Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to a Test Pile Program, 4300-4322 [2011-1528]
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Federal Register / Vol. 76, No. 16 / Tuesday, January 25, 2011 / Notices
will discuss and provide advice on the
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The announced meeting is
scheduled 8 a.m.–5 p.m. EST Tuesday,
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Wednesday, February 9, 2011.
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SUPPLEMENTARY INFORMATION:
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Dated: January 19, 2011.
Mark E. Brown,
Chief Financial Officer/Chief Administrative
Officer, Office of Oceanic and Atmospheric
Research, National Oceanic and Atmospheric
Administration.
[FR Doc. 2011–1418 Filed 1–24–11; 8:45 am]
BILLING CODE 3510–KA–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XA075
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to a Test Pile
Program
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
AGENCY:
NMFS has received an
application from the U.S. Navy (Navy)
for an Incidental Harassment
Authorization (IHA) to take marine
mammals, by harassment, incidental to
pile driving activities as part of a test
pile program. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal
to issue an IHA to the Navy to take, by
Level B Harassment only, five species of
marine mammals during the specified
activity.
DATES: Comments and information must
be received no later than February 24,
2011.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing e-mail comments is
ITP.Laws@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10-megabyte file size.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm without change. All
Personal Identifying Information (e.g.,
name, address) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit Confidential
SUMMARY:
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Business Information or otherwise
sensitive or protected information.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. The Navy has prepared
a draft Environmental Assessment (EA)
titled ‘‘Test Pile Program NBK Bangor
Waterfront, Naval Base Kitsap Bangor,
Silverdale, WA’’, and has prepared a
draft Essential Fish Habitat Assessment
titled ‘‘Test Pile Program NBK Bangor
Waterfront Draft Essential Fish Habitat
Assessment’’. These associated
documents, prepared in compliance
with the National Environmental Policy
Act (NEPA) and Magnuson-Stevens
Fishery Conservation and Management
Act, respectively, are also available at
the same internet address. Documents
cited in this notice may also be viewed,
by appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 713–2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such takings are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as ‘‘* * * an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
Section 101(a)(5)(D) of the MMPA
established an expedited process by
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Federal Register / Vol. 76, No. 16 / Tuesday, January 25, 2011 / Notices
which citizens of the U.S. can apply for
an authorization to incidentally take
small numbers of marine mammals by
harassment. Section 101(a)(5)(D)
establishes a 45-day time limit for
NMFS review of an application
followed by a 30-day public notice and
comment period on any proposed
authorizations for the incidental
harassment of marine mammals. Within
45 days of the close of the comment
period, NMFS must either issue or deny
the authorization.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as:
Any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
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Summary of Request
NMFS received an application on
November 2, 2010 from the Navy for the
taking of marine mammals incidental to
pile driving in association with a test
pile program in the Hood Canal at Naval
Base Kitsap in Bangor, WA (NBKB).
This test pile program is proposed to
occur between July 16, 2011 and
October 31, 2011. Six species of marine
mammals may be present within the
waters surrounding NBKB: Steller sea
lions (Eumetopias jubatus), California
sea lions (Zalophus californianus),
harbor seals (Phoca vitulina), killer
whales (Orcinus orca), Dall’s porpoises
(Phocoenoides dalli), and harbor
porpoises (Phocoena phocoena). These
species may occur year-round in the
Hood Canal, with the exception of the
Steller sea lion. Steller sea lions are
present only from fall to late spring
(November–June), outside of the
project’s timeline (July 16–October 31).
Additionally, while the Southern
Resident killer whale (listed as
endangered under the Endangered
Species Act [ESA]) is resident to the
inland waters of Washington and British
Columbia, it has not been observed in
the Hood Canal in decades and was
therefore excluded from further
analysis. Only the five species which
may be present during the project’s
timeline may be exposed to sound
pressure levels associated with vibratory
and impulsive pile driving, and will be
analyzed in detail in this document.
The Navy proposes to install up to 29
test and reaction piles at NBKB to gather
geotechnical and noise data to validate
the design concept for the building of a
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new Explosive Handling Wharf (EHW–
2), as well as for future projects at the
NBKB waterfront. The test pile program
will require a maximum of forty work
days for completion. The forty work day
duration of the program includes the
time for the initial pile installations,
time for performing loading tests, and
time to remove all of the test piles. The
pile lengths will range from 100–197 ft
(30–60 m), and range in diameter from
30–60 in (0.8–1.5 m). The test pile
program will involve driving eighteen
steel pipe piles, at pre-determined
locations within the proposed footprint
of EHW–2. Some of the initial eighteen
piles will be removed and re-driven as
part of lateral load and tension tests. A
total of eleven piles will be installed to
perform lateral load and tension load
tests. All piles will be driven with a
vibratory hammer for their initial
embedment depths, and select piles will
be impact driven for their final 10–15 ft
(3–4.6 m) for proofing. ‘‘Proofing’’
involves driving a pile the last few feet
into the substrate to determine the
capacity of the pile. The capacity during
proofing is established by measuring the
resistance of the pile to a hammer that
has a piston with a known weight and
stroke (distance the hammer rises and
falls) so that the energy on top of the
pile can be calculated. The blow count
in ‘‘blows per inch’’ is measured to
verify resistance, and pile compression
capacities are calculated using a known
formula. Noise attenuation measures
(i.e., bubble curtain) will be used during
all impact hammer operations and on
two of the vibratory-driven piles.
Hydroacoustic monitoring will be
performed to assess effectiveness of
noise attenuation measures.
For pile driving activities, the Navy
used NMFS-promulgated thresholds for
assessing pile driving impacts (NMFS
2005b, 2009), outlined later in this
document. The Navy used
recommended spreading loss formulas
(the practical spreading loss equation
for underwater sounds and the spherical
spreading loss equation for airborne
sounds) and empirically-measured
source levels from other 30–72 in (0.8–
1.8 m) diameter steel pile driving events
to estimate potential marine mammal
exposures. Predicted exposures are
outlined later in this document. The
calculations predict that no Level A
harassments would occur associated
with pile driving activities, and that
1,180 Level B harassments may occur
during the test pile program from
underwater sound. No incidents of
harassment were predicted from
airborne sounds associated with pile
driving. Some assumptions (including
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marine mammal densities and other
assumptions) used to estimate the
exposures are conservative, and may
overestimate the potential number of
exposures and their severity.
Description of the Specified Activity
NBKB is located on the Hood Canal
approximately twenty miles (32 km)
west of Seattle, WA (see Figures 1–1 and
1–2 in the Navy’s application). NBKB
provides berthing and support services
to Navy submarines and other fleet
assets. The entirety of NBKB, including
the land areas and adjacent water areas
in the Hood Canal are restricted from
general public access. The Navy
proposes a test pile program to support
the design of the future construction of
EHW–2. The proposed actions with the
potential to affect marine mammals
within the waterways adjacent to NBKB
that could result in harassment under
the MMPA are vibratory and impulsive
pile driving operations associated with
the test pile program. The proposed pile
driving activities will occur between
July 16, 2011 and October 31, 2011. All
in-water construction activities within
the Hood Canal are only permitted
during July 16–February 15 in order to
protect spawning fish populations. The
further restriction of in-water work
window proposed by the Navy avoids
the possibility of incidental harassment
of Steller sea lions. The Eastern Distinct
Population Segment (DPS) of Steller sea
lions, present in the Hood Canal outside
of the proposed project time period, is
listed as threatened under the ESA.
As part of the Navy’s sea-based
strategic deterrence mission, the Navy
Strategic Systems Programs directs
research, development, manufacturing,
test, evaluation, and operational support
of the TRIDENT Fleet Ballistic Missile
program. Maintenance and development
of necessary facilities for handling of
explosive materials is part of these
duties. The proposed action for this IHA
request is to install and remove up to 29
test and reaction piles, conduct loading
tests on select piles, and measure inwater sound propagation parameters
(e.g., transmission loss) during pile
installation and removal. Geotechnical
and sound propagation data collected
during pile installation and removal
will be integrated into the design,
construction, and environmental
planning for the Navy’s proposed EHW–
2. Future construction projects at the
NBKB waterfront may also benefit from
the geotechnical data gathered for use in
their environmental planning
documentation. The Navy proposes to
install the test piles in the location
planned for the future EHW–2, which
will be adjacent to the existing
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Explosive Handling Wharf (EHW–1) at
NBKB. The test pile program will
require a maximum of forty work days
for completion. Hydroacoustic
monitoring will be undertaken to assess
the effectiveness of noise attenuation
measures. The presence of marine
mammals will also be monitored during
pile installation and removal.
The test pile program has been
designed to collect adequate
geotechnical and sound propagation
data. Under the proposed action, the
Navy will install 29 test and reaction
piles in the Hood Canal. The pile
lengths will range from 100–197 ft (30–
60 m), and range in diameter from 30–
60 in (0.8–1.5 m). All piles will
subsequently be removed at the
completion of the test pile program.
These test piles will be situated
throughout the footprint of the future
EHW–2, currently in the preliminary
planning process. Figure 1–3 of the
Navy’s application shows in detail the
locations of each of the test piles.
The installation of the test piles will
involve driving eighteen steel pipe piles
into the substrate. Additionally, three
lateral load and two tension load tests
will be performed. The lateral load test
involves measurements of lateral
displacement versus load for the piles.
The lateral load tests will require reinstalling two 60-in (1.5 m) diameter
piles and one 48-in (1.2 m) diameter
pile. The tension load test measures the
vertical capacity of a pile. The tension
load tests will require driving four
reaction piles for each of the two
tension load tests. The lateral load test
in combination with the tension load
test will result in the installation of an
additional eleven piles. The Navy
expects that some of the initial eighteen
test piles will be removed and re-driven
as part of lateral load and tension tests.
Please see the Navy’s application for a
diagram of the lateral load and tension
load tests, and for more specific
information regarding each test pile
(Figure 1–4 and Table 1–1 of the Navy’s
application, respectively).
According to the Navy, previous soil
boring studies, as well as experience at
EHW–1, confirms that the substrate
appears to be relatively consistent in
nature across the site. Therefore, all of
the piles will be driven by a vibratory
hammer to their initial embedment
depths. The eighteen test piles would
likely require the use of an impact
hammer to drive the piles the remaining
10–15 ft (3–4.6 m) into the substrate and
for proofing. The impact driver will
perform a few blows to warm up the
hammer and a number of blows to verify
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capacity. A Pile Dynamic Analyzer will
be utilized to confirm capacity. As a
contingency, any piles that cannot be
driven to their desired depth using the
vibratory hammer may require the use
of the impact hammer to finish
installation. This contingency has been
accounted for in the modeling analysis.
The contractor is expected to mobilize
two floating barges, one large barge up
to 80 ft wide x 300 ft (24 x 91 m) long
and one medium sized barge
approximately 60 ft wide x 150 ft (18 x
46 m) long, for the test pile program.
These barges will be moved into
location with a 44 ft (13 m) tug boat.
The two barges will share the work load,
with the smaller barge working the
inboard test piles and the larger barge
working the outboard test piles. The
smaller barge will likely be on site for
approximately two weeks of pile driving
while the larger barge will be on site for
the full duration of the program which
is expected to be no longer than forty
days. Only one pile driving rig will be
operated at a time.
Sound attenuation measures (e.g.,
bubble curtain) will be used during all
impact hammer operations, and on two
of the vibratory-driven piles, to test the
practicability of using bubble curtains
with a vibratory hammer. The Navy will
monitor hydroacoustic levels, as well as
the presence and behavior of marine
mammals during pile installation and
removal. All piles will be removed at or
before the completion of the test pile
program because they could pose a
potential navigation risk if left in place.
Removal is also necessary because the
test piles will not be incorporated into
the proposed EHW–2, as exact pile
locations for the future structure have
not yet been finalized.
The test pile program will require a
maximum of forty work days for
completion. A work day is limited to the
hours from two hours post-sunrise to
two hours prior to sunset. The forty
work day duration of the program
includes the time for the initial pile
installations, time for performing the
loading tests, and time to remove all of
the test piles. A 108-day authorization
window (16 July–31 October) was
requested to take into account delays
that could occur due to the permitting
process, materials availability, and
inclement weather that may preclude
construction.
The Navy’s contractor estimates that
pile installation could occur at a
maximum rate of four piles per day.
However, the Navy anticipates that an
average of two piles will be installed
and removed per day. For each pile
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installed, the driving time is expected to
include no more than one hour for
vibratory driving and fifteen minutes for
the impact driving portion of the
project, with a maximum 100 blows
executed per day. The U.S. Fish and
Wildlife Service (USFWS) requested
that a maximum of 100 blows be
executed per day in order to minimize
potential injurious impacts to fish
species which the marbled murrelet,
listed as threatened under the ESA, prey
upon. All piles will be extracted using
a vibratory hammer. Extraction is
anticipated to take approximately thirty
minutes per pile. Overall, this results in
an estimated maximum of two hours for
driving and removal per pile, or
approximately four hours per day.
Therefore, while forty days of total inwater work time is proposed, only a
fraction of the total work time will
actually be spent on pile driving and
removal.
An average work day (two hours postsunrise to two hours prior to sunset)
ranges from six to twelve hours (for an
average of approximately eight to nine
hours), depending on the month.
Although it is anticipated that only four
hours would need to be spent on pile
driving and removal per day, the Navy
modeled potential impacts as if the
entire day (i.e., eight to nine hours)
could be spent pile driving to take into
account deviations from the estimated
times for pile installation and removal
and to account for the additional use of
the impact pile driver in case of failure
of the vibratory hammer to reach the
desired embedment depth. Based on the
proposed action, the total pile driving
time from vibratory or impact pile
driving would be less than fifteen days
(29 piles at an average of two per day,
assuming an average of eight to nine
hours of pile driving per day).
Description of Noise Sources
Underwater sound levels are
comprised of multiple sources,
including physical noise, biological
noise, and anthropogenic noise.
Physical noise includes waves at the
surface, earthquakes, ice, and
atmospheric noise. Biological noise
includes sounds produced by marine
mammals, fish, and invertebrates.
Anthropogenic noise consists of vessels
(small and large), dredging, aircraft
overflights, and construction noise.
Known noise levels and frequency
ranges associated with anthropogenic
sources similar to those that would be
used for this project are summarized in
Table 1. Details of each of the sources
are described in the following text.
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TABLE 1—REPRESENTATIVE NOISE LEVELS OF ANTHROPOGENIC SOURCES
Noise source
Frequency
range (Hz)
Underwater noise level
(dB re 1 μPa)
Small vessels ..................................................
Tug docking gravel barge ...............................
Vibratory driving of 72-in (1.8 m) steel pipe
pile.
Impact driving of 36-in (0.9 m) steel Pipe pile
Impact driving of 66-in (1.7 m) CISS1 piles ...
250–1,000
200–1,000
10–1,500
151 dB root mean square (rms) at 1 m ..
149 dB rms at 100 m (328 ft) .................
180 dB rms at 10 m (33 ft) .....................
Richardson et al. 1995.
Blackwell and Greene 2002.
CALTRANS 2007.
10–1,500
100–1,500
195 dB rms at 10 m ................................
195 dB rms at 10 m ................................
WSDOT 2007.
Reviewed in Hastings and Popper 2005.
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1 CISS
Reference
= cast-in-steel-shell.
In-water construction activities
associated with the project would
include impact pile driving and
vibratory pile driving. The sounds
produced by these activities fall into
one of two sound types: pulsed and
non-pulsed (defined in next paragraph).
Impact pile driving produces pulsed
sounds, while vibratory pile driving
produces non-pulsed (or continuous)
sounds. The distinction between these
two general sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward 1997 in
Southall et al. 2007). Please see Southall
et al. (2007) for an in-depth discussion
of these concepts.
Pulsed sounds (e.g., explosions,
gunshots, sonic booms, seismic pile
driving pulses, and impact pile driving)
are brief, broadband, atonal transients
(ANSI 1986; Harris 1998) and occur
either as isolated events or repeated in
some succession. Pulsed sounds are all
characterized by a relatively rapid rise
from ambient pressure to a maximal
pressure value followed by a decay
period that may include a period of
diminishing, oscillating maximal and
minimal pressures. Pulsed sounds
generally have an increased capacity to
induce physical injury as compared
with sounds that lack these features.
Non-pulse (intermittent or continuous
sounds) can be tonal, broadband, or
both. Some of these non-pulse sounds
can be transient signals of short
duration but without the essential
properties of pulses (e.g., rapid rise
time). Examples of non-pulse sounds
include vessels, aircraft, machinery
operations such as drilling or dredging,
vibratory pile driving, and active sonar
systems. The duration of such sounds,
as received at a distance, can be greatly
extended in a highly reverberant
environment.
Ambient Noise
By definition, ambient noise is
background noise, without a single
source or point (Richardson et al. 1995).
Ambient noise varies with location,
season, time of day, and frequency.
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Ambient noise is continuous, but with
much variability on time scales ranging
from less than one second to one year
(Richardson et al. 1995). Ambient
underwater noise at the project area is
widely variable over time due to a
number of natural and anthropogenic
sources. Sources of naturally occurring
underwater noise include wind, waves,
precipitation, and biological noise (e.g.,
shrimp, fish, cetaceans). There is also
human-generated noise from ship or
boat traffic and other mechanical means
(Urick 1983). Other sources of
underwater noise at industrial
waterfronts could come from cranes,
generators, and other types of
mechanized equipment on wharves or
the adjacent shoreline.
In the vicinity of the project area, the
average broadband ambient underwater
noise levels were measured at 114 dB re
1μPa between 100 Hz and 20 kHz (Slater
2009). Peak spectral noise from
industrial activity was noted below the
300 Hz frequency, with maximum levels
of 110 dB re 1μPa noted in the 125 Hz
band. In the 300 Hz to 5 kHz range,
average levels ranged between 83–99 dB
re 1μPa. Wind-driven wave noise
dominated the background noise
environment at approximately 5 kHz
and above, and ambient noise levels
flattened above 10 kHz.
Airborne noise levels at NBKB vary
based on location but are estimated to
average around 65 dBA (A-weighted
decibels) in the residential and office
park areas, with traffic noise ranging
from 60–80 dBA during daytime hours
(Cavanaugh and Tocci 1998). The
highest levels of airborne noise are
produced along the waterfront and at
the ordnance handling areas, where
estimated noise levels range from 70–90
dBA and may peak at 99 dBA for short
durations. These higher noise levels are
produced by a combination of sound
sources including heavy trucks,
forklifts, cranes, marine vessels,
mechanized tools and equipment, and
other sound-generating industrial or
military activities.
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Sound Thresholds
Since 1997, NMFS has used generic
sound exposure thresholds to determine
when an activity in the ocean that
produces sound might result in impacts
to a marine mammal such that a take by
harassment might occur (NMFS 2005b).
To date, no studies have been
conducted that examine impacts to
marine mammals from pile driving
sounds from which empirical noise
thresholds have been established.
Current NMFS practice regarding
exposure of marine mammals to high
level sounds is that cetaceans and
pinnipeds exposed to impulsive sounds
of 180 and 190 dB rms or above,
respectively, are considered to have
been taken by Level A (i.e., injurious)
harassment. Behavioral harassment
(Level B) is considered to have occurred
when marine mammals are exposed to
sounds at or above 160 dB rms for
impulse sounds (e.g., impact pile
driving) and 120 dB rms for continuous
noise (e.g., vibratory pile driving), but
below injurious thresholds. For airborne
noise, pinniped disturbance from haulouts has been documented at 100 dB
(unweighted) for pinnipeds in general,
and at 90 dB (unweighted) for harbor
seals. NMFS uses these levels as
guidelines to estimate when harassment
may occur.
Distance to Sound Thresholds
Underwater Sound Propagation
Formula—Pile driving would generate
underwater noise that potentially could
result in disturbance to marine
mammals transiting the project area.
Transmission loss (TL) underwater is
the decrease in acoustic intensity as an
acoustic pressure wave propagates out
from a source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The formula for transmission loss is:
TL = B * log10(R) + C * R, where
B = logarithmic (predominantly spreading)
loss
C = linear (scattering and absorption) loss
R = range from source in meters
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For all underwater calculations in this
assessment, linear loss (C) was not used
(i.e., C = 0) and transmission loss was
calculated using only logarithmic
spreading. Therefore, using practical
spreading (B = 15), the revised formula
for transmission loss is TL = 15 log10
(R).
Underwater Noise from Pile Driving—
The intensity of pile driving sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. A large quantity of literature
regarding sound pressure levels
recorded from pile driving projects is
available for consideration. In order to
determine reasonable sound pressure
levels and their associated affects on
marine mammals that are likely to result
from pile driving at NBKB, studies with
similar properties to the proposed
action were evaluated. Studies which
met the following parameters were
considered: (1) Pile materials—steel
pipe piles (30–72 in [0.8–1.8 m]
diameter); (2) Hammer machinery—
vibratory and impact; and (3) Physical
environment—shallow depth (less than
100 ft [30 m]). Table 2 details
representative pile driving activities that
have occurred in recent years. Due to
the similarity of these actions and the
Navy’s proposed action, they represent
reasonable sound pressure levels which
could be anticipated.
TABLE 2—UNDERWATER SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES
Project & location
Pile size & type
Installation
method
Water depth
Mukilteo Test Piles, WA1 .......
36-in (0.9 m) steel pipe ..........
Impact ............
7.3 m (24 ft) ...........................
Richmond-San Rafael Bridge,
CA 2.
Unknown Location, CA 2 ........
66-in (1.7 m) steel CISS pile
Impact ............
4 m (13.1 ft) ...........................
72-in (1.8 m) steel pipe pile ...
Vibratory ........
Approximately 5 m (16.4 ft) ...
1 WSDOT
Measured sound
pressure levels
195 dB re 1 μPa (rms) at
10 m (33 ft).
195 dB re 1 μPa (rms) at
10 m.
180 dB re 1 μPa (rms) at
10 m.
2007.
2007.
2 CALTRANS
Several noise reduction measures can
be employed during pile driving to
reduce the high source pressures
associated with impact pile driving.
Among these is the use of bubble
curtains, cofferdams, pile caps, or the
use of vibratory installation. The
efficacy of bubble curtains is dependent
upon a variety of site-specific factors,
including environmental conditions
such as water current, sediment type,
and bathymetry; the type and size of the
pile; and the type and energy of the
hammer. For the test pile program, the
Navy intends to employ noise reduction
techniques during impact pile driving,
including the use of the Gunderboom
Sound Attenuation System (SAS) or
traditional bubble curtain sound
attenuation system. Additionally,
vibratory pile driving will be the
primary installation method, which has
lower source levels than impact pile
driving. The calculations of the
distances to the marine mammal noise
thresholds described previously were
calculated for impact installation with
and without consideration for
mitigation measures. Thorson and Reyff
(2004) determined that a properly
designed bubble curtain could provide a
reduction of 5 to 20 dB. Based on
information contained therein, distances
calculated with consideration for
mitigation assumed a 10 dB reduction in
source levels from the use of sound
attenuation devices, and the Navy used
the mitigated distances for impact pile
driving for all analysis in their
application. Calculations for the marine
mammal noise thresholds for vibratory
installation were done based on in-situ
recordings of vibratory installation and
extraction data from CALTRANS (2007)
which indicated a sound pressure level
(SPL) of 180 db re 1μPa at 10 m (33 ft).
This concurred with published
literature from other studies which have
in the past used a 15 dB reduction factor
from source levels from impact driving
recordings to calculate source levels for
vibratory pile driving. Sound levels
associated with vibratory pile removal
are the same as those during vibratory
installation (CALTRANS 2007) and have
been taken into consideration in the
modeling analysis. All calculated
distances to and the total area
encompassed by the marine mammal
noise thresholds are provided in Tables
3 and 4, respectively. Calculated
distance to thresholds using
unmitigated impact driving is provided
as reference; no unmitigated impact
driving will occur. The USFWS has
requested this as a measure to protect
prey of the ESA-endangered marbled
murrelet.
TABLE 3—CALCULATED DISTANCE(S) TO UNDERWATER MARINE MAMMAL NOISE THRESHOLDS FROM PILE DRIVING
Distance in meters (ft) to threshold
Description
Impact Level A
(190 dB 1)
Impact Level A
(180 dB 1)
Impact Level B
(160 dB 1)
Vibratory Level
B
(120 dB 1)
22 (72)
5 (16)
2 (7)
100 (328)
22 (72)
10 (33)
2,154 (7,067)
464 (1,522)
N/A
N/A
N/A
2 100,000
(328,084)
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Impact Driving, no mitigation ...........................................................................
Impact Driving with bubble curtain (Mitigation = 10 dB reduction in SPLs) ...
Vibratory pile driver ..........................................................................................
All sound levels expressed in dB re 1 μPa rms.
Practical spreading loss (15 log, or 4.5 dB per doubling of distance) used for water depths 10–50 ft (3–15 m).
1 Sound pressure levels used for calculations were: 195 dB re 1 μPa @ 10 m (33 ft) for impact and 180 dB re 1 μPa @ 10 m for vibratory.
2 Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5 mi), and is fetch limited from N to S
at 20.3 km (12.6 mi).
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Calculated distances to thresholds,
and calculated areas encompassed by
thresholds, assume a field free of
obstruction. This is unrealistic,
however, because the Hood Canal does
not represent open water conditions
(free field) and therefore, sounds would
attenuate as they encountered land
masses or bends in the canal. As a
result, some of the distances and areas
distance sound waves travel without
obstruction [i.e., line of sight]) at the
project area. Table 4 presents the
calculated area encompassed for each
threshold, as well as the actual area that
is predicted to be encompassed due to
obstructions as described above. Please
see figures 6–1 and 6–2 in the Navy’s
application for graphical depictions of
these areas for cetaceans and pinnipeds.
of impact calculated cannot actually be
attained within the project area. The
actual distances to the behavioral
disturbance thresholds for both impact
and vibratory pile driving (464 m and
100,000 m [1,522 and 328,084 ft],
respectively) may be shorter than those
calculated due to the irregular contour
of the waterfront, the narrowness of the
canal, and the maximum fetch (furthest
TABLE 4—AREA ENCOMPASSED (PER PILE) BY THE UNDERWATER MARINE MAMMAL NOISE THRESHOLDS FROM PILE
DRIVING, CALCULATED AND ACTUAL
Area in square kilometers (mi2) encompassed by the threshold
Description
Impact Level A
(190 dB 1)
Impact Level A
(180 dB 1)
Impact Level B
(160 dB 1)
Vibratory Level
B (120 dB 1)
0.000
0.002 (0.001)
0.676 (0.261)
N/A
0.000
0.000
0.002 (0.001)
0.000
0.509 (0.197)
N/A
0.000
0.000
N/A
N/A
31,416
(12,130)
41.5 (16)
Impact Driving with bubble curtain, calculated (Mitigation = 10 dB reduction
in SPLs) ........................................................................................................
Impact Driving with bubble curtain, actual (Mitigation = 10 dB reduction in
SPLs) ............................................................................................................
Vibratory pile driver, calculated .......................................................................
Vibratory pile driver, actual ..............................................................................
1 Sound
pressure levels used for calculations were: 195 dB re 1 μPa @ 10 m (33 ft) for impact and 180 dB re 1 μPa @ 10 m for vibratory.
Airborne Sound Propagation
Formula—Pile driving can generate
airborne noise that could potentially
result in disturbance to marine
mammals (specifically, pinnipeds)
which are hauled out or at the water’s
surface. As a result, the Navy analyzed
the potential for pinnipeds hauled out
or swimming at the surface near NBKB
to be exposed to airborne sound
pressure levels that could result in Level
B behavioral harassment. The
appropriate airborne noise threshold for
behavioral disturbance for all
pinnipeds, except harbor seals, is 100
dB re 20 μPa rms (unweighted). For
harbor seals the threshold is 90 dB re 20
μPa rms (unweighted). A spherical
spreading loss model, assuming average
atmospheric conditions, was used to
estimate the distance to the 100 dB and
90 dB re 20 μPa rms (unweighted)
airborne thresholds. The formula for
calculating spherical spreading loss is:
TL = 20log r
TL = Transmission loss
r = Distance from source to receiver
*Spherical spreading results in a 6 dB
decrease in sound pressure level per
doubling of distance.
Airborne Sound from Pile Driving—As
was discussed for underwater noise
from pile driving, the intensity of pile
driving sounds is greatly influenced by
factors such as the type of piles,
hammers, and the physical environment
in which the activity takes place. In
order to determine reasonable airborne
sound pressure levels and their
associated effects on marine mammals
that are likely to result from pile driving
at NBKB, studies with similar properties
to the proposed action, as described
previously, were evaluated. Table 5
details representative pile driving
activities that have occurred in recent
years. Due to the similarity of these
actions and the Navy’s proposed action,
they represent reasonable sound
pressure levels which could be
anticipated.
TABLE 5—AIRBORNE SOUND PRESSURE LEVELS FROM SIMILAR IN-SITU MONITORED CONSTRUCTION ACTIVITIES
Project & location
Pile size & type
Installation
method
Water depth
Measured sound pressure levels
Northstar Island, AK 1 ......................
42-in (1.1 m) steel pipe pile.
Impact ................
Keystone Ferry Terminal, WA 2 .......
30-in (0.8 m) steel pipe pile
Vibratory .............
Approximately 12
m (40 ft).
Approximately 9
m (30 ft).
97 dB re 20 μPa (rms) at 525 ft
(160 m).
98 dB re 20 μPa (rms) at 36 ft (11
m).
1 Blackwell
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2 WSDOT
et al. 2004.
2010.
Based on in-situ recordings from
similar construction activities, the
maximum airborne noise levels that
would result from impact and vibratory
pile driving are estimated to be 97 dB
re 20 μPa (rms) at 525 ft (160 m) and 98
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dB re 20 μPa (rms) at 36 ft (11 m),
respectively (Blackwell et al. 2004;
WSDOT 2010). The distances to the
airborne thresholds were calculated
with the airborne transmission loss
formula presented previously. All
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calculated distances to and the total area
encompassed by the airborne marine
mammal noise thresholds are provided
in Tables 6 and 7, respectively.
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Federal Register / Vol. 76, No. 16 / Tuesday, January 25, 2011 / Notices
TABLE 6—CALCULATED DISTANCES TO THE MARINE MAMMAL NOISE THRESHOLDS IN-AIR FROM PILE DRIVING
Airborne behavioral disturbance
Species
Threshold
Distance to threshold
impact pile driving
Pinnipeds (except harbor seal) .................
Harbor seal ................................................
100 dB re 20 μPa rms (unweighted) .......
90 dB re 20 μPa rms (unweighted) .........
113 m (371 ft) ....................
358 m (1,175 ft) .................
Distance to threshold
vibratory pile driving
9 m (30 ft).
28 m (92 ft).
TABLE 7—CALCULATED AREA ENCOMPASSED (PER PILE) BY THE MARINE MAMMAL NOISE THRESHOLDS IN-AIR FROM PILE
DRIVING
Airborne behavioral disturbance
Species
Threshold
Area encompassed by the
threshold for impact pile
driving
Area encompassed by the
threshold for vibratory pile
driving
Pinnipeds (except harbor seal) .................
Harbor seal ................................................
100 dB re 20 μPa rms (unweighted) .......
90 dB re 20 μPa rms (unweighted) .........
0.040 km2 (.015 mi2) .........
0.403 km2 (0.156 mi2) .......
0.000 km2.
0.002 km2 (.001 mi2).
The distance to the sea lion airborne
threshold would be 113 m (371 ft) for
impact pile driving, and 9 m (30 ft) for
vibratory pile driving. The distance to
the harbor seal airborne threshold
would be 358 m (1,175 ft) for impact
pile driving, and 28 m (92 ft) for
vibratory pile driving. These distances
are all less than the distances calculated
for underwater sound thresholds. Since
protective measures are in place out to
the distances calculated for the
underwater thresholds, the distances for
the airborne thresholds will be covered
fully by mitigation and monitoring
measures in place for underwater sound
thresholds. All construction noise
associated with the project would not
extend beyond the buffer zone for
underwater sound that would be
established to protect seals and sea
lions. No haul-outs or rookeries are
located within these radii. Please see
figures 6–3 and 6–4 of the Navy’s
application for graphical depictions of
the distances and total area
encompassed by each airborne sound
threshold for pinnipeds that are
predicted to occur at the project area
due to pile driving.
Description of Marine Mammals in the
Area of the Specified Activity
There are six marine mammal species,
three cetaceans and three pinnipeds,
which may inhabit or transit through
the waters nearby NBKB in the Hood
Canal. These include the transient killer
whale, harbor porpoise, Dall’s porpoise,
Steller sea lion, California sea lion, and
the harbor seal. While the Southern
Resident killer whale is resident to the
inland waters of Washington and British
Columbia, it has not been observed in
the Hood Canal in decades, and
therefore was excluded from further
analysis. The Steller sea lion is the only
marine mammal that occurs within the
Hood Canal which is listed under the
ESA; the Eastern DPS is listed as
threatened. As noted previously, and in
Table 8, Steller sea lions are not present
in the project area during the proposed
project timeframe (July 16–October 31).
Steller sea lions will not be discussed in
detail. All marine mammal species are
protected under the MMPA. This
section summarizes the population
status and abundance of these species,
followed by detailed life history
information. Table 8 lists the marine
mammal species that occur in the
vicinity of NBKB and their estimated
densities within the project area during
the proposed timeframe.
TABLE 8—MARINE MAMMALS PRESENT IN THE HOOD CANAL IN THE VICINITY OF NBKB
Relative occurrence in Hood
Canal
Season of occurrence
238,000
14,612 (CV = 0.15)
Rare to occasional use ..........
Common .................................
Common .................................
314
Rare to occasional use ..........
Fall to late spring (Nov–mid April)
Fall to late spring (Aug–May) ......
Year-round; resident species in
Hood Canal.
Year-round ...................................
48,376 (CV = 0.24)
10,682 (CV = 0.38)
Rare to occasional use ..........
Rare to occasional use ..........
Year-round ...................................
Year-round ...................................
Stock
abundance 1
Species
Steller sea lion; Eastern U.S. DPS
California sea lion; U.S. Stock .....
Harbor seal; WA inland waters
stock.
Killer whale; West Coast transient
stock.
Dall’s porpoise; CA/OR/WA stock
Harbor porpoise; WA inland waters stock.
2 50,464
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1 NMFS
marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm.
of a given range.
season refers to the period from May–Oct.
4 DoN 2010a.
5 Jeffries et al. 2003; Huber et al. 2001.
6 London 2006.
7 Agness and Tannenbaum 2009a.
2 Average
3 Warm
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Density in
warm season 3 (individuals/km2)
N/A
4 0.410
5 1.31
6 0.038
7 0.043
7 0.011
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Federal Register / Vol. 76, No. 16 / Tuesday, January 25, 2011 / Notices
California Sea Lion
Species Description—California sea
lions are members of the Otariid family
(eared seals). The species, Zalophus
californianus, includes three
subspecies: Z. c. wollebaeki (in the
Galapagos Islands), Z. c. japonicus (in
Japan, but now thought to be extinct),
and Z. c. californianus (found from
southern Mexico to southwestern
Canada; referred to here as the
California sea lion) (Carretta et al. 2007).
The California sea lion is sexually
dimorphic. Males may reach 1,000 lb
(454 kg) and 8 ft (2.4 m) in length;
females grow to 300 lb (136 kg) and 6
ft (1.8 m) in length. Their color ranges
from chocolate brown in males to a
lighter, golden brown in females. At
around five years of age, males develop
a bony bump on top of the skull called
a sagittal crest. The crest is visible in the
dog-like profile of male sea lion heads,
and hair around the crest gets lighter
with age.
Population Abundance—The U.S.
stock of California sea lions may occur
in the marine waters nearby NBKB. The
stock is estimated at 238,000 and the
minimum population size of this stock
is 141,842 individuals (Carretta et al.
2007). These numbers are from counts
during the 2001 breeding season of
animals that were ashore at the four
major rookeries in southern California
and at haul-out sites north to the
Oregon/California border. Sea lions that
were at-sea or hauled-out at other
locations were not counted (Carretta et
al. 2007). An estimated 3,000 to 5,000
California sea lions migrate to waters of
Washington and British Columbia
during the non-breeding season from
September to May (Jeffries et al. 2000).
Peak numbers of up to 1,000 California
sea lions occur in Puget Sound
(including Hood Canal) during this time
period (Jeffries et al. 2000).
Distribution—The geographic
distribution of California sea lions
includes a breeding range from Baja
California, Mexico to southern
California. During the summer,
California sea lions breed on islands
from the Gulf of California to the
Channel Islands and seldom travel more
than about 31 mi (50 km) from the
islands (Bonnell et al. 1983). The
primary rookeries are located on the
California Channel Islands of San
Miguel, San Nicolas, Santa Barbara, and
San Clemente (Le Boeuf and Bonnell
1980; Bonnell and Dailey 1993). Their
distribution shifts to the northwest in
fall and to the southeast during winter
and spring, probably in response to
changes in prey availability (Bonnell
and Ford 1987).
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The non-breeding distribution
extends from Baja California north to
Alaska for males, and encompasses the
waters of California and Baja California
for females (Reeves et al. 2008;
Maniscalco et al. 2004). In the nonbreeding season, an estimated 3,000–
5,000 adult and sub-adult males migrate
northward along the coast to central and
northern California, Oregon,
Washington, and Vancouver Island from
September to May (Jeffries et al. 2000)
and return south the following spring
(Mate 1975; Bonnell et al. 1983). Along
their migration, they are occasionally
sighted hundreds of miles offshore
(Jefferson et al. 1993). Females and
juveniles tend to stay closer to the
rookeries (Bonnell et al 1983).
Peak abundance in the Puget Sound is
September to May. Although there are
no regular California sea lion haul-outs
within the Hood Canal (Jeffries et al.
2000), they often haul out at several
opportune areas. They are known to
utilize man-made structures such as
piers, jetties, offshore buoys, and oil
platforms (Riedman 1990). California
sea lions in the Puget Sound sometimes
haul out on log booms and Navy
submarines, and are often seen rafted off
river mouths (Jeffries et al. 2000; DoN
2001). As many as forty California sea
lions have been observed hauled out at
NBKB on manmade structures (e.g.,
submarines, floating security fence,
barges) (Agness and Tannenbaum
2009a; Tannenbaum et al. 2009a;
Walters 2009). California sea lions have
also been observed swimming in the
Hood Canal in the vicinity of the project
area on several occasions and likely
forage in both nearshore marine and
inland marine deeper waters (DoN
2001a).
Behavior and Ecology—California sea
lions feed on a wide variety of prey,
including many species of fish and
squid (Everitt et al. 1981; Roffe and
Mate 1984; Antonelis et al. 1990; Lowry
et al. 1991). In the Puget Sound region,
they feed primarily on fish such as
Pacific hake (Merluccius productus),
walleye pollock (Theragra
chalcogramma), Pacific herring (Clupea
pallasii), and spiny dogfish (Squalus
acanthias) (Calambokidis and Baird
1994). In some locations where salmon
runs exist, California sea lions also feed
on returning adult and out-migrating
juvenile salmonids (London 2006).
Sexual maturity occurs at around four to
five years of age for California sea lions
(Heath 2002). California sea lions are
gregarious during the breeding season
and social on land during other times.
Acoustics—On land, California sea
lions make incessant, raucous barking
sounds; these have most of their energy
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at less than 2 kHz (Schusterman et al.
1967). Males vary both the number and
rhythm of their barks depending on the
social context; the barks appear to
control the movements and other
behavior patterns of nearby conspecifics
(Schusterman 1977). Females produce
barks, squeals, belches, and growls in
the frequency range of 0.25–5 kHz,
while pups make bleating sounds at
0.25–6 kHz. California sea lions produce
two types of underwater sounds: clicks
(or short-duration sound pulses) and
barks (Schusterman et al. 1966, 1967;
Schusterman and Baillet 1969). All
underwater sounds have most of their
energy below 4 kHz (Schusterman et al.
1967).
The range of maximal hearing
sensitivity underwater is between 1–28
kHz (Schusterman et al. 1972).
Functional underwater high frequency
hearing limits are between 35–40 kHz,
with peak sensitivities from 15–30 kHz
(Schusterman et al. 1972). The
California sea lion shows relatively poor
hearing at frequencies below 1 kHz
(Kastak and Schusterman 1998). Peak
hearing sensitivities in air are shifted to
lower frequencies; the effective upper
hearing limit is approximately 36 kHz
(Schusterman 1974). The best range of
sound detection is from 2–16 kHz
(Schusterman 1974). Kastak and
Schusterman (2002) determined that
hearing sensitivity generally worsens
with depth—hearing thresholds were
lower in shallow water, except at the
highest frequency tested (35 kHz),
where this trend was reversed. Octave
band noise levels of 65–70 dB above the
animal’s threshold produced an average
temporary threshold shift (TTS;
discussed later in ‘‘Potential Effects of
the Specified Activity on Marine
Mammals’’) of 4.9 dB in the California
sea lion (Kastak et al. 1999).
Harbor Seal
Species Description—Harbor seals,
which are members of the Phocid family
(true seals), inhabit coastal and
estuarine waters and shoreline areas
from Baja California, Mexico to western
Alaska. For management purposes,
differences in mean pupping date (i.e.,
birthing) (Temte 1986), movement
patterns (Jeffries 1985; Brown 1988),
pollutant loads (Calambokidis et al.
1985) and fishery interactions have led
to the recognition of three separate
harbor seal stocks along the west coast
of the continental U.S. (Boveng 1988).
The three distinct stocks are: (1) inland
waters of Washington (including Hood
Canal, Puget Sound, and the Strait of
Juan de Fuca out to Cape Flattery), (2)
outer coast of Oregon and Washington,
and (3) California (Carretta et al. 2007).
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The inland waters of Washington stock
is the only stock that is expected to
occur within the project area.
The average weight for adult seals is
about 180 lb (82 kg) and males are
slightly larger than females. Male harbor
seals weigh up to 245 lb (111 kg) and
measure approximately 5 ft (1.5 m) in
length. The basic color of harbor seals’
coat is gray and mottled but highly
variable, from dark with light color rings
or spots to light with dark markings
(NMFS 2008c).
Population Abundance—Estimated
population numbers for the inland
waters of Washington, including the
Hood Canal, Puget Sound, and the Strait
of Juan de Fuca out to Cape Flattery, are
14,612 individuals (Carretta et al. 2007).
The minimum population is 12,844
individuals. The harbor seal is the only
species of marine mammal that is
consistently abundant and considered
resident in the Hood Canal (Jeffries et al.
2003). The population of harbor seals in
Hood Canal is a closed population,
meaning that they do not have much
movement outside of Hood Canal
(London 2006). The abundance of
harbor seals in Hood canal has
stabilized, and the population may have
reached its carrying capacity in the mid1990s with an approximate abundance
of 1,000 harbor seals (Jeffries et al.
2003).
Distribution—Harbor seals are coastal
species, rarely found more than 12 mi
(20 km) from shore, and frequently
occupy bays, estuaries, and inlets (Baird
2001). Individual seals have been
observed several miles upstream in
coastal rivers. Ideal harbor seal habitat
includes haul-out sites, shelter during
the breeding periods, and sufficient food
(Bjorge 2002). Haul-out areas can
include intertidal and subtidal rock
outcrops, sandbars, sandy beaches, peat
banks in salt marshes, and man-made
structures such as log booms, docks, and
recreational floats (Wilson 1978;
Prescott 1982; Schneider and Payne
1983; Gilber and Guldager 1998; Jeffries
et al. 2000). Human disturbance can
affect haul-out choice (Harris et al.
2003).
Harbor seals occur throughout Hood
Canal and are seen relatively commonly
in the area. They are year-round, nonmigratory residents, and pup (i.e., give
birth) in Hood Canal. Surveys in the
Hood Canal from the mid-1970s to 2000
show a fairly stable population between
600–1,200 seals (Jeffries et al. 2003).
Harbor seals have been observed
swimming in the waters along NBKB in
every month of surveys conducted from
2007–2010 (Agness and Tannenbaum
2009b; Tannenbaum et al. 2009b). On
the NBKB waterfront, harbor seals have
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not been observed hauling out in the
intertidal zone, but have been observed
hauled-out on man-made structures
such as the floating security fence,
buoys, barges, marine vessels, and logs
(Agness and Tannenbaum 2009a;
Tannenbaum et al. 2009a). The main
haul-out locations for harbor seals in
Hood Canal are located on river delta
and tidal exposed areas at Quilcene,
Dosewallips, Duckabush, Hamma
Hamma, and Skokomish River mouths
(see Figure 4–1 of the Navy’s
application), with the closest haul-out
area to the project area being ten miles
(16 km) southwest of NBKB at
Dosewallips River mouth (London
2006).
Behavior and Ecology—Harbor seals
are typically seen in small groups
resting on tidal reefs, boulders,
mudflats, man-made structures, and
sandbars. Harbor seals are opportunistic
feeders that adjust their patterns to take
advantage of locally and seasonally
abundant prey (Payne and Selzer 1989;
Baird 2001; Bj2010
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Distribution—The geographical range
of transient killer whales includes the
northeast Pacific, with preference for
coastal waters of southern Alaska and
British Columbia (Krahn et al. 2002).
Transient killer whales in the eastern
North Pacific spend most of their time
along the outer coast, but visit Hood
Canal and the Puget Sound in search of
harbor seals, sea lions, and other prey.
Transient occurrence in inland waters
appears to peak during August and
September (Morton 1990; Baird and Dill
1995; Ford and Ellis 1999) which is the
peak time for harbor seal pupping,
weaning, and post-weaning (Baird and
Dill 1995). In 2003 and 2005, small
groups of transient killer whales (eleven
and six individuals, respectively)
visited Hood Canal to feed on harbor
seals and remained in the area for
significant periods of time (59 and 172
days, respectively) between the months
of January and July.
Behavior and Ecology—Transient
killer whales show greater variability in
habitat use, with some groups spending
most of their time foraging in shallow
waters close to shore while others hunt
almost entirely in open water (Felleman
et al. 1991; Baird and Dill 1995; Matkin
and Saulitis 1997). Transient killer
whales feed on marine mammals and
some seabirds, but apparently no fish
(Morton 1990; Baird and Dill 1996; Ford
et al. 1998; Ford and Ellis 1999; Ford et
al. 2005). While present in Hood Canal
in 2003 and 2005, transient killer
whales preyed on harbor seals in the
subtidal zone of the nearshore marine
and inland marine deeper water habitats
(London 2006). Other observations of
foraging transient killer whales indicate
they prefer to forage on pinnipeds in
shallow, protected waters (HeimlichBoran 1988; Saulitis et al. 2000).
Transient killer whales travel in small,
matrilineal groups, but they typically
contain fewer than ten animals and their
social organization generally is more
flexible than that of resident killer
whales (Morton 1990, Ford and Ellis
1999). These differences in social
organization probably relate to
differences in foraging (Baird and
Whitehead 2000). There is no
information on the reproductive
behavior of killer whales in this area.
Acoustics—Killer whales produces a
wide variety of clicks and whistles, but
most of their sounds are pulsed, with
frequencies ranging from 0.5–25 kHz
(dominant frequency range: 1–6 kHz)
(Thomson and Richardson 1995;
Richardson et al. 1995). Source levels of
echolocation signals range between
195–224 dB re 1 μPa-m peak-to-peak (pp), dominant frequencies range from 20–
60 kHz, with durations of about 0.1 s
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4309
(Au et al. 2004). Source levels
associated with social sounds have been
calculated to range between 131–168 dB
re 1 μPa-m and vary with vocalization
type (Veirs 2004).
Both behavioral and auditory
brainstem response technique indicate
killer whales can hear in a frequency
range of 1–100 kHz and are most
sensitive at 20 kHz. This is one of the
lowest maximum-sensitivity frequencies
known among toothed whales
(Szymanski et al. 1999).
Dall’s Porpoise
Species Description—Dall’s porpoises
are members of the Phocoenid
(porpoise) family and are common in
the North Pacific Ocean. They can reach
a maximum length of just under 8 ft (2.4
m) and weigh up to 480 lb (218 kg).
Males are slightly larger and thicker
than females, which reach lengths of
just under 7 ft (2.1 m) long. The body
of Dall’s porpoises is a very dark gray
or black in coloration with variable
contrasting white thoracic panels and
white ‘frosting’ on the dorsal fin and tail
that distinguish them from other
cetacean species. These markings and
colorations vary with geographic region
and life stage, with adults having more
distinct patterns.
Based on NMFS stock assessment
reports, Dall’s porpoises within the
Pacific U.S. Exclusive Economic Zone
are divided into two discrete,
noncontiguous areas: (1) waters off
California, Oregon, and Washington,
and (2) Alaskan waters (Carretta et al.
2008). Only individuals from the CA/
OR/WA stock may occur within the
project area.
Population Abundance—The NMFS
population estimate, recently updated
in 2008 for the CA/OR/WA stock, is
48,376 (CV = 0.24) which is based on
vessel line transect surveys by Barlow
and Forney (2007) and Forney (2007)
(Carretta et al. 2008). The minimum
population is considered to be 39,709.
Additional numbers of Dall’s porpoises
occur in the inland waters of
Washington, but the most recent
estimate was obtained in 1996 (900
animals; CV = 0.40; Calambokidis et al.
1997) and is not included in the overall
estimate of abundance for this stock due
to the need for more up-to-date
information.
Distribution—The Dall’s porpoise is
found from northern Baja California,
Mexico, north to the northern Bering
Sea and south to southern Japan
(Jefferson et al. 1993). The species is
only common between 32–62°N in the
eastern North Pacific (Morejohn 1979;
Houck and Jefferson 1999). North-south
movements in California, Oregon, and
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Washington have been suggested. Dall’s
porpoises shift their distribution
southward during cooler-water periods
(Forney and Barlow 1998). Norris and
Prescott (1961) reported finding Dall’s
porpoises in southern California waters
only in the winter, generally when the
water temperature was less than 15°C
(59°F). Seasonal movements have also
been noted off Oregon and Washington,
where higher densities of Dall’s
porpoises were sighted offshore in
winter and spring and inshore in
summer and fall (Green et al. 1992).
In Washington, they are most
abundant in offshore waters. They are
year-round residents in Washington
(Green et al. 1992), but their distribution
is highly variable between years, likely
due to changes in oceanographic
conditions (Forney and Barlow 1998).
Dall’s porpoises are observed
throughout the year in the Puget Sound
north of Seattle (Osborne et al. 1998)
and are seen occasionally in southern
Puget Sound. Dall’s porpoises may also
occasionally occur in Hood Canal
(Jeffries 2006, personal communication).
Nearshore habitats used by Dall’s
porpoises could include the marine
habitats found in the inland marine
waters of the Hood Canal. A Dall’s
porpoise was observed in the deeper
water at NBKB in summer 2008
(Tannenbaum et al. 2009a).
Behavior and Ecology—Dall’s
porpoises can be opportunistic feeders
but primarily consume schooling forage
fish. They are known to eat squid,
crustaceans, and fishes such as
blackbelly eelpout (Lycodopsis
pacifica), herring, pollock, hake, and
Pacific sandlance (Ammodytes
hexapterus) (Walker et al. 1998). Groups
of Dall’s porpoises generally include
fewer than ten individuals and are fluid,
probably aggregating for feeding
(Jefferson 1990, 1991; Houck and
Jefferson 1999). Dall’s porpoises become
sexually mature at three and a half to
eight years of age (Houck and Jefferson
1999) and give birth to a single calf after
ten to twelve months. Breeding and
calving typically occurs in the spring
and summer (Angell and Balcomb
1982). In the North Pacific, there is a
strong summer calving peak from early
June through August (Ferrero and
Walker 1999), and a smaller peak in
March (Jefferson 1989). Resident Dall’s
porpoises breed in Puget Sound from
August to September.
Acoustics—Only short duration
pulsed sounds have been recorded for
Dall’s porpoises (Houck and Jefferson
1999); this species apparently does not
whistle often (Richardson et al. 1995).
Dall’s porpoises produce short duration
(50–1,500 μs), high-frequency, narrow
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band clicks, with peak energies between
120–160 kHz (Jefferson 1988). There is
no published data on the hearing
abilities of this species.
Harbor Porpoise
Species Description—Harbor
porpoises belong to the Phocoenid
(porpoise) family and are found
extensively along the Pacific U.S. coast.
Harbor porpoises are small, with males
reaching average lengths of
approximately 5 ft (1.5 m); Females are
slightly larger with an average length of
5.5 ft (1.7 m). The average adult harbor
porpoise weighs between 135–170 lb
(61–77 kg). Harbor porpoises have a
dark grey coloration on their backs, with
their belly and throats white. They have
a dark grey chin patch and intermediate
shades of grey along their sides.
Recent preliminary genetic analyses
of samples ranging from Monterey, CA
to Vancouver Island, BC indicate that
there is small-scale subdivision within
the U.S. portion of this range (Chivers
et al. 2002). Although geographic
structure exists along an almost
continuous distribution of harbor
porpoises from California to Alaska,
stock boundaries are difficult to draw
because any rigid line is generally
arbitrary from a biological perspective.
Nevertheless, based on genetic data and
density discontinuities identified from
aerial surveys, NMFS identifies eight
stocks in the Northeast Pacific Ocean.
Pacific coast harbor porpoise stocks
include: (1) Monterey Bay, (2) San
Francisco-Russian River, (3) northern
California/southern Oregon, (4) Oregon/
Washington coastal, (5) inland
Washington, (6) Southeast Alaska, (7)
Gulf of Alaska, and (8) Bering Sea. Only
individuals from the Washington Inland
Waters stock may occur in the project
area.
Population Abundance—Aerial
surveys of the inland waters of
Washington and southern British
Columbia were conducted during
August of 2002 and 2003 (J. Laake,
unpubl. data). These aerial surveys
included the Strait of Juan de Fuca, San
Juan Islands, Gulf Islands, and Strait of
Georgia, which includes waters
inhabited by the Washington Inland
Waters stock of harbor porpoises as well
as harbor porpoises from British
Columbia. An average of the 2002 and
2003 estimates of abundance in U.S.
waters resulted in an uncorrected
abundance of 3,123 (CV= 0.10) harbor
porpoises in Washington inland waters
(J. Laake, unpubl. data). When corrected
for availability and perception bias, the
estimated abundance for the
Washington Inland Waters stock of
harbor porpoise is 10,682 (CV = 0.38)
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animals (Carretta et al. 2008). The
minimum population estimate is 7,841.
Distribution—Harbor porpoises are
generally found in cool temperate to
subarctic waters over the continental
shelf in both the North Atlantic and
North Pacific (Read 1999). This species
is seldom found in waters warmer than
17°C (63°F; Read 1999) or south of Point
Conception (Hubbs 1960; Barlow and
Hanan 1995). Harbor porpoises can be
found year-round primarily in the
shallow coastal waters of harbors, bays,
and river mouths (Green et al. 1992).
Along the Pacific coast, harbor
porpoises occur from Monterey Bay,
California to the Aleutian Islands and
west to Japan (Reeves et al. 2002).
Harbor porpoises are known to occur in
Puget Sound year round (Osmek et al.
1996, 1998; Carretta et al. 2007), and
may occasionally occur in Hood Canal
(Jeffries 2006, pers. comm.). Harbor
porpoise observations in northern Hood
Canal have increased in recent years
(Calambokidis 2010, pers. comm.). A
harbor porpoise was seen in deeper
water at NBKB during 2010 field
observations (SAIC 2010, staff obs.).
Behavior and Ecology—Harbor
porpoises are non-social animals
usually seen in small groups of two to
five animals. Little is known about their
social behavior. Harbor porpoises can be
opportunistic foragers but primarily
consume schooling forage fish (Osmek
et al. 1996; Bowen and Siniff 1999;
Reeves et al. 2002). Along the coast of
Washington, harbor porpoises primarily
feed on herring, market squid (Loligo
opalescens) and eulachon (Thaleichthys
pacificus) (Gearin et al. 1994). Females
reach sexual maturity at three to four
years of age and may give birth every
year for several years in a row. Calves
are born in late spring (Read 1990; Read
and Hohn 1995). Dall’s and harbor
porpoises appear to hybridize relatively
frequently in the Puget Sound area
(Willis et al. 2004).
Acoustics—Harbor porpoise
vocalizations include clicks and pulses
(Ketten 1998), as well as whistle-like
signals (Verboom and Kastelein 1995).
The dominant frequency range is 110–
150 kHz, with source levels of 135–177
dB re 1 μPa-m (Ketten 1998).
Echolocation signals include one or two
low-frequency components in the 1.4–
2.5 kHz range (Verboom and Kastelein
1995).
A behavioral audiogram of a harbor
porpoise indicated the range of best
sensitivity is 8–32 kHz at levels between
45–50 dB re 1 μPa-m (Andersen 1970);
however, auditory-evoked potential
studies showed a much higher
frequency of approximately 125–130
kHz (Bibikov 1992). The auditory-
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evoked potential method suggests that
the harbor porpoise actually has two
frequency ranges of best sensitivity.
More recent psycho-acoustic studies
found the range of best hearing to be 16–
140 kHz, with a reduced sensitivity
around 64 kHz (Kastelein et al. 2002).
Maximum sensitivity occurs between
100–140 kHz (Kastelein et al. 2002).
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Potential Effects of the Specified
Activity on Marine Mammals
NMFS has determined that pile
driving, as outlined in the project
description, has the potential to result
in behavioral harassment of California
sea lions, harbor seals, harbor porpoises,
Dall’s porpoises, and killer whales that
may be swimming, foraging, or resting
in the project vicinity while pile driving
is being conducted. Pile driving could
potentially harass those pinnipeds that
are in the water close to the project site,
whether their heads are above or below
the surface.
Marine Mammal Hearing
The primary effect on marine
mammals anticipated from the specified
activities will result from exposure of
animals to underwater sound. Exposure
to sound can affect marine mammal
hearing. When considering the
influence of various kinds of sound on
the marine environment, it is necessary
to understand that different kinds of
marine life are sensitive to different
frequencies of sound. Based on available
behavioral data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data, Southall et al. (2007)
designate functional hearing groups for
marine mammals and estimate the lower
and upper frequencies of functional
hearing of the groups. The functional
groups and the associated frequencies
are indicated below (though animals are
less sensitive to sounds at the outer edge
of their functional range and most
sensitive to sounds of frequencies
within a smaller range somewhere in
the middle of their functional hearing
range):
• Low frequency cetaceans (thirteen
species of mysticetes): functional
hearing is estimated to occur between
approximately 7 Hz and 22 kHz;
• Mid-frequency cetaceans (32
species of dolphins, six species of larger
toothed whales, and nineteen species of
beaked and bottlenose whales):
functional hearing is estimated to occur
between approximately 150 Hz and 160
kHz;
• High frequency cetaceans (six
species of true porpoises, four species of
river dolphins, two members of the
genus Kogia, and four dolphin species
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of the genus Cephalorhynchus):
functional hearing is estimated to occur
between approximately 200 Hz and 180
kHz; and
• Pinnipeds in water: functional
hearing is estimated to occur between
approximately 75 Hz and 75 kHz, with
the greatest sensitivity between
approximately 700 Hz and 20 kHz.
As mentioned previously in this
document, two pinnipeds and three
cetacean species are likely to occur in
the proposed project area. Of the three
cetacean species likely to occur in the
project area, two are classified as high
frequency cetaceans (Dall’s and harbor
porpoises) and one is classified as a
mid-frequency cetacean (killer whales)
(Southall et al. 2007).
Underwater Noise Effects
Potential Effects of Pile Driving
Noise—The effects of sounds from pile
driving might result in one or more of
the following: temporary or permanent
hearing impairment, non-auditory
physical or physiological effects,
behavioral disturbance, and masking
(Richardson et al. 1995; Gordon et al.
2004; Nowacek et al. 2007; Southall et
al. 2007). The effects of pile driving on
marine mammals are dependent on
several factors, including the size, type,
and depth of the animal; the depth,
intensity, and duration of the pile
driving sound; the depth of the water
column; the substrate of the habitat; the
standoff distance between the pile and
the animal; and the sound propagation
properties of the environment. Impacts
to marine mammals from pile driving
activities are expected to result
primarily from acoustic pathways. As
such, the degree of effect is intrinsically
related to the received level and
duration of the sound exposure, which
are in turn influenced by the distance
between the animal and the source. The
further away from the source, the less
intense the exposure should be. The
substrate and depth of the habitat affect
the sound propagation properties of the
environment. Shallow environments are
typically more structurally complex,
which leads to rapid sound attenuation.
In addition, substrates that are soft (e.g.,
sand) will absorb or attenuate the sound
more readily than hard substrates (e.g.,
rock) which may reflect the acoustic
wave. Soft porous substrates would also
likely require less time to drive the pile,
and possibly less forceful equipment,
which would ultimately decrease the
intensity of the acoustic source.
In the absence of mitigation, impacts
to marine species would be expected to
result from physiological and behavioral
responses to both the type and strength
of the acoustic signature (Viada et al.
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4311
2008). The type and severity of
behavioral impacts are more difficult to
define due to limited studies addressing
the behavioral effects of impulsive
sounds on marine mammals. Potential
effects from impulsive sound sources
can range in severity, ranging from
effects such as behavioral disturbance,
tactile perception, physical discomfort,
slight injury of the internal organs and
the auditory system, to mortality
(Yelverton et al. 1973; O’Keefe and
Young 1984; DoN 2001b).
Hearing Impairment and Other Physical
Effects
Marine mammals exposed to high
intensity sound repeatedly or for
prolonged periods can experience
hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain
frequency ranges (Kastak et al. 1999;
Schlundt et al. 2000; Finneran et al.
2002, 2005). TS can be permanent
(PTS), in which case the loss of hearing
sensitivity is not recoverable, or
temporary (TTS), in which case the
animal’s hearing threshold will recover
over time (Southall et al. 2007). Marine
mammals depend on acoustic cues for
vital biological functions, (e.g.,
orientation, communication, finding
prey, avoiding predators); thus, TTS
may result in reduced fitness in survival
and reproduction, either permanently or
temporarily. However, this depends on
both the frequency and duration of TTS,
as well as the biological context in
which it occurs. TTS of limited
duration, occurring in a frequency range
that does not coincide with that used for
recognition of important acoustic cues,
would have little to no effect on an
animal’s fitness. Repeated noise
exposure that leads to TTS could cause
PTS. PTS, in the unlikely event that it
occurred, would constitute injury, but
TTS is not considered injury (Southall
et al. 2007). It is unlikely that the project
would result in any cases of temporary
or especially permanent hearing
impairment or any significant nonauditory physical or physiological
effects for reasons discussed later in this
document. Some behavioral disturbance
is expected, but it is likely that this
would be localized and short-term
because of the short project duration.
Several aspects of the planned
monitoring and mitigation measures for
this project (see the ‘‘Proposed
Mitigation’’ and ‘‘Proposed Monitoring
and Reporting’’ sections later in this
document) are designed to detect
marine mammals occurring near the pile
driving to avoid exposing them to sound
pulses that might, in theory, cause
hearing impairment. In addition, many
cetaceans are likely to show some
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avoidance of the area where received
levels of pile driving sound are high
enough that hearing impairment could
potentially occur. In those cases, the
avoidance responses of the animals
themselves will reduce or (most likely)
avoid any possibility of hearing
impairment. Non-auditory physical
effects may also occur in marine
mammals exposed to strong underwater
pulsed sound. It is especially unlikely
that any effects of these types would
occur during the present project given
the brief duration of exposure for any
given individual and the planned
monitoring and mitigation measures.
The following subsections discuss in
somewhat more detail the possibilities
of TTS, PTS, and non-auditory physical
effects.
Temporary Threshold Shift—TTS is
the mildest form of hearing impairment
that can occur during exposure to a
strong sound (Kryter 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be stronger in
order to be heard. In terrestrial
mammals, TTS can last from minutes or
hours to days (in cases of strong TTS).
For sound exposures at or somewhat
above the TTS threshold, hearing
sensitivity in both terrestrial and marine
mammals recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
to elicit mild TTS have been obtained
for marine mammals, and none of the
published data concern TTS elicited by
exposure to multiple pulses of sound.
Available data on TTS in marine
mammals are summarized in Southall et
al. (2007).
Given the available data, the received
level of a single pulse (with no
frequency weighting) might need to be
approximately 186 dB re 1 μPa2-s (i.e.,
186 dB sound exposure level [SEL] or
approximately 221–226 dB pk-pk) in
order to produce brief, mild TTS.
Exposure to several strong pulses that
each have received levels near 190 dB
re 1 μPa rms (175–180 dB SEL) might
result in cumulative exposure of
approximately 186 dB SEL and thus
slight TTS in a small odontocete,
assuming the TTS threshold is (to a first
approximation) a function of the total
received pulse energy. Levels greater
than or equal to 190 dB re 1 μPa rms are
expected to be restricted to radii no
more than 5 m (16 ft) from the pile
driving. For an odontocete closer to the
surface, the maximum radius with
greater than or equal to 190 dB re 1 μPa
rms would be smaller.
The above TTS information for
odontocetes is derived from studies on
the bottlenose dolphin (Tursiops
truncatus) and beluga whale
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(Delphinapterus leucas). There is no
published TTS information for other
species of cetaceans. However,
preliminary evidence from a harbor
porpoise exposed to pulsed sound
suggests that its TTS threshold may
have been lower (Lucke et al. 2009). To
avoid the potential for injury, NMFS has
determined that cetaceans should not be
exposed to pulsed underwater noise at
received levels exceeding 180 dB re 1
μPa rms. As summarized above, data
that are now available imply that TTS
is unlikely to occur unless odontocetes
are exposed to pile driving pulses
stronger than 180 dB re 1 μPa rms.
Permanent Threshold Shift—When
PTS occurs, there is physical damage to
the sound receptors in the ear. In severe
cases, there can be total or partial
deafness, while in other cases the
animal has an impaired ability to hear
sounds in specific frequency ranges
(Kryter 1985). There is no specific
evidence that exposure to pulses of
sound can cause PTS in any marine
mammal. However, given the possibility
that mammals close to pile driving
activity might incur TTS, there has been
further speculation about the possibility
that some individuals occurring very
close to pile driving might incur PTS.
Single or occasional occurrences of mild
TTS are not indicative of permanent
auditory damage, but repeated or (in
some cases) single exposures to a level
well above that causing TTS onset might
elicit PTS.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals but are assumed to be
similar to those in humans and other
terrestrial mammals. PTS might occur at
a received sound level at least several
decibels above that inducing mild TTS
if the animal were exposed to strong
sound pulses with rapid rise time.
Based on data from terrestrial mammals,
a precautionary assumption is that the
PTS threshold for impulse sounds (such
as pile driving pulses as received close
to the source) is at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and probably greater than 6 dB
(Southall et al. 2007). On an SEL basis,
Southall et al. (2007) estimated that
received levels would need to exceed
the TTS threshold by at least 15 dB for
there to be risk of PTS. Thus, for
cetaceans, Southall et al. (2007) estimate
that the PTS threshold might be an Mweighted SEL (for the sequence of
received pulses) of approximately 198
dB re 1 μPa2-s (15 dB higher than the
TTS threshold for an impulse). Given
the higher level of sound necessary to
cause PTS as compared with TTS, it is
considerably less likely that PTS could
occur.
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Non-auditory Physiological Effects—
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to strong
underwater sound include stress,
neurological effects, bubble formation,
resonance effects, and other types of
organ or tissue damage (Cox et al. 2006;
Southall et al. 2007). Studies examining
such effects are limited. In general, little
is known about the potential for pile
driving to cause auditory impairment or
other physical effects in marine
mammals. Available data suggest that
such effects, if they occur at all, would
presumably be limited to short distances
from the sound source and to activities
that extend over a prolonged period.
The available data do not allow
identification of a specific exposure
level above which non-auditory effects
can be expected (Southall et al. 2007) or
any meaningful quantitative predictions
of the numbers (if any) of marine
mammals that might be affected in those
ways. Marine mammals that show
behavioral avoidance of pile driving,
including some odontocetes and some
pinnipeds, are especially unlikely to
incur auditory impairment or nonauditory physical effects.
Measured source levels from impact
pile driving can be as high as 214 dB re
1 μPa at 1 m (3.3 ft). Although no
marine mammals have been shown to
experience TTS or PTS as a result of
being exposed to pile driving activities,
captive bottlenose dolphins and beluga
whales exhibited changes in behavior
when exposed to strong pulsed sounds
(Finneran et al. 2000, 2002, 2005). The
animals tolerated high received levels of
sound before exhibiting aversive
behaviors. Experiments on a beluga
whale showed that exposure to a single
watergun impulse at a received level of
207 kPa (30 psi) p-p, which is
equivalent to 228 dB p-p re 1 μPa,
resulted in a 7 and 6 dB TTS in the
beluga whale at 0.4 and 30 kHz,
respectively. Thresholds returned to
within 2 dB of the pre-exposure level
within four minutes of the exposure
(Finneran et al. 2002). Although the
source level of pile driving from one
hammer strike is expected to be much
lower than the single watergun impulse
cited here, animals being exposed for a
prolonged period to repeated hammer
strikes could receive more noise
exposure in terms of SEL than from the
single watergun impulse (estimated at
188 dB re 1 μPa2-s) in the
aforementioned experiment (Finneran et
al. 2002). However, in order for marine
mammals to experience TTS or PTS, the
animals have to be close enough to be
exposed to high intensity noise levels
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for a prolonged period of time. Based on
the best scientific information available,
these SPLs are far below the thresholds
that could cause TTS or the onset of
PTS.
Disturbance Reactions
Disturbance includes a variety of
effects, including subtle changes in
behavior, more conspicuous changes in
activities, and displacement. Reactions
to sound, if any, depend on species,
state of maturity, experience, current
activity, reproductive state, time of day,
and many other factors (Richardson et
al. 1995; Wartzok et al. 2004; Southall
et al. 2007; Weilgart 2007). Behavioral
responses to sound are highly variable
and context specific. For each potential
behavioral change, the magnitude of the
change ultimately determines the
severity of the response. A number of
factors may influence an animal’s
response to noise, including its previous
experience, its auditory sensitivity, its
biological and social status (including
age and sex), and its behavioral state
and activity at the time of exposure.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al. 2003/04). Animals are
most likely to habituate to sounds that
are predictable and unvarying. The
opposite process is sensitization, when
an unpleasant experience leads to
subsequent responses, often in the form
of avoidance, at a lower level of
exposure. Behavioral state may affect
the type of response as well. For
example, animals that are resting may
show greater behavioral change in
response to disturbing noise levels than
animals that are highly motivated to
remain in an area for feeding
(Richardson et al. 1995; NRC 2003;
Wartzok et al. 2003/04).
Controlled experiments with captive
marine mammals showed pronounced
behavioral reactions, including
avoidance of loud sound sources
(Ridgway et al. 1997; Finneran et al.
2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic guns or
acoustic harassment devices, but also
including pile driving) have been varied
but often consist of avoidance behavior
or other behavioral changes suggesting
discomfort (Morton and Symonds 2002;
CALTRANS 2001, 2006; see also Gordon
et al. 2004; Wartzok et al. 2003/04;
Nowacek et al. 2007). Responses to
continuous noise, such as vibratory pile
installation, have not been documented
as well as responses to pulsed sounds.
With both types of pile driving, it is
likely that the onset of pile driving
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could result in temporary, short term
changes in an animal’s typical behavior
and/or avoidance of the affected area.
These behavioral changes may include
(Richardson et al. 1995): Changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haul-outs or
rookeries). Pinnipeds may increase their
haul-out time, possibly to avoid inwater disturbance (CALTRANS 2001,
2006). Since pile driving will likely only
occur for a few hours a day, over a short
period of time, it is unlikely to result in
permanent displacement. Any potential
impacts from pile driving activities
could be experienced by individual
marine mammals, but would not be
likely to cause population level impacts,
or affect the long-term fitness of the
species.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be expected to be
biologically significant if the change
affects growth, survival, or
reproduction. Significant behavioral
modifications that could potentially
lead to effects on growth, survival, or
reproduction include:
• Drastic changes in diving/surfacing
patterns (such as those thought to be
causing beaked whale stranding due to
exposure to military mid-frequency
tactical sonar);
• Habitat abandonment due to loss of
desirable acoustic environment; and
• Cessation of feeding or social
interaction.
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
specific characteristics of the receiving
animals (hearing, motivation,
experience, demography) and is difficult
to predict (Southall et al. 2007).
Auditory Masking
Natural and artificial sounds can
disrupt behavior by masking, or
interfering with, a marine mammal’s
ability to hear other sounds. Masking
occurs when the receipt of a sound is
interfered with by another coincident
sound at similar frequencies and at
similar or higher levels. Chronic
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exposure to excessive, though not highintensity, noise could cause masking at
particular frequencies for marine
mammals that utilize sound for vital
biological functions. Masking can
interfere with detection of acoustic
signals such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. If the coincident
(masking) sound were man-made, it
could be potentially harassing if it
disrupted hearing-related behavior. It is
important to distinguish TTS and PTS,
which persist after the sound exposure,
from masking, which occurs during the
sound exposure. Because masking
(without resulting in TS) is not
associated with abnormal physiological
function, it is not considered a
physiological effect, but rather a
potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. Because noise generated from
in-water pile driving is mostly
concentrated at low frequency ranges, it
may have less effect on high frequency
echolocation sounds made by porpoises.
However, lower frequency man-made
noises are more likely to affect detection
of communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al. 2009) and
cause increased stress levels (e.g., Foote
et al. 2004; Holt et al. 2009).
Masking has the potential to impact
species at population, community, or
even ecosystem levels, as well as at
individual levels. Masking affects both
senders and receivers of the signals and
can potentially have long-term chronic
effects on marine mammal species and
populations. Recent research suggests
that low frequency ambient sound levels
have increased by as much as 20 dB
(more than three times in terms of SPL)
in the world’s ocean from pre-industrial
periods, and that most of these increases
are from distant shipping (Hildebrand
2009). All anthropogenic noise sources,
such as those from vessel traffic, pile
driving, and dredging activities,
contribute to the elevated ambient noise
levels, thus intensifying masking.
However, the sum of noise from the
proposed activities is confined in an
area of inland waters (Hood Canal) that
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is bounded by landmass; therefore, the
noise generated is not expected to
contribute to increased ocean ambient
noise.
The most intense underwater sounds
in the proposed action are those
produced by impact pile driving. Given
that the energy distribution of pile
driving covers a broad frequency
spectrum, sound from these sources
would likely be within the audible
range of California sea lions, harbor
seals, transient killer whales, harbor
porpoises, and Dall’s porpoises. Impact
pile driving activity is relatively shortterm, with rapid pulses occurring for
approximately fifteen minutes per pile.
The probability for impact pile driving
resulting from this proposed action
masking acoustic signals important to
the behavior and survival of marine
mammal species is likely to be
negligible. Vibratory pile driving is also
relatively short-term, with rapid
oscillations occurring for approximately
one and a half hours per pile. It is
possible that vibratory pile driving
resulting from this proposed action may
mask acoustic signals important to the
behavior and survival of marine
mammal species, but the short-term
duration and limited affected area
would result in a negligible impact from
masking. Any masking event that could
possibly rise to Level B harassment
under the MMPA would occur
concurrently within the zones of
behavioral harassment already
estimated for vibratory and impact pile
driving, and which have already been
taken into account in the exposure
analysis.
Airborne Noise Effects
Marine mammals that occur in the
project area could be exposed to
airborne sounds associated with pile
driving that have the potential to cause
harassment, depending on their distance
from pile driving activities. Airborne
pile driving noise would have less
impact on cetaceans than pinnipeds
because noise from atmospheric sources
does not transmit well underwater
(Richardson et al. 1995); thus, airborne
noise would only be an issue for hauledout pinnipeds in the project area. Most
likely, airborne sound would cause
behavioral responses similar to those
discussed above in relation to
underwater noise. For instance,
anthropogenic sound could cause
hauled-out pinnipeds to exhibit changes
in their normal behavior, such as
reduction in vocalizations, or cause
them to temporarily abandon their
habitat and move further from the
source. Studies by Blackwell et al.
(2004) and Moulton et al. (2005)
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indicate a tolerance or lack of response
to unweighted airborne sounds as high
as 112 dB peak and 96 dB rms.
Anticipated Effects on Habitat
The proposed activities at NBKB will
not result in permanent impacts to
habitats used directly by marine
mammals, such as haul-out sites, but
may have potential short-term impacts
to food sources such as forage fish and
salmonids. There are no rookeries or
major haul-out sites within 10 km (6.2
mi), foraging hotspots, or other ocean
bottom structure of significant biological
importance to marine mammals that
may be present in the marine waters in
the vicinity of the project area.
Therefore, the main impact issue
associated with the proposed activity
will be temporarily elevated noise levels
and the associated direct effects on
marine mammals, as discussed
previously in this document. The most
likely impact to marine mammal habitat
occurs from pile driving effects on likely
marine mammal prey (i.e., fish) near
NBKB and minor impacts to the
immediate substrate during installation
and removal of piles during the test pile
program.
Pile Driving Effects on Potential Prey
(Fish)
Construction activities will produce
both pulsed (i.e., impact pile driving)
and continuous (i.e., vibratory pile
driving) sounds. Fish react to sounds
which are especially strong and/or
intermittent low-frequency sounds.
Short duration, sharp sounds can cause
overt or subtle changes in fish behavior
and local distribution. Hastings and
Popper (2005, 2009) identified several
studies that suggest fish may relocate to
avoid certain areas of noise energy.
Additional studies have documented
effects of pile driving (or other types of
continuous sounds) on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (Scholik and Yan 2001, 2002;
Govoni et al. 2003; Hawkins 2005;
Hastings 1990, 2007; Popper et al. 2006;
Popper and Hastings 2009). Sound
pulses at received levels of 160 dB re 1
μPa may cause subtle changes in fish
behavior. SPLs of 180 dB may cause
noticeable changes in behavior
(Chapman and Hawkins 1969; Pearson
et al. 1992; Skalski et al. 1992). SPLs of
sufficient strength have been known to
cause injury to fish and fish mortality
(CALTRANS 2001; Longmuir and Lively
2001). The most likely impact to fish
from pile driving activities at the project
area would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
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driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the short
timeframe for the test pile program.
However, adverse impacts may occur to
a few species of rockfish (bocaccio
(Sebastes paucispinis) and yelloweye (S.
ruberrimus) and canary (S. pinniger)
rockfish) and salmon (chinook
(Oncorhynchus tshawytscha) and
summer run chum) which may still be
present in the project area despite
operating in a reduced work window in
an attempt to avoid important fish
spawning time periods. Impacts to these
species could result from potential
impacts to their eggs and larvae.
Pile Driving Effects on Potential
Foraging Habitat
In addition, the area likely impacted
by the test pile program is relatively
small compared to the available habitat
in the Hood Canal. Potentially a
maximum of 1.82 m2 (19.6 ft2; based on
a 60 in [1.5 m] diameter pile) of marine
mammal foraging habitat may have
decreased foraging value as each pile is
driven. Avoidance by potential prey
(i.e., fish) of the immediate area due to
the temporary loss of this foraging
habitat is also possible. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
Any behavioral avoidance by fish of the
disturbed area would still leave
significantly large areas of fish and
marine mammal foraging habitat in the
Hood Canal and nearby vicinity.
Given the short daily duration of
noise associated with individual pile
driving and removal, the short duration
of the entire test pile program (forty
work days), and the relatively small
areas being affected, pile driving
activities associated with the proposed
action are not likely to have a
permanent, adverse effect on any
essential fish habitat, or populations of
fish species. Therefore, pile driving and
removal is not likely to have a
permanent, adverse effect on marine
mammal foraging habitat at the project
area. For more information, see the
Navy’s Draft Essential Fish Habitat
Assessment (see ADDRESSES).
Proposed Mitigation
In order to issue an incidental take
authorization (ITA) under Section
101(a)(5)(D) of the MMPA, NMFS must,
where applicable, set forth the
permissible methods of taking pursuant
to such activity, and other means of
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effecting the least practicable impact on
such species or stock and its habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (where
relevant).
The modeling results for zones of
influence (ZOIs; see ‘‘Estimated Take by
Incidental Harassment’’) were used to
develop mitigation measures for pile
driving activities at NBKB. The ZOIs
effectively represent the mitigation zone
that would be established around each
pile to prevent Level A harassment to
marine mammals. While the ZOIs vary
between the different diameter piles and
types of installation methods, the Navy
is proposing to establish mitigation
zones for the maximum zone of
influence for all pile driving conducted
in support of the test pile program. In
addition to the measures described later,
the Navy will employ the following
standard mitigation measures:
(a) Conduct briefings between
construction supervisors and crews,
marine mammal monitoring team,
acoustical monitoring team, and Navy
staff prior to the start of all pile driving
activity, and when new personnel join
the work, in order to explain
responsibilities, communication
procedures, marine mammal monitoring
protocol, and operational procedures.
(b) Comply with applicable
equipment noise standards of the U.S.
Environmental Protection Agency and
ensure that all construction equipment
has noise control devices no less
effective than those provided on the
original equipment.
(c) For in-water heavy machinery
work other than pile driving (if it exists;
e.g., standard barges, tug boats, bargemounted excavators, or clamshell
equipment used to place or remove
material), if a marine mammal comes
within 50 m (164 ft), operations shall
cease and vessels shall reduce speed to
the minimum level required to maintain
steerage and safe working conditions.
Shutdown and Buffer Zone
The following measures will apply to
the Navy’s mitigation through shutdown
and buffer zones:
(a) The Navy will implement a
minimum shutdown zone of 50 m (164
ft) radius around all pile driving
activity. Shutdown zones typically
include all areas where the underwater
SPLs are anticipated to equal or exceed
the Level A (injury) harassment criteria
for marine mammals (180–dB isopleth
for cetaceans; 190–dB isopleth for
pinnipeds). In this case, piledriving
sounds are expected to attenuate below
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180 dB at distances of 22 m or less
(Table 3), but the 50-m shutdown is
intended to further avoid the risk of
direct interaction between marine
mammals and the equipment.
(b) The buffer zone shall include all
areas where the underwater SPLs are
anticipated to equal or exceed the
160-dB harassment isopleths. The
radius of this zone will be 464 m (1,522
ft) at the start of pile driving work, but
may be adjusted according to empirical,
site-specific data after the project
begins. The size of the 120–dB buffer
zone for vibratory pile driving makes
monitoring impracticable (see ‘‘Sound
Thresholds’’; Table 3).
(c) The shutdown and buffer zones
will be monitored throughout the time
required to drive a pile. If a marine
mammal is observed entering the buffer
zone, a ‘‘take’’ would be recorded and
behaviors documented. However, that
pile segment would be completed
without cessation, unless the animal
approaches or enters the shutdown
zone, at which point all pile driving
activities would be halted.
(d) All buffer and shutdown zones
will initially be based on the distances
from the source that are predicted for
each threshold level. However, in-situ
acoustic monitoring will be utilized to
determine the actual distances to these
threshold zones, and the size of the
shutdown and buffer zones will be
adjusted accordingly based on received
sound pressure levels.
Visual Monitoring
Impact Installation—Monitoring will
be conducted for a minimum 50 m (164
ft) shutdown zone and a 464 m (1,522
ft) buffer zone (Level B harassment)
surrounding each pile for the presence
of marine mammals before, during, and
after pile driving activities. Monitoring
will take place from thirty minutes prior
to initiation through thirty minutes
post-completion of pile driving
activities.
Vibratory Installation—Monitoring
will be conducted for a 50 m (164 ft)
shutdown zone. The 120-dB disturbance
criterion predicts an affected area of
41.5 km2 (16 mi2). Due to the
impracticality of effectively monitoring
such a large area, the Navy intends to
monitor a buffer zone equivalent to the
size of the Level B disturbance zone for
impact pile driving (464 m) surrounding
each pile for the presence of marine
mammals before, during, and after pile
driving activities. Sightings occurring
outside this area will still be recorded
and noted as a take, but detailed
observations outside this zone will not
be possible, and it would be impossible
for the Navy to account for all
individuals occurring in such a zone
with any degree of certainty. Monitoring
will take place from thirty minutes prior
to initiation through thirty minutes
post-completion of pile driving
activities.
The following additional measures
will apply to visual monitoring:
(a) Monitoring will be conducted by
qualified observers. A trained observer
will be placed from the best vantage
point(s) practicable (e.g., from a small
boat, the pile driving barge, on shore, or
any other suitable location) to monitor
for marine mammals and implement
shut-down or delay procedures when
applicable by calling for the shut-down
to the hammer operator.
(b) Prior to the start of pile driving
activity, the shutdown and safety zones
will be monitored for thirty minutes to
ensure that they are clear of marine
mammals. Pile driving will only
commence once observers have declared
the shutdown zone clear of marine
mammals; animals will be allowed to
remain in the buffer zone (i.e., must
leave of their own volition) and their
behavior will be monitored and
documented.
(c) If a marine mammal approaches or
enters the shutdown zone during the
course of pile driving operations, pile
driving will be halted and delayed until
either the animal has voluntarily left
and been visually confirmed beyond the
shutdown zone or thirty minutes have
passed without re-detection of the
animal.
Sound Attenuation Devices
Sound attenuation devices will be
utilized during all impact pile driving
operations. Impact pile driving is only
expected to be required to proof, or
drive the last 10–15 ft (3–4.6 m) of each
pile. The Navy plans to use a
Gunderboom Sound Attenuation System
(SAS) as mitigation for in-water sound
during construction activities. The
Gunderboom SAS is a multipurpose
enclosure that absorbs sound, attenuates
pressure waves, excludes marine life
from work areas, and controls the
migration of debris, sediments and
process fluids. The Gunderboom SAS is
comprised of a water-permeable double
layer of polypropylene/polyester fabric.
Compressed air is released at the bottom
of the fabric and moves up to the top of
the fabric, inflating the fabric and
creating a wall. A traditional bubble
curtain will be used as a backup
mitigation if the Navy cannot obtain the
Gunderboom SAS or if it does not
achieve the proposed noise attenuation.
The Navy will also test the feasibility
and effectiveness of using sound
attenuation devices with vibratory
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hammers. The Navy will employ the
Gunderboom SAS or bubble curtain on
two of the vibratory-driven piles to test
the practicability of this concept.
Acoustic Measurements
Acoustic measurements will be used
to empirically verify the proposed
shutdown and buffer zones. For further
detail regarding the Navy’s acoustic
monitoring plan see ‘‘Proposed
Monitoring and Reporting’’.
Timing Restrictions
The Navy has set timing restrictions
for pile driving activities to avoid inwater work when ESA-listed fish
populations are most likely to be
present. The in-water work window for
avoiding negative impacts to fish
species is July 16–February 15. Further,
the Navy has narrowed its work window
to avoid times of year when ESA-listed
Steller sea lions may be present at the
project area. Therefore, all pile driving
would only occur between July 16–
October 31 of the approved in-water
work window from July 16 through
February 15 to minimize the number of
fish exposed to underwater noise and
other disturbance, and to avoid times
when Steller sea lions are expected to be
present.
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Soft Start
The use of a soft-start procedure is
believed to provide additional
protection to marine mammals by
warning, or providing marine mammals
a chance to leave the area prior to the
hammer operating at full capacity. The
test pile program will utilize soft-start
techniques (ramp-up and dry fire)
recommended by NMFS for impact and
vibratory pile driving. The soft-start
requires contractors to initiate noise
from vibratory hammers for fifteen
seconds at reduced energy followed by
a one minute waiting period. This
procedure will be repeated two
additional times. For impact driving,
contractors will be required to provide
an initial set of three strikes from the
impact hammer at forty percent energy,
followed by a one minute waiting
period, then two subsequent three strike
sets.
Daylight Construction
Pile driving will only be conducted
between two hours post-sunrise through
two hours prior to sunset (civil
twilight).
Mitigation Effectiveness
It should be recognized that although
marine mammals will be protected from
Level A harassment by the utilization of
a bubble curtain and protected species
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observers (PSOs) monitoring the nearfield injury zones, mitigation may not be
100 percent effective at all times in
locating marine mammals in the buffer
zone. The efficacy of visual detection
depends on several factors including the
observer’s ability to detect the animal,
the environmental conditions (visibility
and sea state), and monitoring
platforms.
All observers utilized for mitigation
activities will be experienced biologists
with training in marine mammal
detection and behavior. Due to their
specialized training the Navy expects
that visual mitigation will be highly
effective. Trained observers have
specific knowledge of marine mammal
physiology, behavior, and life history,
which may improve their ability to
detect individuals or help determine if
observed animals are exhibiting
behavioral reactions to construction
activities.
The Puget Sound region, including
the Hood Canal, only infrequently
experiences winds with velocities in
excess of 25 kt (Morris et al. 2008). The
typically light winds afforded by the
surrounding highlands coupled with the
fetch-limited environment of the Hood
Canal result in relatively calm wind and
sea conditions throughout most of the
year. The test pile program project site
has a maximum fetch of 8.4 mi (13.5
km) to the north, and 4.2 mi (6.8 km) to
the south, resulting in maximum wave
heights of from 2.85–5.1 ft (0.9–1.6 m)
(Beaufort Sea State (BSS) between two
and four), even in extreme conditions
(30 kt winds) (CERC 1984). Visual
detection conditions are considered
optimal in BSS conditions of three or
less, which align with the conditions
that should be expected for the test pile
program at NBKB.
Observers will be positioned in
locations which provide the best
vantage point(s) for monitoring. This
will likely be an elevated position,
providing a better range of viewing
angles. Also, the shutdown and buffer
zones have relatively small radii to
monitor, which should improve
detectability.
NMFS has carefully evaluated the
applicant’s proposed mitigation
measures and considered a range of
other measures in the context of
ensuring that NMFS prescribes the
means of effecting the least practicable
impact on the affected marine mammal
species and stocks and their habitat. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another: (1)
The manner in which, and the degree to
which, the successful implementation of
the measure is expected to minimize
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adverse impacts to marine mammals; (2)
the proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned; and (3) the
practicability of the measure for
applicant implementation, including
consideration of personnel safety, and
practicality of implementation.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on marine mammal
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an ITA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must, where
applicable, set forth ‘‘requirements
pertaining to the monitoring and
reporting of such taking’’. The MMPA
implementing regulations at 50 CFR
216.104 (a)(13) indicate that requests for
ITAs must include the suggested means
of accomplishing the necessary
monitoring and reporting that will result
in increased knowledge of the species
and of the level of taking or impacts on
populations of marine mammals that are
expected to be present in the proposed
action area.
Acoustic Measurements
The Navy will conduct acoustic
monitoring for impact driving of steel
piles in order to determine the actual
distances to the 190–, 180–, and 160–dB
(re 1 μPa rms) isopleths and to
determine the relative effectiveness of
the bubble curtain system at attenuating
noise underwater. The Navy will also
conduct acoustic monitoring for
vibratory pile driving in order to
determine the actual distance to the
120-dB isopleth for behavioral
harassment relative to background
levels. The monitoring plan addresses
both underwater and airborne sounds
from the test pile program. At a
minimum, the methodology will
include:
(1) A stationary hydrophone placed at
mid-water depth and 10 m (33 ft) from
the source pile to measure the
effectiveness of the bubble curtain
system; a weighted tape measure will be
used to determine the depth of the
water. The hydrophone will be attached
to a nylon cord or steel chain if current
is swift enough, to maintain a constant
distance from the pile. The nylon cord
or chain will be attached to a float or
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tied to a static line at the surface 10 m
from the piles.
(2) All hydrophones will be calibrated
at the start of the action and will be
checked at the beginning of each day of
monitoring activity.
(3) For each monitored location, a
two-hydrophone setup will be used,
with the first hydrophone at mid-depth
and the second hydrophone at
approximately 1 m (3.3 ft) from the
bottom in order to evaluate site specific
attenuation and propagation
characteristics that may be present
throughout the water column.
(4) In addition to determining the area
encompassed by the 190–, 180–, 160–,
and 120–db rms isopleths for marine
mammals, hydrophones would also be
placed at other distances as appropriate
to accurately capture spreading loss
occurring at the test pile project area.
(5) Ambient conditions, both airborne
and underwater, would be measured at
the project site in the absence of
construction activities to determine
background sound levels. Ambient
levels are intended to be recorded over
the frequency range from 10 Hz to 20
kHz. Ambient conditions will be
recorded for one minute every hour of
the work day, for one week of each
month of the test pile program.
(6) Sound levels associated with softstart techniques will also be measured.
(7) Underwater sound pressure levels
would be continuously monitored
during the entire duration of each pile
being driven. Sound pressure levels will
be monitored in real time. Sound levels
will be measured in Pascals, which are
easily converted to decibel units.
(8) Airborne levels would be recorded
as unweighted, as well as in dBA, and
the distance to marine mammal
thresholds would be measured.
(9) The effectiveness of using a bubble
curtain system with a vibratory hammer
will be tested during the driving of two
vibratory piles. The on/off regime
described in Table 9 will be utilized
during the pile installation:
(10) Environmental data would be
collected, including, but not limited to:
wind speed and direction, air
temperature, humidity, surface water
temperature, water depth, wave height,
weather conditions and other factors
that could contribute to influencing the
airborne and underwater sound levels
(e.g., aircraft, boats).
(11) The chief inspector would supply
the acoustics specialist with the
substrate composition, hammer model
and size, hammer energy settings and
any changes to those settings during the
piles being monitored, depth of the pile
being driven, and blows per foot for the
piles monitored.
(12) Post-analysis of the sound level
signals will include determination of
absolute peak overpressure and under
pressure levels recorded for each pile,
rms value for each absolute peak pile
strike, rise time, average duration of
each pile strike, number of strikes per
pile, SEL of the absolute peak pile
strike, mean SEL, and cumulative SEL
(accumulated SEL = single strike SEL +
10*log (number of hammer strikes) and
a frequency spectrum both with and
without mitigation, between 10–20,000
Hz for up to eight successive strikes
with similar sound levels.
Visual Marine Mammal Observations
The Navy will collect sighting data
and behavioral responses to
construction for marine mammal
species observed in the region of
activity during the period of activity. All
observers will be trained in marine
mammal identification and behaviors.
NMFS requires that the observers have
no other construction related tasks
while conducting monitoring.
Methods of Monitoring—The Navy
will monitor the shutdown zone and
safety (buffer) zone before, during, and
after pile driving. Based on NMFS
requirements, the Marine Mammal
Monitoring Plan would include the
following procedures for impact pile
driving:
(1) MMOs would be located at the
best vantage point(s) in order to
TABLE 9—SCHEDULE FOR TESTING EF- properly see the entire shutdown zone
and safety zone. This may require the
FECTIVENESS OF SOUND ATTENUuse of a small boat to monitor certain
ATION DEVICE
areas while also monitoring from one or
more land based vantage points.
Sound
(2) During all observation periods,
attenuation
Pile driving timeframe
observers would use binoculars and the
device
naked eye to search continuously for
condition
marine mammals.
Initial 30 s ................................... Off
(3) To verify the required monitoring
Next minute (minimum) .............. On
distances, the zones would be clearly
Middle of pile driving segment
Off
marked with buoys or other suitable
30 s.
aquatic markers.
Next minute (minimum) .............. On
(4) If the shut down or safety zones
Final 30 s .................................... Off
are obscured by fog or poor lighting
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4317
conditions, pile driving would not be
initiated until all zones are visible.
(5) The shut down and safety zones
around the pile will be monitored for
the presence of marine mammals before,
during, and after any pile driving
activity.
Pre-Activity Monitoring—The
shutdown and buffer zones will be
monitored for thirty minutes prior to
initiating the soft start for pile driving.
If marine mammal(s) are present within
the shut down zone prior to pile driving
or during the soft start, the start of pile
driving would be delayed until the
animal(s) leave the shut down zone. Pile
driving would resume only after the
PSO has determined, through sighting
or by waiting approximately thirty
minutes, that the animal(s) has moved
outside the shutdown zone.
During Activity Monitoring—The
shutdown and buffer zones will also be
monitored throughout the time required
to drive a pile. If a marine mammal is
observed entering the buffer zone, a
‘‘take’’ would be recorded and behaviors
documented. However, that pile
segment would be completed without
cessation, unless the animal enters or
approaches the shutdown zone, at
which point all pile driving activities
will be halted. Pile driving can only
resume once the animal has left the
shutdown zone of its own volition or
has not been re-sighted for a period of
thirty minutes.
Post-Activity Monitoring—Monitoring
of the shutdown and buffer zones would
continue for thirty minutes following
the completion of pile driving.
Data Collection
NMFS requires that the PSOs use
NMFS-approved sighting forms. In
addition to the following requirements,
the Navy will note in their behavioral
observations whether an animal remains
in the project area following a Level B
taking (which would not require
cessation of activity). This information
will ideally make it possible to
determine whether individuals are
taken (within the same day) by one or
more types of pile driving (i.e., impact
and vibratory). NMFS requires that, at a
minimum, the following information be
collected on the sighting forms:
(1) Date and time that pile driving
begins or ends;
(2) Construction activities occurring
during each observation period;
(3) Weather parameters identified in
the acoustic monitoring (e.g., wind,
humidity, temperature);
(4) Tide state and water currents;
(5) Visibility;
(6) Species, numbers, and, if possible,
sex and age class of marine mammals;
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(7) Marine mammal behavior patterns
observed, including bearing and
direction of travel, and if possible, the
correlation to sound pressure levels;
(8) Distance from pile driving
activities to marine mammals and
distance from the marine mammals to
the observation point;
(9) Locations of all marine mammal
observations; and
(10) Other human activity in the area.
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Reporting
A draft report would be submitted to
NMFS within 45 days of the completion
of acoustic measurements and marine
mammal monitoring. The results would
be summarized in graphical form and
include summary statistics and time
histories of impact sound values for
each pile. A final report would be
prepared and submitted to NMFS
within thirty days following receipt of
comments on the draft report from
NMFS. At a minimum, the report shall
include:
(1) Size and type of piles;
(2) A detailed description of the SAS
or bubble curtain, including design
specifications;
(3) The impact or vibratory hammer
force used to drive and extract the piles;
(4) A description of the monitoring
equipment;
(5) The distance between
hydrophone(s) and pile;
(6) The depth of the hydrophone(s);
(7) The depth of water in which the
pile was driven;
(8) The depth into the substrate that
the pile was driven;
(9) The physical characteristics of the
bottom substrate into which the piles
were driven;
(10) The ranges and means for peak,
rms, and SELs for each pile;
(11) The results of the acoustic
measurements, including the frequency
spectrum, peak and rms SPLs, and
single-strike and cumulative SEL with
and without the attenuation system;
(12) The results of the airborne noise
measurements including dBA and
unweighted levels;
(13) A description of any observable
marine mammal behavior in the
immediate area and, if possible, the
correlation to underwater sound levels
occurring at that time;
(14) Results, including the
detectability of marine mammals,
species and numbers observed, sighting
rates and distances, behavioral reactions
within and outside of safety zones; and
(15) A refined take estimate based on
the number of marine mammals
observed in the safety and buffer zones.
This may be reported as one or both of
the following: a rate of take (number of
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marine mammals per hour), or take
based on density (number of individuals
within the area).
Estimated Take by Incidental
Harassment
With respect to the activities
described here, the MMPA defines
‘‘harassment’’ as:
any act of pursuit, torment, or annoyance
which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild
[Level A harassment]; or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns, including,
but not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
[Level B harassment].
All anticipated takes would be by
Level B harassment, involving
temporary changes in behavior. The
proposed mitigation and monitoring
measures are expected to minimize the
possibility of injurious or lethal takes
such that take by Level A harassment,
serious injury or mortality is considered
remote. However, as noted earlier, there
is no specific information demonstrating
that injurious or lethal ‘‘takes’’ would
occur even in the absence of the
planned mitigation and monitoring
measures.
If a marine mammal responds to an
underwater sound by changing its
behavior or moving a small distance, the
response may or may not rise to the
level of ‘‘taking’’, or affect the stock or
the species as a whole. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on animals or on the stock or
species could potentially be significant
(Lusseau and Bejder 2007; Weilgart
2007). Given the many uncertainties in
predicting the quantity and types of
impacts of noise on marine mammals, it
is common practice to estimate how
many mammals are likely to be present
within a particular distance of a given
activity, or exposed to a particular level
of sound. This practice potentially
overestimates the numbers of marine
mammals taken. For example, during
the past ten years, killer whales have
been observed within the project area
twice. While a pod of killer whales
could potentially visit again during the
project timeframe, and thus be ‘‘taken’’,
it is more likely that they will not.
The proposed project area is not
believed to be particularly important
habitat for marine mammals, nor is it
considered an area frequented by
marine mammals, although harbor seals
are year-round residents of Hood Canal.
Therefore, behavioral disturbances that
could result from anthropogenic noise
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associated with the proposed activities
are expected to affect only a small
number of marine mammals on an
infrequent basis.
The Navy is requesting authorization
for the potential taking of small
numbers of California sea lions, harbor
seals, transient killer whales, Dall’s
porpoises, and harbor porpoises in the
Hood Canal that may result from pile
driving during construction activities
associated with the test pile program
described previously in this document.
The takes requested are expected to
have no more than a minor effect on
individual animals and no effect on the
populations of these species. Any effects
experienced by individual marine
mammals are anticipated to be limited
to short-term disturbance of normal
behavior or temporary displacement of
animals near the source of the noise.
Description of Take Calculation
The take calculations presented here
rely on the best data currently available
for marine mammal populations in the
Hood Canal, as discussed in preceding
sections. The formula was developed for
calculating take due to impact pile
driving and applied to each groupspecific noise impact threshold. The
formula is founded on the following
assumptions:
(a) Each species population is at least
as large as any previously documented
highest population estimate.
(b) All pilings to be installed would
have a noise disturbance distance equal
to the piling that causes the greatest
noise disturbance (i.e., the piling
furthest from shore).
(c) Pile driving could potentially
occur every day of the forty day in-water
work window. However, it is estimated
that an average of two piles will be
installed and removed per day.
Therefore, a best estimate of the number
of days during which pile driving would
occur is fifteen days, and this was used
in all modeling calculations.
(d) Some degree of mitigation (i.e.,
sound attenuation system, etc.) will be
utilized, as discussed previously.
(e) An individual can only be taken
once per method of installation during
a 24 hr period.
The calculation for marine mammal
takes is estimated by:
Take estimate = (n * ZOI) * 15 days of
total activity
Where:
n = density estimate used for each species/
season
ZOI = noise threshold zone of influence (ZOI)
impact area; the area encompassed by all
locations where the sound pressure
levels equal or exceed the threshold
being evaluated
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n * ZOI produces an estimate of the
abundance of animals that could be
present in the area for exposure
The ZOI impact area is the estimated
range of impact to the noise criteria. The
distances (actual) specified in Table 4
were used to calculate ZOI around each
pile. All impact pile driving take
calculations were based on the
estimated threshold ranges using a
bubble curtain with 10 dB attenuation
as a mitigation measure. The ZOI impact
area took into consideration the possible
affected area of the Hood Canal from the
pile driving site furthest from shore
with attenuation due to land shadowing
from bends in the canal. Because of the
close proximity of some of the piles to
the shore, the narrowness of the canal
at the project area, and the maximum
fetch, the ZOIs for each threshold are
not necessarily spherical and may be
truncated.
As discussed previously in this
document, the project entails forty days
of total in-water work time. However,
the Navy estimates that only fifteen days
of pile driving will occur, with two piles
driven per day. For each pile installed,
vibratory pile driving is expected to be
no more than one hour. The impact
driving portion of the project is
anticipated to take approximately fifteen
minutes per pile with no more than 100
blows executed per day. All piles will
be extracted using a vibratory hammer.
Extraction is anticipated to take
approximately thirty minutes per pile.
Overall, this results in a maximum of
two hours of pile driving per pile, or
approximately four hours per day.
Impacts were modeled as if the action
were to occur for a duration of fifteen
days, and conservatively used an
average of eight to nine hours per
workday (two hours post-sunrise to two
hours prior to sunset).
The exposure assessment
methodology is an estimate of the
numbers of individuals exposed to the
effects of pile driving activities
exceeding NMFS-established
thresholds. Of significant note in these
exposure estimates, additional
mitigation methods (i.e., visual
monitoring and the use of shutdown
zones) were not quantified within the
assessment and successful
implementation of this mitigation is not
reflected in exposure estimates.
However, modeling did incorporate, for
impact driving, a 10 dB reduction in
SPL resulting from the use of sound
attenuation devices. Results from
acoustic impact exposure assessments
should be regarded as conservative
estimates that are strongly influenced by
limited biological data. While the
numbers generated from the pile driving
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exposure calculations provide
conservative estimates of marine
mammal exposures for consultation
with NMFS, the short duration and
limited geographic extent of the test pile
project would likely further limit actual
exposures.
California Sea Lion
California sea lions are present in the
Hood Canal almost year-round with the
exception of mid-June through August.
The Navy conducted year round
waterfront surveys for marine mammals
at NBKB in 2008 and 2009 (DoN 2010a).
During these surveys, the daily
maximum number of California sea
lions hauled out for the months July–
October (the timeframe of the test pile
program), were 0, 0, 12, and 47 in 2008
and 0, 1, 32, and 44 in 2009,
respectively. The monthly average of the
maximum number of California sea
lions observed per day was seventeen
individuals. Females are rarely observed
north of the California-Oregon border
(NMFS 2008c); therefore only adult and
sub-adult males are expected in the
Hood Canal. Breeding rookeries are in
California; therefore pups are not
expected to be present in the Hood
Canal.
California sea lions are not likely to be
present at the project site during the
entire period of work (i.e., are
infrequent visitors during July–August).
However, because the proportion of pile
driving that could occur in a given
month is dependent on several factors
(e.g., availability of materials, weather)
the Navy assumed that pile driving
operations could occur at any time in
the construction window. Therefore,
exposures were calculated using the
monthly average of the maximum
number of California sea lions observed
per day (seventeen individuals), divided
by the potential acoustic impact area
(41.5 km2 [16 mi2]) and the formula
given previously. Table 10 depicts the
number of acoustic harassments that are
estimated from vibratory and impact
pile driving both underwater and in-air
for each season. The modeling indicated
that zero California sea lions were likely
to be exposed to sound in the 160-dB
zone. However, the Navy feels that,
based on the abundance of this species
in the waters along NBKB and including
their presence at nearby haul-outs, it is
possible that an individual could pass
through this zone in transit to or from
a haul-out. Therefore, the Navy is
requesting a behavioral harassment take
of California sea lion by impact pile
driving each day of pile driving, for a
total of fifteen takes over the course of
the proposed action.
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Harbor Seal
Harbor seals are present in the Hood
Canal year-round and would be
expected at the project site. Harbor seal
numbers increase from January through
April and then decrease from May
through August as the harbor seals move
to adjacent bays on the outer coast of
Washington for the pupping season.
Harbor seals are the most abundant
marine mammal in the Hood Canal.
Jeffries et al. (2003) did a stock
assessment of harbor seals in the Hood
Canal in 1999 and counted 711 harbor
seals hauled out. This abundance was
adjusted using a correction factor of 1.53
to account for seals in the water and not
counted to provide a population
estimate of 1,088 harbor seals in the
Hood Canal. The Navy conducted boat
surveys of the waterfront area in 2008
from July to September (Agness and
Tannenbaum 2009a). Harbor seals were
sighted during every survey and were
found in all marine habitats including
near and hauled-out on man-made
objects such as piers and buoys. During
most of the year, all age and sex classes
(except newborn pups) could occur in
the project area throughout the period of
construction activity. From April
through mid-July, female harbor seals
haul out on the outer coast of
Washington at pupping sites to give
birth. Since there are no known pupping
sites in the vicinity of the project,
harbor seal pups are not expected to be
present during pile driving. The main
haul-out locations for harbor seals in
Hood Canal are located on river delta
and tidal exposed areas at Quilcene,
Dosewallips, Duckabush, Hamma
Hamma, and Skokomish River mouths,
with the closest haul-out area to the
project area being ten miles (16 km)
southwest of NBKB at Dosewallips River
mouth (London 2006). Please see Figure
4–1 of the Navy’s application for a map
of haul-out locations in relation to the
project area.
Research by Huber et al. (2001)
indicates that approximately 35 percent
of harbor seals are in the water at any
one time. Exposures were calculated
using a density derived from the
number of harbor seals that are present
in the water at any one time (35 percent
of 1,088, or approximately 381
individuals), divided by the area of the
Hood Canal (291 km2 [112 mi2]) and the
formula presented previously.
While Huber et al.’s (2001) data
suggest that harbor seals typically spend
65 percent of their time hauled out, the
Navy’s waterfront surveys found that it
is extremely rare for harbor seals to haul
out in the vicinity of the test pile project
area. Therefore, the only population of
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harbor seals that could potentially be
exposed to airborne sounds are those
that are in-water but at the surface.
Based on the diving cycle of tagged
harbor seals near the San Juan Islands,
the Navy estimates that seals are on the
surface approximately 16.4 percent of
their total in-water duration (Suryan
and Harvey 1998). Therefore, by
multiplying the percentage of time spent
at the surface (16.4 percent) by the total
in-water population of harbor seals at
any one time (approximately 381
individuals), the population of harbor
seals with the potential to experience
airborne impacts (approximately 63
individuals) can be obtained. Airborne
exposures were calculated using a
density derived from the maximum
number of harbor seals available at the
surface (approximately 63 individuals),
divided by the area of the Hood Canal
(291 km2) and the formula presented
previously. Table 10 depicts the number
of acoustic harassments that are
estimated from vibratory and impact
pile driving both underwater and in-air
for each season.
Killer Whales
Transient killer whales are
uncommon visitors to Hood Canal.
Transients may be present in the Hood
Canal anytime during the year and
traverse as far as the project site.
Resident killer whales have not been
observed in Hood Canal, but transient
pods (six to eleven individuals per
event) were observed in Hood Canal for
lengthy periods of time (59–172 days) in
2003 (January–March) and 2005
(February–June), feeding on harbor seals
(London 2006).
These whales used the entire expanse
of Hood Canal for feeding. Subsequent
aerial surveys suggest that there has not
been a sharp decline in the local seal
population from these sustained feeding
events (London 2006). Based on this
data, the density for transient killer
whales in the Hood Canal for January to
June is 0.038/km2 (0.015/mi2; eleven
individuals divided by the area of the
Hood Canal [291 km2]). Since this
timeframe overlaps the period in which
the test pile program will occur (July–
October), this density was used for all
exposure calculations. Exposures were
calculated using the formula presented
previously. Table 10 depicts the number
of acoustic harassments that are
estimated from vibratory and impact
pile driving for each season. The
modeling indicated that zero killer
whales were likely to be exposed to
sound in the 160-dB zone. However,
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while transient killer whales are rare in
the Hood Canal, when these animals are
present they occur in pods, so their
density in the project area is unlikely to
be uniform, as was modeled. If they are
present during impact pile driving it is
possible that one or more individuals
within a pod could travel through the
behavioral harassment zone. Therefore,
the Navy is requesting nine behavioral
takes of transient killer whales—based
on the average size of pods seen
previously in the Hood Canal—by
impact pile driving over the course of
the proposed action.
Dall’s Porpoise
Dall’s porpoises may be present in the
Hood Canal year-round and could occur
as far as the project site. Their use of
inland Washington waters, however, is
mostly limited to the Strait of Juan de
Fuca. The Navy conducted boat surveys
of the waterfront area in 2008 from July
to September (Agness and Tannenbaum
2009a). During one of the surveys a
Dall’s porpoise was sighted in August in
the deeper waters off Carlson Spit.
In the absence of an abundance
estimate for the entire Hood Canal, a
seasonal density (warm season only
[May–Oct]) was derived from the
waterfront survey by the number of
individuals seen divided by total
number of kilometers of survey effort
(six surveys with approximately 3.9 km2
[1.5 mi2] of effort each), assuming strip
transect surveys. In absence of any other
survey data for the Hood Canal, this
density is assumed to be throughout the
project area. Exposures were calculated
using the formula presented previously.
Table 10 depicts the number of acoustic
harassments that are estimated from
vibratory and impact pile driving for
each season. The modeling indicated
that zero Dall’s porpoises were likely to
be exposed to sound in the 160-dB zone.
Dall’s porpoises are rare in the Hood
Canal; only one animal, seen in deep
waters offshore from the base, has been
seen in the project area in the past few
years. However, it is possible that
additional animals exist or that this
single individual could pass through the
behavioral harassment zone for impulse
sounds (160-dB) while transiting along
the waterfront. Therefore, the Navy is
requesting a single behavioral
harassment take of a Dall’s porpoise by
impact pile driving over the course of
the proposed action.
Harbor Porpoise
Harbor porpoises may be present in
the Hood Canal year-round; however,
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their presence is rare. During waterfront
surveys of NBKB over the past two years
(2008–present) only one harbor porpoise
has been seen in 24 surveys.
The Navy conducted boat surveys of
the waterfront area from July to
September over the past few years
(2008–present) (Agness and
Tannenbaum 2009a). During one of the
surveys a single harbor porpoise was
sighted in the deeper waters offshore
from the waterfront. In the absence of an
abundance estimate for the entire Hood
Canal, a seasonal density (warm season
only) was derived from the waterfront
survey by the number of individuals
seen divided by total number of
kilometers of survey effort (24 surveys
with approximately 3.9 km2 [1.5 mi2] of
effort each), assuming strip transect
surveys. In the absence of any other
survey data for the Hood Canal, this
density is assumed to be throughout the
project area. Exposures were calculated
using the formula presented previously;
Table 10 depicts the number of acoustic
harassments that are estimated from
vibratory and impact pile driving for
each season. The modeling indicated
that zero harbor porpoises were likely to
be exposed to sound in the 120-dB zone.
However, while harbor porpoises are
rare, one has been sighted in surveys
over the last few years in the deep
waters offshore from the base. It is
possible this offshore region is
encapsulated within the vibratory
disturbance zone due to its size (41.5
km2 [16 mi2]). Therefore, based on the
possibility that this animal could be
present in the offshore waters during
every day of construction, the Navy is
requesting a single behavioral take of
harbor porpoise by vibratory pile
driving each day of pile driving, for a
total of fifteen takes over the course of
the proposed action.
Potential takes could occur if
individuals of these species move
through the area on foraging trips when
pile driving is occurring. Individuals
that are taken could exhibit behavioral
changes such as increased swimming
speeds, increased surfacing time, or
decreased foraging. Most likely,
individuals may move away from the
sound source and be temporarily
displaced from the areas of pile driving.
Potential takes by disturbance would
have a negligible short-term effect on
individuals and would not result in
population-level impacts.
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TABLE 10—NUMBER OF POTENTIAL WARM SEASON (MAY–OCT) EXPOSURES OF MARINE MAMMALS WITHIN VARIOUS
ACOUSTIC THRESHOLD ZONES
Underwater
Species
Density
Impact injury
threshold 1
Impact
disturbance
threshold
(160 dB)
Airborne
Vibratory
disturbance
threshold
(120 dB)
Impact &
vibratory
disturbance
threshold 2
Total (percent
of stock or
population 3)
California sea lion ....................................
Harbor seal ..............................................
Killer whale ...............................................
Dall’s porpoise .........................................
Harbor porpoise .......................................
0.410
1.31
0.038
0.043
0.011
0
0
0
0
0
*15
15
*9
*1
0
255
810
30
30
*15
0
04
N/A
N/A
N/A
270 (0.01)
825 (5.6)
39 (12.4)
31 (0.06)
15 (0.1)
Total ..................................................
0
40
1140
0
1180
........................
* See species descriptions for discussion of these estimates.
1 Acoustic injury threshold for impact pile driving is 190 dB for pinnipeds and 180 dB for cetaceans.
2 Acoustic disturbance threshold is 100 dB for California sea lions; 90 dB for harbor seals. The airborne exposure calculations assume that
100% of the in-water densities were available at the surface to be exposed to airborne sound.
3 See Table 8 for stock or population numbers.
4 Airborne densities were based on the percentage (16.4 percent) of in-water density available at the surface to be exposed (Suryan and Harvey 1998).
During the project timeframe, which
occurs entirely in the May to October
warm season, there is the potential for
forty Level B disturbance takes (160-dB,
impulse sound) of various species from
impact pile driving operations, and an
additional 1,140 Level B disturbance
takes (120-dB, continuous sound) of
various species from vibratory pile
driving due to underwater sound. The
following species and numbers of Level
B disturbance takes could occur due to
underwater sound as a result of impact
pile driving operations: fifteen
California sea lions, fifteen harbor seals,
nine transient killer whales, and one
Dall’s porpoise. The following species
and numbers of Level B disturbance
takes could occur due to underwater
sound as a result of vibratory pile
driving operations: 255 California sea
lions, 810 harbor seals, thirty transient
killer whales, thirty Dall’s porpoises,
and fifteen harbor porpoises. Due to
their lack of presence within the project
area during the timeframe for the test
pile program (July 16–Oct 31), no Steller
sea lions would be harassed. Lastly, no
species of pinnipeds are expected to be
exposed to airborne sound pressure
levels that would cause harassment.
mstockstill on DSKH9S0YB1PROD with NOTICES
Negligible Impact and Small Numbers
Analysis and Preliminary
Determination
NMFS has defined ‘‘negligible impact’’
in 50 CFR 216.103 as ‘‘ * * * an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.’’
In making a negligible impact
determination, NMFS considers a
variety of factors, including but not
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limited to: (1) The number of
anticipated mortalities; (2) the number
and nature of anticipated injuries; (3)
the number, nature, intensity, and
duration of Level B harassment; and (4)
the context in which the take occurs.
Pile driving activities associated with
the test pile program, as outlined
previously, have the potential to disturb
or displace small numbers of marine
mammals. Specifically, the proposed
activities may result in take, in the form
of Level B harassment (behavioral
disturbance) only, from airborne or
underwater sounds generated from pile
driving. Level A harassment is not
anticipated given the methods of
installation and measures designed to
minimize the possibility of injury to
marine mammals. Specifically, vibratory
hammers will be the primary method of
installation, which are not expected to
cause injury to marine mammals due to
the relatively low source levels (less
than 190 dB). Also, no impact pile
driving will occur without the use of a
noise attenuation system (e.g., bubble
curtain), and pile driving will either not
start or be halted if marine mammals
approach the shutdown zone (described
previously in this document).
Furthermore, the pile driving activities
analyzed are similar to other nearby
construction activities within the Hood
Canal, such as test piles driven in 2005
for the Hood Canal Bridge (SR–104)
constructed by the Washington
Department of Transportation, which
have taken place with no reported
injuries or mortality to marine
mammals.
NMFS has preliminarily determined
that the impact of the previously
described test pile program may result,
at worst, in a temporary modification in
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behavior (Level B harassment) of small
numbers of marine mammals. No
mortality or injuries are anticipated as a
result of the specified activity, and none
are proposed to be authorized.
Additionally, animals in the area are not
expected to incur hearing impairment
(i.e., TTS or PTS) or non-auditory
physiological effects. For pinnipeds, the
absence of any major rookeries and only
a few isolated haul-out areas near or
adjacent to the project site means that
potential takes by disturbance will have
an insignificant short-term effect on
individuals and would not result in
population-level impacts. Similarly, for
cetacean species the absence of any
regular occurrence adjacent to the
project site means that potential takes
by disturbance will have an
insignificant short-term effect on
individuals and would not result in
population-level impacts. Due to the
nature, degree, and context of
behavioral harassment anticipated, the
activity is not expected to impact rates
of recruitment or survival. This activity
is expected to result in a negligible
impact on the affected species or stocks.
None of the species for which take
authorization is requested are either
ESA-listed or considered depleted
under the MMPA.
For reasons stated previously in this
document, the negligible impact
determination is also supported by the
likelihood that, given sufficient ‘‘notice’’
through mitigation measures including
soft start, marine mammals are expected
to move away from a noise source that
is annoying prior to its becoming
potentially injurious, and the likelihood
that marine mammal detection ability
by trained observers is high under the
environmental conditions described for
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Federal Register / Vol. 76, No. 16 / Tuesday, January 25, 2011 / Notices
Hood Canal, enabling the
implementation of shut-downs to avoid
injury, serious injury, or mortality. As a
result, no take by injury or death is
anticipated, and the potential for
temporary or permanent hearing
impairment is very low and will be
avoided through the incorporation of
the proposed mitigation measures.
While the number of marine
mammals potentially incidentally
harassed will depend on the
distribution and abundance of marine
mammals in the vicinity of the survey
activity, the number of potential
harassment takings is estimated to be
small relative to regional stock or
population number, and has been
mitigated to the lowest level practicable
through incorporation of the proposed
mitigation and monitoring measures
mentioned previously in this document.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
mitigation and monitoring measures,
NMFS preliminarily finds that the
proposed test pile program will result in
the incidental take of small numbers of
marine mammal, by Level B harassment
only, and that the total taking from the
activity will have a negligible impact on
the affected species or stocks.
mstockstill on DSKH9S0YB1PROD with NOTICES
Impact on Availability of Affected
Species or Stock for Taking for
Subsistence Uses
No tribal subsistence hunts are held
in the vicinity of the project area; thus,
temporary behavioral impacts to
individual animals would not affect any
subsistence activity. Further, no
population or stock level impacts to
marine mammals are anticipated or
authorized. As a result, no impacts to
the availability of the species or stock to
the Pacific Northwest treaty tribes are
expected as a result of the proposed
activities. Therefore, no relevant
subsistence uses of marine mammals are
implicated by this action.
Endangered Species Act (ESA)
There is one marine mammal species
that is listed as endangered under the
ESA with confirmed or possible
occurrence in the study area: the Eastern
DPS of the Steller sea lion. However, as
described previously, the project will
occur from July 16–October 31 only, a
time at which Steller sea lions are not
present in the project area. The Navy
conducted an informal consultation
with the NWRO under Section 7 of the
ESA; the NWRO concurred that there
would be no presence of ESA-listed
marine mammals during the project and
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that formal consultation was not
required.
National Environmental Policy Act
(NEPA)
In November 2010, the Navy prepared
a draft EA, which has been posted on
the NMFS Web site (see ADDRESSES)
concurrently with the publication of
this proposed IHA and public comments
have been solicited. NMFS will review
the draft EA and the public comments
received and subsequently either adopt
it or prepare its own NEPA document
before making a determination on the
issuance of an IHA.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to
authorize the take of marine mammals
incidental to the Navy’s test pile
program, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Dated: January 18, 2011.
Helen M. Golde,
Deputy Director, Office of Protected
Resources, National Marine Fisheries Service.
[FR Doc. 2011–1528 Filed 1–24–11; 8:45 am]
BILLING CODE 3510–22–P
CONSUMER PRODUCT SAFETY
COMMISSION
Sunshine Act Meeting Notice
Wednesday, January 26,
2011; 10 a.m.–11 a.m.
TIME AND DATE:
Hearing Room 420, Bethesda
Towers, 4330 East West Highway,
Bethesda, Maryland.
PLACE:
STATUS:
Closed to the public.
DEPARTMENT OF DEFENSE
Office of the Secretary
Availability of the Fiscal Year 2009
Missile Defense Agency Services
Contracts Inventory Pursuant to
Section 807 of the 2008 National
Defense Authorization Act
AGENCY:
Missile Defense Agency (MDA),
DoD.
ACTION:
Notice of availability.
In accordance with section
2330a of Title 10 United States Code as
amended by the National Defense
Authorization Act for Fiscal Year 2008
(NDAA 08) Section 807, the Director of
the Missile Defense Agency and the
Office of the Director, Defense
Procurement and Acquisition Policy,
Office of Strategic Sourcing (DPAP/SS)
will make available to the public the
FY2009 inventory of activities
performed pursuant to contracts for
services. The inventory will be
published to the Missile Defense
Agency (MDA) Web site at the following
location: https://www.mda.mil/business/
acquisition_center.html.
DATES: Inventory to be made publicaly
available within 30 days after
publication of this notice.
ADDRESSES: Send written comments and
suggestions concerning this inventory to
Mr. Kim Triesler, Acquisition Analyst,
MDA/DACP, 6700 Odyssey Dr, Ste. 206,
Huntsville, AL 35806.
FOR FURTHER INFORMATION CONTACT: Mr.
Kim Triesler at (256) 971–9797 ext. 155
or e-mail Kim.Triesler.ctr@mda.mil.
SUMMARY:
Dated: January 19, 2011.
Morgan F. Park,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2011–1520 Filed 1–24–11; 8:45 am]
Matter To Be Considered
BILLING CODE 5001–06–P
Compliance Status Report
The Commission staff will brief the
Commission on the status of compliance
matters.
For a recorded message containing the
latest agenda information, call (301)
504–7948.
CONTACT PERSON FOR MORE INFORMATION:
Todd A. Stevenson, Office of the
Secretary, U.S. Consumer Product
Safety Commission, 4330 East West
Highway, Bethesda, MD 20814, (301)
504–7923.
Dated: January 21, 2011.
Todd A Stevenson,
Secretary.
[FR Doc. 2011–1648 Filed 1–21–11; 4:15 pm]
BILLING CODE 6355–01–P
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DEPARTMENT OF EDUCATION
Charter Schools Program (CSP); Office
of Innovation and Improvement;
Overview Information; Charter Schools
Program (CSP): State Educational
Agencies Notice Inviting Applications
for New Awards for Fiscal Year (FY)
2011
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.282A.
DATES:
Applications Available: January 25,
2011.
Deadline for Transmittal of
Applications: March 18, 2011.
Deadline for Intergovernmental
Review: May 17, 2011.
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[Federal Register Volume 76, Number 16 (Tuesday, January 25, 2011)]
[Notices]
[Pages 4300-4322]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-1528]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XA075
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to a Test Pile Program
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the U.S. Navy (Navy) for
an Incidental Harassment Authorization (IHA) to take marine mammals, by
harassment, incidental to pile driving activities as part of a test
pile program. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal to issue an IHA to the Navy to
take, by Level B Harassment only, five species of marine mammals during
the specified activity.
DATES: Comments and information must be received no later than February
24, 2011.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing e-mail comments is ITP.Laws@noaa.gov. NMFS is not responsible
for e-mail comments sent to addresses other than the one provided here.
Comments sent via e-mail, including all attachments, must not exceed a
10-megabyte file size.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.nmfs.noaa.gov/pr/permits/incidental.htm without change. All Personal Identifying Information
(e.g., name, address) voluntarily submitted by the commenter may be
publicly accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. The Navy has prepared a
draft Environmental Assessment (EA) titled ``Test Pile Program NBK
Bangor Waterfront, Naval Base Kitsap Bangor, Silverdale, WA'', and has
prepared a draft Essential Fish Habitat Assessment titled ``Test Pile
Program NBK Bangor Waterfront Draft Essential Fish Habitat
Assessment''. These associated documents, prepared in compliance with
the National Environmental Policy Act (NEPA) and Magnuson-Stevens
Fishery Conservation and Management Act, respectively, are also
available at the same internet address. Documents cited in this notice
may also be viewed, by appointment, during regular business hours, at
the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Ben Laws, Office of Protected
Resources, NMFS, (301) 713-2289.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce to allow, upon request, the
incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed authorization is
provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such takings
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as ``* * * an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.''
Section 101(a)(5)(D) of the MMPA established an expedited process
by
[[Page 4301]]
which citizens of the U.S. can apply for an authorization to
incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS review of
an application followed by a 30-day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization.
Except with respect to certain activities not pertinent here, the
MMPA defines ``harassment'' as:
Any act of pursuit, torment, or annoyance which (i) has the
potential to injure a marine mammal or marine mammal stock in the
wild [Level A harassment]; or (ii) has the potential to disturb a
marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering
[Level B harassment].
Summary of Request
NMFS received an application on November 2, 2010 from the Navy for
the taking of marine mammals incidental to pile driving in association
with a test pile program in the Hood Canal at Naval Base Kitsap in
Bangor, WA (NBKB). This test pile program is proposed to occur between
July 16, 2011 and October 31, 2011. Six species of marine mammals may
be present within the waters surrounding NBKB: Steller sea lions
(Eumetopias jubatus), California sea lions (Zalophus californianus),
harbor seals (Phoca vitulina), killer whales (Orcinus orca), Dall's
porpoises (Phocoenoides dalli), and harbor porpoises (Phocoena
phocoena). These species may occur year-round in the Hood Canal, with
the exception of the Steller sea lion. Steller sea lions are present
only from fall to late spring (November-June), outside of the project's
timeline (July 16-October 31). Additionally, while the Southern
Resident killer whale (listed as endangered under the Endangered
Species Act [ESA]) is resident to the inland waters of Washington and
British Columbia, it has not been observed in the Hood Canal in decades
and was therefore excluded from further analysis. Only the five species
which may be present during the project's timeline may be exposed to
sound pressure levels associated with vibratory and impulsive pile
driving, and will be analyzed in detail in this document.
The Navy proposes to install up to 29 test and reaction piles at
NBKB to gather geotechnical and noise data to validate the design
concept for the building of a new Explosive Handling Wharf (EHW-2), as
well as for future projects at the NBKB waterfront. The test pile
program will require a maximum of forty work days for completion. The
forty work day duration of the program includes the time for the
initial pile installations, time for performing loading tests, and time
to remove all of the test piles. The pile lengths will range from 100-
197 ft (30-60 m), and range in diameter from 30-60 in (0.8-1.5 m). The
test pile program will involve driving eighteen steel pipe piles, at
pre-determined locations within the proposed footprint of EHW-2. Some
of the initial eighteen piles will be removed and re-driven as part of
lateral load and tension tests. A total of eleven piles will be
installed to perform lateral load and tension load tests. All piles
will be driven with a vibratory hammer for their initial embedment
depths, and select piles will be impact driven for their final 10-15 ft
(3-4.6 m) for proofing. ``Proofing'' involves driving a pile the last
few feet into the substrate to determine the capacity of the pile. The
capacity during proofing is established by measuring the resistance of
the pile to a hammer that has a piston with a known weight and stroke
(distance the hammer rises and falls) so that the energy on top of the
pile can be calculated. The blow count in ``blows per inch'' is
measured to verify resistance, and pile compression capacities are
calculated using a known formula. Noise attenuation measures (i.e.,
bubble curtain) will be used during all impact hammer operations and on
two of the vibratory-driven piles. Hydroacoustic monitoring will be
performed to assess effectiveness of noise attenuation measures.
For pile driving activities, the Navy used NMFS-promulgated
thresholds for assessing pile driving impacts (NMFS 2005b, 2009),
outlined later in this document. The Navy used recommended spreading
loss formulas (the practical spreading loss equation for underwater
sounds and the spherical spreading loss equation for airborne sounds)
and empirically-measured source levels from other 30-72 in (0.8-1.8 m)
diameter steel pile driving events to estimate potential marine mammal
exposures. Predicted exposures are outlined later in this document. The
calculations predict that no Level A harassments would occur associated
with pile driving activities, and that 1,180 Level B harassments may
occur during the test pile program from underwater sound. No incidents
of harassment were predicted from airborne sounds associated with pile
driving. Some assumptions (including marine mammal densities and other
assumptions) used to estimate the exposures are conservative, and may
overestimate the potential number of exposures and their severity.
Description of the Specified Activity
NBKB is located on the Hood Canal approximately twenty miles (32
km) west of Seattle, WA (see Figures 1-1 and 1-2 in the Navy's
application). NBKB provides berthing and support services to Navy
submarines and other fleet assets. The entirety of NBKB, including the
land areas and adjacent water areas in the Hood Canal are restricted
from general public access. The Navy proposes a test pile program to
support the design of the future construction of EHW-2. The proposed
actions with the potential to affect marine mammals within the
waterways adjacent to NBKB that could result in harassment under the
MMPA are vibratory and impulsive pile driving operations associated
with the test pile program. The proposed pile driving activities will
occur between July 16, 2011 and October 31, 2011. All in-water
construction activities within the Hood Canal are only permitted during
July 16-February 15 in order to protect spawning fish populations. The
further restriction of in-water work window proposed by the Navy avoids
the possibility of incidental harassment of Steller sea lions. The
Eastern Distinct Population Segment (DPS) of Steller sea lions, present
in the Hood Canal outside of the proposed project time period, is
listed as threatened under the ESA.
As part of the Navy's sea-based strategic deterrence mission, the
Navy Strategic Systems Programs directs research, development,
manufacturing, test, evaluation, and operational support of the TRIDENT
Fleet Ballistic Missile program. Maintenance and development of
necessary facilities for handling of explosive materials is part of
these duties. The proposed action for this IHA request is to install
and remove up to 29 test and reaction piles, conduct loading tests on
select piles, and measure in-water sound propagation parameters (e.g.,
transmission loss) during pile installation and removal. Geotechnical
and sound propagation data collected during pile installation and
removal will be integrated into the design, construction, and
environmental planning for the Navy's proposed EHW-2. Future
construction projects at the NBKB waterfront may also benefit from the
geotechnical data gathered for use in their environmental planning
documentation. The Navy proposes to install the test piles in the
location planned for the future EHW-2, which will be adjacent to the
existing
[[Page 4302]]
Explosive Handling Wharf (EHW-1) at NBKB. The test pile program will
require a maximum of forty work days for completion. Hydroacoustic
monitoring will be undertaken to assess the effectiveness of noise
attenuation measures. The presence of marine mammals will also be
monitored during pile installation and removal.
The test pile program has been designed to collect adequate
geotechnical and sound propagation data. Under the proposed action, the
Navy will install 29 test and reaction piles in the Hood Canal. The
pile lengths will range from 100-197 ft (30-60 m), and range in
diameter from 30-60 in (0.8-1.5 m). All piles will subsequently be
removed at the completion of the test pile program. These test piles
will be situated throughout the footprint of the future EHW-2,
currently in the preliminary planning process. Figure 1-3 of the Navy's
application shows in detail the locations of each of the test piles.
The installation of the test piles will involve driving eighteen
steel pipe piles into the substrate. Additionally, three lateral load
and two tension load tests will be performed. The lateral load test
involves measurements of lateral displacement versus load for the
piles. The lateral load tests will require re-installing two 60-in (1.5
m) diameter piles and one 48-in (1.2 m) diameter pile. The tension load
test measures the vertical capacity of a pile. The tension load tests
will require driving four reaction piles for each of the two tension
load tests. The lateral load test in combination with the tension load
test will result in the installation of an additional eleven piles. The
Navy expects that some of the initial eighteen test piles will be
removed and re-driven as part of lateral load and tension tests. Please
see the Navy's application for a diagram of the lateral load and
tension load tests, and for more specific information regarding each
test pile (Figure 1-4 and Table 1-1 of the Navy's application,
respectively).
According to the Navy, previous soil boring studies, as well as
experience at EHW-1, confirms that the substrate appears to be
relatively consistent in nature across the site. Therefore, all of the
piles will be driven by a vibratory hammer to their initial embedment
depths. The eighteen test piles would likely require the use of an
impact hammer to drive the piles the remaining 10-15 ft (3-4.6 m) into
the substrate and for proofing. The impact driver will perform a few
blows to warm up the hammer and a number of blows to verify capacity. A
Pile Dynamic Analyzer will be utilized to confirm capacity. As a
contingency, any piles that cannot be driven to their desired depth
using the vibratory hammer may require the use of the impact hammer to
finish installation. This contingency has been accounted for in the
modeling analysis.
The contractor is expected to mobilize two floating barges, one
large barge up to 80 ft wide x 300 ft (24 x 91 m) long and one medium
sized barge approximately 60 ft wide x 150 ft (18 x 46 m) long, for the
test pile program. These barges will be moved into location with a 44
ft (13 m) tug boat. The two barges will share the work load, with the
smaller barge working the inboard test piles and the larger barge
working the outboard test piles. The smaller barge will likely be on
site for approximately two weeks of pile driving while the larger barge
will be on site for the full duration of the program which is expected
to be no longer than forty days. Only one pile driving rig will be
operated at a time.
Sound attenuation measures (e.g., bubble curtain) will be used
during all impact hammer operations, and on two of the vibratory-driven
piles, to test the practicability of using bubble curtains with a
vibratory hammer. The Navy will monitor hydroacoustic levels, as well
as the presence and behavior of marine mammals during pile installation
and removal. All piles will be removed at or before the completion of
the test pile program because they could pose a potential navigation
risk if left in place. Removal is also necessary because the test piles
will not be incorporated into the proposed EHW-2, as exact pile
locations for the future structure have not yet been finalized.
The test pile program will require a maximum of forty work days for
completion. A work day is limited to the hours from two hours post-
sunrise to two hours prior to sunset. The forty work day duration of
the program includes the time for the initial pile installations, time
for performing the loading tests, and time to remove all of the test
piles. A 108-day authorization window (16 July-31 October) was
requested to take into account delays that could occur due to the
permitting process, materials availability, and inclement weather that
may preclude construction.
The Navy's contractor estimates that pile installation could occur
at a maximum rate of four piles per day. However, the Navy anticipates
that an average of two piles will be installed and removed per day. For
each pile installed, the driving time is expected to include no more
than one hour for vibratory driving and fifteen minutes for the impact
driving portion of the project, with a maximum 100 blows executed per
day. The U.S. Fish and Wildlife Service (USFWS) requested that a
maximum of 100 blows be executed per day in order to minimize potential
injurious impacts to fish species which the marbled murrelet, listed as
threatened under the ESA, prey upon. All piles will be extracted using
a vibratory hammer. Extraction is anticipated to take approximately
thirty minutes per pile. Overall, this results in an estimated maximum
of two hours for driving and removal per pile, or approximately four
hours per day. Therefore, while forty days of total in-water work time
is proposed, only a fraction of the total work time will actually be
spent on pile driving and removal.
An average work day (two hours post-sunrise to two hours prior to
sunset) ranges from six to twelve hours (for an average of
approximately eight to nine hours), depending on the month. Although it
is anticipated that only four hours would need to be spent on pile
driving and removal per day, the Navy modeled potential impacts as if
the entire day (i.e., eight to nine hours) could be spent pile driving
to take into account deviations from the estimated times for pile
installation and removal and to account for the additional use of the
impact pile driver in case of failure of the vibratory hammer to reach
the desired embedment depth. Based on the proposed action, the total
pile driving time from vibratory or impact pile driving would be less
than fifteen days (29 piles at an average of two per day, assuming an
average of eight to nine hours of pile driving per day).
Description of Noise Sources
Underwater sound levels are comprised of multiple sources,
including physical noise, biological noise, and anthropogenic noise.
Physical noise includes waves at the surface, earthquakes, ice, and
atmospheric noise. Biological noise includes sounds produced by marine
mammals, fish, and invertebrates. Anthropogenic noise consists of
vessels (small and large), dredging, aircraft overflights, and
construction noise. Known noise levels and frequency ranges associated
with anthropogenic sources similar to those that would be used for this
project are summarized in Table 1. Details of each of the sources are
described in the following text.
[[Page 4303]]
Table 1--Representative Noise Levels of Anthropogenic Sources
----------------------------------------------------------------------------------------------------------------
Frequency Underwater noise level (dB
Noise source range (Hz) re 1 [micro]Pa) Reference
----------------------------------------------------------------------------------------------------------------
Small vessels............................ 250-1,000 151 dB root mean square Richardson et al. 1995.
(rms) at 1 m.
Tug docking gravel barge................. 200-1,000 149 dB rms at 100 m (328 ft) Blackwell and Greene 2002.
Vibratory driving of 72-in (1.8 m) steel 10-1,500 180 dB rms at 10 m (33 ft).. CALTRANS 2007.
pipe pile.
Impact driving of 36-in (0.9 m) steel 10-1,500 195 dB rms at 10 m.......... WSDOT 2007.
Pipe pile.
Impact driving of 66-in (1.7 m) CISS\1\ 100-1,500 195 dB rms at 10 m.......... Reviewed in Hastings and
piles. Popper 2005.
----------------------------------------------------------------------------------------------------------------
\1\ CISS = cast-in-steel-shell.
In-water construction activities associated with the project would
include impact pile driving and vibratory pile driving. The sounds
produced by these activities fall into one of two sound types: pulsed
and non-pulsed (defined in next paragraph). Impact pile driving
produces pulsed sounds, while vibratory pile driving produces non-
pulsed (or continuous) sounds. The distinction between these two
general sound types is important because they have differing potential
to cause physical effects, particularly with regard to hearing (e.g.,
Ward 1997 in Southall et al. 2007). Please see Southall et al. (2007)
for an in-depth discussion of these concepts.
Pulsed sounds (e.g., explosions, gunshots, sonic booms, seismic
pile driving pulses, and impact pile driving) are brief, broadband,
atonal transients (ANSI 1986; Harris 1998) and occur either as isolated
events or repeated in some succession. Pulsed sounds are all
characterized by a relatively rapid rise from ambient pressure to a
maximal pressure value followed by a decay period that may include a
period of diminishing, oscillating maximal and minimal pressures.
Pulsed sounds generally have an increased capacity to induce physical
injury as compared with sounds that lack these features.
Non-pulse (intermittent or continuous sounds) can be tonal,
broadband, or both. Some of these non-pulse sounds can be transient
signals of short duration but without the essential properties of
pulses (e.g., rapid rise time). Examples of non-pulse sounds include
vessels, aircraft, machinery operations such as drilling or dredging,
vibratory pile driving, and active sonar systems. The duration of such
sounds, as received at a distance, can be greatly extended in a highly
reverberant environment.
Ambient Noise
By definition, ambient noise is background noise, without a single
source or point (Richardson et al. 1995). Ambient noise varies with
location, season, time of day, and frequency. Ambient noise is
continuous, but with much variability on time scales ranging from less
than one second to one year (Richardson et al. 1995). Ambient
underwater noise at the project area is widely variable over time due
to a number of natural and anthropogenic sources. Sources of naturally
occurring underwater noise include wind, waves, precipitation, and
biological noise (e.g., shrimp, fish, cetaceans). There is also human-
generated noise from ship or boat traffic and other mechanical means
(Urick 1983). Other sources of underwater noise at industrial
waterfronts could come from cranes, generators, and other types of
mechanized equipment on wharves or the adjacent shoreline.
In the vicinity of the project area, the average broadband ambient
underwater noise levels were measured at 114 dB re 1[micro]Pa between
100 Hz and 20 kHz (Slater 2009). Peak spectral noise from industrial
activity was noted below the 300 Hz frequency, with maximum levels of
110 dB re 1[micro]Pa noted in the 125 Hz band. In the 300 Hz to 5 kHz
range, average levels ranged between 83-99 dB re 1[micro]Pa. Wind-
driven wave noise dominated the background noise environment at
approximately 5 kHz and above, and ambient noise levels flattened above
10 kHz.
Airborne noise levels at NBKB vary based on location but are
estimated to average around 65 dBA (A-weighted decibels) in the
residential and office park areas, with traffic noise ranging from 60-
80 dBA during daytime hours (Cavanaugh and Tocci 1998). The highest
levels of airborne noise are produced along the waterfront and at the
ordnance handling areas, where estimated noise levels range from 70-90
dBA and may peak at 99 dBA for short durations. These higher noise
levels are produced by a combination of sound sources including heavy
trucks, forklifts, cranes, marine vessels, mechanized tools and
equipment, and other sound-generating industrial or military
activities.
Sound Thresholds
Since 1997, NMFS has used generic sound exposure thresholds to
determine when an activity in the ocean that produces sound might
result in impacts to a marine mammal such that a take by harassment
might occur (NMFS 2005b). To date, no studies have been conducted that
examine impacts to marine mammals from pile driving sounds from which
empirical noise thresholds have been established. Current NMFS practice
regarding exposure of marine mammals to high level sounds is that
cetaceans and pinnipeds exposed to impulsive sounds of 180 and 190 dB
rms or above, respectively, are considered to have been taken by Level
A (i.e., injurious) harassment. Behavioral harassment (Level B) is
considered to have occurred when marine mammals are exposed to sounds
at or above 160 dB rms for impulse sounds (e.g., impact pile driving)
and 120 dB rms for continuous noise (e.g., vibratory pile driving), but
below injurious thresholds. For airborne noise, pinniped disturbance
from haul-outs has been documented at 100 dB (unweighted) for pinnipeds
in general, and at 90 dB (unweighted) for harbor seals. NMFS uses these
levels as guidelines to estimate when harassment may occur.
Distance to Sound Thresholds
Underwater Sound Propagation Formula--Pile driving would generate
underwater noise that potentially could result in disturbance to marine
mammals transiting the project area. Transmission loss (TL) underwater
is the decrease in acoustic intensity as an acoustic pressure wave
propagates out from a source. TL parameters vary with frequency,
temperature, sea conditions, current, source and receiver depth, water
depth, water chemistry, and bottom composition and topography. The
formula for transmission loss is:
TL = B * log10(R) + C * R, where
B = logarithmic (predominantly spreading) loss
C = linear (scattering and absorption) loss
R = range from source in meters
[[Page 4304]]
For all underwater calculations in this assessment, linear loss (C) was
not used (i.e., C = 0) and transmission loss was calculated using only
logarithmic spreading. Therefore, using practical spreading (B = 15),
the revised formula for transmission loss is TL = 15 log10
(R).
Underwater Noise from Pile Driving--The intensity of pile driving
sounds is greatly influenced by factors such as the type of piles,
hammers, and the physical environment in which the activity takes
place. A large quantity of literature regarding sound pressure levels
recorded from pile driving projects is available for consideration. In
order to determine reasonable sound pressure levels and their
associated affects on marine mammals that are likely to result from
pile driving at NBKB, studies with similar properties to the proposed
action were evaluated. Studies which met the following parameters were
considered: (1) Pile materials--steel pipe piles (30-72 in [0.8-1.8 m]
diameter); (2) Hammer machinery--vibratory and impact; and (3) Physical
environment--shallow depth (less than 100 ft [30 m]). Table 2 details
representative pile driving activities that have occurred in recent
years. Due to the similarity of these actions and the Navy's proposed
action, they represent reasonable sound pressure levels which could be
anticipated.
Table 2--Underwater Sound Pressure Levels From Similar In-Situ Monitored Construction Activities
----------------------------------------------------------------------------------------------------------------
Installation Measured sound
Project & location Pile size & type method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Mukilteo Test Piles, WA\1\...... 36-in (0.9 m) Impact............ 7.3 m (24 ft)..... 195 dB re 1
steel pipe. [micro]Pa (rms)
at 10 m (33 ft).
Richmond-San Rafael Bridge, CA 66-in (1.7 m) Impact............ 4 m (13.1 ft)..... 195 dB re 1
\2\. steel CISS pile. [micro]Pa (rms)
at 10 m.
Unknown Location, CA \2\........ 72-in (1.8 m) Vibratory......... Approximately 5 m 180 dB re 1
steel pipe pile. (16.4 ft). [micro]Pa (rms)
at 10 m.
----------------------------------------------------------------------------------------------------------------
\1\ WSDOT 2007.
\2\ CALTRANS 2007.
Several noise reduction measures can be employed during pile
driving to reduce the high source pressures associated with impact pile
driving. Among these is the use of bubble curtains, cofferdams, pile
caps, or the use of vibratory installation. The efficacy of bubble
curtains is dependent upon a variety of site-specific factors,
including environmental conditions such as water current, sediment
type, and bathymetry; the type and size of the pile; and the type and
energy of the hammer. For the test pile program, the Navy intends to
employ noise reduction techniques during impact pile driving, including
the use of the Gunderboom Sound Attenuation System (SAS) or traditional
bubble curtain sound attenuation system. Additionally, vibratory pile
driving will be the primary installation method, which has lower source
levels than impact pile driving. The calculations of the distances to
the marine mammal noise thresholds described previously were calculated
for impact installation with and without consideration for mitigation
measures. Thorson and Reyff (2004) determined that a properly designed
bubble curtain could provide a reduction of 5 to 20 dB. Based on
information contained therein, distances calculated with consideration
for mitigation assumed a 10 dB reduction in source levels from the use
of sound attenuation devices, and the Navy used the mitigated distances
for impact pile driving for all analysis in their application.
Calculations for the marine mammal noise thresholds for vibratory
installation were done based on in-situ recordings of vibratory
installation and extraction data from CALTRANS (2007) which indicated a
sound pressure level (SPL) of 180 db re 1[micro]Pa at 10 m (33 ft).
This concurred with published literature from other studies which have
in the past used a 15 dB reduction factor from source levels from
impact driving recordings to calculate source levels for vibratory pile
driving. Sound levels associated with vibratory pile removal are the
same as those during vibratory installation (CALTRANS 2007) and have
been taken into consideration in the modeling analysis. All calculated
distances to and the total area encompassed by the marine mammal noise
thresholds are provided in Tables 3 and 4, respectively. Calculated
distance to thresholds using unmitigated impact driving is provided as
reference; no unmitigated impact driving will occur. The USFWS has
requested this as a measure to protect prey of the ESA-endangered
marbled murrelet.
Table 3--Calculated Distance(s) to Underwater Marine Mammal Noise Thresholds From Pile Driving
----------------------------------------------------------------------------------------------------------------
Distance in meters (ft) to threshold
---------------------------------------------------------------
Description Vibratory
Impact Level A Impact Level A Impact Level B Level B (120
(190 dB \1\) (180 dB \1\) (160 dB \1\) dB \1\)
----------------------------------------------------------------------------------------------------------------
Impact Driving, no mitigation................... 22 (72) 100 (328) 2,154 (7,067) N/A
Impact Driving with bubble curtain (Mitigation = 5 (16) 22 (72) 464 (1,522) N/A
10 dB reduction in SPLs).......................
Vibratory pile driver........................... 2 (7) 10 (33) N/A \2\ 100,000
(328,084)
----------------------------------------------------------------------------------------------------------------
All sound levels expressed in dB re 1 [micro]Pa rms.
Practical spreading loss (15 log, or 4.5 dB per doubling of distance) used for water depths 10-50 ft (3-15 m).
\1\ Sound pressure levels used for calculations were: 195 dB re 1 [micro]Pa @ 10 m (33 ft) for impact and 180 dB
re 1 [micro]Pa @ 10 m for vibratory.
\2\ Range calculated is greater than what would be realistic. Hood Canal average width at site is 2.4 km (1.5
mi), and is fetch limited from N to S at 20.3 km (12.6 mi).
[[Page 4305]]
Calculated distances to thresholds, and calculated areas
encompassed by thresholds, assume a field free of obstruction. This is
unrealistic, however, because the Hood Canal does not represent open
water conditions (free field) and therefore, sounds would attenuate as
they encountered land masses or bends in the canal. As a result, some
of the distances and areas of impact calculated cannot actually be
attained within the project area. The actual distances to the
behavioral disturbance thresholds for both impact and vibratory pile
driving (464 m and 100,000 m [1,522 and 328,084 ft], respectively) may
be shorter than those calculated due to the irregular contour of the
waterfront, the narrowness of the canal, and the maximum fetch
(furthest distance sound waves travel without obstruction [i.e., line
of sight]) at the project area. Table 4 presents the calculated area
encompassed for each threshold, as well as the actual area that is
predicted to be encompassed due to obstructions as described above.
Please see figures 6-1 and 6-2 in the Navy's application for graphical
depictions of these areas for cetaceans and pinnipeds.
Table 4--Area Encompassed (Per Pile) by the Underwater Marine Mammal Noise Thresholds From Pile Driving,
Calculated and Actual
----------------------------------------------------------------------------------------------------------------
Area in square kilometers (mi\2\) encompassed by the threshold
---------------------------------------------------------------
Description Vibratory
Impact Level A Impact Level A Impact Level B Level B (120
(190 dB \1\) (180 dB \1\) (160 dB \1\) dB \1\)
----------------------------------------------------------------------------------------------------------------
Impact Driving with bubble curtain, calculated 0.000 0.002 (0.001) 0.676 (0.261) N/A
(Mitigation = 10 dB reduction in SPLs).........
Impact Driving with bubble curtain, actual 0.000 0.002 (0.001) 0.509 (0.197) N/A
(Mitigation = 10 dB reduction in SPLs).........
Vibratory pile driver, calculated............... 0.000 0.000 N/A 31,416
(12,130)
Vibratory pile driver, actual................... 0.000 0.000 N/A 41.5 (16)
----------------------------------------------------------------------------------------------------------------
\1\ Sound pressure levels used for calculations were: 195 dB re 1 [micro]Pa @ 10 m (33 ft) for impact and 180 dB
re 1 [micro]Pa @ 10 m for vibratory.
Airborne Sound Propagation Formula--Pile driving can generate
airborne noise that could potentially result in disturbance to marine
mammals (specifically, pinnipeds) which are hauled out or at the
water's surface. As a result, the Navy analyzed the potential for
pinnipeds hauled out or swimming at the surface near NBKB to be exposed
to airborne sound pressure levels that could result in Level B
behavioral harassment. The appropriate airborne noise threshold for
behavioral disturbance for all pinnipeds, except harbor seals, is 100
dB re 20 [micro]Pa rms (unweighted). For harbor seals the threshold is
90 dB re 20 [micro]Pa rms (unweighted). A spherical spreading loss
model, assuming average atmospheric conditions, was used to estimate
the distance to the 100 dB and 90 dB re 20 [micro]Pa rms (unweighted)
airborne thresholds. The formula for calculating spherical spreading
loss is:
TL = 20log r
TL = Transmission loss
r = Distance from source to receiver
*Spherical spreading results in a 6 dB decrease in sound pressure
level per doubling of distance.
Airborne Sound from Pile Driving--As was discussed for underwater
noise from pile driving, the intensity of pile driving sounds is
greatly influenced by factors such as the type of piles, hammers, and
the physical environment in which the activity takes place. In order to
determine reasonable airborne sound pressure levels and their
associated effects on marine mammals that are likely to result from
pile driving at NBKB, studies with similar properties to the proposed
action, as described previously, were evaluated. Table 5 details
representative pile driving activities that have occurred in recent
years. Due to the similarity of these actions and the Navy's proposed
action, they represent reasonable sound pressure levels which could be
anticipated.
Table 5--Airborne Sound Pressure Levels From Similar In-situ Monitored Construction Activities
----------------------------------------------------------------------------------------------------------------
Installation Measured sound
Project & location Pile size & type method Water depth pressure levels
----------------------------------------------------------------------------------------------------------------
Northstar Island, AK \1\........ 42-in (1.1 m) Impact............ Approximately 12 m 97 dB re 20
steel pipe pile.. (40 ft). [micro]Pa (rms)
at 525 ft (160
m).
Keystone Ferry Terminal, WA \2\. 30-in (0.8 m) Vibratory......... Approximately 9 m 98 dB re 20
steel pipe pile. (30 ft). [micro]Pa (rms)
at 36 ft (11 m).
----------------------------------------------------------------------------------------------------------------
\1\ Blackwell et al. 2004.
\2\ WSDOT 2010.
Based on in-situ recordings from similar construction activities,
the maximum airborne noise levels that would result from impact and
vibratory pile driving are estimated to be 97 dB re 20 [micro]Pa (rms)
at 525 ft (160 m) and 98 dB re 20 [micro]Pa (rms) at 36 ft (11 m),
respectively (Blackwell et al. 2004; WSDOT 2010). The distances to the
airborne thresholds were calculated with the airborne transmission loss
formula presented previously. All calculated distances to and the total
area encompassed by the airborne marine mammal noise thresholds are
provided in Tables 6 and 7, respectively.
[[Page 4306]]
Table 6--Calculated Distances to the Marine Mammal Noise Thresholds In-Air From Pile Driving
----------------------------------------------------------------------------------------------------------------
Airborne behavioral disturbance
-------------------------------------------------
Species Threshold Distance to threshold Distance to threshold
impact pile driving vibratory pile driving
----------------------------------------------------------------------------------------------------------------
Pinnipeds (except harbor seal)....... 100 dB re 20 [micro]Pa 113 m (371 ft)......... 9 m (30 ft).
rms (unweighted).
Harbor seal.......................... 90 dB re 20 [micro]Pa 358 m (1,175 ft)....... 28 m (92 ft).
rms (unweighted).
----------------------------------------------------------------------------------------------------------------
Table 7--Calculated Area Encompassed (Per Pile) by the Marine Mammal Noise Thresholds In-Air From Pile Driving
----------------------------------------------------------------------------------------------------------------
Airborne behavioral disturbance
-------------------------------------------------
Species Threshold Area encompassed by the Area encompassed by the
threshold for impact threshold for vibratory
pile driving pile driving
----------------------------------------------------------------------------------------------------------------
Pinnipeds (except harbor seal)....... 100 dB re 20 [micro]Pa 0.040 km\2\ (.015 0.000 km\2\.
rms (unweighted). mi\2\).
Harbor seal.......................... 90 dB re 20 [micro]Pa 0.403 km\2\ (0.156 0.002 km\2\ (.001
rms (unweighted). mi\2\). mi\2\).
----------------------------------------------------------------------------------------------------------------
The distance to the sea lion airborne threshold would be 113 m (371
ft) for impact pile driving, and 9 m (30 ft) for vibratory pile
driving. The distance to the harbor seal airborne threshold would be
358 m (1,175 ft) for impact pile driving, and 28 m (92 ft) for
vibratory pile driving. These distances are all less than the distances
calculated for underwater sound thresholds. Since protective measures
are in place out to the distances calculated for the underwater
thresholds, the distances for the airborne thresholds will be covered
fully by mitigation and monitoring measures in place for underwater
sound thresholds. All construction noise associated with the project
would not extend beyond the buffer zone for underwater sound that would
be established to protect seals and sea lions. No haul-outs or
rookeries are located within these radii. Please see figures 6-3 and 6-
4 of the Navy's application for graphical depictions of the distances
and total area encompassed by each airborne sound threshold for
pinnipeds that are predicted to occur at the project area due to pile
driving.
Description of Marine Mammals in the Area of the Specified Activity
There are six marine mammal species, three cetaceans and three
pinnipeds, which may inhabit or transit through the waters nearby NBKB
in the Hood Canal. These include the transient killer whale, harbor
porpoise, Dall's porpoise, Steller sea lion, California sea lion, and
the harbor seal. While the Southern Resident killer whale is resident
to the inland waters of Washington and British Columbia, it has not
been observed in the Hood Canal in decades, and therefore was excluded
from further analysis. The Steller sea lion is the only marine mammal
that occurs within the Hood Canal which is listed under the ESA; the
Eastern DPS is listed as threatened. As noted previously, and in Table
8, Steller sea lions are not present in the project area during the
proposed project timeframe (July 16-October 31). Steller sea lions will
not be discussed in detail. All marine mammal species are protected
under the MMPA. This section summarizes the population status and
abundance of these species, followed by detailed life history
information. Table 8 lists the marine mammal species that occur in the
vicinity of NBKB and their estimated densities within the project area
during the proposed timeframe.
Table 8--Marine Mammals Present in the Hood Canal in the Vicinity of NBKB
----------------------------------------------------------------------------------------------------------------
Density in
Relative warm season
Species Stock abundance \1\ occurrence in Hood Season of \3\
Canal occurrence (individuals/
km\2\)
----------------------------------------------------------------------------------------------------------------
Steller sea lion; Eastern U.S. \2\ 50,464 Rare to occasional Fall to late N/A
DPS. use. spring (Nov-mid
April).
California sea lion; U.S. Stock. 238,000 Common............ Fall to late \4\ 0.410
spring (Aug-May).
Harbor seal; WA inland waters 14,612 (CV = 0.15) Common............ Year-round; \5\ 1.31
stock. resident species
in Hood Canal.
Killer whale; West Coast 314 Rare to occasional Year-round........ \6\ 0.038
transient stock. use.
Dall's porpoise; CA/OR/WA stock. 48,376 (CV = 0.24) Rare to occasional Year-round........ \7\ 0.043
use.
Harbor porpoise; WA inland 10,682 (CV = 0.38) Rare to occasional Year-round........ \7\ 0.011
waters stock. use.
----------------------------------------------------------------------------------------------------------------
\1\ NMFS marine mammal stock assessment reports at: https://www.nmfs.noaa.gov/pr/sars/species.htm.
\2\ Average of a given range.
\3\ Warm season refers to the period from May-Oct.
\4\ DoN 2010a.
\5\ Jeffries et al. 2003; Huber et al. 2001.
\6\ London 2006.
\7\ Agness and Tannenbaum 2009a.
[[Page 4307]]
California Sea Lion
Species Description--California sea lions are members of the
Otariid family (eared seals). The species, Zalophus californianus,
includes three subspecies: Z. c. wollebaeki (in the Galapagos Islands),
Z. c. japonicus (in Japan, but now thought to be extinct), and Z. c.
californianus (found from southern Mexico to southwestern Canada;
referred to here as the California sea lion) (Carretta et al. 2007).
The California sea lion is sexually dimorphic. Males may reach 1,000 lb
(454 kg) and 8 ft (2.4 m) in length; females grow to 300 lb (136 kg)
and 6 ft (1.8 m) in length. Their color ranges from chocolate brown in
males to a lighter, golden brown in females. At around five years of
age, males develop a bony bump on top of the skull called a sagittal
crest. The crest is visible in the dog-like profile of male sea lion
heads, and hair around the crest gets lighter with age.
Population Abundance--The U.S. stock of California sea lions may
occur in the marine waters nearby NBKB. The stock is estimated at
238,000 and the minimum population size of this stock is 141,842
individuals (Carretta et al. 2007). These numbers are from counts
during the 2001 breeding season of animals that were ashore at the four
major rookeries in southern California and at haul-out sites north to
the Oregon/California border. Sea lions that were at-sea or hauled-out
at other locations were not counted (Carretta et al. 2007). An
estimated 3,000 to 5,000 California sea lions migrate to waters of
Washington and British Columbia during the non-breeding season from
September to May (Jeffries et al. 2000). Peak numbers of up to 1,000
California sea lions occur in Puget Sound (including Hood Canal) during
this time period (Jeffries et al. 2000).
Distribution--The geographic distribution of California sea lions
includes a breeding range from Baja California, Mexico to southern
California. During the summer, California sea lions breed on islands
from the Gulf of California to the Channel Islands and seldom travel
more than about 31 mi (50 km) from the islands (Bonnell et al. 1983).
The primary rookeries are located on the California Channel Islands of
San Miguel, San Nicolas, Santa Barbara, and San Clemente (Le Boeuf and
Bonnell 1980; Bonnell and Dailey 1993). Their distribution shifts to
the northwest in fall and to the southeast during winter and spring,
probably in response to changes in prey availability (Bonnell and Ford
1987).
The non-breeding distribution extends from Baja California north to
Alaska for males, and encompasses the waters of California and Baja
California for females (Reeves et al. 2008; Maniscalco et al. 2004). In
the non-breeding season, an estimated 3,000-5,000 adult and sub-adult
males migrate northward along the coast to central and northern
California, Oregon, Washington, and Vancouver Island from September to
May (Jeffries et al. 2000) and return south the following spring (Mate
1975; Bonnell et al. 1983). Along their migration, they are
occasionally sighted hundreds of miles offshore (Jefferson et al.
1993). Females and juveniles tend to stay closer to the rookeries
(Bonnell et al 1983).
Peak abundance in the Puget Sound is September to May. Although
there are no regular California sea lion haul-outs within the Hood
Canal (Jeffries et al. 2000), they often haul out at several opportune
areas. They are known to utilize man-made structures such as piers,
jetties, offshore buoys, and oil platforms (Riedman 1990). California
sea lions in the Puget Sound sometimes haul out on log booms and Navy
submarines, and are often seen rafted off river mouths (Jeffries et al.
2000; DoN 2001). As many as forty California sea lions have been
observed hauled out at NBKB on manmade structures (e.g., submarines,
floating security fence, barges) (Agness and Tannenbaum 2009a;
Tannenbaum et al. 2009a; Walters 2009). California sea lions have also
been observed swimming in the Hood Canal in the vicinity of the project
area on several occasions and likely forage in both nearshore marine
and inland marine deeper waters (DoN 2001a).
Behavior and Ecology--California sea lions feed on a wide variety
of prey, including many species of fish and squid (Everitt et al. 1981;
Roffe and Mate 1984; Antonelis et al. 1990; Lowry et al. 1991). In the
Puget Sound region, they feed primarily on fish such as Pacific hake
(Merluccius productus), walleye pollock (Theragra chalcogramma),
Pacific herring (Clupea pallasii), and spiny dogfish (Squalus
acanthias) (Calambokidis and Baird 1994). In some locations where
salmon runs exist, California sea lions also feed on returning adult
and out-migrating juvenile salmonids (London 2006). Sexual maturity
occurs at around four to five years of age for California sea lions
(Heath 2002). California sea lions are gregarious during the breeding
season and social on land during other times.
Acoustics--On land, California sea lions make incessant, raucous
barking sounds; these have most of their energy at less than 2 kHz
(Schusterman et al. 1967). Males vary both the number and rhythm of
their barks depending on the social context; the barks appear to
control the movements and other behavior patterns of nearby
conspecifics (Schusterman 1977). Females produce barks, squeals,
belches, and growls in the frequency range of 0.25-5 kHz, while pups
make bleating sounds at 0.25-6 kHz. California sea lions produce two
types of underwater sounds: clicks (or short-duration sound pulses) and
barks (Schusterman et al. 1966, 1967; Schusterman and Baillet 1969).
All underwater sounds have most of their energy below 4 kHz
(Schusterman et al. 1967).
The range of maximal hearing sensitivity underwater is between 1-28
kHz (Schusterman et al. 1972). Functional underwater high frequency
hearing limits are between 35-40 kHz, with peak sensitivities from 15-
30 kHz (Schusterman et al. 1972). The California sea lion shows
relatively poor hearing at frequencies below 1 kHz (Kastak and
Schusterman 1998). Peak hearing sensitivities in air are shifted to
lower frequencies; the effective upper hearing limit is approximately
36 kHz (Schusterman 1974). The best range of sound detection is from 2-
16 kHz (Schusterman 1974). Kastak and Schusterman (2002) determined
that hearing sensitivity generally worsens with depth--hearing
thresholds were lower in shallow water, except at the highest frequency
tested (35 kHz), where this trend was reversed. Octave band noise
levels of 65-70 dB above the animal's threshold produced an average
temporary threshold shift (TTS; discussed later in ``Potential Effects
of the Specified Activity on Marine Mammals'') of 4.9 dB in the
California sea lion (Kastak et al. 1999).
Harbor Seal
Species Description--Harbor seals, which are members of the Phocid
family (true seals), inhabit coastal and estuarine waters and shoreline
areas from Baja California, Mexico to western Alaska. For management
purposes, differences in mean pupping date (i.e., birthing) (Temte
1986), movement patterns (Jeffries 1985; Brown 1988), pollutant loads
(Calambokidis et al. 1985) and fishery interactions have led to the
recognition of three separate harbor seal stocks along the west coast
of the continental U.S. (Boveng 1988). The three distinct stocks are:
(1) inland waters of Washington (including Hood Canal, Puget Sound, and
the Strait of Juan de Fuca out to Cape Flattery), (2) outer coast of
Oregon and Washington, and (3) California (Carretta et al. 2007).
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The inland waters of Washington stock is the only stock that is
expected to occur within the project area.
The average weight for adult seals is about 180 lb (82 kg) and
males are slightly larger than females. Male harbor seals weigh up to
245 lb (111 kg) and measure approximately 5 ft (1.5 m) in length. The
basic color of harbor seals' coat is gray and mottled but highly
variable, from dark with light color rings or spots to light with dark
markings (NMFS 2008c).
Population Abundance--Estimated population numbers for the inland
waters of Washington, including the Hood Canal, Puget Sound, and the
Strait of Juan de Fuca out to Cape Flattery, are 14,612 individuals
(Carretta et al. 2007). The minimum population is 12,844 individuals.
The harbor seal is the only species of marine mammal that is
consistently abundant and considered resident in the Hood Canal
(Jeffries et al. 2003). The population of harbor seals in Hood Canal is
a closed population, meaning that they do not have much movement
outside of Hood Canal (London 2006). The abundance of harbor seals in
Hood canal has stabilized, and the population may have reached its
carrying capacity in the mid-1990s with an approximate abundance of
1,000 harbor seals (Jeffries et al. 2003).
Distribution--Harbor seals are coastal species, rarely found more
than 12 mi (20 km) from shore, and frequently occupy bays, estuaries,
and inlets (Baird 2001). Individual seals have been observed several
miles upstream in coastal rivers. Ideal harbor seal habitat includes
haul-out sites, shelter during the breeding periods, and sufficient
food (Bjorge 2002). Haul-out areas can include intertidal and subtidal
rock outcrops, sandbars, sandy beaches, peat banks in salt marshes, and
man-made structures such as log booms, docks, and recreational floats
(Wilson 1978; Prescott 1982; Schneider and Payne 1983; Gilber and
Guldager 1998; Jeffries et al. 2000). Human disturbance can affect
haul-out choice (Harris et al. 2003).
Harbor seals occur throughout Hood Canal and are seen relatively
commonly in the area. They are year-round, non-migratory residents, and
pup (i.e., give birth) in Hood Canal. Surveys in the Hood Canal from
the mid-1970s to 2000 show a fairly stable population between 600-1,200
seals (Jeffries et al. 2003). Harbor seals have been observed swimming
in the waters along NBKB in every month of surveys conducted from 2007-
2010 (Agness and Tannenbaum 2009b; Tannenbaum et al. 2009b). On the
NBKB waterfront, harbor seals have not been observed hauling out in the
intertidal zone, but have been observed hauled-out on man-made
structures such as the floating security fence, buoys, barges, marine
vessels, and logs (Agness and Tannenbaum 2009a; Tannenbaum et al.
2009a). The main haul-out locations for harbor seals in Hood Canal are
located on river delta and tidal exposed areas at Quilcene,
Dosewallips, Duckabush, Hamma Hamma, and Skokomish River mouths (see
Figure 4-1 of the Navy's application), with the closest haul-out area
to the project area being ten miles (16 km) southwest of NBKB at
Dosewallips River mouth (London 2006).
Behavior and Ecology--Harbor seals are typically seen in small
groups resting on tidal reefs, boulders, mudflats, man-made structures,
and sandbars. Harbor seals are opportunistic feeders that adjust their
patterns to take advantage of locally and seasonally abundant prey
(Payne and Selzer 1989; Baird 2001; Bj[oslash]rge 2002). The harbor
seal diet consists of fish and invertebrates (Bigg 1981; Roffe and Mate
1984; Orr et al. 2004). Although harbor seals in the Pacific Northwest
are common in inshore and estuarine waters, they primarily feed at sea
(Orr et al. 2004) during high tide. Researchers have found that they
complete both shallow and deep dives during hunting depending on the
availability of prey (Tollit et al. 1997). Their diet in Puget Sound
consists of many of the prey resources that are present in the
nearshore and deeper waters of NBKB, including hake, herring and adult
and out-migrating juvenile salmonids. Harbor seals in Hood Canal are
known to feed on returning adult salmon, including ESA-threatened
summer-run chum (Oncorhynchus keta). Over a five-year study of harbor
seal predation in the Hood Canal, the average percent escapement of
summer-run chum consumed was eight percent (London 2006).
Harbor seals mate at sea and females give birth during the spring
and summer, although the pupping season varies by latitude. In coastal
and inland regions of Washington, pups are born from April through
January. Pups are generally born earlier in the coastal areas and later
in the Puget Sound/Hood Canal region (Calambokidis and Jeffries 1991;
Jeffries et al. 2000). Suckling harbor seal pups spend as much as forty
percent of their time in the water (Bowen et al. 1999).
Acoustics--In air, harbor seal males produce a variety of low-
frequency (less than 4 kHz) vocalizations, including snorts, grunts,
and growls. Male harbor seals produce communication sounds in the
frequency range of 100-1,000 Hz (Richardson et al. 1995). Pups make
individually unique calls for mother recognition that contain multiple
harmonics with main energy below 0.35 kHz (Bigg 1981; Thomson and
Richardson 1995). Harbor seals hear nearly as well in air as underwater
and had lower thresholds than California sea lions (Kastak and
Schusterman 1998). Kastak and Schusterman (1998) reported airborne low
frequency (100 Hz) sound detection thresholds at 65.4 dB re 20 [mu]Pa
for harbor seals. In air, they hear frequencies from 0.25-30 kHz and
are most sensitive from 6-16 kHz (Richardson 1995; Terhune and Turnbull
1995; Wolski et al. 2003).
Adult males also produce underwater sounds during the breeding
season that typically range from 0.25-4 kHz (duration range: 0.1 s to
multiple seconds; Hanggi and Schusterman 1994). Hanggi and Schusteman
(1994) found that there is individual variation in the dominant
frequency range of sounds between different males, and Van Parijs et
al. (2003) reported oceanic, regional, population, and site-specific
variation that could be vocal dialects. In water, they hear frequencies
from 1-75 kHz (Southall et al. 2007) and can detect sound levels as
weak as 60-85 dB re 1 [mu]Pa within that band. They are most sensitive
at frequencies below 50 kHz; above 60 kHz sensitivity rapidly
decreases.
Killer Whale
Species Description--Killer whales are members of the Delphinid
family and are the most widely distributed cetacean species in the
world. Killer whales have a distinctive color pattern, with black
dorsal and white ventral portions. They also have a conspicuous white
patch above and behind the eye and a highly variable gray or white
saddle area behind the dorsal fin. The species shows considerable
sexual dimorphism. Adult males develop larger pectoral flippers, dorsal
fins, tail flukes, and girths than females. Male adult killer whales
can reach up to 32 ft (9.8 m) in length and weigh nearly 22,000 lb
(10,000 kg); females reach 28 ft (8.5 m) in length and weigh up to
16,500 lb (7,500 kg).
Based on appearance, feeding habits, vocalizations, social
structure, and distribution and movement patterns there are three types
of populations of killer whales (Wiles 2004; NMFS 2005). The three
distinct forms or types of killer whales recognized in the North
Pacific Ocean are: (1) Resident, (2) Transient, and (3) Offshore. The
resident and transient populations have
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been divided further into different subpopulations based mainly on
genetic analyses and distribution; not enough is known about the
offshore whales to divide them into subpopulations (Wiles 2004). Only
transient killer whales are known from the project area.
Transient killer whales occur throughout the eastern North Pacific,
and have primarily been studied in coastal waters. Their geographical
range overlaps that of the resident and offshore killer whales. The
dorsal fin of transient w