Irradiation in the Production, Processing, and Handling of Food; Confirmation of Effective Date, 15841-15852 [2011-6625]
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SECURITIES AND EXCHANGE
COMMISSION
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
17 CFR Part 230
Food and Drug Administration
General Rules and Regulations,
Securities Act of 1933
21 CFR Part 179
[Docket No. FDA–1999–F–0056; Formerly
Docket No. 1999F–4372]
CFR Correction
In Title 17 of the Code of Federal
Regulations, Parts 200 to 239, revised as
of April 1, 2010, on page 686, in
§ 230.501, following paragraph (e)(3),
reinstate the Note to paragraph (e) to
read as follows:
§ 230.501 Definitions and terms used in
Regulation D.
*
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(e) * * *
NOTE: The issuer must satisfy all the
other provisions of Regulation D for all
purchasers whether or not they are
included in calculating the number of
purchasers. Clients of an investment
adviser or customers of a broker or
dealer shall be considered the
‘‘purchasers’’ under Regulation D
regardless of the amount of discretion
given to the investment adviser or
broker or dealer to act on behalf of the
client or customer.
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[FR Doc. 2011–6830 Filed 3–21–11; 8:45 am]
BILLING CODE 1505–01–D
Irradiation in the Production,
Processing, and Handling of Food;
Confirmation of Effective Date
AGENCY:
Food and Drug Administration,
HHS.
Final rule; denial of requests for
a stay of effective date and for a hearing;
response to objections; confirmation of
effective date.
ACTION:
The Food and Drug
Administration (FDA) is denying
requests for a hearing on the final rule
that amended the food additive
regulations to provide for the safe use of
ionizing radiation for the control of
Vibrio species and other foodborne
pathogens in fresh or frozen molluscan
shellfish. After reviewing objections to
the final rule and requests for a hearing,
FDA has concluded that the objections
do not justify a hearing or otherwise
provide a basis for revoking the
regulation. FDA also is denying the
request for a stay of the effective date of
the amendment to the food additive
regulations.
SUMMARY:
DEPARTMENT OF THE TREASURY
The August 16, 2005, effective
date for the final rule published at 70 FR
48057 is confirmed.
FOR FURTHER INFORMATION CONTACT:
Lane A. Highbarger, Center for Food
Safety and Applied Nutrition (HFS–
255), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park,
MD 20740, 301–436–1204.
SUPPLEMENTARY INFORMATION:
19 CFR Part 141
Table of Contents
DATES:
DEPARTMENT OF HOMELAND
SECURITY
Bureau of Customs and Border
Protection
Entry of Merchandise
CFR Correction
In Title 19 of the Code of Federal
Regulations, Parts 141 to 199, revised as
of April 1, 2010, on page 6, the second
general authority citation for part 141 is
removed.
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[FR Doc. 2011–6840 Filed 3–21–11; 8:45 am]
BILLING CODE 1505–01–D
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I. Introduction
II. Objections, Requests for a Hearing, and
Requests for a Stay
III. Standards for Granting a Hearing
IV. Analysis of Objections and Response to
Hearing Requests
A. Studies on Animals Fed Clams
B. Microbiological Safety of Molluscan
Shellfish
C. Reasonable Certainty of No Harm
D. Factors Unique to Molluscan Shellfish
E. Application of 100-Fold Safety Margin
for 2-Alkylcyclobutanones
F. Alleged Rejection of Published Evidence
G. Alleged Warnings on Potential Risks
H. Alleged Failure to Follow Critical
Guidelines for Food Additives
I. Wholesomeness
J. FDA Review Memoranda
K. Chemicals Formed in Irradiated Foods
V. Summary and Conclusion
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15841
VI. References
I. Introduction
FDA published a notice in the Federal
Register of October 19, 1999 (64 FR
56351), announcing the filing of a food
additive petition (FAP 9M4682) by the
National Fisheries Institute and the
Louisiana Department of Agriculture
and Forestry. In the Federal Register of
August 16, 2005 (70 FR 48057), FDA
issued a final rule permitting the
irradiation of fresh or frozen molluscan
shellfish for the control of Vibrio spp.
and other food-borne pathogens. FDA
based its decision on data in the petition
and in its files. In the preamble to the
final rule, FDA outlined the basis for its
decision and responded to questions
raised in several comments from Public
Citizen and the Center for Food Safety
(PC/CFS). The preamble to the final rule
advised that objections to the final rule
and requests for a hearing were due
within 30 days of the publication date
(i.e., by September 15, 2005).
II. Objections, Requests for a Hearing,
and Requests for a Stay
Section 409(f)(1) of the Federal Food,
Drug, and Cosmetic Act (the FD&C Act)
(21 U.S.C. 348(f)(1)) provides that,
within 30 days after publication of an
order relating to a food additive
regulation, any person adversely
affected by such order may file
objections, specifying with particularity
the provisions of the order ‘‘deemed
objectionable, stating reasonable
grounds therefore, and requesting a
public hearing upon such objections.’’
Under part 171 (21 CFR part 171) in
§ 171.110 of the food additive
regulations, objections and requests for
a hearing are governed by part 12 (21
CFR part 12) of FDA’s regulations.
Under § 12.22(a), each objection must
meet the following conditions: (1) Must
be submitted on or before the 30th day
after the date of publication of the final
rule; (2) must be separately numbered;
(3) must specify with particularity the
provision of the regulation or proposed
order objected to; (4) must specifically
state each objection on which a hearing
is requested; failure to request a hearing
on an objection constitutes a waiver of
the right to a hearing on that objection;
and (5) must include a detailed
description and analysis of the factual
information to be presented in support
of the objection if a hearing is requested;
failure to include a description and
analysis for an objection constitutes a
waiver of the right to a hearing on that
objection.
Following publication of the final rule
permitting the irradiation of fresh or
frozen molluscan shellfish for the
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control of Vibrio spp. and other food
borne pathogens, FDA received
numerous submissions within the 30day objection period. All but two of
these timely submissions express
general opposition to the final rule, and
are form letters urging the FDA to
conduct additional studies on
irradiating molluscan shellfish
specifically and food in general.
Although most of these letters request a
hearing, no evidence is identified in
support of these objections that could be
considered in an evidentiary hearing
(§ 12.22(a)(5)). Therefore, they have
waived their right to a hearing. The
Agency will not discuss these
submissions further. FDA received two
submissions that met the requirements
of § 12.22(a), One of these two
submissions is a letter sent jointly by
PC/CFS containing 10 numbered
objections to the final rule and
requesting a hearing on each one. The
second is a letter sent by Samuel
Epstein (Dr. Epstein), containing six
numbered objections, requesting a
hearing on each. All but one of the
issues raised by Dr. Epstein are identical
to certain of those raised in the PC/CFS
submission. Both PC/CFS and Dr.
Epstein also requested a stay of action
on the final rule. FDA addresses the PC/
CFS and Dr. Epstein objections and
hearing requests in section IV of this
document.
FDA also received a large number of
submissions after the close of the
objection period; their content was
identical or similar to the form letters
expressing general opposition to the
final rule. These tardy submissions
failed to satisfy the requirements of 21
U.S.C. 348(f)(1) and need not be
considered further by the Agency (see
ICMAD v. HEW, 574 F.2d 553, 558 n.8
(DC Cir), cert. denied, 439 U.S. 893
(1978)).
Additionally, most of the issues raised
in the PC/CFS and Dr. Epstein
objections are similar or identical to
issues that have been raised previously
and that have been previously
addressed in the rule being objected to
(70 FR 48057) and in other Agency
rulemaking concerning irradiation. The
Agency will address these issues briefly;
please refer to the cited Federal Register
documents for a more comprehensive
discussion.
III. Standards for Granting a Hearing
Specific criteria for deciding whether
to grant or deny a request for a hearing
are set out in § 12.24(b). Under that
regulation, a hearing will be granted if
the material submitted by the requester
shows, among other things, the
following: (1) There is a genuine and
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substantial factual issue for resolution at
a hearing; a hearing will not be granted
on issues of policy or law; (2) the factual
issue can be resolved by available and
specifically identified reliable evidence;
a hearing will not be granted on the
basis of mere allegations or denials or
general descriptions of positions and
contentions; (3) the data and
information submitted, if established at
a hearing, would be adequate to justify
resolution of the factual issue in the way
sought by the requestor; a hearing will
be denied if the data and information
submitted are insufficient to justify the
factual determination urged, even if
accurate; and (4) resolution of the
factual issue in the way sought by the
person is adequate to justify the action
requested; a hearing will not be granted
on factual issues that are not
determinative with respect to the action
requested (e.g., if the action would be
the same even if the factual issue were
resolved in the way sought).
A party seeking a hearing is required
to meet a ‘‘threshold burden of tendering
evidence suggesting the need for a
hearing’’ (Costle v. Pacific Legal
Foundation, 445 U.S. 198, 214–215
(1980), reh. denied, 446 U.S. 947 (1980),
citing Weinberger v. Hynson, Westcott &
Dunning, Inc., 412 U.S. 609, 620–621
(1973)). An allegation that a hearing is
necessary to ‘‘sharpen the issues’’ or to
‘‘fully develop the facts’’ does not meet
this test (Georgia Pacific Corp. v. U.S.
EPA, 671 F.2d 1235, 1241 (9th Cir.
1982)). If a hearing request fails to
identify any factual evidence that would
be the subject of a hearing, there is no
point in holding one. In judicial
proceedings, a court is authorized to
issue summary judgment without an
evidentiary hearing whenever it finds
that there are no genuine issues of
material fact in dispute and a party is
entitled to judgment as a matter of law
(see Rule 56, Federal Rules of Civil
Procedure). The same principle applies
in administrative proceedings (see
§ 12.28).
A hearing request must not only
contain evidence, but that evidence
should raise a material issue of fact
concerning which a meaningful hearing
might be held (Pineapple Growers
Association v. FDA, 673 F.2d 1083, 1085
(9th Cir. 1982)). Where the issues raised
in the objection are, even if true, legally
insufficient to alter the decision, the
Agency need not grant a hearing (see
Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir.
1959), cert. denied, 362 U.S. 911
(1960)). FDA need not grant a hearing in
each case where an objector submits
additional information or posits a novel
interpretation of existing information
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(see United States v. Consolidated
Mines & Smelting Co., 455 F.2d 432 (9th
Cir. 1971)). In other words, a hearing is
justified only if the objections are made
in good faith and if they ‘‘draw in
question in a material way the
underpinnings of the regulation at
issue’’ (Pactra Industries v. CPSC, 555
F.2d 677 (9th Cir. 1977)). Finally, courts
have uniformly recognized that a
hearing need not be held to resolve
questions of law or policy (see Citizens
for Allegan County, Inc. v. FPC, 414
F.2d 1125 (DC Cir. 1969); Sun Oil Co. v.
FPC, 256 F.2d 233, 240 (5th Cir.), cert.
denied, 358 U.S. 872 (1958)).
Even if the objections raise material
issues of fact, FDA need not grant a
hearing if those same issues were
adequately raised and considered in an
earlier proceeding. Once an issue has
been so raised and considered, a party
is estopped from raising that same issue
in a later proceeding without new
evidence. The various judicial doctrines
dealing with finality can be validly
applied to the administrative process. In
explaining why these principles ‘‘self
evidently’’ ought to apply to an Agency
proceeding, the U.S. Court of Appeals
for the District of Columbia Circuit
wrote: ‘‘The underlying concept is as
simple as this: Justice requires that a
party have a fair chance to present his
position. But overall interests of
administration do not require or
generally contemplate that he will be
given more than a fair opportunity.’’
Retail Clerks Union, Local 1401 v.
NLRB, 463 F.2d 316, 322 (DC Cir. 1972).
(See Costle v. Pacific Legal Foundation,
supra at 215–220. See also Pacific
Seafarers, Inc . v. Pacific Far East Line,
Inc., 404 F.2d 804 (DC Cir. 1968), cert.
denied, 393 U.S. 1093 (1969)).
IV. Analysis of Objections and
Response to Hearing Requests
The letter from PC/CFS contains 10
numbered objections and requests a
hearing on each of them. The letter from
Dr. Epstein includes six numbered
objections and requests a hearing on
each. The issues raised in five of the six
objections in the letter from Dr. Epstein
are identical to issues raised in the letter
from PC/CFS; in those cases, the issues
will be considered together. FDA
addresses each of the objections, as well
as the evidence and information filed in
support of each, comparing each
objection and the information submitted
in support of it to the standards for
granting a hearing in § 12.24(b) as
follows:.
A. Studies on Animals Fed Clams
One objection raised by PC/CFS and
Dr. Epstein states that the Agency failed
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to consider two animal feeding studies
that include toxicological evidence of
harmful effects from consumption of
irradiated molluscan shellfish. In
support of this objection, PC/CFS
submitted copies of brief summary
reports of the two studies.
The first study is a 1976 reproduction
study 1 in which irradiated (4 kiloGray
(kGy) and 8 kGy) soft-shell clams were
fed to chickens for 2 years. In a note
appended to the summary report, the
study authors state that the study was
replicated (for differing durations) in the
F1 and F2 generation birds (i.e., the
second and third generation birds bred
from the parent generation used in the
original study). The objection notes that
FDA did not include this study on
chickens in the Agency’s September 15,
1982, master bibliography of more than
400 studies on the safety of irradiated
foods and, that therefore, this study was
not assessed by the Task Group for the
Review of Toxicology Data on Irradiated
Food.2
The objection goes on to describe
certain of the reported results from the
study on chickens, specifically results
in the F1 and F2 generations, including
the following: Higher hemoglobin
values and smaller gonad weights in
males of the F1 generation fed irradiated
clams; and a decrease in ‘‘hatchability’’
of eggs, enlargement of kidneys in
females (an effect that increased with
increasing irradiation dose), decreases
in egg fertility and embryonic viability,
and lower body weights in females, in
the F2 generation.
FDA acknowledges that this study
was not included in the inventory of
studies reviewed by the Bureau of Foods
Irradiated Food Task Group in the early
1980s, and agrees that the endpoints
cited in the objection were reported by
the study authors. However, the Agency
does not agree that FDA’s failure to
assess the study calls into question the
safety of irradiated molluscan shellfish,
as the objectors contend. The objection
fails to note that many of the findings
cited in the experimental report were
observed both in chickens fed irradiated
clams and in chickens fed unirradiated
clams, and that the report discusses the
need to supplement the diets of the
clam-fed chickens with thiamine.
Therefore, the observed effects may
have been related to the nutritional
effects of feeding diets consisting of 50
1 Fegley, H.C. and Edmonds, R.E., in Food
Irradiation Information, International Project in the
Field of Food Irradiation, Karlsuhe, Germany, No.
6 (Supplement), 113–115, June 1976.
2 The Bureau of Foods Irradiated Food Task
Group consisted of toxicologists in the Bureau of
Foods who reviewed many studies on food
irradiation in the early 1980s.
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percent wet-weight of soft-shell clams to
chickens. More importantly, if the
negative effects cited by the objectors
were due to the consumption of
irradiated food, one would expect the
findings to be reproducible in other
studies on irradiated foods; however,
such reproducibility is not seen in the
large number of feeding studies that
have been reviewed by FDA.
The objection also cites a second
paper by the same researchers 3
describing a study on feeding clams
irradiated at 4 kGy or 8 kGy to beagle
dogs. According to the objection, the
study showed a significant inverse
correlation between the irradiation dose
applied to the clams and the blood urea
nitrogen (BUN) level of male dogs fed
on them. PC/CFS and Dr. Epstein both
go on to state that ‘‘[t]hough the
researchers did not speculate, low blood
urea nitrogen levels are usually a
symptom of liver damage.’’
The Agency included this beagle dog
study in the review of toxicology studies
conducted in the early 1980s. The FDA
reviewer noted the reported BUN results
and also noted that, although the
researchers indicated that organs were
weighed and examined
histopathologically, no results of the
histopathological examination were
included in the report. This suggests
that the researchers did not find any
evidence of liver (or other organ)
damage, and in fact the study report
includes no information that supports
the objectors’ contention that liver
damage was an underlying condition in
the animals tested. Furthermore, the
Agency, as part of its rulemaking
pertaining to the irradiation of meat and
meat products, re-examined the findings
reported in this study. As stated in the
December 3, 1997, final rule (62 FR
64107 at 64113), FDA concluded that
the decrease in BUN levels in this study
was not of toxicological significance,
and laid out its reasoning in that
document and in a memorandum to the
record (Ref. 1). Thus, the Agency
disagrees with PC/CFS’ and Dr.
Epstein’s contention that this study
‘‘* * * found serious toxicity concerns
associated with irradiated molluscan
shellfish.’’
A hearing will be denied if the data
and information are insufficient to
justify the factual determination urged,
even if accurate (§ 12.24(b)(3)). FDA
concludes the data and information are
insufficient and, therefore, FDA is
3 Fegley, H.C. and Edmonds, R.E., in Food
Irradiation Information, International Project in the
Field of Food Irradiation, Karlsruhe, Germany, No.
6 (Supplement), 111–112, June, 1976.
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15843
denying the request for a hearing on this
issue.
B. Microbiologic Safety of Molluscan
Shellfish
PC/CFS’ second objection asserts that
the final rule fails to ensure that the
irradiation of molluscan shellfish will
result in a product that is
microbiologically safe. In support of this
objection, PC/CFS cites a 1996 PhD
dissertation by Dustin W. Dixon on the
effects of irradiation on Vibrio
vulnificus in shellstock oysters (raw
oysters in their shell) harvested in
Florida and Texas (Ref. 2). The objection
states that there is a potential for
microbial outgrowth post-irradiation,
and cites Dixon’s observation that the V.
vulnificus count in oysters irradiated at
1.0 kGy and 3.0 kGy rose nearly to the
level of that in unirradiated oysters after
2 and 9 days of storage, respectively.
The objection states that Dixon
concluded that ‘‘* * * irradiation
processing cannot be considered as a
method to sterilize shellstock oysters,
and provide a shelf-stable product.’’
The objection also notes the potential
for improper temperature control of
irradiated molluscan shellfish prior to
consumption by the consumer. The
objection states that there is no
guarantee that temperature conditions
will be properly maintained and asserts
that FDA is assuming that Hazard
Analysis and Critical Control Point
(HACCP) plans 4 will ensure consistent
and adequate temperature control.
As noted by PC/CFS, the Dixon
dissertation was submitted to the
Agency as part of the molluscan
shellfish petition. The stated objectives
of the research presented in that
document were to determine the effects
of gamma irradiation on Florida and
Texas shellstock oysters in terms of
shelf life and microbial consequences.
FDA does not dispute the findings of Dr.
Dixon, and agrees that irradiation of
molluscan shellfish to an absorbed dose
of 5.5 kGy will not sterilize molluscan
shellfish or create a shelf-stable product.
FDA also agrees with Dr. Dixon’s
conclusion in his dissertation that
irradiation may not be sufficient by
itself to eliminate V. vulnificus in
molluscan shellfish and that proper
conditions of storage must be
maintained after shellfish have been
irradiated.
FDA disagrees, however, with PC/
CFS’ assertion that the final rule must
‘‘[en]sure the microbiological safety of
fresh oysters.’’ The standards for
microbiological safety of molluscan
4 FDA has established regulations for seafood
HACCP in 21 CFR part 123.
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shellfish are independent of the final
rule permitting the irradiation of
molluscan shellfish. Irradiation is but
one measure for the control of Vibrio
spp. and other food-borne pathogens.
The rule is not predicated on the
approved treatment, by itself, resulting
in shellfish that are sterile or shelfstable. A hearing will not be granted on
factual issues that are not determinative
with respect to the action requested
(§ 12.24(b)(4)). Therefore, FDA is
denying the request for a hearing based
on this objection.
C. Reasonable Certainty of No Harm
PC/CFS’ third objection states that
‘‘there is no reasonable certainty in the
minds of competent scientists that
irradiation is not harmful as applied to
molluscan shellfish.’’ In support of this
objection, PC/CFS makes several
assertions. First, PC/CFS refers to
several sets of comments that it
submitted to the docket for the
molluscan shellfish rulemaking. PC/CFS
states that those comments cite 11 ‘‘peerreviewed papers or other publications
stating safety concerns associated with
irradiated foods’’ and that these
comments refer to ‘‘at least 25 other
highly ‘competent’ Ph.D.s or MDs who
have stated that they have safety
concerns in published literature.’’ The
objection states that, although these
comments and papers refer to
irradiation of food types other than
molluscan shellfish, the Agency should
have specifically considered the
statements of these authors. Second, PC/
CFS asserts that FDA misstated what is
contained in its literature reference
numbered as ‘‘Ref 20’’ in the final rule.
Third, PC/CFS, as well as Dr. Epstein,
asserts that FDA mischaracterized the
findings of the Raltech study. In support
of this assertion, PC/CFS submitted a
copy of two summary reports from the
‘‘Raltech studies’’ and a 1984 trade press
article that quotes Dr. Thayer of USDA.
Finally, PC/CFS states that neither
FDA’s final rule nor the underlying
petition actually contains data from, or
references to, any toxicity studies on
irradiated mollusks.
As evidence that there is not a
‘‘reasonable certainty of safety in the
minds of competent scientists’’ PC/CFS
notes that they have submitted
comments including journal articles and
other publications that express concerns
with food irradiation. However, the
articles do not contain any evidence that
could be resolved at a hearing, nor has
PC/CFS pointed to any evidence in the
cited articles. Nor has PC/CFS pointed
to any specific factual information in
the cited articles on foods analogous to
molluscan shellfish, which the Agency
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has ignored and which would call into
question the Agency’s conclusions. A
hearing will not be granted on the basis
of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
FDA is denying the request for a hearing
based on this objection.
The Agency agrees that reference 20
as cited in the final rule is incorrect.
The proper reference is: S.G. Armstrong,
S.G. Wylie, and D. N. Leach, ‘‘Effects of
Preservation by Gamma Irradiation on
the Nutritional Quality of Australian
Fish,’’ Food Chemistry 50 (1994) 351–
357. This error does not demonstrate a
lack of reasonable certainty of safety. A
hearing will be denied if the
information submitted is insufficient to
justify the factual determination urged
(§ 12.24(b)(3)).
The Agency disagrees with PC/CFS’
and Dr. Epstein’s assertion that the final
rule mischaracterizes the findings of the
‘‘Raltech study.’’ The Raltech studies
were sponsored by the United States
Department of Agriculture and
conducted by Raltech Scientific
Services. In this series of studies,
conducted in the late 1970s and early
1980s, irradiation-sterilized chicken
(doses ranged from 45–59 kGy) was fed
to various types of animals. PC/CFS
alleges that there were several negative
health effects seen in these studies,
including a significant dose-related
decrease in the number of offspring of
Drosophila melanogaster (fruit flies),
and a high incidence of testicular
tumors and significantly reduced
survival in mice.
The Agency evaluated the results of
the Raltech studies and has extensively
discussed its conclusions regarding
these studies in previous rulemaking
documents (see 51 FR 13376 at 13386,
53 FR 53176 at 53188, and 55 FR 18538
at 18540). The Agency specifically
discussed the results of the feeding
study in mice and the mutagenicity
study in fruit flies (see, e.g., 55 FR
18538 at 18540). The Agency has
described its reasoning in finding no
evidence in any of the Raltech studies
of adverse effects that could be
attributed to consumption of irradiationsterilized chicken. The Agency has
found that the quantity and breadth of
testing and the number and significance
of endpoints assessed would have
identified meaningful risks, if any
existed. On those few occasions where
adverse effects were reported, FDA
found that those effects were not
attributable to irradiation. PC/CFS does
not submit or otherwise identify any
factual data that would cause the
Agency to alter its conclusions about
these studies. Accordingly, FDA is
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denying the request for a hearing based
on this objection (§ 12.24(b)(2)).
Finally, the Agency agrees that there
were no toxicological studies conducted
using irradiated molluscan shellfish
submitted in the petition. As noted in
the molluscan shellfish final rule (70 FR
48057 at 48068), the Agency has
reviewed a large body of data that are
relevant to the assessment of the
potential toxicity of irradiated flesh
foods. FDA has consistently taken the
position that various scientifically
validated types of data may properly
support a safety determination for a
proposed use of a food additive (see part
170 (21 CFR part 170) in § 170.20). For
example, in the case of food irradiation,
the Agency has taken advantage of the
extensive research and large body of
knowledge concerning the principles of
radiation chemistry and the chemical
composition of foods. PC/CFS’
suggestion that data and information
derived from studies of analogous
irradiated foods are not sufficient to
support a determination that irradiated
molluscan shellfish are safe, is
unsupported by specific data or other
factual information. Further, the
question of whether safety has been
shown requires the application of the
legal standard of safety as defined by
FDA’s regulations (‘‘reasonable certainty
of no harm’’) to a set of facts (see
§ 170.3(i)). As such, FDA concluded as
a matter of law that the proposed use of
irradiation to treat fresh and frozen
molluscan shellfish with absorbed doses
not to exceed 5.5 kGy is safe. A hearing
will not be granted on issues of policy
or law (§ 12.24(b)(1)). Therefore, FDA is
denying the request for a hearing based
on this objection.
D. Factors Unique to Molluscan
Shellfish
PC/CFS objects to the molluscan
shellfish final rule on the grounds that
the Agency and the underlying petition
failed to consider several factors that
could make irradiated molluscan
shellfish unsafe. These factors are: (1)
Safety of irradiated salt water; (2)
chemicals that irradiated molluscan
shells may ‘off-gas’ 5; (3) effects of
irradiation on undigested shellfish
stomach contents such as plankton and
algae; (4) attenuation of irradiation
effects from shell thickness (i.e., that
thicker shells may attenuate the
effectiveness of irradiation); and (5) lack
of data on furan creation from the shells.
Dr. Epstein also objects on the basis of
the issues relating to chemical
byproducts from irradiated molluscan
5 ‘‘Off-gassing’’ refers to volatile chemicals that
may be emitted over time from a source.
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shells, and the attenuation of irradiation
effects from shell thickness.
First, the Agency notes that there is
no basis to suggest that the presence of
salts in water will affect the irradiation
of molluscan shellfish because ionizing
radiation, under the petitioned
conditions, does not affect inorganic
salts (Ref. 3). Second, the objection
provides no information to show that
mollusk shells (composed of
approximately 95 percent calcium
carbonate and 5 percent protein), when
irradiated, would produce any
chemicals that may off-gas into the
meat, nor is there any information to
suggest that such chemicals, were they
to be formed, would render the food
unsafe. Third, the objection provides no
evidence that the stomach contents of
irradiated molluscan shellfish are
materially different from any other
irradiated food (i.e., composed
predominantly of protein, fat, and
carbohydrate). Fourth, the Agency
agrees that varying shell thickness may
attenuate the effectiveness of
irradiation, and that this attenuation
would increase with shell thickness.
However, the objection provides no
evidence that would cause the Agency
to find that consumption of irradiated
molluscan shellfish is not safe. As
explained in section IV.B of this
document, it is not necessary that
irradiation ‘‘[en]sure the microbiological
safety of fresh oysters.’’ Parties
irradiating molluscan shellstock are
responsible for ensuring that treated
food receives the minimum irradiation
dose reasonably required to accomplish
its intended technical effect and not
more than the maximum dose specified
by the applicable regulation (see 21 CFR
179.25(b)) . Finally, the Agency
discussed the potential generation of
furan in the final rule (70 FR 48057 at
48059) and concluded that irradiated
molluscan shellfish do not generate
furan at a rate that is higher than the
background generation of furan in unirradiated molluscan shellfish (Ref. 4).
Although in the final rule the Agency
cited data concerning furan formation
from shucked oysters, the objection
points to no factual data to suggest that
irradiation of mollusks in the shell
(which is approximately 95 percent
calcium carbonate) would lead to furan
formation from irradiation of the shell.
A hearing will not be granted on the
basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Neither PC/
CFS nor Dr. Epstein has provided a
basis for a hearing and FDA is denying
the request for a hearing on this
objection.
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E. Application of 100-Fold Safety
Margin for 2-Alkylcyclobutanones
PC/CFS and Dr. Epstein cite 21 CFR
170.22 6 and object to the molluscan
shellfish final rule (70 FR 48057) on the
basis that FDA improperly failed to
apply a 100-fold safety factor regarding
the production of 2-alkylcyclobutanones
(2–ACBs) from the irradiation of
esterified fatty acids in considering the
safety of irradiated molluscan shellfish.
In support of their contention that the
Agency should have applied a 100-fold
safety factor to 2–ACBs, PC/CFS and Dr.
Epstein make several assertions. First,
the objection asserts that 2–ACBs are
found only in irradiated foods and are
known to be potentially toxic at certain
concentrations and to promote tumor
formation in the presence of known
carcinogenic substances. The objection
also asserts that the flesh of molluscan
shellfish is distinct from that of other
flesh foods because it contains a ‘‘unique
combination’’ of fatty acids and that
these fatty acids, when irradiated,
produce a unique combination of
2–ACBs. The objection, therefore,
maintains that FDA’s reliance on the
Raltech study to address concerns about
2–ACBs is flawed because that study
involved chicken which has a lower
stearic acid content than oysters.
Finally, the objection asserts that ‘‘there
are no adequate long-term safety studies
that assist in assessing the overall health
hazards that consuming 2–ACBs could
pose, including likely variations in
sensitivities to 2–ACBs among the
human consumer population’’ and refers
particularly to children and other
vulnerable populations. In relation to
this last point, PC/CFS submitted a
publication on the susceptibility of
children to environmental substances by
William Au.7
The applicability of § 170.22 is a legal
issue, and a hearing will not be granted
on issues of law. The Agency notes that
§ 170.22 refers to safety factors to be
used in determining whether a proposed
use of a food additive will be safe. In the
present instance, 2–ACBs are not the
food additive that is the subject of the
rulemaking. Therefore, the 100-fold
safety factor discussed in § 170.22 does
not apply to 2–ACBs. Further, as noted
in the molluscan shellfish final rule (70
FR 48057 at 48066), applying a 100-fold
6 That section provides in relevant part that
‘‘[e]xcept where evidence is submitted which
justifies use of a different safety factor, a safety
factor in applying animal experimentation data to
man of 100 to 1, will be used. * * *’’ 21 CFR
170.22.
7 Au, W., Susceptibility of Children to
Environmental Toxic Substances, International
Journal of Hygiene Environmental Health; 205:1–3,
2002.
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safety factor to a processed food or to
individual components of a processed
food is not feasible or appropriate.
The Agency agrees that 2–ACBs have
been reported to be formed in small
quantities as a result of irradiation of
fats and that these compounds have
been identified in irradiated meat and
poultry. In the final rule permitting the
irradiation of molluscan shellfish, the
Agency described in detail its
assessment of the significance of the
formation of 2–ACBs to a safety
assessment of molluscan shellfish,
which like poultry and meat, contain
appreciable amounts of triglycerides.
This assessment included a discussion
of the contentions that 2–ACBs may
cause DNA damage and may be tumor
promoters at certain concentrations (70
FR 48057 at 48065 to 48067). While the
objection repeats assertions made in
comments to the final rule about the
toxicity of 2–ACBs and the failure of the
Agency to apply a 100-fold safety factor
for 2–ACBs, the objection includes no
new information or analysis that would
call into question the Agency’s rationale
for its decision.
The objection states that molluscan
shellfish contain a unique combination
of fatty acids that differ from those in
poultry, and that therefore, the Agency’s
reliance on the Raltech study to address
concerns about 2–ACBs is flawed. In
particular, the objection states that
chicken meat contains less stearic acid
than do oysters. It is true that the
Agency considers the Raltech studies
useful in assessing the effects of 2–ACBs
in animals fed irradiated flesh foods (70
FR 48057 at 48066). In the Raltech
studies, animals were fed chicken
irradiated at a dose approximately 10
times the dose permitted in the
molluscan shellfish final rule, at a level
of 35 percent of the diet, for their
lifetime. Thus, although the
concentration of stearic acid in chickens
is lower than in molluscan shellfish, the
amount of 2–ACBs in the diets of the
animals in the Raltech studies,
including those formed from irradiation
of stearic acid is likely to be higher than
the amount in the human diet from
irradiated molluscan shellfish (70 FR
48057 at 48066). As noted previously,
there were no adverse toxicological
effects seen in the Raltech studies that
could be attributed to the consumption
of irradiated chicken. In addition, it is
important to note that the Agency has
not relied solely on the Raltech studies
in concluding that irradiation of
molluscan shellfish under the
conditions permitted in the final rule is
safe. As pointed out in the final rule (70
FR 48057 at 48066), the Agency’s review
included studies in which animals were
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fed diets containing irradiated beef,
pork, poultry, horse meat, and fish, and
found no evidence of toxicity attributed
to the consumption of these foods,
which contain various levels and
combinations of fatty acids that may
potentially form 2–ACBs. The objection
has thus misrepresented the basis for
the Agency’s decision when it contends
that the final rule relies on the Raltech
studies to discount concerns about 2–
ACBs in irradiated molluscan shellfish.
In the molluscan shellfish final rule,
the Agency noted that it had reviewed
a multitude of studies on irradiated
foods that would have contained
radiolytic products including 2–ACBs,
and which include long-term safety
studies. FDA noted that it had
previously concluded that ‘‘The results
of the available toxicological studies of
irradiated flesh foods * * *
demonstrate that a toxicological hazard
is highly unlikely because no
toxicologically significant adverse
effects attributable to consumption of
irradiated flesh foods were observed in
any of these studies’’ (62 FR 64107 at
64114). Although the objection alleges
that there are no ‘‘adequate long-term
safety studies that assist in assessing the
overall health hazards that consuming
2–ACBs could pose,’’ the objection
provides no factual information to call
into question the studies on which the
Agency has relied, nor does it provide
any new information or data to refute
the analysis set out in the molluscan
shellfish final rule.
The objection also cites the FDA’s
‘‘rejection’’ of the 100-fold safety margin
as inappropriate, given the need to
‘‘protect children and other vulnerable
consumers.’’ The paper by Dr. Au,
which was submitted in support of this
objection, is a commentary discussing
the need to consider data and
information that indicate that children
are more susceptible to toxic
contaminants than are adults in setting
guidelines for protecting children’s
health. The objection provides no
evidence to show that the Agency’s
conclusion that molluscan shellfish,
irradiated under the conditions
permitted by the regulation, are safe,
fails to protect children and other
vulnerable consumers. The submitted
commentary includes no information or
data relevant to the safety of irradiated
molluscan shellfish.
In sum, the Agency is denying a
hearing on the objection that FDA
improperly rejected application of the
100-fold safety factor in § 170.22 to 2–
ACBs produced in irradiated molluscan
shellfish. The interpretation of the
applicability of this regulation is a legal
issue, and a hearing will not be granted
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on issues of law. Moreover, PC/CFS and
Dr. Epstein have not presented any
evidence supporting their contention
that the potential levels of 2–ACBs in
irradiated molluscan shellfish may
render the food unsafe. PC/CFS’ request
for a hearing merely alleges that there is
potential for harm, without providing
any evidence that the Agency has not
already considered. An objector must
make an adequate proffer of evidence to
support its allegations and to show that
they provide a basis on which to call
into question the Agency’s conclusions
(§ 12.24(b)(2)). Thus, neither PC/CFS
nor Dr. Epstein has provided a basis for
a hearing and FDA is denying their
requests for a hearing based on this
objection.
F. Alleged Rejection of Published
Evidence
PC/CFS cites their comment
submitted on May 14, 2001, and repeats
the assertion made in that comment that
the Agency ignored or improperly
discounted a number of positive in vivo
and in vitro mutagenicity studies,
including five peer-reviewed published
studies performed by the Indian
National Institute of Nutrition (NIN) in
which purported mutagenic effects were
found in mice, rats, and monkeys, and
in malnourished children, consuming
freshly-irradiated wheat. In support of
the objection, PC/CFS submitted
excerpts from 1987 Congressional
testimony by S.G. Srikantia, the former
Director of NIN, who testified that FDA
committed an error of judgment in
accepting a report by a committee of
Indian scientists discrediting the NIN
studies (see 53 FR 53176 at 53182). The
objection also asserts that FDA
neglected to consider a statement made
in 1988 by an Australian genotoxicity
expert to a Committee of the Australian
House of Representatives, stating that
the malnourished children study’s
results seemed reasonable. In addition,
the objection refers to two later
publications by the NIN researchers
rebutting criticisms of the study, and
cites a statement by the former Director
of NIN stating that the NIN’s results
were mirrored in a study on hamsters
(Ref. 5) that found that polyploidy cells
occurred five times more frequently in
animals fed irradiated wheat in their
diet, and that this increased incidence
of polyploidy was related to irradiation
dose.
The Agency has previously
considered all of the various in vitro and
in vivo mutagenicity studies cited by
PC/CFS and discussed its conclusions
in detail in previous documents (see
e.g., 51 FR 13376 at 13383 and 13385;
53 FR 53176 at 53181–3 and 53191–2;
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70 FR 48057 at 48064 and 48067).
Several of the studies cited in the
comment refer to reports of in vitro
mutagenicity of irradiated sugars in
solution. The Agency previously has
discussed in detail why it has
concluded that the irradiation of simple
sugars in solution is not a suitable
model for predicting and extrapolating
toxicity of irradiated foods. In the final
rule permitting additional uses of
ionizing radiation for the treatment of
food, the Agency noted: ‘‘In feeding
studies where sugars are present in a
typically complex food matrix there is
no increase in mutagenicity after
irradiation. Studies have demonstrated
that when a food containing sugars is
irradiated, the food does not produce
the same toxic effects that occur when
these sugars are irradiated in simple
solution. Thus, the Agency concluded
that irradiated aqueous sugar solutions
are unsuitable models for predicting and
extrapolating toxicity of irradiated foods
and that there is no evidence that
radiolytic products from sugars present
in irradiated foods cause toxic effects to
animals or humans (51 FR 13376 at
13383).’’
The objection provides no new
evidence or rationale that provides a
basis on which to find that FDA’s
conclusion on the relevance of these
studies is incorrect.
The Agency also has previously
repeatedly addressed in detail the
interpretation of the NIN studies using
freshly irradiated wheat and concluded
that none of the studies on polyploidy
done at NIN were reliable and that the
studies do not demonstrate that adverse
effects would be caused by ingestion of
irradiated foods (51 FR 13376 at 13385;
53 FR 53176 at 53183; 70 FR 48057 at
48068). In the molluscan shellfish final
rule, the Agency noted, citing earlier
rulemaking: ‘‘A committee of Indian
scientists critically examined the
techniques, the appropriateness of
experimental design, the data collected,
and the interpretations of NIN scientists
who claimed that ingestion of irradiated
wheat caused polyploidy in rats, mice,
and malnourished children. After
careful deliberation, this committee
concluded that the bulk of these data are
not only mutually contradictory, but are
also at variance with well-established
facts of biology. The committee was
satisfied that once these data were
corrected for biases that had given rise
to these contradictions, no evidence of
increased polyploidy was associated
with ingestion of irradiated wheat.
The Agency agreed with the
conclusions of the committee of Indian
scientists that the studies with
irradiated foods do not demonstrate that
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adverse effects would be caused by
ingesting irradiated foods.’’ (70 FR
48057 at 44067 and 44068)
Dr. Srikantia’s testimony states that
the FDA was wrong to accept the report
of the committee of Indian scientists; he
states that NIN has not repudiated the
studies on polyploidy and that the
Director of NIN submitted a rebuttal to
the report of the committee of Indian
scientists, and that ‘‘[h]ad it seen the
Institute’s rejoinder to the * * * report,
surely, it would have been in a better
position to evaluate that report.’’ FDA
previously has addressed all issues
raised in Dr. Srikantia’s testimony (see
e.g., 53 FR 53176 at 53182–3). As noted
previously (53 FR 53176 at 53183) FDA
did not state that NIN had repudiated
the studies, nor did it base its own
conclusions about the studies on a
finding that the data were repudiated by
NIN. FDA concluded that the available
data from NIN did not provide an
appropriate basis on which to conclude
that increased polyploidy was caused by
ingesting irradiated wheat. Furthermore,
FDA in 1986 invited Dr. Srikantia to
submit any information to FDA that
would be relevant. Dr. Srikantia replied,
but did not submit a copy of his rebuttal
to the Indian government or any other
report (see footnote 1, 53 FR 53176 at
53183).
The hamster study by Renner
referenced by PC/CFS also has been
discussed previously (53 FR 53176 at
53183 and 531834). The study involved
the irradiation of hamster diets
(composed primarily of carbohydrates)
at high doses. The investigator
concluded that at doses above 30 kGy
there was a ‘‘[* * *] transitory effect
[* * *] as evidenced by an increased
incidence of polyploidy cells’’ but that
‘‘there was no evidence of any
mutagenic effect being produced as a
result of feeding an irradiated diet.’’ He
noted that no effects on incidence of
polyploidy were seen at doses below 20
kGy. The objection contains no
information that explains why this
study is relevant to the molluscan
shellfish (composed primarily of protein
and fats) irradiated at doses up to 5.5
kGy.
In summary, all of the studies
referenced by PC/CFS have been
considered previously by FDA and the
Agency’s rationale for its conclusions on
those studies has been discussed at
length in previous rulemakings. Neither
the objection, nor the testimony of Dr.
Srikantia, nor the statement of the
Australian expert, includes any new
information or data that would refute
the Agency’s findings about the studies.
PC/CFS’ request for a hearing merely
alleges that there is potential for harm,
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without providing any evidence that the
Agency has not considered previously.
An objector must make an adequate
proffer of evidence to support its
allegations and to show that they
provide a basis on which to call into
question the Agency’s conclusions
(§ 12.24(b)(2)). Thus, PC/CFS has not
provided a basis for a hearing and FDA
is denying PC/CFS’ request for a hearing
based on this objection.
G. Alleged Warnings on Potential risks
PC/CFS’ seventh objection alleges that
the ‘‘FDA misrepresents important
published and unpublished warnings
from qualified scientists calling for
additional research on 2–ACBs.’’
The Agency previously has addressed
the allegations of the potential harm of
the long-term consumption of 2–ACBs
that are produced from the irradiation of
esterified fatty acids (70 FR 48057 at
48066) and the research performed on
2–ACBs. The Agency concluded: ‘‘2–
ACBs have been reported as radiolysis
products of fats (Refs. 6 and 7). Studies
performed by researchers have reported
that certain alkylcyclobutanones can
cause single strand DNA breaks
detectable by the COMET assay (Ref. 8).
Several animal feeding studies have
been conducted with fat-containing
foods irradiated at doses far higher than
would be used on molluscan shellfish.
If 2–ACBs, at the level present in
irradiated foods, were of sufficient
toxicity to cause significant DNA
damage, one would expect to have seen
adverse effects in those studies where
animals were fed meat as a substantial
part of their diet.’’
The objection provides no additional
information on 2–ACBs that the Agency
has not addressed previously. The
Agency does not consider the
statements in the cited papers on 2–
ACBs to be warnings; rather, the
comments are statements presented by
the authors that research should
continue on 2–ACBs. These statements
do not affect the Agency’s determination
that 2–ACBs do not cause the food to be
unsafe at levels present in irradiated
food.
Moreover, PC/CFS’ request for a
hearing merely alleges that there is
potential for harm, without providing
any evidence that the Agency has not
already considered and determined did
not demonstrate a potential for harm.
An objector must make an adequate
proffer of evidence to support its
allegations and to show that they
provide a basis on which to call into
question the Agency’s conclusions
(§ 12.24(b)(2)). Thus, PC/CFS has not
provided a basis for a hearing and FDA
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is denying PC/CFS’ request for a hearing
based on this objection.
H. Alleged Failure To Follow Critical
Guidelines for Food Additives
PC/CFS and Dr. Epstein allege that
FDA failed to follow ‘‘critical
guidelines’’ for food additives.
Specifically, the objections assert that
although use of an irradiation source is
statutorily defined as a food additive, 21
U.S.C. section 321(s), the final rule
incorrectly characterizes irradiated
molluscan shellfish as ‘‘processed foods’’
(70 FR 48057 at 48069), and as such,
applied a lower safety standard. Second,
the objections cite § 170.20 and assert
that the Agency ignored provisions of
that regulation. For example, the
objections assert that the rule provides
no evidence to support FDA’s decision
to ignore the current National Academy
of Sciences-National Research Council
(NAS–NRC) publication ‘‘Risk
Assessment/Safety Evaluation of Food
Chemicals’’ (see § 170.20(a)). Also citing
§ 170.20, the objections assert that the
final rule provides no evidence that
FDA gave due weight to anticipated
levels and patterns of consumption of
irradiated molluscan shellfish (see
§ 170.20 (a)). Third, the objections cite
§ 170.22 and state that the Agency failed
to justify not using a 100-fold safety
factor in the final rule. Fourth, the
objection maintains that FDA failed to
comply with the testing protocols set
forth in the Redbook.8 Finally, the
objections state that FDA ignored the
recommendations put forth in 1980 by
the Bureau of Foods Irradiated Foods
Committee (BFIFC) regarding the
evaluation of irradiated foods.
A source of radiation used to process
food is defined as a food additive in
section 201(s) of the FD&C Act (21
U.S.C. 321(s)); the exposure of
molluscan shellfish to ionizing radiation
is what makes irradiated molluscan
shellfish a processed food. The FD&C
Act requires that a food additive,
including a source of radiation used to
process food, must be shown to be safe
under the proposed conditions of use
before the use can be approved. That is,
the Agency must find that there is a
reasonable certainty that consumption
of an irradiated food is not harmful.
FDA applied the same standards and
guidelines that the Agency uses to
evaluate all food additives to evaluate
the safety of a source of ionizing
radiation used to treat molluscan
shellfish. The Agency’s reference to
8 Toxicological Principles for the Safety
Assessment of Direct Food Additives and Color
Additives Used in Food, ‘‘Red Book II,’’ U.S. Food
and Drug Administration, Center for Food Safety
and Applied Nutrition, (1993, revised 2001).
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irradiated molluscan shellfish as a
‘‘processed’’ food in the final rule did
not change the Agency’s finding that
such shellfish is safe.
The Agency has previously addressed
its reasoning in interpreting and
applying its own regulations at
§§ 170.20 and 170.22 in the molluscan
shellfish final rule, in response to
comments submitted by PC/CFS (70 FR
48057 at 48066 and 48068). The
regulation at § 170.20(a) reads in part:
‘‘In reaching a decision on any petition
filed under section 409 of the Act, the
Commissioner will give full
consideration to the specific biological
properties of the compound and the
adequacy of the methods employed to
demonstrate safety for the proposed use,
and the Commissioner will be guided by
the principles and procedures for
establishing the safety of food additives
stated in current publications of the
National Academy of Sciences-National
Research Council. A petition will not be
denied, however, by reason of the
petitioner’s having followed procedures
other than those outlined in the
publications of the National Academy of
Sciences-National Research Council if,
from available evidence, the
Commissioner finds that the procedures
used give results as reliable as, or more
reliable than, those reasonably to be
expected from the use of the outlined
procedures. In reaching a decision, the
Commissioner will give due weight to
the anticipated levels and patterns of
consumption of the additive specified or
reasonably inferable.’’
In the molluscan shellfish final rule,
the Agency explained that FDA has
consistently taken the position that
many scientifically valid types of data
may properly support a finding that a
proposed use of a food additive is safe.
The Agency pointed out that NAS–NRC
testing standards and guidelines have
been stated in relatively general terms
and that in practice, FDA has applied
exposure and toxicological criteria that
were current for the time, and
appropriate for assessing the safety of a
particular food additive (70 FR 48057 at
48068). In its objection, PC/CFS repeats
its assertion that FDA failed to properly
interpret its own regulation, but has
provided no new information that
would refute the Agency’s reasoning.
The objection implies that the Agency is
obligated to explicitly discuss its
consideration of NAS–NRC guidelines
in its rules, but there is nothing in
§ 170.20 that imposes such an obligation
on the Agency. The regulation requires
the Commissioner of Food and Drugs
(the Commissioner) to make a finding
that the procedures used by the
petitioner give results that are as reliable
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as, or more reliable than, those
reasonably expected from use of the
NAS–NRC guidelines. Acceptance of a
petition based on alternate procedures
implies that the Commissioner has
made such a finding.
With respect to the assertion that FDA
failed to give due weight to anticipated
levels and patterns of consumption of
irradiated molluscan shellfish, FDA
previously has reviewed a large body of
data relevant to the assessment of
potential toxicity of irradiated flesh
foods. In its evaluations of the safety of
a source of radiation to treat food
intended for human consumption, the
Agency has identified three areas of
concern to be addressed: (1) Potential
toxicity, (2) nutritional adequacy, and
(3) potential microbiological risk from
treated foods. Each of these areas was
discussed in detail in the molluscan
shellfish final rule. FDA asserted that
the Agency ‘‘can draw conclusions about
the amounts of radiolysis products
expected to be generated at radiation
doses relevant to the subject petition by
extrapolating from data obtained at
higher doses for foods of similar
composition irradiated under similar
conditions (70 FR 48057 at 48059).’’ In
its review of studies in which animals
were fed diets containing beef irradiated
at 56 kGy, fish at 6 kGy, horse meat at
6.5 kGy, fish at 56 kGy, and others (62
FR 64107 at 64113), the Agency found
no evidence of toxicity attributable to
the consumption of these foods.
FDA has concluded that products
formed (typically oxidation products of
food constituents) following irradiation
of molluscan shellfish are the same as
or similar to those found in nonirradiated foods after cooking. Further,
radiolysis products in shellfish are
essentially the same as those in red meat
and poultry, since the composition is
roughly the same. Additionally,
shellfish make a smaller contribution to
the average daily diet; therefore,
exposure to radiolysis products from
shellfish will be smaller than that from
foods for which irradiation currently is
regulated. Cooking and other heat
processing methods remain the
principle means for introducing such
substances into the diet (Ref. 9). PC/
CFS’ assertion provides no basis to
challenge FDA’s assessment of the
safety of irradiated molluscan shellfish.
In like manner, the assertions that
FDA failed to follow its regulation in
§ 170.22, or to comply with
recommendations in the Redbook or set
forth by the BFIFC committee, have
been raised previously by PC/CFS, Dr.
Epstein, and others, and have been
responded to by the Agency in the
molluscan shellfish final rule (70 FR
PO 00000
Frm 00058
Fmt 4700
Sfmt 4700
48057 at 48066 and 48069) and in other
previous rulemakings (see e.g., 57 FR
6667 at 6669; 62 FR 64102 at 64105; and
Section IV.E., above). The Agency has
described its reasoning for concluding
that the data and information
considered in the evaluation of the
petition to permit the irradiation of
molluscan shellfish, when considered in
its entirety, are sufficient to support the
safety of molluscan shellfish irradiated
under the conditions specified in the
regulation. Once the Agency makes a
finding of safety in a listing document,
the burden shifts to an objector to come
forward with evidence that calls into
question FDA’s conclusion (see
§ 12.24(b)(2)). PC/CFS and Dr. Epstein
provide no new information on how the
Agency failed to follow the regulations
to establish the safety of irradiating
molluscan shellfish to an absorbed dose
of 5.5 kGy. A hearing will not be granted
on the basis of mere allegations or
general descriptions of positions and
contentions (§ 12.24(b)(2)). The
objectors must, at a minimum, raise a
material issue concerning which a
meaningful hearing might be held.
Neither PC/CFS nor Dr. Epstein has
provided a basis for a hearing and FDA
is denying their request for a hearing
based on this objection.
I. Wholesomeness
PC/CFS states that ‘‘FDA’s final rule
fails to address recent studies in its
possession indicating that irradiation at
low dose levels in oysters may cause
unpleasant—perhaps unwholesome—
byproducts.’’ The objection discusses a
report 9 presented at the 2002 annual
meeting of the Institute of Food
Technologists that suggests that
molluscan shellfish irradiated at 2.0 kGy
produced an ‘‘unpleasant yellow
exudate.’’ The objection goes on to
discuss other potential organoleptic
changes that may occur in irradiated
molluscan shellfish (such as ‘‘grassy’’
and ‘‘oxidized’’ odors) as noted in
Dixon’s 1996 dissertation (Ref. 2). PC/
CFS states that FDA’s final rule failed to
address these issues of
‘‘wholesomeness,’’ and requests a
hearing on these issues.
FDA previously has acknowledged
that irradiation may cause organoleptic
changes in foods (62 FR 64107 at
64110). Such organoleptic changes may
make the food unappealing and
unmarketable; however, undesirable
organoleptic changes do not render the
food unsafe. Neither the author of the
9 Andrews, L. S., ‘‘Gamma Irradiation Processing
to Reduce the Risk of Vibrio Infections from Raw
Oysters,’’ (unpublished presentation at the 2002
Annual Meeting), 2002.
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Emcdonald on DSK2BSOYB1PROD with RULES
report cited by PC/CFS nor PC/CFS
itself suggests that there is any evidence
that the noted ‘‘unpleasant yellow
exudate’’ or other organoleptic changes
would render irradiated molluscan
shellfish unsafe.
PC/CFS’ request for a hearing suggests
that there is potential for harm from
possible organoleptic changes from
irradiation of molluscan shellfish,
without providing any evidence to
support this suggestion. An objector
must make an adequate proffer of
evidence to support its allegations and
to show that they provide a basis on
which to call into question the Agency’s
conclusions. A hearing will be denied if
the Commissioner concludes that the
data and information submitted are
insufficient to justify the factual
determination urged, even if accurate
(§ 12.24(b)(3)). FDA concludes that the
data and information are insufficient;
therefore, FDA is denying the request
for a hearing based on this objection.
J. FDA Review Memoranda
PC/CFS alleges that there are errors in
some of the FDA review memoranda
used to support the final rule. The
objection states that these errors call
into question the adequacy of the
Agency’s review processes that led to
the Agency’s conclusion that irradiated
molluscan shellfish are safe. There are
four parts to this objection; the Agency
will address each part below.
Part one of this objection asserts that
‘‘FDA significantly misrepresents
published research on the tumorpromoting qualities of 2–ACBs.’’
Specifically, the objection states that an
FDA memorandum in the record (Ref.
10) mischaracterizes the findings of a
publication submitted by PC/CFS as
part of a comment to the petition to
irradiate molluscan shellfish (Ref. 11).
The objection states that these alleged
mischaracterizations ‘‘severely bias the
Agency’s analysis of 2–ACBs.’’
The disputed memorandum included
a discussion of the Raul et al. (2002)
paper submitted to the Agency by PC/
CFS as part of its comment to the
molluscan shellfish petition; the
memorandum also discussed a
commentary on the paper that was
submitted with the comment (Ref. 12).
The objection cited three selected
sentence fragments from the
memorandum which PC/CFS maintains
are incorrect. The memorandum
discussed the authors’ observations and
the limitations of the Raul, et al. study
and stated that those limitations and
inconsistencies in the data made it
difficult to draw conclusions from the
study. In the final rule (70 FR 48057 at
48067) the Agency discussed the
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limitations of the study and its
reasoning in concluding that the results
of long-term feeding studies were more
relevant to a finding of safety than the
Raul et al. study.
As FDA noted in the final rule (70 FR
48057 at 48067): ‘‘Given the limitations
of the animal model and study design,
ambiguous data, and the absence of
close relationship between the chemical
exposure used in the study and the
expected human exposure, the Agency
finds that the comment provides no
substantial or reliable scientific
information to show that there is reason
to believe that the consumption of 2–
ACBs will promote colon cancer.
Moreover, the Agency notes that long
term feeding studies performed using
irradiated foods that contain 2–ACBs
did not show any promotion of colon
cancer. The results of these latter long
term feeding studies are more relevant
than results from the Raul paper
because 2–ACBs were fed in the diet as
in human exposure and the levels of
exposure would still have been
increased over usual dietary levels.’’
The Agency maintains that the
disputed memorandum taken as a
whole, including the sentence fragments
highlighted by PC/CFS, accurately and
reliably reflects the information in the
Raul and Rao publications. Importantly,
the factual issues raised by the three
disputed statements were not
determinative in the Agency’s overall
conclusions about the relevance of the
Raul et al. study or to its determination
that the irradiated molluscan shellfish
under the conditions of the regulation
are safe. A hearing will not be granted
on factual issues that are not
determinative with respect to the action
requested (§ 12.24(b)(4)). Thus, PC/CFS
has not provided a basis for a hearing
and FDA is denying PC/CFS’ request for
a hearing based on this objection.
Part two of this objection asserts that
FDA cites no evidence to dismiss the
COMET assay as a valid technique for
testing genetic toxicity. The objection
asserts that the ‘‘technique has broad
support within the scientific
community’’ and quotes excerpts from
several published reports that state that
the COMET assay has utility, and is
being increasingly used in the screening
of various substances.
The Agency does not dispute the
statements quoted by the PC/CFS nor
the fact that the COMET assay is being
increasingly studied and used to study
the cellular response to DNA damage
and repair. In the final rule, the Agency
has addressed its conclusions pertaining
to the COMET assay results (70 FR
48057 at 48065), as they are presented
with respect to 2–ACBs and has
PO 00000
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Fmt 4700
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15849
determined that, when the totality of
evidence is examined with other more
standard genotoxicity testing methods,
‘‘the potential risk of 2–DCB, if any, is
very low.’’ The cited quotations do not
provide any information related to the
safety of consumption of 2–ACBs that
may be present in irradiated molluscan
shellfish that the Agency has not
considered, and the objection contains
no information that would cause the
Agency to change its safety
determination. A hearing will not be
granted on factual issues that are not
determinative with respect to the action
requested (§ 12.24(b)(4)).
Part three of this objection states that
certain FDA review memoranda (Chen
to Highbarger, 12/21/2001, FAP
9M4697), (Morehouse to Highbarger, 6/
l/2002, 9M4697), and (Chen to
Highbarger, 4/7/2003, FAP 9M4695) are
irrelevant to the analysis of irradiated
molluscan shellfish, because they were
written as part of the review of other
petitions to permit the irradiation of
certain other foods. This objection also
states that one of the memoranda (Chen
to Highbarger, 12/21/2001, FAP
9M4697) is inaccurate, because it states
that ‘‘the radiolysis products of
irradiated lipids and proteins are either
the same as, or structurally very similar
to, compounds found in foods that have
not been irradiated.’’ PC/CFS state that
‘‘numerous published articles show—
and the FDA now admits—that 2–ACBs
are fundamentally unique from any
naturally occurring food component.’’
Additionally, the objection states that
this memorandum ignores the FDA
Redbook’s statement that genotoxicity
tests can contribute to safety
assessments.
The Agency acknowledges that the
review memoranda cited were written
as part of the review of two petitions to
permit the irradiation of certain foods
(other than molluscan shellfish) that are
pending at the Agency: FAP 9M4695,
submitted by the U.S. Department of
Agriculture (64 FR 71792) 10 and FAP
9M4697, submitted by the National
Food Processors Association on behalf
of the Food Irradiation Coalition (65 FR
493 and 66 FR 23943).11 The objection
10 FAP 9M4695 requests that 21 CFR part 179 be
amended to provide for the safe use of a 4.5
kiloGray (kGy) maximum dose of ionizing radiation
to treat unrefrigerated (as well as refrigerated)
uncooked meat, meat products, and certain meat
food products to reduce levels of foodborne
pathogens and extend shelf-life.
11 FAP 9M4697 requests that 21 CFR part 179 be
amended to provide for the safe use of ionizing
radiation for control of foodborne pathogens, and
extension of shelf-life, in a variety of human foods
up to a maximum irradiation dosage of 4.5 kGy for
non-frozen and non-dry products, and 10.0 kGy for
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Federal Register / Vol. 76, No. 55 / Tuesday, March 22, 2011 / Rules and Regulations
Emcdonald on DSK2BSOYB1PROD with RULES
does not explain, however, why the
information in those memoranda is
irrelevant to the irradiation of
molluscan shellfish to an absorbed dose
of 5.5 kGy. These review memoranda
describe chemistry and toxicology
information related to the irradiation of
protein, fat, and carbohydrate; these are
components of molluscan shellfish. The
Agency has repeatedly noted that its
conclusions on safety of irradiating
molluscan shellfish are based on the
evaluation of the totality of evidence
before it, and in particular, that
information related to the irradiation of
flesh foods is relevant to an evaluation
of the safety of irradiated molluscan
shellfish. The objection provides no
information that would suggest the
information in the cited memoranda is
irrelevant to the molluscan shellfish
final rule except to point out that they
were written as part of the review of
other petitions.
The objection also cites a statement
from a memorandum written in 2001
that stated that ‘‘ * * * radiolysis
products of irradiated lipids and
proteins are either the same as, or
structurally very similar to, compounds
found in foods that have not been
irradiated’’ and points out that the
Agency has since acknowledged that 2–
ACBs have thus far not been found in
food that has not been irradiated.12 As
noted in the objection itself, there is no
factual issue in dispute, and the
objection points to no reason why the
statement in the 2001 memorandum
calls into question the Agency’s
subsequent conclusions about the safety
of irradiated molluscan shellfish.
Finally, this part of the objection
alleges that the 2001 memorandum
ignores the FDA Redbook’s statement
that genotoxicity tests can contribute
significantly to safety assessments. The
Agency agrees that genotoxicity testing
can be useful in the assessment of the
safety of food additives. In the
molluscan shellfish final rule the
Agency discussed the use of
genotoxicity tests, and of long-term
feeding studies, in the context of the
safety assessment of irradiated foods (70
FR 48057 at 48064) concluding: ‘‘The
Bureau of Foods Irradiated Foods
Committee (BFIFC) recommended that
frozen or dry products, including: (1) Pre-processed
meat and poultry; (2) both raw and preprocessed
vegetables, fruits, and other agricultural products of
plant origin; (3) certain multi-ingredient food
products. The notice stated that the petition does
not cover products composed in whole or in part
of raw meat, poultry, or fish nor does it cover
‘‘ready-to-eat’’ fish products or ingredients made
from fish.
12 We note that recent studies have demonstrated
that 2–ACBs are formed in certain foods that have
not been irradiated (e.g., roasted nuts).
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foods irradiated at a dose above 1 kGy
be evaluated using a battery of
mutagenicity tests to assess whether
long-term feeding studies in animals
were necessary (Ref. 36). Mutagenicity
studies are primarily used to screen for
potential mutagenic effects. Animal
feeding studies are more reliable for
determining the true mutagenic
potential of a compound that is
consumed in food. (Ref. 37). Moreover,
one cannot draw valid conclusions from
data simply by summing positive and
negative results without fully evaluating
the individual studies and assessing
what conclusions such studies support
and considering the totality of evidence.
If the occasional report of a mutagenic
effect were valid and significant to
health, one should have seen consistent
adverse toxicological effects in the many
long term and reproduction studies with
animals. This has not been the case.’’
Thus, the Agency has acknowledged
the utility of genotoxicity tests, but also
states that when long-term animal
feeding studies are available, that these
latter studies are more reliable for
determining the mutagenic potential of
a compound consumed in food. Nothing
in the objection would suggest that the
Agency’s position is in contradiction to
the recommendations in the Redbook.
An objector must make an adequate
proffer of evidence to support its
allegations and to show that they
provide a basis on which to call into
question the agencies conclusions
(§ 12.24(b)(2)). PC/CFS has not provided
a basis for a hearing and FDA is denying
PC/CFS’ request for a hearing based on
this objection.
Finally, part four of the objection
states that an FDA memorandum
(Folmer-Jensen to Highbarger, 8/2/2002,
FAP 9M4697) states that other food
processing methods (such as freezing,
canning and drying) can result in loss of
vitamins, but neglects to consider the
potential for additional vitamin
reduction if irradiated foods were to be
subsequently processed by freezing,
canning or drying. This part further
cites a 1986 trade press article as
evidence that irradiation, when
combined with other food processing
techniques, has a greater effect on
reducing levels of vitamins than each
process individually. The objection then
questions the Agency’s conclusion that
the contribution of thiamine, niacin and
vitamin B6 from fish and shellfish
represents an insignificant contribution
to the nutritional needs of Americans.
The objection cites two studies that
showed a substantial reduction in
thiamine level in irradiated cod.
The Agency agrees that irradiation
may reduce some vitamins in foods.
PO 00000
Frm 00060
Fmt 4700
Sfmt 4700
Additionally, further processing may
further reduce some vitamins in foods.
The extent to which vitamin loss is
nutritionally significant depends in part
on the relative contribution of the food
in question to the overall dietary intake
of the vitamin. The Agency has
concluded that the reductions of
vitamins in molluscan shellfish will
cause negligible changes in total dietary
intake of the affected vitamins as a
result of irradiating molluscan shellfish
under the conditions of the regulation.
The objection questions the Agency’s
analysis and conclusion, but offers no
data or information to support a
contention that permitting the
irradiation of molluscan shellfish would
have an adverse impact on the
nutritional adequacy of the diet.
Moreover, the objection contains no
information that would cause the
Agency to change its conclusion that the
consumption of irradiated molluscan
shellfish to an absorbed dose of 5.5 kGy
is safe.
A hearing will be denied if the
Commissioner concludes that the data
and information submitted are
insufficient to justify the factual
determination urged, even if accurate
((§ 12.24(b)(3)). FDA concludes that the
data and information are insufficient;
therefore, FDA is denying the request
for a hearing based on this objection.
K. Chemicals Formed in Irradiated
Foods
One objection submitted by Dr.
Epstein alleges that FDA has ‘‘ignore[d]
the fact that irradiation can dramatically
increase the concentration of many
potentially toxic chemicals.’’ Dr. Epstein
specifically mentions benzene and
toluene, quoting a statement from D.U.
Ahn of Iowa State University:
‘‘[B]enzene and toluene * * * could be
formed from amino acids upon
irradiation * * * Benzene has
deleterious effects on human health
(Ref. 13).’’ In support of the quoted
statement, the objection references a
paper entitled ‘‘Effects of Electron Beam
Irradiation and Antimicrobials on the
Volatiles, Color, and Texture of Readyto-Eat Turkey Breast Roll.’’
The Agency acknowledges that
benzene, toluene, and other compounds
are formed, albeit in very small
amounts, when meats are irradiated at
sterilizing doses (Ref. 14.). The
formation of benzene and other volatile
compounds (including toluene) in
irradiated foods and their possible risk
to human health has been extensively
evaluated by FDA and discussed in
previous rulemaking (see 62 FR 64107 at
64110–64111, 55 FR 18538 at 18542–
18543 and 53 FR 53176 at 53197).
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Federal Register / Vol. 76, No. 55 / Tuesday, March 22, 2011 / Rules and Regulations
Regarding benzene specifically, the
Agency has stated: ‘‘The select
Committee concluded that the small
addition of benzene from radiation
sterilized beef would contribute only a
trivial increment to the normal body
burden and is unlikely to increase
significantly whatever hazard exists
from other sources. FDA is not aware of
any evidence that call this conclusion
into question’’ (53 FR 53176 at 53197).
The objection identifies no evidence
that the Agency overlooked, and does
not provide any new evidence that
would indicate benzene, toluene, or
other chemicals are formed in irradiated
molluscan shellfish in quantities that
would pose a risk to human health.
Thus, Dr. Epstein’s request for a hearing
based on this objection is denied
because a hearing will not be granted on
the basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)).
The objection also criticizes the
Agency for making ‘‘[a] blanket
statement which the Agency fails to
explain further: ‘‘FDA and food
scientists worldwide have long agreed
that the evaluation of the safety of
irradiated foods requires consideration
of the whole food, not the testing of
each component.’’ Dr. Epstein also takes
issue with the Agency’s statement that
‘‘* * * identification of major radiolysis
products will aid in the interpretation of
data.’’
Contrary to Dr. Epstein’s remarks, the
Agency provided a detailed explanation
of its statement about safety testing of
irradiated whole foods versus the testing
of individual components of those foods
in the context of its response to a
comment expressing a different view
about requirements for testing irradiated
food (see 70 FR 48057 at 48066).
Additionally, the Agency has provided
detailed discussions of the role of
chemical identification of radiolysis
products in the evaluation of data from
safety testing (see 70 FR 48507 at 48059
and 62 FR 64107 at 64110–64111 and
section IV. H of this document).
In conclusion, the submitted objection
contains no evidence that the Agency
has overlooked and no new evidence
that would call into question the
Agency’s previous conclusion that
consumption of irradiated molluscan
shellfish is safe. The objection merely
alleges that there may possibly be
formation of benzene and toluene and
alleges a potential of harm. A hearing
will not be granted on the basis of mere
allegations or denials or general
descriptions of positions and
contentions (§ 12.24(b)(2)); therefore,
FDA is denying the request for a hearing
based on this objection.
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V. Summary and Conclusion
The FD&C Act requires that a food
additive be shown to be safe prior to
marketing under section 409 of the
FD&C Act. Under § 170.3(i), a food
additive is ‘‘safe’’ if there is a reasonable
certainty in the minds of competent
scientists that the substance is not
harmful under the intended conditions
of use. In the Agency’s August 16, 2005,
final rule approving the use of
irradiation on fresh or frozen molluscan
shellfish, FDA concluded that the
studies conducted to establish the safety
of this additive demonstrate that this
use of irradiation is safe for its intended
use on fresh or frozen molluscan
shellfish.
The petitioner has the burden to
demonstrate the safety of the additive to
gain FDA approval. Nevertheless, once
FDA makes a finding of safety in an
approval document, the burden shifts to
an objector, who must come forward
with evidence that calls into question
FDA’s conclusion (American Cyanamid
Co. v. FDA, 606 F.2d 1307, 1314–1315
(DC Cir. 1979)).
Despite their many allegations, PC/
CFS and Dr. Epstein have not
established that FDA overlooked
significant information in the record in
reaching its conclusion that the use of
irradiation on fresh or frozen molluscan
shellfish is safe. In such circumstances,
FDA has determined that the objections
do not raise any genuine and substantial
issue of fact that can be resolved by an
evidentiary hearing (§ 12.24(b)).
Accordingly, FDA is denying the
requests for a hearing. In addition, PC/
CFS’ and Dr. Epstein’s requests for a
stay of the effectiveness of the August
16, 2005, regulation until a hearing is
held are moot because FDA is denying
all hearing requests. Thus, FDA is
confirming August 16, 2005, as the
effective date of the final rule published
at 70 FR 48057.
VI. References
The following references are on
display at the Division of Dockets
Management (HFA–305), Food and Drug
Administration, 5630 Fishers Lane, rm.
1061, Rockville, MD 20857, under
Docket No. FDA–1999–F–0056
(formerly 1999F–4372), and may be seen
by interested persons between 9 a.m.
and 4 p.m., Monday through Friday.
1. Memorandum to the file, FAP 4M4428,
from P. Hansen, FDA, dated October 31,
1997.
2. Dixon, D.W., ‘‘The Influence of Gamma
Radiation Upon Shellstock Oysters, and
Culturable and Viable but Nonculturable
Vibrio vulnificus,’’ a dissertation
presented to the Graduate School of the
University of Florida, 1996.
PO 00000
Frm 00061
Fmt 4700
Sfmt 4700
15851
3. Diehl, J.F., ‘‘Safety of Irradiated Foods,’’
second edition, Marcel Dekker, Inc., New
York, 1995.
4. Memorandum for FAP 9M4682 from K.
Morehouse, FDA, to L. Highbarger, FDA,
July 15, 2005.
5. Renner, H.W., ‘‘Chromosome Studies on
Bone Marrow Cells of Chinese Hamsters
Fed a Radiosterilized Diet,’’ Toxicology,
8:213–222, 1977.
6. Miesch, M., Ndiye, B., Hasselmann, C., and
E. Marchioni, ‘‘2–Alkylcyclobutanones as
Markers for Irradiated Food Stuffs—I.
Synthesis of Saturated and Unsaturated
Standards,’’ Radiation Physics and
Chemistry, 55:337–344, 1999.
7. Horvatovich, P., M. Miesch, C.
Hasselmann, and E. Marchioni,
‘‘Supercritical Fluid Extractin of
Hydrocarbons and 2–
Alkylcyclobutanones for the Detection of
Irradiated Foodstuffs,’’ Journal of
Chromatography, 897:259–268, 2000.
´
8. Delincee H, B.L. Pool-Zobel, and G.
Rechkemmer ‘‘Genotoxicity of 2–
Dodecyclcyclobutanone,’’ Food
Irradiation: Fifth German Conference,
Report BFE–R–99–01, Federal Nutrition
Research Institute, Karlsruhe, Germany
(unpublished, 1998).
9. Memorandum for FAP 9M4682 and FAP
1M4727, from D. Folmer, FDA, to L.
Highbarger, August 2, 2002.
10. Memorandum for FAP 9M4682 from T.
Twaroski, FDA, to L. Highbarger, FDA,
July 14, 2005.
11. Raul, F., F. Gosse, H. Delincee, A.
Hartwig, E. Marchioni, M. Miesch, D.
Werner, and D. Burnouf, ‘‘Food Borne
Radiolytic Compounds (2–
Alkylcyclobutanones) May Promote
Experimental Colon Carcinogenesis,’’
Nutrition and Cancer, 44(2):181–191,
2002.
12. Rao, C., ‘‘Do Irradiated Foods Cause or
Promote Colon Cancer?’’, Division of
Nutritional Carcinogenesis, Institute for
Cancer Prevention, American Health
Foundation—Cancer Center, Valhalla,
NY (Unpublished, 2003), FDA notes that
this article has now been published as a
commentary in Nutrition and Cancer,
46(2):107–109, 2003.
13. Bureau of Food Irradiated Foods
Committee, ‘‘Recommendations for
Evaluation the Safety of Irradiated Food,’’
prepared for the Director, Bureau of
Foods, FDA, July 1980.
14. Toxicological Principles for the Safety
Assessment of Direct Food Additives and
Color Additives Used in Food, ‘‘Red
Book II,’’ U.S. Food and Drug
Administration, Center for Food Safety
and Applied Nutrition, 1993, revised
2001.
15. Zhu, M.J., et al., ‘‘Effects of Electron Beam
Irradiation and Antimicrobials on the
Volatiles, Color, and Texture of Readyto-Eat Turkey Breast Roll,’’ Journal of
Food Science, 69(5):C382–C387, 2004.
16. Federation of American Societies for
Experimental Biology, Life Sciences
Research Office, Evaluation of the Health
Aspects of Certain Compounds Found in
Irradiated Beef, Supplement 1979, 1977.
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15852
Federal Register / Vol. 76, No. 55 / Tuesday, March 22, 2011 / Rules and Regulations
Dated: March 15, 2011.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2011–6625 Filed 3–21–11; 8:45 am]
BILLING CODE 4160–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R07–OAR–2010–0945; FRL–9281–6]
Approval and Promulgation of
Implementation Plans; Nebraska:
Prevention of Significant Deterioration;
Greenhouse Gas Permitting Authority
and Tailoring Rule Revision
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is taking final action to
approve revisions to the State
Implementation Plan (SIP) for Nebraska,
submitted by the Nebraska Department
of Environmental Quality (NDEQ) to
EPA for final processing on January 14,
2011. These revisions cover two broad
categories under Nebraska’s prevention
of significant deterioration (PSD)
preconstruction permitting program.
The first applies to revisions relating to
permitting of greenhouse gas (GHG)
emissions under the PSD program. The
second applies to revisions
incorporating relevant aspects of EPA’s
2002 new source review (NSR) reform
rules, submitted by letter dated
November 19, 2010.
The GHG SIP revision, which
incorporates updates to NDEQ’s air
quality regulations, includes two
significant changes impacting the
regulation of GHGs under Nebraska’s
PSD program. First, the SIP revision
provides the State of Nebraska with
authority to issue PSD permits
governing GHGs. Second, the SIP
revision establishes emission thresholds
for determining which new stationary
sources and modification projects
become subject to Nebraska’s PSD
permitting requirements for their GHG
emissions. The first provision is
required under the GHG PSD SIP call,
which EPA published on December 13,
2010, and which required the State of
Nebraska to apply its PSD program to
GHG-emitting sources. The second
provision is consistent with the
thresholds EPA established in the
Tailoring Rule, published on June 3,
2010. EPA is approving this SIP revision
because this SIP revision meets the
requirements of the GHG PSD SIP Call.
In addition, in today’s action, EPA is
also taking final action to approve
Emcdonald on DSK2BSOYB1PROD with RULES
SUMMARY:
VerDate Mar<15>2010
16:40 Mar 21, 2011
Jkt 223001
Nebraska’s adoption of portions of
EPA’s 2002 NSR Reform rules,
published December 31, 2002. EPA has
determined that Nebraska’s revisions
track the Federal NSR Reform Rules.
EPA previously determined that the
implementation of the Federal NSR
Reform Rules will be environmentally
beneficial.
DATES: This rule will be effective March
22, 2011.
ADDRESSES: EPA has established a
docket for this action under Docket
Identification No. EPA–R07–OAR–
2010–0945. All documents in the docket
are listed on the https://
www.regulations.gov Web site. Although
listed in the index, some information is
not publicly available, i.e., Confidential
Business Information or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov or in hard copy at
the Air Planning and Development
Branch, Air and Waste Management
Division, U.S. Environmental Protection
Agency, Region 7, 901 North 5th Street,
Kansas City, KS 66101. EPA requests
that if at all possible, you contact the
person listed in the FOR FURTHER
INFORMATION CONTACT section for further
information. The Regional Office’s
official hours of business are Monday
through Friday, 8:30 to 4:30, excluding
Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
information regarding the Nebraska SIP,
contact Mr. Larry Gonzalez, Air
Planning and Development Branch, Air
and Waste Management Division, U.S.
Environmental Protection Agency,
Region 7, 901 North 5th Street, Kansas
City, Kansas 66101. Mr. Gonzalez’s
telephone number is (913) 551–7041; email address: gonzalez.larry@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. What is the background for today’s final
action?
II. Analysis of Nebraska’s SIP Revision
III. What is EPA’s response to comments
received on the proposed action?
IV. What is the effect of today’s final action?
V. When is today’s action effective?
VI. Final Action
VII. Statutory and Executive Order Reviews
I. What is the background for today’s
final action?
EPA has recently undertaken a series
of actions pertaining to the regulation of
GHGs that, although for the most part
PO 00000
Frm 00062
Fmt 4700
Sfmt 4700
distinct from one another, establish the
overall framework for today’s final
action for the Nebraska SIP. The first
four of these actions include, as they are
commonly called, the ‘‘Endangerment
Finding’’ and ‘‘Cause or Contribute
Finding,’’ which EPA issued in a single
final action,1 the ‘‘Johnson Memo
Reconsideration,’’ 2 the ‘‘Light-Duty
Vehicle Rule,’’ 3 and the ‘‘Tailoring
Rule.’’ 4 Taken together, these actions
established regulatory requirements for
GHGs emitted from new motor vehicles
and new motor vehicle engines;
determined that such regulations, when
they took effect on January 2, 2011,
subject GHGs emitted from stationary
sources to PSD requirements; and
limited the applicability of PSD
requirements to GHG sources on a
phased-in basis.
In a separate action, the ‘‘GHG PSD
SIP Call,’’ 5 EPA called on the State of
Nebraska and 12 other States with SIPs
that do not provide authority to issue
PSD permits governing GHGs to revise
their SIPs to provide such authority. In
that action, EPA took steps to ensure
that in the 13 States that do not have
authority to issue PSD permits to GHGemitting sources at present, either the
State or EPA would have the authority
to issue such permits by January 2,
2011, or soon thereafter. EPA explained
that although for most States, either the
State or EPA is already authorized to
issue PSD permits for GHG-emitting
sources as of that date, Nebraska and the
other 12 States have EPA-approved PSD
programs that do not include GHGemitting sources and therefore do not
authorize these States to issue PSD
permits to such sources. Accordingly,
EPA issued the GHG PSD SIP Call to
require a SIP revision that applies
Nebraska’s SIP PSD programs to GHGemitting sources. EPA also established a
SIP submittal deadline. In the proposed
SIP call, EPA had stated that the
deadline could range from as little as
three weeks after the final SIP call was
signed to as long as 12 months after the
1 ‘‘Endangerment and Cause or Contribute
Findings for Greenhouse Gases Under Section
202(a) of the Clean Air Act.’’ 74 FR 66496
(December 15, 2009).
2 ‘‘Endangerment and Cause or Contribute
Findings for Greenhouse Gases Under Section
202(a) of the Clean Air Act.’’ 74 FR 66496
(December 15, 2009).
3 ‘‘Light-Duty Vehicle Greenhouse Gas Emission
Standards and Corporate Average Fuel Economy
Standards; Final Rule.’’ 75 FR 25324 (May 7, 2010).
4 ‘‘Prevention of Significant Deterioration and
Title V Greenhouse Gas Tailoring Rule; Final Rule.’’
75 FR 31514 (June 3, 2010).
5 ‘‘Action to Ensure Authority to Issue Permits
Under the Prevention of Significant Deterioration
Program to Sources of Greenhouse Gas Emissions:
Finding of Substantial Inadequacy and SIP Call;
Final Rule.’’ 75 FR 77698 (December 13, 2010).
E:\FR\FM\22MRR1.SGM
22MRR1
Agencies
[Federal Register Volume 76, Number 55 (Tuesday, March 22, 2011)]
[Rules and Regulations]
[Pages 15841-15852]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-6625]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 179
[Docket No. FDA-1999-F-0056; Formerly Docket No. 1999F-4372]
Irradiation in the Production, Processing, and Handling of Food;
Confirmation of Effective Date
AGENCY: Food and Drug Administration, HHS.
ACTION: Final rule; denial of requests for a stay of effective date and
for a hearing; response to objections; confirmation of effective date.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is denying requests for
a hearing on the final rule that amended the food additive regulations
to provide for the safe use of ionizing radiation for the control of
Vibrio species and other foodborne pathogens in fresh or frozen
molluscan shellfish. After reviewing objections to the final rule and
requests for a hearing, FDA has concluded that the objections do not
justify a hearing or otherwise provide a basis for revoking the
regulation. FDA also is denying the request for a stay of the effective
date of the amendment to the food additive regulations.
DATES: The August 16, 2005, effective date for the final rule published
at 70 FR 48057 is confirmed.
FOR FURTHER INFORMATION CONTACT: Lane A. Highbarger, Center for Food
Safety and Applied Nutrition (HFS-255), Food and Drug Administration,
5100 Paint Branch Pkwy., College Park, MD 20740, 301-436-1204.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction
II. Objections, Requests for a Hearing, and Requests for a Stay
III. Standards for Granting a Hearing
IV. Analysis of Objections and Response to Hearing Requests
A. Studies on Animals Fed Clams
B. Microbiological Safety of Molluscan Shellfish
C. Reasonable Certainty of No Harm
D. Factors Unique to Molluscan Shellfish
E. Application of 100-Fold Safety Margin for 2-
Alkylcyclobutanones
F. Alleged Rejection of Published Evidence
G. Alleged Warnings on Potential Risks
H. Alleged Failure to Follow Critical Guidelines for Food
Additives
I. Wholesomeness
J. FDA Review Memoranda
K. Chemicals Formed in Irradiated Foods
V. Summary and Conclusion
VI. References
I. Introduction
FDA published a notice in the Federal Register of October 19, 1999
(64 FR 56351), announcing the filing of a food additive petition (FAP
9M4682) by the National Fisheries Institute and the Louisiana
Department of Agriculture and Forestry. In the Federal Register of
August 16, 2005 (70 FR 48057), FDA issued a final rule permitting the
irradiation of fresh or frozen molluscan shellfish for the control of
Vibrio spp. and other food-borne pathogens. FDA based its decision on
data in the petition and in its files. In the preamble to the final
rule, FDA outlined the basis for its decision and responded to
questions raised in several comments from Public Citizen and the Center
for Food Safety (PC/CFS). The preamble to the final rule advised that
objections to the final rule and requests for a hearing were due within
30 days of the publication date (i.e., by September 15, 2005).
II. Objections, Requests for a Hearing, and Requests for a Stay
Section 409(f)(1) of the Federal Food, Drug, and Cosmetic Act (the
FD&C Act) (21 U.S.C. 348(f)(1)) provides that, within 30 days after
publication of an order relating to a food additive regulation, any
person adversely affected by such order may file objections, specifying
with particularity the provisions of the order ``deemed objectionable,
stating reasonable grounds therefore, and requesting a public hearing
upon such objections.''
Under part 171 (21 CFR part 171) in Sec. 171.110 of the food
additive regulations, objections and requests for a hearing are
governed by part 12 (21 CFR part 12) of FDA's regulations. Under Sec.
12.22(a), each objection must meet the following conditions: (1) Must
be submitted on or before the 30th day after the date of publication of
the final rule; (2) must be separately numbered; (3) must specify with
particularity the provision of the regulation or proposed order
objected to; (4) must specifically state each objection on which a
hearing is requested; failure to request a hearing on an objection
constitutes a waiver of the right to a hearing on that objection; and
(5) must include a detailed description and analysis of the factual
information to be presented in support of the objection if a hearing is
requested; failure to include a description and analysis for an
objection constitutes a waiver of the right to a hearing on that
objection.
Following publication of the final rule permitting the irradiation
of fresh or frozen molluscan shellfish for the
[[Page 15842]]
control of Vibrio spp. and other food borne pathogens, FDA received
numerous submissions within the 30-day objection period. All but two of
these timely submissions express general opposition to the final rule,
and are form letters urging the FDA to conduct additional studies on
irradiating molluscan shellfish specifically and food in general.
Although most of these letters request a hearing, no evidence is
identified in support of these objections that could be considered in
an evidentiary hearing (Sec. 12.22(a)(5)). Therefore, they have waived
their right to a hearing. The Agency will not discuss these submissions
further. FDA received two submissions that met the requirements of
Sec. 12.22(a), One of these two submissions is a letter sent jointly
by PC/CFS containing 10 numbered objections to the final rule and
requesting a hearing on each one. The second is a letter sent by Samuel
Epstein (Dr. Epstein), containing six numbered objections, requesting a
hearing on each. All but one of the issues raised by Dr. Epstein are
identical to certain of those raised in the PC/CFS submission. Both PC/
CFS and Dr. Epstein also requested a stay of action on the final rule.
FDA addresses the PC/CFS and Dr. Epstein objections and hearing
requests in section IV of this document.
FDA also received a large number of submissions after the close of
the objection period; their content was identical or similar to the
form letters expressing general opposition to the final rule. These
tardy submissions failed to satisfy the requirements of 21 U.S.C.
348(f)(1) and need not be considered further by the Agency (see ICMAD
v. HEW, 574 F.2d 553, 558 n.8 (DC Cir), cert. denied, 439 U.S. 893
(1978)).
Additionally, most of the issues raised in the PC/CFS and Dr.
Epstein objections are similar or identical to issues that have been
raised previously and that have been previously addressed in the rule
being objected to (70 FR 48057) and in other Agency rulemaking
concerning irradiation. The Agency will address these issues briefly;
please refer to the cited Federal Register documents for a more
comprehensive discussion.
III. Standards for Granting a Hearing
Specific criteria for deciding whether to grant or deny a request
for a hearing are set out in Sec. 12.24(b). Under that regulation, a
hearing will be granted if the material submitted by the requester
shows, among other things, the following: (1) There is a genuine and
substantial factual issue for resolution at a hearing; a hearing will
not be granted on issues of policy or law; (2) the factual issue can be
resolved by available and specifically identified reliable evidence; a
hearing will not be granted on the basis of mere allegations or denials
or general descriptions of positions and contentions; (3) the data and
information submitted, if established at a hearing, would be adequate
to justify resolution of the factual issue in the way sought by the
requestor; a hearing will be denied if the data and information
submitted are insufficient to justify the factual determination urged,
even if accurate; and (4) resolution of the factual issue in the way
sought by the person is adequate to justify the action requested; a
hearing will not be granted on factual issues that are not
determinative with respect to the action requested (e.g., if the action
would be the same even if the factual issue were resolved in the way
sought).
A party seeking a hearing is required to meet a ``threshold burden
of tendering evidence suggesting the need for a hearing'' (Costle v.
Pacific Legal Foundation, 445 U.S. 198, 214-215 (1980), reh. denied,
446 U.S. 947 (1980), citing Weinberger v. Hynson, Westcott & Dunning,
Inc., 412 U.S. 609, 620-621 (1973)). An allegation that a hearing is
necessary to ``sharpen the issues'' or to ``fully develop the facts''
does not meet this test (Georgia Pacific Corp. v. U.S. EPA, 671 F.2d
1235, 1241 (9th Cir. 1982)). If a hearing request fails to identify any
factual evidence that would be the subject of a hearing, there is no
point in holding one. In judicial proceedings, a court is authorized to
issue summary judgment without an evidentiary hearing whenever it finds
that there are no genuine issues of material fact in dispute and a
party is entitled to judgment as a matter of law (see Rule 56, Federal
Rules of Civil Procedure). The same principle applies in administrative
proceedings (see Sec. 12.28).
A hearing request must not only contain evidence, but that evidence
should raise a material issue of fact concerning which a meaningful
hearing might be held (Pineapple Growers Association v. FDA, 673 F.2d
1083, 1085 (9th Cir. 1982)). Where the issues raised in the objection
are, even if true, legally insufficient to alter the decision, the
Agency need not grant a hearing (see Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir. 1959), cert. denied, 362 U.S. 911
(1960)). FDA need not grant a hearing in each case where an objector
submits additional information or posits a novel interpretation of
existing information (see United States v. Consolidated Mines &
Smelting Co., 455 F.2d 432 (9th Cir. 1971)). In other words, a hearing
is justified only if the objections are made in good faith and if they
``draw in question in a material way the underpinnings of the
regulation at issue'' (Pactra Industries v. CPSC, 555 F.2d 677 (9th
Cir. 1977)). Finally, courts have uniformly recognized that a hearing
need not be held to resolve questions of law or policy (see Citizens
for Allegan County, Inc. v. FPC, 414 F.2d 1125 (DC Cir. 1969); Sun Oil
Co. v. FPC, 256 F.2d 233, 240 (5th Cir.), cert. denied, 358 U.S. 872
(1958)).
Even if the objections raise material issues of fact, FDA need not
grant a hearing if those same issues were adequately raised and
considered in an earlier proceeding. Once an issue has been so raised
and considered, a party is estopped from raising that same issue in a
later proceeding without new evidence. The various judicial doctrines
dealing with finality can be validly applied to the administrative
process. In explaining why these principles ``self evidently'' ought to
apply to an Agency proceeding, the U.S. Court of Appeals for the
District of Columbia Circuit wrote: ``The underlying concept is as
simple as this: Justice requires that a party have a fair chance to
present his position. But overall interests of administration do not
require or generally contemplate that he will be given more than a fair
opportunity.'' Retail Clerks Union, Local 1401 v. NLRB, 463 F.2d 316,
322 (DC Cir. 1972). (See Costle v. Pacific Legal Foundation, supra at
215-220. See also Pacific Seafarers, Inc . v. Pacific Far East Line,
Inc., 404 F.2d 804 (DC Cir. 1968), cert. denied, 393 U.S. 1093 (1969)).
IV. Analysis of Objections and Response to Hearing Requests
The letter from PC/CFS contains 10 numbered objections and requests
a hearing on each of them. The letter from Dr. Epstein includes six
numbered objections and requests a hearing on each. The issues raised
in five of the six objections in the letter from Dr. Epstein are
identical to issues raised in the letter from PC/CFS; in those cases,
the issues will be considered together. FDA addresses each of the
objections, as well as the evidence and information filed in support of
each, comparing each objection and the information submitted in support
of it to the standards for granting a hearing in Sec. 12.24(b) as
follows:.
A. Studies on Animals Fed Clams
One objection raised by PC/CFS and Dr. Epstein states that the
Agency failed
[[Page 15843]]
to consider two animal feeding studies that include toxicological
evidence of harmful effects from consumption of irradiated molluscan
shellfish. In support of this objection, PC/CFS submitted copies of
brief summary reports of the two studies.
The first study is a 1976 reproduction study \1\ in which
irradiated (4 kiloGray (kGy) and 8 kGy) soft-shell clams were fed to
chickens for 2 years. In a note appended to the summary report, the
study authors state that the study was replicated (for differing
durations) in the F1 and F2 generation birds (i.e., the second and
third generation birds bred from the parent generation used in the
original study). The objection notes that FDA did not include this
study on chickens in the Agency's September 15, 1982, master
bibliography of more than 400 studies on the safety of irradiated foods
and, that therefore, this study was not assessed by the Task Group for
the Review of Toxicology Data on Irradiated Food.\2\
---------------------------------------------------------------------------
\1\ Fegley, H.C. and Edmonds, R.E., in Food Irradiation
Information, International Project in the Field of Food Irradiation,
Karlsuhe, Germany, No. 6 (Supplement), 113-115, June 1976.
\2\ The Bureau of Foods Irradiated Food Task Group consisted of
toxicologists in the Bureau of Foods who reviewed many studies on
food irradiation in the early 1980s.
---------------------------------------------------------------------------
The objection goes on to describe certain of the reported results
from the study on chickens, specifically results in the F1 and F2
generations, including the following: Higher hemoglobin values and
smaller gonad weights in males of the F1 generation fed irradiated
clams; and a decrease in ``hatchability'' of eggs, enlargement of
kidneys in females (an effect that increased with increasing
irradiation dose), decreases in egg fertility and embryonic viability,
and lower body weights in females, in the F2 generation.
FDA acknowledges that this study was not included in the inventory
of studies reviewed by the Bureau of Foods Irradiated Food Task Group
in the early 1980s, and agrees that the endpoints cited in the
objection were reported by the study authors. However, the Agency does
not agree that FDA's failure to assess the study calls into question
the safety of irradiated molluscan shellfish, as the objectors contend.
The objection fails to note that many of the findings cited in the
experimental report were observed both in chickens fed irradiated clams
and in chickens fed unirradiated clams, and that the report discusses
the need to supplement the diets of the clam-fed chickens with
thiamine. Therefore, the observed effects may have been related to the
nutritional effects of feeding diets consisting of 50 percent wet-
weight of soft-shell clams to chickens. More importantly, if the
negative effects cited by the objectors were due to the consumption of
irradiated food, one would expect the findings to be reproducible in
other studies on irradiated foods; however, such reproducibility is not
seen in the large number of feeding studies that have been reviewed by
FDA.
The objection also cites a second paper by the same researchers \3\
describing a study on feeding clams irradiated at 4 kGy or 8 kGy to
beagle dogs. According to the objection, the study showed a significant
inverse correlation between the irradiation dose applied to the clams
and the blood urea nitrogen (BUN) level of male dogs fed on them. PC/
CFS and Dr. Epstein both go on to state that ``[t]hough the researchers
did not speculate, low blood urea nitrogen levels are usually a symptom
of liver damage.''
---------------------------------------------------------------------------
\3\ Fegley, H.C. and Edmonds, R.E., in Food Irradiation
Information, International Project in the Field of Food Irradiation,
Karlsruhe, Germany, No. 6 (Supplement), 111-112, June, 1976.
---------------------------------------------------------------------------
The Agency included this beagle dog study in the review of
toxicology studies conducted in the early 1980s. The FDA reviewer noted
the reported BUN results and also noted that, although the researchers
indicated that organs were weighed and examined histopathologically, no
results of the histopathological examination were included in the
report. This suggests that the researchers did not find any evidence of
liver (or other organ) damage, and in fact the study report includes no
information that supports the objectors' contention that liver damage
was an underlying condition in the animals tested. Furthermore, the
Agency, as part of its rulemaking pertaining to the irradiation of meat
and meat products, re-examined the findings reported in this study. As
stated in the December 3, 1997, final rule (62 FR 64107 at 64113), FDA
concluded that the decrease in BUN levels in this study was not of
toxicological significance, and laid out its reasoning in that document
and in a memorandum to the record (Ref. 1). Thus, the Agency disagrees
with PC/CFS' and Dr. Epstein's contention that this study ``* * * found
serious toxicity concerns associated with irradiated molluscan
shellfish.''
A hearing will be denied if the data and information are
insufficient to justify the factual determination urged, even if
accurate (Sec. 12.24(b)(3)). FDA concludes the data and information
are insufficient and, therefore, FDA is denying the request for a
hearing on this issue.
B. Microbiologic Safety of Molluscan Shellfish
PC/CFS' second objection asserts that the final rule fails to
ensure that the irradiation of molluscan shellfish will result in a
product that is microbiologically safe. In support of this objection,
PC/CFS cites a 1996 PhD dissertation by Dustin W. Dixon on the effects
of irradiation on Vibrio vulnificus in shellstock oysters (raw oysters
in their shell) harvested in Florida and Texas (Ref. 2). The objection
states that there is a potential for microbial outgrowth post-
irradiation, and cites Dixon's observation that the V. vulnificus count
in oysters irradiated at 1.0 kGy and 3.0 kGy rose nearly to the level
of that in unirradiated oysters after 2 and 9 days of storage,
respectively. The objection states that Dixon concluded that ``* * *
irradiation processing cannot be considered as a method to sterilize
shellstock oysters, and provide a shelf-stable product.''
The objection also notes the potential for improper temperature
control of irradiated molluscan shellfish prior to consumption by the
consumer. The objection states that there is no guarantee that
temperature conditions will be properly maintained and asserts that FDA
is assuming that Hazard Analysis and Critical Control Point (HACCP)
plans \4\ will ensure consistent and adequate temperature control.
---------------------------------------------------------------------------
\4\ FDA has established regulations for seafood HACCP in 21 CFR
part 123.
---------------------------------------------------------------------------
As noted by PC/CFS, the Dixon dissertation was submitted to the
Agency as part of the molluscan shellfish petition. The stated
objectives of the research presented in that document were to determine
the effects of gamma irradiation on Florida and Texas shellstock
oysters in terms of shelf life and microbial consequences. FDA does not
dispute the findings of Dr. Dixon, and agrees that irradiation of
molluscan shellfish to an absorbed dose of 5.5 kGy will not sterilize
molluscan shellfish or create a shelf-stable product. FDA also agrees
with Dr. Dixon's conclusion in his dissertation that irradiation may
not be sufficient by itself to eliminate V. vulnificus in molluscan
shellfish and that proper conditions of storage must be maintained
after shellfish have been irradiated.
FDA disagrees, however, with PC/CFS' assertion that the final rule
must ``[en]sure the microbiological safety of fresh oysters.'' The
standards for microbiological safety of molluscan
[[Page 15844]]
shellfish are independent of the final rule permitting the irradiation
of molluscan shellfish. Irradiation is but one measure for the control
of Vibrio spp. and other food-borne pathogens. The rule is not
predicated on the approved treatment, by itself, resulting in shellfish
that are sterile or shelf-stable. A hearing will not be granted on
factual issues that are not determinative with respect to the action
requested (Sec. 12.24(b)(4)). Therefore, FDA is denying the request
for a hearing based on this objection.
C. Reasonable Certainty of No Harm
PC/CFS' third objection states that ``there is no reasonable
certainty in the minds of competent scientists that irradiation is not
harmful as applied to molluscan shellfish.'' In support of this
objection, PC/CFS makes several assertions. First, PC/CFS refers to
several sets of comments that it submitted to the docket for the
molluscan shellfish rulemaking. PC/CFS states that those comments cite
11 ``peer-reviewed papers or other publications stating safety concerns
associated with irradiated foods'' and that these comments refer to
``at least 25 other highly `competent' Ph.D.s or MDs who have stated
that they have safety concerns in published literature.'' The objection
states that, although these comments and papers refer to irradiation of
food types other than molluscan shellfish, the Agency should have
specifically considered the statements of these authors. Second, PC/CFS
asserts that FDA misstated what is contained in its literature
reference numbered as ``Ref 20'' in the final rule. Third, PC/CFS, as
well as Dr. Epstein, asserts that FDA mischaracterized the findings of
the Raltech study. In support of this assertion, PC/CFS submitted a
copy of two summary reports from the ``Raltech studies'' and a 1984
trade press article that quotes Dr. Thayer of USDA. Finally, PC/CFS
states that neither FDA's final rule nor the underlying petition
actually contains data from, or references to, any toxicity studies on
irradiated mollusks.
As evidence that there is not a ``reasonable certainty of safety in
the minds of competent scientists'' PC/CFS notes that they have
submitted comments including journal articles and other publications
that express concerns with food irradiation. However, the articles do
not contain any evidence that could be resolved at a hearing, nor has
PC/CFS pointed to any evidence in the cited articles. Nor has PC/CFS
pointed to any specific factual information in the cited articles on
foods analogous to molluscan shellfish, which the Agency has ignored
and which would call into question the Agency's conclusions. A hearing
will not be granted on the basis of mere allegations or general
descriptions of positions and contentions (Sec. 12.24(b)(2)).
Therefore, FDA is denying the request for a hearing based on this
objection.
The Agency agrees that reference 20 as cited in the final rule is
incorrect. The proper reference is: S.G. Armstrong, S.G. Wylie, and D.
N. Leach, ``Effects of Preservation by Gamma Irradiation on the
Nutritional Quality of Australian Fish,'' Food Chemistry 50 (1994) 351-
357. This error does not demonstrate a lack of reasonable certainty of
safety. A hearing will be denied if the information submitted is
insufficient to justify the factual determination urged (Sec.
12.24(b)(3)).
The Agency disagrees with PC/CFS' and Dr. Epstein's assertion that
the final rule mischaracterizes the findings of the ``Raltech study.''
The Raltech studies were sponsored by the United States Department of
Agriculture and conducted by Raltech Scientific Services. In this
series of studies, conducted in the late 1970s and early 1980s,
irradiation-sterilized chicken (doses ranged from 45-59 kGy) was fed to
various types of animals. PC/CFS alleges that there were several
negative health effects seen in these studies, including a significant
dose-related decrease in the number of offspring of Drosophila
melanogaster (fruit flies), and a high incidence of testicular tumors
and significantly reduced survival in mice.
The Agency evaluated the results of the Raltech studies and has
extensively discussed its conclusions regarding these studies in
previous rulemaking documents (see 51 FR 13376 at 13386, 53 FR 53176 at
53188, and 55 FR 18538 at 18540). The Agency specifically discussed the
results of the feeding study in mice and the mutagenicity study in
fruit flies (see, e.g., 55 FR 18538 at 18540). The Agency has described
its reasoning in finding no evidence in any of the Raltech studies of
adverse effects that could be attributed to consumption of irradiation-
sterilized chicken. The Agency has found that the quantity and breadth
of testing and the number and significance of endpoints assessed would
have identified meaningful risks, if any existed. On those few
occasions where adverse effects were reported, FDA found that those
effects were not attributable to irradiation. PC/CFS does not submit or
otherwise identify any factual data that would cause the Agency to
alter its conclusions about these studies. Accordingly, FDA is denying
the request for a hearing based on this objection (Sec. 12.24(b)(2)).
Finally, the Agency agrees that there were no toxicological studies
conducted using irradiated molluscan shellfish submitted in the
petition. As noted in the molluscan shellfish final rule (70 FR 48057
at 48068), the Agency has reviewed a large body of data that are
relevant to the assessment of the potential toxicity of irradiated
flesh foods. FDA has consistently taken the position that various
scientifically validated types of data may properly support a safety
determination for a proposed use of a food additive (see part 170 (21
CFR part 170) in Sec. 170.20). For example, in the case of food
irradiation, the Agency has taken advantage of the extensive research
and large body of knowledge concerning the principles of radiation
chemistry and the chemical composition of foods. PC/CFS' suggestion
that data and information derived from studies of analogous irradiated
foods are not sufficient to support a determination that irradiated
molluscan shellfish are safe, is unsupported by specific data or other
factual information. Further, the question of whether safety has been
shown requires the application of the legal standard of safety as
defined by FDA's regulations (``reasonable certainty of no harm'') to a
set of facts (see Sec. 170.3(i)). As such, FDA concluded as a matter
of law that the proposed use of irradiation to treat fresh and frozen
molluscan shellfish with absorbed doses not to exceed 5.5 kGy is safe.
A hearing will not be granted on issues of policy or law (Sec.
12.24(b)(1)). Therefore, FDA is denying the request for a hearing based
on this objection.
D. Factors Unique to Molluscan Shellfish
PC/CFS objects to the molluscan shellfish final rule on the grounds
that the Agency and the underlying petition failed to consider several
factors that could make irradiated molluscan shellfish unsafe. These
factors are: (1) Safety of irradiated salt water; (2) chemicals that
irradiated molluscan shells may `off-gas' \5\; (3) effects of
irradiation on undigested shellfish stomach contents such as plankton
and algae; (4) attenuation of irradiation effects from shell thickness
(i.e., that thicker shells may attenuate the effectiveness of
irradiation); and (5) lack of data on furan creation from the shells.
Dr. Epstein also objects on the basis of the issues relating to
chemical byproducts from irradiated molluscan
[[Page 15845]]
shells, and the attenuation of irradiation effects from shell
thickness.
---------------------------------------------------------------------------
\5\ ``Off-gassing'' refers to volatile chemicals that may be
emitted over time from a source.
---------------------------------------------------------------------------
First, the Agency notes that there is no basis to suggest that the
presence of salts in water will affect the irradiation of molluscan
shellfish because ionizing radiation, under the petitioned conditions,
does not affect inorganic salts (Ref. 3). Second, the objection
provides no information to show that mollusk shells (composed of
approximately 95 percent calcium carbonate and 5 percent protein), when
irradiated, would produce any chemicals that may off-gas into the meat,
nor is there any information to suggest that such chemicals, were they
to be formed, would render the food unsafe. Third, the objection
provides no evidence that the stomach contents of irradiated molluscan
shellfish are materially different from any other irradiated food
(i.e., composed predominantly of protein, fat, and carbohydrate).
Fourth, the Agency agrees that varying shell thickness may attenuate
the effectiveness of irradiation, and that this attenuation would
increase with shell thickness. However, the objection provides no
evidence that would cause the Agency to find that consumption of
irradiated molluscan shellfish is not safe. As explained in section
IV.B of this document, it is not necessary that irradiation ``[en]sure
the microbiological safety of fresh oysters.'' Parties irradiating
molluscan shellstock are responsible for ensuring that treated food
receives the minimum irradiation dose reasonably required to accomplish
its intended technical effect and not more than the maximum dose
specified by the applicable regulation (see 21 CFR 179.25(b)) .
Finally, the Agency discussed the potential generation of furan in the
final rule (70 FR 48057 at 48059) and concluded that irradiated
molluscan shellfish do not generate furan at a rate that is higher than
the background generation of furan in un-irradiated molluscan shellfish
(Ref. 4). Although in the final rule the Agency cited data concerning
furan formation from shucked oysters, the objection points to no
factual data to suggest that irradiation of mollusks in the shell
(which is approximately 95 percent calcium carbonate) would lead to
furan formation from irradiation of the shell.
A hearing will not be granted on the basis of mere allegations or
general descriptions of positions and contentions (Sec. 12.24(b)(2)).
Neither PC/CFS nor Dr. Epstein has provided a basis for a hearing and
FDA is denying the request for a hearing on this objection.
E. Application of 100-Fold Safety Margin for 2-Alkylcyclobutanones
PC/CFS and Dr. Epstein cite 21 CFR 170.22 \6\ and object to the
molluscan shellfish final rule (70 FR 48057) on the basis that FDA
improperly failed to apply a 100-fold safety factor regarding the
production of 2-alkylcyclobutanones (2-ACBs) from the irradiation of
esterified fatty acids in considering the safety of irradiated
molluscan shellfish. In support of their contention that the Agency
should have applied a 100-fold safety factor to 2-ACBs, PC/CFS and Dr.
Epstein make several assertions. First, the objection asserts that 2-
ACBs are found only in irradiated foods and are known to be potentially
toxic at certain concentrations and to promote tumor formation in the
presence of known carcinogenic substances. The objection also asserts
that the flesh of molluscan shellfish is distinct from that of other
flesh foods because it contains a ``unique combination'' of fatty acids
and that these fatty acids, when irradiated, produce a unique
combination of 2-ACBs. The objection, therefore, maintains that FDA's
reliance on the Raltech study to address concerns about 2-ACBs is
flawed because that study involved chicken which has a lower stearic
acid content than oysters. Finally, the objection asserts that ``there
are no adequate long-term safety studies that assist in assessing the
overall health hazards that consuming 2-ACBs could pose, including
likely variations in sensitivities to 2-ACBs among the human consumer
population'' and refers particularly to children and other vulnerable
populations. In relation to this last point, PC/CFS submitted a
publication on the susceptibility of children to environmental
substances by William Au.\7\
---------------------------------------------------------------------------
\6\ That section provides in relevant part that ``[e]xcept where
evidence is submitted which justifies use of a different safety
factor, a safety factor in applying animal experimentation data to
man of 100 to 1, will be used. * * *'' 21 CFR 170.22.
\7\ Au, W., Susceptibility of Children to Environmental Toxic
Substances, International Journal of Hygiene Environmental Health;
205:1-3, 2002.
---------------------------------------------------------------------------
The applicability of Sec. 170.22 is a legal issue, and a hearing
will not be granted on issues of law. The Agency notes that Sec.
170.22 refers to safety factors to be used in determining whether a
proposed use of a food additive will be safe. In the present instance,
2-ACBs are not the food additive that is the subject of the rulemaking.
Therefore, the 100-fold safety factor discussed in Sec. 170.22 does
not apply to 2-ACBs. Further, as noted in the molluscan shellfish final
rule (70 FR 48057 at 48066), applying a 100-fold safety factor to a
processed food or to individual components of a processed food is not
feasible or appropriate.
The Agency agrees that 2-ACBs have been reported to be formed in
small quantities as a result of irradiation of fats and that these
compounds have been identified in irradiated meat and poultry. In the
final rule permitting the irradiation of molluscan shellfish, the
Agency described in detail its assessment of the significance of the
formation of 2-ACBs to a safety assessment of molluscan shellfish,
which like poultry and meat, contain appreciable amounts of
triglycerides. This assessment included a discussion of the contentions
that 2-ACBs may cause DNA damage and may be tumor promoters at certain
concentrations (70 FR 48057 at 48065 to 48067). While the objection
repeats assertions made in comments to the final rule about the
toxicity of 2-ACBs and the failure of the Agency to apply a 100-fold
safety factor for 2-ACBs, the objection includes no new information or
analysis that would call into question the Agency's rationale for its
decision.
The objection states that molluscan shellfish contain a unique
combination of fatty acids that differ from those in poultry, and that
therefore, the Agency's reliance on the Raltech study to address
concerns about 2-ACBs is flawed. In particular, the objection states
that chicken meat contains less stearic acid than do oysters. It is
true that the Agency considers the Raltech studies useful in assessing
the effects of 2-ACBs in animals fed irradiated flesh foods (70 FR
48057 at 48066). In the Raltech studies, animals were fed chicken
irradiated at a dose approximately 10 times the dose permitted in the
molluscan shellfish final rule, at a level of 35 percent of the diet,
for their lifetime. Thus, although the concentration of stearic acid in
chickens is lower than in molluscan shellfish, the amount of 2-ACBs in
the diets of the animals in the Raltech studies, including those formed
from irradiation of stearic acid is likely to be higher than the amount
in the human diet from irradiated molluscan shellfish (70 FR 48057 at
48066). As noted previously, there were no adverse toxicological
effects seen in the Raltech studies that could be attributed to the
consumption of irradiated chicken. In addition, it is important to note
that the Agency has not relied solely on the Raltech studies in
concluding that irradiation of molluscan shellfish under the conditions
permitted in the final rule is safe. As pointed out in the final rule
(70 FR 48057 at 48066), the Agency's review included studies in which
animals were
[[Page 15846]]
fed diets containing irradiated beef, pork, poultry, horse meat, and
fish, and found no evidence of toxicity attributed to the consumption
of these foods, which contain various levels and combinations of fatty
acids that may potentially form 2-ACBs. The objection has thus
misrepresented the basis for the Agency's decision when it contends
that the final rule relies on the Raltech studies to discount concerns
about 2-ACBs in irradiated molluscan shellfish.
In the molluscan shellfish final rule, the Agency noted that it had
reviewed a multitude of studies on irradiated foods that would have
contained radiolytic products including 2-ACBs, and which include long-
term safety studies. FDA noted that it had previously concluded that
``The results of the available toxicological studies of irradiated
flesh foods * * * demonstrate that a toxicological hazard is highly
unlikely because no toxicologically significant adverse effects
attributable to consumption of irradiated flesh foods were observed in
any of these studies'' (62 FR 64107 at 64114). Although the objection
alleges that there are no ``adequate long-term safety studies that
assist in assessing the overall health hazards that consuming 2-ACBs
could pose,'' the objection provides no factual information to call
into question the studies on which the Agency has relied, nor does it
provide any new information or data to refute the analysis set out in
the molluscan shellfish final rule.
The objection also cites the FDA's ``rejection'' of the 100-fold
safety margin as inappropriate, given the need to ``protect children
and other vulnerable consumers.'' The paper by Dr. Au, which was
submitted in support of this objection, is a commentary discussing the
need to consider data and information that indicate that children are
more susceptible to toxic contaminants than are adults in setting
guidelines for protecting children's health. The objection provides no
evidence to show that the Agency's conclusion that molluscan shellfish,
irradiated under the conditions permitted by the regulation, are safe,
fails to protect children and other vulnerable consumers. The submitted
commentary includes no information or data relevant to the safety of
irradiated molluscan shellfish.
In sum, the Agency is denying a hearing on the objection that FDA
improperly rejected application of the 100-fold safety factor in Sec.
170.22 to 2-ACBs produced in irradiated molluscan shellfish. The
interpretation of the applicability of this regulation is a legal
issue, and a hearing will not be granted on issues of law. Moreover,
PC/CFS and Dr. Epstein have not presented any evidence supporting their
contention that the potential levels of 2-ACBs in irradiated molluscan
shellfish may render the food unsafe. PC/CFS' request for a hearing
merely alleges that there is potential for harm, without providing any
evidence that the Agency has not already considered. An objector must
make an adequate proffer of evidence to support its allegations and to
show that they provide a basis on which to call into question the
Agency's conclusions (Sec. 12.24(b)(2)). Thus, neither PC/CFS nor Dr.
Epstein has provided a basis for a hearing and FDA is denying their
requests for a hearing based on this objection.
F. Alleged Rejection of Published Evidence
PC/CFS cites their comment submitted on May 14, 2001, and repeats
the assertion made in that comment that the Agency ignored or
improperly discounted a number of positive in vivo and in vitro
mutagenicity studies, including five peer-reviewed published studies
performed by the Indian National Institute of Nutrition (NIN) in which
purported mutagenic effects were found in mice, rats, and monkeys, and
in malnourished children, consuming freshly-irradiated wheat. In
support of the objection, PC/CFS submitted excerpts from 1987
Congressional testimony by S.G. Srikantia, the former Director of NIN,
who testified that FDA committed an error of judgment in accepting a
report by a committee of Indian scientists discrediting the NIN studies
(see 53 FR 53176 at 53182). The objection also asserts that FDA
neglected to consider a statement made in 1988 by an Australian
genotoxicity expert to a Committee of the Australian House of
Representatives, stating that the malnourished children study's results
seemed reasonable. In addition, the objection refers to two later
publications by the NIN researchers rebutting criticisms of the study,
and cites a statement by the former Director of NIN stating that the
NIN's results were mirrored in a study on hamsters (Ref. 5) that found
that polyploidy cells occurred five times more frequently in animals
fed irradiated wheat in their diet, and that this increased incidence
of polyploidy was related to irradiation dose.
The Agency has previously considered all of the various in vitro
and in vivo mutagenicity studies cited by PC/CFS and discussed its
conclusions in detail in previous documents (see e.g., 51 FR 13376 at
13383 and 13385; 53 FR 53176 at 53181-3 and 53191-2; 70 FR 48057 at
48064 and 48067). Several of the studies cited in the comment refer to
reports of in vitro mutagenicity of irradiated sugars in solution. The
Agency previously has discussed in detail why it has concluded that the
irradiation of simple sugars in solution is not a suitable model for
predicting and extrapolating toxicity of irradiated foods. In the final
rule permitting additional uses of ionizing radiation for the treatment
of food, the Agency noted: ``In feeding studies where sugars are
present in a typically complex food matrix there is no increase in
mutagenicity after irradiation. Studies have demonstrated that when a
food containing sugars is irradiated, the food does not produce the
same toxic effects that occur when these sugars are irradiated in
simple solution. Thus, the Agency concluded that irradiated aqueous
sugar solutions are unsuitable models for predicting and extrapolating
toxicity of irradiated foods and that there is no evidence that
radiolytic products from sugars present in irradiated foods cause toxic
effects to animals or humans (51 FR 13376 at 13383).''
The objection provides no new evidence or rationale that provides a
basis on which to find that FDA's conclusion on the relevance of these
studies is incorrect.
The Agency also has previously repeatedly addressed in detail the
interpretation of the NIN studies using freshly irradiated wheat and
concluded that none of the studies on polyploidy done at NIN were
reliable and that the studies do not demonstrate that adverse effects
would be caused by ingestion of irradiated foods (51 FR 13376 at 13385;
53 FR 53176 at 53183; 70 FR 48057 at 48068). In the molluscan shellfish
final rule, the Agency noted, citing earlier rulemaking: ``A committee
of Indian scientists critically examined the techniques, the
appropriateness of experimental design, the data collected, and the
interpretations of NIN scientists who claimed that ingestion of
irradiated wheat caused polyploidy in rats, mice, and malnourished
children. After careful deliberation, this committee concluded that the
bulk of these data are not only mutually contradictory, but are also at
variance with well-established facts of biology. The committee was
satisfied that once these data were corrected for biases that had given
rise to these contradictions, no evidence of increased polyploidy was
associated with ingestion of irradiated wheat.
The Agency agreed with the conclusions of the committee of Indian
scientists that the studies with irradiated foods do not demonstrate
that
[[Page 15847]]
adverse effects would be caused by ingesting irradiated foods.'' (70 FR
48057 at 44067 and 44068)
Dr. Srikantia's testimony states that the FDA was wrong to accept
the report of the committee of Indian scientists; he states that NIN
has not repudiated the studies on polyploidy and that the Director of
NIN submitted a rebuttal to the report of the committee of Indian
scientists, and that ``[h]ad it seen the Institute's rejoinder to the *
* * report, surely, it would have been in a better position to evaluate
that report.'' FDA previously has addressed all issues raised in Dr.
Srikantia's testimony (see e.g., 53 FR 53176 at 53182-3). As noted
previously (53 FR 53176 at 53183) FDA did not state that NIN had
repudiated the studies, nor did it base its own conclusions about the
studies on a finding that the data were repudiated by NIN. FDA
concluded that the available data from NIN did not provide an
appropriate basis on which to conclude that increased polyploidy was
caused by ingesting irradiated wheat. Furthermore, FDA in 1986 invited
Dr. Srikantia to submit any information to FDA that would be relevant.
Dr. Srikantia replied, but did not submit a copy of his rebuttal to the
Indian government or any other report (see footnote 1, 53 FR 53176 at
53183).
The hamster study by Renner referenced by PC/CFS also has been
discussed previously (53 FR 53176 at 53183 and 531834). The study
involved the irradiation of hamster diets (composed primarily of
carbohydrates) at high doses. The investigator concluded that at doses
above 30 kGy there was a ``[* * *] transitory effect [* * *] as
evidenced by an increased incidence of polyploidy cells'' but that
``there was no evidence of any mutagenic effect being produced as a
result of feeding an irradiated diet.'' He noted that no effects on
incidence of polyploidy were seen at doses below 20 kGy. The objection
contains no information that explains why this study is relevant to the
molluscan shellfish (composed primarily of protein and fats) irradiated
at doses up to 5.5 kGy.
In summary, all of the studies referenced by PC/CFS have been
considered previously by FDA and the Agency's rationale for its
conclusions on those studies has been discussed at length in previous
rulemakings. Neither the objection, nor the testimony of Dr. Srikantia,
nor the statement of the Australian expert, includes any new
information or data that would refute the Agency's findings about the
studies. PC/CFS' request for a hearing merely alleges that there is
potential for harm, without providing any evidence that the Agency has
not considered previously. An objector must make an adequate proffer of
evidence to support its allegations and to show that they provide a
basis on which to call into question the Agency's conclusions (Sec.
12.24(b)(2)). Thus, PC/CFS has not provided a basis for a hearing and
FDA is denying PC/CFS' request for a hearing based on this objection.
G. Alleged Warnings on Potential risks
PC/CFS' seventh objection alleges that the ``FDA misrepresents
important published and unpublished warnings from qualified scientists
calling for additional research on 2-ACBs.''
The Agency previously has addressed the allegations of the
potential harm of the long-term consumption of 2-ACBs that are produced
from the irradiation of esterified fatty acids (70 FR 48057 at 48066)
and the research performed on 2-ACBs. The Agency concluded: ``2-ACBs
have been reported as radiolysis products of fats (Refs. 6 and 7).
Studies performed by researchers have reported that certain
alkylcyclobutanones can cause single strand DNA breaks detectable by
the COMET assay (Ref. 8). Several animal feeding studies have been
conducted with fat-containing foods irradiated at doses far higher than
would be used on molluscan shellfish. If 2-ACBs, at the level present
in irradiated foods, were of sufficient toxicity to cause significant
DNA damage, one would expect to have seen adverse effects in those
studies where animals were fed meat as a substantial part of their
diet.''
The objection provides no additional information on 2-ACBs that the
Agency has not addressed previously. The Agency does not consider the
statements in the cited papers on 2-ACBs to be warnings; rather, the
comments are statements presented by the authors that research should
continue on 2-ACBs. These statements do not affect the Agency's
determination that 2-ACBs do not cause the food to be unsafe at levels
present in irradiated food.
Moreover, PC/CFS' request for a hearing merely alleges that there
is potential for harm, without providing any evidence that the Agency
has not already considered and determined did not demonstrate a
potential for harm. An objector must make an adequate proffer of
evidence to support its allegations and to show that they provide a
basis on which to call into question the Agency's conclusions (Sec.
12.24(b)(2)). Thus, PC/CFS has not provided a basis for a hearing and
FDA is denying PC/CFS' request for a hearing based on this objection.
H. Alleged Failure To Follow Critical Guidelines for Food Additives
PC/CFS and Dr. Epstein allege that FDA failed to follow ``critical
guidelines'' for food additives. Specifically, the objections assert
that although use of an irradiation source is statutorily defined as a
food additive, 21 U.S.C. section 321(s), the final rule incorrectly
characterizes irradiated molluscan shellfish as ``processed foods'' (70
FR 48057 at 48069), and as such, applied a lower safety standard.
Second, the objections cite Sec. 170.20 and assert that the Agency
ignored provisions of that regulation. For example, the objections
assert that the rule provides no evidence to support FDA's decision to
ignore the current National Academy of Sciences-National Research
Council (NAS-NRC) publication ``Risk Assessment/Safety Evaluation of
Food Chemicals'' (see Sec. 170.20(a)). Also citing Sec. 170.20, the
objections assert that the final rule provides no evidence that FDA
gave due weight to anticipated levels and patterns of consumption of
irradiated molluscan shellfish (see Sec. 170.20 (a)). Third, the
objections cite Sec. 170.22 and state that the Agency failed to
justify not using a 100-fold safety factor in the final rule. Fourth,
the objection maintains that FDA failed to comply with the testing
protocols set forth in the Redbook.\8\ Finally, the objections state
that FDA ignored the recommendations put forth in 1980 by the Bureau of
Foods Irradiated Foods Committee (BFIFC) regarding the evaluation of
irradiated foods.
---------------------------------------------------------------------------
\8\ Toxicological Principles for the Safety Assessment of Direct
Food Additives and Color Additives Used in Food, ``Red Book II,''
U.S. Food and Drug Administration, Center for Food Safety and
Applied Nutrition, (1993, revised 2001).
---------------------------------------------------------------------------
A source of radiation used to process food is defined as a food
additive in section 201(s) of the FD&C Act (21 U.S.C. 321(s)); the
exposure of molluscan shellfish to ionizing radiation is what makes
irradiated molluscan shellfish a processed food. The FD&C Act requires
that a food additive, including a source of radiation used to process
food, must be shown to be safe under the proposed conditions of use
before the use can be approved. That is, the Agency must find that
there is a reasonable certainty that consumption of an irradiated food
is not harmful. FDA applied the same standards and guidelines that the
Agency uses to evaluate all food additives to evaluate the safety of a
source of ionizing radiation used to treat molluscan shellfish. The
Agency's reference to
[[Page 15848]]
irradiated molluscan shellfish as a ``processed'' food in the final
rule did not change the Agency's finding that such shellfish is safe.
The Agency has previously addressed its reasoning in interpreting
and applying its own regulations at Sec. Sec. 170.20 and 170.22 in the
molluscan shellfish final rule, in response to comments submitted by
PC/CFS (70 FR 48057 at 48066 and 48068). The regulation at Sec.
170.20(a) reads in part: ``In reaching a decision on any petition filed
under section 409 of the Act, the Commissioner will give full
consideration to the specific biological properties of the compound and
the adequacy of the methods employed to demonstrate safety for the
proposed use, and the Commissioner will be guided by the principles and
procedures for establishing the safety of food additives stated in
current publications of the National Academy of Sciences-National
Research Council. A petition will not be denied, however, by reason of
the petitioner's having followed procedures other than those outlined
in the publications of the National Academy of Sciences-National
Research Council if, from available evidence, the Commissioner finds
that the procedures used give results as reliable as, or more reliable
than, those reasonably to be expected from the use of the outlined
procedures. In reaching a decision, the Commissioner will give due
weight to the anticipated levels and patterns of consumption of the
additive specified or reasonably inferable.''
In the molluscan shellfish final rule, the Agency explained that
FDA has consistently taken the position that many scientifically valid
types of data may properly support a finding that a proposed use of a
food additive is safe. The Agency pointed out that NAS-NRC testing
standards and guidelines have been stated in relatively general terms
and that in practice, FDA has applied exposure and toxicological
criteria that were current for the time, and appropriate for assessing
the safety of a particular food additive (70 FR 48057 at 48068). In its
objection, PC/CFS repeats its assertion that FDA failed to properly
interpret its own regulation, but has provided no new information that
would refute the Agency's reasoning. The objection implies that the
Agency is obligated to explicitly discuss its consideration of NAS-NRC
guidelines in its rules, but there is nothing in Sec. 170.20 that
imposes such an obligation on the Agency. The regulation requires the
Commissioner of Food and Drugs (the Commissioner) to make a finding
that the procedures used by the petitioner give results that are as
reliable as, or more reliable than, those reasonably expected from use
of the NAS-NRC guidelines. Acceptance of a petition based on alternate
procedures implies that the Commissioner has made such a finding.
With respect to the assertion that FDA failed to give due weight to
anticipated levels and patterns of consumption of irradiated molluscan
shellfish, FDA previously has reviewed a large body of data relevant to
the assessment of potential toxicity of irradiated flesh foods. In its
evaluations of the safety of a source of radiation to treat food
intended for human consumption, the Agency has identified three areas
of concern to be addressed: (1) Potential toxicity, (2) nutritional
adequacy, and (3) potential microbiological risk from treated foods.
Each of these areas was discussed in detail in the molluscan shellfish
final rule. FDA asserted that the Agency ``can draw conclusions about
the amounts of radiolysis products expected to be generated at
radiation doses relevant to the subject petition by extrapolating from
data obtained at higher doses for foods of similar composition
irradiated under similar conditions (70 FR 48057 at 48059).'' In its
review of studies in which animals were fed diets containing beef
irradiated at 56 kGy, fish at 6 kGy, horse meat at 6.5 kGy, fish at 56
kGy, and others (62 FR 64107 at 64113), the Agency found no evidence of
toxicity attributable to the consumption of these foods.
FDA has concluded that products formed (typically oxidation
products of food constituents) following irradiation of molluscan
shellfish are the same as or similar to those found in non-irradiated
foods after cooking. Further, radiolysis products in shellfish are
essentially the same as those in red meat and poultry, since the
composition is roughly the same. Additionally, shellfish make a smaller
contribution to the average daily diet; therefore, exposure to
radiolysis products from shellfish will be smaller than that from foods
for which irradiation currently is regulated. Cooking and other heat
processing methods remain the principle means for introducing such
substances into the diet (Ref. 9). PC/CFS' assertion provides no basis
to challenge FDA's assessment of the safety of irradiated molluscan
shellfish.
In like manner, the assertions that FDA failed to follow its
regulation in Sec. 170.22, or to comply with recommendations in the
Redbook or set forth by the BFIFC committee, have been raised
previously by PC/CFS, Dr. Epstein, and others, and have been responded
to by the Agency in the molluscan shellfish final rule (70 FR 48057 at
48066 and 48069) and in other previous rulemakings (see e.g., 57 FR
6667 at 6669; 62 FR 64102 at 64105; and Section IV.E., above). The
Agency has described its reasoning for concluding that the data and
information considered in the evaluation of the petition to permit the
irradiation of molluscan shellfish, when considered in its entirety,
are sufficient to support the safety of molluscan shellfish irradiated
under the conditions specified in the regulation. Once the Agency makes
a finding of safety in a listing document, the burden shifts to an
objector to come forward with evidence that calls into question FDA's
conclusion (see Sec. 12.24(b)(2)). PC/CFS and Dr. Epstein provide no
new information on how the Agency failed to follow the regulations to
establish the safety of irradiating molluscan shellfish to an absorbed
dose of 5.5 kGy. A hearing will not be granted on the basis of mere
allegations or general descriptions of positions and contentions (Sec.
12.24(b)(2)). The objectors must, at a minimum, raise a material issue
concerning which a meaningful hearing might be held. Neither PC/CFS nor
Dr. Epstein has provided a basis for a hearing and FDA is denying their
request for a hearing based on this objection.
I. Wholesomeness
PC/CFS states that ``FDA's final rule fails to address recent
studies in its possession indicating that irradiation at low dose
levels in oysters may cause unpleasant--perhaps unwholesome--
byproducts.'' The objection discusses a report \9\ presented at the
2002 annual meeting of the Institute of Food Technologists that
suggests that molluscan shellfish irradiated at 2.0 kGy produced an
``unpleasant yellow exudate.'' The objection goes on to discuss other
potential organoleptic changes that may occur in irradiated molluscan
shellfish (such as ``grassy'' and ``oxidized'' odors) as noted in
Dixon's 1996 dissertation (Ref. 2). PC/CFS states that FDA's final rule
failed to address these issues of ``wholesomeness,'' and requests a
hearing on these issues.
---------------------------------------------------------------------------
\9\ Andrews, L. S., ``Gamma Irradiation Processing to Reduce the
Risk of Vibrio Infections from Raw Oysters,'' (unpublished
presentation at the 2002 Annual Meeting), 2002.
---------------------------------------------------------------------------
FDA previously has acknowledged that irradiation may cause
organoleptic changes in foods (62 FR 64107 at 64110). Such organoleptic
changes may make the food unappealing and unmarketable; however,
undesirable organoleptic changes do not render the food unsafe. Neither
the author of the
[[Page 15849]]
report cited by PC/CFS nor PC/CFS itself suggests that there is any
evidence that the noted ``unpleasant yellow exudate'' or other
organoleptic changes would render irradiated molluscan shellfish
unsafe.
PC/CFS' request for a hearing suggests that there is potential for
harm from possible organoleptic changes from irradiation of molluscan
shellfish, without providing any evidence to support this suggestion.
An objector must make an adequate proffer of evidence to support its
allegations and to show that they provide a basis on which to call into
question the Agency's conclusions. A hearing will be denied if the
Commissioner concludes that the data and information submitted are
insufficient to justify the factual determination urged, even if
accurate (Sec. 12.24(b)(3)). FDA concludes that the data and
information are insufficient; therefore, FDA is denying the request for
a hearing based on this objection.
J. FDA Review Memoranda
PC/CFS alleges that there are errors in some of the FDA review
memoranda used to support the final rule. The objection states that
these errors call into question the adequacy of the Agency's review
processes that led to the Agency's conclusion that irradiated molluscan
shellfish are safe. There are four parts to this objection; the Agency
will address each part below.
Part one of this objection asserts that ``FDA significantly
misrepresents published research on the tumor-promoting qualities of 2-
ACBs.'' Specifically, the objection states that an FDA memorandum in
the record (Ref. 10) mischaracterizes the findings of a publication
submitted by PC/CFS as part of a comment to the petition to irradiate
molluscan shellfish (Ref. 11). The objection states that these alleged
mischaracterizations ``severely bias the Agency's analysis of 2-ACBs.''
The disputed memorandum included a discussion of the Raul et al.
(2002) paper submitted to the Agency by PC/CFS as part of its comment
to the molluscan shellfish petition; the memorandum also discussed a
commentary on the paper that was submitted with the comment (Ref. 12).
The objection cited three selected sentence fragments from the
memorandum which PC/CFS maintains are incorrect. The memorandum
discussed the authors' observations and the limitations of the Raul, et
al. study and stated that those limitations and inconsistencies in the
data made it difficult to draw conclusions from the study. In the final
rule (70 FR 48057 at 48067) the Agency discussed the limitations of the
study and its reasoning in concluding that the results of long-term
feeding studies were more relevant to a finding of safety than the Raul
et al. study.
As FDA noted in the final rule (70 FR 48057 at 48067): ``Given the
limitations of the animal model and study design, ambiguous data, and
the absence of close relationship between the chemical exposure used in
the study and the expected human exposure, the Agency finds that the
comment provides no substantial or reliable scientific information to
show that there is reason to believe that the consumption of 2-ACBs
will promote colon cancer. Moreover, the Agency notes that long term
feeding studies performed using irradiated foods that contain 2-ACBs
did not show any promotion of colon cancer. The results of these latter
long term feeding studies are more relevant than results from the Raul
paper because 2-ACBs were fed in the diet as in human exposure and the
levels of exposure would still have been increased over usual dietary
levels.''
The Agency maintains that the disputed memorandum taken as a whole,
including the sentence fragments highlighted by PC/CFS, accurately and
reliably reflects the information in the Raul and Rao publications.
Importantly, the factual issues raised by the three disputed statements
were not determinative in the Agency's overall conclusions about the
relevance of the Raul et al. study or to its determination that the
irradiated molluscan shellfish under the conditions of the regulation
are safe. A hearing will not be granted on factual issues that are not
determinative with respect to the action requested (Sec. 12.24(b)(4)).
Thus, PC/CFS has not provided a basis for a hearing and FDA is denying
PC/CFS' request for a hearing based on this objection.
Part two of this objection asserts that FDA cites no evidence to
dismiss the COMET assay as a valid technique for testing genetic
toxicity. The objection asserts that the ``technique has broad support
within the scientific community'' and quotes excerpts from several
published reports that state that the COMET assay has utility, and is
being increasingly used in the screening of various substances.
The Agency does not dispute the statements quoted by the PC/CFS nor
the fact tha