Prohibition Against Certain Flights Within the Tripoli (HLLL) Flight Information Region (FIR), 16236-16239 [2011-6942]
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Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Rules and Regulations
(preamble to proposed part 704
revisions). The definition of CDO,
however, was overly broad, in that it
inadvertently included particular
investments that did not—when subject
to the other credit risk and asset liability
management limitations of part 704—
present the risk of excessive losses. This
final rule amends the CDO definition to
ensure the following are not prohibited:
Commercial mortgage backed securities;
securities collateralized by Agency
mortgage-backed securities (Agency
MBS); and securities that are fully
guaranteed as to principal and interest
by the United States Government and its
agencies and government sponsored
enterprises.
Paragraph 704.6(b) Exemptions to
§ 704.6
Section 704.6 generally requires
corporate investments meet certain
single obligor concentration limits,
sector concentration limits, and credit
rating requirements. Paragraph 704.6(b)
exempts certain investments, including
investments generally issued by or
guaranteed by the U.S. Government or
its agencies or sponsored enterprises,
from the requirements of § 704.6. As
stated in the preamble to the recent
corporate rule revisions, however, the
Board did not intend for this exemption
to apply to agency MBS in the context
of sector limits. 75 FR 64786, 64806
(Oct. 20, 2010) (discussing paragraph
704.6(d)(1)(i)). As drafted, however, not
only the sector limits apply to agency
MBS, but the other requirements,
including single obligor limits and
credit rating requirements, inadvertently
apply to agency MBS. This correction
clarifies the list of exemptions in
§ 704.6(b) to make clear that Agency
MBS are subject to the sector
concentration limits in 704.6(d) but not
the other requirements of § 704.6.
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Appendix A, Model Form H
The rule as published included an
incorrect date instruction on Model
Form H in Appendix A. Id. at 64851.
Model Form H included introductory
text indicating that the form was for use
before October 20, 2011. In fact, because
Model Form H deals with perpetual
contributed capital, the form should be
used only on and after October 20, 2011.
The correction replaces the phrase
‘‘before’’ with the phrase ‘‘on or after.’’
II. Interim Final Rule
NCUA issued an interim final rule
with request for comment on November
24, 2010. As discussed in the preamble
to the interim final rule, the Board
issued the rule as an interim final rule
because the changes were technical in
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15:27 Mar 22, 2011
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nature and it was in the public interest
to have these corrections become
effective on the same date as the other
revisions to the corporate rule. 75 FR
47173, 47174 (Oct. 20, 2010).
III. Summary of Comments
NCUA received two comments on the
interim final rule, both from credit
union trade associations. Neither
commenter suggested changes to the
rule text, but one of the commenters
sought additional clarification regarding
NCUA’s treatment of commercial
mortgage backed securities (CMBS)
under the revised definition of CDO.
The commenter requested that NCUA
state its reasoning for the exclusion of
CMBS from the definition of CDO and
also state that if the structure of CMBS
changes in a way that increases the
corporates’ risk of loss on these
investments, NCUA will remove this
exclusion.
This commenter appears to have
misunderstood the effect of the change
in the definition. The change operates to
make CMBS a permissible investment
for corporate credit unions—that is,
securities collateralized by commercial
mortgage loans. CDOs collateralized by
mortgage securities, commercial or
residential, remain prohibited under the
definition of CDO. Investments in plainvanilla CMBS, which are collateralized
by loans, do not pose the same risk as
investments in securities collateralized
by other securities where an investor
cannot as easily determine the quality of
the underlying loans. Also, as the
commenter correctly noted, corporate
credit union investments in CMBS are
subject to the sector concentration limits
imposed under § 704.6(d). Finally,
NCUA will continually monitor
corporates’ investments and make
adjustments to the corporates’
investment authorities where
appropriate.
IV. Regulatory Procedures
Section D of the Supplementary
Information to the November 2010
interim final rule sets forth the Board’s
analyses under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.), the
Paperwork Reduction Act of 1995 (44
U.S.C. 3506; 5 CFR part 1320 Appendix
A.1), the Small Business Regulatory
Enforcement Fairness Act (Pub. L. 104–
121), Executive Order 13132, and the
Treasury and General Government
Appropriations Act (Pub. L. 105–277,
112 Stat. 2681 1998). See 75 FR 71527—
71528. Because the final amendments
are clarifications and do not alter the
substance of the analyses and
determinations accompanying that final
rule, the Board continues to rely on
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those analyses and determinations for
purposes of this rulemaking.
List of Subjects in 12 CFR Part 704
Credit unions, Corporate Credit
Union, Reporting and recordkeeping
requirements.
By the National Credit Union
Administration Board on March 17, 2011.
Mary F. Rupp,
Secretary of the Board.
Accordingly, the interim final rule
amending 12 CFR Part 704, which was
published at 75 FR 71526 on November
24, 2010, is adopted as a final rule
without change.
[FR Doc. 2011–6755 Filed 3–22–11; 8:45 am]
BILLING CODE 7535–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA–2011–0246; Amendment
No. 91–321; SFAR No. 112]
RIN 2120–AJ93
Prohibition Against Certain Flights
Within the Tripoli (HLLL) Flight
Information Region (FIR)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
This action prohibits flight
operations within the Tripoli (HLLL)
Flight Information Region (FIR) by all
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of a U.S. airman certificate,
except when such persons are operating
a U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when such
operators are foreign air carriers. The
FAA finds this action necessary to
prevent a potential hazard to persons
and aircraft engaged in such flight
operations.
SUMMARY:
DATES:
This action is effective March 21,
2011.
For
technical questions about this final rule,
contact: David Catey, William Gonzalez,
or Steven Laurenzo, Air Transportation
Division, Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591. Telephone:
202–267–3732, 202–267–4080, and 202–
267–8772, respectively. For legal
questions contact: Lorna John, Office of
the Chief Counsel, AGC–200, Federal
FOR FURTHER INFORMATION CONTACT:
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Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Rules and Regulations
Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
267–3921.
SUPPLEMENTARY INFORMATION:
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Authority for This Rulemaking
The FAA is responsible for the safety
of flight in the United States (U.S.) and
for the safety of U.S. civil operators,
U.S.-registered aircraft, and U.S.certificated airmen throughout the
world. Also, the FAA is responsible for
issuing rules affecting the safety of air
commerce and national security. The
FAA’s authority to issue rules for
aviation safety is found in Title 49 of the
United States Code. Subtitle I, section
106(g), describes the authority of the
FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise his authority
consistently with the obligations of the
United States Government under
international agreements. Furthermore,
the FAA has broad authority under
section 44701(a)(5) to prescribe
regulations governing the practices,
methods, and procedures the
Administrator finds necessary for safety
in air commerce and national security.
I. Background
The FAA has safety and national
security concerns regarding flight
operations in the Tripoli FIR (HLLL). An
armed conflict is ongoing in Libya and
presents a potential hazard to civil
aviation. The runways at Libya’s
international airports, including the
main international airports serving
Benghazi (HLLB) and Tripoli (HLLT)
may be damaged or degraded. Air
navigation services in the Tripoli
(HLLL) FIR may also be unavailable or
degraded. In addition, the proliferation
of air defense weapons, including ManPortable Air-Defense Systems
(MANPADS), and the presence of
military operations, including Libyan
aerial bombardments and unplanned
military flights entering and departing
the Tripoli FIR (HLLL), pose a potential
hazard to U.S. operators, U.S.-registered
aircraft, and FAA-certificated airmen
that might operate within the Tripoli
FIR (HLLL).
On March 18, 2011, the UN Security
Council adopted Resolution 1973.
Paragraph 6 of that Resolution mandates
a ban on all flights in the airspace of
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Libya, with certain exceptions detailed
in Paragraph 7. Paragraph 7 also
requires that any flights in Libya be
coordinated with any mechanism
established under Paragraph 8 of the
Resolution.
Because the circumstances described
herein warrant immediate action by the
FAA, I find that notice and public
comment under 5 U.S.C. 553(b)(3)(B) are
impracticable and contrary to the public
interest. Further, I find that good cause
exists under 5 U.S.C. 553(d) for making
this rule effective immediately upon
issuance. I also find that this action is
fully consistent with the obligations
under 49 U.S.C. 40105 to ensure that I
exercise my duties consistently with the
obligations of the United States under
international agreements.
Approval Based on Authorization
Request of an Agency of the United
States Government
If a department, agency, or
instrumentality of the U.S. Government
determines that it has a critical need to
engage any person covered under SFAR
No. 112, § 91.1603(a), including a U.S.
air carrier or a U.S. commercial operator
for a charter to transport civilian or
military passengers or cargo, the U.S.
Government department, agency, or
instrumentality may request the FAA
approve persons covered under SFAR
No. 112, § 91.1603(a) to conduct such
operations.
An approval request must be made in
a letter signed by an appropriate senior
official of the requesting department,
agency, or instrumentality of the U.S.
Government; the letter must be sent to
the Associate Administrator for
Aviation Safety (AVS–1), Federal
Aviation Administration, 800
Independence Avenue, SW.,
Washington, DC 20591. Electronic
submissions are acceptable, and the
requesting agency may request an
electronic copy of the FAA’s response.
Electronic submissions to the FAA
should be sent to sfar112@faa.gov. A
single letter may request approval from
the FAA for multiple persons covered
under SFAR No. 112, § 91.1603(a), and/
or for multiple flight operations. To the
extent known, the letter must identify
the person(s) expected to be covered
under the SFAR on whose behalf the
U.S. Government department, agency, or
instrumentality is seeking FAA
approval, and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service to be provided by the
person(s) covered by the SFAR;
• To the extent known, the specific
locations within the Tripoli (HLLL) FIR
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where the proposed operation(s) will be
conducted;
The request for approval must also
include a list of operators, including
subcontractors, with whom the U.S.
Government department, agency, or
instrumentality requesting FAA
approval has a current contract(s),
grant(s), or cooperative agreement(s) for
specific flight operations in the Tripoli
(HLLL) FIR. Additional contracted
operators may be identified to the FAA
at any time after the FAA approval is
issued. Updated lists should be sent to
sfar112@faa.gov.
If an approval request includes
classified information, you may contact
Aviation Safety Inspectors David Catey,
William Gonzalez, or Steven Laurenzo
for instructions on submitting it to the
FAA. Their contact information is listed
in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
FAA approval of the operation under
SFAR No. 112, § 91.1603(c), does not
relieve persons subject to the SFAR of
their responsibility to comply with all
applicable FAA rules and regulations.
Operators of civil aircraft will have to
comply with the conditions of their
certificate and Operations Specifications
(OpSpecs). In addition, operators will
have to comply with all rules and
regulations of other U.S. Government
departments or agencies that may apply
to the operation, including, but not
limited to, the Transportation Security
Regulations issued by the
Transportation Security Administration,
Department of Homeland Security.
Approval Conditions
When the FAA approves the request,
the FAA’s Aviation Safety Organization
(AVS) will send a letter to the
requesting department, agency, or
instrumentality confirming that the
FAA’s approval is subject to the
following conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator while still allowing the
operator to achieve its operational
objectives.
(2) Any approval will specify that the
operation is not eligible for coverage
under a premium war risk insurance
policy issued by the FAA under section
44302 of chapter 443 of title 49, United
States Code.
(3) If the operator is already covered
by a premium war risk insurance policy
issued by the FAA,1 the FAA will issue
1 Coverage under FAA premium war risk
insurance policies is suspended as a condition of
the premium war risk policy at any time an
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Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Rules and Regulations
an endorsement to the operator’s
premium war risk insurance policy that
specifically excludes coverage for any
operations in the Tripoli (HLLL) FIR,
including operations under a flight plan
that contemplates landing in or taking
off from Libyan territory. The
endorsement to the premium war risk
insurance policy will take effect before
the approval’s effective date. The
operator must further establish that it
has obtained substitute war risk
coverage for operations in the Tripoli
FIR. Additionally, before any approval
takes effect, the operator must submit to
the FAA a written release of the U.S.
Government from all claims and
liabilities, and its agreement to
indemnify the U.S. Government with
respect to any and all third-party claims
and liabilities relating to any event
arising from or related to the approved
operations in the Tripoli (HLLL) FIR.
This waiver of claims does not preclude
an operator from raising a claim under
an effective non-premium war risk
insurance policy issued by the FAA.
(4) Other conditions as determined by
the FAA.
The FAA will issue OpSpecs to the
certificate holder authorizing these
operations. The FAA may impose
additional conditions on operators
through Operations Specifications or
letters of authorization. The FAA will
notify requesting departments or
agencies of FAA approval of civil
operations under agreement with a U.S.
government agency of any additional
conditions beyond those contained in
the approval letter.
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Request for Exemptions
Any operations not conducted under
the approval process discussed above
must be conducted under an exemption
to this SFAR. A request by any person
covered under SFAR No. 112,
§ 91.1603(a) for an exemption must
comply with 14 CFR part 11, and will
require exceptional circumstances
beyond those contemplated by the
approval process set forth in this SFAR.
Additionally, the endorsement of any
premium war risk insurance policy and
a waiver and indemnification agreement
will also be required as a condition of
any exemption issued under SFAR No.
112, § 91.1603(c). The FAA recognizes
that there may be operations conducted
by other States with the support of the
U.S. government. These operations
would not be permitted under the
approval process; however, the FAA
operation is covered by non-premium war risk
insurance through a contract with a department,
agency, or instrumentality of the U.S. Government
under 49 U.S.C. 44305.
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will process these exemption requests
on an expedited basis and prior to any
private exemption requests.
Regulatory Analysis
This rulemaking action is taken under
an emergency situation within the
meaning of Section 6(a)(3)(d) of
Executive Order 12866, Regulatory
Planning and Review. It also is
considered an emergency regulation
under Paragraph 11g of the Department
of Transportation (DOT) Regulatory
Policies and Procedures. In addition, it
is a significant rule within the meaning
of the Executive Order and DOT’s
policies and procedures. The FAA
expects there will be some costs
associated with this emergency rule, but
is unable to quantify those costs at this
time. However, the FAA also expects
that few, if any, operators subject to this
SFAR are actually operating in the
Tripoli (HLLL) FIR given the current
state of affairs. Accordingly, the costs of
this SFAR would be minimal.
As the FAA Administrator I certify
that this rule will not have a significant
economic impact on a substantial
number of small entities as defined in
Regulatory Flexibility Act of 1980 (Pub.
L. 96–354), as amended. Because the
rule is being issued for aviation safety,
it is not considered an unnecessary
obstacle to international trade under the
Trade Agreements Act of 1979 (Pub. L.
96–39) and does not create an unfunded
mandate for any entity.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing
Office’s Federal Digital System at:
https://www.gpo.gov/fdsys/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment or docket
number of this rulemaking.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
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question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, Libya.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 1155, 40103,
40113, 40120, 44101, 44111, 44701, 44709,
44711, 44712, 44715, 44716, 44717, 44722,
46306, 46315, 46316, 46504, 46506–46507,
47122, 47508, 47528–47531; articles 12 and
29 of the Convention on International Civil
Aviation (61 Stat. 1180).
2. In part 91, add Subpart M,
consisting of § 91.1603 to read as
follows:
■
Subpart M—Special Federal Aviation
Regulations
§ 91.1603 Special Federal Aviation
Regulation No. 112—Prohibition Against
Certain Flights Within the Tripoli (HLLL)
Flight Information Region (FIR).
(a) Applicability. This section applies
to the following persons:
(1) All U.S. air carriers and U.S.
commercial operators;
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating a U.S.-registered aircraft
for a foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except operators of such
aircraft that are foreign air carriers.
(b) Flight prohibition. Except as
provided in paragraphs (c) and (d) of
this section, no person described in
paragraph (a) of this section may
conduct flight operations within the
Tripoli (HLLL) FIR.
(c) Permitted operations. This section
does not prohibit persons described in
paragraph (a) of this section from
conducting flight operations within the
Tripoli (HLLL) FIR under the following
conditions:
(1) Flight operations are conducted
under a contract, grant or cooperative
agreement with another department,
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Federal Register / Vol. 76, No. 56 / Wednesday, March 23, 2011 / Rules and Regulations
agency, or instrumentality of the United
States Government with the approval of
the FAA, or by an exemption issued by
the Administrator. The FAA will
process requests for approval or
exemption in a timely manner, with an
order of preference first for those
operations in support of U.S.
government-sponsored activities,
second for those operations in support
of government-sponsored activities of
another State with the support of a U.S.
government agency, and third for all
other operations.
(2) Flight operations are coordinated
with any mechanism established by
paragraph 8 of U.N. Security Council
Resolution 1973 (2011).
(d) Emergency situations. In an
emergency that requires immediate
decision and action for the safety of the
flight, the pilot in command of an
aircraft may deviate from this section to
the extent required by that emergency.
Except for U.S. air carriers and
commercial operators that are subject to
the requirements of 14 CFR parts 119,
121, 125, or 135, each person who
deviates from this section must, within
10 days of the deviation, excluding
Saturdays, Sundays, and Federal
holidays, submit to the nearest FAA
Flight Standards District Office a
complete report of the operations of the
aircraft involved in the deviation,
including a description of the deviation
and the reasons for it.
(e) Expiration. This Special Federal
Aviation Regulation will remain in
effect for 3 years from the effective date.
The FAA may amend, rescind, or extend
this Special Federal Aviation Regulation
as necessary.
Issued in Washington, DC on March 20,
2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011–6942 Filed 3–21–11; 4:15 pm]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
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14 CFR Parts 91 and 119
Moratorium on New Exemptions for
Passenger Carrying Operations
Conducted for Compensation and Hire
in Other Than Standard Category
Aircraft
Federal Aviation
Administration (FAA), DOT.
ACTION: Policy statement.
AGENCY:
This document announces a
temporary moratorium on new requests,
SUMMARY:
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or changes to exemptions from certain
sections of Title 14, Code of Federal
Regulations (14 CFR) for the purpose of
carrying passengers for compensation or
hire on Living History Flight
Experiences (LHFE). It explains the
history of these exemptions and the
reason for the temporary moratorium.
DATES: This moratorium becomes
effective on March 23, 2011.
FOR FURTHER INFORMATION CONTACT:
Raymond Stinchcomb, General Aviation
and Commercial Division, General
Aviation Operations Branch (AFS–830),
Flight Standards Service, FAA, 800
Independence Avenue, SW.,
Washington, DC 20591; telephone (202)
267–8212.
SUPPLEMENTARY INFORMATION:
Background
In 1996, the FAA granted an
exemption from various requirements of
part 91 and part 119 to an aviation
museum/foundation allowing the
exemption holder to operate a large,
crew-served, piston-powered,
multiengine, World War II (WWII)
bomber carrying passengers for the
purpose of preserving U.S. military
aviation history. In return for donations,
the contributors would receive a local
flight in the restored bomber. Without
these contributions, the petitioner
asserted that the cost of operating and
maintaining the airplane would be
prohibitive.
The FAA determined that these
airplanes were operated under a limited
and experimental category
airworthiness certificate. Without type
certification under Title 14 Code of
Federal Regulations (14 CFR) § 21.27,
they are not eligible for standard
airworthiness certificates. The high cost
of type certification under § 21.27 makes
this avenue impractical for operators
providing living history flights.
Comparable airplanes manufactured
under a standard airworthiness
certificate did not exist. Thus, the FAA
determined that an exemption was an
appropriate way to preserve aviation
history and keep the airplanes
operational. In granting the exemption,
the FAA found there was an
overwhelming public interest in
preserving U.S. aviation history, just as
the preservation of historic buildings,
historic landmarks, and historic
neighborhoods have been determined to
be in the public interest. While aviation
history can be represented in static
displays in museums, in the same way
historic landmarks could be represented
in a museum, the public has shown
support for and a desire to have these
historic aircraft maintained and
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16239
operated to allow them to experience
flight in these aircraft.
A 2004 policy explicitly limited the
scope of LHFE exemptions to WWII or
earlier vintage airplanes. The reasons
enumerated in the statement addressed
both public interest (e.g. the unique
opportunity to experience flight in a B–
17 or B–24 while such aircraft can still
be safely maintained) and public safety
(i.e. older and slower multiengine
airplanes allow time for appropriate
corrective measures in the event of an
in-flight emergency and such crews
must meet FAA qualifications and
training requirements). The FAA stated
that the agency did not believe it
prudent to grant exemptions from the
FAA regulations to operators of
supersonic jets.
In response to numerous requests to
expand the scope of the exemptions, the
FAA requested comments on a proposed
policy in 2006, and subsequently
published a new policy on October 9,
2007 (72 FR 57196).
The 2007 policy statement agreed to
consider any request for exemption for
passenger-carrying flights in nonstandard category aircraft, especially
former military turbine-engine-powered
aircraft, on a case-by-case basis. For
petitioners intending to operate
experimental exhibition, surplus foreign
or domestic aircraft, and/or turbojet or
turbine-powered aircraft, it stated that
the FAA would closely examine the
proposed operation with respect to
safety of flight, passenger safety
considerations, and safety of the nonparticipating public during the
operational period and within the
operational area before approving a
LHFE exemption. Other criteria
included passenger/crew egress,
emergency egress systems such as
ejection seats, documentation or
statistical make and model operational
history, historical significance of the
particular aircraft, maintenance history,
operational failure modes, and aging
aircraft factors. The 2007 policy also
observed that some of the aircraft in
question are complex in nature,
requiring special skills to operate safely,
and that military equipment such as
ejection seat systems can pose
additional risk to aircraft occupants,
ground personnel, and non-participating
bystanders on the ground.
Also in the 2007 statement, the FAA
cautioned that those requesting an
exemption from a particular standard or
set of standards must demonstrate that
(1) there is an overriding public interest
in providing a financial means for a
non-profit organization to continue to
preserve and operate these historic
aircraft, and (2) adequate measures
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Agencies
[Federal Register Volume 76, Number 56 (Wednesday, March 23, 2011)]
[Rules and Regulations]
[Pages 16236-16239]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-6942]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA-2011-0246; Amendment No. 91-321; SFAR No. 112]
RIN 2120-AJ93
Prohibition Against Certain Flights Within the Tripoli (HLLL)
Flight Information Region (FIR)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
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SUMMARY: This action prohibits flight operations within the Tripoli
(HLLL) Flight Information Region (FIR) by all U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of a U.S.
airman certificate, except when such persons are operating a U.S.-
registered aircraft for a foreign air carrier; and operators of U.S.-
registered civil aircraft, except when such operators are foreign air
carriers. The FAA finds this action necessary to prevent a potential
hazard to persons and aircraft engaged in such flight operations.
DATES: This action is effective March 21, 2011.
FOR FURTHER INFORMATION CONTACT: For technical questions about this
final rule, contact: David Catey, William Gonzalez, or Steven Laurenzo,
Air Transportation Division, Flight Standards Service, Federal Aviation
Administration, 800 Independence Avenue, SW., Washington, DC 20591.
Telephone: 202-267-3732, 202-267-4080, and 202-267-8772, respectively.
For legal questions contact: Lorna John, Office of the Chief Counsel,
AGC-200, Federal
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Aviation Administration, 800 Independence Avenue, SW., Washington, DC
20591; telephone (202) 267-3921.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA is responsible for the safety of flight in the United
States (U.S.) and for the safety of U.S. civil operators, U.S.-
registered aircraft, and U.S.-certificated airmen throughout the world.
Also, the FAA is responsible for issuing rules affecting the safety of
air commerce and national security. The FAA's authority to issue rules
for aviation safety is found in Title 49 of the United States Code.
Subtitle I, section 106(g), describes the authority of the FAA
Administrator. Subtitle VII, Aviation Programs, describes in more
detail the scope of the agency's authority. Section 40101(d)(1)
provides that the Administrator shall consider in the public interest,
among other matters, assigning, maintaining, and enhancing safety and
security as the highest priorities in air commerce. Section
40105(b)(1)(A) requires the Administrator to exercise his authority
consistently with the obligations of the United States Government under
international agreements. Furthermore, the FAA has broad authority
under section 44701(a)(5) to prescribe regulations governing the
practices, methods, and procedures the Administrator finds necessary
for safety in air commerce and national security.
I. Background
The FAA has safety and national security concerns regarding flight
operations in the Tripoli FIR (HLLL). An armed conflict is ongoing in
Libya and presents a potential hazard to civil aviation. The runways at
Libya's international airports, including the main international
airports serving Benghazi (HLLB) and Tripoli (HLLT) may be damaged or
degraded. Air navigation services in the Tripoli (HLLL) FIR may also be
unavailable or degraded. In addition, the proliferation of air defense
weapons, including Man-Portable Air-Defense Systems (MANPADS), and the
presence of military operations, including Libyan aerial bombardments
and unplanned military flights entering and departing the Tripoli FIR
(HLLL), pose a potential hazard to U.S. operators, U.S.-registered
aircraft, and FAA-certificated airmen that might operate within the
Tripoli FIR (HLLL).
On March 18, 2011, the UN Security Council adopted Resolution 1973.
Paragraph 6 of that Resolution mandates a ban on all flights in the
airspace of Libya, with certain exceptions detailed in Paragraph 7.
Paragraph 7 also requires that any flights in Libya be coordinated with
any mechanism established under Paragraph 8 of the Resolution.
Because the circumstances described herein warrant immediate action
by the FAA, I find that notice and public comment under 5 U.S.C.
553(b)(3)(B) are impracticable and contrary to the public interest.
Further, I find that good cause exists under 5 U.S.C. 553(d) for making
this rule effective immediately upon issuance. I also find that this
action is fully consistent with the obligations under 49 U.S.C. 40105
to ensure that I exercise my duties consistently with the obligations
of the United States under international agreements.
Approval Based on Authorization Request of an Agency of the United
States Government
If a department, agency, or instrumentality of the U.S. Government
determines that it has a critical need to engage any person covered
under SFAR No. 112, Sec. 91.1603(a), including a U.S. air carrier or a
U.S. commercial operator for a charter to transport civilian or
military passengers or cargo, the U.S. Government department, agency,
or instrumentality may request the FAA approve persons covered under
SFAR No. 112, Sec. 91.1603(a) to conduct such operations.
An approval request must be made in a letter signed by an
appropriate senior official of the requesting department, agency, or
instrumentality of the U.S. Government; the letter must be sent to the
Associate Administrator for Aviation Safety (AVS-1), Federal Aviation
Administration, 800 Independence Avenue, SW., Washington, DC 20591.
Electronic submissions are acceptable, and the requesting agency may
request an electronic copy of the FAA's response. Electronic
submissions to the FAA should be sent to sfar112@faa.gov. A single
letter may request approval from the FAA for multiple persons covered
under SFAR No. 112, Sec. 91.1603(a), and/or for multiple flight
operations. To the extent known, the letter must identify the person(s)
expected to be covered under the SFAR on whose behalf the U.S.
Government department, agency, or instrumentality is seeking FAA
approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service to be provided by the person(s) covered by the
SFAR;
To the extent known, the specific locations within the
Tripoli (HLLL) FIR where the proposed operation(s) will be conducted;
The request for approval must also include a list of operators,
including subcontractors, with whom the U.S. Government department,
agency, or instrumentality requesting FAA approval has a current
contract(s), grant(s), or cooperative agreement(s) for specific flight
operations in the Tripoli (HLLL) FIR. Additional contracted operators
may be identified to the FAA at any time after the FAA approval is
issued. Updated lists should be sent to sfar112@faa.gov.
If an approval request includes classified information, you may
contact Aviation Safety Inspectors David Catey, William Gonzalez, or
Steven Laurenzo for instructions on submitting it to the FAA. Their
contact information is listed in the FOR FURTHER INFORMATION CONTACT
section of this final rule.
FAA approval of the operation under SFAR No. 112, Sec. 91.1603(c),
does not relieve persons subject to the SFAR of their responsibility to
comply with all applicable FAA rules and regulations. Operators of
civil aircraft will have to comply with the conditions of their
certificate and Operations Specifications (OpSpecs). In addition,
operators will have to comply with all rules and regulations of other
U.S. Government departments or agencies that may apply to the
operation, including, but not limited to, the Transportation Security
Regulations issued by the Transportation Security Administration,
Department of Homeland Security.
Approval Conditions
When the FAA approves the request, the FAA's Aviation Safety
Organization (AVS) will send a letter to the requesting department,
agency, or instrumentality confirming that the FAA's approval is
subject to the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator
while still allowing the operator to achieve its operational
objectives.
(2) Any approval will specify that the operation is not eligible
for coverage under a premium war risk insurance policy issued by the
FAA under section 44302 of chapter 443 of title 49, United States Code.
(3) If the operator is already covered by a premium war risk
insurance policy issued by the FAA,\1\ the FAA will issue
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an endorsement to the operator's premium war risk insurance policy that
specifically excludes coverage for any operations in the Tripoli (HLLL)
FIR, including operations under a flight plan that contemplates landing
in or taking off from Libyan territory. The endorsement to the premium
war risk insurance policy will take effect before the approval's
effective date. The operator must further establish that it has
obtained substitute war risk coverage for operations in the Tripoli
FIR. Additionally, before any approval takes effect, the operator must
submit to the FAA a written release of the U.S. Government from all
claims and liabilities, and its agreement to indemnify the U.S.
Government with respect to any and all third-party claims and
liabilities relating to any event arising from or related to the
approved operations in the Tripoli (HLLL) FIR. This waiver of claims
does not preclude an operator from raising a claim under an effective
non-premium war risk insurance policy issued by the FAA.
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\1\ Coverage under FAA premium war risk insurance policies is
suspended as a condition of the premium war risk policy at any time
an operation is covered by non-premium war risk insurance through a
contract with a department, agency, or instrumentality of the U.S.
Government under 49 U.S.C. 44305.
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(4) Other conditions as determined by the FAA.
The FAA will issue OpSpecs to the certificate holder authorizing
these operations. The FAA may impose additional conditions on operators
through Operations Specifications or letters of authorization. The FAA
will notify requesting departments or agencies of FAA approval of civil
operations under agreement with a U.S. government agency of any
additional conditions beyond those contained in the approval letter.
Request for Exemptions
Any operations not conducted under the approval process discussed
above must be conducted under an exemption to this SFAR. A request by
any person covered under SFAR No. 112, Sec. 91.1603(a) for an
exemption must comply with 14 CFR part 11, and will require exceptional
circumstances beyond those contemplated by the approval process set
forth in this SFAR. Additionally, the endorsement of any premium war
risk insurance policy and a waiver and indemnification agreement will
also be required as a condition of any exemption issued under SFAR No.
112, Sec. 91.1603(c). The FAA recognizes that there may be operations
conducted by other States with the support of the U.S. government.
These operations would not be permitted under the approval process;
however, the FAA will process these exemption requests on an expedited
basis and prior to any private exemption requests.
Regulatory Analysis
This rulemaking action is taken under an emergency situation within
the meaning of Section 6(a)(3)(d) of Executive Order 12866, Regulatory
Planning and Review. It also is considered an emergency regulation
under Paragraph 11g of the Department of Transportation (DOT)
Regulatory Policies and Procedures. In addition, it is a significant
rule within the meaning of the Executive Order and DOT's policies and
procedures. The FAA expects there will be some costs associated with
this emergency rule, but is unable to quantify those costs at this
time. However, the FAA also expects that few, if any, operators subject
to this SFAR are actually operating in the Tripoli (HLLL) FIR given the
current state of affairs. Accordingly, the costs of this SFAR would be
minimal.
As the FAA Administrator I certify that this rule will not have a
significant economic impact on a substantial number of small entities
as defined in Regulatory Flexibility Act of 1980 (Pub. L. 96-354), as
amended. Because the rule is being issued for aviation safety, it is
not considered an unnecessary obstacle to international trade under the
Trade Agreements Act of 1979 (Pub. L. 96-39) and does not create an
unfunded mandate for any entity.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing Office's Federal Digital
System at: https://www.gpo.gov/fdsys/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the amendment or docket number of this rulemaking.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. If you are a small entity and you have a question
regarding this document, you may contact your local FAA official, or
the person listed under the FOR FURTHER INFORMATION CONTACT heading at
the beginning of the preamble. You can find out more about SBREFA on
the Internet at https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Libya.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(g), 1155, 40103, 40113, 40120, 44101,
44111, 44701, 44709, 44711, 44712, 44715, 44716, 44717, 44722,
46306, 46315, 46316, 46504, 46506-46507, 47122, 47508, 47528-47531;
articles 12 and 29 of the Convention on International Civil Aviation
(61 Stat. 1180).
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2. In part 91, add Subpart M, consisting of Sec. 91.1603 to read as
follows:
Subpart M--Special Federal Aviation Regulations
Sec. 91.1603 Special Federal Aviation Regulation No. 112--Prohibition
Against Certain Flights Within the Tripoli (HLLL) Flight Information
Region (FIR).
(a) Applicability. This section applies to the following persons:
(1) All U.S. air carriers and U.S. commercial operators;
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except when such persons are operating a U.S.-
registered aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except
operators of such aircraft that are foreign air carriers.
(b) Flight prohibition. Except as provided in paragraphs (c) and
(d) of this section, no person described in paragraph (a) of this
section may conduct flight operations within the Tripoli (HLLL) FIR.
(c) Permitted operations. This section does not prohibit persons
described in paragraph (a) of this section from conducting flight
operations within the Tripoli (HLLL) FIR under the following
conditions:
(1) Flight operations are conducted under a contract, grant or
cooperative agreement with another department,
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agency, or instrumentality of the United States Government with the
approval of the FAA, or by an exemption issued by the Administrator.
The FAA will process requests for approval or exemption in a timely
manner, with an order of preference first for those operations in
support of U.S. government-sponsored activities, second for those
operations in support of government-sponsored activities of another
State with the support of a U.S. government agency, and third for all
other operations.
(2) Flight operations are coordinated with any mechanism
established by paragraph 8 of U.N. Security Council Resolution 1973
(2011).
(d) Emergency situations. In an emergency that requires immediate
decision and action for the safety of the flight, the pilot in command
of an aircraft may deviate from this section to the extent required by
that emergency. Except for U.S. air carriers and commercial operators
that are subject to the requirements of 14 CFR parts 119, 121, 125, or
135, each person who deviates from this section must, within 10 days of
the deviation, excluding Saturdays, Sundays, and Federal holidays,
submit to the nearest FAA Flight Standards District Office a complete
report of the operations of the aircraft involved in the deviation,
including a description of the deviation and the reasons for it.
(e) Expiration. This Special Federal Aviation Regulation will
remain in effect for 3 years from the effective date. The FAA may
amend, rescind, or extend this Special Federal Aviation Regulation as
necessary.
Issued in Washington, DC on March 20, 2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011-6942 Filed 3-21-11; 4:15 pm]
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