Endangered and Threatened Species; 12-Month Finding on a Petition To Delist Coho Salmon South of San Francisco Bay, 6383-6394 [2011-2537]
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substantive change from current
practice.
Although a question might be raised
as to whether amending the regulation
as proposed could be seen to be
encouraging recipients to seek out feegenerating cases, LSC notes that the
current understanding and practice is
generally that the restriction does not
apply to public non-LSC funds, and LSC
is not aware that recipients are using
such funds in any significant measure to
undertake fee-generating cases that
would otherwise be taken by the private
bar. Thus, it seems unlikely that a
clarification of the regulation, which
would bring it into accord with the LSC
Act, prior regulatory language and the
current practice, would appear to
encourage or increase the incidence of
recipients’ taking fee-generating cases.
Moreover, recipients are subject to the
priorities rule (45 CFR part 1620) which
requires recipients to provide legal
assistance (regardless of the source of
funds used for such legal assistance)
only in accordance with adopted
priorities and the types of cases that the
fee-generating case restriction would
prohibit are generally not within any
recipient’s priorities.
It has been suggested that the
proposed amendment may result in a
regulation that is more complex in
administration, in that if the restriction
is applied only to LSC and private nonLSC funds, and a recipient takes feegenerating cases with available public
non-LSC funds (without otherwise
meeting the criteria and procedural
requirements of the regulation) the
recipient will have to keep sufficient
records to demonstrate the segregated
and proper use of the funds. However,
this is true for all of the LSC Act-only
restrictions and tracking and
documentation of proper uses of various
sources of funds has not, to date, proven
to be an insurmountable barrier to
effective administration or oversight.
Moreover, the flexibility afforded to
recipients may be argued to outweigh
any complexity in recordkeeping
occasioned by the application of the
restriction to the source of funds rather
than as an entity restriction. Finally, to
the extent that current practice has been
to enforce the regulation as an LSC
funds, rather than an entity, restriction,
LSC anticipates no more complex
administration of the regulation than
has been the case. If anything, having
the plain language of the regulation
accord with the Act and part 1610, as
well as reflect the current understanding
of the scope of the rule will clarify and
simplify administration of the
regulation for both LSC and recipients.
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In light of the above, LSC proposes to
amend § 1609.3(a) to clarify that a
recipient may not use Corporation funds
to provide legal assistance in a feegenerating case (unless one of the
exceptions apply). As 45 CFR 1610.4 is
not proposed to be amended, that
provision will continue to subject a
recipient’s private funds to the feegenerating case restrictions in Part 1609.
List of Subjects in 45 CFR Part 1609
Grant programs—law, Legal services.
For reasons set forth above, and under
the authority of 42 U.S.C. 2996g(e), LSC
proposes to amend 45 CFR part 1609 as
follows:
PART 1609—FEE-GENERATING
CASES
1. The authority citation for part 1609
continues to read as follows:
Authority: 42 U.S.C. 2996f(b)(1); 42 U.S.C.
2996e(c)(1).
2. Section 1609.3 is amended by
revising paragraph (a) introductory text
to read as follows:
§ 1609.3
General requirements.
(a) Except as provided in paragraph
(b) of this section, a recipient may not
use Corporation funds to provide legal
assistance in a fee-generating case
unless:
*
*
*
*
*
Mattie Cohan,
Senior Assistant General Counsel.
[FR Doc. 2011–2488 Filed 2–3–11; 8:45 am]
BILLING CODE P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 224
[Docket No. 100323162–0595–02]
RIN 0648–XV30
Endangered and Threatened Species;
12-Month Finding on a Petition To
Delist Coho Salmon South of San
Francisco Bay
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; 12-month
petition finding; request for comments.
AGENCY:
We, the National Marine
Fisheries Service (NMFS), are issuing a
12-month finding on a petition to delist
coho salmon (Oncorhynchus kisutch) in
SUMMARY:
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coastal counties south of the ocean
entrance to San Francisco Bay,
California from the Federal List of
Endangered and Threatened Wildlife
under the Endangered Species Act
(ESA) of 1973, as amended. Coho
salmon populations in this region are
currently listed under the ESA as part
of the endangered Central California
Coast (CCC) Evolutionarily Significant
Unit (ESU). The petition was accepted
on April 2, 2010, triggering a formal
review of the petition and a status
review of the listed ESU. A biological
review team (BRT) was convened to
assist in reviewing the petition and the
status of the species. Based upon our
review of the petitioned action and the
status of the species, we conclude that
the petitioned action is not warranted
and that coho salmon populations south
of San Francisco Bay are part of the
endangered CCC coho salmon ESU. We
further conclude that the southern
boundary of the CCC coho ESU should
be extended southward from its current
boundary at the San Lorenzo River to
include Soquel and Aptos Creeks in
Santa Cruz County, California, and are
proposing this change in the ESU
boundary. As a result of this proposal,
we are also soliciting comments and any
relevant scientific and commercial data
concerning the proposed range
extension.
DATES: Written comments, data and
information relevant to the proposed
range extension must be received no
later than 5 p.m. local time on April 5,
2011.
ADDRESSES: You may submit comments
on the proposed range extension,
identified by the RIN 0648–XV30, by
any of the following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal http//
www.regulations.gov. Follow the
instructions for submitting comments.
• Facsimile (fax): 562–980–4027,
Attn: Craig Wingert.
• Mail: Submit written comments to
the Assistant Regional Administrator,
Protected Resources Division, Attn:
Craig Wingert, Southwest Region,
National Marine Fisheries Service, 501
W. Ocean Blvd., Suite 5200, Long
Beach, CA 90802–4213.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.regulations.gov without change.
All personal identifying information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
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protected information. We will accept
anonymous comments (if you wish to
remain anonymous enter N/A in the
required fields). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
A copy of the petition and related
documents, our 90-day finding, the BRT
report, and other relevant information
may be obtained by submitting a request
to the Assistant Regional Administrator,
Protected Resources Division, Attn:
Craig Wingert, Southwest Region,
National Marine Fisheries Service, 501
W. Ocean Blvd., Suite 5200, Long
Beach, CA 90802–4213 or from the
internet at https://swr.nmfs.noaa.gov/.
FOR FURTHER INFORMATION CONTACT:
Craig Wingert, NMFS, Southwest
Region, (562) 980–4021; or Dwayne
Meadows, NMFS, Office of Protected
Resources, Silver Spring, MD, (301)
713–1401.
SUPPLEMENTARY INFORMATION:
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Background
The Central California Coast (CCC)
coho salmon Evolutionarily Significant
Unit (ESU) was listed as a threatened
species on October 31, 1996 (61 FR
56138), and subsequently reclassified as
an endangered species on June 28, 2005
(70 FR 37160). Coho salmon in coastal
streams of Santa Cruz and San Mateo
counties south of the entrance to San
Francisco Bay were found to be part on
this ESU at the time of its original
listing and subsequent reclassification.
For more information on the status,
biology, and habitat of this coho salmon
ESU, see ‘‘Endangered and Threatened
Species: Final Listing Determinations
for 16 ESUs of West Coast Salmonids
and Final 4(d) Protective Regulations for
Threatened Salmonid ESUs; Final Rule’’
(70 FR 37160; June 28, 2005) and ‘‘Final
Rule Endangered and Threatened
Species; Threatened Status for Central
California Coast Coho Salmon
Evolutionarily Significant Unit (ESU)’’
(61 FR 56138; October 31, 1996).
On November 25, 2003, we received
a petition from Mr. Homer T. McCrary
(Petitioner), a Santa Cruz County
forestland owner, to redefine the
southern extent of the CCC coho salmon
ESU by excluding coastal populations of
coho salmon south of the entrance to
San Francisco Bay, California. An
addendum to the petition was received
on February 9, 2004, providing
additional information to clarify the
original petition and respond to new
information regarding museum
specimens of coho salmon from four
coastal streams south of San Francisco
Bay.
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The ESA authorizes an interested
person to petition for the listing or
delisting of a species, subspecies, or
Distinct Population Segment (DPS) (16
U.S.C. 1533(b)(3)(A). Our ESU policy
(November 20, 1991; 56 FR 58612)
defines a valid ESU as a DPS under the
ESA. The ESA implementing
regulations contain the factors to
consider for delisting a species (50 CFR
424.11(d)). A species may be delisted
only after a review of the best scientific
and commercial data substantiates that
it is neither endangered nor threatened
for one or more of the following reasons:
(1) The species is extinct or has been
extirpated from its previous range; (2)
the species has recovered and is no
longer endangered or threatened; or (3)
investigations show the best scientific or
commercial data available when the
species was listed, or the interpretation
of such data, were in error. The factors,
singly or in combination, considered in
making a delisting determination are: (1)
The present or threatened destruction,
modification, or curtailment of a
species’ habitat or range; (2)
overutilization for commercial,
recreational, scientific, or educational
purposes; (3) disease or predation; (4)
the inadequacy of existing regulatory
mechanisms; or (5) other natural or
manmade factors affecting a species’
continued existence.
Section 4(b)(3)(A) of the ESA requires
that, to the maximum extent practicable,
within 90 days after receiving a petition,
the Secretary shall make a finding
whether the petition presents
substantial scientific information
indicating that the petitioned action
may be warranted (90-day finding). Our
ESA implementing regulations define
‘‘substantial information’’ as the amount
of information that would lead a
reasonable person to believe that the
measure proposed in the petition may
be warranted (50 CFR 424.14(b)(1)). If a
positive 90-day finding is made, then
we must conduct a status review of the
species concerned and publish a finding
indicating whether the petitioned action
is or is not warranted (12-month
finding) (50 CFR 424.14(b)(3)).
On March 23, 2006, we published a
90-day finding (71 FR 14683) stating
that the petition submitted by petitioner
did not present substantial information
indicating that delisting coho salmon
south of San Francisco Bay may be
warranted. On March 31, 2006, the
petitioner challenged that finding,
alleging violations of the ESA and
Administrative Procedure Act (Homer
T. McCrary v. Carlos Gutierrez et al., No.
06–cv–86–MCE) (E.D. Cal.)). The venue
for the case was subsequently
transferred to the Northern District
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Court in San Jose, California as case No.
C–08–01592–RMW (N.D. Cal.). On
February 8, 2010, the court issued an
order stating our decision to deny the
petition was arbitrary and capricious.
The court found that we failed to follow
the proper statutory procedures for
reviewing petitions under the ESA, by
using information beyond the four
corners of the petition, and in applying
the 12-month standard of whether the
petitioned action ‘‘is or is not
warranted,’’ rather than the 90-day
standard of whether the petitioned
action ‘‘may be warranted.’’ The court
vacated our March 23, 2006, finding and
remanded the petition to us for
processing in accordance with 16 U.S.C.
1533(b)(3)(A).
On April 2, 2010, we published a new
90-day finding (75 FR 16745) in
response to the February 8, 2010, U.S.
District Court decision, accepting the
petition, triggering its formal review and
initiation of a status review. In the 90day finding we solicited information
from the public and other concerned
stakeholders to ensure that the review
was complete and based on the best
available scientific and commercial
information concerning the issues raised
in the petition. The California
Department of Fish and Game (DFG)
provided the only public comment on
the 90-day finding.
In July 2010, we convened a
biological review team (BRT) composed
of scientists from our Southwest and
Northwest Fisheries Science Centers
and fishery experts from the U.S. Forest
Service and U.S. Geological Survey to
specifically review the petitioned
action, the information supporting the
petitioned information, and other
relevant information compiled by the
Southwest Fisheries Science Center to
assess the petition and its specific issue
regarding the distribution of coho
salmon south of San Francisco Bay.
Following extensive review and
discussion, the BRT addressed two key
questions pertinent to the petitioned
action: (1) Does the available evidence
support a southern boundary for CCC
coho salmon that excludes streams
south of the entrance to San Francisco
Bay?, and (2) does the available
evidence support a boundary different
from the current boundary at the San
Lorenzo River? The BRT’s review and
findings are detailed in Spence et al.
(2011). In its findings, the BRT
concluded the best available scientific
and historical information supports a
southern boundary for this ESU that
includes populations inhabiting coastal
streams south of the entrance to San
Francisco Bay. Based on their review of
the scientific and historical information,
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the BRT also recommended extending
the southern boundary of the ESU from
its current boundary at the San Lorenzo
River southward to include populations
found in Soquel and Aptos Creeks.
Below we summarize and review the
petition and the BRTs status report.
Overview of the Petition
The McCrary petition asserts that
coho salmon were introduced into Santa
Cruz County, California, in 1906 and
until that time, aside from possible
occasional strays, no self-sustaining
native coho populations existed in the
coastal streams south of the entrance to
San Francisco Bay. The petition asserts
the legal and factual criteria supporting
the listing of coho salmon under the
ESA were in error, as demonstrated by
historical and scientific information
presented in the petition. The petitioner
also asserts that extant populations of
coho salmon in the coastal streams
south of the entrance to San Francisco
Bay are most likely of non-native origin
and only persist there due to ongoing
artificial propagation efforts. As a
consequence, the petitioner argues that
these populations do not constitute an
important component in the
evolutionary legacy of the species. The
petition also asserts coho salmon
populations in these streams should be
delisted because they are not
evolutionarily significant populations
and their inclusion in the CCC coho
salmon ESU is inconsistent with NMFS’
ESU policy for Pacific salmon (Waples,
1991). Based on this and other
information detailed in the petition and
addendums, the petitioner requested
that we delist populations of coho
salmon in coastal streams south of the
entrance to San Francisco Bay and
redefine the southern boundary of the
CCC coho salmon ESU to an
undetermined location north of San
Francisco Bay.
Information used to support the
petitioner’s assertion that coho salmon
are not native in coastal streams south
of the entrance to San Francisco Bay,
and therefore, should not be listed,
included: (1) Early scientific and
historical accounts indicating that the
entrance to San Francisco Bay was the
southern boundary for coho salmon; (2)
differences in environmental conditions
(geology, climate, and hydrology)
between regions north and south of San
Francisco Bay; (3) information and
historical accounts indicating that coho
salmon from out of the area were
artificially planted into the coastal
streams south of the entrance to San
Francisco Bay; and (4) the absence of
coho salmon remains in the
archeological record at sites south of the
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entrance to San Francisco Bay. Finally,
the petitioner also argued that even if
coho salmon populations south of the
entrance to San Francisco Bay are of
native origin they are likely ephemeral
populations that contribute little to the
evolutionary legacy of the species, and
therefore, should not be listed under the
ESA.
We considered all additional
information provided by the petitioner
and others that provided supplemental
information on his behalf to be part of
the petition. This supplemental
information originated as a result of
written communication and discussions
between our Southwest Region office,
the Southwest Fisheries Science Center
and the petitioner in 2004 and 2005. We
also considered information presented
in Kaczynski and Alvarado (2006)
which clarified and expanded on some
of the information and arguments made
by the petitioner.
Summary of BRT Findings
The following summary of the BRT’s
findings addresses the main points
raised in the petition, supplemental
information provided by the petitioner,
and arguments made in Kaczynski and
Alvarado (2006). The summary
addresses the following issues raised in
the petition: (1) Early scientific and
historical accounts; (2) environmental
conditions north and south of the
entrance to San Francisco Bay; (3)
human intervention as it relates to
artificial propagation; (4) the
archeological record for coho remains at
sites south of the entrance to San
Francisco Bay; and (5) the relationship
of these southern populations to the
overall CCC coho salmon ESU and their
consideration in the context of our ESU
policy.
1. Early scientific and historical
accounts. The petitioner presented a
review of early scientific and historical
accounts that suggested coho salmon
were not present in coastal streams
south of the entrance to San Francisco
Bay prior to hatchery planting efforts. In
his review, the petitioner found no
references to coho salmon in the area
until after the initiation of hatchery
outplanting efforts which began in 1906.
Because the scientific literature prior to
1906 referenced coho salmon as
occurring or being abundant north of
San Francisco the petitioner concluded
coho salmon were absent in coastal
streams south of San Francisco. In
response to the discovery of coho
salmon museum specimens collected in
1895 from four streams south of the
entrance to San Francisco Bay,
information that was not presented in
the original petition, the petitioner
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argued these specimens were not
reliable evidence that coho salmon
historically occurred south of San
Francisco Bay and instead were likely
the result of the fish straying southward
because of unusually favorable ocean
conditions or of undocumented nonnative stock introductions.
The BRT reviewed all available
information and concluded that the
petitioner’s assertions are not supported
by the available scientific or historical
evidence. The historical record
demonstrates that few faunal surveys
had been conducted by early fishery
scientists in coastal watersheds
anywhere in California prior to 1895,
and certainly not enough to precisely
define the southern boundary of coho
salmon in California.
In reviewing historical reports and
other information regarding the range of
coho salmon in California, the BRT
found there was considerable
uncertainty and confusion about the
identification of the various species of
Pacific salmon in the 1800s and into the
early 1900s. This confusion raised the
BRT’s concerns over the reliability and
accuracy of popular sources of
information (e.g., newspapers) and early
scientific accounts to establish
freshwater range limits for coho salmon
in California. This widespread
confusion regarding species
identification was due to several factors,
including a poor understanding of
salmonid life histories and life stages,
the use of different common names
(which sometimes varied between
geographic localities) for the same
species, and the use of the same
common name for different species.
These factors contributed to the frequent
misidentification of salmon species and
the resultant conflicting descriptions of
the species’ geographic range. After a
careful review of the early literature, the
BRT found evidence that coho salmon
were likely missidentified as chum
salmon (O. keta) or steelhead (O.
mykiss) which led early fishery
scientists to inaccurately describe the
presence and/or distribution of coho
salmon in California.
The BRT concluded that museum
collections currently held at the
California Academy of Sciences (CAS)
provide direct evidence coho salmon
were present in coastal streams south of
the entrance to San Francisco Bay prior
to 1906. The collection of these
specimens represents the first known
scientific effort to document the
presence of freshwater fish species,
including salmonids, in coastal streams
south of the entrance to San Francisco
Bay. The petitioner contends these
specimens are not reliable indicators of
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coho presence south of the entrance to
San Francisco Bay for several reasons
including: (1) The original
misidentification of the specimens as
species other than coho salmon; (2) the
possibility that the collections were
‘‘contaminated’’ during the 1906 San
Francisco earthquake where some
specimen bottles in the original
museum collection at Stanford
University were broken; and (3) a
‘‘broken chain’’ of custody for the 1895
specimens. The petitioner also asserted
even if these specimens were collected
from local streams, they are not
evidence of persistent populations south
of San Francisco Bay, but rather may
have been the result of unusually
favorable ocean survival conditions in
the early 1890s that led to an ephemeral
colonization event in these streams by
coho salmon.
The BRT was not persuaded by either
of the first two arguments. The
misidentification of species was
commonplace in this era when there
was substantial confusion surrounding
the taxonomy and nomenclature of
Pacific salmon and a poor
understanding of the early life stages of
these species. The correct identification
of these fish as coho salmon was made
sometime later, most likely before the
Stanford collection was transferred to
the CAS (D. Catania, CAS, pers. comm.,
14 November 2004, in Spence et al.,
2011). Further, the timing of these
collections (June) and size of
individuals (50–85 mm) is most
consistent with coho salmon, which
reside in fresh water for a full year.
Three of the four lots were originally
identified as chum salmon. However,
chum salmon emigrate shortly after
emergence in the spring at very small
sizes (usually < 50 mm); thus, a June
collection of fish > 50 mm would be
highly unlikely. Thus, the most
reasonable explanation is that the 1895
specimens collected by the Carmel River
Expedition were coho salmon that were
misidentified. Adams et al. (2007)
reached the same conclusion.
The BRT also concluded that the
assertion that the museum specimens or
labels were mixed up or ‘‘contaminated’’
after the 1906 San Francisco earthquake
lacks support. The BRT noted that
extensive efforts were made by museum
staff after the earthquake to match
specimens with the correct collection
information and that all unmatched
specimens were discarded. They also
believed that the petitioner’s assertion
that contamination had occurred would
have necessitated several improbable
events to have occurred, making that
scenario highly unlikely.
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The BRT did not specifically address
the ‘‘chain of custody’’ argument made
by the petitioner regarding these
specimens, but as Adams et al. (2007)
pointed out, this concept is normally
applied to evidence handling in legal
proceedings and not the handling of
scientific museum specimens. We
believe this is an inappropriate standard
in a situation such as this and that few
if any museum collections, even
contemporary collections, could meet
this legal evidence standard.
The BRT also found the petitioner’s
argument that coho salmon colonized
these streams in the 1890s as a result of
unusually favorable ocean conditions to
be highly speculative and without a
credible basis. The BRT concluded the
collection of coho salmon in four
different streams south of San Francisco
Bay during a fairly brief field survey in
1895 strongly suggested their presence
was not caused by a random
colonization event resulting from
favorable ocean conditions.
Finally, the BRT found clear evidence
from multiple historical sources that
coastal streams south of the entrance to
San Francisco Bay supported at least
two, if not more, species of anadromous
salmonids on a recurring basis in the
late 1800s and early 1900s. One of the
species was undoubtedly steelhead,
which is still present in these coastal
streams south of San Francisco Bay.
Based on the known historical and
current distributions of the five species
of Pacific salmon, the second species
could only be coho salmon or Chinook
(O. tshawytscha) salmon. Given the
different ecological requirements of
these two species and the nature of local
stream habitats, the BRT concluded that
coho salmon rather than Chinook
salmon is most likely to have been the
other salmonid species regularly
observed in the coastal streams south of
the entrance to San Francisco Bay. To
conclude otherwise, the BRT stated,
would be inconsistent with all that is
known about the comparative ecology
and habitat requirements of the two
species.
In summary, the BRT found clear
evidence that coho salmon were present
in the coastal streams south of San
Francisco Bay prior to 1906. Evidence
cited by the BRT includes museum
specimens collected in 1895 and a large
body of information indicating that at
least two species of salmonids were
present in the area, one of which was
likely coho salmon. The BRT also found
widespread confusion regarding the
identification of salmonids in the early
popular and scientific literature
indicating that these sources of
information could not be reliably used
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to define the southern freshwater range
limit of coho salmon in California.
2. Environmental conditions. In the
petition and other written
correspondence the petitioner presented
information contending that the
environmental conditions in coastal
streams south of the entrance to San
Francisco Bay are too harsh or extreme
to support persistent populations of
coho salmon. Environmental factors
identified by the petitioner and
Kazcynski and Alvarado (2006) were
stream hydrology, precipitation,
sedimentation, drought conditions, and
stream access.
After reviewing the available
information characterizing the
environmental conditions in streams
immediately north and south of San
Francisco Bay, the BRT disagreed with
the petitioner’s contention. The BRT
concluded that the relatively small
differences in stream hydrology
(baseflow and dynamic range) between
the northern and southern watersheds
were not biologically meaningful to
coho salmon. The BRT also concluded
that the petitioner’s analysis of
hydrology was flawed because it failed
to account for the effects of regulated
flow releases in Lagunitas Creek (Marin
County, California) and major summer
water diversions in Soquel Creek (Santa
Cruz County, California), both of which
alter the natural hydrograph in these
streams.
The petitioner’s arguments regarding
the unsuitability of habitat south of San
Francisco Bay were also discussed by
Kaczynski and Alvarado (2006), who
compared precipitation regimes in
different watersheds and concluded that
the frequency of extreme storms is
significantly greater in Santa Cruz
County than in Marin County. Adams et
al. (2007) evaluated this analysis and
concluded that the differences in
extreme storm frequency were so slight
that they were unlikely to be
biologically significant to coho salmon.
The BRT concurred with the Adams et
al. (2007) assessment.
Kazcynski and Alvarado (2006) also
contended that habitat conditions were
significantly different in watersheds
immediately north and south of San
Francisco Bay. Specifically, they argued
that drought conditions are more severe
south of San Francisco Bay, freshwater
temperatures are warmer south of San
Francisco Bay, and that coho salmon
may not be able to access spawning
habitat during drought periods south of
San Francisco Bay. The BRT concluded
that these conditions are not unique to
streams south of San Francisco Bay, nor
would they significantly hinder habitat
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availability or use by coho salmon in
streams south of San Francisco Bay.
The petitioner noted that coastal
streams south of the entrance to San
Francisco Bay are subject to high
amounts of fine sediment input which
can make habitat unsuitable and
deleterious to coho salmon. The BRT
noted this problem is neither new nor
unique to streams south of San
Francisco Bay, and that coho salmon
occupy streams such as the Eel River,
Mad River, and Redwood Creek (in
Humboldt County, California), which
have some of the highest sediment
yields in the United States (Milliman
and Syvitski, 1992).
The petitioner and Kazcynski and
Alvarado (2006) contended that some of
the streams south of San Francisco are
in excellent condition and cited a
number of recent documents attesting to
the difficulties that coho salmon have
coping with environmental conditions
in these streams. The BRT did not
dispute the fact that coho salmon are
significantly challenged by the current
habitat conditions in these streams, but
they strongly disagreed that some
streams in Santa Cruz County are now
in excellent condition. Based on their
understanding of habitat conditions in
streams south of San Francisco Bay and
the history of anthropogenic disturbance
in these watersheds, the BRT does not
believe there is a single watershed that
exhibits the pristine habitat complexity
that existed prior to the 1800s when
significant anthropogenic alteration of
these watersheds first began. The BRT
concluded that these anthropogenic
disturbances are the major factor
affecting coho salmon use of these
watersheds rather than the inherent
characteristics of the watersheds
themselves.
In summary, the BRT found no
compelling evidence that environmental
conditions are appreciably different in
coastal streams south of the entrance to
San Francisco Bay compared with
streams north of San Francisco Bay
where the historical (and current)
presence of coho salmon is not
disputed.
3. Human intervention by artificial
propagation. The petitioner contends
coho salmon were first introduced into
streams south of San Francisco Bay with
the delivery of coho salmon eggs from
Baker Lake, Washington, to the
Brookdale hatchery on the San Lorenzo
River in Santa Cruz County in 1906.
According to the petition, this
introduction was the beginning of an
effort to establish a coho salmon fishery
in the coastal streams south of San
Francisco Bay. Petitioner then asserts
that the first credible observation of
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coho salmon in the region did not occur
until after the introductions began in
1906. The petitioner concludes that all
subsequent observations of coho salmon
in these streams were likely the result
of the 1906 or later introductions.
The BRT reviewed and evaluated past
coho salmon hatchery out-planting
activities in streams south of San
Francisco Bay to address three issues:
(1) Whether the substantial numbers of
coho salmon that occurred in these
streams were the result of the Baker
Lake and subsequent introductions;
(2) whether the CAS coho salmon
specimens collected in 1895, prior to
the start of hatchery out-planting, could
have been the result of earlier hatchery
activities; and (3) whether the current
populations of coho salmon in streams
south of the entrance to San Francisco
Bay are the result of these and
subsequent introductions of fish from
watersheds north of San Francisco Bay.
The BRT concluded that it is highly
unlikely that the introduction of modest
numbers of coho salmon fry from Baker
Lake could account for the substantial
numbers of coho salmon observed by
Shapovalov and Taft (1954) in Waddell
Creek by the 1930s. The BRT based this
determination on several considerations
including evidence indicating that all of
these early coho salmon releases into
streams south of San Francisco Bay
consisted of fish at the fry life stage. The
BRT indicated that fish released at the
fry stage would be expected to have very
low survival rates even with modern
hatchery practices, let alone the
practices used in the early 1900s. The
BRT also noted the habitat
characteristics of the streams south of
the entrance to San Francisco Bay are
substantially different from those in
which the Baker Lake stock is found.
The Baker Lake stock of coho salmon
evolved in a cold, snowmelt-dominated
watershed of the northern Cascade
Range under environmental conditions
vastly different from those found in
streams on the central coast of
California, which may have limited the
success of any released fish. The most
notable adaptation of coho salmon to
the Baker Lake habitat conditions is the
summer run timing (July–August) of
returning adult spawners. This pattern
contrasts significantly with the winter
run timing of coho salmon in central
California. Adult run timing of
salmonids, including coho salmon, is
under strong genetic control and the
summer run timing of Baker Lake coho
salmon would be extremely maladaptive
for the coastal streams south of the
entrance to San Francisco Bay since
most stream entrances in this area
become inaccessible due to sand bars
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6387
during summer and are not accessible
until late November or December in
most years. Given the summer run
timing of the Baker Lake stock and the
inaccessibility of many stream mouths
during the summer south of San
Francisco Bay, returning Baker Lake
coho would have had a very difficult
time accessing these streams in order to
spawn.
The BRT evaluated whether coho
salmon observed prior to 1906 could
have been the result of hatchery
plantings. The petition addendum
indicated such a possibility might exist
due to information suggesting there
were fish plantings from northern
California and elsewhere into streams of
the Santa Cruz Mountains occurring at
least as early as 1878. The BRT found
no credible evidence to support this
point and substantial evidence to the
contrary. Published records clearly
demonstrate that neither Federal nor
State-owned hatcheries produced or
released coho salmon into waters south
of San Francisco prior to the 1906
introduction of Baker Lake fish. While
some small-scale privately owned
hatcheries and rearing ponds operated
in the state prior to 1906, the BRT found
no evidence that any of these facilities
reared or distributed coho salmon south
of the entrance to San Francisco Bay.
Based on the limited production of
coho salmon in hatcheries anywhere in
the Pacific Northwest and the lack of
any evidence that coho salmon were
stocked into streams south of San
Francisco Bay prior to 1906, the BRT
determined that it is highly unlikely
that the CAS collection of coho salmon
from four Santa Cruz Mountain streams
in 1895 by the Carmel River Expedition
were the consequence of hatchery
activities pre-dating these collections.
The BRT also investigated whether
existing populations of coho salmon in
coastal streams south of San Francisco
Bay could be the result of introductions
from other areas by reviewing several
genetic datasets for coho salmon from
throughout California and elsewhere in
the species’ range. Molecular genetic
data are extensively used in fisheries
research to provide inferences about
population structure and the ancestry of
populations and individual fish. If the
coho salmon populations currently
found in streams south of San Francisco
had been established using fish outplanted in the early 1900s from streams
in the northern portion of the species
range, we would expect these current
populations south of San Francisco to
have genetic characteristics similar to
those of northern populations.
The genetic data reviewed by the BRT
provided consistent results regarding
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the ancestry of coho salmon populations
in the coastal streams south of San
Francisco Bay. The Garza (manuscript
in preparation) dataset discussed in
Spence et al. (2011) is particularly
relevant to the claim in the petition that
these populations are non-native and
derived from an out-of-ESU source. This
dataset consists of molecular genetic
data from coho salmon populations
located throughout California, as well as
from populations located throughout the
rest of the species’ range, including
Canada, Alaska and Russia. This dataset
also includes genetic data for coho
salmon from the Samish River which is
the watershed immediately north of the
Skagit River in Puget Sound where the
Baker Lake stock cited by the petitioner
as the original source for coho salmon
in 1906 originated. Analysis of these
data show that coho salmon from
populations in the southernmost portion
of the range of the CCC coho salmon
ESU are unambiguously similar to coho
salmon populations elsewhere within
the range of this ESU and not with
populations from other ESUs located
further north. This analysis clearly rules
out the possibility that the genetic
ancestry of coho salmon populations
south of the entrance to San Francisco
Bay is substantially derived from an outof-ESU source (e.g., Baker Lake or 1980s
imports from Washington and Oregon
stocks). The analysis definitively
establishes that fish from northern
populations are not the primary
contributors to the current populations
south of San Francisco, nor were they
established by out-planting of fish from
northern populations within the ESU or
outside the ESU, including imports from
the Noyo River.
Based on its review of hatchery outplanting in the streams south of the
entrance to San Francisco Bay after
1906, hatchery and rearing pond efforts
prior to 1895, and the available genetic
information, the BRT concluded the
available evidence did not support the
petitioner’s assertions. In fact, the
available information strongly suggests
that early hatchery out-planting efforts
were unsuccessful at establishing new
populations of coho salmon in the
streams south of the entrance to San
Francisco Bay. Although the available
genetic information cannot rule out the
possibility that coho salmon from
streams in the northern portion of the
ESU may have contributed to the
genetic ancestry of current populations
south of San Francisco, these data
indicate that any such contribution was
not large and that current populations
are native to the area.
4. Archeological record. The
petitioner cited the studies of Gobalet
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and Jones (1995) and Gobalet et al.
(2004) that failed to identify the
archeological remains of coho salmon
from Indian middens in Santa Cruz and
San Mateo counties as additional
evidence that coho salmon were not
native to the streams south of the
entrance to San Francisco Bay.
The BRT concurred that
archaeological studies can provide
important evidence for the distribution
of plant and animal species through
their use by native inhabitants (Gobalet
and Jones, 1995). A recent paper on this
topic (Gobalet manuscript in press as
cited in Spence et al., 2011) addresses
the southern extent of coho salmon
distribution in California specifically.
Gobalet (manuscript in press) reports on
findings from newly examined
archeological material from five
locations in coastal California south of
the entrance to San Francisco Bay, and
from a re-examination of materials from
Elkhorn Slough (near the historical
mouth of the Salinas River) that had
previously been identified as steelhead.
From these materials Gobalet
(manuscript in press) identified two,
and possibly three, archaeological
locations as having remains of coho
salmon. Of the two locations where
coho salmon remains were
independently verified, one was from a
historical home site in Santa Barbara
(Santa Barbara County, California) and
˜
one was located at the Ano Nuevo State
Reserve in southern coastal San Mateo
County. The third location was at
Elkhorn Slough where three elements
(vertebrae) were determined to be coho
salmon. However, these elements will
require confirmation by another
specialist before a conclusion can be
reached that coho salmon occurred as
far south as Monterey County.
Based on its review, the BRT
concluded that the identification of
coho salmon archeological specimens
from locations in coastal streams south
of San Francisco Bay indicates coho
salmon are native to this area. Based on
the most recent archaeological evidence,
the BRT concluded that: (1)
˜
Archaeological evidence from the Ano
Nuevo site establishes the historical
presence of coho salmon south of the
entrance to San Francisco Bay; and (2)
independent confirmation of vertebrae
identified from the Elkhorn Slough site
may extend the southern limit of
historical coho salmon distribution to
northern Monterey County.
5. Contribution of populations south
of San Francisco to the overall CCC
coho salmon ESU. The petitioner and
his representatives questioned the basis
for the federal listing of coho salmon in
the streams south of the entrance to San
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Francisco Bay. The issues raised fall
into three categories: (1) That coho
salmon were introduced to the area in
question, and therefore, do not qualify
for Federal listing; (2) listing of these
southern populations conflicts with
NMFS’ ESU policy (56 FR 58612) and
Waples (1991) regarding the issue of
evolutionary legacy; and (3) the
southern populations are ephemeral or
sink populations, and therefore, do not
contribute to the evolutionary legacy of
the CCC coho salmon ESU. The BRT
disagreed with the petitioner and his
representatives on all three issues. The
BRT concluded that the weight of the
evidence indicates coho salmon are
native to the area and do qualify for
Federal listing. As stated in the BRT
report (Spence et al., 2011), the CAS
specimens and recent genetic
information clearly demonstrate that
coho salmon in the streams south of the
entrance to San Francisco Bay are
native.
The BRT concluded that the
petitioner misinterpreted our ESU
policy. The petitioner argued that the
ESU policy requires a population by
population analysis of reproductive
isolation and evolutionary legacy. The
BRT noted that the evolutionary legacy
criterion in the policy applies to the
ESU as a whole, and not to individual
populations within an ESU. Our ESU
policy has no requirement that each
constituent population or group of
populations within an ESU contribute
uniquely to the evolutionary legacy of
the species. In fact, if the southern coho
salmon populations had been
determined to be reproductively
isolated and to constitute an important
part of the evolutionary legacy of the
species, they would have been
considered a separate ESU.
The BRT did not believe there was
compelling evidence that coho salmon
populations south of the entrance to San
Francisco Bay were ephemeral, at least
not at the time scales implied by the
petitioner. The petitioner’s assertion
directly contradicts the finding from
NMFS’ Technical Recovery Team
(Spence et al., 2008) which concluded
that at least two independent coho
salmon populations (Pescadero Creek in
San Mateo County and San Lorenzo
River in Santa Cruz County) likely
existed in the region prior to the
extensive habitat alteration that
followed Euro-American settlement.
Finally, the BRT report (Spence et al.,
2011) provided an expanded discussion
on the relative roles of ephemeral and
sink populations and the contribution
these populations can make to the
resiliency of a salmon ESU.
Demographically, these populations
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increase overall metapopulation size,
increase the size of the source
populations, and extend the survival of
a declining metapopulation. In contrast
to arguments presented by the petitioner
and his representatives regarding the
importance of ephemeral and sink
populations, the BRT noted these
populations contribute to maintaining
the evolutionary legacy of the ESU as a
whole. The BRT concluded that the loss
of populations at the edge of a species’
range (such as coho salmon south of the
entrance to San Francisco Bay) may
have a relatively greater negative impact
on ESU persistence than loss of
populations occurring nearer to the
center of the species’ distribution. In
addition to these demographic benefits,
populations near the edge of a species’
range provide potential genetic benefits
by fostering evolution in a broader
ecological niche for the ESU as a whole.
emcdonald on DSK2BSOYB1PROD with PROPOSALS
12-Month Finding on the McCrary
Petition
We have reviewed the best scientific
and commercial information available
including the petition, the addendum to
the petition, all other correspondence
between the petitioner and NMFS,
comments on the 90-day finding from
DFG, and the BRT’s detailed analysis
and conclusions regarding the
petitioned action (Spence et al., 2011).
Based on this review, we conclude that
the petitioned action is not warranted.
New Information on Coho Salmon
Distribution and Habitat Use South of
the San Lorenzo River
The ESU boundaries for West Coast
coho salmon ranging from southern
British Columbia to Central California
were first delineated in a 1994 status
review (Weitkamp et al., 1995). In
delineating coho ESU boundaries, the
1994 status review evaluated a wide
range of information pertaining to West
Coast coho salmon, including
geography, ecology, and coho salmon
genetic characteristics and life history
traits. In the proposed listing
determination for the CCC coho salmon
ESU (60 FR 38011; 25 July 1995), we
stated that the current range of the ESU
extended to the southernmost extent of
the species range in California based on
recent data. At that time, we believed
the southern extent of the species range
was the San Lorenzo River in Santa
Cruz County.
For coho salmon in central California,
the 1994 status review recognized that
the rivers draining the Santa Cruz
Mountains formed a cohesive group
with respect to environmental
conditions, and therefore, concluded
that the Pajaro River, which is south of
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Aptos Creek, was likely the historical
southern limit of coho salmon. In
determining where the southern
boundary of the Central California coast
ESU should be placed, the 1994 status
review relied heavily on information
provided in a status review of coho
salmon in Scott and Waddell Creeks
(Bryant, 1994). The Bryant (1994) status
review indicated there were no recent
reports of coho salmon in rivers south
of the San Lorenzo River. Faced with
uncertainty of whether any coho salmon
populations might be present south of
San Lorenzo River and the uncertain
origins of coho salmon in the San
Lorenzo (native or hatchery influenced),
the status review concluded that the San
Lorenzo River should be the southernmost basin in the ESU. In reaching this
conclusion, the 1994 status review and
proposed and final listing
determinations (60 FR 38011 and 61 FR
56138) stated that any coho salmon
found spawning south of the San
Lorenzo River that were not the result
of stock transfers should be considered
part of this ESU.
In reviewing the McCrary petition, the
current BRT (Spence et al., 2011)
compiled new information about the
distribution of coho salmon south of the
entrance to San Francisco Bay. Based on
a review of this new information, the
BRT recommended that the southern
boundary of the CCC coho salmon ESU
be moved southward from the San
Lorenzo River to include any coho
salmon populations occurring in Soquel
and Aptos Creeks. New information
supporting this recommendation
includes: (1) Recent observations of
coho salmon in Soquel Creek; (2) recent
genetic information obtained from coho
salmon observed in Soquel Creek; and
(3) information indicating that
freshwater habitat conditions and
watershed processes in Soquel and
Aptos Creeks are similar to those found
in closely adjacent basins within the
current range of the CCC coho salmon
ESU.
During the summer of 2008, juvenile
coho salmon were observed by our
Southwest Fisheries Science Center
(SWFSC) scientists in Soquel Creek for
the first time in many years. Soquel
Creek enters the Pacific Ocean about 6.5
km south of the current ESU boundary
at the ocean mouth of the San Lorenzo
River. A total of approximately 170
juvenile fish were observed in the East
Branch of Soquel Creek and some were
photographed. These observations
demonstrate that suitable spawning and
rearing habitat occurs in Soquel Creek
for coho salmon. A total of 28 of these
fish were captured for tissue sampling
and subsequent genetic analysis.
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6389
Genetic analyses of the juvenile coho
salmon from Soquel Creek used 18
microsatellite loci to genotype these fish
and investigate the origins of their
parents and the minimum number of
reproductive events that contributed to
the observed juveniles. Standard genetic
stock identification techniques were
used with a baseline reference database
that included representative stocks from
all regional California groups of coho
salmon. The Soquel Creek fish were
compared to a coho salmon reference
population located south of San
Francisco (Scott Creek) and it was
determined, with very high confidence,
that they were closely related. This
comparison demonstrated that: (1) The
juvenile fish observed in Soquel Creek
were the progeny of locally produced
adults returning to reproduce in nearby
streams; and (2) they are native to
streams draining the Santa Cruz
Mountains south of the entrance to San
Francisco Bay.
Genetic analysis of tissue samples
from these juveniles (Garza et al.,
unpublished as cited in Spence et al.,
2011) also revealed that they were
produced by a minimum of two
reproductive events in Soquel Creek
rather than by a single pair of fish
randomly straying into the watershed.
The analysis only determined the
minimum number of spawning parents
so it is possible that additional
reproductive events occurred in Soquel
Creek in 2008. This information strongly
supports our conclusion that coho
salmon in this stream should be
considered part of the CCC coho salmon
ESU.
In reviewing the ecological conditions
of streams south of San Francisco Bay
that originate from the Santa Cruz
Mountains, the BRT noted that a
significant ecological transition occurs
immediately south of the Santa Cruz
Mountains, with the northern edge of
the Salinas Valley marking the
boundary between an area with cool,
wet redwood forests to the north and an
area with warm, drier chaparral
landscapes to the south where small
relic redwood forests are primarily
confined to riparian areas near the coast.
The Soquel and Aptos Creek watersheds
occur within the Coast Range Ecoregion
which runs nearly continuously from
the Oregon border to the southern
boundary of the Santa Cruz Mountains
(the northern edge of the Pajaro River
basin) and includes all the streams
originating from the Santa Cruz
Mountains south of San Francisco.
Soquel and Aptos Creeks exhibit
ecological, climatic, and habitat
attributes similar to streams historically
occupied by coho salmon elsewhere in
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this Ecoregion indicating they are
suitable for coho salmon.
Revised CCC Coho Salmon ESU
To qualify for listing as a threatened
or endangered species, identified
populations of coho salmon must be
considered a ‘‘species’’ under the ESA.
The ESA defines ‘‘species’’ to include
‘‘any subspecies of fish or wildlife or
plants, and any distinct population
segment of any species of vertebrate fish
or wildlife which interbreeds when
mature.’’ Our ESU policy describes how
the agency applies the ESA definition of
‘‘species’’ to anadromous salmonid
species. This policy provides that a
salmonid population will be considered
distinct, and hence a species under the
ESA, if it represents an ESU of the
biological species. A population must
satisfy two criteria to be considered an
ESU: (1) It must be reproductively
isolated from other con-specific
population units; and (2) it must
represent an important component in
the evolutionary legacy of the biological
species. The first criterion, reproductive
isolation, need not be absolute, but must
be strong enough to permit
evolutionarily important differences to
accrue in different population units.
The second criterion is met if the
population contributes substantially to
the ecological/genetic diversity of the
species as a whole. Guidance on the
application of this policy is contained in
Waples (1991). The genetic, ecological,
and life history characteristics that we
assessed to identify the number and
geographic extent of coho salmon ESUs
in accordance with this policy,
including the CCC coho salmon ESU,
are discussed in detail in Weitkamp et
al. (1995) and in the July 25, 1995,
proposed listing determination for three
coho salmon ESUs (60 FR 38011).
Additional information is presented in
the original threatened listing
determination for the CCC coho ESU in
1996 (61 FR 56138).
As described in the 2005 final listing
determination that reclassified the CCC
coho salmon ESU as endangered (70 FR
37160), the ESU consists of naturally
and hatchery spawned populations of
coho salmon in rivers and streams from
Punta Gorda in southern Humboldt
County, California, to the southern
extent of the species’ range which was
identified as the San Lorenzo River in
Santa Cruz County, California
(inclusive). The ESU also includes
populations from several San Francisco
Bay tributaries. The four listed hatchery
stocks are those propagated by the Don
Clausen Fish Hatchery Captive
Broodstock Program, Scott Creek/King
Fisher Flats Conservation Program, the
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Scott Creek Captive Broodstock
Program, and the Noyo River Fish
Station egg-take Program. The Noyo
River program was discontinued after
the 2005 listing.
The recent information compiled by
the BRT clearly indicates that adult
coho salmon entered Soquel Creek and
successfully spawned during the 2007–
2008 winter period. The juvenile
progeny of those spawning adults were
observed by a SWFSC scientist during
the summer of 2008. The genetic
information collected from these fish
clearly indicate they are closely related
to other coho salmon in the Santa Cruz
Mountains Diversity Stratum and not
the result of strays from outside the ESU
or streams to the north of the entrance
to San Francisco Bay. Since there had
been no recent evidence of coho salmon
presence in Soquel Creek prior to 2008,
it is likely that the adult coho salmon
which successfully spawned during the
winter of 2007–2008 were strays from
nearby watersheds within the Santa
Cruz Mountains Diversity Stratum.
Aptos Creek, like Soquel Creek, is part
of Coast Range Ecoregion and is
believed to have historically supported
a coho salmon population (Anderson
1995). NMFS biologists familiar with
the habitat requirements of coho salmon
have determined that Aptos Creek has
freshwater habitat suitable for
successful spawning and rearing of coho
salmon. Because Aptos Creek has
suitable habitat for coho salmon and is
in close proximity to Soquel Creek and
other streams that support coho salmon,
the BRT recommends that any coho
found in Aptos Creek be considered part
of the ESU. Although there is no current
information indicating coho salmon
occur in Aptos Creek, this may be the
result of limited survey efforts in the
watershed.
While the BRT believes that Pajaro
River tributaries draining the Santa Cruz
Mountains (e.g., Corralitos Creek and
perhaps others) may have also
supported coho salmon in the past, the
lack of historical or recent evidence of
naturally occurring coho salmon in this
watershed makes inclusion of these
streams within the ESU more difficult to
justify. The BRT concludes, however,
that any coho salmon found spawning
in Santa Cruz Mountain streams south
of Aptos Creek should be considered
part of this ESU unless they are nonnative stock transfers.
Status of CCC Coho Salmon ESU
Status reviews by Weitkamp et al.
(1995) and Good et al. (2005) both
concluded that the CCC coho salmon
ESU was in danger of extinction. We
listed the CCC coho salmon ESU as
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threatened in 1996 (61 FR 56138) and
reclassified its status as endangered in
2005 (71 FR 834). Both status reviews
cited concerns over low abundance and
long-term downward trends in
abundance throughout the ESU, as well
as extirpation or near extirpation of
populations across most of the southern
two-thirds of the ESU’s historical range
including several major river basins.
They further cited as risk factors the
potential loss of genetic diversity
associated with range reductions or loss
of one or more brood lineages, coupled
with the historical influence of hatchery
fish (Good et al., 2005).
As part of a 5-year status review
update, the SWFSC has updated the
biological status of the coho salmon
populations in this ESU (Spence and
Williams, 2011). This review concluded
that despite the lack of long-term data
on coho salmon abundance, available
evidence from recent shorter-term
research and monitoring efforts
demonstrates that the status of coho
populations in this ESU have worsened
since the Good et al. (2005) review. For
all available time series, recent
population trends have been downward,
in many cases significantly so, with
particularly poor adult returns from
2006 to 2010. Based on population
viability criteria developed to support
recovery planning efforts for this ESU
(Bjorkstedt et al., 2005; Spence et al.,
2008), all of the independent
populations are well below low-risk
abundance targets (e.g., Ten Mile River,
Noyo River, Albion River), and several
are, if not extinct, below high-risk
depensation thresholds (e.g., San
Lorenzo River, Pescadero Creek, Russian
River, Gualala River). Though
population-level estimates of abundance
for most independent populations are
lacking, it does not appear that any of
the five diversity strata identified by
Bjorkstedt et al. (2005) currently
support a single viable coho salmon
population based on viability criteria
that have been established by Spence et
al. (2008). Based on a consideration of
the updated biological status
information for this ESU, including the
status of the newly discovered coho
salmon population in Soquel Creek, we
conclude that the CCC coho salmon ESU
continues to be in danger of extinction.
Summary of Factors Affecting the
Revised CCC Coho Salmon ESU
Including Soquel and Aptos Creeks
A. The Present or Threatened
Destruction, Modification, or
Curtailment of Its Habitat and Range
Our review of factors affecting the
CCC coho salmon ESU concluded that
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logging, agriculture and mining
activities, urbanization, stream
channelization, dams, wetland loss, and
water withdrawals and unscreened
diversions have contributed to the
decline of the CCC coho salmon ESU.
Land-use activities associated with
logging, road construction, urban
development, mining, agriculture, and
recreation have significantly altered
coho salmon habitat quantity and
quality (61 FR 56138; 31 October 1996
and 70 FR 37160; 28 June 2005).
Impacts of these activities include
alteration of streambank and channel
morphology, alteration of ambient
stream water temperatures, elimination
of spawning and rearing habitat,
fragmentation of available habitats,
elimination of downstream recruitment
of spawning gravels and large woody
debris, removal of riparian vegetation
resulting in increased stream bank
erosion, and degradation of water
quality (61 FR 56138; 31 October 1996
and 70 FR 37160; 28 June 2005).
Land-use and extraction activities
leading to habitat modification can have
significant direct and indirect impacts
to coho salmon populations. Land-use
activities associated with residential
and commercial development, road
construction, use and maintenance,
recreation, and logging have
significantly altered coho salmon
freshwater habitat quantity and quality
throughout this ESU as well as in the
Aptos and Soquel watersheds.
Associated impacts of these activities
include; alteration of streambank and
channel morphology; alteration of
ambient stream water temperatures;
degradation of water quality;
elimination of spawning and rearing
habitats; elimination of recruitment of
large woody debris; removal of instream
large woody debris which forms pool
habitats and overwintering refugia;
removal of riparian vegetation resulting
in increased bank erosion; loss of
floodplain habitats and associated
refugia; and increased sedimentation
input into spawning and rearing areas
resulting in the loss of channel
complexity, pool habitat, suitable gravel
substrate, and large woody debris.
The loss and degradation of habitats
and flow conditions were identified as
a threat to coho salmon in Soquel and
Aptos Creeks in the draft recovery plan
for this ESU (NMFS, 2010). Although
many historically harmful practices
have been halted, particularly removal
of large woody debris by Santa Cruz
County, much of the historical damage
to habitats limiting coho salmon in
these watersheds remains to be
addressed. Habitat restoration activities
and threat abatement actions will likely
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require more focused effort and time to
stabilize and improve habitat conditions
in order to improve the survival of coho
salmon in these watersheds.
Additionally, in some watersheds, landuse practices such as quarrying and road
maintenance practices continue to pose
risks to the survival of local coho
salmon populations.
B. Overutilization for Commercial,
Recreational, Scientific, or Education
Purposes
Previous reviews (61 FR 56138; 31
October 96 and 70 FR 37160; 28 June
2005) concluded that ocean and
recreational fisheries had adversely
impacted coho salmon populations
throughout its range on the west coast
and contributed to their decline.
Commercial and recreational fisheries
have been closed since the mid 1990s
for coho salmon in California; however,
the coho salmon is this ESU as well as
Soquel Creek can still be impacted from
fisheries as a result of incidental
bycatch. In recent years, ocean fisheries
for salmon have been severely
constrained; however, incidental
bycatch on coho salmon is poorly
understood and could potentially be
significant for this ESU in watersheds
where populations are in low
abundance. Recreational fishing for
steelhead is still allowed in some
portions of this ESU, including Soquel
and Aptos Creeks, and therefore, coho
salmon, when present, may be
unintentionally caught by steelhead
anglers. The risk of unintentional
capture is believed to be higher in these
watersheds than in many other coastal
streams because of current fishing
regulations that allow catch and release
for steelhead based on a calendar dates
regardless of river flow. Fishing during
low flow periods may expose coho
salmon adults to increased rates of
incidental capture and injury.
At the time the CCC coho salmon ESU
was listed in 1996, collection for
scientific research and educational
programs were believed to have little or
no impact on California coho salmon
populations. In California, most of the
scientific collection permits are issued
by DFG and NMFS to environmental
consultants, Federal resource agencies,
and educational institutions. Regulation
of take is controlled by imposing
conditions on individual permits (61 FR
56138). Given the extremely low
population levels throughout the ESU,
but especially south of the entrance to
San Francisco Bay, any collections can
have significant impacts on local
populations and need to be monitored.
In Soquel and Aptos Creeks, two
researchers are currently sampling
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6391
juvenile salmonid populations using
electrofishing as part of their
methodology. Only one researcher is
authorized to capture coho salmon and
the other must stop collections if
juvenile coho salmon are detected.
C. Disease or Predation
Relative to the effects of fishing,
habitat degradation, and hatchery
practices, disease and predation are not
believed to have been major factors
contributing to the decline of West
Coast coho salmon populations or this
ESU. However, disease and predation
may have substantial adverse impacts in
localized areas. Specific diseases known
to be present in and affect salmonids are
listed in 69 FR 33102 (14 June 2004). No
current or historical information exists
to quantify changes in infection levels
and mortality rates attributable to these
diseases for coho salmon, including
coho salmon populations in Soquel and
Aptos Creeks.
Habitat conditions such as low water
flows and high water temperatures can
exacerbate susceptibility to infectious
diseases (69 FR 33102; 14 June 2004).
The large quantity of water diverted
from Soquel Creek which results in
decrease summer flows may increase
the susceptibility of rearing coho
salmon to disease and predation. Avian
predators have been shown to impact
some juvenile salmonids in freshwater
and near shore environments. In nearby
Scott Creek, a SWFSC scientist (Hayes,
pers. comm.) has documented
substantial predation impacts on
outmigrating smolts based on the
discovery of pit tags in gull nesting
areas. Predation may significantly
influence salmonid abundance in some
local populations when other prey are
absent and physical conditions lead to
the concentration of adults and
juveniles (Cooper and Johnson, 1992).
Low flow conditions in these
watersheds may enhance predation
opportunities, particularly in streams
where adult coho may congregate at the
mouth of streams waiting for high flows
for access (DFG, 1995). These type of
conditions could lead to significant
predation in Soquel Creek because of
the low abundance of coho salmon.
Marine predation is a concern in some
areas (i.e., seal and sea lions) given the
dwindling abundance of coho salmon
across the range of this ESU; however,
it is generally considered by most
investigators to be an insignificant
contributor to the population declines
that have been observed in Central
California.
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D. Inadequacy of Existing Regulatory
Mechanisms
At the time of listing, most Federal
and non-Federal regulatory efforts were
not found to adequately protect coho
salmon in this ESU due to a variety of
factors. Detailed information on these
regulatory mechanisms and protective
efforts is provided in NMFS’ Draft
Proposed Recovery Plan for CCC Coho
Salmon (NMFS, 2010) and in the 1996
(61 FR 56138) and 2005 (70 FR 37160)
final listing determinations. Since the
listing, these Federal and non-Federal
regulatory efforts have not been
significantly improved or implemented
differently to reduce threats to this
species. A variety of State and Federal
regulatory mechanisms exist to protect
coho salmon habitat and address the
factors causing the decline of this ESU,
but they have not been adequately
implemented (61 FR 56138; NMFS,
2010).
In Soquel and Aptos Creeks, the only
significant program change has been the
curtailed funding and implementation
of the Santa Cruz County’s large
instream wood removal program in
2009. Curtailment of this program is
anticipated to result in eventual
improvement to coho salmon summer
and winter rearing habitats during the
freshwater lifestage. Other regulatory
efforts, including lack of oversight and
enforcement of State water law
pertaining to permitted and unpermitted
diversions are a significant concern in
Soquel and Aptos Creeks.
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E. Other Natural or Human-Made
Factors Affecting Continued Existence
Long-term trends in rainfall and
marine productivity associated with
atmospheric conditions in the North
Pacific Ocean have a major influence on
coho salmon production. Natural
climatic conditions may have
exacerbated or mitigated the problems
associated with degraded and altered
riverine and estuarine habitats (69 FR
33102). Detailed discussions on these
factors can be found the 1996 and 2005
listing determinations (61 FR 56138 and
70 FR 37160). No significant changes to
this factor have occurred since listing
and the threats remain for the ESU and
Soquel and Aptos Creeks.
The best available scientific
information indicates that the Earth’s
climate is warming, driven by the
accumulation of greenhouse gasses in
the atmosphere (Oreskes, 2004; Battin,
et al., 2007; Lindley et al., 2007).
Because coho salmon depend upon
freshwater streams and the ocean during
all stages of their life history cycle, the
populations in this ESU are likely to be
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significantly impacted by climate
change in the decades ahead, including
populations in Soquel and Aptos
Creeks.
Protective Efforts
At the time of its reclassification in
2005, existing protective efforts for this
ESU were not considered sufficiently
certain in terms of their implementation
or effectiveness to ameliorate its
extinction risk (70 FR 37160; 28 June
2005). Extinction risk of this ESU has
increased since 2005 (Spence, 2011) and
we continue to believe that there are
insufficient protective efforts for ESU as
a whole to ameliorate its extinction risk.
Proposed Determination
Based on a careful consideration of all
available information, including new
information on the presence of coho
salmon in Soquel Creek and the
similarilty of habitat in Aptos Creek we
propose to extend the southern
boundary of the CCC coho salmon ESU
southward to include Soquel and Aptos
Creeks in Santa Cruz County, California.
Based on an updated assessment of coho
salmon populations throughout the
range of the ESU, including the newly
discovered population in Soquel Creek,
and a consideration of the factors
affecting this species throughout the
range of the ESU, we propose to list the
redefined ESU as endangered.
Section 9 Take Prohibitions
The CCC coho salmon ESU is listed as
an endangered species. Section 9 of the
ESA prohibits certain activities that
directly or indirectly affect endangered
species. These section 9(a) prohibitions
apply to all individuals, organizations,
and agencies subject to U.S. jurisdiction.
If this proposed rule is finalized and the
southern boundary of the ESU is moved
southward to include populations of
coho salmon in Soquel and Aptos
Creeks, then the section 9 take
prohibitions will apply to all naturally
produced coho salmon in these
watersheds. Depending on their
activities, some individuals,
organizations and agencies in Soquel
and Aptos Creeks may be subject to
these take prohibitions if this proposed
rule is finalized.
Other Protections
Section 7(a)(2) of the ESA and the
NMFS-U.S. Fish and Wildlife Service
(USFWS) joint implementing
regulations require Federal agencies to
confer with us on actions likely to
jeopardize the continued existence of
species proposed for listing or to result
in the destruction or adverse
modification of proposed critical
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habitat. If a proposed species is
ultimately listed, Federal agencies must
consult on any action they authorize,
fund, or carry out if those actions may
affect the listed species or critical
habitat. Federal agencies carrying out
such actions in Soquel and Aptos
Creeks may be subject to these
requirements.
Peer Review
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
peer review establishing minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation. The OMB Bulletin,
implemented under the Information
Quality Act, is intended to enhance the
quality and credibility of the Federal
Government’s scientific information,
and applies to influential or highly
influential scientific information
disseminated on or after June 16, 2005.
On July 1, 1994, the NMFS and
USFWS published a series of policies
regarding listings under the ESA,
including a policy for peer review of
scientific data (59 FR 34270). The intent
of the peer review policy is to ensure
that listings are based on the best
scientific and commercial data
available. To satisfy our obligations
under the OMB Bulletin, we obtained
independent peer review of the BRT
report (Spence et al., 2011) which
supports this 12-month finding and
proposed rule to extend the southern
boundary of the CCC coho salmon ESU.
Both peer reviewers strongly supported
the BRT’s findings, analyses, and
conclusions. Minor technical and other
comments from the peer reviewers will
be addressed prior to dissemination of
the final BRT report.
Critical Habitat
Critical habitat is defined in section 3
of the ESA as: ‘‘(i) the specific areas
within the geographic area occupied by
the species, at the time it is listed in
accordance with the provisions of
section 4 of this Act, on which are
found those physical and biological
features (I) essential to the conservation
of the species and (II) which may
require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed in accordance with the
provisions of section 4 of this Act, upon
a determination by the Secretary that
such areas are essential for the
conservation of the species’’ (16 U.S.C.
1532(5)(A)). Conservation means the use
of all methods and procedures needed
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to bring the species to the point at
which listing under the ESA is no
longer necessary. Section 4(a)(3)(A) of
the ESA requires that, to the maximum
extent prudent and determinable,
critical habitat be designated
concurrently with the listing of a
species. If critical habitat is not then
determinable, however, section
4(b)(6)(C)(ii) allows for a one-year
extension. Section 4(b)(2) requires that
designation of critical habitat be based
on the best scientific data available,
after taking into consideration the
economic, national security, and other
relevant impacts of specifying any
particular area as critical habitat.
Once critical habitat is designated,
section 7 of the ESA requires Federal
agencies to ensure that they do not fund,
authorize, or carry out any actions that
are likely to destroy or adversely modify
that habitat. This requirement is in
addition to the section 7 requirement
that Federal agencies ensure that their
actions do not jeopardize the continued
existence of the listed species.
Critical habitat was designated for the
CCC coho salmon ESU in 1999 (64 FR
24049) and includes all accessible
reaches of rivers between Punta Gorda
and the San Lorenzo River, which is the
current southern boundary of the ESU.
Within this area, the critical habitat
includes all waterways, substrate and
adjacent riparian habitat below
longstanding, natural impassable
barriers and some specific dams. Critical
habitat is not presently being proposed
for designation in the Soquel and Aptos
Creek watersheds as it is not now
determinable. We are seeking public
input and information to assist in
gathering and analyzing the best
available scientific data to support the
possible designation of critical habitat
in Soquel and Aptos Creeks. After
considering all the available
information, we may initiate rulemaking
by publishing a proposed rule in the
Federal Register to designate critical
habitat in these watersheds. Any
proposed rule will provide an
opportunity for public comments and a
public hearing, if requested.
Public Comments Solicited
To ensure that the proposed range
extension of the CCC coho salmon ESU
is based on the best available
information and will be as accurate as
possible, we solicit comments and
suggestions from the public, other
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governmental agencies, the scientific
community, industry, environmental
groups, and any other interested party
(See Dates and Addresses for submitting
comments). Specifically, we are
interested in the following information
for Soquel and Aptos Creeks: (1)
Historical and any recent information,
including photographs, regarding the
presence and run size of coho salmon in
these streams; (2) information on the
current suitability of habitat in these
streams to support coho salmon
spawning, rearing and migration, as
well as threats to these habitat features;
(3) biological or other relevant
information concerning any current or
planned activities that may threaten
coho salmon or its habitat in these
streams; (4) efforts being made to protect
coho salmon in these streams; and (5)
potential economic costs or other
impacts of designating critical habitat in
these streams.
References
A complete list of all references cited
herein is available upon request (see
ADDRESSES section).
Classification
National Environmental Policy Act
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 675 F. 2nd
829 (6th Cir. 1981), we have concluded
that ESA listing actions are not subject
to the environmental assessment
requirements of the National
Environmental Policy Act (See NOAA
Administrative Order 216–6).
Executive Order 12866, Regulatory
Flexibility Act, and Paperwork
Reduction Act
As noted in the Conference Report on
the 1982 Amendments to the ESA,
economic impacts may not be
considered when assessing the status of
a species. Therefore, the economic
analysis requirements of the Regulatory
Flexibility Act are not applicable to the
ESA listing process. In addition, this
proposed rule is exempt from review
under Executive Order 12866. This
proposed rule does not contain a
collection-of-information requirement
for the purposes of the Paperwork
Reduction Act.
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Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific consultation directives
for situations where a regulation will
preempt State law, or impose
substantial direct compliance costs on
state and local governments (unless
required by statute). In keeping with the
intent of the Administration and
Congress to provide continuing and
meaningful dialogue on issues of mutual
State and Federal interest, this proposed
rule will be given to the State of
California and the relevant State
agencies for their review and comment.
We have consulted with the State of
California through CDFG regarding the
issue of coho salmon populations south
of San Francisco Bay and considered
their comments. CDFG also commented
on the 90-day finding for the petition in
question and we have considered their
comments in reviewing the petition and
this proposed rule. As we proceed with
this rulemaking, we intend to continue
engagement with the State and relevant
agencies, as well as local government
entities, to ensure we provide them
ample opportunity to comment on the
proposal and fully consider their
comments.
List of Subjects in 50 CFR Part 224
Endangered marine and anadromous
species.
Dated: January 31, 2011.
Eric C. Schwaab,
Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 224 is proposed
to be amended as follows:
PART 224—ENDANGERED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 224
continues to read as follows:
Authority: 12 U.S.C. 1531–1543 and 16
U.S.C. 1361 et seq.
2. Revise the entry for ‘‘Central
California Coast coho,’’ in § 224.101(a) to
read as follows:
§ 224.101 Enumeration of endangered
marine and anadromous species.
*
*
*
(a) * * *
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*
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Species 1
Citation(s) for
listing determinations
Where listed
Common name
*
Central California
Coast coho.
Scientific name
*
Oncorhynchus
kitsutch.
*
*
*
*
U.S.A., CA, including all naturally spawning populations of coho
salmon from Punta Gorda in northern California South to and including Aptos Creek in central California, as well as populations
in tributaries to San Francisco Bay, excluding the SacramentoSan Joaquin River system, as well as three artificial propagation
programs: the Don Clausen Fish Hatchery Captive Broodstock
Program, Scott Creek/King Fisher Flats Conservation Program,
and the Scott Creek Captive Broodstock Program.
*
*
*
Citation(s) for
critical habitat
designations
*
[INSERT FR CITATION &
DATE WHEN
PUBLISHED
AS A FINAL
RULE].
*
[INSERT FR CITATION &
DATE WHEN
PUBLISHED
AS A FINAL
RULE].
*
*
1 Species
*
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
[FR Doc. 2011–2537 Filed 2–3–11; 8:45 am]
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Agencies
[Federal Register Volume 76, Number 24 (Friday, February 4, 2011)]
[Proposed Rules]
[Pages 6383-6394]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-2537]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 224
[Docket No. 100323162-0595-02]
RIN 0648-XV30
Endangered and Threatened Species; 12-Month Finding on a Petition
To Delist Coho Salmon South of San Francisco Bay
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; 12-month petition finding; request for comments.
-----------------------------------------------------------------------
SUMMARY: We, the National Marine Fisheries Service (NMFS), are issuing
a 12-month finding on a petition to delist coho salmon (Oncorhynchus
kisutch) in coastal counties south of the ocean entrance to San
Francisco Bay, California from the Federal List of Endangered and
Threatened Wildlife under the Endangered Species Act (ESA) of 1973, as
amended. Coho salmon populations in this region are currently listed
under the ESA as part of the endangered Central California Coast (CCC)
Evolutionarily Significant Unit (ESU). The petition was accepted on
April 2, 2010, triggering a formal review of the petition and a status
review of the listed ESU. A biological review team (BRT) was convened
to assist in reviewing the petition and the status of the species.
Based upon our review of the petitioned action and the status of the
species, we conclude that the petitioned action is not warranted and
that coho salmon populations south of San Francisco Bay are part of the
endangered CCC coho salmon ESU. We further conclude that the southern
boundary of the CCC coho ESU should be extended southward from its
current boundary at the San Lorenzo River to include Soquel and Aptos
Creeks in Santa Cruz County, California, and are proposing this change
in the ESU boundary. As a result of this proposal, we are also
soliciting comments and any relevant scientific and commercial data
concerning the proposed range extension.
DATES: Written comments, data and information relevant to the proposed
range extension must be received no later than 5 p.m. local time on
April 5, 2011.
ADDRESSES: You may submit comments on the proposed range extension,
identified by the RIN 0648-XV30, by any of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal http//www.regulations.gov.
Follow the instructions for submitting comments.
Facsimile (fax): 562-980-4027, Attn: Craig Wingert.
Mail: Submit written comments to the Assistant Regional
Administrator, Protected Resources Division, Attn: Craig Wingert,
Southwest Region, National Marine Fisheries Service, 501 W. Ocean
Blvd., Suite 5200, Long Beach, CA 90802-4213.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.regulations.gov without
change. All personal identifying information (for example, name,
address, etc.) voluntarily submitted by the commenter may be publicly
accessible. Do not submit confidential business information or
otherwise sensitive or
[[Page 6384]]
protected information. We will accept anonymous comments (if you wish
to remain anonymous enter N/A in the required fields). Attachments to
electronic comments will be accepted in Microsoft Word, Excel, or Adobe
PDF file formats only.
A copy of the petition and related documents, our 90-day finding,
the BRT report, and other relevant information may be obtained by
submitting a request to the Assistant Regional Administrator, Protected
Resources Division, Attn: Craig Wingert, Southwest Region, National
Marine Fisheries Service, 501 W. Ocean Blvd., Suite 5200, Long Beach,
CA 90802-4213 or from the internet at https://swr.nmfs.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Craig Wingert, NMFS, Southwest Region,
(562) 980-4021; or Dwayne Meadows, NMFS, Office of Protected Resources,
Silver Spring, MD, (301) 713-1401.
SUPPLEMENTARY INFORMATION:
Background
The Central California Coast (CCC) coho salmon Evolutionarily
Significant Unit (ESU) was listed as a threatened species on October
31, 1996 (61 FR 56138), and subsequently reclassified as an endangered
species on June 28, 2005 (70 FR 37160). Coho salmon in coastal streams
of Santa Cruz and San Mateo counties south of the entrance to San
Francisco Bay were found to be part on this ESU at the time of its
original listing and subsequent reclassification. For more information
on the status, biology, and habitat of this coho salmon ESU, see
``Endangered and Threatened Species: Final Listing Determinations for
16 ESUs of West Coast Salmonids and Final 4(d) Protective Regulations
for Threatened Salmonid ESUs; Final Rule'' (70 FR 37160; June 28, 2005)
and ``Final Rule Endangered and Threatened Species; Threatened Status
for Central California Coast Coho Salmon Evolutionarily Significant
Unit (ESU)'' (61 FR 56138; October 31, 1996).
On November 25, 2003, we received a petition from Mr. Homer T.
McCrary (Petitioner), a Santa Cruz County forestland owner, to redefine
the southern extent of the CCC coho salmon ESU by excluding coastal
populations of coho salmon south of the entrance to San Francisco Bay,
California. An addendum to the petition was received on February 9,
2004, providing additional information to clarify the original petition
and respond to new information regarding museum specimens of coho
salmon from four coastal streams south of San Francisco Bay.
The ESA authorizes an interested person to petition for the listing
or delisting of a species, subspecies, or Distinct Population Segment
(DPS) (16 U.S.C. 1533(b)(3)(A). Our ESU policy (November 20, 1991; 56
FR 58612) defines a valid ESU as a DPS under the ESA. The ESA
implementing regulations contain the factors to consider for delisting
a species (50 CFR 424.11(d)). A species may be delisted only after a
review of the best scientific and commercial data substantiates that it
is neither endangered nor threatened for one or more of the following
reasons: (1) The species is extinct or has been extirpated from its
previous range; (2) the species has recovered and is no longer
endangered or threatened; or (3) investigations show the best
scientific or commercial data available when the species was listed, or
the interpretation of such data, were in error. The factors, singly or
in combination, considered in making a delisting determination are: (1)
The present or threatened destruction, modification, or curtailment of
a species' habitat or range; (2) overutilization for commercial,
recreational, scientific, or educational purposes; (3) disease or
predation; (4) the inadequacy of existing regulatory mechanisms; or (5)
other natural or manmade factors affecting a species' continued
existence.
Section 4(b)(3)(A) of the ESA requires that, to the maximum extent
practicable, within 90 days after receiving a petition, the Secretary
shall make a finding whether the petition presents substantial
scientific information indicating that the petitioned action may be
warranted (90-day finding). Our ESA implementing regulations define
``substantial information'' as the amount of information that would
lead a reasonable person to believe that the measure proposed in the
petition may be warranted (50 CFR 424.14(b)(1)). If a positive 90-day
finding is made, then we must conduct a status review of the species
concerned and publish a finding indicating whether the petitioned
action is or is not warranted (12-month finding) (50 CFR 424.14(b)(3)).
On March 23, 2006, we published a 90-day finding (71 FR 14683)
stating that the petition submitted by petitioner did not present
substantial information indicating that delisting coho salmon south of
San Francisco Bay may be warranted. On March 31, 2006, the petitioner
challenged that finding, alleging violations of the ESA and
Administrative Procedure Act (Homer T. McCrary v. Carlos Gutierrez et
al., No. 06-cv-86-MCE) (E.D. Cal.)). The venue for the case was
subsequently transferred to the Northern District Court in San Jose,
California as case No. C-08-01592-RMW (N.D. Cal.). On February 8, 2010,
the court issued an order stating our decision to deny the petition was
arbitrary and capricious. The court found that we failed to follow the
proper statutory procedures for reviewing petitions under the ESA, by
using information beyond the four corners of the petition, and in
applying the 12-month standard of whether the petitioned action ``is or
is not warranted,'' rather than the 90-day standard of whether the
petitioned action ``may be warranted.'' The court vacated our March 23,
2006, finding and remanded the petition to us for processing in
accordance with 16 U.S.C. 1533(b)(3)(A).
On April 2, 2010, we published a new 90-day finding (75 FR 16745)
in response to the February 8, 2010, U.S. District Court decision,
accepting the petition, triggering its formal review and initiation of
a status review. In the 90-day finding we solicited information from
the public and other concerned stakeholders to ensure that the review
was complete and based on the best available scientific and commercial
information concerning the issues raised in the petition. The
California Department of Fish and Game (DFG) provided the only public
comment on the 90-day finding.
In July 2010, we convened a biological review team (BRT) composed
of scientists from our Southwest and Northwest Fisheries Science
Centers and fishery experts from the U.S. Forest Service and U.S.
Geological Survey to specifically review the petitioned action, the
information supporting the petitioned information, and other relevant
information compiled by the Southwest Fisheries Science Center to
assess the petition and its specific issue regarding the distribution
of coho salmon south of San Francisco Bay. Following extensive review
and discussion, the BRT addressed two key questions pertinent to the
petitioned action: (1) Does the available evidence support a southern
boundary for CCC coho salmon that excludes streams south of the
entrance to San Francisco Bay?, and (2) does the available evidence
support a boundary different from the current boundary at the San
Lorenzo River? The BRT's review and findings are detailed in Spence et
al. (2011). In its findings, the BRT concluded the best available
scientific and historical information supports a southern boundary for
this ESU that includes populations inhabiting coastal streams south of
the entrance to San Francisco Bay. Based on their review of the
scientific and historical information,
[[Page 6385]]
the BRT also recommended extending the southern boundary of the ESU
from its current boundary at the San Lorenzo River southward to include
populations found in Soquel and Aptos Creeks. Below we summarize and
review the petition and the BRTs status report.
Overview of the Petition
The McCrary petition asserts that coho salmon were introduced into
Santa Cruz County, California, in 1906 and until that time, aside from
possible occasional strays, no self-sustaining native coho populations
existed in the coastal streams south of the entrance to San Francisco
Bay. The petition asserts the legal and factual criteria supporting the
listing of coho salmon under the ESA were in error, as demonstrated by
historical and scientific information presented in the petition. The
petitioner also asserts that extant populations of coho salmon in the
coastal streams south of the entrance to San Francisco Bay are most
likely of non-native origin and only persist there due to ongoing
artificial propagation efforts. As a consequence, the petitioner argues
that these populations do not constitute an important component in the
evolutionary legacy of the species. The petition also asserts coho
salmon populations in these streams should be delisted because they are
not evolutionarily significant populations and their inclusion in the
CCC coho salmon ESU is inconsistent with NMFS' ESU policy for Pacific
salmon (Waples, 1991). Based on this and other information detailed in
the petition and addendums, the petitioner requested that we delist
populations of coho salmon in coastal streams south of the entrance to
San Francisco Bay and redefine the southern boundary of the CCC coho
salmon ESU to an undetermined location north of San Francisco Bay.
Information used to support the petitioner's assertion that coho
salmon are not native in coastal streams south of the entrance to San
Francisco Bay, and therefore, should not be listed, included: (1) Early
scientific and historical accounts indicating that the entrance to San
Francisco Bay was the southern boundary for coho salmon; (2)
differences in environmental conditions (geology, climate, and
hydrology) between regions north and south of San Francisco Bay; (3)
information and historical accounts indicating that coho salmon from
out of the area were artificially planted into the coastal streams
south of the entrance to San Francisco Bay; and (4) the absence of coho
salmon remains in the archeological record at sites south of the
entrance to San Francisco Bay. Finally, the petitioner also argued that
even if coho salmon populations south of the entrance to San Francisco
Bay are of native origin they are likely ephemeral populations that
contribute little to the evolutionary legacy of the species, and
therefore, should not be listed under the ESA.
We considered all additional information provided by the petitioner
and others that provided supplemental information on his behalf to be
part of the petition. This supplemental information originated as a
result of written communication and discussions between our Southwest
Region office, the Southwest Fisheries Science Center and the
petitioner in 2004 and 2005. We also considered information presented
in Kaczynski and Alvarado (2006) which clarified and expanded on some
of the information and arguments made by the petitioner.
Summary of BRT Findings
The following summary of the BRT's findings addresses the main
points raised in the petition, supplemental information provided by the
petitioner, and arguments made in Kaczynski and Alvarado (2006). The
summary addresses the following issues raised in the petition: (1)
Early scientific and historical accounts; (2) environmental conditions
north and south of the entrance to San Francisco Bay; (3) human
intervention as it relates to artificial propagation; (4) the
archeological record for coho remains at sites south of the entrance to
San Francisco Bay; and (5) the relationship of these southern
populations to the overall CCC coho salmon ESU and their consideration
in the context of our ESU policy.
1. Early scientific and historical accounts. The petitioner
presented a review of early scientific and historical accounts that
suggested coho salmon were not present in coastal streams south of the
entrance to San Francisco Bay prior to hatchery planting efforts. In
his review, the petitioner found no references to coho salmon in the
area until after the initiation of hatchery outplanting efforts which
began in 1906. Because the scientific literature prior to 1906
referenced coho salmon as occurring or being abundant north of San
Francisco the petitioner concluded coho salmon were absent in coastal
streams south of San Francisco. In response to the discovery of coho
salmon museum specimens collected in 1895 from four streams south of
the entrance to San Francisco Bay, information that was not presented
in the original petition, the petitioner argued these specimens were
not reliable evidence that coho salmon historically occurred south of
San Francisco Bay and instead were likely the result of the fish
straying southward because of unusually favorable ocean conditions or
of undocumented non-native stock introductions.
The BRT reviewed all available information and concluded that the
petitioner's assertions are not supported by the available scientific
or historical evidence. The historical record demonstrates that few
faunal surveys had been conducted by early fishery scientists in
coastal watersheds anywhere in California prior to 1895, and certainly
not enough to precisely define the southern boundary of coho salmon in
California.
In reviewing historical reports and other information regarding the
range of coho salmon in California, the BRT found there was
considerable uncertainty and confusion about the identification of the
various species of Pacific salmon in the 1800s and into the early
1900s. This confusion raised the BRT's concerns over the reliability
and accuracy of popular sources of information (e.g., newspapers) and
early scientific accounts to establish freshwater range limits for coho
salmon in California. This widespread confusion regarding species
identification was due to several factors, including a poor
understanding of salmonid life histories and life stages, the use of
different common names (which sometimes varied between geographic
localities) for the same species, and the use of the same common name
for different species. These factors contributed to the frequent
misidentification of salmon species and the resultant conflicting
descriptions of the species' geographic range. After a careful review
of the early literature, the BRT found evidence that coho salmon were
likely missidentified as chum salmon (O. keta) or steelhead (O. mykiss)
which led early fishery scientists to inaccurately describe the
presence and/or distribution of coho salmon in California.
The BRT concluded that museum collections currently held at the
California Academy of Sciences (CAS) provide direct evidence coho
salmon were present in coastal streams south of the entrance to San
Francisco Bay prior to 1906. The collection of these specimens
represents the first known scientific effort to document the presence
of freshwater fish species, including salmonids, in coastal streams
south of the entrance to San Francisco Bay. The petitioner contends
these specimens are not reliable indicators of
[[Page 6386]]
coho presence south of the entrance to San Francisco Bay for several
reasons including: (1) The original misidentification of the specimens
as species other than coho salmon; (2) the possibility that the
collections were ``contaminated'' during the 1906 San Francisco
earthquake where some specimen bottles in the original museum
collection at Stanford University were broken; and (3) a ``broken
chain'' of custody for the 1895 specimens. The petitioner also asserted
even if these specimens were collected from local streams, they are not
evidence of persistent populations south of San Francisco Bay, but
rather may have been the result of unusually favorable ocean survival
conditions in the early 1890s that led to an ephemeral colonization
event in these streams by coho salmon.
The BRT was not persuaded by either of the first two arguments. The
misidentification of species was commonplace in this era when there was
substantial confusion surrounding the taxonomy and nomenclature of
Pacific salmon and a poor understanding of the early life stages of
these species. The correct identification of these fish as coho salmon
was made sometime later, most likely before the Stanford collection was
transferred to the CAS (D. Catania, CAS, pers. comm., 14 November 2004,
in Spence et al., 2011). Further, the timing of these collections
(June) and size of individuals (50-85 mm) is most consistent with coho
salmon, which reside in fresh water for a full year. Three of the four
lots were originally identified as chum salmon. However, chum salmon
emigrate shortly after emergence in the spring at very small sizes
(usually < 50 mm); thus, a June collection of fish > 50 mm would be
highly unlikely. Thus, the most reasonable explanation is that the 1895
specimens collected by the Carmel River Expedition were coho salmon
that were misidentified. Adams et al. (2007) reached the same
conclusion.
The BRT also concluded that the assertion that the museum specimens
or labels were mixed up or ``contaminated'' after the 1906 San
Francisco earthquake lacks support. The BRT noted that extensive
efforts were made by museum staff after the earthquake to match
specimens with the correct collection information and that all
unmatched specimens were discarded. They also believed that the
petitioner's assertion that contamination had occurred would have
necessitated several improbable events to have occurred, making that
scenario highly unlikely.
The BRT did not specifically address the ``chain of custody''
argument made by the petitioner regarding these specimens, but as Adams
et al. (2007) pointed out, this concept is normally applied to evidence
handling in legal proceedings and not the handling of scientific museum
specimens. We believe this is an inappropriate standard in a situation
such as this and that few if any museum collections, even contemporary
collections, could meet this legal evidence standard.
The BRT also found the petitioner's argument that coho salmon
colonized these streams in the 1890s as a result of unusually favorable
ocean conditions to be highly speculative and without a credible basis.
The BRT concluded the collection of coho salmon in four different
streams south of San Francisco Bay during a fairly brief field survey
in 1895 strongly suggested their presence was not caused by a random
colonization event resulting from favorable ocean conditions.
Finally, the BRT found clear evidence from multiple historical
sources that coastal streams south of the entrance to San Francisco Bay
supported at least two, if not more, species of anadromous salmonids on
a recurring basis in the late 1800s and early 1900s. One of the species
was undoubtedly steelhead, which is still present in these coastal
streams south of San Francisco Bay. Based on the known historical and
current distributions of the five species of Pacific salmon, the second
species could only be coho salmon or Chinook (O. tshawytscha) salmon.
Given the different ecological requirements of these two species and
the nature of local stream habitats, the BRT concluded that coho salmon
rather than Chinook salmon is most likely to have been the other
salmonid species regularly observed in the coastal streams south of the
entrance to San Francisco Bay. To conclude otherwise, the BRT stated,
would be inconsistent with all that is known about the comparative
ecology and habitat requirements of the two species.
In summary, the BRT found clear evidence that coho salmon were
present in the coastal streams south of San Francisco Bay prior to
1906. Evidence cited by the BRT includes museum specimens collected in
1895 and a large body of information indicating that at least two
species of salmonids were present in the area, one of which was likely
coho salmon. The BRT also found widespread confusion regarding the
identification of salmonids in the early popular and scientific
literature indicating that these sources of information could not be
reliably used to define the southern freshwater range limit of coho
salmon in California.
2. Environmental conditions. In the petition and other written
correspondence the petitioner presented information contending that the
environmental conditions in coastal streams south of the entrance to
San Francisco Bay are too harsh or extreme to support persistent
populations of coho salmon. Environmental factors identified by the
petitioner and Kazcynski and Alvarado (2006) were stream hydrology,
precipitation, sedimentation, drought conditions, and stream access.
After reviewing the available information characterizing the
environmental conditions in streams immediately north and south of San
Francisco Bay, the BRT disagreed with the petitioner's contention. The
BRT concluded that the relatively small differences in stream hydrology
(baseflow and dynamic range) between the northern and southern
watersheds were not biologically meaningful to coho salmon. The BRT
also concluded that the petitioner's analysis of hydrology was flawed
because it failed to account for the effects of regulated flow releases
in Lagunitas Creek (Marin County, California) and major summer water
diversions in Soquel Creek (Santa Cruz County, California), both of
which alter the natural hydrograph in these streams.
The petitioner's arguments regarding the unsuitability of habitat
south of San Francisco Bay were also discussed by Kaczynski and
Alvarado (2006), who compared precipitation regimes in different
watersheds and concluded that the frequency of extreme storms is
significantly greater in Santa Cruz County than in Marin County. Adams
et al. (2007) evaluated this analysis and concluded that the
differences in extreme storm frequency were so slight that they were
unlikely to be biologically significant to coho salmon. The BRT
concurred with the Adams et al. (2007) assessment.
Kazcynski and Alvarado (2006) also contended that habitat
conditions were significantly different in watersheds immediately north
and south of San Francisco Bay. Specifically, they argued that drought
conditions are more severe south of San Francisco Bay, freshwater
temperatures are warmer south of San Francisco Bay, and that coho
salmon may not be able to access spawning habitat during drought
periods south of San Francisco Bay. The BRT concluded that these
conditions are not unique to streams south of San Francisco Bay, nor
would they significantly hinder habitat
[[Page 6387]]
availability or use by coho salmon in streams south of San Francisco
Bay.
The petitioner noted that coastal streams south of the entrance to
San Francisco Bay are subject to high amounts of fine sediment input
which can make habitat unsuitable and deleterious to coho salmon. The
BRT noted this problem is neither new nor unique to streams south of
San Francisco Bay, and that coho salmon occupy streams such as the Eel
River, Mad River, and Redwood Creek (in Humboldt County, California),
which have some of the highest sediment yields in the United States
(Milliman and Syvitski, 1992).
The petitioner and Kazcynski and Alvarado (2006) contended that
some of the streams south of San Francisco are in excellent condition
and cited a number of recent documents attesting to the difficulties
that coho salmon have coping with environmental conditions in these
streams. The BRT did not dispute the fact that coho salmon are
significantly challenged by the current habitat conditions in these
streams, but they strongly disagreed that some streams in Santa Cruz
County are now in excellent condition. Based on their understanding of
habitat conditions in streams south of San Francisco Bay and the
history of anthropogenic disturbance in these watersheds, the BRT does
not believe there is a single watershed that exhibits the pristine
habitat complexity that existed prior to the 1800s when significant
anthropogenic alteration of these watersheds first began. The BRT
concluded that these anthropogenic disturbances are the major factor
affecting coho salmon use of these watersheds rather than the inherent
characteristics of the watersheds themselves.
In summary, the BRT found no compelling evidence that environmental
conditions are appreciably different in coastal streams south of the
entrance to San Francisco Bay compared with streams north of San
Francisco Bay where the historical (and current) presence of coho
salmon is not disputed.
3. Human intervention by artificial propagation. The petitioner
contends coho salmon were first introduced into streams south of San
Francisco Bay with the delivery of coho salmon eggs from Baker Lake,
Washington, to the Brookdale hatchery on the San Lorenzo River in Santa
Cruz County in 1906. According to the petition, this introduction was
the beginning of an effort to establish a coho salmon fishery in the
coastal streams south of San Francisco Bay. Petitioner then asserts
that the first credible observation of coho salmon in the region did
not occur until after the introductions began in 1906. The petitioner
concludes that all subsequent observations of coho salmon in these
streams were likely the result of the 1906 or later introductions.
The BRT reviewed and evaluated past coho salmon hatchery out-
planting activities in streams south of San Francisco Bay to address
three issues: (1) Whether the substantial numbers of coho salmon that
occurred in these streams were the result of the Baker Lake and
subsequent introductions; (2) whether the CAS coho salmon specimens
collected in 1895, prior to the start of hatchery out-planting, could
have been the result of earlier hatchery activities; and (3) whether
the current populations of coho salmon in streams south of the entrance
to San Francisco Bay are the result of these and subsequent
introductions of fish from watersheds north of San Francisco Bay.
The BRT concluded that it is highly unlikely that the introduction
of modest numbers of coho salmon fry from Baker Lake could account for
the substantial numbers of coho salmon observed by Shapovalov and Taft
(1954) in Waddell Creek by the 1930s. The BRT based this determination
on several considerations including evidence indicating that all of
these early coho salmon releases into streams south of San Francisco
Bay consisted of fish at the fry life stage. The BRT indicated that
fish released at the fry stage would be expected to have very low
survival rates even with modern hatchery practices, let alone the
practices used in the early 1900s. The BRT also noted the habitat
characteristics of the streams south of the entrance to San Francisco
Bay are substantially different from those in which the Baker Lake
stock is found. The Baker Lake stock of coho salmon evolved in a cold,
snowmelt-dominated watershed of the northern Cascade Range under
environmental conditions vastly different from those found in streams
on the central coast of California, which may have limited the success
of any released fish. The most notable adaptation of coho salmon to the
Baker Lake habitat conditions is the summer run timing (July-August) of
returning adult spawners. This pattern contrasts significantly with the
winter run timing of coho salmon in central California. Adult run
timing of salmonids, including coho salmon, is under strong genetic
control and the summer run timing of Baker Lake coho salmon would be
extremely maladaptive for the coastal streams south of the entrance to
San Francisco Bay since most stream entrances in this area become
inaccessible due to sand bars during summer and are not accessible
until late November or December in most years. Given the summer run
timing of the Baker Lake stock and the inaccessibility of many stream
mouths during the summer south of San Francisco Bay, returning Baker
Lake coho would have had a very difficult time accessing these streams
in order to spawn.
The BRT evaluated whether coho salmon observed prior to 1906 could
have been the result of hatchery plantings. The petition addendum
indicated such a possibility might exist due to information suggesting
there were fish plantings from northern California and elsewhere into
streams of the Santa Cruz Mountains occurring at least as early as
1878. The BRT found no credible evidence to support this point and
substantial evidence to the contrary. Published records clearly
demonstrate that neither Federal nor State-owned hatcheries produced or
released coho salmon into waters south of San Francisco prior to the
1906 introduction of Baker Lake fish. While some small-scale privately
owned hatcheries and rearing ponds operated in the state prior to 1906,
the BRT found no evidence that any of these facilities reared or
distributed coho salmon south of the entrance to San Francisco Bay.
Based on the limited production of coho salmon in hatcheries
anywhere in the Pacific Northwest and the lack of any evidence that
coho salmon were stocked into streams south of San Francisco Bay prior
to 1906, the BRT determined that it is highly unlikely that the CAS
collection of coho salmon from four Santa Cruz Mountain streams in 1895
by the Carmel River Expedition were the consequence of hatchery
activities pre-dating these collections.
The BRT also investigated whether existing populations of coho
salmon in coastal streams south of San Francisco Bay could be the
result of introductions from other areas by reviewing several genetic
datasets for coho salmon from throughout California and elsewhere in
the species' range. Molecular genetic data are extensively used in
fisheries research to provide inferences about population structure and
the ancestry of populations and individual fish. If the coho salmon
populations currently found in streams south of San Francisco had been
established using fish out-planted in the early 1900s from streams in
the northern portion of the species range, we would expect these
current populations south of San Francisco to have genetic
characteristics similar to those of northern populations.
The genetic data reviewed by the BRT provided consistent results
regarding
[[Page 6388]]
the ancestry of coho salmon populations in the coastal streams south of
San Francisco Bay. The Garza (manuscript in preparation) dataset
discussed in Spence et al. (2011) is particularly relevant to the claim
in the petition that these populations are non-native and derived from
an out-of-ESU source. This dataset consists of molecular genetic data
from coho salmon populations located throughout California, as well as
from populations located throughout the rest of the species' range,
including Canada, Alaska and Russia. This dataset also includes genetic
data for coho salmon from the Samish River which is the watershed
immediately north of the Skagit River in Puget Sound where the Baker
Lake stock cited by the petitioner as the original source for coho
salmon in 1906 originated. Analysis of these data show that coho salmon
from populations in the southernmost portion of the range of the CCC
coho salmon ESU are unambiguously similar to coho salmon populations
elsewhere within the range of this ESU and not with populations from
other ESUs located further north. This analysis clearly rules out the
possibility that the genetic ancestry of coho salmon populations south
of the entrance to San Francisco Bay is substantially derived from an
out-of-ESU source (e.g., Baker Lake or 1980s imports from Washington
and Oregon stocks). The analysis definitively establishes that fish
from northern populations are not the primary contributors to the
current populations south of San Francisco, nor were they established
by out-planting of fish from northern populations within the ESU or
outside the ESU, including imports from the Noyo River.
Based on its review of hatchery out-planting in the streams south
of the entrance to San Francisco Bay after 1906, hatchery and rearing
pond efforts prior to 1895, and the available genetic information, the
BRT concluded the available evidence did not support the petitioner's
assertions. In fact, the available information strongly suggests that
early hatchery out-planting efforts were unsuccessful at establishing
new populations of coho salmon in the streams south of the entrance to
San Francisco Bay. Although the available genetic information cannot
rule out the possibility that coho salmon from streams in the northern
portion of the ESU may have contributed to the genetic ancestry of
current populations south of San Francisco, these data indicate that
any such contribution was not large and that current populations are
native to the area.
4. Archeological record. The petitioner cited the studies of
Gobalet and Jones (1995) and Gobalet et al. (2004) that failed to
identify the archeological remains of coho salmon from Indian middens
in Santa Cruz and San Mateo counties as additional evidence that coho
salmon were not native to the streams south of the entrance to San
Francisco Bay.
The BRT concurred that archaeological studies can provide important
evidence for the distribution of plant and animal species through their
use by native inhabitants (Gobalet and Jones, 1995). A recent paper on
this topic (Gobalet manuscript in press as cited in Spence et al.,
2011) addresses the southern extent of coho salmon distribution in
California specifically. Gobalet (manuscript in press) reports on
findings from newly examined archeological material from five locations
in coastal California south of the entrance to San Francisco Bay, and
from a re-examination of materials from Elkhorn Slough (near the
historical mouth of the Salinas River) that had previously been
identified as steelhead. From these materials Gobalet (manuscript in
press) identified two, and possibly three, archaeological locations as
having remains of coho salmon. Of the two locations where coho salmon
remains were independently verified, one was from a historical home
site in Santa Barbara (Santa Barbara County, California) and one was
located at the A[ntilde]o Nuevo State Reserve in southern coastal San
Mateo County. The third location was at Elkhorn Slough where three
elements (vertebrae) were determined to be coho salmon. However, these
elements will require confirmation by another specialist before a
conclusion can be reached that coho salmon occurred as far south as
Monterey County.
Based on its review, the BRT concluded that the identification of
coho salmon archeological specimens from locations in coastal streams
south of San Francisco Bay indicates coho salmon are native to this
area. Based on the most recent archaeological evidence, the BRT
concluded that: (1) Archaeological evidence from the A[ntilde]o Nuevo
site establishes the historical presence of coho salmon south of the
entrance to San Francisco Bay; and (2) independent confirmation of
vertebrae identified from the Elkhorn Slough site may extend the
southern limit of historical coho salmon distribution to northern
Monterey County.
5. Contribution of populations south of San Francisco to the
overall CCC coho salmon ESU. The petitioner and his representatives
questioned the basis for the federal listing of coho salmon in the
streams south of the entrance to San Francisco Bay. The issues raised
fall into three categories: (1) That coho salmon were introduced to the
area in question, and therefore, do not qualify for Federal listing;
(2) listing of these southern populations conflicts with NMFS' ESU
policy (56 FR 58612) and Waples (1991) regarding the issue of
evolutionary legacy; and (3) the southern populations are ephemeral or
sink populations, and therefore, do not contribute to the evolutionary
legacy of the CCC coho salmon ESU. The BRT disagreed with the
petitioner and his representatives on all three issues. The BRT
concluded that the weight of the evidence indicates coho salmon are
native to the area and do qualify for Federal listing. As stated in the
BRT report (Spence et al., 2011), the CAS specimens and recent genetic
information clearly demonstrate that coho salmon in the streams south
of the entrance to San Francisco Bay are native.
The BRT concluded that the petitioner misinterpreted our ESU
policy. The petitioner argued that the ESU policy requires a population
by population analysis of reproductive isolation and evolutionary
legacy. The BRT noted that the evolutionary legacy criterion in the
policy applies to the ESU as a whole, and not to individual populations
within an ESU. Our ESU policy has no requirement that each constituent
population or group of populations within an ESU contribute uniquely to
the evolutionary legacy of the species. In fact, if the southern coho
salmon populations had been determined to be reproductively isolated
and to constitute an important part of the evolutionary legacy of the
species, they would have been considered a separate ESU.
The BRT did not believe there was compelling evidence that coho
salmon populations south of the entrance to San Francisco Bay were
ephemeral, at least not at the time scales implied by the petitioner.
The petitioner's assertion directly contradicts the finding from NMFS'
Technical Recovery Team (Spence et al., 2008) which concluded that at
least two independent coho salmon populations (Pescadero Creek in San
Mateo County and San Lorenzo River in Santa Cruz County) likely existed
in the region prior to the extensive habitat alteration that followed
Euro-American settlement.
Finally, the BRT report (Spence et al., 2011) provided an expanded
discussion on the relative roles of ephemeral and sink populations and
the contribution these populations can make to the resiliency of a
salmon ESU. Demographically, these populations
[[Page 6389]]
increase overall metapopulation size, increase the size of the source
populations, and extend the survival of a declining metapopulation. In
contrast to arguments presented by the petitioner and his
representatives regarding the importance of ephemeral and sink
populations, the BRT noted these populations contribute to maintaining
the evolutionary legacy of the ESU as a whole. The BRT concluded that
the loss of populations at the edge of a species' range (such as coho
salmon south of the entrance to San Francisco Bay) may have a
relatively greater negative impact on ESU persistence than loss of
populations occurring nearer to the center of the species'
distribution. In addition to these demographic benefits, populations
near the edge of a species' range provide potential genetic benefits by
fostering evolution in a broader ecological niche for the ESU as a
whole.
12-Month Finding on the McCrary Petition
We have reviewed the best scientific and commercial information
available including the petition, the addendum to the petition, all
other correspondence between the petitioner and NMFS, comments on the
90-day finding from DFG, and the BRT's detailed analysis and
conclusions regarding the petitioned action (Spence et al., 2011).
Based on this review, we conclude that the petitioned action is not
warranted.
New Information on Coho Salmon Distribution and Habitat Use South of
the San Lorenzo River
The ESU boundaries for West Coast coho salmon ranging from southern
British Columbia to Central California were first delineated in a 1994
status review (Weitkamp et al., 1995). In delineating coho ESU
boundaries, the 1994 status review evaluated a wide range of
information pertaining to West Coast coho salmon, including geography,
ecology, and coho salmon genetic characteristics and life history
traits. In the proposed listing determination for the CCC coho salmon
ESU (60 FR 38011; 25 July 1995), we stated that the current range of
the ESU extended to the southernmost extent of the species range in
California based on recent data. At that time, we believed the southern
extent of the species range was the San Lorenzo River in Santa Cruz
County.
For coho salmon in central California, the 1994 status review
recognized that the rivers draining the Santa Cruz Mountains formed a
cohesive group with respect to environmental conditions, and therefore,
concluded that the Pajaro River, which is south of Aptos Creek, was
likely the historical southern limit of coho salmon. In determining
where the southern boundary of the Central California coast ESU should
be placed, the 1994 status review relied heavily on information
provided in a status review of coho salmon in Scott and Waddell Creeks
(Bryant, 1994). The Bryant (1994) status review indicated there were no
recent reports of coho salmon in rivers south of the San Lorenzo River.
Faced with uncertainty of whether any coho salmon populations might be
present south of San Lorenzo River and the uncertain origins of coho
salmon in the San Lorenzo (native or hatchery influenced), the status
review concluded that the San Lorenzo River should be the southern-most
basin in the ESU. In reaching this conclusion, the 1994 status review
and proposed and final listing determinations (60 FR 38011 and 61 FR
56138) stated that any coho salmon found spawning south of the San
Lorenzo River that were not the result of stock transfers should be
considered part of this ESU.
In reviewing the McCrary petition, the current BRT (Spence et al.,
2011) compiled new information about the distribution of coho salmon
south of the entrance to San Francisco Bay. Based on a review of this
new information, the BRT recommended that the southern boundary of the
CCC coho salmon ESU be moved southward from the San Lorenzo River to
include any coho salmon populations occurring in Soquel and Aptos
Creeks. New information supporting this recommendation includes: (1)
Recent observations of coho salmon in Soquel Creek; (2) recent genetic
information obtained from coho salmon observed in Soquel Creek; and (3)
information indicating that freshwater habitat conditions and watershed
processes in Soquel and Aptos Creeks are similar to those found in
closely adjacent basins within the current range of the CCC coho salmon
ESU.
During the summer of 2008, juvenile coho salmon were observed by
our Southwest Fisheries Science Center (SWFSC) scientists in Soquel
Creek for the first time in many years. Soquel Creek enters the Pacific
Ocean about 6.5 km south of the current ESU boundary at the ocean mouth
of the San Lorenzo River. A total of approximately 170 juvenile fish
were observed in the East Branch of Soquel Creek and some were
photographed. These observations demonstrate that suitable spawning and
rearing habitat occurs in Soquel Creek for coho salmon. A total of 28
of these fish were captured for tissue sampling and subsequent genetic
analysis.
Genetic analyses of the juvenile coho salmon from Soquel Creek used
18 microsatellite loci to genotype these fish and investigate the
origins of their parents and the minimum number of reproductive events
that contributed to the observed juveniles. Standard genetic stock
identification techniques were used with a baseline reference database
that included representative stocks from all regional California groups
of coho salmon. The Soquel Creek fish were compared to a coho salmon
reference population located south of San Francisco (Scott Creek) and
it was determined, with very high confidence, that they were closely
related. This comparison demonstrated that: (1) The juvenile fish
observed in Soquel Creek were the progeny of locally produced adults
returning to reproduce in nearby streams; and (2) they are native to
streams draining the Santa Cruz Mountains south of the entrance to San
Francisco Bay.
Genetic analysis of tissue samples from these juveniles (Garza et
al., unpublished as cited in Spence et al., 2011) also revealed that
they were produced by a minimum of two reproductive events in Soquel
Creek rather than by a single pair of fish randomly straying into the
watershed. The analysis only determined the minimum number of spawning
parents so it is possible that additional reproductive events occurred
in Soquel Creek in 2008. This information strongly supports our
conclusion that coho salmon in this stream should be considered part of
the CCC coho salmon ESU.
In reviewing the ecological conditions of streams south of San
Francisco Bay that originate from the Santa Cruz Mountains, the BRT
noted that a significant ecological transition occurs immediately south
of the Santa Cruz Mountains, with the northern edge of the Salinas
Valley marking the boundary between an area with cool, wet redwood
forests to the north and an area with warm, drier chaparral landscapes
to the south where small relic redwood forests are primarily confined
to riparian areas near the coast. The Soquel and Aptos Creek watersheds
occur within the Coast Range Ecoregion which runs nearly continuously
from the Oregon border to the southern boundary of the Santa Cruz
Mountains (the northern edge of the Pajaro River basin) and includes
all the streams originating from the Santa Cruz Mountains south of San
Francisco. Soquel and Aptos Creeks exhibit ecological, climatic, and
habitat attributes similar to streams historically occupied by coho
salmon elsewhere in
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this Ecoregion indicating they are suitable for coho salmon.
Revised CCC Coho Salmon ESU
To qualify for listing as a threatened or endangered species,
identified populations of coho salmon must be considered a ``species''
under the ESA. The ESA defines ``species'' to include ``any subspecies
of fish or wildlife or plants, and any distinct population segment of
any species of vertebrate fish or wildlife which interbreeds when
mature.'' Our ESU policy describes how the agency applies the ESA
definition of ``species'' to anadromous salmonid species. This policy
provides that a salmonid population will be considered distinct, and
hence a species under the ESA, if it represents an ESU of the
biological species. A population must satisfy two criteria to be
considered an ESU: (1) It must be reproductively isolated from other
con-specific population units; and (2) it must represent an important
component in the evolutionary legacy of the biological species. The
first criterion, reproductive isolation, need not be absolute, but must
be strong enough to permit evolutionarily important differences to
accrue in different population units. The second criterion is met if
the population contributes substantially to the ecological/genetic
diversity of the species as a whole. Guidance on the application of
this policy is contained in Waples (1991). The genetic, ecological, and
life history characteristics that we assessed to identify the number
and geographic extent of coho salmon ESUs in accordance with this
policy, including the CCC coho salmon ESU, are discussed in detail in
Weitkamp et al. (1995) and in the July 25, 1995, proposed listing
determination for three coho salmon ESUs (60 FR 38011). Additional
information is presented in the original threatened listing
determination for the CCC coho ESU in 1996 (61 FR 56138).
As described in the 2005 final listing determination that
reclassified the CCC coho salmon ESU as endangered (70 FR 37160), the
ESU consists of naturally and hatchery spawned populations of coho
salmon in rivers and streams from Punta Gorda in southern Humboldt
County, California, to the southern extent of the species' range which
was identified as the San Lorenzo River in Santa Cruz County,
California (inclusive). The ESU also includes populations from several
San Francisco Bay tributaries. The four listed hatchery stocks are
those propagated by the Don Clausen Fish Hatchery Captive Broodstock
Program, Scott Creek/King Fisher Flats Conservation Program, the Scott
Creek Captive Broodstock Program, and the Noyo River Fish Station egg-
take Program. The Noyo River program was discontinued after the 2005
listing.
The recent information compiled by the BRT clearly indicates that
adult coho salmon entered Soquel Creek and successfully spawned during
the 2007-2008 winter period. The juvenile progeny of those spawning
adults were observed by a SWFSC scientist during the summer of 2008.
The genetic information collected from these fish clearly indicate they
are closely related to other coho salmon in the Santa Cruz Mountains
Diversity Stratum and not the result of strays from outside the ESU or
streams to the north of the entrance to San Francisco Bay. Since there
had been no recent evidence of coho salmon presence in Soquel Creek
prior to 2008, it is likely that the adult coho salmon which
successfully spawned during the winter of 2007-2008 were strays from
nearby watersheds within the Santa Cruz Mountains Diversity Stratum.
Aptos Creek, like Soquel Creek, is part of Coast Range Ecoregion
and is believed to have historically supported a coho salmon population
(Anderson 1995). NMFS biologists familiar with the habitat requirements
of coho salmon have determined that Aptos Creek has freshwater habitat
suitable for successful spawning and rearing of coho salmon. Because
Aptos Creek has suitable habitat for coho salmon and is in close
proximity to Soquel Creek and other streams that support coho salmon,
the BRT recommends that any coho found in Aptos Creek be considered
part of the ESU. Although there is no current information indicating
coho salmon occur in Aptos Creek, this may be the result of limited
survey efforts in the watershed.
While the BRT believes that Pajaro River tributaries draining the
Santa Cruz Mountains (e.g., Corralitos Creek and perhaps others) may
have also supported coho salmon in the past, the lack of historical or
recent evidence of naturally occurring coho salmon in this watershed
makes inclusion of these streams within the ESU more difficult to
justify. The BRT concludes, however, that any coho salmon found
spawning in Santa Cruz Mountain streams south of Aptos Creek should be
considered part of this ESU unless they are non-native stock transfers.
Status of CCC Coho Salmon ESU
Status reviews by Weitkamp et al. (1995) and Good et al. (2005)
both concluded that the CCC coho salmon ESU was in danger of
extinction. We listed the CCC coho salmon ESU as threatened in 1996 (61
FR 56138) and reclassified its status as endangered in 2005 (71 FR
834). Both status reviews cited concerns over low abundance and long-
term downward trends in abundance throughout the ESU, as well as
extirpation or near extirpation of populations across most of the
southern two-thirds of the ESU's historical range including several
major river basins. They further cited as risk factors the potential
loss of genetic diversity associated with range reductions or loss of
one or more brood lineages, coupled with the historical influence of
hatchery fish (Good et al., 2005).
As part of a 5-year status review update, the SWFSC has updated the
biological status of the coho salmon populations in this ESU (Spence
and Williams, 2011). This review concluded that despite the lack of
long-term data on coho salmon abundance, available evidence from recent
shorter-term research and monitoring efforts demonstrates that the
status of coho populations in this ESU have worsened since the Good et
al. (2005) review. For all available time series, recent population
trends have been downward, in many cases significantly so, with
particularly poor adult returns from 2006 to 2010. Based on population
viability criteria developed to support recovery planning efforts for
this ESU (Bjorkstedt et al., 2005; Spence et al., 2008), all of the
independent populations are well below low-risk abundance targets
(e.g., Ten Mile River, Noyo River, Albion River), and several are, if
not extinct, below high-risk depensation thresholds (e.g., San Lorenzo
River, Pescadero Creek, Russian River, Gualala River). Though
population-level estimates of abundance for most independent
populations are lacking, it does not appear that any of the five
diversity strata identified by Bjorkstedt et al. (2005) currently
support a single viable coho salmon population based on viability
criteria that have been established by Spence et al. (2008). Based on a
consideration of the updated biological status information for this
ESU, including the status of the newly discovered coho salmon
population in Soquel Creek, we conclude that the CCC coho salmon ESU
continues to be in danger of extinction.
Summary of Factors Affecting the Revised CCC Coho Salmon ESU Including
Soquel and Aptos Creeks
A. The Present or Threatened Destruction, Modification, or Curtailment
of Its Habitat and Range
Our review of factors affecting the CCC coho salmon ESU concluded
that
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logging, agriculture and mining activities, urbanization, stream
channelization, dams, wetland loss, and water withdrawals and
unscreened diversions have contributed to the decline of the CCC coho
salmon ESU. Land-use activities associated with logging, road
construction, urban development, mining, agriculture, and recreation
have significantly altered coho salmon habitat quantity and quality (61
FR 56138; 31 October 1996 and 70 FR 37160; 28 June 2005). Impacts of
these activities include alteration of streambank and channel
morphology, alteration of ambient stream water temperatures,
elimination of spawning and rearing habitat, fragmentation of available
habitats, elimination of downstream recruitment of spawning gravels and
large woody debris, removal of riparian vegetation resulting in
increased stream bank erosion, and degradation of water quality (61 FR
56138; 31 October 1996 and 70 FR 37160; 28 June 2005).
Land-use and extraction activities leading to habitat modification
can have significant direct and indirect impacts to coho salmon
populations. Land-use activities associated with residential and
commercial development, road construction, use and maintenance,
recreation, and logging have significantly altered coho salmon
freshwater habitat quantity and quality throughout this ESU as well as
in the Aptos and Soquel watersheds. Associated impacts of these
activities include; alteration of streambank and channel morphology;
alteration of ambient stream water temperatures; degradation of water
quality; elimination of spawning and rearing habitats; elimination of
recruitment of large woody debris; removal of instream large woody
debris which forms pool habitats and overwintering refugia; removal of
riparian vegetation resulting in increased bank erosion; loss of
floodplain habitats and associated refugia; and increased sedimentation
input into spawning and rearing areas resulting in the loss of channel
complexity, pool habitat, suitable gravel substrate, and large woody
debris.
The loss and degradation of habitats and flow conditions were
identified as a threat to coho salmon in Soquel and Aptos Creeks in the
draft recovery plan for this ESU (NMFS, 2010). Although many
historically harmful practices have been halted, particularly removal
of large woody debris by Santa Cruz County, much of the historical
damage to habitats limiting coho salmon in these watersheds remains to
be addressed. Habitat restoration activities and threat abatement
actions will likely require more focused effort and time to stabilize
and improve habitat conditions in order to improve the survival of coho
salmon in these watersheds. Additionally, in some watersheds, land-use
practices such as quarrying and road maintenance practices continue to
pose risks to the survival of local coho salmon populations.
B. Overutilization for Commercial, Recreational, Scientific, or
Education Purposes
Previous reviews (61 FR 56138; 31 October 96 and 70 FR 37160; 28
June 2005) concluded that ocean and recreational fisheries had
adversely impacted coho salmon populations throughout its range on the
west coast and contributed to their decline. Commercial and
recreational fisheries have been closed since the mid 1990s for coho
salmon in California; however, the coho salmon is this ESU as well as
Soquel Creek can still be impacted from fisheries as a result of
incidental bycatch. In recent years, ocean fisheries for salmon have
been severely constrained; however, incidental bycatch on coho salmon
is poorly understood and could potentially be significant for this ESU
in watersheds where populations are in low abundance. Recreational
fishing for steelhead is still allowed in some portions of this ESU,
including Soquel and Aptos Creeks, and therefore, coho salmon, when
present, may be unintentionally caught by steelhead anglers. The risk
of unintentional capture is believed to be higher in these watersheds
than in many other coastal streams because of current fishing
regulations that allow catch and release for steelhead based on a
calendar dates regardless of river flow. Fishing during low flow
periods may expose coho salmon adults to increased rates of incidental
capture and injury.
At the time the CCC coho salmon ESU was listed in 1996, collection
for scientific research and educational programs were believed to have
little or no impact on California coho salmon populations. In
California, most of the scientific collection permits are issued by DFG
and NMFS to environmental consultants, Federal resource agencies, and
educational institutions. Regulation of take is controlled by imposing
conditions on individual permits (61 FR 56138). Given the extremely low
population levels throughout the ESU, but especially south of the
entrance to San Francisco Bay, any collections can have significant
impacts on local populations and need to be monitored. In Soquel and
Aptos Creeks, two researchers are currently sampling juvenile salmonid
populations using electrofishing as part of their methodology. Only one
researcher is authorized to capture coho salmon and the other must stop
collections if juvenile coho salmon are detected.
C. Disease or Predation
Relative to the effects of fishing, habitat degradation, and
hatchery practices, disease and predation are not believed to have been
major factors contributing to the decline of West Coast coho salmon
populations or this ESU. However, disease and predation may have
substantial adverse impacts in localized areas. Specific diseases known
to be present in and affect salmonids are listed in 69 FR 33102 (14
June 2004). No current or historical information exists to quantify
changes in infection levels and mortality rates attributable to these
diseases for coho salmon, including coho salmon populations in Soquel
and Aptos Creeks.
Habitat conditions such as low water flows and high water
temperatures can exacerbate susceptibility to infectious diseases (69
FR 33102; 14 June 2004). The large quantity of water diverted from
Soquel Creek which results in decrease summer flows may increase the
susceptibility of rearing coho salmon to disease and predation. Avian
predators have been shown to impact some juvenile salmonids in
freshwater and near shore environments. In nearby Scott Creek, a SWFSC
scientist (Hayes, pers. comm.) has documented substantial predation
impacts on outmigrating smolts based on the discovery of pit tags in
gull nesting areas. Predation may significantly influence salmonid
abundance in some local populations when other prey are absent and
physical conditions lead to the concentration of adults and juveniles
(Cooper and Johnson, 1992). Low flow conditions in these watersheds may
enhance predation opportunities, particularly in streams where adult
coho may congregate at the mouth of streams waiting for high flows for
access (DFG, 1995). These type of conditions could lead to significant
predation in Soquel Creek because of the low abundance of coho salmon.
Marine predation is a concern in some areas (i.e., seal and sea lions)
given the dwindling abundance of coho salmon across the range of this
ESU; however, it is generally considered by most investigators to be an
insignificant contributor to the population declines that have been
observed in Central California.
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D. Inadequacy of Existing Regulatory Mechanisms
At the time of listing, most Federal and non-Federal regulatory
efforts were not found to adequately protect coho salmon in this ESU
due to a variety of factors. Detailed information on these regulatory
mechanisms and protective efforts is provided in NMFS' Draft Proposed
Recovery Plan for CCC Coho Salmon (NMFS, 2010) and in the 1996 (61 FR
56138) and 2005 (70 FR 37160) final listing determinations. Since the
listing, these Federal and non-Federal regulatory efforts have not been
significantly improved or implemented differently to reduce threats to
this species. A variety of State and Federal regulatory mechanisms
exist to protect coho salmon habitat and address the factors causing
the decline of this ESU, but they have not been adequately implemented
(61 FR 56138; NMFS, 2010).
In Soquel and Aptos Creeks, the only significant program change has
been the curtailed funding and implementation of the Santa Cruz
County's large instream wood removal program