Nutrition Standards in the National School Lunch and School Breakfast Programs, 2494-2570 [2011-485]
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210 and 220
[FNS–2007–0038]
RIN 0584–AD59
Nutrition Standards in the National
School Lunch and School Breakfast
Programs
Food and Nutrition Service,
USDA.
ACTION: Proposed rule.
AGENCY:
This rule proposes to revise
the meal patterns and nutrition
requirements for the National School
Lunch Program and the School
Breakfast Program to align them with
the 2005 ‘‘Dietary Guidelines for
Americans,’’ as required by the Richard
B. Russell National School Lunch Act.
The proposed changes are based on
recommendations from the National
Academies’ Institute of Medicine set
forth in the report ‘‘School Meals:
Building Blocks for Healthy Children.’’
This proposed rule would increase the
availability of fruits, vegetables, whole
grains, and fat-free and low-fat fluid
milk in school meals; reduce the levels
of sodium and saturated fat in meals;
and help meet the nutrition needs of
school children within their calorie
requirements. Implementation of this
proposed rule would result in more
nutritious school meals that improve the
dietary habits of school children and
protect their health.
DATES: To be assured of consideration,
written comments must be postmarked
on or before April 13, 2011.
ADDRESSES: The Food and Nutrition
Service, USDA, invites interested
persons to submit comments on this
proposed rule. Comments may be
submitted through one of the following
methods:
• Preferred method: Federal
eRulemaking Portal at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Mail: Comments should be
addressed to Julie Brewer, Chief, Policy
and Program Development Branch,
Child Nutrition Division, Food and
Nutrition Service, Department of
Agriculture, 3101 Park Center Drive,
Room 640, Alexandria, Virginia 22302–
1594.
• Hand Delivery or Courier: Deliver
comments to the Food and Nutrition
Service, Child Nutrition Division, 3101
Park Center Drive, Room 640,
Alexandria, Virginia 22302–1594,
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SUMMARY:
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during normal business hours of 8:30
a.m.–5 p.m.
All comments submitted in response to
this proposed rule will be included in
the record and will be made available to
the public. Since USDA is anticipating
a large volume of comments, we request
that commenters submit comments
through only one of the methods listed
above. Please be advised that the
substance of the comments and the
identity of the individuals or entities
submitting the comments will be subject
to public disclosure. FNS will make the
comments publicly available on the
Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
William Wagoner or Marisol Benesch,
Policy and Program Development
Branch, Child Nutrition Division, Food
and Nutrition Service at (703) 305–2590.
SUPPLEMENTARY INFORMATION:
I. Overview
The 2005 ‘‘Dietary Guidelines for
Americans’’ (referred to as the Dietary
Guidelines from here on) recommend
that a person’s diet supply all of the
nutrients needed for growth and
development, and emphasize the
consumption of a variety of nutrientdense foods. To align the meals served
under the National School Lunch
Program (NSLP) and the School
Breakfast Program (SBP) with the 2005
Dietary Guidelines, this proposed rule
would require schools to offer more
fruits, vegetables and whole grains; offer
only fat-free or low-fat fluid milk;
reduce the sodium content of school
meals substantially over time; control
saturated fat and calorie levels; and
minimize trans fat. These proposed
changes, based on the 2009 Institute of
Medicine (IOM) report ‘‘School Meals:
Building Blocks for Healthy Children,’’
are intended to result in school meals
that are nutrient-rich and supply
appropriate calorie levels. This
proposed rule is expected to bring about
several positive outcomes:
• Update the NSLP and SBP meal
requirements according to the latest
nutrition science;
• Increase the availability of key food
groups (fruits, vegetables, whole grains,
and fat-free and low-fat fluid milk and
milk products) in school menus;
• Allow the NSLP and SBP to better
meet the nutritional needs of children,
improve their eating habits, and
safeguard their health;
• Simplify the administration and
operation of the NSLP and SBP; and
• Reinforce the nutrition education
messages provided by schools.
This proposed rule also alerts the
public about possible additional
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changes to the school meal requirements
based on the upcoming 2010 Dietary
Guidelines, and invites public
comments on how to incorporate those
possible changes into the NSLP and
SBP. Three areas addressed by the
advisory committee for the 2010 Dietary
Guidelines that may have significant
impact on the meal requirements are
sodium, saturated fat, and vegetable
subgroups. The ‘‘Report of the Dietary
Guidelines Advisory Committee on the
Dietary Guidelines for Americans, 2010’’
(which precedes the release of the
Dietary Guidelines’ policy)
recommends:
• Lower saturated fat consumption
(<7% of total calories),
• Lower sodium consumption (<1500
mg per day), and
• A new red/orange vegetable
subgroup.
Because the 2010 Dietary Guidelines
policy was not available to IOM for
consideration, USDA has decided to
issue this proposed rule and seek public
comments on ways to incorporate the
above possible recommendations
(without including them in the
proposed regulatory text). Delaying the
many critical updates necessary to align
school meals with the 2005 Dietary
Guidelines would undermine
nationwide efforts to improve the health
of school children. Public comments on
the areas identified above are requested
as part of this proposed rulemaking.
USDA will also publish a notice in the
Federal Register when the 2010 Dietary
Guidelines official policy is issued to
facilitate comment on how it may
impact this proposal.
II. Background
The NSLP was established in 1946
upon enactment of the National School
Lunch Act (NSLA), now the Richard B.
Russell National School Lunch Act, to
safeguard the health and well-being of
the nation’s children. At that time,
nutritional concerns in the United
States (U.S.) centered on nutrient
deficiencies and issues of under
consumption. To facilitate the planning
of well-balanced meals in schools across
the nation, the U.S. Department of
Agriculture (USDA) established meal
patterns with minimum food
component requirements based on
nutrition science at that time. The Type
A lunch, designed to provide one-third
to one-half of the daily food
requirements of a 10- to 12-year-old
child, was the primary meal pattern for
all children for the first three decades of
the lunch program. This meal pattern
allowed school foodservice managers to
choose from a wide variety of foods, and
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served as a tool for teaching children
about nutrition and good eating habits.
Over time, the NSLP changed to
ensure that children receive adequate
nutrition for proper growth and
development. The Type A lunch was
updated to reflect new knowledge about
the nutritional needs of children and
their consumption habits. In 1975, the
SBP was established as a permanent
program. By 1980, USDA phased out the
Type A lunch and specified different
portion sizes for different age/grade
groups of children.
In the late 1980s, scientific evidence
showed that diets high in fat, saturated
fat, and cholesterol have adverse health
consequences. USDA’s ‘‘School
Nutrition Dietary Assessment’’ (SNDA–
I), published in 1993, indicated that the
meals served under the NSLP and SBP
were effective in delivering
micronutrients but exceeded
recommended intakes of total fat,
saturated fat, cholesterol and sodium.
(See the SNDA–I report at https://
www.fns.usda.gov/oane/menu/
Published/CNP/cnp-archive.htm.)
Consequently, Section 106(b) of the
Healthy Meals for Healthy Americans
Act of 1994, Public Law 103–448, added
section 9(f)(1) to the NSLA, 42 U.S.C.
1758(f)(1), to require that school meals
not only provide a percentage of the
Recommended Dietary Allowances
(RDAs) 1 but are also consistent with the
goals of the most recent Dietary
Guidelines. In 2004, the NSLA was
again amended by Section 103 of the
Child Nutrition and WIC
Reauthorization Act of 2004, Public Law
108–265, which added Section 9(a)(4),
42 U.S.C. 1758(a)(4), requiring the
Secretary to promulgate rules revising
nutrition standards, based on the most
recent Dietary Guidelines, that reflect
specific recommendations, expressed in
serving recommendations, for increased
consumption of foods and food
ingredients offered in school nutrition.
The Dietary Guidelines reflect the
current science-based consensus on
proper nutrition, a vital element in
promoting health and preventing
chronic disease, and provide the
nutritional basis for Federal domestic
nutrition assistance programs such as
the NSLP and SBP.
In response to section 9(f)(1) of the
NSLA, USDA adopted the School Meals
Initiative for Healthy Children (SMI), a
comprehensive plan to promote the
health of school children. On June 13,
1 The RDAs, developed by the Food and Nutrition
Board of the Institute of Medicine, reflect the
average daily dietary nutrient intake levels
sufficient for meeting the nutrient requirements of
nearly all (97 to 98 percent) healthy individuals in
particular age and sex groups.
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1995, USDA issued program regulations
(60 FR 31188) that required school
meals to reflect the 1990 Dietary
Guidelines and established three menu
planning options that schools may
choose from, including two methods
based on computerized nutrient analysis
(Nutrient Standard Menu Planning and
Assisted Nutrient Standard Menu
Planning) and a food-based menu
planning system. On May 9, 2000,
USDA issued program regulations (65
FR 26904) that further expanded the
existing menu planning approaches to
the five current options. At present, the
five menu planning approaches are:
• The traditional and the enhanced
food-based menu planning (FBMP)
approaches, which follow specific meal
patterns;
• The nutrient standard menu
planning and the assisted nutrient
standard menu planning (NSMP) 2
approaches, which are based primarily
on a computer analysis of the nutrient
and energy contributions of planned
meals; and
• One alternate menu planning
approach that is an individualized
modification of either FBMP or NSMP.
Currently, schools using any of the
five menu planning approaches must
offer lunches and breakfasts that
provide one-third and one-fourth,
respectively, of the 1989 RDAs. Program
regulations require that school meals
provide at least minimum calorie and
nutrient levels for protein, calcium,
iron, vitamin A, and vitamin C. These
are key nutrients that promote growth
and development and are readily
identifiable on the nutrition labels of all
food products. In addition, schools must
decrease the levels of sodium and
cholesterol, increase the amount of
dietary fiber, and limit meals to not
more than 30 percent of total calories
from fat and less than 10 percent of total
calories from saturated fat consistent
with the 1995 Dietary Guidelines.
Compliance with these nutrition
standards is determined by averaging
nutrients in meals offered over a school
week. This allows menu planners
flexibility to plan nutritious and
appealing meals that vary from day to
day, but that provide appropriate levels
of nutrients and calories over a five-day
school week.
School lunches and breakfasts were
not updated when the 2000 Dietary
2 The NSMP approach requires a School Food
Authority to conduct a weighted analysis to assess
the nutrient profile of the meals selected by
students. Weighted analysis gives more weight to
nutrients supplied by more frequently selected food
items and correspondingly less weight to nutrients
supplied by items less frequently selected. This
requirement is currently waived until September
30, 2010.
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Guidelines were issued because those
recommendations did not require
significant changes to the school meal
patterns.
III. Need To Revise the Nutrition and
Meal Requirements
The current nutrition standards and
meal requirements for the NSLP and
SBP are inconsistent with the 2005
Dietary Guidelines. Further, as noted,
section 9(a)(4) of the NSLA was
amended in 2004 requiring that meals
be consistent with the most recent
Dietary Guidelines, so modifications are
needed to align school meal patterns
with the Dietary Guidelines. The 2005
Dietary Guidelines call for significant
changes in dietary habits for persons
ages 2 years and older, and emphasize
the importance of a nutritious diet to
maintain health and reduce the risk of
chronic diseases, such as overweight
and obesity. New dietary concerns have
emerged since the establishment of the
NSLP. The overt nutritional deficiencies
in children’s diets that led to the NSLP’s
inception have largely been eliminated.
In turn, overweight and obesity are now
major health concerns affecting children
and adolescents. Studies indicate that
excess food consumption, poor food
choices, and decreased physical activity
are contributing to childhood
overweight and obesity, and related
chronic health conditions. According to
Centers for Disease Control and
Prevention’s 2003–2006 National Health
and Nutrition Examination Survey
(NHANES) data, almost 32 percent of
children 6 to 19 years of age are
overweight or obese. NHANES data
indicate that 17 percent of children age
6–11 are obese, while 17.6 percent of
adolescents age 12–19 are obese. Obese
children and adolescents are at risk for
health problems during their youth and
as adults. They are more likely to have
risk factors associated with
cardiovascular disease (such as high
blood pressure, high cholesterol, and
Type 2 diabetes) than other children
and adolescents.
A basic premise of the 2005 Dietary
Guidelines is that nutrient needs should
be met primarily by consuming a variety
of nutrient-dense foods from the basic
food groups. In comparison with the
2005 Dietary Guidelines, current school
menus are not required to offer the
recommended quantities of fruits,
vegetables (including vegetable
subgroups), and whole grains. These
foods, along with low-fat fluid milk and
milk products, supply many of the key
nutrients of concern for children:
Calcium, fiber, potassium, magnesium
and vitamin E.
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Current regulations also allow schools
to offer whole and reduced-fat (2
percent milk fat) fluid milk as part of a
reimbursable school lunch or breakfast.
Those types of milk may contribute to
high saturated fat in school meals. The
SNDA–III report issued by USDA in
2007 indicates that less than one-third
of school lunches offered in school year
2004–2005 under the current menu
planning approaches met the
requirement of less than 10 percent of
total calories from saturated fat.
SNDA–III also shows that school
lunches are high in sodium. This is
consistent with IOM’s findings. With
regard to fiber intake, the IOM report
indicates that children’s consumption of
whole grains is extremely low in
comparison with the Dietary Guidelines
recommendation that half of all grains
consumed are whole grains, which are
excellent sources of fiber.
Another reason for updating the
school meals is that new applications
for dietary planning are available. RDAs,
which are currently used as the basis for
requirements in the School Meal
Programs, are no longer a primary value
for planning the diets of groups and
individuals. Beginning in 2000, IOM
issued the Dietary Reference Intake
(DRI) reports providing new guidance
for planning dietary intakes for
individuals and groups. The DRI reports
for vitamins, minerals, energy, and
macronutrients provide recommended
intake levels aimed at improving longterm health by preventing typical
nutritional deficiencies and reducing
the risk of chronic disease through
nutrition. The DRIs represent a more
comprehensive recommendation for
appropriate nutrient levels than the
former RDAs and are the recommended
tool for dietary planning.3
In light of the changes in nutrition
science and current dietary concerns,
USDA is seeking significant
improvements in the NSLP and SBP to
ensure that these programs continue to
meet their goal to safeguard the health
of school children. The changes
proposed in this rule are necessary to
align school lunches and breakfasts with
the 2005 Dietary Guidelines and be
consistent with the DRIs.
Implementation of the proposed
changes would amend program
regulations in 7 CFR 210 for the NSLP
3 The DRIs for vitamins and minerals consist of
four reference standards that include the RDAs as
well as Estimated Average Requirements (EAR),
Adequate Intake levels (AI), and the Tolerable
Upper Intake Level (UL). For energy and
macronutrients, the DRIs are expressed as Estimated
Energy Requirements (EERs) and Acceptable
Macronutrient Distribution Ranges (AMDRs),
respectively.
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and 7 CFR 220 for the SBP as stated in
the regulatory text.
The 2009 IOM report that serves as
the basis for the nutritional provisions
of this proposed rule provides
recommendations for the meals planned
for school-aged children only (grades K
and above). This rule addresses the
proposed meal requirements for schoolaged children in § 210.10 and § 220.8 of
the regulatory text. However, this
proposed rule would retain the current
meal requirements for children in
preschool (ages 1–2 and 3–4) and
infants pending changes to the Child
and Adult Care Food Program (CACFP).
Consistent with the IOM’s selection of a
food-based meal pattern for
Kindergarten and above, this rule would
allow only the traditional FBMP
approach to plan meals for preschoolers.
This rule allows a school serving meals
to school-aged children and
preschoolers to use a single menu
planning approach to plan meals for all
children. The meal requirements for
preschoolers are addressed separately in
§ 210.10(p) and § 220.8(n) of the
proposed regulatory text.
IV. IOM Recommendations for
Implementing the 2005 Dietary
Guidelines
This proposed rule seeks to update
the school meals for school-aged
children to align them with the 2005
Dietary Guidelines and make them
consistent with the DRIs, as described in
the IOM final report ‘‘School Meals:
Building Blocks for Healthy Children,’’
which was published October 20, 2009
(see the report at https://www.nap.edu).
As recommended by IOM, this proposed
rule focuses on revising the meal
requirements for the NSLP and SBP.
The new meal requirements seek to
ensure that the meals planned by school
foodservice providers and selected by
students reflect the food groups
emphasized by the 2005 Dietary
Guidelines and meet the nutrient targets
identified by IOM.
The IOM final report on school meals
was issued in response to USDA’s
request for recommendations to align
lunches and breakfasts with the 2005
Dietary Guidelines. Prior to the IOM
study, USDA had explored a range of
alternatives to implement the 2005
Dietary Guidelines in the School Meal
Programs in a scientifically sound and
practical manner. Due to the complexity
of this task, USDA decided to seek help
from IOM. USDA had previously sought
IOM’s expertise to update the food
package for the Special Supplemental
Nutrition Program for Women, Infants
and Children and that expertise proved
extremely valuable.
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To conduct a review of the School
Meals Programs, IOM assembled a
committee of scientists in various
disciplines and school foodservice
professionals. The committee conducted
an independent review and assessment
of the nutritional needs of school-aged
children in the U.S. using the 2005
Dietary Guidelines and the DRIs. The
committee used that scientific review as
the basis for recommending revisions to
the NSLP and SBP meal requirements.
In the course of the study, IOM
analyzed scientific evidence,
deliberated in closed sessions, and held
open meetings (July 8, 2009 and January
28, 2009) to obtain stakeholders’ input.
Representatives from many entities
provided oral testimony, including
nutrition advocates, health
professionals, and many others listed in
the final IOM report. In addition to the
oral testimony, the committee received
written comments from numerous
stakeholders.
IOM issued two reports during the
study. ‘‘Nutrition Standards and Meal
Requirements for National School
Lunch and Breakfast Programs: Phase I,
Proposed Approach for Recommending
Revisions’’ was issued December 17,
2008. The Phase I report describes the
approach used by the IOM committee to
make recommendations for revising the
School Meal Programs. The final report
‘‘School Meals: Building Blocks for
Healthy Children,’’ dated October 20,
2009, provides the scientific basis for
this proposed rule. It contains
recommendations for meal
requirements, nutrient targets, and
implementation and monitoring. In
addition, the report explains the
rationale for each of the committee’s
recommendations and includes several
appendices that provide technical
justification. Appendix D of the final
report provides a summary of the public
comments received in response to the
Phase I report.
V. Proposed Meal Requirements for
NSLP and SBP
The IOM final report recommends
that emphasis be placed on revising the
NSLP and SBP meal requirements to
align school lunches and breakfasts with
the 2005 Dietary Guidelines. The IOM
report addresses standards for menu
planning and standards for meals as
selected by the student.
Standards for Menu Planning
The proposed standards for menu
planning improve the school meals’
alignment with the 2005 Dietary
Guidelines by offering more fruits at
breakfast; increasing the amount and
variety of vegetables at lunch; offering
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more whole-grain rich foods; limiting
fluid milk choices to fat-free (unflavored
or flavored) and unflavored fluid low-fat
milk; establishing minimum and
maximum calorie levels for each age/
grade group; increasing the emphasis on
limiting saturated fat; seeking gradual
but major reductions in the sodium
content; and minimizing trans fat. The
intent of these proposed changes is to
offer school meals that are nutrient-rich
and calorie-appropriate.
In developing its recommendations,
IOM set targets for 24 nutrients and
other dietary components that serve as
a scientific basis for the proposed
standards for menu planning. To align
the school meals with the Dietary
Guidelines, the IOM committee found it
necessary to consider a large number of
nutrients and replace the concept of
nutrition standards with a new concept
of ‘‘nutrient targets.’’ IOM established
nutrient targets for the school meals
based on the DRIs.
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Compared to the current nutrition
standards, the nutrient targets identified
by IOM are higher for protein, and
selected vitamins and minerals. The
recommended nutrient targets were set
at 32 percent of the School Meal-Target
Median Intake for lunches and at 21.5
percent of the School Meal-Target
Median Intake for breakfasts. (These
percentages correspond to the means of
the values used by IOM for the
minimum and maximum calorie levels.)
The Target Median Intake method
combines information about a
population group’s nutrient
requirements (Estimated Average
Requirements or Adequate Intakes) and
Tolerable Upper Intake Levels. The
selected Target Median Intake
distribution aims to minimize predicted
prevalence of nutrient inadequacy and
excessive intakes. (See chapter 4 of the
IOM final report for additional
information on the development of the
nutrient targets.)
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Schools would not use these 24
nutrient targets for planning or
monitoring menus. Instead, they would
follow the food-based meal patterns
developed by IOM, as set forth in the
following table. Meals that meet the
proposed meal patterns and other meal
requirements are expected to supply
most of the nutrient targets set by IOM.
The proposed meal patterns designed
by IOM and set forth in this proposed
rule offer more fruits, vegetables, and
whole grains consistent with the
recommendations of the Dietary
Guidelines. As the following table
indicates, the proposed meal pattern for
breakfast would consist of fruits, grains,
meats/meat alternates, and fluid milk.
The proposed meal pattern for lunch
would consist of fruits, vegetables,
grains, meats/meat alternates, and fluid
milk.
BILLING CODE 3410–30–P
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The greatest change in breakfast foods
is the increase in fruits, which doubles
from the current requirement. In
addition, grains increase by nearly 80
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percent over current levels, with a shift
to whole grains. For lunch, the greatest
change is the increase in fruits and
vegetables, an increase of nearly four
half-cup servings a week. The following
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tables compare the types and amounts
of foods required under the current and
the proposed meal patterns for breakfast
and lunch.
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CHANGES IN MINIMUM AMOUNTS AND TYPES OF FOOD: BREAKFAST
Current requirement
Fruit .................................................
Grains and Meat/Meat Alternate .....
Proposed requirement
1⁄2 cup per day ...........................................................
2 grains or 2 meat/meat alternates or 1 of each per
day.
1 cup per day.
1.4–2 grains per day plus:
1–2 meat/meat alternates per day.
Whole Grains ..................................
Milk ..................................................
Encouraged ...............................................................
1 cup ..........................................................................
(Range reflects difference by grade group.)
At least half of the grains to be whole grain-rich.
1 cup, fat content of milk to be 1% or less.
CHANGES IN MINIMUM AMOUNTS AND TYPES OF FOOD: LUNCH
Current requirement
Proposed requirement
⁄ –1 cup of fruit and vegetables combined per day
⁄ –1 cup of vegetables plus 1⁄2–1 cup of fruit per
day.
Weekly requirement for dark green and orange
vegetables and legumes and limits on starchy
vegetables.
1.6–2.4 oz equivalents (daily average over 5-day
week).
1.8–2.6 oz equivalents (daily average over 5-day
week).
At least half of the grains to be whole grain-rich.
1 cup, fat content of milk to be 1% or less.
Fruit and Vegetables .......................
12
Vegetables ......................................
No specifications as to type of vegetable .................
Meat/Meat Alternate ........................
1.5–3 oz equivalents (daily average over 5-day
week).
1.8–3 oz equivalents (daily average over 5-day
week).
Encouraged ...............................................................
1 cup ..........................................................................
Grains ..............................................
Whole Grains ..................................
Milk ..................................................
USDA recognizes that these proposed
changes are significant and may pose a
particular challenge to implement. We
solicit comments on how these changes
may affect take-up and participation
rates.
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Menu Planning Approach and Age/
Grade Groups
The 2005 Dietary Guidelines stress
the importance of increasing the
consumption of key food groups: Fruits,
vegetables, whole grains, and fat-free/
low-fat fluid milk or milk products.
Consistent with the Dietary Guidelines’
emphasis on food groups, IOM
developed a food-based meal pattern for
each of the School Meal Programs. This
proposed rule would require that all
schools follow a food-based menu
planning approach to plan school
lunches and breakfasts for all children.
No alternate menu planning approaches
would be allowed.
Currently, approximately 70 percent
of schools use the FBMP approach.
Using a single FBMP approach would
simplify program management, training,
and monitoring by State agencies (SAs).
It would also give schools a practical
and easy tool to plan well-balanced and
nutritious meals. More importantly, this
change would ensure that all school
children participating in the NSLP and
SBP nationwide have access to more
healthy foods in key food groups that
contribute to a nutritious diet and
protect health.
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34
Another change proposed in this rule
involves the age/grade groups used for
menu planning. Today, childhood
overweight and obesity are major public
health concerns. To avoid excessive
calories and provide age-appropriate
meals, new age/grade groups
recommended by IOM would be
established. All schools would be
required to use the following age/grade
groups to plan lunches and breakfasts:
• Grades K–5 (ages 5–10 years)
• Grades 6–8 (ages 11–13 years)
• Grades 9–12 (ages 14–18 years)
These age/grade groups are consistent
with the current age-gender categories
used in the DRIs and with widely used
school grade configurations. Use of
these age/grade groups would enable
schools operating under a food-based
menu planning system to provide meals
that meet the nutrition needs of school
children in various grade groups and are
conducive to healthy weight.
IOM recognizes that some schools
have different grade configurations and
numerous logistical problems that may
interfere with the reasonable use of the
proposed age/grade groups. Those
schools would be allowed to use the
same breakfast and lunch meal patterns
for students in grades K through 8 as
food quantity requirements for the
proposed age/grade group K–5 and 6–8
are comparable. However, schools
choosing to use one meal pattern for
students in these two age/grade groups
would continue to be responsible for
meeting the calorie, saturated fat, and
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sodium standards for each of the
proposed age/grade groups. This would
mean meals would have to meet very
precise targets for calories and sodium.
For example, a school could offer all
students in grade groups K–5 and 6–8
the same breakfast choices for the fruit,
meat/meat alternate, and milk
components because the quantity
requirements are the same. The
requirements for the grains component
are not the same but they overlap (for
grades K–5 is 7–10 oz eq per week, and
for grades 6–8 is 8–10 oz eq per week).
A school could offer 8–10 oz eq per
week to meet the requirements for both
grade groups. Similarly, the calorie
requirements for grades K–5 (350–500
average calories per week) and grades 6–
8 (400–550 average calories per week)
overlap. Therefore, a school could offer
both grade groups a range of 400–500
average calories to meet the requirement
for each grade group. While the
saturated fat and trans fat requirement
are the same for both grade groups, the
school must carefully consider the
sodium requirements. The school would
have to comply with a standard of <430
mg, which was developed for grades K–
5, but would also meet the requirement
for students in grades 6–8.
USDA acknowledges that schools
offering the SBP may face barriers when
grouping students by age/grade group
for breakfast service. Children typically
participate in the breakfast service as
they arrive at school, rather than by
grade level. In addition, some schools
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provide breakfasts by methods such as
‘‘grab-and-go breakfasts’’ from kiosks. In
instances where schools serve K–12
students on the same line, the IOM
committee suggests that the SFA work
with the SA to find a solution that
ensures that basic elements of the meal
requirements are maintained: Inclusion
of required food components and food
subgroups, moderate calorie levels, and
an emphasis on reducing saturated fat
and sodium. USDA will provide
technical assistance to the SAs to assist
them with this issue. Schools in these
situations have the option to serve
breakfast in the classroom to each grade
group, use one meal pattern for grades
K to 8 that meets the standards for each
age/grade group, or work with the SA to
find a feasible solution that meets the
meal requirements.
vegetable subgroups at lunch over the
school week to encourage variety in
children’s diets. Schools would be
required to offer weekly at lunch at least
1⁄2 cup equivalent of each of the
following vegetable subgroups: Dark
green, orange, and legumes (dry beans).
As recommended by IOM, starchy
vegetables (e.g., white potatoes, corn,
lima beans, and green peas) would be
limited to 1 cup per week to encourage
students to try new vegetables in place
of the familiar starchy ones. In addition,
schools would be allowed to offer other
vegetables (as defined in Appendix A–
2 of the 2005 Dietary Guidelines) over
the course of the week as specified in
the proposed meal pattern. Schools
using canned vegetables would have to
select products with low sodium to stay
within the proposed sodium limits.
Fruits and Vegetables
The proposed food-based meal
patterns for the NSLP and SBP were
designed by IOM to improve the
nutrient density of school meals and the
nutrient intake by students, especially
with regard to nutrients of concern. The
proposed meal patterns offer fruits and
vegetables as separate components and
increase the quantities of these key food
groups to promote children’s intake of
fiber and other important nutrients such
as potassium and magnesium.
To facilitate school’s compliance with
the fruits requirement, schools would be
allowed to offer fruit that is fresh, frozen
without sugar, dried, or canned in fruit
juice, water, or light syrup. To confer
fiber benefits, it is important to meet the
fruits component with whole fruit
whenever possible. However, schools
would be able to offer pasteurized, fullstrength (100 percent) fruit juice, as
currently defined, to meet up to one-half
of the fruits requirement. Products that
contain less than 100 percent juice
would not be allowed. The volume of
products that would be necessary to
meet the fruits requirement may be
relatively large for consumption by
children and can displace the intake of
nutrient-rich foods in the meal.
Requiring 100 percent fruit juice in the
NSLP would be consistent with the
current requirements in the SBP and the
Child and Adult Care Food Program.
For breakfast, schools would have the
option to offer non-starchy vegetables in
place of fruits. For some schools,
vegetables may be more affordable than
whole fruit. For example, schools may
add tomatoes and green peppers to a
breakfast omelet or a breakfast burrito.
In addition to establishing fruits and
vegetables as separate food components
in the NSLP, this proposed rule would
require that schools offer specific
Whole Grains
The Dietary Guidelines recommend
that all age groups consume at least half
their grains as whole grains.4 In light of
concerns such as whole grain product
availability, product labeling, and
student acceptability, IOM recommends
the following staged approach to align
school meals with the Dietary
Guidelines’ whole grains
recommendation:
• Upon implementation of the
proposed rule, at least half of the grains
servings offered in the NSLP and SBP
should be whole grain-rich.5
• Within three years postimplementation, menu planning
standards should be revised so that the
proportion of whole grains to refined
grains will exceed 50 percent.
This proposed rule is consistent with
IOM’s recommended temporary
criterion for whole grain-rich foods,
which encompasses the HealthierUS
School Challenge criteria. However, this
rule slightly modifies IOM’s suggested
timeline to minimize the frequency of
changes to menus and vendor
requirements. This proposed rule would
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4 Whole grains are (1) grain foods whose grain
ingredients are whole grains only (100 percent
whole grains), or (2) whole grain ingredients, such
as rye flour, and whole wheat flour. (Virginia A.
Stallings, Carol West Suitor, and Christine L.
Taylor, Editors; Committee on Nutrition Standards
for National School Lunch and Breakfast Programs;
Institute of Medicine. School Meals: Building
Blocks for Healthy Children.)
5 Whole grain-rich foods may contain less than
100 percent whole grains but, generally, contain at
least 51 percent whole grains. IOM’s recommended
criterion requires that whole grain-rich foods meet
serving size requirements defined in the Grains/
Breads Instruction for Child Nutrition Programs,
and can be easily identified as containing at least
51 percent whole grains. Please see Box 7–1 in the
IOM report for details on the recommended
temporary criterion for whole grain-rich foods
(available at: https://books.nap.edu/
openbook.php?record_id=12751&page=124).
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align the whole grains implementation
timeline with the phased-in sodium
reductions. Therefore, this proposed
rule would implement the IOM whole
grains recommendation as follows:
• Upon implementation of the final
rule, half of the grains offered during the
school week must be whole grain-rich.
• Two years post-implementation of
the final rule, all grains offered during
the school week must be whole grainrich.
The IOM report also recommends that
the FDA take action to require labeling
for the whole grain content of food
products. USDA will provide support to
FDA to help implement the labeling
recommendation. In the interim, the
criteria used to identify whole grain-rich
foods served in school meals would be
established in FNS guidance, and could
be revised in policy as more information
becomes available on the food label by
the voluntary addition of whole grain
information by industry or by FDA
action to require labeling for the whole
grain content of food products. USDA
will also work with industry and other
stakeholders to ensure that program
operators can identify and purchase
whole grains.
IOM expects that the availability of
whole grain-rich products will increase
over time nationwide. At the Federal
level, USDA commodity foods (now
known as USDA Foods) will continue to
expand the list of whole grain products
available to schools. USDA Foods now
include brown rice, and whole grain
tortillas, pancakes, and pasta. In
addition, USDA will issue an updated
Grains/Breads Instruction and develop
practical guidance to help schools
incorporate more whole grain-rich
products into school menus.
This proposed rule would continue to
allow schools the option to meet part of
the weekly grains requirement with a
grain-based dessert. Up to one serving
per day of a grains-based dessert would
be allowed as part of the grains
component. When offered in
moderation, grain-based desserts may
present an opportunity to add variety to
the grains component, incorporate more
whole grains into the menu, and
encourage student participation.
Schools would need to refer to the
Grains/Breads Instruction to identify
creditable grain-based desserts.
To accommodate cultural food
preferences and due to product
availability concerns, current
regulations allow schools in outlying
areas (American Samoa, Puerto Rico,
and the Virgin Islands) to serve a
vegetable such as yams, plantains, or
sweet potatoes to meet the grains
requirement. This proposed rule would
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continue to permit this meal pattern
exception.
Meats/Meat Alternates
The Dietary Guidelines recommend
selecting and preparing lean meat and
poultry, or low-fat and fat-free meat
alternates, and limiting the intake of
saturated fats, trans fat, and cholesterol.
The meal pattern designed by IOM
includes meats and meat alternates
(such as beans, cheese, whole eggs, nuts,
seeds, peanut butter, other nut or seed
butters, and yogurt) and the
recommendation to control saturated fat
and trans fat. To meet this food
component as well as the dietary
specifications for saturated fat and trans
fat, schools would have to offer lean
meats/meat alternates. The use of
processed meats would be discouraged
because those available at this time are
usually high in sodium. If offered,
processed meats would have to be low
in fat. USDA guidance and technical
assistance materials will emphasize
strategies for purchasing, planning, and
preparing lean meats/meat alternates.
As currently done, the quantity of
meats/meat alternates offered daily
could vary if at least a minimum
amount (1 ounce) is provided daily and
the total offered over the school week
meets the weekly component
requirement. This proposed rule would
also retain the current requirement that
all creditable meats/meat alternates be
offered in the main dish or as part of the
main dish and up to one other food item
other than a dessert.
USDA is aware of a growing interest
to expand the list of allowable meat
alternates to include tofu, a whole
soybean food. We recognize that
soybean foods are increasingly being
incorporated in the American diet as
nutrient-dense meat alternatives. This
rule is not proposing to credit
commercially prepared tofu as an
allowable meat alternate at this time.
However, USDA is interested in
receiving comments from the child
nutrition community proposing a
methodology that could be used for
crediting commercially prepared tofu.
A longstanding concern regarding tofu
is the lack of an FDA standard of
identity. An FDA standard of identity
defines what a given food product is, its
name, and the ingredients that must be
used or may be used in the manufacture
of the food product. Without a standard
of identity, USDA cannot assure
nutritional consistency across brands
and types of tofu in a food-based menu
planning approach. Although tofu does
not have a standard of identity, the
USDA National Nutrient Database for
Standard Reference, Release 22 (2009)
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provides nutrient profiles for different
types of tofu.
Other soy-based products are
currently allowed as alternate protein
products (APP) if they meet the
requirements in Appendix A to 7 CFR
part 210, and Appendix A to 7 CFR part
220. Examples of allowable APPs
include products that are formulated
with ingredients such as soy
concentrates, soy isolates, soy flours,
whey protein concentrate, or casein.
Tofu is not an allowable APP because it
does not meet the established minimum
requirement to consist of at least 18
percent protein by weight when fully
hydrated or formulated.
Fluid Milk
As recommended by IOM, only fatfree fluid milk (unflavored or flavored)
and unflavored low-fat fluid milk (1
percent milk fat or less) would be
allowed in the School Meal Programs in
order to reduce the saturated fat and
calorie content of school meals.
Flavored low-fat fluid milk would not
be allowed because it increases both
saturated fat and calories. However,
flavored fat-free fluid milk would be
allowed because calcium is a nutrient of
concern for children and the use of
flavors to encourage children to drink
more fluid milk could help mitigate this
problem. USDA anticipates that the
proposed calorie maximum would drive
schools to select flavored fat-free fluid
milk with the lowest sugar content.
This proposed rule would no longer
allow schools to offer whole milk or
reduced-fat (2 percent milk fat) fluid
milk as part of the reimbursable meal.
This rule would also remove the
existing regulatory requirement that
schools offer milk in a variety of fat
content. Section 203 of the Healthy,
Hunger-Free Act of 2010, which
amended the NSLA, requires that
schools offer a variety of milk consistent
with the Dietary Guidelines
recommendations.
Calories, Saturated Fat, Sodium, and
Trans Fat
Because the proposed meal pattern
alone cannot ensure appropriate
amounts of calories, saturated fat,
sodium and trans fat, IOM
recommended specific standards for
these dietary components. This
proposed rule would implement the
IOM-recommended standards for
calories, saturated fat, sodium, and trans
fat as follows:
Calories
When recommending the calorie
levels that should be provided by school
meals, the IOM committee was mindful
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of the childhood obesity trend and the
food choices available to school
children outside of the NSLP and SBP.
The committee recommended minimum
and maximum calories for lunches and
breakfasts based on evidence about
children’s intakes at meals and snacks.
The proposed minimum and maximum
calorie levels to be required for each age
grade group on average over the course
of the week are:
LUNCH—PROPOSED MINIMUM AND
MAXIMUM CALORIE LEVELS
Grades K–5
Grades 6–8
Grades 9–12
550–650
600–700
750–850
a The
average daily amount for a 5-day
school week is not to be less than the minimum or exceed the maximum.
b Discretionary sources of calories (solid fats
and added sugars) may be added to the meal
pattern if within the specifications for calories,
saturated fat, trans fat, and sodium.
BREAKFAST—PROPOSED MINIMUM AND
MAXIMUM CALORIE LEVELS
Grades K–5
Grades 6–8
Grades 9–12
350–500
400–550
450–600
a The
average daily amount for a 5-day
school week is not to be less than the minimum or exceed the maximum.
b Discretionary sources of calories (solid fats
and added sugars) may be added to the meal
pattern if within the specifications for calories,
saturated fat, trans fat, and sodium.
The intent of this proposed change is
not to reduce children’s intake of food,
but to avoid excessive calories. The
meal patterns proposed in this
rulemaking would require increased
amounts of fruits, vegetables, and whole
grains. Combined with calorie
maximums, USDA believes that these
increased food requirements leave
relatively few discretionary calories for
fats and added sugars. Therefore, to stay
within the calorie ranges specified in
this proposed rule, schools would have
to offer lean meats/meat alternates, fatfree or low-fat fluid milk, and other
nutrient-dense foods, as recommended
by the 2005 Dietary Guidelines.
While the 2005 Dietary Guidelines do
not recommend discrete limits on added
sugars, they do encourage the
consumption of foods and beverages
low in added sugars.
Saturated Fat
The 2005 Dietary Guidelines continue
to recommend that all individuals
consume less than 10 percent of total
calories from saturated fat. This is the
current standard in both the NSLP and
SBP and this proposed rule would
retain it as recommended by IOM.
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Schools have made a recognizable effort
to reduce the saturated fat levels of
meals. SNDA–III data indicate that, on
average, three-quarters of schools
offered breakfasts that met the
requirement to provide less than 10
percent of total calories from saturated
fat. At lunch, however, only one-third of
schools offered meals that met this
required level.
A variety of food sources contribute to
saturated fat levels in school meals;
however, fluid milk is a primary
contributor. As stated earlier, this
proposed rule would no longer allow
schools to offer whole fluid milk or
reduced-fat fluid milk as part of a
reimbursable lunch or breakfast for
children ages five and older. To meet
the new statutory requirement that
schools offer a variety of milk consistent
with the Dietary Guidelines (established
by the Healthy, Hunger-Free Act of
2010), schools would have to offer
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students at least two fluid milk options.
For example, schools could offer fat-free
milk (both unflavored and flavored), or
fat-free milk (unflavored and/or
flavored) along with low-fat milk
(unflavored). By limiting the choices to
fat-free and low-fat milk, schools would
limit saturated fat in the school meals
while maintaining key nutrients for
growth and development found in fluid
milk.
Sodium
Reducing the sodium content of
school meals is one of the key objectives
of this proposed rule. Research suggests
that modest population-wide reductions
in dietary salt could substantially
reduce cardiovascular events and
medical costs (see, for example, SmithSpangler, 2010; Bibbins-Domingo,
2010). More specifically, a forthcoming
study suggests that reducing dietary salt
in adolescents could yield substantial
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health benefits by decreasing the
number of teenagers with hypertension
and the rates of cardiovascular disease
and death as these teenagers reach
young and middle age adulthood
(Bibbins-Domingo, 2010b).
USDA has encouraged schools to
reduce sodium since the
implementation of SMI in 1995.
According to the SNDA–III study, the
average sodium content of school
lunches (for all schools) is more than
1400 mg. IOM recommended a gradual
but significant reduction in sodium over
time and suggested that USDA establish
intermediate targets to help schools
progress to the final sodium standards
developed by the IOM expert committee
for each age/grade group. This proposed
rule would require that schools meet the
final sodium standards established by
IOM no later than ten years after the
final rule is implemented by reaching
intermediate sodium targets as follows:
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USDA recognizes that there are
barriers to reducing the sodium content
of meals to the levels recommended by
IOM without having an impact on
student acceptance and participation,
practicality, and cost. The proposed
intermediate sodium targets were
developed after carefully reviewing
scientific literature, consulting with
U.S. and international public health
professionals involved in sodium
reduction efforts, and applying
information from expert presentations
by industry representatives at the IOM
Strategies to Reduce Sodium Intake
information gathering session in March
2009. Findings showed that school
menu planners can reduce sodium by
approximately 10 percent through menu
modification. Industry can reduce
sodium in school food products by
approximately 20 to 30 percent using
current technology. The remaining
reduction requires innovation.
Establishing intermediate targets was
complicated because two intermediate
targets set at 10 percent and 20 percent
reductions from baseline levels yield
reductions for school breakfasts beyond
IOM recommendations (school
breakfasts require a sodium reduction of
approximately 25 percent). If applied to
school breakfasts, this strategy also
places a disproportionate responsibility
for reduction on school menu planners.
Industry reductions and innovation
necessary to meet school lunch targets
will affect all foods served in all school
meals, and the intermediate targets must
account for this and distribute
reductions required more evenly across
the 10-year period. Therefore, simply
applying 10 percent and 20 percent
reductions to baseline levels was not an
ideal way to establish intermediate
targets.
Instead, USDA applied the same
proportional reductions (20 percent and
40 percent, respectively, for the first and
second intermediate targets) to the total
amount of sodium reduction required
for each age/grade group. This method
distributes reductions more evenly
across the 10-year period and yields
reasonable intermediate targets that
align with feasible reductions for menu
planners (approximately 10 percent)
and industry (approximately 20–30
percent), and sodium reduction efforts
currently underway.
Taking baseline measures from SNDA
III, intermediate targets were established
two years and four years postimplementation to initiate change using
current resources:
(1) Two years post implementation of
the final rule, schools would need to
reduce sodium in school lunches by
approximately 5–10 percent from
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baseline levels (SNDA–III). This is the
estimated amount that schools can
reduce sodium through menu and
recipe modification using currently
available foods and technology.
(2) Four years post implementation of
the final rule, schools would need to
reduce sodium by approximately 15–30
percent from the baseline. This is the
estimated amount industry can reduce
sodium in foods using currently
available technology.
(3) Ten years post implementation of
the final rule, school lunches would
need to meet the final targets
recommended by IOM. This would
require schools to reduce sodium in
school meals by approximately 25–50
percent from the baseline. A significant
amount of time is allotted for this final
reduction, which will likely require
innovation, such as new technology
and/or food products.
These reductions are consistent with
public health initiatives aiming to
reduce sodium in the nation’s food
supply over the next 10 years, or a
reduction of approximately 5 percent
per year. Such reductions are widely
supported by the American Public
Health Association and by efforts such
as New York City’s National Sodium
Reduction Initiative.
Nearly all schools would need to
reduce the sodium content of school
meals to meet the proposed
intermediate and final sodium targets.
The changes necessary will vary by
school/district because currently there
is no sodium limit for school meals and
each school/district will be starting from
a different baseline. Schools can use
SMI data or review their meals to
determine changes needed to meet the
sodium targets.
It is important to note that
approximately 75 percent of the sodium
in foods consumed in the U.S. comes
from salt (sodium chloride) added to
processed foods. Processed foods and
convenience items are often used in the
school food service operation to save
time and labor. Gradual implementation
of the sodium restriction is intended to
give schools and industry time to lower
the sodium content of the foods used in
the school meals.
The availability of high sodium foods
in and outside of the School Meal
Programs has resulted in a preference
for salty foods at a young age. The
proposed intermediate standards should
help children reduce their salt
preference and develop healthier eating
habits. However, a simultaneous
reduction of sodium levels in foods
available outside the NSLP would be
important to foster a change in students’
taste preference.
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USDA plans to develop practical
guidance and technical assistance
resources to help schools achieve the
proposed sodium standards while
avoiding a negative impact on student
participation. USDA resources would
also emphasize strategies for increasing
potassium in schools meals. Adequate
potassium intake can help offset some of
the adverse health effects of high
sodium levels.
USDA will continue to make lowsodium USDA Foods available to
schools. USDA has targeted specific
commodities to be made available at
lower sodium levels, including canned
items (beef, pork, poultry, salmon, and
tuna), chicken fajita strips, and ready-toeat cereal. Most commodity canned
vegetables already meet FDA’s
requirements for use of the term
‘‘healthy,’’ which means that, in addition
to meeting other requirements, these
foods contain no more than 480 mg
sodium per labeled serving. USDA plans
to gradually phase-in low sodium
canned vegetables for donation to all of
the domestic nutrition assistance
programs. USDA Foods now offer low
sodium canned tomato products and
canned dry beans. In school year 2010,
the sodium levels in all USDA canned
vegetables are being reduced to 140 mg
per serving.
While the proposed regulatory
requirements discussed above are in
line with the 2005 Dietary Guidelines
and the IOM final sodium targets, USDA
acknowledges further reductions in
recommended sodium levels are
possible in the upcoming 2010 Dietary
Guidelines. The 2010 ‘‘Dietary
Guidelines Advisory Committee Report’’
recommends that both children and
adults should reduce their sodium
intake to 1,500 mg per day (compared to
the 2,300 mg per day recommended in
the 2005 Guidelines).
USDA is seeking public comment on
how to address further reductions in
recommended sodium levels, in the
event that the 2010 Dietary Guidelines
include sodium targets lower than those
reflected in this proposed rule. USDA
invites public comments on how
possible further reductions could be
incorporated into the NSLP and SBP,
including the timeline for achieving
reductions; how intermediate targets, if
any, should be established; and the
impact that further reductions may have
on participation levels, implementation
feasibility, and costs.
Tracking Calories, Saturated Fat, and
Sodium
Under this proposal, all schools
would plan lunches and breakfasts
using the food-based meal patterns
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developed by IOM. Similar to the
current FBMP system, schools would be
responsible for offering meals that meet
the meal pattern, as well as specific
standards for calories, saturated fat, and
sodium for each age/grade group on
average over the school week. However,
this rule would not require that schools
conduct a nutrient analysis to determine
compliance with the standards for
calories, saturated fat, and sodium. SAs
would be responsible for monitoring
compliance with these three dietary
specifications in schools selected for
administrative reviews. (Currently, SAs
conduct nutrient analysis for FBMP
schools to determine the levels of eleven
dietary specifications (calories, protein,
vitamin A, vitamin C, iron, calcium,
total fat, saturated fat, sodium,
cholesterol, and dietary fiber). This
proposal would support IOM’s
recommendation to limit and monitor
calories, saturated fat, and sodium in
school meals without burdening schools
or SAs.
Although not required, schools that
have the resources to conduct a nutrient
analysis would be able to continue to do
so to assess how well they are meeting
calorie, saturated fat, and sodium
standards. SNDA III found that, in
school year 2004–2005, about two-thirds
of schools were in districts that
conducted ongoing nutrient analysis of
their menus. This finding suggests that
many districts have the capability to
conduct nutrient analysis.
USDA intends to develop practical
tools to help schools calculate the levels
of calories, saturated fat, and sodium in
school meals. The SAs are encouraged
to develop practical calculation
methods and provide technical
assistance to schools when they are
developing school menus to help align
the planned meals with these three
dietary specifications.
Trans fat
This proposed rule would require
schools to minimize trans fat in school
meals to be consistent with the 2005
Dietary Guidelines. The IOM report
provides a practical method to minimize
the trans fat content of school meals. To
help schools reach the goal of zero
grams of trans fat per serving, IOM
recommended that schools only be
allowed to use food products or
ingredients that contain zero grams of
trans fat per serving, as indicated on the
nutrition label (FDA defines zero as less
than 0.5 grams per serving) or
manufacturer’s specifications. Foods
that contain minimal amounts of
naturally-occurring trans fat (such as
beef and lamb) would be excluded from
this requirement. Schools would also be
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required to add the trans fat
specification and request the necessary
documentation in their procurement
contracts.
If a product or ingredient used to
prepare school meals has no nutrition
labeling (e.g., institutional products)
schools would be responsible for
obtaining information, such as
manufacturer or nutrition specifications,
that confirms that the product contains
zero grams of trans fat per serving. The
trans fat information would be
examined during an administrative
review.
Standards for Meals Selected by the
Student (Offer Versus Serve)
To achieve a reasonable balance
between the goals of reducing food
waste and preserving the nutritional
integrity of school meals, the IOM
committee recommended standards for
meals as selected by the student. The
committee formulated two offer versus
serve options: A preferred option and a
secondary option.
Under IOM’s preferred option, a
student may decline 1 food item at
breakfast but must select 1 fruit or juice.
For lunch, the student may decline 2
food items but must select 1 fruit or
vegetable.
The secondary option formulated by
IOM also requires the student to select
1 fruit or juice at breakfast and 1 fruit
or vegetable at lunch but allows the
student to decline more food items.
Under the secondary option, the student
may decline 2 food items at breakfast
and 3 food items at lunch.
Although both options formulated by
IOM promote the selection of fruits and
vegetables, the preferred option is more
conducive to preserving the nutritional
integrity of the school meal. We are
concerned that the secondary option
allows the student to decline more food
items than the current offer versus serve
regulations. Therefore, this proposed
rule would adopt IOM’s preferred
option for offer versus serve with a
slight modification that would allow a
reimbursable breakfast to include a
serving of fruit or a vegetable offered in
place of fruit:
• Student may decline 1 food item at
breakfast but must select 1 fruit or
vegetable.
• Student may decline 2 food items at
lunch but must select 1 fruit or
vegetable.
This slight modification is consistent
with the Dietary Guidelines emphasis
on increasing the consumption of fruits
and vegetables.
Offer versus serve would be required
at the high school level, as is currently
the case, and it would continue to be
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available to middle and elementary
schools at the discretion of the SFA or
the SA.
Summary of Proposed Meal
Requirements
Implementation of the proposed meal
requirements (standards for menu
planning and standards for meals
selected by the student) would affect the
following changes in the NSLP and SBP:
On a daily basis:
• Meals offered to each age/grade
group would meet the meal pattern
designed by IOM;
• Fluid milk offered would be fat-free
(unflavored or flavored) or unflavored
low-fat (1 percent milk fat or less) and
would include variety that is consistent
with the Dietary Guidelines;
• Food products and ingredients used
to prepare school meals would contain
zero grams of trans fat per serving (less
than 0.5 grams per serving) according to
the nutrition labeling or manufacturer’s
specifications; and
• Meals selected by the students
would include at least a fruit or
vegetable, and students would not be
able to decline more than two food
items at lunch and one food item at
breakfast.
Over a 5-day school week:
• Average calorie content of the meals
offered to each age/grade group would
fall within the minimum and maximum
calorie levels specified by IOM;
• Average saturated fat content of the
meals offered to each age/grade group
would be less than 10 percent of total
calories; and
• Average sodium content of the
meals offered to each age/grade group
would meet the intermediate targets
established by USDA and not exceed the
maximum level specified by IOM ten
years post implementation of the final
rule.
This proposed rule includes several
existing meal requirements that are
restated without change in the proposed
regulatory language. Such requirements
include the provisions on meal choices,
lunch periods, meal exceptions and
variations, and fluid milk substitutes. In
addition, some requirements for specific
food components, such as meats/meat
alternates, are retained in the proposed
regulatory text.
The meal patterns and nutrition
standards for preschoolers and infants
also remain unchanged; however, only
the traditional FBMP approach would
be allowed to plan meals for
preschoolers. The State agencies would
not be required to analyze the menus for
preschoolers pending changes to the
CACFP regulations.
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
Proposed Changes in Monitoring
Procedures
This proposed rule would establish
new procedures for monitoring
implementation of, and compliance
with, the new meal requirements and
the dietary specifications for calories,
saturated fat, sodium, and trans fat. As
recommended by IOM, monitoring
would focus on meeting the relevant
Dietary Guidelines through the
proposed meal requirements. The new
monitoring procedures would also allow
the opportunity to provide information
and technical assistance to school
foodservice staff for continuous quality
improvement.
Currently, SAs conduct two reviews
to ensure compliance with program
requirements. The SMI nutrition review
assesses the nutritional quality of school
meals. The Coordinated Review Effort
(CRE) focuses on eligibility certification,
meal counting and claiming, and meal
elements. This proposed rule would
discontinue the SMI reviews under
§ 210.19 and strengthen CRE
administrative reviews under § 210.18
to enable SAs to monitor the quality of
school meals and assist schools in
continually improving performance. As
part of the CRE Performance Standard 2,
the SAs would be required to monitor
compliance with the meal patterns,
including ensuring that sufficient
quantities of each component are
offered. The SAs would also be
responsible for calculating the levels of
calories, saturated fat, and sodium for
the meals offered by the school(s)
selected for review and ensuring that
the food products and ingredients used
to prepare school meals contain zero
grams of trans fats. To accomplish this,
the following changes are proposed:
(1) Establish a three-year review
cycle—The IOM report recommends
frequent monitoring to assess how well
the new meal requirements are being
implemented at the local level. This
proposed rule would expand the ability
of the SAs to monitor the quality of the
meals offered at the local level by
changing the review cycle from 5 years
to 3 years, and by requiring SAs to
monitor compliance with the meal
pattern and the requirements for
calories, saturated fat, sodium, and trans
fats. More frequent monitoring would
also expand opportunities to provide
technical assistance and mentoring to
local operators as recommended by
IOM.
(2) Establish a two-week review
period—In order to give the SAs a more
complete view of the meals offered at
the local level, this proposed rule would
expand the review period from one to
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two weeks. SAs would review menu
and production records for a two-week
period to assess compliance with the
meal pattern; conduct a weighted
nutrient analysis to determine the
average levels of calories, sodium, and
saturated fat in the planned meals; and
confirm that food products and
ingredients used to prepare school
meals contain zero grams of trans fat.
(3) Include breakfasts in the CRE
review—This proposed rule would
require SAs to review the breakfast meal
during the 2-week CRE review. Due to
the many important meal requirements
that IOM recommended for both the
NSLP and the SBP, USDA believes that
it is desirable to monitor the quality of
breakfasts as part of the CRE review.
In addition, SAs would continue to
monitor the serving line and lunches
counted at point of service to determine
if the meals offered and selected the day
of the onsite review contain the required
food components and food quantities. If
food quantities offered by the reviewed
school appear to be insufficient or
excessive, SAs would provide technical
assistance and guidance, apply
corrective action, and follow up to
assess improvement in the quality of
meals. The on-site visit, the nutrient
analysis, and other information obtained
from direct observation during the
review period would give the SA a
comprehensive view of the quality of
the school meals and compliance with
the meal requirements.
USDA anticipates that the State
monitoring activities will focus on
technical assistance and corrective
action following implementation of the
new meal requirements. As currently
done, SAs would be required to apply
immediate fiscal action if the meals
offered are completely missing one of
the food components established in the
new meal pattern. In addition, SAs
would be required to take fiscal action
for repeated violations of the vegetable
subgroups and milk type requirements
when (1) technical assistance has been
provided and (2) corrective action has
not resolved these specific violations.
These requirements are easily
understood by school food authorities
and can be quickly identified by visual
inspection without having specialized
nutrition knowledge or training.
However, because not all schools
currently have knowledge or accurate
tools to calculate the average levels of
calories, saturated fat, sodium and trans
fat in the meals offered during the week,
this proposed rule would give SAs
discretion to take fiscal action for such
violations, as well as for food quantity
and whole grain violations, provided
that technical assistance and corrective
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2505
action have taken place. The SAs would
also be required to first use technical
assistance and corrective action to
address these deficiencies.
Since the new requirements for
calories, saturated fat, sodium, and trans
fat would only apply to the meals for
school-aged children, the SAs would
not have to conduct a nutrient analysis
of the meals offered to preschoolers
(ages 1–2 and 3–4) in a school selected
for an administrative review pending
changes to the CACFP regulations.
Likewise, the proposed whole grains
and fluid milk requirements would not
apply to preschoolers’ meals.
Technical Assistance
IOM recommended technical
assistance to help school foodservice
staff develop and continuously improve
menus, order appropriate foods, and
control costs while maintaining quality.
USDA intends to provide training and
develop technical assistance resources
to facilitate the transition to the new
meal requirements. This would be
accomplished by updating USDA menu
planning resources; guidance materials
on fruits, vegetables, and whole grain
foods; the Child Nutrition Database; and
requirements for nutrient analysis
software. USDA will continue to
collaborate with the National Food
Service Management Institute to
develop and provide appropriate
training. In addition, USDA would
disseminate information about the new
requirements in public forums, such as
the School Nutrition Association and
American Dietetic Association meetings,
and other national, regional and state
conferences; and through the USDA
Regional nutritionists who work with
the School Meal Programs.
Miscellaneous Proposed Changes
USDA is using this opportunity to
propose additional program changes
that would support IOM’s
recommendations or enhance the
overall school nutrition program.
Identification of a Reimbursable Meal
USDA is proposing to require schools
to identify the foods composing the
reimbursable meal(s) for the day at or
near the beginning of the serving line(s).
Students and parents often do not know
what food or menu items are included
in the NSLP or SBP meal. Identifying
the Program meal may avoid higher
costs to the students from their
unintentional purchase of a la carte
foods, rather than the unit-priced school
meal. This additional information
would promote nutrition education by
teaching students what foods are
included in a balanced meal. Schools
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would have discretion to identify the
best way to provide this information on
the meal serving line(s).
Crediting
Foods served as part of the School
Meal Programs should be wholesome
and easily recognized by children as
part of a food group that contributes to
a healthy diet. To support the Dietary
Guidelines’ emphasis on whole fruits
and vegetables, this proposal would
disallow the crediting of any snack-type
fruit or vegetable products (such as fruit
strips and fruit drops), regardless of
their nutrient content, toward the fruits
component or the vegetables
component. USDA does not currently
allow snack-type foods such as potato
chips or banana chips to be credited
toward meeting the fruits/vegetables
requirement; however, certain snacktype fruit products have been allowed to
be credited by calculating the wholefruit equivalency of the processed fruit
in the product using the FDA’s
standards of identity for canned fruit
nectars (21 CFR 146.113). The standard
of identity for canned fruit nectars,
however, has since been removed from
the CFR. Therefore, this rationale for
allowing certain snack-type fruit
products to be credited in the meal
pattern is no longer established in
regulation.
In addition, this proposal would
require that all fruits and vegetables
(and their concentrates, purees, and
pastes) be credited based on volume as
served with two exceptions: (1) Dried
whole fruit and dried whole fruit pieces
would be credited for twice the volume
served; and (2) leafy salad greens would
be credited for half the volume served.
These exceptions are highlighted in the
IOM report and the 2005 Dietary
Guidelines. This proposal would
specifically change the current practice
of crediting tomato paste and puree.
Currently tomato paste and puree are
credited as a calculated volume based
on their whole-food equivalency using
the percent natural tomato soluble
solids in paste and puree, while other
fruit paste and purees (such as
blackberries puree) are credited based
on actual volume as served. Under this
proposal, schools would credit tomato
paste and puree based on actual volume
as served. Schools would not be allowed
to credit a volume of fruit or vegetables
that is more than the actual serving size.
Fortification
A basic premise of the Dietary
Guidelines is that nutrients should
come primarily from the consumption
of whole foods that are not highly
processed or heavily fortified. Current
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nutrition science suggests that a variety
of factors in whole foods work together
to generate health benefits. While
certain nutrients in foods have been
identified as being linked to specific
health benefits, the effects are not
always comparable when the nutrient is
isolated from the food in which it is
naturally present.
This proposed rule seeks to reduce
schools’ reliance on highly fortified
foods. To promote consumption of
naturally nutrient-dense foods, such as
whole grains, fruits and vegetables, this
proposed rule would eliminate the use
of formulated grain-fruit products as
defined in Appendix A to 7 CFR Part
220. Formulated grain-fruit products are
(1) grain-type products that have grain
as the primary ingredient, and (2) grainfruit type products that have fruit as the
primary ingredient. Both types of
products must have at least 25 percent
of their weight derived from grain.
These food products typically contain
high levels of fortification, rather than
naturally occurring nutrients, and are
high in sugar and fat. Such products do
not support the Dietary Guidelines’
recommendation to consume fruits as a
separate and important food group.
Furthermore, formulated grain-fruit
products are no longer necessary in the
school meal programs. This product
specification was originally adopted in
response to the limited access that some
schools faced in procuring or storing
traditional breakfast foods. Today,
schools can procure other breakfast
options with similar shelf-life (e.g.,
ready-to-eat cereals and whole grain or
enriched grain products) that would
meet the operational needs of the school
and the nutrient needs of children.
USDA recognizes that fortification of
some foods is an accepted practice to
enhance or add nutrients. Often in such
cases, fortification is an effective way to
preserve nutrients lost during
preparation or processing, or to increase
the nutrient intake in consumer diets
that normally may be lacking the added
nutrients. Examples of such foods are
enriched grain products, fortified
cereals, and fluid milk (with added
vitamins A and D). In most other
instances, however, the use of highlyfortified food products is inconsistent
with the Dietary Guidelines.
Technical Changes to Appendices A and
B
This proposed rule would update
Appendices A and B to 7 CFR Parts 210
and 220. USDA is proposing to amend
Appendix A to Part 220 by removing
Formulated Grain-Fruit Products in its
entirety for the reasons previously
stated in the discussion of Fortification.
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Appendix B to Part 210 would be
amended by removing the statement
that affirms that Appendix B will be
updated to exclude individual foods
that have been determined to be
exempted from the categories of Foods
of Minimal Nutritional Value. Although
USDA has published Notices in the past
to inform the public of exempted foods,
Appendix B has not been amended
subsequently to reflect these
exemptions. A list of these exempted
foods is maintained and available to all
State agencies participating in the
Programs. There have been no changes
to the categories of exempted foods and
USDA will maintain the requirement to
publish a Notice and update the
regulations to reflect any changes to the
categories.
Implementation of Proposed Changes
Until the final rule is implemented,
meal reimbursement will be based on
compliance with current program
regulations in 7 CFR Part 210 and Part
220. However, schools are strongly
encouraged to take steps within current
Program regulations to provide meals
that are consistent with the 2005 Dietary
Guidelines, such as reducing sodium
and saturated fat, and increasing the
availability of fruits, vegetables, whole
grains, and fat-free and low-fat fluid
milk in the menus. Team Nutrition has
developed practical guidance to help
schools provide meals that reflect the
Dietary Guidelines. (See https://
teamnutrition.usda.gov/Resources/
dgfactsheet_hsm.html.)
Since the 2005 Dietary Guidelines
were issued, USDA has provided
technical assistance and guidance to
help schools offer meals that reflect the
recommendations of the Dietary
Guidelines. USDA recognizes that
changing children’s dietary habits is
indeed a challenge for schools.
Nutrition education is essential to help
children accept new foods, change
preferences, and make healthy choices.
USDA’s Team Nutrition initiative will
continue to assist SAs with their
nutrition education efforts.
The HealthierUS School Challenge is
a voluntary certification initiative that
recognizes schools that are providing
nutritious food and beverage choices
and nutrition education, physical
education and opportunities for
physical activity. The Challenge criteria
help schools move closer to the new
meal pattern requirements related to
whole grains, fruits, vegetables, and
low-fat and fat-free fluid milk. USDA is
working with partner organizations and
stakeholders to double the number of
HealthierUS schools during school year
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
2010–2011 and to add 1,000 schools per
year for two years thereafter.
Team Nutrition and the HealthierUS
School Challenge, and our joint efforts
with the National Food Service
Management Institute, have helped
schools move in the right direction.
USDA is confident that State and local
program operators have made and will
continue to make progress to further
improve the quality of school meals and
the dietary habits of school children.
I. Procedural Matters
Executive Order 12866
This proposed rule has been
determined to be economically
significant and was reviewed by the
Office Management and Budget in
conformance with Executive Order
12866.
Regulatory Impact Analysis
As required for all rules that have
been designated as significant by the
Office of Management and Budget, a
Regulatory Impact Analysis (RIA) was
developed for this proposed rule and is
included in the preamble. The following
summarizes the conclusions of the RIA:
Need for action: Section 9(a)(4) of the
NSLA, 42 U.S.C. 1758(a)(4), added to
the statute in 2004, requires the
Secretary of Agriculture to issue
regulations that increase the availability
of foods recommended by the most
recent ‘‘Dietary Guidelines for
Americans’’ in the Federal school meals
programs. In addition, Section 9(f)(1) of
the NSLA, 42 U.S.C. 1758(f)(1), requires
schools that participate in the NSLP or
SBP to offer lunches and breakfasts that
are consistent with the goals of the most
recent Dietary Guidelines. This
proposed rule implements
recommendations of the National
Academy of Science’s Institute of
Medicine (IOM). Under contract to the
United States Department of Agriculture
(USDA), the IOM proposed changes to
NSLP and SBP meal pattern
requirements consistent with the 2005
Dietary Guidelines and the IOM’s
Dietary Reference Intakes.
Benefits: The proposed rule
implements recommendations of the
IOM that are designed to better align
school meal patterns and nutrition
standards with the IOM’s Dietary
Reference Intakes and the goals of the
Dietary Guidelines. In developing its
recommendations, the IOM sought to
address low intakes of fruits, vegetables,
and whole grains among school-age
children, and excessive intakes of
sodium and discretionary calories from
solid fats and added sugar. The
proposed rule addresses these concerns
by increasing the amount of fruit, the
amount and the variety of vegetables,
and the amount of whole grains offered
each week to students who participate
in the school meals programs. The rule
would also replace higher fat fluid milk
with low fat and skim fluid milk in
school meals. And it would limit the
levels of calories, sodium, and saturated
fat in those meals.
The linkage between poor diets and
health problems such as childhood
obesity are also a matter of particular
policy concern, given their significant
social costs. One in every three children
(31.7%) ages 2–19 is overweight or
obese.6 Along with the effects on our
children’s health, childhood overweight
and obesity imposes substantial
economic costs, and the epidemic is
associated with an estimated $3 billion
in direct medical costs.7 Perhaps more
significantly, obese children and
adolescents are more likely to become
2507
obese as adults.8 In 2008, medical
spending on adults that was attributed
to obesity increased to an estimated
$147 billion.9 In addition, a recent study
suggests reducing dietary salt in
adolescents could yield substantial
health benefits by decreasing the
number of teenagers with hypertension
and the rates of cardiovascular disease
and death as these teenagers reach
young and middle age adulthood.
Because of the complexity of factors that
contribute both to overall food
consumption and to obesity, we are not
able to define a level of disease or cost
reduction that is attributable to the
changes in meals expected to result
from implementation of the rule.
As the rule is projected to make
substantial improvements in meals
served to more than half of all schoolaged children on an average school day,
we judge that the likelihood is
reasonable that the benefits of the rule
exceed the costs, and that the proposal
thus represents a cost-effective means of
conforming NSLP and SBP regulations
to the statutory requirements for school
meals. Beyond these changes a number
of qualitative benefits—including
alignment between Federal program
benefits and national nutrition policy,
improved confidence of parents and
families in the nutritional quality of
school meals, and the contribution that
improved school meals can make to the
overall school nutrition environment,
are expected from the rule.
Costs: FNS estimates that the total
costs of compliance with this rule will
reach $6.8 billion over the five years
ending in FY 2016. Year by year costs
in millions, assuming implementation
of a final rule at the start of SY 2012–
2013 are summarized below.
Fiscal year
Costs (millions)
2012
2013
2014
2015
2016
Total
$91.8
89.6
$626.5
611.4
$704.9
687.9
$968.9
945.6
$1,028.2
1,003.4
$3,420.4
3,337.9
Total ......................................
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Food Costs ...................................
Labor Costs ..................................
181.3
1,237.9
1,392.8
1,914.5
2,031.7
6,758.2
The increases reflect increased costs to
purchase the types of foods required by
the proposed rule beyond those required
to comply with current program rules—
primarily increased fruits, vegetables,
and whole grains—as well as increased
labor costs due to more on-site food
preparation, training for food service
professionals, and some additional
administrative costs.
Alternatives:
6 Ogden, C.L., Carroll, M., Curtin, L., Lamb, M.,
Flegal, K. (2010). Prevalence of High Body Mass
Index in U.S. Children and Adolescents 2007–2008.
Journal of American Medical Association, 303(3),
242–249.
7 Trasande, L., Chatterjee, S. (2009). Corrigendum:
The Impact of Obesity on Health Service Utilization
and Costs in Childhood. Obesity, 17(9).
8 Whitaker, R.C., Wright, J.A., Pepe, M.S., Seidel,
K.D., Dietz W.H. Predicting obesity in young
adulthood from childhood and parental obesity. N
Engl J Med 1997; 37(13):869–873; Serdula, M.K.,
Ivery, D., Coates, R.J., Freedman, D.S., Williamson,
D.F., Byers, T. Do obese children become obese
adults? A review of the literature. Prev Med
1993;22:167–177.
9 Finkelstein, E., Trogdon, J., Cohen J., Dietz, W.
(2009). Annual Medical Spending Attributable to
Obesity: Payer-And Service-Specific Estimates.
Health Affairs, 28(5).
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In response to NSLA Section 9(a)(4)
amended into law in 2004, USDA
contracted with IOM to assemble an
expert panel to undertake a review of
the nutritional needs of children, the
recommendations of the Dietary
Guidelines, and IOM’s Dietary
Reference Intakes. USDA asked IOM to
develop recommendations for updating
NSLP and SBP meal patterns and
nutrition requirements based on that
review of need and nutrition science,
with consideration given to operational
feasibility and cost.
The USDA contract with IOM called
for the creation of a panel with
representatives from the fields of public
health, epidemiology, pediatrics, child
nutrition and child nutrition behavior,
statistics, and economics. The contract
also called for representatives with
knowledge of cultural differences in
food preference and eating habits,
experience in menu planning, and
experience in managing and operating a
school lunch and breakfast program.
IOM held workshops at which the panel
heard presentations from invited
speakers, and solicited public input.
The panel also accepted public
comment on its planned approach to the
project.
The process undertaken by IOM was
designed to consider different
perspectives and competing priorities.
The panel necessarily weighed the
merits of alternatives as it developed a
preferred option. USDA’s commitment
was to implement IOM’s
recommendations where feasible. This
commitment is driven by the statutory
requirement that schools serve meals
that are consistent with the goals of the
Dietary Guidelines.
We did not consider alternatives that
depart significantly from IOM’s
recommendations and cannot satisfy our
statutory obligation. Nevertheless, the
proposed rule makes a few small
changes to IOM’s recommendations. In
addition, the rule contains a handful of
provisions that are not addressed by
IOM. The RIA provides a discussion of
alternatives considered, including a
Phase-In Implementation of IOM
Recommendations.
Regulatory Flexibility Act
This proposed rule has been reviewed
with regard to the requirements of the
Regulatory Flexibility Act of 1980 (5
U.S.C. 601–612). Pursuant to that
review, it has been determined that this
proposed rule would have a significant
impact on a substantial number of small
entities. The proposed requirements
would apply to school districts, which
meet the definitions of ‘‘small
governmental jurisdiction’’ and ‘‘small
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entity’’ in the Regulatory Flexibility Act.
A Regulatory Flexibility Act analysis is
included in the preamble.
Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of the UMRA,
USDA generally must prepare a written
statement, including a cost/benefit
analysis, for proposed and final rules
with Federal mandates that may result
in expenditures by State, local, or Tribal
governments, in the aggregate, or to the
private sector, of $100 million or more
in any one year. When such a statement
is needed for a rule, section 205 of the
UMRA generally requires USDA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, more costeffective or least burdensome alternative
that achieves the objectives of the rule.
The Regulatory Impact Analysis
conducted by FNS in connection with
this proposed rule includes a cost/
benefit analysis and explains the
options considered to implement the
2005 Dietary Guidelines in the school
meal programs.
Prior to developing this proposed
rule, FNS sought the assistance of the
Institute of Medicine (IOM) of the
National Academies to implement the
2005 Dietary Guidelines in the NSLP
and SBP in the least burdensome and
costly manner. However, this proposed
rule contains Federal mandates (under
the regulatory provisions of Title II of
the UMRA) that could result in costs to
State, local, or Tribal governments or to
the private sector of $100 million or
more in any one year if State and local
operators do not develop strategies to
absorb the cost increases associated
with increasing the availability of fruits,
vegetables, and whole grains in the
school menu. To meet the proposed
requirements in a cost-effective manner,
program operators would need to
optimize the use of USDA Foods and
adopt other cost-savings strategies in
various areas of the food service
operation, including procurement,
menu planning, and meal production.
Program operators have flexibility
within the Federal requirements to run
the School Meal Programs in a manner
that fits local circumstances.
Because childhood overweight and
obesity are growing public health issues
in the United States, schools should
take a leadership role in helping
students adopt healthy diets. Many
schools are already providing more
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fruits, vegetables and whole grains as
part of their efforts to enhance the
school nutrition environment. Over 840
schools nationwide have been
recognized by FNS as part of the
HealthierUS School Challenge
(HealthierUS) for improvement in the
quality of the meals served and the food
choices. HealthierUS schools offer fresh
fruits or raw vegetables, whole grain
foods, legumes, and low-fat or fat-free
fluid milk, and provide students with
nutrition education and opportunity for
physical activity.
Executive Order 12372
The NSLP is listed in the Catalog of
Federal Domestic Assistance under No.
10.555 and the SBP is listed under No.
10.553. For the reasons set forth in the
final rule in 7 CFR part 3015, Subpart
V and related Notice published at 48 FR
29114, June 24, 1983, this Program is
included in the scope of Executive
Order 12372, which requires
intergovernmental consultation with
State and local officials.
Since the NSLP and SBP are Stateadministered, Federally funded
programs, FNS headquarters staff and
regional offices have formal and
informal discussions with State and
local officials on an ongoing basis
regarding program requirements and
operation. This structure allows FNS to
receive regular input which contributes
to the development of meaningful and
feasible Program requirements.
Federalism Summary Impact Statement
Executive Order 13132 requires
Federal agencies to consider the impact
of their regulatory actions on State and
local governments. Where such actions
have federalism implications, agencies
are directed to provide a statement for
inclusion in the preamble to the
regulations describing the agency’s
considerations in terms of the three
categories called for under section
(6)(b)(2)(B) of Executive Order 13132.
Prior Consultation With State Officials
Prior to drafting this proposed rule,
FNS staff received informal input from
various stakeholders while participating
in various State, regional, national, and
professional conferences. The School
Nutrition Association, School Food
Industry Roundtable, National Alliance
for Nutrition and Activity, Association
of State and Territorial Public Health
Nutrition Directors, and the Center for
Science in the Public Interest shared
their views about changes to the school
meals in writing. Numerous
stakeholders also provided input at the
public meetings held by IOM in
connection with its school meals study.
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Based on its independent research and
information gathered from stakeholders,
IOM issued recommendations which are
the basis for this proposed rule.
Nature of Concerns and the Need To
Issue This Rule
State Agencies and school food
authorities want to provide the best
possible school meals through the NSLP
and SBP but are concerned about
program costs and increasing program
requirements. While FNS is aware of
these concerns, section 9(a)(4) and
section 9(f)(1) of the National School
Lunch Act, 42 U.S.C. 1758(a)(4) and
(f)(1), require that school meals reflect
the most recent ‘‘Dietary Guidelines for
Americans’’ and promote the intake of
the food groups recommended by the
Dietary Guidelines.
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Extent To Which We Meet Those
Concerns
FNS sought the assistance of the
Institute of Medicine to update the
school meals in a practical and sound
manner. FNS has considered the impact
of this proposed rule on State and local
program operators and has attempted to
develop a proposal that would
implement the 2005 Dietary Guidelines
in the most effective and least
burdensome manner. This proposed
rule would simplify management and
operation of the School Meal Programs
by establishing a single food-based
menu planning approach and the same
age/grade groups in the NSLP and SBP,
as recommended by the Institute of
Medicine. The food-based menu
planning system is currently used by
approximately 70 percent of program
operators. This proposed rule would
retain the requirement that school meals
meet nutrient requirements on average
over the course of the week, and the
offer versus serve provision, which
helps schools control food cost and
minimize food waste. This rule would
also retain other existing regulatory
provisions to the extent possible.
Executive Order 12988
This rule has been reviewed under
Executive Order 12988, ‘‘Civil Justice
Reform.’’ This rule, when published as
a final rule, is intended to have
preemptive effect with respect to any
State or local laws, regulations or
policies which conflict with its
provisions. As proposed, the rule would
permit State or local agencies operating
the National School Lunch and School
Breakfast Programs to establish more
rigorous nutrition requirements or
additional requirements for school
meals that are not inconsistent with the
nutritional provisions of the rule. Such
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additional requirements would be
permissible as part of an effort by a State
or local agency to enhance the school
meals and/or the school nutrition
environment. To illustrate, State or local
agencies would be permitted to
establish more restrictive saturated fat
and sodium limits. For these
components, quantities are stated as
maximums (e.g., ≤) and could not be
exceeded; however, lesser amounts than
the maximum could be served.
Likewise, State or local agencies could
accelerate implementation of the final
sodium targets stated in this proposed
rule in an effort to reduce sodium levels
in school meals at an earlier date.
However, State or local agencies would
not, for example, be permitted to
decrease the minimum calorie level or
increase the maximum calorie level
established for each grade group in this
proposed rule as that would be
inconsistent with the rule’s provisions.
This rule is not intended to have a
retroactive effect. Prior to any judicial
challenge to the provisions of this rule
or the application of its provisions, all
applicable administrative procedures
under § 210.18(q) or § 235.11(f) must be
exhausted.
Civil Rights Impact Analysis
FNS has reviewed this proposed rule
in accordance with USDA Regulation
4300–4, ‘‘Civil Rights Impact Analysis,’’
to identify any major civil rights
impacts the rule might have on program
participants on the basis of age, race,
color, national origin, sex or disability.
After a careful review of the rule’s intent
and provisions, FNS has determined
that this proposed rule is not expected
to affect the participation of protected
individuals in the NSLP and SBP. This
proposed rule is intended to improve
the nutritional quality of school meals
and is not expected to limit program
access or otherwise adversely impact
the protected classes.
Executive Order 13175—Consultation
and Coordination With Indian Tribal
Governments
USDA will undertake, within 6
months after this rule becomes effective,
a series of Tribal consultation sessions
to gain input by elected Tribal officials
or their designees concerning the impact
of this rule on Tribal governments,
communities and individuals. These
sessions will establish a baseline of
consultation for future actions, should
any be necessary, regarding this rule.
Reports from these sessions for
consultation will be made part of the
USDA annual reporting on Tribal
Consultation and Collaboration. USDA
will respond in a timely and meaningful
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2509
manner to all Tribal government
requests for consultation concerning
this rule and will provide additional
venues, such as webinars and
teleconferences, to periodically host
collaborative conversations with Tribal
leaders and their representatives
concerning ways to improve this rule in
Indian country.
We are unaware of any current Tribal
laws that could be in conflict with the
proposed rule. We request that
commenters address any concerns in
this regard in their responses.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. Chap. 35; see 5 CFR 1320),
requires that the Office of Management
and Budget (OMB) approve all
collections of information by a Federal
agency from the public before they can
be implemented. Respondents are not
required to respond to any collection of
information unless it displays a current,
valid OMB control number. This is a
new collection. The new provisions in
this rule, which do increase burden
hours, affect the information collection
requirements that will be merged into
the National School Lunch Program,
OMB Control Number #0584–0006,
expiration date 5/31/2012. The current
collection burden inventory for the
National School Lunch Program is
11,806,566 hours. These changes are
contingent upon OMB approval under
the Paperwork Reduction Act of 1995.
When the information collection
requirements have been approved, FNS
will publish a separate action in the
Federal Register announcing OMB’s
approval.
Comments on the information
collection in this proposed rule must be
received by March 14, 2011.
Send comments to the Office of
Information and Regulatory Affairs,
OMB, Attention: Desk Officer for FNS,
Washington, DC 20503. Please also send
a copy of your comments to Lynn
Rodgers-Kuperman, Program Analysis
and Monitoring Brach, Child Nutrition
Division, 3101 Park Center Drive,
Alexandria, VA 22302. For further
information, or for copies of the
information collection requirements,
please contact Lynn Rodgers-Kuperman
at the address indicated above.
Comments are invited on: (1) Whether
the proposed collection of information
is necessary for the proper performance
of the Agency’s functions, including
whether the information will have
practical utility; (2) the accuracy of the
Agency’s estimate of the proposed
information collection burden,
including the validity of the
methodology and assumptions used; (3)
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ways to enhance the quality, utility and
clarity of the information to be
collected; and (4) ways to minimize the
burden of the collection of information
on those who are to respond, including
use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
All responses to this request for
comments will be summarized and
included in the request for OMB
approval. All comments will also
become a matter of public record.
Title: Nutrition Standards in the
National School Lunch and School
Breakfast Programs.
OMB Number: 0584—NEW.
Expiration Date: Not Yet Determined.
Type of Request: New Collection.
Abstract: This proposed rule would
implement the recommendations of the
2005 ‘‘Dietary Guidelines for
Americans’’ in the National School
Lunch Program (NSLP) and School
Breakfast Program (SBP), as required by
section 9(a)(4) and section 9(f)(1) of the
Richard B. Russell National School
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Lunch Act, 42 U.S.C. 1758(9)(a) and (f).
This rule is based on the final report
‘‘School Meals: Building Blocks for
Healthy Children,’’ issued by the
Institute of Medicine of the National
Academies on October 20, 2009 to help
FNS implement the 2005 Dietary
Guidelines in the NSLP and SBP. This
proposed rule would revise the lunch
and breakfast meal patterns to increase
the availability of fruits, vegetables,
whole grains, and fat-free/low-fat fluid
milk in the school menu. It would also
increase the frequency of administrative
reviews by State agencies from the
current five-year cycle to a three-year
cycle, and change the requirements for
these reviews. This rule would impact
the reporting and/or recordkeeping
burden on school food authorities and
State agencies. However, this rule
would not increase or decrease the
existing burden on local schools
participating in the NSLP because they
are already required to maintain menu
and production records. This proposed
rule would require State agencies to
examine menu and production records
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during administrative reviews, and to
maintain documentation related to fiscal
action.
Those respondents participating in
the School Breakfast Program also
participate in the National School
Lunch Program, thus the burden
associated with the School Breakfast
Program will be carried in the National
School Lunch Program. The average
burden per response and the annual
burden hours are explained below and
summarized in the charts which follow.
Respondents for this Proposed Rule:
State Education Agencies (57) and
School Food Authorities (6,983).
Estimated Number of Respondents for
this Proposed Rule: 7,040.
Estimated Number of Responses per
Respondent for this Proposed Rule:
3.87217.
Estimated Total Annual Responses:
27,260.
Estimated Total Annual Burden on
Respondents for this Proposed Rule:
75,842.
BILLING CODE 3410–30–P
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BILLING CODE 3410–30–C
E-Government Act Compliance
FNS is committed to complying with
the E-Government Act 2002, to promote
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the use of the Internet and other
information technologies to provide
increased opportunities for citizen
access to Government information and
services, and for other purposes.
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2513
Regulatory Impact Analysis
Agency: Food and Nutrition Service,
USDA.
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
Title: Nutrition Standards in the
National School Lunch and School
Breakfast Programs.
Action
a. Nature: Proposed Rule.
b. Need: Section 103 of the Child
Nutrition and WIC Reauthorization Act
of 2004 inserted Section 9(a)(4) into the
National School Lunch Act requiring
the Secretary to promulgate rules
revising nutrition requirements, based
on the most recent Dietary Guidelines
for Americans, that reflect specific
recommendations, expressed in serving
recommendations, for increased
consumption of foods and food
ingredients offered in school nutrition.
This proposed rule amends Sections 210
and 220 of the regulations that govern
the National School Lunch Program
(NSLP) and the School Breakfast
Program (SBP). The proposed rule
implements recommendations of the
National Academies’ Institute of
Medicine (IOM). Under contract to the
United States Department of Agriculture
(USDA), IOM proposed changes to
NSLP and SBP meal pattern
requirements consistent with the 2005
Dietary Guidelines and IOM’s Dietary
Reference Intakes. The proposed rule
advances the mission of the Food and
Nutrition Service (FNS) to provide
children access to food, a healthful diet,
and nutrition education in a manner
that promotes American agriculture and
inspires public confidence.
c. Affected Parties: The programs
affected by this rule are the NSLP and
the SBP. The parties affected by this
regulation are USDA’s Food and
Nutrition Service, State education
agencies, local school food authorities,
schools, students, and the food
production, distribution and service
industry.
Contents
Abbreviations
I. Background
II. Summary of Proposed Meal Requirements
III. Cost/Benefit Assessment
A. Summary
1. Costs
2. Benefits
B. Food and Labor Costs
1. Baseline Cost Estimate
2. Proposed Rule Cost Estimate
3. Food Cost Drivers
4. Comparison of FNS and IOM Cost
Estimates
5. Uncertainties
C. Administrative Impact
D. Food Service Equipment
E. Implementation of Proposed Rule—SFA
Resources
F. Impact on Participation
G. Benefits
IV. Alternatives
V. References
VI. Appendix A
Abbreviations
The following abbreviations are used
throughout this document:
CN Child Nutrition Programs
CPI Consumer Price Index
CRE Coordinated Review Effort
DRI Dietary Reference Intake
FNS Food and Nutrition Service
FY Fiscal Year
IOM Institute of Medicine
NSLA National School Lunch Act
NSLP National School Lunch Program
RDA Recommended Dietary Allowance
SA State Agency
SBP School Breakfast Program
SY School Year
SFA School Food Authority
SLBCS–II School Lunch and Breakfast Cost
Study II
SMI USDA School Meals Initiative for
Healthy Children
SNDA–III School Nutrition Dietary
Assessment III
USDA United States Department of
Agriculture
I. Background
The National School Lunch Program
(NSLP) is available to over 50 million
children each school day; an average of
31.6 million children per day ate a
reimbursable lunch in fiscal year (FY)
2010. The School Breakfast Program
(SBP) served an average of 11.6 million
children daily. Schools that participate
in the NSLP and SBP receive Federal
reimbursement and USDA Foods
(donated commodities) for lunches and
breakfasts that meet program
requirements. In exchange for this
assistance schools serve meals at no cost
or at reduced price to income-eligible
children. Federal meal reimbursements
and USDA Foods totaled $13.3 billion
in FY 2010. FNS projections of the
number of meals served and Federal
program costs are summarized in Table
1.10
TABLE 1—PROJECTED NUMBER OF MEALS SERVED AND TOTAL FEDERAL PROGRAM COSTS
[In millions]
Fiscal year
2011
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2013
2014
2015
2016
5,409.6
$12,116.9
5,477.2
$12,513.5
5,532.0
$12,737.0
5,581.8
$12,834.8
5,626.5
$12,851.4
5,671.5
$12,940.2
2,062.4
$3,117.9
NSLP:
Lunches Served ................................
Program Cost ....................................
SBP:
Breakfasts Served ............................
Program Cost ....................................
2012
2,124.3
$3,270.0
2,166.7
$3,383.8
2,201.4
$3,460.0
2,236.6
$3,552.2
2,272.4
$3,669.3
In FY 2010, schools served 2.9 billion
free NSLP lunches, 0.5 billion reduced
price lunches, and 1.8 billion full price
or ‘‘paid’’ lunches. Schools served 1.5
billion free breakfasts, 0.2 billion
reduced price breakfasts, and 0.3 billion
paid breakfasts. These figures do not
include non-Federally reimbursable a la
carte meals or other non-program
foods.11
Reimbursement rates for meals served
under the current meal patterns are
established by law and are adjusted
annually for inflation.12 In school year
(SY) 2010–2011, the Federal
reimbursement for a free breakfast for
schools in the contiguous United States
and ‘‘not in severe need’’ was $1.48; the
10 The figures in Table 1 are USDA projections of
the number of program meals served and the value
of USDA reimbursements for those meals. These
figures are baseline Federal government costs of the
NSLP and the SBP estimated for the President’s
budget proposal for FY 2011. Elsewhere in this
document, baseline costs refer to the cost to schools
of serving meals that satisfy current program
requirements.
11 USDA program data.
12 Reimbursement rates and annual inflation
adjustments are set by statute, not regulation. The
proposed rule does not alter current reimbursement
rates. Reimbursement rates for school lunch under
current nutrition standards are specified in Sections
4(b)(2) and 11(a)(2) of the NSLA (42 USC 1753(b)(2)
and 42 USC 1759a(a)(2)). Breakfast reimbursement
rates are specified in Section 4(b)(1)(B) of the Child
Nutrition Act (42 USC 1773(b)(1)(B)). Both lunch
and breakfast reimbursement rates are subject to the
annual inflation adjustment prescribed by Section
11(a)(3) of the NSLA (42 USC 1759a(a)(3)).
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2515
the NSLP also receive USDA Foods for
each free, reduced price, and paid lunch
served, as provided by Section 6 of the
Richard B. Russell National School
Lunch Act (NSLA). Table 2 provides a
breakdown of breakfast and lunch
reimbursements in SY 201–2011,
including USDA Foods.
Under Section 9(a)(4) and Section
9(f)(1) of the NSLA, schools that
participate in the NSLP or SBP must
offer lunches and breakfasts that are
consistent with the goals of the most
recent Dietary Guidelines for
Americans. School lunches must
provide one-third of the Recommended
Dietary Allowances (RDA) for protein,
calcium, iron, and vitamins A and C, on
average over the course of a week;
school breakfasts must satisfy onefourth of the RDAs for the same
nutrients. Current nutrition
requirements for school lunches and
breakfasts are based on the 1995 Dietary
Guidelines and the 1989 RDAs. (School
lunches and breakfasts were not
updated when the 2000 Dietary
Guidelines were issued because those
recommendations did not require
significant changes to the school meal
patterns.) The 2005 Dietary Guidelines,
provide more prescriptive and specific
nutrition guidance than earlier releases,
and require significant changes to
school meal requirements.
The United States Department of
Agriculture’s Food and Nutrition
Service (FNS) contracted with the
National Academies’ Institute of
Medicine (IOM) in 2008 to examine
current NSLP and SBP nutrition
requirements. IOM formed an expert
committee tasked with comparing
current school meal requirements to the
2005 Dietary Guidelines and to current
Dietary Reference Intakes. The
committee released its
recommendations in late 2009 (IOM
2009). For a summary discussion of the
scientific standards that guided the
committee, and the development of
recommended targets for micro- and
macronutrients, see the preamble to the
proposed rule.
13 School year 2010– NSLP and SBP
reimbursement rates, and the minimum value of
donated foods, can be found in the July 19, 2010
Federal Register, Vol. 75, No. 137, pp. 41797 and
41798.
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II. Summary of Proposed Meal
Requirements
The proposed rule adopts the IOM
recommendations with only minor
modifications (see section IV). In
general, IOM recommended new
requirements for menu planning that:
• Increase the amount and variety of
fruits, vegetables, and whole grains;
• Set a minimum and maximum level
of calories; and
• Increase the focus on reducing the
amounts of saturated fat and sodium
provided in school meals.
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Federal reimbursement for a free lunch
to schools in SFAs in the contiguous
United States that served fewer than 60
percent free and reduced price lunches
was $2.72. Schools that participate in
Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
Tables 4 and 5 15 compare the meal
pattern recommendations proposed in
14 Information in this table is summarized from
the preamble to the proposed rule.
15 Tables 4 and 5 appear as Tables 8–1 and 8–2
in IOM’s report on the school meals programs,
School Meals: Building Blocks for Healthy Children
(IOM 2009). The recommendations in these tables
are adopted by the proposed rule with one small
exception: non-starchy vegetables may be
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this rule to current requirements for
breakfast and lunch respectively.16 Key
differences include:
substituted for fruit at breakfast (see Table 3, note
c).
16 The food group recommendations presented in
Tables 4 and 5 are based on a set of nutrient targets
developed by IOM (see IOM 2009 for a detailed
discussion of that process). Tables 7–2, O–2, and O–
3 of the IOM report compare IOM’s nutrient targets
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to the RDA targets that underlie the current meal
patterns. Readers of the IOM report may notice that
differences in current rule and recommended food
group quantities (Tables 4 and 5) do not always
track differences between IOM’s nutrient targets
and current rule RDA targets (IOM report tables 7–
2, O–2, and O–3). For instance, IOM’s nutrient
targets for protein are twice as great as the RDA
protein targets for elementary and high school
students; IOM’s protein targets are close to three
times as great as the RDA targets for middle school
students. By comparison, IOM’s recommended
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number of meat servings are little different than the
number of servings under current program rules.
The reason for the discrepancy is that student
intakes of protein currently exceed RDA targets (see
Tables VI.2 and VII.2 in FNS 2007). IOM nutrient
targets for protein are fully satisfied by the meat and
legume recommendations in Tables 4 and 5 (see the
discussion on pages 164 and 165 of IOM 2009).
Readers of the IOM report should compare the
IOM’s nutrient targets to the RDA values in report
Tables 7–2, O–3, and O–4, rather than to the RDA
values in report table E–4. Table E–4 figures are
based on the 1989 RDAs. RDA values in Tables 7–
2, O–3, and O–4 are current. Pages 118–120 of the
IOM report (IOM 2009) discuss how the IOM
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• The number of fruit and vegetable
servings offered to students over the
course of a week would double at
breakfast and would rise substantially at
lunch.
• Schools would no longer be
permitted to substitute between fruits
and vegetables; each has its own
requirement, ensuring that students are
nutrient targets compare to the minimum RDA
standards for school meals specified by Section
9(b)(1) of the NSLA (42 USC 1758(f)(1)).
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2517
offered both fruits and vegetables every
day.
• A minimum number of vegetable
servings would be required from each of
four vegetable subgroups.
• Initially, half of grains offered to
students would have to be whole grain
rich. Two years after implementation,
all grain products offered would have to
be whole grain rich.
• Schools would be required to
substitute low fat and skim milk for
higher fat content milk.
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The proposed rule differs slightly
from the IOM recommendations in that
it proposes a quicker transition to a
whole grain requirement consistent with
the Dietary Guidelines. IOM
recommended that the proportion of
whole grains to refined grains on school
menus exceed 50 percent within
‘‘approximately 3 years’’ of
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implementation of revised meal
patterns.17
In contrast, the proposed rule
accelerates the transition to Dietary
17 ‘‘With regard to increasing whole grains and
especially to reducing the sodium content of meals,
the committee acknowledges the need for a gradual
phase-in to accustom children to the changes in
school meals and also to give the market time to
respond to changes in demands (expressed as
purchase specifications) from school food service
directors.’’ (IOM 2009, pp. 172, 199)
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Guidelines recommendations to the
second year after implementation of the
rule. At that time, it requires that
schools offer only grain products that
are whole grain rich, rather than permit
schools to offer half of all grains in the
form of 100 percent whole grain foods
and the other half as refined grains (one
of the options suggested by IOM).
The proposed rule adopts with a
slight modification IOM’s
recommendation for ‘‘offer vs. serve’’
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requirements as part of a reimbursable
meal. Under this requirement, a student
may decline 1 food item from the meal
pattern at breakfast but must select 1
fruit or vegetable. For lunch, the student
may decline 2 food items but must
select 1 fruit or vegetable. Our estimates
of the impact of the proposed rule
reflect this flexibility in estimating the
quantities of foods actually served to
students.
III. Cost/Benefit Assessment
A. Summary
1. Costs
The proposed rule will more closely
align school meal pattern requirements
with the science-based
recommendations of the 2005 Dietary
Guidelines. These changes will increase
the amount of fruits, vegetables, and
whole grains offered to participants in
the NSLP and SBP.18 The proposed
meal patterns will also limit certain fats
and reduce calories and sodium in
school meals. Because some foods that
meet these requirements are more
expensive than foods served in the
school meal programs today, the food
cost component of preparing and
serving school meals will increase.
The biggest contributors to this
increase are the costs of serving more
vegetables and more fruit, and replacing
refined grains with whole grains. We
estimate that food costs may increase by
3.4 cents per lunch served and 18.8
cents per breakfast served on initial
implementation of the proposed
requirements. Two years after
implementation, when all grains served
must be whole grain rich, the food costs
may increase to 7.2 cents per lunch
served and 25.3 cents per breakfast.19 In
aggregate, we estimate that the proposed
rule may increase SFA food costs by
$3.4 billion from FY 2012 through FY
2016. The annual increase in food costs,
once the 100 percent whole grain
requirement takes effect, may be about
$1 billion.
Compliance with this rule is also
likely to increase labor costs. Serving
healthier school meals that are
acceptable to students may require more
on-site preparation, and less reliance on
prepared foods. IOM did not estimate
the overall required increase in labor
costs to implement its recommended
changes in meal requirements, but noted
an analysis of data from some
Minnesota school districts that showed
that ‘‘healthier’’ meals had higher labor
costs—principally because of increased
use of on-site preparation.20
For purposes of this impact analysis,
labor costs are assumed to grow so as to
maintain a constant ratio with food
costs, consistent with findings from a
national study of school lunch and
breakfast meal costs (USDA 2008). In
practice, this suggests that food and
labor costs may increase by nearly equal
amounts relative to current costs.
Additional costs of compliance with the
rule are discussed in subsections III C
and III D of this analysis.21
The estimated overall costs of
compliance are summarized in Table 6.
For purposes of this analysis, the rule is
assumed to take effect on July 1, 2012,
the start of school year (SY) 2012–2013.
The additional requirement to offer only
whole grain rich grain products is
assumed to begin in SY 2014–2015.
The analysis estimates that total costs
may increase by $6.8 billion through
fiscal year (FY) 2016, or roughly 12
percent when fully implemented in FY
2015. The estimated increases in food
and labor costs are equivalent to about
14 cents for each reimbursable school
lunch and about 50 cents for each
reimbursable breakfast in FY 2015.
These costs would be incurred by the
local and State agencies that control
school food service accounts.
TABLE 6—PROJECTED COST OF PROPOSED RULE
[Dollars in millions]
Fiscal year
2012
2013
2014
2015
2016
Total
Food Costs .......................................................................
Labor Costs ......................................................................
State Agency Administrative Costs .................................
$91.8
89.6
0.1
$626.5
611.4
8.9
$704.9
687.9
9.0
$968.9
945.6
9.3
$1,028.2
1,003.4
9.6
$3,420.4
3,337.9
36.9
Total ..........................................................................
181.5
1,246.8
1,401.9
1,923.8
2,041.3
6,795.2
Percent Change Over Baseline .........................
8.3
8.5
9.1
12.0
12.2
10.5
The primary benefit of this proposed
rule is to align the regulations with the
requirements placed on schools under
NSLA to ensure that meals are
consistent with the goals of the most
recent Dietary Guidelines and the
Dietary Reference Intakes. In increasing
access to children for such meals it will
address key inconsistencies between the
diets of school children and Dietary
Guidelines by (1) increasing servings of
fruits and vegetables, (2) replacing
refined-grain foods with whole-grain
rich foods, and (3) replacing higher-fat
dairy products with low-fat varieties. It
also results in a number of additional
benefits, including alignment between
Federal program benefits and national
nutrition policy, improved confidence
by parents and families in the
nutritional quality of school meals, and
the contribution that improved school
18 The proposed rule would make no change to
the meal requirements for pre-kindergarten (pre-K)
children. But, the rule would require that schools
serving meals to pre-K children adopt food-based
menu planning (FBMP) for consistency with the
rule’s FBMP requirement for meals served to older
children. Because the rule proposes no substantive
change to the pre-K meal requirements we assume
that the rule has no impact on the cost of serving
meals to these children. More than 2⁄3 of elementary
schools used traditional or enhanced FBMP in SY
2004–2005 (USDA 2008, vol. 1, p. 36) and would
need to make no changes at all to comply with the
rule’s pre-K menu planning requirement. For
elementary schools that serve meals to pre-K
children using a nutrient based menu planning
system, the rule would require a change to FBMP.
But that change is required for meals served to older
children as well, and the administrative cost of that
change is incorporated into the labor cost estimate
of this analysis.
19 Some of the difference between the 3.4 cent
and 7.2 cent lunch figures and the 18.8 cent and
25.3 cent breakfast figures are due to food inflation,
not to the change in the whole grain requirement.
The lower numbers are estimates for the end of FY
2012 (the start of SY 2012–2013). The higher
numbers are for FY 2015.
20 IOM 2009, p. 148.
21 The SLBCS–II found that costs other than food
and labor accounted for 9.9 percent of reported SFA
costs. These costs include ‘‘supplies, contract
services, capital expenditures, indirect charges by
the school district, etc.’’ (USDA 2008, pp. 3–5)
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2. Benefits
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food cost estimate, are summarized in
Table 7.
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1. Baseline Cost Estimate
Food Costs: The analysis begins with
an assessment of the cost of purchasing
food to meet the rule’s food-based meal
requirements. The estimated increase in
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food cost is the difference between the
cost of serving the quantities and types
of foods used to meet current
requirements and the cost of serving the
quantities and types of foods outlined in
the proposed rule.
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EP13JA11.009
B. Food and Labor Costs
The data sources that we use in this
analysis, and their contribution to our
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meals can make to the overall school
nutrition environment.
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per-meal gram amounts for the same
broad food categories.
We estimated the cost per gram
within each food category using detailed
price and quantity information collected
as part of another nationally
representative sample of public schools
in SY 2005–2006 (SLBCS–II). SLBCS–II
provides information on the number of
servings, the average gram weight per
serving, total grams served, and the cost
per serving for a comprehensive list of
single foods and combination entrees.
The SLBCS–II dataset provides
sufficient information to estimate
weighted average prices for the same
broad food categories identified in
SNDA–III.
We computed preliminary per-meal
baseline costs for breakfast and lunch as
the product of the food quantities
reported in SNDA–III and the unit
prices computed from the SLBCS–II.
Because the food prices available for
this analysis are from SY 2005–2006, we
inflated our estimates by the actual and
projected increase in prices since that
time. We computed a set of food group
inflators weighted by SNDA–III’s
relative mix of foods served by schools
in SY 2004–2005. We used the
Consumer Price Index (CPI–U) for the
specific food items in our weighted
group averages. Because the mix of
foods served in school breakfasts differs
from the mix served at lunch (the grain
group, for example, is weighted more
heavily with bread at lunch, and more
heavily with cereal at breakfast) we
computed two sets of food group
inflators. For years through 2009, these
inflators are constructed with actual CPI
values. For years after 2009, the food
group inflators rely on historic 5-year
averages. Food group inflation factors
are summarized in Table 8.
22 If patterns of student selection of foods is
different in private schools than it is in public
schools, then the reliance on public school data
alone may bias our results. However, enrollment in
public schools accounts for 97 percent of total
enrollment in NSLP participating schools. Public
schools account for more than 98 percent of total
enrollment in SBP participating schools (USDA
program data). Because public schools account for
such a large share of total enrollment by
participating schools, we expect that any
differences in selection patterns between public and
private schools would have little impact on our
analysis.
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We first totaled the value of food
served by food group, as reported by
schools in a national school nutrition
assessment (SNDA–III), separately for
lunch and breakfast. SNDA–III provides
an estimate of the amount or quantity
(in grams) of foods offered and served in
the school lunch and breakfast programs
for SY 2004–2005, based on a nationally
representative sample of all
participating public schools.22 SNDA–
III provides quantities of both minimally
processed single foods (such as whole
fruit, fruit juice, milk, and vegetables)
and combination foods or entrees (such
as beef stew, macaroni and cheese, and
breakfast burritos). We summed the
quantities of foods served to generate
total gram weights for each single food
and combination food category. We then
divided these sums by SNDA–III’s count
of total meals served to generate average
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The value of USDA Foods and the
value of cash in lieu of such food
donations enters into both our baseline
and proposed rule cost estimates; we
treat them as food ‘‘costs’’ in both
estimates. This is the same approach
used in the SLBCS–II to estimate the
cost of preparing and serving school
meals.
We assume in the analysis that the
types of commodities offered to schools
in future years may satisfy the food
group requirements of the proposed rule
as effectively as they do now. USDA’s
annual commodity purchase plan,
developed by FNS in consultation with
the Agricultural Marketing Service,
Farm Service Agency, and others, is
driven by school demand for particular
products as well as by current prices,
available funds, and the variable nature
of agricultural surpluses.
In large measure the variety of USDA
Foods offered to schools are already
well positioned to support the proposed
requirements. In recent years USDA has
purchased relatively more canned foods
and meats with reduced levels of fat,
sodium, and sugar for school
distribution. As products such as butter
and shortening have been removed from
the USDA Foods available to schools,
new products such as whole grain pasta
have been added. The proposed rule is
likely to move school demand towards
a greater emphasis on these new
offerings as schools introduce new
menus. We assume that the contribution
of USDA Foods to the cost of preparing
school meals will not change after
implementation of the rule.
The final step in constructing the
baseline cost estimate was to multiply
the per-meal cost estimates by the
projected number of breakfasts and
lunches served through our 5-year
forecast period. Projected growth in the
number of NSLP and SBP meals served
in the absence of the proposed rule is
shown in Table 9.
TABLE 9—PROJECTED BASELINE GROWTH IN REIMBURSABLE MEALS SERVED 24
Fiscal year
2011
Lunches .................................
5.4
2.9
2.1
5.3
2013
5.5
1.2
2.1
3.0
5.5
1.0
2.2
2.0
2014
5.6
0.9
2.2
1.6
2015
2016
5.6
0.8
2.2
1.6
Appendix A contains a set of tables
that detail the calculations described
above. The appendix tables present
baseline and proposed rule food prices,
food quantities, and meals served for
23 Computed by USDA from CPI figures from the
Bureau of Labor Statistics. The figures for
combination foods are based on the CPI values for
the Food at Home series.
24 The projected growth above in meals served
through FY 2011 reflects the difference between
FNS estimates for FY 2011 prepared for the 2011
President’s Budget and actual meals served in FY
2010. The remaining percentages are FNS
projections prepared for the FY 2011 President’s
Budget.
5.7
0.8
2.3
1.6
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Breakfasts .....................................
meals (billions) ..............................
percent change .............................
meals (billions) ..............................
percent change .............................
2012
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each year from FY 2012 through FY
2016.
Note that our baseline per-meal cost
estimates are averages. They reflect the
variety of meals served across all NSLP
and SBP participating schools. Some
schools may be much closer than others
to serving meals that meet the
requirements of the proposed rule, and
the costs of compliance with the
proposed rule may therefore vary at the
school level. The use of an average
baseline cost estimate is appropriate,
however, for estimating the aggregate
cost of compliance across all schools.
2. Proposed Rule Cost Estimate
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Food Costs: Both our baseline and
proposed rule food cost estimates rely
on quantity and price information
reported by schools in SNDA–III and
SLBCS–II. These datasets contain
detailed information on the quantity,
variety, and unit prices of foods offered
and served to students. Many of the
records on these datasets describe single
item foods that are served alone or are
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used in school recipes. But other
records describe prepared or heat-andserve entrees and other ‘‘combination
foods.’’ As described above, we
developed our baseline cost estimate by
multiplying the gram weight of food
items served by their cost per gram. For
both single item foods and combination
foods, prices and quantities are given in
SLBCS–II and SNDA–III; our baseline
cost estimate required limited
processing of these datasets.
For the proposed rule we continue to
rely on prices per gram from SLBCS–II.
But for quantities served we need to
look to the requirements of the rule
rather than to SNDA–III. We use the
midpoints of the rule’s food group
requirements, expressed in servings
rather than grams, to estimate the
quantities of food that schools must
purchase.25 For single foods, the
number of program-creditable food
group servings per gram is a function of
the foods themselves (density and fat
content, for example) and whether the
foods (primarily vegetables) are served
raw or cooked. We relied on several
sources for this information, including
the USDA Food Buying Guide and the
National Nutrient Database for Standard
Reference. For combination foods we
relied on the USDA’s child nutrition
food labels and the USDA’s recipe
database; these sources contain the
result of analyses performed by food
manufacturers and USDA. Because the
sources for program-creditable servings
per gram are different for single foods
and combination foods, we need to
separate single foods from combination
foods and estimate their costs
separately.
25 The rule’s food group requirements are
expressed in servings per week. Because we are
developing an average cost per meal we divide
these weekly figures by 5. Some of the rule’s
requirements are given in ranges of servings, such
as 10–12 meat or meat alternate servings (for
lunches) per high school child per week (see Table
3). FNS’s primary cost estimate targets the
midpoints of the rule’s food group requirements
where requirements are expressed as ranges.
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BILLING CODE 3410–30–P
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BILLING CODE 3410–30–C
A basic assumption underlying the
estimated cost of reimbursable meals
under the proposed rule is that schools
will continue to serve entrees that have
proven popular with students on
current school menus. Some of these
entrees may be modified to replace a
portion of their refined grains with
whole grains, or starchy vegetables with
other vegetable varieties. But, because
pizza, burritos, and salad bars are
successful items today, this impact
analysis assumes that they will remain
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on school menus under the proposed
rule.
We separated combination foods from
single food items in the SNDA–III and
SLBCS–II datasets.26 Using USDA food
codes and the descriptive food labels
found on the records of both datasets,
we divided the combination foods into
sub-categories such as chili, beef dishes,
lasagna, chicken sandwiches, macaroni
26 As with the baseline estimate, we prepared
separate estimates of meals served under the
proposed rule for breakfast and lunch.
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2525
and cheese, and peanut butter and jelly.
Recognizing that there is variation
within these groups, we selected a
sample of the most commonly served
varieties, and retrieved paper food
labels with matching USDA food codes
from USDA’s Child Nutrition food label
collection (CN labels).
CN labels are affixed to many of the
commercially prepared and processed
foods purchased by school food
authorities. The labels provide
information on serving size and the
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number of cup and ounce equivalents of
meat, meat alternate (such as cheese,
eggs, legumes, or soy protein), grains, or
vegetables that schools may credit
toward current reimbursable meal
pattern requirements.27 We averaged the
crediting information for several
varieties within each combination food
category to generate representative food
credits for the category.
CN labels are not available for some
combination foods. However, foods with
similar descriptions are often found in
USDA’s recipe database. The USDA
recipe database provides the same type
of food crediting information found on
CN labels. We used the crediting
information from the recipe database
when CN labels were unavailable for
sampled combination foods. FNS
averaged the crediting information from
labels and recipes when both sources
returned data for particular combination
foods.
CN labels and USDA recipes do not
indicate whether creditable grain
servings are refined or whole grains, nor
do they specify what fraction of
creditable vegetable servings are
satisfied by dark green, deep yellow,
starchy, or other varieties. But, USDA’s
MyPyramid database breaks down total
grain and vegetable content for given
foods into those subcategories or
varieties. We matched USDA food codes
for the sample of combination foods
against the MyPyramid database in order
to estimate relative shares of whole and
refined grains, and vegetable varieties
for the combination foods served.28
With these average food credits, and
with unit prices from the SLBCS–II, we
estimated a price per creditable ounce
or cup equivalent of meat, grain,
vegetable, and fruit for each
combination food served. We then
computed a weighted average price per
food credit for combination foods as a
whole, using the SLBCS–II’s relative
gram weight of each item. Finally, we
multiplied the average price and food
credit per gram by SNDA–III’s total
gram weight of combination foods
served per reimbursable meal at the
elementary, middle, and high school
levels.
These steps generate a price, and a set
of food group credits, contributed by
combination foods to the average
27 Many
large commercial food vendors prepare
their own CN labels to help market their foods to
SFAs. Other labels are developed by USDA.
28 Because CN crediting values and MyPyramid
equivalents are not the same, information from the
MyPyramid database was used only to determine
relative shares of vegetable or grain subtypes. FNS
also used the MyPyramid database to determine if
particular combination foods contained any dark
green vegetables, orange vegetables, etc.
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elementary, middle, and high school
lunch and breakfast.
We subtracted the food credits
accrued by combination foods from a set
of school-level food group targets that
represent the requirements of the
proposed rule after adjustment for
student selection. Under the proposed
rule, as under current program rules,
students need not take all of the food
items offered to them in order for their
lunch or breakfast to qualify for Federal
reimbursement. The difference between
what is offered to students and what
they select is the ‘‘take rate.’’ We
computed average take rates by school
level for milk, meat/meat alternate, fruit,
vegetables, and grains from SNDA–III
and applied those rates, unchanged, to
the proposed rule’s food group
requirements from Tables 4 and 5.29
These adjusted requirements are
estimates of what elementary, middle,
and high schools are likely to serve to
students after implementation of the
proposed rule. The unadjusted
requirements are what schools must
offer to their students to be in
compliance.
The take-rate adjusted requirements
not satisfied by combination foods must
be met with single offerings of meat or
meat alternates, grains, fruit, vegetables,
and milk. We computed weighted
average prices for these broad food
groups, and for dark green, deep yellow
and other vegetable varieties, from the
SLBCS–II dataset. We estimated the cost
of whole grains relative to all grain and
bread products with information
contained in a food price database
developed by USDA’s Center for
Nutrition Policy and Promotion. The
prices per unit of these foods,
multiplied by the balance of the
proposed rule’s requirements that are
not met by combination foods, give a
total cost per meal for single item foods.
Note that this analytic framework uses
an identical set of combination foods in
the baseline and proposed rule cost
estimates; we do not attempt to
construct a reformulated set of
combination foods to satisfy the
proposed rule’s requirements for whole
grains or dark green, yellow, and other
vegetable varieties. The deficits in
whole grains and in dark green and
other vegetable varieties are satisfied
29 Our take rates are weighted averages computed
from all school level records on SNDA–III. We cap
individual school take rates for any food group at
100%. We assume that these take rates remain
unchanged after implementation of the proposed
rule for two primary reasons: lack of an evidencebased alternative, and to avoid understating the
costs of the rule. We discuss our assumption of
constant take rates, and examine the cost
implications of altering that assumption, in section
III.B.5.
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entirely through increased offerings of
single foods.30 As a result, the cost per
unit of combination foods served is
unchanged in the baseline and under
the proposal, and the entire cost of
meeting the new rule’s requirements is
reflected in the cost of single foods.
In practice, we expect manufacturers
may offer reformulated versions of
popular combination foods, and that
schools may incorporate more whole
grains and vegetable varieties in their
entree recipes, so that students may not
be expected to consume all of their
whole grains and healthier vegetables as
single foods. Implicit in this modeling
approach is the assumption that the cost
of serving more whole grains and
vegetable varieties is similar, whether
those foods are part of combination
recipes or single items. The reasoning
behind this assumption is that the likely
effect of these reformulations on the cost
of combination foods is uncertain.
While some varieties of combination
foods may help schools meet the new
requirements at lower cost than single
foods, others may be developed to
provide greater student acceptance or
ease of preparation than single items.
These products could command higher
prices. We thus assume that, on average,
these two propensities combine to result
in no net difference in the cost of whole
grains and vegetable varieties as
combination foods or as single items.31
The proposed rule encourages schools
to meet the fruit requirement with
whole fruit rather than juice ‘‘whenever
possible’’ in order to increase fiber
consumption. Schools may therefore
find it necessary to offer more whole or
cut-up fruit relative to fruit juice than
they offer today. For this reason, this
cost estimate assumes that the proposed
rule’s entire increase in the fruit group
requirement may be satisfied by schools
through additional servings of whole or
cut-up fruit; the estimate assumes that
schools may serve no more fruit juice to
students under the proposed rule than
they serve today. As a result, there is no
added cost for fruit juice in Table 11.
The methodology outlined above
generates a set of per-meal cost
estimates for breakfast and lunch under
the requirements of the proposed rule.
Like our baseline estimates, these are
multiplied by weighted food group
30 The amount of refined grains in combination
foods in excess of proposed rule requirements are
offset by subtracting the value of an equivalent
amount of single food refined grain products from
the proposed rule’s per-meal cost.
31 Note that we are only referring to the
incremental cost of foods above the quantities
already purchased by schools (singly or in
combination items), not the overall cost of all foods
in the proposed meal patterns.
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labor costs is unclear. The proposed rule
requires schools to offer relatively more
foods with higher unit costs than
schools now offer to their students. The
rule requires, for example, that schools
replace many of their refined grain
foods with whole grain substitutes.
Because prices for whole grain products
tend to exceed the prices of similar
products made with refined grains,
savings from eliminating a particular
refined grain product is more than offset
by the cost of its whole grain
counterpart. Where pre-baked whole
grain foods are simply substituted for
pre-baked refined grain products, or
whole grain flour is substituted for
[M]ore local food preparation and the use
refined flour in existing recipes, the
of a greater proportion of fresh foods and
added cost of serving these new foods
frozen vegetables could result in acceptable
is strictly a food cost; labor costs may
school meals with a lower sodium content.
However, many food production kitchens are not increase at all.
designed to heat and hold food items rather
But the rule includes other provisions
than to prepare them.32
that are likely to increase both food and
In addition to the implied need for
labor costs. One is the requirement that
new kitchen equipment, IOM notes that schools offer more vegetables, from a
‘‘switching from heat and hold to food
variety of vegetable subgroups, than
production requires the addition of staff. schools tend to offer today. Some
Those districts that estimate meals per
schools may choose to meet those
labor hour (MPLH) to monitor
targets by offering vegetables in school
productivity may see an unfavorable
salad bars. It is not difficult to imagine
decrease in their numbers.’’ 33
that the cost of installing and
If schools choose to prepare more
maintaining a salad bar could increase
meals on-site to meet new requirements, the overall cost of school meal
IOM sees the need for ‘‘greater
production. Similarly, to meet the
managerial skill,’’ and ‘‘more skilled
proposed rule’s calorie and fat
labor and/or training.’’ 34 At the same
requirements, schools may find it
time, lesser reliance on prepared foods
necessary to rely less on pre-purchased
offers some opportunity for offsetting
entrees, and hire more central kitchen or
savings.
cafeteria workers to prepare healthier
meals from scratch.
An empirical analysis of data from 330
SLBCS–II data show that the cost of
Minnesota school districts found that
purchasing food accounted for 45.6
‘‘healthier’’ meals had higher labor costs (for
on-site preparation) but lower costs for
percent of SFA reported costs, on
processed foods (Wagner, et al., 2007). The
average. Labor accounted for an
authors call for funds to be made available
additional 44.5 percent of reported SFA
for labor training and kitchen upgrades. They costs. The remaining 9.9 percent of
suggest that higher Federal meal
reported costs are attributable to
reimbursement rates may be unnecessary
‘‘supplies, contract services, capital
(under the assumption that the meals do not
expenditures, indirect charges by the
cost more to produce because lower food
school district, etc.’’ 36 Labor costs are
costs offset higher labor costs).35
The effect of the proposed rule’s meal broadly defined in the SLBCS–II to
include the costs of foodservice
requirements on the mix of food and
administrative tasks such as planning,
budgeting, and management, and
srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
inflation factors, then multiplied by the
projected number of meals served to
generate projected aggregate costs
through FY 2016.
Labor costs: Compliance with this
rule is also likely to increase labor costs
because of the need for more on-site
preparation, and less reliance on
prepared foods, than current
requirements. The challenge faced by
schools in reducing the sodium content
of school meals, one element of both the
IOM recommendations and the
proposed rule, illustrates the need for
additional labor hours by school kitchen
staff.
32 IOM
2009, p. 110.
33 Ibid.
34 IOM
2009, p. 148.
35 Ibid.
36 USDA
2008, p. 3–5.
2008, p. 3–9.
38 The estimates contained in this analysis
assume labor costs equal to food costs multiplied
by (44.5/45.6), the ratio of reported labor to food
costs in the SLBCS–II.
39 Labor costs as a share of the total costs of
preparing school meals were found to be 43.8
37 USDA
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percent in FNS’s SY 1992–1993 School Lunch and
Breakfast Cost Study I, and 44.5 percent in the SY
2005–2006 School Lunch and Breakfast Cost Study
II (a statistically insignificant difference). Food
costs as a percent of total costs grew slightly from
45.6 percent in SY 1992–1993 to 48.3 percent in SY
2005–2006. But this change, too, is statistically
insignificant. USDA 2008, p. 9–2.
40 For purposes of this analysis, the new
standards are assumed to take effect at the start of
SY 2012–2013. Because the 2012–2013 school year
begins in July 2012, there is just a small cost in
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2527
foodservice equipment maintenance.37
Some of these tasks are detailed in
section III.C.1. These tasks include
training food preparation staff, servers,
and cashiers. They also include the
work of individuals who plan menus
and prepare recipes.
For purposes of this analysis, we
assume that the relative contributions of
food and labor to the total cost of
preparing reimbursable school meals
will remain fixed at the levels observed
in the SLBCS–II. As a result, we
estimate that labor costs increase on a
nearly dollar for dollar basis with
estimated food costs.38 We estimate that
the proposed rule may increase schools’
food costs by about 12 percent.
Although labor costs relative to food
costs have held steady over many
years,39 this approach may overstate
labor costs. We explore the potential
effect of labor costs growing at a
somewhat lower rate in section III.B.5.
Food and Labor Cost Summary: Table
10 summarizes the estimated increase in
food and labor costs associated with the
proposed rule through FY 2016.40 (The
final two rows of Table 10 also include
the estimated administrative costs to
State agencies.) Overall, we estimate
that the proposed rule would increase
the total cost of reimbursable school
meals by $6.8 billion over five years; the
cost of food would increase by $3.4
billion, and the cost of labor would
increase by $3.3 billion. In the first year
of full implementation (FY 2015),41 the
combined cost of food and labor is
expected to be about 12 percent higher
under the proposed rule than under
existing requirements. The estimated
additional cost of food for a
reimbursable lunch increases from
about 3.4 cents in 2012 to 7.7 cents in
2016; the equivalent increase in food
costs for a reimbursable breakfast grows
from 18.8 cents to 26.1 cents. These
rates roughly double—to 15.1 cents and
51.6 cents—when the estimated cost of
labor is included.
BILLING CODE 3410–30–P
Federal FY 2012. Note that these figures assume no
effect on student participation. We discuss the
possible effects of the proposed rule on student
participation in section III.F. We examine the effect
of alternate participation assumptions in section
III.B.5.
41 Two years after implementation of the rule, all
grains servings offered to meet meal pattern
requirements must be whole grain rich. If the rule
is implemented in SY 2012–2013, then the 100
percent whole grain requirement takes effect in SY
2014–2015 or FY 2015.
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BILLING CODE 3410–30–C
3. Food Cost Drivers
Table 11 provides a breakdown in the
estimated food costs of the proposed
rule by seven broad food categories.
Consistent with the Dietary Guidelines,
the proposed rule will require schools to
offer more fruits, vegetables, and whole
grains than they currently offer today.
Changes in school demand also
impact food producers. The figures in
Table 11 indicate that the economic
costs and benefits of the proposed rule
may not be shared equally by producer
groups.
TABLE 11—ESTIMATED FOOD COSTS BY FOOD CATEGORY
Fiscal year
Food group
2012
Milk ...............................................
Meat or Meat Alternate ................
Fruit Juice ....................................
Fruit (non-juice) ............................
Vegetables ...................................
Refined Grains .............................
Whole Grains ...............................
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2013
¥$4.4
3.1
0.0
42.3
75.6
¥116.0
91.2
PO 00000
¥$29.0
22.5
0.0
286.1
515.2
¥787.5
619.3
Frm 00036
Fmt 4701
2014
2015
¥$29.8
24.9
0.0
301.4
547.8
¥964.7
825.3
Sfmt 4702
2016
¥$30.5
27.6
0.0
317.1
581.2
¥1,766.5
1,840.0
E:\FR\FM\13JAP3.SGM
13JAP3
¥$31.3
30.5
0.0
334.1
617.5
¥1,869.1
1,946.5
Total
¥$125.1
108.6
0.0
1,281.0
2,337.3
¥5,503.8
5,322.3
EP13JA11.014
srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
[Dollars in millions]
Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
2529
TABLE 11—ESTIMATED FOOD COSTS BY FOOD CATEGORY—Continued
[Dollars in millions]
Fiscal year
Food group
2012
srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
Total Cost of Proposal ..........
2013
91.8
2014
626.5
2015
704.9
Milk: This impact analysis estimates
that the amount of milk served to
students may not change after
implementation of the proposed rule.42
However, the rule does require schools
to serve only low-fat or fat-free milk in
the school meals programs. Because the
per-unit cost of low-fat and fat-free milk
is less than the average per-unit cost of
the mix of milk products now served in
schools, the cost of serving milk under
the proposed rule is reduced.
Fruit Juice: The estimate assumes that
schools may satisfy the rule’s increased
fruit requirement entirely through
additional servings of whole or cut-up
fruit, not fruit juice. We expect that
schools may have to encourage
consumption of additional whole or cutup fruit in order to satisfy this
requirement. The cost estimate assumes
that the amount of fruit juice served to
students may not increase above the
levels assumed in the baseline estimate.
As a result, the relative share of whole
or cut-up fruit to fruit juice servings
offered to (and taken by) students may
increase after implementation of the
rule.
Grains: The proposed rule initially
requires that half of grains offered to
students be whole grain rich. Beginning
in SY 2014–2015, the rule requires that
all grains served be whole grain rich.
This change is reflected in the large
changes in both the whole and refined
grains figures between FY 2014 and FY
2016.
Note that the total amount of grain
products served under the proposed
rule may be less than the amount served
in the baseline (the per-meal amount
taken in SNDA–III). The effect of this
net reduction in total grains served is
reflected in figures for fiscal years 2012
to 2014, where the cost decrease for
refined grains exceeds the cost increase
for whole grains. Throughout the
estimation period, we assume that the
unit cost of whole grains exceeds the
unit cost of comparable refined grain
products. Despite this, the net reduction
in total grain products served through
FY 2014 more than offsets the increased
unit cost of whole grains. After FY 2014,
when the rule’s 100 percent whole grain
rich requirement takes effect, the higher
relative cost of whole grains to refined
grains exceeds the savings from the net
reduction in grain products served.
42 See section III.B.5. for an examination of the
cost implications of altering this assumption.
43 IOM excluded menus that did not offer a
reduced fat or fat free unflavored milk, offered only
one entree, offered 15 or more entree options,
offered juice drinks rather than 100% fruit juice, or
offered dessert every day. IOM 2009, p. 307
44 FNS caps individual school take rates at the
food group category to 100 percent.
45 As discussed elsewhere in this impact analysis,
our take rate assumptions are intended to avoid
understating the cost of the proposed rule given the
uncertain response of both students and school
foodservice workers to the new meal pattern
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4. Comparison of FNS and IOM Cost
Estimates
IOM prepared its own food cost
estimate for its recommended meal
pattern changes. The methodology
behind that estimate is discussed in
School Meals: Building Blocks for
Healthy Children (IOM 2009). While
IOM relies on SLBCS–II and SNDA–III,
the same primary sources used by FNS,
to estimate unit costs and baseline
quantities served, its methodology
differs from ours in several ways.
Perhaps the most significant
difference is in the establishment of
baselines. We used all records on the
SNDA–III dataset to estimate baseline
quantities of food served and student
take rates. IOM limited its analysis to a
set of six representative baseline menus
selected from the SNDA–III dataset.
IOM selected one 5-day lunch menu and
one 5-day breakfast menu for each of
three age-grade groups (elementary,
middle, and high school) at random
from a subset that excluded practices
identified as uncommon.43 The goal of
both methodologies is to estimate a
baseline food cost representative of all
schools that participate in the Federal
school meals programs. We have not
attempted to isolate and quantify the
effect of this methodological difference
on our cost estimates.
Another important difference between
the IOM and FNS estimates is our use
of different student take rates in
preparing food cost estimates for the
recommended meal patterns. We
computed take rates from SNDA–III and
applied them, largely unchanged, to the
food group serving requirements of the
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2016
968.9
1,028.2
Total
3,420.4
proposed rule.44 We do not increase
take rates in anticipation of greater
demand for better meals, nor reduce
take rates in anticipation of a decline in
student acceptance of new vegetable
varieties, whole grains, or low fat milk
relative to the starchy vegetables,
refined grains, and higher fat milk on
current school menus.45 IOM modified
observed take rates from SNDA–III
where the expert judgment of committee
members and school meal practitioners
deemed it appropriate.46 Additional
differences in FNS and IOM take rates
can be attributed to IOM’s use of six
representative school menus in its
analysis; IOM computed its take rates
from those schools alone. FNS take rates
are computed from all schools on the
SNDA–III dataset.
IOM estimated that food costs would
increase by 4 to 9 percent for lunch,
depending on student take rates for
fruits and vegetables. For breakfast, IOM
estimated an increase in food costs of 18
to 23 percent. Both of these ranges are
based on unadjusted SY 2005–2006
prices from the SLBCS–II. In addition,
both are for the requirements
recommended for the first year of
implementation, not including the more
stringent whole grain requirement
recommended for later introduction.
The comparable FNS figures are 3
percent for lunch and 26 percent for
breakfast.
5. Uncertainties
We made several simplifying
assumptions in developing this cost
estimate, reflecting gaps in available
data and evidence. The most significant
simplifications are discussed in Table
12. In most cases, our primary estimate
reflects conservative assumptions, to
avoid understating the costs of the
proposal. In this section, we describe
the impact of several alternative
assumptions on the estimate. The cost
impacts of these alternatives are
presented in Table 14.
requirements. We test the cost implications of
adopting different take rates in section III.B.5.
46 IOM 2009, p. 136.
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
TABLE 12—SIMPLIFYING ASSUMPTIONS
Item
Explanation and implications of simplifying assumptions
Take Rates .........................
For each of several food groups, we used SNDA–III data to compute average ‘‘take rates’’ equal to the percentage
of food servings taken by students for each serving offered to them. Take rates under current program rules
vary by school, grade level, and menu planning system. They are, at best, a rough predictor of student behavior
under the proposed rule, which imposes a single food-based meal planning system across all schools, and requires schools to offer a mix of foods somewhat different than many students are accustomed to. We apply
these take rates to generate a primary cost estimate. But, recognizing the uncertainty of these take rates, the
cost implications of different take rate assumptions are examined in the uncertainties section of the impact analysis.
The cost estimate assumes no change in student participation following introduction of the rule’s new meal pattern
requirements. However, we recognize that participation may increase due to better meals or decrease when favorite school foods are replaced with unfamiliar or less appealing options. We chose not to estimate a participation effect given the uncertainty about how schools may incorporate new foods into their menus, and what
changes schools may make to a la carte and other non-NSLP/SBP ‘‘competitive’’ foods, factors known to affect
NSLP/SBP participation. Schools have a financial interest in preserving the revenue stream that comes with
serving Federally-reimbursable school meals. It is also unclear whether participation effects, if any, may prove
temporary or permanent. We estimate the cost of the rule under an assumption of increased and reduced student participation in the uncertainties section.
We include USDA Foods (formerly USDA commodities) in both the quantity and value of food served in its baseline and proposed cost estimates. This treatment of USDA Foods is consistent with the SLBCS–II which includes the value of USDA Foods in its computation of the cost of producing a school meal. We assume that
USDA Foods will contribute comparably to the overall cost of preparing school meals under current and proposed program rules. We believe it is reasonable to ignore the value of USDA Foods in computing the estimated cost increase of the proposal.
We apply a single take rate to both whole grain rich and refined grain products. A less conservative approach
would have applied a lower take rate to whole grain foods, at least when offered singly, rather than as part of a
combination entree. Further, this take rate is the same take rate observed in SNDA–III where the relative share
of whole grain rich products is lower than the 50 percent share that schools must offer in the first two years of
implementation, and much lower than the 100 percent share that must be offered thereafter. Testimony before
the IOM expert committee by University of Minnesota Professor Leonard Marquart documented steps SFAs can
take to phase in whole grains in a manner that promotes high take rates.
We assume that the relative contributions of food and labor to the total cost of preparing reimbursable school
meals will remain fixed at the levels observed in the SLBCS–II study. The study found that the cost of purchasing food accounted for 45.6 percent of SFA reported costs on average, while labor accounted for 44.5 percent of reported costs. We therefore estimate that labor costs may increase on a nearly dollar for dollar basis
with estimated food costs. Our assumption leads to a substantial increase in estimated labor costs, one that assumes schools may rely less on prepared foods and more on on-site preparation. We re-estimate the cost of the
proposed rule assuming a smaller increase in labor costs in the uncertainties section.
The cost estimate developed in this impact analysis is based entirely on the cost of adding or deleting foods from
particular food groups.
The cost estimate accounts for current price differences in whole grains compared to refined grain products, low
fat milk compared to 2 percent or whole milk, whole fruit compared to fruit juice, and vegetables by subcategory.
But it does not account directly for differences in the costs of comparable combination entrees with different levels of sodium, fat, or calories. SNDA–III found that school lunches offered to students in SY 2004–2005 provided, on average, about 11 percent of calories from saturated fat. The proposed rule would limit this to 10 percent—a relatively modest reduction.
Our cost estimate does take into account the added cost of more fruits and vegetables. It also takes into account
the cost of shifting away from starchy vegetables, which reduces the relative share of french fries in the proposed rule estimate.
Finally, the estimate accounts for the replacement of higher fat content milk with low fat and skim milk. All of these
steps implicitly incorporate the cost of offering lower calorie and lower fat content meals into our estimate. We
make an explicit assumption that a reduction in sodium can be achieved at minimal cost, at least over the short
term, when proposed sodium requirements are only partially phased-in. This is one of the very few assumptions
that, if wrong, tend to understate the cost of the proposed rule. But, given the decision to err on the side of overstating costs when making most other assumptions, we believe that the upside risk to an error on this assumption is small.
Student Participation ..........
USDA Foods ......................
Whole Grains ......................
Labor Rates ........................
srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
Macronutrient Requirements and Calories.
FNS and IOM Food Group Take Rates:
For all food groups, we assume that
observed (baseline) take rates from
SNDA–III will continue to characterize
student behavior after implementation
of the proposed rule’s meal
requirements.47 These take rates are
weighted averages across schools that
operated under nutrient-based,
traditional food-based, and enhanced47 We cap individual food group take rates at 100
percent in our proposed rule cost estimate.
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food based systems in SY 2004–2005,
calculated as follows:
Take rate = number of servings taken 1/
(Servings offered 2/meal * number
of meals 3)
1 Based on SNDA–III analysis of observed
meals taken by students.
2 Based on SNDA–III analysis of school
menus/recipes.
3 Based on SNDA–III observations of daily
meal counts.
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Data are not available to assess how
student behavior across all schools may
change in response to menus that
simply offer more fruits, vegetables, and
whole grains. One approach to model
that response would be to apply take
rates from schools that offered higher
than average amounts of these foods in
SY 2004–2005, but this occurred in a
relatively small subset of schools
sampled in SNDA–III; conclusions
drawn based on their behavior may be
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misleading. In addition, upon
implementation of the rule, schools may
attempt to influence student behavior by
developing appealing new menu items,
or by taking other steps to encourage
increased consumption of the fruits,
vegetables, low-fat milk products, and
whole grains emphasized by the rule.
Because of these unknowns, FNS
adopted a static take-rate assumption in
developing its primary cost estimate.
IOM departed from observed take
rates in developing its assumptions for
its own cost estimate, drawing on expert
opinion from school meal practitioners
about likely student behavior. IOM’s
assumed take rates, ‘‘which are based on
2531
data from SNDA–III but are adjusted to
consider the recommended Meal
Requirements, represent estimates that
the committee considers realistic.’’ 48
Tables 13a and 13b compare the take
rates applied by IOM and by FNS in
developing their respective cost
estimates.49
TABLE 13a—IOM AND FNS BREAKFAST TAKE RATES AFTER IMPLEMENTATION OF IOM RECOMMENDATIONS AND FNS
PROPOSED RULE
IOM Breakfast take-up rates
FNS Breakfast take rates
Food group
Elementary
Fluid Milk ......................................
Meat/Meat Alternate ....................
Fruit ..............................................
Grain ............................................
Middle
High
Elementary
98% .................
62% or more ....
70% .................
100% ...............
92% .................
68% or more ....
70% .................
100% ...............
96% .................
62% or more ....
75% .................
100% ...............
Middle
90%
85%
84%
89%
High
81%
84%
82%
81%
81%
82%
77%
83%
TABLE 13b—IOM AND FNS LUNCH TAKE RATES AFTER IMPLEMENTATION OF IOM RECOMMENDATIONS AND FNS
PROPOSED RULE
IOM Lunch take-up rates
USDA Lunch take rates
Food group
Elementary
Fluid Milk ......................................
Meat/Meat Alternate .....................
Fruit ..............................................
Vegetables ...................................
Grain ............................................
98%
100%
80%
55%
65%–100%
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Subsections a through c, below,
explain three alternative applications of
IOM take rate assumptions.
a. Fruit and Vegetable Take Rates—Use
IOM Estimates
In Table 14, Section A, we substitute
the fruit and vegetable take rates used
by IOM to model student behavior after
implementation of new meal patterns
for the take rates used in FNS’s primary
cost estimate under the proposed rule.50
IOM applied lower take rates than FNS
for vegetables, but applied higher take
rates for fruit. The reduced cost estimate
presented in Table 14, Section A simply
substitutes the post-implementation
fruit and vegetable take rates assumed
by IOM for the post-implementation
take rates assumed by FNS. The net
result of using IOM’s assumptions
would reduce the estimated cost of
implementing the proposed rule by $3.5
billion.
b. IOM Fruit and Vegetable Take Rates
with Labor Cost Adjustment
The effect of using IOM’s vegetable
take rates is to reduce the change in
48 IOM
2009, p. 307
IOM 2009, pp. 309–315, for all of IOM’s
food group take rate assumptions. Note that some
of IOM’s assumed take rates are presented as ranges.
49 See
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Middle
97%
100%
80%
60%
65%–100%
High
Elementary
88%
100%
60%
65%
70–100%
food cost for lunch in implementing the
proposed rule to zero. Under our
approach, labor costs are assumed to
remain fixed, relative to food costs, at
the ratio estimated in the SLBCS–II. As
a result, the figures in Table 14, Section
A assume no increase in the labor costs
of preparing lunches under the
proposed rule. However, the work
required to prepare lunches (and
breakfasts) that meet the new food
group, macronutrient, and calorie
requirements could increase even if the
costs of purchasing food for those meals
is about equal under current and
proposed rules.
Table 14, Section B reflects estimated
food costs using IOM’s estimated fruit
and vegetable take rates, and the labor
costs estimated by FNS for its primary
estimate (from Table 6). This revised
estimate assumes that the relationship
between food and labor costs diverges
from the relationship observed in
SLBCS–II and the net effect of this
assumption would reduce the estimated
cost of implementing the proposed rule
by $1.8 billion.
For the cost estimate in Table 12, FNS uses the
midpoint of these ranges.
50 IOM take rates appear in tables L–1 through L–
6 of IOM’s School Meals report. IOM 2009, pp. 309–
315.
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91%
91%
70%
85%
86%
Middle
High
81%
91%
58%
83%
86%
78%
90%
50%
86%
79%
c. Using All IOM Take Rates
As described in section III.B.4, IOM
and FNS took different approaches to
anticipating students’ response to the
proposed meal pattern changes. IOM
relied on observed take rates from
SNDA–III as well as the best judgment
of school foodservice practitioners.
While some of IOM’s take rates are
higher than the ones used in our
primary estimate, others are lower. The
net effect of substituting IOM postimplementation take rates for FNS postimplementation take rates for all food
groups (milk, meat, meat alternate, fruit/
fruit juice, vegetables, and grain
products) is displayed in Table 14,
Section C. The net effect is a cost
estimate that differs from our primary
estimate by about 10 percent, a
reduction in our primary cost estimate
of $676 million.51
d. Cost of Whole Grains—Reduction
over Time
The proposed rule requires schools to
replace refined grains with whole grain
rich foods. In the first two years of
51 It is worth recognizing that the differences
between IOM’s estimate and our primary estimate
also reflect differences in baseline assumptions. We
did not alter our baseline take rates for this test.
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implementation, whole grain rich
products must make up half of all grain
products offered to students. By the
third year, schools must offer only
whole grain rich products. At present,
whole grain rich products cost more
than similar refined grain products. The
primary cost estimate developed above
assumes that the relative price of whole
grain rich to refined grain products will
remain constant at FY 2009 levels
throughout the five year forecast period.
Part of the price difference, however,
may be due to low supply of whole
grain products in the market—in turn
influenced by current low demand by
schools. As IOM explains:
Of greater concern is the relative lack of
available whole grain-rich processed
products on the market and acceptable in the
school meals program. Hence some cost
increases would be expected for the less
available processed whole grain-rich
products in the market. Several new whole
grain products are being introduced through
the USDA Foods program; over time, the
availability of whole grain-rich products is
expected to expand.52
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The difference in price between
whole grain rich and refined grain
products may diminish over time. Table
14, Section D provides estimates of the
cost of the proposed rule under the
assumption that the difference in price
between whole grain rich and refined
grain products will disappear entirely at
a rate of one-third per year from FY
2013 to FY 2015. The net result of this
assumption would reduce the estimated
cost of implementing the proposed rule
by $2.5 billion.
e. Change in Participation—2 Percent
Increase
As discussed in Table 12 above, we
assumed that student participation
would not change following the
introduction of new meal requirements.
Table 14 Sections E and F model the
effects of altering that assumption.
Section E estimates the effect of a two
percent increase in student participation
on the cost of the rule relative to our
primary cost estimate in Table 6. The
dollar figures in Section E are the
estimated cost to schools of preparing
all meals served under our baseline
assumption plus an additional 2
percent. Per meal costs for all of these
additional meals are taken from Table
10. The additional meals are eligible for
USDA reimbursement at the appropriate
free, reduced price, or paid rates.
However, the figures shown in Section
E are not offset by these increased
Federal reimbursements. The net cost to
schools, after accounting for Federal
reimbursements, would be lower.
52 IOM
20:23 Jan 12, 2011
f. Change in Participation—2 Percent
Decrease
Table 14, Section F models the effect
of a two percent decrease in
participation upon implementation of
the new rule. A reduction in
participation reduces the cost of
compliance with the rule, relative to the
primary cost estimate in Table 6.53
Again, because the cost reduction
reflects the provision of improved meals
to fewer children, we would expect a
proportionate decrease in the rule’s
benefits for participating children. The
net effect of this assumption would be
to decrease the cost of implementing the
final rule by $1.4 billion.
g. Lower Rate of Increase in Labor Costs
Than Food Costs
Our primary cost estimate assumes
that the ratio of labor to food costs will
remain fixed at the ratio observed in the
SLBCS–II. Because we estimate a
substantial increase in school food
costs, our fixed labor to food cost
assumption leads to a substantial
increase in labor costs.
Some increase in labor costs is likely.
Schools may find it necessary to prepare
more meals on site to incorporate added
vegetables and whole grains, and to
reduce levels of sodium and fat. In
addition, schools are likely to incur
additional expense to train foodservice
workers on the new meal requirements.
However, commercial suppliers can be
expected to develop and introduce
healthier products for the school market
ahead of implementation of a final rule;
other products may be introduced after
implementation. Schools may find that
new training replaces some training
planned in existing budgets.
It is also uncertain that more
expensive foods are proportionately
more expensive to prepare than less
expensive foods. Long-term stability in
the relationship between food and labor
costs is unremarkable if the primary
factor driving both is an increase in the
number of participants and meals
served. Though the limited data
available shows that this ratio remained
stable between SY 1992–1993 and SY
53 This reduction in cost comes at the expense of
reduced Federal meal reimbursements.
2009, p. 8–22
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Because these costs reflect the provision
of improved meals to additional
children, we would expect a
commensurate increase in the benefits
resulting from addition of more fruits,
vegetables, and whole grains to the diets
of participating children. This
participation assumption would result
in a $1.4 billion increase over the cost
of our primary estimate.
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2005–2006—a period that included
program changes under the School
Meals Initiative—there are reasons to
suspect that this relationship may not
hold in response to a sudden increase in
food costs unrelated to the number
meals served.
Table 14, Section G models an
increase in labor costs that is 75 percent
of the level in our primary estimate, to
reflect a shift in the balance between
food and labor costs under the proposed
rule. This assumption would result in
an $834 million decrease of our primary
cost estimate of implementing the
proposed rule.
h. Extent of School Compliance With
New Requirements
Results from SNDA–III indicate that
most schools do not fully comply with
the current nutrition requirements for
meals served and reimbursed through
the school lunch and breakfast
programs. Although a large majority of
schools (more than 80 percent) served
lunches in SY 2004–2005 that met
requirements for protein, calcium, and
iron, and more than 70 percent served
lunches that met requirements for
vitamins A and C, fewer than half met
minimum calorie requirements, just 30
percent met the standard for saturated
fat, and only 21 percent met the
standard for total fat. Overall, while
most schools met most of the
requirements for a nutritious school
meal, just 7 percent of schools served
reimbursable lunches that met every
requirement.54
Despite the challenge of meeting these
requirements, it is relatively uncommon
for schools to serve meals for Federal
reimbursement that lack required food
group or meal components. FNS’ study
of improper payments in the school
meal programs found no point-of-sale
error in identifying reimbursable
lunches at 45 percent of schools in SY
2005–2006, and high error rates (more
than 20 percent) in just 2 percent of
schools. These errors were somewhat
more prevalent in breakfast service, but
still far below the level of
noncompliance with nutrient
standards.55
Taken together, these results indicate
that schools make a relatively successful
effort to comply with food group and
meal component requirements, but
serve too many high fat options in
satisfaction of those requirements.
54 USDA 2007, vol. I, p169. For breakfast, schools
tend to perform better, though just 30 percent
offered meals that met the SMI standard for
calories; see p. 204.
55 USDA 2007b, vol. I, p. 116. The comparable
rates for breakfast were 48 percent with no error,
and 11 percent with error rates above 20 percent.
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The proposed rule is intended to
facilitate meeting most micro- and
macronutrient targets by focusing on a
set of food group requirements. This
plays to the strengths of the current
system which tends to produce meals
that satisfy food item or meal
component requirements, but is less
successful at monitoring the nutrient
content of those foods. The cost estimate
we developed above is the cost of
serving more fruits and vegetables,
substituting whole grains for refined
grains, and limiting the fat content of
fluid milk, as required by the proposed
rule’s food group requirements; the
estimate assumes, we believe
reasonably, that schools may comply
with those food level changes.
Although schools are expected to
satisfy most nutrient requirements
through compliance with the rule’s
proposed food group standards, IOM
recognized the need to retain four
separate nutrient targets for saturated
fat, trans fat, calories, and sodium.
While schools may have difficulty
meeting those requirements, at least in
the short term, they may eventually
meet them within the same food group
requirements that are effective on initial
implementation of the rule. For this
reason, we believe that less than full
compliance with these four nutrient
standards offers little cost savings to
schools.
We estimate that a committed effort
by schools to serve meals consistent
with the proposed rule’s food-based
requirements may increase costs as
summarized in Table 6. Nevertheless, it
remains possible that some schools may
find it operationally difficult, or too
costly, to prepare and serve meals that
satisfy the new food group and
subgroup requirements of the rule. If
some schools fall short of the proposed
food group requirements in the initial
years after implementation by not
serving enough of certain foods, the
aggregate cost of the rule may be lower
than estimated.
The nature of noncompliance with the
proposed rule, if observed, is likely to
resemble compliance with current
standards as illustrated by SNDA–III.
That is, most schools can be expected to
work toward and achieve compliance
with most provisions of the rule. We
would expect some variation across
schools in the degree to which
individual food group requirements are
met, given differences in current menus,
what students in different schools are
accustomed to eating, and variations in
school policy on a la carte foods, other
non-program choices, implementation
of offer versus serve, etc. But it is also
possible that some schools may be
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unable to make any changes to current
menus, at least initially. Those schools’
compliance with the proposed rule may
depend on current differences in the
content of school menus relative to the
new standards.
Table 14, Section H presents an
estimate of the cost of the rule under the
alternate assumption that some schools
fail to meet the proposed rule’s food
group requirements. This alternate
estimate looks to SNDA–III’s schoollevel compliance rates with current
nutrient standards to model compliance
with proposed rule food group
requirements. Specifically, the estimate
assumes:
1. Initial (FY 2012 and FY 2013)
school-level compliance with the
proposed standard for the meat group is
equal to the average of the observed
school-level rates of compliance with
the SMI standards for protein and iron,
2. Initial school-level compliance
with the proposed fruit and vegetable
group standards matches the average of
the observed school-level rates of
compliance with SMI standards for
vitamins A and C,
3. Initial school-level compliance
with the fluid milk standard equals the
average of the observed school-level
rates of compliance with the SMI
standards for protein and vitamin A,
4. Initial school-level compliance
with the grains standard equals the
average of the observed school-level
rates of compliance with SMI standards
for iron, protein, and vitamin A.
In each case, school-level compliance
means the percent of schools that serve
meals that meet the current or proposed
requirements. For schools that do not
initially comply with a proposed food
group standard, we assume that they
may serve the same amount from that
food group in fiscal years 2012 and 2013
that they did prior to implementation of
the rule. In that way, we assume a
distribution of food level compliance
rates based on actual recent
performance. This recognizes that some
schools are much closer to meeting
particular food group standards than
other schools. The alternative estimate
assumes that these schools’ average rate
of compliance may rise to 100 percent,
in equal increments, over the FY 2014
through 2016 period.
This assumption of less than full
compliance would reduce the five year
cost of the rule by $743 million.
i. Cost Attributable to Noncompliance
With Existing Meal Requirements
In subsection h, we point to results
from SNDA–III that show most schools
fall short on at least some SMI nutrient
standards for lunch and breakfast.
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The cost estimate developed in this
impact analysis measures the difference
in the cost of serving meals that comply
with the proposed rule’s requirements,
and the current cost of serving meals
consistent with the findings of SNDA–
III. Note that in concept, some portion
of that cost difference could represent
the cost for schools to reach existing
nutrition requirements. Arguably, any
cost incurred to reach existing standards
should not be considered a cost of the
proposed rule.
We note, however, that an assessment
of the cost to schools of changing meals
to achieve current nutrition
requirements is sharply limited by a
lack of specific relevant data . Existing
requirements for school meals consist of
a limited number of food item
requirements and a range of nutrient
standards. Most schools that do not
meet current standards are missing one
or more nutrient standards—most
commonly, those for total fat, saturated
fat, and calories.
The proposed rule, as IOM
recommended, moves more fully to a set
of food-based standards—requiring
increases in particular kinds of foods
(such as fruits and vegetables), and
replacement of other foods with
different types (whole-grain versus
refined grain products, and low fat
versus full fat dairy). The proposed rule
includes only four stand-alone nutrient
requirements (for sodium, saturated fat,
calories and trans fat).
The estimates presented in this
analysis address the cost of providing
more fruits and vegetables and replacing
some or all high refined grains with
whole grains—changes that could be
modeled using school food purchase
and cost data. In contrast, many of the
kinds of changes needed to meet current
standards, such as changing from frying
to baking, and replacing full-fat milk
with lower-fat varieties, would cost
little. And for some nutrients, relatively
small changes may be sufficient to reach
current standards. For example, while
SNDA–III shows that few schools met
current requirements for total fat and
saturated fat at lunch, on average
schools were relatively close to meeting
them. So, while just 21 percent of
schools served lunches with no more
than 30 percent of calories from total fat,
the mean percent of energy from total fat
across all schools was only 33.8 percent.
For saturated fat, just 30 percent of
schools met the 10 percent of total
calories standard, but the mean percent
of calories across all schools was just
10.9 percent. If reductions in those
measures can be achieved with modest
changes in menus and preparation
methods, then the cost to meet them
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would represent a small part of the
overall cost of moving to the proposed
rule’s standards. At the same time, it is
plausible to envision changes to meet
existing standards, for vitamins A and C
for example, that would cost nearly as
much as the proposed rule’s food group
standards for fruits and vegetables.
Second, the cost of compliance with
existing rules relies as much on
assumptions about student acceptance
of certain foods and menus as it does on
the cost per nutrient. This too can be
illustrated with SNDA–III data. School
compliance with current SMI standards
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is far lower in high schools than in
elementary schools for almost all
nutrients. Because ‘‘offer versus serve’’
(OVS) is required in high schools, meals
served to high school students better
reflect student preferences than meals
served to elementary school students, as
roughly one in five elementary schools
do not use OVS.56 Given a choice, the
SNDA data indicates that students tend
56 SNDA–III found that 78 percent of elementary
schools and 93 percent of middle schools used OVS
in SY 2004–2005. These percentages are the same
for lunch and breakfast. USDA 2007, vol. I, Table
II.11A, p. 52.
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to select foods that do not satisfy current
nutrient standards. That does not mean
that schools cannot offer a mix of foods
that students accept, but it may take a
more comprehensive and costly change
in school menus to gain that acceptance.
For these reasons, we do not know the
likely order of magnitude of the
estimated cost to reach current
standards.
Table 14 below assumes that State
administrative costs are not impacted by
any of the alternate assumptions (a–h)
listed above.
BILLING CODE 3410–30–P
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C. Administrative Impact
1. School Food Authorities (SFA)
An initial increase in administrative
staff time for training and
implementation is anticipated at the
SFA level. Most of these impacts will be
limited to the transition to the rule’s
new requirements as a result of:
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• Training staff on the required
components of reimbursable lunches
and breakfasts;
• Changes to menus and portion size
may necessitate revisions to menus and
recipes currently used by SFAs;
• Changes to food purchasing and
commodity food use (for example,
increasing purchases for fresh fruit and
vegetables, whole grain products, and
lower sodium products), as well as
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2535
changes in the methods of preparation
of food, may be necessary for many
schools;
• Changes in SFA financial structure,
as SFAs may need to review finances in
order to determine how to deal with any
cost changes associated with the
proposed requirements;
• Forging new relationships with
local farmers to supply fresh produce
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appealing to the tastes of school
children; and
• Modifying a la carte foods and other
foods at school to maintain NSLP and
SBP participation rates.
The proposed rule also increases the
length of State reviews of SFAs through
the Coordinated Review Effort (CRE) by
incorporating the requirements of
School Meals Initiative (SMI) reviews,
and increases their frequency to once
every three years. SFAs that previously
held separate CREs and SMIs may
experience a decrease in burden,
because they will undergo just one CRE
every three years, rather than two
reviews (one CRE and one SMI) every
five years.
The proposed rule incorporates the
provision of training and technical
assistance by SAs to the SFAs. SFAs
must, in turn, adjust their current
training agenda to include the new
requirements, as no funding has been
provided in the proposed rule to
accommodate new training.
FNS expects these additional burdens
on SFA staff time and budgets may be
offset by other benefits. For instance,
new age/grade groupings would require
school districts to offer different portion
sizes instead of the same portions to all
ages/grades. While this could be an
additional burden to some SFAs, it
could also reduce plate waste with use
of more appropriate age/grade
groupings. Moreover, it is expected that,
as food service workers gain experience
and become comfortable with the new
requirements, administrative efforts
associated with implementation may
decline. Therefore, although an initial
administrative impact is anticipated,
FNS does not expect any significant
long-term increase in administrative
burden.
2. State Agencies
State Child Nutrition Agencies (SAs)
play a key role in the implementation of
school meal programs through their
agreements and partnership with local
SFAs. FNS anticipates that SAs that
administer the school meals programs
will work closely with SFAs to meet the
requirements of the proposed rules, and
to remove barriers that may hinder
compliance.
Many changes associated with
implementation of the proposed rule
may result in an increased burden and
additional required level of effort from
States, such as:
• Training and technical assistance:
SAs may provide training and technical
assistance to SFAs on new calorie and
meal pattern requirements, age/grade
groupings, and revised nutrient
requirements. Moving to a single, food-
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based menu planning system may
simplify the meal service for some
schools and will likely streamline the
meal planning process, but may require
initial training to accomplish.
Although SAs may meet most of this
demand by modifying current training
and technical assistance efforts, we
recognize that SAs may incur additional
costs assisting SFAs with the transition
to the proposed requirements. Our cost
estimate provides for an additional 80
hours per SA in each of fiscal years
2012 and 2013, for a total of $0.2
million.
• Systems assistance: SAs may assist
SFAs with any changes in the meal
planning process occurring as a result of
this rule. This is included in our $0.2
million estimate for training and
technical assistance.
• Food procurement and preparation:
More fruits, vegetables, whole grains,
and foods that are lower in sodium may
be necessary to align meals with the
proposed meal patterns. SAs may also
review SFA contracts with food service
management companies (FSMCs). We
have not estimated this cost, but expect
that it may be small.
• Monitoring and compliance: SAs
may be required to conduct CREs more
frequently, once every 3 years for each
SFA; nutrient analysis will be required
for all SFAs and will become an
additional component of each CRE
(although separate SMIs will be
eliminated); nutrient-based menus will
be eliminated and only food-based
menu planning will be permitted;
menus will be reviewed from a twoweek period preceding the review date;
and a breakfast meal will be reviewed as
part of each CRE.57
SAs are currently required to conduct
a CRE for each SFA once every 5 years;
to conduct a nutrient analysis via SMI
review for only those SFAs with foodbased menu planning systems (although
approximately 30 percent of these SFAs
elect to conduct the nutrient analysis
themselves); to review menus from a
one-week period preceding the review
date; and to review a breakfast meal
only in the case of a follow-up CRE
(which is only conducted in those cases
in which problems are noted in the
initial CRE). Total costs for each SA to
complete a CRE include costs for staff
labor, travel (including transportation,
accommodations, and meals/incidental
expenses), and possible printing costs
57 FNS estimated in 1994 that extending the SFA
review cycle from four to five years would decrease
costs associated with this effort by 20 percent. (June
10, 1994, Federal Register Vol. 59, No. 111,
p. 30234) A similar, but opposite, effect might be
expected from shortening the cycle from five to
three years.
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for those SAs that provide CRE results
to SFAs and FNS in hard copy rather
than electronically.
Limited discussion with a small
number of SA and FNS Regional Office
officials suggest that a typical CRE or
SMI review costs about $2,000 in 2010,
with about half of that cost used for staff
travel. Because travel is a largely fixed
cost, SAs that previously conducted
separate CRE and SMI reviews should
realize some savings once SMIs are
ended and the nutrient analysis is made
part of the CRE. That may help offset
some of the cost of increased CRE
frequency. A mid-sized State that now
conducts 100 CRE reviews might incur
annual expenses of $200,000. Under the
proposed rule, that SA could expect to
conduct 2⁄3 more CRE reviews, or
roughly 167 per year. If we assume
conservatively that the SA realizes no
savings from elimination of SMI
reviews, its review costs would increase
by $134,000 per year—an upper-bound
estimate. If all SAs incurred this same
expense, the total cost would be roughly
$8 million per year by FY 2013.
3. USDA/FNS
FNS will assist State Agencies by
providing nutrition education, training,
guidance, and technical assistance to
facilitate their work with local school
food professionals. This may include
developing training standards,
materials, updated measures for
nutrition analysis, and revisions to the
food buying guide.
While we expect a small increase in
administrative burden for FNS under
the proposed rule because of the need
to provide additional training and
technical assistance to SAs, and to
support their role in the CRE process,
this may largely be met by adapting
existing efforts to the new requirements.
D. Food Service Equipment
Changes in meal pattern requirements
as a result of the proposed rule may
cause some SFAs to require different, or
additional, equipment than that which
they currently possess. For example,
some SFAs may need to replace fryers
with ovens or steamers. In FY 2009,
FNS solicited requests from SFAs for
food service equipment grants, awarding
$100 million in 2009 American
Recovery and Reinvestment Act (ARRA)
Equipment Grants and an additional $25
million in one-time funds included in
the FY 2010 Agriculture Appropriations
Act. In response to its solicitation, FNS
received a total of approximately $600
million in grant requests from SFAs.
The strong response to these grant
programs indicates that schools could
make productive use of an even greater
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incremental equipment costs as a result
of the proposed rule in our estimate.
Covering the increased costs
estimated to implement the proposed
rule may be challenging for many
schools. However, some schools are
already making substantial progress
using available resources. USDA’s
HealthierUS Schools Challenge
(HUSSC) recognizes elementary schools
that meet voluntary school meal and
physical activity standards. HUSSC
school meal standards exceed NSLP
requirements on several levels,
including requirements for a variety of
vegetables each week, including dark
green and orange vegetables and
legumes; a variety of whole fruits, and
limits on fruit juice; and whole grain
and low fat milk requirements. USDA
has certified more than 840 HUSSC
schools since 2004. HUSSC schools
have demonstrated an ability to operate
cost-effective school meals programs
that emphasize many of the same foods
required by the proposed rule. These
schools receive no financial assistance
from USDA beyond the meal
reimbursements and USDA Foods
available to other schools that
participate in the Federal school lunch
and breakfast programs.
Most schools will have a number of
options and flexibilities within available
58 USDA
2008, p. xii.
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E. Implementation of Proposed Rule—
SFA Resources
We estimate that the proposed rule
may raise the average cost of producing
and serving school lunches by almost 7
cents and school breakfasts by 37 cents
on initial implementation. By FY 2015,
when the 100 percent whole grain rich
requirement takes effect, the cost per
lunch may be 14 cents higher than our
baseline estimate; the cost per breakfast
may be 50 cents higher than our
baseline.
Not all schools will face the same cost
changes. Schools with menus that
already emphasize fruits, non-starchy
vegetables, and whole grains may need
to make fewer changes, and the costs of
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implementation in those schools may be
lower than average. Because the permeal costs of complying with the
proposed requirements are much higher
for breakfast than for lunch, the overall
costs of implementation in schools that
serve more school breakfasts relative to
lunches may be higher than the costs
faced by schools that do not serve
breakfast.
SFAs have a variety of funding
sources used to cover the cost of
preparing and serving school meals. The
SLBCS–II found that about half of
average SFA revenues are provided by
Federal reimbursements (cash and
donated foods), about one-quarter by
payments from participating families,
and the remainder from other sources
(See Figure 3).
revenue streams and operational
approaches that can help to balance
costs and resources.
Federal Reimbursements: As noted
above, about half of all SFA revenues
are from Federal reimbursements. These
payments are adjusted annually for
changes in food and labor costs by
statute.59 SLBCS–II found that in 2005–
59 The Healthy, Hunger-Free Kids Act of 2010
increases the Federal subsidy for reimbursable
school lunches by 6 cents on implementation of
final regulations to update the school meal patterns.
All SFAs in compliance with the regulations would
be eligible for the increased reimbursement. Further
guidance on how SFAs may fulfill this legislative
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investment in kitchen equipment.
However, much of that demand is
associated with the routine need to
replace equipment that is nearing the
end of its useful life—a cost that is
appropriately covered by USDA meal
reimbursements and other sources of
food service revenue. Although some
schools may need additional upgrades
to prepare meals that meet the proposed
rule’s standards, we do not have the
data necessary to assess that need or to
estimate the associated cost. The $125
million in kitchen equipment grants
distributed to schools through ARRA
funds and the FY 2010 appropriation
should have addressed much of the
most pressing need. For these reasons,
we do not include additional
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06, for most reimbursable lunches and
in most SFAs, reported lunch
production costs were less than the
Federal free lunch subsidy by a small
amount, with the difference greatest in
SFAs that produce more meals,
resulting in a lower per-meal cost.
Student Payments: School districts
have the discretion to set student
`
payments for ‘‘paid meals’’ and a la carte
foods at levels of their choosing, so long
as the resulting revenues are paid into
the non-profit school food service
account. Some currently set prices for
these meals and foods at levels that do
not cover the full cost of production,
with Federal payments for free and
reduced-price meals covering the
difference. Schools will likely face
additional incentives to adjust their
pricing policies so that adequate
revenue is generated to cover the cost of
production.60
State and Local Funds: A limited but
nonetheless substantial portion of meal
production costs are paid from State and
local government sources. The
contributions of these entities may need
to increase to cover costs.
Operational Changes: Like other
service businesses, schools may need to
consider changes to their operations to
increase efficiency and meet the
requirements of the proposed rule. As
noted above, several hundred HUSSC
schools have demonstrated an ability to
operate cost-effective school meals
programs that meet many of the
proposed rule’s requirements. These
schools may offer models for others as
implementation moves forward.
F. Impact on Participation
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As noted in Table 12, the cost
estimate in this analysis assumes no net
change in student participation
following introduction of the rule’s new
meal pattern requirements. This
assumption reflects uncertainties in a
number of areas, including how schools
will reflect the new requirements in
menus, the acceptance of those changes
by students, and potential changes in
prices for reimbursable paid meals to
requirement will be forthcoming and may be
addressed in a subsequent rulemaking.
60 The Healthy, Hunger-Free Kids Act of 2010,
requires SFAs to gradually raise non-Federal
revenues for reimbursable paid lunches, if
necessary, until those revenues equaled the
difference between the Federal reimbursements for
free and paid lunches, to address the disparity in
SFA revenue between paid and free lunches
discussed above. Raising paid meal prices
represents one approach by which schools may
derive increased revenue, but is not a requirement
of the law. Further guidance on how SFAs may
fulfill this legislative requirement will be
forthcoming and may be addressed in a subsequent
rulemaking.
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provide additional revenue. These
factors are discussed below.
1. Acceptance of Meals
Any revision to the content of school
meals or the method of preparation may
have an effect on the acceptance of
school meals. Concerns are often raised
that students may react negatively to
changes designed to improve nutrition.
USDA launched the School Meals
Initiative for Healthy Children (SMI) in
1995 to help schools improve the
nutritional quality of NSLP and SBP
meals. The SMI offers an opportunity to
examine how students react to
substantial changes in school meal
patterns.
As a result of the SMI many school
food service directors reported making
changes in procurement and preparation
practices (Abraham, 2002). For example,
they reported increased purchases of
low-fat/reduced-fat foods (81 percent)
and fresh fruits and vegetables (75
percent). The majority reported no
change in food waste. However, to the
extent that there was change in the
amount of food wasted, more
respondents reported a reduction rather
than an increase in food waste (with the
exception of cooked vegetables). School
food service directors report that the
SMI has generally had a neutral-topositive impact on program
performance.
SNDA–III found that ‘‘[c]haracteristics
of NSLP lunches offered, including
percent of calories from fat, whether
dessert or French fries were frequently
offered, and average number of fresh
fruits and vegetables offered per day,
were generally not significantly
associated with NSLP participation.’’ 61
This suggests that changes in meal
patterns that enhance nutrition can be
well received by students. Furthermore,
the increased emphasis on a healthy
school nutrition environment in recent
years, and greater awareness of the
importance of healthy eating habits in
schools, may help to support student
acceptance of changes in program
meals.
There is also a strong and growing
school nutrition effort and infrastructure
already in place. For example, Team
Nutrition is an FNS initiative to support
healthier meals through training and
technical assistance for food service,
nutrition education for children and
their caregivers, and school and
community support for healthy eating
61 For breakfast, the study estimated that
projected participation rates ‘‘were higher in schools
that offered a greater percentage of calories from fat
in the SBP breakfast; however, these differences
were not statistically significant at conventional
levels.’’ USDA 2007, vol. II, pp. 113 and 127.
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and physical activity. Similarly, in 2004
Congress required school districts to
establish local wellness policies;
through these policies, schools have
made changes to their school nutrition
environments, improved the quality of
foods offered, and students are provided
with more nutritious, healthy choices.
In the context of these initiatives,
implementation of the proposed rule
will not be an isolated endeavor, but
rather may build upon a range of
ongoing local, State and Federal efforts
to promote children’s nutrition and
health.
2. Impact of Price on Participation
FNS estimates that the average cost of
preparing school meals may increase by
12 percent. SFAs may raise student
prices for reimbursable paid meals to
compensate for some of this increase in
cost. All else being equal, increased
paid meal prices may reduce NSLP
paid-meal participation. Mathematica®,
Inc. modeled the effect of paid meal
prices on student participation as part of
the SNDA–III study.62 All else equal,
students who were not income-eligible
for free or reduced-price meals were less
likely to participate in the program
when the full price of the meals was
higher. For lunch, the model estimates
a 0.11 percent decrease in participation
for each 1 cent increase in paid lunch
prices.63 For breakfast, the model
estimates a 0.12 percent decrease in
participation per 1 cent increase in
price.
The model’s predicted student
participation rate was 54 percent in
schools that charged $2.00 for an NSLP
lunch, compared to 59 percent in
schools that charged $1.50. The study
also predicts lower breakfast
participation in schools that charged
higher prices. Predicted participation
was 10.3 percent in schools that charged
$0.70 for an SBP breakfast versus 7.2
percent in schools that charged $1.00.
Since meals meeting the new
requirements will be improved in
nutritional content it is not clear how
this factor would balance against the
effects of higher meal prices. Although
price changes may be a necessary option
for some SFAs, FNS expects that efforts
designed to maintain participation
would be concurrently implemented.
G. Benefits
As noted in the preamble to this
proposed rule, NSLA requires that
62 USDA
2007, vol. II, pp. 116–117, 123–124.
relationship between price and
participation applies to prices in the range of $1.50
to $2.00 in SY 2004–2005 dollars. A much bigger
price increase might trigger a bigger reduction in
participation.
63 This
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
schools serving lunches and breakfasts
under its program authority ensure that
those meals are consistent with the
goals of the most recent Dietary
Guidelines for Americans and the
Dietary Reference Intakes. The proposed
rule, by updating program regulations
consistent with Dietary Guidelines goals
and aligning the regulations with the
requirements placed on schools under
the statute, will ensure that school meal
nutrition requirements reflect current
nutrition science, increase the
availability of key food groups, better
meet the nutritional needs of children,
and foster healthy eating habits.
In so doing, it also provides a clear
means of meeting the statutory
requirements through a food-based meal
pattern designed with the particular
circumstances and challenges of school
food service in mind, to ensure that it
is feasible for school foodservice
operators and does not jeopardize
student and school participation in the
meal programs. A related benefit of the
proposal is that it simplifies meal
requirements to create a single, foodbased approach to meal planning. This
approach helps to simplify menu
planning and monitoring, and
streamline training and technical
assistance needs.
Once implemented by schools, USDA
projects that this rule will change the
types and quantities of foods prepared,
offered and served through the school
meals programs (the sources of the costs
described in this analysis). The
proposed rule is expected to result in (1)
increased servings of fruits and
vegetables, (2) replacement of refinedgrain foods with whole-grain rich foods,
and (3) replacement of higher-fat dairy
products with low-fat varieties. As
documented in the IOM
recommendations, each of these changes
corresponds to an inconsistency
between the typical diets of school-aged
children in the United States and the
Dietary Guidelines/MyPyramid
recommendations. In particular, the
report cited an analysis of NHANES
1999–2002 data that showed that:
• Total vegetable intake was only
about 40 percent of the MyPyramid
levels, with intake of dark green and
orange vegetables less than 20 percent of
MyPyramid levels.
• Total fruit intake was about 80
percent of the MyPyramid levels for
children ages 5–8, with far lower levels
for older children.
• Intake of whole grains was less than
one-quarter of MyPyramid levels,
although total grain intake was at or
above MyPyramid levels.
• Intake of dairy products varied by
age, with the intakes of the youngest
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children exceeding MyPyramid levels,
while those of older children were
below those levels. However, most dairy
consumed contained 2 percent or more
milk fat, while the Dietary Guidelines
recommend fat-free or low-fat dairy
products.64
In addition, the rule would make
significant changes to the level of
sodium in school meals over time.
Research suggests that modest
population-wide reductions in dietary
salt could substantially reduce
cardiovascular events and medical
costs.65 More specifically, a forthcoming
study suggests that reducing dietary salt
in adolescents could yield substantial
health benefits by decreasing the
number of teenagers with hypertension
and the rates of cardiovascular disease
and death as these teenagers reach
young and middle age adulthood.66
The rule also makes substantial
changes in the calorie targets for meals
that are designed to promote healthful
energy balance for the children served
by these programs. For the first time, the
rule sets maximum as well as minimum
calorie targets, and creates a finer
gradation of calorie levels by age. As a
result, minimum calorie requirements
for some groups are reduced by as much
as 225 calories per lunch.67
Implemented consistent with other
requirements that ensure that lunches
provide appropriate nutrient content,
these changes in calorie levels can help
to reduce the energy imbalance that
contributes to obesity among the
Nation’s children, without
compromising nutrition to support
healthy growth and development.
This approach is fully consistent with
the recommendations of the Dietary
Guidelines for Americans. Recognizing
that the Dietary Guidelines apply to a
total diet, rather than a specific meal or
portion of an individual’s consumption,
the intention of the proposed rule is to
make changes to school meals nutrition
requirements to promote diets more
consistent with the Guidelines among
program participants. Such diets, in
turn, are useful behavioral contributors
to health and well-being. As the report
of the 2010 Dietary Guidelines Advisory
Committee notes, ‘‘evidence is
accumulating that selecting diets that
comply with the Guidelines reduces the
risk of chronic disease and promotes
64 IOM
2009, pp. 49–53.
65 See, for example, Smith-Spangler, 2010;
Bibbins-Domingo, 2010.
66 Bibbins-Domingo, 2010b.
67 The minimum calorie level for a lunch served
to Grade 7 students is 825 calories under current
standards (Grades 7–12); this would change to a
range of 600 calories minimum, 700 calories
maximum under the new standards (Grades 6–8).
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2539
health.’’ 68 The report describes and
synthesizes the evidence linking diet
and different chronic disease risks,
including cardiovascular disease and
blood pressure, as well as the effects of
dietary patterns on total mortality.
Children are a subpopulation of
particular focus for the Committee; the
report emphasizes the increasing
common evidence of chronic disease
risk factors, such as glucose intolerance
and hypertension, among children, and
explains that ‘‘[e]vidence documents the
importance of optimal nutrition starting
during the fetal period through
childhood and adolescence because this
has a substantial influence on the risk
of chronic disease with age.’’ 69
In response, the report notes
improvements in food at schools as a
critical strategy to prevent obesity, and
related health risks, among children.
Indeed, the Committee recommends
‘‘[i]mprov[ing] foods sold and served in
schools, including school breakfast,
lunch, and after-school meals and
competitive foods so that they meet the
recommendations of the IOM report on
school meals (IOM, 2009) and the key
findings of the 2010 DGAC. This
includes all age groups of children, from
preschool through high school.’’ 70
The linkage between poor diets and
health problems such as childhood
obesity are also a matter of particular
policy concern, given their significant
social costs. One in every three children
(31.7 percent) ages 2–19 is overweight
or obese.71 Along with the effects on our
children’s health, childhood overweight
and obesity imposes substantial
economic costs, and the epidemic is
associated with an estimated $3 billion
in direct medical costs.72 Perhaps more
significantly, obese children and
adolescents are more likely to become
obese as adults.73 In 2008, medical
spending on adults that was attributed
to obesity increased to an estimated
$147 billion.74
Because of the complexity of factors
that contribute both to overall food
consumption and to obesity, we are not
able to define a level of disease or cost
reduction that is attributable to the
changes in meals expected to result
from implementation of the rule. As the
rule is projected to make substantial
improvements in meals served to more
68 Dietary Guidelines Advisory Committee,
p. B1–2.
69 Dietary Guidelines Advisory Committee,
pp. B1–2, B1–3.
70 Dietary Guidelines Advisory Committee,
p. B3–6.
71 Ogden et al., 2010.
72 Trasande et al., 2009.
73 Whitaker et al., 1997; Serdula et al., May 1993.
74 Finkelstein et al., 2009.
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than half of all school-aged children on
an average school day, we judge that the
likelihood is reasonable that the benefits
of the rule exceed the costs, and that the
proposal thus represents a cost-effective
means of conforming NSLP and SBP
regulations to the statutory requirements
for school meals.
There are other, corollary benefits to
improvement in school meals that are
worthy of note. The changes could
increase confidence by parents and
families in the nutritional quality of
school meals, which may encourage
more families to opt for them as a
reliable source of nutritious food for
their children. Improved school meals
can reinforce school-based nutrition
education and promotion efforts and
contribute significantly to the overall
effectiveness of the school nutrition
environment in promoting healthful
food and physical activity choices.
Finally, the new requirements provide a
clearer alignment between Federal
program benefits and national nutrition
policy, which can help to reinforce
overall understanding of the linkages
between diet and health.
IV. Alternatives
In response to NSLA Section 9(a)(4)
amended into law in 2004, USDA
contracted with IOM to assemble an
expert panel to undertake a review of
the nutritional needs of children, the
recommendations of the Dietary
Guidelines, and IOM’s Dietary Reference
Intakes. USDA asked IOM to develop
recommendations for updating NSLP
and SBP meal patterns and nutrition
requirements based on that review of
need and nutrition science, with
consideration given to operational
feasibility and cost.
The USDA contract with IOM called
for the creation of a panel with
representatives from the fields of public
health, epidemiology, pediatrics, child
nutrition and child nutrition behavior,
statistics, and economics. The contract
also called for representatives with
knowledge of cultural differences in
food preference and eating habits,
experience in menu planning, and
experience in managing and operating a
school lunch and breakfast program.
IOM held workshops at which the panel
heard presentations from invited
speakers, and solicited public input.
The panel also accepted public
comment on its planned approach to the
project.
The process undertaken by IOM was
designed to consider different
perspectives and competing priorities.
The panel necessarily weighed the
merits of alternatives as it developed a
preferred option. USDA’s commitment
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was to implement IOM’s
recommendations where feasible. This
commitment is driven by the statutory
requirement that schools serve meals
that are consistent with the goals of the
Dietary Guidelines.75
We did not consider alternatives that
depart significantly from IOM’s
recommendations and cannot satisfy
USDA’s statutory obligation.
Nevertheless, the proposed rule makes a
few small changes to IOM’s
recommendations. In addition, the rule
contains a handful of provisions that are
not addressed by IOM. These proposed
rule provisions are summarized below.
The final alternative discussed in this
section is to retain the status quo.
a. Whole Grains
Proposed rule: Within two years of
implementation of a final rule all grains
offered to students must be whole grain
rich (a minimum whole grain content of
51 percent).
IOM alternative: Within three years of
implementation, the whole grain
content of grain products offered to
students must average at least 50
percent.
The proposed rule aligns the dates of
the whole grain transition with the first
intermediate sodium target for ease of
program operation. The IOM alternative
introduces additional administrative
disruption, and delays the benefits of
the stronger whole grain requirement by
one year. That delay, however, also
postpones the added cost of the stronger
requirement. The alternative would
reduce the five year cost of the proposed
rule by an estimated $510 million.
b. Sodium Targets
Proposed rule: Reduce sodium
content of school meals to the levels
specified by IOM within ten years of a
final rule. Set three intermediate sodium
targets, 2 years, 4 years, and 10 years
after implementation of a final rule.
IOM alternative: Reach sodium targets
by 2020. Set intermediate targets every
2 years.
Given the time necessary to publish
proposed and final rules, reaching
IOM’s recommended sodium target by
2020 would leave relatively little time
for phased implementation. The
proposed rule’s 10-year schedule is
intended to win greater student
acceptance. It also allows industry and
schools added time to reformulate their
products and school recipes between
intermediate target dates. A rapid
reduction in the sodium content of
school meals would likely reduce
75 Section 9(a)(4) and 9(f)(1) of the NSLA (42
U.S.C. 1758(a)(4) and (f)(1)).
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participation in the lunch and breakfast
programs, and thus undermine the goal
of improved student nutrition.76 Added
time may also allow the market to
respond to increased demand for lower
sodium foods, reducing upward
pressure on prices and the costs of
compliance with the rule. We have not
quantified these risks to student
participation or food prices.77
c. Offer Versus Serve at Breakfast
Proposed rule: Students may decline
one item at breakfast, but they must take
at least one fruit or fruit juice or nonstarchy vegetable.
IOM alternative: Students may
decline one item at breakfast, but they
must take at least one fruit or fruit juice.
The proposed rule recognizes that
some schools offer vegetables at
breakfast. The cost effects of this change
are minimal.
d. Require Schools To Identify
Reimbursable Meals
Proposed rule: Schools are required to
identify the components of the day’s
reimbursable meals at or near the start
of the serving line.
Alternative: Schools are not required
to identify the components of the day’s
reimbursable meals.
This provision is intended to help
students select a reimbursable meal and
avoid a la carte charges. The provision
is also meant to educate students on the
content of a balanced, healthy meal. The
school revenue and cost effects of this
provision are small.
e. Crediting of Specific Foods
Proposed rule: Schools may credit
tomato paste based on volume served.
Schools may not credit snack-type fruit
or vegetable products (such as fruit
leather), nor may they credit formulated
grain-fruit products.
Alternative: Schools can only credit
tomato paste based on its calculated
whole tomato equivalent. Schools may
credit snack-type fruit and vegetable
products and formulated grain-fruit
products.
Allowing schools to credit tomato
paste based on volume served is
consistent with the treatment of similar
products. Disallowing the crediting of
snack-type fruit or vegetable products
reinforces the Dietary Guidelines
emphasis on whole fruits and
vegetables, and supports nutrition
education to the extent that these foods
76 See the preamble to the proposed rule for a
more thorough discussion of this issue.
77 Section III.B.5 examines the effect of an
arbitrary two percent drop in student participation
on the cost of preparing school meals, and on
Federal reimbursements to schools.
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are not recognized by children as fruits
or vegetables. In addition, the crediting
of certain fruit snacks was based on an
FDA standard of identity for canned
fruit nectar which has been removed
from the Code of Federal Regulations.
The crediting of formulated grain-fruit
products is disallowed because those
products typically contain high levels of
fortification, rather than naturally
occurring nutrients, and are high in
sugar and fat. The effect of these
changes on school costs is minimal.
f. Low Fat Flavored Milk
Proposed rule: Low fat milk cannot be
flavored. Only fat-free milk can be
flavored.
Alternative: Schools may allow
flavored low fat milk.
The proposed rule is based on the
IOM recommendation. FNS considered
allowing schools to offer flavored low
fat milk if they could stay within the
proposed rule’s calorie ranges. This was
potentially achievable since the calorie
difference between plain low fat milk
and flavored low fat milk is modest
(about 30 calories). We ultimately
rejected this alternative; allowing only
fat-free milk to be offered in flavored
form is intended to reduce students’ fat
intakes. The difference in cost between
the proposed rule and the alternative is
very small (fat-free milk is less
expensive than low fat milk).
g. Phase-In Implementation of IOM
Recommendations
Proposed rule: All schools are
expected to implement the proposed
rule beginning with school year 2012–
2013, with final whole grain
requirements implemented by the
school year 2014–2015.
Alternative: Phase-in implementation
of the rule based on LEA size. LEAs
with:
• More than 25,000 students would
implement by SY 2012–2013;
• 10,000 to 25,000 students would
implement by SY 2013–2014; and
• Less than 10,000 schools would
implement by SY 2014–2015.
Final whole grain requirements in
effect two years after implementation in
each cohort of LEAs.
Schools vary in the extent to which
they meet current nutrition
requirements for reimbursable meals.
Though most are reasonably successful
in meeting the food group requirements
under current rules, some schools may
find it operationally difficult, or too
costly, to prepare, serve, and gain
acceptance for meals that satisfy the
new food group and subgroup
requirements of the proposed rule.
There is potential concern that the
magnitude of the changes required
could make it difficult for some schools
to meet the requirements of the
proposed rule by SY 2012–2013.
As an alternative, USDA could
consider an approach that would phasein the requirements of the rule so that
schools that can comply most readily do
so early, and those for which
compliance may be more difficult
would have additional time. Though we
are not aware of any evidentiary basis to
distinguish groups of schools that may
find it more difficult to meet the
proposed requirements than others, we
offer as an alternative scenario the
phase-in schedule adopted by Congress
for the requirement to conduct direct
certification under Section 104 of the
Child Nutrition and WIC
Reauthorization Act of 2004 (Public Law
108–265). This gave smaller LEAs more
time to meet the requirements than
larger ones. The cost of implementing
the rule under this alternative scenario
is shown in Table 15, below:
TABLE 15—COST (IN MILLIONS) OF PROPOSED RULE WITH IMPLEMENTATION PHASE-IN BASED ON LEA SIZE
2012
2013
2014
2015
2016
Total 2012–
2016
$31.4
30.6
0.1
$243.3
237.4
8.9
$443.2
432.5
9.0
$805.1
785.6
9.3
$918.4
896.3
9.6
$2,441.4
2,382.5
36.9
Total ..................................................
srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
Food Costs ...............................................
Labor Costs ..............................................
State Admin .............................................
62.1
489.6
884.8
1,600.0
1,824.4
4,860.9
A phase-in of the new meal standards
would reduce estimated benefits as well
as costs for those schools not yet
phased-in. Participation in the school
meals program is highest among
elementary school students;
participation decreases as students
move to middle and high school (see
Figure 4). One of the goals of USDAsponsored IOM recommendations for
updated meal requirements was to
‘‘foster healthy eating habits’’ through
exposure to the school meals program.78
But, because of the decrease in
participation among older students, the
school meals program has only a limited
opportunity to influence the eating
habits of some students. Students who
are not introduced to the proposed meal
requirements while still in elementary
school may not benefit at all from the
78 IOM
20:23 Jan 12, 2011
h. Do Not Implement IOM
Recommendations
Proposed rule: With few minor
exceptions, discussed above, the
proposed rule adopts IOM’s
recommendations.
Alternative: Do not adopt the
recommendations, or postpone their
implementation.
By statute, schools are required to
serve NSLP and SBP meals that are
consistent with the goals of the Dietary
Guidelines.79 Given this mandate,
USDA contracted with IOM to review
current meal pattern and nutrition
requirements and recommend changes.
IOM assembled a panel of child
nutrition experts and school foodservice
practitioners. That panel accepted input
79 Section 9(a)(4) and 9(f)(1) of the NSLA (42
U.S.C. 1758(a)(4) and (f)(1)).
2009, p. 2.
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potential positive impact of these
changes on their diets.
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from industry, interest groups, and
representatives of the school foodservice
community. The panel was charged
with recommending program changes
that reflect Dietary Guidelines goals but
are also operationally practical and costefficient, to the extent possible.
Although a different review might have
generated a different set of
recommendations, any proposal
consistent with Dietary Guidelines goals
would be obligated to recommend
increases in the amounts and varieties
of vegetables and fruits offered to
students, the substitution of whole
grains for refined grains, and limits on
the fat content of milk. These changes
are the principal cost drivers of the IOM
recommendations (see Table 11).
Alternate proposals to align program
requirements with the goals of the
Dietary Guidelines would necessarily
confront these same costs, and thus
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would have lesser, but still significant
negative consequences. As noted under
alternative g, students who are not
introduced to the proposed meal
requirements while still in elementary
school may not benefit at all from
delayed implementation of the rule.
www.fns.usda.gov/ora/MENU/Published/
CNP/FILES/SchoolMealsIOM.pdf.
Institute of Medicine (IOM 2009). Nutrition
Standards for Foods in Schools: Leading
the Way toward Healthier Youth.
Washington, D.C: The National
Academies Press. https://books.nap.edu/
openbook.php?record_id=11899.
Maurer, K. The National Evaluation of School
Nutrition Programs: Program Impact on
Family Food Expenditures. The
American Journal of Clinical Nutrition
40: August 1984, pp 448–453.
Ogden, C.L., Carroll, M., Curtin, L., Lamb, M.,
Flegal, K. (2010). Prevalence of High
Body Mass Index in US Children and
Adolescents 2007–2008. Journal of
American Medical Association, 303(3),
242–249.
Smith-Spangler CM et al. (2010) Population
strategies to decrease sodium intake and
the burden of cardiovascular disease: A
cost-effectiveness analysis. Annals of
Internal Medicine, 2010 Apr
20;152(8):481–7, W170–3. Epub 2010
Mar 1.
Serdula MK, Ivery D, Coates RJ, Freedman
DS. Mayiamson DF. Byers T. Do obese
children become obese adults? A review
of the literature. Prev Med 1993;22:167–
177.
Trasande, L., Chatterjee, S. (2009).
Corrigendum: The Impact of Obesity on
Health Service Utilization and Costs in
Childhood. Obesity, 17(9).
Whitaker RC, Wright JA, Pepe MS, Seidel KD,
Dietz WH. Predicting obesity in young
adulthood from childhood and parental
obesity. N Engl J Med 1997; 37(13):869–
873.
U.S. Department of Agriculture, Food and
Nutrition Service (USDA 2008). School
Lunch and Breakfast Cost Study–II, Final
Report, by Susan Bartlett, et al. https://
www.fns.usda.gov/ora/MENU/Published/
CNP/FILES/MealCostStudy.pdf.
U.S. Department of Agriculture, Food and
Nutrition Service (USDA 2007). School
Nutrition Dietary Assessment Study–III
by Anne Gordon, et al. https://
www.fns.usda.gov/ora/MENU/Published/
CNP/FILES/SNDAIIISummaryofFindings.pdf.
U.S. Department of Agriculture, Food and
Nutrition Service (USDA 2007a). White
Paper: USDA Commodities in the
National School Lunch Program.
U.S. Department of Agriculture, Food and
Nutrition Service (USDA 2007b). NSLP/
SBP Access, Participation, Eligibility,
and Certification Study—Erroneous
Payments in the NSLP and SBP, by
Michael Ponza, et al. https://
www.fns.usda.gov/ora/MENU/Published/
CNP/FILES/apecvol1.pdf.
U.S. Department of Agriculture, Dietary
Guidelines Advisory Committee (USDA
Abraham, S., M. Chattopadhyay, M.
Montgomery, D. M. Steiger, L. Daft, B.
Wilbraham. (Abraham, 2002) The School
Meals Initiative Implementation StudyThird Year Report. U.S. Department of
Agriculture, Food and Nutrition Service.
Bibbins-Domingo K et al. (Bibbins-Domingo,
2010) Projected effect of dietary salt
reductions on future cardiovascular
disease. New England Journal of
Medicine, 2010 Feb 18;362(7):590–9.
Epub 2010 Jan 20.
Bibbins-Domingo K. (Bibbins-Domingo,
2010b) Abstract 18899: Cardiovascular
Benefits of Dietary Salt Reduction for US
Adolescents. Presented at: American
Heart Association Scientific Sessions
2010; Nov. 13–17; Chicago.
Dietary Guidelines Advisory Committee.
Report of the Dietary Guidelines
Advisory Committee on the Dietary
Guidelines for Americans, 2010 (https://
www.cnpp.usda.gov/DGAs2010DGACReport.htm).
Finkelstein, E., Trogdon, J., Cohen J., Dietz,
W. (2009). Annual Medical Spending
Attributable to Obesity: Payer- And
Service-Specific Estimates. Health
Affairs, 28(5).
Institute of Medicine (IOM 2009). School
Meals: Building Blocks for Healthy
Children. Washington, D.C: The National
Academies Press. https://
80 USDA
2007, Vol. II, pp. 39–40.
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change to program rules, or delaying
implementation of the proposed rule.
Both of these would reduce costs
relative to the proposed rule.
Taking no action would, of course,
forfeit all of the benefits discussed in
section III.G. Delaying implementation
V. References
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would be unlikely to cost significantly
less than the proposed rule.
We did not consider alternatives that
would move significantly away from the
objective to align school meal patterns
with the goals of the Dietary Guidelines.
Such alternatives include making no
Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
The following tables detail the major steps
in the computation of food cost estimates
described in the main body of the impact
analysis. The tables develop both a baseline
food cost estimate and an estimate under the
proposed rule.
Note that the dollar values of our baseline
food cost estimates are lower than the figures
reported in the SLBCS–II. The primary
reason that our figures differ is that we use
SNDA–III rather than SLBCS–II for baseline
totals of food served; we only use the
SLBCS–II for unit prices.81 We chose SNDA–
III as our source for food quantities because
of its information on student take rates. In
order to estimate the cost of the proposed
rule, we need to take the rule’s food group
requirements, which are expressed in terms
of quantities that schools must offer to
students, and estimate the quantity of food
actually served. The take rates from SNDA–
III allow us to do that; 82 the SLBCS–II is not
designed to estimate take rates. Because of
the relationship between take rates and
quantities served, it would be inappropriate
to mix SNDA–III take rates and SLBCS–II
quantities. Because we use SNDA–III take
rates to estimate the cost of serving meals
under the proposed rule, we use SNDA–III
quantities to estimate our baseline.
The lower scale of our baseline food cost
estimate compared to the SLBCS–II should
not impact our cost estimate of the proposed
rule. As long as the take rates are computed
from the same source for both our baseline
and proposed rule estimates, the estimated
cost of an incremental change in quantities
offered should not be biased.
Table A–1 contains total food and labor
cost estimates for the baseline and under the
proposed rule. The difference is summarized
in the shaded panel at the bottom of the
table. That difference is the estimated cost of
the rule, as presented in Table 6 in section
III.A.1.
Table A–2 shows each of the major inputs
into our baseline cost estimate. The first two
columns are the estimated volumes of food
served per meal, expressed in grams, and
weighted average prices per gram. We
estimate the cost per meal of prepared and
processed foods without breaking them into
food group ingredients. Quantities of food
served per meal are from SNDA–III; unit
prices are from SLBCS–II. The product of
these figures give the estimated food cost per
school meal served. We inflate each of the
meal components by historic and projected
changes in food group specific prices to
estimate per meal costs through FY 2016.
Inflation factors, not shown in Table A–2, are
weighted averages, computed from CPI–U
data from the Bureau of Labor Statistics. The
next set of columns contains projections of
meals served through FY 2016. Total baseline
costs, in the five rightmost columns of Table
A–2, are the product of the estimated costs
per meal and FNS projections of the number
of meals served.
Our estimate of total cost under the
proposed rule is developed in Tables A–3
and A–4. Table A–3 summarizes the steps
that we took to estimate a per-meal food cost
in FY 2012, the year in which the rule is
expected to take effect. Table A–4 takes that
FY 2012 figure and projects total costs
through FY 2016.
Table A–3 begins with a set of food group
quantities per meal consistent with proposed
rule meal pattern requirements. There is a
considerable amount of work behind these
numbers that cannot be summarized in a
simple table. The first three columns of
numbers in Table A–3 represent the
quantities of food that may be served to
students, by grade level, on a per-meal basis.
These figures include estimated quantities by
food group and for prepared and processed
foods. The process that we used to develop
these figures is described in detail in section
III.B.2. The key steps in that process (not
shown in Table A–3) are summarized as
follows:
81 Another small part of the difference in cost is
our omission of items such as snack chips, drinks
other than milk and fruit juice, condiments, and
salad dressing; these items are served in addition
to the foods that help satisfy the NSLP and SBP
meal requirements. We exclude them from both the
baseline and the proposed rule estimates under the
assumption that they will contribute similarly to
each estimate and will have no effect on the
difference in cost.
2004). Report of the Dietary Guidelines
Advisory Committee on the Dietary
Guidelines for Americans, 2005 https://
www.health.gov/dietaryguidelines/
dga2005/report/.
U.S. Department of Agriculture, Food and
Nutrition Service (USDA 2001). School
Nutrition Dietary Assessment Study–II by
Mary Kay Fox, et al. https://
www.fns.usda.gov/ora/MENU/Published/
CNP/FILES/SNDAIIfind.pdf.
U.S. Department of Agriculture, Food and
Nutrition Service. The Impact of the
School Nutrition Programs on Household
Food Expenditures. Prepared by
Mathematica Policy Research, Inc.,
October 30, 1987.
U.S. Department of Health and Human
Services (HHS 2010). The Surgeon
General’s Vision for a Healthy and Fit
Nation. https://www.surgeongeneral.gov/
library/obesityvision/
obesityvision2010.pdf.
U.S. Department of Health and Human
Services and U.S. Department of
Agriculture (HHS/USDA 2005). Dietary
Guidelines for Americans, 6th Edition.
https://www.cnpp.usda.gov/Publications/
DietaryGuidelines/2005/
2005DGPolicyDocument.pdf.
Wagner, B., B. Senauer, and F.C. Runge.
(Wagner, 2007). An Empirical Analysis
of and Policy Recommendations to
Improve the Nutritional Quality of
School Meals. Review of Agricultural
Economics 29(4):672–688.
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• Begin with the food group specific
quantities that must be offered to students
under the proposed rule.
• Multiply quantities that must be offered
by anticipated student take rates to generate
estimated ‘‘target’’ amounts that may be
served.
• Assume that schools will offer the same
amount of prepared and processed
(‘‘combination’’) foods as they reported
serving in SY 2004–2005 (from SNDA–III).
Estimate the amount of creditable servings of
vegetables, refined grains, whole grains, and
meat or meat alternate satisfied by these
combination foods and subtract those
creditable amounts from our food group
targets.
• The differences between targeted
servings and amounts satisfied by
combination foods must be satisfied with
non-combination single-item servings of
those foods.
Some of the food group targets satisfied by
single-item servings are negative; see the
refined grain figures for all grade groups, and
the meat or meat alternate figure for middle
schools in Table A–3. This means that the
combination foods more than satisfy the
serving targets for those foods. We use the
negative numbers to compute the value of
that excess and subtract it from our proposed
rule cost estimate.
Table A–3’s fourth column of numbers is
weighted average prices per unit of food
served for FY 2012. Note that the prices by
food group are different for lunch and
breakfast; we estimate different weighted
average prices based on the different mix of
foods served at breakfast and lunch. Our
price figures use data from the SLBCS–II, and
are inflated with FNS-computed factors
constructed with CPI–U data (not shown in
Table A–3). The product of our food group
serving targets and estimated unit prices give
estimated food group component costs per
meal (the three columns under the ‘‘Weighted
Average Price—Dollar Cost per Meal’’
header). To this point, all of the figures are
specific to elementary, middle, and high
schools. The last column in Table A–3 uses
the percent distribution of meals served by
grade level to estimate an overall weighted
average cost per meal by food group.
Table A–4 resembles Table A–2. It takes
the weighted average prices per meal for
combination foods and single-item foods for
FY 2012, projects them through FY 2016
using food group specific inflation factors,
then multiplies those inflated per meal
figures by FNS projections of meals served.
The final estimated cost of meals served
under the proposed rule is displayed in the
last five columns of the table.
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82 The SNDA–III dataset was designed to allow
the computation of take rates by food item in order
to support a nutrient analysis of school meals.
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
Initial Regulatory Flexibility Analysis
Proposed Rule: Nutrition Standards in
the National School Lunch and School
Breakfast Programs
[RIN 0584–AD59]
Agency: Food and Nutrition Service,
USDA.
Background: The Regulatory
Flexibility Act (RFA) requires agencies
to consider the impact of their rules on
small entities and to evaluate
alternatives that would accomplish the
objectives of the rules without unduly
burdening small entities when the rules
impose a significant economic impact
on a substantial number of small
entities. Inherent in the RFA is
Congress’ desire to remove barriers to
competition and encourage agencies to
consider ways of tailoring regulations to
the size of the regulated entities.
The RFA does not require that
agencies necessarily minimize a rule’s
impact on small entities if there are
significant legal, policy, factual, or other
reasons for the rule’s having such an
impact. The RFA requires only that
agencies determine, to the extent
feasible, the rule’s economic impact on
small entities, explore regulatory
alternatives for reducing any significant
economic impact on a substantial
number of such entities, and explain the
reasons for their regulatory choices.
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Reasons That Action Is Being
Considered
Section 103 of the Child Nutrition and
WIC Reauthorization Act of 2004
inserted Section 9(a)(4) into the
National School Lunch Act requiring
the Secretary to promulgate rules
revising nutrition requirements, based
on the most recent Dietary Guidelines
for Americans, that reflect specific
recommendations for increased
consumption of foods and food
ingredients offered in school meal
programs. This proposed rule amends
Sections 210 and 220 of the regulations
that govern the National School Lunch
Program (NSLP) and the School
Breakfast Program (SBP). The proposed
rule implements recommendations of
the National Academies’ Institute of
Medicine (IOM). Under contract to the
United States Department of Agriculture
(USDA), IOM proposed changes to
NSLP and SBP meal pattern
requirements consistent with the 2005
Dietary Guidelines and IOM’s Dietary
Reference Intakes. The proposed rule
advances the mission of the Food and
Nutrition Service (FNS) to provide
children access to food, a healthful diet,
and nutrition education in a manner
that inspires public confidence.
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Objectives of, and Legal Basis for, the
Proposed Rule
Under Section 9(a)(4) and Section
9(f)(1) of the NSLA, schools that
participate in the NSLP or SBP must
offer lunches and breakfasts that are
consistent with the goals of the most
recent Dietary Guidelines for
Americans. Current nutrition
requirements for school lunches and
breakfasts are based on the 1995 Dietary
Guidelines and the 1989 RDAs. (School
lunches and breakfasts were not
updated when the 2000 Dietary
Guidelines were issued because those
recommendations did not require
significant changes to the school meal
patterns.) The 2005 Dietary Guidelines
provide more prescriptive and specific
nutrition guidance than earlier releases
and require significant changes to
school meal requirements.
Number of Small Entities to Which the
Proposed Rule Will Apply
This rule directly regulates the 55
State education agencies and 2 State
Departments of Agriculture (SAs) that
operate the NSLP and SBP pursuant to
agreements with USDA’s Food and
Nutrition Service (FNS); in turn, its
provisions apply to entities that prepare
and provide NSLP and SBP meals to
students. While SAs are not small
entities under the RFA as State
populations exceed the 50,000 threshold
for a small government jurisdiction,
many of the service-providing
institutions that work with them to
implement the program do meet
definitions of small entities:
• There are currently about 19,000
School Food Authorities (SFAs)
participating in NSLP and SBP. More
than 99 percent of these have fewer than
50,000 students.83 About 26 percent of
SFAs with fewer than 50,000 students
are private. However, private school
SFAs account for only 3 percent of all
students in SFAs with enrollments
under 50,000.84
• Nearly 102,000 schools and
residential child care institutions
participate in the NSLP. These include
more than 90,000 public schools, 6,000
private schools, and about 5,000
residential child care institutions
(RCCIs).85 We focus on the impact at the
SFA level in this document, rather than
the school level, because SFAs are
83 FNS 742 School Food Verification Survey,
School Year 2009–2010. This number is
approximate, not all SFAs are required to submit
the 742 form.
84 Ibid. RCCIs include but are not limited to
juvenile detention centers, orphanages, and medical
institutions. We do not have information on the
number of children enrolled in these institutions.
85 FNS program data for FY 2010.
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2549
responsible for the administration of the
NSLP and the SBP.
• Food service management
companies (FSMCs) that prepare school
meals or menus under contract to SFAs
are affected indirectly by the proposed
rule. Thirteen percent of public school
SFAs contracted with FSMCs in school
year (SY) 2004–2005.86 Of the 2,460
firms categorized as ‘‘food service
contractors’’ under NAICS code 72231,
96 percent employ fewer than 500
workers.87
Projected Reporting, Recordkeeping and
Other Compliance Requirements
The analysis below covers only those
organizations impacted by the proposed
rule that were determined to be small
entities.
School Food Authorities (SFA)/Schools
Increased Cost To Produce School Meals
It is estimated that the proposed rule
will raise the average cost of producing
and serving school lunches by almost 7
cents and school breakfasts by 37 cents
on initial implementation. By FY 2015,
when the 100 percent whole grain rich
requirement takes effect, the cost per
lunch will be 14 cents higher than our
baseline estimate; the cost per breakfast
will be 50 cents higher. Across all SFAs
we estimate that the total cost of
compliance will be $6.8 billion over five
years. Although about 99 percent of
SFAs enroll fewer than 50,000 students,
they enroll only about 80 percent of all
students. If they serve about 80 percent
of all meals (we do not have data on
meals served by SFA size) then these
small entities would incur roughly 80
percent of estimated costs.
Increased costs of producing school
meals as a result of the proposed rule
are not expected to fall
disproportionally on smaller SFAs. We
estimate the cost of the proposed rule on
a per meal basis. Schools that face
average labor and food costs, and have
menus typical of the average school will
incur costs directly proportional to their
size. We estimate that those costs will
equal our estimated cost per meal
multiplied by the number of meals
served.
The most important factors that will
separate schools with higher than
86 U.S. Department of Agriculture, Food and
Nutrition Service, Office of Research, Nutrition and
Analysis, School Nutrition Dietary Assessment
Study-III, Vol. I, 2007, p. 34 https://
www.fns.usda.gov/ora/MENU/Published/CNP/
FILES/SNDAIII-Vol1.pdf
87 Ibid.
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Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 / Proposed Rules
average per-meal costs from those with
lower than average costs are not
necessarily associated with the size of
the SFA. For instance, schools with
menus that already emphasize fruits,
non-starchy vegetables, and whole
grains will need to make fewer changes,
and the costs of implementation in
those schools may be lower than
average. Also, because the per-meal cost
of complying with the proposed
requirements is much higher for
breakfast than for lunch, the overall
costs of implementation in schools that
serve the most school breakfasts relative
to lunches will be higher than the costs
faced by schools that do not serve
breakfast.
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Increased Cost of Administering School
Meals Programs
An initial increase in administrative
staff time for training and
implementation is anticipated at the
SFA level. The proposed rule increases
the length of State reviews of SFAs
through the Coordinated Review Effort
(CRE) by incorporating the requirements
of School Meals Initiative (SMI)
reviews, and increases their frequency
to once every three years. SFAs that
previously had separate CREs and SMIs
may experience a decrease in burden,
because they will undergo just one CRE
every three years, rather than two
reviews (one CRE and one SMI) every
five years.
The proposed rule incorporates the
provision of training and technical
assistance by SAs to the SFAs. SFAs
must, in turn, adjust their current
training agenda to include the new
requirements, as no funding has been
provided in the proposed rule to
accommodate new training.
In total, these administrative changes,
in the form of recordkeeping and
reporting burden arising from the
proposed rule, are estimated to result in
a net change of 8.2 hours for each of
about 7,000 SFAs per year. The
additional 8.2 hours of record keeping
and reporting burden to SFAs per year
would not rise to the level of a
significant impact for RFA purposes.88
Increased Equipment Costs
SFAs may need to purchase new
equipment to prepare and serve meals
that comply with the proposed
standards. For example, some SFAs may
88 SBA’s ‘‘A Guide for Government Agencies’’
identifies several examples of significant impact: A
rule that provides a strong disincentive to seek
capital; 175 staff hours per year for recordkeeping;
impacts greater than the $500 fine (in 1980 dollars)
imposed for noncompliance; new capital
requirements beyond the reach of the entity; and
any impact less cost-efficient than another
reasonable regulatory alternative.
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need to replace fryers with ovens or
steamers. In FY 2009, FNS solicited
requests from SFAs for food service
equipment grants, awarding $100
million in 2009 American Recovery and
Reinvestment Act (ARRA) Equipment
Grants and an additional $25 million in
one-time funds included in the FY 2010
Appropriations Act. In response to their
solicitations for these funds, State
agencies received a total of
approximately $600 million in grant
requests from SFAs. The strong
response to these grant programs
indicates a substantial demand for
investment in kitchen equipment.
We do not have the data necessary to
measure the remaining unmet demand
in smaller SFAs or in SFAs that did not
receive grants. However, much of that
demand is driven by the routine need to
replace equipment that is nearing the
end of its useful life—a cost that is
appropriately covered by USDA meal
reimbursements and other sources of
food service revenue. For recipient
SFAs, the grants temporarily freed some
of those revenue sources for other
priorities. In the absence of additional
Congressional action, SFAs must again
turn to those sources to meet their
ongoing equipment needs.
Options for Addressing Increased Costs
Most schools will have a number of
options and flexibilities within available
revenue streams and operational
approaches that can help to balance
costs and resources. The primary
resources available to SFAs are listed
here.
1. Federal Reimbursements: About
half of all SFA revenues are from
Federal reimbursements. These
payments are adjusted annually for
changes in food and labor costs by
statute. SLBCS–II found that in 2005–
06, for most reimbursable lunches and
in most SFAs, reported lunch
production costs were less than the
Federal free lunch subsidy by a small
amount, with the difference greatest in
SFAs that produce more meals,
resulting in a lower per-meal cost.
2. Student Payments: School districts
have the discretion to set student
`
payments for ‘‘paid meals’’ and a la carte
foods at levels of their choosing, so long
as the resulting revenues are paid into
the non-profit school food service
account. Some currently set prices for
these meals and foods at levels that do
not cover the full cost of production,
with Federal payments for free and
reduced-price meals covering the
difference. Schools will likely face
additional incentives to adjust their
pricing policies so that adequate
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revenue is generated to cover the cost of
production.
3. State and Local Funds: A limited
but nonetheless substantial portion of
meal production costs are paid from
State and local government sources. The
contributions of these entities may need
to increase to cover costs.
4. Operational Changes: Like other
service businesses, schools may need to
consider changes to their operations to
increase efficiency and meet the
requirements of the proposed rule.
Several hundred schools recognized as
part of the HealthierUS School
Challenge (HUSSC) have demonstrated
an ability to operate cost-effective
school meals programs that meet many
of the proposed rule’s requirements.
These schools may offer models for
others as implementation moves
forward.
We recognize that small SFAs, like
others, will face substantial costs and
potential challenges in implementing
the proposed rule. These costs are not
significantly greater for small SFAs than
for larger ones, as implementation costs
are driven primarily by factors other
than SFA size. Nevertheless, we do not
discount the special challenges that may
face some smaller SFAs. As a group,
small SFAs may have less flexibility to
adjust resources in response to
immediate budgetary needs. The time
between publication of the proposed
and final rules offers these SFAs some
opportunity, however, for advance
planning.
Food Service Management Companies
FSMCs are potentially indirectly
affected by the proposed rule. FSMCs
that provide school meals under
contract to SFAs will need to alter those
products to conform to the proposed
changes in meal requirements. In
addition, FSMCs may find new
opportunities to work with SFAs that
currently do not contract for food
service assistance, a ‘‘beneficial impact’’
of the regulation. Consistent with SBA
guidance, which notes that ‘‘[t]he courts
have held that the RFA requires an
agency to perform a regulatory
flexibility analysis of small entity
impacts only when a rule directly
regulates them’’,89 we do not attempt to
quantify the economic effect of the
proposed rule on FSMCs.
Federal Rules That May Duplicate,
Overlap or Conflict With the Proposed
Rule
FNS is unaware of any such Federal
rules or laws.
89 SBA,
‘‘A Guide for Government Agencies’’, p.
20.
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Significant Alternatives
The proposed rule establishes a single
effective date that applies to all local
educational agencies (LEAs), regardless
of size. Schools vary in the extent to
which they meet current nutrition
requirements for reimbursable meals.
Though most are reasonably successful
in meeting the food group requirements
under current rules, some schools may
find it operationally difficult, or too
costly, to prepare and serve meals that
satisfy the new requirements of the
proposed rule by SY 2012–2013.
Though we are not aware of any
evidentiary basis to distinguish groups
of schools that may find it more difficult
to meet the proposed requirements than
others, the regulatory impact analysis
considers as an alternative the phase-in
adopted by Congress for the requirement
to conduct direct certification under
Section 104 of the Child Nutrition and
WIC Reauthorization Act of 2004
(Public Law 108–265). LEAs with more
than 25,000 students could be required
to implement by SY 2012–2013, those
with 10,000 to 25,000 students by SY
2013–2014, and those with less than
10,000 students by SY 2014–2015. Final
whole grain requirements would
become effective two years after
implementation in each cohort of LEAs.
Such an approach would give smaller
LEAs more time to meet the
requirements than larger ones and
reduce the cost and impact of the rule
during the first five years of
implementation.
It would also, however, reduce the
potential benefits of providing more
nutritious meals to the children in those
schools. Participation in the school
meals program is highest among
elementary school students;
participation decreases as students
move to middle and high school. One of
the stated goals of IOM was to ‘‘foster
healthy eating habits’’ through exposure
to the school meals program. Because of
the decrease in participation among
older students, the school meals
program has only a limited opportunity
to influence the eating habits of some
students. Students in smaller SFAs who
are not introduced to the proposed meal
requirements while still in elementary
school may not benefit at all from
delayed implementation of the rule.
Because a phased implementation
would deny some students the benefits
of healthier school meals, this
alternative schedule was not proposed.
List of Subjects
7 CFR Part 210
Grant programs—education, Grant
programs—health, Infants and children,
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Nutrition, Penalties, Reporting and
record keeping requirements, School
breakfast and lunch programs, Surplus
agricultural commodities.
7 CFR Part 220
Grant programs—education, Grant
programs—health, Infants and children,
Nutrition, Reporting and record keeping
requirements, School breakfast and
lunch programs.
Accordingly, 7 CFR Parts 210 and 220
are proposed to be amended as follows:
PART 210–NATIONAL SCHOOL
LUNCH PROGRAM
1. The authority citation for 7 CFR
part 210 continues to read as follows:
Authority: 42 U.S.C. 1751–1760, 1779.
2. In § 210.2:
a. Revise the definition of Food
component;
b. Revise the definition of Food item;
c. Amend the definition of Lunch by
removing the words ‘‘applicable
nutrition standards and portion sizes’’
and adding in their place the words
‘‘meal requirements’’;
d. Remove the definition of Menu
item;
e. Remove the definition of Nutrient
Standard Menu Planning/Assisted
Nutrient Standard Menu Planning;
f. Revise the definition of School
week; and
g. Add the definition of Whole grains.
The revisions and additions read as
follows:
§ 210.2
Definitions.
*
*
*
*
*
Food component means one of the
five food groups which comprise
reimbursable meals. The five food
components are: Meats/meat alternates,
grains, vegetables, fruits, and fluid milk.
*
*
*
*
*
Food item means a specific food
offered within the five food
components: Meats/meat alternates,
grains, vegetables, fruits, and fluid milk.
*
*
*
*
*
School week means the period of time
used to determine compliance with the
meal requirements in § 210.10. The
period shall be a normal school week of
five consecutive days; however, to
accommodate shortened weeks resulting
from holidays and other scheduling
needs, the period shall be a minimum
of three consecutive days and a
maximum of seven consecutive days.
Weeks in which school lunches are
offered less than three times shall be
combined with either the previous or
the coming week.
*
*
*
*
*
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Whole grains means grains that
consist of the intact, ground, cracked, or
flaked grain seed whose principal
anatomical components—the starchy
endosperm, germ and bran—are present
in the same relative proportions as they
exist in the intact grain seed. Whole
grain-rich products must conform to
FNS guidance to count toward the
grains component.
*
*
*
*
*
3. Revise § 210.10 to read as follows:
§ 210.10 Meal requirements for lunches
and requirements for afterschool snacks.
(a) General requirements. (1) General
nutrition requirements. Schools must
offer nutritious, well-balanced, and ageappropriate meals to all the children
they serve to improve their diets and
safeguard their health.
(i) Requirements for lunch. School
lunches offered to children age 5 or
older must meet, at a minimum, the
meal requirements in paragraph (b) of
this section. Schools must follow a foodbased menu planning approach and
produce enough food to offer each child
the quantities specified in the meal
pattern established in paragraph (c) of
this section for each age/grade group
served in the school. In addition, school
lunches must meet the dietary
specifications in paragraph (f) of this
section. Schools offering lunches to
children ages 1 to 4 and infants must
meet the meal pattern requirements in
paragraph (p) of this section.
(ii) Requirements for afterschool
snacks. Schools offering afterschool
snacks in afterschool care programs
must meet the meal pattern
requirements in paragraph (o) of this
section. Schools must plan and produce
enough food to offer each child the
minimum quantities under the meal
pattern in paragraph (o) of this section.
The component requirements for meal
supplements served under the Child
and Adult Care Food Program
authorized under part 226 of this
chapter also apply to afterschool snacks
served in accordance with paragraph (o)
of this section.
(2) Unit pricing. Schools must price
each meal as a unit. Schools need to
consider participation trends in an effort
to provide one reimbursable lunch and,
if applicable, one reimbursable
afterschool snack for each child every
school day. If there are leftover meals,
schools may offer them to the students
but cannot get reimbursement for them.
Schools must identify, near or at the
beginning of the serving line(s), the food
items that constitute the unit-priced
reimbursable school meal(s).
(3) Production and menu records.
Schools or school food authorities, as
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applicable, must keep production and
menu records for the meals they
produce. These records must show how
the meals offered contribute to the
required food components and food
quantities for each age/grade group
every day. Labels or manufacturer
specifications for food products and
ingredients used to prepare school
meals must indicate zero grams of trans
fat per serving (less than 0.5 grams).
Schools or school food authorities must
maintain records of the latest nutritional
analysis of the school menus conducted
by the State agency. Production and
menu records must be maintained in
accordance with FNS guidance.
(b) Meal requirements for school
lunches. School lunches for children
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ages 5 and older must reflect food and
nutrition requirements specified by the
Secretary. Compliance with these
requirements is measured as follows:
(1) On a daily basis: (i) Meals offered
to each age/grade group must include
the food components and food
quantities specified in the meal pattern
in paragraph (c) of this section;
(ii) Food products or ingredients used
to prepare meals must contain zero
grams of trans fat per serving or a
minimal amount of naturally-occurring
trans fat; and
(iii) Meals selected by each student
must have the number of food
components required for a reimbursable
meal and include at least one fruit or
vegetable.
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(2) Over a 5-day school week: (i)
Average calorie content of meals offered
to each age/grade group must be within
the minimum and maximum calorie
levels specified in paragraph (f) of this
section;
(ii) Average saturated fat content of
the meals offered to each age/grade
group must be less than 10 percent of
total calories; and
(iii) Average sodium content of the
meals offered to each age/grade group
must not exceed the maximum level
specified in paragraph (f) of this section.
(c) Meal pattern for school lunches.
Schools must offer the food components
and quantities required in the lunch
meal pattern established in the
following table:
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(1) Age/grade groups. Schools must
plan menus for students using the
following age/grade groups: grades K–5
(ages 5–10), grades 6–8 (ages 11–13),
and grades 9–12 (ages 14–18). If an
unusual grade configuration in a school
prevents the use of these established
age/grade groups, students in grades K–
5 and grades 6–8 may be offered the
same food quantities at lunch provided
that the calorie and sodium standards
for each age/grade group are met. No
customization of the established age/
grade groups is allowed.
(2) Food components. Schools must
offer students in each age/grade group
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the food components specified in
paragraph (c) of this section.
(i) Meats/meat alternates component.
Schools must offer meats/meat
alternates daily as part of the lunch
meal pattern. The quantity of meats/
meat alternates must be the edible
portion as served. This component must
be served in a main dish or in a main
dish and only one other food item.
Schools without daily choices in this
component should not serve any one
meat alternate or form of meat (for
example, ground, diced, pieces) more
than three times in the same week. If a
portion size of this component does not
meet the daily requirement for a
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2553
particular age/grade group, schools may
supplement it with another meats/meat
alternates to meet the full requirement.
Schools may adjust the daily quantities
of this component provided that a
minimum of one ounce is offered daily
and the total weekly requirement is met
over a five-day period.
(A) Enriched macaroni. Enriched
macaroni with fortified protein as
defined in Appendix A to this part may
be used to meet part of the meats/meat
alternates requirement when used as
specified in Appendix A to this part. An
enriched macaroni product with
fortified protein as defined in Appendix
A to this part may be used to meet part
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of the meats/meat alternates component
or the grains component but not as both
food components in the same lunch.
(B) Nuts and seeds. Nuts and seeds
and their butters are allowed as meat
alternates in accordance with program
guidance. Acorns, chestnuts, and
coconuts may not be used because of
their low protein and iron content. Nut
and seed meals or flours may be used
only if they meet the requirements for
Alternate Protein Products established
in Appendix A to this part. Nuts or
seeds may be used to meet no more than
one-half (50 percent) of the meats/meat
alternates component with another
meats/meat alternates to meet the full
requirement.
(C) Yogurt. Yogurt may be used to
meet all or part of the meats/meat
alternates component. Yogurt may be
plain or flavored, unsweetened or
sweetened. Noncommercial and/or nonstandardized yogurt products, such as
frozen yogurt, drinkable yogurt
products, homemade yogurt, yogurt
flavored products, yogurt bars, yogurt
covered fruits and/or nuts or similar
products are not creditable. Four ounces
(weight) or 1⁄2 cup (volume) of yogurt
equals one ounce of the meats/meat
alternates requirement.
(ii) Fruits component. Schools must
offer fruits daily as part of the lunch
menu. Fruits that are fresh; frozen
without sugar; canned in light syrup,
water or fruit juice; or dried may be
offered to meet the requirements of this
paragraph. All fruits are credited based
on their volume as served, except that
1⁄4 cup of dried fruit counts as 1⁄2 cup
of fruit. Only pasteurized, full-strength
fruit juice may be used, and may be
credited to meet no more than one-half
of the fruits component.
(iii) Vegetables component. Schools
must offer vegetables daily as part of the
lunch menu. Fresh, frozen, or canned
vegetables and dried legumes may be
offered to meet this requirement. All
vegetables are credited based on their
volume as served, except that 1 cup of
leafy greens counts as 1⁄2 cup of
vegetables. Pasteurized, full-strength
vegetable juice may be used to meet no
more than one-half of the vegetable
requirement. Cooked dry beans or peas
may be counted as either a vegetable or
as a meat alternate but not as both in the
same meal. Vegetable offerings at lunch
must include the following vegetable
subgroups in the quantities specified in
the meal pattern in paragraph (c) of this
section:
(A) Dark green vegetables. This
subgroup includes bok choy, broccoli,
collard greens, dark green leafy lettuce,
kale, mustard greens, romaine lettuce,
spinach, turnip greens, and watercress;
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(B) Orange vegetables. This subgroup
includes acorn squash, butternut
squash, carrots, pumpkin, and sweet
potato;
(C) Legumes (dry beans). This
subgroup includes black beans, blackeyed peas, garbanzo beans, green peas,
kidney beans, lentils, lima beans, soy
beans, split peas, and white beans;
(D) Starchy vegetables. This subgroup
includes corn, green peas, lima beans,
and white potatoes. Green peas and
fresh, frozen, or canned (not dried) lima
beans are considered part of this
subgroup and part of the legumes
subgroup, but must be counted in one
subgroup only in the same meal; and
(E) Other vegetables. This subgroup
includes all other fresh, frozen, and
canned vegetables, cooked or raw,
including tomatoes, tomato juice,
iceberg lettuce, green beans, and onions.
(iv) Grains component. (A) Enriched
or whole grains. All grains must be
enriched or whole grain-rich, or made
with enriched or whole grain meal or
flour, in accordance with the most
recent grains guidance from FNS.
(B) Daily and weekly servings. The
grains requirement is based on
minimum daily servings plus total
servings over a five-day school week.
Half of the grains offered during the
school week must meet the whole grainrich criteria specified in FNS guidance.
Two years post implementation of the
final rule all grains offered during the
school week must meet the whole grainrich criteria specified in FNS guidance.
The whole grain-rich criteria may be
updated to reflect additional
information provided voluntarily by
industry on the food label or a whole
grains definition by the Food and Drug
Administration. Schools serving lunch 6
or 7 days per week must increase the
weekly grains quantity by
approximately 20 percent (1/5th) for
each additional day. When schools
operate less than 5 days per week, they
may decrease the weekly quantity by
approximately 20 percent (1/5th) for
each day less than five. The servings for
biscuits, rolls, muffins, pastas, cereals,
and other grains varieties are specified
in program guidance.
(C) Desserts. Schools may count up to
one grain-based dessert per day towards
meeting the grains requirement as
specified in the Grains/Bread
Instruction issued by FNS.
(v) Fluid milk component. Fluid milk
must be offered daily in accordance
with paragraph (d) of this section.
(3) Food components in outlying
areas. Schools in American Samoa,
Puerto Rico and the Virgin Islands may
serve vegetables such as yams,
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plantains, or sweet potatoes to meet the
grains component.
(4) Adjustments to the school menus.
Schools must adjust future menu cycles
to reflect production and how often the
food items are offered. Schools may
need to change the foods offered given
the students’ selections and may need to
modify the recipes and other
specifications to make sure that the
meal requirements are met.
(5) Standardized recipes. All schools
must develop and follow standardized
recipes. A standardized recipe is a
recipe that was tested to provide an
established yield and quantity using the
same ingredients for both measurement
and preparation methods. Standardized
recipes developed by USDA/FNS are in
the Child Nutrition Database. If a school
has its own recipes, they may seek
assistance from the State agency or
school food authority to standardize the
recipes. Schools must add any local
recipes to their local database as
outlined in FNS guidance.
(6) Processed foods. The Child
Nutrition Database includes a number of
processed foods. Schools may use
purchased processed foods that are not
in the Child Nutrition Database. Schools
or the State agency must add any locally
purchased processed foods to their local
database as outlined in FNS guidance.
The State agencies must obtain the
levels of calories, saturated fat, and
sodium in the processed foods.
(7) Menu substitutions. Schools
should always try to substitute
nutritionally similar foods.
(d) Fluid milk requirement. (1) Types
of fluid milk. (i) Schools must offer
students a variety of fluid milk. Milk
must be fat-free or low-fat. Milk with
higher fat content is not allowed. Fatfree fluid milk may be flavored or
unflavored, and low-fat fluid milk must
be unflavored. Lactose-free fluid milk
may also be offered.
(ii) All fluid milk served in the
Program must be pasteurized fluid milk
which meets State and local standards
for such milk. All fluid milk must have
vitamins A and D at levels specified by
the Food and Drug Administration and
must be consistent with State and local
standards for such milk.
(2) Inadequate fluid milk supply. If a
school cannot get a supply of fluid milk,
it can still participate in the Program
under the following conditions:
(i) If emergency conditions
temporarily prevent a school that
normally has a supply of fluid milk
from obtaining delivery of such milk,
the State agency may allow the school
to serve meals during the emergency
period with an alternate form of fluid
milk or without fluid milk.
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(ii) If a school is unable to obtain a
supply of any type of fluid milk on a
continuing basis, the State agency may
approve the service of meals without
fluid milk if the school uses an
equivalent amount of canned milk or
dry milk in the preparation of the meals.
In Alaska, Hawaii, American Samoa,
Guam, Puerto Rico, and the Virgin
Islands, if a sufficient supply of fluid
milk cannot be obtained, ‘‘fluid milk’’
includes reconstituted or recombined
fluid milk, or as otherwise allowed by
FNS through a written exception.
(3) Fluid milk substitutes. If a school
chooses to offer one or more substitutes
for fluid milk for non-disabled students
with medical or special dietary needs,
the nondairy beverage(s) must provide
the nutrients listed in the following
table. Fluid milk substitutes must be
fortified in accordance with fortification
guidelines issued by the Food and Drug
Administration. A school need only
offer the nondairy beverage(s) that it has
identified as allowable fluid milk
substitutes according to the following
chart.
Per cup (8 fl
oz)
Nutrient
Calcium .....................................
Protein ......................................
Vitamin A ..................................
Vitamin D ..................................
Magnesium ...............................
Phosphorus ...............................
Potassium .................................
Riboflavin ..................................
Vitamin B–12 ............................
276 mg.
8 g.
500 IU.
100 IU.
24 mg.
222 mg.
349 mg.
0.44 mg.
1.1 mcg.
(4) Restrictions on the sale of fluid
milk. A school participating in the
Program, or a person approved by a
school participating in the Program,
must not directly or indirectly restrict
the sale or marketing of fluid milk (as
identified in paragraph (d)(1) of this
section) at any time or in any place on
school premises or at any schoolsponsored event.
2555
(e) Offer versus serve. School lunches
must offer daily the five food
components specified in the meal
pattern in paragraph (c) of this section.
Under offer versus serve, students in
senior high (as defined by the State
educational agency) must be allowed to
decline two items at lunch but must
select at least one fruit or vegetable.
Students below the senior high level
may participate in offer versus serve at
the discretion of the school food
authority. The price of a reimbursable
lunch does not change if the student
does not take a food item or requests
smaller portions. Schools may not
´
require a student to take the entree,
which is a combination of foods or a
single food item that is offered as the
main course.
(f) Dietary specifications. (1) Calories.
School lunches offered to each age/
grade group must meet, on average over
the school week, the minimum and
maximum calorie levels specified in the
following table:
Calorie ranges for lunch
Grades K–5
Min-max calories (kcal) a b ................................................................................................
Grades 6–8
Grades 9–12
550–650
600–700
750–850
a The
average daily amount for a 5-day school week must fall within the minimum and maximum levels.
sources of calories (solid fats and added sugars) may be added to the meal pattern if within the specifications for calories, saturated fat, trans fat, and sodium.
b Discretionary
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less than 10 percent of total calories
from saturated fat.
(3) Sodium. School lunches offered to
each age/grade group must meet, on
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average over the school week, the levels
of sodium specified in the following
table:
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(2) Saturated fat. School lunches
offered to all age/grade groups must, on
average over the school week, provide
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(4) Trans fat. Food products and
ingredients used to prepare school
meals must contain zero grams of trans
fat (less than 0.5 grams) per serving.
Schools must add the trans fat
specification and request the required
documentation (nutrition label or
manufacturer specifications) in their
procurement contracts. Documentation
for food products and food ingredients
must indicate zero grams of trans fat per
serving. Meats that contain a minimal
amount of naturally-occurring trans fats
are allowed in the school meal
programs.
(g) Compliance assistance. The State
agency and school food authority must
provide technical assistance and
training to assist schools in planning
lunches that meet the meal pattern in
paragraph (c) of this section and the
calorie, saturated fat, sodium, and trans
fat specifications established in
paragraph (f) of this section. Compliance
assistance may be offered during annual
training, onsite visits, and/or
administrative reviews.
(h) State Agency responsibilities for
monitoring dietary specifications. (1)
Calories, saturated fat and sodium. As
part of the administrative review
authorized under § 210.18 of this
chapter, State agencies must conduct a
nutrient analysis for the school(s)
selected for review to evaluate the
average levels of calories, saturated fat,
and sodium of the lunches offered to
students in grades K and above during
the review period. The nutrient analysis
must be conducted in accordance with
the procedures established in paragraph
(i)(3) of this section. If the results of the
nutrient analysis indicate that the
school lunches are not meeting the
standards for calories, saturated fat, and
sodium specified in paragraph (f) of this
section, the State agency or school food
authority must provide technical
assistance and require the reviewed
school to take corrective action to meet
the established standards.
(2) Trans fat. During the
administrative review, State agencies
must verify that the food products or
ingredients used by the reviewed
school(s) contain zero grams of trans fat
(less than 0.5 grams) per serving.
(i) State agency’s responsibilities for
nutrient analyses. (1) Conducting the
nutrient analyses. State agencies must
conduct a nutrient analysis of the
reimbursable meals offered to children
in grades K and above by a school
selected for administrative review under
§ 210.18 of this chapter. The nutrient
analysis must be conducted in
accordance with the procedures
established in paragraph (i)(3) of this
section. The purpose of the nutrient
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analysis is to determine the average
levels of calories, saturated fat, and
sodium in the meals offered over a
school week. Unless offered as part of a
reimbursable meal, foods of minimal
nutritional value (see appendix B to part
210) are not included in the nutrient
analysis.
(2) Software elements. (i) The Child
Nutrition Database. The nutrient
analysis is based on the USDA Child
Nutrition Database. This database is part
of the software used to do a nutrient
analysis. Software companies or others
developing systems for schools may
contact FNS for more information about
the database.
(ii) Software evaluation. FNS or an
FNS designee evaluates any nutrient
analysis software before it may be used
in schools. FNS or its designee
determines if the software, as submitted,
meets the minimum requirements. The
approval of software does not mean that
FNS or USDA endorses it. The software
must be able to perform a weighted
average analysis after the basic data is
entered. The combined analysis of the
lunch and breakfast programs is not
allowed.
(3) Nutrient analysis procedures. (i)
Weighted averages. State agencies must
include all foods offered in the
reimbursable meals in the nutrient
analysis. Foods items are included
based on the portion sizes and projected
serving amounts. They are also
weighted based on their proportionate
contribution to the meals offered. This
means that food items offered more
frequently are weighted more heavily
than those not offered as frequently.
State agencies calculate weighting as
indicated by FNS guidance and by the
guidance provided by the software.
(ii) Analyzed nutrients. The analysis
determines the average levels of
calories, saturated fat, and sodium in
the meals offered over a school week. It
includes all food items offered by the
reviewed school over a two-week
period.
(4) Comparing the results of the
nutrient analysis. Once the procedures
in paragraph (i)(3) of this section are
completed, State agencies must compare
the results of the analysis to the calorie,
saturated fat, and sodium levels
established in § 210.10 or § 220.8, as
appropriate, for each age/grade group to
evaluate the school’s compliance with
the meal requirements.
(j) State agency’s responsibilities for
compliance monitoring. Compliance
with the meal requirements in
paragraph (b) of this section, including
dietary specifications for calories,
saturated fat and sodium, will be
monitored by the State agency through
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administrative reviews authorized in
§ 210.18 of this chapter.
(k) Menu choices at lunch. (1)
Availability of choices. Schools may
offer children a selection of nutritious
foods within a reimbursable lunch to
encourage the consumption of a variety
of foods. Children who are eligible for
free or reduced price lunches must be
allowed to take any reimbursable lunch
or any choices offered as part of a
reimbursable lunch. Schools may
establish different unit prices for each
reimbursable lunch offered provided
that the benefits made available to
children eligible for free or reduced
price lunches are not affected.
(2) Opportunity to select. Schools that
choose to offer a variety of reimbursable
lunches, or provide multiple serving
lines, must make all required food
components available to all students, on
every lunch line, in at least the
minimum required amounts.
(l) Requirements for lunch periods. (1)
Timing. Schools must offer lunches
meeting the requirements of this section
during the period the school has
designated as the lunch period. Schools
must offer lunches between 10 a.m. and
2 p.m. Schools may request an
exemption from these times from the
State agency.
(2) Adequate lunch periods. FNS
encourages schools to provide sufficient
lunch periods that are long enough to
give all students adequate time to be
served and to eat their lunches.
(m) Exceptions and variations allowed
in reimbursable meals. (1) Exceptions
for disability reasons. Schools must
make substitutions in lunches and
afterschool snacks for students who are
considered to have a disability under 7
CFR 15b.3 and whose disability restricts
their diet. Substitutions must be made
on a case by case basis only when
supported by a written statement of the
need for substitution(s) that includes
recommended alternate foods, unless
otherwise exempted by FNS. Such
statement must be signed by a licensed
physician.
(2) Exceptions for non-disability
reasons. Schools may make
substitutions for students without
disabilities who cannot consume the
regular lunch or afterschool snack
because of medical or other special
dietary needs. Substitutions must be
made on a case by case basis only when
supported by a written statement of the
need for substitutions that includes
recommended alternate foods, unless
otherwise exempted by FNS. Except
with respect to substitutions for fluid
milk, such a statement must be signed
by a recognized medical authority.
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(i) Fluid milk substitutions for nondisability reasons. Schools may make
substitutions for fluid milk for nondisabled students who cannot consume
fluid milk due to medical or special
dietary needs. A school that selects this
option may offer the nondairy
beverage(s) of its choice, provided the
beverage(s) meets the nutritional
standards established under paragraph
(d) of this section. Expenses incurred
when providing substitutions for fluid
milk that exceed program
reimbursements must be paid by the
school food authority.
(ii) Requisites for fluid milk
substitutions. (A) A school food
authority must inform the State agency
if any of its schools choose to offer fluid
milk substitutes other than for students
with disabilities; and
(B) A medical authority or the
student’s parent or legal guardian must
submit a written request for a fluid milk
substitute identifying the medical or
other special dietary need that restricts
the student’s diet.
(iii) Substitution approval. The
approval for fluid milk substitution
must remain in effect until the medical
authority or the student’s parent or legal
guardian revokes such request in
writing, or until such time as the school
changes its substitution policy for
nondisabled students.
(3) Variations for ethnic, religious, or
economic reasons. Schools should
consider ethnic and religious
preferences when planning and
preparing meals. Variations on an
experimental or continuing basis in the
food components for the meal pattern in
paragraph (c) of this section may be
allowed by FNS. Any variations must be
consistent with the food and nutrition
requirements specified under this
section and needed to meet ethnic,
religious, or economic needs.
(4) Exceptions for natural disasters. If
there is a natural disaster or other
catastrophe, FNS may temporarily allow
schools to serve meals for
reimbursement that do not meet the
requirements in this section.
(n) Nutrition disclosure. To the extent
that school food authorities identify
foods in a menu, or on the serving line
or through other communications with
program participants, school food
authorities must identify products or
dishes containing more than 30 parts
fully hydrated alternate protein
products (as specified in appendix A of
this part) to less than 70 parts beef,
pork, poultry or seafood on an uncooked
basis, in a manner which does not
characterize the product or dish solely
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as beef, pork, poultry or seafood.
Additionally, FNS encourages schools
to inform the students, parents, and the
public about efforts they are making to
meet the meal requirements for school
lunches.
(o) Afterschool snacks. Eligible
schools operating afterschool care
programs may be reimbursed for one
afterschool snack served to a child (as
defined in § 210.2) per day.
(1) Eligible schools mean schools that:
(i) Operate school lunch programs
under the Richard B. Russell National
School Lunch Act; and
(ii) Sponsor afterschool care programs
as defined in § 210.2.
(2) Afterschool snacks shall contain
two different components from the
following four:
(i) A serving of fluid milk as a
beverage, or on cereal, or used in part
for each purpose;
(ii) A serving of meat or meat
alternate. Nuts and seeds and their
butters listed in program guidance are
nutritionally comparable to meat or
other meat alternates based on available
nutritional data. Acorns, chestnuts, and
coconuts are excluded and shall not be
used as meat alternates due to their low
protein content. Nut or seed meals or
flours shall not be used as a meat
alternate except as allowed under
appendix A of this part;
(iii) A serving of vegetable(s) or
fruit(s) or full-strength vegetable or fruit
juice, or an equivalent quantity of any
combination of these foods. All fruits
and vegetables are credited based on
their volume as served. Juice may not be
served when fluid milk is served as the
only other component;
(iv) A serving of whole-grain or
enriched bread; or an equivalent serving
of a bread product, such as cornbread,
biscuits, rolls, or muffins made with
whole-grain or enriched meal or flour;
or a serving of cooked whole-grain or
enriched pasta or noodle products such
as macaroni, or cereal grains such as
enriched rice, bulgur, or enriched corn
grits; or an equivalent quantity of any
combination of these foods.
(3) Afterschool snacks served to
infants ages birth through 11 months
must meet the requirements in
paragraph (o)(3)(iv) of this section.
Foods offered as meal supplements
must be of a texture and a consistency
that are appropriate for the age of the
infant being served. The foods must be
served during a span of time consistent
with the infant’s eating habits. For those
infants whose dietary needs are more
individualized, exceptions to the meal
pattern must be made in accordance
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with the requirements found in
paragraph (m) of this section.
(i) Breastmilk and iron-fortified
formula. Either breastmilk or ironfortified infant formula, or portions of
both, must be served for the entire first
year. Snacks containing breastmilk and
snacks containing iron-fortified infant
formula supplied by the school are
eligible for reimbursement. However,
infant formula provided by a parent (or
guardian) and breastmilk fed directly by
the infant’s mother, during a visit to the
school, contribute to a reimbursable
snack only when the school supplies at
least one component of the infant’s
snack.
(ii) Fruit juice. Juice should not be
offered to infants until they are 6
months of age and ready to drink from
a cup. Fruit juice served as part of the
meal pattern for infants 8 through 11
months must be full-strength and
pasteurized.
(iii) Solid foods. Solid foods of an
appropriate texture and consistency are
required only when the infant is
developmentally ready to accept them.
The school should consult with the
infant’s parent (or guardian) in making
the decision to introduce solid foods.
Solid foods should be introduced one at
a time, on a gradual basis, with the
intent of ensuring the infant’s health
and nutritional well-being.
(iv) Infant meal pattern. Meal
supplements for infants must include, at
a minimum, breastmilk or iron-fortified
infant formula, or portions of both, in
the appropriate amount indicated for
the infant’s age. For some breastfed
infants who regularly consume less than
the minimum amount of breastmilk per
feeding, a serving of less than the
minimum amount of breastmilk may be
offered. In these situations, additional
breastmilk must be offered if the infant
is still hungry. Some infants may be
developmentally ready to accept an
additional food component. Meal
supplements are reimbursable when
schools provide all of the components
in the Supplements for Infants table that
the infant is developmentally ready to
accept.
(4) The minimum amounts of food
components to be served as meal
supplements follow. Select two different
components from the four listed in the
Supplements for Infants table (Juice may
not be served when fluid milk is served
as the only other component). A serving
of bread/bread alternate must be made
from whole-grain or enriched meal or
flour. It is required only when the infant
is developmentally ready to accept it.
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SUPPLEMENTS FOR INFANTS
Birth through 3 months
Supplement (snack) .......................
4 through 7 months
8 through 11 months
4–6 fl. oz. breastmilk 1,2 or formula 3.
4–6 fl. oz. breastmilk 1,2 or formula 3.
2–4 fl. oz. breastmilk 1,2, formula 3,
or fruit juice 4; 0–1⁄2 bread 5 or
0–2 crackers 5
1 It
is recommended that breastmilk be served in place of formula from birth through 11 months.
some breastfed infants who regularly consume less than the minimum amount of breastmilk per feeding, a serving of less than the minimum amount of breastmilk may be offered with additional breastmilk offered if the infant is still hungry.
3 Infant formula must be iron-fortified.
4 Fruit juice must be full-strength and pasteurized.
5 Bread and bread alternates must be made from whole grain or enriched meal or flour. A serving of this component must be optional.
2 For
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(p) Lunches for preschoolers and
infants. (1) Requirements for
preschooler’s lunch pattern. (i) General.
Until otherwise instructed by the
Secretary, lunches for children ages 1 to
4 must meet the nutrition standards in
paragraph (p)(2) of this section, the
nutrient and calorie levels in paragraph
(p)(3) of this section, and meal pattern
in paragraph (p)(4) of this section.
(ii) Unit pricing. Schools must price
each meal as a unit. Schools need to
consider participation trends in an effort
to provide one reimbursable lunch for
each child every day. If there are
leftover meals, schools may offer them
to the students but cannot receive
reimbursement for them.
(iii) Production and menu records.
Schools must keep production and
menu records for the meals they
produce. These records must show how
the meals contribute to the required
food components and quantities every
day. In addition, these records must
show how the lunches contribute to the
nutrition standards in paragraph (p)(2)
of this section and the appropriate
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calorie and nutrient requirements for
the children served. Schools or school
food authorities must maintain records
of the latest nutritional analysis of the
school menus conducted by the State
agency.
(2) Nutrition standards for
preschoolers’ lunches. Children ages 1
to 4 must be offered lunches that meet
the following nutrition standards for
their age group:
(i) Provision of one-third of the
Recommended Dietary Allowances
(RDAs) for protein, calcium, iron,
vitamin A and vitamin C in the
appropriate levels for the ages/grades
(see paragraph (p)(3) of this section).
(ii) Provision of the lunchtime energy
allowances (calories) in the appropriate
levels (see paragraph (p)(3) of this
section);
(iii) The following dietary
recommendations:
(A) Eat a variety of foods;
(B) Limit total fat to 30 percent of total
calories;
(C) Limit saturated fat to less than 10
percent of total calories;
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(D) Choose a diet low in cholesterol;
(E) Choose a diet with plenty of grain
products, vegetables, and fruits; and
(F) Choose a diet moderate in salt and
sodium.
(iv) The following measures of
compliance:
(A) Limit the percent of calories from
total fat to 30 percent of the actual
number of calories offered;
(B) Limit the percent of calories from
saturated fat to less than 10 percent of
the actual number of calories offered;
(C) Reduce sodium and cholesterol
levels; and
(D) Increase the level of dietary fiber.
(v) Compliance with the nutrition
standards and the appropriate nutrient
and calorie levels is determined by the
State agency in accordance with the
procedures in paragraph (p)(10) of this
section.
(3) Nutrient and calorie levels. The
minimum levels of nutrients and
calories that lunches for preschoolers
must offer are specified in the following
table:
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approach to plan lunches for children
ages 1–2 and ages 3–4.
(i) Food components and quantities.
Lunches must offer the food
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components and quantities specified in
the following meal pattern:
BILLING CODE 3410–30–P
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(4) Meal pattern for preschoolers’
lunches. Schools must follow the
traditional food-based menu planning
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BILLING CODE 3410–30–C
(ii) Meat/meat alternate component.
The quantity of the meat/meat alternate
component must be the edible portion
as served. If the portion size of a food
item for this component is excessive,
the school must reduce that portion and
supplement it with another meat/meat
alternate to meet the full requirement.
This component must be served in a
main dish or in a main dish and only
one other food item. Schools without
daily choices in this component should
not serve any one meat alternate or form
of meat (for example, ground, diced,
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pieces) more than three times in the
same week. Schools may adjust the
daily quantities of this component
provided that a minimum of one ounce
is offered daily and the total weekly
requirement is met over a five-day
period.
(A) Enriched macaroni. Enriched
macaroni with fortified protein as
defined in appendix A to this part may
be used to meet part of the meat/meat
alternate requirement when used as
specified in appendix A to this part. An
enriched macaroni product with
fortified protein as defined in appendix
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A to this part may be used to meet part
of the meat/meat alternate component or
the grains/breads component but not as
both food components in the same
lunch.
(B) Nuts and seeds. Nuts and seeds
and their butters are allowed as meat
alternates in accordance with program
guidance. Acorns, chestnuts, and
coconuts must not be used because of
their low protein and iron content. Nut
and seed meals or flours may be used
only as allowed under appendix A to
this part. Nuts or seeds may be used to
meet no more than one-half of the meat/
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meat alternate component with another
meat/meat alternate to meet the full
requirement.
(C) Yogurt. Yogurt may be used to
meet all or part of the meat/meat
alternate requirement. Yogurt may be
plain or flavored, and unsweetened or
sweetened. Noncommercial and/or nonstandardized yogurt products, such as
frozen yogurt, homemade yogurt, yogurt
flavored products, yogurt bars, yogurt
covered fruit and/or nuts or similar
products are not creditable. Four ounces
(weight) or 1⁄2 cup (volume) of yogurt
equals one ounce of the meat/meat
alternate requirement.
(iii) Vegetable/fruit component. Full
strength vegetable or fruit juice may be
used to meet no more than one-half of
the vegetable/fruit requirement. Cooked
dry beans or peas may be counted as
either a vegetable or as a meat alternate
but not as both in the same meal.
(iv) Grains/breads component. (A)
Enriched or whole grains. All grains/
breads must be enriched or whole grain
or made with enriched or whole grain
meal or flour.
(B) Daily and weekly servings. The
requirement for the grain/bread
component is based on minimum daily
servings plus total servings over a five
day period. Schools serving lunch 6 or
7 days per week should increase the
weekly quantity by approximately 20
percent (1⁄5th) for each additional day.
When schools operate less than 5 days
per week, they may decrease the weekly
quantity by approximately 20 percent
(1⁄5th) for each day less than five. The
servings for biscuits, rolls, muffins, and
other grain/bread varieties are specified
in the Food Buying Guide for Child
Nutrition Programs (PA 1331), an FNS
publication.
(C) Minimums under the traditional
food-based menu planning approach.
Schools must offer daily at least onehalf serving of the grain/bread
component to children in Group I and
at least one serving to children in Group
II. Schools which serve lunch at least 5
days a week shall serve a total of at least
five servings of grains/breads to
children in Group I and eight servings
per week to children in Group II.
(D) Offer versus serve. Schools must
offer all five required food items. At the
school food authority’s option, students
in preschool may decline one or two of
the five food items. The price of a
reimbursable lunch does not change if
the student does not take a food item or
requests smaller portions.
(E) Meal pattern exceptions for
outlying areas. Schools in American
Samoa, Puerto Rico and the Virgin
Islands may serve a starchy vegetable
such as yams, plantains, or sweet
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potatoes to meet the grain/bread
requirement.
(5) Fluid milk requirement. Schools
must offer students in age group 1–2
years and age group 3–4 years fluid milk
in a variety of fat contents. Schools may
offer flavored or unflavored fluid milk
and lactose-free fluid milk. All fluid
milk served must be pasteurized fluid
milk which meets State and local
standards for such milk. All fluid milk
must have vitamins A and D at levels
specified by the Food and Drug
Administration and must be consistent
with State and local standards for such
milk. Schools must also comply with
other applicable milk requirements in
§ 210.10(d)(2), § 210.10(d)(3), and
§ 210.10(d)(4) of this part.
(6) Menu choices. FNS encourages
schools to offer children a selection of
foods at lunch. Choices provide variety
and encourage consumption. Schools
may offer choices of reimbursable
lunches or foods within a reimbursable
lunch. Children who are eligible for free
or reduced price lunches must be
allowed to take any reimbursable lunch
or any choices offered as part of a
reimbursable lunch. Schools may
establish different unit prices for each
lunch offered provided that the benefits
made available to children eligible for
free or reduced price lunches are not
affected.
(7) Requirements for lunch periods. (i)
Timing. Schools must offer lunches
meeting the requirements of this section
during the period the school has
designated as the lunch period. Schools
must offer lunches between 10 a.m. and
2 p.m. Schools may request an
exemption from these times only from
FNS.
(ii) Lunch periods for young children.
With State agency approval, schools are
encouraged to serve children ages 1
through 4 over two service periods.
Schools may divide the quantities and/
or the menu items, foods, or food items
offered each time any way they wish.
(iii) Adequate lunch periods. FNS
encourages schools to provide sufficient
lunch periods that are long enough to
give all students enough time to be
served and to eat their lunches.
(8) Exceptions and variations allowed
in reimbursable meals. Schools must
comply with the requirements in
§ 210.10(m) of this part.
(9) Nutrition disclosure. If applicable,
schools must follow the provisions on
disclosure of Alternate Protein Products
in § 210.10(n) of this part.
(10) State agency’s responsibilities for
monitoring lunches. As part of the
administrative review authorized under
§ 210.18(g)(2) of this chapter, State
agencies must evaluate compliance with
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the meal pattern requirements (food
components and quantities) in
paragraph (d) of this section. If the
meals for preschoolers do not meet the
requirements of this section, the State
agency or school food authority must
provide technical assistance and require
the reviewed school to take corrective
action. In addition, the State agency
may take fiscal action as authorized in
§ 210.18(m) and § 210.19(c) of this part.
(11) Requirements for the infant lunch
pattern. (i) Definitions. (A) Infant cereal
means any iron-fortified dry cereal,
specially formulated and generally
recognized as cereal for infants, that is
routinely mixed with breastmilk or ironfortified infant formula prior to
consumption.
(B) Infant formula means any ironfortified formula intended for dietary
use solely as a food for normal, healthy
infants. Formulas specifically
formulated for infants with inborn
errors of metabolism or digestive or
absorptive problems are not included in
this definition. Infant formula, when
served, must be in liquid state at
recommended dilution.
(ii) Feeding lunches to infants.
Lunches served to infants ages birth
through 11 months must meet the
requirements in paragraph (k)(5) of this
section. Foods included in the lunch
must be of a texture and a consistency
that are appropriate for the age of the
infant being served. The foods must be
served during a span of time consistent
with the infant’s eating habits. For those
infants whose dietary needs are more
individualized, exceptions to the meal
pattern must be made in accordance
with the requirements found in
§ 210.10(m) of this part.
(iii) Breastmilk and iron-fortified
formula. Either breastmilk or ironfortified infant formula, or portions of
both, must be served for the entire first
year. Meals containing breastmilk and
meals containing iron-fortified infant
formula supplied by the school are
eligible for reimbursement. However,
infant formula provided by a parent (or
guardian) and breastmilk fed directly by
the infant’s mother, during a visit to the
school, contribute to a reimbursable
lunch only when the school supplies at
least one component of the infant’s
meal.
(iv) Solid foods. For infants ages 4
through 7 months, solid foods of an
appropriate texture and consistency are
required only when the infant is
developmentally ready to accept them.
The school should consult with the
infant’s parent (or guardian) in making
the decision to introduce solid foods.
Solid foods should be introduced one at
a time, on a gradual basis, with the
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minimum amount of breastmilk per
feeding, a serving of less than the
minimum amount of breastmilk may be
offered. In these situations, additional
breastmilk must be offered if the infant
is still hungry. Lunches may include
portions of breastmilk and iron-fortified
infant formula as long as the total
number of ounces meets, or exceeds, the
minimum amount required of this food
component. Similarly, to meet the
component requirements for vegetables
and fruits, portions of both may be
served. Infant lunches are reimbursable
when schools provide all of the
components in the Lunch Pattern for
Infants table that the infant is
developmentally ready to accept.
5. In § 210.18:
a. Revise paragraphs (a), (b)(2)(ii), (c),
(g)(2), (i)(3)(ii), and (m); and
b. Remove paragraph (h)(2) and
redesignate paragraph (h)(3), (h)(4),
(h)(5), and (h)(6) as paragraphs (h)(2),
(h)(3), (h)(4), and (h)(5).
The revisions read as follows:
breakfasts meet the meal requirements
in § 220.8 of this chapter, as applicable
to the age/grade group reviewed.
*
*
*
*
*
(c) Timing of reviews. State agencies
must conduct administrative reviews of
all school food authorities participating
in the NSLP and/or SBP at least once
during a 3-year review cycle. For each
State agency, the first 3-year review
cycle will start the school year that
begins on July 1, 2012 and ends on June
30, 2013. Administrative reviews and
follow-up reviews must be conducted as
follows:
(1) Administrative reviews. At a
minimum, State agencies must conduct
administrative reviews of all school
food authorities at least once during
each 3-year review cycle, provided that
each school food authority is reviewed
at least once every 4 years. The on-site
portion of the administrative review
must be completed during the school
year in which the review was begun.
(2) Exceptions. FNS may, on an
individual school food authority basis,
approve written requests for 1-year
extensions to the 3-year review cycle
specified in paragraph (c)(1) of this
section if FNS determines this 3-year
cycle requirement conflicts with
efficient State agency management of
the Programs.
(3) Follow-up reviews. The State
agency is encouraged to conduct first
follow-up reviews in the same school
year as the administrative review. The
first follow-up review must be
conducted no later than December 31 of
the school year following the
administrative review. Subsequent
follow-up reviews must be scheduled in
accordance with paragraph (i)(5) of this
section.
*
*
*
*
*
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§ 210.18
Administrative reviews.
(a) General. Each State agency must
follow the requirements of this section
to conduct administrative reviews of
school food authorities serving meals
under parts 210 and 220 of this chapter.
(b) * * *
(2) * * *
(i) * * *
(ii) Performance Standard 2—Meal
Requirements. Reimbursable lunches
meet the meal requirements in § 210.10
of this chapter, as applicable to the age/
grade group reviewed. Reimbursable
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intent of ensuring the infant’s health
and nutritional well-being.
(v) Infant meal pattern. Infant lunches
must include, at a minimum, each of the
food components indicated in Lunch
Pattern for Infants table in the amount
that is appropriate for the infant’s age.
For some breastfed infants who
regularly consume less than the
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(g) * * *
(2) Performance Standard 2
(Reimbursable lunches meet the meal
requirements in § 210.10 of this chapter,
as applicable to the age/grade group
reviewed. Reimbursable breakfasts meet
the meal requirements in § 220.8 of this
chapter, as applicable to the age/grade
group reviewed). When reviewing
meals, the State agency must:
(i) For the day of the review, observe
the serving line(s) to determine whether
all food components and food quantities
required under § 210.10, as applicable,
and § 220.8, as applicable, are offered.
(ii) For the day of the review, observe
a significant number of the Program
meals counted at the point of service for
each type of serving line to determine
whether the meals selected by the
students contain the food components
and food quantities required for a
reimbursable meal under § 210.10, as
applicable, and § 220.8, as applicable. If
visual observation suggests that
quantities offered are insufficient or
excessive, the State agency must require
the reviewed school(s) to provide
documentation demonstrating that the
required amounts of each food
component were available for service for
each day of the review period.
(iii) Review menu and production
records for a minimum of ten operating
days (specified by the State agency);
such review must determine whether all
food components and food quantities
required under § 210.10, as applicable,
and § 220.8, as applicable, of this
chapter have been offered.
(iv) Conduct a nutrient analysis of the
meals for students in age/grade groups
K and above to determine whether the
meals offered meet the calorie, sodium,
and saturated fat requirements in
§ 210.10 and § 220.8 of this chapter, as
applicable. The State agency must
conduct the nutrient analysis in
accordance with the procedures
established in § 210.10(i) of this part.
Until instructed by the Secretary, a
nutrient analysis for the meals offered to
preschoolers is not required. The State
agency must also review nutrition
labeling or manufacturer specifications
for products or ingredients used to
prepare school meals to verify they
contain zero grams (less than 0.5 grams)
of trans fat per serving.
*
*
*
*
*
(i) * * *
(3) * * *
(ii) For Performance Standard 2—10
percent or more of the total number of
Program lunches or Program breakfasts
observed in a school food authority are
missing one or more of the food
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components required under parts 210
and 220.
*
*
*
*
*
(m) Fiscal action. Fiscal action for
violations identified during an
administrative review or any follow-up
reviews must be taken in accordance
with the provisions in § 210.19(c) of this
part.
(1) Performance Standard I violations.
A State agency is required to take fiscal
action for all violations of the critical
areas of Performance Standard 1. The
State agency may limit fiscal action
from the point corrective action occurs
back through the beginning of the
review period for errors identified under
paragraphs (g)(1)(i)(A), (g)(1)(i)(B) and
(g)(1)(i)(C) of this section, provided
corrective action occurs.
(2) Performance Standard 2
violations. A State agency is required to
take fiscal action for violations of the
critical areas of Performance Standard 2
as follows:
(i) For food component violations
cited under paragraph (g)(2) of this
section, the State agency must take
fiscal action and require the school food
authority and/or school reviewed to take
corrective action for the missing
component. If a corrective action plan is
in place, the State agency may limit
fiscal action from the point corrective
action occurs back through the
beginning of the review period for errors
identified under paragraph (g)(2) of this
section.
(ii) For repeated violations involving
vegetable subgroups and milk type cited
under paragraph (g)(2) of this section,
the State agency must take fiscal action
provided that:
(A) Technical assistance has been
given by the State agency;
(B) Corrective action has been
previously required and monitored by
the State agency; and
(C) The school food authority remains
in noncompliance with the meal
requirements established in parts 210
and 220 of this chapter.
(iii) For violations involving food
quantities and whole grains cited under
paragraph (g)(2) of this section and for
violations of calorie, saturated fat,
sodium, and trans fat requirements cited
under paragraph (g)(2)(iv) of this
section, the State agency has discretion
to apply fiscal action provided that:
(A) Technical assistance has been
given by the State agency;
(B) Corrective action has been
previously required and monitored by
the State agency; and
(C) The school food authority remains
in noncompliance with the meal
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requirements established in parts 210
and 220 of this chapter.
*
*
*
*
*
6. In § 210.19:
a. Remove paragraph (a)(1) and
redesignate paragraphs (a)(2), (a)(3),
(a)(4), (a)(5), and (a)(6) as paragraph
(a)(1), (a)(2), (a)(3), (a)(4), (a)(5); and
b. Revise paragraphs (c) introductory
text, (c)(1) and (c)(6) to read as follows:
§ 210.19
Additional responsibilities.
*
*
*
*
*
(c) Fiscal action. State agencies are
responsible for ensuring Program
integrity at the school food authority
level. State agencies must take fiscal
action against school food authorities
for Claims for Reimbursement that are
not properly payable, including, if
warranted, the disallowance of funds for
failure to take corrective action to
comply with the meal requirements in
parts 210 and 220 of this chapter. In
taking fiscal action, State agencies must
use their own procedures within the
constraints of this Part and must
maintain all records pertaining to action
taken under this section. The State
agency may refer to FNS for assistance
in making a claim determination under
this part.
(1) Definition. Fiscal action includes,
but is not limited to, the recovery of
overpayment through direct assessment
or offset of future claims, disallowance
of overclaims as reflected in unpaid
Claims for Reimbursement, submission
of a revised Claim for Reimbursement,
and correction of records to ensure that
unfiled Claims for Reimbursement are
corrected when filed. Fiscal action also
includes disallowance of funds for
failure to take corrective action to meet
the meal requirements in Parts 210 and
220 of this chapter.
*
*
*
*
*
(6) Exceptions. The State agency need
not disallow payment or collect an
overpayment when any review or audit
reveals that a school food authority is
approving applications which indicate
that the households’ incomes are within
the Income Eligibility Guidelines issued
by the Department or the applications
contain Supplemental Nutrition
Assistance Program or TANF case
numbers or FDPIR case numbers or
other FDPIR identifiers but the
applications are missing the information
specified in paragraph (1)(ii) of the
definition of Documentation in § 245.2
of this chapter.
*
*
*
*
*
§ 210.21
[Amended]
7. In § 210.21, amend paragraph (e) by
removing the phrase ‘‘paragraph
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(m)(1)(ii) of this section’’ and adding in
its place the phrase ‘‘§ 210.10(d)(4)) of
this chapter.’’
8. Revise § 210.30 to read as follows:
§ 210.30 State agency and Regional office
addresses.
School food authorities and schools
desiring information about the Program
should contact their State educational
agency or the appropriate FNS Regional
Office at the address or telephone
number listed on the FNS Web site
(https://www.fns.usda.gov/cnd).
9. In Appendix B to part 210:
a. Amend paragraph (b)(1) by
removing from the fourth sentence the
words ‘‘, and the public by notice in the
Federal Register as indicated below
under paragraph (b)(3) of this section;’’
b. Amend paragraph (b)(2) by
removing the words ‘‘as indicated under
paragraph (b)(3) of this section’’ from the
last sentence.
c. Remove paragraph (b)(3) and
redesignate paragraph (b)(4) as
paragraph (b)(3); and
d. Revise the first sentence of newly
redesignated paragraph (b)(3) to read as
follows:
*
*
*
*
*
Appendix B to Part 210—Categories of
Foods of Minimal Nutritional Value.
(b) * * *
(3) Written petitions should be sent to the
Chief, Nutrition Promotion and Training
Branch, Child Nutrition Division, FNS,
USDA, 3101 Park Center Drive, Room 632,
Alexandria, Virginia 22302.* * *
*
*
*
*
*
10. The authority citation for 7 CFR
part 220 continues to read as follows:
Authority: 42 U.S.C. 1773, 1779.
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11. In § 220.2:
a. Amend the definition of Breakfast
by removing the word ‘‘nutritional’’ and
adding in its place the word ‘‘meal’’,
b. Remove the definition of Menu
item and the definition of Nutrient
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§ 220.2
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Definitions.
*
*
*
*
*
School week means the period of time
used to determine compliance with the
meal requirements in § 220.8. The
period must be a normal school week of
five consecutive days; however, to
accommodate shortened weeks resulting
from holidays and other scheduling
needs, the period must be a minimum
of three consecutive days and a
maximum of seven consecutive days.
Weeks in which school breakfasts are
offered less than three times must be
combined with either the previous or
the coming week.
*
*
*
*
*
Whole grains means grains that
consist of the intact, ground, cracked, or
flaked grain seed whose principal
anatomical components—the starchy
endosperm, germ and bran—are present
in the same relative proportions as they
exist in the intact grain seed. Whole
grain-rich products must conform to
FNS guidance to count toward the
grains component.
*
*
*
*
*
12. Revise § 220.8 to read as follows:
§ 220.8
PART 220—SCHOOL BREAKFAST
PROGRAM
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Standard Menu Planning/Assisted
Nutrient Standard Menu Planning;
c. Revise the definition of School
week; and
d. Add the definition of Whole grains
and placing the definition in
alphabetical order.
The revisions and additions read as
follows:
Meal requirements for breakfasts.
(a) General. School food authorities
must ensure that participating schools
provide nutritious, well-balanced, and
age-appropriate breakfasts to all the
children they serve to improve their diet
and safeguard their health. School
breakfasts offered to children age 5 and
older must meet, at a minimum, the
meal requirements in paragraph (b) of
this section. Schools must follow a foodbased menu planning approach and
produce enough food to offer each child
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the quantities specified in the meal
pattern established in paragraph (c) of
this section for each age/grade group
served in the school. In addition, school
breakfasts must meet the dietary
specifications in paragraph (f) of this
section. Schools offering breakfasts to
children ages 1 to 4 and infants must
meet the meal pattern requirements in
paragraph (n) of this section.
(b) Meal requirements for school
breakfasts. School breakfasts for
children ages 5 and older must reflect
food and nutrition requirements
specified by the Secretary. Compliance
with these requirements is measured as
follows:
(1) On a daily basis:
(i) Meals offered to each age/grade
group must include the food
components and food quantities
specified in the meal pattern in
paragraph (c) of this section;
(ii) Food products or ingredients used
to prepare meals must contain zero
grams of trans fat per serving or a
minimal amount of naturally-occurring
trans fat; and
(iii) Meals selected by each student
must have the number of food
components required for a reimbursable
meal and include at least one fruit or
vegetable.
(2) Over a 5-day school week:
(i) Average calorie content of the
meals offered to each age/grade group
must be within the minimum and
maximum calorie levels specified in
paragraph (f) of this section;
(ii) Average saturated fat content of
the meals offered to each age/grade
group must be less than 10 percent of
total calories;
(iii) Average sodium content of the
meals offered to each age/grade group
must not exceed the maximum level
specified in paragraph (f) of this section.
(c) Meal pattern for school breakfasts.
A school must offer the food
components and quantities required in
the breakfast meal pattern established in
the following table:
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(1) Age/grade groups. Schools must
plan menus for students using the
following age/grade groups: Grades K–5
(ages 5–10), grades 6–8 (ages 11–13),
and grades 9–12 (ages 14–18). If an
unusual grade configuration in a school
prevents the use of the established age/
grade groups, students in grades K–5
and grades 6–8 may be offered the same
food quantities at breakfast provided
that the calorie and sodium standards
for each age/grade group are met. No
customization of the established age/
grade groups is allowed.
(2) Food components. Schools must
offer students in each age/grade group
the food components specified in meal
pattern in paragraph (c). Food
component descriptions in § 210.10 of
this chapter apply to this Program. A
serving of non-starchy vegetables may
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be offered in place of fruits at breakfast.
Only pasteurized full-strength fruit and
vegetable juice may be used, and may be
credited to meet no more than one-half
of the fruits component.
(3) Food components in outlying
areas. Schools in American Samoa,
Puerto Rico and the Virgin Islands may
serve a vegetable such as yams,
plantains, or sweet potatoes to meet the
grains component.
(4) Production and menu records.
Schools or school food authorities, as
applicable, must keep production and
menu records for the meals they
produce. These records must show how
the meals offered contribute to the
required food components and food
quantities for each age/grade group
every day. Labels or manufacturer
specifications for food products and
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ingredients used to prepare school
meals must indicate zero grams of trans
fat per serving (less than 0.5 grams).
Schools or school food authorities must
maintain records of the latest nutritional
analysis of the school menus conducted
by the State agency. Production and
menu records must be maintained in
accordance with FNS guidance.
(d) Fluid milk requirement. A serving
of fluid milk as a beverage or on cereal
or used in part for each purpose must
be offered for breakfasts. Schools must
offer students a variety of fluid milk.
Milk must be fat-free or low-fat. Milk
with higher fat content is not allowed.
Fat-free fluid milk may be flavored or
unflavored, and low-fat fluid milk must
be unflavored. Lactose-free fluid milk
may also be offered. Schools must also
comply with other applicable fluid milk
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requirements in § 210.10(d)(1),
§ 210.10(d)(2), § 210.10(d)(3), and
§ 210.10(d)(4) of this chapter.
(e) Offer versus serve. School
breakfasts must offer daily the four food
components specified in the meal
pattern in paragraph (c) of this section.
At the option of the school food
authority, each school may allow
students to decline food items they do
not intend to consume. Under offer
versus serve, the student may decline
one item at breakfast but must select at
least one fruit serving, or one vegetable
serving (if a vegetable is offered in place
of fruit). The price of a reimbursable
breakfast does not change if a student
does not take a food item or requests
smaller portions.
(f) Dietary specifications. (1) Calories.
School breakfasts offered to each age/
grade group must meet, on average over
the school week, the minimum and
maximum calorie levels specified in the
following table:
CALORIE RANGES FOR BREAKFAST
Grades K–5
Minimum-maximum calories (kcal)a b ...............................................................................
Grades 6–8
Grades 9–12
350–500
400–550
450–600
a The
average daily amount for a 5-day school must fall within the minimum and maximum levels.
b Discretionary sources of calories (solid fats and added sugars) may be added to the meal pattern if within the specifications for calories, saturated fat, trans fat, and sodium.
less than 10 percent of total calories
from saturated fat.
(3) Sodium. School breakfasts offered
to each age/grade group must meet, on
average over the school week, the levels
of sodium specified in the following
table:
(4) Trans fat. Food products and
ingredients used to prepare school
meals must contain zero grams of trans
fat (less than 0.5 grams) per serving.
Schools must add the trans fat
specification and request the required
documentation (nutrition label or
manufacturer specifications) in their
procurement contracts. Documentation
for food products and food ingredients
must indicate zero grams of trans fat per
serving. Meats that contain a minimal
amount of naturally-occurring trans fats
are allowed in the school meal
programs.
(g) Compliance assistance. The State
agency and school food authority must
provide technical assistance and
training to assist schools in planning
breakfasts that meet the meal pattern in
paragraph (c) of this section and the
calorie, saturated fat, sodium, and trans
fat specifications established in
paragraph (f) of this section. Compliance
assistance may be offered during annual
training, onsite visits, and/or
administrative reviews.
(h) State Agency responsibilities for
monitoring dietary specifications. (1)
Calories, saturated fat, and sodium. As
part of the administrative review
authorized under § 210.18 of this
chapter, State agencies must conduct a
nutrient analysis for the school(s)
selected for review to evaluate the
average levels of calories, saturated fat,
and sodium of the breakfasts offered
during the review period. The nutrient
analysis must be conducted in
accordance with the procedures
established in section 210.10(i) of this
chapter. State agencies must also review
nutrition labeling or manufacturer
specifications for products or
ingredients used to prepare school
meals to verify they contain zero grams
of trans fat per serving. If the results of
the review indicate that the school
breakfasts are not meeting the standards
for calories, saturated fat, sodium, or
trans fat levels specified in paragraph (f)
of this section, the State agency or
school food authority must provide
technical assistance and require the
reviewed school to develop a corrective
action plan.
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(2) Saturated fat. School breakfasts
offered to all age/grade groups must, on
average over the school week, provide
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(n) Breakfasts for preschoolers and
infants. (1) Nutrition standards for
breakfasts for children age 1 to 4. Until
otherwise instructed by the Secretary,
breakfasts for preschoolers, when
averaged over a school week, must meet
the nutrition standards and the
appropriate nutrient and calorie levels
in this section. The nutrition standards
are:
(i) Provision of one-fourth of the
Recommended Dietary Allowances
(RDA) for protein, calcium, iron,
vitamin A and vitamin C in the
appropriate levels (see paragraph (n)(2)
of this section);
(ii) Provision of the breakfast energy
allowances (calories) for children in the
appropriate levels (see paragraph (n)(2)
of this section);
(iii) The following dietary
recommendations:
(A) Eat a variety of foods;
(B) Limit total fat to 30 percent of total
calories;
(C) Limit saturated fat to less than 10
percent of total calories;
(D) Choose a diet low in cholesterol;
(E) Choose a diet with plenty of grain
products, vegetables, and fruits; and
(F) Choose a diet moderate in salt and
sodium.
(iv) The following measures of
compliance:
(A) Limit the percent of calories from
total fat to 30 percent of the actual
number of calories offered;
(B) Limit the percent of calories from
saturated fat to less than 10 percent of
the actual number of calories offered;
(C) Reduce sodium and cholesterol
levels; and
(D) Increase the level of dietary fiber.
(v) School food authorities must
follow the traditional food-based menu
planning approach to plan breakfasts for
preschoolers and provide daily the food
components and quantities specified in
paragraph (n)(3) of this section.
(vi) Schools must keep production
and menu records for the breakfasts they
produce. These records must show how
the breakfasts contribute to the required
food components and food quantities
every school day. In addition, these
records must show how the breakfasts
contribute to the nutrition standards in
paragraph (n)(1) of this section and the
appropriate calorie and nutrient levels
in paragraph (n)(2) of this section over
the school week. Schools or school food
authorities must maintain records of the
latest nutritional analysis of the school
menus conducted by the State agency.
(2) Nutrient and calorie levels for
breakfasts for preschoolers. Under the
traditional food-based menu planning
approach, the required levels are:
(3) Meal pattern for preschoolers. (i)
Food items. Schools must offer these
food items in at least the portions
required for each age group:
(A) A serving of fluid milk as a
beverage or on cereal or used partly for
both;
(B) A serving of fruit or vegetable or
both, or full-strength fruit or vegetable
juice; and
(C) Two servings from one of the
following components or one serving
from each component:
(1) Grains/breads; and/or
(2) Meat/meat alternate.
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(2) Trans fat. During an
administrative review, State agencies
must verify that the food products or
ingredients used by the reviewed
school(s) contain zero grams of trans fat
(less than 0.5 grams) per serving.
(i) State agency responsibilities for
nutrient analysis. State agencies must
conduct a nutrient analysis of all foods
offered in a reimbursable breakfast by a
school selected for administrative
review to determine the average levels
of calories, saturated fat, and sodium in
the meals offered over a school week.
The analysis must be conducted in
accordance with the procedures
established in § 210.10(i) of this chapter.
(j) State agency’s responsibilities for
compliance monitoring. Compliance
with the meal requirements in
paragraph (b) will be monitored by the
State agency through administrative
reviews authorized in § 210.18 of this
chapter.
(k) Menu choices at breakfast. The
requirements in § 210.10(k) of this
chapter apply to this Program.
(l) Exceptions and variations allowed
in reimbursable meals. The
requirements in § 210.10(m) of this
chapter apply to this Program.
(m) Nutrition disclosure. The
requirements in § 210.10(n) of this
chapter apply to this Program.
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minimum, schools must offer the food
items in the quantities specified for the
appropriate age/grade group in the
following table:
(iii) Offer versus serve. Schools must
offer all four required food items. At the
school food authority’s option, students
in preschool may decline one of the four
food items. The price of a reimbursable
breakfast does not change if the student
does not take a menu item or requests
smaller portions.
(iv) Exceptions and variations allowed
in reimbursable breakfasts. Schools
must follow the requirements in
§ 210.10(m) of this chapter.
(4) Fluid milk requirement. A serving
of fluid milk as a beverage or on cereal
or used in part for each purpose must
be offered for breakfasts. Schools must
offer students in age group 1–2 and age
group 3–4 fluid milk in a variety of fat
contents. Schools may offer flavored or
unflavored fluid milk and lactose-free
fluid milk. All milk served in the
Program must be pasteurized fluid milk
which meets State and local standards
for such milk. All fluid milk must have
vitamins A and D at levels specified by
the Food and Drug Administration and
must be consistent with State and local
standards for such milk. Schools must
also comply with other applicable milk
requirements in § 210.10(d)(2),
§ 210.10(d)(3), and § 210.10(d)(4) of this
chapter.
(5) Additional foods. Schools may
offer additional foods with breakfasts to
children over one year of age.
(6) Menu choices at breakfast. Schools
must follow the requirements in
§ 210.10(l) of this chapter.
(7) Exceptions and variations allowed
in reimbursable meals. Schools must
follow the requirements in § 210.10(m)
of this chapter.
(8) Nutrition disclosure. Schools must
follow the requirements in § 210.10(n)
of this chapter.
(9) State agency’s responsibilities for
monitoring breakfasts. As part of the
administrative review authorized under
§ 210.18(g)(2)of this chapter, State
agencies must evaluate compliance with
the meal pattern requirements (food
components and quantities) in
paragraph (n)(3) of this section. If the
meals do not meet the requirements of
this section, the State agency or school
food authority must provide technical
assistance and require the reviewed
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(ii) Quantities for the traditional foodbased menu planning approach. At a
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at least one component of the infant’s
meal.
(iii) Solid foods. For infants ages 4
through 7 months, solid foods of an
appropriate texture and consistency are
required only when the infant is
developmentally ready to accept them.
The school should consult with the
infant’s parent (or guardian) in making
the decision to introduce solid foods.
Solid foods should be introduced one at
a time, on a gradual basis, with the
intent of ensuring the infant’s health
and nutritional well-being.
(iv) Infant meal pattern. Infant
breakfasts must have, at a minimum,
each of the food components indicated,
in the amount that is appropriate for the
infant’s age. For some breastfed infants
who regularly consume less than the
minimum amount of breastmilk per
feeding, a serving of less than the
minimum amount of breastmilk may be
offered. In these situations, additional
breastmilk must be offered if the infant
is still hungry. Breakfasts may include
portions of breastmilk and iron-fortified
infant formula as long as the total
number of ounces meets, or exceeds, the
minimum amount required of this food
component. Similarly, to meet the
component requirement for vegetables
and fruit, portions of both may be
served.
(A) Birth through 3 months. 4 to 6
fluid ounces of breastmilk or ironfortified infant formula—only
breastmilk or iron-fortified formula is
required to meet the infant’s nutritional
needs.
(B) 4 through 7 months. Breastmilk or
iron-fortified formula is required. Some
infants may be developmentally ready
for solid foods of an appropriate texture
and consistency. Breakfasts are
reimbursable when schools provide all
of the components in the meal pattern
that the infant is developmentally ready
to accept.
(1) 4 to 8 fluid ounces of breastmilk
or iron-fortified infant formula; and
(2) 0 to 3 tablespoons of iron-fortified
dry infant cereal.
(C) 8 through 11 months. Breastmilk
or iron-fortified formula and solid foods
of an appropriate texture and
consistency are required.
(1) 6 to 8 fluid ounces of breastmilk
or iron-fortified infant formula; and
(2) 2 to 4 tablespoons of iron-fortified
dry infant cereal; and
(3) 1 to 4 tablespoons of fruit or
vegetable.
(v) Infant meal pattern table. The
minimum amounts of food components
to serve to infants, as described in
paragraph (n)(11)(iv) of this section, are:
14. Paragraph 220.13 is amended as
follows:
a. Amend paragraph (f)(2) by
removing the words ‘‘§ 210.30’’ wherever
it appears and adding in its place the
words ‘‘§ 210.29’’; and
b. Revise paragraph (f)(3) to read as
follows:
§ 220.13 Special responsibilities of State
agencies.
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*
*
*
(f) * * *
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*
*
EP13JA11.032
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school to take corrective action. In
addition, the State agency must take
fiscal action as authorized in
§ 210.18(m) and 210.19(c) of this
chapter.
(10) Requirements for the infant
breakfast pattern. (i) Feeding breakfasts
to infants. Breakfasts served to infants
ages birth through 11 months must meet
the requirements described in paragraph
(n)(11)(iv) of this section. Foods
included in the breakfast must be of a
texture and a consistency that are
appropriate for the age of the infant
being served. The foods must be served
during a span of time consistent with
the infant’s eating habits. For those
infants whose dietary needs are more
individualized, exceptions to the meal
pattern must be made in accordance
with the requirements found in
§ 210.10(m) of this chapter.
(ii) Breastmilk and iron-fortified
formula. Either breastmilk or ironfortified infant formula, or portions of
both, must be served for the entire first
year. Meals containing breastmilk and
meals containing iron-fortified infant
formula supplied by the school are
eligible for reimbursement. However,
infant formula provided by a parent (or
guardian) and breastmilk fed directly by
the infant’s mother, during a visit to the
school, contribute to a reimbursable
breakfast only when the school supplies
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srobinson on DSKHWCL6B1PROD with MISCELLANEOUS
(3) For the purposes of compliance
with the meal requirements in § 220.8,
the State agency must follow the
provisions specified in § 210.18(g)(2) of
this chapter, as applicable.
*
*
*
*
*
VerDate Mar<15>2010
20:23 Jan 12, 2011
Jkt 223001
Appendix A to Part 220 [Amended]
15. Amend Appendix A to part 220 by
removing section I. Formulated GrainFruit Products in its entirety, and by
removing the Roman numeral ‘‘II.’’ from
the words ‘‘II. Alternate Protein
Products’’.
PO 00000
Frm 00078
Fmt 4701
Sfmt 9990
Dated: January 3, 2011.
Kevin Concannon,
Under Secretary, Food, Nutrition, and
Consumer Services.
[FR Doc. 2011–485 Filed 1–12–11; 8:45 am]
BILLING CODE 3410–30–P
E:\FR\FM\13JAP3.SGM
13JAP3
Agencies
[Federal Register Volume 76, Number 9 (Thursday, January 13, 2011)]
[Proposed Rules]
[Pages 2494-2570]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-485]
[[Page 2493]]
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Part III
Department of Agriculture
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7 CFR Parts 210 and 220
Nutrition Standards in the National School Lunch and School Breakfast
Programs; Proposed Rule
Federal Register / Vol. 76, No. 9 / Thursday, January 13, 2011 /
Proposed Rules
[[Page 2494]]
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DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Parts 210 and 220
[FNS-2007-0038]
RIN 0584-AD59
Nutrition Standards in the National School Lunch and School
Breakfast Programs
AGENCY: Food and Nutrition Service, USDA.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: This rule proposes to revise the meal patterns and nutrition
requirements for the National School Lunch Program and the School
Breakfast Program to align them with the 2005 ``Dietary Guidelines for
Americans,'' as required by the Richard B. Russell National School
Lunch Act. The proposed changes are based on recommendations from the
National Academies' Institute of Medicine set forth in the report
``School Meals: Building Blocks for Healthy Children.'' This proposed
rule would increase the availability of fruits, vegetables, whole
grains, and fat-free and low-fat fluid milk in school meals; reduce the
levels of sodium and saturated fat in meals; and help meet the
nutrition needs of school children within their calorie requirements.
Implementation of this proposed rule would result in more nutritious
school meals that improve the dietary habits of school children and
protect their health.
DATES: To be assured of consideration, written comments must be
postmarked on or before April 13, 2011.
ADDRESSES: The Food and Nutrition Service, USDA, invites interested
persons to submit comments on this proposed rule. Comments may be
submitted through one of the following methods:
Preferred method: Federal eRulemaking Portal at https://www.regulations.gov. Follow the online instructions for submitting
comments.
Mail: Comments should be addressed to Julie Brewer, Chief,
Policy and Program Development Branch, Child Nutrition Division, Food
and Nutrition Service, Department of Agriculture, 3101 Park Center
Drive, Room 640, Alexandria, Virginia 22302-1594.
Hand Delivery or Courier: Deliver comments to the Food and
Nutrition Service, Child Nutrition Division, 3101 Park Center Drive,
Room 640, Alexandria, Virginia 22302-1594, during normal business hours
of 8:30 a.m.-5 p.m.
All comments submitted in response to this proposed rule will be
included in the record and will be made available to the public. Since
USDA is anticipating a large volume of comments, we request that
commenters submit comments through only one of the methods listed
above. Please be advised that the substance of the comments and the
identity of the individuals or entities submitting the comments will be
subject to public disclosure. FNS will make the comments publicly
available on the Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: William Wagoner or Marisol Benesch,
Policy and Program Development Branch, Child Nutrition Division, Food
and Nutrition Service at (703) 305-2590.
SUPPLEMENTARY INFORMATION:
I. Overview
The 2005 ``Dietary Guidelines for Americans'' (referred to as the
Dietary Guidelines from here on) recommend that a person's diet supply
all of the nutrients needed for growth and development, and emphasize
the consumption of a variety of nutrient-dense foods. To align the
meals served under the National School Lunch Program (NSLP) and the
School Breakfast Program (SBP) with the 2005 Dietary Guidelines, this
proposed rule would require schools to offer more fruits, vegetables
and whole grains; offer only fat-free or low-fat fluid milk; reduce the
sodium content of school meals substantially over time; control
saturated fat and calorie levels; and minimize trans fat. These
proposed changes, based on the 2009 Institute of Medicine (IOM) report
``School Meals: Building Blocks for Healthy Children,'' are intended to
result in school meals that are nutrient-rich and supply appropriate
calorie levels. This proposed rule is expected to bring about several
positive outcomes:
Update the NSLP and SBP meal requirements according to the
latest nutrition science;
Increase the availability of key food groups (fruits,
vegetables, whole grains, and fat-free and low-fat fluid milk and milk
products) in school menus;
Allow the NSLP and SBP to better meet the nutritional
needs of children, improve their eating habits, and safeguard their
health;
Simplify the administration and operation of the NSLP and
SBP; and
Reinforce the nutrition education messages provided by
schools.
This proposed rule also alerts the public about possible additional
changes to the school meal requirements based on the upcoming 2010
Dietary Guidelines, and invites public comments on how to incorporate
those possible changes into the NSLP and SBP. Three areas addressed by
the advisory committee for the 2010 Dietary Guidelines that may have
significant impact on the meal requirements are sodium, saturated fat,
and vegetable subgroups. The ``Report of the Dietary Guidelines
Advisory Committee on the Dietary Guidelines for Americans, 2010''
(which precedes the release of the Dietary Guidelines' policy)
recommends:
Lower saturated fat consumption (<7% of total calories),
Lower sodium consumption (<1500 mg per day), and
A new red/orange vegetable subgroup.
Because the 2010 Dietary Guidelines policy was not available to IOM
for consideration, USDA has decided to issue this proposed rule and
seek public comments on ways to incorporate the above possible
recommendations (without including them in the proposed regulatory
text). Delaying the many critical updates necessary to align school
meals with the 2005 Dietary Guidelines would undermine nationwide
efforts to improve the health of school children. Public comments on
the areas identified above are requested as part of this proposed
rulemaking. USDA will also publish a notice in the Federal Register
when the 2010 Dietary Guidelines official policy is issued to
facilitate comment on how it may impact this proposal.
II. Background
The NSLP was established in 1946 upon enactment of the National
School Lunch Act (NSLA), now the Richard B. Russell National School
Lunch Act, to safeguard the health and well-being of the nation's
children. At that time, nutritional concerns in the United States
(U.S.) centered on nutrient deficiencies and issues of under
consumption. To facilitate the planning of well-balanced meals in
schools across the nation, the U.S. Department of Agriculture (USDA)
established meal patterns with minimum food component requirements
based on nutrition science at that time. The Type A lunch, designed to
provide one-third to one-half of the daily food requirements of a 10-
to 12-year-old child, was the primary meal pattern for all children for
the first three decades of the lunch program. This meal pattern allowed
school foodservice managers to choose from a wide variety of foods, and
[[Page 2495]]
served as a tool for teaching children about nutrition and good eating
habits.
Over time, the NSLP changed to ensure that children receive
adequate nutrition for proper growth and development. The Type A lunch
was updated to reflect new knowledge about the nutritional needs of
children and their consumption habits. In 1975, the SBP was established
as a permanent program. By 1980, USDA phased out the Type A lunch and
specified different portion sizes for different age/grade groups of
children.
In the late 1980s, scientific evidence showed that diets high in
fat, saturated fat, and cholesterol have adverse health consequences.
USDA's ``School Nutrition Dietary Assessment'' (SNDA-I), published in
1993, indicated that the meals served under the NSLP and SBP were
effective in delivering micronutrients but exceeded recommended intakes
of total fat, saturated fat, cholesterol and sodium. (See the SNDA-I
report at https://www.fns.usda.gov/oane/menu/Published/CNP/cnp-archive.htm.) Consequently, Section 106(b) of the Healthy Meals for
Healthy Americans Act of 1994, Public Law 103-448, added section
9(f)(1) to the NSLA, 42 U.S.C. 1758(f)(1), to require that school meals
not only provide a percentage of the Recommended Dietary Allowances
(RDAs) \1\ but are also consistent with the goals of the most recent
Dietary Guidelines. In 2004, the NSLA was again amended by Section 103
of the Child Nutrition and WIC Reauthorization Act of 2004, Public Law
108-265, which added Section 9(a)(4), 42 U.S.C. 1758(a)(4), requiring
the Secretary to promulgate rules revising nutrition standards, based
on the most recent Dietary Guidelines, that reflect specific
recommendations, expressed in serving recommendations, for increased
consumption of foods and food ingredients offered in school nutrition.
The Dietary Guidelines reflect the current science-based consensus on
proper nutrition, a vital element in promoting health and preventing
chronic disease, and provide the nutritional basis for Federal domestic
nutrition assistance programs such as the NSLP and SBP.
---------------------------------------------------------------------------
\1\ The RDAs, developed by the Food and Nutrition Board of the
Institute of Medicine, reflect the average daily dietary nutrient
intake levels sufficient for meeting the nutrient requirements of
nearly all (97 to 98 percent) healthy individuals in particular age
and sex groups.
---------------------------------------------------------------------------
In response to section 9(f)(1) of the NSLA, USDA adopted the School
Meals Initiative for Healthy Children (SMI), a comprehensive plan to
promote the health of school children. On June 13, 1995, USDA issued
program regulations (60 FR 31188) that required school meals to reflect
the 1990 Dietary Guidelines and established three menu planning options
that schools may choose from, including two methods based on
computerized nutrient analysis (Nutrient Standard Menu Planning and
Assisted Nutrient Standard Menu Planning) and a food-based menu
planning system. On May 9, 2000, USDA issued program regulations (65 FR
26904) that further expanded the existing menu planning approaches to
the five current options. At present, the five menu planning approaches
are:
The traditional and the enhanced food-based menu planning
(FBMP) approaches, which follow specific meal patterns;
The nutrient standard menu planning and the assisted
nutrient standard menu planning (NSMP) \2\ approaches, which are based
primarily on a computer analysis of the nutrient and energy
contributions of planned meals; and
---------------------------------------------------------------------------
\2\ The NSMP approach requires a School Food Authority to
conduct a weighted analysis to assess the nutrient profile of the
meals selected by students. Weighted analysis gives more weight to
nutrients supplied by more frequently selected food items and
correspondingly less weight to nutrients supplied by items less
frequently selected. This requirement is currently waived until
September 30, 2010.
---------------------------------------------------------------------------
One alternate menu planning approach that is an
individualized modification of either FBMP or NSMP.
Currently, schools using any of the five menu planning approaches
must offer lunches and breakfasts that provide one-third and one-
fourth, respectively, of the 1989 RDAs. Program regulations require
that school meals provide at least minimum calorie and nutrient levels
for protein, calcium, iron, vitamin A, and vitamin C. These are key
nutrients that promote growth and development and are readily
identifiable on the nutrition labels of all food products. In addition,
schools must decrease the levels of sodium and cholesterol, increase
the amount of dietary fiber, and limit meals to not more than 30
percent of total calories from fat and less than 10 percent of total
calories from saturated fat consistent with the 1995 Dietary
Guidelines. Compliance with these nutrition standards is determined by
averaging nutrients in meals offered over a school week. This allows
menu planners flexibility to plan nutritious and appealing meals that
vary from day to day, but that provide appropriate levels of nutrients
and calories over a five-day school week.
School lunches and breakfasts were not updated when the 2000
Dietary Guidelines were issued because those recommendations did not
require significant changes to the school meal patterns.
III. Need To Revise the Nutrition and Meal Requirements
The current nutrition standards and meal requirements for the NSLP
and SBP are inconsistent with the 2005 Dietary Guidelines. Further, as
noted, section 9(a)(4) of the NSLA was amended in 2004 requiring that
meals be consistent with the most recent Dietary Guidelines, so
modifications are needed to align school meal patterns with the Dietary
Guidelines. The 2005 Dietary Guidelines call for significant changes in
dietary habits for persons ages 2 years and older, and emphasize the
importance of a nutritious diet to maintain health and reduce the risk
of chronic diseases, such as overweight and obesity. New dietary
concerns have emerged since the establishment of the NSLP. The overt
nutritional deficiencies in children's diets that led to the NSLP's
inception have largely been eliminated. In turn, overweight and obesity
are now major health concerns affecting children and adolescents.
Studies indicate that excess food consumption, poor food choices, and
decreased physical activity are contributing to childhood overweight
and obesity, and related chronic health conditions. According to
Centers for Disease Control and Prevention's 2003-2006 National Health
and Nutrition Examination Survey (NHANES) data, almost 32 percent of
children 6 to 19 years of age are overweight or obese. NHANES data
indicate that 17 percent of children age 6-11 are obese, while 17.6
percent of adolescents age 12-19 are obese. Obese children and
adolescents are at risk for health problems during their youth and as
adults. They are more likely to have risk factors associated with
cardiovascular disease (such as high blood pressure, high cholesterol,
and Type 2 diabetes) than other children and adolescents.
A basic premise of the 2005 Dietary Guidelines is that nutrient
needs should be met primarily by consuming a variety of nutrient-dense
foods from the basic food groups. In comparison with the 2005 Dietary
Guidelines, current school menus are not required to offer the
recommended quantities of fruits, vegetables (including vegetable
subgroups), and whole grains. These foods, along with low-fat fluid
milk and milk products, supply many of the key nutrients of concern for
children: Calcium, fiber, potassium, magnesium and vitamin E.
[[Page 2496]]
Current regulations also allow schools to offer whole and reduced-
fat (2 percent milk fat) fluid milk as part of a reimbursable school
lunch or breakfast. Those types of milk may contribute to high
saturated fat in school meals. The SNDA-III report issued by USDA in
2007 indicates that less than one-third of school lunches offered in
school year 2004-2005 under the current menu planning approaches met
the requirement of less than 10 percent of total calories from
saturated fat.
SNDA-III also shows that school lunches are high in sodium. This is
consistent with IOM's findings. With regard to fiber intake, the IOM
report indicates that children's consumption of whole grains is
extremely low in comparison with the Dietary Guidelines recommendation
that half of all grains consumed are whole grains, which are excellent
sources of fiber.
Another reason for updating the school meals is that new
applications for dietary planning are available. RDAs, which are
currently used as the basis for requirements in the School Meal
Programs, are no longer a primary value for planning the diets of
groups and individuals. Beginning in 2000, IOM issued the Dietary
Reference Intake (DRI) reports providing new guidance for planning
dietary intakes for individuals and groups. The DRI reports for
vitamins, minerals, energy, and macronutrients provide recommended
intake levels aimed at improving long-term health by preventing typical
nutritional deficiencies and reducing the risk of chronic disease
through nutrition. The DRIs represent a more comprehensive
recommendation for appropriate nutrient levels than the former RDAs and
are the recommended tool for dietary planning.\3\
---------------------------------------------------------------------------
\3\ The DRIs for vitamins and minerals consist of four reference
standards that include the RDAs as well as Estimated Average
Requirements (EAR), Adequate Intake levels (AI), and the Tolerable
Upper Intake Level (UL). For energy and macronutrients, the DRIs are
expressed as Estimated Energy Requirements (EERs) and Acceptable
Macronutrient Distribution Ranges (AMDRs), respectively.
---------------------------------------------------------------------------
In light of the changes in nutrition science and current dietary
concerns, USDA is seeking significant improvements in the NSLP and SBP
to ensure that these programs continue to meet their goal to safeguard
the health of school children. The changes proposed in this rule are
necessary to align school lunches and breakfasts with the 2005 Dietary
Guidelines and be consistent with the DRIs. Implementation of the
proposed changes would amend program regulations in 7 CFR 210 for the
NSLP and 7 CFR 220 for the SBP as stated in the regulatory text.
The 2009 IOM report that serves as the basis for the nutritional
provisions of this proposed rule provides recommendations for the meals
planned for school-aged children only (grades K and above). This rule
addresses the proposed meal requirements for school-aged children in
Sec. 210.10 and Sec. 220.8 of the regulatory text. However, this
proposed rule would retain the current meal requirements for children
in preschool (ages 1-2 and 3-4) and infants pending changes to the
Child and Adult Care Food Program (CACFP). Consistent with the IOM's
selection of a food-based meal pattern for Kindergarten and above, this
rule would allow only the traditional FBMP approach to plan meals for
preschoolers. This rule allows a school serving meals to school-aged
children and preschoolers to use a single menu planning approach to
plan meals for all children. The meal requirements for preschoolers are
addressed separately in Sec. 210.10(p) and Sec. 220.8(n) of the
proposed regulatory text.
IV. IOM Recommendations for Implementing the 2005 Dietary Guidelines
This proposed rule seeks to update the school meals for school-aged
children to align them with the 2005 Dietary Guidelines and make them
consistent with the DRIs, as described in the IOM final report ``School
Meals: Building Blocks for Healthy Children,'' which was published
October 20, 2009 (see the report at https://www.nap.edu). As recommended
by IOM, this proposed rule focuses on revising the meal requirements
for the NSLP and SBP. The new meal requirements seek to ensure that the
meals planned by school foodservice providers and selected by students
reflect the food groups emphasized by the 2005 Dietary Guidelines and
meet the nutrient targets identified by IOM.
The IOM final report on school meals was issued in response to
USDA's request for recommendations to align lunches and breakfasts with
the 2005 Dietary Guidelines. Prior to the IOM study, USDA had explored
a range of alternatives to implement the 2005 Dietary Guidelines in the
School Meal Programs in a scientifically sound and practical manner.
Due to the complexity of this task, USDA decided to seek help from IOM.
USDA had previously sought IOM's expertise to update the food package
for the Special Supplemental Nutrition Program for Women, Infants and
Children and that expertise proved extremely valuable.
To conduct a review of the School Meals Programs, IOM assembled a
committee of scientists in various disciplines and school foodservice
professionals. The committee conducted an independent review and
assessment of the nutritional needs of school-aged children in the U.S.
using the 2005 Dietary Guidelines and the DRIs. The committee used that
scientific review as the basis for recommending revisions to the NSLP
and SBP meal requirements.
In the course of the study, IOM analyzed scientific evidence,
deliberated in closed sessions, and held open meetings (July 8, 2009
and January 28, 2009) to obtain stakeholders' input. Representatives
from many entities provided oral testimony, including nutrition
advocates, health professionals, and many others listed in the final
IOM report. In addition to the oral testimony, the committee received
written comments from numerous stakeholders.
IOM issued two reports during the study. ``Nutrition Standards and
Meal Requirements for National School Lunch and Breakfast Programs:
Phase I, Proposed Approach for Recommending Revisions'' was issued
December 17, 2008. The Phase I report describes the approach used by
the IOM committee to make recommendations for revising the School Meal
Programs. The final report ``School Meals: Building Blocks for Healthy
Children,'' dated October 20, 2009, provides the scientific basis for
this proposed rule. It contains recommendations for meal requirements,
nutrient targets, and implementation and monitoring. In addition, the
report explains the rationale for each of the committee's
recommendations and includes several appendices that provide technical
justification. Appendix D of the final report provides a summary of the
public comments received in response to the Phase I report.
V. Proposed Meal Requirements for NSLP and SBP
The IOM final report recommends that emphasis be placed on revising
the NSLP and SBP meal requirements to align school lunches and
breakfasts with the 2005 Dietary Guidelines. The IOM report addresses
standards for menu planning and standards for meals as selected by the
student.
Standards for Menu Planning
The proposed standards for menu planning improve the school meals'
alignment with the 2005 Dietary Guidelines by offering more fruits at
breakfast; increasing the amount and variety of vegetables at lunch;
offering
[[Page 2497]]
more whole-grain rich foods; limiting fluid milk choices to fat-free
(unflavored or flavored) and unflavored fluid low-fat milk;
establishing minimum and maximum calorie levels for each age/grade
group; increasing the emphasis on limiting saturated fat; seeking
gradual but major reductions in the sodium content; and minimizing
trans fat. The intent of these proposed changes is to offer school
meals that are nutrient-rich and calorie-appropriate.
In developing its recommendations, IOM set targets for 24 nutrients
and other dietary components that serve as a scientific basis for the
proposed standards for menu planning. To align the school meals with
the Dietary Guidelines, the IOM committee found it necessary to
consider a large number of nutrients and replace the concept of
nutrition standards with a new concept of ``nutrient targets.'' IOM
established nutrient targets for the school meals based on the DRIs.
Compared to the current nutrition standards, the nutrient targets
identified by IOM are higher for protein, and selected vitamins and
minerals. The recommended nutrient targets were set at 32 percent of
the School Meal-Target Median Intake for lunches and at 21.5 percent of
the School Meal-Target Median Intake for breakfasts. (These percentages
correspond to the means of the values used by IOM for the minimum and
maximum calorie levels.) The Target Median Intake method combines
information about a population group's nutrient requirements (Estimated
Average Requirements or Adequate Intakes) and Tolerable Upper Intake
Levels. The selected Target Median Intake distribution aims to minimize
predicted prevalence of nutrient inadequacy and excessive intakes. (See
chapter 4 of the IOM final report for additional information on the
development of the nutrient targets.)
Schools would not use these 24 nutrient targets for planning or
monitoring menus. Instead, they would follow the food-based meal
patterns developed by IOM, as set forth in the following table. Meals
that meet the proposed meal patterns and other meal requirements are
expected to supply most of the nutrient targets set by IOM.
The proposed meal patterns designed by IOM and set forth in this
proposed rule offer more fruits, vegetables, and whole grains
consistent with the recommendations of the Dietary Guidelines. As the
following table indicates, the proposed meal pattern for breakfast
would consist of fruits, grains, meats/meat alternates, and fluid milk.
The proposed meal pattern for lunch would consist of fruits,
vegetables, grains, meats/meat alternates, and fluid milk.
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[GRAPHIC] [TIFF OMITTED] TP13JA11.001
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The greatest change in breakfast foods is the increase in fruits,
which doubles from the current requirement. In addition, grains
increase by nearly 80 percent over current levels, with a shift to
whole grains. For lunch, the greatest change is the increase in fruits
and vegetables, an increase of nearly four half-cup servings a week.
The following tables compare the types and amounts of foods required
under the current and the proposed meal patterns for breakfast and
lunch.
[[Page 2499]]
Changes in Minimum Amounts and Types of Food: Breakfast
------------------------------------------------------------------------
Current Proposed
requirement requirement
------------------------------------------------------------------------
Fruit........................... \1/2\ cup per day. 1 cup per day.
Grains and Meat/Meat Alternate.. 2 grains or 2 meat/ 1.4-2 grains per
meat alternates day plus:
or 1 of each per
day.
..................
1-2 meat/meat
alternates per
day.
..................
(Range reflects
difference by
grade group.)
Whole Grains.................... Encouraged........ At least half of
the grains to be
whole grain-rich.
Milk............................ 1 cup............. 1 cup, fat content
of milk to be 1%
or less.
------------------------------------------------------------------------
Changes in Minimum Amounts and Types of Food: Lunch
------------------------------------------------------------------------
Current Proposed
requirement requirement
------------------------------------------------------------------------
Fruit and Vegetables............ \1/2\-1 cup of \3/4\-1 cup of
fruit and vegetables plus
vegetables \1/2\-1 cup of
combined per day. fruit per day.
Vegetables...................... No specifications Weekly requirement
as to type of for dark green
vegetable. and orange
vegetables and
legumes and
limits on starchy
vegetables.
Meat/Meat Alternate............. 1.5-3 oz 1.6-2.4 oz
equivalents equivalents
(daily average (daily average
over 5-day week). over 5-day week).
Grains.......................... 1.8-3 oz 1.8-2.6 oz
equivalents equivalents
(daily average (daily average
over 5-day week). over 5-day week).
Whole Grains.................... Encouraged........ At least half of
the grains to be
whole grain-rich.
Milk............................ 1 cup............. 1 cup, fat content
of milk to be 1%
or less.
------------------------------------------------------------------------
USDA recognizes that these proposed changes are significant and may
pose a particular challenge to implement. We solicit comments on how
these changes may affect take-up and participation rates.
Menu Planning Approach and Age/Grade Groups
The 2005 Dietary Guidelines stress the importance of increasing the
consumption of key food groups: Fruits, vegetables, whole grains, and
fat-free/low-fat fluid milk or milk products. Consistent with the
Dietary Guidelines' emphasis on food groups, IOM developed a food-based
meal pattern for each of the School Meal Programs. This proposed rule
would require that all schools follow a food-based menu planning
approach to plan school lunches and breakfasts for all children. No
alternate menu planning approaches would be allowed.
Currently, approximately 70 percent of schools use the FBMP
approach. Using a single FBMP approach would simplify program
management, training, and monitoring by State agencies (SAs). It would
also give schools a practical and easy tool to plan well-balanced and
nutritious meals. More importantly, this change would ensure that all
school children participating in the NSLP and SBP nationwide have
access to more healthy foods in key food groups that contribute to a
nutritious diet and protect health.
Another change proposed in this rule involves the age/grade groups
used for menu planning. Today, childhood overweight and obesity are
major public health concerns. To avoid excessive calories and provide
age-appropriate meals, new age/grade groups recommended by IOM would be
established. All schools would be required to use the following age/
grade groups to plan lunches and breakfasts:
Grades K-5 (ages 5-10 years)
Grades 6-8 (ages 11-13 years)
Grades 9-12 (ages 14-18 years)
These age/grade groups are consistent with the current age-gender
categories used in the DRIs and with widely used school grade
configurations. Use of these age/grade groups would enable schools
operating under a food-based menu planning system to provide meals that
meet the nutrition needs of school children in various grade groups and
are conducive to healthy weight.
IOM recognizes that some schools have different grade
configurations and numerous logistical problems that may interfere with
the reasonable use of the proposed age/grade groups. Those schools
would be allowed to use the same breakfast and lunch meal patterns for
students in grades K through 8 as food quantity requirements for the
proposed age/grade group K-5 and 6-8 are comparable. However, schools
choosing to use one meal pattern for students in these two age/grade
groups would continue to be responsible for meeting the calorie,
saturated fat, and sodium standards for each of the proposed age/grade
groups. This would mean meals would have to meet very precise targets
for calories and sodium.
For example, a school could offer all students in grade groups K-5
and 6-8 the same breakfast choices for the fruit, meat/meat alternate,
and milk components because the quantity requirements are the same. The
requirements for the grains component are not the same but they overlap
(for grades K-5 is 7-10 oz eq per week, and for grades 6-8 is 8-10 oz
eq per week). A school could offer 8-10 oz eq per week to meet the
requirements for both grade groups. Similarly, the calorie requirements
for grades K-5 (350-500 average calories per week) and grades 6-8 (400-
550 average calories per week) overlap. Therefore, a school could offer
both grade groups a range of 400-500 average calories to meet the
requirement for each grade group. While the saturated fat and trans fat
requirement are the same for both grade groups, the school must
carefully consider the sodium requirements. The school would have to
comply with a standard of <430 mg, which was developed for grades K-5,
but would also meet the requirement for students in grades 6-8.
USDA acknowledges that schools offering the SBP may face barriers
when grouping students by age/grade group for breakfast service.
Children typically participate in the breakfast service as they arrive
at school, rather than by grade level. In addition, some schools
[[Page 2500]]
provide breakfasts by methods such as ``grab-and-go breakfasts'' from
kiosks. In instances where schools serve K-12 students on the same
line, the IOM committee suggests that the SFA work with the SA to find
a solution that ensures that basic elements of the meal requirements
are maintained: Inclusion of required food components and food
subgroups, moderate calorie levels, and an emphasis on reducing
saturated fat and sodium. USDA will provide technical assistance to the
SAs to assist them with this issue. Schools in these situations have
the option to serve breakfast in the classroom to each grade group, use
one meal pattern for grades K to 8 that meets the standards for each
age/grade group, or work with the SA to find a feasible solution that
meets the meal requirements.
Fruits and Vegetables
The proposed food-based meal patterns for the NSLP and SBP were
designed by IOM to improve the nutrient density of school meals and the
nutrient intake by students, especially with regard to nutrients of
concern. The proposed meal patterns offer fruits and vegetables as
separate components and increase the quantities of these key food
groups to promote children's intake of fiber and other important
nutrients such as potassium and magnesium.
To facilitate school's compliance with the fruits requirement,
schools would be allowed to offer fruit that is fresh, frozen without
sugar, dried, or canned in fruit juice, water, or light syrup. To
confer fiber benefits, it is important to meet the fruits component
with whole fruit whenever possible. However, schools would be able to
offer pasteurized, full-strength (100 percent) fruit juice, as
currently defined, to meet up to one-half of the fruits requirement.
Products that contain less than 100 percent juice would not be allowed.
The volume of products that would be necessary to meet the fruits
requirement may be relatively large for consumption by children and can
displace the intake of nutrient-rich foods in the meal. Requiring 100
percent fruit juice in the NSLP would be consistent with the current
requirements in the SBP and the Child and Adult Care Food Program.
For breakfast, schools would have the option to offer non-starchy
vegetables in place of fruits. For some schools, vegetables may be more
affordable than whole fruit. For example, schools may add tomatoes and
green peppers to a breakfast omelet or a breakfast burrito.
In addition to establishing fruits and vegetables as separate food
components in the NSLP, this proposed rule would require that schools
offer specific vegetable subgroups at lunch over the school week to
encourage variety in children's diets. Schools would be required to
offer weekly at lunch at least \1/2\ cup equivalent of each of the
following vegetable subgroups: Dark green, orange, and legumes (dry
beans). As recommended by IOM, starchy vegetables (e.g., white
potatoes, corn, lima beans, and green peas) would be limited to 1 cup
per week to encourage students to try new vegetables in place of the
familiar starchy ones. In addition, schools would be allowed to offer
other vegetables (as defined in Appendix A-2 of the 2005 Dietary
Guidelines) over the course of the week as specified in the proposed
meal pattern. Schools using canned vegetables would have to select
products with low sodium to stay within the proposed sodium limits.
Whole Grains
The Dietary Guidelines recommend that all age groups consume at
least half their grains as whole grains.\4\ In light of concerns such
as whole grain product availability, product labeling, and student
acceptability, IOM recommends the following staged approach to align
school meals with the Dietary Guidelines' whole grains recommendation:
---------------------------------------------------------------------------
\4\ Whole grains are (1) grain foods whose grain ingredients are
whole grains only (100 percent whole grains), or (2) whole grain
ingredients, such as rye flour, and whole wheat flour. (Virginia A.
Stallings, Carol West Suitor, and Christine L. Taylor, Editors;
Committee on Nutrition Standards for National School Lunch and
Breakfast Programs; Institute of Medicine. School Meals: Building
Blocks for Healthy Children.)
---------------------------------------------------------------------------
Upon implementation of the proposed rule, at least half of
the grains servings offered in the NSLP and SBP should be whole grain-
rich.\5\
---------------------------------------------------------------------------
\5\ Whole grain-rich foods may contain less than 100 percent
whole grains but, generally, contain at least 51 percent whole
grains. IOM's recommended criterion requires that whole grain-rich
foods meet serving size requirements defined in the Grains/Breads
Instruction for Child Nutrition Programs, and can be easily
identified as containing at least 51 percent whole grains. Please
see Box 7-1 in the IOM report for details on the recommended
temporary criterion for whole grain-rich foods (available at: https://books.nap.edu/openbook.php?record_id=12751&page=124).
---------------------------------------------------------------------------
Within three years post-implementation, menu planning
standards should be revised so that the proportion of whole grains to
refined grains will exceed 50 percent.
This proposed rule is consistent with IOM's recommended temporary
criterion for whole grain-rich foods, which encompasses the HealthierUS
School Challenge criteria. However, this rule slightly modifies IOM's
suggested timeline to minimize the frequency of changes to menus and
vendor requirements. This proposed rule would align the whole grains
implementation timeline with the phased-in sodium reductions.
Therefore, this proposed rule would implement the IOM whole grains
recommendation as follows:
Upon implementation of the final rule, half of the grains
offered during the school week must be whole grain-rich.
Two years post-implementation of the final rule, all
grains offered during the school week must be whole grain-rich.
The IOM report also recommends that the FDA take action to require
labeling for the whole grain content of food products. USDA will
provide support to FDA to help implement the labeling recommendation.
In the interim, the criteria used to identify whole grain-rich foods
served in school meals would be established in FNS guidance, and could
be revised in policy as more information becomes available on the food
label by the voluntary addition of whole grain information by industry
or by FDA action to require labeling for the whole grain content of
food products. USDA will also work with industry and other stakeholders
to ensure that program operators can identify and purchase whole
grains.
IOM expects that the availability of whole grain-rich products will
increase over time nationwide. At the Federal level, USDA commodity
foods (now known as USDA Foods) will continue to expand the list of
whole grain products available to schools. USDA Foods now include brown
rice, and whole grain tortillas, pancakes, and pasta. In addition, USDA
will issue an updated Grains/Breads Instruction and develop practical
guidance to help schools incorporate more whole grain-rich products
into school menus.
This proposed rule would continue to allow schools the option to
meet part of the weekly grains requirement with a grain-based dessert.
Up to one serving per day of a grains-based dessert would be allowed as
part of the grains component. When offered in moderation, grain-based
desserts may present an opportunity to add variety to the grains
component, incorporate more whole grains into the menu, and encourage
student participation. Schools would need to refer to the Grains/Breads
Instruction to identify creditable grain-based desserts.
To accommodate cultural food preferences and due to product
availability concerns, current regulations allow schools in outlying
areas (American Samoa, Puerto Rico, and the Virgin Islands) to serve a
vegetable such as yams, plantains, or sweet potatoes to meet the grains
requirement. This proposed rule would
[[Page 2501]]
continue to permit this meal pattern exception.
Meats/Meat Alternates
The Dietary Guidelines recommend selecting and preparing lean meat
and poultry, or low-fat and fat-free meat alternates, and limiting the
intake of saturated fats, trans fat, and cholesterol. The meal pattern
designed by IOM includes meats and meat alternates (such as beans,
cheese, whole eggs, nuts, seeds, peanut butter, other nut or seed
butters, and yogurt) and the recommendation to control saturated fat
and trans fat. To meet this food component as well as the dietary
specifications for saturated fat and trans fat, schools would have to
offer lean meats/meat alternates. The use of processed meats would be
discouraged because those available at this time are usually high in
sodium. If offered, processed meats would have to be low in fat. USDA
guidance and technical assistance materials will emphasize strategies
for purchasing, planning, and preparing lean meats/meat alternates.
As currently done, the quantity of meats/meat alternates offered
daily could vary if at least a minimum amount (1 ounce) is provided
daily and the total offered over the school week meets the weekly
component requirement. This proposed rule would also retain the current
requirement that all creditable meats/meat alternates be offered in the
main dish or as part of the main dish and up to one other food item
other than a dessert.
USDA is aware of a growing interest to expand the list of allowable
meat alternates to include tofu, a whole soybean food. We recognize
that soybean foods are increasingly being incorporated in the American
diet as nutrient-dense meat alternatives. This rule is not proposing to
credit commercially prepared tofu as an allowable meat alternate at
this time. However, USDA is interested in receiving comments from the
child nutrition community proposing a methodology that could be used
for crediting commercially prepared tofu.
A longstanding concern regarding tofu is the lack of an FDA
standard of identity. An FDA standard of identity defines what a given
food product is, its name, and the ingredients that must be used or may
be used in the manufacture of the food product. Without a standard of
identity, USDA cannot assure nutritional consistency across brands and
types of tofu in a food-based menu planning approach. Although tofu
does not have a standard of identity, the USDA National Nutrient
Database for Standard Reference, Release 22 (2009) provides nutrient
profiles for different types of tofu.
Other soy-based products are currently allowed as alternate protein
products (APP) if they meet the requirements in Appendix A to 7 CFR
part 210, and Appendix A to 7 CFR part 220. Examples of allowable APPs
include products that are formulated with ingredients such as soy
concentrates, soy isolates, soy flours, whey protein concentrate, or
casein. Tofu is not an allowable APP because it does not meet the
established minimum requirement to consist of at least 18 percent
protein by weight when fully hydrated or formulated.
Fluid Milk
As recommended by IOM, only fat-free fluid milk (unflavored or
flavored) and unflavored low-fat fluid milk (1 percent milk fat or
less) would be allowed in the School Meal Programs in order to reduce
the saturated fat and calorie content of school meals. Flavored low-fat
fluid milk would not be allowed because it increases both saturated fat
and calories. However, flavored fat-free fluid milk would be allowed
because calcium is a nutrient of concern for children and the use of
flavors to encourage children to drink more fluid milk could help
mitigate this problem. USDA anticipates that the proposed calorie
maximum would drive schools to select flavored fat-free fluid milk with
the lowest sugar content.
This proposed rule would no longer allow schools to offer whole
milk or reduced-fat (2 percent milk fat) fluid milk as part of the
reimbursable meal. This rule would also remove the existing regulatory
requirement that schools offer milk in a variety of fat content.
Section 203 of the Healthy, Hunger-Free Act of 2010, which amended the
NSLA, requires that schools offer a variety of milk consistent with the
Dietary Guidelines recommendations.
Calories, Saturated Fat, Sodium, and Trans Fat
Because the proposed meal pattern alone cannot ensure appropriate
amounts of calories, saturated fat, sodium and trans fat, IOM
recommended specific standards for these dietary components. This
proposed rule would implement the IOM-recommended standards for
calories, saturated fat, sodium, and trans fat as follows:
Calories
When recommending the calorie levels that should be provided by
school meals, the IOM committee was mindful of the childhood obesity
trend and the food choices available to school children outside of the
NSLP and SBP. The committee recommended minimum and maximum calories
for lunches and breakfasts based on evidence about children's intakes
at meals and snacks. The proposed minimum and maximum calorie levels to
be required for each age grade group on average over the course of the
week are:
Lunch--Proposed Minimum and Maximum Calorie Levels
------------------------------------------------------------------------
Grades K-5 Grades 6-8 Grades 9-12
------------------------------------------------------------------------
550-650 600-700 750-850
------------------------------------------------------------------------
\a\ The average daily amount for a 5-day school week is not to be less
than the minimum or exceed the maximum.
\b\ Discretionary sources of calories (solid fats and added sugars) may
be added to the meal pattern if within the specifications for
calories, saturated fat, trans fat, and sodium.
Breakfast--Proposed Minimum and Maximum Calorie Levels
------------------------------------------------------------------------
Grades K-5 Grades 6-8 Grades 9-12
------------------------------------------------------------------------
350-500 400-550 450-600
------------------------------------------------------------------------
\a\ The average daily amount for a 5-day school week is not to be less
than the minimum or exceed the maximum.
\b\ Discretionary sources of calories (solid fats and added sugars) may
be added to the meal pattern if within the specifications for
calories, saturated fat, trans fat, and sodium.
The intent of this proposed change is not to reduce children's
intake of food, but to avoid excessive calories. The meal patterns
proposed in this rulemaking would require increased amounts of fruits,
vegetables, and whole grains. Combined with calorie maximums, USDA
believes that these increased food requirements leave relatively few
discretionary calories for fats and added sugars. Therefore, to stay
within the calorie ranges specified in this proposed rule, schools
would have to offer lean meats/meat alternates, fat-free or low-fat
fluid milk, and other nutrient-dense foods, as recommended by the 2005
Dietary Guidelines.
While the 2005 Dietary Guidelines do not recommend discrete limits
on added sugars, they do encourage the consumption of foods and
beverages low in added sugars.
Saturated Fat
The 2005 Dietary Guidelines continue to recommend that all
individuals consume less than 10 percent of total calories from
saturated fat. This is the current standard in both the NSLP and SBP
and this proposed rule would retain it as recommended by IOM.
[[Page 2502]]
Schools have made a recognizable effort to reduce the saturated fat
levels of meals. SNDA-III data indicate that, on average, three-
quarters of schools offered breakfasts that met the requirement to
provide less than 10 percent of total calories from saturated fat. At
lunch, however, only one-third of schools offered meals that met this
required level.
A variety of food sources contribute to saturated fat levels in
school meals; however, fluid milk is a primary contributor. As stated
earlier, this proposed rule would no longer allow schools to offer
whole fluid milk or reduced-fat fluid milk as part of a reimbursable
lunch or breakfast for children ages five and older. To meet the new
statutory requirement that schools offer a variety of milk consistent
with the Dietary Guidelines (established by the Healthy, Hunger-Free
Act of 2010), schools would have to offer students at least two fluid
milk options. For example, schools could offer fat-free milk (both
unflavored and flavored), or fat-free milk (unflavored and/or flavored)
along with low-fat milk (unflavored). By limiting the choices to fat-
free and low-fat milk, schools would limit saturated fat in the school
meals while maintaining key nutrients for growth and development found
in fluid milk.
Sodium
Reducing the sodium content of school meals is one of the key
objectives of this proposed rule. Research suggests that modest
population-wide reductions in dietary salt could substantially reduce
cardiovascular events and medical costs (see, for example, Smith-
Spangler, 2010; Bibbins-Domingo, 2010). More specifically, a
forthcoming study suggests that reducing dietary salt in adolescents
could yield substantial health benefits by decreasing the number of
teenagers with hypertension and the rates of cardiovascular disease and
death as these teenagers reach young and middle age adulthood (Bibbins-
Domingo, 2010b).
USDA has encouraged schools to reduce sodium since the
implementation of SMI in 1995. According to the SNDA-III study, the
average sodium content of school lunches (for all schools) is more than
1400 mg. IOM recommended a gradual but significant reduction in sodium
over time and suggested that USDA establish intermediate targets to
help schools progress to the final sodium standards developed by the
IOM expert committee for each age/grade group. This proposed rule would
require that schools meet the final sodium standards established by IOM
no later than ten years after the final rule is implemented by reaching
intermediate sodium targets as follows:
[GRAPHIC] [TIFF OMITTED] TP13JA11.002
[[Page 2503]]
USDA recognizes that there are barriers to reducing the sodium
content of meals to the levels recommended by IOM without having an
impact on student acceptance and participation, practicality, and cost.
The proposed intermediate sodium targets were developed after carefully
reviewing scientific literature, consulting with U.S. and international
public health professionals involved in sodium reduction efforts, and
applying information from expert presentations by industry
representatives at the IOM Strategies to Reduce Sodium Intake
information gathering session in March 2009. Findings showed that
school menu planners can reduce sodium by approximately 10 percent
through menu modification. Industry can reduce sodium in school food
products by approximately 20 to 30 percent using current technology.
The remaining reduction requires innovation.
Establishing intermediate targets was complicated because two
intermediate targets set at 10 percent and 20 percent reductions from
baseline levels yield reductions for school breakfasts beyond IOM
recommendations (school breakfasts require a sodium reduction of
approximately 25 percent). If applied to school breakfasts, this
strategy also places a disproportionate responsibility for reduction on
school menu planners. Industry reductions and innovation necessary to
meet school lunch targets will affect all foods served in all school
meals, and the intermediate targets must account for this and
distribute reductions required more evenly across the 10-year period.
Therefore, simply applying 10 percent and 20 percent reductions to
baseline levels was not an ideal way to establish intermediate targets.
Instead, USDA applied the same proportional reductions (20 percent
and 40 percent, respectively, for the first and second intermediate
targets) to the total amount of sodium reduction required for each age/
grade group. This method distributes reductions more evenly across the
10-year period and yields reasonable intermediate targets that align
with feasible reductions for menu planners (approximately 10 percent)
and industry (approximately 20-30 percent), and sodium reduction
efforts currently underway.
Taking baseline measures from SNDA III, intermediate targets were
established two years and four years post-implementation to initiate
change using current resources:
(1) Two years post implementation of the final rule, schools would
need to reduce sodium in school lunches by approximately 5-10 percent
from baseline levels (SNDA-III). This is the estimated amount that
schools can reduce sodium through menu and recipe modification using
currently available foods and technology.
(2) Four years post implementation of the final rule, schools would
need to reduce sodium by approximately 15-30 percent from the baseline.
This is the estimated amount industry can reduce sodium in foods using
currently available technology.
(3) Ten years post implementation of the final rule, school lunches
would need to meet the final targets recommended by IOM. This would
require schools to reduce sodium in school meals by approximately 25-50
percent from the baseline. A significant amount of time is allotted for
this final reduction, which will likely require innovation, such as new
technology and/or food products.
These reductions are consistent with public health initiatives
aiming to reduce sodium in the nation's food supply over the next 10
years, or a reduction of approximately 5 percent per year. Such
reductions are widely supported by the American Public Health
Association and by efforts such as New York City's National Sodium
Reduction Initiative.
Nearly all schools would need to reduce the sodium content of
school meals to meet the proposed intermediate and final sodium
targets. The changes necessary will vary by school/district because
currently there is no sodium limit for school meals and each school/
district will be starting from a different baseline. Schools can use
SMI data or review their meals to determine changes needed to meet the
sodium targets.
It is important to note that approximately 75 percent of the sodium
in foods consumed in the U.S. comes from salt (sodium chloride) added
to processed foods. Processed foods and convenience items are often
used in the school food service operation to save time and labor.
Gradual implementation of the sodium restriction is intended to give
schools and industry time to lower the sodium content of the foods used
in the school meals.
The availability of high sodium foods in and outside of the School
Meal Programs has resulted in a preference for salty foods at a young
age. The proposed intermediate standards should help children reduce
their salt preference and develop healthier eating habits. However, a
simultaneous reduction of sodium levels in foods available outside the
NSLP would be important to foster a change in students' taste
preference.
USDA plans to develop practical guidance and technical assistance
resources to help schools achieve the proposed sodium standards while
avoiding a negative impact on student participation. USDA resources
would also emphasize strategies for increasing potassium in schools
meals. Adequate potassium intake can help offset some of the adverse
health effects of high sodium levels.
USDA will continue to make low-sodium USDA Foods available to
schools. USDA has targeted specific commodities to be made available at
lower sodium levels, including canned items (beef, pork, poultry,
salmon, and tuna), chicken fajita strips, and ready-to-eat cereal. Most
commodity canned vegetables already meet FDA's requirements for use of
the term ``healthy,'' which means that, in addition to meeting other
requirements, these foods contain no more than 480 mg sodium per
labeled serving. USDA plans to gradually phase-in low sodium canned
vegetables for donation to all of the domestic nutrition assistance
programs. USDA Foods now offer low sodium canned tomato products and
canned dry beans. In school year 2010, the sodium levels in all USDA
canned vegetables are being reduced to 140 mg per serving.
While the proposed regulatory requirements discussed above are in
line with the 2005 Dietary Guidelines and the IOM final sodium targets,
USDA acknowledges further reductions in recommended sodium levels are
possible in the upcoming 2010 Dietary Guidelines. The 2010 ``Dietary
Guidelines Advisory Committee Report'' recommends that both children
and adults should reduce their sodium intake to 1,500 mg per day
(compared to the 2,300 mg per day recommended in the 2005 Guidelines).
USDA is seeking public comment on how to address further reductions
in recommended sodium levels, in the event that the 2010 Dietary
Guidelines include sodium targets lower than those reflected in this
proposed rule. USDA invites public comments on how possible further
reductions could be incorporated into the NSLP and SBP, including the
timeline for achieving reductions; how intermediate targets, if any,
should be established; and the impact that further reductions may have
on participation levels, implementation feasibility, and costs.
Tracking Calories, Saturated Fat, and Sodium
Under this proposal, all schools would plan lunches and breakfasts
using the food-based meal patterns
[[Page 2504]]
developed by IOM. Similar to the current FBMP system, schools would be
responsible for offering meals that meet the meal pattern, as well as
specific standards for calories, saturated fat, and sodium for each
age/grade group on average over the school week. However, this rule
would not require that schools conduct a nutrient analysis to determine
compliance with the standards for calories, saturated fat, and sodium.
SAs would be responsible for monitoring compliance with these three
dietary specifications in schools selected for administrative reviews.
(Currently, SAs conduct nutrient analysis for FBMP schools to determine
the levels of eleven dietary specifications (calories, protein, vitamin
A, vitamin C, iron, calcium, total fat, saturated fat, sodium,
cholesterol, and dietary fiber). This proposal would support IOM's
recommendation to limit and monitor calories, saturated fat, and sodium
in school meals without burdening schools or SAs.
Although not required, schools that have the resources to conduct a
nutrient analysis would be able to continue to do so to assess how well
they are meeting calorie, saturated fat, and sodium standards. SNDA III
found that, in school year 2004-2005, about two-thirds of schools were
in districts that conducted ongoing nutrient analysis of their menus.
This finding suggests that many districts have the capability to
conduct nutrient analysis.
USDA intends to develop practical tools to help schools calculate
the levels of calories, saturated fat, and sodium in school meals. The
SAs are encouraged to develop practical calculation methods and provide
technical assistance to schools when they are developing school menus
to help align the planned meals with these three dietary
specifications.
Trans fat
This proposed rule would require schools to minimize trans fat in
school meals to be consistent with the 2005 Dietary Guidelines. The IOM
report provides a practical method to minimize the trans fat content of
school meals. To help schools reach the goal of zero grams of trans fat
per serving, IOM recommended that schools only be allowed to use food
products or ingredients that contain zero grams of trans fat per
serving, as indicated on the nutrition label (FDA defines zero as less
than 0.5 grams per serving) or manufacturer's specifications. Foods
that contain minimal amounts of naturally-occurring trans fat (such as
beef and lamb) would be excluded from this requirement. Schools would
also be required to add the trans fat specification and request the
necessary documentation in their procurement contracts.
If a product or ingredient used to prepare school meals has no
nutrition labeling (e.g., institutional products) schools would be
responsible for obtaining information, such as manufacturer or
nutrition specifications, that confirms that the product contains zero
grams of trans fat per serving. The trans fat information would be
examined during an administrative review.
Standards for Meals Selected by the Student (Offer Versus Serve)
To achieve a reasonable balance between the goals of reducing food
waste and preserving the nutritional integrity of school meals, the IOM
committee recommended standards for meals as selected by the student.
The committee formulated two offer versus serve options: A preferred
option and a secondary option.
Under IOM's preferred option, a student may decline 1 food item at
breakfast but must select 1 fruit or juice. For lunch, the student may
decline 2 food items but must select 1 fruit or vegetable.
The secondary option formulated by IOM also requires the student to
select 1 fruit or juice at breakfast and 1 fruit or vegetable at lunch
but allows the student to decline more food items. Under the secondary
option, the student may decline 2 food items at breakfast and 3 food
items at lunch.
Although both options formulated by IOM promote the selection of
fruits and vegetables, the preferred option is more conducive to
preserving the nutritional integrity of the school meal. We are
concerned that the secondary option allows the student to decline more
food items than the current offer versus serve regulations. Therefore,
this proposed rule w