Irradiation in the Production, Processing, and Handling of Food, 20509-20513 [2011-8815]
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event of a lapse in appropriations, or a
day on which the Commission’s
Washington, DC office is otherwise
closed for regular business due to other
circumstances. The Commission finds
that because the amendment is technical
in nature and pertains to the
Commission’s organization, procedure
or practice, publishing the amendment
for comment is unnecessary.21
The APA also requires publication of
a rule at least 30 days before its effective
date unless the agency finds otherwise
for good cause.22 For the same reasons
described above with respect to notice
and the opportunity for comment, the
Commission finds good cause for this
technical amendment to take effect
immediately.
IV. Consideration of Burden on
Competition, and Promotion of
Efficiency, Competition and Capital
Formation
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Section 3(f) of the Exchange Act,23
provides that whenever the Commission
is engaged in rulemaking and is
required to consider or determine
whether an action is necessary or
appropriate in the public interest, the
Commission shall consider, in addition
to the protection of investors, whether
the action will promote efficiency,
competition, and capital formation.
Section 23(a)(2) of the Exchange Act
requires the Commission, in adopting
rules under the Exchange Act, to
consider the competitive effects of such
rules, if any, and not to adopt a rule that
would impose a burden on competition
not necessary or appropriate in the
furtherance of the purposes of the
Exchange Act.24
Because the amendment to Exchange
Act Rule 19b–4 is technical in nature,
and does not impose any additional
requirements beyond those already
required, we do not anticipate that the
amendment would have a significant
effect on efficiency, competition, or
capital formation, and we do not
anticipate that any competitive
advantages or disadvantages would be
created.
21 For similar reasons, the amendment does not
require analysis under the Regulatory Flexibility
Act (‘‘RFA’’) or analysis of major rule status under
the Small Business Regulatory Enforcement
Fairness Act. See 5 U.S.C. 601(2) (for purposes of
RFA analysis, the term ‘‘rule’’ means any rule for
which the agency publishes a general notice of
proposed rulemaking); and 5 U.S.C. 804(3)(C) (for
purposes of Congressional review of agency
rulemaking, the term ‘‘rule’’ does not include any
rule of agency organization, procedure or practice
that does not substantially affect the rights or
obligations of non-agency parties).
22 See 5 U.S.C. 553(d)(3).
23 15 U.S.C. 78c(f).
24 15 U.S.C. 78w(a)(2).
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List of Subjects in 17 CFR Part 240
Brokers, Confidential business
information, Fraud, Reporting and
recordkeeping requirements, Securities.
20509
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
Statutory Basis and Text of Rules
21 CFR Part 179
The Commission is amending 17 CFR
part 240, pursuant to authority set forth
in the Exchange Act, including Sections
19(b) and 23(a).
[Docket No. FDA–1998–F–0072] (Formerly
98F–0165)
PART 240—GENERAL RULES AND
REGULATIONS, SECURITIES
EXCHANGE ACT OF 1934
AGENCY:
1. The authority citation for part 240
continues to read in part as follows:
■
Authority: 15 U.S.C. 77c, 77d, 77g, 77j,
77s, 77z–2, 77z–3, 77eee, 77ggg, 77nnn,
77sss, 77ttt, 78c, 78d, 78e, 78f, 78g, 78i, 78j,
78j–1, 78k, 78k–1, 78l, 78m, 78n, 78n–1, 78o,
78p, 78q, 78s, 78u–5, 78w, 78x, 78ll, 78mm,
80a–20, 80a–23, 80a–29, 80a–37, 80b–3, 80b–
4 and 80b–11, and 7210 et seq., 18 U.S.C.
1350, and 12 U.S.C. 5221(e)(3), unless
otherwise noted.
*
*
*
*
*
2. Amend § 240.19b–4 by:
■ a. Redesignating paragraph (a) as
paragraph (a)(1); and
■ b. Adding new paragraph (a)(2).
The addition reads as follows:
■
§ 240.19b–4 Filings with respect to
proposed rule changes by self-regulatory
organizations.
*
*
*
*
*
(a) * * *
(2) For purposes of Section 19(b) of
the Act and this rule, a ‘‘business day’’
is any day other than a Saturday,
Sunday, Federal holiday, a day that the
Office of Personnel Management has
announced that Federal agencies in the
Washington, DC area are closed to the
public, a day on which the Commission
is subject to a Federal government
shutdown or a day on which the
Commission’s Washington, DC office is
otherwise not open for regular business.
*
*
*
*
*
Dated: April 7, 2011.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–8919 Filed 4–12–11; 8:45 am]
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Irradiation in the Production,
Processing, and Handling of Food
Food and Drug Administration,
HHS.
Final rule; denial of requests for
a hearing and response to objections.
ACTION:
The Food and Drug
Administration (FDA) is responding to
objections and is denying requests that
it received for a hearing on the final rule
that amended the food additive
regulations to provide for the safe use of
ionizing radiation for the reduction of
Salmonella in fresh shell eggs. After
reviewing objections to the final rule
and requests for a hearing, the Agency
has concluded that the objections do not
raise issues of material fact that justify
a hearing or otherwise provide a basis
for revoking or modifying the
amendment to the regulation.
FOR FURTHER INFORMATION CONTACT:
Teresa A. Croce, Center for Food Safety
and Applied Nutrition (HFS–265), Food
and Drug Administration, 5100 Paint
Branch Pkwy., College Park, MD 20740–
3835, 301–436–1281.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Introduction
In the Federal Register of March 20,
1998 (63 FR 13675), FDA published a
notice announcing the filing of a food
additive petition (FAP), FAP 8M4584,
submitted by Edward S. Josephson,
University of Rhode Island, Food
Science and Nutrition Research Center,
to amend the regulations in part 179,
Irradiation in the Production,
Processing, and Handling of Food (21
CFR part 179), to provide for the safe
use of ionizing radiation for the
reduction of Salmonella in fresh shell
eggs. In response to the petition, FDA
issued a final rule in the Federal
Register of July 21, 2000 (65 FR 45280),
permitting the irradiation of fresh shell
eggs for the reduction of Salmonella at
doses not to exceed 3.0 kiloGray (kGy)
(hereafter referred to as the ‘‘egg
irradiation rule’’). FDA based its
decision on data in the petition and in
its files. In the preamble to the final
rule, FDA outlined the basis for its
decision and stated that objections to
the final rule and requests for a hearing
were due within 30 days of the
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publication date (i.e., by August 21,
2000).
II. Objections and Requests for a
Hearing
Section 409(f)(1) of the Federal Food,
Drug, and Cosmetic Act (the FD&C Act)
(21 U.S.C. 348(f)(1)) provides that,
within 30 days after publication of an
order relating to a food additive
regulation, any person adversely
affected by such order may file
objections, ‘‘specifying with
particularity the provisions of the order
deemed objectionable, stating
reasonable grounds therefor, and
requesting a public hearing upon such
objections.’’
Under 21 CFR 171.110 of the food
additive regulations, objections and
requests for a hearing are governed by
part 12 (21 CFR part 12) of FDA’s
regulations. Under § 12.22(a), each
objection must meet the following
conditions: (1) Must be submitted on or
before the 30th day after the date of
publication of the final rule; (2) must be
separately numbered; (3) must specify
with particularity the provision of the
regulation or proposed order objected
to; (4) must specifically state each
objection on which a hearing is
requested; failure to request a hearing
on an objection constitutes a waiver of
the right to a hearing on that objection;
and (5) must include a detailed
description and analysis of the factual
information to be presented in support
of the objection if a hearing is requested;
failure to include a description and
analysis for an objection constitutes a
waiver of the right to a hearing on that
objection.
Following publication of the final rule
permitting the irradiation of fresh shell
eggs for the reduction of Salmonella,
FDA received 26 submissions with
objections to the rule within the 30-day
objection period. All but one of these
submissions either expressed general
opposition to the final rule, or objected
to the rule based on issues that are
outside the rule’s scope such as the
living conditions and practices in
commercial egg production. Although
most of these letters requested a hearing,
no evidence was identified in support of
any of these objections that could be
considered in an evidentiary hearing
(§ 12.22(a)(5)). Therefore, these
objections do not justify a hearing.1 The
Agency will not discuss these
1 FDA also received letters after the close of the
objection period that expressed general opposition
to the egg irradiation rule. Tardy objections fail to
satisfy the requirements of 21 U.S.C. 348(f)(1) and
need not be considered by the Agency (see ICMAD
v. HEW, 574 F.2d 553, 558 n.8 (D.C. Cir), cert.
denied, 439 U.S. 893 (1978)).
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submissions further. The one
submission raising specific objections
was a letter from Public Citizen (letter
to Docket No. 98F–0165, August 17,
2000). The letter from Public Citizen
sought revocation of the final rule based
on five objections and requested a
hearing on issues raised by each
objection. A more detailed response to
Public Citizen’s objections is found in
section IV of this document. In addition,
FDA also received one letter in support
of the egg irradiation rule.
III. Standards for Granting a Hearing
Specific criteria for deciding whether
to grant or deny a request for a hearing
are set out in § 12.24(b). Under that
regulation, a hearing will be granted if
the material submitted by the requester
shows, among other things, the
following: (1) There is a genuine and
substantial factual issue for resolution at
a hearing; a hearing will not be granted
on issues of policy or law; (2) the factual
issue can be resolved by available and
specifically identified reliable evidence;
a hearing will not be granted on the
basis of mere allegations or denials or
general descriptions of positions and
contentions; (3) the data and
information submitted, if established at
a hearing, would be adequate to justify
resolution of the factual issue in the way
sought by the requestor; a hearing will
be denied if the data and information
submitted are insufficient to justify the
factual determination urged, even if
accurate; and (4) resolution of the
factual issue in the way sought by the
person is adequate to justify the action
requested; a hearing will not be granted
on factual issues that are not
determinative with respect to the action
requested (e.g., if the action would be
the same even if the factual issue were
resolved in the way sought).
A party seeking a hearing is required
to meet a ‘‘threshold burden of tendering
evidence suggesting the need for a
hearing’’ (Costle v. Pac. Legal Found.,
445 U.S. 198, 214 (1980), reh. denied,
446 U.S. 947 (1980), citing Weinberger
v. Hynson, Westcott & Dunning, Inc.,
412 U.S. 609, 620–21 (1973)). An
allegation that a hearing is necessary to
‘‘sharpen the issues’’ or to ‘‘fully develop
the facts’’ does not meet this test
(Georgia-Pacific Corp. v. U.S. EPA, 671
F.2d 1235, 1241 (9th Cir. 1982)). If a
hearing request fails to identify any
factual evidence that would be the
subject of a hearing, there is no point in
holding one. In judicial proceedings, a
court is authorized to issue summary
judgment without an evidentiary
hearing whenever it finds that there are
no genuine issues of material fact in
dispute and a party is entitled to
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judgment as a matter of law (see Fed. R.
Civ. P. 56). The same principle applies
in administrative proceedings (see
§ 12.24).
A hearing request must not only
contain evidence, but that evidence
should raise a material issue of fact
‘‘concerning which a meaningful hearing
might be held’’ (Pineapple Growers
Ass’n v. FDA, 673 F.2d 1083, 1085 (9th
Cir. 1982)). Where the issues raised in
the objection are, even if true, legally
insufficient to alter the decision, the
Agency need not grant a hearing (see
Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir.
1959), cert. denied, 362 U.S. 911
(1960)). A hearing is justified only if the
objections are made in good faith and if
they ‘‘draw in question in a material way
the underpinnings of the regulation at
issue’’ (Pactra Industries v. CPSC, 555
F.2d 677, 684 (9th Cir. 1977)). A hearing
need not be held to resolve questions of
law or policy (see Citizens for Allegan
County, Inc. v. FPC, 414 F.2d 1125, 1128
(D.C. Cir. 1969); Sun Oil Co. v. FPC, 256
F.2d 233, 240 (5th Cir.), cert. denied,
358 U.S. 872 (1958)).
Even if the objections raise material
issues of fact, FDA need not grant a
hearing if those same issues were
adequately raised and considered in an
earlier proceeding. Once an issue has
been so raised and considered, a party
is estopped from raising that same issue
in a later proceeding without new
evidence. The various judicial doctrines
dealing with finality, such as collateral
estoppel, can be validly applied to the
administrative process (see Pac.
Seafarers, Inc. v. Pac. Far East Line,
Inc., 404 F.2d 804, 809 (D.C. Cir. 1968),
cert. denied, 393 U.S. 1093 (1969)). In
explaining why these principles ought
to apply to an agency proceeding, the
U.S. Court of Appeals for the District of
Columbia Circuit wrote: ‘‘The
underlying concept is as simple as this:
Justice requires that a party have a fair
chance to present his position. But
overall interests of administration do
not require or generally contemplate
that he will be given more than a fair
opportunity.’’ Retail Clerks Union, Local
1401 v. NLRB, 463 F.2d 316, 322 (D.C.
Cir. 1972); see also Costle v. Pac. Legal
Found., 445 U.S. at 215–17).
IV. Analysis of Objections and
Response to Hearing Requests
The letter from Public Citizen
contains five numbered objections and
requests a hearing on each of them. FDA
addresses each of the objections in this
document, as well as the evidence and
information filed in support of each,
comparing each objection and the
information submitted in support of it to
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the standards for granting a hearing in
§ 12.24(b).
A. Findings of Study Co-Authored by
Donald Thayer
The first objection raised by Public
Citizen in response to this rule contends
that the Agency misrepresented the
findings of the 1990 study co-authored
by Donald Thayer (Ref. 1). Specifically,
the rule (65 FR 45280 at 45281) states,
‘‘* * * S. enteritidis was found to have
similar sensitivities to ionizing radiation
as five other strains of Salmonella’’ (S.
is referring to Salmonella) when, in the
original study, Thayer et al. state,
‘‘S. enteritidis was significantly more
resistant to ionizing radiation than the
other five strains of Salmonella tested
* * *.’’ Public Citizen asserts that by
stating the findings in this manner FDA
gives ‘‘* * * the false impression that
the same level of radiation can be used
to eliminate S. enteritidis as other
strains of Salmonella.’’
The full sentence in the final rule
states that ‘‘Salmonella strains, in
addition to S. enteritidis, in fresh shell
eggs should also be reduced by
irradiation since S. enteritidis was
found to have similar sensitivities to
ionizing radiation as five other strains of
Salmonella * * *.’’ (65 FR 45280 at
45281). The reasoning supporting the
statement’s conclusion is that because
irradiation reduces S. enteritidis it
would be expected to reduce other
strains of Salmonella. To the extent that
S. enteritidis is more resistant to
ionizing radiation than the other strains,
the conclusion is strengthened. Further,
FDA made clear in the final rule that
irradiation of fresh shell eggs at the
doses requested in the petition will
reduce, but not entirely eliminate,
microorganisms in eggs (65 FR 45280 at
45281).
FDA evaluated data provided by the
petitioner on the absorbed radiation
required to achieve inactivation of S.
enteritidis in shell eggs. The data
showed that irradiation at a dose as low
as 1 kGy reduces the viability of S.
enteritidis by 3-log10 (99.9 percent
reduction) (Ref. 2). These data are
comparable to the results seen by
Thayer, et al., in a similar medium
inoculated with S. enteritidis, which
showed a 3- to 4-log10 reduction of this
pathogen at a dose of 1 kGy (Ref. 1).
Furthermore, the standards for
microbiological safety of fresh shell eggs
are independent of the final rule
permitting the irradiation of fresh shell
eggs. Irradiation is a potential control
point in the mitigation of S. enteritidis
and other food-borne pathogens. The
rule is not predicated on the approved
treatment, by itself, resulting in fresh
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shell eggs that are pathogen-free. FDA is
denying the request for a hearing on this
point because the action would be the
same even if the factual issue were
resolved in the manner sought
(§ 12.24(b)(4)).
B. Vitamin A Loss
In the egg irradiation final rule, FDA
states that the vitamin A retention
resulting from the irradiation of shell
eggs at a maximum absorbed dose of
1.0 kGy (65 FR 45280 at 45281) yields
a relative retention rate of 76 percent
following a 24-day storage period.
Public Citizen asserts that the final rule
misrepresents the vitamin A loss from
fresh shell eggs following irradiation at
3.0 kGy because FDA based these
conclusions on vitamin A loss from the
results of a study that used a maximum
dose of 1.0 kGy compared to the
maximum petitioned dose of 3.0 kGy,
whereas another study in the petition
showed that vitamin A retention by the
eggs irradiated at 3.1 kGy and stored for
2, 15, and 33 days was 41.8 percent,
35.5 percent, and 20.1 percent,
respectively (Refs. 3 and 4).
The studies that Public Citizen refers
to were included in the petition and
were analyzed and considered when
making the safety assessment. FDA
acknowledges that stating a vitamin A
retention in the range of 20.1 to 35.5
percent is more appropriate in light of
the maximum petitioned dose.
Importantly, in its review of the
petition, FDA considered the health
implications from vitamin A loss in eggs
at the maximum petitioned dose and
concluded that the effect on health from
this vitamin loss is not significant
because a variety of foods provide
vitamin A and the intake of other foods
can compensate for any loss (Refs. 5 and
6).
The issue raised by Public Citizen
must be a material issue concerning
which a meaningful hearing might be
held (Pineapple Growers Ass’n v. FDA,
673 F.2d at 1085). The Agency
recognizes that irradiation can produce
nutrient losses under some conditions
and has concluded that such effects are
not a safety concern under the
conditions of this regulation. To justify
a hearing on the vitamin A issue, Public
Citizen must provide evidence that the
nutritional loss in a food irradiated
under the conditions of this regulation
raises a safety concern because of its
cumulative effect on the human diet
(see 21 U.S.C. 348(c)(5)(B)). While FDA
has the ultimate burden of proof when
it approves the use of a food additive,
once the Agency makes a finding of
safety in a listing document, the burden
shifts to an objector to come forward
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20511
with evidence that raises a material
issue of fact with regard to FDA’s
conclusion (American Cyanamid Co. v.
FDA, 606 F.2d 1307, 1314 (DC Cir.
1979)). Public Citizen has submitted no
information to support that vitamin A
loss in fresh shell eggs irradiated under
the conditions of the regulation is a
safety concern. Therefore, this objection
does not raise a genuine and substantial
issue of fact for resolution at a hearing.
FDA is denying the request for a hearing
on this point because a hearing will not
be granted if there is no genuine and
substantial factual issue to be resolved
(§ 12.24(b)(1)).
C. Analysis of Effects of Irradiation on
Egg Yolk Carotenoids
Public Citizen asserts that FDA’s
analysis regarding the effects of
irradiation on egg yolk carotenoids is
flawed because the information used to
analyze the nutritional information of
egg yolk carotenoids is based on doses
of 0.5 kGy and 1.0 kGy, not the
petitioned maximum of 3.0 kGy.
FDA acknowledges that Agency’s
analysis of the effects of irradiation on
egg yolk carotenoids was based on
studies performed at lower doses than
the petitioned maximum dose of
3.0 kGy; however, because there are a
number of commonly consumed foods
that are substantial sources of
carotenoids in the diet, including
yellow corn, carrots, and squash (Ref. 7),
FDA has no health concerns about the
loss of carotenoids in the diet from the
irradiation of eggs. Public Citizen’s
request for hearing suggests that there is
potential for harm from the loss of
carotenoids resulting from the
irradiation of shell eggs, without
providing any evidence to support this
suggestion. An objector must make an
adequate proffer of evidence to support
its allegations and to show that they
provide a basis on which to call into
question the Agency’s conclusions. A
hearing will be denied if the
Commissioner of Food and Drugs (the
Commissioner) concludes that the data
and information submitted are
insufficient to justify the factual
determination urged, even if accurate
(§ 12.24(b)(3)). FDA concludes that the
data and information are insufficient;
therefore, FDA is denying the request
for a hearing based on this objection.
D. Request for Updated Analysis for
Irradiation of Fresh Shell Eggs Not To
Exceed 3.0 kGy
Public Citizen objects to the egg
irradiation final rule on the grounds that
the Agency did not adequately update
‘‘[n]umerous issues raised in the two
initial analysis [sic]’’ after the petition
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was amended to allow for doses up to
3.0 kGy from 1.7 kGy.
When the petition (FAP 8M4584) was
originally submitted, the maximum
petitioned dose was 1.7 kGy. The
petition was subsequently amended to
increase the maximum dose to 3.0 kGy
and additional chemistry and toxicology
reviews were performed by FDA
following this amendment. Based on
these reviews, FDA concluded that the
3.0 kGy dose for shell eggs did not
change the general conclusions from the
original reviews (Refs. 3 and 6). Public
Citizen neither specifies the
‘‘[n]umerous issues’’ nor does it provide
any information that would cause the
Agency to change its conclusion that the
consumption of irradiated shell eggs is
safe.
A hearing will be denied if the
Commissioner concludes that the data
and information submitted are
insufficient to justify the factual
determination urged, even if accurate
(§ 12.24(b)(3)). FDA concludes that the
data and information are insufficient;
therefore, FDA is denying the request
for a hearing based on this objection.
E. Bureau of Foods Irradiated Food
Committee Report of 1980
Public Citizen alleges that FDA failed
to follow all of the recommendations
put forth in 1980 by the Bureau of Foods
Irradiated Food Committee (BFIFC)
regarding the evaluation of irradiated
foods. Specifically, Public Citizen
quotes the following from a BFIFC
report: ‘‘Foods irradiated at doses above
100 Krad [1 kGy] and comprising more
that 0.01% of the diet are estimated to
contain URPs [Unique Radiolytic
Products] in sufficient quantity to
warrant toxicological evaluation. * * *
[T]ests must be performed on extracts in
which the concentration of radiolytic
products is maximized’’ (Ref. 8).
Public Citizen then states that there is
no indication in the egg irradiation rule
or its references that such tests were
conducted or reviewed by the FDA
before the petition was approved.
The assertion that FDA failed to
comply with recommendations set forth
by the BFIFC committee has been raised
previously by Public Citizen and others
and has been responded to by the
Agency in the molluscan shellfish final
rule (70 FR 48057 at 48069, August 16,
2005) and in other previous rulemakings
regarding the irradiation of food (see,
e.g., 53 FR 53176 at 53179, December
30, 1988, and 62 FR 64102 at 64105,
December 3, 1997).
As discussed previously, the BFIFC
report was an internal document
prepared by FDA scientists that
provided recommendations for
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evaluating the safety of irradiated foods
based on the known effects of food
irradiation and on the capabilities of
toxicological testing. The report was
made available to the public for
comment in the Federal Register of
March 27, 1981 (46 FR 18992). While
the report and the comments received
on it have aided FDA’s thinking
regarding the safety testing of irradiated
foods, the report established no
requirements. Furthermore, FDA has not
adopted regulations that require
toxicological testing of a food additive if
that additive constitutes a certain
portion of the diet, and Public Citizen
has not cited any regulation that
imposes such a requirement.
In addition, the understanding of
radiolytic products produced by the
irradiation of foods has evolved since
1980. As noted in the egg irradiation
final rule, ‘‘[m]ost of the radiolysis
products [of shell egg irradiation up to
3kGy] are either the same as, or
structurally similar to, compounds
found in foods that have not been
irradiated, and are formed in very small
amounts.’’ (65 FR 45280). Similarly, in
the Federal Register of December 3,
1997, for the Agency rulemaking on
irradiation of refrigerated or frozen
uncooked meat, meat byproducts, and
certain meat food products to control
food-borne pathogens and extend
product shelf-life, FDA concluded that,
‘‘[i]n irradiated flesh foods, most of the
radiolytic products derived from
proteins have the same chemical
composition but are altered in their
secondary and tertiary structures. These
changes are similar to those that occur
as a result of heating, but in the case of
irradiation, such changes are far less
pronounced and the amounts of reaction
products generated are far lower.’’ (62
FR 64107 at 64110, December 3, 1997).
Consistent with section 409 of the
FD&C Act, the Agency’s decision on the
safety of the irradiation of fresh shell
eggs was based on the entire record.
FDA reviewed and evaluated studies
submitted in the petition as well as
additional toxicology studies of
irradiated foods, including red meat,
chicken, fish and eggs, which are
available in Agency files. Included in
the data considered by the FDA in
review of the petition were at least three
studies conducted specifically on
irradiated eggs.
Once the Agency makes a finding of
safety in an approval document, the
burden shifts to an objector to come
forward with evidence that calls into
question FDA’s conclusion (see
§ 12.24(b)(2)). Although Public Citizen
alleged that the rule did not comply
with the recommendations in the BFIFC
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report, Public Citizen did not present
any evidence that these alleged
inconsistencies, even if true, would
have led to a different conclusion
concerning the safety of irradiation of
fresh shell eggs. Therefore, FDA is
denying this objection and request for a
hearing because it raises no factual issue
that, even if resolved in the way sought
by the objection, would justify the
action requested (§ 12.24(b)(4)).
V. Summary and Conclusion
Section 409 of the FD&C Act requires
that a food additive be shown to be safe
prior to marketing. Under 21 CFR
170.3(i), a food additive is ‘‘safe’’ if
‘‘there is a reasonable certainty in the
minds of competent scientists that the
substance is not harmful under the
intended conditions of use.’’ In the
Agency’s July 21, 2000, final rule
approving the use of irradiation of fresh
shell eggs, FDA concluded, based on its
evaluation of the data submitted in the
petition and other relevant material, that
this use of irradiation is safe for its
intended use for the reduction of
Salmonella in fresh shell eggs.
The petitioner has the burden to
demonstrate the safety of the additive to
gain FDA approval. However, once FDA
makes a finding of safety in an approval
document, the burden shifts to an
objector, who must come forward with
evidence that calls into question FDA’s
conclusion (see section 409(f)(1) of the
FD&C Act).
Despite its allegations, Public Citizen
has not established that FDA overlooked
significant information in the record
while reaching its conclusion that the
use of irradiation for reduction of
Salmonella in fresh shell eggs is safe.
Therefore, the Agency has determined
that the objections requesting a hearing
do not raise any genuine and substantial
issue of fact that would justify an
evidentiary hearing (§ 12.24(b)).
Accordingly, FDA is not making any
changes in response to the objections
and is denying the requests for a
hearing.
VI. References
The following references are on
display in the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20857, under
Docket No. FDA–1998–F–0072
(formerly 98F–0165) and may be seen by
interested persons between 9 a.m. and
4 p.m., Monday through Friday. (FDA
has verified the Web site address, but
FDA is not responsible for any
subsequent changes to the Web site after
this document publishes in the Federal
Register.)
E:\FR\FM\13APR1.SGM
13APR1
Federal Register / Vol. 76, No. 71 / Wednesday, April 13, 2011 / Rules and Regulations
1. Thayer, D. W., G. Boyd, W.S. Muller, et al.
‘‘Radiation resistance of Salmonella,’’
Journal of Industrial Microbiology, 5:
383–390, 1990.
2. Memorandum for FAP 8M4584 from V. K.
Bunning, FDA, to W. Trotter, FDA, April
4, 2000.
3. Memorandum for FAP 8M4584 from K.
Morehouse, FDA, to W. Trotter, FDA,
April 11, 2000.
4. Memorandum for FAP 8M4584 from K.
Morehouse, FDA, to W. Trotter, FDA,
May 14, 1999.
5. Memorandum for FAP 8M4584 from I.
Chen, FDA, to W. Trotter, FDA,
December 11, 1998.
6. Memorandum for FAP 8M4584 from I.
Chen, FDA, to W. Trotter, FDA, March
31, 2000.
7. U.S. Department of Agriculture,
Agricultural Research Service, USDA
National Nutrient Database for Standard
Reference, Release 23, Nutrient Data
Laboratory Home Page (https://
www.ars.usda.gov/ba/bhnrc/ndl), 2010.
8. Bureau of Foods Irradiated Foods
Committee, Recommendations for
Evaluating the Safety of Irradiated Food,
Prepared for the Director, Bureau of
Foods, FDA, July 1980.
Dated: April 8, 2011.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2011–8815 Filed 4–12–11; 8:45 am]
BILLING CODE 4160–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 610
[Docket No. FDA–2010–N–0099]
Revision of the Requirements for
Constituent Materials
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final rule.
The Food and Drug
Administration (FDA) is amending the
biologics regulations to permit the
Director of the Center for Biologics
Evaluation and Research (CBER) or the
Director of the Center for Drug
Evaluation and Research (CDER), as
appropriate, to approve exceptions or
alternatives to the regulation for
constituent materials. A request for an
exception or alternative will be
considered for approval when the data
submitted in support of such a request
establish the safety, purity, and potency
of the biological product for the
conditions of use, including indication
and patient population, for which the
applicant is seeking approval. FDA is
taking this action due to advances in
emcdonald on DSK2BSOYB1PROD with RULES
SUMMARY:
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21:27 Apr 12, 2011
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developing and manufacturing safe,
pure, and potent biological products
licensed under the Public Health
Service Act (the PHS Act) that, in some
instances, render the existing
constituent materials regulation too
prescriptive and unnecessarily
restrictive. This rule provides
manufacturers of biological products
with flexibility, as appropriate, to
employ advances in science and
technology as they become available,
without diminishing public health
protections.
DATES: This rule is effective May 13,
2011.
FOR FURTHER INFORMATION CONTACT: Paul
E. Levine, Jr., Center for Biologics
Evaluation and Research
(HFM–17), Food and Drug
Administration, 1401 Rockville Pike,
Suite 200N, Rockville, MD 20852–1448,
301–827–6210.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of March 30,
2010 (75 FR 15639), FDA published a
proposed rule to amend the regulations
for constituent materials under § 610.15
(21 CFR 610.15). Constituent materials
include ingredients, preservatives,
diluents, adjuvants, extraneous protein
and antibiotics that are contained in a
biological product. FDA is amending the
regulation for constituent materials to
allow the Director of CBER or the
Director of CDER, as appropriate, to
approve an exception or alternative to
the requirements under § 610.15. An
exception or alternative will be
considered for approval when the data
submitted in support of such a request
establish the safety, purity, and potency
of the biological product for the
conditions for which the applicant is
seeking approval. Under the final rule,
the Director of CBER or CDER would not
approve an exception or alternative
when the data or the conditions of use,
including indication and patient
population, for which the applicant is
seeking approval, do not provide a
sufficient scientific and regulatory basis
for such an approval.
The final rule provides manufacturers
of biological products with flexibility, as
appropriate, to employ advances in
science and technology, as they become
available. However, the final rule does
not diminish public health protections
that are provided by existing laws and
regulations. The final rule gives
manufacturers the potential to employ
advances in science and technology if
the data provide a sufficient regulatory
basis for approval of the product. This
means that each manufacturer’s request
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for an exception or alternative will be
considered on a case-by-case basis to
determine whether the product at issue
meets the statutory and regulatory
criteria for safety, purity, and potency
for use in the intended population. The
Director of CBER or CDER will only
approve a request for an exception or
alternative after determining that the
particular request meets this prescribed
criteria for the intended population.
Examples of how the final rule provides
flexibility (such as alternatives to the
use of preservatives and modifications
to the amount of aluminum permitted in
certain biological products), without
diminishing public health protections,
are provided in the paragraphs that
follow.1
Standards for certain constituent
materials present in biological products
are provided under § 610.15. Section
610.15(a) requires that all ingredients
used in a licensed product, and any
diluent provided as an aid in the
administration of the product, meet
generally accepted standards of purity
and quality. Any preservative used must
be sufficiently nontoxic so that the
amount present in the recommended
dose of the product will not be toxic to
the recipient, and in the combination
used, it must not denature the specific
substances in the product to result in a
decrease below the minimum acceptable
potency within the dating period when
stored at the recommended temperature.
Products in multiple-dose containers
must contain a preservative, except that
a preservative need not be added to
Yellow Fever Vaccine; Poliovirus
Vaccine Live Oral; viral vaccines
labeled for use with the jet injector;
dried vaccines when the accompanying
diluent contains a preservative; or to an
allergenic product in 50 percent or more
volume in volume (v/v) glycerin.
Furthermore, under § 610.15, an
adjuvant must not be introduced into a
product unless there is satisfactory
evidence that it does not affect
adversely the safety or potency of the
product.
Section 610.15(a) also requires that
the amount of aluminum in the
recommended individual dose of a
biological product not exceed:
1. 0.85 milligrams if determined by
assay;
1 Although specific examples for use of
extraneous protein and antibiotics are not provided,
the final rule also allows for flexibility in applying
the existing standards for extraneous proteins and
antibiotics (§ 610.15(b) and (c)); provided that each
request for an alternative or exception to these
requirements is supported by data that establish the
safety, purity, and potency of the biological
product.
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Agencies
[Federal Register Volume 76, Number 71 (Wednesday, April 13, 2011)]
[Rules and Regulations]
[Pages 20509-20513]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-8815]
=======================================================================
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 179
[Docket No. FDA-1998-F-0072] (Formerly 98F-0165)
Irradiation in the Production, Processing, and Handling of Food
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule; denial of requests for a hearing and response to
objections.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is responding to
objections and is denying requests that it received for a hearing on
the final rule that amended the food additive regulations to provide
for the safe use of ionizing radiation for the reduction of Salmonella
in fresh shell eggs. After reviewing objections to the final rule and
requests for a hearing, the Agency has concluded that the objections do
not raise issues of material fact that justify a hearing or otherwise
provide a basis for revoking or modifying the amendment to the
regulation.
FOR FURTHER INFORMATION CONTACT: Teresa A. Croce, Center for Food
Safety and Applied Nutrition (HFS-265), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park, MD 20740-3835, 301-436-1281.
SUPPLEMENTARY INFORMATION:
I. Introduction
In the Federal Register of March 20, 1998 (63 FR 13675), FDA
published a notice announcing the filing of a food additive petition
(FAP), FAP 8M4584, submitted by Edward S. Josephson, University of
Rhode Island, Food Science and Nutrition Research Center, to amend the
regulations in part 179, Irradiation in the Production, Processing, and
Handling of Food (21 CFR part 179), to provide for the safe use of
ionizing radiation for the reduction of Salmonella in fresh shell eggs.
In response to the petition, FDA issued a final rule in the Federal
Register of July 21, 2000 (65 FR 45280), permitting the irradiation of
fresh shell eggs for the reduction of Salmonella at doses not to exceed
3.0 kiloGray (kGy) (hereafter referred to as the ``egg irradiation
rule''). FDA based its decision on data in the petition and in its
files. In the preamble to the final rule, FDA outlined the basis for
its decision and stated that objections to the final rule and requests
for a hearing were due within 30 days of the
[[Page 20510]]
publication date (i.e., by August 21, 2000).
II. Objections and Requests for a Hearing
Section 409(f)(1) of the Federal Food, Drug, and Cosmetic Act (the
FD&C Act) (21 U.S.C. 348(f)(1)) provides that, within 30 days after
publication of an order relating to a food additive regulation, any
person adversely affected by such order may file objections,
``specifying with particularity the provisions of the order deemed
objectionable, stating reasonable grounds therefor, and requesting a
public hearing upon such objections.''
Under 21 CFR 171.110 of the food additive regulations, objections
and requests for a hearing are governed by part 12 (21 CFR part 12) of
FDA's regulations. Under Sec. 12.22(a), each objection must meet the
following conditions: (1) Must be submitted on or before the 30th day
after the date of publication of the final rule; (2) must be separately
numbered; (3) must specify with particularity the provision of the
regulation or proposed order objected to; (4) must specifically state
each objection on which a hearing is requested; failure to request a
hearing on an objection constitutes a waiver of the right to a hearing
on that objection; and (5) must include a detailed description and
analysis of the factual information to be presented in support of the
objection if a hearing is requested; failure to include a description
and analysis for an objection constitutes a waiver of the right to a
hearing on that objection.
Following publication of the final rule permitting the irradiation
of fresh shell eggs for the reduction of Salmonella, FDA received 26
submissions with objections to the rule within the 30-day objection
period. All but one of these submissions either expressed general
opposition to the final rule, or objected to the rule based on issues
that are outside the rule's scope such as the living conditions and
practices in commercial egg production. Although most of these letters
requested a hearing, no evidence was identified in support of any of
these objections that could be considered in an evidentiary hearing
(Sec. 12.22(a)(5)). Therefore, these objections do not justify a
hearing.\1\ The Agency will not discuss these submissions further. The
one submission raising specific objections was a letter from Public
Citizen (letter to Docket No. 98F-0165, August 17, 2000). The letter
from Public Citizen sought revocation of the final rule based on five
objections and requested a hearing on issues raised by each objection.
A more detailed response to Public Citizen's objections is found in
section IV of this document. In addition, FDA also received one letter
in support of the egg irradiation rule.
---------------------------------------------------------------------------
\1\ FDA also received letters after the close of the objection
period that expressed general opposition to the egg irradiation
rule. Tardy objections fail to satisfy the requirements of 21 U.S.C.
348(f)(1) and need not be considered by the Agency (see ICMAD v.
HEW, 574 F.2d 553, 558 n.8 (D.C. Cir), cert. denied, 439 U.S. 893
(1978)).
---------------------------------------------------------------------------
III. Standards for Granting a Hearing
Specific criteria for deciding whether to grant or deny a request
for a hearing are set out in Sec. 12.24(b). Under that regulation, a
hearing will be granted if the material submitted by the requester
shows, among other things, the following: (1) There is a genuine and
substantial factual issue for resolution at a hearing; a hearing will
not be granted on issues of policy or law; (2) the factual issue can be
resolved by available and specifically identified reliable evidence; a
hearing will not be granted on the basis of mere allegations or denials
or general descriptions of positions and contentions; (3) the data and
information submitted, if established at a hearing, would be adequate
to justify resolution of the factual issue in the way sought by the
requestor; a hearing will be denied if the data and information
submitted are insufficient to justify the factual determination urged,
even if accurate; and (4) resolution of the factual issue in the way
sought by the person is adequate to justify the action requested; a
hearing will not be granted on factual issues that are not
determinative with respect to the action requested (e.g., if the action
would be the same even if the factual issue were resolved in the way
sought).
A party seeking a hearing is required to meet a ``threshold burden
of tendering evidence suggesting the need for a hearing'' (Costle v.
Pac. Legal Found., 445 U.S. 198, 214 (1980), reh. denied, 446 U.S. 947
(1980), citing Weinberger v. Hynson, Westcott & Dunning, Inc., 412 U.S.
609, 620-21 (1973)). An allegation that a hearing is necessary to
``sharpen the issues'' or to ``fully develop the facts'' does not meet
this test (Georgia-Pacific Corp. v. U.S. EPA, 671 F.2d 1235, 1241 (9th
Cir. 1982)). If a hearing request fails to identify any factual
evidence that would be the subject of a hearing, there is no point in
holding one. In judicial proceedings, a court is authorized to issue
summary judgment without an evidentiary hearing whenever it finds that
there are no genuine issues of material fact in dispute and a party is
entitled to judgment as a matter of law (see Fed. R. Civ. P. 56). The
same principle applies in administrative proceedings (see Sec. 12.24).
A hearing request must not only contain evidence, but that evidence
should raise a material issue of fact ``concerning which a meaningful
hearing might be held'' (Pineapple Growers Ass'n v. FDA, 673 F.2d 1083,
1085 (9th Cir. 1982)). Where the issues raised in the objection are,
even if true, legally insufficient to alter the decision, the Agency
need not grant a hearing (see Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir. 1959), cert. denied, 362 U.S. 911
(1960)). A hearing is justified only if the objections are made in good
faith and if they ``draw in question in a material way the
underpinnings of the regulation at issue'' (Pactra Industries v. CPSC,
555 F.2d 677, 684 (9th Cir. 1977)). A hearing need not be held to
resolve questions of law or policy (see Citizens for Allegan County,
Inc. v. FPC, 414 F.2d 1125, 1128 (D.C. Cir. 1969); Sun Oil Co. v. FPC,
256 F.2d 233, 240 (5th Cir.), cert. denied, 358 U.S. 872 (1958)).
Even if the objections raise material issues of fact, FDA need not
grant a hearing if those same issues were adequately raised and
considered in an earlier proceeding. Once an issue has been so raised
and considered, a party is estopped from raising that same issue in a
later proceeding without new evidence. The various judicial doctrines
dealing with finality, such as collateral estoppel, can be validly
applied to the administrative process (see Pac. Seafarers, Inc. v. Pac.
Far East Line, Inc., 404 F.2d 804, 809 (D.C. Cir. 1968), cert. denied,
393 U.S. 1093 (1969)). In explaining why these principles ought to
apply to an agency proceeding, the U.S. Court of Appeals for the
District of Columbia Circuit wrote: ``The underlying concept is as
simple as this: Justice requires that a party have a fair chance to
present his position. But overall interests of administration do not
require or generally contemplate that he will be given more than a fair
opportunity.'' Retail Clerks Union, Local 1401 v. NLRB, 463 F.2d 316,
322 (D.C. Cir. 1972); see also Costle v. Pac. Legal Found., 445 U.S. at
215-17).
IV. Analysis of Objections and Response to Hearing Requests
The letter from Public Citizen contains five numbered objections
and requests a hearing on each of them. FDA addresses each of the
objections in this document, as well as the evidence and information
filed in support of each, comparing each objection and the information
submitted in support of it to
[[Page 20511]]
the standards for granting a hearing in Sec. 12.24(b).
A. Findings of Study Co-Authored by Donald Thayer
The first objection raised by Public Citizen in response to this
rule contends that the Agency misrepresented the findings of the 1990
study co-authored by Donald Thayer (Ref. 1). Specifically, the rule (65
FR 45280 at 45281) states, ``* * * S. enteritidis was found to have
similar sensitivities to ionizing radiation as five other strains of
Salmonella'' (S. is referring to Salmonella) when, in the original
study, Thayer et al. state, ``S. enteritidis was significantly more
resistant to ionizing radiation than the other five strains of
Salmonella tested * * *.'' Public Citizen asserts that by stating the
findings in this manner FDA gives ``* * * the false impression that the
same level of radiation can be used to eliminate S. enteritidis as
other strains of Salmonella.''
The full sentence in the final rule states that ``Salmonella
strains, in addition to S. enteritidis, in fresh shell eggs should also
be reduced by irradiation since S. enteritidis was found to have
similar sensitivities to ionizing radiation as five other strains of
Salmonella * * *.'' (65 FR 45280 at 45281). The reasoning supporting
the statement's conclusion is that because irradiation reduces S.
enteritidis it would be expected to reduce other strains of Salmonella.
To the extent that S. enteritidis is more resistant to ionizing
radiation than the other strains, the conclusion is strengthened.
Further, FDA made clear in the final rule that irradiation of fresh
shell eggs at the doses requested in the petition will reduce, but not
entirely eliminate, microorganisms in eggs (65 FR 45280 at 45281).
FDA evaluated data provided by the petitioner on the absorbed
radiation required to achieve inactivation of S. enteritidis in shell
eggs. The data showed that irradiation at a dose as low as 1 kGy
reduces the viability of S. enteritidis by 3-log10 (99.9
percent reduction) (Ref. 2). These data are comparable to the results
seen by Thayer, et al., in a similar medium inoculated with S.
enteritidis, which showed a 3- to 4-log10 reduction of this
pathogen at a dose of 1 kGy (Ref. 1). Furthermore, the standards for
microbiological safety of fresh shell eggs are independent of the final
rule permitting the irradiation of fresh shell eggs. Irradiation is a
potential control point in the mitigation of S. enteritidis and other
food-borne pathogens. The rule is not predicated on the approved
treatment, by itself, resulting in fresh shell eggs that are pathogen-
free. FDA is denying the request for a hearing on this point because
the action would be the same even if the factual issue were resolved in
the manner sought (Sec. 12.24(b)(4)).
B. Vitamin A Loss
In the egg irradiation final rule, FDA states that the vitamin A
retention resulting from the irradiation of shell eggs at a maximum
absorbed dose of 1.0 kGy (65 FR 45280 at 45281) yields a relative
retention rate of 76 percent following a 24-day storage period. Public
Citizen asserts that the final rule misrepresents the vitamin A loss
from fresh shell eggs following irradiation at 3.0 kGy because FDA
based these conclusions on vitamin A loss from the results of a study
that used a maximum dose of 1.0 kGy compared to the maximum petitioned
dose of 3.0 kGy, whereas another study in the petition showed that
vitamin A retention by the eggs irradiated at 3.1 kGy and stored for 2,
15, and 33 days was 41.8 percent, 35.5 percent, and 20.1 percent,
respectively (Refs. 3 and 4).
The studies that Public Citizen refers to were included in the
petition and were analyzed and considered when making the safety
assessment. FDA acknowledges that stating a vitamin A retention in the
range of 20.1 to 35.5 percent is more appropriate in light of the
maximum petitioned dose. Importantly, in its review of the petition,
FDA considered the health implications from vitamin A loss in eggs at
the maximum petitioned dose and concluded that the effect on health
from this vitamin loss is not significant because a variety of foods
provide vitamin A and the intake of other foods can compensate for any
loss (Refs. 5 and 6).
The issue raised by Public Citizen must be a material issue
concerning which a meaningful hearing might be held (Pineapple Growers
Ass'n v. FDA, 673 F.2d at 1085). The Agency recognizes that irradiation
can produce nutrient losses under some conditions and has concluded
that such effects are not a safety concern under the conditions of this
regulation. To justify a hearing on the vitamin A issue, Public Citizen
must provide evidence that the nutritional loss in a food irradiated
under the conditions of this regulation raises a safety concern because
of its cumulative effect on the human diet (see 21 U.S.C.
348(c)(5)(B)). While FDA has the ultimate burden of proof when it
approves the use of a food additive, once the Agency makes a finding of
safety in a listing document, the burden shifts to an objector to come
forward with evidence that raises a material issue of fact with regard
to FDA's conclusion (American Cyanamid Co. v. FDA, 606 F.2d 1307, 1314
(DC Cir. 1979)). Public Citizen has submitted no information to support
that vitamin A loss in fresh shell eggs irradiated under the conditions
of the regulation is a safety concern. Therefore, this objection does
not raise a genuine and substantial issue of fact for resolution at a
hearing. FDA is denying the request for a hearing on this point because
a hearing will not be granted if there is no genuine and substantial
factual issue to be resolved (Sec. 12.24(b)(1)).
C. Analysis of Effects of Irradiation on Egg Yolk Carotenoids
Public Citizen asserts that FDA's analysis regarding the effects of
irradiation on egg yolk carotenoids is flawed because the information
used to analyze the nutritional information of egg yolk carotenoids is
based on doses of 0.5 kGy and 1.0 kGy, not the petitioned maximum of
3.0 kGy.
FDA acknowledges that Agency's analysis of the effects of
irradiation on egg yolk carotenoids was based on studies performed at
lower doses than the petitioned maximum dose of 3.0 kGy; however,
because there are a number of commonly consumed foods that are
substantial sources of carotenoids in the diet, including yellow corn,
carrots, and squash (Ref. 7), FDA has no health concerns about the loss
of carotenoids in the diet from the irradiation of eggs. Public
Citizen's request for hearing suggests that there is potential for harm
from the loss of carotenoids resulting from the irradiation of shell
eggs, without providing any evidence to support this suggestion. An
objector must make an adequate proffer of evidence to support its
allegations and to show that they provide a basis on which to call into
question the Agency's conclusions. A hearing will be denied if the
Commissioner of Food and Drugs (the Commissioner) concludes that the
data and information submitted are insufficient to justify the factual
determination urged, even if accurate (Sec. 12.24(b)(3)). FDA
concludes that the data and information are insufficient; therefore,
FDA is denying the request for a hearing based on this objection.
D. Request for Updated Analysis for Irradiation of Fresh Shell Eggs Not
To Exceed 3.0 kGy
Public Citizen objects to the egg irradiation final rule on the
grounds that the Agency did not adequately update ``[n]umerous issues
raised in the two initial analysis [sic]'' after the petition
[[Page 20512]]
was amended to allow for doses up to 3.0 kGy from 1.7 kGy.
When the petition (FAP 8M4584) was originally submitted, the
maximum petitioned dose was 1.7 kGy. The petition was subsequently
amended to increase the maximum dose to 3.0 kGy and additional
chemistry and toxicology reviews were performed by FDA following this
amendment. Based on these reviews, FDA concluded that the 3.0 kGy dose
for shell eggs did not change the general conclusions from the original
reviews (Refs. 3 and 6). Public Citizen neither specifies the
``[n]umerous issues'' nor does it provide any information that would
cause the Agency to change its conclusion that the consumption of
irradiated shell eggs is safe.
A hearing will be denied if the Commissioner concludes that the
data and information submitted are insufficient to justify the factual
determination urged, even if accurate (Sec. 12.24(b)(3)). FDA
concludes that the data and information are insufficient; therefore,
FDA is denying the request for a hearing based on this objection.
E. Bureau of Foods Irradiated Food Committee Report of 1980
Public Citizen alleges that FDA failed to follow all of the
recommendations put forth in 1980 by the Bureau of Foods Irradiated
Food Committee (BFIFC) regarding the evaluation of irradiated foods.
Specifically, Public Citizen quotes the following from a BFIFC report:
``Foods irradiated at doses above 100 Krad [1 kGy] and comprising more
that 0.01% of the diet are estimated to contain URPs [Unique Radiolytic
Products] in sufficient quantity to warrant toxicological evaluation. *
* * [T]ests must be performed on extracts in which the concentration of
radiolytic products is maximized'' (Ref. 8).
Public Citizen then states that there is no indication in the egg
irradiation rule or its references that such tests were conducted or
reviewed by the FDA before the petition was approved.
The assertion that FDA failed to comply with recommendations set
forth by the BFIFC committee has been raised previously by Public
Citizen and others and has been responded to by the Agency in the
molluscan shellfish final rule (70 FR 48057 at 48069, August 16, 2005)
and in other previous rulemakings regarding the irradiation of food
(see, e.g., 53 FR 53176 at 53179, December 30, 1988, and 62 FR 64102 at
64105, December 3, 1997).
As discussed previously, the BFIFC report was an internal document
prepared by FDA scientists that provided recommendations for evaluating
the safety of irradiated foods based on the known effects of food
irradiation and on the capabilities of toxicological testing. The
report was made available to the public for comment in the Federal
Register of March 27, 1981 (46 FR 18992). While the report and the
comments received on it have aided FDA's thinking regarding the safety
testing of irradiated foods, the report established no requirements.
Furthermore, FDA has not adopted regulations that require toxicological
testing of a food additive if that additive constitutes a certain
portion of the diet, and Public Citizen has not cited any regulation
that imposes such a requirement.
In addition, the understanding of radiolytic products produced by
the irradiation of foods has evolved since 1980. As noted in the egg
irradiation final rule, ``[m]ost of the radiolysis products [of shell
egg irradiation up to 3kGy] are either the same as, or structurally
similar to, compounds found in foods that have not been irradiated, and
are formed in very small amounts.'' (65 FR 45280). Similarly, in the
Federal Register of December 3, 1997, for the Agency rulemaking on
irradiation of refrigerated or frozen uncooked meat, meat byproducts,
and certain meat food products to control food-borne pathogens and
extend product shelf-life, FDA concluded that, ``[i]n irradiated flesh
foods, most of the radiolytic products derived from proteins have the
same chemical composition but are altered in their secondary and
tertiary structures. These changes are similar to those that occur as a
result of heating, but in the case of irradiation, such changes are far
less pronounced and the amounts of reaction products generated are far
lower.'' (62 FR 64107 at 64110, December 3, 1997).
Consistent with section 409 of the FD&C Act, the Agency's decision
on the safety of the irradiation of fresh shell eggs was based on the
entire record. FDA reviewed and evaluated studies submitted in the
petition as well as additional toxicology studies of irradiated foods,
including red meat, chicken, fish and eggs, which are available in
Agency files. Included in the data considered by the FDA in review of
the petition were at least three studies conducted specifically on
irradiated eggs.
Once the Agency makes a finding of safety in an approval document,
the burden shifts to an objector to come forward with evidence that
calls into question FDA's conclusion (see Sec. 12.24(b)(2)). Although
Public Citizen alleged that the rule did not comply with the
recommendations in the BFIFC report, Public Citizen did not present any
evidence that these alleged inconsistencies, even if true, would have
led to a different conclusion concerning the safety of irradiation of
fresh shell eggs. Therefore, FDA is denying this objection and request
for a hearing because it raises no factual issue that, even if resolved
in the way sought by the objection, would justify the action requested
(Sec. 12.24(b)(4)).
V. Summary and Conclusion
Section 409 of the FD&C Act requires that a food additive be shown
to be safe prior to marketing. Under 21 CFR 170.3(i), a food additive
is ``safe'' if ``there is a reasonable certainty in the minds of
competent scientists that the substance is not harmful under the
intended conditions of use.'' In the Agency's July 21, 2000, final rule
approving the use of irradiation of fresh shell eggs, FDA concluded,
based on its evaluation of the data submitted in the petition and other
relevant material, that this use of irradiation is safe for its
intended use for the reduction of Salmonella in fresh shell eggs.
The petitioner has the burden to demonstrate the safety of the
additive to gain FDA approval. However, once FDA makes a finding of
safety in an approval document, the burden shifts to an objector, who
must come forward with evidence that calls into question FDA's
conclusion (see section 409(f)(1) of the FD&C Act).
Despite its allegations, Public Citizen has not established that
FDA overlooked significant information in the record while reaching its
conclusion that the use of irradiation for reduction of Salmonella in
fresh shell eggs is safe. Therefore, the Agency has determined that the
objections requesting a hearing do not raise any genuine and
substantial issue of fact that would justify an evidentiary hearing
(Sec. 12.24(b)). Accordingly, FDA is not making any changes in
response to the objections and is denying the requests for a hearing.
VI. References
The following references are on display in the Division of Dockets
Management (HFA-305), Food and Drug Administration, 5630 Fishers Lane,
rm. 1061, Rockville, MD 20857, under Docket No. FDA-1998-F-0072
(formerly 98F-0165) and may be seen by interested persons between 9
a.m. and 4 p.m., Monday through Friday. (FDA has verified the Web site
address, but FDA is not responsible for any subsequent changes to the
Web site after this document publishes in the Federal Register.)
[[Page 20513]]
1. Thayer, D. W., G. Boyd, W.S. Muller, et al. ``Radiation
resistance of Salmonella,'' Journal of Industrial Microbiology, 5:
383-390, 1990.
2. Memorandum for FAP 8M4584 from V. K. Bunning, FDA, to W. Trotter,
FDA, April 4, 2000.
3. Memorandum for FAP 8M4584 from K. Morehouse, FDA, to W. Trotter,
FDA, April 11, 2000.
4. Memorandum for FAP 8M4584 from K. Morehouse, FDA, to W. Trotter,
FDA, May 14, 1999.
5. Memorandum for FAP 8M4584 from I. Chen, FDA, to W. Trotter, FDA,
December 11, 1998.
6. Memorandum for FAP 8M4584 from I. Chen, FDA, to W. Trotter, FDA,
March 31, 2000.
7. U.S. Department of Agriculture, Agricultural Research Service,
USDA National Nutrient Database for Standard Reference, Release 23,
Nutrient Data Laboratory Home Page (https://www.ars.usda.gov/ba/bhnrc/ndl), 2010.
8. Bureau of Foods Irradiated Foods Committee, Recommendations for
Evaluating the Safety of Irradiated Food, Prepared for the Director,
Bureau of Foods, FDA, July 1980.
Dated: April 8, 2011.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2011-8815 Filed 4-12-11; 8:45 am]
BILLING CODE 4160-01-P