Minimum Standards for Driver's Licenses and Identification Cards Acceptable by Federal Agencies for Official Purposes, 12269-12271 [2011-5002]
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12269
Rules and Regulations
Federal Register
Vol. 76, No. 44
Monday, March 7, 2011
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
DEPARTMENT OF HOMELAND
SECURITY
Office of the Secretary
6 CFR Part 37
[Docket No. DHS–2006–0030]
RIN 1601–AA63
Minimum Standards for Driver’s
Licenses and Identification Cards
Acceptable by Federal Agencies for
Official Purposes
Office of the Secretary, DHS.
Final rule; full compliance date.
AGENCY:
ACTION:
Pursuant to the Department of
Homeland Security’s REAL ID
regulations, States must be in full
compliance with the REAL ID Act of
2005 by May 11, 2011. This final rule
changes that date to January 15, 2013.
This change will give States the time
necessary to ensure that driver’s
licenses and identification cards issued
by States meet the security requirements
of the REAL ID Act.
DATES: Effective on March 7, 2011.
FOR FURTHER INFORMATION CONTACT:
Steve Kozar, Office of State-Issued
Identification Support, Screening
Coordination Office, Department of
Homeland Security, Washington, DC
20528 (202) 447–3368.
SUPPLEMENTARY INFORMATION:
WReier-Aviles on DSKGBLS3C1PROD with RULES
SUMMARY:
I. Background
The REAL ID Act of 2005 (the Act) 1
prohibits Federal agencies, effective
May 11, 2008, from accepting a driver’s
license or personal identification card
issued by a U.S. State for any official
purpose unless the license or card has
been issued by a State that meets the
1 The Emergency Supplemental Appropriations
Act for Defense, the Global War on Terror, and
Tsunami Relief, 2005, Public Law 109–13, 119 Stat.
231, 302 (May 11, 2005) (codified at 49 U.S.C.
30301 note).
VerDate Mar<15>2010
13:59 Mar 04, 2011
Jkt 223001
requirements set forth in the Act.
Section 205(b) of the Act authorizes the
Secretary of Homeland Security to grant
States extensions of time to meet the
requirements of the Act if the State
provides adequate justification for
noncompliance.
On January 29, 2008, DHS
promulgated a final rule implementing
the requirements of the Act. See 73 FR
5272, also 6 CFR part 37. The final rule
extended the full compliance date from
May 11, 2008 to May 11, 2011. See 6
CFR 37.51(a). To be in full compliance
with the Act, States must meet the
standards of 6 CFR Part 37, Subparts A
through D, or have a REAL ID program
that DHS has determined to be
comparable to the standards of Subparts
A through D. Id. States must be fully
compliant on or before May 11, 2011. Id.
At the time DHS promulgated the
REAL ID final rule, DHS recognized that
many States were having trouble
meeting the statutory requirements of
the Act. In an attempt to balance DHS’s
responsibility to ensure that driver’s
licenses and identification cards
intended to be used for official Federal
purposes met certain statutory and
regulatory requirements with the
operational needs of the States, DHS
bifurcated the requirements for
compliance with the Act. See 75 FR
5272 at 5399. DHS required States to
demonstrate material compliance with
certain elements of the regulation by
January 1, 2010, and to be fully
compliant with subparts A through D of
the regulation on or before May 11,
2011. See 6 CFR 37.51(a) and (b).
As the REAL ID program has
developed further, States have
continued to experience trouble meeting
the statutory requirements of the Act. As
a result of these difficulties, in
December 2009, DHS stayed until
further notice the date by which states
are required to demonstrate material
compliance. See 74 FR 68477.
II. Change of the Full Compliance Date
From May 11, 2011 to January 15, 2013
Since promulgation of the REAL ID
final rule, DHS has worked very closely
with the States to assist with
implementation and has awarded large
amounts of grant funds. These efforts
have assisted States in making
significant progress toward meeting
most of the REAL ID requirements.
Since 2008, DHS has awarded States
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Frm 00001
Fmt 4700
Sfmt 4700
150 separate grants that collectively
total approximately $175,000,000.
Of the grant money expended by the
States, the majority has been spent on
the following items:
(1) Facility infrastructure upgrades,
including security cameras at DMV
locations, modification of facilities to
limit public access to sensitive
equipment and card production
materials storage locations, and the
addition of or upgrades to security
alarms, doors, or other electronic
detection equipment;
(2) Upgrades of IT infrastructure or
systems overhaul (including
modernization of IT systems to ensure
all in-State DMVs are interoperable),
software upgrades to improve the ability
to protect personal identity information,
upgrades of network communication,
and ensuring the ability to use the DHS
Systematic Alien Verification for
Entitlements System (SAVE), DHS’s
electronic immigration verification
system;
(3) Document security enhancement,
including the development of more
tamper-resistant documents with
enhanced security features, and the use
of facial recognition software to detect a
person with multiple identity
documents or social security numbers;
(4) Equipment upgrades, including
document scanners, high-resolution
digital scanners, and high-speed
printers; and
(5) Reengineering of business
practices, including converting from an
over-the-counter issuance to a more
secure central issuance process,
minimizing the potential for insider
fraud.
These enhancements have allowed
States to make significant progress
toward achieving compliance with
many parts of the REAL ID regulation,
including several provisions of Subpart
B (minimum documentation,
verification, and card issuance
requirements), Subpart C (source
document retention and DMV
databases), and Subpart D (security at
DMVs and driver’s license and
identification card production
facilities). There are, however, still
significant portions of the regulation,
mostly involving document verification
and markings, that most States will be
unable to meet by May 11, 2011.
The inability of States to fully comply
with the requirements of REAL ID by
E:\FR\FM\07MRR1.SGM
07MRR1
WReier-Aviles on DSKGBLS3C1PROD with RULES
12270
Federal Register / Vol. 76, No. 44 / Monday, March 7, 2011 / Rules and Regulations
May 11, 2011 is the result of a number
of factors, including diminished State
budgets caused by the economic
downturn and the uncertainty
throughout much of the 111th Congress
about Congressional action on the PASS
ID Act, which would have modified
some of the requirements of REAL ID.
Implementation of REAL ID involves a
significant financial investment, and,
despite the receipt of substantial Federal
grant funds, a number of States are
struggling to come up with the resources
necessary to meet the full compliance
deadline in these times of budget
austerity. Additionally, some States
delayed investing in new technology
and process changes because of
uncertainty associated with
Congressional action on the PASS ID
Act. PASS ID, which was supported by
the Administration as well as State
associations, including the National
Governor’s Association and the
American Association of Motor Vehicle
Administrators, would have modified
certain requirements of REAL ID to
facilitate State compliance. States
delayed making investments to
implement REAL ID to ensure they were
not making expenditures to comply
with requirements that would have been
undone had PASS ID been enacted into
law. Now that PASS ID seems unlikely
to be enacted, DHS anticipates States
will refocus on achieving compliance
with the REAL ID requirements.
As a result of these factors, and
because of the significant progress many
States are making towards achieving full
compliance, DHS believes that a change
of the full compliance deadline from
May 11, 2011 to January 15, 2013 is
warranted. This change will give States
more time to ensure that the documents
they issue meet the security
requirements of the REAL ID Act.
Without this change, as of the full
compliance date, licenses and
identification cards issued by States will
not be accepted for official purposes.
‘‘Official purpose’’ as defined in both the
Act and the regulation includes, but is
not limited to, accessing Federal
facilities and boarding Federally
regulated commercial aircraft.
Individuals possessing licenses and
identification documents issued by noncompliant States would either have to
undergo additional screening or provide
alternative documents to pass through
security at airports and to access Federal
facilities. DHS estimates that over 90
percent of the documents shown for
identity purposes for boarding Federally
regulated commercial aircraft and for
accessing Federal facilities are driver’s
licenses or other State-issued identity
documents. Requiring individuals to
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13:59 Mar 04, 2011
Jkt 223001
obtain alternative or additional identity
documents or to undergo additional
screening would result in significant
disruptions to commercial airline travel
and to the ability of the public to
conduct business with the Federal
government.
III. Regulatory Analyses
A. Administrative Procedure Act
The Administrative Procedure Act
(APA) provides that an agency may
dispense with notice and comment
rulemaking procedures when an agency,
for ‘‘good cause,’’ finds that those
procedures are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’ See 5 U.S.C. 553(b)(B).
As discussed above, throughout the
development and implementation of the
REAL ID program, DHS has engaged in
extensive, ongoing discussions with the
States regarding their ability to comply
with the REAL ID Act and the DHS
regulations. Based on those
communications, DHS has learned that
the States, despite their good-faith
efforts, will not be able to meet the May
11, 2011 deadline. If States are unable
to meet the May 11, 2011 full
compliance deadline, and the deadline
is not changed, as of that date, Federal
agencies, including the Transportation
Security Administration (TSA), cannot
accept State-issued driver’s licenses or
identification cards for use in boarding
commercial aircraft. This would
severely disrupt commercial aviation, as
travelers would either have to obtain
and use alternative TSA approved
documents or submit to additional
screening to pass through security at
airports. Thus, it would be contrary to
the public interest to inflict a significant
and substantial burden on the traveling
public and the travel industry.
Furthermore, to seek public comment
prior to changing the full compliance
date would be impracticable, given that
such comments could not be received
and acted upon prior to the full
compliance date.
Based on the above, DHS finds that
notice and comment rulemaking, in this
instance, would be impracticable,
unnecessary, and contrary to the public
interest. For the same reason, DHS finds
good cause to make this rule effective
immediately upon publication in the
Federal Register. See 5 U.S.C. 553(d)(3).
In addition, because this final rule
relieves a restriction, and because the
States will now have more time to
ensure that the documents they issue
meet the security requirements of the
REAL ID Act, there is good cause to
make this rule effective immediately
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Fmt 4700
Sfmt 4700
upon publication in the Federal
Register.
B. Executive Order 13563 and Executive
Order 12866
This rule constitutes a ‘‘significant
regulatory action’’ under Executive
Order 12866, as supplemented by
Executive Order 13563, and therefore
has been reviewed by the Office of
Management and Budget (OMB).
Executive Order 12866 defines
‘‘significant regulatory action’’ as one
that is likely to result in a rule that may
(1) have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities; (2) create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; (3) materially alter the
budgetary impact of entitlements,
grants, user fees, or loan programs or the
rights or obligations of recipients
thereof; or (4) raise novel legal or policy
issues arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act of
1980, 5 U.S.C. 601–612, as amended by
the Small Business Regulatory
Enforcement Fairness Act of 1996 (Pub.
L. 104–121), requires Federal agencies
to consider the potential impact of
regulations on small businesses, small
governmental jurisdictions, and small
organizations during the development of
their rules. This final rule, however,
makes changes for which notice and
comment are not necessary.
Accordingly, DHS is not required to
prepare a regulatory flexibility analysis.
5 U.S.C. 603, 604.
D. Paperwork Reduction Act
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
E. Executive Order 12132 (Federalism)
A rule has implications for federalism
under Executive Order 13132,
‘‘Federalism,’’ if it has a substantial
direct effect on State or local
governments and would either preempt
State law or impose a substantial direct
cost of compliance on them. We have
analyzed this rule under that Order and
have determined that it does not have
these implications for federalism.
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Federal Register / Vol. 76, No. 44 / Monday, March 7, 2011 / Rules and Regulations
F. Unfunded Mandates Reform Act
§ 37.51
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Unfunded Mandates
Reform Act addresses actions that may
result in the expenditure by a State,
local, or Tribal government, in the
aggregate, or by the private sector of
$100 million (adjusted for inflation) or
more in any one year. This final rule
will not result in such an expenditure.
2. Amend § 37.51(a) by removing the
date ‘‘May 11, 2011’’ and adding in its
place the date ‘‘January 15, 2013.’’
G. Executive Order 13175 (Tribal
Consultation)
RIN 1992–AZ00
This rule does not have Tribal
Implications under Executive Order
13175, ‘‘Consultation and Coordination
with Indian Tribal Governments,’’
because it does not have a substantial
direct effect on one or more Indian
Tribes, on the relationship between the
Federal Government and Indian Tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
H. Executive Order 13175 (Energy
Impact Analysis)
DHS has analyzed this rule under
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use.’’ DHS has
determined that it is not a ‘‘significant
energy action’’ under that Order and is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy. Therefore, it does not require
a Statement of Energy Effects under
Executive Order 13211.
List of Subjects in 6 CFR Part 37
Document security, Driver’s licenses,
Identification cards, Motor vehicle
administrations, Physical security.
The Amendments
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1. The authority citation for part 37
continues to read as follows:
■
Authority: 49 U.S.C. 30301 note 6 U.S.C.
111, 112.
Jkt 223001
[FR Doc. 2011–5002 Filed 3–4–11; 8:45 am]
BILLING CODE 9110–9B–P
DEPARTMENT OF ENERGY
10 CFR Part 712
Human Reliability Program:
Identification of Reviewing Official
Department of Energy (DOE).
Final rule.
AGENCY:
ACTION:
DOE is amending the Human
Reliability Program (HRP) rule to
designate the appropriate Under
Secretary as the person with the
authority to issue a final written
decision to recertify or revoke the
certification of an individual in the
HRP. This action places decisional
authority in the Under Secretary
responsible for the operational
functioning of the program in which the
certification issue arises. It also
streamlines internal procedures and
facilitates timely final agency decisionmaking. This amendment modifies
internal agency responsibilities but does
not alter substantive rights or
obligations under current law.
DATES: Effective Date: This rule is
effective on March 7, 2011.
FOR FURTHER INFORMATION CONTACT: John
Gurney, Office of the General Counsel,
GC–53, 1000 Independence Avenue,
SW., Washington, DC 20585;
John.Gurney@hq.doe.gov; 202–586–
8269; Dane Woodard, Office of
Personnel Security, 1000 Independence
Avenue, SW., Washington, DC 20585;
Dane.Woodard@hq.doe.gov; 202–586–
4148.
SUMMARY:
I. Introduction
PART 37—REAL ID DRIVER’S
LICENSES AND IDENTIFICATION
CARDS
13:59 Mar 04, 2011
Janet Napolitano,
Secretary.
SUPPLEMENTARY INFORMATION:
For the reasons set forth above, the
Department of Homeland Security
amends 6 CFR part 37 as follows:
VerDate Mar<15>2010
[Amended]
■
Pursuant to the Atomic Energy Act of
1954 (the AEA), the DOE owns, leases,
operates or supervises activities at
facilities in various locations in the
United States. Many of these facilities
are involved in researching, testing,
producing, disassembling, or
transporting nuclear explosives, which,
when combined with Department of
Defense delivery systems, become
nuclear weapons systems. These
facilities are often involved in other
activities that affect the national
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
12271
security. Compromise of these and other
DOE facilities would severely damage
national security. To guard against such
compromise, DOE established the
Human Reliability Program (HRP), 10
CFR part 712. 69 FR 3213 (January 23,
2004). The HRP is designed to ensure
that individuals who occupy positions
affording unescorted access to certain
materials, facilities, and programs meet
the highest standards of reliability, as
well as physical and mental suitability,
through a system of continuous
evaluation of those individuals. The
purpose of this continuous evaluation is
to identify, in a timely manner,
individuals whose judgment may be
impaired by physical or mental/
personality disorders; the use of illegal
drugs or the abuse of legal drugs or
other substances; the abuse of alcohol;
or any other condition or circumstance
that may represent a reliability, safety,
or security concern.
The HRP requires that all individuals
who work in positions affording
unescorted access to certain materials,
facilities, and programs be certified as
meeting the highest standards of
reliability and physical and mental/
personality suitability before such
access may be granted.
Under current regulations, an
individual’s HRP certification is subject
to immediate review in the event a
supervisor has a reasonable belief that
the individual is not reliable, based on
either a safety or security concern (10
CFR 712.19(a)). During the pendency of
the review, the individual will be
removed from assigned HRP duties.
This temporary removal is an interim,
precautionary action and does not
constitute a determination of reliability
or access authorization status. If the
removal is based on a general security
concern, 10 CFR 712.19 provides for
resolution under 10 CFR part 710,
subpart A (General Criteria and
Procedures for Determining Eligibility
for Access to Classified Matter or
Special Nuclear Material). Individuals
who are removed from HRP duties for
reasons not related to general security
concerns (e.g., reliability) are entitled to
resolve these issues through a formal
procedure outlined in 10 CFR 712.19
through 712.23. The part 712
regulations require that the individual
be given a written statement of the
issues, an opportunity to respond,
including an opportunity for a hearing
before a DOE Office of Hearings and
Appeals hearing officer, and an
opportunity to have the opinion of the
hearing officer reviewed at a higher
level before a final determination is
made.
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Agencies
[Federal Register Volume 76, Number 44 (Monday, March 7, 2011)]
[Rules and Regulations]
[Pages 12269-12271]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-5002]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 76, No. 44 / Monday, March 7, 2011 / Rules
and Regulations
[[Page 12269]]
DEPARTMENT OF HOMELAND SECURITY
Office of the Secretary
6 CFR Part 37
[Docket No. DHS-2006-0030]
RIN 1601-AA63
Minimum Standards for Driver's Licenses and Identification Cards
Acceptable by Federal Agencies for Official Purposes
AGENCY: Office of the Secretary, DHS.
ACTION: Final rule; full compliance date.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Department of Homeland Security's REAL ID
regulations, States must be in full compliance with the REAL ID Act of
2005 by May 11, 2011. This final rule changes that date to January 15,
2013. This change will give States the time necessary to ensure that
driver's licenses and identification cards issued by States meet the
security requirements of the REAL ID Act.
DATES: Effective on March 7, 2011.
FOR FURTHER INFORMATION CONTACT: Steve Kozar, Office of State-Issued
Identification Support, Screening Coordination Office, Department of
Homeland Security, Washington, DC 20528 (202) 447-3368.
SUPPLEMENTARY INFORMATION:
I. Background
The REAL ID Act of 2005 (the Act) \1\ prohibits Federal agencies,
effective May 11, 2008, from accepting a driver's license or personal
identification card issued by a U.S. State for any official purpose
unless the license or card has been issued by a State that meets the
requirements set forth in the Act. Section 205(b) of the Act authorizes
the Secretary of Homeland Security to grant States extensions of time
to meet the requirements of the Act if the State provides adequate
justification for noncompliance.
---------------------------------------------------------------------------
\1\ The Emergency Supplemental Appropriations Act for Defense,
the Global War on Terror, and Tsunami Relief, 2005, Public Law 109-
13, 119 Stat. 231, 302 (May 11, 2005) (codified at 49 U.S.C. 30301
note).
---------------------------------------------------------------------------
On January 29, 2008, DHS promulgated a final rule implementing the
requirements of the Act. See 73 FR 5272, also 6 CFR part 37. The final
rule extended the full compliance date from May 11, 2008 to May 11,
2011. See 6 CFR 37.51(a). To be in full compliance with the Act, States
must meet the standards of 6 CFR Part 37, Subparts A through D, or have
a REAL ID program that DHS has determined to be comparable to the
standards of Subparts A through D. Id. States must be fully compliant
on or before May 11, 2011. Id.
At the time DHS promulgated the REAL ID final rule, DHS recognized
that many States were having trouble meeting the statutory requirements
of the Act. In an attempt to balance DHS's responsibility to ensure
that driver's licenses and identification cards intended to be used for
official Federal purposes met certain statutory and regulatory
requirements with the operational needs of the States, DHS bifurcated
the requirements for compliance with the Act. See 75 FR 5272 at 5399.
DHS required States to demonstrate material compliance with certain
elements of the regulation by January 1, 2010, and to be fully
compliant with subparts A through D of the regulation on or before May
11, 2011. See 6 CFR 37.51(a) and (b).
As the REAL ID program has developed further, States have continued
to experience trouble meeting the statutory requirements of the Act. As
a result of these difficulties, in December 2009, DHS stayed until
further notice the date by which states are required to demonstrate
material compliance. See 74 FR 68477.
II. Change of the Full Compliance Date From May 11, 2011 to January 15,
2013
Since promulgation of the REAL ID final rule, DHS has worked very
closely with the States to assist with implementation and has awarded
large amounts of grant funds. These efforts have assisted States in
making significant progress toward meeting most of the REAL ID
requirements. Since 2008, DHS has awarded States 150 separate grants
that collectively total approximately $175,000,000.
Of the grant money expended by the States, the majority has been
spent on the following items:
(1) Facility infrastructure upgrades, including security cameras at
DMV locations, modification of facilities to limit public access to
sensitive equipment and card production materials storage locations,
and the addition of or upgrades to security alarms, doors, or other
electronic detection equipment;
(2) Upgrades of IT infrastructure or systems overhaul (including
modernization of IT systems to ensure all in-State DMVs are
interoperable), software upgrades to improve the ability to protect
personal identity information, upgrades of network communication, and
ensuring the ability to use the DHS Systematic Alien Verification for
Entitlements System (SAVE), DHS's electronic immigration verification
system;
(3) Document security enhancement, including the development of
more tamper-resistant documents with enhanced security features, and
the use of facial recognition software to detect a person with multiple
identity documents or social security numbers;
(4) Equipment upgrades, including document scanners, high-
resolution digital scanners, and high-speed printers; and
(5) Reengineering of business practices, including converting from
an over-the-counter issuance to a more secure central issuance process,
minimizing the potential for insider fraud.
These enhancements have allowed States to make significant progress
toward achieving compliance with many parts of the REAL ID regulation,
including several provisions of Subpart B (minimum documentation,
verification, and card issuance requirements), Subpart C (source
document retention and DMV databases), and Subpart D (security at DMVs
and driver's license and identification card production facilities).
There are, however, still significant portions of the regulation,
mostly involving document verification and markings, that most States
will be unable to meet by May 11, 2011.
The inability of States to fully comply with the requirements of
REAL ID by
[[Page 12270]]
May 11, 2011 is the result of a number of factors, including diminished
State budgets caused by the economic downturn and the uncertainty
throughout much of the 111th Congress about Congressional action on the
PASS ID Act, which would have modified some of the requirements of REAL
ID. Implementation of REAL ID involves a significant financial
investment, and, despite the receipt of substantial Federal grant
funds, a number of States are struggling to come up with the resources
necessary to meet the full compliance deadline in these times of budget
austerity. Additionally, some States delayed investing in new
technology and process changes because of uncertainty associated with
Congressional action on the PASS ID Act. PASS ID, which was supported
by the Administration as well as State associations, including the
National Governor's Association and the American Association of Motor
Vehicle Administrators, would have modified certain requirements of
REAL ID to facilitate State compliance. States delayed making
investments to implement REAL ID to ensure they were not making
expenditures to comply with requirements that would have been undone
had PASS ID been enacted into law. Now that PASS ID seems unlikely to
be enacted, DHS anticipates States will refocus on achieving compliance
with the REAL ID requirements.
As a result of these factors, and because of the significant
progress many States are making towards achieving full compliance, DHS
believes that a change of the full compliance deadline from May 11,
2011 to January 15, 2013 is warranted. This change will give States
more time to ensure that the documents they issue meet the security
requirements of the REAL ID Act.
Without this change, as of the full compliance date, licenses and
identification cards issued by States will not be accepted for official
purposes. ``Official purpose'' as defined in both the Act and the
regulation includes, but is not limited to, accessing Federal
facilities and boarding Federally regulated commercial aircraft.
Individuals possessing licenses and identification documents issued by
non-compliant States would either have to undergo additional screening
or provide alternative documents to pass through security at airports
and to access Federal facilities. DHS estimates that over 90 percent of
the documents shown for identity purposes for boarding Federally
regulated commercial aircraft and for accessing Federal facilities are
driver's licenses or other State-issued identity documents. Requiring
individuals to obtain alternative or additional identity documents or
to undergo additional screening would result in significant disruptions
to commercial airline travel and to the ability of the public to
conduct business with the Federal government.
III. Regulatory Analyses
A. Administrative Procedure Act
The Administrative Procedure Act (APA) provides that an agency may
dispense with notice and comment rulemaking procedures when an agency,
for ``good cause,'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' See 5 U.S.C.
553(b)(B).
As discussed above, throughout the development and implementation
of the REAL ID program, DHS has engaged in extensive, ongoing
discussions with the States regarding their ability to comply with the
REAL ID Act and the DHS regulations. Based on those communications, DHS
has learned that the States, despite their good-faith efforts, will not
be able to meet the May 11, 2011 deadline. If States are unable to meet
the May 11, 2011 full compliance deadline, and the deadline is not
changed, as of that date, Federal agencies, including the
Transportation Security Administration (TSA), cannot accept State-
issued driver's licenses or identification cards for use in boarding
commercial aircraft. This would severely disrupt commercial aviation,
as travelers would either have to obtain and use alternative TSA
approved documents or submit to additional screening to pass through
security at airports. Thus, it would be contrary to the public interest
to inflict a significant and substantial burden on the traveling public
and the travel industry. Furthermore, to seek public comment prior to
changing the full compliance date would be impracticable, given that
such comments could not be received and acted upon prior to the full
compliance date.
Based on the above, DHS finds that notice and comment rulemaking,
in this instance, would be impracticable, unnecessary, and contrary to
the public interest. For the same reason, DHS finds good cause to make
this rule effective immediately upon publication in the Federal
Register. See 5 U.S.C. 553(d)(3). In addition, because this final rule
relieves a restriction, and because the States will now have more time
to ensure that the documents they issue meet the security requirements
of the REAL ID Act, there is good cause to make this rule effective
immediately upon publication in the Federal Register.
B. Executive Order 13563 and Executive Order 12866
This rule constitutes a ``significant regulatory action'' under
Executive Order 12866, as supplemented by Executive Order 13563, and
therefore has been reviewed by the Office of Management and Budget
(OMB). Executive Order 12866 defines ``significant regulatory action''
as one that is likely to result in a rule that may (1) have an annual
effect on the economy of $100 million or more or adversely affect in a
material way the economy, a sector of the economy, productivity,
competition, jobs, the environment, public health or safety, or State,
local, or Tribal governments or communities; (2) create a serious
inconsistency or otherwise interfere with an action taken or planned by
another agency; (3) materially alter the budgetary impact of
entitlements, grants, user fees, or loan programs or the rights or
obligations of recipients thereof; or (4) raise novel legal or policy
issues arising out of legal mandates, the President's priorities, or
the principles set forth in the Executive Order.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980, 5 U.S.C. 601-612, as
amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (Pub. L. 104-121), requires Federal agencies to consider the
potential impact of regulations on small businesses, small governmental
jurisdictions, and small organizations during the development of their
rules. This final rule, however, makes changes for which notice and
comment are not necessary. Accordingly, DHS is not required to prepare
a regulatory flexibility analysis. 5 U.S.C. 603, 604.
D. Paperwork Reduction Act
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
E. Executive Order 12132 (Federalism)
A rule has implications for federalism under Executive Order 13132,
``Federalism,'' if it has a substantial direct effect on State or local
governments and would either preempt State law or impose a substantial
direct cost of compliance on them. We have analyzed this rule under
that Order and have determined that it does not have these implications
for federalism.
[[Page 12271]]
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Unfunded Mandates Reform Act
addresses actions that may result in the expenditure by a State, local,
or Tribal government, in the aggregate, or by the private sector of
$100 million (adjusted for inflation) or more in any one year. This
final rule will not result in such an expenditure.
G. Executive Order 13175 (Tribal Consultation)
This rule does not have Tribal Implications under Executive Order
13175, ``Consultation and Coordination with Indian Tribal
Governments,'' because it does not have a substantial direct effect on
one or more Indian Tribes, on the relationship between the Federal
Government and Indian Tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian Tribes.
H. Executive Order 13175 (Energy Impact Analysis)
DHS has analyzed this rule under Executive Order 13211, ``Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use.'' DHS has determined that it is not a
``significant energy action'' under that Order and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. Therefore, it does not require a Statement of Energy Effects
under Executive Order 13211.
List of Subjects in 6 CFR Part 37
Document security, Driver's licenses, Identification cards, Motor
vehicle administrations, Physical security.
The Amendments
For the reasons set forth above, the Department of Homeland
Security amends 6 CFR part 37 as follows:
PART 37--REAL ID DRIVER'S LICENSES AND IDENTIFICATION CARDS
0
1. The authority citation for part 37 continues to read as follows:
Authority: 49 U.S.C. 30301 note 6 U.S.C. 111, 112.
Sec. 37.51 [Amended]
0
2. Amend Sec. 37.51(a) by removing the date ``May 11, 2011'' and
adding in its place the date ``January 15, 2013.''
Janet Napolitano,
Secretary.
[FR Doc. 2011-5002 Filed 3-4-11; 8:45 am]
BILLING CODE 9110-9B-P