Magnuson-Stevens Act Provisions; Fisheries of the Northeastern United States; Northeast Multispecies Fishery; 2011 Sector Operations Plans and Contracts, and Allocation of Northeast Multispecies Annual Catch Entitlements, 10852-10873 [2011-4401]
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use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
189. In particular, the Commission
seeks comment on whether it would be
less burdensome for providers to submit
address-level data with respect to the
deployment and availability of services.
The Commission also seeks comment on
other ways that the Commission can
ease the burden on small- and mediumsized providers.
190. Based on these questions, and
the alternatives the Commission has
discussed, the Commission anticipates
that the record will be developed
concerning alternative ways in which
the Commission could lessen the
burden on small entities of obtaining
improved data about broadband. The
Commission welcomes proposals of
alternatives from any of the approaches
as described in Section A, supra.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
191. None.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2011–4393 Filed 2–25–11; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 110201085–1087–01]
RIN 0648–XY55
Magnuson-Stevens Act Provisions;
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; 2011 Sector Operations Plans
and Contracts, and Allocation of
Northeast Multispecies Annual Catch
Entitlements
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
srobinson on DSKHWCL6B1PROD with PROPOSALS
AGENCY:
As part of the process for the
NMFS Northeast Regional
Administrator approval of proposed
sector operations established under
Amendment 16 to the Northeast (NE)
Multispecies Fishery Management Plan
(FMP), sectors are required to submit
operations plans and sector contracts,
SUMMARY:
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and request an allocation of stocks
regulated under the FMP for each
fishing year (FY). This action is to
provide interested parties an
opportunity to comment on 19 FY 2011
proposed sector operations plans and
contracts. Although NMFS received 22
proposed sector operations plans and
contracts for approval, only 19 of the 22
sector operations plans and contracts
are being considered for approval
because 3 sectors, the Massachusetts
Permit Bank Sector, the New Hampshire
Permit Bank Sector, and the Rhode
Island Permit Bank Sector, were unable
to fulfill the roster requirements, and,
therefore, were excluded from
consideration.
DATES: Written comments must be
received on or before March 15, 2011.
ADDRESSES: You may submit comments,
identified by 0648–XY55, by any one of
the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: (978) 281–9135, Attn: Allison
Murphy.
• Mail: Paper, disk, or CD–ROM
comments should be sent to Patricia A.
Kurkul, Regional Administrator,
National Marine Fisheries Service, 55
Great Republic Drive, Gloucester, MA
01930. Mark the outside of the
envelope: ‘‘Comments on 2011 Sector
Operations Plans and Contracts.’’
Instructions: All comments received
are part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information. NMFS will
accept anonymous comments (enter
N/A in the required fields, if you wish
to remain anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Microsoft Excel,
WordPerfect, or Adobe PDF file formats
only.
Copies of the sector operations plans
and contracts and the environmental
assessment (EA) are available at https://
www.regulations.gov and from the
NMFS NE Regional Office at the mailing
address specified above. An Initial
Regulatory Flexibility Analysis (IRFA)
was prepared for this proposed rule and
is comprised of the EA, and the
preamble and the Classification sections
of this proposed rule.
FOR FURTHER INFORMATION CONTACT:
Allison Murphy, Sector Policy Analyst,
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phone (978) 281–9122, fax (978) 281–
9135.
NMFS
announces that the Administrator, NE
Region, NMFS (Regional Administrator),
has made a preliminary determination
that 19 sector operations plans and
contracts, which were initially
submitted to NMFS on or before
September 1, 2010, and sector rosters,
submitted on or before September 10,
2010, are: (1) Consistent with the goals
of the FMP, as described in Amendment
16 Final Environmental Impact
Statement (FEIS) and other applicable
laws, (2) in compliance with the
measures that govern the development
and operation of a sector as specified in
Section 4.2.3 of the Amendment 16
FEIS, and (3) have met administrative
deadlines, including roster deadlines,
for being proposed as a sector
operations plan for FY 2011. This
proposed rule summarizes many of the
sector requirements as implemented by
Amendment 16 and the requirements
proposed for modification in
Framework Adjustment 45 (FW 45), and
solicits comments on the regulatory
exemptions requested by sectors as well
as the applicable environmental
analyses.
As stated in Amendment 16, the
deadline to submit operations plans and
signed contracts was September 1, 2010.
However, because NE multispecies
permit holders were notified of their
preliminary FY 2011 Potential Sector
Contribution (PSC) in mid-August,
2010, NMFS extended the deadline to
submit signed contracts from September
1, 2010, to September 10, 2010, to allow
vessel owners adequate time to make a
decision to join a sector for FY 2011 or
to fish in the common pool. Based upon
industry request, this deadline was
further extended to December 1, 2010,
to provide additional flexibility.
SUPPLEMENTARY INFORMATION:
Background
The final rule implementing
Amendment 13 to the NE Multispecies
FMP (69 FR 22906; April 27, 2004)
specified a process for forming sectors
within the NE multispecies fishery,
implemented restrictions applicable to
all sectors, and authorized allocation of
a total allowable catch (TAC) for
specific groundfish species to a sector.
As approved in Amendment 13, sector
operations plans and contracts must
contain certain elements, including a
contract signed by all sector participants
and an operations plan containing rules
that sector members agree to abide by to
avoid exceeding their sector TAC. An
EA, or other appropriate analysis, must
be prepared for the sectors that analyzes
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the individual and cumulative impacts
of all proposed sector operations.
Additionally, the public must be
provided an opportunity to comment on
the proposed sector operations plans,
sector contracts, and EA. The
regulations require that, upon
completion of the public comment
period, the Regional Administrator must
make a determination regarding
approval of the sectors operations plans
and contracts. Amendment 13
implemented the GB Cod Hook Sector
in FY 2004, and Framework 42 (71 FR
62156; October 23, 2006) implemented
the GB Cod Fixed Gear Sector in FY
2006.
Amendment 16 (74 FR 18262; April 9,
2010) expanded the sector management
measures, revised the 2 existing sectors,
and implemented an additional 17 new
sectors for a total of 19 sectors,
including the Northeast Fishery Sectors
I through XIII, the Sustainable Harvest
Sector, the Tri-State Sector, the
Northeast Coastal Communities Sector,
and the Port Clyde Community
Groundfish Sector. Amendment 16
defined a sector as ‘‘[a] group of persons
(three or more persons, none of whom
have an ownership interest in the other
two persons in the sector) holding
limited access vessel permits who have
voluntarily entered into a contract and
agree to certain fishing restrictions for a
specified period of time, and which has
been granted a TAC(s) [sic] in order to
achieve objectives consistent with
applicable FMP goals and objectives.’’ A
sector’s TAC is referred to as an annual
catch entitlement (ACE). Regional
Administrator approval is required for a
sector to be authorized to fish and to be
allocated an ACE for stocks of regulated
NE multispecies during each FY. Each
individual sector’s ACE for a particular
stock represents a share of that stock’s
annual catch limit (ACL) available to
commercial NE multispecies vessels,
based upon the PSC of permits
participating in that sector. Sectors are
self-selecting, meaning each sector
maintains the ability to choose its
members. Sectors may pool harvesting
resources and consolidate operations to
fewer vessels, if they desire.
FW 45, as proposed by the New
England Fishery Management Council
(Council) and available for public
review through the Federal Register,
would revise the rules for the 19
previously approved sectors and
include 5 new sectors (for a total of 24
sectors), including the Maine Permit
Bank Sector, the Massachusetts Permit
Bank Sector, the New Hampshire Permit
Bank Sector, the Rhode Island Permit
Bank Sector, and Sustainable Harvest
Sector 3. Approval of the operation of
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these new sectors is conditional on
approval of measures proposed in FW
45. Similarly, approval of some of the
exemptions requested by the sectors that
submitted operations plans for FY 2011
is also contingent on FW 45. Therefore,
final action regarding the approval of
the operation of these sectors and the
exemptions requested will not be made
unless and until a final decision on FW
45 has been made. FW 45 is expected
to be implemented on May 1, 2011.
Concurrent with the implementation of
FW 45, NMFS and the States of Maine,
Massachusetts, New Hampshire, and
Rhode Island have entered into separate
Memoranda of Agreement (MOA) for the
administration of State-managed permit
banks. Terms and conditions for permit
banks include: The permit bank may
only transfer out ACE, it may not
transfer in ACE; the permit bank may
only transfer ACE to sectors for use by
vessels that are 45 ft (13.72 m) in length
or smaller, based out of ports with a
population of 30,000 residents or less.
The States of Massachusetts, New
Hampshire, and Rhode Island were
unable to fulfill roster requirements in
time to be considered in this rulemaking
process for FY 2011. The Maine Permit
Bank Sector is proposed to consist of
two privately held permits, as well as
any additional permits purchased by the
permit bank. The State issued a request
for proposal, soliciting permit holders
who are interested in selling permits to
the State permit bank, and submitted
this information to NMFS as additional
prospective permits. The Maine Permit
Bank Sector must finalize the purchase
of permits from this list and notify
NMFS by February 1, 2011.
Representatives from 22 of the 24
current and proposed sectors submitted
operations plans and sector contracts,
and requested an allocation of stocks
regulated under the FMP for FY 2011.
Neither the GB Cod Hook Sector, nor
Northeast Fishery Sector I chose to
submit an operations plan and sector
contract for FY 2011. The Massachusetts
Permit Bank Sector, the New Hampshire
Permit Bank Sector, and the Rhode
Island Permit Bank Sector submitted
operations plans for FY 2011, but were
unable to demonstrate membership
requirements, and thus will not be
considered for approval in this rule,
reducing the number of potential FY
2011 sectors to 19. Two of the proposed
FY 2011 sectors, Northeast Fishery
Sector IV and Sustainable Harvest
Sector 3, would operate as private leaseonly sectors. The Sustainable Harvest
Sector 3 has not explicitly prohibited
fishing activity, and may transfer
permits onto active vessels.
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Sector ACEs
As of December 1, 2010, 834 of the
1,475 eligible NE multispecies permits,
which would account for approximately
98.8 percent of the historical
commercial NE multispecies landings
during the qualifying period selected by
the Council in Amendment 16, have
preliminarily enrolled in a sector for FY
2011. Table 1 includes a summary of
permits enrolled in a sector as of
December 1, 2010. Permits enrolled in a
sector, and the vessels associated with
those permits, have until April 30, 2011,
to withdraw from a sector and fish in
the common pool for FY 2011. NMFS
will publish final sector sub-ACL and
common pool sub-ACL totals, based
upon final rosters as soon as possible
after the start of FY 2011.
Table 2 details the cumulative PSC (a
percentage) each sector would receive
based on their rosters as of December 1,
2010. Tables 3a and 3b detail the ACEs
(in thousands of pounds and metric
tons) each sector would be allocated
based on their December 1, 2010, sector
rosters for FY 2011. While the common
pool does not receive a specific
allocation of ACE, it has been included
in each of these tables for comparison.
Note that individual sector members
are not assigned a PSC for Eastern GB
cod or Eastern GB haddock; rather each
sector is allocated a portion of the GB
cod and GB haddock ACE to harvest
exclusively in the Eastern U.S./Canada
Area. The amount of cod and haddock
that a sector may harvest in the Eastern
U.S./Canada Area is calculated by
multiplying the percentage of the GB
cod and GB haddock ACLs by the
overall Eastern U.S./Canada Area GB
cod and GB haddock TACs,
respectively.
In accordance with Amendment 16, at
the start of FY 2011, NMFS will
withhold 20 percent of a sector’s FY
2011 ACE for each stock for a period of
up to 61 days, to allow time to process
any FY 2010 ACE transfers submitted by
May 14, 2011, and to determine whether
the FY 2011 ACE allocated to any sector
needs to be reduced, or any overage
penalties need to be applied to
accommodate an FY 2010 ACE overage
by that sector. At the request of the
Council, NMFS is considering relaxing
the May 14 requirement to submit ACE
transfers. The Council and sector
managers will be notified of any change
in this deadline in writing and the
decision will be announced on the
NERO Web site (https://
www.nero.noaa.gov/).
BILLING CODE 3510–22–P
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BILLING CODE 3510–22–C
Sector Operations Plans and Contracts
All sectors must, on an annual basis,
submit an operations plan and sector
contract to NMFS by a specified
deadline to be authorized to fish and
receive an allocation of groundfish for
the following FY. Of the 24 current and
FW 45 proposed sectors, 19 sectors met
the September 1, 2010, operations plan
deadline and the final December 1,
2010, NMFS roster deadline for FY
2011, including the Maine Permit Bank
Sector. Each sector operations plan
contains the rules under which each
sector would fish. The sector contract
provides the legal contract that binds
members to a sector and its operations
plan. Most sectors submitted one
document to NMFS that encompasses
both the operations plan and contract.
While each sector conducts fishing
activities according to its approved
operations plan, Section 4.2.3 of the
Amendment 16 FEIS contains numerous
provisions that apply to all sector
operations plans and sector members.
Under this amendment, all permit
holders with a limited access NE
multispecies permit that was valid as of
May 1, 2008, are eligible to participate
in a sector, including holders of permits
currently held in confirmation of permit
history (CPH). While membership in
each sector is voluntary, each member
(and his/her permits enrolled in the
sector) must remain with the sector for
the entire FY, and cannot fish in the NE
multispecies days-at-sea (DAS) program
outside of the sector (i.e., in the
common pool) during the FY.
Participating vessels would be required
to comply with all pertinent Federal
fishing regulations, unless specifically
exempted by a letter of authorization
(LOA) issued by the Regional
Administrator, as part of the approval of
a sector’s operations plan, as described
further below. Sector operations plans
may be amended in-season if a change
is necessary and agreed to by NMFS,
provided the change is consistent with
the sector administration provisions.
These changes would be included in
updated LOAs issued to sector members
and through amendments to the
approved operations plan.
Sectors would be allocated all largemesh groundfish stocks for which
members have landings history, with
the exception of Atlantic halibut,
windowpane flounder, Atlantic
wolffish, and SNE/MA winter flounder.
Sector vessels would be required to
retain all legal-sized allocated
groundfish, unless an exemption is
granted allowing sector vessels to
discard legal-sized unmarketable fish at
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sea. Catch (including discards) of all
allocated groundfish stocks by a sector’s
vessels would count against the sector’s
ACE, unless the catch is an element of
a separate ACL sub-component, such as
groundfish caught when fishing in an
exempted fishery, or yellowtail flounder
caught when fishing in the Atlantic sea
scallop fishery. Sector vessels fishing for
monkfish, skate, lobster (with non-trap
gear), and spiny dogfish when on a
sector trip (e.g., not fishing under
provisions of a NE multispecies
exempted fishery) would have their
groundfish catch (including discards) on
those trips debited against the sector’s
ACE. Discard ratios applied to sectors
would be determined by NMFS based
on observed trips.
The final rule issued for Amendment
16 implemented a program whereby
ACE may be transferred between
sectors, although ACE transfers to or
from common pool vessels is
prohibited. Each sector would be
required to ensure that its ACE is not
exceeded during the FY. Additionally,
Amendment 16 required sectors to
develop independent third-party
dockside monitoring programs (DSM) to
verify landings at the time they are
weighed by the dealer, and to certify
that the landing weights are accurate as
reported by the dealer. During FY 2010,
50 percent of trips from each sector are
required to be randomly selected for
DSM. Dockside monitoring coverage
was specified to be reduced to 20
percent in FY 2011; however, FW 45, as
proposed, would change the required
coverage level for DSM to the level
NMFS is able to fund, up to 100 percent
coverage through FY 2012, prioritizing
coverage for trips that have not received
at-sea or electronic monitoring. In
addition, the Council voted to remove
DSM requirements (a reporting
requirement) from the list of prohibited
exemptions for sectors. Sectors would
be required to monitor their landings
and available ACE and submit weekly
catch reports to NMFS. In addition, the
sector manager would be required to
provide NMFS with aggregate sector
reports on a daily basis when a
threshold (specified in the operations
plan) is reached. Once a sector’s ACE for
a particular stock is caught, a sector
would be required to cease all fishing
operations in that stock area until it
could acquire additional ACE for that
stock. Each sector would be required to
submit an annual report to NMFS and
the Council within 60 days of the end
of the FY detailing the sector’s catch
(landings and discards by the sector),
enforcement actions, and pertinent
information necessary to evaluate the
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biological, economic, and social impacts
from the sector, as directed by NMFS.
Each sector contract provides
procedures to enforce the sector
operations plan, explains sector
monitoring and reporting requirements,
presents a schedule of penalties, and
provides authority to sector managers to
issue stop fishing orders to sector
members that violate provisions of the
contract. Sector members could be held
jointly and severally liable for ACE
overages, discarding of legal-sized fish,
and/or misreporting of catch (landings
or discards). As required by
Amendment 16, each sector contract
submitted for FY 2011 states that the
sector will withhold an initial reserve
from the sector’s sub-allocation to each
individual member to prevent the sector
from exceeding its ACE. Each sector
contract also details the method for
initial ACE allocation to sector
members; for FY 2011, each sector has
proposed that each sector member could
harvest an amount of fish equal to the
amount each individual member’s
permit contributed to the sector’s ACE.
Amendment 16 contains several
‘‘universal’’ exemptions that are
applicable to all sectors. These universal
exemptions include exemptions from:
Trip limits on allocated stocks; the GB
Seasonal Closure Area; NE multispecies
DAS restrictions; the requirement to use
a 6.5-inch (16.51-cm) mesh codend
when fishing with selective gear on GB;
and portions of the GOM Rolling
Closure Areas. Sectors may request
additional exemptions from NE
multispecies regulations through their
sector operations plan. Amendment 16
prohibits sectors from requesting
exemptions from year-round closed
areas, permitting restrictions, gear
restrictions designed to minimize
habitat impacts, and reporting
requirements (not including DAS
reporting requirements). FW 45
proposes to exclude DSM from the
reporting requirements from which
sectors may not be exempted.
Proposed FY 2011 Exemptions
A total of 31 exemptions from the NE
multispecies regulations have been
requested by sectors through their FY
2011 operations plans. These requests
fall into several categories: Exemptions
previously approved for FY 2010
(numbers 1–7); additional exemptions
that were under consideration for FY
2010 at the time of the request for FY
2011 (numbers 8–9); exemptions
disapproved in FY 2010 (number 10);
novel exemptions for FY 2011 (numbers
11–19), dockside monitoring
exemptions (numbers 20–30) and State
permit bank exemptions (number 31). A
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full discussion of the 31 exemptions is
below. The requirements that were
exempted in FY 2010 and have again
been requested for FY 2011 are: (1) 120day block out of the fishery required for
Day gillnet vessels; (2) prohibition on a
vessel hauling another vessel’s gillnet
gear; (3) limitation on the number of
gillnets that may be hauled on GB when
fishing under a groundfish/monkfish
DAS; (4) limitation on the number of
gillnets imposed on Day gillnet vessels;
(5) 20-day spawning block out of the
fishery required for all vessels; (6) limits
on the number of hooks that may be
fished; and (7) DAS Leasing Program
length and horsepower restrictions.
Additional regulations that were under
consideration for exemption for FY 2010
at the time of the request, and have
again been requested for FY 2011 are:
(8) the GOM Sink Gillnet Mesh
Exemption; and (9) prohibition on the
possession or use of squid or mackerel
in the Closed Area I (CAI) Hook Gear
Haddock (HGH) Special Access Program
(SAP). For FY 2011, sectors requested
an exemption from the follow regulation
that was previously disapproved for FY
2010 is again being proposed for FY
2011: (10) access to GOM Rolling
Closure Areas in May and June. For FY
2011, sectors have proposed novel
exemptions from the following
regulations: (11) prohibition on
discarding; (12) extension of the GOM
Sink Gillnet Mesh Exemption through
the month of May; (13) daily catch
reporting by Sector Managers for vessels
participating in the CAI HGH SAP; (14)
prohibition on pair trawling; (15)
minimum hook size requirements for
demersal longline gear; (16) minimum
mesh size requirement; (17) Rhule and
Haddock Separator requirements to
utilize the 98.4 in × 15.7 in (250 cm ×
40 cm) Eliminator TrawlTM in areas
where these gear types are approved;
(18) trawl gear restrictions in the U.S./
Canada Area; and (19) the requirement
to power a VMS while at the dock. Due
to the Council’s vote to exclude DSM
from the list of prohibited exemptions
in FW 45, sectors have requested
exemptions from DSM requirements
ranging from a complete exemption to
area-, fishery-, and volume-based
exemptions. Specifically, sectors
requested novel exemptions from the
following DSM requirements for FY
2011: (20) All DSM and roving
monitoring requirements; (21) DSM
requirements for directed monkfish,
skate, and dogfish trips; (22) DSM
requirements for jig vessels; (23) DSM
requirements for hook vessels when the
sector has caught less than 10,000 lb
(4535.9 kg) of groundfish per year; (24)
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DSM requirements in May when fishing
in several mid-Atlantic NMFS Statistical
Areas; (25) DSM requirements for
vessels fishing west of 72°30′ W. long.;
(26) DSM, roving monitoring, and hail
requirements for hook-only or handgear
vessels; (27) DSM, roving monitoring,
and hail requirements for vessels using
demersal longline, jig and handgear
while targeting spiny dogfish in
Massachusetts State waters of NMFS
Statistical Area 521; (28) DSM
requirements when at-sea monitoring
has previously observed the trip; (29)
the requirement to delay offloading due
to the late arrival of the assigned
monitor; and (30) the prohibition on
offloading of non-allocated stocks prior
to the arrival of the monitor. These
exemptions were considered too late to
be included in the EA for this action;
they will be fully analyzed and included
in the final EA. Finally, the State permit
bank sector has requested an exemption
from: (31) the requirement to provide a
sector roster to NMFS by the specified
deadline.
NMFS is soliciting public comment
on the proposed sector operations plans
and all 31 of the exemptions specified
above. NMFS is particularly interested
in receiving comments on the
exemptions from the GOM Rolling
Closure Areas, prohibition on pair
trawling, minimum trawl mesh size
requirements on targeted redfish trips,
and dockside monitoring exemptions,
because of particular concerns regarding
the potential impacts of these
exemptions.
1. 120-Day Block Out of the Fishery
Requirement for Day Gillnet Vessels
The 120-day block out of the fishery
requirement for day gillnet vessels was
implemented in 1997 under Framework
20 (62 FR 15381; April 1, 1997) to help
ensure that management measures for
Day gillnet vessels were comparable to
effort controls placed on other fishing
gear types, given that gillnets continue
to fish as long as they are in the water.
Regulations at § 648.82(j)(1)(ii) require
that each NE multispecies gillnet vessel
declared into the Day gillnet category
declare and take 120 days out of the
non-exempt gillnet fishery. Each period
of time taken must be a minimum of 7
consecutive days, and at least 21 of the
120 days must be taken between June 1
and September 30. An exemption from
this requirement was previously
approved for FY 2010 based upon the
rationale that this measure was designed
to control fishing effort and, therefore, is
no longer necessary for sectors because
sectors are restricted to an ACE for each
groundfish stock, which limits overall
fishing mortality. For additional
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information pertaining to this
exemption and other exemptions
previously approved in FY 2010, please
refer to the proposed and final sector
rules for FY 2010 (74 FR 68015,
December 22, 2010 and 75 FR 18113,
April 9, 2010, respectively). This
exemption would increase the
operational flexibility of sector vessels
and would be expected to increase
profit margins of sector fishermen. The
exemption from the Day gillnet 120-day
block requirement is requested by the
GB Cod Fixed Gear Sector; the Northeast
Coastal Communities Sector; Northeast
Fishery Sectors III, V–VIII, and X–XIII;
the Port Clyde Community Groundfish
Sector; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector.
2. Prohibition on a Vessel Hauling
Another Vessel’s Gillnet Gear
Regulations at §§ 648.14(k)(6)(ii)(A)
and 648.84(a) specify the manner in
which gillnet gear must be tagged,
requiring that information pertinent to
the vessel owner or vessel be
permanently affixed to the gear. No
provisions exist in the regulations
allowing for multiple vessels to haul the
same gear. An exemption from this
regulation, which was previously
approved in FY 2010 because it was
determined that the regulations
pertaining to hauling and setting
responsibilities are no longer necessary
when sectors are confined to an ACE for
each stock, would allow a sector to
share fixed gear among sector vessels,
thereby reducing costs. Consistent with
the exemption as originally approved,
the sectors requesting this exemption
have proposed that all vessels utilizing
community fixed gear be jointly liable
for any violations associated with that
gear. Additionally, each member
intending to haul the same gear will be
required to tag the gear with the
appropriate gillnet tags, consistent with
§ 648.84(a). The exemption from the
prohibition on hauling another vessel’s
gear is being requested by the GB Cod
Fixed Gear Sector; the Northeast Coastal
Communities Sector; Northeast Fishery
Sectors III, VI–VIII, and X–XII; the Port
Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and
the Tri-State Sector.
3. Limitation on the Number of Gillnets
That May be Hauled on GB When
Fishing Under a Groundfish/Monkfish
DAS
Regulations at § 648.80(a)(4)(iv)
prohibit Day gillnet vessels fishing on a
groundfish DAS from possessing,
deploying, fishing, or hauling more than
50 nets on GB were implemented as a
groundfish mortality control under
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Amendment 13. An exemption from the
limit on the number of gillnets that may
be hauled on GB when fishing under a
groundfish/monkfish DAS was
previously granted in FY 2010 because
it would allow nets deployed under
existing net limits of the Monkfish FMP
to be hauled more efficiently by vessels
dually permitted under both FMPs. The
exemption from the limitation on the
number of gillnets that may be hauled
on GB when fishing under a groundfish/
monkfish DAS is being requested by the
GB Cod Fixed Gear Sector; Northeast
Fishery Sectors III, VI–VIII, and X–XIII;
Sustainable Harvest Sectors 1 and 3; and
the Tri-State Sector.
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4. Limitation on the Number of Gillnets
for Day Gillnet Vessels
Current gear restrictions in the
groundfish regulated mesh areas (RMA)
restrict Day gillnet vessels from fishing
more than: 100 gillnets (of which no
more than 50 can be roundfish gillnets)
in the GOM RMA (§ 648.80(a)(3)(iv)); 50
gillnets in the GB RMA
(§ 648.80(a)(4)(iv)); and 75 gillnets in the
Mid-Atlantic (MA) RMA
(§ 648.80(b)(2)(iv)). This exemption was
previously requested and approved in
FY 2010, and would allow sector vessels
to fish up to 150 nets (any combination
of flatfish or roundfish nets) in any
RMA, and provides greater operational
flexibility to sector vessels in deploying
gillnet gear. This exemption was
previously approved for FY 2010
because it is designed to control fishing
effort and is no longer necessary for
sector vessels, since each sector is
restricted by an ACE for each stock,
which caps overall fishing mortality.
The exemption from the limit on the
number of gillnets for Day gillnet
vessels is being requested by the GB Cod
Fixed Gear Sector; Northeast Fishery
Sectors III, V–VIII, and X–XIII; the Port
Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and
the Tri-State Sector.
5. 20-Day Spawning Block
Regulations at § 648.82(g) require
vessels to declare out and be out of the
NE multispecies DAS program for a 20day period each calendar year between
March 1 and May 31, when spawning is
most prevalent in the GOM. This
regulation was developed to reduce
fishing effort on spawning groundfish
stocks and an exemption was approved
for FY 2010 sectors based upon the
rationale that the sector’s ACE will
restrict fishing mortality, making this
measure no longer necessary as an effort
control. An exemption from this
requirement would provide vessel
owners with greater flexibility to plan
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operations according to fishing and
market conditions. The exemption from
the Day gillnet 20-day block
requirement is being requested by the
GB Cod Fixed Gear Sector; the Northeast
Coastal Communities Sector; Northeast
Fishery Sectors II–III and V–XIII; the
Port Clyde Community Groundfish
Sector; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector.
6. Limitation on the Number of Hooks
That May be Fished
Current regulations for the GOM
RMA, GB RMA, and SNE and MAA
RMAs at §§ 648.80(a)(3)(iv)(B)(2),
648.80(a)(4)(iv)(B)(2),
648.80(b)(2)(iv)(B)(1), and
648.80(c)(2)(v)(B)(1), respectively,
prohibit vessels from fishing or
possessing more than 2,000 rigged
hooks in the GOM RMA, more than
3,600 rigged hooks in the GB RMA,
more than 2,000 rigged hooks in the
SNE RMA, or 4,500 rigged hooks in the
MA RMA. This measure, which was
initially implemented in 2002 through
an interim action (67 FR 50292; August
1, 2002) and made permanent through
Amendment 13, was designed to control
fishing effort. An exemption from the
number of hooks that a vessel may fish
was approved for FY 2010 because it
would allow sector vessels to more
efficiently harvest ACE and is no longer
a necessary control on effort by sector
vessels. This exemption was granted to
the GB Cod Hook Sector from 2004–
2009, and was granted to the GB Cod
Fixed Gear Sector; the Northeast Coastal
Communities Sector; Northeast Fishery
Sectors III, V–VIII, and X–XII; the
Sustainable Harvest Sector; and the TriState Sector for either all or a portion of
FY 2010. The exemption from the
limitation on the number of hooks that
may be fished is being requested by the
GB Cod Fixed Gear Sector; the Northeast
Coastal Communities Sector; Northeast
Fishery Sectors III, VI–VIII, and X–XII;
the Port Clyde Community Groundfish
Sector; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector.
7. Length and Horsepower Restrictions
on DAS Leasing
While sector vessels are exempt from
the requirement to use NE multispecies
DAS to harvest groundfish, sector
vessels have been allocated, and still
need to use, NE multispecies DAS for
specific circumstances. For example, the
Monkfish FMP includes a requirement
that limited access monkfish Category C
and D vessels harvesting more than the
incidental monkfish possession limit
must fish under both a monkfish and a
groundfish DAS. Therefore, sector
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vessels may still use, and lease, NE
multispecies DAS.
An exemption from the DAS Leasing
Program length and horsepower
baseline restrictions on DAS leases
between vessels within their individual
sectors, as well as with vessels in other
sectors with this exemption was
approved in FY 2010. Restricting sectors
to their ACEs eliminates the need to use
vessel characteristics to control
groundfish fishing effort. Further,
exemption from this restriction allows
sector vessels greater flexibility in the
utilization of ACE and DAS. Providing
greater flexibility in the distribution of
DAS could result in increased effort on
non-allocated target stocks, such as
monkfish and skates. However, sectors
predicted little consolidation and
redirection of effort in their FY 2010
operations plans. In addition, any
potential redirection in effort would be
restricted by the sector’s ACE for each
stock, as well as by effort controls in
other fisheries (e.g., monkfish trip limits
and DAS). The exemption from the
length and horsepower restrictions on
DAS leasing is being requested by the
GB Cod Fixed Gear Sector; the Maine
Permit Bank Sector; all 12 Northeast
Fishery Sectors; the Port Clyde
Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and
the Tri-State Sector.
8. The GOM Sink Gillnet Mesh
Exemption
The regulations require a minimum
mesh size of 6.5-in (16.51-cm) for
gillnets in the GOM RMA
(§ 648.80(a)(3)(iv)). Minimum mesh size
requirements have been used to reduce
overall mortality on groundfish stocks,
as well as to reduce discarding of, and
improve survival of, sub-legal
groundfish. An exemption from this
regulation, which would allow vessels
to potentially catch more haddock
seasonally in the GOM, was considered
in a supplemental proposed and final
rule to FY 2010 sector operations (75 FR
53939; September 2, 2010; and 75 FR
80720; December 23, 2010) and is
functionally equivalent to a pilot
program that was proposed by the
Council in Amendment 16. This
exemption would allow sector vessels to
use 6-inch (15.24-cm) mesh stand-up
gillnets in the GOM RMA from January
1, 2012, to April 30, 2012, when fishing
for haddock. The designation of this
season is consistent with the original
pilot program proposal and is the time
period when haddock are most available
in the GOM. Sector vessels utilizing this
exemption would be prohibited from
using tie-down gillnets during this
period. Sector vessels may transit the
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GOM RMA with tie-down gillnets,
provided they are properly stowed and
not available for immediate use in
accordance with one of the methods
specified at § 648.23(b).
The GOM Sink Gillnet Mesh Program,
as proposed by the Council, stipulated
that Day gillnet vessels would not be
able to fish with, possess, haul, or
deploy more than 30 nets per trip.
Consistent with the original scope of the
pilot program, for FY 2010 NMFS
proposed in supplemental rulemaking
that Day gillnet vessels utilizing this
exemption also be limited to 30 nets per
trip during this period, but requested
public comment on a net limit of
between 30 and 150 stand-up nets,
analyzing up to 150 nets. Because Day
gillnet vessels granted the sector
exemption from Day gillnet net limits,
as explained under exemption request 4,
would not be subject to the general net
limit in the GOM RMA, and thus able
to fish up to 150 nets in the GOM RMA,
they would be limited to 30 nets when
fishing under this exemption program.
Therefore, NMFS again requests public
comment on the feasibility of allowing
up to 150 nets when fishing under this
exemption. The LOA issued to sector
vessels that qualify for this exemption
would specify the net restrictions to
help ensure the provision is enforceable.
There would be no limit on the number
of nets that participating Trip gillnet
vessels would be able to fish with,
possess, haul, or deploy, during this
period, because Trip gillnet vessels are
required to remove all gillnet gear from
the water before returning to port at the
end of a fishing trip.
Recent selectivity studies have
indicated that 6.5-inch (16.51-cm) sink
gillnets may not be effective at retaining
haddock at the current legal minimum
fish size. An exemption from this
requirement would provide sector
vessels the opportunity to utilize a
smaller mesh size gillnet to potentially
catch more haddock in the GOM, and,
thereby, increase efficiency and revenue
in the fishery. NMFS believes that
impacts to allocated target stocks
resulting from this exemption would be
negligible, given that fishing mortality
by sector vessels is restricted by an ACE
for allocated stocks, capping overall
mortality. It is possible that a higher net
limit for Day gillnet vessels
participating in this program could
result in an increase in the number of
gillnets in the water at any one time
and, therefore, potentially increase
interactions with protected species.
However, potential negative impacts to
protected species from this exemption
are expected to be low because
additional nets may result in greater
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efficiency that could decrease the
overall number of soak hours
throughout the year as a sector’s ACE is
caught faster, thus potentially reducing
interactions with protected species. In
addition, sector vessels utilizing this
exemption would still be required to
comply with all requirements of the
Harbor Porpoise Take Reduction Plan
and Atlantic Large Whale Take
Reduction Plan. The GOM Sink Gillnet
Mesh Exemption is being requested by
the GB Cod Fixed Gear Sector; Northeast
Fishery Sectors III, VI–VIII, and X–XII;
the Port Clyde Community Groundfish
Sector; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector.
9. Prohibition on the Possession or Use
of Squid or Mackerel in the CAI Hook
Gear Haddock SAP
The restriction on the possession or
use of squid or mackerel as bait in the
CAI Hook Gear Haddock SAP was
originally approved by the Council in
Framework 41, and analyzed in the FEIS
for Framework 41, but inadvertently not
included in the regulations
implementing Framework 41. To correct
this oversight, this provision was
implemented as part of the Amendment
16 final rule. This restriction was
intended to control the catch rates of
cod, as squid and mackerel have been
demonstrated to result in higher catch
rates of cod. NMFS received comments
on Amendment 16 that the bait
restrictions should not apply to sector
vessels. In the final rule implementing
Amendment 16, NMFS stated that
* * * because the Council did not
provide for a specific exemption from
such bait restriction in Amendment 16,
NMFS cannot provide a sector an
exemption from the bait requirements
for this SAP in the final rule.’’ However,
because the bait restriction in
Framework 41 was included under
Section 4.2.2.2 ‘‘Requirements for
Vessels not in the Hook Sector,’’ NMFS,
after further discussion with Council
staff, understands that Framework 41
intended that this bait restriction apply
only to vessels fishing outside of a
sector (i.e., the common pool). Based on
this, NMFS intends to revise the current
regulations for this requirement in an
upcoming correction rule and, until the
correction is effective, exempt any
interested sector from this provision for
the remainder of FY 2010 through an
amendment to that sector’s approved
operations plan.
The GB Cod Fixed Gear Sector
requested an exemption from this bait
restriction, asserting the provision is an
input control used to control fishing
effort within the SAP under the DAS
system and is unnecessary because
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catch by the sector will be limited by
the ACE for each stock that caps overall
fishing effort.
10. Access to GOM Rolling Closure
Areas in May and June
The GOM Rolling Closure Areas were
initially implemented in 1998 under
Framework 25 to the FMP to reduce
fishing effort in ‘‘areas with high GOM
cod landings.’’ However, Framework 26
referred to the rolling closure areas as
‘‘inshore ‘cod spawning’ closures.’’ The
stated purpose and need under
Framework 26 (Section 3.0) states that
the Council wanted to ‘‘take additional
action to protect cod during the 1999
spawning season * * * and immediate
action is necessary to reduce catches
and protect the spawning stock.’’ As a
result, Framework 26 expanded the time
period of these ‘‘cod spawning’’ closures,
which included several 30-minute
blocks. The final rule implementing
Framework 26 (64 FR 2601; January 15,
1999) specified that the Council
undertook action to expand these
closures because of the ‘‘opportunity to
delay fishing mortality on mature cod
during the spring spawning period, a
time when stocks aggregate and are
particularly vulnerable to fishing
pressure.’’ Amendment 16 implemented
universal sector exemptions from
specific portions of the current GOM
Rolling Closure Areas, and specifically
did not exempt these portions of these
areas due to the understanding that they
protect spawning aggregations of cod.
The Council tasked the Groundfish Plan
Development Team (PDT) with
reviewing and analyzing the existing
GOM Rolling Closure Areas to
determine which areas should remain
closed, but stipulated that sectors may
request specific exemptions from the
GOM Rolling Closure Areas in their
sector operations plans. On November
18, 2009, the Council voted to endorse
a previous FY 2010 exemption request
from block 138 in May.
Several sectors requested exemptions
from GOM Rolling Closure Areas for FY
2010; however, these exemptions were
ultimately rejected in the final rule
implementing FY 2010 sector operations
plans because the requesting sectors
failed to consider that, despite ACE
limits, direct targeting of spawning
aggregations can adversely impact the
reproductive potential of a stock, as
opposed to post-spawning mortality.
Additionally, justification that
demonstrates that spawning fish could
be avoided was not provided by the
individual sectors. The final rule also
cited that the existing GOM Rolling
Closure Areas provide some protection
to harbor porpoise and other marine
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mammals. Six of the Northeast Fishery
Sectors and the Sustainable Harvest
Sector requested additional exemptions
from these rolling closures in FY 2010.
The sectors requesting this exemption
for FY 2011 assert that the GOM Rolling
Closure Areas were originally intended
as mortality closures, and are now
unnecessary because fishing mortality
for sectors is capped by the ACE
allocated for each groundfish stock.
Sustainable Harvest Sectors 1 and 3 are
requesting access to 30-minute blocks
138 and 139 in May, and 30-minute
block 139 in June. They argue that they
should not be subject to additional
mortality controls because sector vessels
are limited to a hard TAC. Additionally,
these sectors note that Table 177 in the
Environmental Impact Statement for
Amendment 16 indicates that May is
not a particularly important time for
groundfish spawning, with the
exception of plaice and haddock. The
Port Clyde Community Groundfish
Sector is requesting access to 30-minute
blocks 138 and 139 in May, and 30minute blocks 139, 145, and 146 in
June. The Port Clyde Community
Groundfish Sector stipulated a strategy
to minimize the impacts to spawning
fish while promoting benefits to sector
members. Under this strategy, the sector
would restrict the harvesting of any
species in these areas and times by
capping the percentage of the sector’s
available ACE that could be harvested
from these areas, and would institute a
closure of these areas if, based on NMFS
Northeast Fisheries Observer Program
(NEFOP) data, a significant amount of
spawning fish are harvested.
Additionally, the sector proposes to
implement a program to notify the
sector manager and other vessels if
spawning aggregations and/or marine
mammals are detected in these areas.
Finally, the Port Clyde Community
Groundfish Sector contends that vessels
fishing in the requested exemption areas
would provide additional data, which
could serve as a pilot study for future
use of these areas and times by all
sectors.
11. Prohibition on Discarding
Current regulations prohibit sector
vessels from discarding legal-sized fish
of any of the 14 stocks allocated to
sectors while at sea
(§ 648.87(b)(1)(v)(A)). Amendment 16
contained this provision to ensure that
the sector’s ACE is accurately
monitored. Sectors requested a partial
exemption from this prohibition,
because of concerns that retaining and
landing large amounts of unmarketable
fish, including fish carcasses, creates
operational difficulties and potentially
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unsafe working conditions for sector
vessels at sea. The Regional
Administrator considered a partial
exemption from the requirement to
retain all legal-sized fish in a
supplemental proposed rule to FY 2010
sector operations. However, due to
problematic mid-season implementation
issues, further consideration of this
exemption was delayed until FY 2011 in
the supplemental final rule to FY 2010
sector operations. Under this proposed
exemption, all legal-sized unmarketable
allocated fish would be accounted for in
the overall sector-specific discard rates
in the same way discards of undersized
fish at sea are currently accounted for,
through observer and at-sea monitoring
coverage. If approved, unmarketable fish
discarded by a sector’s vessels on
observed trips would be deducted from
that sector’s ACE and incorporated into
that sector’s discard rates to account for
discarding under this exemption on
unobserved trips. Vessels in a sector
opting for this exemption would be
required to discard all legal-sized
unmarketable fish at sea (i.e., not just on
select trips). Legal-sized unmarketable
fish would be prohibited from being
landed to prevent the potential to skew
observed discards. NMFS is specifically
seeking comment on the
implementation of this requirement.
NMFS received several comments
regarding this exemption in response to
the proposed supplemental rule for FY
2010 sector operations, which initially
proposed this exemption. This included
comment from Oceana, who raised
concern that this exemption would
expand loopholes in the self-reporting
component of the sector monitoring
program, and encourage high-grading,
thereby weakening the sector
monitoring program and undermining
the FMP goals, as well as National
Standards 2 and 9 of the MagnusonStevens Fishery Conservation and
Management Act. However, the
accounting of discards does not rely on
self-reported data. Rather, actual
discards by sector vessels observed by
NMFS observers and at-sea monitors on
sector trips are applied to the sector’s
ACEs in live weights, and incorporated
into sector-specific discard rates that are
used to account for discards by sector
vessels on unobserved trips. In addition,
this exemption is not expected to lead
to high-grading of catch, given that there
is a financial incentive for sector vessels
to minimize discards of allocated stocks.
Since discards of allocated stocks are
applied to the sector’s ACE through
observer data and sector-specific discard
rates, there is an incentive for sector
vessels that opt for this exemption to
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land catch rather than discard it, to
maximize the value of the sector’s ACEs.
Thus, this discarding exemption is
intended to provide NMFS with
additional data for the monitoring of
sector ACEs. Currently, a sector vessel
could illegally discard legal-sized
unmarketable fish at sea for operational
or safety reasons. If such discarding is
occurring only on unobserved sector
trips, these discards may be
unaccounted for in the sector-specific
discard rates. This exemption would
allow sectors to legally discard these
fish at sea and, therefore, would provide
NMFS with a means of capturing some
of this information. Therefore, allowing
the discarding of unmarketable fish and
incorporating observed unmarketable
discards into the sector-specific discard
rates under this exemption would
account for any illegal discarding that
may currently be occurring on
unobserved trips and, thereby, improve
the information being used to
extrapolate discards across all sector
trips.
Finally, NMFS received a comment
that the proposed rule did not contain
sufficient analysis of the exemption and
that further analysis should be
completed prior to implementation.
This exemption was analyzed in the FY
2010 proposed supplemental rule and
EA, and is further discussed here. The
analysis of this exemption was based
upon information available at the time
of the analysis, which consisted of
observer data from sector trips through
November 3, 2010. Dealer reports and
vessel trip reports (VTRs) were not
designed to specifically monitor the
landing and handling of unmarketable
fish, so there is little information
available from these sources about the
amount of unmarketable fish that sector
vessels have landed to date. During the
development of this exemption, NMFS
identified the need for, and
implemented, a specific code that could
be used by vessels to report the landing
of unmarketable fish on their VTRs. A
permit holder letter sent on October 20,
2010, introduced this VTR code to
vessel operators and included
instructions for both vessel operators
and dealers for the reporting of
unmarketable fish. If approved, legalsized unmarketable fish could be
discarded at sea, and recorded as such
on the VTR. Sectors that do not receive
this exemption would continue to use
the new VTR code. NMFS observers and
at-sea monitors record the amount of
each species kept by sector vessels
because they are prohibited from
discarding such fish by the regulations.
Fish recorded under this category likely
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consist of unmarketable legal-sized fish
of allocated stocks that could not
otherwise be discarded by the vessel
operator and, therefore, represent the
best estimate of the amount of
unmarketable fish that sector vessels
encounter on a given trip and may be
expected to discard under this
exemption. Observer data from sector
trips during the first half of FY 2010
show that retained legal-sized
unmarketable groundfish have been
observed on 7.3 percent of observed
sector trips. Observers reported a total of
14,423 lb (6,542 kg) of unmarketable
groundfish that have been retained by
sector vessels on 161 trips. Gillnet
vessels encountered the most
unmarketable groundfish per trip, with
an average of 92 lb (42 kg), and a
maximum of 402 lb (182 kg). Hook
vessels retained an average of 64 lb (29
kg) of unmarketable groundfish per trip
(maximum of 150 lb (68 kg)), and trawl
vessels retained an average of only 23 lb
(10 kg) of unmarketable groundfish per
trip (maximum of 14 lb (6 kg)). In
addition, unmarketable fish have a
much greater occurrence on gillnet trips
than trips using hook or trawl gear,
during the time from May 1 through
November 3, 2010, with observers
reporting legal-sized unmarketable fish
on 151 gillnet trips, but only 7 hook
trips and 3 trawl trips. The occurrence
of legal-sized unmarketable fish that had
to be retained is limited, and does not
appear to be a significant portion of
sector catch. To date, these observed
fish, and other unmarketable fish
landed, are deducted from the sector’s
ACE. For sectors opting for the
discarding exemption, any
unmarketable fish that would have been
required to be landed without the
exemption and now are discarded by
sector vessels will be recorded by
observers as discards and applied to
sector ACEs through discard data and
sector-specific discard rates on
unobserved trips.
The discarding exemption, in
combination with the enhanced
reporting of legal-sized unmarketable
fish, would improve the monitoring of
this unmarketable portion of sector
catch, particularly on unobserved sector
trips. The discard exemption is being
requested by the GB Cod Fixed Gear
Sector; Northeast Fishery Sectors II–III,
V–VI and X–XII; Sustainable Harvest
Sectors 1 and 3; and the Tri-State
Sector.
12. Extension of the GOM Sink Gillnet
Mesh Exemption Through May
For a full description of the GOM
Sink Gillnet Mesh Exemption, please
see exemption 8 of this section.
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Northeast Fishery Sectors III, VI–VIII,
and X have requested that the GOM
Sink Gillnet Mesh Exemption, proposed
above, be extended an additional
month, from the end of April until the
end of May.
This exemption would provide sector
vessels the opportunity to potentially
catch more GOM haddock, a fully
rebuilt stock, during the months that
haddock are most prevalent, and would
also provide sector participants the
opportunity to more fully harvest their
allocation of GOM haddock, therefore
increasing efficiency and revenues for
vessel participating in this program. The
sectors assert that impacts to non-target
species would be minimal, because
fishing effort by sectors vessels is
restricted by ACE for allocated stocks,
which caps overall mortality.
13. Daily Catch Reporting by Sector
Managers for Vessels Participating in
the CA I Hook Gear Haddock SAP
The regulations at § 648.85(b)(7)(v)(C)
require that sector vessels that declared
into the CA I Hook Gear Haddock SAP
submit daily catch reports to the sector
manager, and that the sector manager
report catch information to NMFS, on a
daily basis. This reporting requirement
was originally implemented through
Framework 40A, to facilitate real-time
monitoring of quotas by both the sector
manager and NMFS. Amendment 16
granted authority to the Regional
Administrator to determine if weekly
sector reports were sufficient for the
monitoring of most SAPs. Through the
final rule implementing Amendment 16,
the Regional Administrator alleviated
reporting requirements for sector vessels
participating in other Special
Management Programs (SMPs), though
these reporting requirements were
retained for the CA I Hook Gear
Haddock SAP, given that NMFS must
continue to monitor an overall haddock
TAC that applies to sector and common
pool vessels fishing in this SAP.
The GB Cod Fixed Gear Sector
requests that NMFS exempt the sector
manager from submitting these reports
to NMFS, opting instead to mandate that
participating vessels submit a VMS
catch report directly to NMFS
containing all required information,
analogous to the requirements for
common pool vessels. The sector
contends that this scenario would
provide NMFS with data in a more
timely fashion.
NMFS is currently evaluating the
possibility of using the sector manager’s
weekly report, rather than daily reports,
to monitor the TAC. Sector weekly
reports have provided information in a
timely enough manner to adequately
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monitor other SAPs. However, the
weekly reports, in their current form
would not provide sufficient
information. Furthermore, NMFS is
concerned that this provision may
reduce the sector manager’s capability
to accurately monitor the sector’s ACE
in a timely manner. NMFS is soliciting
comment on both the utility of the
current reporting method, and the
alternate reporting options highlighted
above.
14. Prohibition on Pair Trawling
The regulations at § 648.14(k)(5)(vi)
prohibit pair trawling in the NE
multispecies fishery. This prohibition
was originally implemented through an
emergency interim rule (58 FR 32062;
June 8, 1993), extended through a
second emergency interim rule (59 FR
26; January 3, 1994), and made
permanent in Amendment 5 (59 FR
9872; March 1, 1994). The first
emergency interim rule prohibited pair
trawling, based on record low
abundance of spawning stock biomass
and high fishing mortality of cod,
conditions of the haddock stock and
benefits to reducing discards of
haddock, the high efficiency of this gear
type, and an increase in the number of
vessels electing to use this gear. The
second emergency interim rule
extending the prohibition noted that
pair trawls are ‘‘highly efficient gear,
and its unlimited use during a period of
severely declining haddock and cod
stocks is counterproductive to the goal
of reducing effort in an overfished
fishery.’’ Amendment 5 also noted that
pair trawling vessels ‘‘had significantly
higher revenue-per-day-absent and
landings-per-day-absent than otter trawl
vessels fishing singly,’’ further
demonstrating the efficiency of this gear
type. While initially intended to protect
cod and haddock stocks, which at the
time were at all-time low levels of
abundance, the rule noted that ‘‘the
stock condition and landings will
continue to decline until such time that
meaningful measures are implemented
that will eliminate the overfished
condition of the stocks and reduce the
exploitation rate to levels that will allow
significant rebuilding to take place.’’
Northeast Fishery Sectors VI–X and
XIII are requesting an exemption from
the pair trawling restriction for FY 2011,
while restricting vessels to using either
the Ruhle Trawl or the Eliminator
Trawl. The sectors comment that a
prohibition of this highly efficient gear
type was intended to reduce fishing
mortality. Given this, the sectors assert
that, since sectors are managed under an
ACE, they should be exempt from effort
controls. These sectors anticipate that
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the exemption will enable participating
vessels to harvest the sector’s ACE more
efficiently and economically.
However, NMFS has concerns with
granting this exemption because, due to
the efficiency of pair trawling, sectors
may not have sufficient ACE for all
stocks caught by this gear, and may be
unable to selectively target desired
stocks. Additionally, this gear
configuration has not been studied, and
it could be that an increase in herding
could diminish the established
selectivity of the Ruhle Trawl. NMFS is
especially interested in receiving public
comment on this exemption request.
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15. Minimum Hook Size Requirements
for Demersal Longline Gear
The regulations at §§ 648.80(a)(3)(v),
648.80(a)(4)(v), 648.80(b)(2)(v), and
648.80(c)(2)(iv) specify that ‘‘all longline
gear hooks must be circle hooks, of a
minimum size of 12/0.’’ This restriction
was implemented through Amendment
13 to reduce the catch of small fish and
improve their survivability in the hook
fishery. In addition, the Amendment 13
FEIS further reasoned that ‘‘limits on the
number of hooks are intended to reduce
overall effort in the hook fishery.’’
The Northeast Coastal Communities
Sector requested an exemption from this
regulation, which would allow sector
members the ability to target flatfish,
species of fish which generally have
smaller mouths than other groundfish.
The sector asserts that bycatch could be
avoided by selectively placing this gear,
and that this exemption would allow its
members to more effectively harvest the
sector’s ACE and increase profit margins
of sector fishermen. However, NMFS
has concerns with allowing a smaller
hook size, given that this could increase
the catch of sublegal fish.
16. Minimum Mesh Size Requirements
on Targeted Redfish Trips
The regulations at § 648.80 specify the
minimum mesh size that may be used
in fishing nets on vessels fishing in the
GOM, GB, SNE, and MA RMAs. The
regulations implementing the minimum
mesh size were initially adopted
through interim rules in 2001 and 2002
(67 FR 21140, 29 April 2002; 67 FR
50292, August 1, 2002) and made
permanent through Amendment 13.
This provision was intended to provide
protection to spawning fish and increase
the size of targeted fish. Framework 42
further modified the mesh regulations in
the SNE/MA RMAs to reduce discards
of yellowtail flounder.
Northeast Fishery Sectors II, V–X and
XIII are requesting an exemption from
the current minimum mesh size codend
on targeted redfish trips for FY 2011;
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replacing this requirement with a 5-inch
(12.7-cm) minimum mesh size codend
on directed redfish trips. The sectors
also propose that members be required
to notify the manager at least 48 hrs in
advance of such a trip, and be required
to have 100 percent observer or at-sea
monitor coverage while utilizing this
gear. Also, to accurately monitor the
ACE, Sector members would be required
to submit catch reports to the sector
manager on a daily basis while at sea.
The requesting sectors argue that this
exemption could increase the
operational flexibility of sector vessels
and could increase profit margins of
sector fishermen.
The sectors referenced several studies
in support of this exemption. A study
entitled ‘‘The Status of the Fishery
Resources of the Northeast U.S.,’’ by
Mayo, R., L. Col and M. Traver 2006
describes the gear historically used in
the redfish fishery. It notes that the
minimum mesh size restrictions, along
with ‘‘low biomass and truncated size
and age structure of the redfish stock
have effectively eliminated the
prosecution of a fishery since the mid
1980s.’’
Anecdotal information for FY 2010
provided by some industry members, as
well as information in a study entitled
‘‘ME Boats go for Redfish the NewFashioned Way,’’ by Peter K. Prybot, in
the September 2010 issue of
Commercial Fisheries News, suggests
that some sector members have been
successful at targeting redfish utilizing
gear with 6.5-inch (16.51-cm) mesh.
NMFS is currently funding a study
through the Northeast Cooperative
Research Partners Program to investigate
strategies and methods to sustainably
harvest the redfish resource in the GOM
through a network approach, including
fishing enterprises, gear manufacturers,
researchers, and social and economic
experts and managers, which will
include the investigation of success of
various mesh sizes within the fishery.
Given that the use of this smaller mesh
could negatively impact spawning fish
and populations of flounders, which the
current minimum mesh sizes were
intended to protect, NMFS has
reservations about approving this
exemption, until such time that results
from this study can first be considered.
17. Rhule and Haddock Separator
Requirements to Utilize the 98.4 in ×
15.7 in (250 cm × 40 cm) Eliminator
Trawl TM
Through several separate rulemakings
(73 FR 29098, May 20, 2008; 73 FR
40186, July 14, 2008; 73 FR 52214,
August 9, 2008; and 73 FR 53158,
August 15, 2008), NMFS has authorized
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the use of the Ruhle Trawl (f.k.a.,
Eliminator Trawl and Haddock Rope
Trawl) for use in the B DAS Program,
Eastern U.S./Canada Haddock SAP, and
the Eastern U.S./Canada Area Program.
NMFS approval of this gear was based
upon a recommendation from the
Council, following a review of a study
that demonstrated that this
experimental net was successful at
targeting haddock and significantly
reducing the catch of other groundfish
species. NMFS, however, noted in the
final rule approving this gear for use in
the B DAS Program and the Eastern
U.S./Canada Haddock SAP that the
‘‘results of the experiment cannot be
used to extrapolate to smaller scale
haddock rope trawl gear that could be
readily used by smaller horsepower
vessels’’ but that ‘‘research is currently
underway testing a smaller, modified
version of the haddock rope trawl, and
at-sea observations indicate that this
smaller net may also be effective at
reducing bycatch.’’
Although the results of the smallerscale trawl study have yet to be
reviewed by the Council, several of the
Northeast Fishery Sectors (II, V–X, and
XIII) have requested an exemption to
utilize the 8.4 in × 15.7 in (250 cm × 40
cm) Eliminator TrawlTM in areas and
programs where the Ruhle trawl has
been approved. In addition, these
sectors wish to have this gear type
included in the Ruhle trawl discard
strata. Therefore observed discards from
this smaller net would apply to the
current Ruhle trawl strata, and the
discard rate for the Ruhle trawl strata
would apply to all unobserved trips
utilizing this gear. The sectors assert
that approving this gear type will
provide sector members greater
flexibility, as many vessels are too small
to utilize the larger version of the net.
In addition, the sectors argue that, based
upon the final results of ‘‘Exploring
Bycatch Reduction in the Haddock
Fishery through the use of the
Eliminator Trawl with Fishing Vessels
in the 250 to 550 HP Range,’’ by Laura
Scrobe, David Beutel and Jonathan
Knight, this smaller net may reduce the
catch of major stocks of concern, while
allowing vessels to selectively target
haddock. As with the previous mesh
size exemption request discussed under
exemption 16, NMFS has concerns with
granting this exemption prior to
reviewing the results of the report
studying this smaller net.
18. Gear Requirements in the U.S./
Canada Management Area
Current regulations require that a NE
multispecies vessel fishing with trawl
gear in the Eastern U.S./Canada Area
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must fish with a Ruhle trawl, a haddock
separator trawl, or a flounder trawl net.
The final rule implementing
Amendment 13 clarified that the
restriction to use a haddock separator
trawl or a flounder trawl net was
designed to ‘‘ensure that the U.S./
Canada TACs are not exceeded. Because
both the flounder net and haddock
separator trawl are designed to affect
cod selectivity, and because the cod
TAC is specific to the Eastern U.S./
Canada Area only, application of this
gear requirement to the Western U.S./
Canada Area is not necessary to achieve
the stated goal.’’
The requirement to utilize a Ruhle
trawl in the Eastern U.S./Canada Area
was implemented through several
inseason actions, and made permanent
in Amendment 16. This gear
configuration was originally authorized
for its demonstrated ability to allow the
targeting of haddock, an underharvested stock, while reducing bycatch
of cod and yellowtail flounder stocks,
which were identified as overfished.
The addition of the Ruhle Trawl to gear
previously approved (haddock separator
trawl and flounder trawl net) provided
added flexibility to trawl vessels.
The Sustainable Harvest Sectors 1 and
3, and the Tri-State Sector have
requested an exemption from the trawl
gear requirements in the Eastern U.S./
Canada Area, to allow either a standard
otter trawl or modified versions of
currently approved trawl gear (Ruhle
trawl, a haddock separator trawl, or a
flounder trawl net) to access the area.
The sectors both assert that this measure
was initially designed as a method to
control fishing effort and therefore is no
longer necessary because a sector is now
constrained by the allocated ACE for
each stock, which caps overall fishing
mortality.
19. Requirement to Power a VMS While
at the Dock
The regulations at § 648.10(b)(4)
require that a vessel issued certain
categories of NE multispecies permits,
or eligible and participating in a sector,
to have an operational VMS unit
onboard. Additionally, § 648.10(c)(1)(i)
requires that the VMS units onboard a
NE multispecies vessel transmit
accurate positional information (i.e.,
polling) at least every hour, 24 hr per
day, throughout the year. Amendment 5
first included the requirement for
vessels to use VMS. While the
requirement to use VMS was delayed
until a later action (Framework 42
ultimately implemented a VMS
requirement for NE multispecies DAS
vessels), NMFS supported polling due
to its ability to insure adequacy of
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monitoring requirements and address
enforcement concerns, and because it
could be beneficial in the event of an atsea emergency.
Under certain circumstances, the
regulations at § 648.10(c)(2) allow
NMFS to issue a LOA allowing vessels
to sign out of the VMS program for a
minimum of 30 consecutive days. The
ability to power-down a VMS unit was
justified in Amendment 13 to reduce
vessel costs when reduced DAS
allocation limited fishing opportunities
to a small portion of the year.
The Tri-State Sector requested an
exemption from the requirement to
power a VMS while at the dock, noting
that the VMS was used to track DAS and
proximity to closed areas, and would
require that the VMS unit be operational
when the vessel is away from the dock.
The Tri-State Sector further noted that
other reporting requirements (trip start
and trip end hails, VMS declarations,
etc.) received by the sector manager and
NMFS could be used to monitor vessels
granted this exemption.
20. All DSM and Roving Monitoring
Requirements
Amendment 13 adopted the concept
that sectors are responsible for
monitoring sector catch, but provided
few details for that requirement.
Amendment 16 formalized this
requirement, by specifying that sector
operations plans must include how a
sector will monitor its catch to assure
that sector catch does not exceed the
sector allocation; including developing
and implementing an independent
third-party DSM program for monitoring
landings from sector trips and
utilization of ACE. The DSM program
was implemented to ensure that catch is
accurately documented and that all
sectors are being held to the same
standards, for the purpose of bolstering
compliance monitoring efforts.
The GB Cod Fixed Gear Sector and
Northeast Fishery Sectors II–III and V–
XIII have requested an exemption from
all DSM requirements. The GB Fixed
Gear sector contends that this program
has added little value to the sectors’
infrastructure or sector members’
businesses. Additionally, the sector
argues that ambiguities with the DSM
program, such as the failure to require
confirmation that all landings have been
offloaded, the fact that NMFS does not
utilize or cross-reference this data, and
the ability of fishermen to alter behavior
when notified of a monitoring event,
prevent the program from meeting its
stated objectives. The GB Cod Fixed
Gear Sector also asserts that NMFS has
yet to request any dockside or roving
monitoring reports to validate or verify
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a landing event, and therefore the
requirement is not being utilized as an
enforcement tool. The Northeast Fishery
Sectors contend that the
implementation of the DSM program
has not met the stated objectives of the
DSM program in an economically
efficient manner. They contend that
DSM was meant as a means for sector
managers to verify catch, and that the
Northeast Fishery Sector managers do
not utilize DSM reports, but rather opt
to utilize dealer weigh-out slips for this
purpose. NMFS acknowledges that the
DSM program could be strengthened,
and intends to modify DSM standards
for the start of FY 2011, to help ensure
better compliance monitoring, the
primary objective of the program.
At its November 18, 2010, meeting,
the Council voted to include in FW 45
a provision that would remove DSM
from the list of reporting requirements,
thereby removing this requirement from
the list of prohibited sector exemptions.
Many of the DSM requirements that
were requested for exemption in the
operations plans submitted as of
September 1, 2010, were, at the time,
prohibited under Amendment 16 and,
therefore, not analyzed in the sector EA,
given that there was insufficient time to
do so. This request, and other DSM
exemption requests, will be analyzed in
the final EA.
21. DSM Requirements for Directed
Monkfish, Skate, and Dogfish Trips
As explained above in exemption 20,
Amendment 13 adopted the concept
that sectors are responsible for
monitoring sector catch, and
Amendment 16 formalized these
requirements. Unless a vessel is fishing
in an exempted fishery, directed
monkfish, skate and dogfish trips are
considered a sector trip because a
groundfish trip declaration is required
(NE multispecies DAS or sector trip),
since gear utilized on such trips is
capable of catching groundfish and
groundfish retention is permitted.
The Northeast Coastal Communities
Sector; and Northeast Fishery Sectors
II–III, V–X, and XIII have requested an
exemption from DSM while on directed
fishing trips on monkfish, skate, and/or
dogfish. Specifically, the Northeast
Coastal Communities Sector has
requested an exemption from DSM on
dogfish trips when vessels are utilizing
hook gear. The sector contends that data
collected from observed FY 2010
dogfish trips demonstrate that little
groundfish incidental catch occurs,
making the cost of DSM per pound of
groundfish too low to support it. The
Northeast Fishery Sectors have
requested an exemption on all directed
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monkfish, skate, and dogfish trips,
contending that the implementation of
DSM in FY 2010 has not met the
objectives stated in Amendment 16 in
an economically efficient manner. These
sectors state that providing an
exemption on these trips could provide
economic relief from the costs of
monitoring trips that land little
groundfish.
NMFS believes that this request poses
operational concerns. Vessels fishing on
directed monkfish, skate, and dogfish
trips, unless in an exempted fishery, are
declared as a sector trip, and/or require
the declaration of a DAS. Such trips are
not prohibited from targeting or landing
groundfish and, therefore, may land
substantial amounts of groundfish.
Since these trips are made through
groundfish declarations, it is currently
impossible to distinguish these trips
from directed groundfish trips. Sector
discard rates, a crucial component of
ACE monitoring, are calculated based
on total catch, not solely groundfish
catch. A reduction in monitoring would
decrease oversight of, and confidence
in, this crucial calculation.
Additionally, the sectors requesting this
exemption did not address the benefit
that this program provides to
compliance monitoring.
22. DSM Requirements for Jig Vessels
Jigging, with respect to the NE
multispecies fishery, is defined at
§ 648.2 as fishing with handgear,
handline, or rod and reel gear using a
jig, which is a weighted object attached
to the bottom of the line used to sink the
line and/or imitate a baitfish, which is
moved with an up and down motion.
Jigging gear is not exempted gear and,
therefore, sector trips utilizing this gear
are required to participate in the DSM
program.
The Northeast Coastal Communities
Sector requested an exemption from
DSM requirements for vessels using jig
gear, noting that vessels utilizing this
gear type are able to target cod with
little incidental catch of other allocated
groundfish species. The sector points
out that the cost of monitoring these
trips is disproportionately high, due to
the comparatively small amount of
catch that this gear type yields.
The Council, through FW 45,
proposes to remove DSM requirements
in FY 2011 for common pool vessels
with Handgear A and B permitted
vessels, as well as for Small Vessel
permitted vessels, because small
quantities of groundfish landed by these
permit categories would make
monitoring such trips uneconomical.
Vessels that have a valid Handgear or
Small Vessel permit and that fish with
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jig gear would be exempt from DSM, if
the provision in FW 45 is approved by
NMFS.
23. DSM Requirements for Hook Vessels
When the Sector Has Caught Less Than
10,000 lb (4,535.9 kg) of Groundfish per
Year
The regulations at
§ 648.87(b)(1)(v)(B)(3) specify that any
DSM service provider must provide
coverage that is distributed in a random
manner among all trips, such that the
coverage is representative of fishing
activities by all vessels within each
sector and by all sector vessels
operations throughout the fishing year.
The Northeast Coastal Communities
Sector has requested an exemption from
DSM requirements for hook vessels
when the sector has caught less than
10,000 lb (4535.9 kg) of groundfish per
year, noting that, in FY 2010, trips by
sector vessels have, thus far, yielded
little groundfish, and due to the remote
location of its ports, DSM has been cost
prohibitive. The sector proposes a
10,000-lb (4,535.9 kg) threshold for the
year, above which DSM would be
required, and stated that catch could be
verified through a comparison of dealer
data, vessel trip reports, and VMS catch
reports. The manager proposes to notify
NMFS when 8,000 lb (3,628.7 kg) of
groundfish have been caught, and
would submit to DSM program
requirements at that time.
NMFS is concerned that this
threshold is somewhat arbitrary and is
interested in public comment on this.
Additionally, a 10,000-lb (4,535.9-kg)
cap is a significant amount of landings,
and exempting a sector from DSM
requirements could raise compliance
monitoring concerns (as noted above).
24. DSM Requirements in May When
Fishing in Certain Mid-Atlantic (MA)
Areas
Upon receiving exemption requests to
the DSM requirement for vessels fishing
in SNE and MA waters, the Regional
Administrator, in a September 1, 2010,
letter to the Council, requested that the
Council consider establishing a
geographic boundary outside of which
DSM would not be required. At its
November 18, 2010, meeting, the
Council considered this request and
supported removal of DSM from the list
of prohibited exemptions to allow
sectors to request geographic- and gearbased exemptions from DSM.
Northeast Fishery Sectors VI–VIII and
X–XIII have requested an exemption
from DSM in May and June on nongroundfish directed trips that occur in
the following NMFS statistical areas:
615, 616, 621, 622, 623, 625, 626, 627,
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631, 632, 633, 635, 637, and 638. The
sectors point out that historical data
indicate that little groundfish incidental
catch has been observed in these areas,
and monitoring of such trips is therefore
not a beneficial use of financial
resources.
25. DSM Requirements for Vessels
Fishing West of 72°30′ W. long.
Please see exemption 24 for
background on this request. Sustainable
Harvest Sectors 1 and 3, and the TriState Sector have requested an
exemption from the DSM requirements
for vessels fishing west of 72°30′ W.
long., noting that historical data indicate
that little groundfish incidental catch
has been observed in this area, and
monitoring of such trips is therefore not
a beneficial use of financial resources.
26. DSM, Roving Monitoring, and Hail
Requirements for Hook-Only or
Handgear Vessels
Neither hook gear nor handgear, as
defined in § 648.2, are exempted gear,
and therefore sector trips utilizing these
gear types are required to have DSM.
The GB Cod Fixed Gear Sector
requested an exemption from DSM,
roving monitoring, and hail
requirements for hook-only or handgear
vessels, noting that vessels utilizing this
gear type are among the smallest
operators and have historically landed
small amounts of groundfish. The sector
contends that the proceeds from these
trips may be less than the cost of
deploying a dockside or roving monitor,
making the cost of monitoring of these
vessels disproportionately high relative
to the rest of the groundfish fleet. The
sector also requests that, if this
exemption is granted, these vessels
should also be exempt from hail
requirements. Although FW 45 proposes
to remove DSM requirements from the
list of regulations that sectors may not
be exempt from, hail requirements
would remain reporting requirements,
and therefore may not be exempted.
While hails are widely viewed as
necessary for the deployment of
dockside monitors, NMFS receives this
information and also uses it to
coordinate the deployment of
enforcement resources in monitoring
offloads.
As explained above in exemption 22,
the Council, through FW 45, proposes to
remove DSM requirements in FY 2011
for common pool vessels with Handgear
A and B permitted vessels, as well as for
Small Vessel permitted vessels.
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27. DSM, Roving Monitoring, and Hail
Requirements for Vessels Using
Demersal Longline Gear, Jig Gear, and
Handgear While Targeting Spiny
Dogfish in Massachusetts State Waters
Unless a vessel is fishing in an
exempted fishery, directed monkfish,
skate, and dogfish trips are considered
sector trips, because a groundfish trip
declaration is required (NE multispecies
DAS or sector trip), since gear utilized
on such trips is capable of catching
groundfish and groundfish retention is
permitted.
The GB Cod Fixed Gear Sector has
requested an exemption from DSM,
roving monitoring, and hail
requirements for vessels using demersal
longline gear, jig gear, and handlines
while targeting spiny dogfish in
Massachusetts State waters of NMFS
Statistical Area 521, asserting that its FY
2010 sector data indicate little
groundfish incidental catch in this area.
The sector contends that deploying
monitors on such trips provides little
value to a program designed to monitor
landings of regulated groundfish.
NMFS believes that this request may
pose operational concerns. Vessels
fishing on a directed dogfish trip,
outside of an exempted fishery, must
declare a sector trip through VMS or
IVR prior to starting their trip. It is
currently impossible to distinguish such
a trip from a directed groundfish trip.
Sector discard rates, a crucial
component of ACE monitoring, are
calculated based on total catch, not
solely groundfish catch. A reduction in
monitoring would decrease oversight of
and confidence in this crucial
calculation. The sector did not address
the benefit that this program provides to
compliance monitoring.
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28. DSM Requirements When a Trip Has
Been Monitored by Either an At-Sea
Monitor or Fishery Observer
The regulations at
§ 648.87(b)(1)(v)(B)(3) specify that any
DSM service provider must provide
coverage that is distributed in a random
manner among all trips, thereby
accurately observing sector fishing
activity.
The Northeast Coastal Communities
Sector has requested an exemption from
DSM requirements when a trip has been
monitored by either an at-sea monitor or
fishery observer, noting that requiring
both at-sea monitoring and DSM is
redundant, as the goal of both programs
is catch verification. The sector claims
that requiring DSM on trips that also
receive monitoring at-sea is overly
burdensome for sector members. At its
November 18, 2010, meeting, the
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Council asked NMFS to prioritize DSM
for trips that did not receive an at-sea
monitor.
29. The Requirement To Delay
Offloading Due to the Late Arrival of the
Assigned Monitor
The regulations at § 648.87(b)(5)(i)(C)
specify that a vessel may not offload any
fish from a trip that was selected to be
observed by a dockside/roving monitor
until the dockside/roving monitor
assigned to that trip is present. The
regulations implementing Amendment
16 require each sector to develop,
implement, and fund a DSM program,
including the selection and hiring of
approved monitoring provider(s).
Because each sector contracts directly
with monitoring provider(s), the sector
has the ability, and responsibility, to
resolve the late arrival of an assigned
monitor directly with its contracted
provider(s).
The GB Cod Fixed Gear Sector has
requested a partial exemption from the
above regulation, allowing vessels to
begin offloading catch if a dockside or
roving monitor is late. The sector argues
that it is the responsibility of the
monitor to ensure timely arrival at
monitoring events, and that delays have
negative social and economic impacts
for the sector member being observed,
for the dealer, and for other members
that must also wait to offload.
This request, however, poses several
operational concerns. First, confirming
the late arrival of a monitor may be
difficult, as it would require verification
of the information in the vessel’s trip
end hail to the dockside monitor.
Second, granting this exemption may
promote misreporting of the offloading
locations in an attempt to delay the
arrival of a monitor and avoid
monitoring coverage. Additionally, the
sector did not address the benefit that
this program provides to compliance
monitoring.
30. Prohibition on Offloading of NonAllocated Species Prior to the Arrival of
the Monitor
The regulations at § 648.87(b)(5)(i)(C)
specify that a vessel may not offload any
fish from a trip that was selected to be
observed by a dockside/roving monitor
until the dockside/roving monitor
assigned to that trip is present.
Sustainable Harvest Sectors 1 and 3
have requested an exemption from the
prohibition on offloading of nonallocated species prior to the arrival of
the monitor, to allow for the offload of
non-allocated species prior to the arrival
of a monitor. The sectors contend that,
on occasion, dealers request vessels to
offload non-allocated stocks, such as
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10867
lobster, prior to the offload of
groundfish; this exemption would give
additional flexibility to sector members
and dealers for the processing of catch.
The sectors propose to require their
vessels to file VMS catch reports and/or
a trip end hail reports prior to crossing
the demarcation line to account for total
catch. Additionally, the sector proposes
to require captains to sign an affidavit
stating that no allocated stock was
offloaded during these instances. The
DSM standards require catch of all
stocks to be monitored because sector
discard ratios are calculated based on
total catch, not groundfish catch only.
NMFS is concerned, therefore, that
granting this exemption could decrease
oversight of, and confidence in, this
crucial calculation.
31. Requirement To Provide a Sector
Roster to NMFS by the Specified
Deadline
The regulations implementing
Amendment 16, at § 648.87(b)(2),
expanded the requirements for sector
operations plan submissions and
specified a due date of September 1 to
ensure that the operations plans and
associated analysis are reviewed in time
to implement such operations by the
start of the next FY. The deadline for
submitting sector documents is an
administrative one, set to ensure
sufficient time to comply with all
applicable laws. For FY 2011, NMFS
extended the deadline for sector rosters
to December 1, 2010, in response to
industry requests.
The Maine Permit Bank Sector has
requested an exemption from the
December 1 deadline to allow for
additional time to acquire permits.
Because membership is a prerequisite to
sector formation, the Maine Permit Bank
Sector has been notified that it must
demonstrate its compliance with
minimum membership requirements
(‘‘Rule of 3’’), but that a list of permits
that the State expects to purchase by
February 1, 2011 (‘‘bid sheets’’) would be
accepted in the interim. The bid sheet,
thus represents a list of permits offered
for sale to the Maine Permit Bank Sector
by their owners. Similar to vessels on a
traditional sector roster, these permits
are not bound to the sector for FY 2011
at this time. Since NMFS is accepting
bid sheets, it is possible that any
permits associated with the permit bank
sector could also be on the roster for
another sector. Sectors currently
account for approximately 99 percent of
available ACE, and sectors are free to
transfer ACE among each other during
the FY. Consequently, the EA has
analyzed the impacts of each sector’s
operations as if 100 percent of ACE
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would be harvested by that sector. For
permits moving from another sector to
the permit bank, the current analysis
already accounts for the harvest of this
ACE within active sectors. Since current
sector rosters account for the vast
majority of historic landings, little
additional ACE is anticipated to move
from the common pool to sectors, based
on this exemption. Since the
development of permit bank
requirements has been a collaborative
process, the need for this exemption
was not developed until it was clear that
Maine would not have finalized the
purchase of permits by the December 1
roster deadline. Due to this delay, this
exemption is not considered in the draft
EA. The final purchase of permits
acquired by the Maine Permit Bank
Sector must be officially documented to
NMFS prior to the publication of the
final rule. Setting the deadline for
submitting sector documents is an
administrative matter. Therefore, this
exemption request is being highlighted,
but not proposed because NMFS has
accommodated the permit bank’s needs.
Requested Exemptions Not Being
Considered in This Action Because
They Are Prohibited or Were
Previously Rejected
Exemptions requested by several
sectors, ranging from at-sea monitoring
provisions, discard rate calculation
methods, Eastern U.S./Canada Area
requirements, VTR requirements, and
NMFS’s Office of Law Enforcement
(OLE) confidentiality requirements, are
either specifically prohibited, or fall
outside the NE multispecies regulations.
In a letter dated September 1, 2010,
NMFS notified the Council that NMFS
interprets the reporting requirement
exemption prohibition broadly to apply
to all monitoring requirements,
including at-sea monitoring, DSM, ACE
monitoring, and the counting of
discards against sector ACE. In this
letter, NMFS also requested that the
Council define which regulations
sectors may not be exempted from. On
November 18, 2010, the Council
addressed this letter by voting to remove
DSM from the list of regulations that
sectors may not be exempted from, but
did not take such action for at-sea
monitoring, ACE monitoring, VTR
regulations, or counting of discards
against ACE. Northeast Fishery Sectors
II, V–X, and XIII; Sustainable Harvest
Sectors 1 and 3; and the Tri-State Sector
requested an exemption from a delayed
opening of the Eastern U.S./Canada
Area for trawl gear. However, this is a
temporary rule that the Regional
Administrator has the authority to
implement, as specified at
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§ 648.85(a)(3)(iv)(D), to prevent either
over-harvesting or to facilitate achieving
the Eastern U.S./Canada Area TACs.
Additionally, the GB Cod Fixed Gear
Sector requested an exemption from
OLE confidentiality requirements to
receive information about enforcement
actions or concerns from OLE within 24
hr; however, this is not controlled by
regulations implementing the NE
Multispecies FMP. Accordingly, these
exemption requests are not proposed in
this rule.
As previously stated, Amendment 16
prohibits sectors from requesting
exemptions from year-round closed
areas, permitting restrictions, gear
restrictions designed to minimize
habitat impacts, and reporting
requirements (excluding DAS reporting
requirements).
In addition, sectors requested several
exemptions for FY 2011 that were
previously disapproved for FY 2010, but
failed to provide new information or
justification for these exemptions. These
include VMS requirements and
minimum fish size requirements. The
Northeast Fishery Sectors requested a
VMS exemption that would allow a
central sector server to relay member
vessel catch reports and logbook data to
NMFS. NMFS previously disapproved
this exemption request because of
serious concern that interrupting chain
of custody of catch information would
leave the catch information open to
tampering. The Northeast Fishery
Sectors provided no new information,
justification, rationale, or mitigation to
address this concern. Accordingly, this
exemption is not proposed in this rule.
In addition, the GB Cod Fixed Gear
Sector and several of the Northeast
Fishery Sectors requested an exemption
from the minimum fish size
requirements for allocated stocks. This
exemption was previously disapproved
because it would present significant
enforcement issues by allowing two
different legal minimum fish sizes in the
marketplace and could potentially
increase the targeting of juvenile fish.
The requesting sectors have provided no
new information, justification, rationale,
or mitigation to address these concerns.
Sector EA
In order to comply with NEPA, one
EA was prepared encompassing all 22
operations plans. The sector EA is tiered
from the Environmental Impact
Statement (EIS) prepared for
Amendment 16. The EA examines the
biological, economic, and social impacts
unique to each sector’s proposed
operations, including requested
exemptions, and provides a cumulative
effects analysis (CEA) that addresses the
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combined impact of the direct and
indirect effects of approving all
proposed sector operations plans. The
summary findings of the EA conclude
that each sector would produce similar
effects that have non-significant
impacts. Visit https://
www.regulations.gov to view the EA
prepared for the 19 sectors that this rule
proposes to approve.
Special Management Program (SMP)
Reporting Requirements
Amendment 16 provided the Regional
Administrator with the authority to
remove SMP-specific reporting
requirements if it is determined that the
reporting requirements are unnecessary.
Consistent with the provisions adopted
under Amendment 16, NMFS retained
the authority to reinstate such reporting
requirements if it is later determined
that the weekly sector catch reports are
insufficient to adequately monitor catch
by sector vessels in SMPs. For FY 2010,
the Regional Administrator determined
that daily SMP-specific VMS catch
reports for vessels participating in
sectors are unnecessary, because sectors
were allocated ACE for most NE
multispecies regulated species and
ocean pout stocks and, therefore, would
not be subject to any SMP-specific TACs
or other restrictions on catch; would be
responsible for ensuring that sector
allocations are not exceeded; and would
provide sufficient information to
monitor all sector catch through the
submission of weekly sector catch
reports. For these same reasons, the
Regional Administrator has determined,
unless otherwise noted above, that SMPspecific reporting requirements are not
necessary to monitor sector catch for FY
2011. This exemption from the SMP
reporting requirements for sector vessels
would not apply to vessels participating
in the Closed Area (CA) I Hook Gear
Haddock SAP, as this SAP includes an
overall haddock TAC that is applicable
to both sector and common pool vessels
fishing in this SAP. Therefore, the
existing requirement for sector managers
to provide daily catch reports by
participating sector vessels would be
maintained for the CAI Hook Gear
Haddock SAP only.
Classification
Pursuant to section 304(b)(1)(A) of the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act), the NMFS
Assistant Administrator has determined
that this proposed rule is consistent
with the NE Multispecies FMP, other
provisions of the Magnuson-Stevens
Act, and other applicable law, subject to
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further consideration after public
comment.
This action is exempt from review
under Executive Order (E.O.) 12866.
An IRFA has been prepared, as
required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact
that this proposed rule, if adopted,
would have on small entities. The IRFA
consists of this section and the SUMMARY
section of the preamble of this proposed
rule, and the EA prepared for this
action. A description of the action, why
it is being considered, and the legal
basis for this action are contained in the
preamble to this proposed rule and in
Sections 1.0, 2.0, and 3.0 of the EA
prepared for this action. A summary of
the analysis follows. A copy of this
analysis is available from NMFS (see
ADDRESSES).
Economic Impacts on Regulated Small
Entities Enrolled in a Sector
This proposed action would affect
regulated entities engaged in
commercial fishing for groundfish that
have elected to join any one of the 19
proposed sectors that have submitted
operations plans for FY 2010. Any
limited access Federal permit issued
under the NE Multispecies FMP is
eligible to join a sector (Table 4). The
Small Business Administration (SBA)
size standard for commercial fishing
(NAICS code 114111) is $4 million in
sales. Available data indicate that, based
on 2005–2007 average conditions,
median gross annual sales by
commercial fishing vessels were just
over $200,000, and no single fishing
entity earned more than $2 million
annually. Although we acknowledge
there are likely to be entities that, based
on rules of affiliation, would qualify as
large business entities, due to lack of
reliable ownership affiliation data, we
cannot apply the business size standard
at this time. Data are currently being
compiled on vessel ownership that
should permit a more refined
assessment and determination of the
number of large and small entities in the
groundfish fishery for future actions.
For this action, since available data are
not adequate to identify affiliated
vessels, each operating unit is
considered a small entity for purposes
of the RFA, and, therefore, there is no
differential impact between small and
large entities. As of December 1, 2010,
a total of 834 of 1,475 eligible permits
elected to join a sector. Table 4
summarizes the number and percent of
individual permits currently enrolled in
a sector for FY 2011, as well as those
predicted to be active. Since individuals
may withdraw from a sector at any time
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prior to the beginning of FY 2011, the
number of permits participating in
sectors on May 1, 2011, and the
resulting sector ACE allocations, are
likely to change.
Over the past decade, there has been
a significant amount of consolidation in
this fishery in response to management
measures to end overfishing of, and to
rebuild, groundfish stocks. The recent
implementation of ACLs and AMs, and
the expanded use of sectors under
Amendment 16 have affected fishing
patterns in ways that cannot yet be
quantified and analyzed. Sector
measures were intended to provide a
mechanism for vessels to pool
harvesting resources and consolidate
operations in fewer vessels, if desired,
and to provide a mechanism for
capacity reduction through
consolidation. Reasons why fewer
vessels have fished thus far this year, in
comparison to FY 2009, may be related
to owners with multiple vessels fishing
fewer vessels, or vessel owners or
sectors using quota differently and
waiting to fish later in the fishing year
to maximize revenue in response to
some of the efficiencies gained through
the implementation of sector measures
in 2010. It is also likely that some
vessels that have not landed groundfish
have received revenue from leasing their
groundfish allocation or have been
fishing in other fisheries. Thus, fewer
vessels are actively fishing for and
landing regulated species and ocean
pout stocks, with 10 percent of the
fishing vessels earning more than half of
the revenues from such stocks since
2005, leading to a seemingly continuing
trend of consolidation in the fishery.
However, as alluded to above, this trend
began before the implementation and
expansion of the sector program, and
based on limited data available to date,
the trend is not significantly out of
proportion to fishing years prior to the
implementation of Amendment 16.
Further, most proposed FY 2011 sectors
are anticipating no further consolidation
than previously occurred through FY
2010. Five sectors have reported that
they anticipate a smaller percentage of
permits to harvest groundfish for FY
2011 as compared to FY 2010. Based
upon concerns over consolidation raised
by the public during the development of
Amendment 16, the Council is currently
working on a white paper regarding fleet
diversity and accumulation limits, and
has agreed to develop an amendment to
the FMP to address concerns identified.
Joining a sector is voluntary. This
means that the decision whether or not
to join a sector may be based upon
which option—joining a sector or
fishing under effort controls in the
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10869
common pool—offers the greater
economic advantage. Since sectors
would be granted certain universal
exemptions, and may request and be
granted additional exemptions from
regulatory measures that will apply to
common pool vessels, sector vessels
would be afforded greater flexibility.
Sector members would no longer have
groundfish catch limited by DAS
allocations and would, instead, be
limited by their available ACE. In this
manner, the economic incentive
changes from maximizing the value of
throughput of all species on a DAS to
maximizing the value of the sector ACE.
This change places a premium on
timing of landings to market conditions,
as well as changes in the selectivity and
composition of species landed on
fishing trips.
Unlike common pool vessels, sectors
bear the administrative costs associated
with preparing an EA, as well as the
costs associated with sector
management, DSM, and at-sea
monitoring. However, FW 45 proposes
to change the required coverage level for
DSM to the level NMFS is able to fund,
up to 100 percent coverage through FY
2012, prioritizing coverage for trips that
have not received at-sea or electronic
monitoring. The magnitude of the
administrative costs for sector formation
and operation is estimated to range from
$60,000 to $150,000 per sector, and the
potential cost for dockside and at-sea
monitoring ranges from $13,500 to
$17,800 per vessel. These estimates
serve to illustrate the fact that the
potential administrative costs associated
with joining a sector may be expected to
influence a vessel owner’s decision. The
majority of these administrative costs
was subsidized by NMFS in FY 2010
and will continue to be subsidized in
FY 2011. Whether these subsidies,
which include providing financial
support for preparation of sector EAs,
DSM, and at-sea monitoring, will
continue beyond FY 2011 is not known.
Nevertheless, these subsidies may make
joining a sector a more attractive
economic alternative for FY 2011.
The capability to form a sector in the
groundfish fishery was first
implemented in 2004 through
Amendment 13. Prior to FY 2010, there
were only two sectors operating and
only one sector had been operating
continuously from 2004 to 2010.
Available data (Table 5) suggest that the
economic performance of the two
sectors that had been operating prior to
FY 2010 was positive. Whether
improved profitability experienced by
these two sectors will translate into
improved performance for all 17 sectors
that were implemented during FY2010
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is not known since the fishing year is
incomplete. Nevertheless, the analysis
conducted for Amendment 16 posited
that the combination of relief from
specific regulations and the incentives
to change fishing practices would result
in improved ACL utilization compared
to TAC use rates while the majority of
the groundfish fleet was still operating
under DAS controls. Using a straightline projection approach suggests that
for most stocks the use rates for
aggregate sector ACLs will be higher
than the average observed TAC use rates
compared to FY 2007 and FY 2008. This
assumes that the average weekly catch
rates by sector vessels will remain
constant for the remainder of the fishing
year. Further, given substantial
differences in ACE across sectors and
among members within sectors,
economic performance may be expected
to vary considerably.
TABLE 4—SUMMARY OF THE NUMBER AND PERCENT OF INDIVIDUAL PERMITS AND LIKELY ACTIVE PERMITS CURRENTLY
ENROLLED IN A SECTOR FOR FY 2011
Number of
individual
permits *
Sector
Northeast Fishery Sector II ..............................................................................................
Northeast Fishery Sector III .............................................................................................
Northeast Fishery Sector IV ............................................................................................
Northeast Fishery Sector V .............................................................................................
Northeast Fishery Sector VI ............................................................................................
Northeast Fishery Sector VII ...........................................................................................
Northeast Fishery Sector VIII ..........................................................................................
Northeast Fishery Sector IX ............................................................................................
Northeast Fishery Sector X .............................................................................................
Northeast Fishery Sector XI ............................................................................................
Northeast Fishery Sector XII ...........................................................................................
Northeast Fishery Sector XIII ..........................................................................................
Fixed Gear Sector ...........................................................................................................
Sustainable Harvest Sector 1 ..........................................................................................
Sustainable Harvest Sector 3 ..........................................................................................
Port Clyde Sector ............................................................................................................
Tri-State Sector ................................................................................................................
Northeast Coastal Community Sector .............................................................................
Maine Permit Bank Sector ...............................................................................................
All Sectors ........................................................................................................................
Percent of
individual
permits
85
95
43
34
19
20
20
60
51
47
11
35
100
106
18
40
19
30
†3
834
Number of
active
permits *
5.63
6.44
2.78
2.24
1.29
1.49
1.36
3.73
3.32
3.19
0.75
2.37
6.71
7.05
1.15
2.85
1.29
2.03
0.20
55.66
42
49
0
27
5
15
16
22
26
21
6
29
42
37
0
24
9
27
0
397
Percent of
active
permits **
50.60
51.58
0
81.82
26.32
68.18
80.00
40.00
53.06
44.68
54.55
82.86
42.42
35.58
0
57.14
47.37
90.00
0
48.36
* Number of permits in each sector is from sector operation plans and EAs submitted as of September 10, 2010.
** In 2010, 453 sector vessels were reported to be active vessels.
† The Maine Permit Bank Sector has submitted a list of prospective permits for purchase and provided verification that it currently consists of
two privately held permits, although it must hold a minimum of three permits to be considered for approval. The roster will be finalized prior to
publication of the final rule.
TABLE 5—YEAR TO DATE SECTOR CATCHES AND PROJECTED ACL USE RATES FOR FY 2010
Percent
Sector catch
as of
October 9
(percent)
Stock
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GB Cod ............................................................................................................
GOM Cod .........................................................................................................
GB Haddock ....................................................................................................
GOM Haddock .................................................................................................
GB Yellowtail Flounder ....................................................................................
SNE/MA Yellowtail Flounder ............................................................................
CC/GOM Yellowtail Flounder ...........................................................................
Plaice ...............................................................................................................
Witch Flounder .................................................................................................
GB Winter Flounder .........................................................................................
GOM Winter Flounder .....................................................................................
Redfish .............................................................................................................
White Hake ......................................................................................................
Pollock1 ............................................................................................................
29
42
8
13
46
5
16
23
34
49
28
14
27
11
Sector weekly
catch rate
0.01215
0.01766
0.00323
0.01766
0.01934
0.00205
0.00680
0.00973
0.01398
0.02037
0.01147
0.00567
0.01118
0.00467
Projected
FY10 sector
ACL
utilization
(percent)
63.2
91.9
16.8
91.9
100.6
10.7
35.4
50.6
72.7
105.9
59.7
29.5
58.2
24.3
2007–2008
average
utilization
rate
(percent)
44
69
17
51
117
174
55
28
24
48
NA
46
114
82
1 The 2010 projection of the Pollock sector use rate is significantly lower than that of the 2008–2009 average. This is because the revised Pollock reference points raised the ACL substantially above the TAC-levels set for either 2007 or 2008.
The proposed action would provide
relief from having to comply with
specified regulations. These regulatory
exemptions include a set of universal
exemptions in Amendment 16, as well
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as the possibility for individual sectors
to request additional exemptions.
During FY 2010, a number of
exemptions were requested by
individual sectors. To provide
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maximum regulatory relief, as well as to
reduce the cost of administering,
monitoring, and enforcing a unique set
of exemptions for each sector, these
sector-requested exemptions were
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extended to additional sectors for the
remainder of FY 2010 through
supplemental rulemaking. The
exemptions in this rule were analyzed
so that they mimicked the universal
exemptions; that is, any approvable
exemption requested by one sector was
approved for all sectors whether it had
been requested or not. However, unlike
the universal exemptions, any of the
sector exemptions approved during FY
2010 must be requested again for FY
2011. The list of these exemptions is
included in Section 3.3 and 3.4 of the
EA.
srobinson on DSKHWCL6B1PROD with PROPOSALS
Economic Impacts of Exemptions
Requested in the Proposed Action
Exemption from the Day gillnet 120day block out of the fishery requirement
is being requested by the GB Cod Fixed
Gear Sector; the Northeast Coastal
Communities Sector; Northeast Fishery
Sectors III, V–VIII, and X–XIII; the Port
Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and
the Tri-State Sector. Existing regulations
require that vessels using gillnet gear
remove all gear from the water for 120
days per year. Since the time out from
fishing is up to the vessel owner to
decide (with some restrictions), many
affected vessel owners have purchased
more than one vessel such that one may
be used while the other is taking its 120day block out of the groundfish fishery,
to provide for sustained fishing income.
Acquiring a second vessel adds the
expense of outfitting another vessel with
gear and maintaining that vessel. The
exemption from the 120-day block
would allow sector members to realize
the cost savings associated with retiring
the redundant vessel. Furthermore, this
exemption would provide additional
flexibility to sector vessels to maximize
the utility of other sector-specific and
universal exemptions, such as the
exemption from the GB Seasonal
Closure in May and portions of the
GOM Rolling Closure Areas.
The GB Cod Fixed Gear Sector;
Northeast Fishery Sectors III, VI–VIII,
and X–XII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State Sector
are requesting exemption from the
prohibition on a vessel hauling gear that
was set by another vessel. The
community fixed-gear exemption would
allow sector vessels in the Day gillnet
category to effectively pool gillnet gear
that may be hauled or set by sector
members. This provision would reduce
the total amount of gear that would have
to be purchased and maintained by
participating sector members, resulting
in some uncertain level of cost savings,
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along with a possible reduction in total
gear fished.
The GB Cod Fixed Gear Sector;
Northeast Fishery Sectors III, VI–VIII,
and X–XIII; Sustainable Harvest Sectors
1 and 3; and the Tri-State Sector have
requested to be exempt from the
limitation on the number of gillnets that
may be hauled on GB when fishing
under a groundfish/monkfish DAS.
Approving this exemption would
increase operational flexibility and
provide an opportunity for a substantial
portion of the fleet to improve vessel
profitability.
The GB Cod Fixed Gear Sector;
Northeast Fishery Sectors III, V–VIII,
and X–XIII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State Sector
are requesting an exemption from the
limit on the number of nets (not to
exceed 150) that may be deployed by
Day gillnet vessels. This exemption
would provide greater flexibility to
deploy fishing gear by participating
sector members according to operational
and market needs.
The GB Cod Fixed Gear Sector; the
Northeast Coastal Communities Sector;
Northeast Fishery Sectors II–III and V–
XIII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State Sector
are requesting exemption from the 20day spawning block out of the fishery
requirement. Exemption from the 20day spawning block would improve
flexibility to match trip planning
decisions to existing fishing and market
conditions. Although vessel owners
currently have the flexibility to
schedule their 20-day block according to
business needs (within a 3-month
window) and may use that opportunity
to perform routine or scheduled
maintenance, vessel owners may prefer
to schedule these activities at other
times of the year, or may have
unexpected repairs. Removing this
requirement may not have a significant
impact, but would still provide vessel
owners with greater opportunity to
make more efficient use of their vessel.
The GB Cod Fixed Gear Sector; the
Northeast Coastal Communities Sector;
Northeast Fishery Sectors III, VI–VIII,
and X–XII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest
Sectors 1 and 3; and the Tri-State Sector
are requesting exemption from the
number of hooks that may be fished.
These exemptions would provide vessel
owners in these sectors with the
flexibility to adapt the number of hooks
fished to existing fishing and market
conditions. This exemption would also
provide an opportunity to improve
vessel profitability. The exemption from
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the number of hooks that may be fished
has been granted to the GB Cod Hook
Sector every year since FY 2004, and
was granted to the GB Cod Fixed Gear
Sector for FY 2010. Approving this
exemption for these additional sectors
would extend the potential economic
benefits to more vessels in other sectors.
GB Cod Fixed Gear Sector, the Maine
Permit Bank Sector, all Northeast
Fishery Sectors, the Port Clyde
Community Groundfish Sector,
Sustainable Harvest Sectors 1 and 3, and
the Tri-State Sector request an
exemption from regulations that
currently limit leasing of DAS to vessels
within specified length and horsepower
restrictions. Current restrictions create a
system in which a small vessel may
lease DAS from virtually any other
vessel, but is limited in the number of
vessels that small vessels may lease to.
The opposite is true for larger vessels.
Exemption from these restrictions
would allow greater flexibility to lease
DAS between vessels of different sizes
and may be expected to expand the
market of potential lessees for some
vessels. The efficiency gains of this
exemption, if approved, for a requesting
sector would be limited because the
exemption would only apply to leases
within and between sectors requesting
this exemption. Since DAS would not
be required while fishing for groundfish,
the economic importance of this
exemption would be associated with the
need to use groundfish DAS when
fishing in other fisheries, for example,
monkfish.
The GOM Sink Gillnet Mesh
Exemption is being requested by the GB
Cod Fixed Gear Sector; Northeast
Fishery Sectors III, VI–VIII, and X–XII;
the Port Clyde Community Groundfish
Sector; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector. The
exemption would allow the use of 6inch (15.24-cm) mesh gillnets in the
GOM RMA from January 1, 2012
through April 30, 2012. This exemption
would provide participating sector
vessels an opportunity to potentially
retain more GOM haddock, a healthy
stock, and share in the benefits from the
stock recovery. To utilize this
exemption, it would be necessary for
participating sector vessels to purchase
6-inch (15.24-cm) mesh gillnets.
However, it would allow a greater catch
of haddock, which may increase
revenues for gillnet fishermen and the
ports where they land their fish,
particularly if participating vessels are
able to change fishing behavior to
selectively target this stock and
minimize catch of other allocated target
stocks.
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The GB Cod Fixed Gear Sector has
requested an exemption from the
prohibition on the use of squid or
mackerel as bait, or possessing squid or
mackerel on board vessels, when
participating in the CA I Hook Gear
Haddock SAP. Providing relief from the
bait restrictions would provide
participating sector vessels with greater
operational flexibility to choose the bait
that best meets fishing circumstances.
Participating vessels would also be able
to use the bait of their choice,
depending on expected catch, as well as
the cost of bait.
Sustainable Harvest Sectors 1 and 3
and the Port Clyde Community
Groundfish Sector have requested
access to specific blocks within the
GOM Rolling Closure Areas, specifically
blocks 138 and 139 during May and/or
access to blocks 139, 145, and 146
during June. These closure areas were
selected primarily to reduce fishing
mortality on GOM cod at a time of year
where catch rates had been observed to
be high. Given higher catch per unit
effort, sector vessels would be able
harvest available ACE at a lower cost,
since less fishing time would be
required to harvest the same amount of
available ACE. Whether this would
result in higher profitability is
uncertain, since prices during May and
June tend to be lower due to larger
supplies and somewhat lower quality.
During FY 2010 average cod prices have
been above their historic average. The
price effect of increased supplies of cod
entering the market early in the FY is
uncertain, but could offset some of the
cost savings associated with being able
to obtain higher catch rates.
The GB Cod Fixed Gear Sector;
Northeast Fishery Sectors II–III, V–VI,
and X–XIII; Sustainable Harvest Sectors
1 and 3; and the Tri-State Sector are
requesting exemption from the
regulations that currently prohibit sector
vessels from discarding any legal-size
regulated species allocated to sectors.
Sector vessels have had to retain legalsize unmarketable fish, which requires
them to store this fish on the vessel
while at sea, in some cases in large
quantities in totes on deck, creating
potential unsafe work conditions. In
addition, sector vessels have had to
determine a method of disposal for any
unmarketable fish landed. Anecdotal
information indicates that some fish
dealers dispose of unmarketable fish for
sector vessels as a courtesy; however,
the scope of this occurrence and any
operational costs incurred by the dealer
or vessels is unknown. A partial
exemption from this regulation that
would allow sector vessels to discard
unmarketable fish would provide sector
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vessels more operational flexibility and
improve safety conditions at sea. It
would also relieve the burden, if any, on
sector vessels and their dealers to find
a way to dispose of the unmarketable
fish once landed.
Northeast Fishery Sectors III, VI–VIII,
and X have requested an exemption
from the minimum sink gillnet mesh
size in May, thereby extending the
proposed GOM Sink Gillnet Mesh
Exemption. Assuming approval of the
proposed GOM Sink Gillnet Mesh
Exemption, this ancillary exemption
would provide participating sector
vessels an opportunity to achieve higher
profitability. Preliminary estimates
indicate that about half of the available
GOM haddock ACE will not be taken
during FY 2010. This does not
necessarily mean, however, that a larger
share of the GOM haddock ACE will not
be taken, as the FY has another five
months.
The GB Cod Fixed Gear Sector has
also requested an exemption from the
requirement that the sector manager
submit daily catch reports for the CA I
Hook Gear Haddock SAP, proposing
instead that members submit daily catch
reports directly to NMFS. Eliminating
the daily catch reporting by sector
managers would provide some
administrative relief to the sector.
Reporting burden of individual
participating vessels would remain
unchanged, as they would merely
change the recipient of their current
daily report. This exemption may result
in some cost savings to the operation of
any given sector and therefore reduce
the transactions costs to all sector
members, not only to the individual
vessels or sector members that
participate in the SAP.
Northeast Fishery Sectors VI–X and
XIII have requested an exemption from
the prohibition on pair trawling. Pair
trawling was originally prohibited
because of its higher catch rates and
impacts to then declining cod and
haddock stocks. Providing an exemption
allowing for pair trawling would
provide participating sector vessels with
greater operational flexibility. However,
the high catch rates that resulted from
this fishing practice while under DAS
management may not be as
advantageous under sector management
unless the practice can be used to
selectively target stocks for which a
sector has a comparatively large ACE.
That is, characterizing use of pair
trawling as highly efficient may be
accurate from a technical standpoint,
but may not necessarily be economically
efficient unless catch rates of stocks
with limiting ACE can be reduced or
eliminated.
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The Northeast Coastal Communities
Sector has requested an exemption from
the minimum hook size. This exemption
may be expected to improve operational
flexibility for participating sector
vessels. Whether the ability to use
alternative hook sizes will translate into
improved profitability is uncertain,
particularly if the larger hook does
select for larger fish, which do tend to
fetch a premium price. Nevertheless, the
exemption would improve flexibility
and may allow delivery of a broader
range of fish sizes to final markets.
Northeast Fishery Sectors II, V–X, and
XIII have requested an exemption from
the trawl minimum mesh size when
targeting redfish, a healthy stock. The
6.5-inch (16.51-cm) mesh size has been
argued to be too large to catch Acadian
redfish in quantities that would permit
development of a targeted fishery. The
proposed exemption would offer
participating sector vessels greater
operational flexibility. These sectors
propose that the fishery using this
exemption would be monitored using
100 percent observer coverage, and
would require daily catch reporting to
the sector manager. Whether the
potential improved catch rates would
offset these added costs is uncertain. As
long as the at-sea monitoring or observer
costs are being subsidized, the only
added cost may be the requirement for
daily reporting by the sector manager.
The extent to which observer costs will
continue to be subsidized is unknown,
but may need to be taken into account
when assessing the potential
profitability that developing a targeted
redfish fishery may provide.
Northeast Fishery Sectors II, V–X, and
XIII have requested an exemption from
gear restrictions in the U.S./Canada
Management Area, allowing for the use
of the 250 × 40-cm Eliminator Trawl TM.
This exemption would allow the use of
a configuration of an eliminator trawl
that differs from what is currently
approved for specific areas, including
the U.S./Canada Management Area.
Allowing this exemption would offer
greater operational flexibility, but would
still be limited to the areas and
conditions under which the current
eliminator or Ruhle trawl has already
been approved. While this net may be
used in open areas, the use of this net
is prohibited in the Special Management
Program, including the SAPs, and Gear
Restricted Areas. This exemption is
being requested because the
specification for approved gear types for
these areas is too large to be utilized by
some of the participating sector vessels.
The extent to which this exemption may
improve economic profitability is
uncertain, but may be limited to vessels
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that have already purchased the gear,
may be able to re-rig existing gear at low
cost, and may access the areas where the
Ruhle trawl is already approved.
Sustainable Harvest Sectors 1 and 3,
and the Tri-State Sector have requested
an exemption from the trawl gear
requirements in the U.S./Canada
Management Area. This exemption
would allow the use of any groundfish
trawl gear, provided the gear conforms
to regulatory requirements for using
trawl gear to fish for groundfish in the
GB RMA. This exemption would result
in greater operational flexibility to
participating sector vessels, as these
vessels would be able to better harvest
allocation of ACE. Whether this would
result in increased profitability depends
on the ability to achieve cost efficiencies
by reducing the amount and type of gear
necessary to prosecute the groundfish
fishery in the U.S./Canada Management
Area and elsewhere, and/or the ability
to reduce operating costs if the same
amount of ACE can be taken with less
fishing time.
The Tri-State Sector has requested an
exemption from the requirement to
power a VMS while at the dock.
Maintaining a VMS signal while at the
dock, or tied to a mooring, requires
constant power be delivered to the
vessel or constant use of onboard
generators at all times. These
requirements do increase the cost of
operating a fishing vessel, whether the
vessel is fishing or not. This exemption
would provide the opportunity to
reduce the overhead costs of
maintaining a fishing operation and
would result in some improved
profitability.
The GB Cod Fixed Gear Sector; the
Northeast Coastal Communities Sector;
Northeast Fishery Sectors II–III and
V–XIII; Sustainable Harvest Sectors 1
and 3; and the Tri-State Sector are
requesting complete or partial
exemptions from DSM requirements.
The cost of DSM for FY 2010 has been
subsidized by the NMFS. Based on
preliminary data, the overall average
cost associated with DSM averaged
about $0.02 per landed pound of fish.
This estimate is based on an agreed
formula between the NMFS and sector
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managers to calculate reimbursement for
DSM services, which includes a perpound rate of $0.015, $33 per trip
monitored, and $27 per trip requiring a
roving monitor. The estimated cost per
pound landed for monitored trips was
based on invoices received by sectors
from May–August 2010. However, not
all sectors had sent in invoices as of the
date the average cost reported herein
were estimated, so the actual costs may
differ by sector and may be substantially
different once the FY has been
completed. Using methods similar to
that used to estimate expected revenues
for the FY 2011 and FY 2012 ACLs (i.e.,
based on a linear projection of average
ACL use rates and average discard
rates), the estimated cost for DSM for FY
2010 would be $616,000, or 0.8 percent
of estimated FY 2010 revenues. Through
Amendment 16, DSM was scheduled to
be reduced to 20 percent during FY
2011, and the estimated monitoring cost
would be $281,000, or 0.4 percent of the
estimated FY 2011 groundfish revenues.
The actual overall average DSM cost per
pound landed will be zero for any leaseonly sectors, and may be higher for
sectors with below average landings per
trip, since the trip cost gets spread out
over fewer pounds. Similarly, the
average cost per pound may be lower for
sectors with higher than average
landings per trip. Granting all or a
portion of these exemptions would
alleviate all upfront costs associated
with this program, as well as the
unreimbursed costs for monitoring of
other stocks, and therefore provide the
opportunity to reduce the overhead
costs of operating a fishing vessel,
which may result in some improved
profitability.
Economic Impacts of the Alternative to
the Proposed Action
The objective of sector management,
as originally developed and
implemented under Amendment 13,
and expanded under Amendment 16, is
to provide opportunities for like-minded
vessel operators to govern themselves so
that they can operate in a more effective
and efficient manner. Sectors developed
the proposed operations plans and
prospective members signed binding
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10873
sector contracts to abide by the
measures specified in the proposed
operations plan. NMFS is unable to
develop additional alternatives because
this would require NMFS to develop
sector operations plans, which is
counter to the intent of sectors, as
outlined in Amendment 16.
Accordingly, the proposed operations
plans reflect the management measures
preferred by participating vessels.
Therefore, no other alternatives in
addition to the No Action and the
proposed action were considered. Under
the No Action alternative, none of the
FY 2011 sector operations plans would
be approved, and no sector would be
approved to operate in FY 2011.
Therefore, no sector would receive a
LOA to fish or an allocation to fish.
Under this scenario, vessels would
remain in the common pool and fish
under the common pool regulations.
Because of effort control changes made
by both Amendment 16 and Framework
44, it is likely that vessels enrolled in a
sector for FY 2011 and forced to fish in
the common pool would experience
revenue losses in comparison to the
proposed action. It is more likely under
the No Action alternative that the ports
and fishing communities where sectors
plan to land their fish would be
negatively impacted.
Description of the Projected Reporting,
Recordkeeping, and Other Compliance
Requirements of the Proposed Rule
This proposed rule contains no
collection-of-information requirement
subject to the Paperwork Reduction Act.
Regulations under the MagnusonStevens Act require publication of this
notification to provide interested parties
the opportunity to comment on
proposed sector operations plans and
TAC allocations.
Authority: 16 U.S.C. 1801 et seq.
Dated: February 22, 2011.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2011–4401 Filed 2–25–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 39 (Monday, February 28, 2011)]
[Proposed Rules]
[Pages 10852-10873]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-4401]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No. 110201085-1087-01]
RIN 0648-XY55
Magnuson-Stevens Act Provisions; Fisheries of the Northeastern
United States; Northeast Multispecies Fishery; 2011 Sector Operations
Plans and Contracts, and Allocation of Northeast Multispecies Annual
Catch Entitlements
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
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SUMMARY: As part of the process for the NMFS Northeast Regional
Administrator approval of proposed sector operations established under
Amendment 16 to the Northeast (NE) Multispecies Fishery Management Plan
(FMP), sectors are required to submit operations plans and sector
contracts, and request an allocation of stocks regulated under the FMP
for each fishing year (FY). This action is to provide interested
parties an opportunity to comment on 19 FY 2011 proposed sector
operations plans and contracts. Although NMFS received 22 proposed
sector operations plans and contracts for approval, only 19 of the 22
sector operations plans and contracts are being considered for approval
because 3 sectors, the Massachusetts Permit Bank Sector, the New
Hampshire Permit Bank Sector, and the Rhode Island Permit Bank Sector,
were unable to fulfill the roster requirements, and, therefore, were
excluded from consideration.
DATES: Written comments must be received on or before March 15, 2011.
ADDRESSES: You may submit comments, identified by 0648-XY55, by any one
of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal: https://www.regulations.gov.
Fax: (978) 281-9135, Attn: Allison Murphy.
Mail: Paper, disk, or CD-ROM comments should be sent to
Patricia A. Kurkul, Regional Administrator, National Marine Fisheries
Service, 55 Great Republic Drive, Gloucester, MA 01930. Mark the
outside of the envelope: ``Comments on 2011 Sector Operations Plans and
Contracts.''
Instructions: All comments received are part of the public record
and will generally be posted to https://www.regulations.gov without
change. All Personal Identifying Information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information. NMFS will accept
anonymous comments (enter N/A in the required fields, if you wish to
remain anonymous). You may submit attachments to electronic comments in
Microsoft Word, Microsoft Excel, WordPerfect, or Adobe PDF file formats
only.
Copies of the sector operations plans and contracts and the
environmental assessment (EA) are available at https://www.regulations.gov and from the NMFS NE Regional Office at the mailing
address specified above. An Initial Regulatory Flexibility Analysis
(IRFA) was prepared for this proposed rule and is comprised of the EA,
and the preamble and the Classification sections of this proposed rule.
FOR FURTHER INFORMATION CONTACT: Allison Murphy, Sector Policy Analyst,
phone (978) 281-9122, fax (978) 281-9135.
SUPPLEMENTARY INFORMATION: NMFS announces that the Administrator, NE
Region, NMFS (Regional Administrator), has made a preliminary
determination that 19 sector operations plans and contracts, which were
initially submitted to NMFS on or before September 1, 2010, and sector
rosters, submitted on or before September 10, 2010, are: (1) Consistent
with the goals of the FMP, as described in Amendment 16 Final
Environmental Impact Statement (FEIS) and other applicable laws, (2) in
compliance with the measures that govern the development and operation
of a sector as specified in Section 4.2.3 of the Amendment 16 FEIS, and
(3) have met administrative deadlines, including roster deadlines, for
being proposed as a sector operations plan for FY 2011. This proposed
rule summarizes many of the sector requirements as implemented by
Amendment 16 and the requirements proposed for modification in
Framework Adjustment 45 (FW 45), and solicits comments on the
regulatory exemptions requested by sectors as well as the applicable
environmental analyses.
As stated in Amendment 16, the deadline to submit operations plans
and signed contracts was September 1, 2010. However, because NE
multispecies permit holders were notified of their preliminary FY 2011
Potential Sector Contribution (PSC) in mid-August, 2010, NMFS extended
the deadline to submit signed contracts from September 1, 2010, to
September 10, 2010, to allow vessel owners adequate time to make a
decision to join a sector for FY 2011 or to fish in the common pool.
Based upon industry request, this deadline was further extended to
December 1, 2010, to provide additional flexibility.
Background
The final rule implementing Amendment 13 to the NE Multispecies FMP
(69 FR 22906; April 27, 2004) specified a process for forming sectors
within the NE multispecies fishery, implemented restrictions applicable
to all sectors, and authorized allocation of a total allowable catch
(TAC) for specific groundfish species to a sector. As approved in
Amendment 13, sector operations plans and contracts must contain
certain elements, including a contract signed by all sector
participants and an operations plan containing rules that sector
members agree to abide by to avoid exceeding their sector TAC. An EA,
or other appropriate analysis, must be prepared for the sectors that
analyzes
[[Page 10853]]
the individual and cumulative impacts of all proposed sector
operations. Additionally, the public must be provided an opportunity to
comment on the proposed sector operations plans, sector contracts, and
EA. The regulations require that, upon completion of the public comment
period, the Regional Administrator must make a determination regarding
approval of the sectors operations plans and contracts. Amendment 13
implemented the GB Cod Hook Sector in FY 2004, and Framework 42 (71 FR
62156; October 23, 2006) implemented the GB Cod Fixed Gear Sector in FY
2006.
Amendment 16 (74 FR 18262; April 9, 2010) expanded the sector
management measures, revised the 2 existing sectors, and implemented an
additional 17 new sectors for a total of 19 sectors, including the
Northeast Fishery Sectors I through XIII, the Sustainable Harvest
Sector, the Tri-State Sector, the Northeast Coastal Communities Sector,
and the Port Clyde Community Groundfish Sector. Amendment 16 defined a
sector as ``[a] group of persons (three or more persons, none of whom
have an ownership interest in the other two persons in the sector)
holding limited access vessel permits who have voluntarily entered into
a contract and agree to certain fishing restrictions for a specified
period of time, and which has been granted a TAC(s) [sic] in order to
achieve objectives consistent with applicable FMP goals and
objectives.'' A sector's TAC is referred to as an annual catch
entitlement (ACE). Regional Administrator approval is required for a
sector to be authorized to fish and to be allocated an ACE for stocks
of regulated NE multispecies during each FY. Each individual sector's
ACE for a particular stock represents a share of that stock's annual
catch limit (ACL) available to commercial NE multispecies vessels,
based upon the PSC of permits participating in that sector. Sectors are
self-selecting, meaning each sector maintains the ability to choose its
members. Sectors may pool harvesting resources and consolidate
operations to fewer vessels, if they desire.
FW 45, as proposed by the New England Fishery Management Council
(Council) and available for public review through the Federal Register,
would revise the rules for the 19 previously approved sectors and
include 5 new sectors (for a total of 24 sectors), including the Maine
Permit Bank Sector, the Massachusetts Permit Bank Sector, the New
Hampshire Permit Bank Sector, the Rhode Island Permit Bank Sector, and
Sustainable Harvest Sector 3. Approval of the operation of these new
sectors is conditional on approval of measures proposed in FW 45.
Similarly, approval of some of the exemptions requested by the sectors
that submitted operations plans for FY 2011 is also contingent on FW
45. Therefore, final action regarding the approval of the operation of
these sectors and the exemptions requested will not be made unless and
until a final decision on FW 45 has been made. FW 45 is expected to be
implemented on May 1, 2011. Concurrent with the implementation of FW
45, NMFS and the States of Maine, Massachusetts, New Hampshire, and
Rhode Island have entered into separate Memoranda of Agreement (MOA)
for the administration of State-managed permit banks. Terms and
conditions for permit banks include: The permit bank may only transfer
out ACE, it may not transfer in ACE; the permit bank may only transfer
ACE to sectors for use by vessels that are 45 ft (13.72 m) in length or
smaller, based out of ports with a population of 30,000 residents or
less. The States of Massachusetts, New Hampshire, and Rhode Island were
unable to fulfill roster requirements in time to be considered in this
rulemaking process for FY 2011. The Maine Permit Bank Sector is
proposed to consist of two privately held permits, as well as any
additional permits purchased by the permit bank. The State issued a
request for proposal, soliciting permit holders who are interested in
selling permits to the State permit bank, and submitted this
information to NMFS as additional prospective permits. The Maine Permit
Bank Sector must finalize the purchase of permits from this list and
notify NMFS by February 1, 2011.
Representatives from 22 of the 24 current and proposed sectors
submitted operations plans and sector contracts, and requested an
allocation of stocks regulated under the FMP for FY 2011. Neither the
GB Cod Hook Sector, nor Northeast Fishery Sector I chose to submit an
operations plan and sector contract for FY 2011. The Massachusetts
Permit Bank Sector, the New Hampshire Permit Bank Sector, and the Rhode
Island Permit Bank Sector submitted operations plans for FY 2011, but
were unable to demonstrate membership requirements, and thus will not
be considered for approval in this rule, reducing the number of
potential FY 2011 sectors to 19. Two of the proposed FY 2011 sectors,
Northeast Fishery Sector IV and Sustainable Harvest Sector 3, would
operate as private lease-only sectors. The Sustainable Harvest Sector 3
has not explicitly prohibited fishing activity, and may transfer
permits onto active vessels.
Sector ACEs
As of December 1, 2010, 834 of the 1,475 eligible NE multispecies
permits, which would account for approximately 98.8 percent of the
historical commercial NE multispecies landings during the qualifying
period selected by the Council in Amendment 16, have preliminarily
enrolled in a sector for FY 2011. Table 1 includes a summary of permits
enrolled in a sector as of December 1, 2010. Permits enrolled in a
sector, and the vessels associated with those permits, have until April
30, 2011, to withdraw from a sector and fish in the common pool for FY
2011. NMFS will publish final sector sub-ACL and common pool sub-ACL
totals, based upon final rosters as soon as possible after the start of
FY 2011.
Table 2 details the cumulative PSC (a percentage) each sector would
receive based on their rosters as of December 1, 2010. Tables 3a and 3b
detail the ACEs (in thousands of pounds and metric tons) each sector
would be allocated based on their December 1, 2010, sector rosters for
FY 2011. While the common pool does not receive a specific allocation
of ACE, it has been included in each of these tables for comparison.
Note that individual sector members are not assigned a PSC for
Eastern GB cod or Eastern GB haddock; rather each sector is allocated a
portion of the GB cod and GB haddock ACE to harvest exclusively in the
Eastern U.S./Canada Area. The amount of cod and haddock that a sector
may harvest in the Eastern U.S./Canada Area is calculated by
multiplying the percentage of the GB cod and GB haddock ACLs by the
overall Eastern U.S./Canada Area GB cod and GB haddock TACs,
respectively.
In accordance with Amendment 16, at the start of FY 2011, NMFS will
withhold 20 percent of a sector's FY 2011 ACE for each stock for a
period of up to 61 days, to allow time to process any FY 2010 ACE
transfers submitted by May 14, 2011, and to determine whether the FY
2011 ACE allocated to any sector needs to be reduced, or any overage
penalties need to be applied to accommodate an FY 2010 ACE overage by
that sector. At the request of the Council, NMFS is considering
relaxing the May 14 requirement to submit ACE transfers. The Council
and sector managers will be notified of any change in this deadline in
writing and the decision will be announced on the NERO Web site (https://www.nero.noaa.gov/).
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Sector Operations Plans and Contracts
All sectors must, on an annual basis, submit an operations plan and
sector contract to NMFS by a specified deadline to be authorized to
fish and receive an allocation of groundfish for the following FY. Of
the 24 current and FW 45 proposed sectors, 19 sectors met the September
1, 2010, operations plan deadline and the final December 1, 2010, NMFS
roster deadline for FY 2011, including the Maine Permit Bank Sector.
Each sector operations plan contains the rules under which each sector
would fish. The sector contract provides the legal contract that binds
members to a sector and its operations plan. Most sectors submitted one
document to NMFS that encompasses both the operations plan and
contract.
While each sector conducts fishing activities according to its
approved operations plan, Section 4.2.3 of the Amendment 16 FEIS
contains numerous provisions that apply to all sector operations plans
and sector members. Under this amendment, all permit holders with a
limited access NE multispecies permit that was valid as of May 1, 2008,
are eligible to participate in a sector, including holders of permits
currently held in confirmation of permit history (CPH). While
membership in each sector is voluntary, each member (and his/her
permits enrolled in the sector) must remain with the sector for the
entire FY, and cannot fish in the NE multispecies days-at-sea (DAS)
program outside of the sector (i.e., in the common pool) during the FY.
Participating vessels would be required to comply with all pertinent
Federal fishing regulations, unless specifically exempted by a letter
of authorization (LOA) issued by the Regional Administrator, as part of
the approval of a sector's operations plan, as described further below.
Sector operations plans may be amended in-season if a change is
necessary and agreed to by NMFS, provided the change is consistent with
the sector administration provisions. These changes would be included
in updated LOAs issued to sector members and through amendments to the
approved operations plan.
Sectors would be allocated all large-mesh groundfish stocks for
which members have landings history, with the exception of Atlantic
halibut, windowpane flounder, Atlantic wolffish, and SNE/MA winter
flounder. Sector vessels would be required to retain all legal-sized
allocated groundfish, unless an exemption is granted allowing sector
vessels to discard legal-sized unmarketable fish at sea. Catch
(including discards) of all allocated groundfish stocks by a sector's
vessels would count against the sector's ACE, unless the catch is an
element of a separate ACL sub-component, such as groundfish caught when
fishing in an exempted fishery, or yellowtail flounder caught when
fishing in the Atlantic sea scallop fishery. Sector vessels fishing for
monkfish, skate, lobster (with non-trap gear), and spiny dogfish when
on a sector trip (e.g., not fishing under provisions of a NE
multispecies exempted fishery) would have their groundfish catch
(including discards) on those trips debited against the sector's ACE.
Discard ratios applied to sectors would be determined by NMFS based on
observed trips.
The final rule issued for Amendment 16 implemented a program
whereby ACE may be transferred between sectors, although ACE transfers
to or from common pool vessels is prohibited. Each sector would be
required to ensure that its ACE is not exceeded during the FY.
Additionally, Amendment 16 required sectors to develop independent
third-party dockside monitoring programs (DSM) to verify landings at
the time they are weighed by the dealer, and to certify that the
landing weights are accurate as reported by the dealer. During FY 2010,
50 percent of trips from each sector are required to be randomly
selected for DSM. Dockside monitoring coverage was specified to be
reduced to 20 percent in FY 2011; however, FW 45, as proposed, would
change the required coverage level for DSM to the level NMFS is able to
fund, up to 100 percent coverage through FY 2012, prioritizing coverage
for trips that have not received at-sea or electronic monitoring. In
addition, the Council voted to remove DSM requirements (a reporting
requirement) from the list of prohibited exemptions for sectors.
Sectors would be required to monitor their landings and available ACE
and submit weekly catch reports to NMFS. In addition, the sector
manager would be required to provide NMFS with aggregate sector reports
on a daily basis when a threshold (specified in the operations plan) is
reached. Once a sector's ACE for a particular stock is caught, a sector
would be required to cease all fishing operations in that stock area
until it could acquire additional ACE for that stock. Each sector would
be required to submit an annual report to NMFS and the Council within
60 days of the end of the FY detailing the sector's catch (landings and
discards by the sector), enforcement actions, and pertinent information
necessary to evaluate the biological, economic, and social impacts from
the sector, as directed by NMFS.
Each sector contract provides procedures to enforce the sector
operations plan, explains sector monitoring and reporting requirements,
presents a schedule of penalties, and provides authority to sector
managers to issue stop fishing orders to sector members that violate
provisions of the contract. Sector members could be held jointly and
severally liable for ACE overages, discarding of legal-sized fish, and/
or misreporting of catch (landings or discards). As required by
Amendment 16, each sector contract submitted for FY 2011 states that
the sector will withhold an initial reserve from the sector's sub-
allocation to each individual member to prevent the sector from
exceeding its ACE. Each sector contract also details the method for
initial ACE allocation to sector members; for FY 2011, each sector has
proposed that each sector member could harvest an amount of fish equal
to the amount each individual member's permit contributed to the
sector's ACE.
Amendment 16 contains several ``universal'' exemptions that are
applicable to all sectors. These universal exemptions include
exemptions from: Trip limits on allocated stocks; the GB Seasonal
Closure Area; NE multispecies DAS restrictions; the requirement to use
a 6.5-inch (16.51-cm) mesh codend when fishing with selective gear on
GB; and portions of the GOM Rolling Closure Areas. Sectors may request
additional exemptions from NE multispecies regulations through their
sector operations plan. Amendment 16 prohibits sectors from requesting
exemptions from year-round closed areas, permitting restrictions, gear
restrictions designed to minimize habitat impacts, and reporting
requirements (not including DAS reporting requirements). FW 45 proposes
to exclude DSM from the reporting requirements from which sectors may
not be exempted.
Proposed FY 2011 Exemptions
A total of 31 exemptions from the NE multispecies regulations have
been requested by sectors through their FY 2011 operations plans. These
requests fall into several categories: Exemptions previously approved
for FY 2010 (numbers 1-7); additional exemptions that were under
consideration for FY 2010 at the time of the request for FY 2011
(numbers 8-9); exemptions disapproved in FY 2010 (number 10); novel
exemptions for FY 2011 (numbers 11-19), dockside monitoring exemptions
(numbers 20-30) and State permit bank exemptions (number 31). A
[[Page 10859]]
full discussion of the 31 exemptions is below. The requirements that
were exempted in FY 2010 and have again been requested for FY 2011 are:
(1) 120-day block out of the fishery required for Day gillnet vessels;
(2) prohibition on a vessel hauling another vessel's gillnet gear; (3)
limitation on the number of gillnets that may be hauled on GB when
fishing under a groundfish/monkfish DAS; (4) limitation on the number
of gillnets imposed on Day gillnet vessels; (5) 20-day spawning block
out of the fishery required for all vessels; (6) limits on the number
of hooks that may be fished; and (7) DAS Leasing Program length and
horsepower restrictions. Additional regulations that were under
consideration for exemption for FY 2010 at the time of the request, and
have again been requested for FY 2011 are: (8) the GOM Sink Gillnet
Mesh Exemption; and (9) prohibition on the possession or use of squid
or mackerel in the Closed Area I (CAI) Hook Gear Haddock (HGH) Special
Access Program (SAP). For FY 2011, sectors requested an exemption from
the follow regulation that was previously disapproved for FY 2010 is
again being proposed for FY 2011: (10) access to GOM Rolling Closure
Areas in May and June. For FY 2011, sectors have proposed novel
exemptions from the following regulations: (11) prohibition on
discarding; (12) extension of the GOM Sink Gillnet Mesh Exemption
through the month of May; (13) daily catch reporting by Sector Managers
for vessels participating in the CAI HGH SAP; (14) prohibition on pair
trawling; (15) minimum hook size requirements for demersal longline
gear; (16) minimum mesh size requirement; (17) Rhule and Haddock
Separator requirements to utilize the 98.4 in x 15.7 in (250 cm x 40
cm) Eliminator TrawlTM in areas where these gear types are
approved; (18) trawl gear restrictions in the U.S./Canada Area; and
(19) the requirement to power a VMS while at the dock. Due to the
Council's vote to exclude DSM from the list of prohibited exemptions in
FW 45, sectors have requested exemptions from DSM requirements ranging
from a complete exemption to area-, fishery-, and volume-based
exemptions. Specifically, sectors requested novel exemptions from the
following DSM requirements for FY 2011: (20) All DSM and roving
monitoring requirements; (21) DSM requirements for directed monkfish,
skate, and dogfish trips; (22) DSM requirements for jig vessels; (23)
DSM requirements for hook vessels when the sector has caught less than
10,000 lb (4535.9 kg) of groundfish per year; (24) DSM requirements in
May when fishing in several mid-Atlantic NMFS Statistical Areas; (25)
DSM requirements for vessels fishing west of 72[deg]30' W. long.; (26)
DSM, roving monitoring, and hail requirements for hook-only or handgear
vessels; (27) DSM, roving monitoring, and hail requirements for vessels
using demersal longline, jig and handgear while targeting spiny dogfish
in Massachusetts State waters of NMFS Statistical Area 521; (28) DSM
requirements when at-sea monitoring has previously observed the trip;
(29) the requirement to delay offloading due to the late arrival of the
assigned monitor; and (30) the prohibition on offloading of non-
allocated stocks prior to the arrival of the monitor. These exemptions
were considered too late to be included in the EA for this action; they
will be fully analyzed and included in the final EA. Finally, the State
permit bank sector has requested an exemption from: (31) the
requirement to provide a sector roster to NMFS by the specified
deadline.
NMFS is soliciting public comment on the proposed sector operations
plans and all 31 of the exemptions specified above. NMFS is
particularly interested in receiving comments on the exemptions from
the GOM Rolling Closure Areas, prohibition on pair trawling, minimum
trawl mesh size requirements on targeted redfish trips, and dockside
monitoring exemptions, because of particular concerns regarding the
potential impacts of these exemptions.
1. 120-Day Block Out of the Fishery Requirement for Day Gillnet Vessels
The 120-day block out of the fishery requirement for day gillnet
vessels was implemented in 1997 under Framework 20 (62 FR 15381; April
1, 1997) to help ensure that management measures for Day gillnet
vessels were comparable to effort controls placed on other fishing gear
types, given that gillnets continue to fish as long as they are in the
water. Regulations at Sec. 648.82(j)(1)(ii) require that each NE
multispecies gillnet vessel declared into the Day gillnet category
declare and take 120 days out of the non-exempt gillnet fishery. Each
period of time taken must be a minimum of 7 consecutive days, and at
least 21 of the 120 days must be taken between June 1 and September 30.
An exemption from this requirement was previously approved for FY 2010
based upon the rationale that this measure was designed to control
fishing effort and, therefore, is no longer necessary for sectors
because sectors are restricted to an ACE for each groundfish stock,
which limits overall fishing mortality. For additional information
pertaining to this exemption and other exemptions previously approved
in FY 2010, please refer to the proposed and final sector rules for FY
2010 (74 FR 68015, December 22, 2010 and 75 FR 18113, April 9, 2010,
respectively). This exemption would increase the operational
flexibility of sector vessels and would be expected to increase profit
margins of sector fishermen. The exemption from the Day gillnet 120-day
block requirement is requested by the GB Cod Fixed Gear Sector; the
Northeast Coastal Communities Sector; Northeast Fishery Sectors III, V-
VIII, and X-XIII; the Port Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
2. Prohibition on a Vessel Hauling Another Vessel's Gillnet Gear
Regulations at Sec. Sec. 648.14(k)(6)(ii)(A) and 648.84(a) specify
the manner in which gillnet gear must be tagged, requiring that
information pertinent to the vessel owner or vessel be permanently
affixed to the gear. No provisions exist in the regulations allowing
for multiple vessels to haul the same gear. An exemption from this
regulation, which was previously approved in FY 2010 because it was
determined that the regulations pertaining to hauling and setting
responsibilities are no longer necessary when sectors are confined to
an ACE for each stock, would allow a sector to share fixed gear among
sector vessels, thereby reducing costs. Consistent with the exemption
as originally approved, the sectors requesting this exemption have
proposed that all vessels utilizing community fixed gear be jointly
liable for any violations associated with that gear. Additionally, each
member intending to haul the same gear will be required to tag the gear
with the appropriate gillnet tags, consistent with Sec. 648.84(a). The
exemption from the prohibition on hauling another vessel's gear is
being requested by the GB Cod Fixed Gear Sector; the Northeast Coastal
Communities Sector; Northeast Fishery Sectors III, VI-VIII, and X-XII;
the Port Clyde Community Groundfish Sector; Sustainable Harvest Sectors
1 and 3; and the Tri-State Sector.
3. Limitation on the Number of Gillnets That May be Hauled on GB When
Fishing Under a Groundfish/Monkfish DAS
Regulations at Sec. 648.80(a)(4)(iv) prohibit Day gillnet vessels
fishing on a groundfish DAS from possessing, deploying, fishing, or
hauling more than 50 nets on GB were implemented as a groundfish
mortality control under
[[Page 10860]]
Amendment 13. An exemption from the limit on the number of gillnets
that may be hauled on GB when fishing under a groundfish/monkfish DAS
was previously granted in FY 2010 because it would allow nets deployed
under existing net limits of the Monkfish FMP to be hauled more
efficiently by vessels dually permitted under both FMPs. The exemption
from the limitation on the number of gillnets that may be hauled on GB
when fishing under a groundfish/monkfish DAS is being requested by the
GB Cod Fixed Gear Sector; Northeast Fishery Sectors III, VI-VIII, and
X-XIII; Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
4. Limitation on the Number of Gillnets for Day Gillnet Vessels
Current gear restrictions in the groundfish regulated mesh areas
(RMA) restrict Day gillnet vessels from fishing more than: 100 gillnets
(of which no more than 50 can be roundfish gillnets) in the GOM RMA
(Sec. 648.80(a)(3)(iv)); 50 gillnets in the GB RMA (Sec.
648.80(a)(4)(iv)); and 75 gillnets in the Mid-Atlantic (MA) RMA (Sec.
648.80(b)(2)(iv)). This exemption was previously requested and approved
in FY 2010, and would allow sector vessels to fish up to 150 nets (any
combination of flatfish or roundfish nets) in any RMA, and provides
greater operational flexibility to sector vessels in deploying gillnet
gear. This exemption was previously approved for FY 2010 because it is
designed to control fishing effort and is no longer necessary for
sector vessels, since each sector is restricted by an ACE for each
stock, which caps overall fishing mortality. The exemption from the
limit on the number of gillnets for Day gillnet vessels is being
requested by the GB Cod Fixed Gear Sector; Northeast Fishery Sectors
III, V-VIII, and X-XIII; the Port Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
5. 20-Day Spawning Block
Regulations at Sec. 648.82(g) require vessels to declare out and
be out of the NE multispecies DAS program for a 20-day period each
calendar year between March 1 and May 31, when spawning is most
prevalent in the GOM. This regulation was developed to reduce fishing
effort on spawning groundfish stocks and an exemption was approved for
FY 2010 sectors based upon the rationale that the sector's ACE will
restrict fishing mortality, making this measure no longer necessary as
an effort control. An exemption from this requirement would provide
vessel owners with greater flexibility to plan operations according to
fishing and market conditions. The exemption from the Day gillnet 20-
day block requirement is being requested by the GB Cod Fixed Gear
Sector; the Northeast Coastal Communities Sector; Northeast Fishery
Sectors II-III and V-XIII; the Port Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
6. Limitation on the Number of Hooks That May be Fished
Current regulations for the GOM RMA, GB RMA, and SNE and MAA RMAs
at Sec. Sec. 648.80(a)(3)(iv)(B)(2), 648.80(a)(4)(iv)(B)(2),
648.80(b)(2)(iv)(B)(1), and 648.80(c)(2)(v)(B)(1), respectively,
prohibit vessels from fishing or possessing more than 2,000 rigged
hooks in the GOM RMA, more than 3,600 rigged hooks in the GB RMA, more
than 2,000 rigged hooks in the SNE RMA, or 4,500 rigged hooks in the MA
RMA. This measure, which was initially implemented in 2002 through an
interim action (67 FR 50292; August 1, 2002) and made permanent through
Amendment 13, was designed to control fishing effort. An exemption from
the number of hooks that a vessel may fish was approved for FY 2010
because it would allow sector vessels to more efficiently harvest ACE
and is no longer a necessary control on effort by sector vessels. This
exemption was granted to the GB Cod Hook Sector from 2004-2009, and was
granted to the GB Cod Fixed Gear Sector; the Northeast Coastal
Communities Sector; Northeast Fishery Sectors III, V-VIII, and X-XII;
the Sustainable Harvest Sector; and the Tri-State Sector for either all
or a portion of FY 2010. The exemption from the limitation on the
number of hooks that may be fished is being requested by the GB Cod
Fixed Gear Sector; the Northeast Coastal Communities Sector; Northeast
Fishery Sectors III, VI-VIII, and X-XII; the Port Clyde Community
Groundfish Sector; Sustainable Harvest Sectors 1 and 3; and the Tri-
State Sector.
7. Length and Horsepower Restrictions on DAS Leasing
While sector vessels are exempt from the requirement to use NE
multispecies DAS to harvest groundfish, sector vessels have been
allocated, and still need to use, NE multispecies DAS for specific
circumstances. For example, the Monkfish FMP includes a requirement
that limited access monkfish Category C and D vessels harvesting more
than the incidental monkfish possession limit must fish under both a
monkfish and a groundfish DAS. Therefore, sector vessels may still use,
and lease, NE multispecies DAS.
An exemption from the DAS Leasing Program length and horsepower
baseline restrictions on DAS leases between vessels within their
individual sectors, as well as with vessels in other sectors with this
exemption was approved in FY 2010. Restricting sectors to their ACEs
eliminates the need to use vessel characteristics to control groundfish
fishing effort. Further, exemption from this restriction allows sector
vessels greater flexibility in the utilization of ACE and DAS.
Providing greater flexibility in the distribution of DAS could result
in increased effort on non-allocated target stocks, such as monkfish
and skates. However, sectors predicted little consolidation and
redirection of effort in their FY 2010 operations plans. In addition,
any potential redirection in effort would be restricted by the sector's
ACE for each stock, as well as by effort controls in other fisheries
(e.g., monkfish trip limits and DAS). The exemption from the length and
horsepower restrictions on DAS leasing is being requested by the GB Cod
Fixed Gear Sector; the Maine Permit Bank Sector; all 12 Northeast
Fishery Sectors; the Port Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
8. The GOM Sink Gillnet Mesh Exemption
The regulations require a minimum mesh size of 6.5-in (16.51-cm)
for gillnets in the GOM RMA (Sec. 648.80(a)(3)(iv)). Minimum mesh size
requirements have been used to reduce overall mortality on groundfish
stocks, as well as to reduce discarding of, and improve survival of,
sub-legal groundfish. An exemption from this regulation, which would
allow vessels to potentially catch more haddock seasonally in the GOM,
was considered in a supplemental proposed and final rule to FY 2010
sector operations (75 FR 53939; September 2, 2010; and 75 FR 80720;
December 23, 2010) and is functionally equivalent to a pilot program
that was proposed by the Council in Amendment 16. This exemption would
allow sector vessels to use 6-inch (15.24-cm) mesh stand-up gillnets in
the GOM RMA from January 1, 2012, to April 30, 2012, when fishing for
haddock. The designation of this season is consistent with the original
pilot program proposal and is the time period when haddock are most
available in the GOM. Sector vessels utilizing this exemption would be
prohibited from using tie-down gillnets during this period. Sector
vessels may transit the
[[Page 10861]]
GOM RMA with tie-down gillnets, provided they are properly stowed and
not available for immediate use in accordance with one of the methods
specified at Sec. 648.23(b).
The GOM Sink Gillnet Mesh Program, as proposed by the Council,
stipulated that Day gillnet vessels would not be able to fish with,
possess, haul, or deploy more than 30 nets per trip. Consistent with
the original scope of the pilot program, for FY 2010 NMFS proposed in
supplemental rulemaking that Day gillnet vessels utilizing this
exemption also be limited to 30 nets per trip during this period, but
requested public comment on a net limit of between 30 and 150 stand-up
nets, analyzing up to 150 nets. Because Day gillnet vessels granted the
sector exemption from Day gillnet net limits, as explained under
exemption request 4, would not be subject to the general net limit in
the GOM RMA, and thus able to fish up to 150 nets in the GOM RMA, they
would be limited to 30 nets when fishing under this exemption program.
Therefore, NMFS again requests public comment on the feasibility of
allowing up to 150 nets when fishing under this exemption. The LOA
issued to sector vessels that qualify for this exemption would specify
the net restrictions to help ensure the provision is enforceable. There
would be no limit on the number of nets that participating Trip gillnet
vessels would be able to fish with, possess, haul, or deploy, during
this period, because Trip gillnet vessels are required to remove all
gillnet gear from the water before returning to port at the end of a
fishing trip.
Recent selectivity studies have indicated that 6.5-inch (16.51-cm)
sink gillnets may not be effective at retaining haddock at the current
legal minimum fish size. An exemption from this requirement would
provide sector vessels the opportunity to utilize a smaller mesh size
gillnet to potentially catch more haddock in the GOM, and, thereby,
increase efficiency and revenue in the fishery. NMFS believes that
impacts to allocated target stocks resulting from this exemption would
be negligible, given that fishing mortality by sector vessels is
restricted by an ACE for allocated stocks, capping overall mortality.
It is possible that a higher net limit for Day gillnet vessels
participating in this program could result in an increase in the number
of gillnets in the water at any one time and, therefore, potentially
increase interactions with protected species. However, potential
negative impacts to protected species from this exemption are expected
to be low because additional nets may result in greater efficiency that
could decrease the overall number of soak hours throughout the year as
a sector's ACE is caught faster, thus potentially reducing interactions
with protected species. In addition, sector vessels utilizing this
exemption would still be required to comply with all requirements of
the Harbor Porpoise Take Reduction Plan and Atlantic Large Whale Take
Reduction Plan. The GOM Sink Gillnet Mesh Exemption is being requested
by the GB Cod Fixed Gear Sector; Northeast Fishery Sectors III, VI-
VIII, and X-XII; the Port Clyde Community Groundfish Sector;
Sustainable Harvest Sectors 1 and 3; and the Tri-State Sector.
9. Prohibition on the Possession or Use of Squid or Mackerel in the CAI
Hook Gear Haddock SAP
The restriction on the possession or use of squid or mackerel as
bait in the CAI Hook Gear Haddock SAP was originally approved by the
Council in Framework 41, and analyzed in the FEIS for Framework 41, but
inadvertently not included in the regulations implementing Framework
41. To correct this oversight, this provision was implemented as part
of the Amendment 16 final rule. This restriction was intended to
control the catch rates of cod, as squid and mackerel have been
demonstrated to result in higher catch rates of cod. NMFS received
comments on Amendment 16 that the bait restrictions should not apply to
sector vessels. In the final rule implementing Amendment 16, NMFS
stated that * * * because the Council did not provide for a specific
exemption from such bait restriction in Amendment 16, NMFS cannot
provide a sector an exemption from the bait requirements for this SAP
in the final rule.'' However, because the bait restriction in Framework
41 was included under Section 4.2.2.2 ``Requirements for Vessels not in
the Hook Sector,'' NMFS, after further discussion with Council staff,
understands that Framework 41 intended that this bait restriction apply
only to vessels fishing outside of a sector (i.e., the common pool).
Based on this, NMFS intends to revise the current regulations for this
requirement in an upcoming correction rule and, until the correction is
effective, exempt any interested sector from this provision for the
remainder of FY 2010 through an amendment to that sector's approved
operations plan.
The GB Cod Fixed Gear Sector requested an exemption from this bait
restriction, asserting the provision is an input control used to
control fishing effort within the SAP under the DAS system and is
unnecessary because catch by the sector will be limited by the ACE for
each stock that caps overall fishing effort.
10. Access to GOM Rolling Closure Areas in May and June
The GOM Rolling Closure Areas were initially implemented in 1998
under Framework 25 to the FMP to reduce fishing effort in ``areas with
high GOM cod landings.'' However, Framework 26 referred to the rolling
closure areas as ``inshore `cod spawning' closures.'' The stated
purpose and need under Framework 26 (Section 3.0) states that the
Council wanted to ``take additional action to protect cod during the
1999 spawning season * * * and immediate action is necessary to reduce
catches and protect the spawning stock.'' As a result, Framework 26
expanded the time period of these ``cod spawning'' closures, which
included several 30-minute blocks. The final rule implementing
Framework 26 (64 FR 2601; January 15, 1999) specified that the Council
undertook action to expand these closures because of the ``opportunity
to delay fishing mortality on mature cod during the spring spawning
period, a time when stocks aggregate and are particularly vulnerable to
fishing pressure.'' Amendment 16 implemented universal sector
exemptions from specific portions of the current GOM Rolling Closure
Areas, and specifically did not exempt these portions of these areas
due to the understanding that they protect spawning aggregations of
cod. The Council tasked the Groundfish Plan Development Team (PDT) with
reviewing and analyzing the existing GOM Rolling Closure Areas to
determine which areas should remain closed, but stipulated that sectors
may request specific exemptions from the GOM Rolling Closure Areas in
their sector operations plans. On November 18, 2009, the Council voted
to endorse a previous FY 2010 exemption request from block 138 in May.
Several sectors requested exemptions from GOM Rolling Closure Areas
for FY 2010; however, these exemptions were ultimately rejected in the
final rule implementing FY 2010 sector operations plans because the
requesting sectors failed to consider that, despite ACE limits, direct
targeting of spawning aggregations can adversely impact the
reproductive potential of a stock, as opposed to post-spawning
mortality. Additionally, justification that demonstrates that spawning
fish could be avoided was not provided by the individual sectors. The
final rule also cited that the existing GOM Rolling Closure Areas
provide some protection to harbor porpoise and other marine
[[Page 10862]]
mammals. Six of the Northeast Fishery Sectors and the Sustainable
Harvest Sector requested additional exemptions from these rolling
closures in FY 2010.
The sectors requesting this exemption for FY 2011 assert that the
GOM Rolling Closure Areas were originally intended as mortality
closures, and are now unnecessary because fishing mortality for sectors
is capped by the ACE allocated for each groundfish stock. Sustainable
Harvest Sectors 1 and 3 are requesting access to 30-minute blocks 138
and 139 in May, and 30-minute block 139 in June. They argue that they
should not be subject to additional mortality controls because sector
vessels are limited to a hard TAC. Additionally, these sectors note
that Table 177 in the Environmental Impact Statement for Amendment 16
indicates that May is not a particularly important time for groundfish
spawning, with the exception of plaice and haddock. The Port Clyde
Community Groundfish Sector is requesting access to 30-minute blocks
138 and 139 in May, and 30-minute blocks 139, 145, and 146 in June. The
Port Clyde Community Groundfish Sector stipulated a strategy to
minimize the impacts to spawning fish while promoting benefits to
sector members. Under this strategy, the sector would restrict the
harvesting of any species in these areas and times by capping the
percentage of the sector's available ACE that could be harvested from
these areas, and would institute a closure of these areas if, based on
NMFS Northeast Fisheries Observer Program (NEFOP) data, a significant
amount of spawning fish are harvested. Additionally, the sector
proposes to implement a program to notify the sector manager and other
vessels if spawning aggregations and/or marine mammals are detected in
these areas. Finally, the Port Clyde Community Groundfish Sector
contends that vessels fishing in the requested exemption areas would
provide additional data, which could serve as a pilot study for future
use of these areas and times by all sectors.
11. Prohibition on Discarding
Current regulations prohibit sector vessels from discarding legal-
sized fish of any of the 14 stocks allocated to sectors while at sea
(Sec. 648.87(b)(1)(v)(A)). Amendment 16 contained this provision to
ensure that the sector's ACE is accurately monitored. Sectors requested
a partial exemption from this prohibition, because of concerns that
retaining and landing large amounts of unmarketable fish, including
fish carcasses, creates operational difficulties and potentially unsafe
working conditions for sector vessels at sea. The Regional
Administrator considered a partial exemption from the requirement to
retain all legal-sized fish in a supplemental proposed rule to FY 2010
sector operations. However, due to problematic mid-season
implementation issues, further consideration of this exemption was
delayed until FY 2011 in the supplemental final rule to FY 2010 sector
operations. Under this proposed exemption, all legal-sized unmarketable
allocated fish would be accounted for in the overall sector-specific
discard rates in the same way discards of undersized fish at sea are
currently accounted for, through observer and at-sea monitoring
coverage. If approved, unmarketable fish discarded by a sector's
vessels on observed trips would be deducted from that sector's ACE and
incorporated into that sector's discard rates to account for discarding
under this exemption on unobserved trips. Vessels in a sector opting
for this exemption would be required to discard all legal-sized
unmarketable fish at sea (i.e., not just on select trips). Legal-sized
unmarketable fish would be prohibited from being landed to prevent the
potential to skew observed discards. NMFS is specifically seeking
comment on the implementation of this requirement.
NMFS received several comments regarding this exemption in response
to the proposed supplemental rule for FY 2010 sector operations, which
initially proposed this exemption. This included comment from Oceana,
who raised concern that this exemption would expand loopholes in the
self-reporting component of the sector monitoring program, and
encourage high-grading, thereby weakening the sector monitoring program
and undermining the FMP goals, as well as National Standards 2 and 9 of
the Magnuson-Stevens Fishery Conservation and Management Act. However,
the accounting of discards does not rely on self-reported data. Rather,
actual discards by sector vessels observed by NMFS observers and at-sea
monitors on sector trips are applied to the sector's ACEs in live
weights, and incorporated into sector-specific discard rates that are
used to account for discards by sector vessels on unobserved trips. In
addition, this exemption is not expected to lead to high-grading of
catch, given that there is a financial incentive for sector vessels to
minimize discards of allocated stocks. Since discards of allocated
stocks are applied to the sector's ACE through observer data and
sector-specific discard rates, there is an incentive for sector vessels
that opt for this exemption to land catch rather than discard it, to
maximize the value of the sector's ACEs. Thus, this discarding
exemption is intended to provide NMFS with additional data for the
monitoring of sector ACEs. Currently, a sector vessel could illegally
discard legal-sized unmarketable fish at sea for operational or safety
reasons. If such discarding is occurring only on unobserved sector
trips, these discards may be unaccounted for in the sector-specific
discard rates. This exemption would allow sectors to legally discard
these fish at sea and, therefore, would provide NMFS with a means of
capturing some of this information. Therefore, allowing the discarding
of unmarketable fish and incorporating observed unmarketable discards
into the sector-specific discard rates under this exemption would
account for any illegal discarding that may currently be occurring on
unobserved trips and, thereby, improve the information being used to
extrapolate discards across all sector trips.
Finally, NMFS received a comment that the proposed rule did not
contain sufficient analysis of the exemption and that further analysis
should be completed prior to implementation. This exemption was
analyzed in the FY 2010 proposed supplemental rule and EA, and is
further discussed here. The analysis of this exemption was based upon
information available at the time of the analysis, which consisted of
observer data from sector trips through November 3, 2010. Dealer
reports and vessel trip reports (VTRs) were not designed to
specifically monitor the landing and handling of unmarketable fish, so
there is little information available from these sources about the
amount of unmarketable fish that sector vessels have landed to date.
During the development of this exemption, NMFS identified the need for,
and implemented, a specific code that could be used by vessels to
report the landing of unmarketable fish on their VTRs. A permit holder
letter sent on October 20, 2010, introduced this VTR code to vessel
operators and included instructions for both vessel operators and
dealers for the reporting of unmarketable fish. If approved, legal-
sized unmarketable fish could be discarded at sea, and recorded as such
on the VTR. Sectors that do not receive this exemption would continue
to use the new VTR code. NMFS observers and at-sea monitors record the
amount of each species kept by sector vessels because they are
prohibited from discarding such fish by the regulations. Fish recorded
under this category likely
[[Page 10863]]
consist of unmarketable legal-sized fish of allocated stocks that could
not otherwise be discarded by the vessel operator and, therefore,
represent the best estimate of the amount of unmarketable fish that
sector vessels encounter on a given trip and may be expected to discard
under this exemption. Observer data from sector trips during the first
half of FY 2010 show that retained legal-sized unmarketable groundfish
have been observed on 7.3 percent of observed sector trips. Observers
reported a total of 14,423 lb (6,542 kg) of unmarketable groundfish
that have been retained by sector vessels on 161 trips. Gillnet vessels
encountered the most unmarketable groundfish per trip, with an average
of 92 lb (42 kg), and a maximum of 402 lb (182 kg). Hook vessels
retained an average of 64 lb (29 kg) of unmarketable groundfish per
trip (maximum of 150 lb (68 kg)), and trawl vessels retained an average
of only 23 lb (10 kg) of unmarketable groundfish per trip (maximum of
14 lb (6 kg)). In addition, unmarketable fish have a much greater
occurrence on gillnet trips than trips using hook or trawl gear, during
the time from May 1 through November 3, 2010, with observers reporting
legal-sized unmarketable fish on 151 gillnet trips, but only 7 hook
trips and 3 trawl trips. The occurrence of legal-sized unmarketable
fish that had to be retained is limited, and does not appear to be a
significant portion of sector catch. To date, these observed fish, and
other unmarketable fish landed, are deducted from the sector's ACE. For
sectors opting for the discarding exemption, any unmarketable fish that
would have been required to be landed without the exemption and now are
discarded by sector vessels will be recorded by observers as discards
and applied to sector ACEs through discard data and sector-specific
discard rates on unobserved trips.
The discarding exemption, in combination with the enhanced
reporting of legal-sized unmarketable fish, would improve the
monitoring of this unmarketable portion of sector catch, particularly
on unobserved sector trips. The discard exemption is being requested by
the GB Cod Fixed Gear Sector; Northeast Fishery Sectors II-III, V-VI
and X-XII; Sustainable Harvest Sectors 1 and 3; and the Tri-State
Sector.
12. Extension of the GOM Sink Gillnet Mesh Exemption Through May
For a full description of the GOM Sink Gillnet Mesh Exemption,
please see exemption 8 of this section. Northeast Fishery Sectors III,
VI-VIII, and X have requested that the GOM Sink Gillnet Mesh Exemption,
proposed above, be extended an additional month, from the end of April
until the end of May.
This exemption would provide sector vessels the opportunity to
potentially catch more GOM haddock, a fully rebuilt stock, during the
months that haddock are most prevalent, and would also provide sector
participants the opportunity to more fully harvest their allocation of
GOM haddock, therefore increasing efficiency and revenues for vessel
participating in this program. The sectors assert that impacts to non-
target species would be minimal, because fishing effort by sectors
vessels is restricted by ACE for allocated stocks, which caps overall
mortality.
13. Daily Catch Reporting by Sector Managers for Vessels Participating
in the CA I Hook Gear Haddock SAP
The regulations at Sec. 648.85(b)(7)(v)(C) require that sector
vessels that declared into the CA I Hook Gear Haddock SAP submit daily
catch reports to the sector manager, and that the sector manager report
catch information to NMFS, on a daily basis. This reporting requirement
was originally implemented through Framework 40A, to facilitate real-
time monitoring of quotas by both the sector manager and NMFS.
Amendment 16 granted authority to the Regional Administrator to
determine if weekly sector reports were sufficient for the monitoring
of most SAPs. Through the final rule implementing Amendment 16, the
Regional Administrator alleviated reporting requirements for sector
vessels participating in other Special Management Programs (SMPs),
though these reporting requirements were retained for the CA I Hook
Gear Haddock SAP, given that NMFS must continue to monitor an overall
haddock TAC that applies to sector and common pool vessels fishing in
this SAP.
The GB Cod Fixed Gear Sector requests that NMFS exempt the sector
manager from submitting these reports to NMFS, opting instead to
mandate that participating vessels submit a VMS catch report directly
to NMFS containing all required information, analogous to the
requirements for common pool vessels. The sector contends that this
scenario would provide NMFS with data in a more timely fashion.
NMFS is currently evaluating the possibility of using the sector
manager's weekly report, rather than daily reports, to monitor the TAC.
Sector weekly reports have provided information in a timely enough
manner to adequately monitor other SAPs. However, the weekly reports,
in their current form would not provide sufficient information.
Furthermore, NMFS is concerned that this provision may reduce the
sector manager's capability to accurately monitor the sector's ACE in a
timely manner. NMFS is soliciting comment on both the utility of the
current reporting method, and the alternate reporting options
highlighted above.
14. Prohibition on Pair Trawling
The regulations at Sec. 648.14(k)(5)(vi) prohibit pair trawling in
the NE multispecies fishery. This prohibition was originally
implemented through an emergency interim rule (58 FR 32062; June 8,
1993), extended through a second emergency interim rule (59 FR 26;
January 3, 1994), and made permanent in Amendment 5 (59 FR 9872; March
1, 1994). The first emergency interim rule prohibited pair trawling,
based on record low abundance of spawning stock biomass and high
fishing mortality of cod, conditions of the haddock stock and benefits
to reducing discards of haddock, the high efficiency of this gear type,
and an increase in the number of vessels electing to use this gear. The
second emergency interim rule extending the prohibition noted that pair
trawls are ``highly efficient gear, and its unlimited use during a
period of severely declining haddock and cod stocks is
counterproductive to the goal of reducing effort in an overfished
fishery.'' Amendment 5 also noted that pair trawling vessels ``had
significantly higher revenue-per-day-absent and landings-per-day-absent
than otter trawl vessels fishing singly,'' further demonstrating the
efficiency of this gear type. While initially intended to protect cod
and haddock stocks, which at the time were at all-time low levels of
abundance, the rule noted that ``the stock condition and landings will
continue to decline until such time that meaningful measures are
implemented that will eliminate the overfished condition of the stocks
and reduce the exploitation rate to levels that will allow significant
rebuilding to take place.''
Northeast Fishery Sectors VI-X and XIII are requesting an exemption
from the pair trawling restriction for FY 2011, while restricting
vessels to using either the Ruhle Trawl or the Eliminator Trawl. The
sectors comment that a prohibition of this highly efficient gear type
was intended to reduce fishing mortality. Given this, the sectors
assert that, since sectors are managed under an ACE, they should be
exempt from effort controls. These sectors anticipate that
[[Page 10864]]
the exemption will enable participating vessels to harvest the sector's
ACE more efficiently and economically.
However, NMFS has concerns with granting this exemption because,
due to the efficiency of pair trawling, sectors may not have sufficient
ACE for all stocks caught by this gear, and may be unable to
selectively target desired stocks. Additionally, this gear
configuration has not been studied, and it could be that an increase in
herding could diminish the established selectivity of the Ruhle Trawl.
NMFS is especially interested in receiving public comment on this
exemption request.
15. Minimum Hook Size Requirements for Demersal Longline Gear
The regulations at Sec. Sec. 648.80(a)(3)(v), 648.80(a)(4)(v),
648.80(b)(2)(v), and 648.80(c)(2)(iv) specify that ``all longline gear
hooks must be circle hooks, of a minimum size of 12/0.'' This
restriction was implemented through Amendment 13 to reduce the catch of
small fish and improve their survivability in the hook fishery. In
addition, the Amendment 13 FEIS further reasoned that ``limits on the
number of hooks are intended to reduce overall effort in the hook
fishery.''
The Northeast Coastal Communities Sector requested an exemption
from this regulation, which would allow sector members the ability to
target flatfish, species of fish which generally have smaller mouths
than other groundfish. The sector asserts that bycatch could be avoided
by selectively placing this gear, and that this exemption would allow
its members to more effectively harvest the sector's ACE and increase
profit margins of sector fishermen. However, NMFS has concerns with
allowing a smaller hook size, given that this could increase the catch
of sublegal fish.
16. Minimum Mesh Size Requirements on Targeted Redfish Trips
The regulations at Sec. 648.80 specify the minimum mesh size that
may be used in fishing nets on vessels fishing in the GOM, GB, SNE, and
MA RMAs. The regulations implementing the minimum mesh size were
initially adopted through interim rules in 2001 and 2002 (67 FR 21140,
29 April 2002; 67 FR 50292, August 1, 2002) and made permanent through
Amendment 13. This provision was intended to provide protection to
spawning fish and increase the size of targeted fish. Framework 42
further modified the mesh regulations in the SNE/MA RMAs to reduce
discards of yellowtail flounder.
Northeast Fishery Sectors II, V-X and XIII are requesting an
exemption from the current minimum mesh size codend on targeted redfish
trips for FY 2011; replacing this requirement with a 5-inch (12.7-cm)
minimum mesh size codend on directed redfish trips. The sectors also
propose that members be required to notify the manager at least 48 hrs
in advance of such a trip, and be required to have 100 percent observer
or at-sea monitor coverage while utilizing this gear. Also, to
accurately monitor the ACE, Sector members would be required to submit
catch reports to the sector manager on a daily basis while at sea. The
requesting sectors argue that this exemption could increase the
operational flexibility of sector vessels and could increase profit
margins of sector fishermen.
The sectors referenced several studies in support of this
exemption. A study entitled ``The Status of the Fishery Resources of
the Northeast U.S.,'' by Mayo, R., L. Col and M. Traver 2006 describes
the gear historically used in the redfish fishery. It notes that the
minimum mesh size restrictions, along with ``low biomass and truncated
size and age structure of the redfish stock have effectively eliminated
the prosecution of a fishery since the mid 1980s.''
Anecdotal information for FY 2010 provided by some industry
members, as well as information in a study entitled ``ME Boats go for
Redfish the New-Fashioned Way,'' by Peter K. Prybot, in the September
2010 issue of Commercial Fisheries News, suggests that some sector
members have been successful at targeting redfish utilizing gear with
6.5-inch (16.51-cm) mesh. NMFS is currently funding a study through the
Northeast Cooperative Research Partners Program to investigate
strategies and methods to sustainably harvest the redfish resource in
the GOM through a network approach, including fishing enterprises, gear
manufacturers, researchers, and social and economic experts and
managers, which will include the investigation of success of various
mesh sizes within the fishery. Given that the use of this smaller mesh
could negatively impact spawning fish and populations of flounders,
which the current minimum mesh sizes were intended to protect, NMFS has
reservations about approving this exemption, until such time that
results from this study can first be considered.
17. Rhule and Haddock Separator Requirements to Utilize the 98.4 in x
15.7 in (250 cm x 40 cm) Eliminator Trawl TM
Through several separate rulemakings (73 FR 29098, May 20, 2008; 73
FR 40186, July 14, 2008; 73 FR 52214, August 9, 2008; and 73 FR 53158,
August 15, 2008), NMFS has authorized the use of the Ruhle Trawl
(f.k.a., Eliminator Trawl and Haddock Rope Trawl) for use in the B DAS
Program, Eastern U.S./Canada Haddock SAP, and the Eastern U.S./Canada
Area Program. NMFS approval of this gear was based upon a
recommendation from the Council, following a review of a study that
demonstrated that this experimental net was successful at targeting
haddock and significantly reducing the catch of other groundfish
species. NMFS, however, noted in the final rule approving this gear for
use in the B DAS Program and the Eastern U.S./Canada Haddock SAP that
the ``results of the experiment cannot be used to extrapolate to
smaller scale haddock rope trawl gear that could be readily used by
smaller ho