Airworthiness Directives; Empresa Brasileira de Aeronautica S.A. (EMBRAER) Model ERJ 170 and ERJ 190 Airplanes, 20503-20506 [2011-8411]
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Federal Register / Vol. 76, No. 71 / Wednesday, April 13, 2011 / Rules and Regulations
review conducted by Fokker Services on the
Fokker 50 and Fokker 60 in response to these
regulations revealed that, if chafing occurs
between the Fuel Quantity Probe (FQP) and
the probe wiring, with additional factors, this
may result in an ignition source in the wing
tank vapour space.
This condition, if not corrected, in
combination with flammable fuel vapours,
could result in a wing fuel tank explosion
and consequent loss of the aeroplane.
Compliance
(f) You are responsible for having the
actions required by this AD performed within
the compliance times specified, unless the
actions have already been done.
Inspection and Installation
(g) At a scheduled opening of the fuel
tanks, but not later than 13 years after the
effective date of this AD, do a general visual
inspection for the presence of the rubber
sleeve and cable tie on the cables of each
FQP, in accordance with Part 1 of the
Accomplishment Instructions of Fokker
Service Bulletin SBF50–28–027, Revision 1,
dated August 20, 2010.
(h) If, during the inspection required by
paragraph (g) of this AD, an FQP does not
have the rubber sleeve or cable tie installed:
Before further flight, install the rubber sleeve
and cable tie on the affected FQP and wiring,
in accordance with Part 2 of the
Accomplishment Instructions of Fokker
Service Bulletin SBF50–28–027, Revision 1,
dated August 20, 2010.
Maintenance Program Revision To Add Fuel
Airworthiness Limitation
(i) Before further flight after accomplishing
the inspection required by paragraph (g) of
this AD: Revise the airplane maintenance
program by incorporating the CDCCL
specified in paragraph 1.L.(1)(c) of Fokker
Service Bulletin SBF50–28–027, Revision 1,
dated August 20, 2010.
No Alternative Actions, Intervals, and/or
CDCCLs
(j) After accomplishing the revision
required by paragraph (i) of this AD, no
alternative actions (e.g., inspection, interval)
and/or CDCCLs may be used unless the
actions, intervals, and/or CDCCLs are
approved as an AMOC in accordance with
the procedures specified in paragraph (l) of
this AD.
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Credit for Actions Accomplished in
Accordance With Previous Service
Information
(k) Actions accomplished before the
effective date of this AD according to Fokker
Service Bulletin SBF50–28–027, dated May
27, 2010, are considered acceptable for
compliance with the corresponding action
specified in this AD.
FAA AD Differences
Note 1: This AD differs from the MCAI
and/or service information as follows:
Although EASA Airworthiness Directive
2010–0157, dated August 3, 2010, specifies
both revising the maintenance program to
include airworthiness limitations, and doing
certain repetitive actions (e.g., inspections)
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21:27 Apr 12, 2011
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and/or maintaining CDCCLs, this AD only
requires the revision. Requiring a revision of
the maintenance program, rather than
requiring individual repetitive actions and/or
maintaining CDCCLs, requires operators to
record AD compliance only at the time the
revision is made. Repetitive actions and/or
maintaining CDCCLs specified in the
airworthiness limitations must be complied
with in accordance with 14 CFR 91.403(c).
Other FAA AD Provisions
(l) The following provisions also apply to
this AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
Branch, ANM–116, Transport Airplane
Directorate, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or local
Flight Standards District Office, as
appropriate. If sending information directly
to the International Branch, send it to ATTN:
Tom Rodriguez, Aerospace Engineer,
International Branch, ANM–116, Transport
Airplane Directorate, FAA 1601 Lind
Avenue, SW., Renton, Washington 98057–
3356; phone: 425–227–1137; fax: 425–227–
1149. Information may be e-mailed to: 9ANM-116-AMOC-REQUESTS@faa.gov.
Before using any approved AMOC, notify
your appropriate principal inspector, or
lacking a principal inspector, the manager of
the local flight standards district office/
certificate holding district office. The AMOC
approval letter must specifically reference
this AD.
(2) Airworthy Product: For any
requirement in this AD to obtain corrective
actions from a manufacturer or other source,
use these actions if they are FAA-approved.
Corrective actions are considered FAAapproved if they are approved by the State
of Design Authority (or their delegated
agent). You are required to assure the product
is airworthy before it is returned to service.
Related Information
(m) Refer to MCAI EASA Airworthiness
Directive 2010–0157, dated August 3, 2010;
and Fokker Service Bulletin SBF50–28–027,
Revision 1, dated August 20, 2010; for related
information.
Material Incorporated by Reference
(n) You must use Fokker Service Bulletin
SBF50–28–027, Revision 1, dated August 20,
2010, to do the actions required by this AD,
unless the AD specifies otherwise.
(1) The Director of the Federal Register
approved the incorporation by reference of
this service information under 5 U.S.C.
552(a) and 1 CFR part 51.
(2) For service information identified in
this AD, contact Fokker Services B.V.,
Technical Services Dept., P.O. Box 231, 2150
AE Nieuw-Vennep, the Netherlands;
telephone: +31 (0)252–627–350; fax: +31
(0)252–627–211; e-mail: technicalservices.
fokkerservices@stork.com; Internet: https://
www.myfokkerfleet.com.
(3) You may review copies of the service
information at the FAA, Transport Airplane
Directorate, 1601 Lind Avenue, SW., Renton,
PO 00000
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20503
Washington. For information on the
availability of this material at the FAA, call
425–227–1221.
(4) You may also review copies of the
service information that is incorporated by
reference at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030, or go
to: https://www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html.
Issued in Renton, Washington, on March
25, 2011.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2011–8065 Filed 4–12–11; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2010–1161; Directorate
Identifier 2010–NM–152–AD; Amendment
39–16658; AD 2011–08–08]
RIN 2120–AA64
Airworthiness Directives; Empresa
Brasileira de Aeronautica S.A.
(EMBRAER) Model ERJ 170 and ERJ
190 Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
We are adopting a new
airworthiness directive (AD) for the
products listed above. This AD results
from mandatory continuing
airworthiness information (MCAI)
originated by an aviation authority of
another country to identify and correct
an unsafe condition on an aviation
product. The MCAI describes the unsafe
condition as:
SUMMARY:
It has been found occurrence of screw units
manufactured with metallographic nonconformity that may increase their
susceptibility to brittle fracture. The screw
failure may result in loss of the related
balance washer causing a possible ram air
turbine (RAT) imbalance event, which may
result in RAT structural failure, which
associated with an electrical emergency
situation, could result in loss of power to
airplane flight controls hydraulic back-up
system.
*
*
*
*
*
Loss of power to the hydraulic back-up
system for airplane flight controls could
reduce the ability of the flightcrew to
maintain the safe flight and landing of
the airplane. We are issuing this AD to
require actions to correct the unsafe
condition on these products.
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Federal Register / Vol. 76, No. 71 / Wednesday, April 13, 2011 / Rules and Regulations
This AD becomes effective May
18, 2011.
The Director of the Federal Register
approved the incorporation by reference
of certain publications listed in this AD
as of May 18, 2011.
DATES:
You may examine the AD
docket on the Internet at https://
www.regulations.gov or in person at the
U.S. Department of Transportation,
Docket Operations, M–30, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue, SE.,
Washington, DC.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Cindy Ashforth, Aerospace Engineer,
International Branch, ANM–116,
Transport Airplane Directorate, FAA,
1601 Lind Avenue, SW., Renton,
Washington 98057–3356; telephone
(425) 227–2768; fax (425) 227–1149.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would
apply to the specified products. That
NPRM was published in the Federal
Register on December 1, 2010 (75 FR
74670). That NPRM proposed to correct
an unsafe condition for the specified
products. The MCAI states:
emcdonald on DSK2BSOYB1PROD with RULES
It has been found occurrence of screw units
manufactured with metallographic nonconformity that may increase their
susceptibility to brittle fracture. The screw
failure may result in loss of the related
balance washer causing a possible ram air
turbine (RAT) imbalance event, which may
result in RAT structural failure, which
associated with an electrical emergency
situation, could result in loss of power to
airplane flight controls hydraulic back-up
system.
*
*
*
*
*
Loss of power to the hydraulic back-up
system for airplane flight controls could
reduce the ability of the flightcrew to
maintain the safe flight and landing of
the airplane. Required actions include
doing a general visual inspection to
determine the model, part number, and
serial number of the RAT, and to
determine if a certain symbol is marked
on affected RATs. Corrective actions
include replacing the RAT balance
screw and marking the RAT
identification plate. You may obtain
further information by examining the
MCAI in the AD docket.
Comments
We gave the public the opportunity to
participate in developing this AD. We
considered the comment received.
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Request To Include Service Bulletin for
Model ERJ 190–100 ECJ Airplanes
EMBRAER requested that we add
EMBRAER Service Bulletin 190LIN–24–
0006, dated July 27, 2010, to the NPRM,
because it applies to Model ERJ 190–100
ECJ airplanes which are included in the
NPRM applicability. The commenter
requested that we change paragraphs (g),
(h), (i), and (k) of the NPRM
accordingly.
We agree that EMBRAER Service
Bulletin 190LIN–24–0006, dated July
27, 2010, is acceptable for
accomplishing the required actions of
the AD for Model ERJ 190–100 ECJ
airplanes. We have added a new
paragraph (i) to this AD (and
renumbered subsequent paragraphs
accordingly) to refer to that service
bulletin as an optional method of
compliance for the requirements of this
AD for those airplanes. This addition
ˆ
has been coordinated with the Agencia
Nacional de Aviacao Civil (ANAC), the
¸˜
aviation authority for Brazil.
Clarification of Terminology
Paragraph (g)(2)(ii) of the NPRM
specified to ‘‘replace the RAT balance
screw with a new balance screw,’’ while
some RATs in fact have more than one
balance screw. We have clarified that
instruction by stating ‘‘replace the RAT
balance screw(s) with a new balance
screw(s),’’ in this final rule.
Conclusion
We reviewed the available data,
including the comment received, and
determined that air safety and the
public interest require adopting the AD
with the changes described previously.
We determined that these changes will
not increase the economic burden on
any operator or increase the scope of the
AD.
Differences Between This AD and the
MCAI or Service Information
We have reviewed the MCAI and
related service information and, in
general, agree with their substance. But
we might have found it necessary to use
different words from those in the MCAI
to ensure the AD is clear for U.S.
operators and is enforceable. In making
these changes, we do not intend to differ
substantively from the information
provided in the MCAI and related
service information.
We might also have required different
actions in this AD from those in the
MCAI in order to follow our FAA
policies. Any such differences are
highlighted in a NOTE within the AD.
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Costs of Compliance
We estimate that this AD will affect
about 241 products of U.S. registry. We
also estimate that it will take about 9
work-hours per product to comply with
the basic requirements of this AD. The
average labor rate is $85 per work-hour.
Required parts will cost about $0 per
product. Where the service information
lists required parts costs that are
covered under warranty, we have
assumed that there will be no charge for
these parts. As we do not control
warranty coverage for affected parties,
some parties may incur costs higher
than estimated here. Based on these
figures, we estimate the cost of this AD
to the U.S. operators to be $184,365, or
$765 per product.
Authority for This Rulemaking
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. ‘‘Subtitle VII:
Aviation Programs,’’ describes in more
detail the scope of the Agency’s
authority.
We are issuing this rulemaking under
the authority described in ‘‘Subtitle VII,
Part A, Subpart III, Section 44701:
General requirements.’’ Under that
section, Congress charges the FAA with
promoting safe flight of civil aircraft in
air commerce by prescribing regulations
for practices, methods, and procedures
the Administrator finds necessary for
safety in air commerce. This regulation
is within the scope of that authority
because it addresses an unsafe condition
that is likely to exist or develop on
products identified in this rulemaking
action.
Regulatory Findings
We determined that this AD will not
have federalism implications under
Executive Order 13132. This AD will
not have a substantial direct effect on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.
For the reasons discussed above, I
certify this AD:
1. Is not a ‘‘significant regulatory
action’’ under Executive Order 12866;
2. Is not a ‘‘significant rule’’ under the
DOT Regulatory Policies and Procedures
(44 FR 11034, February 26, 1979); and
3. Will not have a significant
economic impact, positive or negative,
on a substantial number of small entities
under the criteria of the Regulatory
Flexibility Act.
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Federal Register / Vol. 76, No. 71 / Wednesday, April 13, 2011 / Rules and Regulations
We prepared a regulatory evaluation
of the estimated costs to comply with
this AD and placed it in the AD docket.
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov; or in person at the
Docket Operations office between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket
contains the NPRM, the regulatory
evaluation, any comments received, and
other information. The street address for
the Docket Operations office (telephone
(800) 647–5527) is in the ADDRESSES
section. Comments will be available in
the AD docket shortly after receipt.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
Adoption of the Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new AD:
■
2011–08–08 Empresa Brasileira de
Aeronautica S.A. (EMBRAER):
Amendment 39–16658. Docket No.
FAA–2010–1161; Directorate Identifier
2010–NM–152–AD.
Effective Date
(a) This airworthiness directive (AD)
becomes effective May 18, 2011.
Affected ADs
(b) None.
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Applicability
(c) This AD applies to all Empresa
Brasileira de Aeronautica S.A. (EMBRAER)
Model ERJ 170–100 LR, –100 STD, –100 SE,
and –100 SU airplanes; and Model ERJ 170–
200 LR, –200 SU, and –200 STD airplanes;
and Model ERJ 190–100 STD, –100 LR, –100
ECJ, and –100 IGW airplanes; and Model ERJ
190–200 STD, –200 LR, and –200 IGW
airplanes; certificated in any category.
Subject
(d) Air Transport Association (ATA) of
America Code 24: Electrical power.
Reason
(e) The mandatory continuing
airworthiness information (MCAI) states:
It has been found occurrence of screw units
manufactured with metallographic non-
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Jkt 223001
conformity that may increase their
susceptibility to brittle fracture. The screw
failure may result in loss of the related
balance washer causing a possible ram air
turbine (RAT) imbalance event, which may
result in RAT structural failure, which
associated with an electrical emergency
situation, could result in loss of power to
airplane flight controls hydraulic back-up
system.
*
*
*
*
*
Loss of power to the hydraulic back-up
system for airplane flight controls could
reduce the ability of the flightcrew to
maintain the safe flight and landing of the
airplane.
Compliance
(f) You are responsible for having the
actions required by this AD performed within
the compliance times specified, unless the
actions have already been done.
Actions
(g) Within 1,200 flight hours or 6 months
after the effective date of this AD, whichever
occurs first: Do a general visual inspection
(GVI) to determine the RAT model, part
number, and serial number, in accordance
with Part 1 of the Accomplishment
Instructions of EMBRAER Service Bulletin
170–24–0048, Revision 01, dated May 12,
2010; or EMBRAER Service Bulletin 190–24–
0019, Revision 01, dated May 11, 2010; as
applicable. A review of airplane maintenance
records is acceptable in lieu of this
inspection if the model, part number, and
serial number of the RAT can be conclusively
determined from that review.
Note 1: For the purpose of this AD, a GVI
is: ‘‘A visual examination of an interior or
exterior area, installation or assembly to
detect obvious damage, failure or irregularity.
This level of inspection is made from within
touching distance, unless otherwise
specified. A mirror may be necessary to
enhance visual access to all exposed surfaces
in the inspection area. This level of
inspection is made under normally available
lighting conditions such as daylight, hangar
lighting, flashlight or drop-light, and may
require removal or opening of access panels
or doors. Stands, ladders or platforms may be
required to gain proximity to the area being
checked.’’
(1) For any RAT not having a serial number
identified in EMBRAER Service Bulletin
170–24–0048, Revision 01, dated May 12,
2010; or EMBRAER Service Bulletin 190–24–
0019, Revision 01, dated May 11, 2010: No
further action is required by this paragraph.
(2) For any RAT having a serial number
identified in EMBRAER Service Bulletin
170–24–0048, Revision 01, dated May 12,
2010; or EMBRAER Service Bulletin 190–24–
0019, Revision 01, dated May 11, 2010:
Within 1,200 flight hours or 6 months after
the effective date of this AD, whichever
occurs first, inspect to determine if the
symbol ‘‘24–5’’ is marked on the RAT
identification plate. A review of airplane
maintenance records is acceptable in lieu of
this inspection if the RAT identification plate
can be conclusively determined to be marked
with ‘‘24–5’’ from that review.
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20505
(i) If the symbol ‘‘24–5’’ is marked on the
RAT identification plate: No further action is
required by this paragraph.
(ii) If the symbol ‘‘24–5’’ is not marked on
the RAT identification plate: Within 1,200
flight hours or 6 months after the effective
date of this AD, whichever occurs first,
replace the RAT balance screw(s) with a new
balance screw(s), and mark the RAT
identification plate with the symbol ‘‘24–5,’’
in accordance with Part 2 of the
Accomplishment Instructions of EMBRAER
Service Bulletin 170–24–0048, Revision 01,
dated May 12, 2010; or EMBRAER Service
Bulletin 190–24–0019, Revision 01, dated
May 11, 2010; as applicable.
(h) As of the effective date of this AD, no
person may install a RAT identified in Part
1 of the Accomplishment Instructions of
EMBRAER Service Bulletin 170–24–0048,
Revision 01, dated May 12, 2010; or
EMBRAER Service Bulletin 190–24–0019,
Revision 01, dated May 11, 2010; as
applicable; on any airplane, unless that RAT
is identified with the symbol ‘‘24–5’’ on the
identification plate.
Acceptable Method of Compliance for Model
ERJ 190–100 ECJ Airplanes
(i) Actions accomplished in accordance
with EMBRAER Service Bulletin 190LIN–24–
0006, dated July 27, 2010, for Model ERJ
190–100 ECJ airplanes, are considered
acceptable for compliance with the
corresponding actions specified in this AD.
Credit for Actions Accomplished in
Accordance With Previous Service
Information
(j) Actions accomplished before the
effective date of this AD in accordance with
EMBRAER Service Bulletins 170–24–0048 or
190–24–0019, both dated March 31, 2010, as
applicable, are considered acceptable for
compliance with the corresponding actions
specified in this AD.
FAA AD Differences
Note 2: This AD differs from the MCAI
and/or service information as follows:
(1) The Brazilian ADs apply to ‘‘airplanes
equipped with Hamilton Sundstrand ram air
turbine (RAT), Model ERPS37T, Part Number
(P/N) 1703781 Series; with the serial
numbers (S/N) contained in Embraer Service
Bulletin[s 170–24–0048 or 190–24–0019],’’
and their first action is an inspection to
determine if affected equipment is installed.
This AD applies to all of the airplanes, with
the first action in the AD being an inspection
to determine if affected equipment is
installed, because the affected part could be
rotated onto any of the airplanes listed in the
applicability of this AD.
(2) Although the MCAI states not to install
the part identified in paragraph (h) of this AD
after accomplishing the actions specified in
paragraph (g)(2) of this AD, this AD prohibits
installation of the part as of the effective date
of this AD.
Other FAA AD Provisions
(k) The following provisions also apply to
this AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, International
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Federal Register / Vol. 76, No. 71 / Wednesday, April 13, 2011 / Rules and Regulations
Branch, ANM–116, Transport Airplane
Directorate, FAA, has the authority to
approve AMOCs for this AD, if requested
using the procedures found in 14 CFR 39.19.
In accordance with 14 CFR 39.19, send your
request to your principal inspector or local
Flight Standards District Office, as
appropriate. If sending information directly
to the International Branch, send it to ATTN:
Cindy Ashforth, Aerospace Engineer,
International Branch, ANM–116, Transport
Airplane Directorate, FAA, 1601 Lind
Avenue, SW., Renton, Washington 98057–
3356; telephone (425) 227–2768; fax (425)
227–1149. Information may be e-mailed to: 9ANM-116-AMOC-REQUESTS@faa.gov.
Before using any approved AMOC, notify
your appropriate principal inspector, or
lacking a principal inspector, the manager of
the local flight standards district office/
certificate holding district office. The AMOC
approval letter must specifically reference
this AD.
(2) Airworthy Product: For any
requirement in this AD to obtain corrective
actions from a manufacturer or other source,
use these actions if they are FAA-approved.
Corrective actions are considered FAAapproved if they are approved by the State
of Design Authority (or their delegated
agent). You are required to assure the product
is airworthy before it is returned to service.
Related Information
(l) Refer to MCAI Brazilian Airworthiness
Directives 2010–06–04 and 2010–06–05, both
dated July 26, 2010, and the service
information identified in table 1 of this AD,
for related information.
TABLE 1—RELATED SERVICE INFORMATION
EMBRAER Service Bulletin
Revision
Date
170-24-0048 .................................................................................................................
190–24–0019 ...............................................................................................................
190LIN–24–0006 ..........................................................................................................
01 ..............................................................
01 ..............................................................
Original .....................................................
May 12, 2010.
May 11, 2010.
July 27, 2010.
Material Incorporated by Reference
(m) You must use the applicable service
information contained in Table 2 of this AD
to do the actions required by this AD, unless
the AD specifies otherwise.
(1) The Director of the Federal Register
approved the incorporation by reference of
this service information under 5 U.S.C.
552(a) and 1 CFR part 51.
(2) For service information identified in
this AD, contact Empresa Brasileira de
Aeronautica S.A. (EMBRAER), Technical
Publications Section (PC 060), Av. Brigadeiro
˜
Faria Lima, 2170—Putim—12227–901 Sao
Jose dos Campos—SP—BRASIL; telephone:
+55 12 3927–5852 or +55 12 3309–0732; fax:
+55 12 3927–7546; e-mail:
distrib@embraer.com.br; Internet: https://
www.flyembraer.com.
(3) You may review copies of the service
information at the FAA, Transport Airplane
Directorate, 1601 Lind Avenue, SW., Renton,
Washington. For information on the
availability of this material at the FAA, call
425–227–1221.
(4) You may also review copies of the
service information that is incorporated by
reference at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030, or go
to: https://www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html.
TABLE 2—MATERIAL INCORPORATED BY REFERENCE
EMBRAER Service Bulletin
Revision
Date
170–24–0048 ...............................................................................................................
190–24–0019 ...............................................................................................................
190LIN–24–0006 ..........................................................................................................
01 ..............................................................
01 ..............................................................
Original .....................................................
May 12, 2010.
May 11, 2010.
July 27, 2010.
Issued in Renton, Washington, on March
24, 2011.
Ali Bahrami,
Manager, Transport Airplane Directorate,
Aircraft Certification Service.
[FR Doc. 2011–8411 Filed 4–12–11; 8:45 am]
BILLING CODE 4910–13–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Part 240
emcdonald on DSK2BSOYB1PROD with RULES
[Release No. 34–64251]
Technical Amendment to Rule 19b–4:
Filings With Respect to Proposed Rule
Changes by Self-Regulatory
Organizations
Securities and Exchange
Commission.
ACTION: Final rule.
AGENCY:
The Securities and Exchange
Commission (‘‘Commission’’) is
amending Rule 19b–4(a) under the
SUMMARY:
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21:27 Apr 12, 2011
Jkt 223001
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’) so that references to
‘‘business day’’ in Section 19(b) of the
Exchange Act and Rule 19b–4
thereunder refer to a day other than a
Saturday, Sunday, Federal holiday, a
day that the U.S. Office of Personnel
Management (‘‘OPM’’) has announced
that Federal agencies in the Washington,
DC area are closed to the public, a day
on which the Commission is subject to
a Federal government shutdown in the
event of a lapse in appropriations, or a
day on which the Commission’s
Washington, DC office is otherwise not
open for regular business.
DATES:
Effective Date: April 13, 2011.
FOR FURTHER INFORMATION CONTACT:
Richard Holley III, Assistant Director, at
(202) 551–5614, Division of Trading and
Markets, Securities and Exchange
Commission, 100 F Street, NE.,
Washington, DC 20549–7010.
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
I. Filing of SRO Proposed Rule Changes
A. Background
Section 19(b)(1) of the Exchange Act 1
requires self-regulatory organizations
(‘‘SROs’’), including national securities
exchanges, registered securities
associations, registered clearing
agencies, and the Municipal Securities
Rulemaking Board,2 to file with the
Commission any proposed rule change,3
1 15
U.S.C. 78s(b)(1).
Section 3(a)(26) of the Exchange Act, 15
U.S.C. 78c(a)(26) (defining the term ‘‘self-regulatory
organization’’ to mean any national securities
exchange, registered securities association,
registered clearing agency, and, for purposes of
Section 19(b) and other limited purposes, the
Municipal Securities Rulemaking Board).
3 Section 19(b)(1) of the Exchange Act defines a
‘‘proposed rule change’’ as ‘‘any proposed rule, or
any proposed change in, addition to, or deletion
from the rules of’’ an SRO. 15 U.S.C. 78s(b)(1).
Section 3(a)(27) of the Exchange Act defines ‘‘rules’’
to include ‘‘the constitution, articles of
incorporation, bylaws, and rules, or instruments
corresponding to the foregoing * * * and such of
the stated policies, practices, and interpretations of
such exchange, association, or clearing agency as
2 See
E:\FR\FM\13APR1.SGM
13APR1
Agencies
[Federal Register Volume 76, Number 71 (Wednesday, April 13, 2011)]
[Rules and Regulations]
[Pages 20503-20506]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-8411]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2010-1161; Directorate Identifier 2010-NM-152-AD;
Amendment 39-16658; AD 2011-08-08]
RIN 2120-AA64
Airworthiness Directives; Empresa Brasileira de Aeronautica S.A.
(EMBRAER) Model ERJ 170 and ERJ 190 Airplanes
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We are adopting a new airworthiness directive (AD) for the
products listed above. This AD results from mandatory continuing
airworthiness information (MCAI) originated by an aviation authority of
another country to identify and correct an unsafe condition on an
aviation product. The MCAI describes the unsafe condition as:
It has been found occurrence of screw units manufactured with
metallographic non-conformity that may increase their susceptibility
to brittle fracture. The screw failure may result in loss of the
related balance washer causing a possible ram air turbine (RAT)
imbalance event, which may result in RAT structural failure, which
associated with an electrical emergency situation, could result in
loss of power to airplane flight controls hydraulic back-up system.
* * * * *
Loss of power to the hydraulic back-up system for airplane flight
controls could reduce the ability of the flightcrew to maintain the
safe flight and landing of the airplane. We are issuing this AD to
require actions to correct the unsafe condition on these products.
[[Page 20504]]
DATES: This AD becomes effective May 18, 2011.
The Director of the Federal Register approved the incorporation by
reference of certain publications listed in this AD as of May 18, 2011.
ADDRESSES: You may examine the AD docket on the Internet at https://www.regulations.gov or in person at the U.S. Department of
Transportation, Docket Operations, M-30, West Building Ground Floor,
Room W12-140, 1200 New Jersey Avenue, SE., Washington, DC.
FOR FURTHER INFORMATION CONTACT: Cindy Ashforth, Aerospace Engineer,
International Branch, ANM-116, Transport Airplane Directorate, FAA,
1601 Lind Avenue, SW., Renton, Washington 98057-3356; telephone (425)
227-2768; fax (425) 227-1149.
SUPPLEMENTARY INFORMATION:
Discussion
We issued a notice of proposed rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD that would apply to the specified products.
That NPRM was published in the Federal Register on December 1, 2010 (75
FR 74670). That NPRM proposed to correct an unsafe condition for the
specified products. The MCAI states:
It has been found occurrence of screw units manufactured with
metallographic non-conformity that may increase their susceptibility
to brittle fracture. The screw failure may result in loss of the
related balance washer causing a possible ram air turbine (RAT)
imbalance event, which may result in RAT structural failure, which
associated with an electrical emergency situation, could result in
loss of power to airplane flight controls hydraulic back-up system.
* * * * *
Loss of power to the hydraulic back-up system for airplane flight
controls could reduce the ability of the flightcrew to maintain the
safe flight and landing of the airplane. Required actions include doing
a general visual inspection to determine the model, part number, and
serial number of the RAT, and to determine if a certain symbol is
marked on affected RATs. Corrective actions include replacing the RAT
balance screw and marking the RAT identification plate. You may obtain
further information by examining the MCAI in the AD docket.
Comments
We gave the public the opportunity to participate in developing
this AD. We considered the comment received.
Request To Include Service Bulletin for Model ERJ 190-100 ECJ Airplanes
EMBRAER requested that we add EMBRAER Service Bulletin 190LIN-24-
0006, dated July 27, 2010, to the NPRM, because it applies to Model ERJ
190-100 ECJ airplanes which are included in the NPRM applicability. The
commenter requested that we change paragraphs (g), (h), (i), and (k) of
the NPRM accordingly.
We agree that EMBRAER Service Bulletin 190LIN-24-0006, dated July
27, 2010, is acceptable for accomplishing the required actions of the
AD for Model ERJ 190-100 ECJ airplanes. We have added a new paragraph
(i) to this AD (and renumbered subsequent paragraphs accordingly) to
refer to that service bulletin as an optional method of compliance for
the requirements of this AD for those airplanes. This addition has been
coordinated with the Ag[ecirc]ncia Nacional de Avia[ccedil][atilde]o
Civil (ANAC), the aviation authority for Brazil.
Clarification of Terminology
Paragraph (g)(2)(ii) of the NPRM specified to ``replace the RAT
balance screw with a new balance screw,'' while some RATs in fact have
more than one balance screw. We have clarified that instruction by
stating ``replace the RAT balance screw(s) with a new balance
screw(s),'' in this final rule.
Conclusion
We reviewed the available data, including the comment received, and
determined that air safety and the public interest require adopting the
AD with the changes described previously. We determined that these
changes will not increase the economic burden on any operator or
increase the scope of the AD.
Differences Between This AD and the MCAI or Service Information
We have reviewed the MCAI and related service information and, in
general, agree with their substance. But we might have found it
necessary to use different words from those in the MCAI to ensure the
AD is clear for U.S. operators and is enforceable. In making these
changes, we do not intend to differ substantively from the information
provided in the MCAI and related service information.
We might also have required different actions in this AD from those
in the MCAI in order to follow our FAA policies. Any such differences
are highlighted in a NOTE within the AD.
Costs of Compliance
We estimate that this AD will affect about 241 products of U.S.
registry. We also estimate that it will take about 9 work-hours per
product to comply with the basic requirements of this AD. The average
labor rate is $85 per work-hour. Required parts will cost about $0 per
product. Where the service information lists required parts costs that
are covered under warranty, we have assumed that there will be no
charge for these parts. As we do not control warranty coverage for
affected parties, some parties may incur costs higher than estimated
here. Based on these figures, we estimate the cost of this AD to the
U.S. operators to be $184,365, or $765 per product.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. ``Subtitle VII: Aviation
Programs,'' describes in more detail the scope of the Agency's
authority.
We are issuing this rulemaking under the authority described in
``Subtitle VII, Part A, Subpart III, Section 44701: General
requirements.'' Under that section, Congress charges the FAA with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce. This regulation is within
the scope of that authority because it addresses an unsafe condition
that is likely to exist or develop on products identified in this
rulemaking action.
Regulatory Findings
We determined that this AD will not have federalism implications
under Executive Order 13132. This AD will not have a substantial direct
effect on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.
For the reasons discussed above, I certify this AD:
1. Is not a ``significant regulatory action'' under Executive Order
12866;
2. Is not a ``significant rule'' under the DOT Regulatory Policies
and Procedures (44 FR 11034, February 26, 1979); and
3. Will not have a significant economic impact, positive or
negative, on a substantial number of small entities under the criteria
of the Regulatory Flexibility Act.
[[Page 20505]]
We prepared a regulatory evaluation of the estimated costs to
comply with this AD and placed it in the AD docket.
Examining the AD Docket
You may examine the AD docket on the Internet at https://www.regulations.gov; or in person at the Docket Operations office
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays. The AD docket contains the NPRM, the regulatory evaluation,
any comments received, and other information. The street address for
the Docket Operations office (telephone (800) 647-5527) is in the
ADDRESSES section. Comments will be available in the AD docket shortly
after receipt.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
Adoption of the Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new AD:
2011-08-08 Empresa Brasileira de Aeronautica S.A. (EMBRAER):
Amendment 39-16658. Docket No. FAA-2010-1161; Directorate Identifier
2010-NM-152-AD.
Effective Date
(a) This airworthiness directive (AD) becomes effective May 18,
2011.
Affected ADs
(b) None.
Applicability
(c) This AD applies to all Empresa Brasileira de Aeronautica
S.A. (EMBRAER) Model ERJ 170-100 LR, -100 STD, -100 SE, and -100 SU
airplanes; and Model ERJ 170-200 LR, -200 SU, and -200 STD
airplanes; and Model ERJ 190-100 STD, -100 LR, -100 ECJ, and -100
IGW airplanes; and Model ERJ 190-200 STD, -200 LR, and -200 IGW
airplanes; certificated in any category.
Subject
(d) Air Transport Association (ATA) of America Code 24:
Electrical power.
Reason
(e) The mandatory continuing airworthiness information (MCAI)
states:
It has been found occurrence of screw units manufactured with
metallographic non-conformity that may increase their susceptibility
to brittle fracture. The screw failure may result in loss of the
related balance washer causing a possible ram air turbine (RAT)
imbalance event, which may result in RAT structural failure, which
associated with an electrical emergency situation, could result in
loss of power to airplane flight controls hydraulic back-up system.
* * * * *
Loss of power to the hydraulic back-up system for airplane flight
controls could reduce the ability of the flightcrew to maintain the
safe flight and landing of the airplane.
Compliance
(f) You are responsible for having the actions required by this
AD performed within the compliance times specified, unless the
actions have already been done.
Actions
(g) Within 1,200 flight hours or 6 months after the effective
date of this AD, whichever occurs first: Do a general visual
inspection (GVI) to determine the RAT model, part number, and serial
number, in accordance with Part 1 of the Accomplishment Instructions
of EMBRAER Service Bulletin 170-24-0048, Revision 01, dated May 12,
2010; or EMBRAER Service Bulletin 190-24-0019, Revision 01, dated
May 11, 2010; as applicable. A review of airplane maintenance
records is acceptable in lieu of this inspection if the model, part
number, and serial number of the RAT can be conclusively determined
from that review.
Note 1: For the purpose of this AD, a GVI is: ``A visual
examination of an interior or exterior area, installation or
assembly to detect obvious damage, failure or irregularity. This
level of inspection is made from within touching distance, unless
otherwise specified. A mirror may be necessary to enhance visual
access to all exposed surfaces in the inspection area. This level of
inspection is made under normally available lighting conditions such
as daylight, hangar lighting, flashlight or drop-light, and may
require removal or opening of access panels or doors. Stands,
ladders or platforms may be required to gain proximity to the area
being checked.''
(1) For any RAT not having a serial number identified in EMBRAER
Service Bulletin 170-24-0048, Revision 01, dated May 12, 2010; or
EMBRAER Service Bulletin 190-24-0019, Revision 01, dated May 11,
2010: No further action is required by this paragraph.
(2) For any RAT having a serial number identified in EMBRAER
Service Bulletin 170-24-0048, Revision 01, dated May 12, 2010; or
EMBRAER Service Bulletin 190-24-0019, Revision 01, dated May 11,
2010: Within 1,200 flight hours or 6 months after the effective date
of this AD, whichever occurs first, inspect to determine if the
symbol ``24-5'' is marked on the RAT identification plate. A review
of airplane maintenance records is acceptable in lieu of this
inspection if the RAT identification plate can be conclusively
determined to be marked with ``24-5'' from that review.
(i) If the symbol ``24-5'' is marked on the RAT identification
plate: No further action is required by this paragraph.
(ii) If the symbol ``24-5'' is not marked on the RAT
identification plate: Within 1,200 flight hours or 6 months after
the effective date of this AD, whichever occurs first, replace the
RAT balance screw(s) with a new balance screw(s), and mark the RAT
identification plate with the symbol ``24-5,'' in accordance with
Part 2 of the Accomplishment Instructions of EMBRAER Service
Bulletin 170-24-0048, Revision 01, dated May 12, 2010; or EMBRAER
Service Bulletin 190-24-0019, Revision 01, dated May 11, 2010; as
applicable.
(h) As of the effective date of this AD, no person may install a
RAT identified in Part 1 of the Accomplishment Instructions of
EMBRAER Service Bulletin 170-24-0048, Revision 01, dated May 12,
2010; or EMBRAER Service Bulletin 190-24-0019, Revision 01, dated
May 11, 2010; as applicable; on any airplane, unless that RAT is
identified with the symbol ``24-5'' on the identification plate.
Acceptable Method of Compliance for Model ERJ 190-100 ECJ Airplanes
(i) Actions accomplished in accordance with EMBRAER Service
Bulletin 190LIN-24-0006, dated July 27, 2010, for Model ERJ 190-100
ECJ airplanes, are considered acceptable for compliance with the
corresponding actions specified in this AD.
Credit for Actions Accomplished in Accordance With Previous Service
Information
(j) Actions accomplished before the effective date of this AD in
accordance with EMBRAER Service Bulletins 170-24-0048 or 190-24-
0019, both dated March 31, 2010, as applicable, are considered
acceptable for compliance with the corresponding actions specified
in this AD.
FAA AD Differences
Note 2: This AD differs from the MCAI and/or service information
as follows:
(1) The Brazilian ADs apply to ``airplanes equipped with
Hamilton Sundstrand ram air turbine (RAT), Model ERPS37T, Part
Number (P/N) 1703781 Series; with the serial numbers (S/N) contained
in Embraer Service Bulletin[s 170-24-0048 or 190-24-0019],'' and
their first action is an inspection to determine if affected
equipment is installed. This AD applies to all of the airplanes,
with the first action in the AD being an inspection to determine if
affected equipment is installed, because the affected part could be
rotated onto any of the airplanes listed in the applicability of
this AD.
(2) Although the MCAI states not to install the part identified
in paragraph (h) of this AD after accomplishing the actions
specified in paragraph (g)(2) of this AD, this AD prohibits
installation of the part as of the effective date of this AD.
Other FAA AD Provisions
(k) The following provisions also apply to this AD:
(1) Alternative Methods of Compliance (AMOCs): The Manager,
International
[[Page 20506]]
Branch, ANM-116, Transport Airplane Directorate, FAA, has the
authority to approve AMOCs for this AD, if requested using the
procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector or local Flight
Standards District Office, as appropriate. If sending information
directly to the International Branch, send it to ATTN: Cindy
Ashforth, Aerospace Engineer, International Branch, ANM-116,
Transport Airplane Directorate, FAA, 1601 Lind Avenue, SW., Renton,
Washington 98057-3356; telephone (425) 227-2768; fax (425) 227-1149.
Information may be e-mailed to: 9-ANM-116-AMOC-REQUESTS@faa.gov.
Before using any approved AMOC, notify your appropriate principal
inspector, or lacking a principal inspector, the manager of the
local flight standards district office/certificate holding district
office. The AMOC approval letter must specifically reference this
AD.
(2) Airworthy Product: For any requirement in this AD to obtain
corrective actions from a manufacturer or other source, use these
actions if they are FAA-approved. Corrective actions are considered
FAA-approved if they are approved by the State of Design Authority
(or their delegated agent). You are required to assure the product
is airworthy before it is returned to service.
Related Information
(l) Refer to MCAI Brazilian Airworthiness Directives 2010-06-04
and 2010-06-05, both dated July 26, 2010, and the service
information identified in table 1 of this AD, for related
information.
Table 1--Related Service Information
------------------------------------------------------------------------
EMBRAER Service Bulletin Revision Date
------------------------------------------------------------------------
170[dash]24[dash]0048.......... 01............... May 12, 2010.
190-24-0019.................... 01............... May 11, 2010.
190LIN-24-0006................. Original......... July 27, 2010.
------------------------------------------------------------------------
Material Incorporated by Reference
(m) You must use the applicable service information contained in
Table 2 of this AD to do the actions required by this AD, unless the
AD specifies otherwise.
(1) The Director of the Federal Register approved the
incorporation by reference of this service information under 5
U.S.C. 552(a) and 1 CFR part 51.
(2) For service information identified in this AD, contact
Empresa Brasileira de Aeronautica S.A. (EMBRAER), Technical
Publications Section (PC 060), Av. Brigadeiro Faria Lima, 2170--
Putim--12227-901 S[atilde]o Jose dos Campos--SP--BRASIL; telephone:
+55 12 3927-5852 or +55 12 3309-0732; fax: +55 12 3927-7546; e-mail:
distrib@embraer.com.br; Internet: https://www.flyembraer.com.
(3) You may review copies of the service information at the FAA,
Transport Airplane Directorate, 1601 Lind Avenue, SW., Renton,
Washington. For information on the availability of this material at
the FAA, call 425-227-1221.
(4) You may also review copies of the service information that
is incorporated by reference at the National Archives and Records
Administration (NARA). For information on the availability of this
material at NARA, call 202-741-6030, or go to: https://www.archives.gov/federal_register/code_of_federal_regulations/ibr_locations.html.
Table 2--Material Incorporated by Reference
------------------------------------------------------------------------
EMBRAER Service Bulletin Revision Date
------------------------------------------------------------------------
170-24-0048.................... 01............... May 12, 2010.
190-24-0019.................... 01............... May 11, 2010.
190LIN-24-0006................. Original......... July 27, 2010.
------------------------------------------------------------------------
Issued in Renton, Washington, on March 24, 2011.
Ali Bahrami,
Manager, Transport Airplane Directorate, Aircraft Certification
Service.
[FR Doc. 2011-8411 Filed 4-12-11; 8:45 am]
BILLING CODE 4910-13-P