Modernizing the FCC Form 477 Data Program, 10827-10852 [2011-4393]
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Federal Register / Vol. 76, No. 39 / Monday, February 28, 2011 / Proposed Rules
and safety, and other advantages;
distributive impacts; and equity). HRSA
believes that this proposed rule is not a
significant regulatory action under the
Executive Order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. Because this proposed rule
simply updates an existing regulation to
add further details to the description of
certain situations that are covered by the
FTCA, and because such coverage is
provided for under Federal law, HRSA
certifies that the rule will not have a
significant economic impact on a
substantial number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and Tribal governments, in the
aggregate, or by the private sector, of
$100,000,000 or more (adjusted
annually for inflation) in any one year.’’
HRSA does not expect this proposed
rule to result in any one-year
expenditure that would meet or exceed
this amount.
Paperwork Reduction Act
This rule does not contain any new
information collection or recordkeeping
requirements that fall under the
purview of the Paperwork Reduction
Act of 1995. The recordkeeping
requirements contained in this rule are
part of normal business practice and do
not require the collection of new
information or impose additional
requirements beyond current routine
practice.
List of Subjects in 42 CFR Part 6
Emergency medical services, Health
care, Health facilities, Tort claims.
srobinson on DSKHWCL6B1PROD with PROPOSALS
Dated: May 27, 2010.
Mary Wakefield,
Administrator, Health Resources and Services
Administration.
Approved: January 24, 2011.
Kathleen Sebelius,
Secretary.
For the reasons stated in the
preamble, we are proposing to amend 42
CFR part 6 as follows:
PART 6—FEDERAL TORT CLAIMS
ACT COVERAGE OF CERTAIN
GRANTEES AND INDIVIDUALS
1. The authority citation for part 6
continues to read as follows:
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Authority: Sections 215 and 224 of the
Public Health Service Act, 42 U.S.C. 216 and
233.
2. In § 6.6, revise paragraph (e) to read
as follows:
§ 6.6
Covered acts and omissions.
*
*
*
*
*
(e) For the specific activities
described in this paragraph, when
carried out by an entity that has been
covered under paragraph (c) of this
section, the Department has determined
that coverage is provided under
paragraph (d) of this section, without
the need for specific application for a
coverage determination under paragraph
(d) of this section, if the activity or
arrangement in question fits squarely
within the examples of activities listed
below; otherwise, the health center
should seek a particularized
determination of coverage under
paragraph (d) of this section.
(1) Community-Wide Interventions. (i)
School-Based Clinics. Health center staff
provide primary and preventive health
care services at a facility located in a
school or on school grounds. The health
center has a written affiliation
agreement with the school.
(ii) School-Linked Clinics. Health
center staff provide primary and
preventive health care services, at a site
not located on school grounds, to
students of one or more schools. The
health center has a written affiliation
agreement with each school.
(iii) Health Fairs. Health center staff
conduct an event to attract community
members for purposes of performing
health assessments. Such events may be
held in the health center, outside on its
grounds, or elsewhere in the
community.
(iv) Immunization Campaigns. Health
center staff conduct an event to
immunize individuals against infectious
illnesses. The event may be held at the
health center, schools, or elsewhere in
the community.
(v) Migrant Camp Outreach. Health
center staff travel to a migrant
farmworker residence camp to conduct
intake screening to determine those in
need of clinic services (which may
mean health care is provided at the time
of such intake activity or during
subsequent clinic staff visits to the
camp).
(vi) Homeless Outreach. Health center
staff travel to a shelter for homeless
persons, or a street location where
homeless persons congregate, to
conduct intake screening to determine
those in need of clinic services (which
may mean health care is provided at the
time of such intake activity or during
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subsequent clinic staff visits to that
location).
(2) Hospital-Related Activities.
Periodic hospital call or hospital
emergency room coverage is required by
the hospital as a condition for obtaining
hospital admitting privileges. There
must also be documentation for the
particular health care provider that this
coverage is a condition of employment
at the health center.
(3) Coverage-Related Activities. As
part of a health center’s arrangement
with local community providers for
after-hours coverage of its patients, the
health center’s providers are required by
their employment contract to provide
periodic or occasional cross-coverage for
patients of these providers.
(4) Coverage in Certain Individual
Emergencies. A health center provider is
providing or undertaking to provide
covered services to a health center
patient within the approved scope of
project of the center, or to an individual
who is not a patient of the health center
under the conditions set forth in this
rule, when the provider is then asked,
called upon, or undertakes, at or near
that location and as the result of a nonhealth center patient’s emergency
situation, to temporarily treat or assist
in treating that non-health center
patient. In addition to any other
documentation required for the original
services, the health center must have
documentation (such as employee
manual provisions, health center
bylaws, or an employee contract) that
the provision of individual emergency
treatment, when the practitioner is
already providing or undertaking to
provide covered services, is a condition
of employment at the health center.
[FR Doc. 2011–3439 Filed 2–25–11; 8:45 am]
BILLING CODE 4160–15–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 1, 20, and 43
[WCB: WC Docket Nos. 07–38, 09–190, 10–
132, 11–10; FCC 11–14]
Modernizing the FCC Form 477 Data
Program
Federal Communications
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
In this document, the
Commission considers whether and
how to reform the Form 477 data
program, which serves as the
Commission’s primary tool for
collecting broadband and local
telephone data. The Commission
SUMMARY:
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believes it is time to consider whether
modifying the Form 477 will improve
the Commission’s ability to carry out its
duties under the Communications Act
of 1934, as amended (the Act), and is an
important part of the Commission’s
larger initiative to modernize and
streamline how the Commission
collects, uses, and disseminates data.
DATES: Comments are due on or before
March 30, 2011, and reply comments
are due on or before April 14, 2011.
Written comments on the Paperwork
Reduction Act proposed or modified
information collection requirements
must be submitted by the public, Office
of Management and Budget (OMB), and
other interested parties on or before
April 29, 2011.
ADDRESSES: You may submit comments,
identified by WC Docket No.11–10, by
any of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Federal Communications
Commission’s Web Site: https://
fjallfoss.fcc.gov/ecfs2/. Follow the
instructions for submitting comments.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
documents, sign language interpreters,
CART, etc.) by e-mail: FCC504@fcc.gov
or phone: (202) 418–0530 or TTY: (202)
418–0432.
For detailed instructions for submitting
comments and additional information
on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document. In addition to filing
comments with the Secretary, a copy of
any comments on the Paperwork
Reduction Act information collection
requirements contained herein should
be submitted to the Federal
Communications Commission via e-mail
to PRA@fcc.gov and to Nicholas A.
Fraser, Office of Management and
Budget, via e-mail to
Nicholas_A._Fraser@omb.eop.gov or via
fax at 202–395–5167.
FOR FURTHER INFORMATION CONTACT:
Jeremy Miller at (202) 418–1507,
Wireline Competition Bureau, Industry
Analysis and Technology Division. For
additional information concerning the
Paperwork Reduction Act information
collection requirements contained in
this document, send an e-mail to
PRA@fcc.gov or contact Judith Boley
Herman at 202–418–0214.
SUPPLEMENTARY INFORMATION: This is a
synopsis of the Commission’s Notice of
Proposed Rulemaking in WC Docket
Nos. 07–38, 09–190, 10–132 and 11–10,
adopted and released on February 8,
2011. The complete text of this
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document is available for inspection
and copying during normal business
hours in the FCC Reference Information
Center, Portals II, 445 12th Street, SW.,
Room CY–A257, Washington, DC 20554.
The document may also be purchased
from the Commission’s duplicating
contractor, Best Copy and Printing, Inc.,
445 12th Street, SW., Room CY–B402,
Washington, DC 20554, telephone (800)
378–3160 or (202) 863–2893, facsimile
(202) 863–2898, or via the Internet at
https://www.bcpiweb.com. It is also
available on the Commission’s Web site
at https://www.fcc.gov.
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using: (1) The Commission’s
Electronic Comment Filing System
(ECFS), (2) the Federal Government’s
eRulemaking Portal, or (3) by filing
paper copies. See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121, May 1, 1998.
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://www.fcc.gov/
cgb/ecfs/ or the Federal eRulemaking
Portal: https://www.regulations.gov.
Filers should follow the instructions
provided on the Web site for submitting
comments.
Æ For ECFS filers, if multiple docket
or rulemaking numbers appear in the
caption of this proceeding, filers must
transmit one electronic copy of the
comments for each docket or
rulemaking number referenced in the
caption. In completing the transmittal
screen, filers should include their full
name, U.S. Postal Service mailing
address, and the applicable docket or
rulemaking number. Parties may also
submit an electronic comment by
Internet e-mail. To get filing
instructions, filers should send an email to ecfs@fcc.gov, and include the
following words in the body of the
message, ‘‘get form.’’ A sample form and
directions will be sent in response.
Æ Paper Filers: Parties who choose to
file by paper must file an original and
four copies of each filing. If more than
one docket or rulemaking number
appears in the caption of this
proceeding, filers must submit two
additional copies for each additional
docket or rulemaking number.
Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail
(although we continue to experience
delays in receiving U.S. Postal Service
mail). All filings must be addressed to
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the Commission’s Secretary, Office of
the Secretary, Federal Communications
Commission.
Æ The Commission’s contractor will
receive hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary at 236
Massachusetts Avenue, NE., Suite 110,
Washington, DC 20002. The filing hours
at this location are 8 a.m. to 7 p.m. All
hand deliveries must be held together
with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
Æ Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
Æ U.S. Postal Service first-class,
Express, and Priority mail should be
addressed to 445 12th Street, SW.,
Washington, DC 20554.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
send an e-mail to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at (202) 418–0530 (voice) or
(202) 418–0432 (TTY). Contact the FCC
to request reasonable accommodations
for filing comments (accessible format
documents, sign language interpreters,
CART, etc.) by e-mail: fcc504@fcc.gov;
phone: (202) 418–0530 or (202) 418–
0432 (TTY).
In addition, one copy of each pleading
must be sent to each of the following:
Æ The Commission’s duplicating
contractor, Best Copy and Printing, Inc.,
445 12th Street, SW., Room CY–B402,
Washington, DC 20554; Web site: https://
www.bcpiweb.com; phone: 1–800–378–
3160; and
Æ Jeremy Miller, Competition Policy
Division, Industry Analysis and
Technology Division, 445 12th Street,
SW., Room 5–B145, Washington, DC
20554; e-mail: Jeremy.Miller@fcc.gov or
telephone number (202) 418–1507.
Filings and comments are also
available for public inspection and
copying during regular business hours
at the FCC Reference Information
Center, Portals II, 445 12th Street, SW.,
Room CY–A257, Washington, DC,
20554. Copies may also be purchased
from the Commission’s duplicating
contractor, BCPI, 445 12th Street, SW.,
Room CY–B402, Washington, DC 20554.
Customers may contact BCPI through its
Web site:
https://www.bcpiweb.com, by e-mail at
fcc@bcpiweb.com, by telephone at (202)
488–5300 or (800) 378–3160 (voice),
(202) 488–5562 (TTY), or by facsimile at
(202) 488–5563.
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Comments and reply comments must
include a short and concise summary of
the substantive arguments raised in the
pleading. Comments and reply
comments must also comply with § 1.49
and all other applicable sections of the
Commission’s rules. We direct all
interested parties to include the name of
the filing party and the date of the filing
on each page of their comments and
reply comments. All parties are
encouraged to utilize a table of contents,
regardless of the length of their
submission. We also strongly encourage
parties to track the organization set forth
in the NPRM in order to facilitate our
internal review process.
Initial Paperwork Reduction Act of
1995 Analysis
This document proposes new or
revised information collection
requirements. The reporting
requirements, if any, that might be
adopted pursuant to this NPRM are too
speculative at this time to request
comment from the OMB or interested
parties under section 3507(d) of the
Paperwork Reduction Act, 44 U.S.C.
3507(d). Therefore, if the Commission
determines that reporting is required, it
will seek comment from the OMB and
interested parties prior to any such
requirements taking effect. Nevertheless,
interested parties are encouraged to
comment on whether any new or
revised information collection is
necessary, and if so, how the
Commission might minimize the burden
of any such collection. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, we will
seek specific comment on how we might
‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’ Nevertheless, interested
parties are encouraged to comment on
whether any new or revised information
collection is necessary, and if so, how
the Commission might minimize the
burden of any such collection.
Synopsis of the Further Notice of
Proposed Rulemaking
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I. Introduction
1. In this Notice of Proposed
Rulemaking (NPRM), we seek comment
on whether and how to reform the Form
477 data program to improve the
Commission’s ability to carry out its
statutory duties, while streamlining and
minimizing the overall costs of the
program, including the burdens
imposed on service providers. This
NPRM is an important part of our larger
Data Innovation Initiative to modernize
and streamline how we collect, use, and
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disseminate data, and to ensure that all
of the data we collect is useful for
supporting informed policymaking,
promoting competition, and protecting
consumers. We are focused on giving
careful consideration to the benefits and
burdens of our data collections, and
eliminating unnecessary collections
where possible. For example, the
Initiative already has identified over
twenty data collections across the entire
Commission that may be outdated and
ripe for elimination, as well as a number
of statutory reporting obligations that
may have outlived their usefulness.
Similarly, for each type of data
discussed in this NPRM, we will
consider the burdens and benefits of any
proposed changes. Our goal is to ensure
that the Commission has the data it
needs, while minimizing the overall
burdens of data collection.
2. Established in 2000, Form 477 is
the Commission’s primary tool for
collecting data about broadband and
local telephone networks and services.
The form requires providers of
broadband service, local telephone
service, interconnected Voice over
Internet Protocol (VoIP) service, and
mobile telephone service to report the
number of subscribers they have in their
respective service areas. But the
Commission has in the past noted
shortcomings of the data collected using
Form 477, and after more than a decade
of rapid innovation in the market for
broadband and telephone services, and
consistent with the Government
Accountability Office’s (GAO) recent
finding that the Commission’s
broadband data collection fails to collect
key data required to inform policy
decisions and generally needs
improvement, we believe it may be time
to modify Form 477 to better serve the
needs of the Commission, Congress,
service providers, and consumers. In
fact, since the last modification of Form
477, Congress directed the FCC to
collect additional information to
supplement its analysis of broadband
deployment and availability. As we
have noted before, Form 477 collects
data that are ‘‘a critical precursor’’ to the
Commission’s ability to fulfill its
statutory duties, and provides the
Commission with ‘‘a set of data of
uniform quality and reliability’’ superior
to other publicly available information
sources. Form 477 also enables us to
fulfill our obligation to reduce
government regulation wherever
possible, by providing ‘‘a factual basis to
evaluate the nature and impact of our
existing regulation and, in particular, to
identify areas where competition has
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developed sufficiently to justify
deregulation.’’
II. Background
A. Form 477 Data Program
3. Development of FCC Form 477. The
Commission initiated the Form 477 data
program in May 2000 to ‘‘materially
improve its ability to develop, evaluate,
and revise policy’’ for broadband and
telephone services, and ‘‘to provide
valuable benchmarks for Congress, the
Commission, other policy makers, and
consumers.’’ The Commission designed
the program as a standardized
collection, with separate sections on
subscriptions to broadband services,
local telephone service competition, and
mobile telephony services.
4. In establishing the Form 477
framework for broadband data, the
Commission anticipated that a ‘‘regular
and consistent survey of broadband
deployment’’ would substantially assist
it in fulfilling its statutory duty under
Section 706 of the Telecommunications
Act to report to Congress on broadband
deployment and availability, and to
encourage the deployment of broadband
to all Americans. To that end, the initial
Form 477 collected broadband
subscribership data. Specifically, the
form collected data from facilities-based
providers on the numbers of
connections to the Internet in service to
consumers in each State, and whether
such connections used the provider’s
own facilities, unbundled network
elements (UNEs), special-access lines or
other leased lines, or wireless channels.
The Commission established 200
kilobits per second (kbps) as the
minimum transfer-speed threshold for
the connections it would track, and
required providers to identify the
technology used to provide the
connections, the percentage of
connections offered to residential
customers and small businesses, and
each ZIP code in which the providers
had at least one connection in service.
5. The initial Form 477 likewise
collected subscribership data for local
telephone service, including data from
incumbent local exchange carriers
(LECs) and competitive LECs on the
number of voice-grade equivalent lines
and fixed wireless channels in service
for the provision of local exchange or
exchange access service to end-user
customers and for resale. The original
Form 477 required LECs to report the
five-digit ZIP codes in which customers
served, by reported lines and wireless
channels. Mobile telephony providers
were required to report their total
subscribers by State, and the percentage
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of customers billed directly by the
reporting provider.
6. The initial Form 477 program did
not require small providers to file
reports. Specifically, broadband service
providers with fewer than 250
connections in service in a State were
not required to file the form. LECs with
fewer than 10,000 voice-grade
equivalent lines or wireless channels in
service, and mobile telephony providers
with fewer than 10,000 subscribers were
similarly not required to file.
7. Revisions to Form 477. The
Commission has twice modified Form
477. First, in 2004, the Commission
revised the Form 477 program to require
submissions from all facilities-based
providers of broadband connections, in
order to capture a more comprehensive
picture of broadband deployment in
rural areas. Further, the Commission
required filers to report the percentage
of their connections that fell into five
speed tiers. The Commission also
required all wired and fixed wireless
providers to report the technologies
used to provide service in the ZIP codes
in which at least one connection was in
service. The Commission acknowledged
that mobile broadband service differs in
some respects from fixed broadband
service, and required filers reporting
mobile wireless broadband subscribers
to list the ZIP codes that ‘‘best represent
the filers’ mobile wireless broadband
coverage areas.’’
8. The Commission next refined the
Form 477 data program in 2008,
establishing the framework that is
currently in place. The Commission
decided to collect more granular
subscription and speed data, and to
improve the quality of data on mobile
wireless broadband services. All
wireline and terrestrial-fixed wireless
broadband service providers must now
report the numbers of subscribers at the
census-tract level, broken down by
technology and more disaggregated
speed tiers; and the percentage of
subscribers that are residential.
Incumbent LECs must continue to report
the percentage of their service areas
where DSL connections are available to
residential premises, and cable system
operators must do the same with regard
to cable modem service availability.
Providers of terrestrial mobile wireless
broadband services must continue to
submit their broadband subscriber totals
on a State-by-State basis, rather than at
the census-tract level, and must report
on the census tracts that ‘‘best represent’’
their broadband service footprint for
each speed tier in which they offer
service.
9. The 2008 Broadband Data
Gathering Order and Further NPRM, 73
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FR 37911, July 2, 2008, also required
providers of interconnected VoIP
services to report the number of
subscribers in each State, the number of
subscribers who purchase the service in
conjunction with the purchase of a
broadband connection and, of those, the
types of connections purchased.
Interconnected VoIP providers also
must report the percentage of
subscribers who can use the service over
any broadband connection.
10. 2008 Further NPRM. The
Commission sought comment in 2008
on further revisions to Form 477,
including whether and how to institute
a national broadband availability
mapping program. The Commission
tentatively concluded that it ‘‘should
collect information that providers use to
respond to prospective customers to
determine on an address-by-address
basis whether service is available.’’ The
Commission sought comment on
standardized collection formats;
whether it should collect information on
pricing and actual speeds of broadband
services; how generally to maintain the
confidentiality of broadband data;
whether the Commission should
conduct and publish periodic consumer
surveys on broadband services; and
whether it should require LECs and
interconnected VoIP providers to report
the number of subscribers in geographic
units below the State level, either by ZIP
code or census tract.
B. Other Developments Relating to Data
Collection
11. Since the adoption of the 2008
Broadband Data Gathering Order and
Further NPRM, 73 FR 37911, July 2,
2008, a number of legislative and
regulatory developments have affected
the obligations of the Commission and
other government agencies to collect
data related to telephone and broadband
services.
1. Broadband Data Improvement Act
12. On October 10, 2008, Congress
enacted the Broadband Data
Improvement Act (BDIA), expressly
finding that ‘‘[i]mproving Federal data
on the deployment and adoption of
broadband service will assist in the
development of broadband technology
across all regions of the nation.’’ The
BDIA imposed several new obligations
on the Commission and other Federal
agencies.
a. Revisions to Section 706 Reporting
Requirements
13. The BDIA amended Section 706 of
the Telecommunications Act of 1996 to
improve the quality and quantity of data
the Commission collects on the
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deployment and adoption of broadband
services. First, the BDIA requires the
Commission to publish its Section 706
reports ‘‘annually’’ instead of ‘‘regularly,’’
as previously required. Second, the
BDIA requires the Commission to
compile ‘‘demographic information for
unserved areas’’ as part of the annual
Section 706 inquiry. Specifically, the
BDIA requires that the Commission
‘‘compile a list of geographical areas not
served by any provider of advanced
telecommunications capability.’’ If
Census Bureau data are available, the
Commission must ‘‘determine, for each
such unserved area—(1) The
population; (2) the population density;
and (3) the average per capita income.’’
14. The BDIA also requires the
Commission to perform an international
comparison in its annual broadband
deployment report conducted pursuant
to Section 706 of the
Telecommunications Act. Specifically,
Section 1303 of Title 47 now requires
the Commission to ‘‘include information
comparing the extent of broadband
service capability (including data
transmission speeds and price for
broadband service capability) in a total
of 75 communities in at least 25
countries abroad for each of the data
rate benchmarks for broadband service
utilized by the Commission to reflect
different speed tiers.’’
b. The GAO’s Report on Broadband
Metrics and Standards
15. In addition, the BDIA required the
GAO’s Comptroller General to conduct
a study and issue a report on broadband
metrics and standards by October 10,
2009. That report evaluated the
‘‘broadband metrics that may be used by
industry and the Federal Government
[including the Commission] to provide
users with more accurate information
about the cost and capability of their
broadband connection[s], and to better
compare the deployment and
penetration of broadband in the United
States with other countries.’’
16. The GAO found that current
measures of broadband performance
‘‘have limitations,’’ that ‘‘views were
mixed on potential alternatives, and
ongoing [broadband data collection]
efforts need improvement.’’ Further,
stakeholders reported to the GAO that
the data collected by the FCC Form 477
‘‘[do] not include information on
availability, price, or actual delivered
speeds, which limits the ability to make
comparisons across the country and
inform policy or investment decisions.’’
2. Recovery Act
17. In February 2009, Congress
enacted the American Recovery and
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Reinvestment Act (ARRA), which
directed the Commission to develop a
national broadband plan to ensure that
all people of the United States have
access to broadband. The ARRA also
directed the National
Telecommunications and Information
Administration (NTIA) to develop and
maintain a comprehensive nationwide
and publicly available map of
broadband service capability and
availability.
a. National Broadband Plan
18. Section 6001(k) of the ARRA
instructed the Commission to submit to
Congress a national broadband plan that
would analyze mechanisms for ensuring
broadband access by all people of the
United States, provide a detailed
strategy for achieving affordability and
maximum usage, and include a plan for
use of broadband to advance national
purposes such as education, health care,
energy, and public safety. The resulting
National Broadband Plan, published on
March 16, 2010, noted the necessity for
‘‘continuous collection and analysis of
detailed data on competitive behavior,’’
and stressed the need for the
Commission to conduct ‘‘more thorough
data collection to monitor and
benchmark competitive behavior.’’ In
particular, recommendation 4.2 of the
Plan suggested that the Commission
‘‘revise Form 477 to collect data relevant
to broadband availability, adoption and
competition.’’
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b. NTIA’s Broadband Inventory Map
19. In order to comply with
requirements under the BDIA and the
ARRA, NTIA in July 2009 established a
State Broadband Data and Development
Grant Program (SBDD). Through this
program, NTIA has awarded grants,
funded through 2015, to certain Statedesignated entities to fund the
collection of data from broadband
providers. The data collected by NTIA
as part of the SBDD program will help
populate a national broadband
inventory map, which will be made
public in February of this year. In
accordance with the ARRA, this map
will allow consumers to determine
broadband ‘‘availability’’ through a Web
site that is ‘‘interactive and searchable.’’
3. The Commission’s Data Innovation
Initiative
20. On June 29, 2010, the Commission
launched the Data Innovation Initiative,
designed to modernize and streamline
how the Commission collects, uses, and
disseminates data. As part of the
Initiative, the Wireline Competition,
Wireless Telecommunications, and
Media Bureaus released public notices
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seeking input on which existing data
collections should be eliminated or
improved, and which new ones should
be added. Review of the resulting
record, along with staff work in the
three Bureaus, has identified over
twenty data collections that may be
outdated and ripe for elimination, as
well as a number of statutory reporting
obligations that may have outlived their
usefulness. We will initiate proceedings
to consider elimination of those data
collections that are completely within
our purview. Recognizing that data
collection is essential to fulfill the
Commission’s central statutory
obligations, including advancing
universal service, protecting consumers,
promoting competition, and ensuring
public safety, we also look forward to
working with Congress to eliminate any
outdated statutory reporting obligations
that they choose to relieve us of.
4. 2010 Biennial Review
21. The Commission also is
conducting its 2010 biennial review of
telecommunications regulations,
pursuant to Section 11 of the
Communications Act of 1934, as
amended. This section requires the
Commission (1) to review biennially its
regulations ‘‘that apply to the operations
or activities of any provider of
telecommunications service,’’ and (2) to
‘‘determine whether any such regulation
is no longer necessary in the public
interest as the result of meaningful
economic competition between
providers of such service.’’ The
Commission is directed to repeal or
modify any regulations that it finds are
no longer in the public interest.
III. Purposes for Which the Commission
Must Obtain Data
22. The Commission must collect
timely and reliable information to carry
out its statutory duties. In the eleven
years that have passed since the
Commission established the Form 477
data program, commenters in a number
of proceedings have suggested that the
broadband and telephone subscription
data we currently collect are insufficient
to allow the Commission to fulfill its
statutory responsibilities.
Telecommunications markets are now
in a period of transition to a world in
which fixed and mobile broadband
networks give consumers access to not
only voice communications capability
but a myriad of other applications and
services. Commission data shows that
there are now more than 274 million
mobile telephony subscriptions in the
United States, and interconnected VoIP
subscriptions increased by more than
20% during 2009 while traditional
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PSTN switched access lines decreased
by 6%.
23. The National Broadband Plan
recommended that the Commission
closely observe this transition from
legacy circuit-switched networks to all
IP, broadband networks to ensure that
legacy regulations and services do not
impede the transition to a modern and
efficient use of resources, that
businesses can plan for and adjust to
new standards, and, perhaps most
importantly, that consumers do not lose
access to statutorily required ‘‘adequate
facilities at reasonable charges.’’
Commenters in the National Broadband
Plan suggested that the Commission
collect data, or seek comment on the
need to collect data, on a variety of
issues related to this transition,
including public safety, service quality,
customer satisfaction, and price. Below,
we identify a number of important
purposes for which the Commission and
commenters have noted that we may
require more robust data, and seek
comment on the data needed to fulfill
those purposes.
A. Ensuring Universal Service
24. Section 254 of the Act, which
governs administration of universal
service programs, requires the
Commission to base its universal service
policies on certain principles, including
that ‘‘[q]uality services’’ be ‘‘available at
just, reasonable, and affordable rates,’’
and that ‘‘[c]onsumers in all regions of
the Nation, including low-income
consumers and those in rural, insular,
and high cost areas, should have access
to telecommunications and information
services * * * that are reasonably
comparable to those services provided
in urban areas and that are available at
rates that are reasonably comparable to
rates charged for similar services in
urban areas.’’ A key goal set forth in the
National Broadband Plan is to reform
the Universal Service Fund (USF) to
‘‘accelerate the deployment of
broadband to unserved areas,’’ and the
Commission’s unanimously adopted
Joint Statement on Broadband calls for
the USF to be reformed ‘‘to increase
accountability and efficiency, encourage
targeted investment in broadband
infrastructure, and emphasize the
importance of broadband to the future of
these programs.’’
25. We seek comment on the data
needed to ensure universal service.
Numerous stakeholders have asserted
that the Commission must collect
deployment, price, and service quality
data to effectively fulfill its obligations
under Section 254 and to modernize the
USF to focus on broadband. For
example, Verizon has stated that the
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Commission must have reliable data to
identify areas that are truly unserved by
broadband to implement USF reform.
The National Broadband Plan noted that
‘‘[a]cross the four USF programs, there is
a lack of adequate data to make critical
policy decisions regarding how to better
utilize funding to promote universal
service objectives.’’ The Commission
itself has noted the importance of
having reliable data to measure the
performance of the USF and to protect
against waste, fraud, and abuse. Would
data on deployment, price, service
quality, and subscription be required to
assess whether the performance goals
proposed for the USF high-cost program
and Connect America Fund in the
NPRM released today are being
achieved? Would voice and broadband
pricing data be necessary to develop
possible rate benchmarks for voice and/
or broadband service in order to
determine if services are ‘‘affordable’’
and ‘‘reasonably comparable to rates in
urban areas’’? Would determining
whether particular areas of the
country—including rural, insular, and
high-cost areas—should be exempt from
aspects of the USF reform program or
afforded different treatment require
deployment, subscription, price and
service quality data?
B. Ensuring Public Safety
26. The Communications Act charges
the Commission with ensuring that
‘‘wire and radio communications service
with adequate facilities at reasonable
charges’’ are available for the purpose of,
inter alia, ‘‘promoting safety of life and
property through the use of wire and
radio communications.’’ Congress has
further tasked the Commission with a
key role in guaranteeing that Americans
have access to emergency services via
911. The Commission must be able to
monitor the performance of both legacy
circuit-switched networks and
broadband networks to ensure that
consumers can access emergency
services as service providers transition
from one technology to the other. As
noted in the National Broadband Plan,
‘‘[a] more reliable [broadband] network
would also benefit homeland security,
public safety, businesses and
consumers, who are increasingly
dependent on their broadband
communications, including their mobile
phones.’’
27. We seek comment on what data
the Commission needs to fulfill these
goals. Would mobile service
deployment data, for example, allow the
Commission to identify areas where
consumers lack access to 911 service,
such as rural highways or remote
worksites? Would service quality data
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enable the Commission to identify
networks that limit consumers’ access to
emergency services as a result of
excessive downtime? Could customer
complaint data likewise serve as an
indicator that networks are
insufficiently reliable to ensure that
consumers can depend on them in an
emergency?
C. Promoting Telephone and Broadband
Competition
28. Promoting competition is a core
purpose of the Telecommunications Act
of 1996, as amended, and as the
National Broadband Plan noted,
‘‘[c]ompetition is crucial for promoting
consumer welfare and spurring
innovation and investment in
broadband access networks,’’ and
‘‘provides consumers the benefits of
choice, better service and lower prices.’’
Others have noted the importance of
competition to consumer welfare. In
addition, vibrant competition in a
market can reduce or eliminate the need
for regulation. For example,
competition, properly demonstrated,
can be the basis for forbearance from
regulations under Section 10 of the Act.
As the Commission previously has
found in the context of its Section 10
analysis, ‘‘competition is the most
effective means of ensuring that * * *
charges, practices, classifications, and
regulations * * * are just and
reasonable, and not unjustly or
unreasonably discriminatory.’’ The
Commission also is required to annually
present its findings regarding the state
of competition in the mobile services
marketplace pursuant to Congress’s
instruction in Section 332(c)(1)(C) of the
Act.
29. Despite the importance of
assessing competition in order to fulfill
the Commission’s statutory
responsibilities, the Commission does
not always have sufficient information
about voice and broadband services
sufficient to assess competition
accurately. For example, the
Commission has recognized that a lack
of comprehensive data on telephone and
broadband services has, in certain
situations, compromised the rigor of its
analysis in proceedings seeking the
transfer of Title III licenses and Section
214 authorizations. Similarly, in a
decision regarding whether to grant
forbearance from network unbundling
and other regulations pursuant to
Section 10 of the Act, the Commission
was unable to make a definitive finding
regarding market share in the telephony
market when the primary cable operator
did not voluntarily file reliable data.
30. The National Broadband Plan also
noted that statements from a number of
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commenters—including officials from
the Department of Justice and the
Federal Trade Commission—
demonstrate that ‘‘additional data are
needed to more rigorously evaluate
broadband competition.’’ The Plan
concluded that to ensure that the right
policies are put in place so that the
broadband ecosystem benefits from
meaningful competition as it evolves, it
is ‘‘important to have an ongoing, datadriven evaluation of the state of
competition.’’ The National Broadband
Plan therefore recommended that the
Commission ‘‘revise Form 477 to collect
data relevant to broadband availability,
adoption and competition.’’ Numerous
commenters have made similar
observations and recommendations.
31. It is important to note that
although more robust deployment and
subscription data may give the
Commission a view of the potential for
competition in an area, the National
Broadband Plan and a number of
commenters have explained that such
data alone would not necessarily reveal
the actual extent of competition or the
level of benefit that consumers enjoy
from any competition that exists, and
that price and service quality data could
fill these gaps. We seek comment on the
need for price and service quality data
as well as deployment and subscription
data to satisfy relevant statutory goals.
D. Promoting Broadband Deployment
and Availability
32. As discussed above, Section
706(b) of the Telecommunications Act
of 1996, as amended, directs the
Commission to annually ‘‘initiate a
notice of inquiry concerning the
availability of advanced
telecommunications capability to all
Americans’’ and ‘‘determine whether
advanced telecommunications
capability is being deployed to all
Americans in a reasonable and timely
fashion.’’ The Commission has noted
that information about broadband
deployment and availability throughout
the nation is essential to fulfill its
obligations under Section 706,
including the requirement to compile
information about demographic
information for unserved areas.
33. We seek comment on whether the
Commission has data sufficient to
effectively fulfill this purpose. The
Commission has observed that the data
it has collected to date have allowed
only limited assessments of broadband
deployment and availability. For
example, the Commission has used
information about the existence of at
least one subscriber in a ZIP code or
census tract as a proxy for both
deployment and availability. But the
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Commission and commenters have
noted that subscription data,
particularly when collected above the
household level, is an imperfect proxy
for network deployment or capability.
For example, deployment is overstated
when households subscribe in one part
of an area (such as a census tract) but
service is not offered to households in
other parts of the same area, while
deployment is understated if no
household in an area has chosen to
subscribe to any service offering
provided by a network, and capability is
understated if no household has opted
for the highest speed offering.
34. We also note that the Commission
has long identified broadband
availability as a broader concept than
broadband deployment. A number of
commenters have suggested that the
Commission collect other types of data
beyond the Form 477 subscribership
data to fulfill its obligations under
Section 706, including information on
where infrastructure has been deployed,
the price of broadband services, and
service quality. Would the use of such
data sources in conjunction with
subscription data provide additional
insights into broadband adoption in the
United States? If infrastructure data
were collected, how could the
Commission ensure that sensitive
information on critical infrastructure is
appropriately shielded and protected?
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E. Other Statutory Obligations
35. We seek comment on other
statutory obligations and Commission
efforts that may require the Commission
to reform the 477 data program. In
addition, we seek comment on whether
the subscription data currently collected
via Form 477 and the Commission’s
other data collection programs are
sufficient for such obligations, or
whether the Commission should collect
additional types of data. Commenters
who advocate the collection of
additional data should explain how
collecting specific types of data would
result in concrete benefits for
consumers, service providers, and other
stakeholders, and explain whether the
benefits would outweigh the burdens.
IV. Revisions to the FCC Form 477 Data
Program
36. In the preceding section, we
discussed specific statutory obligations
of the Commission that, to be performed
effectively, may require the collection of
better data. We turn now to discussion
of what specific data may be necessary
to discharge these statutory
responsibilities, and whether and
(where relevant) how we should collect
each type of data using Form 477. After
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reviewing input from outside parties,
we believe that there are five categories
of data that may be necessary to meet
the Congressional mandates described
in the prior section: deployment,
pricing, and service quality and
customer satisfaction data, which
provide measures of supply;
subscription data, which provides a
measure of consumer demand; and
ownership and contact information,
which serves multiple statutory
purposes. While collecting other
categories of data, such as the location
of last- and middle-mile infrastructure,
could prove useful to the Commission,
Form 477 may not be the most
appropriate tool for collecting such data.
We seek comment on whether there are
other types of data necessary for the
Commission to complete its mandates
that should be collected using Form
477.
37. We recognize that data collections
place burdens—and potentially
significant burdens—on those required
to file, and we actively seek to balance
the benefits of data collected against
those burdens. We seek comment on
whether each of the types of data noted
below is necessary for the Commission
to fulfill its statutory mandates. Those
who suggest that the Commission does
not need particular data should specify
how the Commission can meet its
obligations without such data. For data
that the Commission should collect, we
seek comment on whether the
Commission should gather the data
through an OMB-approved data
collection or whether there are other
sources. For example, are there
commercial data sources that would
allow the Commission to meet its
obligations? Alternatively, would it be
practical for Commission staff to collect
data from public sources (e.g., from
service providers’ Web sites)? Those
advocating the use of commercial or
publicly available data should discuss
any limitations associated with such
sources, the resources the Commission
would need to devote to the collection
method proposed (e.g., direct costs, staff
time), and the impact such a collection
method would have on other
Commission efforts. Where a data
collection is necessary, we seek
comment on ways that the Commission
can minimize the burden for filers, for
example, in the design of the collection
or in tools the Commission can provide.
Commenters who cite the burden of an
OMB-approved collection should
quantify the burden they expect and
explain their quantification
methodology. We seek comment on
issues specific to reducing the burden of
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each collection as they are discussed in
the following sections.
A. General Considerations
1. Streamlining Collection
38. To reduce production burdens,
commenters urge the Commission to
ensure that the FCC Form 477 collection
process is as ‘‘streamlined as possible,’’
and we agree that streamlining the
process where appropriate must be a top
priority for the Commission. For
example, providers request that the
Form 477 interface be redesigned to
allow parties to file data on multiple
States as a single file. We seek comment
on these proposals, and on other steps
the Commission can take to streamline
the Form 477 data program.
39. Reporting entities already
maintain subscriber databases that
include address-level information; thus,
providing subscribership information at
the address level could simplify
reporting. At the same time, collection
of address-level deployment and
availability information would allow the
Commission to make policy decisions
based on a more granular and accurate
understanding of the marketplace. We
note that some providers have explicitly
requested that they be allowed to submit
subscribership data at the address level
to reduce their reporting burden. We
seek comment whether it would be less
burdensome for providers to submit
address-level data with respect to the
deployment and availability of services.
We also seek comment on other ways
that the Commission can ease the
burden on small- and medium-sized
providers.
40. In addition, we seek comment on
the extent to which technological tools
can reduce the burden of producing
information. For example, the
Commission now makes available a
Census Block Conversions application
programming interface (API) that
returns a U.S. Census Bureau Census
Block number given a passed latitude
and longitude. The API also returns the
State and county name associated with
a block. Among other benefits, we
expect that this API will assist providers
in assigning subscribers to censusdefined geographic areas. What other
tools are available to reduce the burdens
providers face in complying with our
data reporting programs? Are there other
tools that the Commission itself should
develop?
2. Use of Third-Party and Publicly
Available Data
41. We seek comment on whether and
how the Commission can obtain reliable
data from third parties and publicly
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available sources. The Commission in
2007 sought comment on the
‘‘availability of commercial sources of
broadband deployment data or dataprocessing programs that could augment
or otherwise add value to our use of
Form 477 data, or reduce the associated
costs and other burdens imposed on
reporting providers.’’ The Commission
declined to use any such sources in the
2008 Broadband Data Gathering Order
and Further NPRM, 73 FR 37911, July
2, 2008. We note that the Commission
currently relies on some third-party data
that may be considered authoritative,
and seek comment on what other data
could be obtained by the Commission
from third parties. We also seek
comment on whether there are new
sources of data that could serve
Commission goals.
42. We note that there are limitations
associated with third-party data sources.
Commercial data sources rarely rely on
a census of all data sources of a
particular type and more often rely on
sampling. The bias associated with
sampling, or the use of proprietary
methods to create or extrapolate from a
sample, could limit the applicability of
commercial data. Further, commercial
data often include restrictions to data
rights that could limit the Commission’s
ability to publish underlying data or
resulting analysis. We seek comment on
these potential shortcomings of
commercial data, whether there are
ways to mitigate them, and the balance
between these limitations and the
burden that could be avoided by the use
of commercial data. The Commission
could also cull some information from
public sources, such as company Web
sites. We note that such data may be
unreliable or insufficiently detailed, and
seek comment on the extent to which
the Commission can base policy on such
data. To the extent commenters
advocate for the use of commercial or
third-party data for a specific collection,
we ask that they quantify the resources
the Commission would have to devote
to procure or process those data. How
should the Commission balance the
costs of purchasing data or collecting
data itself from public sources against
the burdens that Form 477 data
collection may impose on service
providers?
3. Who Must Report
43. Four classes of entities currently
file FCC Form 477: facilities-based
providers of broadband connections to
end user locations; providers of wired or
fixed wireless local exchange telephone
service; providers of interconnected
VoIP service; and providers of mobile
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telephony services. Some entities may
fill out only certain portions of the form.
44. Some of the proposals identified
below would have the Commission
collect from all providers of voice and
broadband services data that may have
in the past been collected only from a
subset of providers. For example, some
of the service quality data some have
suggested we should collect from all
broadband providers formerly were
collected only from price cap carriers.
We seek comment on whether there are
classes of providers that should be
exempted from reporting elements of
any proposed data collection. For
example, small broadband providers
may find it relatively more burdensome
to comply with certain data reporting
obligations than larger carriers. Any
proposals to exempt certain providers
should include the legal and policy
grounds and the policy implications for
such an exemption.
45. We also seek comment on whether
additional classes of entities should be
required to file FCC Form 477. For
example, should we revise our
definition of ‘‘interconnected VoIP’’ for
the purposes of this collection to
include services that permit users to
receive calls that originate on the public
switched telephone network or to
terminate calls to the public switched
telephone network? Proposals to require
additional classes of entities to file
should discuss the Commission’s
authority to do so.
4. Frequency of Reporting
46. The Commission previously has
decided that it can best balance its need
for timely information with its desire to
minimize the reporting burden on
respondents by requiring providers to
report data on a semi-annual basis. One
commenter has asked the Commission
to require quarterly collections ‘‘to keep
pace with rapidly evolving Internet
technology and allow regulators to plan
and adjust policies.’’ Another
commenter asks that the Commission
synchronize the filing deadlines for FCC
Form 477 with those for the NTIA’s
SBDD. We seek comment on whether
FCC Form 477 should be filed more or
less frequently.
B. Specific Categories of Data
47. Commenters have identified five
categories of data that may help the
Commission more effectively carry out
its statutory obligations: deployment,
price, subscription, service quality and
customer satisfaction, and ownership
and contact information. We seek
comment on whether and how the
Commission should collect such data,
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and the Commission’s authority to do
so.
48. Those commenting on how to
collect data should be as specific as
possible. Establishing detailed data
reporting requirements is an inherently
difficult task. Particular elements of a
dataset may be simple to describe
conceptually, but difficult to specify as
a practical matter. Conversely, a data
element may be easily specified, but
difficult to explain in plain language. To
the extent commenters propose that we
collect specific data elements, we ask
that commenters both discuss the
concept and provide an actual
specification of each data element. To
the extent particular proposals are
offered, are there different data elements
that might better achieve our goals,
including minimizing production
burdens on filers and processing
burdens on the Commission?
1. Deployment
49. As discussed above, numerous
stakeholders have urged the
Commission to obtain data that would
allow it to understand where providers
have deployed networks capable of
delivering a given service. We seek
comment on whether deployment data
are necessary to fulfill several of the
purposes discussed above: ensuring
universal service by tracking the
expansion of broadband networks,
identifying areas that lack access to
fixed or mobile broadband and assisting
the Commission in targeting support to
areas that most need it; monitoring
telephone and broadband competition
by providing insight into the service
areas of potential competitors regardless
of the technology used; and promoting
broadband deployment and availability
by providing reliable information about
broadband deployment nationwide. In
this section, we seek comment on how
the Commission might obtain
deployment data for voice and
broadband services.
a. Voice Network Deployment
(i) Fixed
50. The Commission currently does
not collect data on fixed voice network
deployment. And although the national
telephone subscription rate has
remained high over the last decade, a
number of commenters have informed
the Commission that residents in some
areas of the country—particularly rural,
insular, high-cost, and Tribal areas—do
not have access to basic fixed telephone
service. Other commenters assert that
State carrier of last resort obligations are
sufficient to ensure that fixed voice
networks are ubiquitously deployed. We
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seek comment on whether the
Commission should collect fixed voice
network deployment data. If such a
collection is warranted, should it be
limited to areas in which network
deployment has historically been a
concern, such as rural, insular, highcost, and Tribal areas? What geographic
area (e.g., census block or address-level)
would be appropriate for reporting such
data?
(ii) Mobile
51. The Commission currently
licenses a dataset from a commercial
source, American Roamer, for data on
mobile network deployment. American
Roamer provides coverage boundary
maps for mobile voice and broadband
networks based on information
provided to them by mobile wireless
network operators. The Commission
previously has noted that analysis based
on this data ‘‘likely overstates the
coverage actually experienced by
consumers, because American Roamer
reports advertised coverage as reported
to it by many mobile wireless service
providers, each of which uses a different
definition of coverage. The data do not
expressly account for factors such as
signal strength, bit rate, or in-building
coverage, and they may convey a false
sense of consistency across geographic
areas and service providers.
Nonetheless, the analysis is useful
because it provides a quantitative
baseline that can be compared across
network types, technologies, and
carriers, over time.’’
52. We seek comment on whether it
is appropriate to continue relying on
American Roamer’s mobile telephony
deployment data. Are alternative
datasets available, and if so, how do
they compare to the data available to
and currently purchased by the
Commission? Are such datasets
available only as off-the-shelf products,
or would it be possible to acquire
datasets tailored to the Commission’s
specifications? For such datasets, what
are the likely costs, and how timely is
the data? Should the Commission
require carriers to submit mobile
telephony deployment data,
notwithstanding the availability of some
data from third parties? If so, what data
submissions should be required? Should
the Commission collect data that are
based on a standardized definition of
coverage or a range of signal strengths
that would reflect a likely consumer
experience? We also seek comment on
whether the Commission should collect
data on the spectrum bands used for
mobile voice network deployment in
specific geographic areas, which would
help the Commission to fulfill its
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regulatory agencies, have expressed
support for collection of broadband
deployment data at the address level.
These commenters note that address-byaddress data would yield the most
useful data for the Commission about
where broadband is deployed. Some
b. Broadband Network Deployment
smaller providers also state that
(i) SBDD Data
reporting at the subscriber address level
53. The national broadband inventory would ease the burden of reporting.
map under development by the NTIA is Other commenters, however, have
suggested that reporting address-level
an important step toward collecting
deployment information would be
more robust data about broadband
deployment and availability. The GAO’s unduly burdensome for providers,
report noted that stakeholders ‘‘generally particularly for small- and mediumsized providers that do not maintain
agreed’’ that this national broadband
map ‘‘would address some gaps and
such data. We seek comment on the
provide detailed data on availability,
benefits and burdens of requiring
subscribership, and actual delivered
address-level deployment data. In
speeds,’’ but there were concerns that
addition, we seek comment on how to
the data collection mechanism used—
account for areas where networks are
which depends on voluntary reporting
deployed, but there are no homes or
by providers to State entities whose
businesses with addresses (e.g.,
methods may vary from State to State—
uninhabited highways with mobile
could ‘‘result in inconsistent data and
network coverage). At least one State
limit the effectiveness of the effort.’’
(California) already requires address54. Broadband deployment data
level reporting for the construction of its
collected via Form 477 could address
broadband map. We seek comment on
these consistency concerns and provide this and similar State agency initiatives
an ongoing source of data at the
and request any empirical evidence of
conclusion of the SBDD program.
the burdens and impact of compliance.
Verizon, Sprint, T-Mobile, and NCTA
57. Some commenters in prior
suggest that the Commission consider
proceedings have suggested that the
the extent to which it is necessary to
Commission collect deployment data at
collect broadband deployment data
through Form 477 once NTIA’s national the census block level. The California
Public Utility Commission (PUC) notes
broadband inventory map is online and
that reporting by census block would
the data become available to the
yield an average of 22 households,
Commission. We seek comment on this
whereas a census tract yields an average
suggestion. On what data would the
of 1,628 households. Census block-level
Commission rely at the conclusion of
reporting could provide a balance
the SBDD program, and how would the
between being more granular than
Commission reliably analyze trends in
broadband deployment if there are gaps census tract-level reporting and
in data collected by the SBDD program? avoiding any privacy issues associated
with address-by-address reporting.
(ii) Data Collection by the Commission
Commenters have also noted that the
55. We seek comment on a number of utilization of a Census geography
facilitates the application and analysis
issues raised by commenters who
recommend that the Commission collect of Census demographic data, such as
data on broadband network deployment. income, race, age, and household size
and composition. We seek comment on
56. Geographic Area. Parties have
whether the burdens imposed by
proposed varying levels of geographic
collecting census block-level data are
specificity the Commission should
significantly greater than those
require when collecting deployment
information. Currently, the Commission associated with collecting census tractlevel data. Would the burdens imposed
collects subscription data—which it
by collecting census block-level data be
uses as a proxy for deployment—for
fixed broadband providers at the census substantially greater than requiring
address-level reporting? Are there
tract level. In the 2008 Broadband Data
particular benefits to using census-block
Gathering Order and Further NPRM, 73
FR 37911, July 2, 2008, the Commission level reporting? What were the costs and
benefits of initiatives that have used
tentatively concluded that it should
census block-level reporting? What
measure deployment on an address-byaddress basis, which would provide the alternative reporting methods could the
most granular and accurate information. Commission use to ease the burden on
carriers that might find census blockA number of commenters in prior
level data to be unduly burdensome,
proceedings, particularly State
spectrum management responsibilities
under Title III of the Act. How
burdensome would the collection of
mobile telephony deployment data be
for providers? What are the benefits of
obtaining such information?
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while still collecting comparable and
useful data?
58. NTIA’s broadband mapping effort
sought deployment data for a smaller
geographic area than a census block for
census blocks larger than two square
miles. We seek comment on the benefits
and costs of this approach. What unit of
measurement should the Commission
utilize for larger census blocks if the
Commission does not use address-byaddress reporting?
59. Speed. The National Broadband
Plan noted the importance of speed data
to consumers and policymakers, and
stakeholders generally acknowledge its
usefulness. The Commission currently
collects information about advertised
broadband speeds in its Form 477
collection. The National Broadband
Plan noted, however, that consumers
and policymakers would benefit from
data on actual speeds. The Commission
has sought information about how best
to measure actual broadband speeds.
Recognizing the difficulty of measuring
actual speeds, a number of stakeholders
have nonetheless urged the Commission
to require providers to report actual
speeds. Some have suggested that the
Commission require providers to report
a statistical sampling of average speeds.
Others have suggested requiring
providers to report data contention
ratios (the ratio of the potential
maximum demand to the actual
bandwidth available). Broadband
providers and their industry
associations have argued that actual
speeds are affected by a wide variety of
factors, many beyond the providers’
control, and that measuring speed will
be ‘‘almost impossible.’’ We seek
comment on whether the Commission
should collect data on contention ratios
or some other measure of network
congestion. We further seek comment
on whether the Commission should
continue to collect data only on
advertised speeds, or whether, for
example, providers should provide
information about actual speeds by
geographic area, or speeds that extend
beyond the access network (e.g., end-toend speeds that reflect an end user’s
typical Internet performance). We also
seek comment on how to best measure
the actual speeds of services that can be
provided over a network. The
Commission has undertaken a program
to measure such speeds directly for a
sample of end users of fixed broadband,
and is considering a similar program for
mobile broadband. We seek comment on
whether an approach like this one, a
similar approach with more
measurements, or some other method is
appropriate. Comments on
measurements of actual speed should
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identify the part or parts of the network
where speed should be measured. What
starting and ending points are most
relevant for consumers, providers, and
the Commission?
60. The Commission currently
collects speed data in eight tiers of
advertised download speeds and nine
tiers of advertised upload speeds,
leading to 72 possible combinations.
The SBDD established nine tiers of
advertised download speeds and 11
tiers of advertised upload speeds, for 99
possible combinations. We seek
comment on whether the FCC and NTIA
should conform their speed tiers.
Further, while there is value in having
speed data broken out at a granular
level, relevant speeds are likely to
evolve over time, and having 72 or 99
speed-tier combinations may be
unnecessarily complex. However, we
note that there are benefits to
maintaining some continuity in this area
to enable tracking data on particular
speed-tier combinations over time.
Further, measuring the same speed tiers
for both business and residential
customers may not be appropriate, as
they often have different needs for
speed. When collecting speed data,
should the Commission reduce the
number of speed tiers reported by
providers? Should we add a tier
specifically tied to any speed
benchmark that may be required to
receive USF or Connect America Fund
(CAF) funding? Should any future
increase in that potential benchmark
result in the addition of a speed tier for
that new speed? An alternative
approach would be to define tiers by
pairs of upstream and downstream
speeds. Such an approach would greatly
reduce the number of tiers but would
lock-in pairings of downstream and
upstream speeds. We seek comment on
these approaches, including comment
on the number of speed tiers and
breakpoints.
61. Mobile Issues. Mobile broadband
presents additional challenges with
respect to geography. We seek comment
on whether a mobile service should be
treated differently from a fixed service
for reporting purposes. For mobile
service, a billing address can provide a
subscriber’s home location but does not
reflect the entire coverage area where a
mobile broadband network is available;
nor would a billing address necessarily
be reflective of the primary usage area
of the subscriber, particularly in the
case of family plans and for businesses.
As discussed above, American Roamer
produces mobile voice and broadband
coverage maps, which the Commission
has used to estimate mobile broadband
deployment at the census block level.
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However, these coverage maps have
certain drawbacks, including that the
data do not account for factors such as
signal strength variations. Should the
Commission collect some measure of
signal strength beyond a simple ‘‘signal/
no signal’’ flag? For example, would a
‘‘good/better/best’’ measure for each
geographic area be appropriate, or
would reported advertised speeds
accurately reflect the impact of signal
strength? How should reporting account
for the variability of signal strength and
capacity in a network that includes
mobile users? We seek comment on
whether billing address, census blocks,
or another geographic area should be
used to collect data on mobile
broadband network coverage areas,
separate from the maps obtained from
American Roamer. In addition, Sprint
has stated it has maps that would allow
for the identification of service
availability at the street address level,
and has suggested that the Commission
request such data on a trial basis from
providers that currently produce such
maps. We seek comment on conducting
such a trial.
62. One carrier argues that mobile
wireless providers should not be
required to report speed data because of
the difficulty of measuring factors that
can affect mobile data transfer rates. We
seek comment on whether we should
collect data on mobile connection
speed, and whether fixed and mobile
services should be treated differently
when reporting speed data. In addition
we seek comment on the extent to
which data from the Commission’s
mobile broadband speed test could be
meaningful in evaluating mobile data
transfer rates.
63. Spectrum Issues. We seek
comment throughout this NPRM on
several issues concerning spectrum
usage data, which would help the
Commission to fulfill its spectrum
management responsibilities under Title
III of the Act. How can the Commission
best collect such information? Possible
methods include requiring providers to
indicate the band, radio service code, or
call sign used to provide service.
64. Satellite Issues. We seek comment
on how best to collect deployment data
about satellite-based services. At least
one satellite provider has pointed out
the near-ubiquity of satellite signals.
Should the Commission exempt satellite
broadband providers from reporting
deployment information, or require only
that satellite providers report areas
where terrain or other impediments are
likely to block line of sight to the
satellite?
65. Anchor Institutions. Anchor
institutions such as schools, libraries, or
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hospitals often require broadband
offerings with quality of service
guarantees not required by at least some
retail customers, and Section 254 of the
Act places particular emphasis on
educational providers, libraries, and
health care providers for rural areas. We
seek comment on whether to treat
anchor institutions like other businesses
or whether they should be treated as a
different category for the purposes of
measuring deployment.
2. Price
66. We seek comment on whether
price data are necessary to fulfill several
of the purposes discussed above,
including ensuring universal service by
determining whether rural consumers
are paying affordable and reasonably
comparable rates to those in urban
areas; monitoring telephone and
broadband competition (e.g., in
forbearance proceedings) by providing
data regarding the effect, if any, of
competition on pricing or by
determining whether nominally
competitive providers in fact have
comparable offerings in the market;
reporting a comparison of U.S. and
international prices for broadband
service capability; and promoting
broadband deployment and availability.
67. The Commission previously has
considered whether to use Form 477 to
collect price information. In the 1999
First Section 706 Report, for example,
the Commission sought suggestions on
how to measure market demand through
‘‘indicia [such] as prices [and]
willingness to pay.’’ In the 2008
Broadband Data Gathering Order and
Further NPRM, 73 FR 37911, July 2,
2008, the Commission sought comment
on whether to require providers to
report the monthly price charged for
stand-alone broadband service.
68. Some commenters have argued
that broadband providers should not be
required to submit price information
because prices are competitive; bundled
offerings, temporary discounts, different
pricing plans, and other service
attributes make comparing pricing
complex; the production of pricing data
is too burdensome; and requiring the
production of price data would impose
Title II burdens on broadband providers.
69. Others, however, have urged the
Commission to require broadband and
voice providers to report price
information to assess competition,
determine whether prices are reasonably
comparable in different demographic
areas, inform our USF distribution
mechanism, and to assess why
consumers may not be purchasing
broadband where it is available. Such
commenters have emphasized the need
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for the Commission to collect the actual
price of broadband services to, for
example, allow consumers to compare
service prices. Proposals on how to
collect price data have varied widely,
however, in substance and level of
detail. For example, some State
regulators have urged the Commission
to collect price information for standalone and bundled services, and not to
consider promotional prices or short
term deals. Some have urged the
Commission to collect a measure of
‘‘price per megabit per second.’’ Others
have urged the Commission to collect
‘‘information from commercial carriers
regarding their tier pricing, credit and
deposit requirements across various
communities.’’ Commenters also have
proposed a variety of geographic areas
for reporting price, and a variety of
reporting periods.
70. We seek comment on the
Commission’s legal authority to collect
price data, whether we should use Form
477 to collect price data, and if so, how
we should collect and analyze such
data. We acknowledge that there are a
number of challenges associated with
any approach to collecting price
information. We therefore seek detailed
comment on the strengths and
weaknesses of the approaches we
describe below, and on other possible
approaches.
71. Price data can be collected in
many different ways. For example, the
Commission could collect retail prices
charged by providers for basic voice and
broadband offerings. Given the
complexity and variety of bundles and
discounts, the Commission could
instead define a basket of services and
collect, or require providers to post
publicly, the price of that basket.
Alternatively, the Commission could
collect information about all available
prices and packages, or seek to
determine effective prices that end users
pay.
72. Another approach would be to
have providers report the total revenue
associated with all offerings (including
voice, video (i.e., pay television), and
broadband Internet access services), and
identify the attributes associated with
that revenue, such as the types of
services provided (e.g., voice, video, and
broadband) and key descriptors of those
services (e.g., basic video, extended
video, very high speed Internet access).
The Commission could then determine
the average effective price for each
attribute in a given area by performing
statistical analysis on aggregate revenue
and attribute data across areas large
enough to generate a significant number
of measurements. We seek comment on
whether such an approach would yield
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meaningful results for the purposes
outlined above. We also seek comment
on how this approach might be
specified. For example, how many and
what attributes would be needed to
support a useful analysis? Given that
resolving the price for more attributes
will require more measurements of total
revenue, how should the number and
selection of attributes be balanced
against the geographic size of the
measurement, given that a sufficiently
large sample size for a larger number of
attributes will require more
measurements and a larger geographic
area? Should revenue be inclusive or
exclusive of taxes and fees? Should
revenue be reported separately for
business and residential customers?
73. We note that the Commission has
sought comment on the need for price
data to set benchmarks in the context of
our intercarrier compensation and
universal service proceedings. Would
any of these approaches provide data
suitable for the establishment of such
benchmarks, or are more appropriate
data available from other sources?
74. If the Commission collects price
data, over what geographic area should
prices be collected? As discussed in
Section V.C below, ECPA may limit the
Commission’s ability to require
providers to report price data from
service providers at the household or
address level. Should the Commission
collect price data at the census block
level? Could the Commission collect
data using, for example, street segments
as the collection geographic area? If so,
would it need to guard against
collecting single home street segments?
How could it do so? What impact would
different geographic-level collections
have on the value of the data produced?
Would collecting data at a more
granular level that is consistent with the
restrictions imposed by ECPA (e.g., at
the street-segment level) materially
improve the quality of the analysis and
justify the added complexity of the
collection?
75. Were we to collect pricing data for
mobile services, how should prices for
mobile services be assigned to a
geographic area? Assigning a fixed
service subscriber to a single census
block is a relatively simple process that
providers currently use to provide
subscribership data at the census-tract
level. Assigning price data for mobile
services to a geographic area, however,
is less straightforward, particularly in
light of the billing address issues related
to mobile addressed above. Should
providers of mobile services use the
billing address as the customer’s
location, and report data for that
customer in the corresponding census
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block? For those that suggest mobile
services do not have any inherent
location, how should the Commission
evaluate substitution of fixed service by
mobile? How should the Commission
account for various types of pre-paid
and family plans that are common in
mobile services?
76. The impact of a given price will
be very different for consumers,
businesses, and anchor institutions. The
impact of those prices could vary
significantly within those groups as
well. For example, schools and libraries
may seek a broadband service similar to
a community hospital, but may have
less funding. Should the Commission
specify narrower customer classes (e.g.,
small, medium, and large business)
when collecting price data? How would
any such customer classes be defined?
3. Subscription
77. We seek comment on whether
subscription data, which the
Commission currently collects, are
necessary to fulfill several of the
purposes discussed above: monitoring
telephone and broadband competition
by providing a measure of competition’s
outcome: how many customers
subscribe to different providers’ services
in each area; promoting broadband
deployment and availability; ensuring
public safety by providing a measure of
what networks and providers are relied
on by how many customers in each area;
monitoring the effects of PSTN-to-IP
conversion by providing insight into
how many customers are reliant on each
type of network technology in each area;
and ensuring that affordable voice and
broadband services are available to all
Americans.
78. No commenter has asked the
Commission to cease collecting
subscription data for wireline services.
Are there types of subscription data the
Commission need not continue to
collect? For example, should the
Commission continue to require
providers to report the percentage of
their local exchange telephone service
lines for which they are the
presubscribed interstate long distance
carrier or that are provided over UNE–
Platform? One provider has urged the
Commission to cease collecting
subscription data from wireless service
providers, and instead to ‘‘seek
broadband and telephony data based on
coverage areas’’ like those provided by
American Roamer, because coverage
areas more accurately indicate where
mobile subscribers have access to
wireless service than do subscriber
billing addresses or area codes. We seek
comment on this proposal. Would data
collected by coverage area be sufficient
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to achieve the outcomes discussed in
Section III above?
a. Issues Applicable to Both Voice and
Broadband Subscription
79. Mobile issues. Should the
Commission modify its data collection
practices with respect to mobile voice or
mobile broadband subscribers? For
example, if most providers treat each
line, telephone number, or device as a
separate subscription, to what extent
does over-counting result from
individuals owning or using more than
one device? We also ask that providers
comment on the way in which family
plans are counted. Is one family plan a
subscription, or is each line within the
plan counted as a separate subscriber?
In addition, certain challenges can arise
in collecting data on prepaid
subscribers, particularly subscribers to
traditional pay-as-you-go prepaid plans.
For instance, the address or location of
such subscribers is typically unknown,
and these subscribers may frequently
stop using one device and start using
another without the first device being
counted as a disconnect. We seek
comment on the best way to account for
pre-paid plan subscribers given these
challenges. In addition, should we
collect data on the number of mobile
voice and mobile broadband
subscriptions by spectrum band, by
customer class (i.e., residential and
business), and by technology? Should
we require that mobile voice and mobile
broadband providers distinguish which
subscribers are voice-only, broadbandonly, or both voice and broadband? How
should we account for mobile data
services for non-traditional devices,
such as data-only e-readers, machine-tomachine communications, telemetry
systems, and others? Are there other
ways for the Commission to access this
information? How would any proposed
changes help us to produce our annual
report on mobile wireless competition?
80. Geographic Area. Form 477
currently collects voice telephony
subscription data at the State level and
broadband subscription data at the
census tract level. We seek comment on
whether voice and broadband
subscription data should be collected at
the same level of geographic specificity.
Are there differences in the need for
such data that would justify continuing
to use different levels of specificity? We
also seek comment on whether the
Commission should require entities to
report deployment and subscription
levels at the same level of geographic
specificity.
81. As discussed above, commenters
in prior proceedings have advocated
more granular subscribership data for
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broadband services. Commenters have
also suggested that policymakers need
more granular data about voice services,
particularly in order to address
competition issues. Should voice and
broadband subscription data be reported
at the address level, the census block
level or some other level? Is it important
for voice and broadband subscription
data to be reported at the same
geographic level, regardless of which
one? As discussed below, the Electronic
Communications Privacy Act may be
implicated should the Commission
collect address-level subscription data
from service providers. However, some
smaller providers have specifically
requested that the Commission allow
them to provide address-level data
because that ‘‘would reduce reporting
burdens on small businesses serving
high-cost rural areas.’’ Therefore, we
seek comment on the propriety of
allowing production of such data at the
request of a provider, the benefits and
drawbacks to having some, but not all
subscribership data at that level of
granularity, and whether such
collections would violate ECPA.
82. Data on mobile wireless
broadband subscribers are currently
collected at the State level, while mobile
broadband availability is reported at the
census tract level. We seek comment on
whether we should treat fixed and
mobile services differently. How should
we account for users of resold or
prepaid mobile broadband services,
where the address of the end user may
be unknown?
83. Residential and Business
Subscription Breakdown. Form 477
currently requires that providers report
subscriptions separately for residential
and business customers. We recognize
that this distinction may be imprecise,
particularly for mobile plans where
lines used primarily for business may be
paid for by an individual, or vice versa.
We seek comment on whether there are
better ways to distinguish residential
and business customer classes, for data
and voice services. For example, should
we require providers to treat all fixed
broadband connections with a servicelevel agreement as ‘‘business’’ and all
those without one as ‘‘residential?’’
b. Voice Subscription Data
84. To the extent the Commission
continues to collect subscription data,
we seek comment on whether we
should modify the way in which we
collect that data.
85. Fixed. Should the Commission
modify its data collection practices with
respect to fixed voice services? For
example, should the Commission
distinguish among services sold as
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stand-alone offerings and services that
are bundled with a subscription to
broadband, video, or mobile services?
The Commission currently collects data
on the proportion of subscribers that
have the filing carrier as their
presubscribed interexchange carrier
(PIC). Should the Commission collect
information on what type of
interexchange service plans these
subscribers purchase (e.g., per minute,
bundles of minutes, or unlimited local
and long distance)?
86. Form 477 currently collects
limited data on the extent of facilitiesbased competition for fixed voice
services. Should the Commission
distinguish among the types of loops
provided under unbundled network
element (UNE) arrangements? For
example, should the Commission collect
data on the number of DS0, DS1, and
DS3 loops provided to unaffiliated
telecommunications carriers under a
UNE loop arrangement? The
Commission does not currently collect
information for voice services that are
provided using special access or other
high capacity services/facilities that
have not been channelized. Should the
Commission collect information on
voice services provided in this manner?
87. Interconnected VoIP. Should the
Commission modify its requirements
concerning interconnected VoIP? For
example, should the Commission
distinguish among stand-alone,
facilities-based interconnected VoIP;
stand-alone over-the-top interconnected
VoIP; and interconnected VoIP that is
bundled with a broadband subscription?
Should Form 477 distinguish ‘‘nomadic’’
from ‘‘fixed’’ interconnected VoIP (i.e.,
distinguish whether an interconnected
VoIP service can be used from one or
multiple fixed locations)? Should the
Commission begin collecting data on
VoIP services that do not meet the
definition of interconnected VoIP (e.g.,
services that can make calls to or receive
calls from the PSTN)?
c. Broadband Subscription Data
88. Currently, Form 477 collects data
on broadband subscribership at 72
speed tiers for each census tract in the
nation. As with deployment data, we
seek comment on whether we should
reduce the number of speed tiers at
which providers report. Should the
speed tiers used for deployment and
subscription data be the same? Should
providers of fixed and mobile
broadband services provide the number
of subscribers by technology? We also
seek comment on whether wireless
broadband providers should include
information about the spectrum band(s)
they use to provide service.
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4. Service Quality and Customer
Satisfaction
89. We seek comment on whether
service quality and customer
satisfaction data are necessary to fulfill
several of the purposes discussed above:
reducing waste, fraud, and abuse and
increasing accountability in our
universal service programs by ensuring
that recipients of government support
provide services to their customers that
are reliable and of comparable quality to
those not provided with government
support; ensuring public safety by
ensuring that networks remain a reliable
means of contacting public safety
organizations; monitoring telephone and
broadband competition by ensuring that
service providers with overlapping
footprints provide comparable levels of
service; promoting broadband
deployment and availability; protecting
consumers by ensuring that end users
have information about network
performance; and tracking the effects of
the conversion from PSTN to IP services
by providing insight into the
performance levels of both networks.
a. Issues Applicable to Both Voice and
Broadband
90. Who Should Report. The
Commission previously has collected
voice service quality and customer
satisfaction data from a small subset of
the total number of carriers. We seek
comment on whether and how such
data should be collected from a larger
universe of voice and broadband
providers.
91. What Data Should Be Collected. If
we do collect such data, we seek
comment on what aspects of service
quality and customer satisfaction are
relevant to the purposes described
above or otherwise identified by
commenters. The Commission could
collect, for example, data regarding the
number of trouble reports or complaints
that customers make regarding network
performance or degradation; complaints
regarding service provider customer
care and billing; installation and repair
intervals; and general customer
satisfaction. The Commission has
conducted surveys that include
questions on customer satisfaction. To
what extent could data from these
surveys and others like it be used to
address concerns about service quality,
particularly with respect to individual
carriers in particular geographic areas?
In addition, the Commission could
collect direct measures of network
performance, such as network
downtime and number of customers
affected; call blocking; prevalence of
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dropped calls; and speed, latency, and
jitter.
92. To what extent should the
Commission specify common metrics
for voice and broadband services. For
example, should the Commission collect
data on gross churn as a measure of
customer dissatisfaction? Should the
Commission collect data from all
providers on the number of complaints
made to providers and to State public
utility commissions? Should data for
residential customers include the time
interval for installation and service
commitments, the percent of time those
commitments are met, and the out-ofservice repair interval? How could the
Commission ensure that such metrics
were comparable for all reporting
entities?
93. Geographic Area. We seek
comment on over what geographic areas
would be appropriate to collect service
quality and customer satisfaction data.
Given the role States play in regulating
some voice services, we seek comment
on whether collecting data by provider
by State is appropriate. However, some
provider networks may cross State
boundaries, suggesting that market- or
carrier-level information would be more
appropriate. It may also be the case that
different aspects of the proposed service
quality collection will be most
meaningful when measured in different
geographic areas (e.g., wireline voice by
State; but cable information by system),
which suggests that the collection
should be made over a smaller
geographic area to allow for different
levels of aggregation. To the extent
commenters suggest the Commission
collect data, we ask that they specify the
appropriate geographic area for these
data, and the relative burden that
reporting for different geographic areas
might impose.
b. Voice
94. The Commission in 1990
established ARMIS Reports 43–05 and
43–06 in order to monitor whether the
implementation of price caps would
lead to carriers lowering service quality.
In 2008, the Commission granted certain
incumbent LECs conditional
forbearance from ‘‘the current partial
and uneven’’ collection of those reports.
The Commission noted, however, ‘‘the
possibility that service quality and
customer satisfaction data * * * might
be useful to consumers to help them
make informed choices in a competitive
market, but only if available from the
entire relevant industry,’’ and tentatively
concluded that the Commission should
collect this type of information from
‘‘facilities-based providers of broadband
and/or telecommunications.’’ Some urge
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the Commission to adopt this tentative
conclusion, while others object, arguing
that forbearance was justified and the
metrics set forth in those reports are
irrelevant and outdated.
95. CWA proposes that the
Commission require all providers of
voice telecommunications services to
file all of the data previously submitted
on ARMIS Reports 43–05 and 43–06,
and to expand service quality
measurements to include answer times
for live representatives responding to
customer inquiries. We note, however,
that all parts of the ARMIS 43–05 and
43–06 collections may not be helpful to
fulfillment of the policy objectives
discussed in Section III. For example,
the California PUC offers a more limited
proposal, that the Commission collect
data formerly reported on four of the six
tables of ARMIS Report 43–05.
96. We seek comment on whether the
Commission should use Form 477 to
collect service quality and customer
satisfaction data for voice networks.
Should the Commission collect some or
all of the service quality metrics
formerly collected through ARMIS, or
other measures of voice quality? Should
we collect metrics from switched and
interconnected VoIP providers, over
both fixed and mobile networks? Are
there other metrics for service quality
and customer satisfaction that would be
more appropriate and less burdensome
for reporting entities? Should metrics
vary depending on the technology over
which service is provided?
c. Broadband
97. Several commenters have
suggested that the Commission collect
service quality and customer service
data from broadband providers. In
contrast, most broadband providers that
commented objected to adopting any
service quality data requirements. We
seek comment on whether Form 477
should be revised to collect service
quality and customer satisfaction data
from broadband providers, and the
authority under which such a collection
would be conducted.
98. The metrics set forth in ARMIS
Reports 43–05 and 43–06 were not
designed with broadband networks in
mind, and therefore might not be the
best tools for collecting relevant data. To
the extent that the Commission decides
to extend customer service
measurement to broadband services, we
seek comment on what metrics should
be used to assess broadband network
service quality and customer
satisfaction. How would the
Commission measure network
downtime? Should downtime reports
include specific locations of outages and
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the number of customer-hours relating
to the outage? Should the Commission
collect packet loss, latency, and jitter
data? How can it do so in a meaningful
way; and over what geographic area
would such a collection have meaning?
Should the Commission collect data on
mobile and fixed traffic volume and
network congestion, and if so, how
should those metrics be specified? Over
what geographic area is such a
collection meaningful, and what
measure of traffic is most meaningful?
99. We note that the recently adopted
Open Internet Order requires broadband
providers to publicly disclose the
network management practices and
performance characteristics of their
broadband Internet access services. Are
these disclosures adequate to satisfy any
need the Commission may have for
service quality data? If Form 477 were
used to collect information regarding
network management practices or
performance characteristics, would the
benefits outweigh the burdens?
5. Ownership and Contact Information
100. We seek comment on whether
ownership and contact information are
necessary to fulfill one or more of the
purposes discussed above, including
reducing waste, fraud, and abuse and
increasing accountability in our
universal service programs by
simplifying the process of determining
the total amount of public support
received by each recipient regardless of
corporate structure; ensuring public
safety by providing a means for
Commission staff to contact network
operations centers rapidly in the event
of an emergency; and monitoring
telephone and broadband competition
by revealing whether service providers
with overlapping service footprints are
in fact under common ownership or
control.
101. Currently, we permit Form 477
filers to consolidate data for multiple
operations within a State on a single
submission. We also permit filers to
determine the organizational level at
which they submit their filings. For
example, a parent or holding company
may file on behalf of its subsidiaries or
the subsidiaries may file their own Form
477. This provides filers with significant
flexibility in how they submit data on
Form 477, but may not provide the
Commission with a sufficiently detailed
picture of the markets for which data are
reported.
102. We seek comment on whether we
should revise the Form 477 to collect
additional ownership information and
related data. Would additional
ownership information help inform the
Commission’s overall understanding of
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the broadband ecosystem? In particular,
would additional or different ownership
data help us understand the
interrelationships among the data on
services and thereby improve our ability
to evaluate markets and report to the
public? Given the importance of
broadband competition, would the
benefit to the Commission of
understanding the relationships
between companies that appear to be
providing competitive services in a
particular area outweigh any burden of
producing such information?
103. We also seek comment on the
most effective and least burdensome
means of collecting additional
ownership data. One option could be to
require filers to report data such as that
collected on FCC Form 602 for wireless
carriers, which collects all of a filer’s
‘‘disclosable interest holders.’’ Would
such an approach be necessary to enable
us to evaluate ultimate ownership of,
and common control among, filers, or
would a more limited dataset be
sufficient? Should we require the
submission of data on any branding
used in the marketing or provision of
service? If we require the submission of
additional ownership information,
should we also collect other reporting
identifiers the filers use in making
submissions to the Commission, such as
the Physical System ID (PSID) used by
the Media Bureau for cable systems?
These and other measures might allow
the Commission more easily to evaluate
the actual number of providers offering
services in a given area and to report
non-confidential information about
carriers by the names by which most
consumers know them. Are there are
ancillary data that would be helpful to
include on consumer-facing resources,
such as the national broadband
inventory map? Would it be useful, for
example, to make available a provider’s
Web site address and other nonconfidential data? Should entities that
file report their FCC Registration
Number (FRN) and Universal Service
Administrative Company Study Area
Code (SAC)?
104. We also seek comment on
revising Form 477 to collect contact
information for use in emergency
situations. The Commission maintains a
voluntary reporting system, the Disaster
Information Reporting System (DIRS)
that facilitates contact with carriers in
emergencies. The Commission also
maintains a number of databases that
include contact information for other
purposes. There is, however, no
structured, mandatory collection of
contact information in place specifically
for use in emergencies affecting
telephone or broadband networks. As a
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mandatory, recurring filing by providers
of telephone and broadband service,
Form 477 may be a particularly effective
vehicle for collecting emergencycontacts data that are comprehensive
and current, with a relatively small
burden on filers. We seek comment on
whether we should revise Form 477 to
collect data of this type and, if so, what
data would best facilitate emergency
communications with providers. Would
a telephone number and e-mail address
for each provider’s Network Operations
Center or equivalent be sufficient?
Would the current six-month cycle for
filing Form 477 be frequent enough to
ensure that information was current?
Are there any additional steps the
Commission should take to collect data
of this type?
6. Other Data
105. Stakeholders have periodically
suggested that the Commission collect
other types of data via Form 477.
MMTC, for example, suggests that the
Commission collect via Form 477
‘‘socioeconomic data,’’ ‘‘social metrics,’’
data to assess socially and economically
disadvantaged businesses and minority
or woman-owned business entities, and
data on hardware and software
availability in underserved areas. What
other data should the Commission
collect via Form 477 in support of the
purposes identified in Section III above?
Commenters should explain the purpose
for which the Commission would
collect such data, the legal authority for
the collection, and the extent to which
the benefits outweigh the burdens of
collecting it.
106. We also note that there are some
alternate geographic areas relevant to
Commission analysis that cannot be recreated by aggregating even the smallest
census geographies. Such alternate areas
include, for example, wire centers or
study areas. Information about what
alternate areas are associated with each
reported geography (i.e., the geography
reported with one or more of the
possible collections described above)
would assist in any analysis related to
those areas. We seek comment on the
burden to provide information about
these alternate geographic areas on
those reporting data.
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V. Legal Issues
A. Authority
107. The Commission has previously
noted it must collect data on the
provision of voice and broadband
services to fulfill numerous statutory
obligations. For example, the
Telecommunications Act of 1996
required the Commission to open all
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telecommunications markets to
competition, and to assess the
availability of broadband services. The
Form 477 program collects data that are
‘‘a critical precursor’’ to the
Commission’s ability to fulfill these
directives. Form 477 also enables us to
fulfill our obligation to reduce
government regulation wherever
possible, by providing ‘‘a factual basis to
evaluate the nature and impact of our
existing regulation and, in particular, to
identify areas where competition has
developed sufficiently to justify
deregulation.’’ Many other statutory
obligations cannot be implemented
without the collection of data about the
deployment and adoption of
communications technologies and the
state of relevant marketplaces. For
example, the BDIA requires the
Commission to collect comparative data
reflecting the extent of broadband
service capability in other countries,
and data for the United States, to inform
its annual consideration of whether
broadband is being deployed to all
Americans on a reasonable and timely
basis. We believe our authority to
collect the proposed additional data
derives from these statutory obligations,
as well as additional grants of authority
in the Act, including those in Sections
4(i), 4(k), 218 and 403. We invite
comment on this conclusion.
B. Disclosure
108. The Commission has always
recognized that the Form 477 broadband
and local telephone service data it
collects can be of significant value not
only to the Commission, but also to the
States and to the public. In establishing
and administering the Form 477
collection, however, the Commission
has also been cognizant of the potential
sensitivity of the data collected and has
limited their disclosure.
109. We note that the Commission is
reviewing its data dissemination
practices in connection with the Data
Innovation Initiative. How can we best
provide stakeholders with useful data
while protecting filers’ legitimate
confidentiality interests? Should the
Commission retain the simple check box
on the FCC Form 477 that filers can use
to request confidential treatment for all
data submitted on that form? Are there
classes of information that should
always be considered public, and,
therefore, not be granted confidential
treatment? For example, given that
SBDD data will be public, are there any
reasons to accord confidential treatment
to deployment data collected by the
Commission? Are there circumstances
where data submitted to the
Commission should be held
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confidential, but aggregations of those
data be made public, as is currently the
case with subscription information?
Once deemed confidential, should data
always be confidential, or does the
passage of time diminish the
commercial sensitivity of certain types
of data? When data are given
confidential treatment, should the
Commission establish a program to
allow researchers access to those data
under certain conditions? How would
such a program be administered?
C. Privacy
110. We seek comment on any privacy
concerns that may arise from the
reporting of address-level data. We note
that the privacy-based limitations on the
government’s access to customer
information in Title II of ECPA, and the
privacy provisions of the Cable Act, may
be implicated by collection of addresslevel subscribership data. We therefore
seek comment on ways the Commission
could alleviate any privacy concerns
while complying with all applicable
laws.
111. We also seek comment on
whether the Commission could
establish a registry or database through
which consumers could themselves
share data with the Commission or
choose to have their providers share
data with the Commission. What would
be the benefits and drawbacks of such
a registry, and how could it be set up
both to get useful data and to minimize
the burden on consumers and reporting
entities? Should consumers provide
information directly to the Commission,
or through reporting entities that must
gain consumer consent? If the latter,
what steps could the Commission take
to ensure that consumers have provided
consent? How could the Commission
address any other privacy issues, and
any other legal impediments to the
creation and maintenance of such a
registry?
112. We note that the presence or
absence of a network at a particular
address does not provide any
subscriber-specific information. We seek
comment, however, on whether any
privacy concerns would arise if
providers were required to report
deployment data at the address level.
VI. Other Issues
A. Tribal Lands
113. The National Broadband Plan
identifies the importance of improving
data on Tribal lands, and recommends
that the Commission ‘‘identify methods
for collecting and reporting broadband
information that is specific to Tribal
lands, working with Tribes to ensure
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that any information collected is
accurate and useful.’’ The Commission’s
rules identify Federally recognized
Tribal lands and define them for
particular purposes, such as the
eligibility and delivery requirements for
universal service support programs. The
Commission’s definition of Tribal lands
identifies the boundaries of land
holdings of Federally recognized
American Indian Tribal and Alaska
Native Village government entities. We
acknowledge that American Indian and
Alaska Native areas defined as ‘‘Native
Home Lands’’ by the U.S. Census Bureau
for census taking purposes encompass
areas both within and beyond areas
defined as Tribal Lands in the
Commission’s rules. Tribal leaders have
asked that we consider disaggregating
our analysis of the Census Bureau’s
‘‘Native Home Land’’ areas, in part to
allow for a more accurate assessment of
broadband deployment in the Tribal
Lands areas defined under the
Commission’s rules. In the Seventh
Broadband Deployment NOI, we sought
comment on how to more accurately
report data concerning the lands of
Federally recognized American Indians
Tribes and Alaska Native Villages, as
well as Native Hawaiian Home Lands.
Native Hawaiian Home Lands may also
be able to be more accurately analyzed,
as they are located exclusively within
the State of Hawaii.
114. We seek comment on our
analysis of broadband deployment and
availability on Federally recognized
Tribal lands and how we could improve
and refine this analysis. We also seek
comment on analysis of broadband
deployment and availability on Native
Hawaiian Home Lands. We note that
sources of such data may presently exist
within the U.S. Department of
Commerce, U.S. Department of the
Interior, and from Tribal Government
entities. We seek comment on whether
there are other sources of data that
would help the Commission better
understand and analyze the nature of
broadband deployment and availability
on Tribal Lands and Native Hawaiian
Home Lands.
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B. International Data
115. As discussed above, the BDIA
requires the Commission to include an
international comparison in its annual
broadband deployment report. The
International Bureau has released its
first International Broadband Data
Report, which presented data and
information on international broadband
service capability, advertised prices or
broadband services, community-level
data, and information about the
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broadband market and broadband
regulations in various nations.
116. To conduct a rigorous
comparison of the factors that affect
broadband deployment in the U.S. and
abroad, it is necessary to have
comparable, detailed, and
geographically disaggregated data. We
therefore seek comment on how and
whether revisions to the Form 477
program would facilitate comparing the
U.S. broadband market to other
countries. To what extent would
revisions facilitate comparisons between
the U.S. and other countries on the basis
of a population’s income (and variations
in income), education (and variations in
education), computer literacy,
residential computer ownership,
household size, and other factors?
Should the Form 477 program be
modified to collect data on the costs of
deploying broadband, including as a
function of population density at a
geographically disaggregated level?
Should the program be modified to
collect data on alternative broadband
technologies more prevalent in other
countries? Should the program allow for
or enable an assessment of the number
of providers that offer alternative forms
of broadband and the advertised and
actual speeds that providers offer in
local geographic areas? Are there
modifications to the subscription data
we currently collect that would make
those data more suitable for
international comparisons? Where U.S.
providers offer multiple service
packages, should the Commission
collect data about the speeds and other
service characteristics of these
packages? Would information on actual
data usage be useful, as well as data on
the applications that residential
consumers use, such as VoIP services?
Finally, would the collection of pricing
data facilitate comparisons with
offerings in other countries?
VII. Procedural Matters
A. Ex Parte Presentations
117. This proceeding shall be treated
as a ‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentations must contain summaries
of the substance of the presentations
and not merely a listing of the subjects
discussed. More than a one or two
sentence description of the views and
arguments presented is generally
required. Other requirements pertaining
to oral and written presentations are set
forth in § 1.1206(b) of the Commission’s
rules.
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B. Comment Filing Procedures
118. Pursuant to §§ 1.415 and 1.419 of
the Commission’s rules, interested
parties may file comments and reply
comments regarding the NPRM on or
before the dates indicated on the first
page of this document. All filings
should refer to WC Docket No. 10–191.
Comments may be filed using: (1) The
Commission’s Electronic Comment
Filing System (ECFS); (2) the Federal
Government’s e-Rulemaking Portal; or
(3) by filing paper copies.
119. Electronic Filers: Comments may
be filed electronically using the Internet
by accessing the ECFS: https://
fjallfoss.fcc.gov/ecfs/ or the Federal eRulemaking Portal: https://
www.regulations.gov.
120. Paper Filers: Parties who choose
to file by paper must file an original and
four copies of each filing. If more than
one docket or rulemaking number
appears in the caption of this
proceeding, filers must submit two
additional copies for each additional
docket or rulemaking number.
121. Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
122. Effective December 28, 2009, all
hand-delivered or messenger-delivered
paper filings for the Commission’s
Secretary must be delivered to FCC
Headquarters at 445 12th St., SW., Room
TW–A325, Washington, DC 20554. All
hand deliveries must be held together
with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building. Commercial
overnight mail (other than U.S. Postal
Service Express Mail and Priority Mail)
must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743. U.S.
Postal Service first-class, Express, and
Priority mail must be addressed to 445
12th Street, SW., Washington, DC
20554.
123. People with Disabilities: To
request materials in accessible formats
for people with disabilities (Braille,
large print, electronic files, audio
format), send an e-mail to
fcc504@fcc.gov or call the Consumer
and Governmental Affairs Bureau at
202–418–0530 (voice), 202–418–0432
(tty).
124. For further information about
this rulemaking proceeding, please
contact Jeremy Miller, Industry Analysis
and Technology Division, Wireline
Competition Bureau at (202) 418–0940.
125. Documents in WC Docket No.
11–10 will be available for public
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inspection and copying during business
hours at the FCC Reference Information
Center, Portals II, 445 12th Street, SW,
Room CY–A257, Washington, DC 20554.
The documents may also be purchased
from BCPI, telephone (202) 488–5300,
facsimile (202) 488–5563, TTY (202)
488–5562, e-mail fcc@bcpiweb.com.
VIII. Ordering Clauses
126. Accordingly, it is ordered that,
pursuant to Sections 1–5, 10, 11, 201–
205, 211, 214, 215, 218–220, 251–271,
301, 303, 304, 307, 309, 316, 332, 403,
409, 502, and 503 of the
Communications Act of 1934, as
amended, 47 U.S.C. 151–155, 161, 201–
205, 211, 214, 215, 218–220, 251–271,
301, 303, 304, 307, 309, 316, 332, 403,
409, 502, and 503, Section 706 of the
Telecommunications Act of 1996, as
amended, 47 U.S.C. 1302, and Section
102 of the Broadband Data Improvement
Act, 47 U.S.C. 1303, this Notice, with all
attachments, is adopted.
127. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this NPRM, including the Initial
Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small
Business Administration.
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Initial Regulatory Flexibility Analysis
128. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared
this Initial Regulatory Flexibility
Analysis (IRFA) of the possible
significant economic impact on a
substantial number of small entities
from the policies and rules proposed in
this Notice of Proposed Rulemaking
(NPRM). The Commission requests
written public comment on this IRFA.
Comments must be identified as
responses to the IRFA and must be filed
by the deadlines for comments on the
NPRM provided on the first page of the
NPRM. The Commission will send a
copy of the NPRM, including this IRFA,
to the Chief Counsel for Advocacy of the
Small Business Administration (SBA).
In addition, the NPRM and IRFA (or
summaries thereof) will be published in
the Federal Register.
A. Need for, and Objectives of, the
Proposed Rules
129. In the Notice of Proposed
Rulemaking, the Commission considers
whether and how to reform the Form
477 data program, which serves as the
Commission’s primary tool for
collecting broadband and local
telephone data. After more than a
decade of rapid innovation in the
market for broadband and telephone
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services, the Commission believes it is
time to consider whether modifying
Form 477 will better serve the current
and future needs of the Commission,
Congress, consumers, and other
stakeholders. Such reform seeks to
improve the Commission’s ability to
carry out its duties under the
Communications Act of 1934, as
amended (the Act), and is an important
part of the Commission’s larger
initiative to modernize and streamline
how the Commission collects, uses, and
disseminates data. Specifically, the
Commission seeks comment on five
categories of data that may be necessary
to collect: (1) Deployment, (2)
subscription, (3) price, (4) service
quality, and (5) ownership and contact
information. The Commission also seeks
comment on whether there are other
types of data necessary for the
Commission to complete its mandates.
130. For these categories of data, the
Commission identifies the purposes for
which data may be needed, and seeks
comment on the specifics of certain
approaches to collecting data. For
example, the Commission seeks
comment on whether the Commission
should use Form 477 to collect price
data, which could help accomplish
several purposes, including
modernizing the universal service
program to support broadband.
131. In addition, the Commission also
seeks comment on whether service
quality and customer satisfaction data
may be necessary for several purposes,
including increasing accountability in
the Commission’s universal service
programs, ensuring public safety,
promoting broadband deployment, and
protecting consumers. The Commission
then identifies certain metrics that
could be collected, such as data
regarding the number of trouble reports
that customers make regarding network
performance, and seeks comment.
132. The Commission also seeks
comment on collecting ownership and
contact information in order to reduce
waste, fraud, and abuse in universal
service programs and for other
purposes.
133. The Commission also seeks
comment on the extent to which
technological tools and use of
commercial and publicly available data
can reduce the burden of producing
information. The Commission also seeks
comment on how to streamline the
process in collecting the data it needs to
inform its policymaking processes while
minimizing the production burden on
providers and the processing burden on
the Commission.
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B. Legal Basis
134. The legal basis for any action that
may be taken pursuant to the Notice of
Proposed Rulemaking is contained in
Sections 1–5, 10, 11, 201–205, 211, 214,
215, 218–220, 251–271, 301, 303, 304,
307, 309, 316, 332, 403, 409, 502, and
503 of the Communications Act of 1934,
as amended, 47 U.S.C. 151–155, 161,
201–205, 211, 214, 215, 218–220, 251–
271, 301, 303, 304, 307, 309, 316, 332,
403, 409, 502, and 503, Section 706 of
the Telecommunications Act of 1996, as
amended, 47 U.S.C. 1302, and Section
102 of the Broadband Data Improvement
Act, 47 U.S.C. 1303.
C. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
135. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of, the number of
small entities that may be affected by
the rules adopted herein. The RFA
generally defines the term ‘‘small entity’’
as having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
and ‘‘small governmental jurisdiction.’’
In addition, the term ‘‘small business’’
has the same meaning as the term ‘‘small
business concern’’ under the Small
Business Act. A ‘‘small business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA).
1. Wireline Providers
136. Incumbent Local Exchange
Carriers (Incumbent LECs). Neither the
Commission nor the SBA has developed
a small business size standard
specifically for incumbent local
exchange services. The appropriate size
standard under SBA rules is for the
category Wired Telecommunications
Carriers. Under that size standard, such
a business is small if it has 1,500 or
fewer employees. Census Bureau data
for 2007, which now supersede data
from the 2002 Census, show that there
were 3,188 firms in this category that
operated for the entire year. Of this
total, 3,144 had employment of 999 or
fewer, and 44 firms had had
employment of 1,000 or more.
According to Commission data, 1,307
carriers reported that they were
incumbent local exchange service
providers. Of these 1,307 carriers, an
estimated 1,006 have 1,500 or fewer
employees and 301 have more than
1,500 employees. Consequently, the
Commission estimates that most
providers of local exchange service are
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small entities that may be affected by
the rules and policies proposed in the
NPRM. Thus under this category and
the associated small business size
standard, the majority of these
incumbent local exchange service
providers can be considered small
providers.
137. Competitive Local Exchange
Carriers (Competitive LECs),
Competitive Access Providers (CAPs),
Shared-Tenant Service Providers, and
Other Local Service Providers. Neither
the Commission nor the SBA has
developed a small business size
standard specifically for these service
providers. The appropriate size standard
under SBA rules is for the category
Wired Telecommunications Carriers.
Under that size standard, such a
business is small if it has 1,500 or fewer
employees. Census Bureau data for
2007, which now supersede data from
the 2002 Census, show that there were
3,188 firms in this category that
operated for the entire year. Of this
total, 3,144 had employment of 999 or
fewer, and 44 firms had had
employment of 1,000 employees or
more. Thus under this category and the
associated small business size standard,
the majority of these Competitive LECs,
CAPs, Shared-Tenant Service Providers,
and Other Local Service Providers can
be considered small entities. According
to Commission data, 1,442 carriers
reported that they were engaged in the
provision of either competitive local
exchange services or competitive access
provider services. Of these 1,442
carriers, an estimated 1,256 have 1,500
or fewer employees and 186 have more
than 1,500 employees. In addition, 17
carriers have reported that they are
Shared-Tenant Service Providers, and
all 17 are estimated to have 1,500 or
fewer employees. In addition, 72
carriers have reported that they are
Other Local Service Providers. Of the
72, seventy have 1,500 or fewer
employees and two have more than
1,500 employees. Consequently, the
Commission estimates that most
providers of competitive local exchange
service, competitive access providers,
Shared-Tenant Service Providers, and
Other Local Service Providers are small
entities that may be affected by rules
adopted pursuant to the NPRM.
138. Interexchange Carriers. Neither
the Commission nor the SBA has
developed a small business size
standard specifically for providers of
interexchange services. The appropriate
size standard under SBA rules is for the
category Wired Telecommunications
Carriers. Under that size standard, such
a business is small if it has 1,500 or
fewer employees. Census Bureau data
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for 2007, which now supersede data
from the 2002 Census, show that there
were 3,188 firms in this category that
operated for the entire year. Of this
total, 3,144 had employment of 999 or
fewer, and 44 firms had had
employment of 1,000 employees or
more. Thus under this category and the
associated small business size standard,
the majority of these Interexchange
carriers can be considered small
entities. According to Commission data,
359 companies reported that their
primary telecommunications service
activity was the provision of
interexchange services. Of these 359
companies, an estimated 317 have 1,500
or fewer employees and 42 have more
than 1,500 employees. Consequently,
the Commission estimates that the
majority of interexchange service
providers are small entities that may be
affected by rules adopted pursuant to
the NPRM.
139. Operator Service Providers
(OSPs). Neither the Commission nor the
SBA has developed a small business
size standard specifically for operator
service providers. The appropriate size
standard under SBA rules is for the
category Wired Telecommunications
Carriers. Under that size standard, such
a business is small if it has 1,500 or
fewer employees. Under that size
standard, such a business is small if it
has 1,500 or fewer employees a Census
Bureau data for 2007, which now
supersede data from the 2002 Census,
show that there were 3,188 firms in this
category that operated for the entire
year. Of this total, 3,144 had
employment of 999 or fewer, and 44
firms had had employment of 1,000
employees or more. Thus under this
category and the associated small
business size standard, the majority of
these Interexchange carriers can be
considered small entities. According to
Commission data, 33 carriers have
reported that they are engaged in the
provision of operator services. Of these,
an estimated 31 have 1,500 or fewer
employees and 2 have more than 1,500
employees. Consequently, the
Commission estimates that the majority
of OSPs are small entities that may be
affected by our proposed action.
140. Local Resellers. The SBA has
developed a small business size
standard for the category of
Telecommunications Resellers. Under
that size standard, such a business is
small if it has 1,500 or fewer employees.
Census data for 2007 show that 1,523
firms provided resale services during
that year. Of that number, 1,522
operated with fewer than 1,000
employees and one operated with more
than 1,000. Thus under this category
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and the associated small business size
standard, the majority of these local
resellers can be considered small
entities. According to Commission data,
213 carriers have reported that they are
engaged in the provision of local resale
services. Of these, an estimated 211
have 1,500 or fewer employees and two
have more than 1,500 employees.
Consequently, the Commission
estimates that the majority of local
resellers are small entities that may be
affected by rules adopted pursuant to
the Notice.
141. Toll Resellers. The SBA has
developed a small business size
standard for the category of
Telecommunications Resellers. Under
that size standard, such a business is
small if it has 1,500 or fewer employees.
Census data for 2007 show that 1,523
firms provided resale services during
that year. Of that number, 1,522
operated with fewer than 1,000
employees and one operated with more
than 1,000. Thus under this category
and the associated small business size
standard, the majority of these resellers
can be considered small entities.
According to Commission data, 881
carriers have reported that they are
engaged in the provision of toll resale
services. Of these, an estimated 857
have 1,500 or fewer employees and 24
have more than 1,500 employees.
Consequently, the Commission
estimates that the majority of toll
resellers are small entities that may be
affected by our action.
142. Payphone Service Providers
(PSPs). Neither the Commission nor the
SBA has developed a small business
size standard specifically for payphone
services providers. The appropriate size
standard under SBA rules is for the
category Wired Telecommunications
Carriers. Under that size standard, such
a business is small if it has 1,500 or
fewer employees. Census Bureau data
for 2007, which now supersede data
from the 2002 Census, show that there
were 3,188 firms in this category that
operated for the entire year. Of this
total, 3,144 had employment of 999 or
fewer, and 44 firms had had
employment of 1,000 employees or
more. Thus under this category and the
associated small business size standard,
the majority of these PSPs can be
considered small entities. According to
Commission data, 657 carriers have
reported that they are engaged in the
provision of payphone services. Of
these, an estimated 653 have 1,500 or
fewer employees and four have more
than 1,500 employees. Consequently,
the Commission estimates that the
majority of payphone service providers
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are small entities that may be affected
by our action.
143. Prepaid Calling Card Providers.
Neither the Commission nor the SBA
has developed a small business size
standard specifically for prepaid calling
card providers. The appropriate size
standard under SBA rules is for the
category Telecommunications Resellers.
Under that size standard, such a
business is small if it has 1,500 or fewer
employees. Census data for 2007 show
that 1,523 firms provided resale services
during that year. Of that number, 1,522
operated with fewer than 1,000
employees and one operated with more
than 1,000. Thus under this category
and the associated small business size
standard, the majority of these prepaid
calling card providers can be considered
small entities. According to Commission
data, 193 carriers have reported that
they are engaged in the provision of
prepaid calling cards. Of these, an
estimated all 193 have 1,500 or fewer
employees and none have more than
1,500 employees. Consequently, the
Commission estimates that the majority
of prepaid calling card providers are
small entities that may be affected by
rules adopted pursuant to the Notice.
144. 800 and 800-Like Service
Subscribers. Neither the Commission
nor the SBA has developed a small
business size standard specifically for
800 and 800-like service (‘‘toll free’’)
subscribers. The appropriate size
standard under SBA rules is for the
category Telecommunications Resellers.
Under that size standard, such a
business is small if it has 1,500 or fewer
employees. Census data for 2007 show
that 1,523 firms provided resale services
during that year. Of that number, 1,522
operated with fewer than 1,000
employees and one operated with more
than 1,000. Thus under this category
and the associated small business size
standard, the majority of resellers in this
classification can be considered small
entities. To focus specifically on the
number of subscribers than on those
firms which make subscription service
available, the most reliable source of
information regarding the number of
these service subscribers appears to be
data the Commission collects on the
800, 888, 877, and 866 numbers in use.
According to our data, at of September
2009, the number of 800 numbers
assigned was 7,860,000; the number of
888 numbers assigned was 5,888,687;
the number of 877 numbers assigned
was 4,721,866; and the number of 866
numbers assigned was 7,867,736. The
Commission does not have data
specifying the number of these
subscribers that are not independently
owned and operated or have more than
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1,500 employees, and thus are unable at
this time to estimate with greater
precision the number of toll free
subscribers that would qualify as small
businesses under the SBA size standard.
Consequently, the Commission
estimates that there are 7,860.000 or
fewer small entity 800 subscribers;
5,888,687 or fewer small entity 888
subscribers; 4,721,866 or fewer small
entity 877 subscribers; and 7,867,736 or
fewer small entity 866 subscribers.
2. Wireless Carriers and Service
Providers
145. Below, for those services subject
to auctions, the Commission notes that,
as a general matter, the number of
winning bidders that qualify as small
businesses at the close of an auction
does not necessarily represent the
number of small businesses currently in
service. Also, the Commission does not
generally track subsequent business size
unless, in the context of assignments or
transfers, unjust enrichment issues are
implicated.
146. Wireless Telecommunications
Carriers (except Satellite). Since 2007,
the Census Bureau has placed wireless
firms within this new, broad, economic
census category. Prior to that time, such
firms were within the now-superseded
categories of ‘‘Paging’’ and ‘‘Cellular and
Other Wireless Telecommunications.’’
Under the present and prior categories,
the SBA has deemed a wireless business
to be small if it has 1,500 or fewer
employees. For the category of Wireless
Telecommunications Carriers (except
Satellite), Census data for 2007, which
supersede data contained in the 2002
Census, show that there were 1,383
firms that operated that year. Of those
1,383, 1,368 had fewer than 100
employees, and 15 firms had more than
100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small.
Similarly, according to Commission
data, 413 carriers reported that they
were engaged in the provision of
wireless telephony, including cellular
service, Personal Communications
Service (PCS), and Specialized Mobile
Radio (SMR) Telephony services. Of
these, an estimated 261 have 1,500 or
fewer employees and 152 have more
than 1,500 employees. Consequently,
the Commission estimates that
approximately half or more of these
firms can be considered small. Thus,
using available data, we estimate that
the majority of wireless firms can be
considered small.
147. Wireless Communications
Services. This service can be used for
fixed, mobile, radiolocation, and digital
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audio broadcasting satellite uses. The
Commission defined ‘‘small business’’
for the wireless communications
services (WCS) auction as an entity with
average gross revenues of $40 million
for each of the three preceding years,
and a ‘‘very small business’’ as an entity
with average gross revenues of $15
million for each of the three preceding
years. The SBA has approved these
definitions. The Commission auctioned
geographic area licenses in the WCS
service. In the auction, which
commenced on April 15, 1997 and
closed on April 25, 1997, seven bidders
won 31 licenses that qualified as very
small business entities, and one bidder
won one license that qualified as a small
business entity.
148. Common Carrier Paging. The
SBA considers paging to be a wireless
telecommunications service and
classifies it under the industry
classification Wireless
Telecommunications Carriers (except
satellite). Under that classification, the
applicable size standard is that a
business is small if it has 1,500 or fewer
employees. For the general category of
Wireless Telecommunications Carriers
(except Satellite), Census data for 2007,
which supersede data contained in the
2002 Census, show that there were
1,383 firms that operated that year. Of
those 1,383, 1,368 had fewer than 100
employees, and 15 firms had more than
100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small. The 2007
census also contains data for the
specific category of ‘‘Paging’’ ‘‘that is
classified under the seven-number
NAICs code 5172101. According to
Commission data, 291 carriers have
reported that they are engaged in Paging
or Messaging Service. Of these, an
estimated 289 have 1,500 or fewer
employees, and 2 have more than 1,500
employees. Consequently, the
Commission estimates that the majority
of paging providers are small entities
that may be affected by our action. In
addition, in the Paging Third Report and
Order, the Commission developed a
small business size standard for ‘‘small
businesses’’ and ‘‘very small businesses’’
for purposes of determining their
eligibility for special provisions such as
bidding credits and installment
payments. A ‘‘small business’’ is an
entity that, together with its affiliates
and controlling principals, has average
gross revenues not exceeding $15
million for the preceding three years.
Additionally, a ‘‘very small business’’ is
an entity that, together with its affiliates
and controlling principals, has average
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gross revenues that are not more than $3
million for the preceding three years.
The SBA has approved these small
business size standards. An auction of
Metropolitan Economic Area licenses
commenced on February 24, 2000, and
closed on March 2, 2000. Of the 985
licenses auctioned, 440 were sold. Fiftyseven companies claiming small
business status won.
149. Wireless Telephony. Wireless
telephony includes cellular, personal
communications services, and
specialized mobile radio telephony
carriers. As noted, the SBA has
developed a small business size
standard for Wireless
Telecommunications Carriers (except
Satellite). Under the SBA small business
size standard, a business is small if it
has 1,500 or fewer employees. Census
data for 2007, which supersede data
contained in the 2002 Census, show that
there were 1,383 firms that operated that
year. Of those 1,383, 1,368 had fewer
than 100 employees, and 15 firms had
more than 100 employees. Thus under
this category and the associated small
business size standard, the majority of
firms can be considered small
According to Trends in Telephone
Service data, 434 carriers reported that
they were engaged in wireless
telephony. Of these, an estimated 222
have 1,500 or fewer employees and 212
have more than 1,500 employees.
Therefore, approximately half of these
entities can be considered small.
Similarly, according to Commission
data, 413 carriers reported that they
were engaged in the provision of
wireless telephony, including cellular
service, Personal Communications
Service (PCS), and Specialized Mobile
Radio (SMR) Telephony services. Of
these, an estimated 261 have 1,500 or
fewer employees and 152 have more
than 1,500 employees. Consequently,
the Commission estimates that
approximately half or more of these
firms can be considered small. Thus,
using available data, we estimate that
the majority of wireless firms can be
considered small.
150. Broadband Personal
Communications Service. The
broadband personal communications
services (PCS) spectrum is divided into
six frequency blocks designated A
through F, and the Commission has held
auctions for each block. The
Commission initially defined a ‘‘small
business’’ for C- and F-Block licenses as
an entity that has average gross revenues
of $40 million or less in the three
previous calendar years. For F-Block
licenses, an additional small business
size standard for ‘‘very small business’’
was added and is defined as an entity
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that, together with its affiliates, has
average gross revenues of not more than
$15 million for the preceding three
calendar years. These small business
size standards, in the context of
broadband PCS auctions, have been
approved by the SBA. No small
businesses within the SBA-approved
small business size standards bid
successfully for licenses in Blocks A
and B. There were 90 winning bidders
that claimed small business status in the
first two C-Block auctions. A total of 93
bidders that claimed small business
status won approximately 40 percent of
the 1,479 licenses in the first auction for
the D, E, and F Blocks. On April 15,
1999, the Commission completed the
reauction of 347 C-, D-, E-, and F-Block
licenses in Auction No. 22. Of the 57
winning bidders in that auction, 48
claimed small business status and won
277 licenses.
151. On January 26, 2001, the
Commission completed the auction of
422 C and F Block Broadband PCS
licenses in Auction No. 35. Of the 35
winning bidders in that auction, 29
claimed small business status.
Subsequent events concerning Auction
35, including judicial and agency
determinations, resulted in a total of 163
C and F Block licenses being available
for grant. On February 15, 2005, the
Commission completed an auction of
242 C-, D-, E-, and F-Block licenses in
Auction No. 58. Of the 24 winning
bidders in that auction, 16 claimed
small business status and won 156
licenses. On May 21, 2007, the
Commission completed an auction of 33
licenses in the A, C, and F Blocks in
Auction No. 71. Of the 12 winning
bidders in that auction, five claimed
small business status and won 18
licenses. On August 20, 2008, the
Commission completed the auction of
20 C-, D-, E-, and F-Block Broadband
PCS licenses in Auction No. 78. Of the
eight winning bidders for Broadband
PCS licenses in that auction, six claimed
small business status and won 14
licenses.
152. Narrowband Personal
Communications Services. To date, two
auctions of narrowband personal
communications services (PCS) licenses
have been conducted. For purposes of
the two auctions that have already been
held, ‘‘small businesses’’ were entities
with average gross revenues for the prior
three calendar years of $40 million or
less. Through these auctions, the
Commission has awarded a total of 41
licenses, out of which 11 were obtained
by small businesses. To ensure
meaningful participation of small
business entities in future auctions, the
Commission has adopted a two-tiered
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small business size standard in the
Narrowband PCS Second Report and
Order. A ‘‘small business’’ is an entity
that, together with affiliates and
controlling interests, has average gross
revenues for the three preceding years of
not more than $40 million. A ‘‘very
small business’’ is an entity that,
together with affiliates and controlling
interests, has average gross revenues for
the three preceding years of not more
than $15 million. The SBA has
approved these small business size
standards.
153. 220 MHz Radio Service—Phase I
Licensees. The 220 MHz service has
both Phase I and Phase II licenses. Phase
I licensing was conducted by lotteries in
1992 and 1993. There are approximately
1,515 such non-nationwide licensees
and four nationwide licensees currently
authorized to operate in the 220 MHz
band. The Commission has not
developed a small business size
standard for small entities specifically
applicable to such incumbent 220 MHz
Phase I licensees. To estimate the
number of such licensees that are small
businesses, the Commission applies the
small business size standard under the
SBA rules applicable. The SBA has
deemed a wireless business to be small
if it has 1,500 or fewer employees. For
this service, the SBA uses the category
of Wireless Telecommunications
Carriers (except Satellite). Census data
for 2007, which supersede data
contained in the 2002 Census, show that
there were 1,383 firms that operated that
year. Of those 1,383, 1,368 had fewer
than 100 employees, and 15 firms had
more than 100 employees. Thus under
this category and the associated small
business size standard, the majority of
firms can be considered small.
154. 220 MHz Radio Service—Phase II
Licensees. The 220 MHz service has
both Phase I and Phase II licenses. The
Phase II 220 MHz service is a new
service, and is subject to spectrum
auctions. In the 220 MHz Third Report
and Order, the Commission adopted a
small business size standard for ‘‘small’’
and ‘‘very small’’ businesses for
purposes of determining their eligibility
for special provisions such as bidding
credits and installment payments. This
small business size standard indicates
that a ‘‘small business’’ is an entity that,
together with its affiliates and
controlling principals, has average gross
revenues not exceeding $15 million for
the preceding three years. A ‘‘very small
business’’ is an entity that, together with
its affiliates and controlling principals,
has average gross revenues that do not
exceed $3 million for the preceding
three years. The SBA has approved
these small business size standards.
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Auctions of Phase II licenses
commenced on September 15, 1998, and
closed on October 22, 1998. In the first
auction, 908 licenses were auctioned in
three different-sized geographic areas:
Three nationwide licenses, 30 Regional
Economic Area Group (EAG) Licenses,
and 875 Economic Area (EA) Licenses.
Of the 908 licenses auctioned, 693 were
sold. Thirty-nine small businesses won
licenses in the first 220 MHz auction.
The second auction included 225
licenses: 216 EA licenses and 9 EAG
licenses. Fourteen companies claiming
small business status won 158 licenses.
155. 800 MHz and 900 MHz
Specialized Mobile Radio Licenses. The
Commission awards small business
bidding credits in auctions for
Specialized Mobile Radio (‘‘SMR’’)
geographic area licenses in the 800 MHz
and 900 MHz bands to entities that had
revenues of no more than $15 million in
each of the three previous calendar
years. The Commission awards very
small business bidding credits to
entities that had revenues of no more
than $3 million in each of the three
previous calendar years. The SBA has
approved these small business size
standards for the 800 MHz and 900 MHz
SMR Services. The Commission has
held auctions for geographic area
licenses in the 800 MHz and 900 MHz
bands. The 900 MHz SMR auction was
completed in 1996. Sixty bidders
claiming that they qualified as small
businesses under the $15 million size
standard won 263 geographic area
licenses in the 900 MHz SMR band. The
800 MHz SMR auction for the upper 200
channels was conducted in 1997. Ten
bidders claiming that they qualified as
small businesses under the $15 million
size standard won 38 geographic area
licenses for the upper 200 channels in
the 800 MHz SMR band. A second
auction for the 800 MHz band was
conducted in 2002 and included 23 BEA
licenses. One bidder claiming small
business status won five licenses.
156. The auction of the 1,053 800
MHz SMR geographic area licenses for
the General Category channels was
conducted in 2000. Eleven bidders won
108 geographic area licenses for the
General Category channels in the 800
MHz SMR band qualified as small
businesses under the $15 million size
standard. In an auction completed in
2000, a total of 2,800 Economic Area
licenses in the lower 80 channels of the
800 MHz SMR service were awarded. Of
the 22 winning bidders, 19 claimed
small business status and won 129
licenses. Thus, combining all three
auctions, 40 winning bidders for
geographic licenses in the 800 MHz
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SMR band claimed status as small
business.
157. In addition, there are numerous
incumbent site-by-site SMR licensees
and licensees with extended
implementation authorizations in the
800 and 900 MHz bands. We do not
know how many firms provide 800 MHz
or 900 MHz geographic area SMR
pursuant to extended implementation
authorizations, nor how many of these
providers have annual revenues of no
more than $15 million. One firm has
over $15 million in revenues. In
addition, we do not know how many of
these firms have 1,500 or fewer
employees. We assume, for purposes of
this analysis, that all of the remaining
existing extended implementation
authorizations are held by small
entities, as that small business size
standard is approved by the SBA.
158. 700 MHz Guard Band Licensees.
In 2000, in the 700 MHz Guard Band
Order, the Commission adopted size
standards for ‘‘small businesses’’ and
‘‘very small businesses’’ for purposes of
determining their eligibility for special
provisions such as bidding credits and
installment payments. A small business
in this service is an entity that, together
with its affiliates and controlling
principals, has average gross revenues
not exceeding $40 million for the
preceding three years. Additionally, a
very small business is an entity that,
together with its affiliates and
controlling principals, has average gross
revenues that are not more than $15
million for the preceding three years.
SBA approval of these definitions is not
required. An auction of 52 Major
Economic Area licenses commenced on
September 6, 2000, and closed on
September 21, 2000. Of the 104 licenses
auctioned, 96 licenses were sold to nine
bidders. Five of these bidders were
small businesses that won a total of 26
licenses. A second auction of 700 MHz
Guard Band licenses commenced on
February 13, 2001, and closed on
February 21, 2001. All eight of the
licenses auctioned were sold to three
bidders. One of these bidders was a
small business that won a total of two
licenses.
159. Air-Ground Radiotelephone
Service. The Commission has previously
used the SBA’s small business size
standard applicable to Wireless
Telecommunications Carriers (except
Satellite), i.e., an entity employing no
more than 1,500 persons. There are
approximately 100 licensees in the AirGround Radiotelephone Service, and
under that definition, the Commission
estimates that almost all of them qualify
as small entities under the SBA
definition. For purposes of assigning
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10847
Air-Ground Radiotelephone Service
licenses through competitive bidding,
the Commission has defined ‘‘small
business’’ as an entity that, together with
controlling interests and affiliates, has
average annual gross revenues for the
preceding three years not exceeding $40
million. A ‘‘very small business’’ is
defined as an entity that, together with
controlling interests and affiliates, has
average annual gross revenues for the
preceding three years not exceeding $15
million. These definitions were
approved by the SBA. In May 2006, the
Commission completed an auction of
nationwide commercial Air-Ground
Radiotelephone Service licenses in the
800 MHz band (Auction No. 65). On
June 2, 2006, the auction closed with
two winning bidders winning two AirGround Radiotelephone Services
licenses. Neither of the winning bidders
claimed small business status.
160. Rural Radiotelephone Service.
The Commission has not adopted a size
standard for small businesses specific to
the Rural Radiotelephone Service. A
significant subset of the Rural
Radiotelephone Service is the Basic
Exchange Telephone Radio System
(BETRS). The Commission uses the
SBA’s small business size standard
applicable to ‘‘Cellular and Other
Wireless Telecommunications,’’ i.e., an
entity employing no more than 1,500
persons. There are approximately 1,000
licensees in the Rural Radiotelephone
Service, and the Commission estimates
that there are 1,000 or fewer small entity
licensees in the Rural Radiotelephone
Service that may be affected by the rules
and policies adopted herein.
161. Aviation and Marine Radio
Services. Small businesses in the
aviation and marine radio services use
a very high frequency (VHF) marine or
aircraft radio and, as appropriate, an
emergency position-indicating radio
beacon (and/or radar) or an emergency
locator transmitter. The Commission has
not developed a small business size
standard specifically applicable to these
small businesses. For purposes of this
analysis, the Commission uses the SBA
small business size standard for the
category Wireless Telecommunications
Carriers (except satellite),’’ which is
1,500 or fewer employees. Census data
for 2007, which supersede data
contained in the 2002 Census, show that
there were 1,383 firms that operated that
year. Of those 1,383, 1,368 had fewer
than 100 employees, and 15 firms had
more than 100 employees. Thus under
this category and the associated small
business size standard, the majority of
firms can be considered small.
Additionally, the Commission notes that
most applicants for recreational licenses
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in this category of wireless service are
individuals. Approximately 581,000
ship station licensees and 131,000
aircraft station licensees operate
domestically and are not subject to the
radio carriage requirements of any
statute or treaty. For purposes of our
evaluations in this analysis, the
Commission estimates that there are up
to approximately 712,000 licensees that
are small businesses (or individuals)
under the SBA standard. In addition,
between December 3, 1998 and
December 14, 1998, the Commission
held an auction of 42 VHF Public Coast
licenses in the 157.1875–157.4500 MHz
(ship transmit) and 161.775–162.0125
MHz (coast transmit) bands. For
purposes of the auction, the
Commission defined a ‘‘small’’ business
as an entity that, together with
controlling interests and affiliates, has
average gross revenues for the preceding
three years not to exceed $15 million
dollars. In addition, a ‘‘very small’’
business is one that, together with
controlling interests and affiliates, has
average gross revenues for the preceding
three years not to exceed $3 million
dollars. There are approximately 10,672
licensees in the Marine Coast Service,
and the Commission estimates that
almost all of them qualify as ‘‘small’’
businesses under the above special
small business size standards.
162. Fixed Microwave Services.
Microwave services include common
carrier, private-operational fixed, and
broadcast auxiliary radio services. They
also include the Local Multipoint
Distribution Service (LMDS), the Digital
Electronic Message Service (DEMS), and
the 24 GHz Service, where licensees can
choose between common carrier and
non-common carrier status. The
Commission has not yet defined a small
business with respect to microwave
services. For purposes of the IRFA, the
Commission will use the SBA’s
definition applicable to Wireless
Telecommunications Carriers (except
satellite)—i.e., an entity with no more
than 1,500 persons is considered small.
For the category of Wireless
Telecommunications Carriers (except
Satellite), Census data for 2007, which
supersede data contained in the 2002
Census, show that there were 1,383
firms that operated that year. Of those
1,383, 1,368 had fewer than 100
employees, and 15 firms had more than
100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small. The
Commission notes that the number of
firms does not necessarily track the
number of licensees. The Commission
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estimates that virtually all of the Fixed
Microwave licensees (excluding
broadcast auxiliary licensees) would
qualify as small entities under the SBA
definition.
163. Offshore Radiotelephone Service.
This service operates on several UHF
television broadcast channels that are
not used for television broadcasting in
the coastal areas of States bordering the
Gulf of Mexico. There are presently
approximately 55 licensees in this
service. The Commission is unable to
estimate at this time the number of
licensees that would qualify as small
under the SBA’s small business size
standard for the category of Wireless
Telecommunications Carriers (except
Satellite). Under that standard. Under
that SBA small business size standard,
a business is small if it has 1,500 or
fewer employees. Census data for 2007,
which supersede data contained in the
2002 Census, show that there were
1,383 firms that operated that year. Of
those 1,383, 1,368 had fewer than 100
employees, and 15 firms had more than
100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small.
164. 32.39 GHz Service. The
Commission created a special small
business size standard for 39 GHz
licenses—an entity that has average
gross revenues of $40 million or less in
the three previous calendar years. An
additional size standard for ‘‘very small
business’’ is: an entity that, together
with affiliates, has average gross
revenues of not more than $15 million
for the preceding three calendar years.
The SBA has approved these small
business size standards. The auction of
the 2,173 39 GHz licenses began on
April 12, 2000 and closed on May 8,
2000. The 18 bidders who claimed small
business status won 849 licenses.
Consequently, the Commission
estimates that 18 or fewer 39 GHz
licensees are small entities that may be
affected by our action.
165. Wireless Cable Systems.
Broadband Radio Service and
Educational Broadband Service.
Broadband Radio Service systems,
previously referred to as Multipoint
Distribution Service (MDS) and
Multichannel Multipoint Distribution
Service (MMDS) systems, and ‘‘wireless
cable,’’ transmit video programming to
subscribers and provide two-way high
speed data operations using the
microwave frequencies of the
Broadband Radio Service (BRS) and
Educational Broadband Service (EBS)
(previously referred to as the
Instructional Television Fixed Service
(ITFS)). In connection with the 1996
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BRS auction, the Commission
established a small business size
standard as an entity that had annual
average gross revenues of no more than
$40 million in the previous three
calendar years. The BRS auctions
resulted in 67 successful bidders
obtaining licensing opportunities for
493 Basic Trading Areas (BTAs). Of the
67 auction winners, 61 met the
definition of a small business. BRS also
includes licensees of stations authorized
prior to the auction. At this time, we
estimate that of the 61 small business
BRS auction winners, 48 remain small
business licensees. In addition to the 48
small businesses that hold BTA
authorizations, there are approximately
392 incumbent BRS licensees that are
considered small entities. After adding
the number of small business auction
licensees to the number of incumbent
licensees not already counted, we find
that there are currently approximately
440 BRS licensees that are defined as
small businesses under either the SBA
or the Commission’s rules. In 2009, the
Commission conducted Auction 86, the
sale of 78 licenses in the BRS areas. The
Commission offered three levels of
bidding credits: (i) A bidder with
attributed average annual gross revenues
that exceed $15 million and do not
exceed $40 million for the preceding
three years (small business) will receive
a 15 percent discount on its winning
bid; (ii) a bidder with attributed average
annual gross revenues that exceed $3
million and do not exceed $15 million
for the preceding three years (very small
business) will receive a 25 percent
discount on its winning bid; and (iii) a
bidder with attributed average annual
gross revenues that do not exceed $3
million for the preceding three years
(entrepreneur) will receive a 35 percent
discount on its winning bid. Auction 86
concluded in 2009 with the sale of 61
licenses. Of the ten winning bidders,
two bidders that claimed small business
status won 4 licenses; one bidder that
claimed very small business status won
three licenses; and two bidders that
claimed entrepreneur status won six
licenses.
166. In addition, the SBA’s Cable
Television Distribution Services small
business size standard is applicable to
EBS. There are presently 2,032 EBS
licensees. All but 100 of these licenses
are held by educational institutions.
Educational institutions are included in
this analysis as small entities. Thus, we
estimate that at least 1,932 licensees are
small businesses. Since 2007, Cable
Television Distribution Services have
been defined within the broad economic
census category of Wired
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Telecommunications Carriers; that
category is defined as follows: ‘‘This
industry comprises establishments
primarily engaged in operating and/or
providing access to transmission
facilities and infrastructure that they
own and/or lease for the transmission of
voice, data, text, sound, and video using
wired telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies.’’ For these services, the
Commission uses the SBA small
business size standard for the category
‘‘Wireless Telecommunications Carriers
(except satellite),’’ which is 1,500 or
fewer employees. To gauge small
business prevalence for these cable
services we must, however, use the most
current census data. Census data for
2007, which supersede data contained
in the 2002 Census, show that there
were 1,383 firms that operated that year.
Of those 1,383, 1,368 had fewer than
100 employees, and 15 firms had more
than 100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small. The
Commission notes that the Census’ use
the classifications ‘‘firms’’ does not track
the number of ‘‘licenses.’’
167. In the 1998 and 1999 LMDS
auctions, the Commission defined a
small business as an entity that has
annual average gross revenues of less
than $40 million in the previous three
calendar years. Moreover, the
Commission added an additional
classification for a ‘‘very small
business,’’ which was defined as an
entity that had annual average gross
revenues of less than $15 million in the
previous three calendar years. These
definitions of ‘‘small business’’ and ‘‘very
small business’’ in the context of the
LMDS auctions have been approved by
the SBA. In the first LMDS auction, 104
bidders won 864 licenses. Of the 104
auction winners, 93 claimed status as
small or very small businesses. In the
LMDS re-auction, 40 bidders won 161
licenses. Based on this information, the
Commission believes that the number of
small LMDS licenses will include the 93
winning bidders in the first auction and
the 40 winning bidders in the reauction, for a total of 133 small entity
LMDS providers as defined by the SBA
and the Commission’s auction rules.
168. 218–219 MHz Service. The first
auction of 218–219 MHz spectrum
resulted in 170 entities winning licenses
for 594 Metropolitan Statistical Area
(MSA) licenses. Of the 594 licenses, 557
were won by entities qualifying as a
small business. For that auction, the
small business size standard was an
entity that, together with its affiliates,
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has no more than a $6 million net worth
and, after Federal income taxes
(excluding any carry over losses), has no
more than $2 million in annual profits
each year for the previous two years. In
the 218–219 MHz Report and Order and
Memorandum Opinion and Order, the
Commission established a small
business size standard for a ‘‘small
business’’ as an entity that, together with
its affiliates and persons or entities that
hold interests in such an entity and
their affiliates, has average annual gross
revenues not to exceed $15 million for
the preceding three years. A ‘‘very small
business’’ is defined as an entity that,
together with its affiliates and persons
or entities that hold interests in such an
entity and its affiliates, has average
annual gross revenues not to exceed $3
million for the preceding three years.
These size standards will be used in
future auctions of 218–219 MHz
spectrum.
169. 24 GHz—Incumbent Licensees.
This analysis may affect incumbent
licensees who were relocated to the 24
GHz band from the 18 GHz band, and
applicants who wish to provide services
in the 24 GHz band. For this service, the
Commission uses the SBA small
business size standard for the category
‘‘Wireless Telecommunications Carriers
(except satellite),’’ which is 1,500 or
fewer employees. To gauge small
business prevalence for these cable
services we must, however, use the most
current census data. Census data for
2007, which supersede data contained
in the 2002 Census, show that there
were 1,383 firms that operated that year.
Of those 1,383, 1,368 had fewer than
100 employees, and 15 firms had more
than 100 employees. Thus under this
category and the associated small
business size standard, the majority of
firms can be considered small. The
Commission notes that the Census’ use
of the classifications’’ firms’’ does not
track the number of ‘‘licenses’’. The
Commission believes that there are only
two licensees in the 24 GHz band that
were relocated from the 18 GHz band,
Teligent and TRW, Inc. It is our
understanding that Teligent and its
related companies have less than 1,500
employees, though this may change in
the future. TRW is not a small entity.
Thus, only one incumbent licensee in
the 24 GHz band is a small business
entity.
170. 24 GHz—Future Licensees. With
respect to new applicants in the 24 GHz
band, the small business size standard
for ‘‘small business’’ is an entity that,
together with controlling interests and
affiliates, has average annual gross
revenues for the three preceding years
not in excess of $15 million. ‘‘Very small
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business’’ in the 24 GHz band is an
entity that, together with controlling
interests and affiliates, has average gross
revenues not exceeding $3 million for
the preceding three years. The SBA has
approved these small business size
standards. These size standards will
apply to the future auction, if held.
3. Satellite Service Providers
171. Satellite Telecommunications
Providers. Two economic census
categories address the satellite industry.
The first category has a small business
size standard of $15 million or less in
average annual receipts, under SBA
rules. The second has a size standard of
$25 million or less in annual receipts.
172. The category of Satellite
Telecommunications ‘‘comprises
establishments primarily engaged in
providing telecommunications services
to other establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ Census Bureau
data for 2007 show that 512 Satellite
Telecommunications firms that operated
for that entire year. Of this total, 464
firms had annual receipts of under $10
million, and 18 firms had receipts of
$10 million to $24,999,999.
Consequently, the Commission
estimates that the majority of Satellite
Telecommunications firms are small
entities that might be affected by our
action.
173. The second category, i.e. ‘‘All
Other Telecommunications’’ comprises
‘‘establishments primarily engaged in
providing specialized
telecommunications services, such as
satellite tracking, communications
telemetry, and radar station operation.
This industry also includes
establishments primarily engaged in
providing satellite terminal stations and
associated facilities connected with one
or more terrestrial systems and capable
of transmitting telecommunications to,
and receiving telecommunications from,
satellite systems. Establishments
providing Internet services or voice over
Internet protocol (VoIP) services via
client-supplied telecommunications
connections are also included in this
industry.’’ For this category, Census
Bureau data for 2007 show that there
were a total of 2,383 firms that operated
for the entire year. Of this total, 2,347
firms had annual receipts of under $25
million and 12 firms had annual
receipts of $25 million to $49,999,999.
Consequently, the Commission
estimates that the majority of All Other
Telecommunications firms are small
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entities that might be affected by our
action.
4. Cable and OVS Operators
174. Because Section 706 requires us
to monitor the deployment of broadband
regardless of technology or transmission
media employed, the Commission
anticipates that some broadband service
providers may not provide telephone
service. Accordingly, the Commission
describes below other types of firms that
may provide broadband services,
including cable companies, MDS
providers, and utilities, among others.
175. Cable and Other Program
Distributors. Since 2007, these services
have been defined within the broad
economic census category of Wired
Telecommunications Carriers; that
category is defined as follows: ‘‘This
industry comprises establishments
primarily engaged in operating and/or
providing access to transmission
facilities and infrastructure that they
own and/or lease for the transmission of
voice, data, text, sound, and video using
wired telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies.’’ The SBA has developed a
small business size standard for this
category, which is: All such firms
having 1,500 or fewer employees.
Census data for 2007, which supersede
data contained in the 2002 Census,
show that there were 1,383 firms that
operated that year. Of those 1,383, 1,368
had fewer than 100 employees, and 15
firms had more than 100 employees.
Thus under this category and the
associated small business size standard,
the majority of such firms can be
considered small.
176. Cable Companies and Systems.
The Commission has also developed its
own small business size standards, for
the purpose of cable rate regulation.
Under the Commission’s rules, a ‘‘small
cable company’’ is one serving 400,000
or fewer subscribers, nationwide.
Industry data indicate that, of 1,076
cable operators nationwide, all but
eleven are small under this size
standard. In addition, under the
Commission’s rules, a ‘‘small system’’ is
a cable system serving 15,000 or fewer
subscribers. Industry data indicate that,
of 7,208 systems nationwide, 6,139
systems have under 10,000 subscribers,
and an additional 379 systems have
10,000–19,999 subscribers. Thus, under
this second size standard, most cable
systems are small.
177. Cable System Operators. The
Communications Act of 1934, as
amended, also contains a size standard
for small cable system operators, which
is ‘‘a cable operator that, directly or
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through an affiliate, serves in the
aggregate fewer than 1 percent of all
subscribers in the United States and is
not affiliated with any entity or entities
whose gross annual revenues in the
aggregate exceed $250,000,000.’’ The
Commission has determined that an
operator serving fewer than 677,000
subscribers shall be deemed a small
operator, if its annual revenues, when
combined with the total annual
revenues of all its affiliates, do not
exceed $250 million in the aggregate.
Industry data indicate that, of 1,076
cable operators nationwide, all but ten
are small under this size standard. We
note that the Commission neither
requests nor collects information on
whether cable system operators are
affiliated with entities whose gross
annual revenues exceed $250 million,
and therefore we are unable to estimate
more accurately the number of cable
system operators that would qualify as
small under this size standard.
178. Open Video Services. Open
Video Service (OVS) systems provide
subscription services. The open video
system (‘‘OVS’’) framework was
established in 1996, and is one of four
statutorily recognized options for the
provision of video programming
services by local exchange carriers. The
OVS framework provides opportunities
for the distribution of video
programming other than through cable
systems. Because OVS operators provide
subscription services, OVS falls within
the SBA small business size standard
covering cable services, which is ‘‘Wired
Telecommunications Carriers.’’ The SBA
has developed a small business size
standard for this category, which is: all
such firms having 1,500 or fewer
employees. To gauge small business
prevalence for the OVS service, the
Commission relies on data currently
available from the U.S. Census for the
year 2007. According to that source,
there were 3,188 firms that in 2007 were
Wired Telecommunications Carriers. Of
these, 3,144 operated with less than
1,000 employees, and 44 operated with
more than 1,000 employees. However,
as to the latter 44 there is no data
available that shows how many
operated with more than 1,500
employees. Based on this data, the
majority of these firms can be
considered small. In addition, we note
that the Commission has certified some
OVS operators, with some now
providing service. Broadband service
providers (‘‘BSPs’’) are currently the
only significant holders of OVS
certifications or local OVS franchises.
The Commission does not have
financial or employment information
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regarding the entities authorized to
provide OVS, some of which may not
yet be operational. Thus, at least some
of the OVS operators may qualify as
small entities. The Commission further
notes that it has certified approximately
45 OVS operators to serve 75 areas, and
some of these are currently providing
service. Affiliates of Residential
Communications Network, Inc. (RCN)
received approval to operate OVS
systems in New York City, Boston,
Washington, DC, and other areas. RCN
has sufficient revenues to assure that
they do not qualify as a small business
entity. Little financial information is
available for the other entities that are
authorized to provide OVS and are not
yet operational. Given that some entities
authorized to provide OVS service have
not yet begun to generate revenues, the
Commission concludes that up to 44
OVS operators (those remaining) might
qualify as small businesses that may be
affected by the rules and policies
adopted herein.
5. Electric Power Generation,
Transmission and Distribution
179. Electric Power Generators,
Transmitters, and Distributors. The
Census Bureau defines an industry
group comprised of ‘‘establishments,
primarily engaged in generating,
transmitting, and/or distributing electric
power. Establishments in this industry
group may perform one or more of the
following activities: (1) Operate
generation facilities that produce
electric energy; (2) operate transmission
systems that convey the electricity from
the generation facility to the distribution
system; and (3) operate distribution
systems that convey electric power
received from the generation facility or
the transmission system to the final
consumer.’’ The SBA has developed a
small business size standard for firms in
this category: ‘‘A firm is small if,
including its affiliates, it is primarily
engaged in the generation, transmission,
and/or distribution of electric energy for
sale and its total electric output for the
preceding fiscal year did not exceed 4
million megawatt hours.’’ According to
Census Bureau data for 2007, there were
1,525 firms in this category that
operated for the entire year. Census data
do not track electric output and we have
not determined how many of these firms
fit the SBA size standard for small, with
no more than 4 million megawatt hours
of electric output. Consequently, we
estimate that 1,525 or fewer firms may
be considered small under the SBA
small business size standard.
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6. Internet Service Providers, Web
Portals and Other Information Services
180. In 2007, the SBA recognized two
new small business, economic census
categories. They are (1) Internet
Publishing and Broadcasting and Web
Search Portals, and (2) All Other
Information Services.
181. Internet Service Providers. The
2007 Economic Census places these
firms, whose services might include
voice over Internet protocol (VoIP), in
either of two categories, depending on
whether the service is provided over the
provider’s own telecommunications
facilities (e.g., cable and DSL ISPs), or
over client-supplied
telecommunications connections (e.g.,
dial-up ISPs). The former are within the
category of Wired Telecommunications
Carriers, which has an SBA small
business size standard of 1,500 or fewer
employees. These are also labeled
‘‘broadband.’’ The latter are within the
category of All Other
Telecommunications, which has a size
standard of annual receipts of $25
million or less. These are labeled nonbroadband.
182. The most current Economic
Census data for all such firms are 2007
data, which are detailed specifically for
ISPs within the categories above. For the
first category, the data show that 396
firms operated for the entire year, of
which 159 had nine or fewer employees.
For the second category, the data show
that 1,682 firms operated for the entire
year. Of those, 1,675 had annual
receipts below $25 million per year, and
an additional two had receipts of
between $25 million and $49,999,999.
Consequently, we estimate that the
majority of ISP firms are small entities.
183. Internet Publishing and
Broadcasting and Web Search Portals.
This industry comprises establishments
primarily engaged in (1) publishing and/
or broadcasting content on the Internet
exclusively or (2) operating Web sites
that use a search engine to generate and
maintain extensive databases of Internet
addresses and content in an easily
searchable format (and known as Web
search portals). The publishing and
broadcasting establishments in this
industry do not provide traditional
(non-Internet) versions of the content
that they publish or broadcast. They
provide textual, audio, and/or video
content of general or specific interest on
the Internet exclusively. Establishments
known as Web search portals often
provide additional Internet services,
such as e-mail, connections to other
Web sites, auctions, news, and other
limited content, and serve as a home
base for Internet users. The SBA has
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developed a small business size
standard for this category; that size
standard is 500 employees. Less than
500 employees is considered small.
According to Census Bureau data for
2007, there were 2,705 firms that
provided one or more of these services
for that entire year. Of these, 2,682
operated with less than 500 employees
and 13 operated with 500 to 999
employees. Consequently, we estimate
that the majority of these firms are small
entities that may be affected by our
action.
184. Data Processing, Hosting, and
Related Services. This industry
comprises establishments primarily
engaged in providing infrastructure for
hosting or data processing services.
These establishments may provide
specialized hosting activities, such as
Web hosting, streaming services or
application hosting; provide application
service provisioning; or may provide
general time-share mainframe facilities
to clients. Data processing
establishments provide complete
processing and specialized reports from
data supplied by clients or provide
automated data processing and data
entry services. The SBA has developed
a small business size standard for this
category; that size standard is $25
million or less in average annual
receipts. According to Census Bureau
data for 2007, there were 8,060 firms in
this category that operated for the entire
year. Of these, 6,726 had annual receipts
of under $25 million, and 155 had
receipts between $25 million and
$49,999,999 million. Consequently, we
estimate that the majority of these firms
are small entities that may be affected
by our action.
185. All Other Information Services.
‘‘This industry comprises establishments
primarily engaged in providing other
information services (except new
syndicates and libraries and archives).’’
Our action pertains to interconnected
VoIP services, which could be provided
by entities that provide other services
such as e-mail, online gaming, Web
browsing, video conferencing, instant
messaging, and other, similar IP-enabled
services. The SBA has developed a
small business size standard for this
category; that size standard is $7.0
million or less in average annual
receipts. According to Census Bureau
data for 2007, there were 367 firms in
this category that operated for the entire
year. Of these, 334 had annual receipts
of under $5 million, and an additional
11 firms had receipts of between $5
million and $9,999,999. Consequently,
we estimate that the majority of these
firms are small entities that may be
affected by our action.
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D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
186. In the Notice, the Commission
proposes additional or modified
information collections that would
impose further reporting and
recordkeeping requirements on current
Form 477 filers, including small
entities. Specifically, the NPRM invites
comment on whether and how the
Commission could collect data on the
following additional or modified
categories of data: (1) Deployment,
(2) subscription, (3) price, (4) service
quality, and (5) ownership and contact
information. The Commission also seeks
comment on whether to collect ‘‘other
data’’ such as socioeconomic and social
metrics data to assess socially and
economically disadvantaged parties.
The Commission seeks further comment
on the extent to which technological
tools and use of commercial and
publicly available data can reduce the
burden of producing information. The
Commission also seeks comment on
how to streamline the process in
collecting the data the Commission
needs to inform its policymaking
processes while minimizing the
production burden on providers and the
processing burden on the Commission.
The Commission invites comments on
the merits and methodologies of such
data collections to include suggestions
and discussions of other alternatives not
specifically discussed in the NPRM that
would meet the objectives of the NPRM
but would impose lesser burdens on
smaller entities.
187. Based on these questions, the
Commission anticipates that a record
will be developed concerning actual
burden and alternative ways in which
the Commission could lessen the
burden on small entities of obtaining
improved data about broadband
deployment and availability throughout
the nation.
E. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
188. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
(among others) the following four
alternatives: (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
E:\FR\FM\28FEP1.SGM
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10852
Federal Register / Vol. 76, No. 39 / Monday, February 28, 2011 / Proposed Rules
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
189. In particular, the Commission
seeks comment on whether it would be
less burdensome for providers to submit
address-level data with respect to the
deployment and availability of services.
The Commission also seeks comment on
other ways that the Commission can
ease the burden on small- and mediumsized providers.
190. Based on these questions, and
the alternatives the Commission has
discussed, the Commission anticipates
that the record will be developed
concerning alternative ways in which
the Commission could lessen the
burden on small entities of obtaining
improved data about broadband. The
Commission welcomes proposals of
alternatives from any of the approaches
as described in Section A, supra.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
191. None.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2011–4393 Filed 2–25–11; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 110201085–1087–01]
RIN 0648–XY55
Magnuson-Stevens Act Provisions;
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; 2011 Sector Operations Plans
and Contracts, and Allocation of
Northeast Multispecies Annual Catch
Entitlements
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
srobinson on DSKHWCL6B1PROD with PROPOSALS
AGENCY:
As part of the process for the
NMFS Northeast Regional
Administrator approval of proposed
sector operations established under
Amendment 16 to the Northeast (NE)
Multispecies Fishery Management Plan
(FMP), sectors are required to submit
operations plans and sector contracts,
SUMMARY:
VerDate Mar<15>2010
17:28 Feb 25, 2011
Jkt 223001
and request an allocation of stocks
regulated under the FMP for each
fishing year (FY). This action is to
provide interested parties an
opportunity to comment on 19 FY 2011
proposed sector operations plans and
contracts. Although NMFS received 22
proposed sector operations plans and
contracts for approval, only 19 of the 22
sector operations plans and contracts
are being considered for approval
because 3 sectors, the Massachusetts
Permit Bank Sector, the New Hampshire
Permit Bank Sector, and the Rhode
Island Permit Bank Sector, were unable
to fulfill the roster requirements, and,
therefore, were excluded from
consideration.
DATES: Written comments must be
received on or before March 15, 2011.
ADDRESSES: You may submit comments,
identified by 0648–XY55, by any one of
the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: (978) 281–9135, Attn: Allison
Murphy.
• Mail: Paper, disk, or CD–ROM
comments should be sent to Patricia A.
Kurkul, Regional Administrator,
National Marine Fisheries Service, 55
Great Republic Drive, Gloucester, MA
01930. Mark the outside of the
envelope: ‘‘Comments on 2011 Sector
Operations Plans and Contracts.’’
Instructions: All comments received
are part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information. NMFS will
accept anonymous comments (enter
N/A in the required fields, if you wish
to remain anonymous). You may submit
attachments to electronic comments in
Microsoft Word, Microsoft Excel,
WordPerfect, or Adobe PDF file formats
only.
Copies of the sector operations plans
and contracts and the environmental
assessment (EA) are available at https://
www.regulations.gov and from the
NMFS NE Regional Office at the mailing
address specified above. An Initial
Regulatory Flexibility Analysis (IRFA)
was prepared for this proposed rule and
is comprised of the EA, and the
preamble and the Classification sections
of this proposed rule.
FOR FURTHER INFORMATION CONTACT:
Allison Murphy, Sector Policy Analyst,
PO 00000
Frm 00072
Fmt 4702
Sfmt 4702
phone (978) 281–9122, fax (978) 281–
9135.
NMFS
announces that the Administrator, NE
Region, NMFS (Regional Administrator),
has made a preliminary determination
that 19 sector operations plans and
contracts, which were initially
submitted to NMFS on or before
September 1, 2010, and sector rosters,
submitted on or before September 10,
2010, are: (1) Consistent with the goals
of the FMP, as described in Amendment
16 Final Environmental Impact
Statement (FEIS) and other applicable
laws, (2) in compliance with the
measures that govern the development
and operation of a sector as specified in
Section 4.2.3 of the Amendment 16
FEIS, and (3) have met administrative
deadlines, including roster deadlines,
for being proposed as a sector
operations plan for FY 2011. This
proposed rule summarizes many of the
sector requirements as implemented by
Amendment 16 and the requirements
proposed for modification in
Framework Adjustment 45 (FW 45), and
solicits comments on the regulatory
exemptions requested by sectors as well
as the applicable environmental
analyses.
As stated in Amendment 16, the
deadline to submit operations plans and
signed contracts was September 1, 2010.
However, because NE multispecies
permit holders were notified of their
preliminary FY 2011 Potential Sector
Contribution (PSC) in mid-August,
2010, NMFS extended the deadline to
submit signed contracts from September
1, 2010, to September 10, 2010, to allow
vessel owners adequate time to make a
decision to join a sector for FY 2011 or
to fish in the common pool. Based upon
industry request, this deadline was
further extended to December 1, 2010,
to provide additional flexibility.
SUPPLEMENTARY INFORMATION:
Background
The final rule implementing
Amendment 13 to the NE Multispecies
FMP (69 FR 22906; April 27, 2004)
specified a process for forming sectors
within the NE multispecies fishery,
implemented restrictions applicable to
all sectors, and authorized allocation of
a total allowable catch (TAC) for
specific groundfish species to a sector.
As approved in Amendment 13, sector
operations plans and contracts must
contain certain elements, including a
contract signed by all sector participants
and an operations plan containing rules
that sector members agree to abide by to
avoid exceeding their sector TAC. An
EA, or other appropriate analysis, must
be prepared for the sectors that analyzes
E:\FR\FM\28FEP1.SGM
28FEP1
Agencies
[Federal Register Volume 76, Number 39 (Monday, February 28, 2011)]
[Proposed Rules]
[Pages 10827-10852]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-4393]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 1, 20, and 43
[WCB: WC Docket Nos. 07-38, 09-190, 10-132, 11-10; FCC 11-14]
Modernizing the FCC Form 477 Data Program
AGENCY: Federal Communications Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: In this document, the Commission considers whether and how to
reform the Form 477 data program, which serves as the Commission's
primary tool for collecting broadband and local telephone data. The
Commission
[[Page 10828]]
believes it is time to consider whether modifying the Form 477 will
improve the Commission's ability to carry out its duties under the
Communications Act of 1934, as amended (the Act), and is an important
part of the Commission's larger initiative to modernize and streamline
how the Commission collects, uses, and disseminates data.
DATES: Comments are due on or before March 30, 2011, and reply comments
are due on or before April 14, 2011. Written comments on the Paperwork
Reduction Act proposed or modified information collection requirements
must be submitted by the public, Office of Management and Budget (OMB),
and other interested parties on or before April 29, 2011.
ADDRESSES: You may submit comments, identified by WC Docket No.11-10,
by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Federal Communications Commission's Web Site: https://fjallfoss.fcc.gov/ecfs2/. Follow the instructions for submitting
comments.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by e-mail: FCC504@fcc.gov or phone: (202)
418-0530 or TTY: (202) 418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document. In addition to filing comments
with the Secretary, a copy of any comments on the Paperwork Reduction
Act information collection requirements contained herein should be
submitted to the Federal Communications Commission via e-mail to
PRA@fcc.gov and to Nicholas A. Fraser, Office of Management and Budget,
via e-mail to Nicholas_A._Fraser@omb.eop.gov or via fax at 202-395-
5167.
FOR FURTHER INFORMATION CONTACT: Jeremy Miller at (202) 418-1507,
Wireline Competition Bureau, Industry Analysis and Technology Division.
For additional information concerning the Paperwork Reduction Act
information collection requirements contained in this document, send an
e-mail to PRA@fcc.gov or contact Judith Boley Herman at 202-418-0214.
SUPPLEMENTARY INFORMATION: This is a synopsis of the Commission's
Notice of Proposed Rulemaking in WC Docket Nos. 07-38, 09-190, 10-132
and 11-10, adopted and released on February 8, 2011. The complete text
of this document is available for inspection and copying during normal
business hours in the FCC Reference Information Center, Portals II, 445
12th Street, SW., Room CY-A257, Washington, DC 20554. The document may
also be purchased from the Commission's duplicating contractor, Best
Copy and Printing, Inc., 445 12th Street, SW., Room CY-B402,
Washington, DC 20554, telephone (800) 378-3160 or (202) 863-2893,
facsimile (202) 863-2898, or via the Internet at https://www.bcpiweb.com. It is also available on the Commission's Web site at
https://www.fcc.gov.
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using: (1) The Commission's Electronic
Comment Filing System (ECFS), (2) the Federal Government's eRulemaking
Portal, or (3) by filing paper copies. See Electronic Filing of
Documents in Rulemaking Proceedings, 63 FR 24121, May 1, 1998.
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://www.fcc.gov/cgb/ecfs/
or the Federal eRulemaking Portal: https://www.regulations.gov. Filers
should follow the instructions provided on the Web site for submitting
comments.
[cir] For ECFS filers, if multiple docket or rulemaking numbers
appear in the caption of this proceeding, filers must transmit one
electronic copy of the comments for each docket or rulemaking number
referenced in the caption. In completing the transmittal screen, filers
should include their full name, U.S. Postal Service mailing address,
and the applicable docket or rulemaking number. Parties may also submit
an electronic comment by Internet e-mail. To get filing instructions,
filers should send an e-mail to ecfs@fcc.gov, and include the following
words in the body of the message, ``get form.'' A sample form and
directions will be sent in response.
[cir] Paper Filers: Parties who choose to file by paper must file
an original and four copies of each filing. If more than one docket or
rulemaking number appears in the caption of this proceeding, filers
must submit two additional copies for each additional docket or
rulemaking number.
Filings can be sent by hand or messenger delivery, by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail (although we continue to experience delays in receiving U.S.
Postal Service mail). All filings must be addressed to the Commission's
Secretary, Office of the Secretary, Federal Communications Commission.
[cir] The Commission's contractor will receive hand-delivered or
messenger-delivered paper filings for the Commission's Secretary at 236
Massachusetts Avenue, NE., Suite 110, Washington, DC 20002. The filing
hours at this location are 8 a.m. to 7 p.m. All hand deliveries must be
held together with rubber bands or fasteners. Any envelopes must be
disposed of before entering the building.
[cir] Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
[cir] U.S. Postal Service first-class, Express, and Priority mail
should be addressed to 445 12th Street, SW., Washington, DC 20554.
People with Disabilities: To request materials in accessible
formats for people with disabilities (Braille, large print, electronic
files, audio format), send an e-mail to fcc504@fcc.gov or call the
Consumer & Governmental Affairs Bureau at (202) 418-0530 (voice) or
(202) 418-0432 (TTY). Contact the FCC to request reasonable
accommodations for filing comments (accessible format documents, sign
language interpreters, CART, etc.) by e-mail: fcc504@fcc.gov; phone:
(202) 418-0530 or (202) 418-0432 (TTY).
In addition, one copy of each pleading must be sent to each of the
following:
[cir] The Commission's duplicating contractor, Best Copy and
Printing, Inc., 445 12th Street, SW., Room CY-B402, Washington, DC
20554; Web site: https://www.bcpiweb.com; phone: 1-800-378-3160; and
[cir] Jeremy Miller, Competition Policy Division, Industry Analysis
and Technology Division, 445 12th Street, SW., Room 5-B145, Washington,
DC 20554; e-mail: Jeremy.Miller@fcc.gov or telephone number (202) 418-
1507.
Filings and comments are also available for public inspection and
copying during regular business hours at the FCC Reference Information
Center, Portals II, 445 12th Street, SW., Room CY-A257, Washington, DC,
20554. Copies may also be purchased from the Commission's duplicating
contractor, BCPI, 445 12th Street, SW., Room CY-B402, Washington, DC
20554. Customers may contact BCPI through its Web site: https://www.bcpiweb.com, by e-mail at fcc@bcpiweb.com, by telephone at (202)
488-5300 or (800) 378-3160 (voice), (202) 488-5562 (TTY), or by
facsimile at (202) 488-5563.
[[Page 10829]]
Comments and reply comments must include a short and concise
summary of the substantive arguments raised in the pleading. Comments
and reply comments must also comply with Sec. 1.49 and all other
applicable sections of the Commission's rules. We direct all interested
parties to include the name of the filing party and the date of the
filing on each page of their comments and reply comments. All parties
are encouraged to utilize a table of contents, regardless of the length
of their submission. We also strongly encourage parties to track the
organization set forth in the NPRM in order to facilitate our internal
review process.
Initial Paperwork Reduction Act of 1995 Analysis
This document proposes new or revised information collection
requirements. The reporting requirements, if any, that might be adopted
pursuant to this NPRM are too speculative at this time to request
comment from the OMB or interested parties under section 3507(d) of the
Paperwork Reduction Act, 44 U.S.C. 3507(d). Therefore, if the
Commission determines that reporting is required, it will seek comment
from the OMB and interested parties prior to any such requirements
taking effect. Nevertheless, interested parties are encouraged to
comment on whether any new or revised information collection is
necessary, and if so, how the Commission might minimize the burden of
any such collection. In addition, pursuant to the Small Business
Paperwork Relief Act of 2002, we will seek specific comment on how we
might ``further reduce the information collection burden for small
business concerns with fewer than 25 employees.'' Nevertheless,
interested parties are encouraged to comment on whether any new or
revised information collection is necessary, and if so, how the
Commission might minimize the burden of any such collection.
Synopsis of the Further Notice of Proposed Rulemaking
I. Introduction
1. In this Notice of Proposed Rulemaking (NPRM), we seek comment on
whether and how to reform the Form 477 data program to improve the
Commission's ability to carry out its statutory duties, while
streamlining and minimizing the overall costs of the program, including
the burdens imposed on service providers. This NPRM is an important
part of our larger Data Innovation Initiative to modernize and
streamline how we collect, use, and disseminate data, and to ensure
that all of the data we collect is useful for supporting informed
policymaking, promoting competition, and protecting consumers. We are
focused on giving careful consideration to the benefits and burdens of
our data collections, and eliminating unnecessary collections where
possible. For example, the Initiative already has identified over
twenty data collections across the entire Commission that may be
outdated and ripe for elimination, as well as a number of statutory
reporting obligations that may have outlived their usefulness.
Similarly, for each type of data discussed in this NPRM, we will
consider the burdens and benefits of any proposed changes. Our goal is
to ensure that the Commission has the data it needs, while minimizing
the overall burdens of data collection.
2. Established in 2000, Form 477 is the Commission's primary tool
for collecting data about broadband and local telephone networks and
services. The form requires providers of broadband service, local
telephone service, interconnected Voice over Internet Protocol (VoIP)
service, and mobile telephone service to report the number of
subscribers they have in their respective service areas. But the
Commission has in the past noted shortcomings of the data collected
using Form 477, and after more than a decade of rapid innovation in the
market for broadband and telephone services, and consistent with the
Government Accountability Office's (GAO) recent finding that the
Commission's broadband data collection fails to collect key data
required to inform policy decisions and generally needs improvement, we
believe it may be time to modify Form 477 to better serve the needs of
the Commission, Congress, service providers, and consumers. In fact,
since the last modification of Form 477, Congress directed the FCC to
collect additional information to supplement its analysis of broadband
deployment and availability. As we have noted before, Form 477 collects
data that are ``a critical precursor'' to the Commission's ability to
fulfill its statutory duties, and provides the Commission with ``a set
of data of uniform quality and reliability'' superior to other publicly
available information sources. Form 477 also enables us to fulfill our
obligation to reduce government regulation wherever possible, by
providing ``a factual basis to evaluate the nature and impact of our
existing regulation and, in particular, to identify areas where
competition has developed sufficiently to justify deregulation.''
II. Background
A. Form 477 Data Program
3. Development of FCC Form 477. The Commission initiated the Form
477 data program in May 2000 to ``materially improve its ability to
develop, evaluate, and revise policy'' for broadband and telephone
services, and ``to provide valuable benchmarks for Congress, the
Commission, other policy makers, and consumers.'' The Commission
designed the program as a standardized collection, with separate
sections on subscriptions to broadband services, local telephone
service competition, and mobile telephony services.
4. In establishing the Form 477 framework for broadband data, the
Commission anticipated that a ``regular and consistent survey of
broadband deployment'' would substantially assist it in fulfilling its
statutory duty under Section 706 of the Telecommunications Act to
report to Congress on broadband deployment and availability, and to
encourage the deployment of broadband to all Americans. To that end,
the initial Form 477 collected broadband subscribership data.
Specifically, the form collected data from facilities-based providers
on the numbers of connections to the Internet in service to consumers
in each State, and whether such connections used the provider's own
facilities, unbundled network elements (UNEs), special-access lines or
other leased lines, or wireless channels. The Commission established
200 kilobits per second (kbps) as the minimum transfer-speed threshold
for the connections it would track, and required providers to identify
the technology used to provide the connections, the percentage of
connections offered to residential customers and small businesses, and
each ZIP code in which the providers had at least one connection in
service.
5. The initial Form 477 likewise collected subscribership data for
local telephone service, including data from incumbent local exchange
carriers (LECs) and competitive LECs on the number of voice-grade
equivalent lines and fixed wireless channels in service for the
provision of local exchange or exchange access service to end-user
customers and for resale. The original Form 477 required LECs to report
the five-digit ZIP codes in which customers served, by reported lines
and wireless channels. Mobile telephony providers were required to
report their total subscribers by State, and the percentage
[[Page 10830]]
of customers billed directly by the reporting provider.
6. The initial Form 477 program did not require small providers to
file reports. Specifically, broadband service providers with fewer than
250 connections in service in a State were not required to file the
form. LECs with fewer than 10,000 voice-grade equivalent lines or
wireless channels in service, and mobile telephony providers with fewer
than 10,000 subscribers were similarly not required to file.
7. Revisions to Form 477. The Commission has twice modified Form
477. First, in 2004, the Commission revised the Form 477 program to
require submissions from all facilities-based providers of broadband
connections, in order to capture a more comprehensive picture of
broadband deployment in rural areas. Further, the Commission required
filers to report the percentage of their connections that fell into
five speed tiers. The Commission also required all wired and fixed
wireless providers to report the technologies used to provide service
in the ZIP codes in which at least one connection was in service. The
Commission acknowledged that mobile broadband service differs in some
respects from fixed broadband service, and required filers reporting
mobile wireless broadband subscribers to list the ZIP codes that ``best
represent the filers' mobile wireless broadband coverage areas.''
8. The Commission next refined the Form 477 data program in 2008,
establishing the framework that is currently in place. The Commission
decided to collect more granular subscription and speed data, and to
improve the quality of data on mobile wireless broadband services. All
wireline and terrestrial-fixed wireless broadband service providers
must now report the numbers of subscribers at the census-tract level,
broken down by technology and more disaggregated speed tiers; and the
percentage of subscribers that are residential. Incumbent LECs must
continue to report the percentage of their service areas where DSL
connections are available to residential premises, and cable system
operators must do the same with regard to cable modem service
availability. Providers of terrestrial mobile wireless broadband
services must continue to submit their broadband subscriber totals on a
State-by-State basis, rather than at the census-tract level, and must
report on the census tracts that ``best represent'' their broadband
service footprint for each speed tier in which they offer service.
9. The 2008 Broadband Data Gathering Order and Further NPRM, 73 FR
37911, July 2, 2008, also required providers of interconnected VoIP
services to report the number of subscribers in each State, the number
of subscribers who purchase the service in conjunction with the
purchase of a broadband connection and, of those, the types of
connections purchased. Interconnected VoIP providers also must report
the percentage of subscribers who can use the service over any
broadband connection.
10. 2008 Further NPRM. The Commission sought comment in 2008 on
further revisions to Form 477, including whether and how to institute a
national broadband availability mapping program. The Commission
tentatively concluded that it ``should collect information that
providers use to respond to prospective customers to determine on an
address-by-address basis whether service is available.'' The Commission
sought comment on standardized collection formats; whether it should
collect information on pricing and actual speeds of broadband services;
how generally to maintain the confidentiality of broadband data;
whether the Commission should conduct and publish periodic consumer
surveys on broadband services; and whether it should require LECs and
interconnected VoIP providers to report the number of subscribers in
geographic units below the State level, either by ZIP code or census
tract.
B. Other Developments Relating to Data Collection
11. Since the adoption of the 2008 Broadband Data Gathering Order
and Further NPRM, 73 FR 37911, July 2, 2008, a number of legislative
and regulatory developments have affected the obligations of the
Commission and other government agencies to collect data related to
telephone and broadband services.
1. Broadband Data Improvement Act
12. On October 10, 2008, Congress enacted the Broadband Data
Improvement Act (BDIA), expressly finding that ``[i]mproving Federal
data on the deployment and adoption of broadband service will assist in
the development of broadband technology across all regions of the
nation.'' The BDIA imposed several new obligations on the Commission
and other Federal agencies.
a. Revisions to Section 706 Reporting Requirements
13. The BDIA amended Section 706 of the Telecommunications Act of
1996 to improve the quality and quantity of data the Commission
collects on the deployment and adoption of broadband services. First,
the BDIA requires the Commission to publish its Section 706 reports
``annually'' instead of ``regularly,'' as previously required. Second,
the BDIA requires the Commission to compile ``demographic information
for unserved areas'' as part of the annual Section 706 inquiry.
Specifically, the BDIA requires that the Commission ``compile a list of
geographical areas not served by any provider of advanced
telecommunications capability.'' If Census Bureau data are available,
the Commission must ``determine, for each such unserved area--(1) The
population; (2) the population density; and (3) the average per capita
income.''
14. The BDIA also requires the Commission to perform an
international comparison in its annual broadband deployment report
conducted pursuant to Section 706 of the Telecommunications Act.
Specifically, Section 1303 of Title 47 now requires the Commission to
``include information comparing the extent of broadband service
capability (including data transmission speeds and price for broadband
service capability) in a total of 75 communities in at least 25
countries abroad for each of the data rate benchmarks for broadband
service utilized by the Commission to reflect different speed tiers.''
b. The GAO's Report on Broadband Metrics and Standards
15. In addition, the BDIA required the GAO's Comptroller General to
conduct a study and issue a report on broadband metrics and standards
by October 10, 2009. That report evaluated the ``broadband metrics that
may be used by industry and the Federal Government [including the
Commission] to provide users with more accurate information about the
cost and capability of their broadband connection[s], and to better
compare the deployment and penetration of broadband in the United
States with other countries.''
16. The GAO found that current measures of broadband performance
``have limitations,'' that ``views were mixed on potential
alternatives, and ongoing [broadband data collection] efforts need
improvement.'' Further, stakeholders reported to the GAO that the data
collected by the FCC Form 477 ``[do] not include information on
availability, price, or actual delivered speeds, which limits the
ability to make comparisons across the country and inform policy or
investment decisions.''
2. Recovery Act
17. In February 2009, Congress enacted the American Recovery and
[[Page 10831]]
Reinvestment Act (ARRA), which directed the Commission to develop a
national broadband plan to ensure that all people of the United States
have access to broadband. The ARRA also directed the National
Telecommunications and Information Administration (NTIA) to develop and
maintain a comprehensive nationwide and publicly available map of
broadband service capability and availability.
a. National Broadband Plan
18. Section 6001(k) of the ARRA instructed the Commission to submit
to Congress a national broadband plan that would analyze mechanisms for
ensuring broadband access by all people of the United States, provide a
detailed strategy for achieving affordability and maximum usage, and
include a plan for use of broadband to advance national purposes such
as education, health care, energy, and public safety. The resulting
National Broadband Plan, published on March 16, 2010, noted the
necessity for ``continuous collection and analysis of detailed data on
competitive behavior,'' and stressed the need for the Commission to
conduct ``more thorough data collection to monitor and benchmark
competitive behavior.'' In particular, recommendation 4.2 of the Plan
suggested that the Commission ``revise Form 477 to collect data
relevant to broadband availability, adoption and competition.''
b. NTIA's Broadband Inventory Map
19. In order to comply with requirements under the BDIA and the
ARRA, NTIA in July 2009 established a State Broadband Data and
Development Grant Program (SBDD). Through this program, NTIA has
awarded grants, funded through 2015, to certain State-designated
entities to fund the collection of data from broadband providers. The
data collected by NTIA as part of the SBDD program will help populate a
national broadband inventory map, which will be made public in February
of this year. In accordance with the ARRA, this map will allow
consumers to determine broadband ``availability'' through a Web site
that is ``interactive and searchable.''
3. The Commission's Data Innovation Initiative
20. On June 29, 2010, the Commission launched the Data Innovation
Initiative, designed to modernize and streamline how the Commission
collects, uses, and disseminates data. As part of the Initiative, the
Wireline Competition, Wireless Telecommunications, and Media Bureaus
released public notices seeking input on which existing data
collections should be eliminated or improved, and which new ones should
be added. Review of the resulting record, along with staff work in the
three Bureaus, has identified over twenty data collections that may be
outdated and ripe for elimination, as well as a number of statutory
reporting obligations that may have outlived their usefulness. We will
initiate proceedings to consider elimination of those data collections
that are completely within our purview. Recognizing that data
collection is essential to fulfill the Commission's central statutory
obligations, including advancing universal service, protecting
consumers, promoting competition, and ensuring public safety, we also
look forward to working with Congress to eliminate any outdated
statutory reporting obligations that they choose to relieve us of.
4. 2010 Biennial Review
21. The Commission also is conducting its 2010 biennial review of
telecommunications regulations, pursuant to Section 11 of the
Communications Act of 1934, as amended. This section requires the
Commission (1) to review biennially its regulations ``that apply to the
operations or activities of any provider of telecommunications
service,'' and (2) to ``determine whether any such regulation is no
longer necessary in the public interest as the result of meaningful
economic competition between providers of such service.'' The
Commission is directed to repeal or modify any regulations that it
finds are no longer in the public interest.
III. Purposes for Which the Commission Must Obtain Data
22. The Commission must collect timely and reliable information to
carry out its statutory duties. In the eleven years that have passed
since the Commission established the Form 477 data program, commenters
in a number of proceedings have suggested that the broadband and
telephone subscription data we currently collect are insufficient to
allow the Commission to fulfill its statutory responsibilities.
Telecommunications markets are now in a period of transition to a world
in which fixed and mobile broadband networks give consumers access to
not only voice communications capability but a myriad of other
applications and services. Commission data shows that there are now
more than 274 million mobile telephony subscriptions in the United
States, and interconnected VoIP subscriptions increased by more than
20% during 2009 while traditional PSTN switched access lines decreased
by 6%.
23. The National Broadband Plan recommended that the Commission
closely observe this transition from legacy circuit-switched networks
to all IP, broadband networks to ensure that legacy regulations and
services do not impede the transition to a modern and efficient use of
resources, that businesses can plan for and adjust to new standards,
and, perhaps most importantly, that consumers do not lose access to
statutorily required ``adequate facilities at reasonable charges.''
Commenters in the National Broadband Plan suggested that the Commission
collect data, or seek comment on the need to collect data, on a variety
of issues related to this transition, including public safety, service
quality, customer satisfaction, and price. Below, we identify a number
of important purposes for which the Commission and commenters have
noted that we may require more robust data, and seek comment on the
data needed to fulfill those purposes.
A. Ensuring Universal Service
24. Section 254 of the Act, which governs administration of
universal service programs, requires the Commission to base its
universal service policies on certain principles, including that
``[q]uality services'' be ``available at just, reasonable, and
affordable rates,'' and that ``[c]onsumers in all regions of the
Nation, including low-income consumers and those in rural, insular, and
high cost areas, should have access to telecommunications and
information services * * * that are reasonably comparable to those
services provided in urban areas and that are available at rates that
are reasonably comparable to rates charged for similar services in
urban areas.'' A key goal set forth in the National Broadband Plan is
to reform the Universal Service Fund (USF) to ``accelerate the
deployment of broadband to unserved areas,'' and the Commission's
unanimously adopted Joint Statement on Broadband calls for the USF to
be reformed ``to increase accountability and efficiency, encourage
targeted investment in broadband infrastructure, and emphasize the
importance of broadband to the future of these programs.''
25. We seek comment on the data needed to ensure universal service.
Numerous stakeholders have asserted that the Commission must collect
deployment, price, and service quality data to effectively fulfill its
obligations under Section 254 and to modernize the USF to focus on
broadband. For example, Verizon has stated that the
[[Page 10832]]
Commission must have reliable data to identify areas that are truly
unserved by broadband to implement USF reform. The National Broadband
Plan noted that ``[a]cross the four USF programs, there is a lack of
adequate data to make critical policy decisions regarding how to better
utilize funding to promote universal service objectives.'' The
Commission itself has noted the importance of having reliable data to
measure the performance of the USF and to protect against waste, fraud,
and abuse. Would data on deployment, price, service quality, and
subscription be required to assess whether the performance goals
proposed for the USF high-cost program and Connect America Fund in the
NPRM released today are being achieved? Would voice and broadband
pricing data be necessary to develop possible rate benchmarks for voice
and/or broadband service in order to determine if services are
``affordable'' and ``reasonably comparable to rates in urban areas''?
Would determining whether particular areas of the country--including
rural, insular, and high-cost areas--should be exempt from aspects of
the USF reform program or afforded different treatment require
deployment, subscription, price and service quality data?
B. Ensuring Public Safety
26. The Communications Act charges the Commission with ensuring
that ``wire and radio communications service with adequate facilities
at reasonable charges'' are available for the purpose of, inter alia,
``promoting safety of life and property through the use of wire and
radio communications.'' Congress has further tasked the Commission with
a key role in guaranteeing that Americans have access to emergency
services via 911. The Commission must be able to monitor the
performance of both legacy circuit-switched networks and broadband
networks to ensure that consumers can access emergency services as
service providers transition from one technology to the other. As noted
in the National Broadband Plan, ``[a] more reliable [broadband] network
would also benefit homeland security, public safety, businesses and
consumers, who are increasingly dependent on their broadband
communications, including their mobile phones.''
27. We seek comment on what data the Commission needs to fulfill
these goals. Would mobile service deployment data, for example, allow
the Commission to identify areas where consumers lack access to 911
service, such as rural highways or remote worksites? Would service
quality data enable the Commission to identify networks that limit
consumers' access to emergency services as a result of excessive
downtime? Could customer complaint data likewise serve as an indicator
that networks are insufficiently reliable to ensure that consumers can
depend on them in an emergency?
C. Promoting Telephone and Broadband Competition
28. Promoting competition is a core purpose of the
Telecommunications Act of 1996, as amended, and as the National
Broadband Plan noted, ``[c]ompetition is crucial for promoting consumer
welfare and spurring innovation and investment in broadband access
networks,'' and ``provides consumers the benefits of choice, better
service and lower prices.'' Others have noted the importance of
competition to consumer welfare. In addition, vibrant competition in a
market can reduce or eliminate the need for regulation. For example,
competition, properly demonstrated, can be the basis for forbearance
from regulations under Section 10 of the Act. As the Commission
previously has found in the context of its Section 10 analysis,
``competition is the most effective means of ensuring that * * *
charges, practices, classifications, and regulations * * * are just and
reasonable, and not unjustly or unreasonably discriminatory.'' The
Commission also is required to annually present its findings regarding
the state of competition in the mobile services marketplace pursuant to
Congress's instruction in Section 332(c)(1)(C) of the Act.
29. Despite the importance of assessing competition in order to
fulfill the Commission's statutory responsibilities, the Commission
does not always have sufficient information about voice and broadband
services sufficient to assess competition accurately. For example, the
Commission has recognized that a lack of comprehensive data on
telephone and broadband services has, in certain situations,
compromised the rigor of its analysis in proceedings seeking the
transfer of Title III licenses and Section 214 authorizations.
Similarly, in a decision regarding whether to grant forbearance from
network unbundling and other regulations pursuant to Section 10 of the
Act, the Commission was unable to make a definitive finding regarding
market share in the telephony market when the primary cable operator
did not voluntarily file reliable data.
30. The National Broadband Plan also noted that statements from a
number of commenters--including officials from the Department of
Justice and the Federal Trade Commission--demonstrate that ``additional
data are needed to more rigorously evaluate broadband competition.''
The Plan concluded that to ensure that the right policies are put in
place so that the broadband ecosystem benefits from meaningful
competition as it evolves, it is ``important to have an ongoing, data-
driven evaluation of the state of competition.'' The National Broadband
Plan therefore recommended that the Commission ``revise Form 477 to
collect data relevant to broadband availability, adoption and
competition.'' Numerous commenters have made similar observations and
recommendations.
31. It is important to note that although more robust deployment
and subscription data may give the Commission a view of the potential
for competition in an area, the National Broadband Plan and a number of
commenters have explained that such data alone would not necessarily
reveal the actual extent of competition or the level of benefit that
consumers enjoy from any competition that exists, and that price and
service quality data could fill these gaps. We seek comment on the need
for price and service quality data as well as deployment and
subscription data to satisfy relevant statutory goals.
D. Promoting Broadband Deployment and Availability
32. As discussed above, Section 706(b) of the Telecommunications
Act of 1996, as amended, directs the Commission to annually ``initiate
a notice of inquiry concerning the availability of advanced
telecommunications capability to all Americans'' and ``determine
whether advanced telecommunications capability is being deployed to all
Americans in a reasonable and timely fashion.'' The Commission has
noted that information about broadband deployment and availability
throughout the nation is essential to fulfill its obligations under
Section 706, including the requirement to compile information about
demographic information for unserved areas.
33. We seek comment on whether the Commission has data sufficient
to effectively fulfill this purpose. The Commission has observed that
the data it has collected to date have allowed only limited assessments
of broadband deployment and availability. For example, the Commission
has used information about the existence of at least one subscriber in
a ZIP code or census tract as a proxy for both deployment and
availability. But the
[[Page 10833]]
Commission and commenters have noted that subscription data,
particularly when collected above the household level, is an imperfect
proxy for network deployment or capability. For example, deployment is
overstated when households subscribe in one part of an area (such as a
census tract) but service is not offered to households in other parts
of the same area, while deployment is understated if no household in an
area has chosen to subscribe to any service offering provided by a
network, and capability is understated if no household has opted for
the highest speed offering.
34. We also note that the Commission has long identified broadband
availability as a broader concept than broadband deployment. A number
of commenters have suggested that the Commission collect other types of
data beyond the Form 477 subscribership data to fulfill its obligations
under Section 706, including information on where infrastructure has
been deployed, the price of broadband services, and service quality.
Would the use of such data sources in conjunction with subscription
data provide additional insights into broadband adoption in the United
States? If infrastructure data were collected, how could the Commission
ensure that sensitive information on critical infrastructure is
appropriately shielded and protected?
E. Other Statutory Obligations
35. We seek comment on other statutory obligations and Commission
efforts that may require the Commission to reform the 477 data program.
In addition, we seek comment on whether the subscription data currently
collected via Form 477 and the Commission's other data collection
programs are sufficient for such obligations, or whether the Commission
should collect additional types of data. Commenters who advocate the
collection of additional data should explain how collecting specific
types of data would result in concrete benefits for consumers, service
providers, and other stakeholders, and explain whether the benefits
would outweigh the burdens.
IV. Revisions to the FCC Form 477 Data Program
36. In the preceding section, we discussed specific statutory
obligations of the Commission that, to be performed effectively, may
require the collection of better data. We turn now to discussion of
what specific data may be necessary to discharge these statutory
responsibilities, and whether and (where relevant) how we should
collect each type of data using Form 477. After reviewing input from
outside parties, we believe that there are five categories of data that
may be necessary to meet the Congressional mandates described in the
prior section: deployment, pricing, and service quality and customer
satisfaction data, which provide measures of supply; subscription data,
which provides a measure of consumer demand; and ownership and contact
information, which serves multiple statutory purposes. While collecting
other categories of data, such as the location of last- and middle-mile
infrastructure, could prove useful to the Commission, Form 477 may not
be the most appropriate tool for collecting such data. We seek comment
on whether there are other types of data necessary for the Commission
to complete its mandates that should be collected using Form 477.
37. We recognize that data collections place burdens--and
potentially significant burdens--on those required to file, and we
actively seek to balance the benefits of data collected against those
burdens. We seek comment on whether each of the types of data noted
below is necessary for the Commission to fulfill its statutory
mandates. Those who suggest that the Commission does not need
particular data should specify how the Commission can meet its
obligations without such data. For data that the Commission should
collect, we seek comment on whether the Commission should gather the
data through an OMB-approved data collection or whether there are other
sources. For example, are there commercial data sources that would
allow the Commission to meet its obligations? Alternatively, would it
be practical for Commission staff to collect data from public sources
(e.g., from service providers' Web sites)? Those advocating the use of
commercial or publicly available data should discuss any limitations
associated with such sources, the resources the Commission would need
to devote to the collection method proposed (e.g., direct costs, staff
time), and the impact such a collection method would have on other
Commission efforts. Where a data collection is necessary, we seek
comment on ways that the Commission can minimize the burden for filers,
for example, in the design of the collection or in tools the Commission
can provide. Commenters who cite the burden of an OMB-approved
collection should quantify the burden they expect and explain their
quantification methodology. We seek comment on issues specific to
reducing the burden of each collection as they are discussed in the
following sections.
A. General Considerations
1. Streamlining Collection
38. To reduce production burdens, commenters urge the Commission to
ensure that the FCC Form 477 collection process is as ``streamlined as
possible,'' and we agree that streamlining the process where
appropriate must be a top priority for the Commission. For example,
providers request that the Form 477 interface be redesigned to allow
parties to file data on multiple States as a single file. We seek
comment on these proposals, and on other steps the Commission can take
to streamline the Form 477 data program.
39. Reporting entities already maintain subscriber databases that
include address-level information; thus, providing subscribership
information at the address level could simplify reporting. At the same
time, collection of address-level deployment and availability
information would allow the Commission to make policy decisions based
on a more granular and accurate understanding of the marketplace. We
note that some providers have explicitly requested that they be allowed
to submit subscribership data at the address level to reduce their
reporting burden. We seek comment whether it would be less burdensome
for providers to submit address-level data with respect to the
deployment and availability of services. We also seek comment on other
ways that the Commission can ease the burden on small- and medium-sized
providers.
40. In addition, we seek comment on the extent to which
technological tools can reduce the burden of producing information. For
example, the Commission now makes available a Census Block Conversions
application programming interface (API) that returns a U.S. Census
Bureau Census Block number given a passed latitude and longitude. The
API also returns the State and county name associated with a block.
Among other benefits, we expect that this API will assist providers in
assigning subscribers to census-defined geographic areas. What other
tools are available to reduce the burdens providers face in complying
with our data reporting programs? Are there other tools that the
Commission itself should develop?
2. Use of Third-Party and Publicly Available Data
41. We seek comment on whether and how the Commission can obtain
reliable data from third parties and publicly
[[Page 10834]]
available sources. The Commission in 2007 sought comment on the
``availability of commercial sources of broadband deployment data or
data-processing programs that could augment or otherwise add value to
our use of Form 477 data, or reduce the associated costs and other
burdens imposed on reporting providers.'' The Commission declined to
use any such sources in the 2008 Broadband Data Gathering Order and
Further NPRM, 73 FR 37911, July 2, 2008. We note that the Commission
currently relies on some third-party data that may be considered
authoritative, and seek comment on what other data could be obtained by
the Commission from third parties. We also seek comment on whether
there are new sources of data that could serve Commission goals.
42. We note that there are limitations associated with third-party
data sources. Commercial data sources rarely rely on a census of all
data sources of a particular type and more often rely on sampling. The
bias associated with sampling, or the use of proprietary methods to
create or extrapolate from a sample, could limit the applicability of
commercial data. Further, commercial data often include restrictions to
data rights that could limit the Commission's ability to publish
underlying data or resulting analysis. We seek comment on these
potential shortcomings of commercial data, whether there are ways to
mitigate them, and the balance between these limitations and the burden
that could be avoided by the use of commercial data. The Commission
could also cull some information from public sources, such as company
Web sites. We note that such data may be unreliable or insufficiently
detailed, and seek comment on the extent to which the Commission can
base policy on such data. To the extent commenters advocate for the use
of commercial or third-party data for a specific collection, we ask
that they quantify the resources the Commission would have to devote to
procure or process those data. How should the Commission balance the
costs of purchasing data or collecting data itself from public sources
against the burdens that Form 477 data collection may impose on service
providers?
3. Who Must Report
43. Four classes of entities currently file FCC Form 477:
facilities-based providers of broadband connections to end user
locations; providers of wired or fixed wireless local exchange
telephone service; providers of interconnected VoIP service; and
providers of mobile telephony services. Some entities may fill out only
certain portions of the form.
44. Some of the proposals identified below would have the
Commission collect from all providers of voice and broadband services
data that may have in the past been collected only from a subset of
providers. For example, some of the service quality data some have
suggested we should collect from all broadband providers formerly were
collected only from price cap carriers. We seek comment on whether
there are classes of providers that should be exempted from reporting
elements of any proposed data collection. For example, small broadband
providers may find it relatively more burdensome to comply with certain
data reporting obligations than larger carriers. Any proposals to
exempt certain providers should include the legal and policy grounds
and the policy implications for such an exemption.
45. We also seek comment on whether additional classes of entities
should be required to file FCC Form 477. For example, should we revise
our definition of ``interconnected VoIP'' for the purposes of this
collection to include services that permit users to receive calls that
originate on the public switched telephone network or to terminate
calls to the public switched telephone network? Proposals to require
additional classes of entities to file should discuss the Commission's
authority to do so.
4. Frequency of Reporting
46. The Commission previously has decided that it can best balance
its need for timely information with its desire to minimize the
reporting burden on respondents by requiring providers to report data
on a semi-annual basis. One commenter has asked the Commission to
require quarterly collections ``to keep pace with rapidly evolving
Internet technology and allow regulators to plan and adjust policies.''
Another commenter asks that the Commission synchronize the filing
deadlines for FCC Form 477 with those for the NTIA's SBDD. We seek
comment on whether FCC Form 477 should be filed more or less
frequently.
B. Specific Categories of Data
47. Commenters have identified five categories of data that may
help the Commission more effectively carry out its statutory
obligations: deployment, price, subscription, service quality and
customer satisfaction, and ownership and contact information. We seek
comment on whether and how the Commission should collect such data, and
the Commission's authority to do so.
48. Those commenting on how to collect data should be as specific
as possible. Establishing detailed data reporting requirements is an
inherently difficult task. Particular elements of a dataset may be
simple to describe conceptually, but difficult to specify as a
practical matter. Conversely, a data element may be easily specified,
but difficult to explain in plain language. To the extent commenters
propose that we collect specific data elements, we ask that commenters
both discuss the concept and provide an actual specification of each
data element. To the extent particular proposals are offered, are there
different data elements that might better achieve our goals, including
minimizing production burdens on filers and processing burdens on the
Commission?
1. Deployment
49. As discussed above, numerous stakeholders have urged the
Commission to obtain data that would allow it to understand where
providers have deployed networks capable of delivering a given service.
We seek comment on whether deployment data are necessary to fulfill
several of the purposes discussed above: ensuring universal service by
tracking the expansion of broadband networks, identifying areas that
lack access to fixed or mobile broadband and assisting the Commission
in targeting support to areas that most need it; monitoring telephone
and broadband competition by providing insight into the service areas
of potential competitors regardless of the technology used; and
promoting broadband deployment and availability by providing reliable
information about broadband deployment nationwide. In this section, we
seek comment on how the Commission might obtain deployment data for
voice and broadband services.
a. Voice Network Deployment
(i) Fixed
50. The Commission currently does not collect data on fixed voice
network deployment. And although the national telephone subscription
rate has remained high over the last decade, a number of commenters
have informed the Commission that residents in some areas of the
country--particularly rural, insular, high-cost, and Tribal areas--do
not have access to basic fixed telephone service. Other commenters
assert that State carrier of last resort obligations are sufficient to
ensure that fixed voice networks are ubiquitously deployed. We
[[Page 10835]]
seek comment on whether the Commission should collect fixed voice
network deployment data. If such a collection is warranted, should it
be limited to areas in which network deployment has historically been a
concern, such as rural, insular, high-cost, and Tribal areas? What
geographic area (e.g., census block or address-level) would be
appropriate for reporting such data?
(ii) Mobile
51. The Commission currently licenses a dataset from a commercial
source, American Roamer, for data on mobile network deployment.
American Roamer provides coverage boundary maps for mobile voice and
broadband networks based on information provided to them by mobile
wireless network operators. The Commission previously has noted that
analysis based on this data ``likely overstates the coverage actually
experienced by consumers, because American Roamer reports advertised
coverage as reported to it by many mobile wireless service providers,
each of which uses a different definition of coverage. The data do not
expressly account for factors such as signal strength, bit rate, or in-
building coverage, and they may convey a false sense of consistency
across geographic areas and service providers. Nonetheless, the
analysis is useful because it provides a quantitative baseline that can
be compared across network types, technologies, and carriers, over
time.''
52. We seek comment on whether it is appropriate to continue
relying on American Roamer's mobile telephony deployment data. Are
alternative datasets available, and if so, how do they compare to the
data available to and currently purchased by the Commission? Are such
datasets available only as off-the-shelf products, or would it be
possible to acquire datasets tailored to the Commission's
specifications? For such datasets, what are the likely costs, and how
timely is the data? Should the Commission require carriers to submit
mobile telephony deployment data, notwithstanding the availability of
some data from third parties? If so, what data submissions should be
required? Should the Commission collect data that are based on a
standardized definition of coverage or a range of signal strengths that
would reflect a likely consumer experience? We also seek comment on
whether the Commission should collect data on the spectrum bands used
for mobile voice network deployment in specific geographic areas, which
would help the Commission to fulfill its spectrum management
responsibilities under Title III of the Act. How burdensome would the
collection of mobile telephony deployment data be for providers? What
are the benefits of obtaining such information?
b. Broadband Network Deployment
(i) SBDD Data
53. The national broadband inventory map under development by the
NTIA is an important step toward collecting more robust data about
broadband deployment and availability. The GAO's report noted that
stakeholders ``generally agreed'' that this national broadband map
``would address some gaps and provide detailed data on availability,
subscribership, and actual delivered speeds,'' but there were concerns
that the data collection mechanism used--which depends on voluntary
reporting by providers to State entities whose methods may vary from
State to State--could ``result in inconsistent data and limit the
effectiveness of the effort.''
54. Broadband deployment data collected via Form 477 could address
these consistency concerns and provide an ongoing source of data at the
conclusion of the SBDD program. Verizon, Sprint, T-Mobile, and NCTA
suggest that the Commission consider the extent to which it is
necessary to collect broadband deployment data through Form 477 once
NTIA's national broadband inventory map is online and the data become
available to the Commission. We seek comment on this suggestion. On
what data would the Commission rely at the conclusion of the SBDD
program, and how would the Commission reliably analyze trends in
broadband deployment if there are gaps in data collected by the SBDD
program?
(ii) Data Collection by the Commission
55. We seek comment on a number of issues raised by commenters who
recommend that the Commission collect data on broadband network
deployment.
56. Geographic Area. Parties have proposed varying levels of
geographic specificity the Commission should require when collecting
deployment information. Currently, the Commission collects subscription
data--which it uses as a proxy for deployment--for fixed broadband
providers at the census tract level. In the 2008 Broadband Data
Gathering Order and Further NPRM, 73 FR 37911, July 2, 2008, the
Commission tentatively concluded that it should measure deployment on
an address-by-address basis, which would provide the most granular and
accurate information. A number of commenters in prior proceedings,
particularly State regulatory agencies, have expressed support for
collection of broadband deployment data at the address level. These
commenters note that address-by-address data would yield the most
useful data for the Commission about where broadband is deployed. Some
smaller providers also state that reporting at the subscriber address
level would ease the burden of reporting. Other commenters, however,
have suggested that reporting address-level deployment information
would be unduly burdensome for providers, particularly for small- and
medium-sized providers that do not maintain such data. We seek comment
on the benefits and burdens of requiring address-level deployment data.
In addition, we seek comment on how to account for areas where networks
are deployed, but there are no homes or businesses with addresses
(e.g., uninhabited highways with mobile network coverage). At least one
State (California) already requires address-level reporting for the
construction of its broadband map. We seek comment on this and similar
State agency initiatives and request any empirical evidence of the
burdens and impact of compliance.
57. Some commenters in prior proceedings have suggested that the
Commission collect deployment data at the census block level. The
California Public Utility Commission (PUC) notes that reporting by
census block would yield an average of 22 households, whereas a census
tract yields an average of 1,628 households. Census block-level
reporting could provide a balance between being more granular than
census tract-level reporting and avoiding any privacy issues associated
with address-by-address reporting. Commenters have also noted that the
utilization of a Census geography facilitates the application and
analysis of Census demographic data, such as income, race, age, and
household size and composition. We seek comment on whether the burdens
imposed by collecting census block-level data are significantly greater
than those associated with collecting census tract-level data. Would
the burdens imposed by collecting census block-level data be
substantially greater than requiring address-level reporting? Are there
particular benefits to using census-block level reporting? What were
the costs and benefits of initiatives that have used census block-level
reporting? What alternative reporting methods could the Commission use
to ease the burden on carriers that might find census block-level data
to be unduly burdensome,
[[Page 10836]]
while still collecting comparable and useful data?
58. NTIA's broadband mapping effort sought deployment data for a
smaller geographic area than a census block for census blocks larger
than two square miles. We seek comment on the benefits and costs of
this approach. What unit of measurement should the Commission utilize
for larger census blocks if the Commission does not use address-by-
address reporting?
59. Speed. The National Broadband Plan noted the importance of
speed data to consumers and policymakers, and stakeholders generally
acknowledge its usefulness. The Commission currently collects
information about advertised broadband speeds in its Form 477
collection. The National Broadband Plan noted, however, that consumers
and policymakers would benefit from data on actual speeds. The
Commission has sought information about how best to measure actual
broadband speeds. Recognizing the difficulty of measuring actual
speeds, a number of stakeholders have nonetheless urged the Commission
to require providers to report actual speeds. Some have suggested that
the Commission require providers to report a statistical sampling of
average speeds. Others have suggested requiring providers to report
data contention ratios (the ratio of the potential maximum demand to
the actual bandwidth available). Broadband providers and their industry
associations have argued that actual speeds are affected by a wide
variety of factors, many beyond the providers' control, and that
measuring speed will be ``almost impossible.'' We seek comment on
whether the Commission should collect data on contention ratios or some
other measure of network congestion. We further seek comment on whether
the Commission should continue to collect data only on advertised
speeds, or whether, for example, providers should provide information
about actual speeds by geographic area, or speeds that extend beyond
the access network (e.g., end-to-end speeds that reflect an end user's
typical Internet performance). We also seek comment on how to best
measure the actual speeds of services that can be provided over a
network. The Commission has undertaken a program to measure such speeds
directly for a sample of end users of fixed broadband, and is
considering a similar program for mobile broadband. We seek comment on
whether an approach like this one, a similar approach with more
measurements, or some other method is appropriate. Comments on
measurements of actual speed should identify the part or parts of the
network where speed should be measured. What starting and ending points
are most relevant for consumers, providers, and the Commission?
60. The Commission currently collects speed data in eight tiers of
advertised download speeds and nine tiers of advertised upload speeds,
leading to 72 possible combinations. The SBDD established nine tiers of
advertised download speeds and 11 tiers of advertised upload speeds,
for 99 possible combinations. We seek comment on whether the FCC and
NTIA should conform their speed tiers. Further, while there is value in
having speed data broken out at a granular level, relevant speeds are
likely to evolve over time, and having 72 or 99 speed-tier combinations
may be unnecessarily complex. However, we note that there are benefits
to maintaining some continuity in this area to enable tracking data on
particular speed-tier combinations over time. Further, measuring the
same speed tiers for both business and residential customers may not be
appropriate, as they often have different needs for speed. When
collecting speed data, should the Commission reduce the number of speed
tiers reported by providers? Should we add a tier specifically tied to
any speed benchmark that may be required to receive USF or Connect
America Fund (CAF) funding? Should any future increase in that
potential benchmark result in the addition of a speed tier for that new
speed? An alternative approach would be to define tiers by pairs of
upstream and downstream speeds. Such an approach would greatly reduce
the number of tiers but would lock-in pairings of downstream and
upstream speeds. We seek comment on these approaches, including comment
on the number of speed tiers and breakpoints.
61. Mobile Issues. Mobile broadband presents additional challenges
with respect to geography. We seek comment on whether a mobile service
should be treated differently from a fixed service for reporting
purposes. For mobile service, a billing address can provide a
subscriber's home location but does not reflect the entire coverage
area where a mobile broadband network is available; nor would a billing
address necessarily be reflective of the primary usage area of the
subscriber, particularly in the case of family plans and for
businesses. As discussed above, American Roamer produces mobile voice
and broadband coverage maps, which the Commission has used to estimate
mobile broadband deployment at the census bloc