National Emission Standards for Hazardous Air Pollutants for Area Sources: Industrial, Commercial, and Institutional Boilers, 15554-15606 [2011-4493]
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2006–0790; FRL–9273–5]
RIN 2060–AM44
National Emission Standards for
Hazardous Air Pollutants for Area
Sources: Industrial, Commercial, and
Institutional Boilers
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is promulgating national
emission standards for control of
hazardous air pollutants from two area
source categories: Industrial boilers and
commercial and institutional boilers.
The final emission standards for control
of mercury and polycyclic organic
matter emissions from coal-fired area
source boilers are based on the
maximum achievable control
technology. The final emission
standards for control of hazardous air
pollutants emissions from biomass-fired
and oil-fired area source boilers are
based on EPA’s determination as to
what constitutes the generally available
control technology or management
practices.
DATES: Effective Date: This final rule is
effective on May 20, 2011. The
incorporation by reference of certain
publications listed in this final rule
were approved by the Director of the
Federal Register as of May 20, 2011.
ADDRESSES: EPA established a docket
under Docket ID No. EPA–HQ–OAR–
2006–0790 for this action. All
documents in the docket are listed on
the https://www.regulations.gov Web
site. Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov or in hard
copy at EPA’s Docket Center, Public
Reading Room, EPA West Building,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. This Docket
Facility is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the Air Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mr.
James Eddinger, Energy Strategies
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SUMMARY:
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Group, Sector Policies and Programs
Division, (D243–01), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; Telephone number: (919) 541–
5426; Fax number (919) 541–5450; email address: eddinger.jim@epa.gov.
SUPPLEMENTARY INFORMATION:
Acronyms and Abbreviations. The
following acronyms and abbreviations
are used in this document.
Btu British thermal unit
CAA Clean Air Act
CBI Confidential Business Information
CEMS Continuous Emission Monitoring
System
CFR Code of Federal Regulations
CO Carbon monoxide
ERT Electronic Reporting Tool
FR Federal Register
GACT Generally Available Control
Technology
HAP Hazardous Air Pollutant
HCl Hydrogen chloride
ICR Information Collection Request
kWh Kilowatt hour
MACT Maximum Achievable Control
Technology
MMBtu/h Million Btu per hour
NAICS North American Industry
Classification System
NESHAP National Emission Standards for
Hazardous Air Pollutants
NOX Nitrogen oxides
NSPS New Source Performance Standards
PM Particulate matter
PM2.5 Fine particulate matter
POM Polycyclic organic matter
ppm Parts per million
RCRA Resource Conservation and Recovery
Act
TBtu Trillion British thermal units
tpy Tons per year
SO2 Sulfur dioxide
UPL Upper Prediction limit
VOC Volatile organic compound
Organization of This Document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this
document?
C. Judicial Review
II. Background Information
A. What is the statutory authority and
regulatory approach for this final rule?
B. What source categories are affected by
the standards?
C. What is the relationship between this
rule and other related national emission
standards?
D. How did we gather information for this
rule?
E. How are the area source boiler HAP
addressed by this rule?
F. What are the costs and benefits of this
final rule?
III. Summary of This Final Rule
A. Do these standards apply to my source?
B. What is the affected source?
C. When must I comply with the final
standards?
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D. What are the MACT and GACT
standards?
E. What are the Startup, Shutdown, and
Malfunction (SSM) requirements?
F. What are the initial compliance
requirements?
G. What are the continuous compliance
requirements?
H. What are the notification, recordkeeping
and reporting requirements?
I. Submission of Emissions Test Results to
EPA
IV. Summary of Significant Changes
Following Proposal
A. Changes to Subcategories
B. Change From MACT to GACT for
Biomass and Oil Subcategories
C. MACT Floor UPL Methodology/
Emission Limits
D. Clarification of Energy Assessment
Requirements
E. Revised Subcategory Limits
F. Demonstrating Compliance
G. Affirmative Defense
H. Technical/Editorial Corrections
V. Significant Area Source Public Comments
and Rationale for Changes to Proposed
Rule
A. Legal and Applicability Issues
B. CO Limits
C. MACT Floor Analysis
D. Beyond the Floor Analysis
E. GACT Standards
F. Subcategories
G. Startup, Shutdown, and Malfunction
H. Compliance Requirements
I. Cost/Economic Impacts
J. Title V Permitting Requirements
VI. Relationship of this Action to CAA
Section 112(c)(6)
VII. Summary of the Impacts of This Final
Rule
A. What are the air impacts?
B. What are the cost impacts?
C. What are the economic impacts?
D. What are the benefits?
E. What are the water and solid waste
impacts?
F. What are the energy impacts?
VIII. Statutory and Executive Order Review
A. Executive Order 12866 and 13563:
Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act, as Amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996
D. Unfunded Mandates Reform Act of 1995
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
K. Congressional Review Act
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I. General Information
A. Does this action apply to me?
The regulated categories and entities
potentially affected by the final
standards include:
NAICS
code 1
Category
Any area source facility using a boiler as defined in this proposed rule ....................................................
Examples of regulated entities
321
11
311
327
Wood product manufacturing.
Agriculture, greenhouses.
Food manufacturing.
Nonmetallic mineral product
manufacturing.
Wholesale trade, nondurable
goods.
Real estate.
Educational services.
Religious, civic, professional,
and similar organizations.
Public administration.
Food services and drinking
places.
Health care and social assistance.
424
531
611
813
92
722
62
1 North
American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. To determine
whether your facility, company,
business, organization, etc., is regulated
by this action, you should examine the
applicability criteria in 40 CFR 63.11193
of subpart JJJJJJ (National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers Area Sources). If
you have any questions regarding the
applicability of this action to a
particular entity, consult either the
delegated regulatory authority for the
entity or your EPA regional
representative as listed in 40 CFR 63.13
of subpart A (General Provisions).
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B. Where can I get a copy of this
document?
In addition to being available in the
docket, an electronic copy of this final
action will also be available on the
Worldwide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature, a copy of the final
action will be posted on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at the
following address: https://www.epa.gov/
ttn/oarpg. The TTN provides
information and technology exchange in
various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the CAA,
judicial review of this final rule is
available only by filing a petition for
review in the U.S. Court of Appeals for
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the District of Columbia Circuit (the
Court) by May 20, 2011. Under CAA
section 307(d)(7)(B), only an objection
to this final rule that was raised with
reasonable specificity during the period
for public comment can be raised during
judicial review. CAA section
307(d)(7)(B) also provides a mechanism
for EPA to convene a proceeding for
reconsideration, ‘‘[i]f the person raising
an objection can demonstrate to EPA
that it was impracticable to raise such
objection within [the period for public
comment] or if the grounds for such
objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule.’’ Any person
seeking to make such a demonstration to
us should submit a Petition for
Reconsideration to the Office of the
Administrator, Environmental
Protection Agency, Room 3000, Ariel
Rios Building, 1200 Pennsylvania Ave.,
NW., Washington, DC 20460, with a
copy to the person listed in the
preceding FOR FURTHER GENERAL
INFORMATION CONTACT section, and the
Associate General Counsel for the Air
and Radiation Law Office, Office of
General Counsel (Mail Code 2344A),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20004. Note, under CAA section
307(b)(2), the requirements established
by this final rule may not be challenged
separately in any civil or criminal
proceedings brought by EPA to enforce
these requirements.
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II. Background Information
A. What is the statutory authority and
regulatory approach for this final rule?
Section 112(d) of the CAA requires us
to establish NESHAP for both major and
area sources of HAP that are listed for
regulation under CAA section 112(c). A
major source emits or has the potential
to emit 10 tpy or more of any single
HAP or 25 tpy or more of any
combination of HAP. An area source is
a HAP-emitting stationary source that is
not a major source.
Section 112(k)(3)(B) of the CAA calls
for EPA to identify at least 30 HAP
which, as the result of emissions from
area sources, pose the greatest threat to
public health in the largest number of
urban areas. EPA implemented this
provision in 1999 in the Integrated
Urban Air Toxics Strategy (Strategy), (64
FR 38715, July 19, 1999). Specifically,
in the Strategy, EPA identified 30 HAP
that pose the greatest potential health
threat in urban areas, and these HAP are
referred to as the ‘‘30 urban HAP.’’ CAA
section 112(c)(3) requires EPA to list
sufficient categories or subcategories of
area sources to ensure that area sources
representing 90 percent of the emissions
of the 30 urban HAP are subject to
regulation. A primary goal of the
Strategy is to achieve a 75 percent
reduction in cancer incidence
attributable to HAP emitted from
stationary sources.
Under CAA section 112(d)(5), we may
elect to promulgate standards or
requirements for area sources ‘‘which
provide for the use of generally
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available control technologies [‘‘GACT’’]
or management practices by such
sources to reduce emissions of
hazardous air pollutants.’’ Additional
information on GACT is found in the
Senate report on the legislation (Senate
Report Number 101–228, December 20,
1989), which describes GACT as:
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* * * methods, practices and techniques
which are commercially available and
appropriate for application by the sources in
the category considering economic impacts
and the technical capabilities of the firms to
operate and maintain the emissions control
systems.
Consistent with the legislative history,
we can consider costs and economic
impacts in determining GACT, which is
particularly important when developing
regulations for source categories that
may have many small businesses such
as these.
Determining what constitutes GACT
involves considering the control
technologies and management practices
that are generally available to the area
sources in the source category. We also
consider the standards applicable to
major sources in the analogous source
category to determine if the control
technologies and management practices
are transferable and generally available
to area sources. In appropriate
circumstances, we may also consider
technologies and practices at area and
major sources in similar categories to
determine whether such technologies
and practices could be considered
generally available for the area source
categories at issue. Finally, as noted
above, in determining GACT for a
particular area source category, we
consider the costs and economic
impacts of available control
technologies and management practices
on that category.
While GACT may be a basis for
standards for most types of HAP emitted
from area sources, CAA section
112(c)(6) requires that EPA list
categories and subcategories of sources
assuring that sources accounting for not
less than 90 percent of the aggregate
emissions of each of seven specified
HAP are subject to standards under
CAA sections 112(d)(2) or (d)(4), which
require the application of the more
stringent MACT. The seven HAP
specified in CAA section 112(c)(6) are as
follows: Alkylated lead compounds,
POM, hexachlorobenzene, mercury,
polychlorinated biphenyls (PCBs),
2,3,7,8-tetrachlorodibenzofurans, and
2,3,7,8-tetrachlorodibenzo-p-dioxin.
The CAA section 112(c)(6) list of
source categories currently includes
industrial coal combustion, industrial
oil combustion, industrial wood
combustion, commercial coal
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combustion, commercial oil
combustion, and commercial wood
combustion. (See 63 FR 17849, April 10,
1998.) We listed these source categories
under CAA section 112(c)(6) based on
the source categories’ contribution of
mercury and POM. In the
documentation for the CAA section
112(c)(6) listing, the commercial fuel
combustion categories included
institutional fuel combustion. (See
‘‘1990 Emissions Inventory of Section
112(c)(6) Pollutants, Final Report,’’ April
1998.) As discussed in the preamble to
the proposed rule, we concluded we
only needed to address mercury
emissions from the coal-fueled portion
of these categories in order to ensure
that 90 percent of the aggregate
emissions of mercury would be subject
to standards under CAA sections
112(d)(2) or 112(d)(4). (See 75 FR 31898,
June 4, 2010.) As discussed in this
preamble, based on public comments
received, we re-examined the emission
inventory and the need to address POM
emissions from the area source
subcategories to meet the CAA section
112(c)(6) 90 percent requirement, and
concluded we only need to address
POM emissions from the coal-fueled
portion of these categories under CAA
section 112(d)(2) or 112(d)(4).
With this final rule and the major
source boilers rule, we believe that we
have subjected to regulation at least 90
percent of the CAA section 112(c)(6)
1990 emissions inventory for mercury
and POM. Consequently, we are
regulating coal-fired area source boilers
under MACT because we need these
sources to meet the 90 percent
requirement for mercury and POM in
CAA section 112(c)(6).
The ‘‘MACT’’ required by CAA
sections 112(d)(2) or 112(d)(4) can be
based on the emissions reductions
achievable through application of
measures, processes, methods, systems,
or techniques including, but not limited
to: (1) Reducing the volume of, or
eliminating emissions of, such
pollutants through process changes,
substitutions of materials, or other
modifications; (2) enclosing systems or
processes to eliminate emissions; (3)
collecting, capturing, or treating such
pollutants when released from a
process, stack, storage or fugitive
emission point; (4) design, equipment,
work practices, or operational standards
as provided in CAA section 112(h); or
(5) a combination of the above.
The MACT floor is the minimum
control level allowed for NESHAP and
is defined under CAA section 112(d)(3).
For new sources, MACT based
standards cannot be less stringent than
the emission control achieved in
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practice by the best-controlled similar
source, as determined by the
Administrator. The MACT based
standards for existing sources can be
less stringent than standards for new
sources, but they cannot be less
stringent than the average emission
limitation achieved by the best
performing 12 percent of existing
sources in the category or subcategory
(for which the Administrator has
emission information) for source
categories and subcategories with 30 or
more sources, or the best performing 5
sources for categories and subcategories
with fewer than 30 sources (CAA
section 112(d)(3)(A) and (B)).
Although emission standards are
often structured in terms of numerical
emissions limits, alternative approaches
are sometimes necessary and authorized
pursuant to CAA section 112. For
example, in some cases, physically
measuring emissions from a source may
not be practicable due to technological
and economic limitations. Section
112(h) of the CAA authorizes the
Administrator to promulgate a design,
equipment, work practice, or
operational standard, or combination
thereof, consistent with the provisions
of CAA sections 112(d) or (f), in those
cases where, in the judgment of the
Administrator, it is not feasible to
prescribe or enforce an emission
standard. Section 112(h)(2) of the CAA
provides that the phrase ‘‘not feasible to
prescribe or enforce an emission
standard’’ includes ‘‘the situation in
which the Administrator determines
that * * * the application of
measurement methodology to a
particular class of sources is not
practicable due to technological and
economic limitations.’’
As noted above in this section of the
preamble, we listed industrial coal
combustion, industrial oil combustion,
industrial wood combustion,
commercial coal combustion,
commercial oil combustion, and
commercial wood combustion under
CAA section 112(c)(6) based on the
source categories’ contribution of
mercury and POM. We listed these same
categories under CAA section 112(c)(3)
for their contribution of mercury,
arsenic, beryllium, cadmium, lead,
chromium, manganese, nickel, POM (as
7-PAH (polynuclear aromatic
hydrocarbons)), ethylene dioxide, and
PCBs.
We have developed final standards to
reflect the application of MACT for
mercury and POM from coal-fired area
source boilers and have applied GACT
for the urban HAP noted above for
boilers firing other fuels and for urban
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HAP (other than mercury and POM)
from coal-fired area source boilers.
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B. What source categories are affected
by the standards?
The source categories affected by the
standards are industrial boilers and
commercial and institutional boilers.
Both source categories were included in
the area source list published on July
19, 1999 (64 FR 38721). The inclusion
of these two source categories on the
CAA section 112(c)(3) area source
category list is based on 1990 emissions
data, as EPA used 1990 as the baseline
year for that listing. We describe above
in Section II.A of this preamble the
pollutants that formed the basis of the
listings.
This rule applies to all existing and
new industrial boilers, institutional
boilers, and commercial boilers located
at area sources. Boiler means an
enclosed combustion device having the
primary purpose of recovering thermal
energy in the form of steam or hot water.
The industrial boiler source category
includes boilers used in manufacturing,
processing, mining, refining, or any
other industry. The commercial boiler
source category includes boilers used in
commercial establishments such as
stores/malls, laundries, apartments,
restaurants, and hotels/motels. The
institutional boiler source category
includes boilers used in medical centers
(e.g., hospitals, clinics, nursing homes),
educational and religious facilities (e.g.,
schools, universities, churches), and
municipal buildings (e.g., courthouses,
prisons).
C. What is the relationship between this
rule and other related national emission
standards?
This rule regulates industrial boilers
and institutional/commercial boilers
that are located at area sources of HAP.
Today, in a parallel action, a NESHAP
for industrial, commercial, and
institutional boilers and process heaters
located at major sources is being
promulgated reflecting the application
of MACT. The major source NESHAP
regulates emissions of PM (as a
surrogate for non-mercury metals),
mercury, HCl (as a surrogate for acid
gases), dioxins/furans, and CO (as a
surrogate for non-dioxin organic HAP)
from existing and new major source
boilers.
This rule covers boilers located at area
source facilities. In addition to the major
source MACT for boilers being issued
today, the Agency is also issuing
emission standards today pursuant to
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CAA section 129 for commercial and
industrial solid waste incineration
units. In a parallel action, EPA is
finalizing a solid waste definition
rulemaking pursuant to subtitle D of
RCRA. That action is relevant to this
proceeding because if an industrial,
commercial, or institutional boiler
located at an area source combusts
secondary materials that are ‘‘solid
waste,’’ as that term is defined by the
Administrator under RCRA, those
boilers would be subject to section 129
of the CAA, not section 112.
As background, in 2007, the United
States Court of Appeals for the District
of Columbia Circuit (DC Circuit) vacated
the ‘‘CISWI Definitions Rule’’ (70 FR
55568, September 22, 2005), which
amended the definitions of ‘‘commercial
and industrial solid waste incinerator
(CISWI),’’ ‘‘commercial or industrial
waste,’’ and ‘‘solid waste’’ in 40 CFR 60,
subparts CCCC and DDDD, and which
EPA issued pursuant to CAA section
129. The Court found that the
definitions in that rule were
inconsistent with the CAA. Specifically,
the Court held that the term ‘‘solid waste
incineration unit’’ in CAA section
129(g)(1) ‘‘unambiguously include[s]
among the incineration units subject to
its standards any facility that combusts
any commercial or industrial solid
waste material at all—subject to the four
statutory exceptions identified [in CAA
section 129(g)(1)].’’ NRDC v. EPA, 489
F.3d at 1257–58.
Based on the information available to
the Agency, we determined that the
boilers that are subject to this area
source rule combust predominantly
coal, oil, or biomass. We have further
determined that the boilers subject to
this rule may combust non-hazardous
secondary materials that do not meet the
definition of ‘‘solid waste’’ pursuant to
the rulemaking of subtitle D of RCRA. A
boiler located at an area source burning
any secondary materials considered
‘‘solid waste’’ would be considered a
solid waste incineration unit subject to
regulation under CAA section 129. In
the final area source boiler rulemaking,
EPA is providing specific language to
ensure clarity regarding the necessary
steps that must be followed for
combustion units that begin combusting
non-hazardous solid waste materials
and become subject to section 129
standards instead of section 112
standards or combustion units that
discontinue combustion of nonhazardous solid waste materials and
become subject to section 112 standards
instead of section 129 standards.
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Some of the affected sources subject
to this rule may also be subject to the
NSPS for industrial, commercial, and
institutional boilers (40 CFR part 60,
subparts Db and Dc). EPA codified these
NSPS in 1986, and revised portions of
them in 1999 and 2006. The two NSPS
regulate emissions of PM, SO2, and NOX
from boilers constructed after June 19,
1984. Sources subject to the NSPS that
are located at area source facilities are
also subject to this rule because this rule
regulates HAP. In developing this rule,
we have streamlined the monitoring and
recordkeeping requirements to avoid
duplicating requirements in the NSPS.
D. How did we gather information for
this rule?
We gathered information for this rule
from states’ boiler inspection lists,
company Web sites, published
literature, state permits, current state
and federal regulations, and from an ICR
conducted for the major source
NESHAP. After proposal, we received
additional emission test reports during
the public comment period.
We developed an initial nationwide
population of area source boilers based
on boiler inspector data-bases from 13
states. The boiler inspector data-bases
include steam boilers that are required
to be inspected for safety or insurance
purposes. We classified the area source
boilers to NAICS codes based on the
‘‘name’’ of the facility at which the boiler
was located. However, many of the
boilers in the boiler inspector data-base
could not be readily assigned to an
NAICS code and, thus, we did not
categorize them.
We reviewed state and other federal
regulations that apply to the area
sources in the source categories for
information concerning existing HAP
emission control approaches. For
example, as noted above, the NSPS for
small industrial, commercial, and
institutional boilers in 40 CFR part 60,
subpart Dc apply to boilers at some area
sources. Similarly, permit requirements
established by the Ohio, Illinois,
Vermont, New Hampshire, and Maine
air regulatory agencies apply to some
area sources. We also reviewed
standards for boilers at major sources
that would be appropriate for and
transferable to boilers at area sources.
For example, we determined that
management practices, such as, tuneups and operator training applicable to
major source boilers are also feasible for
boilers at area sources.
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E. How are the area source boiler HAP
addressed by this rule?
As explained in Section II.A of this
preamble, industrial coal combustion,
industrial oil combustion, industrial
wood combustion, commercial coal
combustion, commercial oil
combustion, and commercial wood
combustion are listed under CAA
section 112(c)(6) due to contributions of
mercury and POM and these same
categories are listed under CAA section
112(c)(3) for their contribution of
mercury, arsenic, beryllium, cadmium,
lead, chromium, manganese, nickel,
POM, ethylene dioxide, and PCB.
With respect to the CAA section
112(c)(3) pollutants, we used surrogates
because, as explained in this section of
the preamble, it was not practical to
establish individual standards for each
specific HAP. We grouped the CAA
section 112(c)(3) pollutants, which
formed the basis for the listing of these
two source categories, into three
common groupings: Mercury, nonmercury metallic HAP (arsenic,
beryllium, cadmium, chromium, lead,
manganese, and nickel), and organic
HAP (POM, ethylene dichloride, and
PCB). In general, the pollutants within
each group have similar characteristics
and can be controlled with the same
techniques.
For the non-mercury metallic HAP,
we selected PM as a surrogate. The
inherent variability and unpredictability
of the non-mercury metal HAP
compositions and amounts in fuel has a
material effect on the composition and
amount of non-mercury metal HAP in
the emissions from the boiler. As a
result, establishing individual
numerical emissions limits for each
non-mercury HAP metal species is
difficult given the level of uncertainty
about the individual non-mercury metal
HAP compositions of the fuels that will
be combusted. An emission
characteristic common to all boilers is
that the non-mercury metal HAP are a
component of the PM contained in the
fly ash emitted from the boiler. A
sufficient correlation exists between PM
and non-mercury metallic HAP to rely
on PM as a surrogate for these HAP and
for their control.1 Therefore, the same
control techniques that would be used
to control the fly-ash PM will control
non-mercury metallic HAP. Emissions
limits established to achieve control of
PM will also achieve control of nonmercury metallic HAP. Furthermore,
establishing separate standards for each
individual HAP would impose costly
and significantly more complex
compliance and monitoring
requirements and achieve little, if any,
HAP emissions reductions beyond what
would be achieved using the surrogate
pollutant approach.
For organic urban HAP, we selected
CO as a surrogate for organic
compounds, including POM, emitted
from the various fuels burned in boilers.
The presence of CO is an indicator of
incomplete combustion. A high level of
CO in emissions is a potential
indication of elevated organic HAP
emissions because organic HAP, like
CO, are formed as a byproduct of
combustion, and both would increase
with an increase in the level of
incomplete combustion. Monitoring
equipment for CO is readily available,
which is not the case for organic HAP.
Also, it is significantly easier and less
expensive to measure and monitor CO
emissions than to measure and monitor
emissions of each individual organic
HAP. We considered other surrogates,
such as total hydrocarbon (THC), but
lacked data on emissions and permit
limits for area source boilers. Therefore,
using CO as a surrogate for organic
urban HAP is a reasonable approach
because minimizing CO emissions will
result in minimizing organic urban HAP
emissions.
Based on these considerations, we are
promulgating GACT standards for PM
(as a surrogate for the individual urban
metal HAP) for coal, biomass, and oilfired boilers and CO (as a surrogate
pollutant for the individual urban
organic HAP) for biomass-fired and oilfired boilers. We are also establishing
MACT standards for mercury and for
POM (using CO as a surrogate pollutant)
for coal-fired boilers. The MACT
standard for POM from coal-fired boilers
would also be GACT for urban organic
HAP other than POM.
F. What are the costs and benefits of this
final rule?
EPA estimated the costs and benefits
associated with the final rule, and the
results are shown in the following table.
For more information on the costs and
benefits for this rule, see the Regulatory
Impact Analysis (RIA).
SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE BOILER AREA SOURCE RULE
IN 2014
[Millions of 2008$] 1
3% Discount rate
7% Discount rate
Final MACT/GACT Approach: Selected
Total Monetized Benefits 2 ........................................................
Total Social Costs 3 ..................................................................
Net Benefits ..............................................................................
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Non-monetized Benefits; ..........................................................
$210 to $520 ...........................................................................
$490 .........................................................................................
¥$280 to $30 ..........................................................................
1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
320 tons of other metals
< 1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
$190 to $470
$490
¥$300 to ¥$20
Proposed MACT Approach: Alternative
Total Monetized Benefits 2 ........................................................
Total Social Costs 3 ..................................................................
$200 to $490 ...........................................................................
$850 .........................................................................................
1 In National Lime Ass’n v. EPA, 233 F. 3d 625,
633 (DC Cir. 2000), the court upheld EPA’s use of
particulate matter as a surrogate for HAP metals.
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$850
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15559
SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE BOILER AREA SOURCE RULE
IN 2014—Continued
[Millions of 2008$] 1
3% Discount rate
¥$650 to ¥$360 ....................................................................
1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
320 tons of other metals
<1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
Net Benefits ..............................................................................
Non-monetized Benefits ...........................................................
7% Discount rate
¥$670 to ¥$410
1 All estimates are for the implementation year (2014), and are rounded to two significant figures. These results include units anticipated to
come online and the lowest cost disposal assumption.
2 The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of directly emitted PM2.5 and PM2.5 precursors such as SO2. It is important to note that the monetized benefits include many but not all health effects associated
with PM2.5 exposure. Benefits are shown as a range from Pope et al. (2002) to Laden et al. (2006). These models assume that all fine particles,
regardless of their chemical composition, are equally potent in causing premature mortality because there is no clear scientific evidence that
would support the development of differential effects estimates by particle type. These estimates include energy disbenefits valued at less than
$1 million.
3 The methodology used to estimate social costs for one year in the multimarket model using surplus changes results in the same social costs
for both discount rates.
III. Summary of This Final Rule
A. Do these standards apply to my
source?
This rule applies to you if you own
or operate a boiler combusting solid
fossil fuels, biomass, or liquid fuels
located at an area source. The standards
do not apply to boilers that are subject
to another standard under 40 CFR part
63 or to a standard developed under
CAA section 129.
This rule applies to you if you own
or operate a boiler combusting natural
gas, located at an area source, which
switches to combusting solid fossil
fuels, biomass, or liquid fuel after June
4, 2010.
B. What is the affected source?
This final rule affects industrial
boilers, institutional boilers, and
commercial boilers. The affected source
is the collection of all existing boilers
within a subcategory located at an area
source facility or each new boiler
located at an area source facility.
C. When must I comply with these
standards?
The owner or operator of an existing
source subject to a work practice or
management practice standard of a tuneup is required to comply with this final
rule no later than March 21, 2012. The
owner or operator of an existing source
subject to emission limits or an energy
assessment requirement is required to
comply with this final rule no later than
March 21, 2014. The owner or operator
of a new source is required to comply
on May 20, 2011 or upon startup of the
facility, whichever is later. Owners and
operators subject to 40 part CFR 60,
subpart CCCC or subpart DDDD who
cease combusting solid waste must be in
compliance with this subpart on the
effective date that the unit ceased
combusting solid waste, consistent with
40 CFR part 60, subpart CCCC or
subpart DDDD.
D. What are the MACT and GACT
standards?
Emission standards are in the form of
numerical emission limits for new and
existing area source boilers. The MACT
emission limits for mercury and CO (as
a surrogate for POM) are presented,
along with the GACT emission limits for
PM (as a surrogate for urban metals), in
Table 1 of this preamble. The units are
pounds of PM or mercury per million
British thermal units (lb/MMBtu) and
ppm for CO.
TABLE 1—EMISSION LIMITS FOR AREA SOURCE BOILERS
Heat input
(MMBtu/h)
Subcategory
New coal-fired boiler ......................................
Emission limits
a. Particulate Matter .....................................
b. Mercury .....................................................
≥30
Pollutants
0.03 lb per MMBtu of heat input.
0.0000048 lb per MMBtu of heat
input.
400 ppm by volume on a dry basis
corrected to 3 percent oxygen.
0.42 lb per MMBtu of heat input.
0.0000048 lb per MMBtu of heat
input.
400 ppm by volume on a dry basis
corrected to 3 percent oxygen.
0.03 lb per MMBtu of heat input.
0.07 lb per MMBtu of heat input.
0.03 lb per MMBtu of heat input.
0.03 lb per MMBtu of heat input.
0.0000048 lb per MMBtu of heat
input.
c. Carbon Monoxide .....................................
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≥10 and <30
a. Particulate Matter .....................................
b. Mercury .....................................................
c. Carbon Monoxide .....................................
New biomass-fired boiler ...............................
New oil-fired boiler .........................................
Existing coal-Fired boiler ...............................
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≥30
≥10 and <30
≥30
≥10 and <30
≥10
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Particulate Matter ..........................................
Particulate Matter ..........................................
Particulate Matter ..........................................
Particulate Matter ..........................................
a. Mercury .....................................................
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TABLE 1—EMISSION LIMITS FOR AREA SOURCE BOILERS—Continued
Heat input
(MMBtu/h)
Subcategory
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E. What are the startup, shutdown, and
malfunction (SSM) requirements?
The United States Court of Appeals
for the District of Columbia Circuit
vacated portions of two provisions in
EPA’s CAA section 112 regulations
governing the emissions of HAP during
periods of startup, shutdown, and
malfunction (SSM). Sierra Club v. EPA,
551 F.3d 1019 (DC Cir. 2008), cert.
denied, 130 S. Ct. 1735 (U.S. 2010).
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), that are
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Emission limits
b. Carbon Monoxide .....................................
The emission limits for PM apply
only to new boilers. The emission limits
for mercury and CO apply only to
boilers in the coal subcategory; the
emission limits for existing area source
boilers in the coal subcategory are
applicable only to area source boilers
that have a designed heat input capacity
of 10 million MMBtu/h or greater.
If your boiler burns any solid fossil
fuel and no more than 15 percent
biomass on a total fuel annual heat
input basis, the boiler is in the coal
subcategory. If your boiler burns at least
15 percent biomass on a total fuel
annual heat input basis, the unit is in
the biomass subcategory. If your boiler
burns any liquid fuel and is not in either
the coal or the biomass subcategory, the
unit is in the oil subcategory, except if
the unit burns oil only during periods
of gas curtailment.
As allowed under CAA section
112(h), a work practice standard is being
promulgated for new and existing coalfired area source boilers with a designed
heat input capacity of less than 10
MMBtu/h. The work practice standard
for new and existing coal-fired area
source boilers requires the
implementation of a tune-up program.
We are also requiring all biomass-fired
and oil-fired area source boilers to
implement a tune-up program as a
management practice.
An additional standard is being
promulgated for existing area source
facilities having an affected boiler with
a designed heat input capacity of 10
MMBtu/h or greater that requires the
performance of an energy assessment,
by qualified personnel, on the boiler
and its energy use systems to identify
cost-effective energy conservation
measures.
Pollutants
400 ppm by volume on a dry basis
corrected to 7 percent oxygen.
part of a regulation, commonly referred
to as the ‘‘General Provisions Rule’’ (40
CFR 63, subpart A), that EPA
promulgated under CAA section 112 of
the CAA. When incorporated into CAA
section 112(d) regulations for specific
source categories, these two provisions
exempted sources from the requirement
to comply with the otherwise applicable
CAA section 112(d) emission standard
during periods of SSM.
Consistent with Sierra Club v. EPA,
EPA has established standards in this
rule that apply at all times. EPA has
attempted to ensure that we have not
incorporated into the regulatory
language any provisions that are
inappropriate, unnecessary, or
redundant in the absence of an SSM
exemption.
In establishing the standards in this
rule, EPA has taken into account startup
and shutdown periods and, for the
reasons explained below, has
established different standards for those
periods.
EPA has revised this final rule to
require sources to meet a work practice
standard, including following the
manufacturer’s recommended
procedures for minimizing startup and
shutdown periods, to demonstrate
compliance with the emission limits for
all subcategories of new and existing
area source boilers (that would
otherwise be subject to numeric
emission limits) during periods of
startup and shutdown. As discussed in
Section V.G of this preamble, we
considered whether performance
testing, and therefore, enforcement of
numeric emission limits, would be
practicable during periods of startup
and shutdown. With regards to
performance testing, EPA determined
that it is not technically feasible to
complete stack testing—in particular, to
repeat the multiple required test runs—
during periods of startup and shutdown
due to physical limitations and the short
duration of startup and shutdown
periods. Operating in startup and
shutdown mode for sufficient time to
conduct the required test runs could
result in higher emissions than would
otherwise occur. Based on these specific
facts for the boilers and process heater
source category, EPA has developed a
separate standard for these periods, and
we are finalizing work practice
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standards to meet this requirement. The
work practice standard requires sources
to minimize periods of startup and
shutdown following the manufacturer’s
recommended procedures, if available.
If manufacturer’s recommended
procedures are not available, sources
must follow recommended procedures
for a unit of similar design for which
manufacturer’s recommended
procedures are available.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
However, by contrast, malfunction is
defined as a ‘‘sudden, infrequent, and
not reasonably preventable failure of air
pollution control and monitoring
equipment, process equipment or a
process to operate in a normal or usual
manner * * *’’ (40 CFR 63.2). EPA has
determined that malfunctions should
not be viewed as a distinct operating
mode and, therefore, any emissions that
occur at such times do not need to be
factored into development of CAA
section 112(d) standards, which, once
promulgated, apply at all times. In
Mossville Environmental Action Now v.
EPA, 370 F.3d 1232, 1242 (DC Cir.
2004), the court upheld as reasonable
standards that had factored in
variability of emissions under all
operating conditions. However, nothing
in section 112(d) or in case law requires
that EPA anticipate and account for the
innumerable types of potential
malfunction events in setting emission
standards. See, Weyerhaeuser v. Costle,
590 F.2d 1011, 1058 (DC Cir. 1978) (‘‘In
the nature of things, no general limit,
individual permit, or even any upset
provision can anticipate all upset
situations. After a certain point, the
transgression of regulatory limits caused
by ‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by
regulation.’’).
Further, it is reasonable to interpret
CAA section 112(d) as not requiring
EPA to account for malfunctions in
setting emissions standards. For
example, we note that CAA section 112
uses the concept of ‘‘best performing’’
sources in defining MACT, the level of
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stringency that major source standards
must meet. Applying the concept of
‘‘best performing’’ to a source that is
malfunctioning presents significant
difficulties. The goal of best performing
sources is to operate in such a way as
to avoid malfunctions of their units.
Similarly, although standards for area
sources are generally not required to be
set based on ‘‘best performers,’’ we
believe that what is ‘‘generally available’’
should not be based on periods in
which there is a ‘‘failure to operate.’’
Moreover, even if malfunctions were
considered a distinct operating mode,
we believe it would be impracticable to
take malfunctions into account in
setting CAA section 112(d) standards for
area source boilers. As noted above, by
definition, malfunctions are sudden and
unexpected events and it would be
difficult to set a standard that takes into
account the myriad different types of
malfunctions that can occur across all
sources in the category. Moreover,
malfunctions can vary in frequency,
degree, and duration, further
complicating standard setting.
In the event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
malfunction event (see 40 CFR 63.2
(definition of malfunction), EPA must
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. EPA would also consider
whether the source’s failure to comply
with the CAA section 112(d) standard
was, in fact, ‘‘sudden, infrequent, not
reasonably preventable’’ and was not
instead ‘‘caused in part by poor
maintenance or careless operation.’’ (See
40 CFR 63.2 (definition of
malfunction).)
Finally, EPA recognizes that even
equipment that is properly designed and
maintained can sometimes fail and that
such failure can sometimes cause an
exceedance of the relevant emission
standard. (See, e.g., State
Implementation Plans: Policy Regarding
Excessive Emissions During
Malfunctions, Startup, and Shutdown
(September 20, 1999); Policy on Excess
Emissions During Startup, Shutdown,
Maintenance, and Malfunctions
(February 15, 1983)). EPA is therefore
adding to this final rule an affirmative
defense to civil penalties for
exceedances of emission limits that are
caused by malfunctions. (See 40 CFR
63.11226 (defining ‘‘affirmative defense’’
to mean, in the context of an
enforcement proceeding, a response or
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defense put forward by a defendant,
regarding which the defendant has the
burden of proof, and the merits of which
are independently and objectively
evaluated in a judicial or administrative
proceeding).) We also have added other
regulatory provisions to specify the
elements that are necessary to establish
this affirmative defense; the source must
prove by a preponderance of the
evidence that it has met all of the
elements set forth in 63.11226. (See 40
CFR 22.24.) The criteria ensure that the
affirmative defense is available only
where the event that causes an
exceedance of the emission limit meets
the narrow definition of malfunction in
40 CFR 63.2 (sudden, infrequent, not
reasonable preventable and not caused
by poor maintenance and or careless
operation). For example, to successfully
assert the affirmative defense, the source
must prove by a preponderance of the
evidence that excess emissions ‘‘[w]ere
caused by a sudden, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment,
process equipment, or a process to
operate in a normal or usual manner
* * *.’’ The criteria also are designed to
ensure that steps are taken to correct the
malfunction, to minimize emissions in
accordance with 40 CFR 63.11205(a),
and to prevent future malfunctions. For
example, the source must prove by a
preponderance of the evidence that
‘‘[r]epairs were made as expeditiously as
possible when the applicable emission
limitations were being exceeded * * *’’
and that ‘‘[a]ll possible steps were taken
to minimize the impact of the excess
emissions on ambient air quality, the
environment and human health * * *.’’
In any judicial or administrative
proceeding, the Administrator may
challenge the assertion of the affirmative
defense and, if the respondent has not
met its burden of proving all of the
requirements in the affirmative defense,
appropriate penalties may be assessed
in accordance with CAA section 113 of
the CAA (see also 40 CFR 22.77).
F. What are the initial compliance
requirements?
For new and existing area source
boilers with applicable emission limits,
you must conduct initial performance
tests to determine compliance with the
PM, mercury, and CO emission limits.
The performance tests to demonstrate
compliance with the mercury emission
limit can be either a stack test, which
also requires a fuel analysis, or only a
fuel analysis.
As part of the initial compliance
demonstration, you must monitor
specified operating parameters during
the initial performance tests that
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15561
demonstrate compliance with the PM,
mercury, and CO emission limits for
area source boilers. The test average
establishes your site-specific operating
levels.
For owners or operators of existing
and new coal-fired area source boilers
having a heat input capacity of less than
10 MMBtu/h and all existing and new
biomass-fired and oil-fired area source
boilers, you must submit to the
delegated authority or EPA, as
appropriate, documentation that a tuneup was conducted.
For owners or operators of existing
area source facilities having a boiler
with a heat input capacity of 10
MMBtu/h or greater and subject to this
rule, you must submit to the delegated
authority or EPA, as appropriate,
documentation that the energy
assessment was performed and the costeffective energy conservation measures
identified.
G. What are the continuous compliance
requirements?
If you demonstrate initial compliance
with the emission limits by performance
(stack) tests, then you must conduct
stack tests every 3 years. Furthermore,
to demonstrate continuous compliance
with the PM, CO, and mercury emission
limits, you must monitor and comply
with the applicable site-specific
operating limits.
For area source boilers that must
comply with the PM and mercury
emission limits, you must continuously
monitor opacity and maintain the
opacity at or below 10 percent (daily
block average) or:
1. If the boiler is controlled with a
fabric filter, the fabric filter may be
continuously operated such that the
alarm on the bag leak detection system
does not sound more than 5 percent of
the operating time during any 6-month
period.
2. If the boiler is controlled with an
electrostatic precipitator (ESP), you
must maintain the minimum voltage
and secondary amperage (or total power
input) of the ESP at or above the
minimum operating limits established
during the performance test.
3. If the boiler is controlled with a wet
scrubber, you must monitor pressure
drop and liquid flow rate of the scrubber
and maintain the daily block averages at
or above the minimum operating limits
established during the performance test.
4. For boilers with sorbent or carbon
injection systems which must comply
with an applicable mercury emission
limit, you must maintain the daily block
averages at or above the minimum
sorbent flow rate, as calculated
according to 40 CFR 63.11221(a)(5).
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If you elected to demonstrate initial
compliance with the mercury emission
limit by fuel analysis, as determined
according to 40 CFR 63.11211(b), you
must conduct a monthly fuel analysis
and maintain the annual average at or
below the limit indicated in Table 1 of
this preamble.
For boilers that demonstrate
compliance with the PM and mercury
emission limits by performance (stack)
tests, you must maintain monthly fuel
records that demonstrate that you
burned no new fuel type or new mixture
(monthly average) as set during the
performance test. If you plan to burn a
new fuel type or new mixture that is
different from what was burned during
the initial performance test, then you
must conduct a new performance test to
demonstrate continuous compliance
with the PM emission limit and mercury
emission limit.
For boilers that must comply with the
CO emission limits, you must
continually monitor oxygen and
maintain an oxygen concentration level,
on a 30-day rolling average basis, at no
less than 90 percent of the average
oxygen concentration measured during
the most recent performance test.
Biomass and oil-fired boilers must
meet the management practice
standards defined in Table 2 to 40 CFR
part 63, subpart JJJJJJ.
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H. What are the notification,
recordkeeping and reporting
requirements?
All new and existing sources will be
required to comply with some
requirements of the General Provisions
(40 CFR part 63, subpart A), which are
identified in Table 6 to subpart JJJJJJ.
The General Provisions include specific
requirements for notifications,
recordkeeping, and reporting. If
performance tests are required under
subpart JJJJJJ, then the notification and
reporting requirements for performance
tests in the General Provisions also
apply.
Each owner or operator is required to
submit a notification of compliance
status report, as required by 40 CFR
63.9(h) of the General Provisions.
Subpart JJJJJJ rule requires the owner or
operator to include in the notification of
compliance status report certifications
of compliance with rule requirements.
If your unit is subject to an emission
limit, then you must prepare, by March
1 of each year, an annual compliance
certification report for the previous
calendar year certifying the truth,
accuracy and completeness of the
notification and a statement of whether
the source has complied with all the
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relevant standards and other
requirements of this subpart.
This rule requires records to
demonstrate compliance with each
emission limit, work practice standard,
and management practice. These
recordkeeping requirements are
specified directly in the General
Provisions to 40 CFR part 63.
Records for applicable management
practices must be maintained.
Specifically, the owner or operator must
keep records of the dates and the results
of each boiler tune-up.
Records are required for either
continuously monitored parameter data
for a control device, if a device is used
to control the emissions, or continuous
opacity monitoring system (COMS) data.
Each owner and operator is required
to keep the following records:
(1) All reports and notifications
submitted to comply with this final rule;
(2) Continuous monitoring data as
required in this final rule;
(3) Each instance in which you did
not meet each emission limit, work/
management practice, and operating
limit (i.e., deviations from this final
rule);
(4) Monthly fuel use by each boiler
including a description of the type(s) of
fuel(s) burned, amount of each fuel type
burned, and units of measure;
(5) A copy of the results of all
performance tests, energy assessments,
opacity observations, performance
evaluations, or other compliance
demonstrations conducted to
demonstrate initial or continuous
compliance with this final rule; and
(6) A copy of your site-specific
monitoring plan developed for this final
rule, if applicable.
Records must be retained for at least
5 years. In addition, monitoring plans,
operating and maintenance plans, and
other plans must be updated as
necessary and kept for as long as they
are still current.
I. Submission of Emissions Test Results
to EPA
Compliance test data are necessary for
many purposes including compliance
determinations, development of
emission factors, and determining
annual emission rates. EPA has found it
burdensome and time consuming to
collect emission test data because of
varied locations for data storage and
varied data storage methods.
One improvement that has occurred
in recent years is the availability of
stack test reports in electronic format as
a replacement for bulky paper copies.
In this action, we are taking a step to
improve data accessibility for stack tests
(and in the future continuous
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monitoring data). Boiler area sources are
required to submit to WebFIRE (an EPA
electronic data base) an electronic copy
of stack test reports as well as process
data. Data entry requires only access to
the Internet and is expected to be
completed by the stack testing company
as part of the work that it is contracted
to perform.
Please note that the requirement to
submit source test data electronically to
EPA does not require any additional
performance testing. In addition, when
a facility submits performance test data
to WebFIRE, there are no additional
requirements for data compilation;
instead, we believe industry will greatly
benefit from improved emissions
factors, fewer information requests, and
better regulation development as
discussed below. Because the
information that is being reported is
already required in the existing test
methods and is necessary to evaluate
the conformance to the test methods,
facilities are already collecting and
compiling these data. The Electronic
Reporting Tool (ERT) was developed
with input from stack testing
companies, who already collect and
compile performance test data
electronically. One major advantage of
submitting source test data through ERT
is that it provides a standardized
method to compile and store all the
documentation required by subpart
JJJJJJ. Another important benefit of
submitting these data to EPA at the time
the source test is conducted is that these
data should reduce the effort involved
in data collection activities in the future
for these source categories. This results
in a reduced burden on both affected
facilities (in terms of reduced manpower
to respond to data collection requests)
and EPA (in terms of preparing and
distributing data collection requests).
Finally, another benefit of submitting
these data to WebFIRE electronically is
that these data will greatly improve the
overall quality of the existing and new
emissions factors by supplementing the
pool of emissions test data upon which
emissions factors are based and by
ensuring that data are more
representative of current industry
operational procedures. A common
complaint we hear from industry and
regulators is that emissions factors are
out-dated or not representative of a
particular source category. Receiving
recent performance test results would
ensure that emissions factors are
updated and more accurate. In
summary, receiving these test data
already collected for other purposes and
using them in the emissions factors
development program will save
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industry, state/local/tribal agencies, and
EPA time and money.
As mentioned earlier, the electronic
data-base that will be used is EPA’s
WebFIRE, which is a Web site accessible
through EPA’s TTN (technology transfer
network). The WebFIRE Web site was
constructed to store emissions test data
for use in developing emission factors.
A description of the WebFIRE data-base
can be found at https://cfpub.epa.gov/
oarweb/index.cfm?action=fire.main.
The ERT will be able to transmit the
electronic report through EPA’s Central
Data Exchange (CDX) network for
storage in the WebFIRE data base.
Although ERT is not the only electronic
interface that can be used to submit
source test data to the CDX for entry
into WebFIRE, it makes submittal of
data very straightforward and easy. A
description of the ERT can be found at
https://www.epa.gov/ttn/chief/ert/
ert_tool.html.
The ERT can be used to document the
conduct of stack tests for various
pollutants including PM, mercury,
dioxin/furan, and HCl. Presently, the
ERT does not accept opacity data or
CEMS data.
IV. Summary of Significant Changes
Following Proposal
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A. Changes to Subcategories
We have redefined the coal, biomass
and oil subcategories for area source
boilers to clarify the fuel-type inputs
that would define each subcategory. The
proposed rule defined the biomass
subcategory to include any boiler that
burns any amount of biomass, either
alone or in combination with a liquid or
gaseous fuel. This definition excluded
boilers that burned biomass with coal;
boilers burning greater than 10 percent
coal on an annual fuel heat input basis
were defined under the coal-fired
subcategory. This final rule defines the
biomass subcategory to include any
boiler that burns at least 15 percent of
biomass on an annual heat input basis.
Similarly, the proposed rule defined
the oil subcategory to include any boiler
that burns any liquid fuel either alone
or in combination with gaseous fuels,
and excluded boilers that burned solid
fuels. We have revised this final rule to
define the oil subcategory to include
any boiler that burns any liquid fuel and
is not in either the biomass or coal
subcategory.
The coal subcategory in this final rule
has been revised to include any boiler
combusting any solid fossil fuels and no
more than 15 percent biomass. This
final rule defines solid fossil fuels to
include, but not limited to, coal,
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petroleum coke, and tire derived fuel
(TDF).
B. Change From MACT to GACT for
Biomass and Oil Subcategories
The proposed rule set MACT-based
emission limits for CO (as a surrogate
pollutant for the individual urban
organic HAP) from new and existing
biomass-fired and oil-fired boilers. For
POM from area source boilers classified
as biomass-fired or oil-fired, as well as
with respect to other urban HAP besides
POM, we have revised this final rule
standards to reflect GACT for these two
area source subcategories (see Section
V.D of this preamble). We are
implementing management practice
standards, as allowed by CAA section
112(d)(5), for control of POM from new
and existing area source boilers in the
biomass and oil subcategories. The
management practice standard requires
the implementation of a tune-up
program.
C. MACT Floor UPL Methodology/
Emission Limits
At proposal, we used a 99 percent
UPL calculation to determine
variability. In this final rule, we have
determined that 99 percent UPL is
appropriate for fuel based HAP and a
99.9 percent UPL is appropriate for
combustion dependent HAP (i.e., CO).
We have modified our assumptions
when results of the skewness and
kurtosis tests result in a tie between
normal and log-normal calculations, or
when there is not enough data to
complete the skewness and kurtosis
tests, to choose the log-normal results.
We have also revised the UPL
calculation to convert log-normally
distributed data to an arithmetic mean
instead of a geometric mean. Further, for
fuel based HAP (i.e., mercury), we have
implemented an additional fuel
variability factor in the emission limits.
D. Clarification of Energy Assessment
Requirements
The proposed rule required owners
and operators of existing area source
boilers with a heat input capacity of
10 MMBtu/h and greater to have an
energy assessment performed by a
qualified professional. The proposed
rule defined an energy assessment as an
‘‘in-depth assessment of a facility to
identify immediate and long-term
opportunities to save energy, focusing
on the steam and process heating
systems which involves a thorough
examination of potential savings from
energy efficiency improvements, waste
minimization and pollution prevention,
and productivity improvement.’’ The
requirements for the energy assessment,
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defined in Table 3 of the proposed rule,
included visually inspecting the boiler
system, establishing operating
characteristics and energy system
specifications, identifying the boiler’s
major energy consuming systems, listing
major energy conservation measures,
and a comprehensive report detailing
the ways to improve efficiency, the cost
of specific improvements, and the
benefits associated with such.
This final rule requires an energy
assessment for all existing boilers with
a heat input capacity of 10 MMBtu/h or
greater, and clarifies the definition of
energy assessment with respect to the
requirements of Table 3 of this final
rule. The revised definition provides a
maximum duration for performing the
energy assessment and defines the
evaluation requirements for each boiler
system and energy use system. These
requirements are based on the total
annual heat input of the affected boilers.
This final rule requires an energy
assessment for facilities with affected
boilers using less than 0.3 trillion Btu
per year heat input to be one day in
length maximum. The boiler system and
energy use system accounting for at
least 50 percent of the energy output
from the boilers must be evaluated to
identify energy savings opportunities
within the limit of performing a one-day
energy assessment. An energy
assessment for a facility with affected
boilers using 0.3 to 1 TBtu/year must be
three days in length maximum. From
these boilers, the boiler system and any
energy use system accounting for at
least 33 percent of the energy output
will be evaluated, within the limit of
performing a three day energy
assessment. For facilities with affected
boilers using greater than 1 TBtu/year
heat input, the energy assessment must
comprise the boiler system and any
energy use system accounting for at
least 20 percent of the energy output to
identify energy savings opportunities.
We have also added a definition for
‘‘energy use systems’’ to clarify the
components, in addition to the boiler
system, which must be considered
during the energy assessment.
E. Revised Subcategory Limits
The proposed rule set emission limits
for PM (as a surrogate for the individual
urban metal HAP) for all new area
source boilers and CO (as a surrogate
pollutant for the individual urban
organic HAP) for all new area source
boilers and for existing area source
boilers with a heat input capacity of
10 MMBtu/h or greater. The proposed
rule also set emission limits for mercury
from new and existing coal-fired boilers.
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In this final rule, the emission limits
for mercury and CO have been revised
for existing coal-fired boilers with a heat
input capacity greater than 10 MMBtu/
h. The MACT emission limits for the
coal subcategory have been revised
based on the revised MACT floor
approach (see Section V of this
preamble). Existing boilers in the
biomass and oil subcategories are not
required to meet emission limits for CO
in this final rule; these units must meet
the management practice standards of
implementing a boiler tune-up program.
In this final rule, the PM emission
limits for new area source boilers have
been revised based on the size category.
For new boilers in the coal, biomass,
and oil subcategories with a heat input
capacity less than 10 MMBtu/h, GACT
is a management practice of a tune-up.
For new boilers between 10 and 30
MMBtu/h heat input, the PM limit has
been revised to reflect the performance
of GACT, which is a multiclone. The
emission limits for mercury and CO
have been revised for new coal-fired
boilers with a heat input capacity
greater than 10 MMBtu/h. New boilers
in the biomass and oil subcategories are
not required to meet emission limits for
CO; these units must meet the
management practice standards of a
tune-up.
Table 2 of this preamble summarizes
the revised emission limits for each
pollutant for each subcategory.
TABLE 2—REVISED EMISSION LIMITS FOR SUBPART JJJJJJ
Subcategory
New coal-fired boiler ........
Heat input
(MMBtu/hr)
Proposed emission limit
Final emission limit
Particulate Matter ............
Mercury ...........................
≥30
Pollutant
0.03 lb per MMBtu of heat input ...
0.000003 lb per MMBtu of heat
input.
310 ppm by volume on a dry
basis corrected to 7 percent oxygen
0.03 lb per MMBtu of heat input
0.000003 lb per MMBtu of heat
input.
310 ppm by volume on a dry
basis corrected to 7 percent oxygen
0.03 lb per MMBtu of heat input ...
100 ppm by volume on a dry
basis corrected to 7 percent oxygen.
0.03 lb per MMBtu of heat input ...
100 ppm by volume on a dry
basis corrected to 7 percent oxygen.
0.03 lb per MMBtu of heat input ...
1 ppm by volume on a dry basis
corrected to 3 percent oxygen.
0.03 lb per MMBtu of heat input ...
1 ppm by volume on a dry basis
corrected to 3 percent oxygen.
0.000003 lb per MMBtu of heat
input.
310 ppm by volume on a dry
basis corrected to 7 percent oxygen
160 ppm by volume on a dry
basis corrected to 7 percent oxygen
2 ppm by volume on a dry basis
corrected to 3 percent oxygen
0.03 lb per MMBtu of heat input
0.0000048 lb per MMBtu of heat
input
400 ppm by volume on a dry basis
corrected to 3 percent oxygen
Carbon Monoxide ............
≥10 and <30
Particulate Matter ............
Mercury ...........................
Carbon Monoxide ............
Existing coal-Fired boiler
Particulate Matter ............
Carbon Monoxide ............
Particulate Matter ............
Carbon Monoxide ............
≥30
Particulate Matter ............
Carbon Monoxide ............
≥10 and <30
New oil-fired boiler ...........
≥30
≥10 and <30
New biomass-fired boiler
Particulate Matter ............
Carbon Monoxide ............
≥10
Mercury ...........................
Carbon Monoxide ............
Carbon Monoxide ............
Existing coal-fired boiler ..
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Existing biomass-fired
boiler.
Carbon Monoxide ............
F. Demonstrating Compliance
We have revised the compliance dates
for existing affected sources according
to the applicable provisions for each
affected source (e.g., work practice
standards, emission limits, management
practice standards, and/or an energy
assessment). Under the proposed rule,
owners and operators of existing sources
would have had to comply with this
final rule within 3 years following
March 21, 2011. This final rule requires
that if you own or operate an existing
source subject to a work practice or
management practice standard of a tune-
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up, you must comply with this final rule
no later than March 21, 2012. If you
own or operate an existing source
subject to an emission limit or an energy
assessment requirement, you must
comply with this final rule no later than
March 21, 2014. Under the proposed
rule, the owner or operator of a new
source would have been required to
comply on the date of publication of the
final rule or upon startup of the facility,
which ever was later. Because this rule
is subject to the Congressional Review
Act, the owner or operator of a new
source is required to comply on May 20,
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0.42 lb per MMBtu of heat input
0.0000048 lb per MMBtu of heat
input
400 ppm by volume on a dry basis
corrected to 3 percent oxygen
0.03 lb per MMBtu of heat input
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
0.07 lb per MMBtu of heat input
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
0.03 lb per MMBtu of heat input
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
0.03 lb per MMBtu of heat input
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
0.0000048 lb per MMBtu of heat
input
400 ppm by volume on a dry basis
corrected to 3 percent oxygen
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
Management Practice Standards
(see Table 2 to subpart JJJJJJ)
2011 or upon startup of the facility,
whichever is later.
Additionally, we have clarified the
compliance requirements for
commercial and industrial solid waste
incineration units subject to 40 CFR part
60, subpart CCCC or subpart DDDD that
cease combusting solid waste and
become subject to Subpart JJJJJJ. Owners
and operators of commercial and
industrial solid waste incineration units
must be in compliance with this subpart
on the effective date of the waste to fuel
switch (at least 12 months from the date
that the owner or operator ceased
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combusting solid waste), if the effective
date is after the applicable compliance
dates discussed above.
We have also revised the proposed
continuous compliance requirements to
be consistent with changes to the
emission limits in this final rule, and
are no longer requiring CO CEMS for
biomass, oil, and coal-fired units. For
new and existing coal units with a heat
input capacity greater than 10 MMBtu/
h, we are requiring stack testing every
3 years to demonstrate compliance with
the CO emission limits. Because boilers
in the biomass and oil subcategories are
only required to meet the management
practice standards in Table 2 of 40 CFR
part 63, subpart JJJJJJ, no testing for CO
emissions is required for these units.
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G. Affirmative Defense
We have added provisions to this
final rule to include an affirmative
defense to civil penalties for
exceedances of emission limits that are
caused by malfunctions. Consistent with
Sierra Club v. EPA, EPA has established
standards in this rule that apply at all
times. However, in response to an action
to enforce the standards set forth in 40
CFR 63.11201, you may assert an
affirmative defense for exceedances of
such standards that are caused by
malfunction, as defined at 40 CFR 63.2.
(See 40 CFR 63.11226 (defining
‘‘affirmative defense’’ to mean, in the
context of an enforcement proceeding, a
response or defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding). The
included provisions specify the
elements that are necessary to establish
an affirmative defense for periods of
malfunction, including evidence and
notification requirements that must be
prepared by the source.
H. Technical/Editorial Corrections
In this final action, we are making a
number of technical corrections and
clarifications to subpart JJJJJJ. These
changes improve the clarity and
procedures for implementing the
emission limitations to affected sources.
We are also clarifying several
definitions to help affected sources
determine their applicability. We have
modified some of the regulatory
language that we proposed based on
public comments.
We made several changes to the initial
compliance demonstration
requirements. We revised 40 CFR
63.11211(a) to clarify that sources using
a second fuel only for start up,
shutdown, and/or transient flame
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stability are still considered to be
sources using a single fuel. We deleted
40 CFR 63.11210(b) to remove the
requirement that boilers with a heat
input capacity above 100 MMBtu/h are
required to demonstrate compliance by
conducting a performance evaluation of
their CO CEMS.
We made a change to the monitoring
requirements in 40 CFR 63.11225 (40
CFR 63.11224 in the proposed rule). We
deleted paragraph (e) to remove the
requirement that boilers having a heat
input capacity of 100 MMBtu/h and
subject to a CO limit install a CO CEMS.
In response to comments asking for
clarification, we have added definitions
to 40 CFR 63.11237 for ‘‘Annual heat
input basis,’’ ‘‘Energy use system,’’ ‘‘Hot
water heater,’’ ‘‘Minimum scrubber
pressure drop,’’ ‘‘Minimum voltage or
amperage,’’ ‘‘Qualified energy assessor,’’
and ‘‘Solid fossil fuel.’’ We have also
revised several definitions in that
section based on public comments. For
example, we revised the definition of
‘‘Boiler’’ to describe what is meant by the
term ‘‘controlled flame combustion’’ as
used in that definition.
Several of the definitions in 40 CFR
64.11237 were revised to clarify the
types of equipment to which different
standards apply. For example, the
definition of ‘‘Waste heat boiler’’ was
revised to remove the criteria that 50
percent of total rated heat input capacity
had to be from supplemental burners.
We also revised the definition of
‘‘Natural gas’’ to include gas derived
from naturally occurring mixtures found
in geological formations as long as the
principal constituent is methane,
consistent with the definition provided
in 40 CFR part 60 subpart Db. A
definition of propane was also
incorporated into the definition of
natural gas.
V. Significant Area Source Public
Comments and Rationale for Changes to
Proposed Rule
This section contains a brief summary
of major comments and responses. EPA
received many comments on this
subpart covering numerous topics.
EPA’s responses to all comments,
including those below, can be found in
the comment response document for
Area Source Industrial, Commercial,
and Institutional Boilers in the docket.
A. Legal and Applicability Issues
Section 112(c)(6) of the CAA
Comment: Some commenters stated
that EPA misinterpreted the statute in
using MACT instead of GACT for area
sources. These commenters argued that
the statute allows for setting a standard
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15565
under CAA section 112(d)(2) that can be
satisfied using the alternative GACT
procedure specified in CAA section
112(d)(5) to meet the 112(c)(6)
requirements.
Response: We disagree with the
comment that the CAA gives EPA
discretion to promulgate GACT
standards pursuant to section 112(d)(5)
for area source categories required to be
regulated under section 112(c)(6).
Section 112(c)(6) of the CAA explicitly
requires that ‘‘sources accounting for not
less than 90 per centum of the aggregate
emissions of each [pollutant specified in
this provision] are subject to standards
under subsection 112(d)(2) or (d)(4)
* * *.’’ (Emphasis added). The plain
language of section 112(c)(6) requires
that the Agency set standards under
section 112(d)(2) or (d)(4). There is no
ambiguity in this language and thus the
legislative history cited by the
commenter is irrelevant. As such, the
Agency is appropriately setting
standards for the sources at issue
pursuant to section 112(d)(2).
The commenter argues that section
112(d)(5) trumps the very specific
language in section 112(c)(6). We
disagree. Congress unambiguously
required the Agency to set standards for
these persistent, bioaccumulative HAP
under section 112(d)(2) or (d)(4). Had
Congress wanted us to permit EPA to
issue GACT standards for the 112(c)(6)
HAP, it would have said that EPA could
issue standards under section 112(d), as
it did in section 112(k)(3)(B) of the Act,
noting that area sources shall be subject
to standards issued pursuant to
‘‘subsection (d) of this section.’’ Congress
could not have been more precise in
section 112(c)(6), and we reject the
commenter’s interpretation.
EPA has consistently maintained that
standards under section 112(d)(2) or
(d)(4) are required for the pollutants
listed in section 112(c)(6). In this case,
we are setting a section 112(d)(2) MACT
standard for mercury and CO (as a
surrogate for POM) for coal-fired area
source boilers, which are the 112(c)(6)
pollutants that form the basis for the
listing of the source category at issue
here.
Comment: One commenter argued
that EPA did not provide justification
for its decision that mercury and POM
must be regulated pursuant to CAA
section 112(c)(6) at area source boilers
to satisfy the requirements that 90
percent of nationwide emissions of
these pollutants must be reduced. The
commenter further stated that the
proposed rule and supporting
documentation provide no rational basis
or adequate factual justification for the
need to regulate area source POM or
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mercury emissions to satisfy CAA
section 112(c)(6). Specifically, the
commenter stated that neither the
proposed rule nor the MACT floor
memo provide data that support the
proposed determination that 90.3
percent of the 1990 emissions inventory
for mercury is already subject to
regulation. In contrast, another
commenter said that, once a category is
listed under CAA section 112(c)(6), the
only procedure available to EPA for
refraining from promulgating a MACTbased standard for the category is to
remove the category from the CAA
section 112(c) list through the use of
CAA section 112(c)(9), regardless of
whether the category is needed to meet
the 90 percent requirement in CAA
section 112(c)(6).
Response: The statute does not limit
EPA’s discretion as to how it fulfills its
obligations under CAA section
112(c)(6). To the extent that the
commenters seek to challenge whether
EPA has selected appropriate categories
to meet its obligations under CAA
section 112(c)(6) or whether EPA has
met the requirement in CAA section
112(c)(6) to regulate categories emitting
at least 90 percent of the specified
pollutants (in this case, mercury and
POM), such challenges should not be
reviewed in the context of a review of
an individual NESHAP. Rather, if
review is appropriate, it should be in
the context of an EPA finding that it has
fulfilled its obligations under CAA
section 112(c)(6), and an accounting by
the agency of how it reached the 90
percent threshold for each pollutant.
Nevertheless, the docket for this
rulemaking contains a spreadsheet that
demonstrates our belief that we have
met the 90 percent requirement for POM
and for mercury with this final rule.
While we are promulgating GACTbased provisions at this time for
mercury and POM from biomass-fired
and oil-fired area source boilers, note
that we have not removed or ‘‘delisted’’
oil-fired and biomass-fired area source
boilers by this action. We are not
promulgating MACT-based regulations
at this time because they are
unnecessary to meet the requirements of
CAA section 112(c)(6).
Comment: Comments received
suggested EOM was not appropriate for
representing POM emissions. The
commenters noted a drawback to using
EOM as a surrogate for POM is the
limited amount of data available to
quantify emissions and the few EOM
inventories or emission factors in
existence. Commenters also stated that
EOM includes other extractible organics
in addition to the PAHs. The
commenters suggest that the reasonable
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assumption is that any observed health
effects come from the PAH fraction and
since EOM includes compounds other
than PAH, it should not be used as a
surrogate for POM.
Response: This issue primarily affects
whether biomass-fired and oil-fired
boilers are needed to meet the CAA
section 112(c)(6) requirements. EPA has
considered commenter input and
revised the final rule based on our reexamination of our section 112(c)(6)
baseline inventory for POM. As we
noted in the proposed rule, we
reexamine the inventory associated with
the original listing as we learn more
about the source category in the rule
development process (75 FR 31904).
Based on a re-examination of the
emission inventory in light of
comments, we have determined that we
only need to address the coal-fired
portion of the area source segments of
these categories under CAA section
112(c)(6) in order to meet the 90 percent
threshold requirement of that provision
for both mercury and POM.
As discussed in the preamble to the
June 2010 proposed rule (75 FR 31896),
we have determined that we must
regulate mercury and POM from coalfired area source boilers in order to meet
the requirements in CAA section
112(c)(6), and we are establishing
MACT-based limits for mercury and
POM (using CO as a surrogate) for this
subcategory. We are implementing work
practice standards, as allowed by CAA
section 112(h), for control of mercury
and POM from new and existing area
source boilers in the coal subcategory
with a designed heat input capacity less
than 10 MMBtu/h.
In the CAA section 112(c)(6) source
listing, we used three indicators (7–
PAH, 16–PAH, and extractable organic
matter (EOM)) to represent POM
emissions and compiled three separate
baseline inventories for POM, one for
each indicators. In light of the comment
described above regarding EOM, we reexamined our three section 112(c)(6)
baseline inventories for POM. For the
reason stated below, we have decided to
use only the baseline inventory for 16–
PAH in determining the 90 percent
threshold under section 112(c)(6).
We agree with the commenters who
have identified data gaps in our
knowledge of what source categories are
emitting EOM. While we have data on
16–PAH emissions for 94 categories, we
only have available data on EOM
emissions for 18 source categories. The
lack of available data on EOM emission
creates a distorted picture of the relative
contributions of source categories for
which there are available EOM data.
The lack of source categories making up
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the total EOM inventory makes the
relative contribution of the few
categories that do have data
unrealistically inflated.2 We therefore
cannot say with confidence that by
using the baseline inventory for EOM
we are capturing 90 percent of the
baseline POM emissions, as required by
section 112(c)(6). Similarly, we have
data on 7–PAH for 32 categories,
considerably fewer than the 94
categories for which we have 16–PAH
data. Because the 16–PAH inventory
allows for the most accurate
representation of the universe of
categories that emit POM, we have
decided to use that baseline inventory
for determining the 90 percent threshold
for POM under section 112(c)(6). Based
on the baseline inventory for 16–PAH,
regulating POM emissions from area
source biomass and oil boilers are not
needed to meet the CAA section
112(c)(6) obligations. Thus, POM
emissions from area source boilers in
the biomass and oil subcategories can be
regulated under GACT, instead of
MACT.
With respect to mercury and POM
from area source boilers classified as
biomass-fired or oil-fired, as well as
with respect to other urban HAP besides
POM, we have revised the final rule
standards to reflect GACT for these two
area source subcategories (see Section
IV.B of this preamble). We are
implementing management practice
standards, as allowed by CAA section
112(d)(5), for control of POM from new
and existing area source boilers in the
biomass and oil subcategories. The
management practice standard for new
and existing area source boilers requires
the implementation of a tune-up
program.
As stated previously in the preamble
to the June 2010 proposed rule, we
determined that the control technologies
currently used by facilities in the source
category to reduce non-mercury metallic
HAP and PM (multiclone, fabric filters,
and ESP) are generally available and
cost effective for new area source
boilers. Additionally, these controls are
commonly required by state and other
federal regulations that apply to the area
source boilers in the source category.
Therefore, we are establishing numeric
emission limits representing GACT for
all new area source boilers with a heat
2 When justifying its use in the 1998 inventory,
we said that EPA would undertake an effort to
develop a robust inventory for EOM sources to feed
into the CAA section 112(c)(6) inventory. Had more
data been gathered, perhaps EOM would have
proved to be a more useful indicator of POM.
However, the anticipated inventory was not
developed.
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input capacity greater than 10 MMBtu/
h (using PM as a surrogate).
Emission Standards for HAP Other Than
Mercury
Comment: One commenter stated that
CAA section 112(c)(6) provides that
EPA must ‘‘list categories and
subcategories of sources assuring that
sources accounting for not less than 90
percent of each [enumerated] pollutant
are subject to standards under
subsection (d)(2) or (d)(4) of this
section.’’ The commenter also stated that
the DC Circuit has held repeatedly that
when EPA sets standards for a category
or subcategory of sources under section
112(d)(2), EPA has a statutory duty to
set emission standards for each HAP
that the sources in that category or
subcategory emit. The commenter
concluded that when EPA sets
standards for area source boilers under
section 112(d)(2), as section 112(c)(6)
requires it to do, EPA must set section
112(d)(2) emission standards for all the
HAP that area source boilers emit.
The commenter said that EPA appears
to believe that because area source
boilers are needed only to reach the
section 112(c)(6) requirement of 90
percent for mercury and POM and not
for the other pollutants enumerated in
section 112(c)(6), EPA’s only obligation
under section 112(c)(6) is to set section
112(d)(2) standards for mercury and
POM. The commenter said that section
112(c)(6) expressly requires EPA to
issue section 112(d)(2) standards for the
‘‘sources’’ in the categories listed under
section 112(c)(6), not some subset of the
pollutants that those sources emit, and
that section 112(d)(2) standards must
include emission standards for each
HAP that a source category emits. The
commenter continued by stating that
nothing in the CAA exempts EPA from
this requirement. The commenter
concluded that, had Congress wished to
give EPA discretion to set standards for
only some of the pollutants emitted by
a category listed under section 112(c)(6),
it would have done so expressly.
Response: EPA disagrees with the
comment that, even though EPA lists a
category under section 112(c)(6) due to
the emissions of one or more HAP
specified in that section, EPA must
issue emission standards for all HAP
(including HAP not listed in section
112(c)(6)) that sources in that category
emit. The commenter cited in support
the opinion by the United States Court
of Appeals for the DC Circuit in
National Lime Ass’n v. EPA, 233 F.3d
625, 633–634 (DC Cir. 2000)). The part
of the National Lime opinion referenced
in the comment dealt with EPA’s failure
to set emission standards for certain
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HAP emitted by major sources of
cement manufacturing because the
Agency found no sources using control
technologies for those HAP. In rejecting
EPA’s argument, the court stated that
EPA has ‘‘a statutory obligation to set
emission standards for each listed
HAP.’’ Id. at 634. The Court noted the
list of HAP in section 112(b) and stated
that section 112(d)(1) requires that EPA
‘‘promulgate regulations establishing
emission standards for each category or
subcategory of major sources * * * of
hazardous air pollutants listed for
regulation * * *’’ Id. (Emphasis added).
For the reasons stated below, we do not
believe that today’s final rule is
controlled by or otherwise conflicts
with the National Lime decision.
National Lime did not involve section
112(c)(6). That provision is ambiguous
as to whether standards for listed source
categories must address all HAP or only
the section 112(c)(6) HAP for which the
source category was listed. Section
112(c)(6) requires that ‘‘sources
accounting for not less than 90 per
centum of the aggregate emissions of
each such [specific] pollutant are
subject to standards under subsection
(d)(2) or (d)(4).’’ This language can
reasonably be read to mean standards
for the section 112(c)(6) HAP or
standards for all HAP emitted by the
source. Under either reading, the source
would be subject to a section 112(d)(2)
or (d)(4) standard.
The commenter insists that once a
section 112(d)(2) standard comes into
play, all HAP must be controlled (per
National Lime). But this result is not
compelled by the pertinent provision,
section 112(c)(6). That provision is
obviously intended to ensure controls
for specific persistent, bioaccumulative
HAP, and this purpose is served by a
reading which compels regulation under
section 112(d)(2) only of the HAP for
which a source category is listed under
section 112(c)(6), rather than for all
HAP.
The facts here support the
reasonableness of EPA’s approach. Area
source boilers are included in source
categories listed under section 112(c)(6)
for regulation under section 112(d)(2)
solely due to its mercury and POM
emissions. There is special statutory
sensitivity to regulation of area source
categories in section 112. For example,
an area source category may be listed for
regulation under section 112 if EPA
makes an adverse effects finding
pursuant to Section 112(c)(3) or if EPA
determines that the area source category
is needed to meet its section 112(c)(3)
obligations to regulate urban HAP or its
section 112(c)(6) obligations to regulate
certain persistent bioaccumulative HAP.
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Moreover, to the extent EPA lists an area
source category pursuant to section
112(c)(3) (whether that finding is based
on adverse effects to human health or
the environment or a finding that the
source is needed to meet the 90 percent
requirement in section 112(c)(3)), the
statute gives EPA discretion to set GACT
standards for such sources (42 U.S.C.
7412(d)(5)).
EPA does not interpret section 112
(c)(6) to create a means of automatically
compelling regulation of all HAP
emitted by area sources unrelated to the
core object of section 112(c)(6), which is
control of the specific persistent,
bioaccumulative HAP, and thereby
bypassing these otherwise applicable
preconditions to setting section 112(d)
standards for area sources. Nor does
National Lime address the issue, since
the case dealt exclusively with major
sources (233 F. 3d at 633).
Consequently, EPA disagrees with the
comment that it is compelled to
promulgate section 112(d)(2) MACT
standards for all HAP emitted by area
source boilers.
Beyond-the-Floor Option
We are promulgating the proposed
standard requiring the performance of
an energy assessment for existing area
source facilities having an affected
boiler with a designed heat input
capacity of 10 MMBtu/h or greater. This
final rule requires the performance of an
energy assessment, by qualified
personnel, on the boiler and its energy
use systems to identify cost-effective
energy conservation measures. As
discussed in the June 2010 proposed
rule, an energy assessment provides
valuable information on improving
energy efficiency. Owners and operators
are encouraged, but not required, to use
the results of the energy assessment to
increase the energy-efficiency and costefficiency of their boiler system.
In the proposed rule, the energy
assessment requirement was a beyondthe-floor option for the MACT-based
mercury and CO emission standards
because additional emission reductions
would be realized as the results of these
energy assessments, if implemented. In
this final rule, the energy assessment
requirement is both a beyond-the-floor
control for the MACT-based standards
for the coal subcategory and a GACT for
the biomass and oil subcategory because
energy assessments are generally
available and have already been
performed at numerous facilities.
The principal arguments against an
energy assessment requirement are: (1)
EPA lacks authority to impose
requirements on portions of the source
that are not designated as part of the
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affected source, such as non-emitting
energy using systems at a facility; (2)
EPA has not quantified the reductions
associated with the energy assessment
requirement, therefore it cannot be
‘‘beyond the floor;’’ and (3) the bare
requirement to perform an audit without
being required to implement its findings
is not a standard under CAA section
112(d).
With respect to the first argument, we
have carefully limited the requirement
to perform an energy assessment to
specific portions of the source that
directly affect emissions from the
affected boiler, as indicated by the
revised definition of an energy
assessment in section 63.11237 of
subpart JJJJJJ. The emissions that are
being controlled come from the affected
source. For coal-fired units, the process
changes resulting from a change in an
energy using system will reduce the
volume of emissions at the affected
source. For biomass-fired and oil-fired
area sources, better management
practices at energy using systems will
reduce the emissions of HAP from the
affected source by reducing fuel
consumption and the HAP released
through combustion of fuel. In either
case, the requirement controls the
emissions of the affected source.
With respect to the second argument,
the energy assessment will generate
emission reductions through the
reduction in fuel use beyond those
required by the floor. While the precise
quantity of emission reductions will
vary from source to source and cannot
be precisely estimated, the requirement
is clearly directionally sound and thus
consistent with the requirement to
examine beyond the floor controls. By
definition, any emission reduction
would be cost effective or else it would
not be implemented.
Finally, with respect to the third
argument, the requirement to perform
the energy audit is, of course, a
requirement that can be enforced and
thus a standard. As noted, while we do
not know the precise reductions that
will occur at individual sources, the
record indicates that energy assessments
reduce fuel consumption and that
parties will implement
recommendations from an auditor that
they believe are prudent.3 Therefore, the
requirement to perform an energy
3 Case studies and success stories highlighting
energy savings achieved by companies that have
participated in Save Energy Now energy
assessments and used Industrial Technologies
Program software tools to improve energy efficiency
can be found at https://www1.eere.energy.gov/
industry/saveenergynow/case_studies.html and at
the Department of Energy’s Energy Assessment
Centers Database https://iac.rutgers.edu/database.
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assessment can both be enforced and
will result in emission reductions.
Section 112(h) of the CAA
Comment: Commenters stated that
setting work practice standards in lieu
of emission standards for area source
boilers with a heat input capacity less
than 10 MMBtu/h is unlawful and
arbitrary. Commenters cited EPA’s
determination with respect to the
technical and economic limitations on
the enforcement of emission standards
for boilers with heat input capacity less
than 10 MMBtu/h, and stated that these
limitations do not satisfy CAA section
112(h) conditions for setting work
practice standards in lieu of emission
standards. Some commenters argued
that the technical limitations of
measuring PM using Method 5, as
discussed in the preamble to the
proposed June 2010 rule, do not apply
to mercury and CO. Other commenters
remarked that the absence of sampling
ports and stacks at area source boilers
does not provide a basis for a technical
or economic limitation, stating that
sources are able to work around this
issue. Multiple commenters said that
the lack of measuring ports (which can
affect retrofitting new boiler
installations into existing buildings),
other design requirements for efficient
exhaust from smaller boilers, and the
inapplicability of approved test methods
would make measurement technically
and economically impractical for both
existing and new sources. Commenters
specifically cited CAA section 112(h)(1)
and (2), which allows the agency to
prescribe work practice standards only
if it is ‘‘not feasible to prescribe or
enforce an emission standard * * * due
to technological or economic
limitations.’’
Response: EPA disagrees with
commenters. As discussed in the
preamble to the June 2010 proposed
rule, CAA section 112(h) authorizes the
Administrator to promulgate ‘‘a design,
equipment, work practice, or
operational standard, or combination
thereof,’’ consistent with the provisions
of CAA sections 112(d) or (f), in those
cases where, in the judgment of the
Administrator, it is not feasible to
prescribe or enforce an emission
standard. CAA section 112(h)(2)(B)
further defines the term ‘‘not feasible’’ to
mean when ‘‘the application of
measurement technology to a particular
class of sources is not practicable due to
technological and economic
limitations.’’ We have elected to
implement work practice standards for
coal-fired boilers with a heat input
capacity of less than 10 MMBtu/h
because we have determined that the
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standard reference methods for
measuring emissions of mercury, CO (as
a surrogate for POM), and PM (as a
surrogate for urban non-mercury metals)
are not applicable for sampling small
diameter (less than 12 inches) stacks.
Furthermore, through the comment
process, we have learned that common,
very small boilers (less than 5 MMBtu/
h) typically exhaust through vents and
not stacks, and that the installation of
ports into small diameter vents for
smaller boilers would likely interfere
with the functionality of exhaust
systems for new and existing boilers.
Because many existing area source
boilers with a capacity below 10
MMBtu/h generally have stacks with
diameters less than 12 inches, and
because many area source boilers do not
currently have sampling ports or a
platform for accessing the exhaust stack,
we have determined that the testing and
monitoring costs that area source boiler
facilities would incur to demonstrate
compliance with the proposed emission
limits would present an excessive
burden for smaller sources. Thus, we are
establishing work practice standards to
limit the emissions of mercury and CO
(as a surrogate for POM) for existing and
new coal-fired area source boilers
having a heat input capacity of less than
10 MMBTU/h.
De minimis Levels
Comment: Several commenters stated
that EPA should establish a de minimis
heat input level (less than 1 MMBtu/h
heat input capacity) below which area
sources are not subject to regulation or
only subject to work practice standards.
These commenters referenced water
heaters and small comfort heating units
that are not used in industrial,
commercial, or institutional processes
but instead used to provide hot water
for personal use or seasonal comfort
heating. Other commenters noted that
State rules that require work practice
requirements for boilers all have a lower
limit on applicability of typically 1 to 5
MMBtu/h; these commenters stated that
EPA has provided no basis for applying
work practice standards to boilers of
this size.
Response: EPA must establish
standards for each category or
subcategory of major sources and area
sources of HAP listed pursuant to CAA
section 112(c). EPA may distinguish
among classes, types, and size in
establishing such standards but the
standards established must be
applicable to new and existing sources
of HAP within the category. However,
we agree with the commenters that the
categories of boiler covered by this rule
are industrial boilers, commercial
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boilers, and institutional boilers. In the
proposed rule, we did not list hot water
heaters as exempted as we did in the
proposed Boiler MACT for major
sources. As stated in the preamble to the
proposed Boiler MACT, hot water
heaters meet the definition of a boiler
but are more appropriately described as
residential-type boilers, not industrial,
commercial, or institutional boilers
because their output is intended for
personal use rather than for use in an
industrial, commercial, or institutional
process. The primary reason for
exempting hot water heaters in the
Boiler MACT was that hot water heaters
are not part of the listed source category.
Because hot water heaters generally use
natural gas and gas-fired boilers were
not part of the area source category, we
did not include a similar exemption in
the proposed rule. To be consistent with
the Boiler MACT, we have included in
this final rule a similar exemption and
definition for hot water heaters.
B. CO Limits
Comment: Multiple commenters
argued that EPA’s determination of
using CO as a surrogate for POM is
inappropriate. Several of these
commenters reiterated that there is no
reliable correlation between CO and
POM. Some commenters stated that CO
is not an appropriate surrogate for POM
or organic HAP at lower CO emission
levels. For instance, one commenter
stated that while there is a linear
correlation between decreasing CO and
decreasing HAP at higher levels, once
CO values fall under 100 ppm, further
reduction of CO does not provide any
substantial correlating reduction of
HAP. Other commenters stated that CO
is an inadequate surrogate for POM
because there is no POM invariably
present in CO; likewise, commenters
stated that because CO and POM have
different mechanisms of formation and
reduction, CO cannot be considered as
a reliable surrogate.
Several commenters suggested total
hydrocarbon (THC) as a better surrogate,
stating that THC levels are often more
stable and less reactive to load swings
than CO. Commenters noted that THC
has been used as a surrogate for organic
HAP emissions in other regulatory
efforts, including the hazardous waste
incinerator MACT.
Response: EPA acknowledges
commenters’ concerns. Based on new
data received during the public
comment period, we have re-examined
our analysis and revised the final
standards for CO. As previously
discussed, this final rule only
establishes CO emission limits for coalfired boilers pursuant to CAA section
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112(c)(6). We are implementing
management practice standards, as
allowed by CAA section 112(d)(5), for
control of CO from new and existing
area source boilers in the biomass and
oil subcategories. Additionally, for the
coal subcategory, we have revised the
final CO emission limits to ensure a
more accurate correlation between POM
and CO levels. EPA is aware of one
European study 4 that finds the
correlation between CO and POM (or
organic HAP, in general) is weaker at
lower CO concentrations (less than 100
ppmv) but we did not have the
opportunity to examine the data relied
on by the study and no data supporting
this supposition were submitted as part
of the public comments. We have
revised the final standards (400 ppm)
based on 99.9 percent UPL as discussed
in Section IV.C of this preamble. EPA
believes that CO is a reliable surrogate
for POM at this emission level. EPA
considered using THC as a surrogate for
POM, however, we did not have
available THC data for area sources.
Comment: Several commenters
expressed concern with respect to the
proposed CO limits. Some commenters
stated that the proposed CO limits are
unachievable for some units, including
liquid-fired boilers. Commenters further
stated that meeting the CO limits would
be more burdensome for area sources
than major sources. Specifically, many
commenters argued that the CO limits
are unfeasible from a measurement,
operability, and cost standpoint,
particularly when considered
simultaneously with other limits (NOX,
VOC). Some commenters expressed
concern that prioritizing CO reduction
may promote boiler inefficiency and
result in higher emissions of NOX.
Other commenters suggested that the
CO emission limits should be
determined using long-term CEMS data
to account for natural variability in CO
emissions. Commenters also offered
alternatives for control of POM. One
commenter suggested that EPA consider
cleaner fuels or end of stack
technologies for control, such as fabric
filters and scrubbers that capture POM
and POM-precursors.
Response: As discussed above, this
final rule establishes MACT-based
emission limits for CO only for new and
existing coal-fired boilers. In this final
rule, area source boilers in the biomass
4 European Wood-Heating Technology Survey: An
Overview of Combustion Principles and the Energy
and Emissions Performance Characteristics of
Commercially Available Systems in Austria,
Germany, Denmark, Norway, and Sweden; Final
Report; Prepared for the New York State Energy
Research and Development Authority; NYSERDA
Report 10–01; April 2010.
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15569
and oil-fired subcategories are not
required to meet CO emission limits;
these boilers are instead required to
meet the management practice standard
which consists of a tune-up. The MACTbased CO emission limits are still
required for coal-fired area source
boilers in order to meet our obligation
under CAA section 112(c)(6). Based on
the available CO data and the revised
UPL calculation methodology, the final
CO emission limits for coal-fired area
source boilers are higher than the
proposed limits which should provide
more assurance that the limit can be
achieved at all times. EPA notes that the
available dataset did not include
sufficient long-term CEMS data for area
sources to be used to set a limit.
Therefore, we have established the CO
standards based on the data provided
using the revised UPL methodology to
account for variability over the
operating cycle of typical industrial,
commercial, and institutional boilers.
We also considered other appropriate
control options for sources in each
subcategory, including switching to
clean fuels and end of stack
technologies. We considered whether
fuel switching could be technically
achieved by boilers in the subcategory
considering the existing design of
boilers and the availability of various
types of fuel. We determined that fuel
switching was not an appropriate
control technology based on the overall
effect of fuel switching on HAP
emissions and the technical and design
considerations discussed previously in
the preamble to the proposed June 2010
rule (75 FR 31896). This determination
is discussed in the memorandum
‘‘Development of Fuel Switching Costs
and Emission Reductions for Industrial,
Commercial, and Institutional Boilers
and Process Heaters National Emission
Standards for Hazardous Air
Pollutants—Area Source’’ located in the
docket. Additionally, EPA did not
identify add-on control technologies
available for control of CO in use at area
source boilers.
C. MACT Floor Analysis
Pollutant-by-Pollutant Approach
Comment: Several commenters argued
that the pollutant-by-pollutant approach
used by EPA is not appropriate.
Commenters rejected the pollutant-bypollutant approach on the basis that
both PM and CO emission limits are not
achievable even for the best performing
sources. These commenters argued that
because the proposed area source MACT
standards rely on a different set of best
performing sources for each separate
HAP standard, no single source is in the
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population of units for both the PM and
CO emission limits, and therefore, the
approach does not reflect the
performance of the best performing
boilers. Rather, commenters asserted
that the proposed limits were
unrealistic, unnecessarily stringent, and
unachievable. Commenters further
stated that the provisions of CAA
sections 112(d)(1), (2), and (3) of the
CAA require that standards must be
based on actual sources, and cannot be
the product of pollutant-by-pollutant
‘‘cherry-picking.’’ Commenters stated
that EPA does not have the authority to
‘‘distinguish’’ units and sources by
individual pollutant. Other commenters
stated that EPA must set limits for each
HAP that the sources in the subcategory
emit, and not solely mercury or POM.
These commenters stated that to ignore
the emitted HAP violates the CAA and
the court order.
Response: EPA is mindful that MACT
floors must reflect achieved
performance. EPA is also mindful that
that costs cannot be considered by EPA
in ascertaining the level of the MACT
floor. See, e.g., Brick MACT, 479 F. 3d
at 880–81, 882–83; NRDC v. EPA, 489 F.
3d 1364, 1376 (DC Cir. 2007) (‘‘Plywood
MACT’’); see also Cement Kiln Recycling
Coalition v. EPA, 255 F. 3d 855, 861–62
(DC Cir. 2001) (‘‘achievability’’
requirement of CAA section 112(d)(2)
cannot override the requirement that
floors be calculated on the basis of what
best performers actually achieved).
EPA has carefully developed data for
each standard, assessing both
technological controls and HAP inputs
in doing so. The MACT floor variability
methodology is discussed in a later
response.
Among all boilers at area sources,
only new and existing coal-fired ones
will need to meet MACT-based limits.
Nevertheless, it is true that at least some
coal-fired area source boilers will need
to install controls to meet these
standards, and that these controls have
significant costs. This is part of the
expected MACT process where, by
definition, the averaged performance of
the very best performers sets the
minimum level of the standard. The
Agency believes that it has followed the
statute and applicable case law in
developing its floor methodology.
Although industry commenters
maintain these sources cannot meet the
standards, which are predicated on their
own performance without adding
controls, this contention lacks a basis in
the record. For mercury, 6 of the 7
boilers for which EPA has emissions
data are meeting the MACT floor
standards for mercury. For CO, 13 of the
16 boilers in the MACT pool meet the
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promulgated standard. In those
instances where commenters provided
actual data on these plants’
performance, EPA took the information
into account in developing the final
standards. Indeed, EPA adjusted all of
the standards based on actual data
presented. We have emissions data on a
limited number of area source units.
The available information does indicate
that at least one unit meets both the
final PM and CO emission limits.
Dataset for the MACT Floor Analysis
Comment: Commenters stated
numerous objections to the dataset used
for the MACT floor analysis. Some
commenters stated that it is
inappropriate to apply limits from data
submitted as part of the major source
industrial boiler MACT ICR to area
sources. Commenters objected to EPA’s
assertion that boilers at area sources are
similar in size and operation to major
source boilers; one commenter noted
that EPA did not use test data from area
source facilities to set major source
floors.
Other commenters stated that the
emission limits are significantly flawed
because they are based on inadequate
data and not representative of the units
in the source category. These
commenters stated that the data
collected is insufficient because it
represents the performance of less than
1 percent of almost 183,000 existing
area source boilers, particularly given
that EPA based the analysis on the top
12 percent of units for which data were
available. Commenters further stated
that there was insufficient data available
to establish appropriate boiler-type
subcategories.
Some commenters expressed that EPA
must include emissions data collected
by state and local permitting authorities
in establishing the MACT floor; these
commenters stated that these data are
more objective than the newer industry
testing and are also necessary to fill in
‘‘gaps’’ in the existing data. Other
commenters requested that certain data
should be excluded from the MACT
floor analysis. For instance, some
commenters stated that non-detect data
should be excluded or that the analysis
should be adjusted to account for the
capabilities of the test methods. These
commenters stated that the non-detect
data results in an unreasonably low
MACT floor; some commenters stated
that the proposed limits are in some
cases below the detection capability of
the required test method. Commenters
also stated that EPA has not justified
using three times the detection level in
its analysis. These commenters stated
that this method biases the results
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towards higher HAP emissions, results
in a hypothetical standard that is
unrealistic and not determined as
required by statute.
Response: EPA acknowledges
commenters’ concerns. As mentioned
elsewhere in this preamble, EPA is
required to establish MACT floor levels
using existing emissions information.
For all data sets, the final emission
limits are based on the available data
and EPA’s assessment of variability.
Since proposal we have received
updated data on certain boilers and
used that data to revise our emission
estimates from the best performing
sources. We re-evaluated the
information available for the area source
category and revised the proposed
MACT-based CO emission limits such
that they only apply to boilers in the
coal subcategory. As discussed above,
based on information received during
the public comment period, we
determined that regulating POM
emissions from area source biomass and
oil boilers is not needed to meet our
CAA section 112(c)(6) obligations; we
only need to regulate coal-fired area
source boilers under section 112(d)2) to
meet the 90 percent requirement set
forth in CAA section 112(c)(6) for POM.
The emissions limits for CO for coalfired boilers were based on the available
information from the ICR and state
operating permits, as well as that
received in comments.
EPA disagrees with commenters who
stated that we excluded emissions data
collected by state and local permitting
authorities in establishing the MACT
floor. The available state permits
obtained for coal-fired area source
boilers limiting CO emissions were for
11 units located in Ohio (3 units), and
Illinois (8 units). We also obtained CO
emission data from five coal-fired area
source boilers as part of the information
collection effort for the major source
NESHAP. Even though the latter data
were gathered in the course of collecting
data on major sources, the emission data
on these five boilers is from emission
sources in the area source coal-fired
boiler subcategory.
With respect to non-detect data, EPA
considered and accounted for nondetect data when conducting the MACT
analysis for mercury for existing and
new coal-fired boilers in this final rule.
EPA developed a methodology to
account for the imprecision introduced
by incorporating non-detect data into
the MACT floor calculation. At very low
emission levels where emissions tests
result in non-detect values, the inherent
imprecision in the pollutant
measurement method has a large
influence on the reliability of the data
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underlying the MACT floor emission
limit. Because of sample and emission
matrix effects, laboratory techniques,
sample size, and other factors, method
detection levels normally vary from test
to test for any specific test method and
pollutant measurement. The confidence
level that a value, measured at the
detection level is greater than zero, is
about 99 percent. The expected
measurement imprecision for an
emissions value occurring at or near the
method detection level is about 40 to 50
percent. Pollutant measurement
imprecision decreases to a consistent
level of 10 to 15 percent for values
measured at a level about three times
the method detection level.5
One approach that we believe can be
applied to account for measurement
variability in this situation starts with
defining a method detection level that is
representative of the data used in the
data pool. The first step in this approach
would be to identify the highest testspecific method detection level reported
in a data set that is also equal to or less
than the average emission calculated for
the data set. This approach has the
advantage of relying on the data
collected to develop the MACT floor
emission limit, while to some degree,
minimizing the effect of a test(s) with an
inordinately high method detection
level (e.g., the sample volume was too
small, the laboratory technique was
insufficiently sensitive or the procedure
for determining the detection level was
other than that specified).
The second step is to determine the
value equal to three times the
representative method detection level
and compare it to the calculated MACT
floor emission limit. If three times the
representative method detection level
were less than the calculated MACT
floor emission limit, we would conclude
that measurement variability is
adequately addressed, and we would
not adjust the calculated MACT floor
emission limit. If, on the other hand, the
value equal to three times the
representative method detection level
were greater than the calculated MACT
floor emission limit, we would conclude
that the calculated MACT floor emission
limit does not account entirely for
measurement variability. Therefore, we
revised the approach we used for the
proposal and, for the final rule, we used
the value equal to 3 times the method
detection level in place of the calculated
MACT floor emission limit to ensure
that the MACT floor emission limit for
5 American Society of Mechanical Engineers,
Reference Method Accuracy and Precision
(ReMAP): Phase 1, Precision of Manual Stack
Emission Measurements, CRTD Vol. 60, February
2001.
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mercury accounts for measurement
variability and imprecision.
Variability
Comment: Numerous commenters
stated that the floor methodology used
by EPA is unlawful. Some commenters
criticized EPA’s application of the UPL
to all the test results for all sources in
the top twelve percent. These
commenters stated that while EPA can
consider variability in estimating an
individual source’s performance over
time, it cannot account for differences in
performance between sources.
Specifically, these commenters stated
that EPA may only account for
differences in performance between
sources except as CAA section 112(d)(3)
provides, by averaging the emission
levels achieved by the sources in the top
12 percent. Commenters stated that the
UPL is not equivalent to the ‘‘average’’
emission level. For instance, some
commenters stated that the methodology
for the mercury and CO emission limits
for new coal fired units does not reflect
the emission levels achieved by the
single best performing source; these
commenters stated that the proposed
method results in higher emission levels
for new sources than the average level
of the best 12 percent.
Commenters further stated that EPA
erred by relying on the 99 percent UPL
only to reflect variability. Some
commenters stated that EPA must
collect and consider data on additional
variability, such as that related to
variable fuel quality or longer term
variability, to supplement its analysis.
These commenters stated that the shortterm test data are not representative of
long-term operation of a unit nor are
they likely to reflect the ‘‘worst
reasonably foreseeable circumstances’’ a
unit may experience. Other commenters
stated that EPA should use the upper
tolerance limit (UTL) in lieu of the UPL;
these commenters claimed that the UTL
is more appropriate for situations where
the available data does not represent the
entire population.
Response: EPA disagrees with
commenters and believes that the final
emission limits appropriately account
for variability. The Court has recognized
that EPA may consider variability in
estimating the degree of emission
reduction achieved by the bestperforming sources and in setting
MACT floors that the best performing
sources can expect to meet ‘‘every day
and under all operating conditions’’. See
Mossville Environmental Action Now v.
EPA, 370 F.3d 1232, 1241–42 (DC Cir
2004). Furthermore, CAA section
112(d)(3) includes a provision stating
that the MACT floor for existing sources
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cannot be less stringent than ‘‘the
average emission limitation achieved by
the best-performing 12 percent of the
existing sources (for which the
Administrator has emissions
information).’’ We see no statutory
prohibition in considering inter-source
variability of the best performing
sources (which is all our floor
calculation does, by considering the
pooled variability of the best performing
sources). Section 112(d)(3) of the CAA
does not specify any single method of
ascertaining an average. Considering the
average variability among the group of
best performing sources is well within
the language of the provision (and was
upheld in Chemical Manufacturers
Association v. EPA; see 870 F. 2d at
228). The commenters’ argument that
‘‘average’’ can only mean average of
emission levels achieved in
performance tests of an individual unit
is inconsistent with the holding in
Mossville, 370 F. 3d at 1242, that EPA
must account for variability in
developing MACT floors and that
individual performance tests do not by
themselves account for such variability.
Therefore, we believe that it is
reasonable and necessary to account for
inter-source variability of the best
performing sources by taking the pooled
average of the best performing sources’
variability. This is an aspect of
identifying the average performance of
those sources.
Furthermore, EPA is confident that
the UPL is an appropriate statistical tool
to use in determining variability when
there is a limited sampling of the source
category. EPA has considered comments
regarding suggested alternatives to the
UPL statistic, such as the upper
tolerance limit (UTL). Whereas a
confidence interval covers a population
parameter with a stated confidence, that
is, a certain proportion of the time, a
tolerance interval covers a fixed
proportion of the population with a
stated confidence. That is, confidence
limits are limits within which we expect
a given population parameter, such as
the mean, to lie; statistical tolerance
limits are limits within which we expect
a stated proportion of the population to
lie. Given this definition, the 99 percent
UTL represents the value which we can
expect 99 percent of the measurements
to fall below 99 percent of the time in
repeated sampling. In other words, if we
were to obtain another set of emission
observations from the floor sources, we
can be 99 percent confident that 99
percent of these measurements will fall
below a specified level. Since you must
calculate the sample percentile, and the
sample sizes for the area source boiler
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floor data are small, the 99th percentile
is underestimated. Therefore, EPA notes
that the UTL should only be used where
one can calculate a sample percentile,
e.g., where there is a sample size of at
least 100. On the other hand, a
prediction interval for a future
observation is an interval that will, with
a specified degree of confidence,
contain the next (or some other prespecified) randomly selected
observation from a population. In other
words, the prediction interval estimates
what future values will be, based upon
present or past background samples
taken. The UPL represents the value
which we can expect the mean of 3
future observations (3-run average) to
fall below, based upon the results of the
independent sample of size n from the
same population. Given the above
considerations, EPA notes that only the
UPL adequately gets at the notion of
average emissions for a small sample
size.
EPA has revised its default selection
of data distributions consistent with its
guidance document ‘‘Data Quality
Assessment: Statistical Methods for
Practitioners EPA QA/G–9S’’. This
document indicates that most
environmental data is lognormally
distributed, so EPA has modified its
assumptions when the results of the
skewness and kurtosis tests result in a
tie, or when there is not enough data to
complete the skewness and kurtosis
tests. With respect to the methods used
to compute the UPL for a dataset that is
determined to be lognormally
distributed, EPA also considered the
commenters suggested revisions to the
calculations in order to avoid skewing
the UPL by calculating the UPL of an
arithmetic mean instead of the UPL of
a geometric mean. To adjust the
calculation EPA considered a scale bias
correction approach as well as a new
UPL equation based on a Bhaumik and
Gibbons 2004 paper, which calculates
‘‘An Upper Prediction Limit for the
Arithmetic Mean of a Lognormal
Random Variable 6’’. Given data
availability, EPA selected the Bhaumik
and Gibbons 2004 approach which
addresses commenters concerns with
the proposed computations.
Additionally, EPA has determined
that 99 percent UPL is appropriate for
fuel based HAP, and a 99.9 percent UPL
is appropriate for CO. For fuel-based
HAP the 99 percent confidence level is
consistent with other recent
rulemakings (75 FR 54975). Further, as
6 Bhaumik, D. K. and R. D. Gibbons. 2004. An
Upper Prediction Limit for the Arithmetic Mean of
a Lognormal Random Variable. May 1, 2004.
Technometrics 46(2): 239–248. doi:10.1198/
004017004000000284
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commenters have noted elsewhere, the
sample sizes were limited and EPA
determined that a level of 99 percent is
a good compromise and represents
emission levels that are protective of
human health and the environment.
Given that the subcategories had limited
data to establish the floor calculations,
EPA determined it was inappropriate to
use a confidence level lower than 99
percent. Further, for fuel based HAP
mercury, EPA has implemented an
additional fuel variability analysis.
Additionally, there are well established
control measures currently used on
units in the source category (fabric
filters for PM and mercury) that serve to
mitigate, to some degree, the variability
in emissions that can be expected.
Given these additional considerations
for fuel-based HAP, but recognizing the
emission limits must be met at all times
yet are based on short term stack test
data, EPA selected the 99 percent
confidence level. For CO, EPA
considered both quantitative and
qualitative comments received during
the public comment period on how CO
emissions vary with load, fuel mixes
and other routine operating conditions.
After considering these comments EPA
determined that a 99.9 percent
confidence level for CO would better
account for some of these fluctuations.
Finally, EPA notes that where
appropriate, we have accounted for
variable fuel quality. EPA first took fuel
into consideration, among other boiler
design factors when it divided the
source category into subcategories. EPA
is aware that differences between given
types of units, and fuel, can affect
technical feasibility of applying
emission control techniques. As noted
in the preamble to the June 2010
proposed rule, EPA attempted to assess
the impact of fuel variability for
development of the mercury standard.
However, no fuel analysis data from
boilers in the top 12 percent were
available for assessing the impact of fuel
variability on mercury emissions. EPA
realizes that mercury is a fuel
dependent HAP, and that the amount of
mercury emitted from the boiler
depends on the amount of mercury
contained in the fuel. For this final rule,
we have implemented a fuel variability
factor into the mercury emission limit
by determining a factor relating the
highest mercury content to the average
mercury content in coal that may be
used at sources comprising the best 12
percent of sources. We also note that
fuel usage can be reduced by improving
the combustion efficiency of the boiler.
Therefore, in the development of the
final standards, we are establishing
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requirements for larger existing boilers
(greater than 10 MMBtu/h heat input
capacity) to conduct an energy
assessment, and smaller boilers (both
existing and new boilers with a heat
input capacity less than 10 MMBtu/h) to
meet a work practice or management
practice requirements of a tune-up, in
order to improve combustion efficiency.
D. Beyond the Floor Analysis
Comment: Several commenters
objected to EPA’s beyond-the-floor
determination for new area source
boilers. Many of these commenters
stated that the beyond the floor
approach must consider fuel switching
as an option. Other commenters
objected to EPA’s beyond-the-floor
determination for existing boilers,
specifically stating that EPA should
require existing facilities to either
comply with emission limits for larger
units, or require fuel switching to the
cleanest fuel in their class (fuel type).
Commenters noted that while EPA
identified substantial emissions
reductions for mercury and POM from
switching coal-fired boilers to natural
gas, EPA failed to rationalize why fuelswitching is not a technically feasible or
economically achievable option.
Commenters debated EPA’s stated
concerns regarding fuel availability and
curtailment, arguing that there is
sufficient capacity to meet the expected
increased demand for natural gas.
Furthermore, these commenters stated
that the potential increases in metallic
HAP emissions from fuel-switching
were minor and should be considered in
light of overall reductions for POM.
Response: EPA has considered this
comment and concluded that fuel
switching is not an appropriate option
for the beyond the floor level of control.
EPA originally considered whether fuel
switching would be an appropriate
control option for sources in each
subcategory under the proposed rule,
including the feasibility of fuel
switching to other fuels used in the
subcategory and to fuels from other
subcategories. This consideration
included determining whether
switching fuels would achieve lower
HAP emissions. We also gave
consideration to whether fuel switching
could be technically achieved by boilers
in the subcategory considering the
existing design of boilers and the
availability of various types of fuel.
After considering these factors, we
determined that fuel switching was not
an appropriate control technology for
purposes of determining the MACT
floor level or beyond the floor level of
control for any subcategory. This
decision is based on the overall effect of
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fuel switching on HAP emissions,
technical and design considerations
discussed previously in the preamble to
the proposed June 2010 rule (75 FR
31896), and concerns about fuel
availability. This determination is
discussed in the memorandum
‘‘Development of Fuel Switching Costs
and Emission Reductions for Industrial,
Commercial, and Institutional Boilers
and Process Heaters National Emission
Standards for Hazardous Air
Pollutants—Area Source’’ located in the
docket.
Energy Assessments
Comment: Several commenters
disagreed with EPA’s determination to
require energy assessments as a beyond
the floor option. Commenters
specifically stated that EPA cannot
require an energy assessment because an
assessment is not an emission standard
and there is no proven relationship
between HAP emissions and the
assessment. Other commenters argued
that the proposed requirements for an
energy assessment were not stringent
enough; these commenters stated that an
energy assessment cannot impose
standards more stringent than the
MACT floor. For instance, one
commenter argued that if EPA did not
require implementation of the energy
assessment findings, no reductions in
fuel use or HAP would result. The
commenter further asserted that even an
implemented energy assessment would
not reduce HAP emissions consistent
with the requirements of CAA section
112(d)(2). One commenter specifically
stated that by only considering energy
audits, EPA did not consider the full
range of potential emission measures.
Other commenters argued that EPA
does not have the authority to require an
energy assessment, and that the
proposed requirements were ‘‘too broad’’
or ‘‘too intrusive.’’ Commenters were
concerned that the energy assessment
would include not only the affected
source, but also the entire facility,
which EPA does not have the authority
to regulate.
Response: EPA disagrees with
commenters that state that EPA does not
have the authority to require an energy
assessment. An energy assessment is an
appropriate beyond-the-floor control
technology because it is one of the
measures identified in CAA section
112(d)(2). CAA section 112(d)(2) states
that ‘‘Emission standards promulgated
* * * and applicable to new or existing
sources * * * is achievable * * *
through application of measures,
processes, methods, systems or
techniques including, but not limited to
measures which—
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(A) Reduce the volume of, or
eliminate emissions of, such pollutants
through process changes, substitution of
materials or other modifications, * * *
(D) Are design, equipment, work
practice, or operational standards
(including requirements for operator
training or certification) as provided in
subsection (h), or
(E) Are a combination of the above.’’
The purpose of an energy assessment
is to identify energy conservation
measures (such as, process changes or
other modifications to the facility) that
can be implemented to reduce the
facility energy demand which would
result in reduced fuel use. Reduced fuel
use will result in a corresponding
reduction in HAP, and non-HAP,
emissions. Thus, an energy assessment,
in combination with the MACT
emission limits will result in the
maximum degree of reduction in
emissions as required by CAA section
112(d)(2).
It is not EPA’s intent to require an
energy assessment for the entire facility;
the energy assessment is only applied to
existing boilers and their energy use
systems located at area sources. EPA
acknowledges that the proposed
definition for ‘‘energy assessment’’ is
unclear, and we have revised this final
rule to clarify the definition with
respect to the requirements of Table 3 of
subpart JJJJJJ (see 40 CFR 63.11237). In
order to account for variability among
boiler systems and energy use systems
and to ensure that affected sources can
adequately comply with the
requirements, we have distinguished the
requirements for the energy assessment
based on the heat input use of the
affected source. We have also added a
definition for ‘‘energy use systems’’ to
clarify the components for each boiler
system and energy use system which
must be considered during the energy
assessment, including elements such as
combustion management, thermal
energy recovery, energy resource
selection, and the steam end-use
management of each affected boiler.
These revisions clarify that an energy
assessment is only required for those
portions of the facility using the energy
generated from the affected boiler
system.
Additionally, a facility may elect, but
is not required, to implement the costeffective energy conservation measures
identified in the energy assessment.
Because we lack information on
whether implementation of the
conservation measures will prove costeffective or economically feasible for
facilities, we are allowing the owner or
operator to determine the
implementation of energy conservation
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measures identified in the energy
assessment. EPA notes that the cost of
an energy assessment is minimal, in
most cases, compared to the cost for
testing and monitoring to demonstrate
compliance with an emission limit.
Furthermore, the costs of any energy
conservation improvement for the
owner or operator will be offset, at least
in part, by the cost savings in lower fuel
costs. Therefore, after considering the
structure of the requirement, the
incentives it presents, and the likely
behavior of sources, it is our judgment
that sources will find it cost-effective to
implement the conservation measures
identified in the energy assessment, and
we have elected to promulgate
requirements for an energy assessment
for all existing boilers with a heat input
capacity greater than 10 MMBtu/h as a
beyond the floor option or GACT.
EPA disagrees with commenters that
state that the option for an energy
assessment included in the June 2010
proposed rule is not stringent enough.
An energy assessment refers to a process
which involves a thorough examination
of potential savings from energy
efficiency improvements, pollution
prevention, and productivity
improvement. It leads to the reduction
of pollutants through process changes
and other efficiency modifications.
Improving energy efficiency reduces
negative impacts on the environment as
well as operating and maintenance
costs; improvements in energy
efficiency result in decreased fuel use
which results in a corresponding
decrease in emissions (both HAP and
non-HAP) from the boiler. The revised
definitions of ‘‘energy assessment’’ and
‘‘energy use systems,’’ as discussed
above, have been expanded to include
the specific components that must be
considered for an energy assessment.
These changes elucidate the in-depth
nature of the energy assessment, which
requires identifying all energy
conservation measures appropriate for a
facility given its operating parameters.
EPA proposed the energy assessment
as a beyond the floor option for existing
area source boilers having a heat input
capacity of greater than 10 MMBtu/h,
rather than focusing on smaller boilers.
We also examined other emission
measures currently in place. EPA did
not have sufficient information to
determine if requiring an energy
assessment for area boilers with a heat
input capacity of less than
10 MMBtu/h is economically feasible.
For boilers with a heat input capacity
less than 10 MMBtu/h, the data that we
have suggests that area source boilers
typically conduct boiler tune-ups. We
also examined work practices listed in
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state regulations for area source boilers
with a heat input capacity less than 10
MMBtu/h. These regulations included
tune-ups (10 states), operator training
(one state), periodic inspections (two
states), and operation in accordance
with manufacturer specifications (one
state).
When energy assessments have been
undertaken in the past, they typically
result in 10 to 15 percent reduction in
fuel use, according to the Department of
Energy who has conducted energy
assessment at selected manufacturing
facilities.7 While the efficiency gains
may be somewhat less when the
assessment is mandated for a source
rather than voluntary, the absence of a
requirement to implement the particular
findings of the assessment should still
result in measures being implemented
that are cost-effective for the source and
in emission reductions over and above
what is otherwise required by MACT
and other GACT measures. Therefore,
we elected to promulgate requirements
for an energy assessment for all existing
boilers with a heat input capacity
greater than 10 MMBtu/h, and require
area source boilers in the biomass and
oil subcategories with a heat input
capacity of greater than 10 MMBtu/h to
meet the management practice standard
of a tune-up. These requirements
represent the generally available and
cost-effective pollution reduction
measures that are already required or in
place.
E. GACT Standards
Comment: Commenters stated that the
GACT standards should consist of work
practice standards, rather than numeric
emission limits. One commenter
specifically stated that in order to
reduce the burden on small facilities
operating boilers, EPA should establish
work practice standards for CO instead
of emission limits, referencing
requirements from the state of New
Jersey. Other commenters stated that the
emission limits and testing procedures
proposed for new boilers impose
onerous capital and annual costs on
potential project owners, which
typically include schools, small
businesses, hospitals, and other
institutions in rural areas. Some
commenters stated that the CO emission
limits were not achievable for small
boilers over a range of operating
periods, and that EPA should consider
7 Case studies and success stories highlighting
energy savings achieved by companies that have
participated in energy assessments can be found at
https://www1.eere.energy.gov/industry/
saveenergynow/case_studies.html and at the
Department of Energy’s Energy Assessment Centers
Database https://iac.rutgers.edu/database.
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work practice standards in order to
account for load variability.
Response: CAA section 112(d)(5)
allows the Administrator, with respect
to area sources, to promulgate standards
which provide for the use of generally
available control technologies or
management practices to reduce
emissions of HAP. Therefore, with
respect to mercury and POM from area
source boilers classified as biomassfired or oil-fired, as well as with respect
to other urban HAP besides POM, we
have developed standards that reflect
GACT for these two area source
categories.
While the June 2010 proposed rule
(75 FR 31896) set numeric MACT
standards for CO (as a surrogate
pollutant for the individual urban
organic HAP) and mercury, and numeric
GACT emission limits for PM (as a
surrogate for the individual urban metal
HAP), EPA has revised the standards for
area source boilers classified in the
biomass and oil subcategories. Rather
than require a numeric MACT emission
limit for POM, new and existing area
source boilers in the biomass or oil
subcategories must meet the
requirements of GACT, which are
management practice standards as
described in Table 2 of 40 CFR part 63,
subpart JJJJJJ.
However, for the purposes of
regulating PM from new area source
boilers, EPA has determined that the
GACT standards should consist of
numeric emission limits. PM is used as
a surrogate for urban metals, which we
are required to regulate pursuant to
CAA section 112(c)(6). The data that we
have available suggests that the control
technologies currently used by facilities
in the source category for reduction of
non-mercury metallic HAP and PM are
multiclones, which are generally used at
area sources using solid fuel. We
previously determined during the
development of the June 2010 proposed
rule that these controls are generally
available and cost effective for new area
source boilers. Additionally, we noted
that new area source boilers with heat
input capacity of 30 MMBtu/h or greater
are subject to the NSPS for boilers
(either subpart Db or Dc of 40 CFR part
60), which regulate emissions of PM and
require performance testing.
Furthermore, new coal-fired area source
boilers with heat input capacity of 10
MMBtu/h or greater will likely require
a PM control device to comply with the
proposed mercury MACT standard and
required performance testing. Therefore,
a numerical limit for PM consistent with
the devices required to meet mercury
MACT should be generally achievable.
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EPA has also revised the PM emission
limits for area source boilers with a heat
input capacity between 10 and 30
MMBtu/h; these limits have been
revised to reflect the performance of
GACT, which are multiclones. The PM
GACT limits were calculated as the
average of the data from units using
GACT technology. EPA has determined
that the promulgated numeric emission
limits for PM are appropriate GACT
standards for new area source boilers
with a heat input capacity greater than
10 MMBtu/h. For new boilers with a
heat input capacity less than 10
MMBtu/h, GACT is a management
practice of a tune-up because, as
previously discussed, there are
technical and economic limitations of
conducting PM testing on boilers with
small diameter stacks.
Tune-Ups
Comment: Several commenters
expressed concern regarding proposed
work practice standards for existing area
source boilers, including the
requirement of a tune-up for control of
POM and mercury. Commenters stated
that tune-ups aimed at reducing CO may
increase NOX emissions, reduce
combustion efficiency, and/or increase
fuel use. Commenters noted that many
typical tune-up requirements, including
states’ requirements, are aimed at
minimization of NOX. and not CO.
These commenters stated that the
proposed tune-up requirements could
violate the state tune-up requirements
due to increases of NOX. Multiple
commenters requested that EPA specify
that tune-ups consider optimizing
efficiency and limiting increases of
NOX, and not only require minimizing
CO.
Other commenters requested that EPA
allow the use of portable instruments to
measure CO for the tune-up
requirements. Several commenters
requested that EPA clarify that, for the
tune-up procedures, gases do not have
to be measured using EPA Reference
Methods. These commenters indicated
that requiring EPA Methods would
increase the cost burden for small
facilities.
Response: EPA disagrees with
commenters and is requiring tune-ups
as a work practice standard for coalfired area source boilers with a heat
input capacity less than 10 MMBtu/h
and as a management practice standard
for all biomass-fired and oil-fired area
source boilers. EPA acknowledges that
that a tune-up designed to specifically
decrease CO emissions from an area
source boiler would potentially increase
emissions of NOX. However, it was not
EPA’s intent to require that area source
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boilers be specifically tuned for the
reduction of CO emissions, but rather to
require good combustion practices
(GCP) by ensuring that area source
boilers are tuned to manufacturer’s
specifications. As discussed in the
preamble to the June 2010 proposed
rule, boilers may be, at best, 85 percent
efficient, and untuned boilers may have
combustion efficiencies of 60 percent or
lower. Furthermore, as the combustion
efficiency decreases, fuel usage
increases to maintain energy output
resulting in increased emissions. A
tune-up performed to the
manufacturer’s specifications would
ensure the highest energy efficiency and
reduce fuel usage, which will ultimately
reduce HAP emissions. As commenters
noted, the tune-up requirements
specified by area source boiler
manufacturers are generally aimed at
reducing NOX and would not increase
emissions of NOX. The tune-up
provisions incorporated in this final
rule for area source boilers require that
the owner or operator measure the
concentration in the effluent stream of
CO in ppm, by volume, dry basis
(ppmvd), before and after adjustments
are made to the boiler. EPA does not
specify the instrument that must be
used for measuring these
concentrations, and allows owners and
operators to choose the method of
measurement. Therefore, EPA agrees
with commenters that portable
instruments are permissible for this
purpose.
F. Subcategories
Comment: Several commenters raised
concerns regarding the subcategories
defined by EPA in the development of
the proposed rule. Multiple commenters
argued that the proposed subcategories
are unlawful and arbitrary because they
are not based on different classes, types,
or sizes. At least one commenter
specifically stated that the proposed
subcategorization defied the explicit
recommendation of the Small Entity
Representatives (SERs) to the Small
Business Advocacy Review (SBAR)
Panel, which recommended that ‘‘EPA
should subcategorize based on fuel type,
boiler type, duty cycle, and location.’’
Many of these commenters suggested
subcategories based on limited use, type
of biomass (wood, bark, agricultural
residue, moisture level) and/or coal
(bituminous, anthracite), boiler design
(stoker, fluidized bed, or suspension),
heat input capacity smaller than 1
MMBtu/h, and combustion of secondary
materials. Other commenters
recommended that the same
subcategories applied to major sources
should be used for area sources.
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Response: EPA disagrees with
commenters. Section 112(d)(1) of the
CAA states ‘‘the Administrator may
distinguish among classes, types, and
sizes of sources within a category or
subcategory’’ in establishing emission
standards. Thus, we have discretion in
determining appropriate subcategories
based on classes, types, and sizes of
sources. We used this discretion in
developing subcategories for the boiler
area source category. Through
subcategorization, we are able to define
subsets of similar emission sources
within a source category if differences
in emissions characteristics, technical
feasibility of applying emission control
techniques, or opportunities for
pollution prevention exist within the
source category. The design, operating,
and emissions information that EPA
reviewed during the area source
rulemaking indicates the need to
subcategorize based on boiler design
which is based on the fuel type. EPA
continues to believe that this
subcategorization is appropriate. As
noted in the preamble to the June 2010
proposed rule, boiler systems are
designed for specific fuel types (e.g.,
coal, biomass, oil or a mixture/
combination) and will encounter
problems if a fuel or mixture with
characteristics other than those
originally specified is fired. EPA has
noted that emissions from boilers
burning coal, biomass, and oil will also
differ, and that HAP formation,
including emissions of metals and
mercury, is dependent upon the
composition of the fuel. Organic HAP,
on the other hand, are formed from
incomplete combustion, which are a
function of time, turbulence, and
temperature, and are influenced by the
design of the boiler and dependent in
part on the type of fuel being burned.
Because these different types of boilers
have different emission characteristics
which may influence the feasibility and
effectiveness of emission control, we
believe that subcategorizing them by
fuel type is appropriate.
Additionally, EPA notes that we lack
sufficient emissions data for area source
boilers to develop limits for additional
subcategories. We have elected to
establish different subcategories for the
major and area source rulemakings, as
major source boilers have a different
scale of operation and often different
combustor designs. There is also more
detailed emissions data available for the
major source category, which favors the
development of more specific
subcategories. Because we lack the same
level of detail for the area source
category, EPA has determined that it
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would be inappropriate to establish the
same subcategories for major and area
source boilers.
We believe that area source boilers are
generally designed to burn a standard
fuel type and less capable of switching
fuel type as some major source boilers.
However, as was done for the major
source NESHAP, we have redefined
how to determine the appropriate
subcategory. Instead of considering
whether the boiler is designed to
combust at least 10 percent coal as the
first step (as proposed), the first step in
determining the appropriate subcategory
is to consider the percentage of biomass
that is combusted in the boiler.ies are
determine.
In addition, as discussed in the
comments below, we have established a
small units subcategory for each type of
fuel (area source boilers with a heat
input capacity of less than 10 MMBtu/
h), and see no further need for smaller
subcategories. We have also adjusted the
definition for each fuel subcategory to
account for the combustion of secondary
materials. The definitions have been
clarified to specify that the fuel
subcategories are based on the fuel that
the boiler is designed to combust, rather
than the actual fuel that the boiler is
combusting.
Finally, as discussed earlier in this
section, we have revised the MACT and
GACT limits for the coal, oil, and
biomass subcategories in this final rule.
Existing oil and biomass-fired boilers
are no longer required to meet emission
limits, and are only required to meet
management practice standards under
this final rule. Furthermore, coal-fired
boilers with a heat input capacity of less
than 10 MMBtu/h are only required to
meet work practice standards. While
more stringent limits under this final
rule may have required subcategories
based on the size of the unit, EPA has
determined that the subcategories
chosen are reasonable based on the
applicable requirements of this final
rule.
Combustion of Secondary Fuels
Comment: Multiple commenters
sought clarity for the combustion of
secondary materials and/or alternative
fuels within the proposed subcategories
for area source boilers. Several of these
commenters requested clarification of
the defined fuels for the biomass, coal,
and oil-fired subcategories, as well as
additional clarification regarding gasfired boilers. Some commenters stated
that EPA’s determination that the
boilers subject to this rule do not
combust any non-hazardous secondary
materials is erroneous, and that to not
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consider standards for units burning
secondary materials would be unlawful.
Many commenters recommended that
EPA classify boilers based on
predominant use of a particular fuel;
several commenters recommended
redefining the subcategories to allow
minimal burning of other fuels or for
further clarification. For instance, some
commenters expressed concern
regarding ‘‘combination boilers’’ (boilers
that co-fire coal in an amount greater
than 10 percent heat input basis with at
least 10 percent biomass), which do not
cleanly fit into either the coal-fired
boiler subcategory or the biomass-fired
boiler subcategory. Other commenters
argued that the definition of gas-fired
boilers should allow for units burning
less than 10 percent liquid fuels. Many
of the commenters suggested alternative
definitions for the proposed
subcategories or provided alternative
thresholds.
Alternatively, there were some
commenters who expressed concern
regarding the use of alternative fuels.
Commenters specifically stated that
allowing 10 percent alternative fuel use,
or use of multiple alternatives from year
to year, would create significant
enforcement issues for states without
detailed requirements for tracking,
recordkeeping, and reporting.
Response: EPA has considered these
comments and revised the subcategories
based on a revised MACT floor
approach. As discussed in Section IV.A
of this preamble, we have redefined the
coal, biomass and oil subcategories for
area source boilers to clarify the fuel
inputs that define each subcategory.
While the subcategories under the
proposed rule accounted for secondary
materials such as biomass, liquid or
gaseous fuels combusted in combination
with traditional fuels, we wished to
clarify each subcategory in order to
account for the combustion of an array
of secondary fuels. Area source boilers
combusting coal, biomass or oil may
also combust secondary materials as
part of their fuel mix. It was not our
intent to exclude boilers combusting
these non-hazardous secondary
materials that do not meet the definition
of ‘‘solid waste’’ from the coal, biomass
or oil-fired subcategories. Therefore, we
have revised the definition for each
subcategory to account for the
combustion of these non-hazardous
secondary materials.
For instance, the proposed rule
limited the coal subcategory to boilers
combusting coal or coal in combination
with biomass, liquid, or gaseous fuels.
We have redefined the coal subcategory
to include boilers that burn any solid
fossil fuel and no more than 15 percent
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biomass on an annual heat input basis.
‘‘Solid fossil fuels’’ has been defined to
include, but not limited to, coal,
petroleum coke, coal refuse, and tire
derived fuel (TDF). Similarly, we have
revised the biomass subcategory to
account for boilers that may burn
biomass and secondary materials. The
biomass subcategory includes boilers
combusting at least 15 percent of
biomass. This definition differentiates
these primarily biomass-fired boilers
from the coal subcategory. Additionally,
the oil subcategory has been revised to
include boilers that burn any liquid fuel
but are not included in either the coal
or biomass subcategories.
Based on new data submitted during
the public comment period, EPA has
determined that area source boilers may
combust secondary materials. Data
submitted indicates that as much as 15
percent of secondary materials, or
alternative traditional fuel, may be
mixed without causing problems with
boiler operations. We wished to
differentiate boilers combusting greater
than 15 percent of biomass from the
remaining subcategories, as these fuels
will have higher rates of organic HAP
due to the higher moisture content of
biomass compared to fossil fuel. The
revised definitions for the coal, biomass
and oil subcategories clarify this by
establishing the fuel type and the input
ratio of each fuel type combusted.
Therefore, the revised definitions more
accurately reflect EPA’s intent to
include and account for boilers
combusting secondary materials in the
coal, biomass, and oil subcategories and
the effect of biomass on the combustion
process.
Comment: A number of commenters
requested that EPA provide exemptions
for specific unit types, including limited
use boilers, recovery boilers, hot water
heaters, boilers firing ultra low sulfur #2
fuel oil, and boilers with a heat input
capacity of less than 1 MMBtu/h. Other
commenters stated that EPA is not
justified in providing an exemption for
gas-fired boilers.
Response: As noted in Section VII of
the proposed June 2010 rule, in the
Federal Register notice ‘‘Source
Category Listing for Section 112(d)(2)
Rulemaking Pursuant to Section
112(c)(6) Requirements,’’ (63 FR 17838,
17849), Table 2 (1998), EPA identified
‘‘Industrial Coal Combustion,’’
‘‘Industrial Oil Combustion,’’ ‘‘Industrial
Wood/Wood Residue Combustion,’’
‘‘Commercial Coal Combustion,’’
‘‘Commercial Oil Combustion,’’ and
‘‘Commercial Wood/Wood Residue
Combustion’’ as source categories
‘‘subject to regulation’’ for purposes of
CAA section 112(c)(6). Notably, gas-
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fired units are not included in the
source category listing for area source
boilers. Without such a listing, EPA
cannot address gas-fired boilers in this
regulation. We have also included in
this final rule an exemption for hot
water heaters because these units are, as
defined in this final rule, considered
residential boilers. In addition, recovery
boilers would be exempt because they
are regulated under another section 112
MACT standard (See 40 CRF part 63,
subpart MM).
Conversely, EPA is required to set
standards for other unit types, including
limited use boilers and boilers firing
ultra low sulfur fuel oil. These boilers
are included in the source category
listing for CAA section 112(d)(2) and
emit the pollutants identified in CAA
section 112(c)(3). As discussed above,
EPA has set appropriate MACT and
GACT limits to boilers based on fuel
type and size, including area source
boilers with a heat input capacity of less
than 10 MMBtu/h. EPA also notes that
waste heat boilers have been excluded
from the definition of boiler.
G. Startup, Shutdown, and Malfunction
Comment: Several commenters stated
that a separate standard must be
developed for periods of startup and
shutdown. Commenters stated that
requiring emission limits during SSM
directly conflicts with the requirement
that MACT be achievable and is
technically feasible; therefore EPA
could not require emission limits during
periods of SSM. Some commenters
requested a separate standard for CO for
startup; at least one commenter
specifically stated that many area source
boilers must operate under conditions
driven by safety considerations,
operational concerns, and warranty
requirements that would likely generate
unavoidable increases in CO emissions
during startup and shutdown. The
commenter therefore concluded that
requiring a CO emission limit during
startup and shutdown would not only
be technically unachievable, but would
promote unsafe and improper operation.
Several commenters suggested that work
practice standards are more appropriate
than emission limits, citing a lack of
relevant data for periods of SSM. Other
commenters specifically objected to
EPA’s decision to base the SSM
requirements on data from the proposed
major source NESHAP for industrial,
commercial, and institutional boilers
and stated that the data from the
proposed major source rule cannot be
applied to area sources.
Response: EPA has considered these
comments and has revised this final rule
to incorporate a work practice standard
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for periods of startup and shutdown. As
part of the development of the proposed
rule, we reviewed the cost information
for CO CEMS provided by commenters
on the NESHAP for major source boilers
and determined that requiring CO CEMS
for units with heat input capacities
greater or equal to 100 MMBtu/hr was
reasonable. However, EPA has revised
this final rule to only require emission
limits for mercury and CO for coal-fired
boilers. Furthermore, we are only
requiring sources to perform a work
practice standard, following the
manufacturer’s recommended
procedures, to demonstrate compliance
with the emission limits for area source
coal-fired boilers during periods of
startup and shutdown. Based on the
available dataset for facilities in the
affected area source category, EPA
determined that there are currently no
existing coal-fired boilers with a heat
input capacity greater than 100 MMBtu/
h located at area sources. Coal-fired
boilers with a heat input capacity of
greater than 50 MMBtu/h are generally
major sources of HAP. Therefore,
requiring CEMS for boilers of this size
is unnecessary for the defined source
category.
In lieu of CEMS, we also considered
whether requirements for performance
testing would be feasible for area source
boilers during periods of startup and
shutdown. Upon review of these
requirements, EPA determined that it is
not feasible to require stack testing—in
particular, to complete the multiple
required test runs—during periods of
startup and shutdown due to physical
limitations and the short duration of
startup and shutdown periods.
Therefore, a separate standard must be
developed for these periods.
In regards to malfunctions, EPA had
previously determined in the
development of the proposed rule that
malfunctions should not be viewed as a
distinct operating mode and, therefore,
any emissions that occur at such times
do not need to be factored into
development of CAA section 112(d)
standards, which, once promulgated,
apply at all times. As discussed in
Section III.E of this preamble, EPA has
added to this final rule an affirmative
defense for civil penalties for
exceedances of numerical emission
limits that are caused by malfunctions.
Therefore, as allowed under CAA
section 112(h), we are requiring a work
practice standard for all coal-fired area
source boilers during periods of startup
and shutdown. The work practice
standard requires following the boiler
manufacturer’s specifications for
periods of startup and shutdown.
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H. Compliance Requirements
Rationale for Demonstrating Compliance
Comment: Several commenters
expressed concern that, given the large
numbers of boilers that would be
affected by the proposed rule and the
limited capacity of existing vendors,
contractors, and engineers, a 3-year time
period would not be sufficient to allow
completion of all of the required
modifications.
Response: EPA has re-evaluated the
compliance dates for this final rule
following the revised MACT and GACT
standards. We have revised the initial
compliance dates for existing affected
sources according to the applicable
provisions for each affected source (e.g.,
work practice or management practice
standards, emission limits, and/or an
energy assessment), as discussed in
Section VI.E of this preamble. EPA has
determined that existing sources subject
to a work practice standard of a tune-up
must comply with this final rule no later
than one year after publication of this
final rule. We have determined that one
year is adequate time for affected
sources to meet the work practice or
management practice standard, which
includes a tune-up based on the
manufacturer’s recommendations.
Existing sources subject to an emission
limit or an energy assessment
requirement are required to comply
with this final rule no later than 3 years
after publication of the final rule.
Section 112(i)(3)(B) allows EPA, on a
case-by-case basis to grant an extension
permitting an existing source up to one
additional year to comply with
standards if such additional period is
necessary for the installation of controls.
The EPA feels that this provision is
sufficient for those sources where the 3year deadline would not provide
adequate time to retrofit as necessary to
comply with the requirements of the
standard.
Comment: Commenters objected to
proposed requirements to use CEMS
and in some circumstances COMS.
Commenters stated that these
requirements are extremely burdensome
on area sources considering the testing
requirements and costs, and that the
requirements for CO CEMS for units less
than 100 MMBtu/h are too onerous.
Commenters noted that many units at
this size in the industrial and
institutional sector do not operate
frequently; therefore the cost of
installing CO CEMS was not justified for
units with such limited operation. Other
commenters argued that requiring
boilers to test for CO poses a significant
regulatory burden. Several commenters
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stated that the proposed testing
frequency was burdensome.
Response: EPA has considered these
comments, and we have revised the
proposed continuous compliance
requirements to not require a CO CEMS
for area source boilers. Per the revised
MACT and GACT determinations, this
final rule only requires emission limits
for mercury and CO for coal-fired units.
Therefore, for new and existing coal
units with a heat input capacity greater
than 10 MMBtu/h, we are requiring
stack testing every 3 years to
demonstrate compliance with the CO
emission limits. In the development of
the proposed rule, we reviewed the cost
information for CO CEMS provided by
commenters on the NESHAP for major
source boilers and determined that
requiring CO CEMS for units with heat
input capacities greater or equal to 100
MMBtu/h was reasonable. However,
based on a review of the available
dataset for facilities in the affected area
source category, we have determined
that there are currently no existing coalfired boilers with a heat input capacity
greater than 100 MMBtu/h located at
area sources. Therefore, requiring CEMS
for coal-fired boilers of this size is
unnecessary for the defined source
category. Additionally, boilers in the
biomass and oil subcategories with a
heat input capacity greater than 10
MMBtu/h are not required to meet
emission limits for CO in this final rule;
these boilers are subject to the
management practice standards in Table
2 of 40 CFR part 63, subpart JJJJJJ, and
therefore, no CO testing is required for
these units.
I. Cost/Economic Impacts
Comment: Multiple commenters
stated that the economic impacts of the
proposed rule were significantly
underestimated. Many commenters
stated that the CO limits would require
costly controls, and specifically, that the
cost of particulate control for biomass
boilers was severely underestimated.
Other commenters stated that EPA made
erroneous assumptions in performing
the cost calculations. For instance, one
commenter stated that EPA does not
have enough data to support the
assumption that fabric filters alone will
be sufficient for area source coal-fired
boilers to meet the proposed mercury
limit.
Response: In light of changes to this
final rule, EPA believes that these
concerns are no longer an issue. We
have revised the costs estimates for this
final rule to reflect EPA’s determination
of the final MACT standards for coalfired boilers and GACT standards for
biomass and oil-fired boilers. For
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instance, EPA is only requiring
particulate emission limits for new
boilers with a heat input capacity of
greater than 10 MMBtu/h; smaller
boilers must only meet the management
practice standard of a tune-up. These
changes have significantly decreased the
costs presented in the proposed June
2010 rule. Additionally, commenters
provided additional cost information
during the public comment period; EPA
has incorporated this information into
the analysis for this final rule. Based on
this re-analysis, EPA has determined
that fabric filter controls are generally
available and cost effective for new area
source boilers. As noted previously,
new area source boilers with a heat
input capacity of 30 MMBtu/h or greater
are subject to the NSPS for boilers
(either subpart Db or Dc of 40 CFR part
60), which regulate emissions of PM and
require performance testing.
Furthermore, new coal-fired area source
boilers will likely require a PM control
device to comply with the proposed
mercury MACT standard and required
performance testing. We determined in
the context of the major source
rulemaking, and from further analysis of
new data submitted during the public
comment period, that fabric filters are
the most effective technology employed
by industrial, commercial, and
institutional boilers for controlling
mercury and particulate emissions.
Therefore, EPA has determined it is
appropriate and cost-effective to
estimate the cost of compliance based
on fabric filters for new area source
boilers.
Comment: Some commenters stated
that this final rule would have
substantial impacts on rural
communities. Commenters noted that
many rural communities rely upon or
significantly benefit from the use of
biomass boilers for energy at
manufacturing facilities, schools and
hospitals. These commenters stated that
the proposed rule will negatively impact
both boiler owners and fuel suppliers in
these communities. Similarly, other
commenters stated that this final rule
would have a significant adverse impact
on the use of biomass renewable energy
throughout the economy.
Response: In light of the changes
made to the final regarding biomassfired area source boilers, we believe
these concerns are no longer an issue. In
the final rule, existing biomass area
source boilers are only subject to the
management practice of a tune-up and
only existing biomass-fired area source
boilers with a heat input capacity of 10
MMBtu/h or greater are required to have
an energy assessment performed. There
are no testing or monitoring
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requirements in this final rule for
existing biomass-fired area source
boilers. For a typical existing biomassfired boilers, this change resulted in
reducing the annualized cost of
compliance from about $420,000 to
about $2,200.
New biomass-fired area source boilers
with a heat input capacity of 10
MMBtu/h or greater are only subject to
a PM emission limit which requires a
PM test be conducted once every 3
years.
J. Title V Permitting Requirements
In response to comments received and
after further evaluation of the record,
EPA has decided to exempt all area
sources subject to this subpart from title
V permitting. In evaluating the record,
we have determined that observations
and data we have relied upon in other
rulemakings for distinguishing between
sources that became synthetic area
sources due to controls and other
synthetic and natural area sources did
not necessarily apply to this source
category. Therefore, we lack sufficient
information at this juncture to
distinguish the sources which have
applied controls to boilers in order to
become area sources from other
synthetic and natural area sources. As a
result, the rationale for exempting most
area sources subject to this rule as
explained in the proposal preamble (see
pages 31910 to 31913) is also now
relevant for sources which we proposed
to permit. Thus, no area sources subject
to this subpart are required to obtain a
title V permit as a result of being subject
to this subpart.
A source subject to this subpart may
be subject to title V permitting for
another reason or reasons, e.g., being
located at a major source. If more than
one requirement triggers a source’s
obligation to apply for a title V permit,
the 12-month timeframe for submitting
a title V application is triggered by the
requirement which first causes the
source to be subject to title V. See 40
CFR 70.3(a) and (b) or 71.3(a) and (b).
VI. Relationship of This Action to CAA
Section 112(c)(6)
CAA section 112(c)(6) requires EPA to
identify categories of sources of seven
specified pollutants to assure that
sources accounting for not less than 90
percent of the aggregate emissions of
each such pollutant are subject to
standards under CAA section 112(d)(2)
or 112(d)(4). EPA has identified
‘‘Industrial Coal Combustion,’’
‘‘Industrial Oil Combustion,’’ Industrial
Wood/Wood Residue Combustion,’’
‘‘Commercial Coal Combustion,’’
‘‘Commercial Oil Combustion,’’ and
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‘‘Commercial Wood/Wood Residue
Combustion’’ as source categories that
emit two of the seven CAA section
112(c)(6) pollutants: POM and mercury.
(The POM emitted is composed of 16
polyaromatic hydrocarbons (PAH).) In
the Federal Register notice, Source
Category Listing for Section 112(d)(2)
Rulemaking Pursuant to Section
112(c)(6) Requirements, 63 FR 17838,
17849, Table 2 (April 10, 1998), EPA
identified ‘‘Industrial Coal Combustion,’’
‘‘Industrial Oil Combustion,’’ Industrial
Wood/Wood Residue Combustion,’’
‘‘Commercial Coal Combustion,’’
‘‘Commercial Oil Combustion,’’ and
‘‘Commercial Wood/Wood Residue
Combustion’’ as source categories
‘‘subject to regulation’’ for purposes of
CAA section 112(c)(6) with respect to
the CAA section 112(c)(6) pollutants
that these units emit.
Specifically, as by-products of
combustion, the formation of POM is
effectively reduced by the combustion
and post-combustion practices required
to comply with the CAA section 112
standards. Any POM that does form
during combustion is further controlled
by the various post-combustion
controls. The add-on PM control
systems (fabric filter) used to reduce
mercury and/or PM emissions further
reduce emissions of these organic
pollutants, as is evidenced by
performance data. Specifically, the
emission tests obtained at currently
operating major source boilers show that
the MACT regulations for coal-fired area
source boilers will reduce Hg emissions
by about 86 percent. It is, therefore,
reasonable to conclude that POM
emissions from coal-fired area source
boilers will be substantially controlled.
In lieu of establishing numerical
emissions limits for pollutants such as
POM, we regulate surrogate substances.
While we have not identified specific
numerical limits for POM, we believe
CO serves as an effective surrogate for
this HAP, because CO, like POM, is
formed as a product of incomplete
combustion.
Consequently, we have concluded
that the emissions limits for CO
function as a surrogate for control of
POM, such that it is not necessary to
establish numerical emissions limits for
POM with respect to coal-fired area
source boilers to satisfy CAA section
112(c)(6).
To further address POM and mercury
emissions, this rule also includes an
energy assessment provision that
encourages modifications to the facility
to reduce energy demand that lead to
these emissions.
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VII. Summary of the Impacts of This
Final Rule
A. What are the air impacts?
Table 3 of this preamble illustrates,
for each subcategory, the estimated
emissions reductions achieved by this
rule (i.e., the difference in emissions
between an area source boiler controlled
to the MACT/GACT level of control and
boilers at the current baseline) for new
and existing sources. Nationwide
emissions of total HAP (HCl, hydrogen
fluoride, non-mercury metals, mercury,
and VOC (for organic HAP) will be
reduced by about 667 tpy for existing
units and 74 tpy for new units.
Emissions of mercury will be reduced
by about 88 pounds per year for existing
units and by about 9 pounds per year for
new units. Emissions of filterable PM
will be reduced by about 2,300 tpy for
existing units and 280 tpy for new units.
Emissions of non-mercury metals (i.e.,
antimony, arsenic, beryllium, cadmium,
chromium, cobalt, lead, manganese,
nickel, and selenium) will be reduced
by about 280 tpy for existing units and
will be reduced by 40 tpy for new units.
Additionally, EPA has estimated that
conducting an biennial tune-up will
likely reduce emissions of organic HAP
as a result of improved combustion and
reduced fuel use. POM reductions are
represented by 7–PAH, a group of
polycyclic aromatic hydrocarbons. EPA
estimates that the work practices,
management practices, and CO emission
limits may reduce emissions of 7–PAH
by 8 tpy for existing units and by 1 tpy
for new units. A discussion of the
methodology used to estimate baseline
emissions and emissions reductions is
presented in ‘‘Estimation of Impacts for
Industrial, Commercial, and
Institutional Boilers Area Source
NESHAP’’ in the docket.
TABLE 3—SUMMARY OF HAP EMISSIONS REDUCTIONS FOR EXISTING AND NEW SOURCES (TPY)
Source
Subcategory
Existing Units ....................................................
Coal ..................................................................
Biomass ............................................................
Oil .....................................................................
Coal ..................................................................
Biomass ............................................................
Oil .....................................................................
New Units .........................................................
Non mercury metals a
PM
1,092
815
349
7
121
149
Mercury
4
11
269
0.03
2
36
POM b
0.003
0.003
0.04
0.0001
0.0002
0.004
0.2
5
3
0.02
0.5
0.5
a Includes
antimony, arsenic, beryllium, cadmium, chromium, cobalt, lead, manganese, nickel, and selenium.
is represented by total emissions of polycyclic aromatic hydrocarbons (7–PAH). It is assumed that compliance with work practice standard and management practice will reduce fuel usage by 1 percent, which may reduce emissions of 7–PAH by an equivalent amount.
b POM
B. What are the cost impacts?
To estimate the national cost impacts
of this rule for existing sources, EPA
developed several model boilers and
determined the cost of control for these
model boilers. EPA assigned a model
boiler to each existing unit based on the
fuel, size, and current controls. The
analysis considered all air pollution
control equipment currently in
operation at existing boilers. Model
costs were then assigned to all existing
units that could not otherwise meet the
proposed standards. The resulting total
national cost impact of this rule for
existing units is $487 million dollars in
total annualized costs. The total
annualized costs (new and existing) for
installing controls, conducting biennial
tune-ups and an energy assessment, and
implementing testing and monitoring
requirements is $535 million. Table 4 of
this preamble shows the total
annualized cost impacts for each
subcategory.
TABLE 4—SUMMARY OF ANNUAL COSTS FOR NEW AND EXISTING SOURCES
Source
Subcategory
Estimated/
projected
No. of
affected
units
Existing Units .................................................................
Coal ...............................................................................
Biomass .........................................................................
Oil ..................................................................................
All ...................................................................................
Coal ...............................................................................
Biomass .........................................................................
Oil ..................................................................................
3,710
10,958
168,003
....................
155
200
6,424
Facility Energy Assessment ..........................................
New Units b ....................................................................
a TAC
Total
annualized cost
(TAC)
($10 6/yr) a
37
24
374
52
0.4
2.6
45
does not include fuel savings from improving combustion efficiency.
for new units assume the number of units online in the first 3 years of this rule (2010 to 2013).
srobinson on DSKHWCL6B1PROD with RULES4
b Impacts
Using Department of Energy
projections on fuel expenditures, as well
as the history of installation dates of
area source boilers in the dataset, the
number of additional boilers that could
be potentially constructed was
estimated. The resulting total national
cost impact of this proposed rule on
new sources by the third year, 2013, is
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$48 million dollars in total annualized
costs. When accounting for a 1 percent
fuel savings resulting from
improvements to combustion efficiency,
the total national cost impact on new
sources is ¥$3.6 million.
A discussion of the methodology used
to estimate cost impacts is presented in
the memorandum, ‘‘Estimation of
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Impacts for Industrial, Commercial, and
Institutional Boilers Area Source
NESHAP’’ in the Docket.
C. What are the economic impacts?
The economic impact analysis (EIA)
that is included in the RIA shows that
the expected prices for industrial sectors
could be 0.01 percent higher and
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domestic production may fall by less
than 0.01 percent. Because of higher
domestic prices, imports may rise by
less than 0.01 percent. Energy prices
will not be affected.
Social costs are estimated to be also
$0.49 billion in 2008 dollars. This is
estimated to made up of a $0.24 billion
loss in domestic consumer surplus, a
$0.25 billion loss in domestic producer
surplus, a $0.004 billion increase in rest
of the world surplus, and a $0.003
billion net loss associated with new
source costs and fuel savings not
modeled in a way that can be used to
attribute it to consumers and producers.
EPA performed a screening analysis
for impacts on small entities by
comparing compliance costs to sales/
revenues (e.g., sales and revenue tests).
EPA’s analysis found the tests were
typically higher for small entities
included in the screening analysis. EPA
has prepared an Initial Regulatory
Flexibility Analysis (IRFA) that
discusses alternative regulatory or
policy options that minimize this final
rule’s small entity impacts. It includes
key information about key results from
the Small Business Advocacy Review
(SBAR) panel. The IRFA is discussed in
section 5.2 of the report ‘‘Regulatory
Impact Analysis: National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers and Process Heater’’
located in the docket. EPA has also
prepared A Final Regulatory Flexibility
Analysis (FRFA) that is found in section
5 of the RIA.
In addition to estimating this rule’s
social costs and benefits, EPA has
estimated the employment impacts of
the final rule. We expect that the rule’s
direct impact on employment will be
small. We have not quantified the rule’s
indirect or induced impacts. For further
explanation and discussion of our
analysis, see Chapter 4 of the RIA.
D. What are the benefits?
The benefit categories associated with
the emission reduction anticipated for
this rule can be broadly categorized as
those benefits attributable to reduced
exposure to hazardous air pollutants
(HAPs) and those attributable to
exposure to other pollutants. Because
we were unable to monetize the benefits
associated with reducing HAPs, all
monetized benefits reflect
improvements in ambient PM2.5 and
ozone concentrations. This results in an
underestimate of the total monetized
benefits. We estimated the total
monetized benefits of this final
regulatory action to be $210 million to
$520 million (2008$, 3 percent discount
rate) in the implementation year (2014).
The monetized benefits at a 7 percent
discount rate are $190 million to $470
million (2008$). Using alternate
relationships between PM2.5 and
premature mortality supplied by
experts, higher and lower benefits
estimates are plausible, but most of the
expert-based estimates fall between
these two estimates.8 A summary of the
monetized benefits estimates at discount
rates of 3 percent and 7 percent are
provided in Table 6 of this preamble. A
summary of the avoided health benefits
are provided in Table 7 of this
preamble.
TABLE 6—SUMMARY OF THE MONETIZED BENEFITS ESTIMATES FOR THE FINAL BOILER AREA SOURCE RULE
[Millions of 2008$] 1
Emissions
reductions
(tons)
Pollutant
Direct PM2.5 ....................................................................................................................................
SO2 .................................................................................................................................................
678
3,197
Total ........................................................................................................................................
Total monetized benefits
(at 3%
discount rate)
Total monetized benefits
(at 7%
discount rate)
$79 to $190
130 to 320
$72 to $180
120 to 290
210 to 520
190 to 470
1 All
estimates are for the implementation year (2014), and are rounded to two significant figures so numbers may not sum across rows. All
fine particles are assumed to have equivalent health effects. Benefits from reducing HAP are not included. These estimates do not include energy disbenefits valued at less than $1 million. These benefits reflect existing boilers and 6,779 new boilers anticipated to come online by 2014.
TABLE 7—SUMMARY OF THE AVOIDED HEALTH INCIDENCES FOR THE FINAL BOILER MACT
srobinson on DSKHWCL6B1PROD with RULES4
Avoided
health
incidences
Avoided Premature Mortality ......................................................................................................................................................................
Avoided Morbidity:
Chronic Bronchitis ...............................................................................................................................................................................
Acute Myocardial Infarction .................................................................................................................................................................
Hospital Admissions, Respiratory ........................................................................................................................................................
Hospital Admissions, Cardiovascular ..................................................................................................................................................
Emergency Room Visits, Respiratory .................................................................................................................................................
Acute Bronchitis ...................................................................................................................................................................................
Work Loss Days .........................................................................................................................................................................................
Asthma Exacerbation ..................................................................................................................................................................................
Minor Restricted Activity Days ....................................................................................................................................................................
Lower Respiratory Symptoms ....................................................................................................................................................................
Upper Respiratory Symptoms ....................................................................................................................................................................
24 to 61
17
40
6
13
21
38
3,200
420
19,000
460
350
Note: All estimates are for the implementation year (2014), and are rounded to two significant figures and whole numbers. All fine particles are
assumed to have equivalent health effects. Benefits from reducing HAP are not included. These benefits reflect existing boilers and 6,779 new
boilers anticipated to come online by 2014.
8 Roman et al., 2008. Expert Judgment Assessment
of the Mortality Impact of Changes in Ambient Fine
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Particulate Matter in the U.S. Environ. Sci.
Technol., 42, 7, 2268—2274.
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These quantified benefits estimates
represent the human health benefits
associated with reducing exposure to
PM2.5. The PM reductions are the result
of emission limits on PM as well as
emission limits on other pollutants,
including HAP. To estimate the human
health benefits, we used the
environmental Benefits Mapping and
Analysis Program (BenMAP) model to
quantify the changes in PM2.5-related
health impacts and monetized benefits
based on changes in air quality. This
approach is consistent with the recently
proposed Transport Rule RIA.9
For this final rule, we have expanded
and updated the analysis since the
proposal in several important ways.
Using the Comprehensive Air Quality
Model with extensions (CAMx) model,
we are able to provide boiler sectorspecific air quality impacts attributable
to the emission reductions anticipated
from this final rule. We believe that this
modeling provides estimates that are
more appropriate for characterizing the
health impacts and monetized benefits
from boilers than the generic benefitper-ton estimates used for the proposal
analysis.
To generate the boiler sector-specific
benefit-per-ton estimates, we used
CAMx to convert emissions of direct
PM2.5 and PM2.5 precursors into changes
in ambient PM2.5 levels and BenMAP to
estimate the changes in human health
associated with that change in air
quality. Finally, the monetized health
benefits were divided by the emission
reductions to create the boiler sectorspecific benefit-per-ton estimates. These
models assume that all fine particles,
regardless of their chemical
composition, are equally potent in
causing premature mortality because
there is no clear scientific evidence that
would support the development of
differential effects estimates by particle
type. Directly emitted PM2.5 and SO2 are
the dominant PM2.5 precursors affected
by this rule. Even though we assume
that all fine particles have equivalent
health effects, the benefit-per-ton
estimates vary between precursors
because each ton of precursor reduced
has a different propensity to form PM2.5.
For example, SO2 has a lower benefitper-ton estimate than direct PM2.5
because it does not directly transform
into PM2.5, and because sulfate particles
formed from SO2 emissions can
transport many miles, including over
areas with low populations. Direct PM2.5
emissions convert directly into ambient
9 U.S. Environmental Protection Agency, 2010.
RIA for the Proposed Federal Transport Rule.
Prepared by Office of Air and Radiation. June.
Available on the Internet at https://www.epa.gov/ttn/
ecas/regdata/RIAs/proposaltrria_final.pdf.
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PM2.5, thus, to the extent that emissions
occur in population areas, exposures to
direct PM2.5 will tend to be higher, and
monetized health benefits will be higher
than for SO2 emissions.
Furthermore, CAMx modeling allows
us to model the reduced mercury
deposition that would occur as a result
of the estimated reductions of mercury
emissions. Although we are unable to
model mercury methylation and human
consumption of mercury-contaminated
fish, the mercury deposition maps
provide an improved qualitative
characterization of the mercury benefits
associated with this final rulemaking.
For context, it is important to note
that the magnitude of the PM benefits is
largely driven by the concentration
response function for premature
mortality. Experts have advised EPA to
consider a variety of assumptions,
including estimates based on both
empirical (epidemiological) studies and
judgments elicited from scientific
experts, to characterize the uncertainty
in the relationship between PM2.5
concentrations and premature mortality.
For this rule, we cite two key empirical
studies, one based on the American
Cancer Society cohort study 10 and the
extended Six Cities cohort study.11 In
the RIA for this rule, which is available
in the docket, we also include benefits
estimates derived from expert
judgments and other assumptions.
EPA strives to use the best available
science to support our benefits analyses.
We recognize that interpretation of the
science regarding air pollution and
health is dynamic and evolving. After
reviewing the scientific literature and
recent scientific advice, we have
determined that the no-threshold model
is the most appropriate model for
assessing the mortality benefits
associated with reducing PM2.5
exposure. Consistent with this recent
advice, we are replacing the previous
threshold sensitivity analysis with a
new LML assessment. While an LML
assessment provides some insight into
the level of uncertainty in the estimated
PM mortality benefits, EPA does not
view the LML as a threshold and
continues to quantify PM-related
mortality impacts using a full range of
modeled air quality concentrations.
Most of the estimated PM-related
benefits in this rule would accrue to
10 Pope et al, 2002. ‘‘Lung Cancer,
Cardiopulmonary Mortality, and Long-term
Exposure to Fine Particulate Air Pollution.’’ Journal
of the American Medical Association. 287:1132–
1141.
11 Laden et al., 2006. ‘‘Reduction in Fine
Particulate Air Pollution and Mortality.’’ American
Journal of Respiratory and Critical Care Medicine.
173:667–672.
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15581
populations exposed to higher levels of
PM2.5. Using the Pope, et al., (2002)
study, 79 percent of the population is
exposed at or above the LML of 7.5 μg/
m3. Using the Laden, et al., (2006)
study, 34 percent of the population is
exposed above the LML of 10 μg/m3. It
is important to emphasize that we have
high confidence in PM2.5-related effects
down to the lowest LML of the major
cohort studies. This fact is important,
because as we estimate PM-related
mortality among populations exposed to
levels of PM2.5 that are successively
lower, our confidence in the results
diminishes. However, our analysis
shows that the great majority of the
impacts occur at higher exposures.
It should be emphasized that the
monetized benefits estimates provided
above do not include benefits from
several important benefit categories,
including reducing other air pollutants,
ecosystem effects, and visibility
impairment. The benefits from reducing
other pollutants have not been
monetized in this analysis, including
reducing 1,100 tons of CO, 340 tons of
HCl, 8 tons of HF, 90 pounds of
mercury, and 320 tons of other metals
each year. Specifically, we were unable
to estimate the benefits associated with
HAPs that would be reduced as a result
of this rule due to data, resource, and
methodology limitations. Challenges in
quantifying the HAP benefits include a
lack of exposure-response functions,
uncertainties in emissions inventories
and background levels, the difficulty of
extrapolating risk estimates to low
doses, and the challenges of tracking
health progress for diseases with long
latency periods. Although we do not
have sufficient information or modeling
available to provide monetized
estimates for this rulemaking, we
include a qualitative assessment of the
health effects of these air pollutants in
the RIA for this rule, which is available
in the docket.
In addition, the monetized benefits
estimates provided in Table 6 do not
reflect the disbenefits associated with
increased electricity usage from
operation of the control devices. We
estimate that the increases in emissions
of CO2 would have disbenefits valued at
less than $1 million at a 3 percent
discount rate (average). CO2-related
disbenefits were calculated using the
social cost of carbon, which is discussed
further in the RIA. However, these
disbenefits do not change the rounded
total monetized benefits. In the RIA, we
also provide the monetized CO2
disbenefits using discount rates of 5
percent (average), 2.5 percent (average),
and 3 percent (95th percentile).
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This analysis does not include the
type of detailed uncertainty assessment
found in the 2006 PM2.5 NAAQS RIA or
2008 Ozone NAAQS RIA. However, the
benefits analyses in these RIAs provide
an indication of the sensitivity of our
results to various assumptions,
including the use of alternative
concentration-response functions and
the fraction of the population exposed
to low PM2.5 levels.
For more information on the benefits
analysis, please refer to the RIA for this
final rule that is available in the docket.
E. What are the water and solid waste
impacts?
EPA estimated that no additional
water usage would result from the
MACT floor level of control or GACT
requirement. The fabric filter,
multiclone, or combustion control
devices used to meet the standards of
this rule do not require any water to
operate, nor do they generate any
wastewater.
EPA estimated the additional solid
waste that would result from this rule to
be 1,800 tpy for existing sources due to
the dust and fly ash captured by
mercury and PM control devices. The
cost of handling the additional solid
waste generated from existing sources is
$75,700 per year. For new sources
installed by 2013, the EPA estimated the
additional solid waste that would result
from this rule to be 540 tpy for new
sources due to the dust and fly ash
captured by mercury and PM control
devices. The cost of handling the
additional solid waste generated from
new sources is $22,900 per year. These
costs are also accounted for in the
control costs estimates.
A discussion of the methodology used
to estimate impacts is presented in
‘‘Estimation of Impacts for Industrial,
Commercial, and Institutional Boilers
Area Source NESHAP’’ in the Docket.
trillion BTU per year of fuel can be
conserved. This fuel savings estimate
includes only those fuel savings
resulting from liquid and coal fuels and
it is based on the assumption that the
work practice standards will achieve 1
percent improvement in efficiency.
F. What are the energy impacts?
EPA expects an increase of
approximately 25 million kWh in
national annual energy usage from
existing sources as a result of this rule.
The increase results from the electricity
required to operate control devices
installed to meet this rule, such as fabric
filters. Additionally, for new sources
installed by 2013, EPA expects an
increase of approximately 8 million
kWh in national annual energy usage in
order to operate the control devices.
The Department of Energy has
conducted energy assessments at
selected manufacturing facilities and
reports that facilities can reduce fuel/
energy use by 10 to 15 percent by using
best practices to increase their energy
efficiency. Additionally, the EPA
expects work practice standards, such as
boiler tune-ups, and combustion
controls such as new replacement
burners, will improve the efficiency of
boilers. EPA estimates existing area
source facilities can save 20 trillion Btu
of fuel each year. For new sources
online by 2013, the EPA estimates 2.3
A. Executive Order 12866 and 13563:
Regulatory Planning and Review
VIII. Statutory and Executive Order
Review
Under section 3(f)(1) of Executive
Order 12866 (58 FR 51735, October 4,
1993) and 13563 (76 FR 3821, January
21, 2011), this action is an
‘‘economically significant regulatory
action’’ because it is likely to have an
annual effect on the economy of $100
million or more or adversely affect in a
material way the economy, a sector of
the economy, productivity, competition,
jobs, the environment, public health or
safety, or state, local, or tribal
governments or communities.
Accordingly, EPA submitted this action
to OMB for review under EO 12866 and
any changes in response to OMB
recommendations have been
documented in the docket for this
action.
In addition, EPA prepared an analysis
of the potential costs and benefits
associated with this action. This
analysis is contained in the Regulatory
Impact Analysis (RIA) report. For more
information on the costs and benefits for
this rule, see the following table.
SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE BOILER AREA SOURCE RULE IN
2014
[Millions of 2008$] 1
3% Discount rate
7% Discount rate
Final MACT/GACT Approach: Selected
Total Monetized Benefits 2 .............................................................................................................................
Total Social Costs 3 .......................................................................................................................................
Net Benefits ...................................................................................................................................................
Non-monetized Benefits ................................................................................................................................
$210 to $520
$190 to $470
$490
$490
¥$280 to $30
¥$300 to ¥$20
1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
320 tons of other metals
<1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
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Proposed MACT Approach: Alternative
Total Monetized Benefits 2 .............................................................................................................................
Total Social Costs 3 .......................................................................................................................................
Net Benefits ...................................................................................................................................................
Non-monetized Benefits ................................................................................................................................
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$200 to $490
$180 to $440
$850
$850
¥$650 to ¥$360 ¥$670 to ¥$410
1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
320 tons of other metals
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15583
SUMMARY OF THE MONETIZED BENEFITS, SOCIAL COSTS, AND NET BENEFITS FOR THE BOILER AREA SOURCE RULE IN
2014—Continued
[Millions of 2008$] 1
3% Discount rate
7% Discount rate
<1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
srobinson on DSKHWCL6B1PROD with RULES4
1 All estimates are for the implementation year (2014), and are rounded to two significant figures. These results include units anticipated to
come online and the lowest cost disposal assumption.
2 The total monetized benefits reflect the human health benefits associated with reducing exposure to PM
2.5 through reductions of directly emitted PM2.5 and PM2.5 precursors such as SO2. It is important to note that the monetized benefits include many but not all health effects associated
with PM2.5 exposure. Benefits are shown as a range from Pope et al. (2002) to Laden et al. (2006). These models assume that all fine particles,
regardless of their chemical composition, are equally potent in causing premature mortality because there is no clear scientific evidence that
would support the development of differential effects estimates by particle type. These estimates include energy disbenefits valued at less than
$1 million.
3 The methodology used to estimate social costs for one year in the multimarket model using surplus changes results in the same social costs
for both discount rates.
B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to OMB under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them. The ICR document
prepared by EPA has been assigned EPA
ICR number 2253.01. The recordkeeping
and reporting requirements in this rule
are based on the information collection
requirements in EPA’s NESHAP General
Provisions (40 CFR part 63, subpart A).
The recordkeeping and reporting
requirements in the General Provisions
are mandatory pursuant to CAA section
114 (42 U.S.C. 7414). All information
other than emissions data submitted to
EPA pursuant to the information
collection requirements for which a
claim of confidentiality is made is
safeguarded according to CAA section
114(c) and EPA’s implementing
regulations at 40 CFR part 2, subpart B.
This NESHAP would require
applicable one-time notifications
according to the NESHAP General
Provisions. Facility owners or operators
are required to include compliance
certifications for the work practices and
management practices in their
Notifications of Compliance Status.
Recordkeeping is required to
demonstrate compliance with emission
limits, work practices, management
practices, monitoring, and applicability
provisions. New affected facilities are
required to comply with the
requirements for startup, shutdown, and
malfunction reports and to submit a
compliance report if a deviation
occurred during the semiannual
reporting period.
When a malfunction occurs, sources
must report them according to the
applicable reporting requirements of
this Subpart JJJJJJ. An affirmative
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defense to civil penalties for
exceedances of emission limits that are
caused by malfunctions is available to a
source if it can demonstrate that certain
criteria and requirements are satisfied.
The criteria ensure that the affirmative
defense is available only where the
event that causes an exceedance of the
emission limit meets the narrow
definition of malfunction in 40 CFR 63.2
(sudden, infrequent, not reasonably
preventable and not caused by poor
maintenance and or careless operation)
and where the source took necessary
actions to minimize emissions. In
addition, the source must meet certain
notification and reporting requirements.
For example, the source must prepare a
written root cause analysis and submit
a written report to the Administrator
documenting that it has met the
conditions and requirements for
assertion of the affirmative defense.
To provide the public with an
estimate of the relative magnitude of the
burden associated with an assertion of
the affirmative defense position adopted
by a source, EPA provides an
administrative adjustment to this ICR
that shows what the notification,
recordkeeping and reporting
requirements associated with the
assertion of the affirmative defense
might entail. EPA’s estimate for the
required notification, reports and
records, including the root cause
analysis, totals $3,141 and is based on
the time and effort required of a source
to review relevant data, interview plant
employees, and document the events
surrounding a malfunction that has
caused an exceedance of an emission
limit. The estimate also includes time to
produce and retain the record and
reports for submission to EPA. EPA
provides this illustrative estimate of this
burden because these costs are only
incurred if there has been a violation
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and a source chooses to take advantage
of the affirmative defense.
The annual monitoring, reporting, and
recordkeeping burden for this collection
(averaged over the first 3 years after the
effective date of the standards) is
estimated to be $407 million. This
includes 2.7 million labor hours per
year at a cost of $254 million and total
non-labor capital costs of $153 million
per year. This estimate includes initial
and triennial performance tests,
conducting and documenting an energy
assessment, conducting and
documenting a tune-up, semiannual
excess emission reports, maintenance
inspections, developing a monitoring
plan, notifications, and recordkeeping.
Monitoring, testing, tune-up and energy
assessment costs were also included in
the cost estimates presented in the
control cost impacts estimates in
Section VII.B of this preamble. The total
burden for the federal government
(averaged over the first 3 years after the
effective date of the standard) is
estimated to be 286,000 hours per year
at a total labor cost of $13 million per
year. Burden is defined at 5 CFR
1320.3(b).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection displays a
currently valid OMB control number.
The OMB control numbers for EPA’s
regulations in 40 CFR part 63 are listed
in 40 CFR part 9. When this ICR is
approved by OMB, the Agency will
publish a technical amendment to 40
CFR part 9 in the Federal Register to
display the OMB control number for the
approved information collection
requirements contained in this final
rule.
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C. Regulatory Flexibility Act, as
Amended by the Small Business
Regulatory Enforcement Fairness Act of
1996
Pursuant to section 603 of the RFA,
EPA prepared an initial regulatory
flexibility analysis (IRFA) for the
proposed rule and convened a Small
Business Advocacy Review Panel to
obtain advice and recommendations of
representatives of the regulated small
entities. A detailed discussion of the
Panel’s advice and recommendations is
found in the final Panel Report (Docket
ID No. EPA–HQ–OAR–2002–0058–
0797). A summary of the Panel’s
recommendations is also presented in
the preamble to the proposed rule at 75
FR 32044–32045 (June 4, 2010). In the
proposed rule, EPA included provisions
consistent with four of the Panel’s
recommendations. As required by
section 604 of the RFA, we also
prepared a final regulatory flexibility
analysis (FRFA) the final rule.
The rule is intended to reduce
emissions of HAP as required under
section 112 of the CAA. Section II.A of
this preamble describes the reasons that
EPA is finalizing this action.
Many significant issues were raised
during the public comment period, and
EPA’s responses to those comments are
presented in section V of this preamble
or in the response to comments
document contained in the docket.
Significant changes to the rule that
resulted from the public comments are
described in section IV of the final rule’s
preamble.
The primary comments on the IRFA
were provided by SBA, with the
remainder of the comments generally
supporting SBA’s comments. Those
comments applicable to the proposal
regarding area source boilers included
the following: EPA should have adopted
additional subcategories, including the
following: Unit design type (e.g.
fluidized bed, stoker, fuel cell,
suspension burner), duty cycle,
geographic location, boiler size, burner
type (with and without low-NOX
burners), and hours of use (limited use);
EPA should have minimized facility
monitoring and reporting requirements;
EPA should not have proposed the
energy audit requirement; and EPA’s
proposed emissions standards are too
stringent.
In response to the comments on the
IRFA and other public comments, EPA
made the following changes to the final
rule. EPA is promulgating management
practice standards requiring the
implementation of a boiler tune-up
program for area source boilers in the
biomass and oil subcategories instead of
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the proposed CO emission limits. This
change will significantly reduce the
monitoring and testing costs for existing
and new biomass-fired and oil-fired area
source boilers. EPA also decreased
monitoring and testing costs for coalfired area source boilers by eliminating
the CO CEMS requirement for boilers
greater than 100 MMBtu/h. The final
rule also includes work practice
standards or management practice
standards, instead of emission limits, for
new area source boilers less than 10
MMBtu/h. Finally, EPA is finalizing
emission limits that are less stringent
than the proposed limits. The emission
limit changes are largely due to the
changes in data corrections and
incorporation of new data into the floor
calculations. Additional details on the
changes discussed in this paragraph are
included in sections IV and V of the
final rule’s preamble.
Table 5 of this preamble summarizes
the EPA estimates of the number of area
source facilities expected to be affected
by the area source rule. EPA does not
have sufficient information to estimate
the number of small entities expected to
be covered by the area source rule.
As discussed in section 5.1 of the RIA
for this rule, using these cost data and
the Census estimates of average
establishment receipts, a substantial
number of SUSB NAICS/enterprise
categories have ratios over 3%. The
following types of representative small
area source public facilities would have
cost-to-revenue ratios exceeding 1
percent but below 3 percent: Other
public facilities (ratio >1.7 percent) and
churches (ratio = 1.5 percent).
TABLE 5—ESTIMATED AFFECTED FACILITIES USING 13 STATE BOILER INSPECTOR
INVENTORY:
AREA
SOURCES
Total number
of affected
facilities in
SIC Code
SIC
01
02
07
09
14
16
17
20
23
24
26
40
41
42
43
44
45
47
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..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
..........................................
Frm 00032
Fmt 4701
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0
247
0
0
83
0
247
5,733
83
2,676
0
329
0
83
0
0
0
0
TABLE 5—ESTIMATED AFFECTED FACILITIES USING 13 STATE BOILER INSPECTOR
INVENTORY:
AREA
SOURCES—Continued
SIC
48 ..........................................
50 ..........................................
51 ..........................................
52 ..........................................
53 ..........................................
54 ..........................................
55 ..........................................
56 ..........................................
57 ..........................................
58 ..........................................
59 ..........................................
60 ..........................................
64 ..........................................
65 ..........................................
70 ..........................................
72 ..........................................
73 ..........................................
75 ..........................................
76 ..........................................
79 ..........................................
80 ..........................................
81 ..........................................
82 ..........................................
83 ..........................................
84 ..........................................
86 ..........................................
87 ..........................................
91 to 98 ................................
Unknown ...............................
Total number
of affected
facilities in
SIC Code
741
165
247
0
494
0
801
0
0
905
288
329
0
2,878
4,893
2,138
165
1,606
0
1,151
15,293
0
33,303
0
165
3,330
666
5,098
576
The information collection activities
in this ICR include initial and triennial
stack tests, fuel analyses, operating
parameter monitoring, continuous
oxygen monitoring for all coal-fired area
source boilers greater than 10 MMBtu/
h, certified energy assessments for area
source facilities having a boiler greater
than 10 MMBtu/h, biennial tune-ups,
preparation of a startup, shutdown,
malfunction plan (SSMP), preparation
of a site-specific monitoring plan and a
site-specific fuel monitoring plan, onetime and periodic reports, and the
maintenance of records. Based on 13
states’ inventories of boilers, there are
an estimated 92,000 existing facilities
with affected boilers. It is estimated that
53 percent are located in the private
sector and the remaining 47 percent are
located in the public sector. Of these,
only about 0.3 percent of the area source
facilities are subject to emission limits
and the testing and monitoring
requirements in the final rule. A table
included in the FRFA summarizes the
types and number of each type of small
entities expected to be affected by the
area source rule.
The Agency expects that persons with
knowledge of .pdf software, spreadsheet
and relational database programs will be
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necessary in order to prepare the report
or record. Based on experience with
previous emission stack testing, we
expect most facilities to contract out
preparation of the reports associated
with emission stack testing, including
creation of the Electronic Reporting
Tool submittal which will minimize the
need for in depth knowledge of
databases or spreadsheet software at the
source. We also expect affected sources
will need to work with web-based
applicability tools and flowcharts to
determine the requirements applicable
to them, knowledge of the heat input
capacity and fuel use of the combustion
units at each facility will be necessary
in order to develop the reports and
determine initial applicability to the
rule. Affected facilities will also need
skills associated with vendor selection
in order to identify service providers
that can help them complete their
compliance requirements, as necessary.
While EPA did make significant
changes based on public comment, EPA
is maintaining, but clarifying, the energy
assessment requirement. Some changes
to the energy assessment requirement
that will reduce costs for small entities
include a the following provisions: The
energy assessment for facilities with
affected boilers using less than 0.3
trillion Btu per year heat input will be
one day in length maximum. The boiler
system and energy use system
accounting for at least 50 percent of the
energy output will be evaluated to
identify energy savings opportunities,
within the limit of performing a one-day
energy assessment; and the energy
assessment for facilities with affected
boilers using 0.3 to 1.0 trillion Btu per
year will be 3 days in length maximum.
The boiler system and any energy use
system accounting for at least 33 percent
of the energy output will be evaluated
to identify energy savings opportunities,
within the limit of performing a 3-day
energy assessment. In addition, the final
rule allows facilities to use a previously
completed energy assessment to satisfy
the energy assessment requirement.
As required by section 212 of
SBREFA, EPA also is preparing a Small
Entity Compliance Guide to help small
entities comply with this rule. Small
entities will be able to obtain a copy of
the Small Entity Compliance guide at
the following Web site: https://
www.epa.gov/ttn/atw/boiler/
boilerpg.html.
D. Unfunded Mandates Reform Act of
1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
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their regulatory actions on state, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
we generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘federal mandates’’ that may result
in expenditures to state, local, and tribal
governments, in the aggregate, or to the
private sector, of $100 million or more
in any 1 year. Before promulgating a
rule for which a written statement is
needed, section 205 of the UMRA
generally requires us to identify and
consider a reasonable number of
regulatory alternatives and adopt the
least costly, most cost-effective or least
burdensome alternative that achieves
the objectives of this final rule. The
provisions of section 205 do not apply
when they are inconsistent with
applicable law. Moreover, section 205
allows us to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with this final
rule an explanation why that alternative
was not adopted. Before we establish
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, we must develop a small
government agency plan under section
203 of the UMRA. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of regulatory proposals
with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
We have determined that this rule
contains a Federal mandate that may
result in expenditures of $100 million or
more for state, local, and tribal
governments, in the aggregate, or the
private sector in any 1 year.
Accordingly, we have prepared a
written statement entitled ‘‘Unfunded
Mandates Reform Act Analysis for the
Boiler Area Source NESHAP’’ under
section 202 of the UMRA which is
summarized below.
1. Statutory Authority
As discussed in Section I of this
preamble, the statutory authority for this
rulemaking is CAA section 112. Title III
of the CAA was enacted to reduce
nationwide air toxic emissions. Section
112(b) of the CAA lists the 188
chemicals, compounds, or groups of
chemicals deemed by Congress to be
HAP. These toxic air pollutants are to be
regulated by NESHAP.
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Section 112(d) of the CAA requires us
to establish NESHAP for both major and
area sources of HAP that are listed for
regulation under CAA section 112(c).
CAA section 112(k)(3)(B) calls for EPA
to identify at least 30 HAP which, as the
result of emissions from area sources,
pose the greatest threat to public health
in the largest number of urban areas.
CAA section 112(c)(3) requires EPA to
list sufficient categories or subcategories
of area sources to ensure that area
sources representing 90 percent of the
emissions of the 30 urban HAP are
subject to regulation.
Under CAA section 112(d)(5), we may
elect to promulgate standards or
requirements for area sources based on
GACT used by those sources to reduce
emissions of HAP. Determining what
constitutes GACT involves considering
the control technologies and
management practices that are generally
available to the area sources in the
source category. We also consider the
standards applicable to major sources in
the analogous source category and, as
appropriate, the control technologies
and management practices at area and
major sources in similar categories, to
determine if the standards, technologies,
and/or practices are transferable and
generally available to area sources. In
determining GACT for a particular area
source category, we consider the costs
and economic impacts of available
control technologies and management
practices on that category.
While GACT may be a basis for
standards for most types of HAP emitted
from area source, CAA section 112(c)(6)
requires that source categories
accounting for emissions of the HAP
listed in CAA section 112(c)(6) be
subject to standards under CAA section
112(d)(2) for the listed pollutants. Thus,
CAA section 112(c)(6) requires that
emissions of each listed HAP for the
listed categories be subject to MACT
regulation. The CAA section 112(c)(6)
list of source categories includes
industrial boilers and institutional/
commercial boilers. Within these two
source categories, coal combustion, oil
combustion, and wood combustion have
been on the CAA section 112(c)(6) list
because of emissions of mercury and
POM. We currently believe that
regulation of coal-fired boilers will
ensure that we fulfill our obligation
under CAA section 112(c)(6) with
respect to mercury and POM reductions.
Consequently, we deem it reasonable to
regulate the coal-fired boilers under
MACT, rather than the biomass and oilfired boilers, to obtain additional
mercury and POM reductions towards
achieving the CAA section 112(c)(6)
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obligation. We are regulating biomassfired and oil-fired boilers under GACT.
This NESHAP will apply to all
existing and new industrial boilers,
institutional boilers, and commercial
boilers located at area sources. In
compliance with section 205(a) of the
UMRA, we identified and considered a
reasonable number of regulatory
alternatives. Additional information on
the costs and environmental impacts of
these regulatory alternatives is
presented in the docket.
The emission limits for existing area
source boilers are only applicable to
area source boilers that have a designed
heat input capacity of 10 MMBtu/h or
greater. The regulatory alternative upon
which the standards are based
represents the MACT floor for the listed
CAA section 112(c)(6) pollutants
(mercury and POM) for coal-fired units
and GACT for the other urban HAP
which formed the basis for the listing of
these two area source categories. The
standards will require new coal-fired
boilers to meet MACT-based emission
limits for mercury and CO (as a
surrogate for POM) and GACT-based
emission limits for PM (as a surrogate
for urban metals). New biomass and oilfired boilers will be required to meet
GACT for CO, which are tune-ups, and
GACT-based emission limits for PM.
Existing large coal-fired boilers will be
required to meet MACT-based emission
limits for mercury and CO for coal-fired
units, and existing large biomass and
oil-fired boilers will be subject to GACT,
which is a tune-up. As allowed under
CAA section 112(h), a work practice
standard requiring the implementation
of a tune-up program is being
established for existing and new area
source boilers with a designed heat
input capacity of less than 10 MMBtu/
h. An additional ‘‘beyond-the-floor’’
standard is being established for
existing area source facilities having an
affected boiler with a heat input
capacity of 10 MMBtu/h or greater that
requires the performance of an energy
assessment on the boiler and the facility
to identify cost-effective energy
conservation measures.
2. Social Costs and Benefits
The regulatory impact analysis
prepared for this final rule including the
Agency’s assessment of costs and
benefits, is detailed in the ‘‘Regulatory
Impact Analysis: National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers and Process
Heaters’’ in the docket. Based on
estimated compliance costs associated
with this final rule and the predicted
change in prices and production in the
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affected industries, the estimated social
costs of this final rule are $0.49 billion
(2008 dollars).
It is estimated that 3 years after
implementation of this final rule, HAP
will be reduced by hundreds of tons,
including reductions in metallic HAP
including mercury, hydrochloric acid,
hydrogen fluoride, and several other
organic HAP from area source boilers.
Studies have determined a relationship
between exposure to these HAP and the
onset of cancer; however, the Agency is
unable to provide a monetized estimate
of the HAP benefits at this time. In
addition, there are reductions in PM2.5
and in SO2 that will occur, including
678 tons of PM2.5 and 3,197 tons of SO2.
These reductions occur within 3 years
after the implementation of the
regulation and are expected to continue
throughout the life of the affected
sources. The major health effect
associated with reducing PM2.5 and
PM2.5 precursors (such as SO2) is a
reduction in premature mortality. Other
health effects associated with PM2.5
emission reductions include avoiding
cases of chronic bronchitis, heart
attacks, asthma attacks, and work-lost
days (i.e., days when employees are
unable to work). While we are unable to
monetize the benefits associated with
the HAP emissions reductions, we are
able to monetize the benefits associated
with the PM2.5 and SO2 emissions
reductions. For SO2.5 and PM2.5, we
estimated the benefits associated with
health effects of PM but were unable to
quantify all categories of benefits
(particularly those associated with
ecosystem and visibility effects). Our
estimates of the monetized benefits in
2013 associated with the
implementation of this final rule range
from $0.21 billion (2008 dollars) to
$0.52 billion (2008 dollars) when using
a 3 percent discount rate (or from $0.19
billion (2008 dollars) to $0.47 billion
(2008 dollars) when using a 7 percent
discount rate. The general approach
used to value benefits is discussed in
more detail in Section VII.D of this
preamble. For more detailed
information on the benefits estimated
for the rulemaking, refer to the RIA in
the docket.
3. Future and Disproportionate Costs
The Unfunded Mandates Reform Act
requires that we estimate, where
accurate estimation is reasonably
feasible, future compliance costs
imposed by this final rule and any
disproportionate budgetary effects. Our
estimates of the future compliance costs
of this final rule are discussed in
Section VII.C of this preamble.
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We do not believe that there will be
any disproportionate budgetary effects
of this final rule on any particular areas
of the country, state or local
governments, types of communities
(e.g., urban, rural), or particular industry
segments. See the results of the
‘‘Economic Impact Analysis of the
Proposed Industrial Boilers and Process
Heaters NESHAP,’’ the results of which
are discussed in Section VII.C of this
preamble.
4. Effects on the National Economy
The Unfunded Mandates Reform Act
requires that we estimate the effect of
the proposed rule on the national
economy. To the extent feasible, we
must estimate the effect on productivity,
economic growth, full employment,
creation of productive jobs, and
international competitiveness of the
U.S. goods and services, if we determine
that accurate estimates are reasonably
feasible and that such effect is relevant
and material.
The nationwide economic impact of
this final rule is presented in the
Economic Impact Analysis chapter
(Section 4) of the RIA in the docket.
This analysis provides estimates of the
effect of this final rule on some of the
categories mentioned above. The results
of the economic impact analysis are
summarized in Section VII.C of this
preamble. The results show that there
will be a small impact on prices and
output (less than 0.01 percent). In
addition, there should be little impact
on energy markets (in this case, coal,
natural gas, petroleum products, and
electricity). Hence, the potential impacts
on the categories mentioned above
should be small.
5. Consultation With Government
Officials
The Unfunded Mandates Reform Act
requires that we describe the extent of
the Agency’s prior consultation with
affected state, local, and tribal officials,
summarize the officials’ comments or
concerns, and summarize our response
to those comments or concerns. In
addition, section 203 of the UMRA
requires that we develop a plan for
informing and advising small
governments that may be significantly
or uniquely impacted by a proposal.
Consistent with the intergovernmental
consultation provisions of section 204 of
the UMRA, EPA has initiated
consultations with governmental
entities affected by this rule. EPA
invited the following 10 national
organizations representing state and
local elected officials to a meeting held
on March 24, 2010 in Washington, DC:
(1) National Governors Association; (2)
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National Conference of State
Legislatures, (3) Council of State
Governments, (4) National League of
Cities, (5) U.S. Conference of Mayors, (6)
National Association of Counties, (7)
International City/County Management
Association, (8) National Association of
Towns and Townships, (9) County
Executives of America, and (10)
Environmental Council of States. These
10 organizations of elected state and
local officials have been identified by
EPA as the ‘‘Big 10’’ organizations
appropriate to contact for purpose of
consultation with elected officials. The
purposes of the consultation were to
provide general background on the
proposal, answer questions, and solicit
input from state/local governments.
During the meeting, officials expressed
uncertainty with regard to how boilers
owned/operated by state and local
entities would be impacted, as well as
with regard to the potential burden
associated with implementing this final
rule on state and local entities. To that
end, officials requested and EPA
provided (1) model boiler costs, (2)
inventory of area source boilers (coal,
oil, biomass only) for the 13 states for
which we have an inventory, and (3)
information on potential size of boilers
used for various facility types and sizes.
EPA has not received additional
questions or requests from state or local
officials.
Consistent with section 205, EPA
identified and considered a reasonable
number of regulatory alternatives.
Because an initial screening analysis for
impact on small entities indicated a
likely significant impact for substantial
numbers, EPA convened a SBAR Panel
to obtain advice and recommendation of
representatives of the small entities that
potentially would be subject to the
requirements of this final rule. As part
of that process, EPA considered several
options. Those options included
establishing emission limits,
establishing work practice standards,
and establishing work practice
standards and requiring an energy
assessment. The regulatory alternative
selected is a combination of the options
considered and includes provisions
regarding each of the SBAR Panel’s
recommendations for area source
boilers. The recommendations regard
the use of subcategories, work practice
standards, and compliance costs (see
section IX.C of this preamble for more
detail on the RFA).
EPA determined subcategories based
on boiler type to be appropriate because
different types of units have different
emission characteristics which may
affect the feasibility and effectiveness of
emission control. Thus, this final rule
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identifies three subcategories of area
source boilers: (1) Boilers designed for
coal firing, (2) boilers designed for
biomass firing, and (3) boilers designed
for oil firing.
The emission limits for existing and
new area source boilers are only
applicable to area source boilers that
have a designed heat input capacity of
10 MMBtu/h or greater. A work practice
standard (for mercury from coal-fired
boilers and for POM from all boilers) or
management practice (for all other HAP,
including mercury from biomass-fired
and oil-fired boilers) requiring the
implementation of a tune-up program is
being established for existing area
source boilers with a designed heat
input capacity of less than 10 MMBtu/
h. The regulatory alternative upon
which the standards are based
represents the MACT floor for mercury
and POM (CO is used as a surrogate for
POM) for coal-fired boilers, and GACT
for the other urban HAP (PM is used as
a surrogate for urban HAP metals and
CO is used as a surrogate for urban
organic pollutants) for new coal,
biomass, and oil-fired boilers. An
additional ‘‘beyond-the-floor’’ standard
is being established for existing area
source facilities having an affected
boiler with a heat input capacity of 10
MMBtu/h or greater that requires the
performance of an energy assessment on
the boiler and the facility to identify
cost-effective energy conservation
measures.
The use of surrogate pollutants will
result in reduced compliance costs
because testing is only required for the
surrogate pollutants (i.e., CO and PM)
versus for the HAP (i.e., POM and
metals). The work practice standard/
management practice also will result in
reduced compliance costs with respect
to monitoring/testing for the smaller
existing area source boilers. EPA’s
exemption of area source facilities from
title V permit requirements also will
reduce burden on area source boiler
facilities.
This rule is not subject to the
requirements of section 203 of the
UMRA because it contains no regulatory
requirements that might significantly or
uniquely affect small governments.
While some small governments may
have boilers that will be affected by this
final rule, EPA’s analysis shows that
other public facilities that are located at
area source facilities owned by small
entities will not have cost-to-revenue
ratios exceeding 10 percent. Hospitals’
and schools’ revenue tests fall below 1
percent. Because this final rule’s
requirements apply equally to boilers
owned and/or operated by governments
and to boilers owned and/or operated by
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private entities, there will be no
requirements that uniquely apply to
such governments or impose any
disproportionate impacts on them.
E. Executive Order 13132: Federalism
Under Executive Order 13132, EPA
may not issue an action that has
federalism implications, that imposes
substantial direct compliance costs, and
that is not required by statute, unless
the federal government provides the
funds necessary to pay the direct
compliance costs incurred by state and
local governments, or EPA consults with
state and local officials early in the
process of developing the proposed
action.
EPA has concluded that this action
may have federalism implications,
because it may impose substantial direct
compliance costs on state or local
governments, and the federal
government will not provide the funds
necessary to pay those costs.
Accordingly, EPA provides the
following federalism summary impact
statement as required by section 6(b) of
Executive Order 13132.
Based on the estimates in EPA’s RIA
for today’s action, the regulatory option
may have federalism implications
because the action may impose
approximately $276 million in annual
direct compliance costs on an estimated
57,000 state or local governments. Boiler
inventories for the health services,
educational services, and governmentowned buildings sectors from 13 States
were used to estimate the nationwide
number of potentially impacted state or
local governments. Because the
inventories for these sectors include
privately owned and federal government
owned facilities, the estimate may
include many facilities that are not state
or local government owned. Table 8 of
this preamble presents estimates of the
number of potentially impacted state
and local governments and their
potential annual compliance costs for
each of the three sectors. In addition to
an estimate of the total number of
potentially impacted facilities, estimates
for facilities with small boilers and for
facilities with large boilers are
presented. Small boilers (boilers with
heat input capacity of less than 10
MMBtu/h) will be subject to a work
practice standard or management
practice that requires a boiler tune-up
every 2 years. Large coal-fired boilers
(boilers with heat input capacity of 10
MMBtu/h or greater) will be subject to
emission limits for mercury and CO.
Large biomass and oil-fired boilers will
be subject to a biennial boiler tune-up
requirement for CO. All facilities with
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large boilers will be required to conduct
a one-time energy assessment.
TABLE 8—STATE AND LOCAL GOVERNMENTS POTENTIALLY IMPACTED BY THE STANDARDS FOR BOILERS AT AREA SOURCE
FACILITIES
Number of potentially impacted
facilities
Sector
Total
Small
Annual compliance costs to meet standards
($)
Large
Health Services .........................................
Educational Services ................................
Government-Owned Buildings ..................
17,206
34,052
5,796
15,293
33,303
5,098
1,913
749
698
$84 million.
159 million.
33 million.
Total ...................................................
57,054
53,694
3,360
276 million.
EPA consulted with state and local
officials in the process of developing the
action to permit them to have
meaningful and timely input into its
development. EPA met with 10 national
organizations representing state and
local elected officials to provide general
background on the proposed rule,
answer questions, and solicit input from
state/local governments. The UMRA
discussion in Section IX.D of this
preamble includes a description of the
consultation. As required by section 8(a)
of Executive Order 13132, EPA included
a certification from its Federalism
Official stating that EPA had met the
Executive Order’s requirements in a
meaningful and timely manner, when it
sent the draft of this final action to OMB
for review pursuant to Executive Order
12866. A copy of this certification has
been included in the public version of
the official record for this final action.
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications, as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000). This final rule imposes
requirements on owners and operators
of specified area sources and not tribal
governments. We do not know of any
industrial, commercial, or institutional
boilers owned or operated by Indian
tribal governments. However, if there
are any, the effect of this final rule on
communities of tribal governments
would not be unique or
disproportionate to the effect on other
communities. Thus, Executive Order
13175 does not apply to this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because the Agency does
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not believe the environmental health
risks or safety risks addressed by this
action present a disproportionate risk to
children. In addition, this action is not
subject to Executive Order 13045
because this final rule is based solely on
technology performance.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant energy
action’’ as defined in Executive Order
13211 (66 FR 28355 (May 22, 2001))
because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy. We
estimate no significant changes for the
energy sector for price, production, or
imports. For more information on the
estimated energy effects, please refer to
Section VI of this preamble. The
analysis is available in the public
docket.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act (NTTAA) of 1995 (Pub. L. 104–113,
Section 12(d), 15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards (VCS) in its regulatory
activities, unless to do so would be
inconsistent with applicable law or
otherwise impractical. The VCS are
technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by VCS
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency does not
use available and applicable VCS.
This final rule involves technical
standards. EPA cites the following
standards in this final rule: EPA
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Methods 1, 2, 2F, 2G, 3A, 3B, 4, 5, 5D,
10, 10A, 10B, 17, 19, 29 of 40 CFR part
60; 101A of 40 CFR part 61; and
voluntary consensus standards:
American Society of Mechanical
Engineers (ASME) PTC 19 (manual
methods only), American Society for
Testing and Materials (ASTM) D6522–
00, ASTM D6784–02, ASTM D2234/
D2234M–10, ASTM D6323–98, ASTM
D2013–04, ASTM D5198–92, ASTM
D5865–04, ASTM E711–87, ASTM
D3173–03, ASTM E871–82, and ASTM
D6722–01.
Consistent with the NTTAA, EPA
conducted searches to identify
voluntary consensus standards in
addition to these EPA methods. No
applicable voluntary consensus
standards were identified as alternatives
for EPA Methods 2F, 2G, 5D, and 19.
The search and review results are in the
docket for this rule.
The search for emissions
measurement procedures identified 16
other voluntary consensus standards.
EPA determined that these 16 standards
identified for measuring emissions of
the HAP or surrogates subject to
emission standards in this rule were
impractical alternatives to EPA test
methods for the purposes of this rule.
Therefore, EPA did not adopt these
standards for this purpose. The reasons
for the determinations for the 16
methods can be found in the docket to
this rule.
Table 4 to subpart JJJJJJ of this rule
lists the testing methods included in the
regulation. Under 40 CFR 63.7(f) and
63.8(f) of the General Provisions, a
source may apply to EPA for permission
to use alternative test methods or
alternative monitoring requirements in
place of any required testing methods,
performance specifications, or
procedures.
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes federal
executive policy on environmental
justice (EJ). Its main provision directs
federal agencies, to the greatest extent
practicable and permitted by law, to
make EJ part of their mission by
identifying and addressing, as
appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations, low-income, and tribal
populations in the United States.
This action establishes national
emission standards for industrial,
commercial, and institutional boilers
that are area sources. The industrial
boiler source category includes boilers
used in manufacturing, processing,
mining, refining, or any other industry.
The commercial boiler source category
includes boilers used in commercial
establishments such as stores/malls,
laundries, apartments, restaurants,
theatres, and hotels/motels. The
institutional boiler source category
includes boilers used in medical centers
(e.g., hospitals, clinics, nursing homes),
educational and religious facilities (e.g.,
schools, universities, places of worship),
and municipal buildings (e.g.,
courthouses, arts centers, prisons).
There are approximately 92,000
facilities affected by this final rule, most
of which are small entities. By the
defined nature of the category, many of
these sources are located in close
proximity to residential areas,
commercial centers, and other locations
where large numbers of people live and
work.
Due to the large number of these
sources, their nation-wide dispersal,
and the absence of site specific
coordinates, EPA is unable to examine
the distributions of exposures and
health risks attributable to these sources
among different socio-demographic
groups for this rule, or to relate the
locations of expected emission
reductions to the locations of current
poor air quality. However, this final rule
is anticipated to have substantial
emissions reductions of toxic air
pollutants (see Table 2 of this
preamble), some of which are potential
carcinogens, neurotoxins, and
respiratory irritants. This final rule will
also result in reductions in criteria
pollutants such as CO, PM, SO2, as well
as ozone precursors.
Because of the close proximity of
these source categories to people, the
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substantial emission reductions of air
toxics resulting from the
implementation of this rule is
anticipated to have health benefits for
all persons living or going near these
types of sources. (Please refer to the RIA
for this rulemaking, which is available
in the docket.) For example, there will
be reductions of mercury emissions
which will reduce potential exposures
due to the atmospheric deposition of
mercury for populations such as
subsistence fisherman. In addition,
there will be reductions in other air
toxics which can cause adverse health
effects such as ozone precursors that
contribute to ‘‘smog.’’ EPA has
determined that this rule will not have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations
because it increases the level of
environmental protection for all affected
populations without having any
disproportionately high and adverse
human health or environmental effects
on any population, including any
minority, low-income, or tribal
populations.
EPA defines ‘‘Environmental Justice’’
to include meaningful involvement of
all people regardless of race, color,
national origin, or income with respect
to the development, implementation,
and enforcement of environmental laws,
regulations, and polices. To promote
meaningful involvement, EPA has
developed an EJ communication
strategy to ensure that interested
communities have access to this rule,
are aware of its content, and have an
opportunity to comment. In addition,
state and federal permitting
requirements will provide state and
local governments and communities the
opportunity to provide their comments
on the permit conditions associated
with permitting these sources.
K. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating this final rule must
submit a rule report, which includes a
copy of this final rule, to each House of
the Congress and to the Comptroller
General of the United States. EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of this final rule in the
Federal Register. A major rule cannot
take effect until 60 days after it is
published in the Federal Register. This
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15589
action is a ‘‘major rule’’ as defined by 5
U.S.C. 804(2). This rule will be effective
May 20, 2011.
List of Subjects in 40 CFR Part 63
Environmental protection,
Administrative practice and procedure,
Air pollution control, Hazardous
substances, Intergovernmental relations,
Incorporation by reference, Reporting
and recordkeeping requirements.
Dated: February 21, 2011.
Lisa P. Jackson,
Administrator.
For the reasons stated in the
preamble, title 40, chapter I, part 63 of
the Code of Federal Regulations is
amended as follows:
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart A—[Amended]
2. Section 63.14 is amended by:
a. Revising paragraphs (b)(27), (b)(35),
(b)(39) through (44), (b)(47) through
(52), (b)(57), (b)(61), (b)(64), and (i)(1).
■ b. Removing and reserving paragraphs
(b)(45), (b)(46), (b)(55), (b)(56), (b)(58)
through (60), and (b)(62).
■ c. Adding paragraphs (b)(66) through
(68).
■ d. Adding paragraphs (p) and (q).
■
■
§ 63.14
Incorporation by reference.
*
*
*
*
*
(b) * * *
(27) ASTM D6522–00, Standard Test
Method for Determination of Nitrogen
Oxides, Carbon Monoxide, and Oxygen
Concentrations in Emissions from
Natural Gas Fired Reciprocating
Engines, Combustion Turbines, Boilers,
and Process Heaters Using Portable
Analyzers, IBR approved for
§ 63.9307(c)(2).
*
*
*
*
*
(35) ASTM D6784–02 (Reapproved
2008) Standard Test Method for
Elemental, Oxidized, Particle-Bound
and Total Mercury in Flue Gas
Generated from Coal-Fired Stationary
Sources (Ontario Hydro Method),
approved April 1, 2008, IBR approved
for table 1 to subpart DDDDD of this
part, table 2 to subpart DDDDD of this
part, table 5 to subpart DDDDD, table 12
to subpart DDDDD of this part, and table
4 to subpart JJJJJJ of this part.
*
*
*
*
*
(39) ASTM Method D388–05,
Standard Classification of Coals by
Rank, approved September 15, 2005,
IBR approved for § 63.7575 and
§ 63.11237.
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
(40) ASTM D396–10 Standard
Specification for Fuel Oils, approved
October 1, 2010, IBR approved for
§ 63.7575.
(41) ASTM Method D1835–05,
Standard Specification for Liquefied
Petroleum (LP) Gases, approved April 1,
2005, IBR approved for § 63.7575 and
§ 63.11237.
(42) ASTM D2013/D2013M–09
Standard Practice for Preparing Coal
Samples for Analysis, approved
November 1, 2009, IBR approved for
table 6 to subpart DDDDD of this part
and table 5 to subpart JJJJJJ of this part.
(43) ASTM D2234/D2234M–10
Standard Practice for Collection of a
Gross Sample of Coal, approved January
1, 2010, IBR approved for table 6 to
subpart DDDDD of this part and table 5
to subpart JJJJJJ of this part.
(44) ASTM D3173–03 (Reapproved
2008) Standard Test Method for
Moisture in the Analysis Sample of Coal
and Coke, approved February 1, 2008,
IBR approved for table 6 to subpart
DDDDD of this part and table 5 to
subpart JJJJJJ of this part.
*
*
*
*
*
(47) ASTM D5198–09 Standard
Practice for Nitric Acid Digestion of
Solid Waste, approved February 1, 2009,
IBR approved for table 6 to subpart
DDDDD of this part and table 5 to
subpart JJJJJJ of this part.
(48) ASTM D5865–10a Standard Test
Method for Gross Calorific Value of Coal
and Coke, approved May 1, 2010, IBR
approved for table 6 to subpart DDDDD
of this part and table 5 to subpart JJJJJJ
of this part.
(49) ASTM D6323–98 (Reapproved
2003), Standard Guide for Laboratory
Subsampling of Media Related to Waste
Management Activities, approved
August 10, 2003, IBR approved for table
6 to subpart DDDDD of this part and
table 5 to subpart JJJJJJ of this part.
(50) ASTM E711–87 (Reapproved
2004) Standard Test Method for Gross
Calorific Value of Refuse-Derived Fuel
by the Bomb Calorimeter, approved
August 28, 1987, IBR approved for table
6 to subpart DDDDD of this part and
table 5 to subpart JJJJJJ of this part.
(51) ASTM E776–87 (Reapproved
2009) Standard Test Method for Forms
of Chlorine in Refuse-Derived Fuel,
approved July 1, 2009, IBR approved for
table 6 to subpart DDDDD of this part.
(52) ASTM E871–82 (Reapproved
2006) Standard Test Method for
Moisture Analysis of Particulate Wood
Fuels, approved November 1, 2006, IBR
approved for table 6 to subpart DDDDD
of this part and table 5 to subpart JJJJJJ
of this part.
*
*
*
*
*
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(57) ASTM D6721–01 (Reapproved
2006) Standard Test Method for
Determination of Chlorine in Coal by
Oxidative Hydrolysis Microcoulometry,
approved April 1, 2006, IBR approved
for table 6 to subpart DDDDD of this
part.
*
*
*
*
*
(61) ASTM D6722–01 (Reapproved
2006) Standard Test Method for Total
Mercury in Coal and Coal Combustion
Residues by the Direct Combustion
Analysis, approved April 1, 2006, IBR
approved for Table 6 to subpart DDDDD
and Table 5 to subpart JJJJJJ of this part.
*
*
*
*
*
(64) ASTM D6522–00 (Reapproved
2005), Standard Test Method for
Determination of Nitrogen Oxides,
Carbon Monoxide, and Oxygen
Concentrations in Emissions from
Natural Gas Fired Reciprocating
Engines, Combustion Turbines, Boilers,
and Process Heaters Using Portable
Analyzers, approved October 1, 2005,
IBR approved for table 4 to subpart
ZZZZ of this part, table 5 to subpart
DDDDD of this part, and table 4 to
subpart JJJJJJ of this part.
*
*
*
*
*
(66) ASTM D4084–07 Standard Test
Method for Analysis of Hydrogen
Sulfide in Gaseous Fuels (Lead Acetate
Reaction Rate Method), approved June
1, 2007, IBR approved for table 6 to
subpart DDDDD of this part.
(67) ASTM D5954–98 (Reapproved
2006), Test Method for Mercury
Sampling and Measurement in Natural
Gas by Atomic Absorption
Spectroscopy, approved December 1,
2006, IBR approved for table 6 to
subpart DDDDD of this part.
(68) ASTM D6350–98 (Reapproved
2003) Standard Test Method for
Mercury Sampling and Analysis in
Natural Gas by Atomic Fluorescence
Spectroscopy, approved May 10, 2003,
IBR approved for table 6 to subpart
DDDDD of this part.
(i) * * *
(1) ANSI/ASME PTC 19.10–1981,
‘‘Flue and Exhaust Gas Analyses [Part
10, Instruments and Apparatus],’’ IBR
approved for §§ 63.309(k)(1)(iii),
63.865(b), 63.3166(a)(3),
63.3360(e)(1)(iii), 63.3545(a)(3),
63.3555(a)(3), 63.4166(a)(3),
63.4362(a)(3), 63.4766(a)(3),
63.4965(a)(3), 63.5160(d)(1)(iii),
63.9307(c)(2), 63.9323(a)(3),
63.11148(e)(3)(iii), 63.11155(e)(3),
63.11162(f)(3)(iii) and (f)(4),
63.11163(g)(1)(iii) and (g)(2),
63.11410(j)(1)(iii), 63.11551(a)(2)(i)(C),
table 5 to subpart DDDDD of this part,
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table 1 to subpart ZZZZZ of this part,
and table 4 to subpart JJJJJJ of this part.
*
*
*
*
*
(p) The following material is available
from the U.S. Environmental Protection
Agency, 1200 Pennsylvania Avenue,
NW., Washington, DC 20460, (202) 272–
0167, https://www.epa.gov.
(1) National Emission Standards for
Hazardous Air Pollutants (NESHAP) for
Integrated Iron and Steel Plants—
Background Information for Proposed
Standards, Final Report, EPA–453/R–
01–005, January 2001, IBR approved for
§ 63.7491(g).
(2) Office Of Air Quality Planning
And Standards (OAQPS), Fabric Filter
Bag Leak Detection Guidance, EPA–454/
R–98–015, September 1997, IBR
approved for § 63.7525(j)(2) and
§ 63.11224(f)(2).
(3) SW–846–3020A, Acid Digestion of
Aqueous Samples And Extracts For
Total Metals For Analysis By GFAA
Spectroscopy, Revision 1, July 1992, in
EPA Publication No. SW–846, Test
Methods for Evaluating Solid Waste,
Physical/Chemical Methods, Third
Edition, IBR approved for table 6 to
subpart DDDDD of this part and table 5
to subpart JJJJJJ of this part.
(4) SW–846–3050B, Acid Digestion of
Sediments, Sludges, And Soils, Revision
2, December 1996, in EPA Publication
No. SW–846, Test Methods for
Evaluating Solid Waste, Physical/
Chemical Methods, Third Edition, IBR
approved for table 6 to subpart DDDDD
of this part and table 5 to subpart JJJJJJ
of this part.
(5) SW–846–7470A, Mercury In
Liquid Waste (Manual Cold-Vapor
Technique), Revision 1, September
1994, in EPA Publication No. SW–846,
Test Methods for Evaluating Solid
Waste, Physical/Chemical Methods,
Third Edition, IBR approved for table 6
to subpart DDDDD of this part and table
5 to subpart JJJJJJ of this part.
(6) SW–846–7471B, Mercury In Solid
Or Semisolid Waste (Manual ColdVapor Technique), Revision 2, February
2007, in EPA Publication No. SW–846,
Test Methods for Evaluating Solid
Waste, Physical/Chemical Methods,
Third Edition, IBR approved for table 6
to subpart DDDDD of this part and table
5 to subpart JJJJJJ of this part.
(7) SW–846–9250, Chloride
(Colorimetric, Automated Ferricyanide
AAI), Revision 0, September 1986, in
EPA Publication No. SW–846, Test
Methods for Evaluating Solid Waste,
Physical/Chemical Methods, Third
Edition, IBR approved for table 6 to
subpart DDDDD of this part.
(q) The following material is available
for purchase from the International
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Standards Organization (ISO), 1, ch. de
la Voie-Creuse, Case postale 56, CH–
1211 Geneva 20, Switzerland, +41 22
749 01 11, https://www.iso.org/iso/
home.htm.
(1) ISO 6978–1:2003(E), Natural Gas—
Determination of Mercury—Part 1:
Sampling of Mercury by Chemisorption
on Iodine, First edition, October 15,
2003, IBR approved for table 6 to
subpart DDDDD of this part.
(2) ISO 6978–2:2003(E), Natural gas—
Determination of Mercury—Part 2:
Sampling of Mercury by Amalgamation
on Gold/Platinum Alloy, First edition,
October 15, 2003, IBR approved for table
6 to subpart DDDDD of this part.
■ 3. Part 63 is amended by adding
subpart JJJJJJ to read as follows:
Subpart JJJJJJ—National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers Area Sources
Sec.
What This Subpart Covers
63.11193 Am I subject to this subpart?
63.11194 What is the affected source of this
subpart?
63.11195 Are any boilers not subject to this
subpart?
63.11196 What are my compliance dates?
Emission Limits, Work Practice Standards,
Emission Reduction Measures, and
Management Practices
63.11200 What are the subcategories of
boilers?
63.11201 What standards must I meet?
General Compliance Requirements
63.11205 What are my general requirements
for complying with this subpart?
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Initial Compliance Requirements
63.11210 What are my initial compliance
requirements and by what date must I
conduct them?
63.11211 How do I demonstrate initial
compliance with the emission limits?
63.11212 What stack tests and procedures
must I use for the performance tests?
63.11213 What fuel analyses and
procedures must I use for the
performance tests?
63.11214 How do I demonstrate initial
compliance with the work practice
standard, emission reduction measures,
and management practice?
Continuous Compliance Requirements
63.11220 When must I conduct subsequent
performance tests?
63.11221 How do I monitor and collect data
to demonstrate continuous compliance?
63.11222 How do I demonstrate continuous
compliance with the emission limits?
63.11223 How do I demonstrate continuous
compliance with the work practice and
management practice standards?
63.11224 What are my monitoring,
installation, operation, and maintenance
requirements?
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63.11225 What are my notification,
reporting, and recordkeeping
requirements?
63.11226 How can I assert an affirmative
defense if I exceed an emission limit
during a malfunction?
Other Requirements and Information
63.11235 What parts of the General
Provisions apply to me?
63.11236 Who implements and enforces
this subpart?
63.11237 What definitions apply to this
subpart?
Table 1 to Subpart JJJJJJ of Part 63—Emission
Limits
Table 2 to Subpart JJJJJJ of Part 63—Work
Practice Standards
Table 3 to Subpart JJJJJJ of Part 63—Operating
Limits for Boilers With Emission Limits
Table 4 to Subpart JJJJJJ of Part 63—
Performance (Stack) Testing
Requirements
Table 5 to Subpart JJJJJJ of Part 63—Fuel
Analysis Requirements
Table 6 to Subpart JJJJJJ of Part 63 —
Establishing Operating Limit
Table 7 to Subpart JJJJJJ of Part 63—
Demonstrating Continuous Compliance
Table 8 to Subpart JJJJJJ of Part 63—
Applicability of General Provisions to
Subpart JJJJJJ
Subpart JJJJJJ—National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers Area Sources
What This Subpart Covers
§ 63.11193
Am I subject to this subpart?
You are subject to this subpart if you
own or operate an industrial,
commercial, or institutional boiler as
defined in § 63.11237 that is located at,
or is part of, an area source of hazardous
air pollutants (HAP), as defined in
§ 63.2, except as specified in § 63.11195.
§ 63.11194 What is the affected source of
this subpart?
(a) This subpart applies to each new,
reconstructed, or existing affected
source as defined in paragraphs (a)(1)
and (2) of this section.
(1) The affected source is the
collection of all existing industrial,
commercial, and institutional boilers
within a subcategory (coal, biomass,
oil), as listed in § 63.11200 and defined
in § 63.11237, located at an area source.
(2) The affected source of this subpart
is each new or reconstructed industrial,
commercial, or institutional boiler
within a subcategory, as listed in
§ 63.11200 and as defined in § 63.11237,
located at an area source.
(b) An affected source is an existing
source if you commenced construction
or reconstruction of the affected source
on or before June 4, 2010.
(c) An affected source is a new source
if you commenced construction or
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reconstruction of the affected source
after June 4, 2010 and you meet the
applicability criteria at the time you
commence construction.
(d) A boiler is a new affected source
if you commenced fuel switching from
natural gas to solid fossil fuel, biomass,
or liquid fuel after June 4, 2010.
(e) If you are an owner or operator of
an area source subject to this subpart,
you are exempt from the obligation to
obtain a permit under 40 CFR part 70 or
part 71 as a result of this subpart. You
may, however, be required to obtain a
title V permit due to another reason or
reasons. See 40 CFR 70.3(a) and (b) or
71.3(a) and (b). Notwithstanding the
exemption from title V permitting for
area sources under this subpart, you
must continue to comply with the
provisions of this subpart.
§ 63.11195 Are any boilers not subject to
this subpart?
The types of boilers listed in
paragraphs (a) through (g) of this section
are not subject to this subpart and to any
requirements in this subpart.
(a) Any boiler specifically listed as, or
included in the definition of, an affected
source in another standard(s) under this
part.
(b) Any boiler specifically listed as an
affected source in another standard(s)
established under section 129 of the
Clean Air Act.
(c) A boiler required to have a permit
under section 3005 of the Solid Waste
Disposal Act or covered by subpart EEE
of this part (e.g., hazardous waste
boilers).
(d) A boiler that is used specifically
for research and development. This
exemption does not include boilers that
solely or primarily provide steam (or
heat) to a process or for heating at a
research and development facility. This
exemption does not prohibit the use of
the steam (or heat) generated from the
boiler during research and development,
however, the boiler must be
concurrently and primarily engaged in
research and development for the
exemption to apply.
(e) A gas-fired boiler as defined in this
subpart.
(f) A hot water heater as defined in
this subpart.
(g) Any boiler that is used as a control
device to comply with another subpart
of this part, provided that at least 50
percent of the heat input to the boiler is
provided by the gas stream that is
regulated under another subpart.
§ 63.11196
dates?
What are my compliance
(a) If you own or operate an existing
affected boiler, you must achieve
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compliance with the applicable
provisions in this subpart as specified in
paragraphs (a)(1) through (3) of this
section.
(1) If the existing affected boiler is
subject to a work practice or
management practice standard of a tuneup, you must achieve compliance with
the work practice or management
standard no later than March 21, 2012.
(2) If the existing affected boiler is
subject to emission limits, you must
achieve compliance with the emission
limits no later than March 21, 2014.
(3) If the existing affected boiler is
subject to the energy assessment
requirement, you must achieve
compliance with the energy assessment
requirement no later than March 21,
2014.
(b) If you start up a new affected
source on or before May 20, 2011, you
must achieve compliance with the
provisions of this subpart no later than
May 20, 2011.
(c) If you start up a new affected
source after May 20, 2011, you must
achieve compliance with the provisions
of this subpart upon startup of your
affected source.
(d) If you own or operate an
industrial, commercial, or institutional
boiler and would be subject to this
subpart except for the exemption in
§ 63.11195(b) for commercial and
industrial solid waste incineration units
covered by 40 CFR part 60, subpart
CCCC or subpart DDDD, and you cease
combusting solid waste, you must be in
compliance with this subpart on the
effective date of the waste to fuel
switch.
Emission Limits, Work Practice
Standards, Emission Reduction
Measures, and Management Practices
§ 63.11200
boilers?
What are the subcategories of
The subcategories of boilers are coal,
biomass, and oil. Each subcategory is
defined in § 63.11237.
srobinson on DSKHWCL6B1PROD with RULES4
§ 63.11201
What standards must I meet?
(a) You must comply with each
emission limit specified in Table 1 to
this subpart that applies to your boiler.
(b) You must comply with each work
practice standard, emission reduction
measure, and management practice
specified in Table 2 to this subpart that
applies to your boiler. An energy
assessment completed on or after
January 1, 2008 that meets the
requirements in Table 2 to this subpart
satisfies the energy assessment portion
of this requirement.
(c) You must comply with each
operating limit specified in Table 3 to
this subpart that applies to your boiler.
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(d) These standards apply at all times.
General Compliance Requirements
§ 63.11205 What are my general
requirements for complying with this
subpart?
(a) At all times you must operate and
maintain any affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
you to make any further efforts to
reduce emissions if levels required by
this standard have been achieved.
Determination of whether such
operation and maintenance procedures
are being used will be based on
information available to the
Administrator that may include, but is
not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the source.
(b) You can demonstrate compliance
with any applicable mercury emission
limit using fuel analysis if the emission
rate calculated according to
§ 63.11211(c) is less than the applicable
emission limit. Otherwise, you must
demonstrate compliance using stack
testing.
(c) If you demonstrate compliance
with any applicable emission limit
through performance stack testing and
subsequent compliance with operating
limits (including the use of continuous
parameter monitoring system), with a
CEMS, or with a COMS, you must
develop a site-specific monitoring plan
according to the requirements in
paragraphs (c)(1) through (3) of this
section for the use of any CEMS, COMS,
or continuous parameter monitoring
system. This requirement also applies to
you if you petition the EPA
Administrator for alternative monitoring
parameters under § 63.8(f).
(1) For each continuous monitoring
system required in this section
(including CEMS, COMS, or continuous
parameter monitoring system), you must
develop, and submit to the delegated
authority for approval upon request, a
site-specific monitoring plan that
addresses paragraphs (c)(1)(i) through
(vi) of this section. You must submit
this site-specific monitoring plan, if
requested, at least 60 days before your
initial performance evaluation of your
CMS. This requirement to develop and
submit a site specific monitoring plan
does not apply to affected sources with
existing monitoring plans that apply to
CEMS and COMS prepared under
Appendix B to part 60 of this chapter
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and which meet the requirements of
§ 63.11224.
(i) Installation of the continuous
monitoring system sampling probe or
other interface at a measurement
location relative to each affected process
unit such that the measurement is
representative of control of the exhaust
emissions (e.g., on or downstream of the
last control device);
(ii) Performance and equipment
specifications for the sample interface,
the pollutant concentration or
parametric signal analyzer, and the data
collection and reduction systems; and
(iii) Performance evaluation
procedures and acceptance criteria (e.g.,
calibrations).
(iv) Ongoing operation and
maintenance procedures in accordance
with the general requirements of
§ 63.8(c)(1)(ii), (c)(3), and (c)(4)(ii);
(v) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 63.8(d); and
(vi) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 63.10(c)
(as applicable in Table 8 to this
subpart), (e)(1), and (e)(2)(i).
(2) You must conduct a performance
evaluation of each CMS in accordance
with your site-specific monitoring plan.
(3) You must operate and maintain
the CMS in continuous operation
according to the site-specific monitoring
plan.
Initial Compliance Requirements
§ 63.11210 What are my initial compliance
requirements and by what date must I
conduct them?
(a) You must demonstrate initial
compliance with each emission limit
specified in Table 1 to this subpart that
applies to you by either conducting
performance (stack) tests, as applicable,
according to § 63.11212 and Table 4 to
this subpart or, for mercury, conducting
fuel analyses, as applicable, according
to § 63.11213 and Table 5 to this
subpart.
(b) For existing affected boilers that
have applicable emission limits, you
must demonstrate initial compliance no
later than 180 days after the compliance
date that is specified in § 63.11196 and
according to the applicable provisions
in § 63.7(a)(2).
(c) For existing affected boilers that
have applicable work practice
standards, management practices, or
emission reduction measures, you must
demonstrate initial compliance no later
than the compliance date that is
specified in § 63.11196 and according to
the applicable provisions in § 63.7(a)(2).
(d) For new or reconstructed affected
sources, you must demonstrate initial
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§ 63.11211 How do I demonstrate initial
compliance with the emission limits?
srobinson on DSKHWCL6B1PROD with RULES4
(a) For affected boilers that
demonstrate compliance with any of the
emission limits of this subpart through
performance (stack) testing, your initial
compliance requirements include
conducting performance tests according
to § 63.11212 and Table 4 to this
subpart, conducting a fuel analysis for
each type of fuel burned in your boiler
according to § 63.11213 and Table 5 to
this subpart, establishing operating
limits according to § 63.11222, Table 6
to this subpart and paragraph (b) of this
section, as applicable, and conducting
continuous monitoring system (CMS)
performance evaluations according to
§ 63.11224. For affected boilers that
burn a single type of fuel, you are
exempted from the compliance
requirements of conducting a fuel
Where:
P90 = 90th percentile confidence level
mercury concentration, in pounds per
million Btu.
mean = Arithmetic average of the fuel
mercury concentration in the fuel
samples analyzed according to
§ 63.11213, in units of pounds per
million Btu.
SD = Standard deviation of the mercury
concentration in the fuel samples
analyzed according to § 63.11213, in
units of pounds per million Btu.
t = t distribution critical value for 90th
percentile (0.1) probability for the
appropriate degrees of freedom (number
of samples minus one) as obtained from
a Distribution Critical Value Table.
(3) To demonstrate compliance with
the applicable mercury emission limit,
the emission rate that you calculate for
your boiler using Equation 1 of this
section must be less than the applicable
mercury emission limit.
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analysis for each type of fuel burned in
your boiler. For purposes of this
subpart, boilers that use a supplemental
fuel only for startup, unit shutdown,
and transient flame stability purposes
still qualify as affected boilers that burn
a single type of fuel, and the
supplemental fuel is not subject to the
fuel analysis requirements under
§ 63.11213 and Table 5 to this subpart.
(b) You must establish parameter
operating limits according to paragraphs
(b)(1) through (4) of this section.
(1) For a wet scrubber, you must
establish the minimum liquid flowrate
and pressure drop as defined in
§ 63.11237, as your operating limits
during the three-run performance stack
test. If you use a wet scrubber and you
conduct separate performance stack
tests for particulate matter and mercury
emissions, you must establish one set of
minimum scrubber liquid flowrate and
pressure drop operating limits. If you
conduct multiple performance stack
tests, you must set the minimum liquid
flowrate and pressure drop operating
limits at the highest minimum values
established during the performance
stack tests.
(2) For an electrostatic precipitator
operated with a wet scrubber, you must
establish the minimum voltage and
secondary amperage (or total electric
power input), as defined in § 63.11237,
as your operating limits during the
three-run performance stack test. (These
operating limits do not apply to
electrostatic precipitators that are
operated as dry controls without a wet
scrubber.)
(3) For activated carbon injection, you
must establish the minimum activated
carbon injection rate, as defined in
§ 63.11237, as your operating limit
during the three-run performance stack
test.
(4) The operating limit for boilers
with fabric filters that demonstrate
continuous compliance through bag leak
detection systems is that a bag leak
detection system be installed according
to the requirements in § 63.11224, and
that each fabric filter must be operated
such that the bag leak detection system
alarm does not sound more than 5
percent of the operating time during a
6-month period.
(c) If you elect to demonstrate
compliance with an applicable mercury
emission limit through fuel analysis,
you must conduct fuel analyses
according to § 63.11213 and Table 5 to
this subpart and follow the procedures
in paragraphs (c)(1) through (3) of this
section.
(1) If you burn more than one fuel
type, you must determine the fuel type,
or mixture, you could burn in your
boiler that would result in the
maximum emission rates of mercury.
(2) You must determine the 90th
percentile confidence level fuel mercury
concentration of the composite samples
analyzed for each fuel type using
Equation 1 of this section.
§ 63.11212 What stack tests and
procedures must I use for the performance
tests?
and until the next performance stack
test, you must comply with the
operating limit for operating load
conditions specified in Table 3 to this
subpart.
(d) You must conduct a minimum of
three separate test runs for each
performance stack test required in this
section, as specified in § 63.7(e)(3) and
in accordance with the provisions in
Table 4 to this subpart.
(e) To determine compliance with the
emission limits, you must use the F–
Factor methodology and equations in
sections 12.2 and 12.3 of EPA Method
19 of appendix A–7 to part 60 of this
chapter to convert the measured
particulate matter concentrations and
the measured mercury concentrations
that result from the initial performance
test to pounds per million Btu heat
input emission rates.
(a) You must conduct all performance
tests according to § 63.7(c), (d), (f), and
(h). You must also develop a sitespecific test plan according to the
requirements in § 63.7(c).
(b) You must conduct each stack test
according to the requirements in Table
4 to this subpart.
(c) You must conduct performance
stack tests at the representative
operating load conditions while burning
the type of fuel or mixture of fuels that
have the highest emissions potential for
each regulated pollutant, and you must
demonstrate initial compliance and
establish your operating limits based on
these performance stack tests. For
subcategories with more than one
emission limit, these requirements
could result in the need to conduct
more than one performance stack test.
Following each performance stack test
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compliance no later than 180 calendar
days after March 21, 2011 or within 180
calendar days after startup of the source,
whichever is later, according to
§ 63.7(a)(2)(ix).
(e) For affected boilers that ceased
burning solid waste consistent with
§ 63.11196(d), you must demonstrate
compliance within 60 days of the
effective date of the waste-to-fuel
switch. If you have not conducted your
compliance demonstration for this
subpart within the previous 12 months,
you must complete all compliance
demonstrations before you commence or
recommence combustion of solid waste.
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§ 63.11213 What fuel analyses and
procedures must I use for the performance
tests?
(a) You must conduct fuel analyses
according to the procedures in
paragraphs (b) and (c) of this section
and Table 5 to this subpart, as
applicable. You are not required to
conduct fuel analyses for fuels used for
only startup, unit shutdown, and
transient flame stability purposes. You
are required to conduct fuel analyses
only for fuels and units that are subject
to emission limits for mercury in Table
1 of this subpart.
(b) At a minimum, you must obtain
three composite fuel samples for each
fuel type according to the procedures in
Table 5 to this subpart. Each composite
sample must consist of a minimum of
three samples collected at
approximately equal intervals during a
test run period.
(c) Determine the concentration of
mercury in the fuel in units of pounds
per million Btu of each composite
sample for each fuel type according to
the procedures in Table 5 to this
subpart.
srobinson on DSKHWCL6B1PROD with RULES4
§ 63.11214 How do I demonstrate initial
compliance with the work practice
standard, emission reduction measures,
and management practice?
(a) If you own or operate an existing
or new coal-fired boiler with a heat
input capacity of less than 10 million
Btu per hour, you must conduct a
performance tune-up according to
§ 63.11223(b) and you must submit a
signed statement in the Notification of
Compliance Status report that indicates
that you conducted a tune-up of the
boiler.
(b) If you own or operate an existing
or new biomass-fired boiler or an
existing or new oil-fired boiler, you
must conduct a performance tune-up
according to § 63.11223(b) and you must
submit a signed statement in the
Notification of Compliance Status report
that indicates that you conducted a
tune-up of the boiler.
(c) If you own or operate an existing
affected boiler with a heat input
capacity of 10 million Btu per hour or
greater, you must submit a signed
certification in the Notification of
Compliance Status report that an energy
assessment of the boiler and its energy
use systems was completed and submit,
upon request, the energy assessment
report.
(d) If you own or operate a boiler
subject to emission limits in Table 1 of
this subpart, you must minimize the
boiler’s startup and shutdown periods
following the manufacturer’s
recommended procedures, if available.
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If manufacturer’s recommended
procedures are not available, you must
follow recommended procedures for a
unit of similar design for which
manufacturer’s recommended
procedures are available. You must
submit a signed statement in the
Notification of Compliance Status report
that indicates that you conducted
startups and shutdowns according to the
manufacturer’s recommended
procedures or procedures specified for a
boiler of similar design if
manufacturer’s recommended
procedures are not available.
Continuous Compliance Requirements
between no more than 37 months after
the previous performance test.
(e) If you demonstrate compliance
with the mercury emission limit based
on fuel analysis, you must conduct a
fuel analysis according to § 63.11213 for
each type of fuel burned monthly. If you
plan to burn a new type of fuel or fuel
mixture, you must conduct a fuel
analysis before burning the new type of
fuel or mixture in your boiler. You must
recalculate the mercury emission rate
using Equation 1 of § 63.11211. The
recalculated mercury emission rate must
be less than the applicable emission
limit.
§ 63.11220 When must I conduct
subsequent performance tests?
§ 63.11221 How do I monitor and collect
data to demonstrate continuous
compliance?
(a) If your boiler has a heat input
capacity of 10 million Btu per hour or
greater, you must conduct all applicable
performance (stack) tests according to
§ 63.11212 on an triennial basis, unless
you follow the requirements listed in
paragraphs (b) through (d) of this
section. Triennial performance tests
must be completed no more than 37
months after the previous performance
test, unless you follow the requirements
listed in paragraphs (b) through (d) of
this section.
(b) You can conduct performance
stack tests less often for particulate
matter or mercury if your performance
stack tests for the pollutant for at least
3 consecutive years show that your
emissions are at or below 75 percent of
the emission limit, and if there are no
changes in the operation of the affected
source or air pollution control
equipment that could increase
emissions. In this case, you do not have
to conduct a performance stack test for
that pollutant for the next 2 years. You
must conduct a performance stack test
during the third year and no more than
37 months after the previous
performance stack test.
(c) If your boiler continues to meet the
emission limit for particulate matter or
mercury, you may choose to conduct
performance stack tests for the pollutant
every third year if your emissions are at
or below 75 percent of the emission
limit, and if there are no changes in the
operation of the affected source or air
pollution control equipment that could
increase emissions, but each such
performance stack test must be
conducted no more than 37 months after
the previous performance test.
(d) If you have an applicable CO
emission limit, you must conduct
triennial performance tests for CO
according to § 63.11212. Each triennial
performance test must be conducted
(a) You must monitor and collect data
according to this section.
(b) You must operate the monitoring
system and collect data at all required
intervals at all times the affected source
is operating except for periods of
monitoring system malfunctions or outof-control periods, repairs associated
with monitoring system malfunctions or
out-of-control periods (see section
63.8(c)(7) of this part), and required
monitoring system quality assurance or
quality control activities including, as
applicable, calibration checks and
required zero and span adjustments. A
monitoring system malfunction is any
sudden, infrequent, not reasonably
preventable failure of the monitoring
system to provide valid data.
Monitoring system failures that are
caused in part by poor maintenance or
careless operation are not malfunctions.
You are required to effect monitoring
system repairs in response to
monitoring system malfunctions or outof-control periods and to return the
monitoring system to operation as
expeditiously as practicable.
(c) You may not use data recorded
during monitoring system malfunctions
or out-of-control periods, repairs
associated with monitoring system
malfunctions or out-of-control periods,
or required monitoring system quality
assurance or control activities in
calculations used to report emissions or
operating levels. You must use all the
data collected during all other periods
in assessing the operation of the control
device and associated control system.
(d) Except for periods of monitoring
system malfunctions or out-of-control
periods, repairs associated with
monitoring system malfunctions or outof-control periods, and required
monitoring system quality assurance or
quality control activities including, as
applicable, calibration checks and
required zero and span adjustments,
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failure to collect required data is a
deviation of the monitoring
requirements.
srobinson on DSKHWCL6B1PROD with RULES4
§ 63.11222 How do I demonstrate
continuous compliance with the emission
limits?
(a) You must demonstrate continuous
compliance with each emission limit
and operating limit in Tables 1 and 3 to
this subpart that applies to you
according to the methods specified in
Table 7 to this subpart and to
paragraphs (a)(1) through (4) of this
section.
(1) Following the date on which the
initial compliance demonstration is
completed or is required to be
completed under §§ 63.7 and 63.11196,
whichever date comes first, you must
continuously monitor the operating
parameters. Operation above the
established maximum, below the
established minimum, or outside the
allowable range of the operating limits
specified in paragraph (a) of this section
constitutes a deviation from your
operating limits established under this
subpart, except during performance
tests conducted to determine
compliance with the emission and
operating limits or to establish new
operating limits. Operating limits are
confirmed or reestablished during
performance tests.
(2) If you have an applicable mercury
or PM emission limit, you must keep
records of the type and amount of all
fuels burned in each boiler during the
reporting period to demonstrate that all
fuel types and mixtures of fuels burned
would result in lower emissions of
mercury than the applicable emission
limit (if you demonstrate compliance
through fuel analysis), or result in lower
fuel input of mercury than the
maximum values calculated during the
last performance stack test (if you
demonstrate compliance through
performance stack testing).
(3) If you have an applicable mercury
emission limit and you plan to burn a
new type of fuel, you must determine
the mercury concentration for any new
fuel type in units of pounds per million
Btu, using the procedures in Equation 1
of § 63.11211 based on supplier data or
your own fuel analysis, and meet the
requirements in paragraphs (a)(3)(i) or
(ii) of this section.
(i) The recalculated mercury emission
rate must be less than the applicable
emission limit.
(ii) If the mercury concentration is
higher than mercury fuel input during
the previous performance test, then you
must conduct a new performance test
within 60 days of burning the new fuel
type or fuel mixture according to the
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procedures in § 63.11212 to demonstrate
that the mercury emissions do not
exceed the emission limit.
(4) If your unit is controlled with a
fabric filter, and you demonstrate
continuous compliance using a bag leak
detection system, you must initiate
corrective action within 1 hour of a bag
leak detection system alarm and operate
and maintain the fabric filter system
such that the alarm does not sound
more than 5 percent of the operating
time during a 6-month period. You must
also keep records of the date, time, and
duration of each alarm, the time
corrective action was initiated and
completed, and a brief description of the
cause of the alarm and the corrective
action taken. You must also record the
percent of the operating time during
each 6-month period that the alarm
sounds. In calculating this operating
time percentage, if inspection of the
fabric filter demonstrates that no
corrective action is required, no alarm
time is counted. If corrective action is
required, each alarm is counted as a
minimum of 1 hour. If you take longer
than 1 hour to initiate corrective action,
the alarm time is counted as the actual
amount of time taken to initiate
corrective action.
(b) You must report each instance in
which you did not meet each emission
limit and operating limit in Tables 1 and
3 to this subpart that apply to you.
These instances are deviations from the
emission limits in this subpart. These
deviations must be reported according
to the requirements in § 63.11225.
§ 63.11223 How do I demonstrate
continuous compliance with the work
practice and management practice
standards?
(a) For affected sources subject to the
work practice standard or the
management practices of a tune-up, you
must conduct a biennial performance
tune-up according to paragraphs (b) of
this section and keep records as
required in § 63.11225(c) to demonstrate
continuous compliance. Each biennial
tune-up must be conducted no more
than 25 months after the previous tuneup.
(b) You must conduct a tune-up of the
boiler biennially to demonstrate
continuous compliance as specified in
paragraphs (b)(1) through (7) of this
section.
(1) As applicable, inspect the burner,
and clean or replace any components of
the burner as necessary (you may delay
the burner inspection until the next
scheduled unit shutdown, but you must
inspect each burner at least once every
36 months).
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(2) Inspect the flame pattern, as
applicable, and adjust the burner as
necessary to optimize the flame pattern.
The adjustment should be consistent
with the manufacturer’s specifications,
if available.
(3) Inspect the system controlling the
air-to-fuel ratio, as applicable, and
ensure that it is correctly calibrated and
functioning properly.
(4) Optimize total emissions of carbon
monoxide. This optimization should be
consistent with the manufacturer’s
specifications, if available.
(5) Measure the concentrations in the
effluent stream of carbon monoxide in
parts per million, by volume, and
oxygen in volume percent, before and
after the adjustments are made
(measurements may be either on a dry
or wet basis, as long as it is the same
basis before and after the adjustments
are made).
(6) Maintain onsite and submit, if
requested by the Administrator, biennial
report containing the information in
paragraphs (b)(6)(i) through (iii) of this
section.
(i) The concentrations of CO in the
effluent stream in parts per million, by
volume, and oxygen in volume percent,
measured before and after the tune-up of
the boiler.
(ii) A description of any corrective
actions taken as a part of the tune-up of
the boiler.
(iii) The type and amount of fuel used
over the 12 months prior to the biennial
tune-up of the boiler.
(7) If the unit is not operating on the
required date for a tune-up, the tune-up
must be conducted within one week of
startup.
(c) If you own or operate an existing
or new coal-fired boiler with a heat
input capacity of 10 million Btu per
hour or greater, you must minimize the
boiler’s time spent during startup and
shutdown following the manufacturer’s
recommended procedures and you must
submit a signed statement in the
Notification of Compliance Status report
that indicates that you conducted
startups and shutdowns according to the
manufacturer’s recommended
procedures.
§ 63.11224 What are my monitoring,
installation, operation, and maintenance
requirements?
(a) If your boiler is subject to a carbon
monoxide emission limit in Table 1 to
this subpart, you must install, operate,
and maintain a continuous oxygen
monitor according to the procedures in
paragraphs (a)(1) through (6) of this
section by the compliance date specified
in § 63.11196. The oxygen level shall be
monitored at the outlet of the boiler.
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(1) Each monitor must be installed,
operated, and maintained according to
the applicable procedures under
Performance Specification 3 at 40 CFR
part 60, appendix B, and according to
the site-specific monitoring plan
developed according to paragraph (c) of
this section.
(2) You must conduct a performance
evaluation of each CEMS according to
the requirements in § 63.8(e) and
according to Performance Specification
3 at 40 CFR part 60, appendix B.
(3) Each CEMS must complete a
minimum of one cycle of operation
(sampling, analyzing, and data
recording) for each successive 15minute period.
(4) The CEMS data must be reduced
as specified in § 63.8(g)(2).
(5) You must calculate and record the
12-hour block average concentrations.
(6) For purposes of calculating data
averages, you must use all the data
collected during all periods in assessing
compliance, excluding data collected
during periods when the monitoring
system malfunctions or is out of control,
during associated repairs, and during
required quality assurance or control
activities (including, as applicable,
calibration checks and required zero
and span adjustments). Monitoring
failures that are caused in part by poor
maintenance or careless operation are
not malfunctions. Any period for which
the monitoring system malfunctions or
is out of control and data are not
available for a required calculation
constitutes a deviation from the
monitoring requirements. Periods when
data are unavailable because of required
quality assurance or control activities
(including, as applicable, calibration
checks and required zero and span
adjustments) do not constitute
monitoring deviations.
(b) If you are using a control device
to comply with the emission limits
specified in Table 1 to this subpart, you
must maintain each operating limit in
Table 3 to this subpart that applies to
your boiler as specified in Table 7 to
this subpart. If you use a control device
not covered in Table 3 to this subpart,
or you wish to establish and monitor an
alternative operating limit and
alternative monitoring parameters, you
must apply to the United States
Environmental Protection Agency (EPA)
Administrator for approval of
alternative monitoring under § 63.8(f).
(c) If you demonstrate compliance
with any applicable emission limit
through stack testing and subsequent
compliance with operating limits, you
must develop a site-specific monitoring
plan according to the requirements in
paragraphs (c)(1) through (4) of this
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section. This requirement also applies to
you if you petition the EPA
Administrator for alternative monitoring
parameters under § 63.8(f).
(1) For each continuous monitoring
system (CMS) required in this section,
you must develop, and submit to the
EPA Administrator for approval upon
request, a site-specific monitoring plan
that addresses paragraphs (b)(1)(i)
through (iii) of this section. You must
submit this site-specific monitoring plan
(if requested) at least 60 days before
your initial performance evaluation of
your CMS.
(i) Installation of the CMS sampling
probe or other interface at a
measurement location relative to each
affected unit such that the measurement
is representative of control of the
exhaust emissions (e.g., on or
downstream of the last control device).
(ii) Performance and equipment
specifications for the sample interface,
the pollutant concentration or
parametric signal analyzer, and the data
collection and reduction systems.
(iii) Performance evaluation
procedures and acceptance criteria (e.g.,
calibrations).
(2) In your site-specific monitoring
plan, you must also address paragraphs
(b)(2)(i) through (iii) of this section.
(i) Ongoing operation and
maintenance procedures in accordance
with the general requirements of
§ 63.8(c)(1), (3), and (4)(ii).
(ii) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 63.8(d).
(iii) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 63.10(c),
(e)(1), and (e)(2)(i).
(3) You must conduct a performance
evaluation of each CMS in accordance
with your site-specific monitoring plan.
(4) You must operate and maintain
the CMS in continuous operation
according to the site-specific monitoring
plan.
(d) If you have an operating limit that
requires the use of a CMS, you must
install, operate, and maintain each
continuous parameter monitoring
system according to the procedures in
paragraphs (d)(1) through (5) of this
section.
(1) The continuous parameter
monitoring system must complete a
minimum of one cycle of operation for
each successive 15-minute period. You
must have a minimum of four
successive cycles of operation to have a
valid hour of data.
(2) Except for monitoring
malfunctions, associated repairs, and
required quality assurance or control
activities (including, as applicable,
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calibration checks and required zero
and span adjustments), you must
conduct all monitoring in continuous
operation at all times that the unit is
operating. A monitoring malfunction is
any sudden, infrequent, not reasonably
preventable failure of the monitoring to
provide valid data. Monitoring failures
that are caused in part by poor
maintenance or careless operation are
not malfunctions.
(3) For purposes of calculating data
averages, you must not use data
recorded during monitoring
malfunctions, associated repairs, out of
control periods, or required quality
assurance or control activities. You
must use all the data collected during
all other periods in assessing
compliance. Any period for which the
monitoring system is out-of-control and
data are not available for a required
calculation constitutes a deviation from
the monitoring requirements.
(4) Determine the 12-hour block
average of all recorded readings, except
as provided in paragraph (d)(3) of this
section.
(5) Record the results of each
inspection, calibration, and validation
check.
(e) If you have an applicable opacity
operating limit under this rule, you
must install, operate, certify and
maintain each continuous opacity
monitoring system (COMS) according to
the procedures in paragraphs (e)(1)
through (7) of this section by the
compliance date specified in § 63.11196.
(1) Each COMS must be installed,
operated, and maintained according to
Performance Specification 1 of 40 CFR
part 60, appendix B.
(2) You must conduct a performance
evaluation of each COMS according to
the requirements in § 63.8 and
according to Performance Specification
1 of 40 CFR part 60, appendix B.
(3) As specified in § 63.8(c)(4)(i), each
COMS must complete a minimum of
one cycle of sampling and analyzing for
each successive 10-second period and
one cycle of data recording for each
successive 6-minute period.
(4) The COMS data must be reduced
as specified in § 63.8(g)(2).
(5) You must include in your sitespecific monitoring plan procedures and
acceptance criteria for operating and
maintaining each COMS according to
the requirements in § 63.8(d). At a
minimum, the monitoring plan must
include a daily calibration drift
assessment, a quarterly performance
audit, and an annual zero alignment
audit of each COMS.
(6) You must operate and maintain
each COMS according to the
requirements in the monitoring plan
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and the requirements of § 63.8(e).
Identify periods the COMS is out of
control including any periods that the
COMS fails to pass a daily calibration
drift assessment, a quarterly
performance audit, or an annual zero
alignment audit.
(7) You must determine and record all
the 1-hour block averages collected for
periods during which the COMS is not
out of control.
(f) If you use a fabric filter bag leak
detection system to comply with the
requirements of this subpart, you must
install, calibrate, maintain, and
continuously operate the bag leak
detection system as specified in
paragraphs (f)(1) through (8) of this
section.
(1) You must install and operate a bag
leak detection system for each exhaust
stack of the fabric filter.
(2) Each bag leak detection system
must be installed, operated, calibrated,
and maintained in a manner consistent
with the manufacturer’s written
specifications and recommendations
and in accordance with EPA–454/R–98–
015 (incorporated by reference, see
§ 63.14).
(3) The bag leak detection system
must be certified by the manufacturer to
be capable of detecting particulate
matter emissions at concentrations of 10
milligrams per actual cubic meter or
less.
(4) The bag leak detection system
sensor must provide output of relative
or absolute particulate matter loadings.
(5) The bag leak detection system
must be equipped with a device to
continuously record the output signal
from the sensor.
(6) The bag leak detection system
must be equipped with an audible or
visual alarm system that will activate
automatically when an increase in
relative particulate matter emissions
over a preset level is detected. The
alarm must be located where it is easily
heard or seen by plant operating
personnel.
(7) For positive pressure fabric filter
systems that do not duct all
compartments of cells to a common
stack, a bag leak detection system must
be installed in each baghouse
compartment or cell.
(8) Where multiple bag leak detectors
are required, the system’s
instrumentation and alarm may be
shared among detectors.
§ 63.11225 What are my notification,
reporting, and recordkeeping
requirements?
(a) You must submit the notifications
specified in paragraphs (a)(1) through
(a)(5) of this section to the delegated
authority.
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(1) You must submit all of the
notifications in §§ 63.7(b): 63.8(e) and
(f); 63.9(b) through (e); and 63.9(g) and
(h) that apply to you by the dates
specified in those sections.
(2) As specified in § 63.9(b)(2), you
must submit the Initial Notification no
later than 120 calendar days after May
20, 2011 or within 120 days after the
source becomes subject to the standard.
(3) If you are required to conduct a
performance stack test you must submit
a Notification of Intent to conduct a
performance test at least 60 days before
the performance stack test is scheduled
to begin.
(4) You must submit the Notification
of Compliance Status in accordance
with § 63.9(h) no later than 120 days
after the applicable compliance date
specified in § 63.11196 unless you must
conduct a performance stack test. If you
must conduct a performance stack test,
you must submit the Notification of
Compliance Status within 60 days of
completing the performance stack test.
In addition to the information required
in § 63.9(h)(2), your notification must
include the following certification(s) of
compliance, as applicable, and signed
by a responsible official:
(i) ‘‘This facility complies with the
requirements in § 63.11214 to conduct
an initial tune-up of the boiler.’’
(ii) ‘‘This facility has had an energy
assessment performed according to
§ 63.11214(c).’’
(iii) For an owner or operator that
installs bag leak detection systems:
‘‘This facility has prepared a bag leak
detection system monitoring plan in
accordance with § 63.11224 and will
operate each bag leak detection system
according to the plan.’’
(iv) For units that do not qualify for
a statutory exemption as provided in
section 129(g)(1) of the Clean Air Act:
‘‘No secondary materials that are solid
waste were combusted in any affected
unit.’’
(5) If you are using data from a
previously conducted emission test to
serve as documentation of conformance
with the emission standards and
operating limits of this subpart
consistent with § 63.7(e)(2)(iv), you
must submit the test data in lieu of the
initial performance test results with the
Notification of Compliance Status
required under paragraph (a)(4) of this
section.
(b) You must prepare, by March 1 of
each year, and submit to the delegated
authority upon request, an annual
compliance certification report for the
previous calendar year containing the
information specified in paragraphs
(b)(1) through (4) of this section. You
must submit the report by March 15 if
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you had any instance described by
paragraph (b)(3) of this section. For
boilers that are subject only to a
requirement to conduct a biennial tuneup according to § 63.11223(a) and not
subject to emission limits or operating
limits, you may prepare only a biennial
compliance report as specified in
paragraphs (b)(1) through (4) of this
section, instead of a semi-annual
compliance report.
(1) Company name and address.
(2) Statement by a responsible official,
with the official’s name, title, phone
number, e-mail address, and signature,
certifying the truth, accuracy and
completeness of the notification and a
statement of whether the source has
complied with all the relevant standards
and other requirements of this subpart.
(3) If the source experiences any
deviations from the applicable
requirements during the reporting
period, include a description of
deviations, the time periods during
which the deviations occurred, and the
corrective actions taken.
(4) The total fuel use by each affected
boiler subject to an emission limit, for
each calendar month within the
reporting period, including, but not
limited to, a description of the fuel,
whether the fuel has received a nonwaste determination by you or EPA
through a petition process to be a nonwaste under § 241.3(c), whether the
fuel(s) were processed from discarded
non-hazardous secondary materials
within the meaning of § 241.3, and the
total fuel usage amount with units of
measure.
(c) You must maintain the records
specified in paragraphs (c)(1) through
(5) of this section.
(1) As required in § 63.10(b)(2)(xiv),
you must keep a copy of each
notification and report that you
submitted to comply with this subpart
and all documentation supporting any
Initial Notification or Notification of
Compliance Status that you submitted.
(2) You must keep records to
document conformance with the work
practices, emission reduction measures,
and management practices required by
§ 63.11214 as specified in paragraphs
(c)(2)(i) and (ii) of this section.
(i) Records must identify each boiler,
the date of tune-up, the procedures
followed for tune-up, and the
manufacturer’s specifications to which
the boiler was tuned.
(ii) Records documenting the fuel
type(s) used monthly by each boiler,
including, but not limited to, a
description of the fuel, including
whether the fuel has received a nonwaste determination by you or EPA, and
the total fuel usage amount with units
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of measure. If you combust nonhazardous secondary materials that have
been determined not to be solid waste
pursuant to § 241.3(b)(1), you must keep
a record which documents how the
secondary material meets each of the
legitimacy criteria. If you combust a fuel
that has been processed from a
discarded non-hazardous secondary
material pursuant to § 241.3(b)(4), you
must keep records as to how the
operations that produced the fuel
satisfies the definition of processing in
§ 241.2. If the fuel received a non-waste
determination pursuant to the petition
process submitted under § 241.3(c), you
must keep a record that documents how
the fuel satisfies the requirements of the
petition process.
(3) For sources that demonstrate
compliance through fuel analysis, a
copy of all calculations and supporting
documentation that were done to
demonstrate compliance with the
mercury emission limits. Supporting
documentation should include results of
any fuel analyses. You can use the
results from one fuel analysis for
multiple boilers provided they are all
burning the same fuel type.
(4) Records of the occurrence and
duration of each malfunction of the
boiler, or of the associated air pollution
control and monitoring equipment.
(5) Records of actions taken during
periods of malfunction to minimize
emissions in accordance with the
general duty to minimize emissions in
§ 63.11205(a), including corrective
actions to restore the malfunctioning
boiler, air pollution control, or
monitoring equipment to its normal or
usual manner of operation.
(6) You must keep the records of all
inspection and monitoring data required
by §§ 63.11221 and 63.11222, and the
information identified in paragraphs
(c)(6)(i) through (vi) of this section for
each required inspection or monitoring.
(i) The date, place, and time of the
monitoring event.
(ii) Person conducting the monitoring.
(iii) Technique or method used.
(iv) Operating conditions during the
activity.
(v) Results, including the date, time,
and duration of the period from the time
the monitoring indicated a problem to
the time that monitoring indicated
proper operation.
(vi) Maintenance or corrective action
taken (if applicable).
(7) If you use a bag leak detection
system, you must keep the records
specified in paragraphs (c)(7)(i) through
(iii) of this section.
(i) Records of the bag leak detection
system output.
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(ii) Records of bag leak detection
system adjustments, including the date
and time of the adjustment, the initial
bag leak detection system settings, and
the final bag leak detection system
settings.
(iii) The date and time of all bag leak
detection system alarms, and for each
valid alarm, the time you initiated
corrective action, the corrective action
taken, and the date on which corrective
action was completed.
(d) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1). As specified in
§ 63.10(b)(1), you must keep each record
for 5 years following the date of each
recorded action. You must keep each
record onsite for at least 2 years after the
date of each recorded action according
to § 63.10(b)(1). You may keep the
records off site for the remaining 3
years.
(e) As of January 1, 2012 and within
60 days after the date of completing
each performance test, as defined in
§ 63.2, conducted to demonstrate
compliance with this subpart, you must
submit relative accuracy test audit (i.e.,
reference method) data and performance
test (i.e., compliance test) data, except
opacity data, electronically to EPA’s
Central Data Exchange (CDX) by using
the Electronic Reporting Tool (ERT) (see
https://www.epa.gov/ttn/chief/ert/ert
tool.html/) or other compatible
electronic spreadsheet. Only data
collected using test methods compatible
with ERT are subject to this requirement
to be submitted electronically into
EPA’s WebFIRE database.
(f) If you intend to commence or
recommence combustion of solid waste,
you must provide 30 days prior notice
of the date upon which you will
commence or recommence combustion
of solid waste. The notification must
identify:
(1) The name of the owner or operator
of the affected source, the location of the
source, the boiler(s) that will commence
burning solid waste, and the date of the
notice.
(2) The currently applicable
subcategory under this subpart.
(3) The date on which you became
subject to the currently applicable
emission limits.
(4) The date upon which you will
commence combusting solid waste.
(g) If you intend to switch fuels, and
this fuel switch may result in the
applicability of a different subcategory
or a switch out of subpart JJJJJJ due to
a switch to 100 percent natural gas, you
must provide 30 days prior notice of the
date upon which you will switch fuels.
The notification must identify:
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(1) The name of the owner or operator
of the affected source, the location of the
source, the boiler(s) that will switch
fuels, and the date of the notice.
(2) The currently applicable
subcategory under this subpart.
(3) The date on which you became
subject to the currently applicable
standards.
(4) The date upon which you will
commence the fuel switch.
§ 63.11226 How can I assert an affirmative
defense if I exceed an emission limit during
a malfunction?
In response to an action to enforce the
standards set forth in paragraph
§ 63.11201 you may assert an affirmative
defense to a claim for civil penalties for
exceedances of numerical emission
limits that are caused by malfunction, as
defined at § 63.2. Appropriate penalties
may be assessed, however, if you fail to
meet your burden of proving all of the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(a) To establish the affirmative
defense in any action to enforce such a
limit, you must timely meet the
notification requirements in paragraph
(b) of this section, and must prove by a
preponderance of evidence that:
(1) The excess emissions:
(i) Were caused by a sudden,
infrequent, and unavoidable failure of
air pollution control and monitoring
equipment, process equipment, or a
process to operate in a normal or usual
manner, and
(ii) Could not have been prevented
through careful planning, proper design
or better operation and maintenance
practices; and
(iii) Did not stem from any activity or
event that could have been foreseen and
avoided, or planned for; and
(iv) Were not part of a recurring
pattern indicative of inadequate design,
operation, or maintenance; and
(2) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(3) The frequency, amount and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(4) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
personal injury, or severe property
damage; and
(5) All possible steps were taken to
minimize the impact of the excess
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emissions on ambient air quality, the
environment and human health; and
(6) All emissions monitoring and
control systems were kept in operation
if at all possible, consistent with safety
and good air pollution control practices;
and
(7) All of the actions in response to
the excess emissions were documented
by properly signed, contemporaneous
operating logs; and
(8) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(9) A written root cause analysis has
been prepared, the purpose of which is
to determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using best monitoring
methods and engineering judgment, the
amount of excess emissions that were
the result of the malfunction.
(b) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later than two business days after
the initial occurrence of the
malfunction, if it wishes to avail itself
of an affirmative defense to civil
penalties for that malfunction. The
owner or operator seeking to assert an
affirmative defense shall also submit a
written report to the Administrator
within 45 days of the initial occurrence
of the exceedance of the standard in
§ 63.11201 to demonstrate, with all
necessary supporting documentation,
that it has met the requirements set forth
in paragraph (a) of this section. The
owner or operator may seek an
extension of this deadline for up to 30
additional days by submitting a written
request to the Administrator before the
expiration of the 45 day period. Until a
request for an extension has been
approved by the Administrator, the
owner or operator is subject to the
requirement to submit such report
within 45 days of the initial occurrence
of the exceedance.
Other Requirements and Information
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§ 63.11235 What parts of the General
Provisions apply to me?
Table 8 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.15 apply to you.
§ 63.11236 Who implements and enforces
this subpart?
(a) This subpart can be implemented
and enforced by EPA or a delegated
authority such as your state, local, or
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tribal agency. If the EPA Administrator
has delegated authority to your state,
local, or tribal agency, then that agency
has the authority to implement and
enforce this subpart. You should contact
your EPA Regional Office to find out if
implementation and enforcement of this
subpart is delegated to your state, local,
or tribal agency.
(b) In delegating implementation and
enforcement authority of this subpart to
a state, local, or tribal agency under 40
CFR part 63, subpart E, the authorities
contained in paragraphs (c) of this
section are retained by the EPA
Administrator and are not transferred to
the state, local, or tribal agency.
(c) The authorities that cannot be
delegated to state, local, or tribal
agencies are specified in paragraphs
(c)(1) through (5) of this section.
(1) Approval of an alternative nonopacity emission standard and work
practice standards in § 63.11223(a).
(2) Approval of alternative opacity
emission standard under § 63.6(h)(9).
(3) Approval of major change to test
methods under § 63.7(e)(2)(ii) and (f). A
‘‘major change to test method’’ is defined
in § 63.90.
(4) Approval of a major change to
monitoring under § 63.8(f). A ‘‘major
change to monitoring’’ is defined in
§ 63.90.
(5) Approval of major change to
recordkeeping and reporting under
§ 63.10(f). A ‘‘major change to
recordkeeping/reporting’’ is defined in
§ 63.90.
§ 63.11237
subpart?
What definitions apply to this
Terms used in this subpart are
defined in the Clean Air Act, in § 63.2
(the General Provisions), and in this
section as follows:
Affirmative defense means, in the
context of an enforcement proceeding, a
response or defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
Annual heat input basis means the
heat input for the 12 months preceding
the compliance demonstration.
Bag leak detection system means a
group of instruments that is capable of
monitoring particulate matter loadings
in the exhaust of a fabric filter (i.e.,
baghouse) in order to detect bag failures.
A bag leak detection system includes,
but is not limited to, an instrument that
operates on electrodynamic,
triboelectric, light scattering, light
transmittance, or other principle to
monitor relative particulate matter
loadings.
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Biomass means any biomass-based
solid fuel that is not a solid waste. This
includes, but is not limited to, wood
residue and wood products (e.g., trees,
tree stumps, tree limbs, bark, lumber,
sawdust, sander dust, chips, scraps,
slabs, millings, and shavings); animal
manure, including litter and other
bedding materials; vegetative
agricultural and silvicultural materials,
such as logging residues (slash), nut and
grain hulls and chaff (e.g., almond,
walnut, peanut, rice, and wheat),
bagasse, orchard prunings, corn stalks,
coffee bean hulls and grounds. This
definition of biomass is not intended to
suggest that these materials are or are
not solid waste.
Biomass subcategory includes any
boiler that burns at least 15 percent
biomass on an annual heat input basis.
Boiler means an enclosed device
using controlled flame combustion in
which water is heated to recover
thermal energy in the form of steam or
hot water. Controlled flame combustion
refers to a steady-state, or near steadystate, process wherein fuel and/or
oxidizer feed rates are controlled. Waste
heat boilers are excluded from this
definition.
Boiler system means the boiler and
associated components, such as, the
feedwater system, the combustion air
system, the boiler fuel system (including
burners), blowdown system, combustion
control system, steam system, and
condensate return system.
Coal means all solid fuels classifiable
as anthracite, bituminous, subbituminous, or lignite by the American
Society for Testing and Materials in
ASTM D388 (incorporated by reference,
see § 63.14), coal refuse, and petroleum
coke. For the purposes of this subpart,
this definition of ‘‘coal’’ includes
synthetic fuels derived from coal
including, but not limited to, solventrefined coal, coal-oil mixtures, and coalwater mixtures. Coal derived gases are
excluded from this definition.
Coal subcategory includes any boiler
that burns any solid fossil fuel and no
more than 15 percent biomass on an
annual heat input basis.
Commercial boiler means a boiler
used in commercial establishments such
as hotels, restaurants, and laundries to
provide electricity, steam, and/or hot
water.
Deviation (1) Deviation means any
instance in which an affected source
subject to this subpart, or an owner or
operator of such a source:
(i) Fails to meet any requirement or
obligation established by this subpart
including, but not limited to, any
emission limit, operating limit, or work
practice standard;
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(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit; or
(2) A deviation is not always a
violation. The determination of whether
a deviation constitutes a violation of the
standard is up to the discretion of the
entity responsible for enforcement of the
standards.
Dry scrubber means an add-on air
pollution control system that injects dry
alkaline sorbent (dry injection) or sprays
an alkaline sorbent (spray dryer) to react
with and neutralize acid gas in the
exhaust stream forming a dry powder
material. Sorbent injection systems in
fluidized bed boilers are included in
this definition. A dry scrubber is a dry
control system.
Electrostatic precipitator (ESP) means
an add-on air pollution control device
used to capture particulate matter by
charging the particles using an
electrostatic field, collecting the
particles using a grounded collecting
surface, and transporting the particles
into a hopper. An electrostatic
precipitator is a dry control system,
except when it is operated with a wet
scrubber.
Energy assessment means the
following only as this term is used in
Table 3 to this subpart:
(1) Energy assessment for facilities
with affected boilers using less than 0.3
trillion Btu (TBtu) per year heat input
will be one day in length maximum.
The boiler system and energy use
system accounting for at least 50 percent
of the affected boiler(s) energy output
will be evaluated to identify energy
savings opportunities, within the limit
of performing a one day energy
assessment.
(2) Energy assessment for facilities
with affected boilers and process heaters
using 0.3 to 1 TBtu/year will be three
days in length maximum. The boiler
system(s) and any energy use system(s)
accounting for at least 33 percent of the
affected boiler(s) energy output will be
evaluated to identify energy savings
opportunities, within the limit of
performing a 3-day energy assessment.
(3) Energy assessment for facilities
with affected boilers and process heaters
using greater than 1.0 TBtu/year, the
boiler system(s) and any energy use
system(s) accounting for at least 20
percent of the affected boiler(s) energy
output will be evaluated to identify
energy savings opportunities.
Energy use system includes, but not
limited to, process heating; compressed
air systems; machine drive (motors,
pumps, fans); process cooling; facility
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heating, ventilation, and airconditioning (HVAC) systems; hot
heater systems;, building envelop; and
lighting.
Equivalent means the following only
as this term is used in Table 5 to this
subpart:
(1) An equivalent sample collection
procedure means a published voluntary
consensus standard or practice (VCS) or
EPA method that includes collection
of a minimum of three composite fuel
samples, with each composite
consisting of a minimum of three
increments collected at approximately
equal intervals over the test period.
(2) An equivalent sample compositing
procedure means a published VCS or
EPA method to systematically mix and
obtain a representative subsample (part)
of the composite sample.
(3) An equivalent sample preparation
procedure means a published VCS or
EPA method that: Clearly states that the
standard, practice or method is
appropriate for the pollutant and the
fuel matrix; or is cited as an appropriate
sample preparation standard, practice or
method for the pollutant in the chosen
VCS or EPA determinative or analytical
method.
(4) An equivalent procedure for
determining heat content means a
published VCS or EPA method to obtain
gross calorific (or higher heating) value.
(5) An equivalent procedure for
determining fuel moisture content
means a published VCS or EPA method
to obtain moisture content. If the sample
analysis plan calls for determining
mercury using an aliquot of the dried
sample, then the drying temperature
must be modified to prevent vaporizing
this metal. On the other hand, if metals
analysis is done on an ‘‘as received’’
basis, a separate aliquot can be dried to
determine moisture content and the
mercury concentration mathematically
adjusted to a dry basis.
(6) An equivalent mercury
determinative or analytical procedure
means a published VCS or EPA method
that clearly states that the standard,
practice, or method is appropriate for
mercury and the fuel matrix and has a
published detection limit equal or lower
than the methods listed in Table 5 to
this subpart for the same purpose.
Fabric filter means an add-on air
pollution control device used to capture
particulate matter by filtering gas
streams through filter media, also
known as a baghouse. A fabric filter is
a dry control system.
Federally enforceable means all
limitations and conditions that are
enforceable by the EPA Administrator,
including the requirements of 40 CFR
part 60 and 40 CFR part 61,
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requirements within any applicable
state implementation plan, and any
permit requirements established under
§§ 52.21 or under 51.18 and § 51.24.
Fuel type means each category of fuels
that share a common name or
classification. Examples include, but are
not limited to, bituminous coal, subbituminous coal, lignite, anthracite,
biomass, distillate oil, residual oil.
Individual fuel types received from
different suppliers are not considered
new fuel types.
Gaseous fuels includes, but is not
limited to, natural gas, process gas,
landfill gas, coal derived gas, refinery
gas, hydrogen, and biogas.
Gas-fired boiler includes any boiler
that burns gaseous fuels not combined
with any solid fuels, burns liquid fuel
only during periods of gas curtailment,
gas supply emergencies, or periodic
testing on liquid fuel. Periodic testing of
liquid fuel shall not exceed a combined
total of 48 hours during any calendar
year.
Heat input means heat derived from
combustion of fuel in a boiler and does
not include the heat input from
preheated combustion air, recirculated
flue gases, or returned condensate.
Hot water heater means a closed
vessel with a capacity of no more than
120 U.S. gallons in which water is
heated by combustion of gaseous or
liquid fuel and is withdrawn for use
external to the vessel at pressures not
exceeding 160 psig, including the
apparatus by which the heat is
generated and all controls and devices
necessary to prevent water temperatures
from exceeding 210 degrees Fahrenheit
(99 degrees Celsius).
Industrial boiler means a boiler used
in manufacturing, processing, mining,
and refining or any other industry to
provide steam, hot water, and/or
electricity.
Institutional boiler means a boiler
used in institutional establishments
such as medical centers, research
centers, and institutions of higher
education to provide electricity, steam,
and/or hot water.
Liquid fuel means, but not limited to,
petroleum, distillate oil, residual oil,
any form of liquid fuel derived from
petroleum, used oil, liquid biofuels, and
biodiesel.
Minimum activated carbon injection
rate means load fraction (percent)
multiplied by the lowest 1-hour average
activated carbon injection rate measured
according to Table 6 to this subpart
during the most recent performance
stack test demonstrating compliance
with the applicable emission limits.
Minimum oxygen level means the
lowest 1-hour average oxygen level
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measured according to Table 6 of this
subpart during the most recent
performance stack test demonstrating
compliance with the applicable CO
emission limit.
Minimum PM scrubber pressure drop
means the lowest 1-hour average PM
scrubber pressure drop measured
according to Table 6 to this subpart
during the most recent performance
stack test demonstrating compliance
with the applicable emission limit.
Minimum sorbent flow rate means the
boiler load (percent) multiplied by the
lowest 2-hour average sorbent (or
activated carbon) injection rate
measured according to Table 6 to this
subpart during the most recent
performance stack test demonstrating
compliance with the applicable
emission limits.
Minimum voltage or amperage means
the lowest 1-hour average total electric
power value (secondary voltage ×
secondary current = secondary electric
power) to the electrostatic precipitator
measured according to Table 6 to this
subpart during the most recent
performance stack test demonstrating
compliance with the applicable
emission limits.
Natural gas means:
(1) A naturally occurring mixture of
hydrocarbon and nonhydrocarbon gases
found in geologic formations beneath
the earth’s surface, of which the
principal constituent is methane
including intermediate gas streams
generated during processing of natural
gas at production sites or at gas
processing plants; or
(2) Liquefied petroleum gas, as
defined by the American Society for
Testing and Materials in ASTM D1835
(incorporated by reference, see § 63.14).
(3) A mixture of hydrocarbons that
maintains a gaseous state at ISO
conditions. Additionally, natural gas
must either be composed of at least 70
percent methane by volume or have a
gross calorific value between 34 and 43
megajoules (MJ) per dry standard cubic
meter (910 and 1,150 Btu per dry
standard cubic foot).
(4) Propane or propane-derived
synthetic natural gas. Propane means a
colorless gas derived from petroleum
and natural gas, with the molecular
structure C3H8.
Oil subcategory includes any boiler
that burns any liquid fuel and is not in
either the biomass or coal subcategories.
Gas-fired boilers that burn liquid fuel
during periods of gas curtailment, gas
supply emergencies, or for periodic
testing not to exceed 48 hours during
any calendar year are not included in
this definition.
Opacity means the degree to which
emissions reduce the transmission of
light and obscure the view of an object
in the background.
Particulate matter (PM) means any
finely divided solid or liquid material,
other than uncombined water, as
measured by the test methods specified
under this subpart, or an alternative
method.
Performance testing means the
collection of data resulting from the
execution of a test method used (either
by stack testing or fuel analysis) to
demonstrate compliance with a relevant
emission standard.
Period of natural gas curtailment or
supply interruption means a period of
time during which the supply of natural
gas to an affected facility is halted for
reasons beyond the control of the
facility. The act of entering into a
contractual agreement with a supplier of
natural gas established for curtailment
purposes does not constitute a reason
that is under the control of a facility for
the purposes of this definition. An
increase in the cost or unit price of
natural gas does not constitute a period
of natural gas curtailment or supply
interruption.
Qualified energy assessor means:
(1) someone who has demonstrated
capabilities to evaluate a set of the
typical energy savings opportunities
available in opportunity areas for steam
generation and major energy using
systems, including, but not limited to:
(i) Boiler combustion management.
(ii) Boiler thermal energy recovery,
including
15601
(A) Conventional feed water
economizer,
(B) Conventional combustion air
preheater, and
(C) Condensing economizer.
(iii) Boiler blowdown thermal energy
recovery.
(iv) Primary energy resource selection,
including
(A) Fuel (primary energy source)
switching, and
(B) Applied steam energy versus
direct-fired energy versus electricity.
(v) Insulation issues.
(vi) Steam trap and steam leak
management.
(vi) Condensate recovery.
(viii) Steam end-use management.
(2) Capabilities and knowledge
includes, but is not limited to:
(i) Background, experience, and
recognized abilities to perform the
assessment activities, data analysis, and
report preparation.
(ii) Familiarity with operating and
maintenance practices for steam or
process heating systems.
(iii) Additional potential steam
system improvement opportunities
including improving steam turbine
operations and reducing steam demand.
(iv) Additional process heating system
opportunities including effective
utilization of waste heat and use of
proper process heating methods.
(v) Boiler-steam turbine cogeneration
systems.
(vi) Industry specific steam end-use
systems.
Responsible official means
responsible official as defined in § 70.2.
Solid fossil fuel includes, but not
limited to, coal, petroleum coke, and
tire derived fuel.
Waste heat boiler means a device that
recovers normally unused energy and
converts it to usable heat. Waste heat
boilers are also referred to as heat
recovery steam generators.
Work practice standard means any
design, equipment, work practice, or
operational standard, or combination
thereof, which is promulgated pursuant
to section 112(h) of the Clean Air Act.
TABLE 1 TO SUBPART JJJJJJ OF PART 63—EMISSION LIMITS
[As stated in § 63.11201, you must comply with the following applicable emission limits:]
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If your boiler is in this subcategory
For the following
pollutants. . .
You must achieve less than or equal to the following
emission limits, except during periods of startup and
shutdown. . .
1. New coal-fired boiler with heat input capacity of 30
million Btu per hour or greater.
a. Particulate Matter ...........
0.03 lb per MMBtu of heat input.
b. Mercury ..........................
c. Carbon Monoxide ...........
0.0000048 lb per MMBtu of heat input.
400 ppm by volume on a dry basis corrected to 3 percent oxygen.
0.42 lb per MMBtu of heat input.
2. New coal-fired boiler with heat input capacity of between 10 and 30 million Btu per hour.
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a. Particulate Matter ...........
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TABLE 1 TO SUBPART JJJJJJ OF PART 63—EMISSION LIMITS—Continued
[As stated in § 63.11201, you must comply with the following applicable emission limits:]
For the following
pollutants. . .
a. Particulate Matter ...........
0.0000048 lb per MMBtu of heat input.
400 ppm by volume on a dry basis corrected to 3 percent oxygen.
0.03 lb per MMBtu of heat input.
a. Particulate Matter ...........
0.07 lb per MMBtu of heat input.
a. Particulate Matter ...........
0.03 lb per MMBtu of heat input.
a. Mercury ..........................
0.0000048 lb per MMBtu of heat input.
b. Carbon Monoxide ...........
3. New biomass-fired boiler with heat input capacity of
30 million Btu per hour or greater.
4. New biomass fired boiler with heat input capacity of
between 10 and 30 million Btu per hour.
5. New oil-fired boiler with heat input capacity of 10 million Btu per hour or greater.
6. Existing coal (units with heat input capacity of 10 million Btu per hour or greater).
You must achieve less than or equal to the following
emission limits, except during periods of startup and
shutdown. . .
b. Mercury ..........................
c. Carbon Monoxide ...........
If your boiler is in this subcategory
400 ppm by volume on a dry basis corrected to 3 percent oxygen.
TABLE 2 TO SUBPART JJJJJJ OF PART 63—WORK PRACTICE STANDARDS, EMISSION REDUCTION MEASURES, AND
MANAGEMENT PRACTICES
[As stated in § 63.11201, you must comply with the following applicable work practice standards, emission reduction measures, and management
practices:]
If your boiler is in this subcategory. . .
You must meet the following. . .
1. Existing or new coal, new biomass, and new
oil (units with heat input capacity of 10 million
Btu per hour or greater).
Minimize the boiler’s startup and shutdown periods following the manufacturer’s recommended
procedures. If manufacturer’s recommended procedures are not available, you must follow
recommended procedures for a unit of similar design for which manufacturer’s recommended procedures are available.
Conduct a tune-up of the boiler biennially as specified in § 63.11223.
2. Existing or new coal (units with heat input capacity of less than 10 million Btu per hour).
3. Existing or new biomass or oil .......................
4. Existing coal, biomass, or oil (units with heat
input capacity of 10 million Btu per hour and
greater).
Conduct a tune-up of the boiler biennially as specified in § 63.11223.
Must have a one-time energy assessment performed by a qualified energy assessor. An energy assessment completed on or after January 1, 2008, that meets or is amended to meet
the energy assessment requirements in this table satisfies the energy assessment requirement. The energy assessment must include:
(1) A visual inspection of the boiler system,
(2) An evaluation of operating characteristics of the facility, specifications of energy using
systems, operating and maintenance procedures, and unusual operating constraints,
(3) Inventory of major systems consuming energy from affected boiler(s),
(4) A review of available architectural and engineering plans, facility operation and maintenance procedures and logs, and fuel usage,
(5) A list of major energy conservation measures,
(6) A list of the energy savings potential of the energy conservation measures identified,
(7) A comprehensive report detailing the ways to improve efficiency, the cost of specific improvements, benefits, and the time frame for recouping those investments.
TABLE 3 TO SUBPART JJJJJJ OF PART 63—OPERATING LIMITS FOR BOILERS WITH EMISSION LIMITS
[As stated in § 63.11201, you must comply with the applicable operating limits:]
If you demonstrate compliance with applicable
emission limits using . . .
You must meet these operating limits. . .
1. Fabric filter control ..........................................
a. Maintain opacity to less than or equal to 10 percent opacity (daily block average); OR
b. Install and operate a bag leak detection system according to § 63.11224 and operate the
fabric filter such that the bag leak detection system alarm does not sound more than 5 percent of the operating time during each 6-month period.
a. Maintain opacity to less than or equal to 10 percent opacity (daily block average); OR
b. Maintain the secondary power input of the electrostatic precipitator at or above the lowest 1hour average secondary electric power measured during the most recent performance test
demonstrating compliance with the particulate matter emission limitations.
Maintain the pressure drop at or above the lowest 1-hour average pressure drop across the
wet scrubber and the liquid flow-rate at or above the lowest 1-hour average liquid flow rate
measured during the most recent performance test demonstrating compliance with the PM
emission limitation.
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2. Electrostatic precipitator control .....................
3. Wet PM scrubber control ................................
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TABLE 3 TO SUBPART JJJJJJ OF PART 63—OPERATING LIMITS FOR BOILERS WITH EMISSION LIMITS—Continued
[As stated in § 63.11201, you must comply with the applicable operating limits:]
If you demonstrate compliance with applicable
emission limits using . . .
You must meet these operating limits. . .
4. Dry sorbent or carbon injection control ..........
Maintain the sorbent or carbon injection rate at or above the lowest 2-hour average sorbent
flow rate measured during the most recent performance test demonstrating compliance with
the mercury emissions limitation. When your boiler operates at lower loads, multiply your
sorbent or carbon injection rate by the load fraction (e.g., actual heat input divided by the
heat input during performance stack test, for 50 percent load, multiply the injection rate operating limit by 0.5).
This option is for boilers that operate dry control systems. Boilers must maintain opacity to
less than or equal to 10 percent opacity (daily block average).
Maintain the fuel type or fuel mixture (annual average) such that the mercury emission rates
calculated according to § 63.11211(b) is less than the applicable emission limits for mercury.
For boilers that demonstrate compliance with a performance stack test, maintain the operating
load of each unit such that is does not exceed 110 percent of the average operating load recorded during the most recent performance stack test.
Maintain the oxygen level at or above the lowest 1-hour average oxygen level measured during the most recent CO performance stack test.
5. Any other add-on air pollution control type ....
6. Fuel analysis ...................................................
7. Performance stack testing ..............................
8. Continuous Oxygen Monitor ...........................
TABLE 4 TO SUBPART JJJJJJ OF PART 63—PERFORMANCE (STACK) TESTING REQUIREMENTS
[As stated in § 63.11212, you must comply with the following requirements for performance (stack) test for affected sources:]
To conduct a performance test for the following
pollutant. . .
You must. . .
Using. . .
1. Particulate Matter ...........................................
a. Select sampling ports location and the
number of traverse points.
b. Determine velocity and volumetric flow-rate
of the stack gas.
c. Determine oxygen and carbon dioxide concentrations of the stack gas.
Method 1 in appendix A–1 to part 60 of this
chapter.
Method 2, 2F, or 2G in appendix A–2 to part
60 of this chapter.
Method 3A or 3B in appendix A–2 to part 60
of this chapter, or ASTM D6522–00 (Reapproved 2005),a or ANSI/ASME PTC
19.10–1981. a
Method 4 in appendix A–3 to part 60 of this
chapter.
Method 5 or 17 (positive pressure fabric filters
must use Method 5D) in appendix A–3 and
A–6 to part 60 of this chapter and a minimum 1 dscm of sample volume per run.
Method 19 F-factor methodology in appendix
A–7 to part 60 of this chapter.
Method 1 in appendix A–1 to part 60 of this
chapter.
Method 2, 2F, or 2G in appendix A–2 to part
60 of this chapter.
Method 3A or 3B in appendix A–2 to part 60
of this chapter, or ASTM D6522–00 (Reapproved 2005) ,a or ANSI/ASME PTC
19.10–1981. a
Method 4 in appendix A–3 to part 60 of this
chapter.
Method 29, 30A, or 30B in appendix A–8 to
part 60 of this chapter or Method 101A in
appendix B to part 61 of this chapter or
ASTM Method D6784–02.a Collect a minimum 2 dscm of sample volume with Method 29 of 101A per run. Use a minimum run
time of 2 hours with Method 30A.
Method 19 F-factor methodology in appendix
A–7 to part 60 of this chapter.
Method 1 in appendix A–1 to part 60 of this
chapter.
Method 3A or 3B in appendix A–2 to part 60
of this chapter, or ASTM D6522–00 (Reapproved 2005),a or ANSI/ASME PTC
19.10–1981.a
Method 4 in appendix A–3 to part 60 of this
chapter.
d. Measure the moisture content of the stack
gas.
e. Measure the particulate matter emission
concentration.
2. Mercury ..........................................................
f. Convert emissions concentration to lb/
MMBtu emission rates.
a. Select sampling ports location and the
number of traverse points.
b. Determine velocity and volumetric flow-rate
of the stack gas.
c. Determine oxygen and carbon dioxide concentrations of the stack gas.
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d. Measure the moisture content of the stack
gas.
e. Measure the mercury emission concentration.
3. Carbon Monoxide ...........................................
f. Convert emissions concentration to lb/
MMBtu emission rates.
a. Select the sampling ports location and the
number of traverse points.
b. Determine oxygen and carbon dioxide concentrations of the stack gas.
c. Measure the moisture content of the stack
gas.
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TABLE 4 TO SUBPART JJJJJJ OF PART 63—PERFORMANCE (STACK) TESTING REQUIREMENTS—Continued
[As stated in § 63.11212, you must comply with the following requirements for performance (stack) test for affected sources:]
To conduct a performance test for the following
pollutant. . .
Using. . .
d. Measure the carbon monoxide emission
concentration.
a Incorporated
You must. . .
Method 10, 10A, or 10B in appendix A–4 to
part 60 of this chapter or ASTM D6522–00
(Reapproved 2005) a and a minimum 1 hour
sampling time per run.
by reference, see § 63.14.
TABLE 5 TO SUBPART JJJJJJ OF PART 63—FUEL ANALYSIS REQUIREMENTS
[As stated in § 63.11213, you must comply with the following requirements for fuel analysis testing for affected sources:]
To conduct a fuel analysis for the following pollutant . . .
You must. . .
Using . . .
1. Mercury ..........................................................
a. Collect fuel samples ....................................
Procedure in § 63.11213(b) or ASTM D2234/
D2234M a (for coal) or ASTM D6323 a (for
biomass) or equivalent.
Procedure in § 63.11213(b) or equivalent.
EPA SW–846–3050B a (for solid samples) or
EPA SW–846–3020A a (for liquid samples)
or ASTM D2013/D2013M a (for coal) or
ASTM D5198 a (for biomass) or equivalent.
ASTM D5865 a (for coal) or ASTM E711 a (for
biomass) or equivalent.
ASTM D3173 a or ASTM E871 a or equivalent.
ASTM D6722 a (for coal) or EPA SW–846–
7471B a (for solid samples) or EPA SW–
846–7470A a (for liquid samples) or equivalent.
b. Compose fuel samples ................................
c. Prepare composited fuel samples ...............
d. Determine heat content of the fuel type ......
e. Determine moisture content of the fuel type
f. Measure mercury concentration in fuel sample
g. Convert concentrations into units of lb/
MMBtu of heat content
a Incorporated
by reference, see § 63.14.
TABLE 6 TO SUBPART JJJJJJ OF PART 63—ESTABLISHING OPERATING LIMITS
[As stated in § 63.11211, you must comply with the following requirements for establishing operating limits:]
And your operating
limits are based
on . . .
1. Particulate matter
or mercury.
srobinson on DSKHWCL6B1PROD with RULES4
If you have an
applicable emission
limit for . . .
a. Wet scrubber operating parameters.
(b) Determine the average pressure drop
and liquid flow-rate
for each individual
test run in the threerun performance
stack test by computing the average
of all the 15-minute
readings taken during each test run..
b. Electrostatic precipitator operating
parameters (option
only for units that
operate wet scrubbers).
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You must. . .
Using. . .
According to the following requirements
i. Establish a site-specific minimum pressure drop and minimum flow rate operating limit according to § 63.11211(b).
(1) Data from the
pressure drop and
liquid flow rate monitors and the particulate matter or mercury performance
stack test.
(a) You must collect pressure drop and liquid
flow-rate data every 15 minutes during the
entire period of the performance stack
tests;
i. Establish a site-specific minimum secondary electric
power according to
§ 63.11211(b).
(1) Data from the secondary electric
power monitors during the particulate
matter or mercury
performance stack
test.
(a) You must collect secondary electric
power input data every 15 minutes during
the entire period of the performance stack
tests;
(b) Determine the secondary electric power
input for each individual test run in the
three-run performance stack test by computing the average of all the 15-minute
readings taken during each test run.
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15605
TABLE 6 TO SUBPART JJJJJJ OF PART 63—ESTABLISHING OPERATING LIMITS—Continued
[As stated in § 63.11211, you must comply with the following requirements for establishing operating limits:]
If you have an
applicable emission
limit for . . .
And your operating
limits are based
on . . .
2. Mercury ..................
3. Carbon monoxide ..
You must. . .
Using. . .
a. Activated carbon injection.
i. Establish a site-specific minimum activated carbon injection rate operating
limit according to
§ 63.11211(b).
(1) Data from the activated carbon rate
monitors and mercury performance
stack tests.
a. Oxygen ..................
i. Establish a unit-specific limit for minimum oxygen level
according to
§ 63.11211(b).
According to the following requirements
(a) You must collect activated carbon injection rate data every 15 minutes during the
entire period of the performance stack
tests;
(b) Determine the average activated carbon
injection rate for each individual test run in
the three-run performance stack test by
computing the average of all the 15-minute
readings taken during each test run.
(c) When your unit operates at lower loads,
multiply your activated carbon injection
rate by the load fraction (e.g., actual heat
input divided by heat input during performance stack test, for 50 percent load, multiply the injection rate operating limit by
0.5) to determine the required injection
rate.
(1) Data from the oxy- (a) You must collect oxygen data every 15
gen monitor speciminutes during the entire period of the perfied in § 63.11224(a).
formance stack tests;
(b) Determine the average oxygen concentration for each individual test run in
the three-run performance stack test by
computing the average of all the 15-minute
readings taken during each test run.
TABLE 7 TO SUBPART DDDDD OF PART 63—DEMONSTRATING CONTINUOUS COMPLIANCE
[As stated in § 63.11222, you must show continuous compliance with the emission limitations for affected sources according to the following:]
If you must meet the following operating
limits. . .
You must demonstrate continuous compliance by. . .
1. Opacity ............................................................
a. Collecting the opacity monitoring system data according to § 63.11224(e) and § 63.11221;
and
b. Reducing the opacity monitoring data to 6-minute averages; and
c. Maintaining opacity to less than or equal to 10 percent (daily block average).
Installing and operating a bag leak detection system according to § 63.11224 and operating
the fabric filter such that the requirements in § 63.11222(a)(4) are met.
a. Collecting the pressure drop and liquid flow rate monitoring system data according to
§§ 63.11224 and 63.11221; and
b. Reducing the data to 12-hour block averages; and
c. Maintaining the 12-hour average pressure drop and liquid flow-rate at or above the operating limits established during the performance test according to § 63.1140.
a. Collecting the sorbent or carbon injection rate monitoring system data for the dry scrubber
according to §§ 63.11224 and 63.11220; and
b. Reducing the data to 12-hour block averages; and
c. Maintaining the 12-hour average sorbent or carbon injection rate at or above the minimum
sorbent or carbon injection rate as defined in § 63.11237.
a. Collecting the secondary amperage and voltage, or total power input monitoring system
data for the electrostatic precipitator according to §§ 63.11224 and 63.11220; and
b. Reducing the data to 12-hour block averages; and
c. Maintaining the 12-hour average secondary amperage and voltage, or total power input at
or above the operating limits established during the performance test according to
§ 63.11214.
a. Only burning the fuel types and fuel mixtures used to demonstrate compliance with the applicable emission limit according to § 63.11214 as applicable; and
b. Keeping monthly records of fuel use according to § 63.11222.
a. Continuously monitor the oxygen content in the combustion exhaust according to
§ 63.11224.
b. Maintain the 12-hour average oxygen content at or above the operating limit established
during the most recent carbon monoxide performance test.
2. Fabric filter bag leak detection operation .......
3. Wet scrubber pressure drop and liquid flowrate.
4. Dry scrubber sorbent or carbon injection rate
5. Electrostatic precipitator secondary amperage and voltage, or total power input.
srobinson on DSKHWCL6B1PROD with RULES4
6. Fuel pollutant content .....................................
7. Oxygen content ..............................................
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Federal Register / Vol. 76, No. 54 / Monday, March 21, 2011 / Rules and Regulations
TABLE 8 TO SUBPART JJJJJJ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART JJJJJJ
[As stated in § 63.11235, you must comply with the applicable General Provisions according to the following:]
General provisions cite
Subject
§ 63.1 .......................................................................................
§ 63.2 .......................................................................................
Applicability ............................................
Definitions ..............................................
§ 63.3 .......................................................................................
§ 63.4 .......................................................................................
§ 63.5 .......................................................................................
Units and Abbreviations ........................
Prohibited Activities and Circumvention
Preconstruction Review and Notification
Requirements.
Compliance with Standards and Maintenance Requirements.
General Duty to minimize emissions .....
§ 63.6(a), (b)(1)–(b)(5), (b)(7), (c), (f)(2)–(3), (g), (i), (j) .........
§ 63.6(e)(1)(i) ...........................................................................
§ 63.6(e)(1)(ii) ..........................................................................
§ 63.6(e)(3) ..............................................................................
§ 63.6(f)(1) ...............................................................................
§ 63.6(h)(1) ..............................................................................
§ 63.6(h)(2) to (9) ....................................................................
§ 63.7(a), (b), (c), (d) , (e)(2)–(e)(9), (f), (g), and (h) ..............
§ 63.7(e)(1) ..............................................................................
§ 63.8(a), (b), (c)(1), (c)(1)(ii), (c)(2) to (c)(9), (d)(1) and
(d)(2), (e),(f), and (g).
§ 63.8(c)(1)(i) ...........................................................................
§ 63.8(c)(1)(iii) .........................................................................
§ 63.8(d)(3) ..............................................................................
§ 63.9 .......................................................................................
§ 63.10(a) and (b)(1) ...............................................................
§ 63.10(b)(2)(i) .........................................................................
§ 63.10(b)(2)(ii) ........................................................................
§ 63.10(b)(2)(iii) .......................................................................
§ 63.10(b)(2)(iv) and (v) ..........................................................
§ 63.10(b)(2)(vi) .......................................................................
§ 63.10(b)(2)(vii) to (xiv) ..........................................................
§ 63.10(b)(3) ............................................................................
§ 63.10(c)(1) to (9) ..................................................................
§ 63.10(c)(10) ..........................................................................
§ 63.10(c)(11) ..........................................................................
§ 63.10(c)(12) and (13) ...........................................................
§ 63.10(c)(15) ..........................................................................
§ 63.10(d)(1) and (2) ...............................................................
§ 63.10(d)(3) ............................................................................
§ 63.10(d)(4) ............................................................................
§ 63.10(d)(5) ............................................................................
§ 63.10(e) and (f) .....................................................................
§ 63.11 .....................................................................................
§ 63.12 .....................................................................................
§ 63.13–63.16 ..........................................................................
srobinson on DSKHWCL6B1PROD with RULES4
§ 63.1(a)(5), (a)(7)–(a)(9), (b)(2), (c)(3)–(4), (d), 63.6(b)(6),
(c)(3), (c)(4), (d), (e)(2), (e)(3)(ii), (h)(3), (h)(5)(iv),
63.8(a)(3), 63.9(b)(3), (h)(4), 63.10(c)(2)–(4), (c)(9).
Requirement to correct malfunctions
ASAP.
SSM Plan ...............................................
SSM exemption .....................................
SSM exemption .....................................
Determining compliance with opacity
emission standards.
Performance Testing Requirements ......
Performance testing ..............................
Monitoring Requirements ......................
General duty to minimize emissions
and CMS operation.
Requirement to develop SSM Plan for
CMS.
Written procedures for CMS ..................
Notification Requirements .....................
Recordkeeping and Reporting Requirements.
Recordkeeping of occurrence and duration of startups or shutdowns.
Recordkeeping of malfunctions .............
Maintenance records .............................
Actions taken to minimize emissions
during SSM.
Recordkeeping for CMS malfunctions ...
Other CMS requirements ......................
Recordkeeping requirements for applicability determinations.
Recordkeeping for sources with CMS ...
Recording nature and cause of malfunctions.
Recording corrective actions .................
Recordkeeping for sources with CMS ...
Allows use of SSM plan ........................
General reporting requirements ............
Reporting opacity or visible emission
observation results.
Progress reports under an extension of
compliance.
SSM reports ...........................................
................................................................
Control Device Requirements ...............
State Authority and Delegation .............
Addresses, Incorporation by Reference,
Availability of Information, Performance Track Provisions.
Reserved ...............................................
Does it apply?
Yes.
Yes. Additional
§ 63.11237.
Yes.
Yes.
No
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in
No. See § 63.11205 for general duty requirement.
No.
No.
No.
No.
Yes.
Yes.
No. See § 63.11210.
Yes.
No.
No.
Yes, except for the last sentence,
which refers to an SSM plan. SSM
plans are not required.
Yes.
Yes.
No.
No. See § 63.11225 for recordkeeping
of (1) occurrence and duration and
(2) actions taken during malfunctions.
Yes.
No.
Yes.
Yes.
No.
Yes.
No. See § 63.11225 for malfunction recordkeeping requirements.
No. See § 63.11225 for malfunction recordkeeping requirements.
Yes.
No.
Yes.
No.
Yes.
No. See § 63.11225 for malfunction reporting requirements.
Yes.
No.
Yes.
Yes.
No.
BILLING CODE 6560–50–P
18:47 Mar 18, 2011
defined
Yes.
[FR Doc. 2011–4493 Filed 3–18–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 54 (Monday, March 21, 2011)]
[Rules and Regulations]
[Pages 15554-15606]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-4493]
[[Page 15553]]
Vol. 76
Monday,
No. 54
March 21, 2011
Part IV
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Industrial, Commercial, and Institutional Boilers; Final Rule
Federal Register / Vol. 76 , No. 54 / Monday, March 21, 2011 / Rules
and Regulations
[[Page 15554]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2006-0790; FRL-9273-5]
RIN 2060-AM44
National Emission Standards for Hazardous Air Pollutants for Area
Sources: Industrial, Commercial, and Institutional Boilers
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating national emission standards for control of
hazardous air pollutants from two area source categories: Industrial
boilers and commercial and institutional boilers. The final emission
standards for control of mercury and polycyclic organic matter
emissions from coal-fired area source boilers are based on the maximum
achievable control technology. The final emission standards for control
of hazardous air pollutants emissions from biomass-fired and oil-fired
area source boilers are based on EPA's determination as to what
constitutes the generally available control technology or management
practices.
DATES: Effective Date: This final rule is effective on May 20, 2011.
The incorporation by reference of certain publications listed in this
final rule were approved by the Director of the Federal Register as of
May 20, 2011.
ADDRESSES: EPA established a docket under Docket ID No. EPA-HQ-OAR-
2006-0790 for this action. All documents in the docket are listed on
the https://www.regulations.gov Web site. Although listed in the index,
some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the Internet
and will be publicly available only in hard copy form. Publicly
available docket materials are available either electronically through
https://www.regulations.gov or in hard copy at EPA's Docket Center,
Public Reading Room, EPA West Building, Room 3334, 1301 Constitution
Ave., NW., Washington, DC. This Docket Facility is open from 8:30 a.m.
to 4:30 p.m., Monday through Friday, excluding legal holidays. The
telephone number for the Public Reading Room is (202) 566-1744, and the
telephone number for the Air Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. James Eddinger, Energy Strategies
Group, Sector Policies and Programs Division, (D243-01), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; Telephone number: (919)
541-5426; Fax number (919) 541-5450; e-mail address:
eddinger.jim@epa.gov.
SUPPLEMENTARY INFORMATION:
Acronyms and Abbreviations. The following acronyms and
abbreviations are used in this document.
Btu British thermal unit
CAA Clean Air Act
CBI Confidential Business Information
CEMS Continuous Emission Monitoring System
CFR Code of Federal Regulations
CO Carbon monoxide
ERT Electronic Reporting Tool
FR Federal Register
GACT Generally Available Control Technology
HAP Hazardous Air Pollutant
HCl Hydrogen chloride
ICR Information Collection Request
kWh Kilowatt hour
MACT Maximum Achievable Control Technology
MMBtu/h Million Btu per hour
NAICS North American Industry Classification System
NESHAP National Emission Standards for Hazardous Air Pollutants
NOX Nitrogen oxides
NSPS New Source Performance Standards
PM Particulate matter
PM2.5 Fine particulate matter
POM Polycyclic organic matter
ppm Parts per million
RCRA Resource Conservation and Recovery Act
TBtu Trillion British thermal units
tpy Tons per year
SO2 Sulfur dioxide
UPL Upper Prediction limit
VOC Volatile organic compound
Organization of This Document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document?
C. Judicial Review
II. Background Information
A. What is the statutory authority and regulatory approach for
this final rule?
B. What source categories are affected by the standards?
C. What is the relationship between this rule and other related
national emission standards?
D. How did we gather information for this rule?
E. How are the area source boiler HAP addressed by this rule?
F. What are the costs and benefits of this final rule?
III. Summary of This Final Rule
A. Do these standards apply to my source?
B. What is the affected source?
C. When must I comply with the final standards?
D. What are the MACT and GACT standards?
E. What are the Startup, Shutdown, and Malfunction (SSM)
requirements?
F. What are the initial compliance requirements?
G. What are the continuous compliance requirements?
H. What are the notification, recordkeeping and reporting
requirements?
I. Submission of Emissions Test Results to EPA
IV. Summary of Significant Changes Following Proposal
A. Changes to Subcategories
B. Change From MACT to GACT for Biomass and Oil Subcategories
C. MACT Floor UPL Methodology/Emission Limits
D. Clarification of Energy Assessment Requirements
E. Revised Subcategory Limits
F. Demonstrating Compliance
G. Affirmative Defense
H. Technical/Editorial Corrections
V. Significant Area Source Public Comments and Rationale for Changes
to Proposed Rule
A. Legal and Applicability Issues
B. CO Limits
C. MACT Floor Analysis
D. Beyond the Floor Analysis
E. GACT Standards
F. Subcategories
G. Startup, Shutdown, and Malfunction
H. Compliance Requirements
I. Cost/Economic Impacts
J. Title V Permitting Requirements
VI. Relationship of this Action to CAA Section 112(c)(6)
VII. Summary of the Impacts of This Final Rule
A. What are the air impacts?
B. What are the cost impacts?
C. What are the economic impacts?
D. What are the benefits?
E. What are the water and solid waste impacts?
F. What are the energy impacts?
VIII. Statutory and Executive Order Review
A. Executive Order 12866 and 13563: Regulatory Planning and
Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act, as Amended by the Small Business
Regulatory Enforcement Fairness Act of 1996
D. Unfunded Mandates Reform Act of 1995
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
K. Congressional Review Act
[[Page 15555]]
I. General Information
A. Does this action apply to me?
The regulated categories and entities potentially affected by the
final standards include:
----------------------------------------------------------------------------------------------------------------
NAICS
Category code Examples of regulated entities
\1\
----------------------------------------------------------------------------------------------------------------
Any area source facility using a boiler as 321 Wood product manufacturing.
defined in this proposed rule.
11 Agriculture, greenhouses.
311 Food manufacturing.
327 Nonmetallic mineral product manufacturing.
424 Wholesale trade, nondurable goods.
531 Real estate.
611 Educational services.
813 Religious, civic, professional, and similar
organizations.
92 Public administration.
722 Food services and drinking places.
62 Health care and social assistance.
----------------------------------------------------------------------------------------------------------------
\1\ North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be affected by this
action. To determine whether your facility, company, business,
organization, etc., is regulated by this action, you should examine the
applicability criteria in 40 CFR 63.11193 of subpart JJJJJJ (National
Emission Standards for Hazardous Air Pollutants for Industrial,
Commercial, and Institutional Boilers Area Sources). If you have any
questions regarding the applicability of this action to a particular
entity, consult either the delegated regulatory authority for the
entity or your EPA regional representative as listed in 40 CFR 63.13 of
subpart A (General Provisions).
B. Where can I get a copy of this document?
In addition to being available in the docket, an electronic copy of
this final action will also be available on the Worldwide Web (WWW)
through the Technology Transfer Network (TTN). Following signature, a
copy of the final action will be posted on the TTN's policy and
guidance page for newly proposed or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg. The TTN provides information and
technology exchange in various areas of air pollution control.
C. Judicial Review
Under section 307(b)(1) of the CAA, judicial review of this final
rule is available only by filing a petition for review in the U.S.
Court of Appeals for the District of Columbia Circuit (the Court) by
May 20, 2011. Under CAA section 307(d)(7)(B), only an objection to this
final rule that was raised with reasonable specificity during the
period for public comment can be raised during judicial review. CAA
section 307(d)(7)(B) also provides a mechanism for EPA to convene a
proceeding for reconsideration, ``[i]f the person raising an objection
can demonstrate to EPA that it was impracticable to raise such
objection within [the period for public comment] or if the grounds for
such objection arose after the period for public comment (but within
the time specified for judicial review) and if such objection is of
central relevance to the outcome of the rule.'' Any person seeking to
make such a demonstration to us should submit a Petition for
Reconsideration to the Office of the Administrator, Environmental
Protection Agency, Room 3000, Ariel Rios Building, 1200 Pennsylvania
Ave., NW., Washington, DC 20460, with a copy to the person listed in
the preceding FOR FURTHER GENERAL INFORMATION CONTACT section, and the
Associate General Counsel for the Air and Radiation Law Office, Office
of General Counsel (Mail Code 2344A), Environmental Protection Agency,
1200 Pennsylvania Ave., NW., Washington, DC 20004. Note, under CAA
section 307(b)(2), the requirements established by this final rule may
not be challenged separately in any civil or criminal proceedings
brought by EPA to enforce these requirements.
II. Background Information
A. What is the statutory authority and regulatory approach for this
final rule?
Section 112(d) of the CAA requires us to establish NESHAP for both
major and area sources of HAP that are listed for regulation under CAA
section 112(c). A major source emits or has the potential to emit 10
tpy or more of any single HAP or 25 tpy or more of any combination of
HAP. An area source is a HAP-emitting stationary source that is not a
major source.
Section 112(k)(3)(B) of the CAA calls for EPA to identify at least
30 HAP which, as the result of emissions from area sources, pose the
greatest threat to public health in the largest number of urban areas.
EPA implemented this provision in 1999 in the Integrated Urban Air
Toxics Strategy (Strategy), (64 FR 38715, July 19, 1999). Specifically,
in the Strategy, EPA identified 30 HAP that pose the greatest potential
health threat in urban areas, and these HAP are referred to as the ``30
urban HAP.'' CAA section 112(c)(3) requires EPA to list sufficient
categories or subcategories of area sources to ensure that area sources
representing 90 percent of the emissions of the 30 urban HAP are
subject to regulation. A primary goal of the Strategy is to achieve a
75 percent reduction in cancer incidence attributable to HAP emitted
from stationary sources.
Under CAA section 112(d)(5), we may elect to promulgate standards
or requirements for area sources ``which provide for the use of
generally
[[Page 15556]]
available control technologies [``GACT''] or management practices by
such sources to reduce emissions of hazardous air pollutants.''
Additional information on GACT is found in the Senate report on the
legislation (Senate Report Number 101-228, December 20, 1989), which
describes GACT as:
* * * methods, practices and techniques which are commercially
available and appropriate for application by the sources in the
category considering economic impacts and the technical capabilities
of the firms to operate and maintain the emissions control systems.
Consistent with the legislative history, we can consider costs and
economic impacts in determining GACT, which is particularly important
when developing regulations for source categories that may have many
small businesses such as these.
Determining what constitutes GACT involves considering the control
technologies and management practices that are generally available to
the area sources in the source category. We also consider the standards
applicable to major sources in the analogous source category to
determine if the control technologies and management practices are
transferable and generally available to area sources. In appropriate
circumstances, we may also consider technologies and practices at area
and major sources in similar categories to determine whether such
technologies and practices could be considered generally available for
the area source categories at issue. Finally, as noted above, in
determining GACT for a particular area source category, we consider the
costs and economic impacts of available control technologies and
management practices on that category.
While GACT may be a basis for standards for most types of HAP
emitted from area sources, CAA section 112(c)(6) requires that EPA list
categories and subcategories of sources assuring that sources
accounting for not less than 90 percent of the aggregate emissions of
each of seven specified HAP are subject to standards under CAA sections
112(d)(2) or (d)(4), which require the application of the more
stringent MACT. The seven HAP specified in CAA section 112(c)(6) are as
follows: Alkylated lead compounds, POM, hexachlorobenzene, mercury,
polychlorinated biphenyls (PCBs), 2,3,7,8-tetrachlorodibenzofurans, and
2,3,7,8-tetrachlorodibenzo-p-dioxin.
The CAA section 112(c)(6) list of source categories currently
includes industrial coal combustion, industrial oil combustion,
industrial wood combustion, commercial coal combustion, commercial oil
combustion, and commercial wood combustion. (See 63 FR 17849, April 10,
1998.) We listed these source categories under CAA section 112(c)(6)
based on the source categories' contribution of mercury and POM. In the
documentation for the CAA section 112(c)(6) listing, the commercial
fuel combustion categories included institutional fuel combustion. (See
``1990 Emissions Inventory of Section 112(c)(6) Pollutants, Final
Report,'' April 1998.) As discussed in the preamble to the proposed
rule, we concluded we only needed to address mercury emissions from the
coal-fueled portion of these categories in order to ensure that 90
percent of the aggregate emissions of mercury would be subject to
standards under CAA sections 112(d)(2) or 112(d)(4). (See 75 FR 31898,
June 4, 2010.) As discussed in this preamble, based on public comments
received, we re-examined the emission inventory and the need to address
POM emissions from the area source subcategories to meet the CAA
section 112(c)(6) 90 percent requirement, and concluded we only need to
address POM emissions from the coal-fueled portion of these categories
under CAA section 112(d)(2) or 112(d)(4).
With this final rule and the major source boilers rule, we believe
that we have subjected to regulation at least 90 percent of the CAA
section 112(c)(6) 1990 emissions inventory for mercury and POM.
Consequently, we are regulating coal-fired area source boilers under
MACT because we need these sources to meet the 90 percent requirement
for mercury and POM in CAA section 112(c)(6).
The ``MACT'' required by CAA sections 112(d)(2) or 112(d)(4) can be
based on the emissions reductions achievable through application of
measures, processes, methods, systems, or techniques including, but not
limited to: (1) Reducing the volume of, or eliminating emissions of,
such pollutants through process changes, substitutions of materials, or
other modifications; (2) enclosing systems or processes to eliminate
emissions; (3) collecting, capturing, or treating such pollutants when
released from a process, stack, storage or fugitive emission point; (4)
design, equipment, work practices, or operational standards as provided
in CAA section 112(h); or (5) a combination of the above.
The MACT floor is the minimum control level allowed for NESHAP and
is defined under CAA section 112(d)(3). For new sources, MACT based
standards cannot be less stringent than the emission control achieved
in practice by the best-controlled similar source, as determined by the
Administrator. The MACT based standards for existing sources can be
less stringent than standards for new sources, but they cannot be less
stringent than the average emission limitation achieved by the best
performing 12 percent of existing sources in the category or
subcategory (for which the Administrator has emission information) for
source categories and subcategories with 30 or more sources, or the
best performing 5 sources for categories and subcategories with fewer
than 30 sources (CAA section 112(d)(3)(A) and (B)).
Although emission standards are often structured in terms of
numerical emissions limits, alternative approaches are sometimes
necessary and authorized pursuant to CAA section 112. For example, in
some cases, physically measuring emissions from a source may not be
practicable due to technological and economic limitations. Section
112(h) of the CAA authorizes the Administrator to promulgate a design,
equipment, work practice, or operational standard, or combination
thereof, consistent with the provisions of CAA sections 112(d) or (f),
in those cases where, in the judgment of the Administrator, it is not
feasible to prescribe or enforce an emission standard. Section
112(h)(2) of the CAA provides that the phrase ``not feasible to
prescribe or enforce an emission standard'' includes ``the situation in
which the Administrator determines that * * * the application of
measurement methodology to a particular class of sources is not
practicable due to technological and economic limitations.''
As noted above in this section of the preamble, we listed
industrial coal combustion, industrial oil combustion, industrial wood
combustion, commercial coal combustion, commercial oil combustion, and
commercial wood combustion under CAA section 112(c)(6) based on the
source categories' contribution of mercury and POM. We listed these
same categories under CAA section 112(c)(3) for their contribution of
mercury, arsenic, beryllium, cadmium, lead, chromium, manganese,
nickel, POM (as 7-PAH (polynuclear aromatic hydrocarbons)), ethylene
dioxide, and PCBs.
We have developed final standards to reflect the application of
MACT for mercury and POM from coal-fired area source boilers and have
applied GACT for the urban HAP noted above for boilers firing other
fuels and for urban
[[Page 15557]]
HAP (other than mercury and POM) from coal-fired area source boilers.
B. What source categories are affected by the standards?
The source categories affected by the standards are industrial
boilers and commercial and institutional boilers. Both source
categories were included in the area source list published on July 19,
1999 (64 FR 38721). The inclusion of these two source categories on the
CAA section 112(c)(3) area source category list is based on 1990
emissions data, as EPA used 1990 as the baseline year for that listing.
We describe above in Section II.A of this preamble the pollutants that
formed the basis of the listings.
This rule applies to all existing and new industrial boilers,
institutional boilers, and commercial boilers located at area sources.
Boiler means an enclosed combustion device having the primary purpose
of recovering thermal energy in the form of steam or hot water. The
industrial boiler source category includes boilers used in
manufacturing, processing, mining, refining, or any other industry. The
commercial boiler source category includes boilers used in commercial
establishments such as stores/malls, laundries, apartments,
restaurants, and hotels/motels. The institutional boiler source
category includes boilers used in medical centers (e.g., hospitals,
clinics, nursing homes), educational and religious facilities (e.g.,
schools, universities, churches), and municipal buildings (e.g.,
courthouses, prisons).
C. What is the relationship between this rule and other related
national emission standards?
This rule regulates industrial boilers and institutional/commercial
boilers that are located at area sources of HAP. Today, in a parallel
action, a NESHAP for industrial, commercial, and institutional boilers
and process heaters located at major sources is being promulgated
reflecting the application of MACT. The major source NESHAP regulates
emissions of PM (as a surrogate for non-mercury metals), mercury, HCl
(as a surrogate for acid gases), dioxins/furans, and CO (as a surrogate
for non-dioxin organic HAP) from existing and new major source boilers.
This rule covers boilers located at area source facilities. In
addition to the major source MACT for boilers being issued today, the
Agency is also issuing emission standards today pursuant to CAA section
129 for commercial and industrial solid waste incineration units. In a
parallel action, EPA is finalizing a solid waste definition rulemaking
pursuant to subtitle D of RCRA. That action is relevant to this
proceeding because if an industrial, commercial, or institutional
boiler located at an area source combusts secondary materials that are
``solid waste,'' as that term is defined by the Administrator under
RCRA, those boilers would be subject to section 129 of the CAA, not
section 112.
As background, in 2007, the United States Court of Appeals for the
District of Columbia Circuit (DC Circuit) vacated the ``CISWI
Definitions Rule'' (70 FR 55568, September 22, 2005), which amended the
definitions of ``commercial and industrial solid waste incinerator
(CISWI),'' ``commercial or industrial waste,'' and ``solid waste'' in
40 CFR 60, subparts CCCC and DDDD, and which EPA issued pursuant to CAA
section 129. The Court found that the definitions in that rule were
inconsistent with the CAA. Specifically, the Court held that the term
``solid waste incineration unit'' in CAA section 129(g)(1)
``unambiguously include[s] among the incineration units subject to its
standards any facility that combusts any commercial or industrial solid
waste material at all--subject to the four statutory exceptions
identified [in CAA section 129(g)(1)].'' NRDC v. EPA, 489 F.3d at 1257-
58.
Based on the information available to the Agency, we determined
that the boilers that are subject to this area source rule combust
predominantly coal, oil, or biomass. We have further determined that
the boilers subject to this rule may combust non-hazardous secondary
materials that do not meet the definition of ``solid waste'' pursuant
to the rulemaking of subtitle D of RCRA. A boiler located at an area
source burning any secondary materials considered ``solid waste'' would
be considered a solid waste incineration unit subject to regulation
under CAA section 129. In the final area source boiler rulemaking, EPA
is providing specific language to ensure clarity regarding the
necessary steps that must be followed for combustion units that begin
combusting non-hazardous solid waste materials and become subject to
section 129 standards instead of section 112 standards or combustion
units that discontinue combustion of non-hazardous solid waste
materials and become subject to section 112 standards instead of
section 129 standards.
Some of the affected sources subject to this rule may also be
subject to the NSPS for industrial, commercial, and institutional
boilers (40 CFR part 60, subparts Db and Dc). EPA codified these NSPS
in 1986, and revised portions of them in 1999 and 2006. The two NSPS
regulate emissions of PM, SO2, and NOX from
boilers constructed after June 19, 1984. Sources subject to the NSPS
that are located at area source facilities are also subject to this
rule because this rule regulates HAP. In developing this rule, we have
streamlined the monitoring and recordkeeping requirements to avoid
duplicating requirements in the NSPS.
D. How did we gather information for this rule?
We gathered information for this rule from states' boiler
inspection lists, company Web sites, published literature, state
permits, current state and federal regulations, and from an ICR
conducted for the major source NESHAP. After proposal, we received
additional emission test reports during the public comment period.
We developed an initial nationwide population of area source
boilers based on boiler inspector data-bases from 13 states. The boiler
inspector data-bases include steam boilers that are required to be
inspected for safety or insurance purposes. We classified the area
source boilers to NAICS codes based on the ``name'' of the facility at
which the boiler was located. However, many of the boilers in the
boiler inspector data-base could not be readily assigned to an NAICS
code and, thus, we did not categorize them.
We reviewed state and other federal regulations that apply to the
area sources in the source categories for information concerning
existing HAP emission control approaches. For example, as noted above,
the NSPS for small industrial, commercial, and institutional boilers in
40 CFR part 60, subpart Dc apply to boilers at some area sources.
Similarly, permit requirements established by the Ohio, Illinois,
Vermont, New Hampshire, and Maine air regulatory agencies apply to some
area sources. We also reviewed standards for boilers at major sources
that would be appropriate for and transferable to boilers at area
sources. For example, we determined that management practices, such as,
tune-ups and operator training applicable to major source boilers are
also feasible for boilers at area sources.
[[Page 15558]]
E. How are the area source boiler HAP addressed by this rule?
As explained in Section II.A of this preamble, industrial coal
combustion, industrial oil combustion, industrial wood combustion,
commercial coal combustion, commercial oil combustion, and commercial
wood combustion are listed under CAA section 112(c)(6) due to
contributions of mercury and POM and these same categories are listed
under CAA section 112(c)(3) for their contribution of mercury, arsenic,
beryllium, cadmium, lead, chromium, manganese, nickel, POM, ethylene
dioxide, and PCB.
With respect to the CAA section 112(c)(3) pollutants, we used
surrogates because, as explained in this section of the preamble, it
was not practical to establish individual standards for each specific
HAP. We grouped the CAA section 112(c)(3) pollutants, which formed the
basis for the listing of these two source categories, into three common
groupings: Mercury, non-mercury metallic HAP (arsenic, beryllium,
cadmium, chromium, lead, manganese, and nickel), and organic HAP (POM,
ethylene dichloride, and PCB). In general, the pollutants within each
group have similar characteristics and can be controlled with the same
techniques.
For the non-mercury metallic HAP, we selected PM as a surrogate.
The inherent variability and unpredictability of the non-mercury metal
HAP compositions and amounts in fuel has a material effect on the
composition and amount of non-mercury metal HAP in the emissions from
the boiler. As a result, establishing individual numerical emissions
limits for each non-mercury HAP metal species is difficult given the
level of uncertainty about the individual non-mercury metal HAP
compositions of the fuels that will be combusted. An emission
characteristic common to all boilers is that the non-mercury metal HAP
are a component of the PM contained in the fly ash emitted from the
boiler. A sufficient correlation exists between PM and non-mercury
metallic HAP to rely on PM as a surrogate for these HAP and for their
control.\1\ Therefore, the same control techniques that would be used
to control the fly-ash PM will control non-mercury metallic HAP.
Emissions limits established to achieve control of PM will also achieve
control of non-mercury metallic HAP. Furthermore, establishing separate
standards for each individual HAP would impose costly and significantly
more complex compliance and monitoring requirements and achieve little,
if any, HAP emissions reductions beyond what would be achieved using
the surrogate pollutant approach.
---------------------------------------------------------------------------
\1\ In National Lime Ass'n v. EPA, 233 F. 3d 625, 633 (DC Cir.
2000), the court upheld EPA's use of particulate matter as a
surrogate for HAP metals.
---------------------------------------------------------------------------
For organic urban HAP, we selected CO as a surrogate for organic
compounds, including POM, emitted from the various fuels burned in
boilers. The presence of CO is an indicator of incomplete combustion. A
high level of CO in emissions is a potential indication of elevated
organic HAP emissions because organic HAP, like CO, are formed as a
byproduct of combustion, and both would increase with an increase in
the level of incomplete combustion. Monitoring equipment for CO is
readily available, which is not the case for organic HAP. Also, it is
significantly easier and less expensive to measure and monitor CO
emissions than to measure and monitor emissions of each individual
organic HAP. We considered other surrogates, such as total hydrocarbon
(THC), but lacked data on emissions and permit limits for area source
boilers. Therefore, using CO as a surrogate for organic urban HAP is a
reasonable approach because minimizing CO emissions will result in
minimizing organic urban HAP emissions.
Based on these considerations, we are promulgating GACT standards
for PM (as a surrogate for the individual urban metal HAP) for coal,
biomass, and oil-fired boilers and CO (as a surrogate pollutant for the
individual urban organic HAP) for biomass-fired and oil-fired boilers.
We are also establishing MACT standards for mercury and for POM (using
CO as a surrogate pollutant) for coal-fired boilers. The MACT standard
for POM from coal-fired boilers would also be GACT for urban organic
HAP other than POM.
F. What are the costs and benefits of this final rule?
EPA estimated the costs and benefits associated with the final
rule, and the results are shown in the following table. For more
information on the costs and benefits for this rule, see the Regulatory
Impact Analysis (RIA).
Summary of the Monetized Benefits, Social Costs, and Net Benefits for the Boiler Area Source Rule in 2014
[Millions of 2008$] \1\
----------------------------------------------------------------------------------------------------------------
3% Discount rate 7% Discount rate
----------------------------------------------------------------------------------------------------------------
Final MACT/GACT Approach: Selected
----------------------------------------------------------------------------------------------------------------
Total Monetized Benefits \2\............. $210 to $520..................... $190 to $470
Total Social Costs \3\................... $490............................. $490
Net Benefits............................. -$280 to $30..................... -$300 to -$20
1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
Non-monetized Benefits;.................. 320 tons of other metals
< 1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
----------------------------------------------------------------------------------------------------------------
Proposed MACT Approach: Alternative
----------------------------------------------------------------------------------------------------------------
Total Monetized Benefits \2\............. $200 to $490..................... $180 to $440
Total Social Costs \3\................... $850............................. $850
[[Page 15559]]
Net Benefits............................. -$650 to -$360................... -$670 to -$410
Non-monetized Benefits................... 1,100 tons of carbon monoxide
340 tons of HCl
8 tons of HF
90 pounds of mercury
320 tons of other metals
<1 gram of dioxins/furans (TEQ)
Health effects from SO2 exposure
Ecosystem effects
Visibility impairment
----------------------------------------------------------------------------------------------------------------
\1\ All estimates are for the implementation year (2014), and are rounded to two significant figures. These
results include units anticipated to come online and the lowest cost disposal assumption.
\2\ The total monetized benefits reflect the human health benefits associated with reducing exposure to PM2.5
through reductions of directly emitted PM2.5 and PM2.5 precursors such as SO2. It is important to note that
the monetized benefits include many but not all health effects associated with PM2.5 exposure. Benefits are
shown as a range from Pope et al. (2002) to Laden et al. (2006). These models assume that all fine particles,
regardless of their chemical composition, are equally potent in causing premature mortality because there is
no clear scientific evidence that would support the development of differential effects estimates by particle
type. These estimates include energy disbenefits valued at less than $1 million.
\3\ The methodology used to estimate social costs for one year in the multimarket model using surplus changes
results in the same social costs for both discount rates.
III. Summary of This Final Rule
A. Do these standards apply to my source?
This rule applies to you if you own or operate a boiler combusting
solid fossil fuels, biomass, or liquid fuels located at an area source.
The standards do not apply to boilers that are subject to another
standard under 40 CFR part 63 or to a standard developed under CAA
section 129.
This rule applies to you if you own or operate a boiler combusting
natural gas, located at an area source, which switches to combusting
solid fossil fuels, biomass, or liquid fuel after June 4, 2010.
B. What is the affected source?
This final rule affects industrial boilers, institutional boilers,
and commercial boilers. The affected source is the collection of all
existing boilers within a subcategory located at an area source
facility or each new boiler located at an area source facility.
C. When must I comply with these standards?
The owner or operator of an existing source subject to a work
practice or management practice standard of a tune-up is required to
comply with this final rule no later than March 21, 2012. The owner or
operator of an existing source subject to emission limits or an energy
assessment requirement is required to comply with this final rule no
later than March 21, 2014. The owner or operator of a new source is
required to comply on May 20, 2011 or upon startup of the facility,
whichever is later. Owners and operators subject to 40 part CFR 60,
subpart CCCC or subpart DDDD who cease combusting solid waste must be
in compliance with this subpart on the effective date that the unit
ceased combusting solid waste, consistent with 40 CFR part 60, subpart
CCCC or subpart DDDD.
D. What are the MACT and GACT standards?
Emission standards are in the form of numerical emission limits for
new and existing area source boilers. The MACT emission limits for
mercury and CO (as a surrogate for POM) are presented, along with the
GACT emission limits for PM (as a surrogate for urban metals), in Table
1 of this preamble. The units are pounds of PM or mercury per million
British thermal units (lb/MMBtu) and ppm for CO.
Table 1--Emission Limits for Area Source Boilers
----------------------------------------------------------------------------------------------------------------
Heat input
Subcategory (MMBtu/h) Pollutants Emission limits
----------------------------------------------------------------------------------------------------------------
New coal-fired boiler......... >=30 a. Particulate 0.03 lb per MMBtu of heat input.
Matter.
b. Mercury...... 0.0000048 lb per MMBtu of heat input.
c. Carbon 400 ppm by volume on a dry basis corrected
Monoxide. to 3 percent oxygen.
>=10 and <30 a. Particulate 0.42 lb per MMBtu of heat input.
Matter.
b. Mercury...... 0.0000048 lb per MMBtu of heat input.
c. Carbon 400 ppm by volume on a dry basis corrected
Monoxide. to 3 percent oxygen.
New biomass-fired boiler...... >=30 Particulate 0.03 lb per MMBtu of heat input.
Matter.
>=10 and <30 Particulate 0.07 lb per MMBtu of heat input.
Matter.
New oil-fired boiler.......... >=30 Particulate 0.03 lb per MMBtu of heat input.
Matter.
>=10 and <30 Particulate 0.03 lb per MMBtu of heat input.
Matter.
Existing coal-Fired boiler.... >=10 a. Mercury...... 0.0000048 lb per MMBtu of heat input.
[[Page 15560]]
b. Carbon 400 ppm by volume on a dry basis corrected
Monoxide. to 7 percent oxygen.
----------------------------------------------------------------------------------------------------------------
The emission limits for PM apply only to new boilers. The emission
limits for mercury and CO apply only to boilers in the coal
subcategory; the emission limits for existing area source boilers in
the coal subcategory are applicable only to area source boilers that
have a designed heat input capacity of 10 million MMBtu/h or greater.
If your boiler burns any solid fossil fuel and no more than 15
percent biomass on a total fuel annual heat input basis, the boiler is
in the coal subcategory. If your boiler burns at least 15 percent
biomass on a total fuel annual heat input basis, the unit is in the
biomass subcategory. If your boiler burns any liquid fuel and is not in
either the coal or the biomass subcategory, the unit is in the oil
subcategory, except if the unit burns oil only during periods of gas
curtailment.
As allowed under CAA section 112(h), a work practice standard is
being promulgated for new and existing coal-fired area source boilers
with a designed heat input capacity of less than 10 MMBtu/h. The work
practice standard for new and existing coal-fired area source boilers
requires the implementation of a tune-up program. We are also requiring
all biomass-fired and oil-fired area source boilers to implement a
tune-up program as a management practice.
An additional standard is being promulgated for existing area
source facilities having an affected boiler with a designed heat input
capacity of 10 MMBtu/h or greater that requires the performance of an
energy assessment, by qualified personnel, on the boiler and its energy
use systems to identify cost-effective energy conservation measures.
E. What are the startup, shutdown, and malfunction (SSM) requirements?
The United States Court of Appeals for the District of Columbia
Circuit vacated portions of two provisions in EPA's CAA section 112
regulations governing the emissions of HAP during periods of startup,
shutdown, and malfunction (SSM). Sierra Club v. EPA, 551 F.3d 1019 (DC
Cir. 2008), cert. denied, 130 S. Ct. 1735 (U.S. 2010). Specifically,
the Court vacated the SSM exemption contained in 40 CFR 63.6(f)(1) and
40 CFR 63.6(h)(1), that are part of a regulation, commonly referred to
as the ``General Provisions Rule'' (40 CFR 63, subpart A), that EPA
promulgated under CAA section 112 of the CAA. When incorporated into
CAA section 112(d) regulations for specific source categories, these
two provisions exempted sources from the requirement to comply with the
otherwise applicable CAA section 112(d) emission standard during
periods of SSM.
Consistent with Sierra Club v. EPA, EPA has established standards
in this rule that apply at all times. EPA has attempted to ensure that
we have not incorporated into the regulatory language any provisions
that are inappropriate, unnecessary, or redundant in the absence of an
SSM exemption.
In establishing the standards in this rule, EPA has taken into
account startup and shutdown periods and, for the reasons explained
below, has established different standards for those periods.
EPA has revised this final rule to require sources to meet a work
practice standard, including following the manufacturer's recommended
procedures for minimizing startup and shutdown periods, to demonstrate
compliance with the emission limits for all subcategories of new and
existing area source boilers (that would otherwise be subject to
numeric emission limits) during periods of startup and shutdown. As
discussed in Section V.G of this preamble, we considered whether
performance testing, and therefore, enforcement of numeric emission
limits, would be practicable during periods of startup and shutdown.
With regards to performance testing, EPA determined that it is not
technically feasible to complete stack testing--in particular, to
repeat the multiple required test runs--during periods of startup and
shutdown due to physical limitations and the short duration of startup
and shutdown periods. Operating in startup and shutdown mode for
sufficient time to conduct the required test runs could result in
higher emissions than would otherwise occur. Based on these specific
facts for the boilers and process heater source category, EPA has
developed a separate standard for these periods, and we are finalizing
work practice standards to meet this requirement. The work practice
standard requires sources to minimize periods of startup and shutdown
following the manufacturer's recommended procedures, if available. If
manufacturer's recommended procedures are not available, sources must
follow recommended procedures for a unit of similar design for which
manufacturer's recommended procedures are available.
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. However, by
contrast, malfunction is defined as a ``sudden, infrequent, and not
reasonably preventable failure of air pollution control and monitoring
equipment, process equipment or a process to operate in a normal or
usual manner * * *'' (40 CFR 63.2). EPA has determined that
malfunctions should not be viewed as a distinct operating mode and,
therefore, any emissions that occur at such times do not need to be
factored into development of CAA section 112(d) standards, which, once
promulgated, apply at all times. In Mossville Environmental Action Now
v. EPA, 370 F.3d 1232, 1242 (DC Cir. 2004), the court upheld as
reasonable standards that had factored in variability of emissions
under all operating conditions. However, nothing in section 112(d) or
in case law requires that EPA anticipate and account for the
innumerable types of potential malfunction events in setting emission
standards. See, Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (DC Cir.
1978) (``In the nature of things, no general limit, individual permit,
or even any upset provision can anticipate all upset situations. After
a certain point, the transgression of regulatory limits caused by
`uncontrollable acts of third parties,' such as strikes, sabotage,
operator intoxication or insanity, and a variety of other
eventualities, must be a matter for the administrative exercise of
case-by-case enforcement discretion, not for specification in advance
by regulation.'').
Further, it is reasonable to interpret CAA section 112(d) as not
requiring EPA to account for malfunctions in setting emissions
standards. For example, we note that CAA section 112 uses the concept
of ``best performing'' sources in defining MACT, the level of
[[Page 15561]]
stringency that major source standards must meet. Applying the concept
of ``best performing'' to a source that is malfunctioning presents
significant difficulties. The goal of best performing sources is to
operate in such a way as to avoid malfunctions of their units.
Similarly, although standards for area sources are generally not
required to be set based on ``best performers,'' we believe that what
is ``generally available'' should not be based on periods in which
there is a ``failure to operate.''
Moreover, even if malfunctions were considered a distinct operating
mode, we believe it would be impracticable to take malfunctions into
account in setting CAA section 112(d) standards for area source
boilers. As noted above, by definition, malfunctions are sudden and
unexpected events and it would be difficult to set a standard that
takes into account the myriad different types of malfunctions that can
occur across all sources in the category. Moreover, malfunctions can
vary in frequency, degree, and duration, further complicating standard
setting.
In the event that a source fails to comply with the applicable CAA
section 112(d) standards as a result of a malfunction event (see 40 CFR
63.2 (definition of malfunction), EPA must determine an appropriate
response based on, among other things, the good faith efforts of the
source to minimize emissions during malfunction periods, including
preventative and corrective actions, as well as root cause analyses to
ascertain and rectify excess emissions. EPA would also consider whether
the source's failure to comply with the CAA section 112(d) standard
was, in fact, ``sudden, infrequent, not reasonably preventable'' and
was not instead ``caused in part by poor maintenance or careless
operation.'' (See 40 CFR 63.2 (definition of malfunction).)
Finally, EPA recognizes that even equipment that is properly
designed and maintained can sometimes fail and that such failure can
sometimes cause an exceedance of the relevant emission standard. (See,
e.g., State Implementation Plans: Policy Regarding Excessive Emissions
During Malfunctions, Startup, and Shutdown (September 20, 1999); Policy
on Excess Emissions During Startup, Shutdown, Maintenance, and
Malfunctions (February 15, 1983)). EPA is therefore adding to this
final rule an affirmative defense to civil penalties for exceedances of
emission limits that are caused by malfunctions. (See 40 CFR 63.11226
(defining ``affirmative defense'' to mean, in the context of an
enforcement proceeding, a response or defense put forward by a
defendant, regarding which the defendant has the burden of proof, and
the merits of which are independently and objectively evaluated in a
judicial or administrative proceeding).) We also have added other
regulatory provisions to specify the elements that are necessary to
establish this affirmative defense; the source must prove by a
preponderance of the evidence that it has met all of the elements set
forth in 63.11226. (See 40 CFR 22.24.) The criteria ensure that the
affirmative defense is available only where the event that causes an
exceedance of the emission limit meets the narrow definition of
malfunction in 40 CFR 63.2 (sudden, infrequent, not reasonable
preventable and not caused by poor maintenance and or careless
operation). For example, to successfully assert the affirmative
defense, the source must prove by a preponderance of the evidence that
excess emissions ``[w]ere caused by a sudden, infrequent, and
unavoidable failure of air pollution control and monitoring equipment,
process equipment, or a process to operate in a normal or usual manner
* * *.'' The criteria also are designed to ensure that steps are taken
to correct the malfunction, to minimize emissions in accordance with 40
CFR 63.11205(a), and to prevent future malfunctions. For example, the
source must prove by a preponderance of the evidence that ``[r]epairs
were made as expeditiously as possible when the applicable emission
limitations were being exceeded * * *'' and that ``[a]ll possible steps
were taken to minimize the impact of the excess emissions on ambient
air quality, the environment and human health * * *.'' In any judicial
or administrative proceeding, the Administrator may challenge the
assertion of the affirmative defense and, if the respondent has not met
its burden of proving all of the requirements in the affirmative
defense, appropriate penalties may be assessed in accordance with CAA
section 113 of the CAA (see also 40 CFR 22.77).
F. What are the initial compliance requirements?
For new and existing area source boilers with applicable emission
limits, you must conduct initial performance tests to determine
compliance with the PM, mercury, and CO emission limits. The
performance tests to demonstrate compliance with the mercury emission
limit can be either a stack test, which also requires a fuel analysis,
or only a fuel analysis.
As part of the initial compliance demonstration, you must monitor
specified operating parameters during the initial performance tests
that demonstrate compliance with the PM, mercury, and CO emission
limits for area source boilers. The test average establishes your site-
specific operating levels.
For owners or operators of existing and new coal-fired area source
boilers having a heat input capacity of less than 10 MMBtu/h and all
existing and new biomass-fired and oil-fired area source boilers, you
must submit to the delegated authority or EPA, as appropriate,
documentation that a tune-up was conducted.
For owners or operators of existing area source facilities having a
boiler with a heat input capacity of 10 MMBtu/h or greater and subject
to this rule, you must submit to the delegated authority or EPA, as
appropriate, documentation that the energy assessment was performed and
the cost-effective energy conservation measures identified.
G. What are the continuous compliance requirements?
If you demonstrate initial compliance with the emission limits by
performance (stack) tests, then you must conduct stack tests every 3
years. Furthermore, to demonstrate continuous compliance with the PM,
CO, and mercury emission limits, you must monitor and comply with the
applicable site-specific operating limits.
For area source boilers that must comply with the PM and mercury
emission limits, you must continuously monitor opacity and maintain the
opacity at or below 10 percent (daily block average) or:
1. If the boiler is controlled with a fabric filter, the fabric
filter may be continuously operated such that the alarm on the bag leak
detection system does not sound more than 5 percent of the operating
time during any 6-month period.
2. If the boiler is controlled with an electrostatic precipitator
(ESP), you must maintain the minimum voltage and secondary amperage (or
total power input) of the ESP at or above the minimum operating limits
established during the performance test.
3. If the boiler is controlled with a wet scrubber, you must
monitor pressure drop and liquid flow rate of the scrubber and maintain
the daily block averages at or above the minimum operating limits
established during the performance test.
4. For boilers with sorbent or carbon injection systems which must
comply with an applicable mercury emission limit, you must maintain the
daily block averages at or above the minimum sorbent flow rate, as
calculated according to 40 CFR 63.11221(a)(5).
[[Page 15562]]
If you elected to demonstrate initial compliance with the mercury
emission limit by fuel analysis, as determined according to 40 CFR
63.11211(b), you must conduct a monthly fuel analysis and maintain the
annual average at or below the limit indicated in Table 1 of this
preamble.
For boilers that demonstrate compliance with the PM and mercury
emission limits by performance (stack) tests, you must maintain monthly
fuel records that demonstrate that you burned no new fuel type or new
mixture (monthly average) as set during the performance test. If you
plan to burn a new fuel type or new mixture that is different from what
was burned during the initial performance test, then you must conduct a
new performance test to demonstrate continuous compliance with the PM
emission limit and mercury emission limit.
For boilers that must comply with the CO emission limits, you must
continually monitor oxygen and maintain an oxygen concentration level,
on a 30-day rolling average basis, at no less than 90 percent of the
average oxygen concentration measured during the most recent
performance test.
Biomass and oil-fired boilers must meet the management practice
standards defined in Table 2 to 40 CFR part 63, subpart JJJJJJ.
H. What are the notification, recordkeeping and reporting requirements?
All new and existing sources will be required to comply with some
requirements of the General Provisions (40 CFR part 63, subpart A),
which are identified in Table 6 to subpart JJJJJJ. The General
Provisions include specific requirements for notifications,
recordkeeping, and reporting. If performance tests are required under
subpart JJJJJJ, then the notification and reporting requirements for
performance tests in the General Provisions also apply.
Each owner or operator is required to submit a notification of
compliance status report, as required by 40 CFR 63.9(h) of the General
Provisions. Subpart JJJJJJ rule requires the owner or operator to
include in the notification of compliance status report certifications
of compliance with rule requirements.
If your unit is subject to an emission limit, then you must
prepare, by March 1 of each year, an annual compliance certification
report for the previous calendar year certifying the truth, accuracy
and completeness of the notification and a statement of whether the
source has complied with all the relevant standards and other
requirements of this subpart.
This rule requires records to demonstrate compliance with each
emission limit, work practice standard, and management practice. These
recordkeeping requirements are specified directly in the General
Provisions to 40 CFR part 63.
Records for applicable management practices must be maintained.
Specifically, the owner or operator must keep records of the dates and
the results of each boiler tune-up.
Records are required for either continuously monitored parameter
data for a control device, if a device is used to control the
emissions, or continuous opacity monitoring system (COMS) data.
Each owner and operator is required to keep the following records:
(1) All reports and notifications submitted to comply with this
final rule;
(2) Continuous monitoring data as required in this final rule;
(3) Each instance in which you did not meet each emission limit,
work/management practice, and operating limit (i.e., deviations from
this final rule);
(4) Monthly fuel use by each boiler including a description of the
type(s) of fuel(s) burned, amount of each fuel type burned, and units
of measure;
(5) A copy of the results of all performance tests, energy
assessments, opacity observations, performance evaluations, or other
compliance demonstrations conducted to demonstrate initial or
continuous compliance with this final rule; and
(6) A copy of your site-specific monitoring plan developed for this
final rule, if applicable.
Records must be retained for at least 5 years. In addition,
monitoring plans, operating and maintenance plans, and other plans must
be updated as necessary and kept for as long as they are still current.
I. Submission of Emissions Test Results to EPA
Compliance test data are necessary for many purposes including
compliance determinations, development of emission factors, and
determining annual emission rates. EPA has found it burdensome and time
consuming to collect emission test data because of varied locations for
data storage and varied data storage methods.
One improvement that has occurred in recent years is the
availability of stack test reports in electronic format as a
replacement for bulky paper copies.
In this action, we are taking a step to improve data accessibility
for stack tests (and in the future continuous monitoring data). Boiler
area sources are required to submit to WebFIRE (an EPA electronic data
base) an electronic copy of stack test reports as well as process data.
Data entry requires only access to the Internet and is expected to be
completed by the stack testing company as part of the work that it is
contracted to perform.
Please note that the requirement to submit source test data
electronically to EPA does not require any additional performance
testing. In addition, when a facility submits performance test data to
WebFIRE, there are no additional requirements for data compilation;
instead, we believe industry will greatly benefit from improved
emissions factors, fewer information requests, and better regulation
development as discussed below. Because the information that is being
reported is already required in the existing test methods and is
necessary to evaluate the conformance to the test methods, facilities
are already collecting and compiling these data. The Electronic
Reporting Tool (ERT) was developed with input from stack testing
companies, who already collect and compile performance test data
electronically. One major advantage of submitting source test data
through ERT is that it provides a standardized method to compile and
store all the documentation required by subpart JJJJJJ. Another
important benefit of submitting these data to EPA at the time the
source test is conducted is that these data should reduce the effort
involved in data collection activities in the future for these source
categories. This results in a reduced burden on both affected
facilities (in terms of reduced manpower to respond to data collection
requests) and EPA (in terms of preparing and distributing data
collection requests). Finally, another benefit of submitting these data
to WebFIRE electronically is that these data will greatly improve the
overall quality of the existing and new emissions factors by
supplementing the pool of emissions test data upon which emissions
factors are based and by ensuring that data are more representative of
current industry operational procedures. A common complaint we hear
from industry and regulators is that emissions factors are out-dated or
not representative of a particular source category. Receiving recent
performance test results would ensure that emissions factors are
updated and more accurate. In summary, receiving these test data
already collected for other purposes and using them in the emissions
factors development program will save
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industry, state/local/tribal agencies, and EPA time and money.
As mentioned earlier, the electronic data-base that will be used is
EPA's WebFIRE, which is a Web site accessible through EPA's TTN
(technology transfer network). The WebFIRE Web site was constructed to
store emissions test data for use in developing emission factors. A
description of the WebFIRE data-base can be found at https://cfpub.epa.gov/oarweb/index.cfm?action=fire.main. The ERT will be able
to transmit the electronic report through EPA's Central Data Exchange
(CDX) network for storage in the WebFIRE data base. Although ERT is not
the only electronic interface that can be used to submit source test
data to the CDX for entry into WebFIRE, it makes submittal of data very
straightforward and easy. A description of the ERT can be found at
https://www.epa.gov/ttn/chief/ert/ert_tool.html.
The ERT can be used to document the conduct of stack tests for
various pollutants including PM, mercury, dioxin/furan, and HCl.
Presently, the ERT does not accept opacity data or CEMS data.
IV. Summary of Significant Changes Following Proposal
A. Changes to Subcategories
We have redefined the coal, biomass and oil subcategories for area
source boilers to clarify the fuel-type inputs that would define each
subcategory. The proposed rule defined the biomass subcategory to
include any boiler that burns any amount of biomass, either alone or in
combination with a liquid or gaseous fuel. This definition excluded
boilers that burned biomass with coal; boilers burning greater than 10
percent coal on an annual fuel heat input basis were defined under the
coal-fired subc