Standards of Performance for New Stationary Sources and Emission Guidelines for Existing Sources: Commercial and Industrial Solid Waste Incineration Units, 15704-15790 [2011-4495]
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 60
[EPA–HQ–OAR–2003–0119; FRL–9273–4]
RIN 2060–AO12
Standards of Performance for New
Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This action promulgates
EPA’s final response to the 2001
voluntary remand of the December 1,
2000, new source performance
standards and emission guidelines for
commercial and industrial solid waste
incineration units and the vacatur and
remand of several definitions by the
District of Columbia Circuit Court of
Appeals in 2007. In addition, this action
includes the 5-year technology review of
the new source performance standards
and emission guidelines required under
section 129 of the Clean Air Act. This
action also promulgates other
amendments that EPA believes are
necessary to address air emissions from
commercial and industrial solid waste
incineration units.
DATES: The final rule is effective on May
20, 2011. The incorporation by reference
of certain publications listed in the final
rule are approved by the Director of the
Federal Register as of May 20, 2011.
ADDRESSES: EPA established a single
docket under Docket ID Number EPA–
HQ–OAR–2003–0119 for this action. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., confidential business information
or other information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically through https://
www.regulations.gov, or in hard copy at
EPA’s Docket Center, Public Reading
Room, EPA West Building, Room 3334,
1301 Constitution Avenue, NW.,
Washington, DC 20004. This Docket
Facility is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
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SUMMARY:
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the EPA Docket Center is (202) 566–
1742.
FOR FURTHER INFORMATION CONTACT: Ms.
Toni Jones, Natural Resources and
Commerce Group, Sector Policies and
Programs Division (E143–03),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0316; facsimile number: (919) 541–3470;
e-mail address: jones.toni@epa.gov, or
Ms. Charlene Spells, Natural Resources
and Commerce Group, Sector Policies
and Programs Division (E143–03),
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
5255; facsimile number: (919) 541–3470;
e-mail address: spells.charlene@epa.gov.
SUPPLEMENTARY INFORMATION: Acronyms
and Abbreviations. The following
acronyms and abbreviations are used in
this document.
7-PAH 7 Polyaromatic Hydrocarbons
16-PAH 16 Polyaromatic Hydrocarbons
ACI Activated Carbon Injection
ANSI American National Standards
Institute
ASME American Society of Mechanical
Engineers
ASTM American Society for Testing and
Materials
BAT Best Available Technology
CAA Clean Air Act
Cd Cadmium
CDX Central Data Exchange
CEMS Continuous Emissions Monitoring
Systems
CFR Code of Federal Regulations
CISWI Commercial and Industrial Solid
Waste Incineration
CO Carbon Monoxide
CO2 Carbon Dioxide
Catalyst Carbon Monoxide Oxidation
Catalyst
The Court U.S. Court of Appeals for the
District of Columbia Circuit
CSA Canadian Standards Association
CWA Clean Water Act
D/F Dioxin/Furan
DIFF Dry Sorbent Injection Fabric Filter
dscf Dry Standard Cubic Foot
dscm Dry Standard Cubic Meter
EG Emission Guidelines
EJ Environmental Justice
EMPC Estimated Maximum Possible
Concentration
EOM Extractable Organic Matter
ERT Electronic Reporting Tool
ERU Energy Recovery Unit
ESP Electrostatic Precipitator
FF Fabric Filters
HAP Hazardous Air Pollutants
HCl Hydrogen Chloride
Hg Mercury
HMI Hospital, Medical and Infectious
HMIWI Hospital, Medical and Infectious
Waste Incineration
HWC Hazardous Waste Combustor
ICR Information Collection Request
ISO International Standards Organization
LBMS Linkageless Burner Management
System
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LML Lowest Measured Level
MACT Maximum Achievable Control
Technology
MDL Method Detection Level
mg/dscm Milligrams per Dry Standard
Cubic Meter
mmBtu/hr Million British Thermal Units
per Hour
MSW Municipal Solid Waste
MW Megawatts
MWC Municipal Waste Combustor
NAAQS National Ambient Air Quality
Standards
NAICS North American Industrial
Classification System
ND Nondetect
NESHAP National Emission Standards for
Hazardous Air Pollutants
ng/dscm Nanograms per Dry Standard
Cubic Meter
NOX Nitrogen Oxides
NSPS New Source Performance Standards
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
O&M Operations and Maintenance
OMB Office of Management and Budget
OP Office of Policy
OSWI Other Solid Waste Incineration
Pb Lead
PCBs Polychlorinated Biphenyls
PCDD Polychlorinated Dibenzodioxins
PCDF Polychlorinated Dibenzofurans
PM Particulate Matter
POM Polycyclic Organic Matter
ppm Parts Per Million
ppmv Parts Per Million by Volume
ppmvd Parts Per Million by Dry Volume
PRA Paper Reduction Act
PS Performance Specification
QA/QC Quality Assurance/Quality Control
RCRA Resource Conservation and Recovery
Act
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RIN Regulatory Information Number
RTO Regenerative Thermal Oxidizer
SCR Selective Catalytic Reduction
SARU Sulfuric Acid Regeneration Unit
SNCR Selective Noncatalytic Reduction
SO2 Sulfur Dioxide
SSI Sewage Sludge Incineration
SSM Startup, Shutdown, and Malfunction
SWDA Solid Waste Disposal Act
TBtu Tera British Thermal Unit
TEF Total Equivalency Factor
TEQ Toxic Equivalency
TMB Total Mass Basis
tpy Tons Per Year
TRI Toxics Release Inventory
TTN Technology Transfer Network
ug/dscm Micrograms per Dry Standard
Cubic Meter
UMRA Unfunded Mandates Reform Act
UL Upper Limit
UPL Upper Prediction Limit
UTL Upper Tolerance Limit
VCS Voluntary Consensus Standards
WWW Worldwide Web
Organization of this document. The
information presented in this preamble
is organized as follows:
I. General Information
A. Does this action apply to me?
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B. Where can I get a copy of this
document?
C. Judicial Review
II. Background Information
A. What is the statutory authority for this
final rule?
B. What is the history of the CISWI
standards?
C. How is the solid waste definition
addressed in this final rule?
D. What is the relationship between the
final rule and other combustion rules?
E. What is EPA’s approach for conducting
a 5-year review under CAA section
129(a)(5)?
F. What is the relationship of this final
action to section 112(c)(6) of the CAA?
III. Summary of the Final Rule
A. Which units are affected by this final
rule?
B. What are the emission limits in the final
rule?
C. What are the testing and monitoring
requirements?
D. What are the requirements during
periods of SSM?
E. How do the rule amendments affect the
applicability of the 2000 NSPS and EG?
F. What is the compliance schedule?
G. What is the state plan implementation
schedule?
H. What are the requirements for
submission of emissions test results to
EPA?
I. What are the costs and benefits of this
final rule?
IV. Summary of Significant Changes Since
Proposal
V. Public Comments
A. Legal and Applicability Issues,
Compliance Schedule, and Certification
Procedures
B. MACT Floor Analysis
C. Control Technology Assumptions for the
Floor and Beyond-the-Floor
D. Rationale for Subcategories
E. Emission Limits
F. New Data/Corrections to Existing Data
G. Testing and Monitoring
H. Startup, Shutdown, and Malfunction
Requirements
I. Notification, Recordkeeping and
Reporting Requirements
J. Air Curtain Incinerators
K. Role of States
L. Biased Data Collection From Phase II
ICR Testing
VI. Impacts of the Action
A. What are the primary air impacts?
B. What are the water and solid waste
impacts?
C. What are the energy impacts?
D. What are the secondary air impacts?
E. What are the cost and economic
impacts?
F. What are the benefits?
VII. Statutory and Executive Order Reviews
15705
A. Executive Order 12866 and 13563:
Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this action apply to me?
Categories and entities potentially
affected by the final action are those that
operate CISWI units. The NSPS and EG,
hereinafter referred to as ‘‘standards,’’ for
CISWI affect the following categories of
sources:
Category
NAICS code
Any industrial or commercial facility using a solid waste
incinerator.
211, 212, 486
Mining, oil and gas exploration operations; pipeline operators.
221 .................
321, 322, 337
Utility providers.
Manufacturers of wood products; manufacturers of pulp, paper and
paperboard; manufacturers of furniture and related products.
Manufacturers of chemicals and allied products; manufacturers of
plastics and rubber products.
Manufacturers of cement; nonmetallic mineral product manufacturing.
Manufacturers of machinery; manufacturers of transportation equipment.
Merchant wholesalers, durable goods; retail trade.
325, 326 .........
327 .................
333, 336 .........
423, 44 ...........
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by the final action. If you have
any questions regarding the
applicability of the final action to a
particular entity, contact the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
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B. Where can I get a copy of this
document?
In addition to being available in the
docket, an electronic copy of the final
action will also be available on the
WWW through the TTN. Following
signature, a copy of the final action will
be posted on the TTN’s policy and
guidance page for newly proposed or
promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg.
The TTN provides information and
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Examples of potentially regulated entities
technology exchange in various areas of
air pollution control.
C. Judicial Review
Under CAA section 307(b)(1), judicial
review of this final rule is available only
by filing a petition for review in the
Court by May 20, 2011. Section
307(d)(7)(B) of the CAA further provides
that ‘‘only an objection to a rule or
procedure which was raised with
reasonable specificity during the period
for public comment can be raised during
judicial review.’’ This section also
provides a mechanism for us to convene
a proceeding for reconsideration, ‘‘[i]f
the person raising an objection can
demonstrate to EPA that it was
impracticable to raise such objection
within [the period for public comment]
or if the grounds for such objection
arose after the period for public
comment (but within the time specified
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for judicial review) and if such objection
is of central relevance to the outcome of
the rule.’’ Any person seeking to make
such a demonstration to us should
submit a Petition for Reconsideration to
the Office of the Administrator,
Environmental Protection Agency,
Room 3000, Ariel Rios Building, 1200
Pennsylvania Ave., NW., Washington,
DC 20004, with a copy to both of the
contacts listed in the preceding FOR
FURTHER INFORMATION CONTACT section,
and the Associate General Counsel for
the Air and Radiation Law Office, Office
of General Counsel (Mail Code 2344A),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20004. Note, under CAA section
307(b)(2), the requirements established
by this final rule may not be challenged
separately in any civil or criminal
proceedings brought by EPA to enforce
these requirements.
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II. Background Information
A. What is the statutory authority for
this final rule?
Section 129 of the CAA, entitled
‘‘Solid Waste Combustion,’’ requires
EPA to develop and adopt standards for
solid waste incineration units pursuant
to CAA sections 111 and 129. Section
129(a)(1)(A) of the CAA requires EPA to
establish performance standards,
including emission limitations, for
‘‘solid waste incineration units’’
generally and, in particular, for ‘‘solid
waste incineration units combusting
commercial or industrial waste’’ (CAA
section 129(a)(1)(D)). Section 129 of the
CAA defines ‘‘solid waste incineration
unit’’ as ‘‘a distinct operating unit of any
facility which combusts any solid waste
material from commercial or industrial
establishments or the general public’’
(section 129(g)(1)). Section 129 of the
CAA also provides that ‘‘solid waste’’
shall have the meaning established by
EPA pursuant to its authority under the
RCRA (section 129(g)(6)).
In Natural Resources Defense Council
v. EPA, 489 F.3d 1250 (DC Cir. 2007),
the Court vacated the CISWI Definitions
Rule (70 FR 55568, September 22, 2005),
which EPA issued pursuant to CAA
section 129(a)(1)(D). In that rule, EPA
defined the term ‘‘commercial or
industrial solid waste incineration unit’’
to mean a combustion unit that
combusts ‘‘commercial or industrial
waste.’’ The rule defined ‘‘commercial or
industrial waste’’ to mean waste
combusted at a unit that does not
recover thermal energy from the
combustion for a useful purpose. Under
these definitions, only those units that
combusted commercial or industrial
waste and were not designed to, or did
not operate to, recover thermal energy
from the combustion, were subject to
CAA section 129 standards. In vacating
the rule, the Court found that the
definitions in the amendments to the
CISWI regulations were inconsistent
with the CAA. Specifically, the Court
held that the term ‘‘solid waste
incineration unit’’ in CAA section
129(g)(1) ‘‘unambiguously include[s]
among the incineration units subject to
its standards any facility that combusts
any commercial or industrial solid
waste material at all—subject to the four
statutory exceptions identified [in CAA
section 129(g)(1)]’’ NRDC v. EPA, 489
F.3d at 1257–58.
In response to the Court’s vacatur of
the CISWI Definitions Rule, EPA
initiated a rulemaking to define which
non-hazardous secondary materials is
‘‘solid waste’’ for purposes of subtitle D
(non-hazardous waste) of RCRA when
burned in a combustion unit. See 74 FR
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41 (January 2, 2009) soliciting comment
on whether certain non-hazardous
secondary materials used as alternative
fuels or ingredients are solid wastes
within the meaning of subtitle D of the
RCRA. That definition, once
established, will determine the
applicability of CAA section 129(a) to
commercial and industrial combustion
units.
On the same day EPA proposed
standards for CISWI units, EPA issued
a proposed definition of non-hazardous
secondary materials that are solid waste
pursuant to subtitle D of RCRA (75 FR
31844, June 4, 2010). In a parallel action
to today’s final CISWI rule, EPA is
promulgating a final definition of solid
waste that identifies whether nonhazardous secondary materials burned
as fuels in combustion units are solid
waste. That action, hereinafter referred
to as the ‘‘Non-hazardous Solid Waste
Definition Rulemaking,’’ is relevant to
this proceeding because some ERUs and
waste-burning kilns combust secondary
materials in their combustion units
which are defined as solid waste under
the new definition. Units that combust
solid waste (as defined under the new
non-hazardous solid waste definition)
will be subject to standards in the final
CAA section 129 CISWI rules rather
than to the standards under CAA
section 112 applicable to boilers,
process heaters, and cement kilns.
At proposal, we acknowledged that
we had incomplete information on the
exact nature of the non-hazardous
secondary materials that ERUs and
waste-burning kilns combust. For
example, we indicated that we lacked
complete information concerning the
provider(s) of the non-hazardous
secondary materials, how much
processing the non-hazardous secondary
materials may have undergone, if any,
and other issues potentially relevant in
a determination as to whether nonhazardous secondary materials are solid
waste, all information relevant not only
in this rulemaking but also in
developing a definition in the
concurrent Non-hazardous Solid Waste
Definition Rulemaking.
In developing standards for this final
rule, we used best efforts to estimate
which units would have been classified
as CISWI (i.e., units combusting solid
waste) had the final definition of nonhazardous solid waste been in place at
the time of the performance testing. The
standards (and, necessarily, the pool of
best performers establishing the floors
for each standard) are based on the
performance of this universe of
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sources.1 In evaluating which sources
would have been classified as CISWI
had the new definition of solid waste
been effective, EPA used the
information currently available on
which non-hazardous secondary
materials the sources combust, as
supplemented by information obtained
from public comment and further
information gathered by EPA after the
public comment period of this rule.
Energy recovery units (i.e., boilers and
process heaters) and waste-burning
kilns (i.e., cement kilns) that are burning
solid waste (as defined in new section
241) will be subject to today’s standards.
Sections 111(b) and 129(a) of the CAA
address emissions from new CISWI
units (i.e., NSPS) and CAA sections
111(d) and 129(b) address emissions
from existing CISWI units (i.e., EG). The
NSPS are directly enforceable federal
regulations and under CAA section
129(f)(1) become effective 6 months
after promulgation. Under CAA section
129(f)(2), the EG become effective and
enforceable no later than 3 years after
EPA approves a state plan implementing
the EG or 5 years after the date they are
promulgated, whichever is earlier.
The CAA sets forth a two-stage
approach to regulating emissions from
solid waste incinerator units. The
statute also provides EPA with
substantial discretion to distinguish
among classes, types, and sizes of
incineration units within a category
while setting standards. In the first stage
of setting standards, CAA section
129(a)(2) requires EPA to establish
technology-based emission standards
that reflect levels of control EPA
determines are achievable for new and
existing units, after considering costs,
nonair quality health and environmental
impacts and energy requirements
associated with the implementation of
the standards. Section 129(a)(5) of the
CAA then directs EPA to review those
1 Section 112(D) MACT standards are based on
the performance of sources at a moment in time (or
over some demarcated timeframe), and EPA
therefore bases those standards on performance of
sources classified as part of the source category at
the time their performance is evaluated (i.e., the
time of performance testing). However, EPA could
not use this approach here. Sources combusting
non-hazardous secondary materials, the best
example being alternative fuels, were not classified
as CISWI absent a regulatory definition of solid
waste classifying such secondary materials. In order
to issue the CISWI standards by the mandated
promulgation deadline, EPA thus deviated from its
usual practice and based the standards on the
performance of devices which would have been
classified as CISWI had the final waste definition
been in place at the time of the performance testing
even though these sources were not CISWI at the
time. There was no approach that would be based
on the sources’ actual status that would have
allowed EPA to complete this CISWI rule by the
time of the mandated deadline for promulgation.
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standards and revise them as necessary
every 5 years. In the second stage, CAA
section 129(h)(3) requires EPA to
determine whether further revisions of
the standards are necessary in order to
provide an ample margin of safety to
protect public health. See, e.g., NRDC
and LEAN v. EPA, 529 F.3d 1077, 1079–
80 (D.C. Cir. 2008) addressing the
similarly required two-stage approach
under CAA sections 112(d) and (f) and
upholding EPA’s implementation of
same.
In setting forth the methodology EPA
must use to establish the first-stage
technology-based standards for the
NSPS and EG, CAA section 129(a)(2)
provides that standards ‘‘applicable to
solid waste incineration units
promulgated under section 111 and this
section shall reflect the maximum
degree of reduction in emissions of
[certain listed air pollutants] that the
Administrator, taking into consideration
the cost of achieving such emission
reduction and any nonair quality health
and environmental impacts and energy
requirements, determines is achievable
for new and existing units in each
category.’’ This level of control is
referred to as a MACT standard.
In promulgating a MACT standard,
EPA must first calculate the minimum
stringency levels for new and existing
solid waste incineration units in a
category, generally based on levels of
emissions control achieved or required
to be achieved by the subject units. The
minimum level of stringency is called
the MACT ‘‘floor,’’ and CAA section
129(a)(2) sets forth differing levels of
minimum stringency that EPA’s
standards must achieve, based on
whether they regulate new and
reconstructed sources, or existing
sources. For new and reconstructed
sources, CAA section 129(a)(2) provides
that the ‘‘degree of reduction in
emissions that is deemed achievable
* * * shall not be less stringent than
the emissions control that is achieved in
practice by the best controlled similar
unit, as determined by the
Administrator.’’ Emissions standards for
existing units may be less stringent than
standards for new units, but ‘‘shall not
be less stringent than the average
emissions limitation achieved by the
best-performing 12 percent of units in
the category.’’
Maximum Achievable Control
Technology analyses involve an
assessment of the emissions from the
best-performing unit or units in a source
category. The assessment can be based
on actual emissions data, knowledge of
the air pollution control in place in
combination with actual emissions data,
or on state regulatory requirements that
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may enable EPA to estimate the actual
performance of the regulated units. For
each source category, the assessment
involves a review of actual emissions
data with an appropriate accounting for
emissions variability. Other methods of
estimating emissions can be used, if the
methods can be shown to provide
reasonable estimates of the actual
emissions performance of a source or
sources. Where there is more than one
method or technology to control
emissions, the analysis may result in a
series of potential regulations (called
regulatory options), one of which is
selected as MACT.
Each regulatory option EPA considers
must be at least as stringent as the
CAA’s minimum stringency ‘‘floor’’
requirements. EPA must examine, but is
not necessarily required to adopt, more
stringent ‘‘beyond-the-floor’’ regulatory
options to determine MACT. Unlike the
floor minimum stringency requirements,
EPA must consider various impacts of
the more stringent regulatory options in
determining whether MACT standards
are to reflect ‘‘beyond-the-floor’’
requirements. If EPA concludes that the
more stringent regulatory options have
unreasonable impacts, EPA selects the
‘‘floor-based’’ regulatory option as
MACT. However, if EPA concludes that
impacts associated with ‘‘beyond-thefloor’’ levels of control are reasonable in
light of additional emissions reductions
achieved, EPA selects those levels as
MACT.
The CAA requires that MACT for new
sources be no less stringent than the
emissions control achieved in practice
by the best-controlled similar unit.
Under CAA section 129(a)(2), EPA
determines the best control currently in
use for a given pollutant and establishes
one potential regulatory option at the
emission level achieved by that control
with an appropriate accounting for
emissions variability. More stringent
potential beyond-the-floor regulatory
options might reflect controls used on
other sources that could be applied to
the source category in question.
For existing sources, the CAA requires
that MACT be no less stringent than the
average emissions limitation achieved
by the best-performing 12 percent of
units in a source category. EPA must
determine some measure of the average
emissions limitation achieved by the
best-performing 12 percent of units to
form the floor regulatory option. More
stringent beyond-the-floor regulatory
options reflect other or additional
controls capable of achieving better
performance.
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B. What is the history of the CISWI
standards?
On December 1, 2000, EPA published
a notice of final rulemaking establishing
the NSPS and EG for CISWI units (60 FR
75338), hereinafter referred to as the
2000 CISWI rule. On August 17, 2001,
EPA granted a Request for
Reconsideration, pursuant to CAA
section 307(d)(7)(B) of the CAA,
submitted on behalf of the National
Wildlife Federation and the Louisiana
Environmental Action Network, related
to the definition of ‘‘commercial and
industrial solid waste incineration unit’’
and ‘‘commercial or industrial waste’’ in
EPA’s CISWI rulemaking. In granting
the Petition for Reconsideration, EPA
agreed to undertake further notice and
comment proceedings related to these
definitions. On January 30, 2001, Sierra
Club filed a petition for review in the
Court challenging EPA’s final CISWI
rule. On September 6, 2001, the Court
entered an order granting EPA’s motion
for a voluntary remand of the CISWI
rule, without vacatur. EPA’s request for
a voluntary remand of the final CISWI
rule was taken to allow the EPA to
address concerns related to EPA’s
procedures for establishing MACT floors
for CISWI units in light of the Court’s
decision in Cement Kiln Recycling
Coalition v. EPA, 255 F.3d 855 (DC Cir.
2001)(Cement Kiln). Neither EPA’s
granting of the Petition for
Reconsideration, nor the Court’s order
granting a voluntary remand, stayed,
vacated, or otherwise influenced the
effectiveness of the 2000 CISWI rule.
Specifically, CAA section 307(d)(7)(B)
provides that ‘‘reconsideration shall not
postpone the effectiveness of the rule,’’
except that ‘‘[t]he effectiveness of the
rule may be stayed during such
reconsideration * * * by the
Administrator or the Court for a period
not to exceed three months.’’ Neither
EPA nor the Court stayed the
effectiveness of the final CISWI
regulations in connection with the
reconsideration petition. In addition,
the Court granted EPA’s motion for a
remand without vacatur; therefore, the
remand order had no impact on the
implementation of the 2000 CISWI rule.
On February 17, 2004, EPA published
a proposed rule soliciting comments on
the definitions of ‘‘solid waste,’’
‘‘commercial and industrial waste,’’ and
‘‘commercial and industrial solid waste
incineration unit.’’ On September 22,
2005, EPA published in the Federal
Register the final rule reflecting our
decisions with respect to the CISWI
Definitions Rule. The rule was
challenged and, on June 8, 2007, the
Court vacated and remanded the CISWI
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Definitions Rule. In vacating the rule,
the Court found that CAA section 129
unambiguously includes among the
incineration units subject to its
standards, any facility that combusts
any solid waste material, subject to four
statutory exceptions. While the Court
vacated the CISWI Definitions Rule, the
2000 CISWI rule remains in effect.
On June 4, 2010, EPA proposed
revised NSPS and EG for CISWI units
(75 FR 31938). Today’s final action
constitutes EPA’s response to the
voluntary remand of the 2000 CISWI
rule and to the 2007 vacatur and remand
of the CISWI Definitions Rule. In
addition, these amendments address the
5-year technology review that is
required under CAA section 129(a)(5).
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C. How is the solid waste definition
addressed in this final rule?
The RCRA definition of solid waste is
integral in defining the CISWI source
category. EPA defines the nonhazardous secondary materials that are
solid waste under RCRA in the final
Non-hazardous Solid Waste Definition
Rulemaking. At proposal, the Nonhazardous Solid Waste Definition
Rulemaking proposed a definition of
solid waste and identified an
‘‘alternative approach’’ for consideration
and comment. However, the final solid
waste definition does not incorporate
the ‘‘alternative approach,’’ and more
closely reflects the proposed definition
of non-hazardous secondary materials
that are solid waste.
D. What is the relationship between the
final rule and other combustion rules?
These amendments address the
combustion of solid waste materials (as
defined by the Administrator under
RCRA in the concurrent Non-hazardous
Solid Waste Definition Rulemaking) in
combustion units at commercial and
industrial facilities. If an owner or
operator of a CISWI unit permanently
ceases combusting solid waste, the
affected unit would no longer be subject
to this regulation under CAA section
129. Section 112 rules of the CAA,
applicable to boilers and process heaters
at major sources and boilers at area
sources, are being promulgated in
parallel actions that are relevant to this
action because those standards would
apply to subject boilers and process
heaters that do not combust solid waste.
Boilers and process heaters that
combust solid waste are subject to
CISWI as ERUs. EPA has also finalized
revised CAA section 112 NESHAP from
the Portland Cement Manufacturing
Industry (75 FR 21136, September 9,
2010). Cement kilns combusting solid
waste are waste-burning kilns subject to
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this final rule, not the otherwise
applicable NESHAP.
E. What is EPA’s approach for
conducting a 5-year review under CAA
section 129(a)(5)?
Section 129(a)(5) of the CAA requires
EPA to conduct a review of the section
129 standards at 5-year intervals and, in
accordance with CAA sections 129 and
111, revise the standards. We do not
interpret CAA section 129(a)(5), together
with CAA section 111, as requiring EPA
to recalculate MACT floors in
connection with this periodic review.
(71 FR 27324, 27327–28, May 10, 2006;
NRDC and LEAN v. EPA, 529 F.3d 1077,
1083–84 (DC Cir. 2008) (upholding
EPA’s interpretation that the periodic
review requirement in CAA section
112(d)(6) does not impose an obligation
to recalculate MACT floors). Rather, in
conducting such periodic reviews, EPA
attempts to assess the performance of
and variability associated with control
measures affecting emissions
performance at sources in the subject
source category (including the installed
emissions control equipment), along
with recent developments in practices,
processes, and control technologies, and
determines whether it is appropriate to
revise the standards. This is the same
general approach taken by EPA in
periodically reviewing CAA section 111
standards, because CAA section 111
contains a similar review and revise
provision.
Our obligation to conduct a 5-year
review based on implementation of the
2000 CISWI rule is fulfilled with the
finalization of these CISWI standards.
This action responds to the vacatur and
remand of the CISWI Definition Rule
and the voluntary remand of the 2000
CISWI NSPS and EG, and, in this
response, EPA is requiring new
standards based on a MACT
methodology that is consistent with the
CAA and District of Columbia Circuit
Court precedent. The MACT levels
required herein reflect MACT floor
levels determined by current emissions
data from CISWI units, and, therefore,
reflect the current performance of the
best-performing unit or units subject to
the CISWI standards. Consequently, we
believe that our obligation to conduct a
5-year review based on implementation
of the 2000 CISWI rule is fulfilled.
Our conclusion is supported by the
fact that the revised MACT standards
included in this final remand response
are based on the available performance
data for the currently operating CISWI
units, including those units that are
subject to the 2000 CISWI rule and those
units that will be subject to the CISWI
standards for the first time based on the
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final Non-hazardous Solid Waste
Definition Rulemaking under RCRA. In
establishing MACT floors based on
currently available emissions
information, we address the technology
review’s goals of assessing the
performance efficiency of the installed
equipment and ensuring that the
emission limits reflect the performance
of the technologies required by the
MACT standards. In addition, in
establishing these final standards, we
considered whether new technologies,
processes, and improvements in
practices have been demonstrated at
sources subject to the 2000 CISWI rule
and at sources that will be subject to
these proposed standards for the first
time based on the proposed definition of
solid waste. Accordingly, the remand
response in this final action fulfills
EPA’s obligations regarding the 5-year
review of the CISWI standards. Further
discussion of the EPA’s response to the
CAA section 129(a)(5) 5-year review is
found in section III.B of the proposal
preamble (75 FR 31946).
F. What is the relationship of this final
action to section 112(c)(6) of the CAA?
Section 112(c)(6) of the CAA requires
EPA to identify categories of sources of
seven specified pollutants to assure that
sources accounting for not less than 90
percent of the aggregate emissions of
each such pollutant are subject to
standards under CAA section 112(d)(2)
or 112(d)(4). EPA has identified certain
CISWI units as sources necessary to
meet the 90 percent requirement under
section 112(c)(6). In the Federal
Register notice ‘‘Source Category Listing
for Section 112(d)(2) Rulemaking
Pursuant to Section 112(c)(6)
Requirements’’, 63 FR 17838, 17849,
Table 2 (1998), EPA identified source
categories that must be ‘‘subject to
regulation’’ for purposes of CAA section
112(c)(6). Included in that list are
cement kilns and combustion units (e.g.,
major source boilers and process
heaters). Cement kilns, boilers, and
process heaters that combust solid waste
are subject to the CAA section 129
standards for CISWI as either wasteburning kilns or ERUs. These CISWI
units emit five of the seven CAA section
112(c)(6) pollutants: POM, dioxins,
furans, Hg and PCBs. The POM emitted
by CISWI is composed of 7–PAH and
16–PAH.
For purposes of CAA section
112(c)(6), EPA has determined that
standards promulgated under CAA
section 129 are substantively equivalent
to those promulgated under CAA
section 112(d). (63 FR 17845; 62 FR
33625, 33632 (1997)). As discussed in
more detail in response to comments on
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this issue, the CAA section 129
standards effectively control emissions
of the five identified CAA section
112(c)(6) pollutants. Further, since CAA
section 129(h)(2) precludes EPA from
regulating CISWI units under CAA
section 112(d), EPA cannot further
regulate the emissions of 112(c)(6)
pollutants from CISWI units under CAA
section 112(d). As a result, EPA
considers emissions of these five
pollutants from waste-burning kilns and
ERUs ‘‘subject to standards’’ for
purposes of CAA section 112(c)(6). The
remaining CISWI subcategories will be
subject to MACT standards either in this
action or in a future action, but
regulation of the remaining
subcategories is not required for EPA to
complete its 112(c)(6) obligations.
III. Summary of the Final Rule
A. Which units are affected by this final
rule?
This final rule defines a CISWI unit as
any combustion unit at a commercial or
industrial facility that is used to
combust solid waste (as defined under
RCRA). (40 CFR 60.2265 (NSPS) and
60.2875 (EG)). Therefore, in this final
rule, CISWI units subject to standards in
this final rule include incinerators
designed to burn discarded waste
materials; units designed for heat
recovery that combust solid waste
materials (i.e., ERUs that would be
boilers or process heaters if they did not
burn solid waste); and waste burning
kilns (i.e., units that would be cement
kilns if they did not burn solid waste);
we also define other CISWI units that
are not subject to standards in this final
action. The final rule contains
definitions of the four subcategories of
CISWI units that are subject to standards
under these amendments: incinerators,
small remote incinerators, ERUs, and
waste burning kilns. At proposal, we
also defined and proposed standards for
burn-off ovens. Based on information
obtained during proposal, and because
we do not need such units to comply
with our section 112(c)(6) obligations,
we are not finalizing standards for burnoff ovens as explained further below in
response to comments on this issue.
We are revising the definition of
CISWI unit to reflect the Court’s
decision that all units burning solid
waste as defined under RCRA are to be
covered by regulation under CAA
section 129. To ensure consistency with
the definition of CISWI unit, we are also
adding a definition of ‘‘solid waste
incineration unit’’ and removing the
definition of ‘‘commercial and industrial
waste.’’
The 2000 CISWI rule, through the
definition of ‘‘commercial and industrial
waste,’’ excluded from regulation
combustion units at commercial or
industrial facilities that recovered
energy for a useful purpose. We are
eliminating those exemptions that were
vacated by the Court.
Qualifying small power producers,
qualifying cogeneration units, and
materials recovery units continue to be
expressly exempt from coverage
pursuant to CAA exclusions from the
definition of ‘‘solid waste incineration
unit’’ set forth in CAA section 129(g)(1).
Units that are required to have a permit
under section 3005 of the SWDA (i.e.,
hazardous waste combustion units) are
also exempt from section 129 rules per
CAA section 129(g)(1). Air curtain
incinerators at commercial or industrial
facilities combusting ‘‘clean wood’’
waste are also excluded from the
definition of solid waste incineration
unit set forth in CAA section 129(g)(1),
but that section provides that such units
must comply with opacity limits to
maintain that exemption.
15709
Solid waste incineration units that are
included within the scope of other CAA
section 129 categories include MWC
units; institutional, pathological waste
incineration units (EPA intends to
regulate these units under OSWI
standards); SSI units (EPA is issuing
final standards for these units in a
concurrent action), and HMIWI units.
These solid waste incineration units
will remain exempt from the CISWI
standards. As stated above, we created
subcategories for waste-burning kilns
and ERUs, and they are subject to this
final rule in light of the CISWI
Definitions Rule vacatur. We note that
other CAA section 129 standards may
contain an exemption for cement kilns.
Those exemptions do not excuse waste
burning kilns from compliance with
these final standards. As those other
CAA section 129 rules are amended, we
will clarify that cement kilns that meet
the definition of waste-burning kiln and
other CISWI units, that may be
expressly exempt from those standards,
are subject to CISWI standards if they
are located at a commercial or industrial
facility and they combust solid waste.
B. What are the emission limits in the
final rule?
The final MACT floor emission limits
for new and existing sources are
presented in Tables 1 and 2 of this
preamble. These emission limits are
based on subcategories established
considering sources that we believe are
CISWI units under the final definition of
non-hazardous secondary materials, as
discussed in the concurrent Nonhazardous Solid Waste Definition
Rulemaking. The final MACT floor
emission limits for existing sources in
each subcategory are shown in Table 1
of this preamble.
TABLE 1—COMPARISON OF EXISTING SOURCE MACT FLOOR LIMITS FOR 2000 CISWI RULE AND THE FINAL MACT
FLOOR LIMITS (BASED ON THE DEFINITION OF SOLID WASTE IN THE FINAL NON-HAZARDOUS SOLID WASTE DEFINITION
RULEMAKING)
Pollutant (units) a
Incinerators
(2000 CISWI
limit)
Final CISWI subcategories
Incinerators
jlentini on DSKJ8SOYB1PROD with RULES6
Waste-burning
kilns
Small, remote
incinerators
14 b
36
25 b
110
220
20
0.0036
0.0026
0.0054
34
4.6
0.096
0.023
0.0013 b
110
2.9b
0.0026
0.00048
0.0079 b
6.2
0.20
2.7
0.61
0.0057
230
1,200
0.41 .............
0.13
0.059 ...................................
0.32b
0.0070
57
388 ..............
53
76
540
240
62 ................
157 ..............
29
36 b
Pb (mg/dscm) .......................
Cd (mg/dscm) .......................
Hg (mg/dscm) .......................
PM, filterable (mg/dscm) ......
Dioxin, furans, total (ng/
dscm).
Dioxin, furans, TEQ (ng/
dscm).
NOX (ppmv) ..........................
0.04 .............
0.004 ...........
0.47 .............
70 ................
(no limit) ......
20:15 Mar 18, 2011
ERUs—
liquid/gas
0.45 .....................................
490 (biomass units)/59 (coal
units).
0.0036 b ...............................
0.00051 b .............................
0.00033 ...............................
250 ......................................
0.35 .....................................
HCl (ppmv) ...........................
CO (ppmv) ............................
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290 (biomass units)/340
(coal units).
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TABLE 1—COMPARISON OF EXISTING SOURCE MACT FLOOR LIMITS FOR 2000 CISWI RULE AND THE FINAL MACT
FLOOR LIMITS (BASED ON THE DEFINITION OF SOLID WASTE IN THE FINAL NON-HAZARDOUS SOLID WASTE DEFINITION
RULEMAKING)—Continued
Pollutant (units) a
SO2 (ppmv) ...........................
a All
Incinerators
(2000 CISWI
limit)
Final CISWI subcategories
Incinerators
20 ................
11
ERUs—solids
ERUs—
liquid/gas
6.2 (biomass units)/650
(coal units).
Waste-burning
kilns
Small, remote
incinerators
38
420
720
emission limits are expressed as concentrations corrected to 7 percent oxygen.
the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources’’ for details on this calculation.
b See
The new source MACT floor emission
limits for each CISWI subcategory are
shown in Table 2 of this preamble.
TABLE 2—COMPARISON OF NEW SOURCE MACT FLOOR LIMITS FOR 2000 CISWI RULE AND THE FINAL MACT FLOOR
LIMITS (BASED ON THE PRIMARY DEFINITION OF SOLID WASTE IN THE SOLID WASTE DEFINITION RULE)
Final CISWI subcategories
Pollutant (units) a
Incinerators
(2000 limit)
ERUs—solids
Incinerators
ERUs—
liquid/gas
Waste-burning
kilns
Small, remote
incinerators
14b ..............
36 ................
3.0 b
90
200
12
0.096 ...........
0.023 ...........
0.00025 d .....
110 ..............
(no limit) ......
0.0026
0.00048 c
0.0062 e
2.5
0.090
0.26
0.61 c
0.0035 b
230 c
1,200 c
HCl (ppmv) ............................
CO (ppmv) .............................
62 ................
157 ..............
0.091
12
Pb (mg/dscm) ........................
Cd (mg/dscm) ........................
Hg (mg/dscm) ........................
PM, filterable (mg/dscm) .......
Dioxin, furans, total (ng/
dscm).
Dioxin, furans, TEQ (ng/
dscm).
NOX (ppmv) ...........................
0.04 .............
0.004 ...........
0.47 .............
70 ................
(no limit) ......
0.0019 b
0.0023
0.00016
18
0.052 b
0.45 c .....................................
160 (biomass units)/ 46 (coal
units).
0.0031 ...................................
0.00051 c ...............................
0.00033 c ...............................
250 c ......................................
0.068 .....................................
0.41 .............
0.13 c
0.011 .....................................
0.002 d .........
0.0030
31
388 ..............
23
76 ................
200
78
SO2 (ppmv) ...........................
20 ................
11 c
290c (biomass units)/340
(coal units).
6.2 c (biomass units)/650
(coal units).
720 ..............
38
1.2
a All
emission limits are measured at 7 percent oxygen.
the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources’’ for details on this calculation.
c The NSPS limit equals the EG limit. The EG limit was selected as the NSPS limit.
d Dioxin/furan TEQ and Hg limits for ERUs—liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ‘‘CISWI
Emission Limit Calculations for Existing and New Sources’’ for details.
e Hg limit was developed using material input data from CISWI kilns identified within the Portland Cement NESHAP database. See the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources’’ for details on this calculation.
b See
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C. What are the testing and monitoring
requirements?
This final rule requires all CISWI
units to demonstrate initial compliance
with the revised emission limits. For
existing CISWI units, these amendments
require annual inspections of scrubbers,
FF, and other air pollution control
devices that are used to meet the
emission limits. In addition, a Method
22 (40 CFR part 60, appendix A–7)
visible emissions test of the ash
handling operations is required during
the annual compliance test for all
subcategories except waste-burning
kilns, which do not have ash handling
systems. Furthermore, for any existing
CISWI unit that operates a FF air
pollution control device, we are
requiring that a bag leak detection
system be installed to monitor the
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device. These amendments continue to
require parametric monitoring of all
other add-on air pollution control
devices, such as wet scrubbers and ACI.
Commercial and industrial solid waste
incineration units that install SNCR
technology to reduce NOX emissions are
required to monitor the reagent (e.g.,
ammonia or urea) injection rate and
secondary chamber temperature (if
applicable to the CISWI unit).
This final rule also requires
subcategory-specific monitoring
requirements in addition to the
aforementioned inspection, bag leak
detection, and parametric monitoring
requirements that are applicable to all
CISWI units. Existing incinerators,
small, remote incinerators, and ERUs
would have annual emissions testing for
all nine pollutants: PM, SO2, HCl, NOX,
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CO, lead, Cd, Hg, and dioxins and
furans. Existing kilns are required to
monitor Hg, PM, and HCl (if no wet
scrubber) emissions using a CEMS and
perform annual testing for the remaining
pollutants. These amendments provide
reduced annual testing requirements for
all nine pollutants when testing results
are shown to be well below the limits.
If the ERU has a design capacity less
than or equal to 250 mmBtu/hr and is
not equipped with a wet scrubber
control device, then a continuous
opacity monitor is required or, as an
alternative, a PM CEMS could be
employed (see below). If the ERU has a
design capacity greater than 250
mmBtu/hr, then PM emissions must be
monitored using a PM CEMS.
For new CISWI units, the final rule
requires the same monitoring
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requirements as for existing units, but
also requires CO CEMS for all
subcategories. Additionally, SO2 and
NOX CEMS are required for all new
kilns.
For all subcategories of existing
CISWI units, use of CO CEMS is an
approved alternative and specific
language with requirements for CO
CEMS is included in these amendments.
For new and existing CISWI units, use
of PM, NOX, SO2, HCl, multi-metals and
Hg CEMS and integrated sorbent trap Hg
monitoring and dioxin monitoring
(continuous sampling with periodic
sample analysis) also are approved
alternatives, and specific language for
those alternatives is included in these
amendments.
jlentini on DSKJ8SOYB1PROD with RULES6
D. What are the requirements during
periods of SSM?
The 2000 CISWI standards did not
apply during periods of SSM. This final
rule revises the 2000 CISWI rule such
that the standards apply at all times,
including during SSM periods. As
further explained in section V.H of this
preamble, the revision is being made in
light of the Court decision that vacated
portions of regulations related to SSM in
the General Provisions of 40 CFR part
63. EPA is including in this final rule an
affirmative defense to civil penalties for
exceedances of emission limits that are
caused by malfunctions. The full
rationale for these decisions is
presented in section V.H of this
preamble.
E. How do the rule amendments affect
the applicability of the 2000 NSPS and
EG?
Incinerators subject to the 2000 CISWI
standards are treated differently under
the amended standards than they were
under the 2000 CISWI rule in terms of
whether they are ‘‘existing’’ or ‘‘new’’
sources.2 Consistent with the CAA
section 129 definition of ‘‘new’’ sources,
there are new dates defining what units
are ‘‘new’’ sources. Incinerators that are
currently subject to the NSPS will
become ‘‘existing’’ sources under the
final amended standards and are
required to meet the revised EG by the
applicable compliance date for the
revised guidelines. Those units will
continue to be NSPS units subject to the
2000 CISWI rule until they become
‘‘existing’’ sources under the amended
standards. Incinerators and small
remote incinerators that are existing
sources under the 2000 EG must
2 We
believe that all the units in the small remote
incinerator subcategory as defined in this final rule
qualified for the exemption for MWC in the 2000
CISWI standards. See 40 CFR 60.2020(c)(2) and
60.2555(c)(2).
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continue to comply with those
standards until the applicable
compliance date for the revised EG, at
which time those sources must be in
compliance with the applicable EG.
Commercial and industrial solid
waste incineration units in the four
subcategories for which we are issuing
final standards in this rule that
commenced construction after June 4,
2010, or for which a modification is
commenced on or after 6 months after
promulgation of these final standards,
are ‘‘new’’ units subject to more stringent
NSPS emission limits. Units for which
construction or modification is
commenced prior to those dates would
be existing units subject to the EG,
except that units in the incinerators and
small remote incinerators subcategories
remain subject to the 2000 CISWI rule
until the compliance date of the CISWI
EG as discussed below. Commercial and
industrial solid waste incineration units
in the subcategories other than the
incinerator subcategory and small
remote incinerator subcategory (if a unit
was not exempt) will not in any case be
subject to the standards in the 2000
CISWI rule.
Under this final rule, incinerators that
commenced construction after
November 30, 1999, and on or before
June 4, 2010, or that were reconstructed
or modified prior to the date 6 months
after promulgation of any revised final
standards, are subject to the 2000 CISWI
NSPS until the applicable compliance
date for the revised EG, at which time
those units would become ‘‘existing’’
sources. Similarly, units in the
incinerator or small remote incinerator
subcategories that are subject to the EG
under the 2000 CISWI rule must meet
the revised EG by the applicable
compliance date for the revised
guidelines. Commercial and industrial
solid waste incineration units that
commence construction after June 4,
2010, or that are reconstructed or
modified 6 months or more after the
date of promulgation of the revised
standards, must meet the revised NSPS
emission limits in the NSPS within 6
months after the promulgation date of
the amendments or upon startup,
whichever is later.
F. What is the compliance schedule?
New CISWI units must demonstrate
compliance with the applicable
emission limit within 60 days after the
CISWI unit reaches the charge rate at
which it will operate, but no later than
180 days after its initial startup.
Existing CISWI units must
demonstrate compliance with the
applicable emission limits as
expeditiously as practicable after
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15711
approval of a state plan, but no later
than 3 years from the date of approval
of a state plan or 5 years after
promulgation of these revised standards,
whichever is earlier.
G. What is the state plan
implementation schedule?
Under the final amendments to the
EG, and consistent with CAA section
129, revised state plans containing the
revised existing source emission limits
and other requirements in the final
amendments are due within 1 year after
promulgation of the amendments. States
must submit revised state plans to EPA
March 21, 2012.
These amendments to the EG allow
existing CISWI to demonstrate
compliance with the amended standards
as expeditiously as practicable after
approval of a state plan, but no later
than 3 years from the date of approval
of a state plan or 5 years after
promulgation of the revised standards,
whichever is earlier. Because we believe
that many CISWI units will find it
necessary to retrofit existing emission
control equipment and/or install
additional emission control equipment
in order to meet the final revised limits,
EPA anticipates that states may choose
to provide the 3-year compliance period
allowed by CAA section 129(f)(2).
In revising the standards in a state
plan, a state has two options. First, it
may include both the 2000 CISWI
standards and the new standards in its
revised state plan, which allows a
phased approach in applying the new
limits. The state plan must make clear
that the standards in the 2000 CISWI
rule remain in force for subject units
and apply until the date the revised
existing source standards are effective
(as defined in the state plan).3 States
where existing CISWI incinerators do
not need to improve their performance
to meet the revised standards, may want
to consider a second approach as
follows. The state may replace the 2000
CISWI rule standards with the standards
in this final rule; follow the procedures
in 40 CFR part 60, subpart B; and
submit a revised state plan to EPA for
approval. If the revised state plan
contains only the revised standards (i.e.,
the 2000 CISWI rule standards are not
retained), then the revised standards
must become effective immediately for
those units that are subject to the 2000
CISWI rule, since the 2000 CISWI rule
3 All sources currently subject to the 2000 CISWI
EG or NSPS will become existing sources in the
incinerator or small remote incinerator
subcategories once the final revised CISWI
standards are in place. See section III.F of this
preamble.
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standards would be removed from the
state plan.
EPA will revise the existing federal
plan to incorporate any changes to
existing source emission limits and
other requirements that EPA has
promulgated. The federal plan applies
to CISWI units in any state without an
approved state plan. The proposed
amendments to the EG would allow
existing CISWI units subject to the
federal plan up to 5 years after
promulgation of the revised standards to
demonstrate compliance with the
amended standards, as required by CAA
section 129(b)(3).
H. What are the requirements for
submission of emissions test results to
EPA?
EPA must have performance test data
and other compliance data to conduct
effective reviews of CAA section 112
and 129 standards, as well as for many
other purposes including compliance
determinations, emissions factor
development, and annual emissions rate
determinations. In conducting these
required reviews, EPA has found it
ineffective and time consuming not only
for us but also for regulatory agencies
and source owners and operators to
locate, collect, and submit emissions
test data because of varied locations for
data storage and varied data storage
methods. One improvement that has
occurred in recent years is the
availability of stack test reports in
electronic format as a replacement for
cumbersome paper copies.
In this final rule, EPA is taking steps
to improve data accessibility. Owners
and operators of CISWI units are
required to submit to EPA an electronic
copy of reports of certain performance
tests required under the CISWI EG and
NSPS. Sources must submit data
through the ERT. The ERT was
developed with input from stack testing
companies who generally collect and
compile performance test data
electronically and offices within state
and local agencies which perform field
test assessments. The ERT is currently
available, and access to direct data
submittal to EPA’s electronic emissions
database (WebFIRE) is scheduled to
become available by December 31, 2011.
The requirement to submit source test
data electronically to EPA will not
require any additional performance
testing and will apply to those
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performance tests conducted using test
methods that are supported by ERT. The
ERT contains a specific electronic data
entry form for most of the commonly
used EPA reference methods. The Web
site listed below contains a listing of the
pollutants and test methods supported
by ERT. In addition, when a facility
submits performance test data to
WebFIRE, there would be no additional
requirements for emissions test data
compilation. Moreover, EPA believes
industry will benefit from development
of improved emissions factors, fewer
follow-up information requests, and
better regulation development as
discussed below. The information to be
reported is already required for the
existing test methods and is necessary to
evaluate the conformance to the test
method.
One major advantage of collecting
source test data through the ERT is that
it provides a standardized method to
compile and store much of the
documentation required to be reported
by this final rule while clearly stating
what testing information EPA requires.
Another important benefit of submitting
these data to EPA at the time the source
test is conducted is that it substantially
reduces the effort involved in data
collection activities in the future.
Specifically, because EPA would
already have adequate source category
data to conduct residual risk
assessments or technology reviews,
there would likely be fewer or less
substantial data collection requests (e.g.,
CAA section 114 letters). This results in
a reduced burden on both affected
facilities (in terms of reduced labor to
respond to data collection requests) and
EPA (in terms of preparing and
distributing data collection requests).
State/local/tribal agencies may also
benefit in that their review may be more
streamlined and accurate because the
states would not have to re-enter the
data to assess the calculations and verify
the data entry. Finally, another benefit
of submitting these data to WebFIRE
electronically is that these data would
improve greatly the overall quality of
the existing and new emissions factors
by supplementing the pool of emissions
test data upon which the emissions
factor is based and by ensuring that data
are more representative of current
industry operational procedures. A
common complaint EPA receives from
industry and regulators is that emissions
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factors are outdated or not
representative of a particular source
category. Receiving and incorporating
data for most performance tests would
ensure that emissions factors, when
updated, represent accurately the most
current operational practices. In
summary, receiving test data already
collected for other purposes and using
them in the emissions factors
development program would save
industry, state/local/tribal agencies, and
EPA, time and money and work to
improve the quality of emissions
inventories and related regulatory
decisions.
As mentioned earlier, the electronic
database that would be used is EPA’s
WebFIRE, which is a database accessible
through EPA’s TTN (see https://
cfpub.epa.gov/webfire/). The WebFIRE
database was constructed to store
emissions test and other data for use in
developing emissions factors. A
description of the WebFIRE database
can be found at https://cfpub.epa.gov/
oarweb/index.cfm?action=fire.main.
Source owners and operators will be
able to transmit data collected via the
ERT through EPA’s CDX network for
storage in the WebFIRE database.
Although ERT is not the only electronic
interface that can be used to submit
source test data to the CDX for entry
into WebFIRE, it makes submittal of
data very straightforward and easy. A
description of the ERT can be found at
https://www.epa.gov/ttn/chief/ert/
ert_tool.html.
Source owners and operators must
register with the CDX system to obtain
a user name and password before being
able to submit data to the CDX. The
CDX registration page can be found at
https://cdx.epa.gov/SSL/CDX/
regwarning.asp?Referer=registration. If
they have a current CDX account (e.g.,
they submit reports for the EPA’s TRI
Program to the CDX), then the existing
user name and password can be used to
log in to the CDX.
I. What are the costs and benefits of this
final rule?
EPA estimated the costs and benefits
associated with the final rule, and the
results are shown in the following table.
For more information on the costs and
benefits for this rule, see the Regulatory
Impact Analysis (RIA) in the EPA–HQ–
OAR–2003–0119.
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TABLE 3—SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE CISWI NSPS AND
EMISSIONS GUIDELINES IN 2015
[Millions of 2008$] a d
3% Discount rate
Option 1: MACT Floor:
Total Monetized Benefits b .............................................
Total Social Costs c; .......................................................
Net Benefits ....................................................................
Non-monetized Benefits .................................................
Option 2: Beyond-the-Floor:
Total Monetized Benefits b .............................................
Total Social Costs c ........................................................
Net Benefits ....................................................................
Non-monetized Benefits .................................................
7% Discount rate
$340 to $830 ........................................................................
$280 .....................................................................................
$60 to $550 ..........................................................................
25,000 tons of CO.
470 tons of HCl.
260 pounds of Hg.
0.95 tons of Cd.
4.1 tons of lead.
92 grams of dioxins/furans.
Health effects from NO2 and SO2 exposure.
Ecosystem effects.
Visibility impairment.
$310 to $750.
$280.
$30 to $470.
$430 to $1,100 .....................................................................
$300 .....................................................................................
$130 to $770 ........................................................................
25,000 tons of CO.
470 tons of HCl.
260 pounds of Hg.
0.95 tons of Cd.
4.1 tons of lead.
92 grams of dioxins/furans.
Health effects from NO2 and SO2 exposure.
Ecosystem effects.
Visibility impairment.
$390 to $960.
$300.
$90 to $660.
a All estimates are for the implementation year (2015), and are rounded to two significant figures. These results include units anticipated to
come online and the lowest cost disposal assumption.
b The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of directly emitted PM2.5 and PM2.5 precursors such as NOX and SO2. It is important to note that the monetized benefits include many but not all health effects
associated with PM2.5 exposure. Benefits are shown as a range from Pope, et al. (2002) to Laden, et al. (2006). These models assume that all
fine particles, regardless of their chemical composition, are equally potent in causing premature mortality because there is no clear scientific evidence that would support the development of differential effects estimates by particle type. These estimates include energy disbenefits valued at
$3.8 million.
c The methodology used to estimate social costs for 1 year in the multimarket model using surplus changes results in the same social costs for
both discount rates.
d The estimates in this table reflect the estimates in the RIA. Due to last minute changes, we were unable to incorporate the final engineering
costs and emission reductions into the RIA, which would decrease the costs by approximately 22% and increase the monetized benefits by approximately 4% from those shown here.
laboratory analysis units, and space
heaters to this standard.
• Further subcategorized ERUs with
EPA received over 3,500 public
separate limits for NOX, CO, and SO2 for
comments on the proposed rulemaking. coal and biomass units.
Furthermore, we conducted three public
• Revised the definition of small,
hearings to allow the public to comment remote incinerators.
on the proposed rulemaking and the
• Incorporated new data submitted by
inter-related Boiler and RCRA rules.
facilities since December 15, 2010.
• Revised the emission limit
Following are the major changes to the
methodology to use the UPL for ERUs
rule since the proposal. The rationale
and waste-burning kilns.
for these and any other significant
• Revised the statistical analysis to
changes can be found in section V of
use the log normal distribution of data
this preamble or in the document titled
‘‘Commercial and Industrial Solid Waste in cases where a normal data
distribution is not indicated
Incineration (CISWI) Rule: EPA’s
Response to Public Comments’’ available conclusively by normality tests for the
data.
in the docket for this rulemaking.
• Revised the nondetect methodology
• Clarified and revised the
to calculate emission limits using three
applicability and compliance
times the reported nondetect values
requirements for CISWI units that cease where the value equal to three times the
or begin combusting solid waste.
representative MDL was greater than the
• Determined that this final action
calculated MACT floor emission limit.
will not subject burn-off ovens, soil
• Revised the requirements for
treatment units, cyclonic burn barrels,
opacity.
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IV. Summary of Significant Changes
Since Proposal
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• Revised the monitoring
requirements for continuous compliance
via testing and parametric monitoring
and to allow CEMS use to demonstrate
compliance over a 30-day rolling
average as an alternative.
• Revised the CO CEMS monitoring
requirement from mandatory to
voluntary for existing ERUs.
• Incorporated hourly CEMS data into
emissions limit calculations and 24hour CEMS data into costing and
impacts analyses.
• Revised the calculation
methodology of D/F TEQ and clarified
that sources must comply with either
the TMB or TEQ basis limit.
• Added tire certification procedures
for all CISWI units to allow them to
certify that the tires are from a program
that enables them to be considered nonwaste materials.
• Added recordkeeping and reporting
requirements for units that burn
materials other than traditional fuels.
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• Revised the annual performance
testing requirements to clarify the
schedule for completion of subsequent
performance tests.
• Revised the reduced testing
provision to state testing for a given
pollutant may be performed every 3
years, instead of annually, if measured
emissions during two consecutive
annual performance tests are less than
75 percent of the applicable emission
limit.
• Revised the test methods for cement
kilns to require EPA Method 321 for HCl
testing of these units.
• Removed the allowance for sources
to use the results of previously
conducted tests to demonstrate
compliance.
• Revised monitoring requirements
for the waste-burning kilns subcategory.
• Provided an affirmative defense to
civil penalties for exceedances of
emission limits that are caused by
malfunctions.
V. Public Comments
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A. Legal and Applicability Issues,
Compliance Schedule, and Certification
Procedures
1. Section 129 vs. Section 112—
Applicability for Waste Firing Boilers
and Kilns That Opt To Stop Burning
Waste
Comment: Many commenters stated
that ERUs and waste-burning kilns
should be able to move between CAA
sections 129 and 112 standards based on
the materials being burned. Commenters
argued that EPA should provide
flexibility for operators of units burning
co-fired waste to consider the stringency
of all applicable standards and opt into
the appropriate rule. Many commenters
contended that requiring operators who
stop burning solid waste to remain
regulated under CISWI would penalize
them with no benefit gained. One
commenter stated that no law or
regulation prevents EPA from allowing
a unit to opt out of CISWI and that the
concern that facilities would ‘‘backslide’’
from MACT control levels is not
applicable. Further, commenters argued
that the once-in-always-in policy should
not apply to CISWI and requested
clarification on how the policy applies
to sources subject to CAA section 129
standards that either continue or begin
combusting solid waste. One commenter
requested that EPA clarify whether the
CISWI rule would apply to any kiln that
is actually using solid waste or to any
kiln authorized to do so.
Response: This rule addresses the
combustion of solid waste materials (as
defined by the Administrator under
RCRA) in combustion units at
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commercial and industrial facilities. If
an owner or operator of a CISWI unit
permanently ceases combusting solid
waste, the affected unit is no longer
subject to this regulation under CAA
section 129, and the unit would become
subject to any applicable regulations
under CAA section 112. Likewise, if an
owner or operator of any commercial or
industrial unit starts combusting solid
waste in that unit, it becomes subject to
CISWI, and is no longer subject to any
previously applicable regulations under
section 112. Consistent with CAA
section 129(h)(2), no solid waste
incineration unit subject to performance
standards under section 129 and section
111 shall be subject to standards under
section 112(d) of the Act.
CISWI units that cease burning solid
waste in the ERU and waste-burning
kiln subcategories may be subject to one
of three rulemaking actions under CAA
section 112. EPA is finalizing in a
parallel action two NESHAP applicable
to boilers, one for area source boilers
and one for major source boilers that
also regulates process heaters at major
sources. EPA also recently finalized
revised NESHAP for cement kilns (74
FR 54970, September 9, 2010). Energy
recovery units and waste-burning kilns
subject to CISWI that cease burning
solid waste, and thus cease being
subject to this final rule, will be subject
to the NESHAP for area source boilers,
major source boilers and process
heaters, or cement kilns, as appropriate.
Today’s final rule includes provisions
to address the situation where CISWI
units cease burning solid waste, and
where existing commercial and
industrial facilities start burning solid
waste. Units that cease burning solid
waste remain subject to CISWI for at
least 6 months after solid waste is no
longer present in the combustion
chamber. After 6 months, sources must
either comply with any applicable
section 112 standards or, if they intend
to combust solid waste in the unit in the
future, opt to remain subject to CISWI.
Sources switching out of CISWI due to
cessation of solid waste combustion
must submit advance notification of the
effective date of the waste-to-fuel switch
consistent with new procedures in this
rule. Units that begin combusting solid
waste are considered existing sources
under CISWI and must comply with the
emissions guidelines set forth in the
CISWI final rule at the time they begin
burning solid waste.
EPA acknowledges that sources may
stop and start burning solid waste in
their combustion units, and that
regulatory procedures are necessary to
guide sources through the changes in
applicability that may result due to a
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switch in combustion materials. New
provisions in the final rule account for
the fact that facilities may start and stop
burning solid waste and ensure that any
resulting changes in applicability
between section 129 and section 112
rules do not occur with so much
frequency that sources are unable to
demonstrate continuing compliance
with the applicable standards.
To ensure that frequent switching
does not impede our ability to
determine continuous compliance and
create undue permitting and testing
burdens, sources remain subject to
CISWI for a minimum of 6 months. The
definition of CISWI unit has been
revised to clarify that a CISWI unit
includes a distinct operating unit of any
commercial or industrial facility that
combusts any solid waste in a 12-month
period. This change accounts for
sources that periodically burn solid
waste throughout a given 12-month
period, but that also has long periods in
which no solid waste is combusted at
all. We believe this change will reduce
administrative and compliance costs to
both the source and the regulatory
agencies. For example, sources will not
have to re-establish initial compliance
with CISWI or revise their operating
permit to reflect a switch out of and
back into the CISWI regulations.
Instead, facilities that combust solid
waste would continue to be subject to
the CISWI regulations at least 6 months
after waste is no longer combusted. The
regulations also allow facilities to
remain subject to CISWI beyond 6
months after cessation of solid waste
combustion, at their own discretion, if
the source determined that continued
compliance with CISWI is appropriate
because the source intends to combust
solid waste in the future. Source owners
or operators may, alternatively, choose a
date at least 6 months after ceasing solid
waste combustion on which they would
no longer be subject to CISWI, and
would instead be subject to any
applicable section 112 standards. This
date is called the effective date of the
waste-to-fuel switch.
Specifically, the new provisions
direct a source owner or operator to
select an effective date for the waste-tofuel, or fuel-to-waste switch, and that
date becomes the date on which all of
the newly applicable requirements
apply. When a source begins
combusting solid waste, the effective
date of the fuel-to-waste switch must be
the same as the actual date the unit
begins combusting solid waste because
by statute any source that combusts any
solid waste is a solid waste incineration
unit subject to standards under CAA
section 129. See section 129(g)(1)
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(defining ‘‘solid waste incineration
unit’’). For sources that cease burning
solid waste, they may pick an effective
date for the waste-to-fuel switch that is
at least 6 months after the last date on
which solid waste is combusted. This
allows sources that cease combusting
solid waste to comply with an
applicable NESHAP or opt to remain
subject to CISWI at the discretion of the
owner or operator. We allow the owner
or operator of a CISWI unit the option
of remaining subject to CISWI to
account for sources that may want to
retain the ability to burn waste
intermittently without having to
periodically switch between the section
112 and section 129 regulatory
programs. If a source wishes to end
applicability of CISWI to its unit, the
source must submit an advance
notification of the effective date of the
waste-to-fuel switch. The source must
be in compliance with any NESHAP
that applies as a result of ceasing the
combustion of solid waste on the
effective date of the waste-to-fuel
switch. The source must remain in
continuous compliance with the CISWI
regulations until that date.
As stated above, boiler and process
heaters that commence combustion of
any solid waste and become solid waste
incineration units as defined in section
129(g)(1) are subject to CISWI standards
applicable to ERUs as of the date they
commence combusting solid waste.
Likewise, cement kilns that begin
combusting solid waste and become
solid waste incineration units must
comply with the CISWI standards
applicable to waste-burning kilns at the
time they begin combusting solid waste.
The new waste-to-fuel switch
provisions in the final rule include
requirements to conduct performance
testing that will assure compliance with
all applicable standards. Specifically,
performance tests must be conducted
within 60 days of the date on which the
unit begins combusting solid waste. In
addition, the owner or operator must
collect and report any PM CEMS and/
or PM parametric monitoring data for
those monitors that are operated at the
same time as the performance test to
determine whether the existing
calibrations and/or correlations are still
applicable. After the testing is
completed, and it is demonstrated that
the source is operating in compliance
with the applicable standards, the
owner or operator should adjust any PM
CEMS calibration and any correlation
for PM to correspond to the performance
test results and data.
The new provisions also require
advance notification of the effective date
of the waste-to-fuel switch. The
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notification includes basic information
that will enable the reviewing authority
to determine the date on which CISWI
will no longer apply to the facility and
the date on which any newly applicable
section 112 regulations may apply.
Notification must be submitted to both
the EPA Regional Office and the
delegated state or local agency.
To ensure that frequent switching
does not impede our ability to
determine continuous compliance,
sources may not switch between
applicable section 129 and section 112
standards without completing the initial
performance test. Therefore, sources
that wish to start burning solid waste
before they have demonstrated
compliance with their existing section
112 standard must complete the
performance test for the 112 rule before
switching to solid waste combustion.
If a source switches back to a fuel or
non-waste material for which a
performance test was conducted within
the 6 months preceding the effective
date of the fuel-to-waste or waste-to-fuel
switch, and if there are no changed
conditions that would affect emissions,
the source need not retest that source
until 6 months from the effective date of
the switch.
If a source is subject to any emissions
limits for which compliance is
determined on an annual average or
other averaging period that is for a
period of time less than the period in
which the source will be combusting the
fuel or non-waste material, the source
must comply with the emission limit in
the shorter time period in which the
fuel or material is combusted. For
example, if a source chooses to
demonstrate compliance with the Hg
limits of the major source Boiler
NESHAP through fuel analysis, which
has a 12-month rolling average limit,
and opts to start burning solid waste
and become subject to CISWI after
combusting the fuel under the Boiler
NESHAP for only 9 months, the source
must demonstrate compliance with the
Hg limit based on a 9-month average
instead of the annual average. The EPA
believes this is necessary to assure that
switching to solid waste combustion
does not compromise our ability to
determine compliance with standards
under section 112.
The rules do not allow for compliance
extensions associated with changes to
the fuels or materials that are
combusted. After the first substantive
compliance date (e.g., the effective date
of the state program or 5 years after
publication of the final CISWI rule for
incineration units), sources must be in
compliance with the standard that is
applicable to the source based on the
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type of unit and the fuels or materials
that are combusted. Sources that change
fuels or materials are considered
existing sources and, as such, they must
be in compliance on the date they begin
combusting the new fuel or material.
For example, a waste-burning cement
kiln that ceases burning solid waste
becomes subject to and must comply
with the Portland Cement NESHAP as of
the date that it is no longer subject to
CISWI. For all sources that commence
combustion of solid waste, the CISWI
requirements become applicable on the
date that the fuel switch occurs.
2. Homogeneous Waste
Comment: Many commenters
requested that EPA reaffirm the
exemption of qualifying small power
production and cogeneration facilities
as promulgated in the 2000 CISWI
regulations. Several commenters
requested that EPA clarify the term
‘‘homogeneous waste.’’ Some
commenters requested that certain
mixtures or blends of fuels fall under
the definition of homogeneous waste.
Response: Homogeneous wastes are
stable, consistent in formulation, have
known fuel properties, have a defined
origin, have predictable chemical and
physical attributes, and result in
consistent combustion characteristics
and have a consistent emissions profile.
Qualifying small power production and
cogeneration facilities requesting an
exemption from CISWI on the basis that
they burn homogeneous waste may be
asked to demonstrate, using defined test
methods acceptable to EPA, that the
physical and chemical characteristics of
the waste are consistent throughout
such that the emission profile of any
sample of waste combusted is similar or
identical to any other sample. Mixtures
of different types of wastes are generally
not homogeneous, unless the mixtures
are from materials that are each
individually determined to be
homogeneous, are from known origin,
are mixed in constant proportion, and
are conditioned or processed, such as
would occur in the gasification of the
wastes. Gasification processes that
incorporate clean up technologies in the
production of synthesis gas would
generally result in a homogeneous
product, however a consistent waste
input would still be necessary to ensure
a consistent emissions profile of the
synthesis gas. Whether a waste is
homogeneous is a case-by-case
determination. As such, EPA has added
provisions to the CISWI rule that require
source owners or operators seeking the
exemption to submit a request for a
homogeneous fuel determination to
EPA, and that they support their request
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with information describing the
materials to be combusted and why they
believe the waste is homogeneous. The
determination of what constitutes a
homogeneous waste is not delegable to
the state or local agencies.
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3. Lab Analysis Units
Comment: Commenters stated that
they do not believe CAA section 129 is
intended to regulate laboratory analysis
units that involve combustion to
generate analytical results. Commenters
contend that samples are not solid waste
and have definite purpose separate from
disposal of sample material. They stated
that it is physically impossible for
many, if not all, of these uses to comply
with CISWI requirements and therefore
operations would likely cease. Several
commenters indicated that it is unclear
as to whether the material referenced in
the existing definition of laboratory
units in 40 CFR 60.2020(o) (subpart
CCCC) and 40 CFR 60.2555(o) (subpart
DDDD) is a solid waste. Several
commenters stated that other CISWI
requirements including operator
certification, performance tests, and
SSM requirements are not appropriate
for laboratory units. If regulated,
commenters requested that EPA clarify
whether the rule is applicable to all
laboratory units or limited to those at
commercial and industrial facilities.
Many argued that EPA underestimated
the number of laboratory units affected
by this regulation because the Phase I
ICR was not clear that these units were
included in the scope of the survey.
Commenters also stated that EPA did
not provide cost or impact analysis for
these units.
Response: EPA agrees that samples
used in laboratory analysis units have a
purpose separate from the disposal of
material, and we believe based on the
information available at this time, that
the material that is combusted is likely
not a solid waste as that term is defined
in the Solid Waste Definition Rule. We
have no information that refutes our
conclusions, and we have no data from
laboratory analysis units on which to
establish section 129 standards in any
case. We have determined that this final
action will not subject laboratory
analysis units to this standard.
4. Asphalt Recycling
Comment: One commenter requested
that EPA provide a clarification as to
whether asphalt plants utilizing
recycled asphalt would be subject to the
CISWI rule.
Response: EPA did not receive any
information to indicate that recycled
asphalt is a solid waste, or that the
recycled asphalt or solid waste is being
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combusted in asphalt plants. Absent
that information, we are not establishing
separate standards regulating asphalt
plants at this time. However, any
combustion unit that combusts solid
waste and meets the definition of a
CISWI unit may be subject to the CISWI
rule, including combustion units at
asphalt plants. If the combustion unit is
recovering useful heat (e.g., process
heaters and boilers), the unit may be
subject to standards applicable to ERUs
and sources should contact EPA or their
state for a specific determination.
5. Chemical Recovery (SARUs)
Comment: Several commenters
suggested that EPA provide a clear
definition of a chemical recovery unit in
the final rule. They requested that EPA
specifically define chemical recovery
units burning pulping liquors and kilns
burning lime as not CISWI units.
Commenters suggested that EPA
include language that explicitly states
SARUs are not subject to CISWI citing
the CAA exemption for analogous
processes. Some commenters argued
that materials burned in SARUs are not
‘‘solid wastes’’ because they are not
burned for the purpose of being
disposed of or discarded. Instead,
commenters asserted that the primary
purpose of SARUs is to combust
materials to recover sulfur in order to
produce virgin sulfuric acid. A few
commenters also stated that SARUs are
already regulated under 40 CFR part 60,
subpart H, Standards of Performance for
Sulfuric Acid Plants.
Response: The Solid Waste Definition
Rule exempts materials pursuant to
subtitle C of RCRA. Any SARU,
chemical recovery unit, recovery
furnace, or lime kiln that is exempt
pursuant to subtitle C of RCRA is not a
CISWI unit subject to this final rule
unless the unit combusts material that is
solid waste and is not specifically
exempt from the definition pursuant to
subtitle C of RCRA. We are currently not
aware of any subtitle C exempt facilities
burning such materials. We are also not
aware of any lime kilns that are
combusting solid waste as that term is
defined in the Solid Waste Definition
Rule. To the extent there are lime kilns
or chemical recovery units combusting
solid waste, those units may be subject
to the final CISWI standards as
incinerators, ERUs, or waste-burning
kilns, as appropriate. Units discussed in
this comment that are combusting solid
waste should consult EPA or their state
concerning applicability of this final
rule to their combustion unit.
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6. Exemptions—Hazardous Waste
Combustion Units
Comment: Several commenters urged
EPA to retain the exemption for
hazardous waste combustion units or
clarify that these units are not subject to
the proposed rule and do not need an
exemption. Commenters suggested that
the removal of this exemption could
shift certain RCRA provisions from a
RCRA permit to a Title V permit.
Response: Hazardous waste
combustion units that are required to
have a permit under section 3005 of the
SWDA are exempt from CAA section
129 rules per CAA section 129(g)(1).
Thus, these hazardous waste
combustion units would not be subject
to the CISWI requirements.
7. CISWI Promulgation Schedule and
112(c)(6) Obligations
Comment: Many commenters
requested that EPA delay issuing the
CISWI standard until the Solid Waste
Definition Rule is finalized. They
argued that the court-ordered deadline
does not apply to CISWI and that the
lack of certainty in the outcome of the
Non-Hazardous Solid Waste Definition
Rule affects all aspects of the CISWI
proposal including the number of
facilities affected, the MACT floors, and
the total anticipated compliance costs.
Some commenters believe that this
violates EPA’s duty to provide a full and
fair opportunity to develop and submit
comments on the proposal. They
contend that this problem can only be
addressed by promulgating the waste
rule and then re-proposing CISWI
standards based on the known
population of units.
One commenter suggests that EPA’s
proposal to treat the proposed CAA
section 129 standards as satisfying CAA
section 112(c)(6) requirements is
unlawful. They argue that EPA’s
statement that its proposed CAA section
129 standards ‘‘effectively control’’
emissions of POM and PCBs, identified
in CAA section 112(c)(6) as pollutants
for which EPA must regulate 90 percent
of aggregate emissions under CAA
sections 112(d)(2) or 112(d)(4), is illegal.
The commenter asserts that the CAA
requires EPA to subject 90 percent of the
emissions of the pollutants identified in
CAA section 112(c)(6), including POM
and PCBs, to CAA section 112(d)(2) or
(d)(4) standards. The commenter argues
that assuming EPA could meet CAA
section 112(c)(6) requirements by taking
credit for standards established under
CAA section 129, EPA would have to set
specific CAA section 129 standards for
POM and PCBs. They suggest that
although CAA section 129(a)(4) gives
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EPA authority to do just that, EPA has
not proposed CAA section 129
standards for POM or PCBs. The
commenter believes that the proposed
CISWI standards would not satisfy CAA
section 112(c)(6) even if CAA section
129 standards could do so. The
commenter states that EPA cannot meet
its obligations to regulate PCBs and
POM under CAA section 112(c)(6) with
the proposed CAA section 129
standards for other pollutants. Another
commenter claims that they cannot find
documentation in the proposed
rulemaking package to explain how and
why coverage of CISWI sources is
necessary to meet the 90 percent
requirement.
Response: EPA disagrees with the
commenters who suggest the Courtordered deadline does not apply to
certain CISWI units. The EPA maintains
that we are under a Court-ordered
deadline to complete our CAA section
112(c)(6) obligations by January 16,
2011. Because we need certain CISWI
units to comply with our 112(c)(6)
obligations, the Court-ordered deadline
requires EPA to promulgate the CISWI
standards for certain subcategories by
January 16, 2010. The EPA may
therefore not postpone issuance of the
final CISWI rules until after the Solid
Waste Definition Rule is promulgated.
Section 112(c)(6) of the CAA requires
EPA to regulate sources accounting for
not less than 90 percent of the aggregate
emissions of each pollutant listed in
CAA section 112(c)(6). EPA has
historically interpreted CAA section
112(c)(6) as allowing EPA to count CAA
section 129 emission standards, such as
CISWI, for the purpose of meeting its 90
percent obligation under CAA section
112(c)(6) (62 FR 33625, 33632, June 20,
1997). For example, both municipal
waste combustion units and medical
waste incinerators are listed CAA
section 112(c)(6) source categories, and
they are regulated under CAA section
129.
As EPA stated in 1998, we need to
issue emissions standards for all
Portland Cement kilns that combust
non-hazardous waste (both major and
area sources) to meet our obligation
under CAA section 112(c)(6) (63 FR
17838, 17849, April 10, 1998). In
addition, EPA must issue standards for
commercial and institutional
combustion units (e.g., boilers and
process heaters) to comply with the
section 112(c)(6) obligation (63 FR
32006, June 4, 2010). We must set
standards for all CAA section 112(c)(6)
categories by the Court-ordered
deadline, and that includes setting
emission standards pursuant to CAA
section 129 for those Portland Cement
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kilns and commercial and institutional
boilers and process heaters that combust
non-hazardous solid waste and are thus
subject to CISWI as waste-burning kilns
and ERUs, respectively.
As we stated in section VI of the
proposed rule, section 112(c)(6) of the
CAA requires EPA to identify categories
of sources of seven specified pollutants
to assure that sources accounting for not
less than 90 percent of the aggregate
emissions of each such pollutant are
subject to standards under CAA section
112(d)(2) or 112(d)(4). EPA has
identified certain CISWI units as
sources necessary to meet the 90 percent
requirement under section 112(c)(6). In
the Federal Register notice ‘‘Source
Category Listing for Section 112(d)(2)
Rulemaking Pursuant to Section
112(c)(6) Requirements,’’ 63 FR 17838,
17849, Table 2 (1998), EPA identified
source categories that must be ‘‘subject
to regulation’’ for purposes of CAA
section 112(c)(6). Included in that list
are cement kilns and combustion units
(e.g., major source boilers and process
heaters). Cement kilns, boilers, and
process heaters that combust solid waste
are subject to the CAA section 129
standards for CISWI as either wasteburning kilns or ERUs. These CISWI
units emit five of the seven CAA section
112(c)(6) pollutants: POM, dioxins,
furans, Hg and PCBs. The POM emitted
by CISWI is composed of 7–PAH, 16–
PAH, and EOM.
For purposes of CAA section
112(c)(6), EPA has determined that
standards promulgated under CAA
section 129 are substantively equivalent
to those promulgated under CAA
section 112(d). (63 FR 17845; 62 FR
33625, 33632 (1997)). As discussed in
more detail in response to comments on
this issue, the CAA section 129
standards effectively control emissions
of the five identified CAA section
112(c)(6) pollutants. Further, since CAA
section 129(h)(2) precludes EPA from
regulating CISWI units under CAA
section 112(d), EPA cannot further
regulate the emissions of 112(c)(6)
pollutants from CISWI units under CAA
section 112(d). As a result, EPA
considers emissions of these five
pollutants from waste-burning kilns and
ERUs ‘‘subject to standards’’ for
purposes of CAA section 112(c)(6). The
remaining CISWI subcategories will be
subject to MACT standards either in this
action or in a future action, but
regulation of the remaining
subcategories is not required for EPA to
complete its 112(c)(6) obligations.
As required by the statute, the CAA
section 129 CISWI standards include
numeric emission limitations for the
nine pollutants specified in CAA
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15717
section 129(a)(4). The combination of
waste segregation, good combustion
practices, and add-on air pollution
control equipment (sorbent injection,
FF, wet scrubbers, or combinations
thereof) effectively reduces emissions of
the pollutants for which emission limits
are required under CAA section 129: Hg,
dioxins, furans, Cd, Pb, PM, SO2, HCl,
CO, and NOX. Thus, the standards
specifically require reduction in
emissions of three of the CAA section
112(c)(6) pollutants: dioxins, furans,
and Hg. As explained below, the air
pollution controls necessary to comply
with the requirements of the CISWI
standards also effectively reduce
emissions of the following CAA section
112(c)(6) pollutants that are emitted
from waste-burning kilns and ERUs:
POM and PCBs. Although the CAA
section 129 CISWI standards do not
have separate, specific emissions
standards for POM and PCBs, emissions
of these two CAA section 112(c)(6)
pollutants are effectively controlled by
the same control measures used to
comply with the numerical emissions
limits for the pollutants enumerated in
CAA section 129(a)(4). Specifically, as
by-products of combustion, the
formation of POM and PCBs is
effectively reduced by the combustion
and post-combustion practices required
to comply with the CAA section 129
standards, primarily the standards for
CO and D/F. In fact, EPA has used CO
as a surrogate for organic HAP such as
POM, and the controls for PCBs are the
same controls that reduce emissions of
dioxin and furans. Polycyclic Organic
Matter and PCBs that do form during
combustion are further controlled by the
various post-combustion CISWI
controls. The add-on PM control
systems (either FF or wet scrubber) and
ACI further reduce emissions of these
organic pollutants and also reduce Hg
emissions, as is evidenced by
performance data for MWCs and another
similar source category, HMIWI.
Specifically, the post-MACT compliance
tests at currently operating HMIWI that
were also operational at the time of
promulgation of the 1997 HMIWI MACT
standards show that, for those units, the
regulations reduced Hg emissions by
about 60 percent and reduced dioxin
and furans emissions by about 80
percent from pre-MACT levels. Dioxin
and furans have similar chemical
composition and structure as PCBs and
POM; moreover, similar controls have
been demonstrated to reduce emissions
of D/F, POM, and PCBs from MWCs. It
is reasonable to conclude that POM and
PCB emissions would be effectively
controlled to a MACT level at all CISWI
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units meeting the emission limits for the
section 129 pollutants. Thus, while the
rule does not identify specific numerical
limits for POM and PCB, emissions of
those pollutants are, for the reasons
noted above, nonetheless ‘‘subject to
regulation’’ for purposes of CAA section
112(c)(6).
Finally, we disagree with comments
that EPA should not finalize the CISWI
standards until after the Solid Waste
Definition Rule is final because EPA
does not know the population of sources
that will be subject to the CISWI
standards. As stated above, we must
finalize the CISWI standards for certain
subcategories to comply with the Courtordered deadline; but, in any case, we
would not postpone the standards
absent the deadline based on the
commenters’ issue. EPA must establish
standards for all rules based on the best
information available at the time of
issuance. In this case, we have included
those units that we believe combust
solid waste as that term is defined in the
final Solid Waste Definition Rule. We
have no information at this time that
allows us to determine that the units we
have included are not combusting solid
waste. Furthermore, sources in the
waste-burning kilns and ERUs
subcategories and their CAA section 112
counterparts may start or stop
combusting solid waste at any time and
thus move between CAA sections 112
and 129. Sources in any of the
subcategories could also cease operation
all together. For these reasons, we
conclude it is not appropriate to
postpone regulation in this case because
we could never be certain that the list
of units we identify is perfect. We
maintain that the approach we have
taken is reasonable because it is based
on the best information available to EPA
at the time of promulgation.
8. CISWI Implementation Schedule
Comment: Several commenters
suggested that the date for compliance
should be set at 5 or 6 years, not 3 years.
Several commenters raised concern that
many facilities may not have sufficient
time to engineer and design the
emissions control systems, raise the
amount of capital to purchase the
equipment, and install the required
equipment. In addition, there could be
hardware backlogs, insufficient skilled
labor, and gridlock in state permitting
processes which could delay
compliance. Further commenters stated
that they need time to plan a shutdown
of a unit when everything is properly
staged to ensure minimal disruption of
the facility’s operation.
Response: The terms of CAA section
129(b)(2), where state plan
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implementation schedules are specified,
outline the maximum time available for
implementation and enforcement of EG
for solid waste incineration units. As
CAA section 129(b)(2) states, the state
plan ‘‘* * * shall provide that each unit
subject to the guidelines shall be in
compliance with all requirements of this
section not later than 3 years after the
state plan is approved by the
Administrator but not later than 5 years
after the guidelines were promulgated.’’
This allows 2 years for state plans to be
updated, modified, and approved by the
Administrator, followed by a period of
compliance not to exceed 3 years after
the state plan has been approved.
B. MACT Floor Analysis
1. Pollutant-by-Pollutant Approach and
Alternative Approaches
Comment: Many commenters objected
to setting MACT floors on a pollutantby-pollutant basis. They argue that
setting MACT floors on a pollutant-bypollutant basis is unlawful and results
in MACT floors that bear no relation to
emission limits that are being achieved
at the best-performing existing sources
pursuant to CAA section 129(a)(2). The
commenters suggested that EPA has
misinterpreted many court cases
involving CAA section 112(d) over the
years and that the proposed MACT
standards are inconsistent with the legal
principles established under previous
court decisions because emission
standards must be ‘‘achieved in
practice’’ before finalizing the
regulation. Commenters continued by
explaining that EPA applies the
‘‘achieved in practice’’ standard on a
pollutant-by-pollutant basis, which
results in a final standard that they
assert has never been achieved by any
subject facility or best performer. Some
commenters contended that this method
violates the plain language and intent of
the MACT process, and the result is a
MACT floor that reflects a standard that
no one plant in existence currently
achieves. The commenters declared that
the plain language of MACT process
requires EPA to set a MACT floor for
existing sources that is not less stringent
than ‘‘the average emission limitation
achieved by the best-performing 12
percent of units in the category.’’ The
commenters asserted that CAA sections
129(a)(2) and 112(d) use of the terms
‘‘best-performing’’ and ‘‘existing’’ clearly
means that sources in a category or
subcategory that are used to set the
MACT floor are to be real, not
theoretical or hypothetical sources.
Some commenters maintained that CAA
section 129(a)(2) instructs that the
MACT floor ‘‘shall not be less stringent
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than the emission control that is
achieved in practice by the best
controlled similar source’’ and the
phrase ‘‘achieved in practice’’ can only
mean that Congress intended actual
sources, performing under real-life
conditions, to be the benchmark for
determining the MACT floors. The
commenters stated that in the CISWI
rulemaking, EPA has chosen to establish
the MACT floor by assessing the bestperforming sources on a pollutant-bypollutant basis, rather than by
identifying the overall best-performing
sources taking into account all
pollutants.
Some commenters insisted that if
Congress wanted EPA to establish
separate MACT floor levels for different
pollutants, it would have worded CAA
section 129(a)(2) to allow this result by
referring to the best-performing sources
‘‘for each pollutant’’ or ‘‘for each group
of pollutants.’’ Further, they argued that
EPA’s pollutant-by-pollutant
methodology is at odds with the
legislative history underlying the MACT
setting process. The commenters cited
the Senate report on the 1990
Amendments where Congress required
‘‘the selection of emissions limitations
which have been achieved in practice
(rather than those which are merely
theoretical) by sources of a similar type
or character. An emissions limitation
achieved in practice is one based on
control technology that works
reasonably well (doesn’t require
frequent and extensive modification or
repair) under realistic operating
conditions.’’ See S. Rep. No. 228, 101st
Cong., 1st Sess. 169 (1989). The
commenters suggested that the focus on
overall performance is not surprising
because in the 1990 CAA Amendments,
Congress abandoned the previous focus
on individual pollutant standards, and
adopted the technology-based multipollutant approach to regulating
emissions in use under the CWA. A few
commenters suggested that if one source
can achieve a firm degree of control for
one pollutant but not for another, there
may be no justification for including it
in the set of sources from which the
floor is calculated.
Several commenters recommended
that EPA develop overall rankings for
each unit in each subcategory based on
their emissions of all nine pollutants
and develop floors based on a common
set of top performers. The commenters
asserted that this approach would
identify the overall best-performing
sources taking into account all
pollutants. The commenters argued that
the statute unambiguously directs EPA
to set standards based on the overall
performance of ‘‘units.’’ They
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maintained that CAA section 129(a)(2)
specifies that emissions standards must
be established based on the performance
of ‘‘units’’ in the category or subcategory,
and that EPA’s discretion in setting
standards for such units is limited to
distinguishing among classes, types, and
sizes of units. By setting floors based on
the average of the top performing 12
percent of units in a subcategory and
also using a confidence limit to attempt
to account for variability, one would
assume that at least 6 percent of all
units in each subcategory would be able
to comply with the emission limits with
no further controls.
Several commenters argued that while
an individual MACT floor for one
pollutant might not appear costprohibitive, the total cost implications
when combined with all of the other
MACT floors for other pollutants, could
become especially onerous, potentially
forcing some regulated parties out of
business, and barring the market entry
for other potential entities. The
commenters contended that this result
is compounded when the proposed
emission limits cannot be met even after
the installation and proper operation of
MACT hardware such as scrubbers and
baghouses. The commenters stated that
some facilities cannot operate certain
types of control devices due to local
operational constraints and feed
material composition. The commenters
declared that such a result violates the
court’s declaration in National Lime
Association 627 F.2d 416, 443 (DC Cir.
1980), that under the CAA ‘‘EPA has a
statutory duty to promulgate achievable
standards.’’ A few commenters insisted
that while the CAA was authored with
the intent of reducing air pollution,
Congress did not intend to disrupt the
‘‘productive capacity’’ of the United
States through the promulgation of
economically unachievable standards.
42 U.S.C. 7401(b)(1). The commenters
maintained that by setting MACT floors
individually and ignoring the collective
cost implications of the entire rule, EPA
would effectively disregard the CAA
requirement that air pollution control be
advanced while promoting the nation’s
‘‘productive capacity.’’ The commenters
stated that emissions standards are to be
established by taking costs into
consideration. 42 U.S.C. 7429(a)(2).
One commenter discussed that EPA
previously used a pollutant-by-pollutant
methodology to set MACT floors in the
context of the Proposed National
Emissions Standards for Hazardous
Waste Combustors (69 FR 21198, April
20, 2004), hereinafter referred to as the
HWC NESHAP. The commenter stated
that several parties submitted public
comments questioning EPA’s approach
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and pointed to the fact that EPA had
failed to cite a single existing source
which met the various MACT floor
standards. They stated that EPA
attempted to defend its practice of
establishing pollutant-by-pollutant
MACT standards by citing the Chemical
Manufacturer Association v. EPA, 870
F.2d 177, 239 1989), clarified 885 F.2d
253, 264 (5th Cir. 1989), cert. denied,
495 U.S. 910, (1990), a Fifth Circuit case
where the court held that, under the
CWA, ‘‘best available technology’’
referred to the single best-performing
plant on a pollutant-by-pollutant basis.
The commenter asserts that EPA’s
reliance on Chemical Manufacturer
Association v. EPA is misplaced as the
CAA’s procedure regarding the selection
of MACT technologies differs on a
textual basis from the CWA’s procedure
for identifying BAT. The commenter
argued that under the CWA, BAT
standards are to be set based on ‘‘the
best practicable control technology
currently available.’’ The commenter
suggested that the Court in Chemical
Manufacturer Association v. EPA read
this provision to allow for pollutant-bypollutant determinations finding no
statutory requirement that all of the
BATs actually be achieved by an
existing plant, just that each technology
be demonstrated available. 885 F.2d at
264. The commenter continued that the
CAA, on the other hand, more narrowly
limits the basis for MACT designation to
what has been achieved at existing
sources, not what could be
hypothetically achievable on a perpollutant basis.
A few commenters also cited the
HWC NESHAP as an example where
EPA attempted to support its use of the
pollutant-by-pollutant methodology by
stating that ‘‘EPA believes that because
all our standards are not technically
interdependent (i.e., implementation of
one emission control technology does
not prevent the source from
implementing another control
technology), the fact that sources are not
achieving all the standards
simultaneously does not indicate a flaw
in the methodology.’’ The commenters
argued that EPA’s conclusion in the
HWC NESHAP is inapplicable to the
proposed CISWI rule. They provided an
example problem that they claimed has
been observed in the MSW industry
using ACI (an EPA-identified
technology to reduce Hg emissions) and
could also occur in the cement industry
could be the formation of additional
solid-phase dioxins/furans, thus
increasing the emissions of D/F (which
are regulated under the MACT
standards). The commenters suggested
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that these findings call into question
EPA’s legal justification that control
requirements for one pollutant do not
impact another. Several commenters
suggested that there is an inverse
relationship between CO and NOX
where improving combustion to control
CO may affect NOX. Finally, many
commenters requested that EPA require
work practice standards in lieu of
emission limits for certain ERUs.
Response: We disagree with the
commenters who object to setting
MACT floors on a pollutant-by-pollutant
basis. Contrary to the commenters’
suggestion, CAA section 129(a)(2) does
not mandate a total facility approach.
EPA previously has explained that
although CAA section 129 does not
unambiguously declare that MACT
floors must be established on a
pollutant-by-pollutant basis, applying
the requirement to set MACT floors
based on what has been achieved by the
best-performing sources for each of the
pollutants covered by CAA section 129
is a reasonable interpretation of EPA’s
obligation under that provision (62 FR
48363–64).
Commenters’ primary argument is
premised on a reading of two clauses in
CAA section 129(a)(2). Specifically,
commenters cite the provision of CAA
section 129 that, for new sources, states
that MACT floors ‘‘shall not be less
stringent than the emission control that
is achieved in practice by the best
controlled similar unit’’ and, for existing
sources, states that MACT floors must
be based on ‘‘the average emissions
limitation achieved by the bestperforming 12 percent of units in the
category.’’ Commenters make the
assumption that ‘‘achieved in practice’’
as applied to the best controlled ‘‘similar
unit’’ and ‘‘best-performing 12 percent of
units in the category’’ must be
interpreted to mean the best-performing
unit or units with respect to the entire
suite of pollutants.
EPA makes no such assumption,
primarily because to do so would lead
to the illogical result of basing
emissions limitations on units that may
not be the best-performing source for
any single covered pollutant. Instead,
EPA interprets the provision to support
establishing emissions standards based
on the actual emissions of ‘‘the best
controlled similar unit’’ or ‘‘bestperforming 12 percent of units in the
category’’ for each covered pollutant.
Even if we were to conclude that the
commenters’ interpretation is equally
reasonable under the statute, which we
do not, the commenters’ interpretation
is certainly not compelled by the
statute. We maintain that our
interpretation is reasonable under the
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statute and appropriate given the
problems associated with implementing
the commenters’ approach.
Commenters’ interpretation also
ignores the rest of the CAA section 129.
That provision requires EPA to
‘‘establish performance standards and
other requirements pursuant to section
[111] of this title and this section [129]
for each category of solid waste
incineration units.’’ Pursuant to CAA
section 129(a)(2), those standards ‘‘shall
reflect the maximum degree of
reduction in emissions of air pollutants
listed under section (a)(4) that the
Administrator, taking into consideration
the cost of achieving such emission
reduction, and any nonair quality health
and environmental impacts and energy
requirements, determines is achievable
for new or existing units in each
category’’ (emphasis added). Subsection
(a)(4) then states: ‘‘The performance
standards promulgated under section
[111] of this title and this section [129]
and applicable to solid waste
incineration units shall specify
numerical emissions limitations for the
following substances or mixtures:
particulate matter (total and fine),
opacity (as appropriate), sulfur dioxide,
hydrogen chloride, oxides of nitrogen,
carbon monoxide, lead, cadmium,
mercury, and dioxins and furans.’’ Thus,
the statute requires EPA to set
individual numeric (a) Performance
standards; (b) based on the maximum
degree of reduction in emissions
actually achieved; (c) for each of nine
listed pollutants. Based on this, EPA
believes—and has long believed—the
statute supports, if not requires, that
MACT floors be derived for each
pollutant based on the emissions levels
achieved for each pollutant.
Looking at the statute as a whole, EPA
declared in 1997 rulemaking for medical
waste incinerators: ‘‘The EPA does not
agree that the MACT floors are to be
based upon one overall unit’’ (62 FR
48364). Pointing for instance to CAA
section 129(a)(4), EPA explained:
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This provision certainly appears to direct
maximum reduction of each specified
pollutant. Moreover, although the provisions
do not state whether there is to be a separate
floor for each pollutant, the fact that Congress
singled out these pollutants suggests that the
floor level of control need not be limited by
the performance of devices that only control
some of these pollutants well.
Id.
Since 1997, the courts have
consistently acknowledged that EPA set
emission standards based on the bestperforming source for each pollutant.
See, e.g., Cement Kiln, 255 F.3d 855, 858
(DC Cir.) (‘‘[T]he Agency first sets
emission floors for each pollutant and
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source category * * *’’). Accordingly,
EPA’s pollutant-by-pollutant approach
has, as outlined above, been in place
since 1997 for medical waste
incinerators, and even earlier for other
types of incinerators regulated under
section 129. See, e.g., 59 FR 48198
(Sept. 20, 1994) (MWC). Commenters
fail to cite to a single case even
questioning EPA’s pollutant-bypollutant approach. In addition, such an
approach has been upheld in other
contexts. See, e.g., Chemical
Manufacturers Association v. EPA, 870
F.2d 177, 239 (5th Cir. 1989)
(concluding that basing CWA BAT
standards on a pollutant-by-pollutant
basis was a rational interpretation of
EPA’s obligations under that similar
statute). Commenters maintain that the
CWA BAT analogy is not apt due to
differences in the statute. We disagree
and note that the CAA MACT
provisions were fashioned on that CWA
program. S. Rep. No. 228, 101st Cong.
2d sess. 133–34.
Further, utilizing the single-unit
theory proffered by commenters would
likely result in EPA setting the
standards at levels that could, for some
pollutants, actually be based on
emissions limitations achieved by the
worst-performing unit, rather than the
best-performing unit, as required by the
statute (61 FR 173687, April 19, 1996;
62 FR 48363–64, September 15, 1997).
For example, if the best-performing 12
percent of facilities for metals did not
control PCDD/PCDF as well as a
different 12 percent of facilities, the
floor for PCDD/PCDF and metals would
end up not reflecting best performance.
Moreover, a single-unit approach would
require EPA to make value judgments as
to which pollutant reductions are most
critical in working to identify the single
unit that reduces emissions of the nine
pollutants on an overall best-performing
basis. Such value judgments are
antithetical to the command of the
statute at the MACT floor stage. It would
essentially require EPA to prioritize the
nine pollutants based on the relative
risk to human health of each pollutant,
a criterion that has no place in the
establishment of MACT floors. The idea
is to set limits that, as an initial matter,
require all sources in a category to at
least clean up their emissions to the
level that their best performing peers
have shown can be achieved. Sierra
Club v. EPA (Copper Smelters), 353 F.3d
976, 979–80 (DC Cir. 2004).
Commenters’ argument that Congress
could have mandated a pollutant-bypollutant result by using the phrase ‘‘for
each pollutant’’ at appropriate points in
CAA section 129(a)(2) misses the point.
While doing so would have removed
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ambiguity from CAA section 129(a)(2),
the fact that the statute does not contain
the phrase does not compel any
inference that Congress was sub silentio
mandating a different result when it left
the provision ambiguous on this issue.
The argument that MACT floors set
pollutant-by-pollutant are based on the
performance of a hypothetical facility,
so that the limitations are not based on
those achieved in practice, just re-begs
the question of whether CAA section
129(a)(2) refers to whole facilities or
individual pollutants. All of the
limitations in the floors in this rule of
course reflect sources’ actual
performance and were achieved in
practice.
An interpretation that the floor level
of control must be limited by the
performance of devices that only control
some of these pollutants effectively
‘‘guts the standards’’ by including worse
performers in the averaging process,
whereas EPA’s interpretation promotes
the evident Congressional objective of
having the floor reflect the average
performance of best-performing sources.
Since Congress has not spoken to the
precise question at issue, and EPA’s
interpretation effectuates statutory goals
and policies in a reasonable manner, its
interpretation must be upheld. See
Chevron v. NRDC, 467 U.S. 837 (1984).
The legislative history can sometimes
be so clear as to give clear meaning to
what is otherwise ambiguous statutory
text, but that is not the case with the
legislative history cited by the
commenters: ‘‘The selection of
emissions limitations which have been
achieved in practice (rather than those
which are merely theoretical) by sources
of a similar type or character. An
emissions limitation achieved in
practice is one based on control
technology that works reasonably well
(doesn’t require frequent and extensive
modification or repair) under realistic
operating conditions.’’ See S. Rep. No.
228, 101st Cong., 1st Sess. 169 (1989).
In fact, that language quoted equally
supports EPA’s approach of establishing
the standards based on actual emission
data from existing sources, which we
consider realistic operating conditions.
We further consider whether all the
MACT standards can be achieved
simultaneously under realistic operating
conditions by evaluating the
compatibility of different control
technologies for the various 129
pollutants, as discussed below.
Commenters also make much of the
fact that no single facility is presently
achieving all of the nine pollutant limits
proposed. But this fact is irrelevant, and
only shows that plants will need to
reduce their emissions of certain
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pollutants to meet standards reflecting
the average of best industry performers
for that pollutant. We recognize that the
pollutant-by-pollutant approach for
determining the MACT floor can, as it
does in this case, increase the overall
cost of the regulation compared to the
cost under a unit-based methodology.
For example, the pollutant-by-pollutant
approach for the CISWI regulation
results in a stringent MACT floor for
HCl based on control using a wet
scrubber, and stringent MACT floors for
PM and metals based on control using
a FF. We interpret CAA section 129 to
support determining the MACT floor in
this manner, and we believe that
Congress did in fact, intend that sources
subject to regulations developed under
CAA section 129 meet emissions limits
that are achieved by the best controlled
unit for each pollutant, as long as the
control systems are compatible with
each other. To our knowledge, there is
no technical reason why these air
pollution control systems cannot be
combined. Regarding the inverse
relationship between CO and NOX with
regard to combustion control, it is
incumbent upon the CISWI facility to
determine whether combustion
conditions can be adjusted to meet both
standards and, if not, install add-on
NOX controls as necessary, e.g., SNCR
systems.
All available data for cement kilns
indicate that there is no technical
problem achieving the floor levels for
each pollutant simultaneously, using
the MACT floor technology. For most
kilns, compliance with the Hg limits
will be accomplished using ACI
followed by a second PM control
consisting of a FF. There is no technical
impediment to using this same system
for control of PCDD/PCDF. We note that
the ACI system would have to be
installed downstream of the existing PM
control, therefore, there would be no
effect on the cement kiln dust collected
in the existing PM control. One industry
commenter claimed ACI increases
dioxin emissions. Considering the fact
that ACI can actually be used to remove
dioxins from kiln exhaust gas, we see no
basis for that statement. Regarding the
commenter’s claim that ACI increases
D/F in MWC, our experience with the
MWC source category has shown that
this technology has been demonstrated
to be effective at reducing D/F emissions
from these sources and is being used
extensively by MWC units.
Furthermore, we have not been
provided information from either the
commenter or the MWC industry that
substantiates the commenter’s claim
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that ACI increases D/F emissions from
these sources.
After the ACI system, a wet scrubber
can be used for HCl and SO2 control. We
would expect the wet scrubber to be the
downstream control because it creates a
moisture laden exhaust that would
require reheating to then apply ACI.
Again, there is no technical impediment
to adding a wet scrubber after the ACI
system, and the two control devices
should not interfere with each other’s
performance. If the facility required an
RTO to meet the CO limit, the RTO
would be installed downstream of the
wet scrubber in order to protect the RTO
from any acid gases in the kiln exhaust.
The wet scrubber/RTO combination has
been demonstrated in cement kiln
applications.
In order to meet the PM and metals
standards a facility could choose to
modify their existing PM control to meet
the revised limits, or design a new
baghouse downstream of the ACI
injection point to meet the PM and
metals limits.
Though we have described some
fairly complicated control scenarios,
there are simpler applications of control
technology that would likely be used
successfully. One example would be
simultaneous injection of alkaline
materials (lime or sodium compounds)
and activated carbon downstream of the
existing PM control device followed by
collection with a FF. This type of
injection scheme would potentially
control acid gases (HCl and SO2), PCDD/
PCDF, Hg, and PM.
Regarding the comment that EPA
should consider work practice standards
in lieu of emission limits for certain
types of ERUs, we again point out that
CAA section 129(a)(4) says that the
standards promulgated under CAA
section 129 shall specify numerical
emissions limitations for each pollutant
enumerated in that provision. Section
129(a)(4) requires MACT standards for,
at a minimum, PM, SO2, HCl, NOX, CO,
Pb, Cd, Hg, and PCDD/PCDF. Section
129 does not contain a work practice
standard provision similar to that
contained in CAA section 112(h) and
applicable to NESHAP.
Finally, several commenters suggested
that EPA must consider costs when
establishing MACT standards. EPA is
prohibited from considering costs when
determining the minimum standards for
each pollutant—the ‘‘MACT floor;’’
however, EPA is required to consider
costs, among other things, when
evaluating whether the MACT standards
should be more stringent than the
MACT floor, so called ‘‘beyond-thefloor’’ standards. See section 129(a)(2).
EPA did consider costs in its beyond-
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the-floor analysis consistent with the
statute.
2. MACT-on-MACT
Comment: Several commenters argued
that EPA’s recalculation of the 2000
MACT floors using post-MACT
compliance data results in so-called
‘‘MACT-on-MACT’’ standards. They
suggest that the limits are being set
using a very small amount of data from
a very small number of sources. The
commenters argue that for the
incinerator subcategory, the presumed
reason a small number of units are being
used to set the limits is that the existing
standard caused many units to shut
down. The commenters suggest that the
remaining units likely installed or
improved controls in order to comply
with the original CISWI standards,
effectively resulting in the new limits
being set based on the top performers
among the already top performers. One
commenter asserted that these floors
cannot be achieved and are contrary to
the CAA and the intent of Congress. The
commenter urged EPA to use the
population of pre-2000 CISWI
incinerators and their emissions data to
establish the revised MACT floors. The
commenter declares that the CAA never
intended to impose technology every 5
years with no consideration of costs and
risk, and that it is not reasonable to
assume that Congress intended for
existing sources subject to CAA section
129 to have their standards tightened up
to levels comparable to those for new
sources over time where their
circumstances have not changed.
Response: We disagree with the
commenters’ assertions that we are
employing a MACT-on-MACT approach
to set limits that are not achievable by
CISWI. The purpose of this action is not
to force units who have complied with
a lawfully adopted MACT standard to
have to subsequently comply with
another round of updated MACT
standards, but to respond to the
voluntary remand granted by the Court.
As stated at proposal, we requested a
voluntary remand of the 2000 CISWI
standards after Sierra Club filed a
petition for review of the final CISWI
standards, and the Court issued its
Cement Kilns decision which called into
question EPA’s procedures for
establishing MACT floors for CISWI
units. Cement Kiln Recycling Coalition
v. EPA, 255 F.3d 855 (DC Cir. 2001).
Specifically, EPA established the 2000
CISWI MACT floors by identifying the
MACT floor control technology and
calculating the MACT floor using
emissions information from all units,
not only best-performing units, that
used the MACT floor technology. EPA
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recognized that the Court rejected this
methodology in the Cement Kilns case
in which the Court rejected EPA’s
MACT floor approach under CAA
section 112 and concluded that EPA
may account for variability by setting
the floor at a level that reasonably
estimates the performance of the best
controlled sources under the worst
foreseeable conditions but not the worst
foreseeable conditions faced by any unit
in the source category. Id. at 865. The
MACT processes under CAA sections
112 and 129 are essentially the same,
thus the decision identified a flaw in
EPA’s 2000 CISWI standards.
CAA section 129 requires EPA to set
the MACT floor based on emissions
limitations actually achieved by the
best-performing solid waste incineration
units. In addition, the Court has made
it abundantly clear that in issuing
revised MACT standards pursuant to
remand, EPA may not ignore this
Court’s intervening holdings:
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If the Environmental Protection Agency
disagrees with the Clean Air Act’s
requirements for setting emissions standards,
it should take its concerns to Congress. If
EPA disagrees with this court’s interpretation
of the Clean Air Act, it should seek rehearing
en banc or file a petition for a writ of
certiorari. In the meantime, it must obey the
Clean Air Act as written by Congress and
interpreted by this court.
Sierra Club v. EPA (Brick), 479 F.3d 875,
884 (DC Cir. 2007).
The best way to ascertain the actual
emissions limitations achieved by the
best-performing units, and thus comply
with the Court’s dictates, is to use data
reflecting the actual emissions of
operating units. For that reason, EPA
collected data from solid waste
incineration units, including the
existing units in the incinerator
subcategory, pursuant to a CAA section
114 ICR. In establishing the revised
CISWI standards, we used the emissions
information from the existing sources in
each subcategory to set the MACT
limits. For the incinerator subcategory,
we determined that the information
available from the 2000 rulemaking was
insufficient and limited, and that it did
not represent the current emissions
limitations achieved by the sources in
that subcategory since many of the units
in that data set have since shut down.
Notwithstanding that clear statutory
mandate to establish the MACT floors
based on the emission limitations
actually achieved by the bestperforming sources, commenters assert
that EPA’s promulgation of the CISWI
standards for the incinerators
subcategory conflicts with the intent of
the statute. Commenters use the term
‘‘MACT-on-MACT’’ to give the false
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impression that EPA’s resetting of the
MACT floors pursuant to CAA section
129(a)(2) somehow requires sources to
constantly upgrade their control
technologies. Commenters’ MACT-onMACT label is based on the faulty
premise that the original MACT floors
accurately reflected what the statute
required. Although the units in the
incinerators’ subcategory had to comply
with the 2000 MACT floors, the
standards were not established based on
the performance of the best-performing
units as the statute requires and,
therefore, the limitations are likely
considerably higher than the limits
being achieved by the then existing best
controlled incinerator units.
Accordingly, a more accurate label for
the MACT standards as EPA reproposed them in 2009 might be:
‘‘MACT-on-Unsupportable-StandardsErroneously-Labeled-as-MACT.’’
We also disagree with commenters’
assertion that we should not use the
new emissions information from units
in the incinerator subcategory, and
instead base the MACT standards for the
incinerator subcategory on the
population of pre-2000 CISWI
incinerators and their emissions data to
establish the revised MACT floors. The
first problem with this approach is that,
as commenters note, many of the then
existing incinerator units are no longer
in operation. Section 129(a)(2) of the
CAA requires EPA to establish
standards for new units based on the
‘‘best controlled similar unit’’ and, for
existing units, based on ‘‘the average
emissions limitation achieved by the
best-performing 12 percent of units in
the category.’’ We fail to see how the
statute would allow us to consider
emissions limitations from sources no
longer in existence or ignore the
emissions information on which we
based the revised standards, and instead
rely on information that does not reflect
what sources are actually achieving
today. Furthermore, even if we believed
we had the authority to ignore the new
data and establish the standards based
on the inventory of units in existence
before the 2000 CISWI standards, we do
not have sufficient data from those units
on which to base MACT standards
based on that pre-2000 universe of
sources. Specifically, EPA has data on
only 17 units out of an estimated 112
units then in existence, and we have a
complete data set for only 12 units.
Because we do not have a complete data
set, EPA cannot determine whether the
then existing units for which we have
data from that time period were bestperforming units at that time, such that
we could develop MACT standards
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consistent with the statute, and there is
no mechanism by which EPA could
reconstruct the category at this time.
Finally, we disagree with
commenters’ assertion that the units in
the incinerator subcategory are unable
to meet the revised CISWI standards. As
stated above, the emissions data upon
which the revised standards rely comes
directly from CISWI units that have
achieved the resulting levels, and we
accounted for variability in establishing
the standards to account for the
performance of sources over a period
time and different operating conditions.
We believe that together this
demonstrates that the incinerator units
can achieve the individual standards,
though admittedly units may have to
take additional steps to comply with the
validly established MACT standards.
3. Methodology (UL or UPL)
Comment: At proposal, EPA requested
comment on whether an alternate
statistical interval should be used, the
99 percent UPL. Some commenters
supported the use of the 99 percent
UPL, citing cases where this statistical
interval had been used in other
rulemakings for boilers and cement
kilns. Several commenters stated that
the statistical method used by EPA in
setting the CISWI MACT floors is flawed
due to the use of data sets that are not
statistically significant. Commenters
asserted that the 99 percent UL floor is
calculated from data which 99 percent
of units in MACT floor data population
would fall below, which they argue sets
up an automatic 1 percent failure rate
for the top 12 percent sources.
Commenters request that this be
addressed by using a statistical
approach which increases the allowance
for variability of the data set.
One commenter stated that since EPA
is using a limited data set that in some
cases contains predominantly nondetect
values to set floors that units must meet
at all times, consideration of variability,
and use of the appropriate statistical
approach is crucial to ensuring units
can achieve the emission limits. The
commenter argues that in cases of
severely limited or censored data sets,
EPA should use either the 99.9 percent
UL or use the UTL, which is meant for
use in situations where the amount of
data available does not represent the
entire population. The commenter
maintains that EPA is inappropriately
using the 99 percent UL statistic to
calculate the proposed CISWI emission
limits because this does not capture
enough variability in emissions to
ensure the limits will be met by the top
performers 100 percent of the time.
They argue that the approach is flawed,
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given that the number of units the limits
are based on is very small, and the
limits are being developed on a
pollutant-by-pollutant basis in a way
that does not account for variability of
the fuels and wastes being burned. The
commenter asserts that EPA does not
justify the appropriateness of the use of
the 99 percent UL over the use of other
statistical procedures typically used for
censored or limited data. Further, the
commenter argues that although this
calculation methodology was used in
the HMIWI standard, it is not consistent
with statistical procedures used to
develop other emission standards. For
example, the commenters explain that
EPA used a complicated statistical
approach in the development of the
HWC NESHAP standard to account for
intra-unit variability as well as interunit variability among the units in the
MACT floor.
Response: In assessing sources’
performance, EPA may consider
variability both in identifying which
performers are ‘‘best’’ and in assessing
their level of performance. Sierra Club
v. EPA (Brick MACT), 479 F.3d 875,
881–82 (D.C. Cir. 2007); see also
Mossville Environmental Action Now v.
EPA, 370 F.3d 1232, 1241–42 (DC Cir
2004) (EPA must exercise its judgment,
based on an evaluation of the relevant
factors and available data, to determine
the level of emissions control that has
been achieved by the best-performing
sources considering these sources’
operating variability). The Brick MACT
decision reiterated that EPA may
account for variability in setting floors;
however, the Court found that EPA
erred in assessing variability because it
relied on data from the worst performers
to estimate best performers’ variability.
The Court held that ‘‘EPA may not use
emission levels of the worst performers
to estimate variability of the best
performers without a demonstrated
relationship between the two.’’ 479 F.3d
at 882.
In determining the MACT limits, we
first determine the floor, which, for
existing sources, is the emissions
limitation achieved in practice by the
average of the top 12 percent of existing
sources, or the level achieved in
practice by the best controlled similar
source for new sources. In this rule, EPA
is using lowest emissions limitation as
the measure of best performance. We are
then assessing variability of the best
performers by using a statistical formula
designed to estimate a MACT floor level
that can be met by the average of the
best-performing sources based on the
expected distribution of future
compliance tests (or calculated inputs in
the case of Hg for waste-burning kilns).
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Specifically, for ERUs and wasteburning kilns, the MACT floor limit is
an UPL, and for incinerators and small
remote incinerators, the UL calculated
with the student’s t-test using the TINV
function in Microsoft Excel®. The
student’s t-test has also been used in
other EPA rulemakings (e.g., NSPS for
HMIWI, NESHAP for Industrial,
Commercial, and Institutional Boilers
and Process Heaters) in accounting for
variability.
As we discussed at proposal, the UL
computation assumes that the data
available represents the entire
population of data from the bestperforming CISWI units used to
establish the standards. We have
concluded that this statement applies to
the incinerator and small remote
incinerator subcategories, since we
believe our inventory of these units is
more certain than is our inventory of
ERUs and waste-burning kilns for
several reasons. In the 2000 CISWI rule,
EPA only regulated solid waste
incineration units that operated for the
sole purpose of disposing of waste.
Many incinerators subject to the 2000
CISWI rule ceased operation before the
compliance date for those standards.
Once the revised CISWI standards are
finalized, these types of solid waste
incineration units (i.e., incinerators and
small remote incinerators) will either
comply with the revised CISWI
standards or cease operation, much as
they did in response to the 2000
standards. The same is not necessarily
correct for units in the ERUs and wasteburning kilns subcategories. For those
sources, once the CISWI standards are
promulgated, they will likely either
comply with the CISWI standards or
cease burning solid waste and comply
with the applicable NESHAP. We think
units in those subcategories will
generally not cease operation.
Furthermore, because incinerator and
small remote incinerator unit’s sole
purpose is waste disposal, the only
practical manner in which additional
sources will be added to the inventory
is through new construction. Again, this
is different than for ERUs and wasteburning kilns because, for those
subcategories, additional units may be
added if existing boilers (and process
heaters) and cement kilns begin
combusting solid waste and thereby
become ERUs and waste-burning kilns,
respectively. For these reasons, we
believe we have a complete inventory of
units in the incinerators and small
remote incinerators subcategories.
We sent Phase II testing requests to all
incinerator and small remote incinerator
units that are in our inventory. We
required testing for all incinerator and
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small remote incinerator units, making
allowances for identical units from a
facility to only test one unit, and not
each identical unit. Therefore, our data
represent the entire population of data
for these two subcategories. For this
reason, we believe the UL is the
appropriate statistical approach for the
incinerators and small remote
incinerators subcategories. The 99
percent UL represents a value that 99
percent of the data in the MACT floor
population would fall below, and
therefore accounts for the run-to-run
and test-to-test variability observed in
the MACT floor data set.
For ERUs and waste-burning kilns,
however, we recognize that our data
may not represent the entire population
of units. As stated above, there is greater
uncertainty involved in determining the
universe of sources in these two source
categories because we cannot be certain
that we have identified all the units that
would be considered to be burning solid
waste, had the newly-adopted definition
for solid waste been promulgated and
effective at the time of testing. We also
do not know whether the units we have
identified will continue to burn waste
after the final CISWI standards are
issued. Unlike incinerators and small
remote incinerators, the primary
purpose of waste-burning kilns and
ERUs is the production of a product or
generation of energy, not the disposal of
waste. Therefore, operators will decide
whether it is economically feasible to
continue or start combusting solid waste
to support their industrial process and,
if they decide that it is not, they will use
traditional fuels or non-waste inputs
instead of solid waste. For example, an
ERU that is combusting solid waste that
has little or no cost may decide that
compliance with CISWI is an
economically viable option compared to
purchasing traditional fuels at market
rates; but, if the costs of compliance
with CISWI exceed the costs of
traditional fuel, the source will likely
cease burning solid waste. Conversely, a
boiler that currently combusts only
traditional fuels may be presented with
a solid waste fuel option that makes it
to their economic advantage to begin
combusting solid waste. For these
reasons, the population of units in the
ERU and waste-burning kiln
subcategories is inherently uncertain.
We have for these reasons concluded
that a prediction interval (e.g., UPL) is
more appropriate for these two
subcategories, and this approach is also
consistent with the NESHAP statistical
approach being used for the non-wasteburning counterparts of these units (i.e.,
E:\FR\FM\21MRR6.SGM
21MRR6
15724
Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
boilers/process heaters and cement
kilns).
A prediction interval for a future
observation is an interval that will, with
a specified degree of confidence,
contain the next (or some other prespecified) randomly selected
observation from a population. In other
words, the prediction interval estimates
what the upper bound of future values
will be, based upon present or past
background samples taken. The UPL
consequently represents the value
which we can expect the mean of future
observations (3-run average) to fall
below within a specified level of
confidence, based upon the results of an
independent sample from the same
population. In other words, if we were
to select at random a future test
condition from any of the top 12 percent
(MACT floor pool) of sources (average of
3 runs), we can be 99 percent confident
that the reported level will fall at or
below the UPL value. Use of the UPL is
appropriate in this rulemaking for these
two subcategories because it sets a limit
any single or future source can meet
based on the performance of members of
the MACT floor pool.
The UPL is calculated as shown in
Equation 1:
Where:
¯
x = Mean of the sample data set
n = Number of test runs
m = Number of test runs in the compliance
average
s2 = Observed variance
t = Student t distribution statistic
the UPL statistical approach, we used
the average (or sample mean) and
sample standard deviation, which are
two statistical measures calculated from
the data distributions for each pollutant.
The average is a central value of a data
set, and the standard deviation is the
common measure of the dispersion of
the data set around the average. We note
here that the methodology accounts for
both short-term and long-term
variability and encompasses run-to-run
and test-to-test variability. The formula
also applies differently depending on
how the underlying data set is
distributed. To this end, EPA carefully
evaluated the data sets for each HAP to
ascertain whether the data were
normally distributed, or distributed in
some other manner (i.e., lognormal).
After applying standard and rigorous
statistical tests (involving the degree of
‘‘skewness’’ of the data), we determined
the distributions for each pollutant,
which in turn determined the final form
of the UPL equation. See ‘‘CISWI
Emission Limit Calculations for Existing
and New Sources’’ in the docket.
The results are floors that reasonably
estimate the performance over time of
the best-performing sources, as do the
standards based on those floors. It is
true that many sources will need to
install controls to meet these standards,
and that these controls have significant
costs (although EPA estimates that the
rule’s costs are substantially outweighed
by its benefits). See section VI of this
preamble. This is part of the expected
MACT process where, by definition, the
averaged performance of the very best
performers sets the minimum level of
the standard. The EPA believes that it
has followed the statute and applicable
case law in developing its MACT floors.
The summary of results of UL and UPL
calculations and the MACT floor
emission limits for each subcategory for
existing and new sources are presented
in Tables 4 through 9 of this preamble.
This calculation was performed using
the following spreadsheet functions:
Normal distribution: 99 percent UPL
= AVERAGE (Test Runs in Top 12
percent) + [STDEV (Test Runs in Top 12
percent) × TINV (2 × probability, n-1
degrees of freedom) * SQRT ((1/n) + (1/
m))], for a one-tailed t-value, probability
of 0.01, and sample size of n. The value
of ‘‘m’’ denotes the number of future
observations, and it is used to calculate
an estimate of the variance of the
average of m-future observations.
This formula uses a pooled variance
(in the s2 term) that encompasses all the
data-point to data-point variability of
the best-performing sources comprising
the MACT floor pool for each pollutant.
Where variability was calculated using
TABLE 4—SUMMARY OF MACT FLOOR RESULTS FOR EXISTING UNITS—PM, HG, CD AND PB
Parameter
Incinerators ......................................
No. of sources in subcategory = .......................
No. in MACT floor = ..........................................
Avg of top 12% ..................................................
99% UL of top% (test runs) = ...........................
Limit = ................................................................
No. of sources in subcategory = .......................
No. in MACT floor = ..........................................
Avg of top 12% ..................................................
99% UPL of top% (test runs) = .........................
Limit = ................................................................
No. of sources in subcategory = .......................
No. in MACT floor = ..........................................
Avg of top 12% ..................................................
99% UPL of top% (test runs) = .........................
Limit = ................................................................
No. of sources in subcategory = .......................
No. in MACT floor = ..........................................
Avg of top 12% ..................................................
99% UPL of top% (test runs) = .........................
Limit = ................................................................
No. of sources in subcategory = .......................
No. in MACT floor = ..........................................
ERUs—Solids ..................................
jlentini on DSKJ8SOYB1PROD with RULES6
ERUs—Liquid/Gas ..........................
Waste-burning kilns .........................
Small, remote incinerators ..............
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Hg
(mg/dscm)
26
4
4.571
33.6004
34
30
4
2.85061
246.9158
250
6
1
18.588
101.7548
110
12
2
2.8378
6.1115
6.2
14
2
E:\FR\FM\21MRR6.SGM
26
4
0.0006
0.00533
0.0054
30
4
0.0000520
0.0003
0.00033
6
1
0.001
1.313
0.0013
12
2
N/A
0.0079(b)
0.0079(b)
14
2
21MRR6
Cd
(mg/dscm)
26
4
0.0004
0.00256
0.0026
30
4
0.0001713
0.0003(a)
0.00051(a)
6
1
0.001
0.023
0.023
12
2
0.0002
0.0005
0.00048
14
2
Pb
(mg/dscm)
26
4
0.0013
0.00352
0.0036
30
4
0.0012704
0.0035(a)
0.0036(a)
6
1
0.005
0.096
0.096
12
2
0.0012
0.0026
0.0026
14
2
ER21MR11.013
PM
(mg/dscm)
Subcategory
15725
Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 4—SUMMARY OF MACT FLOOR RESULTS FOR EXISTING UNITS—PM, HG, CD AND PB—Continued
Subcategory
PM
(mg/dscm)
Parameter
Avg of top 12% ..................................................
99% UL of top% (test runs) = ...........................
Limit = ................................................................
Hg
(mg/dscm)
84.052
220.826
230
Cd
(mg/dscm)
0.0012
0.006
0.0057
0.027
0.603
0.61
Pb
(mg/dscm)
0.238
2.657
2.7
a A calculated limit equal to three times the MDL was used in place of the calculated MACT floor emission limit. For further explanation, see
section V. of the preamble.
b For details on this calculation, see the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources’’ in the Docket for this
rulemaking.
TABLE 5—SUMMARY OF MACT FLOOR RESULTS FOR EXISTING UNITS—CO, NOX AND SO2
CO
(ppmvd)
Subcategory
Parameter
Incinerators ................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UL of top% (test runs) = .........................................
Limit = ..............................................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UPL of top% (test runs) = .......................................
Limit = ..............................................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UPL of top% (test runs) = .......................................
Limit = ..............................................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UPL of top% (test runs) = .......................................
Limit = ..............................................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UPL of top% (test runs) = .......................................
Limit = ..............................................................................
No. of sources in subcategory = .....................................
No. in MACT floor = ........................................................
Avg of top 12% ...............................................................
99% UL of top% (test runs) = .........................................
Limit = ..............................................................................
ERUs—Liquid/Gas .....................................
ERUs—Biomass ........................................
ERUs—Coal ...............................................
Waste-burning kilns ...................................
Small, remote incinerators .........................
aA
NOX
(ppmvd)
26
4
16.800
32.378
36
6
1
36.00
36.00
36
21
3
247.3333
485.3681
490
9
2
40.3031
58.0304
59
12
2
70.4280
105.0945
110
14
2
12.756
19.104
20
SO2
(ppmvd)
26
4
14.7
52.419
53
6
1
58.733
75.6305
76
21
3
86.7595
287.9536
290
9
2
307.2352
330.7464
340
12
2
437.7682
536.4268
540
14
2
67.212
237.326
240
26
4
0.733
10.418
11
6
1
641.352
712.3156
720
21
3
1.4039
6.1751
6.2
9
2
624.0054
641.9307
650
12
2
15.6660
37.9704
38
14
2
1.403
410.006
420
calculated limit equal to three times the MDL was used in place of the calculated MACT floor emission limit.
TABLE 6—SUMMARY OF MACT FLOOR RESULTS FOR EXISTING UNITS—HCL AND D/F
HCl
(ppmvd)
Subcategory
Parameter
Incinerators ............................................
No. of sources in subcategory = ...............................
No. in MACT floor = ...................................................
Avg of top 12% ..........................................................
99% UL of top% (test runs) = ....................................
Limit = ........................................................................
No. of sources in subcategory = ...............................
No. in MACT floor = ...................................................
Avg of top 12% ..........................................................
99% UPL of top% (test runs) = .................................
Limit = ........................................................................
No. of sources in subcategory = ...............................
No. in MACT floor = ...................................................
Avg of top 12% ..........................................................
99% UPL of top% (test runs) = .................................
Limit = ........................................................................
No. of sources in subcategory = ...............................
No. in MACT floor = ...................................................
Avg of top 12% ..........................................................
99% UPL of top% (test runs) = .................................
ERUs—Solids ........................................
jlentini on DSKJ8SOYB1PROD with RULES6
ERUs—Liquid/Gas ................................
Waste-burning kilns ...............................
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D/F (TMB)
(ng/dscm)
26
4
0.181
28.045
29
30
4
0.16719
0.4456
0.45
6
1
4.440
4.927
(a)14
12
2
3.5665
24.8634
E:\FR\FM\21MRR6.SGM
21MRR6
26
4
0.238
4.504
4.6
30
4
0.093487
0.3443
0.35
6
1
1.110
13869.523
14,000
12
2
0.0752
0.1909
D/F (total TEQ
basis)
(ng/dscm) a
26
4
0.004302537
0.1286
0.13
30
4
.0088932
0.0586
0.059
6
1
0.0463
30.0133
31
12
2
0.0005
0.0070
15726
Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 6—SUMMARY OF MACT FLOOR RESULTS FOR EXISTING UNITS—HCL AND D/F—Continued
Subcategory
Small, remote incinerators ....................
aA
HCl
(ppmvd)
Parameter
Limit = ........................................................................
No. of sources in subcategory = ...............................
No. in MACT floor = ...................................................
Avg of top 12% ..........................................................
99% UL of top% (test runs) = ....................................
Limit = ........................................................................
D/F (TMB)
(ng/dscm)
25
14
2
35.289
214.233
220
D/F (total TEQ
basis)
(ng/dscm) a
0.2
14
2
333.080
1183.196
1,200
0.007
14
2
7.288
56.933
57
calculated limit equal to three times the MDL was used in place of the calculated MACT floor emission limit.
TABLE 7—SUMMARY OF MACT FLOOR RESULTS FOR PM AND METALS FOR NEW SOURCES
PM
(mg/dscm)
Subcategory
Parameter
Incinerators ......................................
Avg of top performer ..........................................
99% UL of top (test runs) = ...............................
Limit = ................................................................
Avg of top performer ..........................................
99% UPL of top (test runs) = ............................
Limit = ................................................................
Avg of top performer ..........................................
99% UPL of top (test runs) = ............................
Limit = ................................................................
Avg of top performer ..........................................
99% UPL of top (test runs) = ............................
Limit = ................................................................
Avg of top performer ..........................................
99% UL of top (test runs) = ...............................
Limit = ................................................................
ERUs—Solids ..................................
ERUs—Liquid/Gas ..........................
Waste-burning kilns .........................
Small, remote incinerators ..............
3.0608
17.7867
18
2.640916
1094.5327
(b)250
18.588
101.7548
110
1.2173
2.3591
(a)2.5
83.534
733.5002
(b)230
Hg
(mg/dscm)
Cd
(mg/dscm)
Pb
(mg/dscm)
0.0001
0.000151
0.00016
0.00003192
0.0028
(b)0.00033
0.001
1.313
(d)0.00025
N/A
(c)0.0062
(c)0.0062
0.001
0.0013
(a)0.0035
0.0002
0.0023
0.0023
0.00013696
2.8369
(b)0.00051
0.001
0.023
0.023
0.0001
0.0006
(b)0.00048
0.011
0.6692
(b)0.61
0.0007
(a)0.0015
(a)0.0019
0.00045367
0.0030
0.0031
0.005
0.096
0.096
0.0011
0.045852
(b)0.0026
0.086
0.2589
0.26
aA
calculated limit equal to three times the MDL was used in place of the calculated MACT floor emission limit.
NSPS limit exceeds the EG limit. The EG limit was selected as the NSPS limit.
limit was developed using material input data from CISWI kilns identified within the Portland Cement NESHAP database. See the memorandum ‘‘CISWI Emission Limit Calculations for Existing and New Sources’’ for details on this calculation.
d Dioxin/furan TEQ and Hg limits for ERUs—liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ‘‘CISWI
Emission Limit Calculations for Existing and New Sources’’ for details.
b The
c Hg
TABLE 8—SUMMARY OF MACT FLOOR RESULTS FOR NEW UNITS—CO, NOX, SO2
CO
(ppmvd)
Subcategory
Parameter
Incinerators ...........................................................
Avg of top performer ............................................
99% UL of top (test runs) = .................................
Limit = ...................................................................
Avg of top performer ............................................
99% UPL of top (test runs) = ...............................
Limit = ...................................................................
Avg of top performer ............................................
99% UPL of top (test runs) = ...............................
Limit = ...................................................................
Avg of top performer ............................................
99% UPL of top (test runs) = ...............................
Limit = ...................................................................
Avg of top performer ............................................
99% UPL of top (test runs) = ...............................
Limit = ...................................................................
Avg of top performer ............................................
99% UL of top (test runs) = .................................
Limit = ...................................................................
ERUs—Liquid/Gas ................................................
ERUs—Biomass ...................................................
ERUs—Coal ..........................................................
Waste-burning kilns ..............................................
Small, remote incinerators ....................................
jlentini on DSKJ8SOYB1PROD with RULES6
a The
12.000
12.000
12
36.000
36.000
36
153.0000
153.0000
160
35.4778
45.0280
46
58.57
89.7816
90
12.000
12.000
12
NOX
(ppmvd)
SO2
(ppmvd)
9.0333
22.3685
23
58.733
75.6305
76
62.3233
344.7699
(a)290
307.2352
330.7464
340
1.4742
195.2522
200
60.769
77.283
78
0.2233
39.5108
(a)11
641.352
712.3156
720
1.0492
20.8889
(a)6.2
624.0054
641.9307
650
7.2187
124.3390
(a)38
0.131
1.164
1.2
NSPS limit exceeds the EG limit. The EG limit was selected as the NSPS limit.
TABLE 9—SUMMARY OF MACT FLOOR RESULTS FOR NEW UNITS—HCL AND DIOXINS/FURANS
HCl
(ppmvd)
Subcategory
Parameter
Incinerators ..................................................
Avg of top performer ...................................
99% UL of top (test runs) = ........................
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D/F (TMB)
(ng/dscm)
0.0413
0.0901
E:\FR\FM\21MRR6.SGM
21MRR6
0.0176
0.0228
D/F (Total TEQ
basis)
(ng/dscm) a
0.001266667
2.1464
15727
Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 9—SUMMARY OF MACT FLOOR RESULTS FOR NEW UNITS—HCL AND DIOXINS/FURANS—Continued
Subcategory
HCl
(ppmvd)
Parameter
ERUs—Solids ..............................................
ERUs—Liquid/Gas .......................................
Waste-burning kilns .....................................
Small, remote incinerators ...........................
Limit = ..........................................................
Avg of top performer ...................................
99% UPL of top (test runs) = ......................
Limit = ..........................................................
Avg of top performer ...................................
99% UPL of top (test runs) = ......................
Limit = ..........................................................
Avg of top performer ...................................
99% UPL of top (test runs) = ......................
Limit = ..........................................................
Avg of top performer ...................................
99% UL of top (test runs) = ........................
Limit = ..........................................................
D/F (TMB)
(ng/dscm)
0.091
0.068133
0.5435
(b)0.45
4.440
(a)13.2107
(a)14
0.3994
0.3994
(a)3
27.678
196.6311
200
(a)0.052
0.0161
0.0674
0.068
1.110
13869.5228
(no limit)
0.0562
0.0895
0.09
299.827
1700.6082
(d)1,200
D/F (Total TEQ
basis)
(ng/dscm) a
(b)0.13
0.000501333
0.0103
0.011
0.046335368
30.0133
(c)0.002
0.000105
0.0029
0.003
4.868700057
30.0810
31
aA
calculated limit equal to three times the MDL was used in place of the calculated MACT floor emission limit.
NSPS limit exceeds the EG limit. The EG limit was selected as the NSPS limit.
c Dioxin/furan TEQ and Hg limits for ERUs—liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ‘‘CISWI
Emission Limit Calculations for Existing and New Sources’’ for details.
jlentini on DSKJ8SOYB1PROD with RULES6
b The
The measurements for HCl from
waste-burning kilns are very close to the
detection limit for analytic Method 321
actually calculated in the field for HCl.
As discussed elsewhere, we have
implemented a procedure for adjusting
limits to account for measurement
variability using data at the detection
limit. This results in a floor of 3 ppmvd
for the new waste-burning kilns for HCl,
adjusted to a dry basis at 7 percent
oxygen. This represents the lowest level
that can be reliably measured using this
test method, and we therefore believe
that it is the lowest level we can set as
the MACT limit taking the appropriate
measurement variability into account.
The Hg standard for waste-burning
kilns reflects 30 days of data for all Hg
inputs, reasonable estimates of control
device performance (for the few
controlled sources), plus a reasonable
statistical methodology to account for
variability (including variability of Hg
content of kiln inputs). EPA also used
a pooled variability factor (pooling
variability for all kilns in the MACT
floor pool), which increased variability
estimates. This analysis is based upon
data collected for development of the
final Portland Cement NESHAP, but
screened such that the CISWI analysis
used only the data from kilns that
would have been identified as CISWI
units had the newly-adopted solid waste
definition been promulgated and
effective at the time of performance
testing, and converted to a
concentration basis for consistency with
the CISWI standards. See ‘‘CISWI
Emission Limits Calculations for
Existing and New Sources.’’
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4. Statistical Analysis (Lognormal vs.
Normal Distribution)
Analysis’’ EPA/600/R–96/084, July
2000.
Comment: Several commenters
suggested that EPA’s data distribution
designations are flawed and that EPA
must default to non-normal
distributions unless sufficient data are
available to conduct robust analyses
which unambiguously show the
distribution can only be described by
normal statistics. One commenter
suggests that the non-normal
distribution is consistent with both
conventional wisdom and EPA’s own
guidance in ‘‘Guidance for Data Quality
Assessment: Practical Methods for Data
Analysis’’, EPA/600/R–96/084, July
2000, which holds that it is more likely
that environmental data are distributed
log-normally. Commenters state that
where there is any uncertainty
according to EPA’s criteria using Excel
skewness and kurtosis, EPA biases its
findings on distributions in favor of
normality, the opposite of EPA’s own
guidance. The commenter states that
EPA’s Guidance for Data Assessment
provides that the lognormal distribution
is ‘‘a commonly met distribution in
environmental work,’’ also stating
‘‘Environmental data commonly exhibit
frequency distributions that are nonnegative and skewed with heavy or long
right tails,’’ and ‘‘The lognormal
distribution is a commonly used
distribution for modeling environmental
contaminant data.’’
Response: EPA has revised the
methodology to use the lognormal
distribution when the normal
distribution is not clearly indicated
based on the skewness and kurtosis tests
to be more consistent with EPA’s
guidance in ‘‘Guidance for Data Quality
Assessment: Practical Methods for Data
5. Treatment of Detection Levels
PO 00000
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Fmt 4701
Sfmt 4700
Comment: Many commenters argued
that EPA should not use data below
detection limits to set standards. They
contend that EPA’s use of data below
MDLs to set standards invalidates EPA‘s
analysis, creates emissions limits that
are biased low, and sets emission
standards that would not allow facilities
to demonstrate compliance without
taking undue risk of facing noncompliance. They suggested that no
numerical emission standard for a
pollutant should be set below the
measurement ability of the reference test
method. Some commenters stated that
EPA does not appear to have
systematically screened the emissions
data for cases where a detection limit
should be applied, and has erroneously
recorded zero values for emissions
where those are reported in the original
test reports. The commenters further
assert that in addition to failing to
promulgate a method for measuring
detection limits for air emission test
methods, EPA has ignored the issue of
errors associated with quantifying
source emissions when they are low.
At proposal, EPA requested comment
on calculating a three times method
detection limit in cases where the floor
emissions limit did not adequately
account for variability. While one
commenter supports this method,
another argues that this approach is
unlawful and inconsistent with the
CAA’s directive to set the MACT floor
at the emissions level achieved by the
best-performing sources because it
allows for facilities to emit at far higher
levels than the best-performing sources.
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Response: Although we disagree with
commenters on the use of nondetect
values, we do agree that at very low
emission levels where emissions tests
result in nondetect values, the inherent
imprecision in the pollutant
measurement method has a large
influence on the reliability of the data
underlying the MACT floor emission
limit. Because of sample and emission
matrix effects, laboratory techniques,
sample size, and other factors, MDLs
normally vary from test to test for any
specific test method and pollutant
measurement. The confidence level that
a value measured at the detection level
is greater than zero is about 99 percent.
The expected measurement imprecision
for an emissions value occurring at or
near the MDL is about 40 to 50 percent.
Pollutant measurement imprecision
decreases to a consistent level of 10 to
15 percent for values measured at a
level about three times the MDL. The
approach EPA has used to account for
measurement variability begins by
defining a MDL that is representative of
the data used in the data pool. The first
step in the approach is to identify the
highest test specific MDL reported in a
data set that is also equal to or less than
the average emission calculated for the
data set. This approach has the
advantage of relying on the data
collected to develop the MACT floor
emission limit, while to some degree,
minimizing the effect of a test(s) with an
inordinately high MDL (e.g., the sample
volume was too small, the laboratory
technique was insufficiently sensitive or
the procedure for determining the
detection level was other than that
specified). The second step is to
determine the value equal to three times
the representative MDL and compare it
to the calculated MACT floor emission
limit. If three times the representative
MDL were less than the calculated
MACT floor emission limit, we
concluded that measurement variability
is adequately addressed, and we did not
adjust the calculated MACT floor
emission limit. If, on the other hand, the
value equal to three times the
representative MDL was greater than the
calculated MACT floor emission limit,
we concluded that the calculated MACT
floor emission limit does not account
entirely for measurement variability. We
therefore used the value equal to three
times the MDL in place of the calculated
MACT floor emission limit to ensure
that the MACT floor emission limit
accounts for measurement variability
and imprecision.
6. Use of CEMS Data
Comment: Several commenters stated
that EPA did not include CO, SO2, or
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NOX data from CEMS that was provided
by companies and resides in EPA’s
databases. Commenters claimed that
after discussions with EPA rule writers
in which affected sources were
encouraged to gather CEMS data as an
alternative to stack test data, facilities
purposefully submitted such data and
these data should be used. Some
commenters suggested that it is
important that the MACT floor data
represent the real-world variability of
emissions and that CEMS data is clearly
superior to stack test data in this regard.
Commenters suggested that EPA may
believe it is not feasible to incorporate
CEMS data along with stack test data in
its MACT floor analyses due to the
method it chose to rank and statistically
analyze the data. The commenters
recommended using the UPL in the
statistical analysis to allow CEMS data
to be used along with stack test to set
standards. Further, one commenter
suggested that EPA obtain hourly
average CEMS data over a suitable
period of time (several months or as
much data as can be readily obtained)
from each source it can identify that
either has a permanent CEMS installed
on the unit or provided data in its
response to the ICR survey or testing
program.
Response: In response to the ICR
survey, most facilities that reported
CEMS data provided it as 24-hour block
averages. We used these data to
determine baseline emissions and to
calculate costs and impacts of the final
rule. EPA did not propose to use 24hour block averages in setting emissions
standards for NOX, SO2, and CO. We
determined that to do so for these
pollutants would be inconsistent with
the sampling time for the stack test data
and the test methods used to determine
compliance with the final standards. For
example, typical instrument stack test
method test runs would be around 1
hour or less for NOX, CO, or SO2 stack
tests representing essentially 3-hour
average of emissions. A 3-hour average
is not comparable to data obtained over
a 24-hour sampling with a CEMS. In
response to comments, EPA has
incorporated into the database hourly
CEMS data that were voluntarily
submitted by some units that are best
performers within their subcategory,
and where no stack test data are
available, and used these data in
conjunction with stack test data from
other best performers to calculate the
MACT floor emission limits.
For a response to the comment on
using the UPL in the statistical analysis
to calculate emissions, see section V.B
of this preamble.
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C. Control Technology Assumptions for
the Floor and Beyond-the-Floor
1. Control Technologies and Cost
Assumptions
Comment: Many commenters argued
that EPA underestimated the total cost
of controls and monitoring equipment
required to comply with the emissions
standards. Several commenters stated
that PM concentrations will increase
with the addition of SNCR and ACI
systems and will require facilities to
invest in baghouse systems. Some
commenters asserted that there is no
documentation to support that LBMS
can control CO emissions from boilers
to achieve the emission levels.
Commenters also argued that biomassto-energy facilities required to install an
oxidation catalyst to meet the CO
emission limits may have space
limitations or other engineering
constraints and may not be able to
achieve the emission limits. One
commenter argued that packed bed
scrubbers to control HCl and SO2 from
boilers is impractical on units with high
flow rates, high PM loading, and high
inlet pollutant concentration. Some
commenters suggested that EPA does
not have an adequate understanding of
how to reduce or control D/F emissions
from cement kilns. Some commenters
asserted that the cost memorandum
assumes that for units requiring less
than 10 percent improvement in NOX,
‘‘minor adjustments were considered
sufficient.’’ They stated that EPA further
assumes that these adjustments (such as
air handling and distribution
adjustments in the firebox) could be
made at no additional cost. The
commenters contended however, that
EPA provides no evidence in the record
to support either of these assumptions
and that there are no boiler adjustments
of this type that are done at no cost.
Response: EPA first notes that the rule
does not specify particular controls that
sources must install and operate.
Sources may evaluate the emissions
from their source and the emission
limits that apply, and then judge for
themselves which controls may be best
suited for their particular unit to meet
the emission limits. The control
technology assumptions and cost
estimates are assumptions of controls
which may be required and an estimate
of costs to retrofit and operate these
controls.
EPA has, however, revised the costing
assumptions and methodology since
proposal to address issues presented by
commenters. For example, in cases
where ACI is being required, we have
assumed that FF will need to be
installed to capture the spent carbon or,
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if FF is already present, improvements
will be required to the FF to ensure
capture of the sorbent. For larger ERUs
that require acid gas control, we have
assumed that dry sorbent injection
followed by DIFF will be the preferred
technology rather than wet scrubbers.
For NOX control, we acknowledge that
small adjustments at no cost may not be
feasible for all affected units to meet the
limits and that sources may want to
have some operational flexibility so that
they have suitable margin of compliance
with the emission limits. Therefore, we
have used SNCR as the control
technology if even small NOX
reductions are required to meet the
limit. We have not quantified PM
increases due to SNCR addition. PM
increases are a function of flue gas
characteristics of each unit, and we do
not have data for our units that would
allow us to determine whether
secondary particulate formation would
occur in certain units that an additional
PM control device would be required for
the unit. We note, however, that the
units that require an SNCR to meet the
limits are also anticipated to need a PM
control device to meet the limits for
other pollutants. Therefore, we expect
that affected sources would account for
potential secondary PM formation in
designing their overall air pollution
control system.
2. Technology-Based Beyond-the-Floor
Comments
Comment: Some commenters argued
that EPA’s decision to consider beyondthe-floor limits equal to the new source
floors was arbitrary and unlawful. The
commenters recommended that instead
EPA should examine multiple control
technologies to determine what level of
emissions reductions are ‘‘achievable’’
based on cost and other factors. The
commenters asserted that beyond-thefloor technologies should be evaluated
for all pollutants in each subcategory of
the CISWI rule.
Response: We have revised our
beyond-the-floor analysis from that set
forth in the proposed rule to consider
the performance of available technology.
For existing units, rather than
considering as the only beyond-the-floor
option the potential of existing sources
to meet the new source limits, we have
considered the technologies available to
control the various HAP and the
reasonable control efficiencies of those
technologies. As discussed at proposal,
EPA may adopt emissions limitations
and requirements that are more
stringent than the MACT floor (i.e.,
beyond-the-floor). Unlike the MACT
floor methodology, however, EPA must
consider costs, nonair-quality health
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and environmental impacts and energy
requirements when considering beyondthe-floor alternatives.
In developing this final rule, EPA first
analyzed the controls available and
being used for each subcategory and
compared this to the controls necessary
for units to meet the MACT floor limits.
We then evaluated the different
combinations of available emission
control technologies and practices, addon controls different from those
required to meet the MACT floor limits,
that existing units would have to
employ were we to require additional
emissions reductions beyond-the-floor
levels set forth above. If we determined
that any of these additional control
options were technically feasible for the
units in a subcategory, we then analyzed
the costs, nonair quality environmental
impacts and benefits associated with
adopting the identified control option to
determine whether the beyond-the-floor
control was reasonable. The following
discussions detail this analysis for each
subcategory.
Incinerators. Existing units in this
subcategory are equipped with
afterburners, FFs, and wet scrubbers.
We estimate that to comply with the
existing source MACT floor limits units
in this subcategory may require the
addition of or improvement of an
existing FF for the control of PM, Cd
and Pb; wet scrubbers for the control of
HCl and SO2 for many of the units that
currently do not have wet scrubbers;
ACI system with a FF for the control of
D/F and Hg; and in several cases,
afterburner retrofits for the control of
CO; and SNCR for NOX in certain
instances. These controls are effective
and demonstrated on this subcategory of
units for the pollutants they are
intended to control (see ‘‘Revised CISWI
Control Costs Memorandum’’ in the
docket). We estimate that some
incinerator units in this category will
require retrofits of existing control or
installation of additional control
technologies as set forth above to
comply with the MACT floor limits.
Furthermore, as part of our costing
and impacts analysis (discussed in
section VI of this preamble), we
evaluated whether existing facilities
would choose to cease burning solid
waste in incineration units after
promulgation of the final CISWI
standards if alternative disposal options,
primarily diverting waste to a landfill,
were less costly. Based on the analysis,
we expect that all but three facilities
with units in the incinerators
subcategory will choose to cease
operations once the proposed MACT
floor limits are promulgated. The three
units that we estimate to remain open
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will likely add ACI system/FF and one
will add SNCR for NOX control to meet
the MACT floor limits. There is no
better control beyond the ACI system/FF
for D/F, Hg, PM, Cd, and Pb control. The
reductions these units will require for
meeting the metals emissions will
typically need to be greater than 95
percent, therefore necessitating very
efficient FF systems. One unit that is not
currently meeting the NOX MACT floor
limit must install SNCR to comply with
the NOX floor limit. To achieve further
reductions for NOX, the unit would
require another control device, such as
SCR, to comply with a beyond-the-floor
limit, and would require the other
remaining units to also install either
SNCR or SCR. The cost of installing and
operating the SCR is typically four to
five times higher than a comparable
SNCR (see ‘‘Revised CISWI Control Cost
Memorandum’’), and would force this
unit to close. In addition to cost
considerations, SCR is typically used in
combustion units such as industrial
boilers and process heaters, gas
turbines, and reciprocating internal
combustion engines (Air Pollution
Control Technology Fact Sheet, SCR,
EPA–452/F–03–032), and we are not
currently aware of any successful
application of SCR technology to a
waste-combustion unit. We therefore
question whether SCR could be
successfully applied to incineration
units in any case. For acid gas
performance, all three units are well
below the MACT floor with their
existing controls, and addition of wet
scrubbers would only offer small
incremental improvements in
emissions. From a cost perspective, the
likely result of requiring wet scrubbers
on these units would be closure of these
units and diversion of waste to a
landfill. Considering these factors, we
concluded that beyond-the-floor limits
are unreasonable for the incinerator
subcategory.
Small remote incinerators. Existing
units in this subcategory are typically
equipped with an afterburner as the
control device, with the facility
sometimes employing waste segregation
practices to a certain degree, usually to
screen out recyclable materials and
hazardous waste materials. We received
several comments stating that this
subcategory has unique climactic,
geographic, and wildlife considerations
that influence the applicable controls
that are available, and commenters also
stated that these small remote
incinerators are the only viable waste
disposal option in certain regions of
Alaska. See section V of this preamble
for more discussion from commenters
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on these units. Of primary concern from
a technical standpoint are controls that
require water to operate or those that
have a large space footprint. Waterbased controls such as wet scrubbers,
SNCR, and even the evaporative cooling
section of dry sorbent injection followed
by DIFF may pose ice fogging and
equipment freezing concerns that could
prevent the use of the incinerator.
To achieve the MACT floor limits,
more than half of the units in this
subcategory will require afterburner
upgrades, about two-thirds of the units
will require ACI system/FF or FF alone,
and most will require a more robust
materials segregation plan that removes
chlorinated and non-ferrous metal
components from the waste stream at
these facilities. These controls are the
best demonstrated technologies that are
technologically feasible at these
facilities, and they are sufficient to meet
the MACT floor limits. One technology
that is beyond-the-floor that is
technically feasible would be higher
efficiency FF or perhaps the addition of
a second FF. However, considering the
small amount of emissions that would
remain after meeting the MACT floor,
we expect the incremental cost
effectiveness for a second FF or higher
efficiency FF could be extraordinarily
high, approaching $500,000/ton.
We have also considered the costs of
alternative disposal, and, based on new
information obtained during the
comment period, we have adjusted our
estimates of those costs to be much
higher than those we estimated at
proposal. Based on the adjusted cost
estimates, we have determined that the
alternative disposal options exceed the
costs of controls necessary to meet the
MACT floor limits. In addition, there is
still some uncertainty whether
alternative disposal is an available
option during severe climate events.
Our assessment indicates that a beyondthe-floor limit would not be achievable
to some facilities due to aforementioned
technical issues associated with
available controls and would
significantly increase costs for others. In
either case, we conclude that
establishing beyond-the-floor standards
would likely result in forced closure of
some of the units in this subcategory,
but we also believe that some units that
would otherwise close due to cost
related issues would be forced to
operate at a loss because closure may
not be an option due to other nonair
quality environmental regulations
aimed at protecting human health and
wildlife. For both the technological and
cost related issue discussed above, and
because of nonair quality environmental
issues, we conclude that there are no
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reasonable beyond-the-floor alternatives
for the small remote incinerator
subcategory.
Waste-burning kilns. Existing kilns
are currently equipped with various
combinations of ESPs, FF, SNCR and
DIFF controls. We estimate that kilns
may need to add new controls or
improve existing controls to meet the
MACT floor limits. These include
improved FFs to meet the reductions
necessary to meet the Cd and Pb limits,
activated carbon for D/F and Hg control,
and some kilns may need to add RTO
to meet the CO limits.
As previously discussed, ACI system/
FF are the best technologies available
for control of D/F, Hg, PM, Cd and Pb.
To meet the floor, the FF will need to
be high efficiency, 99 percent in some
cases, to meet the MACT floor limit for
Cd and Pb. The only further control
available would be a second FF, which
would result in less than an additional
1 percent reduction of these pollutants.
We estimate the cost effectiveness for
this to be in the $500,000 per ton range
at a minimum. Therefore, there are no
further controls to consider as beyondthe-floor options for these pollutants.
For waste-burning kilns, a significant
amount of CO emissions can result from
the presence of organic compounds in
the raw materials (and not only from
incomplete combustion). Therefore,
good combustion controls and practices
are not as effective for waste-burning
kilns as for other types of combustion
units, and may not be enough for units
to meet the MACT floor CO limits.
Oxidation catalysts have not been
installed on waste-burning kilns, and
we believe they may not be as effective
on waste-burning kilns as they are on
other sources due to plugging problems.
Specifically, the catalyst bed can
become plugged or blinded with dust,
thereby covering up catalyst reactive
sites necessary to oxidize CO, which
reduces the effectiveness of the unit. To
maintain the effectiveness of the
catalyst, the unit may require shutting
down more frequently to replace the
catalyst, which reduces productivity of
the unit and increases catalyst costs. To
make an oxidation catalyst feasible, it
may be necessary to also use multiple
FF in series upstream of the catalyst
which, as described above, is a very
costly measure. The only effective CO
control for significant CO reductions we
could identify for waste-burning kilns is
a RTO, and we expect over half of the
units will need to install a RTO to meet
the MACT floor limits. As a beyond-thefloor option, setting a CO limit at a level
that most of the remaining wasteburning kilns would also require RTO
could be considered, although we doubt
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that some of the units requiring RTO to
meet the MACT floor emission limit for
CO would be able to further reduce their
emissions to that same extent.
Furthermore, the cost and energy
consumption for these additional RTO
make this an impractical choice.
Therefore, as there are no other controls
which could be applied to further
reduce CO emissions from these units
and additional RTOs would be
ineffective from a cost and energy
impacts perspective, we could not
identify a beyond-the-floor option for
CO.
We expect that waste-burning kilns
will install scrubbers to meet the MACT
floor emission limits for HCl and SO2.
The floor limits for HCl are at the levels
of quantification of the test method used
to determine compliance. Therefore,
there are no additional measures that
could be employed to quantify any
further reductions in HCl emissions
beyond that of the MACT floor limit.
The only other option for further HCl
and SO2 control would be addition of a
dry sorbent injection system in series
with the wet scrubber. However, this
would approximately double the costs
for acid gas control, with only about a
30 percent incremental reduction in SO2
emissions and no measurable reduction
in HCl emissions. As a result, no
beyond-the-floor options for acid gases
from waste-burning kilns exist because
we cannot quantify further HCl
reductions, and the beyond-the-floor
options for SO2 reductions are
unreasonable due to the cost of the
additional controls in conjunction with
the limited benefits of such controls.
The demonstrated control technology
for NOX control on waste-burning kilns
is SNCR. In fact, several of the kilns are
already equipped with this technology
and are able to comply with the NOX
MACT floor limit. We estimate that
other kilns may require the addition of
SNCR to meet the MACT floor limits for
NOX. One kiln will require an SNCR
that is optimized to the capabilities of
the technology to meet the MACT floor
limits for NOX. For this unit to be able
to achieve an even lower NOX limit
would likely require another
technology. As discussed above, SCR is
another technology that is used by some
combustion sources to reduce NOX
emissions; however, SCR is a catalyst
technology that has not been
demonstrated to work effectively on
cement kilns (or waste-burning kilns) in
the United States. We believe that SCR
is not effective on waste-burning kilns
due to difficulties operating SCR in
applications where there is significant
PM or sulfur loading in the gas stream.
These two gas stream constituents can
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reduce catalyst activity, and lower the
resulting effectiveness of the SCR,
through catalyst poisoning and
blinding/plugging of active sites by
ammonia sulfur salts (formed from
sulfur in the flue gas with the ammonia
reagent) and PM (Air Pollution Control
Technology Fact Sheet, SCR, EPA–452/
F–03–032). We could not identify any
other controls beyond SCR and SNCR,
alone or in tandem, to reduce NOX
emissions from waste-burning kilns. We
believe that SCR is not technically
demonstrated on kilns currently and
may not be technically feasible. For
these reasons, we are not selecting a
limit for NOX that is beyond-the-floor
for the waste-burning kiln subcategory.
Liquid waste ERUs. Existing units in
this subcategory are equipped with flue
gas recirculation in a couple cases, and
some settling chambers for particulate
control in a couple other units. We
anticipate units within this subcategory
may need to install FF, CO catalyst, and
SNCR to meet the MACT floor limits. As
discussed earlier, FFs are the best
control available for PM, Cd, and Pb
control. The only further control
available would be a second FF or a
very high efficiency FF. The metals
emissions from these units are very low
to begin with, so the only incremental
reductions would be in PM. This would
result in perhaps an additional 10
percent reduction in emissions at almost
double the cost of current particulate
controls. As mentioned before, we
anticipate cost effectiveness for this to
be in the $500,000 per ton range at a
minimum. Likewise, SNCR is the best
demonstrated technology being applied
to waste combustion units for NOX
control. As discussed earlier, SCR has
been used in some boiler applications,
but SCR costs are approximately four to
five times those of SNCR, for only an
additional 30 percent reduction from
the baseline. Furthermore, we observe
that SCR has not been demonstrated to
work effectively on waste combustion
units in the United States. Carbon
monoxide control for liquid waste ERUs
could also be achieved by using a RTO,
but at a far greater energy requirement,
notably in natural gas consumption,
with comparable control efficiency as
the CO catalysts that we expect some
units will need to install to meet the
MACT floor CO limits. Therefore, we
conclude that additional beyond-thefloor CO control would be unreasonable
for this subcategory.
Additional D/F and Hg control could
be achieved using ACI with another FF.
However, the baseline emissions for
these pollutants are already very small,
with only marginal additional emissions
reductions available if additional
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controls were being used. Therefore,
beyond-the-floor limits for these
pollutants will not be reasonable from a
cost effectiveness perspective.
We also considered whether it is
reasonable to go beyond-the-floor with
respect to SO2 for this subcategory. In
this case, the DIFF control technology
could be applied to these units to
reduce SO2 emissions by about 70
percent with co-control of HCl (90
percent) as well as PM, Cd, and Pb.
Most of these units will already require
the addition of a FF to meet the MACT
floor limits, so the cost of going beyondthe-floor for these units would entail the
dry sorbent injection components of the
control device. For the units that do not
require FF to meet the floor, the
additional costs would involve the
entire DIFF control device. The total
cost for applying the relevant controls to
all the units is approximately $4.8
million per year in annualized capital
and operating costs for SO2 control
beyond-the-floor. The reduction in
emissions of SO2 is approximately 2,300
tpy, based on the baseline emissions
estimate and a 70 percent reduction and
accounting for SO2 emissions from
electricity generation needed to power
the controls. It is worth noting that the
baseline estimates and MACT floor
calculations for this subcategory are
based on data from the only unit for
which we have SO2 data in this
subcategory. This unit has a baseline
SO2 concentration of 641 ppm, which
has been applied to the other five liquid
ERUs as an estimated baseline
concentration. The HCl concentration
for this unit is about 4 ppm, so cobenefit emission reductions are
significantly less than the SO2 emission
reductions. Because we are basing these
analyses off of data from a single unit
within the subcategory, we realize that
there is a large margin of uncertainty on
the control requirements within this
source category and the potential for
SO2 emissions reductions at the beyondthe-floor level.
To get a better idea of the potential
cost effectiveness for a beyond-the-floor
limit for SO2, we also looked at the costs
and emissions reductions solely for the
unit which we have data for to
determine the cost effectiveness of
control for this unit. In this case, the
additional cost of the dry injection
system (the unit already requires a FF to
meet the MACT floor limits) is about
$567,000 per year, with an estimated
emissions reduction of 103 tpy of SO2
(and minor HCl reduction) adjusted for
SO2 emissions from electricity generated
to power the controls. This results in an
incremental cost effectiveness of $5,500
per ton of SO2 control beyond-the-floor.
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While this number is generally within
the cost effective range we find
reasonable, we are not adopting a
beyond-the-floor limit for SO2 given the
uncertainty associated with this
number, the fact that we cannot
adequately estimate the costs for other
units in the subcategory, and because
the controls required for HCl may
actually reduce SO2 more than is
required based on the SO2 standard
alone such that the actual cost
effectiveness of the beyond-the-floor
option is not in line with the estimate.
Regarding co-control for PM, the fact
that four of the six liquid waste ERUs
will likely require FF to meet MACT
floor limits for Cd and Pb means that
going beyond-the-floor using DIFF
controls would only net additional PM
control on the two remaining units. The
FF portion of the control costs for these
two units is approximately $1.1 million
per year with an estimated PM
reduction of fewer than five tpy, which
translates into an incremental costeffectiveness of about $230,000 per ton
for additional PM control. Based on our
analysis and realizing the high degree of
uncertainty regarding costs, emissions
reductions and resulting costeffectiveness for this particular CISWI
subcategory, we have concluded that
requiring beyond-the-floor controls on
these units is unreasonable.
Solid waste ERUs. Existing units in
this subcategory are equipped with
various combinations of ESPs, FF,
scrubbers, SNCR spray towers, and
DIFF. We anticipate units within this
subcategory may need to install or
improve different combinations of ACI
system/FF, DIFF, FF, LBMS, CO
catalysts, and wet scrubber control
technologies to meet the MACT floor
limits. As discussed earlier, a FF is the
best control available for PM, Cd, and
Pb control. The Cd and Pb reductions
necessary are greater than 90 percent in
many cases, indicating that units will
likely require highly efficient FF to meet
the limits for these pollutants and PM.
Therefore, beyond-the-floor limits for
PM, Cd, and Pb would likely necessitate
a second FF, essentially doubling the
cost for little additional reduction in
emissions. Furthermore, the ACI system
is the BAT for reducing D/F and Hg
emissions. The D/F reduction necessary
for some of these units approaches 99
percent, indicating that beyond-the-floor
limits that are more stringent than the
MACT floor limits may not be
achievable by the control technology.
In certain cases, units may require
DIFF and wet scrubbers in series to meet
acid gas limits. There are no additional
controls that could be implemented in
these cases to further reduce acid gas
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emissions. Carbon monoxide control for
solid waste ERUs could also be achieved
by using a RTO, but likely at a far
greater energy requirement (specifically
natural gas) with comparable control
efficiency as the CO catalysts that we
expect some units will need to install to
meet the MACT floor CO limits.
Therefore, we conclude that additional
beyond-the-floor CO control would be
unreasonable for this subcategory due to
additional cost and energy impacts.
The demonstrated control technology
for NOX control on ERUs is SNCR. In
fact, some of the ERUs are already
equipped with this technology. A
couple of the units appear to comply
with the NOX MACT limit because they
already have a SNCR in place. As
mentioned earlier, SCR is another
technology that is used by some
combustion sources to reduce NOX
emissions. However, SCR costs can be
about four to five times more costly than
SNCR. Furthermore, we observe that
SCR has not been demonstrated to work
effectively on waste combustion units in
the United States. We realize that the
industrial sectors that use units within
this CISWI subcategory are typically
wood and forest product industries,
sectors that have suffered particular
economic hardship. We are attempting
to make sure that the regulatory
requirements are being satisfied, while
minimizing adverse economic impact
wherever possible. Since there remain
some questions about a demonstrated
control beyond the control used to meet
the MACT floor limits, and some units
are already utilizing SNCR to meet the
MACT limit, coupled with the fact that
the potential beyond-the-floor
technology is significantly more
expensive, we are not selecting a limit
for NOX that is beyond-the-floor for the
solid waste ERU subcategory.
New Units. As discussed elsewhere,
we have concluded that only two of the
CISWI subcategories may see any new
units within the immediate future,
primarily due to replacement of old
units. These two subcategories are the
incinerator subcategory and the small
remote incinerator subcategory. While
facilities may find alternative disposal
options are available, we are cognizant
of the fact that, for these subcategories,
there may be instances where
alternative disposal options are
unavailable, and a new incineration unit
may be required. For incinerators, we
estimate units may require a
combination of the ACI system/FF,
SNCR, and wet scrubbers to achieve the
new source MACT floor limits. As
discussed above for existing
incinerators, there are no control
technologies demonstrated or
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reasonably cost-effective that we could
consider at this time that would perform
better or be more cost-effective than
those being used to meet the new source
MACT floor limits. Therefore, we have
concluded that no beyond-the-floor
emission limits should be selected for
new incinerators. For small remote
incinerators, we anticipate new sources
will have an afterburner installed to
achieve the CO limit and that the
afterburner will also be equipped with
low NOX burners, require waste
segregation for ferrous and non-ferrous
metals and chlorinated plastics, and
likely require ACI system/FF to meet the
new source MACT floor limits. As
discussed above for existing small
remote incinerators, there are technical
issues with any control technologies
that require water for operation for this
subcategory of unit. As a result, there
are no additional or better control
technologies available other than those
being used to meet the new source
MACT floor limits for the small remote
incinerator subcategory.
D. Rationale for Subcategories
1. Incinerators
Comment: Some commenters argue
that EPA wrongly concluded that all
incinerators are sufficiently similar to
meet one emission limit. The
commenters suggest that the variability
of combusted materials necessarily
means variability in emissions
concentrations and that variability
cannot be masked exclusively by
emissions control performance or
statistical analysis. One commenter
claims that it will be extremely difficult
for incinerators combusting materials
other than what the best-performing
incinerators are combusting to comply
with the limits in the proposed rule if
EPA does not refine the overly-broad
incinerator subcategory.
Response: EPA disagrees that
incinerators should be further
subcategorized. As stated at proposal,
‘‘incinerators, which are the units
currently regulated by the 2000 CISWI
rule, are used to dispose of solid waste
materials, and emissions are a function
of the types of materials burned.
Incinerators are designed without
integral heat recovery (but may include
waste heat recovery). While there are
different designs, they all serve the same
purpose: reduction in the volume of
solid waste materials. Incinerators can
be operated on a batch or continuous
basis.’’ We note that the MACT floor
pool of incinerators represents a wide
variety of industrial sources, from
pharmaceuticals to heavy equipment
manufacturers. From the data available,
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these best-performing units also
combust a wide variety of materials,
including liquid waste streams, expired
pharmaceutical products, and spent
paint booth filters. Therefore, contrary
to commenters’ arguments, there is a
wide variety of materials being
combusted in the best-performing units.
As we also explained at proposal, the
same types of add-on controls,
including FF, wet scrubbers, SNCR and
ACI, can be applied to most
incinerators. Our estimates indicate that
the reductions achieved by these
controls will allow incinerator units to
comply with the emission limits.
Furthermore, the commenters have
provided no information that indicates
that the units in the incinerators
subcategory are unable to retrofit and/or
take other actions (e.g., waste
segregation) to satisfy the standards in
the final rule. Even if it were true that
some sources will be unable to meet the
final standards, which we dispute, we
still believe it would not be reasonable
to further subcategorize incinerators
based on the waste stream because such
subcategorization, taken to its logical
conclusion, would lead to many
subcategories with one or only a few
sources. We presume that Congress
recognized when it enacted CAA section
129 that solid waste incineration units
would be combusting a variety of waste
and, in fact, CAA section 129 requires
different standards based on the
potential waste streams: MSW; HMI
waste; and commercial and industrial
waste. Congress provided additional
discretion to further subcategorize solid
waste incineration units, however,
commenters have not provided
compelling information that indicates
these units, which are already
complying with the 2000 CISWI
standards, should be further
subcategorized. For these reasons, we
decline to further subcategorize the
incinerators subcategory.
2. Energy Recovery Units
Comment: Many commenters
suggested that the ERU subcategory is
overly broad and should be
subcategorized. The commenters stated
that EPA has broad authority to
distinguish among groups of sources
within a source category or subcategory
in setting a MACT standard. The
commenters maintained that the statute
provides that EPA ‘‘may distinguish
among classes, types, and sizes of
sources within a category or
subcategory’’ when establishing MACT
standards. Several commenters believed
that Congress’ use of the broad terms
‘‘class,’’ ‘‘type,’’ and ‘‘size’’ show that EPA
is intended to have broad discretion in
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the appropriate factors that warrant
distinguishing among sources, and
EPA’s proposed subcategories fall
squarely within the meaning of ‘‘types’’
and ‘‘sizes.’’ The commenters argued
that to the extent that EPA may
distinguish among sources within a
category or subcategory on the basis of
‘‘any [reasonable] criterion of
classification whatsoever,’’ and may
create subcategories as appropriate, the
CAA clearly grants EPA authority to
create additional subcategories for
ERUs.
Many commenters suggested that the
subcategorization of ERUs, where
differences among sources affect the
applicability of control technology, is
consistent with MACT precedent.
Commenters argued that EPA’s
proposed inclusion of all types of ERUs
(coal units, biomass units, combination
boilers, liquid boilers, and even gas
fired units) into one subcategory is
inadequate. Several commenters
suggested that EPA create separate
subcategories as it proposed in the
Boiler and Process Heater MACT. The
commenters supported their suggestion
by offering the following rationale: (1)
Since the CAA requires EPA to set SO2
limits for CISWI units, and since coal
contains significant concentrations of
sulfur, and biomass generally would
contain little or no sulfur, a subcategory
for coal-fired boilers should be
established; expensive control devices
such as a spray dryer absorber could not
reduce the outlet concentrations of SO2
to the single ppm levels equivalent to
those of a biomass boiler; (2)
observation of the proposed Boiler
MACT floor standards proposed for
biomass and coal units shows that there
are significant differences in outlet
emissions of HCl, Hg, and CO; (3)
likewise, the NOxx emissions from the
top performing biomass, coal, liquid,
and gas-fired units would all be
significantly different due to inherent
differences in the design of these units.
Response: The CAA allows EPA to
divide source categories into
subcategories based on differences in
class, type, or size. For example,
differences between given types of units
can lead to corresponding differences in
the nature of emissions and the
technical feasibility of applying
emission control techniques. The
design, operating, and emissions
information that EPA has reviewed
indicates differences in unit design that
distinguish different types of ERUs. Data
indicate that there are generally
significant design and operational
differences between units that burn
coal, biomass, liquid, and gaseous fuels.
Energy Recovery Units are therefore
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designed for specific fuel types and will
encounter problems if a fuel with
characteristics other than those
originally specified is fired. Many ERUs
in the database are indicated to co-fire
liquids or gases with solid fuels, but, in
actuality, most of these boilers
commonly use fuel oil or natural gas as
a startup fuel only and then operate on
solid fuel during the remainder of their
operation. In contrast, some co-fired
units are specifically designed to fire
combinations of solids, liquids, and
gases. Changes to the fuel type would
generally require extensive changes to
the fuel handling and feeding system
(e.g., a stoker using wood as fuel would
need to be redesigned to handle fuel oil
or liquid wastes). Additionally, the
burners and combustion chamber would
need to be redesigned and modified to
handle different fuel types and account
for increases or decreases in the fuel
volume. In some cases, the changes may
reduce the capacity and efficiency of the
ERU. An additional effect of these
changes would be extensive retrofitting
needed to operate using a different fuel;
therefore, the design of the ERU impacts
the degree of combustion.
In our investigations resulting from
commenters’ statements, we concluded
that the data were sufficient for
determining that a distinguishable
difference in performance exists based
on unit design type. Therefore, because
different types of units have different
emission characteristics which may
influence the feasibility or effectiveness
of emission control, they should be
regulated separately (i.e.,
subcategorized) for affected pollutants.
Accordingly, we have subcategorized
ERUs based on unit design in order to
account for these differences in
emissions and applicable controls. The
two primary ERU subcategories are
units designed to burn solid wastes
(solids) with other solid fuels, and units
designed to burn liquid wastes with
liquid or gaseous fuel (liquid/gas). The
ERU solids subcategory is further
subcategorized into units designed to
burn coal and units designed to burn
biomass for CO, NOX and SO2 to address
design differences and feasibility or
effectiveness of emission control
between these types of units as
commenters have suggested. The
subcategorization for these pollutants is
also compelled by the data available for
the solid fuel sources. Specifically, coal
fired ERUs submitted exclusively CEMS
data for CO, NOX, and SO2, and biomass
fired ERUs submitted almost exclusively
stack test data for these pollutants. We
are unable to convert the vast majority
of CEMS data into equivalent stack test
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data and the converse is true as well.
Pursuant to CAA section 129(a)(2), EPA
must establish emission standards for
existing sources based on the average
emissions limitation achieved by the
best-performing 12 percent of sources.
Because the data for CO, NOX, and SO2
from the biomass and coal fired ERUs
are not in consistent formats, we would
have to ignore a subset of the available
data in establishing the floors for these
pollutants if we did not further
subcategorize solid fuel ERUs. We
therefore think it is reasonable to further
subcategorize these units for CO, NOX,
and SO2 so the standards are reflective
of the data available to EPA, and we are
properly accounting for the different
emissions characteristics associated
with the different types of fuels.
These subcategories are based on the
primary fuel that the ERU is designed to
burn. We are aware that some ERUs
burn a combination of fuel types or burn
a different fuel type as a backup fuel if
the primary fuel supply is curtailed.
However, ERUs are designed based on
the primary fuel type (and perhaps to
burn a backup fuel) and can encounter
operational problems if another fuel
type that was not considered in its
design is fired at more than 10 percent
of the heat input to the unit. Therefore,
we subcategorized ERUs that burn at
least 10 percent coal (on an annual heat
input basis) as being in solid fuel/coal
subcategory, with the remaining solid
ERUs being in the biomass subcategory
for ERUs.
3. Cement Kilns
Comment: One commenter states that
waste-burning cement kilns differ
among themselves significantly in terms
of type, size, configuration, and other
relevant factors that can influence
emissions, and EPA should consider the
further sub-categorization of kilns on
this basis. The commenters provide the
example that in its evaluation of organic
emissions from kilns in support of the
Portland Cement rulemaking, they
found significant differences due to
configuration and raw materials. The
commenter did not develop specific
recommendations for sub-categorization
of cement kilns under the proposed
CISWI rule citing the limited data and
the limited time EPA has allowed for
comment in this rulemaking.
Response: The authority to
subcategorize is discretionary, even
where sources can otherwise be
distinguished as a different class, type,
or size. In evaluating the population of
kilns that may be subject to CISWI and
estimates of control technologies that
may be required to meet the limits, we
realize that most of the kilns in the
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CISWI population at proposal were
subject to the standard solely due to tire
combustion. Further investigation
indicated that all of these kilns obtained
the tires from established tire recycling
programs. Based on the new definition
in Section 241.3, these tires would not
be considered to be solid wastes.
Therefore, kilns that we considered as
CISWI units at proposal solely due to
tire combustion are not part of the
CISWI category, and we removed them
from the CISWI inventory. In addition,
we obtained information on used oil,
biomass, and wood waste being
combusted by cement kilns. Based on
the definition in 241.3, we determined
which of these materials would be
considered to be solid waste and
removed any kilns from the CISWI
inventory where we determined none of
the fuels were solid waste. This resulted
in the inventory of CISWI kilns being
reduced to 12 kilns total. Of the 12 kilns
in the current CISWI inventory, one is
a wet kiln, four are preheater kilns, and
the remainder are preheater/precalciner
kilns. We recognize that differences in
kiln design and configuration can effect
emissions. These effects are most
evident on emissions of NOX, CO, and
SO2. However; all of these pollutants are
also affected by the site specific raw
materials fed to the kiln. We have
insufficient data to differentiate between
the raw material affects and the kiln
design affects. Therefore, we decided
not to develop separate subcategories for
cement kilns. However, all of our
information indicates that NOX, SO2 and
CO are controllable to the level of the
standard whether a kiln is wet or dry.
The control devices that may be
necessary to comply with the CISWI
limits (including the standards for NOX,
SO2 and CO) may be applied to both
types of kiln, and there do not appear
to be any feasibility or effectiveness
issues that would necessitate
subcategorization in order for units to
achieve the limits. For example, the
controls we estimate the wet kiln units
may require in order to meet the CISWI
limits, such as SNCR, wet scrubbers,
and RTO, may be applied to all types of
kilns. We are unaware of any design
considerations that prevent FF or RTO
use for either the wet type or preheater
type of kiln. Therefore, EPA disagrees
with this comment and is not
subcategorizing among waste-burning
kilns.
4. Small Remote Incinerators
Comment: Several commenters
requested that EPA revise the definition
of small remote incinerator. Some
commenters suggested that the proposed
definition would inadvertently exclude
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those incinerators that are within the
spirit of the definition, but are located
within 50 miles of a MSW landfill or
units that burn more than 1 ton of waste
per day. Other commenters specifically
requested an exemption for small
remote incinerators that are not
accessible by the Federal Highway
System. Several commenters explained
that not all units are accessible by
vehicle, the affected units may or may
not be within 50 miles of a MSW
landfill, and road access can be seasonal
in Alaska.
Commenters expressed particular
concerns about small remote units
operating in remote locations of Alaska.
Commenters explained that waste
accumulation due to unavoidable
transportation delays could attract
animals, in potential violation of state
law and policy and the Federal
Endangered Species Act. Several
commenters explained that due to the
location of facilities, increased fog
conditions and harsh winters, it is
unlikely that food waste can be
transported off-site on a daily basis. In
these circumstances, stored waste may
attract wildlife to facility operations,
which could in turn result in potentially
dangerous interactions with personnel.
Commenters argued that longer term onsite storage is not a safe option for either
the wildlife or humans. Further
commenters explained that operational
areas, and areas where they can
accumulate solid waste, are very small,
such that the ability to store multiple
days of solid waste could be
problematic. The commenters asserted
that the use of incinerators to manage
food waste has proven to be a valuable
tool for preventing human/wildlife
interactions.
Response: EPA has revised the
definition of small, remote incinerator
to apply to a unit combusting less than
3 tons of waste per day and located
more than 25 miles from the nearest
landfill. The change to 25 miles and 3
tons of waste combusted per day,
instead of the parameters that were
proposed, will help address the
commenters’ concerns about
applicability for intended units within
this subcategory.
5. Burn-Off Ovens
Comment: Many commenters are
opposed to regulating burn-off ovens
under CISWI. They assert that EPA
severely underestimated the universe of
burn-off ovens and did not consider the
potential subcategories of burn-off ovens
(e.g., metal parts recovery, drum
reclamation, and electric motor
rewinding ovens). Several commenters
argue that the units do not use
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incineration or combustion processes
and instead play a vital role in the
reclaiming and recycling process. Many
commenters claim that regulation of
these units will result in job loss and
closure of businesses.
Response: At proposal, we combined
part, rack, and drum reclamation units
into one burn-off oven subcategory. We
estimated that there were approximately
36 units in the burn-off oven
subcategory. We received comments
during the comment period that
indicated that there may be more than
15,000 units in the burn-off oven
subcategory as we have defined it.
Furthermore, we have no data on drum
reclamation units. We also do not have
data on all CAA section 129 pollutants
for the burn-off ovens we identified at
proposal. For all these reasons, and
because we are not required to finalize
standards for burn-off ovens to comply
with our CAA section 112(c)(6)
obligation, we have determined that this
final action will not subject burn-off
ovens to this standard.
6. Soil Treatment Units
Comment: EPA received a comment
that soil treatment units are unique
units and do not belong in the floor
determination for kilns. The commenter
stated that soil treatment units are
‘‘treating’’ and not ‘‘combusting’’ soil and
therefore should be considered in an
alternative floor analysis.
Response: Based on the information
received during the comment period,
EPA agrees that soil treatment units and
kilns should be separate subcategories.
In addition, information we have
obtained since proposal indicates that
there may be many more soil treatment
units than the two we have identified;
and, therefore, we do not have sufficient
data to set emissions standards for soil
treatment units. For these reasons, we
have determined that this final action
will not subject soil treatment units to
this standard. We do not need to
regulate soil treatment units at this time
in order to comply with our CAA
section 112(c)(6) obligation.
E. Emission Limits
1. Consistency Between Other
Applicable NESHAP Limits
Comment: Many commenters stated
that EPA should adopt MACT
limitations of similar stringency for
similar units, irrespective of whether
the source is regulated as a kiln or ERU
under CAA section 112 or a CISWI unit
under CAA section 129. Commenters
stated that for some emissions, the two
rules apply to similar equipment
burning similar fuels for similar
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purposes, but the emission limits are
clearly different. They suggested that
efforts be made by the EPA either to
explain the differences or to develop
more adequate and consistent limits in
the regulations. One commenter stated
that EPA should express standards for
waste-burning cement kilns in a
production-based form for a direct
comparison of standards with the
Portland Cement NESHAP.
Response: As commenters note, we
have subcategorized units to the extent
we determined appropriate within the
CISWI population, to reflect similar
design considerations as subcategories
for non-CISWI units, however, the fact
that units are similar does not authorize
EPA to set similar standards under CAA
section 112 and section 129. As we have
discussed elsewhere in our descriptions
of the MACT floor analysis, we are
calculating emission limits based on
data from units that we believe are
CISWI units based on the definition of
solid waste and the currently available
information. Solid waste incineration
units may not be regulated under CAA
section 112 once we have established
CAA section 129 performance standards
for the category or subcategory, and
solid waste incineration units should
not be included in the floor calculations
for CAA section 112 standards once the
units are identified as solid waste
incineration units. The converse is also
true. The requirements for setting CAA
section 129 standards are different for
new and existing units. For new units,
EPA must base the standards on the
best-performing similar unit for each
subcategory, and, for existing units, we
must base the standards on the average
emissions limitation achieved in
practice for the best-performing 12
percent of units in the subcategory. See
CAA section 129(a)(2). The statute,
therefore, provides some discretion for
EPA to establish new source standards
based on the best controlled similar
source, instead of the best controlled
source in the subcategory. For this
reason, EPA may consider CAA section
112 sources to the extent they are
similar to the CAA section 129 units
when establishing the MACT floor for
new sources. For existing units,
however, EPA is required to use
information from sources in the
subcategory when establishing the
MACT standards. Section 112 of the
CAA contains similar requirements for
establishing the MACT floors. See CAA
section 112(d)(3). Because the existing
sources subject to CAA section 112 will
have different emissions information
than the sources subject to CAA section
129, we may not harmonize the existing
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source standards for similar units
regulated under both CAA section 112
and section 129.
As to the comment that EPA should
establish production based standards for
waste-burning kilns to coincide with the
Portland Cement NESHAP, we note that
CAA section 129 solid waste
incineration rules, including the 2000
CISWI standards, have consistently
presented numeric limits in stack gas
concentration bases. We are maintaining
in the final CISWI standards emission
limits as stack gas concentrations;
however, in response to the comments
on this issue, we note that the kiln
limits in Tables 1 and 2 of the preamble
can be converted to lb/ton clinker or lb/
ton raw feed bases assuming 100,000
dscf/ton clinker and 1.65 ton raw feed/
ton clinker.
2. Opacity Limits
Comment: Several commenters
opposed the setting of opacity limits for
CISWI units. Commenters argued that
opacity has long been considered a
surrogate monitoring methodology for
demonstrating continuous compliance
with PM standards and that the
proposed controls and monitoring
techniques eliminate the need for
opacity monitoring. Many commenters
also suggested that a certified reader is
only able to distinguish opacity in
increments of 5 percent and that the
proposed single digit limits are beyond
the capabilities of Method 9.
Commenters also asserted that the
correlation between PM and opacity is
not demonstrated based on a review of
the data available at proposal. Several
commenters stated that it is not
appropriate to apply a ratio of PM to
opacity based only on data from one
facility in the incinerator category and
apply it to all types of units regulated
under this rule.
Response: At proposal, we had
opacity data for only one unit in the
incinerator subcategory. We developed
opacity standards for the CISWI
subcategories by establishing a ratio of
PM to opacity for the one incinerator
and multiplying that ratio by the PM
MACT standards for each of the
subcategories to establish the opacity
standards for the different subcategories.
75 FR 31956. We requested comment on
this approach. We also requested
comment on whether it was appropriate
to establish opacity standards for CISWI
units at all. EPA is not required to
establish opacity standards for
incineration units pursuant to CAA
section 129(a)(4), which requires EPA to
set numeric emission limitations for
nine pollutants plus ‘‘opacity (as
appropriate).’’
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EPA is not promulgating opacity
limits for CISWI units at this time. As
commenters note, opacity is often
required in CAA rules as a surrogate for
PM to assure compliance with PM
standards when continuous PM
monitoring is not required under the
applicable standard. In this case, we are
requiring PM stack testing in
conjunction with continuous parametric
monitoring; therefore, the need for an
opacity limit is diminished with regards
to CISWI units. In addition, we have
determined it is not appropriate to set
opacity standards given the lack of
opacity data from all but one of the
CISWI units. However, we continue to
maintain that opacity serves as an
indicator of PM, and we may in the
future determine that it is appropriate to
establish opacity limits for CISWI units;
therefore, EPA is requiring opacity
testing for units as part of their annual
testing requirements. Opacity also
serves as an indicator of good air
pollution control practices, and as such,
is a valuable tool for EPA in
determining compliance with the
general provision at 40 CFR 60.11(d)
that sources maintain and operate their
affected facility including associated air
pollution control equipment in a
manner consistent with good air
pollution control practices for
minimizing emissions.
3. Limits for TMB and TEQ for D/F
Comment: Some commenters suggest
that EPA arbitrarily set floors for TEQ
based on a 0.078 ratio between total
mass and TEQ D/F data. Commenters
believe that the data EPA used to
calculate the multiplier was not limited
to the best-performing 12 percent of
sources and thus, the approach does not
conform to the statute, which requires
MACT floors to be set on the basis of the
average of the emissions levels actually
achieved by the best-performing 12
percent of sources.
One commenter asserts that
nondetected target compounds (i.e., the
17 2,3,7,8-substituted PCDD/PCDF TEF
congeners) were treated with a zero
concentration in all of the stack test
reports and that target compounds
reported by the laboratory as an EMPC
were treated with a zero concentration
for TEQ calculations. The commenter
further states that EPA used TEQs
which treated both nondetected target
compounds, as well as those reported as
an EMPC, with a zero concentration
(i.e., ND=0; EMPC=0).
Response: EPA is no longer using a
ratio of TMB to TEQ to calculate limits
for D/F TEQ. EPA further reviewed the
data, including data corrections
submitted after proposal, and used
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source owners to propose site-specific
monitoring plans for approval. These
plans would include CEMS PS and
periodic QA/QC steps to assure the
quality of the alternative monitoring
data. Currently, EPA has the requisite
CEMS PS for Hg monitoring systems
and not for multiple metals CEMS.
The final rule will not require CO
CEMS for existing ERUs, as proposed.
The rule will require operational
parametric monitoring, as the
commenter suggests, for most units
affected by the rule, with CO CEMS
allowed as an option at the source
owner’s discretion.
We agree that a PM CEMS installed
and operated in accordance with PS 11
F. New Data/Corrections to Existing
and the associated QA procedures can
Data
provide assurance of ongoing
compliance without the need for
1. Discussion of EPA Data Validation
additional periodic compliance testing.
and Inclusion of New Data Received
The final rule authorized the optional
Since Proposal
use of PM CEMS. We have retained the
Comment: EPA received several
requirement for PM CEMS on existing
comments on suggested data corrections
ERUs greater than 250 mmBtu/hr to
or new data to incorporate into the
measure continuous compliance for
analysis.
Response: See ‘‘Data Amendments and these larger units.
Corrections Following Proposal’’
2. CEMS Data To Set Standards
memorandum in the docket for a
Comment: Several commenters
discussion on how data were
suggested that any limit where CEMS
incorporated to address comments.
are required, CEMS data must be used
to develop the emission limits. The
G. Testing and Monitoring
commenters discussed their experience
1. Monitoring Alternatives (CEMS in
with CEMS that shows variability is
Lieu of Testing or Parametric
much higher than what a periodic stack
Monitoring, Decisions on PM CEMS and test will show. The commenters
CO CEMS)
suggested that 30 days of continuous
Comment: While some commenters
emission monitoring is insufficient.
supported the use of CO and PM CEMS
They stated that biomass boilers have
to monitor emissions, others argued that seasonal variability that would only be
seen over the course of a year or more.
CEMS should not be required for all
Commenters also requested that EPA be
units due to unreasonable costs and
aware that there may be sources that
impracticality. Several commenters
have installed for criteria pollutants
suggested that EPA evaluate the
feasibility and measurement capabilities under other permit requirements,
particularly for NOX, CO, and SO2, and
of CEMS before requiring their use.
Commenters stated that multi-metals
that sources would prefer to use the
and PM CEMS can be inadequate in
CEMS to demonstrate compliance but
indicating the complex nature of
for the fact that the standards are
emissions and urged EPA not to remove established using stack test data. The
any of the parametric monitoring
commenters suggested that even if the
requirements in lieu of CEMS. Further,
standard only requires a stack test, there
some commenters suggested that
are sources that will be using
compliance testing is not needed if
continuous emission monitors for
CEMS is used to monitor emissions.
compliance purposes.
Response: For the operations and
Response: As noted earlier, we are not
facilities subject to the rule, we believe
requiring CEMS for compliance for
that the combination of periodic
existing units, other than PM CEMS for
compliance emissions testing and
ERUs greater than 250 mmBtu/hr. No
continuous monitoring of operational
ERUs submitted PM CEMS data for us
and parametric control measure
to evaluate in our development of
conditions is appropriate for assuring
emission limits. Therefore, we were
ongoing compliance. The rule allows a
unable to establish limits based on
source owner or operator to install and
CEMS data as the commenter suggests;
operate CEMS in lieu of some testing
however, we have included a longer
and parametric monitoring
averaging period to account for the
requirements. This process requires
variability in PM emissions for these
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individual and total mass congener data
to establish TEQ limits for all
subcategories. The commenter’s
assertion that EMPC and ND values
were treated as zero concentration is
incorrect. Estimated maximum possible
concentration and ND values were not
incorporated into the analysis unless a
facility reported an actual value,
including a reported value of zero. The
TEQ limits were calculated using the
same statistical approach used for the
other regulated pollutants. See section
V.B of this preamble for discussions on
establishing MACT floors, incorporating
nondetect values, and changes in the
statistical approach used to set limits.
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sources. In any case, given the controls
available for PM, we do not believe that
the PM emissions should vary as much
as they may for other pollutants.
Also, as stated above, the rule allows
sources to install and operate CEMS in
lieu of some testing and parametric
monitoring requirements at their
discretion. This process requires source
owners to propose site-specific
monitoring plans for approval. These
plans would include CEMS PS and
periodic QA/QC steps to assure the
quality of the alternative monitoring
data. In allowing optional CEMS usage,
we are providing facilities with
compliance flexibility in case they wish
to use existing CEMS to demonstrate
compliance with the standards.
Facilities that are concerned that they
will not be able to continuously comply
with the emissions limitations if they
use CEMS for those limitations
established based on stack test data
should not avail themselves of the
CEMS alternative.
3. Reduced Testing Provisions
Comment: Commenters contended
that the proposed performance testing
requirements are excessive and should
be reduced to a reasonable and
appropriate level. EPA proposed at 40
CFR 63.2710(b) that all units conduct
performance tests for PM, HCl, fugitive
emissions, and opacity on an annual
basis. EPA further proposed for ERUs
that annual performance tests be
conducted for PM, HCl, Cd, lead, Hg,
dioxins/furans, opacity, fugitive
emissions, NOX, and SO2 (unless a
CEMS is used for either PM, HCl, Hg,
NOX, and/or SO2). Thereafter, EPA
proposed to reduce the frequency to 3
years if there had been three tests in a
row that had results of less than 75
percent of the emission standard.
Commenters recognized EPA has
included a provision to skip to a 3-year
frequency provided a source passes
three tests in a row with at least a 25
percent margin. However, commenters
contended that with the very stringent
limits EPA had proposed, very few units
would likely to qualify for this
provision and, therefore, they were not
sure of its value.
Response: We disagree with the
commenters’ assertions that the
performance testing requirements are
excessive. As discussed earlier, the
combination of periodic compliance
emissions testing and continuous
monitoring of operational and
parametric control measure conditions
is appropriate for assuring continuous
compliance with the emissions
limitations. Without recurring testing,
we would have no way to know if
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parameter ranges established during
initial performance testing remained
viable in the future. The commenter
correctly notes that CEMS may be used
as an option and, if so, annual
performance testing is not required for
the pollutant being measured by a
CEMS.
Regarding the assertion that the
margin for reduced testing is too high to
be effective, we disagree and note that
the intent of this provision is to provide
an incentive for better performers. By
specifying the less than 75 percent of
the emission standard margin, we are
providing such an incentive for good
performance, and not rewarding units
that just barely meet the standard for a
pollutant. Performance testing is
required for all pollutants rather than
PM and HCl only.
In addition, EPA is maintaining the
reduced testing option for units that
demonstrate emissions a specified
percentage below the limits for 3 years.
We have clarified and modified this
option to state that performance testing
for a given pollutant may be performed
every 3 years, instead of annually, if
measured emissions during 2
consecutive annual performance tests
are less than 75 percent of the
applicable emission limit.
Also note that sources that switch
fuels during the year following a
performance test will not qualify for
reduced testing.
H. Start-Up, Shutdown, and
Malfunction Requirements
Comment: Several commenters argued
that emissions limits should not apply
during SSM events while other
commenters stated that SSM emissions
should be included in calculations of
emissions and standards. Several
commenters suggested that in order to
assure that SSM are appropriately
accommodated, EPA must either assure
that the data on which the standard is
based include representative data from
such periods or, alternatively, set a
separate work practice standard to
properly accommodate SSM. Several
commenters contended that EPA did not
consider enough data to adequately
characterize emissions variability, as the
standards were set based only on 3-run
stack test data obtained under the best
of operating conditions (and typically
only one operating condition), no longterm CEMS data were used, no
adjustment was made for fuel or feed
pollutant content variability, and no
data collected during periods of startup
or shutdown were analyzed. Some
commenters suggested that certain
control devices take several hours to
warm-up and that emissions during
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these startup periods will exceed the
emissions standards and would never be
able to recover to meet the average
limitations. Further, several commenters
stated that compliance with emissions
standards during malfunction events
will be difficult to gauge since
emissions testing during such events is
near impossible given the sporadic and
unpredictable nature of malfunctions.
The commenters contended that the rule
could have the effect of forcing units to
choose between safety and compliance
with emissions requirements. The
commenters stated that for some
affected units, malfunctions by their
very nature create unsafe conditions
which can lead to excessive combustible
mixtures that can result in explosions,
equipment damage and personnel
hazards.
Response: The Court vacated portions
of two provisions in EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM. Sierra
Club v. EPA, 551 F.3d 1019 (DC Cir.
2008), cert. denied, 130 S. Ct. 1735 (U.S.
2010). Specifically, the Court vacated
the SSM exemption contained in 40
CFR 63.6(f)(1) and 40 CFR 63.6(h)(1),
that are part of a regulation, commonly
referred to as the ‘‘General Provisions
Rule,’’ that EPA promulgated under
section 112 of the CAA. When
incorporated into CAA section 112(d)
regulations for specific source
categories, these two provisions exempt
sources from the requirement to comply
with the otherwise applicable CAA
section 112(d) emission standard during
periods of SSM.
While the Court’s ruling in Sierra
Club v. EPA, 551 F.3d 1019 (DC Cir.
2008), directly affects only the subset of
CAA section 112(d) rules that
incorporate 40 CFR 63.6(f)(1) and (h)(1)
by reference and that contain no other
regulatory text exempting or excusing
compliance during SSM events, the
legality of source category-specific SSM
provisions such as those adopted in the
2000 CISWI rule is questionable.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
However, by contrast, malfunction is
defined as a ‘‘sudden, infrequent, and
not reasonably preventable failure of air
pollution control equipment, process
equipment, or a process to operate in a
normal or usual manner * * *’’ (40 CFR
60.2). EPA has determined that
malfunctions should not be viewed as a
distinct operating mode and therefore,
any emissions that occur at such times
do not need to be factored into
development of CAA section 129
standards, which, once promulgated,
apply at all times. In Mossville
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15737
Environmental Action Now v. EPA, 370
F.3d 1232, 1242 (DC Cir. 2004), the
court upheld as reasonable standards
that had factored in variability of
emissions under all operating
conditions. However, nothing in section
129 or in case law requires that EPA
anticipate and account for the
innumerable types of potential
malfunction events in setting emission
standards. See Weyerhaeuser v. Costle,
590 F.2d 1011, 1058 (DC Cir. 1978) (‘‘In
the nature of things, no general limit,
individual permit, or even any upset
provision can anticipate all upset
situations. After a certain point, the
transgression of regulatory limits caused
by ‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by
regulation.’’).
It is reasonable to interpret section
129 as not requiring EPA to account for
malfunctions in setting performance
standards. For example, we note that
section 129 uses the concept of ‘‘best
controlled’’ and ‘‘best-performing’’ unit
in defining MACT, the level of
stringency that section 129 performance
standards must meet. Applying the
concept of ‘‘best controlled’’ and ‘‘bestperforming’’ to a unit that is
malfunctioning presents significant
difficulties. The goal of a best controlled
or best-performing unit is to operate in
such a way as to avoid malfunctions of
the unit.
Moreover, even if malfunctions were
considered a distinct operating mode,
we believe it would be impracticable to
take malfunctions into account in
setting CAA section 129 standards for
CISWI units. As noted above, by
definition, malfunctions are sudden and
unexpected events, and it would be
difficult to set a standard that takes into
account the myriad different types of
malfunctions that can occur across all
sources in the category. Moreover,
malfunctions can vary in frequency,
degree, and duration, further
complicating standard setting.
In light of the Sierra Club decision,
EPA proposed to require that sources be
in continuous compliance with
emissions limits at all times, even
during SSM. 75 FR 31964. We proposed
that these sources meet the same
standards at all times. Id. We concluded
that CISWI units would be able to meet
the emissions limitations during periods
of startup because most units used
natural gas or clean distillate oil to start
their incinerators and only add waste
after the incinerator has reached
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combustion temperatures. Id. We
proposed that emissions from burning
natural gas or distillate fuel oil would
generally be significantly lower than
from burning solid waste. Id. We further
proposed that emissions during
shutdown would also be generally
significantly lower because the waste
would be almost fully combusted before
the unit began shutting down. Id. We
proposed that these factors, in
conjunction with the variability built
into the MACT standards and the longer
averaging periods, meant that sources
would be able to comply with the
standards during periods of startup and
shutdown. Id. For violations caused by
malfunction events, EPA stated at
proposal that we would consider
relevant factors in determining the
appropriate action to take.
We have eliminated the SSM
exemption in this rule. Consistent with
Sierra Club v. EPA, EPA has established
standards in this rule that apply at all
times. We have eliminated or revised
certain recordkeeping and reporting
related to the SSM exemption. EPA has
attempted to ensure that we have not
included in the regulatory language any
provisions that are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption.
In establishing the standards in this
final rule, EPA has taken into account
startup and shutdown periods and have
not established different standards for
those periods. The standards that we are
finalizing are based on short term stack
tests for pollutants that generally are not
expected to vary significantly at startup
and shutdown. The possible exception
here is CO, which in some subcategories
such as ERUs, could vary at startup and
shutdown. However, the percent oxygen
operating limits will ensure that
combustion conditions are optimized
and the CO is minimized. Solid waste
and fuel-fired ERUs do not normally
startup and shutdown more the once per
day. Thus, we are not establishing a
separate emission standard for these
periods because startup and shutdown
are part of their routine operations and,
therefore, are already addressed by the
standards. Periods of startup, normal
operations, and shutdown are all
predictable and routine aspects of a
source’s operation. We have evaluated
whether it is appropriate to have the
same standards apply during startup
and shutdown as applied to normal
operations, and as the rule is structured,
well operated and controlled units
should be able to meet the standards at
all times.
In the event that a source fails to
comply with the applicable CAA section
129 standards as a result of a
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malfunction event, EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. EPA would also consider
whether the source’s failure to comply
with the CAA section 129 standard was,
in fact, ‘‘sudden, infrequent, not
reasonably preventable’’ and was not
instead ‘‘caused in part by poor
maintenance or careless operation.’’ 40
CFR 60.2 (definition of malfunction).
Finally, EPA recognizes that even
equipment that is properly designed and
maintained can sometimes fail and that
such failure can sometimes cause an
exceedance of the relevant emission
standard. (See, e.g., State
Implementation Plans: Policy Regarding
Excessive Emissions During
Malfunctions, Startup, and Shutdown
(Sept. 20, 1999); Policy on Excess
Emissions During Startup, Shutdown,
Maintenance, and Malfunctions (Feb.
15, 1983)). EPA is therefore adding to
the final rule an affirmative defense to
civil penalties for exceedances of
emission limits that are caused by
malfunctions. See 40 CFR 60.2265 and
60.2875 (defining ‘‘affirmative defense’’
to mean, in the context of an
enforcement proceeding, a response or
defense put forward by a defendant,
regarding which the defendant has the
burden of proof, and the merits of which
are independently and objectively
evaluated in a judicial or administrative
proceeding.). We also have added other
regulatory provisions to specify the
elements that are necessary to establish
this affirmative defense; the source must
prove by a preponderance of the
evidence that it has met all of the
elements set forth in 60.2120 and
60.2685. See 40 CFR 22.24. The criteria
ensure that the affirmative defense is
available only where the event that
causes an exceedance of the emission
limit meets the narrow definition of
malfunction in 40 CFR 60.2 (sudden,
infrequent, not reasonable preventable
and not caused by poor maintenance
and/or careless operation). For example,
to successfully assert the affirmative
defense, the source must prove by a
preponderance of the evidence that
excess emissions ‘‘[w]ere caused by a
sudden, infrequent, and unavoidable
failure of air pollution control and
monitoring equipment, process
equipment, or a process to operate in a
normal or usual manner * * *’’ The
criteria also are designed to ensure that
steps are taken to correct the
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malfunction, to minimize emissions in
accordance with section § 60.11(d) and
to prevent future malfunctions. For
example, the source must prove by a
preponderance of the evidence that
‘‘[r]epairs were made as expeditiously as
possible when the applicable emission
limitations were being exceeded * * *’’
and that ‘‘[a]ll possible steps were taken
to minimize the impact of the excess
emissions on ambient air quality, the
environment and human health * * *’’
In any judicial or administrative
proceeding, the Administrator may
challenge the assertion of the affirmative
defense and, if the respondent has not
met its burden of proving all of the
requirements in the affirmative defense,
appropriate penalties may be assessed
in accordance with section 113 of the
CAA. See also 40 CFR part 22.77.
I. Notification, Recordkeeping and
Reporting Requirements
1. Electronic Reporting Tool
Comment: Several commenters
requested that EPA remove the
mandatory requirement to use the ERT
for submitting test results. They also
suggest that EPA revise the provision for
test reports, such that these reports be
due no sooner than 90 days following
completion of testing. One commenter
stated that sources had requested in the
ICR proposal stage that EPA not use the
ERT, which was going through Beta
testing, and informed EPA that the ERT
had serious flaws including difficulty of
use, content problems, and
inaccessibility. Several commenters
suggested that data submitted through
the ERT is error-prone and imposes
additional burdens on reporting sources.
Some commenters asserted that EPA
provides no insight or justification in
the preamble or otherwise for requiring
this form of data submittal and that the
cost of this requirement, as compared to
conventional reporting, is not evaluated
or disclosed in discussion of the cost
and impact of the proposed rule.
Commenters state that many of the
affected facilities have not had to
participate in such reporting procedures
in the past, and that these facilities will
require additional staff time, equipment,
and training to accomplish this
requirement. Several commenters argue
that it is also likely that implementation
of the initial testing and most
subsequent testing will be done under
state authority and that unless state
agencies are willing to use this same
ERT, facilities will have a dual
requirement for reporting. Further,
commenters declare that the ERT
bypasses the state, creating data quality
issues. Commenters maintain that it is
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important to look at the qualifiers, the
test methods, the QA/QC plans, and the
justifications before making any
decisions on the validity of the
numbers. The commenters explain that
test results from testing companies can
incorporate a number of ‘‘qualifiers’’ in
their data reporting, and if the electronic
tool cannot accommodate the use of
textual explanation to explain
‘‘qualifiers’’ for reported data, then the
tool’s usefulness and accuracy is
suspect and could cause additional
burden on the facility to explain.
Response: EPA disagrees that the use
of ERT should not be required. The
primary purpose of the emissions test is
the demonstration that the facility meets
the requirements of the rule. The ERT is
designed to streamline, standardize, and
incorporate QA/QC information for all
the test reports and facilitate their
submittal to EPA. The ERT will also
make the process of developing
emissions factors for rulemaking much
more transparent. All the steps taken
and data used to develop emissions
factors for rulemaking will be much
clearer with our new system. We
understand that there will be little or no
reduction in the effort needed to
produce the test report initially, but as
users gain expertise with the system and
it improves over time, the time,
resources, and consistency for review
and evaluation will be improved.
EPA agrees with the commenter on
the length of time required to submit the
ERT data. We plan to extend the period
for entering data into the ERT and
submitting these data to 90 days.
EPA recognizes that there have been
some issues with the use of the ERT,
and we have worked closely with
stakeholders to identify and correct
these issues. As with all new systems,
there are always transition problems as
changes to those systems are
implemented. EPA also disagrees with
comments regarding the error-prone
data resulting from the use of the ERT.
Use of the ERT will help ensure that
QA/QC requirements in the test
methods are addressed. There are data
fields in the ERT that clearly indicate to
all users what information and data are
required for each performance test.
Thus, we believe that the ERT will
improve data quality rather than
provide ‘‘error-prone’’ data. The ERT
was established to facilitate
performance data collection. There are
many performance tests conducted each
year and, along with the associated
pertinent data, it would be very timeconsuming and resource-intensive to
compile, transfer, store, and analyze the
tests and resultant data using a manual
method. Electronic compilation,
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transfer, storage, and analysis are now
our preferred ways to handle this
amount and kind of information. EPA is
committed to electronic compilation
and submittal of data as demonstrated
by the requirement to report data
electronically in the TRI program. Other
EPA programs, such as the acid rain and
greenhouse gas reporting already also
require electronic submittal of data. The
ERT supplements the time-intensive
manual preparation and transcription of
stationary source emissions test plans
and reports for emissions sources testing
with an electronic alternative where the
resulting data can be transmitted more
easily and quickly to EPA and state,
local, or tribal agencies who choose to
use this system. The ERT provides a
format and a process that: (1)
Documents the key information and
procedures required by the existing EPA
Test Methods; (2) facilitates
coordination among the source, the test
contractor, and the regulatory agency in
planning and preparing for the
emissions test; (3) provides for
consistent criteria to characterize
quantitatively the quality of the data
collected during the emissions test; (4)
standardizes the form and content of
test reports; and (5) calculates the
emissions factor, and exports the
emissions factor and associated data to
WebFIRE. We expect the ERT to
significantly reduce the monitoring and
testing burden for testers, source owners
or operators, state, local or tribal
agencies, EPA, and other interested
stakeholders in collecting, reviewing,
storing, and accessing test data and
reports. In addition, the ERT will
produce a final report that we believe
will satisfy test report requirements.
Although the effort required to
compile the performance test
information using the ERT and
submitting it to EPA is different from
the existing procedures, we believe that
once the test contractors and reviewers
have experience with the ERT, the
burden will be comparable to the
existing cost and resources required for
performance testing and reporting. As
stated above, we worked closely with
stack testing companies to set up the
ERT and have the ERT process mimic
most of their work when producing a
final performance test report. We
believe that there is a learning curve for
using the ERT, and it will take a few
tests and reports to become proficient in
its use. However, as users continue to
employ the ERT, the time, effort, and
subsequent costs needed to produce,
review, process, and extract information
from the report will decrease. In
addition, we are working on a fix for the
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15739
ERT that would allow the ERT to extract
data directly into the ERT data fields by
‘‘tagging’’ the data from stack sampling
or industry performance test
spreadsheets.
Regarding the assertion that potential
lack of state acceptance, EPA agrees that
states provide an important function in
verifying the accuracy of performance
tests. EPA has developed the ERT to
include a module for an independent
‘‘third party’’ review of test reports and
data. In this third party review, EPA
envisions an independent reviewer
would evaluate the test reports and
perhaps observe the performance test to
provide an extra level of QA for the
resultant data. EPA believes this step
will help ensure quality tests are
conducted and accurate data are
obtained. State personnel would
perform these reviews for each
performance test before they submit the
test reports to EPA. State personnel are
more familiar with the sources and often
observe the testing. EPA has attempted
to address this issue by providing a
third party review module to the ERT.
In this ERT module, an independent
reviewer would be given some questions
to respond to regarding how the test was
conducted and the quality of the
resultant data. Where the third party
reviewer provides negative responses to
the conduct of a performance test,
points will be deducted from the overall
rating of the performance test. This, in
turn, will impact the overall rating of
the test. Thus, we believe that having an
objective third party reviewer will
improve performance tests and the
resultant data by providing the
incentive to conduct better performance
tests. As mentioned above, states can be
the third party reviewers, if they so
choose. States routinely review
performance tests conducted for
permitting and compliance purposes, so
they would be better suited to review
the tests. EPA also recognizes the states
as having an important role to play in
ensuring that performance tests are
conducted properly and provide quality
data. EPA encourages states to continue
to ensure that performance tests are
conducted properly and subsequently
provide the test reports and data to EPA.
Where stack testers need to deviate
from the test methods, there are
narrative fields that allow the submittal
of this type of information. We
understand that there are conditions
that warrant minor changes or
deviations from the test methods, and in
these cases, there are fields in the ERT
to include this kind of information and,
at the discretion of the responsible
agency, approval of these minor changes
to test methods may be approved in the
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course of approving the test plan. Major
changes to test methods, however, must
be approved in writing by official letter
from the EPA.
2. Records of Non-Waste Materials
Comment: One commenter
recommended that EPA require facilities
to notify appropriate regulatory agencies
once they have determined that they
comply with the requirements of the
non-hazardous secondary materials
legitimacy criteria and/or the processing
requirements in the solid waste
definition rule. The commenter
suggested that notifications should
include information on how the
determination of a homogeneous fuel
was made, and what methods will be
employed to ensure that the fuel used
will continue to comply with the
‘‘homogeneous’’ requirements. The
commenter suggested that clear
recordkeeping and reporting
requirements must be put in place to
ensure that enforcement staff can
determine compliance status. Several
commenters suggested that regulating
the use of recyclable nonhazardous
secondary materials such as tires will
encourage greater use of landfilling
which they asserted is counter to longstanding EPA policy that promotes such
activities.
Response: EPA has added
recordkeeping provisions for units that
burn materials other than traditional
fuels that document how each of those
materials meet the non-waste criteria in
the Solid Waste Definition Rule. The
newly promulgated procedures for
identification of non-hazardous
secondary materials that are solid
wastes when used as fuels in
combustion units at 40 CFR 241.3 are
self-implementing provisions that
require each source owner or operator to
determine whether the materials they
are combusting meet certain legitimacy
criteria, and/or whether the materials
have been processed from a discarded
non-hazardous secondary material.
Materials that remain within the control
of the generator and that meet the
legitimacy criteria specified in
§ 241.3(d), as well as materials that are
produced from the processing of
discarded non-hazardous secondary
materials, and that meet the legitimacy
are not considered solid wastes (see
§ 241.3(b)). Traditional fuels are defined
in the Solid Waste Definition Rule, and
the rule exempts traditional fuels from
being solid waste.
To ensure that owners or operators of
units combusting materials review and
apply the non-waste provisions in the
Solid Waste Definition Rule, EPA is
requiring owners or operators that
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combust materials that are not clearly
listed as traditional fuels document how
the materials meet the legitimacy
criteria and/or the processing
requirements in the Solid Waste
Definition Rule. Failure of a source
owner or operator to correctly apply the
non-waste criteria would result in
incorrect self-assessments as to whether
their combustion units are subject to
CISWI. Requiring sources to document
how the non-waste criteria apply to the
materials combusted will both improve
self-assessments of applicability, and
will assist EPA and states in the proper
identification of sources subject to
CISWI. The definition of CISWI unit is
amended to require that any material
combusted that is not a traditional fuel
will be treated as a solid waste unless
the source makes and keeps the record
documenting how the material meets
non-waste criteria in the Solid Waste
Definition Rule.
If the material being combusted has
received a non-waste determination
pursuant to the petition process in the
Solid Waste Definition Rule at 40 CFR
241.3(c), the source owner or operator
must keep a copy of the non-waste
determination granted by EPA. If the
combustion unit is being regulated
under CAA section 112 regulations for
boilers and process heaters at major
sources (Subpart DDDDD National
Emission Standards for Hazardous Air
Pollutants at Major Sources: Industrial,
Commercial, and Institutional Boilers
and Process Heaters) or for boilers at
area sources (Subpart JJJJJJ—National
Emission Standards for Hazardous Air
Pollutants for Industrial, Commercial,
and Institutional Boilers Area Sources),
the recordkeeping requirements in those
rules that require documentation of nonwaste criteria meet the non-waste
recordkeeping requirements in CISWI.
EPA has similarly added a
recordkeeping requirement and
amended the definition of CISWI unit to
require that sources burning tires make
and keep a certification that confirms
that the tire is part of an established tire
collection program. The Solid Waste
Definition Rule does not include tires
from established tire collection
programs as solid waste. An established
tire collection program is defined in the
solid waste rule as a comprehensive
collection system that ensures scrap
tires are not discarded and are handled
as valuable commodities in accordance
with 40 CFR 241.3(b)(2)(i) from the
point of removal from the automobile
through arrival at the combustion
facility.
The source owner or operator
combusting tires, who is not treating
their tires as solid waste and is not
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subject to the CISWI emission limits,
must keep a record which identifies the
name, owner, and location of the tire
collection program from which they
obtained the tires, the quantity of tires
received from that program and the date
received, and they must document how
the program handles the tires as
valuable commodities consistent with
40 CFR 241.3(b)(2)(i) from the point of
removal from the automobile through
arrival at the combustion facility. The
record may be generated and certified
(signed) by the established tire
collection program, or by the owner or
operator of the unit combusting tires. A
copy of the record must be retained by
the owner or operator of the tire
combustion unit, and produced upon
request. The record must include a
signed certification by either the owner
or operator of the tire collection
program, or the owner or operator of the
combustion unit, that the tires from the
program meet the EPA definition of an
established tire collection program in 40
CFR 241. All tires on-site will be treated
as solid waste, unless this record is
retained, and it is clear as to which tires
each certification pertains. If tires onsite are from more than one collection
program or generator, there must be a
separate certification for each generator
or collection program from which the
tires were obtained, and the owner or
operator of the combustion unit must
keep records which clearly identify the
on-site location of tires associated with
each certification
J. Air Curtain Incinerators
Comment: Commenters requested that
EPA remove the requirement for air
curtain incinerators regulated under
CISWI to obtain a Title V permit. They
suggested that EPA instead require only
those units at major sources or sources
that took federally enforceable limits to
become minor sources to obtain a Title
V permit under CISWI. Some argued
that an air curtain incinerator is
excluded from the statutory definition
of ‘‘solid waste incineration unit.’’
Commenters stated that although CAA
section 129(e) requires a ‘‘solid waste
incineration unit’’ to obtain a Title V
permit, they suggested that the
requirement does not extend to units
that are excluded from the definition of
‘‘solid waste incineration unit,’’ of which
an air curtain incinerator is only one of
several types of excluded units. One
commenter suggested that that EPA
allow permitting agencies flexibility in
addressing the ACI system opacity
limitation. This opacity requirement can
be addressed through minor source
permits, federally enforceable state
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operating permits, registration permits
or Title V general permits.
Response: We are not exempting air
curtain incinerators located at area/
minor source facilities from the
requirement to obtain a Title V permit
in this final rule. Commenters appear to
allege that the requirement to obtain a
Title V requirement does not apply to
them because they are not solid waste
incineration units and the requirement
in CAA section 129(e) applies only to
solid waste incineration units.
Commenters are correct that air curtain
incinerators are not solid waste
incineration units pursuant to CAA
section 129(g)(1)(C), but that is only
correct if the units ‘‘only burn wood
wastes, yard wastes and clean lumber
and [they] * * * comply with opacity
limitations to be established by the
Administrator by rule.’’ EPA has
established opacity limitations for air
curtain incinerators pursuant to sections
111 and 129.
Pursuant to CAA section 502(a),
sources subject to standards or
regulations under CAA section 111 must
obtain a Title V permit; therefore, air
curtain incinerators are required to
obtain a Title V permit. As commenters
note, EPA may exempt minor and area
sources from the requirement to obtain
a Title V permit, but EPA must first
determine that compliance with Title V
requirements is ‘‘impracticable,
infeasible, or unnecessarily
burdensome’’ on the sources before
exempting them (CAA section 502(a)).
EPA has not made the necessary finding
pursuant to CAA section 502(a) for air
curtain incinerators in any of the CAA
section 129 rulemakings, and we believe
that air curtain incinerators exist at CAA
section 129 facilities other than at the
commercial and industrial facilities
subject to this final rule. Because we
think it is important to treat all air
curtain incinerators in the same manner,
we decline to consider a Title V
exemption for minor and area source air
curtain incinerators at commercial and
industrial facilities.
rules, for permitting and inspecting
sources, for enforcing compliance with
the rules, and can apply appropriate
discretion when needed. Commenters
assert that facilities have more frequent
communication with their local
permitting agency, and the permitting
staff have been to the facility and have
knowledge about how the facilities
operate. They suggest that the local
permitting agency can also be more
timely in responding to facilities’
requests, due to their knowledge of the
facility and the limited number of
sources they cover, as opposed to the
larger number of sources under an EPA
regional office.
Response: For previous rules, there
has been some confusion about what
authority can be delegated to and
exercised by state, local, and tribal air
pollution control agencies and what
authority must be retained by EPA. In
some cases, state, local, and tribal air
pollution control agencies were making
decisions, such as allowing waivers of
some provisions of this subpart, which
cannot be delegated to those agencies.
We clarify the authorities retained by
EPA in 40 CFR 60.2030(c), applicable to
the EG and the NSPS. The following
authorities, among others, must be
retained by EPA for all NSPS and EG:
Approval of alternatives to the emission
limits; approval of major alternatives to
test methods or monitoring; and
approval of major alternatives to
recordkeeping and reporting. The list
also specifically includes establishment
of operating limits for control devices
other than those listed in the rule and
review of status reports submitted when
no qualified operators are available.
EPA also retains sole authority for
approval of performance test and data
reduction waivers under 40 CFR 60.8(b),
and preconstruction siting analyses.
These authorities may affect the
stringency of the emission standards or
limitations, which can only be amended
by federal rulemaking; EPA may not
transfer these authorities to state, local,
or tribal air pollution control agencies.
K. Role of States
Comment: Several commenters
believe that the states should retain as
much authority as possible to
implement and enforce the standards.
Other commenters suggest that EPA
allow states and local regulatory
authorities an option for case-by-case
determinations. Some commenters
believe that the local permitting agency
should retain the authority to approve
alternate compliance approaches under
CISWI rules. The commenters argue that
the states are responsible for
incorporating the EG into their own
L. Biased Data Collection From Phase II
ICR Testing
Comment: Many commenters
suggested that EPA ‘‘cherry picked’’ the
best data in setting each standard.
Several commenters believe the data
that EPA gathered to support the CISWI
rule reflects bias, is incomplete,
fundamentally flawed, and that the
standards are arbitrary and capricious.
Some commenters argued that EPA’s
data collection efforts were biased
toward so-called ‘‘top performing
facilities’’ because EPA directed its
information requests to units that it had
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15741
reason to believe were the better
performing units in each subcategory.
The commenters suggested that the
sample population is tainted and has
resulted in proposed standards that are
inordinately stringent, are not
representative of the overall
performance of the sources in
subcategories to which they apply, and
are not in accord with the legal
standards. One commenter suggested
that EPA based the standards on a
relatively minute pool of relevant data
despite the decade and a half long
process that lead to the proposed rules.
Response: EPA disagrees with the
commenters’ assertions that we obtained
skewed data and that data collection
efforts to support the CISWI rule were
biased toward ‘‘top performing
facilities.’’ EPA documents the
procedures used for identifying CISWI
units and collecting information in the
CISWI Test Data Database memo for the
proposed rule dated April 26, 2010. As
explained in the memo, the initial
database of CISWI units operating in the
United States as of 1998 was obtained
from the information collected to
support EPA’s ICR and promulgate the
2000 CISWI rule. In the 2000 CISWI
rule, EPA only regulated solid waste
incineration units at commercial and
industrial facilities that combusted solid
waste solely for the purpose of
destroying the waste. Energy recovery
units (i.e., boilers and process heaters)
and waste-burning kilns (i.e., cement
kilns) were exempt from the 2000 CISWI
rule. In 2005, EPA issued the CISWI
Definitions Rule, which confirmed that
ERUs were exempt from CISWI and
maintained the exemption for cement
kilns. In 2006, the list of CISWI
incinerator units initially identified
based on the CISWI Definitions Rule
was distributed to the 10 EPA Regional
offices to confirm whether the units
were operational. Based on the
information supplied by the EPA
regions, the initial CISWI database was
revised to reflect the unit deletions/
additions provided by the regional
contacts. In 2007, the Court vacated the
CISWI Definitions Rule, concluding that
the rule was flawed because CAA
section 129 unambiguously regulates
any commercial or industrial
combustion unit combusting any solid
waste and the CISWI Definitions Rule
exempted units that combust waste if
the units also recover energy in the
process. NRDC v. EPA, 489 F.3d at 1260.
While not explicitly addressed in the
decision, the implication of the holding
extended beyond ERUs to other
commercial or industrial units
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combusting solid waste, e.g., cement
kilns.
EPA developed a two phase
information collection process to collect
information from units that may be
subject to CISWI in light of the vacatur
of the CISWI Definitions Rule. ‘‘Phase I’’
survey requests were sent to all
commercial and industrial facilities that
we determined may have solid waste
incineration units and for which EPA
did not already have information. The
Phase I surveys were reviewed and used
to update the CISWI inventory for
incinerators or ERUs. ‘‘Phase II’’ surveys
were then sent out to all CISWI units
where emissions test data was missing
from the Phase I database, requesting
these units test and report for the
missing pollutants. Through this
process, EPA requested information
from all known CISWI units, not solely
the best performers as commenters
assert, and we used the data to
determine the best-performing sources
to set the standards for this rule.
VI. Impacts of the Action
A. What are the primary air impacts?
We have estimated the potential
emissions reductions from existing
sources that may be achieved through
implementation of the emission limits.
However, we realize that some CISWI
owners and operators are likely to
determine that alternatives to waste
incineration are viable, such as further
waste segregation or sending the waste
to a landfill or MWC, if available. In
fact, sources operating incinerators,
where energy recovery is not a goal, may
find it cost-effective to discontinue use
of their CISWI unit altogether.
Therefore, we have estimated emissions
reductions attributable to existing
sources complying with the limits, as
well as those reductions that would
occur if the facilities with incinerators
and small, remote incinerators decide to
discontinue the use of their CISWI unit
and use alternative waste disposal
options.
For units combusting wastes for
energy production, such as ERUs and
waste-burning kilns, the decision to
combust or not to combust waste will
depend on several factors. One factor is
the cost to replace the energy provided
by the waste material with a traditional
fuel, such as natural gas. Another factor
would be whether the owner or operator
is purchasing the waste or obtaining it
at no cost from other generators, or if
they are generating the waste on-site
and will have to dispose of the materials
in another fashion, such as landfills.
Lastly, these units would have to
compare the control requirements
needed to meet the CISWI emission
limits with those needed if they stop
burning solid waste and are then subject
to a NESHAP instead. As mentioned
before, we have attempted to align the
monitoring requirements for similar
non-waste-burning sources as closely as
possible in an effort to make them
consistent and to help sources make the
cross-walk between waste and nonwaste regulatory requirements as simple
as possible.
The emissions reductions that would
be achieved under this rule using the
definition of solid waste under RCRA
are presented in Table 10 of this
preamble.
TABLE 10—EMISSIONS REDUCTIONS FOR MACT COMPLIANCE AND ALTERNATIVE DISPOSAL OPTIONS FOR EXISTING
CISWI USING THE EMISSION LIMITS
Reductions achieved
through meeting
MACT
(ton/yr)
Pollutant
Reductions achieved
assuming incinerators
and small, remote
incinerators use
alternative
disposal
(ton/yr) a
431.2
23,449
4.52
0.902
0.106
1,671
0.000125
5,627
5,208
443.3
23,414
4.53
0.903
0.109
1,674
0.000127
5,734
5,259
36,392
36,530
HCl ...................................................................................................................................................
CO ....................................................................................................................................................
Pb .....................................................................................................................................................
Cd ....................................................................................................................................................
Hg ....................................................................................................................................................
PM (filterable) ..................................................................................................................................
dioxin, furans ...................................................................................................................................
NOX ..................................................................................................................................................
SO2 ..................................................................................................................................................
Total ..........................................................................................................................................
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a The
estimated emission reduction does not account for any secondary impacts associated with alternate disposal of diverted ERU fuel.
EPA expects that many existing
CISWI owners and operators may find
that alternate disposal options are
preferable to complying with the
standards for the incinerator and small,
remote incinerator subcategories. Our
experience with regulations for MWC,
HMIWI and, in fact, CISWI, has shown
that negative growth in the source
category historically occurs upon
implementation of CAA section 129
standards. Since CISWI rules were
promulgated in 2000 and have been in
effect for existing sources since 2005,
many existing units have closed. At
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promulgation in 2000, EPA estimated
122 units in the CISWI population. In
comparison, the incinerator subcategory
in this rule, which contains any such
units subject to the 2000 CISWI rule, has
28 units. EPA is not aware of any
construction of new units since 2000, so
we do not believe there are any units
that are currently subject to the 2000
CISWI NSPS. The revised CISWI rule is
more stringent, so we expect this trend
to continue. However, EPA does
recognize that some facilities may opt to
replace aging incinerator units with new
units where it is cost effective or
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alternative disposal options are not
feasible, as may be the case with some
incinerators, or in very remote locations.
We estimate that there could be one new
incineration unit within the next 5
years, and possibly five new small
remote incinerators within that time. In
these cases, we have developed model
CISWI unit emissions reduction
estimates for these subcategories using
the existing unit baseline and the new
source emission limits. Table 11 of this
preamble presents the model plant
emissions reductions that would be
expected for new sources.
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15743
TABLE 11—EMISSIONS REDUCTIONS ON A MODEL PLANT BASIS
Emission reduction for CISWI
subcategory model units
(tpy unless otherwise noted)
Pollutant
Incinerator
HCl ...............................................................................................................................................................
CO ................................................................................................................................................................
Pb .................................................................................................................................................................
Cd ................................................................................................................................................................
Hg ................................................................................................................................................................
PM (filterable) ..............................................................................................................................................
D/F (total mass) a .........................................................................................................................................
NOX ..............................................................................................................................................................
SO2 ..............................................................................................................................................................
3.67
1.23
0.83
0.022
0.004
148
0.0018
16.3
7.6
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0.0
0.25
0.0037
0.0007
0.000012
0.5
0.0
0.15
0.15
178
Total ......................................................................................................................................................
a D/F
Small, remote
incinerator
1.05
estimates are given in lb/yr.
We do not anticipate that any new
energy recovery or waste-burning kiln
units will be constructed and will
instead use alternative waste disposal
methods or alternative fuels that will
not subject them to the CISWI rule. For
example, whole tires obtained from
approved tire management programs
and tire-derived fuel from which the
metal has been removed is not
considered solid waste under the
definition of solid waste. Consequently,
new cement kiln owners will assess
their regulatory requirements under
CISWI for burning whole tires or tirederived fuel that does not have metals
removed against the costs associated
with removing the metal or obtaining
tires from an approved source and
complying with the applicable NESHAP
instead of the CISWI rule. Our research
suggests that metal removal is routinely
practiced and that several state waste
tire management programs are already
in place, and would most likely be a
viable option for new kiln owners so
that they would not be subject to the
CISWI regulations. Indeed, we expect
that all existing cement kilns that are
classified as being waste-burning solely
due to whole tires will, by the
compliance date for the CISWI
standards, find a way to obtain their
tires through an approved tire
management plan. Likewise, new
sources could engineer their process to
minimize waste generation in the first
place, or to separate wastes so that the
materials sent to a combustion unit
would not meet the definition of solid
waste to begin with. For waste that is
generated, cost analyses have found that
alternative waste disposal is generally
available and less expensive.
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B. What are the water and solid waste
impacts?
In our analysis, we have selected the
lowest cost alternative (i.e., compliance
or alternative disposal) for each facility.
We anticipate affected sources will need
to apply additional controls to meet the
emission limits. These controls may use
water, such as wet scrubbers, which
would need to be treated. We estimate
an annual requirement of 103 billion
gallons per year of additional water
would be required as a result of
operating additional controls or
increased sorbent use.
Likewise, the addition of PM controls
or improvements to controls already in
place will increase the amount of
particulate collected that will require
disposal. Furthermore, ACI may be used
by some sources, which will result in
additional solid waste needing disposal.
The annual amounts of solid waste that
would require disposal are anticipated
to be approximately 19,23733,526 tpy
from PM capture and 14,289,078 tpy
from ACI.
Perhaps the largest impact on solid
waste would come from owners and
operators who decide to discontinue the
use of their CISWI unit and instead send
waste to the landfill or MWC for
disposal. Based on tipping fees and
availability, we would expect most, if
not all, of this diverted waste to be sent
to a local landfill. As we discuss above,
it may be that a good portion of the
incinerators would determine that
alternative disposal is a better choice
than compliance with the standards. We
estimate that approximately 110,417 tpy
of waste would be diverted to a landfill.
For new CISWI units, we estimate an
annual requirement of 9102 million
gallons per year of additional water
would be required as a result of
operating additional controls. The
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annual amounts of solid waste that
would require disposal are anticipated
to be approximately 7275.0 tpy from PM
capture and 8173.0 tpy from ACI.
C. What are the energy impacts?
The energy impacts associated with
meeting the emission limits would
consist primarily of additional
electricity needs to run added or
improved air pollution control devices.
For example, increased scrubber pump
horsepower may cause slight increases
in electricity consumption and sorbent
injection controls would likewise
require electricity to power pumps and
motors. In our analysis, we have
selected the lowest cost alternative (i.e.,
compliance or alternative disposal) for
each facility. By our estimate, we
anticipate that an additional 214,356
MW-hours per year would be required
for the additional and improved control
devices.
As discussed earlier, there could be
instances where owners and operators
of ERUs and waste-burning kilns decide
to cease burning waste materials. In
these cases, the energy provided by the
burning of waste would need to be
replaced with a traditional fuel, such as
natural gas. Assuming an estimate that
50 percent of the energy input to ERUs
and kilns are from waste materials, an
estimate of the energy that would be
replaced with a traditional fuel if all
existing units stopped burning waste
materials, is approximately 56 TBtu/yr.
For new CISWI units, we anticipate
that 511 MW-hours per year would be
required for additional and improved
control devices. Since we do not
anticipate any new energy recovery or
waste-burning kiln units to be
constructed, there would be no
additional estimate for energy that
would be replaced with a traditional
fuel.
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D. What are the secondary air impacts?
For CISWI units adding controls to
meet the emission limits, we anticipate
minor secondary air impacts. The
combustion of fuel needed to generate
additional electricity and to operate
RTO controls would yield slight
increases in emissions, including NOX,
CO, PM, and SO2 and an increase in CO2
emissions. Since NOX and SO2 are
covered by capped emissions trading
programs, and methodological
limitations prevent us from quantifying
the change in CO and PM, we do not
estimate an increase in secondary air
impacts for this rule from additional
electricity demand.
We believe it likely that the
incinerators may elect to discontinue
the use of their CISWI unit and send the
waste to the landfill or other disposal
means. As we discussed in the solid
waste impacts above, this could result
in approximately 110,417 tpy of waste
going to landfills. By using EPA’s
Landfill Gas Estimation Model, we
estimate that, over the 20-year expected
life of a CISWI unit, the resulting
methane generated by a landfill
receiving the waste would be about
96,300 tons. If this landfill gas were
combusted in a flare, assuming typical
flare emission factors and landfill gas
chlorine, Hg, and sulfur concentrations,
the following emissions would be
expected: 20 tons of PM; 8 tons of HCl;
16 tons of SO2; 890 tons of CO; 46 tons
of NOX; and 1.4 lbs of Hg.
Similar to existing units, we
anticipate minor secondary air impacts
for new CISWI units adding controls as
discussed above.
E. What are the cost and economic
impacts?
We have estimated compliance costs
for all existing units to add the
necessary controls and monitoring
equipment, and to implement the
inspections, recordkeeping and
reporting requirements to comply with
the CISWI standards. We have also
analyzed the costs of alternative
disposal for the subcategories that may
have alternative options to burning
waste, specifically for the incinerators
and the small, remote incinerators that
may have an alternative to incineration.
In our analysis, we have selected the
lowest cost alternative (i.e., compliance
or alternative disposal) for each facility.
Based on this analysis, we anticipate an
overall total capital investment of $652
million with an associated total annual
cost of $232 million ($2008).
Under the rule, EPA’s economic
model suggests the average national
market-level variables (prices,
production-levels, consumption,
international trade) will not change
significantly (e.g., are less than 0.02
percent).
EPA performed a screening analysis
for impacts on small entities by
comparing compliance costs to sales/
revenues (e.g., sales and revenue tests).
EPA’s analysis found the tests were
below 3 percent for five of the nine
small entities included in the screening
analysis.
In addition to estimating this rule’s
social costs and benefits, EPA has
estimated the employment impacts of
the final rule. We expect that the rule’s
direct impact on employment will be
small. We have not quantified the rule’s
indirect or induced impacts. For further
explanation and discussion of our
analysis, see Chapter 4 of the RIA.
For new CISWI units, we have
estimated compliance costs for units
coming online in the next 5 years. This
analysis is based on the assumption that
one new incinerator will come online
over 5 years and one new small, remote
incinerator will come online each year
over the next 5 years. Additionally, it
was assumed that each model unit will
add the necessary controls, monitoring
equipment, inspections, recordkeeping,
and reporting requirements to comply
with NSPS limits. Based on our
analysis, we anticipate an overall total
capital investment of $8.4 million over
5 years with an associated total annual
cost (for 2015) of $2.6 million.
F. What are the benefits?
We estimate the monetized benefits of
this regulatory action to be $340 million
to $830 million (2008$), 3 percent
discount rate) in the implementation
year (2015). The monetized benefits of
the regulatory action at a 7 percent
discount rate are $310 million to $750
million (2008$). These estimates reflect
energy disbenefits valued at $3.8
million. Using alternate relationships
between PM2.5 and premature mortality
supplied by experts, higher and lower
benefits estimates are plausible, but
most of the expert-based estimates fall
between these two estimates.4 A
summary of the monetized benefits
estimates at discount rates of 3 percent
and 7 percent is in Table 12 of this
preamble.
TABLE 12—SUMMARY OF THE MONETIZED BENEFITS ESTIMATES FOR THE CISWI NSPS AND EG IN 2015
[Millions of 2008$] 1 2
Estimated
emission
reductions
(tpy)
Pollutant
Total monetized
benefits
(3% discount rate)
Total monetized
benefits
(7% discount rate)
710
$160 to $400 .............
$150 to $360.
5,170
5,544
$150 to $370 .............
$27 to $66 .................
$140 to $340.
$24 to $59.
Total .......................................................................................................
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PM2.5 ....................................................................................................................
PM2.5 Precursors:
SO2 ...............................................................................................................
NOX ..............................................................................................................
........................
$340 to $830 .............
$310 to $750.
1 All estimates are for the implementation year (2015) and are rounded to two significant figures so numbers may not sum across rows. All fine
particles are assumed to have equivalent health effects, but the benefit-per-ton estimates vary between precursors because each ton of precursor reduced has a different propensity to form PM2.5. Benefits from reducing HAP are not included. These estimates do not include the energy
disbenefits valued at $3.8 million, but the rounded totals do not change. CO2-related disbenefits were calculated using the social cost of carbon,
which is discussed further in the RIA.
2 The estimates in this table reflect the estimates in the RIA. Due to last minute changes, we were unable to incorporate the final engineering
costs and emission reductions into the RIA, which would decrease the costs by approximately 22% and increase the monetized benefits by approximately 4% from those shown here.
4 Roman, et al., 2008. Expert Judgment
Assessment of the Mortality Impact of Changes in
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Ambient Fine Particulate Matter in the U.S.
Environ. Sci. Technol., 42, 7, 2268–2274.
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These benefits estimates represent the
total monetized human health benefits
for populations exposed to less PM2.5 in
2015 from controls installed to reduce
air pollutants in order to meet these
standards. These estimates are
calculated as the sum of the monetized
value of avoided premature mortality
and morbidity associated with reducing
a ton of PM2.5 and PM2.5 precursor
emissions. To estimate human health
benefits derived from reducing PM2.5
and PM2.5 precursor emissions, we used
the general approach and methodology
laid out in Fann, Fulcher, and Hubbell
(2009).5
To generate the benefit-per-ton
estimates, we used a model to convert
emissions of direct PM2.5 and PM2.5
precursors into changes in ambient
PM2.5 levels and another model to
estimate the changes in human health
associated with that change in air
quality. Finally, the monetized health
benefits were divided by the emission
reductions to create the benefit-per-ton
estimates. These models assume that all
fine particles, regardless of their
chemical composition, are equally
potent in causing premature mortality
because there is no clear scientific
evidence that would support the
development of differential effects
estimates by particle type. Directly
emitted PM2.5, SO2, and NOX are the
primary precursors affected by this rule.
Even though we assume that all fine
particles have equivalent health effects,
the benefit-per-ton estimates vary
between precursors because each ton of
precursor reduced has a different
propensity to form PM2.5. For example,
SO2 has a lower benefit-per-ton estimate
than direct PM2.5 because it does not
directly transform into PM2.5, and
because sulfate particles formed from
SO2 emissions can transport many
miles, including over areas with low
populations. Direct PM2.5 emissions
convert directly into ambient PM2.5,
thus, to the extent that emissions occur
in population areas, exposures to direct
PM2.5 will tend to be higher, and
monetized health benefits will be higher
than for SO2 emissions.
For context, it is important to note
that the magnitude of the PM benefits is
largely driven by the concentration
response function for premature
mortality. Experts have advised EPA to
consider a variety of assumptions,
including estimates based on both
empirical (epidemiological) studies and
judgments elicited from scientific
5 Fann, N., C.M. Fulcher, B.J. Hubbell. 2009. ‘‘The
influence of location, source, and emission type in
estimates of the human health benefits of reducing
a ton of air pollution.’’ Air Qual Atmos Health
(2009) 2:169–176.
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experts, to characterize the uncertainty
in the relationship between PM2.5
concentrations and premature mortality.
For this rule, we cite two key empirical
studies, the American Cancer Society
cohort study 6 and the extended Six
Cities cohort study.7 In the RIA for this
rule, which is available in the docket,
we also include benefits estimates
derived from expert judgments and
other assumptions.
EPA strives to use the best available
science to support our benefits analyses.
We recognize that interpretation of the
science regarding air pollution and
health is dynamic and evolving. After
reviewing the scientific literature and
recent scientific advice, we have
determined that the no-threshold model
is the most appropriate model for
assessing the mortality benefits
associated with reducing PM2.5
exposure. Consistent with this recent
advice, we are replacing the previous
threshold sensitivity analysis with a
new ‘‘LML’’ assessment. While an LML
assessment provides some insight into
the level of uncertainty in the estimated
PM mortality benefits, EPA does not
view the LML as a threshold and
continues to quantify PM-related
mortality impacts using a full range of
modeled air quality concentrations.
Most of the estimated PM-related
benefits in this rule would accrue to
populations exposed to higher levels of
PM2.5. Using the Pope, et al., (2002)
study, 85 percent of the population is
exposed at or above the LML of 7.5 μg/
m3. Using the Laden, et al., (2006)
study, 40 percent of the population is
exposed above the LML of 10 μg/m3. It
is important to emphasize that we have
high confidence in PM2.5-related effects
down to the lowest LML of the major
cohort studies. This fact is important,
because as we estimate PM-related
mortality among populations exposed to
levels of PM2.5 that are successively
lower, our confidence in the results
diminishes. However, our analysis
shows that the great majority of the
impacts occur at higher exposures.
This analysis does not include the
type of detailed uncertainty assessment
found in the 2006 PM2.5 NAAQS RIA
because we lack the necessary air
quality input and monitoring data to run
the benefits model. In addition, we have
not conducted any air quality modeling
6 Pope, et al., 2002. ‘‘Lung Cancer,
Cardiopulmonary Mortality, and Long-term
Exposure to Fine Particulate Air Pollution.’’ Journal
of the American Medical Association 287:1132–
1141.
7 Laden, et al., 2006. ‘‘Reduction in Fine
Particulate Air Pollution and Mortality.’’ American
Journal of Respiratory and Critical Care Medicine.
173: 667–672.
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for this rule. The 2006 PM2.5 NAAQS
benefits analysis 8 provides an
indication of the sensitivity of our
results to various assumptions.
It should be emphasized that the
monetized benefits estimates provided
above do not include benefits from
several important benefit categories,
including reducing other air pollutants,
ecosystem effects, and visibility
impairment. The benefits from reducing
HAP have not been monetized in this
analysis, including reducing 25,000 tons
of CO, 470 tons of HCl, 4.1 tons of Pb,
0.95 tons of Cd, 260 pounds of Hg and
92 grams of total D/F each year.
Although we do not have sufficient
information or modeling available to
provide monetized estimates for this
rulemaking, we include a qualitative
assessment of the health effects of these
air pollutants in the RIA for this rule,
which is available in the docket.
In addition, the monetized benefits
estimates provided in Table 12 of this
preamble do not reflect the disbenefits
associated with increased electricity and
fuel consumption to operate the control
devices. We estimate that the increases
in emissions of CO2 would have
disbenefits valued at $3.8M at a 3
percent discount rate. Carbon Dioxiderelated disbenefits were calculated
using the social cost of carbon, which is
discussed further in the RIA. However,
these disbenefits do not change the
rounded total monetized benefits. In the
RIA, we also provide the monetized CO2
disbenefits using discount rates of 5
percent (average), 2.5 percent (average),
and 3 percent (95th percentile).
VII. Statutory and Executive Order
Reviews
A. Executive Order 12866 and 13563:
Regulatory Planning and Review
Under section 3(f)(1) of Executive
Order 12866 (58 FR 51735; October 4,
1993) and Executive Order 13563 (76 FR
3821, January 21, 2011), this action is a
‘‘significant regulatory action’’ because it
will have an annual effect on the
economy of $100 million or more.
Accordingly, EPA submitted this action
to the OMB for review under Executive
Orders 12866 and 13563, and any
changes made in response to OMB
recommendations have been
documented in the docket for this
action. In addition, EPA prepared an
analysis of the potential costs and
benefits associated with this action.
This analysis is contained in
8 U.S. Environmental Protection Agency, 2006.
Final Regulatory Impact Analysis: PM2.5 NAAQS.
Prepared by Office of Air and Radiation. October.
Available on the Internet at https://www.epa.gov/ttn/
ecas/ria.html.
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‘‘Regulatory Impact Analysis: Standards
of Performance for New Stationary
Sources and Emission Guidelines for
Existing Sources: Commercial and
Industrial Solid Waste Incineration
Units.’’ A copy of the analysis is
available in the Docket EPA–HQ–OAR–
2003–0119 and the analysis is briefly
summarized in section VI of this
preamble. The net benefits table is also
provided here.
TABLE 13—SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE CISWI NSPS AND
EMISSIONS GUIDELINES IN 2015
[Millions of 2008$] a d
3% Discount rate
Option 1: MACT Floor:
Total Monetized Benefits b .............
Total Social Costs c ........................
Net Benefits ...................................
Non-monetized Benefits ................
Option 2: Beyond-the-Floor:
Total Monetized Benefits b .............
Total Social Costs c ........................
Net Benefits ...................................
Non-monetized Benefits ................
7% Discount rate
$340 to $830 ........................................................................................................
$280 .....................................................................................................................
$60 to $550 ..........................................................................................................
25,000 tons of CO.
470 tons of HCl.
260 pounds of Hg.
0.95 tons of Cd.
4.1 tons of lead.
92 grams of dioxins/furans.
Health effects from NO2 and SO2 exposure.
Ecosystem effects.
Visibility impairment.
$310 to $750.
$280.
$30 to $470.
$430 to $1,100 .....................................................................................................
$300 .....................................................................................................................
$130 to $770 ........................................................................................................
25,000 tons of CO.
470 tons of HCl.
260 pounds of Hg.
0.95 tons of Cd.
4.1 tons of lead.
92 grams of dioxins/furans.
Health effects from NO2 and SO2 exposure.
Ecosystem effects.
Visibility impairment.
$390 to $960.
$300.
$90 to $660.
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a All estimates are for the implementation year (2015), and are rounded to two significant figures. These results include units anticipated to
come online and the lowest cost disposal assumption.
b The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of directly emitted PM2.5 and PM2.5 precursors such as NOX and SO2. It is important to note that the monetized benefits include many but not all health effects
associated with PM2.5 exposure. Benefits are shown as a range from Pope, et al. (2002) to Laden, et al. (2006). These models assume that all
fine particles, regardless of their chemical composition, are equally potent in causing premature mortality because there is no clear scientific evidence that would support the development of differential effects estimates by particle type. These estimates include energy disbenefits valued at
$3.8 million.
c The methodology used to estimate social costs for 1 year in the multimarket model using surplus changes results in the same social costs for
both discount rates.
d The estimates in this table reflect the estimates in the RIA. Due to last minute changes, we were unable to incorporate the final engineering
costs and emission reductions into the RIA, which would decrease the costs by approximately 22% and increase the monetized benefits by approximately 4% from those shown here.
B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to the OMB
under the PRA, 44 U.S.C. 3501 et seq.
The information collection requirements
are not enforceable until OMB approves
them. The ICR documents prepared by
EPA have been assigned EPA ICR
number 2384.02 for subpart CCCC, 40
CFR part 60 and 2385.02 for subpart
DDDD, 40 CFR part 60.
When a malfunction occurs, sources
must report them according to the
applicable reporting requirements of
these Subparts. An affirmative defense
to civil penalties for exceedances of
emission limits that are caused by
malfunctions is available to a source if
it can demonstrate that certain criteria
and requirements are satisfied. The
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criteria ensure that the affirmative
defense is available only where the
event that causes an exceedance of the
emission limit meets the narrow
definition of malfunction in 40 CFR 63.2
(sudden, infrequent, not reasonably
preventable and not caused by poor
maintenance and or careless operation)
and where the source took necessary
actions to minimize emissions. In
addition, the source must meet certain
notification and reporting requirements.
For example, the source must prepare a
written root cause analysis and submit
a written report to the Administrator
documenting that it has met the
conditions and requirements for
assertion of the affirmative defense.
To provide the public with an
estimate of the relative magnitude of the
burden associated with an assertion of
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the affirmative defense position adopted
by a source, EPA provides an
administrative adjustment to this ICR
that shows what the notification,
recordkeeping and reporting
requirements associated with the
assertion of the affirmative defense
might entail. EPA’s estimate for the
required notification, reports and
records, including the root cause
analysis, totals $3,141 and is based on
the time and effort required of a source
to review relevant data, interview plant
employees, and document the events
surrounding a malfunction that has
caused an exceedance of an emission
limit. The estimate also includes time to
produce and retain the record and
reports for submission to EPA. EPA
provides this illustrative estimate of this
burden because these costs are only
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incurred if there has been a violation
and a source chooses to take advantage
of the affirmative defense.
The requirements in this final rule
result in industry recordkeeping and
reporting burden associated with review
of the amendments for all CISWI, and
inspections of scrubbers, FFs, and other
air pollution control devices that may be
used to meet the emission limits for all
CISWI. Ongoing parametric monitoring
requirements for ESPs, SNCR, and ACI
are also required of all CISWI units.
Stack testing and development of new
parameter limits would be necessary for
CISWI that need to make performance
improvements in order to meet the
emission limits and for CISWI that,
prior to this action, have not been
required to demonstrate compliance
with certain pollutants. Visual
emissions tests would be required for all
subcategories except waste-burning
kilns on an annual basis. Energy
recovery units would be required to
continuously monitor percent oxygen,
and units larger than 250 mmBtu/hr
would be required to monitor PM
emissions using a PM CEMS. Wasteburning kilns would be required to
continuously monitor Hg emissions
using a Hg CEMS and PM emissions
using a PM CEMS. Any new CISWI
would also be required to continuously
monitor CO emissions. The annual
average burden associated with
recordkeeping and reporting
requirements for the EG over the first 3
years following promulgation is
estimated to be 14,672 hours at a total
annual labor cost of $522,323. The total
capital and startup plus the O&M costs
with the EG monitoring requirements,
EPA Method 22 at 40 CFR part 60,
appendix A–7 testing, initial stack
testing, annual stack testing, storage of
data and reports and photocopying and
postage over the 3-year period of the ICR
are estimated at $18,592,079 total and
$6,197,360 per year. (The annual
inspection costs are included under the
recordkeeping and reporting labor
costs.) The annual average burden
associated with the NSPS over the first
3 years following promulgation of this
final rule is estimated to be 858 hours
at a total annual labor cost of $30,527,
since we anticipate only one new small
remote incineration unit to be
constructed per year. Burden is defined
at 5 CFR 1320.3(b).
An Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it currently displays a valid OMB
control number. The OMB control
numbers for EPA’s regulations are listed
in 40 CFR part 9. When this ICR is
approved by OMB, the Agency will
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publish a technical amendment to 40
CFR part 9 in the Federal Register to
display the OMB control number for the
approved information collection
requirements contained in this final
rule.
C. Regulatory Flexibility Act
The RFA generally requires an agency
to prepare a regulatory flexibility
analysis of any rule subject to notice
and comment rulemaking requirements
under the Administrative Procedures
Act or any other statute unless the
Agency certifies that the rule will not
have a significant economic impact on
a substantial number of small entities.
Small entities include small businesses,
small government organizations and
small government jurisdictions.
For purposes of assessing the impacts
of the rule on small entities, small entity
is defined as: (1) A small business as
defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; or (3) a small organization
that is any not-for-profit enterprise that
is independently owned and operated
and is not dominant in its field.
After considering the economic
impacts of the rule on small entities, I
certify that this action will not have a
significant economic impact on a
substantial number of small entities. We
estimate that there are 88 entities
subject to this regulation, of which 10 of
them are considered to be small
companies. The small entities directly
regulated by the rule are facilities
engaged in industrial or commercial
operations, such as paper and
paperboard manufacturing and utility
providers. The average cost-to-sales
ratios for small companies are below 3.5
percent. The median ratio is 2.2 percent.
Only four entities, which are in 3
different industries, have a sales test
that exceeds 3 percent. For the purposes
of this rulemaking, four is not
considered a ‘‘substantial number’’ of
small entities.
Although this rule will not have a
significant economic impact on a
substantial number of small entities,
EPA nonetheless has tried to reduce the
impact of this rule on small entities.
D. Unfunded Mandates Reform Act
Title II of the UMRA of 1995, 2 U.S.C.
1531–1538, requires federal agencies,
unless otherwise prohibited by law, to
assess the effects of their regulatory
actions on state, local, and tribal
governments and the private sector.
This rule contains a federal mandate
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that may result in expenditures of $100
million or more for state, local, and
tribal governments, in the aggregate, or
the private sector in any 1 year.
Accordingly, EPA has prepared under
section 202 of the UMRA a written
statement, which is summarized below.
1. Statutory Authority
As discussed in section II.A of this
preamble, the statutory authority for the
final rule is CAA sections 129 and 111.
CAA section 129 CISWI standards
include numeric emissions limitations
for the nine pollutants specified in CAA
section 129(a)(4), and may include
emission limitations for opacity. Section
129(a)(2) of the CAA directs EPA to
develop standards based on MACT,
which require existing and new major
sources to control emissions of the nine
pollutants.
In compliance with section 205(a) of
the UMRA, we identified and
considered a reasonable number of
regulatory alternatives. The regulatory
alternative upon which the rule is based
is the least costly, most cost-effective
alternative to achieve the statutory
requirements of CAA section 129.
2. Social Costs and Benefits
The RIA prepared for the final rule,
including the EPA’s assessment of costs
and benefits, is detailed in the
‘‘Regulatory Impact Analysis: Standards
of Performance for New Stationary
Sources and Emission Guidelines for
Existing Sources: Commercial and
Industrial Solid Waste Incineration
Units’’ in the docket. Based on estimated
compliance costs on all sources
associated with the final rule and the
predicted change in prices and
production in the affected industries,
the estimated social costs of the final
rule are $218 million (2008 dollars). In
the year of full implementation (2015),
EPA estimates the monetized PM2.5
benefits of the NSPS and EG are $340
million to $830 million and $310
million to $750 million, at 3 percent and
7 percent discount rates respectively.
All estimates are in 2008$. Using
alternate relationships between PM2.5
and premature mortality supplied by
experts, higher and lower benefits
estimates are plausible, but most of the
expert-based estimates fall between
these estimates. The benefits from
reducing other air pollutants have not
been monetized in this analysis,
including reducing 23,450 tons of CO,
431 tons of HCl, 4.5 tons of Pb, 0.9 tons
of Cd, 210 pounds of Hg, and 110 grams
of total dioxins and furans each year. In
addition, ecosystem benefits and
visibility benefits have not been
monetized in this analysis.
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Exposure to CO can affect the
cardiovascular system and the central
nervous system. Emissions of NOX can
transform into PM, which can result in
fatalities and many respiratory problems
(such as asthma or bronchitis); and NOX
can also transform into ozone causing
several respiratory problems to affected
populations.
The net benefits for the NSPS and EG
are $60 million to $550 million and $30
million to $470 million, at 3 percent and
7 percent discount rates respectively.
All estimates are in 2008$.
3. Future and Disproportionate Costs
The UMRA requires that we estimate,
where accurate estimation is reasonably
feasible, future compliance costs
imposed by the rule and any
disproportionate budgetary effects. Our
estimates of the future compliance costs
of the final rule are discussed
previously in this preamble. We do not
believe that there will be any
disproportionate budgetary effects of the
proposed rule on any particular areas of
the country, state, or local governments,
types of communities (e.g., urban, rural),
or particular industry segments.
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4. Effects on the National Economy
The UMRA requires that we estimate
the effect of the final rule on the
national economy. To the extent
feasible, we must estimate the effect on
productivity, economic growth, full
employment, creation of productive
jobs, and international competitiveness
of the United States goods and services
if we determine that accurate estimates
are reasonably feasible and that such
effect is relevant and material. The
nationwide economic impact of the rule
is presented in the ‘‘Regulatory Impact
Analysis: Standards of Performance for
New Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units’’ in the docket. This
analysis provides estimates of the effect
of the rule on most of the categories
mentioned above. The results of the
economic impact analysis are
summarized in section VI of this
preamble.
5. Consultation With Government
Officials
The UMRA requires that we describe
the extent of EPA’s prior consultation
with affected state, local, and tribal
officials, summarize the officials’
comments or concerns and summarize
our response to those comments or
concerns. We have determined that this
final rule contains no regulatory
requirements that might significantly or
uniquely affect small governments.
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Therefore, this final rule is not subject
to the requirements of section 203 of the
UMRA.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132.
Under Executive Order 13132, EPA
may not issue an action that has
federalism implications, that imposes
substantial direct compliance costs, and
that is not required by statute, unless
the federal government provides the
funds necessary to pay the direct
compliance costs incurred by state and
local governments, or EPA consults with
state and local officials early in the
process of developing the proposed
action.
EPA’s proposed action estimated
expenditures of greater than $100
million to state and local governments
and therefore as specified by the
Executive Order, EPA consulted with
elected state and local government
officials, or their representative national
organizations, when developing
regulations and policies that impose
substantial compliance costs on state
and local governments. Pursuant to
Agency policy, EPA conducted a
briefing for the ‘‘Big 10’’
intergovernmental organizations
representing elected state and local
government officials, as discussed in
section VIII.D of the proposal preamble
(75 FR 63260) to formally request their
comments and input on the action. The
Big 10 provided EPA with feedback on
the proposed standards and EG for SSI
units.
EPA has concluded that this final rule
will not have federalism implications,
as defined by Agency guidance for
implementing the Executive Order, due
to the final rule’s direct compliance
costs on state or local governments
resulting in expenditures of less than
$100 million.
In the spirit of Executive Order 13132
and consistent with EPA policy to
promote communications between EPA
and state and local governments, EPA
specifically solicited comment on the
proposed rule from state and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
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Order 13175, (65 FR 67249; November
9, 2000). EPA is not aware of any CISWI
in Indian country or owned or operated
by Indian tribal governments. Thus,
Executive Order 13175 does not apply
to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
EPA interprets Executive Order 13045
(62 FR 19885; April 23, 1997) as
applying to those regulatory actions that
concern health or safety risks, such that
the analysis required under section 5–
501 of the Executive Order has the
potential to influence the regulation.
This action is not subject to Executive
Order 13045 because it is based solely
on technology performance.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution or Use
This action is not a ‘‘significant energy
action’’ as defined in Executive Order
13211 (66 FR 28355; May 22, 2001)
because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. EPA
estimates that the requirements in this
final rule would cause most CISWI in
the ERU and waste-burning kiln
subcategories to modify existing air
pollution control devices (e.g., increase
the horsepower of their wet scrubbers)
or install and operate new control
devices, resulting in approximately
233,018 MW-hours per year of
additional electricity being used.
Given the negligible change in energy
consumption resulting from this final
rule, EPA does not expect any
significant price increase for any energy
type. The cost of energy distribution
should not be affected by this final rule
at all since the rule would not affect
energy distribution facilities. We also
expect that any impacts on the import
of foreign energy supplies, or any other
adverse outcomes that may occur with
regards to energy supplies, would not be
significant. We, therefore, conclude that
if there were to be any adverse energy
effects associated with this final rule,
they would be minimal.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the NTTAA of 1995),
Public Law 104–113 (15 U.S.C. 272
note) directs EPA to use VCS in its
regulatory activities unless to do so
would be inconsistent with applicable
law or otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures and
business practices) that are developed or
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adopted by VCS bodies. The NTTAA
directs EPA to provide Congress,
through OMB, explanations when the
Agency decides not to use available and
applicable VCS.
EPA conducted searches for the
‘‘Standards of Performance for New
Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units’’ through the
Enhanced NSSN database, which is a
search engine that is defined as a
National Resource for Global Standards,
managed by the ANSI. We also
contacted VCS organizations and
accessed and searched their databases.
This rulemaking involves technical
standards. EPA has decided to use
ASME PTC 19.10–1981, ‘‘Flue and
Exhaust Gas Analyses [Part 10,
Instruments and Apparatus],’’ for its
manual methods of measuring the
oxygen or CO2 content of the exhaust
gas. These parts of ASME PTC 19.10–
1981, Flue and Exhaust Gas Analyses
[Part 10, Instruments and Apparatus] are
acceptable alternatives to EPA Methods
3B, 6, 7 and 7C. This standard is
available from the ASME, 3 Park
Avenue, New York, NY 10016–5990.
Another VCS, ASTM D6735–01,
‘‘Standard Test Method for Measurement
of Gaseous Chlorides and Fluorides
from Mineral Calcining Exhaust
Sources—Impinger Method,’’ is an
acceptable alternative to EPA Method
26A.
Another VCS, ASTM D6784–02,
‘‘Standard Test Method for Elemental,
Oxidized, Particle-Bound and Total
Mercury in Flue Gas Generated from
Coal-Fired Stationary Sources (Ontario
Hydro Method)’’ is an acceptable
alternative to EPA Method 29.
During the search, if the title or
abstract (if provided) of the VCS
described technical sampling and
analytical procedures that are similar to
EPA’s reference method, EPA ordered a
copy of the standard and reviewed it as
a potential equivalent method. All
potential standards were reviewed to
determine the practicality of the VCS for
this rule. This review requires
significant method validation data
which meets the requirements of EPA
Method 301 for accepting alternative
methods or scientific, engineering and
policy equivalence to procedures in
EPA reference methods. The EPA may
reconsider determinations of
impracticality when additional
information is available for particular
VCS.
The search identified 24 other VCS
that were potentially applicable to this
rule in lieu of EPA reference methods.
After reviewing the available standards,
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EPA determined that 22 candidate VCS
(ASTM D3154–00 (2006), ASME
B133.9–1994 (2001), ISO10396:1993
(2007), ISO12039:2001, ASTM D5835–
95 (2007), ASTM D6522–00 (2005),
CAN/CSA Z223.2–M86 (1999), ISO
9096:1992 (2003), ANSI/ASME PTC 38–
1980 (1985), ASTM D3685/D3685M–98
(2005), ISO 7934:1998, ISO 11632:1998,
ASTM D1608–98 (2003),
ISO11564:1998, CAN/CSA Z223.24–
M1983, CAN/CSA Z223.21–M1978,
ASTM D3162–94 (2005), EN 1948–3
(1996), EN 1911–1,2,3 (1998), EN
13211:2001, CAN/CSA Z223.26–
M1987), ASTM D6735–01 (2009)
identified for measuring emissions of
pollutants or their surrogates subject to
emission standards in the rule would
not be practical due to lack of
equivalency, documentation, validation
data, and other important technical and
policy considerations.
Under 40 CFR 60.13(i) of the NSPS
General Provisions, a source may apply
to EPA for permission to use alternative
test methods or alternative monitoring
requirements in place of any required
testing methods, PS, or procedures in
the final rule and any amendments.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629;
February 16, 1994) establishes federal
executive policy on EJ. Its main
provision directs federal agencies, to the
greatest extent practicable and
permitted by law, to make EJ part of
their mission by identifying and
addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects
of their programs, policies, and
activities on minority populations, lowincome, and tribal populations in the
United States.
This final action establishes national
emission standards for new and existing
CISWI units. Based on data amendments
and corrections that were incorporated
following public comment on the
proposed rule, the EPA estimates that
there are approximately 100 such units,
including incinerators, cement kilns,
and ERUs, covered by this rule. The
final rule will reduce emissions of all
the listed HAP emitted from this source.
This includes emissions of Cd, HC1,
lead, Hg, and chlorinated D/F. Adverse
health effects from these pollutants
include cancer, irritation of the lungs,
skin, and mucus membranes; effects on
the central nervous system, and damage
to the kidneys), and acute health
disorders. The rule will also result in
substantial reductions of criteria
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15749
pollutants such as CO, NOX, PM, and
SO2. Sulfur dioxide and NO2 are
precursors for the formation of PM2.5
and ozone. Reducing these emissions
will reduce ozone and PM2.5 formation
and associated health effects, such as
adult premature mortality, chronic and
acute bronchitis, asthma, and other
respiratory and cardiovascular diseases.
The results of the demographic analysis
are presented in RIA, a copy of which
is available in the docket.
Based on the fact that the rule does
not allow emission increases, the EPA
has determined that the rule will not
have disproportionately high and
adverse human health or environmental
effects on minority, low-income, or
tribal populations. However, to the
extent that any minority, low income, or
tribal subpopulation is
disproportionately impacted by the
current emissions as a result of the
proximity of their homes to these
sources, that subpopulation also stands
to see increased environmental and
health benefit from the emissions
reductions called for by this rule.
EPA defines ‘‘Environmental Justice’’
to include meaningful involvement of
all people regardless of race, color,
national origin, or income with respect
to the development, implementation,
and enforcement of environmental laws,
regulations, and policies. To promote
meaningful involvement, EPA
developed a communication and
outreach strategy to ensure that
interested communities had access to
the proposed rule, were aware of its
content, and had an opportunity to
comment during the comment period.
During the comment period, EPA
publicized the rulemaking via EJ
newsletters, tribal newsletters, EJ
listservs, and the Internet, including the
Office of Policy’s Rulemaking Gateway
Web site (https://yosemite.epa.gov/opei/
RuleGate.nsf/). EPA also provided
general rulemaking fact sheets (e.g., why
is this important for my community) for
EJ community groups and conducted
conference calls with interested
communities. In addition, in
implementing the final rule, state and
federal permitting requirements will
provide state and local governments and
members of affected communities the
opportunity to provide comments on the
permit conditions associated with
permitting the sources affected by this
rulemaking.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
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agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2). This rule will be
effective May 20, 2011.
List of Subjects in 40 CFR Part 60
Environmental protection,
Administrative practice and procedure,
Air pollution control, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: February 21, 2011.
Lisa Jackson,
Administrator.
For the reasons stated in the
preamble, Title 40, chapter I, of the
Code of Federal Regulations is amended
as follows:
PART 60—[AMENDED]
Subpart CCCC—Standards of
Performance for Commercial and
Industrial Solid Waste Incineration
Units
1. The authority citation for part 60
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
■
■
■
■
2. Section 60.17 is amended by:
a. Adding paragraph (a)(93).
b. Revising paragraph (h)(4).
c. Adding paragraph (o).
§ 60.17
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4. Section 60.2005 is revised to read
as follows:
■
Incorporations by reference.
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*
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*
(a) * * *
(93) ASTM D6784–02 (Reapproved
2008) Standard Test Method for
Elemental, Oxidized, Particle-Bound
and Total Mercury in Flue Gas
Generated from Coal-Fired Stationary
Sources (Ontario Hydro Method),
approved April 1, 2008, IBR approved
for §§ 60.2165(j), 60.2730(j), tables 1, 5,
6 and 8 to subpart CCCC, and tables 2,
6, 7, and 9 to subpart DDDD,
§§ 60.4900(b)(4)(v), 60.5220(b)(4)(v),
tables 1 and 2 to subpart LLLL, and
tables 2 and 3 to subpart MMMM.
*
*
*
*
*
(h) * * *
(4) ANSI/ASME PTC 19.10–1981,
Flue and Exhaust Gas Analyses [Part 10,
Instruments and Apparatus], IBR
approved for § 60.56c(b)(4), § 60.63(f)(2)
and (f)(4), § 60.106(e)(2),
§§ 60.104a(d)(3), (d)(5), (d)(6), (h)(3),
(h)(4), (h)(5), (i)(3), (i)(4), (i)(5), (j)(3),
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and (j)(4), § 60.105a(d)(4), (f)(2), (f)(4),
(g)(2), and (g)(4), § 60.106a(a)(1)(iii),
(a)(2)(iii), (a)(2)(v), (a)(2)(viii), (a)(3)(ii),
and (a)(3)(v), and § 60.107a(a)(1)(ii),
(a)(1)(iv), (a)(2)(ii), (c)(2), (c)(4), and
(d)(2), tables 1 and 3 of subpart EEEE,
tables 2 and 4 of subpart FFFF, table 2
of subpart JJJJ, §§ 60.4415(a)(2) and
(a)(3), 60.2145(s)(1)(i) and (ii),
60.2145(t)(1)(ii), 60.2145(t)(5)(i),
60.2710(s)(1)(i) and (ii), 60.2710(t)(1)(ii),
60.2710(t)(5)(i), 60.2710(w)(3),
60.2730(q)(3), 60.4900(b)(4)(vii) and
(viii), 60.4900(b)(5)(i), 60.5220(b)(4)(vii)
and (viii), 60.5220(b)(5)(i), tables 1 and
2 to subpart LLLL, and tables 2 and 3
to subpart MMMM.
*
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*
*
(o) The following material is available
from the U.S. Environmental Protection
Agency, 1200 Pennsylvania Avenue,
NW., Washington, DC 20460, (202) 272–
0167, https://www.epa.gov.
(1) Office of Air Quality Planning and
Standards (OAQPS) Fabric Filter Bag
Leak Detection Guidance, EPA–454/R–
98–015, September 1997, IBR approved
for §§ 60.2145(r)(2), 60.2710(r)(2),
60.4905(b)(3)(i)(B), and
60.5225(b)(3)(i)(B).
(2) [Reserved]
■ 3. Revise the heading for subpart
CCCC to read as follows:
§ 60.2005 When does this subpart become
effective?
This subpart takes effect on
September 21, 2011. Some of the
requirements in this subpart apply to
planning the CISWI unit (i.e., the
preconstruction requirements in
§§ 60.2045 and 60.2050). Other
requirements such as the emission
limitations and operating limits apply
after the CISWI unit begins operation.
■ 5. Section 60.2015 is revised to read
as follows:
§ 60.2015
What is a new incineration unit?
(a) A new incineration unit is an
incineration unit that meets any of the
criteria specified in paragraph (a)(1)
through (a)(2) of this section.
(1) A commercial and industrial solid
waste incineration unit that commenced
construction after May 20, 2011.
(2) A commercial and industrial solid
waste incineration unit that commenced
reconstruction or modification after
September 21, 2011.
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(b) This subpart does not affect your
CISWI unit if you make physical or
operational changes to your incineration
unit primarily to comply with the EG in
subpart DDDD of this part (Emission
Guidelines and Compliance Times for
Commercial and Industrial Solid Waste
Incineration Units). Such changes do
not qualify as reconstruction or
modification under this subpart.
■ 6. Section 60.2020 is amended by:
■ a. Revising the introductory text.
■ b. Removing and reserving paragraph
(b).
■ c. Revising paragraph (c).
■ d. Revising paragraphs (e)(3), (f)(3),
(g), (m) and (n).
■ e. Removing and reserving paragraphs
(j), (k), and (l).
■ f. Removing paragraph (o).
§ 60.2020 What combustion units are
exempt from this subpart?
This subpart exempts the types of
units described in paragraphs (a), (c)
through (i) and (n) of this section, but
some units are required to provide
notifications. Air curtain incinerators
are exempt from the requirements in
this subpart except for the provisions in
§§ 60.2242, 60.2250, and 60.2260.
*
*
*
*
*
(b) [Reserved]
(c) Municipal waste combustion units.
Incineration units that are regulated
under subpart Ea of this part (Standards
of Performance for Municipal Waste
Combustors); subpart Eb of this part
(Standards of Performance for Large
Municipal Waste Combustors); subpart
Cb of this part (Emission Guidelines and
Compliance Time for Large Municipal
Combustors); subpart AAAA of this part
(Standards of Performance for Small
Municipal Waste Combustion Units); or
subpart BBBB of this part (Emission
Guidelines for Small Municipal Waste
Combustion Units).
*
*
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*
*
(e) * * *
(3) You submit a request to the
Administrator for a determination that
the qualifying cogeneration facility is
combusting homogenous waste as that
term is defined in § 60.2265. The
request must include information
sufficient to document that the unit
meets the criteria of the definition of a
small power production facility and that
the waste material the unit is proposed
to burn is homogeneous.
*
*
*
*
*
(f) * * *
(3) You submit a request to the
Administrator for a determination that
the qualifying cogeneration facility is
combusting homogenous waste as that
term is defined in § 60.2265. The
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request must include information
sufficient to document that the unit
meets the criteria of the definition of a
cogeneration facility and that the waste
material the unit is combusting is
homogeneous.
(g) Hazardous waste combustion
units. Units for which you are required
to get a permit under section 3005 of the
Solid Waste Disposal Act.
*
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*
*
*
(j) [Reserved]
(k) [Reserved]
(l) [Reserved]
(m) Sewage treatment plants.
Incineration units regulated under
subpart O of this part (Standards of
Performance for Sewage Treatment
Plants).
(n) Sewage sludge incineration units.
Incineration units combusting sewage
sludge for the purpose of reducing the
volume of the sewage sludge by
removing combustible matter that are
subject to subpart LLLL of this part
(Standards of Performance for Sewage
Sludge Incineration Units) or subpart
MMMM of this part (Emission
Guidelines for Sewage Sludge
Incineration Units). Sewage sludge
incineration unit designs include
fluidized bed and multiple hearth.
§ 60.2025
[Removed]
7. Section 60.2025 is removed.
8. Section 60.2030 is amended by:
a. Revising paragraph (c) introductory
text.
■ b. Removing and reserving paragraph
(c)(5).
■ c. Adding paragraphs (c)(8) through
(c)(10).
■
■
■
§ 60.2030 Who implements and enforces
this subpart?
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(c) The authorities that will not be
delegated to state, local, or tribal
agencies are specified in paragraphs
(c)(1) through (4) and (c)(6) through (10)
of this section.
*
*
*
*
*
(5) [Reserved]
*
*
*
*
*
(8) Approval of alternative opacity
emission limits in § 60.2105 under
§ 60.11(e)(6) through (e)(8).
(9) Performance test and data
reduction waivers under § 60.2125(j),
60.8(b)(4) and (5).
(10) Determination of whether a
qualifying small power production
facility or cogeneration facility under
§ 60.2020(e) or (f) is combusting
homogenous waste as that term is
defined in § 60.2265.
■ 9. Section 60.2045 is revised to read
as follows:
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§ 60.2045 Who must prepare a siting
analysis?
(a) You must prepare a siting analysis
if you plan to commence construction of
an incinerator after December 1, 2000.
(b) You must prepare a siting analysis
for CISWI units that commenced
construction after June 4, 2010, or that
commenced reconstruction or
modification after September 21, 2011.
(c) You must prepare a siting analysis
if you are required to submit an initial
application for a construction permit
under 40 CFR part 51, subpart I, or 40
CFR part 52, as applicable, for the
reconstruction or modification of your
CISWI unit.
■ 10. Section 60.2070 is amended by
revising paragraph (c)(1)(vii) to read as
follows:
§ 60.2070 What are the operator training
and qualification requirements?
*
*
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*
(c) * * *
(1) * * *
(vii) Actions to prevent and correct
malfunctions or to prevent conditions
that may lead to malfunctions.
*
*
*
*
*
■ 11. Section 60.2085 is amended by
revising paragraph (d) to read as
follows:
§ 60.2085 How do I maintain my operator
qualification?
*
*
*
*
*
(d) Prevention and correction of
malfunctions or conditions that may
lead to malfunction.
*
*
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*
*
■ 12. Section 60.2105 is revised to read
as follows:.
§ 60.2105 What emission limitations must I
meet and by when?
(a) You must meet the emission
limitations for each CISWI unit,
including bypass stack or vent, specified
in table 1 of this subpart or tables 5
through 8 of this subpart by the
applicable date in § 60.2140. You must
be in compliance with the emission
limitations of this subpart that apply to
you at all times.
(b) An incinerator unit that
commenced construction after
November 30, 1999, but no later than
June 4, 2010, or that commenced
reconstruction or modification on or
after June 1, 2001, but no later than
September 21, 2011 must meet the more
stringent emission limit for the
respective pollutant in table 1 of this
subpart or table 6 of subpart DDDD.
■ 13. Section 60.2110 is amended by:
■ a. Revising paragraph (a) introductory
text.
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b. Revising paragraphs (a)(2) through
(a)(4).
■ c. Adding paragraphs (d) through (g).
■
§ 60.2110 What operating limits must I
meet and by when?
(a) If you use a wet scrubber(s) to
comply with the emission limitations,
you must establish operating limits for
up to four operating parameters (as
specified in table 2 of this subpart) as
described in paragraphs (a)(1) through
(4) of this section during the initial
performance test.
*
*
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*
*
(2) Minimum pressure drop across the
wet particulate matter scrubber, which
is calculated as the lowest 1-hour
average pressure drop across the wet
scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations; or minimum
amperage to the fan for the wet
scrubber, which is calculated as the
lowest 1-hour average amperage to the
wet scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations.
(3) Minimum scrubber liquid flow
rate, which is calculated as the lowest
1-hour average liquid flow rate at the
inlet to the wet acid gas or particulate
matter scrubber measured during the
most recent performance test
demonstrating compliance with all
applicable emission limitations.
(4) Minimum scrubber liquor pH,
which is calculated as the lowest 1-hour
average liquor pH at the inlet to the wet
acid gas scrubber measured during the
most recent performance test
demonstrating compliance with the HCl
emission limitation.
*
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*
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*
(d) If you use an electrostatic
precipitator to comply with the
emission limitations, you must measure
the (secondary) voltage and amperage of
the electrostatic precipitator collection
plates during the particulate matter
performance test. Calculate the average
electric power value (secondary voltage
× secondary current = secondary electric
power) for each test run. The operating
limit for the electrostatic precipitator is
calculated as the lowest 1-hour average
secondary electric power measured
during the most recent performance test
demonstrating compliance with the
particulate matter emission limitations.
(e) If you use activated carbon sorbent
injection to comply with the emission
limitations, you must measure the
sorbent flow rate during the
performance testing. The operating limit
for the carbon sorbent injection is
calculated as the lowest 1-hour average
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sorbent flow rate measured during the
most recent performance test
demonstrating compliance with the
mercury emission limitations.
(f) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must measure the
charge rate, the secondary chamber
temperature (if applicable to your CISWI
unit), and the reagent flow rate during
the nitrogen oxides performance testing.
The operating limits for the selective
noncatalytic reduction are calculated as
the lowest 1-hour average charge rate,
secondary chamber temperature, and
reagent flow rate measured during the
most recent performance test
demonstrating compliance with the
nitrogen oxides emission limitations.
(g) If you do not use a wet scrubber,
electrostatic precipitator, or fabric filter
to comply with the emission limitations,
and if you do not determine compliance
with your particulate matter emission
limitation with a particulate matter
continuous emission monitoring system,
you must maintain opacity to less than
or equal to 10 percent opacity (1-hour
block average).
■ 14. Section 60.2115 is revised to read
as follows:
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§ 60.2115 What if I do not use a wet
scrubber, fabric filter, activated carbon
injection, selective noncatalytic reduction,
or an electrostatic precipitator to comply
with the emission limitations?
If you use an air pollution control
device other than a wet scrubber,
activated carbon injection, selective
noncatalytic reduction, fabric filter, or
an electrostatic precipitator or limit
emissions in some other manner,
including material balances, to comply
with the emission limitations under
§ 60.2105, you must petition the EPA
Administrator for specific operating
limits to be established during the
initial performance test and
continuously monitored thereafter. You
must not conduct the initial
performance test until after the petition
has been approved by the
Administrator. Your petition must
include the five items listed in
paragraphs (a) through (e) of this
section.
(a) Identification of the specific
parameters you propose to use as
additional operating limits.
(b) A discussion of the relationship
between these parameters and emissions
of regulated pollutants, identifying how
emissions of regulated pollutants
change with changes in these
parameters and how limits on these
parameters will serve to limit emissions
of regulated pollutants.
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(c) A discussion of how you will
establish the upper and/or lower values
for these parameters which will
establish the operating limits on these
parameters.
(d) A discussion identifying the
methods you will use to measure and
the instruments you will use to monitor
these parameters, as well as the relative
accuracy and precision of these methods
and instruments.
(e) A discussion identifying the
frequency and methods for recalibrating
the instruments you will use for
monitoring these parameters.
■ 15. Section 60.2120 is revised to read
as follows:
§ 60.2120 Affirmative Defense for
Exceedance of an Emission Limit During
Malfunction.
In response to an action to enforce the
standards set forth in paragraph
§ 60.2105, you may assert an affirmative
defense to a claim for civil penalties for
exceedances of such standards that are
caused by malfunction, as defined at 40
CFR 60.2. Appropriate penalties may be
assessed, however, if you fail to meet
your burden of proving all of the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(a) To establish the affirmative
defense in any action to enforce such a
limit, you must timely meet the
notification requirements in paragraph
(b) of this section, and must prove by a
preponderance of evidence that:
(1) The excess emissions:
(i) Were caused by a sudden,
infrequent, and unavoidable failure of
air pollution control and monitoring
equipment, process equipment, or a
process to operate in a normal or usual
manner; and
(ii) Could not have been prevented
through careful planning, proper design
or better operation and maintenance
practices; and
(iii) Did not stem from any activity or
event that could have been foreseen and
avoided, or planned for; and
(iv) Were not part of a recurring
pattern indicative of inadequate design,
operation, or maintenance; and
(2) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(3) The frequency, amount and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(4) If the excess emissions resulted
from a bypass of control equipment or
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a process, then the bypass was
unavoidable to prevent loss of life,
personal injury, or severe property
damage; and
(5) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment and human health; and
(6) All emissions and/or parameter
monitoring and systems, as well as
control systems, were kept in operation
if at all possible, consistent with safety
and good air pollution control practices;
and
(7) All of the actions in response to
the excess emissions were documented
by properly signed, contemporaneous
operating logs; and
(8) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(9) A written root cause analysis has
been prepared, the purpose of which is
to determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using best monitoring
methods and engineering judgment, the
amount of excess emissions that were
the result of the malfunction.
(b) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later than two business days after
the initial occurrence of the
malfunction, if it wishes to avail itself
of an affirmative defense to civil
penalties for that malfunction. The
owner or operator seeking to assert an
affirmative defense shall also submit a
written report to the Administrator
within 45 days of the initial occurrence
of the exceedance of the standard in
§ 60.2105 to demonstrate, with all
necessary supporting documentation,
that it has met the requirements set forth
in paragraph (a) of this section. The
owner or operator may seek an
extension of this deadline for up to 30
additional days by submitting a written
request to the Administrator before the
expiration of the 45 day period. Until a
request for an extension has been
approved by the Administrator, the
owner or operator is subject to the
requirement to submit such report
within 45 days of the initial occurrence
of the exceedance.
■ 16. Section 60.2125 is amended by:
■ a. Revising paragraph (c).
■ b. Revising paragraphs (g)(1) and
(g)(2).
■ c. Adding paragraphs (h) and (i) to
read as follows:
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§ 60.2125 How do I conduct the initial and
annual performance test?
*
*
*
*
*
(c) All performance tests must be
conducted using the minimum run
duration specified in table 1 of this
subpart or tables 5 through 8 of this
subpart.
*
*
*
*
*
(g) * * *
(1) Measure the concentration of each
dioxin/furan tetra-through octachlorinated isomer emitted using EPA
Method 23 at 40 CFR part 60, appendix
A–7.
(2) For each dioxin/furan (tetrathrough octa-chlorinated) isomer
measured in accordance with paragraph
(g)(1) of this section, multiply the
isomer concentration by its
corresponding toxic equivalency factor
specified in table 3 of this subpart.
*
*
*
*
*
(h) Method 22 at 40 CFR part 60,
appendix A–7 of this part must be used
to determine compliance with the
fugitive ash emission limit in table 1 of
this subpart or tables 5 through 8 of this
subpart.
(i) If you have an applicable opacity
operating limit, you must determine
compliance with the opacity limit using
Method 9 at 40 CFR part 60, appendix
A–4 of this part, based on three 1-hour
blocks consisting of ten 6-minute
average opacity values, unless you are
required to install a continuous opacity
monitoring system, consistent with
§§ 60.2145 and 60.2165.
■ 17. Section 60.2130 is revised to read
as follows:
§ 60.2130 How are the performance test
data used?
You use results of performance tests
to demonstrate compliance with the
emission limitations in table 1 of this
subpart or tables 5 through 8 of this
subpart.
■ 18. Section 60.2135 is revised to read
as follows:
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§ 60.2135 How do I demonstrate initial
compliance with the emission limitations
and establish the operating limits?
You must conduct a performance test,
as required under §§ 60.2125 and
60.2105 to determine compliance with
the emission limitations in table 1 of
this subpart or tables 5 through 8 of this
subpart, to establish compliance with
any opacity operating limit in
§ 60.2110,and to establish operating
limits using the procedures in
§§ 60.2110 or 60.2115. The performance
test must be conducted using the test
methods listed in table 1 of this subpart
or tables 5 through 8 of this subpart and
the procedures in § 60.2125. The use of
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the bypass stack during a performance
test shall invalidate the performance
test. You must conduct a performance
evaluation of each continuous
monitoring system within 60 days of
installation of the monitoring system.
■ 19. Section 60.2140 is amended by
designating the existing text as
paragraph (a) and adding paragraphs (b)
and (c) to read as follows:
§ 60.2140 By what date must I conduct the
initial performance test?
*
*
*
*
*
(b) If you commence or recommence
combusting a solid waste at an existing
combustion unit at any commercial or
industrial facility, and you conducted a
test consistent with the provisions of
this subpart while combusting the solid
waste within the 6 months preceding
the reintroduction of that solid waste in
the combustion chamber, you do not
need to retest until 6 months from the
date you reintroduce that solid waste.
(c) If you commence combusting or
recommence combusting a solid waste
at an existing combustion unit at any
commercial or industrial facility and
you have not conducted a performance
test consistent with the provisions of
this subpart while combusting the given
solid waste within the 6 months
preceding the reintroduction of that
solid waste in the combustion chamber,
you must conduct a performance test
within 60 days commencing or
recommencing solid waste combustion.
■ 20. Section 60.2141 is added to read
as follows:
§ 60.2141 By what date must I conduct the
initial air pollution control device
inspection?
(a) The initial air pollution control
device inspection must be conducted
within 60 days after installation of the
control device and the associated CISWI
unit reaches the charge rate at which it
will operate, but no later than 180 days
after the device’s initial startup.
(b) Within 10 operating days
following an air pollution control device
inspection, all necessary repairs must be
completed unless the owner or operator
obtains written approval from the state
agency establishing a date whereby all
necessary repairs of the designated
facility must be completed.
■ 21. Section 60.2145 is revised to read
as follows:
§ 60.2145 How do I demonstrate
continuous compliance with the emission
limitations and the operating limits?
(a) Compliance with standards.
(1) The emission standards and
operating requirements set forth in this
subpart apply at all times.
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(2) If you cease combusting solid
waste, you may opt to remain subject to
the provisions of this subpart.
Consistent with the definition of CISWI
unit, you are subject to the requirements
of this subpart at least 6 months
following the last date of solid waste
combustion. Solid waste combustion is
ceased when solid waste is not in the
combustion chamber (i.e., the solid
waste feed to the combustor has been
cut off for a period of time not less than
the solid waste residence time).
(3) If you cease combusting solid
waste, you must be in compliance with
any newly applicable standards on the
effective date of the waste-to-fuel
switch. The effective date of the wasteto-fuel switch is a date selected by you,
that must be at least 6 months from the
date that you ceased combusting solid
waste, consistent with § 60.2145(a)(2).
Your source must remain in compliance
with this subpart until the effective date
of the waste-to-fuel switch.
(4) If you own or operate an existing
commercial or industrial combustion
unit that combusted a fuel or non-waste
material, and you commence or
recommence combustion of solid waste,
you are subject to the provisions of this
subpart as of the first day you introduce
or reintroduce solid waste to the
combustion chamber, and this date
constitutes the effective date of the fuelto-waste switch. You must complete all
initial compliance demonstrations for
any section 112 standards that are
applicable to your facility before you
commence or recommence combustion
of solid waste. You must provide 30
days prior notice of the effective date of
the waste-to-fuel switch. The
notification must identify:
(i) The name of the owner or operator
of the CISWI unit, the location of the
source, the emissions unit(s) that will
cease burning solid waste, and the date
of the notice;
(ii) The currently applicable
subcategory under this subpart, and any
40 CFR part 63 subpart and subcategory
that will be applicable after you cease
combusting solid waste;
(iii) The fuel(s), non-waste material(s)
and solid waste(s) the CISWI unit is
currently combusting and has
combusted over the past 6 months, and
the fuel(s) or non-waste materials the
unit will commence combusting;
(iv) The date on which you became
subject to the currently applicable
emission limits;
(v) The date upon which you will
cease combusting solid waste, and the
date (if different) that you intend for any
new requirements to become applicable
(i.e., the effective date of the waste-to-
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fuel switch), consistent with paragraphs
(a)(2) and (3)of this section.
(5) All air pollution control
equipment necessary for compliance
with any newly applicable emissions
limits which apply as a result of the
cessation or commencement or
recommencement of combusting solid
waste must be installed and operational
as of the effective date of the waste-tofuel, or fuel-to-waste switch.
(6) All monitoring systems necessary
for compliance with any newly
applicable monitoring requirements
which apply as a result of the cessation
or commencement or recommencement
of combusting solid waste must be
installed and operational as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. All calibration and
drift checks must be performed as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. Relative accuracy
tests must be performed as of the
performance test deadline for PM
CEMS. Relative accuracy testing for
other CEMS need not be repeated if that
testing was previously performed
consistent with Clean Air Act section
112 monitoring requirements or
monitoring requirements under this
subpart.
(b) You must conduct an annual
performance test for the pollutants
listed in table 1 of this subpart or tables
5 through 8 of this subpart and opacity
for each CISWI unit as required under
§ 60.2125. The annual performance test
must be conducted using the test
methods listed in table 1 of this subpart
or tables 5 through 8 of this subpart and
the procedures in § 60.2125. Annual
performance tests are not required if you
use continuous emission monitoring
systems or continuous opacity
monitoring systems to determine
compliance.
(c) You must continuously monitor
the operating parameters specified in
§ 60.2110 or established under § 60.2115
and as specified in § 60.2170. Use threehour block average values to determine
compliance (except for baghouse leak
detection system alarms) unless a
different averaging period is established
under § 60.2115. Operation above the
established maximum, below the
established minimum, or outside the
allowable range of the operating limits
specified in paragraph (a) of this section
constitutes a deviation from your
operating limits established under this
subpart, except during performance
tests conducted to determine
compliance with the emission and
operating limits or to establish new
operating limits. Operating limits are
confirmed or reestablished during
performance tests.
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(d) You must burn only the same
types of waste used to establish
operating limits during the performance
test.
(e) For energy recovery units,
incinerators, and small remote units,
you must perform an annual visual
emissions test for ash handling.
(f) For energy recovery units, you
must conduct an annual performance
test for opacity (except where
particulate matter continuous emission
monitoring system or continuous
opacity monitoring systems are used are
used) and the pollutants listed in table
6 of this subpart.
(g) You must demonstrate continuous
compliance with the carbon monoxide
emission limit using a carbon monoxide
continuous emission monitoring system
according to the following requirements:
(1) You must measure emissions
according to § 60.13 to calculate 1-hour
arithmetic averages, corrected to 7
percent oxygen. You must demonstrate
initial compliance with the carbon
monoxide emissions limit using a 30day rolling average of these 1-hour
arithmetic average emission
concentrations, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part.
(2) Operate the carbon monoxide
continuous emission monitoring system
in accordance with the requirements of
performance specification 4A of
appendix B of this part and quality
assurance procedure 1 of appendix F of
this part.
(h) For energy recovery units with
design capacities greater than or equal
to 250 MMBtu/hr and waste-burning
kilns, demonstrate continuous
compliance with the particulate matter
emissions limit using a particulate
matter continuous emission monitoring
system according to the procedures in
§ 60.2165(n).
(i) For energy recovery units with
design capacities greater than or equal
to 10 MMBtu/hour, if you have an
opacity operating limit, you must
install, operate, certify and maintain a
continuous opacity monitoring system
(COMS) according to the procedures in
§ 60.2165.
(j) For waste-burning kilns, you must
conduct an annual performance test for
cadmium, lead, dioxins/furans and
hydrogen chloride as listed in table 7 of
this subpart. You must determine
compliance with hydrogen chloride
using a hydrogen chloride continuous
emission monitoring system if you do
not use an acid gas wet scrubber. You
must determine compliance with
nitrogen oxides, sulfur dioxide, carbon
monoxide, and particulate matter using
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continuous emission monitoring
systems. You must determine
compliance with the mercury emissions
limit using a mercury continuous
emission monitoring system according
to the following requirements:
(1) Operate a continuous emission
monitoring system in accordance with
performance specification 12A of 40
CFR part 60, appendix B or a sorbent
trap based integrated monitor in
accordance with performance
specification 12B of 40 CFR part 60,
appendix B. The duration of the
performance test must be a calendar
month. For each calendar month in
which the waste-burning kiln operates,
hourly mercury concentration data, and
stack gas volumetric flow rate data must
be obtained.
(2) Owners or operators using a
mercury continuous emission
monitoring system must install, operate,
calibrate, and maintain an instrument
for continuously measuring and
recording the mercury mass emissions
rate to the atmosphere according to the
requirements of performance
specifications 6 and 12A of 40 CFR part
60, appendix B, and quality assurance
procedure 6 of 40 CFR part 60, appendix
F.
(3) The owner or operator of a wasteburning kiln must demonstrate initial
compliance by operating a mercury
continuous emission monitoring system
while the raw mill of the in-line kiln/
raw mill is operating under normal
conditions and while the raw mill of the
in-line kiln/raw mill is not operating.
(k) If you use an air pollution control
device to meet the emission limitations
in this subpart, you must conduct an
initial and annual inspection of the air
pollution control device. The inspection
must include, at a minimum, the
following:
(1) Inspect air pollution control
device(s) for proper operation.
(2) Develop a site-specific monitoring
plan according to the requirements in
paragraph (l) of this section. This
requirement also applies to you if you
petition the EPA Administrator for
alternative monitoring parameters under
§ 60.13(i).
(l) For each continuous monitoring
system required in this section, you
must develop and submit to the EPA
Administrator for approval a sitespecific monitoring plan according to
the requirements of this paragraph (l)
that addresses paragraphs (l)(1)(i)
through (vi) of this section.
(1) You must submit this site-specific
monitoring plan at least 60 days before
your initial performance evaluation of
your continuous monitoring system.
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(i) Installation of the continuous
monitoring system sampling probe or
other interface at a measurement
location relative to each affected process
unit such that the measurement is
representative of control of the exhaust
emissions (e.g., on or downstream of the
last control device).
(ii) Performance and equipment
specifications for the sample interface,
the pollutant concentration or
parametric signal analyzer and the data
collection and reduction systems.
(iii) Performance evaluation
procedures and acceptance criteria (e.g.,
calibrations).
(iv) Ongoing operation and
maintenance procedures in accordance
with the general requirements of
§ 60.11(d).
(v) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 60.13.
(vi) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 60.7(b),
(c), (c)(1), (c)(4), (d), (e), (f), and (g).
(2) You must conduct a performance
evaluation of each continuous
monitoring system in accordance with
your site-specific monitoring plan.
(3) You must operate and maintain
the continuous monitoring system in
continuous operation according to the
site-specific monitoring plan.
(m) If you have an operating limit that
requires the use of a flow monitoring
system, you must meet the requirements
in paragraphs (l) and (m)(1) through (4)
of this section.
(1) Install the flow sensor and other
necessary equipment in a position that
provides a representative flow.
(2) Use a flow sensor with a
measurement sensitivity of no greater
than 2 percent of the expected process
flow rate.
(3) Minimize the effects of swirling
flow or abnormal velocity distributions
due to upstream and downstream
disturbances.
(4) Conduct a flow monitoring system
performance evaluation in accordance
with your monitoring plan at the time
of each performance test but no less
frequently than annually.
(n) If you have an operating limit that
requires the use of a pressure
monitoring system, you must meet the
requirements in paragraphs (l) and (n)(1)
through (6) of this section.
(1) Install the pressure sensor(s) in a
position that provides a representative
measurement of the pressure (e.g., PM
scrubber pressure drop).
(2) Minimize or eliminate pulsating
pressure, vibration, and internal and
external corrosion.
(3) Use a pressure sensor with a
minimum tolerance of 1.27 centimeters
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of water or a minimum tolerance of 1
percent of the pressure monitoring
system operating range, whichever is
less.
(4) Perform checks at least once each
process operating day to ensure pressure
measurements are not obstructed (e.g.,
check for pressure tap pluggage daily).
(5) Conduct a performance evaluation
of the pressure monitoring system in
accordance with your monitoring plan
at the time of each performance test but
no less frequently than annually.
(6) If at any time the measured
pressure exceeds the manufacturer’s
specified maximum operating pressure
range, conduct a performance
evaluation of the pressure monitoring
system in accordance with your
monitoring plan and confirm that the
pressure monitoring system continues to
meet the performance requirements in
your monitoring plan. Alternatively,
install and verify the operation of a new
pressure sensor.
(o) If you have an operating limit that
requires a pH monitoring system, you
must meet the requirements in
paragraphs (l) and (o)(1) through (4) of
this section.
(1) Install the pH sensor in a position
that provides a representative
measurement of scrubber effluent pH.
(2) Ensure the sample is properly
mixed and representative of the fluid to
be measured.
(3) Conduct a performance evaluation
of the pH monitoring system in
accordance with your monitoring plan
at least once each process operating day.
(4) Conduct a performance evaluation
(including a two-point calibration with
one of the two buffer solutions having
a pH within 1 of the pH of the operating
limit) of the pH monitoring system in
accordance with your monitoring plan
at the time of each performance test but
no less frequently than quarterly.
(p) If you have an operating limit that
requires a secondary electric power
monitoring system for an electrostatic
precipitator, you must meet the
requirements in paragraphs (l) and (p)(1)
through (2) of this section.
(1) Install sensors to measure
(secondary) voltage and current to the
precipitator collection plates.
(2) Conduct a performance evaluation
of the electric power monitoring system
in accordance with your monitoring
plan at the time of each performance
test but no less frequently than
annually.
(q) If you have an operating limit that
requires the use of a monitoring system
to measure sorbent injection rate (e.g.,
weigh belt, weigh hopper, or hopper
flow measurement device), you must
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meet the requirements in paragraphs (l)
and (q)(1) and (2) of this section.
(1) Install the system in a position(s)
that provides a representative
measurement of the total sorbent
injection rate.
(2) Conduct a performance evaluation
of the sorbent injection rate monitoring
system in accordance with your
monitoring plan at the time of each
performance test but no less frequently
than annually.
(r) If you elect to use a fabric filter bag
leak detection system to comply with
the requirements of this subpart, you
must install, calibrate, maintain, and
continuously operate a bag leak
detection system as specified in
paragraphs (l) and (r)(1) through (5) of
this section.
(1) Install a bag leak detection
sensor(s) in a position(s) that will be
representative of the relative or absolute
particulate matter loadings for each
exhaust stack, roof vent, or
compartment (e.g., for a positive
pressure fabric filter) of the fabric filter.
(2) Use a bag leak detection system
certified by the manufacturer to be
capable of detecting particulate matter
emissions at concentrations of 10
milligrams per actual cubic meter or
less.
(3) Conduct a performance evaluation
of the bag leak detection system in
accordance with your monitoring plan
and consistent with the guidance
provided in EPA–454/R–98–015
(incorporated by reference, see § 60.17).
(4) Use a bag leak detection system
equipped with a device to continuously
record the output signal from the sensor.
(5) Use a bag leak detection system
equipped with a system that will sound
an alarm when an increase in relative
particulate matter emissions over a
preset level is detected. The alarm must
be located where it is observed readily
by plant operating personnel.
(s) For facilities using a continuous
emission monitoring system to
demonstrate compliance with the sulfur
dioxide emission limit, compliance with
the sulfur dioxide emission limit may be
demonstrated by using the continuous
emission monitoring system specified in
§ 60.2165 to measure sulfur dioxide and
calculating a 30-day rolling average
emission concentration using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
Appendix A–7 of this part. The sulfur
dioxide continuous emission
monitoring system must be operated
according to performance specification
2 in appendix B of this part and must
follow the procedures and methods
specified in this paragraph(s). For
sources that have actual inlet emissions
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less than 100 parts per million dry
volume, the relative accuracy criterion
for inlet sulfur dioxide continuous
emission monitoring systems should be
no greater than 20 percent of the mean
value of the reference method test data
in terms of the units of the emission
standard, or 5 parts per million dry
volume absolute value of the mean
difference between the reference
method and the continuous emission
monitoring systems, whichever is
greater.
(1) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 2 in appendix
B of this part, collect sulfur dioxide and
oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the
continuous emission monitors and the
test methods specified in paragraphs
(s)(1)(i) and (s)(1)(ii) of this section.
(i) For sulfur dioxide, EPA Reference
Method 6 or 6C, or as an alternative
ANSI/ASME PTC 19.10–1981
(incorporated by reference, see § 60.17)
must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, or as
an alternative ANSI/ASME PTC 19.10–
1981 (incorporated by reference, see
§ 60.17), must be used.
(2) The span value of the continuous
emission monitoring system at the inlet
to the sulfur dioxide control device
must be 125 percent of the maximum
estimated hourly potential sulfur
dioxide emissions of the unit subject to
this rule. The span value of the
continuous emission monitoring system
at the outlet of the sulfur dioxide
control device must be 50 percent of the
maximum estimated hourly potential
sulfur dioxide emissions of the unit
subject to this rule.
(3) Conduct accuracy determinations
quarterly and calibration drift tests daily
in accordance with procedure 1 in
appendix F of this part.
(t) For facilities using a continuous
emission monitoring system to
demonstrate continuous compliance
with the nitrogen oxides emission limit,
compliance with the nitrogen oxides
emission limit may be demonstrated by
using the continuous emission
monitoring system specified in
§ 60.2165 to measure nitrogen oxides
and calculating a 30-day rolling average
emission concentration using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part. The nitrogen
oxides continuous emission monitoring
system must be operated according to
performance specification 2 in appendix
B of this part and must follow the
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procedures and methods specified in
paragraphs (t)(1) through (t)(5) of this
section.
(1) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 2 of appendix
B of this part, collect nitrogen oxides
and oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the
continuous emission monitoring
systems and the test methods specified
in paragraphs (t)(1)(i) and (t)(1)(ii) of
this section.
(i) For nitrogen oxides, EPA Reference
Method 7 or 7E at 40 CFR part 60,
appendix A–4 must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B at 40
CFR part 60, appendix A–3, or as an
alternative ANSI/ASME PTC 19–
10.1981 (incorporated by reference, see
§ 60.17), as applicable, must be used.
(2) The span value of the continuous
emission monitoring system must be
125 percent of the maximum estimated
hourly potential nitrogen oxide
emissions of the unit.
(3) Conduct accuracy determinations
quarterly and calibration drift tests daily
in accordance with procedure 1 in
appendix F of this part.
(4) The owner or operator of an
affected facility may request that
compliance with the nitrogen oxides
emission limit be determined using
carbon dioxide measurements corrected
to an equivalent of 7 percent oxygen. If
carbon dioxide is selected for use in
diluent corrections, the relationship
between oxygen and carbon dioxide
levels must be established during the
initial performance test according to the
procedures and methods specified in
paragraphs (t)(4)(i) through (t)(4)(iv) of
this section. This relationship may be
re-established during performance
compliance tests.
(i) The fuel factor equation in Method
3B must be used to determine the
relationship between oxygen and carbon
dioxide at a sampling location. Method
3A or 3B, or as an alternative ANSI/
ASME PTC 19.10–1981 (incorporated by
reference, see § 60.17), as applicable,
must be used to determine the oxygen
concentration at the same location as
the carbon dioxide monitor.
(ii) Samples must be taken for at least
30 minutes in each hour.
(iii) Each sample must represent a
1-hour average.
(iv) A minimum of three runs must be
performed.
(u) For facilities using a continuous
emission monitoring system to
demonstrate continuous compliance
with any of the emission limits of this
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subpart, you must complete the
following:
(1) Demonstrate compliance with the
appropriate emission limit(s) using a 30day rolling average, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 of this part.
(2) Operate all continuous emission
monitoring systems in accordance with
the applicable procedures under
appendices B and F of this part.
(v) Use of the bypass stack at any time
is an emissions standards deviation for
particulate matter, HCl, Pb, Cd, Hg,
NOX, SO2, and dioxin/furans.
■ 22. Section 60.2150 is revised to read
as follows:
§ 60.2150 By what date must I conduct the
annual performance test?
You must conduct annual
performance tests between 11 and 13
months of the previous performance
test.
■ 23. Section 60.2151 is added to read
as follows:
§ 60.2151 By what date must I conduct the
annual air pollution control device
inspection?
On an annual basis (no more than 12
months following the previous annual
air pollution control device inspection),
you must complete the air pollution
control device inspection as described
in § 60.2141.
■ 24. Section 60.2155 is revised to read
as follows:
§ 60.2155 May I conduct performance
testing less often?
(a) You must conduct annual
performance tests according to the
schedule specified in § 60.2150, with
the following exceptions:
(1) You may conduct a repeat
performance test at any time to establish
new values for the operating limits to
apply from that point forward, as
specified in § 60.2160. The
Administrator may request a repeat
performance test at any time.
(2) You must repeat the performance
test within 60 days of a process change,
as defined in § 60.2265.
(3) If the initial or any subsequent
performance test for any pollutant in
table 1 or tables 5 through 8 of this
subpart, as applicable, demonstrates
that the emission level for the pollutant
is no greater than the emission level
specified in paragraph (a)(3)(i) or
(a)(3)(ii) of this section, as applicable,
and you are not required to conduct a
performance test for the pollutant in
response to a request by the
Administrator in paragraph (a)(1) of this
section or a process change in paragraph
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(a)(2) of this section, you may elect to
skip conducting a performance test for
the pollutant for the next 2 years. You
must conduct a performance test for the
pollutant during the third year and no
more than 37 months following the
previous performance test for the
pollutant. For cadmium and lead, both
cadmium and lead must be emitted at
emission levels no greater than their
respective emission levels specified in
paragraph (a)(3)(i) of this section for you
to qualify for less frequent testing under
this paragraph.
(i) For particulate matter, hydrogen
chloride, mercury, nitrogen oxides,
sulfur dioxide, cadmium, lead and
dioxins/furans, the emission level equal
to 75 percent of the applicable emission
limit in table 1 or tables 5 through 8 of
this subpart, as applicable, to this
subpart.
(ii) For fugitive emissions, visible
emissions (of combustion ash from the
ash conveying system) for 2 percent of
the time during each of the three 1-hour
observations periods.
(4) If you are conducting less frequent
testing for a pollutant as provided in
paragraph (a)(3) of this section and a
subsequent performance test for the
pollutant indicates that your CISWI unit
does not meet the emission level
specified in paragraph (a)(3)(i) or
(a)(3)(ii) of this section, as applicable,
you must conduct annual performance
tests for the pollutant according to the
schedule specified in paragraph (a) of
this section until you qualify for less
frequent testing for the pollutant as
specified in paragraph (a)(3) of this
section.
(b) [Reserved]
■ 25. Section 60.2165 is amended by:
■ a. Revising paragraph (b)(6).
■ b. Revising paragraph (c).
■ c. Adding paragraphs (d) through (p)
to read as follows:
§ 60.2165 What monitoring equipment
must I install and what parameters must I
monitor?
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(b) * * *
(6) The bag leak detection system
must be equipped with an alarm system
that will alert automatically an operator
when an increase in relative particulate
matter emissions over a preset level is
detected. The alarm must be located
where it is observed easily by plant
operating personnel.
*
*
*
*
*
(c) If you are using something other
than a wet scrubber, activated carbon,
selective non-catalytic reduction, or an
electrostatic precipitator to comply with
the emission limitations under
§ 60.2105, you must install, calibrate (to
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the manufacturers’ specifications),
maintain, and operate the equipment
necessary to monitor compliance with
the site-specific operating limits
established using the procedures in
§ 60.2115.
(d) If you use activated carbon
injection to comply with the emission
limitations in this subpart, you must
measure the minimum mercury sorbent
flow rate once per hour.
(e) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must complete the
following:
(1) Following the date on which the
initial performance test is completed or
is required to be completed under
§ 60.2125, whichever date comes first,
ensure that the affected facility does not
operate above the maximum charge rate,
or below the minimum secondary
chamber temperature (if applicable to
your CISWI unit) or the minimum
reagent flow rate measured as 3-hour
block averages at all times.
(2) Operation of the affected facility
above the maximum charge rate, below
the minimum secondary chamber
temperature and below the minimum
reagent flow rate simultaneously
constitute a violation of the nitrogen
oxides emissions limit.
(f) If you use an electrostatic
precipitator to comply with the
emission limits of this subpart, you
must monitor the secondary power to
the electrostatic precipitator collection
plates and maintain the 3-hour block
averages at or above the operating limits
established during the mercury or
particulate matter performance test.
(g) For waste-burning kilns not
equipped with a wet scrubber, in place
of hydrogen chloride testing with EPA
Method 321 at 40 CFR part 63, appendix
A, an owner or operator must install,
calibrate, maintain, and operate a
continuous emission monitoring system
for monitoring hydrogen chloride
emissions discharged to the atmosphere
and record the output of the system. To
demonstrate continuous compliance
with the hydrogen chloride emissions
limit for units other than waste-burning
kilns not equipped with a wet scrubber,
a facility may substitute use of a
hydrogen chloride continuous emission
monitoring system for conducting the
hydrogen chloride annual performance
test, monitoring the minimum hydrogen
chloride sorbent flow rate, and
monitoring the minimum scrubber
liquor pH.
(h) To demonstrate continuous
compliance with the particulate matter
emissions limit, a facility may substitute
use of a particulate matter continuous
emission monitoring system for
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conducting the particulate matter
annual performance test and monitoring
the minimum pressure drop across the
wet scrubber, if applicable.
(i) To demonstrate continuous
compliance with the dioxin/furan
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the dioxin/furan annual
performance test. You must record the
output of the system and analyze the
sample according to EPA Method 23 at
40 CFR part 60, appendix A–7 of this
part. You may propose alternative
continuous monitoring consistent with
the requirements in § 60.13(i). The
owner or operator who elects to
continuously sample dioxin/furan
emissions instead of sampling and
testing using EPA Method 23 at 40 CFR
part 60, appendix A–7 must install,
calibrate, maintain, and operate a
continuous automated sampling system
and must comply with the requirements
specified in § 60.58b(p) and (q).
(j) To demonstrate continuous
compliance with the mercury emissions
limit, a facility may substitute use of a
continuous automated sampling system
for the mercury annual performance
test. You must record the output of the
system and analyze the sample at set
intervals using any suitable
determinative technique that can meet
performance specification 12B. The
owner or operator who elects to
continuously sample mercury emissions
instead of sampling and testing using
EPA Reference Method 29 or 30B at 40
CFR part 60, appendix A–8 of this part,
ASTM D6784–02 (Reapproved 2008)
(incorporated by reference, see § 60.17),
or an approved alternative method for
measuring mercury emissions, must
install, calibrate, maintain, and operate
a continuous automated sampling
system and must comply with
performance specification 12A and
quality assurance procedure 5, as well
as the requirements specified in
§ 60.58b(p) and (q).
(k) To demonstrate continuous
compliance with the nitrogen oxides
emissions limit, a facility may substitute
use of a continuous emission
monitoring system for the nitrogen
oxides annual performance test to
demonstrate compliance with the
nitrogen oxides emissions limits.
(1) Install, calibrate, maintain, and
operate a continuous emission
monitoring system for measuring
nitrogen oxides emissions discharged to
the atmosphere and record the output of
the system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
procedure one of appendix F of this part
and the procedures under § 60.13 must
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be followed for installation, evaluation,
and operation of the continuous
emission monitoring system.
(2) Following the date that the initial
performance test for nitrogen oxides is
completed or is required to be
completed under § 60.2125, compliance
with the emission limit for nitrogen
oxides required under § 60.52b(d) must
be determined based on the 30-day
rolling average of the hourly emission
concentrations using continuous
emission monitoring system outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million by
volume (dry basis) and used to calculate
the 30-day rolling average
concentrations. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(l) To demonstrate continuous
compliance with the sulfur dioxide
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the sulfur dioxide annual
performance test to demonstrate
compliance with the sulfur dioxide
emissions limits.
(1) Install, calibrate, maintain, and
operate a continuous emission
monitoring system for measuring sulfur
dioxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
requirements of procedure one of
appendix F of this part and procedures
under § 60.13 must be followed for
installation, evaluation, and operation
of the continuous emission monitoring
system.
(2) Following the date that the initial
performance test for sulfur dioxide is
completed or is required to be
completed under § 60.2125, compliance
with the sulfur dioxide emission limit
may be determined based on the 30-day
rolling average of the hourly arithmetic
average emission concentrations using
continuous emission monitoring system
outlet data. The 1-hour arithmetic
averages must be expressed in parts per
million corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average emission
concentrations and daily geometric
average emission percent reductions.
The 1-hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
(m) For energy recovery units over 10
MMBtu/hr design heat input that do not
use a wet scrubber, fabric filter with bag
leak detection system, or particulate
matter continuous emission monitoring
system, you must install, operate,
certify, and maintain a continuous
opacity monitoring system according to
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the procedures in paragraphs (m)(1)
through (5) of this section by the
compliance date specified in § 60.2105.
Energy recovery units that use a
particulate matter continuous emission
monitoring system to demonstrate
initial and continuing compliance
according to the procedures in
§ 60.2165(n) are not required to install a
continuous opacity monitoring system
and must perform the annual
performance tests for the opacity
consistent with § 60.2145(f).
(1) Install, operate, and maintain each
continuous opacity monitoring system
according to performance specification
1 of 40 CFR part 60, appendix B.
(2) Conduct a performance evaluation
of each continuous opacity monitoring
system according to the requirements in
§ 60.13 and according to PS–1 of 40 CFR
part 60, appendix B.
(3) As specified in § 60.13(e)(1), each
continuous opacity monitoring system
must complete a minimum of one cycle
of sampling and analyzing for each
successive 10-second period and one
cycle of data recording for each
successive 6-minute period.
(4) Reduce the continuous opacity
monitoring system data as specified in
§ 60.13(h)(1).
(5) Determine and record all the 6minute averages (and 1-hour block
averages as applicable) collected.
(n) For energy recovery units with
design capacities greater than 250
MMBtu/hr, in place of particulate
matter testing with EPA Method 5 at 40
CFR part 60, appendix A–3, an owner or
operator must install, calibrate,
maintain, and operate a continuous
emission monitoring system for
monitoring particulate matter emissions
discharged to the atmosphere and
record the output of the system. The
owner or operator of an affected facility
who continuously monitors particulate
matter emissions instead of conducting
performance testing using EPA Method
5 at 40 CFR part 60, appendix A–3 must
install, calibrate, maintain, and operate
a continuous emission monitoring
system and must comply with the
requirements specified in paragraphs
(n)(1) through (n)(14) of this section.
(1) Notify the Administrator 1 month
before starting use of the system.
(2) Notify the Administrator 1 month
before stopping use of the system.
(3) The monitor must be installed,
evaluated, and operated in accordance
with the requirements of performance
specification 11 of appendix B of this
part and quality assurance requirements
of procedure two of appendix F of this
part and § 60.13. Use Method 5 or
Method 5I of Appendix A of this part for
the PM CEMS correlation testing.
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(4) The initial performance evaluation
must be completed no later than 180
days after the date of initial startup of
the affected facility, as specified under
§ 60.2125 or within 180 days of
notification to the Administrator of use
of the continuous monitoring system if
the owner or operator was previously
determining compliance by Method 5
performance tests, whichever is later.
(5) The owner or operator of an
affected facility may request that
compliance with the particulate matter
emission limit be determined using
carbon dioxide measurements corrected
to an equivalent of 7 percent oxygen.
The relationship between oxygen and
carbon dioxide levels for the affected
facility must be established according to
the procedures and methods specified
in § 60.2145(s)(5)(i) through (s)(5)(iv).
(6) The owner or operator of an
affected facility must conduct an initial
performance test for particulate matter
emissions as required under § 60.2125.
Compliance with the particulate matter
emission limit must be determined by
using the continuous emission
monitoring system specified in
paragraph (n) of this section to measure
particulate matter and calculating a 30day rolling average emission
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, appendix A–7.
(7) Compliance with the particulate
matter emission limit must be
determined based on the 30-day rolling
average calculated using Equation 19–19
in section 12.4.1 of EPA Reference
Method 19 at 40 CFR part 60, appendix
A–7 from the 1-hour arithmetic average
continuous emission monitoring system
outlet data.
(8) At a minimum, valid continuous
monitoring system hourly averages must
be obtained as specified in § 60.2170(e).
(9) The 1-hour arithmetic averages
required under paragraph (n)(7) of this
section must be expressed in milligrams
per dry standard cubic meter corrected
to 7 percent oxygen (dry basis) and must
be used to calculate the 30-day rolling
average emission concentrations. The 1hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
(10) All valid continuous emission
monitoring system data must be used in
calculating average emission
concentrations even if the minimum
continuous emission monitoring system
data requirements of paragraph (n)(8) of
this section are not met.
(11) The continuous emission
monitoring system must be operated
according to performance specification
11 in appendix B of this part.
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(12) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 11 in
appendix B of this part, particulate
matter and oxygen (or carbon dioxide)
data must be collected concurrently (or
within a 30- to 60-minute period) by
both the continuous emission monitors
and the following test methods.
(i) For particulate matter, EPA
Reference Method 5 must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, as
applicable, must be used.
(13) Quarterly accuracy
determinations and daily calibration
drift tests must be performed in
accordance with procedure 2 in
appendix F of this part.
(14) When particulate matter
emissions data are not obtained because
of continuous emission monitoring
system breakdowns, repairs, calibration
checks, and zero and span adjustments,
emissions data must be obtained by
using other monitoring systems as
approved by the Administrator or EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7 to provide, as necessary,
valid emissions data for a minimum of
85 percent of the hours per day, 90
percent of the hours per calendar
quarter, and 95 percent of the hours per
calendar year that the affected facility is
operated and combusting waste.
(o) To demonstrate continuous
compliance with the carbon monoxide
emissions limit, you must use a
continuous automated sampling system.
(1) Install, calibrate, maintain, and
operate a continuous emission
monitoring system for measuring carbon
monoxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 4B of
appendix B of this part, the quality
assurance procedure 1 of appendix F of
this part and the procedures under
§ 60.13 must be followed for
installation, evaluation, and operation
of the continuous emission monitoring
system.
(2) Following the date that the initial
performance test for carbon monoxide is
completed or is required to be
completed under § 60.2140, compliance
with the carbon monoxide emission
limit must be determined based on the
30-day rolling average of the hourly
arithmetic average emission
concentrations using continuous
emission monitoring system outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million corrected
to 7 percent oxygen (dry basis) and used
to calculate the 30-day rolling average
emission concentrations. The 1-hour
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arithmetic averages must be calculated
using the data points required under
§ 60.13(e)(2).
(p) The owner/operator of an affected
source with a bypass stack shall install,
calibrate (to manufacturers’
specifications), maintain, and operate a
device or method for measuring the use
of the bypass stack including date, time
and duration.
■ 26. Section 60.2170 is revised to read
as follows:
§ 60.2170 Is there a minimum amount of
monitoring data I must obtain?
For each continuous monitoring
system required or optionally allowed
under § 60.2165, you must collect data
according to this section:
(a) You must operate the monitoring
system and collect data at all required
intervals at all times compliance is
required except for periods of
monitoring system malfunctions or outof-control periods, repairs associated
with monitoring system malfunctions or
out-of-control periods (as specified in
60.2210(o) of this part), and required
monitoring system quality assurance or
quality control activities (including, as
applicable, calibration checks and
required zero and span adjustments). A
monitoring system malfunction is any
sudden, infrequent, not reasonably
preventable failure of the monitoring
system to provide valid data.
Monitoring system failures that are
caused in part by poor maintenance or
careless operation are not malfunctions.
You are required to effect monitoring
system repairs in response to
monitoring system malfunctions or outof-control periods and to return the
monitoring system to operation as
expeditiously as practicable.
(b) You may not use data recorded
during monitoring system malfunctions
or out-of-control periods, repairs
associated with monitoring system
malfunctions or out-of-control periods,
or required monitoring system quality
assurance or control activities in
calculations used to report emissions or
operating levels. You must use all the
data collected during all other periods
in assessing the operation of the control
device and associated control system.
(c) Except for periods of monitoring
system malfunctions or out-of-control
periods, repairs associated with
monitoring system malfunctions or outof-control periods, and required
monitoring system quality assurance or
quality control activities including, as
applicable, calibration checks and
required zero and span adjustments,
failure to collect required data is a
deviation of the monitoring
requirements.
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27. Section 60.2175 is amended by:
a. Revising the introductory text.
b. Revising paragraphs (b)(5) and (e).
c. Removing and reserving paragraphs
(c) and (d).
■ d. Adding paragraphs (o) through (w).
■
■
■
■
§ 60.2175
What records must I keep?
You must maintain the items (as
applicable) as specified in paragraphs
(a), (b), and (e) through (u) of this
section for a period of at least 5 years:
*
*
*
*
*
(b) * * *
(5) For affected CISWI units that
establish operating limits for controls
other than wet scrubbers under
§ 60.2110(d) through (f) or § 60.2115,
you must maintain data collected for all
operating parameters used to determine
compliance with the operating limits.
*
*
*
*
*
(c) [Reserved]
(d) [Reserved]
(e) Identification of calendar dates
and times for which data show a
deviation from the operating limits in
table 2 of this subpart or a deviation
from other operating limits established
under § 60.2110(d) through (f) or
§ 60.2115 with a description of the
deviations, reasons for such deviations,
and a description of corrective actions
taken.
*
*
*
*
*
(o) Maintain records of the annual air
pollution control device inspections
that are required for each CISWI unit
subject to the emissions limits in table
1 of this subpart or tables 5 through 8
of this subpart, any required
maintenance, and any repairs not
completed within 10 days of an
inspection or the timeframe established
by the state regulatory agency.
(p) For continuously monitored
pollutants or parameters, you must
document and keep a record of the
following parameters measured using
continuous monitoring systems.
(1) All 6-minute average levels of
opacity.
(2) All 1-hour average concentrations
of sulfur dioxide emissions.
(3) All 1-hour average concentrations
of nitrogen oxides emissions.
(4) All 1-hour average concentrations
of carbon monoxide emissions.
(5) All 1-hour average concentrations
of particulate matter emissions.
(6) All 1-hour average concentrations
of mercury emissions.
(7) All 1-hour average concentrations
of hydrogen chloride emissions.
(q) Records indicating use of the
bypass stack, including dates, times,
and durations.
(r) If you choose to stack test less
frequently than annually, consistent
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with § 60.2155(a) through (c), you must
keep annual records that document that
your emissions in the previous stack
test(s) were less than 75 percent of the
applicable emission limit and document
that there was no change in source
operations including fuel composition
and operation of air pollution control
equipment that would cause emissions
of the relevant pollutant to increase
within the past year.
(s) Records of the occurrence and
duration of each malfunction of
operation (i.e., process equipment) or
the air pollution control and monitoring
equipment.
(t) Records of all required
maintenance performed on the air
pollution control and monitoring
equipment.
(u) Records of actions taken during
periods of malfunction to minimize
emissions in accordance with § 60.11(d),
including corrective actions to restore
malfunctioning process and air
pollution control and monitoring
equipment to its normal or usual
manner of operation.
(v) For operating units that burn
materials other than traditional fuels as
defined in § 241.2, a description of each
material burned, and a record which
documents how each material that is not
a traditional fuel meets each of the
legitimacy criteria in § 241.3(d). If you
combust a material that has been
processed from a discarded nonhazardous secondary material pursuant
to § 241.3(b)(4), you must keep records
as to how the operations that produced
the material satisfy the definition of
processing in § 241.2. If the material
received a non-waste determination
pursuant to the petition process
submitted under § 241.3(c), you must
keep a copy of the non-waste
determination granted by EPA.
(w) For operating units that burn tires,
(1) A certification that the shipment of
tires that are non-waste per 40 CFR
241.3(b)(2)(i), are part of an established
tire collection program, consistent with
the definition of that term in § 241.2.
The certification must document that
the tires were not discarded and are
handled as valuable commodities in
accordance with § 241.3(d), from the
point of removal from the automobile
through arrival at the combustion
facility. The certification must identify
the entity the tires were received from
(for example, the name of the state or
private collection program), the
quantity, volume, or weight of tires
received by you, and the dates received.
The certification must be signed by the
owner or operator of the combustion
unit, or by a responsible official of the
established tire collection program, and
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must include the following certification
of compliance, ‘‘The tires from this tire
collection program meet the EPA
definition of an established tire
collection program in 40 CFR section
241.’’ and state the title or position of
the person signing the certification.
(2) You must also keep a record that
identifies where on your plant site the
tires from each tire collection program
are located, and that accounts for all
tires at the plant site.
■ 27. Section 60.2210 is amended by
revising paragraph (e) and adding
paragraphs (k) through (o) to read as
follows:
§ 60.2210 What information must I include
in my annual report?
*
*
*
*
*
(e) If no deviation from any emission
limitation or operating limit that applies
to you has been reported, a statement
that there was no deviation from the
emission limitations or operating limits
during the reporting period.
*
*
*
*
*
(k) If you had a malfunction during
the reporting period, the compliance
report must include the number,
duration, and a brief description for
each type of malfunction that occurred
during the reporting period and that
caused or may have caused any
applicable emission limitation to be
exceeded. The report must also include
a description of actions taken by an
owner or operator during a malfunction
of an affected source to minimize
emissions in accordance with § 60.11(d),
including actions taken to correct a
malfunction.
(l) For each deviation from an
emission or operating limitation that
occurs for a CISWI unit for which you
are not using a continuous monitoring
system to comply with the emission or
operating limitations in this subpart, the
annual report must contain the
following information.
(1) The total operating time of the
CISWI unit at which the deviation
occurred during the reporting period.
(2) Information on the number,
duration, and cause of deviations
(including unknown cause, if
applicable), as applicable, and the
corrective action taken.
(m) If there were periods during
which the continuous monitoring
system, including the continuous
emission monitoring system, was out of
control as specified in paragraph (o) of
this section, the annual report must
contain the following information for
each deviation from an emission or
operating limitation occurring for a
CISWI unit for which you are using a
continuous monitoring system to
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comply with the emission and operating
limitations in this subpart.
(1) The date and time that each
malfunction started and stopped.
(2) The date, time, and duration that
each CMS was inoperative, except for
zero (low-level) and high-level checks.
(3) The date, time, and duration that
each continuous monitoring system was
out-of-control, including start and end
dates and hours and descriptions of
corrective actions taken.
(4) The date and time that each
deviation started and stopped, and
whether each deviation occurred during
a period of malfunction or during
another period.
(5) A summary of the total duration of
the deviation during the reporting
period, and the total duration as a
percent of the total source operating
time during that reporting period.
(6) A breakdown of the total duration
of the deviations during the reporting
period into those that are due to control
equipment problems, process problems,
other known causes, and other
unknown causes.
(7) A summary of the total duration of
continuous monitoring system
downtime during the reporting period,
and the total duration of continuous
monitoring system downtime as a
percent of the total operating time of the
CISWI unit at which the continuous
monitoring system downtime occurred
during that reporting period.
(8) An identification of each
parameter and pollutant that was
monitored at the CISWI unit.
(9) A brief description of the CISWI
unit.
(10) A brief description of the
continuous monitoring system.
(11) The date of the latest continuous
monitoring system certification or audit.
(12) A description of any changes in
continuous monitoring system,
processes, or controls since the last
reporting period.
(n) If there were periods during which
the continuous monitoring system,
including the continuous emission
monitoring system, was not out of
control as specified in paragraph (o) of
this section, a statement that there were
not periods during which the
continuous monitoring system was out
of control during the reporting period.
(o) A continuous monitoring system is
out of control in accordance with the
procedure in 40 CFR part 60, appendix
F of this part, as if any of the following
occur.
(1) The zero (low-level), mid-level (if
applicable), or high-level calibration
drift exceeds two times the applicable
calibration drift specification in the
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applicable performance specification or
in the relevant standard.
(2) The continuous monitoring system
fails a performance test audit (e.g.,
cylinder gas audit), relative accuracy
audit, relative accuracy test audit, or
linearity test audit.
(3) The continuous opacity
monitoring system calibration drift
exceeds two times the limit in the
applicable performance specification in
the relevant standard.
*
*
*
*
*
■ 28. Section 60.2220 is amended by
revising paragraph (c) and removing
paragraphs (e) and (f).
§ 60.2220 What must I include in the
deviation report?
*
*
*
*
*
(c) Durations and causes of the
following:
(1) Each deviation from emission
limitations or operating limits and your
corrective actions.
(2) Bypass events and your corrective
actions.
*
*
*
*
*
■ 29. Section 60.2230 is revised to read
as follows:
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§ 60.2230 Are there any other notifications
or reports that I must submit?
(a) Yes. You must submit notifications
as provided by § 60.7.
(b) If you cease combusting solid
waste but continue to operate, you must
provide 30 days prior notice of the
effective date of the waste-to-fuel
switch, consistent with 60.2145(a). The
notification must identify:
(1) The name of the owner or operator
of the CISWI unit, the location of the
source, the emissions unit(s) that will
cease burning solid waste, and the date
of the notice;
(2) The currently applicable
subcategory under this subpart, and any
40 CFR part 63 subpart and subcategory
that will be applicable after you cease
combusting solid waste;
(3) The fuel(s), non-waste material(s)
and solid waste(s) the CISWI unit is
currently combusting and has
combusted over the past 6 months, and
the fuel(s) or non-waste materials the
unit will commence combusting;
(4) The date on which you became
subject to the currently applicable
emission limits;
(5) The date upon which you will
cease combusting solid waste, and the
date (if different) that you intend for any
new requirements to become applicable
(i.e., the effective date of the waste-tofuel switch), consistent with paragraphs
(b)(2) and (3)of this section.
■ 30. Section 60.2235 is revised to read
as follows:
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§ 60.2235
reports?
In what form can I submit my
(a) Submit initial, annual and
deviation reports electronically or in
paper format, postmarked on or before
the submittal due dates.
(b) As of January 1, 2012, and within
60 days after the date of completing
each performance test, as defined in
§ 63.2, conducted to demonstrate
compliance with this subpart, you must
submit relative accuracy test audit (i.e.,
reference method) data and performance
test (i.e., compliance test) data, except
opacity data, electronically to EPA’s
Central Data Exchange (CDX) by using
the Electronic Reporting Tool (ERT) (see
https://www.epa.gov/ttn/chief/ert/ert
tool.html/) or other compatible
electronic spreadsheet. Only data
collected using test methods compatible
with ERT are subject to this requirement
to be submitted electronically into
EPA’s WebFIRE database.
■ 31. Section 60.2242 is revised to read
as follows:
§ 60.2242 Am I required to apply for and
obtain a Title V operating permit for my
unit?
Yes. Each CISWI unit and air curtain
incinerator subject to standards under
this subpart must operate pursuant to a
permit issued under Section 129(e) and
Title V of the Clean Air Act.
32. Section 60.2250 is revised to read
as follows:
■
§ 60.2250 What are the emission
limitations for air curtain incinerators?
Within 60 days after your air curtain
incinerator reaches the charge rate at
which it will operate, but no later than
180 days after its initial startup, you
must meet the two limitations specified
in paragraphs (a) and (b) of this section.
(a) Maintain opacity to less than or
equal to 10 percent opacity (as
determined by the average of three 1hour blocks consisting of ten 6-minute
average opacity values), except as
described in paragraph (b) of this
section.
(b) Maintain opacity to less than or
equal to 35 percent opacity (as
determined by the average of three 1hour blocks consisting of ten 6-minute
average opacity values) during the
startup period that is within the first 30
minutes of operation.
33. Section 60.2260 is amended by
revising paragraph (d) to read as
follows:
■
§ 60.2260 What are the recordkeeping and
reporting requirements for air curtain
incinerators?
*
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*
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*
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15761
(d) You must submit the results (as
determined by the average of three 1hour blocks consisting of ten 6-minute
average opacity values) of the initial
opacity tests no later than 60 days
following the initial test. Submit annual
opacity test results within 12 months
following the previous report.
*
*
*
*
*
34. Section 60.2265 is amended by:
a. Adding definitions for ‘‘Affirmative
defense’’, ‘‘Burn-off oven’’, ‘‘Bypass
stack’’, ‘‘Chemical recovery unit’’,
‘‘Continuous monitoring system’’,
‘‘Cyclonic burn barrel’’, ‘‘Energy recovery
unit’’, ‘‘Energy recovery unit designed to
burn biomass (Biomass)’’, ‘‘Energy
recovery unit designed to burn coal
(Coal)’’, ‘‘Energy recovery unit designed
to burn solid materials (Solids)’’,
‘‘Homogeneous wastes’’ ‘‘Incinerator’’,
‘‘Kiln’’, ‘‘Laboratory analysis unit’’,
‘‘Minimum voltage or amperage’’,
‘‘Opacity’’, ‘‘Operating day’’,
‘‘Performance evaluation’’, ‘‘Performance
test’’, ‘‘Process change’’, ‘‘Raw mill’’,
‘‘Small remote incinerator’’, ‘‘Soil
treatment unit’’, ‘‘Solid waste
incineration unit,’’ ‘‘Space heater’’ and
‘‘Waste-burning kiln’’, in alphabetical
order.
■ b. Revising the definition for
‘‘Commercial and industrial solid waste
incineration (CISWI) unit’’, ‘‘dioxin/
furans’’, ‘‘Modification or modified
CISWI unit’’, and ‘‘Wet scrubber’’.
■ c. Removing paragraph (3) of the
definition for ‘‘Deviation.’’
■ d. Removing the definition for
‘‘Agricultural waste’’, ‘‘Commercial or
industrial waste’’, ‘‘Contained gaseous
material’’, and ‘‘Solid waste’’.
■
■
§ 60.2265
What definitions must I know?
*
*
*
*
*
Affirmative defense means, in the
context of an enforcement proceeding, a
response or defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
Burn-off oven means any rack
reclamation unit, part reclamation unit,
or drum reclamation unit. A burn-off
oven is not an incinerator, wasteburning kiln, an energy recovery unit or
a small, remote incinerator under this
subpart.
Bypass stack means a device used for
discharging combustion gases to avoid
severe damage to the air pollution
control device or other equipment.
*
*
*
*
*
Chemical recovery unit means
combustion units burning materials to
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recover chemical constituents or to
produce chemical compounds where
there is an existing commercial market
for such recovered chemical
constituents or compounds. The
following seven types of units are
considered chemical recovery units:
(1) Units burning only pulping liquors
(i.e., black liquor) that are reclaimed in
a pulping liquor recovery process and
reused in the pulping process.
(2) Units burning only spent sulfuric
acid used to produce virgin sulfuric
acid.
(3) Units burning only wood or coal
feedstock for the production of charcoal.
(4) Units burning only manufacturing
byproduct streams/residue containing
catalyst metals which are reclaimed and
reused as catalysts or used to produce
commercial grade catalysts.
(5) Units burning only coke to
produce purified carbon monoxide that
is used as an intermediate in the
production of other chemical
compounds.
(6) Units burning only hydrocarbon
liquids or solids to produce hydrogen,
carbon monoxide, synthesis gas, or
other gases for use in other
manufacturing processes.
(7) Units burning only photographic
film to recover silver.
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any distinct operating unit of any
commercial or industrial facility that
combusts, or has combusted in the
preceding 6 months, any solid waste as
that term is defined in 40 CFR part 241.
If the operating unit burns materials
other than traditional fuels as defined in
§ 241.2 that have been discarded, and
you do not keep and produce records as
required by § 60.2175(v), the material is
a solid waste and the operating unit is
a CISWI unit. While not all CISWI units
will include all of the following
components, a CISWI unit includes, but
is not limited to, the solid waste feed
system, grate system, flue gas system,
waste heat recovery equipment, if any,
and bottom ash system. The CISWI unit
does not include air pollution control
equipment or the stack. The CISWI unit
boundary starts at the solid waste
hopper (if applicable) and extends
through two areas: The combustion unit
flue gas system, which ends
immediately after the last combustion
chamber or after the waste heat recovery
equipment, if any; and the combustion
unit bottom ash system, which ends at
the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all
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ash handling systems connected to the
bottom ash handling system.
*
*
*
*
*
Continuous monitoring system means
the total equipment, required under the
emission monitoring sections in
applicable subparts, used to sample and
condition (if applicable), to analyze, and
to provide a permanent record of
emissions or process parameters.
*
*
*
*
*
Cyclonic burn barrel means a
combustion device for waste materials
that is attached to a 55 gallon, openhead
drum. The device consists of a lid,
which fits onto and encloses the drum,
and a blower that forces combustion air
into the drum in a cyclonic manner to
enhance the mixing of waste material
and air. A cyclonic burn barrel is not an
incinerator, waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
Deviation means any instance in
which an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including but not limited to any
emission limitation, operating limit, or
operator qualification and accessibility
requirements.
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit.
Dioxins/furans means tetra- through
octa-chlorinated dibenzo-p-dioxins and
dibenzofurans.
*
*
*
*
*
Energy recovery unit means a
combustion unit combusting solid waste
(as that term is defined by the
Administrator under RCRA in 40 CFR
240) for energy recovery. Energy
recovery units include units that would
be considered boilers and process
heaters if they did not combust solid
waste.
Energy recovery unit designed to burn
biomass (Biomass) means an energy
recovery unit that burns solid waste and
at least 10 percent biomass, but less
than 10 percent coal, on a heat input
basis on an annual average, either alone
or in combination with liquid waste,
liquid fuel or gaseous fuels.
Energy recovery unit designed to burn
coal (Coal) means an energy recovery
unit that burns solid waste and at least
10 percent coal on a heat input basis on
an annual average, either alone or in
combination with liquid waste, liquid
fuel or gaseous fuels.
Energy recovery unit designed to burn
liquid waste materials and gas (Liquid/
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gas) means an energy recovery unit that
burns a liquid waste with liquid or
gaseous fuels not combined with any
solid fuel or waste materials.
Energy recovery unit designed to burn
solid materials (Solids) includes energy
recovery units designed to burn coal
and energy recovery units designed to
burn biomass.
*
*
*
*
*
Homogeneous wastes are stable,
consistent in formulation, have known
fuel properties, have a defined origin,
have predictable chemical and physical
attributes, and result in consistent
combustion characteristics and have a
consistent emissions profile.
Incinerator means any furnace used in
the process of combusting solid waste
(as that term is defined by the
Administrator under RCRA in 40 CFR
part 240) for the purpose of reducing the
volume of the waste by removing
combustible matter. Incinerator designs
include single chamber and twochamber.
Kiln means an oven or furnace,
including any associated preheater or
precalciner devices, used for processing
a substance by burning, firing or drying.
Kilns include cement kilns that produce
clinker by heating limestone and other
materials for subsequent production of
Portland Cement.
Laboratory analysis unit means units
that burn samples of materials for the
purpose of chemical or physical
analysis. A laboratory analysis unit is
not an incinerator, waste-burning kiln,
an energy recovery unit or a small,
remote incinerator under this subpart.
*
*
*
*
*
Minimum voltage or amperage means
90 percent of the lowest test-run average
voltage or amperage to the electrostatic
precipitator measured during the most
recent particulate matter or mercury
performance test demonstrating
compliance with the applicable
emission limits.
Modification or modified CISWI unit
means a CISWI unit that has been
changed later than June 1, 2001, and
that meets one of two criteria:
(1) The cumulative cost of the changes
over the life of the unit exceeds 50
percent of the original cost of building
and installing the CISWI unit (not
including the cost of land) updated to
current costs (current dollars). To
determine what systems are within the
boundary of the CISWI unit used to
calculate these costs, see the definition
of CISWI unit.
(2) Any physical change in the CISWI
unit or change in the method of
operating it that increases the amount of
any air pollutant emitted for which
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section 129 or section 111 of the Clean
Air Act has established standards.
Opacity means the degree to which
emissions reduce the transmission of
light and obscure the view of an object
in the background.
Operating day means a 24-hour
period between 12:00 midnight and the
following midnight during which any
amount of solid waste is combusted at
any time in the CISWI unit.
*
*
*
*
*
Performance evaluation means the
conduct of relative accuracy testing,
calibration error testing, and other
measurements used in validating the
continuous monitoring system data.
Performance test means the collection
of data resulting from the execution of
a test method (usually three emission
test runs) used to demonstrate
compliance with a relevant emission
standard as specified in the performance
test section of the relevant standard.
Process change means a significant
permit revision, but only with respect to
those pollutant-specific emission units
for which the proposed permit revision
is applicable, including but not limited
to a change in the air pollution control
devices used to comply with the
emission limits for the affected CISWI
unit (e.g., change in the sorbent used for
activated carbon injection).
*
*
*
*
*
Raw mill means a ball and tube mill,
vertical roller mill or other size
reduction equipment, that is not part of
an in-line kiln/raw mill, used to grind
feed to the appropriate size. Moisture
may be added or removed from the feed
during the grinding operation. If the raw
mill is used to remove moisture from
feed materials, it is also, by definition,
a raw material dryer. The raw mill also
includes the air separator associated
with the raw mill.
*
*
*
*
*
Small, remote incinerator means an
incinerator that combusts solid waste
(as that term is defined by the
Administrator under RCRA in 40 CFR
part 240) and combusts 3 tons per day
or less solid waste and is more than 25
miles driving distance to the nearest
municipal solid waste landfill.
Soil treatment unit means a unit that
thermally treats petroleum
contaminated soils for the sole purpose
of site remediation. A soil treatment
unit may be direct-fired or indirect
fired. A soil treatment unit is not an
incinerator, waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
Solid waste incineration unit means a
distinct operating unit of any facility
which combusts any solid waste (as that
term is defined by the Administrator
under RCRA in 40 CFR part 240)
material from commercial or industrial
establishments or the general public
(including single and multiple
residences, hotels and motels). Such
term does not include incinerators or
other units required to have a permit
under section 3005 of the Solid Waste
Disposal Act. The term ‘‘solid waste
incineration unit’’ does not include: (A)
Materials recovery facilities (including
primary or secondary smelters) which
combust waste for the primary purpose
of recovering metals; (B) qualifying
small power production facilities, as
defined in section 3(17)(C) of the
Federal Power Act (16 U.S.C.
15763
769(17)(C)), or qualifying cogeneration
facilities, as defined in section 3(18)(B)
of the Federal Power Act (16 U.S.C.
796(18)(B)), which burn homogeneous
waste (such as units which burn tires or
used oil, but not including refusederived fuel) for the production of
electric energy or in the case of
qualifying cogeneration facilities which
burn homogeneous waste for the
production of electric energy and steam
or forms of useful energy (such as heat)
which are used for industrial,
commercial, heating or cooling
purposes; or (C) air curtain incinerators
provided that such incinerators only
burn wood wastes, yard wastes, and
clean lumber and that such air curtain
incinerators comply with opacity
limitations to be established by the
Administrator by rule.
Space heater means a usually portable
appliance for heating a relatively small
area. These units are not subject to the
incinerator, waste-burning kiln, or
small, remote subcategories.
*
*
*
*
*
Waste-burning kiln means a kiln that
is heated, in whole or in part, by
combusting solid waste (as that term is
defined by the Administrator pursuant
to Subtitle D of RCRA).
Wet scrubber means an add-on air
pollution control device that uses an
aqueous or alkaline scrubbing liquor to
collect particulate matter (including
nonvaporous metals and condensed
organics) and/or to absorb and
neutralize acid gases.
*
*
*
*
*
35. Table 1 of subpart CCCC is revised
to read as follows:
■
TABLE 1 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR CISWI UNITS FOR WHICH CONSTRUCTION IS
COMMENCED AFTER NOVEMBER 30, 1999, BUT NO LATER THAN JUNE 4, 2010, OR FOR WHICH MODIFICATION OR
RECONSTRUCTION IS COMMENCED ON OR AFTER JUNE 1, 2001, BUT NO LATER THAN SEPTEMBER 21, 2011
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Cadmium ........................................
0.004 milligrams per dry standard
cubic meter.
157 parts per million by dry volume.
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
30 day rolling average ..................
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Carbon Monoxide ..........................
Dioxin/Furan
basis).
equivalency
0.41 nanograms per dry standard
cubic meter.
Hydrogen Chloride .........................
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For the air pollutant
62 parts per million by dry volume
Lead ...............................................
0.04 milligrams per dry standard
cubic meter.
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3-run average (collect a minimum
volume of 2 dry standard cubic
meters per run).
3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
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Carbon Monoxide CEMS (Performance Specification 4A of
this part, use a span value of
300 ppm.).
Performance test (Method 23 of
appendix A–7 of this part).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
21MRR6
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TABLE 1 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR CISWI UNITS FOR WHICH CONSTRUCTION IS
COMMENCED AFTER NOVEMBER 30, 1999, BUT NO LATER THAN JUNE 4, 2010, OR FOR WHICH MODIFICATION OR
RECONSTRUCTION IS COMMENCED ON OR AFTER JUNE 1, 2001, BUT NO LATER THAN SEPTEMBER 21, 2011—Continued
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Mercury ..........................................
0.47 milligrams per dry standard
cubic meter.
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008).b
Nitrogen Oxides .............................
388 parts per million by dry volume.
3-run average (For Method 29
and ASTM D6784–02 (Reapproved 2008),b collect a minimum volume of 1 dry standard
cubic meter per run. For Method 30B, collect a minimum
sample as specified in Method
30B at 40 CFR part 60, appendix A).
3-run average (1 hour minimum
sample time per run).
Opacity ...........................................
10 percent .....................................
Particulate matter ...........................
70 milligrams per dry standard
cubic meter.
Sulfur Dioxide ................................
20 parts per million by dry volume
Three 1-hour blocks consisting of
ten 6-minute averages opacity
values.
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
3-run average (For Method 6, collect a minimum volume of 200
liters per run. For Method 6C,
collect sample for a minimum
duration of 1 hour per run).
Performance test (Method 7 7E at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 800 ppm or less.
Performance test (Method 9 at 40
CFR part 60, appendix A–4).
Performance test (Method 5 or 29
at 40 CFR part 60, appendix A–
3 or A–8).
Performance test (Method 6 or 6C
at 40 CFR part 60, appendix A–
4. Use a span gas with a concentration of 50 ppm or less.
a All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions.
b Incorporated by reference, see § 60.17.
36. Table 4 of subpart CCCC is
amended by revising the entry for
‘‘Annual Report’’ and ‘‘Emission
■
limitation or operating limit deviation
report.’’
TABLE 4 TO SUBPART CCCC OF PART 60—SUMMARY OF REPORTING REQUIREMENTS a
Due date
Contents
*
Annual report .............
jlentini on DSKJ8SOYB1PROD with RULES6
Report
*
*
No later than 12 months following the submission of the initial test report. Subsequent reports are to be submitted no
more than 12 months following the previous report.
*
*
*
• Name and address ...................................
• Statement and signature by responsible
official.
• Date of report ...........................................
• Values for the operating limits ..................
• Highest recorded 3-hour average and the
lowest 3-hour average, as applicable, for
each operating parameter recorded for
the calendar year being reported.
• If a performance test was conducted during the reporting period, the results of the
test.
• If a performance test was not conducted
during the reporting period, a statement
that the requirements of § 60.2155(a)
were met.
• Documentation of periods when all qualified CISWI unit operators were unavailable for more than 8 hours but less than
2 weeks.
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Reference
21MRR6
*
§§ 60.2205 and 60.2210.
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TABLE 4 TO SUBPART CCCC OF PART 60—SUMMARY OF REPORTING REQUIREMENTS a—Continued
Report
Due date
Contents
Reference
• If you are conducting performance tests
once every 3 years consistent with
§ 60.2155(a), the date of the last 2 performance tests, a comparison of the
emission level you achieved in the last 2
performance tests to the 75 percent
emission limit threshold required in
§ 60.2155(a) and a statement as to
whether there have been any operational
changes since the last performance test
that could increase emissions.
*
Emission limitation or
operating limit deviation report.
*
a This
*
*
By August 1 of that year for data collected
during the first half of the calendar year.
By February 1 of the following year for
data collected during the second half of
the calendar year.
*
*
*
*
• Dates and times of deviation ....................
• Averaged and recorded data for those
dates.
• Duration and causes of each deviation
and the corrective actions taken.
• Copy of operating limit monitoring data
and any test reports.
• Dates, times and causes for monitor
downtime incidents.
*
*
*
*
*
§ 60.2215 and 60.2220.
*
table is only a summary, see the referenced sections of the rule for the complete requirements.
37. Table 5 to Subpart CCCC is added
to read as follows:
■
TABLE 5 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR INCINERATORS THAT COMMENCED CONSTRUCTION
AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011
For the air
pollutant
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Cadmium ........................................
0.0023 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 4 dry standard cubic
meter per run).
Carbon Monoxide ..........................
12 parts per million by dry volume
30 day rolling average ..................
Dioxin/furan (Total Mass Basis) .....
0.052 nanograms per dry standard cubic meter.
Dioxin/furan
basis).
equivalency
0.13 nanograms per dry standard
cubic meter.
Fugitive ash ...................................
Visible emissions for no more
than 5 percent of the hourly observation period.
0.091 part per million by dry volume.
3-run average (collect a minimum
volume of 4 dry standard cubic
meter per run).
3-run average (collect a minimum
volume of 4 dry standard cubic
meter per run).
Three 1-hour observation periods
Performance test (Method 29 at
40 CFR part 60, appendix A–8
of this part).
Use ICPMS for the analytical finish.
Carbon Monoxide CEMS (Performance Specification 4A of
this part, using an RA of 0.5
ppm instead of 5 ppm as specified in section 13.2. For the cylinder gas audit, +/¥ 15% or 0.5
ppm, whichever is greater.) Use
a span gas with a concentration
of 20 ppm or less.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
(toxic
jlentini on DSKJ8SOYB1PROD with RULES6
Hydrogen Chloride .........................
Lead ...............................................
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0.0019 milligrams per dry standard cubic meter.
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3-run average (For Method 26,
collect a minimum volume of
200 liters per run. For Method
26A, collect a minimum volume
of 3 dry standard cubic meter
per run).
3-run average (collect a minimum
volume of 4 dry standard cubic
meter per run).
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E:\FR\FM\21MRR6.SGM
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Visible emission test (Method 22
at 40 CFR part 60, appendix A–
7).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
Performance test (Method 29 of
appendix A–8 at 40 CFR part
60). Use ICPMS for the analytical finish.
21MRR6
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 5 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR INCINERATORS THAT COMMENCED CONSTRUCTION
AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011—
Continued
For the air
pollutant
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Mercury ..........................................
0.00016 milligrams per dry standard cubic meter.
Nitrogen Oxides .............................
23 parts per million dry volume ....
3-run average (collect enough volume to meet a detection limit
data quality objective of 0.03
μg/dry standard cubic meter).
3-run average (1 hour minimum
sample time per run).
Particulate matter ...........................
(filterable) .......................................
18 milligrams per dry standard
cubic meter.
3-run average (collect a minimum
volume of 2 dry standard cubic
meters per run).
Sulfur dioxide .................................
11 parts per million dry volume ....
3-run average (1 hour minimum
sample time per run).
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008) b.
Performance test (Method 7E at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 50 ppm or less.
Performance test (Method 5 or 29
at 40 CFR part 60, appendix A–
3 or appendix A–8 at 40 CFR
part 60).
Performance test (Method 6 or 6C
at 40 CFR part 60, appendix A–
4. Use a span gas with a concentration of 20 ppm or less.
a All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
38. Table 6 to Subpart CCCC is added
to read as follows:
■
TABLE 6 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR ENERGY RECOVERY UNITS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011
You must meet this emission limitation a
For the air pollutant
Liquid/gas
Solids
Cadmium ....................
0.023 milligrams per
dry standard cubic
meter.
0.00051 milligrams
per dry standard
cubic meter.
Carbon monoxide ......
36 parts per million
dry volume.
Coal—46 parts per
million dry volume.
Biomass—160 parts
per million dry volume.
Dioxins/furans (Total
Mass Basis).
No Total Mass Basis
limit, must meet the
toxic equivalency
basis limit below.
0.002 nanograms per
dry standard cubic
meter.
0.068 nanograms per
dry standard cubic
meter.
Visible emissions for
no more than 5 percent of the hourly
observation period.
Visible emissions for
no more than 5 percent of the hourly
observation period.
Dioxins/furans (toxic
equivalency basis).
jlentini on DSKJ8SOYB1PROD with RULES6
Fugitive ash ...............
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0.011 nanograms per
dry standard cubic
meter.
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Using this averaging
time
And determining compliance using this method
3-run average (collect
a minimum volume
of 4 dry standard
cubic meters per
run).
30 day rolling average
Performance test (Method 29 at 40 CFR part
60, appendix A–8). Use ICPMS for the analytical finish.
3-run average (collect
a minimum volume
of 4 dry standard
cubic meters).
3-run average (collect
a minimum volume
of 4 dry standard
cubic meters per
run).
Three 1-hour observation periods.
Sfmt 4700
Carbon Monoxide CEMS (Performance
Specification 4A of this part, using a RA of
0.5 ppm instead of 5 ppm as specified in
section 13.2. For the cylinder gas audit, +/
¥15% or 0.5 ppm, whichever is greater.
Use a span gas with a concentration of
100 ppm or less for a liquid/gas or coalfed boiler. Use a span gas with a concentration of 300 ppm or less for a biomass-fed boiler.
Performance test (Method 23 at 40 CFR part
60, appendix A–7).
Performance test (Method 23 of appendix A–
7 of this part).
Visible emission test (Method 22 at 40 CFR
part 60, appendix A–7).
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15767
TABLE 6 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR ENERGY RECOVERY UNITS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011—Continued
You must meet this emission limitation a
For the air pollutant
Liquid/gas
Solids
Hydrogen chloride ......
14 parts per million
dry volume.
0.45 parts per million
dry volume.
Lead ...........................
0.096 milligrams per
dry standard cubic
meter.
0.00313 milligrams
per dry standard
cubic meter.
Mercury ......................
0.00025 milligrams
per dry standard
cubic meter.
0.00033 milligrams
per dry standard
cubic meter.
Oxides of nitrogen .....
76 parts per million
dry volume.
Biomass—290 parts
per million dry volume.
Coal—340 parts per
million dry volume.
Particulate matter (filterable).
110 milligrams per dry
standard cubic
meter.
250 milligrams per dry
standard cubic
meter.
Sulfur dioxide .............
720 parts per million
dry volume.
Biomass—6.2 parts
per million dry volume.
Coal—650 parts per
million dry volume.
Using this averaging
time
And determining compliance using this method
3-run average (For
Method 26, collect a
minimum volume of
200 liters per run.
For Method 26A,
collect a minimum
volume of 3 dry
standard cubic meters per run).
3-run average (collect
a minimum volume
of 4 dry standard
cubic meters per
run).
3-run average (collect
enough volume to
meet an in-stack
detection limit data
quality objective of
0.03 ug/dscm).
3-run average (1 hour
minimum sample
time per run).
Performance test (Method 26 or 26A at 40
CFR part 60, appendix A–8).
Performance test (Method 29 at 40 CFR part
60, appendix A–8). Use ICPMS for the analytical finish.
Performance test (Method 29 or 30B at 40
CFR part 60, appendix A–8) or ASTM
D6784–02 (Reapproved 2008).b.
Performance test (Method 7E at 40 CFR part
60, appendix A–4). Use a span gas with a
concentration of 150 ppm or less for liquid/
gas fuel boilers. Use a span gas with a
concentration of 700 ppm or less for solid
fuel boilers.
3-run average (collect Performance test (Method 5 or 29 at 40 CFR
a minimum volume
part 60, appendix A–3 or appendix A–8) if
of 1 dry standard
the unit has a design capacity less than
cubic meter per run).
250 MMBtu/hr; or PM CEMS (performance
specification 11 of appendix B of this part)
if the unit has a design capacity equal to
or greater than 250 MMBtu/hr. Use Method 5 or 5I of Appendix A of this part and
collect a minimum sample volume of 1
dscm per test run for the PM CEMS correlation testing.
3-run average (1 hour Performance test (Method 6 or 6C at 40
minimum sample
CFR part 60, appendix A–4. Use a span
time per run).
gas with a concentration of 20 ppm or less
for a biomass-fed boiler. Use a span gas
with a concentration of 1500 ppm or less
for a liquid/gas boiler or coal-fed boiler.
a All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the
Total Mass Basis limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
39. Table 7 to Subpart CCCC is added
to read as follows:
■
TABLE 7 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR WASTE-BURNING KILNS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011
You must meet this emission limitation a
Using this
averaging time
And determining
compliance using this method
Cadmium ........................................
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For the air pollutant
0.00048 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 4 dry standard cubic
meters per run).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 7 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR WASTE-BURNING KILNS THAT COMMENCED
CONSTRUCTION AFTER JUNE 4, 2010, OR RECONSTRUCTION OR MODIFICATION AFTER SEPTEMBER 21, 2011—Continued
For the air pollutant
You must meet this emission limitation a
Using this
averaging time
And determining
compliance using this method
Carbon monoxide ..........................
90 parts per million dry volume ....
30-day rolling average ..................
Dioxins/furans (total mass basis) ...
0.090 nanograms per dry standard cubic meter.
Dioxins/furans (toxic equivalency
basis).
0.0030 nanograms per dry standard cubic meter.
Hydrogen chloride ..........................
3.0 parts per million dry volume ...
Lead ...............................................
0.0026 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 4 dry standard cubic
meters per run).
3-run average (collect a minimum
volume of 4 dry standard cubic
meters).
3-run average (1 hour minimum
sample time per run) or 30-day
rolling average if HCl CEMS are
used.
3-run average (collect a minimum
volume of 4 dry standard cubic
meters).
Carbon monoxide CEMS (Performance Specification 4A of
this part, using an RA of 1 ppm
instead of 5 ppm as specified in
section 13.2. For the cylinder
gas audit, +/¥ 15% or 0.5 ppm,
whichever is greater). Use a
span gas with a concentration
of 200 ppm or less.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Mercury ..........................................
0.0062 milligrams per dry standard cubic meter.
30-day rolling average ..................
Oxides of nitrogen .........................
200 b parts per million dry volume
30-day rolling average ..................
Particulate matter (filterable) ..........
2.5 milligrams per dry standard
cubic meter.
30-day rolling average ..................
Sulfur dioxide .................................
38 parts per million dry volume ....
30-day rolling average ..................
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 321 at
40 CFR part 63, appendix A) or
HCl CEMS if a wet scrubber is
not used.
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
Mercury CEMS or sorbent trap
monitoring system (performance specification 12A or 12B,
respectively, of appendix B of
this part.)
NOX Continuous Emissions Monitoring System (performance
specification 2 of appendix B of
this part). Use a span gas with
a concentration of 400 ppm or
less.
PM Continuous Emissions Monitoring System (performance
specification 11 of appendix B
of this part).
Sulfur dioxide Continuous Emissions Monitoring System (performance specification 2 of appendix B of this part). Use a
span gas with a concentration
of 100 ppm or less.
a All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the total
mass basis limit or the toxic equivalency basis limit.
b NO limits for new waste-burning kilns based on data for best-performing similar source, Portland Cement kilns. See ‘‘CISWI Emission Limit
X
Calculations for Existing and New Sources’’ for details.
40. Table 8 to Subpart CCCC is added
to read as follows:
■
TABLE 8 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR SMALL, REMOTE INCINERATORS THAT COMMENCED CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER
SEPTEMBER 21, 2011
jlentini on DSKJ8SOYB1PROD with RULES6
For the air pollutant
You must meet this emission limitation a
Using this
averaging time
And determining compliance
using this method
Cadmium ........................................
0.61 milligrams per dry standard
cubic meter.
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
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15769
TABLE 8 TO SUBPART CCCC OF PART 60—EMISSION LIMITATIONS FOR SMALL, REMOTE INCINERATORS THAT COMMENCED CONSTRUCTION AFTER JUNE 4, 2010, OR THAT COMMENCED RECONSTRUCTION OR MODIFICATION AFTER
SEPTEMBER 21, 2011—Continued
For the air pollutant
You must meet this emission limitation a
Using this
averaging time
And determining compliance
using this method
Carbon monoxide ..........................
12 parts per million dry volume ....
24 hour block average ..................
Dioxins/furans (total mass basis) ...
1,200 nanograms per dry standard cubic meter.
Dioxins/furans (toxic equivalency
basis).
31 nanograms per dry standard
cubic meter.
Fugitive ash ...................................
Visible emissions for no more
than 5 percent of the hourly observation period.
200 parts per million by dry volume.
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter per run).
Three 1-hour observation periods
Carbon monoxide CEMS (Performance Specification 4A of
this part, using a RA of 0.5 ppm
instead of 5 ppm as specified in
section 13.2. For the cylinder
gas audit, +/¥ 15% or 0.5 ppm,
whichever is greater.). Use a
span gas with a concentration
of 25 ppm or less.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Hydrogen chloride ..........................
Lead ...............................................
0.26 milligrams per dry standard
cubic meter.
Mercury ..........................................
0.0035 milligrams per dry standard cubic meter.
Oxides of nitrogen .........................
78 parts per million dry volume ....
Particulate matter (filterable) ..........
230 milligrams per dry standard
cubic meter.
Sulfur dioxide .................................
1.2 parts per million dry volume ...
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Visible emission test (Method 22
at 40 CFR part 60, appendix
A–7).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
3-run average (collect a minimum Performance test (Method 29 at
volume of 1 dry standard cubic).
40 CFR part 60,appendix A–8).
Use ICPMS for the analytical
finish.
3-run average (For Method 29 Performance test (Method 29 or
and ASTM D6784–02 (Re30B at 40 CFR part 60, appenapproved 2008) b, collect a mindix A–8) or ASTM D6784–02
imum volume of 2 dry standard
(Reapproved 2008)b.
cubic meters per run. For Method 30B, collect a minimum volume as specified in Method
30B at 40 CFR part 60, appendix A).
3-run average (1 hour minimum Performance test (Method 7E at
sample time per run).
40 CFR part 60,appendix A–4).
Use a span gas with a concentration of 150 ppm or less.
3-run average (collect a minimum Performance test (Method 5 or 29
volume of 1 dry standard cubic
at 40 CFR part 60, appendix A–
meter).
3 or appendix A–8).
3-run average (1 hour minimum Performance test (Method 6 or 6c
sample time per run).
at 40 CFR part 60, appendix A–
4. Use a span gas with a concentration of 5 ppm or less.
a All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must
meet either the total mass basis limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
§ 60.2500
subpart?
41. Revise the heading for subpart
DDDD to read as follows:
jlentini on DSKJ8SOYB1PROD with RULES6
■
Subpart DDDD—Emissions Guidelines
and Compliance Times for Commercial
and Industrial Solid Waste Incineration
Units
*
*
*
*
*
42. Section 60.2500 is revised to read
as follows:
■
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What is the purpose of this
This subpart establishes emission
guidelines and compliance schedules
for the control of emissions from
commercial and industrial solid waste
incineration (CISWI) units. The
pollutants addressed by these emission
guidelines are listed in table 2 of this
subpart and tables 6 through 9 of this
subpart. These emission guidelines are
developed in accordance with sections
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111(d) and 129 of the Clean Air Act and
subpart B of this part.
43. Section 60.2505 is revised to read
as follows:
■
§ 60.2505
Am I affected by this subpart?
(a) If you are the Administrator of an
air quality program in a state or United
States protectorate with one or more
existing CISWI units that meets the
criteria in paragraphs (b) through (d) of
this section, you must submit a state
plan to EPA that implements the
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emission guidelines contained in this
subpart.
(b) You must submit a state plan to
EPA by December 3, 2001 for
incinerator units that commenced
construction on or before November 30,
1999 and that were not modified or
reconstructed after June 1, 2001.
(c) You must submit a state plan that
meets the requirements of this subpart
and contains the more stringent
emission limit for the respective
pollutant in table 6 of this subpart or
table 1 of subpart CCCC of this part to
EPA by March 21, 2012 for incinerators
that commenced construction after
November 30, 1999, but no later than
June 4, 2010, or commenced
modification or reconstruction after
June 1, 2001 but no later than
September 21, 2011.
(d) You must submit a state plan to
EPA that meets the requirements of this
subpart and contains the emission limits
in tables 7 through 9 of this subpart by
March 21, 2012 for CISWI units other
than incinerator units that commenced
construction on or before June 4, 2010.
■ 44. Section 60.2525 is revised to read
as follows:
jlentini on DSKJ8SOYB1PROD with RULES6
§ 60.2525 What if my state plan is not
approvable?
(a) If you do not submit an approvable
state plan (or a negative declaration
letter) by December 2, 2002, EPA will
develop a federal plan according to
§ 60.27 to implement the emission
guidelines contained in this subpart.
Owners and operators of CISWI units
not covered by an approved state plan
must comply with the federal plan. The
federal plan is an interim action and
will be automatically withdrawn when
your state plan is approved.
(b) If you do not submit an approvable
state plan (or a negative declaration
letter) to EPA that meets the
requirements of this subpart and
contains the emission limits in tables 6
through 9 of this subpart for CISWI
units that commenced construction after
November 30, 1999, but on or before by
June 4, 2010, then EPA will develop a
federal plan according to § 60.27 to
implement the emission guidelines
contained in this subpart. Owners and
operators of CISWI units not covered by
an approved state plan must comply
with the federal plan. The federal plan
is an interim action and will be
automatically withdrawn when your
state plan is approved.
■ 45. Section 60.2535 is amended by:
■ a. Revising paragraph (a) introductory
text.
■ b. Redesignating paragraph (b) as
paragraph (c).
■ c. Adding paragraph (b).
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20:15 Mar 18, 2011
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§ 60.2535 What compliance schedule must
I include in my state plan?
(a) For CISWI units in the incinerator
subcategory that commenced
construction on or before November 30,
1999, your state plan must include
compliance schedules that require
CISWI units to achieve final compliance
as expeditiously as practicable after
approval of the state plan but not later
than the earlier of the two dates
specified in paragraphs (a)(1) and (2) of
this section.
*
*
*
*
*
(b) For CISWI units in the incinerator
subcategory that commenced
construction after November 30, 1999,
but on or before June 4, 2010, and for
CISWI units in the energy recovery
units, waste-burning kilns, and small
remote incinerators subcategories that
commenced construction before June 4,
2010, your state plan must include
compliance schedules that require
CISWI units to achieve final compliance
as expeditiously as practicable after
approval of the state plan but not later
than the earlier of the two dates
specified in paragraphs (b)(1) and (b)(2)
of this section.
(1) March 21, 2016.
(2) 3 years after the effective date of
state plan approval.
*
*
*
*
*
■ 46. Section 60.2540 is amended by
revising paragraph (a) to read as follows:
§ 60.2540 Are there any state plan
requirements for this subpart that apply
instead of the requirements specified in
subpart B?
*
*
*
*
*
(a) State plans developed to
implement this subpart must be as
protective as the emission guidelines
contained in this subpart. State plans
must require all CISWI units to comply
by the dates specified in § 60.2535. This
applies instead of the option for case-bycase less stringent emission standards
and longer compliance schedules in
§ 60.24(f).
*
*
*
*
*
■ 47. Section 60.2541 is added to read
as follows:
§ 60.2541 In lieu of a state plan submittal,
are there other acceptable option(s) for a
state to meet its Clean Air Act section
111(d)/129(b)(2) obligations?
Yes, a state may meet its Clean Air
Act section 111(d)/129 obligations by
submitting an acceptable written request
for delegation of the federal plan that
meets the requirements of this section.
This is the only other option for a state
to meet its Clean Air Act section 111(d)/
129 obligations.
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(a) An acceptable federal plan
delegation request must include the
following:
(1) A demonstration of adequate
resources and legal authority to
administer and enforce the federal plan.
(2) The items under § 60.2515(a)(1),
(2) and (7).
(3) Certification that the hearing on
the state delegation request, similar to
the hearing for a state plan submittal,
was held, a list of witnesses and their
organizational affiliations, if any,
appearing at the hearing, and a brief
written summary of each presentation or
written submission.
(4) A commitment to enter into a
Memorandum of Agreement with the
Regional Administrator who sets forth
the terms, conditions, and effective date
of the delegation and that serves as the
mechanism for the transfer of authority.
Additional guidance and information is
given in EPA’s Delegation Manual, Item
7–139, Implementation and
Enforcement of 111(d)(2) and 111(d)/(2)/
129(b)(3) federal plans.
(b) A state with an already approved
CISWI Clean Air Act section 111(d)/129
state plan is not precluded from
receiving EPA approval of a delegation
request for the revised federal plan,
providing the requirements of paragraph
(a) of this section are met, and at the
time of the delegation request, the state
also requests withdrawal of EPA’s
previous state plan approval.
(c) A state’s Clean Air Act section
111(d)/129 obligations are separate from
its obligations under Title V of the Clean
Air Act.
■ 48. Section 60.2542 is added to read
as follows:
§ 60.2542 What authorities will not be
delegated to state, local, or tribal agencies?
The authorities listed under
§ 60.2030(c) will not be delegated to
state, local, or tribal agencies.
■ 49. Section 60.2545 is amended by
revising paragraph (b) and adding
paragraph (c) to read as follows:
§ 60.2545 Does this subpart directly affect
CISWI unit owners and operators in my
state?
*
*
*
*
*
(b) If you do not submit an approvable
plan to implement and enforce the
guidelines contained in this subpart for
CISWI units that commenced
construction before November 30, 1999
by December 2, 2002, EPA will
implement and enforce a federal plan,
as provided in § 60.2525, to ensure that
each unit within your state reaches
compliance with all the provisions of
this subpart by December 1, 2005.
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(c) If you do not submit an approvable
plan to implement and enforce the
guidelines contained in this subpart by
March 21, 2012 for CISWI units that
commenced construction after
November 29, 1999, but on or before
June 4, 2010, EPA will implement and
enforce a federal plan, as provided in
§ 60.2525, to ensure that each unit
within your state that commenced
construction after November 29, 1999,
but on or before June 4, 2010, reaches
compliance with all the provisions of
this subpart by March 21, 2016.
■ 50. Section § 60.2550 is amended by
revising paragraph (a)(1) to read as
follows:
§ 60.2550 What CISWI units must I address
in my state plan?
(a) * * *
(1) Incineration units in your state
that commenced construction on or
before June 4, 2010.
*
*
*
*
*
■ 51. Section § 60.2555 is amended by:
■ a. Revising the introductory text.
■ b. Removing and reserving paragraph
(b).
■ c. Revising paragraphs (c), (e)(3),
(f)(3), and (g).
■ d. Removing and reserving paragraphs
(j), (k) and (l).
■ e. Revising paragraphs (m) and (n).
■ f. Removing paragraph (o).
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§ 60.2555 What combustion units are
exempt from my state plan?
This subpart exempts the types of
units described in paragraphs (a), (c)
through (i), (m), and (n) of this section,
but some units are required to provide
notifications. Air curtain incinerators
are exempt from the requirements in
this subpart except for the provisions in
§§ 60.2805, 60.2860, and 60.2870.
*
*
*
*
*
(b) [Reserved]
(c) Municipal waste combustion units.
Incineration units that are regulated
under subpart Ea of this part (Standards
of Performance for Municipal Waste
Combustors); subpart Eb of this part
(Standards of Performance for Large
Municipal Waste Combustors); subpart
Cb of this part (Emission Guidelines and
Compliance Time for Large Municipal
Combustors); AAAA of this part
(Standards of Performance for Small
Municipal Waste Combustion Units); or
subpart BBBB of this part (Emission
Guidelines for Small Municipal Waste
Combustion Units).
*
*
*
*
*
(e) * * *
(3) You submit a request to the
Administrator for a determination that
the qualifying cogeneration facility is
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combusting homogenous waste as that
term is defined in § 60.2875. The
request must include information
sufficient to document that the unit
meets the criteria of the definition of a
small power production facility and that
the waste material the unit is proposed
to burn is homogeneous.
*
*
*
*
*
(f) * * *
(3) You submit a request to the
Administrator for a determination that
the qualifying cogeneration facility is
combusting homogenous waste as that
term is defined § 60.2875. The request
must include information sufficient to
document that the unit meets the
criteria of the definition of a
cogeneration facility and that the waste
material the unit is proposed to burn is
homogeneous.
(g) Hazardous waste combustion
units. Units for which you are required
to get a permit under section 3005 of the
Solid Waste Disposal Act.
*
*
*
*
*
(j) [Reserved]
(k) [Reserved]
(l) [Reserved]
(m) Sewage treatment plants.
Incineration units regulated under
subpart O of this part (Standards of
Performance for Sewage Treatment
Plants).
(n) Sewage sludge incineration units.
Incineration units combusting sewage
sludge for the purpose of reducing the
volume of the sewage sludge by
removing combustible matter that are
subject to subpart LLLL of this part
(Standards of Performance for Sewage
Sludge Incineration Units) or subpart
MMMM of this part (Emission
Guidelines for Sewage Sludge
Incineration Units). Sewage sludge
incineration unit designs may include
fluidized bed and multiple hearth.
§ 60.2558
[Removed]
52. Section 60.2558 is removed.
■ 53. Section 60.2635 is amended by
revising paragraph (c)(1)(vii) to read as
follows:
■
§ 60.2635 What are the operator training
and qualification requirements?
*
*
*
*
*
(c) * * *
(1) * * *
(vii) Actions to prevent and correct
malfunctions or to prevent conditions
that may lead to malfunctions.
*
*
*
*
*
■ 54. Section 60.2650 is amended by
revising paragraph (d) to read as
follows:
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§ 60.2650 How do I maintain my operator
qualification?
*
*
*
*
*
(d) Prevention and correction of
malfunctions or conditions that may
lead to malfunction.
*
*
*
*
*
■ 55. Section 60.2670 is revised to read
as follows:
§ 60.2670 What emission limitations must I
meet and by when?
(a) You must meet the emission
limitations for each CISWI unit,
including bypass stack or vent, specified
in table 2 of this subpart or tables 6
through 9 of this subpart by the final
compliance date under the approved
state plan, federal plan, or delegation, as
applicable. The emission limitations
apply at all times the unit is operating
including and not limited to startup,
shutdown, or malfunction.
(b) Units that do not use wet
scrubbers must maintain opacity to less
than or equal to the percent opacity
(three 1-hour blocks consisting of ten 6minute average opacity values) specified
in table 2 of this subpart, as applicable.
■ 56. Section 60.2675 is amended by:
■ a. Revising paragraphs (a)
introductory text and paragraphs (a)(2),
(a)(3), and (a)(4).
■ b. Revising paragraph (b).
■ c. Adding paragraphs (d), (e), (f), and
(g) to read as follows:
§ 60.2675 What operating limits must I
meet and by when?
(a) If you use a wet scrubber(s) to
comply with the emission limitations,
you must establish operating limits for
up to four operating parameters (as
specified in table 3 of this subpart) as
described in paragraphs (a)(1) through
(4) of this section during the initial
performance test.
*
*
*
*
*
(2) Minimum pressure drop across the
wet particulate matter scrubber, which
is calculated as the lowest 1-hour
average pressure drop across the wet
scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations; or minimum
amperage to the fan for the wet
scrubber, which is calculated as the
lowest 1-hour average amperage to the
wet scrubber measured during the most
recent performance test demonstrating
compliance with the particulate matter
emission limitations.
(3) Minimum scrubber liquid flow
rate, which is calculated as the lowest
1-hour average liquid flow rate at the
inlet to the wet acid gas or particulate
matter scrubber measured during the
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most recent performance test
demonstrating compliance with all
applicable emission limitations.
(4) Minimum scrubber liquor pH,
which is calculated as the lowest 1-hour
average liquor pH at the inlet to the wet
acid gas scrubber measured during the
most recent performance test
demonstrating compliance with the HCl
emission limitation.
*
*
*
*
*
(b) You must meet the operating
limits established during the initial
performance test on the date the initial
performance test is required or
completed (whichever is earlier). You
must conduct an initial performance
evaluation of each continuous
monitoring system and continuous
parameter monitoring system within 60
days of installation of the monitoring
system.
*
*
*
*
*
(d) If you use an electrostatic
precipitator to comply with the
emission limitations, you must measure
the (secondary) voltage and amperage of
the electrostatic precipitator collection
plates during the particulate matter
performance test. Calculate the average
electric power value (secondary voltage
× secondary current = secondary electric
power) for each test run. The operating
limit for the electrostatic precipitator is
calculated as the lowest 1-hour average
secondary electric power measured
during the most recent performance test
demonstrating compliance with the
particulate matter emission limitations.
(e) If you use activated carbon sorbent
injection to comply with the emission
limitations, you must measure the
sorbent flow rate during the
performance testing. The operating limit
for the carbon sorbent injection is
calculated as the lowest 1-hour average
sorbent flow rate measured during the
most recent performance test
demonstrating compliance with the
mercury emission limitations.
(f) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must measure the
charge rate, the secondary chamber
temperature (if applicable to your CISWI
unit), and the reagent flow rate during
the nitrogen oxides performance testing.
The operating limits for the selective
noncatalytic reduction are calculated as
the lowest 1-hour average charge rate,
secondary chamber temperature, and
reagent flow rate measured during the
most recent performance test
demonstrating compliance with the
nitrogen oxides emission limitations.
(g) If you do not use a wet scrubber,
electrostatic precipitator, or fabric filter
to comply with the emission limitations,
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and if you do not determine compliance
with your particulate matter emission
limitation with a particulate matter
continuous emissions monitoring
system, you must maintain opacity to
less than or equal to ten percent opacity
(1-hour block average).
■ 57. Section 60.2680 is revised to read
as follows:
§ 60.2680 What if I do not use a wet
scrubber, fabric filter, activated carbon
injection, selective noncatalytic reduction,
or an electrostatic precipitator to comply
with the emission limitations?
(a) If you use an air pollution control
device other than a wet scrubber,
activated carbon injection, selective
noncatalytic reduction, fabric filter, or
an electrostatic precipitator or limit
emissions in some other manner,
including mass balances, to comply
with the emission limitations under
§ 60.2670, you must petition the EPA
Administrator for specific operating
limits to be established during the
initial performance test and
continuously monitored thereafter. You
must not conduct the initial
performance test until after the petition
has been approved by the
Administrator. Your petition must
include the five items listed in
paragraphs (a)(1) through (5) of this
section.
(1) Identification of the specific
parameters you propose to use as
additional operating limits.
(2) A discussion of the relationship
between these parameters and emissions
of regulated pollutants, identifying how
emissions of regulated pollutants
change with changes in these
parameters and how limits on these
parameters will serve to limit emissions
of regulated pollutants.
(3) A discussion of how you will
establish the upper and/or lower values
for these parameters which will
establish the operating limits on these
parameters.
(4) A discussion identifying the
methods you will use to measure and
the instruments you will use to monitor
these parameters, as well as the relative
accuracy and precision of these methods
and instruments.
(5) A discussion identifying the
frequency and methods for recalibrating
the instruments you will use for
monitoring these parameters.
(b) [Reserved]
■ 58. Section 60.2685 is revised to read
as follows:
§ 60.2685 Affirmative Defense for
Exceedance of an Emission Limit During
Malfunction.
In response to an action to enforce the
standards set forth in paragraph
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§ 60.2670 you may assert an affirmative
defense to a claim for civil penalties for
exceedances of such standards that are
caused by malfunction, as defined at
§ 60.2. Appropriate penalties may be
assessed, however, if you fail to meet
your burden of proving all of the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(a) To establish the affirmative
defense in any action to enforce such a
limit, you must timely meet the
notification requirements in paragraph
(b) of this section, and must prove by a
preponderance of evidence that:
(1) The excess emissions:
(i) Were caused by a sudden,
infrequent, and unavoidable failure of
air pollution control and monitoring
equipment, process equipment, or a
process to operate in a normal or usual
manner; and
(ii) Could not have been prevented
through careful planning, proper design
or better operation and maintenance
practices; and
(iii) Did not stem from any activity or
event that could have been foreseen and
avoided, or planned for; and
(iv) Were not part of a recurring
pattern indicative of inadequate design,
operation, or maintenance; and
(2) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(3) The frequency, amount and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(4) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
personal injury, or severe property
damage; and
(5) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment and human health; and
(6) All emissions and/or parameter
monitoring and systems, as well as
control systems, were kept in operation
if at all possible, consistent with safety
and good air pollution control practices;
(7) All of the actions in response to
the excess emissions were documented
by properly signed, contemporaneous
operating logs; and
(8) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(9) A written root cause analysis has
been prepared, the purpose of which is
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to determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using best monitoring
methods and engineering judgment, the
amount of excess emissions that were
the result of the malfunction.
(b) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later than two business days after
the initial occurrence of the
malfunction, if it wishes to avail itself
of an affirmative defense to civil
penalties for that malfunction. The
owner or operator seeking to assert an
affirmative defense shall also submit a
written report to the Administrator
within 45 days of the initial occurrence
of the exceedance of the standard in
§ 60.2670 to demonstrate, with all
necessary supporting documentation,
that it has met the requirements set forth
in paragraph (a) of this section. The
owner or operator may seek an
extension of this deadline for up to 30
additional days by submitting a written
request to the Administrator before the
expiration of the 45 day period. Until a
request for an extension has been
approved by the Administrator, the
owner or operator is subject to the
requirement to submit such report
within 45 days of the initial occurrence
of the exceedances.
■ 59. Section 60.2690 is amended by
revising paragraphs (c) and (g)(1) and (2)
and adding paragraphs (h) and (i) to
read as follows:
§ 60.2690 How do I conduct the initial and
annual performance test?
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*
*
*
*
(c) All performance tests must be
conducted using the minimum run
duration specified in tables 2 and 6
through 9 of this subpart.
*
*
*
*
*
(g) * * *
(1) Measure the concentration of each
dioxin/furan tetra- through octa-isomer
emitted using EPA Method 23 at 40 CFR
part 60, appendix A.
(2) For each dioxin/furan (tetrathrough octa-chlorinated) isomer
measured in accordance with paragraph
(g)(1) of this section, multiply the
isomer concentration by its
corresponding toxic equivalency factor
specified in table 4 of this subpart.
*
*
*
*
*
(h) Method 22 at 40 CFR part 60,
appendix A–7 must be used to
determine compliance with the fugitive
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ash emission limit in table 2 of this
subpart or tables 6 through 9 of this
subpart.
(i) If you have an applicable opacity
operating limit, you must determine
compliance with the opacity limit using
Method 9 at 40 CFR part 60, appendix
A–4, based on three 1-hour blocks
consisting of ten 6-minute average
opacity values, unless you are required
to install a continuous opacity
monitoring system, consistent with
§ 60.2710 and § 60.2730.
■ 60. Section 60.2695 is revised to read
as follows:
§ 60.2695 How are the performance test
data used?
You use results of performance tests
to demonstrate compliance with the
emission limitations in table 2 of this
subpart or tables 6 through 9 of this
subpart.
■ 61. Section 60.2700 is revised to read
as follows:
§ 60.2700 How do I demonstrate initial
compliance with the amended emission
limitations and establish the operating
limits?
You must conduct a performance test,
as required under §§ 60.2690 and
60.2670, to determine compliance with
the emission limitations in table 2 of
this subpart and tables 6 through 9 of
this subpart, to establish compliance
with any opacity operating limits in
§ 60.2675, and to establish operating
limits using the procedures in § 60.2675
or § 60.2680. The performance test must
be conducted using the test methods
listed in table 2 of this subpart and
tables 6 through 9 of this subpart and
the procedures in § 60.2690. The use of
the bypass stack during a performance
test shall invalidate the performance
test. You must conduct a performance
evaluation of each continuous
monitoring system within 60 days of
installation of the monitoring system.
■ 62. Section 60.2705 is revised to read
as follows:
§ 60.2705 By what date must I conduct the
initial performance test?
(a) The initial performance test must
be conducted no later than 180 days
after your final compliance date. Your
final compliance date is specified in
table 1 of this subpart.
(b) If you commence or recommence
combusting a solid waste at an existing
combustion unit at any commercial or
industrial facility and you conducted a
test consistent with the provisions of
this subpart while combusting the given
solid waste within the 6 months
preceding the reintroduction of that
solid waste in the combustion chamber,
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you do not need to retest until 6 months
from the date you reintroduce that solid
waste.
(c) If you commence combusting or
recommence combusting a solid waste
at an existing combustion unit at any
commercial or industrial facility and
you have not conducted a performance
test consistent with the provisions of
this subpart while combusting the given
solid waste within the 6 months
preceding the reintroduction of that
solid waste in the combustion chamber,
you must conduct a performance test
within 60 days commencing or
recommencing solid waste combustion.
■ 63. Section 60.2706 is added to read
as follows:
§ 60.2706 By what date must I conduct the
initial air pollution control device
inspection?
(a) The initial air pollution control
device inspection must be conducted
within 60 days after installation of the
control device and the associated CISWI
unit reaches the charge rate at which it
will operate, but no later than 180 days
after the final compliance date for
meeting the amended emission
limitations.
(b) Within 10 operating days
following an air pollution control device
inspection, all necessary repairs must be
completed unless the owner or operator
obtains written approval from the state
agency establishing a date whereby all
necessary repairs of the designated
facility must be completed.
■ 64. Section 60.2710 is revised to read
as follows:
§ 60.2710 How do I demonstrate
continuous compliance with the amended
emission limitations and the operating
limits?
(a) Compliance with standards.
(1) The emission standards and
operating requirements set forth in this
subpart apply at all times.
(2) If you cease combusting solid
waste you may opt to remain subject to
the provisions of this subpart.
Consistent with the definition of CISWI
unit, you are subject to the requirements
of this subpart at least 6 months
following the last date of solid waste
combustion. Solid waste combustion is
ceased when solid waste is not in the
combustion chamber (i.e., the solid
waste feed to the combustor has been
cut off for a period of time not less than
the solid waste residence time).
(3) If you cease combusting solid
waste you must be in compliance with
any newly applicable standards on the
effective date of the waste-to-fuel
switch. The effective date of the wasteto-fuel switch is a date selected by you,
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that must be at least 6 months from the
date that you ceased combusting solid
waste, consistent with § 60.2710(a)(2).
Your source must remain in compliance
with this subpart until the effective date
of the waste-to-fuel switch.
(4) If you own or operate an existing
commercial or industrial combustion
unit that combusted a fuel or non-waste
material, and you commence or
recommence combustion of solid waste,
you are subject to the provisions of this
subpart as of the first day you introduce
or reintroduce solid waste to the
combustion chamber, and this date
constitutes the effective date of the fuelto-waste switch. You must complete all
initial compliance demonstrations for
any Section 112 standards that are
applicable to your facility before you
commence or recommence combustion
of solid waste. You must provide 30
days prior notice of the effective date of
the waste-to-fuel switch. The
notification must identify:
(i) The name of the owner or operator
of the CISWI unit, the location of the
source, the emissions unit(s) that will
cease burning solid waste, and the date
of the notice;
(ii) The currently applicable
subcategory under this subpart, and any
40 CFR part 63 subpart and subcategory
that will be applicable after you cease
combusting solid waste;
(iii) The fuel(s), non-waste material(s)
and solid waste(s) the CISWI unit is
currently combusting and has
combusted over the past 6 months, and
the fuel(s) or non-waste materials the
unit will commence combusting;
(iv) The date on which you became
subject to the currently applicable
emission limits;
(v) The date upon which you will
cease combusting solid waste, and the
date (if different) that you intend for any
new requirements to become applicable
(i.e., the effective date of the waste-tofuel switch), consistent with paragraphs
(a)(2) and (3) of this section.
(5) All air pollution control
equipment necessary for compliance
with any newly applicable emissions
limits which apply as a result of the
cessation or commencement or
recommencement of combusting solid
waste must be installed and operational
as of the effective date of the waste-tofuel, or fuel-to-waste switch.
(6) All monitoring systems necessary
for compliance with any newly
applicable monitoring requirements
which apply as a result of the cessation
or commencement or recommencement
of combusting solid waste must be
installed and operational as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. All calibration and
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drift checks must be performed as of the
effective date of the waste-to-fuel, or
fuel-to-waste switch. Relative accuracy
tests must be performed as of the
performance test deadline for PM
CEMS. Relative accuracy testing for
other CEMS need not be repeated if that
testing was previously performed
consistent with section 112 monitoring
requirements or monitoring
requirements under this subpart.
(b) You must conduct an annual
performance test for the pollutants
listed in table 2 of this subpart or tables
6 through 9 of this subpart and opacity
for each CISWI unit as required under
§ 60.2690. The annual performance test
must be conducted using the test
methods listed in table 2 of this subpart
or tables 6 through 9 of this subpart and
the procedures in § 60.2690. Annual
performance tests are not required if you
use continuous emission monitoring
systems or continuous opacity
monitoring systems to determine
compliance.
(c) You must continuously monitor
the operating parameters specified in
§ 60.2675 or established under § 60.2680
and as specified in § 60.2735. Operation
above the established maximum or
below the established minimum
operating limits constitutes a deviation
from the established operating limits.
Three-hour block average values are
used to determine compliance (except
for baghouse leak detection system
alarms) unless a different averaging
period is established under § 60.2680.
Operating limits are confirmed or
reestablished during performance tests.
(d) You must burn only the same
types of waste used to establish
operating limits during the performance
test.
(e) For energy recovery units,
incinerators, and small remote units,
you must perform annual visual
emissions test for ash handling.
(f) For energy recovery units, you
must conduct an annual performance
test for the pollutants listed in table 7
of this subpart.
(g) For facilities using a continuous
emission monitoring system to
demonstrate compliance with the
carbon monoxide emission limit,
compliance with the carbon monoxide
emission limit may be demonstrated by
using the continuous emission
monitoring system according to the
following requirements:
(1) You must measure emissions
according to § 60.13 to calculate 1-hour
arithmetic averages, corrected to 7
percent oxygen. You must demonstrate
initial compliance with the carbon
monoxide emissions limit using a 30day rolling average of the 1-hour
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arithmetic average emission
concentrations, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7.
(2) Operate the carbon monoxide
continuous emissions monitoring
system in accordance with the
applicable requirements of performance
specification 4A of appendix B and the
quality assurance procedures of
appendix F of this part.
(h) For energy recovery units with
design capacities greater than 250
MMBtu/hr and waste-burning kilns,
demonstrate continuous compliance
with the particulate matter emissions
limit using a particulate matter
continuous emissions monitoring
system according to the procedures in
§ 60.2730(n).
(i) For energy recovery units with
design capacities greater than or equal
to 10 MMBTU/hour, if you have an
opacity operating limit, you must
install, operate, certify and maintain a
continuous opacity monitoring system
(COMS) according to the procedures in
§ 60.2730.
(j) For waste-burning kilns, you must
conduct an annual performance test for
the pollutants (except mercury and
particulate matter, and hydrogen
chloride if no acid gas wet scrubber is
used) listed in table 8 of this subpart. If
your waste-burning kiln is not equipped
with a wet scrubber, you must
determine compliance with the
hydrogen chloride emission limit using
a continuous emission monitoring
system as specified in § 60.2730. You
must determine compliance with the
mercury emissions limit using a
mercury continuous emission
monitoring system according to the
following requirements:
(1) Operate a continuous emission
monitoring system in accordance with
performance specification 12A at 40
CFR part 60, appendix B or a sorbent
trap based integrated monitor in
accordance with performance
specification 12B at 40 CFR part 60,
appendix B. The duration of the
performance test must be a calendar
month. For each calendar month in
which the waste-burning kiln operates,
hourly mercury concentration data and
stack gas volumetric flow rate data must
be obtained.
(2) Owners or operators using a
mercury continuous emissions
monitoring systems must install,
operate, calibrate and maintain an
instrument for continuously measuring
and recording the mercury mass
emissions rate to the atmosphere
according to the requirements of
performance specifications 6 and 12A at
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40 CFR part 60, appendix B and quality
assurance procedure 5 at 40 CFR part
60, appendix F.
(3) The owner or operator of a wasteburning kiln must demonstrate initial
compliance by operating a mercury
continuous emission monitor while the
raw mill of the in-line kiln/raw mill is
operating under normal conditions and
while the raw mill of the in-line
kiln/raw mill is not operating.
(k) If you use an air pollution control
device to meet the emission limitations
in this subpart, you must conduct an
initial and annual inspection of the air
pollution control device. The inspection
must include, at a minimum, the
following:
(1) Inspect air pollution control
device(s) for proper operation.
(2) Develop a site-specific monitoring
plan according to the requirements in
paragraph (l) of this section. This
requirement also applies to you if you
petition the EPA Administrator for
alternative monitoring parameters under
§ 60.13(i).
(l) For each continuous monitoring
system required in this section, you
must develop and submit to the EPA
Administrator for approval a sitespecific monitoring plan according to
the requirements of this paragraph (l)
that addresses paragraphs (l)(1)(i)
through (vi) of this section.
(1) You must submit this site-specific
monitoring plan at least 60 days before
your initial performance evaluation of
your continuous monitoring system.
(i) Installation of the continuous
monitoring system sampling probe or
other interface at a measurement
location relative to each affected process
unit such that the measurement is
representative of control of the exhaust
emissions (e.g., on or downstream of the
last control device).
(ii) Performance and equipment
specifications for the sample interface,
the pollutant concentration or
parametric signal analyzer and the data
collection and reduction systems.
(iii) Performance evaluation
procedures and acceptance criteria (e.g.,
calibrations).
(iv) Ongoing operation and
maintenance procedures in accordance
with the general requirements of
§ 60.11(d).
(v) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 60.13.
(vi) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 60.7(b),(c),
(c)(1), (c)(4), (d), (e), (f) and (g).
(2) You must conduct a performance
evaluation of each continuous
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monitoring system in accordance with
your site-specific monitoring plan.
(3) You must operate and maintain
the continuous monitoring system in
continuous operation according to the
site-specific monitoring plan.
(m) If you have an operating limit that
requires the use of a flow monitoring
system, you must meet the requirements
in paragraphs (l) and (m)(1) through (4)
of this section.
(1) Install the flow sensor and other
necessary equipment in a position that
provides a representative flow.
(2) Use a flow sensor with a
measurement sensitivity of no greater
than 2 percent of the expected process
flow rate.
(3) Minimize the effects of swirling
flow or abnormal velocity distributions
due to upstream and downstream
disturbances.
(4) Conduct a flow monitoring system
performance evaluation in accordance
with your monitoring plan at the time
of each performance test but no less
frequently than annually.
(n) If you have an operating limit that
requires the use of a pressure
monitoring system, you must meet the
requirements in paragraphs (l) and (n)(1)
through (6) of this section.
(1) Install the pressure sensor(s) in a
position that provides a representative
measurement of the pressure (e.g., PM
scrubber pressure drop).
(2) Minimize or eliminate pulsating
pressure, vibration, and internal and
external corrosion.
(3) Use a pressure sensor with a
minimum tolerance of 1.27 centimeters
of water or a minimum tolerance of 1
percent of the pressure monitoring
system operating range, whichever is
less.
(4) Perform checks at least once each
process operating day to ensure pressure
measurements are not obstructed (e.g.,
check for pressure tap pluggage daily).
(5) Conduct a performance evaluation
of the pressure monitoring system in
accordance with your monitoring plan
at the time of each performance test but
no less frequently than annually.
(6) If at any time the measured
pressure exceeds the manufacturer’s
specified maximum operating pressure
range, conduct a performance
evaluation of the pressure monitoring
system in accordance with your
monitoring plan and confirm that the
pressure monitoring system continues to
meet the performance requirements in
your monitoring plan. Alternatively,
install and verify the operation of a new
pressure sensor.
(o) If you have an operating limit that
requires the use of a pressure
monitoring system, you must meet the
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requirements in paragraphs (l) and (n)(1)
through (6) of this section.
(1) Install the pressure sensor(s) in a
position that provides a representative
measurement of the pressure (e.g., PM
scrubber pressure drop).
(2) Minimize or eliminate pulsating
pressure, vibration, and internal and
external corrosion.
(3) Use a pressure sensor with a
minimum tolerance of 1.27 centimeters
of water or a minimum tolerance of 1
percent of the pressure monitoring
system operating range, whichever is
less.
(4) Perform checks at least once each
process operating day to ensure pressure
measurements are not obstructed (e.g.,
check for pressure tap pluggage daily).
(5) Conduct a performance evaluation
of the pressure monitoring system in
accordance with your monitoring plan
at the time of each performance test but
no less frequently than annually.
(6) If at any time the measured
pressure exceeds the manufacturer’s
specified maximum operating pressure
range, conduct a performance
evaluation of the pressure monitoring
system in accordance with your
monitoring plan and confirm that the
pressure monitoring system continues to
meet the performance requirements in
your monitoring plan. Alternatively,
install and verify the operation of a new
pressure sensor.
(p) If you have an operating limit that
requires a secondary electric power
monitoring system for an electrostatic
precipitator, you must meet the
requirements in paragraphs (l) and (p)(1)
through (2) of this section.
(1) Install sensors to measure
(secondary) voltage and current to the
precipitator collection plates.
(2) Conduct a performance evaluation
of the electric power monitoring system
in accordance with your monitoring
plan at the time of each performance
test but no less frequently than
annually.
(q) If you have an operating limit that
requires the use of a monitoring system
to measure sorbent injection rate (e.g.,
weigh belt, weigh hopper, or hopper
flow measurement device), you must
meet the requirements in paragraphs (l)
and (q)(1) through (3) of this section.
(1) Install the system in a position(s)
that provides a representative
measurement of the total sorbent
injection rate.
(2) Conduct a performance evaluation
of the sorbent injection rate monitoring
system in accordance with your
monitoring plan at the time of each
performance test but no less frequently
than annually.
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(r) If you elect to use a fabric filter bag
leak detection system to comply with
the requirements of this subpart, you
must install, calibrate, maintain, and
continuously operate a bag leak
detection system as specified in
paragraphs (l) and (r)(1) through (5) of
this section.
(1) Install a bag leak detection
sensor(s) in a position(s) that will be
representative of the relative or absolute
particulate matter loadings for each
exhaust stack, roof vent, or
compartment e.g., for a positive pressure
fabric filter) of the fabric filter.
(2) Use a bag leak detection system
certified by the manufacturer to be
capable of detecting particulate matter
emissions at concentrations of 10
milligrams per actual cubic meter or
less.
(3) Conduct a performance evaluation
of the bag leak detection system in
accordance with your monitoring plan
and consistent with the guidance
provided in EPA–454/R–98–015
(incorporated by reference, see § 60.17).
(4) Use a bag leak detection system
equipped with a device to continuously
record the output signal from the sensor.
(5) Use a bag leak detection system
equipped with a system that will sound
an alarm when an increase in relative
particulate matter emissions over a
preset level is detected. The alarm must
be located where it is observed readily
by plant operating personnel.
(s) For facilities using a continuous
emission monitoring system to
demonstrate compliance with the sulfur
dioxide emission limit, compliance with
the sulfur dioxide emission limit may be
demonstrated by using the continuous
emission monitoring system specified in
§ 60.2730 to measure sulfur dioxide and
calculating a 30-day rolling average
emission concentration using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7. The sulfur dioxide
continuous emission monitoring system
must be operated according to
performance specification 2 in appendix
B of this part and must follow the
procedures and methods specified in
this paragraph (s). For sources that have
actual inlet emissions less than 100
parts per million dry volume, the
relative accuracy criterion for inlet
sulfur dioxide continuous emission
monitoring systems should be no greater
than 20 percent of the mean value of the
reference method test data in terms of
the units of the emission standard, or 5
parts per million dry volume absolute
value of the mean difference between
the reference method and the
continuous emission monitoring
systems, whichever is greater.
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(1) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 2 in appendix
B of this part, collect sulfur dioxide and
oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the
continuous emission monitors and the
test methods specified in paragraphs
(s)(1)(i) and (s)(1)(ii) of this section.
(i) For sulfur dioxide, EPA Reference
Method 6 or 6C, or as an alternative
ANSI/ASME PTC 19.10–1981
(incorporated by reference, see § 60.17)
must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, or as
an alternative ANSI/ASME PTC 19.10–
1981 (incorporated by reference, see
§ 60.17), as applicable, must be used.
(2) The span value of the continuous
emissions monitoring system at the inlet
to the sulfur dioxide control device
must be 125 percent of the maximum
estimated hourly potential sulfur
dioxide emissions of the unit subject to
this rule. The span value of the
continuous emission monitoring system
at the outlet of the sulfur dioxide
control device must be 50 percent of the
maximum estimated hourly potential
sulfur dioxide emissions of the unit
subject to this rule.
(3) Conduct accuracy determinations
quarterly and calibration drift tests daily
in accordance with procedure 1 in
appendix F of this part.
(t) For facilities using a continuous
emission monitoring system to
demonstrate continuous compliance
with the nitrogen oxides emission limit,
compliance with the nitrogen oxides
emission limit may be demonstrated by
using the continuous emission
monitoring system specified in
§ 60.2730 to measure nitrogen oxides
and calculating a 30-day rolling average
emission concentration using Equation
19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7. The nitrogen oxides
continuous emission monitoring system
must be operated according to
performance specification 2 in appendix
B of this part and must follow the
procedures and methods specified in
paragraphs (t)(1) through (t)(5) of this
section.
(1) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 2 of appendix
B of this part, collect nitrogen oxides
and oxygen (or carbon dioxide) data
concurrently (or within a 30- to 60minute period) with both the
continuous emission monitoring
systems and the test methods specified
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in paragraphs (t)(1)(i) and (t)(1)(ii) of
this section.
(i) For nitrogen oxides, EPA Reference
Method 7 or 7E at 40 CFR part 60,
appendix A–4 must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B, or as
an alternative ANSI/ASME PTC 19.10–
1981 (incorporated by reference, see
§ 60.17), as applicable, must be used.
(2) The span value of the continuous
emission monitoring system must be
125 percent of the maximum estimated
hourly potential nitrogen oxide
emissions of unit.
(3) Conduct accuracy determinations
quarterly and calibration drift tests daily
in accordance with procedure 1 in
appendix F of this part.
(4) The owner or operator of an
affected facility may request that
compliance with the nitrogen oxides
emission limit be determined using
carbon dioxide measurements corrected
to an equivalent of 7 percent oxygen. If
carbon dioxide is selected for use in
diluent corrections, the relationship
between oxygen and carbon dioxide
levels must be established during the
initial performance test according to the
procedures and methods specified in
paragraphs (t)(4)(i) through (t)(4)(iv) of
this section. This relationship may be
reestablished during performance
compliance tests.
(i) The fuel factor equation in Method
3B must be used to determine the
relationship between oxygen and carbon
dioxide at a sampling location. Method
3A, 3B, or as an alternative ANSI/ASME
PTC 19.10–1981 (incorporated by
reference, see § 60.17), as applicable,
must be used to determine the oxygen
concentration at the same location as
the carbon dioxide monitor.
(ii) Samples must be taken for at least
30 minutes in each hour.
(iii) Each sample must represent a 1hour average.
(iv) A minimum of 3 runs must be
performed.
(u) For facilities using a continuous
emissions monitoring system to
demonstrate continuous compliance
with any of the emission limits of this
subpart, you must complete the
following:
(1) Demonstrate compliance with the
appropriate emission limit(s) using a 30day rolling average, calculated using
Equation 19–19 in section 12.4.1 of EPA
Reference Method 19 at 40 CFR part 60,
appendix A–7.
(2) Operate all continuous emissions
monitoring systems in accordance with
the applicable procedures under
appendices B and F of this part.
(v) Use of the bypass stack at any time
is an emissions standards deviation for
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particulate matter, HCl, Pb, Cd, Hg,
NOX, SO2, and dioxin/furans.
(w) For energy recovery units with a
heat input capacity of 100 MMBtu per
hour or greater that do not use a carbon
monoxide continuous emission
monitoring system, you must operate
and maintain the continuous oxygen
monitoring system specified in
§ 60.2730 according to the procedures in
paragraphs (w)(1) through (4) of this
section by the compliance date specified
in table 1 of this subpart. The oxygen
level shall be monitored at the outlet of
the energy recovery unit.
(1) Each monitor must be operated
and maintained according to the
applicable procedures under
performance specification 3 of appendix
B of this part and according to the sitespecific monitoring plan developed
according to paragraph (1) of this
section.
(2) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 3 of appendix
B of this part, oxygen data must be
collected concurrently (or within a 30to 60-minute period) by both the
continuous emission monitor and the
test methods specified in paragraphs
(w)(3) of this section.
(3) For oxygen, EPA Reference
Method 3A or 3B, or as an alternative
ANSI/ASME PTC 19.10–1981
(incorporated by reference, see § 60.17),
as applicable, must be used.
(4) You must calculate and record a
30-day rolling average oxygen
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 of Appendix A–7 of this part.
65. Section 60.2715 is revised to read
as follows:
■
§ 60.2715 By what date must I conduct the
annual performance test?
You must conduct annual
performance tests between 11 and 13
months of the previous performance
test.
66. Section 60.2716 is added to read
as follows:
■
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§ 60.2716 By what date must I conduct the
annual air pollution control device
inspection?
On an annual basis (no more than 12
months following the previous annual
air pollution control device inspection),
you must complete the air pollution
control device inspection as described
in § 60.2706.
67. Section 60.2720 is revised to read
as follows:
■
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§ 60.2720 May I conduct performance
testing less often?
(a) You must conduct annual
performance tests according to the
schedule specified in § 60.2715, with
the following exceptions:
(1) You may conduct a repeat
performance test at any time to establish
new values for the operating limits to
apply from that point forward, as
specified in § 60.2725. The
Administrator may request a repeat
performance test at any time.
(2) You must repeat the performance
test within 60 days of a process change,
as defined in § 60.2875.
(3) If the initial or any subsequent
performance test for any pollutant in
table 2 or tables 6 through 9 of this
subpart, as applicable, demonstrates
that the emission level for the pollutant
is no greater than the emission level
specified in paragraph (a)(3)(i) or
(a)(3)(ii) of this section, as applicable,
and you are not required to conduct a
performance test for the pollutant in
response to a request by the
Administrator in paragraph (a)(1) of this
section or a process change in paragraph
(a)(2) of this section, you may elect to
skip conducting a performance test for
the pollutant for the next 2 years. You
must conduct a performance test for the
pollutant during the third year and no
more than 37 months following the
previous performance test for the
pollutant. For cadmium and lead, both
cadmium and lead must be emitted at
emission levels no greater than their
respective emission levels specified in
paragraph (a)(3)(i) of this section for you
to qualify for less frequent testing under
this paragraph.
(i) For particulate matter, hydrogen
chloride, mercury, carbon monoxide,
nitrogen oxides, sulfur dioxide,
cadmium, lead, and dioxins/furans, the
emission level equal to 75 percent of the
applicable emission limit in table 2 or
tables 6 through 9 of this subpart, as
applicable, to this subpart.
(ii) For fugitive emissions, visible
emissions (of combustion ash from the
ash conveying system) for 2 percent of
the time during each of the three 1-hour
observations periods.
(4) If you are conducting less frequent
testing for a pollutant as provided in
paragraph (a)(3) of this section and a
subsequent performance test for the
pollutant indicates that your CISWI unit
does not meet the emission level
specified in paragraph (a)(3)(i) or
(a)(3)(ii) of this section, as applicable,
you must conduct annual performance
tests for the pollutant according to the
schedule specified in paragraph (a) of
this section until you qualify for less
frequent testing for the pollutant as
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specified in paragraph (a)(3) of this
section.
(b) [Reserved]
68. Section 60.2730 is amended by
revising paragraphs (b)(6) and (c) and
adding paragraphs (d) through (q) to
read as follows:
■
§ 60.2730 What monitoring equipment
must I install and what parameters must I
monitor?
*
*
*
*
*
(b) * * *
(6) The bag leak detection system
must be equipped with an alarm system
that will alert automatically an operator
when an increase in relative particulate
matter emission over a preset level is
detected. The alarm must be located
where it is observed easily by plant
operating personnel.
*
*
*
*
*
(c) If you are using something other
than a wet scrubber, activated carbon,
selective non-catalytic reduction, or an
electrostatic precipitator to comply with
the emission limitations under
§ 60.2670, you must install, calibrate (to
the manufacturers’ specifications),
maintain and operate the equipment
necessary to monitor compliance with
the site-specific operating limits
established using the procedures in
§ 60.2680.
(d) If you use activated carbon
injection to comply with the emission
limitations in this subpart, you must
measure the minimum sorbent flow rate
once per hour.
(e) If you use selective noncatalytic
reduction to comply with the emission
limitations, you must complete the
following:
(1) Following the date on which the
initial performance test is completed or
is required to be completed under
§ 60.2690, whichever date comes first,
ensure that the affected facility does not
operate above the maximum charge rate,
or below the minimum secondary
chamber temperature (if applicable to
your CISWI unit) or the minimum
reagent flow rate measured as 3-hour
block averages at all times.
(2) Operation of the affected facility
above the maximum charge rate, below
the minimum secondary chamber
temperature and below the minimum
reagent flow rate simultaneously
constitute a violation of the nitrogen
oxides emissions limit.
(f) If you use an electrostatic
precipitator to comply with the
emission limits of this subpart, you
must monitor the secondary power to
the electrostatic precipitator collection
plates and maintain the 3-hour block
averages at or above the operating limits
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established during the mercury or
particulate matter performance test.
(g) For waste-burning kilns not
equipped with a wet scrubber, in place
of hydrogen chloride testing with EPA
Method 321 at 40 CFR part 63, appendix
A, an owner or operator must install,
calibrate, maintain, and operate a
continuous emission monitoring system
for monitoring hydrogen chloride
emissions discharged to the atmosphere
and record the output of the system. To
demonstrate continuous compliance
with the hydrogen chloride emissions
limit for units other than waste-burning
kilns not equipped with a wet scrubber,
a facility may substitute use of a
hydrogen chloride continuous
emissions monitoring system for
conducting the hydrogen chloride
annual performance test, monitoring the
minimum hydrogen chloride sorbent
flow rate and monitoring the minimum
scrubber liquor pH.
(h) To demonstrate continuous
compliance with the particulate matter
emissions limit, a facility may substitute
use of a particulate matter continuous
emissions monitoring system for
conducting the particulate matter
annual performance test and monitoring
the minimum pressure drop across the
wet scrubber, if applicable.
(i) To demonstrate continuous
compliance with the dioxin/furan
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the dioxin/furan annual
performance test. You must record the
output of the system and analyze the
sample according to EPA Method 23 at
40 CFR part 60, appendix A–7. You may
propose alternative continuous
monitoring consistent with the
requirements in § 60.13(i). The owner or
operator who elects to continuously
sample dioxin/furan emissions instead
of sampling and testing using EPA
Method 23 at 40 CFR part 60, appendix
A–7 must install, calibrate, maintain
and operate a continuous automated
sampling system and must comply with
the requirements specified in
§ 60.58b(p) and (q).
(j) To demonstrate continuous
compliance with the mercury emissions
limit, a facility may substitute use of a
continuous automated sampling system
for the mercury annual performance
test. You must record the output of the
system and analyze the sample at set
intervals using any suitable
determinative technique that can meet
performance specification 12B criteria.
This option to use a continuous
automated sampling system takes effect
on the date a final performance
specification applicable to mercury from
monitors is published in the Federal
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Register. The owner or operator who
elects to continuously sample mercury
emissions instead of sampling and
testing using EPA Method 29 or 30B at
40 CFR part 60, appendix A–8, ASTM
D6784–02 (Reapproved 2008)
(incorporated by reference, see § 60.17),
or an approved alternative method for
measuring mercury emissions, must
install, calibrate, maintain and operate a
continuous automated sampling system
and must comply with the requirements
specified in § 60.58b(p) and (q).
(k) To demonstrate continuous
compliance with the nitrogen oxides
emissions limit, a facility may substitute
use of a continuous emissions
monitoring system for the nitrogen
oxides annual performance test to
demonstrate compliance with the
nitrogen oxides emissions limits.
(1) Install, calibrate, maintain and
operate a continuous emission
monitoring system for measuring
nitrogen oxides emissions discharged to
the atmosphere and record the output of
the system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
procedure 1 of appendix F of this part
and the procedures under § 60.13 must
be followed for installation, evaluation
and operation of the continuous
emission monitoring system.
(2) Following the date that the initial
performance test for nitrogen oxides is
completed or is required to be
completed under § 60.2690, compliance
with the emission limit for nitrogen
oxides required under § 60.52b(d) must
be determined based on the 30-day
rolling average of the hourly emission
concentrations using continuous
emission monitoring system outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million by
volume (dry basis) and used to calculate
the 30-day rolling average
concentrations. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(l) To demonstrate continuous
compliance with the sulfur dioxide
emissions limit, a facility may substitute
use of a continuous automated sampling
system for the sulfur dioxide annual
performance test to demonstrate
compliance with the sulfur dioxide
emissions limits.
(1) Install, calibrate, maintain and
operate a continuous emission
monitoring system for measuring sulfur
dioxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 2 of appendix
B of this part, the quality assurance
requirements of procedure 1 of
appendix F of this part and the
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procedures under § 60.13 must be
followed for installation, evaluation and
operation of the continuous emission
monitoring system.
(2) Following the date that the initial
performance test for sulfur dioxide is
completed or is required to be
completed under § 60.2690, compliance
with the sulfur dioxide emission limit
may be determined based on the 30-day
rolling average of the hourly arithmetic
average emission concentrations using
continuous emission monitoring system
outlet data. The 1-hour arithmetic
averages must be expressed in parts per
million corrected to 7 percent oxygen
(dry basis) and used to calculate the 30day rolling average emission
concentrations. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(m) For energy recovery units that do
not use a wet scrubber, fabric filter with
bag leak detection system, or particulate
matter continuous emission monitoring
system, you must install, operate, certify
and maintain a continuous opacity
monitoring system according to the
procedures in paragraphs (m)(1) through
(5) of this section by the compliance
date specified in § 60.2670. Energy
recovery units that use a particulate
matter continuous emissions monitoring
system to demonstrate initial and
continuing compliance according to the
procedures in § 60.2730(n) are not
required to install a continuous opacity
monitoring system and must perform
the annual performance tests for opacity
consistent with § 60.2710(f).
(1) Install, operate and maintain each
continuous opacity monitoring system
according to performance specification
1 at 40 CFR part 60, appendix B.
(2) Conduct a performance evaluation
of each continuous opacity monitoring
system according to the requirements in
§ 60.13 and according to performance
specification 1 at 40 CFR part 60,
appendix B.
(3) As specified in § 60.13(e)(1), each
continuous opacity monitoring system
must complete a minimum of one cycle
of sampling and analyzing for each
successive 10-second period and one
cycle of data recording for each
successive 6-minute period.
(4) Reduce the continuous opacity
monitoring system data as specified in
§ 60.13(h)(1).
(5) Determine and record all the 6minute averages (and 1-hour block
averages as applicable) collected.
(n) For energy recovery units with
design capacities greater than 250
MMBtu/hr and waste-burning kilns, in
place of particulate matter testing with
EPA Method 5 at 40 CFR part 60,
appendix A–3, an owner or operator
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must install, calibrate, maintain and
operate a continuous emission
monitoring system for monitoring
particulate matter emissions discharged
to the atmosphere and record the output
of the system. The owner or operator of
an affected facility who continuously
monitors particulate matter emissions
instead of conducting performance
testing using EPA Method 5 at 40 CFR
part 60, appendix A–3 must install,
calibrate, maintain and operate a
continuous emission monitoring system
and must comply with the requirements
specified in paragraphs (n)(1) through
(n)(14) of this section.
(1) Notify the Administrator 1 month
before starting use of the system.
(2) Notify the Administrator 1 month
before stopping use of the system.
(3) The monitor must be installed,
evaluated and operated in accordance
with the requirements of performance
specification 11 of appendix B of this
part and quality assurance requirements
of procedure 2 of appendix F of this part
and § 60.13.
(4) The initial performance evaluation
must be completed no later than 180
days after the final compliance date for
meeting the amended emission
limitations, as specified under § 60.2690
or within 180 days of notification to the
Administrator of use of the continuous
monitoring system if the owner or
operator was previously determining
compliance by Method 5 at 40 CFR part
60, appendix A–3 performance tests,
whichever is later.
(5) The owner or operator of an
affected facility may request that
compliance with the particulate matter
emission limit be determined using
carbon dioxide measurements corrected
to an equivalent of 7 percent oxygen.
The relationship between oxygen and
carbon dioxide levels for the affected
facility must be established according to
the procedures and methods specified
in § 60.2710(s)(5)(i) through (s)(5)(iv).
(6) The owner or operator of an
affected facility must conduct an initial
performance test for particulate matter
emissions as required under § 60.2690.
Compliance with the particulate matter
emission limit must be determined by
using the continuous emission
monitoring system specified in
paragraph (n) of this section to measure
particulate matter and calculating a 30day rolling average emission
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 at 40 CFR part 60, appendix A–7 of
this part.
(7) Compliance with the particulate
matter emission limit must be
determined based on the 30-day rolling
average calculated using Equation 19–19
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in section 12.4.1 of EPA Reference
Method 19 at 40 CFR part 60, Appendix
A–7 of the part from the 1-hour
arithmetic average of the continuous
emission monitoring system outlet data.
(8) At a minimum, valid continuous
monitoring system hourly averages must
be obtained as specified § 60.2735.
(9) The 1-hour arithmetic averages
required under paragraph (n)(7) of this
section must be expressed in milligrams
per dry standard cubic meter corrected
to 7 percent oxygen (or carbon dioxide)
(dry basis) and must be used to calculate
the 30-day rolling average emission
concentrations. The 1-hour arithmetic
averages must be calculated using the
data points required under § 60.13(e)(2).
(10) All valid continuous emission
monitoring system data must be used in
calculating average emission
concentrations even if the minimum
continuous emission monitoring system
data requirements of paragraph (n)(8) of
this section are not met.
(11) The continuous emission
monitoring system must be operated
according to performance specification
11 in appendix B of this part.
(12) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 11 in
appendix B of this part, particulate
matter and oxygen (or carbon dioxide)
data must be collected concurrently (or
within a 30-to 60-minute period) by
both the continuous emission monitors
and the following test methods.
(i) For particulate matter, EPA
Reference Method 5 at 40 CFR part 60,
appendix A–3 must be used.
(ii) For oxygen (or carbon dioxide),
EPA Reference Method 3A or 3B at 40
CFR part 60, appendix A–2, as
applicable, must be used.
(13) Quarterly accuracy
determinations and daily calibration
drift tests must be performed in
accordance with procedure 2 in
appendix F of this part.
(14) When particulate matter
emissions data are missing because of
continuous emission monitoring system
breakdowns, repairs, calibration checks
and zero and span adjustments, you
must collect emissions data by using
other monitoring systems as approved
by the Administrator or EPA Reference
Method 19 at 40 CFR part 60, appendix
A–7 to provide, as necessary, valid
emissions data for a minimum of 85
percent of the hours per day, 90 percent
of the hours per calendar quarter, and
95 percent of the hours per calendar
year that the affected facility is operated
and combusting waste.
(o) To demonstrate continuous
compliance with the carbon monoxide
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emissions limit, a facility may substitute
use of a continuous automated sampling
system for the carbon monoxide annual
performance test to demonstrate
compliance with the carbon monoxide
emissions limits.
(1) Install, calibrate, maintain, and
operate a continuous emission
monitoring system for measuring carbon
monoxide emissions discharged to the
atmosphere and record the output of the
system. The requirements under
performance specification 4B of
appendix B of this part, the quality
assurance procedure 1 of appendix F of
this part and the procedures under
§ 60.13 must be followed for
installation, evaluation, and operation
of the continuous emission monitoring
system.
(2) Following the date that the initial
performance test for carbon monoxide is
completed or is required to be
completed under § 60.2690, compliance
with the carbon monoxide emission
limit may be determined based on the
30-day rolling average of the hourly
arithmetic average emission
concentrations using continuous
emission monitoring system outlet data.
The 1-hour arithmetic averages must be
expressed in parts per million corrected
to 7 percent oxygen (dry basis) and used
to calculate the 30-day rolling average
emission concentrations. The 1-hour
arithmetic averages must be calculated
using the data points required under
§ 60.13(e)(2).
(p) The owner/operator of an affected
source with a bypass stack shall install,
calibrate (to manufacturers’
specifications), maintain and operate a
device or method for measuring the use
of the bypass stack including date, time
and duration.
(q) For energy recovery units with a
heat input capacity of 100 MMBtu per
hour or greater that do not use a carbon
monoxide continuous emission
monitoring system, you must install,
operate and maintain the continuous
oxygen monitoring system according to
the procedures in paragraphs (q)(1)
through (4) of this section by the
compliance date specified in table 1 of
this subpart. The oxygen level shall be
monitored at the outlet of the energy
recovery unit.
(1) Each monitor must be installed,
operated, and maintained according to
the applicable procedures under
performance specification 3 of appendix
B of this part, the quality assurance
procedure 1 of appendix F of this part,
the procedures under § 60.13 and
according to the site-specific monitoring
plan developed according to paragraph
(l) of this section.
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(2) During each relative accuracy test
run of the continuous emission
monitoring system required by
performance specification 3 of appendix
B of this part, oxygen data must be
collected concurrently (or within a 30to 60-minute period) by both the
continuous emission monitor and the
test methods specified in paragraphs
(w)(3) of this section.
(3) For oxygen, EPA Reference
Method 3A or 3B, or as an alternative
ANSI/ASME PTC 19.10–1981
(incorporated by reference, see § 60.17),
as applicable, must be used.
(4) You must calculate and record a
30-day rolling average oxygen
concentration using Equation 19–19 in
section 12.4.1 of EPA Reference Method
19 of Appendix A–7 of this part. The
1-hour arithmetic averages must be
calculated using the data points
required under § 60.13(e)(2).
■ 69. Section 60.2735 is revised to read
as follows:
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§ 60.2735 Is there a minimum amount of
monitoring data I must obtain?
For each continuous monitoring
system required or optionally allowed
under § 60.2730, you must monitor and
collect data according to this section:
(a) You must operate the monitoring
system and collect data at all required
intervals at all times compliance is
required except for periods of
monitoring system malfunctions or outof-control periods, repairs associated
with monitoring system malfunctions or
out-of-control periods (as specified in
§ 60.2770(o) of this part), and required
monitoring system quality assurance or
quality control activities including, as
applicable, calibration checks and
required zero and span adjustments. A
monitoring system malfunction is any
sudden, infrequent, not reasonably
preventable failure of the monitoring
system to provide valid data.
Monitoring system failures that are
caused in part by poor maintenance or
careless operation are not malfunctions.
You are required to effect monitoring
system repairs in response to
monitoring system malfunctions or outof-control periods and to return the
monitoring system to operation as
expeditiously as practicable.
(b) You may not use data recorded
during the monitoring system
malfunctions, repairs associated with
monitoring system malfunctions or outof control periods, or required
monitoring system quality assurance or
control activities in calculations used to
report emissions or operating levels.
You must use all the data collected
during all other periods in assessing the
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operation of the control device and
associated control system.
(c) Except for periods of monitoring
system malfunctions or out-of-control
periods, repairs associated with
monitoring system malfunctions or outof-control periods, and required
monitoring system quality assurance or
quality control activities including, as
applicable, calibration checks and
required zero and span adjustments,
failure to collect required data is a
deviation of the monitoring
requirements.
70. Section 60.2740 is amended by:
a. Revising the introductory text.
b. Revising paragraphs (b)(5) and (e).
c. Removing and reserving paragraphs
(c) and (d).
■ d. Adding paragraphs (n) through (v).
■
■
■
■
§ 60.2740
What records must I keep?
You must maintain the items (as
applicable) as specified in paragraphs
(a), (b), and (e) through (v) of this
section for a period of at least 5 years:
*
*
*
*
*
(b) * * *
(5) For affected CISWI units that
establish operating limits for controls
other than wet scrubbers under
§ 60.2675(d) through (f) or § 60.2680,
you must maintain data collected for all
operating parameters used to determine
compliance with the operating limits.
*
*
*
*
*
(c) [Reserved]
(d) [Reserved]
(e) Identification of calendar dates
and times for which data show a
deviation from the operating limits in
table 3 of this subpart or a deviation
from other operating limits established
under § 60.2675(d) through (f) or
§ 60.2680 with a description of the
deviations, reasons for such deviations,
and a description of corrective actions
taken.
*
*
*
*
*
(n) Maintain records of the annual air
pollution control device inspections
that are required for each CISWI unit
subject to the emissions limits in table
2 of this subpart or tables 6 through 9
of this subpart, any required
maintenance and any repairs not
completed within 10 days of an
inspection or the timeframe established
by the state regulatory agency.
(o) For continuously monitored
pollutants or parameters, you must
document and keep a record of the
following parameters measured using
continuous monitoring systems.
(1) All 6-minute average levels of
opacity.
(2) All 1-hour average concentrations
of sulfur dioxide emissions.
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(3) All 1-hour average concentrations
of nitrogen oxides emissions.
(4) All 1-hour average concentrations
of carbon monoxide emissions.
(5) All 1-hour average concentrations
of particulate matter emissions.
(6) All 1-hour average concentrations
of mercury emissions.
(7) All 1-hour average concentrations
of hydrogen chloride emissions.
(p) Records indicating use of the
bypass stack, including dates, times and
durations.
(q) If you choose to stack test less
frequently than annually, consistent
with § 60.2720(a) through (c), you must
keep annual records that document that
your emissions in the previous stack
test(s) were less than 75 percent of the
applicable emission limit and document
that there was no change in source
operations including fuel composition
and operation of air pollution control
equipment that would cause emissions
of the relevant pollutant to increase
within the past year.
(r) Records of the occurrence and
duration of each malfunction of
operation (i.e., process equipment) or
the air pollution control and monitoring
equipment.
(s) Records of all required
maintenance performed on the air
pollution control and monitoring
equipment.
(t) Records of actions taken during
periods of malfunction to minimize
emissions in accordance with § 60.11(d),
including corrective actions to restore
malfunctioning process and air
pollution control and monitoring
equipment to its normal or usual
manner of operation.
(u) For operating units that burn
materials other than traditional fuels as
defined in § 241.2, a description of each
material burned, and a record which
documents how each material that is not
a traditional fuel meets each of the
legitimacy criteria in § 241.3(d). If you
combust a material that has been
processed from a discarded nonhazardous secondary material pursuant
to § 241.3(b)(4), you must keep records
as to how the operations that produced
the material satisfy the definition of
processing in § 241.2. If the material
received a non-waste determination
pursuant to the petition process
submitted under § 241.3(c), you must
keep a copy of the non-waste
determination granted by EPA.
(v) For operating units that burn tires,
a certification that the shipments of tires
that are non-waste per 40 CFR
241.3(b)(2)(i), are part of an established
tire collection program, consistent with
the definition of that term in § 241.2.
The certification must document that
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the tires were not discarded and are
handled as valuable commodities in
accordance with § 241.3(b)(2)(i), from
the point of removal from the
automobile through arrival at the
combustion facility. The certification
must identify the entity the tires were
received from (for example, the name of
the state or private collection program),
the quantity, volume, or weight of tires
received by you, and the dates received.
The certification must be signed by the
owner or operator of the combustion
unit, or by a responsible official of the
established tire collection program, and
must include the following certification
of compliance, ‘‘The tires from this tire
collection program meet the EPA
definition of an established tire
collection program in § 241’’ and state
the title or position of the person
signing the certification. You must also
keep a record that identifies where on
your plant site the tires from each tire
collection program are located, and that
accounts for all tires at the plant site.
71. Section 60.2770 is amended by
revising paragraph (e) and adding
paragraphs (k) through (o) to read as
follows:
■
§ 60.2770 What information must I include
in my annual report?
jlentini on DSKJ8SOYB1PROD with RULES6
*
*
*
*
*
(e) If no deviation from any emission
limitation or operating limit that applies
to you has been reported, a statement
that there was no deviation from the
emission limitations or operating limits
during the reporting period.
*
*
*
*
*
(k) If you had a malfunction during
the reporting period, the compliance
report must include the number,
duration, and a brief description for
each type of malfunction that occurred
during the reporting period and that
caused or may have caused any
applicable emission limitation to be
exceeded. The report must also include
a description of actions taken by an
owner or operator during a malfunction
of an affected source to minimize
emissions in accordance with § 60.11(d),
including actions taken to correct a
malfunction.
(l) For each deviation from an
emission or operating limitation that
occurs for a CISWI unit for which you
are not using a CMS to comply with the
emission or operating limitations in this
subpart, the annual report must contain
the following information.
(1) The total operating time of the
CISWI unit at which the deviation
occurred during the reporting period.
(2) Information on the number,
duration, and cause of deviations
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(including unknown cause, if
applicable), as applicable, and the
corrective action taken.
(m) If there were periods during
which the continuous monitoring
system, including the continuous
emission monitoring system, was out of
control as specified in paragraph (o) of
this section, the annual report must
contain the following information for
each deviation from an emission or
operating limitation occurring for a
CISWI unit for which you are using a
continuous monitoring system to
comply with the emission and operating
limitations in this subpart.
(1) The date and time that each
malfunction started and stopped.
(2) The date, time, and duration that
each CMS was inoperative, except for
zero (low-level) and high-level checks.
(3) The date, time, and duration that
each continuous monitoring system was
out-of-control, including start and end
dates and hours and descriptions of
corrective actions taken.
(4) The date and time that each
deviation started and stopped, and
whether each deviation occurred during
a period of malfunction or during
another period.
(5) A summary of the total duration of
the deviation during the reporting
period, and the total duration as a
percent of the total source operating
time during that reporting period.
(6) A breakdown of the total duration
of the deviations during the reporting
period into those that are due to control
equipment problems, process problems,
other known causes, and other
unknown causes.
(7) A summary of the total duration of
continuous monitoring system
downtime during the reporting period,
and the total duration of continuous
monitoring system downtime as a
percent of the total operating time of the
CISWI unit at which the continuous
monitoring system downtime occurred
during that reporting period.
(8) An identification of each
parameter and pollutant that was
monitored at the CISWI unit.
(9) A brief description of the CISWI
unit.
(10) A brief description of the
continuous monitoring system.
(11) The date of the latest continuous
monitoring system certification or audit.
(12) A description of any changes in
continuous monitoring system,
processes, or controls since the last
reporting period.
(n) If there were periods during which
the continuous monitoring system,
including the continuous emission
monitoring system, was not out of
control as specified in paragraph (o) of
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this section, a statement that there were
not periods during which the
continuous monitoring system was out
of control during the reporting period.
(o) A continuous monitoring system is
out of control if any of the following
occur.
(1) The zero (low-level), mid-level (if
applicable), or high-level calibration
drift exceeds two times the applicable
calibration drift specification in the
applicable performance specification or
in the relevant standard.
(2) The continuous monitoring system
fails a performance test audit (e.g.,
cylinder gas audit), relative accuracy
audit, relative accuracy test audit, or
linearity test audit.
(3) The continuous opacity
monitoring system calibration drift
exceeds two times the limit in the
applicable performance specification in
the relevant standard.
72. Section 60.2780 is amended by
revising paragraph (c) and removing
paragraphs (e) and (f).
■
§ 60.2780 What must I include in the
deviation report?
*
*
*
*
*
(c) Durations and causes of the
following:
(1) Each deviation from emission
limitations or operating limits and your
corrective actions.
(2) Bypass events and your corrective
actions.
*
*
*
*
*
■ 73. Section 60.2790 is revised to read
as follows:
§ 60.2790 Are there any other notifications
or reports that I must submit?
(a) Yes. You must submit notifications
as provided by § 60.7.
(b) If you cease combusting solid
waste but continue to operate, you must
provide 30 days prior notice of the
effective date of the waste-to-fuel
switch, consistent with § 60.2710(a).
The notification must identify:
(1) The name of the owner or operator
of the CISWI unit, the location of the
source, the emissions unit(s) that will
cease burning solid waste, and the date
of the notice;
(2) The currently applicable
subcategory under this subpart, and any
40 CFR part 63 subpart and subcategory
that will be applicable after you cease
combusting solid waste;
(3) The fuel(s), non-waste material(s)
and solid waste(s) the CISWI unit is
currently combusting and has
combusted over the past 6 months, and
the fuel(s) or non-waste materials the
unit will commence combusting;
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(4) The date on which you became
subject to the currently applicable
emission limits;
(5) The date upon which you will
cease combusting solid waste, and the
date (if different) that you intend for any
new requirements to become applicable
(i.e., the effective date of the waste-tofuel switch), consistent with paragraphs
(b)(2) and (3)of this section.
■ 74. Section 60.2795 is revised to read
as follows:
§ 60.2795
reports?
In what form can I submit my
(a) Submit initial, annual and
deviation reports electronically or in
paper format, postmarked on or before
the submittal due dates.
(b) After December 31, 2011, within
60 days after the date of completing
each performance evaluation or
performance test, as they are defined in
§ 63.2, conducted to demonstrate
compliance with this subpart, the owner
or operator of the affected facility must
submit the relative accuracy test audit
data and performance test data, except
opacity data, to EPA by successfully
submitting the data electronically to
EPA’s Central Data Exchange (CDX) by
using the Electronic Reporting Tool
(ERT) (see https://www.epa.gov/ttn/chief/
ert/ert_tool.html).
■ 75. Section 60.2805 is revised to read
as follows:
§ 60.2805 Am I required to apply for and
obtain a Title V operating permit for my
unit?
Yes. Each CISWI unit and air curtain
incinerator subject to standards under
this subpart must operate pursuant to a
permit issued under Clean Air Act
sections 129(e) and Title V.
■ 76. Section 60.2860 is revised to read
as follows:
jlentini on DSKJ8SOYB1PROD with RULES6
§ 60.2860 What are the emission
limitations for air curtain incinerators?
After the date the initial stack test is
required or completed (whichever is
earlier), you must meet the limitations
in paragraphs (a) and (b) of this section.
(a) Maintain opacity to less than or
equal to 10 percent opacity (as
determined by the average of three 1hour blocks consisting of ten 6-minute
average opacity values), except as
described in paragraph (b) of this
section.
(b) Maintain opacity to less than or
equal to 35 percent opacity (as
determined by the average of three 1hour blocks consisting of ten 6-minute
average opacity values) during the
startup period that is within the first
30 minutes of operation.
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77. Section 60.2870 is amended by
revising paragraph (c)(2) to read as
follows:
■
§ 60.2870 What are the recordkeeping and
reporting requirements for air curtain
incinerators?
*
*
*
*
*
(c) * * *
(2) The results (as determined by the
average of three 1-hour blocks
consisting of ten 6-minute average
opacity values) of the initial opacity
tests.
*
*
*
*
*
■ 78. Section 60.2875 is amended by:
■ a. Adding definitions for ‘‘Affirmative
defense,’’ ‘‘Burn-off oven,’’ ‘‘Bypass
stack,’’ ‘‘Chemical recovery unit,’’
‘‘Continuous monitoring system,’’
‘‘Cyclonic burn barrel,’’ ‘‘Energy recovery
unit,’’ ‘‘Energy recovery unit designed to
burn biomass (Biomass),’’ ‘‘Energy
recovery unit designed to burn coal
(Coal),’’ ‘‘Energy recovery unit designed
to burn liquid wastes material and gas
(Liquid/gas),’’ ‘‘Energy recovery unit
designed to burn solid materials
(Solid),’’ ‘‘Fabric filter,’’ ‘‘Homogeneous
wastes,’’ ‘‘Incinerator,’’ ‘‘Kiln,’’
‘‘Laboratory analysis unit,’’ ‘‘Minimum
voltage or amperage,’’ ‘‘Opacity,’’
‘‘Operating day,’’ ‘‘Performance
evaluation,’’ ‘‘Performance test,’’
‘‘Process change,’’ ‘‘Raw mill,’’ ‘‘Small
remote incinerator,’’ ‘‘Soil treatment
unit,’’ ‘‘Solid waste incineration unit,’’
‘‘Space heater’’ and ‘‘Waste-burning
kiln,’’ in alphabetical order.
■ b. Revising the definition for
‘‘Commercial and industrial solid waste
incineration (CISWI) unit,’’
‘‘Modification,’’ and ‘‘Wet scrubber.’’
■ c. Removing paragraph (3) of the
definition for ‘‘Deviation.’’
■ d. Removing the definition for
‘‘Commercial or industrial waste,’’
‘‘Contained gaseous material,’’ and
‘‘Solid Waste.’’
§ 60.2875
What definitions must I know?
*
*
*
*
*
Affirmative defense means, in the
context of an enforcement proceeding, a
response or defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
Burn-off oven means any rack
reclamation unit, part reclamation unit,
or drum reclamation unit. A burn-off
oven is not an incinerator, wasteburning kiln, an energy recovery unit or
a small, remote incinerator under this
subpart.
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Bypass stack means a device used for
discharging combustion gases to avoid
severe damage to the air pollution
control device or other equipment.
*
*
*
*
*
Chemical recovery unit means
combustion units burning materials to
recover chemical constituents or to
produce chemical compounds where
there is an existing commercial market
for such recovered chemical
constituents or compounds. The
following seven types of units are
considered chemical recovery units:
(1) Units burning only pulping liquors
(i.e., black liquor) that are reclaimed in
a pulping liquor recovery process and
reused in the pulping process.
(2) Units burning only spent sulfuric
acid used to produce virgin sulfuric
acid.
(3) Units burning only wood or coal
feedstock for the production of charcoal.
(4) Units burning only manufacturing
byproduct streams/residue containing
catalyst metals that are reclaimed and
reused as catalysts or used to produce
commercial grade catalysts.
(5) Units burning only coke to
produce purified carbon monoxide that
is used as an intermediate in the
production of other chemical
compounds.
(6) Units burning only hydrocarbon
liquids or solids to produce hydrogen,
carbon monoxide, synthesis gas, or
other gases for use in other
manufacturing processes.
(7) Units burning only photographic
film to recover silver.
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any distinct operating unit of any
commercial or industrial facility that
combusts, or has combusted in the
preceding 6 months, any solid waste as
that term is defined in 40 CFR part 241.
If the operating unit burns materials
other than traditional fuels as defined in
§ 241.2 that have been discarded, and
you do not keep and produce records as
required by § 60.2740(u), the material is
a solid waste and the operating unit is
a CISWI unit. While not all CISWI units
will include all of the following
components, a CISWI unit includes, but
is not limited to, the solid waste feed
system, grate system, flue gas system,
waste heat recovery equipment, if any,
and bottom ash system. The CISWI unit
does not include air pollution control
equipment or the stack. The CISWI unit
boundary starts at the solid waste
hopper (if applicable) and extends
through two areas: The combustion unit
flue gas system, which ends
immediately after the last combustion
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chamber or after the waste heat recovery
equipment, if any; and the combustion
unit bottom ash system, which ends at
the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all
ash handling systems connected to the
bottom ash handling system.
*
*
*
*
*
Continuous monitoring system (CMS)
means the total equipment, required
under the emission monitoring sections
in applicable subparts, used to sample
and condition (if applicable), to analyze,
and to provide a permanent record of
emissions or process parameters.
*
*
*
*
*
Cyclonic burn barrel means a
combustion device for waste materials
that is attached to a 55 gallon,
openhead drum. The device consists of
a lid, which fits onto and encloses the
drum, and a blower that forces
combustion air into the drum in a
cyclonic manner to enhance the mixing
of waste material and air. A cyclonic
burn barrel is not an incinerator, wasteburning kiln, an energy recovery unit or
a small, remote incinerator under this
subpart.
Deviation means any instance in
which an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including but not limited to any
emission limitation, operating limit, or
operator qualification and accessibility
requirements.
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit.
*
*
*
*
*
Energy recovery unit means a
combustion unit combusting solid waste
(as that term is defined by the
Administrator under Resource
Conservation and Recovery Act in 40
CFR 240) for energy recovery. Energy
recovery units include units that would
be considered boilers and process
heaters if they did not combust solid
waste.
Energy recovery unit designed to burn
biomass (Biomass) means an energy
recovery unit that burns solid waste and
at least 10 percent biomass, but less
than 10 percent coal, on a heat input
basis on an annual average, either alone
or in combination with liquid waste,
liquid fuel or gaseous fuels.
Energy recovery unit designed to burn
coal (Coal) means an energy recovery
unit that burns solid waste and at least
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10 percent coal on a heat input basis on
an annual average, either alone or in
combination with liquid waste, liquid
fuel or gaseous fuels.
Energy recovery unit designed to burn
liquid waste material and gas (Liquid/
gas) means an energy recovery unit that
burns a liquid waste with liquid or
gaseous fuels not combined with any
solid fuel or waste materials.
Energy recovery unit designed to burn
solid materials (Solids) includes energy
recovery units designed to burn coal
and energy recovery units designed to
burn biomass
Fabric filter means an add-on air
pollution control device used to capture
particulate matter by filtering gas
streams through filter media, also
known as a baghouse.
Homogeneous wastes are stable,
consistent in formulation, have known
fuel properties, have a defined origin,
have predictable chemical and physical
attributes, and result in consistent
combustion characteristics and have a
consistent emissions profile.
Incinerator means any furnace used in
the process of combusting solid waste
(as the term is defined by the
Administrator under Resource
Conservation and Recovery Act in 40
CFR 240) for the purpose of reducing
the volume of the waste by removing
combustible matter. Incinerator designs
include single chamber and twochamber.
Kiln means an oven or furnace,
including any associated preheater or
precalciner devices, used for processing
a substance by burning, firing or drying.
Kilns include cement kilns that produce
clinker by heating limestone and other
materials for subsequent production of
Portland Cement.
Laboratory analysis unit means units
that burn samples of materials for the
purpose of chemical or physical
analysis. A laboratory analysis unit is
not an incinerator, waste-burning kiln,
an energy recovery unit or a small,
remote incinerator under this subpart.
*
*
*
*
*
Minimum voltage or amperage means
90 percent of the lowest test-run average
voltage or amperage to the electrostatic
precipitator measured during the most
recent particulate matter or mercury
performance test demonstrating
compliance with the applicable
emission limits.
Modification or modified CISWI unit
means a CISWI unit that has been
changed later than June 1, 2001, and
that meets one of two criteria:
(1) The cumulative cost of the changes
over the life of the unit exceeds 50
percent of the original cost of building
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15783
and installing the CISWI unit (not
including the cost of land) updated to
current costs (current dollars). To
determine what systems are within the
boundary of the CISWI unit used to
calculate these costs, see the definition
of CISWI unit.
(2) Any physical change in the CISWI
unit or change in the method of
operating it that increases the amount of
any air pollutant emitted for which
Clean Air Act section 129 or section 111
has established standards.
Opacity means the degree to which
emissions reduce the transmission of
light and obscure the view of an object
in the background.
Operating day means a 24-hour
period between 12:00 midnight and the
following midnight during which any
amount of solid waste is combusted at
any time in the CISWI unit.
*
*
*
*
*
Performance evaluation means the
conduct of relative accuracy testing,
calibration error testing, and other
measurements used in validating the
continuous monitoring system data.
Performance test means the collection
of data resulting from the execution of
a test method (usually three emission
test runs) used to demonstrate
compliance with a relevant emission
standard as specified in the performance
test section of the relevant standard.
Process change means a significant
permit revision, but only with respect to
those pollutant-specific emission units
for which the proposed permit revision
is applicable, including but not limited
to a change in the air pollution control
devices used to comply with the
emission limits for the affected CISWI
unit (e.g., change in the sorbent used for
activated carbon injection).
*
*
*
*
*
Raw mill means a ball and tube mill,
vertical roller mill or other size
reduction equipment, that is not part of
an in-line kiln/raw mill, used to grind
feed to the appropriate size. Moisture
may be added or removed from the feed
during the grinding operation. If the raw
mill is used to remove moisture from
feed materials, it is also, by definition,
a raw material dryer. The raw mill also
includes the air separator associated
with the raw mill.
*
*
*
*
*
Small, remote incinerator means an
incinerator that combusts solid waste
(as that term is defined by the
Administrator under RCRA in 40 CFR
240) and combusts 3 tons per day or less
solid waste and is more than 25 miles
driving distance to the nearest
municipal solid waste landfill.
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Soil treatment unit means a unit that
thermally treats petroleum–
contaminated soils for the sole purpose
of site remediation. A soil treatment
unit may be direct-fired or indirect
fired. A soil treatment unit is not an
incinerator, waste-burning kiln, an
energy recovery unit or a small, remote
incinerator under this subpart.
Solid waste incineration unit means a
distinct operating unit of any facility
which combusts any solid (as that term
is defined by the Administrator under
the Resource Conservation and
Recovery Act in 40 CFR part 240) waste
material from commercial or industrial
establishments or the general public
(including single and multiple
residences, hotels and motels). Such
term does not include incinerators or
other units required to have a permit
under section 3005 of the Solid Waste
Disposal Act. The term ‘‘solid waste
incineration unit’’ does not include (A)
materials recovery facilities (including
primary or secondary smelters) which
combust waste for the primary purpose
of recovering metals, (B) qualifying
small power production facilities, as
defined in section 3(17)(C) of the
Federal Power Act (16 U.S.C.
769(17)(C)), or qualifying cogeneration
facilities, as defined in section 3(18)(B)
of the Federal Power Act (16 U.S.C.
796(18)(B)), which burn homogeneous
waste (such as units which burn tires or
used oil, but not including refusederived fuel) for the production of
electric energy or in the case of
qualifying cogeneration facilities which
burn homogeneous waste for the
production of electric energy and steam
or forms of useful energy (such as heat)
which are used for industrial,
commercial, heating or cooling
purposes, or (C) air curtain incinerators
provided that such incinerators only
burn wood wastes, yard wastes and
clean lumber and that such air curtain
incinerators comply with opacity
limitations to be established by the
Administrator by rule.
Space heater means a usually portable
appliance for heating a relatively small
area.
*
*
*
*
*
Waste-burning kiln means a kiln that
is heated, in whole or in part, by
combusting solid waste (as that term is
defined by the Administrator under the
Resource Conservation and Recovery
Act pursuant in 40 CFR part 240).
*
*
*
*
*
79. Table 1 to Subpart DDDD of Part
60 is revised to read as follows:
■
TABLE 1 TO SUBPART DDDD OF PART
60—MODEL RULE—INCREMENTS OF
PROGRESS
AND
COMPLIANCE
SCHEDULES
Comply with these increments of progress
By these datesa
Increment 1—Submit
final control plan.
Increment 2—Final
compliance.
(Dates to be specified
in state plan).
(Dates to be specified
in state plan).b
a Site-specific schedules can be used at the
discretion of the state.
b The date can be no later than 3 years after
the effective date of state plan approval or December 1, 2005 for CISWI units that commenced construction on or before November
30, 1999. The date can be no later than 3
years after the effective date of approval of a
revised state plan or March 21, 2012 for
CISWI units that commenced construction on
or before June 4, 2010.
80. Table 2 to subpart DDDD is
amended by:
■ a. Revising the title to read ‘‘Table 2
to Subpart DDDD of Part 60—Model
Rule—Emission Limitations That Apply
Before [Date to be specified in state
plan].’’
■ b. Revising the entries for ‘‘Hydrogen
chloride,’’ ‘‘Mercury,’’ ‘‘Opacity’’ and
‘‘Oxides of nitrogen.’’
■ c. Adding footnotes b and c.
■
TABLE 2 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY BEFORE
[Date to be specified in state plan] b
You must meet this emission
limitation a
For the air pollutant
And determining
compliance using this method
Using this averaging time
*
*
*
62 parts per million by dry volume 3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
*
*
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
*
*
Mercury .........................................
*
*
*
0.47 milligrams per dry standard 3-run average (1 hour minimum
cubic meter.
sample time per run).
Opacity ..........................................
10 percent .....................................
*
*
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008).c
Performance test (Method 9 at 40
CFR part 60, appendix A–4).
*
*
Oxides of nitrogen .........................
jlentini on DSKJ8SOYB1PROD with RULES6
*
*
Hydrogen chloride .........................
*
*
*
388 parts per million by dry vol- 3-run average (1 hour minimum
ume.
sample time per run).
*
*
*
Three 1-hour blocks consisting of
ten 6-minute average opacity
values.
*
*
*
Performance test (Methods 7 or
7E at 40 CFR part 60, appendix
A–4). Use a span gas with a
concentration of 800 ppm or
less.
*
*
*
b The date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or March 21,
2016.
c Incorporated by reference, see § 60.17.
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
81. Table 4 of subpart DDDD is
amended by revising the row headings
to read as follows:
■
TABLE 4 TO SUBPART DDDD OF PART 60—MODEL RULE—TOXIC EQUIVALENCY FACTORS
Dioxin/furan isomer
*
Toxic equivalency factor
*
*
82. Table 5 of subpart DDDD is
amended by:
*
*
a. Revising the entry for ‘‘Annual
Report’’.
■
*
*
b. Revising the entry for ‘‘Emission
limitation or operating limit deviation
report’’.
■
■
TABLE 5 TO SUBPART DDDD OF PART 60—SUMMARY OF REPORTING REQUIREMENTS a
Report
Due date
Contents
*
Annual report ...............
*
*
*
No later than 12 months following the submission of the initial test report. Subsequent reports are to be submitted no more
than 12 months following the previous report.
*
*
• Name and address ......................................
• Statement and signature by responsible official.
• Date of report ..............................................
• Values for the operating limits ....................
• Highest recorded 3-hour average and the
lowest 3-hour average, as applicable, for
each operating parameter recorded for the
calendar year being reported.
• If a performance test was conducted during
the reporting period, the results of the test.
• If a performance test was not conducted
during the reporting period, a statement
that the requirements of § 60.2720(a) were
met.
• Documentation of periods when all qualified CISWI unit operators were unavailable
for more than 8 hours but less than 2
weeks.
• If you are conducting performance tests
once every 3 years consistent with
§ 60.2720(a), the date of the last 2 performance tests, a comparison of the emission level you achieved in the last 2 performance tests to the 75 percent emission
limit threshold required in § 60.2720(a) and
a statement as to whether there have been
any operational changes since the last performance test that could increase emissions.
*
Emission limitation or
operating limit deviation report.
*
*
*
*
*
By August 1 of that year for data collected • Dates and times of deviation ......................
during the first half of the calendar year. By • Averaged and recorded data for those
February 1 of the following year for data
dates.
collected during the second half of the cal- • Duration and causes of each deviation and
endar year.
the corrective actions taken.
• Copy of operating limit monitoring data and
any test reports.
• Dates, times and causes for monitor downtime incidents.
*
jlentini on DSKJ8SOYB1PROD with RULES6
a This
*
*
*
Reference
*
*
table is only a summary, see the referenced sections of the rule for the complete requirements.
83. Table 6 to Subpart DDDD is added
as follows:
■
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*
§§ 60.2765 and
60.2770.
*
§ 60.2775 and
60.2780.
*
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 6 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO INCINERATORS ON AND
AFTER [DATE TO BE SPECIFIED IN STATE PLAN] a
For the air pollutant
You must meet this emission
limitation b
Using this averaging time
And determining compliance
using this method
Cadmium ........................................
0.0026 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
Carbon monoxide ..........................
36 parts per million dry volume ....
3-run average (1 hour minimum
sample time per run).
Dioxins/furans (total mass basis) ...
4.6 nanograms per dry standard
cubic meter.
Dioxins/furans (toxic equivalency
basis).
0.13 nanograms per dry standard
cubic meter.
Hydrogen chloride ..........................
29 parts per million dry volume ....
Lead ...............................................
0.0036 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
Performance test (Method 10 at
40 CFR part 60, appendix A–4).
Use a maximum allowable drift
of 0.2 ppm and a span gas with
a CO concentration of 75 ppm
or less. The span gas must
contain approximately the same
concentration of CO2 expected
from the source.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Mercury ..........................................
0.0054 milligrams per dry standard cubic meter.
Oxides of nitrogen .........................
53 parts per million dry volume ....
Particulate matter filterable ............
34 milligrams per dry standard
cubic meter.
Sulfur dioxide .................................
11 parts per million dry volume ....
Fugitive ash ...................................
Visible emissions for no more
than 5% of the hourly observation period.
3-run average (For Method 29 an
ASTM D6784–02 (Reapproved
2008)b, collect a minimum volume of 2 dry standard cubic
meters per run. For Method
30B, collect a minimum sample
as specified in Method 30B at
40 CFR part 60, appendix A).
3-run average (1 hour minimum
sample time per run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (1 hour minimum
sample time per run).
Three 1-hour observation periods
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Use ICPMS for the analytical
finish.
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008) c.
Performance test (Method 7E at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 100 ppm or less.
Performance test (Method 5 or 29
at 40 CFR part 60, appendix A–
3 or appendix A–8).
Performance test (Method 6 or 6c
at 40 CFR part 60, appendix A–
4. Use a maximum allowable
drift of 0.2 ppm and a span gas
with concentration of 20 ppm or
less.
Visible emission test (Method 22
at 40 CFR part 60, appendix A–
7).
jlentini on DSKJ8SOYB1PROD with RULES6
a The date specified in the state plan can be no later than 3 years after the effective date of approval of a revised state plan or March 21,
2016.
b All emission limitations are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must meet either the total
mass basis limit or the toxic equivalency basis limit.
c Incorporated by reference, see § 60.17.
84. Table 7 of Subpart DDDD is added
as follows:
■
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15787
TABLE 7 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO ENERGY RECOVERY
UNITS AFTER MAY 20, 2011
You must meet this emission
limitation a
For the air pollutant
Liquid/gas
Using this
averaging time
Solids
0.023 milligrams per dry
standard cubic meter.
0.00051 milligrams per dry
standard cubic meter.
3-run average (collect a
minimum volume of 2
dry standard cubic meters).
Carbon monoxide ..............
36 parts per million dry
volume.
Biomass—490 parts per
million dry volume.
Coal—59 parts per million
dry volume.
3-run average (1 hour minimum sample time per
run).
Dioxins/furans (total mass
basis).
2.9 nanograms per dry
standard cubic meter.
0.35 nanograms per dry
standard cubic meter.
Dioxins/furans (toxic
equivalency basis).
0.32 nanograms per dry
standard cubic meter.
0.059 nanograms per dry
standard cubic meter.
Hydrogen chloride .............
14 parts per million dry
volume.
0.45 parts per million dry
volume.
Lead ...................................
0.096 milligrams per dry
standard cubic meter.
0.0036 milligrams per dry
standard cubic meter.
3-run average (collect a
minimum volume of 1
dry standard cubic
meter).
3-run average (collect a
minimum volume of 1
dry standard cubic
meter).
3-run average (collect a
minimum volume of 1
dry standard cubic meters).
3-run average (collect a
minimum volume of 2
dry standard cubic meters).
Mercury ..............................
0.0013 milligrams per dry
standard cubic meter.
0.00033 milligrams per dry
standard cubic meter.
Oxides of nitrogen .............
jlentini on DSKJ8SOYB1PROD with RULES6
Cadmium ...........................
76 parts per million dry
volume.
Biomass—290 parts per
million dry volume.
Coal—340 parts per million dry volume.
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3-run average (For Method
29 and ASTM D6784–02
(Reapproved 2008),b
collect a minimum volume of 2 dry standard
cubic meters per run.
For Method 30B, collect
a minimum sample as
specified in Method 30B
at 40 CFR part 60, appendix A).
3-run average (1 hour minimum sample time per
run).
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And determining
compliance using this
method
Performance test (Method
29 at 40 CFR part 60,
appendix A–8). Use
ICPMS for the analytical
finish.
Performance test (Method
10 at 40 CFR part 60,
appendix A–4). Use a
span gas with a concentration of 100 ppm or
less for liquid/gas boilers
and coal-fed boilers.
Use a span gas with a
concentration of 1000
ppm or less for biomassfed boilers.
Performance test (Method
23 at 40 CFR part 60,
appendix A–7).
Performance test (Method
23 at 40 CFR part 60,
appendix A–7).
Performance test (Method
26 or 26A at 40 CFR
part 60, appendix A–8).
Performance test (Method
29 at 40 CFR part 60,
appendix A–8). Use
ICPMS for the analytical
finish.
Performance test (Method
29 or 30B at 40 CFR
part 60, appendix A–8)
or ASTM D6784–02
(Reapproved 2008).b
Performance test (Method
7E at 40 CFR part 60,
appendix A–4). Use a
span gas with a concentration of 150 ppm or
less for liquid/gas fuel
boilers. Use a span gas
with a concentration of
700 ppm or less for solid
fuel boilers.
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 7 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO ENERGY RECOVERY
UNITS AFTER MAY 20, 2011—Continued
You must meet this emission
limitation a
For the air pollutant
Liquid/gas
And determining
compliance using this
method
Using this
averaging time
Solids
Particulate matter filterable
110 milligrams per dry
standard cubic meter.
250 milligrams per dry
standard cubic meter or
30-day rolling average if
PM CEMS is required or
being used.
3-run average (collect a
minimum volume of 1
dry standard cubic
meter).
Sulfur dioxide .....................
720 parts per million dry
volume.
Biomass—6.2 parts per
million dry volume.
Coal—650 parts per million dry volume.
3-run average (1 hour minimum sample time per
run).
Fugitive ash .......................
Visible emissions for no
more than 5 percent of
the hourly observation
period.
Visible emissions for no
more than 5 percent of
the hourly observation
period.
Three 1-hour observation
periods.
Performance test (Method
5 or 29 at 40 CFR part
60, appendix A–3 or appendix A–8) if the unit
has a design capacity
less than or equal to
250 MMBtu/hr; or PM
CEMS (performance
specification 11 of appendix B of this part) if
the unit has a design capacity greater than 250
MMBtu/hr. Use Method
5 or 5I of Appendix A of
this part and collect a
minimum sample volume
of 1 dscm for the PM
CEMS correlation testing.
Performance test (Method
6 or 6c at 40 CFR part
60, appendix A–4. Use a
span gas with a concentration of 20 ppm or
less for biomass-fed
boilers. Use a span gas
with a concentration of
1500 ppm or less for liquid/gas and coal-fed
boilers.
Visible emission test
(Method 22 at 40 CFR
part 60, appendix A–7).
a All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must
meet either the total mass basis limit or the toxic equivalency basis limit.
b Incorporated by reference, see § 60.17.
85. Table 8 of Subpart DDDD is added
as follows:
■
TABLE 8 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO WASTE-BURNING
KILNS AFTER MAY 20, 2011
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Cadmium ........................................
0.00048 milligrams per dry standard cubic meter.
110 parts per million dry volume ..
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
3-run average (1 hour minimum
sample time per run).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Carbon monoxide ..........................
Dioxins/furans (total mass basis) ...
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0.02 nanograms per dry standard
cubic meter.
Dioxins/furans (toxic equivalency
basis).
0.0070 nanograms per dry standard cubic meter.
Hydrogen chloride ..........................
25 parts per million dry volume ....
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3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter) or 30-day rolling average
if HCl CEMS is being used.
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Performance test (Method 10 at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 200 ppm or less.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 321 at
40 CFR part 63, appendix A) or
HCl CEMS if a wet scrubber is
not used.
21MRR6
Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
15789
TABLE 8 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO WASTE-BURNING
KILNS AFTER MAY 20, 2011—Continued
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Lead ...............................................
0.0026 milligrams per dry standard cubic meter.
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Mercury ..........................................
0.0079 milligrams per dry standard cubic meter.
3-run average (collect a minimum
volume of 2 dry standard cubic
meters).
30-day rolling average ..................
Oxides of nitrogen .........................
540 parts per million dry volume ..
3-run average (1 hour minimum
sample time per run).
Particulate matter filterable ............
6.2 milligrams per dry standard
cubic meter.
30-day rolling average ..................
Sulfur dioxide .................................
38 parts per million dry volume ....
3-run average (1 hour minimum
sample time per run).
Mercury CEMS or sorbent trap
monitoring system (performance specification 12A or 12B,
respectively, of appendix B of
this part.)
Performance test (Method 7E at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 1,000 ppm or less.
PM CEMS (performance specification 11 of appendix B of this
part; Use Method 5 or 5I of Appendix A of this part and collect
a minimum sample volume of 2
dscm for the PM CEMS correlation testing.)
Performance test (Method 6 or 6c
at 40 CFR part 60, appendix A–
4). Use a span gas with a concentration of 80 ppm or less.
a All emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions. For dioxins/furans, you must
meet either the total mass basis limit or the toxic equivalency basis limit.
86. Table 9 of Subpart DDDD is added
as follows:
■
TABLE 9 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO SMALL, REMOTE
INCINERATORS AFTER MAY 20, 2011
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Cadmium ........................................
0.61 milligrams per dry standard
cubic meter.
20 parts per million dry volume ....
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (1 hour minimum
sample time per run).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Carbon monoxide ..........................
Dioxins/furans (total mass basis) ...
1,200 nanograms per dry standard cubic meter.
Dioxins/furans (toxic equivalency
basis).
57 nanograms per dry standard
cubic meter.
Hydrogen chloride ..........................
220 parts per million dry volume ..
Lead ...............................................
2.7 milligrams per dry standard
cubic meter.
Mercury ..........................................
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0.0057 milligrams per dry standard cubic meter.
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3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (For Method 26,
collect a minimum volume of 60
liters per run. For Method 26A,
collect a minimum volume of 1
dry standard cubic meter per
run).
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (For Method 29
and ASTM D6784–02 (Reapproved 2008)b, collect a minimum volume of 2 dry standard
cubic meters per run. For Method 30B, collect a minimum
sample as specified in Method
30B at 40 CFR part 60, appendix A).
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Performance test (Method 10 at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 50 ppm or less.
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 23 at
40 CFR part 60, appendix A–7).
Performance test (Method 26 or
26A at 40 CFR part 60, appendix A–8).
Performance test (Method 29 at
40 CFR part 60, appendix A–8).
Performance test (Method 29 or
30B at 40 CFR part 60, appendix A–8) or ASTM D6784–02
(Reapproved 2008).b
21MRR6
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 9 TO SUBPART DDDD OF PART 60—MODEL RULE—EMISSION LIMITATIONS THAT APPLY TO SMALL, REMOTE
INCINERATORS AFTER MAY 20, 2011—Continued
For the air pollutant
You must meet this emission
limitation a
Using this averaging time
And determining compliance
using this method
Oxides of nitrogen .........................
240 parts per million dry volume ..
3-run average (1 hour minimum
sample time per run).
Particulate matter filterable ............
230 milligrams per dry standard
cubic meter.
Sulfur dioxide .................................
420 parts per million dry volume ..
3-run average (collect a minimum
volume of 1 dry standard cubic
meter).
3-run average (1 hour minimum
sample time per run).
Fugitive ash ...................................
Visible emissions for no more
than 5 percent of the hourly observation period.
Performance test (Method 7E at
40 CFR part 60, appendix A–4).
Use a span gas with a concentration of 500 ppm or less.
Performance test (Method 5 or 29
at 40 CFR part 60, appendix A–
3 or appendix A–8).
Performance test (Method 6 or 6c
at 40 CFR part 60, appendix A–
4). Use a span gas with a concentration of 1000 ppm or less.
Visible emission test (Method 22
at 40 CFR part 60, appendix A–
7).
a All
Three 1-hour observation periods
emission limitations (except for opacity) are measured at 7 percent oxygen, dry basis at standard conditions.
by reference, see § 60.17.
b Incorporated
[FR Doc. 2011–4495 Filed 3–18–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 54 (Monday, March 21, 2011)]
[Rules and Regulations]
[Pages 15704-15790]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-4495]
[[Page 15703]]
Vol. 76
Monday,
No. 54
March 21, 2011
Part VI
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 60
Standards of Performance for New Stationary Sources and Emission
Guidelines for Existing Sources: Commercial and Industrial Solid Waste
Incineration Units; Final Rule
Federal Register / Vol. 76 , No. 54 / Monday, March 21, 2011 / Rules
and Regulations
[[Page 15704]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 60
[EPA-HQ-OAR-2003-0119; FRL-9273-4]
RIN 2060-AO12
Standards of Performance for New Stationary Sources and Emission
Guidelines for Existing Sources: Commercial and Industrial Solid Waste
Incineration Units
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action promulgates EPA's final response to the 2001
voluntary remand of the December 1, 2000, new source performance
standards and emission guidelines for commercial and industrial solid
waste incineration units and the vacatur and remand of several
definitions by the District of Columbia Circuit Court of Appeals in
2007. In addition, this action includes the 5-year technology review of
the new source performance standards and emission guidelines required
under section 129 of the Clean Air Act. This action also promulgates
other amendments that EPA believes are necessary to address air
emissions from commercial and industrial solid waste incineration
units.
DATES: The final rule is effective on May 20, 2011. The incorporation
by reference of certain publications listed in the final rule are
approved by the Director of the Federal Register as of May 20, 2011.
ADDRESSES: EPA established a single docket under Docket ID Number EPA-
HQ-OAR-2003-0119 for this action. All documents in the docket are
listed on the https://www.regulations.gov Web site. Although listed in
the index, some information is not publicly available, e.g.,
confidential business information or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available either electronically through https://www.regulations.gov, or
in hard copy at EPA's Docket Center, Public Reading Room, EPA West
Building, Room 3334, 1301 Constitution Avenue, NW., Washington, DC
20004. This Docket Facility is open from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal holidays. The telephone number for the
Public Reading Room is (202) 566-1744, and the telephone number for the
EPA Docket Center is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Ms. Toni Jones, Natural Resources and
Commerce Group, Sector Policies and Programs Division (E143-03),
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-0316; facsimile number: (919) 541-
3470; e-mail address: jones.toni@epa.gov, or Ms. Charlene Spells,
Natural Resources and Commerce Group, Sector Policies and Programs
Division (E143-03), Environmental Protection Agency, Research Triangle
Park, North Carolina 27711; telephone number: (919) 541-5255; facsimile
number: (919) 541-3470; e-mail address: spells.charlene@epa.gov.
SUPPLEMENTARY INFORMATION: Acronyms and Abbreviations. The following
acronyms and abbreviations are used in this document.
7-PAH 7 Polyaromatic Hydrocarbons
16-PAH 16 Polyaromatic Hydrocarbons
ACI Activated Carbon Injection
ANSI American National Standards Institute
ASME American Society of Mechanical Engineers
ASTM American Society for Testing and Materials
BAT Best Available Technology
CAA Clean Air Act
Cd Cadmium
CDX Central Data Exchange
CEMS Continuous Emissions Monitoring Systems
CFR Code of Federal Regulations
CISWI Commercial and Industrial Solid Waste Incineration
CO Carbon Monoxide
CO2 Carbon Dioxide
Catalyst Carbon Monoxide Oxidation Catalyst
The Court U.S. Court of Appeals for the District of Columbia Circuit
CSA Canadian Standards Association
CWA Clean Water Act
D/F Dioxin/Furan
DIFF Dry Sorbent Injection Fabric Filter
dscf Dry Standard Cubic Foot
dscm Dry Standard Cubic Meter
EG Emission Guidelines
EJ Environmental Justice
EMPC Estimated Maximum Possible Concentration
EOM Extractable Organic Matter
ERT Electronic Reporting Tool
ERU Energy Recovery Unit
ESP Electrostatic Precipitator
FF Fabric Filters
HAP Hazardous Air Pollutants
HCl Hydrogen Chloride
Hg Mercury
HMI Hospital, Medical and Infectious
HMIWI Hospital, Medical and Infectious Waste Incineration
HWC Hazardous Waste Combustor
ICR Information Collection Request
ISO International Standards Organization
LBMS Linkageless Burner Management System
LML Lowest Measured Level
MACT Maximum Achievable Control Technology
MDL Method Detection Level
mg/dscm Milligrams per Dry Standard Cubic Meter
mmBtu/hr Million British Thermal Units per Hour
MSW Municipal Solid Waste
MW Megawatts
MWC Municipal Waste Combustor
NAAQS National Ambient Air Quality Standards
NAICS North American Industrial Classification System
ND Nondetect
NESHAP National Emission Standards for Hazardous Air Pollutants
ng/dscm Nanograms per Dry Standard Cubic Meter
NOX Nitrogen Oxides
NSPS New Source Performance Standards
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
O&M Operations and Maintenance
OMB Office of Management and Budget
OP Office of Policy
OSWI Other Solid Waste Incineration
Pb Lead
PCBs Polychlorinated Biphenyls
PCDD Polychlorinated Dibenzodioxins
PCDF Polychlorinated Dibenzofurans
PM Particulate Matter
POM Polycyclic Organic Matter
ppm Parts Per Million
ppmv Parts Per Million by Volume
ppmvd Parts Per Million by Dry Volume
PRA Paper Reduction Act
PS Performance Specification
QA/QC Quality Assurance/Quality Control
RCRA Resource Conservation and Recovery Act
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RIN Regulatory Information Number
RTO Regenerative Thermal Oxidizer
SCR Selective Catalytic Reduction
SARU Sulfuric Acid Regeneration Unit
SNCR Selective Noncatalytic Reduction
SO2 Sulfur Dioxide
SSI Sewage Sludge Incineration
SSM Startup, Shutdown, and Malfunction
SWDA Solid Waste Disposal Act
TBtu Tera British Thermal Unit
TEF Total Equivalency Factor
TEQ Toxic Equivalency
TMB Total Mass Basis
tpy Tons Per Year
TRI Toxics Release Inventory
TTN Technology Transfer Network
ug/dscm Micrograms per Dry Standard Cubic Meter
UMRA Unfunded Mandates Reform Act
UL Upper Limit
UPL Upper Prediction Limit
UTL Upper Tolerance Limit
VCS Voluntary Consensus Standards
WWW Worldwide Web
Organization of this document. The information presented in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
[[Page 15705]]
B. Where can I get a copy of this document?
C. Judicial Review
II. Background Information
A. What is the statutory authority for this final rule?
B. What is the history of the CISWI standards?
C. How is the solid waste definition addressed in this final
rule?
D. What is the relationship between the final rule and other
combustion rules?
E. What is EPA's approach for conducting a 5-year review under
CAA section 129(a)(5)?
F. What is the relationship of this final action to section
112(c)(6) of the CAA?
III. Summary of the Final Rule
A. Which units are affected by this final rule?
B. What are the emission limits in the final rule?
C. What are the testing and monitoring requirements?
D. What are the requirements during periods of SSM?
E. How do the rule amendments affect the applicability of the
2000 NSPS and EG?
F. What is the compliance schedule?
G. What is the state plan implementation schedule?
H. What are the requirements for submission of emissions test
results to EPA?
I. What are the costs and benefits of this final rule?
IV. Summary of Significant Changes Since Proposal
V. Public Comments
A. Legal and Applicability Issues, Compliance Schedule, and
Certification Procedures
B. MACT Floor Analysis
C. Control Technology Assumptions for the Floor and Beyond-the-
Floor
D. Rationale for Subcategories
E. Emission Limits
F. New Data/Corrections to Existing Data
G. Testing and Monitoring
H. Startup, Shutdown, and Malfunction Requirements
I. Notification, Recordkeeping and Reporting Requirements
J. Air Curtain Incinerators
K. Role of States
L. Biased Data Collection From Phase II ICR Testing
VI. Impacts of the Action
A. What are the primary air impacts?
B. What are the water and solid waste impacts?
C. What are the energy impacts?
D. What are the secondary air impacts?
E. What are the cost and economic impacts?
F. What are the benefits?
VII. Statutory and Executive Order Reviews
A. Executive Order 12866 and 13563: Regulatory Planning and
Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
I. General Information
A. Does this action apply to me?
Categories and entities potentially affected by the final action
are those that operate CISWI units. The NSPS and EG, hereinafter
referred to as ``standards,'' for CISWI affect the following categories
of sources:
--------------------------------------------------------------------------------------------------------------------------------------------------------
Category NAICS code Examples of potentially regulated entities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Any industrial or commercial 211, 212, 486........... Mining, oil and gas exploration operations; pipeline operators.
facility using a solid waste
incinerator.
221..................... Utility providers.
321, 322, 337........... Manufacturers of wood products; manufacturers of pulp, paper and paperboard;
manufacturers of furniture and related products.
325, 326................ Manufacturers of chemicals and allied products; manufacturers of plastics and rubber
products.
327..................... Manufacturers of cement; nonmetallic mineral product manufacturing.
333, 336................ Manufacturers of machinery; manufacturers of transportation equipment.
423, 44................. Merchant wholesalers, durable goods; retail trade.
--------------------------------------------------------------------------------------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by the final
action. If you have any questions regarding the applicability of the
final action to a particular entity, contact the person listed in the
preceding FOR FURTHER INFORMATION CONTACT section.
B. Where can I get a copy of this document?
In addition to being available in the docket, an electronic copy of
the final action will also be available on the WWW through the TTN.
Following signature, a copy of the final action will be posted on the
TTN's policy and guidance page for newly proposed or promulgated rules
at the following address: https://www.epa.gov/ttn/oarpg. The TTN
provides information and technology exchange in various areas of air
pollution control.
C. Judicial Review
Under CAA section 307(b)(1), judicial review of this final rule is
available only by filing a petition for review in the Court by May 20,
2011. Section 307(d)(7)(B) of the CAA further provides that ``only an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment can be raised during
judicial review.'' This section also provides a mechanism for us to
convene a proceeding for reconsideration, ``[i]f the person raising an
objection can demonstrate to EPA that it was impracticable to raise
such objection within [the period for public comment] or if the grounds
for such objection arose after the period for public comment (but
within the time specified for judicial review) and if such objection is
of central relevance to the outcome of the rule.'' Any person seeking
to make such a demonstration to us should submit a Petition for
Reconsideration to the Office of the Administrator, Environmental
Protection Agency, Room 3000, Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20004, with a copy to both of the contacts
listed in the preceding FOR FURTHER INFORMATION CONTACT section, and
the Associate General Counsel for the Air and Radiation Law Office,
Office of General Counsel (Mail Code 2344A), Environmental Protection
Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20004. Note, under
CAA section 307(b)(2), the requirements established by this final rule
may not be challenged separately in any civil or criminal proceedings
brought by EPA to enforce these requirements.
[[Page 15706]]
II. Background Information
A. What is the statutory authority for this final rule?
Section 129 of the CAA, entitled ``Solid Waste Combustion,''
requires EPA to develop and adopt standards for solid waste
incineration units pursuant to CAA sections 111 and 129. Section
129(a)(1)(A) of the CAA requires EPA to establish performance
standards, including emission limitations, for ``solid waste
incineration units'' generally and, in particular, for ``solid waste
incineration units combusting commercial or industrial waste'' (CAA
section 129(a)(1)(D)). Section 129 of the CAA defines ``solid waste
incineration unit'' as ``a distinct operating unit of any facility
which combusts any solid waste material from commercial or industrial
establishments or the general public'' (section 129(g)(1)). Section 129
of the CAA also provides that ``solid waste'' shall have the meaning
established by EPA pursuant to its authority under the RCRA (section
129(g)(6)).
In Natural Resources Defense Council v. EPA, 489 F.3d 1250 (DC Cir.
2007), the Court vacated the CISWI Definitions Rule (70 FR 55568,
September 22, 2005), which EPA issued pursuant to CAA section
129(a)(1)(D). In that rule, EPA defined the term ``commercial or
industrial solid waste incineration unit'' to mean a combustion unit
that combusts ``commercial or industrial waste.'' The rule defined
``commercial or industrial waste'' to mean waste combusted at a unit
that does not recover thermal energy from the combustion for a useful
purpose. Under these definitions, only those units that combusted
commercial or industrial waste and were not designed to, or did not
operate to, recover thermal energy from the combustion, were subject to
CAA section 129 standards. In vacating the rule, the Court found that
the definitions in the amendments to the CISWI regulations were
inconsistent with the CAA. Specifically, the Court held that the term
``solid waste incineration unit'' in CAA section 129(g)(1)
``unambiguously include[s] among the incineration units subject to its
standards any facility that combusts any commercial or industrial solid
waste material at all--subject to the four statutory exceptions
identified [in CAA section 129(g)(1)]'' NRDC v. EPA, 489 F.3d at 1257-
58.
In response to the Court's vacatur of the CISWI Definitions Rule,
EPA initiated a rulemaking to define which non-hazardous secondary
materials is ``solid waste'' for purposes of subtitle D (non-hazardous
waste) of RCRA when burned in a combustion unit. See 74 FR 41 (January
2, 2009) soliciting comment on whether certain non-hazardous secondary
materials used as alternative fuels or ingredients are solid wastes
within the meaning of subtitle D of the RCRA. That definition, once
established, will determine the applicability of CAA section 129(a) to
commercial and industrial combustion units.
On the same day EPA proposed standards for CISWI units, EPA issued
a proposed definition of non-hazardous secondary materials that are
solid waste pursuant to subtitle D of RCRA (75 FR 31844, June 4, 2010).
In a parallel action to today's final CISWI rule, EPA is promulgating a
final definition of solid waste that identifies whether non-hazardous
secondary materials burned as fuels in combustion units are solid
waste. That action, hereinafter referred to as the ``Non-hazardous
Solid Waste Definition Rulemaking,'' is relevant to this proceeding
because some ERUs and waste-burning kilns combust secondary materials
in their combustion units which are defined as solid waste under the
new definition. Units that combust solid waste (as defined under the
new non-hazardous solid waste definition) will be subject to standards
in the final CAA section 129 CISWI rules rather than to the standards
under CAA section 112 applicable to boilers, process heaters, and
cement kilns.
At proposal, we acknowledged that we had incomplete information on
the exact nature of the non-hazardous secondary materials that ERUs and
waste-burning kilns combust. For example, we indicated that we lacked
complete information concerning the provider(s) of the non-hazardous
secondary materials, how much processing the non-hazardous secondary
materials may have undergone, if any, and other issues potentially
relevant in a determination as to whether non-hazardous secondary
materials are solid waste, all information relevant not only in this
rulemaking but also in developing a definition in the concurrent Non-
hazardous Solid Waste Definition Rulemaking.
In developing standards for this final rule, we used best efforts
to estimate which units would have been classified as CISWI (i.e.,
units combusting solid waste) had the final definition of non-hazardous
solid waste been in place at the time of the performance testing. The
standards (and, necessarily, the pool of best performers establishing
the floors for each standard) are based on the performance of this
universe of sources.\1\ In evaluating which sources would have been
classified as CISWI had the new definition of solid waste been
effective, EPA used the information currently available on which non-
hazardous secondary materials the sources combust, as supplemented by
information obtained from public comment and further information
gathered by EPA after the public comment period of this rule.
---------------------------------------------------------------------------
\1\ Section 112(D) MACT standards are based on the performance
of sources at a moment in time (or over some demarcated timeframe),
and EPA therefore bases those standards on performance of sources
classified as part of the source category at the time their
performance is evaluated (i.e., the time of performance testing).
However, EPA could not use this approach here. Sources combusting
non-hazardous secondary materials, the best example being
alternative fuels, were not classified as CISWI absent a regulatory
definition of solid waste classifying such secondary materials. In
order to issue the CISWI standards by the mandated promulgation
deadline, EPA thus deviated from its usual practice and based the
standards on the performance of devices which would have been
classified as CISWI had the final waste definition been in place at
the time of the performance testing even though these sources were
not CISWI at the time. There was no approach that would be based on
the sources' actual status that would have allowed EPA to complete
this CISWI rule by the time of the mandated deadline for
promulgation.
---------------------------------------------------------------------------
Energy recovery units (i.e., boilers and process heaters) and
waste-burning kilns (i.e., cement kilns) that are burning solid waste
(as defined in new section 241) will be subject to today's standards.
Sections 111(b) and 129(a) of the CAA address emissions from new
CISWI units (i.e., NSPS) and CAA sections 111(d) and 129(b) address
emissions from existing CISWI units (i.e., EG). The NSPS are directly
enforceable federal regulations and under CAA section 129(f)(1) become
effective 6 months after promulgation. Under CAA section 129(f)(2), the
EG become effective and enforceable no later than 3 years after EPA
approves a state plan implementing the EG or 5 years after the date
they are promulgated, whichever is earlier.
The CAA sets forth a two-stage approach to regulating emissions
from solid waste incinerator units. The statute also provides EPA with
substantial discretion to distinguish among classes, types, and sizes
of incineration units within a category while setting standards. In the
first stage of setting standards, CAA section 129(a)(2) requires EPA to
establish technology-based emission standards that reflect levels of
control EPA determines are achievable for new and existing units, after
considering costs, nonair quality health and environmental impacts and
energy requirements associated with the implementation of the
standards. Section 129(a)(5) of the CAA then directs EPA to review
those
[[Page 15707]]
standards and revise them as necessary every 5 years. In the second
stage, CAA section 129(h)(3) requires EPA to determine whether further
revisions of the standards are necessary in order to provide an ample
margin of safety to protect public health. See, e.g., NRDC and LEAN v.
EPA, 529 F.3d 1077, 1079-80 (D.C. Cir. 2008) addressing the similarly
required two-stage approach under CAA sections 112(d) and (f) and
upholding EPA's implementation of same.
In setting forth the methodology EPA must use to establish the
first-stage technology-based standards for the NSPS and EG, CAA section
129(a)(2) provides that standards ``applicable to solid waste
incineration units promulgated under section 111 and this section shall
reflect the maximum degree of reduction in emissions of [certain listed
air pollutants] that the Administrator, taking into consideration the
cost of achieving such emission reduction and any nonair quality health
and environmental impacts and energy requirements, determines is
achievable for new and existing units in each category.'' This level of
control is referred to as a MACT standard.
In promulgating a MACT standard, EPA must first calculate the
minimum stringency levels for new and existing solid waste incineration
units in a category, generally based on levels of emissions control
achieved or required to be achieved by the subject units. The minimum
level of stringency is called the MACT ``floor,'' and CAA section
129(a)(2) sets forth differing levels of minimum stringency that EPA's
standards must achieve, based on whether they regulate new and
reconstructed sources, or existing sources. For new and reconstructed
sources, CAA section 129(a)(2) provides that the ``degree of reduction
in emissions that is deemed achievable * * * shall not be less
stringent than the emissions control that is achieved in practice by
the best controlled similar unit, as determined by the Administrator.''
Emissions standards for existing units may be less stringent than
standards for new units, but ``shall not be less stringent than the
average emissions limitation achieved by the best-performing 12 percent
of units in the category.''
Maximum Achievable Control Technology analyses involve an
assessment of the emissions from the best-performing unit or units in a
source category. The assessment can be based on actual emissions data,
knowledge of the air pollution control in place in combination with
actual emissions data, or on state regulatory requirements that may
enable EPA to estimate the actual performance of the regulated units.
For each source category, the assessment involves a review of actual
emissions data with an appropriate accounting for emissions
variability. Other methods of estimating emissions can be used, if the
methods can be shown to provide reasonable estimates of the actual
emissions performance of a source or sources. Where there is more than
one method or technology to control emissions, the analysis may result
in a series of potential regulations (called regulatory options), one
of which is selected as MACT.
Each regulatory option EPA considers must be at least as stringent
as the CAA's minimum stringency ``floor'' requirements. EPA must
examine, but is not necessarily required to adopt, more stringent
``beyond-the-floor'' regulatory options to determine MACT. Unlike the
floor minimum stringency requirements, EPA must consider various
impacts of the more stringent regulatory options in determining whether
MACT standards are to reflect ``beyond-the-floor'' requirements. If EPA
concludes that the more stringent regulatory options have unreasonable
impacts, EPA selects the ``floor-based'' regulatory option as MACT.
However, if EPA concludes that impacts associated with ``beyond-the-
floor'' levels of control are reasonable in light of additional
emissions reductions achieved, EPA selects those levels as MACT.
The CAA requires that MACT for new sources be no less stringent
than the emissions control achieved in practice by the best-controlled
similar unit. Under CAA section 129(a)(2), EPA determines the best
control currently in use for a given pollutant and establishes one
potential regulatory option at the emission level achieved by that
control with an appropriate accounting for emissions variability. More
stringent potential beyond-the-floor regulatory options might reflect
controls used on other sources that could be applied to the source
category in question.
For existing sources, the CAA requires that MACT be no less
stringent than the average emissions limitation achieved by the best-
performing 12 percent of units in a source category. EPA must determine
some measure of the average emissions limitation achieved by the best-
performing 12 percent of units to form the floor regulatory option.
More stringent beyond-the-floor regulatory options reflect other or
additional controls capable of achieving better performance.
B. What is the history of the CISWI standards?
On December 1, 2000, EPA published a notice of final rulemaking
establishing the NSPS and EG for CISWI units (60 FR 75338), hereinafter
referred to as the 2000 CISWI rule. On August 17, 2001, EPA granted a
Request for Reconsideration, pursuant to CAA section 307(d)(7)(B) of
the CAA, submitted on behalf of the National Wildlife Federation and
the Louisiana Environmental Action Network, related to the definition
of ``commercial and industrial solid waste incineration unit'' and
``commercial or industrial waste'' in EPA's CISWI rulemaking. In
granting the Petition for Reconsideration, EPA agreed to undertake
further notice and comment proceedings related to these definitions. On
January 30, 2001, Sierra Club filed a petition for review in the Court
challenging EPA's final CISWI rule. On September 6, 2001, the Court
entered an order granting EPA's motion for a voluntary remand of the
CISWI rule, without vacatur. EPA's request for a voluntary remand of
the final CISWI rule was taken to allow the EPA to address concerns
related to EPA's procedures for establishing MACT floors for CISWI
units in light of the Court's decision in Cement Kiln Recycling
Coalition v. EPA, 255 F.3d 855 (DC Cir. 2001)(Cement Kiln). Neither
EPA's granting of the Petition for Reconsideration, nor the Court's
order granting a voluntary remand, stayed, vacated, or otherwise
influenced the effectiveness of the 2000 CISWI rule. Specifically, CAA
section 307(d)(7)(B) provides that ``reconsideration shall not postpone
the effectiveness of the rule,'' except that ``[t]he effectiveness of
the rule may be stayed during such reconsideration * * * by the
Administrator or the Court for a period not to exceed three months.''
Neither EPA nor the Court stayed the effectiveness of the final CISWI
regulations in connection with the reconsideration petition. In
addition, the Court granted EPA's motion for a remand without vacatur;
therefore, the remand order had no impact on the implementation of the
2000 CISWI rule.
On February 17, 2004, EPA published a proposed rule soliciting
comments on the definitions of ``solid waste,'' ``commercial and
industrial waste,'' and ``commercial and industrial solid waste
incineration unit.'' On September 22, 2005, EPA published in the
Federal Register the final rule reflecting our decisions with respect
to the CISWI Definitions Rule. The rule was challenged and, on June 8,
2007, the Court vacated and remanded the CISWI
[[Page 15708]]
Definitions Rule. In vacating the rule, the Court found that CAA
section 129 unambiguously includes among the incineration units subject
to its standards, any facility that combusts any solid waste material,
subject to four statutory exceptions. While the Court vacated the CISWI
Definitions Rule, the 2000 CISWI rule remains in effect.
On June 4, 2010, EPA proposed revised NSPS and EG for CISWI units
(75 FR 31938). Today's final action constitutes EPA's response to the
voluntary remand of the 2000 CISWI rule and to the 2007 vacatur and
remand of the CISWI Definitions Rule. In addition, these amendments
address the 5-year technology review that is required under CAA section
129(a)(5).
C. How is the solid waste definition addressed in this final rule?
The RCRA definition of solid waste is integral in defining the
CISWI source category. EPA defines the non-hazardous secondary
materials that are solid waste under RCRA in the final Non-hazardous
Solid Waste Definition Rulemaking. At proposal, the Non-hazardous Solid
Waste Definition Rulemaking proposed a definition of solid waste and
identified an ``alternative approach'' for consideration and comment.
However, the final solid waste definition does not incorporate the
``alternative approach,'' and more closely reflects the proposed
definition of non-hazardous secondary materials that are solid waste.
D. What is the relationship between the final rule and other combustion
rules?
These amendments address the combustion of solid waste materials
(as defined by the Administrator under RCRA in the concurrent Non-
hazardous Solid Waste Definition Rulemaking) in combustion units at
commercial and industrial facilities. If an owner or operator of a
CISWI unit permanently ceases combusting solid waste, the affected unit
would no longer be subject to this regulation under CAA section 129.
Section 112 rules of the CAA, applicable to boilers and process heaters
at major sources and boilers at area sources, are being promulgated in
parallel actions that are relevant to this action because those
standards would apply to subject boilers and process heaters that do
not combust solid waste. Boilers and process heaters that combust solid
waste are subject to CISWI as ERUs. EPA has also finalized revised CAA
section 112 NESHAP from the Portland Cement Manufacturing Industry (75
FR 21136, September 9, 2010). Cement kilns combusting solid waste are
waste-burning kilns subject to this final rule, not the otherwise
applicable NESHAP.
E. What is EPA's approach for conducting a 5-year review under CAA
section 129(a)(5)?
Section 129(a)(5) of the CAA requires EPA to conduct a review of
the section 129 standards at 5-year intervals and, in accordance with
CAA sections 129 and 111, revise the standards. We do not interpret CAA
section 129(a)(5), together with CAA section 111, as requiring EPA to
recalculate MACT floors in connection with this periodic review. (71 FR
27324, 27327-28, May 10, 2006; NRDC and LEAN v. EPA, 529 F.3d 1077,
1083-84 (DC Cir. 2008) (upholding EPA's interpretation that the
periodic review requirement in CAA section 112(d)(6) does not impose an
obligation to recalculate MACT floors). Rather, in conducting such
periodic reviews, EPA attempts to assess the performance of and
variability associated with control measures affecting emissions
performance at sources in the subject source category (including the
installed emissions control equipment), along with recent developments
in practices, processes, and control technologies, and determines
whether it is appropriate to revise the standards. This is the same
general approach taken by EPA in periodically reviewing CAA section 111
standards, because CAA section 111 contains a similar review and revise
provision.
Our obligation to conduct a 5-year review based on implementation
of the 2000 CISWI rule is fulfilled with the finalization of these
CISWI standards. This action responds to the vacatur and remand of the
CISWI Definition Rule and the voluntary remand of the 2000 CISWI NSPS
and EG, and, in this response, EPA is requiring new standards based on
a MACT methodology that is consistent with the CAA and District of
Columbia Circuit Court precedent. The MACT levels required herein
reflect MACT floor levels determined by current emissions data from
CISWI units, and, therefore, reflect the current performance of the
best-performing unit or units subject to the CISWI standards.
Consequently, we believe that our obligation to conduct a 5-year review
based on implementation of the 2000 CISWI rule is fulfilled.
Our conclusion is supported by the fact that the revised MACT
standards included in this final remand response are based on the
available performance data for the currently operating CISWI units,
including those units that are subject to the 2000 CISWI rule and those
units that will be subject to the CISWI standards for the first time
based on the final Non-hazardous Solid Waste Definition Rulemaking
under RCRA. In establishing MACT floors based on currently available
emissions information, we address the technology review's goals of
assessing the performance efficiency of the installed equipment and
ensuring that the emission limits reflect the performance of the
technologies required by the MACT standards. In addition, in
establishing these final standards, we considered whether new
technologies, processes, and improvements in practices have been
demonstrated at sources subject to the 2000 CISWI rule and at sources
that will be subject to these proposed standards for the first time
based on the proposed definition of solid waste. Accordingly, the
remand response in this final action fulfills EPA's obligations
regarding the 5-year review of the CISWI standards. Further discussion
of the EPA's response to the CAA section 129(a)(5) 5-year review is
found in section III.B of the proposal preamble (75 FR 31946).
F. What is the relationship of this final action to section 112(c)(6)
of the CAA?
Section 112(c)(6) of the CAA requires EPA to identify categories of
sources of seven specified pollutants to assure that sources accounting
for not less than 90 percent of the aggregate emissions of each such
pollutant are subject to standards under CAA section 112(d)(2) or
112(d)(4). EPA has identified certain CISWI units as sources necessary
to meet the 90 percent requirement under section 112(c)(6). In the
Federal Register notice ``Source Category Listing for Section 112(d)(2)
Rulemaking Pursuant to Section 112(c)(6) Requirements'', 63 FR 17838,
17849, Table 2 (1998), EPA identified source categories that must be
``subject to regulation'' for purposes of CAA section 112(c)(6).
Included in that list are cement kilns and combustion units (e.g.,
major source boilers and process heaters). Cement kilns, boilers, and
process heaters that combust solid waste are subject to the CAA section
129 standards for CISWI as either waste-burning kilns or ERUs. These
CISWI units emit five of the seven CAA section 112(c)(6) pollutants:
POM, dioxins, furans, Hg and PCBs. The POM emitted by CISWI is composed
of 7-PAH and 16-PAH.
For purposes of CAA section 112(c)(6), EPA has determined that
standards promulgated under CAA section 129 are substantively
equivalent to those promulgated under CAA section 112(d). (63 FR 17845;
62 FR 33625, 33632 (1997)). As discussed in more detail in response to
comments on
[[Page 15709]]
this issue, the CAA section 129 standards effectively control emissions
of the five identified CAA section 112(c)(6) pollutants. Further, since
CAA section 129(h)(2) precludes EPA from regulating CISWI units under
CAA section 112(d), EPA cannot further regulate the emissions of
112(c)(6) pollutants from CISWI units under CAA section 112(d). As a
result, EPA considers emissions of these five pollutants from waste-
burning kilns and ERUs ``subject to standards'' for purposes of CAA
section 112(c)(6). The remaining CISWI subcategories will be subject to
MACT standards either in this action or in a future action, but
regulation of the remaining subcategories is not required for EPA to
complete its 112(c)(6) obligations.
III. Summary of the Final Rule
A. Which units are affected by this final rule?
This final rule defines a CISWI unit as any combustion unit at a
commercial or industrial facility that is used to combust solid waste
(as defined under RCRA). (40 CFR 60.2265 (NSPS) and 60.2875 (EG)).
Therefore, in this final rule, CISWI units subject to standards in this
final rule include incinerators designed to burn discarded waste
materials; units designed for heat recovery that combust solid waste
materials (i.e., ERUs that would be boilers or process heaters if they
did not burn solid waste); and waste burning kilns (i.e., units that
would be cement kilns if they did not burn solid waste); we also define
other CISWI units that are not subject to standards in this final
action. The final rule contains definitions of the four subcategories
of CISWI units that are subject to standards under these amendments:
incinerators, small remote incinerators, ERUs, and waste burning kilns.
At proposal, we also defined and proposed standards for burn-off ovens.
Based on information obtained during proposal, and because we do not
need such units to comply with our section 112(c)(6) obligations, we
are not finalizing standards for burn-off ovens as explained further
below in response to comments on this issue.
We are revising the definition of CISWI unit to reflect the Court's
decision that all units burning solid waste as defined under RCRA are
to be covered by regulation under CAA section 129. To ensure
consistency with the definition of CISWI unit, we are also adding a
definition of ``solid waste incineration unit'' and removing the
definition of ``commercial and industrial waste.''
The 2000 CISWI rule, through the definition of ``commercial and
industrial waste,'' excluded from regulation combustion units at
commercial or industrial facilities that recovered energy for a useful
purpose. We are eliminating those exemptions that were vacated by the
Court.
Qualifying small power producers, qualifying cogeneration units,
and materials recovery units continue to be expressly exempt from
coverage pursuant to CAA exclusions from the definition of ``solid
waste incineration unit'' set forth in CAA section 129(g)(1). Units
that are required to have a permit under section 3005 of the SWDA
(i.e., hazardous waste combustion units) are also exempt from section
129 rules per CAA section 129(g)(1). Air curtain incinerators at
commercial or industrial facilities combusting ``clean wood'' waste are
also excluded from the definition of solid waste incineration unit set
forth in CAA section 129(g)(1), but that section provides that such
units must comply with opacity limits to maintain that exemption.
Solid waste incineration units that are included within the scope
of other CAA section 129 categories include MWC units; institutional,
pathological waste incineration units (EPA intends to regulate these
units under OSWI standards); SSI units (EPA is issuing final standards
for these units in a concurrent action), and HMIWI units. These solid
waste incineration units will remain exempt from the CISWI standards.
As stated above, we created subcategories for waste-burning kilns and
ERUs, and they are subject to this final rule in light of the CISWI
Definitions Rule vacatur. We note that other CAA section 129 standards
may contain an exemption for cement kilns. Those exemptions do not
excuse waste burning kilns from compliance with these final standards.
As those other CAA section 129 rules are amended, we will clarify that
cement kilns that meet the definition of waste-burning kiln and other
CISWI units, that may be expressly exempt from those standards, are
subject to CISWI standards if they are located at a commercial or
industrial facility and they combust solid waste.
B. What are the emission limits in the final rule?
The final MACT floor emission limits for new and existing sources
are presented in Tables 1 and 2 of this preamble. These emission limits
are based on subcategories established considering sources that we
believe are CISWI units under the final definition of non-hazardous
secondary materials, as discussed in the concurrent Non-hazardous Solid
Waste Definition Rulemaking. The final MACT floor emission limits for
existing sources in each subcategory are shown in Table 1 of this
preamble.
Table 1--Comparison of Existing Source MACT Floor Limits for 2000 CISWI Rule and the Final MACT Floor Limits (Based on the Definition of Solid Waste in
the Final Non-hazardous Solid Waste Definition Rulemaking)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Final CISWI subcategories
Incinerators (2000 -------------------------------------------------------------------------------------------
Pollutant (units) \a\ CISWI limit) ERUs-- liquid/ Waste-burning Small, remote
Incinerators ERUs--solids gas kilns incinerators
--------------------------------------------------------------------------------------------------------------------------------------------------------
HCl (ppmv)......................... 62..................... 29 0.45...................... 14 \b\ 25 \b\ 220
CO (ppmv).......................... 157.................... 36 \b\ 490 (biomass units)/59 36 110 20
(coal units).
Pb (mg/dscm)....................... 0.04................... 0.0036 0.0036 \b\................ 0.096 0.0026 2.7
Cd (mg/dscm)....................... 0.004.................. 0.0026 0.00051 \b\............... 0.023 0.00048 0.61
Hg (mg/dscm)....................... 0.47................... 0.0054 0.00033................... 0.0013 \b\ 0.0079 \b\ 0.0057
PM, filterable (mg/dscm)........... 70..................... 34 250....................... 110 6.2 230
Dioxin, furans, total (ng/dscm).... (no limit)............. 4.6 0.35...................... 2.9\b\ 0.20 1,200
Dioxin, furans, TEQ (ng/dscm)...... 0.41................... 0.13 0.059..................... 0.32\b\ 0.0070 57
NOX (ppmv)......................... 388.................... 53 290 (biomass units)/340 76 540 240
(coal units).
[[Page 15710]]
SO2 (ppmv)......................... 20..................... 11 6.2 (biomass units)/650 720 38 420
(coal units).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ All emission limits are expressed as concentrations corrected to 7 percent oxygen.
\b\ See the memorandum ``CISWI Emission Limit Calculations for Existing and New Sources'' for details on this calculation.
The new source MACT floor emission limits for each CISWI
subcategory are shown in Table 2 of this preamble.
Table 2--Comparison of New Source MACT Floor Limits for 2000 CISWI Rule and the Final MACT Floor Limits (Based on the Primary Definition of Solid Waste
in the Solid Waste Definition Rule)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Final CISWI subcategories
Incinerators (2000 -----------------------------------------------------------------------------------------------
Pollutant (units) \a\ limit) Waste-burning Small, remote
Incinerators ERUs--solids ERUs-- liquid/gas kilns incinerators
--------------------------------------------------------------------------------------------------------------------------------------------------------
HCl (ppmv)....................... 62................... 0.091 0.45 \c\................ 14b................. 3.0 \b\ 200
CO (ppmv)........................ 157.................. 12 160 (biomass units)/ 46 36.................. 90 12
(coal units).
Pb (mg/dscm)..................... 0.04................. 0.0019 \b\ 0.0031.................. 0.096............... 0.0026 0.26
Cd (mg/dscm)..................... 0.004................ 0.0023 0.00051 \c\............. 0.023............... 0.00048 \c\ 0.61 \c\
Hg (mg/dscm)..................... 0.47................. 0.00016 0.00033 \c\............. 0.00025 \d\......... 0.0062 \e\ 0.0035 \b\
PM, filterable (mg/dscm)......... 70................... 18 250 \c\................. 110................. 2.5 230 \c\
Dioxin, furans, total (ng/dscm).. (no limit)........... 0.052 \b\ 0.068................... (no limit).......... 0.090 1,200 \c\
Dioxin, furans, TEQ (ng/dscm).... 0.41................. 0.13 \c\ 0.011................... 0.002 \d\........... 0.0030 31
NOX (ppmv)....................... 388.................. 23 290\c\ (biomass units)/ 76.................. 200 78
340 (coal units).
SO2 (ppmv)....................... 20................... 11 \c\ 6.2 \c\ (biomass units)/ 720................. 38 1.2
650 (coal units).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ All emission limits are measured at 7 percent oxygen.
\b\ See the memorandum ``CISWI Emission Limit Calculations for Existing and New Sources'' for details on this calculation.
\c\ The NSPS limit equals the EG limit. The EG limit was selected as the NSPS limit.
\d\ Dioxin/furan TEQ and Hg limits for ERUs--liquid/gas were replaced with D/F TEQ limits for liquid fuel major source boilers. See ``CISWI Emission
Limit Calculations for Existing and New Sources'' for details.
\e\ Hg limit was developed using material input data from CISWI kilns identified within the Portland Cement NESHAP database. See the memorandum ``CISWI
Emission Limit Calculations for Existing and New Sources'' for details on this calculation.
C. What are the testing and monitoring requirements?
This final rule requires all CISWI units to demonstrate initial
compliance with the revised emission limits. For existing CISWI units,
these amendments require annual inspections of scrubbers, FF, and other
air pollution control devices that are used to meet the emission
limits. In addition, a Method 22 (40 CFR part 60, appendix A-7) visible
emissions test of the ash handling operations is required during the
annual compliance test for all subcategories except waste-burning
kilns, which do not have ash handling systems. Furthermore, for any
existing CISWI unit that operates a FF air pollution control device, we
are requiring that a bag leak detection system be installed to monitor
the device. These amendments continue to require parametric monitoring
of all other add-on air pollution control devices, such as wet
scrubbers and ACI. Commercial and industrial solid waste incineration
units that install SNCR technology to reduce NOX emissions
are required to monitor the reagent (e.g., ammonia or urea) injection
rate and secondary chamber temperature (if applicable to the CISWI
unit).
This final rule also requires subcategory-specific monitoring
requirements in addition to the aforementioned inspection, bag leak
detection, and parametric monitoring requirements that are applicable
to all CISWI units. Existing incinerators, small, remote incinerators,
and ERUs would have annual emissions testing for all nine pollutants:
PM, SO2, HCl, NOX, CO, lead, Cd, Hg, and dioxins
and furans. Existing kilns are required to monitor Hg, PM, and HCl (if
no wet scrubber) emissions using a CEMS and perform annual testing for
the remaining pollutants. These amendments provide reduced annual
testing requirements for all nine pollutants when testing results are
shown to be well below the limits. If the ERU has a design capacity
less than or equal to 250 mmBtu/hr and is not equipped with a wet
scrubber control device, then a continuous opacity monitor is required
or, as an alternative, a PM CEMS could be employed (see below). If the
ERU has a design capacity greater than 250 mmBtu/hr, then PM emissions
must be monitored using a PM CEMS.
For new CISWI units, the final rule requires the same monitoring
[[Page 15711]]
requirements as for existing units, but also requires CO CEMS for all
subcategories. Additionally, SO2 and NOX CEMS are
required for all new kilns.
For all subcategories of existing CISWI units, use of CO CEMS is an
approved alternative and specific language with requirements for CO
CEMS is included in these amendments. For new and existing CISWI units,
use of PM, NOX, SO2, HCl, multi-metals and Hg
CEMS and integrated sorbent trap Hg monitoring and dioxin monitoring
(continuous sampling with periodic sample analysis) also are approved
alternatives, and specific language for those alternatives is included
in these amendments.
D. What are the requirements during periods of SSM?
The 2000 CISWI standards did not apply during periods of SSM. This
final rule revises the 2000 CISWI rule such that the standards apply at
all times, including during SSM periods. As further explained in
section V.H of this preamble, the revision is being made in light of
the Court decision that vacated portions of regulations related to SSM
in the General Provisions of 40 CFR part 63. EPA is including in this
final rule an affirmative defense to civil penalties for exceedances of
emission limits that are caused by malfunctions. The full rationale for
these decisions is presented in section V.H of this preamble.
E. How do the rule amendments affect the applicability of the 2000 NSPS
and EG?
Incinerators subject to the 2000 CISWI standards are treated
differently under the amended standards than they were under the 2000
CISWI rule in terms of whether they are ``existing'' or ``new''
sources.\2\ Consistent with the CAA section 129 definition of ``new''
sources, there are new dates defining what units are ``new'' sources.
Incinerators that are currently subject to the NSPS will become
``existing'' sources under the final amended standards and are required
to meet the revised EG by the applicable compliance date for the
revised guidelines. Those units will continue to be NSPS units subject
to the 2000 CISWI rule until they become ``existing'' sources under the
amended standards. Incinerators and small remote incinerators that are
existing sources under the 2000 EG must continue to comply with those
standards until the applicable compliance date for the revised EG, at
which time those sources must be in compliance with the applicable EG.
---------------------------------------------------------------------------
\2\ We believe that all the units in the small remote
incinerator subcategory as defined in this final rule qualified for
the exemption for MWC in the 2000 CISWI standards. See 40 CFR
60.2020(c)(2) and 60.2555(c)(2).
---------------------------------------------------------------------------
Commercial and industrial solid waste incineration units in the
four subcategories for which we are issuing final standards in this
rule that commenced construction after June 4, 2010, or for which a
modification is commenced on or after 6 months after promulgation of
these final standards, are ``new'' units subject to more stringent NSPS
emission limits. Units for which construction or modification is
commenced prior to those dates would be existing units subject to the
EG, except that units in the incinerators and small remote incinerators
subcategories remain subject to the 2000 CISWI rule until the
compliance date of the CISWI EG as discussed below. Commercial and
industrial solid waste incineration units in the subcategories other
than the incinerator subcategory and small remote incinerator
subcategory (if a unit was not exempt) will not in any case be subject
to the standards in the 2000 CISWI rule.
Under this final rule, incinerators that commenced construction
after November 30, 1999, and on or before June 4, 2010, or that were
reconstructed or modified prior to the date 6 months after promulgation
of any revised final standards, are subject to the 2000 CISWI NSPS
until the applicable compliance date for the revised EG, at which time
those units would become ``existing'' sources. Similarly, units in the
incinerator or small remote incinerator subcategories that are subject
to the EG under the 2000 CISWI rule must meet the revised EG by the
applicable compliance date for the revised guidelines. Commercial and
industrial solid waste incineration units that commence construction
after June 4, 2010, or that are reconstructed or modified 6 months or
more after the date of promulgation of the revised standards, must meet
the revised NSPS emission limits in the NSPS within 6 months after the
promulgation date of the amendments or upon startup, whichever is
later.
F. What is the compliance schedule?
New CISWI units must demonstrate compliance with the applicable
emission limit within 60 days after the CISWI unit reaches the charge
rate at which it will operate, but no later than 180 days after its
initial startup.
Existing CISWI units must demonstrate compliance with the
applicable emission limits as expeditiously as practicable after
approval of a state plan, but no later than 3 years from the date of
approval of a state plan or 5 years after promulgation of these revised
standards, whichever is earlier.
G. What is the state plan implementation schedule?
Under the final amendments to the EG, and consistent with CAA
section 129, revised state plans containing the revised existing source
emission limits and other requirements in the final amendments are due
within 1 year after promulgation of the amendments. States must submit
revised state plans to EPA March 21, 2012.
These amendments to the EG allow existing CISWI to demonstrate
compliance with the amended standards as expeditiously as practicable
after approval of a state plan, but no later than 3 years from the date
of approval of a state plan or 5 years after promulgation of the
revised standards, whichever is earlier. Because we believe that many
CISWI units will find it necessary to retrofit existing emission
control equipment and/or install additional emission control equipment
in order to meet the final revised limits, EPA anticipates that states
may choose to provide the 3-year compliance period allowed by CAA
section 129(f)(2).
In revising the standards in a state plan, a state has two options.
First, it may include both the 2000 CISWI standards and the new
standards in its revised state plan, which allows a phased approach in
applying the new limits. The state plan must make clear that the
standards in the 2000 CISWI rule remain in force for subject units and
apply until the date the revised existing source standards are
effective (as defined in the state plan).\3\ States where existing
CISWI incinerators do not need to improve their performance to meet the
revised standards, may want to consider a second approach as follows.
The state may replace the 2000 CISWI rule standards with the standards
in this final rule; follow the procedures in 40 CFR part 60, subpart B;
and submit a revised state plan to EPA for approval. If the revised
state plan contains only the revised standards (i.e., the 2000 CISWI
rule standards are not retained), then the revised standards must
become effective immediately for those units that are subject to the
2000 CISWI rule, since the 2000 CISWI rule
[[Page 15712]]
standards would be removed from the state plan.
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\3\ All sources currently subject to the 2000 CISWI EG or NSPS
will become existing sources in the incinerator or small remote
incinerator subcategories once the final revised CISWI standards are
in place. See section III.F of this preamble.
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EPA will revise the existing federal plan to incorporate any
changes to existing source emission limits and other requirements that
EPA has promulgated. The federal plan applies to CISWI units in any
state without an approved state plan. The proposed amendments to the EG
would allow existing CISWI units subject to the federal plan up to 5
years after promulgation of the revised standards to demonstrate
compliance with the amended standards, as required by CAA section
129(b)(3).
H. What are the requirements for submission of emissions test results
to EPA?
EPA must have performance test data and other compliance data to
conduct effective reviews of CAA section 112 and 129 standards, as well
as for many other purposes including compliance determinations,
emissions factor development, and annual emissions rate determinations.
In conducting these required reviews, EPA has found it ineffective and
time consuming not only for us but also for regulatory agencies and
source owners and operators to locate, collect, and submit emissions
test data because of varied locations for data storage and varied data
storage methods. One improvement that has occurred in recent years is
the availability of stack test reports in electronic format as a
replacement for cumbersome paper copies.
In this final rule, EPA is taking steps to improve data
accessibility. Owners and operators of CISWI units are required to
submit to EPA an electronic copy of reports of certain performance
tests required under the CISWI EG and NSPS. Sources must submit data
through the ERT. The ERT was developed with input from stack testing
companies who generally collect and compile performance test data
electronically and offices within state and local agencies which
perform field test assessments. The ERT is currently available, and
access to direct data submittal to EPA's electronic emissions database
(WebFIRE) is scheduled to become available by December 31, 2011.
The requirement to submit source test data electronically to EPA
will not require any additional performance testing and will apply to
those performance tests conducted using test methods that are supported
by ERT. The ERT contains a specific electronic data entry form for most
of the commonly used EPA reference methods. The Web site listed below
contains a listing of the pollutants and test methods supported by ERT.
In addition, when a facility submits performance test data to WebFIRE,
there would be no additional requirements for emissions test data
compilation. Moreover, EPA believes industry will benefit from
development of improved emissions factors, fewer follow-up information
requests, and better regulation development as discussed below. The
information to be reported is already required for the existing test
methods and is necessary to evaluate the conformance to the test
method.
One major advantage of collecting source test data through the ERT
is that it provides a standardized method to compile and store much of
the documentation required to be reported by this final rule while
clearly stating what testing information EPA requires. Another
important benefit of submitting these data to EPA at the time the
source test is conducted is that it substantially reduces the effort
involved in data collection activities in the future. Specifically,
because EPA would already have adequate source category data to conduct
residual risk assessments or technology reviews, there would likely be
fewer or less substantial data collection requests (e.g., CAA section
114 letters). This results in a reduced burden on both affected
facilities (in terms of reduced labor to respond to data collection
requests) and EPA (in terms of preparing and distributing data
collection requests).
State/local/tribal agencies may also benefit in that their review
may be more streamlined and accurate because the states would not have
to re-enter the data to assess the calculations and verify the data
entry. Finally, another benefit of submitting these data to WebFIRE
electronically is that these data would improve greatly the overall
quality of the existing and new emissions factors by supplementing the
pool of emissions test data upon which the emissions factor is based
and by ensuring that data are more representative of current industry
operational procedures. A common complaint EPA receives from industry
and regulators is that emissions factors are outdated or not
representative of a particular source category. Receiving and
incorporating data for most performance tests would ensure that
emissions factors, when updated, represent accurately the most current
operational pra