Taking of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Training Operations Conducted Within the Gulf of Mexico Range Complex, 9250-9264 [2011-3629]
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Federal Register / Vol. 76, No. 33 / Thursday, February 17, 2011 / Rules and Regulations
DEPARTMENT OF COMMERCE
FOR FURTHER INFORMATION CONTACT:
National Oceanic and Atmospheric
Administration
Shane Guan, Office of Protected
Resources, NMFS, (301) 713–2289, ext.
137.
SUPPLEMENTARY INFORMATION:
50 CFR Part 218
RIN 0648–AX86
Taking of Marine Mammals Incidental
to Specified Activities; Taking Marine
Mammals Incidental to Training
Operations Conducted Within the Gulf
of Mexico Range Complex
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS, upon application from
the U.S. Navy (Navy), is issuing
regulations to govern the unintentional
taking of marine mammals incidental to
activities conducted by the Navy’s
Atlantic Fleet within the Gulf of Mexico
(GOMEX) Range Complex for the period
of April 2010 through April 2015. The
Navy’s activities are considered military
readiness activities pursuant to the
Marine Mammal Protection Act
(MMPA), as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations,
which allow for the issuance of ‘‘Letters
of Authorization’’ (LOAs) for the
incidental take of marine mammals
during the described activities and
specified timeframes, prescribe the
permissible methods of taking and other
means of effecting the least practicable
adverse impact on marine mammal
species and their habitat, as well as
requirements pertaining to the
monitoring and reporting of such taking.
DATES: Effective February 17, 2011
through February 17, 2016.
ADDRESSES: A copy of the Navy’s
application (which contains a list of the
references used in this document),
NMFS’ Record of Decision (ROD), and
other documents cited herein may be
obtained by writing to Michael Payne,
Chief, Permits, Conservation and
Education Division, Office of Protected
Resources, National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910–3225 or by telephone
via the contact listed here (see FOR
FURTHER INFORMATION CONTACT).
Additionally, the Navy’s LOA
application may be obtained by visiting
the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm#applications.
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SUMMARY:
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Availability
Extensive SUPPLEMENTARY
INFORMATION was provided in the
proposed rule for this activity, which
was published in the Federal Register
on Tuesday, July 14, 2009 (74 FR
33960). This information will not be
reprinted here in its entirety; rather, all
sections from the proposed rule will be
represented herein and will contain
either a summary of the material
presented in the proposed rule or a note
referencing the page(s) in the proposed
rule where the information may be
found. Any information that has
changed since the proposed rule was
published will be addressed herein.
Additionally, this final rule contains a
section that responds to the comments
received during the public comment
period.
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of marine
mammals by U.S. citizens who engage
in a specified activity (other than
commercial fishing) if certain findings
are made and regulations are issued or,
if the taking is limited to harassment,
notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings
may be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses, and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such taking are set
forth.
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as ‘‘an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
With respect to military readiness
activities, the MMPA defines
‘‘harassment’’ as ‘‘(i) any act that injures
or has the significant potential to injure
a marine mammal or marine mammal
stock in the wild [Level A Harassment];
or (ii) any act that disturbs or is likely
to disturb a marine mammal or marine
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mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered [Level B
Harassment].’’
Summary of Request
On October 2, 2008, NMFS received
an application from the Navy requesting
an authorization for the take of marine
mammal species/stocks incidental to the
proposed training operations within the
GOMEX Range Complex over the course
of 5 years. On April 24, 2009, NMFS
received additional information and
clarification on the Navy’s proposed
GOMEX Range Complex training
activities. These training activities are
classified as military readiness
activities. The Navy states that these
training activities may cause various
impacts to marine mammal species in
the proposed GOMEX Range Complex
Study Area. The Navy requests an
authorization to take 17 species of
cetaceans annually by Level B
harassment, and 1 individual each of
pantropical spotted dolphin and spinner
dolphin by Level A harassment (injury).
However, due to the implementation of
the proposed mitigation and monitoring
measures, NMFS believes that the actual
take would be less than estimated by the
Navy.
Description of the Specified Activities
The proposed rule contains a
complete description of the Navy’s
specified activities that are covered by
these final regulations, and for which
the associated incidental take of marine
mammals will be authorized in the
related LOAs. The proposed rule
describes the nature and number of the
training activities. These training
activities consist of surface warfare
[(Bombing Exercise (Air-to-Surface) or
BOMBEX (A–S), and Small Arms
Training (explosive hand grenades)] and
vessel movement to, from and within
the GOMEX Range Complex Study Area.
The narrative description of the action
contained in the proposed rule (74 FR
33960; July 14, 2009; pages 33961–
33962) has not changed, except that the
event duration for Small Arms Training
was corrected to ‘‘1–2 hours’’ from ‘‘1
hour’’ in Table 1 of the proposed rule
(74 FR 33960; July 14, 2009; page
33962). This change was to correct a
typographical error in the proposed
rule. Table 1 summarizes the nature and
levels of these planned activities.
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TABLE 1—LEVEL OF SURFACE WARFARE TRAINING ACTIVITIES PLANNED IN THE GOMEX RANGE COMPLEX PER YEAR
Operation
Platform
System/ordnance
Bombing Exercise
(BOMBEX) (Airto-Surface, AtSea).
Small Arms Training
F/A–18 ..................
MK–83 [1,000-lb
High Explosive
(HE) bomb]
415.8 lbs NEW.
MK3A2 anti-swimmer grenades (8oz HE grenade)
0.5 lb NEW.
Maritime Expeditionary Support
Group (Various
Small Boats).
Training area
Potential time
of day
1 event (4 bombs
in succession).
BOMBEX Hotbox ..
Daytime only .........
1 hour.
6 events* (20 live
grenades).
UNDET Area E3 ...
Day or night ..........
1–2 hours.
Number of events
Event
duration
*An individual event can include detonation of up to 10 live grenades, but no more than 20 live grenades will be used per year.
Description of Marine Mammals in the
Area of the Specified Activities
Twenty-nine marine mammal species
have confirmed or potential occurrence
in the GOMEX Study Area. These
include 28 cetacean species and 1
sirenian species (DoN, 2007a), which
can be found in Table 2. Although it is
possible that any of the 29 species of
marine mammals may occur in the
Study Area, only 21 of those species are
expected to occur regularly in the
region. Most cetacean species are in the
Study Area year-round (e.g., sperm
whales and bottlenose dolphins), while
a few (e.g., fin whales and killer whales)
have accidental or transient occurrence
in the area. The Description of Marine
Mammals in the Area of the Specified
Activities section has not changed from
what was in the proposed rule (74 FR
33960; July 14, 2009; pages 33962–
33964).
TABLE 2—MARINE MAMMAL SPECIES FOUND IN THE GOMEX RANGE COMPLEX
Family and scientific name
Common name
Federal
status
Order Cetacea
Suborder Mysticeti (baleen whales)
Eubalaena glacialis .....................................................................................................
Megaptera novaeangliae ............................................................................................
Balaenoptera acutorostrata ........................................................................................
B. brydei .....................................................................................................................
B. borealis ...................................................................................................................
B. physalus .................................................................................................................
B. musculus ................................................................................................................
North Atlantic right whale ........................
Humpback whale .....................................
Minke whale.
Bryde’s whale.
Sei whale .................................................
Fin whale .................................................
Blue whale ...............................................
Endangered.
Endangered.
Endangered.
Endangered.
Endangered.
Suborder Odontoceti (toothed whales)
Physeter macrocephalus ............................................................................................
Kogia breviceps ..........................................................................................................
K. sima ........................................................................................................................
Ziphius cavirostris .......................................................................................................
M. europaeus ..............................................................................................................
M. bidens ....................................................................................................................
M. densirostris ............................................................................................................
Steno bredanensis ......................................................................................................
Tursiops truncatus ......................................................................................................
Stenella attenuata .......................................................................................................
S. frontalis ...................................................................................................................
S. longirostris ..............................................................................................................
S. clymene ..................................................................................................................
S. coeruleoalba ...........................................................................................................
Lagenodephis hosei ...................................................................................................
Grampus griseus ........................................................................................................
Peponocephala electra ...............................................................................................
Feresa attenuata ........................................................................................................
Pseudorca crassidens ................................................................................................
Orcinus orca ...............................................................................................................
G. macrorhynchus ......................................................................................................
Sperm whale ...........................................
Pygmy sperm whale.
Dwarf sperm whale.
Cuvier’s beaked whale.
Gervais’ beaked whale.
Sowerby’s beaked whale.
Blainville’s beaked whale.
Rough-toothed dolphin.
Bottlenose dolphin.
Pantropical spotted dolphin.
Atlantic spotted dolphin.
Spinner dolphin.
Clymene dolphin.
Striped dolphin.
Fraser’s dolphin.
Risso’s dolphin.
Melon-headed whale.
Pygmy killer whale.
False killer whale.
Killer whale.
Short-finned pilot whale.
Endangered.
West Indian manatee ..............................
Endangered.
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Order Sirenia
Trichechus manatus ...................................................................................................
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Potential Impacts to Marine Mammal
Species
With respect to the MMPA, NMFS’
effects assessment on the consequences
of the Navy’s proposed activities on
marine mammals and their habitat
serves four primary purposes: (1) To
prescribe the permissible methods of
taking (i.e., Level B Harassment
(behavioral harassment), Level A
Harassment (injury), or mortality,
including an identification of the
number and types of take that could
occur by Level A or B harassment or
mortality) and to prescribe other means
of effecting the least practicable adverse
impact on such species or stock and its
habitat (i.e., mitigation); (2) to determine
whether the specified activity will have
a negligible impact on the affected
species or stocks of marine mammals
(based on the likelihood that the activity
will adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (however,
there are no subsistence communities in
the GOMEX Range Complex Study
Area); and (4) to prescribe requirements
pertaining to monitoring and reporting.
In the Potential Impacts to Marine
Mammal Species section of the
proposed rule, NMFS included a
qualitative discussion of the different
ways that underwater explosive
detonations from BOMBEX and Small
Arms Training with explosive hand
grenades may potentially affect marine
mammals (some of which NMFS would
not classify as harassment). See 74 FR
33960; July 14, 2009; pages 33964–
33973. Marine mammals may
experience direct physiological effects
(such as threshold shift), acoustic
masking, impaired communications,
stress responses, and behavioral
disturbance. The information contained
in the Potential Impacts to Marine
Mammal Species section regarding
BOMBEX and Small Arms Training in
the proposed rule has not changed.
On April 20, 2010, explosion and fire
on the Mobile Offshore Drilling Unit
Deepwater Horizon MC252
approximately 50 miles southeast of the
Mississippi Delta led to the BP oil spill,
which is the largest oil spill in U.S.
history and potentially the second
largest in world history. The oil
wellhead leaked for 85 days and was
capped on July 15, 2010. Impacts of this
spill are far reaching, and include
environmental, economic, and societal
consequences. Wildlife and ecosystems
are threatened primarily due to factors
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such as petroleum toxicity and oxygen
depletion in the water. Marine species
that live in the Gulf and in the
marshlands surrounding the Gulf are at
risk, including marine mammals. As of
August 31, 2010, 88 dolphins and 1
whale have been found stranded,
including 4 dolphins that were visibly
oiled. However, the proposed Navy’s
GOMEX training exercises are not
expected to further impact the physical
marine ecosystem due to the nature of
the activities.
Below, in the Estimated Take of
Marine Mammals Section, NMFS
quantifies the potential effects to marine
mammals from underwater detonation
of explosives. In addition, NMFS relates
such effects to the MMPA definitions of
Level A and Level B Harassment. NMFS
has also considered the effects of
mortality on these species, although
mortality is neither expected, nor will it
be authorized.
Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(A) of the MMPA, NMFS must
prescribe regulations setting forth the
‘‘permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.’’ The NDAA
amended the MMPA as it relates to
military readiness activities and the
incidental take authorization process
such that ‘‘least practicable adverse
impact’’ shall include consideration of
personnel safety, practicality of
implementation, and impact on the
effectiveness of the ‘‘military readiness
activity.’’ The GOMEX Range Complex
training activities described in the
proposed rule are considered military
readiness activities.
NMFS reviewed the Navy’s proposed
GOMEX Range Complex training
activities and the proposed GOMEX
Range Complex mitigation measures
presented in the Navy’s application to
determine whether the activities and
mitigation measures were capable of
achieving the least practicable adverse
effect on marine mammals.
Any mitigation measure prescribed by
NMFS should be known to accomplish,
have a reasonable likelihood of
accomplishing (based on current
science), or contribute to the
accomplishment of one or more of the
general goals listed below:
(1) Avoidance or minimization of
injury or death of marine mammals
wherever possible (goals (2), (3), and (4)
may contribute to this goal).
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(2) A reduction in the numbers of
marine mammals (total number or
number at a biologically important time
or location) exposed to underwater
detonations or other activities expected
to result in the take of marine mammals
(this goal may contribute to (1), above,
or to reducing harassment takes only).
(3) A reduction in the number of
times (total number or number at
biologically important time or location)
individuals would be exposed to
underwater detonations or other
activities expected to result in the take
of marine mammals (this goal may
contribute to (1), above, or to reducing
harassment takes only).
(4) A reduction in the intensity of
exposures (either total number or
number at biologically important time
or location) to underwater detonations
or other activities expected to result in
the take of marine mammals (this goal
may contribute to (1), above, or to
reducing the severity of harassment
takes only).
(5) A reduction in adverse effects to
marine mammal habitat, paying special
attention to the food base, activities that
block or limit passage to or from
biologically important areas, permanent
destruction of habitat, or temporary
destruction/disturbance of habitat
during a biologically important time.
(6) For monitoring directly related to
mitigation—an increase in the
probability of detecting marine
mammals, thus allowing for more
effective implementation of the
mitigation (e.g., a buffer zone of a 5,100yard radius be established and no
bombing exercises would be initiated
marine mammals are detected within
the buffer zone, etc.).
NMFS reviewed the Navy’s proposed
mitigation measures, which included a
careful balancing of the likely benefit of
any particular measure to the marine
mammals with the likely effect of that
measure on personnel safety,
practicality of implementation, and
impact on the effectiveness of the
‘‘military-readiness activity.’’
The Navy’s proposed mitigation
measures were described in detail in the
proposed rule (74 FR 33960; July 14,
2009; pages 33973–33975). The Navy’s
measures address personnel training,
lookout and watchstander
responsibilities, operating procedures
for training activities using underwater
detonations of explosives (Bombing
Exercises and Small Arms Training),
and mitigation related to vessel traffic.
No changes have been made to the
mitigation measures described in the
proposed rule.
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Monitoring
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In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ The MMPA implementing
regulations at 50 CFR 216.104 (a)(13)
indicate that requests for LOAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present.
Monitoring measures prescribed by
NMFS should accomplish one or more
of the following general goals:
(1) An increase in the probability of
detecting marine mammals, both within
the safety zone (thus allowing for more
effective implementation of the
mitigation) and in general to generate
more data to contribute to the effects
analyses such as whether marine
mammals are adversely affected by the
proposed Navy training exercises in the
GOM Range Complex.
(2) An increase in our understanding
of how many marine mammals are
likely to be exposed to levels of
underwater detonations or other stimuli
that we associate with specific adverse
effects, such as behavioral harassment,
temporary threshold shift of hearing
sensitivity (TTS), or permanent
threshold shift of hearing sensitivity
(PTS).
(3) An increase in our understanding
of how marine mammals respond
(behaviorally or physiologically) to
underwater detonations or other stimuli
expected to result in take and how
anticipated adverse effects on
individuals (in different ways and to
varying degrees) may impact the
population, species, or stock
(specifically through effects on annual
rates of recruitment or survival).
(4) An increased knowledge of the
affected species.
(5) An increase in our understanding
of the effectiveness of certain mitigation
and monitoring measures.
(6) A better understanding and record
of the manner in which the authorized
entity complies with the incidental take
authorization.
Monitoring Plan for the GOMEX Range
Complex Study Area
The Navy has provided NMFS with a
copy of the draft GOMEX Range
Complex Monitoring Plan. Additionally,
NMFS and the Navy have incorporated
a suggestion from the public, which
recommended the Navy hold a
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workshop in 2011 to discuss the Navy’s
Monitoring Plans for the multiple range
complexes and training exercises in
which the Navy would receive ITAs.
The Navy must notify NMFS
immediately (or as soon as clearance
procedures allow) if the specified
activity is thought to have resulted in
the mortality or injury of any marine
mammals, or in any take of marine
mammals not identified in this
document.
The Navy must conduct all
monitoring and/or research required
under the Letter of Authorization, if
issued.
With input from NMFS, a summary of
the monitoring methods required for use
during training events in the GOMEX
Range Complex are described below.
These methods include a combination
of individual elements that are designed
to allow a comprehensive assessment.
I. Vessel or Aerial Surveys
(A) The Navy shall visually survey a
minimum of 1 explosive event per year.
If possible, the event surveyed will be
one involving multiple detonations. One
of the vessel or aerial surveys should
involve professionally trained marine
mammal observers (MMOs).
(B) When operationally feasible, for
specified training events, aerial or vessel
surveys shall be used 1–2 days prior to,
during (if reasonably safe), and 1–5 days
post detonation.
(C) Surveys shall include any
specified exclusion zone around a
particular detonation point plus 2,000
yards beyond the border of the
exclusion zone (i.e., the circumference
of the area from the border of the
exclusion zone extending 2,000 yards
outwards). For vessel-based surveys a
passive acoustic system (hydrophone or
towed array) could be used to determine
if marine mammals are in the area
before and/or after a detonation event.
(D) When conducting a particular
survey, the survey team shall collect:
• Location of sighting;
• Species (if not possible, indicate
whale, dolphin or pinniped);
• Number of individuals;
• Whether calves were observed;
• Initial detection sensor;
• Length of time observers
maintained visual contact with marine
mammal;
• Wave height;
• Visibility;
• Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
• Distance of marine mammal from
actual detonations (or target spot if not
yet detonated);
• Observed behavior—Watchstanders
will report, in plain language and
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9253
without trying to categorize in any way,
the observed behavior of the animal(s)
(such as animal closing to bow ride,
paralleling course/speed, floating on
surface and not swimming etc.),
including speed and direction;
• Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long; and
• If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection (e.g., were
the 5-inch guns actually firing when the
animals were sighted? Did animals enter
an area 2 minutes after a huge explosion
went off?).
II. Passive Acoustic Monitoring
The Navy is required to conduct
passive acoustic monitoring when
operationally feasible.
(A) Any time a towed hydrophone
array is employed during shipboard
surveys the towed array shall be
deployed during daylight hours for each
of the days the ship is at sea.
(B) The towed hydrophone array shall
be used to supplement the ship-based
systematic line-transect surveys for
marine mammals (particularly for
species such as beaked whales that are
rarely seen).
III. Marine Mammal Observers on Navy
Platforms
(A) MMOs selected for aerial or vessel
surveys shall, to the extent practicable,
be placed on a Navy platform during the
exercises being monitored.
(B) The MMO must possess expertise
in species identification of regional
marine mammal species and experience
collecting behavioral data.
(C) MMOs shall not be placed aboard
Navy platforms for every Navy training
event or major exercise. Instead, MMOs
should be employed during specifically
identified opportunities deemed
appropriate for data collection efforts.
The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.
(D) MMOs shall observe from the
same height above water as the
lookouts.
(E) The MMOs shall not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts shall continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
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has not been observed by the lookout,
the MMO shall inform the lookout of the
sighting, and the lookout shall take the
appropriate action through the chain of
command.
(F) The MMOs shall collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. All MMO
sightings shall be conducted according
to a standard operating procedure.
Information collected by MMOs should
be the same as those collected by Navy
lookout/watchstanders described above.
The Monitoring Plan for the GOMEX
Range Complex has been designed as a
collection of focused ‘‘studies’’
(described fully in the GOMEX
Monitoring Plan) to gather data that will
allow the Navy to address the following
questions:
(A) What are the behavioral responses
of marine mammals that are exposed to
explosives?
(B) Is the Navy’s suite of mitigation
measures effective at avoiding injury
and mortality of marine mammals?
Data gathered in these studies will be
collected by qualified, professional
marine mammal biologists or trained
Navy lookouts/watchstanders that are
experts in their field. This monitoring
plan has been designed to gather data on
all species of marine mammals that are
observed in the GOMEX Range Complex
study area.
Monitoring Workshop
During the public comment period on
past proposed rules for Navy actions
(such as the Hawaii Range Complex
(HRC) and Southern California Range
Complex (SOCAL) proposed rules),
NMFS received a recommendation that
a workshop or panel be convened to
solicit input on the monitoring plan
from researchers, experts, and other
interested parties. The GOMEX Range
Complex proposed rule included an
adaptive management component and
both NMFS and the Navy believe that a
workshop would provide a means for
the Navy and NMFS to consider input
from participants in determining
whether (and if so, how) to modify
monitoring techniques to more
effectively accomplish the goals of
monitoring set forth earlier in the
document. NMFS and the Navy believe
that this workshop concept is valuable
in relation to all of the Range Complexes
and major training exercise rules and
LOAs that NMFS is working on with the
Navy at this time. Consequently, NMFS
has determined that this single
Monitoring Workshop will be included
as a component of all of the rules and
LOAs that NMFS will be processing for
the Navy in the next year or so.
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The Navy, with guidance and support
from NMFS, will convene a Monitoring
Workshop, including marine mammal
and acoustic experts as well as other
interested parties, in 2011. The
Monitoring Workshop participants will
review the monitoring results from the
previous year of monitoring pursuant to
the GOMEX Range Complex rule as well
as monitoring results from other Navy
rules and LOAs (e.g., VACAPES,
AFAST, SOCAL, HRC, and other rules).
The Monitoring Workshop participants
would provide their individual
recommendations to the Navy and
NMFS on the monitoring plan(s) after
also considering the current science
(including Navy research and
development) and working within the
framework of available resources and
feasibility of implementation. NMFS
and the Navy would then analyze the
input from the Monitoring Workshop
participants and determine the best way
forward from a national perspective.
Subsequent to the Monitoring
Workshop, modifications would be
applied to monitoring plans as
appropriate.
Integrated Comprehensive Monitoring
Program
In addition to the site-specific
Monitoring Plan for the GOMEX Range
Complex, the Navy completed the
Integrated Comprehensive Monitoring
Program (ICMP) Plan at the end of 2009.
The ICMP was developed by the Navy,
with the Chief of Naval Operations
Environmental Readiness Division
(CNO–N45) having the lead. The
program does not duplicate the
monitoring plans for individual areas
(e.g., AFAST, HRC, SOCAL, VACAPES);
instead it is intended to provide the
overarching coordination that will
support compilation of data from both
range-specific monitoring plans as well
as Navy funded research and
development (R&D) studies. The Navy,
through its ICMP will coordinate the
monitoring programs’ progress towards
meeting its goals and develop a data
management plan. The ICMP will be
evaluated annually to provide a matrix
for progress and goals for the following
year, and will make recommendations
on adaptive management for refinement
and analysis of the monitoring methods.
The primary objectives of the ICMP
are to:
• Monitor and assess the effects of
Navy activities on protected species;
• Ensure that data collected at
multiple locations is collected in a
manner that allows comparison between
and among different geographic
locations;
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• Assess the efficacy and practicality
of the monitoring and mitigation
techniques;
• Add to the overall knowledge-base
of marine species and the effects of
Navy activities on marine species.
The ICMP will be used both as: (1) A
planning tool to focus Navy monitoring
priorities (pursuant to ESA/MMPA
requirements) across Navy Range
Complexes and Exercises; and (2) an
adaptive management tool, through the
consolidation and analysis of the Navy’s
monitoring and watchstander data, as
well as new information from other
Navy programs (e.g., R&D), and other
peer-reviewed newly published
information.
In combination with the 2011
Monitoring Workshop and the adaptive
management component of the GOMEX
Range Complex rule and the other Navy
rules (e.g. VACAPES Range Complex,
Jacksonville Range Complex, etc.), the
ICMP provides a framework for
restructuring the monitoring plans and
allocating monitoring effort based on the
value of particular specific monitoring
proposals (in terms of the degree to
which results would likely contribute to
stated monitoring goals, as well as the
likely technical success of the
monitoring based on a review of past
monitoring results) that have been
developed through the ICMP
framework, instead of allocating effort
based on maintaining an equal (or
commensurate to effects) distribution of
monitoring effort across range
complexes.
The ICMP identified:
• A means by which NMFS and the
Navy would jointly consider prior years’
monitoring results and advancing
science to determine if modifications
are needed in mitigation or monitoring
measures to better effect the goals laid
out in the Mitigation and Monitoring
sections of the GOMEX Range Complex
rule.
• Guidelines for prioritizing
monitoring projects.
If, as a result of the workshop and
similar to the example described in the
paragraph above, the Navy and NMFS
decide it is appropriate to restructure
the monitoring plans for multiple ranges
such that they are no longer evenly
allocated (by rule), but rather focused on
priority monitoring projects that are not
necessarily tied to the geographic area
addressed in the rule, the ICMP will be
modified to include a very clear and
unclassified record-keeping system that
will allow NMFS and the public to see
how each range complex/project is
contributing to all of the ongoing
monitoring programs (resources, effort,
money, etc.).
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Adaptive Management
NMFS has included an adaptive
management component in the final
regulations governing the take of marine
mammals incidental to Navy training
exercises in the GOMEX Range
Complex. The use of adaptive
management will give NMFS the ability
to consider new data from different
sources to determine (in coordination
with the Navy) on an annual basis if
mitigation or monitoring measures
should be modified or added (or
deleted) if new data suggests that such
modifications are appropriate (or are not
appropriate) for subsequent annual
LOAs, if issued.
The following are some of the
possible sources of applicable data:
• Results from the Navy’s monitoring
from the previous year (either from
GOMEX Range Complex or other
locations)
• Findings of the Workshop that the
Navy will convene in 2011 to analyze
monitoring results to date, review
current science, and recommend
modifications, as appropriate to the
monitoring protocols to increase
monitoring effectiveness
• Compiled results of Navy funded
research and development (R&D) studies
(presented pursuant to the ICMP, which
is discussed elsewhere in this
document)
• Results from specific stranding
investigations (either from GOMEX
Range Complex or other locations)
• Results from general marine
mammal and sound research (funded by
the Navy or otherwise)
• Any verified information which
reveals that marine mammals may have
been taken in a manner, extent or
number not authorized by these
regulations or subsequent Letters of
Authorization
Mitigation measures could be
modified or added (or deleted) if new
data suggests that such modifications
would have (or do not have) a
reasonable likelihood of accomplishing
the goals of mitigation laid out in this
proposed rule and if the measures are
practicable. NMFS would also
coordinate with the Navy to modify or
add to (or delete) the existing
monitoring requirements if the new data
suggest that the addition of (or deletion
of) a particular measure would more
effectively accomplish the goals of
monitoring laid out in this proposed
rule. The reporting requirements
associated with this rule are designed to
provide NMFS with monitoring data
from the previous year to allow NMFS
to consider the data and issue annual
LOAs. NMFS and the Navy will meet
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annually, prior to LOA issuance, to
discuss the monitoring reports, Navy
R&D developments, and current science
and whether mitigation or monitoring
modifications are appropriate.
Reporting Measures
In order to issue an ITA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking’’. Effective reporting is critical to
ensure compliance with the terms and
conditions of a LOA, and to provide
NMFS and the Navy with data of the
highest quality based on the required
monitoring. Additional detail has been
added to the reporting requirements
since they were outlined in the
proposed rule. The updated reporting
requirements are all included below. A
subset of the information provided in
the monitoring reports may be classified
and not releasable to the public.
NMFS will work with the Navy to
develop tables that allow for efficient
submission of the information required
below.
General Notification of Injured or Dead
Marine Mammals
Navy personnel will ensure that
NMFS (regional stranding coordinator)
is notified immediately (or as soon as
operational security allows) if an
injured or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercise
utilizing underwater explosive
detonations or other activities. The
Navy will provide NMFS with species
or description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video (if available).
Annual GOMEX Range Complex
Monitoring Plan Report
The Navy shall submit a report
annually on March 1 describing the
implementation and results (through
January 1 of the same year) of the
GOMEX Range Complex Monitoring
Plan, described above. Data collection
methods will be standardized across
range complexes to allow for
comparison in different geographic
locations. Although additional
information will also be gathered, the
MMOs collecting marine mammal data
pursuant to the GOMEX Range Complex
Monitoring Plan shall, at a minimum,
provide the same marine mammal
observation data required in the major
range complex training exercises section
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9255
of the Annual GOMEX Range Complex
Exercise Report referenced below.
The GOMEX Range Complex
Monitoring Plan Report may be
provided to NMFS within a larger report
that includes the required Monitoring
Plan Reports from multiple Range
Complexes.
Annual GOMEX Range Complex
Exercise Report
The Navy is in the process of
improving the methods used to track
explosives used to provide increased
granularity. The Navy will provide the
information described below for all of
their explosive exercises. Until the Navy
is able to report in full the information
below, they will provide an annual
update on the Navy’s explosive tracking
methods, including improvements from
the previous year.
(i) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘specified activity’’ in this
final rule) conducted in the GOMEX
Range Complex.
(ii) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
GOMEX Range Complex 5-yr
Comprehensive Report
The Navy shall submit to NMFS a
draft report that analyzes and
summarizes all of the multi-year marine
mammal information gathered during
the GOMEX Range Complex exercises
for which annual reports are required
(Annual GOMEX Range Complex
Exercise Reports and GOMEX Range
Complex Monitoring Plan Reports). This
report will be submitted at the end of
the fourth year of the rule (March 2014),
covering activities that have occurred
through September 1, 2013.
Comments and Responses
On July 14, 2009, NMFS published a
proposed rule (74 FR 33960) in response
to the Navy’s request to take marine
mammals incidental to military
readiness training in the GOMEX Range
Complex Study Area and requested
comments, information and suggestions
concerning the request. During the 30day public comment period, NMFS
received comments from 3 private
citizens and from the Marine Mammal
Commission (Commission). The
comments are summarized and sorted
into general topic areas and are
addressed below. Full copies of the
comment letters may be accessed at
https://www.regulations.gov.
MMPA Concerns
Comment 1: The Commission
recommended that NMFS require the
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Navy to conduct an external peer review
of its marine mammal density estimates,
the data upon which those estimates are
based, and the manner in which those
data were used for that purpose.
Response: As discussed in detail in
the proposed rule (74 FR 33960; July 14,
2009), marine mammal density
estimates were based on the most recent
data and information on the occurrence,
distribution, and density of marine
mammals. The updated density
estimates presented in this assessment
are derived from the Navy OPAREA
Density Estimates (NODE) for the
GOMEX Operation Area (OPAREA)
(DoN, 2007).
Density estimates for cetaceans were
either modeled using available linetransect survey data or derived using
cetacean abundance estimates found in
the 2006 NOAA stock assessment
reports (SARs) (Waring et al., 2007),
which can be viewed at https://
www.nmfs.noaa.gov/pr/sars/
species.htm. The abundance estimates
in the stock assessment reports are from
Mullin and Fulling (2004).
For the model-based approach,
density estimates were calculated for
each species within areas containing
survey effort. A relationship between
these density estimates and the
associated environmental parameters
such as depth, slope, distance from the
shelf break, sea surface temperature
(SST), and chlorophyll a (chl a)
concentration was formulated using
generalized additive models (GAMs).
This relationship was then used to
generate a two-dimensional density
surface for the region by predicting
densities in areas where no survey data
exist.
The analyses for cetaceans were based
on sighting data collected through
shipboard surveys conducted by NMFS
Southeast Fisheries Science Center
(SEFSC) between 1996 and 2004.
Species-specific density estimates
derived through spatial modeling were
compared with abundance estimates
found in the 2006 NOAA SARs to
ensure consistency. All spatial models
and density estimates were reviewed by
and coordinated with NMFS Science
Center technical staff and scientists with
the University of St. Andrews, Scotland,
Centre for Environmental and Ecological
Modeling (CREEM). Subsequent
revisions and draft reports were
reviewed by these same parties.
Therefore, NMFS considers that the
density estimates, including the data
upon which those estimates are based
and the manner in which the data are
collected and used, have already gone
through an independent review process.
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Mitigation Measures
Comment 2: The Commission
recommends that NMFS require the
Navy to develop and implement a plan
to evaluate the effectiveness of
monitoring and mitigation measures
before beginning, or in conjunction
with, the proposed military readiness
training operations.
Response: NMFS has been working
with the Navy throughout the
rulemaking process to develop a series
of mitigation, monitoring, and reporting
protocols. These mitigation, monitoring
and reporting measures include, but are
not limited to: (1) The use of trained
shipboard lookouts who will conduct
marine mammal monitoring to avoid
collisions with marine mammals; (2) the
use of exclusion zones that avoid
exposing marine mammals to levels of
sound likely to result in injury or death
of marine mammals; (3) several
cautionary measures to minimize the
likelihood of ship strikes of marine
mammals; (4) the use of MMOs/lookouts
to conduct aerial and vessel-based
surveys; and (5) annual monitoring
reports and comprehensive reports to
provide insights of impacts to marine
mammals.
NMFS has evaluated the effectiveness
of the measures and has concluded they
will result in the least practicable
adverse impact on the affected marine
mammal species or stocks and their
habitat. For example, operations will be
suspended if trained lookouts and/or
MMOs detect marine mammals within
the exercise’s specified exclusion zone
in order to prevent marine mammal
injury or mortality. In addition, prior to
conducting training activities involving
underwater explosive detonation, the
Navy will be required to monitor the
safety zones to ensure the areas are clear
of marine mammals. Such monitoring
will also be required during the exercise
when operationally feasible. These
monitoring and mitigation measures are
expected to reduce the number of
marine mammals exposed to
underwater explosions.
Over the course of the 5-year rule,
NMFS will evaluate the Navy’s training
activities annually to validate the
effectiveness of the measures. NMFS
will, through the established adaptive
management process, work with the
Navy to determine whether additional
mitigation and monitoring measures are
necessary. In addition, with the
implementation of the ICMP Plan, and
the planned Monitoring Workshop in
2011, NMFS will work with the Navy to
further improve its monitoring and
mitigation plans for its future activities.
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Comment 3. The Commission
recommends that NMFS require the
Navy to describe the protocol for
stranding network personnel to
communicate with the Navy in the
event of a stranding that is possibly
associated with Navy activities.
Response: As described in the
proposed rule (74 FR 33960; July 14,
2009), the Navy personnel will ensure
that NMFS (regional stranding
coordinator) is notified immediately (or
as soon as operational security allows)
if an injured or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercise
utilizing underwater explosive
detonations. The Navy will provide
NMFS with species or description of the
animal(s), the condition of the animal(s)
(including carcass condition if the
animal is dead), location, time of first
discovery, observed behaviors (if alive),
and photo or video (if available). This
stranding communication protocol is
similar to the protocol the Navy has for
its Atlantic Fleet Active Sonar Training
(AFAST).
Comment 4: The Commission
recommends that NMFS require the
Navy to suspend an activity if a marine
mammal is seriously injured or killed
and the injury or death could be
associated with the Navy’s activity. The
injury or death should be investigated to
determine the cause, assess the full
impact of the activity or activities
potentially implicated (e.g., the total of
animals involved), and determine how
the activity should be modified to avoid
future injuries or deaths.
Response: Though NMFS largely
agrees with the principle espoused by
the Commission, it should be noted that
without detailed examination by an
expert, it is usually not feasible to
determine the cause of injury or
mortality when an injured or dead
marine mammal is sighted in the field.
NMFS has included a requirement in
the final rule that if there is clear
evidence that a marine mammal is
injured or killed as a result of the Navy’s
training activities (e.g., instances in
which it is clear that munitions’
explosions caused the injury or death),
the Navy shall suspend its activities
immediately and report such incident to
NMFS through the Navy’s chain-ofcommand.
For any other sighting of injured or
dead marine mammals in the vicinity of
any Navy training activities utilizing
underwater explosive detonations for
which the cause of injury or mortality
cannot be immediately determined, the
Navy personnel will ensure that NMFS
(regional stranding coordinator) is
notified immediately (or as soon as
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operational security allows). The Navy
will provide NMFS with species or
description of the animal(s), the
condition of the animal(s) (including
carcass condition if the animal is dead),
location, time of first discovery,
observed behaviors (if alive), and photo
or video (if available).
Miscellaneous Issues
Comment 5: Three private citizens
expressed general opposition to Navy
activities and NMFS’ issuance of an
MMPA authorization because of the
danger of killing marine life.
Response: NMFS appreciates the
commenters’ concern for the marine
mammals that live in the area of the
proposed activities. However, the
MMPA allows individuals to take
marine mammals incidental to specified
activities if NMFS can make the
necessary findings required by law (i.e.,
negligible impact, unmitigable adverse
impact on subsistence users, etc.). As
explained throughout this rulemaking,
NMFS has made the necessary findings
under 16 U.S.C. 1371(a)(5)(A) to support
our issuance of the final rule.
Estimated Take of Marine Mammals
With respect to the MMPA, NMFS’
effects assessment serves four primary
purposes: (1) To prescribe the
permissible methods of taking (i.e.,
Level B Harassment (behavioral
harassment), Level A harassment
(injury), or mortality, including an
identification of the number and types
of take that could occur by Level A or
B harassment or mortality) and to
prescribe other means of affecting the
least practicable adverse impact on such
species or stock and its habitat (i.e.,
mitigation); (2) to determine whether
the specified activity will have a
negligible impact on the affected species
or stocks of marine mammals (based on
the likelihood that the activity will
adversely affect the species or stock
through effects on annual rates of
recruitment or survival); (3) to
determine whether the specified activity
will have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (however,
there are no subsistence communities
that would be affected in the GOMEX
Range Complex Study Area, so this
determination is inapplicable for this
rulemaking); and (4) to prescribe
requirements pertaining to monitoring
and reporting.
In the Estimated Take of Marine
Mammals section of the proposed rule,
NMFS related the potential effects to
marine mammals from underwater
detonation of explosives to the MMPA
regulatory definitions of Level A and
Level B Harassment and assessed the
effects to marine mammals that could
result from the specific activities that
the Navy intends to conduct. The
subsections of this analysis are
discussed in the proposed rule (74 FR
33960; July 14, 2009) and have not
changed.
Acoustic Take Criteria
In the Acoustic Take Criteria section
of the proposed rule, NMFS described
the development and application of the
acoustic criteria for explosive
detonations (74 FR 33960; July 14,
2009). No changes have been made to
the discussion contained in this section
of the proposed rule.
Take Calculations
An overview of the Navy’s modeling
methods to determine the number of
exposures of MMPA-protected species
to sound likely to result in mortality,
Level A harassment (injury), or Level B
harassment is provided in the Federal
Register notice for the proposed rule (74
FR 33960; pages 33978–33979). No
changes have been made to the
modeling methods in the section of that
proposed rule.
As noticed in the proposed rule, the
Navy’s modeling revealed that only
eight marine mammal species (very few
individuals of each) would be taken by
Level A and Level B harassment.
However, the Navy stated in its
addendum to the LOA application,
because of the relatively high
abundance of several species (Bryde’s
whales, Atlantic spotted dolphins,
bottlenose dolphins, Clymene dolphins,
false killer whales, Fraser’s dolphins,
killer whales, two species of Kogia sp.,
melon-headed whales, pygmy killer
whales, Risso’s dolphins, rough-toothed
dolphins, short-finned pilot whales,
striped dolphins, and several species of
beaked whales) in the proposed action
area (Waring et al., 2007) and the fact
that some of these species aggregate in
relatively large groups, the Navy
considers that additional takes of these
species by Level B behavioral
harassment are possible. After reviewing
the Navy’s request and consulting the
most recent stock assessment reports of
marine mammals in the proposed action
area (Waring et al., 2009), NMFS largely
agrees with the Navy except that NMFS
considers that the take of Bryde’s and
killer whales is unlikely due to their
rarity in the Study Area. However,
NMFS considers that the incidental take
by Level B harassment of sperm whale
is likely due to this species abundance
in the Gulf of Mexico area. Therefore,
NMFS has included additional species
in our take estimates for the 5-year
regulations. Revised estimates of
potential takes from the proposed
GOMEX Range Complex training
activities are summarized in Table 3.
TABLE 3—SUMMARY OF POTENTIAL EXPOSURES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
GOMEX RANGE COMPLEX
Level B
(non-injury)
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Marine mammal species
Sperm whale ......................................................................................................................................
Atlantic spotted dolphin .....................................................................................................................
Beaked whales ..................................................................................................................................
Bottlenose dolphin .............................................................................................................................
Clymene dolphin ................................................................................................................................
False killer whale ...............................................................................................................................
Fraser’s dolphin .................................................................................................................................
Kogia sp. ............................................................................................................................................
Melon-headed whale .........................................................................................................................
Pantropical spotted dolphin ...............................................................................................................
Pygmy killer whale .............................................................................................................................
Risso’s dolphin ...................................................................................................................................
Rough-toothed dolphin ......................................................................................................................
Short-finned pilot whale .....................................................................................................................
Spinner dolphin ..................................................................................................................................
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5
20
20
30
20
10
20
20
20
26
10
30
20
20
27
17FER1
Level A (slight
lung injury)
0
0
0
0
0
0
0
0
0
1
0
0
0
0
1
Mortality
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
9258
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TABLE 3—SUMMARY OF POTENTIAL EXPOSURES FROM EXPLOSIVE ORDNANCE (PER YEAR) FOR MARINE MAMMALS IN THE
GOMEX RANGE COMPLEX—Continued
Level B
(non-injury)
Marine mammal species
Striped dolphin ...................................................................................................................................
Effects on Marine Mammal Habitat
NMFS’ GOMEX Range Complex
proposed rule included a section that
addressed the effects of the Navy’s
activities on Marine Mammal Habitat
(74 FR 33960; July 14, 2009; page
33979). NMFS concluded that the
Navy’s activities would have minimal
effects on marine mammal habitat. No
changes have been made to the
discussion contained in this section of
the proposed rule.
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Analysis and Negligible Impact
Determination
Pursuant to NMFS’ regulations
implementing the MMPA, an applicant
is required to estimate the number of
animals that will be ‘‘taken’’ by the
specified activities (i.e., takes by
harassment only, or takes by
harassment, injury, and/or death). This
estimate informs the analysis that NMFS
must perform to determine whether the
activity will have a ‘‘negligible impact’’
on the species or stock. Level B
(behavioral) harassment occurs at the
level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects. A negligible
impact finding is based on the lack of
likely adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of Level B harassment takes alone, is not
enough information on which to base an
impact determination.
In addition to considering estimates of
the number of marine mammals that
might be ‘‘taken’’ through behavioral
harassment, NMFS must consider other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), and the number and
nature of estimated Level A takes, the
number of estimated mortalities, and
effects on habitat.
The Navy’s specified activities have
been described based on best estimates
of the planned detonation events the
Navy would conduct for the proposed
GOMEX Range Complex training
activities. Taking the above into
account, considering the sections
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discussed below, and dependent upon
the implementation of the proposed
mitigation measures, NMFS has
determined that Navy training exercises
utilizing underwater explosives will
have a negligible impact on the affected
marine mammal species and stocks
present in the GOMEX Range Complex
Study Area.
NMFS’ analysis of potential
behavioral harassment, temporary
threshold shifts, permanent threshold
shifts, injury, and mortality to marine
mammals as a result of the GOMEX
Range Complex training activities was
provided in the proposed rule (74 FR
33960; July 14, 2009; pages 33965–
33972) and is described in more detail
below.
Behavioral Harassment
The Navy plans a total of 1 BOMBEX
(Air-to-Surface) training event (each
lasting for 1 hour) and 6 Small Arms
Training (explosive hand grenades)
events (each lasting for 1–2 hours)
annually. The total training exercises
using high explosives proposed by the
Navy in the GOMEX Range Complex
amount to approximately 13 hours per
year. These detonation events are
widely dispersed throughout several of
the designated sites within the GOMEX
Range Complex Study Area. The
probability that detonation events will
overlap in time and space with marine
mammals is low, particularly given the
densities of marine mammals in the
GOMEX Range Complex Study Area and
the implementation of monitoring and
mitigation measures. Moreover, NMFS
does not expect animals to experience
repeated exposures to the same sound
source as animals will likely move away
from the source after being exposed. In
addition, these isolated exposures,
when received at distances where the
Level B behavioral harassment (i.e., 177
dB re 1 microPa2-sec) threshold would
propogate, are expected to cause brief
startle reactions or short-term behavioral
modification by the animals. These brief
reactions and behavioral changes are
expected to disappear when the
exposures cease. Therefore, these levels
of received impulse noise from
detonation are not expected to affect
annual rates of recruitment or survival.
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20
Level A (slight
lung injury)
0
Mortality
0
TTS
NMFS and the Navy have estimated
that individuals of some species of
marine mammals may sustain some
level of temporary threshold shift (TTS)
from underwater detonations. TTS can
last from a few minutes to days, be of
varying degree, and occur across various
frequency bandwidths. The TTS
sustained by an animal is primarily
classified by three characteristics:
• Frequency—Available data (of midfrequency hearing specialists exposed to
mid to high frequency sounds—Southall
et al., 2007) suggest that most TTS
occurs in the frequency range of the
source up to one octave higher than the
source (with the maximum TTS at 1⁄2
octave above).
• Degree of the shift (i.e., how many
dB is the sensitivity of the hearing
reduced by)—generally, both the degree
of TTS and the duration of TTS will be
greater if the marine mammal is exposed
to a higher level of energy (which would
occur when the peak dB level is higher
or the duration is longer). Since the
impulse from detonation is extremely
brief, an animal would have to approach
very close to the detonation site to
increase the received sound exposure
level (SEL). The threshold for the onset
of TTS for detonations is a dual criteria:
182 dB re 1 microPa2-sec or 23 psi,
which might be received at distances
from 345–2,863 m from the centers of
detonation based on the types of net
explosive weight (NEW) involved to
receive the SEL that causes TTS
compared to similar source level with
longer durations (such as sonar signals).
• Duration of TTS (Recovery time)—
Of all TTS laboratory studies, some
using continuous exposures of almost
an hour in duration or up to 217 SEL,
almost all recovered within 1 day (or
less, often in minutes), though in one
study (Finneran et al., 2007), recovery
took 4 days.
• Although the degree of TTS
depends on the received noise levels
and exposure time, all studies show that
TTS is reversible and the animal’s
sensitivity is expected to recover fully
in minutes to hours. Therefore, NMFS
expects that TTS would not affect
annual rates of recruitment or survival.
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Acoustic Masking or Communication
Impairment
As discussed above, it is also possible
that anthropogenic sound could result
in masking of marine mammal
communication and navigation signals.
However, masking only occurs during
the time of the signal (and potential
secondary arrivals of indirect rays),
versus TTS, which occurs continuously
for its duration. Impulse sounds from
underwater detonations are extremely
brief and the majority of most animals’
vocalizations would not be masked.
Therefore, masking effects from
underwater detonations are expected to
be minimal and unlikely. If masking or
communication impairment were to
occur briefly, it would be in the
frequency ranges below 100 Hz, which
overlaps with some mysticete
vocalizations; however, it would likely
not mask the entirety of any particular
vocalization or communication series
because of the short impulse.
jlentini on DSKJ8SOYB1PROD with RULES
PTS, Injury, or Mortality
The Navy’s model estimated that 1
pantropical spotted dolphin and 1
spinner dolphin could experience 50percent tympanic membrane rupture or
slight lung injury (Level A harassment)
as a result of the training activities
utilizing underwater detonation by
BOMBEX in the GOMEX Range
Complex Study Area. However, these
estimates do not take into consideration
the proposed mitigation and monitoring
measures. For underwater detonations,
the animals have to be within an area
between certain injury zones of
influence (ZOI) to experience Level A
harassment. Such injury ZOI varies from
0.09 km2 to 4.98 km2 (or at distances
between 169 m to 1,259 m from the
center of detonation) depending on the
types of munition used and the season
of the action. Though it is possible that
Navy observers could fail to detect an
animal at a distance of more than 1 km
(an injury ZOI during BOMBEX, which
is planned to have 1 event annually), all
injury ZOIs from small arms trainings
are smaller than 0.1 km2 (178 m in
radius) and NMFS believes it is unlikely
that any marine mammal will be missed
by lookouts/watchstanders or MMOs.
As discussed previously, the Navy plans
to utilize aerial or vessel surveys to
detect marine mammals for mitigation
implementation and indicated that they
are capable of effectively monitoring
safety zones.
Based on these assessments, NMFS
and the Navy determined that
approximately 5 Sperm whales, 20
Atlantic spotted dolphins, 20 beaked
whales, 30 bottlenose dolphins, 20
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Clymene dolphins, 10 false killer
whales, 20 Fraser’s dolphins, 20 pygmy
or dwarf sperm whales, 20 melonheaded whales, 26 pantropical spotted
dolphins, 10 pygmy killer whales, 30
Risso’s dolphins, 20 rough-toothed
dolphins, 27 spinner dolphins, 20 shortfinned pilot whales, and 20 striped
dolphins could be affected by Level B
harassment (TTS and sub-TTS) as a
result of the proposed GOMEX Range
Complex training activities. These
numbers represent approximately
0.30%, 0.07%, 0.81%, 0.30%, 2.57%,
4.42%, 0.88%, 0.08%, 3.10%, 1.89%,
0.75%, 2.79%, 1.36%, and 0.60% of
sperm whales, Atlantic spotted
dolphins, bottlenose dolphins (Gulf of
Mexico oceanic stock), Clymene
dolphins, false killer whales, pygmy or
dwarf sperm whales, melon-headed
whales, pantropical spotted dolphins,
pygmy killer whales, Risso’s dolphins,
rough-toothed dolphins, short-finned
pilot whales, spinner dolphins, and
striped dolphins, respectively in the
vicinity of the proposed GOMEX Range
Complex Study Area (calculation based
on NMFS 2007 U.S. Atlantic and Gulf
of Mexico Marine Mammal Stock
Assessment). Although the population
estimates of beaked whales and Fraser’s
dolphins are unknown in the proposed
action area, NMFS has concluded that
the take of 20 individuals of beaked
whales and Fraser’s dolphins by Level
B harassment would have a negligible
impact because most of its population
exists beyond the project area and
because they are a widely distributed
species in the North Atlantic (Jefferson
et al., 1993; Reeves et al., 2002).
In addition, the Level A takes of 1
pantropical spotted dolphin and 1
spinner dolphin represent 0.0029% and
0.0503% of these species, respectively,
in the vicinity of the proposed GOMEX
Range Complex Study Area (calculation
based on NMFS 2007 U.S. Atlantic and
Gulf of Mexico Marine Mammal Stock
Assessment). Given these very small
percentages, NMFS does not expect
there to be any long-term adverse effect
on the populations of the
aforementioned dolphin species. No
marine mammals are expected to be
killed as a result of these activities.
Additionally, the aforementioned take
estimates do not account for the
implementation of mitigation measures.
With the implementation of mitigation
and monitoring measures, NMFS
expects that the takes would be reduced
further. Coupled with the fact that these
impacts will likely not occur in areas
and times critical to reproduction,
NMFS has determined that the total
taking over the 5-year period of the
regulations and subsequent LOAs from
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9259
the Navy’s GOMEX Range Complex
training activities will have a negligible
impact on the marine mammal species
and stocks present in the GOMEX Range
Complex Study Area.
Subsistence Harvest of Marine
Mammals
NMFS has determined that the
issuance of 5-year regulations and
subsequent LOAs (as warranted) for
Navy training exercises in the GOMEX
Range Complex would not have an
unmitigable adverse impact on the
availability of the affected species or
stocks for subsistence use since there
are no such uses in the specified area.
ESA
There are six ESA-listed marine
mammal species that are listed as
endangered under the ESA with
confirmed or possible occurrence in the
GOMEX Range Complex: humpback
whale, North Atlantic right whale, fin
whale, blue whale, sei whale, and sperm
whale.
Pursuant to Section 7 of the ESA, the
Navy has consulted with NMFS on this
action. NMFS has also consulted
internally on the issuance of regulations
under section 101(a)(5)(A) of the MMPA
for this activity. The Biological Opinion
concludes that the proposed Navy
activities are likely to adversely affect
but are not likely to jeopardize the
continued existence of these threatened
and endangered species under NMFS
jurisdiction.
NEPA
NMFS participated as a cooperating
agency on the Navy’s Final
Environmental Impact Statement (FEIS)
for the GOMEX EIS. NMFS
subsequently adopted the Navy’s EIS/
OEIS for the purpose of complying with
the MMPA.
Determination
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat and dependent upon
the implementation of the mitigation
measures, NMFS finds that the total
taking from Navy training exercises
utilizing underwater explosives in the
GOMEX Range Complex will have a
negligible impact on the affected marine
mammal species or stocks and will not
result in an unmitigable adverse impact
on the availability of marine mammal
species or stocks for taking for
subsistence uses because no subsistence
uses exist in the GOMEX Range
Complex study area. NMFS has issued
regulations for these exercises that
prescribe the means of effecting the least
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practicable adverse impact on marine
mammals and their habitat and set forth
requirements pertaining to the
monitoring and reporting of that taking.
Classification
This action does not contain a
collection of information requirement
for purposes of the
Paperwork Reduction Act
The Office of Management and Budget
has determined that this rule is not
significant for purposes of Executive
Order 12866.
The Chief Counsel for Regulation of
the Department of Commerce certified at
the proposed rule stage that this action
will not have a significant economic
impact on a substantial number of small
entities. The Navy is the sole entity that
will be affected by this rulemaking. It is
not a small governmental jurisdiction,
small organization or small business, as
defined by the RFA. This rulemaking
authorizes the take of marine mammals
incidental to a specified activity. The
specified activity defined in the final
rule includes the use of underwater
detonations, which are only used by the
U.S. military, during training activities
that are only conducted by the U.S.
Navy. Additionally, any requirements
imposed by a Letter of Authorization
issued pursuant to these regulations,
and any monitoring or reporting
requirements imposed by these
regulations, will be applicable only to
the Navy. Because this action, if
adopted, would directly affect the Navy
and not a small entity, NMFS concludes
the action would not result in a
significant economic impact on a
substantial number of small entities.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: February 10, 2011.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
50 CFR part 218 is amended as follows:
jlentini on DSKJ8SOYB1PROD with RULES
PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 218
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq.
2. Subpart D is added to part 218 to
read as follows:
■
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Subpart D—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Gulf of Mexico Range Complex
Sec.
218.30 Specified activity and specified
geographical area and effective dates.
218.31 Permissible methods of taking.
218.32 Prohibitions.
218.33 Mitigation.
218.34 Requirements for monitoring and
reporting.
218.35 Applications for Letters of
Authorization.
218.36 Letters of Authorization.
218.37 Renewal of Letters of Authorization
and adaptive management.
218.38 Modifications to Letters of
Authorization.
Subpart D—Taking Marine Mammals
Incidental to U.S. Navy Training in the
Gulf of Mexico Range Complex
§ 218.30 Specified activity and specified
geographical area and effective dates.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
outlined in paragraph (b) of this section
and that occur incidental to the
activities described in paragraph (c) of
this section.
(b) The taking of marine mammals by
the Navy is only authorized if it occurs
within the GOMEX Range Complex
Operation Areas (OPAREAs), which is
located along the Gulf of Mexico coast
of the U.S. described in Figures 1 and
2 of the LOA application and consists of
the BOMBEX Hotbox (surface and
subsurface waters), located off the
Alabama and Florida coast, south of
NAS Pensacola, and underwater
detonation (UNDET) Area E3 (surface
and subsurface waters), located within
the territorial waters off Padre Island,
Texas, near Corpus Christi NAS.
(1) The northernmost boundary of the
BOMBEX Hotbox is located 23 nm (42.6
km) from the coast of the Florida
panhandle at latitude 30° N, the eastern
boundary is approximately 200 nm
(370.4 km) from the coast of the Florida
peninsula at longitude 86°48’ W.
(2) The UNDET Area E3 is a defined
surface and subsurface area located in
the waters south of Corpus Christi NAS
and offshore of Padre Island, Texas. The
westernmost boundary is located 7.5 nm
(13.9 km) from the coast of Padre Island
at 97°9′33″ W and 27°24′26″ N at the
Westernmost corner. It lies entirely
within the territorial waters (0 to 12 nm,
or 0 to 22.2 km) of the U.S. and the
majority of it lies within Texas state
waters (0 to 9 nm, or 0 to 16.7 km). It
is a very shallow water training area
with depths ranging from 20 to 26 m.
(c) The taking of marine mammals by
the Navy is only authorized if it occurs
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incidental to the following activities
within the designated amounts of use:
(1) The detonation of the underwater
explosives identified in paragraph
(c)(1)(i) of this section conducted as part
of the training events identified in
paragraph (c)(1)(ii) of this section:
(i) Underwater Explosives:
(A) MK–83 (1,000 lb High Explosive
bomb);
(B) MK3A2 anti-swimmer concussion
grenades (0.5 lbs NEW).
(ii) Training Events:
(A) BOMBEX (Air-to-Surface)—up to
5 events over the course of 5 years (an
average of 1 event per year, with 4
bombs in succession for each event);
(B) Small Arms Training with MK3A2
anti-swimmer concussion grenades—up
to 30 events over the course of 5 years
(an average of 6 events per year, with up
to 10 live grenades authorized per event,
but no more than 20 live grenades will
be used per year).
(2) [Reserved]
(d) Regulations are effective February
17, 2011 through February 17, 2016.
§ 218.31
Permissible methods of taking.
(a) Under Letters of Authorization
issued pursuant to §§ 216.106 of this
chapter and 218.36, the Holder of the
Letter of Authorization may incidentally
take marine mammals within the area
described in § 218.30(b), provided the
activity is in compliance with all terms,
conditions, and requirements of this
subpart and the appropriate Letter of
Authorization.
(b) The activities identified in
§ 218.30(c) must be conducted in a
manner that minimizes, to the greatest
extent practicable, any adverse impacts
on marine mammals and their habitat.
(c) The incidental take of marine
mammals under the activities identified
in § 218.30(c) is limited to the following
species, by the indicated method of take
and the indicated number of times:
(1) Level B Harassment:
(i) Sperm whale (Physeter
macrocephalus)—25 (an average of 5
annually);
(ii) Beaked whales—100 (an average
of 20 annually);
(iii) Bottlenose dolphin (Tursiops
truncatus)—150 (an average of 30
annually);
(iv) Pantropical spotted dolphin
(Stenella attenuata)—130 (an average of
26 annually);
(v) Clymene dolphin (S. clymene)—
100 (an average of 20 annually);
(vi) Atlantic spotted dolphin (S.
frontalis)—100 (an average of 20
annually);
(vii) Spinner dolphin (S.
longirostris)—135 (an average of 27
annually);
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(viii) Striped dolphin (S.
coeruleoalba)—100 (an average of 20
annually);
(ix) Risso’s dolphin (Grampus
griseus)—150 (an average of 30
annually);
(x) Melon-headed whales
(Peponocephala electra)—100 (an
average of 20 annually);
(xi) False killer whale (Pseudorca
crassidens)—50 (an average of 10
annually);
(xii) Fraser’s dolphin (Lagenodelphis
hosei)—100 (an average of 20 annually);
(xiii) Pygmy or dwarf sperm whales
(Kogia sp.)—100 (an average of 20
annually);
(xiv) Pygmy killer whale (Ferresa
attenuatta)—50 (an average of 10
annually);
(xv) Rough-toothed dolphin (Steno
bredanensis)—100 (an average of 20
annually);
(xvi) Short-finned pilot whale
(Globicephala macrorhynchus)—100 (an
average of 20 annually).
(2) Level A Harassment (injury):
(i) Pantropical spotted dolphin—5 (an
average of 1 annually);
(ii) Spinner dolphin—5 (an average of
1 annually);
§ 218.32
Prohibitions.
Notwithstanding takings
contemplated in § 218.31 and
authorized by a Letter of Authorization
issued under § 216.106 of this chapter
and § 218.36, no person in connection
with the activities described in § 218.30
may:
(a) Take any marine mammal not
specified in § 218.31(c);
(b) Take any marine mammal
specified in § 218.31(c) other than by
incidental take as specified in
§ 218.31(c)(1) and (2);
(c) Take a marine mammal specified
in § 218.31(c) if such taking results in
more than a negligible impact on the
species or stocks of such marine
mammal; or
(d) Violate, or fail to comply with, the
terms, conditions, and requirements of
this Subpart or a Letter of Authorization
issued under § 216.106 of this chapter
and § 218.36.
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§ 218.33
Mitigation.
(a) When conducting training
activities identified in § 218.30(c), the
mitigation measures contained in the
Letter of Authorization issued under
§ 216.106 of this chapter and § 218.36
must be implemented. These mitigation
measures include, but are not limited to:
(1) General Maritime Measures:
(i) Personnel Training—Lookouts:
(A) All bridge personnel,
Commanding Officers, Executive
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Officers, officers standing watch on the
bridge, maritime patrol aircraft aircrews,
and Mine Warfare (MIW) helicopter
crews shall complete Marine Species
Awareness Training (MSAT).
(B) Navy lookouts shall undertake
extensive training to qualify as a
watchstander in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(C) Lookout training shall include onthe-job instruction under the
supervision of a qualified, experienced
watchstander. Following successful
completion of this supervised training
period, lookouts shall complete the
Personal Qualification Standard
Program, certifying that they have
demonstrated the necessary skills (such
as detection and reporting of partially
submerged objects).
(D) Lookouts shall be trained in the
most effective means to ensure quick
and effective communication within the
command structure to facilitate
implementation of protective measures
if marine species are spotted.
(E) Surface lookouts shall scan the
water from the ship to the horizon and
be responsible for all contacts in their
sector. In searching the assigned sector,
the lookout shall always start at the
forward part of the sector and search aft
(toward the back). To search and scan,
the lookout shall hold the binoculars
steady so the horizon is in the top third
of the field of vision and direct the eyes
just below the horizon. The lookout
shall scan for approximately five
seconds in as many small steps as
possible across the field seen through
the binoculars. They shall search the
entire sector in approximately fivedegree steps, pausing between steps for
approximately five seconds to scan the
field of view. At the end of the sector
search, the glasses shall be lowered to
allow the eyes to rest for a few seconds,
and then the lookout shall search back
across the sector with the naked eye.
(F) At night, lookouts shall scan the
horizon in a series of movements that
would allow their eyes to come to
periodic rests as they scan the sector.
When visually searching at night, they
shall look a little to one side and out of
the corners of their eyes, paying
attention to the things on the outer
edges of their field of vision. Lookouts
shall also have night vision devices
available for use.
(ii) Operating Procedures & Collision
Avoidance:
(A) Prior to major exercises, a Letter
of Instruction, Mitigation Measures
Message or Environmental Annex to the
Operational Order shall be issued to
further disseminate the personnel
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9261
training requirement and general marine
species mitigation measures.
(B) Commanding Officers shall make
use of marine species detection cues
and information to limit interaction
with marine species to the maximum
extent possible consistent with safety of
the ship.
(C) While underway, surface vessels
shall have at least two lookouts with
binoculars; surfaced submarines shall
have at least one lookout with
binoculars. Lookouts already posted for
safety of navigation and man-overboard
precautions may be used to fill this
requirement. As part of their regular
duties, lookouts shall watch for and
report to the OOD the presence of
marine mammals.
(D) Personnel on lookout shall employ
visual search procedures employing a
scanning method in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(E) After sunset and prior to sunrise,
lookouts shall employ Night Lookouts
Techniques in accordance with the
Lookout Training Handbook
(NAVEDTRA 12968–D).
(F) While in transit, naval vessels
shall be alert at all times, use extreme
caution, and proceed at a ‘‘safe speed’’
(the minimum speed at which mission
goals or safety will not be compromised)
so that the vessel can take proper and
effective action to avoid a collision with
any marine animal and can be stopped
within a distance appropriate to the
prevailing circumstances and
conditions.
(G) When marine mammals have been
sighted in the area, Navy vessels shall
increase vigilance and implement
measures to avoid collisions with
marine mammals and avoid activities
that might result in close interaction of
naval assets and marine mammals. Such
measures shall include changing speed
and/or course direction and would be
dictated by environmental and other
conditions (e.g., safety or weather).
(H) Naval vessels shall maneuver to
keep at least 500 yds (460 m) away from
any observed whale and avoid
approaching whales head-on. This
requirement does not apply if a vessel’s
safety is threatened, such as when
change of course will create an
imminent and serious threat to a person,
vessel, or aircraft, and to the extent
vessels are restricted in their ability to
maneuver. Vessels shall take reasonable
steps to alert other vessels in the
vicinity of the whale.
(I) Where feasible and consistent with
mission and safety, vessels shall avoid
closing to within 200-yd (183 m) of
marine mammals other than whales
(whales addressed above).
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(J) Navy aircraft participating in
exercises at sea shall conduct and
maintain, when operationally feasible
and safe, surveillance for marine species
of concern as long as it does not violate
safety constraints or interfere with the
accomplishment of primary operational
duties. Marine mammal detections shall
be immediately reported to assigned
Aircraft Control Unit for further
dissemination to ships in the vicinity of
the marine species as appropriate where
it is reasonable to conclude that the
course of the ship will likely result in
a closing of the distance to the detected
marine mammal.
(K) All vessels shall maintain logs and
records documenting training
operations should they be required for
event reconstruction purposes. Logs and
records shall be kept for a period of 30
days following completion of a major
training exercise.
(2) Coordination and Reporting
Requirements:
(i) The Navy shall coordinate with the
local NMFS Stranding Coordinator for
any unusual marine mammal behavior
and any stranding, beached live/dead,
or floating marine mammals that may
occur at any time during or within 24
hours after completion of training
activities.
(ii) The Navy shall follow internal
chain of command reporting procedures
as promulgated through Navy
instructions and orders.
(3) Mitigation Measures for Specific
At-sea Training Events—If a marine
mammal is injured or killed as a result
of the proposed Navy training activities
(e.g., instances in which it is clear that
munitions explosions caused the death),
the Navy shall suspend its activities
immediately and report such incident to
NMFS.
(i) Air-to-Surface At-Sea Bombing
Exercises (1,000-lbs explosive bombs):
(A) This activity shall only occur in
W–155A/B (hot box) area of the GOMEX
Range Complex OPAREA.
(B) Aircraft shall visually survey the
target and buffer zone for marine
mammals prior to and during the
exercise. The survey of the impact area
shall be made by flying at 1,500 ft (457
m) altitude or lower, if safe to do so, and
at the slowest safe speed. Release of
ordnance through cloud cover is
prohibited; aircraft must be able to
actually see ordnance impact areas.
(C) A buffer zone of a 5,100-yard
(4,663-m) radius shall be established
around the intended target zone. The
exercises shall be conducted only if the
buffer zone is clear of marine mammals.
(D) At-sea BOMBEXs using live
ordnance shall occur during daylight
hours only.
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(ii) Small Arms Training—Explosive
hand grenades (such as the MK3A2
grenades):
(A) Lookouts shall visually survey for
marine mammals prior to and during
exercise.
(B) A 200-yd (182-m) radius buffer
zone shall be established around the
intended target. The exercises shall be
conducted only if the buffer zone is
clear of marine mammals.
(b) [Reserved]
§ 218.34 Requirements for monitoring and
reporting.
(a) The Holder of the Letter of
Authorization issued pursuant to
§ 216.106 of this chapter and § 218.36
for activities described in § 218.30(c) is
required to cooperate with the NMFS
when monitoring the impacts of the
activity on marine mammals.
(b) The Holder of the Authorization
must notify NMFS immediately (or as
soon as clearance procedures allow) if
the specified activity identified in
§ 218.30(c) is thought to have resulted in
the mortality or serious injury of any
marine mammals, or in any take of
marine mammals not identified in
§ 218.31(c).
(c) The Navy must conduct all
monitoring and required reporting
under the Letter of Authorization,
including abiding by the GOMEX Range
Complex Monitoring Plan, which is
incorporated herein by reference, and
which requires the Navy to implement,
at a minimum, the monitoring activities
summarized below.
(1) Vessel or aerial surveys.
(i) The Holder of this Authorization
shall visually survey a minimum of 1
explosive event per year. One of the
vessel or aerial surveys should involve
professional trained marine mammal
observers (MMOs). If it is impossible to
conduct the required surveys due to
lack of training exercises, the missed
annual survey requirement shall roll
into the subsequent year to ensure that
the appropriate number of surveys (i.e.,
total of five) occurs over the 5-year
period of effectiveness of this subject.
(ii) When operationally feasible, for
specified training events, aerial or vessel
surveys shall be used 1–2 days prior to,
during (if reasonably safe), and 1–5 days
post detonation.
(iii) Surveys shall include any
specified exclusion zone around a
particular detonation point plus 2,000
yards beyond the border of the
exclusion zone (i.e., the circumference
of the area from the border of the
exclusion zone extending 2,000 yards
outwards). For vessel-based surveys a
passive acoustic system (hydrophone or
towed array) could be used to determine
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if marine mammals are in the area
before and/or after a detonation event.
(iv) When conducting a particular
survey, the survey team shall collect:
(A) Location of sighting;
(B) Species (if not possible, indicate
whale, dolphin or pinniped);
(C) Number of individuals;
(D) Whether calves were observed;
(E) Initial detection sensor;
(F) Length of time observers
maintained visual contact with marine
mammal;
(G) Wave height;
(H) Visibility;
(I) Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after;
(J) Distance of marine mammal from
actual detonations (or target spot if not
yet detonated);
(K) Observed behavior—
Watchstanders shall report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animal(s) (such as
animal closing to bow ride, paralleling
course/speed, floating on surface and
not swimming etc.), including speed
and direction;
(L) Resulting mitigation
implementation—Indicate whether
explosive detonations were delayed,
ceased, modified, or not modified due to
marine mammal presence and for how
long; and
(M) If observation occurs while
explosives are detonating in the water,
indicate munitions type in use at time
of marine mammal detection.
(2) Passive acoustic monitoring—the
Navy shall conduct passive acoustic
monitoring when operationally feasible.
(i) Any time a towed hydrophone
array is employed during shipboard
surveys the towed array shall be
deployed during daylight hours for each
of the days the ship is at sea.
(ii) The towed hydrophone array shall
be used to supplement the ship-based
systematic line-transect surveys
(particularly for species such as beaked
whales that are rarely seen).
(iii) The array should have the
capability of detecting low frequency
vocalizations (<1,000 Hz) for baleen
whales and relatively high frequency
(up to 30 kHz) for odontocetes. The use
of two simultaneously deployed arrays
can also allow more accurate
localization and determination of diving
patterns.
(3) Marine mammal observers on
Navy platforms:
(i) As required in § 218.34(c)(1),
MMOs who are selected for aerial or
vessel surveys shall, to the extent
practicable, be placed on a Navy
platform during the exercises being
monitored.
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(ii) The MMO must possess expertise
in species identification of regional
marine mammal species and experience
collecting behavioral data.
(iii) MMOs shall not be placed aboard
Navy platforms for every Navy training
event or major exercise. Instead, MMOs
should be employed during specifically
identified opportunities deemed
appropriate for data collection efforts.
The events selected for MMO
participation shall take into account
safety, logistics, and operational
concerns.
(iv) MMOs shall observe from the
same height above water as the
lookouts.
(v) The MMOs shall not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts; Navy lookouts shall continue to
serve as the primary reporting means
within the Navy chain of command for
marine mammal sightings. The only
exception is that if an animal is
observed within the shutdown zone that
has not been observed by the lookout,
the MMO shall inform the lookout of the
sighting and the lookout shall take the
appropriate action through the chain of
command.
(vi) The MMOs shall collect species
identification, behavior, direction of
travel relative to the Navy platform, and
distance first observed. Information
collected by MMOs should be the same
as those collected by the survey team
described in § 218.34(c)(1)(iv).
(d) General Notification of Injured or
Dead Marine Mammals—Navy
personnel shall ensure that NMFS
(regional stranding coordinator) is
notified immediately (or as soon as
clearance procedures allow) if an
injured or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercise
utilizing underwater explosive
detonations. The Navy shall provide
NMFS with species or description of the
animal(s), the condition of the animal(s)
(including carcass condition if the
animal is dead), location, time of first
discovery, observed behaviors (if alive),
and photo or video (if available).
(e) Annual GOMEX Range Complex
Monitoring Plan Report—The Navy
shall submit a report annually on March
1 describing the implementation and
results (through January 1 of the same
year) of the GOMEX Range Complex
Monitoring Plan. Data collection
methods shall be standardized across
range complexes to allow for
comparison in different geographic
locations. Although additional
information will also be gathered, the
MMOs collecting marine mammal data
pursuant to the GOMEX Range Complex
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Monitoring Plan shall, at a minimum,
provide the same marine mammal
observation data required in
§ 218.34(c)(1)(iv). The GOMEX Range
Complex Monitoring Plan Report may
be provided to NMFS within a larger
report that includes the required
Monitoring Plan Reports from GOMEX
Range Complex and multiple range
complexes.
(f) Annual GOMEX Range Complex
Exercise Report—The Navy shall
provide the information described
below for all of their explosive
exercises. Until the Navy is able to
report in full the information below,
they shall provide an annual update on
the Navy’s explosive tracking methods,
including improvements from the
previous year.
(1) Total annual number of each type
of explosive exercise (of those identified
as part of the ‘‘specified activity’’ in this
final rule) conducted in the GOMEX
Range Complex.
(2) Total annual expended/detonated
rounds (missiles, bombs, etc.) for each
explosive type.
(g) GOMEX Range Complex 5-yr
Comprehensive Report—The Navy shall
submit to NMFS a draft report that
analyzes and summarizes all of the
multi-year marine mammal information
gathered during the GOMEX Range
Complex exercises for which annual
reports are required (Annual GOMEX
Range Complex Exercise Reports and
GOMEX Range Complex Monitoring
Plan Reports). This report shall be
submitted at the end of the fourth year
of the rule (February 2015), covering
activities that have occurred through
August 1, 2014.
(h) The Navy shall respond to NMFS
comments and requests for additional
information or clarification on the
GOMEX Range Complex Comprehensive
Report, the Annual GOMEX Range
Complex Exercise Report, or the Annual
GOMEX Range Complex Monitoring
Plan Report (or the multi-Range
Complex Annual Monitoring Plan
Report, if that is how the Navy chooses
to submit the information) if submitted
within 3 months of receipt. These
reports will be considered final after the
Navy has addressed NMFS’ comments
or provided the requested information,
or three months after the submittal of
the draft if NMFS does not comment by
then.
(i) In 2011, the Navy shall convene a
Monitoring Workshop in which the
Monitoring Workshop participants will
be asked to review the Navy’s
Monitoring Plans and monitoring results
and make individual recommendations
(to the Navy and NMFS) of ways of
improving the Monitoring Plans. The
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9263
recommendations shall be reviewed by
the Navy, in consultation with NMFS,
and modifications to the Monitoring
Plan shall be made, as appropriate.
§ 218.35 Applications for Letters of
Authorization.
To incidentally take marine mammals
pursuant to these regulations, the U.S.
citizen (as defined by § 216.103 of this
chapter) conducting the activity
identified in § 218.30(a) (the U.S. Navy)
must apply for and obtain either an
initial Letter of Authorization in
accordance with § 218.36 or a renewal
under § 218.37.
§ 218.36
Letters of Authorization.
(a) A Letter of Authorization, unless
suspended or revoked, will be valid for
a period of time not to exceed the period
of validity of this subpart, but must be
renewed annually subject to annual
renewal conditions in § 218.37.
(b) Each Letter of Authorization will
set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact on the
species, its habitat, and on the
availability of the species for
subsistence uses (i.e., mitigation); and
(3) Requirements for mitigation,
monitoring and reporting.
(c) Issuance and renewal of the Letter
of Authorization will be based on a
determination that the total number of
marine mammals taken by the activity
as a whole will have no more than a
negligible impact on the affected species
or stock of marine mammal(s).
§ 218.37 Renewal of Letters of
Authorization and adaptive management.
(a) A Letter of Authorization issued
under §§ 216.106 and 218.36 of this
chapter for the activity identified in
§ 218.30(c) will be renewed annually
upon:
(1) Notification to NMFS that the
activity described in the application
submitted under § 218.35 shall be
undertaken and that there will not be a
substantial modification to the
described work, mitigation or
monitoring undertaken during the
upcoming 12 months;
(2) Timely receipt of the monitoring
reports required under § 218.34; and
(3) A determination by the NMFS that
the mitigation, monitoring and reporting
measures required under § 218.33 and
the Letter of Authorization issued under
§§ 216.106 and 218.36 of this chapter,
were undertaken and will be undertaken
during the upcoming annual period of
validity of a renewed Letter of
Authorization.
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(b) If a request for a renewal of a
Letter of Authorization issued under
§§ 216.106 and 218.37 of this chapter
indicates that a substantial modification
to the described work, mitigation or
monitoring undertaken during the
upcoming season will occur, the NMFS
will provide the public a period of 30
days for review and comment on the
request. Review and comment on
renewals of Letters of Authorization are
restricted to:
(1) New cited information and data
indicating that the determinations made
in this document are in need of
reconsideration, and
(2) Proposed changes to the mitigation
and monitoring requirements contained
in these regulations or in the current
Letter of Authorization.
(c) A notice of issuance or denial of
a renewal of a Letter of Authorization
will be published in the Federal
Register.
(d) NMFS, in response to new
information and in consultation with
the Navy, may modify the mitigation or
monitoring measures in subsequent
LOAs if doing so creates a reasonable
likelihood of more effectively
accomplishing the goals of mitigation
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and monitoring set forth in the preamble
of these regulations. Below are some of
the possible sources of new data that
could contribute to the decision to
modify the mitigation or monitoring
measures:
(1) Results from the Navy’s
monitoring from the previous year
(either from GOMEX Study Area or
other locations).
(2) Findings of the Monitoring
Workshop that the Navy will convene in
2011 (§ 218.34(j)).
(3) Results from specific stranding
investigations (either from the GOMEX
Range Complex Study Area or other
locations).
(4) Results from general marine
mammal and sound research (funded by
the Navy (described below) or
otherwise).
(5) Any information which reveals
that marine mammals may have been
taken in a manner, extent or number not
authorized by these regulations or
subsequent Letters of Authorization.
§ 218.38 Modifications to Letters of
Authorization.
(a) Except as provided in paragraph
(b) of this section, no substantive
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modification (including withdrawal or
suspension) to the Letter of
Authorization by NMFS, issued
pursuant to §§ 216.106 and 218.36 of
this chapter and subject to the
provisions of this subpart shall be made
until after notification and an
opportunity for public comment has
been provided. For purposes of this
paragraph, a renewal of a Letter of
Authorization under § 218.37, without
modification (except for the period of
validity), is not considered a substantive
modification.
(b) If the Assistant Administrator
determines that an emergency exists
that poses a significant risk to the wellbeing of the species or stocks of marine
mammals specified in § 218.30(b), a
Letter of Authorization issued pursuant
to §§ 216.106 and 218.36 of this chapter
may be substantively modified without
prior notification and an opportunity for
public comment. Notification will be
published in the Federal Register
within 30 days subsequent to the action.
[FR Doc. 2011–3629 Filed 2–16–11; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 76, Number 33 (Thursday, February 17, 2011)]
[Rules and Regulations]
[Pages 9250-9264]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-3629]
[[Page 9250]]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
RIN 0648-AX86
Taking of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Training Operations Conducted
Within the Gulf of Mexico Range Complex
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS, upon application from the U.S. Navy (Navy), is issuing
regulations to govern the unintentional taking of marine mammals
incidental to activities conducted by the Navy's Atlantic Fleet within
the Gulf of Mexico (GOMEX) Range Complex for the period of April 2010
through April 2015. The Navy's activities are considered military
readiness activities pursuant to the Marine Mammal Protection Act
(MMPA), as amended by the National Defense Authorization Act for Fiscal
Year 2004 (NDAA). These regulations, which allow for the issuance of
``Letters of Authorization'' (LOAs) for the incidental take of marine
mammals during the described activities and specified timeframes,
prescribe the permissible methods of taking and other means of
effecting the least practicable adverse impact on marine mammal species
and their habitat, as well as requirements pertaining to the monitoring
and reporting of such taking.
DATES: Effective February 17, 2011 through February 17, 2016.
ADDRESSES: A copy of the Navy's application (which contains a list of
the references used in this document), NMFS' Record of Decision (ROD),
and other documents cited herein may be obtained by writing to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225 or by telephone via the contact
listed here (see FOR FURTHER INFORMATION CONTACT). Additionally, the
Navy's LOA application may be obtained by visiting the Internet at:
https://www.nmfs.noaa.gov/pr/permits/incidental.htm#applications.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 713-2289, ext. 137.
SUPPLEMENTARY INFORMATION:
Availability
Extensive SUPPLEMENTARY INFORMATION was provided in the proposed
rule for this activity, which was published in the Federal Register on
Tuesday, July 14, 2009 (74 FR 33960). This information will not be
reprinted here in its entirety; rather, all sections from the proposed
rule will be represented herein and will contain either a summary of
the material presented in the proposed rule or a note referencing the
page(s) in the proposed rule where the information may be found. Any
information that has changed since the proposed rule was published will
be addressed herein. Additionally, this final rule contains a section
that responds to the comments received during the public comment
period.
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) if certain findings are made and regulations are issued or, if
the taking is limited to harassment, notice of a proposed authorization
is provided to the public for review.
Authorization for incidental takings may be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses, and if
the permissible methods of taking and requirements pertaining to the
mitigation, monitoring and reporting of such taking are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as ``an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.''
With respect to military readiness activities, the MMPA defines
``harassment'' as ``(i) any act that injures or has the significant
potential to injure a marine mammal or marine mammal stock in the wild
[Level A Harassment]; or (ii) any act that disturbs or is likely to
disturb a marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not limited
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to
a point where such behavioral patterns are abandoned or significantly
altered [Level B Harassment].''
Summary of Request
On October 2, 2008, NMFS received an application from the Navy
requesting an authorization for the take of marine mammal species/
stocks incidental to the proposed training operations within the GOMEX
Range Complex over the course of 5 years. On April 24, 2009, NMFS
received additional information and clarification on the Navy's
proposed GOMEX Range Complex training activities. These training
activities are classified as military readiness activities. The Navy
states that these training activities may cause various impacts to
marine mammal species in the proposed GOMEX Range Complex Study Area.
The Navy requests an authorization to take 17 species of cetaceans
annually by Level B harassment, and 1 individual each of pantropical
spotted dolphin and spinner dolphin by Level A harassment (injury).
However, due to the implementation of the proposed mitigation and
monitoring measures, NMFS believes that the actual take would be less
than estimated by the Navy.
Description of the Specified Activities
The proposed rule contains a complete description of the Navy's
specified activities that are covered by these final regulations, and
for which the associated incidental take of marine mammals will be
authorized in the related LOAs. The proposed rule describes the nature
and number of the training activities. These training activities
consist of surface warfare [(Bombing Exercise (Air-to-Surface) or
BOMBEX (A-S), and Small Arms Training (explosive hand grenades)] and
vessel movement to, from and within the GOMEX Range Complex Study Area.
The narrative description of the action contained in the proposed rule
(74 FR 33960; July 14, 2009; pages 33961-33962) has not changed, except
that the event duration for Small Arms Training was corrected to ``1-2
hours'' from ``1 hour'' in Table 1 of the proposed rule (74 FR 33960;
July 14, 2009; page 33962). This change was to correct a typographical
error in the proposed rule. Table 1 summarizes the nature and levels of
these planned activities.
[[Page 9251]]
Table 1--Level of Surface Warfare Training Activities Planned in the GOMEX Range Complex per Year
--------------------------------------------------------------------------------------------------------------------------------------------------------
Potential time of
Operation Platform System/ordnance Number of events Training area day Event duration
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bombing Exercise (BOMBEX) (Air- F/A-18............ MK-83 [1,000-lb 1 event (4 bombs BOMBEX Hotbox..... Daytime only...... 1 hour.
to-Surface, At-Sea). High Explosive in succession).
(HE) bomb] 415.8
lbs NEW.
Small Arms Training............. Maritime MK3A2 anti-swimmer 6 events* (20 live UNDET Area E3..... Day or night...... 1-2 hours.
Expeditionary grenades (8-oz HE grenades).
Support Group grenade) 0.5 lb
(Various Small NEW.
Boats).
--------------------------------------------------------------------------------------------------------------------------------------------------------
*An individual event can include detonation of up to 10 live grenades, but no more than 20 live grenades will be used per year.
Description of Marine Mammals in the Area of the Specified Activities
Twenty-nine marine mammal species have confirmed or potential
occurrence in the GOMEX Study Area. These include 28 cetacean species
and 1 sirenian species (DoN, 2007a), which can be found in Table 2.
Although it is possible that any of the 29 species of marine mammals
may occur in the Study Area, only 21 of those species are expected to
occur regularly in the region. Most cetacean species are in the Study
Area year-round (e.g., sperm whales and bottlenose dolphins), while a
few (e.g., fin whales and killer whales) have accidental or transient
occurrence in the area. The Description of Marine Mammals in the Area
of the Specified Activities section has not changed from what was in
the proposed rule (74 FR 33960; July 14, 2009; pages 33962-33964).
Table 2--Marine Mammal Species Found in the GOMEX Range Complex
------------------------------------------------------------------------
Family and scientific name Common name Federal status
------------------------------------------------------------------------
Order Cetacea
------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
------------------------------------------------------------------------
Eubalaena glacialis........... North Atlantic Endangered.
right whale.
Megaptera novaeangliae........ Humpback whale... Endangered.
Balaenoptera acutorostrata.... Minke whale.
B. brydei..................... Bryde's whale.
B. borealis................... Sei whale........ Endangered.
B. physalus................... Fin whale........ Endangered.
B. musculus................... Blue whale....... Endangered.
------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
------------------------------------------------------------------------
Physeter macrocephalus........ Sperm whale...... Endangered.
Kogia breviceps............... Pygmy sperm
whale.
K. sima....................... Dwarf sperm
whale.
Ziphius cavirostris........... Cuvier's beaked
whale.
M. europaeus.................. Gervais' beaked
whale.
M. bidens..................... Sowerby's beaked
whale.
M. densirostris............... Blainville's
beaked whale.
Steno bredanensis............. Rough-toothed
dolphin.
Tursiops truncatus............ Bottlenose
dolphin.
Stenella attenuata............ Pantropical
spotted dolphin.
S. frontalis.................. Atlantic spotted
dolphin.
S. longirostris............... Spinner dolphin.
S. clymene.................... Clymene dolphin.
S. coeruleoalba............... Striped dolphin.
Lagenodephis hosei............ Fraser's dolphin.
Grampus griseus............... Risso's dolphin.
Peponocephala electra......... Melon-headed
whale.
Feresa attenuata.............. Pygmy killer
whale.
Pseudorca crassidens.......... False killer
whale.
Orcinus orca.................. Killer whale.
G. macrorhynchus.............. Short-finned
pilot whale.
------------------------------------------------------------------------
Order Sirenia
------------------------------------------------------------------------
Trichechus manatus............ West Indian Endangered.
manatee.
------------------------------------------------------------------------
[[Page 9252]]
Potential Impacts to Marine Mammal Species
With respect to the MMPA, NMFS' effects assessment on the
consequences of the Navy's proposed activities on marine mammals and
their habitat serves four primary purposes: (1) To prescribe the
permissible methods of taking (i.e., Level B Harassment (behavioral
harassment), Level A Harassment (injury), or mortality, including an
identification of the number and types of take that could occur by
Level A or B harassment or mortality) and to prescribe other means of
effecting the least practicable adverse impact on such species or stock
and its habitat (i.e., mitigation); (2) to determine whether the
specified activity will have a negligible impact on the affected
species or stocks of marine mammals (based on the likelihood that the
activity will adversely affect the species or stock through effects on
annual rates of recruitment or survival); (3) to determine whether the
specified activity will have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (however,
there are no subsistence communities in the GOMEX Range Complex Study
Area); and (4) to prescribe requirements pertaining to monitoring and
reporting.
In the Potential Impacts to Marine Mammal Species section of the
proposed rule, NMFS included a qualitative discussion of the different
ways that underwater explosive detonations from BOMBEX and Small Arms
Training with explosive hand grenades may potentially affect marine
mammals (some of which NMFS would not classify as harassment). See 74
FR 33960; July 14, 2009; pages 33964-33973. Marine mammals may
experience direct physiological effects (such as threshold shift),
acoustic masking, impaired communications, stress responses, and
behavioral disturbance. The information contained in the Potential
Impacts to Marine Mammal Species section regarding BOMBEX and Small
Arms Training in the proposed rule has not changed.
On April 20, 2010, explosion and fire on the Mobile Offshore
Drilling Unit Deepwater Horizon MC252 approximately 50 miles southeast
of the Mississippi Delta led to the BP oil spill, which is the largest
oil spill in U.S. history and potentially the second largest in world
history. The oil wellhead leaked for 85 days and was capped on July 15,
2010. Impacts of this spill are far reaching, and include
environmental, economic, and societal consequences. Wildlife and
ecosystems are threatened primarily due to factors such as petroleum
toxicity and oxygen depletion in the water. Marine species that live in
the Gulf and in the marshlands surrounding the Gulf are at risk,
including marine mammals. As of August 31, 2010, 88 dolphins and 1
whale have been found stranded, including 4 dolphins that were visibly
oiled. However, the proposed Navy's GOMEX training exercises are not
expected to further impact the physical marine ecosystem due to the
nature of the activities.
Below, in the Estimated Take of Marine Mammals Section, NMFS
quantifies the potential effects to marine mammals from underwater
detonation of explosives. In addition, NMFS relates such effects to the
MMPA definitions of Level A and Level B Harassment. NMFS has also
considered the effects of mortality on these species, although
mortality is neither expected, nor will it be authorized.
Mitigation
In order to issue an incidental take authorization (ITA) under
Section 101(a)(5)(A) of the MMPA, NMFS must prescribe regulations
setting forth the ``permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable adverse
impact on such species or stock and its habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.'' The NDAA amended the MMPA as it relates to military
readiness activities and the incidental take authorization process such
that ``least practicable adverse impact'' shall include consideration
of personnel safety, practicality of implementation, and impact on the
effectiveness of the ``military readiness activity.'' The GOMEX Range
Complex training activities described in the proposed rule are
considered military readiness activities.
NMFS reviewed the Navy's proposed GOMEX Range Complex training
activities and the proposed GOMEX Range Complex mitigation measures
presented in the Navy's application to determine whether the activities
and mitigation measures were capable of achieving the least practicable
adverse effect on marine mammals.
Any mitigation measure prescribed by NMFS should be known to
accomplish, have a reasonable likelihood of accomplishing (based on
current science), or contribute to the accomplishment of one or more of
the general goals listed below:
(1) Avoidance or minimization of injury or death of marine mammals
wherever possible (goals (2), (3), and (4) may contribute to this
goal).
(2) A reduction in the numbers of marine mammals (total number or
number at a biologically important time or location) exposed to
underwater detonations or other activities expected to result in the
take of marine mammals (this goal may contribute to (1), above, or to
reducing harassment takes only).
(3) A reduction in the number of times (total number or number at
biologically important time or location) individuals would be exposed
to underwater detonations or other activities expected to result in the
take of marine mammals (this goal may contribute to (1), above, or to
reducing harassment takes only).
(4) A reduction in the intensity of exposures (either total number
or number at biologically important time or location) to underwater
detonations or other activities expected to result in the take of
marine mammals (this goal may contribute to (1), above, or to reducing
the severity of harassment takes only).
(5) A reduction in adverse effects to marine mammal habitat, paying
special attention to the food base, activities that block or limit
passage to or from biologically important areas, permanent destruction
of habitat, or temporary destruction/disturbance of habitat during a
biologically important time.
(6) For monitoring directly related to mitigation--an increase in
the probability of detecting marine mammals, thus allowing for more
effective implementation of the mitigation (e.g., a buffer zone of a
5,100-yard radius be established and no bombing exercises would be
initiated marine mammals are detected within the buffer zone, etc.).
NMFS reviewed the Navy's proposed mitigation measures, which
included a careful balancing of the likely benefit of any particular
measure to the marine mammals with the likely effect of that measure on
personnel safety, practicality of implementation, and impact on the
effectiveness of the ``military-readiness activity.''
The Navy's proposed mitigation measures were described in detail in
the proposed rule (74 FR 33960; July 14, 2009; pages 33973-33975). The
Navy's measures address personnel training, lookout and watchstander
responsibilities, operating procedures for training activities using
underwater detonations of explosives (Bombing Exercises and Small Arms
Training), and mitigation related to vessel traffic. No changes have
been made to the mitigation measures described in the proposed rule.
[[Page 9253]]
Monitoring
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking.'' The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for LOAs
must include the suggested means of accomplishing the necessary
monitoring and reporting that will result in increased knowledge of the
species and of the level of taking or impacts on populations of marine
mammals that are expected to be present.
Monitoring measures prescribed by NMFS should accomplish one or
more of the following general goals:
(1) An increase in the probability of detecting marine mammals,
both within the safety zone (thus allowing for more effective
implementation of the mitigation) and in general to generate more data
to contribute to the effects analyses such as whether marine mammals
are adversely affected by the proposed Navy training exercises in the
GOM Range Complex.
(2) An increase in our understanding of how many marine mammals are
likely to be exposed to levels of underwater detonations or other
stimuli that we associate with specific adverse effects, such as
behavioral harassment, temporary threshold shift of hearing sensitivity
(TTS), or permanent threshold shift of hearing sensitivity (PTS).
(3) An increase in our understanding of how marine mammals respond
(behaviorally or physiologically) to underwater detonations or other
stimuli expected to result in take and how anticipated adverse effects
on individuals (in different ways and to varying degrees) may impact
the population, species, or stock (specifically through effects on
annual rates of recruitment or survival).
(4) An increased knowledge of the affected species.
(5) An increase in our understanding of the effectiveness of
certain mitigation and monitoring measures.
(6) A better understanding and record of the manner in which the
authorized entity complies with the incidental take authorization.
Monitoring Plan for the GOMEX Range Complex Study Area
The Navy has provided NMFS with a copy of the draft GOMEX Range
Complex Monitoring Plan. Additionally, NMFS and the Navy have
incorporated a suggestion from the public, which recommended the Navy
hold a workshop in 2011 to discuss the Navy's Monitoring Plans for the
multiple range complexes and training exercises in which the Navy would
receive ITAs.
The Navy must notify NMFS immediately (or as soon as clearance
procedures allow) if the specified activity is thought to have resulted
in the mortality or injury of any marine mammals, or in any take of
marine mammals not identified in this document.
The Navy must conduct all monitoring and/or research required under
the Letter of Authorization, if issued.
With input from NMFS, a summary of the monitoring methods required
for use during training events in the GOMEX Range Complex are described
below. These methods include a combination of individual elements that
are designed to allow a comprehensive assessment.
I. Vessel or Aerial Surveys
(A) The Navy shall visually survey a minimum of 1 explosive event
per year. If possible, the event surveyed will be one involving
multiple detonations. One of the vessel or aerial surveys should
involve professionally trained marine mammal observers (MMOs).
(B) When operationally feasible, for specified training events,
aerial or vessel surveys shall be used 1-2 days prior to, during (if
reasonably safe), and 1-5 days post detonation.
(C) Surveys shall include any specified exclusion zone around a
particular detonation point plus 2,000 yards beyond the border of the
exclusion zone (i.e., the circumference of the area from the border of
the exclusion zone extending 2,000 yards outwards). For vessel-based
surveys a passive acoustic system (hydrophone or towed array) could be
used to determine if marine mammals are in the area before and/or after
a detonation event.
(D) When conducting a particular survey, the survey team shall
collect:
Location of sighting;
Species (if not possible, indicate whale, dolphin or
pinniped);
Number of individuals;
Whether calves were observed;
Initial detection sensor;
Length of time observers maintained visual contact with
marine mammal;
Wave height;
Visibility;
Whether sighting was before, during, or after detonations/
exercise, and how many minutes before or after;
Distance of marine mammal from actual detonations (or
target spot if not yet detonated);
Observed behavior--Watchstanders will report, in plain
language and without trying to categorize in any way, the observed
behavior of the animal(s) (such as animal closing to bow ride,
paralleling course/speed, floating on surface and not swimming etc.),
including speed and direction;
Resulting mitigation implementation--Indicate whether
explosive detonations were delayed, ceased, modified, or not modified
due to marine mammal presence and for how long; and
If observation occurs while explosives are detonating in
the water, indicate munitions type in use at time of marine mammal
detection (e.g., were the 5-inch guns actually firing when the animals
were sighted? Did animals enter an area 2 minutes after a huge
explosion went off?).
II. Passive Acoustic Monitoring
The Navy is required to conduct passive acoustic monitoring when
operationally feasible.
(A) Any time a towed hydrophone array is employed during shipboard
surveys the towed array shall be deployed during daylight hours for
each of the days the ship is at sea.
(B) The towed hydrophone array shall be used to supplement the
ship-based systematic line-transect surveys for marine mammals
(particularly for species such as beaked whales that are rarely seen).
III. Marine Mammal Observers on Navy Platforms
(A) MMOs selected for aerial or vessel surveys shall, to the extent
practicable, be placed on a Navy platform during the exercises being
monitored.
(B) The MMO must possess expertise in species identification of
regional marine mammal species and experience collecting behavioral
data.
(C) MMOs shall not be placed aboard Navy platforms for every Navy
training event or major exercise. Instead, MMOs should be employed
during specifically identified opportunities deemed appropriate for
data collection efforts. The events selected for MMO participation
shall take into account safety, logistics, and operational concerns.
(D) MMOs shall observe from the same height above water as the
lookouts.
(E) The MMOs shall not be part of the Navy's formal reporting chain
of command during their data collection efforts; Navy lookouts shall
continue to serve as the primary reporting means within the Navy chain
of command for marine mammal sightings. The only exception is that if
an animal is observed within the shutdown zone that
[[Page 9254]]
has not been observed by the lookout, the MMO shall inform the lookout
of the sighting, and the lookout shall take the appropriate action
through the chain of command.
(F) The MMOs shall collect species identification, behavior,
direction of travel relative to the Navy platform, and distance first
observed. All MMO sightings shall be conducted according to a standard
operating procedure. Information collected by MMOs should be the same
as those collected by Navy lookout/watchstanders described above.
The Monitoring Plan for the GOMEX Range Complex has been designed
as a collection of focused ``studies'' (described fully in the GOMEX
Monitoring Plan) to gather data that will allow the Navy to address the
following questions:
(A) What are the behavioral responses of marine mammals that are
exposed to explosives?
(B) Is the Navy's suite of mitigation measures effective at
avoiding injury and mortality of marine mammals?
Data gathered in these studies will be collected by qualified,
professional marine mammal biologists or trained Navy lookouts/
watchstanders that are experts in their field. This monitoring plan has
been designed to gather data on all species of marine mammals that are
observed in the GOMEX Range Complex study area.
Monitoring Workshop
During the public comment period on past proposed rules for Navy
actions (such as the Hawaii Range Complex (HRC) and Southern California
Range Complex (SOCAL) proposed rules), NMFS received a recommendation
that a workshop or panel be convened to solicit input on the monitoring
plan from researchers, experts, and other interested parties. The GOMEX
Range Complex proposed rule included an adaptive management component
and both NMFS and the Navy believe that a workshop would provide a
means for the Navy and NMFS to consider input from participants in
determining whether (and if so, how) to modify monitoring techniques to
more effectively accomplish the goals of monitoring set forth earlier
in the document. NMFS and the Navy believe that this workshop concept
is valuable in relation to all of the Range Complexes and major
training exercise rules and LOAs that NMFS is working on with the Navy
at this time. Consequently, NMFS has determined that this single
Monitoring Workshop will be included as a component of all of the rules
and LOAs that NMFS will be processing for the Navy in the next year or
so.
The Navy, with guidance and support from NMFS, will convene a
Monitoring Workshop, including marine mammal and acoustic experts as
well as other interested parties, in 2011. The Monitoring Workshop
participants will review the monitoring results from the previous year
of monitoring pursuant to the GOMEX Range Complex rule as well as
monitoring results from other Navy rules and LOAs (e.g., VACAPES,
AFAST, SOCAL, HRC, and other rules). The Monitoring Workshop
participants would provide their individual recommendations to the Navy
and NMFS on the monitoring plan(s) after also considering the current
science (including Navy research and development) and working within
the framework of available resources and feasibility of implementation.
NMFS and the Navy would then analyze the input from the Monitoring
Workshop participants and determine the best way forward from a
national perspective. Subsequent to the Monitoring Workshop,
modifications would be applied to monitoring plans as appropriate.
Integrated Comprehensive Monitoring Program
In addition to the site-specific Monitoring Plan for the GOMEX
Range Complex, the Navy completed the Integrated Comprehensive
Monitoring Program (ICMP) Plan at the end of 2009. The ICMP was
developed by the Navy, with the Chief of Naval Operations Environmental
Readiness Division (CNO-N45) having the lead. The program does not
duplicate the monitoring plans for individual areas (e.g., AFAST, HRC,
SOCAL, VACAPES); instead it is intended to provide the overarching
coordination that will support compilation of data from both range-
specific monitoring plans as well as Navy funded research and
development (R&D) studies. The Navy, through its ICMP will coordinate
the monitoring programs' progress towards meeting its goals and develop
a data management plan. The ICMP will be evaluated annually to provide
a matrix for progress and goals for the following year, and will make
recommendations on adaptive management for refinement and analysis of
the monitoring methods.
The primary objectives of the ICMP are to:
Monitor and assess the effects of Navy activities on
protected species;
Ensure that data collected at multiple locations is
collected in a manner that allows comparison between and among
different geographic locations;
Assess the efficacy and practicality of the monitoring and
mitigation techniques;
Add to the overall knowledge-base of marine species and
the effects of Navy activities on marine species.
The ICMP will be used both as: (1) A planning tool to focus Navy
monitoring priorities (pursuant to ESA/MMPA requirements) across Navy
Range Complexes and Exercises; and (2) an adaptive management tool,
through the consolidation and analysis of the Navy's monitoring and
watchstander data, as well as new information from other Navy programs
(e.g., R&D), and other peer-reviewed newly published information.
In combination with the 2011 Monitoring Workshop and the adaptive
management component of the GOMEX Range Complex rule and the other Navy
rules (e.g. VACAPES Range Complex, Jacksonville Range Complex, etc.),
the ICMP provides a framework for restructuring the monitoring plans
and allocating monitoring effort based on the value of particular
specific monitoring proposals (in terms of the degree to which results
would likely contribute to stated monitoring goals, as well as the
likely technical success of the monitoring based on a review of past
monitoring results) that have been developed through the ICMP
framework, instead of allocating effort based on maintaining an equal
(or commensurate to effects) distribution of monitoring effort across
range complexes.
The ICMP identified:
A means by which NMFS and the Navy would jointly consider
prior years' monitoring results and advancing science to determine if
modifications are needed in mitigation or monitoring measures to better
effect the goals laid out in the Mitigation and Monitoring sections of
the GOMEX Range Complex rule.
Guidelines for prioritizing monitoring projects.
If, as a result of the workshop and similar to the example
described in the paragraph above, the Navy and NMFS decide it is
appropriate to restructure the monitoring plans for multiple ranges
such that they are no longer evenly allocated (by rule), but rather
focused on priority monitoring projects that are not necessarily tied
to the geographic area addressed in the rule, the ICMP will be modified
to include a very clear and unclassified record-keeping system that
will allow NMFS and the public to see how each range complex/project is
contributing to all of the ongoing monitoring programs (resources,
effort, money, etc.).
[[Page 9255]]
Adaptive Management
NMFS has included an adaptive management component in the final
regulations governing the take of marine mammals incidental to Navy
training exercises in the GOMEX Range Complex. The use of adaptive
management will give NMFS the ability to consider new data from
different sources to determine (in coordination with the Navy) on an
annual basis if mitigation or monitoring measures should be modified or
added (or deleted) if new data suggests that such modifications are
appropriate (or are not appropriate) for subsequent annual LOAs, if
issued.
The following are some of the possible sources of applicable data:
Results from the Navy's monitoring from the previous year
(either from GOMEX Range Complex or other locations)
Findings of the Workshop that the Navy will convene in
2011 to analyze monitoring results to date, review current science, and
recommend modifications, as appropriate to the monitoring protocols to
increase monitoring effectiveness
Compiled results of Navy funded research and development
(R&D) studies (presented pursuant to the ICMP, which is discussed
elsewhere in this document)
Results from specific stranding investigations (either
from GOMEX Range Complex or other locations)
Results from general marine mammal and sound research
(funded by the Navy or otherwise)
Any verified information which reveals that marine mammals
may have been taken in a manner, extent or number not authorized by
these regulations or subsequent Letters of Authorization
Mitigation measures could be modified or added (or deleted) if new
data suggests that such modifications would have (or do not have) a
reasonable likelihood of accomplishing the goals of mitigation laid out
in this proposed rule and if the measures are practicable. NMFS would
also coordinate with the Navy to modify or add to (or delete) the
existing monitoring requirements if the new data suggest that the
addition of (or deletion of) a particular measure would more
effectively accomplish the goals of monitoring laid out in this
proposed rule. The reporting requirements associated with this rule are
designed to provide NMFS with monitoring data from the previous year to
allow NMFS to consider the data and issue annual LOAs. NMFS and the
Navy will meet annually, prior to LOA issuance, to discuss the
monitoring reports, Navy R&D developments, and current science and
whether mitigation or monitoring modifications are appropriate.
Reporting Measures
In order to issue an ITA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth ``requirements pertaining to
the monitoring and reporting of such taking''. Effective reporting is
critical to ensure compliance with the terms and conditions of a LOA,
and to provide NMFS and the Navy with data of the highest quality based
on the required monitoring. Additional detail has been added to the
reporting requirements since they were outlined in the proposed rule.
The updated reporting requirements are all included below. A subset of
the information provided in the monitoring reports may be classified
and not releasable to the public.
NMFS will work with the Navy to develop tables that allow for
efficient submission of the information required below.
General Notification of Injured or Dead Marine Mammals
Navy personnel will ensure that NMFS (regional stranding
coordinator) is notified immediately (or as soon as operational
security allows) if an injured or dead marine mammal is found during or
shortly after, and in the vicinity of, any Navy training exercise
utilizing underwater explosive detonations or other activities. The
Navy will provide NMFS with species or description of the animal(s),
the condition of the animal(s) (including carcass condition if the
animal is dead), location, time of first discovery, observed behaviors
(if alive), and photo or video (if available).
Annual GOMEX Range Complex Monitoring Plan Report
The Navy shall submit a report annually on March 1 describing the
implementation and results (through January 1 of the same year) of the
GOMEX Range Complex Monitoring Plan, described above. Data collection
methods will be standardized across range complexes to allow for
comparison in different geographic locations. Although additional
information will also be gathered, the MMOs collecting marine mammal
data pursuant to the GOMEX Range Complex Monitoring Plan shall, at a
minimum, provide the same marine mammal observation data required in
the major range complex training exercises section of the Annual GOMEX
Range Complex Exercise Report referenced below.
The GOMEX Range Complex Monitoring Plan Report may be provided to
NMFS within a larger report that includes the required Monitoring Plan
Reports from multiple Range Complexes.
Annual GOMEX Range Complex Exercise Report
The Navy is in the process of improving the methods used to track
explosives used to provide increased granularity. The Navy will provide
the information described below for all of their explosive exercises.
Until the Navy is able to report in full the information below, they
will provide an annual update on the Navy's explosive tracking methods,
including improvements from the previous year.
(i) Total annual number of each type of explosive exercise (of
those identified as part of the ``specified activity'' in this final
rule) conducted in the GOMEX Range Complex.
(ii) Total annual expended/detonated rounds (missiles, bombs, etc.)
for each explosive type.
GOMEX Range Complex 5-yr Comprehensive Report
The Navy shall submit to NMFS a draft report that analyzes and
summarizes all of the multi-year marine mammal information gathered
during the GOMEX Range Complex exercises for which annual reports are
required (Annual GOMEX Range Complex Exercise Reports and GOMEX Range
Complex Monitoring Plan Reports). This report will be submitted at the
end of the fourth year of the rule (March 2014), covering activities
that have occurred through September 1, 2013.
Comments and Responses
On July 14, 2009, NMFS published a proposed rule (74 FR 33960) in
response to the Navy's request to take marine mammals incidental to
military readiness training in the GOMEX Range Complex Study Area and
requested comments, information and suggestions concerning the request.
During the 30-day public comment period, NMFS received comments from 3
private citizens and from the Marine Mammal Commission (Commission).
The comments are summarized and sorted into general topic areas and are
addressed below. Full copies of the comment letters may be accessed at
https://www.regulations.gov.
MMPA Concerns
Comment 1: The Commission recommended that NMFS require the
[[Page 9256]]
Navy to conduct an external peer review of its marine mammal density
estimates, the data upon which those estimates are based, and the
manner in which those data were used for that purpose.
Response: As discussed in detail in the proposed rule (74 FR 33960;
July 14, 2009), marine mammal density estimates were based on the most
recent data and information on the occurrence, distribution, and
density of marine mammals. The updated density estimates presented in
this assessment are derived from the Navy OPAREA Density Estimates
(NODE) for the GOMEX Operation Area (OPAREA) (DoN, 2007).
Density estimates for cetaceans were either modeled using available
line-transect survey data or derived using cetacean abundance estimates
found in the 2006 NOAA stock assessment reports (SARs) (Waring et al.,
2007), which can be viewed at https://www.nmfs.noaa.gov/pr/sars/species.htm. The abundance estimates in the stock assessment reports
are from Mullin and Fulling (2004).
For the model-based approach, density estimates were calculated for
each species within areas containing survey effort. A relationship
between these density estimates and the associated environmental
parameters such as depth, slope, distance from the shelf break, sea
surface temperature (SST), and chlorophyll a (chl a) concentration was
formulated using generalized additive models (GAMs). This relationship
was then used to generate a two-dimensional density surface for the
region by predicting densities in areas where no survey data exist.
The analyses for cetaceans were based on sighting data collected
through shipboard surveys conducted by NMFS Southeast Fisheries Science
Center (SEFSC) between 1996 and 2004. Species-specific density
estimates derived through spatial modeling were compared with abundance
estimates found in the 2006 NOAA SARs to ensure consistency. All
spatial models and density estimates were reviewed by and coordinated
with NMFS Science Center technical staff and scientists with the
University of St. Andrews, Scotland, Centre for Environmental and
Ecological Modeling (CREEM). Subsequent revisions and draft reports
were reviewed by these same parties. Therefore, NMFS considers that the
density estimates, including the data upon which those estimates are
based and the manner in which the data are collected and used, have
already gone through an independent review process.
Mitigation Measures
Comment 2: The Commission recommends that NMFS require the Navy to
develop and implement a plan to evaluate the effectiveness of
monitoring and mitigation measures before beginning, or in conjunction
with, the proposed military readiness training operations.
Response: NMFS has been working with the Navy throughout the
rulemaking process to develop a series of mitigation, monitoring, and
reporting protocols. These mitigation, monitoring and reporting
measures include, but are not limited to: (1) The use of trained
shipboard lookouts who will conduct marine mammal monitoring to avoid
collisions with marine mammals; (2) the use of exclusion zones that
avoid exposing marine mammals to levels of sound likely to result in
injury or death of marine mammals; (3) several cautionary measures to
minimize the likelihood of ship strikes of marine mammals; (4) the use
of MMOs/lookouts to conduct aerial and vessel-based surveys; and (5)
annual monitoring reports and comprehensive reports to provide insights
of impacts to marine mammals.
NMFS has evaluated the effectiveness of the measures and has
concluded they will result in the least practicable adverse impact on
the affected marine mammal species or stocks and their habitat. For
example, operations will be suspended if trained lookouts and/or MMOs
detect marine mammals within the exercise's specified exclusion zone in
order to prevent marine mammal injury or mortality. In addition, prior
to conducting training activities involving underwater explosive
detonation, the Navy will be required to monitor the safety zones to
ensure the areas are clear of marine mammals. Such monitoring will also
be required during the exercise when operationally feasible. These
monitoring and mitigation measures are expected to reduce the number of
marine mammals exposed to underwater explosions.
Over the course of the 5-year rule, NMFS will evaluate the Navy's
training activities annually to validate the effectiveness of the
measures. NMFS will, through the established adaptive management
process, work with the Navy to determine whether additional mitigation
and monitoring measures are necessary. In addition, with the
implementation of the ICMP Plan, and the planned Monitoring Workshop in
2011, NMFS will work with the Navy to further improve its monitoring
and mitigation plans for its future activities.
Comment 3. The Commission recommends that NMFS require the Navy to
describe the protocol for stranding network personnel to communicate
with the Navy in the event of a stranding that is possibly associated
with Navy activities.
Response: As described in the proposed rule (74 FR 33960; July 14,
2009), the Navy personnel will ensure that NMFS (regional stranding
coordinator) is notified immediately (or as soon as operational
security allows) if an injured or dead marine mammal is found during or
shortly after, and in the vicinity of, any Navy training exercise
utilizing underwater explosive detonations. The Navy will provide NMFS
with species or description of the animal(s), the condition of the
animal(s) (including carcass condition if the animal is dead),
location, time of first discovery, observed behaviors (if alive), and
photo or video (if available). This stranding communication protocol is
similar to the protocol the Navy has for its Atlantic Fleet Active
Sonar Training (AFAST).
Comment 4: The Commission recommends that NMFS require the Navy to
suspend an activity if a marine mammal is seriously injured or killed
and the injury or death could be associated with the Navy's activity.
The injury or death should be investigated to determine the cause,
assess the full impact of the activity or activities potentially
implicated (e.g., the total of animals involved), and determine how the
activity should be modified to avoid future injuries or deaths.
Response: Though NMFS largely agrees with the principle espoused by
the Commission, it should be noted that without detailed examination by
an expert, it is usually not feasible to determine the cause of injury
or mortality when an injured or dead marine mammal is sighted in the
field. NMFS has included a requirement in the final rule that if there
is clear evidence that a marine mammal is injured or killed as a result
of the Navy's training activities (e.g., instances in which it is clear
that munitions' explosions caused the injury or death), the Navy shall
suspend its activities immediately and report such incident to NMFS
through the Navy's chain-of-command.
For any other sighting of injured or dead marine mammals in the
vicinity of any Navy training activities utilizing underwater explosive
detonations for which the cause of injury or mortality cannot be
immediately determined, the Navy personnel will ensure that NMFS
(regional stranding coordinator) is notified immediately (or as soon as
[[Page 9257]]
operational security allows). The Navy will provide NMFS with species
or description of the animal(s), the condition of the animal(s)
(including carcass condition if the animal is dead), location, time of
first discovery, observed behaviors (if alive), and photo or video (if
available).
Miscellaneous Issues
Comment 5: Three private citizens expressed general opposition to
Navy activities and NMFS' issuance of an MMPA authorization because of
the danger of killing marine life.
Response: NMFS appreciates the commenters' concern for the marine
mammals that live in the area of the proposed activities. However, the
MMPA allows individuals to take marine mammals incidental to specified
activities if NMFS can make the necessary findings required by law
(i.e., negligible impact, unmitigable adverse impact on subsistence
users, etc.). As explained throughout this rulemaking, NMFS has made
the necessary findings under 16 U.S.C. 1371(a)(5)(A) to support our
issuance of the final rule.
Estimated Take of Marine Mammals
With respect to the MMPA, NMFS' effects assessment serves four
primary purposes: (1) To prescribe the permissible methods of taking
(i.e., Level B Harassment (behavioral harassment), Level A harassment
(injury), or mortality, including an identification of the number and
types of take that could occur by Level A or B harassment or mortality)
and to prescribe other means of affecting the least practicable adverse
impact on such species or stock and its habitat (i.e., mitigation); (2)
to determine whether the specified activity will have a negligible
impact on the affected species or stocks of marine mammals (based on
the likelihood that the activity will adversely affect the species or
stock through effects on annual rates of recruitment or survival); (3)
to determine whether the specified activity will have an unmitigable
adverse impact on the availability of the species or stock(s) for
subsistence uses (however, there are no subsistence communities that
would be affected in the GOMEX Range Complex Study Area, so this
determination is inapplicable for this rulemaking); and (4) to
prescribe requirements pertaining to monitoring and reporting.
In the Estimated Take of Marine Mammals section of the proposed
rule, NMFS related the potential effects to marine mammals from
underwater detonation of explosives to the MMPA regulatory definitions
of Level A and Level B Harassment and assessed the effects to marine
mammals that could result from the specific activities that the Navy
intends to conduct. The subsections of this analysis are discussed in
the proposed rule (74 FR 33960; July 14, 2009) and have not changed.
Acoustic Take Criteria
In the Acoustic Take Criteria section of the proposed rule, NMFS
described the development and application of the acoustic criteria for
explosive detonations (74 FR 33960; July 14, 2009). No changes have
been made to the discussion contained in this section of the proposed
rule.
Take Calculations
An overview of the Navy's modeling methods to determine the number
of exposures of MMPA-protected species to sound likely to result in
mortality, Level A harassment (injury), or Level B harassment is
provided in the Federal Register notice for the proposed rule (74 FR
33960; pages 33978-33979). No changes have been made to the modeling
methods in the section of that proposed rule.
As noticed in the proposed rule, the Navy's modeling revealed that
only eight marine mammal species (very few individuals of each) would
be taken by Level A and Level B harassment. However, the Navy stated in
its addendum to the LOA application, because of the relatively high
abundance of several species (Bryde's whales, Atlantic spotted
dolphins, bottlenose dolphins, Clymene dolphins, false killer whales,
Fraser's dolphins, killer whales, two species of Kogia sp., melon-
headed whales, pygmy killer whales, Risso's dolphins, rough-toothed
dolphins, short-finned pilot whales, striped dolphins, and several
species of beaked whales) in the proposed action area (Waring et al.,
2007) and the fact that some of these species aggregate in relatively
large groups, the Navy considers that additional takes of these species
by Level B behavioral harassment are possible. After reviewing the
Navy's request and consulting the most recent stock assessment reports
of marine mammals in the proposed action area (Waring et al., 2009),
NMFS largely agrees with the Navy except that NMFS considers that the
take of Bryde's and killer whales is unlikely due to their rarity in
the Study Area. However, NMFS considers that the incidental take by
Level B harassment of sperm whale is likely due to this species
abundance in the Gulf of Mexico area. Therefore, NMFS has included
additional species in our take estimates for the 5-year regulations.
Revised estimates of potential takes from the proposed GOMEX Range
Complex training activities are summarized in Table 3.
Table 3--Summary of Potential Exposures From Explosive Ordnance (per
Year) for Marine Mammals in the GOMEX Range Complex
------------------------------------------------------------------------
Level A
Marine mammal species Level B (non- (slight lung Mortality
injury) injury)
------------------------------------------------------------------------
Sperm whale................. 5 0 0
Atlantic spotted dolphin.... 20 0 0
Beaked whales............... 20 0 0
Bottlenose dolphin.......... 30 0 0
Clymene dolphin............. 20 0 0
False killer whale.......... 10 0 0
Fraser's dolphin............ 20 0 0
Kogia sp.................... 20 0 0
Melon-headed whale.......... 20 0 0
Pantropical spotted dolphin. 26 1 0
Pygmy killer whale.......... 10 0 0
Risso's dolphin............. 30 0 0
Rough-toothed dolphin....... 20 0 0
Short-finned pilot whale.... 20 0 0
Spinner dolphin............. 27 1 0
[[Page 9258]]
Striped dolphin............. 20 0 0
------------------------------------------------------------------------
Effects on Marine Mammal Habitat
NMFS' GOMEX Range Complex proposed rule included a section that
addressed the effects of the Navy's activities on Marine Mammal Habitat
(74 FR 33960; July 14, 2009; page 33979). NMFS concluded that the
Navy's activities would have minimal effects on marine mammal habitat.
No changes have been made to the discussion contained in this section
of the proposed rule.
Analysis and Negligible Impact Determination
Pursuant to NMFS' regulations implementing the MMPA, an applicant
is required to estimate the number of animals that will be ``taken'' by
the specified activities (i.e., takes by harassment only, or takes by
harassment, injury, and/or death). This estimate informs the analysis
that NMFS must perform to determine whether the activity will have a
``negligible impact'' on the species or stock. Level B (behavioral)
harassment occurs at the level of the individual(s) and does not assume
any resulting population-level consequences, though there are known
avenues through which behavioral disturbance of individuals can result
in population-level effects. A negligible impact finding is based on
the lack of likely adverse effects on annual rates of recruitment or
survival (i.e., population-level effects). An estimate of the number of
Level B harassment takes alone, is not enough information on which to
base an impact determination.
In addition to considering estimates of the number of marine
mammals that might be ``taken'' through behavioral harassment, NMFS
must consider other factors, such as the likely nature of any responses
(their intensity, duration, etc.), the context of any responses
(critical reproductive time or location, migration, etc.), and the
number and nature of estimated Level A takes, the number of estimated
mortalities, and effects on habitat.
The Navy's specified activities have been described based on best
estimates of the planned detonation events the Navy would conduct for
the proposed GOMEX Range Complex training activities. Taking the above
into account, considering the sections discussed below, and dependent
upon the implementation of the proposed mitigation measures, NMFS has
determined that Navy training exercises utilizing underwater explosives
will have a negligible impact on the affected marine mammal species and
stocks present in the GOMEX Range Complex Study Area.
NMFS' analysis of potential behavioral harassment, temporary
threshold shifts, permanent threshold shifts, injury, and mortality to
marine mammals as a result of the GOMEX Range Complex training
activities was provided in the proposed rule (74 FR 33960; July 14,
2009; pages 33965-33972) and is described in more detail below.
Behavioral Harassment
The Navy plans a total of 1 BOMBEX (Air-to-Surface) training event
(each lasting for 1 hour) and 6 Small Arms Training (explosive hand
grenades) events (each lasting for 1-2 hours) annually. The total
training exercises using high explosives proposed by the Navy in the
GOMEX Range Complex amount to approximately 13 hours per year. These
detonation events are widely dispersed throughout several of the
designated sites within the GOMEX Range Complex Study Area. The
probability that detonation events will overlap in time and space with
marine mammals is low, particularly given the densities of marine
mammals in the GOMEX Range Complex Study Area and the implementation of
monitoring and mitigation measures. Moreover, NMFS does not expect
animals to experience repeated exposures to the same sound source as
animals will likely move away from the source after being exposed. In
addition, these isolated exposures, when received at distances where
the Level B behavioral harassment (i.e., 177 dB re 1 microPa\2\-sec)
threshold would propogate, are expected to cause brief startle
reactions or short-term behavioral modification by the animals. These
brief reactions and behavioral changes are expected to disappear when
the exposures cease. Therefore, these levels of received impulse noise
from detonation are not expected to affect annual rates of recruitment
or survival.
TTS
NMFS and the Navy have estimated that individuals of some species
of marine mammals may sustain some level of temporary threshold shift
(TTS) from underwater detonations. TTS can last from a few minutes to
days, be of varying degree, and occur across various frequency
bandwidths. The TTS sustained by an animal is primarily classified by
three characteristics:
Frequency--Available data (of mid-frequency hearing
specialists exposed to mid to high frequency sounds--Southall et al.,
2007) suggest that most TTS occurs in the frequency range of the source
up to one octave higher than the source (with the maximum TTS at \1/2\
octave above).
Degree of the shift (i.e., how many dB is the sensitivity
of the hearing reduced by)--generally, both the degree of TTS and the
duration of TTS will be greater if the marine mammal is exposed to a
higher level of energy (which would occur when the peak dB level is
higher or the duration is longer). Since the impulse from detonation is
extremely brief, an animal would have to approach very close to the
detonation site to increase the received sound exposure level (SEL).
The threshold for the onset of TTS for detonations is a dual criteria:
182 dB re 1 microPa\2\-sec or 23 psi, which might be received at
distances from 345-2,863 m from the centers of detonation based on the
types of net explosive weight (NEW) involved to receive the SEL that
causes TTS compared to similar source level with longer durations (such
as sonar signals).
Duration of TTS (Recovery time)--Of all TTS laboratory
studies, some using continuous exposures of almost an hour in duration
or up to 217 SEL, almost all recovered within 1 day (or less, often in
minutes), though in one study (Finneran et al., 2007), recovery took 4
days.
Although the degree of TTS depends on the received noise
levels and exposure time, all studies show that TTS is reversible and
the animal's sensitivity is expected to recover fully in minutes to
hours. Therefore, NMFS expects that TTS would not affect annual rates
of recruitment or survival.
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Acoustic Masking or Communication Impairment
As discussed above, it is also possible that anthropogenic sound
could result in masking of marine mammal communication and navigation
signals. However, masking only occurs during the time of the signal
(and potential secondary arrivals of indirect rays), versus TTS, which
occurs continuously for its duration. Impulse sounds from underwater
detonations are extremely brief and the majority of most animals'
vocalizations would not be masked. Therefore, masking effects from
underwater detonations are expected to be minimal and unlikely. If
masking or communication impairment were to occur briefly, it would be
in the frequency ranges below 100 Hz, which overlaps with some
mysticete vocalizations; however, it would likely not mask the entirety
of any particular vocalization or communication series because of the
short impulse.
PTS, Injury, or Mortality
The Navy's model estimated that 1 pantropical spotted dolphin and 1
spinner dolphin could experience 50-percent tympanic membrane rupture
or slight lung injury (Level A harassment) as a result of the training
activities utilizing underwater detonation by BOMBEX in the GOMEX Range
Complex Study Area. However, these estimates do not take into
consideration the proposed mitigation and monitoring measures. For
underwater detonations, the animals have to be within an area between
certain injury zones of influence (ZOI) to experience Level A
harassment. Such injury ZOI varies from 0.09 km\2\ to 4.98 km\2\ (or at
distances between 169 m to 1,259 m from the center of detonation)
depending on the types of munition used and the season of the action.
Though it is possible that Navy observers could fail to detect an
animal at a distance of more than 1 km (an injury ZOI during BOMBEX,
which is planned to have 1 event annually), all injury ZOIs from small
arms trainings are smaller than 0.1 km\2\ (178 m in radius) and NMFS
believes it is unlikely that any marine mammal will be missed by
lookouts/watchstanders or MMOs. As discussed previously, the Navy plans
to utilize aerial or vessel surveys to detect marine mammals for
mitigation implementation and indicated that they are capable of
effectively monitoring safety zones.
Based on these assessments, NMFS and the Navy determined that
approximately 5 Sperm whales, 20 Atlantic spotted dolphins, 20 beaked
whales, 30 bottlenose dolphins, 20 Clymene dolphins, 10 false killer
whales, 20 Fraser's dolphins, 20 pygmy or dwarf sperm whales, 20 melon-
headed whales, 26 pantropical spotted dolphins, 10 pygmy killer whales,
30 Risso's dolphins, 20 rough-toothed dolphins, 27 spinner dolphins, 20
short-finned pilot whales, and 20 striped dolphins could be affected by
Level B harassment (TTS and sub-TTS) as a result of the proposed GOMEX
Range Complex training activities. These numbers represent
approximately 0.30%, 0.07%, 0.81%, 0.30%, 2.57%, 4.42%, 0.88%, 0.08%,
3.10%, 1.89%, 0.75%, 2.79%, 1.36%, and 0.60%