Surrender of License of Small Business Investment Company, 2189 [2011-315]

Download as PDF Federal Register / Vol. 76, No. 8 / Wednesday, January 12, 2011 / Notices Program will provide its members greater clarity on the types of options that may be listed by the Exchange. B. Self-Regulatory Organization’s Statement on Burden on Competition The Exchange does not believe that the proposed rule change will impose any burden on competition not necessary or appropriate in furtherance of the purposes of the Act. C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others No written comments were either solicited or received. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not significantly affect the protection of investors or the public interest, does not impose any significant burden on competition, and, by its terms, does not become operative for 30 days from the date on which it was filed, or such shorter time as the Commission may designate, it has become effective pursuant to Section 19(b)(3)(A) of the Act 7 and Rule 19b– 4(f)(6) thereunder.8 The Exchange has requested that the Commission waive the 30-day operative delay. The Commission believes that waiver of the operative delay is consistent with the protection of investors and the public interest because the proposed reciprocity provision is similar to reciprocity provisions in place for other option strike price programs,9 which have been previously approved by the Commission.10 Therefore, the Commission designates the proposal operative upon filing.11 At any time within 60 days of the filing of the proposed rule change, the 7 15 U.S.C. 78s(b)(3)(A). CFR 240.19b–4(f)(6). In addition, Rule 19b– 4(f)(6)(iii) requires the Exchange to give the Commission written notice of the Exchange’s intent to file the proposed rule change, along with a brief description and text of the proposed rule change, at least five business days prior to the date of filing of the proposed rule change, or such shorter time as designated by the Commission. The Exchange has satisfied this requirement. 9 See Chapter IV, Section 6, Supplementary Material .02(a) ($1 Strike Program), .05 ($0.50 Strike Program), and .03(a) ($2.50 Strike Program). 10 See, e.g., Securities Exchange Act Release No. 60694 (September 18, 2009); 74 FR 49048 (September 25, 2009) (SR–Phlx–2009–65) (approving NASDAQ OMX PHLX’s $0.50 Strike Program, with reciprocity provision). 11 For purposes only of waiving the 30-day operative delay, the Commission has considered the proposed rule’s impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). mstockstill on DSKH9S0YB1PROD with NOTICES 8 17 VerDate Mar<15>2010 17:25 Jan 11, 2011 Jkt 223001 Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. 2189 NASDAQ–2011–002 and should be submitted on or before February 2, 2011. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.12 Elizabeth M. Murphy, Secretary. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: [FR Doc. 2011–444 Filed 1–11–11; 8:45 am] Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number SR–NASDAQ–2011–002 on the subject line. Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under Section 309 of the Act and Section 107.1900 of the Small Business Administration Rules and Regulations (13 CFR 107.1900) to function as a small business investment company under the Small business Investment Company License No. 08/78–156 issued to The Roser Partnership III, SBIC, L.P., and said license is hereby declared null and void. Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2011–002. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR– PO 00000 Frm 00109 Fmt 4703 Sfmt 4703 BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Surrender of License of Small Business Investment Company United States Small Business Administration. Sean J. Greene, AA/Investment. [FR Doc. 2011–315 Filed 1–11–11; 8:45 am] BILLING CODE 8025–01–M SOCIAL SECURITY ADMINISTRATION [Docket No. SSA–2011–0006] Occupational Information Development Advisory Panel AGENCY: Social Security Administration (SSA). Notice of the Charter Renewal for the Occupational Information Development Advisory Panel. ACTION: Notice is hereby given that on January 7, 2011, the Commissioner of Social Security renewed the Charter for the Occupational Information Development Advisory Panel (Panel). This discretionary Panel will provide independent advice and recommendations on plans and activities to create an occupational information system (OIS) tailored specifically for SSA’s disability programs and adjudicative needs. SSA requires advice and recommendations on the use of occupational information in SSA’s disability programs and the research design of the OIS, including SUMMARY: 12 17 E:\FR\FM\12JAN1.SGM CFR 200.30–3(a)(12). 12JAN1

Agencies

[Federal Register Volume 76, Number 8 (Wednesday, January 12, 2011)]
[Notices]
[Page 2189]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-315]


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SMALL BUSINESS ADMINISTRATION


Surrender of License of Small Business Investment Company

    Pursuant to the authority granted to the United States Small 
Business Administration under the Small Business Investment Act of 
1958, under Section 309 of the Act and Section 107.1900 of the Small 
Business Administration Rules and Regulations (13 CFR 107.1900) to 
function as a small business investment company under the Small 
business Investment Company License No. 08/78-156 issued to The Roser 
Partnership III, SBIC, L.P., and said license is hereby declared null 
and void.

United States Small Business Administration.
Sean J. Greene,
AA/Investment.
[FR Doc. 2011-315 Filed 1-11-11; 8:45 am]
BILLING CODE 8025-01-M
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