Gulf War and Health, Volume 6, Physiologic, Psychologic, and Psychosocial Effects of Deployment-Related Stress, 2447-2451 [2011-552]
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Notices
other railroad lines owned by Temple,
to operate over the line. Temple states
that its agreement with TCTR requires
that TCTR solicit business over the line
and to provide common carrier service
for remunerative business. Temple
states that in the event TCTR is unable
to provide service over the line, Temple
will assume the residual common
carrier obligation to provide service.
Temple requests expedited action on its
petition.
By issuance of this notice, the Board
is instituting an exemption proceeding
pursuant to 49 U.S.C. 10502(b).
Decided: January 10, 2011.
By the Board, Rachel D. Campbell,
Director, Office of Proceedings.
Andrea Pope-Matheson,
Clearance Clerk.
[FR Doc. 2011–639 Filed 1–12–11; 8:45 am]
BILLING CODE 4915–01–P
DEPARTMENT OF VETERANS
AFFAIRS
Gulf War and Health, Volume 6,
Physiologic, Psychologic, and
Psychosocial Effects of DeploymentRelated Stress
Department of Veterans Affairs.
Notice.
AGENCY:
ACTION:
As required by law, the
Department of Veterans Affairs (VA)
hereby gives notice that the Secretary of
Veterans Affairs, under the authority
granted by the Persian Gulf War
Veterans Act of 1998, Public Law
105–277, title XVI, 112 Stat. 2681–742
through 2681–749 (codified at 38 U.S.C.
1118), has determined that there is no
basis to establish any new presumptions
of service connection at this time for
any of the diseases, illnesses, or health
effects discussed in the November 15,
2007, National Academy of Sciences
(NAS) report titled, ‘‘Gulf War and
Health, Volume 6, Physiologic,
Psychologic, and Psychosocial Effects of
Deployment-Related Stress.’’ This
determination does not in any way
preclude VA from granting service
connection on a direct basis for any
disease, including those specifically
discussed in this notice, nor does it
change any existing rights or
procedures.
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SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Gerald Johnson, Regulations Staff
(211D), Compensation and Pension
Service, Veterans Benefits
Administration, Department of Veterans
Affairs, 810 Vermont Avenue, NW.,
Washington, DC 20420, telephone (202)
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461–9727. (This is not a toll-free
number.)
SUPPLEMENTARY INFORMATION:
I. Statutory Requirements
The Persian Gulf War Veterans Act of
1998, Public Law 105–277, title XVI,
112 Stat. 2681–742 through 2681–749
(codified at 38 U.S.C. 1118), and the
Veterans Programs Enhancement Act of
1998, Public Law 105–368, 112 Stat.
3315, directed the Secretary to enter
into an agreement with NAS to review
and evaluate the available scientific
evidence regarding associations between
illnesses and exposure to toxic agents,
environmental or wartime hazards, or
preventive medicines or vaccines to
which service members may have been
exposed during service in the Southwest
Asia theater of operations during the
Persian Gulf War. Congress prescribed
the inquiry it expected NAS to carry out
in the event such an agreement was
reached. Congress directed NAS to
identify agents, hazards, medicines, and
vaccines to which service members may
have been exposed during the Persian
Gulf War. Congress mandated that NAS
determine, to the extent possible: (1)
Whether there is a statistical association
between exposure to the agent, hazard,
medicine, or vaccine and the illness,
taking into account the strength of the
scientific evidence and the
appropriateness of the scientific
methodology used to detect the
association; (2) the increased risk of
illness among individuals exposed to
the agent, hazard, medicine or vaccine;
and (3) whether a plausible biological
mechanism or other evidence of a causal
relationship exists between exposure to
the agent, hazard, medicine, or vaccine
and the illness. Public Law 105–277,
112 Stat. 2681–747.
II. NAS Reports and VA Action
In 1998, NAS began a program to
examine the scientific and medical
literature on the potential health effects
of specific agents and hazards to which
Gulf War veterans might have been
exposed during their deployment. Five
reports have examined health outcomes
related to: Depleted uranium,
pyridostigmine bromide, sarin, and
vaccines (Volume 1); insecticides and
solvents (Volume 2); fuels, combustion
products, and propellants (Volume 3);
health effects of serving in the Gulf War
irrespective of exposure information
(Volume 4); and infectious diseases
(Volume 5). Among the 700,000 U.S.
military personnel deployed to the
theater, many veterans have reported
chronic symptoms and illnesses that
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they have attributed to their service in
the Gulf.
Upon receipt of each NAS report, VA
must determine whether a presumption
of service connection is warranted for
any disease or illness discussed in the
report. The statute provides that a
presumption of service connection is
warranted if VA determines that there is
a positive association (i.e., the credible
evidence for an association is equal to
or outweighs the credible evidence
against an association) between
exposure of humans or animals to a
biological, chemical, or other toxic
agent, environmental or wartime hazard,
or preventive medicine or vaccine
known or presumed to be associated
with service in the Southwest Asia
theater of operations during the Persian
Gulf War and the occurrence of a
diagnosed or undiagnosed illness in
humans or animals. 38 U.S.C. 1118(b).
If the Secretary determines that a
presumption of service connection is
not warranted, he is to publish a notice
of that determination, including an
explanation of the scientific basis for
that determination. 38 U.S.C.
1118(c)(3)(A).
III. NAS Report: ‘‘Gulf War and Health,
Volume 6, Physiologic, Psychologic,
and Psychosocial Effects of
Deployment-Related Stress
In ‘‘Gulf War & Health, Volume 6,
Physiologic, Psychologic, and
Psychosocial Effects of DeploymentRelated Stress,’’ available at https://
www.nap.edu/
catalog.php?record_id=11922 (accessed
September 2, 2010), NAS evaluated the
association between deployment-related
stress and long-term adverse health
effects for veterans deployed to the
Persian Gulf and the Middle East to
include not only veterans of the 1990–
1991 Gulf War, but also veterans
returning from Operation Enduring
Freedom (OEF) and Operation Iraqi
Freedom (OIF). This study was
conducted at the request of VA to
determine the possibility of an
association between exposure to
deployment-related stressors in the Gulf
War and long-term adverse health
effects.
The NAS committee reviewed
published and peer-reviewed scientific
and medical literature to characterize
and weigh the strengths and limitations
of the available evidence regarding the
association between deployment to a
war zone and specific adverse health
effects. The committee considered
studies of veterans of World War II, the
Korean War, the Vietnam War, and the
1991 Gulf War.
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The NAS committee’s charge was to
comprehensively review, evaluate, and
summarize the peer-reviewed scientific
and medical literature regarding the
association between deployment-related
stress and long-term adverse health
effects in Gulf War veterans.
Specifically, the committee was to study
the physiologic, psychological and
psychosocial effects of stress, and VA
requested that the study’s findings not
be limited to veterans of the Gulf War
but be applicable to OEF and OIF.
The NAS committee considered all
studies that identified health effects
found in military personnel deployed to
a war zone in order to evaluate the
associations between deploymentrelated stress and adverse health effects.
The potential health effects considered
included not only physiologic effects
and psychiatric effects, but also
depression and posttraumatic stress
disorder (PTSD), and psychosocial
effects, such as marital conflict and
incarceration. In addition, the NAS
committee also considered studies of
deployed veterans with combat-related
PTSD and associated health effects,
because PTSD can result only after
exposure to a traumatic stressor and
potentially traumatic events are
common in a war zone. The NAS
committee relied entirely on
epidemiologic studies to draw its
conclusion about the strength of the
evidence for an association between
deployment to a war zone (stressor) and
health effects. The challenge of
epidemiologic studies is to isolate the
risk factors that contribute to health
effects in populations that are
inherently uncontrollable in the
experimental sense; therefore, statistical
techniques are used to take in to
account factors such as bias and
confounding.
Detailed information on the
committee’s findings may be found at:
https://www.nap.edu/
catalog.php?record_id=11922 (accessed
September 2, 2010). The report findings
are organized by category and can be
found under Table of Contents.
In its report, NAS organized its
conclusions into five categories,
representing different degrees of
association between illness and
exposure to deployment-related
stressors. The categories NAS used are
‘‘Sufficient Evidence of a Causal
Relationship,’’ ‘‘Sufficient Evidence of
an Association,’’ ‘‘Limited but
Suggestive Evidence of an Association,’’
‘‘Inadequate/Insufficient Evidence to
Determine Whether an Association
Exists,’’ and ‘‘Limited/Suggestive
Evidence of No Association.’’ These are
the same categories of association that
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have been used by previous NAS
committees in their reports.
provided to veterans who incur the
health effect as a result of service.
IV. VA’s Determination
This notice conveys the Secretary’s
determination that a presumption of
service connection is not warranted at
the present time for any disease, illness,
or health effect discussed in the NAS
report, based on association with any
substance known or suspected to be
associated with service in the Gulf War.
The Secretary has determined that no
new presumptions of service connection
are warranted under 38 U.S.C. 1118
because the report does not demonstrate
that the standard set forth in section
1118 for the creation of a presumption
of service connection has been met. In
particular, the report does not purport to
link any health effects to exposure to ‘‘a
biological, chemical, or other toxic
agent, environmental or wartime hazard,
or preventive medicine or vaccine
known or presumed to be associated
with service in the Armed Forces in the
Southwest Asia theater of operations
during the Persian Gulf War.’’ 38 U.S.C.
1118(a)(2)(A). As explained in more
detail below, the report investigated the
effects of stressors associated with
deployment to any war zone, not just
the Gulf War zone. Furthermore, the
report does not identify health effects
associated with a ‘‘biological, chemical,
or other toxic agent, environmental or
wartime hazard, or preventive medicine
or vaccine.’’ Id. As discussed below, the
statutory reference to agents, hazards,
medicines, or vaccines is most
reasonably construed to refer to
exposure to specific substances capable
of causing illness and not to the general
effects of service in a war zone as an
‘‘exposure’’ in itself. Id.
Under 38 U.S.C. 501, the Secretary
has discretion to issue any regulations
necessary or appropriate to the
administration of Veterans benefits. VA
evaluated the findings in the NAS report
to determine whether any presumptions
or other regulatory changes are
warranted under that discretionary
authority. As explained below, VA has
decided not to propose to issue any
regulatory changes under that general
authority based on the findings in the
NAS report. This decision is based on
one or more of the following with
respect to the health effects evaluated in
the report: (1) The report did not find
an association between the health
effects studied and service in a war
zone, (2) the health effects studied were
not a disease, injury, or illness for
which service connection can be
granted (e.g. suicide or marital conflict),
or (3) existing VA regulations are
sufficient to ensure that benefits will be
A. New Presumptions Under 38 U.S.C.
1118 Are Not Warranted
Public Law 105–277 requires the
Secretary to determine whether a
presumption of service connection is
warranted by reason of a disease ‘‘having
a positive association with exposure to
a biological, chemical, or other toxic
agent, environmental or wartime hazard,
or preventive medicine or vaccine
known or presumed to be associated
with service in the Armed Forces in the
Southwest Asia theater of operations
during the Persian Gulf War.’’ Public
Law 105–277 § 1602 (codified in
pertinent part at 38 U.S.C. 1118(a)(2)(A)
and (b)(1)(B)). The statute does not
explain the meaning of the phrase
‘‘known or presumed to be associated
with service in the Armed Forces in the
Southwest Asia theater of operations
during the Persian Gulf War,’’ and there
is no legislative history explaining the
meaning of that phrase.
Consistent with VA’s past
interpretation of section 1118, see 72 FR
48734, 48739–41 (Aug. 24, 2007), we
conclude that the statutory phrase
‘‘associated with service in the Armed
Forces in the Southwest Asia theater of
operations during the Persian Gulf War’’
is most reasonably construed to refer to
a relationship between the substance or
hazard and the specific circumstance of
service in the Southwest Asia theater of
operations during the Persian Gulf War,
as distinguished from features of
military or civilian life in general that
are not unique to service in the Gulf
War. The phrase ‘‘associated with’’
clearly connotes a direct relationship,
and the requirement that the substance
or hazard be associated with service at
a particular time and place indicates an
intent to distinguish between substances
and hazards associated with general
military or civilian life and those unique
to service at the specified time and
place. If military populations of all eras
of wartime experience the same or
similar deployment-related stressors
related to deployment to a war zone, we
believe it would be unreasonable to
conclude that such stressors are
‘‘associated with’’ service in the Persian
Gulf during the Gulf War. As the report
explains, ‘‘The US military has
participated in numerous wars on both
US and foreign soil and, regardless of
the conflict, many of the deploymentrelated stressors to which military
personnel can be exposed are the same:
possible death or injury to oneself,
killing or injuring others, poor living
conditions, and harsh physical
environment.’’ Similarly, the report
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noted the universality of symptombased illnesses among war zone
veterans from essentially all eras: ‘‘Male
and female veterans who have been
deployed to a war zone, regardless of
the war in which they served, report
more symptoms and poorer health than
do their nondeployed counterparts.
Symptoms range from severe, such as
chest pain and numbing in the
extremities, to minor, such as loss of
appetite.’’ Gulf War and Health, Volume
6, Physiologic, Psychologic, and
Psychosocial Effects of DeploymentRelated Stress, at p. 31. The report
specifically notes that this was not a
unique issue for Gulf War veterans:
‘‘Some researchers have attempted to
cluster the symptoms into new diseases
but in general the symptoms are too
broad and nonspecific to suggest the
presence of a new illness specific to the
Gulf War.’’ We do not believe that
Congress intended VA to establish
presumptions for the known health
effects of military deployments common
to all military populations. Rather, the
requirement that the agent, hazard,
medicine, or vaccine be ‘‘associated
with’’ Gulf War service makes clear that
VA’s task is to focus on the unique
exposure environment in the Persian
Gulf during the Persian Gulf War. Id. at
257
This reading of the statutory language
comports with the clear purpose of both
Public Law 105–277 and Public Law
105–368. Id. Both statutes reflect the
Government’s commitment to
addressing the unique health issues
presented by Gulf War veterans, by
establishing a process for identifying
diseases and illnesses that may be
associated with Gulf War service. It is
by now well known that many Gulf War
veterans have reported a variety of
similar symptoms that cannot presently
be identified with a known diagnosis or
cause and that were not considered
‘‘diseases’’ for the purposes of the
statutes generally authorizing VA to pay
compensation for service-connected
disability or death due to disease or
injury. Congress responded initially to
that situation by authorizing VA to pay
compensation for ‘‘undiagnosed illness’’
in such veterans. The process
established by Public Law 105–277 and
Public Law 105–368 reflects a further
effort to bridge the existing gaps in
medical and scientific knowledge and to
ensure that Gulf War veterans may
obtain compensation for diagnosed or
undiagnosed illnesses that may have
been caused by the unique exposures or
hazards of service during the Gulf War.
Establishing presumptions of service
connection for illnesses associated with
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exposures or hazards specifically related
to Gulf War service obviously would
further that objective. In contrast,
establishing presumptions of service
connection for the exclusive benefit of
Gulf War veterans based solely on the
well-known health effects of exposures
shared in common with all veterans of
other wartime deployments would not
significantly further the purposes of
those statutes. Moreover, establishing
such presumptions would create
significant inequities in the veterans’
benefits system that Congress could not
have intended.
Public Law 105–277 requires VA to
establish presumptions of service
connection, when the statutory
requirements are met, exclusively for
veterans who served in the Southwest
Asia theater of operations during the
Persian Gulf War. If the statute were
construed to require presumptions
based on exposure in the Persian Gulf
War to stressors to which other veterans
serving at other times and places are
commonly exposed at similar levels, it
would raise significant concerns of
fairness and reasonableness. For
example, veterans exposed or
presumably exposed to stressors such as
separation from family or fear of injury
during the Gulf War might be entitled to
presumptive service connection for
certain psychiatric illnesses associated
with such experiences, while veterans
who served in other conflicts like
Vietnam and had equal or greater
exposure to deployment-related
traumatic experiences would not be
entitled to presumptive service
connection. The fact that most service
members deployed to a war zone incur
some degree of exposure to the stressors
NAS considered further underscores the
arbitrariness that would attach to
establishing presumptions for a limited
class of veterans based on such common
exposures. As discussed below in
subsection B of this notice, current VA
regulations and policies address the
effects of such combat-related exposures
and are not limited to veterans of Gulf
War service. Providing by statute and
regulation for the disparate treatment of
similarly situated veterans would
substantially undermine confidence in
the objectivity and fairness of the
veterans benefits system. Additionally,
establishing different adjudicative rules
for the claims of similarly situated
veterans without any reasoned basis for
the distinction would undoubtedly
cause confusion to the VA personnel
responsible for deciding claims, as well
as to veterans and their representatives
in presenting and supporting their
claims.
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We do not believe that Congress
intended VA to establish presumptions
unique to Gulf War veterans based on
the well-known health effects of
exposures common to deployments
outside the Gulf War theater. As
explained above, the language and
purpose of Public Law 105–277 and
Public Law 105–368 indicate that
Congress did not intend such a result,
and we believe it is reasonable to
presume that Congress did not intend
arbitrary or unfair distinctions. We note
that statutes generally must be
construed to avoid serious
constitutional concerns. See Edward J.
DeBartolo Corp. v. Florida Gulf Coast
Building & Construction Trades
Council, 485 U.S. 568, 575 (1988). We
cannot say it is beyond Congress’ power
to establish presumptions exclusively
for Gulf War veterans based on
exposures not known to differ
significantly from service outside the
Gulf War. However, the apparent
unfairness, in our view, of that result
supports the conclusion that Congress
did not intend such a result.
We recognize that some diseases and
illnesses may be unique to the Gulf War
theater. For example, nine diseases are
currently entitled to a presumption of
service connection based upon service
in the Gulf War. 75 FR 59968
(September 29, 2010). As explained
above, however, there is presently
insufficient evidence to indicate that the
stressors and health effects considered
by NAS related to the Gulf War differed
significantly from stressors present in
other war zones and their attendant
health effects.
Although the Secretary has
determined that presumptions of service
connection are not warranted for the
health effects of deployment stressors as
discussed in the NAS report, we want
to make clear that this determination
will not preclude the granting of service
connection for those health effects that
are diseases, injuries, or illnesses (as
discussed in greater detail below, some
of the health effects (e.g. suicide and
marital conflict) are not themselves
diseases, injuries, or illnesses and
therefore VA has no authority to grant
service connection on the basis of those
health effects alone). The health effects
that NAS found to be supported by
limited/suggestive evidence are
generally well-known health effects of
exposure to war zone-related stressors.
The established associations between
war zone stressors and certain health
effects like PTSD provide a sufficient
basis for examining physicians and VA
adjudicators to determine whether a
veteran’s disease is associated with
exposure to stressors experienced in
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service. We note further that our
conclusion that the war zone-related
stressors cannot be determined to be
‘‘associated with’’ Gulf War service is
not intended to suggest that they are
irrelevant to further investigations of
Gulf War veterans’ health.
Finally, establishment of any new
presumptions based on the report is also
unwarranted because the report does
not identify health effects associated
with a ‘‘biological, chemical, or other
toxic agent, environmental or wartime
hazard, or preventive medicine or
vaccine.’’ Rather, the report examined
health effects associated with
deployment-related ‘‘stressors.’’ The
statutory reference to agents, hazards,
medicines, or vaccines is most
reasonably construed to refer to
exposure to specific substances capable
of causing illness and not to the general
effects of service in a war zone as an
‘‘exposure’’ in itself. This interpretation
is consistent with the list of agents,
hazards, medicines, and vaccines
Congress provided in § 1603(d) of Public
Law 105–277.
B. New Presumptions Under the
Secretary’s General Rulemaking
Authority (38 U.S.C. 501) Are Not
Warranted
Under 38 U.S.C. 501, the Secretary
has discretion to issue any regulations
necessary or appropriate to the
administration of Veterans benefits. VA
evaluated the findings in the NAS report
to determine whether any presumptions
or other regulatory changes are
warranted under that discretionary
authority. As explained below, VA has
decided not to propose to issue any
regulatory changes under that general
authority based on the findings in the
NAS report. This decision is based on
one or more of the following with
respect to the health effects evaluated in
the report: (1) The report did not find
an association between the health
effects studied and service in a war
zone, (2) the health effects studied were
not a disease, injury, or illness for
which service connection can be
granted (e.g. suicide or marital conflict),
or (3) existing VA regulations are
sufficient to ensure that benefits will be
provided to veterans who incur the
health effect as a result of service. The
sections below explain in more detail
the bases for this decision.
i. Inadequate/Insufficient Evidence to
Determine Whether an Association
Exists
For some health effects, the report
found that evidence from available
studies is of insufficient quantity,
quality, or consistency to permit a
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conclusion regarding the existence of an
association between deployment to a
war zone and a specific health effect in
humans. Therefore, the evidence for
these conditions does not provide
sufficient evidence of association
between the health effect and service to
warrant any regulatory changes. The
health effects under this category of
association include:
Cancer
Diabetes mellitus
Thyroid disease
Neurocognitive and neurobehavioral effects
Sleep disorders or objective measures of
sleep disturbance
Hypertension
Coronary heart disease
Chronic respiratory health effects
Structural gastrointestinal diseases
Reproductive effects
Homelessness
Adverse employment outcomes
ii. Sufficient Evidence of Association or
Limited But Suggestive Evidence of an
Association
For some health effects, the report
found that evidence from available
studies is sufficient to conclude that
there is a positive association, i.e. a
consistent positive association has been
observed between deployment to a war
zone and a specific health effect in
human studies in which chance and
bias, including confounding, could be
ruled out with reasonable confidence.
The health effects under this category of
association include:
Psychiatric disorders, including PTSD, other
anxiety disorders, and depressive disorders
Alcohol abuse
Accidental death in the early years after
deployment
Suicide in the early years after deployment
Marital and family conflict
For some health effects, the report
found that evidence from available
studies is suggestive of an association
between deployment to a war zone, but
the body of evidence is limited by
inability to rule our chance of bias,
including confounding, with
confidence. The health effects under
this category of association include:
Drug abuse
Chronic fatigue syndrome
Gastrointestinal symptoms consistent with
functional gastrointestinal disorders, such
as irritable bowel syndrome or functional
dyspepsia
Skin disorders
Fibromyalgia and chronic widespread pain
Increased symptom reporting, unexplained
illness, and chronic pain
Incarceration
VA has decided not to propose new
presumptions of service connection for
any of these health effects for the
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reasons discussed in the sections that
follow.
iii. Health Effects that Are Not Injuries,
Diseases, or Illnesses
Some health effects evaluated by the
report are not injuries, diseases, or
illnesses and therefore cannot form the
basis of a grant of service connection.
See 38 CFR 3.1(m); 38 U.S.C. 105.
Unless these phenomena, such as
accidental death, can be linked to a
disease or injury incurred or aggravated
in service, VA would have no authority
to compensate veterans or their
survivors, through new presumptions or
otherwise, absent new legislative
authority. These health effects include:
Accidental death in the early years after
deployment
Marital and family conflict
Incarceration
Suicide in the early years after deployment
With respect to suicide, although
suicide itself is not a disease or injury
for which service connection can be
granted, VA regulations at 38 CFR 3.302
provide that, if a veteran had a service
connected disability involving mental
unsoundness, VA will presume that the
suicide resulted from that condition.
Accordingly, no change in the current
regulation is needed with respect to
suicide for this reason as well.
iv. Health Effects Statutorily Barred
From Service Connection
Alcohol abuse and drug abuse are
health effects evaluated by the report
which are statutorily barred from
service connection under 38 U.S.C.
1110. See also 38 CFR 3.301(d). A
veteran may only establish service
connection for alcohol abuse or drug
abuse on a secondary basis if the alcohol
abuse or drug abuse is proximately due
to another service-connected condition.
See Allen v. Principi, 237 F.3d 1368
(Fed. Cir. 2001); 38 CFR 3.310(a).
Therefore, establishment of a
presumption of service connection for
alcohol abuse or drug abuse is
prohibited.
v. Psychiatric Disorders
The report evaluated a number of
psychological health effects from the
deployment-related stressors. A
presumption of service connection is
not warranted for any of these
psychiatric health effects, which
include the following:
PTSD
Anxiety
Depression
The NAS report notes that these
psychiatric conditions may be triggered
by the experience of wartime
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deployment. However, it is also well
established that these conditions,
particularly anxiety and depression, are
widespread and may be triggered by
multiple life events, including those
occurring before and after service. When
a veteran seeks service-connected
benefits for a psychiatric disease, VA
routinely provides a psychiatric
examination to assist in establishing
that the condition is related to the
veteran’s service. This process works
efficiently to ensure that veterans are
properly compensated for psychiatric
disabilities that are associated with
service. Accordingly, VA has
determined that a broad presumption of
service connection for such psychiatric
conditions is not needed.
With respect to PTSD, we also believe
that existing VA regulations provide an
effective means of ensuring that serviceconnected benefits are properly
provided for PTSD related to
deployment to a combat zone and that
a presumption of service connection is
thus unnecessary. The diagnosis of
PTSD and a determination that PTSD is
related to service both require the
identification of a specific stressor
sufficient to cause PTSD. Because the
identification of a stressor is essential to
a proper diagnosis of PTSD, a
presumption of service connection for a
veteran’s diagnosed PTSD would not
eliminate that requirement. Further,
existing VA regulations provide liberal
evidentiary standards for establishing
the existence of stressors associated
with combat or deployment to a combat
zone. Under 38 CFR 3.304(f)(2), if a
veteran engaged in combat with the
enemy, the veteran’s lay statements
regarding the occurrence of an inservice stressor are sufficient to
establish that fact, absent clear and
convincing evidence to the contrary and
provided the veteran’s statements are
consistent with the circumstances,
conditions, or hardships of the veteran’s
service.
Further, recent amendments to 38
CFR 3.304(f) have liberalized the
evidentiary standard for establishing the
required in-service stressor in certain
circumstances. 75 FR 39843 (July 13,
2010). This amendment eliminates the
requirement for corroborating that the
claimed in-service stressor occurred if a
stressor claimed by a veteran is related
VerDate Mar<15>2010
16:15 Jan 12, 2011
Jkt 223001
to the veteran’s fear of hostile military
or terrorist activity and a VA
psychiatrist or psychologist, or a
psychiatrist or psychologist with whom
VA has contracted, confirms that the
claimed stressor is adequate to support
a diagnosis of PTSD and that the
veteran’s symptoms are related to the
claimed stressor, provided that the
claimed stressor is consistent with the
places, types, and circumstances of the
veteran’s service. This rule provides a
low evidentiary standard for
establishing the existence of stressors
associated with certain aspects of
deployment to a combat zone such as
fear of hostile military or terrorist
activity related to such deployments.
vi. Skin Disorders
With respect to skin disorders, as
mentioned above the report placed skin
disorders under the association category
Limited but Suggestive Evidence of an
Association. This association category
indicates that the report found that
evidence from available studies is
suggestive of an association between
deployment to a war zone and skin
disorders, but the body of evidence is
limited by inability to rule our chance
of bias, including confounding, with
confidence. Specifically, the report
found a number of studies showing
increased prevalence of skin disorders
in deployed veterans, but that the
studies varied widely as to which
specific types of skin disorders were
more prevalent, and NAS noted that
some of the observed increases could be
attributable to chance or to
undetermined environmental exposures,
while others may be secondary to PTSD
or other stress disorders. In view of the
varied nature of the findings, the
evidence does not indicate a basis for
presuming specific skin diagnoses to be
associated with Gulf War service or
other wartime deployments. To the
extent the evidence shows increased
reporting of signs or symptoms relating
to the skin, 38 U.S.C. 1117 and 38 CFR
3.317 already provide for presumptive
service connection of undiagnosed or
unexplained illnesses involving such
signs or symptoms.
PO 00000
vii. Health Effects Already Covered by
Existing Regulatory or Statutory
Presumptions
The remainder of the health effects
evaluated by the report are already
considered in the presumptions of
service connection for undiagnosed
illnesses and medically unexplained
chronic multisymptom illnesses under
38 U.S.C. 1117 and 38 CFR 3.317.
Chronic fatigue syndrome and
fibromyalgia are presumptively serviceconnected as medically unexplained
chronic multisymptom illnesses. 38 CFR
3.317(a)(2)(B). VA has also recently
proposed to clarify that functional
gastrointestinal disorders are medically
unexplained chronic multisymptom
illnesses. 75 FR 70162 (November 17,
2010). Additionally, chronic pain and
increased symptom reporting can be
considered as signs and symptoms that
may be manifestations of undiagnosed
illness or medically unexplained
chronic multisymptom illness under
§ 3.317(a)(2)(i). Therefore, establishment
of a presumption for these health effects
is not necessary.
V. Conclusion
For the reasons stated above, the
Secretary has determined that a
presumption of service connection is
not warranted at this time for any of the
diseases, illnesses, or health effects
discussed in the NAS report issued on
November 15, 2007, titled, ‘‘Gulf War
and Health, Volume 6: Physiologic,
Psychologic, and Psychosocial Effects of
Deployment-Related Stress.’’
Signing Authority
The Secretary of Veterans Affairs, or
designee, approved this document and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the Department of Veterans Affairs. John
R. Gingrich, Chief of Staff, Department
of Veterans Affairs, approved this
document on January 6, 2011, for
publication.
Dated: January 7, 2011.
Robert C. McFetridge,
Director, Regulations Policy and
Management, Department of Veterans Affairs.
[FR Doc. 2011–552 Filed 1–12–11; 8:45 am]
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13JAN1
Agencies
[Federal Register Volume 76, Number 9 (Thursday, January 13, 2011)]
[Notices]
[Pages 2447-2451]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-552]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF VETERANS AFFAIRS
Gulf War and Health, Volume 6, Physiologic, Psychologic, and
Psychosocial Effects of Deployment-Related Stress
AGENCY: Department of Veterans Affairs.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: As required by law, the Department of Veterans Affairs (VA)
hereby gives notice that the Secretary of Veterans Affairs, under the
authority granted by the Persian Gulf War Veterans Act of 1998, Public
Law 105-277, title XVI, 112 Stat. 2681-742 through 2681-749 (codified
at 38 U.S.C. 1118), has determined that there is no basis to establish
any new presumptions of service connection at this time for any of the
diseases, illnesses, or health effects discussed in the November 15,
2007, National Academy of Sciences (NAS) report titled, ``Gulf War and
Health, Volume 6, Physiologic, Psychologic, and Psychosocial Effects of
Deployment-Related Stress.'' This determination does not in any way
preclude VA from granting service connection on a direct basis for any
disease, including those specifically discussed in this notice, nor
does it change any existing rights or procedures.
FOR FURTHER INFORMATION CONTACT: Gerald Johnson, Regulations Staff
(211D), Compensation and Pension Service, Veterans Benefits
Administration, Department of Veterans Affairs, 810 Vermont Avenue,
NW., Washington, DC 20420, telephone (202) 461-9727. (This is not a
toll-free number.)
SUPPLEMENTARY INFORMATION:
I. Statutory Requirements
The Persian Gulf War Veterans Act of 1998, Public Law 105-277,
title XVI, 112 Stat. 2681-742 through 2681-749 (codified at 38 U.S.C.
1118), and the Veterans Programs Enhancement Act of 1998, Public Law
105-368, 112 Stat. 3315, directed the Secretary to enter into an
agreement with NAS to review and evaluate the available scientific
evidence regarding associations between illnesses and exposure to toxic
agents, environmental or wartime hazards, or preventive medicines or
vaccines to which service members may have been exposed during service
in the Southwest Asia theater of operations during the Persian Gulf
War. Congress prescribed the inquiry it expected NAS to carry out in
the event such an agreement was reached. Congress directed NAS to
identify agents, hazards, medicines, and vaccines to which service
members may have been exposed during the Persian Gulf War. Congress
mandated that NAS determine, to the extent possible: (1) Whether there
is a statistical association between exposure to the agent, hazard,
medicine, or vaccine and the illness, taking into account the strength
of the scientific evidence and the appropriateness of the scientific
methodology used to detect the association; (2) the increased risk of
illness among individuals exposed to the agent, hazard, medicine or
vaccine; and (3) whether a plausible biological mechanism or other
evidence of a causal relationship exists between exposure to the agent,
hazard, medicine, or vaccine and the illness. Public Law 105-277, 112
Stat. 2681-747.
II. NAS Reports and VA Action
In 1998, NAS began a program to examine the scientific and medical
literature on the potential health effects of specific agents and
hazards to which Gulf War veterans might have been exposed during their
deployment. Five reports have examined health outcomes related to:
Depleted uranium, pyridostigmine bromide, sarin, and vaccines (Volume
1); insecticides and solvents (Volume 2); fuels, combustion products,
and propellants (Volume 3); health effects of serving in the Gulf War
irrespective of exposure information (Volume 4); and infectious
diseases (Volume 5). Among the 700,000 U.S. military personnel deployed
to the theater, many veterans have reported chronic symptoms and
illnesses that they have attributed to their service in the Gulf.
Upon receipt of each NAS report, VA must determine whether a
presumption of service connection is warranted for any disease or
illness discussed in the report. The statute provides that a
presumption of service connection is warranted if VA determines that
there is a positive association (i.e., the credible evidence for an
association is equal to or outweighs the credible evidence against an
association) between exposure of humans or animals to a biological,
chemical, or other toxic agent, environmental or wartime hazard, or
preventive medicine or vaccine known or presumed to be associated with
service in the Southwest Asia theater of operations during the Persian
Gulf War and the occurrence of a diagnosed or undiagnosed illness in
humans or animals. 38 U.S.C. 1118(b). If the Secretary determines that
a presumption of service connection is not warranted, he is to publish
a notice of that determination, including an explanation of the
scientific basis for that determination. 38 U.S.C. 1118(c)(3)(A).
III. NAS Report: ``Gulf War and Health, Volume 6, Physiologic,
Psychologic, and Psychosocial Effects of Deployment-Related Stress
In ``Gulf War & Health, Volume 6, Physiologic, Psychologic, and
Psychosocial Effects of Deployment-Related Stress,'' available at
https://www.nap.edu/catalog.php?record_id=11922 (accessed September 2,
2010), NAS evaluated the association between deployment-related stress
and long-term adverse health effects for veterans deployed to the
Persian Gulf and the Middle East to include not only veterans of the
1990-1991 Gulf War, but also veterans returning from Operation Enduring
Freedom (OEF) and Operation Iraqi Freedom (OIF). This study was
conducted at the request of VA to determine the possibility of an
association between exposure to deployment-related stressors in the
Gulf War and long-term adverse health effects.
The NAS committee reviewed published and peer-reviewed scientific
and medical literature to characterize and weigh the strengths and
limitations of the available evidence regarding the association between
deployment to a war zone and specific adverse health effects. The
committee considered studies of veterans of World War II, the Korean
War, the Vietnam War, and the 1991 Gulf War.
[[Page 2448]]
The NAS committee's charge was to comprehensively review, evaluate,
and summarize the peer-reviewed scientific and medical literature
regarding the association between deployment-related stress and long-
term adverse health effects in Gulf War veterans. Specifically, the
committee was to study the physiologic, psychological and psychosocial
effects of stress, and VA requested that the study's findings not be
limited to veterans of the Gulf War but be applicable to OEF and OIF.
The NAS committee considered all studies that identified health
effects found in military personnel deployed to a war zone in order to
evaluate the associations between deployment-related stress and adverse
health effects. The potential health effects considered included not
only physiologic effects and psychiatric effects, but also depression
and posttraumatic stress disorder (PTSD), and psychosocial effects,
such as marital conflict and incarceration. In addition, the NAS
committee also considered studies of deployed veterans with combat-
related PTSD and associated health effects, because PTSD can result
only after exposure to a traumatic stressor and potentially traumatic
events are common in a war zone. The NAS committee relied entirely on
epidemiologic studies to draw its conclusion about the strength of the
evidence for an association between deployment to a war zone (stressor)
and health effects. The challenge of epidemiologic studies is to
isolate the risk factors that contribute to health effects in
populations that are inherently uncontrollable in the experimental
sense; therefore, statistical techniques are used to take in to account
factors such as bias and confounding.
Detailed information on the committee's findings may be found at:
https://www.nap.edu/catalog.php?record_id=11922 (accessed September 2,
2010). The report findings are organized by category and can be found
under Table of Contents.
In its report, NAS organized its conclusions into five categories,
representing different degrees of association between illness and
exposure to deployment-related stressors. The categories NAS used are
``Sufficient Evidence of a Causal Relationship,'' ``Sufficient Evidence
of an Association,'' ``Limited but Suggestive Evidence of an
Association,'' ``Inadequate/Insufficient Evidence to Determine Whether
an Association Exists,'' and ``Limited/Suggestive Evidence of No
Association.'' These are the same categories of association that have
been used by previous NAS committees in their reports.
IV. VA's Determination
This notice conveys the Secretary's determination that a
presumption of service connection is not warranted at the present time
for any disease, illness, or health effect discussed in the NAS report,
based on association with any substance known or suspected to be
associated with service in the Gulf War.
The Secretary has determined that no new presumptions of service
connection are warranted under 38 U.S.C. 1118 because the report does
not demonstrate that the standard set forth in section 1118 for the
creation of a presumption of service connection has been met. In
particular, the report does not purport to link any health effects to
exposure to ``a biological, chemical, or other toxic agent,
environmental or wartime hazard, or preventive medicine or vaccine
known or presumed to be associated with service in the Armed Forces in
the Southwest Asia theater of operations during the Persian Gulf War.''
38 U.S.C. 1118(a)(2)(A). As explained in more detail below, the report
investigated the effects of stressors associated with deployment to any
war zone, not just the Gulf War zone. Furthermore, the report does not
identify health effects associated with a ``biological, chemical, or
other toxic agent, environmental or wartime hazard, or preventive
medicine or vaccine.'' Id. As discussed below, the statutory reference
to agents, hazards, medicines, or vaccines is most reasonably construed
to refer to exposure to specific substances capable of causing illness
and not to the general effects of service in a war zone as an
``exposure'' in itself. Id.
Under 38 U.S.C. 501, the Secretary has discretion to issue any
regulations necessary or appropriate to the administration of Veterans
benefits. VA evaluated the findings in the NAS report to determine
whether any presumptions or other regulatory changes are warranted
under that discretionary authority. As explained below, VA has decided
not to propose to issue any regulatory changes under that general
authority based on the findings in the NAS report. This decision is
based on one or more of the following with respect to the health
effects evaluated in the report: (1) The report did not find an
association between the health effects studied and service in a war
zone, (2) the health effects studied were not a disease, injury, or
illness for which service connection can be granted (e.g. suicide or
marital conflict), or (3) existing VA regulations are sufficient to
ensure that benefits will be provided to veterans who incur the health
effect as a result of service.
A. New Presumptions Under 38 U.S.C. 1118 Are Not Warranted
Public Law 105-277 requires the Secretary to determine whether a
presumption of service connection is warranted by reason of a disease
``having a positive association with exposure to a biological,
chemical, or other toxic agent, environmental or wartime hazard, or
preventive medicine or vaccine known or presumed to be associated with
service in the Armed Forces in the Southwest Asia theater of operations
during the Persian Gulf War.'' Public Law 105-277 Sec. 1602 (codified
in pertinent part at 38 U.S.C. 1118(a)(2)(A) and (b)(1)(B)). The
statute does not explain the meaning of the phrase ``known or presumed
to be associated with service in the Armed Forces in the Southwest Asia
theater of operations during the Persian Gulf War,'' and there is no
legislative history explaining the meaning of that phrase.
Consistent with VA's past interpretation of section 1118, see 72 FR
48734, 48739-41 (Aug. 24, 2007), we conclude that the statutory phrase
``associated with service in the Armed Forces in the Southwest Asia
theater of operations during the Persian Gulf War'' is most reasonably
construed to refer to a relationship between the substance or hazard
and the specific circumstance of service in the Southwest Asia theater
of operations during the Persian Gulf War, as distinguished from
features of military or civilian life in general that are not unique to
service in the Gulf War. The phrase ``associated with'' clearly
connotes a direct relationship, and the requirement that the substance
or hazard be associated with service at a particular time and place
indicates an intent to distinguish between substances and hazards
associated with general military or civilian life and those unique to
service at the specified time and place. If military populations of all
eras of wartime experience the same or similar deployment-related
stressors related to deployment to a war zone, we believe it would be
unreasonable to conclude that such stressors are ``associated with''
service in the Persian Gulf during the Gulf War. As the report
explains, ``The US military has participated in numerous wars on both
US and foreign soil and, regardless of the conflict, many of the
deployment-related stressors to which military personnel can be exposed
are the same: possible death or injury to oneself, killing or injuring
others, poor living conditions, and harsh physical environment.''
Similarly, the report
[[Page 2449]]
noted the universality of symptom-based illnesses among war zone
veterans from essentially all eras: ``Male and female veterans who have
been deployed to a war zone, regardless of the war in which they
served, report more symptoms and poorer health than do their
nondeployed counterparts. Symptoms range from severe, such as chest
pain and numbing in the extremities, to minor, such as loss of
appetite.'' Gulf War and Health, Volume 6, Physiologic, Psychologic,
and Psychosocial Effects of Deployment-Related Stress, at p. 31. The
report specifically notes that this was not a unique issue for Gulf War
veterans: ``Some researchers have attempted to cluster the symptoms
into new diseases but in general the symptoms are too broad and
nonspecific to suggest the presence of a new illness specific to the
Gulf War.'' We do not believe that Congress intended VA to establish
presumptions for the known health effects of military deployments
common to all military populations. Rather, the requirement that the
agent, hazard, medicine, or vaccine be ``associated with'' Gulf War
service makes clear that VA's task is to focus on the unique exposure
environment in the Persian Gulf during the Persian Gulf War. Id. at 257
This reading of the statutory language comports with the clear
purpose of both Public Law 105-277 and Public Law 105-368. Id. Both
statutes reflect the Government's commitment to addressing the unique
health issues presented by Gulf War veterans, by establishing a process
for identifying diseases and illnesses that may be associated with Gulf
War service. It is by now well known that many Gulf War veterans have
reported a variety of similar symptoms that cannot presently be
identified with a known diagnosis or cause and that were not considered
``diseases'' for the purposes of the statutes generally authorizing VA
to pay compensation for service-connected disability or death due to
disease or injury. Congress responded initially to that situation by
authorizing VA to pay compensation for ``undiagnosed illness'' in such
veterans. The process established by Public Law 105-277 and Public Law
105-368 reflects a further effort to bridge the existing gaps in
medical and scientific knowledge and to ensure that Gulf War veterans
may obtain compensation for diagnosed or undiagnosed illnesses that may
have been caused by the unique exposures or hazards of service during
the Gulf War. Establishing presumptions of service connection for
illnesses associated with exposures or hazards specifically related to
Gulf War service obviously would further that objective. In contrast,
establishing presumptions of service connection for the exclusive
benefit of Gulf War veterans based solely on the well-known health
effects of exposures shared in common with all veterans of other
wartime deployments would not significantly further the purposes of
those statutes. Moreover, establishing such presumptions would create
significant inequities in the veterans' benefits system that Congress
could not have intended.
Public Law 105-277 requires VA to establish presumptions of service
connection, when the statutory requirements are met, exclusively for
veterans who served in the Southwest Asia theater of operations during
the Persian Gulf War. If the statute were construed to require
presumptions based on exposure in the Persian Gulf War to stressors to
which other veterans serving at other times and places are commonly
exposed at similar levels, it would raise significant concerns of
fairness and reasonableness. For example, veterans exposed or
presumably exposed to stressors such as separation from family or fear
of injury during the Gulf War might be entitled to presumptive service
connection for certain psychiatric illnesses associated with such
experiences, while veterans who served in other conflicts like Vietnam
and had equal or greater exposure to deployment-related traumatic
experiences would not be entitled to presumptive service connection.
The fact that most service members deployed to a war zone incur some
degree of exposure to the stressors NAS considered further underscores
the arbitrariness that would attach to establishing presumptions for a
limited class of veterans based on such common exposures. As discussed
below in subsection B of this notice, current VA regulations and
policies address the effects of such combat-related exposures and are
not limited to veterans of Gulf War service. Providing by statute and
regulation for the disparate treatment of similarly situated veterans
would substantially undermine confidence in the objectivity and
fairness of the veterans benefits system. Additionally, establishing
different adjudicative rules for the claims of similarly situated
veterans without any reasoned basis for the distinction would
undoubtedly cause confusion to the VA personnel responsible for
deciding claims, as well as to veterans and their representatives in
presenting and supporting their claims.
We do not believe that Congress intended VA to establish
presumptions unique to Gulf War veterans based on the well-known health
effects of exposures common to deployments outside the Gulf War
theater. As explained above, the language and purpose of Public Law
105-277 and Public Law 105-368 indicate that Congress did not intend
such a result, and we believe it is reasonable to presume that Congress
did not intend arbitrary or unfair distinctions. We note that statutes
generally must be construed to avoid serious constitutional concerns.
See Edward J. DeBartolo Corp. v. Florida Gulf Coast Building &
Construction Trades Council, 485 U.S. 568, 575 (1988). We cannot say it
is beyond Congress' power to establish presumptions exclusively for
Gulf War veterans based on exposures not known to differ significantly
from service outside the Gulf War. However, the apparent unfairness, in
our view, of that result supports the conclusion that Congress did not
intend such a result.
We recognize that some diseases and illnesses may be unique to the
Gulf War theater. For example, nine diseases are currently entitled to
a presumption of service connection based upon service in the Gulf War.
75 FR 59968 (September 29, 2010). As explained above, however, there is
presently insufficient evidence to indicate that the stressors and
health effects considered by NAS related to the Gulf War differed
significantly from stressors present in other war zones and their
attendant health effects.
Although the Secretary has determined that presumptions of service
connection are not warranted for the health effects of deployment
stressors as discussed in the NAS report, we want to make clear that
this determination will not preclude the granting of service connection
for those health effects that are diseases, injuries, or illnesses (as
discussed in greater detail below, some of the health effects (e.g.
suicide and marital conflict) are not themselves diseases, injuries, or
illnesses and therefore VA has no authority to grant service connection
on the basis of those health effects alone). The health effects that
NAS found to be supported by limited/suggestive evidence are generally
well-known health effects of exposure to war zone-related stressors.
The established associations between war zone stressors and certain
health effects like PTSD provide a sufficient basis for examining
physicians and VA adjudicators to determine whether a veteran's disease
is associated with exposure to stressors experienced in
[[Page 2450]]
service. We note further that our conclusion that the war zone-related
stressors cannot be determined to be ``associated with'' Gulf War
service is not intended to suggest that they are irrelevant to further
investigations of Gulf War veterans' health.
Finally, establishment of any new presumptions based on the report
is also unwarranted because the report does not identify health effects
associated with a ``biological, chemical, or other toxic agent,
environmental or wartime hazard, or preventive medicine or vaccine.''
Rather, the report examined health effects associated with deployment-
related ``stressors.'' The statutory reference to agents, hazards,
medicines, or vaccines is most reasonably construed to refer to
exposure to specific substances capable of causing illness and not to
the general effects of service in a war zone as an ``exposure'' in
itself. This interpretation is consistent with the list of agents,
hazards, medicines, and vaccines Congress provided in Sec. 1603(d) of
Public Law 105-277.
B. New Presumptions Under the Secretary's General Rulemaking Authority
(38 U.S.C. 501) Are Not Warranted
Under 38 U.S.C. 501, the Secretary has discretion to issue any
regulations necessary or appropriate to the administration of Veterans
benefits. VA evaluated the findings in the NAS report to determine
whether any presumptions or other regulatory changes are warranted
under that discretionary authority. As explained below, VA has decided
not to propose to issue any regulatory changes under that general
authority based on the findings in the NAS report. This decision is
based on one or more of the following with respect to the health
effects evaluated in the report: (1) The report did not find an
association between the health effects studied and service in a war
zone, (2) the health effects studied were not a disease, injury, or
illness for which service connection can be granted (e.g. suicide or
marital conflict), or (3) existing VA regulations are sufficient to
ensure that benefits will be provided to veterans who incur the health
effect as a result of service. The sections below explain in more
detail the bases for this decision.
i. Inadequate/Insufficient Evidence to Determine Whether an Association
Exists
For some health effects, the report found that evidence from
available studies is of insufficient quantity, quality, or consistency
to permit a conclusion regarding the existence of an association
between deployment to a war zone and a specific health effect in
humans. Therefore, the evidence for these conditions does not provide
sufficient evidence of association between the health effect and
service to warrant any regulatory changes. The health effects under
this category of association include:
Cancer
Diabetes mellitus
Thyroid disease
Neurocognitive and neurobehavioral effects
Sleep disorders or objective measures of sleep disturbance
Hypertension
Coronary heart disease
Chronic respiratory health effects
Structural gastrointestinal diseases
Reproductive effects
Homelessness
Adverse employment outcomes
ii. Sufficient Evidence of Association or Limited But Suggestive
Evidence of an Association
For some health effects, the report found that evidence from
available studies is sufficient to conclude that there is a positive
association, i.e. a consistent positive association has been observed
between deployment to a war zone and a specific health effect in human
studies in which chance and bias, including confounding, could be ruled
out with reasonable confidence. The health effects under this category
of association include:
Psychiatric disorders, including PTSD, other anxiety disorders, and
depressive disorders
Alcohol abuse
Accidental death in the early years after deployment
Suicide in the early years after deployment
Marital and family conflict
For some health effects, the report found that evidence from
available studies is suggestive of an association between deployment to
a war zone, but the body of evidence is limited by inability to rule
our chance of bias, including confounding, with confidence. The health
effects under this category of association include:
Drug abuse
Chronic fatigue syndrome
Gastrointestinal symptoms consistent with functional
gastrointestinal disorders, such as irritable bowel syndrome or
functional dyspepsia
Skin disorders
Fibromyalgia and chronic widespread pain
Increased symptom reporting, unexplained illness, and chronic pain
Incarceration
VA has decided not to propose new presumptions of service
connection for any of these health effects for the reasons discussed in
the sections that follow.
iii. Health Effects that Are Not Injuries, Diseases, or Illnesses
Some health effects evaluated by the report are not injuries,
diseases, or illnesses and therefore cannot form the basis of a grant
of service connection. See 38 CFR 3.1(m); 38 U.S.C. 105. Unless these
phenomena, such as accidental death, can be linked to a disease or
injury incurred or aggravated in service, VA would have no authority to
compensate veterans or their survivors, through new presumptions or
otherwise, absent new legislative authority. These health effects
include:
Accidental death in the early years after deployment
Marital and family conflict
Incarceration
Suicide in the early years after deployment
With respect to suicide, although suicide itself is not a disease
or injury for which service connection can be granted, VA regulations
at 38 CFR 3.302 provide that, if a veteran had a service connected
disability involving mental unsoundness, VA will presume that the
suicide resulted from that condition. Accordingly, no change in the
current regulation is needed with respect to suicide for this reason as
well.
iv. Health Effects Statutorily Barred From Service Connection
Alcohol abuse and drug abuse are health effects evaluated by the
report which are statutorily barred from service connection under 38
U.S.C. 1110. See also 38 CFR 3.301(d). A veteran may only establish
service connection for alcohol abuse or drug abuse on a secondary basis
if the alcohol abuse or drug abuse is proximately due to another
service-connected condition. See Allen v. Principi, 237 F.3d 1368 (Fed.
Cir. 2001); 38 CFR 3.310(a). Therefore, establishment of a presumption
of service connection for alcohol abuse or drug abuse is prohibited.
v. Psychiatric Disorders
The report evaluated a number of psychological health effects from
the deployment-related stressors. A presumption of service connection
is not warranted for any of these psychiatric health effects, which
include the following:
PTSD
Anxiety
Depression
The NAS report notes that these psychiatric conditions may be
triggered by the experience of wartime
[[Page 2451]]
deployment. However, it is also well established that these conditions,
particularly anxiety and depression, are widespread and may be
triggered by multiple life events, including those occurring before and
after service. When a veteran seeks service-connected benefits for a
psychiatric disease, VA routinely provides a psychiatric examination to
assist in establishing that the condition is related to the veteran's
service. This process works efficiently to ensure that veterans are
properly compensated for psychiatric disabilities that are associated
with service. Accordingly, VA has determined that a broad presumption
of service connection for such psychiatric conditions is not needed.
With respect to PTSD, we also believe that existing VA regulations
provide an effective means of ensuring that service-connected benefits
are properly provided for PTSD related to deployment to a combat zone
and that a presumption of service connection is thus unnecessary. The
diagnosis of PTSD and a determination that PTSD is related to service
both require the identification of a specific stressor sufficient to
cause PTSD. Because the identification of a stressor is essential to a
proper diagnosis of PTSD, a presumption of service connection for a
veteran's diagnosed PTSD would not eliminate that requirement. Further,
existing VA regulations provide liberal evidentiary standards for
establishing the existence of stressors associated with combat or
deployment to a combat zone. Under 38 CFR 3.304(f)(2), if a veteran
engaged in combat with the enemy, the veteran's lay statements
regarding the occurrence of an in-service stressor are sufficient to
establish that fact, absent clear and convincing evidence to the
contrary and provided the veteran's statements are consistent with the
circumstances, conditions, or hardships of the veteran's service.
Further, recent amendments to 38 CFR 3.304(f) have liberalized the
evidentiary standard for establishing the required in-service stressor
in certain circumstances. 75 FR 39843 (July 13, 2010). This amendment
eliminates the requirement for corroborating that the claimed in-
service stressor occurred if a stressor claimed by a veteran is related
to the veteran's fear of hostile military or terrorist activity and a
VA psychiatrist or psychologist, or a psychiatrist or psychologist with
whom VA has contracted, confirms that the claimed stressor is adequate
to support a diagnosis of PTSD and that the veteran's symptoms are
related to the claimed stressor, provided that the claimed stressor is
consistent with the places, types, and circumstances of the veteran's
service. This rule provides a low evidentiary standard for establishing
the existence of stressors associated with certain aspects of
deployment to a combat zone such as fear of hostile military or
terrorist activity related to such deployments.
vi. Skin Disorders
With respect to skin disorders, as mentioned above the report
placed skin disorders under the association category Limited but
Suggestive Evidence of an Association. This association category
indicates that the report found that evidence from available studies is
suggestive of an association between deployment to a war zone and skin
disorders, but the body of evidence is limited by inability to rule our
chance of bias, including confounding, with confidence. Specifically,
the report found a number of studies showing increased prevalence of
skin disorders in deployed veterans, but that the studies varied widely
as to which specific types of skin disorders were more prevalent, and
NAS noted that some of the observed increases could be attributable to
chance or to undetermined environmental exposures, while others may be
secondary to PTSD or other stress disorders. In view of the varied
nature of the findings, the evidence does not indicate a basis for
presuming specific skin diagnoses to be associated with Gulf War
service or other wartime deployments. To the extent the evidence shows
increased reporting of signs or symptoms relating to the skin, 38
U.S.C. 1117 and 38 CFR 3.317 already provide for presumptive service
connection of undiagnosed or unexplained illnesses involving such signs
or symptoms.
vii. Health Effects Already Covered by Existing Regulatory or Statutory
Presumptions
The remainder of the health effects evaluated by the report are
already considered in the presumptions of service connection for
undiagnosed illnesses and medically unexplained chronic multisymptom
illnesses under 38 U.S.C. 1117 and 38 CFR 3.317. Chronic fatigue
syndrome and fibromyalgia are presumptively service-connected as
medically unexplained chronic multisymptom illnesses. 38 CFR
3.317(a)(2)(B). VA has also recently proposed to clarify that
functional gastrointestinal disorders are medically unexplained chronic
multisymptom illnesses. 75 FR 70162 (November 17, 2010). Additionally,
chronic pain and increased symptom reporting can be considered as signs
and symptoms that may be manifestations of undiagnosed illness or
medically unexplained chronic multisymptom illness under Sec.
3.317(a)(2)(i). Therefore, establishment of a presumption for these
health effects is not necessary.
V. Conclusion
For the reasons stated above, the Secretary has determined that a
presumption of service connection is not warranted at this time for any
of the diseases, illnesses, or health effects discussed in the NAS
report issued on November 15, 2007, titled, ``Gulf War and Health,
Volume 6: Physiologic, Psychologic, and Psychosocial Effects of
Deployment-Related Stress.''
Signing Authority
The Secretary of Veterans Affairs, or designee, approved this
document and authorized the undersigned to sign and submit the document
to the Office of the Federal Register for publication electronically as
an official document of the Department of Veterans Affairs. John R.
Gingrich, Chief of Staff, Department of Veterans Affairs, approved this
document on January 6, 2011, for publication.
Dated: January 7, 2011.
Robert C. McFetridge,
Director, Regulations Policy and Management, Department of Veterans
Affairs.
[FR Doc. 2011-552 Filed 1-12-11; 8:45 am]
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