Denial of the Petitions To Reconsider the Final Rule Promulgating the Primary National Ambient Air Quality Standard for Sulfur Dioxide, 4780-4800 [2011-1353]
Download as PDF
4780
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 50, 53 and 58
[EPA–HQ–OAR–2007–0352; FRL–9255–7]
Denial of the Petitions To Reconsider
the Final Rule Promulgating the
Primary National Ambient Air Quality
Standard for Sulfur Dioxide
Environmental Protection
Agency (EPA).
ACTION: Denial of petitions to
reconsider.
AGENCY:
The Environmental Protection
Agency (EPA, or Agency) is denying the
petitions to reconsider the final revised
primary national ambient air quality
standard (NAAQS) for oxides of sulfur
as measured by sulfur dioxide (SO2)
issued under section 109 of the Clean
Air Act (CAA). The final revised SO2
Primary NAAQS was published on June
22, 2010, and became effective on
August 23, 2010. EPA has carefully
reviewed all of the petitions and
revisited both the rulemaking record
and the Administrator’s decision
process underlying the final revised SO2
Primary NAAQS in light of these
petitions. EPA’s analysis of the petitions
reveals that the petitions have provided
inadequate and generally irrelevant
arguments and evidence that the
underlying information supporting the
final revised SO2 Primary NAAQS is
flawed, misinterpreted or
inappropriately applied by EPA. The
petitioners’ arguments fail to meet the
criteria for reconsideration under the
Clean Air Act.
DATES: This denial is effective January
14, 2011.
ADDRESSES: EPA’s docket for this action
is Docket ID No. EPA–HQ–OAR–2007–
0352. All documents in the docket are
listed on the https://www.regulations.gov
Web site. Although listed in the index,
some information is not publicly
available, e.g., confidential business
information (CBI) or other information
where disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically through
https://www.regulations.gov or in hard
copy at EPA’s Docket Center, Public
Reading Room, EPA West Building,
Room 3334, 1301 Constitution Avenue,
NW., Washington, DC 20004. This
Docket Center is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
jlentini on DSKJ8SOYB1PROD with RULES2
SUMMARY:
VerDate Mar<15>2010
18:56 Jan 25, 2011
Jkt 223001
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the Air Docket is (202) 566–
1742.
FOR FURTHER INFORMATION CONTACT: Dr.
Michael J. Stewart, Health and
Environmental Impacts Division, Office
of Air Quality Planning and Standards,
U.S. Environmental Protection Agency,
Mail code C504–06, Research Triangle
Park, NC 27711; telephone: (919) 541–
7524; fax (919) 541–0237; e-mail:
stewart.michael@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
The following topics are discussed in
this document:
I. Introduction
A. Summary
B. Background
1. Revisions to the SO2 Primary NAAQS
2. Preamble Discussion of Anticipated
Approaches for Implementation
3. Petitions for Reconsideration and for
Judicial Review and Stay Requests
II. Standard for Reconsideration
III. Administrative Process Issues
A. Summary of Petitioners’ Arguments
1. UARG
2. NEDA/CAP
3. ASARCO
4. MSCC
5. TCEQ
6. North Dakota and South Dakota
7. WVDEP
8. ADEQ
B. Responses to the Claims and Arguments
Raised by the Petitioners
1. Petitioners’ Objections Are to Agency
Actions Which Are Not Final
2. EPA’s Implementation Discussions Are
Not of Central Relevance to the Decisions
on the Final Revised SO2 Primary
NAAQS
3. EPA’s Implementation Discussions Were
a Logical Outgrowth From the Proposed
Rule
4. EPA Is Not Required To Promulgate
Regulatory Requirements Regarding
NAAQS Implementation and May
Discuss Implementation Issues Through
Non-Binding Guidance
IV. Statutory and Regulatory Issues
A. Summary of Petitioners’ Arguments
1. Consistency With ‘‘Cooperative
Federalism’’ of CAA
2. Consistency With CAA Section 107(d)
Designations Requirements
3. Consistency With CAA Section 110(a)
SIP Planning Requirements
4. Consistency With CAA Section 171(2)
Definition of ‘‘Nonattainment Area’’
5. Consistency With SO2 Primary NAAQS
Regulatory Text
B. Responses to the Petitioners’ Statutory
and Regulatory Arguments
V. Impact on Final Standard Issue
A. Petitioners’ Claims
B. EPA’s Response
VI. Stay of Final Rule Issue
A. Summary of Petitioners’ Administrative
Requests
PO 00000
Frm 00002
Fmt 4701
Sfmt 4700
B. EPA’s Response to the Administrative
Requests
VII. Conclusion
I. Introduction
A. Summary
This is EPA’s response denying the
petitions to reconsider the final revised
SO2 Primary NAAQS promulgated
under Section 109 of the Clean Air Act
(CAA, or Act) (75 FR 35520, June 22,
2010). EPA has considered all of the
petitions, including the arguments
presented therein and information
provided by the petitioners as
supporting evidence of their claims, and
including materials submitted to the
District of Columbia Circuit Court of
Appeals that petitioners provided
regarding the same or similar claims
raised there in support of motions to
stay the revised SO2 Primary NAAQS.
EPA has evaluated the merit of the
petitioners’ arguments in the context of
the entire body of scientific and other
evidence before the Agency. This
response provides EPA’s justifications
for denying these petitions. Sections
III–VI of this Decision set forth EPA’s
specific responses to the petitioners’
arguments.
After a comprehensive, careful review
and analysis of the petitions, EPA has
determined that the petitioners’
arguments and evidence are inadequate,
irrelevant to the promulgation of the
final revised SO2 Primary NAAQS, and
do not show that the underlying
information supporting the revised SO2
Primary NAAQS is flawed,
misinterpreted by EPA, or
inappropriately applied by EPA. In fact,
petitioners do not challenge the revised
health-based SO2 Primary NAAQS at all.
The focus of their petitions is, instead,
EPA’s non-binding preamble discussion
providing guidance regarding expected
approaches for future implementation of
the revised SO2 Primary NAAQS, which
they claim should not have been
presented without first having
undergone notice and comment
procedures. They claim that this
discussion relates to aspects of the
revised SO2 Primary NAAQS that are of
‘‘central relevance’’ to the NAAQS
decision itself, and as such have an
impact on the promulgated NAAQS.
The fact that EPA did not present this
discussion in the notice of proposed
rulemaking (NPRM), petitioners argue,
violates the procedural requirements of
the Clean Air Act and requires EPA to
reconsider the promulgated rule.
Moreover, petitioners argue that the
discussion in the final rule preamble
conflicts with numerous substantive
provisions of the Act, as well as the
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
regulatory text of the final NAAQS.
Therefore, petitioners claim, EPA must
stay the effectiveness of the revised SO2
Primary NAAQS, pending the Agency’s
reconsideration of the preamble
discussion and of the promulgated
NAAQS.
As discussed in detail throughout this
decision, petitioners’ claims and the
information they submit do not change
or undermine our scientific conclusions
regarding the appropriateness of the
revisions to the SO2 Primary NAAQS, as
determined under section 109 of the
CAA. Nor do they change or undermine
our conclusions regarding the
promulgated requirements for an SO2
monitoring network or the conforming
regulatory changes we made to the Air
Quality Index (AQI). More specifically,
the arguments in the petitions do not
lead EPA to change its final decisions
regarding the need to revise the prior
SO2 Primary NAAQS, and what those
revisions should be. EPA’s decisions
were based on a thorough review in the
Integrated Science Assessment for
Oxides of Sulfur—Health Criteria (ISA)
of scientific information on known and
potential human health effects
associated with exposure to SO2 in the
air. Those final decisions also took into
account: (1) EPA’s Risk and Exposure
Assessment to Support the Review of
the SO2 Primary National Ambient Air
Quality Standard (REA), which
provided quantitative exposure and risk
analyses based on the ISA; (2) advice
and recommendations of the statutory
review body, the Clean Air Act Science
Advisory Committee (CASAC), as
reflected in its letters to the
Administrator and its public
discussions of the ISA and REA; (3)
public comments received during the
development of the ISA and REA; and
(4) public comments received on EPA’s
NPRM for the revised SO2 Primary
NAAQS.
A core defect in petitioners’
arguments is that they are not based on
consideration of the body of scientific
information that informed EPA’s final
decisions in promulgating the revised
SO2 Primary NAAQS. In fact,
petitioners’ arguments have nothing at
all to do with EPA’s scientific
conclusions, and provide no new
information or basis for EPA to revisit
either those conclusions or the specific
SO2 Primary NAAQS that EPA
promulgated. Petitioners’ objections
regarding the final rule preamble’s nonbinding discussion of anticipated future
implementation approaches are neither
relevant to nor persuasive in
challenging EPA’s promulgated revised
SO2 Primary NAAQS. They certainly are
not material or a reliable basis on which
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
to question the validity and credibility
of the body of science underlying EPA’s
SO2 NAAQS decision, or the decision
process as articulated in the NPRM and
final rulemaking notice. Petitioners’
assertions regarding the additional
preamble discussion providing guidance
on expected future and separate
implementation actions are thus not an
appropriate basis on which to challenge
the voluminous and well documented
body of science that is the technical
foundation of EPA’s revised SO2
Primary NAAQS.
A second, and equally important,
defect in petitioners’ arguments is their
assumption that EPA’s non-binding
preamble discussion of anticipated
approaches for separate future
implementation actions constituted,
itself, final agency action governing
those future actions. Although
petitioners do not demonstrate how
EPA’s discussion has such final, binding
and enforceable effect, their implicit
assumption is that EPA has already
taken final rulemaking action on the
discussed implementation approaches.
Only if EPA had taken such final action
on these discussed approaches could
there possibly be an issue regarding
whether EPA’s discussion was a ‘‘logical
outgrowth’’ of the proposed rule, and
whether it was of ‘‘central relevance’’ to
the promulgated revised SO2 Primary
NAAQS sufficient to support a petition
for reconsideration. Similarly, for the
discussion to constitute a ‘‘procedural
error,’’ it would first have to represent a
‘‘determination’’ under section 307(d)
that is a final rulemaking action. But the
preamble discussion at issue was not
such a final agency action. EPA plainly
stated that the discussion represented
non-binding guidance regarding future
actions, that the Agency’s anticipated
approach could continue to evolve as
further guidance is developed, and that
the Agency expected there to be
circumstances in which the anticipated
approaches may not apply. In other
words, regarding the implementation
discussion, EPA has not yet taken a final
action that could be ‘‘reconsidered.’’
Even assuming, for the sake of
argument, that EPA’s implementation
discussion as presented in the final
preamble to the SO2 Primary NAAQS
could have constituted final action, it is
separate and independent from the
establishment of the health-based SO2
Primary NAAQS itself. Therefore, the
Agency does not regard the discussion
as having been of ‘‘central relevance’’ to
the regulatory decision on the NAAQS
itself. In setting NAAQS that are
‘‘requisite’’ to protect public health with
an adequate margin of safety, as
provided in section 109(b) of the Act,
PO 00000
Frm 00003
Fmt 4701
Sfmt 4700
4781
EPA’s task is to establish standards that
are neither more nor less stringent than
necessary for these purposes. In so
doing, EPA may not consider costs of
implementing the standards. Whitman
v. American Trucking Associations, 531
U.S. 457, 471, 475–76 (2001). Petitioners
frequently assert that the
implementation discussion is an
‘‘aspect’’ of the final NAAQS itself, but
this is incorrect given that issues
regarding future implementation are not
part of the NAAQS itself and are legally
irrelevant to the setting of the NAAQS.
At most, the preamble’s discussion of
modeling partly influenced only the
reduced scope of the promulgated
required monitoring network, compared
to that proposed, and no petitioner has
objected to that reduction.
Consequently, we reject petitioners’
assertions that the non-binding
preamble discussion of the anticipated
future implementation approaches, even
if ‘‘final action,’’ is ‘‘of central relevance’’
to the promulgation of the SO2 Primary
NAAQS, and therefore conclude that
reconsideration of the rule in light of
that discussion is not warranted.
Assuming again for the purpose of
argument that the preamble’s nonbinding implementation discussion
could be both ‘‘final action’’ and ‘‘of
central relevance’’ to the outcome of the
NAAQS decision, we further disagree
with petitioners’ claims that the
discussion was not a ‘‘logical outgrowth’’
of the proposal and that the CAA
required us to present the discussion in
the NPRM before we could address the
expected implementation approaches in
the final rule’s preamble or in other
guidance documents. Although the
NPRM did not specifically address the
modeling based approach to
implementation discussed in the
preamble to the final rule, it has long
been EPA’s practice in implementing
the prior SO2 Primary NAAQS to rely
upon both modeling and monitoring to
determine whether areas have attained
the NAAQS. To the extent the preamble
discussion in the NPRM concerning a
monitoring based approach was
interpreted by interested parties to
announce a proposed change to that
longstanding practice, the context for
this proposed change was the past
practice of the Agency and the
rulemaking process inherently leaves
open the possibility that an agency will
choose not to adopt any proposed
change to its historic practice.
Therefore, interested parties should
have foreseen that EPA might not, in
fact, ‘‘promulgate’’ any such change but
instead discuss our expectation to
continue our historic practice, and they
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4782
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
had ample opportunity to comment on
that possibility. In fact, interested
parties did comment on the related
issue of the burden of relying on
monitoring, and suggested that EPA
instead use modeling to relieve that
administrative burden. Partly in
response to those comments, EPA
explained its anticipated approaches of
continuing to rely upon both modeling
and monitoring in implementing the
Primary SO2 NAAQS, and made clear
that except for the promulgated
provisions relating to the scope of the
monitoring network and associated
requirements, the Agency was still
developing its policy for future
implementation actions such as area
designations and determinations of
NAAQS attainment, and would decide
whether to base such actions on
modeling or monitoring in the future on
a case-by-case basis. Thus, although
EPA disagrees with the petitioners’ view
that the non-binding preamble
discussion on future implementation
represents final agency action of central
relevance to the NAAQS decision, even
if the preamble to the final rule has this
effect, EPA committed no procedural
error in presenting this discussion in the
final rule’s preamble, and
reconsideration is not warranted.
Furthermore, EPA disagrees with
petitioners’ assertions that the Agency is
required under the CAA to promulgate,
as regulatory provisions, requirements
addressing future implementation of the
NAAQS of the type that petitioners
demand. Nothing in the CAA requires
this, and the rulemaking for prior SO2
Primary NAAQS did not contain such
regulatory requirements. Consequently,
we disagree with petitioners’ claims that
it is now improper to continue to
address implementation issues in nonbinding guidance such as that which
EPA has frequently issued regarding
SO2 NAAQS implementation and which
EPA presented in the final rule
preamble. Although the preamble’s
inclusion of such guidance and
statements regarding the intent to issue
further guidance do not warrant
reconsideration of the final rule, we
fully expect to continue to evaluate
implementation issues as we proceed to
develop such non-binding guidance and
take implementing actions.
In addition to petitioners’
administrative process arguments, EPA
disagrees with petitioners’ claims that
the final rule preamble’s non-binding
implementation discussion is
inconsistent with applicable substantive
CAA statutory provisions or with the
regulatory text of the SO2 Primary
NAAQS. Petitioners present a series of
arguments claiming that our explanation
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
of our anticipated approaches for area
designations and action on state
implementation plan (SIP) submissions
unlawfully conflicts with the principles
of ‘‘cooperative federalism’’ embraced by
the CAA and with provisions and past
practice under, for example, CAA
sections 107(d), 110(a), 171(2), and the
promulgated regulatory text of 40 CFR
50.17(b) and (c) and Appendix T section
1.1. As we explain in section IV below,
none of petitioners’ arguments has merit
or warrants reconsideration of the final
rule. Moreover, petitioners must
necessarily wait for final agency action
to challenge whatever implementation
approaches EPA eventually adopts
when making designations and taking
SIP actions. Moreover, we continue to
believe the implementation approaches
discussed in the final rule preamble, if
taken in future final actions, would be
consistent with governing statutory and
regulatory provisions. Of course, if
public comments we receive on those
future actions persuade us otherwise,
we would consider taking other
approaches and nothing EPA has done
or stated to this point forecloses
ultimate adoption of entirely different
approaches. The very fact that future
actions will provide us this opportunity
to refine and otherwise change our
anticipated approaches in advance of
taking final action to make them binding
shows that reconsideration of them
under CAA section 307(d)(7)(B), at this
preliminary stage, is not warranted. Nor
are these objections ‘‘of central
relevance’’ to the outcome of the final
SO2 Primary NAAQS. Thus, they do not
meet the criteria for reconsideration
under CAA section 307(d)(7)(B).
For similar reasons, discussed further
in Section V, we disagree with
petitioners’ claims that the non-binding
implementation discussion has any
‘‘impact’’ on the promulgated NAAQS.
As the discussion does not represent
final agency action, it cannot have any
direct and immediate ‘‘impact’’ on
anything. Petitioners’ objections on this
point distill to a claim that using
modeling to determine whether areas
are attaining the SO2 Primary NAAQS
would be more ‘‘conservative’’ and could
over-predict ambient SO2
concentrations in a specific instance,
resulting in more identified violations
than if monitoring were exclusively
used. Of course, if such over-prediction
were claimed to occur in a given
instance, interested parties would have
a fair opportunity to show that using
modeling in that case may not be
appropriate. As explained in the
preamble discussion, we believe that the
opposite is more likely to be true. The
PO 00000
Frm 00004
Fmt 4701
Sfmt 4700
SO2 Primary NAAQS itself is premised
on the three-year average of the 99th
percentile of the daily maximum 1-hour
average concentrations not exceeding
the level of the NAAQS in the ambient
air. See 40 CFR 50.17(b) at 75 FR 35592.
Modeling can very accurately identify
areas of potential daily maximum 1hour concentrations above the NAAQS.
See 75 FR at 35559. Accurate prediction
of daily maximum 1-hour SO2
concentrations does not make the
NAAQS more stringent, but, rather,
implements it faithfully.
Finally, as further explained in
section VI, EPA concludes that there is
no basis for an administrative stay of the
final SO2 Primary NAAQS. Under CAA
section 307(d)(7)(B), EPA has authority
to issue a stay for up to three months if
it grants a petition to reconsider a final
rule. As we are denying the petitions to
reconsider, an administrative stay here
is not warranted. In addition, a stay is
not otherwise warranted. First, the
petitioners have not made a strong
showing on the merits that
reconsideration is warranted, for all of
the reasons upon which EPA is denying
the petitions to reconsider. Second, the
petitioners’ general and speculative
arguments concerning irreparable harm
fail to account for the non-binding
nature of the final rule preamble’s
implementation discussion, the
opportunities for interested parties to
assert their views in the future
implementation actions about which
petitioners are concerned, and also do
not account for EPA’s stated intention to
provide further implementation
guidance. Third, petitioners are
incorrect in maintaining that it would
be in the public interest to grant an
administrative stay of the rule. Their
arguments ignore the harm to the public
that would occur from delayed
implementation and attainment of the
revised SO2 Primary NAAQS, rendering
such a stay contrary to the public
interest.
B. Background
1. Revisions to the SO2 Primary NAAQS
Based on its review of the air quality
criteria for oxides of sulfur and the
primary NAAQS for oxides of sulfur as
measured by SO2, EPA published a
revised Primary SO2 NAAQS on June
22, 2010, so that the standards are
requisite to protect public health with
an adequate margin of safety, as
appropriate under CAA section 109. See
75 FR 35520–35603. Specifically, EPA
replaced the prior 24-hour and annual
standards with a new one-hour SO2
standard at a level of 75 parts per billion
(ppb), based on the three-year average of
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
the annual 99th percentile of 1-hour
daily maximum concentrations. EPA
also established requirements for an SO2
monitoring network under section 110.
See 75 FR at 35602. EPA did not, in this
regulation, promulgate requirements
governing designations of areas as either
nonattainment, attainment or
unclassifiable with respect to the
revised NAAQS under CAA section 107,
or governing development and approval
of SIPs under CAA sections 110 and
192. Instead, for these future
implementation actions, EPA provided
in the preamble non-binding guidance
regarding how the Agency initially
expects to designate areas under the
new NAAQS and how the NAAQS
would be implemented by States,
Tribes, local governments and EPA. See
75 FR at 35550–54, 35569–82. EPA
indicated that the Agency expected to
provide additional guidance for those
future actions. Id.
EPA revised the SO2 primary NAAQS
pursuant to two sections of the CAA
that govern NAAQS establishment and
revision. Section 108 directs EPA to
identify and list air pollutants that meet
certain criteria, including that the air
pollutant ‘‘in [the Administrator’s]
judgment, cause[s] or contribute[s] to air
pollution which may reasonably be
anticipated to endanger public health
and welfare’’ and ‘‘the presence of which
in the ambient air results from
numerous or diverse mobile or
stationary sources.’’ CAA sections
108(a)(1). For those air pollutants listed,
section 108 requires EPA to issue air
quality criteria that ‘‘accurately reflect
the latest scientific knowledge useful in
indicating the kind and extent of all
identifiable effects on public health or
welfare which may be expected from the
presence of [a] pollutant in ambient air
* * *’’ CAA section 108(a)(2).
Section 109(a) directs EPA to
promulgate ‘‘primary’’ and ‘‘secondary’’
NAAQS for pollutants for which air
quality criteria have been issued.
Section 109(b)(1) defines a primary
standard as one ‘‘the attainment and
maintenance of which in the judgment
of the Administrator, based on [the air
quality] criteria and allowing an
adequate margin of safety, are requisite
to protect the public health.’’ CAA
section 109(b)(1). The legislative history
of section 109 indicates that a primary
NAAQS is to be set at ‘‘the maximum
permissible ambient air level * * *
which will protect the health of any
[sensitive] group of the population,’’ and
that for this purpose ‘‘reference should
be made to a representative sample of
persons comprising the sensitive group
rather than to a single person in such a
group.’’ S. Rep. No. 91–1196, 91st Cong.,
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
2d Sess. 10 (1970). See also American
Lung Ass’n v. EPA, 134 F.3d 388, 389
(D.C. Cir. 1998) (‘‘NAAQS must protect
not only average healthy individuals,
but also ‘sensitive citizens’—children,
for example, or people with asthma,
emphysema, or other conditions
rendering them particularly vulnerable
to air pollution. If a pollutant adversely
affects the health of these sensitive
individuals, EPA must strengthen the
entire national standard.’’); Coalition of
Battery Recyclers Ass’n v. EPA, 604 F.3d
613, 617–18 (D.C. Cir. 2010) (same).
The requirement that primary NAAQS
include an adequate margin of safety is
intended to address uncertainties
associated with inconclusive scientific
and technical information available at
the time of standard setting. It is also
intended to provide a reasonable degree
of protection against hazards that
research has not yet identified. Lead
Industries Ass’n v. EPA, 647 F.2d 1130,
1154 (D.C. Cir. 1980), cert. denied, 449
U.S. 1042 (1980); American Petroleum
Inst. v. Costle, 665 F.2d 1176, 1186 (D.C.
Cir. 1981), cert. denied, 455 U.S. 1034
(1982). Thus, in selecting primary
NAAQS, EPA may seek not only to
prevent pollution levels that have been
demonstrated to be harmful but also to
prevent lower pollution levels that may
pose an unacceptable risk of harm, even
if the risk is not precisely identified as
to the nature or degree.
In addressing the requirement for a
margin of safety, EPA considers such
factors as the nature and severity of the
health effects involved, the size of the
at-risk population[s], and the kind and
degree of the uncertainties that must be
addressed. In setting standards that are
‘‘requisite’’ to protect public health and
welfare, as provided in section 109(b),
EPA’s task is to establish standards that
are neither more nor less stringent than
necessary for these purposes. In so
doing, EPA may not consider the costs
of implementing the standards.
Whitman v. American Trucking Ass’n,
531 U.S. 457, 475–76 (2001).
Consequently, in establishing the
revised SO2 Primary NAAQS, EPA did
not consider future implementation
burdens or costs that might be borne by
industrial sources, States, Tribes, local
governments, or by EPA itself, such
considerations not being relevant to the
science based determinations required
to be made under CAA section 109.
However, as mentioned above, EPA did
discuss and provide guidance on issues
related to future implementation,
without such considerations
impermissibly affecting EPA’s decision
on the NAAQS itself.
States are primarily responsible for
ensuring attainment and maintenance of
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
4783
NAAQS once EPA establishes them.
Under CAA section 110 and related
provisions, States submit, for EPA
approval, SIPs that provide for
implementation, maintenance,
enforcement, and attainment of such
standards through control programs
directed to sources of the pollutants
involved. The States, in conjunction
with EPA, also administer the
prevention of significant deterioration
(PSD) program under CAA sections
160–169 that covers these sources. In
addition, federal programs provide for
nationwide control of emissions
through: The motor vehicle and motor
vehicle fuel program under title II of the
CAA; the new source performance
standards (NSPS) under CAA sections
111 and 129; and the acid rain program
under CAA title IV. EPA has also
promulgated the Clean Air Interstate
Rule (CAIR) to require additional SO2
emission reductions needed in the
eastern United States. This rule was
remanded by the U.S. Court of Appeals
for the D.C. Circuit, and EPA recently
proposed revisions to it. See North
Carolina v. EPA, 531 F.3d 896 (D.C. Cir.
2008) and 75 FR 45210 (August 2, 2010).
EPA is also developing ‘‘maximum
achievable control technology’’ (MACT)
standards under CAA sections 112 and
129 that the Agency expects will result
in significant SO2 reductions from the
subject source categories.
EPA formally initiated the most recent
review of the air quality criteria for
oxides of sulfur and of the SO2 Primary
NAAQS on May 15, 2006 (71 FR 29023).
The first draft of the ISA for Oxides of
Sulfur-Health Criteria (ISA) and the
Sulfur Dioxide Health Assessment Plan:
Scope and Methods for Exposure and
Risk Assessment (EPA, 2007b) were
reviewed by CASAC at a public meeting
held on December 5–6, 2007. EPA then
developed the second draft of the ISA
and the first draft of the Risk and
Exposure Assessment to Support the
Review of the SO2 Primary [NAAQS]
(REA), which CASAC reviewed at a
public meeting held on July 30–31,
2008. EPA released the final ISA in
September 2008 (EPA, 2008a). A second
draft of the REA was reviewed by
CASAC at a public meeting held April
16–17, 2009. The final REA containing
the final staff policy assessment that
considered the evidence presented the
final ISA and the air quality, exposure,
and risk characterization results as they
related to the adequacy of the thencurrent SO2 NAAQS and potential
alternative primary SO2 standards, was
completed in August 2009 (EPA 2009a).
On December 8, 2009, EPA published
its proposed revisions to the primary
SO2 NAAQS. See 74 FR 64810. EPA
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4784
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
presented a number of conclusions,
findings, and determinations proposed
by the Administrator, and invited
general, specific, and/or technical
comments on all issues involved with
this proposal, including all such
proposed judgments, conclusions,
findings and determinations. EPA
carefully considered these comments as
it made its final decisions regarding the
revised SO2 Primary NAAQS, as EPA
described in its notice of final
rulemaking. See 75 FR at 35523. The
Administrator signed the final rule on
June 2, 2010, and it was published in
the Federal Register on June 22, 2010.
EPA’s thorough and detailed scientific
rationale for the revised SO2 Primary
NAAQS is set forth at 75 FR 35524–
35550. For the reasons discussed
therein, and taking into account
information and assessments presented
in the ISA and the REA, as well as the
advice and recommendations of
CASAC, the Administrator concluded
that the then-current 24-hour and
annual primary SO2 NAAQS were not
requisite to protect public health with
an adequate margin of safety. The
Administrator also reviewed each of the
elements of the NAAQS—indicator,
averaging time, form, and level—and
promulgated a revised standard of 75
ppb based on the three-year average of
the annual 99th percentile of the daily
maximum one-hour average
concentrations of SO2. The
Administrator concluded that this
standard will appropriately protect
public health with an adequate margin
of safety, and specifically will afford
appropriate increased protection for
asthmatics and other at-risk populations
against an array of adverse respiratory
health effects related to short-term (5
minutes to 24 hours) SO2 exposure.
These effects include decrements in
lung function, increases in respiratory
symptoms, and related serious
indicators of respiratory morbidity
including emergency department visits
and hospital admissions for respiratory
causes. As the petitions for
reconsideration do not challenge EPA’s
scientific conclusions or any element of
the new standard, this response to the
petitions does not further discuss the
Administrator’s scientific
determinations or her decision
regarding the final revised SO2 Primary
NAAQS, other than to reiterate that
issues regarding how the standard
would be implemented or the costs of
implementation received no
consideration in the decision regarding
the NAAQS. See Whitman v. American
Trucking Ass’ns, 531 U.S. at 475–76.
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
2. Preamble Discussion of Anticipated
Approaches for Implementation
Although discussions regarding
implementation are not part of the
NAAQS itself, it is EPA’s customary
practice to provide separate
implementation guidance—and in some
cases regulatory requirements—
regarding a new or revised NAAQS,
along with guidance on designations
and other issues. The December 8, 2009,
NPRM for the SO2 Primary NAAQS
included a summary discussion
regarding future implementation actions
such as designations of areas under the
standard, SIP development, and new
source review (NSR) and PSD
permitting. See 74 FR 64810, 64858–64.
This discussion essentially outlined the
separate statutory provisions and
requirements that would be triggered
following final promulgation of a
revised NAAQS under section 109(d).
As part of this general discussion, EPA
presented limited preliminary
explanations of how the Agency
expected some of these future actions
might be addressed. For example,
regarding area designations under
section 107(d) of the Act, EPA stated it
did not expect new monitors required
under a new monitoring network would
be in place in time to generate data to
inform designations under the statutory
timetable, and the Agency explained
that some areas could be designated as
unclassifiable because EPA would be
unable to determine whether they are
violating the 1-hour standard or
contributing to a violation in a nearby
area. See 74 FR at 64859. EPA also
summarized the CAA section 110
requirement that States submit SIPs
showing attainment and maintenance of
a revised NAAQS through control
programs directed at sources of SO2
emissions, including, for example, NSR
and PSD programs. See 74 FR at 64859–
63. Regarding PSD, EPA specifically
discussed preliminary issues regarding
the use of modeling to demonstrate that
emissions increases from new or
modified sources will not cause or
contribute to a violation of the new
NAAQS. See 74 FR at 64862. However,
the NPRM did not contain any proposed
regulatory provisions regarding area
designations under section 107, or
regarding SIP implementation under
section 110 and related provisions,
except as discussed below.
The NPRM also proposed regulatory
amendments regarding the monitoring
network design, in order to better
identify where short-term, peak groundlevel concentrations of SO2 may occur.
See 74 FR at 64849–55. EPA proposed
a two-pronged monitoring network
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
comprised of all source-oriented
monitors, with requirements that the
network contain at least a specified
number of monitors in the following
locations: (1) Monitors in urban areas
where there is a higher coincidence of
population and emissions, utilizing a
Population Weighted Emissions Index
(PWEI), and (2) monitors in States based
on each State’s contributions to the
national SO2 emissions inventory. This
two-pronged network would have
resulted in a minimum of approximately
348 source-oriented monitors
nationwide. EPA noted that due to
multiple variables that affect groundlevel SO2 concentrations caused by one
or more stationary sources, it is difficult
to specify a priori a source-specific
threshold, algorithm, or metric by which
to accurately identify the monitoring
location where peak concentrations
occur. See 74 FR at 64850–51.
Consequently, EPA explained that
States may need to conduct other
quantitative analyses, such as modeling,
to identify where ground-level SO2
maximum concentrations may occur
and where to site monitors (see 74 FR
at 64851–52, 64853–54), and requested
comment on whether to utilize existing
screening and refined modeling tools to
identify facilities with the potential to
cause an exceedance of the proposed
revised SO2 NAAQS (see 74 FR at
64854–55).
Besides monitoring and reporting
requirements, the only implementation
related regulatory provisions EPA
proposed had to do with making the
transition to the new standard and
including ‘‘anti-backsliding’’ principles
consistent with section 172(e) of the
Act. See 74 FR at 64863–64. EPA
announced it was proposing that the
prior NAAQS would remain in place for
one year following the effective date of
a designation under the new NAAQS in
an area, before being revoked in most
attainment areas. Further, EPA proposed
that all existing SIP and FIP
requirements currently in effect under
CAA sections 110, 191 and 192 would
remain in effect. For all areas designated
nonattainment under the prior NAAQS
or subject to ‘‘SIP Calls,’’ EPA proposed
that the prior NAAQS would remain in
effect until the area had received full
approval of a SIP meeting the
attainment requirements of the new
NAAQS. EPA proposed regulatory
amendments to 40 CFR 50.4 to this
effect. The final NAAQS rulemaking
promulgated these proposed
requirements, with minor clarifying
amendments to address public
comments received on the proposed
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
requirements. See 75 FR at 35580–82; 40
CFR 50.4(e).
The final rulemaking notice, in
addition to explaining the codified
requirements regarding monitoring and
anti-backsliding, also presented a more
thorough non-binding discussion than
did the NPRM of how EPA anticipated
subsequent designations and SIP
planning actions would be
implemented. See 75 FR at 35550–80.
Partly in response to public comments
arguing that the proposed monitoring
network was simultaneously
insufficient to identify all points of
maximum ambient SO2 concentrations
and overly burdensome in the number
of monitors it proposed to require, EPA
explained that it now expected to follow
its traditional approach in SO2 NAAQS
implementation of utilizing both
modeling and monitoring to inform
future designation and SIP approval
actions. EPA explained that its
anticipated approach would better
address: (1) The unique source-specific
impacts of SO2 emissions, (2) the special
challenges SO2 emissions present in
terms of monitoring short-term SO2
levels for comparison with the NAAQS,
(3) the generally superior utility that
modeling offers for assessing SO2
concentrations, and (4) the most
appropriate method for ensuring that
areas attain and maintain the NAAQS,
taking into account the potential
substantial SO2 emissions reductions
from forthcoming national and regional
rules currently under development. See
75 FR at 35550. EPA explained that
except for the final regulatory
provisions such as those regarding the
promulgated monitoring network, the
implementation discussion explained
the Agency’s expected and intended
approach to future action as guidance,
not as final agency action, and
acknowledged that EPA’s approaches
may continue to evolve as actual
implementation proceeds. Id. For
example, in the part of the discussion
outlining EPA’s general expectation for
what roles modeling and monitoring
would play in initial area designations
under CAA section 107, EPA noted that
decisions about whether to base an
attainment designation on monitoring
alone would be made on a case-by-case
basis. See 75 FR at 35552, n. 22. EPA
further explained that it planned to
issue more implementation guidance,
particularly regarding the use of refined
dispersion modeling. See 75 FR at
35550. EPA has in fact already provided
some further guidance regarding
implementation of the revised SO2
Primary NAAQS. See Memorandum
from Stephen D. Page, Director, Office of
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
Air Quality Planning and Standards, to
Regional Air Division Directors,
‘‘Guidance Concerning Implementation
of the 1-hour SO2 NAAQS for the
Prevention of Significant Deterioration
Program,’’ and attachments (Aug. 23,
2010) (included in the docket for this
notice of denial).
EPA described its historical
preference for having used modeling
more than monitoring to support SO2
NAAQS compliance determinations,
and referred to numerous prior actions
dating from the late 1970s through 2002
in implementing the SO2 NAAQS that
had taken this approach. See 75 FR at
35551. EPA explained the unique
aspects of SO2 that had caused the
Agency to have less confidence in
relying on monitoring compared to
situations involving other NAAQS
pollutants and how this affected its
expected approach to initial
designations, given that the new
monitoring network would not be in
place in time under the statutory
timetable for issuing designations. EPA
also indicated that it did not expect
States to be able in that timeframe to
conduct refined dispersion modeling for
all of the sources that may potentially
cause or contribute to a violation of the
revised NAAQS. See 75 FR at 35551–52.
EPA thus explained that it was likely
that most areas would therefore be
initially designated as ‘‘unclassifiable’’
under the new NAAQS, and that an
appropriate approach needed to be
identified to ensure that all areas
ultimately attain and maintain the
revised NAAQS. See 75 FR at 35552–53.
The anticipated approach, EPA
discussed, was to rely upon the CAA
section 110(a)(1) requirement for SIP
submissions from all areas—attainment,
unclassifiable, and nonattainment—
following NAAQS revision. Although
EPA had often historically expected
very little from States in this submission
in the way of substantive
demonstrations or control requirements,
relying on new source review programs
to keep areas in attainment, EPA
explained that in the case of SO2 the
section 110(a)(1) SIP provided an
opportunity to allow States to include in
attainment demonstration modeling
expected SO2 reductions from future
federal and regional control programs
currently in development that would
not be in effect in time to inform initial
designations. Id. To ensure that these
attainment demonstrations would result
in timely nationwide attainment of the
new NAAQS just as expeditiously as
would occur if EPA were to designate as
nonattainment areas with sources that
may potentially cause or contribute to
PO 00000
Frm 00007
Fmt 4701
Sfmt 4700
4785
NAAQS violations in advance of these
new national and regional programs
becoming effective, EPA explained that
it anticipated States would submit
section 110(a)(1) SIPs to show
attainment on the same schedule as
would apply for nonattainment areas,
i.e., no later than approximately August
2017. EPA indicated its expectation that
this date would represent attainment as
expeditiously as practicable for all
areas. Id. EPA provided detailed nonbinding guidance discussions of its
expected approach toward future
designations at 75 FR 35569–71, and of
its expected implementation strategy at
75 FR 35571–80. However, EPA noted
that any determination of actual
attainment dates would await notice
and comment rulemaking with respect
to a particular area and SIP. Id. at 35573.
Although the discussion regarding
designations and SIP implementation
constituted non-binding guidance, the
approach discussed had a role in EPA’s
final decisions on the size of the
required monitoring network, and the
anti-backsliding requirements. The
discussion had no impact on the
Agency’s final decision on the NAAQS
itself. In particular, partly as a result of
EPA’s review of its historic practice in
assessing SO2 NAAQS compliance, EPA
in the final rule modified its proposed
requirements concerning the minimum
size of the monitoring network. See 75
FR at 35554, 35556–62. The result was
that EPA reduced the final minimum
monitoring network requirement to
approximately 163 monitors from the
proposed number of approximately 348.
See 75 FR at 35557. And, as mentioned
above, within the implementation
discussion EPA discussed its
promulgated requirements addressing
the ‘‘anti-backsliding’’ provisions of
CAA section 172(e). See 75 FR at
35580–82. Finally, both in order to
conform the regulatory text for the new
NAAQS to that addressing other
NAAQS, and in recognition of the fact
that both monitoring and modeling may
be used by States to implement the new
NAAQS, EPA added clarifying
regulatory text to refer to those
situations in which compliance is
measured by use of monitoring. See 75
FR at 35582; 40 CFR 50.17(b) and
section 1(a) of Appendix T to part 50.
3. Petitions for Reconsideration and for
Judicial Review and Stay Requests
Following promulgation of the revised
SO2 Primary NAAQS, on August 23,
2010, numerous parties filed petitions
for judicial review in the U.S. Court of
Appeals for the D.C. Circuit. See
National Environmental Development
Association’s Clean Air Project v. EPA,
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4786
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
No. 10–1252 (consolidated with Nos.
10–1254, 10–1255, 10–1256, 10–1258
and 10–1259) (D.C. Cir.). Each of those
parties also on the same day submitted
to EPA petitions for administrative
reconsideration of the rule under CAA
section 307(d)(7)(B). The petitions for
reconsideration objected to EPA’s final
rulemaking preamble discussion
explaining the Agency’s anticipated
approaches in future designations and
SIP actions. Some of the petitioners
characterized their petitions as
requesting, first, ‘‘clarification’’ from
EPA regarding ‘‘key portions of the
implementation provisions of the Rule
to ensure that the Rule is implemented
as written’’ (see, e.g., UARG Petition at
3), and, second, in the alternative, that
EPA reconsider its discussed approach
of how it intends to implement the
revised NAAQS and conduct notice and
comment on implementation
procedures (see, e.g., id.). In addition,
each petition requested that EPA
administratively stay the final rule’s
effectiveness pending such
reconsideration. Id.
Specifically, EPA received: A single
petition for reconsideration from the
Utility Air Regulatory Group (UARG),
the America Petroleum Institute (API),
the Council of Industrial Boilers (CIBO),
the American Iron and Steel Institute
(AISI), the American Coke and Coal
Chemicals Institute (ACCCI), the
American Chemistry Council (ACC), the
American Forest & Paper Association
(AF&PA), the American Wood Council
(AWC), the Brick Industry Association
(BIA), the Corn Refiners Association
(CRA) and the National Oilseed
Processors Association (NOPA)
(collectively, UARG); and separate
petitions from the National
Environmental Development
Association’s Clean Air Project (NEDA/
CAP), ASARCO LLC (ASARCO), the
Montana Sulphur & Chemical Company
(MSCC), the Texas Commission on
Environmental Quality (TCEQ), and the
States of North Dakota and South
Dakota (ND and SD). Additionally,
EPA’s Region 3 Office received a letter
from the West Virginia Department of
Environmental Protection (WVDEP)
objecting to the final rule and urging
EPA to ‘‘reconsider’’ its anticipated
approach to implementation of the
NAAQS, and the Arkansas Department
of Environmental Quality (ADEQ) sent
the Administrator a letter in support of
the petitions submitted by TCEQ and by
North Dakota and South Dakota.
Before EPA could respond to the
petitions for reconsideration and their
requests for an administrative stay of the
SO2 Primary NAAQS, on October 8,
2010, the State of North Dakota filed in
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
the D.C. Circuit a motion (ND Motion)
asking the Court to either stay the
effectiveness of the final SO2 Primary
NAAQS pending completion of judicial
review of the rule, or, in the alternative,
stay the effectiveness of the June 2,
2011, statutory deadline for States to
submit any recommendations for
attainment/nonattainment designations.
See ND Motion at 20. On November 8,
2010, UARG, NEDA/CAP, and the SO2
NAAQS Coalition filed a response in
support of the ND Motion, as did TCEQ
and ASARCO. On the same day, EPA
filed its response in opposition to the
ND Motion, and so did the American
Lung Association (ALA) and the
Environmental Defense Fund (EDF) as
intervenor-movants. Following this, on
November 22, 2010, North Dakota filed
its reply to the various responses, and
EPA filed a motion to strike the
responses filed by the UARG, NEDA/
CAPS, the SO2 NAAQS Coalition and
ASARCO. On December 2, 2010, these
petitioners filed their response to EPA’s
motion to strike, to which EPA replied
on December 10, 2010. On December 14,
2010, the Court issued an order denying
EPA’s motion to strike, granting EPA’s
motion to hold the litigation in
abeyance, allowing EPA to file a
response to the responses in support of
the ND Motion by January 18, 2011,
directing EPA to file a motion to govern
further proceedings in the litigation by
January 18, 2011, and deferring a ruling
on the ND Motion to stay the rule
pending further order of the Court.
II. Standard for Reconsideration
Section 307(d)(7)(B) of the CAA
strictly limits petitions for
reconsideration both in time and scope.
It states that: ‘‘Only an objection to a
rule or procedure which was raised with
reasonable specificity during the period
for public comment (including any
public hearing) may be raised during
judicial review. If the person raising an
objection can demonstrate to the
Administrator that it was impracticable
to raise such objection within such time
or if the grounds for such objection
arose after the period for public
comment (but within the time specified
for judicial review) and if such objection
is of central relevance to the outcome of
the rule, the Administrator shall
convene a proceeding for
reconsideration of the rule and provide
the same procedural rights as would
have been afforded had the information
been available at the time the rule was
proposed. If the Administrator refuses to
convene such a proceeding, such person
may seek review of such refusal in the
United States court of appeals for the
appropriate circuit (as provided in
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
subsection (b)). Such reconsideration
shall not postpone the effectiveness of
the rule. The effectiveness of the rule
may be stayed pending such
reconsideration, however, by the
Administrator or the court for a period
not to exceed three months.’’
Thus, by the terms of CAA section
307(d)(7)(B), it is clear that the right to
seek reconsideration of a rule is afforded
with respect to decisions that are final
rulemaking actions for which judicial
review may be obtained under CAA
section 307(b)(1) and which have some
final effect that could potentially be
stayed by either a court or by the
Administrator. EPA may not be required
to reconsider non-final actions, such as
non-binding guidance discussions, for
which judicial review is not otherwise
available and which do not themselves
take effect at any time. Moreover, the
requirement to convene a proceeding to
reconsider a rule is based on the
petitioner demonstrating to EPA both:
(1) That it was impracticable to raise the
objection during the comment period, or
that the grounds for such objection arose
after the comment period but within the
time specified for judicial review (i.e.,
within 60 days after publication of the
final rulemaking notice in the Federal
Register, see CAA section 307(b)(1));
and (2) that the objection is of central
relevance to the outcome of the rule.
As to the first procedural criterion for
reconsideration, a petitioner must show
why the issue could not have been
presented during the comment period,
either because it was impracticable to
raise the issue during that time or
because the grounds for the issue arose
after the period for public comment (but
within 60 days of publication of the
final action). Thus, CAA section
307(d)(7)(B) does not provide a forum to
request EPA to reconsider issues that
actually were raised, or could have been
raised, prior to promulgation of the final
rule.
In EPA’s view, an objection is of
central relevance to the outcome of the
rule only if it provides substantial
support for the argument that the
promulgated regulation should be
revised. See, e.g., EPA’s Denial of the
Petitions to Reconsider the
Endangerment and Cause or Contribute
Findings for Greenhouse Gases under
Section 202 of the Clean Air Act, 75 FR
49556, 49561 (Aug. 13, 2010). This
interpretation is appropriate in light of
the criteria adopted by Congress in this
and other provisions in section 307(d).
Section 307(d)(4)(B)(i) provides that
‘‘[a]ll documents which become
available after the proposed rule has
been published and which the
Administrator determines are of central
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
relevance to the rulemaking shall be
placed in the docket as soon as possible
after their availability.’’ This provision
draws a distinction between comments
and other information submitted during
the comment period, and other
documents which become available
after publication of the proposed rule.
The former are docketed irrespective of
their relevance or merit, while the latter
must be docketed only if a higher hurdle
of central relevance to the rulemaking is
met.
Congress also used the phrase ‘‘central
relevance’’ in sections 307(d)(7)(B) and
(d)(8), and by reference in (d)(9)(D), and
in each case Congress set a more
stringent hurdle than in section
307(d)(4). Under section 307(d)(7)(B),
the Administrator is required to
reconsider a rule only if the objection is
‘‘of central relevance to the outcome of
the rule.’’ Likewise, section 307(d)(8)
authorizes a court to invalidate a rule
for procedural errors only if the errors
were ‘‘so serious and related to matters
of such central relevance to the rule that
there is a substantial likelihood that the
rule would have been substantially
changed if such errors had not been
made.’’ Section 307(d)(9)(D) then applies
both the section 307(d)(7)(B) and (d)(8)
requirements in limiting a court’s ability
to reverse an EPA final action found to
be without observance of procedure
required by law. In each of these
provisions, it is not enough that the
objection or error be of central relevance
to the issues involved in the
rulemaking, as in section 307(d)(4).
Instead, the objection has to be of
central relevance ‘‘to the outcome of the
rule’’ itself, and the procedural error has
to be of such central relevance that it
presents a ‘‘substantial likelihood that
the rule would have been substantially
changed.’’ Central relevance to the
issues involved in the rulemaking is not
enough to meet the criteria Congress set
under sections 307(d)(7)(B), (d)(8) or
(d)(9)(D). These provisions all require
that the objection or error be central to
the substantive final decision that is the
outcome of the rulemaking and that is
taking effect. This difference is
significant, and indicates that Congress
set a much higher hurdle for disturbing
a final rule that has already been issued,
as compared to the less stringent criteria
for docketing of documents before a
decision has been made and a rule has
been issued.
In this context, EPA’s interpretation of
section 307(d)(7)(B) gives full and
appropriate meaning to the criteria
adopted by Congress. An objection is
considered of central relevance to the
outcome of the rule only if it provides
substantial support for the argument
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
that the final promulgated regulation
should be revised. This properly links
the criteria to the promulgated outcome
of the rulemaking, not just to the issues
addressed in the rulemaking which may
or may not have influenced that final
action taken by EPA. It requires that the
objection be of such substance and merit
that it can be considered central to the
final outcome of the rulemaking. This
interpretation is consistent with section
307(d)(8), which also ties central
relevance to the outcome of the
rulemaking, in terms of a ‘‘substantial
likelihood’’ that the promulgated rule
would be ‘‘substantially changed,’’ and
with section 307(d)(9)(D), which
assumes that the objection regard an
‘‘action’’ that a court ‘‘may reverse’’ and
for which a ‘‘procedure required by law’’
exists. This interpretation gives proper
weight to the approach throughout
sections 307(b) and (d) of the
importance Congress attributed to
preserving the finality of agency
rulemaking decisions, once they have in
fact been made. This interpretation is
also consistent with the case law, as
discussed below.
As discussed in this decision, EPA is
denying the petitions because they fail
to meet these criteria. At the outset, the
objections raised in the petitions to
reconsider all regard non-final, nonbinding guidance discussion that is not
final rulemaking action that is ripe for
either judicial review or for
reconsideration. Additionally, in all
cases the objections are not of central
relevance to the outcome of the rule
because they do not provide substantial
support for the argument that the final
SO2 Primary NAAQS should be revised.
Moreover, the objections raised in the
petitions regard issues that were or
could have been raised during the
comment period of the NPRM. Parts III–
V of this decision explain why EPA is
denying the petitions with respect to the
objections set forth in these petitions for
reconsideration. For some of these
issues, the petitioners have not met the
procedural predicate for
reconsideration. That is, the petitioners
have not demonstrated that it was
impracticable to raise these objections
during the comment period, or that the
grounds for these objections arose after
the close of the comment period but
within 60 days after publication of the
final rule. As such, they do not meet the
statutory criteria for administrative
reconsideration under CAA section
307(d)(7)(B). For all of the objections,
the petitioners’ objections and argument
in terms of substance are not ‘‘of central
relevance’’ to the outcome of the
promulgated rulemaking establishing
PO 00000
Frm 00009
Fmt 4701
Sfmt 4700
4787
the revised NAAQS. Moreover, the
objections regard discussion in the
preamble that is not final action at all,
and therefore EPA concludes that the
non-binding discussion cannot arguably
be considered either of central relevance
to the promulgated SO2 NAAQS or
something that EPA was required to
provide pursuant to section 307(d)’s
procedural requirements. Thus, none of
the objections meet the criteria for
reconsideration under the CAA.
EPA also rejects TCEQ’s claim that
EPA should reconsider the final rule
under section 557 of the Administrative
Procedure Act (APA), even if the criteria
for reconsideration under CAA section
307(d)(7)(B) are not met (TCEQ at 4).
First, CAA section 307(d)(1) provides
that APA sections 553 through 557 do
not, except as expressly provided in
section 307(d), apply to actions to
which CAA section 307(d) applies, such
as promulgation of a NAAQS (see CAA
section 307(d)(1)(A)). Second, by its
own terms APA section 557 applies
only when a hearing is required to be
conducted under APA section 556,
which in turn applies only to hearings
required under APA sections 553 or
554. See APA sections 557(a), 556(a).
Since those provisions do not apply to
actions promulgated under CAA section
307(d), APA section 557 is inapplicable.
As mentioned above, EPA also
received requests to administratively
stay the final revised SO2 Primary
NAAQS as part of the petitions for
reconsiderations. Petitioners either tied
their requests for an administrative stay
to their petitions for reconsideration
under CAA section 307(d)(7)(B),
referred to EPA’s general authority to
prescribe such regulations as are
necessary to carry out EPA’s functions
under CAA section 301(a), did not refer
to any specific statutory authority for
granting an administrative stay, or filed
the stay request under section 705 of the
Administrative Procedure Act, 5 U.S.C.
705. As described below, EPA is
denying the petitions to reconsider;
hence there is no basis for issuance of
a stay under CAA section 307(d)(7)(B).
Nor is it necessary for EPA to grant a
stay by rulemaking under authority of
CAA section 301(a) to carry out the
Agency’s functions in denying the
petitions for reconsideration. APA
section 705 authorizes an agency to
postpone the effective date of an agency
action pending judicial review when the
agency finds that justice so requires. In
this case, the revised SO2 Primary
NAAQS was effective as of August 23,
2010. TCEQ’s request for an
administrative stay relying upon APA
section 705 was submitted by petition
on the same day that the SO2 Primary
E:\FR\FM\26JAR2.SGM
26JAR2
4788
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
NAAQS became effective. Even if EPA
believed that an administrative stay was
warranted, which it does not, it is not
clear whether EPA would have
authority under APA section 705 to stay
an agency action that has already gone
into effect. Postponing an effective date
implies action before the effective date
arrives.
In any case, an administrative stay of
the final SO2 Primary NAAQS is not
warranted. As explained in Part VI
below, in response to the arguments
raised by petitioners, (1) the petitioners
have not made a strong showing on the
merits, for all of the reasons upon which
EPA is denying the petitions to
reconsider; (2) the petitioners’
arguments concerning irreparable harm
fail to adequately account for the fact
that no final actions implementing the
approaches discussed in the preamble
have yet been taken under the revised
NAAQS; (3) the petitioners’ arguments
do not consider the possibility of harm
to other parties if a stay of the NAAQS
were to be granted; and (4) granting a
stay would be contrary to the public
interest.
jlentini on DSKJ8SOYB1PROD with RULES2
III. Administrative Process Issues
A. Summary of Petitioners’ Arguments
Petitioners’ procedural objections
come in several forms, with most
petitioners raising them repeatedly. The
central assumption of each objection is
that EPA’s final NAAQS rulemaking
took final action on the discussed
implementation approaches, and that
the discussion and approaches are of
central relevance to the outcome of the
final revised SO2 Primary NAAQS.
Further, petitioners often assert that but
for the inclusion of the discussion of
implementation approaches, which was
allegedly done in a procedurally flawed
manner, EPA would have promulgated
a different revision of the SO2 Primary
NAAQS. They claim that notice and
comment rulemaking is required for the
implementation ‘‘aspect’’ of the final
NAAQS, and rely upon the premise that
the final preamble discussion
constitutes final agency action on such
an allegedly required aspect.
Several petitioners argued that EPA
gave no indication in the NPRM that the
Agency might ‘‘reduce the role of
monitoring’’ in NAAQS attainment
designations or that modeling might
play a greater role in SO2 NAAQS
implementation, or that the
requirements of CAA section 110(a)(1)
might be interpreted or implemented
differently than in the past. See UARG
at 13–14, 22–25; NEDA/CAP at 3–4;
ASARCO at 2–4, 4–6, 6–8, 8–10; MSCC
at 1–2, 3–6, 6–9; TCEQ at 4, 11–14; ND
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
and SD at 7–8, 8–9; WVDEP at 1, 2;
ADEQ at 1. Consequently, the
petitioners claim the final preamble’s
implementation discussion deviates too
sharply from the NPRM to ‘‘logically
follow’’ from the proposal without first
undergoing notice and comment
procedures, as petitioners claim is
required by Small Refiner Lead PhaseDown Task Force v. EPA, 705 F.2d 506,
547 (D.C. Cir. 1983), and related cases.
Presenting the implementation
discussion in response to limited
comments, petitioners argue, does not
satisfy the claimed requirement to
subject such a discussion to notice and
comment proceedings, and EPA’s
alleged procedural error was so severe
that there is a substantial likelihood that
the final NAAQS would have been
changed if the error had not been made,
resulting in EPA’s revised NAAQS not
having been adequately justified. See
UARG at 22–25; NEDA/CAP at 3–4;
ASARCO at 2–8; MSCC at 1–2, 3–6,
6–9; TCEQ at 4, 11–14; ND and SD at
8–9; WVDEP at 1, 2; ADEQ at 1.
The petitioners argue that
reconsideration is warranted because
their objections regarding the
implementation discussion ‘‘are based
on actions’’ EPA took in the final
rulemaking and ‘‘are of central relevance
to the outcome’’ of the NAAQS
rulemaking. As such, petitioners claim,
the public must be given an opportunity
to comment not just on the regulatory
provisions of the NAAQS itself but also
on any intended implementation
approach and possible methods for
determining compliance. See UARG at
17–19; NEDA/CAP at 3–4; ASARCO at
4–6; MSCC at 1–2; TCEQ at 11–14; ND
and SD at 7–8. Moreover, petitioners
argue, EPA’s stated intention in the final
rulemaking preamble to provide an
opportunity for public comment on
additional guidance cannot ‘‘cure’’ the
alleged procedural defect of not having
provided an opportunity to comment on
the changed approach to
implementation of the NAAQS,
especially where such guidance would
not be promulgated according to the
CAA’s required procedures for
rulemaking. See UARG at 27–28; NEDA/
CAP at 3–4; ASARCO at 8–10.
Below, EPA summarizes each of the
petitioners’ separate arguments
regarding procedural objections. While
the petitioners’ arguments are
thematically similar, they are structured
differently, and do not each raise the
same points. Our responses, however,
do not separately address each petition,
but rather provide our answers to the
various objections the petitioners raise.
PO 00000
Frm 00010
Fmt 4701
Sfmt 4700
1. UARG
UARG claims that the NPRM included
nothing in either its preamble
discussion or proposed regulatory text
indicating that EPA intended to reduce
the emphasis on monitoring in issuing
designations or to enhance the emphasis
on modeling compared to
implementation in the past, and that
nothing in the NPRM suggested EPA
would discuss a new approach toward
section 110(a)(1). UARG at 13. UARG
points out that multiple petitioners filed
comments on the NPRM addressing the
proposed level of the NAAQS and the
proposed revised design of the SO2
monitoring network and other
implementation aspects, but did not
provide comments on any ‘‘changes to
the way EPA had historically expected
States to make their section 107(d)
designations.’’ Id. at 13–14, fns. 29–33.
UARG then claims that reconsideration
is appropriate under CAA section
307(d)(7)(B) because its objections are
based on actions EPA took for the first
time in the final SO2 NAAQS
rulemaking and thus petitioners could
not have raised them during the
comment period, that UARG’s
objections arose following promulgation
of the rule and during the period for
judicial review, and that the objections
are of central relevance to the outcome
of the rulemaking. Id. at 17. UARG
claims petitioners did not object to
EPA’s discussed implementation
approach focusing on modeling because
EPA did not discuss it in the NPRM,
thus depriving interested parties of any
meaningful opportunity to comment on
all aspects of the proposed revised
NAAQS, including its implementation.
Id. at 18. Because EPA had not
previously, according to UARG,
implemented the SO2 NAAQS based
primarily on the use of modeling and
because the discussion cannot in
UARG’s view be considered a logical
outgrowth of the NPRM, petitioners
have not had a meaningful opportunity
to comment. Id.
UARG’s central claim is that the
public must be given an opportunity to
comment on ‘‘all aspects’’ of a NAAQS,
not only its numerical level but also the
approaches EPA may use to implement
it. Id. Therefore, UARG asserts, EPA
cannot make ‘‘substantial changes in
methods being used to implement’’ a
NAAQS without notice and a hearing.
Id., citing Donner Hanna Coke Corp. v.
Costle, 464 F.Supp. 1295, 1305 (W.D.
N.Y. 1979). UARG claims that EPA may
‘‘require the use of a certain method’’ to
determine compliance with the SO2
NAAQS only if EPA provides notice of
such, citing Wisc. Elec. Power Co. v.
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
Costle, 715 F.2d 323, 326 (7th Cir. 1983)
in which the court explained that EPA
could require monitored data of SO2
concentrations to be reported in running
averages, rather than block averages, if
EPA provides adequate notice. Id. at 18–
19. If EPA does not provide notice of an
emission standard’s implementation
procedure, UARG claims, the court will
remand to EPA to allow for public
comment on the rule. Id.
UARG’s objections also rely upon its
premises that EPA has not previously
favored or required dispersion modeling
to support SO2 NAAQS compliance
determinations, particularly in initial
designations under CAA section 107(d),
and that EPA is now interpreting CAA
section 110(a)(1) ‘‘to require’’ that States
include in SIPs submitted under that
provision modeled demonstrations of
NAAQS attainment and maintenance.
Id. at 19–21. UARG disputes EPA’s cited
examples as showing that the Agency
has long utilized modeling in SO2
NAAQS implementation, stressing its
view that in the new SO2 NAAQS EPA
has now ‘‘required States to support
their initial designation
recommendations with modeling data
alone or with both monitoring and
modeling data.’’ Id. at 19–20. Instead,
UARG claims, EPA has historically
expressed a preference of reliance on
monitoring data, and cites in support of
this claim EPA’s February 1994 ‘‘SO2
Guideline Document,’’ EPA–452/R–94–
008; a Letter from Barber, Walter C.,
OAQPS, to Pickard, Ralph C., Indiana
Air Pollution Control Board (Sept. 3,
1981), and EPA’s recent rulemakings for
the Lead NAAQS and NO2 NAAQS, 73
FR 66964 (Nov. 12, 2008) and 75 FR
6474 (Mar. 24, 2010), respectively. Id. at
20–21.
In arguing that the final SO2 NAAQS
is not a logical outgrowth of the NPRM,
UARG focuses on the proposed revised
monitoring requirements and absence of
proposed requirements regarding
modeling, and again claims that the
final rule ‘‘would now require’’ States to
conduct modeling for initial
designations. Id. at 22. UARG claims
that the final rule ‘‘does not adopt the
monitoring approach that was
discussed’’ in the NPRM, and that EPA
‘‘is adopting’’ a different modeling-based
approach. Id. This alleged change is too
radical a departure from the NPRM to
satisfy the Small Refiner test, UARG
claims, as commenters could not have
anticipated that EPA ‘‘would adopt’’ a
modeling approach ‘‘in’’ the final
NAAQS nor that EPA would ‘‘change’’
how it ‘‘is implementing’’ CAA section
1109(a)(1). Id. at 22–23. Thus, asserts
UARG, granting reconsideration ‘‘and
conducting rulemaking on a modeling-
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
based SO2 NAAQS implementation
approach’’ would provide the first
opportunity for the public to comment
and persuade EPA to ‘‘change the Rule.’’
Id. at 23. EPA itself must provide this
opportunity to comment, UARG claims,
and may not rely upon ‘‘bootstrapping’’
from comments regarding a modeling
implementation approach to satisfy its
burden. Id. at 23–24. UARG further
claims that it would have submitted
extensive comments on this approach
that could have changed the final
NAAQS, based on UARG’s view that the
conservatism of modeling approaches
somehow has the effect of making the
NAAQS more stringent than its
numerical level. Id. at 24–25. EPA’s
stated intention to provide further
guidance, including an opportunity to
comment on this guidance, is not an
adequate substitute for conducting ‘‘full
notice and comment rulemaking before
changing the final rule’’ which allegedly
‘‘now requires’’ States to use modeling.
Id. at 28–29.
2. NEDA/CAP
NEDA/CAP likewise claims that EPA
committed procedural violations in the
final NAAQS rule because the NPRM
‘‘provided that initial SO2 designations
were based on monitoring,’’ whereas
EPA allegedly concedes that its ‘‘final
action’’ reflects a change from the
proposed approach. NEDA/CAP at 1–2.
NEDA/CAP claims EPA never provided
a meaningful opportunity to comment
on this ‘‘major change to the NAAQS
implementation process,’’ and that
NEDA/CAP would provide ‘‘extensive
information’’ on this issue if EPA grants
reconsideration. Id. at 3. Like UARG,
NEDA/CAP asserts that its objections,
per CAA section 307(d)(7)(B), are based
on actions EPA took for the first time in
the final rule, could not have been
raised during the public comment
period on the NPRM, arose following
promulgation of the final rule and
during the period for judicial review,
and are of central relevance to the
outcome of the rulemaking. Id. at 4.
Also like UARG, NEDA/CAP claims
that the public must be afforded a
chance to comment on ‘‘all aspects of
proposed revisions to NAAQS,
including the method of
implementation,’’ and that since EPA
has allegedly ‘‘not previously utilized a
modeling approach to implementation’’
the final preamble discussion of such an
approach ‘‘mandating the use of
modeling, instead of monitoring, in the
initial implementation of the
designation process is therefore a
substantial departure from the proposal’’
and cannot be considered a logical
outgrowth of the proposal. Id. NEDA/
PO 00000
Frm 00011
Fmt 4701
Sfmt 4700
4789
CAP further claims that the NPRM did
not meet the requirement of CAA
section 307(d)(3) to provide notice, a
‘‘critical legal issue regarding the
requirement in the final rule for States
to use modeling.’’ Id. at 4–5. Therefore,
NEDA/CAP argues, the public did not
receive the proper legal notice that EPA
‘‘might take away’’ State discretion in
recommending area designations, and
the public was deprived of its right to
comment on this issue. Id. at 5, citing
Appalachian Power v. EPA, 135 F.3d
791, 816 (D.C. Cir. 1998) for the
proposition that a final rule is a logical
outgrowth only if commenters ‘‘clearly
understood’’ that a matter was under
consideration.
3. ASARCO
ASARCO also alleges that the NPRM
violated CAA section 307(d)(3) in not
providing the public an opportunity to
comment on the final rule preamble’s
discussion of the anticipated
implementation approach. ASARCO at
2. ASARCO also claims that a
subsequent opportunity to comment on
future guidance ‘‘cannot cure the
violation.’’ Id. In addition to supporting
UARG’s arguments, ASARCO stresses
that the NPRM’s discussion of modeling
was limited to how it could be used to
identify where monitors should be
placed within the proposed network
that would have employed 348
monitors. Id. at 2–3. ASARCO claims
EPA gave no notice of its position stated
in the final preamble that modeling is a
technically appropriate, efficient and
readily available method to assess shortterm ambient SO2 concentrations, and
disputes EPA’s explanation that the
Agency has long preferred modeling
over monitoring in SO2 implementation.
Id. at 3–4. Thus, ASARCO asserts, it was
impracticable for commenters to address
EPA’s ‘‘final determination to move
toward a ‘hybrid’ approach.’’ Id. at 4.
ASARCO then claims that the
discussed ‘‘hybrid’’ approach played a
‘‘central role in EPA’s final
determinations’’ for implementation of
the new NAAQS, such as how monitors
in the scaled-back network design
would be used. Id. It also ‘‘changed’’
how areas would be designated under
the NAAQS, with areas with monitors
showing no violations being designated
as unclassifiable, ASARCO claims. Id. at
5. And such unclassifiable areas will
have more ‘‘onerous requirements’’ than
were described in the NPRM. Id. at
5–6. That EPA ‘‘will also require’’
modeling in SIPs demonstrating
attainment is of ‘‘vital importance’’ to
the stringency of the NAAQS, ASARCO
claims, and thus is ‘‘of central relevance
to the outcome of the Final Rule’’ such
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4790
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
that the public should have had an
opportunity to comment on it,
particularly since it ‘‘is a departure from
how EPA has generally implemented
NAAQS’’ according to ASACO. Id. at 6.
EPA’s discussion in the final rule
violates CAA sections 307(d)(3), (4) and
(5), ASARCO claims, and cannot be
supported as a response to public
comments, none of which asked EPA to
‘‘shift the focus’’ from monitoring to
modeling in showing NAAQS
attainment, ASARCO claims. Id. at 6–7.
ASARCO cites several cases for the
proposition that such a response to
comments is not adequate to meet the
initial notice and comment
requirements of the CAA. Id. at 7, citing,
e.g., McLouth Steel Products Corp. v.
Thomas, 838 F.2d 1317, 1323 (D.C. Cir.
1988). ASARCO dismisses EPA’s
observation that the discussed
anticipated approach would address
commenters’ complaints that the
proposed monitoring network was too
burdensome, and asserts that that
burden would only be replaced by more
burdensome modeling, which according
to ASARCO prevents the discussion
from being a logical outgrowth of the
proposal. Id. at 7–8. Since EPA was
required to have provided an
opportunity to comment on the hybrid
approach in the NPRM, ASARCO
argues, the ‘‘promise of an opportunity
to comment on guidance in the future,’’
at which point EPA ‘‘will not likely
abandon the modeling requirement’’
ASARCO claims the final rule imposed,
is insufficient. Id. at 8–9. This,
AASARCO claims, runs afoul of cases
such as Grand Canyon Air Tour Coal. v.
FAA, 154 F.3d 455, 468 (D.C. Cir. 1998)
(‘‘agency’s mind must be open to
considering’’ comments) and McLouth
(the curative effect of later notice
‘‘depends upon the agency’s mind
remaining open enough at the later
stage’’). Id. at 9. Thus, EPA is
constrained by Kennecott Corp. v. EPA,
684 F.2d 1007, 1019 (D.C. Cir. 1982) and
PPG Indus., Inc. v. Costle, 659 F.2d
1239, 1250 (D.C. Cir. 1981), which
rejected subsequent reconsideration as a
cure for an initial procedural violation.
Id.
ASARCO then asserts that subsequent
modeling guidance cannot cure the
alleged procedural error, under
Appalachian Power Co. v. EPA, 208
F.3d 1015, 1024 (D.C. Cir. 2000),
because EPA notes that a purpose of a
monitoring data interpretation rule for a
NAAQS is to give effect to the form,
level, averaging time and indicator
specified in the regulatory text,
resolving in advance ambiguities that
might occur regarding use of monitoring
data. Id. at 9–10. ASARCO asserts that
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
since the promulgated regulation
addressing monitoring applies only to
situations where monitoring is used,
‘‘the same holds true’’ for reliance on
modeling, which could render EPA’s
specificity regarding monitoring
‘‘essentially meaningless without further
direction on the use of modeling.’’ Id. at
10. Finally, ASARCO claims that a
notice and comment opportunity on
implementation approaches must be
provided since the approach allegedly
‘‘may affect the stringency of the
standard,’’ as ASARCO in fact
commented on the NPRM that current
modeling is conservative and that there
is a discrepancy between modeling and
monitoring data. Id. at 11, citing Asarco
Comments at 12 (EPA–HQ–OAR–2007–
0352–0963.1) and UARG Comments at
32 (EPA–HQ–OAR–2007–0352–0967.1).
EPA did not explain how modeling will
be used to meet requirements for
demonstrating NAAQS attainment, such
as CAA section 107(d)(3)(E)(i) and (iii),
ASARCO claims, or why modeling
provides accurate or reliable
information to reflect NAAQS
compliance, and the failure to give the
public notice of EPA’s ‘‘decision’’ to use
modeling in the NPRM did not give the
public sufficient information to
understand the full implications of the
revised NAAQS, ASARCO claims. Id. at
11–12.
4. MSCC
MSCC claims that the grounds for its
objections to the SO2 Primary NAAQS
arose after the public comment period,
that its objections were impracticable to
raise during the comment period, and
that the objections are of central
relevance to the outcome of the rule.
MSCC at 1. Therefore, MSCC claims, the
‘‘final rules’’ are not a logical outgrowth
of the ‘‘proposed rules,’’ and EPA failed
to provide an adequate opportunity for
notice and comment. Id. at 2. MSCC
objects to EPA’s not having specifically,
in the NPRM, asked for public
comments on using monitoring and
modeling in a combined ‘‘hybrid’’
manner to assess NAAQS compliance,
or on whether to use modeling for larger
sources and monitoring for smaller
sources and those not conducive to
modeling. Id.
Citing Small Refiner and related
cases, MSCC argues that the test for
whether a final rule is a logical
outgrowth of its proposal is whether
commenters should have anticipated
whether a final requirement might be
imposed, and were fairly apprised of the
subjects and issues of the rulemaking.
Id. at 3. MSCC analyzes the Small
Refiner Court’s differing treatment of
final actions that were taken in response
PO 00000
Frm 00012
Fmt 4701
Sfmt 4700
to numerous comments, and in response
to a single comment. Id. at 4; see also
Small Refiner at 546–549. MSCC argues
that since no single commenter on the
SO2 NAAQS recommended EPA’s
discussed ‘‘hybrid’’ modeling and
monitoring approach to
implementation, and since the NPRM
made no mention of such an approach,
EPA’s discussion cannot be a logical
outgrowth. MSCC at 5. MSCC asserts
that EPA ‘‘(1) focused its proposal
entirely on changes to the existing
monitoring network, (2) proposed no
changes to modeling requirements, and
(3) did not mention the word ‘hybrid’
even once.’’ Id. (emphasis removed).
That makes the connection between the
NPRM and the final preamble
discussion too tenuous, MSCC claims.
Id.
Moreover, MSCC argues, the final
rule’s preamble discussion deviates too
sharply from the proposal for interested
parties to have been afforded an
opportunity to comment on it. Id. at 6.
Thus, MSCC claims EPA failed to serve
the purposes of public notice, namely to
ensure the regulation will be tested by
exposure to diverse public comment,
provide fairness to affected parties, and
enhance the quality of judicial review.
Id. Citing numerous instances in the
NPRM discussing the proposed changes
to monitoring as a means of assessing
NAAQS compliance, and contrasting
those to instances in the final preamble
discussing a hybrid modeling and
monitoring approach, which MSCC
conceded EPA discussed partly in
response to comments claiming that the
proposed monitoring approach ‘‘was not
a desirable one,’’ MSCC argues that the
basic difference between the two
approaches reflects impermissible
procedural error. Id. at 7–8. MSCC
argues that in not having first discussed
a hybrid approach in the proposal it is
not clear whether EPA would have
discussed it in the same way in the final
preamble. Id. at 8–9.
5. TCEQ
TCEQ asserts that in the final SO2
NAAQS EPA ‘‘determined that
dispersion modeling would be required
to determine attainment’’ with the
NAAQS in designations and redesignations, without having provided
for public comment ‘‘on the impact of
this decision on the form of’’ the
NAAQS or on whether modeling is
permissible under the CAA. TCEQ at 3.
Like the other petitioners, TCEQ claims
that this means the objections to the
discussion arose after the public
comment period and are of central
relevance to the outcome of the rule,
triggering the duty to reconsider it
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
under CAA section 307(d)(7)(B). Id. at
4–5. TCEQ also claims EPA has
authority to reconsider the rule under
APA section 557, even if CAA section
307(d)(7)(B) does not require
reconsideration. Id. at 4. TCEQ claims
that its three primary objections, (1) that
the hybrid modeling-monitoring
discussion results in an inappropriate
form of the NAAQS, (2) that EPA’s
‘‘interpretation’’ does not adhere to the
regulatory text of 40 CFR 50.17(b), and
(3) that a hybrid approach would be a
‘‘divergence from CAA section 110(a)(1)
and (2) attainment and maintenance
requirements for all areas, whether
designated as nonattainment or not,’’ are
of central relevance to the ‘‘final SO2
rule and its eventual implementation by
states.’’ Id. at 5.
TCEQ argues that EPA’s introduction
of the use of modeling in SO2 NAAQS
implementation in the final preamble,
as opposed to the NPRM, led TCEQ to
limits it comments on the ‘‘form’’ of the
NAAQS without consideration of issues
such as whether EPA’s existing
modeling guidelines and procedures
would apply regarding elements such as
evaluation of background sources and
the integration of predicted
concentrations with monitoring data. Id.
at 6. TCEQ asserts that difficulties with
integrating modeling and monitoring
data that it claims have arisen regarding
other pollutants will apply to SO2, and
that EPA gave ‘‘no reason for TCEQ to
expect that EPA would adopt a form of
the SO2 standard with similar problems,
without an opportunity to comment.’’ Id.
at 7.
TCEQ also argues that amendments to
proposed regulatory text were made
without proposal for comment, such as
adding the phrase ‘‘at an ambient
monitoring site’’ to the 40 CFR 50.17(b)
and (c) and Appendix T section 1 (a)
provisions addressing monitoring. Id. at
9. TCEQ observes that the explanatory
preamble language regarding these
monitoring provisions’ amendments, in
which EPA noted that ‘‘[t]his text does
not restrict or otherwise address
approaches which EPA or States may
use to implement the new 1-hour
NAAQS, which may include, for
example, use of modeling’’ (see 75 FR at
35582), ‘‘was never proposed for
comment,’’ and claims that it reflects an
interpretation that conflicts with the
regulatory text and is not within EPA’s
discretion. Id. at 9–10. TCEQ claims it
had no notice that the regulatory text
could be so amended, nor that EPA
‘‘intended to interpret this rule language
in a manner inconsistent with its plain
meaning, and thus could not have
commented on this issue during
proposal.’’ Id. at 10.
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
TCEQ also claims that as a result of
the final preamble discussion
unclassifiable areas ‘‘will now be
required to submit maintenance plans,
to show maintenance and attainment of
the NAAQS, containing elements that
were not clearly discussed in the
proposed rule.’’ Id. at 10–11. TCEQ
asserts it ‘‘could not have foreseen that
EPA would change its admitted
historical interpretation of the
maintenance requirement upon
adoption of the final SO2 NAAQS, and
thus could not have commented on this
change.’’ Id. at 11. TCEQ also claims that
EPA’s discussion of the use of modeling
‘‘could not have been anticipated by
Texas or other stakeholders given that
the use of modeling to determin[e]
nonattainment areas was’’ in TCEQ’s
view removed in the 1990 CAA
Amendments. Id. at 12–13.
Consequently, TCEQ argues, the final
rule is not a logical outgrowth of the
NPRM, and is like a rule struck down
in National Mining Ass’n v. Mine Safety
and Health Admin., 116 F.3d 520, 531
(D.C. Cir. 1997), where the agency’s rule
changed longstanding practice after
issuing a proposal that would have left
that aspect of the rules unchanged.
MSCC at 13–14. TCEQ further argues
that the SO2 NAAQS is analogous to the
situation in Environmental Integrity
Project v. EPA, 425 F.3d 992, 998 (D.C.
Cir. 2005), stating that a logical
outgrowth may not include an agency
decision to repudiate its proposed
interpretation and adopt its inverse.
MSCC at 14.
6. North Dakota and South Dakota
ND and SD object to EPA’s not having
publicly discussed ‘‘its intention to have
states use modeling data over
monitoring data’’ until the final
preamble. ND and SD at 2. After
presenting their substantive objections
to EPA’s preamble discussion (id. at 2–
7), ND and SD claim they did not have
an opportunity to raise them during the
comment period because the NPRM did
not discuss the use of modeling, and
that their objections are of central
relevance to the final rule. Id. at 7. Thus,
ND and SD argue, EPA must reconsider
the final rule and provide an
opportunity to comment, in order to
cure the NPRM’s alleged failure to
satisfy the CAA section 307(d)(3)
requirement to provide an adequate
opportunity to comment on the
proposal. Id. at 7–8. ND and SD assert
that the final rule departs too sharply
from the proposal to satisfy the Small
Refiner test for a logical outgrowth, and
that EPA’s final rule preamble
discussion cannot be supported as a
PO 00000
Frm 00013
Fmt 4701
Sfmt 4700
4791
response to comments received from the
public. Id. at 8–9.
7. WVDEP
Although not submitted as a formal
petition for reconsideration under CAA
section 307(d)(7)(B), WVDEP
communicated with EPA Region 3 by a
letter entitled ‘‘Objection to Final SO2
NAAQS Rule [75 FR 35520; Docket No.
EPA–HQ–OAR–2007–0352]’’ to raise
objections very similar to those
presented in the actual petitions.
WVDEP claims that the ‘‘final rule
contains a number of significant
changes from the proposed rule, which
warrant supplemental rule-making.’’
WVDEP at 1. Therefore, WVDEP urges
EPA to ‘‘reconsider its intended
approach,’’ and asserts that EPA ‘‘should
conduct supplemental rule-making and
offer proper opportunity for public
review and comment of significant
changes from the proposed rule.’’ Id. at
2.
8. ADEQ
Similarly, ADEQ did not submit its
own formal petition for reconsideration
under CAA section 307(d)(7)(B), but
sent a letter to EPA in support of
TCEQ’s and ND and SD’s petitions.
ADEQ asserted EPA had failed to
properly conduct notice and comment
rulemaking ‘‘regarding a significant
departure from the monitoring approach
set forth in the proposed rule,’’ thus
denying ADEQ the opportunity to
comment.’’ ADEQ at 1.
B. Responses to the Claims and
Arguments Raised by the Petitioners
EPA presents its responses to the
petitioners’ procedural objections below
in a collective format, rather than on a
petitioner-by-petitioner basis, since the
objections to a great extent are identical,
incorporate other petitioners’
arguments, or repeat similar arguments.
Where necessary and appropriate, EPA
responds to specific claims raised by
individual petitioners within our
broader responses.
1. Petitioners Object to Agency Action
Which Is Not Final
Petitioners’ claims, arguments and the
information they submit do not
undermine or lead us to change our
scientific and other conclusions
regarding what SO2 Primary NAAQS is
requisite to protect public health with
an adequate margin of safety, as
determined under section 109 of the
CAA. Nor do they change or undermine
our conclusions regarding the
promulgated requirements for an SO2
monitoring network centered on areas
where there is an increased coincidence
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4792
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
of population and SO2 emissions. The
petitions do not change EPA’s final
decisions regarding the need to revise
the prior SO2 Primary NAAQS, and
what those revisions should be. The
petitioners’ arguments are not based on
consideration of the body of scientific
information that informed EPA’s final
decisions in promulgating the revised
SO2 Primary NAAQS. In fact,
petitioners’ arguments have nothing to
do with EPA’s scientific conclusions,
and provide no new information or
basis for EPA to revisit those
conclusions or the specific SO2 Primary
NAAQS that EPA promulgated.
Instead, petitioners’ arguments rely on
an apparent assumption that EPA’s nonbinding preamble discussion of
anticipated approaches for separate
future implementation actions
constituted, itself, final agency action
that governs those future actions now
and imposes immediate binding
requirements to implement the NAAQS
in a certain way. Although petitioners
do not demonstrate how EPA’s
discussion has such final, binding and
enforceable effect, their requests that
EPA reconsider the final rule
necessarily relies upon their implicit
assumption that EPA has already taken
final rulemaking action on the discussed
implementation approaches. Only if
EPA had taken such final action on
these discussed approaches could there
be an issue regarding whether EPA’s
discussion was a ‘‘logical outgrowth’’ of
the proposed rule, and whether it was
of ‘‘central relevance’’ to the actually
promulgated revised SO2 Primary
NAAQS.
Similarly, for EPA’s discussion to
constitute a ‘‘procedural error,’’ it would
first have to have been an actual
‘‘determination’’ that is a final action,
but it is not. EPA plainly stated that the
discussion represented non-binding
guidance regarding future expected
actions, that EPA’s anticipated approach
could continue to evolve as further
expected guidance is developed, and
that EPA expected there to be
circumstances in which the anticipated
approaches may not apply. See 75 FR at
35552, n.22. In other words, regarding
the implementation discussion, EPA has
not yet even taken a final action that
could be presently ‘‘reconsidered’’ under
CAA section 307(d)(7)(B). Instead, any
interested party may raise its objections
to EPA’s future use of an approach like
that presented in the preamble
discussion (should that ever occur) in a
specific action that applies it, such as a
designation action under CAA section
107(d)(1) or a SIP approval action under
section 110.
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
As the preamble makes clear, EPA has
not taken any final action or
promulgated any regulatory
requirements regarding either
designations under CAA section 107(d)
or SIPs under CAA section 110(a)(1),
and, in particular, has taken no final
action on its approach to making
attainment determinations. To the
contrary, the preamble specifically
preserves EPA’s ability to make those
decisions solely on the basis of
monitoring data. See 75 FR at 35552,
n.22. Nothing in the final promulgated
rule prevents a State, for example, from
basing its designation recommendation
on monitoring data. EPA did not
promulgate or revise any requirements
regarding the use of modeling in the
final SO2 NAAQS. Because the
preamble discussion regarding
implementation is not final agency
rulemaking action, it is not appropriate
for reconsideration under CAA section
307(d)(7)(B).
In the preamble to the final rule, EPA
explained that the Agency anticipated
that in subsequent actions it would
continue its historic practice of relying
on both modeling and monitoring for
determining whether an area is in
attainment with the SO2 NAAQS, and
adopted rules for a smaller monitoring
network than EPA initially proposed.
See 75 FR at 35550–51. But the
preamble makes clear that, except for
the promulgated requirements relating
to the scope of the monitoring network
and the new Federal Reference Method,
EPA is still developing its policy for
such future actions as designations and
SIP approvals, and intends to issue
further guidance in the future through a
notice-and-comment process. Id. And,
as noted above, the preamble also states
EPA’s expectation that any decisions
about whether to base an attainment
designation or determination on
monitoring alone, without reliance on
modeling, would similarly be made on
a case-by-case basis through rulemaking.
Id. at 35552 n.22.
The procedural objections boil down
to a claim that the preamble of the final
rule requires the use of air quality
modeling for determining whether an
area is in attainment with the revised
SO2 NAAQS, that this approach differs
from the approach discussed in the
preamble to the proposal, and that the
public did not have an opportunity to
comment on the approach discussed in
the final rule. This claim lacks merit for
two reasons.
First, in objecting to the
implementation discussion in the
preamble, the petitioners do not
challenge any provision of the
promulgated regulations, but rather a
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
discussion in the preamble, e.g., 75 FR
at 35550–54. Although preamble
discussions may in some situations
constitute final agency action, it is clear
that EPA’s particular discussions in the
preamble to this final rule regarding
designations and implementation do
not. Rather, the discussions regarding
the potential use of modeling are, at
most, non-binding guidance. The
preamble specifically states: ‘‘In many
respects, both the overview discussion
below and the subsequent more detailed
discussions explain our expected and
intended future action in implementing
the 1-hour NAAQS—in other words,
they constitute guidance, rather than
final agency action—and it is possible
that our approaches may continue to
evolve as we, States, and other
stakeholders proceed with actual
implementation. In other respects, such
as in the final regulatory provisions
regarding the promulgated monitoring
network, we are explaining EPA’s final
conclusions regarding what is required
by this rule. We expect to issue further
guidance regarding implementation
* * * EPA intends to solicit public
comment prior to finalizing this
guidance.’’ Id. at 35550.
Moreover, nowhere in the preamble
(much less in any promulgated
regulation) does EPA state that
modeling must be used for designating
areas as attainment, nonattainment or
unclassifiable. Thus, the alleged
requirement to which petitioners object
does not exist. Rather, the preamble
states: ‘‘We expect that EPA’s final area
designation decisions in 2012 would be
based principally on data reported from
SO2 monitors currently in place today,
and any refined modeling the State
chooses to conduct specifically for
initial designations.’’ Id. at 35552. The
preamble then goes on to say ‘‘EPA
anticipates making the determination of
when monitoring alone is ‘appropriate’
for a specific area on a case-by-case
basis, informed by the area’s factual
record, as part of the designation
process.’’ Id. at 35552 n.22.
In short, EPA has simply not taken the
final agency action alleged by
petitioners, and there is no such
rulemaking action for EPA to reconsider
as part of the SO2 NAAQS. To the
contrary, the preamble states that EPA
believes that its historic approach to
SO2 designations continues to appear to
be appropriate, while at the same time
giving States and other entities the
flexibility to recommend the
appropriate mix of data to rely on,
including the possibility of relying
entirely on monitoring if supportable.
States and other parties will have
opportunities to provide input on
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
designations and SIP actions before they
are issued, see CAA section
107(d)(1)(ii), and those future actions,
which would for the first time constitute
final agency action regarding EPA’s
anticipated approaches, should be
where any claims that EPA may be
inappropriately using modeling can and
should be raised. See Pa. Dept. of Envt’l
Prot. v. EPA, 429 F.3d 1125 (D.C. Cir.
2005). At this point, EPA’s non-binding
preamble discussion regarding its
anticipated approaches in designations
and SIP actions is merely an
announcement of general principles
addressing EPA’s exercise of its
discretion when taking those actions,
and does not impose any requirements
on States in those processes. See
Catawba County v. EPA, 571 F.3d 20, 40
(D.C. Cir. 2009).
EPA therefore rejects the asserted
notion that the non-binding preamble
discussion is an ‘‘aspect’’ of the final
promulgated NAAQS that must be
established as a requirement through
notice and comment rulemaking. EPA
always treats implementation issues and
establishment of NAAQS separately and
independently, as required by the CAA
and the Supreme Court’s ruling in
Whitman v. American Trucking Ass’ns.
In advance of taking subsequent
designation actions and SIP actions, the
CAA nowhere requires that EPA
promulgate an approach to designations
or general implementation, and EPA did
not do so here as an ‘‘aspect’’ of the SO2
Primary NAAQS in presenting its
discussion of anticipated
implementation approaches, apart from
establishing reduced requirements
related to the size of the monitoring
network to which petitioners do not
appear to object. EPA similarly rejects
the argument that the non-binding
preamble discussion had any kind of
final impact on the promulgated
NAAQS. Instead, it is clear from the
regulatory text at 40 CFR 50.17 that the
level of the NAAQS is simply expressed
as 75 ppb measured in the ambient air
as SO2, with a specified averaging time
and form. The additional regulatory
language in 40 CFR 50.17(b) and (c) and
in Part 50 Appendix T addressing how
attainment is shown via monitoring is
specific to when monitoring is used.
None of these provisions is affected in
any way by the preamble’s discussion of
the ability to also use modeling to assess
SO2 concentrations. See 75 FR at 35583;
see also section IV.B below. These
provisions are not currently affected by
the non-binding guidance, and they
would not have been affected if EPA
had either presented its guidance
discussion in the NPRM or had waited
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
until a first designation or SIP action in
which modeling were used, just as the
prior SO2 NAAQS, and related
monitoring requirements, set forth in 40
CFR 50.4(a)-(d) and Part 50 Appendix A
were never affected by EPA’s and States’
use of modeling to assess compliance
with those standards over the last 30
years.
As mentioned before, many
petitioners captioned their petitions
initially as seeking a ‘‘clarification’’ that
EPA intends to implement the NAAQS
consistently with the promulgated
regulatory text, and only in the
alternative sought reconsideration and a
new round of notice and comment
proceedings if EPA instead intended to
implement the NAAQS according to the
preamble discussion. When those
regulatory provisions in Part 50
addressing assessment of compliance
with the NAAQS at an ambient
monitoring site are applicable (i.e.,
when monitoring is being used), EPA
expects that those provisions will be
followed by States and by EPA.
Additionally, since EPA’s actual use of
implementation approaches resembling
(or refining or departing from) those
discussed in the final rule preamble will
be taken in future actions to which
interested parties may provide
comments, criticisms, or objections,
EPA will (and must) consider that input
before taking final actions. But because
the non-binding preamble discussion of
anticipated approaches does not reflect
final action, EPA disagrees that the
procedural duties of CAA section 307(d)
that petitioners claim EPA violated even
applied to EPA’s guidance, and that the
duty to presently reconsider it can even
be triggered.
2. EPA’s Implementation Discussions
Are Not of Central Relevance to the
Promulgated Decisions on the Final
Revised SO2 Primary NAAQS
Even if EPA’s non-binding
implementation discussions presented
in the final preamble could have
constituted any kind of final action, the
Agency does not regard it as having
been of ‘‘central relevance’’ to the
regulatory decision on the NAAQS
itself. In setting NAAQS that are
‘‘requisite’’ to protect public health with
an adequate margin of safety, under
CAA section 109(b), EPA establishes
standards that are neither more nor less
stringent than necessary for these
purposes. In so doing, EPA may not
consider costs of implementing the
standards. Whitman v. American
Trucking Associations, 531 U.S. 457,
471, 475–76 (2001). Petitioners
frequently assert that the
implementation discussion is an
PO 00000
Frm 00015
Fmt 4701
Sfmt 4700
4793
‘‘aspect’’ of the final NAAQS itself in
complaining about the added burden
they claim modeling would impose on
States and pollution sources. In fact,
issues regarding future implementation
are legally irrelevant to the setting of the
NAAQS. And, again, in no respect does
the preamble discussion of modeling as
an implementation tool affect either the
promulgated NAAQS in 40 CFR 50.17 or
the provisions addressing when
monitoring is used to assess
compliance. Consequently, we reject
petitioners’ assertions that the nonbinding preamble discussion of the
possible future implementation
approaches is ‘‘of central relevance’’ to
the promulgation of the SO2 Primary
NAAQS or to the monitoring network
design requirements, and we therefore
conclude that reconsideration of the
rule in light of that discussion is not
warranted.
An objection is of central relevance if
it provides substantial support for the
argument that the underlying
promulgated decisions, in this case the
NAAQS set forth in 40 CFR 50.17 and
requirements addressing network design
requirements for monitoring, should be
revised. None of the petitioners’
arguments summarized above provide
substantial support for such a claim.
Even in complaining that the use of
modeling may be difficult, if attempted,
and in their characterizations of the
NAAQS as an allegedly ‘‘probabilistic’’
standard and of modeling as a
‘‘deterministic’’ tool, they present no
information indicating that the scientific
conclusion of what NAAQS is requisite
to protect public health with an
adequate margin of safety is erroneous.
Nor do they explain how the regulatory
provisions in Part 58 are erroneous for
the purpose of network design. A
petition for reconsideration cannot
merely object to a non-binding guidance
discussion and claim that is sufficient to
require initiation of the reconsideration
of related, but not affected, promulgated
regulations. Allegations that such a
discussion is of central relevance will
not suffice. To justify reconsideration, a
petitioner has to show why the
objectionable guidance discussion
demonstrates that the Agency’s
underlying decision on the promulgated
NAAQS should be changed.
Petitioners have not met this burden.
The core defect in petitioners’
arguments is that they do not address
the scientific evidence regarding the
NAAQS, and do not address the policy
or technical rationale supporting EPA’s
promulgated revisions to the network
design monitoring requirements.
TCEQ’s and others’ claims that the
guidance discussion conflicts with the
E:\FR\FM\26JAR2.SGM
26JAR2
4794
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
jlentini on DSKJ8SOYB1PROD with RULES2
‘‘form’’ of the NAAQS are misplaced.
The form of the NAAQS defines the air
quality statistic that is to be compared
to the level of the standard in
determining whether an area attains the
standard. See 75 FR 6474, 6479 n. 5
(Feb. 9, 2010). For the revised primary
SO2 NAAQS, the form is the three year
average of the 99th percentile of the
daily maximum 1-hour average
concentrations of SO2. EPA justified in
detail its decision to revise the previous
expected exceedance-based form with a
percentile-based form, as well as its
choice of using the 99th percentile of
the air quality distribution. 75 FR at
35539–41. Air quality distributions can,
of course, be generated by modeling
tools or by monitoring. See REA section
8.4 where EPA generated one-hour SO2
air quality distributions in the exposure
analysis. In any case, all such questions
are fact-dependent and await specific
circumstances for resolution. Indeed, if
EPA had first presented its non-binding
discussion on implementation in the
NPRM, and had said no more on this
subject in the final rulemaking notice, it
would not have failed to promulgate any
required regulatory ‘‘aspect’’ of the
NAAQS itself, and such placement of
the discussion in the NPRM would not
have made it of any more central
relevance to the separate scientific
decision of whether the NAAQS should
be revised and how, or to the
reasonableness of the limited
promulgated requirements relating to
minimum size of a monitoring network.
Although implementation guidance
discussions may be of central relevance
to future actions that employ
approaches discussed therein, they are
not so regarding final promulgated
NAAQS that are required to be based on
entirely different criteria—and may not
be based on cost of implementation
considerations at all—where the
rulemaking does not actually
promulgate implementation
requirements. Thus, the implementation
discussions to which petitioners object
could not lawfully be of central
relevance to the promulgated SO2
Primary NAAQS. See Whitman v.
American Trucking Associations, 531
U.S. 471, 475–76.
3. EPA’s Implementation Discussions
Were Logical Outgrowths of the
Proposed Rule
Even if the preamble’s non-binding
implementation discussion could be
both ‘‘final action’’ and ‘‘of central
relevance’’ to the outcome of the
promulgated NAAQS decision, we
consider the discussion to be a ‘‘logical
outgrowth’’ of the proposal. The CAA
does not require us to have presented
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
the discussion in the NPRM before we
could further address the expected
implementation approaches in the final
rule’s preamble or in other guidance
documents. The NPRM contained initial
discussions of how the proposed revised
NAAQS might be implemented, and
therefore the general issues and related
specific issues regarding
implementation were squarely opened
up for public comment. Although the
NPRM did not specifically address this
fact, it has long been EPA’s practice in
implementing the prior SO2 Primary
NAAQS to rely upon both modeling and
monitoring to determine whether areas
have attained the NAAQS. See, e.g.,
EPA’s February 1994 SO2 Guideline
Document (available at https://
www.epa.gov/ttn/oarpg/t1/memoranda/
SO2_guide_092109.pdf) at 2–5 (‘‘For SO2
attainment demonstrations, monitoring
data alone will generally not be
adequate.’’) and at 2–1 (‘‘Attainment
determinations for SO2 will generally
not rely on ambient monitoring data
alone, but instead will be supported by
an acceptable modeling analysis which
quantifies that the SIP strategy is sound
and that enforceable emission limits are
responsible for attainment.’’). The NPRM
was published with this history of prior
SO2 NAAQS implementation, and there
was no reason for any interested party
to have assumed that over 30 years’
worth of prior implementation actions
might not have some bearing on the way
a revised NAAQS might be
implemented.
To the extent the NPRM, in not
explicitly discussing that prior history,
was interpreted by interested parties to
announce a proposed change to that
longstanding practice, the rulemaking
process inherently leaves open the
possibility that an agency will choose
not to adopt any proposed change.
Therefore, interested parties could have
foreseen that EPA might not, in fact,
make any such change but instead
discuss our expectation to continue our
past practice, and they had ample
opportunity to comment on that
possibility or ask directly whether EPA
intended to no longer follow it. In such
circumstances, affected parties can be
expected to be aware that not adopting
a change reflecting a departure from the
Agency’s prior practice is a possibility.
See American Iron & Steel Inst. v. EPA,
886 F.2d 390, 400 (D.C. Cir. 1989) (‘‘One
logical outgrowth of a proposal is
surely, as EPA says, to refrain from
taking the proposed step.’’).
In fact, some interested parties did
comment on the related issue of the
burden of relying on monitoring, and
suggested that EPA instead use
modeling to relieve that administrative
PO 00000
Frm 00016
Fmt 4701
Sfmt 4700
burden. See 75 FR at 35551. Moreover,
ASARCO notes that it and others
commented on their view that modeling
is overly conservative, when used to
assess compliance. Partly in response to
comments, EPA explained its
anticipated approaches of continuing to
rely upon both modeling and
monitoring, and made clear that except
for the promulgated provisions relating
to the scope of the monitoring network
and associated requirements, the
Agency was still developing its policy
for future actions such as area
designations and determinations of
NAAQS attainment, and would decide
whether to base such actions on
modeling or monitoring on a case-bycase basis through rulemaking. It cannot
credibly be asserted that EPA’s mind
does not remain open to other views
following these explanations.
Petitioners’ arguments that providing
an opportunity for public comment on
future guidance documents would not
cure EPA’s alleged procedural defect in
the final preamble discussion ignore the
fact that such an opportunity
necessarily will be provided in
subsequent regulatory actions issuing
designations and acting in response to
SIP submissions. While the CAA does
not require that EPA provide an
opportunity for public comment on
designations, States initiate the process
and present their own views to EPA in
submitting designations
recommendations, and EPA’s responses
to those recommendations must be wellreasoned and are judicially reviewable.
Further, EPA has recently elected to
provide a brief public comment period
on designations as well. SIP actions
undergo public notice and comment in
two stages, once at the state level and
again at the federal approval/
disapproval stage.
Thus, while EPA disagrees with the
petitioners’ view that the non-binding
preamble discussion on future
implementation represents final agency
action of central relevance to the
NAAQS decision, even if the final rule’s
guidance discussion were to have final
effect, EPA committed no procedural
error in presenting this discussion in the
final rule’s preamble, and
reconsideration is not warranted. This is
true particularly as further
administrative process in which
objections can be raised before binding
actions are taken will be provided
before any of EPA’s discussion has a
direct and binding effect in any specific
case, which will be based on the
relevant facts of its own situation,
which even EPA’s allegedly ‘‘adopted’’
guidance explicitly provides.
E:\FR\FM\26JAR2.SGM
26JAR2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
jlentini on DSKJ8SOYB1PROD with RULES2
4. EPA Is Not Required To Promulgate
Regulatory Requirements Regarding
NAAQS Implementation and May
Discuss Implementation Issues Through
Non-Binding Guidance
As explained above in our
explanation for why petitioners’
objections are not of central relevance to
the outcome of the revised NAAQS,
EPA disagrees with petitioners’
assertions that the Agency is required
under the CAA to promulgate, as
regulatory provisions, requirements
addressing future implementation of the
NAAQS of the type petitioners demand.
Nothing in CAA sections 107(d), 110 or
192, or anywhere else in the CAA
requires this. The prior SO2 Primary
NAAQS rulemaking did not contain
such regulatory requirements on
implementation, while EPA has
provided numerous guidance
documents for implementing the prior
SO2 NAAQS that address issues such as
the use of modeling. See, e.g., SO2
Guideline Document, Office of Air
Quality Planning and Standards,
Research Triangle Park, NC 27711,
EPA–452/R–94–008, Feb. 1994.
Moreover, EPA does not assume that
petitioners thought that the proposed
monitoring network of less than 400
monitors would have generated data
from the nationwide inventory of
significant sources of SO2. Petitioners
never commented that EPA should have
proposed additional measurement
requirements to cover situations in
which monitors would have been
unusable to predict future source
emissions, or were simply non-existent
in an area that sought designation as
attainment or non-attainment and was
in search of some kind of supporting
factual record. Consequently, we
disagree with petitioners’ claims that it
is now improper to continue to address
implementation issues in non-binding
guidance such as that which EPA has
frequently issued regarding SO2 NAAQS
implementation and which EPA
presented in the preamble. Although we
stress that the preamble’s inclusion of
such guidance and statements regarding
the intent to issue further guidance do
not warrant reconsideration of the final
rule, we also note that the continued
development of guidance necessarily
represents a continuing evaluation and
‘‘reconsideration’’ of the issues
addressed therein, and we fully expect
to continue to evaluate implementation
issues as we proceed to develop such
guidance and take implementing
actions. In sum, EPA denies petitioners’
procedural claims because EPA was not
required to issue initial guidance
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
through use of notice and comment
rulemaking.
IV. Statutory and Regulatory Issues
A. Summary of Petitioners’ Arguments
In addition to their procedural
objections, the petitioners raise several
objections based on their views that
EPA’s implementation discussion
provided in the final rule preamble
conflicts with applicable statutory and
regulatory provisions. At the outset,
EPA regards it as impossible for our
non-binding guidance to have an
effective ‘‘conflict’’ with the CAA or our
regulations, as it is not final and
imposes no independent requirements.
Thus, we respond to petitioners’
arguments conditionally, while
reserving the right to reach different
final conclusions than are reflected in
our preliminary, non-final responses
provided here if petitioners were to
raise these and other objections in the
context of future final actions such as
designations or SIP approvals/
disapprovals.
1. Consistency With ‘‘Cooperative
Federalism’’ of CAA
Several petitioners raise a broad
philosophical objection to EPA’s nonbinding implementation discussion,
namely that it is allegedly in conflict
with the scheme of ‘‘cooperative
federalism’’ of the CAA under which
States are to be given the first
opportunity, before EPA, to make
judgments regarding how pollution
sources should be controlled in order to
attain the NAAQS. UARG asserts that
the discussed anticipated modeling
approach ‘‘usurps the role that States are
to play when making [section] 107(d)
designations and thus is inconsistent
with [c]ongressional intent.’’ UARG at
18. In the 1977 Amendments to the CAA
that added section 107, UARG claims,
States were ‘‘the basic units from which
pollution control decisions, plans,
administration, and enforcement would
follow. On the other hand, the federal
government’s role was merely to
provide guidance and set national
standards.’’ Id. at 25, citing H.R. Rep.
No. 95–294, at 289 (1977). UARG then
claims that Congress ‘‘granted States the
power to make initial designations of
areas within State borders.’’ Id. In
support of this claim, UARG cites the
legislative history of differing versions
of the bills addressing designations in
the 1990 CAA Amendments, and claims
that the House Report shows the bill
‘‘was amended to leave the States’ power
intact.’’ Id. at 26. UARG then claims that
case law supports the view that States
are given deference in determining
PO 00000
Frm 00017
Fmt 4701
Sfmt 4700
4795
whether areas are designated as
attainment, nonattainment or
unclassifiable. Id., citing Pa. Dept. of
Envtl Prot. v EPA, 429 F.3d 1125, 1129
(D.C. Cir. 2005). UARG asserts that
EPA’s final rule ‘‘directs States to submit
[section] 107(d) attainment/
nonattainment designation
recommendations by June 2, 2011,’’ and
that if States ‘‘must use modeling’’ that
‘‘EPA now appears to require,’’ they will
not be able to do so due to EPA’s not
yet having provided additional
guidance. Id. at 26–27. ‘‘This essentially
deprives States of their powers to make
their [section] 107(d) designation
recommendations by the compliance
deadline,’’ and ‘‘will limit the ability of
States to use their sound judgment in
making designation recommendations
and developing maintenance SIPs,’’
UARG claims. Id. at 27.
ASARCO endorses UARG’s claims,
and adds that ‘‘EPA appears to be
usurping the role of the State in an effort
to impose more stringent controls on
sources than may be necessary because
of overly conservative modeling results
even where monitoring may show no
exceedances of the revised NAAQS.’’
ASARCO at 10. TCEQ less explicitly
raises this objection, but argues in
several places that states such as Texas
have primary responsibility in
implementing the NAAQS and have
been left in ‘‘an untenable position’’ of
having to make designation
recommendations before EPA provides
further modeling guidance. TCEQ at 2–
3, 15. North Dakota and South Dakota
echo these points, arguing that EPA’s
guidance discussion ‘‘limits the role that
Congress intended States to play in the
ambient standard implementation
process, and it limits the discretion that
States [are] to have in choosing the
appropriate tools for making
determinations of whether or not areas
within their jurisdiction are attaining’’
the NAAQS. ND and SD at 4. They
explain that they currently use monitors
to measure ambient pollution levels,
and that models can be difficult and
time-consuming to use and are allegedly
less accurate, predicting higher
pollution levels than monitors detect.
Id. at 5. As EPA has not yet provided
additional specific guidance on how to
use modeling for the new NAAQS,
States will not be able to undertake the
designations recommendation work that
EPA ‘‘is insisting’’ they perform. Id. This
deprives states of their authority under
section 107(d), North Dakota and South
Dakota assert, and is compounded by
EPA’s discussion that ‘‘require[s] the use
of conservative modeling’’ in section
110(a)(1) SIPs that would be due from
E:\FR\FM\26JAR2.SGM
26JAR2
4796
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
jlentini on DSKJ8SOYB1PROD with RULES2
unclassifiable areas, if States choose to
not perform modeling in time for initial
designations. Id., at 6.
2. Consistency With CAA Section 107(d)
Designation Requirements
UARG disputes EPA’s preamble
explanation that it has previously
employed modeling in making
designations under CAA section 107.
UARG at 6–9, 19. UARG states that the
examples of prior actions cited in EPA’s
discussion cites, instead, address
situations where EPA decided to not
change a designation of nonattainment
because modeling showed violations
where monitoring did not, or addressed
instances where EPA issued a SIP call
for an attainment area based on modeled
violations. Id. at 19–20. Although States
sometimes choose to use modeling,
UARG claims EPA has ‘‘never before
required States to conduct modeling
data to make their initial attainment
designations.’’ Id. at 20. UARG then
asserts that EPA’s prior guidance
reflects a preference for monitoring over
modeling, including when there is a
conflict between the two, and that in the
context of other NAAQS EPA has
clearly favored monitoring. Id. at 20–21,
n. 38.
NEDA/CAP, without further analysis
regarding section 107(d), claims that
EPA’s discussion ‘‘is a significant
departure from prior procedures for
designating areas and re-designating
unclassifiable areas.’’ NEDA/CAP at 5.
ASARCO objects that EPA has not
explained how ‘‘its modeling proposal
will meet’’ the requirements of CAA
section 107(d)(3)(E)(i) and (iii) that an
area show it has attained the NAAQS
based on permanent and enforceable
reductions in emissions. ASARCO at 11.
North Dakota and South Dakota’s
federalism objections also reflect their
arguments that EPA’s guidance is
inconsistent with CAA section 107,
which they interpret as giving States the
ability to use their sound judgment, as
opposed to EPA’s, in making
designation recommendations. ND and
SD at 4–5. They claim monitoring is
preferable to modeling to implement
section 107(d), is more accurate, and
will avoid overestimating SO2
concentrations that result in
nonattainment designations triggering
the requirement for pollution controls to
solve ‘‘problems that do not exist in the
real world.’’ Id. at 5–6. For example, use
of modeling to designate areas under
section 107 might result in electric
utility plants being forced to control
their SO2 pollution with ‘‘potentially
unfeasible emission control
requirements’’ that cause electricity rates
to increase substantially. Id. at 6.
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
WVDEP asserts that EPA’s guidance
discussion ‘‘radically departs from
agency practice in the last three revised
NAAQS. WVDEP at 2. ADEQ echoes
these concerns by stating that
attainment status determinations will be
impracticable until EPA issues further
guidance on modeling, which is not
expected before States have to make
designation recommendations under
section 107. ADEQ at 1.
3. Consistency With CAA Section 110
SIP Planning Requirements
UARG outlines the 1970 version of
the CAA section 110(a)(1) SIP
requirements, and asserts that EPA’s
guidance discussion is ‘‘the first time
that EPA stated its intent to use air
quality modeling in the development of
SIPs under [section] 110(a)(1),’’ and
notes that previously EPA has required
SIPs that only included a PSD program
and ‘‘other infrastructure SIP elements.’’
UARG at 4, 6, 9–10, 21. UARG claims
EPA ‘‘is now interpreting [section]
110(a)(1) to require that a State’’
demonstrate NAAQS attainment and
maintenance via dispersion modeling.
Id. at 15, 21. UARG therefore claims that
the guidance discussion ‘‘significantly
changes the way EPA interprets
requirements for maintenance SIPs.’’ Id.
at 22. NEDA/CAP echoes this claim.
NEDA/CAP at 3.
TCEQ objects to EPA’s alleged
‘‘divergence from CAA section 110(a)(1)
and (2) attainment and maintenance
requirements for all areas, whether
designated nonattainment or not.’’ TCEQ
at 5. TCEQ claims EPA’s guidance
discussion ‘‘significantly changed the
planning requirements for attainment
and ‘unclassifiable’ areas—those areas
that do not have sufficient monitoring or
modeling data to show attainment of the
NAAQS.’’ TCEQ at 10. Like UARG,
TCEQ unfavorably compares the
guidance discussion’s outline of an
expected SIP that shows the area meets
the statutory elements of 110(a)(1), to
what EPA previously accepted as
approvable. TCEQ at 10–11. North
Dakota and South Dakota also object to
the guidance discussion’s description of
expected section 110(a)(1) SIPs that
would ‘‘force the States to devote
substantial time and resources’’ to
addressing modeled SO2 concentrations
and impose costly and potentially
unfeasible emission control measures.
ND and SD at 6. WVDEP objects to how
EPA discusses it would treat
unclassifiable areas under the SO2
program compared to other NAAQS
pollutants. WVDEP at 2.
PO 00000
Frm 00018
Fmt 4701
Sfmt 4700
4. Consistency With CAA Section 171(2)
Definition of ‘‘Nonattainment Area’’
Two petitioners attempt to buttress
their objections with claims that EPA’s
guidance discussion conflicts with how
Congress revised the statutory definition
of ‘‘nonattainment area’’ in the 1990
CAA Amendments to section 171(2).
NEDA/CAP asserts that ‘‘Congress
repealed the language from Section
171(2) which allowed states to use
either modeling or monitoring for its
attainment designation.’’ NEDA/CAP at
5. Prior to 1990, NEDA/CAP observes,
section 171(2) defined ‘‘nonattainment
area’’ as one ‘‘which is shown by
monitored data or which is calculated
by air quality modeling (or other
methods determined by the
Administrator to be reliable) to exceed
any [NAAQS].’’ Id. But in 1990 Congress
deleted references to the type of data
used to identify NAAQS nonattainment,
which NEDA/CAP claims means that it
is ‘‘arbitrary and capricious for EPA to
rely entirely on modeling to determine
whether an area is meeting the
NAAQS.’’ Id. It argues that the Senate
Committee’s report supports this view,
in stating that ‘‘EPA may rely for these
designations on sound data that is
available, preferably air quality
monitoring data, but in some cases
where appropriate and necessary, the
[EPA] may rely on modeling or on
statistical extrapolation from monitored
concentrations of another pollutant.’’ S.
Rep. No. 101–228, at 15 (1989). TCEQ
endorses this reading as a ‘‘clear
direction by Congress that modeling is
not to be used to determine
nonattainment areas for a NAAQS
pollutant,’’ as part of its argument that
there is no possible way the public
could have foreseen that EPA would
‘‘require modeling for compliance and
implementation.’’ TCEQ at 12–13.
5. Consistency With SO2 Primary
NAAQS Regulatory Text
All petitioners except MSCC argue
that EPA’s guidance discussion conflicts
with the promulgated regulatory text of
the NAAQS. UARG argues that the
promulgated regulatory text of the final
rule ‘‘nearly mirrors the language’’ of the
proposed rule regarding the use of
monitoring to measure SO2
concentrations, but the preamble’s
guidance discussion suggests EPA
‘‘intends to require the use of air quality
modeling analyses.’’ UARG at 1, 14–15.
UARG notes that the regulation does not
require States to use modeling for
section 107(d) designations or for
section 110(a)(1) SIPs. Id. at 16. ‘‘Given
the difference between the preamble
discussion and the actual regulatory
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
language,’’ UARG asks that EPA clarify
that the regulatory language reflects how
EPA intends the NAAQS to be
implemented. Id.
NEDA/CAP contrasts the regulatory
text of 40 CFR 50.17(b) and of Appendix
T, which apply to situations where
monitoring is used, to EPA’s guidance
discussion regarding modeling, echoing
UARG’s view that the final regulation
‘‘nearly mirrors’’ the proposed regulatory
text. NEDA/CAP at 2–3. NEDA/CAP
asserts that ‘‘the rule is therefore
internally inconsistent and confusing,’’
and similarly requests that EPA clarify
that the NAAQS will be implemented
according to the regulatory text. Id. at 3.
ASARCO argues that the revised
regulatory text, like the prior SO2
NAAQS’ text at 40 CFR 50.4, refer to
attainment for SO2 based on measuring
ambient air concentrations through
monitoring. ASARCO at 4. ASARCO
then endorses UARG’s view that the
preamble discussion is inconsistent
with ‘‘the plain language of the Final
Rule.’’ Id. at 10, n. 12.
TCEQ contrasts the regulatory text not
just with the general preamble guidance
discussion but also with specific
preamble language addressing the
relationship of the regulatory text
applicable to monitoring situations to
other possible methods for assessing
SO2 levels. TCEQ at 5, 9–10. TCEQ
asserts that EPA’s statement recognizing
that the monitoring-specific language
does not speak to other measurement
approaches ‘‘commits EPA to interpret
[its] adopted rule language in a way that
inherently conflicts with the plain
language of the rule,’’ which TCEQ says
the Agency may not do. Id. at 9–10.
TCEQ claims EPA undertook this
‘‘change in its interpretation’’ without
notice and comment procedures in
contravention of Paralyzed Veterans of
America, et al., v. D.C. Arena L.P., 117
F.3d 579, 586 (D.C. Cir. 1997), and that
EPA’s ‘‘error is compounded by the fact
that EPA interprets the rule language as
permissive, while stating elsewhere in
the Final Rule that monitoring data
demonstrating attainment will not be
deemed adequate’’ absent confirming
modeling data. Id. at 10, n. 37.
North Dakota and South Dakota also
claim the guidance discussion is
inconsistent with the regulatory
provisions, and ask EPA to clarify how
it intends States to implement the
NAAQS. ND and SD at 2–3, 4, 7. Like
the other petitioners, they focus on the
regulatory text that specifically
addresses situations in which monitors
are required to be used. Id. at 4. ADEQ
endorses North Dakota’s and South
Dakota’s position. ADEQ at 1. WVDEP
takes a different approach from other
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
petitioners, characterizing the final
regulatory text of 40 CFR 50.17(b) as a
‘‘substantive alteration’’ that ‘‘implies
that monitored air quality data cannot
represent, for regulatory purposes, an
area larger than the site boundaries,’’
which WVDEP calls a ‘‘fundamental,
disturbing change from past practice.’’
WVDEP at 1.
B. Responses to the Petitioners’
Statutory and Regulatory Arguments
As stated earlier, EPA regards it as
impossible for our non-binding
preamble guidance to have an effective
‘‘conflict’’ with the CAA or our
regulations, as it is not final and
imposes no independent requirements.
Only in subsequent designations actions
under section 107 or in SIP actions
under sections 110 or 192 would the
objections petitioners raise relate to
final actions that could theoretically
represent the ‘‘conflicts’’ that petitioners
allege. Thus, we respond to petitioners’
arguments conditionally, while
reserving the right to reach different
final conclusions than are reflected in
our preliminary, non-final responses
provided here, if petitioners were to
raise these and other objections in the
context of future final actions such as
designations or SIP approvals.
Regarding the claimed conflict with
federalism principles underlying the
CAA that place primary responsibility
for implementation on States and
restrict EPA’s roles, EPA has taken no
action that can be characterized as
encroaching in States’ roles in future
implementation. As EPA explained in
the preamble, decisions on what data
should be used to support individual
designations or SIP actions will be made
on case-by-case bases and through
future rulemaking, and States are not
restricted by our non-binding guidance
from recommending designations based
on monitoring, modeling, or a
combination. We have, however, as we
commonly do in advance of
designations under revised NAAQS,
provided guidance regarding what we
currently expect would provide the
most accurate data to support those
actions, and we expect to provide
further guidance. Even the petitioners,
in their objections, concede that
providing guidance for stakeholders to
subsequently use is an appropriate role
for EPA. It is difficult to understand
how this can result in EPA having
presently usurped States’ roles in future
implementation. Moreover, EPA notes
that although it is true that States have
the initial role of recommending
designations under CAA section 107(d)
and in developing and submitting for
approval SIPs under sections 110 and
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
4797
192 to show implementation,
attainment, maintenance and
enforcement of the SO2 NAAQS, EPA
has the ultimate responsibility to make
final decisions in these actions, whether
or not States even fulfill their own
initial roles. See, e.g., CAA sections
107(d)(1)(B)(ii), 107(d)(3)(E), and
110(c)(1)(A)–(B). Moreover, as the DC
Circuit explained in response to similar
arguments that EPA guidance in the
designations process ‘‘impermissibly
encroaches on states’ statutory
prerogative to have a first-say on area
designations within their borders,’’
although EPA indeed must wait its turn
following the period for States to
recommend designations before EPA
makes any individual designations,
‘‘nothing in section 107(d)(1) prevents
EPA from developing general principles
to govern its exercise of discretion when
the time comes, or from announcing
those general principles before the states
submit their initial designations. To the
extent petitioners think that EPA owes
the states a measure of substantive
deference under section 107(d)(1)
[* * *] we disagree. Though EPA may,
of course, go along with states’ initial
designations, it has no obligation to give
any quantum of deference to a
designation that it ‘deems necessary’ to
change.’’ Catawba County v. EPA, 571
F.3d at 40 (emphasis in original).
Similarly, EPA does not agree that its
guidance discussion can presently pose
a ‘‘conflict’’ with either the terms of CAA
section 107 or the Agency’s past
practice in issuing designations and redesignations, as petitioners assert. EPA
has not yet taken any designation action
that arguably ‘‘departs’’ from our past
practice, and as petitioners concede, the
final regulation itself does not impose a
binding requirement that States conduct
modeling in the manner to which
petitioners object. EPA observes,
however, that the Agency has
previously extensively used modeling to
support designation and re-designation
decisions for the SO2 primary NAAQS,
as explained in the preamble, and that
our long-standing guidance supports
this approach for SO2 NAAQS,
particularly in the absence of
monitoring data. See, e.g., Memorandum
from John S. Seitz, Director, Office of
Air Quality Planning and Standards, to
Regional Office Air Division Directors,
‘‘Redesignation of Sulfur Dioxide
Nonattainment Areas in the Absence of
Monitored Data,’’ Oct. 18, 2000;
Memorandum from Sheldon Meyers,
OAQPS Director, ‘‘Section 107
Designation Policy Summary,’’ April 21,
1983. [Available at: https://www.epa.gov/
ttn/naaqs/so2/so2_tech_res.html].
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
4798
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
EPA does not agree that the preamble
discussion of the possible approach of
implementing CAA section 110(a)(1)
actually imposes a requirement to
demonstrate attainment with the revised
NAAQS on a specific schedule as a
consequence of the final rule. As
petitioners observe, we have not
promulgated such a requirement, and
the application of this approach in a
future section 110(a)(1) SIP approval or
disapproval action would be the first
instance in which EPA could allegedly
act in conflict either with the applicable
provisions of section 110(a)(1) itself or
with our prior practice regarding this
provision for SO2 or any other NAAQS
pollutant. If any interested party objects
to such an approach that EPA might
propose in such a future action, EPA
will respond to that objection then. In
the meantime, we note that section
110(a)(1) is fairly straightforward in
providing that following revision of a
NAAQS States are to adopt and submit
SIPs that ‘‘provide[] for implementation,
maintenance, and enforcement’’ of the
NAAQS, and EPA is required on a caseby-case basis to take action under CAA
section 110(k)(3) to approve or
disapprove such a SIP based on whether
it meets the applicable requirements of
the Act. EPA has not yet ‘‘significantly
changed’’ how this statutory
requirement applies.
As for the argument that the 1990
CAA amendment to section 171(2)’s
definition of ‘‘nonattainment area’’
forces a conflict with the EPA’s
preamble discussion, again, EPA does
not consider it possible for non-binding
guidance to create such a conflict.
Petitioners should present this
argument, if at all, in the context of an
actual implementation action that could
theoretically cause such a conflict.
Moreover, petitioners’ argument appears
to make the remarkable claim that
because the amended section 171(2)
definition removed explicit reference to
both monitoring and modeling, it
somehow follows that EPA may use the
former type of non-referenced data to
support nonattainment designations but
may not use the latter. It is not clear
how the statutory text can compel this
result, and the legislative history cited
by petitioners appears to endorse the
use of both monitoring and modeling, as
necessary and appropriate, on a case-bycase basis. Clearly, the opportunity to
endorse or object to the use of either
monitoring or modeling (or some
combination) will be available in future
implementation actions, but it is not
apparent that Congress issued an
absolute prohibition on the use of
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
modeling that EPA’s guidance in
advance of such an action could violate.
In response to the arguments that the
preamble guidance conflicts with the
promulgated regulatory text of the final
rule, again EPA points out that there can
be no such effective conflict between
promulgated final action (the
regulations) and non-binding guidance
discussions that address how EPA may
act in future. The final regulatory text is
binding, as are the final preamble
explanations of how that specific
regulatory text must be implemented,
but the rest of EPA’s implementation
discussion is not.
In any case, EPA addressed the
relationship of the regulatory provisions
in section 50.17 (b) referring to ‘‘at an
ambient monitoring site’’ and similar
provisions in Part 50 Appendix T
related to when the primary NAAQS for
SO2 ‘‘are met at an ambient air quality
monitoring site’’ and the non-binding
guidance elsewhere in the preamble
relating to potential implementation
strategies. EPA stated that the references
to monitoring in the rule ‘‘makes clear
that the regulatory text refers to
situations where compliance with a
NAAQS is measured by means of
monitoring. This text does not restrict or
otherwise address approaches which
EPA or States may use to implement the
new 1-hour NAAQS, which may
include, for example, use of modeling.’’
75 FR at 33582. There consequently is
no such conflict as petitioners allege,
even if EPA’s implementation
discussions were other than nonbinding initial guidance. Thus, where
monitoring is used, sections 50.17 and
the corresponding provisions in Part 50
Appendix T are to be followed. But
where on case-by-case bases additional
tools are used to accurately assess SO2
concentrations, such as where
monitoring would not yield reliable data
of the maximum 1-hour daily
concentrations in an area or location, it
is clear that States and EPA may make
use of those tools separate from the
regulatory provisions governing
monitoring’s use to evaluate whether
the ambient air quality exceeds the
NAAQS for SO2, as defined by the
specified level, averaging time, and
form. Nothing in the Act prohibits this
approach. See, e.g., CAA sections
107(d)(3) (any ‘‘air quality data’’ may be
used for redesignations); 110(a)(1) (does
not address the issue of the types of data
States may use in devising plans for
implementation, maintenance, and
enforcement of a primary NAAQS);
192(a) (does not specify the types of
data that may support a demonstration
that a non-attainment area has attained
a NAAQS). Again, only in those
PO 00000
Frm 00020
Fmt 4701
Sfmt 4700
possible future actions would it be
possible to evaluate whether the State’s
or EPA’s implementation actually then
‘‘conflicts’’ with the regulatory text.
Finally, it must be repeated that
whether monitoring or modeling is used
in assessing compliance with the
NAAQS, all elements of the NAAQS
must be satisfied so that the ultimate
determination remains identical:
whether the three-year average of the
99th percentile of daily maximum 1hour average concentrations of SO2
exceed 75 ppb. The preamble discussion
of implementation approaches is
consistent with, and does not affect, this
requirement.
V. Impact on Final Standard Issue
A. Petitioners’ Arguments
Several petitioners claim that EPA’s
guidance discussion has a present
impact on the promulgated NAAQS,
either to make it more stringent, of the
wrong ‘‘form,’’ or impossible to measure
compliance with. UARG asserts that the
guidance ‘‘has the effect of making the
new standard more stringent than the
lower end of the range of the standard
in the Proposed SO2 Rule because of the
conservatism of modeling analyses.’’
UARG at 18. Later, however, UARG
states that ‘‘the new 1-hour standard for
SO2 could effectively become more
stringent than the lower end of the 50
to 100 ppb range that was proposed for
comment based on studies that relied on
monitored SO2 levels.’’ Id. at 28
(emphasis added). ‘‘EPA’s recommended
approaches for modeling of sources of
SO2—including EPA’s insistence on the
use of peak emission rates for all
modeled sources—will in all likelihood
substantially over-predict
concentrations of SO2 thereby possibly
falsely indicating violations of the new
1-hour SO2 NAAQS.’’ Id. at 28–29
(emphasis added). UARG continues that
‘‘[m]odeled predictions of source
impacts will also likely be
unrealistically high because of the
approaches that are being used to
determine the regional background
values that should be added to predicted
source impacts. [* * *] Although EPA
does not require States to use this
approach, the Agency’s failure to have
in place rules that suggest better options
make[s] it likely that States could
continue their current practice.’’ Id. at
29 (emphasis added). ‘‘In short,’’ UARG
argues, ‘‘because models routinely overpredict short-term concentrations of
SO2, the use of modeling to assess
compliance with the new SO2 standard
could have the effect of making the new
SO2 standard—as implemented—more
stringent than 75 ppb and, indeed,
E:\FR\FM\26JAR2.SGM
26JAR2
jlentini on DSKJ8SOYB1PROD with RULES2
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
could effectively make the standard
more stringent than even the lower end
of the 50 to 100 ppb range that EPA’’
proposed. Id. (emphasis added).
ASARCO cites Appalachian Power
Co. v. EPA, 208 F.3d at 1027, and
Donner Hanna Coke Corp., 464 F. Supp.
At 1304, for the proposition that the
method of determining compliance can
affect the stringency of the standard or
the level of performance needed to meet
the standard. ASARCO at 11. ASARCO
notes that it commented on the
proposed rule to claim that current
modeling is conservative and that there
is a discrepancy between modeling and
monitoring data. Id. ‘‘How attainment
must be demonstrated similarly can
affect the stringency of the standard and
the requirements that may be imposed
on sources within the area,’’ ASARCO
asserts. Id. (emphasis added).
TCEQ, with the endorsement of ADEQ
(see ADEQ at 2), makes a different kind
of argument, alleging that EPA’s
guidance discussion lacks an
explanation for ‘‘why dispersion
modeling is an appropriate comparison
or ‘fit’ for the form of the standard,’’ and
that EPA’s actual promulgation of 40
CFR 50.17(b) governing compliance
shown by monitoring is itself arbitrary
and capricious. TCEQ at 3. The
guidance results in ‘‘an inappropriate
form of the standard,’’ TCEQ claims,
which it asserts is ‘‘probabilistic’’ as
opposed to ‘‘deterministic,’’ which it
considers EPA’s generally preferred
modeling method to be. Id. at 5–9.
TCEQ states that in the REA, EPA
developed a statistical model to
determine 5-minute peak SO2
concentrations and concluded that at a
given level of SO2, a 99th percentile
form of a 1-hour standard is effective at
limiting 5-minute peak SO2
concentrations. Id. at 5–6. TCEQ
characterizes the form of the final
NAAQS as ‘‘the 3-year average of the
99th percentile of the annual
distribution of daily maximum 1-hour
average concentrations,’’ as set forth in
40 CFR 50.17(b) applicable to situations
in which monitoring is used. Id. at 6.
TCEQ states that following the proposed
SO2 NAAQS, EPA issued guidance
regarding implementation of the PM2.5
and NO2 NAAQS which indicates there
is difficulty integrating modeling and
monitoring data, which ‘‘would also be
true for the SO2 standard.’’ Id. at 6–7.
TCEQ complains that EPA has, like for
PM2.5 and NO2, adopted a ‘‘form’’ of the
SO2 NAAQS for which the Agency has
not yet explained how to translate the
modeling results into a form appropriate
for comparison to the new standard. Id.
at 7. TCEQ asserts EPA must refine
modeling procedures to ‘‘realistically
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
address the frequency of peak shortterm impacts in order to appropriately
implement the new 1-hour SO2
NAAQS,’’ and that the ‘‘joint frequency
of worst-case cumulative emissions and
adverse dispersion conditions become
more important for probabilistic
ambient standards.’’ Id.
EPA’s preferred model for SO2
implementation, ‘‘AERMOD,’’ instead, is
a ‘‘deterministic’’ model that provides
point estimates based on a worst-case
set of input parameters that TCEQ
argues is not appropriate for
probabilistic standards. Id. at 7–8. Use
of peak emissions for all sources on a
continuous basis will lead to
overestimates of the frequency of peak
total impacts, TCEQ claims, while a
model should instead consider the use
of a frequency distribution of emissions
for the sources being considered in
order to ‘‘match’’ the adopted form of the
standard. Id. at 8. TCEQ recognizes that
EPA allows States to propose to use
other models than AERMOD, but
complains that EPA ‘‘requires an
arduous demonstration before [it] will
approve the use of other models.’’ Id.
TCEQ claims that EPA’s preferred air
dispersion models have not been
developed to predict short-term
locations of maximum concentration or
account for a probabilistic standard. Id.
TCEQ claims that where the probability
of simultaneous occurrence of peak
emissions and worst-case meteorology is
low, standard modeling will exaggerate
ambient concentrations, particularly
where sources do not operate
continuously and make ‘‘overly
conservative’’ modeled projections
inappropriate for use in designations.
Id. at 8–9.
B. EPA’s Response
First, as UARG’s arguments suggest by
their own terms, and as we have
explained regarding the other
procedural and substantive objections
petitioners raise, the claims that EPA’s
discussion has an impact on the
promulgated standard ignore the fact
that the guidance is not final binding
action that has any immediate and
direct effect on anything. As UARG
appears to recognize, future
implementation actions using EPA’s
‘‘recommended’’ approaches which EPA
‘‘does not require’’ ‘‘could’’ have an
impact by ‘‘possibly’’ or ‘‘likely’’
resulting in States using modeling in a
way to ‘‘likely’’ overestimate SO2
emissions only if, in fact all of that
actually occurs, which it may not. Thus,
UARG’s claim as presented necessarily
concedes that any arguable impact on
NAAQS compliance of the guidance
discussion is speculative at this point.
PO 00000
Frm 00021
Fmt 4701
Sfmt 4700
4799
There is no reason to accept this result
as inevitable, and if, in a given case
(such as PSD permitting), UARG
believes that a particular modeling
method is over-predicting SO2
emissions in a manner that is not
representative of a source’s potential to
cause or contribute to a NAAQS
exceedance, it will in that future action
be able to object based on the facts then
presented. But here there are no such
facts to dispute, and it is therefore not
possible for the guidance itself, as
expressed in EPA’s preamble, to have
any impact on the NAAQS.
Likewise, ASARCO’s objection raises
an issue that does not presently exist, as
the final rule does not in fact provide
that modeling ‘‘must’’ be used to
demonstrate attainment, but instead
leaves for future actions the decision
whether in specific cases monitoring or
modeling or some combination of the
two will best measure ambient SO2
concentrations. If EPA were to
determine in a given action that the
monitoring data were not sufficient to
determine an area’s attainment status,
and thus that the area would have to be
categorized as unclassifiable until
sufficient monitoring data or modeling
results were available, that designation
would be the result of the
insufficiencies in the data, not of
anything that EPA has done in the final
rule or discussed in the preamble
guidance. Although it might seem to
petitioners that monitoring, where
actually conducted, should be
inherently more accurate than
modeling, this is not necessarily the
case with respect to SO2. In fact, ‘‘[i]n
the past, EPA used a combination of
modeling and monitoring for SO2 during
permitting, designations and redesignations in recognition of the fact
that a single monitoring site is generally
not adequate to fully characterize
ambient concentrations, including the
maximum ground level concentrations,
which exist around stationary SO2
sources.’’ 75 FR at 35559. This is
especially important because ‘‘[t]he
1-hour NAAQS is intended to provide
protection against short-term (5 minute
to 24 hour) peak exposures.’’ Id. See
American Lung Ass’n v. EPA, 134 F. 3d
at 392–93 (remanding EPA’s
determination that such exposures to
SO2 do not constitute a threat to public
health) and 75 FR at 35536 (5–10
minute SO2 exposures can result in
adverse health effects to asthmatics).
TCEQ’s more detailed and alternative
argument claiming that the discussion
of modeling makes the form of the
standard when monitoring is to be used
unlawful must be similarly rejected,
since at this point it is entirely
E:\FR\FM\26JAR2.SGM
26JAR2
4800
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 / Rules and Regulations
speculative as to whether the alleged
poor ‘‘fit’’ between modeling and the
standard will in fact occur in any
specific instances. TCEQ has presented
no facts to support a claim that the
guidance discussion itself compels that
this result has already or must
inevitably occur. Moreover, TCEQ
presents no argument as to why the
form of the standard is inappropriate.
See 75 FR at 35539–41 (discussing and
justifying at length EPA’s choice of a
99th percentile form for the new 1-hour
standard). Like UARG and ASARCO,
TCEQ appears to implicitly object to the
fact that EPA did not in the final rule
either require modeling to be used in all
cases or promulgate specific
requirements regarding modeling’s use
from which States may not deviate or to
which no alternatives may be
recommended in future
implementation. Ironically, the
petitioners thus appear to complain of
the flexibility that they and States will
have in future implementation actions
to recommend data measurement tools
that they believe will more accurately
predict SO2 emissions concentrations.
Certainly such flexibility, no matter how
‘‘arduous’’ it seems in application,
cannot be the basis for a claim that a
guidance discussion has any present
and immediate impact on the
promulgated NAAQS.
VI. Stay of Final Rule Issue
A. Summary of Petitioners’ Requests
jlentini on DSKJ8SOYB1PROD with RULES2
Nearly all of the petitioners requested
that EPA stay the effectiveness of the
final SO2 NAAQS pending some period
of reconsideration. UARG at one point
requests a stay of the final NAAQS
‘‘pending completion of rulemaking,’’
and at another asks for a stay ‘‘while
EPA decides whether to reconsider key
portions of the Rule,’’ but ultimately
requests a stay ‘‘for a period of three
months’’ with the possibility of being
extended. UARG at 3, 30, 32. UARG
bases its request for a stay under CAA
sections 307(d)(7)(B) and 301(a) on the
perceived hardships that could befall
pollution sources if they are required to
achieve increasingly lower emissions
rates, at increasingly higher costs, on the
asserted restriction of State discretion
resulting from EPA’s guidance
discussion, and on States’ future burden
of having to adopt and submit SIPs that
VerDate Mar<15>2010
18:40 Jan 25, 2011
Jkt 223001
show attainment via modeling. Id. at
30–31. NEDA/CAP requests a stay of the
SO2 NAAQS pending ‘‘agency review
and action on’’ its petition to ‘‘prevent
confusion and to conserve resources in
responding to the final rule’s
requirements for initial attainment/
nonattainment designations.’’ NEDA/
CAP at 6. ASARCO claims EPA ‘‘should
stay the effective date of the rule to
provide adequate notice and
opportunity to comment on the
rulemaking,’’ and therefore ‘‘fully
supports’’ UARG’s request for a stay.
ASARCO at 12.
TCEQ argues EPA should stay the
NAAQS under APA section 705’s
authority to postpone the effective date
of action, pending judicial review, when
an agency finds that justice so requires.
TCEQ at 15. Under this standard, TCEQ
argues, it is not required to demonstrate
irreparable harm to support granting a
stay. Id. at 15–16. North Dakota and
South Dakota, ‘‘because of the hardships
that could result from implementation
of EPA’s 1-hour SO2 Standard in the
manner described in the Final Rule’s
preamble,’’ asks for a three-month stay,
followed by an extension through the
completion of rulemaking if EPA
decides to change the rule. ND and SD
at 9–10. ADEQ, in supporting the
petitions of TCEQ and North Dakota and
South Dakota in general, appears to also
seek a stay. ADEQ at 2.
B. EPA’s Response
Consistent with our position in the
litigation on the final SO2 Primary
NAAQS in response to the motion filed
by North Dakota to judicially stay the
rule, EPA concludes that there is no
basis for an administrative stay of the
final SO2 Primary NAAQS. Under CAA
section 307(d)(7)(B), EPA may issue a
stay for up to three months if it grants
a petition and initiates reconsideration
of a final rule. Since we are denying the
petitions to reconsider, an
administrative stay is not warranted
under that authority. In addition, a stay
is not otherwise warranted. First, the
petitioners have not made a strong
showing of likelihood of success on the
merits, for all of the reasons we present
above for denying the petitions to
reconsider. Second, the petitioners’
speculative arguments do not show that
they will suffer irreparable harm (as no
implementation actions have yet been
PO 00000
Frm 00022
Fmt 4701
Sfmt 9990
taken reflecting EPA’s discussed
possible approaches), and they fail to
account for the non-binding nature of
the final rule preamble’s
implementation guidance discussion,
the opportunities for interested parties
to assert their views in the future
implementation actions about which
petitioners are concerned, and EPA’s
stated intention to provide further
implementation guidance. Third,
petitioners’ arguments that a stay would
not harm other parties flatly ignore the
harm to the public that would occur
from delayed attainment of the SO2
Primary NAAQS and deferred public
health benefits, and they therefore fail to
show that such a stay would not be
contrary to the public interest.
In addition, it is not necessary for
EPA to grant a stay under CAA section
301(a) to carry out the Agency’s
functions in denying the petitions for
reconsideration, since EPA intends to
take no further action regarding the
petitions following this denial. APA
section 705 authorizes an agency to
postpone the effective date of an agency
action pending judicial review when the
agency finds that justice so requires. In
this case, the revised SO2 Primary
NAAQS was effective as of August 23,
2010. TCEQ’s request for an
administrative stay relying upon APA
section 705 was submitted by petition
on that same day that the SO2 Primary
NAAQS became effective. Even if EPA
believed that an administrative stay was
warranted under TCEQ’s theory that the
total absence of irreparable harm is not
an impediment to granting an
administrative stay in this matter, which
it does not, it is not clear whether EPA
would have authority under APA
section 705 to stay an agency action that
has already gone into effect. Postponing
an effective date implies action before
the effective date arrives.
VII. Conclusion
For all of the reasons discussed above,
the petitions to reconsider the final
revised SO2 Primary NAAQS are
denied, as are the petitions for an
administrative stay.
Dated: January 14, 2011.
Lisa P. Jackson,
Administrator.
[FR Doc. 2011–1353 Filed 1–25–11; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\26JAR2.SGM
26JAR2
Agencies
[Federal Register Volume 76, Number 17 (Wednesday, January 26, 2011)]
[Rules and Regulations]
[Pages 4780-4800]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-1353]
[[Page 4779]]
Vol. 76
Wednesday,
No. 17
January 26, 2011
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Parts 50, 53 and 58
Denial of the Petitions To Reconsider the Final Rule Promulgating the
Primary National Ambient Air Quality Standard for Sulfur Dioxide; Final
Rule
Federal Register / Vol. 76, No. 17 / Wednesday, January 26, 2011 /
Rules and Regulations
[[Page 4780]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 50, 53 and 58
[EPA-HQ-OAR-2007-0352; FRL-9255-7]
Denial of the Petitions To Reconsider the Final Rule Promulgating
the Primary National Ambient Air Quality Standard for Sulfur Dioxide
AGENCY: Environmental Protection Agency (EPA).
ACTION: Denial of petitions to reconsider.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA, or Agency) is
denying the petitions to reconsider the final revised primary national
ambient air quality standard (NAAQS) for oxides of sulfur as measured
by sulfur dioxide (SO2) issued under section 109 of the
Clean Air Act (CAA). The final revised SO2 Primary NAAQS was
published on June 22, 2010, and became effective on August 23, 2010.
EPA has carefully reviewed all of the petitions and revisited both the
rulemaking record and the Administrator's decision process underlying
the final revised SO2 Primary NAAQS in light of these
petitions. EPA's analysis of the petitions reveals that the petitions
have provided inadequate and generally irrelevant arguments and
evidence that the underlying information supporting the final revised
SO2 Primary NAAQS is flawed, misinterpreted or
inappropriately applied by EPA. The petitioners' arguments fail to meet
the criteria for reconsideration under the Clean Air Act.
DATES: This denial is effective January 14, 2011.
ADDRESSES: EPA's docket for this action is Docket ID No. EPA-HQ-OAR-
2007-0352. All documents in the docket are listed on the https://www.regulations.gov Web site. Although listed in the index, some
information is not publicly available, e.g., confidential business
information (CBI) or other information where disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the Internet and will be publicly available only in hard
copy form. Publicly available docket materials are available either
electronically through https://www.regulations.gov or in hard copy at
EPA's Docket Center, Public Reading Room, EPA West Building, Room 3334,
1301 Constitution Avenue, NW., Washington, DC 20004. This Docket Center
is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744, and the telephone number for the Air Docket is (202)
566-1742.
FOR FURTHER INFORMATION CONTACT: Dr. Michael J. Stewart, Health and
Environmental Impacts Division, Office of Air Quality Planning and
Standards, U.S. Environmental Protection Agency, Mail code C504-06,
Research Triangle Park, NC 27711; telephone: (919) 541-7524; fax (919)
541-0237; e-mail: stewart.michael@epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
The following topics are discussed in this document:
I. Introduction
A. Summary
B. Background
1. Revisions to the SO2 Primary NAAQS
2. Preamble Discussion of Anticipated Approaches for
Implementation
3. Petitions for Reconsideration and for Judicial Review and
Stay Requests
II. Standard for Reconsideration
III. Administrative Process Issues
A. Summary of Petitioners' Arguments
1. UARG
2. NEDA/CAP
3. ASARCO
4. MSCC
5. TCEQ
6. North Dakota and South Dakota
7. WVDEP
8. ADEQ
B. Responses to the Claims and Arguments Raised by the
Petitioners
1. Petitioners' Objections Are to Agency Actions Which Are Not
Final
2. EPA's Implementation Discussions Are Not of Central Relevance
to the Decisions on the Final Revised SO2 Primary NAAQS
3. EPA's Implementation Discussions Were a Logical Outgrowth
From the Proposed Rule
4. EPA Is Not Required To Promulgate Regulatory Requirements
Regarding NAAQS Implementation and May Discuss Implementation Issues
Through Non-Binding Guidance
IV. Statutory and Regulatory Issues
A. Summary of Petitioners' Arguments
1. Consistency With ``Cooperative Federalism'' of CAA
2. Consistency With CAA Section 107(d) Designations Requirements
3. Consistency With CAA Section 110(a) SIP Planning Requirements
4. Consistency With CAA Section 171(2) Definition of
``Nonattainment Area''
5. Consistency With SO2 Primary NAAQS Regulatory Text
B. Responses to the Petitioners' Statutory and Regulatory
Arguments
V. Impact on Final Standard Issue
A. Petitioners' Claims
B. EPA's Response
VI. Stay of Final Rule Issue
A. Summary of Petitioners' Administrative Requests
B. EPA's Response to the Administrative Requests
VII. Conclusion
I. Introduction
A. Summary
This is EPA's response denying the petitions to reconsider the
final revised SO2 Primary NAAQS promulgated under Section
109 of the Clean Air Act (CAA, or Act) (75 FR 35520, June 22, 2010).
EPA has considered all of the petitions, including the arguments
presented therein and information provided by the petitioners as
supporting evidence of their claims, and including materials submitted
to the District of Columbia Circuit Court of Appeals that petitioners
provided regarding the same or similar claims raised there in support
of motions to stay the revised SO2 Primary NAAQS. EPA has
evaluated the merit of the petitioners' arguments in the context of the
entire body of scientific and other evidence before the Agency. This
response provides EPA's justifications for denying these petitions.
Sections III-VI of this Decision set forth EPA's specific responses to
the petitioners' arguments.
After a comprehensive, careful review and analysis of the
petitions, EPA has determined that the petitioners' arguments and
evidence are inadequate, irrelevant to the promulgation of the final
revised SO2 Primary NAAQS, and do not show that the
underlying information supporting the revised SO2 Primary
NAAQS is flawed, misinterpreted by EPA, or inappropriately applied by
EPA. In fact, petitioners do not challenge the revised health-based
SO2 Primary NAAQS at all. The focus of their petitions is,
instead, EPA's non-binding preamble discussion providing guidance
regarding expected approaches for future implementation of the revised
SO2 Primary NAAQS, which they claim should not have been
presented without first having undergone notice and comment procedures.
They claim that this discussion relates to aspects of the revised
SO2 Primary NAAQS that are of ``central relevance'' to the
NAAQS decision itself, and as such have an impact on the promulgated
NAAQS. The fact that EPA did not present this discussion in the notice
of proposed rulemaking (NPRM), petitioners argue, violates the
procedural requirements of the Clean Air Act and requires EPA to
reconsider the promulgated rule. Moreover, petitioners argue that the
discussion in the final rule preamble conflicts with numerous
substantive provisions of the Act, as well as the
[[Page 4781]]
regulatory text of the final NAAQS. Therefore, petitioners claim, EPA
must stay the effectiveness of the revised SO2 Primary
NAAQS, pending the Agency's reconsideration of the preamble discussion
and of the promulgated NAAQS.
As discussed in detail throughout this decision, petitioners'
claims and the information they submit do not change or undermine our
scientific conclusions regarding the appropriateness of the revisions
to the SO2 Primary NAAQS, as determined under section 109 of
the CAA. Nor do they change or undermine our conclusions regarding the
promulgated requirements for an SO2 monitoring network or
the conforming regulatory changes we made to the Air Quality Index
(AQI). More specifically, the arguments in the petitions do not lead
EPA to change its final decisions regarding the need to revise the
prior SO2 Primary NAAQS, and what those revisions should be.
EPA's decisions were based on a thorough review in the Integrated
Science Assessment for Oxides of Sulfur--Health Criteria (ISA) of
scientific information on known and potential human health effects
associated with exposure to SO2 in the air. Those final
decisions also took into account: (1) EPA's Risk and Exposure
Assessment to Support the Review of the SO2 Primary National
Ambient Air Quality Standard (REA), which provided quantitative
exposure and risk analyses based on the ISA; (2) advice and
recommendations of the statutory review body, the Clean Air Act Science
Advisory Committee (CASAC), as reflected in its letters to the
Administrator and its public discussions of the ISA and REA; (3) public
comments received during the development of the ISA and REA; and (4)
public comments received on EPA's NPRM for the revised SO2
Primary NAAQS.
A core defect in petitioners' arguments is that they are not based
on consideration of the body of scientific information that informed
EPA's final decisions in promulgating the revised SO2
Primary NAAQS. In fact, petitioners' arguments have nothing at all to
do with EPA's scientific conclusions, and provide no new information or
basis for EPA to revisit either those conclusions or the specific
SO2 Primary NAAQS that EPA promulgated. Petitioners'
objections regarding the final rule preamble's non-binding discussion
of anticipated future implementation approaches are neither relevant to
nor persuasive in challenging EPA's promulgated revised SO2
Primary NAAQS. They certainly are not material or a reliable basis on
which to question the validity and credibility of the body of science
underlying EPA's SO2 NAAQS decision, or the decision process
as articulated in the NPRM and final rulemaking notice. Petitioners'
assertions regarding the additional preamble discussion providing
guidance on expected future and separate implementation actions are
thus not an appropriate basis on which to challenge the voluminous and
well documented body of science that is the technical foundation of
EPA's revised SO2 Primary NAAQS.
A second, and equally important, defect in petitioners' arguments
is their assumption that EPA's non-binding preamble discussion of
anticipated approaches for separate future implementation actions
constituted, itself, final agency action governing those future
actions. Although petitioners do not demonstrate how EPA's discussion
has such final, binding and enforceable effect, their implicit
assumption is that EPA has already taken final rulemaking action on the
discussed implementation approaches. Only if EPA had taken such final
action on these discussed approaches could there possibly be an issue
regarding whether EPA's discussion was a ``logical outgrowth'' of the
proposed rule, and whether it was of ``central relevance'' to the
promulgated revised SO2 Primary NAAQS sufficient to support
a petition for reconsideration. Similarly, for the discussion to
constitute a ``procedural error,'' it would first have to represent a
``determination'' under section 307(d) that is a final rulemaking
action. But the preamble discussion at issue was not such a final
agency action. EPA plainly stated that the discussion represented non-
binding guidance regarding future actions, that the Agency's
anticipated approach could continue to evolve as further guidance is
developed, and that the Agency expected there to be circumstances in
which the anticipated approaches may not apply. In other words,
regarding the implementation discussion, EPA has not yet taken a final
action that could be ``reconsidered.''
Even assuming, for the sake of argument, that EPA's implementation
discussion as presented in the final preamble to the SO2
Primary NAAQS could have constituted final action, it is separate and
independent from the establishment of the health-based SO2
Primary NAAQS itself. Therefore, the Agency does not regard the
discussion as having been of ``central relevance'' to the regulatory
decision on the NAAQS itself. In setting NAAQS that are ``requisite''
to protect public health with an adequate margin of safety, as provided
in section 109(b) of the Act, EPA's task is to establish standards that
are neither more nor less stringent than necessary for these purposes.
In so doing, EPA may not consider costs of implementing the standards.
Whitman v. American Trucking Associations, 531 U.S. 457, 471, 475-76
(2001). Petitioners frequently assert that the implementation
discussion is an ``aspect'' of the final NAAQS itself, but this is
incorrect given that issues regarding future implementation are not
part of the NAAQS itself and are legally irrelevant to the setting of
the NAAQS. At most, the preamble's discussion of modeling partly
influenced only the reduced scope of the promulgated required
monitoring network, compared to that proposed, and no petitioner has
objected to that reduction. Consequently, we reject petitioners'
assertions that the non-binding preamble discussion of the anticipated
future implementation approaches, even if ``final action,'' is ``of
central relevance'' to the promulgation of the SO2 Primary
NAAQS, and therefore conclude that reconsideration of the rule in light
of that discussion is not warranted.
Assuming again for the purpose of argument that the preamble's non-
binding implementation discussion could be both ``final action'' and
``of central relevance'' to the outcome of the NAAQS decision, we
further disagree with petitioners' claims that the discussion was not a
``logical outgrowth'' of the proposal and that the CAA required us to
present the discussion in the NPRM before we could address the expected
implementation approaches in the final rule's preamble or in other
guidance documents. Although the NPRM did not specifically address the
modeling based approach to implementation discussed in the preamble to
the final rule, it has long been EPA's practice in implementing the
prior SO2 Primary NAAQS to rely upon both modeling and
monitoring to determine whether areas have attained the NAAQS. To the
extent the preamble discussion in the NPRM concerning a monitoring
based approach was interpreted by interested parties to announce a
proposed change to that longstanding practice, the context for this
proposed change was the past practice of the Agency and the rulemaking
process inherently leaves open the possibility that an agency will
choose not to adopt any proposed change to its historic practice.
Therefore, interested parties should have foreseen that EPA might not,
in fact, ``promulgate'' any such change but instead discuss our
expectation to continue our historic practice, and they
[[Page 4782]]
had ample opportunity to comment on that possibility. In fact,
interested parties did comment on the related issue of the burden of
relying on monitoring, and suggested that EPA instead use modeling to
relieve that administrative burden. Partly in response to those
comments, EPA explained its anticipated approaches of continuing to
rely upon both modeling and monitoring in implementing the Primary
SO2 NAAQS, and made clear that except for the promulgated
provisions relating to the scope of the monitoring network and
associated requirements, the Agency was still developing its policy for
future implementation actions such as area designations and
determinations of NAAQS attainment, and would decide whether to base
such actions on modeling or monitoring in the future on a case-by-case
basis. Thus, although EPA disagrees with the petitioners' view that the
non-binding preamble discussion on future implementation represents
final agency action of central relevance to the NAAQS decision, even if
the preamble to the final rule has this effect, EPA committed no
procedural error in presenting this discussion in the final rule's
preamble, and reconsideration is not warranted.
Furthermore, EPA disagrees with petitioners' assertions that the
Agency is required under the CAA to promulgate, as regulatory
provisions, requirements addressing future implementation of the NAAQS
of the type that petitioners demand. Nothing in the CAA requires this,
and the rulemaking for prior SO2 Primary NAAQS did not
contain such regulatory requirements. Consequently, we disagree with
petitioners' claims that it is now improper to continue to address
implementation issues in non-binding guidance such as that which EPA
has frequently issued regarding SO2 NAAQS implementation and
which EPA presented in the final rule preamble. Although the preamble's
inclusion of such guidance and statements regarding the intent to issue
further guidance do not warrant reconsideration of the final rule, we
fully expect to continue to evaluate implementation issues as we
proceed to develop such non-binding guidance and take implementing
actions.
In addition to petitioners' administrative process arguments, EPA
disagrees with petitioners' claims that the final rule preamble's non-
binding implementation discussion is inconsistent with applicable
substantive CAA statutory provisions or with the regulatory text of the
SO2 Primary NAAQS. Petitioners present a series of arguments
claiming that our explanation of our anticipated approaches for area
designations and action on state implementation plan (SIP) submissions
unlawfully conflicts with the principles of ``cooperative federalism''
embraced by the CAA and with provisions and past practice under, for
example, CAA sections 107(d), 110(a), 171(2), and the promulgated
regulatory text of 40 CFR 50.17(b) and (c) and Appendix T section 1.1.
As we explain in section IV below, none of petitioners' arguments has
merit or warrants reconsideration of the final rule. Moreover,
petitioners must necessarily wait for final agency action to challenge
whatever implementation approaches EPA eventually adopts when making
designations and taking SIP actions. Moreover, we continue to believe
the implementation approaches discussed in the final rule preamble, if
taken in future final actions, would be consistent with governing
statutory and regulatory provisions. Of course, if public comments we
receive on those future actions persuade us otherwise, we would
consider taking other approaches and nothing EPA has done or stated to
this point forecloses ultimate adoption of entirely different
approaches. The very fact that future actions will provide us this
opportunity to refine and otherwise change our anticipated approaches
in advance of taking final action to make them binding shows that
reconsideration of them under CAA section 307(d)(7)(B), at this
preliminary stage, is not warranted. Nor are these objections ``of
central relevance'' to the outcome of the final SO2 Primary
NAAQS. Thus, they do not meet the criteria for reconsideration under
CAA section 307(d)(7)(B).
For similar reasons, discussed further in Section V, we disagree
with petitioners' claims that the non-binding implementation discussion
has any ``impact'' on the promulgated NAAQS. As the discussion does not
represent final agency action, it cannot have any direct and immediate
``impact'' on anything. Petitioners' objections on this point distill
to a claim that using modeling to determine whether areas are attaining
the SO2 Primary NAAQS would be more ``conservative'' and
could over-predict ambient SO2 concentrations in a specific
instance, resulting in more identified violations than if monitoring
were exclusively used. Of course, if such over-prediction were claimed
to occur in a given instance, interested parties would have a fair
opportunity to show that using modeling in that case may not be
appropriate. As explained in the preamble discussion, we believe that
the opposite is more likely to be true. The SO2 Primary
NAAQS itself is premised on the three-year average of the 99th
percentile of the daily maximum 1-hour average concentrations not
exceeding the level of the NAAQS in the ambient air. See 40 CFR
50.17(b) at 75 FR 35592. Modeling can very accurately identify areas of
potential daily maximum 1-hour concentrations above the NAAQS. See 75
FR at 35559. Accurate prediction of daily maximum 1-hour SO2
concentrations does not make the NAAQS more stringent, but, rather,
implements it faithfully.
Finally, as further explained in section VI, EPA concludes that
there is no basis for an administrative stay of the final
SO2 Primary NAAQS. Under CAA section 307(d)(7)(B), EPA has
authority to issue a stay for up to three months if it grants a
petition to reconsider a final rule. As we are denying the petitions to
reconsider, an administrative stay here is not warranted. In addition,
a stay is not otherwise warranted. First, the petitioners have not made
a strong showing on the merits that reconsideration is warranted, for
all of the reasons upon which EPA is denying the petitions to
reconsider. Second, the petitioners' general and speculative arguments
concerning irreparable harm fail to account for the non-binding nature
of the final rule preamble's implementation discussion, the
opportunities for interested parties to assert their views in the
future implementation actions about which petitioners are concerned,
and also do not account for EPA's stated intention to provide further
implementation guidance. Third, petitioners are incorrect in
maintaining that it would be in the public interest to grant an
administrative stay of the rule. Their arguments ignore the harm to the
public that would occur from delayed implementation and attainment of
the revised SO2 Primary NAAQS, rendering such a stay
contrary to the public interest.
B. Background
1. Revisions to the SO2 Primary NAAQS
Based on its review of the air quality criteria for oxides of
sulfur and the primary NAAQS for oxides of sulfur as measured by
SO2, EPA published a revised Primary SO2 NAAQS on
June 22, 2010, so that the standards are requisite to protect public
health with an adequate margin of safety, as appropriate under CAA
section 109. See 75 FR 35520-35603. Specifically, EPA replaced the
prior 24-hour and annual standards with a new one-hour SO2
standard at a level of 75 parts per billion (ppb), based on the three-
year average of
[[Page 4783]]
the annual 99th percentile of 1-hour daily maximum concentrations. EPA
also established requirements for an SO2 monitoring network
under section 110. See 75 FR at 35602. EPA did not, in this regulation,
promulgate requirements governing designations of areas as either
nonattainment, attainment or unclassifiable with respect to the revised
NAAQS under CAA section 107, or governing development and approval of
SIPs under CAA sections 110 and 192. Instead, for these future
implementation actions, EPA provided in the preamble non-binding
guidance regarding how the Agency initially expects to designate areas
under the new NAAQS and how the NAAQS would be implemented by States,
Tribes, local governments and EPA. See 75 FR at 35550-54, 35569-82. EPA
indicated that the Agency expected to provide additional guidance for
those future actions. Id.
EPA revised the SO2 primary NAAQS pursuant to two
sections of the CAA that govern NAAQS establishment and revision.
Section 108 directs EPA to identify and list air pollutants that meet
certain criteria, including that the air pollutant ``in [the
Administrator's] judgment, cause[s] or contribute[s] to air pollution
which may reasonably be anticipated to endanger public health and
welfare'' and ``the presence of which in the ambient air results from
numerous or diverse mobile or stationary sources.'' CAA sections
108(a)(1). For those air pollutants listed, section 108 requires EPA to
issue air quality criteria that ``accurately reflect the latest
scientific knowledge useful in indicating the kind and extent of all
identifiable effects on public health or welfare which may be expected
from the presence of [a] pollutant in ambient air * * *'' CAA section
108(a)(2).
Section 109(a) directs EPA to promulgate ``primary'' and
``secondary'' NAAQS for pollutants for which air quality criteria have
been issued. Section 109(b)(1) defines a primary standard as one ``the
attainment and maintenance of which in the judgment of the
Administrator, based on [the air quality] criteria and allowing an
adequate margin of safety, are requisite to protect the public
health.'' CAA section 109(b)(1). The legislative history of section 109
indicates that a primary NAAQS is to be set at ``the maximum
permissible ambient air level * * * which will protect the health of
any [sensitive] group of the population,'' and that for this purpose
``reference should be made to a representative sample of persons
comprising the sensitive group rather than to a single person in such a
group.'' S. Rep. No. 91-1196, 91st Cong., 2d Sess. 10 (1970). See also
American Lung Ass'n v. EPA, 134 F.3d 388, 389 (D.C. Cir. 1998) (``NAAQS
must protect not only average healthy individuals, but also `sensitive
citizens'--children, for example, or people with asthma, emphysema, or
other conditions rendering them particularly vulnerable to air
pollution. If a pollutant adversely affects the health of these
sensitive individuals, EPA must strengthen the entire national
standard.''); Coalition of Battery Recyclers Ass'n v. EPA, 604 F.3d
613, 617-18 (D.C. Cir. 2010) (same).
The requirement that primary NAAQS include an adequate margin of
safety is intended to address uncertainties associated with
inconclusive scientific and technical information available at the time
of standard setting. It is also intended to provide a reasonable degree
of protection against hazards that research has not yet identified.
Lead Industries Ass'n v. EPA, 647 F.2d 1130, 1154 (D.C. Cir. 1980),
cert. denied, 449 U.S. 1042 (1980); American Petroleum Inst. v. Costle,
665 F.2d 1176, 1186 (D.C. Cir. 1981), cert. denied, 455 U.S. 1034
(1982). Thus, in selecting primary NAAQS, EPA may seek not only to
prevent pollution levels that have been demonstrated to be harmful but
also to prevent lower pollution levels that may pose an unacceptable
risk of harm, even if the risk is not precisely identified as to the
nature or degree.
In addressing the requirement for a margin of safety, EPA considers
such factors as the nature and severity of the health effects involved,
the size of the at-risk population[s], and the kind and degree of the
uncertainties that must be addressed. In setting standards that are
``requisite'' to protect public health and welfare, as provided in
section 109(b), EPA's task is to establish standards that are neither
more nor less stringent than necessary for these purposes. In so doing,
EPA may not consider the costs of implementing the standards. Whitman
v. American Trucking Ass'n, 531 U.S. 457, 475-76 (2001). Consequently,
in establishing the revised SO2 Primary NAAQS, EPA did not
consider future implementation burdens or costs that might be borne by
industrial sources, States, Tribes, local governments, or by EPA
itself, such considerations not being relevant to the science based
determinations required to be made under CAA section 109. However, as
mentioned above, EPA did discuss and provide guidance on issues related
to future implementation, without such considerations impermissibly
affecting EPA's decision on the NAAQS itself.
States are primarily responsible for ensuring attainment and
maintenance of NAAQS once EPA establishes them. Under CAA section 110
and related provisions, States submit, for EPA approval, SIPs that
provide for implementation, maintenance, enforcement, and attainment of
such standards through control programs directed to sources of the
pollutants involved. The States, in conjunction with EPA, also
administer the prevention of significant deterioration (PSD) program
under CAA sections 160-169 that covers these sources. In addition,
federal programs provide for nationwide control of emissions through:
The motor vehicle and motor vehicle fuel program under title II of the
CAA; the new source performance standards (NSPS) under CAA sections 111
and 129; and the acid rain program under CAA title IV. EPA has also
promulgated the Clean Air Interstate Rule (CAIR) to require additional
SO2 emission reductions needed in the eastern United States.
This rule was remanded by the U.S. Court of Appeals for the D.C.
Circuit, and EPA recently proposed revisions to it. See North Carolina
v. EPA, 531 F.3d 896 (D.C. Cir. 2008) and 75 FR 45210 (August 2, 2010).
EPA is also developing ``maximum achievable control technology'' (MACT)
standards under CAA sections 112 and 129 that the Agency expects will
result in significant SO2 reductions from the subject source
categories.
EPA formally initiated the most recent review of the air quality
criteria for oxides of sulfur and of the SO2 Primary NAAQS
on May 15, 2006 (71 FR 29023). The first draft of the ISA for Oxides of
Sulfur-Health Criteria (ISA) and the Sulfur Dioxide Health Assessment
Plan: Scope and Methods for Exposure and Risk Assessment (EPA, 2007b)
were reviewed by CASAC at a public meeting held on December 5-6, 2007.
EPA then developed the second draft of the ISA and the first draft of
the Risk and Exposure Assessment to Support the Review of the
SO2 Primary [NAAQS] (REA), which CASAC reviewed at a public
meeting held on July 30-31, 2008. EPA released the final ISA in
September 2008 (EPA, 2008a). A second draft of the REA was reviewed by
CASAC at a public meeting held April 16-17, 2009. The final REA
containing the final staff policy assessment that considered the
evidence presented the final ISA and the air quality, exposure, and
risk characterization results as they related to the adequacy of the
then-current SO2 NAAQS and potential alternative primary
SO2 standards, was completed in August 2009 (EPA 2009a).
On December 8, 2009, EPA published its proposed revisions to the
primary SO2 NAAQS. See 74 FR 64810. EPA
[[Page 4784]]
presented a number of conclusions, findings, and determinations
proposed by the Administrator, and invited general, specific, and/or
technical comments on all issues involved with this proposal, including
all such proposed judgments, conclusions, findings and determinations.
EPA carefully considered these comments as it made its final decisions
regarding the revised SO2 Primary NAAQS, as EPA described in
its notice of final rulemaking. See 75 FR at 35523. The Administrator
signed the final rule on June 2, 2010, and it was published in the
Federal Register on June 22, 2010. EPA's thorough and detailed
scientific rationale for the revised SO2 Primary NAAQS is
set forth at 75 FR 35524-35550. For the reasons discussed therein, and
taking into account information and assessments presented in the ISA
and the REA, as well as the advice and recommendations of CASAC, the
Administrator concluded that the then-current 24-hour and annual
primary SO2 NAAQS were not requisite to protect public
health with an adequate margin of safety. The Administrator also
reviewed each of the elements of the NAAQS--indicator, averaging time,
form, and level--and promulgated a revised standard of 75 ppb based on
the three-year average of the annual 99th percentile of the daily
maximum one-hour average concentrations of SO2. The
Administrator concluded that this standard will appropriately protect
public health with an adequate margin of safety, and specifically will
afford appropriate increased protection for asthmatics and other at-
risk populations against an array of adverse respiratory health effects
related to short-term (5 minutes to 24 hours) SO2 exposure.
These effects include decrements in lung function, increases in
respiratory symptoms, and related serious indicators of respiratory
morbidity including emergency department visits and hospital admissions
for respiratory causes. As the petitions for reconsideration do not
challenge EPA's scientific conclusions or any element of the new
standard, this response to the petitions does not further discuss the
Administrator's scientific determinations or her decision regarding the
final revised SO2 Primary NAAQS, other than to reiterate
that issues regarding how the standard would be implemented or the
costs of implementation received no consideration in the decision
regarding the NAAQS. See Whitman v. American Trucking Ass'ns, 531 U.S.
at 475-76.
2. Preamble Discussion of Anticipated Approaches for Implementation
Although discussions regarding implementation are not part of the
NAAQS itself, it is EPA's customary practice to provide separate
implementation guidance--and in some cases regulatory requirements--
regarding a new or revised NAAQS, along with guidance on designations
and other issues. The December 8, 2009, NPRM for the SO2
Primary NAAQS included a summary discussion regarding future
implementation actions such as designations of areas under the
standard, SIP development, and new source review (NSR) and PSD
permitting. See 74 FR 64810, 64858-64. This discussion essentially
outlined the separate statutory provisions and requirements that would
be triggered following final promulgation of a revised NAAQS under
section 109(d). As part of this general discussion, EPA presented
limited preliminary explanations of how the Agency expected some of
these future actions might be addressed. For example, regarding area
designations under section 107(d) of the Act, EPA stated it did not
expect new monitors required under a new monitoring network would be in
place in time to generate data to inform designations under the
statutory timetable, and the Agency explained that some areas could be
designated as unclassifiable because EPA would be unable to determine
whether they are violating the 1-hour standard or contributing to a
violation in a nearby area. See 74 FR at 64859. EPA also summarized the
CAA section 110 requirement that States submit SIPs showing attainment
and maintenance of a revised NAAQS through control programs directed at
sources of SO2 emissions, including, for example, NSR and
PSD programs. See 74 FR at 64859-63. Regarding PSD, EPA specifically
discussed preliminary issues regarding the use of modeling to
demonstrate that emissions increases from new or modified sources will
not cause or contribute to a violation of the new NAAQS. See 74 FR at
64862. However, the NPRM did not contain any proposed regulatory
provisions regarding area designations under section 107, or regarding
SIP implementation under section 110 and related provisions, except as
discussed below.
The NPRM also proposed regulatory amendments regarding the
monitoring network design, in order to better identify where short-
term, peak ground-level concentrations of SO2 may occur. See
74 FR at 64849-55. EPA proposed a two-pronged monitoring network
comprised of all source-oriented monitors, with requirements that the
network contain at least a specified number of monitors in the
following locations: (1) Monitors in urban areas where there is a
higher coincidence of population and emissions, utilizing a Population
Weighted Emissions Index (PWEI), and (2) monitors in States based on
each State's contributions to the national SO2 emissions
inventory. This two-pronged network would have resulted in a minimum of
approximately 348 source-oriented monitors nationwide. EPA noted that
due to multiple variables that affect ground-level SO2
concentrations caused by one or more stationary sources, it is
difficult to specify a priori a source-specific threshold, algorithm,
or metric by which to accurately identify the monitoring location where
peak concentrations occur. See 74 FR at 64850-51. Consequently, EPA
explained that States may need to conduct other quantitative analyses,
such as modeling, to identify where ground-level SO2 maximum
concentrations may occur and where to site monitors (see 74 FR at
64851-52, 64853-54), and requested comment on whether to utilize
existing screening and refined modeling tools to identify facilities
with the potential to cause an exceedance of the proposed revised
SO2 NAAQS (see 74 FR at 64854-55).
Besides monitoring and reporting requirements, the only
implementation related regulatory provisions EPA proposed had to do
with making the transition to the new standard and including ``anti-
backsliding'' principles consistent with section 172(e) of the Act. See
74 FR at 64863-64. EPA announced it was proposing that the prior NAAQS
would remain in place for one year following the effective date of a
designation under the new NAAQS in an area, before being revoked in
most attainment areas. Further, EPA proposed that all existing SIP and
FIP requirements currently in effect under CAA sections 110, 191 and
192 would remain in effect. For all areas designated nonattainment
under the prior NAAQS or subject to ``SIP Calls,'' EPA proposed that
the prior NAAQS would remain in effect until the area had received full
approval of a SIP meeting the attainment requirements of the new NAAQS.
EPA proposed regulatory amendments to 40 CFR 50.4 to this effect. The
final NAAQS rulemaking promulgated these proposed requirements, with
minor clarifying amendments to address public comments received on the
proposed
[[Page 4785]]
requirements. See 75 FR at 35580-82; 40 CFR 50.4(e).
The final rulemaking notice, in addition to explaining the codified
requirements regarding monitoring and anti-backsliding, also presented
a more thorough non-binding discussion than did the NPRM of how EPA
anticipated subsequent designations and SIP planning actions would be
implemented. See 75 FR at 35550-80. Partly in response to public
comments arguing that the proposed monitoring network was
simultaneously insufficient to identify all points of maximum ambient
SO2 concentrations and overly burdensome in the number of
monitors it proposed to require, EPA explained that it now expected to
follow its traditional approach in SO2 NAAQS implementation
of utilizing both modeling and monitoring to inform future designation
and SIP approval actions. EPA explained that its anticipated approach
would better address: (1) The unique source-specific impacts of
SO2 emissions, (2) the special challenges SO2
emissions present in terms of monitoring short-term SO2
levels for comparison with the NAAQS, (3) the generally superior
utility that modeling offers for assessing SO2
concentrations, and (4) the most appropriate method for ensuring that
areas attain and maintain the NAAQS, taking into account the potential
substantial SO2 emissions reductions from forthcoming
national and regional rules currently under development. See 75 FR at
35550. EPA explained that except for the final regulatory provisions
such as those regarding the promulgated monitoring network, the
implementation discussion explained the Agency's expected and intended
approach to future action as guidance, not as final agency action, and
acknowledged that EPA's approaches may continue to evolve as actual
implementation proceeds. Id. For example, in the part of the discussion
outlining EPA's general expectation for what roles modeling and
monitoring would play in initial area designations under CAA section
107, EPA noted that decisions about whether to base an attainment
designation on monitoring alone would be made on a case-by-case basis.
See 75 FR at 35552, n. 22. EPA further explained that it planned to
issue more implementation guidance, particularly regarding the use of
refined dispersion modeling. See 75 FR at 35550. EPA has in fact
already provided some further guidance regarding implementation of the
revised SO2 Primary NAAQS. See Memorandum from Stephen D.
Page, Director, Office of Air Quality Planning and Standards, to
Regional Air Division Directors, ``Guidance Concerning Implementation
of the 1-hour SO2 NAAQS for the Prevention of Significant
Deterioration Program,'' and attachments (Aug. 23, 2010) (included in
the docket for this notice of denial).
EPA described its historical preference for having used modeling
more than monitoring to support SO2 NAAQS compliance
determinations, and referred to numerous prior actions dating from the
late 1970s through 2002 in implementing the SO2 NAAQS that
had taken this approach. See 75 FR at 35551. EPA explained the unique
aspects of SO2 that had caused the Agency to have less
confidence in relying on monitoring compared to situations involving
other NAAQS pollutants and how this affected its expected approach to
initial designations, given that the new monitoring network would not
be in place in time under the statutory timetable for issuing
designations. EPA also indicated that it did not expect States to be
able in that timeframe to conduct refined dispersion modeling for all
of the sources that may potentially cause or contribute to a violation
of the revised NAAQS. See 75 FR at 35551-52. EPA thus explained that it
was likely that most areas would therefore be initially designated as
``unclassifiable'' under the new NAAQS, and that an appropriate
approach needed to be identified to ensure that all areas ultimately
attain and maintain the revised NAAQS. See 75 FR at 35552-53. The
anticipated approach, EPA discussed, was to rely upon the CAA section
110(a)(1) requirement for SIP submissions from all areas--attainment,
unclassifiable, and nonattainment--following NAAQS revision. Although
EPA had often historically expected very little from States in this
submission in the way of substantive demonstrations or control
requirements, relying on new source review programs to keep areas in
attainment, EPA explained that in the case of SO2 the
section 110(a)(1) SIP provided an opportunity to allow States to
include in attainment demonstration modeling expected SO2
reductions from future federal and regional control programs currently
in development that would not be in effect in time to inform initial
designations. Id. To ensure that these attainment demonstrations would
result in timely nationwide attainment of the new NAAQS just as
expeditiously as would occur if EPA were to designate as nonattainment
areas with sources that may potentially cause or contribute to NAAQS
violations in advance of these new national and regional programs
becoming effective, EPA explained that it anticipated States would
submit section 110(a)(1) SIPs to show attainment on the same schedule
as would apply for nonattainment areas, i.e., no later than
approximately August 2017. EPA indicated its expectation that this date
would represent attainment as expeditiously as practicable for all
areas. Id. EPA provided detailed non-binding guidance discussions of
its expected approach toward future designations at 75 FR 35569-71, and
of its expected implementation strategy at 75 FR 35571-80. However, EPA
noted that any determination of actual attainment dates would await
notice and comment rulemaking with respect to a particular area and
SIP. Id. at 35573.
Although the discussion regarding designations and SIP
implementation constituted non-binding guidance, the approach discussed
had a role in EPA's final decisions on the size of the required
monitoring network, and the anti-backsliding requirements. The
discussion had no impact on the Agency's final decision on the NAAQS
itself. In particular, partly as a result of EPA's review of its
historic practice in assessing SO2 NAAQS compliance, EPA in
the final rule modified its proposed requirements concerning the
minimum size of the monitoring network. See 75 FR at 35554, 35556-62.
The result was that EPA reduced the final minimum monitoring network
requirement to approximately 163 monitors from the proposed number of
approximately 348. See 75 FR at 35557. And, as mentioned above, within
the implementation discussion EPA discussed its promulgated
requirements addressing the ``anti-backsliding'' provisions of CAA
section 172(e). See 75 FR at 35580-82. Finally, both in order to
conform the regulatory text for the new NAAQS to that addressing other
NAAQS, and in recognition of the fact that both monitoring and modeling
may be used by States to implement the new NAAQS, EPA added clarifying
regulatory text to refer to those situations in which compliance is
measured by use of monitoring. See 75 FR at 35582; 40 CFR 50.17(b) and
section 1(a) of Appendix T to part 50.
3. Petitions for Reconsideration and for Judicial Review and Stay
Requests
Following promulgation of the revised SO2 Primary NAAQS,
on August 23, 2010, numerous parties filed petitions for judicial
review in the U.S. Court of Appeals for the D.C. Circuit. See National
Environmental Development Association's Clean Air Project v. EPA,
[[Page 4786]]
No. 10-1252 (consolidated with Nos. 10-1254, 10-1255, 10-1256, 10-1258
and 10-1259) (D.C. Cir.). Each of those parties also on the same day
submitted to EPA petitions for administrative reconsideration of the
rule under CAA section 307(d)(7)(B). The petitions for reconsideration
objected to EPA's final rulemaking preamble discussion explaining the
Agency's anticipated approaches in future designations and SIP actions.
Some of the petitioners characterized their petitions as requesting,
first, ``clarification'' from EPA regarding ``key portions of the
implementation provisions of the Rule to ensure that the Rule is
implemented as written'' (see, e.g., UARG Petition at 3), and, second,
in the alternative, that EPA reconsider its discussed approach of how
it intends to implement the revised NAAQS and conduct notice and
comment on implementation procedures (see, e.g., id.). In addition,
each petition requested that EPA administratively stay the final rule's
effectiveness pending such reconsideration. Id.
Specifically, EPA received: A single petition for reconsideration
from the Utility Air Regulatory Group (UARG), the America Petroleum
Institute (API), the Council of Industrial Boilers (CIBO), the American
Iron and Steel Institute (AISI), the American Coke and Coal Chemicals
Institute (ACCCI), the American Chemistry Council (ACC), the American
Forest & Paper Association (AF&PA), the American Wood Council (AWC),
the Brick Industry Association (BIA), the Corn Refiners Association
(CRA) and the National Oilseed Processors Association (NOPA)
(collectively, UARG); and separate petitions from the National
Environmental Development Association's Clean Air Project (NEDA/CAP),
ASARCO LLC (ASARCO), the Montana Sulphur & Chemical Company (MSCC), the
Texas Commission on Environmental Quality (TCEQ), and the States of
North Dakota and South Dakota (ND and SD). Additionally, EPA's Region 3
Office received a letter from the West Virginia Department of
Environmental Protection (WVDEP) objecting to the final rule and urging
EPA to ``reconsider'' its anticipated approach to implementation of the
NAAQS, and the Arkansas Department of Environmental Quality (ADEQ) sent
the Administrator a letter in support of the petitions submitted by
TCEQ and by North Dakota and South Dakota.
Before EPA could respond to the petitions for reconsideration and
their requests for an administrative stay of the SO2 Primary
NAAQS, on October 8, 2010, the State of North Dakota filed in the D.C.
Circuit a motion (ND Motion) asking the Court to either stay the
effectiveness of the final SO2 Primary NAAQS pending
completion of judicial review of the rule, or, in the alternative, stay
the effectiveness of the June 2, 2011, statutory deadline for States to
submit any recommendations for attainment/nonattainment designations.
See ND Motion at 20. On November 8, 2010, UARG, NEDA/CAP, and the
SO2 NAAQS Coalition filed a response in support of the ND
Motion, as did TCEQ and ASARCO. On the same day, EPA filed its response
in opposition to the ND Motion, and so did the American Lung
Association (ALA) and the Environmental Defense Fund (EDF) as
intervenor-movants. Following this, on November 22, 2010, North Dakota
filed its reply to the various responses, and EPA filed a motion to
strike the responses filed by the UARG, NEDA/CAPS, the SO2
NAAQS Coalition and ASARCO. On December 2, 2010, these petitioners
filed their response to EPA's motion to strike, to which EPA replied on
December 10, 2010. On December 14, 2010, the Court issued an order
denying EPA's motion to strike, granting EPA's motion to hold the
litigation in abeyance, allowing EPA to file a response to the
responses in support of the ND Motion by January 18, 2011, directing
EPA to file a motion to govern further proceedings in the litigation by
January 18, 2011, and deferring a ruling on the ND Motion to stay the
rule pending further order of the Court.
II. Standard for Reconsideration
Section 307(d)(7)(B) of the CAA strictly limits petitions for
reconsideration both in time and scope. It states that: ``Only an
objection to a rule or procedure which was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review. If the person raising an
objection can demonstrate to the Administrator that it was
impracticable to raise such objection within such time or if the
grounds for such objection arose after the period for public comment
(but within the time specified for judicial review) and if such
objection is of central relevance to the outcome of the rule, the
Administrator shall convene a proceeding for reconsideration of the
rule and provide the same procedural rights as would have been afforded
had the information been available at the time the rule was proposed.
If the Administrator refuses to convene such a proceeding, such person
may seek review of such refusal in the United States court of appeals
for the appropriate circuit (as provided in subsection (b)). Such
reconsideration shall not postpone the effectiveness of the rule. The
effectiveness of the rule may be stayed pending such reconsideration,
however, by the Administrator or the court for a period not to exceed
three months.''
Thus, by the terms of CAA section 307(d)(7)(B), it is clear that
the right to seek reconsideration of a rule is afforded with respect to
decisions that are final rulemaking actions for which judicial review
may be obtained under CAA section 307(b)(1) and which have some final
effect that could potentially be stayed by either a court or by the
Administrator. EPA may not be required to reconsider non-final actions,
such as non-binding guidance discussions, for which judicial review is
not otherwise available and which do not themselves take effect at any
time. Moreover, the requirement to convene a proceeding to reconsider a
rule is based on the petitioner demonstrating to EPA both: (1) That it
was impracticable to raise the objection during the comment period, or
that the grounds for such objection arose after the comment period but
within the time specified for judicial review (i.e., within 60 days
after publication of the final rulemaking notice in the Federal
Register, see CAA section 307(b)(1)); and (2) that the objection is of
central relevance to the outcome of the rule.
As to the first procedural criterion for reconsideration, a
petitioner must show why the issue could not have been presented during
the comment period, either because it was impracticable to raise the
issue during that time or because the grounds for the issue arose after
the period for public comment (but within 60 days of publication of the
final action). Thus, CAA section 307(d)(7)(B) does not provide a forum
to request EPA to reconsider issues that actually were raised, or could
have been raised, prior to promulgation of the final rule.
In EPA's view, an objection is of central relevance to the outcome
of the rule only if it provides substantial support for the argument
that the promulgated regulation should be revised. See, e.g., EPA's
Denial of the Petitions to Reconsider the Endangerment and Cause or
Contribute Findings for Greenhouse Gases under Section 202 of the Clean
Air Act, 75 FR 49556, 49561 (Aug. 13, 2010). This interpretation is
appropriate in light of the criteria adopted by Congress in this and
other provisions in section 307(d). Section 307(d)(4)(B)(i) provides
that ``[a]ll documents which become available after the proposed rule
has been published and which the Administrator determines are of
central
[[Page 4787]]
relevance to the rulemaking shall be placed in the docket as soon as
possible after their availability.'' This provision draws a distinction
between comments and other information submitted during the comment
period, and other documents which become available after publication of
the proposed rule. The former are docketed irrespective of their
relevance or merit, while the latter must be docketed only if a higher
hurdle of central relevance to the rulemaking is met.
Congress also used the phrase ``central relevance'' in sections
307(d)(7)(B) and (d)(8), and by reference in (d)(9)(D), and in each
case Congress set a more stringent hurdle than in section 307(d)(4).
Under section 307(d)(7)(B), the Administrator is required to reconsider
a rule only if the objection is ``of central relevance to the outcome
of the rule.'' Likewise, section 307(d)(8) authorizes a court to
invalidate a rule for procedural errors only if the errors were ``so
serious and related to matters of such central relevance to the rule
that there is a substantial likelihood that the rule would have been
substantially changed if such errors had not been made.'' Section
307(d)(9)(D) then applies both the section 307(d)(7)(B) and (d)(8)
requirements in limiting a court's ability to reverse an EPA final
action found to be without observance of procedure required by law. In
each of these provisions, it is not enough that the objection or error
be of central relevance to the issues involved in the rulemaking, as in
section 307(d)(4). Instead, the objection has to be of central
relevance ``to the outcome of the rule'' itself, and the procedural
error has to be of such central relevance that it presents a
``substantial likelihood that the rule would have been substantially
changed.'' Central relevance to the issues involved in the rulemaking
is not enough to meet the criteria Congress set under sections
307(d)(7)(B), (d)(8) or (d)(9)(D). These provisions all require that
the objection or error be central to the substantive final decision
that is the outcome of the rulemaking and that is taking effect. This
difference is significant, and indicates that Congress set a much
higher hurdle for disturbing a final rule that has already been issued,
as compared to the less stringent criteria for docketing of documents
before a decision has been made and a rule has been issued.
In this context, EPA's interpretation of section 307(d)(7)(B) gives
full and appropriate meaning to the criteria adopted by Congress. An
objection is considered of central relevance to the outcome of the rule
only if it provides substantial support for the argument that the final
promulgated regulation should be revised. This properly links the
criteria to the promulgated outcome of the rulemaking, not just to the
issues addressed in the rulemaking which may or may not have influenced
that final action taken by EPA. It requires that the objection be of
such substance and merit that it can be considered central to the final
outcome of the rulemaking. This interpretation is consistent with
section 307(d)(8), which also ties central relevance to the outcome of
the rulemaking, in terms of a ``substantial likelihood'' that the
promulgated rule would be ``substantially changed,'' and with section
307(d)(9)(D), which assumes that the objection regard an ``action''
that a court ``may reverse'' and for which a ``procedure required by
law'' exists. This interpretation gives proper weight to the approach
throughout sections 307(b) and (d) of the importance Congress
attributed to preserving the finality of agency rulemaking decisions,
once they have in fact been made. This interpretation is also
consistent with the case law, as discussed below.
As discussed in this decision, EPA is denying the petitions because
they fail to meet these criteria. At the outset, the objections raised
in the petitions to reconsider all regard non-final, non-binding
guidance discussion that is not final rulemaking action that is ripe
for either judicial review or for reconsideration. Additionally, in all
cases the objections are not of central relevance to the outcome of the
rule because they do not provide substantial support for the argument
that the final SO2 Primary NAAQS should be revised.
Moreover, the objections raised in the petitions regard issues that
were or could have been raised during the comment period of the NPRM.
Parts III-V of this decision explain why EPA is denying the petitions
with respect to the objections set forth in these petitions for
reconsideration. For some of these issues, the petitioners have not met
the procedural predicate for reconsideration. That is, the petitioners
have not demonstrated that it was impracticable to raise these
objections during the comment period, or that the grounds for these
objections arose after the close of the comment period but within 60
days after publication of the final rule. As such, they do not meet the
statutory criteria for administrative reconsideration under CAA section
307(d)(7)(B). For all of the objections, the petitioners' objections
and argument in terms of substance are not ``of central relevance'' to
the outcome of the promulgated rulemaking establishing the revised
NAAQS. Moreover, the objections regard discussion in the preamble that
is not final action at all, and therefore EPA concludes that the non-
binding discussion cannot arguably be considered either of central
relevance to the promulgated SO2 NAAQS or something that EPA
was required to provide pursuant to section 307(d)'s procedural
requirements. Thus, none of the objections meet the criteria for
reconsideration under the CAA.
EPA also rejects TCEQ's claim that EPA should reconsider the final
rule under section 557 of the Administrative Procedure Act (APA), even
if the criteria for reconsideration under CAA section 307(d)(7)(B) are
not met (TCEQ at 4). First, CAA section 307(d)(1) provides that APA
sections 553 through 557 do not, except as expressly provided in
section 307(d), apply to actions to which CAA section 307(d) applies,
such as promulgation of a NAAQS (see CAA section 307(d)(1)(A)). Second,
by its own terms APA section 557 applies only when a hearing is
required to be conducted under APA section 556, which in turn applies
only to hearings required under APA sections 553 or 554. See APA
sections 557(a), 556(a). Since those provisions do not apply to actions
promulgated under CAA section 307(d), APA section 557 is inapplicable.
As mentioned above, EPA also received requests to administratively
stay the final revised SO2 Primary NAAQS as part of the
petitions for reconsiderations. Petitioners either tied their requests
for an administrative stay to their petitions for reconsideration under
CAA section 307(d)(7)(B), referred to EPA's general authority to
prescribe such regulations as are necessary to carry out EPA's
functions under CAA section 301(a), did not refer to any specific
statutory authority for granting an administrative stay, or filed the
stay request under section 705 of the Administrative Procedure Act, 5
U.S.C. 705. As described below, EPA is denying the petitions to
reconsider; hence there is no basis for issuance of a stay under CAA
section 307(d)(7)(B). Nor is it necessary for EPA to grant a stay by
rulemaking under authority of CAA section 301(a) to carry out the
Agency's functions in denying the petitions for reconsideration. APA
section 705 authorizes an agency to postpone the effective date of an
agency action pending judicial review when the agency finds that
justice so requires. In this case, the revised SO2 Primary
NAAQS was effective as of August 23, 2010. TCEQ's request for an
administrative stay relying upon APA section 705 was submitted by
petition on the same day that the SO2 Primary
[[Page 4788]]
NAAQS became effective. Even if EPA believed that an administrative
stay was warranted, which it does not, it is not clear whether EPA
would have authority under APA section 705 to stay an agency action
that has already gone into effect. Postponing an effective date implies
action before the effective date arrives.
In any case, an administrative stay of the final SO2
Primary NAAQS is not warranted. As explained in Part VI below, in
response to the arguments raised by petitioners, (1) the petitioners
have not made a strong showing on the merits, for all of the reasons
upon which EPA is denying the petitions to reconsider; (2) the
petitioners' arguments concerning irreparable harm fail to adequately
account for the fact that no final actions implementing the approaches
discussed in the preamble have yet been taken under the revised NAAQS;
(3) the petitioners' arguments do not consider the possibility of harm
to other parties if a stay of the NAAQS were to be granted; and (4)
granting a stay would be contrary to the public interest.
III. Administrative Process Issues
A. Summary of Petitioners' Arguments
Petitioners' procedural objections come in several forms, with most
petitioners raising them repeatedly. The central assumption of each
objection is that EPA's final NAAQS rulemaking took final action on the
discussed implementation approaches, and that the discussion and
approaches are of central relevance to the outcome of the final revised
SO2 Primary NAAQS. Further, petitioners often assert that
but for the inclusion of the discussion of implementation approaches,
which was allegedly done in a procedurally flawed manner, EPA would
have promulgated a different revision of the SO2 Primary
NAAQS. They claim that notice and comment rulemaking is required for
the implementation ``aspect'' of the final NAAQS, and rely upon the
premise that the final preamble discussion constitutes final agency
action on such an allegedly required aspect.
Several petitioners argued that EPA gave no indication in the NPRM
that the Agency might ``reduce the role of monitoring'' in NAAQS
attainment designations or that modeling might play a greater role in
SO2 NAAQS implementation, or that the requirements of CAA
section 110(a)(1) might be interpreted or implemented differently than
in the past. See UARG at 13-14, 22-25; NEDA/CAP at 3-4; ASARCO at 2-4,
4-6, 6-8, 8-10; MSCC at 1-2, 3-6, 6-9; TCEQ at 4, 11-14; ND and SD at
7-8, 8-9; WVDEP at 1, 2; ADEQ at 1. Consequently, the petitioners claim
the final preamble's implementation discussion deviates too sharply
from the NPRM to ``logically follow'' from the proposal without first
undergoing notice and comment procedures, as petitioners claim is
required by Sm