Surrender of License of Small Business Investment Company, 2189 [2011-315]
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Federal Register / Vol. 76, No. 8 / Wednesday, January 12, 2011 / Notices
Program will provide its members
greater clarity on the types of options
that may be listed by the Exchange.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not significantly affect the
protection of investors or the public
interest, does not impose any significant
burden on competition, and, by its
terms, does not become operative for 30
days from the date on which it was
filed, or such shorter time as the
Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 7 and Rule 19b–
4(f)(6) thereunder.8
The Exchange has requested that the
Commission waive the 30-day operative
delay. The Commission believes that
waiver of the operative delay is
consistent with the protection of
investors and the public interest
because the proposed reciprocity
provision is similar to reciprocity
provisions in place for other option
strike price programs,9 which have been
previously approved by the
Commission.10 Therefore, the
Commission designates the proposal
operative upon filing.11
At any time within 60 days of the
filing of the proposed rule change, the
7 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires the Exchange to give the
Commission written notice of the Exchange’s intent
to file the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.
9 See Chapter IV, Section 6, Supplementary
Material .02(a) ($1 Strike Program), .05 ($0.50 Strike
Program), and .03(a) ($2.50 Strike Program).
10 See, e.g., Securities Exchange Act Release No.
60694 (September 18, 2009); 74 FR 49048
(September 25, 2009) (SR–Phlx–2009–65)
(approving NASDAQ OMX PHLX’s $0.50 Strike
Program, with reciprocity provision).
11 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
mstockstill on DSKH9S0YB1PROD with NOTICES
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Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act.
2189
NASDAQ–2011–002 and should be
submitted on or before February 2, 2011.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Elizabeth M. Murphy,
Secretary.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
[FR Doc. 2011–444 Filed 1–11–11; 8:45 am]
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2011–002 on the
subject line.
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, under
Section 309 of the Act and Section
107.1900 of the Small Business
Administration Rules and Regulations
(13 CFR 107.1900) to function as a small
business investment company under the
Small business Investment Company
License No. 08/78–156 issued to The
Roser Partnership III, SBIC, L.P., and
said license is hereby declared null and
void.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2011–002. This
file number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–
PO 00000
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BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
Surrender of License of Small
Business Investment Company
United States Small Business
Administration.
Sean J. Greene,
AA/Investment.
[FR Doc. 2011–315 Filed 1–11–11; 8:45 am]
BILLING CODE 8025–01–M
SOCIAL SECURITY ADMINISTRATION
[Docket No. SSA–2011–0006]
Occupational Information Development
Advisory Panel
AGENCY:
Social Security Administration
(SSA).
Notice of the Charter Renewal
for the Occupational Information
Development Advisory Panel.
ACTION:
Notice is hereby given that on
January 7, 2011, the Commissioner of
Social Security renewed the Charter for
the Occupational Information
Development Advisory Panel (Panel).
This discretionary Panel will provide
independent advice and
recommendations on plans and
activities to create an occupational
information system (OIS) tailored
specifically for SSA’s disability
programs and adjudicative needs. SSA
requires advice and recommendations
on the use of occupational information
in SSA’s disability programs and the
research design of the OIS, including
SUMMARY:
12 17
E:\FR\FM\12JAN1.SGM
CFR 200.30–3(a)(12).
12JAN1
Agencies
[Federal Register Volume 76, Number 8 (Wednesday, January 12, 2011)]
[Notices]
[Page 2189]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-315]
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SMALL BUSINESS ADMINISTRATION
Surrender of License of Small Business Investment Company
Pursuant to the authority granted to the United States Small
Business Administration under the Small Business Investment Act of
1958, under Section 309 of the Act and Section 107.1900 of the Small
Business Administration Rules and Regulations (13 CFR 107.1900) to
function as a small business investment company under the Small
business Investment Company License No. 08/78-156 issued to The Roser
Partnership III, SBIC, L.P., and said license is hereby declared null
and void.
United States Small Business Administration.
Sean J. Greene,
AA/Investment.
[FR Doc. 2011-315 Filed 1-11-11; 8:45 am]
BILLING CODE 8025-01-M