National Environmental Policy Act Implementing Procedures, 214-249 [2010-32316]
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DEPARTMENT OF ENERGY
[Docket ID: DOE–HQ–2010–0002]
10 CFR Part 1021
RIN 1990–AA34
National Environmental Policy Act
Implementing Procedures
AGENCY: Office of the General Counsel,
U.S. Department of Energy.
ACTION: Notice of proposed rulemaking
and public hearing.
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SUMMARY: The U.S. Department of
Energy (DOE or the Department)
proposes to amend its existing
regulations governing compliance with
the National Environmental Policy Act
(NEPA). The majority of the changes are
proposed for the categorical exclusions
provisions contained in its NEPA
Implementing Procedures, with a small
number of related changes proposed for
other provisions. These proposed
changes are intended to better align the
Department’s regulations, particularly
its categorical exclusions, with DOE’s
current activities and recent
experiences, and to update the
provisions with respect to current
technologies and regulatory
requirements. DOE proposes to establish
20 new categorical exclusions, and to
remove two categorical exclusion
categories, one environmental
assessment (EA) category, and two
environmental impact statement (EIS)
categories. Other proposed changes
modify and clarify DOE’s existing
provisions.
DATES: Comments should be received by
(or, if mailed, postmarked by) February
17, 2011 to ensure consideration. Late
comments may be considered to the
extent practicable. DOE will hold a
public hearing on February 4, 2011,
from 1 p.m. to 4 p.m. in Washington,
DC. Persons who wish to speak at the
public hearing should register before 3
p.m. on February 1, 2011, as described
in FOR FURTHER INFORMATION CONTACT.
ADDRESSES: Documents relevant to this
rulemaking are posted at https://
www.regulations.gov (Docket ID: DOE–
HQ–2010–0002). Documents posted to
this docket include: This notice of
proposed rulemaking, DOE’s ‘‘Technical
Support Document’’ that provides
additional information regarding certain
proposed changes, and a ‘‘redline/
strikeout’’ (markup) file of affected
sections of the DOE NEPA regulations
indicating the changes proposed in this
proposed rule.
Submit comments, labeled ‘‘DOE
NEPA Implementing Procedures, RIN
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1990–AA34,’’ by one of the following
methods:
1. Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments
electronically. This rulemaking is
assigned Docket ID: DOE–HQ–2010–
0002. Comments may be entered
directly on the Web site. Electronic files
may be submitted to this Web site.
2. Mail: Mail comments to NEPA
Rulemaking Comments, Office of NEPA
Policy and Compliance (GC–54), U.S.
Department of Energy, 1000
Independence Avenue, SW.,
Washington, DC 20585. Because
security screening may delay mail sent
through the U.S. Postal Service, DOE
encourages electronic submittal of
comments.
3. Public Hearing: A public hearing
will be held at the U.S. Department of
Energy, Forrestal Building, Room 1E–
245, 1000 Independence Avenue, SW.,
Washington, DC 20585. Oral and written
comments will be accepted at the public
hearing. See DATES, above, and Section
III, Invitation to Comment, below, for
procedures.
FOR FURTHER INFORMATION CONTACT: For
general information about DOE’s NEPA
procedures, contact Ms. Carol
Borgstrom, Director, Office of NEPA
Policy and Compliance, at 202–586–
4600 or leave a message at 800–472–
2756. To register to speak at the public
hearing and for questions concerning
how to comment on this proposed rule,
contact Ms. Yardena Mansoor, Office of
NEPA Policy and Compliance, at
askNEPA@hq.doe.gov or 202–586–9326.
For detailed information on submitting
comments and the public hearing, see
Section III, Invitation to Comment,
below.
SUPPLEMENTARY INFORMATION:
I. Introduction and Background
What is NEPA?
The National Environmental Policy
Act of 1969 (42 U.S.C. 4321 et seq.)
requires Federal agencies to consider
the potential environmental impacts of
their ‘‘proposed actions’’ before taking
action. (Please note the terms ‘‘effects’’
and ‘‘impacts’’ as used in this proposed
rule are synonymous. See 40 CFR
1508.8.) Proposed actions include
actions directly undertaken by a Federal
agency, as well as certain actions
undertaken by a State, local, or private
entity with Federal involvement, e.g.,
certain projects that may receive Federal
funding, permits, or other support.
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What is environmental review under
NEPA?
The Council on Environmental
Quality’s (CEQ’s) NEPA implementing
regulations (40 CFR parts 1500–1508)
establish three levels of review for
proposed actions—EIS, EA, and
categorical exclusion determinations—
each involving different levels of
information and analysis. An EIS is a
detailed analysis of the potential
environmental impacts of a proposed
action (and alternatives) that may have
a significant impact on the environment.
See NEPA Section 102(2)(C), 42 U.S.C.
4332(2)(C); 40 CFR 1508.11. An EA is a
briefer analysis conducted to determine
whether a proposed action may have a
significant impact on the environment
and thus whether an EIS is required. See
40 CFR 1508.9. A categorical exclusion
is a class of actions that a Federal
agency has determined do not, absent
extraordinary circumstances,
individually or cumulatively have a
significant impact on the human
environment and for which, therefore,
neither an EA nor an EIS is required.
See 40 CFR 1508.4. A categorical
exclusion determination is made when
an agency finds that a proposed action
fits within a categorical exclusion and
meets other applicable requirements,
such as the absence of extraordinary
circumstances.
How does DOE establish categorical
exclusions?
DOE establishes categorical
exclusions pursuant to a rulemaking,
such as this one, for defined classes of
actions that the Department determines
are supported by a record showing that
they normally will not have significant
environmental impacts, individually or
cumulatively. DOE establishes
categorical exclusions based on its
experience, the experience of other
agencies, and information provided by
the public.
A complete list of DOE’s current
categorical exclusions can be found at
10 CFR part 1021, subpart D,
appendices A and B. Appendix A lists
categorical exclusions applicable to
general agency actions (for example,
routine administrative, financial, and
personnel actions). Appendix B lists
categorical exclusions that are
applicable to specific agency actions.
How does DOE make a categorical
exclusion determination?
Under the regulations, before a
proposed action may be categorically
excluded, DOE must determine in
accordance with 10 CFR 1021.410(b)
that: (1) The proposed action fits within
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a class of actions listed in appendix A
or B to subpart D, (2) there are no
extraordinary circumstances related to
the proposal that may affect the
significance of the environmental
impacts of the proposed action, and
(3) there are no connected or related
actions with cumulatively significant
impacts and, as appropriate, the
proposed action is not precluded as an
impermissible interim action (40 CFR
1506.1 and 10 CFR 1021.211).
In addition, to fit within a class of
actions in appendix B, a proposed
action must satisfy certain conditions
known as ‘‘integral elements’’ (appendix
B, paragraphs (1) through (4)). Briefly,
these conditions ensure that an
excluded action would not have the
potential to cause significant
environmental impacts due to, for
example, a threatened violation of
applicable environmental, safety, and
health requirements, or by disturbing
hazardous substances such that there
would be uncontrolled or unpermitted
releases.
What does DOE propose to change in its
NEPA regulations?
With this proposed rule, DOE
proposes to update its NEPA regulations
(10 CFR part 1021), primarily with
changes to subpart D and with a few
changes to subpart C. Most changes are
to categorical exclusions (subpart D,
appendices A and B, discussed in
Sections IV.D and IV.E below,
respectively), including establishing
new categorical exclusions and
modifying existing categorical
exclusions. DOE also proposes to make
changes to its classes of actions that
normally require an EA (appendix C,
discussed in Section IV.F) or EIS
(appendix D, discussed in Section IV.G).
In addition, DOE proposes to change
several procedural provisions of the
Department’s regulations (Section IV.C)
and modify wording for consistency and
clarity (Section IV.B).
II. Purpose and Development of the
Proposed Changes
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Why does DOE propose to amend its
NEPA implementing procedures?
The Department last updated its
categorical exclusions in 1996. Since
that time, the range of activities in
which DOE is involved has changed and
expanded. For example, in recent years,
DOE has received more applications for
financial support from private
applicants for actions that promote
energy efficiency and energy
independence. DOE has received
thousands of applications under grant
and loan programs established by the
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Energy Policy Act of 2005, the Energy
Independence and Security Act of 2007,
and the American Recovery and
Reinvestment Act of 2009. Another
change since 1996 is the growth and
development of new technologies in the
private and public sectors, including
energy efficient and renewable energy
technologies, and DOE’s experience
with those technologies. Through this
proposed rulemaking, DOE proposes to
update its categorical exclusions to
address the Department’s current
activities and its experience and bring
the provisions up-to-date with current
technology and regulatory requirements.
How did DOE seek input on the
proposed changes?
DOE has sought input from a number
of different sources. First, DOE issued
an internal memorandum on December
7, 2009, soliciting suggestions for new
categorical exclusions or revisions from
DOE Program and Field Offices,
including DOE’s network of NEPA
Compliance Officers. Second, DOE
Office of NEPA Policy and Compliance
staff identified additional candidates for
new or expanded categorical exclusions
by reviewing the archive of DOE EAs
that led to findings of no significant
impact (FONSIs), researched the
existing categorical exclusions
established by approximately 50 Federal
agencies, and reviewed existing DOE
categorical exclusions to identify
potential new categorical exclusions or
revisions. Third, on December 29, 2009,
DOE published a Request for
Information in the Federal Register (74
FR 68720) seeking suggestions from
interested parties. Eleven entities
responded to the Request for
Information: Endicott Biofuels, LLC;
Golder Associates, Inc.; INFORM
(Information Network for Responsible
Mining); Johnson Controls, Inc.; Nuclear
Watch New Mexico; Presco Energy,
LLC; Sierra Geothermal Power Corp.;
Solar Energy Industries Association;
State of Oregon’s Department of Energy;
U.S. Chamber of Commerce; and a
contractor for DOE’s Golden Field
Office. The Request for Information and
these comments are available at https://
www.regulations.gov.
The comments included proposals for
new categorical exclusions and
suggested revisions to limit or expand
existing categorical exclusions or other
related provisions. DOE addresses these
comments in its discussion of specific
classes of actions in Section IV.
Comments of a more general nature that
were not associated with a particular
provision are addressed below in
Section V.
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How did DOE develop the proposed
changes?
As described above, DOE reviewed
and evaluated each of the proposed
revisions, reviewed past DOE NEPA
analyses and other agencies’ NEPA
analyses and categorical exclusions, and
drafted proposed categorical exclusions
and revisions. DOE created a Technical
Support Document that presents
proposed changes and information that
supplements the Preamble discussion of
the supporting basis for the changes.
(See https://www.regulations.gov, Docket
ID: DOE–HQ–2010–0002.) The proposed
changes were developed in consultation
with CEQ (see 40 CFR 1507.3), and are
now, through this notice of proposed
rulemaking, published for public review
and comment. Instructions for how to
provide comments are provided in
Section III. DOE is also scheduling a
public hearing to accept comments on
the proposed rule. Details regarding the
public hearing are provided in the
DATES and ADDRESSES section and in
Section III.B below. DOE will review the
comments received during the public
comment period, including those
presented at the public hearing, and
revise its proposal as appropriate. The
final rule with DOE responses to
comments would then be published in
the Federal Register.
What kinds of changes does DOE
propose?
DOE proposes to amend 10 CFR part
1021, subparts C and D. The majority of
changes are proposed for the categorical
exclusion provisions at 10 CFR part
1021, subpart D, appendices A and B,
with a small number of related changes
proposed for other provisions within
subparts C and D.
DOE proposes to add 20 new
categorical exclusions. These categorical
exclusions (in the order in which they
appear in appendix B) address:
Stormwater runoff control; lead-based
paint removal; recycling stations;
determinations of excess real property;
small-scale educational facilities; smallscale indoor research and development
projects using nanoscale materials;
research activities in salt water and
freshwater environments; experimental
wells for injection of small quantities of
carbon dioxide; combined heat and
power or cogeneration systems; smallscale renewable energy research and
development and pilot projects; solar
photovoltaic systems; solar thermal
systems; wind turbines; ground source
heat pumps; biomass power plants;
methane gas recovery and utilization
systems; alternative fuel vehicle fueling
stations; electric vehicle charging
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stations; drop-in hydroelectric systems;
and small-scale renewable energy
research and development and pilot
projects in salt water and freshwater
environments. DOE proposes to remove
two categorical exclusion categories,
one EA category, and two EIS categories.
DOE also proposes to modify many of
the existing categorical exclusions.
These revisions include substantive
changes, as well as changes to reflect
current regulatory or statutory
references and requirements, and
punctuation and grammatical changes to
improve readability, clarity, and
internal consistency. (By ‘‘substantive’’
changes DOE means a change that is
more than a clarifying or consistency
change; this term includes changes that
alter the scope or meaning of a
provision or that result in the addition
or deletion of a provision.)
What would result from DOE’s proposed
changes?
The proposed changes would better
align DOE’s categorical exclusions with
its current activities and its experience
and bring the provisions up-to-date with
current technology and regulatory
requirements. The changes would also
facilitate compliance with NEPA by
providing for more efficient review of
actions (helping the Department meet
the goals set forth by Congress, for
example, in the Energy Policy Act of
2005), and allowing the Department to
focus its resources on proposed actions
that have the potential for significant
environmental impacts.
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III. Invitation To Comment
DOE invites interested persons to
participate in this rulemaking by
submitting comments on the proposed
rule and on the supporting information
for proposed changes set forth in the
Preamble and the Technical Support
Document. Comments would be
particularly useful to DOE if those
comments: (1) Provide information to
support or oppose a proposed change
(for example, describing experience
with similar actions that did or did not
have significant environmental impacts
or providing references to such
experience); (2) justify increased or
lessened limitations on the application
of a categorical exclusion; or (3) explain
recommended changes in addition to
those that DOE proposes and provide
the rationale for such additional
changes. As appropriate, comments
should refer to the specific section of
the proposed rule to which the
comment applies, identify a comment as
a general comment, or identify a
comment as a new proposal.
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DOE will consider all timely
comments received in response to this
notice of proposed rulemaking, whether
presented orally at the public hearing or
written and submitted electronically or
by mail.
A. Written Comments
Comments may be submitted by one
of the methods in the ADDRESSES section
of this proposed rule. Comments
received will be included in the
administrative record and will be made
available online at https://www.
regulations.gov, including any personal
information provided, unless the
comment includes information
specifically identified as Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Information that
you consider to be CBI or otherwise
protected should be submitted by mail,
not through https://www.regulations.gov.
If you submit information that you
believe to be exempt by law from public
disclosure, you should mail one
complete copy, as well as one copy from
which the information claimed to be
exempt by law from public disclosure
has been redacted. Please include
written justification as to why the
redacted information is exempt from
disclosure. DOE is responsible for the
final determination with regard to
disclosure or nondisclosure of the
information and for treating it
accordingly under the DOE Freedom of
Information Act regulations at 10 CFR
1004.11.
The https://www.regulations.gov Web
site is an ‘‘anonymous access’’ system,
which means DOE will not know your
contact information unless you provide
it. If you choose not to provide contact
information and DOE cannot read your
comment due to technical difficulties,
DOE may not be able to consider your
comment. Electronic files should avoid
the use of special characters and any
form of encryption, and be free of any
defects or viruses.
B. Public Hearing
Attendance
The time, date, and location of the
public hearing are listed in the DATES
and ADDRESSES sections at the beginning
of this proposed rule. Persons wishing
to attend the public hearing must
present government-issued
identification and pass through security
screening upon entering the building.
Foreign nationals are subject to advance
security screening procedures. Any
foreign national wishing to participate
or attend the public hearing should
advise DOE promptly in order to initiate
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the necessary procedures as soon as
possible; see FOR FURTHER INFORMATION
CONTACT, above.
Registering To Speak
Any person who has an interest in the
topics addressed in this proposed rule
may speak at the public hearing, either
as an individual or as a representative
of a group or organization of interested
persons. Persons wishing to speak
should register in advance, as described
in FOR FURTHER INFORMATION CONTACT.
After registered speakers have made
their presentations, other persons may
speak to the extent that time allows.
Conduct of Public Hearing
DOE will designate an official or
facilitator to preside at the public
hearing. The public hearing will be
informal and not a judicial or
evidentiary-type hearing. DOE reserves
the right to schedule the order of
speakers and to establish the procedures
governing the conduct of the hearing. To
ensure that all persons wishing to make
a presentation can be heard, DOE may
limit each presentation to 10 minutes or
less. The presiding official or facilitator
will announce any further procedural
rules needed for the proper conduct of
the public hearing. After the public
hearing, interested persons may submit
further comments until the end of the
comment period.
A transcript of the hearing will be
made and posted at https://www.
regulations.gov.
C. Issues on Which DOE Seeks
Comment
DOE is particularly interested in
receiving comments and views of
interested parties on several topics. As
discussed in more detail in Section IV.B
below, DOE seeks comments on its use
of the phrases ‘‘including, but not
limited to,’’ and ‘‘such as’’ to introduce
lists of examples. Unless otherwise
specified, DOE’s lists of examples are
not intended to be exhaustive of all
possible actions that fit within a
categorical exclusion. DOE also seeks
comments on its use of the phrase
‘‘would not have the potential to cause
significant impacts’’ (or a similar
construct) in lieu of the use of terms
such as ‘‘adverse’’ or ‘‘substantial’’ as
modifiers for potential impacts. DOE
believes that the proposed phrase more
accurately reflects NEPA and the CEQ
NEPA regulations.
DOE is particularly interested in
receiving comments and views of
interested parties on the proposals
relating to the following classes of
actions:
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B3.7 New Terrestrial Infill Exploratory and
Experimental Wells
B3.15 Small-Scale Indoor Research and
Development Projects Using Nanoscale
Materials
B3.16 Research Activities in Salt Water and
Freshwater Environments
B4.1 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
B4.11 Electric Power Substations and
Interconnection Facilities
B4.12 Construction of Transmission Lines
B4.13 Upgrading and Rebuilding Existing
Transmission Lines
B5.1(b) Actions To Conserve Energy or
Water
B5.13 Experimental Wells for Injection of
Small Quantities of Carbon Dioxide
B5.15 Small-Scale Renewable Energy
Research and Development and Pilot
Projects
B5.16 Solar Photovoltaic Systems
B5.17 Solar Thermal Systems
B5.18 Wind Turbines
B5.19 Ground Source Heat Pumps
B5.20 Biomass Power Plants
B5.24 Drop-in Hydroelectric Systems
B5.25 Small-Scale Renewable Energy
Research and Development and Pilot
Projects in Salt Water and Freshwater
Environments
B6.1 Cleanup Actions
C7 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
D5 [Removed and Reserved: Main
Transmission System Additions]
D6 [Removed and Reserved: Integrating
Transmission Facilities]
D7 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
DOE also welcomes comments on
those categorical exclusions for classes
of actions for which DOE has not
proposed any revisions at this time.
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IV. Description of Proposed Changes
A. Overview
This section describes and explains
the proposed amendments to the
existing DOE NEPA regulations at 10
CFR part 1021, subparts C and D.
In subpart C, Implementing
Procedures, the proposed amendments
are minor technical changes.
Specifically, to correct internal
references, DOE proposes changes to
three sections in subpart C: (1) 10 CFR
1021.311—Notice of intent and scoping;
(2) 10 CFR 1021.322—Findings of no
significant impact; and (3) 10 CFR
1021.331—Mitigation action plans.
These proposed minor technical
changes to subpart C are not discussed
further below.
In subpart D, DOE proposes extensive
substantive and clarifying changes.
Recurring proposals for subpart D are
described in Section IV.B and then
unique proposed changes to subpart D
are described in Sections IV.C through
IV.G. Support for the proposed revisions
is summarized below, and more
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information regarding the supporting
basis for certain provisions is provided
in the Technical Support Document.
What is subpart D of the DOE NEPA
regulations?
DOE’s NEPA regulations at 10 CFR
part 1021 include subpart D, which lists
classes of actions and the typical level
of NEPA review required for those
classes of actions. Subpart D appendices
A and B describe DOE’s categorical
exclusions. Appendix C describes
classes of actions that normally require
preparation of an EA, but not
necessarily an EIS, and appendix D
describes classes of actions that
normally require preparation of an EIS.
Listing a class of actions in these
appendices does not constitute a
conclusive determination regarding the
appropriate level of NEPA review for a
proposed action. Rather, the listing
creates an initial assumption that the
defined level of review is appropriate
for the listed actions. As indicated in
the existing 10 CFR 1021.400(c) and (d),
this assumption does not apply when
there are extraordinary circumstances
related to the proposed action that may
affect the significance of the
environmental effects of the action.
What types of changes does DOE
propose to subpart D?
DOE proposes to make several types
of changes to its subpart D regulations:
these revisions include substantive
changes, as well as changes to reflect
current regulatory or statutory
references and requirements, and
punctuation and grammatical changes to
improve readability, clarity, and
internal consistency. A proposed change
does not imply that any previous
application of these regulations was
inappropriate. See 10 CFR 1021.400(b).
DOE also proposes to delete the tables
of contents for the classes of actions in
subpart D, and instead to precede each
section or paragraph with a short title.
These short titles are included merely to
guide the reader and do not have any
regulatory effect.
Some of the proposed changes apply
multiple times throughout the
provisions; others are made in the
context of a specific provision. Section
IV.B of this proposed rule contains an
explanation of proposals that recur, that
is, that affect more than one class of
actions, instead of duplicating the
explanation for multiple individual
classes of actions. Descriptions of
specific individual proposed changes
and support for such changes begin with
Section IV.C. With respect to certain
proposed changes, a more detailed
explanation of the supporting basis is
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provided in the Technical Support
Document. (The Technical Support
Document and the ‘‘redline/strikeout’’
markup of DOE’s existing regulations
that show the proposed changes are
available at https://www.regulations.gov.)
B. Recurring Proposals, Technology
Updates, and Minor Changes
DOE proposes certain changes to its
regulations that recur throughout
subpart D. Seven recurring proposals are
described below and are followed by a
listing of the existing provisions where
the recurring proposals occur.
Discussion of these recurring proposals
is not repeated in the discussion of
classes of actions in Section IV below.
DOE also proposes to modify certain
technology-specific vocabulary to reflect
current usage, updates to references,
and minor changes to punctuation and
grammar to improve internal
consistency. For example, to update
technology-specific vocabulary, DOE
proposes to change ‘‘electric powerlines’’
to ‘‘electric transmission lines’’ in
several categorical exclusions. DOE also
proposes to update references, as in
categorical exclusion B3.12, which
would reference the latest edition of a
Centers for Disease Control manual.
DOE is proposing to correct
typographical errors (for example,
changing ‘‘with’’ to ‘‘within’’ in
categorical exclusion B1.13). Also, for
certain classes of actions, DOE is
proposing the addition of crossreferences to related classes of actions.
For example, DOE is proposing to add
a cross-reference to the proposed new
categorical exclusion B1.33 into the
existing categorical exclusion B1.6.
B.1. Adjacent/Contiguous/Nearby
To clarify use of terms reflecting
proximity, and to promote consistency
in its categorical exclusions, DOE is
proposing to delete the word ‘‘adjacent’’
from its categorical exclusions and use
‘‘contiguous’’ and ‘‘nearby,’’ as
appropriate. DOE proposes to use the
word ‘‘contiguous,’’ where the intended
application is ‘‘touching along a
boundary or at a point’’ or ‘‘being in
actual contact.’’ In contrast, DOE is
proposing to use the word ‘‘nearby,’’
where the intended application is ‘‘not
distant’’ or ‘‘in proximity, but not
necessarily touching.’’ In order to
facilitate consistent understanding and
application of this concept, DOE,
therefore, proposes changes to the
following provisions: B1.31, B2.1, B4.7,
B5.8, B5.12.
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B.2. Including, But Not Limited to/
Including/Such as
DOE proposes to use the phrases
‘‘including, but not limited to,’’
‘‘including,’’ and ‘‘such as’’ to introduce
lists of examples. DOE considers the
phrases to be synonymous. Unless
otherwise specified, DOE’s lists of
examples are not intended to be
exhaustive of all possible actions that fit
within a class of actions. DOE proposes
generally to use ‘‘including, but not
limited to,’’ the first time that examples
are introduced in a provision and ‘‘such
as’’ for any needed clarification of the
examples. In order to facilitate
consistent understanding and
application of this concept, DOE,
therefore, proposes changes to the
following provisions: 1021.410(b)(2),
A1, A6, A9, A12, B(4), B1.3, B1.5, B1.9,
B1.10, B1.11, B1.12, B1.13, B1.15,
B1.16, B1.17, B1.20, B1.21, B1.24,
B1.27, B1.29, B1.31, B1.32, B2.4, B2.5,
B3.1, B3.4, B3.6, B3.7, B3.8, B3.9, B3.10,
B3.11, B3.12, B3.13, B4.4, B4.6, B4.7,
B4.9, B4.10, B4.11, B5.1, B5.2, B5.3,
B5.4, B5.5, B5.6, B5.12, B6.1, B6.2, B6.3,
B6.4, B7.2, C8, C16.
B.3. In Accordance With Applicable
Requirements
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DOE proposes to use the phrase ‘‘in
accordance with applicable
requirements’’ in several of its
categorical exclusions for emphasis.
DOE recognizes that all actions must be
conducted in accordance with all
applicable requirements. However, with
certain categorical exclusions, DOE
finds it appropriate to refer specifically
to this requirement, and, further, in
some cases also to provide one or more
examples of applicable requirements. By
referring to a specific requirement, DOE
does not imply that the requirement is
relevant to all actions to which the
categorical exclusion may apply, or that
the referenced requirement is the only
one that applies to a proposed action.
DOE’s proposed wording is intended to
allow for the evolution of the
requirements over time. In order to
facilitate consistent understanding and
application of this concept, DOE,
therefore, proposes changes to the
following provisions: B1.2, B1.3, B1.9,
B1.16, B1.17, B1.29, B2.5, B3.8, B3.12,
B5.4, B5.6, B6.1, B7.2.
B.4. Would Not Have the Potential To
Cause Significant Impacts
Appendices A and B contain a
number of provisions that contain the
word ‘‘adverse,’’ or the use of ‘‘any’’ or
‘‘no’’ as descriptors of, or surrogates for,
impacts. Through this proposed
rulemaking, DOE proposes to replace
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these terms with ‘‘would not have the
potential to cause significant impacts’’
or a similar construct (for example,
describing a physical change that serves
as a surrogate for impacts, such as in
categorical exclusions B1.18, B3.4, B3.9,
and B5.2). By the proposed changes,
DOE’s implementing regulations are
now clearly aligned with the regulatory
standard in NEPA. See 40 CFR 1508.4.
Additionally, by this proposed change,
DOE seeks to clarify the affected
provisions and to facilitate consistent
application. See also 40 CFR 1508.27
(addressing the meaning of
‘‘significantly’’ as used in NEPA).
DOE’s review of the existing
provisions demonstrated the need for
clarification and consistency. For
example, the existing categorical
exclusion B3.8 requires that the action
‘‘would not result in any permanent
change to the ecosystem.’’ A literal
reading of this categorical exclusion
would bar its use if there were any
permanent change to the ecosystem,
even a change that would not have the
potential to cause significant impacts.
DOE acknowledges that this is not what
NEPA requires and thus DOE proposes
to rephrase the categorical exclusion to
incorporate the appropriate NEPA
standard, phrased as ‘‘would not have
the potential to cause significant
impacts on the ecosystem.’’ In order to
facilitate consistent understanding and
application of this concept, DOE,
therefore, proposes changes to the
following provisions: B(4), B1.5, B1.11,
B1.18, B1.24, B1.31, B2.3, B3.1, B3.3,
B3.8, B3.9, B4.6, B5.1, B5.2, B5.12, C8.
B.5. On DOE Sites/Onsite/Employee
In recent years, DOE’s proposed
actions have included more applicant
proposals, including those for DOE loan
guarantees, grants, cooperative
agreements, and other forms of financial
assistance, particularly for programs
created under the Energy Policy Act of
2005, the Energy Independence and
Security Act of 2007, and the American
Recovery and Reinvestment Act of 2009.
In an applicant situation, DOE’s
proposed action normally would not be
located on a DOE site, but rather on
private property or land administered
by other agencies (e.g., Bureau of Land
Management). In recognition of DOE’s
recently expanded activities, DOE is
proposing, where appropriate, to delete
references to ‘‘DOE site,’’ ‘‘onsite,’’ or
‘‘employee’’ from its classes of actions.
For example, DOE is proposing to
amend existing categorical exclusion
B1.13, Pathways, short access roads, and
rail lines, by deleting ‘‘onsite’’ and
instead inserting the condition that the
construction, acquisition, and relocation
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of these linear features be ‘‘consistent
with applicable right-of-way conditions
and approved land use or transportation
improvement plans.’’ The significance of
environmental impacts resulting from a
class of actions does not depend on
whether they occur at DOE sites.
In order to facilitate consistent
understanding and application of this
concept, DOE, therefore, proposes
changes to the following provisions:
B1.13, B1.15, B1.29, B1.32, B3.1, B6.10,
C7, D7.
B.6. Previously Disturbed or Developed
Area
In DOE’s experience, the potential for
certain types of actions to have
significant impacts on the human
environment is generally avoided when
that action takes place within a
previously disturbed or developed area,
i.e., land that has been changed such
that the former state of the area and its
functioning ecological processes have
been altered. Thus, DOE includes a
requirement in several of its proposed
provisions that actions be located
within previously disturbed or
developed areas. In other instances, the
existing provision contains a similar
requirement, and DOE proposes to
replace the existing language with the
phrase ‘‘previously disturbed or
developed area’’ for purposes of internal
consistency. In order to facilitate
consistent understanding and
application of this concept, DOE,
therefore, proposes changes to the
following provisions: B1.31, B2.1, B3.6,
B3.10, B3.12, B4.6, B4.7, B4.8, B4.12,
B5.1, B5.5, B5.8, B6.10, C4, C11.
B.7. Small/Small-Scale/Minor/
Negligible/Short/Short-Term
DOE uses adjectives (such as ‘‘small,’’
‘‘small-scale,’’ ‘‘minor,’’ ‘‘negligible,’’
‘‘short,’’ and ‘‘short-term’’) as limitations
in a variety of its existing and proposed
provisions and recognizes that these
descriptors are subjective. In general,
DOE did not and does not propose to
define these terms, and DOE would
apply a reasonable interpretation to
such terms within the context of
individual proposals. The CEQ
regulations state that ‘‘significantly,’’ as
used in NEPA, requires consideration of
context and intensity. See 40 CFR
1508.27. Likewise, consideration of
context and intensity is useful when
interpreting descriptors such as small,
small-scale, minor, short, and shortterm, in making categorical exclusion
determinations for proposals. (DOE
proposes to discontinue the use of the
word ‘‘negligible.’’)
For example, in considering whether
the use of 5–10 acres of land is ‘‘small’’
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Transparency and Openness, October 2,
2009.
C. Proposed Changes to Subpart D
(Other Than Appendices)
A7 [Removed and Reserved: Transfer
of Property, Use Unchanged]
10 CFR 1021.410 Application of
Categorical Exclusions (Classes of
Actions That Normally Do Not Require
EAs or EISs)
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for a particular proposal, it is reasonable
to conclude that 5–10 acres of land at a
large DOE site would likely be
considered ‘‘small,’’ but 5–10 acres of
land might not be considered ‘‘small’’ in
an urban environment. In some
instances, however, the Department has
quantified these descriptors because the
size is more directly linked to impacts.
For example, DOE categorizes a ‘‘small’’
area for outdoor ecological and other
environmental research as generally less
than 5 acres in its existing categorical
exclusion B3.8. Additionally, DOE
defines ‘‘small’’ water treatment facilities
as those that have a total capacity of less
than 250,000 gallons/day in existing
categorical exclusion B1.26.
In order to facilitate consistent
understanding and application of this
concept, DOE, therefore, proposes
changes to the following provisions:
B1.2, B1.13, B1.15, B3.6, B3.8, B4.13,
B5.1, B5.4, B5.7, C8.
To increase transparency of DOE’s
NEPA processes, DOE proposes to
delete this categorical exclusion and to
incorporate its key components within
B1.24, which also addresses property
transfers, so that any categorically
excluded property transfers are
documented and made available to the
public. (See proposed changes to 10
CFR 1021.410(e) concerning
documentation and public availability
of DOE’s appendix B categorical
exclusion determinations.)
In response to DOE’s December 2009
Request for Information, a commentor
expressed concern that DOE, in making
land transfer decisions under existing
categorical exclusion A7, would be
‘‘circumventing local authority’’ and
‘‘normal land use planning and zoning
processes.’’ See the discussion of
categorical exclusion B1.24 for DOE’s
response.
DOE proposes to clarify four
requirements in 10 CFR 1021.410. First,
DOE proposes to remove the reference
to Section 102(2)(E) of NEPA to clarify
that DOE’s consideration of unresolved
conflicts concerning alternative uses of
available resources is independent of
the need to evaluate alternatives in an
EA as indicated in Section 102(2)(E) of
NEPA.
Second, in 10 CFR 1021.410(b)(3),
DOE proposes to refer explicitly to the
requirement that a categorically
excludable project has not been
segmented. DOE also proposes to
change its references to the CEQ
regulations to clarify consideration of
potential cumulative impacts (40 CFR
1508.27(b)(7)), and to clarify that its
references to 40 CFR 1506.1 and 10 CFR
1021.211 concern limitations on actions
during EIS preparation.
Third, DOE proposes to add site
preparation and purchase and
installation of equipment to 10 CFR
1021.410(d) as examples of activities
foreseeably necessary to implement
proposals that are encompassed within
the class of actions.
Fourth, DOE proposes to codify its
policy to document and post online
appendix B categorical exclusion
determinations at 10 CFR 1021.410(e),
consistent with the policy established
by the Deputy Secretary of Energy’s
Memorandum to Departmental
Elements on NEPA Process
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D. Proposed Changes to Appendix A—
General Agency Actions
For an explanation of recurring
proposals applicable to the appendix A
categorical exclusions, please see
Section IV.B, Recurring Proposals,
above, where these proposed revisions
are discussed and where the particular
provisions affected are listed. The short
titles listed below for particular
categorical exclusions reflect DOE’s
proposed titles.
A1
Routine DOE Business Actions
DOE proposes to replace ‘‘agency’’
with ‘‘DOE’’ to clarify that this
categorical exclusion applies only to
DOE business actions. DOE also
proposes to limit such actions to
administrative, financial, and personnel
actions.
A9 Information Gathering, Analysis,
and Dissemination
DOE proposes to clarify this
categorical exclusion by providing site
visits as an additional example of an
action included within the category.
A13
Procedural Documents
DOE proposes to clarify this
categorical exclusion by providing
additional examples of actions included
within the class of actions (e.g., Policies
and Manuals within the DOE Directives
System).
E. Proposed Changes to Appendix B
For an explanation of recurring
proposals applicable to the appendix B
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219
categorical exclusions, please see
Section IV.B, Recurring Proposals,
above, where these proposed revisions
are discussed and the particular
categorical exclusions affected are
listed. The short titles listed below for
particular categorical exclusions reflect
DOE’s proposed titles.
Integral Elements of the Classes of
Actions in Appendix B
In appendix B(4), DOE proposes to
clarify its use of ‘‘environmentally
sensitive resource,’’ defining it as
‘‘typically a resource that has been
identified as needing protection through
Executive Order, statute, or regulation
by Federal, State, or local government,
or a Federally recognized Indian Tribe.’’
This definition is not intended to, and
does not, grant, expand, create, or
diminish any legally enforceable rights,
benefits, or responsibilities, substantive
or procedural, not otherwise granted or
created under existing law. Nor shall
this language be construed to alter,
amend, repeal, interpret, or modify
Tribal sovereignty, any treaty rights of
any Indian Tribes, or to preempt,
modify, or limit the exercise of any such
rights.
In appendix B(4)(i), DOE proposes to
add ‘‘Federally recognized Indian Tribe’’
to its list of entities that designate
property as historically, archeologically,
or architecturally significant. DOE also
proposes to redefine other
environmentally sensitive properties as
‘‘determined to be eligible’’ for listing on
the National Register of Historic Places
(rather than the phrase ‘‘eligible for
listing,’’ which is used in the existing
provision, but is not the proper
characterization of an official listing). In
appendix B(4)(iii), DOE proposes to
apply the same definition of floodplains
and wetlands in its NEPA regulations as
that used in DOE’s floodplain and
wetland environmental review
regulations (10 CFR part 1022.4). In
appendix B(4)(iv), DOE proposes to
supplement the list of areas having
special designation with additional
examples (national monuments and
scenic areas). In appendix B(4)(v), DOE
proposes changes to the prime
agricultural lands listing to conform to
the terminology of the applicable
regulation (7 CFR 658.2(a), ‘‘Farmland
Protection Policy Act: Definitions’’).
In response to the Department’s
December 2009 Request for Information,
one commentor addressed DOE’s list of
‘‘environmentally sensitive resources’’ in
appendix B(4). First, the commentor
indicated that DOE must recognize State
and Tribal protected or candidate
species and habitat as equal to Federally
designated or considered species and
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habitats. Currently, appendix B(4)(ii)
includes consideration of State-listed
endangered and threatened species and
their habitats, and DOE is proposing to
add Federally-protected marine
mammals and Essential Fish Habitat to
the list of environmentally sensitive
resources. DOE is not proposing to
include Tribal protected or candidate
species and habitat because it is DOE’s
understanding that Tribes do not have
the authority to designate species or
habitat for protection outside of Tribal
lands.
Second, the commentor stated that
‘‘groundwater and aquifers are State, not
Federal resources’’ and indicated that
DOE’s regulations must protect and
preserve all aquifers, and not just solesource aquifers. The commentor further
stated that adverse impacts to rivers,
lakes, and bays, among other bodies of
water, should not be allowed ‘‘unless
they are specifically covered by a State
and/or Tribal discharge permit under
appropriate authority.’’ DOE is not
proposing a change to the existing
appendix B(4)(vi), which lists ‘‘special
sources of water (such as sole source
aquifers, wellhead protection areas, and
other water sources that are vital in a
region)’’ in its list of environmentally
sensitive resources, because those
resources are listed as examples and are
not the only water sources to be
considered in applying a categorical
exclusion. Further, the existing
appendix B(4) includes States and
Federally recognized Tribes as entities
with jurisdiction to identify water
sources needing protection.
Categorical Exclusions Applicable to
Facility Operation (B1)
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B1.1
Changing Rates and Prices
DOE proposes to change this
categorical exclusion to encompass the
setting of ‘‘prices’’ as well as ‘‘rates’’
(prices apply to products, and rates
apply to services) and to consider price
and rate changes instead of only
increases. DOE proposes to change the
measure of inflation specified in this
categorical exclusion from the Gross
National Product fixed weight price
index, which the Department of
Commerce no longer publishes, to the
implicit price deflator for Gross
Domestic Product. (See the Technical
Support Document.)
B1.2 Training Exercises and
Simulations
DOE proposes to provide additional
examples of training actions (namely,
small-scale and short-duration force-onforce exercises, and decontamination
and spill cleanup training), and has
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added the condition that all training
exercises and simulations be conducted
under appropriately controlled
conditions and in accordance with
applicable requirements. The term
‘‘force-on-force’’ as used in this
categorical exclusion refers to activities
such as assault and defensive team
exercises conducted by security forces
or military units, often on parcels of
DOE property not in use. Exercises that
test the ability of security forces to
defend a facility are one common
example of this type of training. DOE’s
experience with these types of security
force and military training actions and
emergency response training at its sites
indicates that they fit within the class of
actions. (See the Technical Support
Document.)
B1.3 Routine Maintenance
DOE proposes to clarify that routine
maintenance actions may occur as a
result of nonroutine events (e.g., severe
weather, such as hurricanes, floods, and
tornadoes, and wildfires) by adding a
sentence to that effect in its description
of routine maintenance. Normally,
maintenance following a nonroutine
event would qualify as routine
maintenance; however, for a nonroutine
event, the potential for extraordinary
circumstances is higher (e.g., increased
exposure to pesticides due to extreme
runoff).
DOE proposes to clarify the scope of
the categorical exclusion by providing
additional examples of activities.
Specifically, DOE is proposing to clarify
that replacement is included in the
categorical exclusion’s scope under
items (a), (c), and (e), as well as the
existing example of repair; to add
‘‘lighting’’ to those items that can be
repaired or replaced (item (e)); to add
‘‘scraping and grading of unpaved
surfaces’’ to the example of road and
parking area resurfacing (item (j)); and
to add the additional example of
‘‘removal of debris’’ under item (p).
DOE’s experience with these activities
has demonstrated that they properly fit
within this class of actions.
In response to the Department’s
December 2009 Request for Information,
one commentor stated that use of
pesticides for outdoor or aquatic use
should not be the subject of a categorical
exclusion; instead an EA should be
prepared. The commentor expressed a
specific concern about the possibility
for environmental impacts beyond the
intended application. In existing
categorical exclusion B1.3, DOE has
described routine maintenance activities
including localized vegetation and pest
control. DOE now proposes to clarify
that any routine maintenance activities
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would be conducted in a manner in
accordance with applicable
requirements. In the case of pesticides
and other chemicals, for example, the
proposed change would provide that the
application would be in accordance
with the registered and approved uses
established by appropriate authorities to
minimize the possibility of
environmental impacts beyond the
product’s intended application.
B1.5 Existing Steam Plants and
Cooling Water Systems
DOE proposes to delete the words
‘‘within an existing building or
structure,’’ so as to include
modifications to ponds, which may be
outdoor components of cooling water
systems. This proposed expansion of the
scope of this categorical exclusion
would address the need for
improvements to an entire cooling water
system, rather than only those parts of
a system associated with structures.
Based on DOE experience, minor
improvements would not have the
potential to cause significant impacts,
provided the three limitations placed on
the scale and type of improvements
listed in the categorical exclusion are
met.
DOE also proposes to add minor
improvements of existing steam plants
in the scope of the categorical exclusion.
DOE’s experience is that these actions,
when subject to the three limitations
placed on the scale and type of such
improvements, fit appropriately within
this class of actions and would not have
the potential to cause significant
impacts.
B1.7 Electronic Equipment
DOE proposes to update the existing
categorical exclusion by adding
examples of current technology and
equipment that improve operational
efficiency and stability of the nation’s
power grid, commonly referred to as
‘‘smart grid’’ technologies. Based on
DOE’s experience, such technology and
equipment (i.e., electricity transmission
control and monitoring devices for grid
demand and response) fit within the
scope of this categorical exclusion.
B1.9 Airway Safety Markings and
Painting
DOE proposes to include repair and
in-kind replacement of lighting within
the scope of this categorical exclusion.
Within the context of this categorical
exclusion, in-kind replacement is
defined as replacement that does not
result in a significant change in the
expected useful life, design capacity (for
example, energy output in lumens),
function, or shielding of existing
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lighting. The initial installation of such
lighting would remain ineligible for
categorical exclusion. In addition, DOE
proposes to add wind turbines as
structures similar to transmission lines
and antenna structures to which the
exclusion applies. DOE has determined
that these proposed changes would not
have the potential to cause significant
impacts.
B1.11 Fencing
DOE proposes to clarify that the
limitation in this categorical exclusion
applies to fencing that would have the
potential to cause significant impacts to
surface water flow or wildlife
populations or migration, as opposed to
individual animal movements. Fencing
can and probably often does affect
individual movements, but such
impacts on individual animals would
not be considered significant unless the
context and intensity of the impacts
would have the potential to cause
significant impacts to wildlife
populations or migration.
jlentini on DSKJ8SOYB1PROD with PROPOSALS2
B1.12 Detonation or Burning of
Explosives or Propellants After Testing
DOE proposes to delete the restriction
that explosives or propellants must have
failed in outdoor tests and thus to
expand the categorical exclusion to
include explosives or propellants that
failed in indoor tests. Whether the
explosives or propellants were tested
indoors or outdoors, the outdoor
detonation or burning of those
explosives or propellants would not
have the potential to cause significant
impacts. The phrase ‘‘otherwise not
consumed in testing’’ refers to excess or
residual explosive or propellant
materials that remain after a test is
completed. DOE also proposes to
specify one type of permit under the
Resource Conservation and Recovery
Act that could be applicable.
In response to DOE’s December 2009
Request for Information, one commentor
requested that DOE specify the amount,
types, and methods allowed for the
activities included in this categorical
exclusion. DOE has determined that the
limits contained in this categorical
exclusion do not require quantification
and is not proposing any changes to the
categorical exclusion in response to this
comment.
B1.13 Pathways, Short Access Roads,
and Rail Lines
DOE proposes to expand the scope of
the categorical exclusion to include
more projects related to transportation,
recreation, and fitness (e.g., pedestrian
walkways and trails, bicycle paths, and
small outdoor fitness areas). Other
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Federal agencies that have categorical
exclusions for comparable projects are
the Bureau of Indian Affairs, the Federal
Highway Administration, and the
Department of Homeland Security, and
the experience of these agencies
supports DOE’s proposed expansion of
this categorical exclusion.
DOE also proposes to include a
condition in the categorical exclusion
that the actions be consistent with
existing rights-of-way and approved
land use or transportation improvement
plans. In addition, DOE proposes to
replace ‘‘railroads’’ with the term ‘‘rail
lines,’’ adding branch or spur lines as
examples. DOE’s experience is that the
construction of rail access to or within
an existing site has generally occurred at
a scale that is better characterized by
these small-scale activities—branch line
(a secondary rail line which may branch
off a main line) and spur (a rail track on
which cars are left for loading,
unloading, or rail car storage).
In response to the DOE’s December
2009 Request for Information, a
commentor stated that road construction
or expansion should not be the subject
of a categorical exclusion. Further, the
commentor expressed a concern about
the potential for damage to ‘‘high
quality, high priority habitat’’ as a result
of constructing and operating roads and
that use of such a categorical exclusion
would limit or circumvent
consideration of appropriate mitigation
for habitat disturbance or loss. As
outlined above, DOE’s proposed
amendments to categorical exclusion
B1.13 require the construction,
acquisition, and relocation of short
access roads and rail lines to be
consistent with applicable right-of-way
conditions and approved land use or
transportation improvement plans.
Furthermore, consideration of the
integral elements in applying this
categorical exclusion addresses the
possibility of damage to ‘‘high quality,
high priority habitat’’ because, among
other things, one of the
‘‘environmentally sensitive resources’’ to
consider in those integral elements is
habitat for Federally or State-listed
species. (See the Technical Support
Document.)
B1.15 Support Buildings
DOE proposes to expand the list of
examples of support buildings and
support structures to include those for
‘‘small-scale fabrication (such as
machine shop activities and modular
buildings), assembly, and testing of nonnuclear equipment or components.’’
Such structures are comparable to, or
smaller in scale than, other structures
given as examples in the categorical
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exclusion, and DOE’s experience at DOE
sites is that siting, construction, and
operation of these activities normally fit
within the class of actions. Also, DOE
proposes to further clarify the scope of
the categorical exclusion by specifying
that it excludes facilities for nuclear
weapon activities.
B1.19 Microwave, Meteorological, and
Radio Towers
DOE proposes to add ‘‘modification,’’
‘‘abandonment,’’ and ‘‘removal’’ to the
list of activities included in this class of
actions in order to describe the
complete life cycle of categorically
excluded towers. In DOE’s experience,
modification, abandonment, and
removal of these towers and associated
facilities, when subject to the
restrictions in this categorical exclusion,
would have fewer impacts than
construction and would not have the
potential to cause significant impacts.
DOE proposes to include
meteorological towers as an additional
example of applicable facilities within
this categorical exclusion because DOE
has determined that the environmental
impacts resulting from siting,
construction, modification, operation,
abandonment, and removal of
meteorological towers would be similar
to the impacts from these activities
relating to microwave and radio towers
already contained in the scope of the
existing categorical exclusion.
DOE proposes to clarify the restriction
in the existing categorical exclusion, by
replacing ‘‘great visual value’’ with a
more objective criteria of
‘‘governmentally designated scenic area’’
and cross-referencing to the relevant
integral element (appendix B(4)(iv)).
B1.20 Protection of Cultural
Resources, Fish and Wildlife Habitat
DOE proposes to add to the scope of
this categorical exclusion by referencing
activities taken to protect cultural
resources and by including examples of
those activities (fencing, labeling, or
flagging). DOE’s Power Marketing
Administrations often engage in such
activities for cultural and wildlife
protection purposes, and these activities
would not have the potential to cause
significant impacts. DOE also proposes
to include a condition in the categorical
exclusion that the activities would be
conducted in accordance with an
existing natural or cultural resource
plan, if any.
B1.23 Demolition and Disposal of
Buildings
In response to DOE’s December 2009
Request for Information, one commentor
questioned whether there should be a
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size limitation for the activities under
this categorical exclusion. Further, the
commentor asked how DOE takes into
consideration possible contamination
when applying this categorical
exclusion. In response to these
comments, DOE proposes to modify this
categorical exclusion by adding a
limitation that these activities could be
categorically excluded only if there
would be no potential for release of
substances at a level, or in a form, that
could pose a threat to public health or
the environment.
The application of this categorical
exclusion is intended to be based on
existing data and knowledge about
historical uses of the area, including
chemical and other processes employed.
DOE has extensive experience (former
Rocky Flats Site, Hanford Site, Idaho
National Laboratory, and other sites) in
determining the potential for release of
harmful substances from activities
through modeling and safety basis
authorization documentation. Potential
hazards are considered before taking
action (for example, demolition actions),
and monitoring is conducted, as
appropriate, to verify that there are no
harmful releases of radiological or
hazardous materials. Potential for
releases can reliably be determined
through site inventories, the use of wellestablished release models, and
established best practices.
B1.24 Property Transfers
As discussed under categorical
exclusion A7 (above), DOE proposes to
delete A7 and incorporate its key
components, including transfers of
personal property (equipment and
materials), within B1.24. By doing this,
DOE makes categorical exclusion
determinations for property transfers
subject to documentation and online
posting. DOE proposes to remove the
reference to ‘‘uncontaminated’’ as
unnecessary given the incorporation of
the substance of this limitation in the
revised categorical exclusion.
DOE proposes to delete the phrases
‘‘there would not be any lessening in
quality or increases in volumes,
concentrations, or discharge rates, of
wastes, air emissions, or water effluents’’
and ‘‘environmental impacts would
generally be similar to those before the
transfer’’ as potentially inconsistent.
DOE proposes to replace these phrases
with ‘‘there would be no potential for
release of substances at a level, or in a
form, that could pose a threat to public
health or the environment’’ and ‘‘would
not have the potential to cause a
significant change in impacts from the
transfer.’’ Such terminology will, in
DOE’s experience, ensure that any
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property transfers under this categorical
exclusion would not have the potential
to cause significant impacts.
In response to DOE’s December 2009
Request for Information, a commentor
expressed concern that DOE, in making
land transfer decisions under existing
categorical exclusion A7, would be
‘‘circumventing local authority’’ and
‘‘normal land use planning and zoning
processes.’’ The potential applicability
of such authority and processes to a
potential land transfer would be
addressed on a case-by-case basis.
B1.25 Property Transfers for Cultural
Resources Protection, Habitat
Preservation, and Wildlife Management
DOE proposes to include in B1.25
actions undertaken to protect cultural
resources. DOE’s Power Marketing
Administrations often engage in
property transfers for cultural protection
purposes. Based on this experience,
DOE finds property transfers intended
for protecting cultural resources
normally would not have the potential
to cause significant impacts. Further,
DOE proposes to remove the limitation
that only associated buildings
supporting certain purposes are to be
transferred with property under this
categorical exclusion, because the
existing purpose of structures present
on a property to be transferred for
wildlife or cultural resource purposes is
unrelated to environmental impacts
associated with such transfer.
Also, for the reasons discussed for
categorical exclusion B1.24, above, DOE
proposes to eliminate the references to
‘‘uncontaminated,’’ but include a
limitation on actions subject to
categorical exclusion B1.25, that there
would be no potential for release of a
substance at a level or in a form, that
could pose a threat to public health or
the environment.
B1.29 Disposal Facilities for
Construction and Demolition Waste
DOE proposes to add ‘‘expansion’’ and
‘‘modification’’ to the list of activities
included in this categorical exclusion in
order to include all aspects of the life
cycle of the disposal facilities. In DOE’s
experience, expansion and modification
actions, when subject to the limitations
expressed in this categorical exclusion,
would have fewer impacts than
construction, and would not have the
potential to cause significant impacts.
B1.30 Transfer Actions
DOE proposes to modify this
categorical exclusion (based on its
experience transferring materials and
equipment) to remove the condition that
the amounts of materials, equipment, or
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waste being transferred must be ‘‘small
and incidental’’ to the amount of such
material at the receiving site. Instead,
DOE proposes to add a condition that
the receiving site has existing storage
capacity and management capability for
the material.
In addition, DOE proposes to limit use
of the categorical exclusion to, as
appropriate, facilities and operations
that are already permitted, licensed, and
approved. That is, this proposed
categorical exclusion would not apply
to circumstances where the receiving
site requires a permit or license
amendment or variance from its existing
approvals in order to receive or manage
the materials, and it also would not
apply to circumstances where the
receiving facilities are not yet completed
and operational.
DOE has decades of experience
transporting materials, including
various types of radioactive materials
and waste, and has completed NEPA
reviews of such transportation under
many different scenarios. DOE NEPA
reviews of such transfers consistently
show that these actions would not have
the potential to cause significant
impacts. Nevertheless, DOE will
continue to analyze transportation
impacts in EAs and EISs where the
scope of the proposed action presents
the potential for significant impacts or
where the proposed action fails to meet
the conditions contained in this
categorical exclusion. (See the
Technical Support Document.)
B1.31 Installation or Relocation of
Machinery and Equipment
DOE proposes several changes to this
categorical exclusion. DOE proposes to
add ‘‘installation’’ to the list of actions,
which is now limited to the ‘‘relocation’’
of machinery and equipment; explicitly
include ‘‘operation’’ of installed or
relocated machinery and equipment;
add ‘‘manufacturing machinery’’ in the
list of examples of machinery and
equipment; and clarify that the scope of
the categorical exclusion includes
modifications to an existing building,
within or contiguous to a previously
disturbed or developed area, provided
that the modifications do not
appreciably increase the footprint or
height of the existing building or have
the potential to cause significant
changes to the type and magnitude of
environmental impacts. DOE also
proposes to delete the restriction that
uses of the installed or relocated
equipment be similar to their former
uses, because it is duplicative of the
limitation that the actions be consistent
with the general missions of the
receiving structure. DOE has determined
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that these proposed changes would not
have the potential to cause significant
impacts.
In response to DOE’s December 2009
Request for Information, one commentor
suggested that DOE categorically
exclude projects (e.g., residential,
commercial, and industrial) that involve
retrofitting or retooling of existing
structures, provided that the projects do
not include new construction, disturb
previously undisturbed areas, or require
new or significantly modified
environmental permits. Further, the
commentor explained that such a
categorical exclusion would help
facilitate alternative energy
manufacturing projects (e.g., batteries,
solar equipment, and wind turbines)
that are proposed to be located in
existing manufacturing/industrial
facilities and complexes. As described
above, DOE has proposed several
changes to this categorical exclusion
that address these comments.
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B1.32 Traffic Flow Adjustments
Because DOE proposes to broaden the
scope of this categorical exclusion to
include actions off DOE sites (see
Recurring Proposals, Section IV.B), DOE
proposes to require that the activities in
this categorical exclusion occur within
an existing right-of-way and be
consistent with approved land use or
transportation improvement plans. A
‘‘traffic flow adjustment’’ is a change to
the flow of traffic on an existing street
or road. Statewide and Metropolitan
Transportation Planning processes are
regulated by the U.S. Department of
Transportation (23 CFR part 450,
subparts B and C, respectively) and
result in approved, legally-binding,
multiyear plans that stipulate
transportation actions that may be
carried out in a given area and over a
given length of time.
B1.33 Stormwater Runoff Control
DOE proposes a new categorical
exclusion for stormwater runoff control
practices that reduce stormwater runoff
and maintain natural hydrology. The
actions included in the proposed
categorical exclusion are found in
Environmental Protection Agency’s
Guidance No. EPA 841–B–09–001,
Technical Guidance on Implementing
the Stormwater Runoff Requirements for
Federal Projects under Section 438 of
the Energy Independence and Security
Act (December 2009). Based on the
experience of Federal agencies, the
opinions of subject matter experts, and
private sector experience developing
and deploying stormwater runoff
control and low impact development
practices, the types of actions included
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in this categorical exclusion are, in most
cases, mitigation or best management
practices commonly employed to
protect surface water quality and to
reduce erosion associated with runoff.
DOE has concluded that such activities
would not have the potential to cause
significant environmental impacts. (See
the Technical Support Document.)
B1.34 Lead-Based Paint
DOE proposes a new categorical
exclusion for the containment, removal,
and disposal of lead-based paint. This
proposed categorical exclusion is based
on laws and regulations governing such
activities for buildings and other
structures. Use of the proposed
categorical exclusion would require
adherence to applicable laws and
regulations. Further, the creation of this
categorical exclusion is supported by
existing lead paint removal categorical
exclusions from the Environmental
Protection Agency and the Department
of the Army. DOE has determined that
such paint removal actions would not
have the potential to cause significant
impacts. (See the Technical Support
Document.)
B1.35 Drop-Off, Collection and
Transfer Facilities for Recyclable
Materials
DOE proposes a new categorical
exclusion for the siting, construction,
modification, and operation of a
recycling or compostable material dropoff, collection, and transfer station on or
contiguous to developed or previously
disturbed land and in an area where
such a facility would be consistent with
existing zoning requirements. The
Department of Homeland Security and
the Department of Agriculture’s Rural
Utilities Service have existing
categorical exclusions for similar
facilities. Specifically, Homeland
Security has a categorical exclusion for
the recycling of non-hazardous
materials from routine/operational
activities, and the Rural Utilities Service
has a categorical exclusion for the
construction of facilities for the transfer
of waste that will be recycled or stored.
DOE has determined that the limitations
placed on recycling stations proposed in
this new categorical exclusion would
ensure that such actions would not have
the potential to cause significant
impacts. (See the Technical Support
Document.)
B1.36 Determinations of Excess Real
Property
DOE proposes a new categorical
exclusion for determinations that real
property is excess to the needs of the
Department. This proposed categorical
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exclusion includes associated reporting
of such determinations to the General
Services Administration and the Bureau
of Land Management, as appropriate.
DOE would allow the categorical
exclusion of reporting of excess
property, but the actual disposal of real
property is not included in the scope of
this proposed categorical exclusion.
Other Federal agencies (e.g.,
Department of Homeland Security) have
existing categorical exclusions for
determinations of excess real property
and, based on a review of these
categorical exclusions, DOE has
determined that it would be conducting
the same or similar activities under
similar circumstances. Accordingly,
DOE has concluded that its activities
under this proposed categorical
exclusion would not have the potential
to cause significant impacts. (See the
Technical Support Document.)
Categorical Exclusions Applicable to
Safety and Health (B2)
B2.1
Workplace Enhancements
DOE proposes to clarify that
improvements to enhance workplace
habitability may include installation of
equipment necessary for the
improvements by adding ‘‘installation’’
before its examples of improvements.
DOE has determined that installation
and subsequent operation of equipment
necessary for improvements to
workplace habitability would not have
the potential for significant
environmental impacts.
B2.2 Building and Equipment
Instrumentation
DOE proposes clarifying the scope of
the existing categorical exclusion by
providing additional examples of
instrumentation (water consumption
monitors and controls).
B2.4
Equipment Qualification
DOE proposes to delete the reference
to DOE Order 5480.6 (‘‘Safety of DOE
owned Nuclear Reactors’’) because it has
been cancelled. Actions previously
encompassed by the Order are still
performed by DOE and other
organizations to qualify equipment for
use and are still appropriate for a
categorical exclusion, and DOE
proposes to provide examples of such
actions. Calibration of sensors and
diagnostic equipment, crane and liftgear certifications, and high efficiency
particulate air (‘‘HEPA’’) filter testing
and certifications, to name a few, are
activities that DOE proposes to list as
examples in the categorical exclusion.
These types of actions have been
performed routinely by DOE, other
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Federal agencies, and private entities. In
DOE’s experience, these activities
would not have the potential to cause
significant impacts.
B2.6 Recovery of Radioactive Sealed
Sources
DOE proposes changes to this
categorical exclusion to better reflect the
current scope of DOE’s sealed source
recovery activities. At the time the
existing categorical exclusion was
established, the focus of DOE’s efforts
was primarily the recovery of DOEowned radioactive materials that had
been loaned or leased, such as to
universities for research, and a small
number of sealed sources. DOE later
established the Off-Site Source Recovery
Project (OSRP) to reflect an increased
emphasis on recovery of sealed sources
from Nuclear Regulatory Commission
(NRC) and Agreement State licensees in
response to requests from the NRC and
other Federal or State agencies. After
2001, DOE further expanded the scope
of OSRP to focus on the recovery of
sources with a wider variety of
radioisotopes of concern from a public
health, safety, or national security
perspective. Due to their high activity
and portability, many sealed sources
could be used either individually or in
aggregate in radiological dispersal
devices commonly referred to as ‘‘dirty
bombs.’’ DOE prioritizes the recovery of
radioactive sealed sources based on
threat reduction criteria developed in
coordination with the NRC. DOE’s
experience with the recovery of more
than 25,000 radioactive sealed sources
since 1979 demonstrates that these
activities are routinely conducted and
do not have the potential to cause
significant environmental impact.
DOE proposes to simplify the existing
categorical exclusion to address the
recovery of radioactive sealed sources
and sealed source-containing devices
from domestic or foreign locations
provided that (1) the recovered items are
transported and stored in compliant
containers, and (2) the receiving site has
sufficient existing storage capacity and
all required licenses, permits, and
approvals.
These proposed changes would reflect
changes in DOE’s source recovery
activities since the existing categorical
exclusion was formulated. First,
recovery activities are no longer limited
to requests from NRC or other Federal
or State agencies. DOE also considers
requests for source recovery from
foreign governments and private parties,
including private parties in foreign
countries. Also, DOE provides financial
and technical support to third parties
(principally the Conference of Radiation
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Control Program Directors) for source
recovery activities. Second, the scope of
DOE activities is not limited to materials
or licensees addressed in 10 CFR
51.22(14).
The proposed changes also would
remove the reference to certain items
that are not sealed sources (such as
uranium shielding material and
packaged radioactive waste not
exceeding 50 curies). DOE has
determined that the packaging,
transportation, and storage of these
types of materials normally would fit
within categorical exclusion B1.30,
Transfer actions. (See the Technical
Support Document.)
Categorical Exclusions Applicable to
Site Characterization, Monitoring, and
General Research (B3)
B3.1 Site Characterization and
Environmental Monitoring
DOE proposes several changes to
categorical exclusion B3.1. DOE
proposes to limit the scope of this
categorical exclusion to terrestrial
characterization and monitoring, as DOE
is proposing a new categorical exclusion
for such actions in salt water and
freshwater environments (categorical
exclusion B3.16 below). DOE also
proposes to limit categorically excluded
activities to those that would not have
the potential to cause significant
impacts from ground disturbance. Based
on a project description for seismic
surveying submitted by a commentor in
response to DOE’s December 2009
Request for Information, and after
considering the potential scale of
seismic surveying projects, DOE
proposes to also limit the scope of the
categorical exclusion so as not to
include large-scale reflection or
refraction testing with regard to seismic
techniques.
One commentor responding to DOE’s
Request for Information suggested that
DOE’s list of categorical exclusions
match all the categorical exclusions
currently being used by the Bureau of
Land Management and the U.S. Forest
Service, particularly for geophysical
surveys for exploration of geothermal
resources. Another commentor
suggested that DOE include a categorical
exclusion for terrestrial seismic survey
activities. In response to both
comments, DOE notes that item (a) of
the existing B3.1 categorical exclusion
lists geological, geophysical, and
geochemical surveying and mapping,
including seismic surveying, as
examples of actions in the scope of the
categorical exclusion. Thus DOE
determined that it was not necessary to
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propose new categorical exclusions in
response to these comments.
DOE proposes to clarify the scope of
the existing categorical exclusion,
however, by providing additional
examples of actions that DOE’s
experience has demonstrated properly
fit within this class of actions. In
response to the suggestion above and
from another commentor concerning
geothermal resources, DOE proposes to
include temperature gradient surveying
as an example of geophysical surveying
activities encompassed within item (a).
DOE also proposes to add underground
reservoir response testing for item (d).
The potential impacts of aquifer and
reservoir response testing are wellknown and normally insignificant;
underground reservoir response testing
could help determine, for example,
whether further study of a reservoir for
carbon sequestration purposes is
warranted. DOE also proposes to add
drilling using truck or mobile-scale
equipment and modification, use, and
plugging of boreholes as representative
examples of small-scale drilling
activities under item (f). DOE
experience indicates that these changes
would not have the potential to cause
significant impacts. (See the Technical
Support Document.)
B3.3 Research Related to Conservation
of Fish, Wildlife, and Cultural
Resources
DOE proposes to modify this
categorical exclusion to include actions
undertaken to protect cultural resources.
These types of actions (such as walking
a site, visually surveying, and digging
small, shallow test holes with hand
tools) are similar to types of actions
undertaken for wildlife protection and
would not have the potential to cause
significant impacts.
B3.6 Small-Scale Research and
Development, Laboratory Operations,
and Pilot Projects
DOE proposes changes to this
categorical exclusion for clarity. First,
DOE proposes to delete the phrase
‘‘indoor bench-scale research,’’ which
DOE views as encompassed within
‘‘small-scale research and development,’’
which is more easily understood. DOE
also proposes to define ‘‘demonstration
actions’’ in the context of this categorical
exclusion and the related EA class of
actions C12 as ‘‘actions that are
undertaken at a scale to show whether
a technology would be viable on a larger
scale and suitable for commercial
deployment. Demonstration actions
frequently follow research and
development and pilot projects that are
directed at establishing proof of
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concept.’’ This definition reflects DOE’s
understanding of the delineation
between pilot projects and
demonstration projects that would be
relevant to the scope of this categorical
exclusion.
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B3.7 New Terrestrial Infill Exploratory
and Experimental Wells
DOE proposes to modify the scope of
the categorical exclusion. DOE proposes
to expand the categorical exclusion by
providing additional examples of
resources (brine, carbon dioxide,
coalbed methane, gas hydrate) for which
exploratory or experimental wells may
be drilled. For carbon sequestration
wells, DOE proposes to list examples of
possible uses, including, but not limited
to, the study of saline formations,
enhanced oil recovery, and enhanced
coalbed methane extraction. DOE also
proposes to expand the locations where
the infill wells may be drilled (now only
in fields with operating wells) to fields
with properly abandoned wells or
unminable coal seams.
DOE proposes to limit this categorical
exclusion to the terrestrial environment
and to require that characterization has
verified a low potential for seismicity,
subsidence, and contamination of
freshwater aquifers.
DOE experience with new infill
exploratory and experimental (test) oil,
gas, and geothermal wells continues to
show that they would not have the
potential to cause significant impacts.
DOE experience also shows that the
potential impacts of infill exploratory
and test wells for substances such as
brine, carbon dioxide, coalbed methane,
and gas hydrate would be similar and
would not have the potential to cause
significant impacts under the
limitations of this proposed categorical
exclusion. Based on DOE’s experience,
the proposal to expand the scope of this
categorical exclusion, subject to the
proposed additional limitations, would
not have the potential to cause
significant impacts.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
B3.8 Outdoor Terrestrial Ecological
and Environmental Research
DOE is proposing two new categorical
exclusions covering small-scale research
activities in salt water and freshwater
environments, and those two categorical
exclusions limit the types of activities
and their location specifically to protect
aquatic environments. (See B3.16 for
research activities in salt water and
freshwater environments and B5.25 for
small-scale renewable energy research
and development and pilot projects in
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salt water and freshwater
environments.) DOE is therefore
proposing to clarify that the types of
covered actions included in B3.8 are
solely limited to terrestrial
environments.
DOE is also proposing to clarify that
this categorical exclusion includes
small-scale biomass and biofuels
research. Given the current focus on the
development of biomass and biofuel
production and the need for proof of
concept research in this area, DOE
proposes to state explicitly that small
test plots for energy-related biomass or
biofuels research (including the use of
genetically engineered plants) are
within the scope of this categorical
exclusion.
Research using genetically engineered
plants to be grown specifically for
biomass production has reached the
point where field tests are being
performed outdoors for proof of concept
purposes. At the same time, residues
from biotechnology crops such as corn
and soybeans are being tested as
feedstocks for biofuel production. Such
plants are currently regulated by the
U.S. Department of Agriculture and
these existing regulatory regimes have
analyzed the environmental impacts
resulting from the experimental and
commercial growth of these crops, so
there is no need for DOE to analyze
separately these impacts to show their
insignificance. DOE has determined that
a categorical exclusion would be
appropriate for small field tests,
provided that the applicant already has
all the necessary authorizations from the
U.S. Department of Agriculture and
received all necessary permissions to
proceed with the trial. (See the
Technical Support Document.)
B3.9 Projects To Reduce Emissions
and Waste Generation
This categorical exclusion was
initially created for demonstration
actions under DOE’s Clean Coal
Technology Demonstration Program.
However, after many years of experience
with projects that reduce emissions and
waste generation at existing fossil fuel
facilities and, more recently, at
alternative energy facilities, DOE is
proposing modifications to the
categorical exclusion for these activities
regardless of whether or not they are
part of DOE’s Clean Coal Technology
Demonstration Program. Specifically,
DOE is proposing to expand the scope
of this categorical exclusion to include
projects to reduce emissions and waste
generation at alternative fuel (e.g.,
biomass) facilities, in addition to fossil
fuel facilities. As a result, DOE is
proposing conforming revisions
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throughout this categorical exclusion
(e.g., replacing ‘‘coal’’ with ‘‘fuel’’).
Further, DOE proposes to define fuel to
include ‘‘coal, oil, natural gas, hydrogen,
syngas [synthesis gas], and biomass,’’
and specifically to exclude nuclear
fuels.
Based on its experience with these
activities, DOE has found that projects
that demonstrate ways to reduce
emissions and waste generation at
existing fossil or alternative fuel
combustion or utilization facilities
would not have the potential to cause
significant impacts. (See the Technical
Support Document.) DOE also proposes
to remove from categorical exclusion
B3.9(a) the 20 percent limitation on test
treatment of the throughput product
(solid, liquid, or gas) generated at
existing, fully operational fuel
combustion or utilization facilities.
Although test treatment on a fraction of
the throughput product (sometimes
referred to as ‘‘slipstream testing’’) may
be helpful in evaluating new treatment
technologies, DOE experience shows
that test treatment of the entire
throughput product stream may be
needed to provide an adequate
demonstration of the commercial
viability of technologies that could
reduce emissions from existing
facilities. DOE analyses and experience
show that such test treatment normally
would not have the potential to cause
significant impacts under the
limitations of this categorical exclusion.
Further, DOE proposes to remove
from B3.9(c) the two-year limitation on
the addition or replacement of
equipment for reduction or control of
sulfur dioxide, oxides of nitrogen, or
other regulated substances at existing
facilities. In DOE’s experience, the
potential for significant impacts of such
projects does not depend on the
duration of the demonstration.
Moreover, two years may be too short a
period of time for an adequate
demonstration of equipment whose
continued use is likely to be beneficial.
In addition to the provisions of
B3.9(c), DOE proposes explicitly to
include the addition or modification of
equipment for capture and control of
carbon dioxide or other regulated
substances, provided that adequate
infrastructure is in place to manage such
substances. The use of such equipment
offers the potential for environmental
benefits by providing needed
information on the costs, operability,
and reliability of capture technologies
that could enable their future
deployment in existing conventional
coal and other fuel utilization facilities.
DOE’s knowledge and experience with
the physical or chemical unit processes
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that could capture carbon dioxide at
existing facilities show such processes
would not have the potential to cause
significant impacts under the conditions
specified in the proposed modification
of this categorical exclusion.
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B3.10 Particle Accelerators
DOE proposes to modify this
categorical exclusion by more clearly
specifying the operating parameters for
particle accelerators. This categorical
exclusion currently has only one
limiting parameter (primary beam
energy less than approximately 100
million electron volts (MeV)). DOE’s
proposed modification would provide
two additional limiting parameters
(average beam power less than
approximately 250 kilowatts (kW) and
average current of 2.5 milliamperes
(mA)). The voltage would be allowed to
increase, as long as the resulting average
current was 2.5 mA. Such result could
be accomplished by lowering the power
(wattage). Alternately, the wattage could
increase if voltage decreased to result in
an average current of 2.5 mA. DOE has
determined that the use of three
parameters will provide flexibility in
the application of the categorical
exclusion, but the actions still would
not have the potential to cause
significant impacts. (See the Technical
Support Document.)
B3.11 Outdoor Tests and Experiments
on Materials and Equipment
Components
The existing categorical exclusion
precludes DOE from categorically
excluding outdoor burn, impact, drop,
puncture, and similar tests involving
radiological sources, whether or not
they were encapsulated. Because
encapsulated sources can be used safely
in these types of tests, DOE proposes to
expand the scope of the categorical
exclusion to cover their use under
certain conditions. Specifically, DOE is
proposing that nondestructive actions
such as detector/sensor development
and testing and first responder field
training, using encapsulated sources
that contain source, special nuclear, or
byproduct materials, be included in the
scope of this categorical exclusion. DOE
experience demonstrates that such
activities can be done safely and would
not have the potential to cause
significant impacts.
B3.14 Small-Scale Educational
Facilities
DOE proposes a new categorical
exclusion for the siting, construction or
modification, operation, and
decommissioning of small-scale
educational facilities, including, but not
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limited to, conventional teaching
laboratories, libraries, classroom
facilities, auditoriums, museums,
visitors centers, exhibits, and associated
offices within or contiguous to a
previously disturbed or developed area
(where active utilities and currently
used roads are readily accessible). Based
on DOE’s experience, and supported by
past NEPA analyses, such activities,
under the limitations provided, would
not have the potential to cause
significant impacts. (See the Technical
Support Document.)
B3.15 Small-Scale Indoor Research
and Development Projects Using
Nanoscale Materials
DOE proposes a new categorical
exclusion for the siting, construction, or
modification, operation, and
decommissioning of facilities for indoor
small-scale research and development
and small-scale pilot projects using
nanoscale materials, in accordance with
applicable requirements necessary to
ensure the containment of any
biohazardous materials. Construction or
modification would be within or
contiguous to an already developed area
(where active utilities and currently
used roads are readily accessible). This
proposed categorical exclusion includes
activities that are already in the scope
of B3.6 (Small-scale research and
development, laboratory operations, and
pilot projects); however, as part of its
rulemaking effort, DOE finds it
appropriate to propose a categorical
exclusion that specifically addresses
nanoscale activities.
DOE has extensive small-scale or
laboratory-scale experience working
with engineered (intentionally created,
rather than natural or incidentally
formed) nanoscale materials. For
example, DOE is participating in
interagency workgroups, such as the
National Nanotechnology Initiative
(https://www.nano.gov/html/about/
home_about.html), that seek to promote
responsible research and development
of nanotechnology, ensure that the
important benefits to environmental
protection that nanotechnology may
offer are realized, and better understand
any potential risks from exposure to
nanomaterials in the environment. DOE
conducts basic research and
development that supports the National
Nanotechnology Initiative at its
nanoscale research centers, in
accordance with DOE Policy 456.1 (DOE
P 456.1, Secretarial Policy Statement on
Nanoscale Safety), and best management
practices and policies that ensure
protection of workers and the
environment, such as DOE Nanoscale
Science Research Centers: Approach to
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Nanomaterials ES&H, (Rev3a, May 2008)
(‘‘Approach to Nanomaterial ES&H’’)
(https://orise.orau.gov/ihos/
Nanotechnology/
nanotech_DOE_Nanoscale_SC.html). As
explained in ‘‘Approach to Nanomaterial
ES&H,’’ ‘‘laboratory-scale’’ research
excludes those activities whose function
is to produce commercial quantities of
materials, as defined in 29 CFR
1910.1450(b)(2), ‘‘Occupational
Exposure to Hazardous Chemicals in
Laboratories, Definitions.’’
Laboratory-scale experimentation
with nanoscale materials has been the
subject of four DOE EAs, in which the
Department has analyzed the
construction and operation of
nanomaterials facilities. DOE has
determined that, with appropriate
controls in place (as specified in the
proposed categorical exclusion and
described above), these activities would
not have the potential to cause
significant impacts. (See the Technical
Support Document.)
DOE is particularly interested in
receiving comments on this proposed
categorical exclusion.
B3.16 Research Activities in Salt
Water and Freshwater Environments
DOE proposes a new categorical
exclusion for small-scale, temporary
surveying, site characterization, and
research actions to be performed in salt
water and freshwater environments.
DOE proposes limiting the actions
covered by this categorical exclusion to
the acquisition of rights-of-way,
easements, and temporary use permits;
data collection, environmental
monitoring, and nondestructive research
programs; resource evaluation activities;
collection of various types of data and
samples; installation of monitoring and
recording devices; installation of
equipment for flow testing of existing
wells; and ecological and environmental
research in a small area.
DOE proposes specifically to exclude
the construction or installation of
permanent facilities or devices and to
exclude the drilling of resource
exploration or extraction wells. In
addition, DOE has included several
limits on the type, scope, and location
of covered actions to protect the aquatic
environment from potential significant
impacts.
DOE proposes to limit the covered
actions in this categorical exclusion
through the following conditions.
Covered actions under this categorical
exclusion would be conducted in
accordance with, where applicable, an
approved spill prevention, control, and
response plan, and would incorporate
appropriate control technologies and
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best management practices.
Furthermore, none of the above
activities would occur within the
boundary of an established marine
sanctuary or wildlife refuge, a
governmentally proposed marine
sanctuary or wildlife refuge, or a
recognized area of high biological
sensitivity, or outside those areas if the
activities would have the potential to
cause significant impacts within those
areas. Additionally, no permanent
facilities or devices would be
constructed or installed. The categorical
exclusion also lists other factors,
specific to aquatic environments, to be
considered by proponents of covered
actions before applying this categorical
exclusion to ensure that the activities
would not have the potential to cause
significant impacts.
DOE has determined that, subject to
the proposed limitations, the activities
would not have the potential to cause
significant impacts. DOE is particularly
interested in receiving comments on
this categorical exclusion due to
heightened sensitivity to activities in
the salt water environment in light of
recent oil-related incidents. (See the
Technical Support Document.)
Categorical Exclusions Applicable to
Power Resources (B4)
DOE proposes to make a number of
recurring changes to the categorical
exclusion provisions applicable to
power resources. In reference to adding
electric power resources (such as wind
farms) into an electric power system,
DOE proposes to use the term
‘‘interconnection’’ rather than the term
‘‘integration’’ now used in its existing
classes of actions. ‘‘Interconnection’’ is
the current term used in the electric
transmission field for such actions.
DOE, therefore, proposes changes to the
following provisions: B4.1, B4.11,
B4.12, B4.13.
DOE proposes to delete references to
‘‘main transmission system’’ in its
existing classes of actions as
unnecessary because DOE actions
would only apply to its own
transmission system. DOE, therefore,
proposes changes to the following
provisions: B4.11, B4.12.
DOE proposes to add pipeline rightsof-way as locations where actions could
occur that are now categorically
excluded or proposed for categorical
exclusion in previously developed or
disturbed transmission line rights-ofway. The impacts from siting,
constructing, operating, or
decommissioning actions in these linear
rights-of-way are essentially similar.
DOE, therefore, proposes changes to the
following provisions: B4.7, B4.12. (DOE
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also proposes a similar change to EA
class of actions C4.)
B4.1 Contracts, Policies, and
Marketing and Allocation Plans for
Electric Power
DOE proposes to simplify the
description of the scope of this
categorical exclusion, without changing
the scope. The categorical exclusion
would still apply to electric power
contracts, policies, and plans that do not
involve a new generation resource and
do not involve changes in the normal
operating limits of existing generation
resources. DOE proposes to delete the
existing reference to ‘‘excess electric
power’’ as unnecessary as it simply
applies to power that is available for
transmission. DOE is proposing changes
to its corresponding classes of actions
for EAs (C7) and EISs (D7), as discussed
below in Section IV.F and IV.G,
respectively.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
B4.4 Power Marketing Services and
Activities
DOE proposes to clarify this
categorical exclusion by adding ‘‘power
management activities’’ to its existing
categorical exclusion for power
marketing services to indicate that the
activities that are appropriately
categorically excluded do not
necessarily need to be taken in the
context of marketing power. The
existing categorical exclusion was
established based on the experience of
DOE’s power marketing administrations,
but has been appropriately applied
recently by other elements of the
Department, for example, in evaluating
actions under the American Recovery
and Reinvestment Act. The proposed
change would provide transparency to
DOE’s application of this categorical
exclusion, and DOE has determined that
the covered actions would not have the
potential to cause significant impacts.
B4.6 Additions and Modifications to
Transmission Facilities
DOE proposes to add ‘‘load shaping
projects (such as the installation and use
of flywheels and battery arrays)’’ to the
list of example actions in this
categorical exclusion. With the wider
deployment and accompanying
improvement in load shaping
technologies, DOE’s experience
indicates that these actions fit within
the scope of this categorical exclusion.
B4.7 Fiber Optic Cable
DOE proposes that certain actions
associated with adding fiber optic cable
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227
to transmission facilities (such as vaults
and pulling and tensioning sites) be
within the scope of this categorical
exclusion with certain limitations. DOE
has found that it is often necessary to
place vaults and pulling and tensioning
sites outside of rights-of-way. DOE has
determined that, if vaults or such sites
are in nearby previously disturbed or
developed areas, they would not have
the potential to cause significant
environmental impact.
B4.9 Multiple Use of Transmission
Line Rights-of-Way
DOE proposes to add examples of
crossing agreements affecting a
transmission facility’s rights-of-way that
DOE has determined are in the scope of
this categorical exclusion, namely
natural gas pipelines, communications
cables, and roads.
B4.10 Removal of Electric
Transmission Lines and Substations
DOE proposes to add ‘‘abandonment’’
and ‘‘restoration’’ of rights-of-way to the
list of activities in this categorical
exclusion, because DOE has determined
that these actions, which generally
follow the removal of electric
transmission lines and substations,
would not have the potential to cause
significant impacts.
B4.11 Electric Power Substations and
Interconnection Facilities
DOE proposes to add interconnection
facilities to its categorical exclusion for
construction or modification of electric
power substations because the facilities
have similar equipment and function.
Substations switch, step down, or
regulate voltage of electricity being
transmitted, and may serve as controls
and transfer points on a transmission
system; interconnection facilities add
electric power resources to transmission
systems through similar functions.
DOE proposes that actions under this
categorical exclusion, instead of being
limited to those that do not interconnect
a new generation resource (under the
existing categorical exclusion), be
limited to interconnecting new
generation resources that meet two
conditions: The new generation
resource (1) would be eligible for
categorical exclusion under the DOE
NEPA regulations (that is, under
proposed categorical exclusions for
combined heat and power or
cogeneration systems (B5.14), solar
energy (B5.16 and B5.17), wind energy
(B5.18), biomass power plants (B5.20),
methane gas recovery and utilization
systems (B5.21) and drop-in
hydroelectric systems (B5.24)), and (2)
would be equal to or less than 50
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average megawatts (which is considered
a major resource under the Northwest
Power Act).
DOE is also proposing to delete
actions regarding construction,
upgrading, or rebuilding transmission
lines from this categorical exclusion
because substation actions do not
necessarily involve transmission line
actions. Categorically excluded
transmission line actions are addressed
in proposed B4.12 and B4.13.
DOE is proposing to delete the
restriction that facilities under this
categorical exclusion be limited to no
more than 230 kilovolts because DOE
has determined that voltage of a
substation or interconnection facility is
not a determinant of the potential for
significant environmental impacts.
In response to the Department’s
December 2009 Request for Information,
one commentor suggested that DOE
categorically exclude modifications and
upgrades to existing substations to
accommodate electricity generated from
renewable energy sources, to the extent
that an upgrade does not increase the
overall capacity of the substation or the
disturbed areas associated with the
substation, noting that additional
capacity is needed at substations
throughout the electric grid. DOE notes
that it is proposing to delete the
restriction that facilities under this
categorical exclusion be limited to no
more than 230 kilovolts.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
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B4.12
Lines
Construction of Transmission
DOE proposes to incorporate within
the scope of categorical exclusion B4.12
an action currently addressed in the
existing categorical exclusion B4.11,
that is ‘‘relocation of existing electric
transmission lines approximately 20
miles in length or less.’’ By doing so,
transmission line construction and
rebuilding activities will be
consolidated in categorical exclusions
B4.12 and B4.13, rather than also
included in categorical exclusion B4.11,
which predominantly relates to
substations and interconnection
facilities. DOE’s long-term experience
with electric transmission line
construction indicates that the
approximately 10-mile limit for
categorical exclusion of transmission
line construction outside of a previously
disturbed or developed right-of-way,
and the approximately 20-mile limit for
categorical exclusion of transmission
line in a previously disturbed right-ofway, have been reliable guides to the
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appropriate level of NEPA review for
the actions.
DOE proposes that actions under this
categorical exclusion, instead of being
limited to those that do not interconnect
a new generation resource (as under the
existing categorical exclusion), be
limited to interconnecting new
generation resources that meet the two
conditions discussed with respect to
categorical exclusion B4.11.
In response to the Department’s
December 2009 Request for Information,
one commentor suggested that the
addition of transmission lines to
existing transmission line or pipeline
rights-of-way be categorically excluded.
The commentor noted that additional
transmission capacity is required to
move electricity generated by renewable
resources to population centers and that
adding that capacity in an existing rightof-way will have very little
environmental impact. DOE agrees and
does not restrict the addition of
transmission lines to an existing
transmission or pipeline right-of-way if
the limitations specified in the
categorical exclusion are met.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
B4.13 Upgrading and Rebuilding
Existing Transmission Lines
DOE proposes to continue to
categorically exclude the upgrading and
rebuilding of existing transmission lines
of approximately 20 miles in length or
less (including minor relocations of
small segments of such lines), as under
the existing categorical exclusion B4.13.
DOE also proposes to categorically
exclude the use of the upgraded or
rebuilt lines for the interconnection of
new generation resources that meet the
two conditions discussed with respect
to categorical exclusion B4.11. Further,
DOE proposes to delete the purposes for
which minor relocations of the existing
line may occur.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
Categorical Exclusions Applicable to
Conservation, Fossil, and Renewable
Energy Activities (B5)
B5.1 Actions To Conserve Energy or
Water
In B5.1, DOE proposes four types of
changes to the existing categorical
exclusion: (1) Adding examples to better
represent the type of energy
conservation actions, including those
for which DOE provides financial
assistance, that fall within the scope of
this categorical exclusion, (2) adding
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actions to conserve water, (3) deleting
reference to renewable energy research
and development because DOE is
proposing separate categorical
exclusions for those actions (under
B5.15 and B5.25 below), and (4)
including new B5.1(b).
In B5.1(a), DOE proposes to clarify the
scope of the categorical exclusion by
providing additional examples of
conservation actions similar in nature to
the existing examples, such as
weatherization, energy efficiency for
vehicles and transportation (such as
fleet change out), power storage (such as
flywheels and batteries, generally less
than 10 MW), and transportation
management systems (such as traffic
signal control systems). DOE’s
experience with these proposed covered
actions demonstrate that they fit within
the scope of the categorical exclusion. In
addition, to ensure that the categorical
exclusion would not encompass actions
with potentially significant impacts on
the human environment, DOE proposes
to clarify that the actions include
building renovations or new structures,
provided that they occur in a previously
disturbed or developed area. Also, DOE
proposes to clarify that the categorical
exclusion could also involve actions in
the academic or institutional sectors.
In B5.1(b), DOE proposes to include
rulemakings that establish energy
conservation standards in the scope of
this categorical exclusion. DOE has
prepared numerous EAs and FONSIs for
rulemakings that establish energy
conservation standards for consumer
products and industrial equipment and
has determined that, within the
limitations on the scope of actions that
could be taken under the proposed
categorical exclusion, establishment of
such standards would not have the
potential to cause significant impacts.
The limitations on scope of actions
concern changes in manufacturing
infrastructure, uses of available
resources, disposal, and energy
consumption. (See the Technical
Support Document.)
DOE is particularly interested in
receiving comments on B5.1(b) of this
categorical exclusion.
B5.2 Modifications to Pumps and
Piping
DOE proposes to broaden the scope of
this categorical exclusion by not
limiting it to oil, gas, and geothermal
facilities, but by providing examples of
materials that could be conveyed by
pump and piping configurations (that is,
by adding as examples, air, brine,
carbon dioxide, produced water, steam,
and water to the currently listed
materials). DOE also proposes to clarify
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that the existing reference to ‘‘gas’’
includes natural gas, hydrogen gas, and
nitrogen gas. DOE has determined that
the environmental impacts resulting
from modifications to pump and piping
configurations on systems conveying
such materials would be similar to
impacts from modifications to the pump
and piping configurations on systems
carrying the existing categorically
excluded materials. DOE’s experience
with these materials has demonstrated
that modifying such pump and piping
configurations would not have the
potential to cause significant impacts.
B5.3 Modification or Abandonment of
Wells
DOE proposes to broaden the scope of
this categorical exclusion for storage
and injection wells by not limiting the
wells to those for oil, brine, geothermal,
and gas wells, but by adding these wells
as examples: Carbon dioxide, coalbed
methane, and gas hydrate wells. DOE’s
experience has demonstrated that
actions associated with the modification
and abandonment (including plugging)
of carbon dioxide and similar wells
normally do not have the potential to
cause significant impacts. DOE is
proposing to limit use of the categorical
exclusion to situations where there is
low potential for seismicity, subsidence,
and contamination of freshwater
aquifers and where the actions are
otherwise consistent with best practices
and DOE protocols, including those that
protect against uncontrolled releases of
harmful materials. DOE is also
proposing to clarify that ‘‘gas’’ in the
existing categorical exclusion refers to
natural gas.
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B5.4 Repair or Replacement of
Pipelines
DOE proposes to broaden the scope of
this categorical exclusion by not
limiting it to actions including oil,
produced water, brine, and geothermal
pipelines, but also to exclude repair and
replacement actions on pipelines
carrying materials similar in nature
(such as air, carbon dioxide, hydrogen
gas, natural gas, nitrogen gas, steam, and
water). In DOE’s experience, the
conveyance of the proposed additional
materials similar to those currently
categorically excluded normally does
not pose a potential to cause significant
impacts. DOE also proposes to clarify
that upgrading, rebuilding, and minor
relocation may be involved in repair or
replacement of pipelines. Further, DOE
proposes to list Army Corps of Engineer
permits as one type of requirement that
may apply to these actions, while also
acknowledging that there may be others.
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B5.5 Short Pipeline Segments
DOE proposes to broaden the scope of
this categorical exclusion by not
limiting it to oil, steam, geothermal or
natural gas resources, but by providing
additional examples (air, brine, carbon
dioxide, hydrogen gas, nitrogen gas,
produced water, and water) of materials
potentially conveyed by pipeline
segments under this categorical
exclusion. The potential impacts
resulting from pipelines conveying the
additional materials would be similar to
those from the existing categorically
excluded materials. DOE’s experience
conveying these materials has
demonstrated that they would not have
the potential to cause significant
impacts.
DOE further proposes to remove the
limitation that pipelines must be within
a single industrial complex. DOE
proposes to remove that limitation
because potential impacts do not
depend on whether the action is
conducted within an arbitrary
boundary. DOE is therefore proposing to
replace the reference to ‘‘DOE facilities’’
with references to ‘‘existing source
facilities’’ and ‘‘existing receiving
facilities.’’ Categorically excluded
actions are limited to short pipelines,
which DOE proposes be generally less
than 20 miles in length in previously
developed or disturbed areas.
B5.6 Oil Spill Cleanup
DOE is proposing to clarify that the
National Oil and Hazardous Substances
Pollution Contingency Plan is not
necessarily the only applicable
requirement for oil spill cleanup by
making this an example of an applicable
requirement.
B5.7 Import or Export Natural Gas,
With Operational Changes
DOE proposes to add disapprovals to
the current scope (approvals) for
consistency with existing classes of
actions C13, D8, and D9.
B5.8 Import or Export Natural Gas,
With New Cogeneration Powerplant
DOE proposes to add disapprovals to
the current scope (approvals) for
consistency with existing classes of
actions C13, D8, and D9. DOE proposes
to include in the scope of this
categorical exclusion pipelines
generally less than 20 miles in length in
previously disturbed or developed
rights-of-way.
B5.10 Certain Permanent Exemptions
for Existing Electric Powerplants
DOE proposes to delete two references
to provisions of the Powerplant and
Industrial Fuel Use Act as those
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229
provisions have been deleted from the
Act.
B5.12 Workover of Existing Wells
DOE proposes to broaden the scope of
this categorical exclusion by not
limiting it to oil, gas, and geothermal
wells, but by providing additional
examples (brine, carbon dioxide,
coalbed methane and gas hydrate) of
wells that could be restored to
functionality. DOE’s experience with
these materials has demonstrated that
the potential impacts would be similar
in nature to the impacts of wells using
materials named in the existing
categorical exclusion and that workover
of such wells would not have the
potential to cause significant impacts. In
addition, DOE is proposing to limit use
of the categorical exclusion to situations
where there is low potential for
seismicity, subsidence, and
contamination of freshwater aquifers,
and where the actions are otherwise
consistent with best practices and DOE
protocols, including those that protect
against uncontrolled releases of harmful
materials. DOE is also proposing to
clarify that ‘‘gas’’ in the existing
categorical exclusion refers to ‘‘natural
gas.’’
B5.13 Experimental Wells for the
Injection of Small Quantities of Carbon
Dioxide
DOE proposes a new categorical
exclusion for experimental wells for the
injection of small quantities of carbon
dioxide in locally characterized
geologically secure storage formations at
or near existing carbon dioxide sources.
The activities encompassed in the new
proposed categorical exclusion are
intended to help determine the
suitability of geological formations for
large-scale sequestration, as information
from small-scale projects can be used to
ensure that commercial-scale projects
can be conducted safely and in an
environmentally sound manner.
The proposed categorical exclusion is
supported by DOE’s National Energy
Technology Laboratory’s experience
with carbon sequestration wells,
through DOE-directed research projects
and collaboration with the nationwide
network of regional carbon
sequestration partnerships tasked with
determining the best technologies for
carbon capture, storage, and
sequestration. Through this work, DOE
has gained substantial experience with
small-scale carbon sequestration,
showing that these projects can be
managed safely and would not have the
potential to cause significant impacts. In
addition, the proposed categorical
exclusion is supported by FONSIs for
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three DOE EAs for projects with scales
ranging up to one million tons of carbon
dioxide over the lifetime of the project
(typically one to four years).
Based on experience with small-scale
projects, DOE proposes that the
injection of carbon dioxide under this
categorical exclusion be limited to, in
aggregate, less than 500,000 tons over
the duration of a project. In addition,
DOE also proposes a number of
conditions that the project must meet in
order for the activity to be categorically
excluded. For example, the proposed
categorical exclusion would require that
characterization has verified a low
potential for seismicity, subsidence, and
contamination of freshwater aquifers.
DOE’s proposed limitations will ensure
that injection of carbon dioxide at this
scale would not have significant
impacts. (See the Technical Support
Document.)
DOE is particularly interested in
receiving comments on this categorical
exclusion, including the limit of
500,000 tons of carbon dioxide over the
duration of the project.
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B5.14 Combined Heat and Power or
Cogeneration Systems
DOE proposes a new categorical
exclusion for the conversion to, and
replacement or modification of,
combined heat and power or
cogeneration systems at existing
facilities provided that the action would
not have the potential to cause a
significant increase in the quantity or
rate of air emissions and would not have
the potential to cause significant
impacts to water resources.
DOE has determined that combined
heat and power or cogeneration system
activities under this categorical
exclusion, when subject to the proposed
limitations, would not have the
potential to cause significant impacts
because (1) these systems would be
modifications to existing systems, and
thus generally would not involve more
than minor changes to facility footprints
and do not involve major new
construction, and (2) these systems
would improve operating efficiency
(such as making use of otherwise waste
heat) and thus would be designed to
lessen potential impacts.
B5.15 Small-Scale Renewable Energy
Research and Development and Pilot
Projects
As part of DOE’s proposal to clarify
and focus existing categorical exclusion
B5.1 on energy efficiency and
conservation actions (including research
and development-related actions), DOE
proposes a separate categorical
exclusion for small-scale renewable
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energy research and development and
pilot projects. In doing so, DOE
proposes to limit the covered actions to
those in previously disturbed and
developed areas and to emphasize that
such actions would be in accordance
with applicable requirements and
incorporate appropriate controls and
practices. See also B5.25 for small-scale
renewable energy research and
development and pilot projects in salt
water and freshwater environments.
In addition, this proposal is
responsive to a commentor’s suggestion
to have a categorical exclusion for
small-scale pilot projects for renewable
energy generation, modeled on DOE’s
existing categorical exclusion B6.2 for
pilot-scale waste collection and
treatment facilities.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
B5.16–B5.24
As part of DOE’s proposal to clarify
and focus existing categorical exclusion
B5.1 on energy efficiency and
conservation actions, and in response to
commentors’ suggestions to include
more explicitly renewable energy
technologies, DOE is proposing several
new categorical exclusions. DOE
proposes eight new categorical
exclusion classes of actions involving
renewable energy technologies, as
described below. The proposed
categorical exclusions apply to the
installation, modification, operation,
and removal of small-scale,
commercially available renewable
energy technologies. DOE proposes to
specify conditions by technology (e.g.,
wind) to ensure appropriate limitations,
but does not generally set limits on
energy output because DOE experience
and data review suggest that the
potential for significant impacts is more
closely related to the site selected for a
renewable energy project and the
interaction of resources at a selected site
with the renewable technology. DOE has
proposed specific limitations for these
categorical exclusions to ensure that any
renewable energy technology project
that would have the potential to cause
significant impacts to particular
resources would be identified as outside
the scope of the categorical exclusion.
Further, DOE proposes one new class of
actions involving electric vehicle
charging stations.
The proposed categorical exclusions
in B5.16–B5.24 identify many of the
types of projects for which DOE has
made categorical exclusion
determinations based on existing
categorical exclusion B5.1. The actions
listed in these proposed categorical
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exclusions are also consistent with
categorical exclusions promulgated by
other Federal agencies, EAs and FONSIs
prepared by DOE and other Federal
agencies, the opinions of subject matter
experts, and private sector experience
developing and deploying renewable
energy technologies. DOE has
determined that the activities under
these categorical exclusions, when
subject to the proposed limitations,
would not have the potential to cause
significant impacts because the
categorical exclusions apply specifically
to systems that are: (1) Located on or
adjacent to existing structures, or on
previously developed or disturbed land,
(2) sited in accordance with local land
use and zoning requirements, and (3)
designed to incorporate appropriate
control technologies and best
management practices to lessen
potential impacts.
The proposed categorical exclusions
are responsive to the numerous
suggestions that DOE received, both
from within DOE and in response to its
December 2009 Request for Information,
to include explicitly renewable energy
technologies and associated equipment
in its categorical exclusions. Several
commentors also suggested that DOE
categorically exclude actions intended
to ‘‘co-locate renewables’’ or to support
‘‘distributed generation projects.’’ These
suggestions describe similar actions
that: (1) Support the operation of an
existing facility by providing a
renewable energy source on-site, (2)
would be compatible with existing land
use, and (3) would require minimal to
no expansion of the footprint of an
existing facility. As a result, DOE’s
review of available data led it to propose
to exclude select small-scale, renewable
energy technology projects, under
specified proposed conditions, for the
purpose of providing a renewable
energy generation capability to existing
facilities (specifically, B5.16–B5.21).
B5.16 Solar Photovoltaic Systems
The actions listed in categorical
exclusion B5.16 apply to the
installation, modification, operation,
and removal of commercially available
solar photovoltaic systems located on a
building or other existing structure (e.g.,
covered parking facility), or on land
generally comprising less than 10 acres.
The actions listed are consistent with
DOE and other Federal agency
experience with ‘‘co-located’’ solar
photovoltaic energy projects generally
comprising less than 10 acres within a
previously disturbed or developed area,
categorical exclusion determinations
DOE has made based on existing
regulations, categorical exclusions
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promulgated by other Federal agencies,
EAs and FONSIs prepared by DOE and
other Federal agencies, and the opinions
of subject matter experts. (See the
Technical Support Document.)
DOE has determined that the solar
photovoltaic system activities under this
categorical exclusion, when subject to
proposed limitations, would not have
the potential to cause significant
impacts because (1) these are systems
located on or adjacent to existing
structures, or on previously developed
or disturbed land, and thus generally
involve no more than minor changes to
facility footprints and do not involve
major new construction, and (2) these
systems generally would support the
operation of an existing facility (e.g.,
providing an on-site, renewable
electricity generation source). Such
activities also may serve to lessen
potential air emissions impacts when
compared to electricity generated by
fossil fuel (e.g., coal) sources.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
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B5.17
Solar Thermal Systems
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
commercially available small-scale solar
thermal systems (e.g., solar hot water
systems) at an existing facility or on
land generally comprising less than 10
acres within a previously disturbed or
developed area. These actions are
consistent with categorical exclusion
determinations DOE has made based on
existing regulations and EAs and
FONSIs prepared by DOE. (See the
Technical Support Document.)
DOE has determined that the solar
thermal system activities under this
categorical exclusion, when subject to
proposed limitations, would not have
the potential to cause significant
impacts because (1) these are smallscale systems located on or contiguous
to an existing building, or in a
previously developed or disturbed area,
and thus generally involve no more than
minor changes to facility footprints and
do not involve major new construction,
and (2) these systems generally would
support the operation of an existing
building (e.g., providing an on-site,
renewable source of energy for heat).
Such activities also may serve to lessen
potential air emissions impacts when
compared to electricity generated by
fossil fuel (e.g., coal) sources.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
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B5.18
Wind Turbines
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
small (i.e., generally 200 feet in height
or less when measured from ground to
maximum vertical blade rotation),
commercially available wind turbines.
Such turbines must be located within
previously disturbed or developed
areas; more than 10 miles from an
airport or aviation navigation aid; and
more than 1.5 nautical miles from
National Weather Service or Federal
Aviation Administration Doppler
weather radar. Also such turbines must
not have the potential to cause
significant impacts to bird or bat species
and must be appropriately designed and
located so as to not cause significant
impacts to persons (e.g., noise or
shadow flicker). These actions are
consistent with categorical exclusion
determinations DOE has made based on
existing regulations, EAs and FONSIs
prepared by DOE and other Federal
agencies, and the opinions of subject
matter experts. (See the Technical
Support Document.)
DOE has determined that the
activities under this categorical
exclusion, when subject to proposed
limitations, would not have the
potential to cause significant impacts
because (1) these are small-scale wind
turbines located within a previously
developed or disturbed area, and thus
generally involve no more than minor
changes to an existing footprint and do
not involve major new construction, and
(2) these systems generally would
support improved operation of an
existing facility (e.g., providing an onsite, renewable source of energy for
electricity). Such activities also may
serve to lessen potential air emissions
impacts when compared to electricity
generated by fossil fuel (e.g., coal)
sources.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
B5.19
Ground Source Heat Pumps
DOE proposes a new categorical
exclusion for commercially available,
small-scale ground source heat pumps,
designed to include appropriate leakage
and contaminant control measures (e.g.,
grouting) to support the operation of
single facilities (e.g., a school) or
contiguous facilities (e.g., an office
complex), and sited only in previously
disturbed and developed areas where
associated activities (e.g., drilling or
geothermal water discharge) are
regulated by a local, regional, or State
authority. The actions listed in this
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231
proposed categorical exclusion are
consistent with categorical exclusion
determinations DOE has made based on
existing regulations, categorical
exclusions promulgated by other
Federal agencies, and EAs and FONSIs
prepared by DOE. (See the Technical
Support Document.)
DOE has determined that the ground
source heat pump system activities
under this categorical exclusion, when
subject to the proposed limitations,
would not have the potential to cause
significant impacts because (1) these are
systems located within or adjacent to
existing structures, or on previously
developed or disturbed land, and thus
generally involve no more than minor
changes to facility footprints and do not
involve major new construction, and (2)
these systems generally would support
the operation of an existing facility (e.g.,
providing an on-site, renewable heating
or cooling source) that would serve to
lessen potential air emissions impacts
when compared to energy provided by
traditional fossil fuel (e.g., coal) sources.
DOE has proposed limitations for this
categorical exclusion to ensure that any
project that may result in a significant
change in subsurface temperature would
be outside the scope of the categorical
exclusion.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
B5.20 Biomass Power Plants
DOE proposes a new categorical
exclusion for small-scale biomass power
plants, designed using commercially
available technologies for an average
energy output of 10 megawatts, to
support the operation of single facilities
(e.g., a school) or contiguous facilities
(e.g., an office complex), and sited
within previously disturbed and
developed areas. The actions listed in
this proposed categorical exclusion are
consistent with EAs and FONSIs
prepared by DOE. (See the Technical
Support Document.)
DOE has determined that the
activities covered by this categorical
exclusion, when subject to the proposed
limitations, would not have the
potential to cause significant impacts
because (1) these are systems located
within or adjacent to existing structures,
or within previously developed or
disturbed areas, and thus generally
involve no more than minor changes to
facility footprints or land use, and (2)
these systems generally would support
the operation of an existing building or
contiguous facilities (e.g., providing an
on-site, renewable electricity generation
source). Such activities also may serve
to lessen potential air emissions impacts
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when compared to electricity generated
by fossil fuel (e.g., coal) sources. DOE
has proposed limitations for this
categorical exclusion to ensure that any
project that may result in a significant
increase in the quantity or rate of air
emissions or have the potential to cause
significant impacts to water resources
would be outside the scope of the
categorical exclusion.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
jlentini on DSKJ8SOYB1PROD with PROPOSALS2
B5.21 Methane Gas Recovery and
Utilization Systems
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
commercially available methane gas
recovery and utilization systems on or
contiguous to an existing landfill or
wastewater treatment plant, or within a
previously disturbed and developed
area. The actions listed in this proposed
categorical exclusion are consistent with
categorical exclusion determinations for
methane gas recovery and utilization
technologies that DOE has made based
on existing regulations.
DOE has determined that the methane
recovery and utilization system
activities under this categorical
exclusion, when subject to the proposed
limitations, would not have the
potential to cause significant impacts
because (1) these are modifications to
existing waste disposal or treatment
facilities, and thus generally involve no
more than minor changes to facility
footprints and do not involve major new
construction, and (2) these
modifications generally would improve
operating efficiency (e.g., making use of
otherwise waste gas for energy
production at existing facilities) and
thus would be designed to lessen
potential impacts. Such activities also
may serve to lessen potential air
emissions impacts when compared to
electricity generated by fossil fuel (e.g.,
coal) sources. DOE has proposed
limitations for this categorical exclusion
to ensure that any project that may
result in a significant increase in
quantity or rate of air emissions would
be outside the scope of the categorical
exclusion.
B5.22 Alternative Fuel Vehicle Fueling
Stations
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
fueling stations for compressed natural
gas, hydrogen, ethanol or other
commercially available biofuels that are
located on the site of a current or former
fueling station, or in a previously
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disturbed or developed area controlled
by the owner of the existing facility and
vehicle fleet the station is meant to
service. The actions listed in this
proposed categorical exclusion are
consistent with categorical exclusion
determinations DOE has made based on
existing regulations for alternative fuel
vehicle fueling technologies and an EA
and FONSI prepared by DOE. (See the
Technical Support Document.)
DOE has determined that the
alternative vehicle fueling system
activities under this categorical
exclusion, when subject to proposed
limitations, would not have the
potential to cause significant impacts
because these are systems located at
existing stations, or on previously
developed or disturbed land, and thus
generally involve no more than minor
changes to facility footprints and do not
involve major new construction. These
systems would support the operation
and use of alternative fuel vehicles (e.g.,
providing the fueling infrastructure
necessary to support the use of vehicles
run on alternative fuels). Such activities
also may serve to lessen potential air
emissions impacts when compared to
traditional fossil fuel combustion engine
vehicles.
B5.23 Electric Vehicle Charging
Stations
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
electric vehicle stations within a
previously disturbed or developed area.
The actions listed in this proposed
categorical exclusion are consistent with
categorical exclusion determinations
DOE has made based on existing
regulations.
DOE has determined that the electric
vehicle charging station activities under
this categorical exclusion, when subject
to proposed limitations, would not have
the potential to cause significant
impacts because these are systems
located on previously developed or
disturbed land, and thus generally do
not involve major new construction.
These systems would support the use of
electric vehicles (e.g., providing
infrastructure necessary to support
current and future use of electric
vehicles). Such activities also may serve
to lessen potential air emissions impacts
when compared to traditional fossil fuel
combustion engine vehicles.
B5.24 Drop-in Hydroelectric Systems
DOE proposes a new categorical
exclusion for the installation,
modification, operation, and removal of
commercially available small-scale,
drop-in, run-of-the-river hydroelectric
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systems where there would not be the
potential for significant impacts to
threatened and endangered species or
significant impacts on water quality,
temperature, flow, or volume.
The term ‘‘run-of-the-river’’ as used in
this categorical exclusion refers to
hydroelectric systems that would be
fully dependent on the natural flow of
the river or stream at the point of system
installation; would have no water
storage, such as in an impoundment;
and would involve no water diversion
from the stream or river. The term
‘‘drop-in’’ refers to prefabricated systems
that are placed in a river or stream, not
systems that are constructed in a river
or stream such as a dam. Under this
categorical exclusion, DOE envisions
small turbines placed in a stream or
river for small operations, where all
energy would likely be consumed onsite (e.g., for a home, ranch, or other
small commercial operation) and
unlikely to be put on the commercial
grid. Hydroelectric systems capable of
producing electricity for the commercial
grid would likely be secured in a
channel (requiring the use of heavy
equipment), may require channel
modification, and may have a potential
to significantly affect fish, wildlife,
habitat, and water flow and quality;
these systems would be excluded from
the scope of this categorical exclusion.
The actions listed in this proposed
categorical exclusion are consistent with
the opinions of subject matter experts,
including fish biologists with regulatory
and fisheries management experience.
(See the Technical Support Document.)
DOE has determined that the
activities under this categorical
exclusion would not have the potential
to cause significant impacts when
subject to the proposed limitations:
involve no water storage or water
diversion; be located only in areas
upstream of a natural anadromous fish
barrier (such as a waterfall that has
historically prevented anadromous fish
passage); and involve no major
construction, modification of stream or
river channels, or the use of heavy
equipment. Projects in the scope of this
categorical exclusion generally support
adjacent uses with a renewable source
of direct electricity production. Such
activities also may serve to lessen
potential air emissions impacts when
compared to traditional systems where
electrical energy is generated by fossil
fuel sources.
DOE is particularly interested in
receiving comments on this categorical
exclusion.
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B5.25 Small-Scale Renewable Energy
Research and Development and Pilot
Projects in Salt Water and Freshwater
Environments
DOE proposes to create a new
categorical exclusion for small-scale
renewable energy research and
development and pilot projects in salt
water and freshwater environments.
Research with respect to wave or tidal
energy or the growth and harvest of
algae as biomass for proof of concept
purposes would be appropriate projects
in this class of actions. However, as
with B3.16, DOE proposes to impose
similar limits on the scope and location
of the activities to ensure that renewable
energy research is conducted in a
manner that would not have the
potential to cause significant impacts.
These actions are consistent with
categorical exclusion determinations
DOE has made based on existing
regulations, EAs and FONSIs prepared
by other Federal agencies, and the
opinions of subject matter experts. (See
the Technical Support Document.)
DOE proposes specifically to exclude
the construction or installation of
permanent facilities or devices and to
exclude the drilling of wells for resource
exploration or extraction. In addition,
DOE has included several limits on the
type, scope, and location of covered
actions to protect the aquatic
environment from potential significant
impacts.
DOE proposes to limit the covered
actions in this categorical exclusion
through the following conditions.
Covered actions under this categorical
exclusion would be conducted in
accordance with, where applicable, an
approved spill prevention, control, and
response plan, and would incorporate
appropriate control technologies and
best management practices.
Furthermore, none of the above
activities would occur (1) within areas
of hazardous natural bottom conditions,
or (2) within the boundary of an
established marine sanctuary or wildlife
refuge, a governmentally proposed
marine sanctuary or wildlife refuge, or
a recognized area of high biological
sensitivity, or outside those areas if the
activities would have the potential to
cause significant impacts within those
areas. Additionally, no permanent
facilities or devices would be
constructed or installed. The categorical
exclusion also lists other factors,
specific to aquatic environments, to be
considered by proponents of covered
actions before applying this categorical
exclusion to ensure that the activities
would not have the potential to have
significant impacts.
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DOE is particularly interested in
receiving comments on this categorical
exclusion.
C2 [Removed and Reserved: Rate
Increases More Than Inflation, Not
Power Marketing]
Categorical Exclusions Applicable to
Environmental Restoration and Waste
Management Activities (B6)
DOE proposes to delete EA class of
actions C2 because DOE has not
prepared an EA and FONSI under C2.
B6.1
C4 Upgrading, Rebuilding, or
Construction of Electric Transmission
Lines
Cleanup Actions
DOE proposes to remove the specified
limit of 5 years duration for
categorically excluded short-term,
small-scale cleanup actions because in
DOE’s experience that duration has not
been representative of the potential for
significant environmental impacts. DOE
proposes to retain a specified limit to
cost, but to raise the limit from
approximately $5 million to
approximately $10 million, in light of
the fact that this cost limitation has not
been revised since 1996. DOE also
proposes to add encapsulation, physical
or chemical separation, and compaction
to the examples of treatment methods.
DOE proposes to change the text of the
categorical exclusion from ‘‘would not
affect future groundwater remediation’’
to ‘‘would not unduly limit future
groundwater remediation’’ because a
literal reading of the existing categorical
exclusion would bar its use if there were
any affect on future groundwater
remediation.
DOE is particularly interested in
receiving comments on the proposed
revisions to this categorical exclusion.
B6.7 [Removed and Reserved:
Granting/Denying Petitions for
Allocation of Commercial Disposal
Capacity]
Existing B6.7 refers to a DOE
regulation that was repealed in 1995.
That regulation implemented a
provision of the Low-Level Radioactive
Waste Policy Amendments Act of 1985,
which is no longer in effect. Therefore,
DOE proposes deleting this categorical
exclusion, marking B6.7 as ‘‘removed
and reserved’’ in the regulations.
B6.10 Upgraded or Replacement Waste
Storage Facilities
DOE proposes to identify ‘‘expansion’’
as within the scope of this categorical
exclusion, which limits total facility
size to 50,000 square feet.
F. Proposed Changes to Appendix C
For an explanation of recurring
proposals applicable to the appendix C
classes of actions, please see Section
IV.B, Recurring Proposals, above, where
they are discussed and the particular
classes of actions affected are listed. The
short titles listed below for particular
classes of actions reflect DOE’s
proposed titles.
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DOE proposes changes to this class of
actions to conform to the changes DOE
is proposing for categorical exclusions
B4.12 and B4.13. Proposed changes to
C4 would address electric transmission
lines of lengths greater than those to
which categorical exclusions might
apply.
C7 Contracts, Policies, and Marketing
and Allocation Plans for Electric Power
DOE proposes changes to this class of
actions to conform to the changes DOE
has proposed for categorical exclusion
B4.1. This provision addresses the
establishment and implementation of
contracts, policies, and marketing and
allocation plans related to electric
power acquisition or transmission that
involve (1) the interconnection of, or
acquisition of power from, new
generation resources that are equal to or
less than 50 average megawatts and that
would not be eligible for categorical
exclusion under 10 CFR part 1021; (2)
changes in the normal operating limits
of generation resources equal to or less
than 50 average megawatts; or (3)
service to discrete new loads of less
than 10 average megawatts over a 12month period. DOE also proposes to
delete the description that implies that
this class of actions applies only to DOE
power marketing operations and
facilities at DOE sites.
DOE is particularly interested in
receiving comments on the proposed
revisions to this provision.
C8 Protection of Cultural Resources
and Fish and Wildlife Habitat
DOE proposes changes to this class of
actions to conform to the changes DOE
is proposing for categorical exclusion
B1.20. Proposed changes to C8 would
address large-scale activities undertaken
to protect cultural resources.
C11
Particle Acceleration Facilities
DOE proposes to change the
parameters for when an EA would
normally be required to conform to the
changes DOE is proposing for
categorical exclusion B3.10. Whether an
EA would normally be required would
depend upon the energy associated with
the particle acceleration facility.
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C12 Energy System Demonstration
Actions
DOE proposes changes to this class of
actions to conform to the changes DOE
is proposing for categorical exclusion
B3.6. Proposed changes to C12 would
address ‘‘demonstration actions,’’ which
are outside the scope of B3.6.
C13 Import or Export Natural Gas
Involving Minor New Construction
DOE proposes changes for consistency
with categorical exclusions B5.7 and
B5.8.
G. Proposed Changes to Appendix D
For an explanation of recurring
proposals applicable to the appendix D
classes of actions, please see Section
IV.B, Recurring Proposals, above, where
they are discussed and the particular
classes of actions affected are listed. The
short titles listed below for particular
classes of actions reflect DOE’s
proposed titles.
jlentini on DSKJ8SOYB1PROD with PROPOSALS2
D5 [Removed and Reserved: Main
Transmission System Additions]
D6 [Removed and Reserved:
Integrating Transmission Facilities]
DOE proposes deleting D5, Main
transmission system additions, and D6,
Integrating transmission facilities,
because there is redundancy and
ambiguity between D5 and D6 that
makes them of limited utility.
Furthermore, there is overlap between
D5 (addition of new lines) and C4
(construction of new lines) in the
current regulations, which makes it
difficult to discern which category is
appropriate for a specific project. DOE
also proposes not to have EIS categories
that correspond to the categorical
exclusions and the EA class of actions
that address the level of NEPA review
for electric transmission facilities and
lines (B4.11, B4.12, B4.13, and C4).
Based on DOE experience, the level of
NEPA review for transmission facilities
and lines that are not categorically
excluded is at least at an EA level, but
does not necessarily warrant an EIS
level. DOE has found that the
determination whether an EA or an EIS
is appropriate is project-specific (e.g.,
type and size of facility) and sitespecific (e.g., site conditions, other
facilities and lines in the area, or the
proximity of residences). Working with
its stakeholders, DOE has often
successfully mitigated potentially
significant impacts so that an EA level
of review is often adequate. In those
cases where an EA is not applicable,
DOE completes an EIS, and the lack of
an EIS category in this proposed
rulemaking does not preclude such
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action in the future. (See the Technical
Support Document.)
DOE is particularly interested in
receiving comments on these
provisions.
D7 Contracts, Policies, and Marketing
and Allocation Plans for Electric Power
DOE proposes changes to this class of
actions to conform to changes that DOE
is proposing for both categorical
exclusion B4.1 and the EA class of
actions C7. This provision addresses
establishment and implementation of
contracts, policies, and marketing and
allocation plans related to electric
power acquisition or transmission that
involve (1) the interconnection of, or
acquisition of power from, new
generation resources greater than 50
average megawatts; (2) changes in the
normal operating limits of generation
resources greater than 50 average
megawatts; or (3) service to discrete new
loads of 10 average megawatts or more
over a 12-month period. DOE also
proposes to delete the description that
implies that this class of actions applies
only to its power marketing operations
and facilities at its sites.
DOE is particularly interested in
receiving comments on the proposed
revisions to this provision.
D8 Import or Export of Natural Gas
Involving Major New Facilities
DOE proposes changes for consistency
with categories B5.7, B5.8, and C13.
D9 Import or Export of Natural Gas
Involving Major Operational Change
DOE proposes changes for consistency
with categories B5.7, B5.8, and C13.
V. General Comments Received in
Response to the December 2009 Request
for Information
DOE reviewed and evaluated each of
the suggestions provided by the 11
respondents to its December 2009
Request for Information, as discussed
above in Section II. Many of the
comments included proposals for new
categorical exclusions and revisions to
limit or expand existing categorical
exclusions, or were related to other
existing provisions in subpart D of the
DOE NEPA regulations. In addition to
comments related to specific provisions,
which are discussed above in Section
IV.C through IV.G, DOE received
comments of a more general nature, not
associated with a particular provision.
These comments and DOE’s responses
are presented below.
Categorical exclusions, generally. In
its Request for Information, DOE
described categorical exclusions as
categories of actions that normally do
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not have the potential, individually or
cumulatively, to have a significant effect
on the ‘‘human environment.’’ One
commentor expressed a concern that
DOE focused too narrowly on the
human environment and ‘‘seems to miss
the true purpose of the NEPA process.’’
In addition, a commentor stated that the
DOE categorical exclusion process
should ‘‘explicitly include recognition of
the Department’s trust and trustee
duties and responsibilities that ensure
actions evaluated for categorical
exclusion do not adversely impact the
environment or violate these
responsibilities.’’ DOE’s characterization
of a categorical exclusion in its Request
for Information is consistent with the
definition of categorical exclusion in the
CEQ NEPA regulations (40 CFR 1508.4),
and DOE applies the comprehensive
interpretation of ‘‘human environment’’
as defined in the CEQ NEPA regulations
(40 CFR 1508.14) ‘‘to include the natural
and physical environment and the
relationship of people with that
environment.’’
Land transfers. A commentor stated
that DOE should not use a categorical
exclusion when land transfers have the
potential to impact Tribal Nations’
rights, uses, or historical, religious or
cultural assets, or DOE should ensure
that those rights are preserved and that
there is adequate government-togovernment consultation.
DOE conducts its government-togovernment consultations with Tribal
Nations in accordance with its
American Indian Tribal Government
Policy, as outlined in DOE Order
1230.2. With respect to Federally
recognized Indian Tribe interests, also
see Section IV.E for a discussion of
appendix B(4) conditions that are
integral elements of appendix B
categorical exclusions.
Land and water contaminated with
radioactive and/or hazardous materials.
A commentor noted that many of DOE’s
facilities, and the land and water
beneath these facilities, are
contaminated with radioactive and/or
hazardous materials. The commentor
stated that DOE should not allow for the
transfer or lease of contaminated
facilities and land through a categorical
exclusion. DOE is proposing changes to
DOE’s land transfer-related categorical
exclusions. Proposed categorical
exclusions B1.24 and B1.25 pertain to
the transfer, lease, disposition, or
acquisition of interests (personal
property and real property). Both
proposed B1.24 and B1.25 contain
limitations such that they may not be
applied if there is a ‘‘potential for release
of substances at a level, or in a form,
that could pose a threat to public health
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and the environment.’’ For further
information, see the detailed discussion
of proposed changes to A7, B1.24, and
B1.25 in Section IV.D and IV.E, above.
Construction and operation of
facilities. A commentor stated that
‘‘most construction of facilities (even
temporary)’’ should not be performed
under a categorical exclusion.
Construction and operation under the
Department’s existing and proposed
categorical exclusions are limited to
certain types of small-scale facilities
that DOE has determined would not
have potential to cause significant
impacts when the conditions specified
in the categorical exclusion and the
integral elements in appendix B(4) are
considered. Under DOE’s existing NEPA
regulations these include, for example,
support buildings (such as cafeterias),
small-scale wastewater and surface
water treatment facilities, and
microwave and communications towers.
DOE is now proposing to add recycling
drop-off stations and small-scale
educational facilities to that list. DOE
has determined that, absent
extraordinary circumstances, these
types of actions are appropriately
categorically excluded.
Mitigation actions. A commentor
stated that mitigation actions, such as
reseeding and revegetation, should not
conflict with existing mitigation,
restoration, and preservation activities
or exacerbate environmental
contamination, and that DOE’s
procedures for categorical exclusion
determinations should include a
checklist to ensure that the potential for
such conflicts is considered in applying
a categorical exclusion. DOE’s existing
and proposed categorical exclusion
regulations require determinations that
there are no extraordinary
circumstances related to the proposal
that may affect the significance of the
proposal’s environmental effects. The
regulations also require that the
proposal not be connected to other
actions with significant impacts or
related to other actions with
cumulatively significant impacts. DOE
believes that these existing procedures
adequately address this concern.
Rulemaking process. A commentor
stated that DOE should distribute draft
categorical exclusion determinations
and supporting documents to those who
have specific interests or oversight
responsibilities for DOE sites, providing
a 30-day comment period. DOE
respectfully disagrees with this
proposal. Such a process would be
counter to the purpose of a categorical
exclusion, which is to expedite the
environmental review process for
proposed actions that normally do not
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require more resource intensive EAs or
EISs. Before an agency can establish a
categorical exclusion, however, an
agency is required to provide an
opportunity for public review of those
actions that it intends to exclude.
Through the publication of this notice of
proposed rulemaking, DOE is providing
its proposed changes to the public and
providing an opportunity for public
review and comment. Additionally,
DOE is required to consult with CEQ on
conformity of the proposed categorical
exclusions with NEPA and the CEQ
NEPA implementing procedures.
A commentor requested that DOE’s
December 2009 Request For Information
‘‘not be used to remove types of projects
that are currently required to perform an
EA or EIS.’’ As discussed further in
Section IV.G, DOE is proposing to
remove two classes of actions that are
now listed as normally requiring an EIS,
D5, Main transmission system
additions, and D6, Integrating
transmission facilities. DOE has found
that, for the most part, it has been able
to mitigate impacts such that those
impacts are not significant. DOE is
proposing to remove one EA class of
actions (C2, Rate increases more than
inflation, not power marketing). DOE
has not been able to identify any
proposed action that has been included
in that class of actions.
New technologies. A commentor
requested that ‘‘if the effects of new
technologies in the private and public
sectors are going to influence’’ the
proposed categorical exclusions, the
technologies and their impacts must be
fully explained. DOE has based its
proposed categorical exclusions on its
previous NEPA reviews, expert advice,
categorical exclusions of other Federal
agencies, and private sector experience,
and it has explained the basis for its
proposed decisions both here and in the
Technical Support Document.
Geothermal. A commentor requested
that no further regulations be
promulgated that would make it more
difficult to obtain permitting for the
installation of geothermal wells. The
commentor also emphasized the
‘‘tremendous energy savings’’ provided
by geothermal heat pumps for heating
and cooling buildings.
DOE currently has an existing
categorical exclusion, B3.7, for the
siting, construction, and operation of
new infill exploratory and experimental
(test) wells, including geothermal wells,
drilled in a geological formation that has
existing operating wells. Although DOE
is proposing to add certain restrictions,
DOE does not believe these changes
would make the permitting process for
geothermal wells more difficult. In
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addition, DOE is proposing a new
categorical exclusion, B5.19, for the
installation, modification, operation,
and removal of commercially available
small-scale ground source heat pumps
to support operations in single facilities
or contiguous facilities. (See discussion
of B3.7 and B5.19 in Section IV.E,
above.)
Renewable energy projects. A
commentor suggested that DOE adopt a
‘‘fast-track’’ review process for
renewable energy projects, similar to a
process that the Bureau of Land
Management, an agency within the
Department of the Interior, has adopted.
DOE is a cooperating agency with the
Bureau of Land Management on several
of its EISs for renewable energy
proposals (for example, for proposals for
which an application for a loan
guarantee has been submitted to DOE),
and is familiar with the Bureau’s
process. In other cases, DOE’s Program
Offices (for example, the Office of
Electricity Delivery and Energy
Reliability, the Loan Program Office,
and Bonneville Power Administration)
work as expeditiously as possible on
NEPA and other necessary reviews
(such as electric system reliability
review and financial review) needed
before project approval. Part of DOE’s
aim in proposing updates to its
categorical exclusions is to expedite the
environmental review process for
proposals that normally do not require
more resource intensive EAs or EISs.
DOE’s proposed new categorical
exclusions include (1) eight specifically
for installation, modification, operation,
and removal of commercially available
renewable energy technologies (as listed
in the proposed categorical exclusions
B5.16 to B5.22, inclusive, and B5.24)
and (2) small-scale renewable energy
research and development and pilot
projects (B5.15 and B5.25). DOE expects
that the use of these categorical
exclusions will allow for more
expeditious NEPA review for projects
that fit within the classes of actions.
Biofuels production projects. A
commentor suggested that DOE
categorically exclude new biofuels
production projects, ‘‘provided that
certain conditions are met with respect
to air and water emissions, water
consumption and other high-level
considerations.’’ At this time, DOE is not
proposing a categorical exclusion for
commercial-scale biofuels production
projects. First, the Department
conducted a survey of Federal agencies’
NEPA regulations and did not identify
existing (or proposed) categorical
exclusions for new commercial biofuels
projects that could guide DOE in
proposing an appropriate scope for such
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a category. Second, a Notice of Funds
Availability published by the U.S.
Department of Agriculture’s Rural
Business Cooperative Service regarding
new construction and retrofitting of
advanced biofuels facilities (non-corn
ethanol) concluded that such facilities
would not meet the classification of a
categorical exclusion (75 FR 25076; May
6, 2010). DOE, nevertheless, is
requesting input from the public as to
whether a categorical exclusion for
commercial-scale biofuel production
projects would be appropriate, and, if
so, what limits might be applicable (for
example, throughput and operation
parameters).
Consistency among Federal and State
categorical exclusions. A commentor
suggested that DOE should work with
States to create consistency among
Federal and State categorical exclusions
because there is a disconnect between
what the Federal government
categorically excludes under NEPA and
what States exclude under their
environmental review provisions. DOE
develops its categorical exclusions
based on classes of actions it has
identified that do not individually or
cumulatively have a significant effect on
the environment based on actions it has
considered nationwide. DOE does not
have any involvement in how a State
assigns particular classes of actions to a
particular level of environmental
review. However, States have the
opportunity to comment on an agency’s
proposed categorical exclusions and
associated administrative records and
also to consider whether to change their
own categorical exclusions or other
implementing procedures based on a
Federal agency’s exclusions. DOE
welcomes comments from States on
DOE’s categorical exclusions and, in
particular, as to a State’s experience
with similar exclusions.
Evaluation of greenhouse gases. A
commentor noted that CEQ had stated
that it sees no basis for excluding
greenhouse gases from NEPA
jurisdiction. The commentor suggested
that DOE have additional categorical
exclusions ‘‘to protect against abuse of
this expansive new jurisdiction by
entities seeking to stop or stall projects.’’
In proposing 20 new categorical
exclusions and modifying others to
promote efficiency in the NEPA process
while ensuring protection of the
environment, DOE has considered the
potential for significant environmental
impacts, including potential impacts
from greenhouse gas emissions. DOE’s
approach in this regard is consistent
with draft guidance issued in February
2010 by CEQ, Consideration of the
Effects of Climate Change and
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Greenhouse Gas Emissions (https://
ceq.hss.doe.gov/nepa/regs/
Consideration_of_Effects_of_GHG
_Draft_NEPA_Guidance_FINAL_
02182010.pdf). The draft guidance
states, ‘‘In many cases, the [greenhouse
gas] emissions of the proposed action
may be so small as to be a negligible
consideration. Agency NEPA
procedures may identify actions for
which [greenhouse gas] emissions and
other environmental effects are neither
individually or cumulatively significant.
40 CFR 1507.3.’’ The draft guidance
further states that, in proposing that the
NEPA process incorporate consideration
of both the impact of an agency action
on the environment through the
mechanism of greenhouse gas emissions
and the impact of changing climate on
that agency action, ‘‘This is not intended
as a ‘new’ component of NEPA analysis,
but rather as a potentially important
factor to be considered within the
existing NEPA framework.’’
Level of involvement necessary to
require a NEPA review (or ‘‘Federal
handle’’). A commentor requested that
DOE provide guidance on the level of
Federal involvement necessary to
categorize a project as ‘‘Federal,’’ thereby
triggering an environmental review
under NEPA. Specifically, the
commentor suggested that DOE consider
setting a minimum threshold of 10% of
the overall project budget as a funding
level that would trigger NEPA, and
further, that only Federal funds actually
allocated to the project should be
counted (that is, budgeted or anticipated
funds should be excluded in
determining the level of Federal
financing). The commentor requested
that factors be specified to help
determine what level of Federal control
or involvement is needed for NEPA to
be triggered.
In determining whether an action
constitutes a major Federal action for
purposes of NEPA, DOE considers the
degree of Federal control over or
involvement in a project. As part of this
consideration, DOE examines the total
amount and percentage of Federal
funding among other factors. In many
cases, the fact that Federal government
funding is in the range of 10 percent (or
less) of total project costs will make the
percentage of Federal funding an
important factor in finding that an
action is not a major Federal action.
These are essentially the same factors
suggested by the commentor. DOE also
may consider other factors specific to
the proposed action at issue. DOE finds
this case-by-case approach workable
and consistent with applicable
precedent and does not propose to
establish specific criteria through this
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proposed rulemaking for determining
whether a proposed action constitutes a
major Federal action.
Uranium mineral activities. A
commentor, noting interest in uranium
mineral exploration, development, and
reclamation activities on DOE uranium
leases in Western Colorado, stated that
‘‘activities related to mining and mineral
exploration on Department of Energy
mineral leases should remain barred
from categorical exclusion.’’ DOE’s
proposed revisions to the Department’s
NEPA regulations would not allow
categorical exclusion of uranium
mineral development. However, under
certain conditions, some exploration
and reclamation actions could be
categorically excluded under DOE’s
existing and proposed categorical
exclusions, such as, categorical
exclusion B3.1, Site characterization
and environmental monitoring, and
categorical exclusion B6.1, Cleanup
actions.
Cost parameters for environmental
review under NEPA. A commentor
suggested that the estimated cost of a
project be factored into the categorical
exclusion process. Specifically, the
commentor suggested that DOE
establish an upper limit of $25 million
(estimated cost) for a proposed action
that can be categorically excluded and
a lower limit of $100 million (estimated
cost) over which a proposed action
requires an EIS. DOE has determined
that cost is generally not a reliable
indicator of environmental impacts and
is not proposing to establish general cost
parameters to dictate the level of NEPA
review in its regulations. One exception
is categorical exclusion B6.1, which
contains a cost limit for small-scale,
short-term cleanup actions. See
discussion of B6.1 in Section IV.E
above.
VI. Procedural Requirements
A. Review Under Executive Order 12866
Today’s proposed rule has been
determined to be a significant regulatory
action under Executive Order 12866,
‘‘Regulatory Planning and Review,’’ 58
FR 51735 (October 4, 1993).
Accordingly, this action was subject to
review under that Executive Order by
the Office of Information and Regulatory
Affairs (OIRA) of the Office of
Management and Budget (OMB).
B. Review Under National
Environmental Policy Act
In this proposed rule, DOE proposes
amendments that establish, modify, and
clarify procedures for considering the
environmental effects of DOE actions
within DOE’s decisionmaking process,
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thereby enhancing compliance with the
letter and spirit of NEPA. DOE has
determined that this proposed rule
qualifies for categorical exclusion under
10 CFR part 1021, subpart D, appendix
A6, because it is a strictly procedural
rulemaking and no extraordinary
circumstances exist that require further
environmental analysis. Therefore, DOE
has determined that promulgation of
these amendments is not a major
Federal action significantly affecting the
quality of the human environment
within the meaning of NEPA, and does
not require an EA or an EIS.
C. Review Under Regulatory Flexibility
Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires preparation
of an initial regulatory flexibility
analysis for any rule that by law must
be proposed for public comment, unless
the agency certifies that the rule, if
promulgated, will not have a significant
economic impact on a substantial
number of small entities. As required by
Executive Order 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking,’’ 67 FR 53461
(August 16, 2002), DOE published
procedures and policies on February 19,
2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the
rulemaking process (68 FR 7990). DOE
has made its procedures and policies
available on the Office of General
Counsel’s Web site: https://gc.doe.gov.
DOE has reviewed today’s proposed
rule under the provisions of the
Regulatory Flexibility Act and the
procedures and policies published on
February 19, 2003. The proposed
revisions to 10 CFR part 1021 streamline
the environmental review for proposed
actions, resulting in a decrease in
burdens associated with carrying out
such reviews. For example, the
proposed revisions are expected to
reduce in aggregate the number of EAs
that DOE is required to prepare, thus
reducing the burden on applicants to
prepare an EA for DOE’s consideration,
pay for the preparation of an EA, and/
or provide environmental information
for DOE’s use in preparing an EA.
During the past 10 years, DOE has
completed approximately 30 EAs per
year. The number of EAs completed
each year has not varied significantly.
However, in 2010, DOE expects to
complete more than 75 EAs which
reflect an increase in the number of
proposed projects as a result of the
American Recovery and Reinvestment
Act. DOE expects the number of EAs it
prepares after 2010 will be closer to
historical norms. The cost per EA has
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ranged from $3,000 to $630,000; the
average and median cost has been
$100,000 and $65,000, respectively.
DOE expects that although the number
of EAs it prepares annually could
increase in response to recent emphasis
on certain program areas, such as
renewable energy technologies,
proposed new categorical exclusions in
these areas would reduce the number of
EAs that might otherwise be required. In
addition, the costs of making a
categorical exclusion determination are
less than those to prepare an EA. DOE
estimates that DOE’s administrative
costs for research, staff time, and Webposting for a categorical exclusion
determination would most likely be less
than $2,000 on average. Applicants may
sometimes incur costs in providing
environmental information DOE
requires when making a categorical
exclusion determination. While DOE
does not have data on such applicant
costs, DOE estimates that such costs
would be similar to DOE’s costs for a
categorical exclusion determination,
and much less than the cost of a typical
EA. Although the number of EAs that
would be avoided and the associated
costs saved by applicants is uncertain,
the proposed revisions are expected to
result in a net decrease in
environmental review costs and thus,
are expected to have a beneficial cost
impact. DOE estimates that
approximately 15 percent of the EAs
prepared in the last 10 years were
funded by applicants, while the other 85
percent were funded by DOE. Although
DOE does not have data on what
percentage of those applicants qualified
as small entities, a beneficial cost
impact is expected to be felt by entities
of all sizes.
On the basis of the foregoing, DOE
tentatively certifies that this proposed
rule would not have a significant
economic impact on a substantial
number of small entities. Accordingly,
DOE has not prepared a regulatory
flexibility analysis for this proposed
rulemaking. DOE’s certification and
supporting statement of factual basis
will be provided to the Chief Counsel
for Advocacy of the Small Business
Administration pursuant to 5 U.S.C.
605(b).
D. Review Under Paperwork Reduction
Act
This proposed rulemaking will
impose no new information or recordkeeping requirements. Accordingly,
OMB clearance is not required under
the Paperwork Reduction Act. (44
U.S.C. 3501 et seq.)
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E. Review Under Unfunded Mandates
Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4) generally
requires Federal agencies to examine
closely the impacts of regulatory actions
on State, local, and Tribal governments.
Subsection 101(5) of title I of that law
defines a Federal intergovernmental
mandate to include any regulation that
would impose upon State, local, or
Tribal governments an enforceable duty,
except a condition of Federal assistance
or a duty arising from participating in a
voluntary Federal program. Title II of
that law requires each Federal agency to
assess the effects of Federal regulatory
actions on State, local, and Tribal
governments, in the aggregate, or to the
private sector, other than to the extent
such actions merely incorporate
requirements specifically set forth in a
statute. Section 202 of that title requires
a Federal agency to perform a detailed
assessment of the anticipated costs and
benefits of any rule that includes a
Federal mandate which may result in
costs to State, local, or Tribal
governments, or to the private sector, of
$100 million or more in any one year
(adjusted annually for inflation). 2
U.S.C. 1532(a) and (b). Section 204 of
that title requires each agency that
proposes a rule containing a significant
Federal intergovernmental mandate to
develop an effective process for
obtaining meaningful and timely input
from elected officers of State, local, and
Tribal governments. 2 U.S.C. 1534.
The proposed rule would amend
DOE’s existing regulations governing
compliance with NEPA to better align
DOE’s regulations, particularly its
categorical exclusions, with its current
activities and recent experiences, and
update the provisions with respect to
current technologies and regulatory
requirements. The proposed rule would
not result in the expenditure by State,
local, and Tribal governments in the
aggregate, or by the private sector, of
$100 million or more in any one year.
Accordingly, no assessment or analysis
is required under the Unfunded
Mandates Reform Act of 1995.
F. Review Under Treasury and General
Government Appropriations Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any
proposed rule that may affect family
well being. The proposed rule would
not have any impact on the autonomy
or integrity of the family as an
institution. Accordingly, DOE has
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rule meets the relevant standards of
Executive Order 12988.
concluded that it is not necessary to
prepare a Family Policymaking
Assessment.
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G. Review Under Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
64 FR 43255 (August 4, 1999) imposes
certain requirements on agencies
formulating and implementing policies
or regulations that preempt State law or
that have federalism implications.
Agencies are required to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and carefully assess the necessity
for such actions. DOE has examined this
proposed rule and has determined that
it would not preempt State law and
would not have a substantial direct
effect on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. No further
action is required by Executive Order
13132.
H. Review Under Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, section 3(a) of
Executive Order 12988, ‘‘Civil Justice
Reform,’’ 61 FR 4729 (February 7, 1996),
imposes on Executive agencies the
general duty to adhere to the following
requirements: (1) Eliminate drafting
errors and ambiguity; (2) write
regulations to minimize litigation; and
(3) provide a clear legal standard for
affected conduct rather than a general
standard and promote simplification
and burden reduction. With regard to
the review required by section 3(a),
section 3(b) of Executive Order 12988
specifically requires that Executive
agencies make every reasonable effort to
ensure that the regulation: (1) Clearly
specifies the preemptive effect, if any;
(2) clearly specifies any effect on
existing Federal law or regulation; (3)
provides a clear legal standard for
affected conduct while promoting
simplification and burden reduction; (4)
specifies the retroactive effect, if any; (5)
adequately defines key terms; and (6)
addresses other important issues
affecting clarity and general
draftsmanship under any guidelines
issued by the Attorney General. Section
3(c) of Executive Order 12988 requires
Executive agencies to review regulations
in light of applicable standards in
section 3(a) and section 3(b) to
determine whether they are met or it is
unreasonable to meet one or more of
them. DOE has completed the required
review and determined that, to the
extent permitted by law, the proposed
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I. Review Under Treasury and General
Government Appropriations Act, 2001
The Treasury and General
Government Appropriations Act, 2001
(44 U.S.C. 3516 note) provides for
agencies to review most disseminations
of information to the public under
guidelines established by each agency
pursuant to general guidelines issued by
OMB.
OMB’s guidelines were published at
67 FR 8452 (February 22, 2002), and
DOE’s guidelines were published at 67
FR 62446 (October 7, 2002). DOE has
reviewed today’s proposed rule under
the OMB and DOE guidelines and has
concluded that it is consistent with
applicable policies in those guidelines.
J. Review Under Executive Order 13211
Approval of the Office of the Secretary
The Secretary of Energy has approved
publication of this notice of proposed
rulemaking.
List of Subjects in 10 CFR Part 1021
Environmental impact statements.
Issued in Washington, DC, on December
20, 2010.
Scott Blake Harris,
General Counsel.
For the reasons stated in the
Preamble, DOE proposes to amend part
1021 of chapter X of title 10 of the Code
of Federal Regulations as set forth
below:
PART 1021—NATIONAL
ENVIRONMENTAL POLICY ACT
IMPLEMENTING PROCEDURES
1. The authority citation for part 1021
continues to read as follows:
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ 66 FR 28355 (May
22, 2001) requires Federal agencies to
prepare and submit to OMB a Statement
of Energy Effects for any proposed
significant energy action. A ‘‘significant
energy action’’ is defined as any action
by an agency that promulgated or is
expected to lead to promulgation of a
final rule, and that: (1)(i) Is a significant
regulatory action under Executive Order
12866, or any successor order, and (ii)
is likely to have a significant adverse
effect on the supply, distribution, or use
of energy; or (2) is designated by the
Administrator of OIRA as a significant
energy action. For any proposed
significant energy action, the agency
must give a detailed statement of any
adverse effects on energy supply,
distribution, or use should the proposal
be implemented, and of reasonable
alternatives to the action and their
expected benefits on energy supply,
distribution, and use. Today’s regulatory
action would not have a significant
adverse effect on the supply,
distribution, or use of energy, and is
therefore not a significant energy action.
Accordingly, DOE has not prepared a
Statement of Energy Effects.
Authority: 42 U.S.C. 7101 et seq.; 42
U.S.C. 4321 et seq.; 50 U.S.C. 2401 et seq.
K. Review Under Executive Order 12630
§ 1021.331
DOE has determined pursuant to
Executive Order 12630, ‘‘Governmental
Actions and Interference with
Constitutionally Protected Property
Rights,’’ 53 FR 8859 (March 18, 1988),
that this proposed rule would not result
in any takings which might require
compensation under the Fifth
Amendment to the United States
Constitution.
*
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2. Section 1021.311 is amended by
revising the first sentence in paragraph
(d) and revising paragraph (f) to read as
follows:
§ 1021.311
Notice of intent and scoping.
*
*
*
*
*
(d) Except as provided in paragraph
(f) of this section, DOE shall hold at
least one public scoping meeting as part
of the public scoping process for a DOE
EIS. * * *
*
*
*
*
*
(f) A public scoping process is
optional for DOE supplemental EISs (40
CFR 1502.9(c)(4)). If DOE initiates a
public scoping process for a
supplemental EIS, the provisions of
paragraphs (a) through (e) of this section
shall apply.
3. Section 1021.322 is amended by
revising the last sentence of paragraph
(f) to read as follows:
§ 1021.322
impact.
Findings of no significant
*
*
*
*
*
(f) * * * A revised FONSI is subject
to all provisions of this section.
4. Section 1021.331 is amended by
revising paragraph (b) to read as follows:
Mitigation action plans.
*
*
*
*
(b) In certain circumstances, as
specified in § 1021.322(b)(1), DOE shall
also prepare a Mitigation Action Plan
for commitments to mitigations that are
essential to render the impacts of the
proposed action not significant.
*
*
*
*
*
5. Subpart D is revised to read as
follows:
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Subpart D—Typical Classes of Actions
Sec.
1021.400 Level of NEPA review.
1021.410 Application of categorical
exclusions (classes of actions that
normally do not require EAs or EISs).
Appendix A to Subpart D of Part 1021—
Categorical Exclusions Applicable to
General Agency Actions
Appendix B to Subpart D of Part 1021—
Categorical Exclusions Applicable to
Specific Agency Actions
Appendix C to Subpart D of Part 1021—
Classes of Actions That Normally
Require EAs But Not Necessarily EISs
Appendix D to Subpart D of Part 1021—
Classes of Actions That Normally
Require EISs
§ 1021.400
Level of NEPA review.
jlentini on DSKJ8SOYB1PROD with PROPOSALS2
(a) This subpart identifies DOE
actions that normally:
(1) Do not require preparation of
either an EIS or an EA (are categorically
excluded from preparation of either
document) (appendices A and B to this
subpart D);
(2) Require preparation of an EA, but
not necessarily an EIS (appendix C to
this subpart D); or
(3) Require preparation of an EIS
(appendix D to this subpart D).
(b) Any completed, valid NEPA
review does not have to be repeated,
and no completed NEPA documents
need to be redone by reasons of these
regulations, except as provided in
§ 1021.314.
(c) If a DOE proposal is encompassed
within a class of actions listed in the
appendices to this subpart D, DOE shall
proceed with the level of NEPA review
indicated for that class of actions, unless
there are extraordinary circumstances
related to the specific proposal that may
affect the significance of the
environmental effects of the proposal.
(d) If a DOE proposal is not
encompassed within the classes of
actions listed in the appendices to this
subpart D, or if there are extraordinary
circumstances related to the proposal
that may affect the significance of the
environmental effects of the proposal,
DOE shall either:
(1) Prepare an EA and, on the basis of
that EA, determine whether to prepare
an EIS or a FONSI; or
(2) Prepare an EIS and ROD.
§ 1021.410 Application of categorical
exclusions (classes of actions that normally
do not require EAs or EISs).
(a) The actions listed in appendices A
and B to this subpart D are classes of
actions that DOE has determined do not
individually or cumulatively have a
significant effect on the human
environment (categorical exclusions).
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(b) To find that a proposal is
categorically excluded, DOE shall
determine the following:
(1) The proposal fits within a class of
actions that is listed in appendix A or
B to this subpart D;
(2) There are no extraordinary
circumstances related to the proposal
that may affect the significance of the
environmental effects of the proposal.
Extraordinary circumstances are unique
situations presented by specific
proposals, including, but not limited to,
scientific controversy about the
environmental effects of the proposal;
uncertain effects or effects involving
unique or unknown risks; and
unresolved conflicts concerning
alternative uses of available resources;
and
(3) The proposal has not been
segmented to meet the definition of a
categorical exclusion. Segmentation can
occur when a proposal is broken down
into small parts in order to avoid the
appearance of significance of the total
action. The scope of a proposal must
include the consideration of connected
and cumulative actions, that is, the
proposal is not connected to other
actions with potentially significant
impacts (40 CFR 1508.25(a)(1)), is not
related to other actions with
individually insignificant but
cumulatively significant impacts (40
CFR 1508.27(b)(7)), and is not precluded
by 40 CFR 1506.1 or § 1021.211 of this
part concerning limitations on actions
during EIS preparation.
(c) All categorical exclusions may be
applied by any organizational element
of DOE. The sectional divisions in
appendix B to this subpart D are solely
for purposes of organization of that
appendix and are not intended to be
limiting.
(d) A class of actions includes
activities foreseeably necessary to
proposals encompassed within the class
of actions (such as award of
implementing grants and contracts, site
preparation, purchase and installation
of equipment, and associated
transportation activities).
(e) Categorical exclusion
determinations for actions listed in
appendix B shall be documented and
made available to the public by posting
online, generally within two weeks of
the determination, unless additional
time is needed in order to review and
protect classified information,
‘‘confidential business information,’’ or
other information that DOE would not
disclose pursuant to the Freedom of
Information Act (FOIA) (5 U.S.C. 552).
Posted categorical exclusion
determinations shall not disclose
classified information, ‘‘confidential
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239
business information,’’ or other
information that DOE would not
disclose pursuant to FOIA. (See also 10
CFR 1021.340.)
Appendix A to Subpart D of Part
1021—Categorical Exclusions
Applicable to General Agency Actions
A1 Routine DOE Business Actions
Routine actions necessary to support the
normal conduct of DOE business limited to
administrative, financial, and personnel
actions.
A2 Clarifying or Administrative Contract
Actions
Contract interpretations, amendments, and
modifications that are clarifying or
administrative in nature.
A3 Certain Actions by Office of Hearings
and Appeals
Adjustments, exceptions, exemptions,
appeals and stays, modifications, or
rescissions of orders issued by the Office of
Hearings and Appeals.
A4 Interpretations and Rulings for Existing
Regulations
Interpretations and rulings with respect to
existing regulations, or modifications or
rescissions of such interpretations and
rulings.
A5 Interpretive Rulemakings With no
Change in Environmental Effect
Rulemakings interpreting or amending an
existing rule or regulation that does not
change the environmental effect of the rule
or regulation being amended.
A6 Procedural Rulemakings
Rulemakings that are strictly procedural,
including, but not limited to, rulemaking
(under 48 CFR chapter 9) establishing
procedures for technical and pricing
proposals and establishing contract clauses
and contracting practices for the purchase of
goods and services, and rulemaking (under
10 CFR part 600) establishing application and
review procedures for, and administration,
audit, and closeout of, grants and cooperative
agreements.
A7
[Reserved]
A8 Awards of Certain Contracts
Awards of contracts for technical support
services, management and operation of a
government-owned facility, and personal
services.
A9 Information Gathering, Analysis, and
Dissemination
Information gathering (including, but not
limited to, literature surveys, inventories, site
visits, and audits), data analysis (including,
but not limited to, computer modeling),
document preparation (including, but not
limited to, conceptual design, feasibility
studies, and analytical energy supply and
demand studies), and information
dissemination (including, but not limited to,
document publication and distribution, and
classroom training and informational
programs), but not including site
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characterization or environmental
monitoring. (See also B3.1 of appendix B to
this subpart.)
A10 Reports and Recommendations on
non-DOE Legislation
Reports and recommendations on
legislation or rulemaking that are not
proposed by DOE.
A11 Technical Advice and Assistance to
Organizations
Technical advice and planning assistance
to international, national, State, and local
organizations.
A12 Emergency Preparedness Planning
Emergency preparedness planning
activities, including, but not limited to, the
designation of onsite evacuation routes.
A13 Procedural Documents
Administrative, organizational, or
procedural Policies, Orders, Notices,
Manuals, and Guides.
A14 Approval of Technical Exchange
Arrangements
Approval of technical exchange
arrangements for information, data, or
personnel with other countries or
international organizations (including, but
not limited to, assistance in identifying and
analyzing another country’s energy resources,
needs and options).
A15 International Agreements for Energy
Research and Development
Approval of DOE participation in
international ‘‘umbrella’’ agreements for
cooperation in energy research and
development activities that would not
commit the U.S. to any specific projects or
activities.
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Appendix B to Subpart D of Part 1021—
Categorical Exclusions Applicable to
Specific Agency Actions
B. Conditions That Are Integral Elements of
the Classes of Actions in Appendix B
The classes of actions listed below include
the following conditions as integral elements
of the classes of actions. To fit within the
classes of actions listed below, a proposal
must be one that would not:
(1) Threaten a violation of applicable
statutory, regulatory, or permit requirements
for environment, safety, and health, or
similar requirements of DOE or Executive
Orders;
(2) Require siting and construction or
major expansion of waste storage, disposal,
recovery, or treatment facilities (including
incinerators), but the proposal may include
categorically excluded waste storage,
disposal, recovery, or treatment actions or
facilities;
(3) Disturb hazardous substances,
pollutants, contaminants, or CERCLAexcluded petroleum and natural gas products
that preexist in the environment such that
there would be uncontrolled or unpermitted
releases; or
(4) Have the potential to cause significant
impacts on environmentally sensitive
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resources. An environmentally sensitive
resource is typically a resource that has been
identified as needing protection through
Executive Order, statute, or regulation by
Federal, State, or local government, or a
Federally recognized Indian Tribe. An action
may be categorically excluded if, although
sensitive resources are present, the action
would not have the potential to cause
significant impacts on those resources (such
as construction of a building with its
foundation well above a sole-source aquifer
or upland surface soil removal on a site that
has wetlands). Environmentally sensitive
resources include, but are not limited to:
(i) Property (such as sites, buildings,
structures, and objects) of historic,
archeological, or architectural significance
designated by Federal, State, or local
governments, or a Federally recognized
Indian Tribe, or property determined to be
eligible for listing on the National Register of
Historic Places;
(ii) Federally-listed threatened or
endangered species or their habitat
(including critical habitat) or Federallyproposed or candidate species or their habitat
(Endangered Species Act); State-listed
endangered or threatened species or their
habitat; and Federally-protected marine
mammals and Essential Fish Habitat (Marine
Mammals Protection Act; Magnuson-Stevens
Fishery Conservation and Management Act);
(iii) Floodplains and wetlands (as defined
in 10 CFR 1022.4, ‘‘Compliance with
Floodplain and Wetland Environmental
Review Requirements: Definitions,’’ or its
successor);
(iv) Areas having a special designation
such as Federally- and State-designated
wilderness areas, national parks, national
monuments, national natural landmarks,
wild and scenic rivers, State and Federal
wildlife refuges, scenic areas (such as
National Scenic and Historic Trails or
National Scenic Areas), and marine
sanctuaries;
(v) Prime or unique farmland, or other
farmland of statewide or local importance, as
defined at 7 CFR 658.2(a), ‘‘Farmland
Protection Policy Act: Definitions,’’ or its
successor;
(vi) Special sources of water (such as solesource aquifers, wellhead protection areas,
and other water sources that are vital in a
region); and
(vii) Tundra, coral reefs, or rain forests.
B1. Categorical Exclusions Applicable to
Facility Operation
B1.1 Changing Rates and Prices
Changing rates for services or prices for
products marketed by parts of DOE other
than Power Marketing Administrations, and
approval of rate or price changes for nonDOE entities, that are consistent with the
change in the implicit price deflator for the
Gross Domestic Product published by the
Department of Commerce, during the period
since the last rate or price change.
B1.2 Training Exercises and Simulations
Training exercises and simulations
(including, but not limited to, firing-range
training, small-scale and short-duration
force-on-force exercises, emergency response
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training, fire fighter and rescue training, and
decontamination and spill cleanup training)
conducted under appropriately controlled
conditions and in accordance with applicable
requirements.
B1.3 Routine Maintenance
Routine maintenance activities and
custodial services for buildings, structures,
rights-of-way, infrastructures (including, but
not limited to, pathways, roads, and
railroads), vehicles and equipment, and
localized vegetation and pest control, during
which operations may be suspended and
resumed, provided that the activities would
be conducted in a manner in accordance with
applicable requirements. Custodial services
are activities to preserve facility appearance,
working conditions, and sanitation (such as
cleaning, window washing, lawn mowing,
trash collection, painting, and snow
removal). Routine maintenance activities,
corrective (that is, repair), preventive, and
predictive, are required to maintain and
preserve buildings, structures,
infrastructures, and equipment in a condition
suitable for a facility to be used for its
designated purpose. Such maintenance may
occur as a result of severe weather (such as
hurricanes, floods, and tornados), wildfires,
and other such events. Routine maintenance
may result in replacement to the extent that
replacement is in-kind and is not a
substantial upgrade or improvement. In-kind
replacement includes installation of new
components to replace outmoded
components, provided that the replacement
does not result in a significant change in the
expected useful life, design capacity, or
function of the facility. Routine maintenance
does not include replacement of a major
component that significantly extends the
originally intended useful life of a facility
(for example, it does not include the
replacement of a reactor vessel near the end
of its useful life). Routine maintenance
activities include, but are not limited to:
(a) Repair or replacement of facility
equipment, such as lathes, mills, pumps, and
presses;
(b) Door and window repair or
replacement;
(c) Wall, ceiling, or floor repair or
replacement;
(d) Reroofing;
(e) Plumbing, electrical utility, lighting,
and telephone service repair or replacement;
(f) Routine replacement of high-efficiency
particulate air filters;
(g) Inspection and/or treatment of currently
installed utility poles;
(h) Repair of road embankments;
(i) Repair or replacement of fire protection
sprinkler systems;
(j) Road and parking area resurfacing,
including construction of temporary access to
facilitate resurfacing, and scraping and
grading of unpaved surfaces;
(k) Erosion control and soil stabilization
measures (such as reseeding and
revegetation);
(l) Surveillance and maintenance of
surplus facilities in accordance with DOE
Order 435.1, ‘‘Radioactive Waste
Management,’’ or its successor;
(m) Repair and maintenance of
transmission facilities, such as replacement
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of conductors of the same nominal voltage,
poles, circuit breakers, transformers,
capacitors, crossarms, insulators, and
downed transmission lines, in accordance,
where appropriate, with 40 CFR part 761
(Polychlorinated Biphenyls Manufacturing,
Processing, Distribution in Commerce, and
Use Prohibitions) or its successor;
(n) Routine testing and calibration of
facility components, subsystems, or portable
equipment (such as control valves, in-core
monitoring devices, transformers, capacitors,
monitoring wells, lysimeters, weather
stations, and flumes);
(o) Routine decontamination of the
surfaces of equipment, rooms, hot cells, or
other interior surfaces of buildings (by such
activities as wiping with rags, using
strippable latex, and minor vacuuming), and
removal of contaminated intact equipment
and other material (not including spent
nuclear fuel or special nuclear material in
nuclear reactors); and
(p) Removal of debris.
B1.4 Air Conditioning Systems for Existing
Equipment
Installation or modification of air
conditioning systems required for
temperature control for operation of existing
equipment.
B1.5 Existing Steam Plants and Cooling
Water Systems
Minor improvements to existing steam
plants and cooling water systems (including,
but not limited to, modifications of existing
cooling towers and ponds), provided that the
improvements would not: (1) Create new
sources of water or involve new receiving
waters; (2) have the potential to cause
significant impacts on water withdrawals or
the temperature of discharged water; or (3)
increase introductions of, or involve new
introductions of, hazardous substances,
pollutants, contaminants, or CERCLAexcluded petroleum and natural gas
products.
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B1.6 Tanks and Equipment To Control
Runoff and Spills
Installation or modification of retention
tanks or small (normally under one acre)
basins and associated piping and pumps for
existing operations to control runoff or spills
(such as under 40 CFR part 112).
Modifications include, but are not limited to,
installing liners or covers. (See also B1.33 of
this appendix.)
B1.7 Electronic Equipment
Acquisition, installation, operation,
modification, and removal of electricity
transmission control and monitoring devices
for grid demand and response,
communication systems, data processing
equipment, and similar electronic
equipment.
B1.8 Screened Water Intake and Outflow
Structures
Modifications to screened water intake and
outflow structures such that intake velocities
and volumes and water effluent quality and
volumes are consistent with existing permit
limits.
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B1.9 Airway Safety Markings and Painting
Placement of airway safety markings on,
painting of, and repair and in-kind
replacement of lighting on electrical
transmission lines and antenna structures,
wind turbines, and similar structures in
accordance with applicable requirements
(such as Federal Aviation Administration
standards).
B1.10 Onsite Storage of Activated Material
Routine, onsite storage at an existing
facility of activated equipment and material
(including, but not limited to, lead) used at
that facility, to allow reuse after decay of
radioisotopes with short half-lives.
B1.11 Fencing
Installation of fencing, including, but not
limited to border marking, that would not
have the potential to cause significant
impacts on wildlife populations or migration
or surface water flow.
B1.12 Detonation or Burning of Explosives
or Propellants After Testing
Outdoor detonation or burning of
explosives or propellants that failed (duds),
were damaged (such as by fracturing), or
were otherwise not consumed in testing.
Outdoor detonation or burning would be in
areas designated and routinely used for those
purposes under existing applicable permits
issued by Federal, State, and local authorities
(such as a permit for a RCRA miscellaneous
unit (40 CFR part 264, subpart X)).
B1.13 Pathways, Short Access Roads, and
Rail Lines
Construction, acquisition, and relocation,
consistent with applicable right-of-way
conditions and approved land use or
transportation improvement plans, of
pedestrian walkways and trails, bicycle
paths, small outdoor fitness areas, and short
access roads and rail lines (such as branch
and spur lines).
B1.14 Refueling of Nuclear Reactors
Refueling of operating nuclear reactors,
during which operations may be suspended
and then resumed.
B1.15 Support Buildings
Siting, construction or modification, and
operation of support buildings and support
structures (including, but not limited to,
trailers and prefabricated and modular
buildings) within or contiguous to an already
developed area (where active utilities and
currently used roads are readily accessible).
Covered support buildings and structures
include, but are not limited to, those for
office purposes; parking; cafeteria services;
education and training; visitor reception;
computer and data processing services;
health services or recreation activities;
routine maintenance activities; storage of
supplies and equipment for administrative
services and routine maintenance activities;
security (such as security posts); fire
protection; small-scale fabrication (such as
machine shop activities), assembly, and
testing of non-nuclear equipment or
components; and similar support purposes,
but exclude facilities for nuclear weapons
activities and waste storage activities, such as
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activities covered in B1.10, B1.29, B1.35,
B2.6, B6.2, B6.4, B6.5, B6.6, and B6.10 of this
appendix.
B1.16 Asbestos Removal
Removal of asbestos-containing materials
from buildings in accordance with applicable
requirements (such as 40 CFR part 61,
‘‘National Emission Standards for Hazardous
Air Pollutants’’; 40 CFR part 763, ‘‘Asbestos’’;
29 CFR part 1910, subpart I, ‘‘Personal
Protective Equipment’’; and 29 CFR part
1926, ‘‘Safety and Health Regulations for
Construction’’; and appropriate State and
local requirements, including certification of
removal contractors and technicians).
B1.17 Polychlorinated Biphenyl Removal
Removal of polychlorinated biphenyl
(PCB)-containing items (including, but not
limited to, transformers and capacitors), PCBcontaining oils flushed from transformers,
PCB-flushing solutions, and PCB-containing
spill materials from buildings or other
aboveground locations in accordance with
applicable requirements (such as 40 CFR part
761).
B1.18 Water Supply Wells
Siting, construction, and operation of
additional water supply wells (or
replacement wells) within an existing well
field, or modification of an existing water
supply well to restore production, provided
that there would be no drawdown other than
in the immediate vicinity of the pumping
well, and the covered actions would not have
the potential to cause significant long-term
decline of the water table, and would not
have the potential to cause significant
degradation of the aquifer from the new or
replacement well.
B1.19 Microwave, Meteorological, and
Radio Towers
Siting, construction, modification,
operation, abandonment, and removal of
microwave, radio communication, and
meteorological towers and associated
facilities, provided that the towers and
associated facilities would not be in a
governmentally designated scenic area (see
B(4)(iv) of this appendix) unless otherwise
authorized by the appropriate governmental
entity.
B1.20 Protection of Cultural Resources, Fish
and Wildlife Habitat
Small-scale activities undertaken to protect
cultural resources (such as fencing, labeling,
and flagging) or to protect, restore, or
improve fish and wildlife habitat, fish
passage facilities (such as fish ladders and
minor diversion channels), or fisheries. Such
activities would be conducted in accordance
with an existing natural or cultural resource
plan, if any.
B1.21 Noise Abatement
Noise abatement measures (including, but
not limited to, construction of noise barriers
and installation of noise control materials).
B1.22 Relocation of Buildings
Relocation of buildings (including, but not
limited to, trailers and prefabricated
buildings) to an already developed area
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(where active utilities and currently used
roads are readily accessible).
B1.29 Disposal Facilities for Construction
and Demolition Waste
B1.23
Siting, construction, expansion,
modification, operation, and
decommissioning of small (less than
approximately 10 acres) solid waste disposal
facilities for construction and demolition
waste, in accordance with applicable
requirements (such as 40 CFR part 257,
‘‘Criteria for Classification of Solid Waste
Disposal Facilities and Practices,’’ and 40
CFR part 61, ‘‘National Emission Standards
for Hazardous Air Pollutants’’) that would not
release substances at a level, or in a form,
that could pose a threat to public health or
the environment.
Demolition and Disposal of Buildings
Demolition and subsequent disposal of
buildings, equipment, and support structures
(including, but not limited to, smoke stacks
and parking lot surfaces), provided that there
would be no potential for release of
substances at a level, or in a form, that could
pose a threat to public health or the
environment.
B1.24
Property Transfers
Transfer, lease, disposition, or acquisition
of interests in personal property (including,
but not limited to, equipment and materials)
or real property (including, but not limited
to, permanent structures and land), provided
that under reasonably foreseeable uses (1)
there would be no potential for release of
substances at a level, or in a form, that could
pose a threat to public health or the
environment and (2) the covered actions
would not have the potential to cause a
significant change in impacts from before the
transfer, lease, disposition, or acquisition of
interests.
B1.25 Property Transfers for Cultural
Resources Protection, Habitat Preservation,
and Wildlife Management
Transfer, lease, disposition, or acquisition
of interests in land and associated buildings
for cultural resources protection, habitat
preservation, or fish and wildlife
management, provided that there would be
no potential for release of substances at a
level, or in a form, that could pose a threat
to public health or the environment.
B1.26
Small Water Treatment Facilities
Siting, construction, expansion,
modification, replacement, operation, and
decommissioning of small (total capacity less
than approximately 250,000 gallons per day)
wastewater and surface water treatment
facilities whose liquid discharges are
externally regulated, and small potable water
and sewage treatment facilities.
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B1.27 Disconnection of Utilities
Activities that are required for the
disconnection of utility services (including,
but not limited to, water, steam,
telecommunications, and electrical power)
after it has been determined that the
continued operation of these systems is not
needed for safety.
B1.28 Placing a Facility in an
Environmentally Safe Condition
Minor activities that are required to place
a facility in an environmentally safe
condition where there is no proposed use for
the facility. These activities would include,
but are not limited to, reducing surface
contamination, and removing materials,
equipment or waste (such as final defueling
of a reactor, where there are adequate
existing facilities for the treatment, storage,
or disposal of the materials, equipment or
waste). These activities would not include
conditioning, treatment, or processing of
spent nuclear fuel, high-level waste, or
special nuclear materials.
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B1.30
Transfer Actions
Transfer actions, in which the predominant
activity is transportation, provided that (1)
the receipt and storage capacity and
management capability for the amount and
type of materials, equipment, or waste to be
moved already exists at the receiving site and
(2) all necessary facilities and operations at
the receiving site are already permitted,
licensed, or approved, as appropriate. Such
transfers are not regularly scheduled as part
of ongoing routine operations.
B1.31 Installation or Relocation of
Machinery and Equipment
Installation or relocation and operation of
machinery and equipment (including, but not
limited to, laboratory equipment, electronic
hardware, manufacturing machinery,
maintenance equipment, and health and
safety equipment), provided that uses of the
installed or relocated items are consistent
with the general missions of the receiving
structure. Covered actions include
modifications to an existing building, within
or contiguous to a previously disturbed or
developed area, that are necessary for
equipment installation and relocation. Such
modifications would not appreciably
increase the footprint or height of the existing
building or have the potential to cause
significant changes to the type and
magnitude of environmental impacts.
B1.32
Traffic Flow Adjustments
Traffic flow adjustments to existing roads
(including, but not limited to, stop sign or
traffic light installation, adjusting direction of
traffic flow, and adding turning lanes), and
road adjustments (including, but not limited
to, widening and realignment) that are within
an existing right-of-way and consistent with
approved land use or transportation
improvement plans.
B1.33
Stormwater Runoff Control
Design, construction, and operation of
control practices to reduce stormwater runoff
and maintain natural hydrology. Activities
include, but are not limited to, those that
reduce impervious surfaces (such as
vegetative practices and use of porous
pavements), best management practices (such
as silt fences, straw wattles, and fiber rolls),
and use of green infrastructure or other low
impact development practices (such as
cisterns and green roofs).
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B1.34 Lead-based Paint
Containment, removal, and disposal of
lead-based paint in accordance with
applicable requirements (such as provisions
relating to the certification of removal
contractors and technicians at 40 CFR part
745, ‘‘Lead-Based Paint Poisoning Prevention
In Certain Residential Structures’’).
B1.35 Drop-off, Collection and Transfer
Facilities for Recyclable Materials
Siting, construction, modification, and
operation of recycling or compostable
material drop-off, collection, and transfer
stations on or contiguous to a previously
disturbed or developed area and in an area
where such a facility would be consistent
with existing zoning requirements. The
stations would have appropriate facilities
and procedures established in accordance
with applicable requirements for the
handling of recyclable or compostable
materials and household hazardous waste
(such as paint and pesticides). Except as
specified above, the collection of hazardous
waste for disposal and the processing of
recyclable or compostable materials are not
included in this class of actions.
B1.36 Determinations of Excess Real
Property
Determinations that real property is excess
to the needs of DOE and, in the case of
acquired real property, the subsequent
reporting of such determinations to the
General Services Administration or, in the
case of lands withdrawn or otherwise
reserved from the public domain, the
subsequent filing of a notice of intent to
relinquish with the Bureau of Land
Management, Department of the Interior.
Covered actions would not include disposal
of real property.
B2. Categorical Exclusions Applicable to
Safety and Health
B2.1 Workplace Enhancements
Modifications within or contiguous to an
existing structure, in a previously disturbed
or developed area, to enhance workplace
habitability (including, but not limited to,
installation or improvements to lighting,
radiation shielding, or heating/ventilating/air
conditioning and its instrumentation, and
noise reduction).
B2.2 Building and Equipment
Instrumentation
Installation of, or improvements to,
building and equipment instrumentation
(including, but not limited to, remote control
panels, remote monitoring capability, alarm
and surveillance systems, control systems to
provide automatic shutdown, fire detection
and protection systems, water consumption
monitors and flow control systems,
announcement and emergency warning
systems, criticality and radiation monitors
and alarms, and safeguards and security
equipment).
B2.3 Personnel Safety and Health
Equipment
Installation of, or improvements to,
equipment for personnel safety and health
(including, but not limited to, eye washes,
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safety showers, radiation monitoring devices,
fumehoods, and associated collection and
exhaust systems), provided that the covered
actions would not have the potential to cause
a significant increase in emissions.
B2.4 Equipment Qualification
Activities undertaken to (1) qualify
equipment for use or improve systems
reliability or (2) augment information on
safety-related system components. These
activities include, but are not limited to,
transportation container qualification testing,
crane and lift-gear certification or
recertification testing, high efficiency
particulate air filter testing and certification,
stress tests (such as ‘‘burn-in’’ testing of
electrical components and leak testing), and
calibration of sensors or diagnostic
equipment.
B2.5 Facility Safety and Environmental
Improvements
Safety and environmental improvements of
a facility (including, but not limited to,
replacement and upgrade of facility
components) that do not result in a
significant change in the expected useful life,
design capacity, or function of the facility
and during which operations may be
suspended and then resumed. Improvements
include, but are not limited to, replacement/
upgrade of control valves, in-core monitoring
devices, facility air filtration systems, or
substation transformers or capacitors;
addition of structural bracing to meet
earthquake standards and/or sustain high
wind loading; and replacement of
aboveground or belowground tanks and
related piping, provided that there is no
evidence of leakage, based on testing in
accordance with applicable requirements
(such as 40 CFR part 265, ‘‘Interim Status
Standards for Owners and Operators of
Hazardous Waste Treatment, Storage, and
Disposal Facilities’’ and 40 CFR part 280,
‘‘Technical Standards and Corrective Action
Requirements for Owners and Operators of
Underground Storage Tanks’’). These actions
do not include rebuilding or modifying
substantial portions of a facility (such as
replacing a reactor vessel).
B2.6 Recovery of Radioactive Sealed
Sources
Recovery of radioactive sealed sources and
sealed source-containing devices from
domestic or foreign locations provided that
(1) the recovered items are transported and
stored in compliant containers, and (2) the
receiving site has sufficient existing storage
capacity and all required licenses, permits,
and approvals.
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B3. Categorical Exclusions Applicable to Site
Characterization, Monitoring, and General
Research
B3.1 Site Characterization and
Environmental Monitoring
Site characterization and environmental
monitoring (including, but not limited to,
siting, construction, modification, operation,
and dismantlement and abandonment of
characterization and monitoring devices, and
siting, construction, and associated operation
of a small-scale laboratory building or
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renovation of a room in an existing building
for sample analysis). Such activities would
not have the potential to cause significant
impacts from ground disturbance. Covered
activities include, but are not limited to, site
characterization and environmental
monitoring under CERCLA and RCRA. (This
class of actions excludes activities in salt
water and freshwater. See B3.16 of this
appendix for salt water and freshwater
activities.) Specific activities include, but are
not limited to:
(a) Geological, geophysical (such as gravity,
magnetic, electrical, seismic, radar, and
temperature gradient), geochemical, and
engineering surveys and mapping, and the
establishment of survey marks. Seismic
techniques would not include large-scale
reflection or refraction testing;
(b) Installation and operation of field
instruments (such as stream-gauging stations
or flow-measuring devices, telemetry
systems, geochemical monitoring tools, and
geophysical exploration tools);
(c) Drilling of wells for sampling or
monitoring of groundwater or the vadose
(unsaturated) zone, well logging, and
installation of water-level recording devices
in wells;
(d) Aquifer and underground reservoir
response testing;
(e) Installation and operation of ambient air
monitoring equipment;
(f) Sampling and characterization of water,
soil, rock, or contaminants (such as drilling
using truck- or mobile-scale equipment, and
modification, use, and plugging of
boreholes);
(g) Sampling and characterization of water
effluents, air emissions, or solid waste
streams;
(h) Installation and operation of
meteorological towers and associated
activities (such as assessment of potential
wind energy resources);
(i) Sampling of flora or fauna; and
(j) Archeological, historic, and cultural
resource identification in compliance with 36
CFR part 800 and 43 CFR part 7.
B3.2
Aviation Activities
Aviation activities for survey, monitoring,
or security purposes that comply with
Federal Aviation Administration regulations.
B3.3 Research Related to Conservation of
Fish, Wildlife, and Cultural Resources
Field and laboratory research, inventory,
and information collection activities that are
directly related to the conservation of fish
and wildlife resources or to the protection of
cultural resources, provided that such
activities would not have the potential to
cause significant impacts on fish and wildlife
habitat or populations or to cultural
resources.
B3.4 Transport Packaging Tests for
Radioactive or Hazardous Material
Drop, puncture, water-immersion, thermal,
and fire tests of transport packaging for
radioactive or hazardous materials to certify
that designs meet the applicable
requirements (such as 49 CFR 173.411 and
173.412 and 10 CFR 71.73).
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B3.5 Tank Car Tests
Tank car tests under 49 CFR part 179
(including, but not limited to, tests of safety
relief devices, pressure regulators, and
thermal protection systems).
B3.6 Small-Scale Research and
Development, Laboratory Operations, and
Pilot Projects
Siting, construction, modification,
operation, and decommissioning of facilities
for small-scale research and development
projects; conventional laboratory operations
(such as preparation of chemical standards
and sample analysis); and small-scale pilot
projects (generally less than 2 years)
frequently conducted to verify a concept
before demonstration actions, provided that
construction or modification would be
within or contiguous to a previously
disturbed or developed area (where active
utilities and currently used roads are readily
accessible). For purposes of this category,
‘‘demonstration actions’’ means actions that
are undertaken at a scale to show whether a
technology would be viable on a larger scale
and suitable for commercial deployment.
Demonstration actions frequently follow
research and development and pilot projects
that are directed at establishing proof of
concept.
B3.7 New Terrestrial Infill Exploratory and
Experimental Wells
Siting, construction, and operation of new
terrestrial infill exploratory and experimental
(test) wells in a locally characterized
geological formation in a field that contains
existing operating wells, properly abandoned
wells, or unminable coal seams containing
natural gas, provided that the site
characterization has verified a low potential
for seismicity, subsidence, and
contamination of freshwater aquifers, and the
actions are otherwise consistent with
applicable best practices and DOE protocols,
including those that protect against
uncontrolled releases of harmful materials.
Such wells may include those for brine,
carbon dioxide, coalbed methane, gas
hydrate, geothermal, natural gas, and oil.
Uses for carbon sequestration wells include,
but are not limited to, the study of saline
formations, enhanced oil recovery, and
enhanced coalbed methane extraction.
B3.8 Outdoor Terrestrial Ecological and
Environmental Research
Outdoor terrestrial ecological and
environmental research in a small area
(generally less than 5 acres), including, but
not limited to, siting, construction, and
operation of a small-scale laboratory building
or renovation of a room in an existing
building for associated analysis, provided
that such activities would not have the
potential to cause significant impacts on the
ecosystem. These actions include, but are not
limited to, small test plots for energy-related
biomass or biofuels research. Such research
may include the use of genetically
engineered plants where the test plot of such
plants and associated activities have been
authorized by the U.S. Department of
Agriculture, in accordance with applicable
requirements (such as 7 CFR part 340),
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including the use of any required
confinement measures and buffer zones.
B3.9 Projects To Reduce Emissions and
Waste Generation
Projects to reduce emissions and waste
generation at existing fossil or alternative fuel
combustion or utilization facilities, provided
that these projects would not have the
potential to cause a significant increase in the
quantity or rate of air emissions. For this
category of actions, ‘‘fuel’’ includes coal, oil,
natural gas, hydrogen, syngas, and biomass.
Neither ‘‘fuel’’ nor ‘‘alternative fuel’’ herein
includes nuclear fuels. Covered actions
include, but are not limited to:
(a) Test treatment of the throughput
product (solid, liquid, or gas) generated at an
existing and fully operational fuel
combustion or utilization facility;
(b) Addition or replacement of equipment
for reduction or control of sulfur dioxide,
oxides of nitrogen, or other regulated
substances that requires only minor
modification to the existing structures at an
existing fuel combustion or utilization
facility, for which the existing use remains
essentially unchanged;
(c) Addition or replacement of equipment
for reduction or control of sulfur dioxide,
oxides of nitrogen, or other regulated
substances that involves no permanent
change in the quantity or quality of fuel
burned or used and involves no permanent
change in the capacity factor of the fuel
combustion or utilization facility; and
(d) Addition or modification of equipment
for capture and control of carbon dioxide or
other regulated substances, provided that
adequate infrastructure is in place to manage
such substances.
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B3.10 Particle Accelerators
Siting, construction, modification,
operation, and decommissioning of particle
accelerators, including electron beam
accelerators, with primary beam energy less
than approximately 100 million electron
volts (MeV) and average beam power less
than approximately 250 kilowatts (kW), and
associated beamlines, storage rings, colliders,
and detectors, for research and medical
purposes (such as proton therapy), and
isotope production, within or contiguous to
a previously disturbed or developed area
(where active utilities and currently used
roads are readily accessible), or internal
modification of any accelerator facility
regardless of energy, that does not increase
primary beam energy or current. In cases
where the beam energy exceeds 100 MeV, the
average beam power must be less than 250
kW, so as not to exceed an average current
of 2.5 milliamperes (mA).
B3.11 Outdoor Tests and Experiments on
Materials and Equipment Components
Outdoor tests and experiments for the
development, quality assurance, or reliability
of materials and equipment (including, but
not limited to, weapon system components)
under controlled conditions. Covered actions
include, but are not limited to, burn tests
(such as tests of electric cable fire resistance
or the combustion characteristics of fuels),
impact tests (such as pneumatic ejector tests
using earthen embankments or concrete slabs
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designated and routinely used for that
purpose), or drop, puncture, waterimmersion, or thermal tests. Covered actions
would not involve source, special nuclear, or
byproduct materials, except that
encapsulated sources that contain source,
special nuclear, or byproduct materials may
be used for nondestructive actions such as
detector/sensor development and testing and
first responder field training.
B3.12 Microbiological and Biomedical
Facilities
Siting, construction, modification,
operation, and decommissioning of
microbiological and biomedical diagnostic,
treatment and research facilities (excluding
Biosafety Level-3 and Biosafety Level-4), in
accordance with applicable requirements or
best practices (such as Biosafety in
Microbiological and Biomedical Laboratories,
5th Edition, Feb. 2007, U.S. Department of
Health and Human Services, Centers for
Disease Control and Prevention, and the
National Institutes of Health) including, but
not limited to, laboratories, treatment areas,
offices, and storage areas, within or
contiguous to a previously disturbed or
developed area (where active utilities and
currently used roads are readily accessible).
Operation may include the purchase,
installation, and operation of biomedical
equipment (such as commercially available
cyclotrons that are used to generate
radioisotopes and radiopharmaceuticals, and
commercially available biomedical imaging
and spectroscopy instrumentation).
B3.13 Magnetic Fusion Experiments
Performing magnetic fusion experiments
that do not use tritium as fuel, within
existing facilities (including, but not limited
to, necessary modifications).
B3.14 Small-Scale Educational Facilities
Siting, construction, modification,
operation, and decommissioning of smallscale educational facilities (including, but
not limited to, conventional teaching
laboratories, libraries, classroom facilities,
auditoriums, museums, visitor centers,
exhibits, and associated offices) within or
contiguous to a previously disturbed or
developed area (where active utilities and
currently used roads are readily accessible).
Operation may include, but is not limited to,
purchase, installation, and operation of
equipment (such as audio/visual and
laboratory equipment) commensurate with
the educational purpose of the facility.
B3.15 Small-Scale Indoor Research and
Development Projects Using Nanoscale
Materials
Siting, construction, modification,
operation, and decommissioning of facilities
for indoor small-scale research and
development projects and small-scale pilot
projects using nanoscale materials in
accordance with applicable requirements
(such as engineering, worker safety,
procedural, and administrative regulations)
necessary to ensure the containment of any
biohazardous materials. Construction and
modification activities would be within or
contiguous to a previously disturbed or
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developed area (where active utilities and
currently used roads are readily accessible).
B3.16 Research Activities in Salt Water and
Freshwater Environments
Small-scale, temporary surveying, site
characterization, and research activities in
salt water and freshwater environments,
limited to:
(a) Acquisition of rights-of-way, easements,
and temporary use permits;
(b) Data collection, environmental
monitoring, and nondestructive research
programs;
(c) Resource evaluation activities including
surveying and mapping, but excluding
seismic activities other than passive
techniques;
(d) Collection of geological,
paleontological, mineralogical, geochemical,
biological, and geotechnical data and
samples, but excluding large-scale vibratory
coring techniques;
(e) Installation of monitoring and recording
devices;
(f) Installation of equipment for flow
testing of existing wells including equipment
for fluid analysis; and
(g) Ecological and environmental research
provided that such activities would not have
the potential to cause significant impacts on
the ecosystem.
These activities would be conducted in
accordance with, where applicable, an
approved spill prevention, control, and
response plan and would incorporate
appropriate control technologies and best
management practices. None of the above
activities would occur within the boundary
of an established marine sanctuary or
wildlife refuge, a governmentally proposed
marine sanctuary or wildlife refuge, or a
governmentally recognized area of high
biological sensitivity (such as protected areas
and other areas of known ecological
importance, whale and marine mammal
mating and calving/pupping areas, and fish
and invertebrate spawning and nursery areas
recognized as being limited or unique and
vulnerable to perturbation; these areas can
occur in bays, estuaries, near shore, and far
offshore, and may vary seasonally), or
outside those areas if the activities would
have the potential to cause significant
impacts within those areas. No permanent
facilities or devices would be constructed or
installed. Covered actions do not include
drilling of resource exploration or extraction
wells.
B4. Categorical Exclusions Applicable to
Power Resources
B4.1 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
Establishment and implementation of
contracts, policies, and marketing and
allocation plans related to electric power
acquisition or transmission that involve only
the use of the existing transmission system
and existing generation resources operating
within their normal operating limits.
B4.2 Export of Electric Energy
Export of electric energy as provided by
Section 202(e) of the Federal Power Act over
existing transmission systems or using
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transmission system changes that are
themselves categorically excluded.
B4.3 Electric Power Marketing Rate
Changes
Rate changes for electric power, power
transmission, and other products or services
provided by a Power Marketing
Administration that are based on a change in
revenue requirements if the operations of
generation projects would remain within
normal operating limits.
B4.4 Power Marketing Services and
Activities
Power marketing services and power
management activities (including, but not
limited to, storage, load shaping, seasonal
exchanges, and other similar activities),
provided that the operations of generating
projects would remain within normal
operating limits.
B4.5 Temporary Adjustments to River
Operations
Temporary adjustments to river operations
to accommodate day-to-day river
fluctuations, power demand changes, fish
and wildlife conservation program
requirements, and other external events,
provided that the adjustments would occur
within the existing operating constraints of
the particular hydrosystem operation.
B4.6 Additions and Modifications to
Transmission Facilities
Additions or modifications to electric
power transmission facilities that would not
have the potential to cause significant
impacts beyond the previously disturbed or
developed facility area (including, but not
limited to, switchyard rock grounding
upgrades, secondary containment projects,
paving projects, seismic upgrading, tower
modifications, load shaping projects (such as
the installation and use of flywheels and
battery arrays), changing insulators, and
replacement of poles, circuit breakers,
conductors, transformers, and crossarms).
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B4.7 Fiber Optic Cable
Adding fiber optic cables to transmission
facilities or burying fiber optic cable in
existing transmission line or pipeline rightsof-way. Covered actions may include
associated vaults and pulling and tensioning
sites outside of rights-of-way in nearby
previously disturbed or developed areas.
B4.8 Electricity Transmission Agreements
New electricity transmission agreements,
and modifications to existing transmission
arrangements, to use a transmission facility
of one system to transfer power of and for
another system, provided that no new
generation projects would be involved and
no physical changes in the transmission
system would be made beyond the
previously disturbed or developed facility
area.
B4.9 Multiple Use of Transmission Line
Rights-of-Way
Granting or denying requests for multiple
uses of a transmission facility’s rights-of-way
(including, but not limited to, grazing
permits and crossing agreements for electric
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lines, water lines, natural gas pipelines,
communications cables, roads, and drainage
culverts).
B4.10 Removal of Electric Transmission
Lines and Substations
Deactivation, dismantling, and removal of
electric transmission facilities (including, but
not limited to, electric transmission lines,
substations, and switching stations) and
abandonment and restoration of rights-of-way
(including, but not limited to, associated
access roads).
B4.11 Electric Power Substations and
Interconnection Facilities
Construction or modification of electric
power substations or interconnection
facilities (including, but not limited to,
switching stations and support facilities) that
are not for the interconnection of a new
generation resource into a Power Marketing
Administration’s transmission system,
unless: (1) The new generation resource
would be eligible for categorical exclusion
under this part and (2) the new generation
resource would be equal to or less than 50
average megawatts.
B4.12 Construction of Transmission Lines
Construction of electric transmission lines
approximately 10 miles in length or less
inside or outside of previously disturbed or
developed transmission line or pipeline
rights-of-way, or approximately 20 miles in
length or less inside of previously disturbed
or developed transmission line or pipeline
rights-of-way, that are not for the
interconnection of a new generation resource
into a Power Marketing Administration’s
transmission system, unless: (1) The new
generation resource would be eligible for
categorical exclusion under this part and (2)
the new generation resource would be equal
to or less than 50 average megawatts.
B4.13 Upgrading and Rebuilding Existing
Transmission Lines
Upgrading or rebuilding approximately 20
miles in length or less of existing electric
transmission lines, which may involve minor
relocations of small segments of the
transmission lines, that is not for the
interconnection of a new generation resource
into a Power Marketing Administration’s
transmission system, unless: (1) The new
generation resource would be eligible for
categorical exclusion under this part and (2)
the new generation resource would be equal
to or less than 50 average megawatts.
B5. Categorical Exclusions Applicable to
Conservation, Fossil, and Renewable Energy
Activities
B5.1 Actions To Conserve Energy or Water
(a) Actions to conserve energy or water,
demonstrate potential energy or water
conservation, and promote energy efficiency
that would not have the potential to cause
significant changes in the indoor or outdoor
concentrations of potentially harmful
substances. These actions may involve
financial and technical assistance to
individuals (such as builders, owners,
consultants, manufacturers, and designers),
organizations (such as utilities), and
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governments (such as State, local, and
Tribal). Covered actions include, but are not
limited to weatherization (such as insulation
and replacing windows and doors);
programmed lowering of thermostat settings;
placement of timers on hot water heaters;
installation or replacement of energy efficient
lighting, low-flow plumbing fixtures (such as
faucets, toilets, and showerheads), heating,
ventilation, and air conditioning systems,
and appliances; installation of drip-irrigation
systems; improvements in generator
efficiency and appliance efficiency ratings;
efficiency improvements for vehicles and
transportation (such as fleet changeout);
power storage (such as flywheels and
batteries, generally less than 10 megawatt
equivalent); transportation management
systems (such as traffic signal control
systems, car navigation, speed cameras, and
automatic plate number recognition);
development of energy-efficient
manufacturing, industrial, or building
practices; and small-scale energy efficiency
and conservation research and development
and small-scale pilot projects. Covered
actions include building renovations or new
structures, provided that they occur in a
previously disturbed or developed area.
Covered actions could involve commercial,
residential, agricultural, academic,
institutional, or industrial sectors. Covered
actions do not include rulemakings,
standard-settings, or proposed DOE
legislation, except for those actions listed in
B5.1(b) of this appendix.
(b) Covered actions include rulemakings
that establish energy conservation standards
for consumer products and industrial
equipment, provided that the actions would
not: (1) Have the potential to cause a
significant change in manufacturing
infrastructure (such as construction of new
manufacturing plants with considerable
associated ground disturbance); (2) involve
significant unresolved conflicts concerning
alternative uses of available resources (such
as rare or limited raw materials); (3) have the
potential to result in a significant increase in
the disposal of materials posing significant
risks to human health and the environment
(such as RCRA hazardous wastes); or (4) have
the potential to cause a significant increase
in energy consumption in a State or region.
B5.2 Modifications to Pumps and Piping
Modifications to existing pump and piping
configurations (including, but not limited to,
manifolds, metering systems, and other
instrumentation on such configurations
conveying materials such as air, brine, carbon
dioxide, geothermal system fluids, hydrogen
gas, natural gas, nitrogen gas, oil, produced
water, steam, and water). Covered
modifications would not have the potential
to cause significant changes to design process
flow rates or permitted air emissions.
B5.3 Modification or Abandonment of Wells
Modification (but not expansion) or
plugging and abandonment of wells,
provided that site characterization has
verified a low potential for seismicity,
subsidence, and contamination of freshwater
aquifers, and the actions are otherwise
consistent with best practices and DOE
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protocols, including those that protect
against uncontrolled releases of harmful
materials. Such wells may include, but are
not limited to, storage and injection wells for
brine, carbon dioxide, coalbed methane, gas
hydrate, geothermal, natural gas, and oil.
Covered modifications would not be part of
site closure.
B5.4
Repair or Replacement of Pipelines
Repair, replacement, upgrading,
rebuilding, or minor relocation of pipelines
within existing rights-of-way, provided that
the actions are in accordance with applicable
requirements (such as Army Corps of
Engineers permits under section 404 of the
Clean Water Act). Pipelines may convey
materials including, but not limited to, air,
brine, carbon dioxide, geothermal system
fluids, hydrogen gas, natural gas, nitrogen
gas, oil, produced water, steam, and water.
B5.5
Short Pipeline Segments
Construction and subsequent operation of
short (generally less than 20 miles in length)
pipeline segments conveying materials (such
as air, brine, carbon dioxide, geothermal
system fluids, hydrogen gas, natural gas,
nitrogen gas, oil, produced water, steam, and
water) between existing source facilities and
existing receiving facilities (such as facilities
for use, reuse, transportation, storage, and
refining), provided that the pipeline
segments are within previously disturbed or
developed rights-of-way.
B5.6
Oil Spill Cleanup
Removal of oil and contaminated materials
recovered in oil spill cleanup operations and
disposal of these materials in accordance
with applicable requirements (such as the
National Oil and Hazardous Substances
Pollution Contingency Plan).
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B5.7 Import or Export Natural Gas, With
Operational Changes
Approvals or disapprovals of new
authorizations or amendments of existing
authorizations to import or export natural gas
under section 3 of the Natural Gas Act that
involve minor operational changes (such as
changes in natural gas throughput,
transportation, and storage operations) but
not new construction.
B5.8 Import or Export Natural Gas, With
New Cogeneration Powerplant
Approvals or disapprovals of new
authorizations or amendments of existing
authorizations to import or export natural gas
under section 3 of the Natural Gas Act that
involve new cogeneration powerplants (as
defined in the Powerplant and Industrial
Fuel Use Act of 1978, as amended) within or
contiguous to an existing industrial complex
and requiring generally less than 10 miles of
new natural gas pipeline or 20 miles within
previously disturbed or developed rights-ofway.
B5.9 Temporary Exemptions For Electric
Powerplants
Grants or denials of temporary exemptions
under the Powerplant and Industrial Fuel
Use Act of 1978, as amended, for electric
powerplants.
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B5.10 Certain Permanent Exemptions For
Existing Electric Powerplants
For existing electric powerplants, grants or
denials of permanent exemptions under the
Powerplant and Industrial Fuel Use Act of
1978, as amended, other than exemptions
under section 312(c) relating to cogeneration
and section 312(b) relating to certain State or
local requirements.
B5.11 Permanent Exemptions Allowing
Mixed Natural Gas and Petroleum
For new electric powerplants, grants or
denials of permanent exemptions from the
prohibitions of Title II of the Powerplant and
Industrial Fuel Use Act of 1978, as amended,
to permit the use of certain fuel mixtures
containing natural gas or petroleum.
B5.12
Workover of Existing Wells
Workover (operations to restore
production, such as deepening, plugging
back, pulling and resetting lines, and squeeze
cementing) of existing wells (including, but
not limited to, activities associated with
brine, carbon dioxide, coalbed methane, gas
hydrate, geothermal, natural gas, and oil) to
restore functionality, provided that workover
operations are restricted to the existing
wellpad and do not involve any new site
preparation or earthwork that would have the
potential to cause significant impacts on
nearby habitat; that site characterization has
verified a low potential for seismicity,
subsidence, and contamination of freshwater
aquifers; and the actions are otherwise
consistent with best practices and DOE
protocols, including those that protect
against uncontrolled releases of harmful
materials.
B5.13 Experimental Wells for Injection of
Small Quantities of Carbon Dioxide
Siting, construction, operation, plugging,
and abandonment of experimental wells for
the injection of small quantities of carbon
dioxide (and other incidentally co-captured
gases) in locally characterized, geologically
secure storage formations at or near existing
carbon dioxide sources to determine the
suitability of the formations for large-scale
sequestration, provided that (1) the
characterization has verified a low potential
for seismicity, subsidence, and
contamination of freshwater aquifers; (2) the
wells are otherwise in accordance with
applicable requirements, best practices, and
DOE protocols, including those that protect
against uncontrolled releases of harmful
materials; and (3) the wells and associated
drilling activities are sufficiently remote so
that they would not have the potential to
cause significant impacts related to noise and
other vibrations. Wells may be used for
enhanced oil or natural gas recovery or for
secure storage of carbon dioxide in saline
formations or other secure formations. Over
the duration of a project, the wells would be
used to inject, in aggregate, less than 500,000
tons of carbon dioxide into the geologic
formation. Covered actions exclude activities
in salt water and freshwater environments.
(See B3.16 of this appendix for activities in
salt water and freshwater environments.)
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B5.14 Combined Heat and Power or
Cogeneration Systems
Conversion to, replacement of, or
modification of combined heat and power or
cogeneration systems (the sequential or
simultaneous production of multiple forms of
energy, such as thermal and electrical energy,
in a single integrated system) at existing
facilities, provided that the conversion,
replacement, or modification would not have
the potential to cause a significant increase
in the quantity or rate of air emissions and
would not have the potential to cause
significant impacts to water resources.
B5.15 Small-Scale Renewable Energy
Research and Development and Pilot Projects
Small-scale renewable energy research and
development projects and small-scale pilot
projects located within a previously
disturbed or developed area. Covered actions
would be in accordance with applicable
requirements (such as local land use and
zoning requirements) in the proposed project
area and would incorporate appropriate
control technologies and best management
practices.
B5.16 Solar Photovoltaic Systems
The installation, modification, operation,
and removal of commercially available solar
photovoltaic systems located on a building or
other structure (such as rooftop, parking lot
or facility, and mounted to signage, lighting,
gates, or fences), or if located on land,
generally comprising less than 10 acres
within a previously disturbed or developed
area. Covered actions would be in accordance
with applicable requirements (such as local
land use and zoning requirements) in the
proposed project area and would incorporate
appropriate control technologies and best
management practices.
B5.17 Solar Thermal Systems
The installation, modification, operation,
and removal of commercially available smallscale solar thermal systems (including, but
not limited to, solar hot water systems)
located on or contiguous to a building, and
if located on land, generally comprising less
than 10 acres within a previously disturbed
or developed area. Covered actions would be
in accordance with applicable requirements
(such as local land use and zoning
requirements) in the proposed project area
and would incorporate appropriate control
technologies and best management practices.
B5.18 Wind Turbines
The installation, modification, operation,
and removal of commercially available small
wind turbines, with a total height generally
less than 200 feet (measured from the ground
to the maximum height of blade rotation) that
(1) are located within a previously disturbed
or developed area; (2) are located more than
10 nautical miles from an airport or aviation
navigation aid; (3) are located more than 1.5
nautical miles from National Weather Service
or Federal Aviation Administration Doppler
weather radar; (4) would not have the
potential to cause significant impacts on bird
or bat species; and (5) are sited or designed
such that the project would not have the
potential to cause significant impacts to
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persons (such as shadow flicker and other
visual impacts, and noise). Covered actions
would be in accordance with applicable
requirements (such as local land use and
zoning requirements) in the proposed project
area and would incorporate appropriate
control technologies and best management
practices.
B5.19 Ground Source Heat Pumps
The installation, modification, operation,
and removal of commercially available smallscale ground source heat pumps to support
operations in single facilities (such as a
school and community center) or contiguous
facilities (such as an office complex) (1) only
where major associated activities (such as
drilling and discharge) are regulated, and
appropriate leakage and contaminant control
measures would be in place; (2) that would
not have the potential to cause significant
changes in subsurface temperature; and (3)
would be located within a previously
disturbed or developed area. Covered actions
would be in accordance with applicable
requirements (such as local land use and
zoning requirements) in the proposed project
area and would incorporate appropriate
control technologies and best management
practices.
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B5.20 Biomass Power Plants
The installation, modification, operation,
and removal of small-scale biomass power
plants (generally less than 10 megawatts),
using commercially available technology (1)
intended primarily to support operations in
single facilities (such as a school and
community center) or contiguous facilities
(such as an office complex); (2) that would
not affect the air quality attainment status of
the area and would not have the potential to
cause a significant increase in the quantity or
rate of air emissions and would not have the
potential to cause significant impacts to
water resources; and (3) would be located
within a previously disturbed or developed
area. Covered actions would be in accordance
with applicable requirements (such as local
land use and zoning requirements) in the
proposed project area and would incorporate
appropriate control technologies and best
management practices.
B5.21 Methane Gas Recovery and
Utilization Systems
The installation, modification, operation,
and removal of commercially available
methane gas recovery and utilization systems
installed within a previously disturbed or
developed area on or contiguous to an
existing landfill or wastewater treatment
plant that would not have the potential to
cause a significant increase in the quantity or
rate of air emissions. Covered actions would
be in accordance with applicable
requirements (such as local land use and
zoning requirements) in the proposed project
area and would incorporate appropriate
control technologies and best management
practices.
B5.22 Alternative Fuel Vehicle Fueling
Stations
The installation, modification, operation,
and removal of alternative fuel vehicle
fueling stations (such as for compressed
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natural gas, hydrogen, ethanol and other
commercially available biofuels) on the site
of a current or former fueling station, or
within a previously disturbed or developed
area within the boundaries of a facility
managed by the owners of a vehicle fleet.
Covered actions would be in accordance with
applicable requirements (such as local land
use and zoning requirements) in the
proposed project area and would incorporate
appropriate control technologies and best
management practices.
or unique and vulnerable to perturbation;
these areas can occur in bays, estuaries, near
shore, and far offshore, and may vary
seasonally), or outside those areas if the
activities would have the potential to cause
significant impacts within those areas. No
permanent facilities or devices would be
constructed or installed. Covered actions do
not include drilling of resource exploration
or extraction wells, use of large-scale
vibratory coring techniques, or seismic
activities other than passive techniques.
B5.23 Electric Vehicle Charging Stations
The installation, modification, operation,
and removal of electric vehicle charging
stations, using commercially available
technology, within a previously disturbed or
developed area. Covered actions are limited
to areas where access and parking are in
accordance with applicable requirements
(such as local land use and zoning
requirements) in the proposed project area
and would incorporate appropriate control
technologies and best management practices.
B6. Categorical Exclusions Applicable to
Environmental Restoration and Waste
Management Activities
B5.24 Drop-In Hydroelectric Systems
The installation, modification, operation,
and removal of commercially available smallscale, drop-in, run-of-the-river hydroelectric
systems that would (1) involve no water
storage or water diversion from the stream or
river channel where the system is installed
and (2) not have the potential to cause
significant impacts on water quality,
temperature, flow, or volume. Covered
systems would be located up-gradient of a
natural anadromous fish barrier and where
there would not be the potential for
significant impacts to threatened or
endangered species. Covered actions would
involve no major construction or
modification of stream or river channels, and
the hydroelectric systems would be placed
and secured in the channel without the use
of heavy equipment. Covered actions would
be in accordance with applicable
requirements (such as local land use and
zoning requirements) in the proposed project
area and would incorporate appropriate
control technologies and best management
practices.
B5.25 Small-Scale Renewable Energy
Research and Development and Pilot Projects
in Salt Water and Freshwater Environments
Small-scale renewable energy research and
development projects and small-scale pilot
projects located in salt water and freshwater
environments. Activities would be in
accordance with, where applicable, an
approved spill prevention, control, and
response plan, and would incorporate
appropriate control technologies and best
management practices. Covered actions
would not occur (1) within areas of
hazardous natural bottom conditions or (2)
within the boundary of an established marine
sanctuary or wildlife refuge, a
governmentally proposed marine sanctuary
or wildlife refuge, or a governmentally
recognized area of high biological sensitivity
(such as protected areas and other areas of
known ecological importance, whale and
marine mammal mating and calving/pupping
areas, and fish and invertebrate spawning
and nursery areas recognized as being limited
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B6.1 Cleanup Actions
Small-scale, short-term cleanup actions,
under RCRA, Atomic Energy Act, or other
authorities, less than approximately 10
million dollars in cost, to reduce risk to
human health or the environment from the
release or threat of release of a hazardous
substance other than high-level radioactive
waste and spent nuclear fuel, including
treatment (such as incineration,
encapsulation, physical or chemical
separation, and compaction), recovery,
storage, or disposal of wastes at existing
facilities currently handling the type of waste
involved in the action. These actions include,
but are not limited to:
(a) Excavation or consolidation of
contaminated soils or materials from
drainage channels, retention basins, ponds,
and spill areas that are not receiving
contaminated surface water or wastewater, if
surface water or groundwater would not
collect and if such actions would reduce the
spread of, or direct contact with, the
contamination;
(b) Removal of bulk containers (such as
drums and barrels) that contain or may
contain hazardous substances, pollutants,
contaminants, CERCLA-excluded petroleum
or natural gas products, or hazardous wastes
(designated in 40 CFR part 261 or applicable
State requirements), if such actions would
reduce the likelihood of spillage, leakage,
fire, explosion, or exposure to humans,
animals, or the food chain;
(c) Removal of an underground storage
tank including its associated piping and
underlying containment systems in
accordance with applicable requirements
(such as RCRA, subtitle I; 40 CFR part 265,
subpart J; and 40 CFR part 280, subparts F
and G) if such action would reduce the
likelihood of spillage, leakage, or the spread
of, or direct contact with, contamination;
(d) Repair or replacement of leaking
containers;
(e) Capping or other containment of
contaminated soils or sludges if the capping
or containment would not unduly limit
future groundwater remediation and if
needed to reduce migration of hazardous
substances, pollutants, contaminants, or
CERCLA-excluded petroleum and natural gas
products into soil, groundwater, surface
water, or air;
(f) Drainage or closing of man-made surface
impoundments if needed to maintain the
integrity of the structures;
(g) Confinement or perimeter protection
using dikes, trenches, ditches, or diversions,
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or installing underground barriers, if needed
to reduce the spread of, or direct contact
with, the contamination;
(h) Stabilization, but not expansion, of
berms, dikes, impoundments, or caps if
needed to maintain integrity of the
structures;
(i) Drainage controls (such as run-off or
run-on diversion) if needed to reduce offsite
migration of hazardous substances,
pollutants, contaminants, or CERCLAexcluded petroleum or natural gas products
or to prevent precipitation or run-off from
other sources from entering the release area
from other areas;
(j) Segregation of wastes that may react
with one another or form a mixture that
could result in adverse environmental
impacts;
(k) Use of chemicals and other materials to
neutralize the pH of wastes;
(l) Use of chemicals and other materials to
retard the spread of the release or to mitigate
its effects if the use of such chemicals would
reduce the spread of, or direct contact with,
the contamination;
(m) Installation and operation of gas
ventilation systems in soil to remove
methane or petroleum vapors without any
toxic or radioactive co-contaminants if
appropriate filtration or gas treatment is in
place;
(n) Installation of fences, warning signs, or
other security or site control precautions if
humans or animals have access to the release;
and
(o) Provision of an alternative water supply
that would not create new water sources if
necessary immediately to reduce exposure to
contaminated household or industrial use
water and continuing until such time as local
authorities can satisfy the need for a
permanent remedy.
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B6.2 Waste Collection, Treatment,
Stabilization, and Containment Facilities
The siting, construction, and operation of
temporary (generally less than 2 years) pilotscale waste collection and treatment
facilities, and pilot-scale (generally less than
1 acre) waste stabilization and containment
facilities (including siting, construction, and
operation of a small-scale laboratory building
or renovation of a room in an existing
building for sample analysis), provided that
the action (1) supports remedial
investigations/feasibility studies under
CERCLA, or similar studies under RCRA
(such as RCRA facility investigations/
corrective measure studies) or other
authorities and (2) would not unduly limit
the choice of reasonable remedial alternatives
(such as by permanently altering substantial
site area or by committing large amounts of
funds relative to the scope of the remedial
alternatives).
B6.3 Improvements to Environmental
Control Systems
Improvements to environmental
monitoring and control systems of an existing
building or structure (such as changes to
scrubbers in air quality control systems or
ion-exchange devices and other filtration
processes in water treatment systems),
provided that during subsequent operations
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(1) any substance collected by the
environmental control systems would be
recycled, released, or disposed of within
existing permitted facilities and (2) there are
applicable statutory or regulatory
requirements or permit conditions for
disposal, release, or recycling of any
hazardous substance or CERCLA-excluded
petroleum or natural gas products that are
collected or released in increased quantity or
that were not previously collected or
released.
B6.4 Facilities for Storing Packaged
Hazardous Waste for 90 Days or Less
Siting, construction, modification,
expansion, operation, and decommissioning
of an onsite facility for storing packaged
hazardous waste (as designated in 40 CFR
part 261) for 90 days or less or for longer
periods as provided in 40 CFR 262.34(d), (e),
or (f) (such as accumulation or satellite
areas).
B6.10 Upgraded or Replacement Waste
Storage Facilities
Siting, construction, modification,
expansion, operation, and decommissioning
of a small upgraded or replacement facility
(less than approximately 50,000 square feet
in area) within or contiguous to a previously
disturbed or developed area (where active
utilities and currently used roads are readily
accessible) for storage of waste that is already
at the site at the time the storage capacity is
to be provided. These actions do not include
the storage of high-level radioactive waste,
spent nuclear fuel or any waste that requires
special precautions to prevent nuclear
criticality. (See also B6.4, B6.5, B6.6 of this
appendix, and C16 of appendix C.)
B7. Categorical Exclusions Applicable to
International Activities
B7.1 Emergency Measures Under the
International Energy Program
B6.5 Facilities for Characterizing and
Sorting Packaged Waste and Overpacking
Waste
Planning and implementation of
emergency measures pursuant to the
International Energy Program.
Siting, construction, modification,
expansion, operation, and decommissioning
of an onsite facility for characterizing and
sorting previously packaged waste or for
overpacking waste, other than high-level
radioactive waste, provided that operations
do not involve unpacking waste. These
actions do not include waste storage (covered
under B6.4, B6.6, B6.10 of this appendix, and
C16 of appendix C) or the handling of spent
nuclear fuel.
B7.2 Import and Export of Special Nuclear
or Isotopic Materials
B6.6 Modification of Facilities for Storing,
Packaging, and Repacking Waste
Modification (excluding increases in
capacity) of an existing structure used for
storing, packaging, or repacking waste other
than high-level radioactive waste or spent
nuclear fuel, to handle the same class of
waste as currently handled at that structure.
B6.7
[Reserved]
B6.8 Modifications for Waste Minimization
and Reuse of Materials
Minor operational changes at an existing
facility to minimize waste generation and for
reuse of materials. These changes include,
but are not limited to, adding filtration and
recycle piping to allow reuse of machining
oil, setting up a sorting area to improve
process efficiency, and segregating two waste
streams previously mingled and assigning
new identification codes to the two resulting
wastes.
B6.9 Measures To Reduce Migration of
Contaminated Groundwater
Small-scale temporary measures to reduce
migration of contaminated groundwater,
including the siting, construction, operation,
and decommissioning of necessary facilities.
These measures include, but are not limited
to, pumping, treating, storing, and reinjecting
water, by mobile units or facilities that are
built and then removed at the end of the
action.
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Approval of import or export of small
quantities of special nuclear materials or
isotopic materials in accordance with
applicable requirements (such as the Nuclear
Non-Proliferation Act of 1978 and the
‘‘Procedures Established Pursuant to the
Nuclear Non-Proliferation Act of 1978’’ (43
FR 25326, June 9, 1978)).
Appendix C to Subpart D of Part 1021—
Classes of Actions That Normally
Require EAs But Not Necessarily EISs
C1
[Reserved]
C2
[Reserved]
C3 Electric Power Marketing Rate Changes,
Not Within Normal Operating Limits
Rate changes for electric power, power
transmission, and other products or services
provided by Power Marketing
Administrations that are based on changes in
revenue requirements if the operations of
generation projects would not remain within
normal operating limits.
C4 Upgrading, Rebuilding, or Construction
of Electric Transmission Lines
Upgrading or rebuilding more than
approximately 20 miles in length of existing
electric transmission lines; or construction of
electric transmission lines (1) more than
approximately 10 miles in length outside
previously disturbed or developed
transmission line or pipeline rights-of-way or
(2) more than approximately 20 miles in
length within previously disturbed or
developed transmission line or pipeline
rights-of-way.
C5
Vegetation Management Program
Implementation of a Power Marketing
Administration system-wide vegetation
management program.
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C6 Erosion Control Program
Implementation of a Power Marketing
Administration system-wide erosion control
program.
C7 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
Establishment and implementation of
contracts, policies, and marketing and
allocation plans related to electric power
acquisition or transmission that involve (1)
the interconnection of, or acquisition of
power from, new generation resources that
are equal to or less than 50 average
megawatts and that would not be eligible for
categorical exclusion under this part; (2)
changes in the normal operating limits of
generation resources equal to or less than 50
average megawatts; or (3) service to discrete
new loads of less than10 average megawatts
over a 12-month period.
C8 Protection of Cultural Resources and
Fish and Wildlife Habitat
Large-scale activities undertaken to protect
cultural resources (such as fencing, labeling,
and flagging) or to protect, restore, or
improve fish and wildlife habitat, fish
passage facilities (such as fish ladders and
minor diversion channels), or fisheries.
C9 Wetlands Demonstration Projects
Field demonstration projects for wetlands
mitigation, creation, and restoration.
C10
[Reserved]
C11 Particle Acceleration Facilities
Siting, construction or modification,
operation, and decommissioning of low- or
medium-energy (when the primary beam
energy exceeds approximately 100 million
electron volts and the average beam power
exceeds approximately 250 kilowatts or
where the average current exceeds 2.5
milliamperes) particle acceleration facilities,
including electron beam acceleration
facilities, and associated beamlines, storage
rings, colliders, and detectors for research
and medical purposes, within or contiguous
to a previously disturbed or developed area
(where active utilities and currently used
roads are readily accessible).
under section 3 of the Natural Gas Act
involving minor new construction (such as
adding new connections, looping, or
compression to an existing natural gas or
liquefied natural gas pipeline, or converting
an existing oil pipeline to a natural gas
pipeline using the same right-of-way).
C14
Water Treatment Facilities
Siting, construction (or expansion),
operation, and decommissioning of
wastewater, surface water, potable water, and
sewage treatment facilities with a total
capacity greater than approximately 250,000
gallons per day, and of lower capacity
wastewater and surface water treatment
facilities whose liquid discharges are not
subject to external regulation.
C15 Research and Development
Incinerators and Nonhazardous Waste
Incinerators
Siting, construction (or expansion), and
operation of research and development
incinerators for any type of waste and of any
other incinerators that would treat
nonhazardous solid waste (as designated in
40 CFR 261.4(b)).
C16 Large Waste Packaging and Storage
Facilities
Siting, construction, modification to
increase capacity, operation, and
decommissioning of packaging and
unpacking facilities (such as characterization
operations) and large storage facilities
(greater than approximately 50,000 square
feet in area) for waste, except high-level
radioactive waste, generated onsite or
resulting from activities connected to site
operations. These actions do not include
storage, packaging, or unpacking of spent
nuclear fuel. (See also B6.4, B6.5, B6.6, and
B6.10 of appendix B.)
Appendix D to Subpart D of Part 1021—
Classes of Actions That Normally
Require EISs
D1
Strategic Systems
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C12 Energy System Demonstration Actions
Siting, construction, and operation of
energy system demonstration actions
(including, but not limited to, wind resource,
hydropower, geothermal, fossil fuel, biomass,
and solar energy, but excluding nuclear). For
purposes of this category, ‘‘demonstration
actions’’ means actions that are undertaken at
a scale to show whether a technology would
be viable on a larger scale and suitable for
commercial deployment. Demonstration
actions frequently follow research and
development and pilot projects that are
directed at establishing proof of concept.
Strategic Systems, as defined in DOE Order
430.1, ‘‘Life-Cycle Asset Management,’’ or its
successor, and designated by the Secretary.
C13 Import or Export Natural Gas
Involving Minor New Construction
Approvals or disapprovals of
authorizations to import or export natural gas
Siting, construction, operation, and
decommissioning of power reactors, nuclear
material production reactors, and test and
research reactors.
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D2
Nuclear Fuel Reprocessing Facilities
Siting, construction, operation, and
decommissioning of nuclear fuel
reprocessing facilities.
D3
Uranium Enrichment Facilities
Siting, construction, operation, and
decommissioning of uranium enrichment
facilities.
D4
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D5
[Reserved]
D6
249
[Reserved]
D7 Contracts, Policies, and Marketing and
Allocation Plans for Electric Power
Establishment and implementation of
contracts, policies, and marketing and
allocation plans related to electric power
acquisition or transmission that involve (1)
the interconnection of, or acquisition of
power from, new generation resources greater
than 50 average megawatts; (2) changes in the
normal operating limits of generation
resources greater than 50 average megawatts;
or (3) service to discrete new loads of 10
average megawatts or more over a 12-month
period.
D8 Import or Export of Natural Gas
Involving Major New Facilities
Approvals or disapprovals of
authorizations to import or export natural gas
under section 3 of the Natural Gas Act
involving construction of major new natural
gas pipelines or related facilities (such as
liquefied natural gas terminals and
regasification or storage facilities) or
significant expansions and modifications of
existing pipelines or related facilities).
D9 Import or Export of Natural Gas
Involving Major Operational Change
Approvals or disapprovals of
authorizations to import or export natural gas
under section 3 of the Natural Gas Act
involving major operational changes (such as
a major increase in the quantity of liquefied
natural gas imported or exported).
D10 Treatment, Storage, and Disposal
Facilities for High-Level Waste and Spent
Nuclear Fuel
Siting, construction, operation, and
decommissioning of major treatment, storage,
and disposal facilities for high-level waste
and spent nuclear fuel, including geologic
repositories, but not including onsite
replacement or upgrades of storage facilities
for spent nuclear fuel at DOE sites where
such replacement or upgrade would not
result in increased storage capacity.
D11 Waste Disposal Facilities for
Transuranic Waste
Siting, construction or expansion, and
operation of disposal facilities for transuranic
(TRU) waste and TRU mixed waste (TRU
waste also containing hazardous waste as
designated in 40 CFR part 261).
D12
Incinerators
Siting, construction, and operation of
incinerators, other than research and
development incinerators or incinerators for
nonhazardous solid waste (as designated in
40 CFR 261.4(b)).
[FR Doc. 2010–32316 Filed 12–30–10; 8:45 am]
BILLING CODE 6450–01–P
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[Federal Register Volume 76, Number 1 (Monday, January 3, 2011)]
[Proposed Rules]
[Pages 214-249]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-32316]
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Part II
Department of Energy
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10 CFR Part 1021
National Environmental Policy Act Implementing Procedures; Proposed
Rule
Federal Register / Vol. 76 , No. 1 / Monday, January 3, 2011 /
Proposed Rules
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DEPARTMENT OF ENERGY
[Docket ID: DOE-HQ-2010-0002]
10 CFR Part 1021
RIN 1990-AA34
National Environmental Policy Act Implementing Procedures
AGENCY: Office of the General Counsel, U.S. Department of Energy.
ACTION: Notice of proposed rulemaking and public hearing.
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SUMMARY: The U.S. Department of Energy (DOE or the Department) proposes
to amend its existing regulations governing compliance with the
National Environmental Policy Act (NEPA). The majority of the changes
are proposed for the categorical exclusions provisions contained in its
NEPA Implementing Procedures, with a small number of related changes
proposed for other provisions. These proposed changes are intended to
better align the Department's regulations, particularly its categorical
exclusions, with DOE's current activities and recent experiences, and
to update the provisions with respect to current technologies and
regulatory requirements. DOE proposes to establish 20 new categorical
exclusions, and to remove two categorical exclusion categories, one
environmental assessment (EA) category, and two environmental impact
statement (EIS) categories. Other proposed changes modify and clarify
DOE's existing provisions.
DATES: Comments should be received by (or, if mailed, postmarked by)
February 17, 2011 to ensure consideration. Late comments may be
considered to the extent practicable. DOE will hold a public hearing on
February 4, 2011, from 1 p.m. to 4 p.m. in Washington, DC. Persons who
wish to speak at the public hearing should register before 3 p.m. on
February 1, 2011, as described in FOR FURTHER INFORMATION CONTACT.
ADDRESSES: Documents relevant to this rulemaking are posted at https://www.regulations.gov (Docket ID: DOE-HQ-2010-0002). Documents posted to
this docket include: This notice of proposed rulemaking, DOE's
``Technical Support Document'' that provides additional information
regarding certain proposed changes, and a ``redline/strikeout''
(markup) file of affected sections of the DOE NEPA regulations
indicating the changes proposed in this proposed rule.
Submit comments, labeled ``DOE NEPA Implementing Procedures, RIN
1990-AA34,'' by one of the following methods:
1. Federal eRulemaking Portal: https://www.regulations.gov. Follow
the online instructions for submitting comments electronically. This
rulemaking is assigned Docket ID: DOE-HQ-2010-0002. Comments may be
entered directly on the Web site. Electronic files may be submitted to
this Web site.
2. Mail: Mail comments to NEPA Rulemaking Comments, Office of NEPA
Policy and Compliance (GC-54), U.S. Department of Energy, 1000
Independence Avenue, SW., Washington, DC 20585. Because security
screening may delay mail sent through the U.S. Postal Service, DOE
encourages electronic submittal of comments.
3. Public Hearing: A public hearing will be held at the U.S.
Department of Energy, Forrestal Building, Room 1E-245, 1000
Independence Avenue, SW., Washington, DC 20585. Oral and written
comments will be accepted at the public hearing. See DATES, above, and
Section III, Invitation to Comment, below, for procedures.
FOR FURTHER INFORMATION CONTACT: For general information about DOE's
NEPA procedures, contact Ms. Carol Borgstrom, Director, Office of NEPA
Policy and Compliance, at 202-586-4600 or leave a message at 800-472-
2756. To register to speak at the public hearing and for questions
concerning how to comment on this proposed rule, contact Ms. Yardena
Mansoor, Office of NEPA Policy and Compliance, at askNEPA@hq.doe.gov or
202-586-9326. For detailed information on submitting comments and the
public hearing, see Section III, Invitation to Comment, below.
SUPPLEMENTARY INFORMATION:
I. Introduction and Background
What is NEPA?
The National Environmental Policy Act of 1969 (42 U.S.C. 4321 et
seq.) requires Federal agencies to consider the potential environmental
impacts of their ``proposed actions'' before taking action. (Please
note the terms ``effects'' and ``impacts'' as used in this proposed
rule are synonymous. See 40 CFR 1508.8.) Proposed actions include
actions directly undertaken by a Federal agency, as well as certain
actions undertaken by a State, local, or private entity with Federal
involvement, e.g., certain projects that may receive Federal funding,
permits, or other support.
What is environmental review under NEPA?
The Council on Environmental Quality's (CEQ's) NEPA implementing
regulations (40 CFR parts 1500-1508) establish three levels of review
for proposed actions--EIS, EA, and categorical exclusion
determinations--each involving different levels of information and
analysis. An EIS is a detailed analysis of the potential environmental
impacts of a proposed action (and alternatives) that may have a
significant impact on the environment. See NEPA Section 102(2)(C), 42
U.S.C. 4332(2)(C); 40 CFR 1508.11. An EA is a briefer analysis
conducted to determine whether a proposed action may have a significant
impact on the environment and thus whether an EIS is required. See 40
CFR 1508.9. A categorical exclusion is a class of actions that a
Federal agency has determined do not, absent extraordinary
circumstances, individually or cumulatively have a significant impact
on the human environment and for which, therefore, neither an EA nor an
EIS is required. See 40 CFR 1508.4. A categorical exclusion
determination is made when an agency finds that a proposed action fits
within a categorical exclusion and meets other applicable requirements,
such as the absence of extraordinary circumstances.
How does DOE establish categorical exclusions?
DOE establishes categorical exclusions pursuant to a rulemaking,
such as this one, for defined classes of actions that the Department
determines are supported by a record showing that they normally will
not have significant environmental impacts, individually or
cumulatively. DOE establishes categorical exclusions based on its
experience, the experience of other agencies, and information provided
by the public.
A complete list of DOE's current categorical exclusions can be
found at 10 CFR part 1021, subpart D, appendices A and B. Appendix A
lists categorical exclusions applicable to general agency actions (for
example, routine administrative, financial, and personnel actions).
Appendix B lists categorical exclusions that are applicable to specific
agency actions.
How does DOE make a categorical exclusion determination?
Under the regulations, before a proposed action may be
categorically excluded, DOE must determine in accordance with 10 CFR
1021.410(b) that: (1) The proposed action fits within
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a class of actions listed in appendix A or B to subpart D, (2) there
are no extraordinary circumstances related to the proposal that may
affect the significance of the environmental impacts of the proposed
action, and (3) there are no connected or related actions with
cumulatively significant impacts and, as appropriate, the proposed
action is not precluded as an impermissible interim action (40 CFR
1506.1 and 10 CFR 1021.211).
In addition, to fit within a class of actions in appendix B, a
proposed action must satisfy certain conditions known as ``integral
elements'' (appendix B, paragraphs (1) through (4)). Briefly, these
conditions ensure that an excluded action would not have the potential
to cause significant environmental impacts due to, for example, a
threatened violation of applicable environmental, safety, and health
requirements, or by disturbing hazardous substances such that there
would be uncontrolled or unpermitted releases.
What does DOE propose to change in its NEPA regulations?
With this proposed rule, DOE proposes to update its NEPA
regulations (10 CFR part 1021), primarily with changes to subpart D and
with a few changes to subpart C. Most changes are to categorical
exclusions (subpart D, appendices A and B, discussed in Sections IV.D
and IV.E below, respectively), including establishing new categorical
exclusions and modifying existing categorical exclusions. DOE also
proposes to make changes to its classes of actions that normally
require an EA (appendix C, discussed in Section IV.F) or EIS (appendix
D, discussed in Section IV.G). In addition, DOE proposes to change
several procedural provisions of the Department's regulations (Section
IV.C) and modify wording for consistency and clarity (Section IV.B).
II. Purpose and Development of the Proposed Changes
Why does DOE propose to amend its NEPA implementing procedures?
The Department last updated its categorical exclusions in 1996.
Since that time, the range of activities in which DOE is involved has
changed and expanded. For example, in recent years, DOE has received
more applications for financial support from private applicants for
actions that promote energy efficiency and energy independence. DOE has
received thousands of applications under grant and loan programs
established by the Energy Policy Act of 2005, the Energy Independence
and Security Act of 2007, and the American Recovery and Reinvestment
Act of 2009. Another change since 1996 is the growth and development of
new technologies in the private and public sectors, including energy
efficient and renewable energy technologies, and DOE's experience with
those technologies. Through this proposed rulemaking, DOE proposes to
update its categorical exclusions to address the Department's current
activities and its experience and bring the provisions up-to-date with
current technology and regulatory requirements.
How did DOE seek input on the proposed changes?
DOE has sought input from a number of different sources. First, DOE
issued an internal memorandum on December 7, 2009, soliciting
suggestions for new categorical exclusions or revisions from DOE
Program and Field Offices, including DOE's network of NEPA Compliance
Officers. Second, DOE Office of NEPA Policy and Compliance staff
identified additional candidates for new or expanded categorical
exclusions by reviewing the archive of DOE EAs that led to findings of
no significant impact (FONSIs), researched the existing categorical
exclusions established by approximately 50 Federal agencies, and
reviewed existing DOE categorical exclusions to identify potential new
categorical exclusions or revisions. Third, on December 29, 2009, DOE
published a Request for Information in the Federal Register (74 FR
68720) seeking suggestions from interested parties. Eleven entities
responded to the Request for Information: Endicott Biofuels, LLC;
Golder Associates, Inc.; INFORM (Information Network for Responsible
Mining); Johnson Controls, Inc.; Nuclear Watch New Mexico; Presco
Energy, LLC; Sierra Geothermal Power Corp.; Solar Energy Industries
Association; State of Oregon's Department of Energy; U.S. Chamber of
Commerce; and a contractor for DOE's Golden Field Office. The Request
for Information and these comments are available at https://www.regulations.gov.
The comments included proposals for new categorical exclusions and
suggested revisions to limit or expand existing categorical exclusions
or other related provisions. DOE addresses these comments in its
discussion of specific classes of actions in Section IV. Comments of a
more general nature that were not associated with a particular
provision are addressed below in Section V.
How did DOE develop the proposed changes?
As described above, DOE reviewed and evaluated each of the proposed
revisions, reviewed past DOE NEPA analyses and other agencies' NEPA
analyses and categorical exclusions, and drafted proposed categorical
exclusions and revisions. DOE created a Technical Support Document that
presents proposed changes and information that supplements the Preamble
discussion of the supporting basis for the changes. (See https://www.regulations.gov, Docket ID: DOE-HQ-2010-0002.) The proposed changes
were developed in consultation with CEQ (see 40 CFR 1507.3), and are
now, through this notice of proposed rulemaking, published for public
review and comment. Instructions for how to provide comments are
provided in Section III. DOE is also scheduling a public hearing to
accept comments on the proposed rule. Details regarding the public
hearing are provided in the DATES and ADDRESSES section and in Section
III.B below. DOE will review the comments received during the public
comment period, including those presented at the public hearing, and
revise its proposal as appropriate. The final rule with DOE responses
to comments would then be published in the Federal Register.
What kinds of changes does DOE propose?
DOE proposes to amend 10 CFR part 1021, subparts C and D. The
majority of changes are proposed for the categorical exclusion
provisions at 10 CFR part 1021, subpart D, appendices A and B, with a
small number of related changes proposed for other provisions within
subparts C and D.
DOE proposes to add 20 new categorical exclusions. These
categorical exclusions (in the order in which they appear in appendix
B) address: Stormwater runoff control; lead-based paint removal;
recycling stations; determinations of excess real property; small-scale
educational facilities; small-scale indoor research and development
projects using nanoscale materials; research activities in salt water
and freshwater environments; experimental wells for injection of small
quantities of carbon dioxide; combined heat and power or cogeneration
systems; small-scale renewable energy research and development and
pilot projects; solar photovoltaic systems; solar thermal systems; wind
turbines; ground source heat pumps; biomass power plants; methane gas
recovery and utilization systems; alternative fuel vehicle fueling
stations; electric vehicle charging
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stations; drop-in hydroelectric systems; and small-scale renewable
energy research and development and pilot projects in salt water and
freshwater environments. DOE proposes to remove two categorical
exclusion categories, one EA category, and two EIS categories.
DOE also proposes to modify many of the existing categorical
exclusions. These revisions include substantive changes, as well as
changes to reflect current regulatory or statutory references and
requirements, and punctuation and grammatical changes to improve
readability, clarity, and internal consistency. (By ``substantive''
changes DOE means a change that is more than a clarifying or
consistency change; this term includes changes that alter the scope or
meaning of a provision or that result in the addition or deletion of a
provision.)
What would result from DOE's proposed changes?
The proposed changes would better align DOE's categorical
exclusions with its current activities and its experience and bring the
provisions up-to-date with current technology and regulatory
requirements. The changes would also facilitate compliance with NEPA by
providing for more efficient review of actions (helping the Department
meet the goals set forth by Congress, for example, in the Energy Policy
Act of 2005), and allowing the Department to focus its resources on
proposed actions that have the potential for significant environmental
impacts.
III. Invitation To Comment
DOE invites interested persons to participate in this rulemaking by
submitting comments on the proposed rule and on the supporting
information for proposed changes set forth in the Preamble and the
Technical Support Document. Comments would be particularly useful to
DOE if those comments: (1) Provide information to support or oppose a
proposed change (for example, describing experience with similar
actions that did or did not have significant environmental impacts or
providing references to such experience); (2) justify increased or
lessened limitations on the application of a categorical exclusion; or
(3) explain recommended changes in addition to those that DOE proposes
and provide the rationale for such additional changes. As appropriate,
comments should refer to the specific section of the proposed rule to
which the comment applies, identify a comment as a general comment, or
identify a comment as a new proposal.
DOE will consider all timely comments received in response to this
notice of proposed rulemaking, whether presented orally at the public
hearing or written and submitted electronically or by mail.
A. Written Comments
Comments may be submitted by one of the methods in the ADDRESSES
section of this proposed rule. Comments received will be included in
the administrative record and will be made available online at https://www.regulations.gov, including any personal information provided,
unless the comment includes information specifically identified as
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Information that you consider to
be CBI or otherwise protected should be submitted by mail, not through
https://www.regulations.gov. If you submit information that you believe
to be exempt by law from public disclosure, you should mail one
complete copy, as well as one copy from which the information claimed
to be exempt by law from public disclosure has been redacted. Please
include written justification as to why the redacted information is
exempt from disclosure. DOE is responsible for the final determination
with regard to disclosure or nondisclosure of the information and for
treating it accordingly under the DOE Freedom of Information Act
regulations at 10 CFR 1004.11.
The https://www.regulations.gov Web site is an ``anonymous access''
system, which means DOE will not know your contact information unless
you provide it. If you choose not to provide contact information and
DOE cannot read your comment due to technical difficulties, DOE may not
be able to consider your comment. Electronic files should avoid the use
of special characters and any form of encryption, and be free of any
defects or viruses.
B. Public Hearing
Attendance
The time, date, and location of the public hearing are listed in
the DATES and ADDRESSES sections at the beginning of this proposed
rule. Persons wishing to attend the public hearing must present
government-issued identification and pass through security screening
upon entering the building. Foreign nationals are subject to advance
security screening procedures. Any foreign national wishing to
participate or attend the public hearing should advise DOE promptly in
order to initiate the necessary procedures as soon as possible; see FOR
FURTHER INFORMATION CONTACT, above.
Registering To Speak
Any person who has an interest in the topics addressed in this
proposed rule may speak at the public hearing, either as an individual
or as a representative of a group or organization of interested
persons. Persons wishing to speak should register in advance, as
described in FOR FURTHER INFORMATION CONTACT. After registered speakers
have made their presentations, other persons may speak to the extent
that time allows.
Conduct of Public Hearing
DOE will designate an official or facilitator to preside at the
public hearing. The public hearing will be informal and not a judicial
or evidentiary-type hearing. DOE reserves the right to schedule the
order of speakers and to establish the procedures governing the conduct
of the hearing. To ensure that all persons wishing to make a
presentation can be heard, DOE may limit each presentation to 10
minutes or less. The presiding official or facilitator will announce
any further procedural rules needed for the proper conduct of the
public hearing. After the public hearing, interested persons may submit
further comments until the end of the comment period.
A transcript of the hearing will be made and posted at https://www.regulations.gov.
C. Issues on Which DOE Seeks Comment
DOE is particularly interested in receiving comments and views of
interested parties on several topics. As discussed in more detail in
Section IV.B below, DOE seeks comments on its use of the phrases
``including, but not limited to,'' and ``such as'' to introduce lists
of examples. Unless otherwise specified, DOE's lists of examples are
not intended to be exhaustive of all possible actions that fit within a
categorical exclusion. DOE also seeks comments on its use of the phrase
``would not have the potential to cause significant impacts'' (or a
similar construct) in lieu of the use of terms such as ``adverse'' or
``substantial'' as modifiers for potential impacts. DOE believes that
the proposed phrase more accurately reflects NEPA and the CEQ NEPA
regulations.
DOE is particularly interested in receiving comments and views of
interested parties on the proposals relating to the following classes
of actions:
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B3.7 New Terrestrial Infill Exploratory and Experimental Wells
B3.15 Small-Scale Indoor Research and Development Projects Using
Nanoscale Materials
B3.16 Research Activities in Salt Water and Freshwater Environments
B4.1 Contracts, Policies, and Marketing and Allocation Plans for
Electric Power
B4.11 Electric Power Substations and Interconnection Facilities
B4.12 Construction of Transmission Lines
B4.13 Upgrading and Rebuilding Existing Transmission Lines
B5.1(b) Actions To Conserve Energy or Water
B5.13 Experimental Wells for Injection of Small Quantities of Carbon
Dioxide
B5.15 Small-Scale Renewable Energy Research and Development and
Pilot Projects
B5.16 Solar Photovoltaic Systems
B5.17 Solar Thermal Systems
B5.18 Wind Turbines
B5.19 Ground Source Heat Pumps
B5.20 Biomass Power Plants
B5.24 Drop-in Hydroelectric Systems
B5.25 Small-Scale Renewable Energy Research and Development and
Pilot Projects in Salt Water and Freshwater Environments
B6.1 Cleanup Actions
C7 Contracts, Policies, and Marketing and Allocation Plans for
Electric Power
D5 [Removed and Reserved: Main Transmission System Additions]
D6 [Removed and Reserved: Integrating Transmission Facilities]
D7 Contracts, Policies, and Marketing and Allocation Plans for
Electric Power
DOE also welcomes comments on those categorical exclusions for
classes of actions for which DOE has not proposed any revisions at this
time.
IV. Description of Proposed Changes
A. Overview
This section describes and explains the proposed amendments to the
existing DOE NEPA regulations at 10 CFR part 1021, subparts C and D.
In subpart C, Implementing Procedures, the proposed amendments are
minor technical changes. Specifically, to correct internal references,
DOE proposes changes to three sections in subpart C: (1) 10 CFR
1021.311--Notice of intent and scoping; (2) 10 CFR 1021.322--Findings
of no significant impact; and (3) 10 CFR 1021.331--Mitigation action
plans. These proposed minor technical changes to subpart C are not
discussed further below.
In subpart D, DOE proposes extensive substantive and clarifying
changes. Recurring proposals for subpart D are described in Section
IV.B and then unique proposed changes to subpart D are described in
Sections IV.C through IV.G. Support for the proposed revisions is
summarized below, and more information regarding the supporting basis
for certain provisions is provided in the Technical Support Document.
What is subpart D of the DOE NEPA regulations?
DOE's NEPA regulations at 10 CFR part 1021 include subpart D, which
lists classes of actions and the typical level of NEPA review required
for those classes of actions. Subpart D appendices A and B describe
DOE's categorical exclusions. Appendix C describes classes of actions
that normally require preparation of an EA, but not necessarily an EIS,
and appendix D describes classes of actions that normally require
preparation of an EIS.
Listing a class of actions in these appendices does not constitute
a conclusive determination regarding the appropriate level of NEPA
review for a proposed action. Rather, the listing creates an initial
assumption that the defined level of review is appropriate for the
listed actions. As indicated in the existing 10 CFR 1021.400(c) and
(d), this assumption does not apply when there are extraordinary
circumstances related to the proposed action that may affect the
significance of the environmental effects of the action.
What types of changes does DOE propose to subpart D?
DOE proposes to make several types of changes to its subpart D
regulations: these revisions include substantive changes, as well as
changes to reflect current regulatory or statutory references and
requirements, and punctuation and grammatical changes to improve
readability, clarity, and internal consistency. A proposed change does
not imply that any previous application of these regulations was
inappropriate. See 10 CFR 1021.400(b).
DOE also proposes to delete the tables of contents for the classes
of actions in subpart D, and instead to precede each section or
paragraph with a short title. These short titles are included merely to
guide the reader and do not have any regulatory effect.
Some of the proposed changes apply multiple times throughout the
provisions; others are made in the context of a specific provision.
Section IV.B of this proposed rule contains an explanation of proposals
that recur, that is, that affect more than one class of actions,
instead of duplicating the explanation for multiple individual classes
of actions. Descriptions of specific individual proposed changes and
support for such changes begin with Section IV.C. With respect to
certain proposed changes, a more detailed explanation of the supporting
basis is provided in the Technical Support Document. (The Technical
Support Document and the ``redline/strikeout'' markup of DOE's existing
regulations that show the proposed changes are available at https://www.regulations.gov.)
B. Recurring Proposals, Technology Updates, and Minor Changes
DOE proposes certain changes to its regulations that recur
throughout subpart D. Seven recurring proposals are described below and
are followed by a listing of the existing provisions where the
recurring proposals occur. Discussion of these recurring proposals is
not repeated in the discussion of classes of actions in Section IV
below.
DOE also proposes to modify certain technology-specific vocabulary
to reflect current usage, updates to references, and minor changes to
punctuation and grammar to improve internal consistency. For example,
to update technology-specific vocabulary, DOE proposes to change
``electric powerlines'' to ``electric transmission lines'' in several
categorical exclusions. DOE also proposes to update references, as in
categorical exclusion B3.12, which would reference the latest edition
of a Centers for Disease Control manual. DOE is proposing to correct
typographical errors (for example, changing ``with'' to ``within'' in
categorical exclusion B1.13). Also, for certain classes of actions, DOE
is proposing the addition of cross-references to related classes of
actions. For example, DOE is proposing to add a cross-reference to the
proposed new categorical exclusion B1.33 into the existing categorical
exclusion B1.6.
B.1. Adjacent/Contiguous/Nearby
To clarify use of terms reflecting proximity, and to promote
consistency in its categorical exclusions, DOE is proposing to delete
the word ``adjacent'' from its categorical exclusions and use
``contiguous'' and ``nearby,'' as appropriate. DOE proposes to use the
word ``contiguous,'' where the intended application is ``touching along
a boundary or at a point'' or ``being in actual contact.'' In contrast,
DOE is proposing to use the word ``nearby,'' where the intended
application is ``not distant'' or ``in proximity, but not necessarily
touching.'' In order to facilitate consistent understanding and
application of this concept, DOE, therefore, proposes changes to the
following provisions: B1.31, B2.1, B4.7, B5.8, B5.12.
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B.2. Including, But Not Limited to/Including/Such as
DOE proposes to use the phrases ``including, but not limited to,''
``including,'' and ``such as'' to introduce lists of examples. DOE
considers the phrases to be synonymous. Unless otherwise specified,
DOE's lists of examples are not intended to be exhaustive of all
possible actions that fit within a class of actions. DOE proposes
generally to use ``including, but not limited to,'' the first time that
examples are introduced in a provision and ``such as'' for any needed
clarification of the examples. In order to facilitate consistent
understanding and application of this concept, DOE, therefore, proposes
changes to the following provisions: 1021.410(b)(2), A1, A6, A9, A12,
B(4), B1.3, B1.5, B1.9, B1.10, B1.11, B1.12, B1.13, B1.15, B1.16,
B1.17, B1.20, B1.21, B1.24, B1.27, B1.29, B1.31, B1.32, B2.4, B2.5,
B3.1, B3.4, B3.6, B3.7, B3.8, B3.9, B3.10, B3.11, B3.12, B3.13, B4.4,
B4.6, B4.7, B4.9, B4.10, B4.11, B5.1, B5.2, B5.3, B5.4, B5.5, B5.6,
B5.12, B6.1, B6.2, B6.3, B6.4, B7.2, C8, C16.
B.3. In Accordance With Applicable Requirements
DOE proposes to use the phrase ``in accordance with applicable
requirements'' in several of its categorical exclusions for emphasis.
DOE recognizes that all actions must be conducted in accordance with
all applicable requirements. However, with certain categorical
exclusions, DOE finds it appropriate to refer specifically to this
requirement, and, further, in some cases also to provide one or more
examples of applicable requirements. By referring to a specific
requirement, DOE does not imply that the requirement is relevant to all
actions to which the categorical exclusion may apply, or that the
referenced requirement is the only one that applies to a proposed
action. DOE's proposed wording is intended to allow for the evolution
of the requirements over time. In order to facilitate consistent
understanding and application of this concept, DOE, therefore, proposes
changes to the following provisions: B1.2, B1.3, B1.9, B1.16, B1.17,
B1.29, B2.5, B3.8, B3.12, B5.4, B5.6, B6.1, B7.2.
B.4. Would Not Have the Potential To Cause Significant Impacts
Appendices A and B contain a number of provisions that contain the
word ``adverse,'' or the use of ``any'' or ``no'' as descriptors of, or
surrogates for, impacts. Through this proposed rulemaking, DOE proposes
to replace these terms with ``would not have the potential to cause
significant impacts'' or a similar construct (for example, describing a
physical change that serves as a surrogate for impacts, such as in
categorical exclusions B1.18, B3.4, B3.9, and B5.2). By the proposed
changes, DOE's implementing regulations are now clearly aligned with
the regulatory standard in NEPA. See 40 CFR 1508.4. Additionally, by
this proposed change, DOE seeks to clarify the affected provisions and
to facilitate consistent application. See also 40 CFR 1508.27
(addressing the meaning of ``significantly'' as used in NEPA).
DOE's review of the existing provisions demonstrated the need for
clarification and consistency. For example, the existing categorical
exclusion B3.8 requires that the action ``would not result in any
permanent change to the ecosystem.'' A literal reading of this
categorical exclusion would bar its use if there were any permanent
change to the ecosystem, even a change that would not have the
potential to cause significant impacts. DOE acknowledges that this is
not what NEPA requires and thus DOE proposes to rephrase the
categorical exclusion to incorporate the appropriate NEPA standard,
phrased as ``would not have the potential to cause significant impacts
on the ecosystem.'' In order to facilitate consistent understanding and
application of this concept, DOE, therefore, proposes changes to the
following provisions: B(4), B1.5, B1.11, B1.18, B1.24, B1.31, B2.3,
B3.1, B3.3, B3.8, B3.9, B4.6, B5.1, B5.2, B5.12, C8.
B.5. On DOE Sites/Onsite/Employee
In recent years, DOE's proposed actions have included more
applicant proposals, including those for DOE loan guarantees, grants,
cooperative agreements, and other forms of financial assistance,
particularly for programs created under the Energy Policy Act of 2005,
the Energy Independence and Security Act of 2007, and the American
Recovery and Reinvestment Act of 2009. In an applicant situation, DOE's
proposed action normally would not be located on a DOE site, but rather
on private property or land administered by other agencies (e.g.,
Bureau of Land Management). In recognition of DOE's recently expanded
activities, DOE is proposing, where appropriate, to delete references
to ``DOE site,'' ``onsite,'' or ``employee'' from its classes of
actions. For example, DOE is proposing to amend existing categorical
exclusion B1.13, Pathways, short access roads, and rail lines, by
deleting ``onsite'' and instead inserting the condition that the
construction, acquisition, and relocation of these linear features be
``consistent with applicable right-of-way conditions and approved land
use or transportation improvement plans.'' The significance of
environmental impacts resulting from a class of actions does not depend
on whether they occur at DOE sites.
In order to facilitate consistent understanding and application of
this concept, DOE, therefore, proposes changes to the following
provisions: B1.13, B1.15, B1.29, B1.32, B3.1, B6.10, C7, D7.
B.6. Previously Disturbed or Developed Area
In DOE's experience, the potential for certain types of actions to
have significant impacts on the human environment is generally avoided
when that action takes place within a previously disturbed or developed
area, i.e., land that has been changed such that the former state of
the area and its functioning ecological processes have been altered.
Thus, DOE includes a requirement in several of its proposed provisions
that actions be located within previously disturbed or developed areas.
In other instances, the existing provision contains a similar
requirement, and DOE proposes to replace the existing language with the
phrase ``previously disturbed or developed area'' for purposes of
internal consistency. In order to facilitate consistent understanding
and application of this concept, DOE, therefore, proposes changes to
the following provisions: B1.31, B2.1, B3.6, B3.10, B3.12, B4.6, B4.7,
B4.8, B4.12, B5.1, B5.5, B5.8, B6.10, C4, C11.
B.7. Small/Small-Scale/Minor/Negligible/Short/Short-Term
DOE uses adjectives (such as ``small,'' ``small-scale,'' ``minor,''
``negligible,'' ``short,'' and ``short-term'') as limitations in a
variety of its existing and proposed provisions and recognizes that
these descriptors are subjective. In general, DOE did not and does not
propose to define these terms, and DOE would apply a reasonable
interpretation to such terms within the context of individual
proposals. The CEQ regulations state that ``significantly,'' as used in
NEPA, requires consideration of context and intensity. See 40 CFR
1508.27. Likewise, consideration of context and intensity is useful
when interpreting descriptors such as small, small-scale, minor, short,
and short-term, in making categorical exclusion determinations for
proposals. (DOE proposes to discontinue the use of the word
``negligible.'')
For example, in considering whether the use of 5-10 acres of land
is ``small''
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for a particular proposal, it is reasonable to conclude that 5-10 acres
of land at a large DOE site would likely be considered ``small,'' but
5-10 acres of land might not be considered ``small'' in an urban
environment. In some instances, however, the Department has quantified
these descriptors because the size is more directly linked to impacts.
For example, DOE categorizes a ``small'' area for outdoor ecological
and other environmental research as generally less than 5 acres in its
existing categorical exclusion B3.8. Additionally, DOE defines
``small'' water treatment facilities as those that have a total
capacity of less than 250,000 gallons/day in existing categorical
exclusion B1.26.
In order to facilitate consistent understanding and application of
this concept, DOE, therefore, proposes changes to the following
provisions: B1.2, B1.13, B1.15, B3.6, B3.8, B4.13, B5.1, B5.4, B5.7,
C8.
C. Proposed Changes to Subpart D (Other Than Appendices)
10 CFR 1021.410 Application of Categorical Exclusions (Classes of
Actions That Normally Do Not Require EAs or EISs)
DOE proposes to clarify four requirements in 10 CFR 1021.410.
First, DOE proposes to remove the reference to Section 102(2)(E) of
NEPA to clarify that DOE's consideration of unresolved conflicts
concerning alternative uses of available resources is independent of
the need to evaluate alternatives in an EA as indicated in Section
102(2)(E) of NEPA.
Second, in 10 CFR 1021.410(b)(3), DOE proposes to refer explicitly
to the requirement that a categorically excludable project has not been
segmented. DOE also proposes to change its references to the CEQ
regulations to clarify consideration of potential cumulative impacts
(40 CFR 1508.27(b)(7)), and to clarify that its references to 40 CFR
1506.1 and 10 CFR 1021.211 concern limitations on actions during EIS
preparation.
Third, DOE proposes to add site preparation and purchase and
installation of equipment to 10 CFR 1021.410(d) as examples of
activities foreseeably necessary to implement proposals that are
encompassed within the class of actions.
Fourth, DOE proposes to codify its policy to document and post
online appendix B categorical exclusion determinations at 10 CFR
1021.410(e), consistent with the policy established by the Deputy
Secretary of Energy's Memorandum to Departmental Elements on NEPA
Process Transparency and Openness, October 2, 2009.
D. Proposed Changes to Appendix A--General Agency Actions
For an explanation of recurring proposals applicable to the
appendix A categorical exclusions, please see Section IV.B, Recurring
Proposals, above, where these proposed revisions are discussed and
where the particular provisions affected are listed. The short titles
listed below for particular categorical exclusions reflect DOE's
proposed titles.
A1 Routine DOE Business Actions
DOE proposes to replace ``agency'' with ``DOE'' to clarify that
this categorical exclusion applies only to DOE business actions. DOE
also proposes to limit such actions to administrative, financial, and
personnel actions.
A7 [Removed and Reserved: Transfer of Property, Use Unchanged]
To increase transparency of DOE's NEPA processes, DOE proposes to
delete this categorical exclusion and to incorporate its key components
within B1.24, which also addresses property transfers, so that any
categorically excluded property transfers are documented and made
available to the public. (See proposed changes to 10 CFR 1021.410(e)
concerning documentation and public availability of DOE's appendix B
categorical exclusion determinations.)
In response to DOE's December 2009 Request for Information, a
commentor expressed concern that DOE, in making land transfer decisions
under existing categorical exclusion A7, would be ``circumventing local
authority'' and ``normal land use planning and zoning processes.'' See
the discussion of categorical exclusion B1.24 for DOE's response.
A9 Information Gathering, Analysis, and Dissemination
DOE proposes to clarify this categorical exclusion by providing
site visits as an additional example of an action included within the
category.
A13 Procedural Documents
DOE proposes to clarify this categorical exclusion by providing
additional examples of actions included within the class of actions
(e.g., Policies and Manuals within the DOE Directives System).
E. Proposed Changes to Appendix B
For an explanation of recurring proposals applicable to the
appendix B categorical exclusions, please see Section IV.B, Recurring
Proposals, above, where these proposed revisions are discussed and the
particular categorical exclusions affected are listed. The short titles
listed below for particular categorical exclusions reflect DOE's
proposed titles.
Integral Elements of the Classes of Actions in Appendix B
In appendix B(4), DOE proposes to clarify its use of
``environmentally sensitive resource,'' defining it as ``typically a
resource that has been identified as needing protection through
Executive Order, statute, or regulation by Federal, State, or local
government, or a Federally recognized Indian Tribe.'' This definition
is not intended to, and does not, grant, expand, create, or diminish
any legally enforceable rights, benefits, or responsibilities,
substantive or procedural, not otherwise granted or created under
existing law. Nor shall this language be construed to alter, amend,
repeal, interpret, or modify Tribal sovereignty, any treaty rights of
any Indian Tribes, or to preempt, modify, or limit the exercise of any
such rights.
In appendix B(4)(i), DOE proposes to add ``Federally recognized
Indian Tribe'' to its list of entities that designate property as
historically, archeologically, or architecturally significant. DOE also
proposes to redefine other environmentally sensitive properties as
``determined to be eligible'' for listing on the National Register of
Historic Places (rather than the phrase ``eligible for listing,'' which
is used in the existing provision, but is not the proper
characterization of an official listing). In appendix B(4)(iii), DOE
proposes to apply the same definition of floodplains and wetlands in
its NEPA regulations as that used in DOE's floodplain and wetland
environmental review regulations (10 CFR part 1022.4). In appendix
B(4)(iv), DOE proposes to supplement the list of areas having special
designation with additional examples (national monuments and scenic
areas). In appendix B(4)(v), DOE proposes changes to the prime
agricultural lands listing to conform to the terminology of the
applicable regulation (7 CFR 658.2(a), ``Farmland Protection Policy
Act: Definitions'').
In response to the Department's December 2009 Request for
Information, one commentor addressed DOE's list of ``environmentally
sensitive resources'' in appendix B(4). First, the commentor indicated
that DOE must recognize State and Tribal protected or candidate species
and habitat as equal to Federally designated or considered species and
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habitats. Currently, appendix B(4)(ii) includes consideration of State-
listed endangered and threatened species and their habitats, and DOE is
proposing to add Federally-protected marine mammals and Essential Fish
Habitat to the list of environmentally sensitive resources. DOE is not
proposing to include Tribal protected or candidate species and habitat
because it is DOE's understanding that Tribes do not have the authority
to designate species or habitat for protection outside of Tribal lands.
Second, the commentor stated that ``groundwater and aquifers are
State, not Federal resources'' and indicated that DOE's regulations
must protect and preserve all aquifers, and not just sole-source
aquifers. The commentor further stated that adverse impacts to rivers,
lakes, and bays, among other bodies of water, should not be allowed
``unless they are specifically covered by a State and/or Tribal
discharge permit under appropriate authority.'' DOE is not proposing a
change to the existing appendix B(4)(vi), which lists ``special sources
of water (such as sole source aquifers, wellhead protection areas, and
other water sources that are vital in a region)'' in its list of
environmentally sensitive resources, because those resources are listed
as examples and are not the only water sources to be considered in
applying a categorical exclusion. Further, the existing appendix B(4)
includes States and Federally recognized Tribes as entities with
jurisdiction to identify water sources needing protection.
Categorical Exclusions Applicable to Facility Operation (B1)
B1.1 Changing Rates and Prices
DOE proposes to change this categorical exclusion to encompass the
setting of ``prices'' as well as ``rates'' (prices apply to products,
and rates apply to services) and to consider price and rate changes
instead of only increases. DOE proposes to change the measure of
inflation specified in this categorical exclusion from the Gross
National Product fixed weight price index, which the Department of
Commerce no longer publishes, to the implicit price deflator for Gross
Domestic Product. (See the Technical Support Document.)
B1.2 Training Exercises and Simulations
DOE proposes to provide additional examples of training actions
(namely, small-scale and short-duration force-on-force exercises, and
decontamination and spill cleanup training), and has added the
condition that all training exercises and simulations be conducted
under appropriately controlled conditions and in accordance with
applicable requirements. The term ``force-on-force'' as used in this
categorical exclusion refers to activities such as assault and
defensive team exercises conducted by security forces or military
units, often on parcels of DOE property not in use. Exercises that test
the ability of security forces to defend a facility are one common
example of this type of training. DOE's experience with these types of
security force and military training actions and emergency response
training at its sites indicates that they fit within the class of
actions. (See the Technical Support Document.)
B1.3 Routine Maintenance
DOE proposes to clarify that routine maintenance actions may occur
as a result of nonroutine events (e.g., severe weather, such as
hurricanes, floods, and tornadoes, and wildfires) by adding a sentence
to that effect in its description of routine maintenance. Normally,
maintenance following a nonroutine event would qualify as routine
maintenance; however, for a nonroutine event, the potential for
extraordinary circumstances is higher (e.g., increased exposure to
pesticides due to extreme runoff).
DOE proposes to clarify the scope of the categorical exclusion by
providing additional examples of activities. Specifically, DOE is
proposing to clarify that replacement is included in the categorical
exclusion's scope under items (a), (c), and (e), as well as the
existing example of repair; to add ``lighting'' to those items that can
be repaired or replaced (item (e)); to add ``scraping and grading of
unpaved surfaces'' to the example of road and parking area resurfacing
(item (j)); and to add the additional example of ``removal of debris''
under item (p). DOE's experience with these activities has demonstrated
that they properly fit within this class of actions.
In response to the Department's December 2009 Request for
Information, one commentor stated that use of pesticides for outdoor or
aquatic use should not be the subject of a categorical exclusion;
instead an EA should be prepared. The commentor expressed a specific
concern about the possibility for environmental impacts beyond the
intended application. In existing categorical exclusion B1.3, DOE has
described routine maintenance activities including localized vegetation
and pest control. DOE now proposes to clarify that any routine
maintenance activities would be conducted in a manner in accordance
with applicable requirements. In the case of pesticides and other
chemicals, for example, the proposed change would provide that the
application would be in accordance with the registered and approved
uses established by appropriate authorities to minimize the possibility
of environmental impacts beyond the product's intended application.
B1.5 Existing Steam Plants and Cooling Water Systems
DOE proposes to delete the words ``within an existing building or
structure,'' so as to include modifications to ponds, which may be
outdoor components of cooling water systems. This proposed expansion of
the scope of this categorical exclusion would address the need for
improvements to an entire cooling water system, rather than only those
parts of a system associated with structures. Based on DOE experience,
minor improvements would not have the potential to cause significant
impacts, provided the three limitations placed on the scale and type of
improvements listed in the categorical exclusion are met.
DOE also proposes to add minor improvements of existing steam
plants in the scope of the categorical exclusion. DOE's experience is
that these actions, when subject to the three limitations placed on the
scale and type of such improvements, fit appropriately within this
class of actions and would not have the potential to cause significant
impacts.
B1.7 Electronic Equipment
DOE proposes to update the existing categorical exclusion by adding
examples of current technology and equipment that improve operational
efficiency and stability of the nation's power grid, commonly referred
to as ``smart grid'' technologies. Based on DOE's experience, such
technology and equipment (i.e., electricity transmission control and
monitoring devices for grid demand and response) fit within the scope
of this categorical exclusion.
B1.9 Airway Safety Markings and Painting
DOE proposes to include repair and in-kind replacement of lighting
within the scope of this categorical exclusion. Within the context of
this categorical exclusion, in-kind replacement is defined as
replacement that does not result in a significant change in the
expected useful life, design capacity (for example, energy output in
lumens), function, or shielding of existing
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lighting. The initial installation of such lighting would remain
ineligible for categorical exclusion. In addition, DOE proposes to add
wind turbines as structures similar to transmission lines and antenna
structures to which the exclusion applies. DOE has determined that
these proposed changes would not have the potential to cause
significant impacts.
B1.11 Fencing
DOE proposes to clarify that the limitation in this categorical
exclusion applies to fencing that would have the potential to cause
significant impacts to surface water flow or wildlife populations or
migration, as opposed to individual animal movements. Fencing can and
probably often does affect individual movements, but such impacts on
individual animals would not be considered significant unless the
context and intensity of the impacts would have the potential to cause
significant impacts to wildlife populations or migration.
B1.12 Detonation or Burning of Explosives or Propellants After Testing
DOE proposes to delete the restriction that explosives or
propellants must have failed in outdoor tests and thus to expand the
categorical exclusion to include explosives or propellants that failed
in indoor tests. Whether the explosives or propellants were tested
indoors or outdoors, the outdoor detonation or burning of those
explosives or propellants would not have the potential to cause
significant impacts. The phrase ``otherwise not consumed in testing''
refers to excess or residual explosive or propellant materials that
remain after a test is completed. DOE also proposes to specify one type
of permit under the Resource Conservation and Recovery Act that could
be applicable.
In response to DOE's December 2009 Request for Information, one
commentor requested that DOE specify the amount, types, and methods
allowed for the activities included in this categorical exclusion. DOE
has determined that the limits contained in this categorical exclusion
do not require quantification and is not proposing any changes to the
categorical exclusion in response to this comment.
B1.13 Pathways, Short Access Roads, and Rail Lines
DOE proposes to expand the scope of the categorical exclusion to
include more projects related to transportation, recreation, and
fitness (e.g., pedestrian walkways and trails, bicycle paths, and small
outdoor fitness areas). Other Federal agencies that have categorical
exclusions for comparable projects are the Bureau of Indian Affairs,
the Federal Highway Administration, and the Department of Homeland
Security, and the experience of these agencies supports DOE's proposed
expansion of this categorical exclusion.
DOE also proposes to include a condition in the categorical
exclusion that the actions be consistent with existing rights-of-way
and approved land use or transportation improvement plans. In addition,
DOE proposes to replace ``railroads'' with the term ``rail lines,''
adding branch or spur lines as examples. DOE's experience is that the
construction of rail access to or within an existing site has generally
occurred at a scale that is better characterized by these small-scale
activities--branch line (a secondary rail line which may branch off a
main line) and spur (a rail track on which cars are left for loading,
unloading, or rail car storage).
In response to the DOE's December 2009 Request for Information, a
commentor stated that road construction or expansion should not be the
subject of a categorical exclusion. Further, the commentor expressed a
concern about the potential for damage to ``high quality, high priority
habitat'' as a result of constructing and operating roads and that use
of such a categorical exclusion would limit or circumvent consideration
of appropriate mitigation for habitat disturbance or loss. As outlined
above, DOE's proposed amendments to categorical exclusion B1.13 require
the construction, acquisition, and relocation of short access roads and
rail lines to be consistent with applicable right-of-way conditions and
approved land use or transportation improvement plans. Furthermore,
consideration of the integral elements in applying this categorical
exclusion addresses the possibility of damage to ``high quality, high
priority habitat'' because, among other things, one of the
``environmentally sensitive resources'' to consider in those integral
elements is habitat for Federally or State-listed species. (See the
Technical Support Document.)
B1.15 Support Buildings
DOE proposes to expand the list of examples of support buildings
and support structures to include those for ``small-scale fabrication
(such as machine shop activities and modular buildings), assembly, and
testing of non-nuclear equipment or components.'' Such structures are
comparable to, or smaller in scale than, other structures given as
examples in the categorical exclusion, and DOE's experience at DOE
sites is that siting, construction, and operation of these activities
normally fit within the class of actions. Also, DOE proposes to further
clarify the scope of the categorical exclusion by specifying that it
excludes facilities for nuclear weapon activities.
B1.19 Microwave, Meteorological, and Radio Towers
DOE proposes to add ``modification,'' ``abandonment,'' and
``removal'' to the list of activities included in this class of actions
in order to describe the complete life cycle of categorically excluded
towers. In DOE's experience, modification, abandonment, and removal of
these towers and associated facilities, when subject to the
restrictions in this categorical exclusion, would have fewer impacts
than construction and would not have the potential to cause significant
impacts.
DOE proposes to include meteorological towers as an additional
example of applicable facilities within this categorical exclusion
because DOE has determined that the environmental impacts resulting
from siting, construction, modification, operation, abandonment, and
removal of meteorological towers would be similar to the impacts from
these activities relating to microwave and radio towers already
contained in the scope of the existing categorical exclusion.
DOE proposes to clarify the restriction in the existing categorical
exclusion, by replacing ``great visual value'' with a more objective
criteria of ``governmentally designated scenic area'' and cross-
referencing to the relevant integral element (appendix B(4)(iv)).
B1.20 Protection of Cultural Resources, Fish and Wildlife Habitat
DOE proposes to add to the scope of this categorical exclusion by
referencing activities taken to protect cultural resources and by
including examples of those activities (fencing, labeling, or
flagging). DOE's Power Marketing Administrations often engage in such
activities for cultural and wildlife protection purposes, and these
activities would not have the potential to cause significant impacts.
DOE also proposes to include a condition in the categorical exclusion
that the activities would be conducted in accordance with an existing
natural or cultural resource plan, if any.
B1.23 Demolition and Disposal of Buildings
In response to DOE's December 2009 Request for Information, one
commentor questioned whether there should be a
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size limitation for the activities under this categorical exclusion.
Further, the commentor asked how DOE takes into consideration possible
contamination when applying this categorical exclusion. In response to
these comments, DOE proposes to modify this categorical exclusion by
adding a limitation that these activities could be categorically
excluded only if there would be no potential for release of substances
at a level, or in a form, that could pose a threat to public health or
the environment.
The application of this categorical exclusion is intended to be
based on existing data and knowledge about historical uses of the area,
including chemical and other processes employed. DOE has extensive
experience (former Rocky Flats Site, Hanford Site, Idaho National
Laboratory, and other sites) in determining the potential for release
of harmful substances from activities through modeling and safety basis
authorization documentation. Potential hazards are considered before
taking action (for example, demolition actions), and monitoring is
conducted, as appropriate, to verify that there are no harmful releases
of radiological or hazardous materials. Potential for releases can
reliably be determined through site inventories, the use of well-
established release models, and established best practices.
B1.24 Property Transfers
As discussed under categorical exclusion A7 (above), DOE proposes
to delete A7 and incorporate its key components, including transfers of
personal property (equipment and materials), within B1.24. By doing
this, DOE makes categorical exclusion determinations for property
transfers subject to documentation and online posting. DOE proposes to
remove the reference to ``uncontaminated'' as unnecessary given the
incorporation of the substance of this limitation in the revised
categorical exclusion.
DOE proposes to delete the phrases ``there would not be any
lessening in quality or increases in volumes, concentrations, or
discharge rates, of wastes, air emissions, or water effluents'' and
``environmental impacts would generally be similar to those before the
transfer'' as potentially inconsistent. DOE proposes to replace these
phrases with ``there would be no potential for release of substances at
a level, or in a form, that could pose a threat to public health or the
environment'' and ``would not have the potential to cause a significant
change in impacts from the transfer.'' Such terminology will, in DOE's
experience, ensure that any property transfers under this categorical
exclusion would not have the potential to cause significant impacts.
In response to DOE's December 2009 Request for Information, a
commentor expressed concern that DOE, in making land transfer decisions
under existing categorical exclusion A7, would be ``circumventing local
authority'' and ``normal land use planning and zoning processes.'' The
potential applicability of such authority and processes to a potential
land transfer would be addressed on a case-by-case basis.
B1.25 Property Transfers for Cultural Resources Protection, Habitat
Preservation, and Wildlife Management
DOE proposes to include in B1.25 actions undertaken to protect
cultural resources. DOE's Power Marketing Administrations often engage
in property transfers for cultural protection purposes. Based on this
experience, DOE finds property transfers intended for protecting
cultural resources normally would not have the potential to cause
significant impacts. Further, DOE proposes to remove the limitation
that only associated buildings supporting certain purposes are to be
transferred with property under this categorical exclusion, because the
existing purpose of structures present on a property to be transferred
for wildlife or cultural resource purposes is unrelated to
environmental impacts associated with such transfer.
Also, for the reasons discussed for categorical exclusion B1.24,
above, DOE proposes to eliminate the references to ``uncontaminated,''
but include a limitation on actions subject to categorical exclusion
B1.25, that there would be no potential for release of a substance at a
level or in a form, that could pose a threat to public health or the
environment.
B1.29 Disposal Facilities for Construction and Demolition Waste
DOE proposes to add ``expansion'' and ``modification'' to the list
of activities included in this categorical exclusion in order to
include all aspects of the life cycle of the disposal facilities. In
DOE's experience, expansion and modification actions, when subject to
the limitations expressed in this categorical exclusion, would have
fewer impacts than construction, and would not have the potential to
cause significant impacts.
B1.30 Transfer Actions
DOE proposes to modify this categorical exclusion (based on its
experience transferring materials and equipment) to remove the
condition that the amounts of materials, equipment, or waste being
transferred must be ``small and incidental'' to the amount of such
material at the receiving site. Instead, DOE proposes to add a
condition that the receiving site has existing storage capacity and
management capability for the material.
In addition, DOE proposes to limit use of the categorical exclusion
to, as appropriate, facilities and operations that are already
permitted, licensed, and approved. That is, this proposed categorical
exclusion would not apply to circumstances where the receiving site
requires a permit or license amendment or variance from its existing
approvals in order to receive or manage the materials, and it also
would not apply to circumstances where the receiving facilities are not
yet completed and operational.
DOE has decades of experience transporting materials, including
various types of radioactive materials and waste, and has completed
NEPA reviews of such transportation under many different scenarios. DOE
NEPA reviews of such transfers consistently show that these actions
would not have the potential to cause significant impacts.
Nevertheless, DOE will continue to analyze transportation impacts in
EAs and EISs where the scope of the proposed action presents the
potential for significant impacts or where the proposed action fails to
meet the conditions contained in this categorical exclusion. (See the
Technical Support Document.)
B1.31 Installation or Relocation of Machinery and Equipment
DOE proposes several changes to this categorical exclusion. DOE
proposes to add ``installation'' to the list of actions, which is now
limited to the ``relocation'' of machinery and equipment; explicitly
include ``operation'' of installed or relocated machinery and
equipment; add ``manufactur