Professional Labeling for Laxative Drug Products for Over-the-Counter Human Use; Proposed Amendment to the Tentative Final Monograph, 7743-7757 [2011-3091]
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§ 330.17
Deposit insurance training.
(a) Purpose. The purpose of this
section is to maintain confidence in
Federally insured depository
institutions and to protect depositors by
requiring insured depository institution
employees with authority to open
accounts and/or respond to customer
inquiries regarding deposit insurance
coverage (‘‘employees’’), to complete
training on basic deposit insurance
principles once in any twelve month
period. New employees must complete
the training within 30 days of
commencing employment. Current
employees are required to complete the
training within 60 days of the effective
date of the final rule.
(b) Applicability. The requirements in
this section shall apply to all insured
depository institution employees who
have the authority to open accounts
and/or respond to customer inquiries
regarding deposit insurance coverage.
(c) Procedure. (1) Insured Depository
Institution Personnel Education. (i)
Training. An insured depository
institution must require each employee
with the authority to open accounts
and/or respond to customer inquiries
regarding deposit insurance coverage to
complete basic deposit insurance
training annually, using an FDICprovided training module. Each new
employee with the authority to open
accounts and/or respond to customer
inquiries regarding deposit insurance
coverage must be required to undergo
such training within 30 days of
commencing employment.
(ii) Training Materials. The FDIC will
provide the training module in the form
of a self-administered computer-based
instructional program.
(2) Ascertaining Insured Status. An
insured depository institution must
implement procedures so that,
whenever a customer opens a new
deposit account at an insured
depository institution, the employee
opening the account shall inquire
whether the customer has an ownership
interest in any other accounts at the IDI
and, if so, whether the customer’s
aggregate ownership interest in deposit
accounts, including the new account,
exceeds the Standard Maximum Deposit
Insurance Amount. If the customer
responds affirmatively, then the IDI
employee shall provide the customer
with the FDIC’s Deposit Insurance
Summary publication. In the case of
deposit accounts opened by mail or via
the Internet or other technology, these
inquiries can be included in the paper
or electronic application form, with the
link to the Deposit Insurance Summary
publication provided.
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(d) Definitions. (1) Account shall
mean a deposit account at a depository
institution that is held by or offered to
a customer. It includes time, demand,
savings, and negotiable order of
withdrawal accounts. The term does not
include a fiduciary account as to which
the insured depository institution does
not, in the normal course of business,
keep records of beneficial owners of the
deposits in the account.
(2) New Account shall mean any
deposit account at an insured
depository institution to which the
insured depository institution assigns a
unique identifier that serves to
distinguish the account from other,
existing accounts at the depository
institution.
drug that is directed to healthcare
professionals who prescribe, administer,
or dispense medications and is not
included in OTC drug product labeling
for consumers. FDA is issuing this
proposed rule after a careful review of
new data and information on the serious
side effects that have been associated
with the customary dose of OTC sodium
phosphates solution (approximately 60
grams (g) of sodium phosphates taken in
two 45-milliliter (mL) doses 12 hours
apart or approximately 50 g of sodium
phosphates taken in a 45-mL dose
followed by a 30-mL dose 12 hours
later) for bowel cleansing prior to
colonoscopy. This proposed rule is part
of FDA’s ongoing review of OTC drug
products.
By order of the Board of Directors.
Dated at Washington, DC, this 7th day of
February, 2011.
Federal Deposit Insurance Corporation.
DATES:
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2011–3085 Filed 2–10–11; 8:45 am]
BILLING CODE 6714–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Submit electronic or written
comments by March 14, 2011. See
section VI of this document for the
effective date of any final rule that may
publish based on this proposal.
ADDRESSES: You may submit comments,
identified by Docket No. FDA–1978–N–
0021 (formerly Docket No. 78–N–036L)
and RIN number 0910–AF38, by any of
the following methods:
Electronic Submissions
21 CFR Parts 310 and 334
Submit electronic comments in the
following way:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
[Docket No. FDA–1978–N–0021; Formerly
Docket No. 78N–036L]
Written Submissions
Food and Drug Administration
RIN 0910–AF38
Professional Labeling for Laxative
Drug Products for Over-the-Counter
Human Use; Proposed Amendment to
the Tentative Final Monograph
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Proposed rule.
The Food and Drug
Administration (FDA) is issuing a
proposed rulemaking to amend the
tentative final monograph (1985 TFM)
for over-the-counter (OTC) laxative drug
products (products that relieve
occasional constipation). FDA is
proposing that sodium phosphate salts
(dibasic sodium phosphate, monobasic
sodium phosphate, and the combination
of dibasic sodium phosphate/monobasic
sodium phosphate salts in a solution
dosage form) are not generally
recognized as safe (GRAS) for bowel
cleansing. This document also would
withdraw the professional labeling
proposed for sodium phosphate salts in
the 1985 TFM. Professional labeling is
additional information about an OTC
SUMMARY:
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Submit written submissions in the
following ways:
• FAX: 301–827–6870.
• Mail/Hand delivery/Courier (For
paper, disk, or CD–ROM submissions):
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, Rm. 1061, Rockville,
MD 20852.
Instructions: All submissions received
must include the agency name, docket
number (Docket No. FDA–1978–N–
0021) (formerly Docket No. 78N–036L)
and Regulatory Information Number
(RIN) (RIN 0910–AF38) for this
rulemaking. All comments received may
be posted without change to https://
www.regulations.gov including any
personal information provided. For
additional information on submitting
comments, see the ‘‘Comments’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
Docket: For access to the docket, to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
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and/or go to the Division of Dockets
Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
Mary S. Robinson, Center for Drug
Evaluation and Research, Food and
Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, MS5411,
Silver Spring, MD 20993–0002, 301–
796–2090.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Glossary
II. Background
A. Purpose of the Rule
B. Chronology of the Federal Register
Publications Addressing Professional
Labeling for Sodium Phosphate Salts in
the OTC Laxative Drug Products
Rulemaking
C. Other Regulatory History Relevant to
This Rulemaking
III. Safety Concerns About the Use of Oral
Sodium Phosphate Products for Bowel
Cleansing
A. Summary of FDA’s Adverse Event
Reporting System Data
B. Summary of the Available Published
Data
C. Consensus Statement on Bowel
Preparation Before Colonoscopy
D. FDA’s Tentative Conclusions on the
Safety of Nonprescription Sodium
Phosphate Oral Solutions for Bowel
Cleansing
IV. FDA’s Tentative Conclusions on the
Safety and Effectiveness of Other Doses
of Sodium Phosphates Oral Solution for
Bowel Cleansing
V. Summary of Significant Changes From the
1985 Proposed Rule for OTC Laxative
Drug Products
VI. Proposed Effective Date
VII. Analysis of Impacts
A. Background
B. Need for the Proposed Rule
C. Impact of the Proposed Rule
D. Benefits of the Proposed Rule
E. Alternatives
F. Impact on Small Businesses
VIII. Paperwork Reduction Act of 1995
IX. Environmental Impact
X. Federalism
XI. References
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I. Glossary
As used in this document:
ACE inhibitor means angiotensionconverting enzyme inhibitor; a
prescription drug for hypertension.
Acute phosphate nephropathy means
a type of nephrocalcinosis attributed to
the use of oral sodium phosphate
products.
Acute kidney failure means sudden
inability of the kidney to remove wastes,
concentrate urine, and conserve
electrolytes.
ARB is an abbreviation for
angiotension receptor blocker, a
prescription drug for hypertension.
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Biologic plausibility means a causal
association (or relationship between two
factors) that is consistent with existing
medical knowledge.
Bowel cleansing means clearing the
lower digestive tract in preparation for
a colonoscopy.
Bowel cleansing system means a
laxative product containing a
combination of several different laxative
ingredients for sequential
administration at specified intervals for
use in cleansing the bowel prior to
surgery, colon x-ray, or endoscopic
examination.
Electrolyte disturbance means
abnormal levels of electrolytes such as
sodium, potassium, calcium, or
phosphorous found in the blood and
other body fluids.
End stage kidney disease means
complete or near complete failure of the
kidneys to function.
GFR is an abbreviation for glomerular
filtration rate; is a measure of kidney
function. GFR can be obtained by
measuring creatinine clearance or by
estimating creatinine clearance. The
creatinine clearance is measured by
using the values of urine creatinine
concentration, urine flow rate, and
plasma creatinine concentration, while
the estimated creatinine clearance is
calculated by using a formula that uses
measured serum creatinine. Creatinine
clearance is not a precise GFR
measurement, but rather an accepted
surrogate for GFR.
Nephrocalcinosis means a condition
characterized by precipitation of
calcium phosphate in the tubules of the
kidney resulting in kidney injury.
NSAID is an abbreviation for
nonsteroidal anti-inflammatory drug;
OTC and prescription drugs that relieve
pain and inflammation.
OSP is an abbreviation for oral
sodium phosphates, the combination of
dibasic sodium phosphate and
monobasic sodium phosphate salts in a
tablet or solution dosage form.
PEG is an abbreviation for
polyethylene glycol, a prescription drug
used for bowel cleansing.
II. Background
A. Purpose of the Rule
Oral sodium phosphates (OSP)
products are frequently recommended
by physicians for bowel cleansing prior
to a colonoscopy and other medical
procedures. Both prescription tablet
dosage forms and OTC OSP solution
have been used for this purpose. This
document addresses the use of OTC
OSP solutions for bowel cleansing. The
customary dose of OTC OSP solution
used in medical practice for bowel
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cleansing is approximately 60 g of
sodium phosphates (dibasic sodium
phosphate and monobasic sodium
phosphate salts) solution taken orally as
two 45-mL doses 12 hours apart or
approximately 50 g of sodium
phosphates taken as a 45-mL dose
followed by a 30-mL dose 12 hours
later. In the tentative final monograph
for OTC laxative drug products
published January 15, 1985 (50 FR
2124), FDA proposed labeling for
healthcare professionals for the use of
OTC sodium phosphates solution for
bowel cleansing. Subsequently, FDA
approved sodium phosphates tablets for
prescription use for bowel cleansing
through the new drug application (NDA)
approval process. However, over the
years concerns have been raised about
the safety of all OSP, both solutions and
tablets, for bowel cleansing.
Most recently, FDA received a
petition requesting that FDA either
withdraw the marketing authorization of
OSP for bowel cleansing or limit the
marketing of these products to
prescription only and require a ‘‘black
box’’ warning (Ref. 1). The petition
presented the following arguments to
support these requests:
• Trend data on adverse events
demonstrate an increase in the number
of reports of acute renal failure and
nephrocalcinosis associated with the
use of OSP for bowel cleansing.
• The available published data
suggest that the problem is larger in
scope than initially believed.
• The occurrence of nephrocalcinosis
in individuals with no identifiable risk
factors renders screening insufficient.
• There are equally effective and safer
alternative bowel preparation agents
that are available.
The petition stated that new safety
information warrants reconsideration of
the risk/benefit ratio to the public of the
continued OTC and prescription use of
OSP products for bowel cleansing under
their present labeling.
FDA concluded that the currently
available information was not sufficient
to warrant the withdrawal of OSP
products from the market. However,
FDA also concluded that the use of OSP
for bowel cleansing poses a serious risk
of adverse events in some patients and
that current measures of mitigating
these risks have been unsuccessful.
Therefore, on December 11, 2008, FDA
granted the petition’s request to limit
the marketing of OSP products for
bowel cleansing to prescription only
and to require a boxed warning in
product labeling (Ref. 2). We also
concluded that additional measures
were necessary to manage the potential
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risks associated with the use of
prescription OSP products for bowel
cleansing. Under new authority granted
by the Food and Drug Administration
Amendments Act of 2007, FDA stated
that it had notified the NDA holder of
prescription OSP products that it must
develop a risk evaluation and mitigation
strategy (REMS) that includes the
development of a Medication Guide and
a communication strategy targeted at
healthcare providers who are likely to
prescribe or dispense OSP products
and/or perform followup assessments of
patients following bowel cleansing. We
also determined that prospective
clinical trials are necessary to assess the
risk of acute kidney injury in patients
using prescription OSP products for
bowel cleansing, and to better define the
risk factors that predispose patients to
such injury.
Specifically, this document addresses
the proposed professional labeling for
OTC sodium phosphate salts for bowel
cleansing described in § 334.80 of the
1985 TFM. Under the 1985 TFM, this
additional labeling would have been
provided only to healthcare
professionals and not the general public,
and the labeling would not have been
included as part of the OTC drug
product label. Professional labeling may
be provided to health professionals in
separate labeling distributed by
pharmaceutical sales representatives.
The proposed labeling would have
provided certain information to
healthcare professionals about the use of
sodium phosphate products for bowel
cleansing use. In this document we are
proposing that the professional labeling
for the use of sodium phosphates salts
for bowel cleansing use be removed
from the 1985 TFM because of our
safety concern with the bowel cleansing
use of OSP products. This proposed rule
does not address the proposed
professional labeling for bowel
cleansing for other active ingredients
included in § 334.80. FDA intends to
address the proposed professional
labeling of these active ingredients in a
future Federal Register publication.
This proposed rule is consistent with
the agency’s determination that OSP
products indicated for bowel cleansing
should be limited to prescription only.
In this document FDA also proposes to
classify, the individual sodium
phosphate salts (i.e., dibasic sodium
phosphate and monobasic sodium
phosphate), as not GRAS (i.e.,
nonmonograph) for the professional
labeling indication proposed in the 1985
TFM, i.e., ‘‘For use as part of a bowel
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cleansing regimen in preparing the
patient for surgery or for preparing the
colon for x-ray endoscopic
examination.’’ Thus, this proposed rule
would amend § 310.545 (21 CFR
310.545) to include sodium phosphate
salts, singly and in combination for
bowel cleansing use as described in
§ 334.80 of the 1985 TFM.
In addition, the safety issues raised by
the prescription and professional use of
OSP for bowel cleansing has led FDA to
reconsider the appropriateness of bowel
cleansing, as described in § 334.66, as
an OTC indication. FDA will address
the status of bowel cleansing as an OTC
indication in a future Federal Register
publication.
B. Chronology of the Federal Register
Publications Addressing Professional
Labeling for Sodium Phosphate Salts in
the OTC Laxative Drug Products
Rulemaking
The current proposal is part of FDA’s
ongoing review of OTC drug products.
There are earlier Federal Register
publications relevant to the use of OTC
sodium phosphate salts for bowel
cleansing. A summary of relevant
Federal Register publications is
provided in table 1 of this document as
follows:
TABLE 1—OTC LAXATIVE DRUG PRODUCTS RULEMAKING FOR MONOBASIC SODIUM PHOSPHATE AND DIBASIC SODIUM
PHOSPHATE 1
Federal Register publication
Information in document
March 21, 1975 (40 FR 12902), advance notice
of proposed rulemaking (ANPR) for OTC laxative drug products.
Recommendations of the Advisory Review Panel on OTC Laxative, Antidiarrheal, Emetic, and
Antiemetic Drug Products (Panel)
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January 15, 1985 (50 FR 2124), tentative final
monograph (TFM) for OTC laxative drug
products.
March 31, 1994 (59 FR 15139) Amendment to
TFM for OTC laxative drug products.
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Panel recommends:
• General recognition of the safety and effectiveness of sodium phosphate salts and the
combination of sodium phosphate salts for laxative use.
• A professional labeling warning (for healthcare professionals) ‘‘Do not use in patients with
megacolon, as hypernatremic dehydration may occur. Use with caution in patients with impaired renal functions as hyperphosphatemia and hypocalcaemia may occur.’’
The Panel did not recommend that the sodium phosphates salts bear an indication for preparation of the colon for x-ray and endoscopic examination.
(50 FR 12902 at 12940 and 12942)
FDA adds a provision for OTC bowel cleansing systems in § 334.32.
FDA also adds the following professional labeling indication for sodium phosphates oral and
rectal solutions, USP: 2
‘‘For use as part of a bowel cleansing regimen in preparing the patient for surgery or for preparing the colon for x-ray endoscopic examination.’’
The proposed professional labeling did not contain directions for the proposed bowel cleansing
indication.
(50 FR 2124 at 2157)
Based on a number of deaths related to the OTC availability of a 240-milliliter (mL) container
size for sodium phosphates oral solution, FDA proposes an amendment to the 1985 TFM to
limit the container size for these products to not greater than 90 mL (3 ounces (oz)) and to
add a new overdose warning alerting consumers that exceeding the recommended dose
can be harmful as follows:
‘‘Do not exceed the recommended dose unless directed by a doctor. Serious side effects may
occur from excess dosage.’’
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TABLE 1—OTC LAXATIVE DRUG PRODUCTS RULEMAKING FOR MONOBASIC SODIUM PHOSPHATE AND DIBASIC SODIUM
PHOSPHATE 1—Continued
Federal Register publication
Information in document
May 21, 1998 (63 FR 27836), final rule, package size limitation and warning and directions
statements for sodium phosphates oral solutions.
FDA determines that the continued OTC availability of a 240-mL container size of sodium
phosphates oral poses a serious safety concern and that it cannot wait for a laxative final
rule to address this concern. FDA publishes a final rule that limits the container sizes to not
greater than 90 mL and adds warnings and direction statements for sodium phosphates oral
and rectal solutions marketed for laxative and bowel cleansing use that includes the following:
• ‘‘Do not (take or use) more unless directed by a doctor.’’
• ‘‘Adults and children 12 years of age and over; Oral dosage is dibasic sodium phosphate
3.42 to 7.56 grams and monobasic sodium phosphate 9.1 to 20.2 grams (20 to 45 mL dibasic.
sodium phosphate/monobasic sodium phosphate oral solution) ‘‘Do not take more than 45 mL
(9 teaspoons or 3 tablespoons in a 24-hour period.’’
FDA also indicates its intention to incorporate the information in 21 CFR 201.307 into the final
monograph for OTC laxative drug products at a later date.
See 21 CFR 201.307. Effective date of the package size limitation portion of the final rule was
June 22, 1998, and effective date of the relabeling portion was September 18, 1998.
In an amendment to the 1985 TFM, FDA proposes extensive additional labeling for the professional use of oral and rectal sodium phosphate drug products that:
• Warns healthcare professionals about the use of sodium phosphates products in the elderly, in patients taking drugs that may affect electrolyte levels, or in patients with:
Æ congestive heart failure
Æ impaired renal function
Æ heart disease
Æ acute myocardial infarction
Æ unstable angina
Æ preexisting electrolyte disturbances (such as dehydration, or those secondary to the use
of diuretics)
• Advises monitoring electrolytes and giving sufficient fluid replacement to prevent dehydration.
• Describes the adverse effects on electrolyte balance that can occur when one or more
doses of sodium phosphates is given in a 24-hour period.
• Provides recommendations for the treatment of electrolyte imbalance.
FDA also proposes additional warnings about the use of rectal dosage forms of sodium phosphate drug products that:
• Warns about the use of rectal dosage forms of sodium phosphate products in children
under 2 or in patients with
Æ megacolon
Æ imperforate colon
Æ colostomy
Æ rectal abnormalities
Æ and about forcing the enema tip into the rectum
FDA also states that it will not include a dosage greater than 7.56 gm of dibasic sodium phosphate and 20.2 g monobasic sodium phosphate in a 24-hour period in the OTC or professional labeling in the final monograph for OTC laxative drug products.
Final rule; stay of compliance with the relabeling requirements for rectal sodium phosphates in
21 CFR 201.307 until September 8, 1998, to allow manufacturer’s additional time to relabel
their products.
FDA withdraws its proposed amendment of § 334.80(b)(2) of the 1985 TFM to add expanded
professional labeling for oral and rectal sodium phosphates drug products and states the intent to further expand the professional labeling in a future proposed rule.
Final rule to extend the sodium content labeling requirement to sodium phosphates rectal
products.
May 21, 1998 (63 FR 27886), amendment to
TFM for OTC laxative drug products.
December 7, 1998 (63 FR 67399) .....................
December 9, 1998 (63 FR 67817), notice of
withdrawal of TFM amendment of May 21,
1998 (63 FR 27886).
November 29, 2004 (69 FR 69278) ...................
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1 In the 1985 TFM (50 FR 2124), FDA referred to dibasic sodium phosphate as ‘‘sodium phosphate,’’ and monobasic sodium phosphate as
‘‘sodium biphosphate.’’ This document uses ‘‘dibasic sodium phosphate’’ and ‘‘monobasic sodium phosphate,’’ the official names listed in the USP
Dictionary of USAN and International Drug Names, 2008. The document uses the term ‘‘sodium phosphate salts’’ to refer to dibasic sodium phosphate’’ and ‘‘monobasic sodium phosphate’’ separately or in combination.
2 Sodium phosphates oral solution is the official name for a solution of dibasic sodium phosphate and monobasic sodium phosphate in the U.S.
Pharmacopeia 31/National Formulary 26, 2008. Sodium phosphates rectal solution is the official name for a solution of dibasic sodium phosphate
and monobasic sodium phosphate in the U.S. Pharmacopeia 31/National Formulary 26, 2008.
C. Other Regulatory History Relevant to
This Rulemaking
1. Citizen Petition To Include Bowel
Cleansing Systems Containing Sodium
Phosphates Oral Solution
In the 1985 TFM, FDA proposed that
certain combination bowel cleansing
systems could be considered generally
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recognized as safe and effective
(GRASE) for OTC use as bowel cleansers
(50 FR 2124 at 2153). The proposed
combinations did not include sodium
phosphate ingredients. In a petition
dated November 12, 1987, and a
subsequent supplemental submission to
the petition, a manufacturer requested
that FDA amend the 1985 TFM to
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include six bowel cleansing systems
(Refs. 3 and 4). In a letter dated October
26, 1989, FDA responded to the petition
and found that two of the six requested
kits could be GRASE for OTC use for
bowel cleansing (Ref. 5). Both kits
include sodium phosphates oral
solution as a component. One kit
contains three laxatives for sequential
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administration as follows: sodium
phosphates oral solution (7.56 g sodium
phosphate and 20.2 g sodium
biphosphate as a 45-mL solution),
followed by bisacodyl (20 mg) in an oral
dosage form taken at least 3 hours after
the sodium phosphates oral solution,
followed by a bisacodyl suppository (10
mg) taken at least 9 hours after the oral
bisacodyl and at least 1 hour before the
scheduled procedure. The other kit
substitutes a bisacodyl enema (10 g) for
the bisacodyl suppository. In its
response, FDA indicated that the
Agency intended that both kits would
be added as GRASE OTC bowel
cleansing systems in § 334.32 of the
final monograph. In a letter dated
December 27, 2010, FDA subsequently
informed the manufacturer of its
intention to withdraw its proposal to
include § 344.66 Bowel Cleansing
Systems in the OTC laxative final
monograph based on concerns about the
safety of bowel cleansing in the OTC
setting (Ref. 6).
because we remained concerned about
the safety of that dosing regimen (Ref.
15).
2. Citizen Petition To Include in
Professional Labeling a Sodium
Phosphates Oral Solution Two 45-mL
Dose Regimen
In response to the 1985 TFM, one
manufacturer filed a petition dated
March 23, 1993, and supplements to the
petition, requesting that the professional
labeling (§ 334.80) be amended to
include a bowel cleansing regimen
consisting of two 45-mL doses of
sodium phosphates oral solution,
administered sequentially 10 to 12
hours apart (Refs. 7 through 12). A
comment on the petition dated
September 23, 1993, expressed concern
about the March 23, 1993, petition
request, stating that there is a potential
for sodium phosphates to induce
electrolyte and hemodynamic changes
when ingested in two sequential doses
within 24 hours (Ref. 13).
On March 1, 1996, FDA responded to
the citizens petition mentioned
previously, stating that the available
data supported the effectiveness of the
proposed bowel cleansing regimen of
two 45-mL doses 10 to 12 hours apart
(Ref. 14). However, FDA emphasized it
was concerned about the safety of this
dosage regimen because of the
electrolyte and vascular volume changes
that could occur. FDA explained that,
should adequate safety data to support
the proposed regimen become available,
it might be possible for the Agency to
consider this dosage regimen of two 45mL doses, administered 10 to 12 hours
apart, for inclusion in the monograph by
professional labeling only. FDA
ultimately denied this petition (Ref. 7)
in a letter dated August 22, 1997,
4. Citizen Petition to Include
Professional Labeling for Two 30-mL
Doses to Two 45-mL Doses
FDA received another citizen petition
dated June 25, 2003, requesting that the
Agency amend the 1985 TFM to include
professional labeling for two 30-mL to
two 45-mL doses of sodium phosphates
oral solution given sequentially at a 10to 12-hour dosing interval for bowel
cleansing prior to diagnostic procedures
(Refs. 18 and 19). The petition also
included recommendations for
amending the proposed professional
labeling (§ 334.80).
FDA also received a number of
comments objecting to the petition’s
requested dosing regimen (Refs. 21, 22,
and 23). One comment stated that the
regimen of two doses in 24 hours is not
safe, primarily because it can cause
dangerous electrolyte shifts. The
comment asserted that the problem is
exacerbated because a patient’s
susceptibility to electrolyte changes is
not adequately evaluated prior to
administration for bowel cleansing use,
in spite of labeling (Ref. 21). Another
comment stated that sodium phosphates
oral solution should be subject to
prescription control when used for
bowel cleansing (Ref. 22). As an
alternative to prescription status for
sodium phosphates oral solution, the
comment recommended that FDA limit
the bowel cleansing indication to
situations where sodium phosphates
oral solution is included in a bowel
cleansing system to be administered at
a total dose of not more than 7.56 g
sodium phosphate and 20.2 g sodium
monobasic sodium phosphate (45 mL).
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3. Citizen Petition To Limit Sodium
Phosphates for Bowel Cleansing to
Prescription Marketing
Subsequently, FDA received another
citizen petition dated August 23, 2000,
requesting that FDA limit the marketing
of sodium phosphates oral solution for
bowel cleansers to prescription status
and to require a boxed warning (Ref.
16). On July 19, 2001, FDA denied the
petition, stating that based on the
available data and information; there
was insufficient evidence at that time to
support the petition’s request (Ref. 17).
However, FDA stated that it intended to
propose in a future issue of the Federal
Register to limit the package size of
sodium phosphates oral solution to 45
mL and to require revised labeling to
include more information on the safe
use of these products by consumers and
health professionals.
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The third comment stated that the
sodium phosphate bowel cleansing
labeling is inadequate to address the
continuing problems resulting from the
electrolyte derangements and volume
depletion caused by these products (Ref.
23).
On December 11, 2008, FDA denied
this petition (Ref. 20). Based on a review
of the available data and the lack of data
establishing a safe dose of OSP for
bowel cleansing in the OTC setting,
FDA concluded that the use of sodium
phosphates oral solution for bowel
cleansing in the OTC setting according
to professional labeling in an OTC
monograph poses an unacceptable risk
of serious adverse events. FDA also
concluded that the use of sodium
phosphate oral solution products for
bowel cleansing meets the statutory
standard for prescription products set
forth in the Federal Food, Drug, and
Cosmetic Act (FD&C Act).
5. FDA’s Educational Efforts
FDA has made a number of attempts
outside the rulemaking process to
educate healthcare professionals and
consumers about the potential risks
associated with the use of sodium
phosphates oral solution for bowel
cleansing. In September 17, 2001, a
Science Background Paper was issued
on the ‘‘Safety of Sodium Phosphates
Oral Solution’’ (Ref. 24), in which FDA
stated that physicians need to be aware
that people at increased risk for
electrolyte disturbances (e.g., those with
congestive heart failure, ascites, renal
insufficiency, and dehydration) may
experience serious adverse events if
they use a sodium phosphates oral
solution for bowel cleansing (see section
III of this document).
In 2006, FDA issued a health alert and
a second Science Background Paper
stating that a rare but serious form of
kidney failure has been associated with
the use of OSP products for bowel
cleansing (Refs. 25 and 26). In 2008,
FDA issued another health alert and
provided healthcare professionals with
updated information on the risks
associated with the use of OSP for
bowel cleansing (Refs. 27 and 28). The
alert stated that as a result of new safety
information, FDA would require a
Boxed Warning on prescription OSP
products as well as the development of
a REMS for these products (Ref. 27).
FDA also stated its intention to publish
a proposed rule to remove professional
labeling for OTC OSP for bowel
cleansing from the 1985 TFM (50 FR
2124 at 2157). FDA posted this
information on its Web site at https://
www.fda.gov/cder/drug/infopage/
osp_solution/default.htm.
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III. Safety Concerns About the Use of
Oral Sodium Phosphate Products for
Bowel Cleansing
A. Summary of FDA’s Adverse Event
Reporting System Data
As described previously, FDA has
previously made a number of attempts
to educate healthcare professionals and
consumers about the risk of adverse
effects on the kidneys that have been
associated with the use of OSP products
for bowel cleansing. In addition to
measures taken by FDA, in 2005 a major
manufacturer of OTC sodium
phosphates oral solution products
distributed updated professional
labeling containing detailed safety
information and dosing instructions
(60 g of sodium phosphates (dibasic
sodium phosphate and monobasic
sodium phosphate salts) solution taken
orally as two 45-mL doses 12 hours
apart or approximately 50 g of sodium
phosphates taken as a 45-mL dose
followed by a 30-mL dose 12 hours
later) (Ref. 29). Despite these measures
and the development of products with
a reduced sodium phosphate dose,
FDA’s Adverse Event Reporting System
(AERS) continues to receive reports of
acute kidney injury that have been
associated with the customary dose of
these products for bowel cleansing.
To date, AERS has received over 100
serious adverse event reports associated
with the use of prescription and
nonprescription OSP products for bowel
cleansing at the customary dose. Acute
renal injury associated with this use of
OSP for bowel cleansing has led to
kidney transplant, dialysis, long term
renal failure and, in rare instances,
death. The majority of these cases
occurred in patients with additional risk
factors for kidney injury as identified in
the May 2006 Health Alert (see section
II.C.5 of this document). There were
cases, however, that occurred in
patients without additional risk factors.
From 1969 to 2005, FDA received 33
reports of acute kidney injury reported
to be associated with the use of OTC
sodium phosphates oral solution for
bowel cleansing. Among the 33 reports,
4 cases developed end-stage kidney
disease with one case requiring a kidney
transplant. At least 22 of the 33 cases
developed chronic kidney failure, with
at least 9 cases requiring hospitalization
and 7 requiring dialysis. Only 5 of the
33 cases of acute kidney injury involved
a dose of sodium phosphate in excess of
59.4 g.1 In addition to the cases of acute
kidney injury, there were reports of 11
fatalities, 2 cases of seizure, and 12
serious cardiac events. Most of the cases
1 Outcomes
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with cardiac events had electrolyte
abnormalities. However, the dose of
sodium phosphates involved in most of
these cases was well in excess of 59.4
g.
Since 2005, there have been an
additional 46 reports of acute kidney
failure that have been associated with
the use of OTC sodium phosphates oral
solution for bowel cleansing. Twelve of
these cases were reported in a published
abstract (Ref. 30) with only limited
information. The remaining 34 cases
were reported in the AERS data base. Of
the AERS cases, one required a kidney
transplant, one was placed on a kidney
transplant list, six required dialysis, and
four cases had long term decreased
kidney function. More recently (January
2008), FDA received two reports of
acute kidney injury associated with a
lower dose sodium phosphate oral
solution regimen, i.e., a 45-mL dose
followed by 30-mL dose administered
10 to 12 hours apart. Both of these cases
resulted in hospitalization.
An OSP in a tablet dosage form has
been approved for prescription use as a
bowel cleanser since 2000. The sodium
phosphate dose of this product is 60 g.
In 2006, FDA approved a sodium
phosphate tablet with a lower sodium
phosphate dose (48 g) for the same
indication. There have also been a
number of reports of acute kidney injury
associated with the use of both of these
products.
Since 2001, FDA has received 16
cases of acute kidney injury that were
likely associated with the use of the 60g prescription product. Ten of these
cases required hospitalization, and at
least two required dialysis. Direct
evidence of calcium phosphate
precipitation in kidney tubules was
obtained by biopsy in one case. There
were also 10 cases of seizure. In at least
nine of these cases there was no
previous history of seizure, and seizures
began between 2 to 16 hours after use
of OSP. In all 10 seizure cases, the
patient had low blood sodium levels,
and required hospitalization. Five of the
cases of renal failure and two of the
cases of seizure did not follow labeled
directions for use, which may have
contributed to the adverse event.
Since approval of the 48-mg dosage
form of sodium phosphate tablets in
2006, 20 unique cases of kidney injury
associated with the use of this lower
dose product have been reported to
AERS through September 12, 2008. The
onset of the kidney injury occurred from
several hours to 21 days after taking the
product. Three of these patients had a
kidney biopsy, the results of which
revealed acute phosphate nephropathy.
The concomitant use of an ACE
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inhibitor or ARB was noted in 11 cases,
diuretic use in 6 cases, NSAID use in 4
cases; and 1 patient received a contrast
dye. Five cases were reported to be lifethreatening and 10 resulted in
hospitalization. Of these 20 cases,
4 patients required dialysis for an
unspecified period of time and 1 patient
died from complications of pneumonia.
Nine patients were reported to have
kidney impairment that continued for at
least 2 to 4 weeks. The status of renal
impairment is unknown for seven
patients.2
B. Summary of the Available Published
Data
In addition to the FDA AERS cases
described previously, there are also
reports of acute kidney injury associated
with the use of sodium phosphate
products for bowel cleansing in the
published literature. It is not clear from
the reports whether these adverse events
were associated with the use of an OTC
or prescription product.
The 21 cases of acute phosphate
nephropathy cited in the May 2006
Health Alert were identified by
Markowitz et al. (Ref. 31) from kidney
biopsy archives at the Columbia
University Renal Pathology Laboratory.
From 2000 to 2004, the laboratory
processed a total of 7,349 native renal
biopsies (transplanted kidneys were
excluded), from which 31 cases were
retrieved with findings of kidney tubule
injury and abundant calcium deposits.
Of these 31 cases, 21 had normal
calcium levels and met the criteria for
acute phosphate nephropathy and had a
recent colonoscopy preceded by OSP
use. The incidence of acute phosphate
nephropathy reported in this study was
0.29 percent (21 of 7,349).
Clinical followups were available for
all 21 cases (mean 16.7 months). All 21
cases had increased serum creatinine,
an indication of decreased kidney
function, (mean 3.9 mg/deciliter (mg/
dL)) at a median of 1 month after
colonoscopy. Four cases (19 percent)
progressed to end stage kidney failure 9
to 18 months (mean 13.8 months) after
colonoscopy and required dialysis.
These four patients required kidney
replacement therapy, and one of the
four underwent successful kidney
transplant. Although 16 of the
remaining 17 cases (94 percent) had a
subsequent improvement in kidney
function, none returned to baseline
creatinine levels and were left with
some degree of renal impairment.
The demographic and clinical
findings for these 21 cases suggest that
age and the co-administration of agents
2 Outcomes
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that may reduce kidney circulation are
risk factors for the condition. Eighteen
of the 21 cases were 51 years or older,
and 3 were older than 62. Sixteen of 21
cases (76.2 percent) had a history of
hypertension, and 14 of the 16 patients
with hypertension (87.5 percent) were
being treated with either an ACE
inhibitor or ARB for their hypertension.
Four cases were taking diuretics and
three were on non-steroidal antiinflammatory drugs (NSAIDs). Five
cases were taking more than one of
these agents simultaneously. One
patient who was 39 years old did not
have any of the risk factors noted in the
series. Also noteworthy, but of unclear
significance, was that 17 (81 percent) of
the 21 cases were women.
Subsequent to the report by
Markowitz and the 2006 FDA Health
Alert, there continued to be reports
(Refs. 32 and 33) of acute kidney injury
associated with the use of OSP. Ma et
al. reported cases of acute kidney injury
in two patients (75-year old male and an
80-year old female) who had a history
of diabetes mellitus (Ref. 32). Baseline
serum creatinine was within normal
limits, but one patient had
microalbuminuria (small amounts of
protein in the urine), an early marker of
diabetic kidney disease. Acute kidney
injury developed within days of
receiving OSP bowel prep for
colonoscopy. Biopsies were not
conducted, but the kidney injury was
attributed to OSP because of the
temporal relationship to OSP exposure.
The male patient required 5 days of
dialysis for the acute injury. Both cases
resolved, but serum creatinine remained
elevated above their baseline values.
The authors noted that patients with
diabetes often have decreased renal
perfusion despite normal serum
creatinine and may be at risk for kidney
injury with OSP.
Gonlusen et al. reported the case of a
56-year-old woman with Crohn’s
Disease who presented with acute
kidney injury approximately 2 weeks
after a colonoscopy (Ref. 33). She
received two doses of sodium
phosphates oral solution (45 ml each
dose) prior to the colonoscopy. Her
baseline creatinine was 0.8 mg/dL.
Serum creatinine was 3.5 mg/dL at the
time of presentation. Kidney biopsy
showed calcium phosphate deposition
in the kidney tubules, that was likely
related to the use of sodium phosphates
oral solution. The acute kidney injury
resolved, but her serum creatinine
remained elevated at 1.6 mg/dL 10
months later.
The author reviewed the literature
and speculated that there are two types
of acute kidney injury associated with
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OSP. One type is related to the
precipitation of calcium phosphate in
the kidney tubules, such as the case
described in this report. The other type
occurs within several days and is
associated with severe electrolyte
abnormalities and symptoms related to
these abnormalities. In the literature
reviewed by Gonlusen et al., none of the
cases had kidney biopsies. Some
patients had residual elevation of
creatinine at followup while others had
normal creatinine. In some of the
reviewed cases, abnormalities of blood
urea nitrogen or creatinine may have
reflected severe dehydration.
Recently published observational,
retrospective studies have attempted to
assess the incidence of subclinical
(without symptoms) kidney injury after
OSP use for bowel preparation (Refs. 34
through 39). It is not entirely clear how
the observations in these studies relate
to cases of acute phosphate nephropathy
that became evident because of the
development of clinical symptoms that
lead physicians to conduct testing.
These studies only assess changes in
serum creatinine function in a cohort of
people who received OSP for bowel
cleansing in an attempt to determine
whether lesser degrees of kidney injury
occur in a population receiving OSP.
Nevertheless, it is useful to review the
data in light of our concerns about OSP
products for bowel cleansing.
Hurst et al. found an increased risk of
acute kidney injury that was associated
with OSP use in an observational,
retrospective, cohort study (Ref. 34).
The study included 9,799 subjects over
the age of 50 who had a colonoscopy
using either OSP or PEG products and
had serum creatinine values available
within 365 days before and after their
procedure. Acute kidney injury was
defined as greater than or equal to a 50percent increase in serum creatinine
over the 12 months following
colonoscopy.
A total of 114 patients out of 9,799
developed acute kidney injury. Of these,
83 (1.29 percent, 83/6,432) were in the
OSP group and 31 (0.92 percent, 31/
3,367) were in the PEG group. On
univariate analysis, the risk for the
developing acute kidney injury was not
significantly different between the two
groups (odds ratio = 1.41; 95 percent
confidence interval 0.93 to 2.13, p =
0.113). The PEG group, however,
included high-risk subjects who were
significantly older and had a higher
incidence of diabetes, hypertension,
cardiovascular disease, chronic kidney
disease, and were more likely to be
using a diuretic, ACE inhibitor, or ARB
(all p < 0.05).
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After adjustment for significant
covariates and risk factors such as age,
diabetes, hypertension, acute
cardiovascular disease, ACE inhibitor or
ARB use, and other factors suspected to
be associated with acute kidney injury,
OSP use was found to be associated
with an increased risk of acute kidney
injury (odds ratio = 2.35, 95 percent
confidence interval 1.51 to 3.66, p <
0.001). Using a more stringent definition
of acute kidney injury (doubling of
serum creatinine), an even stronger
association between OSP use and acute
kidney injury emerged (odds ratios =
3.52, 95 percent confidence interval
1.13 to 10.93, p = 0.03). Followup
creatinine values in patients with acute
kidney injury remained significantly
higher, with only 16 percent of cases
returning to their previous creatinine
levels. The changes in creatinine levels
seen in this study were less severe than
those seen in the case series compiled
by Markowitz et al. (Ref. 31). Hurst et
al. noted, however, that even small
increases in creatinine levels have been
shown to be associated with increased
mortality (Ref. 34).
Brunelli et al. evaluated 2,237
subjects who underwent colonoscopy
with a baseline serum creatinine of less
than 1.5 mg/dL and compared cases that
developed acute kidney injury to those
who did not in a case-controlled study
(Ref. 35). Acute kidney injury was
defined as either a 25-percent or a 0.5mg/dL increase in serum creatinine
from baseline (measured within 6
months before the colonoscopy) to 6
months after colonoscopy. There were
116 cases of acute kidney injury with
exposure data that were compared with
349 controls. These authors found no
association between acute kidney injury
and the use of OSP. However, a
significant interaction (p = 0.03) was
found indicating an increased risk for
kidney injury from OSP products in
patients who were simultaneously
receiving ACE inhibitors or ARBs.
Abaskharoun et al. (Ref. 36)
conducted a retrospective analysis of a
database of patients who underwent a
colonoscopy at their institution between
2004 and 2005 in order to detect the
occurrence of kidney injury in patients
who received either OSP or PEG. The
study was supported by a manufacturer
of OSP. The study included only
patients who had undergone two
colonoscopy procedures and had serum
creatinine measured prior to each
procedure. A total of 767 patients were
included in the study. OSP was used by
618 patients and PEG was used by 149
patients. The timeframe between the
two colonoscopies for the patients
ranged from 3 months to 9 years.
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Serum creatinine and estimated
creatinine clearance, calculated by the
Cockroft-Gault equation, were compared
between patients receiving OSP and
PEG. Chronic renal failure was defined
as an abnormal creatinine or creatinine
clearance on the repeat measurement.
The change in serum creatinine was
significantly different (p = 0.005)
between OSP (¥2.0 micromole/liter
(μmol/L)) and PEG (0.9 μmol/L),
suggesting that OSP had less of an effect
than PEG, but this difference was not
felt to be clinically significant by the
authors, and there was no significant
difference in the number of patients
with abnormal second creatinine values
between the two groups. In addition, the
results were difficult to interpret
because:
1. There is a possibility that selection
bias eliminated people who developed
renal injury from the prep from their
first colonoscopy. The study only
enrolled patients who used the same
bowel prep prior to each colonoscopy.
If a patient received OSP or PEG before
their first colonoscopy and developed
kidney damage as a result, they may not
receive the same prep again prior to the
second colonoscopy. They would be
excluded from this study because they
would have had to receive the same
prep prior to each procedure. Also,
other patients who had only one
colonoscopy were not included.
2. There was a wide range of time
between measurements of serum
creatinine. No analysis was provided
that looked at potential differences
related to the time between
measurements.
3. A greater percent of the PEG
patients were receiving antihypertensive
therapy, nonsteroidal anti-inflammatory
drugs or had a diagnosis of diabetes
mellitus, coronary artery disease and
hypertension. The patients in the PEG
group were older than the OSP patients.
Many of these factors have been
reported to be risk factors for the
development of kidney injury from OSP.
Age and use of antihypertensives were
found in this study to be predictors of
renal failure.
4. Chronic renal failure is not
adequately defined and may include
many people who did not have
significant kidney injury.
5. The study is too small to make
conclusions about renal function
decline related to OSP.
Khurana et al. reported a retrospective
study of 286 patients (out of more than
3,000 patients) who had undergone
colonoscopy or flexible sigmoidoscopy
between January 1998 and February
2005 and used OSP as the bowel prep
(Ref. 37). The patients had serum
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creatinine measured at 6 months and 12
months after the procedure. Baseline
serum creatinine had to be less than 1.5
mg/dL and obtained within 6 months
prior to colonoscopy. Glomerular
filtration rate (GFR), a measure of
kidney function, was calculated using a
formula from the Modification in Diet in
Renal Disease study group (Ref. 38). The
formula uses age and serum creatinine
in the calculation.
A control group of 125 patients was
derived from their database of patients
who did not have colonoscopy at any
time or who had undergone
colonoscopy prior to 1996 and had postcolonoscopy serum creatinine
unchanged from prior to colonoscopy.
There were no significant differences
between the two groups regarding
demographic and base line
characteristics as well as the use of
concomitant medications. The patients
were predominately white and female
and the mean age was about 68 years.
In the study group, 95 percent had
hypertension, 45 percent had diabetes,
61 percent were taking an ACE inhibitor
and/or ARB and 47 percent were taking
diuretics, which were not significantly
different as compared to the control
group.
Serum creatinine increased by 0.09
mg/dL in the OSP group and 0.02 mg/
dL in the control group at 6 months
(p < .001; 2 sample t test). At 1 year, the
change from baseline was 0.12 mg/dL
for OSP and 0.04 mg/dL for the controls
(p < .001; 2 sample t-test). Because
calculated GFR used serum creatinine,
similar trends were seen when GFR
values were compared between groups.
The authors concluded that OSP is
associated with a decline in GFR in
elderly patients with normal creatinine.
It is difficult to make definitive
conclusions from this study for the
following reasons:
1. Less than one-tenth of the patients
who had a colonoscopy were included
in the study. The study size is small and
sampling may not be random.
2. The control group included
patients who had the same creatinine
after a previous colonoscopy. This could
introduce a selection bias because it
picked people with stable renal
function. The number of these patients
in the control group, which included
patients without colonoscopy, is not
provided.
3. The majority of subjects had
conditions that may predispose them to
kidney injury (e.g. hypertension) or
were receiving drugs that may make
them susceptible to toxicity with OSP.
It is also unclear how these findings can
be extrapolated to people without risk
factors for kidney injury.
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4. Serum creatinine and calculated
GFR are not adequate surrogates to
detect small changes in glomerular
filtration rate as a function of time.
5. It would have been helpful to
describe the number of patients who
exceeded some percent increase in
creatinine or some absolute value. The
upper range of creatinine is greater than
3.0 mg/dL at 1 year in both groups.
This study, however, raises important
issues that need to be addressed.
Patients will undergo multiple
colonoscopies over the years, and it is
important to understand whether
exposure to OSP can lead to small
amounts of kidney damage that may be
cumulative after repeated exposure.
A retrospective study by Russman et
al. compared the risk of kidney
impairment in patients who used OSP
or PEG prior to colonoscopy based on
clinical and electronic records from the
Henry Ford Health System (HFHS) in
Detroit, MI (Ref. 39). The base study
population (7,897 patients) consisted of
patients who had a colonoscopy at the
HFHS Detroit Center gastroenterology
clinic between November 1999 and
October 2005. Patients were included if
they had a creatinine determination 12
months prior to and 6 months after
colonoscopy and a GFR greater than or
equal to 60 (milliliter per minute (mL/
min). Patients with preexisting kidney
disease within 12 months of
colonoscopy were excluded from further
evaluation based on prespecified criteria
(e.g., undergoing dialysis, history of
kidney transplant, acute as well as
chronic renal failure, or GFR < 60 mL/
min). Impaired renal function after
colonoscopy was defined as a GFR of
less than 60 mL/min and a decrease of
at least 10 mL/min from the last value
before colonoscopy, and/or at least a
two-fold increase in creatinine from
baseline within 6 months after
colonoscopy. Patients with an
identifiable, likely cause of renal
impairment that was not clearly related
to OSP or PEG use were excluded.
Of a total of 2,352 eligible patients,
269 used PEG and 2,083 used OSP.
Compared to the patients receiving OSP,
those receiving PEG were on average
older (≥ 65 years of age), had a higher
prevalence of heart failure, were using
diuretics or an ARB, were more likely to
have an inpatient colonoscopy
procedure, and, in general, were more
likely to be hospitalized during 12
months prior to the colonoscopy. The
proportion of patients with mild renal
impairment (GFR between 60 and 90
mL/min) at baseline was similar
between the OSP and PEG groups (49
and 45 percent, respectively).
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A total of 88 patients were identified
as having renal impairment after
colonoscopy. The proportion of patients
with renal impairment after
colonoscopy was similar between OSP
users (79/2083 (3.8 percent)) and PEG
users (9/269 (3.3 percent)). Of these 88
cases, 50 patients had a GFR decrease of
20 mL/min, and 13 had at least a
twofold increase in creatinine after
colonoscopy. In 21 out of those 88 cases,
GFR remained < 60 mL/min 6 months
after colonoscopy, and out of these 17
had used OSP and 4 had used PEG. The
relative risk (RR) estimate for renal
impairment comparing OSP and PEG
was 1.13 (95 percent confidence interval
0.58–2.23) without adjustment, and the
Odds Ratio after multivariate
adjustment was 1.14 (0.55–2.39).
Significant risk factors were those
identified by earlier studies and include
age greater than or equal to 65, African
American race, low baseline GFR,
hypertension and use of ACE inhibitors,
ARBs, or thiazide diuretics. The authors
of the study concluded that in patients
without preexisting kidney disease, the
risk of kidney impairment after
colonoscopy appears to be similar
between OSP and PEG users.
It is difficult to make definitive
conclusions from this study for the
following reasons:
1. A significantly greater proportion of
OSP users who underwent colonoscopy
were excluded from the study, which
may introduce a potential selection bias.
2. There is a wide range of time
between measurements of serum
creatinine. Although the authors
claimed that adjustment for differences
in the latency time from colonoscopy to
creatinine determination did not alter
the risk estimates, analysis of such data
was not provided.
3. PEG users tended to have a higher
prevalence of co-morbid conditions
(e.g., congestive heart failure, liver
cirrhosis) or used agents that potentially
impair kidney perfusion.
4. Two different criteria were used for
identification of patients with renal
impairment post colonoscopy.
There are limitations in the design of
all of the five studies discussed
previously, such as the lack of a
consistent definition of acute kidney
injury and the exclusion of patients
with baseline serum creatinine values
above a threshold value. As a
consequence, no definitive conclusions
can be drawn from these studies, and
additional studies are needed to further
assess subclinical changes in kidney
function.
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C. Consensus Statement on Bowel
Preparation Before Colonoscopy
In 2006, a Joint Task Force from the
American Society of Colon and Rectal
Surgeons (ASCRS), the American
Society for Gastrointestinal Endoscopy
(ASGE), and the Society of American
Gastrointestinal and Endoscopic
Surgeons (SAGES) issued a consensus
statement on bowel preparation before
colonoscopy (Ref. 40). The task force
performed a critical scientific review of
the available data, which included 21
randomized, controlled trials in the
published literature. The scope of the
task group consensus statement
included not only the customary dose of
OSP but also other treatment modalities
for bowel preparation, including PEG.
Both oral solutions and the tablet
formulations of OSP were assessed.
In their consensus statement the Task
Force acknowledges the risks associated
with the customary dose of OSP for
bowel cleansing. The Task Force drew
the following conclusions based on its
evaluation of the data:
1. The use of OSP for bowel
preparation prior to a colonoscopy is
associated with abnormalities in serum
electrolytes and altered extracellular
fluid volume, which can cause
significant losses of both fluid and
electrolytes in the stool, resulting in
volume contraction and dehydration.
2. Rarely adverse events such as
nephrocalcinosis with acute kidney
failure have occurred after use of OSP.
3. OSP use has been shown to cause
elevated blood urea nitrogen levels,
decreased exercise capacity, increased
plasma osmolality, hypocalcemia, and
significant hyponatremia and seizures.
4. Although usually asymptomatic,
hyperphosphatemia is seen in as many
as 40 percent of healthy patients
completing OSP preparations, and
hypokalemia developed in as many as
20 percent of patients using OSP
preparations.
The Task Force advised physicians to
select a preparation for each patient
based on the safety profile of the agent
and the overall health of the patient,
their comorbid conditions and currently
prescribed medications. They further
advised that in certain circumstances
such as bowel preparation in children,
the elderly, patients with renal
insufficiency, and those with
hypertension taking an ACE inhibitor or
an ARB, it may be advisable to adhere
to PEG-based solutions because of the
risk of occult physiologic disturbances
that may contraindicate the use of
sodium phosphates regimens.
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D. FDA’s Tentative Conclusions on the
Safety of Nonprescription Sodium
Phosphate Oral Solutions for Bowel
Cleansing
FDA has tentatively concluded that
the customary dose of OTC sodium
phosphate salts for bowel cleansing (i.e.,
two 45-mL doses taken 12 hours apart
or a 45-mL dose followed by a 30-mL
dose of sodium phosphates oral solution
10 to 12 hours later) in an OTC setting
based on professional labeling in an
OTC monograph poses an unacceptable
risk of serious adverse events. Some
patients have experienced sudden and
severe acute kidney failure which may
require kidney dialysis, while others
have had a less serious course that
resolves with minimal intervention. The
outcome has varied from complete
recovery to, in rare instances, death.
Some patients may have residual kidney
damage and may never return to the
kidney function present prior to OSP
use.
Some of the retrospective studies that
have reviewed the serum creatinine of
large numbers of patients who
underwent bowel preparation for
colonoscopy at the customary OSP
doses suggest that the percent of cases
leading to serious injury with symptoms
is relatively rare. However, there is no
accurate estimate of the incidence of
acute kidney injury in patients receiving
these doses of OSP for bowel cleansing.
Some studies have identified
populations who appear to be at risk,
but data from prospective studies are
needed to better define the risk of acute
kidney injury in patients using OSP at
the current doses as preparation for
colonoscopy and to determine the risk
factors that may predispose patients to
such injury.
The study by Hurst also raises
questions about the possible effects of
small changes in serum creatinine that
may occur after OSP use at the
customary doses for bowel cleansing
(Ref. 34). This is an important question
that needs to be addressed. There are
about 14 million screening
colonoscopies per year in the United
States., for which an estimated 50
percent will use OSP for bowel
cleansing (Ref. 31). Given the magnitude
of the exposure, the possibility of low
grade declines in GFR after exposure to
OSP is troubling when one considers
that many patients undergo
colonoscopies more than once in their
lifetime and the damage that occurs
with every exposure could be
cumulative for some individuals. Other
studies have not supported the findings
of Hurst. Thus, it is important that this
issue be addressed with clinical trials
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using more exact measurements of
glomerular filtration rate. For these
reasons, FDA has required the NDA
holder of prescription OSP products to
conduct prospective, randomized,
active-controlled clinical trials to
determine the absolute and relative risk
of kidney injury (including acute
phosphate nephropathy) following the
use of these products.
Further, because of continuing reports
of acute kidney injury associated with
the prescription and customary dose of
OTC OSP products for bowel cleansing,
despite repeated educational efforts by
FDA and the detailed professional
labeling provided by a drug
manufacturer for these products, we
have tentatively concluded that OSP for
bowel cleansing at the currently used
doses poses a serious risk of adverse
events in some patients. Therefore,
additional measures are needed to
manage the risk posed by this use of
OSP products for bowel cleansing to
assure that the benefits outweigh the
potential risks. The need for these
additional measures precludes the
continued use of the current regimen of
sodium phosphates oral solution for
bowel cleansing under the professional
labeling of an OTC monograph.
Under the current professional
labeling provisions of the 1985 TFM
published on January 15, 1985 (50 FR
2124), consumers rely on their
healthcare provider to provide
information on the safe use of the
sodium phosphates oral solution for
bowel cleansing. This approach has not
been sufficient to manage the risk that
has been associated with the customary
dose of OTC sodium phosphates oral
solution for bowel cleansing. We believe
that consumers need to have detailed
information in the form of patient
labeling and information from a
physician regarding the safe use of the
product. Risk information in patient
labeling could affect patients’ decisions
to use these products, and thus help
prevent serious adverse effects. This
kind of patient labeling (see 21 CFR
201.57 and 21 CFR part 208) cannot be
accomplished with professional labeling
found in an OTC monograph.
Professional labeling is labeling
provided only to healthcare
professionals who direct patients to use
OTC products in ways that differ from
the consumer labeling for these
products. Manufacturers marketing OTC
products under the 1985 TFM cannot
provide consumers with labeling
information on the OTC package related
to those indications or uses that are not
part of the drug facts labeling allowed
under the 1985 TFM. For all of these
reasons, we are proposing in this
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document that the professional labeling
for bowel cleansing use be removed
from the tentative final monograph
because of our safety concern with the
bowel cleansing use of sodium
phosphate products.
We also believe that the safe use of
OSP as presently used for bowel
cleansing requires the continuing
involvement of a doctor to monitor its
effects on kidney function. Section
503(b)(1) of the FD&C Act establishes
the standards under which the
marketing of a drug must be limited to
prescription. Among these is the need
for collateral measures for the safe use
of the product and the need for the
involvement of a licensed practitioner to
ensure the safe use of the product. For
the reasons already given, the customary
dose of OSP solution for bowel
cleansing meets the statutory definition
of a prescription product. Thus, in this
document FDA proposes to classify OTC
sodium phosphate salts, singly or in
combination with each other, as not
GRAS (i.e., nonmonograph) for the
professional labeling indication
proposed in the 1985 TFM, i.e., ‘‘For use
as part of a bowel cleansing regimen in
preparing the patient for surgery or for
preparing the colon for x-ray endoscopic
examination.’’ This proposed rule would
amend § 310.545 to include sodium
phosphate salts for bowel cleansing use,
as described in § 334.80 of the 1985
TFM, as nonmonograph.
Screening colonoscopy can lead to the
early detection of colon cancer and
polyps, which, if not removed, can
progress to cancer. Early detection of
colon cancer can result in more effective
treatment and a survival advantage.
Inadequate preparation for colonoscopy
can lead to missed lesions. OSP
products have been shown to be
effective in cleansing the colon, thereby
allowing better visualization of cancers
and polyps. FDA believes it is important
to have multiple options available for
bowel cleansing because no single
product is tolerated by all individuals.
It is important, however, to make sure
that the risk for serious injury is very
low and the appropriate populations are
identified who can use these products
safely.
IV. FDA’s Tentative Conclusions on the
Safety and Effectiveness of Other Doses
of Sodium Phosphates Oral Solution for
Bowel Cleansing
FDA has previously acknowledged
the effectiveness of the bowel cleansing
regimen that is currently the standard of
practice for OTC sodium phosphates
oral solution, i.e., 60-g sodium
phosphate administered in two 45-mL
doses of sodium phosphates oral
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solution taken 10 to 12 hours apart (Ref.
14). However, the available data raise
serious concerns about the safety of this
regimen.
There are some data that suggest a
lower sodium phosphate dose may be
similar in effectiveness to the regimen
currently in use. An unpublished study
comparing the effectiveness of sodium
phosphates oral solution at two dose
levels, the standard 2 x 45-mL dose
(60 g sodium phosphate) and a reduced
2 x 30-mL dose (37 g sodium
phosphate), with PEG solution was
included in a citizen petition from a
manufacturer of sodium phosphate
laxative products (Ref. 18). The study,
PS–9902, was a randomized, singleblind, parallel group design. The two
regimens were administered as divided
doses 10 to 12 hours apart. A total of
238 subjects were randomized to one of
the three treatments. Seventy-four
subjects took the 2 x 45-mL dose, and
75 subjects took the 2 x 30 mL dose.
There were 73 subjects who took PEG.
The study excluded all patients with
current labeling contraindications to
OSP use and all patients for whom use
is allowed with caution.
The manufacturer’s evaluation of
physicians’ assessments of bowel
preparation indicated no statistically
significant differences between the 2 x
30-mL sodium phosphates oral solution
group and the PEG group for any of the
effectiveness endpoints: Residual stool,
stool consistency, and bowel wall
visualization parameters. Bowel
cleansing with the two 45-mL doses was
found to be superior to the lower dose
OSP regimen and PEG. The observed
electrolyte changes and side effects were
milder with the two 30-mL doses of OSP
compared to the two 45-mL dose.
Elevation in serum sodium was the only
significant electrolyte change between
the OSP groups. Four patients on the
two 45-mL dose regimen had post-prep
sodium levels that exceeded the upper
limit of normal but remained below 150
millimole/Liter.
While the results of this study are
worth noting, they are not sufficient to
demonstrate the safety and effectiveness
of the reduced phosphate regimen. It is
noteworthy that 32 percent (23/73) of
the PEG subjects reported that they did
not complete the treatment regimen.
This finding may have reduced the
efficacy found in the PEG group, thereby
minimizing treatment effect differences
between PEG and the low dose
phosphate regimen. There were also
irregularities in randomization. Ten
patients were excluded following
randomization, because they were
randomized before all inclusion criteria
were verified. In addition, at one study
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site, six patients were randomized out of
order and did not receive the treatments
assigned by the randomization protocol.
Thus, the study results can not be
considered a conclusive demonstration
of the effectiveness of these products. In
addition, while the electrolyte changes
and side effects were milder with the
two 30-mL doses of sodium phosphates
oral solution, the number of subjects
exposed to the proposed lower dose
regimen (79 subjects) is too small to
allow any conclusions about the safety
of the lower dose regimen.
V. Summary of Significant Changes
From the 1985 Proposed Rule for OTC
Laxative Drug Products
1. FDA is classifying sodium
phosphate salts described in § 334.16(d),
(e) and (f), as nonmonograph and
removing them as acceptable active
ingredients for the use as a bowel
cleansing agent described in
§ 334.80(a)(2).
2. FDA is removing the warning in
§ 334.80(b)(2) for sodium phosphate
salts. The warning will be revised and
included in a proposed rule to be
published at a future date.
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VI. Proposed Effective Date
The existing evidence is inadequate to
establish the safety of OTC sodium
phosphate salts (dibasic sodium
phosphate, monobasic phosphate and
dibasic sodium phosphate/monobasic
sodium phosphate (sodium phosphates)
solution) for professional use as a bowel
cleansing preparation prior to surgery or
endoscopic examination. Accordingly,
sodium phosphate salts cannot be
considered GRAS for OTC use for bowel
cleansing.
If this proposal becomes a final rule,
the conditions under which drug
products subject to this rule are not
GRASE and are misbranded will be
effective 30 days after the date of the
final rule’s publication in the Federal
Register. On or after that date, any OTC
laxative products containing dibasic
sodium phosphate or monobasic
phosphate and dibasic sodium
phosphate/monobasic sodium
phosphate (sodium phosphates)
marketed for bowel cleansing will be
misbranded and will require an
approved NDA for bowel cleansing use
and marketing. Any OTC drug product
subject to the final rule that is
repackaged or relabeled after the
effective date of the final rule must be
in compliance with the final rule,
regardless of the date the product was
initially introduced or initially
delivered for introduction into interstate
commerce.
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VII. Analysis of Impacts
FDA has examined the impacts of the
proposed rule under Executive Order
12866, the Regulatory Flexibility Act (5
U.S.C. 601–612), and the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4). Executive Order 12866 directs
agencies to assess all costs and benefits
of available regulatory alternatives and,
when regulation is necessary, to select
regulatory approaches that maximize
net benefits (including potential
economic, environmental, public health
and safety, and other advantages;
distributive impacts; and equity). The
agency believes that this proposed rule
is not a significant regulatory action as
defined by the Executive order.
The Regulatory Flexibility Act
requires agencies to analyze regulatory
options that would minimize any
significant impact of a rule on small
entities. Because this proposed rule only
affects labeling provided to healthcare
professionals for the indication of bowel
cleansing and does not affect the
marketing of sodium phosphates oral
solution for consumer use as a laxative
for the relief of occasional constipation,
the agency proposes to certify that the
final rule will not have a significant
economic impact on a substantial
number of small entities.
Section 202(a) of the Unfunded
Mandates Reform Act of 1995 requires
that agencies prepare a written
statement, which includes an
assessment of anticipated costs and
benefits, before proposing ‘‘any rule that
includes any Federal mandate that may
result in the expenditure by State, local,
and Tribal governments, in the
aggregate, or by the private sector, of
$100,000,000 or more (adjusted
annually for inflation) in any one year.’’
The current threshold after adjustment
for inflation is $135 million, using the
most current (2009) Implicit Price
Deflator for the Gross Domestic Product.
FDA does not expect this proposed rule
to result in any 1-year expenditure that
would meet or exceed this amount.
The purpose of this proposed rule is
to remove the professional labeling
relating to the use of sodium phosphates
oral solution laxatives for bowel
cleansing in the 1985 TFM (50 FR 2124
at 2157). Professional labeling is
information directed to health
professionals who prescribe, administer,
or dispense medications, and may not
be included in labeling directed to the
consumer. This proposed rule amends
§ 334.80 to remove the bowel cleansing
indication for sodium phosphates oral
solution laxatives based on concerns
about serious adverse reactions
associated with the use of these OTC
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drug products in preparation for
colonoscopy and x-ray before surgery.
A. Background
FDA has taken a number of measures
to mitigate the risk of serious adverse
events associated with the use of OSP
products in preparation for colonoscopy
and x-ray endoscopic examination. As
discussed in the preamble, FDA has
limited the acceptable container sizes
that can be marketed and added
warnings and direction statements to
OTC sodium phosphates solutions
marketed for laxative and to healthcare
professionals for bowel cleansing use.
Separate from this proposed rule, the
agency has also made several attempts
to educate and alert both healthcare
professionals and consumers about
potential risks associated with
customary dose of OSP products for
bowel cleansing. Despite these
measures, FDA’s AERS has continued to
receive reports of acute kidney injury
that have been associated with the
customary dose of OSP products for
bowel cleansing.
For this reason, on December 12,
2008, FDA took steps to limit the
marketing of OSP products for bowel
cleansing to prescription only and to
increase the prominence of risk
information by requiring a boxed
warning on prescription OSP products
(Ref. 1). In addition, the continued
marketing of prescription OSP products
will require the development of a risk
evaluation and mitigation strategy that
includes the development of a
Medication Guide and a communication
strategy targeted at healthcare providers
who are likely to prescribe OSP
products. FDA has also instructed the
holders of NDAs for OSP products to
conduct prospective clinical trials to
assess the risk of acute kidney injury in
patients using sodium phosphate
products for bowel cleansing and to
better define the risk factors that
predispose patients to such injury. FDA
has taken these steps in an attempt to
increase the level of risk communication
for these products and thereby reduce
the incidence of adverse events that has
been associated with these products.
B. Need for the Proposed Rule
This proposed rule is consistent with
the Agency’s determination that the
customary dose of OSP products for
bowel cleansing (i.e., approximately
60 g of sodium phosphates taken as two
45-mL doses 12 hours apart or
approximately 50 g of sodium
phosphates taken as a 45-mL dose
followed by a 30-mL dose 12 hours
later) poses a serious risk to some
individuals and that the marketing of
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these products for bowel cleansing
should be limited to prescription only.
In this document FDA proposes to
classify OTC sodium phosphate salts,
singly or in combination with each
other, as not GRAS (i.e., nonmonograph)
for bowel cleansing. Furthermore, FDA
is proposing to remove professional
labeling for bowel cleansing use from
the monograph. Manufacturers of OTC
OSP laxative products would no longer
be able to promote the use of these
products to healthcare professionals for
bowel cleansing use. Consequently, the
marketing of sodium phosphates oral
solution marketed under an OTC drug
monograph would be limited to laxative
use at a lower sodium phosphates dose
to relieve occasional constipation.
C. Impact of the Proposed Rule
Executive Order 12866 and OMB
Circular A–4 direct agencies to consider
and provide a description of any
important distributional effects that
might be attributed to a regulation,
where applicable. To the extent that
OTC OSP products for bowel
preparation remain on the market, this
rule would shift those sales to
prescription products only. Any such
shift in sales represents a transfer
payment between manufacturers within
the industry and is not a social cost of
this rule. The agency believes that most
of this transfer has already occurred
through voluntary withdrawal of OTC
products by their manufacturers.
An informal in-store review of several
national drug and mass merchandise
stores found that there were no OTC
liquid OSP products on those store
shelves. Pharmacists indicated that OSP
liquid products were removed from the
shelves in response to information from
FDA. Therefore, the agency believes that
any shift in sales from OTC to
prescription products for bowel
cleansing that would have been
attributed to this rule most likely has
already occurred.
According to proprietary data from
A.C. Nielsen, annual retail sales for OSP
products totaled about $30 million in
2006. The vast majority of these sales
are attributed to one manufacturer. That
manufacturer has already voluntarily
removed its OSP laxative products from
the shelves. We believe that other
suppliers have similarly removed their
products. The agency requests specific
comments on this assumption.
To the extent that any OSP products
for laxative use might remain on the
market, there would be no relabeling or
reformulation costs attributed to this
rule. If, however, manufacturers have
chosen to improperly label their OSP
products with a bowel cleansing
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indication, these manufacturers will
incur the cost of relabeling to remove
the bowel cleansing use from their
labels. These costs would be incurred
without this rule, because professional
uses of OTC drugs are not properly
included in labeling directed to
consumers.
We analyzed proprietary data from
SDI Health on the total number of retail
prescriptions dispensed for bowel
preparation products from March 2004
through February 2009. We included
PEG products and OSP products that are
considered alternatives to the OTC OSP
products for bowel cleansing. The
number of prescriptions for PEG
products has grown significantly over
this time period, whereas the number of
OSP products remained relatively
constant over most of this period and
began to decline in late 2008. The
average annual growth rate for all
prescription bowel preparation products
was 17 percent from 2006 to 2008. From
2006 through the third quarter of 2008,
the monthly share of sodium phosphate
prescriptions dispensed for bowel
preparation was about 13 to 15 percent
of total prescriptions, but declined to a
monthly low of 7 percent by February
2009. This apparent decline in
dispensed prescription sodium
phosphate products may be a market
response to recent agency actions,
including the boxed warning
requirement, that are separate from this
rule. However, it is too soon to
determine market changes. Nonetheless,
the data on the number of prescriptions
dispensed suggest that prior agency
actions may have had a dampening
market effect on the use of OSP
products for bowel preparation.
D. Benefits of the Proposed Rule
Section III.A of this document
presents data on the reports of serious
adverse events associated with
prescription and OTC products
containing sodium phosphates for
bowel cleansing. More than 100 adverse
events have been reported that are
associated with the customary dose of
OSP products as presented in section III.
A of this document. Although these
serious events are rare, the public health
consequences can be substantial. Acute
phosphate nephropathy that has been
associated with the customary dose of
OSP for bowel cleansing can result in
permanent impairment of kidney
function that ultimately may require
chronic dialysis or kidney transplant,
and may result in long term renal failure
and, in rare instances, death.
The economic consequences of this
severity of renal impairment are
significant. The cost of hospitalization
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resulting from acute renal failure
without dialysis has been estimated at
$22,251 (51 FR 77314 at 77344,
December 26, 2006). Recent analyses
have reported Medicare payments for a
year’s treatment of a dialysis patient of
about $67,000. Employer group health
insurance costs are much higher at
$180,000 per year (Ref. 41).
Estimates of the cost of kidney
transplants also vary. Associated
medical costs for transplants average
about $102,000 in the year of the
transplant (Ref. 42). The mean cost of
hospitalization for a kidney transplant
procedure was $128,000 in 2006 (Ref.
43). In addition, patients with kidney
transplants require immunosuppressive
drugs for years after their transplant.
We believe, based on the available
data, that sodium phosphates solution
marketed under an OTC drug
monograph for bowel cleansing may be
a significant cause of severe adverse
events. However, we note that there is
uncertainty about the baseline risk of
serious adverse events associated with
customary dose of OSP products (for
both OTC and prescription uses). It is
not possible to predict a specific level
of reduction in the incidence of these
serious adverse events that might be
attributable to limiting OSP products for
bowel cleansing use to prescription drug
use. Moreover, to the extent that OSP
products have been voluntarily
withdrawn from the market, this rule
would not have an impact on the
incidence of these serious adverse
events.
E. Alternatives
The agency considered but rejected
several alternatives: (1) Requiring
additional (OTC or professional)
labeling that describes potential adverse
effects, the subpopulations at greatest
risk, and detailed directions about
hydration, (2) a longer implementation
period for this rule if finalized, and
(3) product withdrawal, including
prescription use. We do not believe that
the first two alternatives to the proposed
regulation would be adequate to provide
for the safe use of OTC sodium
phosphates oral solution for bowel
cleansing (e.g., preparation for
colonoscopy). Various attempts at
conveying the risk associated with OTC
sodium phosphates oral solution
products, including detailed
professional labeling describing
potential adverse events and at risk
populations (Ref. 29) by a manufacturer
of an OTC sodium phosphates oral
solution product have not been
successful in reducing the number of
serious adverse events attributed to
these products. The agency also
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considered but rejected a longer
implementation period for this
proposed rule if finalized, because of
the overriding safety considerations. We
rejected the third alternative, to
withdraw the product, because OSP has
been demonstrated to be effective for
bowel cleansing, and we believe that it
is important to continue to have
multiple options available for bowel
cleansing because no single product is
tolerated by all individuals.
F. Impact on Small Businesses
The Small Business Administration
(SBA) defines an entity as small in the
pharmaceutical manufacturing industry
if the business has fewer than 750
employees. Over 90 percent of
manufacturers in the OTC
pharmaceutical industry are classified
as small. To the extent that there
continue to be manufacturers of OSP
products for bowel preparation that
remain on the market, those sales would
be shifted to prescription products. This
is a transfer payment and not a social
cost of this rule. The agency believes
that most of this impact has already
occurred with manufacturers
voluntarily withdrawing products from
the market prior to this rule.
We estimate that there are about 10
manufacturers that could be affected by
this proposed rule and that all of them
are small businesses. The economic
impact on any remaining individual
firms will vary based on the amount of
lost production and lost sales revenue
that is derived from sales of the OSP
products for bowel cleansing. Without
knowing the volume of OTC OSP sales
that can be attributed to this use, it is
difficult to estimate the impact of this
proposed rule on small business
entities. As noted above, a major
manufacturer of OTC OSP labeled for
professional use for bowel cleansing has
already voluntarily withdrawn its bowel
cleansing products from the market. The
remaining suppliers may have done the
same.
Given the small number of
manufacturers of these products, we
believe that it is unlikely that this
proposed rule will have a significant
economic impact on a substantial
number of small entities. Nonetheless,
the agency requests detailed comments
on small businesses impacts. The
proposed rule will not require any new
recordkeeping and no additional
professional skills are needed.
This analysis shows that this
proposed rule is not economically
significant under Executive Order
12866. Thus, this economic analysis,
together with other relevant sections of
this document, serves as the agency’s
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initial regulatory flexibility analysis as
required under the Regulatory
Flexibility Act. Finally, this analysis
shows that the Unfunded Mandates
Reform Act does not apply to this
proposed rule because it would not
result in an expenditure in any 1 year
by State, local, and Tribal governments
in the aggregate, or by the private sector
of $135 million.
FDA invites public comment
regarding any significant economic
impact that this proposal would have on
affected manufacturers of sodium
phosphates oral solutions. Comments
regarding the impact of this proposal
should be accompanied by appropriate
documentation. FDA will evaluate any
comments and supporting data that are
received and will reassess the economic
impact of this rulemaking in the
preamble to any final rule.
VIII. Paperwork Reduction Act of 1995
This proposed rule contains no
collections of information. Therefore,
clearance by the Office of Management
and Budget under the Paperwork
Reduction Act of 1995 is not required.
IX. Environmental Impact
FDA has determined under 21 CFR
25.31(a) that this action is of a type that
does not individually or cumulatively
have a significant effect on the human
environment. Therefore, neither an
environmental assessment nor an
environmental impact statement is
required.
X. Federalism
We have analyzed this proposed rule
in accordance with the principles set
forth in Executive Order 13132. Section
4(a) of the Executive order requires
agencies to ‘‘construe * * * a Federal
statute to preempt State law only where
the statute contains an express
preemption provision or there is some
other clear evidence that the Congress
intended preemption of State law, or
where the exercise of State authority
conflicts with the exercise of Federal
authority under the Federal statute.’’
The sole statutory provision giving
preemptive effect to the proposed rule is
section 751 of the FD&C Act (21 U.S.C.
379r).
We believe that the preemptive effect
of this proposed rule, if finalized, would
be consistent with Executive Order
13132. Through the publication of this
proposed rule, we are providing notice
and an opportunity for State and local
officials to comment on this rulemaking.
XI. References
The following references are on
display in the Division of Dockets
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7755
Management (HFA–305), 5630 Fishers
Lane, rm. 1061, Rockville, MD 20852,
under Docket No. FDA–1978–N–0021
(formerly Docket No. 78N–036L) and
may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday.
1. Document Id. FDA–2007–P–0345–
0003, Federal Dockets Management
System.
2. Document Id. FDA–2007–P–0345–
0005, Federal Dockets Management
System.
3. Comment No. CP8, Docket 1978N–
036L, Division of Dockets Management.
4. Comment No. SUP5, Docket No.
1978N–036L, Division of Dockets
Management.
5. Comment No. LET41, Docket No.
1978N–036L, Division of Dockets
Management.
6. Document Id. FDA–1978–N–0021–
0032–0036, Federal Dockets
Management System.
7. Comment No. CP14, Docket No.
1978N–036L, Division of Dockets
Management.
8. Comment No. SUP8, Docket No.
1978N–036L, Division of Dockets
Management.
9. Comment No. AMD10, Docket No.
1978N–036L, Division of Dockets
Management.
10. Comment No. LET71, Docket No.
1978N–036L, Division of Dockets
Management.
11. Comment No. SUP11, Docket No.
1978N–036L, Division of Dockets
Management.
12. Comment No. SUP10, Docket No.
1978N–036L, Division of Dockets
Management.
13. Comment No. C146, Docket No.
1978N–036L, Division of Dockets
Management.
14. Comment No. LET109, Docket No.
1978N–036L, Division of Dockets
Management.
15. Comment No. PDN4, Docket No.
1978N–036L, Division of Dockets
Management.
16. Comment No. CP1, Docket No.
00P–1472, Division of Dockets
Management.
17. Comment No. PDN1, Docket No.
00P–1472, Division of Dockets
Management.
18. Comment No. CP28, Docket No.
1978N–036L, Division of Dockets
Management.
19. Comment No. LET204, Docket No.
1978N–036L, Division of Dockets
Management.
20. Document Id. FDA–1978N–0021–
0031, Federal Dockets Management
System.
21. Comment No. C207, Docket No.
1978N–036L, Division of Dockets
Management.
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22. Comment No. C208, Docket No.
1978N–036L, Division of Dockets
Management.
23. Comment No. SUP18, Docket No.
1978N–036L, Division of Dockets
Management.
24. FDA Science Background Paper:
‘‘Safety of Sodium Phosphates Oral
Solution’’ September 17, 2001 in OTC
Volume 09OSPPR.
25. FDA Science Background Paper:
‘‘Acute Phosphate Nephropathy and
Renal Failure Associated with the Use
of Oral Sodium Phosphate Bowel
Cleansing Products,’’ May 2006 in OTC
Volume 09OSPPR.
26. FDA Information for Healthcare
Providers: Oral Sodium Phosphate
Products for Bowel Cleansing, May 2006
in OTC volume 09OSPPR.
27. FDA Alert: Oral Sodium
Phosphate (OSP) Products for Bowel
Cleansing (marketed as Visicol and
OsmoPrep, and oral sodium phosphate
products available without a
prescription), December 11, 2008 in
OTC volume 09OSPPR.
28. FDA Information for Healthcare
Professionals: Oral Sodium Phosphate
(OSP) Products for Bowel Cleansing
(marketed as Visicol and OsmoPrep, and
oral sodium phosphate products
available without a prescription),
December 11, 2008, in OTC volume
09OSPPR.
29. Professional Labeling for Fleets
Phosphasoda in OTC volume 09OSPPR.
30. Khurana, A. et al., ‘‘Acute
Phosphate Nephropathy,’’ Journal of the
American Society of Nephrology, 17:
163A, 2006.
31. Markowitz, G. S. et al., ‘‘Acute
Phosphate Nephropathy Following Oral
Sodium Phosphate Bowel Purgative: An
Unrecognized Cause of Chronic Renal
Failure,’’ Journal of the American
Society of Nephrology, 16:3389–3396,
2005.
32. Ma, R. C. et al., ‘‘Acute Renal
Failure Following Oral Sodium
Phosphate Bowel Preparation in
Diabetes,’’ Diabetes Care, January:
30(1):182–3. 2007.
33. Gonlusen, G. et al., ‘‘Renal Failure
and Nephrocalcinosis Associated with
Oral Sodium Phosphate Bowel
Cleansing: Clinical Patterns and Renal
Biopsy Findings,’’ Archives of Pathology
and Laboratory Medicine, January:
130(1):101–6, 2006.
34. Hurst, F. P. et al., ‘‘Association of
Oral Sodium Phosphate Purgative Use
with Acute Kidney Injury,’’ Journal of
the American Society of Nephrology,
18:1–6, 2007.
35. Brunelli, S. M. et al., ‘‘Risk of
Kidney Injury Following Oral
Phoshphasoda Bowel Preparations,’’
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18:19 Feb 10, 2011
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Journal of the American Society of
Nephrology, 18: 199–3205, 2007.
36. Abaskharoun, R., W. Depew, and
S. Vanner, ‘‘Changes in Renal Function
Following Administration of Oral
Sodium Phosphate or Polyethylene
Glycol for Colon Cleansing Before
Colonoscopy,’’ Canadian Journal of
Gastroenterology, April: 21(4):227–31,
2007.
37. Khurana A., L. McLean, S.
Atkinson, and C. J. Foulks, ‘‘The Effect
of Oral Sodium Phosphate Drug
Products on Renal Function in Adults
Undergoing Bowel Endoscopy,’’
Archives of Internal Medicine, March
24:168(6):593–7, 2008.
38. Levey, A. S., T. Greene, J. Kusek,
and G. Beck, ‘‘A Simplified Equation to
Predict Glomerular Filtration Rate from
Serum Creatinine (abstract), Journal of
the American Society of Nephrology, 11:
p.155A, 2000.
39. Russman, S. et al., ‘‘Risk of
Impaired Renal Function After
Colonoscopy: A Cohort Study in
Patients Receiving Either Oral Sodium
Phosphate or Polyethylene Glycol,’’
American Journal of Gastroenterology,
102:2655–2663, 2007.
40. Wexner, S.D. et al., ‘‘A Consensus
Document on Bowel Preparation Before
Colonoscopy,’’ prepared by a task force
from the American Society of Colon and
Rectal Surgeons (ASCRS), the American
Society for Gastrointestinal Endoscopy
(ASGE), and the Society of American
Gastrointestinal and Endoscopic
Surgeons (SAGES), Gastrointestinal
Endoscopy; 63:894–909, 2006.
41. Just, P. M. et al., ‘‘Reimbursement
and Economic Factors Influencing
Dialysis Modality Choice around the
World,’’ Nephrology Dialysis
Transplantation, 23(7):2365–2373,
2008.
42. St. Peter, W., ‘‘Introduction:
Chronic Kidney Disease: A Burgeoning
Health Epidemic,’’ Journal of Managed
Care Pharmacy, 13(9):S2–S5, 2007.
43. Agency for Healthcare Research
and Quality, HCUPnet National and
regional estimates on hospital use for all
patients from the HCUP Nationwide
Inpatient Sample (NIS) (2006), data
accessed March 11, 2009.
List of Subjects
21 CFR Part 310
Administrative practice and
procedure, Drugs, Labeling, Medical
devices, Reporting and recordkeeping
requirements.
21 CFR Part 334
Labeling, Over-the-counter drugs.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
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authority delegated to the Commissioner
of Food and Drugs, it is proposed that
21 CFR parts 310 and 334 (as proposed
in the Federal Register of January 15,
1985 (50 FR 2124)), October 1, 1986 (51
FR 35136), September 2, 1993 (58 FR
46589), March 31, 1994 (59 FR 15139),
September 2, 1997 (62 FR 46223), May
21, 1998 (63 FR 27886), June 19, 1998
(63 FR 33592), March 24, 2004 (69 FR
13765), November 29, 2004 (69 FR
69278), be amended as follows:
PART 310—NEW DRUGS
1. The authority citation for 21 CFR
part 310 continues to read as follows:
Authority: 21 U.S.C. 321, 331, 351, 352,
353, 355, 360b–360f, 360j, 361(a), 371, 374,
375, 379e; 42 U.S.C. 216, 241, 242(a), 262,
263b–263n.
2. Section 310.545 is amended by
redesignating paragraph (a)(12)(ii) as
paragraph (a)(12)(ii)(A), by adding
paragraph (a)(12)(ii)(B), by revising
paragraph (d) introductory text and
paragraph (d)(1), and by adding
paragraph (d)(53) to read as follows:
§ 310.545 Drug products containing
certain active ingredients offered over-thecounter (OTC) for certain uses.
(a) * * *
(12) * * *
(ii) * * *
(B) Saline laxatives—Approved as of
[INSERT DATE 30 DAYS AFTER DATE
OF PUBLICATION OF THE FINAL
RULE IN THE FEDERAL REGISTER].
Dibasic sodium phosphate, monobasic
sodium phosphate, and sodium
phosphates (dibasic sodium phosphate
monobasic sodium phosphates in a
solution dosage form administered as
59.4 grams (g) of sodium phosphates
taken in two 45-milliter (mL) doses 12
hours apart or 49.5 g of sodium
phosphates taken as a 45-mL dose
followed by a 30-mL dose 12 hours
later) for use as part of a bowel
cleansing regimen in preparing the
patient for surgery or for preparing the
colon for x-ray endoscopic examination.
*
*
*
*
*
(d) Any OTC drug product that is not
in compliance with this section is
subject to regulatory action if initially
introduced or initially delivered for
introduction into interstate commerce
after the dates specified in paragraphs
(d)(1) through (d)(53) of this section.
(1) May 7, 1991, for products subject
to paragraphs (a)(1) through (a)(2)(i),
(a)(3)(i), (a)(4)(i), (a)(6)(i)(A),
(a)(6)(ii)(A), (a)(7) (except as covered by
paragraph (d)(3) of this section), (a)(8)(i),
(a)(10)(i) through (a)(10)(iii),
(a)(12)(i)(A), (a)(12)(ii)(A), (a)(12)(iii),
(a)(12)(iv)(A), (a)(14) through (a)(15)(i),
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Federal Register / Vol. 76, No. 29 / Friday, February 11, 2011 / Proposed Rules
ACTION:
Guard’s decision-making process
included consideration of comments
submitted in response to its request for
comments on the costs and benefits of
expanding the existing 12-character HIN
in order to provide additional
information identifying vessels.
ADDRESSES: The docket for this action is
available for inspection or copying at
the Docket Management Facility (M–30),
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue, SE.,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays. You may also
find this docket on the Internet by going
to https://www.regulations.gov, inserting
‘‘USCG–2007–29236’’ in the ‘‘Keyword’’
box, and then clicking ‘‘Search.’’
FOR FURTHER INFORMATION CONTACT: If
you have questions about this notice,
call or e-mail Mr. Jeffrey Ludwig, Coast
Guard; telephone 202–372–1061, e-mail
Jeffrey.A.Ludwig@uscg.mil. If you have
questions on viewing material in the
docket, call Ms. Renee V. Wright,
Program Manager, Docket Operations,
telephone 202–366–9826.
SUPPLEMENTARY INFORMATION: On March
17, 2008, we published a request for
public comments on the costs and
benefits of expanding the existing
12-character HIN in order to provide
additional information identifying
vessels (73 FR 14193). The notice
specifically requested comments on:
(1) The expected benefits and costs of an
expanded HIN; (2) the manner in which
the Coast Guard should exempt small
entities and builders of high-volume,
low-cost vessels; (3) the estimated
collection of information burdens to
vessel manufacturers if the current 12character HIN regulations were revised
to require additional characters; and (4)
possible alternatives to an expanded
HIN. The Coast Guard also sought
specific data to support its decisionmaking process about whether to
initiate a rulemaking addressing an
expanded HIN.
In response to the request for
comments, we received 29 comments.
The Coast Guard has decided not to
initiate a rulemaking addressing an
expanded HIN based on consideration
of the comments received as well as the
challenges from data uncertainty in
describing, estimating, and quantifying
potential costs and benefits of such a
rulemaking.
The Coast Guard announces
its decision to not initiate a rulemaking
addressing an expanded hull
identification number (HIN). The Coast
Background
The Coast Guard has been looking
into the possibility of an expanded HIN
for several years. In 1994, the Coast
Guard initiated a rulemaking to create
(a)(16) through (a)(18)(i)(A), (a)(18)(ii)
(except as covered by paragraph (d)(22)
of this section), (a)(18)(iii), (a)(18)(iv),
(a)(18)(v)(A), and (a)(18)(vi)(A) of this
section.
*
*
*
*
*
(53) [INSERT DATE 30 DAYS AFTER
DATE OF PUBLICATION OF THE
FINAL RULE IN THE FEDERAL
REGISTER], for products subject to
paragraph (a)(12)(ii)(B) of this section.
Background
PART 334—LAXATIVE DRUG
PRODUCTS FOR OVER-THECOUNTER HUMAN USE
Need for Correction
FOR FURTHER INFORMATION CONTACT:
Kathryn Holman at (202) 622–3840 (not
a toll-free number).
SUPPLEMENTARY INFORMATION:
The notice of proposed rulemaking;
notice of a public hearing; and
withdrawal of previously proposed
rulemaking that is the subject of this
document is under section 6049 of the
Internal Revenue Code.
Authority: 21 U.S.C. 321, 351, 352, 353,
355, 360, 371.
As published, the notice of proposed
rulemaking; notice of a public hearing;
and withdrawal of previously proposed
rulemaking (REG–146097–09) contains
errors that are misleading and are in
need of clarification.
§ 334.80
Correction to Publication
3. The authority citation for 21 CFR
part 334 continues to read as follows:
[Amended]
4. Section 334.80 as proposed on
January 15, 1985 (50 FR 2124), is
amended by removing ‘‘sodium
phosphate/sodium biphosphate
identified in § 334.16(d)’’ from
paragraph (a)(2), and by removing
paragraph (b)(2) and redesignating
paragraph (b)(3) as paragraph (b)(2).
Accordingly, the notice of proposed
rulemaking; notice of a public hearing;
and withdrawal of previously proposed
rulemaking which is the subject of FR
Doc. 2011–82 is corrected as follows:
On page 1105, in the preamble,
column 3, under the caption DATES, line
4, the language ‘‘public hearing
scheduled for April 28,’’ is corrected to
read ‘‘public hearing scheduled for April
27,’’.
On page 1107, in the preamble,
column 2, under the paragraph heading
‘‘Comments and Public Hearing’’, line
14, the language ‘‘for April 28, 2011,
beginning at 10 a.m.’’ is corrected to
read ‘‘for April 27, 2011, beginning at 10
a.m.’’
Dated: February 3, 2011.
Leslie Kux,
Acting Assistant Commissioner for Policy.
[FR Doc. 2011–3091 Filed 2–10–11; 8:45 am]
BILLING CODE 4160–01–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
LaNita VanDyke,
Branch Chief, Publications and Regulations
Branch, Legal Processing Division, Associate
Chief Counsel, (Procedure and
Administration).
26 CFR Parts 1 and 31
[REG–146097–09]
RIN 1545–BJ01
Guidance on Reporting Interest Paid to
Nonresident Aliens; Correction
Internal Revenue Service (IRS),
Treasury.
ACTION: Correction to notice of proposed
rulemaking; notice of a public hearing;
and withdrawal of previously proposed
rulemaking.
[FR Doc. 2011–2922 Filed 2–10–11; 8:45 am]
BILLING CODE 4830–01–P
AGENCY:
This document contains
corrections to notice of proposed
rulemaking; notice of a public hearing;
and withdrawal of previously proposed
rulemaking (REG–146097–09) that was
published in the Federal Register on
Friday, January 7, 2011 (76 FR 1105).
The proposed regulations provide
guidance on the reporting requirements
for interest on deposits maintained at
U.S. offices of certain financial
institutions and paid to nonresident
alien individuals.
mstockstill on DSKH9S0YB1PROD with PROPOSALS
SUMMARY:
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Jkt 223001
7757
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 181
[Docket No. USCG–2007–29236]
Hull Identification Numbers for
Recreational Vessels
Coast Guard, DHS.
Follow-up to request for
comments.
AGENCY:
SUMMARY:
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E:\FR\FM\11FEP1.SGM
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Agencies
[Federal Register Volume 76, Number 29 (Friday, February 11, 2011)]
[Proposed Rules]
[Pages 7743-7757]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-3091]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Parts 310 and 334
[Docket No. FDA-1978-N-0021; Formerly Docket No. 78N-036L]
RIN 0910-AF38
Professional Labeling for Laxative Drug Products for Over-the-
Counter Human Use; Proposed Amendment to the Tentative Final Monograph
AGENCY: Food and Drug Administration, HHS.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is issuing a proposed
rulemaking to amend the tentative final monograph (1985 TFM) for over-
the-counter (OTC) laxative drug products (products that relieve
occasional constipation). FDA is proposing that sodium phosphate salts
(dibasic sodium phosphate, monobasic sodium phosphate, and the
combination of dibasic sodium phosphate/monobasic sodium phosphate
salts in a solution dosage form) are not generally recognized as safe
(GRAS) for bowel cleansing. This document also would withdraw the
professional labeling proposed for sodium phosphate salts in the 1985
TFM. Professional labeling is additional information about an OTC drug
that is directed to healthcare professionals who prescribe, administer,
or dispense medications and is not included in OTC drug product
labeling for consumers. FDA is issuing this proposed rule after a
careful review of new data and information on the serious side effects
that have been associated with the customary dose of OTC sodium
phosphates solution (approximately 60 grams (g) of sodium phosphates
taken in two 45-milliliter (mL) doses 12 hours apart or approximately
50 g of sodium phosphates taken in a 45-mL dose followed by a 30-mL
dose 12 hours later) for bowel cleansing prior to colonoscopy. This
proposed rule is part of FDA's ongoing review of OTC drug products.
DATES: Submit electronic or written comments by March 14, 2011. See
section VI of this document for the effective date of any final rule
that may publish based on this proposal.
ADDRESSES: You may submit comments, identified by Docket No. FDA-1978-
N-0021 (formerly Docket No. 78-N-036L) and RIN number 0910-AF38, by any
of the following methods:
Electronic Submissions
Submit electronic comments in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Written Submissions
Submit written submissions in the following ways:
FAX: 301-827-6870.
Mail/Hand delivery/Courier (For paper, disk, or CD-ROM
submissions): Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
Instructions: All submissions received must include the agency
name, docket number (Docket No. FDA-1978-N-0021) (formerly Docket No.
78N-036L) and Regulatory Information Number (RIN) (RIN 0910-AF38) for
this rulemaking. All comments received may be posted without change to
https://www.regulations.gov including any personal information provided.
For additional information on submitting comments, see the ``Comments''
heading of the SUPPLEMENTARY INFORMATION section of this document.
Docket: For access to the docket, to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts
[[Page 7744]]
and/or go to the Division of Dockets Management, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Mary S. Robinson, Center for Drug
Evaluation and Research, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 22, MS5411, Silver Spring, MD 20993-0002, 301-
796-2090.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Glossary
II. Background
A. Purpose of the Rule
B. Chronology of the Federal Register Publications Addressing
Professional Labeling for Sodium Phosphate Salts in the OTC Laxative
Drug Products Rulemaking
C. Other Regulatory History Relevant to This Rulemaking
III. Safety Concerns About the Use of Oral Sodium Phosphate Products
for Bowel Cleansing
A. Summary of FDA's Adverse Event Reporting System Data
B. Summary of the Available Published Data
C. Consensus Statement on Bowel Preparation Before Colonoscopy
D. FDA's Tentative Conclusions on the Safety of Nonprescription
Sodium Phosphate Oral Solutions for Bowel Cleansing
IV. FDA's Tentative Conclusions on the Safety and Effectiveness of
Other Doses of Sodium Phosphates Oral Solution for Bowel Cleansing
V. Summary of Significant Changes From the 1985 Proposed Rule for
OTC Laxative Drug Products
VI. Proposed Effective Date
VII. Analysis of Impacts
A. Background
B. Need for the Proposed Rule
C. Impact of the Proposed Rule
D. Benefits of the Proposed Rule
E. Alternatives
F. Impact on Small Businesses
VIII. Paperwork Reduction Act of 1995
IX. Environmental Impact
X. Federalism
XI. References
I. Glossary
As used in this document:
ACE inhibitor means angiotension-converting enzyme inhibitor; a
prescription drug for hypertension.
Acute phosphate nephropathy means a type of nephrocalcinosis
attributed to the use of oral sodium phosphate products.
Acute kidney failure means sudden inability of the kidney to remove
wastes, concentrate urine, and conserve electrolytes.
ARB is an abbreviation for angiotension receptor blocker, a
prescription drug for hypertension.
Biologic plausibility means a causal association (or relationship
between two factors) that is consistent with existing medical
knowledge.
Bowel cleansing means clearing the lower digestive tract in
preparation for a colonoscopy.
Bowel cleansing system means a laxative product containing a
combination of several different laxative ingredients for sequential
administration at specified intervals for use in cleansing the bowel
prior to surgery, colon x-ray, or endoscopic examination.
Electrolyte disturbance means abnormal levels of electrolytes such
as sodium, potassium, calcium, or phosphorous found in the blood and
other body fluids.
End stage kidney disease means complete or near complete failure of
the kidneys to function.
GFR is an abbreviation for glomerular filtration rate; is a measure
of kidney function. GFR can be obtained by measuring creatinine
clearance or by estimating creatinine clearance. The creatinine
clearance is measured by using the values of urine creatinine
concentration, urine flow rate, and plasma creatinine concentration,
while the estimated creatinine clearance is calculated by using a
formula that uses measured serum creatinine. Creatinine clearance is
not a precise GFR measurement, but rather an accepted surrogate for
GFR.
Nephrocalcinosis means a condition characterized by precipitation
of calcium phosphate in the tubules of the kidney resulting in kidney
injury.
NSAID is an abbreviation for nonsteroidal anti-inflammatory drug;
OTC and prescription drugs that relieve pain and inflammation.
OSP is an abbreviation for oral sodium phosphates, the combination
of dibasic sodium phosphate and monobasic sodium phosphate salts in a
tablet or solution dosage form.
PEG is an abbreviation for polyethylene glycol, a prescription drug
used for bowel cleansing.
II. Background
A. Purpose of the Rule
Oral sodium phosphates (OSP) products are frequently recommended by
physicians for bowel cleansing prior to a colonoscopy and other medical
procedures. Both prescription tablet dosage forms and OTC OSP solution
have been used for this purpose. This document addresses the use of OTC
OSP solutions for bowel cleansing. The customary dose of OTC OSP
solution used in medical practice for bowel cleansing is approximately
60 g of sodium phosphates (dibasic sodium phosphate and monobasic
sodium phosphate salts) solution taken orally as two 45-mL doses 12
hours apart or approximately 50 g of sodium phosphates taken as a 45-mL
dose followed by a 30-mL dose 12 hours later. In the tentative final
monograph for OTC laxative drug products published January 15, 1985 (50
FR 2124), FDA proposed labeling for healthcare professionals for the
use of OTC sodium phosphates solution for bowel cleansing.
Subsequently, FDA approved sodium phosphates tablets for prescription
use for bowel cleansing through the new drug application (NDA) approval
process. However, over the years concerns have been raised about the
safety of all OSP, both solutions and tablets, for bowel cleansing.
Most recently, FDA received a petition requesting that FDA either
withdraw the marketing authorization of OSP for bowel cleansing or
limit the marketing of these products to prescription only and require
a ``black box'' warning (Ref. 1). The petition presented the following
arguments to support these requests:
Trend data on adverse events demonstrate an increase in
the number of reports of acute renal failure and nephrocalcinosis
associated with the use of OSP for bowel cleansing.
The available published data suggest that the problem is
larger in scope than initially believed.
The occurrence of nephrocalcinosis in individuals with no
identifiable risk factors renders screening insufficient.
There are equally effective and safer alternative bowel
preparation agents that are available.
The petition stated that new safety information warrants
reconsideration of the risk/benefit ratio to the public of the
continued OTC and prescription use of OSP products for bowel cleansing
under their present labeling.
FDA concluded that the currently available information was not
sufficient to warrant the withdrawal of OSP products from the market.
However, FDA also concluded that the use of OSP for bowel cleansing
poses a serious risk of adverse events in some patients and that
current measures of mitigating these risks have been unsuccessful.
Therefore, on December 11, 2008, FDA granted the petition's request to
limit the marketing of OSP products for bowel cleansing to prescription
only and to require a boxed warning in product labeling (Ref. 2). We
also concluded that additional measures were necessary to manage the
potential
[[Page 7745]]
risks associated with the use of prescription OSP products for bowel
cleansing. Under new authority granted by the Food and Drug
Administration Amendments Act of 2007, FDA stated that it had notified
the NDA holder of prescription OSP products that it must develop a risk
evaluation and mitigation strategy (REMS) that includes the development
of a Medication Guide and a communication strategy targeted at
healthcare providers who are likely to prescribe or dispense OSP
products and/or perform followup assessments of patients following
bowel cleansing. We also determined that prospective clinical trials
are necessary to assess the risk of acute kidney injury in patients
using prescription OSP products for bowel cleansing, and to better
define the risk factors that predispose patients to such injury.
Specifically, this document addresses the proposed professional
labeling for OTC sodium phosphate salts for bowel cleansing described
in Sec. 334.80 of the 1985 TFM. Under the 1985 TFM, this additional
labeling would have been provided only to healthcare professionals and
not the general public, and the labeling would not have been included
as part of the OTC drug product label. Professional labeling may be
provided to health professionals in separate labeling distributed by
pharmaceutical sales representatives. The proposed labeling would have
provided certain information to healthcare professionals about the use
of sodium phosphate products for bowel cleansing use. In this document
we are proposing that the professional labeling for the use of sodium
phosphates salts for bowel cleansing use be removed from the 1985 TFM
because of our safety concern with the bowel cleansing use of OSP
products. This proposed rule does not address the proposed professional
labeling for bowel cleansing for other active ingredients included in
Sec. 334.80. FDA intends to address the proposed professional labeling
of these active ingredients in a future Federal Register publication.
This proposed rule is consistent with the agency's determination
that OSP products indicated for bowel cleansing should be limited to
prescription only. In this document FDA also proposes to classify, the
individual sodium phosphate salts (i.e., dibasic sodium phosphate and
monobasic sodium phosphate), as not GRAS (i.e., nonmonograph) for the
professional labeling indication proposed in the 1985 TFM, i.e., ``For
use as part of a bowel cleansing regimen in preparing the patient for
surgery or for preparing the colon for x-ray endoscopic examination.''
Thus, this proposed rule would amend Sec. 310.545 (21 CFR 310.545) to
include sodium phosphate salts, singly and in combination for bowel
cleansing use as described in Sec. 334.80 of the 1985 TFM.
In addition, the safety issues raised by the prescription and
professional use of OSP for bowel cleansing has led FDA to reconsider
the appropriateness of bowel cleansing, as described in Sec. 334.66,
as an OTC indication. FDA will address the status of bowel cleansing as
an OTC indication in a future Federal Register publication.
B. Chronology of the Federal Register Publications Addressing
Professional Labeling for Sodium Phosphate Salts in the OTC Laxative
Drug Products Rulemaking
The current proposal is part of FDA's ongoing review of OTC drug
products. There are earlier Federal Register publications relevant to
the use of OTC sodium phosphate salts for bowel cleansing. A summary of
relevant Federal Register publications is provided in table 1 of this
document as follows:
Table 1--OTC Laxative Drug Products Rulemaking for Monobasic Sodium
Phosphate and Dibasic Sodium Phosphate \1\
------------------------------------------------------------------------
Federal Register publication Information in document
------------------------------------------------------------------------
March 21, 1975 (40 FR 12902), Recommendations of the Advisory Review
advance notice of proposed Panel on OTC Laxative, Antidiarrheal,
rulemaking (ANPR) for OTC Emetic, and Antiemetic Drug Products
laxative drug products. (Panel)
Panel recommends:
General recognition of the
safety and effectiveness of sodium
phosphate salts and the combination of
sodium phosphate salts for laxative use.
A professional labeling
warning (for healthcare professionals)
``Do not use in patients with megacolon,
as hypernatremic dehydration may occur.
Use with caution in patients with
impaired renal functions as
hyperphosphatemia and hypocalcaemia may
occur.''
The Panel did not recommend that the
sodium phosphates salts bear an
indication for preparation of the colon
for x-ray and endoscopic examination.
(50 FR 12902 at 12940 and 12942)
January 15, 1985 (50 FR FDA adds a provision for OTC bowel
2124), tentative final cleansing systems in Sec. 334.32.
monograph (TFM) for OTC
laxative drug products.
FDA also adds the following professional
labeling indication for sodium
phosphates oral and rectal solutions,
USP: \2\
``For use as part of a bowel cleansing
regimen in preparing the patient for
surgery or for preparing the colon for x-
ray endoscopic examination.''
The proposed professional labeling did
not contain directions for the proposed
bowel cleansing indication.
(50 FR 2124 at 2157)
March 31, 1994 (59 FR 15139) Based on a number of deaths related to
Amendment to TFM for OTC the OTC availability of a 240-milliliter
laxative drug products. (mL) container size for sodium
phosphates oral solution, FDA proposes
an amendment to the 1985 TFM to limit
the container size for these products to
not greater than 90 mL (3 ounces (oz))
and to add a new overdose warning
alerting consumers that exceeding the
recommended dose can be harmful as
follows:
``Do not exceed the recommended dose
unless directed by a doctor. Serious
side effects may occur from excess
dosage.''
[[Page 7746]]
May 21, 1998 (63 FR 27836), FDA determines that the continued OTC
final rule, package size availability of a 240-mL container size
limitation and warning and of sodium phosphates oral poses a
directions statements for serious safety concern and that it
sodium phosphates oral cannot wait for a laxative final rule to
solutions. address this concern. FDA publishes a
final rule that limits the container
sizes to not greater than 90 mL and adds
warnings and direction statements for
sodium phosphates oral and rectal
solutions marketed for laxative and
bowel cleansing use that includes the
following:
``Do not (take or use) more
unless directed by a doctor.''
``Adults and children 12 years
of age and over; Oral dosage is dibasic
sodium phosphate 3.42 to 7.56 grams and
monobasic sodium phosphate 9.1 to 20.2
grams (20 to 45 mL dibasic. sodium
phosphate/monobasic sodium phosphate oral
solution) ``Do not take more than 45 mL
(9 teaspoons or 3 tablespoons in a 24-
hour period.''
FDA also indicates its intention to
incorporate the information in 21 CFR
201.307 into the final monograph for OTC
laxative drug products at a later date.
See 21 CFR 201.307. Effective date of the
package size limitation portion of the
final rule was June 22, 1998, and
effective date of the relabeling portion
was September 18, 1998.
May 21, 1998 (63 FR 27886), In an amendment to the 1985 TFM, FDA
amendment to TFM for OTC proposes extensive additional labeling
laxative drug products. for the professional use of oral and
rectal sodium phosphate drug products
that:
Warns healthcare professionals
about the use of sodium phosphates
products in the elderly, in patients
taking drugs that may affect electrolyte
levels, or in patients with:
[cir] congestive heart failure
[cir] impaired renal function
[cir] heart disease
[cir] acute myocardial infarction
[cir] unstable angina
[cir] preexisting electrolyte
disturbances (such as dehydration, or
those secondary to the use of
diuretics)
Advises monitoring
electrolytes and giving sufficient fluid
replacement to prevent dehydration.
Describes the adverse effects
on electrolyte balance that can occur
when one or more doses of sodium
phosphates is given in a 24-hour period.
Provides recommendations for
the treatment of electrolyte imbalance.
FDA also proposes additional warnings
about the use of rectal dosage forms of
sodium phosphate drug products that:
Warns about the use of rectal
dosage forms of sodium phosphate products
in children under 2 or in patients with
[cir] megacolon
[cir] imperforate colon
[cir] colostomy
[cir] rectal abnormalities
[cir] and about forcing the enema tip
into the rectum
FDA also states that it will not include
a dosage greater than 7.56 gm of dibasic
sodium phosphate and 20.2 g monobasic
sodium phosphate in a 24-hour period in
the OTC or professional labeling in the
final monograph for OTC laxative drug
products.
December 7, 1998 (63 FR Final rule; stay of compliance with the
67399). relabeling requirements for rectal
sodium phosphates in 21 CFR 201.307
until September 8, 1998, to allow
manufacturer's additional time to
relabel their products.
December 9, 1998 (63 FR FDA withdraws its proposed amendment of
67817), notice of withdrawal Sec. 334.80(b)(2) of the 1985 TFM to
of TFM amendment of May 21, add expanded professional labeling for
1998 (63 FR 27886). oral and rectal sodium phosphates drug
products and states the intent to
further expand the professional labeling
in a future proposed rule.
November 29, 2004 (69 FR Final rule to extend the sodium content
69278). labeling requirement to sodium
phosphates rectal products.
------------------------------------------------------------------------
\1\ In the 1985 TFM (50 FR 2124), FDA referred to dibasic sodium
phosphate as ``sodium phosphate,'' and monobasic sodium phosphate as
``sodium biphosphate.'' This document uses ``dibasic sodium
phosphate'' and ``monobasic sodium phosphate,'' the official names
listed in the USP Dictionary of USAN and International Drug Names,
2008. The document uses the term ``sodium phosphate salts'' to refer
to dibasic sodium phosphate'' and ``monobasic sodium phosphate''
separately or in combination.
\2\ Sodium phosphates oral solution is the official name for a solution
of dibasic sodium phosphate and monobasic sodium phosphate in the U.S.
Pharmacopeia 31/National Formulary 26, 2008. Sodium phosphates rectal
solution is the official name for a solution of dibasic sodium
phosphate and monobasic sodium phosphate in the U.S. Pharmacopeia 31/
National Formulary 26, 2008.
C. Other Regulatory History Relevant to This Rulemaking
1. Citizen Petition To Include Bowel Cleansing Systems Containing
Sodium Phosphates Oral Solution
In the 1985 TFM, FDA proposed that certain combination bowel
cleansing systems could be considered generally recognized as safe and
effective (GRASE) for OTC use as bowel cleansers (50 FR 2124 at 2153).
The proposed combinations did not include sodium phosphate ingredients.
In a petition dated November 12, 1987, and a subsequent supplemental
submission to the petition, a manufacturer requested that FDA amend the
1985 TFM to include six bowel cleansing systems (Refs. 3 and 4). In a
letter dated October 26, 1989, FDA responded to the petition and found
that two of the six requested kits could be GRASE for OTC use for bowel
cleansing (Ref. 5). Both kits include sodium phosphates oral solution
as a component. One kit contains three laxatives for sequential
[[Page 7747]]
administration as follows: sodium phosphates oral solution (7.56 g
sodium phosphate and 20.2 g sodium biphosphate as a 45-mL solution),
followed by bisacodyl (20 mg) in an oral dosage form taken at least 3
hours after the sodium phosphates oral solution, followed by a
bisacodyl suppository (10 mg) taken at least 9 hours after the oral
bisacodyl and at least 1 hour before the scheduled procedure. The other
kit substitutes a bisacodyl enema (10 g) for the bisacodyl suppository.
In its response, FDA indicated that the Agency intended that both kits
would be added as GRASE OTC bowel cleansing systems in Sec. 334.32 of
the final monograph. In a letter dated December 27, 2010, FDA
subsequently informed the manufacturer of its intention to withdraw its
proposal to include Sec. 344.66 Bowel Cleansing Systems in the OTC
laxative final monograph based on concerns about the safety of bowel
cleansing in the OTC setting (Ref. 6).
2. Citizen Petition To Include in Professional Labeling a Sodium
Phosphates Oral Solution Two 45-mL Dose Regimen
In response to the 1985 TFM, one manufacturer filed a petition
dated March 23, 1993, and supplements to the petition, requesting that
the professional labeling (Sec. 334.80) be amended to include a bowel
cleansing regimen consisting of two 45-mL doses of sodium phosphates
oral solution, administered sequentially 10 to 12 hours apart (Refs. 7
through 12). A comment on the petition dated September 23, 1993,
expressed concern about the March 23, 1993, petition request, stating
that there is a potential for sodium phosphates to induce electrolyte
and hemodynamic changes when ingested in two sequential doses within 24
hours (Ref. 13).
On March 1, 1996, FDA responded to the citizens petition mentioned
previously, stating that the available data supported the effectiveness
of the proposed bowel cleansing regimen of two 45-mL doses 10 to 12
hours apart (Ref. 14). However, FDA emphasized it was concerned about
the safety of this dosage regimen because of the electrolyte and
vascular volume changes that could occur. FDA explained that, should
adequate safety data to support the proposed regimen become available,
it might be possible for the Agency to consider this dosage regimen of
two 45-mL doses, administered 10 to 12 hours apart, for inclusion in
the monograph by professional labeling only. FDA ultimately denied this
petition (Ref. 7) in a letter dated August 22, 1997, because we
remained concerned about the safety of that dosing regimen (Ref. 15).
3. Citizen Petition To Limit Sodium Phosphates for Bowel Cleansing to
Prescription Marketing
Subsequently, FDA received another citizen petition dated August
23, 2000, requesting that FDA limit the marketing of sodium phosphates
oral solution for bowel cleansers to prescription status and to require
a boxed warning (Ref. 16). On July 19, 2001, FDA denied the petition,
stating that based on the available data and information; there was
insufficient evidence at that time to support the petition's request
(Ref. 17). However, FDA stated that it intended to propose in a future
issue of the Federal Register to limit the package size of sodium
phosphates oral solution to 45 mL and to require revised labeling to
include more information on the safe use of these products by consumers
and health professionals.
4. Citizen Petition to Include Professional Labeling for Two 30-mL
Doses to Two 45-mL Doses
FDA received another citizen petition dated June 25, 2003,
requesting that the Agency amend the 1985 TFM to include professional
labeling for two 30-mL to two 45-mL doses of sodium phosphates oral
solution given sequentially at a 10- to 12-hour dosing interval for
bowel cleansing prior to diagnostic procedures (Refs. 18 and 19). The
petition also included recommendations for amending the proposed
professional labeling (Sec. 334.80).
FDA also received a number of comments objecting to the petition's
requested dosing regimen (Refs. 21, 22, and 23). One comment stated
that the regimen of two doses in 24 hours is not safe, primarily
because it can cause dangerous electrolyte shifts. The comment asserted
that the problem is exacerbated because a patient's susceptibility to
electrolyte changes is not adequately evaluated prior to administration
for bowel cleansing use, in spite of labeling (Ref. 21). Another
comment stated that sodium phosphates oral solution should be subject
to prescription control when used for bowel cleansing (Ref. 22). As an
alternative to prescription status for sodium phosphates oral solution,
the comment recommended that FDA limit the bowel cleansing indication
to situations where sodium phosphates oral solution is included in a
bowel cleansing system to be administered at a total dose of not more
than 7.56 g sodium phosphate and 20.2 g sodium monobasic sodium
phosphate (45 mL). The third comment stated that the sodium phosphate
bowel cleansing labeling is inadequate to address the continuing
problems resulting from the electrolyte derangements and volume
depletion caused by these products (Ref. 23).
On December 11, 2008, FDA denied this petition (Ref. 20). Based on
a review of the available data and the lack of data establishing a safe
dose of OSP for bowel cleansing in the OTC setting, FDA concluded that
the use of sodium phosphates oral solution for bowel cleansing in the
OTC setting according to professional labeling in an OTC monograph
poses an unacceptable risk of serious adverse events. FDA also
concluded that the use of sodium phosphate oral solution products for
bowel cleansing meets the statutory standard for prescription products
set forth in the Federal Food, Drug, and Cosmetic Act (FD&C Act).
5. FDA's Educational Efforts
FDA has made a number of attempts outside the rulemaking process to
educate healthcare professionals and consumers about the potential
risks associated with the use of sodium phosphates oral solution for
bowel cleansing. In September 17, 2001, a Science Background Paper was
issued on the ``Safety of Sodium Phosphates Oral Solution'' (Ref. 24),
in which FDA stated that physicians need to be aware that people at
increased risk for electrolyte disturbances (e.g., those with
congestive heart failure, ascites, renal insufficiency, and
dehydration) may experience serious adverse events if they use a sodium
phosphates oral solution for bowel cleansing (see section III of this
document).
In 2006, FDA issued a health alert and a second Science Background
Paper stating that a rare but serious form of kidney failure has been
associated with the use of OSP products for bowel cleansing (Refs. 25
and 26). In 2008, FDA issued another health alert and provided
healthcare professionals with updated information on the risks
associated with the use of OSP for bowel cleansing (Refs. 27 and 28).
The alert stated that as a result of new safety information, FDA would
require a Boxed Warning on prescription OSP products as well as the
development of a REMS for these products (Ref. 27). FDA also stated its
intention to publish a proposed rule to remove professional labeling
for OTC OSP for bowel cleansing from the 1985 TFM (50 FR 2124 at 2157).
FDA posted this information on its Web site at https://www.fda.gov/cder/drug/infopage/osp_solution/default.htm.
[[Page 7748]]
III. Safety Concerns About the Use of Oral Sodium Phosphate Products
for Bowel Cleansing
A. Summary of FDA's Adverse Event Reporting System Data
As described previously, FDA has previously made a number of
attempts to educate healthcare professionals and consumers about the
risk of adverse effects on the kidneys that have been associated with
the use of OSP products for bowel cleansing. In addition to measures
taken by FDA, in 2005 a major manufacturer of OTC sodium phosphates
oral solution products distributed updated professional labeling
containing detailed safety information and dosing instructions (60 g of
sodium phosphates (dibasic sodium phosphate and monobasic sodium
phosphate salts) solution taken orally as two 45-mL doses 12 hours
apart or approximately 50 g of sodium phosphates taken as a 45-mL dose
followed by a 30-mL dose 12 hours later) (Ref. 29). Despite these
measures and the development of products with a reduced sodium
phosphate dose, FDA's Adverse Event Reporting System (AERS) continues
to receive reports of acute kidney injury that have been associated
with the customary dose of these products for bowel cleansing.
To date, AERS has received over 100 serious adverse event reports
associated with the use of prescription and nonprescription OSP
products for bowel cleansing at the customary dose. Acute renal injury
associated with this use of OSP for bowel cleansing has led to kidney
transplant, dialysis, long term renal failure and, in rare instances,
death. The majority of these cases occurred in patients with additional
risk factors for kidney injury as identified in the May 2006 Health
Alert (see section II.C.5 of this document). There were cases, however,
that occurred in patients without additional risk factors.
From 1969 to 2005, FDA received 33 reports of acute kidney injury
reported to be associated with the use of OTC sodium phosphates oral
solution for bowel cleansing. Among the 33 reports, 4 cases developed
end-stage kidney disease with one case requiring a kidney transplant.
At least 22 of the 33 cases developed chronic kidney failure, with at
least 9 cases requiring hospitalization and 7 requiring dialysis. Only
5 of the 33 cases of acute kidney injury involved a dose of sodium
phosphate in excess of 59.4 g.\1\ In addition to the cases of acute
kidney injury, there were reports of 11 fatalities, 2 cases of seizure,
and 12 serious cardiac events. Most of the cases with cardiac events
had electrolyte abnormalities. However, the dose of sodium phosphates
involved in most of these cases was well in excess of 59.4 g.
---------------------------------------------------------------------------
\1\ Outcomes are not mutually exclusive.
---------------------------------------------------------------------------
Since 2005, there have been an additional 46 reports of acute
kidney failure that have been associated with the use of OTC sodium
phosphates oral solution for bowel cleansing. Twelve of these cases
were reported in a published abstract (Ref. 30) with only limited
information. The remaining 34 cases were reported in the AERS data
base. Of the AERS cases, one required a kidney transplant, one was
placed on a kidney transplant list, six required dialysis, and four
cases had long term decreased kidney function. More recently (January
2008), FDA received two reports of acute kidney injury associated with
a lower dose sodium phosphate oral solution regimen, i.e., a 45-mL dose
followed by 30-mL dose administered 10 to 12 hours apart. Both of these
cases resulted in hospitalization.
An OSP in a tablet dosage form has been approved for prescription
use as a bowel cleanser since 2000. The sodium phosphate dose of this
product is 60 g. In 2006, FDA approved a sodium phosphate tablet with a
lower sodium phosphate dose (48 g) for the same indication. There have
also been a number of reports of acute kidney injury associated with
the use of both of these products.
Since 2001, FDA has received 16 cases of acute kidney injury that
were likely associated with the use of the 60-g prescription product.
Ten of these cases required hospitalization, and at least two required
dialysis. Direct evidence of calcium phosphate precipitation in kidney
tubules was obtained by biopsy in one case. There were also 10 cases of
seizure. In at least nine of these cases there was no previous history
of seizure, and seizures began between 2 to 16 hours after use of OSP.
In all 10 seizure cases, the patient had low blood sodium levels, and
required hospitalization. Five of the cases of renal failure and two of
the cases of seizure did not follow labeled directions for use, which
may have contributed to the adverse event.
Since approval of the 48-mg dosage form of sodium phosphate tablets
in 2006, 20 unique cases of kidney injury associated with the use of
this lower dose product have been reported to AERS through September
12, 2008. The onset of the kidney injury occurred from several hours to
21 days after taking the product. Three of these patients had a kidney
biopsy, the results of which revealed acute phosphate nephropathy. The
concomitant use of an ACE inhibitor or ARB was noted in 11 cases,
diuretic use in 6 cases, NSAID use in 4 cases; and 1 patient received a
contrast dye. Five cases were reported to be life-threatening and 10
resulted in hospitalization. Of these 20 cases, 4 patients required
dialysis for an unspecified period of time and 1 patient died from
complications of pneumonia. Nine patients were reported to have kidney
impairment that continued for at least 2 to 4 weeks. The status of
renal impairment is unknown for seven patients.\2\
---------------------------------------------------------------------------
\2\ Outcomes are not mutually exclusive.
---------------------------------------------------------------------------
B. Summary of the Available Published Data
In addition to the FDA AERS cases described previously, there are
also reports of acute kidney injury associated with the use of sodium
phosphate products for bowel cleansing in the published literature. It
is not clear from the reports whether these adverse events were
associated with the use of an OTC or prescription product.
The 21 cases of acute phosphate nephropathy cited in the May 2006
Health Alert were identified by Markowitz et al. (Ref. 31) from kidney
biopsy archives at the Columbia University Renal Pathology Laboratory.
From 2000 to 2004, the laboratory processed a total of 7,349 native
renal biopsies (transplanted kidneys were excluded), from which 31
cases were retrieved with findings of kidney tubule injury and abundant
calcium deposits. Of these 31 cases, 21 had normal calcium levels and
met the criteria for acute phosphate nephropathy and had a recent
colonoscopy preceded by OSP use. The incidence of acute phosphate
nephropathy reported in this study was 0.29 percent (21 of 7,349).
Clinical followups were available for all 21 cases (mean 16.7
months). All 21 cases had increased serum creatinine, an indication of
decreased kidney function, (mean 3.9 mg/deciliter (mg/dL)) at a median
of 1 month after colonoscopy. Four cases (19 percent) progressed to end
stage kidney failure 9 to 18 months (mean 13.8 months) after
colonoscopy and required dialysis. These four patients required kidney
replacement therapy, and one of the four underwent successful kidney
transplant. Although 16 of the remaining 17 cases (94 percent) had a
subsequent improvement in kidney function, none returned to baseline
creatinine levels and were left with some degree of renal impairment.
The demographic and clinical findings for these 21 cases suggest
that age and the co-administration of agents
[[Page 7749]]
that may reduce kidney circulation are risk factors for the condition.
Eighteen of the 21 cases were 51 years or older, and 3 were older than
62. Sixteen of 21 cases (76.2 percent) had a history of hypertension,
and 14 of the 16 patients with hypertension (87.5 percent) were being
treated with either an ACE inhibitor or ARB for their hypertension.
Four cases were taking diuretics and three were on non-steroidal anti-
inflammatory drugs (NSAIDs). Five cases were taking more than one of
these agents simultaneously. One patient who was 39 years old did not
have any of the risk factors noted in the series. Also noteworthy, but
of unclear significance, was that 17 (81 percent) of the 21 cases were
women.
Subsequent to the report by Markowitz and the 2006 FDA Health
Alert, there continued to be reports (Refs. 32 and 33) of acute kidney
injury associated with the use of OSP. Ma et al. reported cases of
acute kidney injury in two patients (75-year old male and an 80-year
old female) who had a history of diabetes mellitus (Ref. 32). Baseline
serum creatinine was within normal limits, but one patient had
microalbuminuria (small amounts of protein in the urine), an early
marker of diabetic kidney disease. Acute kidney injury developed within
days of receiving OSP bowel prep for colonoscopy. Biopsies were not
conducted, but the kidney injury was attributed to OSP because of the
temporal relationship to OSP exposure. The male patient required 5 days
of dialysis for the acute injury. Both cases resolved, but serum
creatinine remained elevated above their baseline values. The authors
noted that patients with diabetes often have decreased renal perfusion
despite normal serum creatinine and may be at risk for kidney injury
with OSP.
Gonlusen et al. reported the case of a 56-year-old woman with
Crohn's Disease who presented with acute kidney injury approximately 2
weeks after a colonoscopy (Ref. 33). She received two doses of sodium
phosphates oral solution (45 ml each dose) prior to the colonoscopy.
Her baseline creatinine was 0.8 mg/dL. Serum creatinine was 3.5 mg/dL
at the time of presentation. Kidney biopsy showed calcium phosphate
deposition in the kidney tubules, that was likely related to the use of
sodium phosphates oral solution. The acute kidney injury resolved, but
her serum creatinine remained elevated at 1.6 mg/dL 10 months later.
The author reviewed the literature and speculated that there are
two types of acute kidney injury associated with OSP. One type is
related to the precipitation of calcium phosphate in the kidney
tubules, such as the case described in this report. The other type
occurs within several days and is associated with severe electrolyte
abnormalities and symptoms related to these abnormalities. In the
literature reviewed by Gonlusen et al., none of the cases had kidney
biopsies. Some patients had residual elevation of creatinine at
followup while others had normal creatinine. In some of the reviewed
cases, abnormalities of blood urea nitrogen or creatinine may have
reflected severe dehydration.
Recently published observational, retrospective studies have
attempted to assess the incidence of subclinical (without symptoms)
kidney injury after OSP use for bowel preparation (Refs. 34 through
39). It is not entirely clear how the observations in these studies
relate to cases of acute phosphate nephropathy that became evident
because of the development of clinical symptoms that lead physicians to
conduct testing. These studies only assess changes in serum creatinine
function in a cohort of people who received OSP for bowel cleansing in
an attempt to determine whether lesser degrees of kidney injury occur
in a population receiving OSP. Nevertheless, it is useful to review the
data in light of our concerns about OSP products for bowel cleansing.
Hurst et al. found an increased risk of acute kidney injury that
was associated with OSP use in an observational, retrospective, cohort
study (Ref. 34). The study included 9,799 subjects over the age of 50
who had a colonoscopy using either OSP or PEG products and had serum
creatinine values available within 365 days before and after their
procedure. Acute kidney injury was defined as greater than or equal to
a 50-percent increase in serum creatinine over the 12 months following
colonoscopy.
A total of 114 patients out of 9,799 developed acute kidney injury.
Of these, 83 (1.29 percent, 83/6,432) were in the OSP group and 31
(0.92 percent, 31/3,367) were in the PEG group. On univariate analysis,
the risk for the developing acute kidney injury was not significantly
different between the two groups (odds ratio = 1.41; 95 percent
confidence interval 0.93 to 2.13, p = 0.113). The PEG group, however,
included high-risk subjects who were significantly older and had a
higher incidence of diabetes, hypertension, cardiovascular disease,
chronic kidney disease, and were more likely to be using a diuretic,
ACE inhibitor, or ARB (all p < 0.05).
After adjustment for significant covariates and risk factors such
as age, diabetes, hypertension, acute cardiovascular disease, ACE
inhibitor or ARB use, and other factors suspected to be associated with
acute kidney injury, OSP use was found to be associated with an
increased risk of acute kidney injury (odds ratio = 2.35, 95 percent
confidence interval 1.51 to 3.66, p < 0.001). Using a more stringent
definition of acute kidney injury (doubling of serum creatinine), an
even stronger association between OSP use and acute kidney injury
emerged (odds ratios = 3.52, 95 percent confidence interval 1.13 to
10.93, p = 0.03). Followup creatinine values in patients with acute
kidney injury remained significantly higher, with only 16 percent of
cases returning to their previous creatinine levels. The changes in
creatinine levels seen in this study were less severe than those seen
in the case series compiled by Markowitz et al. (Ref. 31). Hurst et al.
noted, however, that even small increases in creatinine levels have
been shown to be associated with increased mortality (Ref. 34).
Brunelli et al. evaluated 2,237 subjects who underwent colonoscopy
with a baseline serum creatinine of less than 1.5 mg/dL and compared
cases that developed acute kidney injury to those who did not in a
case-controlled study (Ref. 35). Acute kidney injury was defined as
either a 25-percent or a 0.5-mg/dL increase in serum creatinine from
baseline (measured within 6 months before the colonoscopy) to 6 months
after colonoscopy. There were 116 cases of acute kidney injury with
exposure data that were compared with 349 controls. These authors found
no association between acute kidney injury and the use of OSP. However,
a significant interaction (p = 0.03) was found indicating an increased
risk for kidney injury from OSP products in patients who were
simultaneously receiving ACE inhibitors or ARBs.
Abaskharoun et al. (Ref. 36) conducted a retrospective analysis of
a database of patients who underwent a colonoscopy at their institution
between 2004 and 2005 in order to detect the occurrence of kidney
injury in patients who received either OSP or PEG. The study was
supported by a manufacturer of OSP. The study included only patients
who had undergone two colonoscopy procedures and had serum creatinine
measured prior to each procedure. A total of 767 patients were included
in the study. OSP was used by 618 patients and PEG was used by 149
patients. The timeframe between the two colonoscopies for the patients
ranged from 3 months to 9 years.
[[Page 7750]]
Serum creatinine and estimated creatinine clearance, calculated by
the Cockroft-Gault equation, were compared between patients receiving
OSP and PEG. Chronic renal failure was defined as an abnormal
creatinine or creatinine clearance on the repeat measurement. The
change in serum creatinine was significantly different (p = 0.005)
between OSP (-2.0 micromole/liter ([mu]mol/L)) and PEG (0.9 [mu]mol/L),
suggesting that OSP had less of an effect than PEG, but this difference
was not felt to be clinically significant by the authors, and there was
no significant difference in the number of patients with abnormal
second creatinine values between the two groups. In addition, the
results were difficult to interpret because:
1. There is a possibility that selection bias eliminated people who
developed renal injury from the prep from their first colonoscopy. The
study only enrolled patients who used the same bowel prep prior to each
colonoscopy. If a patient received OSP or PEG before their first
colonoscopy and developed kidney damage as a result, they may not
receive the same prep again prior to the second colonoscopy. They would
be excluded from this study because they would have had to receive the
same prep prior to each procedure. Also, other patients who had only
one colonoscopy were not included.
2. There was a wide range of time between measurements of serum
creatinine. No analysis was provided that looked at potential
differences related to the time between measurements.
3. A greater percent of the PEG patients were receiving
antihypertensive therapy, nonsteroidal anti-inflammatory drugs or had a
diagnosis of diabetes mellitus, coronary artery disease and
hypertension. The patients in the PEG group were older than the OSP
patients. Many of these factors have been reported to be risk factors
for the development of kidney injury from OSP. Age and use of
antihypertensives were found in this study to be predictors of renal
failure.
4. Chronic renal failure is not adequately defined and may include
many people who did not have significant kidney injury.
5. The study is too small to make conclusions about renal function
decline related to OSP.
Khurana et al. reported a retrospective study of 286 patients (out
of more than 3,000 patients) who had undergone colonoscopy or flexible
sigmoidoscopy between January 1998 and February 2005 and used OSP as
the bowel prep (Ref. 37). The patients had serum creatinine measured at
6 months and 12 months after the procedure. Baseline serum creatinine
had to be less than 1.5 mg/dL and obtained within 6 months prior to
colonoscopy. Glomerular filtration rate (GFR), a measure of kidney
function, was calculated using a formula from the Modification in Diet
in Renal Disease study group (Ref. 38). The formula uses age and serum
creatinine in the calculation.
A control group of 125 patients was derived from their database of
patients who did not have colonoscopy at any time or who had undergone
colonoscopy prior to 1996 and had post-colonoscopy serum creatinine
unchanged from prior to colonoscopy. There were no significant
differences between the two groups regarding demographic and base line
characteristics as well as the use of concomitant medications. The
patients were predominately white and female and the mean age was about
68 years. In the study group, 95 percent had hypertension, 45 percent
had diabetes, 61 percent were taking an ACE inhibitor and/or ARB and 47
percent were taking diuretics, which were not significantly different
as compared to the control group.
Serum creatinine increased by 0.09 mg/dL in the OSP group and 0.02
mg/dL in the control group at 6 months (p < .001; 2 sample t test). At
1 year, the change from baseline was 0.12 mg/dL for OSP and 0.04 mg/dL
for the controls (p < .001; 2 sample t-test). Because calculated GFR
used serum creatinine, similar trends were seen when GFR values were
compared between groups. The authors concluded that OSP is associated
with a decline in GFR in elderly patients with normal creatinine.
It is difficult to make definitive conclusions from this study for
the following reasons:
1. Less than one-tenth of the patients who had a colonoscopy were
included in the study. The study size is small and sampling may not be
random.
2. The control group included patients who had the same creatinine
after a previous colonoscopy. This could introduce a selection bias
because it picked people with stable renal function. The number of
these patients in the control group, which included patients without
colonoscopy, is not provided.
3. The majority of subjects had conditions that may predispose them
to kidney injury (e.g. hypertension) or were receiving drugs that may
make them susceptible to toxicity with OSP. It is also unclear how
these findings can be extrapolated to people without risk factors for
kidney injury.
4. Serum creatinine and calculated GFR are not adequate surrogates
to detect small changes in glomerular filtration rate as a function of
time.
5. It would have been helpful to describe the number of patients
who exceeded some percent increase in creatinine or some absolute
value. The upper range of creatinine is greater than 3.0 mg/dL at 1
year in both groups.
This study, however, raises important issues that need to be
addressed. Patients will undergo multiple colonoscopies over the years,
and it is important to understand whether exposure to OSP can lead to
small amounts of kidney damage that may be cumulative after repeated
exposure.
A retrospective study by Russman et al. compared the risk of kidney
impairment in patients who used OSP or PEG prior to colonoscopy based
on clinical and electronic records from the Henry Ford Health System
(HFHS) in Detroit, MI (Ref. 39). The base study population (7,897
patients) consisted of patients who had a colonoscopy at the HFHS
Detroit Center gastroenterology clinic between November 1999 and
October 2005. Patients were included if they had a creatinine
determination 12 months prior to and 6 months after colonoscopy and a
GFR greater than or equal to 60 (milliliter per minute (mL/min).
Patients with preexisting kidney disease within 12 months of
colonoscopy were excluded from further evaluation based on prespecified
criteria (e.g., undergoing dialysis, history of kidney transplant,
acute as well as chronic renal failure, or GFR < 60 mL/min). Impaired
renal function after colonoscopy was defined as a GFR of less than 60
mL/min and a decrease of at least 10 mL/min from the last value before
colonoscopy, and/or at least a two-fold increase in creatinine from
baseline within 6 months after colonoscopy. Patients with an
identifiable, likely cause of renal impairment that was not clearly
related to OSP or PEG use were excluded.
Of a total of 2,352 eligible patients, 269 used PEG and 2,083 used
OSP. Compared to the patients receiving OSP, those receiving PEG were
on average older (>= 65 years of age), had a higher prevalence of heart
failure, were using diuretics or an ARB, were more likely to have an
inpatient colonoscopy procedure, and, in general, were more likely to
be hospitalized during 12 months prior to the colonoscopy. The
proportion of patients with mild renal impairment (GFR between 60 and
90 mL/min) at baseline was similar between the OSP and PEG groups (49
and 45 percent, respectively).
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A total of 88 patients were identified as having renal impairment
after colonoscopy. The proportion of patients with renal impairment
after colonoscopy was similar between OSP users (79/2083 (3.8 percent))
and PEG users (9/269 (3.3 percent)). Of these 88 cases, 50 patients had
a GFR decrease of 20 mL/min, and 13 had at least a twofold increase in
creatinine after colonoscopy. In 21 out of those 88 cases, GFR remained
< 60 mL/min 6 months after colonoscopy, and out of these 17 had used
OSP and 4 had used PEG. The relative risk (RR) estimate for renal
impairment comparing OSP and PEG was 1.13 (95 percent confidence
interval 0.58-2.23) without adjustment, and the Odds Ratio after
multivariate adjustment was 1.14 (0.55-2.39). Significant risk factors
were those identified by earlier studies and include age greater than
or equal to 65, African American race, low baseline GFR, hypertension
and use of ACE inhibitors, ARBs, or thiazide diuretics. The authors of
the study concluded that in patients without preexisting kidney
disease, the risk of kidney impairment after colonoscopy appears to be
similar between OSP and PEG users.
It is difficult to make definitive conclusions from this study for
the following reasons:
1. A significantly greater proportion of OSP users who underwent
colonoscopy were excluded from the study, which may introduce a
potential selection bias.
2. There is a wide range of time between measurements of serum
creatinine. Although the authors claimed that adjustment for
differences in the latency time from colonoscopy to creatinine
determination did not alter the risk estimates, analysis of such data
was not provided.
3. PEG users tended to have a higher prevalence of co-morbid
conditions (e.g., congestive heart failure, liver cirrhosis) or used
agents that potentially impair kidney perfusion.
4. Two different criteria were used for identification of patients
with renal impairment post colonoscopy.
There are limitations in the design of all of the five studies
discussed previously, such as the lack of a consistent definition of
acute kidney injury and the exclusion of patients with baseline serum
creatinine values above a threshold value. As a consequence, no
definitive conclusions can be drawn from these studies, and additional
studies are needed to further assess subclinical changes in kidney
function.
C. Consensus Statement on Bowel Preparation Before Colonoscopy
In 2006, a Joint Task Force from the American Society of Colon and
Rectal Surgeons (ASCRS), the American Society for Gastrointestinal
Endoscopy (ASGE), and the Society of American Gastrointestinal and
Endoscopic Surgeons (SAGES) issued a consensus statement on bowel
preparation before colonoscopy (Ref. 40). The task force performed a
critical scientific review of the available data, which included 21
randomized, controlled trials in the published literature. The scope of
the task group consensus statement included not only the customary dose
of OSP but also other treatment modalities for bowel preparation,
including PEG. Both oral solutions and the tablet formulations of OSP
were assessed.
In their consensus statement the Task Force acknowledges the risks
associated with the customary dose of OSP for bowel cleansing. The Task
Force drew the following conclusions based on its evaluation of the
data:
1. The use of OSP for bowel preparation prior to a colonoscopy is
associated with abnormalities in serum electrolytes and altered
extracellular fluid volume, which can cause significant losses of both
fluid and electrolytes in the stool, resulting in volume contraction
and dehydration.
2. Rarely adverse events such as nephrocalcinosis with acute kidney
failure have occurred after use of OSP.
3. OSP use has been shown to cause elevated blood urea nitrogen
levels, decreased exercise capacity, increased plasma osmolality,
hypocalcemia, and significant hyponatremia and seizures.
4. Although usually asymptomatic, hyperphosphatemia is seen in as
many as 40 percent of healthy patients completing OSP preparations, and
hypokalemia developed in as many as 20 percent of patients using OSP
preparations.
The Task Force advised physicians to select a preparation for each
patient based on the safety profile of the agent and the overall health
of the patient, their comorbid conditions and currently prescribed
medications. They further advised that in certain circumstances such as
bowel preparation in children, the elderly, patients with renal
insufficiency, and those with hypertension taking an ACE inhibitor or
an ARB, it may be advisable to adhere to PEG-based solutions because of
the risk of occult physiologic disturbances that may contraindicate the
use of sodium phosphates regimens.
D. FDA's Tentative Conclusions on the Safety of Nonprescription Sodium
Phosphate Oral Solutions for Bowel Cleansing
FDA has tentatively concluded that the customary dose of OTC sodium
phosphate salts for bowel cleansing (i.e., two 45-mL doses taken 12
hours apart or a 45-mL dose followed by a 30-mL dose of sodium
phosphates oral solution 10 to 12 hours later) in an OTC setting based
on professional labeling in an OTC monograph poses an unacceptable risk
of serious adverse events. Some patients have experienced sudden and
severe acute kidney failure which may require kidney dialysis, while
others have had a less serious course that resolves with minimal
intervention. The outcome has varied from complete recovery to, in rare
instances, death. Some patients may have residual kidney damage and may
never return to the kidney function present prior to OSP use.
Some of the retrospective studies that have reviewed the serum
creatinine of large numbers of patients who underwent bowel preparation
for colonoscopy at the customary OSP doses suggest that the percent of
cases leading to serious injury with symptoms is relatively rare.
However, there is no accurate estimate of the incidence of acute kidney
injury in patients receiving these doses of OSP for bowel cleansing.
Some studies have identified populations who appear to be at risk, but
data from prospective studies are needed to better define the risk of
acute kidney injury in patients using OSP at the current doses as
preparation for colonoscopy and to determine the risk factors that may
predispose patients to such injury.
The study by Hurst also raises questions about the possible effects
of small changes in serum creatinine that may occur after OSP use at
the customary doses for bowel cleansing (Ref. 34). This is an important
question that needs to be addressed. There are about 14 million
screening colonoscopies per year in the United States., for which an
estimated 50 percent will use OSP for bowel cleansing (Ref. 31). Given
the magnitude of the exposure, the possibility of low grade declines in
GFR after exposure to OSP is troubling when one considers that many
patients undergo colonoscopies more than once in their lifetime and the
damage that occurs with every exposure could be cumulative for some
individuals. Other studies have not supported the findings of Hurst.
Thus, it is important that this issue be addressed with clinical trials
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using more exact measurements of glomerular filtration rate. For these
reasons, FDA has required the NDA holder of prescription OSP products
to conduct prospective, randomized, active-controlled clinical trials
to determine the absolute and relative risk of kidney injury (including
acute phosphate nephropathy) following the use of these products.
Further, because of continuing reports of acute kidney injury
associated with the prescription and customary dose of OTC OSP products
for bowel cleansing, despite repeated educational efforts by FDA and
the detailed professional labeling provided by a drug manufacturer for
these products, we have tentatively concluded that OSP for bowel
cleansing at the currently used doses poses a serious risk of adverse
events in some patients. Therefore, additional measures are needed to
manage the risk posed by this use of OSP products for bowel cleansing
to assure that the benefits outweigh the potential risks. The need for
these additional measures precludes the continued use o