Proposal To Reissue and Modify Nationwide Permits, 9174-9207 [2011-3371]
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DEPARTMENT OF DEFENSE
Department of the Army, Corps of
Engineers
ZRIN 0710–ZA05
Proposal To Reissue and Modify
Nationwide Permits
Army Corps of Engineers, DoD.
Notice.
AGENCY:
ACTION:
The U.S. Army Corps of
Engineers (Corps) is soliciting
comments for the reissuance of the
existing nationwide permits (NWPs),
general conditions, and definitions,
with some modifications. The Corps is
also proposing to issue two new NWPs
and two new general conditions. The
Corps is requesting comment on all
aspects of these proposed nationwide
permits. More specifically, the Corps is
requesting comments on options for
NWP 21, which authorizes discharges of
dredged or fill material into waters of
the United States associated with
surface coal mining activities, such as
reissuing NWP 21 with modifications or
not reissuing NWP 21. The Corps is also
seeking comments on whether to reissue
NWP 48 with modifications to authorize
new commercial shellfish aquaculture
activities or to issue a separate NWP to
authorize only new commercial
shellfish aquaculture activities. The
reissuance process starts with today’s
publication of the proposed NWPs in
the Federal Register for a 60-day
comment period. The purpose of this
Federal Register notice is to solicit
comments on the proposed new and
modified NWPs, as well as the NWP
general conditions and definitions.
Shortly after the publication of this
Federal Register notice, each Corps
district will publish a public notice to
solicit comments on their proposed
regional conditions for the new and
modified NWPs. The comment period
for these district public notices will be
45 days.
DATES: Submit comments on or before
April 18, 2011.
ADDRESSES: You may submit comments,
identified by docket number COE–
2010–0035 and/or ZRIN 0710–ZA05, by
any of the following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: NWP2012@usace.army.mil.
Include the docket number, COE–2010–
0035, and/or the ZRIN number, 0710–
ZA05, in the subject line of the message.
Mail: U.S. Army Corps of Engineers,
Attn: CECW–CO–R, 441 G Street, NW.,
Washington, DC 20314–1000.
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SUMMARY:
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Hand Delivery/Courier: Due to
security requirements, we cannot
receive comments by hand delivery or
courier.
Instructions: Direct your comments to
docket number COE–2010–0035 and/or
ZRIN 0710–ZA05. All comments
received will be included in the public
docket without change and may be
made available on-line at https://
www.regulations.gov, including any
personal information provided, unless
the commenter indicates that the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI, or otherwise
protected, through regulations.gov or
e-mail. The regulations.gov Web site is
an anonymous access system, which
means we will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail directly to the
Corps without going through
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the public docket and made
available on the Internet. If you submit
an electronic comment, we recommend
that you include your name and other
contact information in the body of your
comment and with any disk or CD–ROM
you submit. If we cannot read your
comment because of technical
difficulties and cannot contact you for
clarification, we may not be able to
consider your comment. Electronic
comments should avoid the use of any
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: For access to the docket to
read background documents or
comments received, go to
regulations.gov. All documents in the
docket are listed. Although listed in the
index, some information is not publicly
available, such as CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form.
Mr.
Dave Casey at 907–283–3519 or 202–
761–5903 or Mr. David Olson at 202–
761–4922 or access the U.S. Army Corps
of Engineers Regulatory Home Page at
https://www.usace.army.mil/CECW/
Pages/cecwo_reg.aspx.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
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Background
The current nationwide permits
(NWPs), which were published in the
March 12, 2007, issue of the Federal
Register (72 FR 11092) expire on March
18, 2012. With this Federal Register
notice, we are beginning the process for
reissuing the NWPs so that the reissued
NWPs will be in effect as the current
NWPs expire.
Section 404(e) of the Clean Water Act
provides the statutory authority for the
Secretary of the Army, after notice and
opportunity for public hearing, to issue
general permits on a nationwide basis
for any category of activities involving
discharges of dredged or fill material
into waters of the United States.
Activities authorized by NWPs must be
similar in nature, cause only minimal
adverse environmental effects when
performed separately, and cause only
minimal cumulative adverse effect on
the aquatic environment. Nationwide
permits can also be issued to authorize
activities pursuant to Section 10 of the
Rivers and Harbors Act of 1899. The
NWP program is designed to provide
timely authorizations for the regulated
public while protecting the Nation’s
aquatic resources.
Today’s proposal to reissue 48 of the
49 existing NWPs with some
modifications and to issue two new
NWPs reflects the Corps commitment to
its environmental protection mission
and to aquatic resource protection. For
the reasons provided below, we are
proposing to let one NWP expire and
not reissue it: NWP 47—Pipeline Safety
Program Designated Time Sensitive
Inspections and Repairs. We are
proposing to revise the text of some of
the NWPs, general conditions, and
definitions so that they are clearer and
can be more easily understood by the
regulated public, government personnel,
and interested parties, while retaining
terms and conditions that protect the
aquatic environment. Making the text of
the NWPs clearer and easier to
understand will also facilitate
compliance with these permits, which
will benefit the aquatic environment.
The NWP program allows the Corps to
authorize activities with minimal
adverse environmental impacts in a
timely manner and protect the aquatic
environment. The NWP program also
allows the Corps to focus its limited
resources on more extensive evaluation
of projects that have the potential for
causing environmentally damaging
adverse effects.
Through the NWPs, impacts to the
aquatic environment may also receive
additional protection through regional
conditions, case-specific special
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conditions, and case-specific
discretionary authority to require
individual permits. Nationwide permits
and other general permits help protect
the aquatic environment because permit
applicants often reduce project impacts
to meet the restrictive requirements of
general permits and receive
authorization more quickly than they
would through the individual permit
process.
Thirty of the NWPs proposed for
reissuance require pre-construction
notification (PCN) for certain activities.
Twenty of those NWPs require PCNs for
all activities. Each of the two proposed
new NWPs require PCNs. Preconstruction notification requirements
give the Corps the opportunity to
evaluate certain proposed NWP
activities on a case-by-case basis to
ensure that they will have no more than
minimal adverse effects on the aquatic
environment, individually and
cumulatively. This case-by-case review
often results in adding case-specific
conditions to the NWP authorization to
ensure that impacts to the aquatic
environment are minimal. Review of a
PCN may also result in the Corps
asserting discretionary authority to
require an individual permit if the
district engineer determines, based on
the information provided in the PCN,
that adverse impacts will be more than
minimal, either individually or
cumulatively, or there are sufficient
concerns for any of the Corps public
interest review factors.
Regional conditions may be imposed
by division engineers to take into
account regional differences in aquatic
resource functions and services across
the country and to restrict or prohibit
the use of NWPs to protect those
resources. Through regional conditions,
a division engineer can modify an NWP
to require submission of PCNs for
certain activities. Regional conditions
may also restrict or prohibit the use of
an NWP in certain waters or geographic
areas, if the use of that NWP in those
waters or areas might result in more
than minimal individual or cumulative
adverse effects to the aquatic
environment.
District engineers may impose special
conditions on NWP authorizations to
ensure that the NWP authorizes only
activities that result in minimal
individual and cumulative effects on the
aquatic environment and other public
interest review factors. In addition,
special conditions will often include
compensatory mitigation requirements
to reduce the project impacts to the
minimal level. Compensatory mitigation
may include the restoration,
establishment, enhancement, and/or
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preservation of aquatic habitats, as well
as the establishment and maintenance of
riparian areas next to streams and other
open waters. Compensatory mitigation
can be provided through permitteeresponsible mitigation, mitigation
banks, or in-lieu fee programs.
Process for Reissuing the NWPs
The NWPs reissued on March 12,
2007, went into effect on March 19,
2007, and expire on March 18, 2012.
The reissuance process starts with
today’s publication of the proposed
NWPs in the Federal Register for a
60-day comment period. Requests for a
public hearing must be submitted in
writing to the address in the ADDRESSES
section of this notice. These requests
must state the reason(s) for holding a
public hearing. If we determine that a
public hearing or hearings would assist
in making a decision on the issuance of
the proposed new NWPs, reissuance of
existing NWPs, or the NWP general
conditions or definitions, a 30-day
advance notice will be published in the
Federal Register to advise interested
parties of the date(s) and location(s) for
the public hearing(s). Any
announcement of public hearings would
also be posted as a supporting material
in the docket at https://
www.regulations.gov as well as the
Corps regulatory home page at https://
www.usace.army.mil/CECW/Pages/
cecwo_reg.aspx.
Shortly after the publication of this
Federal Register notice, Corps district
offices will issue public notices to
solicit comments on proposed regional
conditions. In their district public
notices, district engineers may also
propose to suspend or revoke some or
all of these NWPs if they have issued,
or are proposing to issue, regional
general permits, programmatic general
permits, or section 404 letters of
permission for use in lieu of NWPs. The
comment period for these district public
notices will be 45 days.
After the comment period has ended,
we will review the comments received
in response to this Federal Register
notice. Then we will draft the final
NWPs, and those final draft NWPs will
be subjected to another review by
interested Federal agencies. The final
issued NWPs will be published in the
Federal Register by December 2011. The
final NWPs will go into effect 90 days
after their publication. In the past, the
schedule normally allowed state
governments, tribal governments, and
EPA a 60-day period for Clean Water
Act Section 401 water quality
certifications (WQCs) as well as Coastal
Zone Management Act (CZMA)
consistency determinations by states.
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The change to 90 days is made in order
to meet the requirements of the
Department of Commerce that require
Federal agencies to provide at least 90
days for state governments to make their
CZMA consistency determinations (see
15 CFR 930.36(b)). Within this 90-day
period, division engineers will also
develop regional conditions and
supplemental decision documents.
Supplemental decision documents
address the environmental
considerations related to the use of
NWPs in a Corps district. The
supplemental decision documents will
certify that the NWPs, with any regional
conditions or geographic suspensions or
revocations, will only authorize
activities within that Corps district that
result in minimal individual and
cumulative adverse effects on the
aquatic environment. The regional
conditioning and WQC/CZMA
processes are discussed below.
Compliance With Section 404(e) of the
Clean Water Act
The proposed NWPs are issued in
accordance with Section 404(e) of the
Clean Water Act. These NWPs authorize
categories of activities that are similar in
nature. The ‘‘similar in nature’’
requirement does not mean that
activities authorized by an NWP must
be identical to each other. We believe
that the ‘‘categories of activities that are
similar in nature’’ requirement of section
404(e) is to be interpreted broadly, for
practical implementation of this general
permit program. Nationwide permits, as
well as other general permits, are
intended to reduce administrative
burdens on the Corps and the regulated
public, by efficiently authorizing
activities that have minimal adverse
environmental effects.
As for the minimal adverse effects
provision of section 404(e), the various
terms and conditions of these NWPs,
including the provisions in the NWP
regulations at 33 CFR 330.1(d) and 33
CFR 330.4(e) that allow district
engineers to exercise discretionary
authority, ensure compliance with this
requirement. A decision document will
be prepared for each NWP to address
the requirements of the National
Environmental Policy Act and generally
discuss the anticipated impacts the
NWP will have on the Corps public
interest review factors. For those NWPs
that may authorize discharges of
dredged or fill material into waters of
the United States, a 404(b)(1) Guidelines
analysis will be provided in the
decision document. The 404(b)(1)
Guidelines analysis will be conducted
in accordance with 40 CFR 230.7. The
draft decision documents for the
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proposed NWPs are available on the
internet at: https://www.regulations.gov
(docket ID number COE–2010–0035).
We are soliciting comments on these
draft decision documents, and any
comments received will be considered
when preparing the final decision
documents for the NWPs.
National Environmental Policy Act
Compliance
We have prepared a draft decision
document for each proposed NWP. Each
decision document contains an
environmental assessment (EA). If the
proposed NWP authorizes discharges of
dredged or fill material into waters of
the United States, the decision
document will also include a 404(b)(1)
Guidelines analysis conducted in
accordance with 40 CFR 230.7. These
decision documents will consider the
environmental effects of each NWP from
a national perspective. Division
engineers will issue supplemental
decision documents to evaluate regional
effects on the aquatic environment and
other public interest review factors.
Those supplemental decision
documents will discuss regional
conditions imposed by division
engineers to protect the aquatic
environment and ensure that any
adverse effects resulting from NWP
activities will be no more than minimal.
The assessment of cumulative effects
occurs at two levels: national and
regional (district). However,
modifications at the district level are
made by the appropriate division
engineer. There are eight Corps division
offices in the United States, with 38
district offices. A division office may
oversee as many as seven districts
(Lakes and Rivers Division) or as few as
two district offices (Pacific Ocean
Division).
At the national level, the decision
documents issued by Corps
Headquarters include cumulative effects
assessments required by NEPA and, if
the NWP authorizes discharges of
dredged or fill material into waters of
the United States, the 404(b)(1)
Guidelines. The 404(b)(1) Guidelines at
40 CFR 230.7(b) require an evaluation of
the potential individual and cumulative
impacts of the category of activities
authorized under the NWP.
The supplemental decision
documents issued by division engineers
include cumulative effects assessments
at the regional (district) level, for each
district within the division. For those
NWPs that authorize section 404
activities, the supplemental decision
documents will also discuss local
concerns relating to the Section
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decision documents do not adequately
address those issues. If the NWP is not
suspended or revoked in a district, the
supplemental decision document
includes a certification that the use of
the NWP in that district, with any
applicable regional conditions (i.e.,
applicable in a specific district), will
result in minimal cumulative adverse
environmental effects. The
supplemental decision documents are
prepared by Corps districts, but must be
approved and formally issued by the
appropriate division engineer, since the
NWP regulations at 33 CFR 330.5(c)
state that the division engineer has the
authority to modify, suspend, or revoke
NWP authorizations for any specific
geographic area within his division.
Regional conditions are considered
NWP modifications. Therefore, when
the process is completed, each district
will have approved supplemental
decision documents for each NWP, and
those supplemental decision documents
will assess cumulative effects within
that district.
District engineers may also
recommend that the division engineer
exercise discretionary authority to
modify, suspend, or revoke case-specific
NWP authorizations within a district to
ensure that only minimal cumulative
adverse effects on the aquatic
environment result from activities
authorized by that NWP. Evaluations by
a district engineer may result in the
division engineer modifying,
suspending, or revoking NWP
authorizations in a particular geographic
region or watershed at a later time, if the
use of an NWP in a particular area will
result in more than minimal cumulative
or individual adverse effects on the
aquatic environment. Special conditions
added to NWP authorizations on a caseby-case basis by district engineers, such
as compensatory mitigation
requirements, help ensure that the
NWPs authorize only activities that
result in minimal individual and
cumulative adverse effects on the
aquatic environment.
Acreage Limits and Pre-Construction
Notification Thresholds
We are proposing to retain most of the
current acreage limits for the NWPs and
propose to modify some of the NWPs
acreage limits. We are also proposing to
modify the language concerning the use
of waivers in NWPs 13, 29, 36, 39, 40,
42, and 43 by clarifying that a waiver
may be granted only after the district
engineer makes a written determination
concluding that the discharge will result
in minimal adverse effects. The
modified waiver language will also be
applied to NWPs 21, 44, and 50, as well
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as proposed new NWPs A and B. We are
proposing to replace the 25 cubic yard
limit for temporary pads in NWP 6 with
a 1⁄10-acre limit for temporary pads. For
NWP 50 we are proposing a 1⁄2-acre
limit on non-tidal waters of the United
States including the loss of no more
than 300 linear feet of stream bed,
unless for intermittent and ephemeral
stream beds the district engineer waives
the 300 linear foot limit by making a
written determination concluding that
the discharge will result in minimal
adverse effects. In NWPs 40 and 44 we
are proposing to increase protection of
streams by adding a 300 linear foot limit
for losses of stream bed, which can be
waived for intermittent and ephemeral
stream beds if the district engineer
makes a written determination
concluding that the discharge will result
in minimal adverse effects.
Proposed NWP A, Land-Based
Renewable Energy Generation Facilities,
and proposed NWP B, Water-Based
Renewable Energy Generation Pilot
Projects, have a 1⁄2-acre limit for losses
of non-tidal waters of the United States,
including the loss of no more than 300
linear feet of stream bed, unless for
intermittent and ephemeral stream beds
the district engineer waives the 300
linear foot limit by making a written
determination concluding that the
discharge will result in minimal adverse
effects. Both of these proposed NWPs
require PCNs.
In NWP 48, we are proposing to add
another PCN threshold for proposed
expansions of the project area for the
production of shellfish.
Compliance With the Endangered
Species Act
In its April 6, 2005, decision in
National Wildlife Federation et al. v. Les
Brownlee (No. 03–1392), the U.S.
District Court for the District of
Columbia determined that the Corps is
obligated to consult with the U.S. Fish
and Wildlife Service (FWS) on the
effects of the NWPs. In response to that
decision, on March 13, 2007, the Corps
initiated Endangered Species Act
Section 7(a)(2) programmatic
consultation with FWS and the National
Marine Fisheries Service (NMFS) for the
current NWPs. NMFS provided a draft
biological opinion and the Corps
provided comments on that draft
biological opinion, as well as additional
information regarding the NWPs to
NMFS as well as FWS. The Corps also
granted an extension of time to the
NMFS to provide the next draft of the
biological opinion, and to the FWS to
provide its draft biological opinion.
Since the 2007 programmatic
consultation was not completed, the
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Corps has reinitiated programmatic
Section 7 consultation for the NWP
program. Corps districts will consult, as
necessary, with the FWS and the NMFS
for the species that occur in their
districts and may develop regional
conditions to protect listed species and
designated critical habitat.
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Essential Fish Habitat
The NWP Program’s compliance with
the essential fish habitat (EFH)
consultation requirements of the
Magnuson-Stevens Fishery
Conservation and Management Act will
be achieved through EFH consultations
between Corps districts and NMFS
regional offices. Corps districts will
request EFH consultations with the
NMFS regional office in cases where
activities authorized by NWP may
adversely affect EFH. The purpose of
these regional consultations is to
determine if implementation of the
proposed NWPs and regional conditions
within a particular region may have an
adverse effect on EFH. These
consultations will be conducted
according to the EFH consultation
regulations at 50 CFR 600.920.
Regional Conditioning of Nationwide
Permits
Under Section 404(e), NWPs can only
be issued for those activities that result
in minimal individual and cumulative
adverse effects on the aquatic
environment. An important mechanism
for ensuring compliance with this
requirement is an effective regional
conditioning process. Coordination with
Federal and state agencies and Indian
Tribes, and the solicitation of public
comments, assist division and district
engineers in identifying and developing
appropriate regional conditions for the
NWPs. Effective regional conditions
protect local aquatic ecosystems and
helps ensure that the NWPs authorize
only those activities that result in
minimal individual and cumulative
adverse effects on the aquatic
environment, and are in the public
interest.
There are two types of regional
conditions: (1) Corps regional
conditions and (2) water quality
certification/Coastal Zone Management
Act consistency determination regional
conditions.
Corps regional conditions may be
added to NWPs by division engineers
after a public notice and comment
process and coordination with other
Federal, state, and local agencies.
Examples of Corps regional
conditions include:
• Restricting the types of waters of
the United States where the NWPs may
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be used (e.g., fens, bogs, bottomland
hardwoods, etc.) or prohibiting the use
of some or all of the NWPs in those
types of waters or in specific
watersheds.
• Restricting or prohibiting the use of
NWPs in an area covered by a Special
Area Management Plan, or an Advanced
Identification study with associated
regional general permits.
• Adding pre-construction
notification (PCN) requirements to
NWPs to require notification for all
work in certain watersheds or certain
types of waters of the United States, or
lowering the PCN threshold.
• Reducing NWP acreage limits in
certain types of waters of the United
States, or specific waterbodies.
• Revoking certain NWPs on a
geographic or watershed basis.
• Restricting activities authorized by
NWPs to certain times of the year in a
particular waterbody, to minimize the
adverse effects of those activities on fish
or shellfish spawning, wildlife nesting,
or other ecologically cyclical events.
• Conditions necessary to ensure
compliance with the Endangered
Species Act and essential fish habitat
provisions of the Magnuson-Stevens
Fishery Conservation and Management
Act.
Corps regional conditions approved
by division engineers cannot remove or
reduce any of the terms and conditions
of the NWPs, including general
conditions and PCN requirements. In
other words, Corps regional conditions
can only be more restrictive than the
original NWP terms and conditions.
Regional conditions may also be
added to the NWPs as a result of water
quality certifications (WQCs) issued by
states, Indian Tribes, or the U.S. EPA, as
well as state Coastal Zone Management
Act (CZMA) consistency
determinations.
At approximately the same time as the
publication of this Federal Register
notice, each Corps district will issue an
initial public notice. Those initial
public notices will include Corps
regional conditions proposed by our
district offices, and will also request
comments or suggestions for additional
Corps regional conditions. The initial
public notice may also include, for
informational purposes only, any
proposed state or tribal WQC regional
conditions or state CZMA regional
conditions. However, public comment
on the state or tribal WQC regional
conditions or state CZMA regional
conditions is handled through a
separate state or tribal administrative
procedures process. The public should
not address such comments to the
Corps.
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In response to the district’s initial
public notice, interested parties may
suggest additional Corps regional
conditions, or suggest suspension or
revocation of NWPs in certain
geographic areas, such as specific
watersheds or waterbodies. Such
comments should include data to
support the need for any suggested
modifications, suspensions, or
revocations of NWPs.
After the NWPs are issued or reissued,
the division engineer will issue
supplemental decision documents for
each NWP. These supplemental
decision documents will address the
NWP regional conditions. Each
supplemental decision document will
also include a statement by the division
engineer, which will certify that the
NWP, with approved regional
conditions, will authorize only activities
with minimal individual and
cumulative adverse effects on the
aquatic environment.
After the division engineer approves
the Corps regional conditions, each
Corps district will issue a final public
notice for the NWPs. The final public
notice will announce both the final
Corps regional conditions and any final
WQC/CZMA regional conditions. The
final public notices will also announce
the final status of water quality
certifications and CZMA consistency
determinations for the NWPs. Corps
districts may adopt additional regional
conditions in future public notices
(following public notice and comment
procedures), if they identify a need for
such conditions.
Information on regional conditions
and revocation can be obtained from the
appropriate district engineer, as
indicated below. Furthermore, this and
additional information can be obtained
on the internet at https://
www.usace.army.mil/CECW/Pages/
cecwo_reg.aspx. If you select a state on
this Web site you will be directed to the
Web site of the appropriate Corps
district office.
In cases where a Corps district has
issued a regional general permit that
authorizes similar activities as one or
more NWPs, the district will clarify the
use of the regional general permit versus
the NWP(s) during the regional
conditioning process. For example, the
division engineer may revoke the
applicable NWP(s) so that only the
regional general permit may be used to
authorize those activities.
Water Quality Certification/Coastal
Zone Management Act Consistency
Determination for Nationwide Permits
State or Tribal water quality
certification, or waiver thereof, is
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required by Section 401 of the Clean
Water Act, for activities authorized by
NWPs which result in a discharge into
waters of the United States. In addition,
any state with a federally-approved
CZMA plan must agree with the Corps
determination that activities authorized
by NWPs which are within, or will
affect any land or water uses or natural
resources of the state’s coastal zone, are
consistent with the CZMA plan to the
maximum extent practicable. Water
quality certifications and/or CZMA
consistency determinations may be
issued without conditions, issued with
conditions, or denied for specific NWPs.
We believe that, in general, the
activities authorized by the NWPs will
not violate State or Tribal water quality
standards and will be consistent with
state CZMA plans. The NWPs are
conditioned to ensure that adverse
environmental effects will be minimal
and address the types of activities that
would be routinely authorized if
evaluated under the individual permit
process. We recognize that in some
states or Tribal lands there will be a
need to add regional conditions, or
individual state or Tribal review for
some activities, to ensure compliance
with water quality standards and/or
consistency with the state’s CZMA
plans. As a practical matter, we intend
to work with states and Tribes to ensure
that NWPs include the necessary
conditions so that they can issue water
quality certifications or CZMA
consistency concurrences. Therefore,
each Corps district will initiate
discussions with their respective state(s)
and Tribe(s), as appropriate, to discuss
issues of concern and identify regional
modification and other approaches to
address the scope of waters, activities,
discharges, and PCNs, as appropriate, to
resolve these issues. Note that in some
states the Corps has issued state
programmatic general permits (SPGPs),
and within those states some or all of
the NWPs may be suspended or revoked
by division engineers. Concurrent with
today’s proposal, district engineers may
be proposing modification or revocation
of the NWPs in states where SPGPs will
be used in place of some or all of the
NWPs.
Section 401 of the Clean Water Act
This Federal Register notice serves as
the Corps application to the Tribes,
States, or EPA, where appropriate, for
water quality certification of the
activities authorized by these NWPs.
The Tribes, States, and EPA, where
appropriate, are requested to issue,
deny, or waive water quality
certification pursuant to 33 CFR 330.4(c)
for these NWPs.
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If a state denies a water quality
certification for an NWP within that
state, then the affected activities are not
authorized by NWP within that state,
until a project proponent obtains an
individual water quality certification, or
the water quality certification is waived.
However, when applicants request
approval of such activities, and the
Corps determines that those activities
meet the terms and conditions of the
NWP, the Corps will issue provisional
NWP verification letters. The
provisional verification letter will
contain general and regional conditions
as well as any project specific
conditions the Corps determines are
necessary for NWP authorization. The
Corps will notify the applicant that they
must obtain a project specific water
quality certification, or waiver thereof,
before they are authorized to start work
in waters of the United States. That is,
NWP authorization will be contingent
upon obtaining the necessary water
quality certification or waiver thereof
from the State, Tribe, or EPA where
appropriate. Anyone wanting to perform
such activities where pre-construction
notification to the Corps is not required
has an affirmative responsibility to first
obtain a project-specific water quality
certification or waiver thereof from the
Tribe, State, or EPA before proceeding
under the NWP. This requirement is
provided at 33 CFR 330.4(c).
Section 307 of the Coastal Zone
Management Act (CZMA)
This Federal Register notice serves as
the Corps determination that the
activities authorized by these NWPs are,
to the maximum extent practicable,
consistent with state CZMA programs.
This determination is contingent upon
the addition of state CZMA conditions
and/or regional conditions, or the
issuance by the state of an individual
consistency concurrence, where
necessary. States are requested to agree
or disagree with the consistency
determination following 33 CFR
330.4(d) for these NWPs.
The Corps CZMA consistency
determination only applies to NWP
authorizations for activities that are
within, or affect, any land, water uses or
natural resources of a State’s coastal
zone. NWP authorizations for activities
that are not within or would not affect
a State’s coastal zone do not require a
Corps CZMA consistency determination
and thus are not contingent on a State’s
agreement with the Corps consistency
determinations.
If a state disagrees with the Corps
consistency determination for an NWP,
then the affected activities are not
authorized by NWP within that state,
until a project proponent obtains an
individual consistency determination,
or sufficient time (six months) passes
after requesting a consistency
determination for the applicant to make
a presumption of consistency, as
provided for in 33 CFR 330.4(d)(6).
However, when applicants request
approval of such activities, and the
Corps determines that those activities
meet the terms and conditions of the
NWP, the Corps will issue provisional
NWP verification letters. The
provisional verification letter will
contain general and regional conditions
as well as any project specific
conditions the Corps determines are
necessary for NWP authorization. The
Corps will notify the applicant that they
must obtain a project specific CZMA
consistency determination before they
are authorized to start work in waters of
the United States. That is, NWP
authorization will be contingent upon
obtaining the necessary CZMA
consistency concurrence from the State.
Anyone wanting to perform such
activities where pre-construction
notification to the Corps is not required
has an affirmative responsibility to
present a consistency certification to the
appropriate State agency for
concurrence. Upon concurrence with
such consistency certifications by the
state, the activity would be authorized
by the NWP. This requirement is
provided at 33 CFR 330.4(d).
Nationwide Permit Verifications
Certain NWPs require the permittee to
submit a PCN, and thus request
confirmation from the district engineer
that an activity complies with the terms
and conditions of an NWP, prior to
commencing the proposed work. The
requirement to submit a PCN is
identified in the NWP text. Preconstruction notification requirements
may be added to NWPs by division
engineers through regional conditions.
In cases where pre-construction
notification is not required, a project
proponent may submit a PCN
voluntarily, if he or she wants assurance
that the activity is authorized by an
NWP. A NWP verification is a response
to a PCN that confirms that a particular
activity is authorized by an NWP.
In response to an NWP verification
request or PCN, the district engineer
reviews the information submitted by
the prospective permittee. If the district
engineer determines that the activity
complies with the terms and conditions
of the NWP, he or she will notify the
permittee. Special conditions, such as
compensatory mitigation requirements,
may be added to the NWP authorization
to ensure that the activity results in
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minimal individual and cumulative
adverse effects on the aquatic
environment and other public interest
factors. The special conditions are
incorporated into the NWP verification,
along with the NWP text and the NWP
general conditions.
If the district engineer reviews the
NWP verification request and
determines that the proposed activity
does not comply with the terms and
conditions of an NWP, he or she will
notify the project proponent and
provide instructions for applying for
authorization under a regional general
permit or an individual permit. District
engineers will respond to NWP
verification requests, submitted
voluntarily or when required, within 45
days of receiving a complete PCN.
Except for NWPs 21, 49, and 50, and for
proposed NWP activities that require
Endangered Species Act Section 7
consultation and/or National Historic
Preservation Act Section 106
consultation, if the project sponsor has
not received a reply from the Corps
within 45 days, he or she may assume
that the project is authorized, consistent
with the information in the PCN. For
NWPs 21 (Surface Coal Mining
Activities), 49 (Coal Remining
Activities), and 50 (Underground Coal
Mining Activities), and for proposed
NWP activities that require Endangered
Species Act Section 7 consultation
and/or National Historic Preservation
Act Section 106 consultation, the
project sponsor may not begin work
before receiving a written NWP
verification.
Contact Information for Corps District
Engineers
Colorado
Maine
Albuquerque District Engineer,
ATTN: CESPA–OD–R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109–
3435.
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Connecticut
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Delaware
Philadelphia District Engineer, ATTN:
CENAP–OP–R, Wannamaker Building,
100 Penn Square East, Philadelphia, PA
19107–3390.
Florida
Jacksonville District Engineer, ATTN:
CESAJ–RD, P.O. Box 4970, Jacksonville,
FL 32232–0019.
Georgia
Savannah District Engineer, ATTN:
CESAS–RD, 100 West Oglethorpe
Avenue, Savannah, GA 31401–3640.
Hawaii
Honolulu District Engineer, ATTN:
CEPOH–EC–R, Building 230, Fort
Shafter, Honolulu, HI 96858–5440.
Idaho
Walla Walla District Engineer, ATTN:
CENWW–RD, 201 North Third Avenue,
Walla Walla, WA 99362–1876.
Illinois
Rock Island District Engineer, ATTN:
CEMVR–OD–P, P.O. Box 2004, Rock
Island, IL 61204–2004.
Indiana
Louisville District Engineer, ATTN:
CELRL–OP–F, P.O. Box 59, Louisville,
KY 40201–0059.
Alabama
Mobile District Engineer, ATTN:
CESAM–RD, 109 St. Joseph Street,
Mobile, AL 36602–3630.
Iowa
Alaska
Alaska District Engineer, ATTN:
CEPOA–RD, P.O. Box 6898, Elmendorf
AFB, AK 99506–6898.
Arizona
Rock Island District Engineer, ATTN:
CEMVR–OD–P, P.O. Box 2004, Rock
Island, IL 61204–2004.
Kansas
Arkansas
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Los Angeles District Engineer, ATTN:
CESPL–RG–R, P.O. Box 532711, Los
Angeles, CA 90053–2325.
Kansas City District Engineer, ATTN:
CENWK–OD–R, 635 Federal Building,
601 E. 12th Street, Kansas City, MO
64106–2896.
Kentucky
Little Rock District Engineer, ATTN:
CESWL–RD, P.O. Box 867, Little Rock,
AR 72203–0867.
Louisville District Engineer, ATTN:
CELRL–OP–F, P.O. Box 59, Louisville,
KY 40201–0059.
California
Louisiana
Sacramento District Engineer, ATTN:
CESPK–RD, 1325 J Street, Sacramento,
CA 95814–2922.
New Orleans District Engineer, ATTN:
CEMVN–OD–S, P.O. Box 60267, New
Orleans, LA 70160–0267.
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Maryland
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
Massachusetts
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Michigan
Detroit District Engineer, ATTN:
CELRE–RG, 477 Michigan Avenue,
Detroit, MI 48226–2550.
Minnesota
St. Paul District Engineer, ATTN:
CEMVP–OP–R, 180 Fifth Street East,
Suite 700, St. Paul, MN 55101–1678.
Mississippi
Vicksburg District Engineer, ATTN:
CEMVK–OD–F, 4155 Clay Street,
Vicksburg, MS 39183–3435.
Missouri
Kansas City District Engineer, ATTN:
CENWK–OD–R, 635 Federal Building,
601 E. 12th Street, Kansas City, MO
64106–2896.
Montana
Omaha District Engineer, ATTN:
CENWO–OD–R, 1616 Capitol Avenue,
Omaha, NE 68102–4901.
Nebraska
Omaha District Engineer, ATTN:
CENWO–OD–R, 1616 Capitol Avenue,
Omaha, NE 68102–4901.
Nevada
Sacramento District Engineer, ATTN:
CESPK–CO–R, 1325 J Street,
Sacramento, CA 95814–2922.
New Hampshire
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
New Jersey
Philadelphia District Engineer, ATTN:
CENAP–OP–R, Wannamaker Building,
100 Penn Square East, Philadelphia, PA
19107–3390.
New Mexico
Albuquerque District Engineer,
ATTN: CESPA–OD–R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109–
3435.
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New York
Virginia
New York District Engineer, ATTN:
CENAN–OP–R, 26 Federal Plaza, New
York, NY 10278–0090.
Norfolk District Engineer, ATTN:
CENAO–REG, 803 Front Street, Norfolk,
VA 23510–1096.
North Carolina
Washington
Wilmington District Engineer, ATTN:
CESAW–RG, P.O. Box 1890,
Wilmington, NC 28402–1890.
Seattle District Engineer, ATTN:
CENWS–OP–RG, P.O. Box 3755, Seattle,
WA 98124–3755.
North Dakota
West Virginia
Omaha District Engineer, ATTN:
CENWO–OD–R, 1616 Capitol Avenue,
Omaha, NE 68102–4901.
Huntington District Engineer, ATTN:
CELRH–OR–F, 502 8th Street,
Huntington, WV 25701–2070.
Ohio
Wisconsin
implementation of a Web-based system
called the Pipeline Repair and
Environmental Guidance System
(PREGS). The terms of NWP 47 required
permittees to report their use of this
NWP through PREGS. PHMSA ceased
their development of PREGS, which the
Corps planned to use in order to
monitor projects authorized by NWP 47.
In the place of NWP 47, projects subject
to PHMSA’s Pipeline Safety Program
may be eligible for authorization under
NWP 3, Maintenance, or NWP 12,
Utility Line Activities, provided those
projects meet the terms and conditions
of the appropriate NWP(s).
Huntington District Engineer, ATTN:
CELRH–OR–F, 502 8th Street,
Huntington, WV 25701–2070.
St. Paul District Engineer, ATTN:
CEMVP–OP–R, 180 Fifth Street East,
Suite 700, St. Paul, MN 55101–1678.
Discussion of Proposed Modifications to
Existing Nationwide Permits
Oklahoma
Wyoming
Tulsa District Engineer, ATTN:
CESWT–RO, 1645 S. 101st East Ave,
Tulsa, OK 74128–4609.
Omaha District Engineer, ATTN:
CENWO–OD–R, 1616 Capitol Avenue,
Omaha, NE 68102–4901.
Oregon
District of Columbia
Portland District Engineer, ATTN:
CENWP–OD–G, P.O. Box 2946,
Portland, OR 97208–2946.
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
Pennsylvania
Pacific Territories (American Samoa,
Guam, & Commonwealth of the
Northern Mariana Islands)
Baltimore District Engineer, ATTN:
CENAB–OP–R, P.O. Box 1715,
Baltimore, MD 21203–1715.
Honolulu District Engineer, ATTN:
CEPOH–EC–R, Building 230, Fort
Shafter, Honolulu, HI 96858–5440.
Rhode Island
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
Puerto Rico and Virgin Islands
Jacksonville District Engineer, ATTN:
CESAJ–RD, P.O. Box 4970, Jacksonville,
FL 32232–0019.
South Carolina
Charleston District Engineer, ATTN:
CESAC–CO–P, P.O. Box 919,
Charleston, SC 29402–0919.
South Dakota
Omaha District Engineer, ATTN:
CENWO–OD–R, 1616 Capitol Avenue,
Omaha, NE 68102–4901.
Tennessee
Nashville District Engineer, ATTN:
CELRN–OP–F, 3701 Bell Road,
Nashville, TN 37214.
Texas
Galveston District Engineer, ATTN:
CESWG–PE–R, P.O. Box 1229,
Galveston, TX 77553–1229.
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Utah
Sacramento District Engineer, ATTN:
CESPK–RD, 1325 J Street, CA 95814–
2922.
Vermont
New England District Engineer,
ATTN: CENAE–R, 696 Virginia Road,
Concord, MA 01742–2751.
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Request for Comment
We are proposing to reissue 48
nationwide permits, as well as the
general conditions and definitions. We
are also proposing to issue two new
NWPs, two new general conditions, and
one new definition. Substantive changes
to the nationwide permits, general
conditions, and definitions are
discussed below, but we are soliciting
comments on all the nationwide
permits, general conditions, and
definitions. Minor grammatical changes,
the removal of redundant language, and
other small changes are not discussed in
the preamble below. Therefore,
commenters should carefully read each
proposed NWP, general condition, and
definition in this notice.
NWP Not Proposed for Reauthorization
NWP 47. Pipeline Safety Program
Designated Time Sensitive Inspections
and Repairs. This NWP was first issued
in 2007 in reliance on the Pipeline and
Hazardous Materials Safety
Administration’s (PHMSA)
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If an existing NWP is not listed in this
section of the preamble, we are
proposing to reissue the NWP without
changing it.
NWP 3. Maintenance. We are
proposing to clarify that stream channel
excavation immediately adjacent to the
structure or fill being maintained that
involves discharges of dredged or fill
material into waters of the United States
and/or work in navigable waters of the
United States is authorized under
paragraph (a) and does not require a
PCN. Examples of stream channel
excavation activities that may be
authorized under paragraph (a) include
those necessary to facilitate minor
deviations in a structure’s configuration
or filled area. This can occur when
structures or fills are replaced with
larger culverts or bridges that improve
fish passage. Specifically, we are
proposing to add ‘‘Any stream channel
modification, is limited to the minimum
necessary for the repair, rehabilitation,
or replacement of the structure or fill;
such modifications must be
immediately adjacent to the project’’ to
paragraph (a).
To simplify and clarify the text, we
propose to replace the word ‘‘and’’ with
‘‘and/or’’ in the first sentence of
paragraph (b) to indicate that the
activity does not need to include the
placement of new or additional riprap
in order to qualify for the NWP. In
paragraph (d) we propose to explicitly
state beach restoration is not authorized
by the NWP by removing beach
restoration from the first sentence and
adding a stand-alone sentence. In the
Notification provision we propose to
remove from the first part of the second
sentence the phrase ‘‘[w]here
maintenance dredging is proposed’’
because paragraph (b) of the NWP is the
only component of the NWP that
requires a PCN. This deletion will
simplify redundant and confusing text.
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NWP 5. Scientific Measurement
Devices. We are proposing to add a
sentence to explicitly require the
removal of the device and any
associated structures or fills at the
conclusion of the study. Specifically, we
are proposing to add the following
sentence: ‘‘Upon completion of the
study the measuring device and any
other structures or fills associated with
that device (e.g., anchors, buoys, lines,
etc.) must be removed and to the
maximum extent practicable the site
must be restored to pre-construction
elevations after the removal of
associated structures.’’ We are proposing
to add ‘‘meteorological stations’’ as an
example of the types of scientific
measuring devices authorized by this
NWP since such devices are currently
being used to collect meteorological
data for planning offshore wind energy
generation facilities. We are also
proposing to add ‘‘current gages’’ and
‘‘biological observation devices’’ to the
list of examples, because such
instruments may be used to collect data
for sites that are being considered for
hydrokinetic energy generation
facilities.
NWP 6. Survey Activities. We are
proposing to modify how exploratory
trenches are backfilled by stating the
work ‘‘must not drain a water of the
United States.’’ This would make the
NWP consistent with other NWPs that
involve backfilling. We also propose to
adjust the requirements for the
temporary pads necessary to provide
proper levels for equipment used for
core sampling. Specifically, we propose
to remove 25 cubic yard limit and
replace it with a 1⁄10-acre limit. The
acreage limit for temporary pads applies
to a single and complete project, as
defined at 33 CFR 330.2(i).
NWP 8. Oil and Gas Structures on the
Outer Continental Shelf. We are
proposing to update the name of former
Mineral Management Service to the
Bureau of Ocean Energy Management,
Regulation, and Enforcement.
NWP 12. Utility Line Activities. We
are proposing one minor change
regarding how the calculation of loss of
waters of the United States for a single
and complete project with multiple
components is made by replacing the
phrase ‘‘* * * the total discharge from
a * * *’’ with ‘‘ * * * the activity, in
combination with all other activities
included in one * * *’’ to the access
road component of the NWP. This
adjustment would match the language
from the utility line substation
component of the NWP.
NWP 13. Bank Stabilization. To
encourage bank stabilization activities
that use bioengineering techniques and
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other methods that may have less
adverse environmental effects, we are
proposing to modify paragraph (c) by
removing the waiver provision and
authorizing bank stabilization activities
that utilize bioengineered techniques to
exceed an average of one cubic yard per
running foot placed along the bank
below the plane of the ordinary high
water mark or the high tide line. This
change would not authorize bank
stabilization activities that involve
hardening the bank with material such
as sheet pile, riprap, concrete, etc. if the
discharge exceeds one cubic yard per
running foot. A separate form of
Department of the Army authorization,
such as an individual permit or regional
general permit, would be required for
such activities. Bioengineered
techniques can slow erosion rates and
can have beneficial effects on habitat for
macroinvertebrates and fish and may
include the use of living material or
other material such as tree revetments or
root wads.
Because some bank stabilization
activities require temporary structures
or fills, or a site to be temporarily
dewatered, we propose to add language
authorizing these associated activities.
This proposed language is consistent
with that used to authorize the same
activity in NWPs 3, 12, and 14.
NWP 15. U.S. Coast Guard Approved
Bridges. We are proposing to modify
this NWP by removing the reference to
the U.S. Coast Guard authorizing the
discharge of dredged or fill material into
waters of the United States as a part of
their bridge permit, since their bridge
permits do not authorize such activities.
We are also proposing to reference the
U.S. Coast Guard’s bridge permitting
authority under Section 9 of the Rivers
and Harbors Act of 1899 and other
applicable laws. The other applicable
laws include: The International Bridge
Act of 1972 (at 33 U.S.C. 535–535(i)),
the General Bridge Act of 1946 (at 33
U.S.C. 525, 528, 530, and 533), the
Bridge Act of 1906 (at 33 U.S.C. 491,
494, and 495); and the Rivers and
Harbors Appropriation Act of 1899 (at
33 U.S.C. 401, 403, 406, and 502).
Because a bridge permit issued by the
U.S. Coast Guard does not cover
discharges of dredged or fill material
into navigable waters of the United
States, and such discharges are likely to
be considered work that modifies those
waters, we propose to add section 10
authority to this NWP to provide
authorization under the Rivers and
Harbors Act of 1899.
NWP 20. Response Operations for Oil
and Hazardous Substances. We are
proposing to change the name of this
NWP from ‘‘Oil Spill Cleanup’’ to
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9181
‘‘Response Operations for Oil and
Hazardous Substances’’ to better
describe the activities and types of
materials authorized by the NWP.
The proposed modification would
also authorize a wider set of activities,
specifically containment and mitigation,
associated with a response operation’s
effort to manage a release of oil or
hazardous substances.
We are also proposing to modify the
NWP to authorize work under a wider
range of approved response plans or
work approved by a Federal on-scene
coordinator as designated by 40 CFR
part 300.
Additionally, we propose to modify
this NWP to authorize training exercises
for the cleanup of oil and hazardous
substance by this NWP. These drills can
take place on land and water and
sometimes involve the use of temporary
structures and fills used to contain spilt
materials.
NWP 21. Surface Coal Mining
Activities. To help make a fully
informed decision about whether or not
to reissue NWP 21, we are soliciting
comment on three options for this NWP.
Option 1 would be to not reissue NWP
21. Option 2 would be to reissue NWP
21 with modifications, including a 1⁄2acre limit for losses of non-tidal waters
of the United States, a 300 linear foot
limit for the loss of stream bed (with a
waiver for the loss of intermittent and
ephemeral stream beds if the district
engineer makes a written determination
that the discharge will result in minimal
adverse effects), and a provision
prohibiting the use of NWP 21 to
authorize discharges of dredged or fill
material into waters of the United States
associated with the construction of
valley fills for surface coal mining
activities. Option 3 would be to reissue
NWP 21 with the same modifications as
described for Option 2, except there
would be no provision prohibiting the
use of NWP 21 to authorize discharges
of dredged or fill material into waters of
the United States associated with the
construction of valley fills. Options 2
and 3 would not authorize discharges of
dredged or fill material into tidal waters
or non-tidal wetlands adjacent to tidal
waters.
The preferred option is Option 2,
since the construction of valley fills for
surface coal mining activities
substantially alters the watersheds
associated with headwater streams and
has a greater potential to cause more
than minimal adverse effects on the
aquatic environment. Those changes to
the watershed cause direct and indirect
effects to downstream waters.
Option 1, to not reissue NWP 21,
would be consistent with a
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determination that any discharge of
dredge or fill material associated with
surface coal mining activities, in any
region of the country, might result in
more than minimal adverse effects on
the aquatic environment and thus
warrant the more rigorous review
associated with an individual permit. In
contrast, the proposed modifications
presented in Options 2 and 3 would
authorize minor activities associated
with surface coal mining activities such
as the discharges of dredged or fill
material to construct sediment ponds or
minor road crossings. All the Options
would require larger surface coal mining
activities involving discharges of
dredged or fill material into waters of
the United States to be authorized by
individual permits. In previously issued
versions of NWP 21, there was no limit
on losses of waters of the United States.
Instead of acreage or linear foot limits
the Corps relied on the following to
ensure minimal adverse effects: (a) The
implementation of environmental
protections through SMCRA (e.g.,
preventing material damage to the
hydrologic balance in the surrounding
areas and minimizing adverse impacts
to fish and wildlife habitat); and, (b) the
requirement that the prospective
permittee could not commence work in
waters of the United States until he or
she received written verification from
the Corps district that the activity was
authorized by NWP 21. Under Options
2 and 3, the Corps would continue to
rely on these sources of assurance, along
with the proposed new acreage and
linear foot limits, to ensure minimal
adverse effects. The Corps believes that
this combination of safeguards is
sufficient, particularly if discharges
associated with valley fills are not
authorized, and has thus identified
Option 2 as its preferred option.
We are also soliciting public comment
on additional options that should be
considered for the reissuance of NWP
21. In addition to the three options
described above, we are proposing to
change the title of this NWP by
replacing the word ‘‘Operations’’ with
‘‘Activities’’ because the Corps only
authorizes discharges of dredged or fill
material into waters of the United
States, not the operation of the surface
coal mine. The operation of a surface
coal mine is regulated under the Surface
Mining Control and Reclamation Act of
1977 (SMCRA). In addition, Clean Water
Act Section 402 National Pollutant
Discharge Elimination System permits
may authorize discharges of pollutants
other than dredge or fill material to
waters of the United States, including
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those from outfall pipes of sediment
ponds.
On June 11, 2009, the Department of
the Army, the Department of the Interior
(DOI), and the U.S. Environmental
Protection Agency (EPA) signed a
Memorandum of Understanding (MOU)
that addresses actions to strengthen the
environmental review of Appalachian
surface coal mining. The MOU includes
an Interagency Action Plan (IAP) that
was developed to reduce the adverse
environmental effects of surface coal
mining activities in the Appalachian
region of Kentucky, Ohio, Pennsylvania,
Tennessee, Virginia, and West Virginia,
while assuring that future mining
remains consistent with the Clean Water
Act and SMCRA. One of the short-term
action items the Army agreed to do
under the IAP was to issue a Federal
Register notice proposing to modify
NWP 21 to preclude its use to authorize
discharges of fill material into streams
for surface coal mining activities in the
Appalachian region of these six states
and to seek public comment on this
proposal. On July 15, 2009, the Corps
published a Federal Register notice (74
FR 34311) to solicit public comment on
this proposal. As an interim measure to
provide environmental protection while
the Corps evaluated the comments
received on the proposal to modify
NWP 21, on June 18, 2010, the Corps
suspended NWP 21 in the Appalachian
region of Kentucky, Ohio, Pennsylvania,
Tennessee, Virginia, and West Virginia
(see 75 FR 34711).
Since the current NWP 21 will expire
on March 18, 2012, it would be more
prudent to address the modification of
NWP 21 in today’s proposal, instead of
making a separate decision on the July
15, 2009, proposal to modify NWP 21 in
the Appalachian region of Kentucky,
Ohio, Pennsylvania, Tennessee,
Virginia, and West Virginia. We also
believe that substantial changes to NWP
21 are necessary to ensure, at a national
level, that it authorizes only those
discharges of dredged or fill material
into waters of the United States
associated with surface coal mining
activities that have minimal individual
and cumulative adverse effects on the
aquatic environment and other public
interest review factors. Nationwide
permit 21 has been used to authorize
surface coal mining activities in at least
20 other states, such as states in the
west and southeast, and we believe it is
necessary to impose an acreage limit on
NWP 21 to ensure that the surface coal
mining activities in those other states
result in minimal adverse effects.
Division engineers have the authority
to regionally condition this NWP to
impose an acreage or linear foot limit or
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other special conditions, if there are
concerns for the aquatic environment in
a particular district, watershed, or other
geographic region. The proposed
modification of NWP 21 will provide an
NWP for minor activities associated
with surface coal mining activities. Preconstruction notification is still required
before any activities commence in
waters of the United States and the
applicant must receive authorization in
writing from the Corps before beginning
the activity.
NWP 27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities. We are proposing to add ‘‘the
removal of small dams’’ to the list of
examples of activities that can be
authorized by this NWP. In the
reversion provision we are proposing to
remove the phrase ‘‘that has not been
abandoned’’ that modifies the term
‘‘prior converted cropland’’ because
areas of prior converted cropland being
used for wetland or stream
enhancement or restoration that are
eligible for this provision are subject to
a binding agreement with the Natural
Resources Conservation Service and
have not been abandoned, so the
qualifier is unnecessary.
We are proposing to modify
‘‘Notification’’ provisions (1) and (2) by
having stream restoration,
rehabilitation, and enhancement
activities conducted in accordance with
binding agreements with the
appropriate agencies or as voluntary
actions documented by NRCS or a
USDA Technical Service Provider be
subject to the reporting provision
instead. Additionally, we propose to
modify notification provision (1) by
adding the United States Forest Service
to the list of Federal agencies that can
develop stream or wetland
enhancement, restoration, or
establishment agreements. The
‘‘Notification’’ provision requires the
permittee or appropriate Federal or state
agency to notify the district engineer in
accordance with general condition 30
(formerly general condition 27).
NWP 29. Residential Developments.
We are proposing to modify the waiver
provision for activities resulting in the
loss of greater than 300 linear feet of
intermittent and ephemeral stream bed
to clarify that the district engineer will
only issue the waiver after making a
project-specific written determination
that the activity will result in minimal
adverse effects.
NWP 31. Maintenance of Existing
Flood Control Facilities. We are
proposing to add language that states, in
those cases where a Corps permit is
required, the NWP authorizes the
removal of vegetation from levees
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associated with a flood control project.
The removal of vegetation from a flood
control levee may require a permit
under Section 10 of the Rivers and
Harbors Act of 1899 if it is considered
to be work in navigable waters of the
United States. Vegetation removal may
also require Clean Water Act Section
404 authorization if it involves
discharges of dredged or fill material
into waters of the United States.
NWP 39. Commercial and
Institutional Developments. We are
proposing to modify the waiver
provision for activities resulting in the
loss of greater than 300 linear feet of
intermittent and ephemeral stream bed
to clarify that the district engineer will
only issue the waiver after making a
project-specific written determination
that the activity will result in minimal
adverse effects.
NWP 40. Agricultural Activities. We
are proposing to modify the text of this
NWP to impose a limit on stream bed
impacts that mirrors the limits in other
NWPs, such as NWPs 29 and 39.
Currently, the 300 linear foot limit for
this NWP only applies to the relocation
of ditches constructed in streams. The
modification would apply to all stream
impacts authorized by the NWP.
Specifically, we propose to replace the
last sentence of the fourth paragraph
with: ‘‘The discharge must not cause the
loss of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects.’’
NWP 42. Recreational Facilities. We
are proposing to modify the waiver
provision for activities resulting in the
loss of greater than 300 linear feet of
intermittent and ephemeral stream bed
to clarify that the district engineer will
only issue the waiver after making a
project-specific written determination
that the activity will result in minimal
adverse effects.
NWP 43. Stormwater Management
Facilities. We are proposing to add ‘‘low
impact development stormwater
features’’ to the examples of types of
stormwater management facilities that
are authorized by this NWP. Low impact
development for stormwater
management comprises a set of site
design approaches and small-scale
features that promote the use of natural
systems for infiltration,
evapotranspiration, and reuse of
rainwater. The types of low impact
development stormwater practices that
would be eligible for this NWP could
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include bioretention features, swales
and vegetated landscaping. We are also
proposing to modify the waiver
provision for activities resulting in the
loss of greater than 300 linear feet of
intermittent and ephemeral stream bed
to clarify that the district engineer will
only issue the waiver after making a
project-specific written determination
that the activity will result in minimal
adverse effects.
NWP 44. Mining Activities. To be
consistent with other NWPs and ensure
that the NWP authorizes only those
activities with minimal adverse effects,
we are proposing to add a 300 linear
foot limit for the loss of stream bed,
which for intermittent and ephemeral
stream beds can be waived by the
district engineer if he or she makes a
written determination concluding that
the discharge will result in minimal
adverse effects.
NWP 45. Repair of Uplands Damaged
by Discrete Events. We are proposing to
modify this NWP by adding a sentence
to clarify that it does not authorize
beach restoration. Beach nourishment or
restoration activities may be authorized
by individual permits or regional
general permits.
NWP 48. Existing Commercial
Shellfish Aquaculture Activities. The
modifications proposed for this NWP
include authorizing the expansion of
existing commercial shellfish
aquaculture operations. We are
proposing to remove the reporting
requirement because we do not believe
it is necessary to track all activities
authorized by this NWP. Many existing
commercial shellfish aquaculture
activities have been in continuous
operation for many years, and are
subject to a multitude of Federal, state,
and local regulations. We believe that
our focus should be on reviewing those
proposed commercial shellfish
aquaculture activities that have the
potential to result in more than minimal
adverse effects on the aquatic
environment. Such activities are those
commercial shellfish aquaculture
operations that exceed 100 acres in size,
involve dredge harvesting, tilling, or
harrowing in areas inhabited by
submerged aquatic vegetation, or
involve changes in operation, such as
expansions, reconfigurations,
relocations, changes in species
cultivated, or changes in culture
methods. Since many commercial
shellfish aquaculture activities,
especially those on the west coast, may
affect listed or threatened species under
the Endangered Species Act, the
notification requirement in general
condition 19, Endangered Species, will
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also result in these activities being
reported to the Corps.
We are also proposing to modify the
notification thresholds by adding a preconstruction notification requirement
for all activities that propose to expand
the commercial production of shellfish
beyond the existing project area.
We are proposing to change the
notification provision to require the
prospective permittee to submit the
information that was required for
reporting under the current version of
NWP 48. That information will be used
with the information submitted in
accordance with paragraph (b) of
general condition 30, Pre-Construction
Notification, to determine if the
proposed activity will result in minimal
individual and cumulative adverse
effects on the aquatic environment and
other public interest review factors.
We are seeking comments on
modifying NWP 48 to authorize new
commercial shellfish aquaculture
activities or alternatively, issuing a new
NWP to authorize those activities that
require DA authorization under Section
404 of the Clean Water Act and/or
Section 10 of the Rivers and Harbors Act
of 1899. We are also soliciting
comments and suggestions regarding
appropriate limits for new commercial
shellfish aquaculture activities, as well
as other terms and conditions that
would be appropriate for authorizing
new shellfish aquaculture activities
with a nationwide permit to ensure
minimal individual and cumulative
adverse effects.
NWP 49. Coal Remining Activities.
We are proposing to modify this NWP
to clarify how the 40% of newly mined
area is determined. As an example, if
there are 600 acres of land previously
unreclaimed as a result of previous
mining activities and the Corps agrees
with the SMCRA agency’s
determination that there are 200 acres
needed to adequately reclaim the 600
acres, then there are a total of 800 acres
included in the previously mined area
and area needed to be reclaimed. Given
this, the amount of newly mined area
eligible for the NWP is 320 acres (40%
of 800 acres). While the Corps
acknowledges the SMCRA agency’s
expertise, the Corps will review the
SMCRA agency’s determination
regarding the amount of previously
unmined area necessary for the
reclamation of the previously mined
area and independently determine this
area. This is necessary in order for the
Corps to make informed decisions
regarding whether the proposal satisfies
the minimal adverse effects requirement
of the NWP. We have also modified the
notification provision by requiring the
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prospective permittee to submit
documentation with the PCN
‘‘describing how the overall mining plan
will result in a net increase in aquatic
resource functions.’’
NWP 50. Underground Coal Mining
Activities. To provide acreage and linear
foot limits consistent with other NWPs
and provide greater assurance that the
NWP will only authorize activities with
minimal adverse environmental effects,
we are proposing to modify this NWP to
impose a 1⁄2-acre limit on losses of nontidal waters of the United States,
including the loss of no more than 300
linear feet of stream bed, unless for
intermittent and ephemeral stream beds
the district engineer waives the 300
linear foot limit by making a written
determination concluding that the
discharge will result in minimal adverse
effects.
Discussion of Proposed New
Nationwide Permits
A. Land Based Renewable Energy
Generation Facilities. We are proposing
to issue a new NWP to authorize the
discharges of dredged or fill material
into non-tidal waters of the United
States, excluding non-tidal wetlands
adjacent to tidal waters, for the
construction, expansion, or
modification of land-based renewable
energy production facilities. Examples
include infrastructure to generate solar
(concentrating solar power and
photovoltaic), biomass, wind or
geothermal energy and their collection
systems. Attendant features may
include, but are not limited to roads,
parking lots, utility lines, and storm
water management facilities.
We are proposing a 1⁄2-acre limit for
this NWP, including the loss of no more
than 300 linear feet of stream bed,
unless for intermittent and ephemeral
stream beds the district engineer waives
this 300 linear foot limit by making a
written determination concluding that
the discharge will result in minimal
adverse effects. We believe the 1⁄2-acre
limit, as well as the 300 linear foot limit
for stream impacts, will authorize only
those activities that have minimal
adverse effects on the aquatic
environment, individually and
cumulatively. Division engineers can
regionally condition this NWP to lower
the acreage or linear foot limit or
otherwise limit its use. We are
proposing to require pre-construction
notification for all activities. We are
seeking comments on this proposed
NWP, including its terms and
conditions, such as the proposed 1⁄2-acre
and 300 linear foot limits.
B. Water-Based Renewable Energy
Generation Pilot Projects. We are
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proposing to issue a new NWP to
authorize structures and work in
navigable waters of the United States
and the discharges of dredged or fill
material into waters of the United
States, for the construction, expansion,
and modification of hydrokinetic or
wind energy generation pilot projects
and their attendant features. This NWP
also authorizes structures and
infrastructure to collect energy as well
as utility lines to transfer the energy to
land-based distribution facilities.
We are proposing a 1⁄2-acre limit for
this NWP, including the loss of no more
than 300 linear feet of stream bed,
unless for intermittent and ephemeral
stream beds the district engineer waives
this 300 linear foot limit by making a
written determination concluding that
the discharge will result in minimal
adverse effects. We believe the 1⁄2-acre
limit, as well as the 300 linear foot limit
for stream impacts, will authorize only
those activities that have minimal
adverse effects on the aquatic
environment, individually and
cumulatively. Division engineers can
regionally condition this NWP to lower
the acreage or linear foot limit or add
additional restrictions on its use.
The proposed NWP would also
prohibit activities in danger zones and
restricted areas established by the
Corps, as well as anchorage areas and
shipping safety fairways or traffic
separation schemes designated by the
U.S. Coast Guard. This NWP would not
authorize structures in open water
dredged material disposal areas
designated by the Corps or EPA. In
addition, the NWP would not authorize
activities in coral reefs.
We are proposing to require preconstruction notification for all
activities. This proposed NWP would
authorize activities that require section
10 and/or 404 authorization.
We are proposing to add a note to this
NWP (Note 1) to make it clear that if the
proposed activity involves modification
of an existing Corps project, a separate
authorization from the Chief of
Engineers is required under 33 U.S.C.
408 to alter that Corps project.
The proposed NWP also includes
Note 2, which instructs district
engineers to provide a copy of the NWP
verification to the National Oceanic and
Atmospheric Administration (NOAA),
National Ocean Service (NOS) for
charting structures and utility lines in
navigable waters of the United States to
protect navigation.
We are seeking comments on this
proposed new NWP, including its terms
and conditions, such as the proposed
1⁄2-acre and 300 linear foot limits.
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Discussion of Proposed Modifications to
Nationwide Permit General Conditions
In the 2007 NWPs we reordered the
general conditions (GCs) to make them
easier to read and to group together the
GCs that are associated with
environmental concerns and public
interest review factors, followed by
general conditions relating to
administrative requirements. In this
proposal, we are moving former general
condition 28, Single and Complete
Project, and renumbering it as general
condition 16. The following GCs would
be renumbered, but we are not
proposing to make any changes to the
text of those GCs: Proper Maintenance;
Tribal Rights; Water Quality; Coastal
Zone Management; Regional and Caseby-Case Conditions; Use of Multiple
Nationwide Permits; and Transfer of
Nationwide Permit Verifications.
GC 2. Aquatic Life Movements. To
provide added protection to the aquatic
environment we are proposing to
modify this GC by adding a statement
requiring bottomless culverts to be used
when practicable. We are proposing to
provide an example of a circumstance
where it would not be practicable to use
a bottomless culvert, such as sites where
sub-grade instability would make it
unsafe to use a bottomless culvert. The
proposed modification of this general
condition would also require the bottom
of the culvert to be below the grade of
the stream bed unless the stream bed
consists of bedrock or boulders.
GC 14. Discovery of Previously
Unknown Remains and Artifacts. We
are proposing to add a new general
condition to address circumstances
when previously unknown historic,
cultural or archeological remains or
artifacts are discovered during
construction of the authorized activity.
The Corps uses a similar general
condition (number 3) on all standard
permits as prescribed by 33 CFR part
325, Appendix A. This GC would also
require a permittee, to the maximum
extent practicable, to stop activities that
would adversely affect those remains
and artifacts until the required
coordination has been completed.
GC 17. Wild and Scenic Rivers. We
are proposing to modify this general
condition to clarify that project
proponents should obtain information
from the specific Federal land
management agency responsible for the
designated Wild and Scenic River or
study river.
GC 19. Endangered Species. We are
proposing to modify paragraph (a) of
this general condition to clarify that
direct and indirect effects are to be
taken into account when assessing
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whether an activity may jeopardize the
continued existence of a threatened or
endangered species or a species
proposed for such designation, or
destroy or adversely modify the critical
habitat of such species.
We are also proposing to modify
paragraph (e) to include definitions of
‘‘take’’ and ‘‘harm’’. We are proposing to
add a new paragraph (f) to provide
prospective permittees with guidance
on where they can obtain information
on the locations of listed species and
their critical habitat. That guidance was
previously provided in paragraph (e).
GC 20. Historic Properties. (Formerly
general condition 18.) We are proposing
to modify paragraph (c) by stating
district engineers will comply with the
current procedures for addressing the
requirements of Section 106 of the
National Historic Preservation Act. The
Regulatory Program’s procedures for the
protection of historic properties are
provided in Appendix C of 33 CFR part
325. On April 25, 2005, we issued
revised interim guidance for
implementing Appendix C in light of
the Advisory Council on Historic
Preservation’s revised regulations at 36
CFR part 800. We believe this general
condition should have a more general
reference to the Corps Regulatory
Program’s current procedures for section
106 compliance, since we are using
Appendix C, the revised interim
guidance, and other guidance for section
106 compliance.
GC 21. Designated Critical Resource
Waters. (Formerly general condition 19.)
We are proposing to modify this general
condition to clarify the types of areas
subject to the GC by altering how
NOAA’s marine sanctuaries are
described, which categories of critical
resource waters are always subject to
this general condition, and which
categories of critical resource waters can
be designated by a district engineer after
a public notice and comment process.
This general condition will also specify
that state-designated outstanding
national resource waters are intended
for inclusion in the general condition.
We also propose making state natural
heritage sites subject to the district
engineer’s designation process in order
to provide the public an opportunity to
comment on a proposed designation of
new critical resource waters and any
effects the designation of those waters
will have on local NWP program
implementation. States may request the
district engineer to consider designating
state natural heritage sites as critical
resource waters subject to this general
condition. For those NWPs listed in
paragraph (b), district engineers
determine on a case-by-case basis
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whether special permit conditions are
needed to protect critical resource
waters, or whether discretionary
authority to require an individual
permit should be exercised.
We are proposing to add proposed
new NWPs A and B to the list of NWPs
in paragraph (a) that cannot be used to
authorize activities in designated
critical resource waters.
GC 22. Mitigation. (Formerly general
condition 20.) We are proposing to
modify paragraph (g) so it better reflects
our compensatory mitigation regulations
at 33 CFR part 332. Specifically, we
would replace the word ‘‘arrangements’’
with ‘‘programs’’ in describing in-lieu
fee programs. We are also proposing to
replace the phrase ‘‘activity-specific’’
with ‘‘permittee-responsible’’ when
referring to compensatory mitigation
implemented by the permittee. Another
proposed change is the addition of a
provision stating that for activities
resulting in the loss of marine or
estuarine resources, permitteeresponsible compensatory mitigation
may be environmentally preferable if
there are no mitigation banks or in-lieu
fee programs in the area that have
marine or estuarine credits available for
sale or transfer to the permittee. This
will encourage the use of in-kind
mitigation to compensate for the losses
of marine or estuarine resources. Lastly,
we propose to revise the last sentence of
paragraph (g) to state that the party
responsible for providing the required
permittee-responsible mitigation,
including any required long-term
management, shall be identified in the
special conditions of the NWP
verification.
GC 23. Safety of Impoundment
Structures. We are proposing to add this
general condition to clarify that district
engineers can request that a non-Federal
applicant demonstrate the proposed
impoundment structure is designed for
safety in accordance with 33 CFR
320.4(k).
GC 29. Compliance Certification.
(Formerly general condition 26.) We are
proposing to make minor changes to
clarify that the Corps provides the
permittee with the necessary document
to complete and return to the Corps as
the signed certification.
GC 30. Pre-Construction Notification.
(Formerly general condition 27.) We are
proposing to rearrange paragraph (d)(2)
to make it clearer that all NWP activities
resulting in the loss of greater than
1⁄2-acre of waters of the United States
require agency coordination. We are
also proposing to require agency
coordination for an NWP 21, 29, 39, 40,
42, 43, 50, A, or B PCN when the
proposed activity will result in the loss
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of greater than 1,000 linear feet of
intermittent and ephemeral stream bed.
This is a subset of cases where a waiver
by the district engineer is required for
a loss of greater than 300 linear feet of
intermittent and ephemeral stream bed.
The Corps believes that the addition of
this coordination requirement for a
subset of waivers, along with the added
requirement of written minimal adverse
effects determinations for all waivers
and further specification of factors that
need to be taken into account in
minimal effects determinations (see
below), appropriately balances the need
to ensure that any waiver does not result
in more than minimal adverse effects,
individually and cumulatively, with the
regulated public’s expectation that the
Corps will issue NWP verifications in a
timely manner. The Corps requests
comment on this approach for
strengthening the waiver provisions of
the affected NWPs.
In paragraph (e), we are proposing to
clarify that the district engineer must
make a written determination of
minimal adverse effects before waiving
the 300 linear foot limit on impacts to
intermittent or ephemeral streams or an
otherwise applicable limit, as provided
for in NWPs 13, 21, 29, 36, 39, 40, 42,
43, 44, 50, A or B. More generally, we
are also proposing to clarify that the
district engineer is to consider direct
and indirect effects caused by the NWP
activity when determining if an NWP
activity results in minimal adverse
effects on the aquatic environment,
individually and cumulatively.
Specifically, we are proposing to add
this language after the first sentence of
paragraph (e)(1): ‘‘If an applicant
requests a waiver of the 300 linear foot
limit on impacts to intermittent or
ephemeral streams or an otherwise
applicable limit, as provided for in
NWPs 13, 21, 29, 36, 39, 40, 42, 43, 44,
50, A or B, the district engineer will
only grant the waiver upon a written
determination that the discharge will
result in minimal adverse effects. When
making minimal effects determinations
the district engineer will consider the
direct and indirect effects caused by the
NWP activity.’’
We are also proposing to add language
to paragraph (e)(1) that describes factors
to consider when making minimal
effects determinations for the purposes
of the NWPs. Functional assessments
may be used to make minimal effects
determinations, if appropriate methods
are available and practicable to use for
a particular NWP activity. District
engineers may also add special
conditions to NWP authorizations to
address site-specific environmental
concerns and impose requirements to
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estimated 3,300 hours per year for 300
PCNs. This is based on an average
burden to complete and submit a PCN
Discussion of Proposed Modifications to
of 11 hours. However, activities that
Existing Nationwide Permit Definitions
would be authorized by the two
We are proposing changes to some of
proposed new NWPs are currently
the NWP definitions. If a definition is
authorized by alternative forms of
not discussed below, we are not
Department of the Army (DA) permits
proposing any substantive changes to
(i.e., standard permits, letters of
that definition.
permission, or regional general permits),
Compensatory Mitigation. We are
with many needing a standard permit
proposing to modify this definition to be application which requires an average
consistent with the definition of this
burden of 11 hours to complete and
term found in 33 CFR 332.2.
submit. Since the paperwork burden is
Re-establishment. We are proposing to similar for standard permit applications
modify this definition by adding ‘‘and
and PCNs, we anticipate no additional
functions’’ to the end of the last sentence paperwork burden if the two proposed
in order to be consistent with the
NWPs are issued. Similarly, we
definition of this term found in 33 CFR
anticipate no additional burden from
332.2.
the increased information required in a
Single and Complete Project. We are
PCN for NWP 48 because the same
proposing to modify this definition by
information is currently being requested
splitting it into two definitions
through the reporting requirement,
pertaining to linear (Single and
which we are proposing to eliminate.
Complete Linear Projects) and nonProspective permittees who are required
linear (Single and Complete Non-Linear to submit a PCN for a particular NWP,
Projects) projects in order to clarify how or who are requesting verification that a
the ‘‘independent utility’’ test applies to
particular activity qualifies for NWP
non-linear projects.
authorization, may use the current
standard Department of the Army
Discussion of New Proposed
permit application form.
Nationwide Permit Definitions
An agency may not conduct or
We are proposing to add three new
sponsor, and a person is not required to
definitions to assist those using the
respond to, a collection of information
nationwide permits. As discussed
unless it displays a currently valid
above, we are proposing separate
Office of Management and Budget
definitions of the terms ‘‘single and
(OMB) control number. For the Corps
complete linear project’’ and ‘‘single and Regulatory Program under Section 10 of
complete non-linear project.’’ We are
the Rivers and Harbors Act of 1899,
also proposing to add a definition of the Section 404 of the Clean Water Act, and
term ‘‘high tide line.’’ The definition of
Section 103 of the Marine Protection,
‘‘high tide line’’ is adapted from the
Research and Sanctuaries Act of 1972,
definition at 33 CFR 328.3(d).
the current OMB approval number for
information collection requirements is
Administrative Requirements
maintained by the Corps of Engineers
Plain Language
(OMB approval number 0710–0003,
In compliance with the principles in
which expires on August 31, 2012).
the President’s Memorandum of June 1,
Executive Order 12866
1998, (63 FR 31855) regarding plain
Under Executive Order 12866 (58 FR
language, this preamble is written using
51735, October 4, 1993), we must
plain language. The use of ‘‘we’’ in this
determine whether the regulatory action
notice refers to the Corps. We have also
is ‘‘significant’’ and therefore subject to
used the active voice, short sentences,
review by OMB and the requirements of
and common everyday terms except for
the Executive Order. The Executive
necessary technical terms.
Order defines ‘‘significant regulatory
Paperwork Reduction Act
action’’ as one that is likely to result in
The proposed NWPs will increase the a rule that may:
number of permittees who are required
(1) Have an annual effect on the
to submit a PCN. The content of the
economy of $100 million or more or
PCN is not changed from the current
adversely affect in a material way the
NWPs, except for NWP 48, where
economy, a sector of the economy,
information from the current reporting
productivity, competition, jobs, the
requirement is being moved into the
environment, public health or safety, or
PCN, but the paperwork burden will
State, local, or Tribal governments or
increase because of the increased
communities;
(2) Create a serious inconsistency or
number of PCNs submitted. For the two
otherwise interfere with an action taken
new proposed NWPs A and B, the
or planned by another agency;
paperwork burden would be an
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ensure that authorized activities result
in minimal adverse effects.
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(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, we have determined that
the proposed rule is a ‘‘significant
regulatory action’’ and the draft rule was
submitted to OMB for review.
Executive Order 13132
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires the Corps to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ The proposed issuance
and modification of NWPs does not
have federalism implications. We do not
believe that the proposed NWPs will
have substantial direct effects on the
States, on the relationship between the
Federal government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. The proposed
NWPs will not impose any additional
substantive obligations on State or local
governments. Therefore, Executive
Order 13132 does not apply to this
proposal.
Regulatory Flexibility Act, as Amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996,
5 U.S.C. 601 et seq.
The Regulatory Flexibility Act
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice-and-comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of the proposed issuance and
modification of NWPs on small entities,
a small entity is defined as: (1) A small
business based on Small Business
Administration size standards; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district, or special district with a
population of less than 50,000; or (3) a
small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
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The statues under which the Corps
issues, reissues, or modifies nationwide
permits are Section 404(e) of the Clean
Water Act (33 U.S.C. 1344(e)) and
Section 10 of the Rivers and Harbors Act
of 1899 (33 U.S.C. 403). Under section
404, Department of the Army (DA)
permits are required for discharges of
dredged or fill material into waters of
the United States. Under section 10, DA
permits are required for any structures
or other work that affect the course,
location, or condition of navigable
waters of the United States. Small
entities proposing to discharge dredged
or fill material into waters of the United
States and/or conduct work in navigable
waters of the United States must obtain
DA permits to conduct those activities,
unless a particular activity is exempt
from those permit requirements.
Individual permits and general permits
can be issued by the Corps to satisfy the
permit requirements of these two
statutes. Nationwide permits are a form
of general permit issued by the Chief of
Engineers.
Nationwide permits automatically
expire and become null and void if they
are not modified or reissued within five
years of their effective date (see 33 CFR
330.6(b)). Furthermore, Section 404(e) of
the Clean Water Act states that general
permits, including NWPs, can be issued
for no more than five years. If the
current NWPs are not reissued, they will
expire on March 18, 2012, and small
entities and other project proponents
would be required to obtain alternative
forms of DA permits (i.e., standard
permits, letters of permission, or
regional general permits) for activities
involving discharges of dredged or fill
material into waters of the United States
or structures or work in navigable
waters of the United States. Regional
general permits that authorize similar
activities as the NWPs may be available
in some geographic areas, but small
entities conducting regulated activities
outside those geographic areas would
have to obtain individual permits for
activities that require DA permits.
When compared to the compliance
costs for individual permits, most of the
terms and conditions of the proposed
NWPs are expected to result in
decreases in the costs of complying with
the permit requirements of sections 10
and 404. The anticipated decrease in
compliance cost results from the lower
cost of obtaining NWP authorization
instead of standard permits. Unlike
standard permits, NWPs authorize
activities without the requirement for
public notice and comment on each
proposed activity.
Another requirement of Section 404(e)
of the Clean Water Act is that general
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permits, including nationwide permits,
authorize only those activities that
result in minimal adverse
environmental effects, individually and
cumulatively. The terms and conditions
of the NWPs, such as acreage or linear
foot limits, are imposed to ensure that
the NWPs authorize only those activities
that result in minimal adverse effects on
the aquatic environment and other
public interest review factors.
After considering the economic
impacts of the proposed nationwide
permits on small entities, I certify that
this action will not have a significant
impact on a substantial number of small
entities. Small entities may obtain
required DA authorizations through the
NWPs, in cases where there are
applicable NWPs authorizing those
activities and the proposed work will
result in minimal adverse effects on the
aquatic environment and other public
interest review factors. The terms and
conditions of the revised NWPs will not
impose substantially higher costs on
small entities than those of the existing
NWPs. If an NWP is not available to
authorize a particular activity, then
another form of DA authorization, such
as an individual permit or regional
general permit, must be secured.
However, as noted above, we expect a
slight to moderate increase in the
number of activities than can be
authorized through NWPs, because we
are adding two new NWPs, and we are
removing some limitations in existing
NWPs and replacing them with PCN
requirements that will allow the district
engineer to judge whether any adverse
effects of the proposed project are more
than minimal, and authorize the project
under an NWP if they are not.
We are interested in the potential
impacts of the proposed NWPs on small
entities and welcome comments on
issues related to such impacts.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under Section 202 of the UMRA,
the agencies generally must prepare a
written statement, including a costbenefit analysis, for proposed and final
rules with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and Tribal governments, in the
aggregate, or to the private sector, of
$100 million or more in any one year.
Before promulgating a rule for which a
written statement is needed, Section 205
of the UMRA generally requires the
agencies to identify and consider a
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reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows an agency
to adopt an alternative other than the
least costly, most cost-effective, or least
burdensome alternative if the agency
publishes with the final rule an
explanation why that alternative was
not adopted. Before an agency
establishes any regulatory requirements
that may significantly or uniquely affect
small governments, including Tribal
governments, it must have developed,
under Section 203 of the UMRA, a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of regulatory proposals
with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
We have determined that the
proposed NWPs do not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
in the aggregate, or the private sector in
any one year. The proposed NWPs are
generally consistent with current agency
practice, do not impose new substantive
requirements and therefore do not
contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and Tribal
governments, in the aggregate, or the
private sector in any one year.
Therefore, this proposal is not subject to
the requirements of Sections 202 and
205 of the UMRA. For the same reasons,
we have determined that the proposed
NWPs contain no regulatory
requirements that might significantly or
uniquely affect small governments.
Therefore, the proposed issuance and
modification of NWPs is not subject to
the requirements of Section 203 of
UMRA.
Executive Order 13045
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
we have reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
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we must evaluate the environmental
health or safety effects of the proposed
rule on children, and explain why the
regulation is preferable to other
potentially effective and reasonably
feasible alternatives.
The proposed NWPs are not subject to
this Executive Order because they are
not economically significant as defined
in Executive Order 12866. In addition,
the proposed NWPs do not concern an
environmental health or safety risk that
we have reason to believe may have a
disproportionate effect on children.
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Executive Order 13175
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 6, 2000), requires
agencies to develop an accountable
process to ensure ‘‘meaningful and
timely input by tribal officials in the
development of regulatory policies that
have tribal implications.’’ The phrase
‘‘policies that have tribal implications’’
is defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on one or
more Indian tribes, on the relationship
between the Federal government and
the Indian tribes, or on the distribution
of power and responsibilities between
the Federal government and Indian
tribes.’’
The proposal to issue NWPs does not
have tribal implications. It is generally
consistent with current agency practice
and will not have substantial direct
effects on tribal governments, on the
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes.
Therefore, Executive Order 13175 does
not apply to this proposal. However, in
the spirit of Executive Order 13175, we
specifically request comment from
Tribal officials on the proposed rule.
Each Corps district will be conducting
government-to-government consultation
with Tribes, to identify regional
conditions or other local NWP
modifications that may be necessary to
protect aquatic resources of interest to
Tribes, as part of the Corps
responsibility to protect trust resources.
Environmental Documentation
A draft decision document, which
includes a draft environmental
assessment and Finding of No
Significant Impact (FONSI) has been
prepared for each proposed NWP. These
draft decision documents are available
at: https://www.regulations.gov (docket
ID number COE–2010–0035). They are
also available by contacting
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Headquarters, U.S. Army Corps of
Engineers, Operations and Regulatory
Community of Practice, 441 G Street,
NW., Washington, DC 20314–1000.
Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. We will submit a
report containing the final NWPs and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States. A major
rule cannot take effect until 60 days
after it is published in the Federal
Register. The proposed NWPs are not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
Executive Order 12898
Executive Order 12898 requires that,
to the greatest extent practicable and
permitted by law, each Federal agency
must make achieving environmental
justice part of its mission. Executive
Order 12898 provides that each Federal
agency conduct its programs, policies,
and activities that substantially affect
human health or the environment in a
manner that ensures that such programs,
policies, and activities do not have the
effect of excluding persons (including
populations) from participation in,
denying persons (including
populations) the benefits of, or
subjecting persons (including
populations) to discrimination under
such programs, policies, and activities
because of their race, color, or national
origin.
The proposed NWPs are not expected
to negatively impact any community,
and therefore are not expected to cause
any disproportionately high and adverse
impacts to minority or low-income
communities.
Executive Order 13211
The proposed NWPs are not a
‘‘significant energy action’’ as defined in
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001) because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
Authority
We are proposing to issue new NWPs,
modify existing NWPs, and reissue
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NWPs without change under the
authority of Section 404(e) of the Clean
Water Act (33 U.S.C. 1344) and Section
10 of the Rivers and Harbors Act of 1899
(33 U.S.C. 401 et seq.).
Dated: February 9, 2011.
MG William T. Grisoli,
Deputy Commanding General for Civil and
Emergency Operations.
Nationwide Permits, Conditions,
Further Information, and Definitions
A. Index of Nationwide Permits,
Conditions, Further Information, and
Definitions Nationwide Permits
1. Aids to Navigation
2. Structures in Artificial Canals
3. Maintenance
4. Fish and Wildlife Harvesting,
Enhancement, and Attraction Devices and
Activities
5. Scientific Measurement Devices
6. Survey Activities
7. Outfall Structures and Associated Intake
Structures
8. Oil and Gas Structures on the Outer
Continental Shelf
9. Structures in Fleeting and Anchorage
Areas
10. Mooring Buoys
11. Temporary Recreational Structures
12. Utility Line Activities
13. Bank Stabilization
14. Linear Transportation Projects
15. U.S. Coast Guard Approved Bridges
16. Return Water From Upland Contained
Disposal Areas
17. Hydropower Projects
18. Minor Discharges
19. Minor Dredging
20. Response Operations for Oil and
Hazardous Substances
21. Surface Coal Mining Activities
22. Removal of Vessels
23. Approved Categorical Exclusions
24. Indian Tribe or State Administered
Section 404 Programs
25. Structural Discharges
26. [Reserved]
27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities
28. Modifications of Existing Marinas
29. Residential Developments
30. Moist Soil Management for Wildlife
31. Maintenance of Existing Flood Control
Facilities
32. Completed Enforcement Actions
33. Temporary Construction, Access, and
Dewatering
34. Cranberry Production Activities
35. Maintenance Dredging of Existing Basins
36. Boat Ramps
37. Emergency Watershed Protection and
Rehabilitation
38. Cleanup of Hazardous and Toxic Waste
39. Commercial and Institutional
Developments
40. Agricultural Activities
41. Reshaping Existing Drainage Ditches
42. Recreational Facilities
43. Stormwater Management Facilities
44. Mining Activities
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45. Repair of Uplands Damaged by Discrete
Events
46. Discharges in Ditches
47. [Reserved]
48. Existing Commercial Shellfish
Aquaculture Activities
49. Coal Remining Activities
50. Underground Coal Mining Activities
A. Land-Based Renewable Energy Generation
Facilities
B. Water-Based Renewable Energy
Generation Pilot Projects
Nationwide Permit General Conditions
1. Navigation
2. Aquatic Life Movements
3. Spawning Areas
4. Migratory Bird Breeding Areas
5. Shellfish Beds
6. Suitable Material
7. Water Supply Intakes
8. Adverse Effects from Impoundments
9. Management of Water Flows
10. Fills Within 100-Year Floodplains
11. Equipment
12. Soil Erosion and Sediment Controls
13. Removal of Temporary Fills
14. Discovery of Previously Unknown
Remains and Artifacts
15. Proper Maintenance
16. Single and Complete Project
17. Wild and Scenic Rivers
18. Tribal Rights
19. Endangered Species
20. Historic Properties
21. Designated Critical Resource Waters
22. Mitigation
23. Safety of Impoundment Structures
24. Water Quality
25. Coastal Zone Management
26. Regional and Case-by-Case Conditions
27. Use of Multiple Nationwide Permits
28. Transfer of Nationwide Permit
Verifications
29. Compliance Certification
30. Pre-Construction Notification
Further Information
Definitions
Best management practices (BMPs)
Compensatory mitigation
Currently serviceable
Discharge
Enhancement
Ephemeral stream
Establishment (creation)
High Tide Line
Historic property
Independent utility
Intermittent stream
Loss of waters of the United States
Non-tidal wetland
Open water
Ordinary high water mark
Perennial stream
Practicable
Pre-construction notification
Preservation
Re-establishment
Rehabilitation
Restoration
Riffle and pool complex
Riparian areas
Shellfish seeding
Single and complete linear project
Single and complete non-linear project
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Stormwater management
Stormwater management facilities
Stream bed
Stream channelization
Structure
Tidal wetland
Vegetated shallows
Waterbody
B. Nationwide Permits
1. Aids to Navigation. The placement
of aids to navigation and regulatory
markers which are approved by and
installed in accordance with the
requirements of the U.S. Coast Guard
(see 33 CFR, chapter I, subchapter C,
part 66). (Section 10)
2. Structures in Artificial Canals.
Structures constructed in artificial
canals within principally residential
developments where the connection of
the canal to a navigable water of the
United States has been previously
authorized (see 33 CFR 322.5(g)).
(Section 10)
3. Maintenance. (a) The repair,
rehabilitation, or replacement of any
previously authorized, currently
serviceable structure, or fill, or of any
currently serviceable structure or fill
authorized by 33 CFR 330.3, provided
that the structure or fill is not to be put
to uses differing from those uses
specified or contemplated for it in the
original permit or the most recently
authorized modification. Minor
deviations in the structure’s
configuration or filled area, including
those due to changes in materials,
construction techniques, or current
construction codes or safety standards
that are necessary to make the repair,
rehabilitation, or replacement are
authorized. Any stream channel
modification is limited to the minimum
necessary for the repair, rehabilitation,
or replacement of the structure or fill;
such modifications must be
immediately adjacent to the project.
This NWP also authorizes the repair,
rehabilitation, or replacement of those
structures or fills destroyed or damaged
by storms, floods, fire or other discrete
events, provided the repair,
rehabilitation, or replacement is
commenced, or is under contract to
commence, within two years of the date
of their destruction or damage. In cases
of catastrophic events, such as
hurricanes or tornadoes, this two-year
limit may be waived by the district
engineer, provided the permittee can
demonstrate funding, contract, or other
similar delays.
(b) This NWP also authorizes the
removal of accumulated sediments and
debris in the vicinity of and within
existing structures (e.g., bridges,
culverted road crossings, water intake
structures, etc.) and/or the placement of
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new or additional riprap to protect the
structure. The removal of sediment is
limited to the minimum necessary to
restore the waterway in the immediate
vicinity of the structure to the
approximate dimensions that existed
when the structure was built, but cannot
extend further than 200 feet in any
direction from the structure. This 200
foot limit does not apply to maintenance
dredging to remove accumulated
sediments blocking or restricting outfall
and intake structures or to maintenance
dredging to remove accumulated
sediments from canals associated with
outfall and intake structures. All
dredged or excavated materials must be
deposited and retained in an upland
area unless otherwise specifically
approved by the district engineer under
separate authorization. The placement
of riprap must be the minimum
necessary to protect the structure or to
ensure the safety of the structure. Any
bank stabilization measures not directly
associated with the structure will
require a separate authorization from
the district engineer.
(c) This NWP also authorizes
temporary structures, fills, and work
necessary to conduct the maintenance
activity. Appropriate measures must be
taken to maintain normal downstream
flows and minimize flooding to the
maximum extent practicable, when
temporary structures, work, and
discharges, including cofferdams, are
necessary for construction activities,
access fills, or dewatering of
construction sites. Temporary fills must
consist of materials, and be placed in a
manner, that will not be eroded by
expected high flows. Temporary fills
must be removed in their entirety and
the affected areas returned to preconstruction elevations. The areas
affected by temporary fills must be
revegetated, as appropriate.
(d) This NWP does not authorize
maintenance dredging for the primary
purpose of navigation. This NWP does
not authorize beach restoration. This
NWP does not authorize new stream
channelization or stream relocation
projects.
Notification: For activities authorized
by paragraph (b) of this NWP, the
permittee must submit a preconstruction notification to the district
engineer prior to commencing the
activity (see general condition 30). The
pre-construction notification must
include information regarding the
original design capacities and
configurations of the outfalls, intakes,
small impoundments, and canals.
(Sections 10 and 404)
Note: This NWP authorizes the repair,
rehabilitation, or replacement of any
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previously authorized structure or fill
that does not qualify for the Clean Water
Act Section 404(f) exemption for
maintenance.
4. Fish and Wildlife Harvesting,
Enhancement, and Attraction Devices
and Activities. Fish and wildlife
harvesting devices and activities such as
pound nets, crab traps, crab dredging,
eel pots, lobster traps, duck blinds, and
clam and oyster digging, and small fish
attraction devices such as open water
fish concentrators (sea kites, etc.). This
NWP does not authorize artificial reefs
or impoundments and semiimpoundments of waters of the United
States for the culture or holding of
motile species such as lobster, or the use
of covered oyster trays or clam racks.
(Sections 10 and 404)
5. Scientific Measurement Devices.
Devices, whose purpose is to measure
and record scientific data, such as staff
gages, tide and current gages,
meteorological stations, water recording
and biological observation devices,
water quality testing and improvement
devices, and similar structures. Small
weirs and flumes constructed primarily
to record water quantity and velocity are
also authorized provided the discharge
is limited to 25 cubic yards. Upon
completion of the study, the measuring
device and any other structures or fills
associated with that device (e.g.,
anchors, buoys, lines, etc.) must be
removed and, to the maximum extent
practicable, the site must be restored to
pre-construction elevations. (Sections
10 and 404)
6. Survey Activities. Survey activities,
such as core sampling, seismic
exploratory operations, plugging of
seismic shot holes and other
exploratory-type bore holes, exploratory
trenching, soil surveys, sampling, and
historic resources surveys. For the
purposes of this NWP, the term
‘‘exploratory trenching’’ means
mechanical land clearing of the upper
soil profile to expose bedrock or
substrate, for the purpose of mapping or
sampling the exposed material. The area
in which the exploratory trench is dug
must be restored to its pre-construction
elevation upon completion of the work
and must not drain a water of the
United States. In wetlands, the top 6 to
12 inches of the trench should normally
be backfilled with topsoil from the
trench. This NWP authorizes the
construction of temporary pads,
provided the discharge does not exceed
1⁄10-acre in waters of the U.S. discharges
and structures associated with the
recovery of historic resources are not
authorized by this NWP. Drilling and
the discharge of excavated material from
test wells for oil and gas exploration are
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not authorized by this NWP; the
plugging of such wells is authorized.
Fill placed for roads and other similar
activities is not authorized by this NWP.
The NWP does not authorize any
permanent structures. The discharge of
drilling mud and cuttings may require a
permit under Section 402 of the Clean
Water Act. (Sections 10 and 404)
7. Outfall Structures and Associated
Intake Structures. Activities related to
the construction or modification of
outfall structures and associated intake
structures, where the effluent from the
outfall is authorized, conditionally
authorized, or specifically exempted by,
or that are otherwise in compliance with
regulations issued under the National
Pollutant Discharge Elimination System
Program (Section 402 of the Clean Water
Act). The construction of intake
structures is not authorized by this
NWP, unless they are directly associated
with an authorized outfall structure.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
8. Oil and Gas Structures on the Outer
Continental Shelf. Structures for the
exploration, production, and
transportation of oil, gas, and minerals
on the outer continental shelf within
areas leased for such purposes by the
Department of the Interior, Bureau of
Ocean Energy Management, Regulation,
and Enforcement. Such structures shall
not be placed within the limits of any
designated shipping safety fairway or
traffic separation scheme, except
temporary anchors that comply with the
fairway regulations in 33 CFR 322.5(l).
The district engineer will review such
proposals to ensure compliance with the
provisions of the fairway regulations in
33 CFR 322.5(l). Any Corps review
under this NWP will be limited to the
effects on navigation and national
security in accordance with 33 CFR
322.5(f). Such structures will not be
placed in established danger zones or
restricted areas as designated in 33 CFR
part 334, nor will such structures be
permitted in EPA or Corps designated
dredged material disposal areas.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Section 10)
9. Structures in Fleeting and
Anchorage Areas. Structures, buoys,
floats and other devices placed within
anchorage or fleeting areas to facilitate
moorage of vessels where the U.S. Coast
Guard has established such areas for
that purpose. (Section 10)
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10. Mooring Buoys. Non-commercial,
single-boat, mooring buoys. (Section 10)
11. Temporary Recreational
Structures. Temporary buoys, markers,
small floating docks, and similar
structures placed for recreational use
during specific events such as water
skiing competitions and boat races or
seasonal use, provided that such
structures are removed within 30 days
after use has been discontinued. At
Corps of Engineers reservoirs, the
reservoir manager must approve each
buoy or marker individually. (Section
10)
12. Utility Line Activities. Activities
required for the construction,
maintenance, repair, and removal of
utility lines and associated facilities in
waters of the United States, provided
the activity does not result in the loss
of greater than 1⁄2-acre of waters of the
United States.
Utility lines: This NWP authorizes the
construction, maintenance, or repair of
utility lines, including outfall and
intake structures, and the associated
excavation, backfill, or bedding for the
utility lines, in all waters of the United
States, provided there is no change in
pre-construction contours. A ‘‘utility
line’’ is defined as any pipe or pipeline
for the transportation of any gaseous,
liquid, liquescent, or slurry substance,
for any purpose, and any cable, line, or
wire for the transmission for any
purpose of electrical energy, telephone,
and telegraph messages, and radio and
television communication. The term
‘‘utility line’’ does not include activities
that drain a water of the United States,
such as drainage tile or french drains,
but it does apply to pipes conveying
drainage from another area.
Material resulting from trench
excavation may be temporarily sidecast
into waters of the United States for no
more than three months, provided the
material is not placed in such a manner
that it is dispersed by currents or other
forces. The district engineer may extend
the period of temporary side casting for
no more than a total of 180 days, where
appropriate. In wetlands, the top 6 to 12
inches of the trench should normally be
backfilled with topsoil from the trench.
The trench cannot be constructed or
backfilled in such a manner as to drain
waters of the United States (e.g.,
backfilling with extensive gravel layers,
creating a french drain effect). Any
exposed slopes and stream banks must
be stabilized immediately upon
completion of the utility line crossing of
each waterbody.
Utility line substations: This NWP
authorizes the construction,
maintenance, or expansion of substation
facilities associated with a power line or
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utility line in non-tidal waters of the
United States, provided the activity, in
combination with all other activities
included in one single and complete
project, does not result in the loss of
greater than 1⁄2-acre of waters of the
United States. This NWP does not
authorize discharges into non-tidal
wetlands adjacent to tidal waters of the
United States to construct, maintain, or
expand substation facilities.
Foundations for overhead utility line
towers, poles, and anchors: This NWP
authorizes the construction or
maintenance of foundations for
overhead utility line towers, poles, and
anchors in all waters of the United
States, provided the foundations are the
minimum size necessary and separate
footings for each tower leg (rather than
a larger single pad) are used where
feasible.
Access roads: This NWP authorizes
the construction of access roads for the
construction and maintenance of utility
lines, including overhead power lines
and utility line substations, in non-tidal
waters of the United States, provided
the activity, in combination with all
other activities included in one single
and complete project, does not cause the
loss of greater than 1⁄2-acre of non-tidal
waters of the United States. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters
for access roads. Access roads must be
the minimum width necessary (see Note
2, below). Access roads must be
constructed so that the length of the
road minimizes any adverse effects on
waters of the United States and must be
as near as possible to pre-construction
contours and elevations (e.g., at grade
corduroy roads or geotextile/gravel
roads). Access roads constructed above
pre-construction contours and
elevations in waters of the United States
must be properly bridged or culverted to
maintain surface flows.
This NWP may authorize utility lines
in or affecting navigable waters of the
United States even if there is no
associated discharge of dredged or fill
material (See 33 CFR Part 322).
Overhead utility lines constructed over
section 10 waters and utility lines that
are routed in or under section 10 waters
without a discharge of dredged or fill
material require a section 10 permit.
This NWP also authorizes temporary
structures, fills, and work necessary to
conduct the utility line activity.
Appropriate measures must be taken to
maintain normal downstream flows and
minimize flooding to the maximum
extent practicable, when temporary
structures, work, and discharges,
including cofferdams, are necessary for
construction activities, access fills, or
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dewatering of construction sites.
Temporary fills must consist of
materials, and be placed in a manner,
that will not be eroded by expected high
flows. Temporary fills must be removed
in their entirety and the affected areas
returned to pre-construction elevations.
The areas affected by temporary fills
must be revegetated, as appropriate.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if any of the
following criteria are met: (1) The
activity involves mechanized land
clearing in a forested wetland for the
utility line right-of-way; (2) a section 10
permit is required; (3) the utility line in
waters of the United States, excluding
overhead lines, exceeds 500 feet; (4) the
utility line is placed within a
jurisdictional area (i.e., water of the
United States), and it runs parallel to a
stream bed that is within that
jurisdictional area; (5) discharges that
result in the loss of greater than 1⁄10-acre
of waters of the United States; (6)
permanent access roads are constructed
above grade in waters of the United
States for a distance of more than 500
feet; or (7) permanent access roads are
constructed in waters of the United
States with impervious materials. (See
general condition 30.) (Sections 10 and
404)
Note 1: Where the proposed utility line is
constructed or installed in navigable waters
of the United States (i.e., section 10 waters),
copies of the pre-construction notification
and NWP verification will be sent by the
Corps to the National Oceanic and
Atmospheric Administration (NOAA),
National Ocean Service (NOS), for charting
the utility line to protect navigation.
Note 2: Access roads used for both
construction and maintenance may be
authorized, provided they meet the terms and
conditions of this NWP. Access roads used
solely for construction of the utility line must
be removed upon completion of the work, in
accordance with the requirements for
temporary fills.
Note 3: Pipes or pipelines used to transport
gaseous, liquid, liquescent, or slurry
substances over navigable waters of the
United States are considered to be bridges,
not utility lines, and may require a permit
from the U.S. Coast Guard pursuant to
Section 9 of the Rivers and Harbors Act of
1899. However, any discharges of dredged or
fill material into waters of the United States
associated with such pipelines will require a
section 404 permit (see NWP 15).
13. Bank Stabilization. Bank
stabilization activities necessary for
erosion prevention, provided the
activity meets all of the following
criteria:
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(a) No material is placed in excess of
the minimum needed for erosion
protection;
(b) The activity is no more than 500
feet in length along the bank, unless the
district engineer waives this criterion by
making a written determination
concluding that the discharge will result
in minimal adverse effects;
(c) The activity will not exceed an
average of one cubic yard per running
foot placed along the bank below the
plane of the ordinary high water mark
or the high tide line, unless the
permittee utilizes bioengineering
techniques to accomplish the bank
stabilization;
(d) The activity does not involve
discharges of dredged or fill material
into special aquatic sites, unless the
district engineer waives this criterion by
making a written determination
concluding that the discharge will result
in minimal adverse effects;
(e) No material is of the type, or is
placed in any location, or in any
manner, to impair surface water flow
into or out of any water of the United
States;
(f) No material is placed in a manner
that will be eroded by normal or
expected high flows (properly anchored
trees and treetops may be used in low
energy areas); and,
(g) The activity is not a stream
channelization activity.
This NWP also authorizes temporary
structures, fills, and work necessary to
construct the bank stabilization activity.
Appropriate measures must be taken to
maintain normal downstream flows and
minimize flooding to the maximum
extent practicable, when temporary
structures, work, and discharges,
including cofferdams, are necessary for
construction activities, access fills, or
dewatering of construction sites.
Temporary fills must consist of
materials, and be placed in a manner,
that will not be eroded by expected high
flows. Temporary fills must be removed
in their entirety and the affected areas
returned to pre-construction elevations.
The areas affected by temporary fills
must be revegetated, as appropriate.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if the bank
stabilization activity: (1) Involves
discharges into special aquatic sites; or
(2) is in excess of 500 feet in length. (See
general condition 30.) (Sections 10 and
404)
14. Linear Transportation Projects.
Activities required for the construction,
expansion, modification, or
improvement of linear transportation
projects (e.g., roads, highways, railways,
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trails, airport runways, and taxiways) in
waters of the United States. For linear
transportation projects in non-tidal
waters, the discharge cannot cause the
loss of greater than 1⁄2-acre of waters of
the United States. For linear
transportation projects in tidal waters,
the discharge cannot cause the loss of
greater than 1⁄3-acre of waters of the
United States. Any stream channel
modification, including bank
stabilization, is limited to the minimum
necessary to construct or protect the
linear transportation project; such
modifications must be in the immediate
vicinity of the project.
This NWP also authorizes temporary
structures, fills, and work necessary to
construct the linear transportation
project. Appropriate measures must be
taken to maintain normal downstream
flows and minimize flooding to the
maximum extent practicable, when
temporary structures, work, and
discharges, including cofferdams, are
necessary for construction activities,
access fills, or dewatering of
construction sites. Temporary fills must
consist of materials, and be placed in a
manner, that will not be eroded by
expected high flows. Temporary fills
must be removed in their entirety and
the affected areas returned to preconstruction elevations. The areas
affected by temporary fills must be
revegetated, as appropriate.
This NWP cannot be used to authorize
non-linear features commonly
associated with transportation projects,
such as vehicle maintenance or storage
buildings, parking lots, train stations, or
aircraft hangars.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The loss
of waters of the United States exceeds
1⁄10-acre; or (2) there is a discharge in a
special aquatic site, including wetlands.
(See general condition 30.) (Sections 10
and 404)
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Note: Some discharges for the construction
of farm roads or forest roads, or temporary
roads for moving mining equipment, may
qualify for an exemption under Section 404(f)
of the Clean Water Act (see 33 CFR 323.4).
15. U.S. Coast Guard Approved
Bridges. Discharges of dredged or fill
material incidental to the construction
of a bridge across navigable waters of
the United States, including cofferdams,
abutments, foundation seals, piers, and
temporary construction and access fills,
provided the construction of the bridge
structure has been authorized by the
U.S. Coast Guard under Section 9 of the
Rivers and Harbors Act of 1899 and
other applicable laws. Causeways and
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approach fills are not included in this
NWP and will require a separate section
404 permit. (Sections 10 and 404)
16. Return Water From Upland
Contained Disposal Areas. Return water
from an upland contained dredged
material disposal area. The return water
from a contained disposal area is
administratively defined as a discharge
of dredged material by 33 CFR 323.2(d),
even though the disposal itself occurs
on the upland and does not require a
section 404 permit. This NWP satisfies
the technical requirement for a section
404 permit for the return water where
the quality of the return water is
controlled by the state through the
section 401 certification procedures.
The dredging activity may require a
section 404 permit (33 CFR 323.2(d)),
and will require a section 10 permit if
located in navigable waters of the
United States. (Section 404)
17. Hydropower Projects. Discharges
of dredged or fill material associated
with hydropower projects having: (a)
Less than 5,000 kW of total generating
capacity at existing reservoirs, where
the project, including the fill, is licensed
by the Federal Energy Regulatory
Commission (FERC) under the Federal
Power Act of 1920, as amended; or (b)
a licensing exemption granted by the
FERC pursuant to Section 408 of the
Energy Security Act of 1980 (16 U.S.C.
2705 and 2708) and Section 30 of the
Federal Power Act, as amended.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Section 404)
18. Minor Discharges. Minor
discharges of dredged or fill material
into all waters of the United States,
provided the activity meets all of the
following criteria:
(a) The quantity of discharged
material and the volume of area
excavated do not exceed 25 cubic yards
below the plane of the ordinary high
water mark or the high tide line;
(b) The discharge will not cause the
loss of more than 1⁄10-acre of waters of
the United States; and
(c) The discharge is not placed for the
purpose of a stream diversion.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
discharge or the volume of area
excavated exceeds 10 cubic yards below
the plane of the ordinary high water
mark or the high tide line, or (2) the
discharge is in a special aquatic site,
including wetlands. (See general
condition 30.) (Sections 10 and 404)
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19. Minor Dredging. Dredging of no
more than 25 cubic yards below the
plane of the ordinary high water mark
or the mean high water mark from
navigable waters of the United States
(i.e., section 10 waters). This NWP does
not authorize the dredging or
degradation through siltation of coral
reefs, sites that support submerged
aquatic vegetation (including sites
where submerged aquatic vegetation is
documented to exist but may not be
present in a given year), anadromous
fish spawning areas, or wetlands, or the
connection of canals or other artificial
waterways to navigable waters of the
United States (see 33 CFR 322.5(g)).
(Sections 10 and 404)
20. Response Operations for Oil and
Hazardous Substances. Activities
conducted in response to a discharge or
release of oil and hazardous substances
that are subject to the National Oil and
Hazardous Substances Pollution
Contingency Plan (40 CFR part 300)
including containment, cleanup, and
mitigation efforts, provided that the
activities are done under either: (1) The
Spill Control and Countermeasure Plan
required by 40 CFR 112.3; (2) the
direction or oversight of the Federal onscene coordinator designated by 40 CFR
part 300; or (3) any approved existing
state, regional or local contingency plan
provided that the Regional Response
Team (if one exists in the area) concurs
with the proposed response efforts. This
NWP also authorizes activities required
for the cleanup of oil releases in waters
of the United States from electrical
equipment that are governed by EPA’s
polychlorinated biphenyl spill response
regulations at 40 CFR part 761. This
NWP also authorizes the use of
temporary structures and fills in waters
of the U.S. for spill response training
exercises. (Sections 10 and 404)
21. Surface Coal Mining Activities.
We are seeking comment on the
following three options:
Option 1—Do not reissue NWP 21.
Option 2 (Preferred Option)—21.
Surface Coal Mining Activities.
Discharges of dredged or fill material
into waters of the United States
associated with surface coal mining and
reclamation operations provided the
activities are already authorized, or are
currently being processed by states with
approved programs under Title V of the
Surface Mining Control and
Reclamation Act of 1977 or as part of an
integrated permit processing procedure
by the Department of Interior (DOI),
Office of Surface Mining Reclamation
and Enforcement (OSMRE).
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
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the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into tidal
waters or non-tidal wetlands adjacent to
tidal waters.
This NWP does not authorize
discharges of dredged or fill material
into waters of the United States
associated with the construction of
valley fills.
Notification: The permittee must
submit a pre-construction notification to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 30.)
(Sections 10 and 404)
Option 3—21. Surface Coal Mining
Activities. Discharges of dredged or fill
material into waters of the United States
associated with surface coal mining and
reclamation operations provided the
activities are already authorized, or are
currently being processed by states with
approved programs under Title V of the
Surface Mining Control and
Reclamation Act of 1977 or as part of an
integrated permit processing procedure
by the Department of Interior (DOI),
Office of Surface Mining Reclamation
and Enforcement (OSMRE).
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into tidal
waters or non-tidal wetlands adjacent to
tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 30.)
(Sections 10 and 404)
22. Removal of Vessels. Temporary
structures or minor discharges of
dredged or fill material required for the
removal of wrecked, abandoned, or
disabled vessels, or the removal of manmade obstructions to navigation. This
NWP does not authorize maintenance
dredging, shoal removal, or riverbank
snagging.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
vessel is listed or eligible for listing in
the National Register of Historic Places;
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or (2) the activity is conducted in a
special aquatic site, including coral
reefs and wetlands. (See general
condition 30.) If condition 1 above is
triggered, the permittee cannot
commence the activity until informed
by the district engineer that compliance
with the ‘‘Historic Properties’’ general
condition is completed. (Sections 10
and 404)
Note 1: If a removed vessel is disposed of
in waters of the United States, a permit from
the U.S. EPA may be required (see 40 CFR
229.3). If a Department of the Army permit
is required for vessel disposal in waters of
the United States, separate authorization will
be required.
Note 2: Compliance with general condition
19, Endangered Species, and general
condition 20, Historic Properties, is required
for all NWPs. The concern with historic
properties is emphasized in the notification
requirements for this NWP because of the
likelihood that submerged vessels may be
historic properties.
23. Approved Categorical Exclusions.
Activities undertaken, assisted,
authorized, regulated, funded, or
financed, in whole or in part, by another
Federal agency or department where:
(a) That agency or department has
determined, pursuant to the Council on
Environmental Quality’s implementing
regulations for the National
Environmental Policy Act (40 CFR part
1500 et seq.), that the activity is
categorically excluded from
environmental documentation, because
it is included within a category of
actions, which neither individually nor
cumulatively have a significant effect on
the human environment; and
(b) The Office of the Chief of
Engineers (Attn: CECW–CO) has
concurred with that agency’s or
department’s determination that the
activity is categorically excluded and
approved the activity for authorization
under NWP 23.
The Office of the Chief of Engineers
may require additional conditions,
including pre-construction notification,
for authorization of an agency’s
categorical exclusions under this NWP.
Notification: Certain categorical
exclusions approved for authorization
under this NWP require the permittee to
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 30). The activities that require
pre-construction notification are listed
in the appropriate Regulatory Guidance
Letters. (Sections 10 and 404)
Note: The agency or department may
submit an application for an activity believed
to be categorically excluded to the Office of
the Chief of Engineers (Attn: CECW–CO).
Prior to approval for authorization under this
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NWP of any agency’s activity, the Office of
the Chief of Engineers will solicit public
comment. As of the date of issuance of this
NWP, agencies with approved categorical
exclusions are the: Bureau of Reclamation,
Federal Highway Administration, and U.S.
Coast Guard. Activities approved for
authorization under this NWP as of the date
of this notice are found in Corps Regulatory
Guidance Letter 05–07, which is available at:
https://www.usace.army.mil/CECW/Pages/
rglsindx.aspx. Any future approved
categorical exclusions will be announced in
Regulatory Guidance Letters and posted on
this same Web site.
24. Indian Tribe or State
Administered Section 404 Programs.
Any activity permitted by a state or
Indian Tribe administering its own
section 404 permit program pursuant to
33 U.S.C. 1344(g)–(l) is permitted
pursuant to Section 10 of the Rivers and
Harbors Act of 1899. (Section 10)
Note 1: As of the date of the promulgation
of this NWP, only New Jersey and Michigan
administer their own section 404 permit
programs.
Note 2: Those activities that do not involve
an Indian Tribe or State section 404 permit
are not included in this NWP, but certain
structures will be exempted by Section 154
of Public Law 94–587, 90 Stat. 2917 (33
U.S.C. 591) (see 33 CFR 322.4(b)).
25. Structural Discharges. Discharges
of material such as concrete, sand, rock,
etc., into tightly sealed forms or cells
where the material will be used as a
structural member for standard pile
supported structures, such as bridges,
transmission line footings, and
walkways, or for general navigation,
such as mooring cells, including the
excavation of bottom material from
within the form prior to the discharge of
concrete, sand, rock, etc. This NWP
does not authorize filled structural
members that would support buildings,
building pads, homes, house pads,
parking areas, storage areas and other
such structures. The structure itself may
require a section 10 permit if located in
navigable waters of the United States.
(Section 404)
26. [Reserved]
27. Aquatic Habitat Restoration,
Establishment, and Enhancement
Activities. Activities in waters of the
United States associated with the
restoration, enhancement, and
establishment of tidal and non-tidal
wetlands and riparian areas and the
restoration and enhancement of nontidal streams and other non-tidal open
waters, provided those activities result
in net increases in aquatic resource
functions and services.
To the extent that a Corps permit is
required, activities authorized by this
NWP include, but are not limited to:
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The removal of accumulated sediments;
the installation, removal, and
maintenance of small water control
structures, dikes, and berms; the
installation of current deflectors; the
enhancement, restoration, or
establishment of riffle and pool stream
structure; the placement of in-stream
habitat structures; modifications of the
stream bed and/or banks to restore or
establish stream meanders; the
backfilling of artificial channels and
drainage ditches; the removal of existing
drainage structures; the construction of
small nesting islands; the construction
of open water areas; the construction of
oyster habitat over unvegetated bottom
in tidal waters; shellfish seeding;
activities needed to reestablish
vegetation, including plowing or discing
for seed bed preparation and the
planting of appropriate wetland species;
mechanized land clearing to remove
non-native invasive, exotic, or nuisance
vegetation; the removal of small dams;
and other related activities. Only native
plant species should be planted at the
site.
This NWP authorizes the relocation of
non-tidal waters, including non-tidal
wetlands and streams, on the project
site provided there are net increases in
aquatic resource functions and services.
Except for the relocation of non-tidal
waters on the project site, this NWP
does not authorize the conversion of a
stream or natural wetlands to another
aquatic habitat type (e.g., stream to
wetland or vice versa) or uplands. This
NWP does not authorize stream
channelization. This NWP does not
authorize the relocation of tidal waters
or the conversion of tidal waters,
including tidal wetlands, to other
aquatic uses, such as the conversion of
tidal wetlands into open water
impoundments.
Reversion. For enhancement,
restoration, and establishment activities
conducted: (1) In accordance with the
terms and conditions of a binding
stream or wetland enhancement or
restoration agreement, or a wetland
establishment agreement, between the
landowner and the U.S. Fish and
Wildlife Service (FWS), the Natural
Resources Conservation Service (NRCS),
the Farm Service Agency (FSA), the
National Marine Fisheries Service
(NMFS), the National Ocean Service
(NOS), U.S. Forest Service (USFS), or
their designated state cooperating
agencies; (2) as voluntary wetland
restoration, enhancement, and
establishment actions documented by
the NRCS or USDA Technical Service
Provider pursuant to NRCS Field Office
Technical Guide standards; or (3) on
reclaimed surface coal mine lands, in
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accordance with a Surface Mining
Control and Reclamation Act permit
issued by the Office of Surface Mining
Reclamation and Enforcement (OSMRE)
or the applicable state agency, this NWP
also authorizes any future discharge of
dredged or fill material associated with
the reversion of the area to its
documented prior condition and use
(i.e., prior to the restoration,
enhancement, or establishment
activities). The reversion must occur
within five years after expiration of a
limited term wetland restoration or
establishment agreement or permit, and
is authorized in these circumstances
even if the discharge occurs after this
NWP expires. The five-year reversion
limit does not apply to agreements
without time limits reached between the
landowner and the FWS, NRCS, FSA,
NMFS, NOS, USFS, or an appropriate
state cooperating agency. This NWP also
authorizes discharges of dredged or fill
material in waters of the United States
for the reversion of wetlands that were
restored, enhanced, or established on
prior-converted cropland or on uplands,
in accordance with a binding agreement
between the landowner and NRCS, FSA,
FWS, or their designated state
cooperating agencies (even though the
restoration, enhancement, or
establishment activity did not require a
section 404 permit). The prior condition
will be documented in the original
agreement or permit, and the
determination of return to prior
conditions will be made by the Federal
agency or appropriate state agency
executing the agreement or permit.
Before conducting any reversion activity
the permittee or the appropriate Federal
or state agency must notify the district
engineer and include the documentation
of the prior condition. Once an area has
reverted to its prior physical condition,
it will be subject to whatever the Corps
Regulatory requirements are applicable
to that type of land at the time. The
requirement that the activity result in a
net increase in aquatic resource
functions and services does not apply to
reversion activities meeting the above
conditions. Except for the activities
described above, this NWP does not
authorize any future discharge of
dredged or fill material associated with
the reversion of the area to its prior
condition. In such cases a separate
permit would be required for any
reversion.
Reporting: For those activities that do
not require pre-construction
notification, the permittee must submit
to the district engineer a copy of: (1) The
binding stream enhancement or
restoration agreement or wetland
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enhancement, restoration, or
establishment agreement, or a project
description, including project plans and
location map; (2) the NRCS or USDA
Technical Service Provider
documentation for the voluntary stream
enhancement or restoration action or
wetland restoration, enhancement, or
establishment action; or (3) the SMCRA
permit issued by OSMRE or the
applicable state agency. These
documents must be submitted to the
district engineer at least 30 days prior to
commencing activities in waters of the
United States authorized by this NWP.
Notification. The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 30), except for the following
activities:
(1) Activities conducted on nonFederal public lands and private lands,
in accordance with the terms and
conditions of a binding stream
enhancement or restoration agreement
or wetland enhancement, restoration, or
establishment agreement between the
landowner and the U.S. FWS, NRCS,
FSA, NMFS, NOS, USFS or their
designated state cooperating agencies;
(2) Voluntary stream or wetland
restoration or enhancement action, or
wetland establishment action,
documented by the NRCS or USDA
Technical Service Provider pursuant to
NRCS Field Office Technical Guide
standards; or
(3) The reclamation of surface coal
mine lands, in accordance with an
SMCRA permit issued by the OSMRE or
the applicable state agency.
However, the permittee must submit a
copy of the appropriate documentation.
(Sections 10 and 404)
Note: This NWP can be used to authorize
compensatory mitigation projects, including
mitigation banks and in-lieu fee projects.
However, this NWP does not authorize the
reversion of an area used for a compensatory
mitigation project to its prior condition, since
compensatory mitigation is generally
intended to be permanent.
28. Modifications of Existing Marinas.
Reconfiguration of existing docking
facilities within an authorized marina
area. No dredging, additional slips, dock
spaces, or expansion of any kind within
waters of the United States is authorized
by this NWP. (Section 10)
29. Residential Developments.
Discharges of dredged or fill material
into non-tidal waters of the United
States for the construction or expansion
of a single residence, a multiple unit
residential development, or a residential
subdivision. This NWP authorizes the
construction of building foundations
and building pads and attendant
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features that are necessary for the use of
the residence or residential
development. Attendant features may
include but are not limited to roads,
parking lots, garages, yards, utility lines,
storm water management facilities,
septic fields, and recreation facilities
such as playgrounds, playing fields, and
golf courses (provided the golf course is
an integral part of the residential
development).
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
Subdivisions: For residential
subdivisions, the aggregate total loss of
waters of United States authorized by
this NWP cannot exceed 1⁄2-acre. This
includes any loss of waters of the
United States associated with
development of individual subdivision
lots.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
30. Moist Soil Management for
Wildlife. Discharges of dredged or fill
material into non-tidal waters of the
United States and maintenance
activities that are associated with moist
soil management for wildlife for the
purpose of continuing ongoing, sitespecific, wildlife management activities
where soil manipulation is used to
manage habitat and feeding areas for
wildlife. Such activities include, but are
not limited to, plowing or discing to
impede succession, preparing seed beds,
or establishing fire breaks. Sufficient
riparian areas must be maintained
adjacent to all open water bodies,
including streams to preclude water
quality degradation due to erosion and
sedimentation. This NWP does not
authorize the construction of new dikes,
roads, water control structures, or
similar features associated with the
management areas. The activity must
not result in a net loss of aquatic
resource functions and services. This
NWP does not authorize the conversion
of wetlands to uplands, impoundments,
or other open water bodies. (Section
404)
Note: The repair, maintenance, or
replacement of existing water control
structures or the repair or maintenance of
dikes may be authorized by NWP 3. Some
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such activities may qualify for an exemption
under Section 404(f) of the Clean Water Act
(see 33 CFR 323.4).
31. Maintenance of Existing Flood
Control Facilities. Discharges of dredged
or fill material resulting from activities
associated with the maintenance of
existing flood control facilities,
including debris basins, retention/
detention basins, levees, and channels
that: (i) Were previously authorized by
the Corps by individual permit, general
permit, or 33 CFR 330.3, or did not
require a permit at the time they were
constructed, or (ii) were constructed by
the Corps and transferred to a nonFederal sponsor for operation and
maintenance. Activities authorized by
this NWP are limited to those resulting
from maintenance activities that are
conducted within the ‘‘maintenance
baseline,’’ as described in the definition
below. Discharges of dredged or fill
materials associated with maintenance
activities in flood control facilities in
any watercourse that have previously
been determined to be within the
maintenance baseline are authorized
under this NWP. To the extent that a
Corps permit is required, this NWP
authorizes the removal of vegetation
from levees associated with the flood
control project. This NWP does not
authorize the removal of sediment and
associated vegetation from natural water
courses except when these activities
have been included in the maintenance
baseline. All dredged material must be
placed in an upland site or an
authorized disposal site in waters of the
United States, and proper siltation
controls must be used.
Maintenance Baseline: The
maintenance baseline is a description of
the physical characteristics (e.g., depth,
width, length, location, configuration, or
design flood capacity, etc.) of a flood
control project within which
maintenance activities are normally
authorized by NWP 31, subject to any
case-specific conditions required by the
district engineer. The district engineer
will approve the maintenance baseline
based on the approved or constructed
capacity of the flood control facility,
whichever is smaller, including any
areas where there are no constructed
channels but which are part of the
facility. The prospective permittee will
provide documentation of the physical
characteristics of the flood control
facility (which will normally consist of
as-built or approved drawings) and
documentation of the approved and
constructed design capacities of the
flood control facility. If no evidence of
the constructed capacity exists, the
approved capacity will be used. The
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documentation will also include best
management practices to ensure that the
impacts to the aquatic environment are
minimal, especially in maintenance
areas where there are no constructed
channels. (The Corps may request
maintenance records in areas where
there has not been recent maintenance.)
Revocation or modification of the final
determination of the maintenance
baseline can only be done in accordance
with 33 CFR 330.5. Except in
emergencies as described below, this
NWP cannot be used until the district
engineer approves the maintenance
baseline and determines the need for
mitigation and any regional or activityspecific conditions. Once determined,
the maintenance baseline will remain
valid for any subsequent reissuance of
this NWP. This NWP does not authorize
maintenance of a flood control facility
that has been abandoned. A flood
control facility will be considered
abandoned if it has operated at a
significantly reduced capacity without
needed maintenance being
accomplished in a timely manner.
Mitigation: The district engineer will
determine any required mitigation onetime only for impacts associated with
maintenance work at the same time that
the maintenance baseline is approved.
Such one-time mitigation will be
required when necessary to ensure that
adverse environmental impacts are no
more than minimal, both individually
and cumulatively. Such mitigation will
only be required once for any specific
reach of a flood control project.
However, if one-time mitigation is
required for impacts associated with
maintenance activities, the district
engineer will not delay needed
maintenance, provided the district
engineer and the permittee establish a
schedule for identification, approval,
development, construction and
completion of any such required
mitigation. Once the one-time
mitigation described above has been
completed, or a determination made
that mitigation is not required, no
further mitigation will be required for
maintenance activities within the
maintenance baseline. In determining
appropriate mitigation, the district
engineer will give special consideration
to natural water courses that have been
included in the maintenance baseline
and require compensatory mitigation
and/or best management practices as
appropriate.
Emergency Situations: In emergency
situations, this NWP may be used to
authorize maintenance activities in
flood control facilities for which no
maintenance baseline has been
approved. Emergency situations are
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those which would result in an
unacceptable hazard to life, a significant
loss of property, or an immediate,
unforeseen, and significant economic
hardship if action is not taken before a
maintenance baseline can be approved.
In such situations, the determination of
mitigation requirements, if any, may be
deferred until the emergency has been
resolved. Once the emergency has
ended, a maintenance baseline must be
established expeditiously, and
mitigation, including mitigation for
maintenance conducted during the
emergency, must be required as
appropriate.
Notification: The permittee must
submit a pre-construction notification to
the district engineer before any
maintenance work is conducted (see
general condition 30). The preconstruction notification may be for
activity-specific maintenance or for
maintenance of the entire flood control
facility by submitting a five-year (or
less) maintenance plan. The preconstruction notification must include a
description of the maintenance baseline
and the dredged material disposal site.
(Sections 10 and 404)
32. Completed Enforcement Actions.
Any structure, work, or discharge of
dredged or fill material remaining in
place or undertaken for mitigation,
restoration, or environmental benefit in
compliance with either:
(i) The terms of a final written Corps
non-judicial settlement agreement
resolving a violation of Section 404 of
the Clean Water Act and/or Section 10
of the Rivers and Harbors Act of 1899;
or the terms of an EPA 309(a) order on
consent resolving a violation of Section
404 of the Clean Water Act, provided
that:
(a) The unauthorized activity affected
no more than 5 acres of non-tidal waters
or 1 acre of tidal waters;
(b) The settlement agreement provides
for environmental benefits, to an equal
or greater degree, than the
environmental detriments caused by the
unauthorized activity that is authorized
by this NWP; and
(c) The district engineer issues a
verification letter authorizing the
activity subject to the terms and
conditions of this NWP and the
settlement agreement, including a
specified completion date; or
(ii) The terms of a final Federal court
decision, consent decree, or settlement
agreement resulting from an
enforcement action brought by the
United States under Section 404 of the
Clean Water Act and/or Section 10 of
the Rivers and Harbors Act of 1899; or
(iii) The terms of a final court
decision, consent decree, settlement
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agreement, or non-judicial settlement
agreement resulting from a natural
resource damage claim brought by a
trustee or trustees for natural resources
(as defined by the National Contingency
Plan at 40 CFR subpart G) under Section
311 of the Clean Water Act, Section 107
of the Comprehensive Environmental
Response, Compensation and Liability
Act, Section 312 of the National Marine
Sanctuaries Act, Section 1002 of the Oil
Pollution Act of 1990, or the Park
System Resource Protection Act at 16
U.S.C. 19jj, to the extent that a Corps
permit is required.
Compliance is a condition of the NWP
itself. Any authorization under this
NWP is automatically revoked if the
permittee does not comply with the
terms of this NWP or the terms of the
court decision, consent decree, or
judicial/non-judicial settlement
agreement. This NWP does not apply to
any activities occurring after the date of
the decision, decree, or agreement that
are not for the purpose of mitigation,
restoration, or environmental benefit.
Before reaching any settlement
agreement, the Corps will ensure
compliance with the provisions of 33
CFR part 326 and 33 CFR 330.6(d)(2)
and (e). (Sections 10 and 404)
33. Temporary Construction, Access,
and Dewatering. Temporary structures,
work, and discharges, including
cofferdams, necessary for construction
activities or access fills or dewatering of
construction sites, provided that the
associated primary activity is authorized
by the Corps of Engineers or the U.S.
Coast Guard. This NWP also authorizes
temporary structures, work, and
discharges, including cofferdams,
necessary for construction activities not
otherwise subject to the Corps or U.S.
Coast Guard permit requirements.
Appropriate measures must be taken to
maintain near normal downstream flows
and to minimize flooding. Fill must
consist of materials, and be placed in a
manner, that will not be eroded by
expected high flows. The use of dredged
material may be allowed if the district
engineer determines that it will not
cause more than minimal adverse effects
on aquatic resources. Following
completion of construction, temporary
fill must be entirely removed to upland
areas, dredged material must be
returned to its original location, and the
affected areas must be restored to preconstruction elevations. The affected
areas must also be revegetated, as
appropriate. This permit does not
authorize the use of cofferdams to
dewater wetlands or other aquatic areas
to change their use. Structures left in
place after construction is completed
require a separate section 10 permit if
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located in navigable waters of the
United States. (See 33 CFR part 322.)
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity (see general
condition 30). The pre-construction
notification must include a restoration
plan showing how all temporary fills
and structures will be removed and the
area restored to pre-project conditions.
(Sections 10 and 404)
34. Cranberry Production Activities.
Discharges of dredged or fill material for
dikes, berms, pumps, water control
structures or leveling of cranberry beds
associated with expansion,
enhancement, or modification activities
at existing cranberry production
operations. The cumulative total acreage
of disturbance per cranberry production
operation, including but not limited to,
filling, flooding, ditching, or clearing,
must not exceed 10 acres of waters of
the United States, including wetlands.
The activity must not result in a net loss
of wetland acreage. This NWP does not
authorize any discharge of dredged or
fill material related to other cranberry
production activities such as
warehouses, processing facilities, or
parking areas. For the purposes of this
NWP, the cumulative total of 10 acres
will be measured over the period that
this NWP is valid.
Notification: The permittee must
submit a pre-construction notification to
the district engineer once during the
period that this NWP is valid, and the
NWP will then authorize discharges of
dredge or fill material at an existing
operation for the permit term, provided
the 10-acre limit is not exceeded. (See
general condition 30.) (Section 404)
35. Maintenance Dredging of Existing
Basins. Excavation and removal of
accumulated sediment for maintenance
of existing marina basins, access
channels to marinas or boat slips, and
boat slips to previously authorized
depths or controlling depths for ingress/
egress, whichever is less, provided the
dredged material is deposited at an
upland site and proper siltation controls
are used. (Section 10)
36. Boat Ramps. Activities required
for the construction of boat ramps,
provided the activity meets all of the
following criteria:
(a) The discharge into waters of the
United States does not exceed 50 cubic
yards of concrete, rock, crushed stone or
gravel into forms, or in the form of precast concrete planks or slabs, unless the
district engineer waives the 50 cubic
yard limit by making a written
determination concluding that the
discharge will result in minimal adverse
effects;
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(b) The boat ramp does not exceed
20 feet in width, unless the district
engineer waives this criterion by making
a written determination concluding that
the discharge will result in minimal
adverse effects;
(c) The base material is crushed stone,
gravel or other suitable material;
(d) The excavation is limited to the
area necessary for site preparation and
all excavated material is removed to the
upland; and,
(e) No material is placed in special
aquatic sites, including wetlands.
The use of unsuitable material that is
structurally unstable is not authorized.
If dredging in navigable waters of the
United States is necessary to provide
access to the boat ramp, the dredging
may be authorized by another NWP, a
regional general permit, or an individual
permit.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity if: (1) The
discharge into waters of the United
States exceeds 50 cubic yards, or (2) the
boat ramp exceeds 20 feet in width. (See
general condition 30.) (Sections 10 and
404)
37. Emergency Watershed Protection
and Rehabilitation. Work done by or
funded by:
(a) The Natural Resources
Conservation Service for a situation
requiring immediate action under its
emergency Watershed Protection
Program (7 CFR part 624);
(b) The U.S. Forest Service under its
Burned-Area Emergency Rehabilitation
Handbook (FSH 2509.13);
(c) The Department of the Interior for
wildland fire management burned area
emergency stabilization and
rehabilitation (DOI Manual part 620,
Ch. 3);
(d) The Office of Surface Mining, or
states with approved programs, for
abandoned mine land reclamation
activities under Title IV of the Surface
Mining Control and Reclamation Act
(30 CFR Subchapter R), where the
activity does not involve coal extraction;
or
(e) The Farm Service Agency under its
Emergency Conservation Program
(7 CFR part 701).
In general, the prospective permittee
should wait until the district engineer
issues an NWP verification or 45
calendar days have passed before
proceeding with the watershed
protection and rehabilitation activity.
However, in cases where there is an
unacceptable hazard to life or a
significant loss of property or economic
hardship will occur, the emergency
watershed protection and rehabilitation
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activity may proceed immediately and
the district engineer will consider the
information in the pre-construction
notification and any comments received
as a result of agency coordination to
decide whether the NWP 37
authorization should be modified,
suspended, or revoked in accordance
with the procedures at 33 CFR 330.5.
Notification: Except in cases where
there is an unacceptable hazard to life
or a significant loss of property or
economic hardship will occur, the
permittee must submit a preconstruction notification to the district
engineer prior to commencing the
activity (see general condition 30).
(Sections 10 and 404)
38. Cleanup of Hazardous and Toxic
Waste. Specific activities required to
effect the containment, stabilization, or
removal of hazardous or toxic waste
materials that are performed, ordered, or
sponsored by a government agency with
established legal or regulatory authority.
Court ordered remedial action plans or
related settlements are also authorized
by this NWP. This NWP does not
authorize the establishment of new
disposal sites or the expansion of
existing sites used for the disposal of
hazardous or toxic waste.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
Note: Activities undertaken entirely
on a Comprehensive Environmental
Response, Compensation, and Liability
Act (CERCLA) site by authority of
CERCLA as approved or required by
EPA, are not required to obtain permits
under Section 404 of the Clean Water
Act or Section 10 of the Rivers and
Harbors Act.
39. Commercial and Institutional
Developments. Discharges of dredged or
fill material into non-tidal waters of the
United States for the construction or
expansion of commercial and
institutional building foundations and
building pads and attendant features
that are necessary for the use and
maintenance of the structures.
Attendant features may include, but are
not limited to, roads, parking lots,
garages, yards, utility lines, storm water
management facilities, and recreation
facilities such as playgrounds and
playing fields. Examples of commercial
developments include retail stores,
industrial facilities, restaurants,
business parks, and shopping centers.
Examples of institutional developments
include schools, fire stations,
government office buildings, judicial
buildings, public works buildings,
libraries, hospitals, and places of
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worship. The construction of new golf
courses, new ski areas, or oil and gas
wells is not authorized by this NWP.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
40. Agricultural Activities. Discharges
of dredged or fill material into non-tidal
waters of the United States for
agricultural activities, including the
construction of building pads for farm
buildings. Authorized activities include
the installation, placement, or
construction of drainage tiles, ditches,
or levees; mechanized land clearing;
land leveling; the relocation of existing
serviceable drainage ditches constructed
in waters of the United States; and
similar activities.
This NWP also authorizes the
construction of farm ponds in non-tidal
waters of the United States, excluding
perennial streams, provided the farm
pond is used solely for agricultural
purposes. This NWP does not authorize
the construction of aquaculture ponds.
This NWP also authorizes discharges
of dredged or fill material into non-tidal
waters of the United States to relocate
existing serviceable drainage ditches
constructed in non-tidal streams.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Section 404)
Note: Some discharges for agricultural
activities may qualify for an exemption under
Section 404(f) of the Clean Water Act (see 33
CFR 323.4). This NWP authorizes the
construction of farm ponds that do not
qualify for the Clean Water Act Section
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404(f)(1)(C) exemption because of the
recapture provision at Section 404(f)(2).
41. Reshaping Existing Drainage
Ditches. Discharges of dredged or fill
material into non-tidal waters of the
United States, excluding non-tidal
wetlands adjacent to tidal waters, to
modify the cross-sectional configuration
of currently serviceable drainage ditches
constructed in waters of the United
States, for the purpose of improving
water quality by regrading the drainage
ditch with gentler slopes, which can
reduce erosion, increase growth of
vegetation, and increase uptake of
nutrients and other substances by
vegetation. The reshaping of the ditch
cannot increase drainage capacity
beyond the original as-built capacity nor
can it expand the area drained by the
ditch as originally constructed (i.e., the
capacity of the ditch must be the same
as originally constructed and it cannot
drain additional wetlands or other
waters of the United States).
Compensatory mitigation is not required
because the work is designed to improve
water quality.
This NWP does not authorize the
relocation of drainage ditches
constructed in waters of the United
States; the location of the centerline of
the reshaped drainage ditch must be
approximately the same as the location
of the centerline of the original drainage
ditch. This NWP does not authorize
stream channelization or stream
relocation projects.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity, if more than
500 linear feet of drainage ditch will be
reshaped. (See general condition 30.)
(Section 404)
42. Recreational Facilities. Discharges
of dredged or fill material into non-tidal
waters of the United States for the
construction or expansion of
recreational facilities. Examples of
recreational facilities that may be
authorized by this NWP include playing
fields (e.g., football fields, baseball
fields), basketball courts, tennis courts,
hiking trails, bike paths, golf courses,
ski areas, horse paths, nature centers,
and campgrounds (excluding
recreational vehicle parks). This NWP
also authorizes the construction or
expansion of small support facilities,
such as maintenance and storage
buildings and stables that are directly
related to the recreational activity, but it
does not authorize the construction of
hotels, restaurants, racetracks, stadiums,
arenas, or similar facilities.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
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waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Section 404)
43. Stormwater Management
Facilities. Discharges of dredged or fill
material into non-tidal waters of the
United States for the construction and
maintenance of stormwater management
facilities, including the excavation of
stormwater ponds/facilities, detention
basins, and retention basins; the
installation and maintenance of water
control structures, outfall structures and
emergency spillways; low impact
development stormwater features; and
the maintenance dredging of existing
stormwater management ponds/
facilities and detention and retention
basins.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
This NWP does not authorize discharges
of dredged or fill material for the
construction of new stormwater
management facilities in perennial
streams.
Notification: For the construction of
new stormwater management facilities,
or the expansion of existing stormwater
management facilities, the permittee
must submit a pre-construction
notification to the district engineer prior
to commencing the activity. (See general
condition 30.) Maintenance activities do
not require pre-construction notification
if they are limited to restoring the
original design capacities of the
stormwater management facility.
(Section 404)
44. Mining Activities. Discharges of
dredged or fill material into non-tidal
waters of the United States for mining
activities, except for coal mining
activities. The discharge must not cause
the loss of greater than 1⁄2-acre of nontidal waters of the United States,
including the loss of no more than 300
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linear feet of stream bed, unless for
intermittent and ephemeral stream beds
the district engineer waives the 300
linear foot limit by making a written
determination concluding that the
discharge will result in minimal adverse
effects. This NWP does not authorize
discharges into non-tidal wetlands
adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) If reclamation is required
by other statutes, then a copy of the
reclamation plan must be submitted
with the pre-construction notification.
(Sections 10 and 404)
45. Repair of Uplands Damaged by
Discrete Events. This NWP authorizes
discharges of dredged or fill material,
including dredging or excavation, into
all waters of the United States for
activities associated with the restoration
of upland areas damaged by storms,
floods, or other discrete events. This
NWP authorizes bank stabilization to
protect the restored uplands. The
restoration of the damaged areas,
including any bank stabilization, must
not exceed the contours, or ordinary
high water mark, that existed before the
damage occurred. The district engineer
retains the right to determine the extent
of the pre-existing conditions and the
extent of any restoration work
authorized by this NWP. The work must
commence, or be under contract to
commence, within two years of the date
of damage, unless this condition is
waived in writing by the district
engineer. This NWP cannot be used to
reclaim lands lost to normal erosion
processes over an extended period.
This NWP does not authorize beach
restoration.
Minor dredging is limited to the
amount necessary to restore the
damaged upland area and should not
significantly alter the pre-existing
bottom contours of the waterbody.
Notification: The permittee must
submit a pre-construction notification to
the district engineer (see general
condition 30) within 12-months of the
date of the damage. The preconstruction notification should include
documentation, such as a recent
topographic survey or photographs, to
justify the extent of the proposed
restoration. (Sections 10 and 404)
Note: The uplands themselves that are lost
as a result of a storm, flood, or other discrete
event can be replaced without a section 404
permit, if the uplands are restored to the
ordinary high water mark (in non-tidal
waters) or high tide line (in tidal waters).
(See also 33 CFR 328.5.) This NWP
authorizes discharges of dredged or fill
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material into waters of the United States
associated with the restoration of uplands.
46. Discharges in Ditches. Discharges
of dredged or fill material into non-tidal
ditches that are: (1) Constructed in
uplands, (2) receive water from an area
determined to be a water of the United
States prior to the construction of the
ditch, (3) divert water to an area
determined to be a water of the United
States prior to the construction of the
ditch, and (4) are determined to be
waters of the United States. The
discharge must not cause the loss of
greater than one acre of waters of the
United States.
This NWP does not authorize
discharges of dredged or fill material
into ditches constructed in streams or
other waters of the United States, or in
streams that have been relocated in
uplands. This NWP does not authorize
discharges of dredged or fill material
that increase the capacity of the ditch
and drain those areas determined to be
waters of the United States prior to
construction of the ditch.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Section 404)
47. [Reserved]
48. Existing Commercial Shellfish
Aquaculture Activities. Discharges of
dredged or fill material in waters of the
United States or structures or work in
navigable waters of the United States
necessary for the continued operation
and/or expansion of existing
commercial shellfish aquaculture
operations, including the installation of
buoys, floats, racks, trays, nets, lines,
tubes, containers, and other structures.
This NWP also authorizes discharges of
dredged or fill material necessary for
shellfish seeding, rearing, cultivating,
transplanting, and harvesting activities.
Rafts and other floating structures must
be securely anchored and clearly
marked. This NWP does not authorize:
(a) The cultivation of species not
previously cultivated in the waterbody
or of an aquatic nuisance species as
defined in the Non-Indigenous Aquatic
Nuisance Prevention and Control Act of
1990; or,
(b) Attendant features such as docks,
piers, boat ramps, stockpiles, staging
areas, or the deposition of shell material
back into waters of the United States as
waste.
This NWP does not authorize new
commercial shellfish aquaculture
operations, except for expansions of
existing operations.
Notification: The permittee must
submit a pre-construction notification to
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the district engineer if: (1) The project
area is greater than 100 acres; or (2)
there is any reconfiguration of the
aquaculture activity, such as relocating
existing operations into portions of the
project area not previously used for
aquaculture activities; or (3) there is a
change in culture methods (e.g., from
bottom culture to off-bottom culture); or
(4) dredge harvesting, tilling, or
harrowing is conducted in areas
inhabited by submerged aquatic
vegetation; or, (5) there is an expansion
to the project area. (See general
condition 30.)
In addition to the information
required by paragraph (b) of general
condition 30, the pre-construction
notification must also include the
following information: (a) The size of
the project area, plus any proposed
expansion (in acres); (b) the corner
latitude and longitude coordinates of
the project area and the expansion area;
(c) a brief description of the culture and
harvest method(s), including plans for
rotating production within a project
area; (d) the name(s) of the cultivated
species; (e) whether canopy predator
nets are being used; and, (f) a
description of the composition of the
substrate material and vegetation.
(Sections 10 and 404)
Note 1: The permittee should notify the
applicable U.S. Coast Guard office regarding
the project.
Note 2: The Nonindigenous Aquatic
Nuisance Prevention and Control Act of 1990
defines ‘‘aquatic nuisance species’’ as ‘‘a
nonindigenous species that threatens the
diversity or abundance of native species or
the ecological stability of infested waters, or
commercial, agricultural, aquacultural, or
recreational activities dependent on such
waters.’’
49. Coal Remining Activities.
Discharges of dredged or fill material
into non-tidal waters of the United
States associated with the remining and
reclamation of lands that were
previously mined for coal. The activities
must already be authorized, or they
must currently be in process as part of
an integrated permit processing
procedure, by the Department of Interior
(DOI) Office of Surface Mining
Reclamation and Enforcement (OSMRE),
or by states with approved programs
under Title IV or Title V of the Surface
Mining Control and Reclamation Act
(SMCRA) of 1977. Areas previously
mined include reclaimed mine sites,
abandoned mine land areas, or lands
under bond forfeiture contracts.
As part of the project, the permittee
may conduct new coal mining activities
in conjunction with the remining
activities when he or she clearly
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demonstrates to the district engineer
that the overall mining plan will result
in a net increase in aquatic resource
functions. The Corps will consider the
SMCRA agency’s decision regarding the
amount of currently undisturbed
adjacent lands needed to facilitate the
remining and reclamation of the
previously mined area. The total area
disturbed by new mining must not
exceed 40 percent of the total acreage
covered by both the remined area and
the additional area necessary to carry
out the reclamation of the previously
mined area.
Notification: The permittee must
submit a pre-construction notification
and a document describing how the
overall mining plan will result in a net
increase in aquatic resource functions to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 30.)
(Sections 10 and 404)
50. Underground Coal Mining
Activities. Discharges of dredged or fill
material into non-tidal waters of the
United States associated with
underground coal mining and
reclamation operations provided the
activities are authorized, or are
currently being processed as part of an
integrated permit processing procedure,
by the Department of Interior (DOI),
Office of Surface Mining Reclamation
and Enforcement (OSMRE), or by states
with approved programs under Title V
of the Surface Mining Control and
Reclamation Act of 1977.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This NWP
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
This NWP does not authorize coal
preparation and processing activities
outside of the mine site.
Notification: The permittee must
submit a pre-construction notification to
the district engineer and receive written
authorization prior to commencing the
activity. (See general condition 30.) If
reclamation is required by other
statutes, then a copy of the reclamation
plan must be submitted with the preconstruction notification. (Sections 10
and 404)
Note: Coal preparation and processing
activities outside of the mine site may be
authorized by NWP 21.
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A. Land-Based Renewable Energy
Generation Facilities. Discharges of
dredged or fill material into non-tidal
waters of the United States, excluding
non-tidal wetlands adjacent to tidal
waters, for the construction, expansion,
or modification of land-based renewable
energy production facilities. Such
facilities include infrastructure to
collect solar (concentrating solar power
and photovoltaic), wind, biomass, or
geothermal energy, as well as utility
lines to transfer the energy to land-based
distribution facilities. Attendant
features may include, but are not
limited to roads, parking lots, utility
lines, and storm water management
facilities.
The discharge must not cause the loss
of greater than 1⁄2-acre of non-tidal
waters of the United States, including
the loss of no more than 300 linear feet
of stream bed, unless for intermittent
and ephemeral stream beds the district
engineer waives the 300 linear foot limit
by making a written determination
concluding that the discharge will result
in minimal adverse effects. This permit
does not authorize discharges into nontidal wetlands adjacent to tidal waters.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
B. Water-Based Renewable Energy
Generation Pilot Projects. Structures and
work in navigable waters of the United
States and discharges of dredged or fill
material into waters of the United States
for the construction, expansion, or
modification of water-based wind or
hydrokinetic renewable energy
generation pilot projects and their
attendant features. Attendant features
may include, but are not limited to,
land-based distribution facilities, roads,
parking lots, stormwater management
facilities, utility lines, including utility
lines to transfer the energy to land-based
distribution facilities.
The discharge must not cause the loss
of greater than 1⁄2-acre of waters of the
United States, including the loss of no
more than 300 linear feet of stream bed,
unless for intermittent and ephemeral
stream beds the district engineer waives
the 300 linear foot limit by making a
written determination concluding that
the discharge will result in minimal
adverse effects.
For each single and complete project,
no more than 10 generation units (e.g.,
wind turbines) are authorized.
This NWP does not authorize
activities in coral reefs.
Structures in an anchorage area
established by the U.S. Coast Guard
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must comply with the requirements in
33 CFR part 322.5(l)(2).
Structures may not be placed in
established danger zones or restricted
areas as designated in 33 CFR part 334,
shipping safety fairways or traffic
separation schemes established by the
U.S. Coast Guard (see 33 CFR part
322.5(l)(1)), or EPA or Corps designated
open water dredged material disposal
areas.
Notification: The permittee must
submit a pre-construction notification to
the district engineer prior to
commencing the activity. (See general
condition 30.) (Sections 10 and 404)
Note 1: An activity that is located on an
existing locally or federally maintained U.S.
Army Corps of Engineers project requires
separate approval from the Chief of Engineers
under 33 U.S.C. 408.
Note 2: Copies of the NWP verification will
be sent by the Corps to the National Oceanic
and Atmospheric Administration (NOAA),
National Ocean Service (NOS), for charting
the project and associated utility line(s) to
protect navigation.
C. Nationwide Permit General
Conditions
Note: To qualify for NWP authorization,
the prospective permittee must comply with
the following general conditions, as
appropriate, in addition to any regional or
case-specific conditions imposed by the
division engineer or district engineer.
Prospective permittees should contact the
appropriate Corps district office to determine
if regional conditions have been imposed on
an NWP. Prospective permittees should also
contact the appropriate Corps district office
to determine the status of Clean Water Act
Section 401 water quality certification and/
or Coastal Zone Management Act consistency
for an NWP. Every person who may wish to
obtain permit authorization under one or
more NWPs, or who is currently relying on
an existing or prior permit authorization
under one or more NWPs, has been and is on
notice that all of the provisions of 33 CFR
330.1 through 330.6 apply to every NWP
authorization. Note especially 33 CFR 330.5
relating to the modification, suspension, or
revocation of any NWP authorization.
1. Navigation. (a) No activity may
cause more than a minimal adverse
effect on navigation.
(b) Any safety lights and signals
prescribed by the U.S. Coast Guard,
through regulations or otherwise, must
be installed and maintained at the
permittee’s expense on authorized
facilities in navigable waters of the
United States.
(c) The permittee understands and
agrees that, if future operations by the
United States require the removal,
relocation, or other alteration, of the
structure or work herein authorized, or
if, in the opinion of the Secretary of the
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Army or his authorized representative,
said structure or work shall cause
unreasonable obstruction to the free
navigation of the navigable waters, the
permittee will be required, upon due
notice from the Corps of Engineers, to
remove, relocate, or alter the structural
work or obstructions caused thereby,
without expense to the United States.
No claim shall be made against the
United States on account of any such
removal or alteration.
2. Aquatic Life Movements. No
activity may substantially disrupt the
necessary life cycle movements of those
species of aquatic life indigenous to the
waterbody, including those species that
normally migrate through the area,
unless the activity’s primary purpose is
to impound water. Culverts placed in
streams must be installed to maintain
low flow conditions. Bottomless
culverts must be used where
practicable. For an activity where it is
not practicable to use a bottomless
culvert, such as circumstances where
sub-grade instability would make it
unsafe to use a bottomless culvert, the
bottom of the culvert must be below the
grade of the stream bed unless the
stream bed consists of bedrock or
boulders.
3. Spawning Areas. Activities in
spawning areas during spawning
seasons must be avoided to the
maximum extent practicable. Activities
that result in the physical destruction
(e.g., through excavation, fill, or
downstream smothering by substantial
turbidity) of an important spawning area
are not authorized.
4. Migratory Bird Breeding Areas.
Activities in waters of the United States
that serve as breeding areas for
migratory birds must be avoided to the
maximum extent practicable.
5. Shellfish Beds. No activity may
occur in areas of concentrated shellfish
populations, unless the activity is
directly related to a shellfish harvesting
activity authorized by NWPs 4 and 48.
6. Suitable Material. No activity may
use unsuitable material (e.g., trash,
debris, car bodies, asphalt, etc.).
Material used for construction or
discharged must be free from toxic
pollutants in toxic amounts (see Section
307 of the Clean Water Act).
7. Water Supply Intakes. No activity
may occur in the proximity of a public
water supply intake, except where the
activity is for the repair or improvement
of public water supply intake structures
or adjacent bank stabilization.
8. Adverse Effects From
Impoundments. If the activity creates an
impoundment of water, adverse effects
to the aquatic system due to accelerating
the passage of water, and/or restricting
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its flow must be minimized to the
maximum extent practicable.
9. Management of Water Flows. To the
maximum extent practicable, the preconstruction course, condition,
capacity, and location of open waters
must be maintained for each activity,
including stream channelization and
storm water management activities,
except as provided below. The activity
must be constructed to withstand
expected high flows. The activity must
not restrict or impede the passage of
normal or high flows, unless the
primary purpose of the activity is to
impound water or manage high flows.
The activity may alter the preconstruction course, condition,
capacity, and location of open waters if
it benefits the aquatic environment (e.g.,
stream restoration or relocation
activities).
10. Fills Within 100-Year Floodplains.
The activity must comply with
applicable FEMA-approved state or
local floodplain management
requirements.
11. Equipment. Heavy equipment
working in wetlands or mudflats must
be placed on mats, or other measures
must be taken to minimize soil
disturbance.
12. Soil Erosion and Sediment
Controls. Appropriate soil erosion and
sediment controls must be used and
maintained in effective operating
condition during construction, and all
exposed soil and other fills, as well as
any work below the ordinary high water
mark or high tide line, must be
permanently stabilized at the earliest
practicable date. Permittees are
encouraged to perform work within
waters of the United States during
periods of low-flow or no-flow.
13. Removal of Temporary Fills.
Temporary fills must be removed in
their entirety and the affected areas
returned to pre-construction elevations.
The affected areas must be revegetated,
as appropriate.
14. Discovery of Previously Unknown
Remains and Artifacts. If you discover
any previously unknown historic,
cultural or archeological remains and
artifacts while accomplishing the
activity authorized by this permit, you
must immediately notify this office of
what you have found, and to the
maximum extent practicable, stop
activities that would adversely affect
those remains and artifacts until the
required coordination has been
completed. We will initiate the Federal,
Tribal and state coordination required to
determine if the items or remains
warrant a recovery effort or if the site is
eligible for listing in the National
Register of Historic Places.
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15. Proper Maintenance. Any
authorized structure or fill shall be
properly maintained, including
maintenance to ensure public safety.
16. Single and Complete Project. The
activity must be a single and complete
project. The same NWP cannot be used
more than once for the same single and
complete project.
17. Wild and Scenic Rivers. No
activity may occur in a component of
the National Wild and Scenic River
System, or in a river officially
designated by Congress as a ‘‘study
river’’ for possible inclusion in the
system while the river is in an official
study status, unless the appropriate
Federal agency with direct management
responsibility for such river, has
determined in writing that the proposed
activity will not adversely affect the
Wild and Scenic River designation or
study status. Information on Wild and
Scenic Rivers may be obtained from the
appropriate Federal land management
agency responsible for the designated
Wild and Scenic River or study river
(e.g., National Park Service, U.S. Forest
Service, Bureau of Land Management,
U.S. Fish and Wildlife Service).
18. Tribal Rights. No activity or its
operation may impair reserved tribal
rights, including, but not limited to,
reserved water rights and treaty fishing
and hunting rights.
19. Endangered Species. (a) No
activity is authorized under any NWP
which is likely to directly or indirectly
jeopardize the continued existence of a
threatened or endangered species or a
species proposed for such designation,
as identified under the Federal
Endangered Species Act (ESA), or
which will directly or indirectly destroy
or adversely modify the critical habitat
of such species. No activity is
authorized under any NWP which ‘‘may
affect’’ a listed species or critical habitat,
unless Section 7 consultation
addressing the effects of the proposed
activity has been completed.
(b) Federal agencies should follow
their own procedures for complying
with the requirements of the ESA.
Federal permittees must provide the
district engineer with the appropriate
documentation to demonstrate
compliance with those requirements.
(c) Non-Federal permittees shall
notify the district engineer if any listed
species or designated critical habitat
might be affected or is in the vicinity of
the project, or if the project is located in
designated critical habitat, and shall not
begin work on the activity until notified
by the district engineer that the
requirements of the ESA have been
satisfied and that the activity is
authorized. For activities that might
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affect Federally-listed endangered or
threatened species or designated critical
habitat, the pre-construction notification
must include the name(s) of the
endangered or threatened species that
may be affected by the proposed work
or that utilize the designated critical
habitat that may be affected by the
proposed work. The district engineer
will determine whether the proposed
activity ‘‘may affect’’ or will have ‘‘no
effect’’ to listed species and designated
critical habitat and will notify the nonFederal applicant of the Corps’
determination within 45 days of receipt
of a complete pre-construction
notification. In cases where the nonFederal applicant has identified listed
species or critical habitat that might be
affected or is in the vicinity of the
project, and has so notified the Corps,
the applicant shall not begin work until
the Corps has provided notification the
proposed activities will have ‘‘no effect’’
on listed species or critical habitat, or
until Section 7 consultation has been
completed.
(d) As a result of formal or informal
consultation with the FWS or NMFS the
district engineer may add speciesspecific regional endangered species
conditions to the NWPs.
(e) Authorization of an activity by a
NWP does not authorize the ‘‘take’’ of a
threatened or endangered species as
defined under the ESA. In the absence
of separate authorization (e.g., an ESA
Section 10 Permit, a Biological Opinion
with ‘‘incidental take’’ provisions, etc.)
from the U.S. FWS or the NMFS, The
Endangered Species Act prohibits any
person subject to the jurisdiction of the
United States to take a listed species,
where ‘‘take’’ means to harass, harm,
pursue, hunt, shoot, wound, kill, trap,
capture, or collect, or to attempt to
engage in any such conduct. The word
‘‘harm’’ in the definition of ‘‘take’’ means
an act which actually kills or injures
wildlife. Such an act may include
significant habitat modification or
degradation where it actually kills or
injures wildlife by significantly
impairing essential behavioral patterns,
including breeding, feeding or
sheltering.
(f) Information on the location of
threatened and endangered species and
their critical habitat can be obtained
directly from the offices of the U.S. FWS
and NMFS or their world wide Web
pages at https://www.fws.gov/ or https://
www.fws.gov/ipac and https://
www.noaa.gov/fisheries.html
respectively.
20. Historic Properties. (a) In cases
where the district engineer determines
that the activity may affect properties
listed, or eligible for listing, in the
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National Register of Historic Places, the
activity is not authorized, until the
requirements of Section 106 of the
National Historic Preservation Act
(NHPA) have been satisfied.
(b) Federal permittees should follow
their own procedures for complying
with the requirements of Section 106 of
the National Historic Preservation Act.
Federal permittees must provide the
district engineer with the appropriate
documentation to demonstrate
compliance with those requirements.
(c) Non-Federal permittees must
submit a pre-construction notification to
the district engineer if the authorized
activity may have the potential to cause
effects to any historic properties listed,
determined to be eligible for listing on,
or potentially eligible for listing on the
National Register of Historic Places,
including previously unidentified
properties. For such activities, the preconstruction notification must state
which historic properties may be
affected by the proposed work or
include a vicinity map indicating the
location of the historic properties or the
potential for the presence of historic
properties. Assistance regarding
information on the location of or
potential for the presence of historic
resources can be sought from the State
Historic Preservation Officer or Tribal
Historic Preservation Officer, as
appropriate, and the National Register of
Historic Places (see 33 CFR 330.4(g)).
When reviewing pre-construction
notifications, district engineers will
comply with the current procedures for
addressing the requirements of Section
106 of the National Historic
Preservation Act. The district engineer
shall make a reasonable and good faith
effort to carry out appropriate
identification efforts, which may
include background research,
consultation, oral history interviews,
sample field investigation, and field
survey. Based on the information
submitted and these efforts, the district
engineer shall determine whether the
proposed activity has the potential to
cause an effect on the historic
properties. Where the non-Federal
applicant has identified historic
properties on which the activity may
have the potential to cause effects and
so notified the Corps, the non-Federal
applicant shall not begin the activity
until notified by the district engineer
either that the activity has no potential
to cause effects or that consultation
under Section 106 of the NHPA has
been completed.
(d) The district engineer will notify
the prospective permittee within 45
days of receipt of a complete preconstruction notification whether NHPA
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Section 106 consultation is required.
Section 106 consultation is not required
when the Corps determines that the
activity does not have the potential to
cause effects on historic properties (see
36 CFR 800.3(a)). If NHPA section 106
consultation is required and will occur,
the district engineer will notify the nonFederal applicant that he or she cannot
begin work until Section 106
consultation is completed.
(e) Prospective permittees should be
aware that section 110k of the NHPA
(16 U.S.C. 470h–2(k)) prevents the
Corps from granting a permit or other
assistance to an applicant who, with
intent to avoid the requirements of
Section 106 of the NHPA, has
intentionally significantly adversely
affected a historic property to which the
permit would relate, or having legal
power to prevent it, allowed such
significant adverse effect to occur,
unless the Corps, after consultation with
the Advisory Council on Historic
Preservation (ACHP), determines that
circumstances justify granting such
assistance despite the adverse effect
created or permitted by the applicant. If
circumstances justify granting the
assistance, the Corps is required to
notify the ACHP and provide
documentation specifying the
circumstances, the degree of damage to
the integrity of any historic properties
affected, and proposed mitigation. This
documentation must include any views
obtained from the applicant, SHPO/
THPO, appropriate Indian tribes if the
undertaking occurs on or affects historic
properties on tribal lands or affects
properties of interest to those tribes, and
other parties known to have a legitimate
interest in the impacts to the permitted
activity on historic properties.
21. Designated Critical Resource
Waters. Critical resource waters include,
NOAA-managed marine sanctuaries and
marine monuments, National Estuarine
Research Reserves, and state designated
outstanding national resource waters.
The district engineer may designate,
after notice and opportunity for public
comment, additional waters officially
designated by a state as having
particular environmental or ecological
significance, such as state natural
heritage sites. The district engineer may
also designate additional critical
resource waters after notice and
opportunity for public comment.
(a) Discharges of dredged or fill
material into waters of the United States
are not authorized by NWPs 7, 12, 14,
16, 17, 21, 29, 31, 35, 39, 40, 42, 43, 44,
49, 50, A, and B for any activity within,
or directly affecting, critical resource
waters, including wetlands adjacent to
such waters.
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(b) For NWPs 3, 8, 10, 13, 15, 18, 19,
22, 23, 25, 27, 28, 30, 33, 34, 36, 37, and
38, notification is required in
accordance with general condition 30,
for any activity proposed in the
designated critical resource waters
including wetlands adjacent to those
waters. The district engineer may
authorize activities under these NWPs
only after it is determined that the
impacts to the critical resource waters
will be no more than minimal.
22. Mitigation. The district engineer
will consider the following factors when
determining appropriate and practicable
mitigation necessary to ensure that
adverse effects on the aquatic
environment are minimal:
(a) The activity must be designed and
constructed to avoid and minimize
adverse effects, both temporary and
permanent, to waters of the United
States to the maximum extent
practicable at the project site (i.e., on
site).
(b) Mitigation in all its forms
(avoiding, minimizing, rectifying,
reducing, or compensating) will be
required to the extent necessary to
ensure that the adverse effects to the
aquatic environment are minimal.
(c) Compensatory mitigation at a
minimum one-for-one ratio will be
required for all wetland losses that
exceed 1⁄10-acre and require preconstruction notification, unless the
district engineer determines in writing
that some other form of mitigation
would be more environmentally
appropriate and provides a projectspecific waiver of this requirement. For
wetland losses of 1⁄10-acre or less that
require pre-construction notification,
the district engineer may determine on
a case-by-case basis that compensatory
mitigation is required to ensure that the
activity results in minimal adverse
effects on the aquatic environment.
Since the likelihood of success is greater
and the impacts to potentially valuable
uplands are reduced, wetland
restoration should be the first
compensatory mitigation option
considered.
(d) For losses of streams or other open
waters that require pre-construction
notification, the district engineer may
require compensatory mitigation, such
as stream restoration, to ensure that the
activity results in minimal adverse
effects on the aquatic environment.
(e) Compensatory mitigation will not
be used to increase the acreage losses
allowed by the acreage limits of the
NWPs. For example, if an NWP has an
acreage limit of 1⁄2-acre, it cannot be
used to authorize any project resulting
in the loss of greater than 1⁄2-acre of
waters of the United States, even if
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compensatory mitigation is provided
that replaces or restores some of the lost
waters. However, compensatory
mitigation can and should be used, as
necessary, to ensure that a project
already meeting the established acreage
limits also satisfies the minimal impact
requirement associated with the NWPs.
(f) Compensatory mitigation plans for
projects in or near streams or other open
waters will normally include a
requirement for the establishment,
maintenance, and legal protection (e.g.,
conservation easements) of riparian
areas next to open waters. In some
cases, riparian areas may be the only
compensatory mitigation required.
Riparian areas should consist of native
species. The width of the required
riparian area will address documented
water quality or aquatic habitat loss
concerns. Normally, the riparian area
will be 25 to 50 feet wide on each side
of the stream, but the district engineer
may require slightly wider riparian
areas to address documented water
quality or habitat loss concerns. Where
both wetlands and open waters exist on
the project site, the district engineer will
determine the appropriate
compensatory mitigation (e.g., riparian
areas and/or wetlands compensation)
based on what is best for the aquatic
environment on a watershed basis. In
cases where riparian areas are
determined to be the most appropriate
form of compensatory mitigation, the
district engineer may waive or reduce
the requirement to provide wetland
compensatory mitigation for wetland
losses.
(g) Permittees may propose the use of
mitigation banks, in-lieu fee programs,
or separate permittee-responsible
mitigation. For activities resulting in the
loss of marine or estuarine resources,
permittee-responsible compensatory
mitigation may be environmentally
preferable if there are no mitigation
banks or in-lieu fee programs in the area
that have marine or estuarine credits
available for sale or transfer to the
permittee. For permittee-responsible
mitigation, the special conditions of the
NWP verification must clearly indicate
the party or parties responsible for the
implementation, performance, and longterm management of the compensatory
mitigation project.
(h) Where certain functions and
services of waters of the United States
are permanently adversely affected,
such as the conversion of a forested or
scrub-shrub wetland to a herbaceous
wetland in a permanently maintained
utility line right-of-way, mitigation may
be required to reduce the adverse effects
of the project to the minimal level.
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23. Safety of Impoundment
Structures. To ensure that all
impoundment structures are safely
designed, the district engineer may
require non-Federal applicants to
demonstrate that the structures comply
with established state dam safety
criteria or have been designed by
qualified persons. The district engineer
may also require documentation that the
design has been independently
reviewed by similarly qualified persons,
and appropriate modifications made to
ensure safety.
24. Water Quality. Where States and
authorized Tribes, or EPA where
applicable, have not previously certified
compliance of an NWP with CWA
Section 401, individual 401 Water
Quality Certification must be obtained
or waived (see 33 CFR 330.4(c)). The
district engineer or State or Tribe may
require additional water quality
management measures to ensure that the
authorized activity does not result in
more than minimal degradation of water
quality.
25. Coastal Zone Management. In
coastal states where an NWP has not
previously received a state coastal zone
management consistency concurrence,
an individual state coastal zone
management consistency concurrence
must be obtained, or a presumption of
concurrence must occur (see 33 CFR
330.4(d)). The district engineer or a
State may require additional measures
to ensure that the authorized activity is
consistent with state coastal zone
management requirements.
26. Regional and Case-By-Case
Conditions. The activity must comply
with any regional conditions that may
have been added by the Division
Engineer (see 33 CFR 330.4(e)) and with
any case specific conditions added by
the Corps or by the state, Indian Tribe,
or U.S. EPA in its section 401 Water
Quality Certification, or by the state in
its Coastal Zone Management Act
consistency determination.
27. Use of Multiple Nationwide
Permits. The use of more than one NWP
for a single and complete project is
prohibited, except when the acreage loss
of waters of the United States
authorized by the NWPs does not
exceed the acreage limit of the NWP
with the highest specified acreage limit.
For example, if a road crossing over
tidal waters is constructed under NWP
14, with associated bank stabilization
authorized by NWP 13, the maximum
acreage loss of waters of the United
States for the total project cannot exceed
1⁄3-acre.
28. Transfer of Nationwide Permit
Verifications. If the permittee sells the
property associated with a nationwide
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permit verification, the permittee may
transfer the nationwide permit
verification to the new owner by
submitting a letter to the appropriate
Corps district office to validate the
transfer. A copy of the nationwide
permit verification must be attached to
the letter, and the letter must contain
the following statement and signature:
‘‘When the structures or work
authorized by this nationwide permit
are still in existence at the time the
property is transferred, the terms and
conditions of this nationwide permit,
including any special conditions, will
continue to be binding on the new
owner(s) of the property. To validate the
transfer of this nationwide permit and
the associated liabilities associated with
compliance with its terms and
conditions, have the transferee sign and
date below.’’
llllllllllllllllll
l
(Transferee)
llllllllllllllllll
l
(Date)
29. Compliance Certification. Each
permittee who receives an NWP
verification letter from the Corps must
provide a signed certification
documenting completion of the
authorized activity and any required
compensatory mitigation. The Corps
will provide the permittee the
certification document with the NWP
verification letter. The certification
document will include:
(a) A statement that the authorized
work was done in accordance with the
NWP authorization, including any
general or specific conditions;
(b) A statement that any required
compensatory mitigation was completed
in accordance with the permit
conditions; and
(c) The signature of the permittee
certifying the completion of the work
and mitigation.
30. Pre-Construction Notification.
(a) Timing. Where required by the terms
of the NWP, the prospective permittee
must notify the district engineer by
submitting a pre-construction
notification (PCN) as early as possible.
The district engineer must determine if
the PCN is complete within 30 calendar
days of the date of receipt and, as a
general rule, will request additional
information necessary to make the PCN
complete only once. However, if the
prospective permittee does not provide
all of the requested information, then
the district engineer will notify the
prospective permittee that the PCN is
still incomplete and the PCN review
process will not commence until all of
the requested information has been
received by the district engineer. The
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prospective permittee shall not begin
the activity until either:
(1) He or she is notified in writing by
the district engineer that the activity
may proceed under the NWP with any
special conditions imposed by the
district or division engineer; or
(2) 45 calendar days have passed from
the district engineer’s receipt of the
complete PCN and the prospective
permittee has not received written
notice from the district or division
engineer. However, if the permittee was
required to notify the Corps pursuant to
general condition 19 that listed species
or critical habitat might be affected or in
the vicinity of the project, or to notify
the Corps pursuant to general condition
20 that the activity may have the
potential to cause effects to historic
properties, the permittee cannot begin
the activity until receiving written
notification from the Corps that there is
‘‘no effect’’ on listed species or ‘‘no
potential to cause effects’’ on historic
properties, or that any consultation
required under Section 7 of the
Endangered Species Act (see 33 CFR
330.4(f)) and/or Section 106 of the
National Historic Preservation (see 33
CFR 330.4(g)) has been completed. Also,
work cannot begin under NWPs 21, 49,
or 50 until the permittee has received
written approval from the Corps. If the
proposed activity requires a written
waiver to exceed specified limits of an
NWP, the permittee cannot begin the
activity until the district engineer issues
the waiver. If the district or division
engineer notifies the permittee in
writing that an individual permit is
required within 45 calendar days of
receipt of a complete PCN, the permittee
cannot begin the activity until an
individual permit has been obtained.
Subsequently, the permittee’s right to
proceed under the NWP may be
modified, suspended, or revoked only in
accordance with the procedure set forth
in 33 CFR 330.5(d)(2).
(b) Contents of Pre-Construction
Notification: The PCN must be in
writing and include the following
information:
(1) Name, address and telephone
numbers of the prospective permittee;
(2) Location of the proposed project;
(3) A description of the proposed
project; the project’s purpose; direct and
indirect adverse environmental effects
the project would cause; any other
NWP(s), regional general permit(s), or
individual permit(s) used or intended to
be used to authorize any part of the
proposed project or any related activity.
The description should be sufficiently
detailed to allow the district engineer to
determine that the adverse effects of the
project will be minimal and to
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determine the need for compensatory
mitigation. Sketches should be provided
when necessary to show that the activity
complies with the terms of the NWP.
(Sketches usually clarify the project and
when provided results in a quicker
decision.);
(4) The PCN must include a
delineation of special aquatic sites and
other waters of the United States on the
project site. Wetland delineations must
be prepared in accordance with the
current method required by the Corps.
The permittee may ask the Corps to
delineate the special aquatic sites and
other waters of the United States, but
there may be a delay if the Corps does
the delineation, especially if the project
site is large or contains many waters of
the United States. Furthermore, the
45-day period will not start until the
delineation has been submitted to or
completed by the Corps, as appropriate;
(5) If the proposed activity will result
in the loss of greater than 1⁄10-acre of
wetlands and a PCN is required, the
prospective permittee must submit a
statement describing how the mitigation
requirement will be satisfied. As an
alternative, the prospective permittee
may submit a conceptual or detailed
mitigation plan.
(6) If any listed species or designated
critical habitat might be affected or is in
the vicinity of the project, or if the
project is located in designated critical
habitat, for non-Federal applicants the
PCN must include the name(s) of those
endangered or threatened species that
might be affected by the proposed work
or utilize the designated critical habitat
that may be affected by the proposed
work. Federal applicants must provide
documentation demonstrating
compliance with the Endangered
Species Act; and
(7) For an activity that may affect a
historic property listed on, determined
to be eligible for listing on, or
potentially eligible for listing on, the
National Register of Historic Places, for
non-Federal applicants the PCN must
state which historic property may be
affected by the proposed work or
include a vicinity map indicating the
location of the historic property. Federal
applicants must provide documentation
demonstrating compliance with Section
106 of the National Historic
Preservation Act.
(c) Form of Pre-Construction
Notification: The standard individual
permit application form (Form ENG
4345) may be used, but the completed
application form must clearly indicate
that it is a PCN and must include all of
the information required in paragraphs
(b)(1) through (7) of this general
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condition. A letter containing the
required information may also be used.
(d) Agency Coordination: (1) The
district engineer will consider any
comments from Federal and state
agencies concerning the proposed
activity’s compliance with the terms
and conditions of the NWPs and the
need for mitigation to reduce the
project’s adverse environmental effects
to a minimal level.
(2) For all NWP activities that result
in the loss of greater than 1⁄2-acre of
waters of the United States, NWP 21, 29,
39, 40, 42, 43, 44, 50, A, and B activities
that will result in the loss of greater than
1,000 linear feet of intermittent and
ephemeral stream bed, and all NWP 48
activities requiring pre-construction
notification, the district engineer will
immediately provide (e.g., via facsimile
transmission, overnight mail, or other
expeditious manner) a copy of the PCN
to the appropriate Federal or state
offices (U.S. FWS, state natural resource
or water quality agency, EPA, State
Historic Preservation Officer (SHPO) or
Tribal Historic Preservation Office
(THPO), and, if appropriate, the NMFS).
With the exception of NWP 37, these
agencies will then have 10 calendar
days from the date the material is
transmitted to telephone or fax the
district engineer notice that they intend
to provide substantive, site-specific
comments. If so contacted by an agency,
the district engineer will wait an
additional 15 calendar days before
making a decision on the preconstruction notification. The district
engineer will fully consider agency
comments received within the specified
time frame, but will provide no
response to the resource agency, except
as provided below. The district engineer
will indicate in the administrative
record associated with each preconstruction notification that the
resource agencies’ concerns were
considered. For NWP 37, the emergency
watershed protection and rehabilitation
activity may proceed immediately in
cases where there is an unacceptable
hazard to life or a significant loss of
property or economic hardship will
occur. The district engineer will
consider any comments received to
decide whether the NWP 37
authorization should be modified,
suspended, or revoked in accordance
with the procedures at 33 CFR 330.5.
(3) In cases where the prospective
permittee is not a Federal agency, the
district engineer will provide a response
to NMFS within 30 calendar days of
receipt of any Essential Fish Habitat
conservation recommendations, as
required by Section 305(b)(4)(B) of the
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Magnuson-Stevens Fishery
Conservation and Management Act.
(4) Applicants are encouraged to
provide the Corps multiple copies of
pre-construction notifications to
expedite agency coordination.
(e) District Engineer’s Decision: (1) In
reviewing the PCN for the proposed
activity, the district engineer will
determine whether the activity
authorized by the NWP will result in
more than minimal individual or
cumulative adverse environmental
effects or may be contrary to the public
interest. If an applicant requests a
waiver of the 300 linear foot limit on
impacts to intermittent or ephemeral
streams or of an otherwise applicable
limit, as provided for in NWPs 13, 21,
29, 36, 39, 40, 42, 43, 44, 50, A or B,
the district engineer will only grant the
waiver upon a written determination
that the NWP activity will result in
minimal adverse effects. When making
minimal effects determinations the
district engineer will consider the direct
and indirect effects caused by the NWP
activity. The district engineer will also
consider site specific factors, such as the
environmental setting in the vicinity of
the NWP activity, the functions
provided by the aquatic resources that
will be affected by the NWP activity, the
degree or magnitude the aquatic
resources perform those functions, the
extent that aquatic resource functions
will be lost as a result of the NWP
activity (e.g., partial or complete loss),
the duration of the adverse effects
(temporary or permanent), the
importance of the aquatic resource
functions to the region (e.g., watershed
or ecoregion), and mitigation required
by the district engineer. If an
appropriate functional assessment
method is available and practicable to
use, that assessment method may be
used by the district engineer to assist in
the minimal adverse effects
determination. The district engineer
may add case-specific special
conditions to the NWP authorization to
address site-specific environmental
concerns.
(2) If the proposed activity requires a
PCN and will result in a loss of greater
than 1⁄10-acre of wetlands, the
prospective permittee should submit a
mitigation proposal with the PCN.
Applicants may also propose
compensatory mitigation for projects
with smaller impacts. The district
engineer will consider any proposed
compensatory mitigation the applicant
has included in the proposal in
determining whether the net adverse
environmental effects to the aquatic
environment of the proposed work are
minimal. The compensatory mitigation
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proposal may be either conceptual or
detailed. If the district engineer
determines that the activity complies
with the terms and conditions of the
NWP and that the adverse effects on the
aquatic environment are minimal, after
considering mitigation, the district
engineer will notify the permittee and
include any conditions the district
engineer deems necessary. The district
engineer must approve any
compensatory mitigation proposal
before the permittee commences work.
If the prospective permittee elects to
submit a compensatory mitigation plan
with the PCN, the district engineer will
expeditiously review the proposed
compensatory mitigation plan. The
district engineer must review the plan
within 45 calendar days of receiving a
complete PCN and determine whether
the proposed mitigation would ensure
no more than minimal adverse effects
on the aquatic environment. If the net
adverse effects of the project on the
aquatic environment (after
consideration of the compensatory
mitigation proposal) are determined by
the district engineer to be minimal, the
district engineer will provide a timely
written response to the applicant. The
response will state that the project can
proceed under the terms and conditions
of the NWP.
(3) If the district engineer determines
that the adverse effects of the proposed
work are more than minimal, then the
district engineer will notify the
applicant either: (1) That the project
does not qualify for authorization under
the NWP and instruct the applicant on
the procedures to seek authorization
under an individual permit; (2) that the
project is authorized under the NWP
subject to the applicant’s submission of
a mitigation plan that would reduce the
adverse effects on the aquatic
environment to the minimal level; or
(3) that the project is authorized under
the NWP with specific modifications or
conditions. Where the district engineer
determines that mitigation is required to
ensure no more than minimal adverse
effects occur to the aquatic
environment, the activity will be
authorized within the 45-day PCN
period. The authorization will include
the necessary conceptual or specific
mitigation or a requirement that the
applicant submit a mitigation plan that
would reduce the adverse effects on the
aquatic environment to the minimal
level. When mitigation is required, no
work in waters of the United States may
occur until the district engineer has
approved a specific mitigation plan.
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D. Further Information
1. District Engineers have authority to
determine if an activity complies with
the terms and conditions of an NWP.
2. NWPs do not obviate the need to
obtain other Federal, state, or local
permits, approvals, or authorizations
required by law.
3. NWPs do not grant any property
rights or exclusive privileges.
4. NWPs do not authorize any injury
to the property or rights of others.
5. NWPs do not authorize interference
with any existing or proposed Federal
project.
E. Definitions
Best management practices (BMPs):
Policies, practices, procedures, or
structures implemented to mitigate the
adverse environmental effects on
surface water quality resulting from
development. BMPs are categorized as
structural or non-structural.
Compensatory mitigation: The
restoration (re-establishment or
rehabilitation), establishment (creation),
enhancement, and/or in certain
circumstances preservation of aquatic
resources for the purposes of offsetting
unavoidable adverse impacts which
remain after all appropriate and
practicable avoidance and minimization
has been achieved.
Currently serviceable: Useable as is or
with some maintenance, but not so
degraded as to essentially require
reconstruction.
Discharge: The term ‘‘discharge’’
means any discharge of dredged or fill
material and any activity that causes or
results in such a discharge.
Enhancement: The manipulation of
the physical, chemical, or biological
characteristics of an aquatic resource to
heighten, intensify, or improve a
specific aquatic resource function(s).
Enhancement results in the gain of
selected aquatic resource function(s),
but may also lead to a decline in other
aquatic resource function(s).
Enhancement does not result in a gain
in aquatic resource area.
Ephemeral stream: An ephemeral
stream has flowing water only during,
and for a short duration after,
precipitation events in a typical year.
Ephemeral stream beds are located
above the water table year-round.
Groundwater is not a source of water for
the stream. Runoff from rainfall is the
primary source of water for stream flow.
Establishment (creation): The
manipulation of the physical, chemical,
or biological characteristics present to
develop an aquatic resource that did not
previously exist at an upland site.
Establishment results in a gain in
aquatic resource area.
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High Tide Line: The line of
intersection of the land with the water’s
surface at the maximum height reached
by a rising tide. The high tide line may
be determined, in the absence of actual
data, by a line of oil or scum along shore
objects, a more or less continuous
deposit of fine shell or debris on the
foreshore or berm, other physical
markings or characteristics, vegetation
lines, tidal gages, or other suitable
means that delineate the general height
reached by a rising tide. The line
encompasses spring high tides and other
high tides that occur with periodic
frequency but does not include storm
surges in which there is a departure
from the normal or predicted reach of
the tide due to the piling up of water
against a coast by strong winds such as
those accompanying a hurricane or
other intense storm.
Historic Property: Any prehistoric or
historic district, site (including
archaeological site), building, structure,
or other object included in, or eligible
for inclusion in, the National Register of
Historic Places maintained by the
Secretary of the Interior. This term
includes artifacts, records, and remains
that are related to and located within
such properties. The term includes
properties of traditional religious and
cultural importance to an Indian tribe or
Native Hawaiian organization and that
meet the National Register criteria (36
CFR part 60).
Independent utility: A test to
determine what constitutes a single and
complete non-linear project in the Corps
regulatory program. A project is
considered to have independent utility
if it would be constructed absent the
construction of other projects in the
project area. Portions of a multi-phase
project that depend upon other phases
of the project do not have independent
utility. Phases of a project that would be
constructed even if the other phases
were not built can be considered as
separate single and complete projects
with independent utility.
Intermittent stream: An intermittent
stream has flowing water during certain
times of the year, when groundwater
provides water for stream flow. During
dry periods, intermittent streams may
not have flowing water. Runoff from
rainfall is a supplemental source of
water for stream flow.
Loss of waters of the United States:
Waters of the United States that are
permanently adversely affected by
filling, flooding, excavation, or drainage
because of the regulated activity.
Permanent adverse effects include
permanent discharges of dredged or fill
material that change an aquatic area to
dry land, increase the bottom elevation
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of a waterbody, or change the use of a
waterbody. The acreage of loss of waters
of the United States is a threshold
measurement of the impact to
jurisdictional waters for determining
whether a project may qualify for an
NWP; it is not a net threshold that is
calculated after considering
compensatory mitigation that may be
used to offset losses of aquatic functions
and services. The loss of stream bed
includes the linear feet of stream bed
that is filled or excavated. Waters of the
United States temporarily filled,
flooded, excavated, or drained, but
restored to pre-construction contours
and elevations after construction, are
not included in the measurement of loss
of waters of the United States. Impacts
resulting from activities eligible for
exemptions under Section 404(f) of the
Clean Water Act are not considered
when calculating the loss of waters of
the United States.
Non-tidal wetland: A non-tidal
wetland is a wetland that is not subject
to the ebb and flow of tidal waters. The
definition of a wetland can be found at
33 CFR 328.3(b). Non-tidal wetlands
contiguous to tidal waters are located
landward of the high tide line (i.e.,
spring high tide line).
Open water: For purposes of the
NWPs, an open water is any area that in
a year with normal patterns of
precipitation has water flowing or
standing above ground to the extent that
an ordinary high water mark can be
determined. Aquatic vegetation within
the area of standing or flowing water is
either non-emergent, sparse, or absent.
Vegetated shallows are considered to be
open waters. Examples of ‘‘open waters’’
include rivers, streams, lakes, and
ponds.
Ordinary High Water Mark: An
ordinary high water mark is a line on
the shore established by the fluctuations
of water and indicated by physical
characteristics, or by other appropriate
means that consider the characteristics
of the surrounding areas (see 33 CFR
328.3(e)).
Perennial stream: A perennial stream
has flowing water year-round during a
typical year. The water table is located
above the stream bed for most of the
year. Groundwater is the primary source
of water for stream flow. Runoff from
rainfall is a supplemental source of
water for stream flow.
Practicable: Available and capable of
being done after taking into
consideration cost, existing technology,
and logistics in light of overall project
purposes.
Pre-construction notification: A
request submitted by the project
proponent to the Corps for confirmation
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that a particular activity is authorized
by nationwide permit. The request may
be a permit application, letter, or similar
document that includes information
about the proposed work and its
anticipated environmental effects. Preconstruction notification may be
required by the terms and conditions of
a nationwide permit, or by regional
conditions. A pre-construction
notification may be voluntarily
submitted in cases where preconstruction notification is not required
and the project proponent wants
confirmation that the activity is
authorized by nationwide permit.
Preservation: The removal of a threat
to, or preventing the decline of, aquatic
resources by an action in or near those
aquatic resources. This term includes
activities commonly associated with the
protection and maintenance of aquatic
resources through the implementation
of appropriate legal and physical
mechanisms. Preservation does not
result in a gain of aquatic resource area
or functions.
Re-establishment: The manipulation
of the physical, chemical, or biological
characteristics of a site with the goal of
returning natural/historic functions to a
former aquatic resource. Reestablishment results in rebuilding a
former aquatic resource and results in a
gain in aquatic resource area and
functions.
Rehabilitation: The manipulation of
the physical, chemical, or biological
characteristics of a site with the goal of
repairing natural/historic functions to a
degraded aquatic resource.
Rehabilitation results in a gain in
aquatic resource function, but does not
result in a gain in aquatic resource area.
Restoration: The manipulation of the
physical, chemical, or biological
characteristics of a site with the goal of
returning natural/historic functions to a
former or degraded aquatic resource. For
the purpose of tracking net gains in
aquatic resource area, restoration is
divided into two categories: reestablishment and rehabilitation.
Riffle and pool complex: Riffle and
pool complexes are special aquatic sites
under the 404(b)(1) Guidelines. Riffle
and pool complexes sometimes
characterize steep gradient sections of
streams. Such stream sections are
recognizable by their hydraulic
characteristics. The rapid movement of
water over a course substrate in riffles
results in a rough flow, a turbulent
surface, and high dissolved oxygen
levels in the water. Pools are deeper
areas associated with riffles. A slower
stream velocity, a streaming flow, a
smooth surface, and a finer substrate
characterize pools.
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Riparian areas: Riparian areas are
lands adjacent to streams, lakes, and
estuarine-marine shorelines. Riparian
areas are transitional between terrestrial
and aquatic ecosystems, through which
surface and subsurface hydrology
connects waterbodies with their
adjacent uplands. Riparian areas
provide a variety of ecological functions
and services and help improve or
maintain local water quality. (See
general condition 20.)
Shellfish seeding: The placement of
shellfish seed and/or suitable substrate
to increase shellfish production.
Shellfish seed consists of immature
individual shellfish or individual
shellfish attached to shells or shell
fragments (i.e., spat on shell). Suitable
substrate may consist of shellfish shells,
shell fragments, or other appropriate
materials placed into waters for
shellfish habitat.
Single and complete linear project:
For linear projects, the term ‘‘single and
complete project’’ is defined as the total
project proposed or accomplished by
one owner/developer or partnership or
other association of owners/developers
and includes all crossings of a single
water of the United States (i.e., a single
waterbody) at a specific location. For
linear projects crossing a single
waterbody several times at separate and
distant locations, each crossing is
considered a single and complete
project. However, individual channels
in a braided stream or river, or
individual arms of a large, irregularly
shaped wetland or lake, etc., are not
separate waterbodies, and crossings of
such features cannot be considered
separately.
Single and complete non-linear
project: For non-linear projects, the term
‘‘single and complete project’’ is defined
at 33 CFR 330.2(i) as the total project
proposed or accomplished by one
owner/developer or partnership or other
association of owners/developers. A
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single and complete non-linear project
must have independent utility (see
definition of ‘‘independent utility’’).
Stormwater management: Stormwater
management is the mechanism for
controlling stormwater runoff for the
purposes of reducing downstream
erosion, water quality degradation, and
flooding and mitigating the adverse
effects of changes in land use on the
aquatic environment.
Stormwater management facilities:
Stormwater management facilities are
those facilities, including but not
limited to, stormwater retention and
detention ponds and best management
practices, which retain water for a
period of time to control runoff and/or
improve the quality (i.e., by reducing
the concentration of nutrients,
sediments, hazardous substances and
other pollutants) of stormwater runoff.
Stream bed: The substrate of the
stream channel between the ordinary
high water marks. The substrate may be
bedrock or inorganic particles that range
in size from clay to boulders. Wetlands
contiguous to the stream bed, but
outside of the ordinary high water
marks, are not considered part of the
stream bed.
Stream channelization: The
manipulation of a stream’s course,
condition, capacity, or location that
causes more than minimal interruption
of normal stream processes. A
channelized stream remains a water of
the United States.
Structure: An object that is arranged
in a definite pattern of organization.
Examples of structures include, without
limitation, any pier, boat dock, boat
ramp, wharf, dolphin, weir, boom,
breakwater, bulkhead, revetment,
riprap, jetty, artificial island, artificial
reef, permanent mooring structure,
power transmission line, permanently
moored floating vessel, piling, aid to
navigation, or any other manmade
obstacle or obstruction.
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9207
Tidal wetland: A tidal wetland is a
wetland (i.e., water of the United States)
that is inundated by tidal waters. The
definitions of a wetland and tidal waters
can be found at 33 CFR 328.3(b) and 33
CFR 328.3(f), respectively. Tidal waters
rise and fall in a predictable and
measurable rhythm or cycle due to the
gravitational pulls of the moon and sun.
Tidal waters end where the rise and fall
of the water surface can no longer be
practically measured in a predictable
rhythm due to masking by other waters,
wind, or other effects. Tidal wetlands
are located channelward of the high tide
line, which is defined at 33 CFR
328.3(d).
Vegetated shallows: Vegetated
shallows are special aquatic sites under
the 404(b)(1) Guidelines. They are areas
that are permanently inundated and
under normal circumstances have
rooted aquatic vegetation, such as
seagrasses in marine and estuarine
systems and a variety of vascular rooted
plants in freshwater systems.
Waterbody: For purposes of the
NWPs, a waterbody is a jurisdictional
water of the United States that, during
a year with normal patterns of
precipitation, has water flowing or
standing above ground to the extent that
an ordinary high water mark (OHWM)
or other indicators of jurisdiction can be
determined, as well as any wetland area
(see 33 CFR 328.3(b)). If a jurisdictional
wetland is adjacent—meaning
bordering, contiguous, or neighboring—
to a jurisdictional waterbody displaying
an OHWM or other indicators of
jurisdiction, that waterbody and its
adjacent wetlands are considered
together as a single aquatic unit (see 33
CFR 328.4(c)(2)). Examples of
‘‘waterbodies’’ include streams, rivers,
lakes, ponds, and wetlands.
[FR Doc. 2011–3371 Filed 2–15–11; 8:45 am]
BILLING CODE 3720–58–P
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Agencies
[Federal Register Volume 76, Number 32 (Wednesday, February 16, 2011)]
[Notices]
[Pages 9174-9207]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-3371]
[[Page 9173]]
Vol. 76
Wednesday,
No. 32
February 16, 2011
Part III
Department of Defense
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Department of the Army, Corps of Engineers
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Proposal To Reissue and Modify Nationwide Permits; Notice
Federal Register / Vol. 76 , No. 32 / Wednesday, February 16, 2011 /
Notices
[[Page 9174]]
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DEPARTMENT OF DEFENSE
Department of the Army, Corps of Engineers
ZRIN 0710-ZA05
Proposal To Reissue and Modify Nationwide Permits
AGENCY: Army Corps of Engineers, DoD.
ACTION: Notice.
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SUMMARY: The U.S. Army Corps of Engineers (Corps) is soliciting
comments for the reissuance of the existing nationwide permits (NWPs),
general conditions, and definitions, with some modifications. The Corps
is also proposing to issue two new NWPs and two new general conditions.
The Corps is requesting comment on all aspects of these proposed
nationwide permits. More specifically, the Corps is requesting comments
on options for NWP 21, which authorizes discharges of dredged or fill
material into waters of the United States associated with surface coal
mining activities, such as reissuing NWP 21 with modifications or not
reissuing NWP 21. The Corps is also seeking comments on whether to
reissue NWP 48 with modifications to authorize new commercial shellfish
aquaculture activities or to issue a separate NWP to authorize only new
commercial shellfish aquaculture activities. The reissuance process
starts with today's publication of the proposed NWPs in the Federal
Register for a 60-day comment period. The purpose of this Federal
Register notice is to solicit comments on the proposed new and modified
NWPs, as well as the NWP general conditions and definitions. Shortly
after the publication of this Federal Register notice, each Corps
district will publish a public notice to solicit comments on their
proposed regional conditions for the new and modified NWPs. The comment
period for these district public notices will be 45 days.
DATES: Submit comments on or before April 18, 2011.
ADDRESSES: You may submit comments, identified by docket number COE-
2010-0035 and/or ZRIN 0710-ZA05, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
E-mail: NWP2012@usace.army.mil. Include the docket number, COE-
2010-0035, and/or the ZRIN number, 0710-ZA05, in the subject line of
the message.
Mail: U.S. Army Corps of Engineers, Attn: CECW-CO-R, 441 G Street,
NW., Washington, DC 20314-1000.
Hand Delivery/Courier: Due to security requirements, we cannot
receive comments by hand delivery or courier.
Instructions: Direct your comments to docket number COE-2010-0035
and/or ZRIN 0710-ZA05. All comments received will be included in the
public docket without change and may be made available on-line at
https://www.regulations.gov, including any personal information
provided, unless the commenter indicates that the comment includes
information claimed to be Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute. Do not
submit information that you consider to be CBI, or otherwise protected,
through regulations.gov or e-mail. The regulations.gov Web site is an
anonymous access system, which means we will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an e-mail directly to the Corps without going through
regulations.gov, your e-mail address will be automatically captured and
included as part of the comment that is placed in the public docket and
made available on the Internet. If you submit an electronic comment, we
recommend that you include your name and other contact information in
the body of your comment and with any disk or CD-ROM you submit. If we
cannot read your comment because of technical difficulties and cannot
contact you for clarification, we may not be able to consider your
comment. Electronic comments should avoid the use of any special
characters, any form of encryption, and be free of any defects or
viruses.
Docket: For access to the docket to read background documents or
comments received, go to regulations.gov. All documents in the docket
are listed. Although listed in the index, some information is not
publicly available, such as CBI or other information whose disclosure
is restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form.
FOR FURTHER INFORMATION CONTACT: Mr. Dave Casey at 907-283-3519 or 202-
761-5903 or Mr. David Olson at 202-761-4922 or access the U.S. Army
Corps of Engineers Regulatory Home Page at https://www.usace.army.mil/CECW/Pages/cecwo_reg.aspx.
SUPPLEMENTARY INFORMATION:
Background
The current nationwide permits (NWPs), which were published in the
March 12, 2007, issue of the Federal Register (72 FR 11092) expire on
March 18, 2012. With this Federal Register notice, we are beginning the
process for reissuing the NWPs so that the reissued NWPs will be in
effect as the current NWPs expire.
Section 404(e) of the Clean Water Act provides the statutory
authority for the Secretary of the Army, after notice and opportunity
for public hearing, to issue general permits on a nationwide basis for
any category of activities involving discharges of dredged or fill
material into waters of the United States. Activities authorized by
NWPs must be similar in nature, cause only minimal adverse
environmental effects when performed separately, and cause only minimal
cumulative adverse effect on the aquatic environment. Nationwide
permits can also be issued to authorize activities pursuant to Section
10 of the Rivers and Harbors Act of 1899. The NWP program is designed
to provide timely authorizations for the regulated public while
protecting the Nation's aquatic resources.
Today's proposal to reissue 48 of the 49 existing NWPs with some
modifications and to issue two new NWPs reflects the Corps commitment
to its environmental protection mission and to aquatic resource
protection. For the reasons provided below, we are proposing to let one
NWP expire and not reissue it: NWP 47--Pipeline Safety Program
Designated Time Sensitive Inspections and Repairs. We are proposing to
revise the text of some of the NWPs, general conditions, and
definitions so that they are clearer and can be more easily understood
by the regulated public, government personnel, and interested parties,
while retaining terms and conditions that protect the aquatic
environment. Making the text of the NWPs clearer and easier to
understand will also facilitate compliance with these permits, which
will benefit the aquatic environment. The NWP program allows the Corps
to authorize activities with minimal adverse environmental impacts in a
timely manner and protect the aquatic environment. The NWP program also
allows the Corps to focus its limited resources on more extensive
evaluation of projects that have the potential for causing
environmentally damaging adverse effects.
Through the NWPs, impacts to the aquatic environment may also
receive additional protection through regional conditions, case-
specific special
[[Page 9175]]
conditions, and case-specific discretionary authority to require
individual permits. Nationwide permits and other general permits help
protect the aquatic environment because permit applicants often reduce
project impacts to meet the restrictive requirements of general permits
and receive authorization more quickly than they would through the
individual permit process.
Thirty of the NWPs proposed for reissuance require pre-construction
notification (PCN) for certain activities. Twenty of those NWPs require
PCNs for all activities. Each of the two proposed new NWPs require
PCNs. Pre-construction notification requirements give the Corps the
opportunity to evaluate certain proposed NWP activities on a case-by-
case basis to ensure that they will have no more than minimal adverse
effects on the aquatic environment, individually and cumulatively. This
case-by-case review often results in adding case-specific conditions to
the NWP authorization to ensure that impacts to the aquatic environment
are minimal. Review of a PCN may also result in the Corps asserting
discretionary authority to require an individual permit if the district
engineer determines, based on the information provided in the PCN, that
adverse impacts will be more than minimal, either individually or
cumulatively, or there are sufficient concerns for any of the Corps
public interest review factors.
Regional conditions may be imposed by division engineers to take
into account regional differences in aquatic resource functions and
services across the country and to restrict or prohibit the use of NWPs
to protect those resources. Through regional conditions, a division
engineer can modify an NWP to require submission of PCNs for certain
activities. Regional conditions may also restrict or prohibit the use
of an NWP in certain waters or geographic areas, if the use of that NWP
in those waters or areas might result in more than minimal individual
or cumulative adverse effects to the aquatic environment.
District engineers may impose special conditions on NWP
authorizations to ensure that the NWP authorizes only activities that
result in minimal individual and cumulative effects on the aquatic
environment and other public interest review factors. In addition,
special conditions will often include compensatory mitigation
requirements to reduce the project impacts to the minimal level.
Compensatory mitigation may include the restoration, establishment,
enhancement, and/or preservation of aquatic habitats, as well as the
establishment and maintenance of riparian areas next to streams and
other open waters. Compensatory mitigation can be provided through
permittee-responsible mitigation, mitigation banks, or in-lieu fee
programs.
Process for Reissuing the NWPs
The NWPs reissued on March 12, 2007, went into effect on March 19,
2007, and expire on March 18, 2012. The reissuance process starts with
today's publication of the proposed NWPs in the Federal Register for a
60-day comment period. Requests for a public hearing must be submitted
in writing to the address in the ADDRESSES section of this notice.
These requests must state the reason(s) for holding a public hearing.
If we determine that a public hearing or hearings would assist in
making a decision on the issuance of the proposed new NWPs, reissuance
of existing NWPs, or the NWP general conditions or definitions, a 30-
day advance notice will be published in the Federal Register to advise
interested parties of the date(s) and location(s) for the public
hearing(s). Any announcement of public hearings would also be posted as
a supporting material in the docket at https://www.regulations.gov as
well as the Corps regulatory home page at https://www.usace.army.mil/CECW/Pages/cecwo_reg.aspx.
Shortly after the publication of this Federal Register notice,
Corps district offices will issue public notices to solicit comments on
proposed regional conditions. In their district public notices,
district engineers may also propose to suspend or revoke some or all of
these NWPs if they have issued, or are proposing to issue, regional
general permits, programmatic general permits, or section 404 letters
of permission for use in lieu of NWPs. The comment period for these
district public notices will be 45 days.
After the comment period has ended, we will review the comments
received in response to this Federal Register notice. Then we will
draft the final NWPs, and those final draft NWPs will be subjected to
another review by interested Federal agencies. The final issued NWPs
will be published in the Federal Register by December 2011. The final
NWPs will go into effect 90 days after their publication. In the past,
the schedule normally allowed state governments, tribal governments,
and EPA a 60-day period for Clean Water Act Section 401 water quality
certifications (WQCs) as well as Coastal Zone Management Act (CZMA)
consistency determinations by states. The change to 90 days is made in
order to meet the requirements of the Department of Commerce that
require Federal agencies to provide at least 90 days for state
governments to make their CZMA consistency determinations (see 15 CFR
930.36(b)). Within this 90-day period, division engineers will also
develop regional conditions and supplemental decision documents.
Supplemental decision documents address the environmental
considerations related to the use of NWPs in a Corps district. The
supplemental decision documents will certify that the NWPs, with any
regional conditions or geographic suspensions or revocations, will only
authorize activities within that Corps district that result in minimal
individual and cumulative adverse effects on the aquatic environment.
The regional conditioning and WQC/CZMA processes are discussed below.
Compliance With Section 404(e) of the Clean Water Act
The proposed NWPs are issued in accordance with Section 404(e) of
the Clean Water Act. These NWPs authorize categories of activities that
are similar in nature. The ``similar in nature'' requirement does not
mean that activities authorized by an NWP must be identical to each
other. We believe that the ``categories of activities that are similar
in nature'' requirement of section 404(e) is to be interpreted broadly,
for practical implementation of this general permit program. Nationwide
permits, as well as other general permits, are intended to reduce
administrative burdens on the Corps and the regulated public, by
efficiently authorizing activities that have minimal adverse
environmental effects.
As for the minimal adverse effects provision of section 404(e), the
various terms and conditions of these NWPs, including the provisions in
the NWP regulations at 33 CFR 330.1(d) and 33 CFR 330.4(e) that allow
district engineers to exercise discretionary authority, ensure
compliance with this requirement. A decision document will be prepared
for each NWP to address the requirements of the National Environmental
Policy Act and generally discuss the anticipated impacts the NWP will
have on the Corps public interest review factors. For those NWPs that
may authorize discharges of dredged or fill material into waters of the
United States, a 404(b)(1) Guidelines analysis will be provided in the
decision document. The 404(b)(1) Guidelines analysis will be conducted
in accordance with 40 CFR 230.7. The draft decision documents for the
[[Page 9176]]
proposed NWPs are available on the internet at: https://www.regulations.gov (docket ID number COE-2010-0035). We are soliciting
comments on these draft decision documents, and any comments received
will be considered when preparing the final decision documents for the
NWPs.
National Environmental Policy Act Compliance
We have prepared a draft decision document for each proposed NWP.
Each decision document contains an environmental assessment (EA). If
the proposed NWP authorizes discharges of dredged or fill material into
waters of the United States, the decision document will also include a
404(b)(1) Guidelines analysis conducted in accordance with 40 CFR
230.7. These decision documents will consider the environmental effects
of each NWP from a national perspective. Division engineers will issue
supplemental decision documents to evaluate regional effects on the
aquatic environment and other public interest review factors. Those
supplemental decision documents will discuss regional conditions
imposed by division engineers to protect the aquatic environment and
ensure that any adverse effects resulting from NWP activities will be
no more than minimal.
The assessment of cumulative effects occurs at two levels: national
and regional (district). However, modifications at the district level
are made by the appropriate division engineer. There are eight Corps
division offices in the United States, with 38 district offices. A
division office may oversee as many as seven districts (Lakes and
Rivers Division) or as few as two district offices (Pacific Ocean
Division).
At the national level, the decision documents issued by Corps
Headquarters include cumulative effects assessments required by NEPA
and, if the NWP authorizes discharges of dredged or fill material into
waters of the United States, the 404(b)(1) Guidelines. The 404(b)(1)
Guidelines at 40 CFR 230.7(b) require an evaluation of the potential
individual and cumulative impacts of the category of activities
authorized under the NWP.
The supplemental decision documents issued by division engineers
include cumulative effects assessments at the regional (district)
level, for each district within the division. For those NWPs that
authorize section 404 activities, the supplemental decision documents
will also discuss local concerns relating to the Section 404(b)(1)
Guidelines, if the national decision documents do not adequately
address those issues. If the NWP is not suspended or revoked in a
district, the supplemental decision document includes a certification
that the use of the NWP in that district, with any applicable regional
conditions (i.e., applicable in a specific district), will result in
minimal cumulative adverse environmental effects. The supplemental
decision documents are prepared by Corps districts, but must be
approved and formally issued by the appropriate division engineer,
since the NWP regulations at 33 CFR 330.5(c) state that the division
engineer has the authority to modify, suspend, or revoke NWP
authorizations for any specific geographic area within his division.
Regional conditions are considered NWP modifications. Therefore, when
the process is completed, each district will have approved supplemental
decision documents for each NWP, and those supplemental decision
documents will assess cumulative effects within that district.
District engineers may also recommend that the division engineer
exercise discretionary authority to modify, suspend, or revoke case-
specific NWP authorizations within a district to ensure that only
minimal cumulative adverse effects on the aquatic environment result
from activities authorized by that NWP. Evaluations by a district
engineer may result in the division engineer modifying, suspending, or
revoking NWP authorizations in a particular geographic region or
watershed at a later time, if the use of an NWP in a particular area
will result in more than minimal cumulative or individual adverse
effects on the aquatic environment. Special conditions added to NWP
authorizations on a case-by-case basis by district engineers, such as
compensatory mitigation requirements, help ensure that the NWPs
authorize only activities that result in minimal individual and
cumulative adverse effects on the aquatic environment.
Acreage Limits and Pre-Construction Notification Thresholds
We are proposing to retain most of the current acreage limits for
the NWPs and propose to modify some of the NWPs acreage limits. We are
also proposing to modify the language concerning the use of waivers in
NWPs 13, 29, 36, 39, 40, 42, and 43 by clarifying that a waiver may be
granted only after the district engineer makes a written determination
concluding that the discharge will result in minimal adverse effects.
The modified waiver language will also be applied to NWPs 21, 44, and
50, as well as proposed new NWPs A and B. We are proposing to replace
the 25 cubic yard limit for temporary pads in NWP 6 with a \1/10\-acre
limit for temporary pads. For NWP 50 we are proposing a \1/2\-acre
limit on non-tidal waters of the United States including the loss of no
more than 300 linear feet of stream bed, unless for intermittent and
ephemeral stream beds the district engineer waives the 300 linear foot
limit by making a written determination concluding that the discharge
will result in minimal adverse effects. In NWPs 40 and 44 we are
proposing to increase protection of streams by adding a 300 linear foot
limit for losses of stream bed, which can be waived for intermittent
and ephemeral stream beds if the district engineer makes a written
determination concluding that the discharge will result in minimal
adverse effects.
Proposed NWP A, Land-Based Renewable Energy Generation Facilities,
and proposed NWP B, Water-Based Renewable Energy Generation Pilot
Projects, have a \1/2\-acre limit for losses of non-tidal waters of the
United States, including the loss of no more than 300 linear feet of
stream bed, unless for intermittent and ephemeral stream beds the
district engineer waives the 300 linear foot limit by making a written
determination concluding that the discharge will result in minimal
adverse effects. Both of these proposed NWPs require PCNs.
In NWP 48, we are proposing to add another PCN threshold for
proposed expansions of the project area for the production of
shellfish.
Compliance With the Endangered Species Act
In its April 6, 2005, decision in National Wildlife Federation et
al. v. Les Brownlee (No. 03-1392), the U.S. District Court for the
District of Columbia determined that the Corps is obligated to consult
with the U.S. Fish and Wildlife Service (FWS) on the effects of the
NWPs. In response to that decision, on March 13, 2007, the Corps
initiated Endangered Species Act Section 7(a)(2) programmatic
consultation with FWS and the National Marine Fisheries Service (NMFS)
for the current NWPs. NMFS provided a draft biological opinion and the
Corps provided comments on that draft biological opinion, as well as
additional information regarding the NWPs to NMFS as well as FWS. The
Corps also granted an extension of time to the NMFS to provide the next
draft of the biological opinion, and to the FWS to provide its draft
biological opinion. Since the 2007 programmatic consultation was not
completed, the
[[Page 9177]]
Corps has reinitiated programmatic Section 7 consultation for the NWP
program. Corps districts will consult, as necessary, with the FWS and
the NMFS for the species that occur in their districts and may develop
regional conditions to protect listed species and designated critical
habitat.
Essential Fish Habitat
The NWP Program's compliance with the essential fish habitat (EFH)
consultation requirements of the Magnuson-Stevens Fishery Conservation
and Management Act will be achieved through EFH consultations between
Corps districts and NMFS regional offices. Corps districts will request
EFH consultations with the NMFS regional office in cases where
activities authorized by NWP may adversely affect EFH. The purpose of
these regional consultations is to determine if implementation of the
proposed NWPs and regional conditions within a particular region may
have an adverse effect on EFH. These consultations will be conducted
according to the EFH consultation regulations at 50 CFR 600.920.
Regional Conditioning of Nationwide Permits
Under Section 404(e), NWPs can only be issued for those activities
that result in minimal individual and cumulative adverse effects on the
aquatic environment. An important mechanism for ensuring compliance
with this requirement is an effective regional conditioning process.
Coordination with Federal and state agencies and Indian Tribes, and the
solicitation of public comments, assist division and district engineers
in identifying and developing appropriate regional conditions for the
NWPs. Effective regional conditions protect local aquatic ecosystems
and helps ensure that the NWPs authorize only those activities that
result in minimal individual and cumulative adverse effects on the
aquatic environment, and are in the public interest.
There are two types of regional conditions: (1) Corps regional
conditions and (2) water quality certification/Coastal Zone Management
Act consistency determination regional conditions.
Corps regional conditions may be added to NWPs by division
engineers after a public notice and comment process and coordination
with other Federal, state, and local agencies.
Examples of Corps regional conditions include:
Restricting the types of waters of the United States where
the NWPs may be used (e.g., fens, bogs, bottomland hardwoods, etc.) or
prohibiting the use of some or all of the NWPs in those types of waters
or in specific watersheds.
Restricting or prohibiting the use of NWPs in an area
covered by a Special Area Management Plan, or an Advanced
Identification study with associated regional general permits.
Adding pre-construction notification (PCN) requirements to
NWPs to require notification for all work in certain watersheds or
certain types of waters of the United States, or lowering the PCN
threshold.
Reducing NWP acreage limits in certain types of waters of
the United States, or specific waterbodies.
Revoking certain NWPs on a geographic or watershed basis.
Restricting activities authorized by NWPs to certain times
of the year in a particular waterbody, to minimize the adverse effects
of those activities on fish or shellfish spawning, wildlife nesting, or
other ecologically cyclical events.
Conditions necessary to ensure compliance with the
Endangered Species Act and essential fish habitat provisions of the
Magnuson-Stevens Fishery Conservation and Management Act.
Corps regional conditions approved by division engineers cannot
remove or reduce any of the terms and conditions of the NWPs, including
general conditions and PCN requirements. In other words, Corps regional
conditions can only be more restrictive than the original NWP terms and
conditions.
Regional conditions may also be added to the NWPs as a result of
water quality certifications (WQCs) issued by states, Indian Tribes, or
the U.S. EPA, as well as state Coastal Zone Management Act (CZMA)
consistency determinations.
At approximately the same time as the publication of this Federal
Register notice, each Corps district will issue an initial public
notice. Those initial public notices will include Corps regional
conditions proposed by our district offices, and will also request
comments or suggestions for additional Corps regional conditions. The
initial public notice may also include, for informational purposes
only, any proposed state or tribal WQC regional conditions or state
CZMA regional conditions. However, public comment on the state or
tribal WQC regional conditions or state CZMA regional conditions is
handled through a separate state or tribal administrative procedures
process. The public should not address such comments to the Corps.
In response to the district's initial public notice, interested
parties may suggest additional Corps regional conditions, or suggest
suspension or revocation of NWPs in certain geographic areas, such as
specific watersheds or waterbodies. Such comments should include data
to support the need for any suggested modifications, suspensions, or
revocations of NWPs.
After the NWPs are issued or reissued, the division engineer will
issue supplemental decision documents for each NWP. These supplemental
decision documents will address the NWP regional conditions. Each
supplemental decision document will also include a statement by the
division engineer, which will certify that the NWP, with approved
regional conditions, will authorize only activities with minimal
individual and cumulative adverse effects on the aquatic environment.
After the division engineer approves the Corps regional conditions,
each Corps district will issue a final public notice for the NWPs. The
final public notice will announce both the final Corps regional
conditions and any final WQC/CZMA regional conditions. The final public
notices will also announce the final status of water quality
certifications and CZMA consistency determinations for the NWPs. Corps
districts may adopt additional regional conditions in future public
notices (following public notice and comment procedures), if they
identify a need for such conditions.
Information on regional conditions and revocation can be obtained
from the appropriate district engineer, as indicated below.
Furthermore, this and additional information can be obtained on the
internet at https://www.usace.army.mil/CECW/Pages/cecwo_reg.aspx. If
you select a state on this Web site you will be directed to the Web
site of the appropriate Corps district office.
In cases where a Corps district has issued a regional general
permit that authorizes similar activities as one or more NWPs, the
district will clarify the use of the regional general permit versus the
NWP(s) during the regional conditioning process. For example, the
division engineer may revoke the applicable NWP(s) so that only the
regional general permit may be used to authorize those activities.
Water Quality Certification/Coastal Zone Management Act Consistency
Determination for Nationwide Permits
State or Tribal water quality certification, or waiver thereof, is
[[Page 9178]]
required by Section 401 of the Clean Water Act, for activities
authorized by NWPs which result in a discharge into waters of the
United States. In addition, any state with a federally-approved CZMA
plan must agree with the Corps determination that activities authorized
by NWPs which are within, or will affect any land or water uses or
natural resources of the state's coastal zone, are consistent with the
CZMA plan to the maximum extent practicable. Water quality
certifications and/or CZMA consistency determinations may be issued
without conditions, issued with conditions, or denied for specific
NWPs.
We believe that, in general, the activities authorized by the NWPs
will not violate State or Tribal water quality standards and will be
consistent with state CZMA plans. The NWPs are conditioned to ensure
that adverse environmental effects will be minimal and address the
types of activities that would be routinely authorized if evaluated
under the individual permit process. We recognize that in some states
or Tribal lands there will be a need to add regional conditions, or
individual state or Tribal review for some activities, to ensure
compliance with water quality standards and/or consistency with the
state's CZMA plans. As a practical matter, we intend to work with
states and Tribes to ensure that NWPs include the necessary conditions
so that they can issue water quality certifications or CZMA consistency
concurrences. Therefore, each Corps district will initiate discussions
with their respective state(s) and Tribe(s), as appropriate, to discuss
issues of concern and identify regional modification and other
approaches to address the scope of waters, activities, discharges, and
PCNs, as appropriate, to resolve these issues. Note that in some states
the Corps has issued state programmatic general permits (SPGPs), and
within those states some or all of the NWPs may be suspended or revoked
by division engineers. Concurrent with today's proposal, district
engineers may be proposing modification or revocation of the NWPs in
states where SPGPs will be used in place of some or all of the NWPs.
Section 401 of the Clean Water Act
This Federal Register notice serves as the Corps application to the
Tribes, States, or EPA, where appropriate, for water quality
certification of the activities authorized by these NWPs. The Tribes,
States, and EPA, where appropriate, are requested to issue, deny, or
waive water quality certification pursuant to 33 CFR 330.4(c) for these
NWPs.
If a state denies a water quality certification for an NWP within
that state, then the affected activities are not authorized by NWP
within that state, until a project proponent obtains an individual
water quality certification, or the water quality certification is
waived. However, when applicants request approval of such activities,
and the Corps determines that those activities meet the terms and
conditions of the NWP, the Corps will issue provisional NWP
verification letters. The provisional verification letter will contain
general and regional conditions as well as any project specific
conditions the Corps determines are necessary for NWP authorization.
The Corps will notify the applicant that they must obtain a project
specific water quality certification, or waiver thereof, before they
are authorized to start work in waters of the United States. That is,
NWP authorization will be contingent upon obtaining the necessary water
quality certification or waiver thereof from the State, Tribe, or EPA
where appropriate. Anyone wanting to perform such activities where pre-
construction notification to the Corps is not required has an
affirmative responsibility to first obtain a project-specific water
quality certification or waiver thereof from the Tribe, State, or EPA
before proceeding under the NWP. This requirement is provided at 33 CFR
330.4(c).
Section 307 of the Coastal Zone Management Act (CZMA)
This Federal Register notice serves as the Corps determination that
the activities authorized by these NWPs are, to the maximum extent
practicable, consistent with state CZMA programs. This determination is
contingent upon the addition of state CZMA conditions and/or regional
conditions, or the issuance by the state of an individual consistency
concurrence, where necessary. States are requested to agree or disagree
with the consistency determination following 33 CFR 330.4(d) for these
NWPs.
The Corps CZMA consistency determination only applies to NWP
authorizations for activities that are within, or affect, any land,
water uses or natural resources of a State's coastal zone. NWP
authorizations for activities that are not within or would not affect a
State's coastal zone do not require a Corps CZMA consistency
determination and thus are not contingent on a State's agreement with
the Corps consistency determinations.
If a state disagrees with the Corps consistency determination for
an NWP, then the affected activities are not authorized by NWP within
that state, until a project proponent obtains an individual consistency
determination, or sufficient time (six months) passes after requesting
a consistency determination for the applicant to make a presumption of
consistency, as provided for in 33 CFR 330.4(d)(6). However, when
applicants request approval of such activities, and the Corps
determines that those activities meet the terms and conditions of the
NWP, the Corps will issue provisional NWP verification letters. The
provisional verification letter will contain general and regional
conditions as well as any project specific conditions the Corps
determines are necessary for NWP authorization. The Corps will notify
the applicant that they must obtain a project specific CZMA consistency
determination before they are authorized to start work in waters of the
United States. That is, NWP authorization will be contingent upon
obtaining the necessary CZMA consistency concurrence from the State.
Anyone wanting to perform such activities where pre-construction
notification to the Corps is not required has an affirmative
responsibility to present a consistency certification to the
appropriate State agency for concurrence. Upon concurrence with such
consistency certifications by the state, the activity would be
authorized by the NWP. This requirement is provided at 33 CFR 330.4(d).
Nationwide Permit Verifications
Certain NWPs require the permittee to submit a PCN, and thus
request confirmation from the district engineer that an activity
complies with the terms and conditions of an NWP, prior to commencing
the proposed work. The requirement to submit a PCN is identified in the
NWP text. Pre-construction notification requirements may be added to
NWPs by division engineers through regional conditions. In cases where
pre-construction notification is not required, a project proponent may
submit a PCN voluntarily, if he or she wants assurance that the
activity is authorized by an NWP. A NWP verification is a response to a
PCN that confirms that a particular activity is authorized by an NWP.
In response to an NWP verification request or PCN, the district
engineer reviews the information submitted by the prospective
permittee. If the district engineer determines that the activity
complies with the terms and conditions of the NWP, he or she will
notify the permittee. Special conditions, such as compensatory
mitigation requirements, may be added to the NWP authorization to
ensure that the activity results in
[[Page 9179]]
minimal individual and cumulative adverse effects on the aquatic
environment and other public interest factors. The special conditions
are incorporated into the NWP verification, along with the NWP text and
the NWP general conditions.
If the district engineer reviews the NWP verification request and
determines that the proposed activity does not comply with the terms
and conditions of an NWP, he or she will notify the project proponent
and provide instructions for applying for authorization under a
regional general permit or an individual permit. District engineers
will respond to NWP verification requests, submitted voluntarily or
when required, within 45 days of receiving a complete PCN. Except for
NWPs 21, 49, and 50, and for proposed NWP activities that require
Endangered Species Act Section 7 consultation and/or National Historic
Preservation Act Section 106 consultation, if the project sponsor has
not received a reply from the Corps within 45 days, he or she may
assume that the project is authorized, consistent with the information
in the PCN. For NWPs 21 (Surface Coal Mining Activities), 49 (Coal
Remining Activities), and 50 (Underground Coal Mining Activities), and
for proposed NWP activities that require Endangered Species Act Section
7 consultation and/or National Historic Preservation Act Section 106
consultation, the project sponsor may not begin work before receiving a
written NWP verification.
Contact Information for Corps District Engineers
Alabama
Mobile District Engineer, ATTN: CESAM-RD, 109 St. Joseph Street,
Mobile, AL 36602-3630.
Alaska
Alaska District Engineer, ATTN: CEPOA-RD, P.O. Box 6898, Elmendorf
AFB, AK 99506-6898.
Arizona
Los Angeles District Engineer, ATTN: CESPL-RG-R, P.O. Box 532711,
Los Angeles, CA 90053-2325.
Arkansas
Little Rock District Engineer, ATTN: CESWL-RD, P.O. Box 867, Little
Rock, AR 72203-0867.
California
Sacramento District Engineer, ATTN: CESPK-RD, 1325 J Street,
Sacramento, CA 95814-2922.
Colorado
Albuquerque District Engineer, ATTN: CESPA-OD-R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109-3435.
Connecticut
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Delaware
Philadelphia District Engineer, ATTN: CENAP-OP-R, Wannamaker
Building, 100 Penn Square East, Philadelphia, PA 19107-3390.
Florida
Jacksonville District Engineer, ATTN: CESAJ-RD, P.O. Box 4970,
Jacksonville, FL 32232-0019.
Georgia
Savannah District Engineer, ATTN: CESAS-RD, 100 West Oglethorpe
Avenue, Savannah, GA 31401-3640.
Hawaii
Honolulu District Engineer, ATTN: CEPOH-EC-R, Building 230, Fort
Shafter, Honolulu, HI 96858-5440.
Idaho
Walla Walla District Engineer, ATTN: CENWW-RD, 201 North Third
Avenue, Walla Walla, WA 99362-1876.
Illinois
Rock Island District Engineer, ATTN: CEMVR-OD-P, P.O. Box 2004,
Rock Island, IL 61204-2004.
Indiana
Louisville District Engineer, ATTN: CELRL-OP-F, P.O. Box 59,
Louisville, KY 40201-0059.
Iowa
Rock Island District Engineer, ATTN: CEMVR-OD-P, P.O. Box 2004,
Rock Island, IL 61204-2004.
Kansas
Kansas City District Engineer, ATTN: CENWK-OD-R, 635 Federal
Building, 601 E. 12th Street, Kansas City, MO 64106-2896.
Kentucky
Louisville District Engineer, ATTN: CELRL-OP-F, P.O. Box 59,
Louisville, KY 40201-0059.
Louisiana
New Orleans District Engineer, ATTN: CEMVN-OD-S, P.O. Box 60267,
New Orleans, LA 70160-0267.
Maine
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Maryland
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
Massachusetts
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Michigan
Detroit District Engineer, ATTN: CELRE-RG, 477 Michigan Avenue,
Detroit, MI 48226-2550.
Minnesota
St. Paul District Engineer, ATTN: CEMVP-OP-R, 180 Fifth Street
East, Suite 700, St. Paul, MN 55101-1678.
Mississippi
Vicksburg District Engineer, ATTN: CEMVK-OD-F, 4155 Clay Street,
Vicksburg, MS 39183-3435.
Missouri
Kansas City District Engineer, ATTN: CENWK-OD-R, 635 Federal
Building, 601 E. 12th Street, Kansas City, MO 64106-2896.
Montana
Omaha District Engineer, ATTN: CENWO-OD-R, 1616 Capitol Avenue,
Omaha, NE 68102-4901.
Nebraska
Omaha District Engineer, ATTN: CENWO-OD-R, 1616 Capitol Avenue,
Omaha, NE 68102-4901.
Nevada
Sacramento District Engineer, ATTN: CESPK-CO-R, 1325 J Street,
Sacramento, CA 95814-2922.
New Hampshire
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
New Jersey
Philadelphia District Engineer, ATTN: CENAP-OP-R, Wannamaker
Building, 100 Penn Square East, Philadelphia, PA 19107-3390.
New Mexico
Albuquerque District Engineer, ATTN: CESPA-OD-R, 4101 Jefferson
Plaza NE, Albuquerque, NM 87109-3435.
[[Page 9180]]
New York
New York District Engineer, ATTN: CENAN-OP-R, 26 Federal Plaza, New
York, NY 10278-0090.
North Carolina
Wilmington District Engineer, ATTN: CESAW-RG, P.O. Box 1890,
Wilmington, NC 28402-1890.
North Dakota
Omaha District Engineer, ATTN: CENWO-OD-R, 1616 Capitol Avenue,
Omaha, NE 68102-4901.
Ohio
Huntington District Engineer, ATTN: CELRH-OR-F, 502 8th Street,
Huntington, WV 25701-2070.
Oklahoma
Tulsa District Engineer, ATTN: CESWT-RO, 1645 S. 101st East Ave,
Tulsa, OK 74128-4609.
Oregon
Portland District Engineer, ATTN: CENWP-OD-G, P.O. Box 2946,
Portland, OR 97208-2946.
Pennsylvania
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
Rhode Island
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
South Carolina
Charleston District Engineer, ATTN: CESAC-CO-P, P.O. Box 919,
Charleston, SC 29402-0919.
South Dakota
Omaha District Engineer, ATTN: CENWO-OD-R, 1616 Capitol Avenue,
Omaha, NE 68102-4901.
Tennessee
Nashville District Engineer, ATTN: CELRN-OP-F, 3701 Bell Road,
Nashville, TN 37214.
Texas
Galveston District Engineer, ATTN: CESWG-PE-R, P.O. Box 1229,
Galveston, TX 77553-1229.
Utah
Sacramento District Engineer, ATTN: CESPK-RD, 1325 J Street, CA
95814-2922.
Vermont
New England District Engineer, ATTN: CENAE-R, 696 Virginia Road,
Concord, MA 01742-2751.
Virginia
Norfolk District Engineer, ATTN: CENAO-REG, 803 Front Street,
Norfolk, VA 23510-1096.
Washington
Seattle District Engineer, ATTN: CENWS-OP-RG, P.O. Box 3755,
Seattle, WA 98124-3755.
West Virginia
Huntington District Engineer, ATTN: CELRH-OR-F, 502 8th Street,
Huntington, WV 25701-2070.
Wisconsin
St. Paul District Engineer, ATTN: CEMVP-OP-R, 180 Fifth Street
East, Suite 700, St. Paul, MN 55101-1678.
Wyoming
Omaha District Engineer, ATTN: CENWO-OD-R, 1616 Capitol Avenue,
Omaha, NE 68102-4901.
District of Columbia
Baltimore District Engineer, ATTN: CENAB-OP-R, P.O. Box 1715,
Baltimore, MD 21203-1715.
Pacific Territories (American Samoa, Guam, & Commonwealth of the
Northern Mariana Islands)
Honolulu District Engineer, ATTN: CEPOH-EC-R, Building 230, Fort
Shafter, Honolulu, HI 96858-5440.
Puerto Rico and Virgin Islands
Jacksonville District Engineer, ATTN: CESAJ-RD, P.O. Box 4970,
Jacksonville, FL 32232-0019.
Request for Comment
We are proposing to reissue 48 nationwide permits, as well as the
general conditions and definitions. We are also proposing to issue two
new NWPs, two new general conditions, and one new definition.
Substantive changes to the nationwide permits, general conditions, and
definitions are discussed below, but we are soliciting comments on all
the nationwide permits, general conditions, and definitions. Minor
grammatical changes, the removal of redundant language, and other small
changes are not discussed in the preamble below. Therefore, commenters
should carefully read each proposed NWP, general condition, and
definition in this notice.
NWP Not Proposed for Reauthorization
NWP 47. Pipeline Safety Program Designated Time Sensitive
Inspections and Repairs. This NWP was first issued in 2007 in reliance
on the Pipeline and Hazardous Materials Safety Administration's (PHMSA)
implementation of a Web-based system called the Pipeline Repair and
Environmental Guidance System (PREGS). The terms of NWP 47 required
permittees to report their use of this NWP through PREGS. PHMSA ceased
their development of PREGS, which the Corps planned to use in order to
monitor projects authorized by NWP 47. In the place of NWP 47, projects
subject to PHMSA's Pipeline Safety Program may be eligible for
authorization under NWP 3, Maintenance, or NWP 12, Utility Line
Activities, provided those projects meet the terms and conditions of
the appropriate NWP(s).
Discussion of Proposed Modifications to Existing Nationwide Permits
If an existing NWP is not listed in this section of the preamble,
we are proposing to reissue the NWP without changing it.
NWP 3. Maintenance. We are proposing to clarify that stream channel
excavation immediately adjacent to the structure or fill being
maintained that involves discharges of dredged or fill material into
waters of the United States and/or work in navigable waters of the
United States is authorized under paragraph (a) and does not require a
PCN. Examples of stream channel excavation activities that may be
authorized under paragraph (a) include those necessary to facilitate
minor deviations in a structure's configuration or filled area. This
can occur when structures or fills are replaced with larger culverts or
bridges that improve fish passage. Specifically, we are proposing to
add ``Any stream channel modification, is limited to the minimum
necessary for the repair, rehabilitation, or replacement of the
structure or fill; such modifications must be immediately adjacent to
the project'' to paragraph (a).
To simplify and clarify the text, we propose to replace the word
``and'' with ``and/or'' in the first sentence of paragraph (b) to
indicate that the activity does not need to include the placement of
new or additional riprap in order to qualify for the NWP. In paragraph
(d) we propose to explicitly state beach restoration is not authorized
by the NWP by removing beach restoration from the first sentence and
adding a stand-alone sentence. In the Notification provision we propose
to remove from the first part of the second sentence the phrase
``[w]here maintenance dredging is proposed'' because paragraph (b) of
the NWP is the only component of the NWP that requires a PCN. This
deletion will simplify redundant and confusing text.
[[Page 9181]]
NWP 5. Scientific Measurement Devices. We are proposing to add a
sentence to explicitly require the removal of the device and any
associated structures or fills at the conclusion of the study.
Specifically, we are proposing to add the following sentence: ``Upon
completion of the study the measuring device and any other structures
or fills associated with that device (e.g., anchors, buoys, lines,
etc.) must be removed and to the maximum extent practicable the site
must be restored to pre-construction elevations after the removal of
associated structures.'' We are proposing to add ``meteorological
stations'' as an example of the types of scientific measuring devices
authorized by this NWP since such devices are currently being used to
collect meteorological data for planning offshore wind energy
generation facilities. We are also proposing to add ``current gages''
and ``biological observation devices'' to the list of examples, because
such instruments may be used to collect data for sites that are being
considered for hydrokinetic energy generation facilities.
NWP 6. Survey Activities. We are proposing to modify how
exploratory trenches are backfilled by stating the work ``must not
drain a water of the United States.'' This would make the NWP
consistent with other NWPs that involve backfilling. We also propose to
adjust the requirements for the temporary pads necessary to provide
proper levels for equipment used for core sampling. Specifically, we
propose to remove 25 cubic yard limit and replace it with a \1/10\-acre
limit. The acreage limit for temporary pads applies to a single and
complete project, as defined at 33 CFR 330.2(i).
NWP 8. Oil and Gas Structures on the Outer Continental Shelf. We
are proposing to update the name of former Mineral Management Service
to the Bureau of Ocean Energy Management, Regulation, and Enforcement.
NWP 12. Utility Line Activities. We are proposing one minor change
regarding how the calculation of loss of waters of the United States
for a single and complete project with multiple components is made by
replacing the phrase ``* * * the total discharge from a * * *'' with ``
* * * the activity, in combination with all other activities included
in one * * *'' to the access road component of the NWP. This adjustment
would match the language from the utility line substation component of
the NWP.
NWP 13. Bank Stabilization. To encourage bank stabilization
activities that use bioengineering techniques and other methods that
may have less adverse environmental effects, we are proposing to modify
paragraph (c) by removing the waiver provision and authorizing bank
stabilization activities that utilize bioengineered techniques to
exceed an average of one cubic yard per running foot placed along the
bank below the plane of the ordinary high water mark or the high tide
line. This change would not authorize bank stabilization activities
that involve hardening the bank with material such as sheet pile,
riprap, concrete, etc. if the discharge exceeds one cubic yard per
running foot. A separate form of Department of the Army authorization,
such as an individual permit or regional general permit, would be
required for such activities. Bioengineered techniques can slow erosion
rates and can have beneficial effects on habitat for macroinvertebrates
and fish and may include the use of living material or other material
such as tree revetments or root wads.
Because some bank stabilization activities require temporary
structures or fills, or a site to be temporarily dewatered, we propose
to add language authorizing these associated activities. This proposed
language is consistent with that used to authorize the same activity in
NWPs 3, 12, and 14.
NWP 15. U.S. Coast Guard Approved Bridges. We are proposing to
modify this NWP by removing the reference to the U.S. Coast Guard
authorizing the discharge of dredged or fill material into waters of
the United States as a part of their bridge permit, since their bridge
permits do not authorize such activities. We are also proposing to
reference the U.S. Coast Guard's bridge permitting authority under
Section 9 of the Rivers and Harbors Act of 1899 and other applicable
laws. The other applicable laws include: The International Bridge Act
of 1972 (at 33 U.S.C. 535-535(i)), the General Bridge Act of 1946 (at
33 U.S.C. 525, 528, 530, and 533), the Bridge Act of 1906 (at 33 U.S.C.
491, 494, and 495); and the Rivers and Harbors Appropriation Act of
1899 (at 33 U.S.C. 401, 403, 406, and 502). Because a bridge permit
issued by the U.S. Coast Guard does not cover discharges of dredged or
fill material into navigable waters of the United States, and such
discharges are likely to be considered work that modifies those waters,
we propose to add section 10 authority to this NWP to provide
authorization under the Rivers and Harbors Act of 1899.
NWP 20. Response Operations for Oil and Hazardous Substances. We
are proposing to change the name of this NWP from ``Oil Spill Cleanup''
to ``Response Operations for Oil and Hazardous Substances'' to better
describe the activities and types of materials authorized by the NWP.
The proposed modification would also authorize a wider set of
activities, specifically containment and mitigation, associated with a
response operation's effort to manage a release of oil or hazardous
substances.
We are also proposing to modify the NWP to authorize work under a
wider range of approved response plans or work approved by a Federal
on-scene coordinator as designated by 40 CFR part 300.
Additionally, we propose to modify this NWP to authorize training
exercises for the cleanup of oil and hazardous substance by this NWP.
These drills can take place on land and water and sometimes involve the
use of temporary structures and fills used to contain spilt materials.
NWP 21. Surface Coal Mining Activities. To help make a fully
informed decision about whether or not to reissue NWP 21, we are
soliciting comment on three options for this NWP. Option 1 would be to
not reissue NWP 21. Option 2 would be to reissue NWP 21 with
modifications, including a \1/2\-acre limit for losses of non-tidal
waters of the United States, a 300 linear foot limit for the loss of
stream bed (with a waiver for the loss of intermittent and ephemeral
stream beds if the district engineer makes a written determination that
the discharge will result in minimal adverse effects), and a provision
prohibiting the use of NWP 21 to authorize discharges of dredged or
fill material into waters of the United States associated with the
construction of valley fills for surface coal mining activities. Option
3 would be to reissue NWP 21 with the same modifications as described
for Option 2, except there would be no provision prohibiting the use of
NWP 21 to authorize discharges of dredged or fill material into waters
of the United States associated with the construction of valley fills.
Options 2 and 3 would not authorize discharges of dredged or fill
material into tidal waters or non-tidal wetlands adjacent to tidal
waters.
The preferred option is Option 2, since the construction of valley
fills for surface coal mining activities substantially alters the
watersheds associated with headwater streams and has a greater
potential to cause more than minimal adverse effects on the aquatic
environment. Those changes to the watershed cause direct and indirect
effects to downstream waters.
Option 1, to not reissue NWP 21, would be consistent with a
[[Page 9182]]
determination that any discharge of dredge or fill material associated
with surface coal mining activities, in any region of the country,
might result in more than minimal adverse effects on the aquatic
environment and thus warrant the more rigorous review associated with
an individual permit. In contrast, the proposed modifications presented
in Options 2 and 3 would authorize minor activities associated with
surface coal mining activities such as the discharges of dredged or
fill material to construct sediment ponds or minor road crossings. All
the Options would require larger surface coal mining activities
involving discharges of dredged or fill material into waters of the
United States to be authorized by individual permits. In previously
issued versions of NWP 21, there was no limit on losses of waters of
the United States. Instead of acreage or linear foot limits the Corps
relied on the following to ensure minimal adverse effects: (a) The
implementation of environmental protections through SMCRA (e.g.,
preventing material damage to the hydrologic balance in the surrounding
areas and minimizing adverse impacts to fish and wildlife habitat);
and, (b) the requirement that the prospective permittee could not
commence work in waters of the United States until he or she received
written verification from the Corps district that the activity was
authorized by NWP 21. Under Options 2 and 3, the Corps would continue
to rely on these sources of assurance, along with the proposed new
acreage and linear foot limits, to ensure minimal adverse effects. The
Corps believes that this combination of safeguards is sufficient,
particularly if discharges associated with valley fills are not
authorized, and has thus identified Option 2 as its preferred option.
We are also soliciting public comment on additional options that
should be considered for the reissuance of NWP 21. In addition to the
three options described above, we are proposing to change the title of
this NWP by replacing the word ``Operations'' with ``Activities''
because the Corps only authorizes discharges of dredged or fill
material into waters of the United States, not the operation of the
surface coal mine. The operation of a surface coal mine is regulated
under the Surface Mining Control and Reclamation Act of 1977 (SMCRA).
In addition, Clean Water Act Section 402 National Pollutant Discharge
Elimination System permits may authorize discharges of pollutants other
than dredge or fill material to waters of the United States, including
those from outfall pipes of sediment ponds.
On June 11, 2009, the Department of the Army, the Department of the
Interior (DOI), and the U.S. Environmental Protection Agency (EPA)
signed a Memorandum of Understanding (MOU) that addresses actions to
strengthen the environmental review of Appalachian surface coal mining.
The MOU includes an Interagency Action Plan (IAP) that was developed to
reduce the adverse environmental effects of surface coal mining
activities in the Appalachian region of Kentucky, Ohio, Pennsylvania,
Tennessee, Virginia, and West Virginia, while assuring that future
mining remains consistent with the Clean Water Act and SMCRA. One of
the short-term action items the Army agreed to do under the IAP was to
issue a Federal Register notice proposing to modify NWP 21 to preclude
its use to authorize discharges of fill material into streams for
surface coal mining activities in the Appalachian region of these six
states and to seek public comment on this proposal. On July 15, 2009,
the Corps published a Federal Register notice (74 FR 34311) to solicit
public comment on this proposal. As an interim measure to provide
environmental protection while the Corps evaluated the comments
received on the proposal to modify NWP 21, on June 18, 2010, the Corps
suspended NWP 21 in the Appalachian region of Kentucky, Ohio,
Pennsylvania, Tennessee, Virginia, and West Virginia (see 75 FR 34711).
Since the current NWP 21 will expire on March 18, 2012, it would be
more prudent to address the modification of NWP 21 in today's proposal,
instead of making a separate decision on the July 15, 2009, proposal to
modify NWP 21 in the Appalachian region of Kentucky, Ohio,
Pennsylvania, Tennessee, Virginia, and West Virginia. We also believe
that substantial changes to NWP 21 are necessary to ensure, at a
national level, that it authorizes only those discharges of dredged or
fill material into waters of the United States associated with surface
coal mining activities that have minimal individual and cumulative
adverse effects on the aquatic environment and other public interest
review factors. Nationwide permit 21 has been used to authorize surface
coal mining activities in at least 20 other states, such as states in
the west and southeast, and we believe it is necessary to impose an
acreage limit on NWP 21 to ensure that the surface coal mining
activities in those other states result in minimal adverse effects.
Division engineers have the authority to regionally condition this
NWP to impose an acreage or linear foot limit or other special
conditions, if there are concerns for the aquatic environment in a
particular district, watershed, or other geographic region. The
proposed modification of NWP 21 will provide an NWP for minor
activities associated with surface coal mining activities. Pre-
construction notification is still required before any activities
commence in waters of the United States and the applicant must receive
authorization in writing from the Corps before beginning the activity.
NWP 27. Aquatic Habitat Restoration, Establishment, and Enhancement
Activities. We are proposing to add ``the removal of small dams'' to
the list of examples of activities that can be authorized by this NWP.
In the reversion provision we are proposing to remove the phrase ``that
has not been abandoned'' that modifies the term ``prior converted
cropland'' because areas of prior converted cropland being used for
wetland or stream enhancement or restoration that are eligible for this
provision are subject to a binding agreement with the Natural Resources
Conservation Service and have not been abandoned, so the qualifier is
unnecessary.
We are proposing to modify ``Notification'' provisions (1) and (2)
by having stream restoration, rehabilitation, and enhancement
activities conducted in accordance with binding agreements with the
appropriate agencies or as voluntary actions documented by NRCS or a
USDA Technical Service Provider be subject to the reporting provision
instead. Additionally, we propose to modify notification provision (1)
by adding the United States Forest Service to the list of Federal
agencies that can develop stream or wetland enhancement, restoration,
or establishment agreements. The ``Notification'' provision requires
the permittee or appropriate Federal or state agency to notify the
district engineer in accordance with general condition 30 (formerly
general condition 27).
NWP 29. Residential Developments. We are proposing to modify the
waiver provision for activities resulting in the loss of greater than
300 linear feet of intermittent and ephemeral stream bed to clarify
that the district engineer will only issue the waiver after making a
project-specific written determination that the activity will result in
minimal adverse effects.
NWP 31. Maintenance of Existing Flood Control Facilities. We are
proposing to add language that states, in those cases where a Corps
permit is required, the NWP authorizes the removal of vegetation from
levees
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associated with a flood control project. The removal of vegetation from
a flood control levee may require a permit under Section 10 of the
Rivers and Harbors Act of 1899 if it is considered to be work in
navigable waters of the United States. Vegetation removal may also
require Clean Water Act Section 404 authorization if it involves
discharges of dredged or fill material into waters of the United
States.
NWP 39. Commercial and Institutional Developments. We are proposing
to modify the waiver provision for activities resulting in the loss of
greater than 300 linear feet of intermittent and ephemeral stream bed
to clarify that the district engineer will only issue the waiver after
making a project-specific written determination that the activity will
result in minimal adverse effects.
NWP 40. Agricultural Activities. We are proposing to modify the
text of this NWP to impose a limit on stream bed impacts that mirrors
the limits in oth