Safety Standards for Full-Size Baby Cribs and Non-Full-Size Baby Cribs; Final Rule, 81766-81788 [2010-32178]
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FOR FURTHER INFORMATION CONTACT:
CONSUMER PRODUCT SAFETY
COMMISSION
Christopher Melchert, Office of
Compliance and Field Operations,
Consumer Product Safety Commission,
4330 East West Highway, Bethesda, MD
20814; telephone (301) 504–7588;
cmelchert@cpsc.gov.
SUPPLEMENTARY INFORMATION:
16 CFR Parts 1219, 1220, and 1500
Safety Standards for Full-Size Baby
Cribs and Non-Full-Size Baby Cribs;
Final Rule
Consumer Product Safety
Commission.
ACTION: Final rule.
AGENCY:
A. Background and Statutory Authority
Section 104(b) of the
Consumer Product Safety Improvement
Act of 2008 (‘‘CPSIA’’) requires the
United States Consumer Product Safety
Commission (‘‘CPSC,’’ ‘‘Commission,’’ or
‘‘we’’) to promulgate consumer product
safety standards for durable infant or
toddler products. These standards are to
be ‘‘substantially the same as’’ applicable
voluntary standards or more stringent
than the voluntary standard if the
Commission concludes that more
stringent requirements would further
reduce the risk of injury associated with
the product. The Commission is issuing
safety standards for full-size and nonfull-size baby cribs in response to the
direction under section 104(b) of the
CPSIA.1 Section 104(c) of the CPSIA
specifies that the crib standards will
cover used as well as new cribs. The
crib standards will apply to anyone who
manufactures, distributes, or contracts
to sell a crib; to child care facilities,
family child care homes, and others
holding themselves out to be
knowledgeable about cribs; to anyone
who leases, sublets, or otherwise places
a crib in the stream of commerce; and
to owners and operators of places of
public accommodation affecting
commerce.
DATES: Effective Date: The rule will
become effective on June 28, 2011. The
incorporation by reference of the
publications listed in this rule is
approved by the Director of the Federal
Register as of June 28, 2011.
Compliance Dates: Compliance with
this rule with respect to the offer or
provision for use of cribs by child care
facilities, family child care homes, and
places of public accommodation
affecting commerce is required starting
on December 28, 2012. For all other
entities subject to the rule, compliance
with this rule is required starting on
June 28, 2011.
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SUMMARY:
1 The Commission voted 5–0 to approve
publication of this final rule. Chairman Inez M.
Tenenbaum, Commissioner Thomas H. Moore,
Commissioner Robert S. Adler, and Commissioner
Anne M. Northup filed statements concerning this
action which may be viewed on the Commission’s
Web site at https://www.cpsc.gov/pr/statements.html
or obtained from the Commission’s Office of the
Secretary.
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1. Section 104(b) of the Consumer
Product Safety Improvement Act
The Consumer Product Safety
Improvement Act of 2008 (‘‘CPSIA’’,
Pub. L. 110–314) was enacted on August
14, 2008. Section 104(b) of the CPSIA
requires the Commission to promulgate
consumer product safety standards for
durable infant or toddler products. The
law requires that these standards are to
be ‘‘substantially the same as’’ applicable
voluntary standards or more stringent
than the voluntary standards if the
Commission concludes that more
stringent requirements would further
reduce the risk of injury associated with
the product. The Commission is issuing
safety standards for full-size and nonfull-size cribs that are substantially the
same as voluntary standards developed
by ASTM International (formerly known
as the American Society for Testing and
Materials). The standard for full-size
cribs is substantially the same as a
voluntary standard developed by
ASTM, ASTM F 1169–10, Standard
Consumer Safety Specification for FullSize Baby Cribs, but with two
modifications that strengthen the
standard. The standard for non-full-size
cribs is substantially the same as ASTM
F 406–10a, Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs/Play Yards, but with four
modifications that strengthen the
standard.
2. Section 104(c) of the CPSIA and the
Proposed Rule
The crib standards are different from
standards for the other durable infant or
toddler products that section 104 of the
CPSIA directs the Commission to issue.
Section 104(c)(1) of the CPSIA makes it
a prohibited act under section 19(a)(1)
of the Consumer Product Safety Act
(‘‘CPSA’’) for any person to whom
section 104(c) of the CPSIA applies to
‘‘manufacture, sell, contract to sell or
resell, lease, sublet, offer, provide for
use, or otherwise place in the stream of
commerce a crib that is not in
compliance with a standard
promulgated under subsection (b) [of
the CPSIA].’’ Section 104(c)(3) of the
CPSIA defines ‘‘crib’’ as including new
and used cribs, full-size and non-fullsize cribs, portable cribs, and crib pens.
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Section 104(c)(2) of the CPSIA states
that the section applies to any person
that:
(A) manufactures, distributes in commerce,
or contracts to sell cribs;
(B) based on the person’s occupation, holds
itself out as having knowledge or skill
peculiar to cribs, including child care
facilities and family child care homes;
(C) is in the business of contracting to sell
or resell, lease, sublet, or otherwise place
cribs in the stream of commerce; or
(D) owns or operates a place of public
accommodation affecting commerce (as
defined in section 4 of the Federal Fire
Prevention and Control Act of 1974 (15
U.S.C. 2203) applied without regard to the
phrase ‘‘not owned by the Federal
Government’’).
Section 104(c)(2) of the CPSIA.
Thus, the crib standards apply to
owners and operators of child care
facilities, family child care homes, and
places of public accommodation such as
hotels and motels, as well as to
manufacturers, distributors, and
retailers of cribs. Other durable infant or
toddler product standards issued under
section 104 of the CPSIA apply to
products manufactured or imported on
or after the effective date of the
standard. However, under section 104(c)
of the CPSIA, after the applicable date
of compliance, it will be unlawful for
any of the entities identified in section
104(c)(2) of the CPSIA to sell, lease, or
otherwise distribute or provide a crib for
use that does not meet the new CPSC
crib standards, regardless of the date on
which the crib was manufactured.
In the Federal Register of July 23,
2010 (75 FR 43308), the Commission
published a proposed rule that would
establish standards for full-size and
non-full-size cribs. The proposed rule
would incorporate by reference the
following ASTM standards with some
modifications: ASTM F 1169–10,
Standard Consumer Safety
Specification for Full-Size Baby Cribs,
and ASTM F 406–10, Standard
Consumer Safety Specification for NonFull-Size Baby Cribs/Play Yards.
3. Previous Commission Crib Standards
(16 CFR Parts 1508 and 1509)
The Commission first issued
mandatory regulations for full-size cribs
in 1973 (amended in 1982), which were
codified at 16 CFR part 1508 under the
Federal Hazardous Substances Act
(‘‘FHSA’’). In 1976, the Commission
issued similar regulations for non-fullsize cribs (also amended in 1982),
which were codified at 16 CFR part
1509. The requirements of 16 CFR parts
1508 and 1509 have been included in
ASTM F 1169–10 and F 406–10a,
respectively. However, the
recordkeeping requirements in the
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ASTM standards are expanded from the
3-year retention period that was
required in 16 CFR parts 1508 and 1509
to a 6-year retention period, which is
consistent with the consumer
registration provision in section 104(d)
of the CPSIA.
Elsewhere in this issue of the Federal
Register, we are revoking the CPSC
regulations for full-size and non-fullsize cribs at 16 CFR parts 1508 and
1509. The new crib standards in this
final rule, which incorporate the
applicable ASTM standards, include the
requirements of 16 CFR parts 1508 and
1509. Revoking 16 CFR parts 1508 and
1509 will allow all the crib-related
requirements to be together and will
avoid confusion about which
requirements apply to cribs.
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4. Previous Commission Activities
Concerning Cribs
As detailed in the preamble to the
proposed rule (75 FR at 43309), we have
taken numerous regulatory and
nonregulatory actions concerning crib
hazards. In 1996, the Commission
published an advance notice of
proposed rulemaking (‘‘ANPR’’) under
the FHSA to address the hazard of crib
slat disengagement, 61 FR 65996 (Dec.
16, 1996). When the Commission
proposed the new crib standards under
section 104 of the CPSIA, it published
a notice terminating the rulemaking it
had begun with the 1996 ANPR because
the slat disengagement hazard is
addressed by the new standards that the
Commission is issuing. 75 FR 43107
(July 23, 2010).
The Commission’s Office of
Compliance has been involved with
numerous investigations and recalls of
cribs. Since 2007, the CPSC has issued
46 recalls of more than 11 million cribs.
All but seven of these recalls were for
product defects that created a
substantial product hazard, and not for
violations of the federal crib regulations.
Other previous actions include: (1) An
ANPR that the Commission published
in the Federal Register on November 25,
2008 (73 FR 71570) in preparation for
this rulemaking, which discussed
options to address the hazards that
CPSC staff had identified in the reported
crib incidents and recalls; and (2) a
public roundtable meeting concerning
crib safety that CPSC staff held on April
22, 2009. Information about the crib
roundtable and the presentations made
by CPSC staff and others are on the
Commission’s Web site at https://
www.cpsc.gov/info/cribs/
infantsleep.html.
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B. The Products and Their Market
1. Definitions Under the CPSIA and the
Crib Standards
The Commission’s previous crib
standards in 16 CFR 1508 and 1509
contained definitions of ‘‘full-size crib’’
and ‘‘non-full-size crib.’’ According to 16
CFR parts 1508 and 1509, what
principally distinguishes full-size cribs
from non-full-size cribs are the interior
dimensions of the crib. Also, according
to these standards, a full-size crib is
intended for use in the home, and a
non-full-size crib is intended for use ‘‘in
or around the home, for travel and other
purposes.’’ A full-size crib has interior
dimensions of 28 ± 5⁄8 inches (71 ± 1.6
centimeters) in width by 523⁄8 ± 5⁄8
inches (133 ± 1.6 centimeters) in length.
A non-full-size crib may be either
smaller or larger than these dimensions.
Full-size and non-full-size cribs also
differ in the height of the crib side or
rail. Non-full-size cribs include
oversized, specialty, undersized, and
portable cribs. However, any products
with mesh/net/screen siding, nonrigidly constructed cribs, cradles, car
beds, baby baskets, and bassinets are
excluded from the non-full-size crib
requirements of 16 CFR part 1509.
Essentially, these definitions are
carried over to the new crib standards
with some important differences due to
section 104(c) of the CPSIA. Because
section 104(c) of the CPSIA explicitly
includes used cribs in the definition of
‘‘crib,’’ the definitions of full-size and
non-full-size crib in the CPSC standards
also include used cribs. The definition
of ‘‘full-size crib’’ in part 1508 was
limited to cribs ‘‘intended for use in the
home.’’ However, section 104(c) of the
CPSIA explicitly includes full-size and
non-full-size cribs in child care facilities
(including family child care homes) and
cribs in places of public accommodation
affecting commerce. The CPSIA defines
a ‘‘place of public accommodation
affecting commerce’’ with reference to
the Federal Fire Prevention and Control
Act of 1974 (but without the phrase that
excludes establishments owned by the
Federal Government). Thus, the CPSIA
defines ‘‘places of public
accommodation’’ as:
any inn, hotel, or other establishment
* * * that provides lodging to transient
guests, except that such term does not
include an establishment treated as an
apartment building for purposes of any State
or local law or regulation or an establishment
located within a building that contains not
more than 5 rooms for rent or hire and that
is actually occupied as a residence by the
proprietor of such establishment.
15 U.S.C. 2203(7).
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Therefore, the definitions of full-size
and non-full-size crib in the CPSC
standards include new and used cribs,
cribs in child care facilities, family child
care homes, and cribs in places of
public accommodation.
2. Full-Size Cribs
A full-size crib has specific interior
dimensions of 28 ± 5⁄8 inches (71 ± 1.6
centimeters) in width and 523⁄8 ± 5⁄8
inches (133 ± 1.6 centimeters) in length
and is designed to provide sleeping
accommodations for an infant.
CPSC staff estimates that there are
currently 68 manufacturers or importers
supplying full-size cribs to the U.S.
market. Ten of these firms are domestic
importers (15 percent); 42 are domestic
manufacturers (62 percent); 7 are foreign
manufacturers (10 percent); and 2 are
foreign importers (3 percent).
Insufficient information was available
about the remaining firms to categorize
them.
Based on information from a 2005
survey conducted by the American Baby
Group, CPSC staff estimates annual
sales of new cribs to be about 2.4
million, of which approximately 2.1
million are full-size cribs. (This number
could be an underestimate if new
mothers buy more than one crib.) CPSC
staff estimates that there are currently
approximately 591 models of full-size
cribs compared to approximately 81
models of non-full-size cribs. Thus,
approximately 88 percent of crib models
are full-size cribs.
3. Non-Full-Size Cribs
A non-full-size crib may be either
smaller or larger than a full-size crib, or
shaped differently than the usual
rectangular crib. The category of nonfull-size cribs includes oversized,
specialty, undersized, and portable
cribs, but does not include any product
with mesh/net/screen siding, nonrigidly constructed cribs, cradles, car
beds, baby baskets, or bassinets. The
CPSC standard for non-full-size cribs
does not apply to play yards, which are
mesh or fabric-sided products.
CPSC staff estimates that there
currently are at least 17 manufacturers
or importers supplying non-full-size
cribs to the U.S. market. Five of these
firms are domestic importers and 10 are
domestic manufacturers. Insufficient
information is available to determine
whether the remaining firms are
manufacturers or importers. CPSC staff
estimates that there are approximately
2.4 million cribs sold to households
annually. Of these, approximately
293,000 are non-full-size cribs.
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4. Retailers, Child Care Facilities, and
Places of Public Accommodation
CPSC staff is unable to estimate the
number of retailers that may sell or
provide cribs. We can estimate,
however, that there are approximately
24,985 retail firms in the United States
(at least 5,292 of which sell used
products). The number of retailers that
sell or provide cribs would be some
subset of that number.
CPSC staff estimates that there are
approximately 59,555 firms supplying
child care services. We received
comments from child care organizations
about the cribs they use. According to
these comments, the average child care
center has between 4 and 45 cribs, so,
assuming that the number of firms
supplying child care services is the
same as child care centers discussed in
the comments, child care centers could
have roughly 774,180 cribs total. We
estimate that there are approximately
43,303 firms providing public
accommodation. We did not receive any
comments from such firms and cannot
estimate how many cribs may be in use
in places of public accommodation.
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C. Incident Data
The preamble to the proposed rule (74
FR at 43310 through 43311) provided
detailed information concerning
incident data based on information from
the CPSC’s Early Warning System
(‘‘EWS’’), a pilot project to monitor
incident reports related to cribs and
other infant sleep products. We
summarize important aspects of the
incident data in this section, but refer
interested parties to the preamble to the
proposed rule for more complete details.
Data from EWS is not meant to provide
an estimate of all crib-related incidents
that have occurred during any particular
time period. We used the EWS data for
this rulemaking because, due to the
larger number of follow-up
investigations assigned from EWS
incident reports, the EWS incidents
provided the best illustration of the
hazard patterns associated with
incidents involving cribs.
Between November 1, 2007 and April
11, 2010, the Commission received
reports through EWS of 3,584 incidents
related to cribs. The year of the incident
associated with these reports ranged
from 1986 through 2010. However, very
few crib-related incidents that occurred
before 2007 are reflected in the EWS.
Of the 3,584 incidents reported
through the EWS, CPSC staff identified
2,395 incidents as clearly involving fullsize cribs; 64 incidents as clearly
involving non-full-size cribs; and 1,125
incidents as lacking sufficient data for
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CPSC staff to determine whether they
involved full-size or non-full-size cribs.
The prevalent hazards reported in these
incidents are common to all cribs,
regardless of size. Given the
predominance of incident reports
identified as involving full-size cribs,
the 1,125 incidents in which the size of
the crib could not be determined are
grouped with the category of full-size
cribs.
1. Full-Size Cribs (Includes Cribs of
Undetermined Size)
This section discusses incident data
in the 3,520 reports from the EWS
involving full-size cribs and cribs of an
undetermined size. Of these 3,520
incident reports, there were 147
fatalities, 1,675 nonfatal injuries, and
1,698 noninjury incidents. (The
noninjury incidents range from those
that potentially could have resulted in
injuries or fatalities to general
complaints or comments from
consumers). Because reporting is
ongoing, the number of reported
fatalities, nonfatal injuries, and noninjury incidents presented here may
change in the future.
a. Fatalities
Between November 1, 2007 and April
11, 2010, a total of 147 fatalities
associated with full-size (and
undetermined size) cribs were reported
to the Commission. A majority of the
deaths (107 out of 147, or almost 73
percent) were not related to any
structural failure or design flaw of the
crib. There were 35 fatalities attributable
to structural problems of the crib.
Nearly all (34 of the 35) were due to
head/neck/body entrapments. More
than half of these (18 out of 35) were
related to drop-side failures. Almost all
of the crib failures—whether they
occurred due to detachments,
disengagements, or breakages—created
openings in which the infant became
entrapped.
b. Nonfatal Injuries
Of the 3,520 incident reports
involving full-size (and undetermined
size) cribs, 1,675 reported a crib-related
injury. The vast majority (97 percent) of
these injuries were not serious enough
to require hospitalization.
Approximately half of those that did
require hospitalization involved limb or
skull fractures and other head injuries
resulting from falls from cribs. Most of
the remaining injuries resulted from
children getting their limbs caught
between crib slats, falling inside the crib
and hitting the crib structure, or getting
stuck in gaps created by structural
failures.
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c. Hazard Pattern Identification
CPSC staff considered all 3,520
incidents (includes fatalities,
nonfatalities, and non-injury incidents)
involving full-size cribs (including cribs
of undetermined size) to identify hazard
patterns related to these incidents. CPSC
staff grouped these incidents into four
broad categories: (1) Product-related; (2)
non-product-related; (3) recall-related;
and (4) miscellaneous. More detail is
provided in the Epidemiology staff’s
memorandum that was part of the CPSC
staff’s briefing package for the proposed
rule, available on the CPSC Web site at:
https://www.cpsc.gov/library/foia/foia10/
brief/104cribs.pdf.
Approximately 82 percent of the
3,520 incidents reported some sort of
failure or defect in the product itself. In
order of frequency, the hazard patterns
reported included:
• Falls from cribs (approximately 23
percent of the 3,520 incidents);
• Crib drop-side-related problems
(approximately 22 percent of the
incidents and about 12 percent of all
reported fatalities);
• Infants getting their limbs caught
between the crib slats (approximately 12
percent of the incidents);
• Wood-related issues, such as slat
breakages and detachments
(approximately 12 percent of the
incidents);
• Mattress support-related problems
(approximately 5 percent of the
incidents);
• Mattress fit problems
(approximately 3 percent of the
incidents);
• Paint-related issues (approximately
2 percent of the EWS incidents); and
• Miscellaneous problems with the
crib structure (approximately 3 percent
of incidents), including non-drop-side
or drop gate failures, sharp catch-points,
stability and/or other structural issues.
2. Non-Full-Size Cribs
This category includes portable cribs
and other cribs that are either smaller or
larger than the dimensions specified for
full-size cribs. For its review of incident
data, CPSC staff included in the
category of non-full-size cribs only those
cribs that it could positively identify as
non-full-size cribs. CPSC staff is aware
of 64 incidents related to non-full-size
cribs that have been reported between
November 1, 2007 and April 11, 2010.
Among these incidents, there were 6
fatalities, 28 injuries, and 30 noninjury
incidents. Because reporting is ongoing,
the number of reported fatalities,
nonfatal injuries, and noninjury
incidents presented here may change in
the future.
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c. Hazard Pattern Identification
CPSC staff considered all 64 incidents
(including fatalities, nonfatalities, and
non-injury incidents) involving nonfull-size cribs to identify hazard patterns
related to these incidents. The hazard
patterns are similar to those among fullsize cribs. In 72 percent of the incidents,
product-related issues were reported.
These primarily involved falls from
cribs, limbs becoming caught between
slats, issues related to drop-sides and
non-drop-sides (such as detachments
and operation/hardware issues), and
wood-related issues (including three slat
detachments). This category includes
one fatality, which was related to nondrop-side hardware.
the traditional drop-side design in
which the front side of the crib can be
raised and lowered. On June 1, 2010,
ASTM approved the current version of
its full-size crib standard with a slight
change to the name, ASTM F 1169–10,
Standard Consumer Safety
Specification for Full-Size Baby Cribs.
In 1997, ASTM first published a
standard for non-full-size cribs, ASTM F
1822, Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs. In June 2002, in order to group
products with similar uses, ASTM
combined its non-full-size crib standard,
ASTM F 1822–97, with its play yard
standard (F 406–99, Standard Consumer
Safety Specification for Play Yards) to
create ASTM F 406–02, Standard
Consumer Safety Specification for NonFull-Size Baby Cribs/Play Yards. ASTM
revised ASTM F 406 several times
subsequently. On June 1, 2010, ASTM
approved the version of its non-full-size
crib standard, ASTM F 406–10, upon
which the CPSC’s proposed standard
was based. After we published our
proposed rule in the Federal Register on
July 23, 2010, ASTM revised its nonfull-size crib standard again and
approved ASTM F 406–10a on October
15, 2010. ASTM F 406–10a includes
many of the changes which the
proposed rule would have made to
ASTM F 406–10, rearranges the order of
some provisions, and contains some
other editorial changes. Consequently,
the final rule’s non-full-size cribs
standard is based on ASTM F 406–10a.
We discuss differences between the
proposed rule and ASTM F 406–10a in
section F of this preamble.
D. Voluntary and International
Standards
As discussed in the preamble to the
proposed rule (75 FR at 43311 through
43312), CPSC staff reviewed
requirements of existing voluntary and
international standards related to cribs.
The primary standards currently in
effect are the ASTM standards for fullsize and non-full-size cribs, a Canadian
standard, and a European standard.
Underwriters Laboratories, Inc. (‘‘UL’’)
has a crib standard, UL 2275. However,
the UL standard was not followed by
crib manufacturers and is no longer an
active standard.
2. International Standards
Several performance requirements in
the crib standards derive from, or are
similar to, requirements in Health
Canada’s crib standard, SOR/86–969,
and the European standard, EN 716.
These include the cyclic side (shake)
test and the mattress support system
vertical impact test from the Canadian
standard, and the slat/spindle strength
test from EN 716 requirements. (For
more details on how the crib standards
are based upon or are more stringent
than certain international standards, we
refer interested parties to the preamble
to the proposed rule (75 FR at 43312).)
1. The ASTM Standards
ASTM first published its voluntary
standard for full-size cribs, ASTM F
1169, Standard Specification for FullSize Baby Crib, in 1988, and has revised
it periodically since then. In 2009,
ASTM revised the standard
significantly, including a limitation on
movable sides that effectively eliminates
E. Response to Comments on the
Proposed Rule
In the Federal Register of July 23,
2010 (75 FR 43308), the Commission
published a proposed rule that would
establish standards for full-size and
non-full-size cribs. We received over 50
comments. These included comments
from child care organizations, the
a. Fatalities
Of the six fatalities, three were
attributed to the presence of a cushion/
pillow in the sleep area. One fatality
was due to the prone positioning of the
infant on the sleep surface. One fatality
resulted from the infant getting
entrapped in a gap opened up by loose/
missing screws. Very little information
was available on the circumstances of
the last fatality.
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b. Nonfatal Injuries
Among the 28 nonfatal injuries
reported, only 2 required any
hospitalization. Most of the remaining
injuries, which include fractures,
bruises, and lacerations, resulted from
children falling and hitting the crib
structure while in the crib, falling or
climbing out of the crib, and children
getting their limbs caught in the crib
slats.
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Juvenile Products Manufacturers
Association (‘‘JPMA’’), public interest
groups, and individual consumers. The
comments and the CPSC’s responses are
discussed below in section E.1 through
E.31 of this document. To make it easier
to identify comments and our responses,
the word ‘‘Comment,’’ in parentheses,
will appear before the comment’s
description, and the word ‘‘Response,’’
in parentheses, will appear before our
response. We also have numbered each
comment to help distinguish between
different comments. The number
assigned to each comment is purely for
organizational purposes and does not
signify the comment’s value,
importance, or the order in which it was
received.
1. Misplaced Focus on Drop-Sides
(Comment 1)—One commenter stated
that focusing on drop-side cribs was
misplaced. Rather, she suggested, new
crib standards should focus on the
structure and hardware of cribs.
(Response 1)—The CPSC agrees that
the safety of the drop-side is just one
issue and other issues, especially cribs’
structural integrity and hardware, are
crucial to crib safety. Although the
prohibition of traditional drop-side cribs
has received a great deal of attention,
the CPSC’s new crib standards have
numerous provisions, particularly
concerning crib hardware, which will
improve the safety of cribs. See the
discussion of the standards’
requirements in section G of this
preamble.
2. Applicability of Standards to Cribs in
Child Care Centers
(Comment 2)—Several commenters
associated with child care organizations
or child care centers said that the crib
standards should not apply to cribs in
child care centers. They gave reasons
such as: Caregivers are present at all
times when babies are in cribs at child
care centers; cribs in child care centers
are specialty cribs that do not have the
same safety issues as home cribs; and
state licensing and safety requirements
safeguard babies in cribs in child care
centers. Some commenters stated that
the crib standards are unique because,
unlike other standards that hold product
manufacturers or distributors
responsible, the crib standards hold
child care centers (which are consumers
buying the cribs from these
manufacturers and distributors)
responsible.
(Response 2)—Section 104(c)(1) of the
CPSIA states that it ‘‘shall be a violation
of section 19(a)(1) of the Consumer
Product Safety Act for any person to
which this subsection applies to
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manufacture, sell, contract to sell or
resell, lease, sublet, offer, provide for
use, or otherwise place in the stream of
commerce a crib that is not in
compliance with a standard
promulgated under’’ section 104(b) of
the CPSIA. Section 104(c)(2) of the
CPSIA identifies various entities that are
subject to section 104(c) of the CPSIA,
and it expressly mentions persons who
‘‘based on the person’s occupation,
holds itself out as having knowledge or
skill peculiar to cribs, including child
care facilities and family child care
homes.’’ The fact that a child care center
may be subject to state regulation and
licensing, or that caregivers at such
facilities may be required to supervise
babies in cribs, does not alter the
applicability of section 104(c) of the
CPSIA to child care facilities and family
child care homes.
As for the commenter’s claim that
cribs in child care centers are different
from those used in homes, the
information that the CPSC has indicates
that cribs used in child care centers are
often substantially the same as cribs
used in homes. CPSC staff has reports of
incidents involving cribs in child care
centers; the hazard scenarios associated
with these incidents are the same as
those for incidents that occur in homes.
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3. Waiving Requirements for Child Care
Centers
(Comment 3)—One commenter
suggested waiving any requirement to
replace cribs in child care and Head
Start programs that comply with state
licensing or national accreditation
requirements, which mandate that all
sleeping infants be within sight or
sound of a caregiver at all times; and
another commenter suggested a waiver
of enforcement for cribs that are used in
child care programs that comply with
state licensing standards that require
sleeping infants to be within sight and
sound of a caregiver at all times. Some
commenters asked that older cribs in
child care centers be exempted from the
rule (or allowed an enforcement
waiver), as long as the cribs had not
been recalled, thus shifting the burden
of replacement from child care centers
to manufacturers.
(Response 3)—We do not have the
authority to exempt or waive
requirements for cribs in child care
centers or to allow older cribs to be
replaced through recalls alone. As
discussed in response to comments
concerning the effective date at section
G.10 of this document, we do have
discretion to provide additional time for
child care centers to come into
compliance with the standards.
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4. Crib-Related Incidents in Child Care
Centers
(Comment 4)—One commenter
recognized that there have been injuries
and fatalities associated with drop-side
cribs, but stated that banning drop-side
cribs in child care settings would not
address this threat to young children.
The commenter stated that, because of
the safety checks on cribs and
monitoring of sleeping children in child
care centers, issues with drop-side cribs
do not occur in such programs as they
might in other settings.
(Response 4)—As stated in our
response to comment 2 in section E.2 of
this document, section 104(c) of the
CPSIA expressly mentions child care
facilities and family child care homes as
entities subject to the crib standards.
The statute does not authorize us to
consider safety checks, or the
monitoring of sleeping children in child
care facilities, or the rate at which safety
issues might arise, or to exempt child
care facilities for such reasons.
Additionally, our review of the
incident data reported to the CPSC from
November 1, 2007 through April 11,
2010, shows that at least two reports of
incidents in child care facilities were
received. Each report involved the
structural failure of multiple drop-side
cribs. Although no injuries were
reported in these incidents, they
presented the potential for serious
injury or fatality.
(Comment 5)—Some comments noted
that sleeping infants are not left
unsupervised in drop-side or other
types of cribs in child care centers and
noted further that children in child care
centers are in cribs only when they are
sleeping.
(Response 5)—The CPSC has received
at least 11 reports of injuries involving
cribs in child care facilities, in which
the injured infant was treated in a
hospital emergency department. These
injuries, usually due to a fall from a crib
or an impact with the crib, were
sustained while the infant was being
taken care of at a child care facility.
Clearly, the infants were not sleeping if
the injuries were due to infants falling
or impacting the crib.
5. Commercial vs. Noncommercial Cribs
(Comment 6)— Several commenters
suggested that the crib standards should
distinguish between ‘‘commercial’’ and
‘‘noncommercial’’ cribs. One commenter
asked if there should be different crib
standards for child care providers or
other nonfamily situations, where cribs
sustain more use, similar to the
distinction between home and public
playground equipment (the CPSC has
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separate guidelines for home and public
playground equipment).
(Response 6)—Section 104 of the
CPSIA does not make a distinction
between commercial and
noncommercial cribs but, rather,
requires that all cribs within the scope
of section 104(c) of the CPSIA—which
explicitly includes cribs provided for
use in child care centers and places of
public accommodation—meet the crib
standards promulgated by the
Commission under section 104(b) of the
CPSIA. Although ASTM has a voluntary
standard applicable to ‘‘commercial
cribs’’ (ASTM F 2710–08), section 104 of
the CPSIA does not make such a
delineation. Furthermore, ASTM’s
commercial crib standard requires
commercial cribs to comply with either
ASTM F 406 or ASTM F 1169, and this
final rule adopts, with some
modifications, both ASTM F 406 and
ASTM F 1169. In its crib rulemaking,
the Commission is following the
specific statutory direction and
definitions in the CPSIA. In contrast,
when developing guidelines for public
and home playgrounds, the Commission
was not responding to a statutory
mandate, and thus, it had the discretion
to distinguish between public and home
playground equipment.
6. Mesh/Nonrigid Full-Size Cribs
(Comment 7)— One commenter
suggested that the full-size crib standard
should apply to rigid cribs only, and not
be applicable to full-size cribs that have
sides or ends made from mesh, fabric,
or another nonrigid material. The
commenter referred to the scope of the
proposed non-full-size crib standard,
which is limited to rigid products only.
(Response 7)—We are not aware of
any full-size mesh/fabric cribs currently
being sold. In contrast, there are
numerous non-full-size mesh/fabric
cribs (i.e., play yards) currently on the
market. The CPSC agrees that for nonfull-size products, different
requirements for rigid versus mesh
products are necessary because the
construction differences may make it
impossible to test both the same way.
The ASTM standard for non-full-size
cribs includes both rigid and mesh/
fabric non-full-size cribs. Although
there are requirements in the ASTM
standard specifically intended for mesh/
fabric products, the scope of the CPSC’s
standard for non-full-size cribs is
limited to rigid products because
section 104 of the CPSIA explicitly lists
cribs and play yards as separate
categories of products. Therefore, we
plan to develop a separate standard for
mesh/fabric non-full-size cribs (i.e., play
yards). Currently, there is no voluntary
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standard or proposed regulation
specifically for mesh/fabric full-size
cribs. However, the CPSC’s standard for
full-size cribs contains general, labeling,
and some performance requirements
that would be applicable to any full-size
crib, whether it has rigid or mesh/fabric
sides. Thus, excluding these products
from the scope of the CPSC’s full-size
crib standard, as suggested by the
commenter, would leave such cribs
unregulated. Absent a voluntary
standard that covers mesh/fabric fullsize cribs, it is not advisable to exclude
these products from the scope of a fullsize crib regulation.
emcdonald on DSK2BSOYB1PROD with RULES2
7. Play Yards
(Comment 8)—Some commenters
were concerned that the rule might
result in child care centers or consumers
using play yards instead of cribs. These
commenters implied that play yards are
not as safe as cribs for sleeping infants.
One commenter, who is child care
provider, stated that she uses only play
yards, not cribs.
(Response 8)—The final rule does not
address any safety aspects of play yards.
Play yards are a separate product
category under section 104 of the
CPSIA, and we intend to develop a
separate standard for play yards in the
future.
(Comment 9)—Two commenters
expressed concern about using play
yards as an alternative to cribs in day
care centers as a way of mitigating costs
to child care providers. Both felt that
this alternative might be perceived as
advocating the use of play yards, which
they felt would decrease the safety and
quality of care. Some commenters noted
that play yards are not an option for
some child care centers due to state
licensing laws.
(Response 9)—Although the CPSC
does not advocate the use of play yards
instead of cribs in child care
environments, issues regarding the
possible use of play yards or other
products (in place of cribs) and state
laws are outside the scope of this
rulemaking. This final rule establishes
standards for full-size and non-full-size
cribs.
8. Economic Impact of CPSC’s Crib
Standards on Child Care Centers
(Comment 10)—Several commenters
expressed concern that the proposed
rule, if finalized, would place a large
financial burden on child care centers,
particularly given the tight budgets and
lethargic economy. One commenter
estimated that the total one-time cost to
day care centers to replace their cribs
could be as much as $600 million, with
an additional $2.5 million required for
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disassembly, disposal, and assembly.
The same commenter noted that the
preamble to the proposed rule
concluded that ‘‘the proposed changes to
the voluntary standard should not
significantly affect replacement costs’’
(75 FR at 43319). Generally, commenters
objected to purchasing new cribs to
replace recently-purchased cribs that
had no safety issues. Several
commenters were concerned that some
child care centers might be driven out
of business.
(Response 10)—We recognize the
potentially large impact the crib
standards could have on child care
providers. The Regulatory Flexibility
Act discussion in the preamble to the
proposed rule invited comment on the
market for cribs and the amount of time
manufacturers would need to meet
current market demand and additional
demand created by child care centers
and other places where cribs are
provided for use (75 FR at 43316). It also
discussed the possible impact on small
child care centers and stated that the
impact ‘‘could be significant on some
small child care centers if they had to
replace their cribs all at once’’ and that
some might decide to replace their nonfull-size cribs with play yards (Id. at
43318). The initial regulatory flexibility
analysis in the briefing package for the
proposed rule assumed that most, if not
all, child care centers use smaller, nonfull-size cribs; thus, staff did not expect
a significant impact associated with fullsize cribs. (See Tabs F and G of the
staff’s briefing package on the proposed
rule at: https://www.cpsc.gov/library/
foia/foia10/brief/104cribs.pdf). In the
initial regulatory flexibility analyses, all
of the effects on child care centers were
considered in the analysis for non-fullsize cribs.
We have modified our Regulatory
Flexibility Act discussion in the final
rule. CPSC staff’s analysis using data
provided by the Early Care and
Education Consortium (ECEC), the
National Association for Family Child
Care (NAFCC), and the National Head
Start Association (NHSA), yields onetime replacement costs of approximately
$387 million. The discussion also has
been modified to take into account
specifically the possibility that child
care centers might go out of business, as
well as the impact of the final rule on
families using child care.
(Comment 11)—Several commenters
expressed concern about the ability of
child care providers to pass on costs to
their clients to reduce the economic
impact of the final rule. These
commenters stated that they felt the
analysis in the preamble to the proposal
did not appreciate child care centers’
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81771
limited ability to pass on such costs.
The commenters noted that most of
their clients are struggling already to
pay for child care. (The price range for
child care cited by one commenter was
from $4,550 to more than $18,000 per
year.) The commenters added that most
child care centers only have a few
customers, so their ability to raise large
sums of money by increasing the cost to
clients to defray the cost of replacement
cribs is limited.
(Response 11)—The Regulatory
Flexibility Act discussion in the
preamble to the proposed rule did not
suggest that all cost increases associated
with the proposed rule would be passed
on to consumers, only that some portion
of those costs might be passed on,
thereby mitigating the impact of the
proposed rule on small child care
centers (see 75 FR at 43318). We
recognize that the economic impact on
any given entity may vary, depending
on a variety of factors, such as the size
of the affected entity, the presence or
absence of competitors that may affect
an entity’s ability to raise prices or pass
along costs to its customers, and the
types of cribs purchased and an affected
entity’s ability to comply with the
standards.
(Comment 12)—One commenter
stated that, despite the high quality of
the cribs used at its child care center
and a lack of incidents there, the child
care center had been informed that its
cribs do not meet the proposed
standard. The commenter expressed
concern that ‘‘the standards could be
eliminating a company that produces
extremely high quality materials and is
very safety conscious.’’
(Response 12)—The final rule may
have the effect of eliminating particular
crib models from the marketplace.
However, these crib models likely will
be replaced by modified versions that
comply with the new standards. The
final rule is unlikely to drive many
manufacturers out of business,
particularly those with otherwise high
quality cribs that may require only
minimal design modifications to come
into compliance with the new
standards. This is especially the case
with manufacturers that supply many
products other than just cribs to the
market, including the company
mentioned in the comment.
9. Fixing or Retrofitting Cribs
(Comment 13)—Three commenters
(all of whom were child care providers)
requested that the CPSC provide
methods of checking whether their
current cribs would meet the new
standards. They also requested that the
final rule include descriptions of how to
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emcdonald on DSK2BSOYB1PROD with RULES2
fix cribs that fail a particular
requirement (i.e., retrofit), as a way to
limit the number of new cribs that must
be purchased. These comments
mentioned retrofits to handle drop-side
cribs in particular.
(Response 13)—Section 104(c) of the
CPSIA requires child care centers to
provide cribs that comply with the new
crib standards once they are in effect.
The standards not only prohibit
traditional drop-sides, but they also
have complex requirements, such as
those for hardware, that make it difficult
to determine whether an existing crib
would meet the new standards without
testing that individual crib. Because the
crib would be destroyed in the process
of testing, it is impossible to test each
crib. Therefore, we cannot provide
methods to check existing cribs for
compliance with the CPSC’s new crib
standards. We also note that retrofits
that would be appropriate for a recall
might not be sufficient to meet the
requirements of the new standards. For
example, manufacturers have offered
immobilizers in the past to address
drop-side hazards on recalled cribs.
This retrofit would not be sufficient to
meet the crib standards. An immobilizer
merely covers up part of the drop-side
hardware and makes the drop-side
unusable while in place, but it would
not prevent a user from removing the
retrofit and using the drop-side again.
10. Effective Date/Enforcement Policy
(Comment 14)—Most commenters
supported the proposed six-month
effective date for manufacturers and
distributors of cribs, except one
commenter requested (without
providing any explanation or support)
one to two years for manufacturers and
distributors of non-full-size cribs. Many
commenters, however, requested a
longer effective date for child care
centers to allow them to spread the costs
of compliance over a longer period of
time and to ensure that there are a
sufficient number of compliant cribs
available for purchase. Most of these
commenters suggested an additional six
months for cribs in child care centers,
and two commenters suggested a fiveyear effective date for child care centers.
(Response 14)—We recognize that
complying with the new crib standards
may place a significant financial burden
on child care centers. Nevertheless,
section 104(c) of the CPSIA requires that
child care centers provide cribs for use
that meet the CPSC’s new crib standards
when these standards are in effect. The
Commission recognizes that child care
facilities face unique circumstances.
Collectively, child care centers purchase
and provide for use hundreds of
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thousands of cribs. Having a sufficient
number of cribs is essential to their
business because, if they provide care
for infants, they cannot operate without
providing cribs for their customers’ use.
Based on a 2005 U.S. Department of
Education’s National Household
Education Surveys Program (‘‘NHES’’)
Early Childhood Program Survey,
approximately 774,000 children under
the age of one year old are in
nonparental, nonrelative child care
arrangements each week. We
understand from commenters that the
typical life cycle of a crib used in a
child care center is 10 years. Thus, we
estimate that, in any given year, child
care providers replace approximately
77,000 cribs. Assuming that one crib
must be provided for each child under
the age of one, at least 700,000 cribs—
ten times more than the annual
average—would be needed to replace
noncompliant cribs when the new
standards take effect. This demand
would be added to the demand of
private households for new compliant
cribs and any cribs replaced by the
53,000 places of public accommodation
covered by section 104 of the CPSIA.
The Commission has the discretion to
set the effective date for the crib
standards, and could set an effective
date longer than six months for all
entities that are subject to the standards,
or could provide a longer period just for
child care centers to comply with the
new crib standards. Balancing all of the
concerns expressed by the commenters,
the final rule provides an additional 18
months for child care facilities, family
child care homes, and places of public
accommodation to comply with the new
standards.
(Comment 15)—One commenter
suggested that we establish an
enforcement policy that would allow
‘‘a practical phased effective date for
hospitality and commercial facilities’’
(the latter being interpreted by the
commenter as including child care
providers) and distinguish between
commercial- and noncommercial-use
products.
(Response 15)—Section 104(c) of the
CPSIA does not distinguish between
commercial and noncommercial cribs
and does require cribs in child care
centers and places of public
accommodation to comply with the new
crib regulations. As discussed in the
previous response, the Commission has
discretion to set effective and
compliance dates for the new standards.
Although the Commission received
numerous comments from child care
centers concerning their difficulties
with meeting the new crib standards
within six months, we did not receive
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any comments from hotels or similar
places of public accommodation
indicating the need for additional time
to obtain complying cribs for such
establishments. We did receive one
comment from JPMA requesting
additional time for ‘‘hospitality and
commercial facilities,’’ noting that the
need for these entities to ‘‘dispose of
their inventories of non-compliant
product and repurchase all new
replacement products * * * will place
a tremendous financial burden on those
facilities, requiring an enormous capital
investment as a result of the wholesale
changes to inventory.’’ Although child
care commenters provided detailed
information about the number of cribs
in child care centers, the normal rate of
replacement, and the anticipated costs
of complying with the new crib
standards, we did not receive such
information concerning places of public
accommodation. However, places of
public accommodation are similarly
situated to child care centers in that
they must purchase cribs and then
provide them for their customers to use
and will likely face the same difficulties
as child care centers in complying with
the new crib standard in a short period
of time. Therefore, the Commission is
providing a longer compliance period
for places of public accommodation as
well as child care centers.
11. Effect on Places of Public
Accommodation
(Comment 16)—Two commenters,
neither of which were places of public
accommodation nor did they represent
places of public accommodation,
expressed concern about the potential
cost impact on places of public
accommodation.
(Response 16)—The CPSC believes
that while some providers of public
accommodation may provide a few cribs
for use by customers, the number of
non-full-size cribs at any one
establishment is likely to be low. Firms
may opt to reduce the impact of the rule
by ceasing to provide cribs to their
customers, not replacing all of their
cribs, or providing play yards instead.
Therefore, it is unlikely that the crib
standards will have a significant impact
on a substantial number of firms
providing public accommodation.
However, we have to expect that some
portion of the more than 53,000 places
of public accommodation covered by
the Act that provide cribs for their
customers will replace their cribs to be
in compliance with this rule. There
could be as many as 160,000 cribs that
might need to be replaced. As explained
in the previous response, places of
public accommodation and child care
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centers are similarly situated in some
respects, and therefore, the Commission
is providing a longer compliance period
for places of public accommodation as
well as child care facilities, and family
child care homes.
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12. Expiration Date/Definition of Useful
Life of Crib
(Comment 17)—One commenter
asked whether cribs should have an
expiration date, given that many of the
identified hazards appear to result from
prolonged use. The same commenter
asked how one would define the useful
life of a crib. For example, would it be
defined in terms of the product’s age in
years, or, how often it had been used?
The commenter also asked how the
disassembly and reassembly of a crib
would be considered, and what effect
this would have on the crib’s
components and hardware.
(Response 17)—It would be extremely
difficult to include a definition of useful
life or to require that manufacturers
provide an expiration date for cribs. As
recognized by the commenter, the
condition of a crib, including the
security of components and hardware,
can be affected by use. Moreover, each
family uses a crib differently, depending
on the activity level of each child, the
length of time each child uses the crib,
and the frequency of disassembling and
reassembling the crib. Manufacturing
differences and variations in materials
among cribs, also might affect a crib’s
useful life. Thus, even keeping the use
conditions identical, two different cribs
likely will show wear and tear at varied
rates.
13. Crib Mattress Standards/Regulations
(Comment 18)—Some commenters
expressed satisfaction that ASTM has
begun developing a separate safety
standard for mattress fit, and they stated
their expectation that the CPSC would
mandate the voluntary ASTM standard
when it is finalized. One comment,
submitted on behalf of several
organizations and individuals,
expressed concern about health and
environmental risks that the
commenters believed could be
associated with the use of certain flame
retardants or other potentially harmful
chemical agents in the manufacture of
crib mattresses. It suggested that the
CPSC ‘‘ensure that a standard or
regulation for crib mattresses address
both health and environmental risks
that potential hazardous chemicals
could pose to infants.’’
(Response 18)—We already have
regulations pertaining to the
flammability of mattresses, mattress
pads, and mattress sets (see 16 CFR
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parts 1632 and 1633). Issues regarding
flame retardants and other chemicals
that may be applied to mattresses are
beyond the scope of this rulemaking.
specified modifications, are the most
encompassing and robust crib standards
and are thus ‘‘more stringent’’ than the
ASTM standards alone.
14. International Standards
(Comment 19)—One commenter
suggested that the CPSC use
international standards, or the relevant
parts of them, as a basis for our
regulation. These include the relevant
international standards or technical
regulations, such as the Health Canada,
EN (European Nation), or ISO
(International Standards Organization)
crib standards.
(Response 19)—CPSC staff has
reviewed, compared, and considered a
variety of crib standards/regulations,
including the three identified by the
commenter. In addition, CPSC staff
reviewed the Australian/New Zealand
crib standard and three voluntary
standards, one published by
Underwriters Laboratories (which is no
longer an active standard), and the two
ASTM standards. The CPSIA
specifically requires the Commission to
promulgate a safety standard that is
substantially the same as, or more
stringent than, any voluntary standards.
The Commission chose the appropriate
ASTM voluntary standards for cribs to
be the basis for the CPSC’s crib
regulations.
CPSC staff’s review of the
international standards or regulations
identified vast differences. Thus,
assuming that the commenter sought
internationally harmonized
requirements, even if we were to adopt
an international standard or regulation,
the differences in the international
standards and regulations would not
have resulted in harmonization across
multiple jurisdictions. The ASTM
voluntary standard recently adopted one
requirement (the slat/spindle strength
requirement) that was based on a similar
requirement in the EN standard and two
requirements (the cycle test and the
mattress support impact test) that are
almost identical to ones found in the
Health Canada regulation. Other
requirements in the ASTM standards are
equivalent to requirements in some of
the other international regulations.
Regardless, section 104(b) of the
CPSIA requires us to promulgate
regulations that are substantially the
same as voluntary standards or more
stringent than such voluntary standards
if we determine that the more stringent
standards would further reduce the risk
of injury associated with durable
nursery products. Section 104(b) of the
CPSIA does not mention international
harmonization of standards. We believe
that the ASTM standards, with the
15. Concern About Continually
Replacing Cribs
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(Comment 20)—Some commenters,
consisting of child care centers,
expressed concern that they would need
to replace their stock of cribs every time
that ASTM changes its full-size or nonfull-size crib standards.
(Response 20)—Neither the CPSIA nor
the CPSC’s crib standards would require
replacement of cribs whenever ASTM
revises F 406 or F 1169. The CPSIA does
require that all cribs that are
manufactured, offered for sale, provided
for use, or otherwise placed in the
stream of commerce meet the crib
standards issued by the CPSC. The
CPSC’s proposed crib standards
reference ASTM F 406–10a and ASTM
F 1169–10; however, the federal
standards do not change automatically
whenever ASTM revises its voluntary
standards. Rather, to change the federal
crib standards, we would need to engage
in notice and comment rulemaking
procedures and refer to a subsequent
version of the ASTM standards.
16. Continued Use of Cribs by
Consumers
(Comment 21)—One commenter
suggested that we include in an
Enforcement Policy a clarification that
consumers can continue to use cribs
that conform to ASTM standards in
effect in 2010.
(Response 21)—We intend to
distribute information and education
materials in connection with issuance of
the crib standards and will consider
such a clarification as part of those
materials. Nothing in the CPSIA, or in
the crib standards, requires consumers
to replace their cribs with cribs that
comply with the new crib standards.
The CPSIA requires action by those who
manufacture, sell, lease, or otherwise
distribute cribs in commerce, and by
child care centers and places of public
accommodation.
17. Miscellaneous Clarifications About
Use of Certain Cribs/Play Yards
(Comment 22)—A few commenters
asked for clarification or made incorrect
interpretations of the proposed rule or
the CPSIA. These comments mostly
dealt with the requirements as they
would apply to child care centers. One
commenter asked if she would no longer
be able to use wooden cribs or play
yards. Another commenter incorrectly
understood that consumers would be
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required to replace their cribs, and she
objected to this.
(Response 22)—The CPSIA and the
crib standards do not dictate the kind of
sleeping environment—full-size crib,
non-full-size crib, or play yard—that a
child care center must provide. Further,
the crib standards do not dictate the
type of material from which a crib must
be made (e.g., wooden, metal, or
plastic). The CPSIA does require that
any rigid crib, whatever it is made of,
comply with either the full-size or nonfull-size crib standard. Finally, nothing
in the CPSIA, or in CPSC’s crib
standards, would require consumers to
replace their cribs with cribs that
comply with the new crib standards.
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18. Testing by Firewalled Labs
(Comment 23)—Several consumer
groups suggested that the Commission
not accept any ‘‘firewalled labs’’ to do
testing for compliance with the crib
standards because cribs ‘‘should meet
the highest safety standards.’’
(Response 23)—Section 102(a)(2) of
the CPSIA generally requires that
manufacturers and private labelers of
children’s products (such as cribs) that
are subject to a children’s product safety
rule submit samples of their products
for testing by a third party for
compliance to applicable children’s
product safety rules. Section 102(f)(2)(D)
of the CPSIA allows the Commission to
accredit a third party conformity
assessment body (often referred to as a
‘‘testing laboratory’’ or ‘‘lab’’) that is
owned, managed, or controlled by a
manufacturer or private labeler as a
third party testing lab if it meets certain
requirements. Such testing labs are
known as ‘‘firewalled’’ labs. If a
firewalled lab meets the necessary
requirements, its testing should be
equivalent to testing conducted by any
other third party testing lab. Thus,
section 102 of the CPSIA does not
prohibit the use of firewalled labs.
19. Formaldehyde Standards for Wood
Products Act
(Comment 24)—One commenter
stated that composite woods used in
cribs should comply with the
Formaldehyde Standards for Wood
Products Act (Pub. L. 111–199) and that
the CPSC should require that all cribs
using composite wood be tested for
compliance to these standards.
(Response 24)—The Formaldehyde
Standards for Wood Products Act was
enacted on July 7, 2010. It amends the
Toxic Substances Control Act and
establishes formaldehyde emission
standards for hardwood, plywood,
medium density fiberboard, and particle
board that is sold, supplied, offered for
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sale, or manufactured in the United
States. (The Act provides numerous
exemptions from these standards.) The
standards are to be administered by the
U.S. Environmental Protection Agency
(EPA). The law makes no specific
mention of cribs. However, it appears
that if cribs are made of the types of
wood subject to this law, the
formaldehyde emission standards
would apply to them. If manufacturers
have questions about the applicability of
the emission standards to their cribs,
they should contact the EPA.
20. Soft Bedding
(Comment 25)—One commenter
supported the proposed crib standards
and suggested that the Commission also
look into regulating soft infant bedding
products, such as bumper pads.
(Response 25)—As noted in the staff’s
briefing package that accompanied the
proposed rule, extra bedding in cribs
accounted for the majority of infant
deaths in cribs or other sleeping
products, but there are no performance
requirements for cribs that can address
this issue. (See page 12 of CPSC staff’s
briefing package for the proposed rule
at: https://www.cpsc.gov/library/foia/
foia10/brief/104cribs.pdf.) Education
and information may be a more
appropriate way to address the hazards
associated with extra bedding. For
instance, the recently released CPSC
video on safe sleeping, (https://
www.cpsc.gov/cpscpub/prerel/
prhtml11/11021.html.), is an example of
an educational tool designed to bring
more awareness to new parents of the
dangers of extra or soft bedding.
21. Slat Strength Test Changes for
Folding Crib Sides
(Comment 26)—One commenter
noted that the spindle/slat testing
procedure does not consider testing crib
sides that fold either for access to the
occupant or for storage and transport
and that, as written in the proposed
standard, the test method does not
specify testing procedures for such
segmented sides. The commenter
suggested adding the following language
for the full-size and non-full-size crib
standards: ‘‘For cribs incorporating
folding or moveable sides for purposes
of easier access to the occupant, storage
and/or transport, each side segment
(portion of side separated by hinges for
folding) shall be tested separately as
described above.’’
(Response 26)—CPSC staff worked in
cooperation with the ASTM task group,
which created the language suggested by
the commenter, to address this issue.
Although the defined testing
requirements in the proposed rule
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would work adequately for a crib side
with no moving segments, it would not
define clearly testing procedures for
segmented sides. The intent of the slat
strength test is to verify that the crib
slats can withstand 80 lbf. If a crib side
includes a hinge or other folding
mechanism, the force applied to the slat
could be transferred to the hinge and
unintentionally test the structural
integrity of the hinge and/or hinge
attachment. We have not received
reports of any incidents regarding crib
sides with hinges or other folding
mechanisms. The final rule includes
new provisions in both the full-size and
non-full-size crib standards, based on
the language provided by the
commenter, to clarify the spindle/slat
testing procedure for cribs with folding
or movable sides.
22. Definition of Folding vs. Movable
Sides
(Comment 27)—One commenter
asked about the difference between
movable sides and folding sides as
defined in the voluntary full-size crib
standard, ASTM F 1169–10.
(Response 27)—ASTM F 1169–10
defines a folding side as a side or part
of a side that folds or pivots in order to
provide easier access to an occupant. An
example of this is a crib with a dropgate design, where the top portion of
one side folds over by use of a hinge or
hinges. A movable side is also a side
that is used to provide easier access to
an occupant and is any design other
than a folding side.
23. Rocking Crib Test Procedure
(Comment 28)—One commenter
asked how we plan to apply the
proposed crib standard to cribs that are
built with rockers, a design that is not
addressed explicitly by ASTM F 1169–
10. The commenter noted that such a
product could be a ‘‘super-sized’’ cradle
or rocking bassinet, whose interior
dimensions meet that of a full-size crib,
or perhaps a glider-style crib. The
commenter stated that it would make
sense for the crib to be arrested during
testing so that the crib does not rock, but
the commenter felt that this was not
clear in the proposed rule.
(Response 28)—We find that the
current language in the standard is
sufficient and clearly states that, for
each dynamic test requirement, the crib
must be mounted rigidly prohibiting or
arresting any movement of the crib
during all phases of the test procedure.
Furthermore, it would be intuitive for
test laboratories that a rocking crib must
be secured to arrest any motion in the
vertical or horizontal direction.
Manufacturers and test labs have been
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manufacturing and testing non-full-size
rocking cribs for some time now, and we
are not aware of any clarity requested or
needed for testing existing non-full-size
rocking cribs or potentially newlydesigned full-size rocking cribs.
24. ASTM Provision Concerning
Retightening Screws and Bolts
(Comment 29)—Numerous
commenters supported the proposed
rule’s exclusion of the provision in
ASTM F 1169–10 concerning
retightening of screws between tests,
noting that it will enhance crib safety.
One commenter, however, disagreed
with exclusion of the hardware
retightening provision. The commenter
stated that the dynamic tests, namely
the shake test, vertical mattress support
impact test, and the crib side rail impact
test are designed to simulate and
accelerate the use and abuse of the crib.
The commenter noted that, ‘‘absent test
data to support a contrary position,
tightening of the screws is consistent
with the ASTM requirements and
CPSC’s own historic test practices.’’ One
commenter stated that CPSC staff has
not had the time to evaluate the efficacy
of not removing the retightening
allowance.
(Response 29)—We strongly disagree
with the commenter opposing exclusion
of the hardware retightening provision.
It is true that the purpose of accelerated
life cycle tests is to accelerate the
degradation rate of a product under
known use conditions. However, the
accelerated tests that are required in
both the full-size and non-full-size crib
standards are not overly stringent. The
combination of the shake test (to
simulate a child standing and shaking
the top of a side rail), the vertical
mattress support impact test (child
jumping), the crib side rail impact test
(child climbing outside of rail), and the
slat/spindle strength test (child and/or
sibling falling against or kicking slats)
comprise a laboratory simulation of a
lifetime of use. The shake test
parameters are based on a lifetime of use
of only 18 months, or use by just one
child. The majority of cribs are used for
two and three children, and some are in
use for 15 years or longer. Furthermore,
the accelerated life cycle tests include
test parameters for foreseeable use of the
product. Foreseeable use includes a
child shaking the side rails, jumping on
the mattress, climbing on the outside of
the side rails, or falling or kicking the
crib slats.
As for the commenter’s statement that
CPSC staff has not had the time to
evaluate the efficacy of not removing the
retightening allowance, we disagree.
First, we conducted initial tests to verify
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the effects of the vertical mattress
support impact and crib side rail impact
tests on fasteners loosened during the
cyclic side shake test. We intentionally
backed out fasteners one-quarter and
one-half turn, chosen at random on
three full-size and two non-full-size
cribs, prior to mattress support and side
impact testing. In summary, the side rail
impact test severely affected fasteners
that lost their seated preload,
approximately one-half turn and greater.
Fasteners that were loosened less than
one-half turn maintained sufficient
preload to withstand the side impact
test vibrations applied to the lower rail.
If the fasteners that loosened after the
crib side impact test had been
retightened beforehand, a potentially
dangerous condition, such as a
hazardous gap created by loosened
hardware, would have gone unnoticed.
Second, we recently had the
opportunity to evaluate each proposed
performance requirement by
participating in the testing of a full-size
crib according to the full-size crib
standard. Test results showed that the
forces exerted on the crib sides during
the shake test are not significantly
detrimental to loosening hardware.
After completion of the shake test on the
test crib, two fasteners were noted to
have backed out, one about one-eighth
of a turn, and one close to one-half a
turn. Neither fastener backed out
enough to be considered noncompliant
with the test requirement. In addition,
these two fasteners did not back off any
further after the mattress support and
crib side impact testing. However, after
the crib side impact test, another
fastener, a wing nut securing the
mattress support, backed off several
turns, creating about a three millimeter
separation, which is noncompliant with
the requirement. Therefore, the crib
ultimately failed due to a primary
component attached by a screw that
separated more than one millimeter. It
is important to note that the assembly
envelope around the wing nuts was
confined severely by the proximity of
the mattress support frame to the side
slats. This made it difficult to ensure
that adequate torque was applied during
crib assembly. Results such as these
reemphasize the importance of not
allowing retightening of fasteners during
testing, because it is foreseeable that a
consumer will have similar difficulty
tightening a fastener in a confined
space.
It is also important to note that ASTM
F 1196–10 and F 406–10a include a new
hardware and fasteners requirement,
which requires that crib hardware
include a locking device or method for
impeding loosening. This will reduce
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further the need for the retightening
allowance, especially with crib designs
that utilize fasteners that are difficult to
access.
In summary, we strongly disagree
with the request to allow retightening of
fasteners. The majority of crib side rail
corners are attached with one screw.
Loosening just one screw can result in
subsequent detachment of the side rail
corner, creating a hazardous gap. There
have been at least 10 fatalities where
loose screws have contributed to the
death of a child. After drop-sides, loose
screws are the second highest cause of
fatalities associated with the structural
integrity of cribs. It is important that
fasteners remain secure during the
useful life of the crib.
25. Captive Hardware
(Comment 30)—Some commenters
suggested that the hardware used for
assembly remain captive in the key
structural components when a crib is
disassembled to reduce the chance of
losing the hardware and of owners
subsequently substituting inappropriate
hardware for the hardware that was
provided originally with the crib.
(Response 30)—Captive hardware
typically includes a threaded insert with
a captive screw on the mating
component. A few of the advantages of
captive hardware include: Prevention of
lost hardware, accurate and repeatable
assembly of primary structural
components, and ease of assembly. Crib
designs using captive hardware,
especially for primary components,
such as side rails, could minimize the
chance of screws loosening, allowing
components to detach and create an
entrapment hazard. In addition, captive
hardware could: (1) Make assembly of
cribs easier; (2) minimize the chance of
a consumer replacing a lost screw with
an incorrect or improper substitute; and
(3) reduce the chance of a consumer
misassembling the crib.
Although, there appear to be many
advantages to using captive hardware on
cribs, there are several disadvantages as
well. First, if a captive screw ever
becomes damaged or is inadvertently
bent or pulled from an external force
while in the disassembled state, it may
be difficult or impossible to reassemble
the crib component with the damaged
screw or to remove and reinstall a
replacement captive screw. Second,
requiring captive hardware to attach a
mattress support could result in more
complicated designs or extra hardware
because one main component of a fullsize crib, the mattress support, typically
is designed to be installed in different
positions (levels).
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Although the advantages of using
captive hardware may seem to outweigh
the disadvantages, we conclude that it is
premature to mandate the use of captive
hardware. We encourage manufacturers
and ASTM to investigate the use of
captive hardware systems on cribs and
note that some manufacturers already
are employing or considering using such
designs.
26. Test Mattress for Non-Full-Size Crib
Mattress Support Test
(Comment 31)—One commenter
expressed concern about the
requirement for non-full-size cribs to
conduct the mattress support testing
(dynamic impact) with a specific test
mattress for each product, as opposed to
conducting this test with the mattress
supplied with each crib. The commenter
was concerned that testing with such a
mattress may be less stringent than
testing with the mattress supplied with
the product. The commenter also was
concerned that the provision could
require test labs to have multiple test
mattresses to suit all different
dimensions of non-full-size cribs. This,
the commenter stated, could increase
the time and costs of testing.
The commenter recommended using
the mattress supplied with the product
in the dynamic testing. Alternatively,
the commenter suggested: (1) stating in
the final rule that a test mattress be large
enough to accommodate the impactor to
be used in the test, provided the test
mattress does not shift in any way
during testing or (2) specifying a smaller
test mattress that would accommodate
all non-full-size cribs currently for sale
in commerce, with such dimensions as
18’’ × 18’’ × 3.’’
(Response 31)—In some instances, it
may be true that testing non-full-size
cribs with a thicker test mattress may be
less stringent than testing with the
mattress supplied with the product.
However, we feel it is more important
to use a standard size test mattress for
test repeatability between testing
facilities. Crib mattresses, especially
mattresses provided with non-full-size
cribs, are typically entry-level price
point mattresses. Foam and mattress
stitch variability is inherently high
throughout the mattress industry.
Furthermore, the mattress thickness,
foam density, and other mattress
characteristics determine the amount of
energy that is transferred to the mattress
support system. If a standard test
mattress is not required, it is foreseeable
that the same non-full-size crib with a
supplied one-inch mattress may pass at
one test laboratory, but fail at another,
due solely to the inherent variability in
the mattress manufacturing process.
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commenter supported an immediate
change in the language in the warning,
and other commenters supported a
language change only after a separate
mattress standard has been developed.
(Response 32)—The non-full-size crib
standard requires all non-full-size cribs
to be sold with their own mattress.
These comments only relate to a
warning label about replacement
mattresses, and do not suggest changing
the requirement for the mattress
supplied with the non-full-size crib. We
agree that replacement mattresses made
by manufacturers other than the
supplier of the non-full-size crib can
achieve a satisfactory fit, because there
are many common sizes among non-fullsize cribs. Furthermore, we agree that,
without alternatives, consumers may
resort to homemade bedding surfaces
when they need to replace a mattress.
Pads that are ‘‘designed for’’ a given crib
will simulate all dimensions (edge
contours, overall area, density, and
thickness) of the original mattress
supplied by the manufacturer. A
mattress with the dimensions necessary
for eliminating hazardous gaps in the
crib can be manufactured satisfactorily
by anyone, not just the original
manufacturer. We believe it would be
better to address this issue after a
mattress standard has been created.
(Comment 33)—A commenter stated
that, ‘‘If the CPSC mandates that
consumers ‘use only the mattress/pad
provided by the manufacturer’ then
retailers will be inclined to stop offering
alternative mattresses/pads.’’
(Response 33)—The final rule does
not mandate what mattress a consumer
can use, and it does not prohibit the sale
of replacement mattress pads. The
standard simply requires a warning
label on the product. The label
mentioned by the commenter has been
part of the ASTM standard for non-fullsize cribs since 1997, and JPMAcertified non-full-size cribs have
displayed that warning since that time.
The commenter does not provide any
data or evidence to support the
contention that retailers will stop
offering alternative mattresses/pads.
Consequently, we will wait to revise
27. Replacement Mattresses in Non-Full- this warning label until after a mattress
Size Cribs
standard has been created, as suggested
(Comment 32)—Several commenters
by other commenters.
argued for modifying the warning on
28. Misassembly
non-full size cribs, which states, in part:
(Comment 34)—Several commenters
‘‘Use ONLY mattress/pad provided by
suggested that products should be
manufacturer * * *’’ and instead use
designed so that the consumerlanguage that does not specify the
assembled parts cannot be
manufacturer of the replacement
misassembled. They suggested that all
mattress, because some manufacturers
parts of a crib should fit only in the
make mattresses for other
correct orientation, and that if
manufacturers’ products. One
As for the commenter’s concern
regarding the potential delay in
specifying and ordering a test mattress
to correctly fit the non-full-size crib
being tested, this issue could be
addressed easily if the manufacturer
includes a test mattress in the crib’s bill
of materials at the design stage. This
will ensure that all crib components,
including the test mattress, are procured
at the same time. Thereafter, the test
mattress will be available for testing,
when needed, eliminating any
additional testing delays or increased
costs by the test laboratories.
As for the commenter’s concern
regarding the use of a test mattress just
large enough to accommodate the
impactor used during the mattress
impact test, in general, using any test
mattress that is smaller than the interior
surface area of the crib will be more
stringent than using a mattress
equivalent to the crib’s interior surface
area. A smaller test mattress will
transfer more energy into the mattress
support system. Specifically, using the
18 inches x 18 inches x 3 inches
mattress pad as an example, the impact
head, about 8 inches across, when
positioned 2 inches from the sides in a
corner will hit the test mattress such
that it overlaps the midplane or
geometric center of the test mattress.
Therefore, the test mattress foam will
sustain more damage than a larger
mattress. Unless replaced for each test,
it will soften, thereby transmitting more
energy into the mattress support
structure. CPSC staff believes that using
an undersized mattress will mean less
repeatability from lab to lab and
different force distributions experienced
on each crib.
Once a crib mattress standard is
developed, which would diminish the
variability currently inherent in the
mattress manufacturing process, testing
non-full-size cribs with their supplied
mattresses may be more workable.
However, for the present, we feel that it
is more important to ensure
repeatability between test laboratories
by requiring the same vertical mattress
impact test for both full-size and nonfull-size cribs.
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misassembled, the crib would be
unusable.
(Response 33)—This suggestion
originates from reports of fatal
incidents, wherein a crib side was
installed upside-down. We have
considered such a requirement for the
standard, but it would be difficult to
implement. Any part of a product can be
misassembled, and there are also certain
parts of cribs that can be safely used in
any orientation. Manufacturers could
resort to more preassembly of crib
components to meet this commenter’s
suggestion, but due to the size of an
assembled crib and its components, any
preassembly would likely be very
limited in nature and thus would not
solve the problem.
The requirement to make a crib
unusable when a part is misassembled
is not feasible because consumer
modifications and misassemblies could
be clever and forceful. Questions to
consider include: Can the potential
misassembly involve consumer use of
hand tools and off-the-shelf fasteners?
What if the misassembled part is
redrilled to make it fit? How can a
manufacturer make a part unusable if
misassembled, when the test lab is
allowed to ignore the manufacturer’s
instructions?
It would be difficult, perhaps
impossible, to devise a reliable method
for testing such a requirement. The
testing permutations needed to prove
the utility of some parts in all possible
configurations would increase the
number of tests that would have to be
performed, because each part would
have to be tested in every possible
position. Although we agree that the
principle of making parts oriented in
only one direction is sound, the testing
needed to prove the inability to use the
part makes testing the requirement
impractical. The requirement in the
standard to clearly mark the
manufacturer’s recommended
installation orientation addresses the
problem and highlights the design
principle for manufacturers.
29. Utility of Drop-Side Cribs
(Comment 35)—One commenter
claimed that drop-side cribs are
necessary for some caregivers because
some caregivers are shorter. The
commenter also suggested that
professional child care environments
should be allowed to use drop-side cribs
because infants are supervised
constantly when they are in the crib,
and the cribs are checked routinely for
safety.
(Response 35)—Although we agree
that people who are shorter in stature
may have more difficulty when placing
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infants into cribs than people who are
taller, the standard does not prevent crib
designers from making cribs that have
sides that lower in some manner to help
access the crib interior. Cribs with a gate
that swings downward on a piano hinge
commonly are available and meet the
requirements of the standard. Other
designs that raise and lower the side of
the crib are possible. These alternative
designs provide the same convenience
as traditional drop-side cribs.
As for the commenter’s argument
regarding supervision of infants in
professional care environments, we
agree that professional child care
environments generally have a higher
level of supervision than the average
residential child care environment.
However, cribs are designed with the
idea that children can be left in them
unsupervised. With respect to routine
safety checks, CPSC staff does not
recommend relying on human behavior
for safety, when a design change is
available that can eliminate a hazard.
Within the field of prevention science,
behavioral solutions are always the last
choice when designing for safety,
because humans are fallible.
30. Fall Hazards
(Comment 36)—A few commenters
expressed concern about hazards
associated with falls from cribs. These
commenters agreed that it is not
appropriate to lower the age
recommendation or increase the crib
side heights. However, the commenters
urged the Commission to research these
issues and develop innovative solutions,
including thorough public education
efforts, to limit hazards when children
climb out of cribs. Another commenter
recommended that the CPSC and ASTM
consider setting a maximum crib height,
as measured from the top rail to the
floor.
(Response 36)—We acknowledge that
injuries resulting from crib-related falls
rank high in terms of the number of
incidents. The new crib standards
contain labeling requirements, but not
any design or performance
requirements, to address this hazard.
When discussing height, some
distinctions must be made. The side
height of a crib is the height from the
top of the mattress support (for full-size
cribs) in its lowest position, to the
lowest part of the top rail. This
dimension has a minimum that is set by
each crib standard. For instance, it is 26
inches for full-size cribs. This minimum
height is required to help prevent
children from climbing out of the crib.
One also can measure the crib height,
which is measured from the floor to the
lowest part of the top rail. Neither the
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CPSC nor ASTM set a requirement for
this measurement (which is the
measurement to which the commenter
refers).
Setting a maximum crib height will
not reduce the number of incidents of
children climbing and falling out of
cribs (because that is dictated by the
side height). Therefore, a maximum crib
height will not prevent injuries. A
maximum crib height could reduce,
perhaps, the severity or number of
injuries. Side height requirements for
full-size cribs specify a minimum of 26
inches between the top of the mattress
support in its lowest position, and the
top of the lowest rail. Thus, even if the
mattress support was on the floor, the
minimum fall distance would be 26
inches, which still can result in an
injury. No maximum crib height will
eliminate injuries from falls, and setting
an arbitrary number above 26 inches as
a maximum height would be design
restrictive.
Many non-drop-side cribs have lower
overall heights than the average
traditional drop-side crib. We took
measurements of 48 drop-side cribs and
15 non-drop-side cribs and found the
following:
Crib type
Drop-side cribs ..........
Non-drop-side cribs ...
Crib height
33″ to 43″.
32″ to 39.75″.
Based on this sample, non-drop-side
crib heights do not appear to be higher,
but are at, or below, traditional dropside crib heights. A shorter crib height
would require fewer construction
materials and could result in lower crib
weight (which could reduce associated
shipping costs). Thus, crib
manufacturers may be inclined to offer
cribs with shorter heights. We believe
that the availability of cribs with shorter
heights may increase, because the
clearance formerly needed under the
crib for the operation of drop-sides no
longer would be necessary.
31. Crib Side Heights
(Comment 37)—A commenter claimed
that crib manufacturers now are using
the bare minimum side heights and that,
when drop-sides were allowed, many
manufacturers exceeded the minimum
side height, thereby preventing some
falls. The commenter did not include
data to support this assertion that crib
manufacturers are reducing the side
height now that they are no longer
making drop-side cribs.
(Response 37)—Measurements of
various cribs taken by CPSC staff show
that there are some drop-side cribs and
some non-drop-side cribs that just meet
the minimum side height requirement
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and there are some drop-side cribs and
non-drop-side cribs that have greaterthan-minimum side heights.
The minimum side height
requirement in the crib standard was
developed with an intended user in
mind (a child under the height of 35
inches). Even so, there always will be a
certain population of children who will
be capable of climbing out of a crib,
even cribs with a side height greater
than what is required by the crib
standards. If the overall average side
height of cribs decreased to the
minimum side height required in the
standard, and inadvertently resulted in
a higher frequency of children climbing
out, CPSC staff believes that the
likelihood of serious injury is lessened
by the reduction in the overall fall
height due to shorter crib heights (based
on the sample of cribs examined by
CPSC staff).
F. Changes to Proposed Rule
1. Full-Size Crib Standard
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The Commission proposed
incorporating ASTM F 1169–10 with
one modification: Excluding the
provision, section 6.12, that requires
retightening of screws and bolts
between the crib side latch test and the
mattress support vertical impact test.
Like the proposal, the final rule
incorporates by reference ASTM
F 1169–10 with the modification to
exclude the hardware retightening
provision. The final rule makes one
additional modification to ASTM
F 1169–10, modifying the spindle/slat
testing provision in 7.7.1 of the ASTM
standard in order to clarify how to test
a crib with folding or movable sides.
The final rule adds a sentence to the end
of section 7.7.1 of ASTM F 1169–10,
which states: ‘‘For cribs incorporating
folding or moveable sides for purposes
of easier access to the occupant, storage,
and/or transport, each side segment
(portion of side separated by hinges for
folding) shall be tested separately.’’ This
change responds to a comment that the
CPSC received on the proposed rule (see
section E of the preamble for discussion
of the comment and further explanation
of the need for this change). Also,
ASTM recently voted to approve adding
this language when it next revises
ASTM F 1169.
2. Non-Full-Size Crib Standard
The Commission proposed
incorporating ASTM F 406–10 with
several modifications to address nonfull-size cribs. The proposed rule would
make four modifications and two
editorial changes to ASTM F 406–10.
Most proposed changes were intended
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to make the non-full-size crib standard
more consistent with the full-size crib
standard. The proposed modifications
were: (1) Replacing the mattress support
performance requirement in ASTM
F 406–10 with the requirement that is in
the ASTM full-size crib standard; (2)
changing the side impact test in ASTM
F 406–10 to make it identical to the
requirements in the ASTM full-size crib
standard; (3) adding a requirement for
movable side latches that is similar to a
provision in previous versions of the
ASTM F 406 standard; and (4)
specifying the order for conducting
structural tests, as in the full-size crib
standard. The proposed editorial
changes were: (1) Excluding provisions
in ASTM F 406–10 that cover only play
yards; and (2) moving the recordkeeping
provision from the appendix of ASTM
F 406–10 to the general requirements
section. See 75 FR 43308 (July 23, 2010).
The final rule incorporates ASTM
F 406–10a by reference, with certain
modifications. This subsequent version
of the ASTM non-full-size crib standard,
approved on October 15, 2010, and
published in November 2010, includes
most of the changes that were in the
proposed rule. Specifically, ASTM
F 406–10a contains the recordkeeping
provision in the general requirements
section (now in section 5.20); the
mattress support impact performance
requirement (now included in sections
6.14, and 8.7); proposed changes to the
side impact test (now included in
sections 6.16, and 8.9); the provision for
movable side latch testing (now
included in section 6.13.1); and the
order of testing (now in section 6.8).
Some provisions in ASTM F 406–10a
are worded slightly differently than the
language in the proposed rule. These
differences in wording are editorial. The
proposed modifications that are not
adopted in ASTM F 406–10a are those
that excluded provisions specifically
related to play yards. Thus, the final
rule continues to exclude these play
yard-specific provisions.
In addition to the differences between
ASTM F 406–10 and F 406–10a
discussed in the preceding paragraph,
there are a few other differences
between the two versions (which
therefore result in differences between
the CPSC’s proposed non-full-size crib
standard and the final standard). Most
differences between the two versions are
editorial; for example, the revised
standard rearranges the order of some
sections and makes minor wording
changes to make the language more
consistent with the full-size crib
standard (ASTM F 1169–10). The CPSC
has reviewed these changes and
concludes that only one change is a
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substantive change that would reduce
safety. ASTM F 406–10a adds the
provision that was (and continues to be)
in the ASTM standard for full-size cribs,
which requires the retightening of
screws and bolts between tests. The
CPSC’s final rule for non-full-size cribs
excludes this provision, just as the
CPSC’s final rule for full-size cribs does.
The final rule for non-full-size cribs
also adds language concerning testing of
cribs with folding sides as in the final
rule for full-size cribs. The final rule for
non-full-size cribs includes one other
modification that was not in the
proposal. This change modifies the
language for a warning label that
cautions against placing netting or other
covers over the product. The current
wording in ASTM F 406–10a mentions
only ‘‘play yards.’’ The final rule
substitutes the word ‘‘product’’ for ‘‘play
yard,’’ thus making the warning label
also applicable to non-full-size cribs.
The Commission did not receive any
comments on this labeling issue.
However, it is related to the effort in the
CPSC’s proposed and final non-full-size
crib standards to exclude provisions
that relate only to play yards. Recently,
ASTM approved these two changes
(concerning folding cribs and the
warning label regarding netting and
covers) for its next version of ASTM
F 406, but they are not in ASTM F 406–
10a.
3. Effective Date
The Commission proposed a 6-month
effective date (as measured from the
date of publication of a final rule in the
Federal Register). The final rule
maintains the 6-month effective date but
establishes two compliance dates: 6
months for all entities subject to the
rule, except for child care facilities,
family child care homes, and places of
public accommodation which have a 24month compliance date. As discussed in
sections E.8 and 10 of this preamble, the
Commission received several comments
from child care providers describing the
impact that the crib standards could
have on them, and the Commission
believes that places of public
accommodation face similar issues. The
final rule provides a longer compliance
period for these entities to allow them
additional time to purchase compliant
cribs and to absorb the costs of meeting
the standards.
4. References in 16 CFR 1500.18
When the Commission proposed the
crib standards, it also proposed revising
16 CFR 1500.18(a)(13) and (14), which
state that full-size cribs that do not
comply with 16 CFR part 1508 and nonfull-size cribs that do not comply with
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16 CFR part 1509 are banned hazardous
substances under the FHSA. We
proposed to replace the references to 16
CFR parts 1508 and 1509 with
references to the CPSC’s new crib
standards which will be codified at 16
CFR parts 1219 and 1220. As noted
earlier in this preamble, elsewhere in
this issue of the Federal Register, we are
revoking the crib regulations that the
Commission previously issued under
the FHSA and are codified at 16 CFR
parts 1508 and 1509. Given that section
104(b) of the CPSIA changed the
regulation of cribs (and other durable
infant or toddler products) from the
FHSA to the CPSA, we have determined
that it will reduce confusion to remove
the provisions in 16 CFR 1500.18(a)(13)
and (14) altogether rather than changing
the references. This is consistent with
the revocation of 16 CFR parts 1508 and
1509.
G. Assessment of Voluntary Standards
ASTM F 1169–10 and ASTM F 406–10a
and Description of the Final Rule
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1. Section 104(b) of the CPSIA:
Consultation and CPSC Staff Review
Section 104(b) of the CPSIA requires
the Commission to assess the
effectiveness of the voluntary standard
in consultation with representatives of
consumer groups, juvenile product
manufacturers, and other experts. This
consultation process for the full-size
and non-full-size crib standards has
involved: An ANPR, a public crib
roundtable, and in-depth involvement
with ASTM. CPSC staff’s consultations
with ASTM are ongoing.
2. Description of the Final Standard for
Full-Size Cribs, Including Changes to
the Requirements of ASTM F 1169–10
The Commission believes that the
provisions of ASTM F 1169–10 are
effective to reduce the risk of injury
associated with full-size cribs. The
modifications to ASTM F 1169–10
strengthen the ASTM standard. The
final rule incorporates by reference
ASTM F 1169–10 with two
modifications:
• Exclusion of the provision in the
voluntary standard concerning
retightening of screws and bolts
between the crib side latch test and the
mattress support vertical impact test;
and
• Addition of language to the
voluntary standard clarifying how to
conduct the slat/spindle strength test on
a crib with folding or movable sides.
a. Scope, Compliance Dates, and
Definitions (§ 1219.1)
Like the proposal, the final rule states
that this part establishes a consumer
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product safety standard for new and
used full-size cribs. In accordance with
section 104(c) of the CPSIA, this section
states that the standard applies to the
manufacture, sale, contract for sale or
resale, lease, sublet, offer, provision for
use, or other placement in the stream of
commerce of a new or used full-size
crib. This section provides a compliance
date of 6 months (as measured from the
date of publication of this final rule in
the Federal Register) for all entities
subject to the rule, except for child care
facilities, family child care homes, and
places of public accommodation which
will have 24 months (as measured from
the date of publication of this final rule
in the Federal Register) to provide cribs
for use that comply with the standard.
As discussed in section H of this
preamble, due to the number of
compliant cribs that child care centers
and places of public accommodation
will need to provide for use, the final
rule provides an additional 18 months
for them to meet the full-size crib
standard.
Section 1219.1(c) defines full-size
baby crib as defined in ASTM F 1169–
10 as a bed, with certain interior
dimensions, that is designed to provide
sleeping accommodations for an infant.
In accordance with section 104(c) of the
CPSIA, the definition includes cribs in
child care facilities and places of public
accommodation affecting commerce.
This section also provides the definition
of ‘‘place of public accommodation
affecting commerce’’ specified in section
104(c) of the CPSIA.
b. Requirements for Full-Size Cribs
(§ 1219.2)
Incorporation by reference. Like the
proposal, the final rule incorporates by
reference ASTM F 1169–10, Standard
Consumer Safety Specification for FullSize Baby Cribs. The final rule requires
compliance with the requirements of
ASTM F 1169–10, with two
modifications.
Modifications to the ASTM standard.
The final rule for full-size cribs excludes
the provision in section 6.12 of the
ASTM standard that requires
retightening of screws and bolts
between the crib side latch test and the
mattress support vertical impact test
(§ 1219.2(b)(1) of the CPSC’s standard).
This is identical to the proposed rule.
As discussed in the preamble to the
proposal (75 FR at 43314 through
43315), exclusion of this retightening
provision strengthens the standard.
Conducting the tests without retightening the hardware better
represents the real use of a crib.
Retightening fasteners would sever the
chain of accumulated conditioning
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effects that the crib undergoes during
the sequence of tests. Most of the
comments that the CPSC received
concerning this issue supported the
CPSC’s exclusion of this provision.
Further discussion of the rationale for
excluding the hardware retightening
provision is provided in section E.24 of
this preamble.
The final rule adds one provision for
full-size cribs that was not contained in
the proposed rule. The final rule adds
a sentence to section 7.7.1 of ASTM
F 1169–10 to clarify how to conduct the
spindle/slat static force test with a crib
that has folding or movable sides
(§ 1219.2(b)(2) of the CPSC’s standard).
The slat strength test is intended to
verify that cribs slats can withstand 80
lbf. Without the clarification,
conducting the test on a crib that has a
hinge or other folding mechanism could
result in testing the structural integrity
of the hinge rather than the strength of
the slats. Thus, the final rule adds the
following sentence: ‘‘For cribs
incorporating foldable or moveable
sides for purposes of easier access to the
occupant, storage, and/or transport,
each side segment (portion of side
separated by hinges for folding) shall be
tested separately.’’ The addition of this
language strengthens the ASTM
standard, because it eliminates an
ambiguity about testing this type of crib.
Requirements of ASTM F 1169–10.
The final rule incorporates the other
requirements of ASTM F 1169–10
without change. These requirements
establish a comprehensive standard for
the safety of full-size cribs. ASTM
F 1169–10 includes definitions; general
requirements; performance
requirements; specific test methods; and
requirements for marking, labeling, and
instructional literature. The key
provisions of both ASTM standards are
outlined in section G.4. of this
preamble.
3. Description of the Final Standard for
Non-Full-Size Cribs, Including Changes
to the Requirements of ASTM F 406–10a
The Commission believes that the
provisions of ASTM F 406–10a, with the
specified modifications, are effective to
reduce the risk of injury associated with
non-full-size cribs. The final rule
incorporates a version of ASTM F 406
that ASTM approved after the
Commission had published its proposed
rule and includes most of the
modifications that the Commission
proposed. These changes make ASTM
F 406–10a more consistent with the
ASTM standard for full-size cribs,
rendering the standard more protective
than the previous version. The
modifications in the CPSC’s final rule
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further strengthen the standard. The
final rule incorporates by reference
ASTM F 406–10a with four
modifications that:
• Exclude the hardware retightening
provision;
• Add language clarifying how to
conduct the slat/spindle test on cribs
with folding or movable sides;
• Revise a warning concerning
netting or other covers so that it
includes non-full-size cribs; and
• Exclude provisions that apply only
to play yards.
a. Scope, Compliance Dates, and
Definitions (§ 1220.1)
Like the proposal, the final rule states
that this part establishes a consumer
product safety standard for new and
used non-full-size cribs. In accordance
with section 104(c) of the CPSIA, this
section states that the standard applies
to the manufacture, sale, contract for
sale or resale, lease, sublet, offer,
provision for use, or other placement in
the stream of commerce of a new or
used non-full-size crib. This section
provides a compliance date of 6 months
for all entities subject to the rule (as
measured from the date of publication
of this final rule in the Federal
Register), except for child care facilities,
family child care homes, and places of
public accommodation which will have
24 months (as measured from the date
of publication of this final rule in the
Federal Register) to provide cribs that
comply with the standard. As discussed
in section H of this preamble, due to the
number of compliant cribs that these
entities will need to provide for use, the
final rule provides an additional 18
months for them to meet the non-fullsize crib standard.
Section 1220.1(c) defines non-full-size
baby crib as defined in ASTM F 406–
10a and explicitly excludes play yards.
(A play yard is defined as ‘‘a framed
enclosure that includes a floor and has
mesh- or fabric-sided panels primarily
intended to provide a play or sleeping
environment for children. It may fold
for storage or travel.’’) A non-full-size
crib is essentially a crib that has
dimensions other than those of a fullsize crib, as defined in the full-size crib
standard. In accordance with section
104(c) of the CPSIA, the definition
includes cribs in child care facilities
and places of public accommodation
affecting commerce. This section
provides the definition of ‘‘place of
public accommodation affecting
commerce’’ specified in section 104(c) of
the CPSIA. It also provides definitions
of terms relevant to the definition of
non-full-size crib, such as ‘‘portable
crib’’ and ‘‘play yard.’’
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b. Requirements for Non-Full-Size Cribs
(§ 1220.2)
Incorporation by reference. The final
rule incorporates by reference ASTM
F 406–10a, Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs/Play Yards. The final rule requires
compliance with the requirements of
ASTM F 406–10a, with four
modifications.
Modifications to the ASTM standard.
The final rule for non-full-size cribs
excludes the provision in section 6.10 in
the ASTM standard that requires
retightening of screws and bolts
between the crib side latch test and the
mattress support vertical impact test
(§ 1220.2(b)(3) of the CPSC standard).
This exclusion was not in the proposed
rule for the non-full-size crib standard
because the proposal referenced ASTM
F 406–10, which did not contain the
hardware retightening provision.
Excluding this provision is consistent
with the CPSC’s standard for full-size
cribs. The same reasons for that
exclusion (see part E.24 of this
preamble) apply with regard to non-fullsize cribs.
The second modification to ASTM
F 406–10a adds a sentence to clarify the
testing of cribs with folding or movable
sides. This modification was not in the
proposed rule, but responds to
comments on the proposal and is
identical to the change in the full-size
crib standard. This provision adds a
sentence to section 8.10.1 of ASTM
F 406–10a to clarify how to conduct the
spindle/slat static force test with a crib
that has folding or movable sides
(§ 1220.2(b)(5) of the CPSC’s standard).
Addition of this language strengthens
the ASTM standard because it
eliminates an ambiguity about testing
this type of crib.
The third modification to ASTM
F 406–10a revises a warning in section
9.4.2.6 of the ASTM standard that
cautions against using netting or other
covers (§ 1220.2(b)(12) of the CPSC’s
standard). The modification replaces the
words ‘‘play yard’’ with the word
‘‘product’’ because the hazard posed by
such covers exists for non-full-size cribs
as well as play yards.
The final modifications to ASTM
F 406–10a remove the provisions that
relate only to play yards (§ 1220.2(b)(1),
(2), (4), and (6) through (11) of the CPSC
standard). Section 104(c) of the CPSIA
distinguishes cribs (both full-size and
non-full-size) from other durable infant
or toddler products. This different
treatment of cribs necessitates that the
CPSC establish separate standards for
non-full-size cribs and for play yards. In
the future, we intend to issue a standard
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for play yards under section 104(b) of
the CPSIA.
Requirements of ASTM F 406–10a.
The final rule incorporates the other
requirements of ASTM F 406–10a
without change. The requirements
establish a comprehensive standard for
the safety of non-full-size cribs. Like the
ASTM standard for full-size cribs,
ASTM F 406–10a includes definitions;
general requirements; performance
requirements; specific test methods; and
requirements for marking, labeling, and
instructional literature. These
requirements are essentially the same as
the requirements ASTM F 1169–10
establishes for full-size cribs. The key
requirements of both ASTM standards
are outlined in the following section of
this preamble.
4. Principal Requirements of Both
ASTM Crib Standards
Both the full-size and non-full-size
crib standards incorporate by reference
the relevant ASTM crib standards, with
certain modifications explained above.
The principal requirements are the same
in both ASTM standards. These are:
• Dynamic impact testing of the
mattress support system—intended to
address incidents involving collapse or
failure of mattress support systems. The
2010 standards updated the tests to
address fatigue of mattress support
brackets, support hardware, and
mattress support due to children
jumping in cribs.
• Impact testing of side rails and slat
strength/integrity testing—intended to
prevent slats and spindles from breaking
and/or detaching during use. The
requirements were made more stringent
for the 2010 standards. The
modification was intended to prevent
entrapments by reducing the likelihood
of slat/spindle breakage and the gaps
that accompany them.
• Mattress support system testing—
intended to ensure that the mattress
support does not become detached from
the frame, potentially resulting in a fall.
• Latching mechanism tests—
intended to ensure that latching and
locking mechanisms work as intended,
preventing unintended folding while in
use. Also requires that they be used
with drop gates and movable sides.
• Crib side configurations—intended,
in part, to limit movable (drop) sides.
Addresses the numerous incidents
related to drop-side failures.
• Label requirements—the required
warnings were reordered in the 2010
full-size crib standard to emphasize fall
hazards.
• Openings requirement for mattress
support systems—a new requirement for
the full-size crib 2010 standard that
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addresses gaps in the mattress support
system to minimize the possibility of
entrapment.
• Requirements for wood screws and
other fasteners—a new requirement for
the 2010 standards that addresses
hazards that exist when wood screws
are the primary method of attachment.
Also includes other fastener
requirements to address incidents
related to loose hardware and poor
structural integrity.
• Cyclic testing—a new requirement
for the 2010 standards that addresses
incidents involving failures of nondrop-side hardware and poor structural
integrity. This requirement was taken
from the Canadian standard and
simulates long-term shaking of the
product by a child.
• Misassembly issues—a new
requirement for the 2010 standards
where it must either be impossible to
misassemble key elements or those
elements must have markings that make
it obvious when they have been
misassembled.
• Test requirement for accessories—a
new requirement for the 2010 standards
that is intended to address any cribs that
may now, or in the future, include
accessories, such as bassinets or
changing tables.
• Crib interior dimensions—a new
requirement for the 2010 standards that
is taken directly from the CPSC’s
mandatory regulation and is intended to
ensure that all full-size cribs have the
same interior dimensions.
• Component spacing—a new
requirement for the 2010 standards that
is taken directly from the CPSC’s
mandatory regulation and is intended to
prevent child entrapment between both
uniformly and non-uniformly-spaced
components, such as slats.
5. The Final Crib Standards Address the
Principal Hazards Related to Cribs
This section summarizes how the
standards for full-size and non-full-size
cribs address the principal crib-related
hazards that the CPSC has identified
through its review of incidents
involving cribs.
The crib standards address structural
failures of cribs that are related to dropside failures through a requirement that
the sides of a crib be fixed in place and
have no movable sections less than 20
inches from the top of the mattress
support (effectively eliminating drop
sides). The standards address problems
with non-drop-side hardware and poor
structural integrity through
requirements for screw fasteners,
locking components, and the cyclic side
(shake) test. Loosening of wood screws
and other fasteners also has led to crib
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incidents. The standards address these
hazards through the wood screw
requirements of 16 CFR parts 1508 and
1509 (which are now in ASTM F 1169–
10 and ASTM F 406–10a), restricting the
use of wood screws as primary
fasteners; prohibiting use of wood
screws in structural elements that a
consumer would need to assemble; and
imposing stricter requirements for the
use of threaded metal inserts and other
metal-threaded fasteners. Problems with
the structural integrity of cribs and
hardware issues (such as loosened
joints, detached sides and overall poor
structural integrity) are addressed by the
cyclic side (shake) test, which simulates
a child’s lifetime shaking of the crib.
The test applies a cyclic force (9,000
vertical and then 9,000 horizontal load
cycles using 27 lbf) at the midpoint of
each top rail, end, and side of the crib.
To address mattress-related issues (such
as, entrapments between a mattress
support and a crib structure, and
mattress support structural failures), the
crib standards include a mattress impact
cyclic test that consists of dropping a
45-pound mass (20 kg) repeatedly every
4 seconds onto a polyurethane foam test
mattress covered in vinyl and supported
by the mattress support system. The crib
standards address crib slat
disengagement (which can result in
entrapment) by specifying that any crib
side with slats must be tested
(previously the number of sides was not
specified and manufacturers could test
just one side). The crib standards
address broken or dislocated slats,
which can cause a gap of approximately
5 inches, by making the slat/spindle
strength test more stringent, requiring a
set number of slats to withstand an 80pound load. The crib standards address
misassembly issues by including a
requirement which states: ‘‘Crib designs
shall only allow assembly of key
structural elements in the
manufacturer’s recommended use
position or have markings that indicate
their proper orientation. The markings
must be conspicuous in the
misassembled state.’’
H. Effective Date
The Administrative Procedure Act
(‘‘APA’’) generally requires that the
effective date of a rule be at least 30
days after publication of the final rule.
5 U.S.C. 553(d). The Commission
proposed that the standard would
become effective six months after
publication of a final rule. The
Commission invited comments
regarding the sufficiency of a 6-month
effective date for the crib standards,
which are discussed in section E.10 of
this preamble.
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Based on review of the comments, the
final rule provides a 6-month effective
date (as measured from the date of
publication of this final rule in the
Federal Register) with two compliance
dates: a 6-month compliance date for all
entities subject to the rule, except for
child care facilities, family child care
homes, and places of public
accommodation, which have 24 months
(as measured from the date of
publication of this final rule in the
Federal Register) to provide cribs that
comply with the standards. This
approach alleviates concerns that there
may not be a sufficient supply of cribs
that meet the new standards for these
entities to provide compliant cribs
within a 6-month effective date.
Providing this additional period of time
for these entities addresses their
concerns about the costs of compliance
by allowing additional time for them to
locate funding and to absorb the costs of
the rule. This approach still requires
manufacturers and retailers (as well as
other entities selling, leasing or
otherwise providing cribs) to supply
compliant cribs within 6 months just as
the Commission had proposed.
Providing tiered compliance dates
should allow for an orderly process of
supply, so that cribs are first
manufactured and made available for
sale before child care facilities, family
child care homes, and places of public
accommodation, which must purchase
compliant cribs, are required to comply
with the standards. This approach also
will not delay the availability of cribs in
stores for individual consumers to
purchase, which would have been the
case if the rule established a longer
uniform effective date to accommodate
the impact on child care facilities,
family child care homes, and places of
public accommodation. By setting a
compliance date of 24 months from the
date of publication of this final rule in
the Federal Register, the Commission
intends that any such entity that comes
into being after the compliance date
must comply with this rule when it
begins operating.
An additional reason underlies the
Commission’s decision to create a
separate compliance date for child care
facilities, family child care homes, and
places of public accommodation. It is
unprecedented for the Commission to
promulgate a rule containing a
mandatory standard that not only sets
product performance requirements but
also places responsibility for
compliance with the rule, in part, on
users or providers of the product in an
occupational setting. We are required to
do so in this case, however, because
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Congress singled out cribs for special
treatment in the CPSIA.
Even though certain of the other
durable infant products on which we
will be promulgating mandatory
standards may also be found in child
care or other settings covered by section
104 of the CPSIA, it is only cribs failing
to meet the mandatory standard that are
required to be replaced by certain
statutorily defined users and providers
by a date to be determined by the
Commission.
Of course, manufacturers of products
are accustomed to meeting performance
standards. Our understanding is that
most crib manufacturers have been
following this rulemaking and the
attendant ASTM voluntary standards
proceedings very closely, if not
participating in them directly. Their
numbers, though, are relatively few. In
comparison, there are an estimated
59,000 child care and family home care
providers and an estimated 53,000
public accommodations covered by this
rule, many of whom may be wholly
unaware of its consequences.
During this rulemaking, the issues
that have been raised as part of the
record by child care providers apply, in
our view, to all users or providers of
cribs described in sections 104(c)(2)(B)
and (D) of the CPSIA. While we had no
comments from operators of public
accommodations, they likely will face
the same difficulties as child care
providers in complying in a timely
manner with the new crib standard.
For instance, the number of
complying cribs that will have to be
manufactured to meet the new standard,
just for those cribs needed in the child
care setting, is, in our estimation, at
least ten times more than those facilities
usually buy in one year (cribs, on
average, are normally on a 10-year
replacement cycle). This surge in
demand is in addition to the cribs that
will, upon this rule becoming effective,
need to be replaced by owners or
operators of public accommodations,
who would have otherwise not
necessarily done so during that period.
Whether enough complying cribs can be
made in just one year’s time to meet this
increased need, on top of the normal
annual number of cribs required by
parents, is uncertain. All crib users and
providers will be buying from the same
finite pool of new complying cribs, but
certain of those purchasers will be doing
so pursuant to the added
responsibilities placed upon them by
this rule, as required by the CPSIA. The
expense of replacing all of their noncomplying cribs will weigh more
heavily on the less affluent providers,
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whether they are child care facilities or
public accommodation facilities.
Given these realities, and the
Commission’s strong desire to ensure
implementation of the rule is consistent
with the statute’s goal of providing safer
sleep environments for those children
using cribs, the Commission believes it
is prudent to take all reasonable steps to
try to provide adequate time for there to
be a sufficient supply of complying
cribs to meet demand, and for child care
facilities, family child care homes, and
places of public accommodation to
obtain complying cribs before the
penalties that could be imposed on
them for failure to do so become
effective. Therefore, the Commission is
establishing a compliance date for those
persons of 24 months (as measured from
the date of publication of this final rule
in the Federal Register) for them to
provide compliant cribs. This gives
affected persons an additional 18
months beyond the effective date that
was suggested in the proposed rule to
replace their noncomplying cribs. The
Commission will also use this time to
attempt to educate all those individuals
and entities affected of their
responsibilities under the law so they
can plan for the replacement of their
cribs in an orderly and timely fashion.
The Commission strongly encourages
all child care facilities, family child care
homes and public accommodation
facilities to begin replacing their cribs
with compliant cribs as quickly as the
market allows, starting with the oldest
ones first, as our experience has shown
that the longer cribs are used, the more
hazards they present to the children
placed in them. Every day that a child
is in an unsafe crib, or any unsafe sleep
environment for that matter, puts that
child at risk of serious injury or death.
Every person who provides cribs in a
child care setting or as part of the
furnishings in a public accommodation
has a responsibility to provide the safest
possible environment for the children
using those cribs.
I. Regulatory Flexibility Act
The Regulatory Flexibility Act
(‘‘RFA’’) generally requires that agencies
review proposed rules for their potential
economic impact on small entities,
including small businesses, and prepare
an initial regulatory flexibility analysis.
5 U.S.C. 603. The RFA further requires
that agencies consider comments they
receive on the initial regulatory
flexibility analysis and prepare a final
regulatory flexibility analysis describing
the impact of the final rule on small
entities and identifying alternatives that
could reduce that impact. Id. 604. This
section summarizes the staff’s final
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regulatory flexibility analyses for the
full-size and non-full-size crib
standards, which is provided at Tabs A
and B of the staff’s briefing package.
1. Full-Size Cribs
a. The Market for Full-Size Cribs
As mentioned in section B.2 of this
preamble, CPSC staff estimates that
there are currently 68 manufacturers or
importers supplying full-size cribs to
the U.S. market. Of those that could be
categorized, 10 are domestic importers;
42 are domestic manufacturers; 7 are
foreign manufacturers; and 2 are foreign
importers. CPSC staff estimates annual
sales of new cribs to be about 2.4
million (could be an underestimate if
new mothers buy more than one crib).
CPSC staff estimates that there are
currently approximately 591 models of
full-size cribs compared to
approximately 81 models of non-fullsize cribs. Thus, approximately 88
percent of crib models are full-size
cribs. Applying this percentage to the
number of cribs sold annually results in
a rough estimate of 2.1 million full-size
cribs sold each year.
JPMA, the major U.S. trade
association representing juvenile
product manufacturers and importers,
runs a voluntary certification program
for several juvenile products.
Approximately 30 firms (44 percent)
supply full-size cribs to the U.S. market
that have been certified by JPMA as
compliant with the ASTM voluntary
standard F 1169–09. Additionally, 15
firms claim compliance, although their
products have not been certified by
JPMA. The regulatory flexibility
analysis assumes that the 45 firms that
provide cribs that are certified to, or
claim to be compliant with, earlier
ASTM standards, will remain compliant
with ASTM standard F 1169–10.
As noted previously, section 104 of
the CPSIA operates such that when the
Commission’s crib standards take effect,
they will apply to retailers of both new
and used full-size cribs and to child care
facilities and places of public
accommodation, such as hotels, which
provide full-size cribs to their patrons.
Based on public comments received
from child care centers in response to
the proposed rule, it appears that child
care centers typically use a mix of fullsize and non-full-size cribs, but
primarily non-full-size cribs. However,
CPSC staff still assumes that places of
public accommodation tend to provide
non-full-size cribs to their customers, as
opposed to the more unwieldy full-size
cribs. The number of firms that may be
selling or providing full-size cribs is
unknown, but may be drawn from
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approximately 24,985 retail firms (at
least 5,292 of which sell used products);
59,555 firms supplying child care
services; and 53,021 locations offering
public accommodations to the public
that may be supplying new or used fullsize cribs.
emcdonald on DSK2BSOYB1PROD with RULES2
b. Impact on Small Businesses
There are approximately 68 firms
currently known to be producing or
selling full-size cribs in the United
States. Based on Small Business
Administration (SBA) guidelines, which
consider a manufacturer to be small if
it has 500 or fewer employees and an
importer to be small if it has 100 or
fewer employees, 48 of these firms (36
domestic manufacturers, 10 domestic
importers, and 2 firms with unknown
sources of supply) are small. There are
probably additional unknown small
manufacturers and importers operating
in the U.S. market.
According to SBA guidelines, retailers
and service providers, such as child care
centers and places of public
accommodation, are considered small if
they have $7 million or less in annual
receipts. Approximately 93 percent of
all retailers have receipts of less than $5
million, with an additional 3 percent
having receipts between $5 million and
$9.99 million. Excluding firms with
receipts of between $5 million and $7
million, yields an estimated 23,236
small retail firms. Some portion of these
retail firms would be affected by the
final rule because only a small
percentage of these small firms actually
sell full-size cribs. Thus, the number of
small retail firms affected will be far
fewer than 23,236. Among child care
service providers, approximately 98
percent have receipts of less than $5
million, with an additional 0.9 percent
having receipts between $5 million and
$9.99 million. This suggests that
roughly 58,364 small child care firms (of
59,555) could be affected.
i. Small Manufacturers
The impact of the standard for fullsize cribs on small manufacturers will
differ based on whether their products
comply with ASTM standard F 1169–
10. Of the 36 small domestic
manufacturers, 24 produce cribs that are
certified by JPMA or that they claim are
in compliance with the voluntary
standard. The impact on the 24
compliant firms is not expected to be
significant. It seems unlikely that any of
these products will require modification
to meet the CPSC standard. Should any
modifications be necessary, the
modification would likely be minor
(such as more effective screws or screw
combinations).
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The CPSC standard could have a
significant impact on one or more of the
12 firms that are not compliant with the
voluntary standard, because their
products might require substantial
modifications. The costs associated with
these modifications could include costs
for product design, development and
marketing staff time, and product
testing. There may also be increased
production costs, particularly if
additional materials are required. The
actual cost of such an effort is unknown,
but could be significant, especially for
the two firms that rely primarily or
entirely on the production and sale of
full-size cribs and related products,
such as accompanying furniture and
bedding, and for a third firm that
produces only one other product.
However, the impact of these costs may
be diminished if they are treated as new
product expenses that can be amortized.
The scenario described above assumes
that only those firms that produce cribs
that are certified by JPMA or that claim
ASTM compliance will pass the
voluntary standard’s requirements. This
is not necessarily the case. CPSC staff
has identified many cases in which
products that are not certified by JPMA
actually are compliant with the relevant
ASTM standard. To the extent that this
is true, the impact of the CPSC standard
will be less significant than described.
ii. Small Importers
While 4 of the 10 small importers are
not compliant with the voluntary
standard, all would need to find an
alternate source of full-size cribs if their
existing supplier does not come into
compliance with the new requirements
of the CPSC standard. The cost to
importers may increase, and they, in
turn, may pass on some of those
increased costs to their customers. Some
importers may respond to the rule by
ceasing to import cribs that do not
comply. However, the impact of such a
decision may be lessened by replacing
the noncompliant crib(s) with
complying products or other juvenile
products. Deciding to import an
alternative product would be a
reasonable and realistic way to offset
any lost revenue, given that most small
importers import a variety of products.
iii. Small Retailers and Child Care
Centers
The CPSIA requires that all full-size
cribs sold (or leased) by retailers or
provided by child care centers to their
customers comply with the CPSC’s fullsize crib rule. This means that retailers,
most of whom are small, will need to
verify that any full-size cribs in their
inventory (that they intend to sell or
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81783
lease after the effective date), and any
that they purchase in the future, comply
with the regulation prior to offering the
cribs for sale. CPSC staff believes that
most retailers, particularly small
retailers, do not keep large inventories
of cribs. With an effective date six
months after publication of the final
rule, retailers of new products should
have sufficient notification and time to
make this adjustment with little
difficulty. The situation for retailers of
used cribs is more complicated,
however, because they may not always
be able to determine whether the fullsize cribs they receive comply with the
new CPSC standard. For these affected
retailers, it may be simpler to
discontinue the sale of used full-size
cribs. If cribs represent a small portion
of the products they sell, then the
impact of the rule on these firms may be
limited.
Child care centers, family child care
homes, and places of public
accommodation must provide compliant
cribs for their customers. The rule
provides a 6-month effective date with
an additional 18-month compliance
period for these entities to meet the
standards. This longer period to comply
gives them additional time to purchase
and replace their cribs that do not
comply with the final rule. Without a
longer period for compliance, the
impact on these entities would be
greater, particularly for those that would
have to replace all of their cribs at once.
Based on data provided by the
comments, it appears that the average
child care center has between 4 and 45
cribs, fewer than half of which are likely
to be full-size. Each crib costs
approximately $500. Therefore, if 25
percent of the cribs that must be
replaced are full-size cribs, then
replacement for an individual child care
center could run from $500 to as high
as $5,500. The total one-time cost to
child care centers, the majority of which
are small, of replacing all of their fullsize cribs is estimated to be
approximately $97 million nationwide.
Providing child care centers, family
child care homes, and places of public
accommodation with 24 months to
comply with the new crib standards will
reduce the impact on these entities.
There are additional considerations
concerning the one-time costs child care
providers face. Some costs may be
passed on to customers through small
increases in the rates child care
providers charge. Child care providers
would recoup these costs over an
extended period, while the initial outlay
for new cribs would be much more
immediate. Additionally, as several
commenters noted, child care centers
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are limited in how much of the costs
can be passed on to their customers. For
example, one commenter stated that
approximately 35 percent of the
children in their care—more than
150,000—receive some form of state
subsidy, and another provider stated
that approximately one-third of the
children in their care receive some
subsidy. Raising rates above what
customers can bear has the potential to
deprive families of child care or force
them into alternative child care
arrangements that may not be subject to
the final rule. The latter possibility has
the potential for safety risks in excess of
those that currently exist in child care
centers.
Some centers could opt to replace
their full-size cribs with play yards,
which are less expensive to purchase
(typically $100–$200) than full-size
cribs, thereby spreading replacement
costs over a longer period. While this
would reduce the impact of the final
rule, the alternative of providing play
yards may be limited due to state
licensing laws. The CPSC does not
advocate the use of play yards over
cribs, but acknowledges that the choice
of play yards instead of cribs may be an
option for some child care providers.
iv. Alternatives
Under section 104 of the CPSIA, one
alternative that could reduce the impact
on small entities would be to make the
voluntary standard mandatory without
any modifications. Adopting the current
full-size crib voluntary standard without
any changes potentially could reduce
costs for 12 of the 36 small
manufacturers and 4 of the 10 small
importers that are not compliant already
with the voluntary standard. However,
these firms still will require substantial
product changes in order to meet the
voluntary standard. Because the CPSC’s
changes add little to the overall burden
of the rule, adopting the voluntary
standard without any changes will not
offset significantly the burden that is
expected for these firms.
Another way to reduce the impact on
small firms would be to allow more time
for such entities to comply with the
final rule by providing a longer effective
date for all entities. This would allow
additional time for small manufacturers
and small importers of non-compliant
cribs. It could also alleviate inventory
issues for small retailers.
A third alternative that could reduce
the impact on small firms would be to
provide an even longer compliance
period for child care centers, family
child care homes, and places of public
accommodation. Although this would
reduce the impact on the smaller of
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these entities, it would not have any
impact on small manufacturers or
importers.
2. Non-Full-Size Cribs
a. The Market for Non-Full-Size Cribs
CPSC staff estimates that there are
currently at least 17 manufacturers or
importers supplying non-full-size cribs
to the U.S. market. Five of these firms
are domestic importers and 10 are
domestic manufacturers. Insufficient
information is available to determine
whether the remaining firms are
manufacturers or importers.
Five firms supply non-full-size cribs
to the U.S. market that have been JPMAcertified as compliant with the ASTM
voluntary standard. Additionally, two
firms claim compliance, although their
products have not been certified by
JPMA. Therefore, including the firms
that claim compliance with the ASTM
standard, five manufacturers and one
importer have products that are ASTM
compliant. Additionally, one of the
firms with an unknown source of
supply also claims compliance with the
ASTM standard. This analysis assumes
that firms that are certified or claim to
be compliant with earlier ASTM
standards will remain compliant with
ASTM standard F 406–10a.
As explained in the analysis
concerning full-size cribs (section I.1.b.
of this preamble), CPSC staff estimates
annual sales to households to be about
2.4 million cribs. CPSC staff estimates
that there are approximately 81 nonfull-size crib models currently being
supplied (versus 591 full-size crib
models). Therefore, approximately 12
percent of the crib models on the U.S.
market are non-full-sized. Applying this
to the number of cribs sold annually
yields a rough estimate of 293,000 nonfull-size cribs sold each year.
As previously noted, section 104 of
the CPSIA explicitly makes the crib
standards applicable to retailers of both
new and used non-full-size cribs and to
child care facilities and places of public
accommodation, such as hotels that
supply non-full-size cribs to their
patrons. Based on comments received
from child care centers in response to
the proposed rule, it appears that child
care centers typically use a mix of fullsize and non-full-size cribs, with a bias
in favor of non-full-size cribs. CPSC staff
still assumes that places of public
accommodation tend to provide their
customers with non-full-size cribs as
opposed to full-size cribs. The number
of firms that may be selling or providing
non-full-size cribs is unknown, but may
be drawn from the approximately
24,985 retail firms (at least 5,292 of
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which sell used products), the 59,555
firms supplying child care services, and
the 53,021 locations providing public
accommodations. Each of these groups
may be supplying new or used non-fullsize cribs to the public.
b. Impact on Small Businesses
There are approximately 17 firms
currently known to be producing or
selling non-full-size cribs in the United
States. Based on the SBA’s guidelines,
which consider a manufacturer to be
small if it has 500 or fewer employees
and an importer to be small if it has 100
or fewer employees, 14 suppliers are
small firms (9 domestic manufacturers
and 5 importers). The size of the
remaining firms—two with unknown
supply sources and one domestic
manufacturer—could not be
determined. There are probably
additional unknown small
manufacturers and importers operating
in the U.S. market.
As explained in the analysis of the
impact of the full-size crib standard,
CPSC staff estimates that 23,236 retail
firms would be considered small
according to SBA’s guidelines. Not all of
these small firms sell non-full-size cribs.
Thus, the number of small retail firms
affected will be fewer than 23,236. CPSC
staff estimates that using SBA’s
guidelines, there are approximately
58,364 small child care firms (of 59,555)
and 42,437 small hotel firms (of 53,021
locations providing public
accommodations) that could be affected
by the crib standards.
i. Small Manufacturers
The impact of the CPSC’s non-fullsize crib standard on small
manufacturers will differ based on
whether their products are expected to
be compliant with ASTM standard F
406–10. Of the nine small domestic
manufacturers, five are in compliance
with the voluntary standard. The impact
on the five compliant firms is not
expected to be significant. It seems
unlikely that any of these products will
require modification to meet the final
standard. Should any modifications be
necessary, they would be most likely
minor (such as more effective screws or
screw combinations).
The CPSC’s final standard for nonfull-size cribs could have a significant
impact on one or more of the four firms
that are not compliant with the
voluntary standard, because their
products might require substantial
modifications. The costs associated with
these modifications could include
product design, development and
marketing staff time, and product
testing. There may also be increased
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production costs, particularly if
additional materials are required. The
actual cost of such an effort is unknown,
but could be significant, especially for
the one firm that relies on the
production and sale of non-full-size
cribs and related products, such as
accompanying furniture and bedding.
However, the impact of these costs may
be diminished if they are treated as new
product expenses that can be amortized.
The scenario described above assumes
that only those firms that produce cribs
certified by JPMA or claim ASTM
compliance will pass the requirements
of ASTM F 406–10a. This is not
necessarily the case. CPSC staff has
identified many cases in which
products not certified by JPMA actually
are compliant with the relevant ASTM
standard. To the extent that this is true,
the impact of the final rule will be less
significant than described.
emcdonald on DSK2BSOYB1PROD with RULES2
ii. Small Importers
Although four of the five small
importers are not compliant with the
voluntary standard, all would need to
find an alternate source of non-full-size
cribs if their existing supplier does not
come into compliance with the new
requirements of the final standard. The
cost to importers may increase and they,
in turn, may pass on some of those
increased costs to their customers. Some
importers may address the rule
requirements by ceasing to import cribs
that do not comply with the new
standard. However, the impact of such
a decision may be diminished by
replacing the noncompliant cribs with
complying products or other juvenile
products. Deciding to import an
alternative product would be a
reasonable and realistic way to offset
any lost revenue, given that most small
importers import a variety of products.
iii. Small Retailers and Child Care
Centers
The CPSIA requires that all cribs sold
(or leased) by retailers or provided by
child care centers to their customers
comply with the CPSC’s new crib
standards. Thus, retailers will need to
verify that any non-full-size cribs in
their inventory (that they intend to sell
or lease after the effective date), and that
any they purchase in the future, comply
with the regulation prior to offering the
cribs for sale. CPSC staff believes that
most retailers, particularly small
retailers, do not keep large inventories
of cribs. With an effective date six
months after publication of the rule,
retailers of new products should have
sufficient notification and time to make
this adjustment with little difficulty.
Retailers of used cribs may have
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difficulty determining whether the cribs
they receive comply with the new CPSC
standard, and therefore, may
discontinue the sale of used non-fullsize cribs. If cribs represent a small
portion of the products they sell, then
the impact of the rule on these firms
may be limited.
Child care centers, family child care
homes, and places of public
accommodation must provide compliant
non-full-size cribs for their customers.
The rule provides a 6-month effective
date (as measured from the date of
publication of this final rule in the
Federal Register) with an additional
18 months compliance period for these
entities to meet the standards. This
longer period of time to comply with the
standards could reduce the impact on
small firms. Based on data provided
through public comments, it appears
that the average child care center has
between 4 and 45 cribs, more than half
of which are likely to be non-full-size.
Each crib costs approximately $500.
Therefore, if 75 percent of the cribs that
must be replaced are non-full-size cribs,
then replacement for an individual
child care center could run from $1,500
to as high as $16,500. The total one-time
cost to child care centers, the majority
of which are small, of replacing all of
their non-full-size cribs is estimated to
be approximately $290 million
nationwide. Providing child care
centers, family child care homes, and
places of public accommodation with
24 months (as measured from the date
of publication of this final rule in the
Federal Register) to comply with the
new crib standards will reduce the
impact on them. According to 2007 U.S.
Census data, there are 53,021
establishments providing public
accommodations. Assuming that all of
these establishments provide an average
of about three non-full-size cribs for use
by their clientele, as many as 160,000
cribs might need to be replaced at a cost
of about $500 per crib, or approximately
$80 million. This may be an
overestimate as not all places of public
accommodation provide cribs to their
customers, but some portion of those
that do will replace those cribs when
the rule becomes effective.
As discussed in the analysis of the
full-size crib standard, there are
additional considerations concerning
the one-time costs for child care
providers. Some costs may be passed on
to customers through small increases in
the rates child care providers charge
(although the expenditure for new cribs
would be far more immediate). Child
care centers may have limited ability to
pass these costs on to their customers,
particularly in light of the number of
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children in child care who received
some form of state subsidy. Although
some child care centers could replace
their non-full-size cribs with less
expensive play yards (typically $100–
$200), this alternative may not be
available to some child care centers if
state licensing laws require use of cribs
rather than play yards.
Some hotels may provide a few nonfull-size cribs for their customers. The
number of cribs at any one
establishment is likely to be low,
especially because of the likelihood that
parents traveling with young children
will bring along sleep products, such as
play yards or portable cribs, for their
children. As with child care centers,
this is a one-time cost for firms that,
over time, likely can be passed on to
customers. Firms, particularly smaller
ones, may opt to reduce the replacement
costs by ceasing to provide cribs to their
customers, replacing only some cribs, or
providing play yards instead of non-fullsize cribs. Therefore, it is unlikely that
the rule will have a significant impact
on a substantial number of firms that
provide these cribs in places of public
accommodation. The Commission
believes that because places of public
accommodation, like child care centers,
will need to purchase compliant cribs to
provide to their customers, the rule
establishes a 24 month compliance date
(as measured from the date of
publication of this final rule in the
Federal Register) for them to provide
compliant cribs as well.
iv. Alternatives
The same alternatives for reducing the
impact of the full-size crib standard also
apply to reducing the impact of the nonfull-size crib standard. One alternative
is to make the voluntary standard
mandatory with no modifications.
Adopting the current voluntary standard
without any changes potentially could
reduce costs for four of the nine small
manufacturers and four of the five small
importers who are not already
compliant with the voluntary standard.
However, these firms still will require
substantial product changes in order to
meet the voluntary standard. Since the
changes add little to the overall burden
of the rule on small manufacturers,
adopting the voluntary standard with no
changes will not offset significantly the
burden that is expected for these firms.
Adopting the voluntary standard with
no modifications could reduce the
impact on small retailers and some
child care providers.
Another alternative that could reduce
the impact on small firms would be to
allow more time for such entities to
comply with the final rule by providing
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Federal Register / Vol. 75, No. 248 / Tuesday, December 28, 2010 / Rules and Regulations
a longer effective date for all entities
that are subject to the rule. This would
allow additional time for small
manufacturers and small importers of
non-compliant cribs. It could also
alleviate inventory issues for small
retailers. A third alternative that could
reduce the impact on small firms would
be to provide an even longer compliance
period for child care centers, family
child care homes, and places of public
accommodation. Although this would
reduce the impact on the smaller of
these entities, it would not have any
impact on small manufacturers or
importers.
J. Environmental Considerations
The Commission’s regulations
provide a categorical exclusion for the
Commission’s rules from any
requirement to prepare an
environmental assessment or an
environmental impact statement
because they ‘‘have little or no potential
for affecting the human environment.’’
16 CFR 1021.5(c)(2). This rule falls
within the categorical exclusion.
emcdonald on DSK2BSOYB1PROD with RULES2
K. Paperwork Reduction Act
This rule contains information
collection requirements under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). Therefore, the
preamble to the proposed rule (75 FR at
43319 through 43321) discussed the
information collection burden of the
proposed rule and specifically requested
comments on the accuracy of our
estimates. We did not receive any
comments concerning the information
collection burden of the proposal, and
the final rule does not make any
changes to that burden. We have
applied to the U.S. Office of
Management and Budget (OMB) for a
control number for this information
collection, and we will publish a notice
in the Federal Register providing the
number when the agency receives
approval from OMB.
L. Preemption
Section 26(a) of the CPSA, 15 U.S.C.
2075(a), provides that where a
‘‘consumer product safety standard
under [the CPSA]’’ is in effect and
applies to a product, no state or political
subdivision of a state may either
establish or continue in effect a
requirement dealing with the same risk
of injury unless the State requirement is
identical to the federal standard.
(Section 26(c) of the CPSA also provides
that states or political subdivisions of
states may apply to the Commission for
an exemption from this preemption
under certain circumstances.) Section
104(b) of the CPSIA refers to the rules
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to be issued under that section as
‘‘consumer product safety rules,’’ thus
implying that the preemptive effect of
section 26(a) of the CPSA would apply.
Therefore, a rule issued under section
104 of the CPSIA will invoke the
preemptive effect of section 26(a) of the
CPSA when it becomes effective.
children, Labeling, Law enforcement,
Reporting and recordkeeping, Toys.
M. Certification
16 CFR Part 1500
Consumer protection, Hazardous
substances, Imports, Infants and
children, Labeling, Law enforcement,
Reporting and recordkeeping, Toys.
■ Therefore, the Commission amends
Title 16 CFR chapter II as follows:
■ 1. Add part 1219 to read as follows:
Section 14(a) of the CPSA imposes the
requirement that products subject to a
consumer product safety rule under the
CPSA, or to a similar rule, ban,
standard, or regulation under any other
act enforced by the Commission, be
certified as complying with all
applicable CPSC requirements. 15
U.S.C. 2063(a). Such certification must
be based on a test of each product, or
on a reasonable testing program or, for
children’s products, on tests on a
sufficient number of samples by a third
party conformity assessment body
accredited by the Commission to test
according to the applicable
requirements. Section 104(b)(1)(B) of the
CPSIA refers to standards issued under
that section as ‘‘consumer product safety
standards.’’ By the same reasoning, such
standards also would be subject to
section 14 of the CPSA. Therefore, any
such standard would be considered a
consumer product safety rule, to which
products subject to the rule must be
certified.
Because full-size cribs and non-fullsize cribs are children’s products, they
must be tested by a third party
conformity assessment body whose
accreditation has been accepted by the
Commission. Elsewhere in this issue of
the Federal Register, we have issued a
notice of requirements to explain how
laboratories can become accredited as
third party conformity assessment
bodies to test to the new crib standards.
The Commission previously issued a
notice of requirements for accreditation
to test to the existing crib standards (16
CFR parts 1508 and 1509) in the Federal
Register of October 22, 2008 (73 FR
62965). (Baby cribs also must comply
with all other applicable CPSC
requirements, such as the lead content
requirements of section 101 of the
CPSIA, the phthalate content
requirements in section 108 of the
CPSIA, the tracking label requirement in
section 14(a)(5) of the CPSA, and the
consumer registration form
requirements in section 104 of the
CPSIA).
List of Subjects
16 CFR Part 1219
Consumer protection, Incorporation
by reference, Imports, Infants and
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16 CFR Part 1220
Consumer protection, Incorporation
by reference, Imports, Infants and
children, Labeling, Law enforcement,
Reporting and recordkeeping, Toys.
PART 1219—SAFETY STANDARD FOR
FULL-SIZE BABY CRIBS
Sec.
1219.1 Scope, compliance dates, and
definitions.
1219.2 Requirements for full-size baby
cribs.
Authority: The Consumer Product Safety
Improvement Act of 2008, Pub. L. 110–314,
§ 104, 122 Stat. 3016 (August 14, 2008).
§ 1219.1 Scope, compliance dates, and
definitions.
(a) Scope. This part establishes a
consumer product safety standard for
new and used full-size baby cribs.
(b) Compliance dates. (1) Except as
provided in paragraph (b)(2) of this
section, compliance with this part 1219
shall be required on June 28, 2011, and
applies to the manufacture, sale,
contract for sale or resale, lease, sublet,
offer, provision for use, or other
placement in the stream of commerce of
a new or used full-size baby crib on or
after that date.
(2) Child care facilities, family child
care homes, and places of public
accommodation affecting commerce
shall be required to comply with this
part on December 28, 2012, but this
provision applies only to the offer or
provision for use of cribs by child care
facilities, family child care homes, and
places of public accommodation
affecting commerce and not the sale,
resale, or other placement in the stream
of commerce of cribs by these entities.
(c) Definitions. (1) Full-size baby crib
means a bed that is:
(i) Designed to provide sleeping
accommodations for an infant;
(ii) Intended for use in the home, in
a child care facility, a family child care
home, or place of public
accommodation affecting commerce;
and
(iii) Within a range of ± 5.1 cm (± 2
in.) of the following interior
dimensions: The interior dimensions
shall be 71 ± 1.6 cm (28 ± 5⁄8 in.) wide
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as measured between the innermost
surfaces of the crib sides and 133 ± 1.6
cm (523⁄8 ± 5⁄8 in.) long as measured
between the innermost surfaces of the
crib end panels, slats, rods, or spindles.
Both measurements are to be made at
the level of the mattress support spring
in each of its adjustable positions and
no more than 5 cm (2 in.) from the crib
corner posts or from the first spindle to
the corresponding point of the first
spindle at the other end of the crib. If
a crib has contoured or decorative
spindles, in either or both of the sides
or ends, the measurement shall be
determined from the largest diameter of
the first turned spindle within a range
of 10 cm (4 in.) above the mattress
support spring in each of its adjustable
positions, to a corresponding point on
the first spindle or innermost surface of
the opposite side of the crib.
(2) Place of public accommodation
affecting commerce means any inn,
hotel, or other establishment that
provides lodging to transient guests,
except that such term does not include
an establishment treated as an
apartment building for purposes of any
State or local law or regulation or an
establishment located within a building
that contains not more than five rooms
for rent or hire and that is actually
occupied as a residence by the
proprietor of such establishment.
emcdonald on DSK2BSOYB1PROD with RULES2
§ 1219.2
cribs.
Requirements for full-size baby
(a) Except as provided in paragraph
(b) of this section, each full-size baby
crib shall comply with all applicable
provisions of ASTM F 1169–10,
Standard Consumer Safety Specification
for Full-Size Baby Cribs, approved June
1, 2010. The Director of the Federal
Register approves this incorporation by
reference in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. You may
obtain a copy from ASTM International,
100 Bar Harbor Drive, P.O. Box 0700,
West Conshohocken, PA 19428;
telephone 610–832–9585; https://www.
astm.org. You may inspect a copy at the
Office of the Secretary, U.S. Consumer
Product Safety Commission, Room 820,
4330 East West Highway, Bethesda, MD
20814, telephone 301–504–7923, or at
the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal_register/code_of_federal_
regulations/ibr_locations.html.
(b) Comply with the ASTM F 1169–
10 standard with the following
additions or exclusions:
(1) Do not comply with section 6.12
of ASTM F 1169–10.
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(2) Instead of complying with section
7.7.1 of ASTM F 1169–10, comply with
the following:
(i) The spindle/slat static force test
shall be performed with the spindle/slat
assemblies removed from the crib and
rigidly supported within 3 in. of each
end of the upper and lower horizontal
rails in a manner that shall not interfere
with a spindle/slat deflecting under the
applied force. For cribs incorporating
foldable or moveable sides for purposes
of easier access to the occupant, storage
and/or transport, each side segment
(portion of side separated by hinges for
folding) shall be tested separately.
(ii) [Reserved]
■ 2. Add part 1220 to read as follows:
PART 1220—SAFETY STANDARD FOR
NON-FULL-SIZE BABY CRIBS
Sec.
1220.1 Scope, compliance dates, and
definitions.
1220.2 Requirements for non-full-size baby
cribs.
Authority: The Consumer Product Safety
Improvement Act of 2008, Pub. L. 110–314,
§ 104, 122 Stat. 3016 (August 14, 2008).
§ 1220.1 Scope, compliance dates, and
definitions.
(a) Scope. This part establishes a
consumer product safety standard for
new and used non-full-size baby cribs.
(b) Compliance dates. (1) Except as
provided in paragraph (b)(2) of this
section, compliance with this part 1220
shall be required on June 28, 2011, and
applies to the manufacture, sale,
contract for sale or resale, lease, sublet,
offer, provision for use, or other
placement in the stream of commerce of
a new or used non-full-size baby crib on
or after that date.
(2) Child care facilities, family child
care homes, and places of public
accommodation affecting commerce
shall be required to comply with this
part on December 28, 2012, but this
provision applies only to the offer or
provision for use of cribs by child care
facilities, family child care homes, and
places of public accommodation
affecting commerce and not the sale,
resale, or other placement in the stream
of commerce of cribs by these entities.
(c) Definitions. (1) Non-full-size baby
crib means a bed that is:
(i) Designed to provide sleeping
accommodations for an infant;
(ii) Intended for use in or around the
home, for travel, in a child care facility,
in a family child care home, in a place
of public accommodation affecting
commerce and other purposes;
(iii) Has an interior length dimension
either greater than 139.7 cm (55 in.) or
smaller than 126.3 cm (49 3⁄4 in.), or, an
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interior width dimension either greater
than 77.7 cm (305⁄8 in.) or smaller than
64.3 cm (253⁄8 in.), or both;
(iv) Includes, but is not limited to, the
following:
(A) Portable crib—a non-full-size baby
crib designed so that it may be folded
or collapsed, without disassembly, to
occupy a volume substantially less than
the volume it occupies when it is used.
(B) Crib pen—a non-full-size baby crib
with rigid sides the legs of which may
be removed or adjusted to provide a
play pen or play yard for a child.
(C) Specialty crib—an
unconventionally shaped (circular,
hexagonal, etc.) non-full-size baby crib
incorporating a special mattress or other
unconventional components.
(D) Undersize crib—a non-full-size
baby crib with an interior length
dimension smaller than 126.3 cm (493⁄4
in.), or an interior width dimension
smaller than 64.3 cm (253⁄8 in.), or both.
(E) Oversize crib—a non-full-size baby
crib with an interior length dimension
greater than 139.7 cm (55 in.), or an
interior width dimension greater than
77.7 cm (305⁄8 in.), or both.
(v) Does not include mesh/net/screen
cribs, nonrigidly constructed baby cribs,
cradles (both rocker and pendulum
types), car beds, baby baskets, and
bassinets (also known as junior cribs).
(2) Play yard means a framed
enclosure that includes a floor and has
mesh or fabric sided panels primarily
intended to provide a play or sleeping
environment for children. It may fold
for storage or travel.
(3) Place of public accommodation
affecting commerce means any inn,
hotel, or other establishment that
provides lodging to transient guests,
except that such term does not include
an establishment treated as an
apartment building for purposes of any
State or local law or regulation or an
establishment located within a building
that contains not more than five rooms
for rent or hire and that is actually
occupied as a residence by the
proprietor of such establishment.
§ 1220.2 Requirements for non-full-size
baby cribs.
(a) Except as provided in paragraph
(b) of this section, each non-full-size
baby crib shall comply with all
applicable provisions of ASTM F 406–
10a, Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs/Play Yards, approved October 15,
2010. The Director of the Federal
Register approves this incorporation by
reference in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. You may
obtain a copy from ASTM International,
100 Bar Harbor Drive, PO Box 0700,
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West Conshohocken, PA 19428;
telephone 610–832–9585; https://
www.astm.org. You may inspect a copy
at the Office of the Secretary, U.S.
Consumer Product Safety Commission,
Room 820, 4330 East West Highway,
Bethesda, MD 20814, telephone 301–
504–7923, or at the National Archives
and Records Administration (NARA).
For information on the availability of
this material at NARA, call 202–741–
6030, or go to: https://www.archives.gov/
federal_register/
code_of_federal_regulations/
ibr_locations.html.
(b) Comply with the ASTM F 406–10a
standard with the following additions or
exclusions:
(1) Do not comply with sections 5.6.2
through 5.6.2.4 of ASTM F 406–10a.
(2) Do not comply with section 5.16.2
of ASTM F 406–10a.
(3) Do not comply with section 6.10
of ASTM F 406–10a.
(4) Do not comply with section 7,
Performance Requirements for Mesh/
Fabric Products, of ASTM F 406–10a.
(5) Instead of complying with section
8.10.1 of ASTM F 406–10a, comply with
the following:
(i) The spindle/slat static force test
shall be performed with the spindle/slat
assemblies removed from the crib and
rigidly supported within 3 in. of each
end of the upper and lower horizontal
rails in a manner that shall not interfere
with a spindle/slat deflecting under the
applied force. For cribs incorporating
foldable or moveable sides for purposes
of easier access to the occupant, storage
and/or transport, each side segment
(portion of side separated by hinges for
folding) shall be tested separately.
(ii) [Reserved]
(6) Do not comply with sections 8.11
through 8.11.2.4 of ASTM F 406–10a.
(7) Do not comply with sections 8.12
through 8.12.2.2 of ASTM F 406–10a.
(8) Do not comply with section 8.14
through 8.14.2 of ASTM F 406–10a.
(9) Do not comply with sections 8.15
through 8.15.3.3 of ASTM F 406–10a.
(10) Do not comply with sections 8.16
through 8.16.3 of ASTM F 406–10a.
(11) Do not comply with section 9.3.2
through 9.3.2.4 of ASTM F 406–10a.
(12) Instead of complying with section
9.4.2.6 of ASTM F 406–10a, comply
with the following warning
requirement:
(i) Child can become entrapped and
die when improvised netting or covers
are placed on top of product. Never add
such items to confine child in product.
(ii) [Reserved].
PART 1500 [AMENDED]
3. The authority citation for part 1500
is revised to read as follows:
■
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Authority: 15 U.S.C. 1261–1278, 122 Stat.
3016; the Consumer Product Safety
Improvement Act of 2008, Pub. L. 110–314,
§ 104, 122 Stat. 3016 (August 14, 2008).
4. In § 1500.18 remove paragraphs
(a)(13) and (14).
■
Dated: December 17, 2010.
Todd A. Stevenson,
Secretary, U.S. Consumer Product Safety
Commission.
[FR Doc. 2010–32178 Filed 12–27–10; 8:45 am]
BILLING CODE 6355–01–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Parts 1508 and 1509
Revocation of Requirements for FullSize Baby Cribs and Non-Full-Size
Baby Cribs
Consumer Product Safety
Commission.
AGENCY:
ACTION:
Final rule.
Section 104(b) of the
Consumer Product Safety Improvement
Act of 2008 (‘‘CPSIA’’) requires the U.S.
Consumer Product Safety Commission
(‘‘CPSC’’ or ‘‘Commission’’) to
promulgate consumer product safety
standards for durable infant or toddler
products. These standards are to be
‘‘substantially the same as’’ applicable
voluntary standards or more stringent
than the voluntary standard if the
Commission concludes that more
stringent requirements would further
reduce the risk of injury associated with
the product. The Commission is issuing
this rule to revoke its existing
regulations pertaining to full-size and
non-full-size cribs because, elsewhere in
this issue of the Federal Register, the
Commission is issuing consumer
product safety standards for cribs that
will further reduce the risk of injury
associated with these products under
section 104 of the CPSIA. The new
consumer product safety standards for
cribs will include the requirements that
have been in 16 CFR parts 1508 and
1509 for full-size and non-full-size cribs.
To eliminate duplication, the
Commission is removing 16 CFR parts
1508 and 1509 entirely.
SUMMARY:
DATES:
Effective June 28, 2011.
FOR FURTHER INFORMATION CONTACT:
Christopher Melchert, Division of
Regulatory Enforcement, Office of
Compliance, Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, MD 20814; telephone (301)
504–7588; cmelchert@cpsc.gov.
SUPPLEMENTARY INFORMATION:
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A. What regulations is the CPSC
revoking?
The CPSC first published the full-size
crib regulation, 16 CFR part 1508, in
1973 (38 FR 32129 (Nov. 21, 1973)) and
amended it in 1982. The CPSC
published the regulation for non-fullsize cribs, 16 CFR part 1509, in 1976 (41
FR 6240 (Feb. 12, 1976)), and amended
it in 1982. Both standards contain
requirements pertaining to dimensions,
spacing of components, hardware,
construction and finishing, assembly
instructions, cutouts, identifying marks,
warning statements, and compliance
declarations. In addition, 16 CFR part
1509 contains a requirement regarding
mattresses.
B. Why is the CPSC revoking the
regulations pertaining to cribs?
The Consumer Product Safety
Improvement Act of 2008, Public Law
110–314 (‘‘CPSIA’’), was enacted on
August 14, 2008. Section 104(b) of the
CPSIA requires the Commission to
promulgate consumer product safety
standards for durable infant or toddler
products. These standards are to be
‘‘substantially the same as’’ applicable
voluntary standards or more stringent
than the voluntary standard if the
Commission concludes that more
stringent requirements would further
reduce the risk of injury associated with
the product. Elsewhere in this issue of
the Federal Register, the Commission is
issuing safety standards for full-size and
non-full-size cribs under the authority
of section 104 of the CPSIA. These new
standards adopt the voluntary standards
developed by ASTM International
(formerly known as the American
Society for Testing and Materials),
which are more stringent in some
respects than the current applicable
standards, and include ASTM F 1169–
10, ‘‘Standard Consumer Safety
Specification for Full-Size Baby Cribs,’’
and ASTM F 406–10a, ‘‘Standard
Consumer Safety Specification for NonFull-Size Baby Cribs/Play Yards.’’
The crib standards that the CPSC is
publishing elsewhere in this issue of the
Federal Register incorporate all of the
requirements currently found in 16 CFR
parts 1508 and 1509. Consequently, the
requirements found at 16 CFR parts
1508 and 1509 have become redundant.
The Commission, therefore, is revoking
16 CFR parts 1508 and 1509 in their
entirety.
The Commission emphasizes that the
revocation of 16 CFR parts 1508 and
1509 would have no substantive effect
on crib safety. The requirements from 16
CFR parts 1508 and 1509 still apply to
full-size and non-full-size cribs, but are
E:\FR\FM\28DER2.SGM
28DER2
Agencies
[Federal Register Volume 75, Number 248 (Tuesday, December 28, 2010)]
[Rules and Regulations]
[Pages 81766-81788]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-32178]
[[Page 81765]]
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Part III
Consumer Product Safety Commission
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16 CFR Parts 1219, 1220, 1500, et al.
Full-Size Baby Cribs and Non-Full-Size Baby Cribs: Safety Standards;
Revocation of Requirements; Third Party Testing for Certain Children's
Products; Final Rules
Federal Register / Vol. 75 , No. 248 / Tuesday, December 28, 2010 /
Rules and Regulations
[[Page 81766]]
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CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Parts 1219, 1220, and 1500
Safety Standards for Full-Size Baby Cribs and Non-Full-Size Baby
Cribs; Final Rule
AGENCY: Consumer Product Safety Commission.
ACTION: Final rule.
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SUMMARY: Section 104(b) of the Consumer Product Safety Improvement Act
of 2008 (``CPSIA'') requires the United States Consumer Product Safety
Commission (``CPSC,'' ``Commission,'' or ``we'') to promulgate consumer
product safety standards for durable infant or toddler products. These
standards are to be ``substantially the same as'' applicable voluntary
standards or more stringent than the voluntary standard if the
Commission concludes that more stringent requirements would further
reduce the risk of injury associated with the product. The Commission
is issuing safety standards for full-size and non-full-size baby cribs
in response to the direction under section 104(b) of the CPSIA.\1\
Section 104(c) of the CPSIA specifies that the crib standards will
cover used as well as new cribs. The crib standards will apply to
anyone who manufactures, distributes, or contracts to sell a crib; to
child care facilities, family child care homes, and others holding
themselves out to be knowledgeable about cribs; to anyone who leases,
sublets, or otherwise places a crib in the stream of commerce; and to
owners and operators of places of public accommodation affecting
commerce.
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\1\ The Commission voted 5-0 to approve publication of this
final rule. Chairman Inez M. Tenenbaum, Commissioner Thomas H.
Moore, Commissioner Robert S. Adler, and Commissioner Anne M.
Northup filed statements concerning this action which may be viewed
on the Commission's Web site at https://www.cpsc.gov/pr/statements.html or obtained from the Commission's Office of the
Secretary.
DATES: Effective Date: The rule will become effective on June 28, 2011.
The incorporation by reference of the publications listed in this rule
is approved by the Director of the Federal Register as of June 28,
2011.
Compliance Dates: Compliance with this rule with respect to the
offer or provision for use of cribs by child care facilities, family
child care homes, and places of public accommodation affecting commerce
is required starting on December 28, 2012. For all other entities
subject to the rule, compliance with this rule is required starting on
June 28, 2011.
FOR FURTHER INFORMATION CONTACT: Christopher Melchert, Office of
Compliance and Field Operations, Consumer Product Safety Commission,
4330 East West Highway, Bethesda, MD 20814; telephone (301) 504-7588;
cmelchert@cpsc.gov.
SUPPLEMENTARY INFORMATION:
A. Background and Statutory Authority
1. Section 104(b) of the Consumer Product Safety Improvement Act
The Consumer Product Safety Improvement Act of 2008 (``CPSIA'',
Pub. L. 110-314) was enacted on August 14, 2008. Section 104(b) of the
CPSIA requires the Commission to promulgate consumer product safety
standards for durable infant or toddler products. The law requires that
these standards are to be ``substantially the same as'' applicable
voluntary standards or more stringent than the voluntary standards if
the Commission concludes that more stringent requirements would further
reduce the risk of injury associated with the product. The Commission
is issuing safety standards for full-size and non-full-size cribs that
are substantially the same as voluntary standards developed by ASTM
International (formerly known as the American Society for Testing and
Materials). The standard for full-size cribs is substantially the same
as a voluntary standard developed by ASTM, ASTM F 1169-10, Standard
Consumer Safety Specification for Full-Size Baby Cribs, but with two
modifications that strengthen the standard. The standard for non-full-
size cribs is substantially the same as ASTM F 406-10a, Standard
Consumer Safety Specification for Non-Full-Size Baby Cribs/Play Yards,
but with four modifications that strengthen the standard.
2. Section 104(c) of the CPSIA and the Proposed Rule
The crib standards are different from standards for the other
durable infant or toddler products that section 104 of the CPSIA
directs the Commission to issue. Section 104(c)(1) of the CPSIA makes
it a prohibited act under section 19(a)(1) of the Consumer Product
Safety Act (``CPSA'') for any person to whom section 104(c) of the
CPSIA applies to ``manufacture, sell, contract to sell or resell,
lease, sublet, offer, provide for use, or otherwise place in the stream
of commerce a crib that is not in compliance with a standard
promulgated under subsection (b) [of the CPSIA].'' Section 104(c)(3) of
the CPSIA defines ``crib'' as including new and used cribs, full-size
and non-full-size cribs, portable cribs, and crib pens.
Section 104(c)(2) of the CPSIA states that the section applies to
any person that:
(A) manufactures, distributes in commerce, or contracts to sell
cribs;
(B) based on the person's occupation, holds itself out as having
knowledge or skill peculiar to cribs, including child care
facilities and family child care homes;
(C) is in the business of contracting to sell or resell, lease,
sublet, or otherwise place cribs in the stream of commerce; or
(D) owns or operates a place of public accommodation affecting
commerce (as defined in section 4 of the Federal Fire Prevention and
Control Act of 1974 (15 U.S.C. 2203) applied without regard to the
phrase ``not owned by the Federal Government'').
Section 104(c)(2) of the CPSIA.
Thus, the crib standards apply to owners and operators of child
care facilities, family child care homes, and places of public
accommodation such as hotels and motels, as well as to manufacturers,
distributors, and retailers of cribs. Other durable infant or toddler
product standards issued under section 104 of the CPSIA apply to
products manufactured or imported on or after the effective date of the
standard. However, under section 104(c) of the CPSIA, after the
applicable date of compliance, it will be unlawful for any of the
entities identified in section 104(c)(2) of the CPSIA to sell, lease,
or otherwise distribute or provide a crib for use that does not meet
the new CPSC crib standards, regardless of the date on which the crib
was manufactured.
In the Federal Register of July 23, 2010 (75 FR 43308), the
Commission published a proposed rule that would establish standards for
full-size and non-full-size cribs. The proposed rule would incorporate
by reference the following ASTM standards with some modifications: ASTM
F 1169-10, Standard Consumer Safety Specification for Full-Size Baby
Cribs, and ASTM F 406-10, Standard Consumer Safety Specification for
Non-Full-Size Baby Cribs/Play Yards.
3. Previous Commission Crib Standards (16 CFR Parts 1508 and 1509)
The Commission first issued mandatory regulations for full-size
cribs in 1973 (amended in 1982), which were codified at 16 CFR part
1508 under the Federal Hazardous Substances Act (``FHSA''). In 1976,
the Commission issued similar regulations for non-full-size cribs (also
amended in 1982), which were codified at 16 CFR part 1509. The
requirements of 16 CFR parts 1508 and 1509 have been included in ASTM F
1169-10 and F 406-10a, respectively. However, the recordkeeping
requirements in the
[[Page 81767]]
ASTM standards are expanded from the 3-year retention period that was
required in 16 CFR parts 1508 and 1509 to a 6-year retention period,
which is consistent with the consumer registration provision in section
104(d) of the CPSIA.
Elsewhere in this issue of the Federal Register, we are revoking
the CPSC regulations for full-size and non-full-size cribs at 16 CFR
parts 1508 and 1509. The new crib standards in this final rule, which
incorporate the applicable ASTM standards, include the requirements of
16 CFR parts 1508 and 1509. Revoking 16 CFR parts 1508 and 1509 will
allow all the crib-related requirements to be together and will avoid
confusion about which requirements apply to cribs.
4. Previous Commission Activities Concerning Cribs
As detailed in the preamble to the proposed rule (75 FR at 43309),
we have taken numerous regulatory and nonregulatory actions concerning
crib hazards. In 1996, the Commission published an advance notice of
proposed rulemaking (``ANPR'') under the FHSA to address the hazard of
crib slat disengagement, 61 FR 65996 (Dec. 16, 1996). When the
Commission proposed the new crib standards under section 104 of the
CPSIA, it published a notice terminating the rulemaking it had begun
with the 1996 ANPR because the slat disengagement hazard is addressed
by the new standards that the Commission is issuing. 75 FR 43107 (July
23, 2010).
The Commission's Office of Compliance has been involved with
numerous investigations and recalls of cribs. Since 2007, the CPSC has
issued 46 recalls of more than 11 million cribs. All but seven of these
recalls were for product defects that created a substantial product
hazard, and not for violations of the federal crib regulations.
Other previous actions include: (1) An ANPR that the Commission
published in the Federal Register on November 25, 2008 (73 FR 71570) in
preparation for this rulemaking, which discussed options to address the
hazards that CPSC staff had identified in the reported crib incidents
and recalls; and (2) a public roundtable meeting concerning crib safety
that CPSC staff held on April 22, 2009. Information about the crib
roundtable and the presentations made by CPSC staff and others are on
the Commission's Web site at https://www.cpsc.gov/info/cribs/infantsleep.html.
B. The Products and Their Market
1. Definitions Under the CPSIA and the Crib Standards
The Commission's previous crib standards in 16 CFR 1508 and 1509
contained definitions of ``full-size crib'' and ``non-full-size crib.''
According to 16 CFR parts 1508 and 1509, what principally distinguishes
full-size cribs from non-full-size cribs are the interior dimensions of
the crib. Also, according to these standards, a full-size crib is
intended for use in the home, and a non-full-size crib is intended for
use ``in or around the home, for travel and other purposes.'' A full-
size crib has interior dimensions of 28 \5/8\ inches (71
1.6 centimeters) in width by 52\3/8\ \5/8\
inches (133 1.6 centimeters) in length. A non-full-size
crib may be either smaller or larger than these dimensions. Full-size
and non-full-size cribs also differ in the height of the crib side or
rail. Non-full-size cribs include oversized, specialty, undersized, and
portable cribs. However, any products with mesh/net/screen siding, non-
rigidly constructed cribs, cradles, car beds, baby baskets, and
bassinets are excluded from the non-full-size crib requirements of 16
CFR part 1509.
Essentially, these definitions are carried over to the new crib
standards with some important differences due to section 104(c) of the
CPSIA. Because section 104(c) of the CPSIA explicitly includes used
cribs in the definition of ``crib,'' the definitions of full-size and
non-full-size crib in the CPSC standards also include used cribs. The
definition of ``full-size crib'' in part 1508 was limited to cribs
``intended for use in the home.'' However, section 104(c) of the CPSIA
explicitly includes full-size and non-full-size cribs in child care
facilities (including family child care homes) and cribs in places of
public accommodation affecting commerce. The CPSIA defines a ``place of
public accommodation affecting commerce'' with reference to the Federal
Fire Prevention and Control Act of 1974 (but without the phrase that
excludes establishments owned by the Federal Government). Thus, the
CPSIA defines ``places of public accommodation'' as:
any inn, hotel, or other establishment * * * that provides
lodging to transient guests, except that such term does not include
an establishment treated as an apartment building for purposes of
any State or local law or regulation or an establishment located
within a building that contains not more than 5 rooms for rent or
hire and that is actually occupied as a residence by the proprietor
of such establishment.
15 U.S.C. 2203(7).
Therefore, the definitions of full-size and non-full-size crib in
the CPSC standards include new and used cribs, cribs in child care
facilities, family child care homes, and cribs in places of public
accommodation.
2. Full-Size Cribs
A full-size crib has specific interior dimensions of 28 \5/8\ inches (71 1.6 centimeters) in width and
52\3/8\ \5/8\ inches (133 1.6 centimeters) in
length and is designed to provide sleeping accommodations for an
infant.
CPSC staff estimates that there are currently 68 manufacturers or
importers supplying full-size cribs to the U.S. market. Ten of these
firms are domestic importers (15 percent); 42 are domestic
manufacturers (62 percent); 7 are foreign manufacturers (10 percent);
and 2 are foreign importers (3 percent). Insufficient information was
available about the remaining firms to categorize them.
Based on information from a 2005 survey conducted by the American
Baby Group, CPSC staff estimates annual sales of new cribs to be about
2.4 million, of which approximately 2.1 million are full-size cribs.
(This number could be an underestimate if new mothers buy more than one
crib.) CPSC staff estimates that there are currently approximately 591
models of full-size cribs compared to approximately 81 models of non-
full-size cribs. Thus, approximately 88 percent of crib models are
full-size cribs.
3. Non-Full-Size Cribs
A non-full-size crib may be either smaller or larger than a full-
size crib, or shaped differently than the usual rectangular crib. The
category of non-full-size cribs includes oversized, specialty,
undersized, and portable cribs, but does not include any product with
mesh/net/screen siding, non-rigidly constructed cribs, cradles, car
beds, baby baskets, or bassinets. The CPSC standard for non-full-size
cribs does not apply to play yards, which are mesh or fabric-sided
products.
CPSC staff estimates that there currently are at least 17
manufacturers or importers supplying non-full-size cribs to the U.S.
market. Five of these firms are domestic importers and 10 are domestic
manufacturers. Insufficient information is available to determine
whether the remaining firms are manufacturers or importers. CPSC staff
estimates that there are approximately 2.4 million cribs sold to
households annually. Of these, approximately 293,000 are non-full-size
cribs.
[[Page 81768]]
4. Retailers, Child Care Facilities, and Places of Public Accommodation
CPSC staff is unable to estimate the number of retailers that may
sell or provide cribs. We can estimate, however, that there are
approximately 24,985 retail firms in the United States (at least 5,292
of which sell used products). The number of retailers that sell or
provide cribs would be some subset of that number.
CPSC staff estimates that there are approximately 59,555 firms
supplying child care services. We received comments from child care
organizations about the cribs they use. According to these comments,
the average child care center has between 4 and 45 cribs, so, assuming
that the number of firms supplying child care services is the same as
child care centers discussed in the comments, child care centers could
have roughly 774,180 cribs total. We estimate that there are
approximately 43,303 firms providing public accommodation. We did not
receive any comments from such firms and cannot estimate how many cribs
may be in use in places of public accommodation.
C. Incident Data
The preamble to the proposed rule (74 FR at 43310 through 43311)
provided detailed information concerning incident data based on
information from the CPSC's Early Warning System (``EWS''), a pilot
project to monitor incident reports related to cribs and other infant
sleep products. We summarize important aspects of the incident data in
this section, but refer interested parties to the preamble to the
proposed rule for more complete details. Data from EWS is not meant to
provide an estimate of all crib-related incidents that have occurred
during any particular time period. We used the EWS data for this
rulemaking because, due to the larger number of follow-up
investigations assigned from EWS incident reports, the EWS incidents
provided the best illustration of the hazard patterns associated with
incidents involving cribs.
Between November 1, 2007 and April 11, 2010, the Commission
received reports through EWS of 3,584 incidents related to cribs. The
year of the incident associated with these reports ranged from 1986
through 2010. However, very few crib-related incidents that occurred
before 2007 are reflected in the EWS.
Of the 3,584 incidents reported through the EWS, CPSC staff
identified 2,395 incidents as clearly involving full-size cribs; 64
incidents as clearly involving non-full-size cribs; and 1,125 incidents
as lacking sufficient data for CPSC staff to determine whether they
involved full-size or non-full-size cribs. The prevalent hazards
reported in these incidents are common to all cribs, regardless of
size. Given the predominance of incident reports identified as
involving full-size cribs, the 1,125 incidents in which the size of the
crib could not be determined are grouped with the category of full-size
cribs.
1. Full-Size Cribs (Includes Cribs of Undetermined Size)
This section discusses incident data in the 3,520 reports from the
EWS involving full-size cribs and cribs of an undetermined size. Of
these 3,520 incident reports, there were 147 fatalities, 1,675 nonfatal
injuries, and 1,698 noninjury incidents. (The noninjury incidents range
from those that potentially could have resulted in injuries or
fatalities to general complaints or comments from consumers). Because
reporting is ongoing, the number of reported fatalities, nonfatal
injuries, and non-injury incidents presented here may change in the
future.
a. Fatalities
Between November 1, 2007 and April 11, 2010, a total of 147
fatalities associated with full-size (and undetermined size) cribs were
reported to the Commission. A majority of the deaths (107 out of 147,
or almost 73 percent) were not related to any structural failure or
design flaw of the crib. There were 35 fatalities attributable to
structural problems of the crib. Nearly all (34 of the 35) were due to
head/neck/body entrapments. More than half of these (18 out of 35) were
related to drop-side failures. Almost all of the crib failures--whether
they occurred due to detachments, disengagements, or breakages--created
openings in which the infant became entrapped.
b. Nonfatal Injuries
Of the 3,520 incident reports involving full-size (and undetermined
size) cribs, 1,675 reported a crib-related injury. The vast majority
(97 percent) of these injuries were not serious enough to require
hospitalization. Approximately half of those that did require
hospitalization involved limb or skull fractures and other head
injuries resulting from falls from cribs. Most of the remaining
injuries resulted from children getting their limbs caught between crib
slats, falling inside the crib and hitting the crib structure, or
getting stuck in gaps created by structural failures.
c. Hazard Pattern Identification
CPSC staff considered all 3,520 incidents (includes fatalities,
nonfatalities, and non-injury incidents) involving full-size cribs
(including cribs of undetermined size) to identify hazard patterns
related to these incidents. CPSC staff grouped these incidents into
four broad categories: (1) Product-related; (2) non-product-related;
(3) recall-related; and (4) miscellaneous. More detail is provided in
the Epidemiology staff's memorandum that was part of the CPSC staff's
briefing package for the proposed rule, available on the CPSC Web site
at: https://www.cpsc.gov/library/foia/foia10/brief/104cribs.pdf.
Approximately 82 percent of the 3,520 incidents reported some sort
of failure or defect in the product itself. In order of frequency, the
hazard patterns reported included:
Falls from cribs (approximately 23 percent of the 3,520
incidents);
Crib drop-side-related problems (approximately 22 percent
of the incidents and about 12 percent of all reported fatalities);
Infants getting their limbs caught between the crib slats
(approximately 12 percent of the incidents);
Wood-related issues, such as slat breakages and
detachments (approximately 12 percent of the incidents);
Mattress support-related problems (approximately 5 percent
of the incidents);
Mattress fit problems (approximately 3 percent of the
incidents);
Paint-related issues (approximately 2 percent of the EWS
incidents); and
Miscellaneous problems with the crib structure
(approximately 3 percent of incidents), including non-drop-side or drop
gate failures, sharp catch-points, stability and/or other structural
issues.
2. Non-Full-Size Cribs
This category includes portable cribs and other cribs that are
either smaller or larger than the dimensions specified for full-size
cribs. For its review of incident data, CPSC staff included in the
category of non-full-size cribs only those cribs that it could
positively identify as non-full-size cribs. CPSC staff is aware of 64
incidents related to non-full-size cribs that have been reported
between November 1, 2007 and April 11, 2010. Among these incidents,
there were 6 fatalities, 28 injuries, and 30 noninjury incidents.
Because reporting is ongoing, the number of reported fatalities,
nonfatal injuries, and noninjury incidents presented here may change in
the future.
[[Page 81769]]
a. Fatalities
Of the six fatalities, three were attributed to the presence of a
cushion/pillow in the sleep area. One fatality was due to the prone
positioning of the infant on the sleep surface. One fatality resulted
from the infant getting entrapped in a gap opened up by loose/missing
screws. Very little information was available on the circumstances of
the last fatality.
b. Nonfatal Injuries
Among the 28 nonfatal injuries reported, only 2 required any
hospitalization. Most of the remaining injuries, which include
fractures, bruises, and lacerations, resulted from children falling and
hitting the crib structure while in the crib, falling or climbing out
of the crib, and children getting their limbs caught in the crib slats.
c. Hazard Pattern Identification
CPSC staff considered all 64 incidents (including fatalities,
nonfatalities, and non-injury incidents) involving non-full-size cribs
to identify hazard patterns related to these incidents. The hazard
patterns are similar to those among full-size cribs. In 72 percent of
the incidents, product-related issues were reported. These primarily
involved falls from cribs, limbs becoming caught between slats, issues
related to drop-sides and non-drop-sides (such as detachments and
operation/hardware issues), and wood-related issues (including three
slat detachments). This category includes one fatality, which was
related to non-drop-side hardware.
D. Voluntary and International Standards
As discussed in the preamble to the proposed rule (75 FR at 43311
through 43312), CPSC staff reviewed requirements of existing voluntary
and international standards related to cribs. The primary standards
currently in effect are the ASTM standards for full-size and non-full-
size cribs, a Canadian standard, and a European standard. Underwriters
Laboratories, Inc. (``UL'') has a crib standard, UL 2275. However, the
UL standard was not followed by crib manufacturers and is no longer an
active standard.
1. The ASTM Standards
ASTM first published its voluntary standard for full-size cribs,
ASTM F 1169, Standard Specification for Full-Size Baby Crib, in 1988,
and has revised it periodically since then. In 2009, ASTM revised the
standard significantly, including a limitation on movable sides that
effectively eliminates the traditional drop-side design in which the
front side of the crib can be raised and lowered. On June 1, 2010, ASTM
approved the current version of its full-size crib standard with a
slight change to the name, ASTM F 1169-10, Standard Consumer Safety
Specification for Full-Size Baby Cribs.
In 1997, ASTM first published a standard for non-full-size cribs,
ASTM F 1822, Standard Consumer Safety Specification for Non-Full-Size
Baby Cribs. In June 2002, in order to group products with similar uses,
ASTM combined its non-full-size crib standard, ASTM F 1822-97, with its
play yard standard (F 406-99, Standard Consumer Safety Specification
for Play Yards) to create ASTM F 406-02, Standard Consumer Safety
Specification for Non-Full-Size Baby Cribs/Play Yards. ASTM revised
ASTM F 406 several times subsequently. On June 1, 2010, ASTM approved
the version of its non-full-size crib standard, ASTM F 406-10, upon
which the CPSC's proposed standard was based. After we published our
proposed rule in the Federal Register on July 23, 2010, ASTM revised
its non-full-size crib standard again and approved ASTM F 406-10a on
October 15, 2010. ASTM F 406-10a includes many of the changes which the
proposed rule would have made to ASTM F 406-10, rearranges the order of
some provisions, and contains some other editorial changes.
Consequently, the final rule's non-full-size cribs standard is based on
ASTM F 406-10a. We discuss differences between the proposed rule and
ASTM F 406-10a in section F of this preamble.
2. International Standards
Several performance requirements in the crib standards derive from,
or are similar to, requirements in Health Canada's crib standard, SOR/
86-969, and the European standard, EN 716. These include the cyclic
side (shake) test and the mattress support system vertical impact test
from the Canadian standard, and the slat/spindle strength test from EN
716 requirements. (For more details on how the crib standards are based
upon or are more stringent than certain international standards, we
refer interested parties to the preamble to the proposed rule (75 FR at
43312).)
E. Response to Comments on the Proposed Rule
In the Federal Register of July 23, 2010 (75 FR 43308), the
Commission published a proposed rule that would establish standards for
full-size and non-full-size cribs. We received over 50 comments. These
included comments from child care organizations, the Juvenile Products
Manufacturers Association (``JPMA''), public interest groups, and
individual consumers. The comments and the CPSC's responses are
discussed below in section E.1 through E.31 of this document. To make
it easier to identify comments and our responses, the word ``Comment,''
in parentheses, will appear before the comment's description, and the
word ``Response,'' in parentheses, will appear before our response. We
also have numbered each comment to help distinguish between different
comments. The number assigned to each comment is purely for
organizational purposes and does not signify the comment's value,
importance, or the order in which it was received.
1. Misplaced Focus on Drop-Sides
(Comment 1)--One commenter stated that focusing on drop-side cribs
was misplaced. Rather, she suggested, new crib standards should focus
on the structure and hardware of cribs.
(Response 1)--The CPSC agrees that the safety of the drop-side is
just one issue and other issues, especially cribs' structural integrity
and hardware, are crucial to crib safety. Although the prohibition of
traditional drop-side cribs has received a great deal of attention, the
CPSC's new crib standards have numerous provisions, particularly
concerning crib hardware, which will improve the safety of cribs. See
the discussion of the standards' requirements in section G of this
preamble.
2. Applicability of Standards to Cribs in Child Care Centers
(Comment 2)--Several commenters associated with child care
organizations or child care centers said that the crib standards should
not apply to cribs in child care centers. They gave reasons such as:
Caregivers are present at all times when babies are in cribs at child
care centers; cribs in child care centers are specialty cribs that do
not have the same safety issues as home cribs; and state licensing and
safety requirements safeguard babies in cribs in child care centers.
Some commenters stated that the crib standards are unique because,
unlike other standards that hold product manufacturers or distributors
responsible, the crib standards hold child care centers (which are
consumers buying the cribs from these manufacturers and distributors)
responsible.
(Response 2)--Section 104(c)(1) of the CPSIA states that it ``shall
be a violation of section 19(a)(1) of the Consumer Product Safety Act
for any person to which this subsection applies to
[[Page 81770]]
manufacture, sell, contract to sell or resell, lease, sublet, offer,
provide for use, or otherwise place in the stream of commerce a crib
that is not in compliance with a standard promulgated under'' section
104(b) of the CPSIA. Section 104(c)(2) of the CPSIA identifies various
entities that are subject to section 104(c) of the CPSIA, and it
expressly mentions persons who ``based on the person's occupation,
holds itself out as having knowledge or skill peculiar to cribs,
including child care facilities and family child care homes.'' The fact
that a child care center may be subject to state regulation and
licensing, or that caregivers at such facilities may be required to
supervise babies in cribs, does not alter the applicability of section
104(c) of the CPSIA to child care facilities and family child care
homes.
As for the commenter's claim that cribs in child care centers are
different from those used in homes, the information that the CPSC has
indicates that cribs used in child care centers are often substantially
the same as cribs used in homes. CPSC staff has reports of incidents
involving cribs in child care centers; the hazard scenarios associated
with these incidents are the same as those for incidents that occur in
homes.
3. Waiving Requirements for Child Care Centers
(Comment 3)--One commenter suggested waiving any requirement to
replace cribs in child care and Head Start programs that comply with
state licensing or national accreditation requirements, which mandate
that all sleeping infants be within sight or sound of a caregiver at
all times; and another commenter suggested a waiver of enforcement for
cribs that are used in child care programs that comply with state
licensing standards that require sleeping infants to be within sight
and sound of a caregiver at all times. Some commenters asked that older
cribs in child care centers be exempted from the rule (or allowed an
enforcement waiver), as long as the cribs had not been recalled, thus
shifting the burden of replacement from child care centers to
manufacturers.
(Response 3)--We do not have the authority to exempt or waive
requirements for cribs in child care centers or to allow older cribs to
be replaced through recalls alone. As discussed in response to comments
concerning the effective date at section G.10 of this document, we do
have discretion to provide additional time for child care centers to
come into compliance with the standards.
4. Crib-Related Incidents in Child Care Centers
(Comment 4)--One commenter recognized that there have been injuries
and fatalities associated with drop-side cribs, but stated that banning
drop-side cribs in child care settings would not address this threat to
young children. The commenter stated that, because of the safety checks
on cribs and monitoring of sleeping children in child care centers,
issues with drop-side cribs do not occur in such programs as they might
in other settings.
(Response 4)--As stated in our response to comment 2 in section E.2
of this document, section 104(c) of the CPSIA expressly mentions child
care facilities and family child care homes as entities subject to the
crib standards. The statute does not authorize us to consider safety
checks, or the monitoring of sleeping children in child care
facilities, or the rate at which safety issues might arise, or to
exempt child care facilities for such reasons.
Additionally, our review of the incident data reported to the CPSC
from November 1, 2007 through April 11, 2010, shows that at least two
reports of incidents in child care facilities were received. Each
report involved the structural failure of multiple drop-side cribs.
Although no injuries were reported in these incidents, they presented
the potential for serious injury or fatality.
(Comment 5)--Some comments noted that sleeping infants are not left
unsupervised in drop-side or other types of cribs in child care centers
and noted further that children in child care centers are in cribs only
when they are sleeping.
(Response 5)--The CPSC has received at least 11 reports of injuries
involving cribs in child care facilities, in which the injured infant
was treated in a hospital emergency department. These injuries, usually
due to a fall from a crib or an impact with the crib, were sustained
while the infant was being taken care of at a child care facility.
Clearly, the infants were not sleeping if the injuries were due to
infants falling or impacting the crib.
5. Commercial vs. Noncommercial Cribs
(Comment 6)-- Several commenters suggested that the crib standards
should distinguish between ``commercial'' and ``noncommercial'' cribs.
One commenter asked if there should be different crib standards for
child care providers or other nonfamily situations, where cribs sustain
more use, similar to the distinction between home and public playground
equipment (the CPSC has separate guidelines for home and public
playground equipment).
(Response 6)--Section 104 of the CPSIA does not make a distinction
between commercial and noncommercial cribs but, rather, requires that
all cribs within the scope of section 104(c) of the CPSIA--which
explicitly includes cribs provided for use in child care centers and
places of public accommodation--meet the crib standards promulgated by
the Commission under section 104(b) of the CPSIA. Although ASTM has a
voluntary standard applicable to ``commercial cribs'' (ASTM F 2710-08),
section 104 of the CPSIA does not make such a delineation. Furthermore,
ASTM's commercial crib standard requires commercial cribs to comply
with either ASTM F 406 or ASTM F 1169, and this final rule adopts, with
some modifications, both ASTM F 406 and ASTM F 1169. In its crib
rulemaking, the Commission is following the specific statutory
direction and definitions in the CPSIA. In contrast, when developing
guidelines for public and home playgrounds, the Commission was not
responding to a statutory mandate, and thus, it had the discretion to
distinguish between public and home playground equipment.
6. Mesh/Nonrigid Full-Size Cribs
(Comment 7)-- One commenter suggested that the full-size crib
standard should apply to rigid cribs only, and not be applicable to
full-size cribs that have sides or ends made from mesh, fabric, or
another nonrigid material. The commenter referred to the scope of the
proposed non-full-size crib standard, which is limited to rigid
products only.
(Response 7)--We are not aware of any full-size mesh/fabric cribs
currently being sold. In contrast, there are numerous non-full-size
mesh/fabric cribs (i.e., play yards) currently on the market. The CPSC
agrees that for non-full-size products, different requirements for
rigid versus mesh products are necessary because the construction
differences may make it impossible to test both the same way. The ASTM
standard for non-full-size cribs includes both rigid and mesh/fabric
non-full-size cribs. Although there are requirements in the ASTM
standard specifically intended for mesh/fabric products, the scope of
the CPSC's standard for non-full-size cribs is limited to rigid
products because section 104 of the CPSIA explicitly lists cribs and
play yards as separate categories of products. Therefore, we plan to
develop a separate standard for mesh/fabric non-full-size cribs (i.e.,
play yards). Currently, there is no voluntary
[[Page 81771]]
standard or proposed regulation specifically for mesh/fabric full-size
cribs. However, the CPSC's standard for full-size cribs contains
general, labeling, and some performance requirements that would be
applicable to any full-size crib, whether it has rigid or mesh/fabric
sides. Thus, excluding these products from the scope of the CPSC's
full-size crib standard, as suggested by the commenter, would leave
such cribs unregulated. Absent a voluntary standard that covers mesh/
fabric full-size cribs, it is not advisable to exclude these products
from the scope of a full-size crib regulation.
7. Play Yards
(Comment 8)--Some commenters were concerned that the rule might
result in child care centers or consumers using play yards instead of
cribs. These commenters implied that play yards are not as safe as
cribs for sleeping infants. One commenter, who is child care provider,
stated that she uses only play yards, not cribs.
(Response 8)--The final rule does not address any safety aspects of
play yards. Play yards are a separate product category under section
104 of the CPSIA, and we intend to develop a separate standard for play
yards in the future.
(Comment 9)--Two commenters expressed concern about using play
yards as an alternative to cribs in day care centers as a way of
mitigating costs to child care providers. Both felt that this
alternative might be perceived as advocating the use of play yards,
which they felt would decrease the safety and quality of care. Some
commenters noted that play yards are not an option for some child care
centers due to state licensing laws.
(Response 9)--Although the CPSC does not advocate the use of play
yards instead of cribs in child care environments, issues regarding the
possible use of play yards or other products (in place of cribs) and
state laws are outside the scope of this rulemaking. This final rule
establishes standards for full-size and non-full-size cribs.
8. Economic Impact of CPSC's Crib Standards on Child Care Centers
(Comment 10)--Several commenters expressed concern that the
proposed rule, if finalized, would place a large financial burden on
child care centers, particularly given the tight budgets and lethargic
economy. One commenter estimated that the total one-time cost to day
care centers to replace their cribs could be as much as $600 million,
with an additional $2.5 million required for disassembly, disposal, and
assembly. The same commenter noted that the preamble to the proposed
rule concluded that ``the proposed changes to the voluntary standard
should not significantly affect replacement costs'' (75 FR at 43319).
Generally, commenters objected to purchasing new cribs to replace
recently-purchased cribs that had no safety issues. Several commenters
were concerned that some child care centers might be driven out of
business.
(Response 10)--We recognize the potentially large impact the crib
standards could have on child care providers. The Regulatory
Flexibility Act discussion in the preamble to the proposed rule invited
comment on the market for cribs and the amount of time manufacturers
would need to meet current market demand and additional demand created
by child care centers and other places where cribs are provided for use
(75 FR at 43316). It also discussed the possible impact on small child
care centers and stated that the impact ``could be significant on some
small child care centers if they had to replace their cribs all at
once'' and that some might decide to replace their non-full-size cribs
with play yards (Id. at 43318). The initial regulatory flexibility
analysis in the briefing package for the proposed rule assumed that
most, if not all, child care centers use smaller, non-full-size cribs;
thus, staff did not expect a significant impact associated with full-
size cribs. (See Tabs F and G of the staff's briefing package on the
proposed rule at: https://www.cpsc.gov/library/foia/foia10/brief/104cribs.pdf). In the initial regulatory flexibility analyses, all of
the effects on child care centers were considered in the analysis for
non-full-size cribs.
We have modified our Regulatory Flexibility Act discussion in the
final rule. CPSC staff's analysis using data provided by the Early Care
and Education Consortium (ECEC), the National Association for Family
Child Care (NAFCC), and the National Head Start Association (NHSA),
yields one-time replacement costs of approximately $387 million. The
discussion also has been modified to take into account specifically the
possibility that child care centers might go out of business, as well
as the impact of the final rule on families using child care.
(Comment 11)--Several commenters expressed concern about the
ability of child care providers to pass on costs to their clients to
reduce the economic impact of the final rule. These commenters stated
that they felt the analysis in the preamble to the proposal did not
appreciate child care centers' limited ability to pass on such costs.
The commenters noted that most of their clients are struggling already
to pay for child care. (The price range for child care cited by one
commenter was from $4,550 to more than $18,000 per year.) The
commenters added that most child care centers only have a few
customers, so their ability to raise large sums of money by increasing
the cost to clients to defray the cost of replacement cribs is limited.
(Response 11)--The Regulatory Flexibility Act discussion in the
preamble to the proposed rule did not suggest that all cost increases
associated with the proposed rule would be passed on to consumers, only
that some portion of those costs might be passed on, thereby mitigating
the impact of the proposed rule on small child care centers (see 75 FR
at 43318). We recognize that the economic impact on any given entity
may vary, depending on a variety of factors, such as the size of the
affected entity, the presence or absence of competitors that may affect
an entity's ability to raise prices or pass along costs to its
customers, and the types of cribs purchased and an affected entity's
ability to comply with the standards.
(Comment 12)--One commenter stated that, despite the high quality
of the cribs used at its child care center and a lack of incidents
there, the child care center had been informed that its cribs do not
meet the proposed standard. The commenter expressed concern that ``the
standards could be eliminating a company that produces extremely high
quality materials and is very safety conscious.''
(Response 12)--The final rule may have the effect of eliminating
particular crib models from the marketplace. However, these crib models
likely will be replaced by modified versions that comply with the new
standards. The final rule is unlikely to drive many manufacturers out
of business, particularly those with otherwise high quality cribs that
may require only minimal design modifications to come into compliance
with the new standards. This is especially the case with manufacturers
that supply many products other than just cribs to the market,
including the company mentioned in the comment.
9. Fixing or Retrofitting Cribs
(Comment 13)--Three commenters (all of whom were child care
providers) requested that the CPSC provide methods of checking whether
their current cribs would meet the new standards. They also requested
that the final rule include descriptions of how to
[[Page 81772]]
fix cribs that fail a particular requirement (i.e., retrofit), as a way
to limit the number of new cribs that must be purchased. These comments
mentioned retrofits to handle drop-side cribs in particular.
(Response 13)--Section 104(c) of the CPSIA requires child care
centers to provide cribs that comply with the new crib standards once
they are in effect. The standards not only prohibit traditional drop-
sides, but they also have complex requirements, such as those for
hardware, that make it difficult to determine whether an existing crib
would meet the new standards without testing that individual crib.
Because the crib would be destroyed in the process of testing, it is
impossible to test each crib. Therefore, we cannot provide methods to
check existing cribs for compliance with the CPSC's new crib standards.
We also note that retrofits that would be appropriate for a recall
might not be sufficient to meet the requirements of the new standards.
For example, manufacturers have offered immobilizers in the past to
address drop-side hazards on recalled cribs. This retrofit would not be
sufficient to meet the crib standards. An immobilizer merely covers up
part of the drop-side hardware and makes the drop-side unusable while
in place, but it would not prevent a user from removing the retrofit
and using the drop-side again.
10. Effective Date/Enforcement Policy
(Comment 14)--Most commenters supported the proposed six-month
effective date for manufacturers and distributors of cribs, except one
commenter requested (without providing any explanation or support) one
to two years for manufacturers and distributors of non-full-size cribs.
Many commenters, however, requested a longer effective date for child
care centers to allow them to spread the costs of compliance over a
longer period of time and to ensure that there are a sufficient number
of compliant cribs available for purchase. Most of these commenters
suggested an additional six months for cribs in child care centers, and
two commenters suggested a five-year effective date for child care
centers.
(Response 14)--We recognize that complying with the new crib
standards may place a significant financial burden on child care
centers. Nevertheless, section 104(c) of the CPSIA requires that child
care centers provide cribs for use that meet the CPSC's new crib
standards when these standards are in effect. The Commission recognizes
that child care facilities face unique circumstances. Collectively,
child care centers purchase and provide for use hundreds of thousands
of cribs. Having a sufficient number of cribs is essential to their
business because, if they provide care for infants, they cannot operate
without providing cribs for their customers' use.
Based on a 2005 U.S. Department of Education's National Household
Education Surveys Program (``NHES'') Early Childhood Program Survey,
approximately 774,000 children under the age of one year old are in
nonparental, nonrelative child care arrangements each week. We
understand from commenters that the typical life cycle of a crib used
in a child care center is 10 years. Thus, we estimate that, in any
given year, child care providers replace approximately 77,000 cribs.
Assuming that one crib must be provided for each child under the age of
one, at least 700,000 cribs--ten times more than the annual average--
would be needed to replace noncompliant cribs when the new standards
take effect. This demand would be added to the demand of private
households for new compliant cribs and any cribs replaced by the 53,000
places of public accommodation covered by section 104 of the CPSIA.
The Commission has the discretion to set the effective date for the
crib standards, and could set an effective date longer than six months
for all entities that are subject to the standards, or could provide a
longer period just for child care centers to comply with the new crib
standards. Balancing all of the concerns expressed by the commenters,
the final rule provides an additional 18 months for child care
facilities, family child care homes, and places of public accommodation
to comply with the new standards.
(Comment 15)--One commenter suggested that we establish an
enforcement policy that would allow ``a practical phased effective date
for hospitality and commercial facilities'' (the latter being
interpreted by the commenter as including child care providers) and
distinguish between commercial- and noncommercial-use products.
(Response 15)--Section 104(c) of the CPSIA does not distinguish
between commercial and noncommercial cribs and does require cribs in
child care centers and places of public accommodation to comply with
the new crib regulations. As discussed in the previous response, the
Commission has discretion to set effective and compliance dates for the
new standards.
Although the Commission received numerous comments from child care
centers concerning their difficulties with meeting the new crib
standards within six months, we did not receive any comments from
hotels or similar places of public accommodation indicating the need
for additional time to obtain complying cribs for such establishments.
We did receive one comment from JPMA requesting additional time for
``hospitality and commercial facilities,'' noting that the need for
these entities to ``dispose of their inventories of non-compliant
product and repurchase all new replacement products * * * will place a
tremendous financial burden on those facilities, requiring an enormous
capital investment as a result of the wholesale changes to inventory.''
Although child care commenters provided detailed information about the
number of cribs in child care centers, the normal rate of replacement,
and the anticipated costs of complying with the new crib standards, we
did not receive such information concerning places of public
accommodation. However, places of public accommodation are similarly
situated to child care centers in that they must purchase cribs and
then provide them for their customers to use and will likely face the
same difficulties as child care centers in complying with the new crib
standard in a short period of time. Therefore, the Commission is
providing a longer compliance period for places of public accommodation
as well as child care centers.
11. Effect on Places of Public Accommodation
(Comment 16)--Two commenters, neither of which were places of
public accommodation nor did they represent places of public
accommodation, expressed concern about the potential cost impact on
places of public accommodation.
(Response 16)--The CPSC believes that while some providers of
public accommodation may provide a few cribs for use by customers, the
number of non-full-size cribs at any one establishment is likely to be
low. Firms may opt to reduce the impact of the rule by ceasing to
provide cribs to their customers, not replacing all of their cribs, or
providing play yards instead. Therefore, it is unlikely that the crib
standards will have a significant impact on a substantial number of
firms providing public accommodation. However, we have to expect that
some portion of the more than 53,000 places of public accommodation
covered by the Act that provide cribs for their customers will replace
their cribs to be in compliance with this rule. There could be as many
as 160,000 cribs that might need to be replaced. As explained in the
previous response, places of public accommodation and child care
[[Page 81773]]
centers are similarly situated in some respects, and therefore, the
Commission is providing a longer compliance period for places of public
accommodation as well as child care facilities, and family child care
homes.
12. Expiration Date/Definition of Useful Life of Crib
(Comment 17)--One commenter asked whether cribs should have an
expiration date, given that many of the identified hazards appear to
result from prolonged use. The same commenter asked how one would
define the useful life of a crib. For example, would it be defined in
terms of the product's age in years, or, how often it had been used?
The commenter also asked how the disassembly and reassembly of a crib
would be considered, and what effect this would have on the crib's
components and hardware.
(Response 17)--It would be extremely difficult to include a
definition of useful life or to require that manufacturers provide an
expiration date for cribs. As recognized by the commenter, the
condition of a crib, including the security of components and hardware,
can be affected by use. Moreover, each family uses a crib differently,
depending on the activity level of each child, the length of time each
child uses the crib, and the frequency of disassembling and
reassembling the crib. Manufacturing differences and variations in
materials among cribs, also might affect a crib's useful life. Thus,
even keeping the use conditions identical, two different cribs likely
will show wear and tear at varied rates.
13. Crib Mattress Standards/Regulations
(Comment 18)--Some commenters expressed satisfaction that ASTM has
begun developing a separate safety standard for mattress fit, and they
stated their expectation that the CPSC would mandate the voluntary ASTM
standard when it is finalized. One comment, submitted on behalf of
several organizations and individuals, expressed concern about health
and environmental risks that the commenters believed could be
associated with the use of certain flame retardants or other
potentially harmful chemical agents in the manufacture of crib
mattresses. It suggested that the CPSC ``ensure that a standard or
regulation for crib mattresses address both health and environmental
risks that potential hazardous chemicals could pose to infants.''
(Response 18)--We already have regulations pertaining to the
flammability of mattresses, mattress pads, and mattress sets (see 16
CFR parts 1632 and 1633). Issues regarding flame retardants and other
chemicals that may be applied to mattresses are beyond the scope of
this rulemaking.
14. International Standards
(Comment 19)--One commenter suggested that the CPSC use
international standards, or the relevant parts of them, as a basis for
our regulation. These include the relevant international standards or
technical regulations, such as the Health Canada, EN (European Nation),
or ISO (International Standards Organization) crib standards.
(Response 19)--CPSC staff has reviewed, compared, and considered a
variety of crib standards/regulations, including the three identified
by the commenter. In addition, CPSC staff reviewed the Australian/New
Zealand crib standard and three voluntary standards, one published by
Underwriters Laboratories (which is no longer an active standard), and
the two ASTM standards. The CPSIA specifically requires the Commission
to promulgate a safety standard that is substantially the same as, or
more stringent than, any voluntary standards. The Commission chose the
appropriate ASTM voluntary standards for cribs to be the basis for the
CPSC's crib regulations.
CPSC staff's review of the international standards or regulations
identified vast differences. Thus, assuming that the commenter sought
internationally harmonized requirements, even if we were to adopt an
international standard or regulation, the differences in the
international standards and regulations would not have resulted in
harmonization across multiple jurisdictions. The ASTM voluntary
standard recently adopted one requirement (the slat/spindle strength
requirement) that was based on a similar requirement in the EN standard
and two requirements (the cycle test and the mattress support impact
test) that are almost identical to ones found in the Health Canada
regulation. Other requirements in the ASTM standards are equivalent to
requirements in some of the other international regulations.
Regardless, section 104(b) of the CPSIA requires us to promulgate
regulations that are substantially the same as voluntary standards or
more stringent than such voluntary standards if we determine that the
more stringent standards would further reduce the risk of injury
associated with durable nursery products. Section 104(b) of the CPSIA
does not mention international harmonization of standards. We believe
that the ASTM standards, with the specified modifications, are the most
encompassing and robust crib standards and are thus ``more stringent''
than the ASTM standards alone.
15. Concern About Continually Replacing Cribs
(Comment 20)--Some commenters, consisting of child care centers,
expressed concern that they would need to replace their stock of cribs
every time that ASTM changes its full-size or non-full-size crib
standards.
(Response 20)--Neither the CPSIA nor the CPSC's crib standards
would require replacement of cribs whenever ASTM revises F 406 or F
1169. The CPSIA does require that all cribs that are manufactured,
offered for sale, provided for use, or otherwise placed in the stream
of commerce meet the crib standards issued by the CPSC. The CPSC's
proposed crib standards reference ASTM F 406-10a and ASTM F 1169-10;
however, the federal standards do not change automatically whenever
ASTM revises its voluntary standards. Rather, to change the federal
crib standards, we would need to engage in notice and comment
rulemaking procedures and refer to a subsequent version of the ASTM
standards.
16. Continued Use of Cribs by Consumers
(Comment 21)--One commenter suggested that we include in an
Enforcement Policy a clarification that consumers can continue to use
cribs that conform to ASTM standards in effect in 2010.
(Response 21)--We intend to distribute information and education
materials in connection with issuance of the crib standards and will
consider such a clarification as part of those materials. Nothing in
the CPSIA, or in the crib standards, requires consumers to replace
their cribs with cribs that comply with the new crib standards. The
CPSIA requires action by those who manufacture, sell, lease, or
otherwise distribute cribs in commerce, and by child care centers and
places of public accommodation.
17. Miscellaneous Clarifications About Use of Certain Cribs/Play Yards
(Comment 22)--A few commenters asked for clarification or made
incorrect interpretations of the proposed rule or the CPSIA. These
comments mostly dealt with the requirements as they would apply to
child care centers. One commenter asked if she would no longer be able
to use wooden cribs or play yards. Another commenter incorrectly
understood that consumers would be
[[Page 81774]]
required to replace their cribs, and she objected to this.
(Response 22)--The CPSIA and the crib standards do not dictate the
kind of sleeping environment--full-size crib, non-full-size crib, or
play yard--that a child care center must provide. Further, the crib
standards do not dictate the type of material from which a crib must be
made (e.g., wooden, metal, or plastic). The CPSIA does require that any
rigid crib, whatever it is made of, comply with either the full-size or
non-full-size crib standard. Finally, nothing in the CPSIA, or in
CPSC's crib standards, would require consumers to replace their cribs
with cribs that comply with the new crib standards.
18. Testing by Firewalled Labs
(Comment 23)--Several consumer groups suggested that the Commission
not accept any ``firewalled labs'' to do testing for compliance with
the crib standards because cribs ``should meet the highest safety
standards.''
(Response 23)--Section 102(a)(2) of the CPSIA generally requires
that manufacturers and private labelers of children's products (such as
cribs) that are subject to a children's product safety rule submit
samples of their products for testing by a third party for compliance
to applicable children's product safety rules. Section 102(f)(2)(D) of
the CPSIA allows the Commission to accredit a third party conformity
assessment body (often referred to as a ``testing laboratory'' or
``lab'') that is owned, managed, or controlled by a manufacturer or
private labeler as a third party testing lab if it meets certain
requirements. Such testing labs are known as ``firewalled'' labs. If a
firewalled lab meets the necessary requirements, its testing should be
equivalent to testing conducted by any other third party testing lab.
Thus, section 102 of the CPSIA does not prohibit the use of firewalled
labs.
19. Formaldehyde Standards for Wood Products Act
(Comment 24)--One commenter stated that composite woods used in
cribs should comply with the Formaldehyde Standards for Wood Products
Act (Pub. L. 111-199) and that the CPSC should require that all cribs
using composite wood be tested for compliance to these standards.
(Response 24)--The Formaldehyde Standards for Wood Products Act was
enacted on July 7, 2010. It amends the Toxic Substances Control Act and
establishes formaldehyde emission standards for hardwood, plywood,
medium density fiberboard, and particle board that is sold, supplied,
offered for sale, or manufactured in the United States. (The Act
provides numerous exemptions from these standards.) The standards are
to be administered by the U.S. Environmental Protection Agency (EPA).
The law makes no specific mention of cribs. However, it appears that if
cribs are made of the types of wood subject to this law, the
formaldehyde emission standards would apply to them. If manufacturers
have questions about the applicability of the emission standards to
their cribs, they should contact the EPA.
20. Soft Bedding
(Comment 25)--One commenter supported the proposed crib standards
and suggested that the Commission also look into regulating soft infant
bedding products, such as bumper pads.
(Response 25)--As noted in the staff's briefing package that
accompanied the proposed rule, extra bedding in cribs accounted for the
majority of infant deaths in cribs or other sleeping products, but
there are no performance requirements for cribs that can address this
issue. (See page 12 of CPSC staff's briefing package for the proposed
rule at: https://www.cpsc.gov/library/foia/foia10/brief/104cribs.pdf.)
Education and information may be a more appropriate way to address the
hazards associated with extra bedding. For instance, the recently
released CPSC video on safe sleeping, (https://www.cpsc.gov/cpscpub/prerel/prhtml11/11021.html.), is an example of an educational tool
designed to bring more awareness to new parents of the dangers of extra
or soft bedding.
21. Slat Strength Test Changes for Folding Crib Sides
(Comment 26)--One commenter noted that the spindle/slat testing
procedure does not consider testing crib sides that fold either for
access to the occupant or for storage and transport and that, as
written in the proposed standard, the test method does not specify
testing procedures for such segmented sides. The commenter suggested
adding the following language for the full-size and non-full-size crib
standards: ``For cribs incorporating folding or moveable sides for
purposes of easier access to the occupant, storage and/or transport,
each side segment (portion o