Operations Specifications, 7482-7491 [2011-2834]
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7482
Federal Register / Vol. 76, No. 28 / Thursday, February 10, 2011 / Rules and Regulations
another forum for appeal; non-final
decisions or conclusions; and matters in
ongoing litigation, arbitration, or
mediation, unless there has been a
breakdown in the process, may not be
appealed. Matters not subject to appeal
include, but are not limited to,
appointments of conservators or
receivers, preliminary examination
conclusions, formal enforcement
decisions, formal and informal
rulemakings, Freedom of Information
Act appeals, final FHFA decisions
subject to judicial review, and matters
within the jurisdiction of the FHFA
Inspector General. The Ombudsman
may further define what matters are not
subject to appeal.
(4) Effect of filing an appeal. An
appeal under this section does not
excuse a regulated entity or the Office
of Finance from complying with any
regulatory or supervisory decision while
the appeal is pending. However, the
Director, upon consideration of a
written request, may waive compliance
with a regulatory or supervisory
decision during the pendency of the
appeal.
§ 1213.5
Complaints from a person.
(a) General. Any person that has a
business relationship with a regulated
entity or the Office of Finance may
submit a complaint in accordance with
procedures established by the
Ombudsman.
(b) Matters subject to complaint. A
person may submit a complaint
regarding any matter relating to the
regulation and supervision of a
regulated entity or the Office of Finance
by FHFA that is not a matter in
litigation, arbitration, or mediation. The
Ombudsman may further define what
matters are subject to complaints.
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§ 1213.6
No retaliation.
Neither FHFA nor any FHFA
employee may retaliate against a
regulated entity, the Office of Finance,
or a person for submitting a complaint
or appeal under this part. The
Ombudsman shall receive and address
claims of retaliation. Upon receiving a
complaint, the Ombudsman, in
coordination with the Inspector General,
shall examine the basis of the alleged
retaliation. Upon completion of the
examination, the Ombudsman shall
report the findings to the Director with
recommendations, including a
recommendation to take disciplinary
action against any FHFA employee
found to have retaliated.
§ 1213.7
Confidentiality.
The Ombudsman shall ensure that
safeguards exist to preserve
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confidentiality. If a party requests that
information and materials remain
confidential, the Ombudsman shall not
disclose the information or materials,
without approval of the party, except to
appropriate reviewing or investigating
officials, such as the Inspector General,
or as required by law. However, the
resolution of certain complaints (such as
complaints of retaliation against a
regulated entity or the Office of Finance)
may not be possible if the identity of the
party remains confidential. In such
cases, the Ombudsman shall discuss
with the party the circumstances
limiting confidentiality.
Dated: February 3, 2011.
Edward J. DeMarco,
Acting Director, Federal Housing Finance
Agency.
[FR Doc. 2011–2845 Filed 2–9–11; 8:45 am]
BILLING CODE 8070–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 45, 110, 119, 121, 129,
and 135
[Docket No. FAA–2009–0140; Amendment
Nos. 45–27, 110–1, 119–14, 121–353, 129–
49, and 135–124]
RIN 2120–AJ45
Operations Specifications
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
This amendment clarifies and
standardizes the rules for applications
by foreign air carriers and foreign
persons for part 129 operations
specifications and establishes new
standards for amendment, suspension,
and termination of those operations
specifications. In addition, the FAA has
moved definitions currently contained
in a subpart to a separate part for clarity
with no substantive changes to the
definitions. The amendment also
applies to foreign persons operating
U.S.-registered aircraft in common
carriage solely outside the United
States. This action is necessary to
update the process for issuing
operations specifications and
establishes a regulatory basis for current
practices, such as amending,
terminating, or suspending operations
specifications.
DATES: Effective Date: These
amendments become effective April 11,
2011.
Compliance Date: The compliance
date for § 129.9(a)(2) and (b)(2) is
SUMMARY:
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February 10, 2012. Affected parties do
not have to comply with the information
collection requirement in § 129.7 until
the FAA publishes in the Federal
Register the control number assigned by
the Office of Management and Budget
(OMB) for this information collection
requirement. Publication of the control
number notifies the public that OMB
has approved this information
collection requirement under the
Paperwork Reduction Act of 1995.
Compliance with all other provisions of
the final rule is required by April 11,
2011.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this final
rule contact Darcy D. Reed,
International Programs and Policy
Division, AFS–50, Flight Standards
Service, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
e-mail: Darcy.D.Reed@faa.gov;
Telephone: 202–385–8078. For legal
questions concerning this final rule
contact Lorna John, Office of the Chief
Counsel, Regulations Division, AGC–
200, Federal Aviation Administration,
800 Independence Avenue, SW.,
Washington, DC 20591; e-mail:
Lorna.John@faa.gov; Telephone: 202–
267–3921.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
This rulemaking is issued under the
authority described in Title 49 of the
United States Code, subtitle VII, part A,
subpart III, section 44701(a)(5). Under
that section, the Administrator is
charged with promoting safe flight of
civil aircraft in air commerce by
prescribing regulations and minimum
standards for practices, methods, and
procedures the Administrator finds
necessary to ensure safety in air
commerce. Clarifying and standardizing
the rules for application and
establishing new standards for
amendment, suspension, and
termination of operations specifications
issued to foreign air carriers operating in
the United States and to foreign air
carriers or foreign persons conducting
common carriage operations with U.S.registered aircraft solely outside the
United States enhances the FAA’s
oversight of U.S.-registered aircraft and
those foreign air carriers’ operations
within the United States.
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Background
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A. Summary of the Notice of Proposed
Rulemaking (NPRM)
On May 7, 2010, the FAA published
an NPRM that proposed to amend the
regulations governing foreign air carrier
operations within the United States and
the operations of U.S.-registered aircraft
solely outside the United States in
common carriage (75 FR 25127).
Specifically, the FAA proposed to
clarify and standardize the rules for
applications by foreign air carriers and
foreign persons for operations
specifications issued under 14 CFR part
129 and establish new standards for
amendment, suspension, and
termination of those operations
specifications. In addition, the FAA
proposed moving definitions currently
contained in part 119 to a new part 110
for clarity with no substantive changes
to the definitions. The comment period
closed on August 5, 2010. As discussed
below, the FAA received no adverse
comments on the NPRM; therefore, the
changes to the regulations in the final
rule are the same as proposed in the
NPRM, except for minor editorial
changes.
B. Summary of the Final Rule
This final rule clarifies and
standardizes the rules for applications
for operations specifications issued
under 14 CFR part 129 by foreign air
carriers conducting operations within
the United States and foreign air carriers
and foreign persons operating U.S.registered aircraft in common carriage
solely outside the United States. The
rule also establishes new standards for
amendment, suspension and
termination of those operations
specifications. As described in the
NPRM, this final rule adds three new
sections to subpart A, § 129.5,
Operations Specifications; § 129.7,
Application, issuance, or denial of
operations specifications; and § 129.9
Contents of operations specifications. It
also amends § 129.11 to specifically
address amendment, suspension, and
termination of operations specifications.
Section 129.5 describes which foreign
air carriers or foreign persons must hold
FAA operations specifications and the
effective period of such operations
specifications. Section 129.5 also
requires the foreign air carrier to keep
each of its employees, and other persons
used in its operations, informed of the
provisions of its FAA-issued operations
specifications that apply to that
employee’s or person’s duties and
responsibilities. Section 129.5(b)
includes and revises provisions
formerly contained in the introductory
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paragraph of § 129.11(a), removes the
incorrect reference to ‘‘Recommended
Practices,’’ and adds a requirement for
foreign air carriers to comply with the
Standards of Annex 8 to the Convention
on International Civil Aviation (the
Chicago Convention).
Section 129.7 includes new
provisions governing the application,
issuance, and denial of operations
specifications. As discussed in the
NPRM, the new application process
required removal of the outdated
requirements contained in part 129,
appendix A.
Section 129.9 defines the content of
operations specifications to be issued to
either a foreign air carrier conducting
operations within the United States, or
a foreign air carrier or foreign person
operating U.S.-registered aircraft solely
outside the United States in common
carriage.
Section 129.11 establishes
requirements for amendments,
suspensions, and terminations of
operations specifications. The
amendment process is consistent with
the process for amending operations
specifications issued to domestic
operators under part 119. Under the
new rule, an applicant may apply to the
responsible Flight Standards District
Office (FSDO) for an amendment of its
operations specifications, or the
Administrator may amend operations
specifications if the Administrator
determines that safety in air commerce
and the public interest require the
amendment. Following an adverse
decision, the applicant may submit a
petition for reconsideration to the
Director, Flight Standards Service
within 30 days after the date the foreign
air carrier or foreign person receives a
notice of the decision. The filing of the
petition for reconsideration suspends
the decision unless the Administrator
determines that an emergency exists
requiring immediate action to maintain
safety in air commerce or air
transportation. For suspension and
termination, the final rule establishes a
process similar to that used for
amendments; however, the
Administrator may conduct
consultations under relevant Air
Services Agreements prior to
suspending or terminating an operations
specification.
The final rule amends § 129.13, the
aircraft airworthiness and registration
certificate requirements, to include
recognition of the validity of certificates
of airworthiness issued or validated by
a State of the Operator under Article
83bis of the Chicago Convention.
Currently § 129.13 requires
airworthiness certificates for foreign air
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carriers to be issued or validated by the
State of Registry and does not recognize
Article 83bis agreements with the State
of the Operator. The U.S. obligation to
recognize those certificates is stated in
inspector handbook guidance. The
amended provisions in § 129.13 allow
recognition of third-party transfers of
airworthiness certificates under Article
83bis agreements registered with the
International Civil Aviation
Organization (ICAO).
Similarly, § 129.15 provides for the
recognition of the validity of crew
licenses (certificates) issued or validated
by a State of the Operator under
agreements whereby the State of
Registry of an aircraft transfers certain
oversight functions to the State of the
Operator of the aircraft in accordance
with Article 83bis of the Chicago
Convention. Although this U.S.
obligation is currently stated in
inspector handbook guidance, § 129.15
provides a legal basis for recognition of
those crew licenses (certificates).
As discussed in the NPRM, the final
rule amends § 129.14 by changing the
FAA approval process for the minimum
equipment list (MEL) and maintenance
programs of U.S.-registered aircraft used
by foreign air carriers and foreign
persons in common carriage. Under the
final rule, the FAA will grant
maintenance program and minimum
equipment list approval for U.S.registered aircraft in FAA-issued
operations specifications, which is the
practice FAA field offices currently
follow.
With the addition of §§ 129.5, 129.7,
129.9, and the amendments to §§ 129.11
and 129.14, the FAA is clarifying the
applicability of part 129 to certain
operations of U.S.-registered aircraft
operated solely outside the United
States in common carriage by a foreign
person or foreign air carrier. Therefore,
the FAA is revising § 129.1(b) to clarify
that §§ 129.5, 129.7, 129.9, 129.11,
129.14, 129.20, and 129.24 and subpart
B apply to U.S.-registered aircraft
operated solely outside the United
States in common carriage by a foreign
person or foreign air carrier.
As discussed in the NPRM, the FAA
has transferred all of the definitions in
§ 119.3 to a new part 110. This change
clarifies that all of the definitions
formerly located in § 119.3 apply to
subchapter G, including part 129.
Section 119.3 is redesignated as § 110.2,
and all of the references in parts 45, 119,
121 and 135 of subchapter G to the
definitions formerly contained in
§ 119.3 were changed to § 110.2. These
changes to parts 110, 119, 121 and 135
are editorial in nature, and the FAA has
made no substantive changes to any of
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the definitions transferred to the new
part. Further, this editorial change will
have no impact on the applicability of
the definitions contained in 14 CFR part
1 to subchapter G, unless otherwise
specified.
Additionally, the final rule eliminates
the outdated reference to the Civil
Aeronautics Board (CAB) in 14 CFR
§ 129.1(a)(1) because the CAB no longer
exists, and all economic authority is
now granted by the Department of
Transportation (DOT).
The following table summarizes the
changes to existing provisions of parts
119 and 129, identifies new provisions,
and references the relevant ICAO
standard implemented in the rule, if
applicable.
Existing part 119
New part 110
Definitions: Definitions applicable to part 129 are currently included in
part 119, subchapter G. Since part 119 applies to certification requirements for part 135 and 121 operators, there is potential confusion concerning whether subchapter G applies to part 129.
Definitions: The final rule removes definitions from subchapter G of
part 119 and includes them in a new part 110.
Existing part 129
Part 129 changes
Ops Specs—Amendment, suspension or termination: Current regulations do not provide for the amendment, suspension, or termination
of Operations Specifications. Information is currently in the Inspector
Guidance.
Application process: The application process and requirements are outdated and impose an unnecessary burden on the operator and the
FAA, with no safety value (e.g., provide names, license type and
class held by each flightcrew member to include en route training—
certificate holders could employ numerous airmen and the required
information could change frequently).
Ops Specs—Amendment, suspension or termination: The final rule
provides a legal basis for the amendment, suspension, and termination of Operations Specifications.
Appeal process for foreign operators: There is no formal administrative
process for a foreign operator to appeal a decision to amend, suspend, or terminate its operations specifications.
Chicago Convention: There is no regulatory provision for the recognition of Article 83bis of the Chicago Convention. However, current
FAA guidance contains this information. (Note: Article 83bis allows
the transfer of certain functions and duties from the State of Registry
to the State of the Operator under an agreement between the States
concerned.)
C. Summary of Comments
The FAA received one comment in
response to the NPRM. The commenter,
Air Pacific Limited, had no objection to
the proposal.
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Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid
Office of Management and Budget
(OMB) control number.
This final rule will impose new
information collection requirements as
described below. As required by the
Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), the FAA has submitted
these information collection
amendments to OMB for its review.
Notice of OMB approval for this
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Application process: The final rule removes outdated portions of part
129, appendix A and places general requirements in the new
§ 129.7(a). Specific application processes will be contained in Inspector Guidance for easy updating. In addition, the final rule clarifies and standardizes the rules for applications by foreign air carriers
and foreign persons for operations specifications issued under 14
CFR part 129.
Appeal process for foreign operators: The final rule provides an administrative appeals process allowing foreign operators and foreign persons to submit a petition for reconsideration to the Director, Flight
Standards Service, before seeking judicial review under 49 U.S.C.
46110.
Chicago Convention: The final rule allows the FAA to recognize crew licenses and airworthiness certificates issued or validated by a State
of the Operator under agreements whereby the State of Registry of
an aircraft transfers certain oversight functions to the State of the
Operator in accordance with Article 83bis of the Chicago Convention.
information collection will be published
in a future Federal Register document.
Title: Part 129 Operations
Specifications
Summary: This rule will clarify and
standardize the rules for applications by
foreign air carriers and foreign persons
for operations specifications issued
under 14 CFR part 129 and establish
new standards for amendment,
suspension and termination of those
operations specifications. This final rule
will also apply to foreign air carriers
and foreign persons operating U.S.registered aircraft in common carriage
solely outside the United States. This
action is necessary to update the process
for issuing operations specifications,
and it will establish a regulatory basis
for current practices, such as amending,
terminating, and suspending operations
specifications.
Public comments: The FAA did not
receive any comments concerning the
proposed information collection
requirements.
Use: This final rule supports the
information needs of the FAA in order
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to maintain an adequate level of safety
oversight.
Respondents (including number of):
The likely respondents to this
information requirement are potential
new applicants for operations
specifications. The average number of
respondents is approximately 25 each
year.
Frequency: The FAA estimates five
FSDOs will receive approximately five
applications each per year.
Annual Burden Estimate: This final
rule opens a new information collection
requirement and as a result the FAA
will begin recording an annual
recordkeeping and reporting burden as
follows: 75 hours annually. However,
the FAA has streamlined the application
process and reduced the burden to less
than it would have been in the absence
of the rule.
International Compatibility
Consistent with U.S. obligations
under the Chicago Convention, it is the
FAA’s policy to conform our regulations
to ICAO standards to the maximum
extent practicable. The final rule will
allow the FAA to carry out its
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obligations under the Chicago
Convention by providing for the
recognition of the validity of certificates
of airworthiness and crew licenses
issued or validated by a State of the
Operator in accordance with Article
83bis of the Chicago Convention.
Additionally, the provisions relating to
the issuance of operations specifications
are consistent with the ICAO standard
for issuing operations specifications to
operators conducting international air
transportation.
The European Aviation Safety Agency
(EASA) obtained competence from the
European Parliament to regulate third
country operators of aircraft engaged in
commercial operations into, within, or
out of the European Community (EC) in
2008. Regulation (EC) No 216/2008
provides competence to EASA to issue
and renew authorizations for third
country operators and to amend, limit,
suspend or revoke the relevant
authorization. The FAA will continue to
coordinate with EASA on methods to
streamline the operations specifications
process, as appropriate.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or Tribal governments, in
the aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
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procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a final rule does not warrant a full
evaluation, this order permits that a
statement to that effect and the basis for
it to be included in the preamble, if a
full regulatory evaluation of the cost and
benefits is not prepared. Such a
determination has been made for this
final rule. The reasoning for this
determination follows:
This final rule will not impose costs
on domestic operators since it only
applies to foreign air carriers and
foreign persons. The rule removes
outdated requirements in the
application process, and therefore may
result in a reduction in costs for foreign
air carriers or foreign persons who will
apply for operations specifications. By
clarifying and standardizing the
operations specifications application
process, providing a regulatory basis for
amendment, suspension and
termination of those operations
specifications, and creating an
administrative appeals process, the rule
may result in some benefits to foreign
air carriers and foreign persons. It will
impose minimal costs on the FAA
because it will not significantly change
the rules regarding the FAA’s obligation
for safety oversight of foreign air carriers
and foreign persons under the Chicago
Convention. Additionally, this rule
incorporates new provisions for the
recognition of airworthiness certificates
and crewmember licenses under Article
83bis of the Chicago Convention. In the
NPRM, the FAA requested, but did not
receive, comments on the costs and
benefits of the proposed changes. For
these reasons we conclude that this final
rule will have minimal economic
impact.
FAA has, therefore, determined that
this final rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
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7485
covers a wide range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare an initial
regulatory flexibility analysis as
described in the RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
This rule clarifies and standardizes
the rules for applications by foreign air
carriers and foreign persons for
operations specifications issued under
14 CFR part 129 and establishes new
standards for amendment, suspension,
and termination of operations
specifications. The rule applies to
foreign air carriers operating within the
United States and foreign persons
operating U.S.-registered aircraft in
common carriage solely outside the
United States. As the rule removes
outdated requirements in the
application process, it may result in a
reduction in costs for foreign air carriers
or foreign persons who will apply for
operations specifications. Furthermore,
it creates an administrative appeals
process that may result in some benefits
to foreign air carriers and foreign
persons. Domestic operators are not
impacted by this rule. This rule merely
revises and clarifies the FAA operations
specifications application process; the
expected outcome will not increase cost
to any United States small entity.
Furthermore, there were no comments
regarding small business impacts.
Therefore, as FAA Administrator, I
certify that this rule will not have a
significant economic impact on a
substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
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the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
determined that it may provide minimal
cost savings to international entities and
thus has a neutral trade impact.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and Tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$143.1 million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. The
FAA has determined that this action
will not have a substantial direct effect
on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, does not have federalism
implications.
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Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
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have determined that it is not a
‘‘significant energy action’’ under the
executive order and it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment or docket
number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/.
List of Subjects
Aircraft, Exports, Signs and symbols.
14 CFR Part 110
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
Frm 00008
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14 CFR Part 121
Air carriers, Aircraft, Airmen, Alcohol
abuse, Aviation safety, Charter flight,
Drug abuse, Drug testing, Reporting and
recordkeeping requirements, Safety,
Transportation.
14 CFR Part 129
Air carriers, Aircraft, Aviation safety,
Reporting and recordkeeping
requirements, Security measures,
Smoking.
14 CFR Part 135
Air taxis, Aircraft, Airmen, Alcohol
abuse, Aviation safety, Drug abuse, Drug
testing, Reporting and recordkeeping
requirements.
The Amendments
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations as follows:
PART 45—IDENTIFICATION AND
REGISTRATION MARKING
1. The authority citation for part 45
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40103, 44109,
40113–40114, 44101–44105, 44107–44108,
44110–44111, 44504, 44701, 44708–44709,
44711–44713, 44725, 45302–45303, 46104,
46304, 46306, 47122.
§ 45.11
Sfmt 4700
[Amended]
2. Amend § 45.11(g)(1)(ii) and (g)(3)
by removing the citation ‘‘§ 119.3’’ and
adding the citation ‘‘§ 110.2’’ in its place.
■ 3. Add part 110 to read as follows:
■
PART 110—GENERAL
REQUIREMENTS
Sec.
110.1
110.2
Applicability.
Definitions.
Authority: 49 U.S.C. 106(g), 1153, 40101,
40102, 40103, 40113, 44105, 44106, 44111,
44701–44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103,
46105.
§ 110.1
14 CFR Part 45
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14 CFR Part 119
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
Applicability.
This part governs all operations
conducted under subchapter G of this
chapter.
§ 110.2
Definitions
For the purpose of this subchapter,
the term—
All-cargo operation means any
operation for compensation or hire that
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is other than a passenger-carrying
operation or, if passengers are carried,
they are only those specified in
§ 121.583(a) or § 135.85 of this chapter.
Certificate-holding district office
means the Flight Standards District
Office that has responsibility for
administering the certificate and is
charged with the overall inspection of
the certificate holder’s operations.
Commercial air tour means a flight
conducted for compensation or hire in
an airplane or helicopter where a
purpose of the flight is sightseeing. The
FAA may consider the following factors
in determining whether a flight is a
commercial air tour:
(1) Whether there was a holding out
to the public of willingness to conduct
a sightseeing flight for compensation or
hire;
(2) Whether the person offering the
flight provided a narrative that referred
to areas or points of interest on the
surface below the route of the flight;
(3) The area of operation;
(4) How often the person offering the
flight conducts such flights;
(5) The route of flight;
(6) The inclusion of sightseeing flights
as part of any travel arrangement
package;
(7) Whether the flight in question
would have been canceled based on
poor visibility of the surface below the
route of the flight; and
(8) Any other factors that the FAA
considers appropriate.
Commuter operation means any
scheduled operation conducted by any
person operating one of the following
types of aircraft with a frequency of
operations of at least five round trips
per week on at least one route between
two or more points according to the
published flight schedules:
(1) Airplanes, other than turbojetpowered airplanes, having a maximum
passenger-seat configuration of 9 seats
or less, excluding each crewmember
seat, and a maximum payload capacity
of 7,500 pounds or less; or
(2) Rotorcraft.
Direct air carrier means a person who
provides or offers to provide air
transportation and who has control over
the operational functions performed in
providing that transportation.
DOD commercial air carrier evaluator
means a qualified Air Mobility
Command, Survey and Analysis Office
cockpit evaluator performing the duties
specified in Public Law 99–661 when
the evaluator is flying on an air carrier
that is contracted or pursuing a contract
with the U.S. Department of Defense
(DOD).
Domestic operation means any
scheduled operation conducted by any
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person operating any airplane described
in paragraph (1) of this definition at
locations described in paragraph (2) of
this definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Airplanes having a payload
capacity of more than 7,500 pounds.
(2) Locations:
(i) Between any points within the 48
contiguous States of the United States or
the District of Columbia; or
(ii) Operations solely within the 48
contiguous States of the United States or
the District of Columbia; or
(iii) Operations entirely within any
State, territory, or possession of the
United States; or
(iv) When specifically authorized by
the Administrator, operations between
any point within the 48 contiguous
States of the United States or the District
of Columbia and any specifically
authorized point located outside the 48
contiguous States of the United States or
the District of Columbia.
Empty weight means the weight of the
airframe, engines, propellers, rotors, and
fixed equipment. Empty weight
excludes the weight of the crew and
payload, but includes the weight of all
fixed ballast, unusable fuel supply,
undrainable oil, total quantity of engine
coolant, and total quantity of hydraulic
fluid.
Flag operation means any scheduled
operation conducted by any person
operating any airplane described in
paragraph (1) of this definition at the
locations described in paragraph (2) of
this definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Airplanes having a payload
capacity of more than 7,500 pounds.
(2) Locations:
(i) Between any point within the State
of Alaska or the State of Hawaii or any
territory or possession of the United
States and any point outside the State of
Alaska or the State of Hawaii or any
territory or possession of the United
States, respectively; or
(ii) Between any point within the 48
contiguous States of the United States or
the District of Columbia and any point
outside the 48 contiguous States of the
United States and the District of
Columbia.
(iii) Between any point outside the
U.S. and another point outside the U.S.
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Justifiable aircraft equipment means
any equipment necessary for the
operation of the aircraft. It does not
include equipment or ballast
specifically installed, permanently or
otherwise, for the purpose of altering
the empty weight of an aircraft to meet
the maximum payload capacity.
Kind of operation means one of the
various operations a certificate holder is
authorized to conduct, as specified in its
operations specifications, i.e., domestic,
flag, supplemental, commuter, or ondemand operations.
Maximum payload capacity means:
(1) For an aircraft for which a
maximum zero fuel weight is prescribed
in FAA technical specifications, the
maximum zero fuel weight, less empty
weight, less all justifiable aircraft
equipment, and less the operating load
(consisting of minimum flightcrew,
foods and beverages, and supplies and
equipment related to foods and
beverages, but not including disposable
fuel or oil).
(2) For all other aircraft, the maximum
certificated takeoff weight of an aircraft,
less the empty weight, less all justifiable
aircraft equipment, and less the
operating load (consisting of minimum
fuel load, oil, and flightcrew). The
allowance for the weight of the crew,
oil, and fuel is as follows:
(i) Crew—for each crewmember
required by the Federal Aviation
Regulations—
(A) For male flightcrew members—
180 pounds.
(B) For female flightcrew members—
140 pounds.
(C) For male flight attendants—180
pounds.
(D) For female flight attendants—130
pounds.
(E) For flight attendants not identified
by gender—140 pounds.
(ii) Oil—350 pounds or the oil
capacity as specified on the Type
Certificate Data Sheet.
(iii) Fuel—the minimum weight of
fuel required by the applicable Federal
Aviation Regulations for a flight
between domestic points 174 nautical
miles apart under VFR weather
conditions that does not involve
extended overwater operations.
Maximum zero fuel weight means the
maximum permissible weight of an
aircraft with no disposable fuel or oil.
The zero fuel weight figure may be
found in either the aircraft type
certificate data sheet, the approved
Aircraft Flight Manual, or both.
Noncommon carriage means an
aircraft operation for compensation or
hire that does not involve a holding out
to others.
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On-demand operation means any
operation for compensation or hire that
is one of the following:
(1) Passenger-carrying operations
conducted as a public charter under part
380 of this chapter or any operations in
which the departure time, departure
location, and arrival location are
specifically negotiated with the
customer or the customer’s
representative that are any of the
following types of operations:
(i) Common carriage operations
conducted with airplanes, including
turbojet-powered airplanes, having a
passenger-seat configuration of 30 seats
or fewer, excluding each crewmember
seat, and a payload capacity of 7,500
pounds or less, except that operations
using a specific airplane that is also
used in domestic or flag operations and
that is so listed in the operations
specifications as required by
§ 119.49(a)(4) of this chapter for those
operations are considered supplemental
operations;
(ii) Noncommon or private carriage
operations conducted with airplanes
having a passenger-seat configuration of
less than 20 seats, excluding each
crewmember seat, and a payload
capacity of less than 6,000 pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying
operations conducted with one of the
following types of aircraft with a
frequency of operations of less than five
round trips per week on at least one
route between two or more points
according to the published flight
schedules:
(i) Airplanes, other than turbojet
powered airplanes, having a maximum
passenger-seat configuration of 9 seats
or less, excluding each crewmember
seat, and a maximum payload capacity
of 7,500 pounds or less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted
with airplanes having a payload
capacity of 7,500 pounds or less, or with
rotorcraft.
Passenger-carrying operation means
any aircraft operation carrying any
person, unless the only persons on the
aircraft are those identified in
§§ 121.583(a) or 135.85 of this chapter,
as applicable. An aircraft used in a
passenger-carrying operation may also
carry cargo or mail in addition to
passengers.
Principal base of operations means
the primary operating location of a
certificate holder as established by the
certificate holder.
Provisional airport means an airport
approved by the Administrator for use
by a certificate holder for the purpose of
providing service to a community when
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the regular airport used by the
certificate holder is not available.
Regular airport means an airport used
by a certificate holder in scheduled
operations and listed in its operations
specifications.
Scheduled operation means any
common carriage passenger-carrying
operation for compensation or hire
conducted by an air carrier or
commercial operator for which the
certificate holder or its representative
offers in advance the departure location,
departure time, and arrival location. It
does not include any passenger-carrying
operation that is conducted as a public
charter operation under part 380 of this
chapter.
Supplemental operation means any
common carriage operation for
compensation or hire conducted with
any airplane described in paragraph (1)
of this definition that is a type of
operation described in paragraph (2) of
this definition:
(1) Airplanes:
(i) Airplanes having a passenger-seat
configuration of more than 30 seats,
excluding each crewmember seat;
(ii) Airplanes having a payload
capacity of more than 7,500 pounds; or
(iii) Each propeller-powered airplane
having a passenger-seat configuration of
more than 9 seats and less than 31 seats,
excluding each crewmember seat, that is
also used in domestic or flag operations
and that is so listed in the operations
specifications as required by
§ 119.49(a)(4) of this chapter for those
operations; or
(iv) Each turbojet powered airplane
having a passenger seat configuration of
1 or more and less than 31 seats,
excluding each crewmember seat, that is
also used in domestic or flag operations
and that is so listed in the operations
specifications as required by
§ 119.49(a)(4) of this chapter for those
operations.
(2) Types of operation:
(i) Operations for which the departure
time, departure location, and arrival
location are specifically negotiated with
the customer or the customer’s
representative;
(ii) All-cargo operations; or
(iii) Passenger-carrying public charter
operations conducted under part 380 of
this chapter.
Wet lease means any leasing
arrangement whereby a person agrees to
provide an entire aircraft and at least
one crewmember. A wet lease does not
include a code-sharing arrangement.
When common carriage is not
involved or operations not involving
common carriage means any of the
following:
(1) Noncommon carriage.
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(2) Operations in which persons or
cargo are transported without
compensation or hire.
(3) Operations not involving the
transportation of persons or cargo.
(4) Private carriage.
Years in service means the calendar
time elapsed since an aircraft was
issued its first U.S. or first foreign
airworthiness certificate.
PART 119—CERTIFICATION: AIR
CARRIERS AND COMMERCIAL
OPERATORS
4. The authority citation for part 119
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 1153, 40101,
40102, 40103, 40113, 44105, 44106, 44111,
44701–44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103,
46105.
§ 119.3
■
[Removed and reserved]
5. Remove and reserve § 119.3.
§ 119.51
[Amended]
6. Amend § 119.51(c)(1)(i) by
removing the citation ‘‘§ 119.3’’ and
adding the citation ‘‘§ 110.2’’ in its place.
■
§ 119.53
[Amended]
7. Amend § 119.53(e) by removing the
citation ‘‘§ 119.3’’ and adding the
citation ‘‘§ 110.2’’ in its place.
■
PART 121—CERTIFICATION: AIR
CARRIERS AND COMMERCIAL
OPERATORS
8. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40103, 40113,
40119, 41706, 44101, 44701, 44702, 44705,
44709, 44710, 44711, 44713, 44716, 44717,
44722, 46105.
§ 121.313
[Amended]
9. Amend § 121.313(k) by removing
the citation ‘‘§ 119.3’’ and adding the
citation ‘‘§ 110.2’’ in its place.
■
§ 121.582
[Amended]
10. Amend § 121.582 by removing the
citation ‘‘§ 119.3’’ and adding the
citation ‘‘§ 110.2’’ in its place.
■
PART 129—OPERATIONS: FOREIGN
AIR CARRIERS AND FOREIGN
OPERATORS OF U.S.-REGISTERED
AIRCRAFT ENGAGED IN COMMON
CARRIAGE
11. The authority citation for part 129
continues to read as follows:
■
Authority: 49 U.S.C. 1372, 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901–44904,
44906, 44912, 46105, Pub. L. 107–71 sec.
104.
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12. Amend § 129.1 by revising
paragraphs (a)(1), (a)(2), and (b) to read
as follows:
■
§ 129.1
Applicability and definitions.
(a) * * *
(1) A permit issued by the U.S.
Department of Transportation under 49
U.S.C. 41301 through 41306, or
(2) Other appropriate economic or
exemption authority issued by the U.S.
Department of Transportation.
(b) Operations of U.S.-registered
aircraft solely outside the United States.
In addition to the operations specified
under paragraph (a) of this section,
§§ 129.5, 129.7, 129.9, 129.11, 129.14,
129.20 and 129.24, and subpart B of this
part also apply to operations of U.S.registered aircraft operated solely
outside the United States in common
carriage by a foreign person or foreign
air carrier.
*
*
*
*
*
■ 13. Add § 129.5 to read as follows:
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§ 129.5
Operations specifications.
(a) Each foreign air carrier conducting
operations within the United States, and
each foreign air carrier or foreign person
operating U.S.-registered aircraft solely
outside the United States in common
carriage must conduct its operations in
accordance with operations
specifications issued by the
Administrator under this part.
(b) Each foreign air carrier conducting
operations within the United States
must conduct its operations in
accordance with the Standards
contained in Annex 1 (Personnel
Licensing), Annex 6 (Operation of
Aircraft), Part I (International
Commercial Air Transport—Aeroplanes)
or Part III (International Operations—
Helicopters), as appropriate, and in
Annex 8 (Airworthiness of Aircraft) to
the Convention on International Civil
Aviation.
(c) No foreign air carrier may operate
to or from locations within the United
States without, or in violation of,
appropriate operations specifications.
(d) No foreign air carrier or foreign
person shall operate U.S.-registered
aircraft solely outside the United States
in common carriage without, or in
violation of, appropriate operations
specifications.
(e) Each foreign air carrier must keep
each of its employees and other persons
used in its operations informed of the
provisions of its operations
specifications that apply to that
employee’s or person’s duties and
responsibilities.
(f) Operations specifications issued
under this part are effective until—
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(1) The foreign air carrier or foreign
person surrenders them to the FAA;
(2) The Administrator suspends or
terminates the operations specifications;
or
(3) The operations specifications are
amended as provided in § 129.11.
(g) Within 30 days after a foreign air
carrier or foreign person terminates
operations under part 129 of this
subchapter, the operations
specifications must be surrendered by
the foreign air carrier or foreign person
to the responsible Flight Standards
District Office.
(h) No person operating under this
part may operate or list on its operations
specifications any airplane listed on
operations specifications issued under
part 125 of this chapter.
■ 14. Add § 129.7 to read as follows:
§ 129.7 Application, issuance, or denial of
operations specifications.
(a) A foreign air carrier or foreign
person applying to the FAA for
operations specifications under this part
must submit an application—
(1) In a form and manner prescribed
by the Administrator; and
(2) At least 90 days before the
intended date of operation.
(b) An authorized officer or employee
of the applicant, having knowledge of
the matters stated in the application,
must sign the application and certify in
writing that the statements in the
application are true. The application
must include two copies of the
appropriate written authority issued to
that officer or employee by the
applicant.
(c) A foreign applicant may be issued
operations specifications, if after review,
the Administrator finds the applicant—
(1) Meets the applicable requirements
of this part;
(2) Holds the economic or exemption
authority required by the Department of
Transportation, applicable to the
operations to be conducted;
(3) Complies with the applicable
security requirements of 49 CFR chapter
XII;
(4) Is properly and adequately
equipped to conduct the operations
described in the operations
specifications; and
(5) Holds a valid air operator
certificate issued by the State of the
Operator.
(d) An application may be denied if
the Administrator finds that the
applicant is not properly or adequately
equipped to conduct the operations to
be described in the operations
specifications.
■ 15. Add § 129.9 to read as follows:
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7489
§ 129.9 Contents of operations
specifications.
(a) The contents of operations
specifications issued to a foreign air
carrier conducting operations within the
United States under § 129.1(a) shall
include:
(1) The specific location and mailing
address of the applicant’s principal
place of business in the State of the
Operator and, if different, the address
that will serve as the primary point of
contact for correspondence between the
FAA and the foreign air carrier;
(2) Within 1 year after February 10,
2012, the designation of an agent for
service within the United States,
including the agent’s full name and
office address or usual place of
residence;
(3) The certificate number and
validity of the foreign air carrier’s Air
Operator Certificate issued by the State
of the Operator;
(4) Each regular and alternate airport
to be used in scheduled operations;
(5) The type of aircraft and
registration markings of each aircraft;
(6) The approved maintenance
program and minimum equipment list
for United States registered aircraft
authorized for use; and
(7) Any other item the Administrator
determines is necessary.
(b) The contents of operations
specifications issued to a foreign air
carrier or foreign person operating U.S.registered aircraft solely outside the
United States in common carriage in
accordance with § 129.1(b) shall
include—
(1) The specific location and mailing
address of the principal place of
business in the State of the Operator
and, if different, the address that will
serve as the primary point of contact for
correspondence between the FAA and
the foreign air carrier or foreign person;
(2) Within 1 year after February 10,
2012, the designation of an agent for
service within the United States,
including the agent’s full name and
office address or usual place of
residence;
(3) In the case of a foreign air carrier,
the certificate number and validity of
the foreign air carrier’s Air Operator
Certificate issued by the State of the
Operator;
(4) Any other business names under
which the foreign air carrier or foreign
person may operate;
(5) The type, registration markings,
and serial number of each United States
registered aircraft authorized for use;
(6) The approved maintenance
program and minimum equipment list
for United States registered aircraft
authorized for use; and
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(7) Any other item the Administrator
determines is necessary.
■ 16. Revise § 129.11 to read as follows:
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§ 129.11 Amendment, suspension and
termination of operations specifications.
(a) The Administrator may amend any
operations specifications issued under
this part if—
(1) The Administrator determines that
safety in air commerce and the public
interest require the amendment; or
(2) The foreign air carrier or foreign
person applies for an amendment, and
the Administrator determines that safety
in air commerce and the public interest
allows the amendment.
(b) The Administrator may suspend or
terminate any operations specifications
issued under this part if the
Administrator determines that safety in
air commerce and the public interest
require the suspension or termination;
(c) Except as provided in paragraphs
(f) and (g) of this section, when the
Administrator initiates an action to
amend, suspend or terminate a foreign
air carrier or foreign person’s operations
specifications, the following procedure
applies:
(1) The responsible Flight Standards
District Office notifies the foreign air
carrier or foreign person in writing of
the proposed amendment, suspension or
termination.
(2) The responsible Flight Standards
District Office sets a reasonable period
(but not less than 7 days) within which
the foreign air carrier or foreign person
may submit written information, views,
and arguments on the amendment,
suspension or termination.
(3) After considering all material
presented, the responsible Flight
Standards District Office notifies the
foreign air carrier or foreign person of—
(i) The adoption of the proposed
amendment, suspension or termination;
(ii) The partial adoption of the
proposed amendment, suspension or
termination; or
(iii) The withdrawal of the proposed
amendment, suspension or termination.
(4) If the responsible Flight Standards
District Office issues an action to
amend, suspend or terminate the
operations specifications, it becomes
effective not less than 30 days after the
foreign air carrier or foreign person
receives notice of it unless—
(i) The responsible Flight Standards
District Office finds under paragraph (g)
of this section that there is an
emergency requiring immediate action
with respect to safety in air commerce;
or
(ii) The foreign air carrier or foreign
person petitions for reconsideration of
the amendment, suspension or
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termination under paragraph (e) of this
section.
(d) When the foreign air carrier or
foreign person applies for an
amendment to its operations
specifications, the following procedure
applies:
(1) The foreign air carrier or foreign
person must file an application to
amend its operations specifications—
(i) At least 90 days before the date
proposed by the applicant for the
amendment to become effective in cases
of mergers; acquisitions of airline
operational assets that require an
additional showing to Department of
Transportation for economic authority;
major changes in the type of operation;
and resumption of operations following
a suspension of operations as a result of
bankruptcy actions, unless a shorter
time is approved by the Administrator.
(ii) At least 30 days before the date
proposed by the applicant for the
amendment to become effective in all
other cases.
(2) The application must be submitted
to the responsible Flight Standards
District Office in a form and manner
prescribed by the Administrator.
(3) After considering all material
presented, the responsible Flight
Standards District Office notifies the
foreign air carrier or foreign person of—
(i) The adoption of the applied for
amendment;
(ii) The partial adoption of the
applied for amendment; or
(iii) The denial of the applied for
amendment.
(4) If the responsible Flight Standards
District Office approves the amendment,
following coordination with the foreign
air carrier or foreign person regarding its
implementation, the amendment is
effective on the date the responsible
Flight Standards District Office
approves it.
(e) The foreign air carrier or foreign
person may petition for reconsideration
of a full or partial adoption of an
amendment, a denial of an amendment
or a suspension or termination of
operations specifications.
(f) When a foreign air carrier or
foreign person seeks reconsideration of
a decision from the responsible Flight
Standards District Office concerning the
amendment, suspension or termination
of operations specifications, the
following procedure applies:
(1) The foreign air carrier or foreign
person must petition for reconsideration
of that decision within 30 days after the
date that the foreign air carrier or
foreign person receives a notice of the
decision.
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Fmt 4700
Sfmt 4700
(2) The foreign air carrier or foreign
person must address its petition to the
Director, Flight Standards Service.
(3) A petition for reconsideration, if
filed within the 30-day period, suspends
the effectiveness of any amendment,
suspension or termination issued by the
responsible Flight Standards District
Office unless the responsible Flight
Standards District Office has found,
under paragraph (g) of this section, that
an emergency exists requiring
immediate action with respect to safety
in air transportation or air commerce.
(g) If the responsible Flight Standards
District Office finds that an emergency
exists requiring immediate action with
respect to safety in air commerce or air
transportation that makes the
procedures set out in this section
impracticable or contrary to the public
interest, that office may make the
amendment, suspension or termination
effective on the day the foreign air
carrier or foreign person receives notice
of it. In the notice to the foreign air
carrier or foreign person, the responsible
Flight Standards District Office will
articulate the reasons for its finding that
an emergency exists requiring
immediate action with respect to safety
in air transportation or air commerce or
that makes it impracticable or contrary
to the public interest to stay the
effectiveness of the amendment,
suspension or termination.
■ 17. Amend § 129.13 by revising
paragraph (a) to read as follows:
§ 129.13 Airworthiness and registration
certificates.
(a) No foreign air carrier may operate
any aircraft within the United States
unless that aircraft carries a current
registration certificate and displays the
nationality and registration markings of
the State of Registry, and an
airworthiness certificate issued or
validated by:
(1) The State of Registry; or
(2) The State of the Operator,
provided that the State of the Operator
and the State of Registry have entered
into an agreement under Article 83bis of
the Convention on International Civil
Aviation that covers the aircraft.
*
*
*
*
*
■ 18. Amend § 129.14 by revising
paragraphs (a), (b)(4), and (b)(7) to read
as follows:
§ 129.14 Maintenance program and
minimum equipment list requirements for
U.S.-registered aircraft.
(a) Each foreign air carrier and each
foreign person operating a U.S.registered aircraft within or outside the
United States in common carriage must
ensure that each aircraft is maintained
E:\FR\FM\10FER1.SGM
10FER1
Federal Register / Vol. 76, No. 28 / Thursday, February 10, 2011 / Rules and Regulations
in accordance with a program approved
by the Administrator in the operations
specifications.
(b) * * *
(4) The FAA operations specification
permitting the operator to use an
approved minimum equipment list is
carried aboard the aircraft. An approved
minimum equipment list, as authorized
by the operations specifications,
constitutes an approved change to the
type design without requiring
recertification.
*
*
*
*
*
(7) The aircraft is operated under all
applicable conditions and limitations
contained in the minimum equipment
list and the operations specification
authorizing the use of the list.
■
19. Revise § 129.15 to read as follows:
§ 129.15
Flightcrew member certificates.
Each person acting as a flightcrew
member must hold a certificate or
license that shows the person’s ability to
perform duties in connection with the
operation of the aircraft. The certificate
or license must have been issued or
rendered valid by:
(a) The State in which the aircraft is
registered; or
(b) The State of the Operator,
provided that the State of the Operator
and the State of Registry have entered
into an agreement under Article 83bis of
the Convention on International Civil
Aviation that covers the aircraft.
Appendix A to Part 129 [Removed and
Reserved]
20. Remove and reserve appendix A to
part 129.
■
PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATIONS AND
RULES GOVERNING PERSONS ON
BOARD SUCH AIRCRAFT
21. The authority citation for part 135
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 41706,
44701, 44702, 44705, 44709, 44711, 44713,
44715, 44717, 44722, 46105.
§ 135.127
[Amended]
22. Amend § 135.127 in paragraphs
(b)(1)(iii) and (b)(2) introductory text by
removing the citation ‘‘§ 119.3’’ and
adding the citation ‘‘§ 110.2’’ in its place.
jdjones on DSK8KYBLC1PROD with RULES
■
Issued in Washington, DC, on January 31,
2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011–2834 Filed 2–9–11; 8:45 am]
BILLING CODE 4910–13–P
VerDate Mar<15>2010
14:37 Feb 09, 2011
Jkt 223001
DEPARTMENT OF COMMERCE
International Trade Administration
19 CFR Part 351
RIN 0625–AA66
[Docket No.: 0612243022–1049–01]
Certification of Factual Information to
Import Administration During
Antidumping and Countervailing Duty
Proceedings: Interim Final Rule
Import Administration,
International Trade Administration,
Department of Commerce.
ACTION: Interim final rule and request
for comments.
AGENCY:
The Department of Commerce
(‘‘the Department’’) is amending its
regulation which governs the
certification of factual information
submitted to the Department by a
person or his or her representative
during antidumping (‘‘AD’’) and
countervailing duty (‘‘CVD’’)
proceedings. The amendments are
intended to strengthen the current
certification requirements. For example,
these amendments revise the
certification in order to identify to
which document the certification
applies, to identify to which segment of
an AD/CVD proceeding the certification
applies, to identify who is making the
certification, and to indicate the date on
which the certification was made. In
addition, the amendments are intended
to ensure that parties and their counsel
are aware of potential consequences for
false certifications. The Department is
also requesting comments on this
interim final rule.
DATES: The effective date of this interim
final rule is March 14, 2011. This
interim final rule will apply to all
investigations initiated on the basis of
petitions filed on or after March 14,
2011, and other segments of AD/CVD
proceedings initiated on or after March
14, 2011.
Request for Public Comment: The
Department seeks public comment on
this interim final rule. To be assured of
consideration, comments must be
received no later than May 11, 2011 and
rebuttal comments must be received no
later than June 27, 2011. All comments
should refer to RIN 0625–AA66. The
Department intends to issue a final rule
no later than nine months after the
publication of this interim final rule.
ADDRESSES: All comments must be
submitted through the Federal
eRulemaking Portal at https://
www.regulations.gov, Docket No. ITA–
2010–0007, unless the commenter does
SUMMARY:
PO 00000
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Fmt 4700
Sfmt 4700
7491
not have access to the internet.
Commenters that do not have access to
the internet may submit the original and
two copies of each set of comments by
mail or hand delivery/courier. All
comments should be addressed to
Ronald K. Lorentzen, Deputy Assistant
Secretary for Import Administration,
Room 1870, Department of Commerce,
14th Street and Constitution Ave., NW.,
Washington, DC 20230.
The Department will consider all
comments received before the close of
the comment period. The Department
will not accept comments accompanied
by a request that part or all of the
material be treated confidentially
because of its business proprietary
nature or for any other reason. All
comments responding to this notice will
be a matter of public record and will be
available for inspection at Import
Administration’s Central Records Unit
(Room 7046 of the Herbert C. Hoover
Building) and on the Federal
eRulemaking Portal at
www.Regulations.gov. and the
Department’s Web site at https://
www.trade.gov/ia/.
Any questions concerning file
formatting, document conversion,
access on the Internet, or other
electronic filing issues should be
addressed to Andrew Lee Beller, Import
Administration Webmaster, at (202)
482–0866, e-mail address: webmastersupport@ita.doc.gov.
FOR FURTHER INFORMATION CONTACT:
William Isasi, Senior Attorney, Office of
the General Counsel, Office of Chief
Counsel for Import Administration, or
Myrna Lobo, International Trade
Compliance Analyst, Office 6, Import
Administration, U.S. Department of
Commerce, 1401 Constitution Ave.,
NW., Washington, DC 20230, 202–482–
4339 or 202–482–2371, respectively.
SUPPLEMENTARY INFORMATION:
Background
Section 782(b) of the Tariff Act of
1930, as amended, (‘‘the Act’’) requires
that any person providing information
to the Department during an AD/CVD
proceeding must certify to the accuracy
and completeness of such information.
19 U.S.C. 1677m(b). Department
regulations set forth the specific content
requirements for such certifications. 19
CFR 351.303(g). The current language of
the certification requirements does not
address certain important issues. For
example, the current language does not
require the certifying official to specify
the document or the proceeding for
which the certification is submitted, or
even the date on which the certification
is signed.
E:\FR\FM\10FER1.SGM
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Agencies
[Federal Register Volume 76, Number 28 (Thursday, February 10, 2011)]
[Rules and Regulations]
[Pages 7482-7491]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-2834]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 45, 110, 119, 121, 129, and 135
[Docket No. FAA-2009-0140; Amendment Nos. 45-27, 110-1, 119-14, 121-
353, 129-49, and 135-124]
RIN 2120-AJ45
Operations Specifications
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This amendment clarifies and standardizes the rules for
applications by foreign air carriers and foreign persons for part 129
operations specifications and establishes new standards for amendment,
suspension, and termination of those operations specifications. In
addition, the FAA has moved definitions currently contained in a
subpart to a separate part for clarity with no substantive changes to
the definitions. The amendment also applies to foreign persons
operating U.S.-registered aircraft in common carriage solely outside
the United States. This action is necessary to update the process for
issuing operations specifications and establishes a regulatory basis
for current practices, such as amending, terminating, or suspending
operations specifications.
DATES: Effective Date: These amendments become effective April 11,
2011.
Compliance Date: The compliance date for Sec. 129.9(a)(2) and
(b)(2) is February 10, 2012. Affected parties do not have to comply
with the information collection requirement in Sec. 129.7 until the
FAA publishes in the Federal Register the control number assigned by
the Office of Management and Budget (OMB) for this information
collection requirement. Publication of the control number notifies the
public that OMB has approved this information collection requirement
under the Paperwork Reduction Act of 1995. Compliance with all other
provisions of the final rule is required by April 11, 2011.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this final rule contact Darcy D. Reed, International Programs and
Policy Division, AFS-50, Flight Standards Service, Federal Aviation
Administration, 800 Independence Avenue, SW., Washington, DC 20591; e-
mail: Darcy.D.Reed@faa.gov; Telephone: 202-385-8078. For legal
questions concerning this final rule contact Lorna John, Office of the
Chief Counsel, Regulations Division, AGC-200, Federal Aviation
Administration, 800 Independence Avenue, SW., Washington, DC 20591; e-
mail: Lorna.John@faa.gov; Telephone: 202-267-3921.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is issued under the authority described in Title 49
of the United States Code, subtitle VII, part A, subpart III, section
44701(a)(5). Under that section, the Administrator is charged with
promoting safe flight of civil aircraft in air commerce by prescribing
regulations and minimum standards for practices, methods, and
procedures the Administrator finds necessary to ensure safety in air
commerce. Clarifying and standardizing the rules for application and
establishing new standards for amendment, suspension, and termination
of operations specifications issued to foreign air carriers operating
in the United States and to foreign air carriers or foreign persons
conducting common carriage operations with U.S.-registered aircraft
solely outside the United States enhances the FAA's oversight of U.S.-
registered aircraft and those foreign air carriers' operations within
the United States.
[[Page 7483]]
Background
A. Summary of the Notice of Proposed Rulemaking (NPRM)
On May 7, 2010, the FAA published an NPRM that proposed to amend
the regulations governing foreign air carrier operations within the
United States and the operations of U.S.-registered aircraft solely
outside the United States in common carriage (75 FR 25127).
Specifically, the FAA proposed to clarify and standardize the rules for
applications by foreign air carriers and foreign persons for operations
specifications issued under 14 CFR part 129 and establish new standards
for amendment, suspension, and termination of those operations
specifications. In addition, the FAA proposed moving definitions
currently contained in part 119 to a new part 110 for clarity with no
substantive changes to the definitions. The comment period closed on
August 5, 2010. As discussed below, the FAA received no adverse
comments on the NPRM; therefore, the changes to the regulations in the
final rule are the same as proposed in the NPRM, except for minor
editorial changes.
B. Summary of the Final Rule
This final rule clarifies and standardizes the rules for
applications for operations specifications issued under 14 CFR part 129
by foreign air carriers conducting operations within the United States
and foreign air carriers and foreign persons operating U.S.-registered
aircraft in common carriage solely outside the United States. The rule
also establishes new standards for amendment, suspension and
termination of those operations specifications. As described in the
NPRM, this final rule adds three new sections to subpart A, Sec.
129.5, Operations Specifications; Sec. 129.7, Application, issuance,
or denial of operations specifications; and Sec. 129.9 Contents of
operations specifications. It also amends Sec. 129.11 to specifically
address amendment, suspension, and termination of operations
specifications.
Section 129.5 describes which foreign air carriers or foreign
persons must hold FAA operations specifications and the effective
period of such operations specifications. Section 129.5 also requires
the foreign air carrier to keep each of its employees, and other
persons used in its operations, informed of the provisions of its FAA-
issued operations specifications that apply to that employee's or
person's duties and responsibilities. Section 129.5(b) includes and
revises provisions formerly contained in the introductory paragraph of
Sec. 129.11(a), removes the incorrect reference to ``Recommended
Practices,'' and adds a requirement for foreign air carriers to comply
with the Standards of Annex 8 to the Convention on International Civil
Aviation (the Chicago Convention).
Section 129.7 includes new provisions governing the application,
issuance, and denial of operations specifications. As discussed in the
NPRM, the new application process required removal of the outdated
requirements contained in part 129, appendix A.
Section 129.9 defines the content of operations specifications to
be issued to either a foreign air carrier conducting operations within
the United States, or a foreign air carrier or foreign person operating
U.S.-registered aircraft solely outside the United States in common
carriage.
Section 129.11 establishes requirements for amendments,
suspensions, and terminations of operations specifications. The
amendment process is consistent with the process for amending
operations specifications issued to domestic operators under part 119.
Under the new rule, an applicant may apply to the responsible Flight
Standards District Office (FSDO) for an amendment of its operations
specifications, or the Administrator may amend operations
specifications if the Administrator determines that safety in air
commerce and the public interest require the amendment. Following an
adverse decision, the applicant may submit a petition for
reconsideration to the Director, Flight Standards Service within 30
days after the date the foreign air carrier or foreign person receives
a notice of the decision. The filing of the petition for
reconsideration suspends the decision unless the Administrator
determines that an emergency exists requiring immediate action to
maintain safety in air commerce or air transportation. For suspension
and termination, the final rule establishes a process similar to that
used for amendments; however, the Administrator may conduct
consultations under relevant Air Services Agreements prior to
suspending or terminating an operations specification.
The final rule amends Sec. 129.13, the aircraft airworthiness and
registration certificate requirements, to include recognition of the
validity of certificates of airworthiness issued or validated by a
State of the Operator under Article 83bis of the Chicago Convention.
Currently Sec. 129.13 requires airworthiness certificates for foreign
air carriers to be issued or validated by the State of Registry and
does not recognize Article 83bis agreements with the State of the
Operator. The U.S. obligation to recognize those certificates is stated
in inspector handbook guidance. The amended provisions in Sec. 129.13
allow recognition of third-party transfers of airworthiness
certificates under Article 83bis agreements registered with the
International Civil Aviation Organization (ICAO).
Similarly, Sec. 129.15 provides for the recognition of the
validity of crew licenses (certificates) issued or validated by a State
of the Operator under agreements whereby the State of Registry of an
aircraft transfers certain oversight functions to the State of the
Operator of the aircraft in accordance with Article 83bis of the
Chicago Convention. Although this U.S. obligation is currently stated
in inspector handbook guidance, Sec. 129.15 provides a legal basis for
recognition of those crew licenses (certificates).
As discussed in the NPRM, the final rule amends Sec. 129.14 by
changing the FAA approval process for the minimum equipment list (MEL)
and maintenance programs of U.S.-registered aircraft used by foreign
air carriers and foreign persons in common carriage. Under the final
rule, the FAA will grant maintenance program and minimum equipment list
approval for U.S.-registered aircraft in FAA-issued operations
specifications, which is the practice FAA field offices currently
follow.
With the addition of Sec. Sec. 129.5, 129.7, 129.9, and the
amendments to Sec. Sec. 129.11 and 129.14, the FAA is clarifying the
applicability of part 129 to certain operations of U.S.-registered
aircraft operated solely outside the United States in common carriage
by a foreign person or foreign air carrier. Therefore, the FAA is
revising Sec. 129.1(b) to clarify that Sec. Sec. 129.5, 129.7, 129.9,
129.11, 129.14, 129.20, and 129.24 and subpart B apply to U.S.-
registered aircraft operated solely outside the United States in common
carriage by a foreign person or foreign air carrier.
As discussed in the NPRM, the FAA has transferred all of the
definitions in Sec. 119.3 to a new part 110. This change clarifies
that all of the definitions formerly located in Sec. 119.3 apply to
subchapter G, including part 129. Section 119.3 is redesignated as
Sec. 110.2, and all of the references in parts 45, 119, 121 and 135 of
subchapter G to the definitions formerly contained in Sec. 119.3 were
changed to Sec. 110.2. These changes to parts 110, 119, 121 and 135
are editorial in nature, and the FAA has made no substantive changes to
any of
[[Page 7484]]
the definitions transferred to the new part. Further, this editorial
change will have no impact on the applicability of the definitions
contained in 14 CFR part 1 to subchapter G, unless otherwise specified.
Additionally, the final rule eliminates the outdated reference to
the Civil Aeronautics Board (CAB) in 14 CFR Sec. 129.1(a)(1) because
the CAB no longer exists, and all economic authority is now granted by
the Department of Transportation (DOT).
The following table summarizes the changes to existing provisions
of parts 119 and 129, identifies new provisions, and references the
relevant ICAO standard implemented in the rule, if applicable.
------------------------------------------------------------------------
------------------------------------------------------------------------
Existing part 119 New part 110
------------------------------------------------------------------------
Definitions: Definitions applicable Definitions: The final rule removes
to part 129 are currently included definitions from subchapter G of
in part 119, subchapter G. Since part 119 and includes them in a
part 119 applies to certification new part 110.
requirements for part 135 and 121
operators, there is potential
confusion concerning whether
subchapter G applies to part 129.
------------------------------------------------------------------------
Existing part 129 Part 129 changes
------------------------------------------------------------------------
Ops Specs--Amendment, suspension or Ops Specs--Amendment, suspension or
termination: Current regulations termination: The final rule
do not provide for the amendment, provides a legal basis for the
suspension, or termination of amendment, suspension, and
Operations Specifications. termination of Operations
Information is currently in the Specifications.
Inspector Guidance.
Application process: The Application process: The final rule
application process and removes outdated portions of part
requirements are outdated and 129, appendix A and places general
impose an unnecessary burden on requirements in the new Sec.
the operator and the FAA, with no 129.7(a). Specific application
safety value (e.g., provide names, processes will be contained in
license type and class held by Inspector Guidance for easy
each flightcrew member to include updating. In addition, the final
en route training--certificate rule clarifies and standardizes
holders could employ numerous the rules for applications by
airmen and the required foreign air carriers and foreign
information could change persons for operations
frequently). specifications issued under 14 CFR
part 129.
Appeal process for foreign Appeal process for foreign
operators: There is no formal operators: The final rule provides
administrative process for a an administrative appeals process
foreign operator to appeal a allowing foreign operators and
decision to amend, suspend, or foreign persons to submit a
terminate its operations petition for reconsideration to
specifications. the Director, Flight Standards
Service, before seeking judicial
review under 49 U.S.C. 46110.
Chicago Convention: There is no Chicago Convention: The final rule
regulatory provision for the allows the FAA to recognize crew
recognition of Article 83bis of licenses and airworthiness
the Chicago Convention. However, certificates issued or validated
current FAA guidance contains this by a State of the Operator under
information. (Note: Article 83bis agreements whereby the State of
allows the transfer of certain Registry of an aircraft transfers
functions and duties from the certain oversight functions to the
State of Registry to the State of State of the Operator in
the Operator under an agreement accordance with Article 83bis of
between the States concerned.) the Chicago Convention.
------------------------------------------------------------------------
C. Summary of Comments
The FAA received one comment in response to the NPRM. The
commenter, Air Pacific Limited, had no objection to the proposal.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. According to the 1995
amendments to the Paperwork Reduction Act (5 CFR 1320.8(b)(2)(vi)), an
agency may not collect or sponsor the collection of information, nor
may it impose an information collection requirement unless it displays
a currently valid Office of Management and Budget (OMB) control number.
This final rule will impose new information collection requirements
as described below. As required by the Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)), the FAA has submitted these information collection
amendments to OMB for its review. Notice of OMB approval for this
information collection will be published in a future Federal Register
document.
Title: Part 129 Operations Specifications
Summary: This rule will clarify and standardize the rules for
applications by foreign air carriers and foreign persons for operations
specifications issued under 14 CFR part 129 and establish new standards
for amendment, suspension and termination of those operations
specifications. This final rule will also apply to foreign air carriers
and foreign persons operating U.S.-registered aircraft in common
carriage solely outside the United States. This action is necessary to
update the process for issuing operations specifications, and it will
establish a regulatory basis for current practices, such as amending,
terminating, and suspending operations specifications.
Public comments: The FAA did not receive any comments concerning
the proposed information collection requirements.
Use: This final rule supports the information needs of the FAA in
order to maintain an adequate level of safety oversight.
Respondents (including number of): The likely respondents to this
information requirement are potential new applicants for operations
specifications. The average number of respondents is approximately 25
each year.
Frequency: The FAA estimates five FSDOs will receive approximately
five applications each per year.
Annual Burden Estimate: This final rule opens a new information
collection requirement and as a result the FAA will begin recording an
annual recordkeeping and reporting burden as follows: 75 hours
annually. However, the FAA has streamlined the application process and
reduced the burden to less than it would have been in the absence of
the rule.
International Compatibility
Consistent with U.S. obligations under the Chicago Convention, it
is the FAA's policy to conform our regulations to ICAO standards to the
maximum extent practicable. The final rule will allow the FAA to carry
out its
[[Page 7485]]
obligations under the Chicago Convention by providing for the
recognition of the validity of certificates of airworthiness and crew
licenses issued or validated by a State of the Operator in accordance
with Article 83bis of the Chicago Convention. Additionally, the
provisions relating to the issuance of operations specifications are
consistent with the ICAO standard for issuing operations specifications
to operators conducting international air transportation.
The European Aviation Safety Agency (EASA) obtained competence from
the European Parliament to regulate third country operators of aircraft
engaged in commercial operations into, within, or out of the European
Community (EC) in 2008. Regulation (EC) No 216/2008 provides competence
to EASA to issue and renew authorizations for third country operators
and to amend, limit, suspend or revoke the relevant authorization. The
FAA will continue to coordinate with EASA on methods to streamline the
operations specifications process, as appropriate.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, the Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
Tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a final rule does not
warrant a full evaluation, this order permits that a statement to that
effect and the basis for it to be included in the preamble, if a full
regulatory evaluation of the cost and benefits is not prepared. Such a
determination has been made for this final rule. The reasoning for this
determination follows:
This final rule will not impose costs on domestic operators since
it only applies to foreign air carriers and foreign persons. The rule
removes outdated requirements in the application process, and therefore
may result in a reduction in costs for foreign air carriers or foreign
persons who will apply for operations specifications. By clarifying and
standardizing the operations specifications application process,
providing a regulatory basis for amendment, suspension and termination
of those operations specifications, and creating an administrative
appeals process, the rule may result in some benefits to foreign air
carriers and foreign persons. It will impose minimal costs on the FAA
because it will not significantly change the rules regarding the FAA's
obligation for safety oversight of foreign air carriers and foreign
persons under the Chicago Convention. Additionally, this rule
incorporates new provisions for the recognition of airworthiness
certificates and crewmember licenses under Article 83bis of the Chicago
Convention. In the NPRM, the FAA requested, but did not receive,
comments on the costs and benefits of the proposed changes. For these
reasons we conclude that this final rule will have minimal economic
impact.
FAA has, therefore, determined that this final rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the agency determines that it will, the agency must
prepare an initial regulatory flexibility analysis as described in the
RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
This rule clarifies and standardizes the rules for applications by
foreign air carriers and foreign persons for operations specifications
issued under 14 CFR part 129 and establishes new standards for
amendment, suspension, and termination of operations specifications.
The rule applies to foreign air carriers operating within the United
States and foreign persons operating U.S.-registered aircraft in common
carriage solely outside the United States. As the rule removes outdated
requirements in the application process, it may result in a reduction
in costs for foreign air carriers or foreign persons who will apply for
operations specifications. Furthermore, it creates an administrative
appeals process that may result in some benefits to foreign air
carriers and foreign persons. Domestic operators are not impacted by
this rule. This rule merely revises and clarifies the FAA operations
specifications application process; the expected outcome will not
increase cost to any United States small entity. Furthermore, there
were no comments regarding small business impacts. Therefore, as FAA
Administrator, I certify that this rule will not have a significant
economic impact on a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to
[[Page 7486]]
the foreign commerce of the United States, so long as the standard has
a legitimate domestic objective, such as the protection of safety, and
does not operate in a manner that excludes imports that meet this
objective. The statute also requires consideration of international
standards and, where appropriate, that they be the basis for U.S.
standards. The FAA has assessed the potential effect of this final rule
and determined that it may provide minimal cost savings to
international entities and thus has a neutral trade impact.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and Tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $143.1 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. The FAA has determined
that this action will not have a substantial direct effect on the
States, or the relationship between the Federal Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, does not have federalism
implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312d and involves no extraordinary
circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order and it is not
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/ or
3. Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the amendment or docket number of this rulemaking.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. If you are a small entity and you have a question
regarding this document, you may contact your local FAA official, or
the person listed under the FOR FURTHER INFORMATION CONTACT heading at
the beginning of the preamble. You can find out more about SBREFA on
the Internet at https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects
14 CFR Part 45
Aircraft, Exports, Signs and symbols.
14 CFR Part 110
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 119
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Alcohol abuse, Aviation safety,
Charter flight, Drug abuse, Drug testing, Reporting and recordkeeping
requirements, Safety, Transportation.
14 CFR Part 129
Air carriers, Aircraft, Aviation safety, Reporting and
recordkeeping requirements, Security measures, Smoking.
14 CFR Part 135
Air taxis, Aircraft, Airmen, Alcohol abuse, Aviation safety, Drug
abuse, Drug testing, Reporting and recordkeeping requirements.
The Amendments
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations as follows:
PART 45--IDENTIFICATION AND REGISTRATION MARKING
0
1. The authority citation for part 45 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40103, 44109, 40113-40114, 44101-
44105, 44107-44108, 44110-44111, 44504, 44701, 44708-44709, 44711-
44713, 44725, 45302-45303, 46104, 46304, 46306, 47122.
Sec. 45.11 [Amended]
0
2. Amend Sec. 45.11(g)(1)(ii) and (g)(3) by removing the citation
``Sec. 119.3'' and adding the citation ``Sec. 110.2'' in its place.
0
3. Add part 110 to read as follows:
PART 110--GENERAL REQUIREMENTS
Sec.
110.1 Applicability.
110.2 Definitions.
Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 40113,
44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904, 44906,
44912, 44914, 44936, 44938, 46103, 46105.
Sec. 110.1 Applicability.
This part governs all operations conducted under subchapter G of
this chapter.
Sec. 110.2 Definitions
For the purpose of this subchapter, the term--
All-cargo operation means any operation for compensation or hire
that
[[Page 7487]]
is other than a passenger-carrying operation or, if passengers are
carried, they are only those specified in Sec. 121.583(a) or Sec.
135.85 of this chapter.
Certificate-holding district office means the Flight Standards
District Office that has responsibility for administering the
certificate and is charged with the overall inspection of the
certificate holder's operations.
Commercial air tour means a flight conducted for compensation or
hire in an airplane or helicopter where a purpose of the flight is
sightseeing. The FAA may consider the following factors in determining
whether a flight is a commercial air tour:
(1) Whether there was a holding out to the public of willingness to
conduct a sightseeing flight for compensation or hire;
(2) Whether the person offering the flight provided a narrative
that referred to areas or points of interest on the surface below the
route of the flight;
(3) The area of operation;
(4) How often the person offering the flight conducts such flights;
(5) The route of flight;
(6) The inclusion of sightseeing flights as part of any travel
arrangement package;
(7) Whether the flight in question would have been canceled based
on poor visibility of the surface below the route of the flight; and
(8) Any other factors that the FAA considers appropriate.
Commuter operation means any scheduled operation conducted by any
person operating one of the following types of aircraft with a
frequency of operations of at least five round trips per week on at
least one route between two or more points according to the published
flight schedules:
(1) Airplanes, other than turbojet-powered airplanes, having a
maximum passenger-seat configuration of 9 seats or less, excluding each
crewmember seat, and a maximum payload capacity of 7,500 pounds or
less; or
(2) Rotorcraft.
Direct air carrier means a person who provides or offers to provide
air transportation and who has control over the operational functions
performed in providing that transportation.
DOD commercial air carrier evaluator means a qualified Air Mobility
Command, Survey and Analysis Office cockpit evaluator performing the
duties specified in Public Law 99-661 when the evaluator is flying on
an air carrier that is contracted or pursuing a contract with the U.S.
Department of Defense (DOD).
Domestic operation means any scheduled operation conducted by any
person operating any airplane described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat configuration of more than 9
passenger seats, excluding each crewmember seat; or
(iii) Airplanes having a payload capacity of more than 7,500
pounds.
(2) Locations:
(i) Between any points within the 48 contiguous States of the
United States or the District of Columbia; or
(ii) Operations solely within the 48 contiguous States of the
United States or the District of Columbia; or
(iii) Operations entirely within any State, territory, or
possession of the United States; or
(iv) When specifically authorized by the Administrator, operations
between any point within the 48 contiguous States of the United States
or the District of Columbia and any specifically authorized point
located outside the 48 contiguous States of the United States or the
District of Columbia.
Empty weight means the weight of the airframe, engines, propellers,
rotors, and fixed equipment. Empty weight excludes the weight of the
crew and payload, but includes the weight of all fixed ballast,
unusable fuel supply, undrainable oil, total quantity of engine
coolant, and total quantity of hydraulic fluid.
Flag operation means any scheduled operation conducted by any
person operating any airplane described in paragraph (1) of this
definition at the locations described in paragraph (2) of this
definition:
(1) Airplanes:
(i) Turbojet-powered airplanes;
(ii) Airplanes having a passenger-seat configuration of more than 9
passenger seats, excluding each crewmember seat; or
(iii) Airplanes having a payload capacity of more than 7,500
pounds.
(2) Locations:
(i) Between any point within the State of Alaska or the State of
Hawaii or any territory or possession of the United States and any
point outside the State of Alaska or the State of Hawaii or any
territory or possession of the United States, respectively; or
(ii) Between any point within the 48 contiguous States of the
United States or the District of Columbia and any point outside the 48
contiguous States of the United States and the District of Columbia.
(iii) Between any point outside the U.S. and another point outside
the U.S.
Justifiable aircraft equipment means any equipment necessary for
the operation of the aircraft. It does not include equipment or ballast
specifically installed, permanently or otherwise, for the purpose of
altering the empty weight of an aircraft to meet the maximum payload
capacity.
Kind of operation means one of the various operations a certificate
holder is authorized to conduct, as specified in its operations
specifications, i.e., domestic, flag, supplemental, commuter, or on-
demand operations.
Maximum payload capacity means:
(1) For an aircraft for which a maximum zero fuel weight is
prescribed in FAA technical specifications, the maximum zero fuel
weight, less empty weight, less all justifiable aircraft equipment, and
less the operating load (consisting of minimum flightcrew, foods and
beverages, and supplies and equipment related to foods and beverages,
but not including disposable fuel or oil).
(2) For all other aircraft, the maximum certificated takeoff weight
of an aircraft, less the empty weight, less all justifiable aircraft
equipment, and less the operating load (consisting of minimum fuel
load, oil, and flightcrew). The allowance for the weight of the crew,
oil, and fuel is as follows:
(i) Crew--for each crewmember required by the Federal Aviation
Regulations--
(A) For male flightcrew members--180 pounds.
(B) For female flightcrew members--140 pounds.
(C) For male flight attendants--180 pounds.
(D) For female flight attendants--130 pounds.
(E) For flight attendants not identified by gender--140 pounds.
(ii) Oil--350 pounds or the oil capacity as specified on the Type
Certificate Data Sheet.
(iii) Fuel--the minimum weight of fuel required by the applicable
Federal Aviation Regulations for a flight between domestic points 174
nautical miles apart under VFR weather conditions that does not involve
extended overwater operations.
Maximum zero fuel weight means the maximum permissible weight of an
aircraft with no disposable fuel or oil. The zero fuel weight figure
may be found in either the aircraft type certificate data sheet, the
approved Aircraft Flight Manual, or both.
Noncommon carriage means an aircraft operation for compensation or
hire that does not involve a holding out to others.
[[Page 7488]]
On-demand operation means any operation for compensation or hire
that is one of the following:
(1) Passenger-carrying operations conducted as a public charter
under part 380 of this chapter or any operations in which the departure
time, departure location, and arrival location are specifically
negotiated with the customer or the customer's representative that are
any of the following types of operations:
(i) Common carriage operations conducted with airplanes, including
turbojet-powered airplanes, having a passenger-seat configuration of 30
seats or fewer, excluding each crewmember seat, and a payload capacity
of 7,500 pounds or less, except that operations using a specific
airplane that is also used in domestic or flag operations and that is
so listed in the operations specifications as required by Sec.
119.49(a)(4) of this chapter for those operations are considered
supplemental operations;
(ii) Noncommon or private carriage operations conducted with
airplanes having a passenger-seat configuration of less than 20 seats,
excluding each crewmember seat, and a payload capacity of less than
6,000 pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying operations conducted with one of
the following types of aircraft with a frequency of operations of less
than five round trips per week on at least one route between two or
more points according to the published flight schedules:
(i) Airplanes, other than turbojet powered airplanes, having a
maximum passenger-seat configuration of 9 seats or less, excluding each
crewmember seat, and a maximum payload capacity of 7,500 pounds or
less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted with airplanes having a payload
capacity of 7,500 pounds or less, or with rotorcraft.
Passenger-carrying operation means any aircraft operation carrying
any person, unless the only persons on the aircraft are those
identified in Sec. Sec. 121.583(a) or 135.85 of this chapter, as
applicable. An aircraft used in a passenger-carrying operation may also
carry cargo or mail in addition to passengers.
Principal base of operations means the primary operating location
of a certificate holder as established by the certificate holder.
Provisional airport means an airport approved by the Administrator
for use by a certificate holder for the purpose of providing service to
a community when the regular airport used by the certificate holder is
not available.
Regular airport means an airport used by a certificate holder in
scheduled operations and listed in its operations specifications.
Scheduled operation means any common carriage passenger-carrying
operation for compensation or hire conducted by an air carrier or
commercial operator for which the certificate holder or its
representative offers in advance the departure location, departure
time, and arrival location. It does not include any passenger-carrying
operation that is conducted as a public charter operation under part
380 of this chapter.
Supplemental operation means any common carriage operation for
compensation or hire conducted with any airplane described in paragraph
(1) of this definition that is a type of operation described in
paragraph (2) of this definition:
(1) Airplanes:
(i) Airplanes having a passenger-seat configuration of more than 30
seats, excluding each crewmember seat;
(ii) Airplanes having a payload capacity of more than 7,500 pounds;
or
(iii) Each propeller-powered airplane having a passenger-seat
configuration of more than 9 seats and less than 31 seats, excluding
each crewmember seat, that is also used in domestic or flag operations
and that is so listed in the operations specifications as required by
Sec. 119.49(a)(4) of this chapter for those operations; or
(iv) Each turbojet powered airplane having a passenger seat
configuration of 1 or more and less than 31 seats, excluding each
crewmember seat, that is also used in domestic or flag operations and
that is so listed in the operations specifications as required by Sec.
119.49(a)(4) of this chapter for those operations.
(2) Types of operation:
(i) Operations for which the departure time, departure location,
and arrival location are specifically negotiated with the customer or
the customer's representative;
(ii) All-cargo operations; or
(iii) Passenger-carrying public charter operations conducted under
part 380 of this chapter.
Wet lease means any leasing arrangement whereby a person agrees to
provide an entire aircraft and at least one crewmember. A wet lease
does not include a code-sharing arrangement.
When common carriage is not involved or operations not involving
common carriage means any of the following:
(1) Noncommon carriage.
(2) Operations in which persons or cargo are transported without
compensation or hire.
(3) Operations not involving the transportation of persons or
cargo.
(4) Private carriage.
Years in service means the calendar time elapsed since an aircraft
was issued its first U.S. or first foreign airworthiness certificate.
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
0
4. The authority citation for part 119 continues to read as follows:
Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 40113,
44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904, 44906,
44912, 44914, 44936, 44938, 46103, 46105.
Sec. 119.3 [Removed and reserved]
0
5. Remove and reserve Sec. 119.3.
Sec. 119.51 [Amended]
0
6. Amend Sec. 119.51(c)(1)(i) by removing the citation ``Sec. 119.3''
and adding the citation ``Sec. 110.2'' in its place.
Sec. 119.53 [Amended]
0
7. Amend Sec. 119.53(e) by removing the citation ``Sec. 119.3'' and
adding the citation ``Sec. 110.2'' in its place.
PART 121--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
0
8. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40103, 40113, 40119, 41706, 44101,
44701, 44702, 44705, 44709, 44710, 44711, 44713, 44716, 44717,
44722, 46105.
Sec. 121.313 [Amended]
0
9. Amend Sec. 121.313(k) by removing the citation ``Sec. 119.3'' and
adding the citation ``Sec. 110.2'' in its place.
Sec. 121.582 [Amended]
0
10. Amend Sec. 121.582 by removing the citation ``Sec. 119.3'' and
adding the citation ``Sec. 110.2'' in its place.
PART 129--OPERATIONS: FOREIGN AIR CARRIERS AND FOREIGN OPERATORS OF
U.S.-REGISTERED AIRCRAFT ENGAGED IN COMMON CARRIAGE
0
11. The authority citation for part 129 continues to read as follows:
Authority: 49 U.S.C. 1372, 40113, 40119, 44101, 44701-44702,
44705, 44709-44711, 44713, 44716-44717, 44722, 44901-44904, 44906,
44912, 46105, Pub. L. 107-71 sec. 104.
[[Page 7489]]
0
12. Amend Sec. 129.1 by revising paragraphs (a)(1), (a)(2), and (b) to
read as follows:
Sec. 129.1 Applicability and definitions.
(a) * * *
(1) A permit issued by the U.S. Department of Transportation under
49 U.S.C. 41301 through 41306, or
(2) Other appropriate economic or exemption authority issued by the
U.S. Department of Transportation.
(b) Operations of U.S.-registered aircraft solely outside the
United States. In addition to the operations specified under paragraph
(a) of this section, Sec. Sec. 129.5, 129.7, 129.9, 129.11, 129.14,
129.20 and 129.24, and subpart B of this part also apply to operations
of U.S.-registered aircraft operated solely outside the United States
in common carriage by a foreign person or foreign air carrier.
* * * * *
0
13. Add Sec. 129.5 to read as follows:
Sec. 129.5 Operations specifications.
(a) Each foreign air carrier conducting operations within the
United States, and each foreign air carrier or foreign person operating
U.S.-registered aircraft solely outside the United States in common
carriage must conduct its operations in accordance with operations
specifications issued by the Administrator under this part.
(b) Each foreign air carrier conducting operations within the
United States must conduct its operations in accordance with the
Standards contained in Annex 1 (Personnel Licensing), Annex 6
(Operation of Aircraft), Part I (International Commercial Air
Transport--Aeroplanes) or Part III (International Operations--
Helicopters), as appropriate, and in Annex 8 (Airworthiness of
Aircraft) to the Convention on International Civil Aviation.
(c) No foreign air carrier may operate to or from locations within
the United States without, or in violation of, appropriate operations
specifications.
(d) No foreign air carrier or foreign person shall operate U.S.-
registered aircraft solely outside the United States in common carriage
without, or in violation of, appropriate operations specifications.
(e) Each foreign air carrier must keep each of its employees and
other persons used in its operations informed of the provisions of its
operations specifications that apply to that employee's or person's
duties and responsibilities.
(f) Operations specifications issued under this part are effective
until--
(1) The foreign air carrier or foreign person surrenders them to
the FAA;
(2) The Administrator suspends or terminates the operations
specifications; or
(3) The operations specifications are amended as provided in Sec.
129.11.
(g) Within 30 days after a foreign air carrier or foreign person
terminates operations under part 129 of this subchapter, the operations
specifications must be surrendered by the foreign air carrier or
foreign person to the responsible Flight Standards District Office.
(h) No person operating under this part may operate or list on its
operations specifications any airplane listed on operations
specifications issued under part 125 of this chapter.
0
14. Add Sec. 129.7 to read as follows:
Sec. 129.7 Application, issuance, or denial of operations
specifications.
(a) A foreign air carrier or foreign person applying to the FAA for
operations specifications under this part must submit an application--
(1) In a form and manner prescribed by the Administrator; and
(2) At least 90 days before the intended date of operation.
(b) An authorized officer or employee of the applicant, having
knowledge of the matters stated in the application, must sign the
application and certify in writing that the statements in the
application are true. The application must include two copies of the
appropriate written authority issued to that officer or employee by the
applicant.
(c) A foreign applicant may be issued operations specifications, if
after review, the Administrator finds the applicant--
(1) Meets the applicable requirements of this part;
(2) Holds the economic or exemption authority required by the
Department of Transportation, applicable to the operations to be
conducted;
(3) Complies with the applicable security requirements of 49 CFR
chapter XII;
(4) Is properly and adequately equipped to conduct the operations
described in the operations specifications; and
(5) Holds a valid air operator certificate issued by the State of
the Operator.
(d) An application may be denied if the Administrator finds that
the applicant is not properly or adequately equipped to conduct the
operations to be described in the operations specifications.
0
15. Add Sec. 129.9 to read as follows:
Sec. 129.9 Contents of operations specifications.
(a) The contents of operations specifications issued to a foreign
air carrier conducting operations within the United States under Sec.
129.1(a) shall include:
(1) The specific location and mailing address of the applicant's
principal place of business in the State of the Operator and, if
different, the address that will serve as the primary point of contact
for correspondence between the FAA and the foreign air carrier;
(2) Within 1 year after February 10, 2012, the designation of an
agent for service within the United States, including the agent's full
name and office address or usual place of residence;
(3) The certificate number and validity of the foreign air
carrier's Air Operator Certificate issued by the State of the Operator;
(4) Each regular and alternate airport to be used in scheduled
operations;
(5) The type of aircraft and registration markings of each
aircraft;
(6) The approved maintenance program and minimum equipment list for
United States registered aircraft authorized for use; and
(7) Any other item the Administrator determines is necessary.
(b) The contents of operations specifications issued to a foreign
air carrier or foreign person operating U.S.-registered aircraft solely
outside the United States in common carriage in accordance with Sec.
129.1(b) shall include--
(1) The specific location and mailing address of the principal
place of business in the State of the Operator and, if different, the
address that will serve as the primary point of contact for
correspondence between the FAA and the foreign air carrier or foreign
person;
(2) Within 1 year after February 10, 2012, the designation of an
agent for service within the United States, including the agent's full
name and office address or usual place of residence;
(3) In the case of a foreign air carrier, the certificate number
and validity of the foreign air carrier's Air Operator Certificate
issued by the State of the Operator;
(4) Any other business names under which the foreign air carrier or
foreign person may operate;
(5) The type, registration markings, and serial number of each
United States registered aircraft authorized for use;
(6) The approved maintenance program and minimum equipment list for
United States registered aircraft authorized for use; and
[[Page 7490]]
(7) Any other item the Administrator determines is necessary.
0
16. Revise Sec. 129.11 to read as follows:
Sec. 129.11 Amendment, suspension and termination of operations
specifications.
(a) The Administrator may amend any operations specifications
issued under this part if--
(1) The Administrator determines that safety in air commerce and
the public interest require the amendment; or
(2) The foreign air carrier or foreign person applies for an
amendment, and the Administrator determines that safety in air commerce
and the public interest allows the amendment.
(b) The Administrator may suspend or terminate any operations
specifications issued under this part if the Administrator determines
that safety in air commerce and the public interest require the
suspension or termination;
(c) Except as provided in paragraphs (f) and (g) of this section,
when the Administrator initiates an action to amend, suspend or
terminate a foreign air carrier or foreign person's operations
specifications, the following procedure applies:
(1) The responsible Flight Standards District Office notifies the
foreign air carrier or foreign person in writing of the proposed
amendment, suspension or termination.
(2) The responsible Flight Standards District Office sets a
reasonable period (but not less than 7 days) within which the foreign
air carrier or foreign person may submit written information, views,
and arguments on the amendment, suspension or termination.
(3) After considering all material presented, the responsible
Flight Standards District Office notifies the foreign air carrier or
foreign person of--
(i) The adoption of the proposed amendment, suspension or
termination;
(ii) The partial adoption of the proposed amendment, suspension or
termination; or
(iii) The withdrawal of the proposed amendment, suspension or
termination.
(4) If the responsible Flight Standards District Office issues an
action to amend, suspend or terminate the operations specifications, it
becomes effective not less than 30 days after the foreign air carrier
or foreign person receives notice of it unless--
(i) The responsible Flight Standards District Office finds under
paragraph (g) of this section that there is an emergency requiring
immediate action with respect to safety in air commerce; or
(ii) The foreign air carrier or foreign person petitions for
reconsideration of the amendment, suspension or termination under
paragraph (e) of this section.
(d) When the foreign air carrier or foreign person applies for an
amendment to its operations specifications, the following procedure
applies:
(1) The foreign air carrier or foreign person must file an
application to amend its operations specifications--
(i) At least 90 days before the date proposed by the applicant for
the amendment to become effective in cases of mergers; acquisitions of
airline operational assets that require an additional showing to
Department of Transportation for economic authority; major changes in
the type of operation; and resumption of operations following a
suspension of operations as a result of bankruptcy actions, unless a
shorter time is approved by the Administrator.
(ii) At least 30 days before the date proposed by the applicant for
the amendment to become effective in all other cases.
(2) The application must be submitted to the responsible Flight
Standards District Office in a form and manner prescribed by the
Administrator.
(3) After considering all material presented, the responsible
Flight Standards District Office notifies the foreign air carrier or
foreign person of--
(i) The adoption of the applied for amendment;
(ii) The partial adoption of the applied for amendment; or
(iii) The denial of the applied for amendment.
(4) If the responsible Flight Standards District Office approves
the amendment, following coordination with the foreign air carrier or
foreign person regarding its implementation, the amendment is effective
on the date the responsible Flight Standards District Office approves
it.
(e) The foreign air carrier or foreign person may petition for
reconsideration of a full or partial adoption of an amendment, a denial
of an amendment or a suspension or termination of operations
specifications.
(f) When a foreign air carrier or foreign person seeks
reconsideration of a decision from the responsible Flight Standards
District Office concerning the amendment, suspension or termination of
operations specifications, the following procedure applies:
(1) The foreign air carrier or foreign person must petition for
reconsideration of that decision within 30 days after the date that the
foreign air carrier or foreign person receives a notice of the
decision.
(2) The foreign air carrier or foreign person must address its
petition to the Director, Flight Standards Service.
(3) A petition for reconsideration, if filed within the 30-day
period, suspends the effectiveness of any amendment, suspension or
termination issued by the responsible Flight Standards District Office
unless the responsible Flight Standards District Office has found,
under paragraph (g) of this section, that an emergency exists requiring
immediate action with respect to safety in air transportation or air
commerce.
(g) If the responsible Flight Standards District Office finds that
an emergency exists requiring immediate action with respect to safety
in air commerce or air transportation that makes the procedures set out
in this section impracticable or contrary to the public interest, that
office may make the amendment, suspension or termination effective on
the day the foreign air carrier or foreign person receives notice of
it. In the notice to the foreign air carrier or foreign person, the
responsible Flight Standards District Office will articulate the
reasons for its finding that an emergency exists requiring immediate
action with respect to safety in air transportation or air commerce or
that makes it impracticable or contrary to the public interest to stay
the effectiveness of the amendment, suspension or termination.
0
17. Amend Sec. 129.13 by revising paragraph (a) to read as follows:
Sec. 129.13 Airworthiness and registration certificates.
(a) No foreign air carrier may operate any aircraft within the
United States unless that aircraft carries a current registration
certificate and displays the nationality and registration markings of
the State of Registry, and an airworthiness certificate issued or
validated by:
(1) The State of Registry; or
(2) The State of the Operator, provided that the State of the
Operator and the State of Registry have entered into an agreement under
Article 83bis of the Convention on International Civil Aviation that
covers the aircraft.
* * * * *
0
18. Amend Sec. 129.14 by revising paragraphs (a), (b)(4), and (b)(7)
to read as follows:
Sec. 129.14 Maintenance program and minimum equipment list
requirements for U.S.-registered aircraft.
(a) Each foreign air carrier and each foreign person operating a
U.S.-registered aircraft within or outside the United States in common
carriage must ensure that each aircraft is maintained
[[Page 7491]]
in accordance with a program approved by the Administrator in the
operations specifications.
(b) * * *
(4) The FAA operations specification permitting the operator to use
an approved minimum equipment list is carried aboard the aircraft. An
approved minimum equipment list, as authorized by the operations
specifications, constitutes an approved change to the type design
without requiring recertification.
* * * * *
(7) The aircraft is operated under all applicable conditions and
limitations contained in the minimum equipment list and the operations
specification authorizing the use of the list.
0
19. Revise Sec. 129.15 to read as follows:
Sec. 129.15 Flightcrew member certificates.
Each person acting as a flightcrew member must hold a certificate
or license that shows the person's ability to perform duties in
connection with the operation of the aircraft. The certificate or
license must have been issued or rendered valid by:
(a) The State in which the aircraft is registered; or
(b) The State of the Operator, provided that the State of the
Operator and the State of Registry have entered into an agreement under
Article 83bis of the Convention on International Civil Aviation that
covers the aircraft.
Appendix A to Part 129 [Removed and Reserved]
0
20. Remove and reserve appendix A to part 129.
PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON DEMAND OPERATIONS
AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
0
21. The authority citation for part 135 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 41706, 44701, 44702, 44705,
44709, 44711, 44713, 44715, 44717, 44722, 46105.
Sec. 135.127 [Amended]
0
22. Amend Sec. 135.127 in paragraphs (b)(1)(iii) and (b)(2)
introductory text by removing the citation ``Sec. 119.3'' and adding
the citation ``Sec. 110.2'' in its place.
Issued in Washington, DC, on January 31, 2011.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2011-2834 Filed 2-9-11; 8:45 am]
BILLING CODE 4910-13-P