Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Pile Replacement Project, 6406-6430 [2011-2530]
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Federal Register / Vol. 76, No. 24 / Friday, February 4, 2011 / Notices
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XA116
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Pile
Replacement Project
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
AGENCY:
NMFS has received an
application from the U.S. Navy (Navy)
for an Incidental Harassment
Authorization (IHA) to take marine
mammals, by harassment, incidental to
construction activities as part of a pile
replacement project. Pursuant to the
Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an IHA to the
Navy to take, by Level B Harassment
only, five species of marine mammals
during the specified activity.
DATES: Comments and information must
be received no later than March 7, 2011.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing e-mail comments is
ITP.Laws@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10-megabyte file size.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm without change. All
Personal Identifying Information (e.g.,
name, address) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit Confidential
Business Information or otherwise
sensitive or protected information.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
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SUMMARY:
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incidental.htm. The Navy has prepared
a draft Environmental Assessment (EA)
titled ‘‘Explosives Handling Wharf 1 Pile
Replacement Project, Naval Base Kitsap
Bangor, Silverdale, WA’’. This
associated document, prepared in
compliance with the National
Environmental Policy Act (NEPA), is
also available at the same Internet
address. Documents cited in this notice
may also be viewed, by appointment,
during regular business hours, at the
aforementioned address.
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 713–2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘* * * an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45-day time limit for
NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization. Except with respect to
certain activities not pertinent here, the
MMPA defines ‘‘harassment’’ as:
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any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
Summary of Request
NMFS received an application on
December 16, 2010 from the Navy for
the taking of marine mammals
incidental to pile driving and removal
in association with a pile replacement
project in the Hood Canal at Naval Base
Kitsap in Bangor, WA (NBKB). This pile
replacement project is proposed to
occur between July 16, 2011 and July
15, 2013. This IHA would cover only
the initial year of this project (July 16,
2011–July 15, 2012), with a subsequent
IHA necessary for completion. Pile
driving and removal activities would
occur only within a window from July
16–October 31, with any required
impact driving occurring only from July
16–September 30. Six species of marine
mammals are known from the waters
surrounding NBKB: Steller sea lions
(Eumetopias jubatus), California sea
lions (Zalophus californianus), harbor
seals (Phoca vitulina), killer whales
(Orcinus orca), Dall’s porpoises
(Phocoenoides dalli), and harbor
porpoises (Phocoena phocoena). These
species may occur year-round in the
Hood Canal, with the exception of the
Steller sea lion. Steller sea lions are
present only from fall to late spring
(November–June), outside of the
project’s pile driving and removal
window (July 16–October 31).
Additionally, while the Southern
Resident killer whale (listed as
endangered under the Endangered
Species Act [ESA]) is resident to the
inland waters of Washington and British
Columbia, it has not been observed in
the Hood Canal in decades and was
therefore excluded from further
analysis. Only the five species which
may be present during the project’s
timeline may be exposed to sound
pressure levels associated with vibratory
and impulsive pile driving, or
pneumatic chipping, and will be
analyzed in detail in this document.
The Navy proposes to complete
necessary repairs and maintenance at
the Explosive Handling Wharf #1
(EHW–1) facility at NBKB as part of a
pile replacement project to restore and
maintain the structural integrity of the
wharf and ensure its continued
functionality to support necessary
operational requirements. The EHW–1
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facility, constructed in 1977, has been
compromised due to the deterioration of
the wharf’s existing piling sub-structure.
Under the proposed action, ninety-six
24-in (0.6 m) diameter concrete piles,
thirty-nine 12-in (0.3 m) diameter steel
fender piles, and three 24-in diameter
steel fender piles will be removed. In
addition, a total of twenty-eight 30-in
(0.8 m) diameter steel pipe piles will be
installed and filled with concrete on the
southwest corner of EHW–1. The
proposed action will occur over a two
year construction period scheduled to
begin in July 2011, of which the first
year would be authorized under this
IHA. All piles will be driven with a
vibratory hammer for their initial
embedment depths, and select piles will
be impact driven for their final 10–15 ft
(3–4.6 m) for proofing, as necessary.
‘‘Proofing’’ involves driving a pile the
last few feet into the substrate to
determine the capacity of the pile. The
capacity during proofing is established
by measuring the resistance of the pile
to a hammer that has a piston with a
known weight and stroke (distance the
hammer rises and falls) so that the
energy on top of the pile can be
calculated. The blow count in ‘‘blows
per inch’’ is measured to verify
resistance, and pile compression
capacities are calculated using a known
formula. Noise attenuation measures
(i.e., bubble curtain) will be used during
all impact hammer operations.
Hydroacoustic monitoring will be
performed to assess effectiveness of
noise attenuation measures.
For pile driving activities, the Navy
used NMFS-promulgated thresholds for
assessing pile driving and removal
impacts (NMFS 2005b, 2009), outlined
later in this document. The Navy used
recommended spreading loss formulas
(the practical spreading loss equation
for underwater sounds and the spherical
spreading loss equation for airborne
sounds) and empirically-measured
source levels from other 24–30 in (0.6–
0.8 m) diameter pile driving and
removal events to estimate potential
marine mammal exposures. Predicted
exposures are outlined later in this
document. The calculations predict that
no Level A harassments would occur
associated with pile driving or
construction activities, and that 2,488
Level B harassments may occur during
the pile replacement project from
underwater sound. No incidents of
harassment were predicted from
airborne sounds associated with pile
driving. Some assumptions (e.g., marine
mammal densities) used to estimate the
exposures are conservative, and may
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overestimate the potential number of
exposures and their severity.
Description of the Specified Activity
NBKB is located on the Hood Canal
approximately twenty miles (32 km)
west of Seattle, Washington (see Figures
1–1 and 1–2 in the Navy’s application).
NBKB provides berthing and support
services to Navy submarines and other
fleet assets. The entirety of NBKB,
including the land areas and adjacent
water areas in the Hood Canal, is
restricted from general public access.
The Navy proposes a pile replacement
project to maintain the structural
integrity of EHW–1 and ensure its
continued functionality to support
operational requirements of the
TRIDENT submarine program. The
proposed actions with the potential to
cause harassment of marine mammals
within the waterways adjacent to NBKB,
under the MMPA, are vibratory and
impulsive pile driving operations, and
vibratory and pneumatic chipping
removal operations, associated with the
pile replacement project. The proposed
activities that would be authorized by
this IHA will occur between July 16,
2011 and July 15, 2012. All in-water
construction activities within the Hood
Canal are only permitted during July
16–February 15 in order to protect
spawning fish populations. The further
restriction of in-water work window
(July 16–October 31) proposed by the
Navy avoids the possibility of incidental
harassment of Steller sea lions. The
Eastern Distinct Population Segment
(DPS) of Steller sea lions, present in the
Hood Canal outside of this further
restriction of the in-water work window,
is listed as threatened under the ESA.
Impact pile driving would be further
restricted to the period July 16–
September 30, per ESA consultation
with the U.S. Fish and Wildlife Service
(USFWS).
As part of the Navy’s sea-based
strategic deterrence mission, the Navy
Strategic Systems Programs directs
research, development, manufacturing,
test, evaluation, and operational support
for the TRIDENT Fleet Ballistic Missile
program. Maintenance and development
of necessary facilities for handling of
explosive materials is part of these
duties. The proposed action for this IHA
request includes the removal of the
fragmentation barrier, walkway, and 138
steel and concrete piles at EHW–1. Of
the piles requiring removal, 96 are 24in (0.6 m) diameter hollow pre-cast
concrete piles which will be excised
down to the mud line. An additional
three 24-in steel fender piles, and thirtynine 12-in (0.3 m) steel fender piles,
will be extracted using a vibratory
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hammer. Also included in the repair
work is the installation of 28 new 30-in
(0.8 m) diameter steel pipe piles, the
construction of new cast-in-place pile
caps (concrete formwork may be located
below Mean Higher High Water
[MHHW]), the installation of the prestressed superstructure, the installation
of five sled-mounted cathodic
protection (CP) systems, and the
installation or re-installation of related
appurtenances. Sound propagation data
will be collected through hydroacoustic
monitoring during pile installation and
removal to support environmental
analyses for future repair work that may
be necessary to maintain the EHW–1
facility. The presence of marine
mammals will also be monitored during
pile installation and removal.
The EHW–1 pile replacement project
has been designed to restore the
structural integrity of the EHW–1
facility which has been compromised
due to the deterioration of the wharf’s
existing piling sub-structure. Under the
proposed action, ninety-six 24-in (0.6
m) diameter concrete piles, thirty-nine
12-in (0.3 m) steel fender piles, and
three 24-in diameter steel fender piles
will be removed. In addition, a total of
twenty-eight 30-in (0.8 m) diameter steel
pipe piles will be installed and filled
with concrete on the southwest corner
of EHW–1. The proposed action will
occur over a two year construction
period scheduled to begin in July 2011.
The removal and installation of piles
at EHW–1 is broken up into three
components described in detail below
and depicted in Figure 1–3 of the Navy’s
application. The first component of this
project would entail (see Section A on
Figure 1–3 pf the Navy’s application):
• The removal of one 24-in diameter
steel fender pile and its associated
fender system components at the
outboard support. A fender pile,
typically set beside slips or wharves,
guides approaching vessels and is
driven so as to yield slightly when
struck in order to lessen the shock of
contact. The fender system components
attach the fender piles to the structure,
and are above the water line.
• The installation of sixteen 30-in
diameter hollow steel pipe piles
(approximately 130 ft [40 m] long), with
approximately 100 ft (30 m) of the pile
below the Mean Lower Low Water mark.
• The construction of two cast-inplace concrete pile caps. The pile caps
would be situated on the tops of the
steel piles located directly beneath the
structure (see Figure 1–4 of the Navy’s
application for a diagram) and function
as a load transfer mechanism between
the superstructure and the piles.
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Concrete formwork may be located
below MHHW.
• The installation of three sled
mounted passive CP systems. The
passive CP system is a metallic rod or
anode that is attached to a metal object
to protect it from corrosion. The anode
is composed of a more active metal than
that on which it is mounted and is more
easily oxidized, thus corroding first and
acting as a barrier against corrosion for
the object to which it is attached. This
system would be banded to the steel
piles to prevent metallic surfaces of the
wharf from corroding due to the saline
conditions in Hood Canal.
The second component of this project
would require (see Section B in Figure
1–3 of the Navy’s application):
• The removal of two 24-in diameter
steel fender piles at the main wharf and
associated fender system components.
• The installation of twelve 30-in
diameter hollow steel pipe piles
(approximately 74–122 ft [23–37 m]
long). The embedment depth of the piles
would range from 30–50 ft (9–15 m).
• The construction of four concrete
pile caps.
• The installation of a pre-stressed
concrete superstructure. The
superstructure is the pre-stressed
concrete deck of the wharf found above,
or supported by, the caps or sills,
including the deck, girders, and
stringers.
• The installation of two sled
mounted passive CP systems.
• The installation or re-installation of
related appurtenances, the associated
parts of the superstructure that connect
the superstructure to the piles. These
pieces include components such as
bolts, welded metal hangers and fittings,
brackets, etc.
The final component of this project
would be (see Section C on Figure 1–3
of the Navy’s application):
• The removal of the concrete
fragmentation barrier and walkway,
used to get from the Wharf Apron to the
Outboard Support. These structures will
likely be removed by cutting the
concrete into sections (potentially three
or four in total) using a saw, or other
equipment, and removed using a crane.
The crane will lift the sections from the
existing piles and place them on a barge.
• The removal of the piles supporting
the fragmentation barrier including:
Æ Thirty-nine 12-in diameter steel
fender piles.
Æ Ninety-six 24-in diameter hollow
pre-cast concrete piles cut to the mud
line (includes 72 at fragmentation
barrier, four at walkway, four at Bent 8
outboard support, and eight at Bents 9
and 10).
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• Concrete piles would be removed
with a pneumatic chipping hammer or
another tool capable of cutting through
concrete. A pneumatic chipping
hammer is similar to an electric power
tool, such as a jackhammer, but uses
compressed air instead of electricity.
The pneumatic chipping hammer
consists of a steel piston that is
reciprocated in a steel barrel by
compressed air. On its forward stroke
the piston strikes the end of the chisel.
The piston reciprocates at a rate such
that the chisel edge vibrates against the
concrete with enough force to fragment
or splinter the pile. The concrete debris
would be captured using debris
curtains/sheeting and removed from the
project area.
Pile removal and installation would
occur between July 16 and October 31
during each year of construction, with
all impact driving further restricted to
July 16–September 30. The installation
of the concrete pile caps and sled
mounted passive CP systems is out-ofwater work, on the tops of the piles
themselves or attached to the wharf’s
superstructure. In a precautionary
measure, these activities would
nonetheless be limited to the in-water
work window from July 16 to February
15—a window established to minimize
impacts to fish.
Vibratory driving would be the
preferred method for all pile
installation, and would be used for
removal of all steel piles. During pile
installation, depending on local site
conditions, it may be necessary to drive
some piles for the final few feet with an
impact hammer. This technique, known
as proofing, may be required due to
substrate refusal. As a result of
consultation with USFWS under the
ESA, impact pile driving, if required for
proofing, will not occur on more than
five days for the duration of any pile
driving window during the
implementation of the project, and no
more than one pile may be proofed in
a given day. Furthermore, impact
driving or proofing would be limited to
fifteen minutes per pile (up to five piles
total). Based on the Navy’s experience
with pile replacement during previous
repair cycles at the EHW–1 facility, the
Navy felt that this measure could be
complied with. During previous repairs
at EHW–1, no use of impact driving has
been required to accomplish
installation. All piles driven with an
impact hammer would be surrounded
by a bubble curtain or other sound
attenuation device over the full water
column to minimize in-water noise.
Vibratory pile driving is restricted to the
time period between July 16 and
October 31, while impact driving would
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only be performed between July 16 and
September 30. Non-pile driving, inwater work can be performed between
July 16 and February 15. The Navy will
monitor hydroacoustic levels, as well as
the presence and behavior of marine
mammals during pile installation and
removal. Under the proposed action,
twenty-eight 30-in steel piles would be
installed and 138 piles, steel and
concrete, would be removed.
The contractor estimates that steel
pile installation and removal will occur
at an average rate of two piles per day.
For each pile installed, the driving time
is expected to be no more than one hour
for the vibratory portion of the project.
The impact driving portion of the
project, when required, is anticipated to
take approximately fifteen minutes per
pile, with a maximum of five piles per
construction window permitted to be
impact driven. Impact pile driving will
not occur on more than five days for the
duration of any pile driving window
and no more than one pile will be
proofed in a given day. Steel piles will
be extracted using a vibratory hammer.
Extraction is anticipated to take
approximately thirty minutes per pile.
Concrete piles will be removed using a
pneumatic chipping hammer or other
similar concrete demolition tool. It is
estimated that concrete pile removal
could occur at a rate of five piles per
day maximum, but removal will more
likely occur at a rate of three piles per
day. It is expected to take approximately
two hours to remove each concrete pile
with a pneumatic chipping hammer.
For steel piles, this results in a
maximum of two hours of pile driving
per pile or potentially four hours per
day. For concrete piles, this results in a
maximum of two hours of pneumatic
chipping per pile, or potentially six
hours per day. Therefore, while 108
days of in-water work time is proposed
(July 16–October 31), only a fraction of
the total work time per day will actually
be spent pile driving. An average work
day (two hours post-sunrise to two
hours prior to sunset [civil]) ranges from
six to twelve hours (for an average of
approximately eight to nine hours),
depending on the month. While it is
anticipated that only four hours of pile
driving would take place per day for
steel piles, or six hours of pneumatic
chipping for concrete piles, the Navy
modeled potential impact as if the entire
day could be spent pile driving to take
into account deviations from the
estimated times for pile installation and
removal.
Based on the proposed action, the
total time from vibratory pile driving
during steel pile installation would be
approximately fourteen days (28 piles at
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an average of two per day). The total
time from impact pile driving during
steel pile installation would be five days
(five piles at one per day). The total time
from vibratory pile driving during steel
pile removal would be 21 days (42 piles
at an average of two per day). The total
time using a pneumatic chipping
hammer during concrete pile removal
would be 32 days (96 piles at an average
of three per day).
Description of Noise Sources
Underwater sound levels are
comprised of multiple sources,
including physical noise, biological
noise, and anthropogenic noise.
Physical noise includes waves at the
surface, earthquakes, ice, and
atmospheric noise. Biological noise
includes sounds produced by marine
mammals, fish, and invertebrates.
Anthropogenic noise consists of vessels
(small and large), dredging, aircraft
overflights, and construction noise.
Known noise levels and frequency
ranges associated with anthropogenic
sources similar to those that would be
used for this project are summarized in
Table 1. Details of each of the sources
are described in the following text.
TABLE 1—REPRESENTATIVE NOISE LEVELS OF ANTHROPOGENIC SOURCES
Frequency
range (Hz)
Noise source
Underwater noise level
(dB re 1 μPa)
250–1,000
Tug docking gravel barge .........................
Vibratory driving of 30-in (0.8 m) steel
pipe pile.
Impact driving of 30-in steel pipe pile ......
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Small vessels ............................................
200–1,000
10–1,500
In-water construction activities
associated with the project would
include impact pile driving and
vibratory pile driving. The sounds
produced by these activities fall into
one of two sound types: Pulsed and
non-pulsed. Impact pile driving
produces pulsed sounds, while
vibratory pile driving produces nonpulsed (or continuous) sounds. The
distinction between these two general
sound types is important because they
have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward 1997 in Southall
et al. 2007). Please see Southall et al.
(2007) for an in-depth discussion of
these concepts.
Pulsed sounds (e.g., explosions,
gunshots, sonic booms, seismic pile
driving pulses, and impact pile driving)
are brief, broadband, atonal transients
(ANSI 1986; Harris 1998) and occur
either as isolated events or repeated in
some succession. Pulsed sounds are all
characterized by a relatively rapid rise
from ambient pressure to a maximal
pressure value followed by a decay
period that may include a period of
diminishing, oscillating maximal and
minimal pressures. Pulsed sounds
generally have an increased capacity to
induce physical injury as compared
with sounds that lack these features.
Non-pulse (intermittent or continuous
sounds) can be tonal, broadband, or
both. Some of these non-pulse sounds
can be transient signals of short
duration but without the essential
properties of pulses (e.g., rapid rise
time). Examples of non-pulse sounds
include vessels, aircraft, machinery
operations such as drilling or dredging,
vibratory pile driving, and active sonar
systems. The duration of such sounds,
as received at a distance, can be greatly
extended in a highly reverberant
environment.
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10–1,500
151 dB root mean square (rms) at 1 m
(3.3 ft).
149 dB rms at 100 m (328 ft) .................
Approximately 168 dB rms at 10 m (33
ft).
Approximately 193 dB rms at 10 m ........
Ambient Noise
By definition, ambient noise is
background noise, without a single
source or point (Richardson et al. 1995).
Ambient noise varies with location,
season, time of day, and frequency.
Ambient noise is continuous, but with
much variability on time scales ranging
from less than one second to one year
(Richardson et al. 1995). Ambient
underwater noise at the project area is
widely variable over time due to a
number of natural and anthropogenic
sources. Sources of naturally occurring
underwater noise include wind, waves,
precipitation, and biological noise (e.g.,
shrimp, fish, cetaceans). There is also
human-generated noise from ship or
boat traffic and other mechanical means
(Urick 1983). Other sources of
underwater noise at industrial
waterfronts could come from cranes,
generators, and other types of
mechanized equipment on wharves or
the adjacent shoreline.
In the vicinity of the project area, the
average broadband ambient underwater
noise levels were measured at 114 dB re
1 μPa between 100 Hz and 20 kHz
(Slater 2009). Peak spectral noise from
industrial activity was noted below the
300 Hz frequency, with maximum levels
of 110 dB re 1 μPa noted in the 125 Hz
band. In the 300 Hz to 5 kHz range,
average levels ranged between 83–99 dB
re 1 μPa. Wind-driven wave noise
dominated the background noise
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Reference
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Richardson et al. 1995.
Blackwell and Greene 2002.
WSDOT 2010a, 2010b.
WSDOT 2005, 2008; CALTRANS 2007;
Reyff 2005.
environment at approximately 5 kHz
and above, and ambient noise levels
flattened above 10 kHz.
Airborne noise levels at NBKB vary
based on location but are estimated to
average around 65 dBA (A-weighted
decibels) in the residential and office
park areas, with traffic noise ranging
from 60–80 dBA during daytime hours
(Cavanaugh and Tocci 1998). The
highest levels of airborne noise are
produced along the waterfront and at
the ordnance handling areas, where
estimated noise levels range from 70–90
dBA and may peak at 99 dBA for short
durations. These higher noise levels are
produced by a combination of sound
sources including heavy trucks,
forklifts, cranes, marine vessels,
mechanized tools and equipment, and
other sound-generating industrial or
military activities.
Sound Thresholds
Since 1997, NMFS has used generic
sound exposure thresholds to determine
when an activity in the ocean that
produces sound might result in impacts
to a marine mammal such that a take by
harassment might occur (NMFS 2005b).
To date, no studies have been
conducted that examine impacts to
marine mammals from pile driving
sounds from which empirical noise
thresholds have been established.
Current NMFS practice regarding
exposure of marine mammals to sound
is that cetaceans and pinnipeds exposed
to impulsive sounds of 180 and 190 dB
rms or above, respectively, are
considered to have been taken by Level
A (i.e., injurious) harassment.
Behavioral harassment (Level B) is
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considered to have occurred when
marine mammals are exposed to sounds
at or above 160 dB rms for impulse
sounds (e.g., impact pile driving) and
120 dB rms for continuous noise (e.g.,
vibratory pile driving), but below
injurious thresholds. For airborne noise,
pinniped disturbance from haul-outs
has been documented at 100 dB
(unweighted) for pinnipeds in general,
and at 90 dB (unweighted) for harbor
seals. NMFS uses these levels as
guidelines to estimate when harassment
may occur.
Distance to Sound Thresholds
Underwater Sound Propagation
Formula—Pile driving would generate
underwater noise that potentially could
result in disturbance to marine
mammals transiting the project area.
Transmission loss (TL) underwater is
the decrease in acoustic intensity as an
acoustic pressure wave propagates out
from a source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The formula for transmission loss is:
TL = B * log10(R) + C * R
where:
B = logarithmic (predominantly spreading)
loss
C = linear (scattering and absorption) loss
R = range from source in meters
For all underwater calculations in this
assessment, linear loss (C) was not used
(i.e., C = 0) and transmission loss was
calculated using only logarithmic
spreading. Therefore, using practical
spreading (B = 15), the revised formula
for transmission loss is TL = 15 log10
(R).
Underwater Noise from Pile Driving—
The intensity of pile driving sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. A large quantity of literature
regarding sound pressure levels
recorded from pile driving projects is
available for consideration. In order to
determine reasonable sound pressure
levels and their associated affects on
marine mammals that are likely to result
from pile driving at NBKB, studies with
similar properties to the proposed
action were evaluated. Sound levels
associated with vibratory pile removal
are the same as those during vibratory
installation (CALTRANS 2007) and have
been taken into consideration in the
modeling analysis. There is a lack of
empirical data regarding the acoustic
output of chipping hammers. As a
result, acoustic information for similar
types of concrete breaking instruments,
such as jackhammers and concrete saws,
was also consulted. Overall, studies
which met the following parameters
were considered: (1) Pile size and
materials: Installation—steel pipe piles
(30-in diameter); Removal—steel pipe
piles (12 to 24-in diameter); Removal—
concrete piles (24-in diameter); (2)
Hammer machinery: Installation
(steel)—vibratory and impact hammer,
Removal (steel)—vibratory hammer;
Removal (concrete)—pneumatic
chipping and/or jackhammer; and (3)
Physical environment—shallow depth
(less than 100 feet [30 m]).
TABLE 2—UNDERWATER SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES
Project and location
Pile size and type
Installation
method
Water depth
Measured sound pressure
levels
Eagle Harbor Maintenance Facility, WA 1.
Richmond-San Rafael Bridge,
CA 2.
Friday Harbor Ferry Terminal,
WA 3.
Various projects 4 .......................
30-in (0.8 m) steel pipe pile .....
Impact .............
10 m (33 ft) ....................
30-in steel pipe pile .................
Impact .............
4–5 m (13–16 ft) ............
30-in steel pipe pile .................
Impact .............
10 m ...............................
30-in steel CISS 5 pile ..............
Impact .............
Unknown ........................
193 dB re 1 μPa (rms) at 10 m
(33 ft).
190 dB re 1 μPa (rms) at 10
m.
196 dB re 1 μPa (rms) at 10
m.
192 dB re 1 μPa (rms) at 10
m.
approximately 193 dB re 1 μPa
(rms) at 10 m.
Average .........................
1 WSDOT
2008.
2007.
2005.
4 Reyff 2005.
5 Cast-in-steel-shell.
2 CALTRANS
3 WSDOT
Tables presented here detail
representative pile driving sound
pressure levels that have been recorded
from similar construction activities in
recent years. Due to the similarity of
these actions and the Navy’s proposed
action, they represent reasonable sound
pressure levels which could be
anticipated and these values were used
in the acoustic modeling and analysis.
Table 2 represents sound pressure levels
(SPLs) that may be expected during the
installation of the 30-in steel pipe piles
using an impact hammer, should this be
required. Table 3 represents SPLs that
may be expected during the installation
of the 30-in steel piles using a vibratory
hammer. Table 4 represents SPLs that
may be expected during the removal of
the 12 to 24-in steel pipe piles and the
24-in concrete pilings.
TABLE 3—UNDERWATER SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES
srobinson on DSKHWCL6B1PROD with NOTICES
Project and location
Pile size and type
Installation
method
Water depth
Measured sound pressure levels
Keystone Ferry Terminal, WA 1
30-in (0.8 m) steel pipe pile .....
Vibratory .........
5 m (15 ft) ......................
Keystone Ferry Terminal, WA 1
30-in steel pipe pile .................
Vibratory .........
8 m (28 ft) ......................
Vashon Ferry Terminal, WA 2 ....
30-in steel pipe pile .................
Vibratory .........
10–12 m (36–40 ft) ........
166 dB re 1 μPa (rms) at 10 m
(33 ft).
171 dB re 1 μPa (rms) at 10
m.
165 dB re 1 μPa (rms) at 10
m.
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TABLE 3—UNDERWATER SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES—
Continued
1 WSDOT
2 WSDOT
Installation
method
Pile size and type
Water depth
Measured sound pressure levels
Average .........................
Project and location
approximately 168 dB re 1 μPa
(rms) at 10 m.
2010a.
2010b.
TABLE 4—UNDERWATER SOUND PRESSURE LEVELS FOR PILE REMOVAL FROM SIMILAR IN-SITU MONITORED
CONSTRUCTION ACTIVITIES
Project and location
Pile size and type
Removal
method
Water depth
Measured sound pressure
levels
Unknown, CA 1 ...........................
24-in (0.6 m) steel pipe pile .....
Vibratory .........
United Kingdom 2 .......................
Unknown size 3; concrete ........
Jackhammer ...
approximately 15 m (49
ft).
Unknown ........................
165 dB re 1 μPa (rms) at 10 m
(33 ft).
161 dB re 1 μPa (rms) at 1 m
(3.3 ft).
1 CALTRANS
2007.
and Howell 2004.
3 This is the only literature found for the underwater use of a jackhammer or pneumatic chipping tool. The size of the pile was not recorded.
Since these tools operate to chip portions of concrete from the pile, sound output is not likely tied to the size of the pile itself as for impact and
vibratory pile driving. Therefore, this data was found to be representative for this project.
2 Nedwell
Several noise reduction measures can
be employed during pile driving to
reduce the high source pressures
associated with impact pile driving.
Among these is the use of bubble
curtains, cofferdams, pile caps, or the
use of vibratory installation. The
efficacy of bubble curtains is dependent
upon a variety of site-specific factors,
including environmental conditions
such as water current, sediment type,
and bathymetry; the type and size of the
pile; and the type and energy of the
hammer. For the pile replacement
project, the Navy intends to employ
noise reduction techniques during
impact pile driving, including the use of
sound attenuation systems (e.g., bubble
curtain). See ‘‘Proposed Mitigation’’ for
more details on the impact reduction
and mitigation measures proposed. The
calculations of the distances to the
marine mammal noise thresholds were
calculated for impact installation with
and without consideration for
mitigation measures. Thorson and Reyff
(2004) determined that a properly
designed bubble curtain could provide a
reduction of 5 to 20 dB. Based on
information contained therein, distances
calculated with consideration for
mitigation assumed a 10 dB reduction in
source levels from the use of sound
attenuation devices, and the Navy used
the mitigated distances for impact pile
driving for all analysis in their
application. All calculated distances to
and the total area encompassed by the
marine mammal noise thresholds are
provided in Tables 5, 6, and 7.
Calculated distance to thresholds using
unmitigated impact driving is provided
as reference; no unmitigated impact
driving will occur. The USFWS has
requested this as a measure to protect
prey of the ESA-endangered marbled
murrelet.
TABLE 5—CALCULATED DISTANCE(S) TO AND AREA ENCOMPASSED BY UNDERWATER MARINE MAMMAL NOISE
THRESHOLDS DURING PILE INSTALLATION
No mitigation, m (ft) 1
Group
Threshold
Pinnipeds ......................
Cetaceans .....................
All ..................................
Pinnipeds ......................
Cetaceans .....................
All ..................................
Impact driving, injury (190 dB) ...........................
Impact driving, injury (180 dB) ...........................
Impact driving, disturbance (160 dB) .................
Vibratory driving, injury .......................................
Vibratory driving, injury .......................................
Vibratory driving, disturbance (120 dB) ..............
With mitigation, m
(ft) 1
16 (52)
74 (243)
1,585 (5,200)
0
2 (6.6)
15,849 (51,998)
4 (13)
16 (52)
342 (1,122)
0
2
2 15,849
Area, km2 (mi 2)
0.000
0.001 (0.000)
0.367 (0.142)
0.000
0.000
2 789.1 (304.7)
srobinson on DSKHWCL6B1PROD with NOTICES
All sound levels expressed in dB re 1 μPa rms. Practical spreading loss (15 log, or 4.5 dB per doubling of distance) used for calculations.
1 Sound pressure levels used for calculations were: 193 dB re 1 μPa @ 10 m (33 ft) for impact and 168 dB re 1 μPa @ 10 m for vibratory.
2 Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5 mi), and is fetch limited from N to S
at 20.3 km (12.6 mi).
TABLE 6—CALCULATED DISTANCE(S) TO AND AREA ENCOMPASSED BY UNDERWATER MARINE MAMMAL NOISE
THRESHOLDS DURING PILE REMOVAL
Group
Threshold 1
Pinnipeds ...................................
Cetaceans .................................
All ..............................................
Pinnipeds ...................................
Cetaceans .................................
Vibratory removal, injury (190 dB) ...............................................
Vibratory removal, injury (180 dB) ...............................................
Vibratory removal, disturbance (120 dB) .....................................
Chipping hammer, injury (190 dB) ..............................................
Chipping hammer, injury (180 dB) ..............................................
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1 (3.3)
3 10,000 (5,200)
0
0
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Area, km 2 (mi 2)
0.000
0.000
3 314.2 (121.3)
0.000
0.000
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Federal Register / Vol. 76, No. 24 / Friday, February 4, 2011 / Notices
TABLE 6—CALCULATED DISTANCE(S) TO AND AREA ENCOMPASSED BY UNDERWATER MARINE MAMMAL NOISE
THRESHOLDS DURING PILE REMOVAL—Continued
Group
Threshold 1
Distance, m (ft) 2
All ..............................................
Chipping hammer, disturbance (120 dB) ....................................
3 542
Area, km 2 (mi 2)
3 0.929
(1,778)
(0.359)
All sound levels expressed in dB re 1 μPa rms. Practical spreading loss (15 log, or 4.5 dB per doubling of distance) used for calculations.
1 Specific criteria for pneumatic chipping hammers does not exist. These tools produce continuous sound similar to vibratory pile driving and
therefore use the same criteria for the analysis of effects.
2 Sound pressure levels used for calculations were: 165 dB re 1 μPa @ 10 m (33 ft) for vibratory and 161 dB re 1 μPa @ 1 m for chipping
hammer.
3 Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5 mi), and is fetch limited from N to S
at 20.3 km (12.6 mi).
The calculations presented in Tables
5 and 6 assumed a field free of
obstruction, which is unrealistic,
because Hood Canal does not represent
open water conditions (free field).
Therefore, sounds would attenuate as
they encounter land masses or bends in
the canal. As a result, some of the
distances and areas of impact calculated
cannot actually be attained at the project
area. The actual distances to the
behavioral disturbance thresholds for
impact and vibratory pile driving and
pneumatic chipping may be shorter than
those calculated due to the irregular
contour of the waterfront, the
narrowness of the canal, and the
maximum fetch (furthest distance sound
waves travel without obstruction [i.e.,
line of sight]) at the project area. Table
7 shows the actual areas encompassed
by the marine mammal thresholds
during each stage of the EHW–1 pile
replacement project. See Figures 6–1
through 6–4 of the Navy’s application
for depictions of the areas of each
underwater sound threshold that are
predicted to occur at the project area
due to pile driving, during each stage of
the project.
TABLE 7—ACTUAL AREA ENCOMPASSED BY UNDERWATER MARINE MAMMAL NOISE THRESHOLDS
Group
Threshold 1
Pinnipeds ...............................................
Cetaceans ..............................................
All ...........................................................
Pinnipeds ...............................................
Cetaceans ..............................................
All ...........................................................
Pinnipeds ...............................................
Cetaceans ..............................................
All ...........................................................
Pinnipeds ...............................................
Cetaceans ..............................................
All ...........................................................
Impact driving, injury (190 dB) ..............................................................................
Impact driving, injury (180 dB) ..............................................................................
Impact driving, disturbance (160 dB) ....................................................................
Vibratory driving, injury (190 dB) ..........................................................................
Vibratory driving, injury (180 dB) ..........................................................................
Vibratory driving, disturbance (120 dB) ................................................................
Vibratory removal, injury (190 dB) ........................................................................
Vibratory removal, injury (180 dB) ........................................................................
Vibratory removal, disturbance (120 dB) ..............................................................
Chipping hammer, injury (190 dB) ........................................................................
Chipping hammer, injury (180 dB) ........................................................................
Chipping hammer, disturbance (120 dB) ..............................................................
srobinson on DSKHWCL6B1PROD with NOTICES
Airborne Sound Propagation
Formula—Pile driving can generate
airborne noise that could potentially
result in disturbance to marine
mammals (specifically, pinnipeds)
which are hauled out or at the water’s
surface. As a result, the Navy analyzed
the potential for pinnipeds hauled out
or swimming at the surface near NBKB
to be exposed to airborne sound
pressure levels that could result in Level
B behavioral harassment. The
appropriate airborne noise threshold for
behavioral disturbance for all
pinnipeds, except harbor seals, is 100
dB re 20 μPa rms (unweighted). For
harbor seals, the threshold is 90 dB re
20 μPa rms (unweighted). A spherical
Area, km 2 (mi 2)
spreading loss model, assuming average
atmospheric conditions, was used to
estimate the distance to the 100 dB and
90 dB re 20 μPa rms (unweighted)
airborne thresholds. The formula for
calculating spherical spreading loss is:
TL = 20log r
where:
TL = Transmission loss
r = Distance from source to receiver
*Spherical spreading results in a 6 dB
decrease in sound pressure level per
doubling of distance.
Airborne Sound from Pile Installation
and Removal—As was discussed for
underwater noise from pile driving, the
intensity of pile driving sounds is
0.000
0.001 (0.000)
0.287 (0.111)
0.000
0.000
40.3 (15.5)
0.000
0.000
35.9 (13.9)
0.000
0.000
0.608 (0.235)
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. In order to determine reasonable
airborne sound pressure levels and their
associated effects on marine mammals
that are likely to result from pile driving
at NBKB, studies with similar properties
to the proposed action, as described
previously, were evaluated. Table 8
details representative pile driving and
removal activities that have occurred in
recent years. Due to the similarity of
these actions and the Navy’s proposed
action, they represent reasonable sound
pressure levels which could be
anticipated.
TABLE 8—AIRBORNE SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES
Measured sound pressure
levels
Project and location
Pile size and type
Method
Water depth
Northstar Island, AK 1 ................
42-in (1.1 m) steel pipe pile .....
Impact .............
Friday Harbor Ferry Terminal,
WA 2.
24-in (0.6 m) steel pipe pile .....
Impact .............
Approximately 12 m (40
ft).
Approximately 10 m (33
ft).
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97 dB re 20 μPa (rms) at 160
m (525 ft).
112 dB re 20 μPa (rms) at 49
m (160 ft).
Federal Register / Vol. 76, No. 24 / Friday, February 4, 2011 / Notices
6413
TABLE 8—AIRBORNE SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES—
Continued
Project and location
Pile size and type
Method
Water depth
Measured sound pressure
levels
Wahkiakum Ferry Terminal 3 .....
18-in (0.5 m) steel pipe pile .....
Keystone Ferry Terminal, WA 3
30-in (0.8 m) steel pipe pile .....
Unknown 4 ..................................
Unknown 5, Concrete ...............
Vibratory removal.
Vibratory installation.
Chipping Hammer.
Approximately 3–4 m
(10–12 ft).
Approximately 9 m (30
ft).
Unknown ........................
87.5 dB re 20 μPa (rms) at 15
m (50 ft).
98 dB re 20 μPa (rms) at 11 m
(36 ft).
92 dB re 20 μPa (rms) at 10 m
(33 ft).
1 Blackwell
et al. 2004.
2005.
3 WSDOT 2010c.
4 Cheremisinoff 1996.
5 This is the only known data for airborne noise from use of a chipping hammer. The size of the pile was not recorded. However, since these
tools operate to chip portions of concrete from the pile, sound outputs are not tied to the size of the pile. Therefore, this data was found to be
representative for this project.
2 WSDOT
Based on in-situ recordings from
similar construction activities, the
maximum airborne noise levels that
would result from impact and vibratory
pile driving are estimated to be 120 dB
re 20 μPa (rms) at 15 m (50 ft) and 98
dB re 20 μPa (rms) at 11 m (36 ft),
respectively (Blackwell et al. 2004;
WSDOT 2005, 2010c). Values for impact
driving from the Northstar Island and
Friday Harbor projects were averaged.
The maximum airborne noise level that
would result from vibratory removal
and pneumatic chipping are estimated
to be 92 dB re 20 μPa (rms) at 15 m (50
ft) and 92 dB re 20 μPa (rms) at 33 ft
(10 m), respectively. The values from
projects using vibratory hammers
(Wahkiakum Ferry and Keystone Ferry)
were averaged to obtain a representative
value for vibratory removal. This is
because the largest steel piles to be
removed at EHW–1 are 24-in diameter;
a representative value was obtained by
averaging data from 30-in and 18-in
diameter piles. The distances to the
airborne thresholds were calculated
with the airborne transmission loss
formula presented previously. All
calculated distances to and the total area
encompassed by the airborne marine
mammal noise thresholds are provided
in Table 9.
TABLE 9—CALCULATED DISTANCES TO AND AREA ENCOMPASSED BY THE MARINE MAMMAL NOISE THRESHOLDS IN-AIR
FROM PILE DRIVING
Airborne behavioral disturbance
Species
Threshold
Distance in m (ft)
Pinnipeds (except harbor seal) ...........................
Harbor seal ..........................................................
Pinnipeds (except harbor seal) ...........................
Harbor seal ..........................................................
Pinnipeds (except harbor seal) ...........................
Harbor seal ..........................................................
Pinnipeds (except harbor seal) ...........................
Harbor seal ..........................................................
100 dB re 20 μPa rms (impact disturbance) .......
90 dB re 20 μPa rms (impact disturbance) .........
100 dB re 20 μPa rms (vibratory disturbance; installation).
90 dB re 20 μPa rms (vibratory disturbance; installation).
100 dB re 20 μPa rms (vibratory disturbance;
removal).
90 dB re 20 μPa rms (vibratory disturbance; removal).
100 dB re 20 μPa rms (pneumatic chipping) ......
90 dB re 20 μPa rms (pneumatic chipping) ........
Area in km 2 (mi 2)
159 (522)
501 (1,643)
9 (30)
0.079 (0.031)
0.789 (0.305)
0.000
29 (95)
0.029 (0.003)
7 (23)
0.000
20 (66)
0.001 (0.000)
4 (13)
13 (43)
0.000
0.001 (0.000)
srobinson on DSKHWCL6B1PROD with NOTICES
All SPLs are reported re 20 μPa rms (unweighted).
All airborne distances are less than
those calculated for underwater sound
thresholds, with the exception of the
behavioral disturbance distances from
impact pile driving for harbor seals.
This disturbance zone radius is 501 m,
whereas the disturbance zone radius for
underwater noise from impact driving
(160-dB) is only 342 m (see Table 5).
Therefore, the monitoring buffer zone
for behavioral disturbance will be
expanded to encompass this distance for
harbor seals. For all other activities,
protective measures are in place out to
the distances calculated for the
underwater thresholds, and the
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distances for the airborne thresholds
will be covered fully by mitigation and
monitoring measures in place for
underwater sound thresholds. Aside
from the aforementioned case, all
construction noise associated with the
project would not extend beyond the
buffer zone for underwater sound that
would be established to protect seals
and sea lions. No haul-outs or rookeries
are located within these radii. See
figures 6–5 through 6–10 of the Navy’s
application for depictions of the actual
distances for each airborne sound
threshold that are predicted to occur at
the project area due to pile driving.
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Description of Marine Mammals in the
Area of the Specified Activity
There are six marine mammal species,
three cetaceans and three pinnipeds,
which may inhabit or transit through
the waters nearby NBKB in the Hood
Canal. These include the transient killer
whale, harbor porpoise, Dall’s porpoise,
Steller sea lion, California sea lion, and
the harbor seal. While the Southern
Resident killer whale is resident to the
inland waters of Washington and British
Columbia, it has not been observed in
the Hood Canal in decades, and
therefore was excluded from further
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Federal Register / Vol. 76, No. 24 / Friday, February 4, 2011 / Notices
analysis. The Steller sea lion is the only
marine mammal that occurs within the
Hood Canal which is listed under the
ESA; the Eastern DPS is listed as
threatened. As noted previously, and in
Table 10, Steller sea lions are not
present in the project area during the
proposed project timeframe for pile
driving (July 16–October 31). Steller sea
lions will not be discussed in detail. All
marine mammal species are protected
under the MMPA. This section
summarizes the population status and
abundance of these species, followed by
detailed life history information. Table
10 lists the marine mammal species that
occur in the vicinity of NBKB and their
estimated densities within the project
area during the proposed timeframe.
TABLE 10—MARINE MAMMALS PRESENT IN THE HOOD CANAL IN THE VICINITY OF NBKB
Density in warm
season 3 (individuals/km 2)
Species
Stock abundance 1
Relative occurrence in Hood
Canal
Season of occurrence
Steller sea lion
Eastern U.S. DPS ....................
50,464 2 .....................
Rare to occasional use ............
Fall to late spring (Nov-mid
April).
California sea lion
U.S. Stock ................................
Harbor seal
WA inland waters stock ...........
238,000 .....................
Common ...................................
Fall to late spring (Aug–May) ...
40.410
14,612 (CV = 0.15) ...
Common ...................................
Year-round; resident species in
Hood Canal.
51.31
314 ............................
Rare to occasional use ............
Year-round ...............................
60.038
48,376 (CV = 0.24) ...
Rare to occasional use ............
Year-round ...............................
70.043
10,682 (CV = 0.38) ...
Rare to occasional use ............
Year-round ...............................
70.011
Killer whale
West Coast transient stock ......
Dall’s porpoise
CA/OR/WA stock ......................
Harbor porpoise
WA inland waters stock ...........
N/A
1 NMFS
marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm.
of a given range.
season refers to the period from May–Oct.
4 DoN 2010a.
5 Jeffries et al. 2003; Huber et al. 2001.
6 London 2006.
7 Agness and Tannenbaum 2009a.
2 Average
3 Warm
srobinson on DSKHWCL6B1PROD with NOTICES
California Sea Lion
Species Description—California sea
lions are members of the Otariid family
(eared seals). The species, Zalophus
californianus, includes three
subspecies: Z. c. wollebaeki (in the
Galapagos Islands), Z. c. japonicus (in
Japan, but now thought to be extinct),
and Z. c. californianus (found from
southern Mexico to southwestern
Canada; referred to here as the
California sea lion) (Carretta et al. 2007).
The California sea lion is sexually
dimorphic. Males may reach 1,000 lb
(454 kg) and 8 ft (2.4 m) in length;
females grow to 300 lb (136 kg) and 6
ft (1.8 m) in length. Their color ranges
from chocolate brown in males to a
lighter, golden brown in females. At
around five years of age, males develop
a bony bump on top of the skull called
a sagittal crest. The crest is visible in the
dog-like profile of male sea lion heads,
and hair around the crest gets lighter
with age.
Population Abundance—The U.S.
stock of California sea lions may occur
in the marine waters nearby NBKB. The
stock is estimated at 238,000 and the
minimum population size of this stock
is 141,842 individuals (Carretta et al.
2007). These numbers are from counts
during the 2001 breeding season of
animals that were ashore at the four
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major rookeries in southern California
and at haul-out sites north to the
Oregon/California border. Sea lions that
were at-sea or hauled-out at other
locations were not counted (Carretta et
al. 2007). An estimated 3,000 to 5,000
California sea lions migrate to waters of
Washington and British Columbia
during the non-breeding season from
September to May (Jeffries et al. 2000).
Peak numbers of up to 1,000 California
sea lions occur in Puget Sound
(including Hood Canal) during this time
period (Jeffries et al. 2000).
Distribution—The geographic
distribution of California sea lions
includes a breeding range from Baja
California, Mexico to southern
California. During the summer,
California sea lions breed on islands
from the Gulf of California to the
Channel Islands and seldom travel more
than about 31 mi (50 km) from the
islands (Bonnell et al. 1983). The
primary rookeries are located on the
California Channel Islands of San
Miguel, San Nicolas, Santa Barbara, and
San Clemente (Le Boeuf and Bonnell
1980; Bonnell and Dailey 1993). Their
distribution shifts to the northwest in
fall and to the southeast during winter
and spring, probably in response to
changes in prey availability (Bonnell
and Ford 1987).
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The non-breeding distribution
extends from Baja California north to
Alaska for males, and encompasses the
waters of California and Baja California
for females (Reeves et al. 2008;
Maniscalco et al. 2004). In the nonbreeding season, an estimated 3,000–
5,000 adult and sub-adult males migrate
northward along the coast to central and
northern California, Oregon,
Washington, and Vancouver Island from
September to May (Jeffries et al. 2000)
and return south the following spring
(Mate 1975; Bonnell et al. 1983). Along
their migration, they are occasionally
sighted hundreds of miles offshore
(Jefferson et al. 1993). Females and
juveniles tend to stay closer to the
rookeries (Bonnell et al 1983).
Peak abundance in the Puget Sound is
September to May. Although there are
no regular California sea lion haul-outs
within the Hood Canal (Jeffries et al.
2000), they often haul out at several
opportune areas. They are known to
utilize man-made structures such as
piers, jetties, offshore buoys, and oil
platforms (Riedman 1990). California
sea lions in the Puget Sound sometimes
haul out on log booms and Navy
submarines, and are often seen rafted off
river mouths (Jeffries et al. 2000; DoN
2001). As many as forty California sea
lions have been observed hauled out at
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NBKB on manmade structures (e.g.,
submarines, floating security fence,
barges) (Agness and Tannenbaum
2009a; Tannenbaum et al. 2009a;
Walters 2009). California sea lions have
also been observed swimming in the
Hood Canal in the vicinity of the project
area on several occasions and likely
forage in both nearshore marine and
inland marine deeper waters (DoN
2001a).
Behavior and Ecology—California sea
lions feed on a wide variety of prey,
including many species of fish and
squid (Everitt et al. 1981; Roffe and
Mate 1984; Antonelis et al. 1990; Lowry
et al. 1991). In the Puget Sound region,
they feed primarily on fish such as
Pacific hake (Merluccius productus),
walleye pollock (Theragra
chalcogramma), Pacific herring (Clupea
pallasii), and spiny dogfish (Squalus
acanthias) (Calambokidis and Baird
1994). In some locations where salmon
runs exist, California sea lions also feed
on returning adult and out-migrating
juvenile salmonids (London 2006).
Sexual maturity occurs at around four to
five years of age for California sea lions
(Heath 2002). California sea lions are
gregarious during the breeding season
and social on land during other times.
Acoustics—On land, California sea
lions make incessant, raucous barking
sounds; these have most of their energy
at less than 2 kHz (Schusterman et al.
1967). Males vary both the number and
rhythm of their barks depending on the
social context; the barks appear to
control the movements and other
behavior patterns of nearby conspecifics
(Schusterman 1977). Females produce
barks, squeals, belches, and growls in
the frequency range of 0.25–5 kHz,
while pups make bleating sounds at
0.25–6 kHz. California sea lions produce
two types of underwater sounds: Clicks
(or short-duration sound pulses) and
barks (Schusterman et al. 1966, 1967;
Schusterman and Baillet 1969). All
underwater sounds have most of their
energy below 4 kHz (Schusterman et al.
1967).
The range of maximal hearing
sensitivity underwater is between 1–28
kHz (Schusterman et al. 1972).
Functional underwater high frequency
hearing limits are between 35–40 kHz,
with peak sensitivities from 15–30 kHz
(Schusterman et al. 1972). The
California sea lion shows relatively poor
hearing at frequencies below 1 kHz
(Kastak and Schusterman 1998). Peak
hearing sensitivities in air are shifted to
lower frequencies; the effective upper
hearing limit is approximately 36 kHz
(Schusterman 1974). The best range of
sound detection is from 2–16 kHz
(Schusterman 1974). Kastak and
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Schusterman (2002) determined that
hearing sensitivity generally worsens
with depth—hearing thresholds were
lower in shallow water, except at the
highest frequency tested (35 kHz),
where this trend was reversed. Octave
band noise levels of 65–70 dB above the
animal’s threshold produced an average
temporary threshold shift (TTS;
discussed later in ‘‘Potential Effects of
the Specified Activity on Marine
Mammals’’) of 4.9 dB in the California
sea lion (Kastak et al. 1999).
Harbor Seal
Species Description—Harbor seals,
which are members of the Phocid family
(true seals), inhabit coastal and
estuarine waters and shoreline areas
from Baja California, Mexico to western
Alaska. For management purposes,
differences in mean pupping date (i.e.,
birthing) (Temte 1986), movement
patterns (Jeffries 1985; Brown 1988),
pollutant loads (Calambokidis et al.
1985) and fishery interactions have led
to the recognition of three separate
harbor seal stocks along the west coast
of the continental U.S. (Boveng 1988).
The three distinct stocks are: (1) Inland
waters of Washington (including Hood
Canal, Puget Sound, and the Strait of
Juan de Fuca out to Cape Flattery), (2)
outer coast of Oregon and Washington,
and (3) California (Carretta et al. 2007).
The inland waters of Washington stock
is the only stock that is expected to
occur within the project area.
The average weight for adult seals is
about 180 lb (82 kg) and males are
slightly larger than females. Male harbor
seals weigh up to 245 lb (111 kg) and
measure approximately 5 ft (1.5 m) in
length. The basic color of harbor seals’
coat is gray and mottled but highly
variable, from dark with light color rings
or spots to light with dark markings
(NMFS 2008c).
Population Abundance—Estimated
population numbers for the inland
waters of Washington, including the
Hood Canal, Puget Sound, and the Strait
of Juan de Fuca out to Cape Flattery, are
14,612 individuals (Carretta et al. 2007).
The minimum population is 12,844
individuals. The harbor seal is the only
species of marine mammal that is
consistently abundant and considered
resident in the Hood Canal (Jeffries et al.
2003). The population of harbor seals in
Hood Canal is a closed population,
meaning that they do not have much
movement outside of Hood Canal
(London 2006). The abundance of
harbor seals in Hood canal has
stabilized, and the population may have
reached its carrying capacity in the mid1990s with an approximate abundance
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6415
of 1,000 harbor seals (Jeffries et al.
2003).
Distribution—Harbor seals are coastal
species, rarely found more than 12 mi
(20 km) from shore, and frequently
occupy bays, estuaries, and inlets (Baird
2001). Individual seals have been
observed several miles upstream in
coastal rivers. Ideal harbor seal habitat
includes haul-out sites, shelter during
the breeding periods, and sufficient food
(Bjorge 2002). Haul-out areas can
include intertidal and subtidal rock
outcrops, sandbars, sandy beaches, peat
banks in salt marshes, and man-made
structures such as log booms, docks, and
recreational floats (Wilson 1978;
Prescott 1982; Schneider and Payne
1983; Gilber and Guldager 1998; Jeffries
et al. 2000). Human disturbance can
affect haul-out choice (Harris et al.
2003).
Harbor seals occur throughout Hood
Canal and are seen relatively commonly
in the area. They are year-round, nonmigratory residents, and pup (i.e., give
birth) in Hood Canal. Surveys in the
Hood Canal from the mid-1970s to 2000
show a fairly stable population between
600–1,200 seals (Jeffries et al. 2003).
Harbor seals have been observed
swimming in the waters along NBKB in
every month of surveys conducted from
2007–2010 (Agness and Tannenbaum
2009b; Tannenbaum et al. 2009b). On
the NBKB waterfront, harbor seals have
not been observed hauling out in the
intertidal zone, but have been observed
hauled-out on man-made structures
such as the floating security fence,
buoys, barges, marine vessels, and logs
(Agness and Tannebaum 2009a;
Tannenbaum et al. 2009a). The main
haul-out locations for harbor seals in
Hood Canal are located on river delta
and tidal exposed areas at Quilcene,
Dosewallips, Duckabush, Hamma
Hamma, and Skokomish River mouths
(see Figure 4–1 of the Navy’s
application), with the closest haul-out
area to the project area being ten miles
(16 km) southwest of NBKB at
Dosewallips River mouth (London
2006).
Behavior and Ecology—Harbor seals
are typically seen in small groups
resting on tidal reefs, boulders,
mudflats, man-made structures, and
sandbars. Harbor seals are opportunistic
feeders that adjust their patterns to take
advantage of locally and seasonally
abundant prey (Payne and Selzer 1989;
Baird 2001; Bj2010
16:05 Feb 03, 2011
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sound levels as weak as 60–85 dB re 1
μPa within that band. They are most
sensitive at frequencies below 50 kHz;
above 60 kHz sensitivity rapidly
decreases.
Killer Whale
Species Description—Killer whales
are members of the Delphinid family
and are the most widely distributed
cetacean species in the world. Killer
whales have a distinctive color pattern,
with black dorsal and white ventral
portions. They also have a conspicuous
white patch above and behind the eye
and a highly variable gray or white
saddle area behind the dorsal fin. The
species shows considerable sexual
dimorphism. Adult males develop larger
pectoral flippers, dorsal fins, tail flukes,
and girths than females. Male adult
killer whales can reach up to 32 ft (9.8
m) in length and weigh nearly 22,000 lb
(10,000 kg); females reach 28 ft (8.5 m)
in length and weigh up to 16,500 lb
(7,500 kg).
Based on appearance, feeding habits,
vocalizations, social structure, and
distribution and movement patterns
there are three types of populations of
killer whales (Wiles 2004; NMFS 2005).
The three distinct forms or types of
killer whales recognized in the North
Pacific Ocean are: (1) Resident, (2)
Transient, and (3) Offshore. The
resident and transient populations have
been divided further into different
subpopulations based mainly on genetic
analyses and distribution; not enough is
known about the offshore whales to
divide them into subpopulations (Wiles
2004). Only transient killer whales are
known from the project area.
Transient killer whales occur
throughout the eastern North Pacific,
and have primarily been studied in
coastal waters. Their geographical range
overlaps that of the resident and
offshore killer whales. The dorsal fin of
transient whales tends to be more erect
(straighter at the tip) than those of
resident and offshore whales (Ford and
Ellis 1999; Ford et al. 2000). Saddle
patch pigmentation of transient killer
whales is restricted to two patterns, and
never has the large areas of black
pigmentation intruding into the white of
the saddle patch that is seen in resident
and offshore types. Transient-type
whales are often found in long-term
stable social units that tend to be
smaller than resident social groups (e.g.,
fewer than ten whales); these social
units do not seem as permanent as
matrilines are in resident type whales.
Transient killer whales feed nearly
exclusively on marine mammals (Ford
and Ellis 1999), whereas resident
whales primarily eat fish. Offshore
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whales are presumed to feed primarily
on fish, and have been documented
feeding on sharks.
Within the transient type, association
data (Ford et al. 1994; Ford and Ellis
1999; Matkin et al. 1999), acoustic data
(Saulitis 1993; Ford and Ellis 1999) and
genetic data (Hoelzel et al. 1998, 2002;
Barrett-Lennard 2000) confirms that
three communities of transient whales
exist and represent three discrete
populations: (1) Gulf of Alaska, Aleutian
Islands, and Bering Sea transients, (2)
AT1 transients (Prince William Sound,
AK; listed as depleted under the
MMPA), and (3) West Coast transients.
Among the genetically distinct
assemblages of transient killer whales in
the northeastern Pacific, only the West
Coast transient stock, which occurs from
southern California to southeastern
Alaska, may occur in the project area.
Population Abundance—The West
Coast transient stock is a trans-boundary
stock, with minimum counts for the
population of transient killer whales
coming from various photographic
datasets. Combining these counts of
cataloged transient whales gives a
minimum number of 314 individuals for
the West Coast transient stock (Allen
and Angliss 2010). However, the
number in Washington waters at any
one time is probably fewer than twenty
individuals (Wiles 2004).
Distribution—The geographical range
of transient killer whales includes the
northeast Pacific, with preference for
coastal waters of southern Alaska and
British Columbia (Krahn et al. 2002).
Transient killer whales in the eastern
North Pacific spend most of their time
along the outer coast, but visit Hood
Canal and the Puget Sound in search of
harbor seals, sea lions, and other prey.
Transient occurrence in inland waters
appears to peak during August and
September (Morton 1990; Baird and Dill
1995; Ford and Ellis 1999) which is the
peak time for harbor seal pupping,
weaning, and post-weaning (Baird and
Dill 1995). In 2003 and 2005, small
groups of transient killer whales (eleven
and six individuals, respectively)
visited Hood Canal to feed on harbor
seals and remained in the area for
significant periods of time (59 and 172
days, respectively) between the months
of January and July.
Behavior and Ecology—Transient
killer whales show greater variability in
habitat use, with some groups spending
most of their time foraging in shallow
waters close to shore while others hunt
almost entirely in open water (Felleman
et al. 1991; Baird and Dill 1995; Matkin
and Saulitis 1997). Transient killer
whales feed on marine mammals and
some seabirds, but apparently no fish
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(Morton 1990; Baird and Dill 1996; Ford
et al. 1998; Ford and Ellis 1999; Ford et
al. 2005). While present in Hood Canal
in 2003 and 2005, transient killer
whales preyed on harbor seals in the
subtidal zone of the nearshore marine
and inland marine deeper water habitats
(London 2006). Other observations of
foraging transient killer whales indicate
they prefer to forage on pinnipeds in
shallow, protected waters (HeimlichBoran 1988; Saulitis et al. 2000).
Transient killer whales travel in small,
matrilineal groups, but they typically
contain fewer than ten animals and their
social organization generally is more
flexible than that of resident killer
whales (Morton 1990, Ford and Ellis
1999). These differences in social
organization probably relate to
differences in foraging (Baird and
Whitehead 2000). There is no
information on the reproductive
behavior of killer whales in this area.
Acoustics—Killer whales produce a
wide variety of clicks and whistles, but
most of their sounds are pulsed, with
frequencies ranging from 0.5–25 kHz
(dominant frequency range: 1–6 kHz)
(Thomson and Richardson 1995;
Richardson et al. 1995). Source levels of
echolocation signals range between
195–224 dB re 1 μPa-m peak-to-peak (pp), dominant frequencies range from 20–
60 kHz, with durations of about 0.1 s
(Au et al. 2004). Source levels
associated with social sounds have been
calculated to range between 131–168 dB
re 1 μPa-m and vary with vocalization
type (Veirs 2004).
Both behavioral and auditory
brainstem response technique indicate
killer whales can hear in a frequency
range of 1–100 kHz and are most
sensitive at 20 kHz. This is one of the
lowest maximum-sensitivity frequencies
known among toothed whales
(Szymanski et al. 1999).
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Dall’s Porpoise
Species Description—Dall’s porpoises
are members of the Phocoenid
(porpoise) family and are common in
the North Pacific Ocean. They can reach
a maximum length of just under 8 ft (2.4
m) and weigh up to 480 lb (218 kg).
Males are slightly larger and thicker
than females, which reach lengths of
just under 7 ft (2.1 m) long. The body
of Dall’s porpoises is a very dark gray
or black in coloration with variable
contrasting white thoracic panels and
white ‘frosting’ on the dorsal fin and tail
that distinguish them from other
cetacean species. These markings and
colorations vary with geographic region
and life stage, with adults having more
distinct patterns.
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Based on NMFS stock assessment
reports, Dall’s porpoises within the
Pacific U.S. Exclusive Economic Zone
are divided into two discrete,
noncontiguous areas: (1) Waters off
California, Oregon, and Washington,
and (2) Alaskan waters (Carretta et al.
2008). Only individuals from the CA/
OR/WA stock may occur within the
project area.
Population Abundance—The NMFS
population estimate, recently updated
in 2008 for the CA/OR/WA stock, is
48,376 (CV = 0.24) which is based on
vessel line transect surveys by Barlow
and Forney (2007) and Forney (2007)
(Carretta et al. 2008). The minimum
population is considered to be 39,709.
Additional numbers of Dall’s porpoises
occur in the inland waters of
Washington, but the most recent
estimate was obtained in 1996 (900
animals; CV = 0.40; Calambokidis et al.
1997) and is not included in the overall
estimate of abundance for this stock due
to the need for more up-to-date
information.
Distribution—The Dall’s porpoise is
found from northern Baja California,
Mexico, north to the northern Bering
Sea and south to southern Japan
(Jefferson et al. 1993). The species is
only common between 32–62°N in the
eastern North Pacific (Morejohn 1979;
Houck and Jefferson 1999). North-south
movements in California, Oregon, and
Washington have been suggested. Dall’s
porpoises shift their distribution
southward during cooler-water periods
(Forney and Barlow 1998). Norris and
Prescott (1961) reported finding Dall’s
porpoises in southern California waters
only in the winter, generally when the
water temperature was less than 15 °C
(59 °F). Seasonal movements have also
been noted off Oregon and Washington,
where higher densities of Dall’s
porpoises were sighted offshore in
winter and spring and inshore in
summer and fall (Green et al. 1992).
In Washington, they are most
abundant in offshore waters. They are
year-round residents in Washington
(Green et al. 1992), but their distribution
is highly variable between years, likely
due to changes in oceanographic
conditions (Forney and Barlow 1998).
Dall’s porpoises are observed
throughout the year in the Puget Sound
north of Seattle (Osborne et al. 1998)
and are seen occasionally in southern
Puget Sound. Dall’s porpoises may also
occasionally occur in Hood Canal
(Jeffries 2006, personal communication).
Nearshore habitats used by Dall’s
porpoises could include the marine
habitats found in the inland marine
waters of the Hood Canal. A Dall’s
porpoise was observed in the deeper
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6417
water at NBKB in summer 2008
(Tannenbaum et al. 2009a).
Behavior and Ecology—Dall’s
porpoises can be opportunistic feeders
but primarily consume schooling forage
fish. They are known to eat squid,
crustaceans, and fishes such as
blackbelly eelpout (Lycodopsis
pacifica), herring, pollock, hake, and
Pacific sandlance (Ammodytes
hexapterus) (Walker et al. 1998). Groups
of Dall’s porpoises generally include
fewer than ten individuals and are fluid,
probably aggregating for feeding
(Jefferson 1990, 1991; Houck and
Jefferson 1999). Dall’s porpoises become
sexually mature at three and a half to
eight years of age (Houck and Jefferson
1999) and give birth to a single calf after
ten to twelve months. Breeding and
calving typically occurs in the spring
and summer (Angell and Balcomb
1982). In the North Pacific, there is a
strong summer calving peak from early
June through August (Ferrero and
Walker 1999), and a smaller peak in
March (Jefferson 1989). Resident Dall’s
porpoises breed in Puget Sound from
August to September.
Acoustics—Only short duration
pulsed sounds have been recorded for
Dall’s porpoises (Houck and Jefferson
1999); this species apparently does not
whistle often (Richardson et al. 1995).
Dall’s porpoises produce short duration
(50–1,500 μs), high-frequency, narrow
band clicks, with peak energies between
120–160 kHz (Jefferson 1988). There is
no published data on the hearing
abilities of this species.
Harbor Porpoise
Species Description—Harbor
porpoises belong to the Phocoenid
(porpoise) family and are found
extensively along the Pacific U.S. coast.
Harbor porpoises are small, with males
reaching average lengths of
approximately 5 ft (1.5 m); Females are
slightly larger with an average length of
5.5 ft (1.7 m). The average adult harbor
porpoise weighs between 135–170 lb
(61–77 kg). Harbor porpoises have a
dark grey coloration on their backs, with
their belly and throats white. They have
a dark grey chin patch and intermediate
shades of grey along their sides.
Recent preliminary genetic analyses
of samples ranging from Monterey, CA
to Vancouver Island, BC indicate that
there is small-scale subdivision within
the U.S. portion of this range (Chivers
et al. 2002). Although geographic
structure exists along an almost
continuous distribution of harbor
porpoises from California to Alaska,
stock boundaries are difficult to draw
because any rigid line is generally
arbitrary from a biological perspective.
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Nevertheless, based on genetic data and
density discontinuities identified from
aerial surveys, NMFS identifies eight
stocks in the Northeast Pacific Ocean.
Pacific coast harbor porpoise stocks
include: (1) Monterey Bay, (2) San
Francisco-Russian River, (3) northern
California/southern Oregon, (4) Oregon/
Washington coastal, (5) inland
Washington, (6) Southeast Alaska, (7)
Gulf of Alaska, and (8) Bering Sea. Only
individuals from the Washington Inland
Waters stock may occur in the project
area.
Population Abundance—Aerial
surveys of the inland waters of
Washington and southern British
Columbia were conducted during
August of 2002 and 2003 (J. Laake,
unpubl. data). These aerial surveys
included the Strait of Juan de Fuca, San
Juan Islands, Gulf Islands, and Strait of
Georgia, which includes waters
inhabited by the Washington Inland
Waters stock of harbor porpoises as well
as harbor porpoises from British
Columbia. An average of the 2002 and
2003 estimates of abundance in U.S.
waters resulted in an uncorrected
abundance of 3,123 (CV = 0.10) harbor
porpoises in Washington inland waters
(J. Laake, unpubl. data). When corrected
for availability and perception bias, the
estimated abundance for the
Washington Inland Waters stock of
harbor porpoise is 10,682 (CV = 0.38)
animals (Carretta et al. 2008). The
minimum population estimate is 7,841.
Distribution—Harbor porpoises are
generally found in cool temperate to
subarctic waters over the continental
shelf in both the North Atlantic and
North Pacific (Read 1999). This species
is seldom found in waters warmer than
17 °C (63 °F; Read 1999) or south of
Point Conception (Hubbs 1960; Barlow
and Hanan 1995). Harbor porpoises can
be found year-round primarily in the
shallow coastal waters of harbors, bays,
and river mouths (Green et al. 1992).
Along the Pacific coast, harbor
porpoises occur from Monterey Bay,
California to the Aleutian Islands and
west to Japan (Reeves et al. 2002).
Harbor porpoises are known to occur in
Puget Sound year round (Osmek et al.
1996, 1998; Carretta et al. 2007), and
may occasionally occur in Hood Canal
(Jeffries 2006, pers. comm.). Harbor
porpoise observations in northern Hood
Canal have increased in recent years
(Calambokidis 2010, pers. comm.). A
harbor porpoise was seen in deeper
water at NBKB during 2010 field
observations (SAIC 2010, staff obs.).
Behavior and Ecology—Harbor
porpoises are non-social animals
usually seen in small groups of two to
five animals. Little is known about their
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social behavior. Harbor porpoises can be
opportunistic foragers but primarily
consume schooling forage fish (Osmek
et al. 1996; Bowen and Siniff 1999;
Reeves et al. 2002). Along the coast of
Washington, harbor porpoises primarily
feed on herring, market squid (Loligo
opalescens) and eulachon (Thaleichthys
pacificus) (Gearin et al. 1994). Females
reach sexual maturity at three to four
years of age and may give birth every
year for several years in a row. Calves
are born in late spring (Read 1990; Read
and Hohn 1995). Dall’s and harbor
porpoises appear to hybridize relatively
frequently in the Puget Sound area
(Willis et al. 2004).
Acoustics—Harbor porpoise
vocalizations include clicks and pulses
(Ketten 1998), as well as whistle-like
signals (Verboom and Kastelein 1995).
The dominant frequency range is 110–
150 kHz, with source levels of 135–177
dB re 1 μPa-m (Ketten 1998).
Echolocation signals include one or two
low-frequency components in the 1.4–
2.5 kHz range (Verboom and Kastelein
1995).
A behavioral audiogram of a harbor
porpoise indicated the range of best
sensitivity is 8–32 kHz at levels between
45–50 dB re 1 μPa-m (Andersen 1970);
however, auditory-evoked potential
studies showed a much higher
frequency of approximately 125–130
kHz (Bibikov 1992). The auditoryevoked potential method suggests that
the harbor porpoise actually has two
frequency ranges of best sensitivity.
More recent psycho-acoustic studies
found the range of best hearing to be 16–
140 kHz, with a reduced sensitivity
around 64 kHz (Kastelein et al. 2002).
Maximum sensitivity occurs between
100–140 kHz (Kastelein et al. 2002).
Potential Effects of the Specified
Activity on Marine Mammals
NMFS has determined that pile
driving, as outlined in the project
description, has the potential to result
in behavioral harassment of California
sea lions, harbor seals, harbor porpoises,
Dall’s porpoises, and killer whales that
may be swimming, foraging, or resting
in the project vicinity while pile driving
is being conducted. Pile driving could
potentially harass those pinnipeds that
are in the water close to the project site,
whether their heads are above or below
the surface.
Marine Mammal Hearing
The primary effect on marine
mammals anticipated from the specified
activities will result from exposure of
animals to underwater sound. Exposure
to sound can affect marine mammal
hearing. When considering the
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influence of various kinds of sound on
the marine environment, it is necessary
to understand that different kinds of
marine life are sensitive to different
frequencies of sound. Based on available
behavioral data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data, Southall et al. (2007)
designate functional hearing groups for
marine mammals and estimate the lower
and upper frequencies of functional
hearing of the groups. The functional
groups and the associated frequencies
are indicated below (though animals are
less sensitive to sounds at the outer edge
of their functional range and most
sensitive to sounds of frequencies
within a smaller range somewhere in
the middle of their functional hearing
range):
• Low frequency cetaceans (thirteen
species of mysticetes): Functional
hearing is estimated to occur between
approximately 7 Hz and 22 kHz;
• Mid-frequency cetaceans (32
species of dolphins, six species of larger
toothed whales, and nineteen species of
beaked and bottlenose whales):
Functional hearing is estimated to occur
between approximately 150 Hz and 160
kHz;
• High frequency cetaceans (six
species of true porpoises, four species of
river dolphins, two members of the
genus Kogia, and four dolphin species
of the genus Cephalorhynchus):
Functional hearing is estimated to occur
between approximately 200 Hz and 180
kHz; and
• Pinnipeds in water: Functional
hearing is estimated to occur between
approximately 75 Hz and 75 kHz, with
the greatest sensitivity between
approximately 700 Hz and 20 kHz.
As mentioned previously in this
document, two pinnipeds and three
cetacean species are likely to occur in
the proposed project area. Of the three
cetacean species likely to occur in the
project area, two are classified as high
frequency cetaceans (Dall’s and harbor
porpoises) and one is classified as a
mid-frequency cetacean (killer whales)
(Southall et al. 2007).
Underwater Noise Effects
Potential Effects of Pile Driving
Noise—The effects of sounds from pile
driving might result in one or more of
the following: Temporary or permanent
hearing impairment, non-auditory
physical or physiological effects,
behavioral disturbance, and masking
(Richardson et al. 1995; Gordon et al.
2004; Nowacek et al. 2007; Southall et
al. 2007). The effects of pile driving on
marine mammals are dependent on
several factors, including the size, type,
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and depth of the animal; the depth,
intensity, and duration of the pile
driving sound; the depth of the water
column; the substrate of the habitat; the
standoff distance between the pile and
the animal; and the sound propagation
properties of the environment. Impacts
to marine mammals from pile driving
activities are expected to result
primarily from acoustic pathways. As
such, the degree of effect is intrinsically
related to the received level and
duration of the sound exposure, which
are in turn influenced by the distance
between the animal and the source. The
further away from the source, the less
intense the exposure should be. The
substrate and depth of the habitat affect
the sound propagation properties of the
environment. Shallow environments are
typically more structurally complex,
which leads to rapid sound attenuation.
In addition, substrates that are soft (e.g.,
sand) will absorb or attenuate the sound
more readily than hard substrates (e.g.,
rock) which may reflect the acoustic
wave. Soft porous substrates would also
likely require less time to drive the pile,
and possibly less forceful equipment,
which would ultimately decrease the
intensity of the acoustic source.
In the absence of mitigation, impacts
to marine species would be expected to
result from physiological and behavioral
responses to both the type and strength
of the acoustic signature (Viada et al.
2008). The type and severity of
behavioral impacts are more difficult to
define due to limited studies addressing
the behavioral effects of impulsive
sounds on marine mammals. Potential
effects from impulsive sound sources
can range in severity, ranging from
effects such as behavioral disturbance,
tactile perception, physical discomfort,
slight injury of the internal organs and
the auditory system, to mortality
(Yelverton et al. 1973; O’Keefe and
Young 1984; DoN 2001b).
Hearing Impairment and Other
Physical Effects—Marine mammals
exposed to high intensity sound
repeatedly or for prolonged periods can
experience hearing threshold shift (TS),
which is the loss of hearing sensitivity
at certain frequency ranges (Kastak et al.
1999; Schlundt et al. 2000; Finneran et
al. 2002, 2005). TS can be permanent
(PTS), in which case the loss of hearing
sensitivity is not recoverable, or
temporary (TTS), in which case the
animal’s hearing threshold will recover
over time (Southall et al. 2007). Marine
mammals depend on acoustic cues for
vital biological functions, (e.g.,
orientation, communication, finding
prey, avoiding predators); thus, TTS
may result in reduced fitness in survival
and reproduction, either permanently or
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temporarily. However, this depends on
both the frequency and duration of TTS,
as well as the biological context in
which it occurs. TTS of limited
duration, occurring in a frequency range
that does not coincide with that used for
recognition of important acoustic cues,
would have little to no effect on an
animal’s fitness. Repeated noise
exposure that leads to TTS could cause
PTS. PTS, in the unlikely event that it
occurred, would constitute injury, but
TTS is not considered injury (Southall
et al. 2007). It is unlikely that the project
would result in any cases of temporary
or especially permanent hearing
impairment or any significant nonauditory physical or physiological
effects for reasons discussed later in this
document. Some behavioral disturbance
is expected, but it is likely that this
would be localized and short-term
because of the short project duration.
Several aspects of the planned
monitoring and mitigation measures for
this project (see the ‘‘Proposed
Mitigation’’ and ‘‘Proposed Monitoring
and Reporting’’ sections later in this
document) are designed to detect
marine mammals occurring near the pile
driving to avoid exposing them to sound
pulses that might, in theory, cause
hearing impairment. In addition, many
cetaceans are likely to show some
avoidance of the area where received
levels of pile driving sound are high
enough that hearing impairment could
potentially occur. In those cases, the
avoidance responses of the animals
themselves will reduce or (most likely)
avoid any possibility of hearing
impairment. Non-auditory physical
effects may also occur in marine
mammals exposed to strong underwater
pulsed sound. It is especially unlikely
that any effects of these types would
occur during the present project given
the brief duration of exposure for any
given individual and the planned
monitoring and mitigation measures.
The following subsections discuss in
somewhat more detail the possibilities
of TTS, PTS, and non-auditory physical
effects.
Temporary Threshold Shift—TTS is
the mildest form of hearing impairment
that can occur during exposure to a
strong sound (Kryter 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be stronger in
order to be heard. In terrestrial
mammals, TTS can last from minutes or
hours to days (in cases of strong TTS).
For sound exposures at or somewhat
above the TTS threshold, hearing
sensitivity in both terrestrial and marine
mammals recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
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to elicit mild TTS have been obtained
for marine mammals, and none of the
published data concern TTS elicited by
exposure to multiple pulses of sound.
Available data on TTS in marine
mammals are summarized in Southall et
al. (2007).
Given the available data, the received
level of a single pulse (with no
frequency weighting) might need to be
approximately 186 dB re 1 μPa2-s (i.e.,
186 dB sound exposure level [SEL] or
approximately 221–226 dB pk-pk) in
order to produce brief, mild TTS.
Exposure to several strong pulses that
each have received levels near 190 dB
re 1 μPa rms (175–180 dB SEL) might
result in cumulative exposure of
approximately 186 dB SEL and thus
slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. Levels greater
than or equal to 190 dB re 1 μPa rms are
expected to be restricted to radii no
more than 5 m (16 ft) from the pile
driving. For an odontocete closer to the
surface, the maximum radius with
greater than or equal to 190 dB re 1 μPa
rms would be smaller.
The above TTS information for
odontocetes is derived from studies on
the bottlenose dolphin (Tursiops
truncatus) and beluga whale
(Delphinapterus leucas). There is no
published TTS information for other
species of cetaceans. However,
preliminary evidence from a harbor
porpoise exposed to pulsed sound
suggests that its TTS threshold may
have been lower (Lucke et al. 2009). To
avoid the potential for injury, NMFS has
determined that cetaceans should not be
exposed to pulsed underwater noise at
received levels exceeding 180 dB re 1
μPa rms. As summarized above, data
that are now available imply that TTS
is unlikely to occur unless odontocetes
are exposed to pile driving pulses
stronger than 180 dB re 1 μPa rms.
Permanent Threshold Shift—When
PTS occurs, there is physical damage to
the sound receptors in the ear. In severe
cases, there can be total or partial
deafness, while in other cases the
animal has an impaired ability to hear
sounds in specific frequency ranges
(Kryter 1985). There is no specific
evidence that exposure to pulses of
sound can cause PTS in any marine
mammal. However, given the possibility
that mammals close to pile driving
activity might incur TTS, there has been
further speculation about the possibility
that some individuals occurring very
close to pile driving might incur PTS.
Single or occasional occurrences of mild
TTS are not indicative of permanent
auditory damage, but repeated or (in
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some cases) single exposures to a level
well above that causing TTS onset might
elicit PTS.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals but are assumed to be
similar to those in humans and other
terrestrial mammals. PTS might occur at
a received sound level at least several
decibels above that inducing mild TTS
if the animal were exposed to strong
sound pulses with rapid rise time.
Based on data from terrestrial mammals,
a precautionary assumption is that the
PTS threshold for impulse sounds (such
as pile driving pulses as received close
to the source) is at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and probably greater than 6 dB
(Southall et al. 2007). On an SEL basis,
Southall et al. (2007) estimated that
received levels would need to exceed
the TTS threshold by at least 15 dB for
there to be risk of PTS. Thus, for
cetaceans, Southall et al. (2007) estimate
that the PTS threshold might be an Mweighted SEL (for the sequence of
received pulses) of approximately 198
dB re 1 μPa2-s (15 dB higher than the
TTS threshold for an impulse). Given
the higher level of sound necessary to
cause PTS as compared with TTS, it is
considerably less likely that PTS could
occur.
Non-auditory Physiological Effects—
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance effects, and other types of
organ or tissue damage (Cox et al. 2006;
Southall et al. 2007). Studies examining
such effects are limited. In general, little
is known about the potential for pile
driving to cause auditory impairment or
other physical effects in marine
mammals. Available data suggest that
such effects, if they occur at all, would
presumably be limited to short distances
from the sound source and to activities
that extend over a prolonged period.
The available data do not allow
identification of a specific exposure
level above which non-auditory effects
can be expected (Southall et al. 2007) or
any meaningful quantitative predictions
of the numbers (if any) of marine
mammals that might be affected in those
ways. Marine mammals that show
behavioral avoidance of pile driving,
including some odontocetes and some
pinnipeds, are especially unlikely to
incur auditory impairment or nonauditory physical effects.
Measured source levels from impact
pile driving can be as high as 214 dB re
1 μPa at 1 m (3.3 ft). Although no
marine mammals have been shown to
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experience TTS or PTS as a result of
being exposed to pile driving activities,
captive bottlenose dolphins and beluga
whales exhibited changes in behavior
when exposed to strong pulsed sounds
(Finneran et al. 2000, 2002, 2005). The
animals tolerated high received levels of
sound before exhibiting aversive
behaviors. Experiments on a beluga
whale showed that exposure to a single
watergun impulse at a received level of
207 kPa (30 psi) p-p, which is
equivalent to 228 dB p-p re 1 μPa,
resulted in a 7 and 6 dB TTS in the
beluga whale at 0.4 and 30 kHz,
respectively. Thresholds returned to
within 2 dB of the pre-exposure level
within four minutes of the exposure
(Finneran et al. 2002). Although the
source level of pile driving from one
hammer strike is expected to be much
lower than the single watergun impulse
cited here, animals being exposed for a
prolonged period to repeated hammer
strikes could receive more noise
exposure in terms of SEL than from the
single watergun impulse (estimated at
188 dB re 1 μPa2-s) in the
aforementioned experiment (Finneran et
al. 2002). However, in order for marine
mammals to experience TTS or PTS, the
animals have to be close enough to be
exposed to high intensity noise levels
for a prolonged period of time. Based on
the best scientific information available,
these SPLs are far below the thresholds
that could cause TTS or the onset of
PTS.
Disturbance Reactions
Disturbance includes a variety of
effects, including subtle changes in
behavior, more conspicuous changes in
activities, and displacement. Reactions
to sound, if any, depend on species,
state of maturity, experience, current
activity, reproductive state, time of day,
and many other factors (Richardson et
al. 1995; Wartzok et al. 2004; Southall
et al. 2007; Weilgart 2007). Behavioral
responses to sound are highly variable
and context specific. For each potential
behavioral change, the magnitude of the
change ultimately determines the
severity of the response. A number of
factors may influence an animal’s
response to noise, including its previous
experience, its auditory sensitivity, its
biological and social status (including
age and sex), and its behavioral state
and activity at the time of exposure.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al. 2003/04). Animals are
most likely to habituate to sounds that
are predictable and unvarying. The
opposite process is sensitization, when
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an unpleasant experience leads to
subsequent responses, often in the form
of avoidance, at a lower level of
exposure. Behavioral state may affect
the type of response as well. For
example, animals that are resting may
show greater behavioral change in
response to disturbing noise levels than
animals that are highly motivated to
remain in an area for feeding
(Richardson et al. 1995; NRC 2003;
Wartzok et al. 2003/04).
Controlled experiments with captive
marine mammals showed pronounced
behavioral reactions, including
avoidance of loud sound sources
(Ridgway et al. 1997; Finneran et al.
2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic guns or
acoustic harassment devices, but also
including pile driving) have been varied
but often consist of avoidance behavior
or other behavioral changes suggesting
discomfort (Morton and Symonds 2002;
CALTRANS 2001, 2006; see also
Gordon et al. 2004; Wartzok et al. 2003/
04; Nowacek et al. 2007). Responses to
continuous noise, such as vibratory pile
installation, have not been documented
as well as responses to pulsed sounds.
With both types of pile driving, it is
likely that the onset of pile driving
could result in temporary, short term
changes in an animal’s typical behavior
and/or avoidance of the affected area.
These behavioral changes may include
(Richardson et al. 1995): changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haul-outs or
rookeries). Pinnipeds may increase their
haul-out time, possibly to avoid inwater disturbance (CALTRANS 2001,
2006). Since pile driving will likely only
occur for a few hours a day, over a short
period of time, it is unlikely to result in
permanent displacement. Any potential
impacts from pile driving activities
could be experienced by individual
marine mammals, but would not be
likely to cause population level impacts,
or affect the long-term fitness of the
species.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be expected to be
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biologically significant if the change
affects growth, survival, or
reproduction. Significant behavioral
modifications that could potentially
lead to effects on growth, survival, or
reproduction include:
• Drastic changes in diving/surfacing
patterns (such as those thought to be
causing beaked whale stranding due to
exposure to military mid-frequency
tactical sonar);
• Habitat abandonment due to loss of
desirable acoustic environment; and
• Cessation of feeding or social
interaction.
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
specific characteristics of the receiving
animals (hearing, motivation,
experience, demography) and is difficult
to predict (Southall et al. 2007).
Auditory Masking
Natural and artificial sounds can
disrupt behavior by masking, or
interfering with, a marine mammal’s
ability to hear other sounds. Masking
occurs when the receipt of a sound is
interfered with by another coincident
sound at similar frequencies and at
similar or higher levels. Chronic
exposure to excessive, though not highintensity, noise could cause masking at
particular frequencies for marine
mammals that utilize sound for vital
biological functions. Masking can
interfere with detection of acoustic
signals such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. If the coincident
(masking) sound were man-made, it
could be potentially harassing if it
disrupted hearing-related behavior. It is
important to distinguish TTS and PTS,
which persist after the sound exposure,
from masking, which occurs during the
sound exposure. Because masking
(without resulting in TS) is not
associated with abnormal physiological
function, it is not considered a
physiological effect, but rather a
potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. Because noise generated from
in-water pile driving is mostly
concentrated at low frequency ranges, it
may have less effect on high frequency
echolocation sounds made by porpoises.
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However, lower frequency man-made
noises are more likely to affect detection
of communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al. 2009) and
cause increased stress levels (e.g., Foote
et al. 2004; Holt et al. 2009).
Masking has the potential to impact
species at population, community, or
even ecosystem levels, as well as at
individual levels. Masking affects both
senders and receivers of the signals and
can potentially have long-term chronic
effects on marine mammal species and
populations. Recent research suggests
that low frequency ambient sound levels
have increased by as much as 20 dB
(more than three times in terms of SPL)
in the world’s ocean from pre-industrial
periods, and that most of these increases
are from distant shipping (Hildebrand
2009). All anthropogenic noise sources,
such as those from vessel traffic, pile
driving, and dredging activities,
contribute to the elevated ambient noise
levels, thus intensifying masking.
However, the sum of noise from the
proposed activities is confined in an
area of inland waters (Hood Canal) that
is bounded by landmass; therefore, the
noise generated is not expected to
contribute to increased ocean ambient
noise.
The most intense underwater sounds
in the proposed action are those
produced by impact pile driving. Given
that the energy distribution of pile
driving covers a broad frequency
spectrum, sound from these sources
would likely be within the audible
range of California sea lions, harbor
seals, transient killer whales, harbor
porpoises, and Dall’s porpoises. Impact
pile driving activity is relatively shortterm, with rapid pulses occurring for
approximately fifteen minutes per pile.
The probability for impact pile driving
resulting from this proposed action
masking acoustic signals important to
the behavior and survival of marine
mammal species is likely to be
negligible. Vibratory pile driving is also
relatively short-term, with rapid
oscillations occurring for approximately
one and a half hours per pile. It is
possible that vibratory pile driving
resulting from this proposed action may
mask acoustic signals important to the
behavior and survival of marine
mammal species, but the short-term
duration and limited affected area
would result in a negligible impact from
masking. Any masking event that could
possibly rise to Level B harassment
under the MMPA would occur
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concurrently within the zones of
behavioral harassment already
estimated for vibratory and impact pile
driving, and which have already been
taken into account in the exposure
analysis.
Airborne Noise Effects
Marine mammals that occur in the
project area could be exposed to
airborne sounds associated with pile
driving that have the potential to cause
harassment, depending on their distance
from pile driving activities. Airborne
pile driving noise would have less
impact on cetaceans than pinnipeds
because noise from atmospheric sources
does not transmit well underwater
(Richardson et al. 1995); thus, airborne
noise would only be an issue for hauledout pinnipeds in the project area. Most
likely, airborne sound would cause
behavioral responses similar to those
discussed above in relation to
underwater noise. For instance,
anthropogenic sound could cause
hauled-out pinnipeds to exhibit changes
in their normal behavior, such as
reduction in vocalizations, or cause
them to temporarily abandon their
habitat and move further from the
source. Studies by Blackwell et al.
(2004) and Moulton et al. (2005)
indicate a tolerance or lack of response
to unweighted airborne sounds as high
as 112 dB peak and 96 dB rms.
Anticipated Effects on Habitat
The proposed activities at NBKB will
not result in permanent impacts to
habitats used directly by marine
mammals, such as haul-out sites, but
may have potential short-term impacts
to food sources such as forage fish and
salmonids. There are no rookeries or
major haul-out sites within 10 km (6.2
mi), foraging hotspots, or other ocean
bottom structure of significant biological
importance to marine mammals that
may be present in the marine waters in
the vicinity of the project area.
Therefore, the main impact issue
associated with the proposed activity
will be temporarily elevated noise levels
and the associated direct effects on
marine mammals, as discussed
previously in this document. The most
likely impact to marine mammal habitat
occurs from pile driving effects on likely
marine mammal prey (i.e., fish) near
NBKB and minor impacts to the
immediate substrate during installation
and removal of piles during the pile
replacement project.
Pile Driving Effects on Potential Prey
(Fish)
Construction activities will produce
both pulsed (i.e., impact pile driving)
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and continuous (i.e., vibratory pile
driving) sounds. Fish react to sounds
which are especially strong and/or
intermittent low-frequency sounds.
Short duration, sharp sounds can cause
overt or subtle changes in fish behavior
and local distribution. Hastings and
Popper (2005, 2009) identified several
studies that suggest fish may relocate to
avoid certain areas of noise energy.
Additional studies have documented
effects of pile driving (or other types of
continuous sounds) on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (Scholik and Yan 2001, 2002;
Govoni et al. 2003; Hawkins 2005;
Hastings 1990, 2007; Popper et al. 2006;
Popper and Hastings 2009). Sound
pulses at received levels of 160 dB re 1
μPa may cause subtle changes in fish
behavior. SPLs of 180 dB may cause
noticeable changes in behavior
(Chapman and Hawkins 1969; Pearson
et al. 1992; Skalski et al. 1992). SPLs of
sufficient strength have been known to
cause injury to fish and fish mortality
(CALTRANS 2001; Longmuir and Lively
2001). The most likely impact to fish
from pile driving activities at the project
area would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the short
timeframe for the pile replacement
project. However, adverse impacts may
occur to a few species of rockfish
(bocaccio [Sebastes paucispinis] and
yelloweye [S. ruberrimus] and canary
[S. pinniger] rockfish) and salmon
(chinook [Oncorhynchus tshawytscha]
and summer run chum) which may still
be present in the project area despite
operating in a reduced work window in
an attempt to avoid important fish
spawning time periods. Impacts to these
species could result from potential
impacts to their eggs and larvae.
Pile Driving Effects on Potential
Foraging Habitat
In addition, the area likely impacted
by the pile replacement project is
relatively small compared to the
available habitat in the Hood Canal.
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
temporary loss of this foraging habitat is
also possible. The duration of fish
avoidance of this area after pile driving
stops is unknown, but a rapid return to
normal recruitment, distribution and
behavior is anticipated. Any behavioral
avoidance by fish of the disturbed area
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would still leave significantly large
areas of fish and marine mammal
foraging habitat in the Hood Canal and
nearby vicinity.
Given the short daily duration of
noise associated with individual pile
driving and removal, the short duration
of the entire pile replacement project,
and the relatively small areas being
affected, pile driving and removal
activities associated with the proposed
action are not likely to have a
permanent, adverse effect on any fish
habitat, or populations of fish species.
Therefore, pile driving and removal is
not likely to have a permanent, adverse
effect on marine mammal foraging
habitat at the project area.
Proposed Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(D) of the MMPA, NMFS must,
where applicable, set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable impact on
such species or stock and its habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (where
relevant).
The modeling results for zones of
influence (ZOIs; see ‘‘Estimated Take by
Incidental Harassment’’) were used to
develop mitigation measures for pile
driving and removal activities at NBKB.
The ZOIs effectively represent the
mitigation zone that would be
established around each pile to prevent
Level A harassment to marine
mammals. While the ZOIs vary between
the different diameter piles and types of
installation or removal methods, the
Navy is proposing to establish
mitigation zones for the maximum zone
of influence for all pile driving
conducted in support of the pile
replacement project. In addition to the
measures described later, the Navy will
employ the following standard
mitigation measures:
(a) Conduct briefings between
construction supervisors and crews,
marine mammal monitoring team,
acoustical monitoring team, and Navy
staff prior to the start of all pile driving
activity, and when new personnel join
the work, in order to explain
responsibilities, communication
procedures, marine mammal monitoring
protocol, and operational procedures.
(b) Comply with applicable
equipment noise standards of the U.S.
Environmental Protection Agency and
ensure that all construction equipment
has noise control devices no less
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effective than those provided on the
original equipment.
(c) For in-water heavy machinery
work other than pile driving (if it exists;
e.g., standard barges, tug boats, bargemounted excavators, or clamshell
equipment used to place or remove
material), if a marine mammal comes
within 50 m (164 ft), operations shall
cease and vessels shall reduce speed to
the minimum level required to maintain
steerage and safe working conditions.
Shutdown and Buffer Zone
The following measures will apply to
the Navy’s mitigation through shutdown
and buffer zones:
(a) The Navy will implement a
minimum shutdown zone of 50 m (164
ft) radius around all pile driving and
removal activity. Shutdown zones
typically include all areas where the
underwater SPLs are anticipated to
equal or exceed the Level A (injury)
harassment criteria for marine mammals
(180-dB isopleth for cetaceans; 190-dB
isopleth for pinnipeds). In this case,
piledriving sounds are expected to
attenuate below 180 dB at distances of
16 m or less, but the 50-m shutdown is
intended to further avoid the risk of
direct interaction between marine
mammals and the equipment.
(b) The buffer zone shall include all
areas where the underwater SPLs are
anticipated to equal or exceed the 160dB harassment isopleths, or where the
airborne SPLs are anticipated to equal or
exceed the 100-dB isopleths (for
pinnipeds in general) or 90-dB isopleth
(for harbor seals). The radius of this
zone will be 501 m (1,644 ft) at the start
of pile driving work, but may be
adjusted according to empirical, sitespecific data after the project begins.
The buffer zone distance was set at the
largest Level B behavioral disturbance
zone calculated for impact pile driving,
which was based on the calculations for
airborne noise for harbor seals. The
largest underwater disturbance
threshold (160-dB) was 342 m (1,122 ft).
The size of the 120-dB buffer zone for
vibratory pile driving makes monitoring
impracticable (see ‘‘Sound Thresholds’’;
Tables 5–6; 9).
(c) The shutdown and buffer zones
will be monitored throughout the time
required to drive a pile. If a marine
mammal is observed entering the buffer
zone, a ‘‘take’’ would be recorded and
behaviors documented. However, that
pile segment would be completed
without cessation, unless the animal
approaches or enters the shutdown
zone, at which point all pile driving
activities would be halted.
(d) All buffer and shutdown zones
will initially be based on the distances
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from the source that are predicted for
each threshold level. However, in-situ
acoustic monitoring will be utilized to
determine the actual distances to these
threshold zones, and the size of the
shutdown and buffer zones will be
adjusted accordingly based on received
sound pressure levels.
Visual Monitoring
Impact Installation—Monitoring will
be conducted for a minimum 50 m (164
ft) shutdown zone and a 501 m (1,644
ft) buffer zone (Level B harassment)
surrounding each pile for the presence
of marine mammals before, during, and
after pile driving activities. The buffer
zone was set at the largest Level B
behavioral disturbance zone calculated
for impact pile driving, based on the
disturbance calculations for airborne
noise for harbor seals. Monitoring will
take place from thirty minutes prior to
initiation through thirty minutes postcompletion of pile driving activities.
Vibratory Installation—Monitoring
will be conducted for a minimum 50 m
(164 ft) shutdown zone. The 120-dB
disturbance criterion predicts an
affected area of 40.3 km2 (16 mi2). Due
to the impracticality of effectively
monitoring such a large area, the Navy
intends to monitor a buffer zone
equivalent to the size of the Level B
disturbance zone for impact pile driving
(501 m) surrounding each pile for the
presence of marine mammals before,
during, and after pile driving activities.
Sightings occurring outside this area
will still be recorded and noted as a
take, but detailed observations outside
this zone will not be possible, and it
would be impossible for the Navy to
account for all individuals occurring in
such a zone with any degree of
certainty. Monitoring will take place
from thirty minutes prior to initiation
through thirty minutes post-completion
of pile driving activities.
Vibratory and Chipping Removal—
Monitoring will be conducted for a
minimum 50 m (164 ft) shutdown zone.
As discussed previously, predicted
Level A harassment zones are subsumed
by the minimum shutdown zone. As
with vibratory installation, the 120-dB
disturbance criterion predicts affected
areas that are impracticable to
effectively monitor, and the Navy
intends to monitor a buffer zone
equivalent to the size of the Level B
disturbance zone for impact pile driving
(501 m) surrounding each pile for the
presence of marine mammals before,
during, and after pile driving activities.
Monitoring protocols will be identical to
those discussed for pile installation.
The following additional measures
will apply to visual monitoring:
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(a) Monitoring will be conducted by
qualified observers. A trained observer
will be placed from the best vantage
point(s) practicable (e.g., from a small
boat, the pile driving barge, on shore, or
any other suitable location) to monitor
for marine mammals and implement
shut-down or delay procedures when
applicable by calling for the shut-down
to the hammer operator.
(b) Prior to the start of pile driving
activity, the shutdown and safety zones
will be monitored for thirty minutes to
ensure that they are clear of marine
mammals. Pile driving or removal will
only commence once observers have
declared the shutdown zone clear of
marine mammals; animals will be
allowed to remain in the buffer zone
(i.e., must leave of their own volition)
and their behavior will be monitored
and documented.
(c) If a marine mammal approaches or
enters the shutdown zone during the
course of pile driving or removal
operations, pile driving will be halted
and delayed until either the animal has
voluntarily left and been visually
confirmed beyond the shutdown zone or
thirty minutes have passed without redetection of the animal.
Sound Attenuation Devices
Sound attenuation devices will be
utilized during all impact pile driving
operations. Impact pile driving is only
expected to be required to proof, or
drive the last 10–15 ft (3–4.6 m) of each
pile, and any required proofing will be
limited to five days total, no more than
one pile per day, and no more than
fifteen minutes per pile. Past experience
has shown that proofing is rarely
required at the EHW–1 location. The
Navy plans to use a bubble curtain as
mitigation for in-water sound during
construction activities. Bubble curtains
absorb sound, attenuate pressure waves,
exclude marine life from work areas,
and control the migration of debris,
sediments and process fluids.
Acoustic Measurements
Acoustic measurements will be used
to empirically verify the proposed
shutdown and buffer zones. For further
detail regarding the Navy’s acoustic
monitoring plan see ‘‘Proposed
Monitoring and Reporting’’.
Timing Restrictions
The Navy has set timing restrictions
for pile driving activities to avoid inwater work when ESA-listed fish
populations are most likely to be
present. The in-water work window for
avoiding negative impacts to fish
species is July 16–February 15. Further,
the Navy has narrowed its work window
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6423
to avoid times of year when ESA-listed
Steller sea lions may be present at the
project area. Therefore, all pile driving
would only occur between July 16–
October 31 of the approved in-water
work window from July 16 through
February 15 to minimize the number of
fish exposed to underwater noise and
other disturbance, and to avoid times
when Steller sea lions are expected to be
present. In consultation with the
USFWS, the Navy has further limited
impact pile driving to July 16–
September 30.
Soft Start
The use of a soft-start procedure is
believed to provide additional
protection to marine mammals by
warning, or providing marine mammals
a chance to leave the area prior to the
hammer operating at full capacity. The
pile replacement project will utilize
soft-start techniques (ramp-up and dry
fire) recommended by NMFS for impact
and vibratory pile driving. The soft-start
requires contractors to initiate noise
from vibratory hammers for fifteen
seconds at reduced energy followed by
a one-minute waiting period. This
procedure will be repeated two
additional times. For impact driving,
contractors will be required to provide
an initial set of three strikes from the
impact hammer at forty percent energy,
followed by a one minute waiting
period, then two subsequent three strike
sets. No soft-start procedures exist for
pneumatic chipping hammers.
Daylight Construction
Pile driving will only be conducted
between two hours post-sunrise through
two hours prior to sunset (civil
twilight).
Mitigation Effectiveness
It should be recognized that although
marine mammals will be protected from
Level A harassment by the utilization of
a bubble curtain and protected species
observers (PSOs) monitoring the nearfield injury zones, mitigation may not be
100 percent effective at all times in
locating marine mammals in the buffer
zone. The efficacy of visual detection
depends on several factors including the
observer’s ability to detect the animal,
the environmental conditions (visibility
and sea state), and monitoring
platforms.
All observers utilized for mitigation
activities will be experienced biologists
with training in marine mammal
detection and behavior. Due to their
specialized training the Navy expects
that visual mitigation will be highly
effective. Trained observers have
specific knowledge of marine mammal
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physiology, behavior, and life history,
which may improve their ability to
detect individuals or help determine if
observed animals are exhibiting
behavioral reactions to construction
activities.
The Puget Sound region, including
the Hood Canal, only infrequently
experiences winds with velocities in
excess of 25 kt (Morris et al. 2008). The
typically light winds afforded by the
surrounding highlands coupled with the
fetch-limited environment of the Hood
Canal result in relatively calm wind and
sea conditions throughout most of the
year. The pile replacement project site
has a maximum fetch of 8.4 mi (13.5
km) to the north, and 4.2 mi (6.8 km) to
the south, resulting in maximum wave
heights of from 2.85–5.1 ft (0.9–1.6 m)
(Beaufort Sea State (BSS) between two
and four), even in extreme conditions
(30 kt winds) (CERC 1984). Visual
detection conditions are considered
optimal in BSS conditions of three or
less, which align with the conditions
that should be expected for the pile
replacement project at NBKB.
Observers will be positioned in
locations which provide the best
vantage point(s) for monitoring. This
will likely be an elevated position,
providing a better range of viewing
angles. Also, the shutdown and buffer
zones have relatively small radii to
monitor, which should improve
detectability.
NMFS has carefully evaluated the
applicant’s proposed mitigation
measures and considered a range of
other measures in the context of
ensuring that NMFS prescribes the
means of effecting the least practicable
impact on the affected marine mammal
species and stocks and their habitat. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another: (1)
The manner in which, and the degree to
which, the successful implementation of
the measure is expected to minimize
adverse impacts to marine mammals; (2)
the proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and (3) the
practicability of the measure for
applicant implementation, including
consideration of personnel safety, and
practicality of implementation.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
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mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must, where
applicable, set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking’’. The MMPA
implementing regulations at 50 CFR
216.104(a)(13) indicate that requests for
ITAs must include the suggested means
of accomplishing the necessary
monitoring and reporting that will result
in increased knowledge of the species
and of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area.
Acoustic Measurements
The Navy will conduct acoustic
monitoring for impact driving of steel
piles in order to determine the actual
distances to the 190-, 180-, and 160-dB
(re 1 μPa rms) isopleths and to
determine the relative effectiveness of
the bubble curtain system at attenuating
noise underwater. The Navy will also
conduct acoustic monitoring for
vibratory pile driving and removal, and
for removal with a pneumatic chipping
hammer, in order to determine the
actual distance to the 120-dB isopleth
for behavioral harassment relative to
background levels. The monitoring plan
addresses both underwater and airborne
sounds from the pile replacement
project. At a minimum, the
methodology will include:
(1) A stationary hydrophone placed at
mid-water depth and 10 m (33 ft) from
the source pile to measure the
effectiveness of the bubble curtain
system; a weighted tape measure will be
used to determine the depth of the
water. The hydrophone will be attached
to a nylon cord or steel chain if current
is swift enough, to maintain a constant
distance from the pile. The nylon cord
or chain will be attached to a float or
tied to a static line at the surface 10 m
from the piles.
(2) All hydrophones will be calibrated
at the start of the action and will be
checked at the beginning of each day of
monitoring activity.
(3) For each monitored location, a
two-hydrophone setup will be used,
with the first hydrophone at mid-depth
and the second hydrophone at
approximately 1 m (3.3 ft) from the
bottom in order to evaluate site specific
attenuation and propagation
characteristics that may be present
throughout the water column.
(4) In addition to determining the area
encompassed by the 190-, 180-, 160-,
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and 120-db rms isopleths for marine
mammals, hydrophones would also be
placed at other distances as appropriate
to accurately capture spreading loss
occurring at the EHW–1 project area.
(5) For airborne recordings, a
stationary hydrophone will be placed at
50 ft (15 m) from the source for initial
reference recordings.
(6) For airborne measurements, in
addition to determining the area
encompassed by the 100 and 90 dB rms
isopleths for pinnipeds and harbor
seals, hydrophones will be placed at
other distances as appropriate to
accurately capture spreading loss
occurring at the EHW–1 project area.
(7) Ambient conditions, both airborne
and underwater, would be measured at
the project site in the absence of
construction activities to determine
background sound levels. Ambient
levels are intended to be recorded over
the frequency range from 10 Hz to 20
kHz. Ambient conditions will be
recorded for one minute every hour of
the work day, for one week of each
month of the pile replacement project.
(8) Sound levels associated with softstart techniques will also be measured.
(9) Underwater sound pressure levels
would be continuously monitored
during the entire duration of each pile
being driven. Sound pressure levels will
be monitored in real time. Sound levels
will be measured in Pascals, which are
easily converted to decibel units.
(10) Airborne levels would be
recorded as unweighted, as well as in
dBA, and the distance to marine
mammal thresholds would be measured.
(11) The effectiveness of using a
bubble curtain system with a vibratory
hammer will be tested during the
driving of two vibratory piles. The on/
off regime described in Table 11 will be
utilized during the pile installation:
TABLE 11—SCHEDULE FOR TESTING
EFFECTIVENESS OF SOUND ATTENUATION DEVICE
Pile driving timeframe
Initial 30 s ..............................
Next minute (minimum) .........
Middle of pile driving segment.
30 s .......................................
Next minute (minimum) .........
Final 30 s ..............................
Sound attenuation device
condition
Off.
On.
Off.
On.
Off.
(12) Environmental data will be
collected, including, but not limited to:
wind speed and direction, air
temperature, humidity, surface water
temperature, water depth, wave height,
weather conditions and other factors
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that could contribute to influencing the
airborne and underwater sound levels
(e.g., aircraft, boats).
(13) The chief inspector will supply
the acoustics specialist with the
substrate composition, hammer model
and size, hammer energy settings and
any changes to those settings during the
piles being monitored, depth of the pile
being driven, and blows per foot for the
piles monitored.
(14) Post-analysis of the sound level
signals will include determination of
absolute peak overpressure and under
pressure levels recorded for each pile,
rms value for each absolute peak pile
strike, rise time, average duration of
each pile strike, number of strikes per
pile, SEL of the absolute peak pile
strike, mean SEL, and cumulative SEL
(accumulated SEL = single strike SEL +
10*log (number of hammer strikes) and
a frequency spectrum both with and
without mitigation, between 10–20,000
Hz for up to eight successive strikes
with similar sound levels.
Visual Marine Mammal Observations
The Navy will collect sighting data
and behavioral responses to
construction for marine mammal
species observed in the region of
activity during the period of activity. All
observers will be trained in marine
mammal identification and behaviors.
NMFS requires that the observers have
no other construction related tasks
while conducting monitoring.
Methods of Monitoring—The Navy
will monitor the shutdown zone and
safety (buffer) zone before, during, and
after pile driving. Based on NMFS
requirements, the Marine Mammal
Monitoring Plan would include the
following procedures for impact pile
driving:
(1) MMOs would be located at the
best vantage point(s) in order to
properly see the entire shutdown zone
and safety zone. This may require the
use of a small boat to monitor certain
areas while also monitoring from one or
more land based vantage points.
(2) During all observation periods,
observers would use binoculars and the
naked eye to search continuously for
marine mammals.
(3) To verify the required monitoring
distances, the zones would be clearly
marked with buoys or other suitable
aquatic markers.
(4) If the shut down or safety zones
are obscured by fog or poor lighting
conditions, pile driving or removal
would not be initiated until all zones
are visible.
(5) The shut down and safety zones
around the pile will be monitored for
the presence of marine mammals before,
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during, and after any pile driving or
removal activity.
Pre-Activity Monitoring—The
shutdown and buffer zones will be
monitored for thirty minutes prior to
initiating the soft start for pile driving
or removal. If marine mammal(s) are
present within the shut down zone prior
to pile driving or removal, or during the
soft start, the start of pile driving would
be delayed until the animal(s) leave the
shut down zone. Pile driving would
resume only after the PSO has
determined, through sighting or by
waiting approximately thirty minutes,
that the animal(s) has moved outside the
shutdown zone.
During Activity Monitoring—The
shutdown and buffer zones will also be
monitored throughout the time required
to drive or remove a pile. If a marine
mammal is observed entering the buffer
zone, a ‘‘take’’ would be recorded and
behaviors documented. However, that
pile segment would be completed
without cessation, unless the animal
enters or approaches the shutdown
zone, at which point all pile driving
activities will be halted. Pile driving can
only resume once the animal has left the
shutdown zone of its own volition or
has not been re-sighted for a period of
thirty minutes.
Post-Activity Monitoring—Monitoring
of the shutdown and buffer zones would
continue for thirty minutes following
the completion of pile driving.
Data Collection
NMFS requires that the PSOs use
NMFS-approved sighting forms. In
addition to the following requirements,
the Navy will note in their behavioral
observations whether an animal remains
in the project area following a Level B
taking (which would not require
cessation of activity). This information
will ideally make it possible to
determine whether individuals are
taken (within the same day) by one or
more types of pile driving (i.e., impact
and vibratory). NMFS requires that, at a
minimum, the following information be
collected on the sighting forms:
(1) Date and time that pile driving
begins or ends;
(2) Construction activities occurring
during each observation period;
(3) Weather parameters identified in
the acoustic monitoring (e.g., wind,
humidity, temperature);
(4) Tide state and water currents;
(5) Visibility;
(6) Species, numbers, and, if possible,
sex and age class of marine mammals;
(7) Marine mammal behavior patterns
observed, including bearing and
direction of travel, and if possible, the
correlation to sound pressure levels;
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(8) Distance from pile driving
activities to marine mammals and
distance from the marine mammals to
the observation point;
(9) Locations of all marine mammal
observations; and
(10) Other human activity in the area.
Reporting
A draft report would be submitted to
NMFS within 45 days of the completion
of acoustic measurements and marine
mammal monitoring. The results would
be summarized in graphical form and
include summary statistics and time
histories of impact sound values for
each pile. A final report would be
prepared and submitted to NMFS
within thirty days following receipt of
comments on the draft report from
NMFS. At a minimum, the report shall
include:
(1) Size and type of piles;
(2) A detailed description of the SAS
or bubble curtain, including design
specifications;
(3) The impact or vibratory hammer
force used to drive and extract the piles;
(4) A description of the monitoring
equipment;
(5) The distance between
hydrophone(s) and pile;
(6) The depth of the hydrophone(s);
(7) The depth of water in which the
pile was driven;
(8) The depth into the substrate that
the pile was driven;
(9) The physical characteristics of the
bottom substrate into which the piles
were driven;
(10) The ranges and means for peak,
rms, and SELs for each pile;
(11) The results of the acoustic
measurements, including the frequency
spectrum, peak and rms SPLs, and
single-strike and cumulative SEL with
and without the attenuation system;
(12) The results of the airborne noise
measurements including dBA and
unweighted levels;
(13) A description of any observable
marine mammal behavior in the
immediate area and, if possible, the
correlation to underwater sound levels
occurring at that time;
(14) Results, including the
detectability of marine mammals,
species and numbers observed, sighting
rates and distances, behavioral reactions
within and outside of safety zones; and
(15) A refined take estimate based on
the number of marine mammals
observed in the safety and buffer zones.
This may be reported as one or both of
the following: a rate of take (number of
marine mammals per hour), or take
based on density (number of individuals
within the area).
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Estimated Take by Incidental
Harassment
With respect to the activities
described here, the MMPA defines
‘‘harassment’’ as:
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any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
All anticipated takes would be by
Level B harassment, involving
temporary changes in behavior. The
proposed mitigation and monitoring
measures are expected to minimize the
possibility of injurious or lethal takes
such that take by Level A harassment,
serious injury or mortality is considered
remote. However, as noted earlier, there
is no specific information demonstrating
that injurious or lethal ‘‘takes’’ would
occur even in the absence of the
planned mitigation and monitoring
measures.
If a marine mammal responds to an
underwater sound by changing its
behavior or moving a small distance, the
response may or may not rise to the
level of ‘‘taking’’, or affect the stock or
the species as a whole. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on animals or on the stock or
species could potentially be significant
(Lusseau and Bejder 2007; Weilgart
2007). Given the many uncertainties in
predicting the quantity and types of
impacts of noise on marine mammals, it
is common practice to estimate how
many mammals are likely to be present
within a particular distance of a given
activity, or exposed to a particular level
of sound. This practice potentially
overestimates the numbers of marine
mammals taken. For example, during
the past ten years, killer whales have
been observed within the project area
twice. While a pod of killer whales
could potentially visit again during the
project timeframe, and thus be ‘‘taken’’,
it is more likely that they will not.
The proposed project area is not
believed to be particularly important
habitat for marine mammals, nor is it
considered an area frequented by
marine mammals, although harbor seals
are year-round residents of Hood Canal.
Therefore, behavioral disturbances that
could result from anthropogenic noise
associated with the proposed activities
are expected to affect only a small
number of marine mammals on an
infrequent basis.
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The Navy is requesting authorization
for the potential taking of small
numbers of California sea lions, harbor
seals, transient killer whales, Dall’s
porpoises, and harbor porpoises in the
Hood Canal that may result from pile
driving during construction activities
associated with the pile replacement
project described previously in this
document. The takes requested are
expected to have no more than a minor
effect on individual animals and no
effect on the populations of these
species. Any effects experienced by
individual marine mammals are
anticipated to be limited to short-term
disturbance of normal behavior or
temporary displacement of animals near
the source of the noise.
Description of Take Calculation
The take calculations presented here
rely on the best data currently available
for marine mammal populations in the
Hood Canal, as discussed in preceding
sections. The formula was developed for
calculating take due to impact pile
driving and applied to each groupspecific noise impact threshold. The
formula is founded on the following
assumptions:
(a) Each species population is at least
as large as any previously documented
highest population estimate.
(b) All pilings to be installed would
have a noise disturbance distance equal
to the piling that causes the greatest
noise disturbance (i.e., the piling
furthest from shore).
(c) Pile driving could potentially
occur every day of the in-water work
window. However, it is estimated no
more than a few hours of pile driving
will occur per day. An average of two
steel piles will be installed and removed
per day or an average of three concrete
piles will be removed per day.
(d) Some degree of mitigation (i.e.,
sound attenuation system, etc.) will be
utilized, as discussed previously.
(e) An individual can only be taken
once per method of installation during
a 24 hr period. The calculation for
marine mammal takes is estimated by:
Take estimate = (n * ZOI) * days of
total activity
where:
n = density estimate used for each species/
season
ZOI = noise threshold zone of influence (ZOI)
impact area; the area encompassed by all
locations where the sound pressure
levels equal or exceed the threshold
being evaluated
n * ZOI produces an estimate of the
abundance of animals that could be
present in the area for exposure
The ZOI impact area is the estimated
range of impact to the noise criteria. The
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distances (actual) specified in Tables 5–
6 and 9 were used to calculate ZOI
around each pile. All impact pile
driving take calculations were based on
the estimated threshold ranges using a
bubble curtain with 10 dB attenuation
as a mitigation measure (see
‘‘Underwater Noise from Piledriving’’).
The ZOI impact area took into
consideration the possible affected area
of the Hood Canal from the pile driving
site furthest from shore with attenuation
due to land shadowing from bends in
the canal. Because of the close
proximity of some of the piles to the
shore, the narrowness of the canal at the
project area, and the maximum fetch,
the ZOIs for each threshold are not
necessarily spherical and may be
truncated.
While pile driving can occur any day
throughout the in-water work window,
only a fraction of that time is actually
spent pile driving. On days when pile
driving occurs, it could take place for
thirty minutes, or up to several hours.
The contractor estimates that steel pile
installation could occur at a maximum
rate of four piles per day; however, it is
more likely that an average of two piles
will be installed and removed per day.
The contractor estimates that a
maximum of five concrete piles can be
removed per day, with an average of
three being removed per day. For each
pile installed, vibratory pile driving is
expected to be no more than one hour.
The impact driving portion of the
project is anticipated to take
approximately fifteen minutes per pile,
with a maximum of one pile per day,
and five piles in total allowed. All steel
piles will be extracted using a vibratory
hammer. Extraction is anticipated to
take approximately thirty minutes per
pile. Concrete piles will be removed
using a pneumatic chipping hammer or
other similar concrete demolition tool,
and it is expected to take approximately
two hours to remove each concrete pile.
For steel piles, this results in a
maximum of two hours of pile driving
per pile or potentially four hours per
day. For concrete piles, this results in a
maximum of two hours of pneumatic
chipping per pile, or potentially six
hours per day.
Therefore, while 108 days of in-water
work time is proposed, only a fraction
of the total work time per day will
actually be spent pile driving. An
average work day (two hours postsunrise to two hours prior to sunset) is
approximately eight to nine hours,
depending on the month. While it is
anticipated that only four hours of pile
driving would be needed per day for
steel piles, or six hours of pneumatic
chipping for concrete piles, to take into
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account deviations from the estimated
times for pile installation and removal
the Navy modeled potential impacts as
if the entire day could be spent pile
driving.
Based on the proposed action, the
total pile driving time from vibratory
pile driving during installation would
be approximately fourteen days (28
piles at an average of two per day). The
total pile driving time from vibratory
pile driving during steel pile removal
would be 21 days (42 piles at an average
of two per day). The total pile driving
time for utilizing a pneumatic chipping
hammer during concrete pile removal
would be 32 days (96 piles at an average
of three per day). Therefore, impacts for
installation, steel pile removal, and
concrete pile removal were modeled as
if these actions were to occur
throughout the duration of 14, 21, and
32 days, respectively. During
installation, there is the potential for the
contractor to need to utilize an impact
hammer to proof a select number of
piles, although past repairs on the
EHW–1 pier have never required the use
of an impact pile driver. However, if the
use of an impact hammer is required,
impact pile driving will occur on no
more than five piles, with only one pile
being impact driven per day. Therefore,
impact pile driving during installation
was modeled as occurring for five days.
The exposure assessment
methodology is an estimate of the
numbers of individuals exposed to the
effects of pile driving activities
exceeding NMFS-established
thresholds. Of note in these exposure
estimates, mitigation methods other
than the use of a sound attenuation
device (i.e., visual monitoring and the
use of shutdown zones) were not
quantified within the assessment and
successful implementation of this
mitigation is not reflected in exposure
estimates. Results from acoustic impact
exposure assessments should be
regarded as conservative estimates that
are strongly influenced by limited
biological data. While the numbers
generated from the pile driving
exposure calculations provide
conservative overestimates of marine
mammal exposures for consultation
with NMFS, the short duration and
limited geographic extent of the pile
replacement project would further limit
actual exposures.
California Sea Lion
California sea lions are present in the
Hood Canal almost year-round with the
exception of mid-June through August.
The Navy conducted year round
waterfront surveys for marine mammals
at NBKB in 2008 and 2009 (DoN 2010a).
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During these surveys, the daily
maximum number of California sea
lions hauled out for the months JulyOctober (the timeframe of the pile
replacement project), were 0, 0, 12, and
47 in 2008 and 0, 1, 32, and 44 in 2009,
respectively. The monthly average of the
maximum number of California sea
lions observed per day was seventeen
individuals. Females are rarely observed
north of the California-Oregon border
(NMFS 2008c); therefore only adult and
sub-adult males are expected in the
Hood Canal. Breeding rookeries are in
California; therefore pups are not
expected to be present in the Hood
Canal.
California sea lions are not likely to be
present at the project site during the
entire period of work (i.e., are
infrequent visitors during July-August).
However, because the proportion of pile
driving that could occur in a given
month is dependent on several factors
(e.g., availability of materials, weather)
the Navy assumed that pile driving
operations could occur at any time in
the construction window. Therefore,
exposures were calculated using the
monthly average of the maximum
number of California sea lions observed
per day (seventeen individuals), divided
by the area encompassed by the
maximum fetch at the project site (41.5
km2 [16 mi2]) and the formula given
previously. Table 12 depicts the number
of acoustic harassments that are
estimated from vibratory and impact
pile driving and removal, and
pneumatic chipping, both underwater
and in-air for each season. The
modeling indicated that zero California
sea lions were likely to be exposed to
sound in the 160-dB zone. However, the
Navy feels that, based on the abundance
of this species in the waters along NBKB
and including their presence at nearby
haul-outs, it is possible that an
individual could pass through this zone
in transit to or from a haul-out.
Therefore, the Navy is requesting a
behavioral harassment take of California
sea lion by impact pile driving each day
of pile driving, for a total of five takes
over the course of the proposed action.
Harbor Seal
Harbor seals are present in the Hood
Canal year-round and would be
expected at the project site. Harbor seal
numbers increase from January through
April and then decrease from May
through August as the harbor seals move
to adjacent bays on the outer coast of
Washington for the pupping season.
Harbor seals are the most abundant
marine mammal in the Hood Canal.
Jeffries et al. (2003) did a stock
assessment of harbor seals in the Hood
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6427
Canal in 1999 and counted 711 harbor
seals hauled out. This abundance was
adjusted using a correction factor of 1.53
to account for seals in the water and not
counted to provide a population
estimate of 1,088 harbor seals in the
Hood Canal. The Navy conducted boat
surveys of the waterfront area in 2008
from July to September (Agness and
Tannenbaum 2009a). Harbor seals were
sighted during every survey and were
found in all marine habitats including
near and hauled-out on man-made
objects such as piers and buoys. During
most of the year, all age and sex classes
(except newborn pups) could occur in
the project area throughout the period of
construction activity. From April
through mid-July, female harbor seals
haul out on the outer coast of
Washington at pupping sites to give
birth. Since there are no known pupping
sites in the vicinity of the project,
harbor seal pups are not expected to be
present during pile driving. The main
haul-out locations for harbor seals in
Hood Canal are located on river delta
and tidal exposed areas at Quilcene,
Dosewallips, Duckabush, Hamma
Hamma, and Skokomish River mouths,
with the closest haul-out area to the
project area being 10 mi (16 km)
southwest of NBKB at Dosewallips River
mouth (London 2006). Please see Figure
4–1 of the Navy’s application for a map
of haul-out locations in relation to the
project area.
Research by Huber et al. (2001)
indicates that approximately 35 percent
of harbor seals are in the water at any
one time. Exposures were calculated
using a density derived from the
number of harbor seals that are present
in the water at any one time (35 percent
of 1,088, or approximately 381
individuals), divided by the area of the
Hood Canal (291 km2 [112 mi2]) and the
formula presented previously.
While Huber et al.’s (2001) data
suggest that harbor seals typically spend
65 percent of their time hauled out, the
Navy’s waterfront surveys found that it
is extremely rare for harbor seals to haul
out in the vicinity of the test pile project
area. Therefore, the only population of
harbor seals that could potentially be
exposed to airborne sounds are those
that are in-water but at the surface.
Based on the diving cycle of tagged
harbor seals near the San Juan Islands,
the Navy estimates that seals are on the
surface approximately 16.4 percent of
their total in-water duration (Suryan
and Harvey 1998). Therefore, by
multiplying the percentage of time spent
at the surface (16.4 percent) by the total
in-water population of harbor seals at
any one time (approximately 381
individuals), the population of harbor
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seals with the potential to experience
airborne impacts (approximately 63
individuals) can be obtained. Airborne
exposures were calculated using a
density derived from the maximum
number of harbor seals available at the
surface (approximately 63 individuals),
divided by the area of the Hood Canal
(291 km2) and the formula presented
previously. Table 12 depicts the number
of acoustic harassments that are
estimated from vibratory and impact
pile driving and removal, and from
pneumatic chipping, both underwater
and in-air for each season. The
modeling indicated that zero harbor
seals were likely to be exposed to sound
in the 160-dB zone. However, the Navy
feels that, based on the abundance of
this species in the waters along NBKB
and including their presence at nearby
haul-outs, it is possible that an
individual could pass through this zone
in transit to or from a haul-out.
Therefore, the Navy is requesting a
behavioral harassment take of harbor
seal by impact pile driving each day of
pile driving, for a total of five takes over
the course of the proposed action.
Killer Whales
Transient killer whales are
uncommon visitors to Hood Canal.
Transients may be present in the Hood
Canal anytime during the year and
traverse as far as the project site.
Resident killer whales have not been
observed in Hood Canal, but transient
pods (six to eleven individuals per
event) were observed in Hood Canal for
lengthy periods of time (59–172 days) in
2003 (January-March) and 2005
(February-June), feeding on harbor seals
(London 2006).
These whales used the entire expanse
of Hood Canal for feeding. Subsequent
aerial surveys suggest that there has not
been a sharp decline in the local seal
population from these sustained feeding
events (London 2006). Based on this
data, the density for transient killer
whales in the Hood Canal for January to
June is 0.038/km2 (0.015/mi2; eleven
individuals divided by the area of the
Hood Canal [291 km2]). Since this
timeframe overlaps the period in which
the pile replacement project will occur
(July-October), this density was used for
all exposure calculations. Exposures
were calculated using the formula
presented previously. Table 12 depicts
the number of acoustic harassments that
are estimated from vibratory and impact
pile driving for each season. The
modeling indicated that zero killer
whales were likely to be exposed to
sound in the 160-dB zone. However,
while transient killer whales are rare in
the Hood Canal, when these animals are
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present they occur in pods, so their
density in the project area is unlikely to
be uniform, as was modeled. If they are
present during impact pile driving it is
possible that one or more individuals
within a pod could travel through the
behavioral harassment zone. Therefore,
the Navy is requesting nine behavioral
takes of transient killer whales—based
on the average size of pods seen
previously in the Hood Canal—by
impact pile driving over the course of
the proposed action.
Dall’s Porpoise
Dall’s porpoises may be present in the
Hood Canal year-round and could occur
as far as the project site. Their use of
inland Washington waters, however, is
mostly limited to the Strait of Juan de
Fuca. The Navy conducted boat surveys
of the waterfront area in 2008 from July
to September (Agness and Tannenbaum
2009a). During one of the surveys a
Dall’s porpoise was sighted in August in
the deeper waters off Carlson Spit.
In the absence of an abundance
estimate for the entire Hood Canal, a
seasonal density (warm season only)
was derived from the waterfront survey
by the number of individuals seen
divided by total number of kilometers of
survey effort (six surveys with
approximately 3.9 km2 [1.5 mi2] of effort
each), assuming strip transect surveys.
In absence of any other survey data for
the Hood Canal, this density is assumed
to be throughout the project area.
Exposures were calculated using the
formula presented previously. Table 12
depicts the number of acoustic
harassments that are estimated from
vibratory and impact pile driving for
each season. The modeling indicated
that zero Dall’s porpoises were likely to
be exposed to sound in the 160-dB zone.
Dall’s porpoises are rare in the Hood
Canal; only one animal, seen in deep
waters offshore from the base, has been
seen in the project area in the past few
years. However, it is possible that
additional animals exist or that this
single individual could pass through the
behavioral harassment zone for impulse
sounds (160-dB) while transiting along
the waterfront. Therefore, the Navy is
requesting a single behavioral
harassment take of a Dall’s porpoise by
impact pile driving over the course of
the proposed action.
Harbor Porpoise
Harbor porpoises may be present in
the Hood Canal year-round; however,
their presence is rare. During waterfront
surveys of NBKB over the past two years
(2008–present) only one harbor porpoise
has been seen in 24 surveys.
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The Navy conducted boat surveys of
the waterfront area from July to
September over the past few years
(2008–present) (Agness and
Tannenbaum 2009a). During one of the
surveys a single harbor porpoise was
sighted in the deeper waters offshore
from the waterfront. In the absence of an
abundance estimate for the entire Hood
Canal, a seasonal density (warm season
only) was derived from the waterfront
survey by the number of individuals
seen divided by total number of
kilometers of survey effort (24 surveys
with approximately 3.9 km2 [1.5 mi2] of
effort each), assuming strip transect
surveys. In the absence of any other
survey data for the Hood Canal, this
density is assumed to be throughout the
project area. Exposures were calculated
using the formula presented previously;
Table 12 depicts the number of acoustic
harassments that are estimated from
vibratory and impact pile driving for
each season. The modeling indicated
that zero harbor porpoises were likely to
be exposed to sound in the 120–dB
zone. However, while harbor porpoises
are rare, one has been sighted in surveys
over the last few years in the deep
waters offshore from the base. It is
possible this offshore region is
encapsulated within the disturbance
zone during vibratory pile installation
and removal due to the large size (40.3
[15.6] and 35.9 km2 [13.9 mi2],
respectively). Therefore, based on the
possibility that this animal could be
present in the offshore waters during
every day of construction, the Navy is
requesting a single behavioral take of
harbor porpoise by vibratory pile
driving each day of pile driving, for a
total of 35 takes over the course of the
proposed action (fourteen during
installation and 21 during removal). The
area of disturbance during pneumatic
chipping is comparatively small (0.608
km2 [0.23 mi2]); thus, the Navy does not
feel harbor porpoises are likely to occur
in this area and is not requesting take
for pneumatic chipping.
Potential takes could occur if
individuals of these species move
through the area on foraging trips when
pile driving or removal is occurring.
Individuals that are taken could exhibit
behavioral changes such as increased
swimming speeds, increased surfacing
time, or decreased foraging. Most likely,
individuals may move away from the
sound source and be temporarily
displaced from the areas of pile driving
or removal. Potential takes by
disturbance would have a negligible
short-term effect on individuals and
would not result in population-level
impacts.
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TABLE 12—NUMBER OF POTENTIAL WARM SEASON (MAY–OCT) EXPOSURES OF MARINE MAMMALS WITHIN VARIOUS
ACOUSTIC THRESHOLD ZONES
Underwater
Species
Density
Impact injury
threshold 1
Airborne
Impact
disturbance
threshold
(160 dB)
Vibratory
disturbance
threshold
(120 dB)
California sea lion ....................................
Harbor seal ..............................................
Killer whale ...............................................
Dall’s porpoise .........................................
Harbor porpoise .......................................
0.410
1.31
0.038
0.043
0.011
0
0
0
0
0
*5
Total ..................................................
........................
0
Total (percent
of stock or
population 3)
Impact & vibratory disturbance
threshold 2
0
553
1,761
49
70
* 35
N/A
N/A
N/A
558 (0.2)
1,766 (12.1)
58 (18.5)
71 (0.1)
35 (0.3)
20
2,468
0
2,488
*5
*9
*1
0
40
* See
species descriptions for discussion of these estimates.
1 Acoustic injury threshold for impact pile driving is 190 dB for pinnipeds and 180 dB for cetaceans.
2 Acoustic disturbance threshold is 100 dB for California sea lions and 90 dB for harbor seals. The airborne exposure calculations assume that
100% of the in-water densities were available at the surface to be exposed to airborne sound.
3 See Table 10 for stock or population numbers.
4 Airborne densities were based on the percentage (16.4 percent) of in-water density available at the surface to be exposed (Suryan and Harvey 1998).
During the project timeframe, which
occurs entirely in the May to October
warm season, there is the potential for
twenty Level B disturbance takes (160dB, impulse sound) of various species
from impact pile driving operations, and
an additional 2,468 Level B disturbance
takes (120-dB, continuous sound) of
various species from vibratory pile
driving, vibratory removal, and
pneumatic chipping due to underwater
sound. The following species and
numbers of Level B disturbance takes
could occur due to underwater sound as
a result of impact pile driving
operations: five California sea lions, five
harbor seals, nine transient killer
whales, and one Dall’s porpoise. The
following species and numbers of Level
B disturbance takes could occur due to
underwater sound as a result of
vibratory pile driving operations: 553
California sea lions, 1,761 harbor seals,
49 transient killer whales, seventy Dall’s
porpoises, and 35 harbor porpoises. Due
to their lack of presence within the
project area during the timeframe for the
pile replacement project (July 16–Oct
31), no Steller sea lions would be
harassed. Lastly, no species of
pinnipeds are expected to be exposed to
airborne sound pressure levels that
would cause harassment.
srobinson on DSKHWCL6B1PROD with NOTICES
Negligible Impact and Small Numbers
Analysis and Preliminary
Determination
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as ‘‘* * * an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
In making a negligible impact
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determination, NMFS considers a
variety of factors, including but not
limited to: (1) The number of
anticipated mortalities; (2) the number
and nature of anticipated injuries; (3)
the number, nature, intensity, and
duration of Level B harassment; and (4)
the context in which the take occurs.
Pile driving activities associated with
the pile replacement project, as outlined
previously, have the potential to disturb
or displace small numbers of marine
mammals. Specifically, the proposed
activities may result in take, in the form
of Level B harassment (behavioral
disturbance) only, from airborne or
underwater sounds generated from pile
driving. Level A harassment is not
anticipated given the methods of
installation and measures designed to
minimize the possibility of injury to
marine mammals. Specifically, vibratory
hammers will be the primary method of
installation, which are not expected to
cause injury to marine mammals due to
the relatively low source levels (less
than 190 dB). Pile removal activities,
whether vibratory removal of steel piles
or pneumatic chipping of concrete piles,
produce sound levels lower than those
produced by vibratory installation. Also,
no impact pile driving will occur
without the use of a noise attenuation
system (e.g., bubble curtain), and pile
driving will either not start or be halted
if marine mammals approach the
shutdown zone (described previously in
this document). Furthermore, the pile
driving activities analyzed are similar to
other nearby construction activities
within the Hood Canal, such as test
piles driven in 2005 for the Hood Canal
Bridge (SR–104) constructed by the
Washington Department of
Transportation, which have taken place
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with no reported injuries or mortality to
marine mammals.
NMFS has preliminarily determined
that the impact of the previously
described pile replacement project may
result, at worst, in a temporary
modification in behavior (Level B
harassment) of small numbers of marine
mammals. No mortality or injuries are
anticipated as a result of the specified
activity, and none are proposed to be
authorized. Additionally, animals in the
area are not expected to incur hearing
impairment (i.e., TTS or PTS) or nonauditory physiological effects. For
pinnipeds, the absence of any major
rookeries and only a few isolated haulout areas near or adjacent to the project
site means that potential takes by
disturbance will have an insignificant
short-term effect on individuals and
would not result in population-level
impacts. Similarly, for cetacean species
the absence of any regular occurrence
adjacent to the project site means that
potential takes by disturbance will have
an insignificant short-term effect on
individuals and would not result in
population-level impacts. Due to the
nature, degree, and context of
behavioral harassment anticipated, the
activity is not expected to impact rates
of recruitment or survival. While
modeling indicates that the specified
activities could potentially take, by
harassment only, as many as 58
transient killer whales (18.5 percent of
the regional stock), it is extremely
unlikely that 58 individual whales
would be exposed to sound associated
with the project. Rather, the estimated
58 takes represents a single group of
nine whales that could potentially be
exposed to sound on multiple days, if
present. As such, the possible repeated
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exposure of a small group of individuals
does not present the deleterious effect
on the regional stock that is suggested
by the figure of 18.5 percent. This
activity is expected to result in a
negligible impact on the affected species
or stocks. None of the species for which
take authorization is requested are
either ESA-listed or considered depleted
under the MMPA.
For reasons stated previously in this
document, the negligible impact
determination is also supported by the
likelihood that, given sufficient ‘‘notice’’
through mitigation measures including
soft start, marine mammals are expected
to move away from a noise source that
is annoying prior to its becoming
potentially injurious, and the likelihood
that marine mammal detection ability
by trained observers is high under the
environmental conditions described for
Hood Canal, enabling the
implementation of shut-downs to avoid
injury, serious injury, or mortality. As a
result, no take by injury or death is
anticipated, and the potential for
temporary or permanent hearing
impairment is very low and will be
avoided through the incorporation of
the proposed mitigation measures.
While the number of marine
mammals potentially incidentally
harassed will depend on the
distribution and abundance of marine
mammals in the vicinity of the survey
activity, the number of potential
harassment takings is estimated to be
small relative to regional stock or
population number, and has been
mitigated to the lowest level practicable
through incorporation of the proposed
mitigation and monitoring measures
mentioned previously in this document.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures,
NMFS preliminarily finds that the
proposed pile replacement project will
result in the incidental take of small
numbers of marine mammal, by Level B
harassment only, and that the total
taking from the activity will have a
negligible impact on the affected species
or stocks.
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
No Tribal subsistence hunts are held
in the vicinity of the project area; thus,
temporary behavioral impacts to
individual animals would not affect any
subsistence activity. Further, no
population or stock level impacts to
marine mammals are anticipated or
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authorized. As a result, no impacts to
the availability of the species or stock to
the Pacific Northwest treaty Tribes are
expected as a result of the proposed
activities. Therefore, no relevant
subsistence uses of marine mammals are
implicated by this action.
Endangered Species Act (ESA)
There is one marine mammal species
that is listed as endangered under the
ESA with confirmed or possible
occurrence in the study area: the Eastern
DPS of the Steller sea lion. However, as
described previously, the pile driving
and removal activities associated with
the project will occur from July 16–
October 31 only, a time at which Steller
sea lions are not present in the project
area. The Navy conducted an informal
consultation with the NWRO under
Section 7 of the ESA; the NWRO
concurred that there would be no
presence of ESA-listed marine mammals
during the project and that formal
consultation was not required.
National Environmental Policy Act
(NEPA)
In December 2010, the Navy prepared
a draft EA, which has been posted on
the NMFS Web site (see ADDRESSES)
concurrently with the publication of
this proposed IHA and public comments
have been solicited. NMFS will review
the draft EA and the public comments
received and subsequently either adopt
it or prepare its own NEPA document
before making a determination on the
issuance of an IHA.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to
authorize the take of marine mammals
incidental to the Navy’s pile
replacement project, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
Dated: January 31, 2011.
James H. Lecky,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2011–2530 Filed 2–3–11; 8:45 am]
BILLING CODE 3510–22–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XA124
Takes of Marine Mammals Incidental to
Specified Activities; Marine
Geophysical Survey in the Pacific
Ocean off Costa Rica, April Through
May, 2011
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
AGENCY:
NMFS has received an
application from Lamont-Doherty Earth
Observatory (L–DEO), a part of
Columbia University, for an Incidental
Harassment Authorization (IHA) to take
marine mammals, by harassment,
incidental to conducting a marine
geophysical survey in the eastern
tropical Pacific (ETP) Ocean off Costa
Rica, April through May, 2011. Pursuant
to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an IHA to L–
DEO to incidentally harass, by Level B
harassment only, 19 species of marine
mammals during the specified activity.
DATES: Comments and information must
be received no later than March 7, 2011.
ADDRESSES: Comments on the
application should be addressed to P.
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910. The mailbox address for
providing e-mail comments is
ITP.Cody@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10-megabyte file size.
All comments received are a part of
the public record and will generally be
posted to https://www.nmfs.noaa.gov/pr/
permits/incidental.htm#applications
without change. All Personal Identifying
Information (for example, name,
address, etc.) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit confidential
business information or otherwise
sensitive or protected information.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the above address, telephoning the
SUMMARY:
E:\FR\FM\04FEN1.SGM
04FEN1
Agencies
[Federal Register Volume 76, Number 24 (Friday, February 4, 2011)]
[Notices]
[Pages 6406-6430]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-2530]
[[Page 6406]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XA116
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to a Pile Replacement Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the U.S. Navy (Navy) for
an Incidental Harassment Authorization (IHA) to take marine mammals, by
harassment, incidental to construction activities as part of a pile
replacement project. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue an IHA to
the Navy to take, by Level B Harassment only, five species of marine
mammals during the specified activity.
DATES: Comments and information must be received no later than March 7,
2011.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing e-mail comments is ITP.Laws@noaa.gov. NMFS is not responsible
for e-mail comments sent to addresses other than the one provided here.
Comments sent via e-mail, including all attachments, must not exceed a
10-megabyte file size.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.nmfs.noaa.gov/pr/permits/incidental.htm without change. All Personal Identifying Information
(e.g., name, address) voluntarily submitted by the commenter may be
publicly accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the Internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. The Navy has prepared a
draft Environmental Assessment (EA) titled ``Explosives Handling Wharf
1 Pile Replacement Project, Naval Base Kitsap Bangor, Silverdale, WA''.
This associated document, prepared in compliance with the National
Environmental Policy Act (NEPA), is also available at the same Internet
address. Documents cited in this notice may also be viewed, by
appointment, during regular business hours, at the aforementioned
address.
FOR FURTHER INFORMATION CONTACT: Ben Laws, Office of Protected
Resources, NMFS, (301) 713-2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``* * * an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the U.S. can apply for an authorization to
incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS review of
an application followed by a 30-day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization. Except with respect to certain
activities not pertinent here, the MMPA defines ``harassment'' as:
any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Summary of Request
NMFS received an application on December 16, 2010 from the Navy for
the taking of marine mammals incidental to pile driving and removal in
association with a pile replacement project in the Hood Canal at Naval
Base Kitsap in Bangor, WA (NBKB). This pile replacement project is
proposed to occur between July 16, 2011 and July 15, 2013. This IHA
would cover only the initial year of this project (July 16, 2011-July
15, 2012), with a subsequent IHA necessary for completion. Pile driving
and removal activities would occur only within a window from July 16-
October 31, with any required impact driving occurring only from July
16-September 30. Six species of marine mammals are known from the
waters surrounding NBKB: Steller sea lions (Eumetopias jubatus),
California sea lions (Zalophus californianus), harbor seals (Phoca
vitulina), killer whales (Orcinus orca), Dall's porpoises (Phocoenoides
dalli), and harbor porpoises (Phocoena phocoena). These species may
occur year-round in the Hood Canal, with the exception of the Steller
sea lion. Steller sea lions are present only from fall to late spring
(November-June), outside of the project's pile driving and removal
window (July 16-October 31). Additionally, while the Southern Resident
killer whale (listed as endangered under the Endangered Species Act
[ESA]) is resident to the inland waters of Washington and British
Columbia, it has not been observed in the Hood Canal in decades and was
therefore excluded from further analysis. Only the five species which
may be present during the project's timeline may be exposed to sound
pressure levels associated with vibratory and impulsive pile driving,
or pneumatic chipping, and will be analyzed in detail in this document.
The Navy proposes to complete necessary repairs and maintenance at
the Explosive Handling Wharf 1 (EHW-1) facility at NBKB as
part of a pile replacement project to restore and maintain the
structural integrity of the wharf and ensure its continued
functionality to support necessary operational requirements. The EHW-1
[[Page 6407]]
facility, constructed in 1977, has been compromised due to the
deterioration of the wharf's existing piling sub-structure. Under the
proposed action, ninety-six 24-in (0.6 m) diameter concrete piles,
thirty-nine 12-in (0.3 m) diameter steel fender piles, and three 24-in
diameter steel fender piles will be removed. In addition, a total of
twenty-eight 30-in (0.8 m) diameter steel pipe piles will be installed
and filled with concrete on the southwest corner of EHW-1. The proposed
action will occur over a two year construction period scheduled to
begin in July 2011, of which the first year would be authorized under
this IHA. All piles will be driven with a vibratory hammer for their
initial embedment depths, and select piles will be impact driven for
their final 10-15 ft (3-4.6 m) for proofing, as necessary. ``Proofing''
involves driving a pile the last few feet into the substrate to
determine the capacity of the pile. The capacity during proofing is
established by measuring the resistance of the pile to a hammer that
has a piston with a known weight and stroke (distance the hammer rises
and falls) so that the energy on top of the pile can be calculated. The
blow count in ``blows per inch'' is measured to verify resistance, and
pile compression capacities are calculated using a known formula. Noise
attenuation measures (i.e., bubble curtain) will be used during all
impact hammer operations. Hydroacoustic monitoring will be performed to
assess effectiveness of noise attenuation measures.
For pile driving activities, the Navy used NMFS-promulgated
thresholds for assessing pile driving and removal impacts (NMFS 2005b,
2009), outlined later in this document. The Navy used recommended
spreading loss formulas (the practical spreading loss equation for
underwater sounds and the spherical spreading loss equation for
airborne sounds) and empirically-measured source levels from other 24-
30 in (0.6-0.8 m) diameter pile driving and removal events to estimate
potential marine mammal exposures. Predicted exposures are outlined
later in this document. The calculations predict that no Level A
harassments would occur associated with pile driving or construction
activities, and that 2,488 Level B harassments may occur during the
pile replacement project from underwater sound. No incidents of
harassment were predicted from airborne sounds associated with pile
driving. Some assumptions (e.g., marine mammal densities) used to
estimate the exposures are conservative, and may overestimate the
potential number of exposures and their severity.
Description of the Specified Activity
NBKB is located on the Hood Canal approximately twenty miles (32
km) west of Seattle, Washington (see Figures 1-1 and 1-2 in the Navy's
application). NBKB provides berthing and support services to Navy
submarines and other fleet assets. The entirety of NBKB, including the
land areas and adjacent water areas in the Hood Canal, is restricted
from general public access. The Navy proposes a pile replacement
project to maintain the structural integrity of EHW-1 and ensure its
continued functionality to support operational requirements of the
TRIDENT submarine program. The proposed actions with the potential to
cause harassment of marine mammals within the waterways adjacent to
NBKB, under the MMPA, are vibratory and impulsive pile driving
operations, and vibratory and pneumatic chipping removal operations,
associated with the pile replacement project. The proposed activities
that would be authorized by this IHA will occur between July 16, 2011
and July 15, 2012. All in-water construction activities within the Hood
Canal are only permitted during July 16-February 15 in order to protect
spawning fish populations. The further restriction of in-water work
window (July 16-October 31) proposed by the Navy avoids the possibility
of incidental harassment of Steller sea lions. The Eastern Distinct
Population Segment (DPS) of Steller sea lions, present in the Hood
Canal outside of this further restriction of the in-water work window,
is listed as threatened under the ESA. Impact pile driving would be
further restricted to the period July 16-September 30, per ESA
consultation with the U.S. Fish and Wildlife Service (USFWS).
As part of the Navy's sea-based strategic deterrence mission, the
Navy Strategic Systems Programs directs research, development,
manufacturing, test, evaluation, and operational support for the
TRIDENT Fleet Ballistic Missile program. Maintenance and development of
necessary facilities for handling of explosive materials is part of
these duties. The proposed action for this IHA request includes the
removal of the fragmentation barrier, walkway, and 138 steel and
concrete piles at EHW-1. Of the piles requiring removal, 96 are 24-in
(0.6 m) diameter hollow pre-cast concrete piles which will be excised
down to the mud line. An additional three 24-in steel fender piles, and
thirty-nine 12-in (0.3 m) steel fender piles, will be extracted using a
vibratory hammer. Also included in the repair work is the installation
of 28 new 30-in (0.8 m) diameter steel pipe piles, the construction of
new cast-in-place pile caps (concrete formwork may be located below
Mean Higher High Water [MHHW]), the installation of the pre-stressed
superstructure, the installation of five sled-mounted cathodic
protection (CP) systems, and the installation or re-installation of
related appurtenances. Sound propagation data will be collected through
hydroacoustic monitoring during pile installation and removal to
support environmental analyses for future repair work that may be
necessary to maintain the EHW-1 facility. The presence of marine
mammals will also be monitored during pile installation and removal.
The EHW-1 pile replacement project has been designed to restore the
structural integrity of the EHW-1 facility which has been compromised
due to the deterioration of the wharf's existing piling sub-structure.
Under the proposed action, ninety-six 24-in (0.6 m) diameter concrete
piles, thirty-nine 12-in (0.3 m) steel fender piles, and three 24-in
diameter steel fender piles will be removed. In addition, a total of
twenty-eight 30-in (0.8 m) diameter steel pipe piles will be installed
and filled with concrete on the southwest corner of EHW-1. The proposed
action will occur over a two year construction period scheduled to
begin in July 2011.
The removal and installation of piles at EHW-1 is broken up into
three components described in detail below and depicted in Figure 1-3
of the Navy's application. The first component of this project would
entail (see Section A on Figure 1-3 pf the Navy's application):
The removal of one 24-in diameter steel fender pile and
its associated fender system components at the outboard support. A
fender pile, typically set beside slips or wharves, guides approaching
vessels and is driven so as to yield slightly when struck in order to
lessen the shock of contact. The fender system components attach the
fender piles to the structure, and are above the water line.
The installation of sixteen 30-in diameter hollow steel
pipe piles (approximately 130 ft [40 m] long), with approximately 100
ft (30 m) of the pile below the Mean Lower Low Water mark.
The construction of two cast-in-place concrete pile caps.
The pile caps would be situated on the tops of the steel piles located
directly beneath the structure (see Figure 1-4 of the Navy's
application for a diagram) and function as a load transfer mechanism
between the superstructure and the piles.
[[Page 6408]]
Concrete formwork may be located below MHHW.
The installation of three sled mounted passive CP systems.
The passive CP system is a metallic rod or anode that is attached to a
metal object to protect it from corrosion. The anode is composed of a
more active metal than that on which it is mounted and is more easily
oxidized, thus corroding first and acting as a barrier against
corrosion for the object to which it is attached. This system would be
banded to the steel piles to prevent metallic surfaces of the wharf
from corroding due to the saline conditions in Hood Canal.
The second component of this project would require (see Section B
in Figure 1-3 of the Navy's application):
The removal of two 24-in diameter steel fender piles at
the main wharf and associated fender system components.
The installation of twelve 30-in diameter hollow steel
pipe piles (approximately 74-122 ft [23-37 m] long). The embedment
depth of the piles would range from 30-50 ft (9-15 m).
The construction of four concrete pile caps.
The installation of a pre-stressed concrete
superstructure. The superstructure is the pre-stressed concrete deck of
the wharf found above, or supported by, the caps or sills, including
the deck, girders, and stringers.
The installation of two sled mounted passive CP systems.
The installation or re-installation of related
appurtenances, the associated parts of the superstructure that connect
the superstructure to the piles. These pieces include components such
as bolts, welded metal hangers and fittings, brackets, etc.
The final component of this project would be (see Section C on
Figure 1-3 of the Navy's application):
The removal of the concrete fragmentation barrier and
walkway, used to get from the Wharf Apron to the Outboard Support.
These structures will likely be removed by cutting the concrete into
sections (potentially three or four in total) using a saw, or other
equipment, and removed using a crane. The crane will lift the sections
from the existing piles and place them on a barge.
The removal of the piles supporting the fragmentation
barrier including:
[cir] Thirty-nine 12-in diameter steel fender piles.
[cir] Ninety-six 24-in diameter hollow pre-cast concrete piles cut
to the mud line (includes 72 at fragmentation barrier, four at walkway,
four at Bent 8 outboard support, and eight at Bents 9 and 10).
Concrete piles would be removed with a pneumatic chipping
hammer or another tool capable of cutting through concrete. A pneumatic
chipping hammer is similar to an electric power tool, such as a
jackhammer, but uses compressed air instead of electricity. The
pneumatic chipping hammer consists of a steel piston that is
reciprocated in a steel barrel by compressed air. On its forward stroke
the piston strikes the end of the chisel. The piston reciprocates at a
rate such that the chisel edge vibrates against the concrete with
enough force to fragment or splinter the pile. The concrete debris
would be captured using debris curtains/sheeting and removed from the
project area.
Pile removal and installation would occur between July 16 and
October 31 during each year of construction, with all impact driving
further restricted to July 16-September 30. The installation of the
concrete pile caps and sled mounted passive CP systems is out-of-water
work, on the tops of the piles themselves or attached to the wharf's
superstructure. In a precautionary measure, these activities would
nonetheless be limited to the in-water work window from July 16 to
February 15--a window established to minimize impacts to fish.
Vibratory driving would be the preferred method for all pile
installation, and would be used for removal of all steel piles. During
pile installation, depending on local site conditions, it may be
necessary to drive some piles for the final few feet with an impact
hammer. This technique, known as proofing, may be required due to
substrate refusal. As a result of consultation with USFWS under the
ESA, impact pile driving, if required for proofing, will not occur on
more than five days for the duration of any pile driving window during
the implementation of the project, and no more than one pile may be
proofed in a given day. Furthermore, impact driving or proofing would
be limited to fifteen minutes per pile (up to five piles total). Based
on the Navy's experience with pile replacement during previous repair
cycles at the EHW-1 facility, the Navy felt that this measure could be
complied with. During previous repairs at EHW-1, no use of impact
driving has been required to accomplish installation. All piles driven
with an impact hammer would be surrounded by a bubble curtain or other
sound attenuation device over the full water column to minimize in-
water noise. Vibratory pile driving is restricted to the time period
between July 16 and October 31, while impact driving would only be
performed between July 16 and September 30. Non-pile driving, in-water
work can be performed between July 16 and February 15. The Navy will
monitor hydroacoustic levels, as well as the presence and behavior of
marine mammals during pile installation and removal. Under the proposed
action, twenty-eight 30-in steel piles would be installed and 138
piles, steel and concrete, would be removed.
The contractor estimates that steel pile installation and removal
will occur at an average rate of two piles per day. For each pile
installed, the driving time is expected to be no more than one hour for
the vibratory portion of the project. The impact driving portion of the
project, when required, is anticipated to take approximately fifteen
minutes per pile, with a maximum of five piles per construction window
permitted to be impact driven. Impact pile driving will not occur on
more than five days for the duration of any pile driving window and no
more than one pile will be proofed in a given day. Steel piles will be
extracted using a vibratory hammer. Extraction is anticipated to take
approximately thirty minutes per pile. Concrete piles will be removed
using a pneumatic chipping hammer or other similar concrete demolition
tool. It is estimated that concrete pile removal could occur at a rate
of five piles per day maximum, but removal will more likely occur at a
rate of three piles per day. It is expected to take approximately two
hours to remove each concrete pile with a pneumatic chipping hammer.
For steel piles, this results in a maximum of two hours of pile
driving per pile or potentially four hours per day. For concrete piles,
this results in a maximum of two hours of pneumatic chipping per pile,
or potentially six hours per day. Therefore, while 108 days of in-water
work time is proposed (July 16-October 31), only a fraction of the
total work time per day will actually be spent pile driving. An average
work day (two hours post-sunrise to two hours prior to sunset [civil])
ranges from six to twelve hours (for an average of approximately eight
to nine hours), depending on the month. While it is anticipated that
only four hours of pile driving would take place per day for steel
piles, or six hours of pneumatic chipping for concrete piles, the Navy
modeled potential impact as if the entire day could be spent pile
driving to take into account deviations from the estimated times for
pile installation and removal.
Based on the proposed action, the total time from vibratory pile
driving during steel pile installation would be approximately fourteen
days (28 piles at
[[Page 6409]]
an average of two per day). The total time from impact pile driving
during steel pile installation would be five days (five piles at one
per day). The total time from vibratory pile driving during steel pile
removal would be 21 days (42 piles at an average of two per day). The
total time using a pneumatic chipping hammer during concrete pile
removal would be 32 days (96 piles at an average of three per day).
Description of Noise Sources
Underwater sound levels are comprised of multiple sources,
including physical noise, biological noise, and anthropogenic noise.
Physical noise includes waves at the surface, earthquakes, ice, and
atmospheric noise. Biological noise includes sounds produced by marine
mammals, fish, and invertebrates. Anthropogenic noise consists of
vessels (small and large), dredging, aircraft overflights, and
construction noise. Known noise levels and frequency ranges associated
with anthropogenic sources similar to those that would be used for this
project are summarized in Table 1. Details of each of the sources are
described in the following text.
Table 1--Representative Noise Levels of Anthropogenic Sources
----------------------------------------------------------------------------------------------------------------
Frequency Underwater noise level (dB
Noise source range (Hz) re 1 [micro]Pa) Reference
----------------------------------------------------------------------------------------------------------------
Small vessels....................... 250-1,000 151 dB root mean square Richardson et al. 1995.
(rms) at 1 m (3.3 ft).
Tug docking gravel barge............ 200-1,000 149 dB rms at 100 m (328 ft) Blackwell and Greene 2002.
Vibratory driving of 30-in (0.8 m) 10-1,500 Approximately 168 dB rms at WSDOT 2010a, 2010b.
steel pipe pile. 10 m (33 ft).
Impact driving of 30-in steel pipe 10-1,500 Approximately 193 dB rms at WSDOT 2005, 2008; CALTRANS
pile. 10 m. 2007; Reyff 2005.
----------------------------------------------------------------------------------------------------------------
In-water construction activities associated with the project would
include impact pile driving and vibratory pile driving. The sounds
produced by these activities fall into one of two sound types: Pulsed
and non-pulsed. Impact pile driving produces pulsed sounds, while
vibratory pile driving produces non-pulsed (or continuous) sounds. The
distinction between these two general sound types is important because
they have differing potential to cause physical effects, particularly
with regard to hearing (e.g., Ward 1997 in Southall et al. 2007).
Please see Southall et al. (2007) for an in-depth discussion of these
concepts.
Pulsed sounds (e.g., explosions, gunshots, sonic booms, seismic
pile driving pulses, and impact pile driving) are brief, broadband,
atonal transients (ANSI 1986; Harris 1998) and occur either as isolated
events or repeated in some succession. Pulsed sounds are all
characterized by a relatively rapid rise from ambient pressure to a
maximal pressure value followed by a decay period that may include a
period of diminishing, oscillating maximal and minimal pressures.
Pulsed sounds generally have an increased capacity to induce physical
injury as compared with sounds that lack these features.
Non-pulse (intermittent or continuous sounds) can be tonal,
broadband, or both. Some of these non-pulse sounds can be transient
signals of short duration but without the essential properties of
pulses (e.g., rapid rise time). Examples of non-pulse sounds include
vessels, aircraft, machinery operations such as drilling or dredging,
vibratory pile driving, and active sonar systems. The duration of such
sounds, as received at a distance, can be greatly extended in a highly
reverberant environment.
Ambient Noise
By definition, ambient noise is background noise, without a single
source or point (Richardson et al. 1995). Ambient noise varies with
location, season, time of day, and frequency. Ambient noise is
continuous, but with much variability on time scales ranging from less
than one second to one year (Richardson et al. 1995). Ambient
underwater noise at the project area is widely variable over time due
to a number of natural and anthropogenic sources. Sources of naturally
occurring underwater noise include wind, waves, precipitation, and
biological noise (e.g., shrimp, fish, cetaceans). There is also human-
generated noise from ship or boat traffic and other mechanical means
(Urick 1983). Other sources of underwater noise at industrial
waterfronts could come from cranes, generators, and other types of
mechanized equipment on wharves or the adjacent shoreline.
In the vicinity of the project area, the average broadband ambient
underwater noise levels were measured at 114 dB re 1 [mu]Pa between 100
Hz and 20 kHz (Slater 2009). Peak spectral noise from industrial
activity was noted below the 300 Hz frequency, with maximum levels of
110 dB re 1 [mu]Pa noted in the 125 Hz band. In the 300 Hz to 5 kHz
range, average levels ranged between 83-99 dB re 1 [mu]Pa. Wind-driven
wave noise dominated the background noise environment at approximately
5 kHz and above, and ambient noise levels flattened above 10 kHz.
Airborne noise levels at NBKB vary based on location but are
estimated to average around 65 dBA (A-weighted decibels) in the
residential and office park areas, with traffic noise ranging from 60-
80 dBA during daytime hours (Cavanaugh and Tocci 1998). The highest
levels of airborne noise are produced along the waterfront and at the
ordnance handling areas, where estimated noise levels range from 70-90
dBA and may peak at 99 dBA for short durations. These higher noise
levels are produced by a combination of sound sources including heavy
trucks, forklifts, cranes, marine vessels, mechanized tools and
equipment, and other sound-generating industrial or military
activities.
Sound Thresholds
Since 1997, NMFS has used generic sound exposure thresholds to
determine when an activity in the ocean that produces sound might
result in impacts to a marine mammal such that a take by harassment
might occur (NMFS 2005b). To date, no studies have been conducted that
examine impacts to marine mammals from pile driving sounds from which
empirical noise thresholds have been established. Current NMFS practice
regarding exposure of marine mammals to sound is that cetaceans and
pinnipeds exposed to impulsive sounds of 180 and 190 dB rms or above,
respectively, are considered to have been taken by Level A (i.e.,
injurious) harassment. Behavioral harassment (Level B) is
[[Page 6410]]
considered to have occurred when marine mammals are exposed to sounds
at or above 160 dB rms for impulse sounds (e.g., impact pile driving)
and 120 dB rms for continuous noise (e.g., vibratory pile driving), but
below injurious thresholds. For airborne noise, pinniped disturbance
from haul-outs has been documented at 100 dB (unweighted) for pinnipeds
in general, and at 90 dB (unweighted) for harbor seals. NMFS uses these
levels as guidelines to estimate when harassment may occur.
Distance to Sound Thresholds
Underwater Sound Propagation Formula--Pile driving would generate
underwater noise that potentially could result in disturbance to marine
mammals transiting the project area. Transmission loss (TL) underwater
is the decrease in acoustic intensity as an acoustic pressure wave
propagates out from a source. TL parameters vary with frequency,
temperature, sea conditions, current, source and receiver depth, water
depth, water chemistry, and bottom composition and topography. The
formula for transmission loss is:
TL = B * log10(R) + C * R
where:
B = logarithmic (predominantly spreading) loss
C = linear (scattering and absorption) loss
R = range from source in meters
For all underwater calculations in this assessment, linear loss (C) was
not used (i.e., C = 0) and transmission loss was calculated using only
logarithmic spreading. Therefore, using practical spreading (B = 15),
the revised formula for transmission loss is TL = 15 log10
(R).
Underwater Noise from Pile Driving--The intensity of pile driving
sounds is greatly influenced by factors such as the type of piles,
hammers, and the physical environment in which the activity takes
place. A large quantity of literature regarding sound pressure levels
recorded from pile driving projects is available for consideration. In
order to determine reasonable sound pressure levels and their
associated affects on marine mammals that are likely to result from
pile driving at NBKB, studies with similar properties to the proposed
action were evaluated. Sound levels associated with vibratory pile
removal are the same as those during vibratory installation (CALTRANS
2007) and have been taken into consideration in the modeling analysis.
There is a lack of empirical data regarding the acoustic output of
chipping hammers. As a result, acoustic information for similar types
of concrete breaking instruments, such as jackhammers and concrete
saws, was also consulted. Overall, studies which met the following
parameters were considered: (1) Pile size and materials: Installation--
steel pipe piles (30-in diameter); Removal--steel pipe piles (12 to 24-
in diameter); Removal--concrete piles (24-in diameter); (2) Hammer
machinery: Installation (steel)--vibratory and impact hammer, Removal
(steel)--vibratory hammer; Removal (concrete)--pneumatic chipping and/
or jackhammer; and (3) Physical environment--shallow depth (less than
100 feet [30 m]).
Table 2--Underwater Sound Pressure Levels From Similar In-Situ Monitored Construction Activities
----------------------------------------------------------------------------------------------------------------
Installation Measured sound
Project and location Pile size and type method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Eagle Harbor Maintenance 30-in (0.8 m) steel Impact.......... 10 m (33 ft)..... 193 dB re 1 [mu]Pa
Facility, WA \1\. pipe pile. (rms) at 10 m (33
ft).
Richmond-San Rafael Bridge, 30-in steel pipe pile Impact.......... 4-5 m (13-16 ft). 190 dB re 1 [mu]Pa
CA \2\. (rms) at 10 m.
Friday Harbor Ferry Terminal, 30-in steel pipe pile Impact.......... 10 m............. 196 dB re 1 [mu]Pa
WA \3\. (rms) at 10 m.
Various projects \4\......... 30-in steel CISS \5\ Impact.......... Unknown.......... 192 dB re 1 [mu]Pa
pile. (rms) at 10 m.
Average.......... approximately 193 dB
re 1 [micro]Pa (rms)
at 10 m.
----------------------------------------------------------------------------------------------------------------
\1\ WSDOT 2008.
\2\ CALTRANS 2007.
\3\ WSDOT 2005.
\4\ Reyff 2005.
\5\ Cast-in-steel-shell.
Tables presented here detail representative pile driving sound
pressure levels that have been recorded from similar construction
activities in recent years. Due to the similarity of these actions and
the Navy's proposed action, they represent reasonable sound pressure
levels which could be anticipated and these values were used in the
acoustic modeling and analysis. Table 2 represents sound pressure
levels (SPLs) that may be expected during the installation of the 30-in
steel pipe piles using an impact hammer, should this be required. Table
3 represents SPLs that may be expected during the installation of the
30-in steel piles using a vibratory hammer. Table 4 represents SPLs
that may be expected during the removal of the 12 to 24-in steel pipe
piles and the 24-in concrete pilings.
Table 3--Underwater Sound Pressure Levels From Similar In-Situ Monitored Construction Activities
----------------------------------------------------------------------------------------------------------------
Installation Measured sound
Project and location Pile size and type method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Keystone Ferry Terminal, WA 30-in (0.8 m) steel Vibratory....... 5 m (15 ft)...... 166 dB re 1 [micro]Pa
\1\. pipe pile. (rms) at 10 m (33
ft).
Keystone Ferry Terminal, WA 30-in steel pipe pile Vibratory....... 8 m (28 ft)...... 171 dB re 1 [micro]Pa
\1\. (rms) at 10 m.
Vashon Ferry Terminal, WA \2\ 30-in steel pipe pile Vibratory....... 10-12 m (36-40 165 dB re 1 [micro]Pa
ft). (rms) at 10 m.
-----------------------------------------
[[Page 6411]]
Average.......... approximately 168 dB
re 1 [micro]Pa (rms)
at 10 m.
----------------------------------------------------------------------------------------------------------------
\1\ WSDOT 2010a.
\2\ WSDOT 2010b.
Table 4--Underwater Sound Pressure Levels for Pile Removal From Similar In-Situ Monitored Construction
Activities
----------------------------------------------------------------------------------------------------------------
Measured sound
Project and location Pile size and type Removal method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Unknown, CA \1\.............. 24-in (0.6 m) steel Vibratory....... approximately 15 165 dB re 1 [micro]Pa
pipe pile. m (49 ft). (rms) at 10 m (33
ft).
United Kingdom \2\........... Unknown size \3\; Jackhammer...... Unknown.......... 161 dB re 1 [micro]Pa
concrete. (rms) at 1 m (3.3
ft).
----------------------------------------------------------------------------------------------------------------
\1\ CALTRANS 2007.
\2\ Nedwell and Howell 2004.
\3\ This is the only literature found for the underwater use of a jackhammer or pneumatic chipping tool. The
size of the pile was not recorded. Since these tools operate to chip portions of concrete from the pile, sound
output is not likely tied to the size of the pile itself as for impact and vibratory pile driving. Therefore,
this data was found to be representative for this project.
Several noise reduction measures can be employed during pile
driving to reduce the high source pressures associated with impact pile
driving. Among these is the use of bubble curtains, cofferdams, pile
caps, or the use of vibratory installation. The efficacy of bubble
curtains is dependent upon a variety of site-specific factors,
including environmental conditions such as water current, sediment
type, and bathymetry; the type and size of the pile; and the type and
energy of the hammer. For the pile replacement project, the Navy
intends to employ noise reduction techniques during impact pile
driving, including the use of sound attenuation systems (e.g., bubble
curtain). See ``Proposed Mitigation'' for more details on the impact
reduction and mitigation measures proposed. The calculations of the
distances to the marine mammal noise thresholds were calculated for
impact installation with and without consideration for mitigation
measures. Thorson and Reyff (2004) determined that a properly designed
bubble curtain could provide a reduction of 5 to 20 dB. Based on
information contained therein, distances calculated with consideration
for mitigation assumed a 10 dB reduction in source levels from the use
of sound attenuation devices, and the Navy used the mitigated distances
for impact pile driving for all analysis in their application. All
calculated distances to and the total area encompassed by the marine
mammal noise thresholds are provided in Tables 5, 6, and 7. Calculated
distance to thresholds using unmitigated impact driving is provided as
reference; no unmitigated impact driving will occur. The USFWS has
requested this as a measure to protect prey of the ESA-endangered
marbled murrelet.
Table 5--Calculated Distance(s) to and Area Encompassed by Underwater Marine Mammal Noise Thresholds During Pile Installation
--------------------------------------------------------------------------------------------------------------------------------------------------------
No mitigation, m With mitigation, m Area, km\2\ (mi
Group Threshold (ft) \1\ (ft) \1\ \2\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pinnipeds....................................... Impact driving, injury (190 dB)........ 16 (52) 4 (13) 0.000
Cetaceans....................................... Impact driving, injury (180 dB)........ 74 (243) 16 (52) 0.001 (0.000)
All............................................. Impact driving, disturbance (160 dB)... 1,585 (5,200) 342 (1,122) 0.367 (0.142)
Pinnipeds....................................... Vibratory driving, injury.............. 0 0 0.000
Cetaceans....................................... Vibratory driving, injury.............. 2 (6.6) 2 0.000
All............................................. Vibratory driving, disturbance (120 dB) 15,849 (51,998) \2\ 15,849 \2\ 789.1 (304.7)
--------------------------------------------------------------------------------------------------------------------------------------------------------
All sound levels expressed in dB re 1 [micro]Pa rms. Practical spreading loss (15 log, or 4.5 dB per doubling of distance) used for calculations.
\1\ Sound pressure levels used for calculations were: 193 dB re 1 [mu]Pa @ 10 m (33 ft) for impact and 168 dB re 1 [mu]Pa @ 10 m for vibratory.
\2\ Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5 mi), and is fetch limited from N to S at
20.3 km (12.6 mi).
Table 6--Calculated Distance(s) to and Area Encompassed by Underwater Marine Mammal Noise Thresholds During Pile
Removal
----------------------------------------------------------------------------------------------------------------
Distance, m (ft) Area, km \2\ (mi
Group Threshold \1\ \2\ \2\)
----------------------------------------------------------------------------------------------------------------
Pinnipeds............................. Vibratory removal, injury (190 0 0.000
dB).
Cetaceans............................. Vibratory removal, injury (180 1 (3.3) 0.000
dB).
All................................... Vibratory removal, disturbance \3\ 10,000 (5,200) \3\ 314.2 (121.3)
(120 dB).
Pinnipeds............................. Chipping hammer, injury (190 0 0.000
dB).
Cetaceans............................. Chipping hammer, injury (180 0 0.000
dB).
[[Page 6412]]
All................................... Chipping hammer, disturbance \3\ 542 (1,778) \3\ 0.929 (0.359)
(120 dB).
----------------------------------------------------------------------------------------------------------------
All sound levels expressed in dB re 1 [mu]Pa rms. Practical spreading loss (15 log, or 4.5 dB per doubling of
distance) used for calculations.
\1\ Specific criteria for pneumatic chipping hammers does not exist. These tools produce continuous sound
similar to vibratory pile driving and therefore use the same criteria for the analysis of effects.
\2\ Sound pressure levels used for calculations were: 165 dB re 1 [mu]Pa @ 10 m (33 ft) for vibratory and 161 dB
re 1 [mu]Pa @ 1 m for chipping hammer.
\3\ Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5
mi), and is fetch limited from N to S at 20.3 km (12.6 mi).
The calculations presented in Tables 5 and 6 assumed a field free
of obstruction, which is unrealistic, because Hood Canal does not
represent open water conditions (free field). Therefore, sounds would
attenuate as they encounter land masses or bends in the canal. As a
result, some of the distances and areas of impact calculated cannot
actually be attained at the project area. The actual distances to the
behavioral disturbance thresholds for impact and vibratory pile driving
and pneumatic chipping may be shorter than those calculated due to the
irregular contour of the waterfront, the narrowness of the canal, and
the maximum fetch (furthest distance sound waves travel without
obstruction [i.e., line of sight]) at the project area. Table 7 shows
the actual areas encompassed by the marine mammal thresholds during
each stage of the EHW-1 pile replacement project. See Figures 6-1
through 6-4 of the Navy's application for depictions of the areas of
each underwater sound threshold that are predicted to occur at the
project area due to pile driving, during each stage of the project.
Table 7--Actual Area Encompassed by Underwater Marine Mammal Noise
Thresholds
------------------------------------------------------------------------
Area, km \2\ (mi
Group Threshold \1\ \2\)
------------------------------------------------------------------------
Pinnipeds.................... Impact driving, 0.000
injury (190 dB).
Cetaceans.................... Impact driving, 0.001 (0.000)
injury (180 dB).
All.......................... Impact driving, 0.287 (0.111)
disturbance (160
dB).
Pinnipeds.................... Vibratory driving, 0.000
injury (190 dB).
Cetaceans.................... Vibratory driving, 0.000
injury (180 dB).
All.......................... Vibratory driving, 40.3 (15.5)
disturbance (120
dB).
Pinnipeds.................... Vibratory removal, 0.000
injury (190 dB).
Cetaceans.................... Vibratory removal, 0.000
injury (180 dB).
All.......................... Vibratory removal, 35.9 (13.9)
disturbance (120
dB).
Pinnipeds.................... Chipping hammer, 0.000
injury (190 dB).
Cetaceans.................... Chipping hammer, 0.000
injury (180 dB).
All.......................... Chipping hammer, 0.608 (0.235)
disturbance (120
dB).
------------------------------------------------------------------------
Airborne Sound Propagation Formula--Pile driving can generate
airborne noise that could potentially result in disturbance to marine
mammals (specifically, pinnipeds) which are hauled out or at the
water's surface. As a result, the Navy analyzed the potential for
pinnipeds hauled out or swimming at the surface near NBKB to be exposed
to airborne sound pressure levels that could result in Level B
behavioral harassment. The appropriate airborne noise threshold for
behavioral disturbance for all pinnipeds, except harbor seals, is 100
dB re 20 [mu]Pa rms (unweighted). For harbor seals, the threshold is 90
dB re 20 [mu]Pa rms (unweighted). A spherical spreading loss model,
assuming average atmospheric conditions, was used to estimate the
distance to the 100 dB and 90 dB re 20 [mu]Pa rms (unweighted) airborne
thresholds. The formula for calculating spherical spreading loss is:
TL = 20log r
where:
TL = Transmission loss
r = Distance from source to receiver
*Spherical spreading results in a 6 dB decrease in sound pressure
level per doubling of distance.
Airborne Sound from Pile Installation and Removal--As was discussed
for underwater noise from pile driving, the intensity of pile driving
sounds is greatly influenced by factors such as the type of piles,
hammers, and the physical environment in which the activity takes
place. In order to determine reasonable airborne sound pressure levels
and their associated effects on marine mammals that are likely to
result from pile driving at NBKB, studies with similar properties to
the proposed action, as described previously, were evaluated. Table 8
details representative pile driving and removal activities that have
occurred in recent years. Due to the similarity of these actions and
the Navy's proposed action, they represent reasonable sound pressure
levels which could be anticipated.
Table 8--Airborne Sound Pressure Levels From Similar In-Situ Monitored Construction Activities
----------------------------------------------------------------------------------------------------------------
Measured sound
Project and location Pile size and type Method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Northstar Island, AK \1\..... 42-in (1.1 m) steel Impact.......... Approximately 12 97 dB re 20 [mu]Pa
pipe pile. m (40 ft). (rms) at 160 m (525
ft).
Friday Harbor Ferry Terminal, 24-in (0.6 m) steel Impact.......... Approximately 10 112 dB re 20 [mu]Pa
WA \2\. pipe pile. m (33 ft). (rms) at 49 m (160
ft).
[[Page 6413]]
Wahkiakum Ferry Terminal \3\. 18-in (0.5 m) steel Vibratory Approximately 3-4 87.5 dB re 20 [mu]Pa
pipe pile. removal. m (10-12 ft). (rms) at 15 m (50
ft).
Keystone Ferry Terminal, WA 30-in (0.8 m) steel Vibratory Approximately 9 m 98 dB re 20 [mu]Pa
\3\. pipe pile. installation. (30 ft). (rms) at 11 m (36
ft).
Unknown \4\.................. Unknown \5\, Concrete Chipping Hammer. Unknown.......... 92 dB re 20 [mu]Pa
(rms) at 10 m (33
ft).
----------------------------------------------------------------------------------------------------------------
\1\ Blackwell et al. 2004.
\2\ WSDOT 2005.
\3\ WSDOT 2010c.
\4\ Cheremisinoff 1996.
\5\ This is the only known data for airborne noise from use of a chipping hammer. The size of the pile was not
recorded. However, since these tools operate to chip portions of concrete from the pile, sound outputs are not
tied to the size of the pile. Therefore, this data was found to be representative for this project.
Based on in-situ recordings from similar construction activities,
the maximum airborne noise levels that would result from impact and
vibratory pile driving are estimated to be 120 dB re 20 [mu]Pa (rms) at
15 m (50 ft) and 98 dB re 20 [mu]Pa (rms) at 11 m (36 ft), respectively
(Blackwell et al. 2004; WSDOT 2005, 2010c). Values for impact driving
from the Northstar Island and Friday Harbor projects were averaged. The
maximum airborne noise level that would result from vibratory removal
and pneumatic chipping are estimated to be 92 dB re 20 [micro]Pa (rms)
at 15 m (50 ft) and 92 dB re 20 [mu]Pa (rms) at 33 ft (10 m),
respectively. The values from projects using vibratory hammers
(Wahkiakum Ferry and Keystone Ferry) were averaged to obtain a
representative value for vibratory removal. This is because the largest
steel piles to be removed at EHW-1 are 24-in diameter; a representative
value was obtained by averaging data from 30-in and 18-in diameter
piles. The distances to the airborne thresholds were calculated with
the airborne transmission loss formula presented previously. All
calculated distances to and the total area encompassed by the airborne
marine mammal noise thresholds are provided in Table 9.
Table 9--Calculated Distances to and Area Encompassed by the Marine Mammal Noise Thresholds In-air From Pile
Driving
----------------------------------------------------------------------------------------------------------------
Airborne behavioral disturbance
----------------------------------------
Species Threshold Area in km \2\ (mi
Distance in m (ft) \2\)
----------------------------------------------------------------------------------------------------------------
Pinnipeds (except harbor seal)........... 100 dB re 20 [mu]Pa rms 159 (522) 0.079 (0.031)
(impact disturbance).
Harbor seal.............................. 90 dB re 20 [mu]Pa rms 501 (1,643) 0.789 (0.305)
(impact disturbance).
Pinnipeds (except harbor seal)........... 100 dB re 20 [mu]Pa rms 9 (30) 0.000
(vibratory disturbance;
installation).
Harbor seal.............................. 90 dB re 20 [mu]Pa rms 29 (95) 0.029 (0.003)
(vibratory disturbance;
installation).
Pinnipeds (except harbor seal)........... 100 dB re 20 [mu]Pa rms 7 (23) 0.000
(vibratory disturbance;
removal).
Harbor seal.............................. 90 dB re 20 [mu]Pa rms 20 (66) 0.001 (0.000)
(vibratory disturbance;
removal).
Pinnipeds (except harbor seal)........... 100 dB re 20 [mu]Pa rms 4 (13) 0.000
(pneumatic chipping).
Harbor seal.............................. 90 dB re 20 [mu]Pa rms 13 (43) 0.001 (0.000)
(pneumatic chipping).
----------------------------------------------------------------------------------------------------------------
All SPLs are reported re 20 [mu]Pa rms (unweighted).
All airborne distances are less than those calculated for
underwater sound thresholds, with the exception of the behavioral
disturbance distances from impact pile driving for harbor seals. This
disturbance zone radius is 501 m, whereas the disturbance zone radius
for underwater noise from impact driving (160-dB) is only 342 m (see
Table 5). Therefore, the monitoring buffer zone for behavioral
disturbance will be expanded to encompass this distance for harbor
seals. For all other activities, protective measures are in place out
to the distances calculated for the underwater thresholds, and the
distances for the airborne thresholds will be covered fully by
mitigation and monitoring measures in place for underwater sound
thresholds. Aside from the aforementioned case, all construction noise
associated with the project would not extend beyond the buffer zone for
underwater sound that would be established to protect seals and sea
lions. No haul-outs or rookeries are located within these radii. See
figures 6-5 through 6-10 of the Navy's application for depictions of
the actual distances for each airborne sound threshold that are
predicted to occur at the project area due to pile driving.
Description of Marine Mammals in the Area of the Specified Activity
There are six marine mammal species, three cetaceans and three
pinnipeds, which may inhabit or transit through the waters nearby NBKB
in the Hood Canal. These include the transient killer whale, harbor
porpoise, Dall's porpoise, Steller sea lion, California sea lion, and
the harbor seal. While the Southern Resident killer whale is resident
to the inland waters of Washington and British Columbia, it has not
been observed in the Hood Canal in decades, and therefore was excluded
from further
[[Page 6414]]
analysis. The Steller sea lion is the only marine mammal that occurs
within the Hood Canal which is listed under the ESA; the Eastern DPS is
listed as threatened. As noted previously, and in Table 10, Steller sea
lions are not present in the project area during the proposed project
timeframe for pile driving (July 16-October 31). Steller sea lions will
not be discussed in detail. All marine mammal species are protected
under the MMPA. This section summarizes the population status and
abundance of these species, followed by detailed life history
information. Table 10 lists the marine mammal species that occur in the
vicinity of NBKB and their estimated densities within the project area
during the proposed timeframe.
Table 10--Marine Mammals Present in the Hood Canal in the Vicinity of NBKB
----------------------------------------------------------------------------------------------------------------
Density in warm
Relative Season of season \3\
Species Stock abundance \1\ occurrence in occurrence (individuals/km
Hood Canal \2\)
----------------------------------------------------------------------------------------------------------------
Steller sea lion
Eastern U.S. DPS............. 50,464 \2\................. Rare to Fall to late N/A
occasional use. spring (Nov-
mid April).
California sea lion
U.S. Stock................... 238,000.................... Common.......... Fall to late \4\0.410
spring (Aug-
May).
Harbor seal
WA inland waters stock....... 14,612 (CV = 0.15)......... Common.......... Year-round; \5\1.31
resident
species in
Hood Canal.
Killer whale
West Coast transient stock... 314........................ Rare to Year-round..... \6\0.038
occasional use.
Dall's porpoise
CA/OR/WA stock............... 48,376 (CV = 0.24)......... Rare to Year-round..... \7\0.043
occasional use.
Harbor porpoise
WA inland waters stock....... 10,682 (CV = 0.38)......... Rare to Year-round..... \7\0.011
occasional use.
----------------------------------------------------------------------------------------------------------------
\1\ NMFS marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm.
\2\ Average of a given range.
\3\ Warm season refers to the period from May-Oct.
\4\ DoN 2010a.
\5\ Jeffries et al. 2003; Huber et al. 2001.
\6\ London 2006.
\7\ Agness and Tannenbaum 2009a.
California Sea Lion
Species Description--California sea lions are members of the
Otariid family (eared seals). The species, Zalophus californianus,
includes three subspecies: Z. c. wollebaeki (in the Galapagos Islands),
Z. c. japonicus (in Japan, but now thought to be extinct), and Z. c.
californianus (found from southern Mexico to southwestern Canada;
referred to here as the California sea lion) (Carretta et al. 2007).
The California sea lion is sexually dimorphic. Males may reach 1,000 lb
(454 kg) and 8 ft (2.4 m) in length; females grow to 300 lb (136 kg)
and 6 ft (1.8 m) in length. Their color ranges from chocolate brown in
males to a lighter, golden brown in females. At around five years of
age, males develop a bony bump on top of the skull called a sagittal
crest. The crest is visible in the dog-like profile of male sea lion
heads, and hair around the crest gets lighter with age.
Population Abundance--The U.S. stock of California sea lions may
occur in the marine waters nearby NBKB. The stock is estimated at
238,000 and the minimum population size of this stock is 141,842
individuals (Carretta et al. 2007). These numbers are from counts
during the 2001 breeding season of animals that were ashore at the four
major rookeries in southern California and at haul-out sites north to
the Oregon/California border. Sea lions that were at-sea or hauled-out
at other locations were not counted (Carretta et al. 2007). An
estimated 3,000 to 5,000 California sea lions migrate to waters of
Washington and British Columbia during the non-breeding season from
September to May (Jeffries et al. 2000). Peak numbers of up to 1,000
California sea lions occur in Puget Sound (including Hood Canal) during
this time period (Jeffries et al. 2000).
Distribution--The geographic distribution of California sea lions
includes a breeding range from Baja California, Mexico to southern
California. During the summer, California sea lions breed on islands
from the Gulf of California to the Channel Islands and seldom travel
more than about 31 mi (50 km) from the islan