Endangered and Threatened Species: Designation of Critical Habitat for Cook Inlet Beluga Whale, 20180-20214 [2011-8361]
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Federal Register / Vol. 76, No. 69 / Monday, April 11, 2011 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 226
[Docket No. 090224232–0457–04]
RIN 0648–AX50
Endangered and Threatened Species:
Designation of Critical Habitat for Cook
Inlet Beluga Whale
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
We, the National Marine
Fisheries Service (NMFS), designate
critical habitat for the Cook Inlet beluga
whale (Delphinapterus leucas) distinct
population segment (DPS) under the
Endangered Species Act (ESA). Two
areas are designated, comprising 7,800
square kilometers (3,013 square miles)
of marine habitat. In developing this
final rule we considered public and peer
review comments, as well as economic
impacts and impacts to national
security. We have decided in the final
rule to exclude the Port of Anchorage
(POA) in consideration of national
security interest. Additionally,
consistent with the proposed rule,
portions of military lands were
determined to be ineligible for
designation as critical habitat. We
solicited comments from the public on
all aspects of the proposed rule, and
conducted four public hearings on the
action. Along with the proposed rule,
we published a draft economic impacts
analysis, entitled ‘‘Draft RIR/4(b)(2)
Preparatory Assessment/IFRA for the
Critical Habitat Designation of Cook
Inlet Beluga Whale.’’ This economic
analysis has been completed to support
the final designation. See ‘‘Final RIR/
4(b)(2) Preparatory Assessment/FRFA
for the Critical Habitat Designation of
Cook Inlet Beluga Whale’’ for a
discussion of these topics.
DATES: This rule will become effective
on May 11, 2011.
ADDRESSES: The final rule, maps, status
reviews, and other materials supporting
this final rule can be found on our Web
site at: https://www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Brad
Smith (907–271–3023), Kaja Brix (907–
586–7235), or Marta Nammack (301–
713–1401).
SUPPLEMENTARY INFORMATION:
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SUMMARY:
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Rulemaking Background
We are responsible for determining
whether species, subspecies, or distinct
population segments (DPSs) are
threatened or endangered and for
designating critical habitat for these
species under the Endangered Species
Act (ESA) (16 U.S.C. 1531 et seq.). On
October 22, 2008, we published a Final
Rule to list the Cook Inlet beluga whale
as an endangered species (73 FR 62919).
At the time of listing, we announced our
intent to propose critical habitat for the
Cook Inlet beluga whales. This critical
habitat was subsequently proposed on
December 2, 2009 (74 FR 63080). The
proposed rule’s critical habitat for the
Cook Inlet beluga whale was determined
by considering information received in
response to our Advance Notice of
Proposed Rulemaking, sighting reports,
satellite telemetry data, The Traditional
and Ecological Knowledge of Alaska
Natives (TEK), scientific papers and
other research, the biology and ecology
of the Cook Inlet DPS of beluga whales,
and information indicating the presence
of one or more of the identified primary
constituent elements (PCEs) within
certain areas of their range. The
proposed rule identified ‘‘specific areas’’
within the geographical area occupied
by the Cook Inlet beluga whale to be
proposed as critical habitat.
We considered various alternatives to
the critical habitat designation for the
Cook Inlet beluga whale. The alternative
of not designating critical habitat for the
Cook Inlet beluga whale would impose
no economic, national security, or other
relevant impacts, but would not provide
any conservation benefit to the species.
This alternative was rejected because
such an approach does not meet the
legal requirements of the ESA and
would not provide for the conservation
of Cook Inlet beluga whale. The
alternative of designating all eligible
occupied habitat areas also was
considered and rejected, because some
areas within the occupied range were
not considered to be critical habitat, and
did not contain the identified physical
or biological features that are essential
to the conservation of the Cook Inlet
beluga.
An alternative to designating critical
habitat within all eligible occupied
areas is the designation of critical
habitat within a subset of these areas.
Under section 4(b)(2) of the ESA, we
must consider the economic impacts,
impacts to national security, and other
relevant impacts of designating any
particular area as critical habitat. We
have the discretion to exclude any
particular area from designation as
critical habitat if the benefits of
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exclusion (i.e., the impacts that would
be avoided if an area were excluded
from the designation) outweigh the
benefits of designation (i.e., the benefits
to the Cook Inlet beluga whale if an area
were designated), so long as exclusion
of the area will not result in extinction
of the species. Exclusion under section
4(b)(2) of the ESA of one or more of the
areas considered for designation would
reduce the total impacts of designation.
The determination to exclude any
particular areas depends on our ESA
4(b)(2) analysis, which is described in
detail in the ESA 4(b)(2) analysis report.
This final rule includes several small
changes to the areas proposed as critical
habitat and, importantly, excludes
under Section 4(b)(2) the Port of
Anchorage (POA) from designated
critical habitat for reasons relating to
national security. We corrected errors
within the proposed rule’s descriptions
of the boundaries for this critical habitat
so that the final rule utilizes the
coordinate system of degrees, decimalminutes. We have also changed the
sentence structure of the PCEs
concerning noise and toxins in the final
rule to improve clarity.
The total quantifiable economic
impact associated with this final rule is
estimated to be between $157,000 to
$472,000 (discounted at 7 percent) or
$187,000 to $571,000 (discounted at 3
percent). While we have excluded a
small portion of the area originally
proposed as critical habitat for national
security reasons (the POA), that
exclusion does not affect the economic
impact analysis because the small size
of the area indicates that the potential
cost-savings are likely nominal (i.e.,
consultations will continue to occur to
ensure proposed activities in those areas
do not jeopardize the species or
adversely modify or destroy adjacent
areas of critical habitat). Additional
economic impacts, both costs and
benefits, that were not amenable to
quantification, but nonetheless
important to a complete evaluation of
this action, were identified and
analyzed qualitatively. Both the
quantitative and qualitative economic
effects of the final rule are presented, in
detail, in the Final Regulatory Impact
Review/4(b)(2) Preparatory Assessment/
Final Regulatory Flexibility Analysis.
We promulgate this final rule because it
results in a critical habitat designation
that provides for the conservation of the
Cook Inlet beluga whale, without
economic effects of sufficient
significance to warrant an exclusion
from designation on that basis alone.
Other areas within the species’ range
did not contain the identified physical
or biological features that are essential
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to list the Cook Inlet beluga whale as
endangered was proper. We have
categorized comments by issue and,
where appropriate, combined similar
comments.
Cook Inlet Beluga Whale Biology and
Habitat Use
The beluga whale is a small, toothed
whale in the family Monodontidae, a
family it shares with only the narwhal.
Belugas are also known as ‘‘white
whales’’ because of the white coloration
of the adults. The beluga whale is a
northern hemisphere species that
inhabits fjords, estuaries, and shallow
waters of the Arctic and subarctic
oceans. Five distinct stocks of beluga
whales are currently recognized in
Alaska: Beaufort Sea, eastern Chukchi
Sea, eastern Bering Sea, Bristol Bay, and
Cook Inlet. The Cook Inlet population is
numerically the smallest of these, and is
the only one of the five Alaskan stocks
occurring south of the Alaska Peninsula
in waters of the Gulf of Alaska.
A detailed description of the biology
of the Cook Inlet beluga whale may be
found in the Proposed Listing Rule (72
FR 19854; April 20, 2007).
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to the conservation of the Cook Inlet
beluga. This alternative also meets the
requirements under the ESA and our
joint NMFS–USFWS regulations
concerning critical habitat.
General Comments on Critical Habitat
Comment 1: In the proposed rule’s
discussions at 74 FR at 63084, NMFS
has not listed activities that will deter
use of or access to Area 1 by beluga
whales.
Response: In the referenced
paragraph, we simply endeavored to
provide a description of the habitat
values and associations within the
proposed areas, along with a discussion
of why these areas may be sensitive or
vulnerable to various stressors. Later in
the proposed rule, we provided a brief
description of those activities that may
adversely modify critical habitat, or that
may be affected by the designation. See
74 FR at 63089. Examples of activities
that may deter use or access could
include causeways, dams, bridges, or
tidal generation projects.
Comment 2: Cook Inlet anadromous
fish runs are healthy and appropriately
protected under existing regulatory
mechanisms.
Response: We recognize and
acknowledge that the current
management structure of the salmon
fisheries has generally provided for the
sustained harvest and productivity of
salmon in Cook Inlet. However, it
should also be noted that there are
problems inherent with any
management system. The size of several
king (Chinook) salmon returns in 2009
and 2010 was substantially below
average, resulting in closures of sport
and commercial fisheries in the Inlet.
The Deshka River king salmon runs
were extremely low in 2008 and 2009,
resulting in closures. The Susitna River
sockeye salmon runs failed to meet
minimum escapement goals for 5 of 7
years between 2001 and 2007. Sockeye
commercial harvests for the Northern
District of Cook Inlet fell from an
average of 180,000 fish in the 1980s to
an average of 26,000 since 2002. The
Alaska Department of Fish and Game
forecasts Kenai River sockeye runs to be
below average for 2010, citing
management decisions leading to overescapement as a contributing factor.
Comment 3: The final rule should
acknowledge the riparian protections
under the State’s forest practices, as
well as other regulations that protect
water quality and other protections.
Response: While there exist myriad
environmental and conservation laws,
restrictions, and practices at State and
local levels, these are not pertinent to
this designation unless they concern
Summary of Comments and Responses
We requested comments on the
proposed rule to designate critical
habitat for Cook Inlet beluga whales and
supporting documents (74 FR 63080;
December 2, 2009). To facilitate public
participation, the proposed rule was
made available on our regional web
page, and comments were accepted via
standard mail, e-mail, and through the
Federal eRulemaking portal. In addition
to the proposed rule, several draft
documents supporting the proposal,
including an economic report, were
posted. In response to comments, the
original 60-day comment period was
extended an additional 30 days, ending
on March 3, 2010. Public hearings were
held in Kenai, Soldotna, Wasilla, and
Anchorage, Alaska.
We received 135,463 individual
submissions in response to the proposed
rule (including public testimony during
the four hearings). This included
134,959 form letter submissions and 504
unique submissions. The majority of
comments concerned economic and
other impacts for consideration for
exclusions, the regulatory process for
critical habitat designation, legal issues,
essential features or PCEs, additions to
critical habitat, and biological issues.
We have considered all public
comments, and provide responses to all
significant issues raised by commenters.
We have not responded to comments
outside the scope of this rulemaking,
such as whether NMFS’ prior decision
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whether the identified essential features
of that habitat ‘‘may require special
management or protection.’’ The fact
that the State and local governments
have instituted such measures is some
evidence that these essential features do
in fact require special management.
Comment 4: NMFS should provide
supporting evidence for its
identification of the tendency for
belugas to occur in high concentrations,
predisposing them to harm from events
such as oil spills, as reason for
designation of Area 1. The statement is
speculative. This commenter also
challenged our evidence that oil spills
are a threat to beluga whales or
predisposes them to harm, that these
areas are susceptible to oil spills, or that
spills are likely to occur here.
Response: We had not proposed this
fact to be a ‘‘reason’’ for designating
critical habitat. We disagree this
statement is speculative, as there are
multiple lines of evidence, including
NMFS’ 2008 Conservation Plan for Cook
Inlet Beluga Whale and many peer
reviewed studies, that beluga whales
occur seasonally in high densities
within specific areas of the upper Inlet.
Our purpose in these statements was not
to provide an exhaustive assessment or
analysis of oil spills, but to indicate the
ecological attributes of Area 1 to Cook
Inlet belugas and to recognize the
sensitivities imposed by their habit of
occupying relatively small, enclosed
areas for feeding and other purposes
during the open water months. The
occurrence of these whales in high
densities here not only predisposes
them to potential harm from hazardous
material releases, but also disease
outbreaks, harassment, poaching, and
other factors.
Comment 5: Additional research is
needed to support proper management
of the Cook Inlet beluga whales
including this critical habitat
designation.
Response: We agree generally that
additional research is needed, and we
identified in the 2008 Conservation Plan
the need to ‘‘improve our understanding
of the biology of Cook Inlet beluga
whales and the factors limiting the
population’s growth.’’ See: Conservation
Plan for the Cook Inlet Beluga Whale
(Oct. 2008) at 63. We disagree, however,
that additional research is needed to
support the designation of critical
habitat. The ESA requires NMFS to
designate critical habitat concurrently
with the listing decision, 16 U.S.C.
1533(a)(3)(A)(i), and to base that
decision on the ‘‘best scientific data
available,’’ id., section 1533(b)(2). We
have used the best scientific data
available in designating critical habitat
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for the Cook Inlet beluga whale. We are
not required to conduct field research
prior to designating critical habitat.
Comment 6: NMFS must link its
critical habitat determinations to
credible threats, and must fully explain
its rationale for designating Area 2 as
critical habitat.
Response: There is no requirement to
link designation of critical habitat with
threats. We are required to base critical
habitat designations on physical or
biological features essential to the
conservation of the species and which
may require special management
considerations or protection, as we have
done in this rule. Our discussion of
potential threats to critical habitat was
provided so the reader might better
understand the proposed designation in
context of the biology of the Cook Inlet
beluga whales and the various stressors
that may occur in these areas. Such a
discussion also assists in the description
and evaluation of those activities which
may adversely modify the critical
habitat or otherwise be affected by the
designation. We believe the Proposed
Rule presented the best scientific data
and information available which justify
the inclusion of Area 2 as critical
habitat. We described the known or
probable habitat attributes of this area,
including use for fall and winter
feeding, and discussed distribution and
dive behavior of these whales within the
area, which also support the feeding and
overwintering habitat values here. We
identified several essential physical and
biological features of critical habitat for
Cook Inlet beluga whales, established
that those features were found within
Area 2, and confirmed that they may
require special management or
protections, as required by the ESA. We
agree that present knowledge of the
habitat characteristics of Area 2 is less
than that of Area 1, and that it is
desirable to gather additional data to
better understand the habitat needs of
beluga whales here. However, we do not
find that the existing information, nor
the discussion and analysis of the area
within the Proposed Rule, were
insufficient. Further, none of the
commenters provided data or
information contradicting the data on
which the proposed rule relied.
Physical or Biological Features
Essential for Conservation (PCEs)
Comment 7: We received many
comments concerning the PCEs, or
essential features, indicating some
confusion and uncertainty regarding
their function and significance. Others
felt that our identification of PCEs was
flawed because these are not presently
impeding the recovery of Cook Inlet
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beluga whales, or that the PCE
thresholds are set unreasonably. Still
others believe that a PCE equates to
adverse modification or other
objectionable standard by which various
activities and projects would be
prohibited.
Response: The ESA defines critical
habitat in terms of essential physical or
biological features, and Federal
regulations require us to focus on these
features in the designation process. It is
not necessary that a feature be presently
impaired or limiting, only that it
provide an essential service or function
to the conservation of the listed species
and may require special management
considerations or protection. Also, a
PCE is not meant to describe a threshold
condition beyond which critical habitat
would be adversely modified or
destroyed. Rather, potential threats to
the PCEs will often be the factors
evaluated in making determinations
regarding whether a proposed Federal
action will adversely modify or destroy
critical habitat. For example, we believe
an essential physical feature to be the
unrestricted passage and movement of
beluga whales among critical habitat
sites. A project, such as a dam, could
potentially isolate parts of the whales’
critical habitat and prevent movement
among the sites. In evaluating the effects
of such a project under section 7 of the
ESA, we would consider whether this
isolation would impact beluga whales to
a degree that critical habitat was no
longer functional to the conservation of
the species. If it caused the loss of either
of these functional values, we would
consider this adverse modification.
However, the mere fact that the project
may isolate parts of the critical habitat
or prevent movement among those sites
would not, in itself, constitute adverse
modification or destruction of critical
habitat. Similarly, a project that caused
whales to abandon critical habitat may
not necessarily result in a determination
of adverse modification or destruction
of critical habitat, unless such
abandonment would preclude the
conservation of these whales.
Comment 8: The essential features
identified in the proposed rule are
important for beluga survival, but NMFS
has not demonstrated these features are
limiting the production or recovery of
these whales.
Response: The ESA defines critical
habitat in terms of those physical or
biological features that are essential to
the conservation of the species and
which may require special management
considerations or protection. The ESA
does not define the word ‘‘essential.’’ We
agree with the commenter that the
identified features are important for
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beluga conservation, and believe this
importance is such that they may be
considered ‘‘essential.’’ We disagree,
however, that the features must be
found to be limiting to the species
before they may be considered essential.
A limiting factor may be described as
one that controls a system or species
(such as air), or one that is present in
the smallest supply relative to the
demands of the system/species (perhaps
a prey species). In either case, the ESA
contains no requirement that essential
features are restricted to those that may
be limiting. Our approach will vary to
fit the circumstances of a particular
species.
Comment 9: The identified PCEs lack
specificity (e.g., ‘‘The absence of toxins
or other agents of a type or amount
harmful to beluga whales’’). NMFS
should identify threshold values for all
PCEs as it has for in-water noise.
Response: The ESA requires that we
premise the designation of critical
habitat on essential features, and the
regulations at 50 CFR 424.12(b) describe
the PCEs as including, but not limited
to, roost sites, nesting grounds,
spawning sites, water quality or
quantity, tides, and vegetation types.
Clearly, these descriptions are general in
nature and, we believe, far less
descriptive than those presented in the
proposed rule. We relied on the best
scientific data available to provide as
much specificity as possible. None of
the commenters have provided data
allowing us to further refine our
description of the PCEs. The condition
of adverse modification will be
determined, in part, on whether an
activity impairs the functional value of
the essential features to the point that
they cannot provide for the conservation
of the species. In adding as much
description to these features as
permitted by the best scientific data
available (e.g., not just ‘‘pollutants,’’ but
the ‘‘absence of toxins or other agents of
a type or amount harmful to beluga
whales’’) it is our intent to avoid the
situation where any activity that may be
associated with one or more essential
feature would be considered as causing
the adverse modification or destruction
of critical habitat. We have also
modified the wording of this PCE in the
final rule to improve clarity.
Comment 10: NMFS needs to present
data to support its explanation for
equating ‘‘mudflats’’ with ‘‘shallow and
nearshore waters proximate to certain
tributary streams.’’ NMFS should defend
its rationale for delimiting this feature to
waters within the 30-foot (9.1 m) depth
contour. NMFS has arbitrarily expanded
this PCE beyond that described in Goetz
et al. (2007).
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Response: Relying on the best
scientific data available, the proposed
rule explains the habitat attributes and
importance of nearshore areas to Cook
Inlet beluga whales. These whales
selectively occupy these areas during
the ice-free months, and may display
year-round association with the
nearshore zones of Cook Inlet. We
believe this affinity is due to feeding
strategies and perhaps breeding, calving,
molting, and predator avoidance.
Research on beluga whales elsewhere
has found beluga distribution may be
associated with depth and bottom
structure, as well as prey abundance.
Using these data, we next considered
the results of Goetz et al. (2007) which
found significant associations between
summer distributions of Cook Inlet
belugas, mudflats, and flow
accumulation. The Goetz et al. (2007)
paper is important in that it provides
the first spatial representation of this
habitat attribute, and supports the
observations of other research as well as
the TEK of Alaskan Natives. The paper
does not incorporate data on other
factors potentially relevant to beluga
distribution in Cook Inlet such as water
temperatures, turbidities, salinities, or
the fish species and strength of fish runs
for these waters. That paper states ‘‘The
occurrence of beluga whales near stream
mouths may reflect a feeding strategy
whereby belugas take advantage of
highly-concentrated fish runs in shallow
channels where they are easy to catch’’,
and found the majority of sightings were
within 11.5 km of medium flow
accumulation inlets. The Goetz et al.
(2007) paper, however, is not the sole
scientific basis for our determination,
nor is it necessarily the most significant.
It is clear that many of the areas
identified as in the Goetz et al. (2007)
paper as ‘‘mudflats,’’ are rarely
associated with beluga sightings. In
reviewing the best scientific data
available, we found that whereas the
Goetz et al. (2007) paper’s use of
‘‘mudflats’’ implies a condition of the
seafloor material, this feature is best
described by its tidal exposure.
Therefore, in identifying the PCE, we
used the qualifier of waters less than 30
feet (9.1 m) in depth to clarify what was
described as ‘‘mudflats’’ by Goetz et al.
(2007). We also felt that, while this
feature covers a range of over 7 miles
(11.5 km) in which most whales have
been found, a radial distance of 5 miles
(8.0 km) from the high and medium
flow distribution inlets is more
descriptive of the actual distribution of
these whales and the essential feature,
in consideration of the best aerial and
satellite data available.
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Comment 11: NMFS relied too heavily
on Goetz et al. (2007), a paper with
serious flaws. NMFS should have
incorporated fish runs into its models,
and has arbitrarily ignored this
important element.
Response: We relied on the best
scientific data and information
available, including models such as the
one developed by Goetz et al. (2007), in
preparing the proposed rule. We did not
develop new models as part of the
rulemaking, and the ESA does not
require us to do so or to conduct field
research. Rather, we are required to
designate critical habitat on the basis of
the best scientific data available. Goetz
et al. (2007)’s research and paper were
not conducted to define critical habitat.
Goetz et al. (2007) exists as one of
several sources we considered during
this rulemaking. Both NMFS and the
paper itself recognize the paper’s
limitations from not including various
physical and biological variants, most
notably anadromous fish species and
run strengths. Despite this information,
the list of high and medium flow
accumulation waters reported in the
paper indicate that all such rivers are
anadromous fish waters and that flow
accumulation has some association, and
may be a reasonable proxy, for
anadromous fish. The inclusion of fish
species or numbers of anadromous fish
utilizing these waters would not change
the list, but could only add another
descriptive layer to this essential
feature. The utility of such additional
description is unclear and probably
non-existent.
Comment 12: NMFS has incorrectly
used Goetz et al. (2007) to identify PCEs
within Area 2, particularly for winter
periods for which this paper did not
include data. Applying this model to
winter has resulted in NMFS incorrectly
identifying habitats that are impossible
or highly improbable for belugas to
inhabit.
Response: While we included the
Goetz et al. (2007) paper in our
consideration of scientific research and
literature related to critical habitat and
adopted its conclusions as
representative and supportive of our
proposed designation, we are not
necessarily in agreement with every
statement made within the paper. This
is particularly true for the paper’s
assertion that sea ice in winter makes
inhabiting shallow waters too hazardous
for marine mammals. While the paper
does not define what depths were
considered to be ‘‘shallow,’’ there is
ample evidence that beluga whales
occur in such areas during winter.
Indeed, beluga whales are variously
described as ‘‘ice associated’’ or ‘‘ice
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dependent’’ species, and we know of no
beluga population that is not found
within areas subject to seasonal ice
formation. Satellite tagging data (see
NMFS’ 2008 NMFS Conservation Plan
for the Cook Inlet Beluga Whale) from
Cook Inlet beluga whales indicates that
these whales are found in nearshore
areas during winter; in fact these data
show whales occupying the heads of
Turnagain and Knik Arms during
periods in which maximum ice coverage
would be expected.
While Goetz et al. (2007) did not
include (or have access to) distribution
data for winter months, Goetz et al.
(2007) presents other information
demonstrating the importance of
nearshore areas proximate to
anadromous fish streams as an essential
habitat attribute. This attribute within
Area 2 exists during the late summer
and fall months, as whales move west
and south transitioning from summer
habitat in the upper Inlet to winter
habitats. During this time, we believe
the whales take advantage of the late
coho runs along the west side of Cook
Inlet. This behavior occurs well before
seasonal ice formation (sea ice is much
less prevalent in the lower Inlet), and
we believe it is reasonable to assume the
physical qualities of nearshore feeding
habitat near salmon streams in July are
similar to those for nearshore feeding
habitat near salmon streams in October.
The 2008 NMFS Conservation Plan for
the Cook Inlet Beluga Whale includes
sighting data of beluga whales in the
lower Inlet, and suggests these areas
were important habitat sites when the
beluga whales were more abundant.
Finally, we emphasize the critical
habitat boundaries are not drawn
around the essential features/PCEs.
Rather, these features delineate critical
habitat from non-critical habitat. The
best scientific data available indicates
that the critical habitat area referred to
as Area 2 contains anywhere from one
to all of the identified physical or
biological features essential to the
whales’ conservation.
Comment 13: NMFS should list all the
waters it considers to be high and
medium flow accumulation rivers for
purposes of describing the PCEs.
Response: We have included this list
on our Regional website (see ADDRESSES
above).
Comment 14: NMFS should include
pink salmon, Pacific herring, and longfinned smelt as PCEs.
Response: We identified important
prey species as essential biological
features or PCEs based on the results of
research on fatty acid signatures and
stable isotope analysis from beluga
whale tissue, stomach samples from
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Cook Inlet belugas, and traditional
knowledge. We did not find the
proposed species were well-supported
by these sources and cannot determine
that they are essential based on current
knowledge.
Comment 15: NMFS’ proposed PCE
‘‘The absence of toxins or other agents
of a type or amount harmful to beluga
whales’’ is too vague. There are readily
available data defining the types and
amounts of contaminants that would be
harmful to beluga whales, but NMFS
has not used this information.
Response: Please see our earlier
response to comment #9 regarding
specificity within the definitions of
essential features and PCEs. We relied
on the best scientific data available in
designating critical habitat for the Cook
Inlet beluga whale. We are not aware of
any existing data that would allow for
greater specificity concerning harmful
contaminant levels in beluga whales,
and none of the commenters provided
any or indicated a specific source of
such data. We recently contracted for an
assessment of risks to beluga whales
from chemical exposures (URS, 2010),
that found ‘‘reliable and quantitative
information that related measured body
burdens to observed adverse effects is
lacking, especially within a doseresponse context.’’ Information relating
to the presence of persistent organics,
measured primarily in the whales’
blubber, exists, and there are some
studies on the presence of
methylmercury and other metals, but
very little or no toxicity information is
available for beluga whales and other
marine mammals regarding the majority
of harmful chemicals. The assessment
report goes on to state that, even for
those few studies in which some
threshold values are presented for other
species, such studies are fraught with
uncertainty and should be viewed only
as a preliminary comparison to
determine whether further evaluation is
warranted.
We believe that, had we employed
threshold values of chemicals which
arguably cause ‘‘harm’’ to other species,
we would have created an assessment
methodology for adverse modification of
critical habitat that could be both
insufficiently protective of these whales
and unnecessarily restrictive. The toxin
PCE as promulgated provides the best
level of specificity possible in light of
the best scientific data available. This
PCE does not simply include all
pollutants; it includes only those of a
type and quantity/concentration
harmful to beluga whales. Moreover, it
is important to note that the
introduction of any pollutants that are
harmful to beluga whales would require
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the evaluation of the effect of such
pollutants on the PCE, but it would not
necessarily equate to adverse
modification. We would evaluate the
proposal by considering the
implications of the harmful pollutants
to the PCEs and to the conservation of
Cook Inlet beluga whales.
Comment 16: Unrestricted passage
between habitat areas is consistent with
the knowledge of the spatial and
temporal dynamics of the primary
beluga prey species, yet NMFS has
shown no evidence that passage is being
restricted to the extent of limiting
productivity or recovery.
Response: Please refer to our earlier
response to comment #7 concerning
limiting aspects of habitat and their
relation to essential features and PCEs.
We agree that no evidence currently
exists indicating that passage among
critical habitat areas is impeded to the
extent of preventing recovery. The
validity of this condition as a PCE is not
dependent on whether it is limiting to
the population. The Conservation Plan
includes discussion of various threats to
these whales, many of which could
impede access among critical habitat
sites. An action that would result in
restricted passage would not necessarily
result in a finding of adverse
modification. Under section 7 of the
ESA, we will evaluate a proposed
Federal action’s potential to destroy or
adversely modify critical habitat by
considering the implications of any
restriction on the movement among
critical habitat sites to the conservation
of Cook Inlet beluga whales.
Comment 17: NMFS’s proposed PCE
‘‘The absence of in-water noise at levels
resulting in the abandonment of habitat
by Cook Inlet whales’’ is too vague.
NMFS should provide an objective,
measurable noise level in the definition
of this PCE.
Response: We developed each PCE
based on the best scientific data
available. Because empirical data exist
to help us understand the noise levels
at which beluga whales may react
behaviorally or become injured, it is
reasonable to assume quantified
standards could be developed in the
future for this PCE. Existing data,
however, are based on relatively few
animals held in captivity and the
qualitative results of various field
observations and research. We currently
recognize in-water noise exceeding 120
dB re 1 μPa as the threshold for
harassment of marine mammals
presented with a continuous noise
source, and 160 dB re 1 μPa for
impulsive noise. However, ambient
(background) in-water noise levels in
lower Knik Arm presently exceed 120
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dB, and we felt it unnecessarily
restrictive to describe this standard as a
PCE. Similarly, the 160 dB threshold
relates to harassment. We do not have
a standard value for the level of noise
above which beluga whales may
permanently abandon habitat. From
research and monitoring of in-water
work in Cook Inlet, it is apparent that
beluga whales have not abandoned
habitat areas due to temporary
exposures to noise at this level.
Therefore, this numeric standard may
also be too restrictive. There exists
considerable variability in the reaction
of whales to noise, depending on the
nature of the noise, life history,
behavior, sex, context, tolerance, and
adaptation. The science of marine
mammal acoustics is very complex and
made more difficult within the dynamic
setting of Cook Inlet. As a result, we can
only assign a qualitative standard to this
PCE unless and until data become
available allowing us to assign a
quantitative standard.
Comment 18: NMFS should describe
the PCE addressing in-water noise as
‘‘the absence of in-water noise that
results in adverse impacts to the
species’ survival and recovery.’’ The
commenter points out that noise below
levels that may cause whales to abandon
habitat areas could still have severe
impacts on these animals.
Response: The commenter’s proposed
PCE is not that functionally different
from the one proposed in one important
respect. When we evaluate a Federal
action under section 7 of the ESA, we
will consider whether the action will
introduce noise that will result in the
abandonment of critical habitat and
whether such abandonment will, in
turn, affect the whales’ conservation.
We will also consider whether the noise
would affect the whales’ survival
because section 7 directs Federal
agencies to ensure that their actions do
not (a) result in the destruction or
adverse modification of critical habitat
or (b) jeopardize the continued
existence of the species. The
commenter’s proposed PCE combines
these two standards (and conflates
them, a formulation which the Ninth
Circuit struck down in Gifford Pinchot
Task Force v. U.S. Fish & Wildlife Serv.,
378 F.3d 1059 (9th Cir. 2004)).
Comment 19: The PCE concerning
noise should be re-worded to reduce the
noise levels permitted to 120 dB or
lower, reduce the duration of allowable
noise, and reduce the frequency of
anthropogenic noise.
Response: The identified essential
features or PCEs are not intended to be
limitations or stipulations. They
describe various features of the
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environment that we consider essential
to the conservation of these whales. We
do not believe in-water noise levels
below 120 dB re 1 μPa are necessary to
conserve these whales in all cases. In
fact, ambient noise in areas in which
these whales occur, such as lower Knik
Arm, often exceeds 120 dB. Similarly,
behavioral reaction and other
consequences of noise exposure
(duration and frequency) are difficult to
predict. For this reason, we describe this
PCE in terms of its effect (abandonment
of habitat) rather than a finite quantity
or level.
Comment 20: NMFS fails to identify
the existing empirical data, or explain
the science and rationale used in
establishing the noise PCE, and must
provide this information along with an
additional public comment period.
Response: See previous response. The
proposed rule stated that empirical data
exist on the reaction of beluga whales to
in-water noise for harassment and
injury, but are lacking regarding
reactions such as avoiding certain areas.
The NMFS’ 2008 Conservation Plan (pp.
58–60, 66–67) provides a detailed
description of the issue of noise and
Cook Inlet belugas, and includes
references to applicable research and
traditional knowledge accounts which
support the proposed rule’s assessment
of the importance of sound to beluga
whales.
Comment 21: NMFS needs to
acknowledge that beluga whales have
co-existed with anthropogenic noise in
Cook Inlet for decades and that there is
no information or data to indicate noise
is a threat or contributing factor to their
abundance.
Response: Our discussion on the
effects of noise in the proposed rule is
consistent with the 2008 Conservation
Plan, which identified noise as a
potential threat. That plan presents
several reasons why noise may be
considered a threat, including the facts
that noise is known to cause injury or
behavioral changes to beluga whales,
and that TEK observations associate
diminished presence of belugas with inwater noise. The commenter is correct
in stating that no data currently exist to
place in-water noise as a contributing
factor in the decline of the Cook Inlet
belugas.
Comment 22: NMFS needs to provide
further specificity and thresholds in its
description of the PCEs for this critical
habitat.
Response: As discussed above, we
defined each PCE as specifically as we
could, in light of the best scientific data
available. Specific, quantitative
threshold values would be useful in the
formulation of any PCE (e.g., a PCE is
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gravel between 3.0cm and 7.0cm in
diameter, as opposed to spawning
material). We are not aware, and none
of the commenters provided sources, of
any existing data that would allow for
greater specificity in the formation of
the PCEs for the Cook Inlet beluga
whales than that which we used. The
ESA does not require us to conduct field
research to obtain such data. In light of
the time lines for the designation of
critical habitat, such research was not
feasible.
Comment 23: NMFS has taken a
simplistic approach to designating
critical habitat by drawing a line around
the primary, currently occupied habitat.
NMFS should develop a more discrete
approach based on the actual presence
of PCEs.
Response: The critical habitat
identified in the proposed rule was not
developed by drawing lines around the
Cook Inlet beluga whales’ currently
occupied habitat. To the contrary, large
portions of the occupied habitat were
not included with the designation
because we concluded that those areas
do not contain features essential to the
Cook Inlet beluga whales’ conservation
which may require special management
considerations or protection. We
determined the critical habitat
boundaries by confirming the presence
of one or more of the identified PCEs/
essential features within the critical
habitat area, as required by the ESA. We
are not required to designate as critical
habitat all areas in which a PCE may
occur, only that those critical habitat
areas contain one or more of the PCEs.
Comment 24: The presence of the
identified PCEs is not uniform
throughout Cook Inlet, and NMFS
should identify those specific areas that
actually contain the important habitat
features as critical habitat, rather than
the areas in their entirety.
Response: We included in the
designation of critical habitat only those
critical habitat areas that contain one or
more of the PCEs. The distribution of
the identified PCEs is not uniform.
However, we believe the ESA provides
some latitude to the designating agency
here. The implementing regulations at
50 CFR 424.12 discuss the criteria for
designating critical habitat. Part
424.12(d) states that ‘‘When several
habitats, each satisfying the
requirements for designation as critical
habitat, are located in proximity to one
another, an inclusive area may be
designated as critical habitat.’’ Many of
the identified PCEs occur throughout
Cook Inlet and the proposed critical
habitat. Other PCEs, such as shallow
areas near median and high flow waters
that may be more discretely distributed,
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are also so numerous as to be nearly a
continuous feature. It simply would not
be practical or effective in the
conservation of the Cook Inlet beluga
whale to designate its critical habitat by
circumscribing discrete, individual
areas around the PCEs.
Comment 25: The list of PCEs NMFS
has identified implies other elements
are not necessary for the conservation
and recovery of Cook Inlet beluga
whales, leaving important gaps that are
critical to these whales. NMFS should
include as a PCE waters deeper than 30
feet (9.1m) in depth, or demonstrate
these are not ‘‘essential.’’
Response: While we acknowledge
beluga whales are distributed
throughout the Inlet, we believe discrete
habitat areas exist that are, in fact,
‘‘critical’’ in the sense that they meet the
ESA definition and provide an essential
feature (e.g., feeding or calving sites) not
necessarily found throughout the
occupied range of this species/DPS.
Further, scientific data, surveys, and
TEK provide support for the
identification of such discrete areas, but
data are lacking which would support
the inclusion of all waters of Cook Inlet.
The addition of a PCE of waters deeper
than 30 feet (9.1m) would likely not
result in the inclusion of any additional
areas as critical habitat; rather, it would
merely confirm the designation of the
existing areas. Future revisions to this
critical habitat may be made as new
scientific data become available that
may alter the list of PCEs or the
boundaries of this critical habitat.
Comment 26: NMFS has not provided
sufficient rationale to support
designation of critical habitat in the
nearshore area along the west coast of
the lower Inlet nor Kachemak Bay.
NMFS should only designate those areas
along the west side of the Inlet and in
Kachemak Bay that actually contain the
habitat features important for belugas.
Response: We disagree. The west side
of the Inlet and Kachemak Bay contain
one or more of the identified PCEs, and
the habitat value and importance of
Area 2, which includes these areas, are
described in the rule. The offshore
boundary for Area 2 of 2 nautical miles
(3.2km) reflects the data gathered in
Goetz et al. (2007), which found the
majority of whale locations to be within
2.7 km of mudflats and 11.5 km of
medium flow rivers. While the 11.5 km
zone around medium flow rivers would
argue for an offset similar to that used
in the PCE to describe nearshore waters
proximate to certain anadromous waters
(5 miles, or 8km), we felt that a distance
of 2 nautical miles (3.7 km) was more
reflective of the actual habitat use based
upon the Goetz et al. (2007) model,
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expertise and observations of NMFS
researchers, and the reports and
observations of whales in this area by
the Alaska Department of Fish and
Game, National Park Service, and
private parties. Please note also that the
5-mile (8km) distance around these
(high and medium flow) anadromous
waters describes the PCE, and not the
boundary of the critical habitat.
Comment 27: There are discrepancies
between the depiction and boundaries
of critical habitat within the proposed
rule, in that there are differing
definitions of Areas 1 and 2 in different
sections. The map accompanying the
rule was not at sufficient resolution to
be useful.
Response: The proposed rule
contained several discrepancies in the
coordinates and mapping conventions
used to describe the boundaries of the
critical habitat. Corrections have been
made within the final rule. A higher
resolution map of this critical habitat
will be added to our regional Web site
at https://www.fakr.noaa.gov.
Comment 28: NMFS’ statement that
‘‘there remain additional and unmet
management needs owing to the fact
that none of these management regimes
is directed at the conservation and
recovery needs of Cook Inlet beluga
whales’’ is objectionable. There is no
evidence that supports a lack of
effectiveness of any of the management
regimes in place in Cook Inlet or that
any management or regulatory gap
contributed to the endangered listing of
Cook Inlet beluga whales, or limits its
recovery.
Response: The quoted statement does
not assert that the lack of effective
management in Cook Inlet contributed
to the whale’s listing or limits its
recovery. As explained in the proposed
rule, the ESA defines critical habitat as
areas on which are found those physical
or biological features essential to the
conservation of the species and which
may require special management
considerations or protection. For each
essential feature we identified, we
determined that it may require special
management considerations or
protection. One of the reasons for this
finding is the lack of any existing laws,
regulations, or practices that provide for
the management or protection of these
features for the conservation of Cook
Inlet beluga whales. It is therefore
foreseeable, if not likely, that through
the ESA section 7 consultation process,
we will offer recommendations to
protect the essential features, which
would otherwise remain without such
protection, in order to ensure the
conservation of the beluga whale. We
agree that existing laws and regulations
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provide some benefit to these whales
and to their conservation. We disagree
with the statement that the endangered
status of these whales is unrelated to a
lack of effective management. In fact, we
believe much of the decline in this DPS
is attributable to unregulated
subsistence harvest practices prior to
regulation and management of these
hunts.
Comment 29: Those areas that do not
require special management
consideration or protections are not
critical habitat and are not to be
designated as such under the ESA.
Existing state and Federal
environmental management and
regulatory regimes already protect
habitat for beluga whales, justifying a
more narrow identification of areas as
critical habitat.
Response: We disagree. The definition
of critical habitat (16 U.S.C. 1532(5)(A))
requires that the physical or biological
essential features may require special
management considerations or
protection, rather than that the area
require such protections. Any area may
be designated as critical habitat
provided it contains one or more of
these features, and provided that those
features may require special
management or protection.
Comment 30: NMFS unjustifiably
disregarded comments made during
proposed rulemaking identifying the
many existing refuges, sanctuaries, state
critical habitat areas, legal protections,
and mitigative requirements that
provide protection to beluga whales and
their habitat.
Response: We recognize that many
conservation and environmental actions
occur through the efforts of the State of
Alaska, local governments, and private
concerns. These all contribute to a
conservation ethic, undoubtedly benefit
the Cook Inlet region environment, and
can be beneficial to Cook Inlet beluga
whales and their habitat. The ESA
provides that, when considering a
species for listing as a threatened or
endangered species, consideration be
given to efforts by any State, or any
political subdivision of a state, to
protect such species. Generally, a
species that would otherwise qualify for
listing may be excluded from listing if
there are formalized conservation efforts
that are sufficiently certain to be
implemented and effective so as to have
contributed to the elimination or
adequate reduction of one or more
threats to the species identified through
a threats analysis conducted pursuant to
section 4(a)(1) of the ESA. However, no
such provision exists for the designation
of critical habitat. If such provisions
existed, it would still be difficult to
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demonstrate they were effective in
providing for the conservation of the
Cook Inlet beluga whales, as many of
these efforts were in place during the
periods in which these whales
experienced significant declines,
leading to the 2008 listing.
The ESA allows for critical habitat not
to be designated if such designation
would not benefit the species. Congress
intended, however, that in most
situations NMFS will designate critical
habitat at the same time that a species
is listed as either endangered or
threatened. It is only in rare
circumstances where the specification
of critical habitat concurrently with the
listing would not be beneficial to the
species. See H.R. Rep. No. 95–1625 at 17
(1978), reprinted in 1978 U.S.C.C.A.N.
9453, 9467. In this instance, we have
determined that the designation of
critical habitat for the Cook Inlet beluga
whale would be beneficial to the species
by providing specific protections against
Federal actions that would otherwise
destroy or adversely modify that habitat.
We also identify other benefits, as
discussed in the following comment.
Comment 31: Contrary to statements
in the Proposed Rule, section 7
consultations are not a benefit accruing
from the action, but will only add
additional layers of administrative
process without additional effective
protections for beluga whales or their
habitat.
Response: As our analysis of
economic impacts from the proposed
designation indicates, many, if not most,
of the future consultations on Federal
actions pursuant to section 7 of the ESA
would otherwise be required because of
section 7’s requirement that Federal
agencies not take actions that jeopardize
the continued existence of the species
(the jeopardy standard). However, the
characterization of this designation as
an additional layer of process ignores
the tangible benefits that will accrue
from it.
The designation of critical habitat and
identification of essential physical and
biological features will provide
procedural and substantive protections,
thereby promoting the conservation of
the Cook Inlet beluga whale.
Procedurally, the designation of critical
habitat will focus future consultations
on key habitat attributes and avoid
unnecessary attention to other, nonessential habitat features. Designation of
critical habitat will also provide clarity
to the process by alerting Federal
agencies to the specific areas and
features that should be considered and
addressed during these consultations.
The designation also educates the
public as well as State and local
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governments, and affords them the
opportunity to participate in the
designation. Substantively, the
designation of critical habitat for the
Cook Inlet beluga whale establishes a
uniform protection plan prior to
consultation. In the absence of such
designation, the determination of the
importance of the whale’s environment
would be made piecemeal.
Comment 32: Education and outreach
are not justifiable benefits accruing from
the proposed designation. In fact, there
is concern that this designation will
result in a backlash that will undermine
conservation efforts generally. NMFS
should provide the references for
statements regarding the benefits of
critical habitat designation as described
in the proposed rule, otherwise the list
is speculative and should be removed
from the final rule.
Response: Education and outreach are
qualitative benefits of designation. It is
almost certain, however, that the
process to date has greatly added to the
knowledge of Cook Inlet beluga whales
and their critical habitat needs within
Southcentral Alaska, and probably
extending to much larger geographical
and societal divisions. We do not
believe such education and awareness
has been or will be destructive or
undermine conservation efforts.
Moreover, courts have recognized the
education and outreach benefits
accruing from the designation of critical
habitat. See, e.g., Conservation Council
for Hawaii v. Babbitt, 2 F.Supp.2d 1280
(D. Haw. 1998).
Comment 33: One commenter
strongly objects to the stated benefit of
reduced levels of pollution in Cook
Inlet, with associated benefits accruing
to a suite of ecological services,
culminating in an improved quality of
life (in the Cook Inlet region). This
statement mischaracterizes Cook Inlet,
whose waters offer pristine habitat for
beluga whales.
Response: We agree that water quality
within Cook Inlet is generally high, and
that approximately 98 per cent of the
shoreline remains undeveloped.
However, any characterization of these
waters as pristine might be tempered by
the facts that the largest communities in
the State exist along its shore, municipal
wastes and other effluents from these
communities are often discharged into
the receiving waters of Cook Inlet,
numerous fish plants discharge
processing wastes into the Inlet, minor
and major fuel spills have occurred
here, and offshore oil platforms
regularly discharge drilling muds,
cuttings, and produced waters into the
Inlet. We believe it is reasonable to
project improvements in pollution as a
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benefit of critical habitat designation
even though a portion of such benefits
may be realized in the future.
Comment 34: NMFS should adopt
minimum escapement goals for
eulachon and salmon. A minimum
density of prey is relevant to the intent
of designating critical habitat.
Response: While the importance of
these prey species to Cook Inlet belugas
is supported by stomach analysis of
stranded and harvested whales, TEK,
fatty acids, and stable isotope analysis,
we do not believe sufficient information
exists to determine the energetic
requirements of Cook Inlet belugas or to
adopt escapement levels, and any
attempt to do so would be speculative.
We anticipate future research will add
to our knowledge of the energetic
requirements of these whales and allow
some insight into prey selectivity,
caloric requirements, feeding behavior
and speciation, and run strength within
tributary waters that may support a
determination of prey requirements. At
this time we have no information to
suggest prey availability is or has been
a factor in the decline or is in need of
improvement to promote the recovery of
the Cook Inlet beluga whale. We hope
to continue to work with the State of
Alaska to ensure these whales are
considered in fish management
planning for Cook Inlet.
Comment 35: NMFS should delete the
term ‘‘absence of toxins and other
agents’’ in its PCE concerning toxins,
which implies that a pristine
environment is essential to the
conservation of these whales. NMFS
should continue to rely on State and
Federal water quality standards until
specific agents are identified to be
detrimental to beluga whales.
Response: We qualify these terms in
the definition of the PCE with the clause
‘‘of a type or amount harmful to beluga
whales,’’ which we believe avoids
creating the implication described by
the commenter. The commenter
correctly points out that the current
exposure of these whales to various
pollutants and tissue analysis have not
indicated that Cook Inlet beluga whales
carry significant body burdens of many
common contaminants and toxins. But
beluga whales are top level predators
with potential to bio-accumulate toxic
substances. Further, the juxtaposition of
high densities of Cook Inlet belugas and
Alaska’s most populated and
industrialized region raises a concern
for the introduction of pollutants into
the Inlet. We believe a PCE that
addresses the essential feature of water
quality is appropriate here, and the
qualification we added to it will avoid
unnecessary restrictions on most
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approved discharges. Existing water
quality standards may or may not be
protective of marine mammals,
including small whales. Also, many
pollutants with the potential to harm
these animals are not currently
regulated or addressed under these
standards.
Comment 36: The PCE for toxins
should reflect concern for the type and
amount of a constituent, rather than for
a type or amount. One commenter
suggests re-wording this PCE as ‘‘The
absence of non-naturally-occurring
toxins or other agents of a type and
amount that would kill or injure Cook
Inlet beluga whales or cause prolonged
abandonment of their critical habitat
areas,’’ providing the rationale that these
changes would clarify that Federal
agencies are not required to eliminate
naturally-occurring harmful substances
and replace the vague standard of harm
with the effects-based language from
PCE number 5 (in-water noise).
Response: While many compounds
and agents may be of a type harmful to
animals, the actual threat or significance
of any exposure is also dependent on
their concentrations. We agree with the
comment and have changed the wording
of the final rule to reflect this. We
disagree with the suggested changes to
the remainder of this PCE because these
qualities or thresholds are more
appropriate in defining the condition of
this PCE that equates to adverse
modification of the critical habitat. That
is, while the PCE is generally defined as
waters free of harmful substances,
adverse modification will occur when
an action results in the addition of
substances of a type and amount that
causes mortality or other consequences
impeding the conservation of the whale.
Also, some substances occur naturally
in the environment (e.g., mercury), but
are also a concern regarding
anthropogenic introduction into Cook
Inlet. Therefore, we chose not to
exclude naturally occurring toxins or
other agents, as suggested.
Comment 37: The PCE for in-water
noise should be changed to read ‘‘The
absence of in-water noise that results in
adverse impacts to the species survival
and recovery’’ because many noise
impacts may adversely affect the species
but not result in abandonment of
habitat.
Response: The commenter’s proposed
language attempts to set the threshold
for this essential feature or PCE at a
level defining adverse modification or
destruction of the critical habitat. We
disagree with this approach. A PCE
describes an essential feature, such as
water within a certain temperature
range. During a section 7 consultation,
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we would consider the effects of an
action with regard to this PCE and
evaluate if those changes would
appreciably reduce the conservation
value for the species. Defining the PCE
to equate to adverse modification would
be circular and by-pass this analytical
approach. Moreover, the definition
espoused by the commenter conflates
the standards for jeopardy and adverse
modification, a formulation the Ninth
Circuit struck down in Gifford Pinchot
Task Force v. U.S. Fish & Wildlife Serv.,
378 F.3d 1059 (9th Cir. 2004). We have
modified the description of this PCE in
the final rule to improve clarity.
Comment 38: The PCE for in-water
noise should be removed. This finding
is inconsistent with that made in the
final rule to designate critical habitat for
the southern resident killer whale (71
FR 69054; November 29, 2006) which
found that noise is an effect to the
animal and not to its habitat.
Response: In our final rule to
designate critical habitat for the
southern resident killer whale, we
lacked sufficient information to include
noise as a PCE, but noted that we would
continue to consider sound in any
future revisions of that critical habitat
(71 FR 69054; November 29, 2006). We
consider in-water noise to be both an
effect on these endangered whales and
a habitat attribute. It is clear that noise
has the potential to alter behavior in
whales in a manner that may have
biological significance (i.e., to result in
a ‘‘take’’ by harassment or injury). We
find that noise (or its absence) is also an
important characteristic of the habitat
within which these whales exist, and is
appropriately identified here as an
essential feature. We also agree with our
previous rule for the southern resident
killer whale that current scientific
information is not sufficient to quantify
the noise levels that may alter habitat to
the extent that whales would abandon
such areas. However, neither the ESA
nor regulations require quantifiable
thresholds to be known before any
habitat attribute may be considered an
essential feature. Rather, the ESA
requires that we designate critical
habitat based on the best scientific data
available, which we have done. Indeed,
the regulations (50 CFR 424.12) describe
essential physical and biological
features to include generically ‘‘Food,
water, air, light, minerals’’ without
further quantification.
Comment 39: The proposed ‘‘noise’’
PCE does not define or explain what
constitutes ‘‘abandonment of habitat’’
and ‘‘continuous noise.’’
Response: We use these terms with
their ordinary meaning in mind and
offer no specialized descriptions for
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these terms. Our intent is to avoid
having the mere presence of noise, or
even noise which might cause
harassment, be deemed adverse
modification. While we do not believe
it is ‘‘essential’’ that the acoustic
environment of these whales be free of
noise, even noise at levels which might
harass whales, we consider it essential
for the whales’ conservation that they
are not presented with noise that may
preclude their use of key habitat areas,
particularly those that are important for
feeding, breeding, or calving.
Continuous or non-impulsive noise is
differentiated from impulsive noises,
which are typically transient, brief,
broadband, and consist of a rapid rise
time. Impulsive noises may be a single
event or repetitive. Examples of
impulsive noises are explosions, sonic
booms, seismic airgun arrays, and
impact pile driving. Non-impulsive
sources include vessels, aircraft, and
vibratory pile driving.
Comments for Exclusions
We received many comments
requesting exclusion from critical
habitat. These requests concerned
excluding navigation corridors, portions
of the west and east sides of Cook Inlet,
the site of the Knik Arm bridge, the
POA, Port Mackenzie, commercial
fishing areas, the City of Kenai,
Kachemak Bay, and State legislativelycreated sites (see below). We prepared
an analysis to assess, among other
things, the economic impacts
attributable to the designation of critical
habitat for the Cook Inlet beluga whale.
We have determined that, based upon
economic impact considerations, there
are no proposed critical habitat areas or
sites for which the benefits from
excluding the area or site outweigh the
benefits from designating that area or
site. As a result, we have not proposed
to exclude any sites on economic
grounds. We have not provided a
specific response to each individual
request that was received and
considered here, but we have included
responses to all significant issues raised
in the comments. We also considered
requests for exclusion based on national
security and other relevant impacts, and
as discussed below, we are excluding a
small area connected with the POA from
the designation. In light of the impacts
to national security, we determined that
the benefits of excluding that small area
outweigh the benefits of including it.
Comment 40: Critical habitat should
be reduced to areas where the beluga
whales are most concentrated and
should not include areas of historical
use.
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Response: Generally, critical habitat
includes those areas necessary to
conserve the beluga whale, which
broadly means those areas that will
promote its recovery. To determine the
boundaries of critical habitat, we
identified the specific areas within the
geographical area occupied by the whale
at the time it was listed on which are
found those physical or biological
features essential to the conservation of
the whale and which may require
special management considerations or
protection. This process resulted in a
proposed designation and, through the
notice-and-comment procedure, we
refined the critical habitat designation.
Our analysis indicates that the inclusion
of areas only where the whales are most
concentrated would be too narrow. The
critical habitat designation does not
include areas outside the geographical
area occupied by the species as of 2008
because we do not believe that any such
area is essential for the whale’s
conservation.
Comment 41: The POA should be
excluded from designation in
recognition of it being one of nineteen
National Strategic Ports whose functions
include the mobilization and
embarkation of military vessels for
quick deployment around the world.
Response: We have considered this
request and find that, in light of the
impacts to national security, the benefits
of exclusion outweigh the benefits of
designating the POA and a small area
adjacent to it as critical habitat. The
POA supports certain military functions
and requirements which cannot be met
elsewhere in the State. While air
shipment of goods and materials present
some alternatives as far as supply lines
to military interests in Alaska, many
other demands cannot be met without
the support of large supply ships calling
at this port facility. The POA also serves
as the conduit for all of the jet JP–8 fuel
now used at Elmendorf Air Force Base.
We believe that the POA’s function in
military readiness and role as a National
Strategic Port could be negatively
affected by designation it and
surrounding waters as critical habitat.
Therefore, in keeping with the
provisions of the ESA, the POA and
waters of Knik Arm in front of the Port
(i.e., the navigation channels and
turning basin) are not designated as
critical habitat. We have determined
this exclusion will not result in the
whale’s extinction.
Comment 42: Any exclusion of the
POA for reasons of national security
should be strictly limited to military
activities, and not extend to nonmilitary activities.
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Response: Section 4(b)(2) of the ESA
provides that the Secretary of Commerce
may exclude ‘‘any area’’ from
designation as critical habitat for
reasons of national security. We did not
find any authority to limit these
exclusions to a particular activity or
entity. Also, certain non-military
functions which support the operational
readiness of the port, such as
maintenance dredging, could impact
military operations if they were delayed
or otherwise impacted by designation.
Comment 43: Port MacKenzie is
significant to national security in
providing the ability to efficiently
transfer military units, munitions, and
general cargo between land and marine
modes, and should be excluded from
designation.
Response: Port MacKenzie is not
currently identified as a strategic port,
nor is it adjacent to military lands,
accessed by a major road system,
utilized for munitions transfers, or
serviced by rail. We received no
supporting recommendations for this
exemption from the Department of
Defense (DOD), and did not find
reasonable evidence of the need to
exclude Port MacKenzie based on
national security interests.
Comment 44: The Department of
Defense (DOD) reminds us that Congress
has mandated that Fort Richardson and
Elmendorf Air Force Base be combined
into a single facility by October 2010,
and that the proposed landward
boundary of critical habitat (Mean
Higher High Water) would overlay the
seaward military boundaries for these
lands, which have been established as
Mean High Water. They request
clarification on this boundary issue.
Response: Because the areas between
mean higher high water (MHHW) and
mean high water (MHW) are
predominately unvegetated mudflats,
and because all lands of Fort Richardson
and Elmendorf AFB (now combined,
Joint Base Elmendorf-Richardson) are
administered under an Integrated
Natural Resources Management Plan
(INRMP) which we found to provide
benefit to Cook Inlet beluga whales,
these areas are ineligible for designation
as critical habitat. Modifications have
been made within the final rule to
reflect this change.
Comment 45: The commercial and
subsistence fisheries for the Native
Village of Tyonek (NVT) should be
excluded from critical habitat
designation.
Response: We believe the commenter
is requesting exclusion of those waters
which support commercial and
subsistence fisheries in and surrounding
the Chuitna River, near the NVT under
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section 4(b)(2) of the ESA. We have
considered economic impacts, impacts
to national security, and other relevant
impacts, including impacts to tribal
interests. We conclude that the benefits
of excluding any particular area do not
outweigh the benefits of specifying such
area as critical habitat, except for a
small area associated with the POA
which we excluded in light of impacts
to national security. We emphasize that
where no Federal authorization, permit,
or funding is required (i.e., no Federal
action exists), the activity is not subject
to section 7 of the ESA. Therefore, there
would be no section 7 consultations
costs associated with that activity.
Further, we do not believe impacts to
tribal interests indicate that the benefits
of excluding the areas that cover the
NVT subsistence and commercial
fisheries outweigh the benefits of
specifying these areas as critical habitat.
We have not received comments that
indicate tribal interests would be
harmed by this action.
Comment 46: The State of Alaska
requests exclusion under section 4(b)(2)
of the ESA for all legislativelydesignated areas, such as refuges,
sanctuaries, and critical habitat areas.
Response: We have considered this
request. The Secretary of Commerce
may use his discretion to exclude areas
from critical habitat if the Secretary
determines the benefits of such
exclusion outweigh the benefits of
designation of the area, provided the
exclusion would not result in the
extinction of the species. The areas in
question include the Goose Bay and
Anchorage Coastal Refuges, and the
Redoubt Bay, Kalgin Island, and
Kachemak Bay State Critical Habitat
Areas. As stated in an earlier response
to comment, we recognize the
contribution of such sites to the
conservation of the Cook Inlet region,
and the direct and indirect benefits they
provide to Cook Inlet beluga whales and
their habitat. In this case, the State is
arguing the benefits we place on
including in the designation these
legislatively-designated areas be
reduced by their existing benefit/value
owing to their function in conserving
these whales. All of these areas include
important ecological and environmental
attributes, especially for fish and
wildlife. Also, several of these sites
include important beluga whale habitats
and may have large numbers of beluga
whales within their boundaries at
various times of the year. Despite the
ecological values of these areas and the
presence of beluga whales and their
habitat, we know of no such State area
whose purpose specifically includes the
conservation of beluga whales or their
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habitat. Moreover, neither the Cook Inlet
beluga whale nor its habitat is included
on the State of Alaska’s endangered
species list. We believe that the benefits
from designation, described in this final
rule, will accrue to the conservation of
the Cook Inlet beluga whale, even in
those areas currently protected for other
purposes by the State of Alaska, such as
refuges and sanctuaries.
We also considered the economic
impacts associated with the designation
as critical habitat of the State
legislatively-designated areas. Our
economic analysis indicates that the
majority of those impacts are associated
with the requirement to consult on
Federal actions under section 7 of the
ESA. Often times, however, such costs
are minimal, because the consultation
would already be required because the
proposed Federal action has the
potential to affect beluga whales. Any
Federal action that ‘‘may affect’’ an
endangered or threatened species
requires consultation, regardless of the
existence of critical habitat. Because
land use and management plans exist
for these sites, and many of these areas
are remote, there are fewer Federal
actions occurring or proposed here than
may be expected outside of these
refuges, sanctuaries, and critical habitat
areas. We, therefore, do not expect the
demand for Federal actions in these
sites to increase markedly in the future.
Additionally, any costs that may be
attributable to critical habitat
designation would be unlikely to be
borne by the State of Alaska, but rather
by the Federal action agency or any
private entity proposing work here that
requires Federal authorization, permits,
or funding. Also, any ‘‘costs’’ such as
increased consultation on actions that
may impair the function of habitat
(critical habitat for beluga whales) in
these areas may be viewed as a benefit,
rather than a cost, in that it may add to
the values for which these areas were
established.
Therefore, after considering the
economic impacts and other relevant
impacts described above, we have
determined that the benefits of
designation of critical habitat outweigh
the benefits of excluding those areas
currently designated by the State of
Alaska as refuges, sanctuaries, and
critical habitat areas from this
designation.
Comment 47: NMFS can exclude
areas to preserve partnerships and
existing protections if the designation
risks losing important protection for
beluga whales.
Response: The ESA requires that the
designation process take into
consideration the economic impact ‘‘and
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any other relevant impact’’ of specifying
an area as critical habitat, but neither
the ESA nor the implementing
regulations provide clarity on the
provisions for the Secretary of
Commerce to exclude from designation
any areas for which the benefits of
exclusion outweigh the benefits from
designation. We are not entirely clear as
to what is meant by the comment’s
reference to critical habitat designation
posing risks to existing protective
measures. Nonetheless, we believe that
the designation will result in an
increase in protection or conservation
measures.
Comment 48: Electric energy for the
Anchorage area is supplied by undersea
cables from a generating plant near
Beluga, Alaska. The cable field and
overlying waters should be excluded
from critical habitat as any delays in
maintenance or repairs would present
significant economic costs and threat to
the reliability of the region’s electrical
system. The possible requirement to
stop water operations if a whale is
sighted closer than 2,000 feet would
have very negative impacts on cable
laying. Similarly, barge operations in
support of power generation could be
negatively impacted by this designation,
and these barge landing areas should
also be excluded.
Response: After preparing an
economic impact analysis and
considering those economic impacts
and the ones raised in public comments
on the proposed rule, we have
determined that the benefits of
exclusion do not outweigh the benefits
of including any particular area. The
economic analysis assesses power
generation projects and general
commercial activities in the upper Inlet.
Thus, we believe the findings in the
economic analysis are applicable to this
comment. Whenever practicable, the
analysis sought to identify the
incremental costs unique to critical
habitat designation. The analysis found
that the impacts from a designation
decision will often be co-extensive with
the ones from the listing decision. That
is, in many instances, costs arising from
the need to consult because of the
potential to destroy or adversely modify
critical habitat will be co-extensive with
the costs arising from the need to
consult because of the potential to
jeopardize the species.
In the specific example the
commenter provides (stopping
operations when a whale was near the
work boat), consultation costs would be
entirely attributable to ESA jeopardy
considerations stemming from the
listing, not critical habitat designation,
because the hypothetical scenario
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involves the direct interaction between
a whale and the work activity
referenced (i.e., a potential ‘‘take’’). This
interaction is, in no way, influenced by
the designation of critical habitat. In
other instances, for example, actively
laying submarine cable in Cook Inlet,
the incremental cost of evaluating the
potential of a proposed action to
‘‘destroy or adversely modify’’ critical
habitat during a consultation would be
largely indistinguishable from the costs
attributable to evaluating that activity’s
potential to jeopardize the species.
Moreover, the commenter provided
no specific information indicating that
this work would even require Federal
authorization, permits, or funding (i.e.,
Federal action). Absent a Federal action,
the critical habitat designation would
not impose section 7 consultation
obligations on the commenter’s
hypothetical activity. We are aware of
no Federal permit requirements to
maintain or repair submarine cable, or
to operate a barge. Based upon the
information provided, we did not find a
compelling reason to exclude these
areas from critical habitat.
Comment 49: NMFS has not
presented sufficient information to
justify the inclusion of the lower Inlet
areas as critical habitat. Hobbs et al.
(2005) is cited as describing dive
behavior in winter, yet no such data are
reported in that paper. Winter behavior
and habitat use may differ from that of
summer months, and NMFS habitat
models are primarily based on
observations during June.
Response: The Proposed Rule
incorrectly referenced Hobbs et al. in
describing dive behavior; that paper did
not include analysis of dive patterns.
That work did, however, establish the
distribution of tagged beluga whales
during winter months as including
offshore waters of the mid Inlet which
are consistently deeper than those areas
typically occupied by whales during the
summer. At this time, we do not have
a complete understanding of the specific
attributes that support winter beluga
habitat within Cook Inlet. Because we
are required to consider the best
scientific data available in designating
critical habitat, we reviewed nonsystematic sighting reports from State
and private sources, aerial surveys of
winter beluga distribution, and TEK in
assessing the value of the lower Inlet as
critical habitat. Also, we believe the use
of the southwest Inlet during late
summer and fall may be an extension of
the feeding behavior (and distribution)
which occurs in the upper Inlet as
whales move south to take advantage of
late spawning returns of coho salmon.
This habitat use and behavior would
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support the use of the results in Goetz
et al. (2007) as descriptive of habitat
values in the southwest Inlet. While
there is some evidence that beluga
whales may be overwintering in an
offshore area south of Kalgin Island,
these areas were not included as critical
habitat because we felt information was
not adequate to describe this use or
identify any essential features.
Comments for Inclusion
We received many comments
recommending additional areas be
included in the critical habitat
designation. These include all of Cook
Inlet, corridors connecting habitat areas,
upper and lower Cook Inlet,
historically-used areas, Iniskin Bay, the
mouths of tributary streams entering the
Inlet, the Eagle River Flats firing range,
the POA, and Hudson Bay near
Churchill, Canada. We have considered
all such comments and respond below
to the significant issues they raise.
Comment 50: The critical habitat
should include important feeding areas
at the mouths of the Matanuska River,
Knik River, and Cottonwood Creek.
Response: The described boundaries
for this critical habitat generally include
areas such as these. While there is often
a poorly-defined division between Cook
Inlet and a tributary stream or river, our
proposed river boundaries would
extend critical habitat into the lower
reaches of many streams. Tidal
influence may extend a considerable
distance up these tributary waters, but
represents areas in which we have very
few observations or reports of belugas.
We identified several waters where
beluga whales are known or suspected
to utilize such up-river areas for feeding,
and specifically extend critical habitat
into these reaches.
Comment 51: Critical habitat must
include the habitat of prey species of
beluga whales, such as the Susitna River
system and other waters above tidal
influence.
Response: The ESA requires that
critical habitat be located within the
geographic area occupied by a species,
or within specific areas outside of
occupied habitat determined to be
essential to the conservation of the
species. The areas described are outside
the geographic areas occupied by the
species at the time of its listing, and in
light of the areas we are designating and
the best scientific data available, we
have determined that the unoccupied
areas are not essential to the whale’s
conservation. We agree that habitat for
prey species such as salmon and
eulachon is a necessary component to
their existence in the wild, but we do
not have adequate scientific information
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to identify specific areas that would be
essential to the conservation of these
beluga whales with respect to habitat
values of prey species.
Comment 52: Critical habitat
boundaries should be extended to
incorporate all of the described range of
these whales. Both the nearshore and
offshore areas of lower Cook Inlet
should be designated as critical habitat.
Response: We carefully considered
designation of these areas as critical
habitat, but we did not find sufficient
justification to do so. These areas have
been used by beluga whales in the past,
during periods in which their
abundance was much higher than today,
and beluga whales are still observed in
these areas. However, both the current
and historical accounts of beluga whales
in these areas do not indicate they
supported important numbers/
concentrations of whales, or that they
served important habitat functions.
Existing habitat models describe open
water values that are likely very
important attributes to feeding and,
perhaps, calving habitat needs and
preference. Such modeling does not
indicate high habitat values are present
in the areas in the lower Inlet that are
not included in the designation. We
acknowledge more information is
needed to understand the winter habitat
needs of the Cook Inlet belugas, and that
other areas may be found to be
important as new data arrive. But
presently, we do not find sufficient
support for inclusion of these areas.
Comments To Extend Public Comment
Comment 53: NMFS received several
comments and requests to extend or reopen the comment period for this
action, or to conduct additional hearings
in the State.
Response: On consideration, we
believe the public process, which has
included the publication of an Advance
Notice of Proposed Rulemaking with a
30-day public comment period (74 FR
17131; April 14, 2009), publication of a
proposed rule with 60-day public
comment period (74 FR 63080;
December 2, 2009), a 30-day extension
of the comment period for the proposed
rule, and four public hearings held in
the major population centers in the
Cook Inlet region (Kenai, Soldotna,
Wasilla, and Anchorage), was sufficient
and proper. Therefore, we have
determined not to extend or re-open the
comment period, or to hold additional
hearings for this final rulemaking.
Comments on the Need To Designate
Critical Habitat
Comment 54: Designation of critical
habitat was unnecessary, and will not
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add any meaningful protection to these
whales. The regulations at 50 CFR
424.12 provide that critical habitat may
not be prudent, and therefore would not
be designated, when that designation
would not be beneficial to the species.
The consultation provisions of the ESA
provide reasonable protection to these
whales under the jeopardy standard.
NMFS has used circular logic in saying
the benefit of designating critical habitat
is that it will require (Federal agencies)
to ensure their actions do not destroy or
adversely modify critical habitat. The
remaining functional benefit of public
education and outreach would be more
effectively met through a dedicated
public education program rather than
the less direct means of designating
critical habitat.
Response: We disagree. The ESA
provides that critical habitat shall be
designated ‘‘to the maximum extent
prudent and determinable.’’ 16 U.S.C.
1533(a)(3)(A). The ESA does not define
‘‘prudent.’’ NMFS/USFWS regulations,
however, provide that a designation of
critical habitat is not prudent when the
‘‘designation of critical habitat would
not be beneficial to the species.’’ 50 CFR
424.12(a)(1)(ii). This means that in the
rare situation where there is zero benefit
from designation, we need not
designate. If there is any benefit, we
must designate. Congress intended that
in most situations the Secretary will
designate critical habitat at the same
time that a species is listed as either
endangered or threatened. It is only in
rare circumstances where the
specification of critical habitat
concurrently with the listing would not
be beneficial to the species. See
H.R.Rep. No. 95–1625 at 17 (1978),
reprinted in 1978 U.S.C.C.A.N. 9453,
9467. See also Enos v. Marsh, 769 F.2d
1363, 1371 (9th Cir.1985) (holding that
the Secretary ‘‘may only fail to designate
a critical habitat under rare
circumstances’’); Northern Spotted Owl
v. Lujan, 758 F.Supp. 621, 626
(W.D.Wash.1991) (‘‘This legislative
history leaves little room for doubt
regarding the intent of Congress: The
designation of critical habitat is to
coincide with the final listing decision
absent extraordinary circumstances.’’).
In short, if there will be any benefit
from the designation, we must
designate. Even if many consultations
will occur because of the combined
potentialities that proposed Federal
actions will adversely modify critical
habitat and jeopardize the species, if
some will occur only because of the
potential for adverse modification, there
still is benefit to the species (see
response to comment 54). Further,
courts have recognized benefits beyond
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the need to consult. See Conservation
Council for Haw. v. Babbitt, 2 F.Supp.2d
1280, 1288 (D. Haw. 1998)
(substantively, the designation
establishes a uniform protection plan
prior to consultation, and procedurally,
the designation educates the public as
well as state and local governments, and
affords them the opportunity to
participate in the designation). We do
not believe this situation is the rare one
allowing us to avoid the ESA’s strong
mandate to designate critical habitat.
As for the arguments that the Marine
Mammal Protection Act (MMPA)
protection is enough, critical habitat
must be designated regardless of
whether other laws or provisions
arguably provide adequate protection.
See Natural Resources Defense Council
v. U.S. Dep’t of the Interior, 113 F.3d
1121, 1127 (9th Cir. 1991) (‘‘Neither the
Act nor the implementing regulations
sanctions nondesignation of habitat
when designation would be merely less
beneficial to the species than another
type of protection’’). Lastly, while the
term ‘‘take’’ includes harm, and USFWS’
definition of harm includes habitat
modification, it applies only when such
modification ‘‘actually kills or injures’’
the species (50 CFR 17.3). Under section
7 of the ESA, we may find that an action
will adversely modify critical habitat
and propose reasonable and prudent
alternatives without having to also make
the higher evidentiary determination
that the adverse modification will kill or
directly injure the species.
Legal and Regulatory Comments
Comment 55: Existing State and
Federal regulation and associated
mitigation measures are adequate to
protect Cook Inlet beluga whales and
the critical habitat designation is not
necessary. One commenter also asserts
that NMFS has disregarded the
information it submitted concerning
existing laws and regulations that
protect Cook Inlet beluga whales and
their habitat. One commenter also
asserts that there is no evidence that a
lack of effectiveness of any of the
management regimes in place in Cook
Inlet or that any management or
regulatory gap contributed to the
endangered listing of Cook Inlet beluga
whales or limits its recovery.
Response: The ESA defines critical
habitat, in part, as ‘‘the specific areas
* * * on which are found those
physical or biological features (I)
essential to the conservation of the
species and (II) which may require
special management considerations or
protection.’’ 16 U.S.C. 1532(5)(A)(i). The
phrase ‘‘may require’’ indicates that
critical habitat includes features that
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may now, or at some point in the future,
be in need of special management
considerations or protection.
As explained in the proposed rule, we
determined that each PCE may require
special management considerations or
protection. The commenter is correct
that certain laws and regulatory regimes
already protect, to different degrees and
for various purposes, the waters of Cook
Inlet and, therefore, to a certain extent,
the physical or biological features
identified as essential to the
conservation of the species. The fact
that there are relevant state and Federal
regulations which aim to protect these
waters and features from a variety of
sources and actions indicates that each
feature currently is in need of special
management considerations or
protection. The existing laws and
regulations do not, however, ensure that
current and proposed actions will not
adversely modify or destroy beluga
whale critical habitat in Cook Inlet. It is
therefore probable, if not likely, that the
PCEs essential to the conservation of the
Cook Inlet beluga whale will require
special management considerations or
protection in the future. The
consultation process is one mechanism
through which we can ensure that those
features are afforded such consideration
or protection.
With regard to the comment that we
disregarded information submitted on
existing laws and regulations, we
disagree with the commenter because
we have considered this information in
the proposed rule and in this final rule.
Finally, with regard to the comment
about whether the lack of effectiveness
of any of the current management
regimes contributed to the endangered
listing, the designation of critical habitat
for any listed species does not
necessarily indicate that existing laws
are responsible for the species’ decline.
Similarly, the fact that there are existing
laws that protect different aspects of a
listed species’ critical habitat does not,
per se, preclude the designation of
critical habitat. The inquiry is whether
there are physical or biological features
that are essential to the conservation of
the species and which may require
special management considerations or
protection. Congress envisioned that,
except in extraordinary circumstances,
the Secretary would designate critical
habitat. There are no extraordinary
circumstances that would allow us to
avoid the designation of critical habitat
for the Cook Inlet beluga whale.
Comment 56: The critical habitat
designation should not be finalized
until pending legal rulings on the status
of the Cook Inlet beluga whales are
made.
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Response: We disagree. The ESA
requires us to designate critical habitat
concurrently with the listing decision to
the maximum extent prudent and
determinable (16 U.S.C.
1533(a)(3)(A)(i)). If such designation is
not determinable, we may extend the
deadline by one year. In the
extraordinary situation where the
designation of critical habitat is not
prudent, we may decide not to do so.
See response to comment 54 above.
Section 424.12(a)(1) of 50 CFR presents
two circumstances when a designation
is not prudent, but neither one is
applicable here. Accordingly, whichever
‘‘pending legal rulings on the status of
Cook Inlet beluga whales’’ the
commenter is referring to, they do not
constitute cognizable grounds under the
ESA for delaying the designation of
critical habitat. If the State of Alaska
prevails in its lawsuit challenging our
decision to list the Cook Inlet beluga
whale, we will determine at that time
what effect such a ruling has on this
final rule.
Comment 57: Because NMFS has not
yet complied with all of the applicable
directives, such as the National
Environmental Policy Act, Executive
Order 13211, and Public Law 108–199,
the proposed rule is unlawful.
Response: We disagree. We have
complied with Executive Orders 13211
and 13175, as modified by Public Law
108–199 (74 FR 63,080, 63,093–94; Dec.
2, 2009). NEPA does not apply to
decisions to designate critical habitat.
See Douglas County v. Babbitt, 48 F.3d
1495, 1501–08 (9th Cir. 1995).
Comment 58: NMFS must provide
justification for the designation of
critical habitat inconsistent with
comments provided to it by the State of
Alaska and its political sub-divisions.
Response: Section 4(i) of the ESA
provides that if the Secretary issues a
final regulation which is in conflict with
the comments of a State agency, the
Secretary must provide a written
justification for his failure to adopt
regulations consistent with the agency’s
comments. We have complied with this
section by submitting a letter to the
Alaska Department of Fish & Game and
the Governor’s Office.
Comment 59: There is a direct Federal
nexus with the critical habitat
designation through the MagnusonStevens Act to anadromous species.
These anadromous species include
hooligan, smelt, and salmon.
Response: We are uncertain as to what
this commenter means by ‘‘direct
Federal nexus with the critical habitat
designation.’’ To the extent that this
commenter is referring to potential ESA
section 7 consultations, we note that
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section 7 of the ESA requires each
Federal agency, in consultation with
NMFS, to ensure that ‘‘any action
authorized, funded, or carried out’’ by
the agency is not likely to jeopardize the
continued existence of any listed
species or result in the destruction or
adverse modification of the species’
habitat (16 U.S.C. 1536(a)(2)). Our
regulations provide that action ‘‘means
all activities or programs of any kind
authorized, funded, or carried out, in
whole or in part, by Federal agencies in
the United States or upon the high seas’’
(50 CFR 402.02). Accordingly, if or
when there is a Federal action that may
affect a listed species or its habitat, the
Federal action agency must consult with
NMFS. At this time, we are unaware of
any proposed Federal actions pertaining
generally to hooligan, smelt, or salmon
that would require consultation.
Economic Comment
Comment 60: Many comments suggest
that the Draft RIR/4(b)(2)PA/IRFA did
not consider changes to development
projects stemming from the critical
habitat designation, such as added costs
and operational and permitting delays
to projects resulting from the ESA
section 7 consultation process, and the
attendant economic consequences.
Some comments, such as those by
Chugach Electric Association and
ConocoPhillips, also estimated the costs
associated with these modifications and
delays. According to these comments, in
addition to the ESA process, project
delays could also be caused by
environmental lawsuits, once the
critical habitat is designated.
Response: The Cook Inlet beluga
whale was listed as endangered in
October 2008. Since the listing, all
Federal agencies have had the obligation
to consult with NMFS to ensure that any
action authorized, funded, or carried out
by them (i.e., Federal action) is not
likely to jeopardize the continued
existence of the species. Consultations
in accordance with this obligation must
be conducted in the future, regardless of
whether critical habitat is designated.
The statute contains timelines for
section 7 consultations, and Federal
agencies should plan their activities
accordingly to avoid delay. Non-Federal
entities that require Federal permits for
development projects should also be
aware of the consultation requirement,
and factor the time needed for
consultations into their plans and
schedules. As consultations are already
required under the jeopardy standard,
the additional consultation standard of
destruction or adverse modification of
critical habitat is not anticipated to
result in significant, additional project
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delays. With respect to project
modifications, there presently is no
detailed empirical information (e.g.,
engineering, materials, and structural
design; project scheduling, temporal
sequencing of construction, and
duration; associated costs and
financing) pertaining to future projects
or any project modifications that might
be proposed for areas within or
immediately adjacent to Cook Inlet
beluga whale critical habitat, making
quantitative estimation of directly
attributable economic costs purely
speculative. In other words, since the
precise nature of any future project
modification is unknown, we cannot
speculate whether such a potential
modification ultimately increases or
decreases project costs and by how
much. Qualitatively, based on past
experience and the best scientific and
commercial data available, we do not
expect project modifications to add
significant monetary costs, especially
since most of these modifications would
likely be required pursuant to
consultations arising under the jeopardy
standard.
Finally, whether any project is
delayed because of a lawsuit will
depend on whether a court determines
that NMFS has violated Federal law and
injunctive relief is appropriate. Costs
associated with project delays due to
such lawsuits are extremely speculative.
Comment 61: A comment by
ConocoPhillips asserts that a critical
habitat designation will result in
increased administrative costs to the
company, and has the potential to result
in operational and permitting delays
and/or lead to other new costs. The
independent economic analysis
conducted by the company
conservatively estimates the impacts to
ConocoPhillips alone in the range of
$698,000 to $796,000 over 20 years.
According to the company, these costs
could rapidly escalate, if NMFS
imposed even minor restrictions on
ConocoPhillips’ operations in
connection with the critical habitat
designation.
Response: See response to comment
60.
Comment 62: Some comments request
the exclusion of the POA and Port
Mackenzie from the final critical habitat
designation, based on national security,
as well as economic reasons.
Response: After considering impacts
to national security and weighing the
benefits of exclusion with those of
specifying as critical habitat the POA
and a small, adjacent area extending to
the turning basin, we have determined
to exclude those areas from the critical
habitat designation. The exclusion does
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not, however, include Port Mackenzie.
We have determined that its inclusion
as critical habitat does not implicate
significant impacts to national security,
supported by the fact that DOD has not
asserted that there would be any. After
considering the economic impacts of the
designation, we determined that the
benefits of excluding Port Mackenzie do
not outweigh the benefits of specifying
the area as critical habitat. The decision
to exclude the POA is based principally
on impacts to national security, which
have been described in this rule and
were identified in comments responding
directly to our public notice requesting
information on this issue. See detailed
discussion below.
Comment 63: A number of comments
assert that, contrary to some
perspectives in Alaska, the critical
habitat designation will not hamper
responsible development. Based on tens
of thousands of reviews across the
nation on development projects in areas
containing endangered species, less
than one percent of projects are
significantly curtailed, because
responsible development and
endangered species protection can and
do go hand in hand. The vast majority
of projects entering the consultation
process are resolved informally with a
determination that no listed species will
be impacted, nor designated critical
habitat destroyed or adversely modified.
Even where a formal consultation is
required in instances of an identified
potential threat, the agencies more often
than not conclude that no such threat
exists, or work with the action agency
to design project alternatives. Only in
extremely rare instances are projects
terminated because of probable impacts
on listed species.
The comments further state that
critical habitat designation does not
affect private activities that do not
require Federal permits. Nor is it
undertaken in a vacuum: Federal
agencies are already required to consult
under section 7 of the ESA if their
action could jeopardize the continued
existence of an endangered or
threatened species. Critical habitat
designation simply adds another
question for the agency to consider as
part of the consultation: Whether the
Federal agency action could result in
the destruction or adverse modification
of critical habitat. Any incremental cost
of critical habitat designation is,
therefore, small and limited.
Response: We agree with the
commenters. The economic analysis
conducted in support of the Final RIR/
4(b)(2)PA/FRFA is based on the same
premise as that outlined in these
comments.
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Comment 64: A number of comments
demand a more robust economic
analysis before the critical habitat
designation is finalized. Further, these
comments expressed concern with the
methodology used to estimate the cost
of the proposed designation. According
to these comments, the current analysis
is inadequate and a more
comprehensive economic analysis needs
to be conducted.
Response: The economic analysis
conducted in support of the Final RIR/
4(b)(2)PA/FRFA employed the
appropriate methods and used the best
scientific data available to consider all
relevant economic impacts and develop
cost and benefit estimates. As required
under the ESA, Regulatory Flexibility
Act, Executive Order 12866, and other
applicable law, the analysis considered
all costs and all benefits relevant to
assessing the net welfare changes
attributable to the final action. These
changes were monetized to the fullest
extent useful estimates could be made
or treated qualitatively when
monetization was not practicable. These
component welfare effects were then
integrated in order to reach conclusions
about the expected ‘‘net benefit to the
Nation’’ attributable to the final critical
habitat designation. While the
commenters demand a more robust
economic analysis, they do not provide
any new or additional data. A few
comments mention certain ‘‘costs’’ that
are asserted to be incremental to the
critical habitat designation. However,
many of the values identified within
these comments are not ‘‘economic
costs,’’ but instead, ‘‘impact’’ measures
(e.g., input-output multipliers) that
reflect, for example, localized
commercial activity. As such, they do
not represent economic benefits or
economic costs, as these concepts are
employed in traditional ‘‘benefit/cost’’
analysis. Commercial activity impacts,
while important distributional
indicators, are ‘‘transfers’’ within a
National Accounting analytical
framework mandated under applicable
Federal law. Distributional impacts are
treated separately from economic costs
and benefits in the analytical
documents. Those economic costs that
are correctly identified in these
comments would, based upon NMFS’
economic analysis, likely be incurred
regardless of whether critical habitat is
designated (also see response to earlier
comments). Furthermore, there are
fundamental and important distinctions
between economic ‘‘benefits and costs’’
and economic ‘‘impacts.’’ The former are
crucial in evaluating ‘‘net welfare’’
changes; that is, do the benefits exceed
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the costs, resulting in a net gain to
society. Impact measures (e.g., income
and employment multipliers) reflect
relative economic ‘‘activity’’ in a
specified locale, relative to a baseline
condition.
The commenters have confused these
crucial economic concepts. With, for
example, specific reference to comments
on the FRFA, the purported ‘‘costs’’
identified there are not relevant to the
traditional cost-benefit analysis. And,
with respect to the ESA, we considered
the economic impacts cited in these
comments, but do not believe that they
change the conclusion that the benefits
of exclusion (principally monetary) do
not outweigh the benefits (economic,
ecological, educational, biological) of
specifying the areas as critical habitat.
Comment 65: A few comments point
out that the proposed critical habitat
area overlaps geographically with
Alaska’s highest human population
density and its primary economic base.
Yet, the economic analysis conducted in
support of the Draft RIR/4(b)(2)PA/IRFA
cites the added costs for evaluating
future projects in the proposed critical
habitat at a mere $187,000 to $571,000.
Response: Some commenters have
expressed concern about the designation
of critical habitat in areas of high
population density and human
activities. The concerns are related to
the perceived potential economic costs
that may be imposed by critical habitat
designation. The Final RIR/4(b)(2)PA/
FRFA concludes that the economic cost
of critical habitat designation that can
be reasonably ‘‘monetized,’’ at present, is
estimated to have a discounted net
present value of approximately
$187,000 to $571,000, assuming a
3 percent real discount rate and 10-year
planning horizon; and about $157,000 to
$472,000, using a 7 percent real
discount rate and 10-year period.
‘‘Applicants’’ associated with section 7
consultations on the various activities
that could be potentially impacted are
only expected to bear $900 to $3,500 per
consultation in administrative costs
related to the incremental costs of
critical habitat designation for formal
consultations, while they are not
responsible for any incremental costs
related to informal consultation. It is
important to recall that section 7(a)(2) of
the ESA applies only to Federal actions
(i.e., actions authorized, funded, or
carried out by a Federal agency). Absent
such Federal action, activities
undertaken in or adjacent to Cook Inlet
are not subject to the provisions of
section 7 consultation on critical habitat
and will incur no attributable or
quantifiable costs or other
encumbrances due to the designation of
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critical habitat. Even for proposed
Federal actions, ‘‘applicants’’ associated
with consultations on activities such as
oil and gas exploration and
development, power projects, mining,
water quality, port expansion and
development, transportation and other
infrastructure projects are not expected
to bear any significant costs uniquely
attributable (i.e., incremental) to the
designation of critical habitat for the
Cook Inlet beluga whale. Every Federal
agency must consult under section 7 of
the ESA to ensure that its action will not
jeopardize the continued existence of
the whale. Formal consultation is
required if the proposed action ‘‘may
affect’’ the whale (50 CFR 402.14(a)).
Whether the consultation may proceed
informally, as opposed to formal
consultation, will depend on whether
the action is likely to adversely affect
the species (50 CFR 402.14(b)).
Comment 66: Some commenters point
out that the period employed for the
analysis, 2009 to 2018, may be
insufficient, particularly when dealing
with significant resource and
community infrastructure operations
and development. Firms in these
industrial sectors must balance
disparate time horizons for capital life,
field life, field extension, and field
depletion rates that are rarely as short as
10 years.
Response: As mentioned in Section
3.4 of the Final RIR/4(b)(2)PA/FRFA, an
interval of 10 years is widely employed
in the policy analysis arena. This timeframe allows sufficient scope over
which longer-cycle trends may be
observed (e.g., progress towards
population recovery for the Cook Inlet
beluga whale), yet is short enough to
allow ‘‘reasonable’’ projections of
changes in use patterns in an area, as
well as shifts in exogenous factors (e.g.,
world supply and demand for
petroleum, U.S. inflation rate trends)
that may be influential.
Comment 67: An independent study
commissioned by the Resource
Development Council (RDC) asserts that
the Cook Inlet beluga whale critical
habitat designation has the potential to
result in economic impacts on RDC’s
members ranging from $39.9 million
and $399 million, annually. Over a 10year period (the length of time utilized
by the Draft RIR/4(b)(2)PA/IRFA) the
present value of that lost production at
a three percent discount rate is claimed
to be $340.3 million to $3.4 billion, and
at a seven percent discount rate is
$280.2 million to $2.8 billion. These
numbers are asserted to be conservative
and do not take into account, for
example, the $400 million-$600 million
that the Anchorage Water and
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Wastewater Utility (AWWU) may be
required to spend to upgrade its
facilities. According to RDC, even the
most conservative estimate of $280.2
million over 10 years, representing an
impact of only a one percent reduction
in Cook Inlet region output, is
sufficiently significant to warrant broad
exclusions.
Response: The independent study
commissioned by RDC considers
potential ‘‘impacts’’ of the proposed
critical habitat designation to five key
industries: oil and gas, mining, POA,
commercial fishing, and sport fishing.
Further, qualitative discussions of
impacts on other projects/sectors/
entities are also provided, though not
quantified. These include tourism, Knik
Arm Bridge and Toll Authority,
community development projects,
Anchorage Water and Wastewater
Authority (AWWU) discharges, Port
McKenzie, vessel traffic, and energy
infrastructure.
We reviewed and considered this
report. While the RDC’s Economic
Analysis states that it ‘‘monetizes,
quantifies, or qualitatively assesses the
incremental costs and benefits to
entities directly attributable to the
CHD,’’ it is unclear if the analysis
excludes the conservation measures
already underway or which may be
taken due to the listing of the Cook Inlet
beluga whale. Economic impacts from
these measures are not attributable to
the designation of critical habitat.
Further, given the time periods when
most of the six studies relied upon in
the RDC Economic Analysis for
identifying the range of reductions were
conducted, the impacts identified are
likely co-extensive, not incremental.
Therefore, the RDC Economic Analysis
appears to significantly over-estimate
the economic costs that are attributable
to the designation of critical habitat.
In terms of specific study outcomes,
the impacts to mining in the RDC
Economic Analysis are based on the
premise that both the Chuitna Coal
Project and the Pebble Project will likely
be completed. While this may be true
for the Chuitna Coal Project, the Pebble
Mine project is in the planning/prepermitting/pre-development stage, and
does not have an approved project
description. At this time, there is
reasonable uncertainty regarding the
likelihood of this project (Pebble
Project) occurring at all, let alone within
the next 10 years. Also, many AWWU
facilities may be required to upgrade for
Clean Water Act (CWA) compliance,
regardless of the designation of critical
habitat for the Cook Inlet beluga whale.
These costs, if incurred, are not
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attributable to the critical habitat
designation.
As noted in response to a previous
comment, the misunderstanding and
resulting confounding of fundamental
concepts of ‘‘economic costs and
benefits’’ with ‘‘measures of economic
activity’’ (e.g., employment multipliers)
has led the commenters to derive vastly
inflated projections of the attributable
‘‘economic costs’’ of critical habitat
designation. Input/output multipliers do
not reflect, and are not equivalent to,
economic costs or economic benefits.
They are correctly interpreted as
location-specific ‘‘activity measures’’
reflecting the rate of turnover and the
path of exchange, for example, of a
dollar created within the identified
economic unit (e.g., county, region,
state), before it leaks out into the wider
economy. Emphasizing that such
relative economic activity impacts are
not relevant to the assessment of ‘‘net
benefits to the Nation,’’ we did describe
and evaluate the temporal and
geographical impacts that may accrue to
localized economic activity, to the
extent practicable.
Comment 68: One commenter has
provided suggestions to improve the
presentation of results in the Draft RIR/
4(b)(2)PA/IRFA as follows:
Regarding the analysis of costs, the
overriding conclusion from the
[economic] analysis is that impacts on
the private sector will be minimal. This
point should be highlighted and the
public sector costs should be clarified.
In particular, Table 7.1 outlining the
total costs (all based on ‘‘consultation’’
costs) is misleading. The numbers
indicated are for a 10-year period total
and that should be represented in the
table itself.
Footnote 374 is crucial to the analysis
and yet unfortunately is buried. It
should be part of the main text. The
only discount rate is 3 percent as the
‘‘social discount rate,’’ because this is a
public/social policy choice. This is
accepted practice in the economics
profession. If total costs are averaged
over the 10-year period, they only come
out to between $18,700 to $57,000 per
year.
In Section 7 of the Draft RIR/
4(b)(2)PA/IRFA, there is no statement of
the methods used to calculate costs.
Once more, these are national averages
only.
Response: We appreciate the
suggested improvements, and
considered them when we completed
the Final RIR/4(b)(2)PA/FRFA.
Comment 69: A handful of comments
assert that lost development
opportunities resulting from the critical
habitat designation will result in
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declines in both State and local tax
revenue, and reduce the number of jobs.
An example cited is that of Alaska’s
already struggling oil and gas
operations, where hundreds of oil field
workers and professionals have been
laid off in recent months. The comment
asserts that critical habitat designation
will have a further crippling effect on
such industries.
Response: As stated in more detail in
response to an earlier comment and in
the Final RIR/4(b)(2)PA/FRFA, the
designation of critical habitat is not
anticipated to hamper development in
the vicinity of Cook Inlet, and thus
would not result in declines in State
and local tax revenues nor lost jobs. The
additional costs incurred by industry
that can be reasonably monetized at
present and are uniquely attributable to
the critical habitat designation, would
be the negligible third party costs of
section 7 consultations (i.e., $900 to
$3,500 per consultation in
administrative costs related to the
incremental costs of critical habitat
designation for formal consultations; no
costs to industry are incurred for
informal consultations). The project
modifications and associated costs that
may be requested, expressly due to
consultation over potential destruction
or adverse modification of critical
habitat, are anticipated to be minimal
and rare, given that most of any such
modifications would already be
required under ESA section 7’s jeopardy
standard. Moreover, the nature of any
such modification is speculative and, as
a result, whether the modification
ultimately increases or decreases project
costs (and, by how much) cannot be
determined at this time.
Comment 70: Comments by the
Chugach Electric Association, Inc. and
the Resource Development Council of
Alaska, Inc. point out that the Draft RIR/
4(b)(2)PA/IRFA does not mention the
existing high voltage submarine cable
fields that cross Knik Arm, connecting
the Anchorage area, as well as the Kenai
Peninsula, to Chugach’s existing
generation plant near the Beluga gas
fields. These cables must be maintained
and occasionally replaced. Chugach
spelled out for NMFS the potential
economic impact of any delays in
maintaining and repairing those cables,
explaining that these delay-related costs
are in addition to any administrative
costs associated with ESA consultation,
and any increased costs incurred by
Chugach in altering its projects to
benefit the whales.
Response: As discussed in more detail
in response to previous comments
regarding exclusion of cable fields and
overlaying waters from the critical
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habitat designation, we are not aware of
any Federal actions in connection with
the maintenance or repair of submarine
cables, and the commenters have not
indicated the existence of such Federal
action. Therefore, absent Federal action,
the proposed critical habitat designation
would impose no compliance
requirements (e.g., no delays, direct or
indirect costs) on maintaining,
repairing, or occasionally replacing
submarine cables in Cook Inlet.
Comment 71: One comment states
that while the Draft RIR/4(b)(2)PA/IRFA
analyzed cost impacts of critical habitat
designation for two other tidal energy
projects, it should be revised to include
the potential costs of critical habitat
designation to the Turnagain Arm Tidal
Energy Generation project, as well. The
Turnagain Arm Tidal Energy
Corporation filed an application with
the Federal Energy Regulatory
Commission (FERC) on November 17,
2009, for a preliminary permit to study
the feasibility of a tidal energy
generation system on the Turnagain
Arm of Cook Inlet.
Response: The Final RIR/4(b)(2)PA/
FRFA analyzed economic impacts of
critical habitat designation on projects
that are reasonably likely to occur
during the 10-year period of analysis. In
November 2009, the Turnagain Arm
Tidal Energy Corporation filed for a
preliminary permit pursuant to section
4(f) of the Federal Power Act, proposing
to study the feasibility of the Turnagain
Arm Tidal Energy Generation project.
According to the December 4, 2009,
Federal Register document, ‘‘the sole
purpose of a preliminary permit, if
issued, is to grant the permit holder
priority to file a license application
during the permit term. A preliminary
permit does not authorize the permit
holder to perform any land disturbing
activities or otherwise enter upon lands
or water owned by others without the
owners’ express permission.’’ Therefore,
while it appears from the proposed
project description that the project, if
approved, may affect the whale’s critical
habitat, the project is still sufficiently
ill-defined, presumably undergoing
design and feasibility assessments, that
further progress towards development
and submission of the next series of
applications remain in pre-permitting
stages. Absent more definitive design,
siting, and construction information, it
would be impossible to do more than
offer uninformed speculation on the
interaction, if any, between this
potential development and designated
critical habitat and whether the project
may also affect the whale, requiring a
consultation under section 7 due to the
listing of the whale as an endangered
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species. As such, it is not considered
among the impacts contained in the
Final RIR/4(b)(2)PA/FRFA’s analysis.
Comment 72: One comment states
that Section 7.7 of the Draft RIR/
4(b)(2)PA/IRFA did not analyze the Mt.
Spur Geothermal Power Plant because a
decision to go forward with the plant
has not been made. Further, Table 6–28
of the Draft RIR/4(b)(2)PA/IRFA
describes the status of the project as
‘‘pre-decisional, geothermal lease in
place, no permits have been requested.’’
The comment further states that given
Ormat Technologies’ (the major lease
holder for the Mt. Spur Geothermal
development) better record of success
than any of the tidal energy companies
whose projects were analyzed in the
Draft RIR/4(b)(2)PA/IRFA, Section 7.7
should be revised to include the
potential costs of critical habitat
designation to the project.
Response: As per Sections 6.4.7 and
7.7 of the Final RIR/4(b)(2)PA/FRFA,
based on the best scientific data
available and research conducted by
NMFS, Ormat Technologies is in the
early development/initial exploration
stage of the Mt. Spurr Geothermal Power
Plant, and no permits have been
requested. Additionally, given that no
specific preferred plan or route for the
transmission line(s) have been
identified, it is unclear whether this
potential project may affect the Cook
Inlet beluga whale and/or its critical
habitat. In light of the fact that Ormat
Technologies will have to submit a site
design and transmission line corridor
proposal, apply for and get the
necessary permits, and secure funding
to develop this project, any analysis of
economic impacts to the potential
project arising exclusively from the
designation of critical habitat would be
highly speculative.
Comment 73: A commenter notes that
Section 6.4.7 of the Draft RIR/4(b)(2)PA/
IRFA states that the Chakachamna
Hydropower Plant project was
reviewed, but determined to not have a
connection with the critical habitat
designation, due to its inland location
and lack of physical connection with
Cook Inlet. However, the project
description clearly describes the
project’s planned measures to protect
salmon, which are designated as a PCE
of the critical habitat. The project would
discharge water flow from the facility
into the MacArthur River near its
confluence with Cook Inlet. The power
transmission lines may need to cross the
MacArthur River, and potentially Cook
Inlet, to reach Anchorage or the Kenai
Peninsula. Chakachamna Power has
identified the North Forelands Dock and
Industrial Area as its logistics base for
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construction and operation of this
project, which would result in an
increase in vessel traffic through this
area. A preliminary permit application
for this project was filed with FERC on
December 10, 2009. Because this project
may affect a small portion of Cook Inlet
beluga whales’ habitat, but is highly
unlikely to jeopardize the existence of
the whales, project modification costs
should be estimated. Section 7.7 of the
Draft RIR/4(b)(2)PA/IRFA should be
revised to include the potential costs of
critical habitat designation to the
Chakachamna Hydropower Plant
project.
Response: Based on the project
description provided in the preliminary
permit application for this project, filed
with the Federal Energy Regulatory
Commission (FERC) on December 10,
2009, the Chakachamna Hydropower
Plant project is located inland of Cook
Inlet, including the proposed
transmission lines that would connect
to the Chugach Electric Association’s
Beluga substation, which is also inland
of Cook Inlet. The commenter has not
provided any supporting information or
empirical documentation to indicate a
clear physical connection of the project
with the waters of Cook Inlet, the beluga
whale, or its critical habitat. If, as the
commenter asserts, the North Forelands
Dock and Industrial Area is proposed as
the construction staging site and permit
authorizations are sought for that
activity, a section 7 consultation may be
required. Given currently available
information, however, no conclusive
determination can be made; thus, the
potential economic impact to the
potential Chakachamna Hydropower
Plant project is not analyzed in the Final
RIR/4(b)(2)PAFIRFA.
Comment 74: One comment by
Chugach Electric Association notes that
the Draft RIR/4(b)(2)PA/IRFA
acknowledges NMFS’ obligation under
Executive Order 13211, regarding
‘‘Actions Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use,’’ to evaluate the
impact of critical habitat designation on
energy supply. However, the Draft RIR/
4(b)(2)PA/IRFA appears to be devoid of
any such analysis.
Response: Section 10.2 of the Final
RIR/4(b)(2)PA/FRFA presents the
‘‘Statement of Energy Effects’’ pursuant
to Executive Order No. 13211, ‘‘Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use,’’ issued May 18,
2001.
Comment 75: Two comments state
that the proposed designation of critical
habitat to protect beluga whales in the
Cook Inlet does not describe the
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economic impacts of the designation on
the North Slope to Lower 48 through
Canada gas pipeline project (also
referred to as Alaska natural gas
transportation project), nor how impacts
of the designation on the economic,
environmental, energy, and national
security interests of the nation, relative
to this project, which Congress has
endorsed, were taken into consideration
and balanced in accordance with
Section 4 of the ESA.
Response: Research conducted by
NMFS through the development of the
Final RIR/4(b)(2)PA/FRFA revealed that
the proposed North Slope to Lower 48
through Canada gas pipeline project, if
permitted, would not affect the Cook
Inlet beluga whales’ critical habitat. No
new information or empirical
documentation has been provided by
the commenter with which to evaluate
how the project would impact the
critical habitat or vice versa.
Comment 76: A commenter notes that
the Draft RIR/4(b)(2)PA/IRFA should
analyze the Alaska Natural Gas
Development Authority (ANGDA) spur
pipeline to Cook Inlet. ANGDA is
planning a $2 billion pipeline to divert
a portion of the gas from the North
Slope to Lower 48 through Canada
pipeline project to Cook Inlet, to replace
dwindling local reserves and provide
processed natural gas liquids for export
from a to-be-developed facility, through
Cook Inlet. This pipeline would run
from Delta, through Glennallen, to the
Beluga gas facility near Wasilla.
Response: Section 6.4.1 of the Final
RIR/4(b)(2)PA/FRFA discusses the
subject proposed pipeline, referred to as
Beluga to Fairbanks Natural Gas
Pipeline Project. Potential impacts to
this project are included in Table 6–28.
Comment 77: Two comments state
that Escopeta Oil’s Kitchen Lights Unit
project to bring a jack-up rig to the Cook
Inlet this spring and drill the #1 Kitchen
Lights Unit well was put on hold
indefinitely because of the proposed
critical habitat designation for Cook
Inlet beluga whale. According to the
commenters, to date Escopeta Oil has
spent over $20 million on the project
(estimate by the second commenter is
$50 million), and this proposed
designation has deterred this initial
investment away from Cook Inlet. If
Ecopeta Oil is not allowed to drill the
Kitchen Lights Unit by the Federal
Government, it will lose its significant
investment in Alaska, and the State of
Alaska and its people will also lose a
long-term supply of natural gas and the
jobs and revenues created from the
Kitchen Lights Unit development
program. Further, should an oil and gas
company desire to perform the costly
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proposition of drilling an offshore well
in the Cook Inlet with this designation,
it will have to budget millions of dollars
for additional consultations, duplicative
permits, delays, legal fees, and
litigation—without any guarantee of
drilling the first well.
Response: Section 6.4.1 and 7.1.1 and
Table 6–28 of the Final RIR/4(b)(2)PA/
FRFA discuss the status and impacts to
Escopeta Oil’s Kitchen Lights Unit.
Additional research conducted by
NMFS reveals that the Kitchen Lights
Unit program has a history of delays due
to the company not being able to fulfill
several commitments required not only
for technically exploring its prospects,
but also for meeting the legal terms of
the State of Alaska’s oil and gas leases.
The latest available information suggests
that, as part of its agreement with the
State of Alaska to hold onto its Kitchen
Lights leases, Escopeta Oil has to drill
an exploration well in the unit by the
end of 2010. However, following the
proposed designation, the company
asked the State of Alaska in a December
16, 2009, letter to guarantee no Federal
interference in the company’s Cook Inlet
oil and gas drilling activities planned
for 2010 (Petroleum News, December
20, 2009). The State did not offer such
a guarantee (Petroleum News, December
27, 2009). It is anticipated that, while
the project’s potential to affect critical
habitat could trigger the section 7
consultation process and may result in
project modifications, there is no
evidence suggesting that the potential
loss of initial investment in Cook Inlet
activities by the company due to the
project being put on hold is attributable
to the designation. Future economic
impacts may arise from the need to
consult under section 7 to avoid
jeopardy and/or to avoid destroying or
adversely modifying critical habitat.
However, the commenter did not
present any evidence indicating that
there would be impacts attributable only
to the critical habitat designation, nor
when in the future such renewed
activity might be expected.
Comment 78: One commenter notes
that impacts to the $4 billion Enstar
bullet pipeline should be considered.
The proposed pipeline would connect
Alaska North Slope gas fields through
Fairbanks to the Beluga gas facility. This
project is competing with the ANGDA
spur line project to supply both local
consumption and liquid products
export. According to the commenter,
Enstar is currently pursuing Alaska
environmental permits for this project.
Response: Research conducted by
NMFS suggests that Enstar bullet
pipeline, now referred to as Alaska
Stand Alone Pipeline (ASAP), is in the
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preliminary planning and engineering
stage. The plan, initiated originally by
Enstar Natural Gas, is now being
coordinated by the Alaska Governor’s
office. The preparation of an
Environmental Impact Statement has
been initiated. Given that the project
alternatives have not been finalized yet,
it is unclear whether the pipeline itself
will reach the waters of Cook Inlet;
however, it is possible that some
associated facilities may be located in
the vicinity. Because the project is in
such preliminary stages, what activities
it may stimulate in Cook Inlet and how
those activities would be impacted by
the designation of the beluga whales’
critical habitat is too speculative for
consideration in the economic analysis.
Comment 79: The Tyonek Native
Corporation states that impacts of the
proposed critical habitat designation on
the following two projects should be
considered in the analysis:
The Corporation is developing plans
to mine and export high quality
aggregate from its North Forelands Dock
and Industrial Area using the existing
adjacent pier, which would require
modification (see https://
www.tyonek.com/Presentations/tncwci08.pdf). According to the
commenter, the project would result in
increased vessel traffic through this
area. This project is expected to have a
total construction cost of approximately
$20 million.
Alaska Natural Resources to Liquids
recently completed a $1.5 million
preliminary feasibility study with the
help of the Alaska Industrial
Development and Export Authority (see
https://www.aidea.org/PDF%20files/
BelugaCTLoverview9-20-06.pdf) on the
Beluga Coal to Liquids Plant. Plans call
for using coal from the Chuitna coal
fields to produce 80,000 barrels per day
of diesel and naphtha for U.S. West
Coast markets. In addition, the facility
would produce jet fuel and
petrochemical feedstocks. This fuel
would be shipped out of the existing
North Forelands Dock, which would
require modification, and result in
increased vessel traffic through this
area. This project is expected to have a
total construction cost, including
supporting infrastructure, of
approximately $12 billion.
Because these projects may affect a
small portion of Cook Inlet beluga whale
habitat, but are highly unlikely to
jeopardize the existence of the whales,
project modification costs should be
estimated. The Corporation has
requested that Sections 6.4.2, 7–2, and
9–2–1.1 and Table 6–28 of the Draft
RIR/4(b)(2)PA/IRFA be revised to
include the potential cost impacts of
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critical habitat designation to these
projects.
Response: The commenter has not
provided sufficient information
regarding the current stages of the
projects, or the likelihood of these
occurring in the next 10 years, with
which to conduct an evaluation of the
economic impacts on these project
proposals from the designation of
critical habitat. Even if the projects were
reasonably likely to occur during the
time period under analysis, the
modification of the North Forelands
Dock would require a Federal permit,
likely from the U.S. Army Corps of
Engineers (ACOE), which would likely
trigger a section 7 consultation (possibly
two—one for each project). The
consultation could be formal if the dock
modification requires pile driving or
informal otherwise. However, the costs
associated with the consultation to
ensure that the project does not destroy
or adversely modify critical habitat
would be co-extensive with those
arising from the consultation to ensure
that the project does not jeopardize the
whales’ existence. Such consultation is
required if a Federal action may affect
the endangered Cook Inlet beluga whale
(50 CFR 402.14).
As for the increase in vessel traffic, it
would be considered an indirect,
interrelated, or interdependent action
under the consultation. Given that it is
unclear at this point if the increase in
vessel traffic associated with the
projects would create enough noise to
cause abandonment of habitat, the
increased vessel traffic would likely
raise questions concerning whether the
action would result in takings of the
whale. Accordingly, economic impacts
associated with the consultation over
that action would be co-extensive
between the jeopardy and destruction/
adverse modification of critical habitat
standards.
Comment 80: A commenter notes that
the proposed critical habitat designation
is likely to have a significant impact on
exploration for and production of
natural gas in the Cook Inlet region,
which could directly affect the cost of
electricity to Chugach Electric
Association’s customers. Chugach
generates most of its electricity from
natural gas produced in the Cook Inlet
region. Designating the upper half of
Cook Inlet, South to below Kalgin
Island, as beluga whale critical habitat
sweeps in all of the existing offshore oil
and gas fields in the Inlet. This is likely
to have an impact on all future oil and
gas exploration in the region. The Draft
RIR/4(b)(2)PA/IRFA contains no
meaningful discussion of the impact
this will have on future oil and gas
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exploration and development in Cook
Inlet, and no discussion of the resulting
impact on the cost of electricity in the
Railbelt region, where most of Alaska’s
population is located. These economic
impacts should have been part of the
Draft RIR/4(b)(2)PA/IRFA. When these
costs are given their proper weight, it
should be readily apparent that the
potential benefits to the whales of an
unfocused and overly broad critical
habitat designation are outweighed by
the resulting economic impacts.
Response: As has been explained in
more detail in responses to other similar
comments above, oil and gas
exploration activities are already
required to comply with ESA section 7’s
jeopardy standard due to the listing of
Cook Inlet beluga whale. It is the
additional economic impacts that stem
from the designation of critical habitat
that comprise the economic impacts of
section 7 consultations analyzed
pursuant to section 4(b)(2) of the ESA.
The comment suggests that future oil
and gas exploration in Cook Inlet will be
adversely impacted by the critical
habitat designation, with resulting costs
imposed on electricity users throughout
the Railbelt region of Alaska, in the form
of (implicitly) higher costs. We do not
agree with these assertions for the
following reasons. First, the incremental
cost uniquely attributable to the critical
habitat designation as it pertains to
project review within Cook Inlet has
been demonstrated to be very small.
Economic impacts arising from the need
to consult under section 7’s jeopardy
standard are not considered to be
economic impacts arising from the
designation of critical habitat. After
review of the best scientific data
available regarding the status of the
beluga whale and the nature of the
reasonably foreseeable Federal actions
in and around Cook Inlet, we concluded
that a substantial portion of the
economic impacts associated with the
designation of critical habitat are coextensive with those arising from the
listing decision. Second, the empirical
data and commercial information (much
of which is cited by numerous
commenters referenced above) suggest
that supplies of gas in Cook Inlet are
nearing exhaustion. This conclusion is
also evidenced in the marketplace by
the several competing proposals to
supply North Slope gas to the Cook Inlet
region via pipeline. If, as asserted by the
region’s oil and gas industry sector
representatives (see submitted
comments on gas pipelines and critical
habitat designation, above), tens of
millions to hundreds of millions of
dollars have been invested by several
competing interests in efforts to build a
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gas delivery system to ‘‘move available
gas into the Cook Inlet region’’ in
response to dwindling local supplies, it
appears that the marketplace and nature
of supply and demand are having, and
will continue to have, significant
economic impacts on future Cook Inlet
gas exploration.
Comment 81: Several comments state
that the proposed designation of the
entire Cook Inlet as critical habitat for
the beluga whale creates an additional
stigma towards future exploration and
development in the Cook Inlet region.
The negative impact created by this
designation creates an anti-development
stigma that is contrary to the national
energy policy and prejudices Alaska’s
ability to responsibly explore and
develop its natural resources for the
benefit of all Alaskans.
Potential investors may withdraw
their support for projects in the Cook
Inlet region because of increased project
costs. The additional costs include:
compliance costs, litigation costs related
to suits initiated by NGOs, and perhaps
the greatest of all, lost opportunity costs
resulting from loss of investment. The
evaluation of the economic costs of
critical habitat must include a complete
evaluation of these factors by
independent investigators from outside
the agencies involved in the listing and
habitat designation process.
Response: While substantial areas of
Cook Inlet are proposed for inclusion in
this designation action, critical habitat
does not extend to the entire inlet.
Indeed, the vast majority of the lower
inlet is not proposed for inclusion. We
cannot speculate on ‘‘stigma’’ or ‘‘loss of
investor interest’’ as no empirical
evidence or analysis of such effects for
Cook Inlet exists. Moreover, as our
economic impact analysis indicates,
most of the economic impacts on future
natural resource exploration and
development in Cook Inlet arising from
ESA compliance requirements would
exist even without the designation of
critical habitat.
Comment 82: A number of
commenters note that the proposed
critical habitat designation may affect
barge and vessel activity in Cook Inlet,
resulting in impacts to their projects.
Critical habitat designations could
increase costs by requiring observers on
board, decrease efficiency by setting
speed limits or time and area
restrictions, and ultimately raise the
cost of all goods, and subsequent
services, paid for by Alaskans. Any
shipping delays will have particularly
significant consequences for this area,
because shipping schedules are affected
by tides, and delays are compounded by
the fact that Anchorage has minimal
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storage capacity for goods and must
carefully coordinate shipping schedules.
Certain planned projects are anticipated
to significantly increase vessel traffic,
and commenters request these impacts
be included in the Draft RIR/4(b)(2)PA/
IRFA.
Response: Section 7 of the ESA does
not apply generically to vessel
movement or activity. As explained
previously, section 7’s consultation
requirements apply only when there is
a Federal action (actions authorized,
funded, or carried out by a Federal
agency). The designation of critical
habitat for the Cook Inlet beluga whale
is not anticipated to require any
additional restrictions on barge and
vessel movement, above and beyond
any such restrictions already being
imposed following section 7
consultations to avoid jeopardy.
Generally, where a proposed Federal
action will result in increases in vessel
traffic, such increases are considered
indirect effects or arising from
interrelated or interdependent actions
under section 7 consultation regulations
(50 CFR 402.02). Given that it is unclear
at this point if the potential increases in
vessel traffic associated with projects in
Cook Inlet could create enough noise to
result in the abandonment of critical
habitat areas, the increased vessel
traffic, if it were to represent a concern,
would likely be considered a take issue.
Accordingly, the economic impacts
from that consultation would be
attributable to the listing of the whale as
an endangered species.
Comment 83: Some comments suggest
that in order to conform to the critical
habitat designation, the Anchorage
Water and Wastewater Authority
(AWWU) must upgrade its sewage
treatment plant, which would cost
between $400 million and $1 billion.
This could potentially triple Anchorage
residents’ wastewater bills. Nowhere is
this reflected or accounted for in the
Draft RIR/4(b)(2)PA/IRFA, which is
clearly contrary to the requirements of
the ESA.
Response: Sections 6.4.6 and 7.6 and
Table 6–28 of the Final RIR/4(b)(2)PA/
FRFA describe the potential costs of the
proposed critical habitat designation to
AWWU. The costs that can
appropriately be attributed to critical
habitat designation are anticipated to
stem solely from a formal section 7
consultation. It is expected that in
compliance with the CWA, AWWU may
be required by the Environmental
Protection Agency (EPA) to upgrade its
John Asplund Wastewater Treatment
Plant (WWTP), to meet national waste
water discharge standards. The
compliance exemption for the facility
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has expired and EPA is currently
reviewing the facility’s operating
permit. Therefore, any resulting cost
associated with the upgrade or
improvement of the plant to meet CWA
mandates would not be attributable to
the designation of Cook Inlet beluga
whale critical habitat.
Comment 84: One comment notes that
the City of Kenai operates a wastewater
treatment plant at the mouth of the
Kenai River. The permitted discharge is
into Cook Inlet. We expect, but cannot
confirm, that the City will have to
comply with new effluent standards, as
a result of the designation. The cost of
plant upgrades could range from
$250,000 to $50,000,000.
Response: The Final RIR/4(b)(2)PA/
FRFA discusses the Kenai Wastewater
Treatment Facility in Section 6.4.6. The
facility is considered a major discharger
under EPA standards. As discussed in
the response to the previous comment
regarding John Asplund WWTP, any
required upgrades to the facility in order
to comply with CWA standards would
not be attributable to the critical habitat
designation.
Comment 85: One commenter states
that there is increasing demand for coal
in Pacific Rim countries. After many
years of lackluster demand in the export
coal market, prospects are looking better
for development of a coal export
business, and Cook Inlet could play a
key role in that development. Critical
habitat designation in the Port
Mackenzie area and for the shipping
lanes through upper Cook Inlet could be
a serious impediment to coal and other
export opportunities. Clearly, there are
many opponents to coal development,
and critical habitat designation would
provide them with a powerful tool to
hamper and potentially stop coal and
other bulk commodity exports, with no
corresponding benefit to the beluga
whales.
Response: As explained above, the
designation of critical habitat for the
Cook Inlet beluga whale is not
anticipated to require any additional
restrictions on barge and vessel
movement in Cook Inlet, above and
beyond those already being imposed
following section 7 consultations to
avoid jeopardy.
Comment 86: Several comments
suggest that the proposed critical habitat
designation could affect tourism in
Southcentral Alaska. Holland America
Cruise Lines is planning to bring
numerous cruise ships into the POA and
Homer. Future moorings by the industry
could be decreased or eliminated as a
result of a critical habitat designation.
Subsequently, decrease in the number of
visitors to Southcentral Alaska could
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transpire as limitations are placed on
sport fishing, sightseeing cruises, and
other operations. Local communities
will be significantly impacted through
decreased bed and rental taxes.
Response: As discussed in an earlier
response, the POA is not included in the
proposed critical habitat designation
because of impacts to national security.
Therefore, future moorings at POA are
not likely to be affected by the
designation of critical habitat for the
Cook Inlet beluga whale.
Comment 87: A large number of
comments provided both through
written letters and orally during the
public hearings assert they place a very
great value upon, and derive substantial
personal utility and enjoyment from,
watching Cook Inlet beluga whales and
having the opportunity to interact with
the species in a wild environment.
Further, some commenters made special
note of the need to preserve this
experience for future generations.
Response: We acknowledge these
comments on the benefits accruing to
area residents, tourists, and other
visitors to Cook Inlet, and the value
experienced by those interested in
maintaining for future generations the
opportunity to encounter the Cook Inlet
beluga whale in its native habitat in
such close proximity to a large
population center. We provided an
extensive treatment of the theoretical
foundations, technical considerations,
and empirical methodologies that have
been developed and applied to
quantitatively measure and evaluate
economic benefits attributable to nonmarket use and passive-use values, as
reflected in these comments. We believe
that the designation of critical habitat
will play a major role in ensuring the
conservation of the Cook Inlet beluga
whale to the benefit of current and
future generations.
Comment 88: Several comments
question the benefits of the proposed
critical habitat designation (due to
preserving the natural beauty of Cook
Inlet) in attracting and retaining
workers, and in adding value to visitors
who recreate in the area. Concern is
expressed that benefits in retaining
workers are hypothetical and that Cook
Inlet is one of the most pristine areas of
the United States, such that workers
would not reasonably be affected by the
proposed critical habitat designation in
their location decision. One commenter
also suggested that these benefits can
only be realized if there are jobs present
that enable people to live and work in
the Cook Inlet area.
Response: It is well documented that
quality of life factors, including
environmental quality and recreation
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opportunities, enter into employee and
business location decisions (see Love
and Crompton, 1999; Florida, R, 2000;
Granger and Blomquist, 1999). To the
extent that the proposed critical habitat
designation preserves the environmental
quality, natural resource amenities, and
recreation opportunities in Cook Inlet,
visitors and residents alike will benefit.
It is not known how the incremental
improvement in environmental quality,
due to the proposed critical habitat
designation, will affect the ability of any
particular business or industry to attract
and retain employees; hence, the Final
RIR/4(b)(2)PA/FRFA notes that these
benefits are likely to be ‘‘relatively
small’’ and are not quantified in the
analysis. Regarding job growth,
recreation and tourism industries
depend on aesthetic amenities,
environmental quality, access to fish
and wildlife (e.g., fishing, hunting,
viewing, photographing), etc., and it is
precisely these aspects and attributes
that are expected to benefit due to the
proposed critical habitat designation in
Cook Inlet.
Comment 89: Several comments
expressed concern about the lack of
quantification of benefits of the
proposed critical habitat designation.
According to some comments, this leads
to an overstatement of speculative or
hypothetical benefits, and an arbitrary
and biased conclusion that the proposed
critical habitat designation results in a
net benefit to the Nation. Additional
concern is expressed that the net benefit
finding is not replicable, and that there
is no evidence or factual basis for these
benefits. One comment also notes that
well-being, as a measure of benefit, is
ill-defined, and questions what ‘goods
and services’ would be provided to the
public due to the proposed critical
habitat designation that would increase
well-being. Other comments assert that,
by not quantifying benefits, the analysis
understates the benefits of the proposed
critical habitat designation.
Response: The principal benefit of the
proposed critical habitat designation is
the avoidance of destruction or adverse
modification of the critical habitat of the
Cook Inlet beluga whale, supporting the
conservation and recovery of this
endangered species, as provided for
under the ESA. These benefits are
biological. Ancillary economic,
socioeconomic, cultural, educational,
and procedural benefits are also
expected to accrue, associated with the
designation and related preservation
and possible incremental improvement
of the inlet’s environmental quality.
Quantifying economic benefits requires
identifying the net change in
environmental amenities and service
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flows, such as air quality, water quality,
or fish and wildlife populations (among
others), specifically attributable to, in
this instance, the proposed Cook Inlet
beluga whale critical habitat
designation. While the degree of
biological, environmental, and
economic benefit is not readily
amenable to quantification, it is known
that relatively small changes in
environmental quality and wildlife
abundance can provide significant
economic benefits (also referred to as
increased well-being or utility) through
both use and non-use values. Evidence
of these types of values is documented
in the Final RIR/4(b)(2)PA/FRFA. Thus,
while it is not possible to monetize, or
even quantify these benefits, the best
economic data available provide
substantial evidence that the magnitude
of anticipated benefits outweigh the
anticipated costs. This is supported by
the fact that we have determined, based
upon the best scientific data available,
the incremental cost attributable to the
proposed critical habitat designation is
likely small, relative to the expected
benefits.
Comment 90: Several comments note
that NMFS has stated it has little
specific empirical information with
which to predict how consultations
initiated by critical habitat
considerations might lead to any
particular project modification, yet the
stated primary benefit in the Draft RIR/
4(b)(2)PA/IRFA of critical habitat is the
requirement for consultations to ensure
that action agency actions do not modify
or destroy critical habitat. These
comments assert that NMFS has not
shown how the measurable
improvement would be attributable to
the proposed critical habitat designation
and, thus, lacks a factual basis for
estimating benefits. Similarly, several
comments note that it is important to
distinguish the incremental benefits of
the proposed critical habitat designation
from the baseline benefits of listing the
Cook Inlet beluga whale, as well as
other existing management and
regulatory requirements.
Response: The commenters are correct
that we have stated that the primary
benefit of critical habitat designation is
the biological benefit that will accrue
from consultations that result in
avoiding or minimizing adverse
modification or destruction of critical
habitat. As stated in the Final RIR/
4(b)(2)PA/FRFA, ‘‘The primary driver
for benefits from [the critical habitat
designation] is a potential change in the
quality or condition of the critical
habitat absent [the critical habitat
designation].’’ Critical habitat
designation is, fundamentally, an action
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to promote the conservation of the
species. Ancillary economic,
socioeconomic, educational, procedural,
cultural, and aesthetic benefits (among
others) also accrue from the critical
habitat designation, contributing to the
aggregate benefit measure. While the
exact number of affected projects and
the precise types of project
modifications that may be uniquely
attributable to the critical habitat
designation (and not the listing of the
Cook Inlet beluga whale) cannot be
known, we reasonably assume that
whatever modifications occur, they will
contribute to the conservation of Cook
Inlet beluga whales and generate
biological benefits that yield associated
economic value.
We agree that, in assessing the
benefits arising from the designation of
critical habitat, we must focus on those
incremental benefits that are uniquely
attributable to the designation and not
to the endangered listing. Our analysis
endeavored to distinguish between such
incremental and co-extensive benefits.
Comment 91: Numerous comments
emphasize the social and cultural
importance of the beluga whale to the
region, as indicated by the naming of
places, such as Beluga Lake, in the
region and the traditional ways that are
centered on the Cook Inlet beluga
whale. Several comments indicate that
the dollar value of the social and
cultural benefits is very high.
Response: The Final RIR/4(b)(2)PA/
FRFA discusses the cultural use and
passive use importance of the Cook Inlet
beluga whale and notes such examples
as the traditional subsistence and
cultural harvesting by Alaska Native
groups, the naming of places, public
educational displays, numerous
technical and popular books, and the
utility accruing to individuals from the
knowledge that Cook Inlet beluga
whales persist within their natural
habitat in Cook Inlet. Cultural use
values are recognized as real and
potentially significant benefits deriving
from the proposed critical habitat
designation, but have not been
estimated in dollar terms, owing to the
complexity, high cost, and controversy
associated with estimation of such
values. Cultural values have been
asserted by some to be unique to each
group of people and, as such, do not
readily lend themselves to monetary
approximation. Similarly, cultural
passive use values are not quantified, as
there are not appropriate studies
available upon which to base rigorous,
quantitative estimates.
Comment 92: A number of comments
question the potential of the proposed
critical habitat designation to increase
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fish stocks and benefit commercial and
sport fisheries. Some comments cite
baseline requirements to maintain the
reproductive capacity of fish stocks as
indicating that critical habitat will not
increase stocks, while other comments
note that, to the extent that critical
habitat increases the Cook Inlet beluga
whale population, consumption of fish
by beluga whales will result in a net
decrease in available fish for
commercial and sport anglers. One
comment also asserts that fishing will be
limited in the proposed critical habitat
designation if it is found to have
potential adverse effects on the
environment, while other comments
note that the analysis should further
assess the benefits of enhanced
commercial and sport fisheries
attributable to the proposed critical
habitat designation.
Response: As noted in the Final RIR/
4(b)(2)PA/FRFA, it is possible that
commercial and sport fisheries will
experience small, indirect benefits
attributable to the proposed critical
habitat designation, as fish stocks share
habitat with Cook Inlet beluga whales
and benefit from avoidance of
destruction or adverse modification of
that (i.e., their common) habitat. Effects
of the proposed critical habitat
designation on fishing activity are likely
to be limited, because most of the
fisheries in Cook Inlet occur in state
waters and are managed by the State of
Alaska. Though speculative, were a
Federal action to occur that implicated
those fisheries, effects from their
management would likely be considered
in the cumulative effects section of the
biological opinion (See 50 CFR 402.02).
At this time, however, it is impossible
to speculate as to what that Federal
action would be and how the statemanaged fisheries would be analyzed.
As described in the Final Draft RIR/
4(b)(2)PA/FRFA, it is anticipated that
there will be an informal consultation,
approximately every 5 years, over
Federal management of Cook Inlet
commercial groundfish fisheries,
attributable to the designation of the
beluga whales’ critical habitat.
Comment 93: Several comments
question the benefit of education and
outreach associated with the proposed
critical habitat designation, and assert
that this is a baseline benefit that
accrues due to the 2008 Conservation
Plan for the Beluga Whale.
Response: The volume of public
comments received on the Draft RIR/
4(b)(2)PA/IRFA indicates the level of
public awareness of this process and the
potential for education and outreach
benefits. Furthermore, the consultation
process, itself, serves to increase
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awareness and sensitivity in design,
execution, and operation of proposed
projects.
Comment 94: Several comments note
that the Alaska tourism industry,
including activities such as whale
watching, are important to the Alaskan
economy and may benefit from the
proposed critical habitat designation.
These comments note that tourists are
attracted to Alaska because of the scenic
beauty and wildlife viewing
opportunities, and protecting these
assets has direct economic benefit.
Response: As noted in the Final RIR/
4(b)(2)PA/FRFA, leisure activities, such
as fishing, whale watching, and other
wildlife viewing may be enhanced by
the proposed critical habitat
designation, insofar as the designation
prevents or mitigates degradation,
destruction, or adverse modification of
critical habitat areas. While the
recreation-related economic benefits of
the proposed critical habitat designation
are real, and potentially significant,
these benefits have not been estimated
in dollar terms because empirical data
and relevant research are not currently
available. It is reasonable to assume,
nonetheless, that designation of critical
habitat in Cook Inlet for the beluga
whale will benefit recreation and
tourism, and the businesses that depend
upon and support these user groups.
Comment 95: Several comments were
provided regarding the comparison of
market-based, monetary estimates of
economic cost, to non-market benefits
measured through willingness-to-pay
studies and other methods. Some
comments questioned the reliability and
validity of estimates of non-market
values, while other comments noted
that there are inherent values to the
proposed critical habitat designation
that are not measured in the
marketplace with dollar values.
Response: Non-market valuation of
species, habitats, and environmental
amenities is an accepted and standard
practice in the economics profession
and endorsed for use by Federal
agencies, when and where market prices
do not exist. According to Office of
Management and Budget guidelines for
economic analysis of Federal
regulations under Executive Order
12866, all benefits to society should be
measured in cost-benefit analyses of
Federal regulations, including nonmarket benefits that are not traded
directly in the marketplace. The
Executive Order stipulates that
estimation of the monetary value of
goods or services indirectly traded in
the marketplace (such as whale
watching trips and scenic views from
residential homes) should be based on
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willingness-to-pay valuation
methodology, using actual market
transactions where possible. For goods
that are not traded directly or indirectly
in the marketplace, the Executive Order
recommends the use of contingentvaluation methods to estimate economic
value. At present, no such empirical
studies have been completed for the
Cook Inlet beluga whale or its critical
habitat. We have, however, initiated just
such an analysis. Its results are not
expected to be available for several
years. Until that time, it must suffice to
observe that non-market, non-use, and
passive-use economic values represent
relevant, and very often significant,
aspects of the benefits deriving from
Federal actions pertaining to ESA
listings and critical habitat designation.
These estimation techniques, such as
the contingent valuation method, have
been reviewed and approved by peer
review scientific panels and sanctioned
by Federal courts.
Comment 96: A few comments cite
additional economic studies that could
be used to develop value estimates of
the proposed critical habitat
designation, including studies from
Japan, regarding the value of beluga
whales, a study on the benefits of
expanding California’s sea otter
population, and a study of the benefits
of designating critical habitat for the
lynx. Another comment asserted that
‘‘benefits transfer’’ estimation techniques
can be applied to the estimation of nonmarket values attributable to Cook Inlet
beluga whale critical habitat
designation, using a value function.
Response: There are numerous peerreviewed studies, such as those referred
to in the comments, which provide
estimates that provide nonmarket value
of species and habitat. As discussed in
Appendix A of the Final RIR/4(b)(2)PA/
FRFA, we have determined that the
values from these studies are not
directly applicable to the Cook Inlet
beluga whale, beyond confirming that
non-market and passive-use values exist
with respect to the designation of
critical habitat for the Cook Inlet beluga
whale.
There are approaches to quantitatively
estimating the value of critical habitat
designation, such as outlined in Kroeger
(2004), a study referenced in the
comments. Kroeger outlined a metaanalysis approach (which is regression
analysis of several studies’ results) for
determining the per-acre net benefits for
critical habitat conservation for lynx
habitat conservation areas. Kroeger
points out that generating benefit
transfer estimates through meta-analysis
could be error prone, if the studies used
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in the meta-analysis differ from the
study site in perceived resource quality.
Another study recommended in the
comments used a meta-analysis
approach to derive the benefits to
California households of an increased
southern sea otter population. Based on
existing valuation literature on the
species (and other rare and endangered
species), this study estimates the nonmarket benefits of the species itself.
This study thus values species based on
population increases, rather than habitat
designation. This differs from the policy
context for estimating benefits of beluga
whale proposed critical habitat
designation, as there are no quantitative
estimates available for how the
proposed critical habitat designation
will affect Cook Inlet beluga whale
population estimates.
Cultural values of species habitat
conservation inherently differ by
culture. Values derived in Japan, while
an indicator of potential value, are not
used in this analysis.
Comment 97: Several comments
concern the assumptions regarding the
current environmental conditions in
Cook Inlet, or regarding the effect of the
proposed critical habitat designation on
environmental conditions. Specifically,
some comments assert that the analysis
erroneously assumes that degradation of
habitat is inevitable in the absence of
the proposed critical habitat
designation, while others allege that the
analysis mistakenly assumes that the
proposed critical habitat designation
will improve the quality of the natural
environment in Cook Inlet, above
current levels. One commenter was
concerned that the analysis implies that
Cook Inlet is currently polluted.
Response: The Final RIR/4(b)(2)PA/
FRFA recognizes that the current state
of Cook Inlet is suitable for the
conservation and recovery of the
species. The aim of the critical habitat
designation is to bring about the
conservation of the Cook Inlet beluga
whale through the creation of the
benefits described above. The analysis
does assume that, in the absence of the
designation, the risk of degradation is
unacceptably high and that through
consultations the risk of degradation
otherwise occurring in connection with
Federal actions in Cook Inlet will be
reduced.
Critical Habitat
4(b)(2) of the ESA requires us to
designate critical habitat for threatened
and endangered species ‘‘on the basis of
the best scientific data available and
after taking into consideration the
economic impact, the impact on
national security, and any other relevant
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impact, of specifying any particular area
as critical habitat.’’ This section also
grants the Secretary of Commerce
(Secretary) discretion to exclude any
area from critical habitat if he
determines ‘‘the benefits of such
exclusion outweigh the benefits of
specifying such area as part of the
critical habitat.’’ The Secretary’s
discretion is limited, as he may not
exclude areas that ‘‘will result in the
extinction of the species.’’
The ESA defines critical habitat under
section 3(5)(A) as: ‘‘(i) the specific areas
within the geographical area occupied
by the species, at the time it is listed
* * *, on which are found those
physical or biological features (I)
essential to the conservation of the
species and (II) which may require
special management considerations or
protection; and (ii) specific areas
outside the geographical area occupied
by the species at the time it is listed
* * * upon a determination by the
Secretary that such areas are essential
for the conservation of the species.’’
Once critical habitat is designated,
section 7 of the ESA requires Federal
agencies to ensure they do not fund,
authorize, or carry out any actions that
will destroy or adversely modify that
habitat. This requirement applies along
with the section 7 requirement that
Federal agencies ensure their actions do
not jeopardize the continued existence
of listed species.
Physical and Biological Features
Essential for Conservation
ESA section 3(5)(A)(i) defines critical
habitat to include those ‘‘specific areas
within the geographical area occupied
by the species at the time it is listed
* * * on which are found those
physical or biological features * * * (I)
essential to the conservation of the
species and (II) which may require
special management considerations or
protection.’’ Joint NMFS/FWS
regulations for listing endangered and
threatened species and designating
critical habitat at section 50 CFR
424.12(b) state that the agency ‘‘shall
consider those physical and biological
features that are essential to the
conservation of a given species and that
may require special management
considerations or protection’’ (also
referred to as ‘‘Essential Features’’ or
‘‘Primary Constituent Elements’’).
Pursuant to the regulations, such
requirements include, but are not
limited to, the following: (1) Space for
individual and population growth, and
for normal behavior; (2) food, water, air,
light, minerals, or other nutritional or
physiological requirements; (3) cover or
shelter; (4) sites for breeding,
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reproduction, rearing of offspring,
germination, or seed dispersal; and
(5) habitats that are protected from
disturbance or are representative of the
historic geographical and ecological
distributions of a species. These
regulations go on to emphasize that the
agency shall focus on essential features
within the specific areas considered for
designation. These features ‘‘may
include, but are not limited to, the
following: roost sites, nesting grounds,
spawning sites, feeding sites, seasonal
wetland or dryland, water quality or
quantity, geological formation,
vegetation type, tide, and specific soil
types.’’
Scientific research, direct observation,
and TEK indicate fish are the primary
prey species of the Cook Inlet beluga
whale, and that certain species are
especially important. This importance
may be due to feeding strategies of the
whales, physical attributes of the prey
(e.g., size), the caloric value of the prey,
the availability of the prey, and the lifehistory aspects of the whales, among
other considerations. Two fish species
that are highly utilized by Cook Inlet
beluga whales are king (Chinook)
salmon and Pacific eulachon (hooligan).
Both of these species are characterized
as having very high fat content,
returning to the upper Inlet early in the
spring, and having adult (spawning)
returns which occupy relatively narrow
timeframes during which large
concentrations of fish may be present at
or near the mouths of tributary streams.
Analysis of stomach contents and
research of fatty acid signatures within
beluga blubber indicate the importance
of other species of fishes and
invertebrates to the diets of these
whales. The most prominent of these are
other Pacific salmon (sockeye, chum,
and coho), Pacific cod, walleye pollock,
saffron cod, and yellowfin sole. Beluga
whales are also known to feed on a wide
variety of vertebrate and invertebrate
prey species. However, the
aforementioned fish species occupy a
prominent role in their foraging and
energetic budgets and are considered
essential to the beluga whales’
conservation.
NMFS research has considered the
distribution of the Cook Inlet beluga
whale and its correlations with
behavior, habitat function, and physical
parameters (Goetz et al., 2007). While
these whales are highly mobile and
capable of ranging over a large portion
of Cook Inlet on a daily basis, in fact
they commonly occupy very discrete
areas of the Inlet, particularly during
summer months. These areas are
important feeding habitats, whose value
is due to the presence of certain species
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of prey within the site, the numbers of
prey species within the site, and the
physical aspects of the site which may
act to concentrate prey or otherwise
facilitate feeding strategy. In upper Cook
Inlet, beluga whales concentrate
offshore from several important salmon
streams and appear to use a feeding
strategy which takes advantage of the
bathymetry in the area. The channels
formed by the river mouths and the
shallow waters act as a funnel for
salmon as they move past waiting
belugas. Dense concentrations of prey
may be essential to beluga whale
foraging. Hazard (1988) hypothesized
that beluga whales were more successful
feeding in rivers where prey were
concentrated than in bays where prey
were dispersed. Fried et al. (1979) noted
that beluga whales in Bristol Bay fed at
the mouth of the Snake River, where
salmon runs are smaller than in other
rivers in Bristol Bay. However, the
mouth of the Snake River is shallower,
and hence may concentrate prey.
Research on beluga whales in Bristol
Bay suggests these whales preferred
certain streams for feeding based on the
configuration of the stream channel
(Frost et al., 1983). This study theorized
beluga whales’ feeding efficiencies
improve in relatively shallow channels
where fish are confined or concentrated.
Bathymetry and fish density may be
more important than sheer numbers of
fish in beluga whale feeding success.
Although beluga whales do not always
feed at the streams with the highest runs
of fish, proximity to medium to high
flow river systems is also an important
descriptor in assigning importance to
feeding habitats. Research has found
beluga whale distribution in Cook Inlet
is significantly greater near mudflats
and medium and high flow
accumulation rivers. (These waters were
categorized in Goetz et al. (2007) using
a digital elevation model, similar to
drainage basins. A complete list of these
waters may be found on our Web site
https://www.fakr.noaa.gov/). Beluga
whales are seldom observed near small
flow tributaries.
Cook Inlet beluga whales are preyed
upon by killer whales, their only known
natural predator. We have received
reports of killer whales throughout Cook
Inlet, and have responded to several
instances of predation within Turnagain
Arm, near Anchorage.
Given the small population size of the
Cook Inlet beluga whale, predation may
have a significant effect on beluga whale
recovery. In addition to directly
reducing the beluga whale population,
the presence of killer whales in Cook
Inlet may also increase stranding events.
We consider killer whale predation to
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be a potentially significant threat to the
conservation and recovery of these
whales. Beluga whales may employ
several defense strategies against killer
whale predation. One strategy is to
retreat to shallow estuaries too shallow
for the larger killer whales. These areas
might also provide acoustical
camouflage due to their shallow depths,
silt loads, and multiple channels.
Because of their importance in the
Cook Inlet beluga whales’ feeding
strategy, as predator escape terrain, and
in providing other habitat values, we
consider ‘‘mudflats,’’ identified here as
shallow and nearshore waters proximate
to certain tributary streams, to be a
physical feature essential to the
conservation of the Cook Inlet beluga
whale.
For purposes of describing and
locating this feature, and after
consultation with the author of the
model presented in Goetz et al. (2007),
we determined spatial extent of this
feature may best be described as being
within the 30-foot (9.1-m) depth contour
and within 5 miles
(8.0 km) of medium and high flow
accumulation rivers. These
accumulation rivers are also waters with
populations of anadromous fish that are
important prey to Cook Inlet belugas.
It appears Cook Inlet beluga whales
have lower levels of contaminants
stored in their bodies than other
populations of belugas. Because these
whales occupy the most populated and
developed region of the state, they must
compete with various anthropogenic
stressors, including pollution. These
whales often occur in dense
aggregations within small nearshore
areas, where they are predisposed to
adverse effects of pollution. Beluga
whales are apex predators, occupying
the upper levels of the food chain. This
predisposes them to illness and injury
by biomagnification of certain
pollutants. Another population of
beluga whales found in the Gulf of St.
Lawrence in Canada is characterized by
very high body burdens of
contaminants. There, high levels of
PCBs, DDT, Mirex, mercury, lead, and
indicators of hydrocarbon exposure
have been detected in beluga whales.
These substances are well-known for
their toxic effects on animal life and for
interfering with reproduction and
resistance to disease. Many of these
contaminants are transferred from
mother to calf through nursing.
Given present abundance levels, the
impact of any additional mortalities to
the extinction risk for this DPS, the
sensitivity of beluga whales to certain
pollutants, their trophic position and
biomagnifications, the fact that large
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numbers of Cook Inlet beluga whales
typically occupy very small habitats,
and that their range includes the most
populated and industrialized area of the
state, we consider water quality to be an
important aspect of their ecology, and
essential to their conservation within
both areas 1 and 2.
Cook Inlet beluga whales do not
occupy an extensive range, and are not
known to undertake migrations. Within
their occupied range, however, these
whales move freely and continuously.
The range of the Cook Inlet beluga
whale is neither biologically nor
physically uniform. It ranges between
shallow mudflats, glacial fjords, deep
waters with marine salinities, vegetated
shallows of predominantly freshwaters,
and areas of the upper Inlet in which
heavy ice scour, extreme tidal
fluctuations, high silt content, low
temperatures, and high turbidity work
to limit any intertidal or persistent
nearshore organisms. Beluga whales
have adapted here by utilizing certain
areas over time and space to meet their
ecological needs. While much remains
to be understood of their ecology and
basic life history, it is apparent a large
part of their movement and distribution
is associated with feeding. Feeding
habitat occurs near the mouths of
anadromous fish streams, coinciding
with the spawning runs of returning
adult salmon. These habitats may
change quickly as each species of
salmon, and often each particular river,
is characterized as having its individual
run timing. Calving habitat is poorly
described, but may depend on such
factors as temperatures, depths, and
salinities. Predator avoidance may be a
very important habitat attribute, and is
likely to exist only in shallows within
Turnagain and Knik Arms of the upper
Inlet. Causeways, dams, and nonphysical effects (e.g., noise) can interfere
with whale movements. It is essential to
the conservation of Cook Inlet beluga
whales that they have unrestricted
access within and between the critical
habitat areas.
Beluga whales are known to be among
the most adept users of sound of all
marine mammals, using sound rather
than sight for many important functions,
especially in the highly turbid waters of
upper Cook Inlet. Beluga whales use
sound to communicate, locate prey, and
navigate, and may make different
sounds in response to different stimuli.
Beluga whales produce high frequency
sounds which they use as a type of
sonar for finding and pursuing prey, and
likely for navigating through ice-laden
waters. In Cook Inlet, beluga whales
must compete acoustically with natural
and anthropogenic sounds. Man-made
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sources of noise in Cook Inlet include
large and small vessels, aircraft, oil and
gas drilling, marine seismic surveys,
pile driving, and dredging.
Anthropogenic noise above ambient
levels may cause behavioral reactions in
whales (harassment) or mask
communication between these animals.
The effects of harassment may also
include abandonment of habitat. At
louder levels, noise may result in
temporary or permanent damage to the
whales’ hearing. Empirical data exist on
the reaction of beluga whales to in-water
noise (harassment and injury
thresholds) but are lacking regarding
levels that might elicit more subtle
reactions such as avoiding certain areas.
Noise capable of killing or injuring
beluga whales, or that might cause the
abandonment of important habitats,
would be expected to have
consequences to this DPS in terms of
survival and recovery. We consider
‘‘quiet’’ areas in which noise levels do
not interfere with important life history
functions and behavior of these whales
to be a necessity. Therefore, we consider
the assurance of in-water noise levels
that do not cause beluga whales to
abandon or fail to access important
critical habitat areas, such as foraging
sites at river mouths, to be an essential
feature. This feature is found in both
areas 1 and 2.
Based on the best scientific data
available of the ecology and natural
history of Cook Inlet beluga whales and
their conservation needs, we have
determined the following physical or
biological features are essential to the
conservation of this species:
(1) Intertidal and subtidal waters of
Cook Inlet with depths less than 30 feet
(MLLW)(9.1 m) and within 5 miles (8
km) of high and medium flow
anadromous fish streams.
(2) Primary prey species consisting of
four species of Pacific salmon (Chinook,
sockeye, chum, and coho), Pacific
eulachon, Pacific cod, walleye pollock,
saffron cod, and yellowfin sole.
(3) Waters free of toxins or other
agents of a type and amount harmful to
Cook Inlet beluga whales.
(4) Unrestricted passage within or
between the critical habitat areas.
(5) Waters with in-water noise below
levels resulting in the abandonment of
critical habitat areas by Cook Inlet
beluga whales.
One or more of these features is found
or identified within the designated
critical habitat.
Special Management Considerations or
Protection
An occupied area may be designated
as critical habitat only if it contains
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physical and biological features that
‘‘may require special management
considerations or protection.’’ It is
important to note the term ‘‘may require
special management considerations or
protection’’ refers to the physical or
biological features, rather than the area
proposed as critical habitat. Neither the
ESA nor NMFS regulations define the
‘‘may require’’ standard. We interpret it
to mean that a feature may presently or
in the future require special
management considerations or
protection. 50 CFR 424.02(j) defines
‘‘special management considerations or
protection’’ to mean ‘‘any methods or
procedures useful in protecting physical
and biological features of the
environment for the conservation of
listed species.’’ We considered whether
the PCEs indentified for Cook Inlet
beluga whales may require special
management considerations or
protection. In our initial determination,
we considered whether there is:
(a) Presently a negative impact on the
feature(s);
(b) A possible negative impact on the
feature in the future;
(c) Presently a need to manage the
feature(s); or
(d) A possible need to manage the
feature(s) in the future.
Intertidal and subtidal waters of Cook
Inlet with depths less than 30 feet
(MLLW)(9.1 m) and within 5 miles (8
km) of high and medium flow
anadromous fish streams support
important beluga feeding habitat
because of their shallow depths and
bottom structure which act to
concentrate prey and aid in feeding
efficiency by belugas. The physical
attributes of this PCE could be modified
or lost through filling, dredging, channel
re-alignment, dikes, and other
structures. Within navigable waters, the
ACOE has jurisdiction over these
actions and structures and administers a
permit program under the Rivers and
Harbors Act and CWA. In establishing
these laws, it was the intent of the U.S.
Congress to regulate and manage these
activities. The CWA was created to
restore and maintain the chemical,
physical, and biological integrity of the
Nation’s waters. Section 404 of the CWA
regulates the discharge of fill materials
into these waters, noting concerns with
regard to water supplies, shellfish beds,
fishery areas, and spawning and
breeding areas. The intent of Congress to
protect these features indicates that they
may require special management
considerations or protection. Further,
through the ESA section 7 consultation
process, we may identify reasonable and
prudent measures to minimize impacts
to these features.
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Four species of Pacific salmon
(Chinook, sockeye, chum, and coho),
Pacific eulachon, Pacific cod, walleye
pollock, saffron cod, and yellowfin sole
constitute the most important food
sources for Cook Inlet beluga whales as
identified through research and as held
by the traditional wisdom and
knowledge of Alaska Natives who have
participated in the subsistence hunting
of these whales. Stomach analysis of
Cook Inlet beluga whales has found
these species constitute the majority of
consumed prey by weight during
summer/ice free periods. All of these
species are targeted by commercial
fisheries, and some are prized by sport
fishermen. The recognition of harm due
to overexploitation and the need for
continued management underlie the
efforts of the state and Federal
government to conserve these species.
The fisheries in State waters of Cook
Inlet are managed under various
management plans. In addition to
commercial fisheries, State plans
manage subsistence, sport, guided sport,
and personal use fisheries. Federal
fisheries management plans provide for
sustainable fishing in Federal waters of
lower Cook Inlet. These regulatory
efforts indicate that these four fish
species may require special
management considerations or
protection.
Cook Inlet is the most populated and
industrialized region of the state. Its
waters receive various pollutant loads
through activities that include urban
runoff, oil and gas activities (e.g.,
discharges of drilling muds and
cuttings, production waters, treated
sewage effluent discharge, deck
drainage), municipal sewage treatment
effluents, oil and other chemical spills,
fish processing, and other regulated
discharges. The EPA regulates many of
these pollutants, and may authorize
certain discharges under their National
Pollution Discharge Elimination System
(section 402 of the CWA). Management
of pollutants and toxins is necessary to
protect and maintain the biological,
ecological, and aesthetic integrity of
Cook Inlet’s waters. Accordingly,
ensuring the absence of toxins or other
agents of a type or amount harmful to
beluga whales may require special
management considerations or
protection.
Certain actions may have the effect of
reducing or preventing beluga whales
from freely accessing the habitat area
necessary for their survival. Dams and
causeways may create physical barriers,
while noise and other disturbance or
harassment might cause a behavior
barrier, whereby the whales reach these
areas with difficulty or, in a worst case,
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abandon the affected habitat areas
altogether due to such stressors. Most
in-water structures would be managed
under several on-going Federal
regulatory programs (e.g., CWA).
Regulation for behavior barriers is less
clear. Any significant behavioral
reaction with the potential to injure
whales may be prohibited under the
provisions of the ESA and MMPA.
However, it is unclear whether these
two acts could manage this proposed
feature in the absence of designation of
critical habitat and recognition of this
PCE. The unrestricted passage within or
between critical habitat areas may
require special management
considerations or protection.
We have discussed the importance of
sound to beluga whales, and concern for
man-made noise in their environment.
There exists a large body of information
on the effects of noise on beluga whales.
Research on captive animals has found
noise levels that result in temporary
threshold shifts in beluga whale
hearing. Based on this research and
empirical data from beluga whales in
the wild, we have established in-water
noise levels that define when these
animals are harassed or injured. We
consider the threshold for acoustic
harassment to be 160 dB re: 1 μPa for
impulsive sounds (e.g., pile driving) and
120 dB re: 1 μPa for continuous noise.
No specific mechanisms presently
exist to regulate in-water noise, other
than secondarily through an associated
authorization. Even then, there is some
question whether the authorizing state,
local, or Federal agency has the
authority to regulate noise. Because of
the importance of the ability to use
sound to Cook Inlet beluga whales, the
in-water noise essential feature is
clearly one that may require special
management considerations or
protection.
While these PCEs are currently
subject to the aforementioned regulatory
management, there remain additional
and unmet management needs owing to
the fact that none of these management
regimes is directed at the conservation
and recovery needs of Cook Inlet beluga
whales. As a result, through the ESA
section 7 consultation process, we may
identify reasonable and prudent
measures designed to minimize impacts
to the PCEs. This supports the finding
that each of the identified PCEs ‘‘may
require special management
considerations or protection.’’
Specific Areas Within the Geographical
Area Occupied by the Species
We previously identified the range of
Cook Inlet belugas as of the time of
listing (74 FR 63080; December 2, 2009)
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to be waters of Cook Inlet north of a line
from Cape Douglas to Cape Elizabeth.
We reviewed all available information
on Cook Inlet beluga whale distribution,
habitat use and requirements, and
features essential to the conservation of
these whales. Within the occupied
geographical area we identified two
specific areas that contain essential
physical or biological features (Areas 1
and 2).
Area 1: Area 1 encompasses 1,909
square kilometers (738 sq. mi.) of Cook
Inlet northeast of a line from the mouth
of Threemile Creek to Point Possession.
This area is bounded by the
Municipality of Anchorage, the
Matanuska-Susitna Borough, and the
Kenai Peninsula borough. The area
contains shallow tidal flats and river
mouths or estuarine areas, and it is
important as foraging and calving
habitats. Mudflats and shallow areas
adjacent to medium and high flow
accumulation streams may also provide
for other biological needs, such as
molting or escape from predators
(Shelden et al., 2003). Area 1 also has
the highest concentrations of beluga
whales from spring through fall as well
as the greatest potential for adverse
impact from anthropogenic threats.
Many rivers in Area 1 habitat have
large eulachon and salmon runs. Two
such rivers in Turnagain Arm, Twentymile River, and Placer River are visited
by beluga whales in early spring,
indicating the importance of eulachon
runs for beluga whale feeding. Beluga
whale use of upper Turnagain Arm
decreases in the summer and then
increases again in August through the
fall, coinciding with the coho salmon
run. Early spring (March to May) and
fall (August to October) use of Knik Arm
is confirmed by studies by Funk et al.
(2005). Intensive summer feeding by
beluga whales occurs in the Susitna
delta area, Knik Arm, and Turnagain
Arm.
Whales regularly move into and out of
Knik Arm and the Susitna delta (Hobbs
et al., 2000; Rugh et al., 2004). The
combination of satellite telemetry data
and long-term aerial survey data
demonstrate beluga whales use Knik
Arm 12 months of the year, often
entering and leaving the Arm on a daily
basis (Hobbs et al., 2005; Rugh et al.,
2005, 2007). These surveys demonstrate
intensive use of the Susitna delta area
(from the Little Susitna River to Beluga
River) and Chickaloon Bay (Turnagain
Arm), with frequent large scale
movements between the delta area, Knik
Arm, and Turnagain Arm. During
annual aerial surveys conducted by the
National Marine Mammal Lab in June
and July, up to 61 percent of the whales
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sighted in Cook Inlet were in Knik Arm
(Rugh et al., 2000, 2005). The
Chickaloon Bay area also appears to be
used by beluga whales throughout the
year.
Beluga whales are particularly
vulnerable to impacts in Area 1 due to
their high seasonal densities and the
biological importance of the area.
Because of their intensive use of this
area (e.g., foraging, nursery, predator
avoidance), activities that restrict or
deter use of or access to Area 1 habitat
could reduce beluga whale calving
success, impair their ability to secure
prey, and increase their susceptibility to
predation by killer whales. Activities
that reduce anadromous fish runs could
also negatively impact beluga whale
foraging success, reducing their fitness,
survival, and recovery. Furthermore, the
tendency for beluga whales to occur in
high concentrations in Area 1 habitat
predisposes them to harm from such
events as oil spills.
Area 2: Area 2 consists of 5,891
square kilometers (2,275 square miles)
of less concentrated spring and summer
beluga whale use, but known fall and
winter use areas. It is located south of
Area 1, and includes nearshore areas
along the west side of the Inlet and
Kachemak Bay on the east side of the
lower inlet.
Area 2 is largely based on dispersed
fall and winter feeding and transit areas
in waters where whales typically occur
in smaller densities or deeper waters. It
includes both near and offshore areas of
the mid and upper Inlet, and nearshore
areas of the lower Inlet. Due to the role
of this area as probable fall feeding
areas, Area 2 includes Tuxedni,
Chinitna, and Kamishak Bays on the
west coast and a portion of Kachemak
Bay on the east coast. Winter aerial
surveys (Hansen, 1999) sighted belugas
from the forelands south, with many
observations around Kalgin Island.
Based on tracking data, Hobbs et al.
(2005) document important winter
habitat concentration areas reaching
south of Kalgin Island.
Beluga whales have been regularly
sighted at the Homer Spit and the head
of Kachemak Bay, appearing during
spring and fall of some years in groups
of 10 to 20 individuals (Speckman and
Piatt, 2000). Beluga whales have also
been common at Fox River Flats, Muddy
Bay, and the northwest shore of
Kachemak Bay (NMFS unpubl. data),
sometimes remaining in Kachemak Bay
all summer (Huntington, 2000).
Deeper mid Inlet habitats may also be
important to the winter survival and
recovery of Cook Inlet beluga whales.
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Unoccupied Areas
Section 3(5)(A)(ii) of the ESA defines
critical habitat to include specific areas
outside the geographical area occupied
by the species at the time of listing only
if the Secretary determines them to be
essential for the conservation of the
species. Section 3(3) of the ESA defines
conservation as ‘‘the use of all methods
and procedures which are necessary to
bring any endangered species or
threatened species to the point at which
the measures provided pursuant to this
Act are no longer necessary.’’ NMFS’
ESA regulations at 50 CFR 424.12(e)
state that the agency ‘‘shall designate as
critical habitat areas outside the
geographical area presently occupied by
a species only when a designation
limited to its present range would be
inadequate to ensure the conservation of
the species.’’ We are not including
unoccupied areas because there is no
information available indicating that
any such area may be essential to the
conservation of the species.
Activities That May Be Affected
Section 4(b)(8) of the ESA requires
that we describe briefly and evaluate, in
any proposed or final regulation to
designate critical habitat, those
activities that may destroy or adversely
modify such habitat, or that may be
affected by such designation. A wide
variety of activities may affect critical
habitat and, when carried out, funded,
or authorized by a Federal agency,
require consultation under section 7 of
the ESA. These same activities may also
be affected by the designation. Such
activities include: Coastal development;
pollutant discharge; navigational
projects (dredging); bridge construction;
marine tidal generation projects; marine
geophysical research; oil and gas
exploration, development, and
production; DOD activities; and
hydroelectric development. We do not
propose to include in critical habitat
any manmade structures and the land
on which they rest within the described
boundaries that were in existence at the
time of designation. While these areas
would not be directly affected by
designation, they may be affected if a
Federal action associated with the area/
structure (e.g., a discharge permit from
the EPA) might have indirect impacts to
critical habitat.
We assessed those actions that may
destroy or adversely modify this critical
habitat by considering recent agency
guidance on conducting adverse
modification analyses. Here we apply
the statutory provisions of the ESA,
including those in section 3 that define
‘‘critical habitat’’ and ‘‘conservation,’’ to
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determine whether a proposed action
might result in the destruction or
adverse modification of critical habitat.
We have not relied on the regulatory
definition of ‘‘destruction or adverse
modification’’ at 50 CFR 402.02 because
that definition has been struck down by
courts. See Gifford Pinchot Task Force
v. U.S. Fish & Wildlife Serv., 378 F.3d
1059 (9th Cir. 2004). As discussed in
our economic report on this designation,
each action is reviewed on a case-bycase basis. Without knowledge of, or
ability to predict, the specifics of a
particular action or activity, it is not
possible to list all those that may
adversely modify critical habitat.
Depending on the specific details of any
action, any of the aforementioned
activities that may affect critical habitat
might also result in its adverse
modification.
ESA Section 4(a)(3)(B)(i) Analysis
The ESA was amended by the
National Defense Authorization Act for
Fiscal Year 2004 (Pub. L. 108–136) to
address the designation of military
lands as critical habitat. ESA section
4(a)(3)(B)(i) states: ‘‘The Secretary shall
not designate as critical habitat any
lands or other geographical areas owned
or controlled by the DOD, or designated
for its use, that are subject to an
integrated natural resources
management plan prepared under
section 670a of this title [section 101 of
the Sikes Act], if the Secretary
determines in writing that such plan
provides a benefit to the species for
which critical habitat is proposed for
designation.’’
The Eagle River Flats Impact Area
(ERFIA), a military live-fire practice
range on Joint Base ElmendorfRichardson, near Anchorage, provides
training in artillery such as mortars.
While the boundaries for the ERFIA (i.e.,
the MHHW line) do not overlap with the
proposed critical habitat, the firing
range includes the lower reaches of
Eagle River which could have been
included in the designation (similar to
the Susitna and Little Susitna Rivers).
Research by the DOD has documented
beluga whale use, including feeding
behavior, within this portion of Eagle
River. Having consulted with the U.S.
Army Garrison, Alaska, and reviewed its
2007–2011 INRMP, we have determined
and set forth in writing here that the
plan provides benefit to the Cook Inlet
beluga whale. The INRMP establishes
coordination and consultation
mechanisms with NMFS on issues
which may affect Cook Inlet beluga
whales, and provides specific means to
reduce potential harm due to military
actions on the garrison. Some of these
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benefits include restrictions on access to
habitat areas utilized by beluga whales,
mitigation measures to reduce potential
harassment or injury to beluga whales
from activity at the ERFIA, and
implementation of research programs
regarding the habitat use of Cook Inlet
belugas in and adjacent to DOD property
at Joint Base Elmendorf-Richardson,
Alaska. For the foregoing reasons, we
have determined pursuant to section
4(a)(3)(B)(i) that the beluga habitat areas
occurring here (specifically; within the
ERFIA) do not qualify as critical habitat.
In response to the ANPR, we received
a request from the U.S. Air Force to
exempt other portions of Joint Base
Elmendorf-Richardson from the
designated critical habitat. The Air
Force sought this exemption based on
the existence of an INRMP, consistent
with Public Law 108–136.
The landward boundary of critical
habitat (MHHW) would overlay the
seaward military boundaries for Joint
Base Elmendorf-Richardson, which have
been established as MHW. Because the
areas between MHHW and MHW are
predominately unvegetated mudflats at
relatively high elevations (or shallow
depths) rarely used by beluga whales,
and because all lands of Joint Base
Elmendorf-Richardson are administered
under an INRMP which we found to
provide benefit to Cook Inlet beluga
whales, these areas were also
determined to be ineligible for
designation as critical habitat.
ESA Section 4(b)(2) Analysis
Section 4(b)(2) of the ESA states that
the Secretary must designate and revise
critical habitat on the basis of the best
scientific data available after taking into
consideration the economic impact, the
impact on national security, and other
relevant impacts of specifying any
particular area as critical habitat. The
Secretary of Commerce may exclude an
area from critical habitat if he
determines that the benefits of such
exclusion outweigh the benefits of
specifying such area as critical habitat,
unless he determines that failure to
designate that area would result in the
extinction of the species. In making that
determination, the legislative history is
clear that the Secretary has broad
discretion regarding which factors to
use and how much weight to give any
factor. Because the authority to exclude
is discretionary, exclusion is not
required for any area. The section
4(b)(2) considerations are more fully
described in the proposed rule. In the
following sections, we address the
issues relevant to our determinations
under this section.
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Economic Analysis
We conducted an analysis of the
economic impacts of the proposed
designation of critical habitat for the
Cook Inlet beluga whale, under the
mandates of the ESA, Executive Order
12866, Regulatory Flexibility Act, and
other applicable law. Each prescribes
the analytical frame-of-reference,
methodology, interpretive context, and
threshold criteria that must be adhered
to. These include, but are not limited to,
a national accounting stance, use of
traditional cost/benefit analytical
techniques, emphasis on changes in
domestic surplus measures, whether
and how impacts accrue to, and
distribute across, specific populations of
concern (e.g., small entities, minority
communities, tribal authorities). The
economic analyses were further
required to (and, to the fullest extent
practicable, do) employ the best
scientific data and commercial
information available. The analyses
underwent a series of systematic
technical reviews by agency scientists,
attorneys, and administrators, resulting
in significant revisions and refinements,
both prior to, and after formal public
presentation and comment periods. The
draft analysis report was made available
for public review and comment on our
regional Web site. Substantive
comments and information received on
the analysis are summarized above and
are incorporated into the final 4(b)(2)
analysis, as appropriate. Taking into
account all new and relevant
information, we have completed a final
economic analysis. That analysis is also
available on our Web site (see
ADDRESSES above). NMFS considered
the conservation benefits to the Cook
Inlet beluga whale of designating two
areas; the economic benefits of
excluding particular areas within the
two areas; and the national security
benefits of excluding particular military
sites and associated assets owned,
heavily utilized, highly depended upon,
or controlled by the DOD; and other
relevant impacts or benefits, such as
impacts to tribal interests, raised
through the public comment process.
Benefits of Designation
The primary benefit of designating
critical habitat for any endangered
species is that, upon designation,
section 7 of the ESA requires all Federal
agencies to ensure actions they
authorize, fund, or undertake are not
likely to destroy or adversely modify
habitat critical for the conservation and
recovery of the listed species. This is in
addition to the ESA’s requirement that
all Federal agencies ensure their actions
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are not likely to jeopardize the species’
continued existence. Another benefit of
designation is that it provides notice of
areas, PCEs, and features important to
species conservation, and information
about the types of activities that may
reduce the conservation value of the
habitat. Such notice will focus future
consultations on key habitat attributes
and avoid unnecessary attention to
other, non-essential habitat features.
Critical habitat designation may also
trigger complementary protections (i.e.,
benefits) under state or local
regulations. In addition to the direct
benefits of critical habitat designation
accruing to Cook Inlet beluga whales,
there are indirect benefits. These
benefits may be economic in nature
(whether market or non-market,
consumptive, non-consumptive, or
passive), educational, cultural, and
sociological, or they may be expressed
through beneficial changes in the
ecological functioning and service flows
of Cook Inlet, which themselves yield
ancillary welfare gains (e.g., improved
quality of life) to the region’s human
population.
All these benefits are also relevant to
the evaluation of the ‘‘net benefit to the
Nation’’ attributable to critical habitat
designation for the Cook Inlet beluga
whale. For example, Cook Inlet is one of
the ‘‘premier tourist destinations’’ in
Alaska, and local economies throughout
the inlet and surrounding region
provide support services to, and benefit
directly from, tourism. Beluga whales
are widely identified with Cook Inlet
and aggressively promoted as a ‘‘unique’’
and high value component of the Cook
Inlet tourism experience. In addition,
many local residents express strong
affinity for the beluga whales and place
significant ‘‘value’’ on the opportunity to
encounter this whale in the wild.
Federal, state, regional and local
governments, Alaska Native peoples,
civic groups, non-governmental
organizations, and private citizens in
the region have invested considerable
money, time, and effort to promote,
educate, inform, and advocate for the
Cook Inlet beluga whale population
(e.g., roadside visitor’s centers and
interpretive sights focusing public
attention on, and enjoyment of, the
resident beluga whale population). It
follows that conservation and recovery
of the Cook Inlet beluga whale
population, resulting, in part, from
designation of its critical habitat, would
enhance the ‘‘value’’ tourists (and other
travelers) to the inlet receive from
visiting the region, and simultaneously
benefit the tourism, hospitality, and
affiliated services sectors.
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Residents of Cook Inlet communities
and surrounding areas who value the
beluga whale would also be expected to
experience a welfare gain, as
conservation of the whale’s critical
habitat results in an enhanced beluga
whale population, in turn, making
opportunities for sightings and
observation more probable and frequent.
With sufficient recovery, subsistence
users could benefit from the restoration
of their traditional uses of Cook Inlet
beluga whales. Another benefit of
designation could be the increased
abundance and sustained viability of
Cook Inlet salmon populations, if the
environmental and ecological functions
of the inlet upon which they depend are
sustained or enhanced by beluga whale
critical habitat designation.
Cook Inlet salmon runs support a
myriad of uses and users, including:
commercial fisheries and associated
support sectors; recreational anglers,
guides, lodges and lodging,
transportation, support and affiliated
businesses; subsistence communities;
and personal use fishermen. Salmon
constitute a critical resource for nonhuman users, as well. Four of the five
Pacific salmon species native to the
region are listed as PCEs of Cook Inlet
beluga whale critical habitat. At various
life stages, salmon support many other
marine and terrestrial organisms (i.e.,
mammals, birds, and fishes) as prey
species. Ancillary benefits from Cook
Inlet beluga whale critical habitat
designation may accrue through
protection and enhancement of vital
components and characteristics of the
critical habitat relied upon and
exploited by a vast array of species.
It is not presently feasible to
monetize, or even quantify, each and
every component part of the
comprehensive benefit accruing from
designation of critical habitat for the
Cook Inlet beluga whale. We augmented
the quantitative measurements that have
been presented with qualitative and
descriptive assessment techniques, as
provided for in Executive Order 12866
and OMB Circular A–4.
With respect to the qualitative
elements of this impact analysis, we
have systematically assessed the
expected benefit of designating the two
critical habitat areas based upon their
individual physical, ecological, and
biological features and functions. Each
area was evaluated on the basis of
frequency, duration, seasonality, and
behavioral characteristics (e.g., foraging,
predatory avoidance, breeding, calving)
of use by the beluga whales. These were
(to the extent practicable) correlated
with site-specific human activity
mappings in each area that, through an
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assumed need for Federal authorization,
permits, or funding, might require one
or more future ESA section 7
consultations stemming from this
critical habitat designation. Based upon
available information pertaining to
specific structural design elements,
physical attributes, construction
materials and techniques, development
scheduling and duration, etc., for each
such identified federally authorized
activity, the likelihood and nature of
any substantial physical, design, or
schedule modification (or other
accommodation) of an anticipated
Federally authorized activity were
analyzed.
The benefit of a comprehensive
designation also depends on the
inherent conservation value arising from
the complementary contribution each
area makes to the whole. The two
identified critical habitat areas for the
Cook Inlet beluga whales are unique and
irreplaceable. It is difficult to isolate the
value contributed by one area, as each
of the two areas supports a distinct and
crucial aspect of the Cook Inlet beluga
whales’ life history. The designation of
each particular area (i.e., Area 1 and
Area 2) is essential to the conservation
function of the whole. On the collective
basis of these assessments, evaluations,
and analyses, we conclude that there is
substantial and compelling evidence
that the aggregate (i.e., monetized,
quantifiable, and qualitative)
conservation benefits of designating the
two particular areas identified as critical
habitat for Cook Inlet beluga whales is
high. By contrast, the expected costs,
including those we could monetize, as
well as those that can only be
qualitatively characterized at this time,
such as unspecified design
modifications to potential projects, are
relatively modest in comparison. Based
on past experience and our professional
judgment, we expect design
modifications attributable solely to the
designation of critical habitat will occur
rarely. In the event that such a
modification was to occur, it could
require substantial costs, but it is also
possible that the modification would
decrease overall project costs. There is
no information available at this time to
provide any reasonable estimate of costs
for the rare and speculative project
modifications attributable solely to the
designation of critical habitat.
Economic Benefits of Exclusion
The economic impact analysis and
preparatory 4(b)(2) assessment, prepared
in connection with the designation of
critical habitat, describe: the actions and
activities within Cook Inlet that we
estimate have some potential to be
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impacted by the designation; the
potential nature of modifications that
might be required to avoid adversely
modifying or destroying critical habitat;
and the expected economic impacts that
may accompany such modifications.
Consideration of Benefits of Exclusion
Versus Benefits of Designation of
Particular Areas
After directing NMFS to consider the
economic impact, the impact to national
security, and other relevant impacts of
specifying a particular area as critical
habitat, section 4(b)(2) of the ESA
provides that the Secretary may exclude
any area from critical habitat if he
determines that the benefits of such
exclusion outweigh the benefits of
specifying such area as part of the
critical habitat, unless such exclusion
will result in the extinction of the
species. The benefit to the species of
designation depends upon the inherent
conservation value of the area, the
seriousness of the threats to that
conservation value, and the extent to
which an ESA section 7 consultation or
other aspects of designation will
ameliorate those threats. If a particular
action or activity, which is authorized,
funded, or carried out by the Federal
Government, may destroy or adverse
modify critical habitat (as distinct from
the ‘‘jeopardy’’ prohibition under section
7), one may isolate and measure the
incremental benefit of designation,
beyond those protections also provided
by virtue of the listing.
We have endeavored to identify the
categories of actions and activities
within each of the two proposed
designated areas that may have the
potential to destroy or adversely modify
critical habitat. Based upon these
categorical lists, the analysis has, to the
extent possible in light of the best
scientific data and commercial
information available, identified and
analyzed project-specific impacts
attributable to the proposed designation.
With a few notable exceptions identified
in the analyses, detailed engineering
design, construction methods, materials,
and schedules, and financing/
investment/cost information are not
readily available on a project-by-project
basis, particularly for plans that are far
off into the future. Notwithstanding
these empirical data limitations, we
have systematically and objectively
evaluated the likely economic impact to
future development and use uniquely
attributable to the beluga whale critical
habitat designation in Cook Inlet.
We have determined that designation
of critical habitat will enhance the
nation’s welfare by augmenting the
Federal Government’s ability to
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conserve this endangered species and
ensuring Federal actions do not destroy
or adversely modify habitat critical to
that end. This outcome would be
facilitated through ESA section 7
consultations and through ongoing
public involvement, outreach,
information, and education.
The benefits of exclusion of any
particular area, as contemplated under
section 4(b)(2), involve many of the
same considerations identified in
assessing the benefits of designation.
Among these would be the likelihood or
expectation of a Federal action
occurring within the particular area
under scrutiny. Should such an action
or activity be identified, it could trigger
one or more of the ESA section 7
consultation requirements. If any such
consultation resulted in the
determination that the action would
destroy or adversely modify critical
habitat (or jeopardize the continued
existence of the species), we would
attempt to identify reasonable and
prudent alternatives that allow the
project to go forward but avoid adverse
modification/jeopardy by changes to
design, construction practices, or
scheduling. For the benefit-ofdesignation side of the equation, it is the
incremental cost of designation incurred
(or, if exclusion of any particular area is
justified, the incremental cost avoided),
uniquely attributable to designation,
that should, to the extent practicable, be
evaluated. By disentangling the sources
of section 7 consultation effects, we can
more appropriately weigh those
incremental costs of designation,
distinct from the cost associated with
listing and the jeopardy prohibition.
In balancing the potential costs of
designation, we considered the nature of
the threats to critical habitat and the
relevance to these threats of ESA section
7′s requirement that Federal actions
avoid causing the destruction or adverse
modification of critical habitat. Because
in the present case the condition of
adverse modification is likely to be
associated with certain work along the
Cook Inlet shoreline (and in-water
construction and development), and
because some modifications to design,
construction practices, or scheduling of
such projects are possible as a result of
consultation, we gave these costs of
designation moderately high weight.
Such construction and development has
the potential to alter several of the
identified PCEs of beluga whale habitat,
including, but not limited to, in-water
noise levels, access to passage corridors,
and access to shallow areas for feeding,
breeding, or predator escape use.
Further, we recognize that the adverse
modification/destruction of critical
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habitat criterion bears a strong
relationship to water quality
management (e.g., municipal waste
water discharge, oil spills, gas and oil
drilling discharges, dredge spoils
disposal, bilge and ballast discharges),
but we lack sufficient point-source and
project-specific data to quantitatively
estimate any potential attributable
economic impact. Nonetheless, we
recognize their significance and
qualitatively assigned these costs of
critical habitat designation a moderate
weight.
However, our analysis found few
cases where these costs were not coextensive. We evaluated these
incremental costs (i.e., costs beyond
those associated with the jeopardy
standard), and concluded that the
economic benefits of excluding any
particular area do not outweigh the
conservation benefits of including each
particular area within the critical habitat
designation, given the endangered status
of the whales, the uniqueness and
irreplaceable attributes of the habitat,
and the fact that designation will
enhance the ability of an ESA section 7
consultation to facilitate cost effective
and successful protection of this critical
habitat.
Exclusion for National Security
Reasons
We received a request from the Port
of Anchorage to exclude both the Port
of Anchorage and Port MacKenzie from
critical habitat designation based on
national security considerations. While
the DOD itself did not make a request
to exclude the POA, DOD has
designated the POA as one of nineteen
Strategic Ports, which forms the basis
for our exclusion. NMFS conferred with
the Alaska Command after the request
from the POA for the exclusion and the
Alaska Command confirmed that the
POA is a strategic port that could be
excluded from critical habitat
designation. Both the Port of Anchorage
and Port MacKenzie are within the
boundaries we proposed for critical
habitat designation and include docking
facilities, nearshore areas and structures
such as docks, piers, and wharfs, and
offshore navigational channels, turning
basins, anchorage areas, and areas with
security restrictions enforced by the
U.S. Coast Guard (USCG).
In making its request for an exclusion,
the POA asserts that it is strategically
important for military readiness. The
DOD did not request the exclusion of
the POA, but confirmed, through the
Alaskan Command, that the U.S. Army’s
worldwide deployments from Alaska go
through the POA, and that since 2005,
over 18,000 pieces of military-related
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cargo-combat vehicles, weaponry, and
support equipment have passed through
the POA on their way to and from the
Middle East and training grounds in the
Lower 48 and the Western Pacific.
In addition, the POA is one of
nineteen ports designated by the DOD as
a Strategic Port. There are four military
bases located in Alaska (Joint Base
Elmendorf-Richardson, Eielson AFB, Ft.
Wainwright, and Ft. Greely), and the
POA supports the U.S. military in
Alaska as its primary source of daily
operating supplies. Over 33 million
gallons of aviation fuel for the military
are offloaded annually at this port.
Thus the U.S. military’s ability to
deploy to combat theaters around the
globe is heavily dependent on sealift
through the POA. Particularly in times
of active warfare, it is critical that there
be no unnecessary delays in deployment
or reductions in military readiness. In
short, the POA plays a vitally important
role in ensuring the readiness of
military operations in Alaska.
We have conferred with the Alaskan
Command and conclude that the
benefits of exclusion outweigh the
benefits of inclusion. The principal
benefit from excluding the POA is
avoiding the risk that the designation
might impede the POA’s operations or
otherwise result in a reduction in
military readiness. The costs of
including the area as critical habitat
generally include the costs (including
delays) associated with ESA section 7
consultation under the destruction/
adverse modification of critical habitat
standard, any change in the POA’s
activities or functions necessary to
avoid adverse modification or
destruction of critical habitat, and any
concomitant reduction in military
readiness. Given that the DOD has
stated the POA is critical to military
operations in and deploying out of the
State of Alaska, any delays in military
movements through the POA could
reduce the ability of the military to
ensure national security.
By contrast, we believe the benefits to
the conservation of the Cook Inlet
beluga whale from designating the
particular area subject to the exclusion
as critical habitat are small. Even with
the exclusion, Federal agencies would
still have to consult to ensure that their
activities do not jeopardize the
continued existence of the Cook Inlet
beluga whale, which would include any
direct, indirect, or cumulative effects of
the action on critical habitat adjacent to
the excluded area. Moreover, any
Federal actions at the POA that may
adversely affect or destroy critical
habitat areas not excluded by this rule
would remain subject to all of section
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7’s consultation requirements.
Therefore, most of the conservation
benefits will accrue despite the
exclusion.
In assessing the impacts of this
critical habitat designation on national
security, we considered the following
factors: (1) The size of the particular
area requested for exclusion relative to
the area proposed for critical habitat
designation; (2) the likelihood of a
consultation with the DOD, or of a
consultation having direct impact on
DOD in this area; (3) the intensity of use
of the area by the DOD; (4) the
likelihood that DOD activities would
destroy or adversely modify the critical
habitat; (5) the level of protection
provided to one or more PCEs by
existing DOD safeguards, and (6) the
likelihood that other Federal actions
may occur in the particular area that
would no longer be subject to the
critical habitat provisions if the area
were excluded from designation.
Factors 1, 3, 4, and 6 weigh in favor
of the exclusion. The area excluded is
very small in contrast to the area
included—less than 1 percent of the
habitat proposed for designation in
Cook Inlet. It appears unlikely that most
DOD activities associated with the POA
would require consultation on critical
habitat because cargo loading and ship
movement should not affect that habitat
or the identified essential features.
There appears little probability that
DOD activities here would be likely to
destroy or adversely modify critical
habitat. Finally, there are no other
Federal actions expected to occur that
would no longer be subject to the
critical habitat provisions if the area
were excluded from designation. As for
the remaining factors, factor 2 is neutral,
and factor 5 weighs against granting the
exclusion since we are unaware of any
existing protections provided by DOD to
the PCEs within the excluded area.
We also considered the high priority
placed on national security, the
potential for designation of critical
habitat to impact military readiness, and
the total habitat value represented by
this area. Based on our assessment of
these considerations, we conclude that
benefits to national security of exclusion
outweigh the conservation benefits of
inclusion. We, therefore, are not
designating the POA, nor its
immediately adjacent offshore
operational area, as critical habitat. See
Figure 1 for the specific areas and
excluded area.
While the POA exclusion area
contains some of the essential features
of this critical habitat, those features
exist throughout the designated habitat
and are not unique to the POA area. The
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area of the POA is less than 1 percent
of the available habitat within Cook
Inlet, and its exclusion would not be
likely to result in the extinction of this
DPS.
Port MacKenzie is not listed as a
Strategic Port, nor is it currently
adjacent to military lands, accessible by
a major road system, utilized for
munitions transfers, or serviced by rail.
We received no supporting
recommendations for this exemption
from the DOD, and did not find
substantial evidence of impacts to
national security because of Port
MacKenzie’s inclusion as critical
habitat. In light of the conservation
benefits described in this rulemaking
from its inclusion, we decline to
exercise our discretion to exclude Port
MacKenzie from the critical habitat
designation.
Conclusions
With one exception, we conclude that
the benefits from excluding any and
each particular area do not outweigh the
benefits of designation as critical
habitat, upon consideration of: (1) The
functional role of critical habitat and its
essential features in the conservation of
Cook Inlet beluga whales; (2) the
benefits of designation to Cook Inlet
beluga whales in terms of enhanced
ability to protect or conserve this habitat
under ESA consultation; and (3) the
economic costs borne by any and each
particular area’s inclusion. We conclude
that, based on consideration of the
impact to national security, the benefits
from excluding the POA from the
critical habitat designation outweigh
those for its inclusion, and we have
determined not to designate this
particular area as critical habitat for the
Cook Inlet beluga whale.
Critical Habitat Designation
This final rule will designate as
critical habitat for the Cook Inlet beluga
whale 7,800 square kilometers (3,013
square miles) of marine and estuarine
area in Cook Inlet, Alaska, within the
geographical area occupied by this
species. In determining this critical
habitat, we considered comments
received in response to the Advance
Notice of Proposed Rulemaking (74 FR
17131; April 14, 2009), the proposed
rule (74FR 63080; December 2, 2009),
peer review, public hearings; sighting
reports, satellite telemetry data, TEK,
scientific papers and other research; the
biology and ecology of the Cook Inlet
DPS of beluga whales; and information
indicating the presence of one or more
of the identified PCEs within certain
areas of their range. We designate
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critical habitat within two areas of Cook
Inlet.
The designated critical habitat does
not include two areas for which the
military has provided an INRMP that we
have determined provides benefits to
the Cook Inlet beluga whale pursuant to
section 4(a)(3)(B)(i) of the ESA: (1) The
Eagle River Flats Range on Fort
Richardson; and (2) military lands of
Joint Base Elmendorf-Richardson
between Mean Higher High Water and
Mean High Water. In addition, we have
determined that the benefits of
excluding the Port of Anchorage and
adjacent navigation channel and turning
basin outweigh the benefits of including
it because of national security reasons,
and excluding these areas will not result
in the extinction of the Cook Inlet
beluga whale. We are not designating
any unoccupied geographical areas as
critical habitat.
Classification
Regulatory Planning and Review
(Executive Order 12866)
This final rule has been determined to
be significant for purposes of E.O.
12866. The economic benefits and costs
of this critical habitat designation are
described in our economic report
supporting this rulemaking.
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Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
Under the Regulatory Flexibility Act
(5 U.S.C. 601 et seq.), as amended by the
Small Business Regulatory Enforcement
Fairness Act of 1996, whenever an
agency is required to publish a notice of
proposed rulemaking for any proposed
rule, it must either certify that the action
is not likely to result in significant
adverse economic impacts on a
substantial number of small entities; or
it must prepare and make available for
public comment a regulatory flexibility
analysis that describes the effects of the
rule on small entities (i.e., small
businesses, small organizations, and
small government jurisdictions). We
have prepared a final regulatory
flexibility analysis (FRFA), as part of
our economic analysis. Responses to
comments on this document are
provided above in the preamble to the
rule, and any necessary changes were
made to the FRFA.
The reasons for the action, a statement
of the objectives of the action, and the
legal basis for the final rule are
discussed earlier in the preamble. A
summary of the analysis follows.
The small entities that may be directly
regulated by this action are those that
seek formal approval (e.g., a permit)
from, or are otherwise authorized by, a
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Federal agency to undertake an action or
activity that ‘‘may affect’’ critical habitat
for the Cook Inlet beluga whale.
Submission by a small entity of such a
request for a Federal agency’s approval
would require that agency (i.e., the
‘‘action agency’’) to consult with NMFS
(i.e., the ‘‘consulting agency’’).
Consultations vary from simple to
highly complex, depending on the
specific facts of each action or activity
for which application is made.
Attributable costs are directly
proportionate to complexity. In the
majority of instances projected to take
place under this critical habitat
designation, these costs are expected to
accrue solely to the Federal agencies
that are party to the consultation. In
only the most complex formal
consultations, a private sector applicant
might incur costs directly attributable to
the designation consultation process.
For example, if the formal consultation
concludes that the proposed activity is
likely to destroy or adversely modify
critical habitat, the applicant will have
to implement modifications to avoid
such effects. These modifications have
the potential to result in adverse
economic impacts, although they need
not necessarily do so.
An examination of the Federal
agencies with management,
enforcement, or other regulatory
authority over activities or actions
within, or immediately adjacent to, the
designated critical habitat area, resulted
in the following list: The ACOE, EPA,
Minerals Management Service (MMS),
Maritime Administration (MARAD),
USCG, DOD, NMFS, Federal Highway
Administration (FHWA), Federal Energy
Regulatory Commission (FERC), and
Federal Aviation Administration (FAA).
Activities or actions that require Federal
authorization, permits, or funding, and
which may be expected to require some
level of consultation, include: COE
permits for structures and work in
waters of the United States; EPA
permitting of discharges under the
National Pollutant Discharge
Elimination System; MMS oil and gas
exploration and production permitting
in Federal waters of Cook Inlet; MARAD
permits for the POA expansion; USCG
permits for spill response plans; DOD
activities at Joint Base ElmendorfRichardson facilities; NMFS
authorizations of commercial fisheries,
and review of subsistence harvest
allowances; FHWA funding of highway
and bridge improvements along
Turnagain Arm; FERC permits for
turbine electrical generation projects
(wind and tidal); and FAA permitting of
regional airport expansions and
development.
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A 10-year ‘‘post-critical habitat
designation’’ analytical horizon was
adopted, during which time NMFS may
reasonably expect to consult on critical
habitat-related actions with one or more
of the action agencies identified above.
The majority of the consultations are
expected to be ‘‘informal’’ (we estimate
90 percent of all consultations would be
informal). In each of these, no adverse
impacts would accrue to the entity or
applicant requesting Federal action. The
more complex and costly formal
consultations are projected to account
for, perhaps, ten percent. Here, NMFS
and the Federal action agency may
develop alternatives that prevent the
likelihood that critical habitat will be
destroyed or adversely affected. The
extent to which these formal
consultations will result in more than
de minimus third party costs, as well as
whether such third parties constitute
small entities for Regulatory Flexibility
Act purposes, cannot be predicted.
Often, no consultation will be
necessary, as all questions can be
resolved through the ‘‘technical
assistance’’ process.
We lack sufficient information to
estimate precisely the number of
consultations that may result in a
determination of destruction or adverse
modification to critical habitat.
However, on the basis of the underlying
biological, oceanographic, and
ecological science used to identify the
PCEs that define critical habitat for the
Cook Inlet beluga whale, as well as the
foregoing assumptions, empirical data,
historical information, and accumulated
experience regarding human activity in
Cook Inlet, we believe that various
federally authorized activities have the
potential to ‘‘destroy or adversely
modify’’ Cook Inlet beluga whale critical
habitat. While we are unable to predict
in advance exactly which activities
might result in the destruction or
adverse modification of the designated
critical habitat, we note that such
activities are restricted to those actions
impacting the identified essential
features, or PCEs. Importantly, however,
an action that may adversely affect a
PCE is not necessarily one that will
result in the destruction or adverse
modification of the proposed critical
habitat.
Executive Order 13211
On May 18, 2001, the President issued
an E.O. on regulations that significantly
affect energy supply, distribution, and
use. E.O. 13211 requires agencies to
prepare Statements of Energy Effects
when undertaking any action that
promulgates or is expected to lead to the
promulgation of a final rule or
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regulation that (1) is a significant
regulatory action under E.O. 12866 and
(2) is likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
We have considered the potential
impacts of this action on the supply,
distribution, or use of energy and finds
the designation of critical habitat will
not have impacts that exceed the
thresholds identified above.
Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.)
In accordance with the Unfunded
Mandates Reform Act, we make the
following findings:
(a) This final rule will not produce a
Federal mandate. In general, a Federal
mandate is a provision in legislation,
statute or regulation that would impose
an enforceable duty upon State, local,
tribal governments, or the private sector
and includes both ‘‘Federal
intergovernmental mandates’’ and
‘‘Federal private sector mandates.’’
These terms are defined in 2 U.S.C.
658(5)–(7). ‘‘Federal intergovernmental
mandate’’ includes a regulation that
‘‘would impose an enforceable duty
upon State, local, or tribal governments’’
with two exceptions. It excludes ‘‘a
condition of Federal assistance.’’ It also
excludes ‘‘a duty arising from
participation in a voluntary Federal
program,’’ unless the regulation ‘‘relates
to a then-existing Federal program
under which $500,000,000 or more is
provided annually to State, local, and
tribal governments under entitlement
authority,’’ if the provision would
‘‘increase the stringency of conditions of
assistance’’ or ‘‘place caps upon, or
otherwise decrease, the Federal
Government’s responsibility to provide
funding’’ and the State, local, or tribal
governments ‘‘lack authority’’ to adjust
accordingly. (At the time of enactment,
these entitlement programs were:
Medicaid; AFDC work programs; Child
Nutrition; Food Stamps; Social Services
Block Grants; Vocational Rehabilitation
State Grants; Foster Care, Adoption
Assistance, and Independent Living;
Family Support Welfare Services; and
Child Support Enforcement.)
‘‘Federal private sector mandate’’
includes a regulation that ‘‘would
impose an enforceable duty upon the
private sector, except (i) a condition of
Federal assistance; or (ii) a duty arising
from participation in a voluntary
Federal program.’’ The designation of
critical habitat does not impose a legally
binding duty on non-Federal
government entities or private parties.
Under the ESA, the only regulatory
effect is that Federal agencies must
ensure that their actions do not destroy
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or adversely modify critical habitat
under section 7. While non-Federal
entities who receive Federal funding,
assistance, permits or otherwise require
approval or authorization from a Federal
agency for an action may be indirectly
impacted by the designation of critical
habitat, the legally binding duty to
avoid destruction or adverse
modification of critical habitat rests
squarely on the Federal agency.
Furthermore, to the extent that nonFederal entities are indirectly impacted
because they receive Federal assistance
or participate in a voluntary Federal aid
program, the Unfunded Mandates
Reform Act would not apply, nor would
critical habitat shift the costs of the large
entitlement programs listed above to
State governments.
(b) Due to the prohibition against the
take of this species both within and
outside of the designated areas, we do
not anticipate that this final rule will
significantly or uniquely affect small
governments. As such, a Small
Government Agency Plan is not
required.
Takings
In accordance with E.O. 12630, the
final rule does not have significant
takings implications. A takings
implication assessment is not required.
The designation of critical habitat
affects only Federal agency actions.
Private lands do not exist within the
designated critical habitat and therefore
would not be affected by this action.
Federalism
In accordance with E.O. 13132, this
final rule does not have significant
federalism effects. A federalism
assessment is not required. In keeping
with Department of Commerce policies,
we have requested information from,
and will continue to coordinate this
critical habitat designation with
appropriate state resource agencies in
Alaska. This designation may have some
benefit to state and local resource
agencies in that the areas essential to the
conservation of the species are more
clearly defined, and the PCEs of the
habitat necessary to the survival of Cook
Inlet beluga whale are specifically
identified. While making this definition
and identification does not alter where
and what federally sponsored activities
may occur, it may assist local
governments in long-range planning
(rather than waiting for case-by-case
ESA section 7 consultations to occur).
Civil Justice Reform
In accordance with E.O. 12988, the
Department of Commerce has
determined that this final rule does not
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unduly burden the judicial system and
meets the requirements of sections 3(a)
and 3(b)(2) of the Order. We are
designating critical habitat in
accordance with the provisions of the
ESA. This final rule uses standard
property descriptions and identifies the
PCEs within the designated areas to
assist the public in understanding the
habitat needs of the Cook Inlet beluga
whale.
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
This final rule does not contain new
or revised information collection for
which the Office of Management and
Budget (OMB) approval is required
under the Paperwork Reduction Act.
This rule will not impose recordkeeping
or reporting requirements on State or
local governments, individuals,
businesses, or organizations.
Notwithstanding any other provision of
the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
National Environmental Policy Act
NMFS has determined that an
environmental analysis as provided for
under the National Environmental
Policy Act of 1969 for critical habitat
designations made pursuant to the ESA
is not required. See Douglas County v.
Babbitt, 48 F.3d 1495 (9th Cir. 1995),
cert. denied, 116 S.Ct. 698 (1996).
Government-to-Government
Relationship
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and agreements,
which differentiate tribal governments
from the other entities that deal with, or
are affected by, the Federal Government.
This relationship has given rise to a
special Federal trust responsibility
involving the legal responsibilities and
obligations of the United States toward
Indian Tribes and the application of
fiduciary standards of due care with
respect to Indian lands, tribal trust
resources, and the exercise of tribal
rights. E.O. 13175—Consultation and
Coordination with Indian Tribal
Governments—outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. Public Law 108–199 (2004),
codified in notes to 25 U.S.C. 450,
requires all Federal agencies to consult
with Alaska Native corporations on the
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same basis as Indian tribes under this
Executive Order.
We have determined that designation
of critical habitat for the Cook Inlet
beluga whale in Cook Inlet, Alaska,
would not have tribal implications, nor
affect any tribal governments or Native
corporations. Although the Cook Inlet
beluga whale may be hunted by Alaska
Natives for traditional use or
subsistence purposes, none of the
designated critical habitat areas occurs
on tribal lands, affects tribal trust
resources, or the exercise of tribal rights.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://www.fakr.noaa.gov/
and is available upon request from the
NMFS office in Juneau, Alaska (see
ADDRESSES section).
List of Subjects in 50 CFR Part 226
Endangered and threatened species.
Dated: April 1, 2011.
John Oliver,
Deputy Assistant Administrator for
Operations, National Marine Fisheries
Service.
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For the reasons stated in the
preamble, we amend 50 CFR part 226 as
follows:
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PART 226—[AMENDED]
1. The authority citation of part 226
continues to read as follows:
■
Authority: 16 U.S.C. 1533.
■
2. Add § 226.220, to read as follows:
§ 226.220 Critical habitat for the Cook Inlet
beluga whale (Delphinapterus leucas).
Critical habitat is designated in Cook
Inlet, Alaska, for the Cook Inlet beluga
whale as described in paragraphs (a)
and (b) of this section. The textual
description of this critical habitat is the
definitive source for determining the
critical habitat boundaries. General
location maps are provided for general
guidance purposes only, and not as a
definitive source for determining critical
habitat boundaries. Critical habitat does
not include manmade structures and the
land on which they rest within the
designated boundaries described in
paragraphs (a)(1) and (2) of this section
that were in existence as of May 11,
2011.
(a) Critical Habitat Boundaries.
Critical habitat includes two specific
marine areas in Cook Inlet, Alaska.
These areas are bounded on the upland
by Mean High Water (MHW) datum,
except for the lower reaches of four
tributary rivers. Critical habitat shall not
PO 00000
Frm 00034
Fmt 4701
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extend into the tidally-influenced
channels of tributary waters of Cook
Inlet, with the exceptions noted in the
descriptions of each critical habitat area.
(1) Area 1. All marine waters of Cook
Inlet north of a line from the mouth of
Threemile Creek (61°08.5′ N., 151°04.4′
W.) connecting to Point Possession
(61°02.1′ N., 150°24.3′ W.), including
waters of the Susitna River south of
61°20.0′ N., the Little Susitna River
south of 61°18.0′ N., and the Chickaloon
River north of 60°53.0′ N.
(2) Area 2. All marine waters of Cook
Inlet south of a line from the mouth of
Threemile Creek (61°08.5′ N., 151°04.4′
W.) to Point Possession (61°02.1′ N.,
150°24.3′ W.) and north of 60°15.0′N.,
including waters within 2 nautical miles
seaward of MHW along the western
shoreline of Cook Inlet between 60°15.0′
N. and the mouth of the Douglas River
(59°04.0′ N., 153°46.0′ W.); all waters of
Kachemak Bay east of 151°40.0′ W.; and
waters of the Kenai River below the
Warren Ames bridge at Kenai, Alaska.
(b) A map of the designated critical
habitat for Cook Inlet beluga whale
follows (Figure 1).
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(c) Primary constituent elements. The
primary constituent elements essential
to the conservation of the Cook Inlet
beluga whale are:
(1) Intertidal and subtidal waters of
Cook Inlet with depths <30 feet (MLLW)
and within 5 miles of high and medium
flow anadromous fish streams.
(2) Primary prey species consisting of
four species of Pacific salmon (Chinook,
sockeye, chum, and coho), Pacific
eulachon, Pacific cod, walleye pollock,
saffron cod, and yellowfin sole.
(3) Waters free of toxins or other
agents of a type and amount harmful to
Cook Inlet beluga whales.
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(4) Unrestricted passage within or
between the critical habitat areas.
(5) Waters with in-water noise below
levels resulting in the abandonment of
critical habitat areas by Cook Inlet
beluga whales.
(d) Sites owned or controlled by the
Department of Defense, or of interest to
national security. Critical habitat does
not include the following areas owned
by the Department of Defense or for
which the Secretary has determined to
exclude for reasons of national security:
(1) All property and overlying waters
of Joint Base Elmendorf-Richardson
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between Mean Higher High Water and
Mean High Water; and
(2) All waters off the Port of
Anchorage which are east of a line
connecting Cairn Point (61°15.4′ N.,
149°52.8′ W.) and Point MacKenzie
(61°14.3′ N., 149°59.2′ W.) and north of
a line connecting Point MacKenzie and
the north bank of the mouth of Ship
Creek (61°13.6′ N., 149°53.8′ W.).
[FR Doc. 2011–8361 Filed 4–8–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 69 (Monday, April 11, 2011)]
[Rules and Regulations]
[Pages 20180-20214]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-8361]
[[Page 20179]]
Vol. 76
Monday,
No. 69
April 11, 2011
Part III
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 226
Endangered and Threatened Species: Designation of Critical Habitat for
Cook Inlet Beluga Whale; Final Rule
Federal Register / Vol. 76, No. 69 / Monday, April 11, 2011 / Rules
and Regulations
[[Page 20180]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 226
[Docket No. 090224232-0457-04]
RIN 0648-AX50
Endangered and Threatened Species: Designation of Critical
Habitat for Cook Inlet Beluga Whale
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), designate
critical habitat for the Cook Inlet beluga whale (Delphinapterus
leucas) distinct population segment (DPS) under the Endangered Species
Act (ESA). Two areas are designated, comprising 7,800 square kilometers
(3,013 square miles) of marine habitat. In developing this final rule
we considered public and peer review comments, as well as economic
impacts and impacts to national security. We have decided in the final
rule to exclude the Port of Anchorage (POA) in consideration of
national security interest. Additionally, consistent with the proposed
rule, portions of military lands were determined to be ineligible for
designation as critical habitat. We solicited comments from the public
on all aspects of the proposed rule, and conducted four public hearings
on the action. Along with the proposed rule, we published a draft
economic impacts analysis, entitled ``Draft RIR/4(b)(2) Preparatory
Assessment/IFRA for the Critical Habitat Designation of Cook Inlet
Beluga Whale.'' This economic analysis has been completed to support
the final designation. See ``Final RIR/4(b)(2) Preparatory Assessment/
FRFA for the Critical Habitat Designation of Cook Inlet Beluga Whale''
for a discussion of these topics.
DATES: This rule will become effective on May 11, 2011.
ADDRESSES: The final rule, maps, status reviews, and other materials
supporting this final rule can be found on our Web site at: https://www.fakr.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Brad Smith (907-271-3023), Kaja Brix
(907-586-7235), or Marta Nammack (301-713-1401).
SUPPLEMENTARY INFORMATION:
Rulemaking Background
We are responsible for determining whether species, subspecies, or
distinct population segments (DPSs) are threatened or endangered and
for designating critical habitat for these species under the Endangered
Species Act (ESA) (16 U.S.C. 1531 et seq.). On October 22, 2008, we
published a Final Rule to list the Cook Inlet beluga whale as an
endangered species (73 FR 62919). At the time of listing, we announced
our intent to propose critical habitat for the Cook Inlet beluga
whales. This critical habitat was subsequently proposed on December 2,
2009 (74 FR 63080). The proposed rule's critical habitat for the Cook
Inlet beluga whale was determined by considering information received
in response to our Advance Notice of Proposed Rulemaking, sighting
reports, satellite telemetry data, The Traditional and Ecological
Knowledge of Alaska Natives (TEK), scientific papers and other
research, the biology and ecology of the Cook Inlet DPS of beluga
whales, and information indicating the presence of one or more of the
identified primary constituent elements (PCEs) within certain areas of
their range. The proposed rule identified ``specific areas'' within the
geographical area occupied by the Cook Inlet beluga whale to be
proposed as critical habitat.
We considered various alternatives to the critical habitat
designation for the Cook Inlet beluga whale. The alternative of not
designating critical habitat for the Cook Inlet beluga whale would
impose no economic, national security, or other relevant impacts, but
would not provide any conservation benefit to the species. This
alternative was rejected because such an approach does not meet the
legal requirements of the ESA and would not provide for the
conservation of Cook Inlet beluga whale. The alternative of designating
all eligible occupied habitat areas also was considered and rejected,
because some areas within the occupied range were not considered to be
critical habitat, and did not contain the identified physical or
biological features that are essential to the conservation of the Cook
Inlet beluga.
An alternative to designating critical habitat within all eligible
occupied areas is the designation of critical habitat within a subset
of these areas. Under section 4(b)(2) of the ESA, we must consider the
economic impacts, impacts to national security, and other relevant
impacts of designating any particular area as critical habitat. We have
the discretion to exclude any particular area from designation as
critical habitat if the benefits of exclusion (i.e., the impacts that
would be avoided if an area were excluded from the designation)
outweigh the benefits of designation (i.e., the benefits to the Cook
Inlet beluga whale if an area were designated), so long as exclusion of
the area will not result in extinction of the species. Exclusion under
section 4(b)(2) of the ESA of one or more of the areas considered for
designation would reduce the total impacts of designation. The
determination to exclude any particular areas depends on our ESA
4(b)(2) analysis, which is described in detail in the ESA 4(b)(2)
analysis report.
This final rule includes several small changes to the areas
proposed as critical habitat and, importantly, excludes under Section
4(b)(2) the Port of Anchorage (POA) from designated critical habitat
for reasons relating to national security. We corrected errors within
the proposed rule's descriptions of the boundaries for this critical
habitat so that the final rule utilizes the coordinate system of
degrees, decimal-minutes. We have also changed the sentence structure
of the PCEs concerning noise and toxins in the final rule to improve
clarity.
The total quantifiable economic impact associated with this final
rule is estimated to be between $157,000 to $472,000 (discounted at 7
percent) or $187,000 to $571,000 (discounted at 3 percent). While we
have excluded a small portion of the area originally proposed as
critical habitat for national security reasons (the POA), that
exclusion does not affect the economic impact analysis because the
small size of the area indicates that the potential cost-savings are
likely nominal (i.e., consultations will continue to occur to ensure
proposed activities in those areas do not jeopardize the species or
adversely modify or destroy adjacent areas of critical habitat).
Additional economic impacts, both costs and benefits, that were not
amenable to quantification, but nonetheless important to a complete
evaluation of this action, were identified and analyzed qualitatively.
Both the quantitative and qualitative economic effects of the final
rule are presented, in detail, in the Final Regulatory Impact Review/
4(b)(2) Preparatory Assessment/Final Regulatory Flexibility Analysis.
We promulgate this final rule because it results in a critical habitat
designation that provides for the conservation of the Cook Inlet beluga
whale, without economic effects of sufficient significance to warrant
an exclusion from designation on that basis alone. Other areas within
the species' range did not contain the identified physical or
biological features that are essential
[[Page 20181]]
to the conservation of the Cook Inlet beluga. This alternative also
meets the requirements under the ESA and our joint NMFS-USFWS
regulations concerning critical habitat.
Cook Inlet Beluga Whale Biology and Habitat Use
The beluga whale is a small, toothed whale in the family
Monodontidae, a family it shares with only the narwhal. Belugas are
also known as ``white whales'' because of the white coloration of the
adults. The beluga whale is a northern hemisphere species that inhabits
fjords, estuaries, and shallow waters of the Arctic and subarctic
oceans. Five distinct stocks of beluga whales are currently recognized
in Alaska: Beaufort Sea, eastern Chukchi Sea, eastern Bering Sea,
Bristol Bay, and Cook Inlet. The Cook Inlet population is numerically
the smallest of these, and is the only one of the five Alaskan stocks
occurring south of the Alaska Peninsula in waters of the Gulf of
Alaska.
A detailed description of the biology of the Cook Inlet beluga
whale may be found in the Proposed Listing Rule (72 FR 19854; April 20,
2007).
Summary of Comments and Responses
We requested comments on the proposed rule to designate critical
habitat for Cook Inlet beluga whales and supporting documents (74 FR
63080; December 2, 2009). To facilitate public participation, the
proposed rule was made available on our regional web page, and comments
were accepted via standard mail, e-mail, and through the Federal
eRulemaking portal. In addition to the proposed rule, several draft
documents supporting the proposal, including an economic report, were
posted. In response to comments, the original 60-day comment period was
extended an additional 30 days, ending on March 3, 2010. Public
hearings were held in Kenai, Soldotna, Wasilla, and Anchorage, Alaska.
We received 135,463 individual submissions in response to the
proposed rule (including public testimony during the four hearings).
This included 134,959 form letter submissions and 504 unique
submissions. The majority of comments concerned economic and other
impacts for consideration for exclusions, the regulatory process for
critical habitat designation, legal issues, essential features or PCEs,
additions to critical habitat, and biological issues.
We have considered all public comments, and provide responses to
all significant issues raised by commenters. We have not responded to
comments outside the scope of this rulemaking, such as whether NMFS'
prior decision to list the Cook Inlet beluga whale as endangered was
proper. We have categorized comments by issue and, where appropriate,
combined similar comments.
General Comments on Critical Habitat
Comment 1: In the proposed rule's discussions at 74 FR at 63084,
NMFS has not listed activities that will deter use of or access to Area
1 by beluga whales.
Response: In the referenced paragraph, we simply endeavored to
provide a description of the habitat values and associations within the
proposed areas, along with a discussion of why these areas may be
sensitive or vulnerable to various stressors. Later in the proposed
rule, we provided a brief description of those activities that may
adversely modify critical habitat, or that may be affected by the
designation. See 74 FR at 63089. Examples of activities that may deter
use or access could include causeways, dams, bridges, or tidal
generation projects.
Comment 2: Cook Inlet anadromous fish runs are healthy and
appropriately protected under existing regulatory mechanisms.
Response: We recognize and acknowledge that the current management
structure of the salmon fisheries has generally provided for the
sustained harvest and productivity of salmon in Cook Inlet. However, it
should also be noted that there are problems inherent with any
management system. The size of several king (Chinook) salmon returns in
2009 and 2010 was substantially below average, resulting in closures of
sport and commercial fisheries in the Inlet. The Deshka River king
salmon runs were extremely low in 2008 and 2009, resulting in closures.
The Susitna River sockeye salmon runs failed to meet minimum escapement
goals for 5 of 7 years between 2001 and 2007. Sockeye commercial
harvests for the Northern District of Cook Inlet fell from an average
of 180,000 fish in the 1980s to an average of 26,000 since 2002. The
Alaska Department of Fish and Game forecasts Kenai River sockeye runs
to be below average for 2010, citing management decisions leading to
over-escapement as a contributing factor.
Comment 3: The final rule should acknowledge the riparian
protections under the State's forest practices, as well as other
regulations that protect water quality and other protections.
Response: While there exist myriad environmental and conservation
laws, restrictions, and practices at State and local levels, these are
not pertinent to this designation unless they concern whether the
identified essential features of that habitat ``may require special
management or protection.'' The fact that the State and local
governments have instituted such measures is some evidence that these
essential features do in fact require special management.
Comment 4: NMFS should provide supporting evidence for its
identification of the tendency for belugas to occur in high
concentrations, predisposing them to harm from events such as oil
spills, as reason for designation of Area 1. The statement is
speculative. This commenter also challenged our evidence that oil
spills are a threat to beluga whales or predisposes them to harm, that
these areas are susceptible to oil spills, or that spills are likely to
occur here.
Response: We had not proposed this fact to be a ``reason'' for
designating critical habitat. We disagree this statement is
speculative, as there are multiple lines of evidence, including NMFS'
2008 Conservation Plan for Cook Inlet Beluga Whale and many peer
reviewed studies, that beluga whales occur seasonally in high densities
within specific areas of the upper Inlet. Our purpose in these
statements was not to provide an exhaustive assessment or analysis of
oil spills, but to indicate the ecological attributes of Area 1 to Cook
Inlet belugas and to recognize the sensitivities imposed by their habit
of occupying relatively small, enclosed areas for feeding and other
purposes during the open water months. The occurrence of these whales
in high densities here not only predisposes them to potential harm from
hazardous material releases, but also disease outbreaks, harassment,
poaching, and other factors.
Comment 5: Additional research is needed to support proper
management of the Cook Inlet beluga whales including this critical
habitat designation.
Response: We agree generally that additional research is needed,
and we identified in the 2008 Conservation Plan the need to ``improve
our understanding of the biology of Cook Inlet beluga whales and the
factors limiting the population's growth.'' See: Conservation Plan for
the Cook Inlet Beluga Whale (Oct. 2008) at 63. We disagree, however,
that additional research is needed to support the designation of
critical habitat. The ESA requires NMFS to designate critical habitat
concurrently with the listing decision, 16 U.S.C. 1533(a)(3)(A)(i), and
to base that decision on the ``best scientific data available,'' id.,
section 1533(b)(2). We have used the best scientific data available in
designating critical habitat
[[Page 20182]]
for the Cook Inlet beluga whale. We are not required to conduct field
research prior to designating critical habitat.
Comment 6: NMFS must link its critical habitat determinations to
credible threats, and must fully explain its rationale for designating
Area 2 as critical habitat.
Response: There is no requirement to link designation of critical
habitat with threats. We are required to base critical habitat
designations on physical or biological features essential to the
conservation of the species and which may require special management
considerations or protection, as we have done in this rule. Our
discussion of potential threats to critical habitat was provided so the
reader might better understand the proposed designation in context of
the biology of the Cook Inlet beluga whales and the various stressors
that may occur in these areas. Such a discussion also assists in the
description and evaluation of those activities which may adversely
modify the critical habitat or otherwise be affected by the
designation. We believe the Proposed Rule presented the best scientific
data and information available which justify the inclusion of Area 2 as
critical habitat. We described the known or probable habitat attributes
of this area, including use for fall and winter feeding, and discussed
distribution and dive behavior of these whales within the area, which
also support the feeding and overwintering habitat values here. We
identified several essential physical and biological features of
critical habitat for Cook Inlet beluga whales, established that those
features were found within Area 2, and confirmed that they may require
special management or protections, as required by the ESA. We agree
that present knowledge of the habitat characteristics of Area 2 is less
than that of Area 1, and that it is desirable to gather additional data
to better understand the habitat needs of beluga whales here. However,
we do not find that the existing information, nor the discussion and
analysis of the area within the Proposed Rule, were insufficient.
Further, none of the commenters provided data or information
contradicting the data on which the proposed rule relied.
Physical or Biological Features Essential for Conservation (PCEs)
Comment 7: We received many comments concerning the PCEs, or
essential features, indicating some confusion and uncertainty regarding
their function and significance. Others felt that our identification of
PCEs was flawed because these are not presently impeding the recovery
of Cook Inlet beluga whales, or that the PCE thresholds are set
unreasonably. Still others believe that a PCE equates to adverse
modification or other objectionable standard by which various
activities and projects would be prohibited.
Response: The ESA defines critical habitat in terms of essential
physical or biological features, and Federal regulations require us to
focus on these features in the designation process. It is not necessary
that a feature be presently impaired or limiting, only that it provide
an essential service or function to the conservation of the listed
species and may require special management considerations or
protection. Also, a PCE is not meant to describe a threshold condition
beyond which critical habitat would be adversely modified or destroyed.
Rather, potential threats to the PCEs will often be the factors
evaluated in making determinations regarding whether a proposed Federal
action will adversely modify or destroy critical habitat. For example,
we believe an essential physical feature to be the unrestricted passage
and movement of beluga whales among critical habitat sites. A project,
such as a dam, could potentially isolate parts of the whales' critical
habitat and prevent movement among the sites. In evaluating the effects
of such a project under section 7 of the ESA, we would consider whether
this isolation would impact beluga whales to a degree that critical
habitat was no longer functional to the conservation of the species. If
it caused the loss of either of these functional values, we would
consider this adverse modification. However, the mere fact that the
project may isolate parts of the critical habitat or prevent movement
among those sites would not, in itself, constitute adverse modification
or destruction of critical habitat. Similarly, a project that caused
whales to abandon critical habitat may not necessarily result in a
determination of adverse modification or destruction of critical
habitat, unless such abandonment would preclude the conservation of
these whales.
Comment 8: The essential features identified in the proposed rule
are important for beluga survival, but NMFS has not demonstrated these
features are limiting the production or recovery of these whales.
Response: The ESA defines critical habitat in terms of those
physical or biological features that are essential to the conservation
of the species and which may require special management considerations
or protection. The ESA does not define the word ``essential.'' We agree
with the commenter that the identified features are important for
beluga conservation, and believe this importance is such that they may
be considered ``essential.'' We disagree, however, that the features
must be found to be limiting to the species before they may be
considered essential. A limiting factor may be described as one that
controls a system or species (such as air), or one that is present in
the smallest supply relative to the demands of the system/species
(perhaps a prey species). In either case, the ESA contains no
requirement that essential features are restricted to those that may be
limiting. Our approach will vary to fit the circumstances of a
particular species.
Comment 9: The identified PCEs lack specificity (e.g., ``The
absence of toxins or other agents of a type or amount harmful to beluga
whales''). NMFS should identify threshold values for all PCEs as it has
for in-water noise.
Response: The ESA requires that we premise the designation of
critical habitat on essential features, and the regulations at 50 CFR
424.12(b) describe the PCEs as including, but not limited to, roost
sites, nesting grounds, spawning sites, water quality or quantity,
tides, and vegetation types. Clearly, these descriptions are general in
nature and, we believe, far less descriptive than those presented in
the proposed rule. We relied on the best scientific data available to
provide as much specificity as possible. None of the commenters have
provided data allowing us to further refine our description of the
PCEs. The condition of adverse modification will be determined, in
part, on whether an activity impairs the functional value of the
essential features to the point that they cannot provide for the
conservation of the species. In adding as much description to these
features as permitted by the best scientific data available (e.g., not
just ``pollutants,'' but the ``absence of toxins or other agents of a
type or amount harmful to beluga whales'') it is our intent to avoid
the situation where any activity that may be associated with one or
more essential feature would be considered as causing the adverse
modification or destruction of critical habitat. We have also modified
the wording of this PCE in the final rule to improve clarity.
Comment 10: NMFS needs to present data to support its explanation
for equating ``mudflats'' with ``shallow and nearshore waters proximate
to certain tributary streams.'' NMFS should defend its rationale for
delimiting this feature to waters within the 30-foot (9.1 m) depth
contour. NMFS has arbitrarily expanded this PCE beyond that described
in Goetz et al. (2007).
[[Page 20183]]
Response: Relying on the best scientific data available, the
proposed rule explains the habitat attributes and importance of
nearshore areas to Cook Inlet beluga whales. These whales selectively
occupy these areas during the ice-free months, and may display year-
round association with the nearshore zones of Cook Inlet. We believe
this affinity is due to feeding strategies and perhaps breeding,
calving, molting, and predator avoidance. Research on beluga whales
elsewhere has found beluga distribution may be associated with depth
and bottom structure, as well as prey abundance. Using these data, we
next considered the results of Goetz et al. (2007) which found
significant associations between summer distributions of Cook Inlet
belugas, mudflats, and flow accumulation. The Goetz et al. (2007) paper
is important in that it provides the first spatial representation of
this habitat attribute, and supports the observations of other research
as well as the TEK of Alaskan Natives. The paper does not incorporate
data on other factors potentially relevant to beluga distribution in
Cook Inlet such as water temperatures, turbidities, salinities, or the
fish species and strength of fish runs for these waters. That paper
states ``The occurrence of beluga whales near stream mouths may reflect
a feeding strategy whereby belugas take advantage of highly-
concentrated fish runs in shallow channels where they are easy to
catch'', and found the majority of sightings were within 11.5 km of
medium flow accumulation inlets. The Goetz et al. (2007) paper,
however, is not the sole scientific basis for our determination, nor is
it necessarily the most significant. It is clear that many of the areas
identified as in the Goetz et al. (2007) paper as ``mudflats,'' are
rarely associated with beluga sightings. In reviewing the best
scientific data available, we found that whereas the Goetz et al.
(2007) paper's use of ``mudflats'' implies a condition of the seafloor
material, this feature is best described by its tidal exposure.
Therefore, in identifying the PCE, we used the qualifier of waters less
than 30 feet (9.1 m) in depth to clarify what was described as
``mudflats'' by Goetz et al. (2007). We also felt that, while this
feature covers a range of over 7 miles (11.5 km) in which most whales
have been found, a radial distance of 5 miles (8.0 km) from the high
and medium flow distribution inlets is more descriptive of the actual
distribution of these whales and the essential feature, in
consideration of the best aerial and satellite data available.
Comment 11: NMFS relied too heavily on Goetz et al. (2007), a paper
with serious flaws. NMFS should have incorporated fish runs into its
models, and has arbitrarily ignored this important element.
Response: We relied on the best scientific data and information
available, including models such as the one developed by Goetz et al.
(2007), in preparing the proposed rule. We did not develop new models
as part of the rulemaking, and the ESA does not require us to do so or
to conduct field research. Rather, we are required to designate
critical habitat on the basis of the best scientific data available.
Goetz et al. (2007)'s research and paper were not conducted to define
critical habitat. Goetz et al. (2007) exists as one of several sources
we considered during this rulemaking. Both NMFS and the paper itself
recognize the paper's limitations from not including various physical
and biological variants, most notably anadromous fish species and run
strengths. Despite this information, the list of high and medium flow
accumulation waters reported in the paper indicate that all such rivers
are anadromous fish waters and that flow accumulation has some
association, and may be a reasonable proxy, for anadromous fish. The
inclusion of fish species or numbers of anadromous fish utilizing these
waters would not change the list, but could only add another
descriptive layer to this essential feature. The utility of such
additional description is unclear and probably non-existent.
Comment 12: NMFS has incorrectly used Goetz et al. (2007) to
identify PCEs within Area 2, particularly for winter periods for which
this paper did not include data. Applying this model to winter has
resulted in NMFS incorrectly identifying habitats that are impossible
or highly improbable for belugas to inhabit.
Response: While we included the Goetz et al. (2007) paper in our
consideration of scientific research and literature related to critical
habitat and adopted its conclusions as representative and supportive of
our proposed designation, we are not necessarily in agreement with
every statement made within the paper. This is particularly true for
the paper's assertion that sea ice in winter makes inhabiting shallow
waters too hazardous for marine mammals. While the paper does not
define what depths were considered to be ``shallow,'' there is ample
evidence that beluga whales occur in such areas during winter. Indeed,
beluga whales are variously described as ``ice associated'' or ``ice
dependent'' species, and we know of no beluga population that is not
found within areas subject to seasonal ice formation. Satellite tagging
data (see NMFS' 2008 NMFS Conservation Plan for the Cook Inlet Beluga
Whale) from Cook Inlet beluga whales indicates that these whales are
found in nearshore areas during winter; in fact these data show whales
occupying the heads of Turnagain and Knik Arms during periods in which
maximum ice coverage would be expected.
While Goetz et al. (2007) did not include (or have access to)
distribution data for winter months, Goetz et al. (2007) presents other
information demonstrating the importance of nearshore areas proximate
to anadromous fish streams as an essential habitat attribute. This
attribute within Area 2 exists during the late summer and fall months,
as whales move west and south transitioning from summer habitat in the
upper Inlet to winter habitats. During this time, we believe the whales
take advantage of the late coho runs along the west side of Cook Inlet.
This behavior occurs well before seasonal ice formation (sea ice is
much less prevalent in the lower Inlet), and we believe it is
reasonable to assume the physical qualities of nearshore feeding
habitat near salmon streams in July are similar to those for nearshore
feeding habitat near salmon streams in October. The 2008 NMFS
Conservation Plan for the Cook Inlet Beluga Whale includes sighting
data of beluga whales in the lower Inlet, and suggests these areas were
important habitat sites when the beluga whales were more abundant.
Finally, we emphasize the critical habitat boundaries are not drawn
around the essential features/PCEs. Rather, these features delineate
critical habitat from non-critical habitat. The best scientific data
available indicates that the critical habitat area referred to as Area
2 contains anywhere from one to all of the identified physical or
biological features essential to the whales' conservation.
Comment 13: NMFS should list all the waters it considers to be high
and medium flow accumulation rivers for purposes of describing the
PCEs.
Response: We have included this list on our Regional website (see
ADDRESSES above).
Comment 14: NMFS should include pink salmon, Pacific herring, and
long-finned smelt as PCEs.
Response: We identified important prey species as essential
biological features or PCEs based on the results of research on fatty
acid signatures and stable isotope analysis from beluga whale tissue,
stomach samples from
[[Page 20184]]
Cook Inlet belugas, and traditional knowledge. We did not find the
proposed species were well-supported by these sources and cannot
determine that they are essential based on current knowledge.
Comment 15: NMFS' proposed PCE ``The absence of toxins or other
agents of a type or amount harmful to beluga whales'' is too vague.
There are readily available data defining the types and amounts of
contaminants that would be harmful to beluga whales, but NMFS has not
used this information.
Response: Please see our earlier response to comment 9
regarding specificity within the definitions of essential features and
PCEs. We relied on the best scientific data available in designating
critical habitat for the Cook Inlet beluga whale. We are not aware of
any existing data that would allow for greater specificity concerning
harmful contaminant levels in beluga whales, and none of the commenters
provided any or indicated a specific source of such data. We recently
contracted for an assessment of risks to beluga whales from chemical
exposures (URS, 2010), that found ``reliable and quantitative
information that related measured body burdens to observed adverse
effects is lacking, especially within a dose-response context.''
Information relating to the presence of persistent organics, measured
primarily in the whales' blubber, exists, and there are some studies on
the presence of methylmercury and other metals, but very little or no
toxicity information is available for beluga whales and other marine
mammals regarding the majority of harmful chemicals. The assessment
report goes on to state that, even for those few studies in which some
threshold values are presented for other species, such studies are
fraught with uncertainty and should be viewed only as a preliminary
comparison to determine whether further evaluation is warranted.
We believe that, had we employed threshold values of chemicals
which arguably cause ``harm'' to other species, we would have created
an assessment methodology for adverse modification of critical habitat
that could be both insufficiently protective of these whales and
unnecessarily restrictive. The toxin PCE as promulgated provides the
best level of specificity possible in light of the best scientific data
available. This PCE does not simply include all pollutants; it includes
only those of a type and quantity/concentration harmful to beluga
whales. Moreover, it is important to note that the introduction of any
pollutants that are harmful to beluga whales would require the
evaluation of the effect of such pollutants on the PCE, but it would
not necessarily equate to adverse modification. We would evaluate the
proposal by considering the implications of the harmful pollutants to
the PCEs and to the conservation of Cook Inlet beluga whales.
Comment 16: Unrestricted passage between habitat areas is
consistent with the knowledge of the spatial and temporal dynamics of
the primary beluga prey species, yet NMFS has shown no evidence that
passage is being restricted to the extent of limiting productivity or
recovery.
Response: Please refer to our earlier response to comment
7 concerning limiting aspects of habitat and their relation to
essential features and PCEs. We agree that no evidence currently exists
indicating that passage among critical habitat areas is impeded to the
extent of preventing recovery. The validity of this condition as a PCE
is not dependent on whether it is limiting to the population. The
Conservation Plan includes discussion of various threats to these
whales, many of which could impede access among critical habitat sites.
An action that would result in restricted passage would not necessarily
result in a finding of adverse modification. Under section 7 of the
ESA, we will evaluate a proposed Federal action's potential to destroy
or adversely modify critical habitat by considering the implications of
any restriction on the movement among critical habitat sites to the
conservation of Cook Inlet beluga whales.
Comment 17: NMFS's proposed PCE ``The absence of in-water noise at
levels resulting in the abandonment of habitat by Cook Inlet whales''
is too vague. NMFS should provide an objective, measurable noise level
in the definition of this PCE.
Response: We developed each PCE based on the best scientific data
available. Because empirical data exist to help us understand the noise
levels at which beluga whales may react behaviorally or become injured,
it is reasonable to assume quantified standards could be developed in
the future for this PCE. Existing data, however, are based on
relatively few animals held in captivity and the qualitative results of
various field observations and research. We currently recognize in-
water noise exceeding 120 dB re 1 [mu]Pa as the threshold for
harassment of marine mammals presented with a continuous noise source,
and 160 dB re 1 [mu]Pa for impulsive noise. However, ambient
(background) in-water noise levels in lower Knik Arm presently exceed
120 dB, and we felt it unnecessarily restrictive to describe this
standard as a PCE. Similarly, the 160 dB threshold relates to
harassment. We do not have a standard value for the level of noise
above which beluga whales may permanently abandon habitat. From
research and monitoring of in-water work in Cook Inlet, it is apparent
that beluga whales have not abandoned habitat areas due to temporary
exposures to noise at this level. Therefore, this numeric standard may
also be too restrictive. There exists considerable variability in the
reaction of whales to noise, depending on the nature of the noise, life
history, behavior, sex, context, tolerance, and adaptation. The science
of marine mammal acoustics is very complex and made more difficult
within the dynamic setting of Cook Inlet. As a result, we can only
assign a qualitative standard to this PCE unless and until data become
available allowing us to assign a quantitative standard.
Comment 18: NMFS should describe the PCE addressing in-water noise
as ``the absence of in-water noise that results in adverse impacts to
the species' survival and recovery.'' The commenter points out that
noise below levels that may cause whales to abandon habitat areas could
still have severe impacts on these animals.
Response: The commenter's proposed PCE is not that functionally
different from the one proposed in one important respect. When we
evaluate a Federal action under section 7 of the ESA, we will consider
whether the action will introduce noise that will result in the
abandonment of critical habitat and whether such abandonment will, in
turn, affect the whales' conservation. We will also consider whether
the noise would affect the whales' survival because section 7 directs
Federal agencies to ensure that their actions do not (a) result in the
destruction or adverse modification of critical habitat or (b)
jeopardize the continued existence of the species. The commenter's
proposed PCE combines these two standards (and conflates them, a
formulation which the Ninth Circuit struck down in Gifford Pinchot Task
Force v. U.S. Fish & Wildlife Serv., 378 F.3d 1059 (9th Cir. 2004)).
Comment 19: The PCE concerning noise should be re-worded to reduce
the noise levels permitted to 120 dB or lower, reduce the duration of
allowable noise, and reduce the frequency of anthropogenic noise.
Response: The identified essential features or PCEs are not
intended to be limitations or stipulations. They describe various
features of the
[[Page 20185]]
environment that we consider essential to the conservation of these
whales. We do not believe in-water noise levels below 120 dB re 1
[mu]Pa are necessary to conserve these whales in all cases. In fact,
ambient noise in areas in which these whales occur, such as lower Knik
Arm, often exceeds 120 dB. Similarly, behavioral reaction and other
consequences of noise exposure (duration and frequency) are difficult
to predict. For this reason, we describe this PCE in terms of its
effect (abandonment of habitat) rather than a finite quantity or level.
Comment 20: NMFS fails to identify the existing empirical data, or
explain the science and rationale used in establishing the noise PCE,
and must provide this information along with an additional public
comment period.
Response: See previous response. The proposed rule stated that
empirical data exist on the reaction of beluga whales to in-water noise
for harassment and injury, but are lacking regarding reactions such as
avoiding certain areas. The NMFS' 2008 Conservation Plan (pp. 58-60,
66-67) provides a detailed description of the issue of noise and Cook
Inlet belugas, and includes references to applicable research and
traditional knowledge accounts which support the proposed rule's
assessment of the importance of sound to beluga whales.
Comment 21: NMFS needs to acknowledge that beluga whales have co-
existed with anthropogenic noise in Cook Inlet for decades and that
there is no information or data to indicate noise is a threat or
contributing factor to their abundance.
Response: Our discussion on the effects of noise in the proposed
rule is consistent with the 2008 Conservation Plan, which identified
noise as a potential threat. That plan presents several reasons why
noise may be considered a threat, including the facts that noise is
known to cause injury or behavioral changes to beluga whales, and that
TEK observations associate diminished presence of belugas with in-water
noise. The commenter is correct in stating that no data currently exist
to place in-water noise as a contributing factor in the decline of the
Cook Inlet belugas.
Comment 22: NMFS needs to provide further specificity and
thresholds in its description of the PCEs for this critical habitat.
Response: As discussed above, we defined each PCE as specifically
as we could, in light of the best scientific data available. Specific,
quantitative threshold values would be useful in the formulation of any
PCE (e.g., a PCE is gravel between 3.0cm and 7.0cm in diameter, as
opposed to spawning material). We are not aware, and none of the
commenters provided sources, of any existing data that would allow for
greater specificity in the formation of the PCEs for the Cook Inlet
beluga whales than that which we used. The ESA does not require us to
conduct field research to obtain such data. In light of the time lines
for the designation of critical habitat, such research was not
feasible.
Comment 23: NMFS has taken a simplistic approach to designating
critical habitat by drawing a line around the primary, currently
occupied habitat. NMFS should develop a more discrete approach based on
the actual presence of PCEs.
Response: The critical habitat identified in the proposed rule was
not developed by drawing lines around the Cook Inlet beluga whales'
currently occupied habitat. To the contrary, large portions of the
occupied habitat were not included with the designation because we
concluded that those areas do not contain features essential to the
Cook Inlet beluga whales' conservation which may require special
management considerations or protection. We determined the critical
habitat boundaries by confirming the presence of one or more of the
identified PCEs/essential features within the critical habitat area, as
required by the ESA. We are not required to designate as critical
habitat all areas in which a PCE may occur, only that those critical
habitat areas contain one or more of the PCEs.
Comment 24: The presence of the identified PCEs is not uniform
throughout Cook Inlet, and NMFS should identify those specific areas
that actually contain the important habitat features as critical
habitat, rather than the areas in their entirety.
Response: We included in the designation of critical habitat only
those critical habitat areas that contain one or more of the PCEs. The
distribution of the identified PCEs is not uniform. However, we believe
the ESA provides some latitude to the designating agency here. The
implementing regulations at 50 CFR 424.12 discuss the criteria for
designating critical habitat. Part 424.12(d) states that ``When several
habitats, each satisfying the requirements for designation as critical
habitat, are located in proximity to one another, an inclusive area may
be designated as critical habitat.'' Many of the identified PCEs occur
throughout Cook Inlet and the proposed critical habitat. Other PCEs,
such as shallow areas near median and high flow waters that may be more
discretely distributed, are also so numerous as to be nearly a
continuous feature. It simply would not be practical or effective in
the conservation of the Cook Inlet beluga whale to designate its
critical habitat by circumscribing discrete, individual areas around
the PCEs.
Comment 25: The list of PCEs NMFS has identified implies other
elements are not necessary for the conservation and recovery of Cook
Inlet beluga whales, leaving important gaps that are critical to these
whales. NMFS should include as a PCE waters deeper than 30 feet (9.1m)
in depth, or demonstrate these are not ``essential.''
Response: While we acknowledge beluga whales are distributed
throughout the Inlet, we believe discrete habitat areas exist that are,
in fact, ``critical'' in the sense that they meet the ESA definition
and provide an essential feature (e.g., feeding or calving sites) not
necessarily found throughout the occupied range of this species/DPS.
Further, scientific data, surveys, and TEK provide support for the
identification of such discrete areas, but data are lacking which would
support the inclusion of all waters of Cook Inlet. The addition of a
PCE of waters deeper than 30 feet (9.1m) would likely not result in the
inclusion of any additional areas as critical habitat; rather, it would
merely confirm the designation of the existing areas. Future revisions
to this critical habitat may be made as new scientific data become
available that may alter the list of PCEs or the boundaries of this
critical habitat.
Comment 26: NMFS has not provided sufficient rationale to support
designation of critical habitat in the nearshore area along the west
coast of the lower Inlet nor Kachemak Bay. NMFS should only designate
those areas along the west side of the Inlet and in Kachemak Bay that
actually contain the habitat features important for belugas.
Response: We disagree. The west side of the Inlet and Kachemak Bay
contain one or more of the identified PCEs, and the habitat value and
importance of Area 2, which includes these areas, are described in the
rule. The offshore boundary for Area 2 of 2 nautical miles (3.2km)
reflects the data gathered in Goetz et al. (2007), which found the
majority of whale locations to be within 2.7 km of mudflats and 11.5 km
of medium flow rivers. While the 11.5 km zone around medium flow rivers
would argue for an offset similar to that used in the PCE to describe
nearshore waters proximate to certain anadromous waters (5 miles, or
8km), we felt that a distance of 2 nautical miles (3.7 km) was more
reflective of the actual habitat use based upon the Goetz et al. (2007)
model,
[[Page 20186]]
expertise and observations of NMFS researchers, and the reports and
observations of whales in this area by the Alaska Department of Fish
and Game, National Park Service, and private parties. Please note also
that the 5-mile (8km) distance around these (high and medium flow)
anadromous waters describes the PCE, and not the boundary of the
critical habitat.
Comment 27: There are discrepancies between the depiction and
boundaries of critical habitat within the proposed rule, in that there
are differing definitions of Areas 1 and 2 in different sections. The
map accompanying the rule was not at sufficient resolution to be
useful.
Response: The proposed rule contained several discrepancies in the
coordinates and mapping conventions used to describe the boundaries of
the critical habitat. Corrections have been made within the final rule.
A higher resolution map of this critical habitat will be added to our
regional Web site at https://www.fakr.noaa.gov.
Comment 28: NMFS' statement that ``there remain additional and
unmet management needs owing to the fact that none of these management
regimes is directed at the conservation and recovery needs of Cook
Inlet beluga whales'' is objectionable. There is no evidence that
supports a lack of effectiveness of any of the management regimes in
place in Cook Inlet or that any management or regulatory gap
contributed to the endangered listing of Cook Inlet beluga whales, or
limits its recovery.
Response: The quoted statement does not assert that the lack of
effective management in Cook Inlet contributed to the whale's listing
or limits its recovery. As explained in the proposed rule, the ESA
defines critical habitat as areas on which are found those physical or
biological features essential to the conservation of the species and
which may require special management considerations or protection. For
each essential feature we identified, we determined that it may require
special management considerations or protection. One of the reasons for
this finding is the lack of any existing laws, regulations, or
practices that provide for the management or protection of these
features for the conservation of Cook Inlet beluga whales. It is
therefore foreseeable, if not likely, that through the ESA section 7
consultation process, we will offer recommendations to protect the
essential features, which would otherwise remain without such
protection, in order to ensure the conservation of the beluga whale. We
agree that existing laws and regulations provide some benefit to these
whales and to their conservation. We disagree with the statement that
the endangered status of these whales is unrelated to a lack of
effective management. In fact, we believe much of the decline in this
DPS is attributable to unregulated subsistence harvest practices prior
to regulation and management of these hunts.
Comment 29: Those areas that do not require special management
consideration or protections are not critical habitat and are not to be
designated as such under the ESA. Existing state and Federal
environmental management and regulatory regimes already protect habitat
for beluga whales, justifying a more narrow identification of areas as
critical habitat.
Response: We disagree. The definition of critical habitat (16
U.S.C. 1532(5)(A)) requires that the physical or biological essential
features may require special management considerations or protection,
rather than that the area require such protections. Any area may be
designated as critical habitat provided it contains one or more of
these features, and provided that those features may require special
management or protection.
Comment 30: NMFS unjustifiably disregarded comments made during
proposed rulemaking identifying the many existing refuges, sanctuaries,
state critical habitat areas, legal protections, and mitigative
requirements that provide protection to beluga whales and their
habitat.
Response: We recognize that many conservation and environmental
actions occur through the efforts of the State of Alaska, local
governments, and private concerns. These all contribute to a
conservation ethic, undoubtedly benefit the Cook Inlet region
environment, and can be beneficial to Cook Inlet beluga whales and
their habitat. The ESA provides that, when considering a species for
listing as a threatened or endangered species, consideration be given
to efforts by any State, or any political subdivision of a state, to
protect such species. Generally, a species that would otherwise qualify
for listing may be excluded from listing if there are formalized
conservation efforts that are sufficiently certain to be implemented
and effective so as to have contributed to the elimination or adequate
reduction of one or more threats to the species identified through a
threats analysis conducted pursuant to section 4(a)(1) of the ESA.
However, no such provision exists for the designation of critical
habitat. If such provisions existed, it would still be difficult to
demonstrate they were effective in providing for the conservation of
the Cook Inlet beluga whales, as many of these efforts were in place
during the periods in which these whales experienced significant
declines, leading to the 2008 listing.
The ESA allows for critical habitat not to be designated if such
designation would not benefit the species. Congress intended, however,
that in most situations NMFS will designate critical habitat at the
same time that a species is listed as either endangered or threatened.
It is only in rare circumstances where the specification of critical
habitat concurrently with the listing would not be beneficial to the
species. See H.R. Rep. No. 95-1625 at 17 (1978), reprinted in 1978
U.S.C.C.A.N. 9453, 9467. In this instance, we have determined that the
designation of critical habitat for the Cook Inlet beluga whale would
be beneficial to the species by providing specific protections against
Federal actions that would otherwise destroy or adversely modify that
habitat. We also identify other benefits, as discussed in the following
comment.
Comment 31: Contrary to statements in the Proposed Rule, section 7
consultations are not a benefit accruing from the action, but will only
add additional layers of administrative process without additional
effective protections for beluga whales or their habitat.
Response: As our analysis of economic impacts from the proposed
designation indicates, many, if not most, of the future consultations
on Federal actions pursuant to section 7 of the ESA would otherwise be
required because of section 7's requirement that Federal agencies not
take actions that jeopardize the continued existence of the species
(the jeopardy standard). However, the characterization of this
designation as an additional layer of process ignores the tangible
benefits that will accrue from it.
The designation of critical habitat and identification of essential
physical and biological features will provide procedural and
substantive protections, thereby promoting the conservation of the Cook
Inlet beluga whale. Procedurally, the designation of critical habitat
will focus future consultations on key habitat attributes and avoid
unnecessary attention to other, non-essential habitat features.
Designation of critical habitat will also provide clarity to the
process by alerting Federal agencies to the specific areas and features
that should be considered and addressed during these consultations. The
designation also educates the public as well as State and local
[[Page 20187]]
governments, and affords them the opportunity to participate in the
designation. Substantively, the designation of critical habitat for the
Cook Inlet beluga whale establishes a uniform protection plan prior to
consultation. In the absence of such designation, the determination of
the importance of the whale's environment would be made piecemeal.
Comment 32: Education and outreach are not justifiable benefits
accruing from the proposed designation. In fact, there is concern that
this designation will result in a backlash that will undermine
conservation efforts generally. NMFS should provide the references for
statements regarding the benefits of critical habitat designation as
described in the proposed rule, otherwise the list is speculative and
should be removed from the final rule.
Response: Education and outreach are qualitative benefits of
designation. It is almost certain, however, that the process to date
has greatly added to the knowledge of Cook Inlet beluga whales and
their critical habitat needs within Southcentral Alaska, and probably
extending to much larger geographical and societal divisions. We do not
believe such education and awareness has been or will be destructive or
undermine conservation efforts. Moreover, courts have recognized the
education and outreach benefits accruing from the designation of
critical habitat. See, e.g., Conservation Council for Hawaii v.
Babbitt, 2 F.Supp.2d 1280 (D. Haw. 1998).
Comment 33: One commenter strongly objects to the stated benefit of
reduced levels of pollution in Cook Inlet, with associated benefits
accruing to a suite of ecological services, culminating in an improved
quality of life (in the Cook Inlet region). This statement
mischaracterizes Cook Inlet, whose waters offer pristine habitat for
beluga whales.
Response: We agree that water quality within Cook Inlet is
generally high, and that approximately 98 per cent of the shoreline
remains undeveloped. However, any characterization of these waters as
pristine might be tempered by the facts that the largest communities in
the State exist along its shore, municipal wastes and other effluents
from these communities are often discharged into the receiving waters
of Cook Inlet, numerous fish plants discharge processing wastes into
the Inlet, minor and major fuel spills have occurred here, and offshore
oil platforms regularly discharge drilling muds, cuttings, and produced
waters into the Inlet. We believe it is reasonable to project
improvements in pollution as a benefit of critical habitat designation
even though a portion of such benefits may be realized in the future.
Comment 34: NMFS should adopt minimum escapement goals for eulachon
and salmon. A minimum density of prey is relevant to the intent of
designating critical habitat.
Response: While the importance of these prey species to Cook Inlet
belugas is supported by stomach analysis of stranded and harvested
whales, TEK, fatty acids, and stable isotope analysis, we do not
believe sufficient information exists to determine the energetic
requirements of Cook Inlet belugas or to adopt escapement levels, and
any attempt to do so would be speculative. We anticipate future
research will add to our knowledge of the energetic requirements of
these whales and allow some insight into prey selectivity, caloric
requirements, feeding behavior and speciation, and run strength within
tributary waters that may support a determination of prey requirements.
At this time we have no information to suggest prey availability is or
has been a factor in the decline or is in need of improvement to
promote the recovery of the Cook Inlet beluga whale. We hope to
continue to work with the State of Alaska to ensure these whales are
considered in fish management planning for Cook Inlet.
Comment 35: NMFS should delete the term ``absence of toxins and
other agents'' in its PCE concerning toxins, which implies that a
pristine environment is essential to the conservation of these whales.
NMFS should continue to rely on State and Federal water quality
standards until specific agents are identified to be detrimental to
beluga whales.
Response: We qualify these terms in the definition of the PCE with
the clause ``of a type or amount harmful to beluga whales,'' which we
believe avoids creating the implication described by the commenter. The
commenter correctly points out that the current exposure of these
whales to various pollutants and tissue analysis have not indicated
that Cook Inlet beluga whales carry significant body burdens of many
common contaminants and toxins. But beluga whales are top level
predators with potential to bio-accumulate toxic substances. Further,
the juxtaposition of high densities of Cook Inlet belugas and Alaska's
most populated and industrialized region raises a concern for the
introduction of pollutants into the Inlet. We believe a PCE that
addresses the essential feature of water quality is appropriate here,
and the qualification we added to it will avoid unnecessary
restrictions on most approved discharges. Existing water quality
standards may or may not be protective of marine mammals, including
small whales. Also, many pollutants with the potential to harm these
animals are not currently regulated or addressed under these standards.
Comment 36: The PCE for toxins should reflect concern for the type
and amount of a constituent, rather than for a type or amount. One
commenter suggests re-wording this PCE as ``The absence of non-
naturally-occurring toxins or other agents of a type and amount that
would kill or injure Cook Inlet beluga whales or cause prolonged
abandonment of their critical habitat areas,'' providing the rationale
that these changes would clarify that Federal agencies are not required
to eliminate naturally-occurring harmful substances and replace the
vague standard of harm with the effects-based language from PCE number
5 (in-water noise).
Response: While many compounds and agents may be of a type harmful
to animals, the actual threat or significance of any exposure is also
dependent on their concentrations. We agree with the comment and have
changed the wording of the final rule to reflect this. We disagree with
the suggested changes to the remainder of this PCE because these
qualities or thresholds are more appropriate in defining the condition
of this PCE that equates to adverse modification of the critical
habitat. That is, while the PCE is generally defined as waters free of
harmful substances, adverse modification will occur when an action
results in the addition of substances of a type and amount that causes
mortality or other consequences impeding the conservation of the whale.
Also, some substances occur naturally in the environment (e.g.,
mercury), but are also a concern regarding anthropogenic introduction
into Cook Inlet. Therefore, we chose not to exclude naturally occurring
toxins or other agents, as suggested.
Comment 37: The PCE for in-water noise should be changed to read
``The absence of in-water noise that results in adverse impacts to the
species survival and recovery'' because many noise impacts may
adversely affect the species but not result in abandonment of habitat.
Response: The commenter's proposed language attempts to set the
threshold for this essential feature or PCE at a level defining adverse
modification or destruction of the critical habitat. We disagree with
this approach. A PCE describes an essential feature, such as water
within a certain temperature range. During a section 7 consultation,
[[Page 20188]]
we would consider the effects of an action with regard to this PCE and
evaluate if those changes would appreciably reduce the conservation
value for the species. Defining the PCE to equate to adverse
modification would be circular and by-pass this analytical approach.
Moreover, the definition espoused by the commenter conflates the
standards for jeopardy and adverse modification, a formulation the
Ninth Circuit struck down in Gifford Pinchot Task Force v. U.S. Fish &
Wildlife Serv., 378 F.3d 1059 (9th Cir. 2004). We have modified the
description of this PCE in the final rule to improve clarity.
Comment 38: The PCE for in-water noise should be removed. This
finding is inconsistent with that made in the final rule to designate
critical habitat for the southern resident killer whale (71 FR 69054;
November 29, 2006) which found that noise is an effect to the animal
and not to its habitat.
Response: In our final rule to designate critical habitat for the
southern resident killer whale, we lacked sufficient information to
include noise as a PCE, but noted that we would continue to consider
sound in any future revisions of that critical habitat (71 FR 69054;
November 29, 2006). We consider in-water noise to be both an effect on
these endangered whales and a habitat attribute. It is clear that noise
has the potential to alter behavior in whales in a manner that may have
biological significance (i.e., to result in a ``take'' by harassment or
injury). We find that noise (or its absence) is also an important
characteristic of the habitat within which these whales exist, and is
appropriately identified here as an essential feature. We also agree
with our previous rule for the southern resident killer whale that
current scientific information is not sufficient to quantify the noise
levels that may alter habitat to the extent that whales would abandon
such areas. However, neither the ESA nor regulations require
quantifiable thresholds to be known before any habitat attribute may be
considered an essential feature. Rather, the ESA requires that we
designate critical habitat based on the best scientific data available,
which we have done. Indeed, the regulations (50 CFR 424.12) describe
essential physical and biological features to include generically
``Food, water, air, light, minerals'' without further quantification.
Comment 39: The proposed ``noise'' PCE does not define or explain
what constitutes ``abandonment of habitat'' and ``continuous noise.''
Response: We use these terms with their ordinary meaning in mind
and offer no specialized descriptions for these terms. Our intent is to
avoid having the mere presence of noise, or even noise which might
cause harassment, be deemed adverse modification. While we do not
believe it is ``essential'' that the acoustic environment of these
whales be free of noise, even noise at levels which might harass
whales, we consider it essential for the whales' conservation that they
are not presented with noise that may preclude their use of key habitat
areas, particularly those that are important for feeding, bree