Bureau of Educational and Cultural Affairs (ECA) Request for Grant Proposals: Professional Exchanges Congress, 14719-14725 [2011-6279]
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electronically accessible database format
that can be shared with the Bureau, as
required. As a minimum, the data must
include the following:
(1) Name, address, contact
information of all persons who travel
internationally on funds provided by
the agreement or who benefit from the
award funding but do not travel.
(2) Itineraries of international and
domestic travel, providing dates of
travel and cities in which any exchange
experiences take place. Final schedules
for in-country and U.S. activities must
be received by the ECA Program Officer
at least three work days prior to the
official opening of the activity.
(3) Information about participating
schools and organizations including, but
not limited to, location, demography,
participating program leaders, teachers,
students, and youth.
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VII. Agency Contacts
For questions about this
announcement, contact: Ilo-Mai
Harding, Program Officer, Office of
Citizen Exchanges, ECA–PE–C–PY,
Room 3–H17, U.S. Department of State,
SA–5, 2200 C Street, NW., Washington,
DC 20037, telephone: 202–632–9386,
fax number: 202–632–9355, E-mail:
HardingIM@state.gov.
All correspondence with the Bureau
concerning this RFGP should reference
the above title and number: ECA/PE/C/
PY–11–32.
Please read the complete
announcement before sending inquiries
or submitting proposals. Once the RFGP
deadline has passed, Bureau staff may
not discuss this competition with
applicants until the proposal review
process has been completed.
VIII. Other Information
Notice:
The terms and conditions published
in this RFGP are binding and may not
be modified by any Bureau
representative. Explanatory information
provided by the Bureau that contradicts
published language will not be binding.
Issuance of the RFGP does not
constitute an award commitment on the
part of the Government. The Bureau
reserves the right to reduce, revise, or
increase proposal budgets in accordance
with the needs of the program and the
availability of funds. Awards made will
be subject to periodic reporting and
evaluation requirements per section VI.3
above.
Dated: March 9, 2011.
Ann Stock,
Assistant Secretary for Educational and
Cultural Affairs, U.S. Department of State.
[FR Doc. 2011–6297 Filed 3–16–11; 8:45 am]
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DEPARTMENT OF STATE
[Public Notice 7366]
Bureau of Educational and Cultural
Affairs (ECA) Request for Grant
Proposals: Professional Exchanges
Congress
Announcement Type: New Grant.
Funding Opportunity Number: ECA/
PE/C–11–21.
Catalog of Federal Domestic
Assistance Number: 19.415.
Key Dates: Spring and Fall 2012.
Application Deadline: May 19, 2011
Executive Summary: The Office of
Citizen Exchanges of the Bureau of
Educational and Cultural Affairs invites
proposal submissions to conduct the
2012 spring and fall End-of-Program
‘‘Professional Exchanges Congresses’’ for
individuals from Africa, East Asia and
the Pacific, Europe, the Middle East and
North Africa, South and Central Asia
and the Western Hemisphere
participating in the Legislative Fellows
Program, the Women’s Empowerment
Program, and the Young Entrepreneurs
Program. Public and private non-profit
organizations meeting the provisions
described in Internal Revenue Code
section 26 USC 501(c)(3) may submit
proposals to conduct two three-day
Professional Exchanges Congresses in
spring and fall 2012. These professional
exchange programs support and
encourage young government and civil
society leaders, roughly ages 25–38,
from eligible countries to gain
knowledge of U.S. practices and
techniques in their field of expertise,
explore governance principles and
practices in both public and civil
society institutions in the United States,
and gain a deeper understanding of U.S.
society, culture, and people. These
professional exchange programs are also
designed to provide U.S. participants
the opportunity to share their
professional expertise with counterparts
in eligible countries and gain a deeper
understanding of the societies, cultures,
and professional arena of their foreign
colleagues.
I. Funding Opportunity Description
I.1. Authority
Overall grant making authority for
this program is contained in the Mutual
Educational and Cultural Exchange Act
of 1961, Public Law 87–256, as
amended, also known as the FulbrightHays Act. The purpose of the Act is ‘‘to
enable the Government of the United
States to increase mutual understanding
between the people of the United States
and the people of other countries * * *;
to strengthen the ties which unite us
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with other nations by demonstrating the
educational and cultural interests,
developments, and achievements of the
people of the United States and other
nations * * * and thus to assist in the
development of friendly, sympathetic
and peaceful relations between the
United States and the other countries of
the world.’’ The funding authority for
the program above is provided through
legislation.
I.2. Purpose
ECA anticipates funding one grant of
approximately $576,000 for the
development, management, and
implementation of two (2) Professional
Exchanges Congresses that will occur at
the end of both the spring and fall
fellowship components for the 2012
Legislative Fellows Program, Women’s
Empowerment Program, and Young
Entrepreneurs Program.
These professional exchange
programs are two-way exchanges
involving current or potential
government and civil society leaders
from both the U.S. and foreign countries
who will effect positive change in their
workplace and communities and
develop long-term engagement between
their home organizations and foreign
counterparts. In addition to the
professional focus of the program,
foreign participants will be provided
opportunities to explore governance as
practiced in the United States, and in
particular the interface between
government and civil society.
Additional information about these
professional exchange programs can be
located on the Federal Registry under
Bureau of Educational and Cultural
Affairs (ECA) Request for Grant
Proposals: Open Competition for the
Professional Exchange Programs,
Funding Opportunity Number: ECA/PE/
C–11–01.
The three-day Professional Exchanges
Congresses should build upon the
thematic focus of the Legislative
Fellows Program, the Women’s
Empowerment Program, and the Young
Entrepreneurs Program; work to
reinforce programmatic goals; allow for
engaged interaction between individuals
from different countries; highlight key
learning objectives; outline plans for
follow-on projects; and help the
professional exchange participants
translate and utilize their U.S.
experiences in their home communities.
Special attention should be paid to
integrating these three professional
exchange programs, and concepts such
as citizen empowerment, grassroots
advocacy, volunteerism, community
action, and leadership into the Congress
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design, content, and programmatic
activities.
As the capstone events of the 2012
spring and fall professional exchange
experience, each Professional Exchanges
Congress is designed to provide
participating fellows:
• a contextual framework for
understanding the ‘‘fellowship
experience’’ and the interplay of
government, governance, and civil
society;
• the opportunity to network with
colleagues from participating countries;
• a deeper understanding of the ways
an individual, organization, or interest
group can generate change for the
common good;
• concrete tools to support the role of
the individual as a cultural ambassador;
and,
• an enhanced appreciation of the
importance of public diplomacy in the
global community.
A description of the Legislative
Fellows Program, the Women’s
Empowerment Program, and the Young
Entrepreneurs Program are provided in
Section I.8 below. Additional
information about these specific
professional exchange programs can be
found in a separate RFGP published in
the Federal Register, and available at
www.grants.gov, as well as on the ECA
Web site at https://exchanges.state.gov/
grants/open2.html (ECA/PE/C–11–01).
Potential applicants may wish to review
the RFGP for these professional
exchange programs before developing a
proposal for the Congresses.
I.3. Participants
For the purposes of the Professional
Exchanges Congress, ‘‘participants’’ are
defined as citizens of the eligible
countries selected through a merit-based
competition to travel to the United
States to take part in one of the three
spring or fall professional exchange
programs. Participants will be young
up-and-coming and mid-level
government and civil society
professionals with experience and
current employment related to one of
the designated areas. Because of the
nature of this program, all selected
participants will be highly proficient in
written and oral English, self-directed,
able to work effectively in a crosscultural setting, and have demonstrated
leadership abilities.
I.4. Project Activities
Projects should including planning,
development, and implementation of
two three-day long Professional
Exchanges Congress in spring and fall
2012. Each Congress will include
approximately 200–250 participants in
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addition to staff from approximately 12–
18 participating organizations. Strong
project designs will ground and
augment the fellowship experience with
leadership development activities that
relate to civic engagement. Proposals
should clearly outline the goals and
objectives of the Professional Exchanges
Congress, describe possible symposium
themes and topics, suggest speakers,
and include innovative informal
networking events that allow ample
time for interaction among the program
participants. Special attention should be
paid to highlighting the program using
social media and other outreach
methods. Proposals should also include
a detailed draft agenda. Projects should
provide opportunities for the exchange
participants to begin the transition from
program participant to alumni and
discuss how to translate and utilize
their U.S. experiences in their home
communities.
I.5. Projected Timeline
ECA envisions the approximate dates
of the Professional Exchanges Congress
to be as follows:
September 2011–January 2012:
• Develop and implement
communication plan and system.
• Identify and negotiate contract with
appropriate hotel or meeting site for
both spring and fall Congresses.
Contracts should include provisions for
meals and lodging for participating
fellows and staff from grantee
organizations, as well as space for
plenary meetings, informal networking
activities, break-out sessions, etc.
February 2012–April 2012:
In coordination with ECA/PE/C staff
and participating grantee organizations,
• develop spring Congress agenda
and all corresponding materials.
• arrange all hotel, meals, and travel
logistics.
• disseminate arrival and hotel
information to participating fellows
along with the agenda for the Congress
and materials.
• develop and implement a public
media outreach campaign to interested
stakeholders and the wider community.
Special provisions should be made for
internal outreach within the Department
of State.
May 2–4, 2012: Conduct Three-Day
Spring Professional Exchanges
Congress.
June 2012: Prepare Final Congress
Report. Meet with ECA/PE/C staff for an
official programmatic debrief.
June 2012–October 2012:
In coordination with ECA/PE/C staff
and participating grantee organizations,
• develop fall Congress agenda and
all corresponding materials.
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• arrange all hotel, meals, and travel
logistics.
• disseminate arrival and hotel
information to participating fellows
along with the agenda for the Congress
and materials.
• implement a public media outreach
campaign to interested stakeholders and
the wider community. Special
provisions should be made for internal
outreach within the Department of
State.
November 7–9, 2012: Conduct ThreeDay Fall Professional Exchanges
Congress.
December 2012: Prepare Final
Congress Report. Meet with ECA/PE/C
staff for an official programmatic
debrief.
I.6. Professional Exchange Programs
Programs and Eligible Partner
Countries: Congress proposals need to
embrace a global program design that
incorporates the professional exchange
programs outlined in announcement
ECA/PE/C–11–01:
Legislative Fellows Program
The Legislative Fellows Program will
engage professionals who are actively
involved in the legislative process and/
or policy-making through their work in
government, civic education
organizations, citizen advocacy groups,
political parties, or election monitoring
organizations. During their time in the
United States, the participants will
examine the relationship between civil
society and government, and the issue
of public corruption and accountability.
Participants will observe the role of
their U.S. counterparts in various levels
of the U.S. government, through
placements in Congressional offices
(including state/district offices), state
legislatures, city councils/local
government bodies, advocacy groups or
other relevant organizations across the
United States, engage in dialogue, and
develop plans for projects that support
more responsive social and political
institutions.
Women’s Empowerment
The Women’s Empowerment Program
will focus on the unique interests of
women in issues that affect the broader
society, including business, civil
society, and journalism. Participants
will represent women-owned
businesses, non-governmental
organizations, healthcare industries, and
educational institutions. During their
4–6 week fellowships in the United
States, participants will gain firsthand
knowledge of how organizations and
institutions advocate on behalf of
women and their critical role in
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community advancement, while also
participating in site visits and speciallydesigned seminars.
Young Entrepreneurs
The Young Entrepreneurs Program
will engage small business owners,
business professionals and business
educators, to observe best practices in
business, engage in dialogue with their
peers in the U.S., and complete
individually tailored fellowships in
appropriate organizations. Participants
will increase their understanding of the
links between entrepreneurial activity
and free markets, as well as the
importance of transparency and
accountability in business and
government through the participants’
direct involvement in American
businesses.
Participants in these professional
exchange programs will come from at a
minimum 30 countries worldwide. For
a full list of the eligible countries under
each specific theme, please refer to the
RFGP for these professional exchange
programs; announcement ECA/PE/C–
11–01.
Additional guidelines and
programming responsibilities of the
recipient organization and ECA are
located in the Program Objectives, Goals
and Implementation (POGI) document.
II. Award Information
Type of Award: Grant Agreement
Fiscal Year Funds: 2011
Approximate Total Funding: $576,000
Approximate Number of Awards: 1
Approximate Average Award:
$576,000
Anticipated Award Date: Pending the
availability of funds, September 1, 2011
Anticipated Project Completion Date:
December 31, 2012
Additional Information: Pending
successful implementation of this
program and the availability of funds in
subsequent fiscal years, it is ECA’s
intent to renew this grant for two
additional fiscal years before openly
competing it again.
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III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by
public and private non-profit
organizations meeting the provisions
described in Internal Revenue Code
section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum
percentage required for this
competition. However, the Bureau
encourages applicants to provide
maximum levels of cost sharing and
funding in support of its programs.
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When cost sharing is offered, it is
understood and agreed that the
applicant must provide the amount of
cost sharing as stipulated in its proposal
and later included in an approved
agreement. Cost sharing may be in the
form of allowable direct or indirect
costs. For accountability, you must
maintain written records to support all
costs which are claimed as your
contribution, as well as costs to be paid
by the Federal government. Such
records are subject to audit. The basis
for determining the value of cash and
in-kind contributions must be in
accordance with OMB Circular A–110,
(Revised), Subpart C.23—Cost Sharing
and Matching. In the event you do not
provide the minimum amount of cost
sharing as stipulated in the approved
budget, ECA’s contribution will be
reduced in like proportion.
III.3. Other Eligibility Requirements
(a.) Bureau grant guidelines require
that organizations with less than four
years experience in conducting
international exchanges be limited to
$60,000 in Bureau funding. ECA
anticipates making one award, in an
amount up to $576,000 to support
program and administrative costs
required to implement this exchange
program. Therefore, organizations with
less than four years experience in
conducting international exchanges are
ineligible to apply under this
competition. The Bureau encourages
applicants to provide maximum levels
of cost sharing and funding in support
of its programs.
(b.) Technical Eligibility: All
proposals must comply with the
following, or they will result in your
proposal being declared technically
ineligible and given no further
consideration in the review process.
—Eligible applicants may not submit
more than one proposal in this
competition.
—If more than one proposal is received
from the same applicant, all
submissions will be declared
technically ineligible and will receive
no further consideration in the review
process. Please note: Applicant
organizations are defined by their
legal name, and EIN number as stated
on their completed SF–424 and
additional supporting documentation
outlined in the Proposal Submission
Instructions (PSI) document.
—Eligible applicants may only propose
working with the professional
exchange programs and themes listed
in this RFGP.
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IV. Application and Submission
Information
Note: Please read the complete
announcement before sending inquiries or
submitting proposals. Once the RFGP
deadline has passed, Bureau staff may not
discuss this competition with applicants
until the proposal review process has been
completed.
IV.1 Contact Information To Request an
Application Package
Please contact David Gustafson in the
Office of Citizen Exchanges, ECA/PE/C,
U.S. Department of State, SA–5, 3rd
Floor, 2200 C Street, NW., Washington,
DC 20037, (202) 632–6083,
GustafsonDP@state.gov to request a
Solicitation Package. Please refer to the
Funding Opportunity Number ECA/PE/
C–11–21 located at the top of this
announcement when making your
request.
Alternatively, an electronic
application package may be obtained
from grants.gov. Please see section IV.3f
for further information.
The Solicitation Package contains the
PSI document, which consists of
required application forms, and
standard guidelines for proposal
preparation.
It also contains the POGI document,
which provides specific information,
award criteria and budget instructions
tailored to this competition.
´
Please specify Linnea E. Allison and
refer to the Funding Opportunity
Number ECA/PE/C–11–21 located at the
top of this announcement on all other
inquiries and correspondence.
IV.2. To Download a Solicitation
Package Via Internet
The entire Solicitation Package may
be downloaded from the Bureau’s Web
site at https://exchanges.state.gov/grants/
open2.html, or from the Grants.gov Web
site at https://www.grants.gov.
Please read all information before
downloading.
IV.3. Content and Form of Submission
Applicants must follow all
instructions in the Solicitation Package.
The application should be submitted
per the instructions under IV.3f.
‘‘Application Deadline and Methods of
Submission’’ section below.
IV.3a. You are required to have a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number to
apply for a grant or cooperative
agreement from the U.S. Government.
This number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
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charge. To obtain a DUNS number,
access https://
www.dunandbradstreet.com or call 1–
866–705–5711. Please ensure that your
DUNS number is included in the
appropriate box of the SF–424 which is
part of the formal application package.
IV.3b. All proposals must contain an
executive summary, proposal narrative
and budget.
Please Refer to the Solicitation
Package. It contains the mandatory PSI
document and the POGI for additional
formatting and technical requirements.
IV.3c. All federal award recipients
and sub-recipients must maintain
current registrations in the Central
Contractor Registration (CCR) database
and have a Dun and Bradstreet Data
Universal Numbering System (DUNS)
number. Recipients and sub-recipients
must maintain accurate and up-to-date
information in the CCR until all
program and financial activity and
reporting have been completed. All
entities must review and update the
information at least annually after the
initial registration and more frequently
if required information changes or
another award is granted.
You must have nonprofit status with
the IRS at the time of application. Please
note: Effective January 7, 2009, all
applicants for ECA federal assistance
awards must include in their
application the names of directors and/
or senior executives (current officers,
trustees, and key employees, regardless
of amount of compensation). In
fulfilling this requirement, applicants
must submit information in one of the
following ways:
(1) Those who file Internal Revenue
Service Form 990, ‘‘Return of
Organization Exempt From Income
Tax,’’ must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form
990 must submit information above in
the format of their choice.
In addition to final program reporting
requirements, award recipients will also
be required to submit a one-page
document, derived from their program
reports, listing and describing their
grant activities. For award recipients,
the names of directors and/or senior
executives (current officers, trustees,
and key employees), as well as the onepage description of grant activities, will
be transmitted by the State Department
to OMB, along with other information
required by the Federal Funding
Accountability and Transparency Act
(FFATA), and will be made available to
the public by the Office of Management
and Budget on its USASpending.gov
Web site as part of ECA’s FFATA
reporting requirements.
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If your organization is a private
nonprofit which has not received a grant
or cooperative agreement from ECA in
the past three years, or if your
organization received nonprofit status
from the IRS within the past four years,
you must submit the necessary
documentation to verify nonprofit status
as directed in the PSI document. Failure
to do so will cause your proposal to be
declared technically ineligible.
IV.3d. Please take into consideration
the following information when
preparing your proposal narrative:
IV.3d.1 Adherence to All Regulations
Governing The J Visa
The Office of Citizen Exchanges of the
Bureau of Educational and Cultural
Affairs is the official program sponsor of
the exchange program covered by this
RFGP, and an employee of the Bureau
will be the ‘‘Responsible Officer’’ for the
program under the terms of 22 CFR part
62, which covers the administration of
the Exchange Visitor Program (J visa
program). Under the terms of 22 CFR
part 62, organizations receiving awards
(either a grant or cooperative agreement)
under this RFGP will be third parties
‘‘cooperating with or assisting the
sponsor in the conduct of the sponsor’s
program.’’ The actions of recipient
organizations shall be ‘‘imputed to the
sponsor in evaluating the sponsor’s
compliance with’’ 22 CFR part 62.
Therefore, the Bureau expects that any
organization receiving an award under
this competition will render all
assistance necessary to enable the
Bureau to fully comply with 22 CFR
part 62 et seq.
For informational purposes only, the
Bureau of Educational and Cultural
Affairs places critically important
emphases on the secure and proper
administration of Exchange Visitor (J
visa) Programs and adherence by
recipient organizations and program
participants to all regulations governing
the J visa program status. Therefore,
proposals should explicitly state in
writing that the applicant is prepared to
assist the Bureau in meeting all
requirements governing the
administration of Exchange Visitor
Programs as set forth in 22 CFR part 62.
If your organization has experience as a
designated Exchange Visitor Program
Sponsor, the applicant should discuss
their record of compliance with 22 CFR
part 62 et. seq., including the oversight
of their Responsible Officers and
Alternate Responsible Officers,
screening and selection of program
participants, provision of pre-arrival
information and orientation to
participants, monitoring of participants,
proper maintenance and security of
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forms, record-keeping, reporting and
other requirements.
The Office of Citizen Exchanges of
ECA will be responsible for issuing DS–
2019 forms to participants in this
program.
A copy of the complete regulations
governing the administration of
Exchange Visitor (J) programs is
available at https://exchanges.state.gov
or from: Office of Designation, Private
Sector Programs Division, U.S.
Department of State, ECA/EC/D/PS, SA–
5, 5th Floor, 2200 C Street, NW.,
Washington, DC 20037.
IV.3d.2 Diversity, Freedom and
Democracy Guidelines
Pursuant to the Bureau’s authorizing
legislation, programs must maintain a
non-political character and should be
balanced and representative of the
diversity of American political, social,
and cultural life. ‘‘Diversity’’ should be
interpreted in the broadest sense and
encompass differences including, but
not limited to ethnicity, race, gender,
religion, geographic location, socioeconomic status, and disabilities.
Applicants are strongly encouraged to
adhere to the advancement of this
principle both in program
administration and in program content.
Please refer to the review criteria under
the ‘Support for Diversity’ section for
specific suggestions on incorporating
diversity into your proposal. Public Law
104–319 provides that ‘‘in carrying out
programs of educational and cultural
exchange in countries whose people do
not fully enjoy freedom and
democracy,’’ the Bureau ‘‘shall take
appropriate steps to provide
opportunities for participation in such
programs to human rights and
democracy leaders of such countries.’’
Public Law 106–113 requires that the
governments of the countries described
above do not have inappropriate
influence in the selection process.
Proposals should reflect advancement of
these goals in their program contents, to
the full extent deemed feasible.
IV.3d.3. Program Monitoring and
Evaluation
Proposals must include a plan to
monitor and evaluate the project’s
success, both as the activities unfold
and at the end of the program. The
Bureau recommends that your proposal
include a draft survey questionnaire or
other technique plus a description of a
methodology to use to link outcomes to
original project objectives. The Bureau
expects that the recipient organization
will track participants or partners and
be able to respond to key evaluation
questions, including satisfaction with
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the program, learning as a result of the
program, changes in behavior as a result
of the program, and effects of the
program on institutions (institutions in
which participants work or partner
institutions). The evaluation plan
should include indicators that measure
gains in mutual understanding as well
as substantive knowledge.
Successful monitoring and evaluation
depend heavily on setting clear goals
and outcomes at the outset of a program.
Your evaluation plan should include a
description of your project’s objectives,
your anticipated project outcomes, and
how and when you intend to measure
these outcomes (performance
indicators). The more that outcomes are
‘‘smart’’ (specific, measurable, attainable,
results-oriented, and placed in a
reasonable time frame), the easier it will
be to conduct the evaluation. You
should also show how your project
objectives link to the goals of the
program described in this RFGP.
Your monitoring and evaluation plan
should clearly distinguish between
program outputs and outcomes. Outputs
are products and services delivered,
often stated as an amount. Output
information is important to show the
scope or size of project activities, but it
cannot substitute for information about
progress towards outcomes or the
results achieved. Examples of outputs
include the number of people trained or
the number of seminars conducted.
Outcomes, in contrast, represent
specific results a project is intended to
achieve and is usually measured as an
extent of change. Findings on outputs
and outcomes should both be reported,
but the focus should be on outcomes.
We encourage you to assess the
following four levels of outcomes, as
they relate to the program goals set out
in the RFGP (listed here in increasing
order of importance):
1. Participant satisfaction with the
program and exchange experience.
2. Participant learning, such as
increased knowledge, aptitude, skills,
and changed understanding and
attitude. Learning includes both
substantive (subject-specific) learning
and mutual understanding.
3. Participant behavior, concrete
actions to apply knowledge in work or
community; greater participation and
responsibility in civic organizations;
interpretation and explanation of
experiences and new knowledge gained;
continued contacts between
participants, community members, and
others.
4. Institutional changes, such as
increased collaboration and
partnerships, policy reforms, new
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programming, and organizational
improvements.
Please note: Consideration should be given
to the appropriate timing of data collection
for each level of outcome. For example,
satisfaction is usually captured as a shortterm outcome, whereas behavior and
institutional changes are normally
considered longer-term outcomes.
Overall, the quality of your
monitoring and evaluation plan will be
judged on how well it (1) specifies
intended outcomes; (2) gives clear
descriptions of how each outcome will
be measured; (3) identifies when
particular outcomes will be measured;
and (4) provides a clear description of
the data collection strategies for each
outcome (i.e., surveys, interviews, or
focus groups). (Please note that
evaluation plans that deal only with the
first level of outcomes [satisfaction] will
be deemed less competitive under the
present evaluation criteria.)
Recipient organizations will be
required to provide reports analyzing
their evaluation findings to the Bureau
in their regular program reports. All
data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to the Bureau upon
request.
IV.3e. Please take the following
information into consideration when
preparing your budget:
IV.3e.1. Applicants must submit SF–
424A—‘‘Budget Information—NonConstruction Programs’’ along with a
comprehensive budget for the entire
program. There must be a summary
budget as well as breakdowns reflecting
both administrative and program
budgets. Applicants may provide
separate sub-budgets for each program
component, phase, location, or activity
to provide clarification.
IV.3e.2. Allowable costs for the
program include the following:
Eligible costs include:
(1) Symposium programming for
approximately 500 Professional Fellows,
participating grantee organizations, and
ECA staff
(2) Honoraria for speakers
(3) Lodging and hotel expenses
including conference space and audiovisual support
(4) Food including working meals
(reception and final banquet)
(5) Enhancement and cultural
programming
(6) Ground transportation in the
Washington, DC, area for participants,
staff, and speakers
(7) Educational Materials
(8) Materials including printing and
duplication of promotional pieces,
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Congress binders, participant bios, name
tags, table tents, and other supporting
Congress-related items
(9) Staffing
(10) General administrative expenses
Please refer to the Solicitation Package
for complete budget guidelines and
formatting instructions.
IV.3f. Application Deadline and
Methods of Submission:
Application Deadline Date: May 19,
2011.
Reference Number: ECA/PE/C–11–21.
Methods of Submission:
Applications may be submitted in one
of two ways:
(1.) In hard-copy, via a nationally
recognized overnight delivery service
(i.e., Federal Express, UPS, Airborne
Express, or U.S. Postal Service Express
Overnight Mail, etc.), or
(2.) electronically through https://
www.grants.gov.
Along with the Project Title, all
applicants must enter the above
Reference Number in Box 11 on the SF–
424 contained in the mandatory
Proposal Submission Instructions (PSI)
of the solicitation document.
IV.3f.1. Submitting Printed Applications
Applications must be shipped no later
than the above deadline. Delivery
services used by applicants must have
in-place, centralized shipping
identification and tracking systems that
may be accessed via the Internet and
delivery people who are identifiable by
commonly recognized uniforms and
delivery vehicles. Proposals shipped on
or before the above deadline but
received at ECA more than seven days
after the deadline will be ineligible for
further consideration under this
competition. Proposals shipped after the
established deadlines are ineligible for
consideration under this competition.
ECA will not notify you upon receipt of
application. It is each applicant’s
responsibility to ensure that each
package is marked with a legible
tracking number and to monitor/confirm
delivery to ECA via the Internet.
Delivery of proposal packages may not
be made via local courier service or in
person for this competition. Faxed
documents will not be accepted at any
time. Only proposals submitted as
stated above will be considered.
Important note: When preparing your
submission please make sure to include one
extra copy of the completed SF–424 form and
place it in an envelope addressed to ‘‘ECA/
EX/PM’’.
The original and 8 copies of the
application should be sent to: Program
Management Division, ECA–IIP/EX/PM,
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Federal Register / Vol. 76, No. 52 / Thursday, March 17, 2011 / Notices
Ref. ECA/PE/C–11–21, SA–5, Floor 4,
Department of State, 2200 C Street, NW.,
Washington, DC 20037.
Applicants submitting hard-copy
applications must also submit the
‘‘Executive Summary’’ and ‘‘Proposal
Narrative’’ sections of the proposal in
text (.txt) or Microsoft Word format on
CD–ROM. As appropriate, the Bureau
will provide these files electronically to
Public Affairs Section(s) at the U.S.
embassy(ies) for its(their) review.
IV.3f.2. Submitting Electronic
Applications
Applicants have the option of
submitting proposals electronically
through Grants.gov (https://
www.grants.gov). Complete solicitation
packages are available at Grants.gov in
the ‘‘Find’’ portion of the system.
srobinson on DSKHWCL6B1PROD with NOTICES
Please Note: ECA bears no responsibility
for applicant timeliness of submission or data
errors resulting from transmission or
conversion processes for proposals submitted
via Grants.gov
Please follow the instructions
available in the ‘Get Started’ portion of
the site (https://www.grants.gov/
GetStarted).
Several of the steps in the Grants.gov
registration process could take several
weeks. Therefore, applicants should
check with appropriate staff within their
organizations immediately after
reviewing this RFGP to confirm or
determine their registration status with
Grants.gov.
Once registered, the amount of time it
can take to upload an application will
vary depending on a variety of factors
including the size of the application and
the speed of your internet connection.
In addition, validation of an electronic
submission via Grants.gov can take up
to two business days.
Therefore, we strongly recommend
that you not wait until the application
deadline to begin the submission
process through Grants.gov.
The Grants.gov Web site includes
extensive information on all phases/
aspects of the Grants.gov process,
including an extensive section on
frequently asked questions, located
under the ‘‘For Applicants’’ section of
the Web site. ECA strongly recommends
that all potential applicants review
thoroughly the Grants.gov Web site,
well in advance of submitting a
proposal through the Grants.gov system.
ECA bears no responsibility for data
errors resulting from transmission or
conversion processes.
Direct all questions regarding
Grants.gov registration and submission
to:
Grants.gov Customer Support
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Contact Center Phone: 800–518–4726.
Business Hours: Monday–Friday, 7
a.m.–9 p.m. Eastern Time.
E-mail: support@grants.gov
Applicants have until midnight (12
a.m.), Washington, DC time of the
closing date to ensure that their entire
application has been uploaded to the
Grants.gov site. There are no exceptions
to the above deadline. Applications
uploaded to the site after midnight of
the application deadline date will be
automatically rejected by the grants.gov
system, and will be technically
ineligible.
Please refer to the Grants.gov Web
site, for definitions of various
‘‘application statuses’’ and the difference
between a submission receipt and a
submission validation.
Applicants will receive a validation email from grants.gov upon the
successful submission of an application.
Again, validation of an electronic
submission via Grants.gov can take up
to two business days. Therefore, we
strongly recommend that you not wait
until the application deadline to begin
the submission process through
Grants.gov. ECA will not notify you
upon receipt of electronic applications.
It is the responsibility of all
applicants submitting proposals via the
Grants.gov web portal to ensure that
proposals have been received by
Grants.gov in their entirety, and ECA
bears no responsibility for data errors
resulting from transmission or
conversion processes.
IV.3g. Intergovernmental Review of
Applications: Executive Order 12372
does not apply to this program.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals
for technical eligibility. Proposals will
be deemed ineligible if they do not fully
adhere to the guidelines stated herein
and in the Solicitation Package. All
eligible proposals will be reviewed by
the program office, as well as the Public
Diplomacy section overseas, where
appropriate. Eligible proposals will be
subject to compliance with Federal and
Bureau regulations and guidelines and
forwarded to Bureau grant panels for
advisory review. Proposals may also be
reviewed by the Office of the Legal
Adviser or by other Department
elements. Final funding decisions are at
the discretion of the Department of
State’s Assistant Secretary for
Educational and Cultural Affairs. Final
technical authority for assistance
awards grants resides with the Bureau’s
Grants Officer.
Review Criteria
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Technically eligible applications will
be competitively reviewed according to
the criteria stated below. These criteria
are not rank ordered and all carry equal
weight in the proposal evaluation:
The submission will be reviewed with
the following review criteria in mind:
1. Quality of the program idea:
Proposals should exhibit originality,
substance, precision, and relevance to
the Bureau’s mission.
2. Program planning and ability to
achieve objectives: Detailed agenda,
sample materials, and relevant work
plan should demonstrate an institution’s
or organization’s substantive
undertakings and logistical capacity.
Agenda and plan should adhere to the
stated Professional Exchange Programs
overview and Congress guidelines
described above. Proposals should
clearly demonstrate how the institution
or organization will meet the Congress
goals and objectives.
3. Support of Diversity: Proposals
should demonstrate the institution’s or
organization’s commitment to
promoting the awareness and
understanding of diversity in all aspects
of the Congress planning, development
and implementation.
4. Institutional Capacity and Track
Record: Proposed personnel and
institutional resources should be
adequate and appropriate to designing,
developing, implementing, and
managing a spring and fall capstone
event for these professional exchange
programs. Proposals should demonstrate
an institutional record of successful
execution of large scale conference,
workshop, or symposium type
programming and related activities,
including responsible fiscal
management and full compliance with
all reporting requirements for past
Bureau awards.
5. Project Evaluation: Proposals
should include a plan to evaluate the
activity’s success, both as the activities
unfold and at the end of the program.
The Bureau recommends that the
proposal include a draft survey
questionnaire or other technique plus
description of a methodology to use to
link outcomes to original project
objectives. Award-receiving
organizations/institutions will be
expected to submit intermediate reports
after each project component is
concluded or quarterly, whichever is
less frequent.
6. Cost-effectiveness: The overhead
and administrative components of the
proposal, including salaries and
honoraria, should be kept as low as
possible. All other items should be
necessary and appropriate.
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Federal Register / Vol. 76, No. 52 / Thursday, March 17, 2011 / Notices
VI. Award Administration Information
VI.1a. Award Notices
Final awards cannot be made until
funds have been appropriated by
Congress, allocated and committed
through internal Bureau procedures.
Successful applicants will receive an
Federal Assistance Award (FAA) from
the Bureau’s Grants Office. The FAA
and the original proposal with
subsequent modifications (if applicable)
shall be the only binding authorizing
document between the recipient and the
U.S. Government. The FAA will be
signed by an authorized Grants Officer,
and mailed to the recipient’s
responsible officer identified in the
application.
Unsuccessful applicants will receive
notification of the results of the
application review from the ECA
program office coordinating this
competition.
VI.2. Administrative and National
Policy Requirements
Terms and Conditions for the
Administration of ECA agreements
include the following:
Office of Management and Budget
Circular A–122, ‘‘Cost Principles for
Nonprofit Organizations.’’
Office of Management and Budget
Circular A–21, ‘‘Cost Principles for
Educational Institutions.’’
OMB Circular A–87, ‘‘Cost Principles
for State, Local and Indian
Governments’’.
OMB Circular No. A–110 (Revised),
Uniform Administrative Requirements
for Grants and Agreements with
Institutions of Higher Education,
Hospitals, and other Nonprofit
Organizations.
OMB Circular No. A–102, Uniform
Administrative Requirements for
Grants-in-Aid to State and Local
Governments.
OMB Circular No. A–133, Audits of
States, Local Government, and Nonprofit Organizations
Please reference the following Web
sites for additional information: https://
www.whitehouse.gov/omb/grants.
https://fa.statebuy.state.gov
srobinson on DSKHWCL6B1PROD with NOTICES
VI.3. Reporting Requirements
You must provide ECA with an
electronic version and one hard copy of
the following reports:
(1.) A final program and financial
report no more than 90 days after the
expiration of the award;
(2.) A concise, one-page final program
report summarizing program outcomes
no more than 90 days after the
expiration of the award. This one-page
report will will be transmitted to OMB,
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and be made available to the public via
OMB’s USAspending.gov Web site—as
part of ECA’s Federal Funding
Accountability and Transparency Act
(FFATA) reporting requirements.
(3.) A SF–PPR, ‘‘Performance Progress
Report’’ Cover Sheet with all program
reports.
(4.) Quarterly program and financial
reports highlighting all major activities
undertaken during the grant period
including program analysis and lessons
learned.
Award recipients will be required to
provide reports analyzing their
evaluation findings to the Bureau in
their regular program reports. (Please
refer to IV. Application and Submission
Instructions (IV.3.d.3) above for Program
Monitoring and Evaluation information.
All data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to the Bureau upon
request.
All reports must be sent to the ECA
Grants Officer and ECA Program Officer
listed in the final assistance award
document.
VII. Agency Contacts
For questions about this
´
announcement, contact: Linnea E.
Allison, U.S. Department of State, Office
of Citizen Exchanges, Professional
Exchanges, ECA/PE/C–EAP–ECA–SCA,
SA–5, 3rd Floor, ECA/PE/C–11–21,
2200 C Street, NW., Washington, DC
20037, (202) 632–6060, Fax: (202) 632–
6492, allisonle@state.gov.
All correspondence with the Bureau
concerning this RFGP should reference
the above title and number: ECA/PE/C–
11–21. Please read the complete
announcement before sending inquiries
or submitting proposals. Once the RFGP
deadline has passed, Bureau staff may
not discuss this competition with
applicants until the proposal review
process has been completed.
VIII. Other Information
Notice
The terms and conditions published
in this RFGP are binding and may not
be modified by any Bureau
representative. Explanatory information
provided by the Bureau that contradicts
published language will not be binding.
Issuance of the RFGP does not
constitute an award commitment on the
part of the Government. The Bureau
reserves the right to reduce, revise, or
increase proposal budgets in accordance
with the needs of the program and the
availability of funds. Awards made will
be subject to periodic reporting and
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14725
evaluation requirements per section VI.3
above.
Dated: March 9, 2011.
Ann Stock,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, U.S. Department of
State.
[FR Doc. 2011–6279 Filed 3–16–11; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice 7368]
Bureau of Educational and Cultural
Affairs (ECA) Request for Grant
Proposals: Open Competition for
Professional Exchange Programs
Announcement Type: New Grant.
Funding Opportunity Number: ECA/
PE/C–11–01.
Catalog of Federal Domestic
Assistance Number: 19.415.
Fiscal Year Funds: 2011.
Application Deadline: May 12, 2011.
Executive Summary: The Office of
Citizen Exchanges (ECA/PE/C), Bureau
of Educational and Cultural Affairs
(ECA), announces an open competition
for grants to conduct the 2011
professional exchange programs. This
opportunity is designed to bring young
foreign professionals to the United
States for four week to six week-long
fellowships in organizations related to
their field of work, followed by
American counterparts who will travel
overseas for reciprocal fellowships.
Projects should take place over the
course of one to two years, and engage
up-and-coming and mid-level
government or civil society
professionals who will effect positive
change in their institutions and
communities through the following
initiatives: The Legislative Fellows
Program, the Women’s Empowerment
Program, and the Young Entrepreneurs
Program.
U.S. public and non-profit
organizations meeting the provisions
described in Internal Revenue code
section 26 U.S.C. 501(c) (3) may submit
proposals that support the goals of these
professional exchange programs (the
Legislative Fellows Program, the
Women’s Empowerment Program, and
the Young Entrepreneurs Program). The
basic framework that should be
followed for all three of these programs,
including the expected outputs and
program timeline, is described in
sections I.2 through I.6 below.
Elaboration on specific aspects of these
programs, and the eligible countries, are
provided in Section I.7 below.
E:\FR\FM\17MRN1.SGM
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Agencies
[Federal Register Volume 76, Number 52 (Thursday, March 17, 2011)]
[Notices]
[Pages 14719-14725]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-6279]
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice 7366]
Bureau of Educational and Cultural Affairs (ECA) Request for
Grant Proposals: Professional Exchanges Congress
Announcement Type: New Grant.
Funding Opportunity Number: ECA/PE/C-11-21.
Catalog of Federal Domestic Assistance Number: 19.415.
Key Dates: Spring and Fall 2012.
Application Deadline: May 19, 2011
Executive Summary: The Office of Citizen Exchanges of the Bureau of
Educational and Cultural Affairs invites proposal submissions to
conduct the 2012 spring and fall End-of-Program ``Professional
Exchanges Congresses'' for individuals from Africa, East Asia and the
Pacific, Europe, the Middle East and North Africa, South and Central
Asia and the Western Hemisphere participating in the Legislative
Fellows Program, the Women's Empowerment Program, and the Young
Entrepreneurs Program. Public and private non-profit organizations
meeting the provisions described in Internal Revenue Code section 26
USC 501(c)(3) may submit proposals to conduct two three-day
Professional Exchanges Congresses in spring and fall 2012. These
professional exchange programs support and encourage young government
and civil society leaders, roughly ages 25-38, from eligible countries
to gain knowledge of U.S. practices and techniques in their field of
expertise, explore governance principles and practices in both public
and civil society institutions in the United States, and gain a deeper
understanding of U.S. society, culture, and people. These professional
exchange programs are also designed to provide U.S. participants the
opportunity to share their professional expertise with counterparts in
eligible countries and gain a deeper understanding of the societies,
cultures, and professional arena of their foreign colleagues.
I. Funding Opportunity Description
I.1. Authority
Overall grant making authority for this program is contained in the
Mutual Educational and Cultural Exchange Act of 1961, Public Law 87-
256, as amended, also known as the Fulbright-Hays Act. The purpose of
the Act is ``to enable the Government of the United States to increase
mutual understanding between the people of the United States and the
people of other countries * * *; to strengthen the ties which unite us
with other nations by demonstrating the educational and cultural
interests, developments, and achievements of the people of the United
States and other nations * * * and thus to assist in the development of
friendly, sympathetic and peaceful relations between the United States
and the other countries of the world.'' The funding authority for the
program above is provided through legislation.
I.2. Purpose
ECA anticipates funding one grant of approximately $576,000 for the
development, management, and implementation of two (2) Professional
Exchanges Congresses that will occur at the end of both the spring and
fall fellowship components for the 2012 Legislative Fellows Program,
Women's Empowerment Program, and Young Entrepreneurs Program.
These professional exchange programs are two-way exchanges
involving current or potential government and civil society leaders
from both the U.S. and foreign countries who will effect positive
change in their workplace and communities and develop long-term
engagement between their home organizations and foreign counterparts.
In addition to the professional focus of the program, foreign
participants will be provided opportunities to explore governance as
practiced in the United States, and in particular the interface between
government and civil society.
Additional information about these professional exchange programs
can be located on the Federal Registry under Bureau of Educational and
Cultural Affairs (ECA) Request for Grant Proposals: Open Competition
for the Professional Exchange Programs, Funding Opportunity Number:
ECA/PE/C-11-01.
The three-day Professional Exchanges Congresses should build upon
the thematic focus of the Legislative Fellows Program, the Women's
Empowerment Program, and the Young Entrepreneurs Program; work to
reinforce programmatic goals; allow for engaged interaction between
individuals from different countries; highlight key learning
objectives; outline plans for follow-on projects; and help the
professional exchange participants translate and utilize their U.S.
experiences in their home communities. Special attention should be paid
to integrating these three professional exchange programs, and concepts
such as citizen empowerment, grassroots advocacy, volunteerism,
community action, and leadership into the Congress
[[Page 14720]]
design, content, and programmatic activities.
As the capstone events of the 2012 spring and fall professional
exchange experience, each Professional Exchanges Congress is designed
to provide participating fellows:
a contextual framework for understanding the ``fellowship
experience'' and the interplay of government, governance, and civil
society;
the opportunity to network with colleagues from
participating countries;
a deeper understanding of the ways an individual,
organization, or interest group can generate change for the common
good;
concrete tools to support the role of the individual as a
cultural ambassador; and,
an enhanced appreciation of the importance of public
diplomacy in the global community.
A description of the Legislative Fellows Program, the Women's
Empowerment Program, and the Young Entrepreneurs Program are provided
in Section I.8 below. Additional information about these specific
professional exchange programs can be found in a separate RFGP
published in the Federal Register, and available at www.grants.gov, as
well as on the ECA Web site at https://exchanges.state.gov/grants/open2.html (ECA/PE/C-11-01). Potential applicants may wish to review
the RFGP for these professional exchange programs before developing a
proposal for the Congresses.
I.3. Participants
For the purposes of the Professional Exchanges Congress,
``participants'' are defined as citizens of the eligible countries
selected through a merit-based competition to travel to the United
States to take part in one of the three spring or fall professional
exchange programs. Participants will be young up-and-coming and mid-
level government and civil society professionals with experience and
current employment related to one of the designated areas. Because of
the nature of this program, all selected participants will be highly
proficient in written and oral English, self-directed, able to work
effectively in a cross-cultural setting, and have demonstrated
leadership abilities.
I.4. Project Activities
Projects should including planning, development, and implementation
of two three-day long Professional Exchanges Congress in spring and
fall 2012. Each Congress will include approximately 200-250
participants in addition to staff from approximately 12-18
participating organizations. Strong project designs will ground and
augment the fellowship experience with leadership development
activities that relate to civic engagement. Proposals should clearly
outline the goals and objectives of the Professional Exchanges
Congress, describe possible symposium themes and topics, suggest
speakers, and include innovative informal networking events that allow
ample time for interaction among the program participants. Special
attention should be paid to highlighting the program using social media
and other outreach methods. Proposals should also include a detailed
draft agenda. Projects should provide opportunities for the exchange
participants to begin the transition from program participant to alumni
and discuss how to translate and utilize their U.S. experiences in
their home communities.
I.5. Projected Timeline
ECA envisions the approximate dates of the Professional Exchanges
Congress to be as follows:
September 2011-January 2012:
Develop and implement communication plan and system.
Identify and negotiate contract with appropriate hotel or
meeting site for both spring and fall Congresses. Contracts should
include provisions for meals and lodging for participating fellows and
staff from grantee organizations, as well as space for plenary
meetings, informal networking activities, break-out sessions, etc.
February 2012-April 2012:
In coordination with ECA/PE/C staff and participating grantee
organizations,
develop spring Congress agenda and all corresponding
materials.
arrange all hotel, meals, and travel logistics.
disseminate arrival and hotel information to participating
fellows along with the agenda for the Congress and materials.
develop and implement a public media outreach campaign to
interested stakeholders and the wider community. Special provisions
should be made for internal outreach within the Department of State.
May 2-4, 2012: Conduct Three-Day Spring Professional Exchanges
Congress.
June 2012: Prepare Final Congress Report. Meet with ECA/PE/C staff
for an official programmatic debrief.
June 2012-October 2012:
In coordination with ECA/PE/C staff and participating grantee
organizations,
develop fall Congress agenda and all corresponding
materials.
arrange all hotel, meals, and travel logistics.
disseminate arrival and hotel information to participating
fellows along with the agenda for the Congress and materials.
implement a public media outreach campaign to interested
stakeholders and the wider community. Special provisions should be made
for internal outreach within the Department of State.
November 7-9, 2012: Conduct Three-Day Fall Professional Exchanges
Congress.
December 2012: Prepare Final Congress Report. Meet with ECA/PE/C
staff for an official programmatic debrief.
I.6. Professional Exchange Programs
Programs and Eligible Partner Countries: Congress proposals need to
embrace a global program design that incorporates the professional
exchange programs outlined in announcement ECA/PE/C-11-01:
Legislative Fellows Program
The Legislative Fellows Program will engage professionals who are
actively involved in the legislative process and/or policy-making
through their work in government, civic education organizations,
citizen advocacy groups, political parties, or election monitoring
organizations. During their time in the United States, the participants
will examine the relationship between civil society and government, and
the issue of public corruption and accountability. Participants will
observe the role of their U.S. counterparts in various levels of the
U.S. government, through placements in Congressional offices (including
state/district offices), state legislatures, city councils/local
government bodies, advocacy groups or other relevant organizations
across the United States, engage in dialogue, and develop plans for
projects that support more responsive social and political
institutions.
Women's Empowerment
The Women's Empowerment Program will focus on the unique interests
of women in issues that affect the broader society, including business,
civil society, and journalism. Participants will represent women-owned
businesses, non-governmental organizations, healthcare industries, and
educational institutions. During their 4-6 week fellowships in the
United States, participants will gain firsthand knowledge of how
organizations and institutions advocate on behalf of women and their
critical role in
[[Page 14721]]
community advancement, while also participating in site visits and
specially-designed seminars.
Young Entrepreneurs
The Young Entrepreneurs Program will engage small business owners,
business professionals and business educators, to observe best
practices in business, engage in dialogue with their peers in the U.S.,
and complete individually tailored fellowships in appropriate
organizations. Participants will increase their understanding of the
links between entrepreneurial activity and free markets, as well as the
importance of transparency and accountability in business and
government through the participants' direct involvement in American
businesses.
Participants in these professional exchange programs will come from
at a minimum 30 countries worldwide. For a full list of the eligible
countries under each specific theme, please refer to the RFGP for these
professional exchange programs; announcement ECA/PE/C-11-01.
Additional guidelines and programming responsibilities of the
recipient organization and ECA are located in the Program Objectives,
Goals and Implementation (POGI) document.
II. Award Information
Type of Award: Grant Agreement
Fiscal Year Funds: 2011
Approximate Total Funding: $576,000
Approximate Number of Awards: 1
Approximate Average Award: $576,000
Anticipated Award Date: Pending the availability of funds,
September 1, 2011
Anticipated Project Completion Date: December 31, 2012
Additional Information: Pending successful implementation of this
program and the availability of funds in subsequent fiscal years, it is
ECA's intent to renew this grant for two additional fiscal years before
openly competing it again.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by public and private non-profit
organizations meeting the provisions described in Internal Revenue Code
section 26 USC 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum percentage required for this
competition. However, the Bureau encourages applicants to provide
maximum levels of cost sharing and funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the
applicant must provide the amount of cost sharing as stipulated in its
proposal and later included in an approved agreement. Cost sharing may
be in the form of allowable direct or indirect costs. For
accountability, you must maintain written records to support all costs
which are claimed as your contribution, as well as costs to be paid by
the Federal government. Such records are subject to audit. The basis
for determining the value of cash and in-kind contributions must be in
accordance with OMB Circular A-110, (Revised), Subpart C.23--Cost
Sharing and Matching. In the event you do not provide the minimum
amount of cost sharing as stipulated in the approved budget, ECA's
contribution will be reduced in like proportion.
III.3. Other Eligibility Requirements
(a.) Bureau grant guidelines require that organizations with less
than four years experience in conducting international exchanges be
limited to $60,000 in Bureau funding. ECA anticipates making one award,
in an amount up to $576,000 to support program and administrative costs
required to implement this exchange program. Therefore, organizations
with less than four years experience in conducting international
exchanges are ineligible to apply under this competition. The Bureau
encourages applicants to provide maximum levels of cost sharing and
funding in support of its programs.
(b.) Technical Eligibility: All proposals must comply with the
following, or they will result in your proposal being declared
technically ineligible and given no further consideration in the review
process.
--Eligible applicants may not submit more than one proposal in this
competition.
--If more than one proposal is received from the same applicant, all
submissions will be declared technically ineligible and will receive no
further consideration in the review process. Please note: Applicant
organizations are defined by their legal name, and EIN number as stated
on their completed SF-424 and additional supporting documentation
outlined in the Proposal Submission Instructions (PSI) document.
--Eligible applicants may only propose working with the professional
exchange programs and themes listed in this RFGP.
IV. Application and Submission Information
Note: Please read the complete announcement before sending
inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with
applicants until the proposal review process has been completed.
IV.1 Contact Information To Request an Application Package
Please contact David Gustafson in the Office of Citizen Exchanges,
ECA/PE/C, U.S. Department of State, SA-5, 3rd Floor, 2200 C Street,
NW., Washington, DC 20037, (202) 632-6083, GustafsonDP@state.gov to
request a Solicitation Package. Please refer to the Funding Opportunity
Number ECA/PE/C-11-21 located at the top of this announcement when
making your request.
Alternatively, an electronic application package may be obtained
from grants.gov. Please see section IV.3f for further information.
The Solicitation Package contains the PSI document, which consists
of required application forms, and standard guidelines for proposal
preparation.
It also contains the POGI document, which provides specific
information, award criteria and budget instructions tailored to this
competition.
Please specify Linn[eacute]a E. Allison and refer to the Funding
Opportunity Number ECA/PE/C-11-21 located at the top of this
announcement on all other inquiries and correspondence.
IV.2. To Download a Solicitation Package Via Internet
The entire Solicitation Package may be downloaded from the Bureau's
Web site at https://exchanges.state.gov/grants/open2.html, or from the
Grants.gov Web site at https://www.grants.gov.
Please read all information before downloading.
IV.3. Content and Form of Submission
Applicants must follow all instructions in the Solicitation
Package. The application should be submitted per the instructions under
IV.3f. ``Application Deadline and Methods of Submission'' section
below.
IV.3a. You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the U.S. Government.
This number is a nine-digit identification number, which uniquely
identifies business entities. Obtaining a DUNS number is easy and there
is no
[[Page 14722]]
charge. To obtain a DUNS number, access https://www.dunandbradstreet.com
or call 1-866-705-5711. Please ensure that your DUNS number is included
in the appropriate box of the SF-424 which is part of the formal
application package.
IV.3b. All proposals must contain an executive summary, proposal
narrative and budget.
Please Refer to the Solicitation Package. It contains the mandatory
PSI document and the POGI for additional formatting and technical
requirements.
IV.3c. All federal award recipients and sub-recipients must
maintain current registrations in the Central Contractor Registration
(CCR) database and have a Dun and Bradstreet Data Universal Numbering
System (DUNS) number. Recipients and sub-recipients must maintain
accurate and up-to-date information in the CCR until all program and
financial activity and reporting have been completed. All entities must
review and update the information at least annually after the initial
registration and more frequently if required information changes or
another award is granted.
You must have nonprofit status with the IRS at the time of
application. Please note: Effective January 7, 2009, all applicants for
ECA federal assistance awards must include in their application the
names of directors and/or senior executives (current officers,
trustees, and key employees, regardless of amount of compensation). In
fulfilling this requirement, applicants must submit information in one
of the following ways:
(1) Those who file Internal Revenue Service Form 990, ``Return of
Organization Exempt From Income Tax,'' must include a copy of relevant
portions of this form.
(2) Those who do not file IRS Form 990 must submit information
above in the format of their choice.
In addition to final program reporting requirements, award recipients
will also be required to submit a one-page document, derived from their
program reports, listing and describing their grant activities. For
award recipients, the names of directors and/or senior executives
(current officers, trustees, and key employees), as well as the one-
page description of grant activities, will be transmitted by the State
Department to OMB, along with other information required by the Federal
Funding Accountability and Transparency Act (FFATA), and will be made
available to the public by the Office of Management and Budget on its
USASpending.gov Web site as part of ECA's FFATA reporting requirements.
If your organization is a private nonprofit which has not received
a grant or cooperative agreement from ECA in the past three years, or
if your organization received nonprofit status from the IRS within the
past four years, you must submit the necessary documentation to verify
nonprofit status as directed in the PSI document. Failure to do so will
cause your proposal to be declared technically ineligible.
IV.3d. Please take into consideration the following information
when preparing your proposal narrative:
IV.3d.1 Adherence to All Regulations Governing The J Visa
The Office of Citizen Exchanges of the Bureau of Educational and
Cultural Affairs is the official program sponsor of the exchange
program covered by this RFGP, and an employee of the Bureau will be the
``Responsible Officer'' for the program under the terms of 22 CFR part
62, which covers the administration of the Exchange Visitor Program (J
visa program). Under the terms of 22 CFR part 62, organizations
receiving awards (either a grant or cooperative agreement) under this
RFGP will be third parties ``cooperating with or assisting the sponsor
in the conduct of the sponsor's program.'' The actions of recipient
organizations shall be ``imputed to the sponsor in evaluating the
sponsor's compliance with'' 22 CFR part 62. Therefore, the Bureau
expects that any organization receiving an award under this competition
will render all assistance necessary to enable the Bureau to fully
comply with 22 CFR part 62 et seq.
For informational purposes only, the Bureau of Educational and
Cultural Affairs places critically important emphases on the secure and
proper administration of Exchange Visitor (J visa) Programs and
adherence by recipient organizations and program participants to all
regulations governing the J visa program status. Therefore, proposals
should explicitly state in writing that the applicant is prepared to
assist the Bureau in meeting all requirements governing the
administration of Exchange Visitor Programs as set forth in 22 CFR part
62. If your organization has experience as a designated Exchange
Visitor Program Sponsor, the applicant should discuss their record of
compliance with 22 CFR part 62 et. seq., including the oversight of
their Responsible Officers and Alternate Responsible Officers,
screening and selection of program participants, provision of pre-
arrival information and orientation to participants, monitoring of
participants, proper maintenance and security of forms, record-keeping,
reporting and other requirements.
The Office of Citizen Exchanges of ECA will be responsible for
issuing DS-2019 forms to participants in this program.
A copy of the complete regulations governing the administration of
Exchange Visitor (J) programs is available at https://exchanges.state.gov or from: Office of Designation, Private Sector
Programs Division, U.S. Department of State, ECA/EC/D/PS, SA-5, 5th
Floor, 2200 C Street, NW., Washington, DC 20037.
IV.3d.2 Diversity, Freedom and Democracy Guidelines
Pursuant to the Bureau's authorizing legislation, programs must
maintain a non-political character and should be balanced and
representative of the diversity of American political, social, and
cultural life. ``Diversity'' should be interpreted in the broadest
sense and encompass differences including, but not limited to
ethnicity, race, gender, religion, geographic location, socio-economic
status, and disabilities. Applicants are strongly encouraged to adhere
to the advancement of this principle both in program administration and
in program content. Please refer to the review criteria under the
`Support for Diversity' section for specific suggestions on
incorporating diversity into your proposal. Public Law 104-319 provides
that ``in carrying out programs of educational and cultural exchange in
countries whose people do not fully enjoy freedom and democracy,'' the
Bureau ``shall take appropriate steps to provide opportunities for
participation in such programs to human rights and democracy leaders of
such countries.'' Public Law 106-113 requires that the governments of
the countries described above do not have inappropriate influence in
the selection process. Proposals should reflect advancement of these
goals in their program contents, to the full extent deemed feasible.
IV.3d.3. Program Monitoring and Evaluation
Proposals must include a plan to monitor and evaluate the project's
success, both as the activities unfold and at the end of the program.
The Bureau recommends that your proposal include a draft survey
questionnaire or other technique plus a description of a methodology to
use to link outcomes to original project objectives. The Bureau expects
that the recipient organization will track participants or partners and
be able to respond to key evaluation questions, including satisfaction
with
[[Page 14723]]
the program, learning as a result of the program, changes in behavior
as a result of the program, and effects of the program on institutions
(institutions in which participants work or partner institutions). The
evaluation plan should include indicators that measure gains in mutual
understanding as well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting
clear goals and outcomes at the outset of a program. Your evaluation
plan should include a description of your project's objectives, your
anticipated project outcomes, and how and when you intend to measure
these outcomes (performance indicators). The more that outcomes are
``smart'' (specific, measurable, attainable, results-oriented, and
placed in a reasonable time frame), the easier it will be to conduct
the evaluation. You should also show how your project objectives link
to the goals of the program described in this RFGP.
Your monitoring and evaluation plan should clearly distinguish
between program outputs and outcomes. Outputs are products and services
delivered, often stated as an amount. Output information is important
to show the scope or size of project activities, but it cannot
substitute for information about progress towards outcomes or the
results achieved. Examples of outputs include the number of people
trained or the number of seminars conducted. Outcomes, in contrast,
represent specific results a project is intended to achieve and is
usually measured as an extent of change. Findings on outputs and
outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes,
as they relate to the program goals set out in the RFGP (listed here in
increasing order of importance):
1. Participant satisfaction with the program and exchange
experience.
2. Participant learning, such as increased knowledge, aptitude,
skills, and changed understanding and attitude. Learning includes both
substantive (subject-specific) learning and mutual understanding.
3. Participant behavior, concrete actions to apply knowledge in
work or community; greater participation and responsibility in civic
organizations; interpretation and explanation of experiences and new
knowledge gained; continued contacts between participants, community
members, and others.
4. Institutional changes, such as increased collaboration and
partnerships, policy reforms, new programming, and organizational
improvements.
Please note: Consideration should be given to the appropriate
timing of data collection for each level of outcome. For example,
satisfaction is usually captured as a short-term outcome, whereas
behavior and institutional changes are normally considered longer-
term outcomes.
Overall, the quality of your monitoring and evaluation plan will be
judged on how well it (1) specifies intended outcomes; (2) gives clear
descriptions of how each outcome will be measured; (3) identifies when
particular outcomes will be measured; and (4) provides a clear
description of the data collection strategies for each outcome (i.e.,
surveys, interviews, or focus groups). (Please note that evaluation
plans that deal only with the first level of outcomes [satisfaction]
will be deemed less competitive under the present evaluation criteria.)
Recipient organizations will be required to provide reports
analyzing their evaluation findings to the Bureau in their regular
program reports. All data collected, including survey responses and
contact information, must be maintained for a minimum of three years
and provided to the Bureau upon request.
IV.3e. Please take the following information into consideration
when preparing your budget:
IV.3e.1. Applicants must submit SF-424A--``Budget Information--Non-
Construction Programs'' along with a comprehensive budget for the
entire program. There must be a summary budget as well as breakdowns
reflecting both administrative and program budgets. Applicants may
provide separate sub-budgets for each program component, phase,
location, or activity to provide clarification.
IV.3e.2. Allowable costs for the program include the following:
Eligible costs include:
(1) Symposium programming for approximately 500 Professional
Fellows, participating grantee organizations, and ECA staff
(2) Honoraria for speakers
(3) Lodging and hotel expenses including conference space and
audio-visual support
(4) Food including working meals (reception and final banquet)
(5) Enhancement and cultural programming
(6) Ground transportation in the Washington, DC, area for
participants, staff, and speakers
(7) Educational Materials
(8) Materials including printing and duplication of promotional
pieces, Congress binders, participant bios, name tags, table tents, and
other supporting Congress-related items
(9) Staffing
(10) General administrative expenses
Please refer to the Solicitation Package for complete budget guidelines
and formatting instructions.
IV.3f. Application Deadline and Methods of Submission:
Application Deadline Date: May 19, 2011.
Reference Number: ECA/PE/C-11-21.
Methods of Submission:
Applications may be submitted in one of two ways:
(1.) In hard-copy, via a nationally recognized overnight delivery
service (i.e., Federal Express, UPS, Airborne Express, or U.S. Postal
Service Express Overnight Mail, etc.), or
(2.) electronically through https://www.grants.gov.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3f.1. Submitting Printed Applications
Applications must be shipped no later than the above deadline.
Delivery services used by applicants must have in-place, centralized
shipping identification and tracking systems that may be accessed via
the Internet and delivery people who are identifiable by commonly
recognized uniforms and delivery vehicles. Proposals shipped on or
before the above deadline but received at ECA more than seven days
after the deadline will be ineligible for further consideration under
this competition. Proposals shipped after the established deadlines are
ineligible for consideration under this competition. ECA will not
notify you upon receipt of application. It is each applicant's
responsibility to ensure that each package is marked with a legible
tracking number and to monitor/confirm delivery to ECA via the
Internet. Delivery of proposal packages may not be made via local
courier service or in person for this competition. Faxed documents will
not be accepted at any time. Only proposals submitted as stated above
will be considered.
Important note: When preparing your submission please make sure
to include one extra copy of the completed SF-424 form and place it
in an envelope addressed to ``ECA/EX/PM''.
The original and 8 copies of the application should be sent to:
Program Management Division, ECA-IIP/EX/PM,
[[Page 14724]]
Ref. ECA/PE/C-11-21, SA-5, Floor 4, Department of State, 2200 C Street,
NW., Washington, DC 20037.
Applicants submitting hard-copy applications must also submit the
``Executive Summary'' and ``Proposal Narrative'' sections of the
proposal in text (.txt) or Microsoft Word format on CD-ROM. As
appropriate, the Bureau will provide these files electronically to
Public Affairs Section(s) at the U.S. embassy(ies) for its(their)
review.
IV.3f.2. Submitting Electronic Applications
Applicants have the option of submitting proposals electronically
through Grants.gov (https://www.grants.gov). Complete solicitation
packages are available at Grants.gov in the ``Find'' portion of the
system.
Please Note: ECA bears no responsibility for applicant
timeliness of submission or data errors resulting from transmission
or conversion processes for proposals submitted via Grants.gov
Please follow the instructions available in the `Get Started'
portion of the site (https://www.grants.gov/GetStarted).
Several of the steps in the Grants.gov registration process could
take several weeks. Therefore, applicants should check with appropriate
staff within their organizations immediately after reviewing this RFGP
to confirm or determine their registration status with Grants.gov.
Once registered, the amount of time it can take to upload an
application will vary depending on a variety of factors including the
size of the application and the speed of your internet connection. In
addition, validation of an electronic submission via Grants.gov can
take up to two business days.
Therefore, we strongly recommend that you not wait until the
application deadline to begin the submission process through
Grants.gov.
The Grants.gov Web site includes extensive information on all
phases/aspects of the Grants.gov process, including an extensive
section on frequently asked questions, located under the ``For
Applicants'' section of the Web site. ECA strongly recommends that all
potential applicants review thoroughly the Grants.gov Web site, well in
advance of submitting a proposal through the Grants.gov system. ECA
bears no responsibility for data errors resulting from transmission or
conversion processes.
Direct all questions regarding Grants.gov registration and
submission to:
Grants.gov Customer Support
Contact Center Phone: 800-518-4726.
Business Hours: Monday-Friday, 7 a.m.-9 p.m. Eastern Time.
E-mail: grants.gov">support@grants.gov
Applicants have until midnight (12 a.m.), Washington, DC time of
the closing date to ensure that their entire application has been
uploaded to the Grants.gov site. There are no exceptions to the above
deadline. Applications uploaded to the site after midnight of the
application deadline date will be automatically rejected by the
grants.gov system, and will be technically ineligible.
Please refer to the Grants.gov Web site, for definitions of various
``application statuses'' and the difference between a submission
receipt and a submission validation.
Applicants will receive a validation e-mail from grants.gov upon
the successful submission of an application. Again, validation of an
electronic submission via Grants.gov can take up to two business days.
Therefore, we strongly recommend that you not wait until the
application deadline to begin the submission process through
Grants.gov. ECA will not notify you upon receipt of electronic
applications.
It is the responsibility of all applicants submitting proposals via
the Grants.gov web portal to ensure that proposals have been received
by Grants.gov in their entirety, and ECA bears no responsibility for
data errors resulting from transmission or conversion processes.
IV.3g. Intergovernmental Review of Applications: Executive Order
12372 does not apply to this program.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals for technical eligibility.
Proposals will be deemed ineligible if they do not fully adhere to the
guidelines stated herein and in the Solicitation Package. All eligible
proposals will be reviewed by the program office, as well as the Public
Diplomacy section overseas, where appropriate. Eligible proposals will
be subject to compliance with Federal and Bureau regulations and
guidelines and forwarded to Bureau grant panels for advisory review.
Proposals may also be reviewed by the Office of the Legal Adviser or by
other Department elements. Final funding decisions are at the
discretion of the Department of State's Assistant Secretary for
Educational and Cultural Affairs. Final technical authority for
assistance awards grants resides with the Bureau's Grants Officer.
Review Criteria
Technically eligible applications will be competitively reviewed
according to the criteria stated below. These criteria are not rank
ordered and all carry equal weight in the proposal evaluation:
The submission will be reviewed with the following review criteria
in mind:
1. Quality of the program idea: Proposals should exhibit
originality, substance, precision, and relevance to the Bureau's
mission.
2. Program planning and ability to achieve objectives: Detailed
agenda, sample materials, and relevant work plan should demonstrate an
institution's or organization's substantive undertakings and logistical
capacity. Agenda and plan should adhere to the stated Professional
Exchange Programs overview and Congress guidelines described above.
Proposals should clearly demonstrate how the institution or
organization will meet the Congress goals and objectives.
3. Support of Diversity: Proposals should demonstrate the
institution's or organization's commitment to promoting the awareness
and understanding of diversity in all aspects of the Congress planning,
development and implementation.
4. Institutional Capacity and Track Record: Proposed personnel and
institutional resources should be adequate and appropriate to
designing, developing, implementing, and managing a spring and fall
capstone event for these professional exchange programs. Proposals
should demonstrate an institutional record of successful execution of
large scale conference, workshop, or symposium type programming and
related activities, including responsible fiscal management and full
compliance with all reporting requirements for past Bureau awards.
5. Project Evaluation: Proposals should include a plan to evaluate
the activity's success, both as the activities unfold and at the end of
the program. The Bureau recommends that the proposal include a draft
survey questionnaire or other technique plus description of a
methodology to use to link outcomes to original project objectives.
Award-receiving organizations/institutions will be expected to submit
intermediate reports after each project component is concluded or
quarterly, whichever is less frequent.
6. Cost-effectiveness: The overhead and administrative components
of the proposal, including salaries and honoraria, should be kept as
low as possible. All other items should be necessary and appropriate.
[[Page 14725]]
VI. Award Administration Information
VI.1a. Award Notices
Final awards cannot be made until funds have been appropriated by
Congress, allocated and committed through internal Bureau procedures.
Successful applicants will receive an Federal Assistance Award (FAA)
from the Bureau's Grants Office. The FAA and the original proposal with
subsequent modifications (if applicable) shall be the only binding
authorizing document between the recipient and the U.S. Government. The
FAA will be signed by an authorized Grants Officer, and mailed to the
recipient's responsible officer identified in the application.
Unsuccessful applicants will receive notification of the results of
the application review from the ECA program office coordinating this
competition.
VI.2. Administrative and National Policy Requirements
Terms and Conditions for the Administration of ECA agreements
include the following:
Office of Management and Budget Circular A-122, ``Cost Principles
for Nonprofit Organizations.''
Office of Management and Budget Circular A-21, ``Cost Principles
for Educational Institutions.''
OMB Circular A-87, ``Cost Principles for State, Local and Indian
Governments''.
OMB Circular No. A-110 (Revised), Uniform Administrative
Requirements for Grants and Agreements with Institutions of Higher
Education, Hospitals, and other Nonprofit Organizations.
OMB Circular No. A-102, Uniform Administrative Requirements for
Grants-in-Aid to State and Local Governments.
OMB Circular No. A-133, Audits of States, Local Government, and
Non-profit Organizations
Please reference the following Web sites for additional
information: https://www.whitehouse.gov/omb/grants. https://fa.statebuy.state.gov
VI.3. Reporting Requirements
You must provide ECA with an electronic version and one hard copy
of the following reports:
(1.) A final program and financial report no more than 90 days
after the expiration of the award;
(2.) A concise, one-page final program report summarizing program
outcomes no more than 90 days after the expiration of the award. This
one-page report will will be transmitted to OMB, and be made available
to the public via OMB's USAspending.gov Web site--as part of ECA's
Federal Funding Accountability and Transparency Act (FFATA) reporting
requirements.
(3.) A SF-PPR, ``Performance Progress Report'' Cover Sheet with all
program reports.
(4.) Quarterly program and financial reports highlighting all major
activities undertaken during the grant period including program
analysis and lessons learned.
Award recipients will be required to provide reports analyzing their
evaluation findings to the Bureau in their regular program reports.
(Please refer to IV. Application and Submission Instructions (IV.3.d.3)
above for Program Monitoring and Evaluation information.
All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to the Bureau upon request.
All reports must be sent to the ECA Grants Officer and ECA Program
Officer listed in the final assistance award document.
VII. Agency Contacts
For questions about this announcement, contact: Linn[eacute]a E.
Allison, U.S. Department of State, Office of Citizen Exchanges,
Professional Exchanges, ECA/PE/C-EAP-ECA-SCA, SA-5, 3rd Floor, ECA/PE/
C-11-21, 2200 C Street, NW., Washington, DC 20037, (202) 632-6060, Fax:
(202) 632-6492, allisonle@state.gov.
All correspondence with the Bureau concerning this RFGP should
reference the above title and number: ECA/PE/C-11-21. Please read the
complete announcement before sending inquiries or submitting proposals.
Once the RFGP deadline has passed, Bureau staff may not discuss this
competition with applicants until the proposal review process has been
completed.
VIII. Other Information
Notice
The terms and conditions published in this RFGP are binding and may
not be modified by any Bureau representative. Explanatory information
provided by the Bureau that contradicts published language will not be
binding. Issuance of the RFGP does not constitute an award commitment
on the part of the Government. The Bureau reserves the right to reduce,
revise, or increase proposal budgets in accordance with the needs of
the program and the availability of funds. Awards made will be subject
to periodic reporting and evaluation requirements per section VI.3
above.
Dated: March 9, 2011.
Ann Stock,
Assistant Secretary, Bureau of Educational and Cultural Affairs, U.S.
Department of State.
[FR Doc. 2011-6279 Filed 3-16-11; 8:45 am]
BILLING CODE 4710-05-P