Drivers of CMVs: Restricting the Use of Cellular Phones, 80014-80033 [2010-31736]
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Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Parts 383, 384, 390, 391, and
392
[Docket No. FMCSA–2010–0096]
RIN 2126–AB29
Drivers of CMVs: Restricting the Use of
Cellular Phones
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking;
request for comments.
AGENCY:
The Federal Motor Carrier
Safety Administration (FMCSA)
proposes to restrict the use of hand-held
mobile telephones, including hand-held
cell phones, by drivers of commercial
motor vehicles (CMVs) while operating
in interstate commerce. The Agency
proposes new driver disqualification
sanctions for interstate drivers of CMVs
who fail to comply with this Federal
restriction and new driver
disqualification sanctions for
commercial driver’s license (CDL)
holders who have multiple convictions
for violating a State or local law or
ordinance on motor vehicle traffic
control that restricts the use of handheld mobile telephones. Additionally,
interstate motor carriers would be
prohibited from requiring or allowing
drivers of CMVs to engage in the use of
a hand-held mobile telephone while
operating in interstate commerce. This
rulemaking would improve safety on the
Nation’s highways by reducing the
prevalence of distracted driving-related
crashes, fatalities, and injuries involving
drivers of CMVs.
DATES: FMCSA will be accepting both
initial comments and reply comments in
response to this Notice of Proposed
Rulemaking (NPRM). Send your initial
comments on or before February 22,
2011 and reply comments on or before
March 21, 2011. Initial comments may
address any issue raised in the NPRM
and the background documents in the
docket (e.g., regulatory evaluation,
studies, environmental assessment,
etc.). Initial comments will be made
available promptly electronically,
online on https://www.regulations.gov, or
for public inspection in room W12–140,
DOT Building, 1200 New Jersey
Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., e.t., Monday through
Friday, except Federal holidays. In
order to allow sufficient opportunity for
interested parties to prepare and submit
any reply comments, late-filed initial
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comments will not be considered. Reply
comments must address only matters
raised in initial comments and must not
be used to present new arguments,
contentions, or factual material that is
not responsive to the initial comments.
ADDRESSES: You may submit comments
and reply comments identified by
docket number FMCSA–2010–0096
using any one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov.
• Fax: 202–493–2251.
• Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590–
0001.
• Hand delivery: Same as mail
address above, between 9 a.m. and
5 p.m., e.t., Monday through Friday,
except Federal holidays. The telephone
number is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
FOR FURTHER INFORMATION CONTACT: If
you have questions about this proposed
rule, contact Mr. Brian Routhier,
Transportation Specialist, Federal Motor
Carrier Safety Administration, Vehicle
and Roadside Operation Division, at
202–366–4325 or
FMCSA_MCPSV@dot.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Abbreviations
III. Background
A. Rationale for the Scope of the Proposed
Rule
B. Legal Authority
C. Support for a Restriction on Mobile
Telephones
D. Studies of Mobile Telephone Use While
Driving
E. Existing Mobile Telephone Bans by
Federal, State, and Local Governments
IV. Discussion of Proposed Rule
V. Regulatory Analyses
I. Public Participation and Request for
Comments
FMCSA encourages you to participate
in this rulemaking by submitting
comments, reply comments, and related
materials. All comments received will
be posted without change to https://
www.regulations.gov and will include
any personal information you provide.
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A. Submitting Comments
If you submit a comment or a reply
comment, please include the docket
number for this rulemaking (FMCSA–
2010–0096), indicate the specific
section of this document to which each
comment applies, and provide a reason
for each suggestion or recommendation.
You may submit your comments and
material online or by fax, mail, or hand
delivery, but please use only one of
these means. FMCSA recommends that
you include your name and a mailing
address, an e-mail address, or a phone
number in the body of your document
so that FMCSA can contact you if there
are questions regarding your
submission.
To submit your comment or reply
comments online, go to https://
www.regulations.gov and click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Document Type’’ drop down menu,
select ‘‘Proposed Rules,’’ insert
‘‘FMCSA–2010–0096’’ in the ‘‘Keyword’’
box, and click ‘‘Search.’’ When the new
screen appears, click on ‘‘Submit a
Comment’’ in the ‘‘Actions’’ column. If
you submit your comments by mail or
hand delivery, submit them in an
unbound format, no larger than 81⁄2; by
11 inches, suitable for copying and
electronic filing. If you submit
comments by mail and would like to
know that they reached the facility,
please enclose a stamped, self-addressed
postcard or envelope.
We will consider all comments and
material received during the comment
period and may change this proposed
rule based on your comments.
B. Viewing Comments and Documents
To view comments or reply
comments, as well as any documents
mentioned in this preamble, go to
https://www.regulations.gov and click on
the ‘‘read comments’’ box in the upper
right hand side of the screen. Then, in
the ‘‘Keyword’’ box insert ‘‘FMCSA–
2010–0096’’ and click ‘‘Search.’’ Next,
click the ‘‘Open Docket Folder’’ in the
‘‘Actions’’ column. Finally, in the ‘‘Title’’
column, click on the document you
would like to review. If you do not have
access to the Internet, you may view the
docket online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
e.t., Monday through Friday, except
Federal holidays.
C. Privacy Act
Anyone is able to search the
electronic form of all comments
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Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Proposed Rules
hands off the wheel), cognitive (thinking
about something other than the road/
driving), and auditory (listening to
someone talking). Research shows that
using a hand-held mobile telephone
while driving may pose a higher safety
risk than other activities (e.g. eating and
writing on a pad) because it involves all
four types of driver distraction. For
example, reaching for and dialing a
II. Abbreviations
mobile telephone are both visual and
AAMVA American Association of Motor Ve- manual distractions. Using a hand-held
mobile telephone may reduce a driver’s
hicle Administrators
ABA
American Bus Association
situational awareness, decision making,
AdvoAdvocates for Highway and Auto or performance; and it may result in a
cates
Safety
crash, near-crash, unintended lane
ATA
American Trucking Associations, departure by the driver, or other unsafe
Inc.
driving action. This rulemaking
APTA
American Public Transportation Asproposes to restrict the use of hand-held
sociation
mobile telephones because our research
CDL
Commercial Driver’s License
indicates that they are a source of driver
CMV
Commercial Motor Vehicle
distraction that could pose a safety risk.
CTA
Chicago Transit Authority
DOT
United States Department of Trans- Specifically it would prohibit a CMV
portation
driver from reaching for, holding, or
EA
Environmental Assessment
dialing a mobile telephone in order to
EIS
Environmental Impact Statement
conduct a voice communication while
FCC
Federal Communications Commisdriving. Essentially, the CMV driver
sion
FMCSA Federal Motor Carrier Safety Ad- must be ready to conduct a voice
communication in compliance with the
ministration
FMCSFederal Motor Carrier Safety Regu- proposed rule the moment he begins
driving the vehicle.
Rs
lations
FONSI
Finding of No Significant Impact
In an effort to understand and
FR
Federal Register
mitigate crashes associated with driver
FRA
Federal Railroad Administration
distraction, the U.S. Department of
GCRTA Greater Cleveland Regional Transit Transportation (DOT) conducted
Authority
research concerning behavioral and
MBTA
Massachusetts Bay Transportation
vehicle safety countermeasures to driver
Authority
1
MCSAC Motor Carrier Safety Advisory Com- distraction. Data from studies indicate
that both reaching for and dialing a
mittee
MCSAP Motor Carrier Safety Assistance mobile telephone increase the odds of
Program
involvement in a safety-critical event
NAICS
North American Industry Classifica- such as a crash, near crash, or
tion System
unintended lane departure.2 Both
NCSL
National Conference of State Legis- reaching for and dialing a hand-held
latures
mobile telephone are manual
NGA
National Governors Association
distractions (i.e., hands-off wheel) and
NPRM
Notice of Proposed Rulemaking
require substantial visual distraction
NSC
National Safety Council
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s Privacy Act Statement for
the Federal Docket Management System
published in the Federal Register on
January 17, 2008 (73 FR 3316).
NTSB
OOIDA
OMB
PAR
PDA
TCA
VTTI
National
Transportation
Safety
Board
Owner-Operator Independent Drivers Association
Office of Management and Budget
Population Attributable Risk
Personal Digital Assistant
Truckload Carriers Association
Virginia Tech Transportation Institute
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III. Background
A. Rationale for the Scope of the
Proposed Rule
Driver distraction can be defined as
the voluntary or involuntary diversion
of attention from the primary driving
tasks due to an object, event, or person.
Researchers classify distraction into
several categories: Visual (taking one’s
eyes off the road), manual (taking one’s
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1 Olson, R. L., Hanowski, R.J., Hickman, J.S., &
Bocanegra, J. (2009) Driver distraction in
commercial vehicle operations. (Document No.
FMCSA–RRR–09–042) Washington, DC: Federal
Motor Carrier Safety Administration, July 2009.
Retrieved October 20, 2009, from https://
www.fmcsa.dot.gov/facts-research/art-publicreports.aspx? Hickman, J., Hanowski, R. &
Bocanegra, J. (2010). Distraction in Commercial
Trucks and Buses: Assessing Prevalence and Risk
in Conjunction with Crashes and Near-Crashes.
Washington, DC: Federal Motor Carrier Safety
Administration.
2 In popular usage, mobile telephones are often
referred to as ‘‘cell phones.’’ As explained later in
the NPRM, a variety of different technologies are
licensed by the Federal Communications
Commission (FCC) (47 CFR 20.3) to provide mobile
telephone services; thus, the proposed rules here
would apply to the range of technologies used to
provide wireless telephone communications and
the rule uses the broader term ‘‘mobile telephones.’’
However, some of the materials discussed in this
preamble use the popular term ‘‘cell phone,’’ and the
discussion continues that usage in such cases.
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(i.e., eyes off forward roadway) to
complete the task; therefore the driver
may not be capable of safely operating
the vehicle.
According to a VTTI study, the odds
of being involved in a safety-critical
event are three times greater when the
driver is reaching for an object than
when the driver is not reaching for an
object. The odds of being involved in a
safety-critical event are six times greater
while the driver is dialing a cell phone
than when the driver is not dialing a
cell phone. These increases in risk are
primarily attributable to the driver’s
eyes being off the forward roadway.
Additionally, these activities have high
population attributable risk (PAR)
percentages (i.e., an activity, which if
not undertaken, would increase safety
most).3 The PAR percentage for reaching
for an object was the highest in the
study at 7.6 percent. Because of the
physical, manual, and visual
distractions and the data indicating a
safety risk associated with the use of
hand-held mobile telephones, FMCSA
believes it is in the interest of public
safety to propose, at a minimum, a
restriction on hand-held mobile
telephone use while driving a CMV.
Other governmental entities have
made recommendations on mobile
telephone use that go beyond our
proposed rule. The National
Transportation Safety Board (NTSB)
determined that one probable cause of a
November 2004 bus crash was the use
of a hands-free cell phone. This crash
was the impetus for an NTSB
investigation (NTSB/HAR–06/04
PB2007–916201) and a subsequent
recommendation to FMCSA that the
Agency prohibit cell phone use by all
passenger-carrying CMVs.4 FMCSA also
received recommendations on cell
phone use from its Motor Carrier Safety
Advisory Committee (MCSAC). One of
MCSAC’s recommendations for the
National Agenda for Motor Carrier
Safety was that FMCSA initiate a
rulemaking to ban the use of hand-held
and hands-free mobile telephones while
driving.
However, it is not clear if simply
talking on a mobile telephone presents
a significant risk. For example, the same
VTTI study that detailed the risks of
reaching and dialing found that ‘‘talking
3 See Section D. Studies of Mobile Telephone Use
While Driving for a full discussion.
4 National Transportation Safety Board (2006)
Motorcoach Collision with the Alexandria Avenue
Bridge Overpass, George Washington Memorial
Parkway, Alexandria, Virginia, November 14, 2004
(Highway Accident Report NTSB/HAR–06/04; NTIS
report number PB2007–916201). Retrieved July 22,
2010, from: https://www.ntsb.gov/Publictn/2006/
HAR0604.pdf.
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or listening to a hands-free phone’’ and
‘‘talking or listening to a hand-held
phone’’ were relatively low risk
activities and had only brief periods of
eyes off forward roadway. It is the
action of taking one’s eyes off the
forward roadway to reach for and dial
the mobile telephone that is highly
risky. Therefore, our proposal does not
go as far as the NTSB and MCSAC
recommendations.
While some States have gone further
than this proposed restriction on handheld mobile telephones, no State has
completely banned mobile telephone
use. Nine States and the District of
Columbia have traffic laws prohibiting
all motor vehicle drivers from using a
hand-held mobile telephone while
driving. Some States have gone further
for certain categories of drivers.
Nineteen States and the District of
Columbia prohibit the use of all mobile
telephones while driving a school bus.
Transit bus and motorcoach drivers are
the focus of stricter mobile telephone
rules in some States and local
jurisdictions.5 This NPRM, which
proposes to restrict hand-held mobile
telephone use by all CMV drivers, is in
line with existing regulations that hold
CMV drivers to higher standards.
This rulemaking would improve
safety on the Nation’s highways by
reducing the prevalence of, or
preventing, certain truck- and busrelated crashes, injuries, and fatalities
associated with distracted driving. Our
proposal would restrict hand-held
mobile telephone use, but the Agency
requests comment on whether we
should implement in full the NTSB and
MCSAC recommendations. The Agency
requests public comment on the
feasibility, operational impact, and
safety benefits of prohibiting hands-free
mobile telephone technology by drivers
of CMVs as well. Because the Agency
does not intend that this rulemaking
preclude the use of innovative
technologies that could be safely used
by CMV drivers to facilitate mobile
telephone use, the Agency will
consider, through this rulemaking
process, all information from interested
parties, as it assesses the risks,
feasibility, and safety of adopting an
approach in the final rule. Public
comment on these issues should also
recognize our responsibility to ensure
that CMV drivers are held to the highest
degree of safety.
B. Legal Authority
The authority for this proposed rule
derives from the Motor Carrier Safety
5 IIHS list of cellphone laws. https://www.iihs.org/
laws/cellphonelaws.aspx
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Act of 1984 (1984 Act), 49 U.S.C.
chapter 311, and the Commercial Motor
Vehicle Safety Act of 1986 (1986 Act),
49 U.S.C. chapter 313. The 1984 Act
(Pub. L. 98–554, Title II, 98 Stat. 2832,
Oct. 30, 1984) provides authority to
regulate the safety of operations of CMV
drivers and motor carriers and vehicle
equipment. It requires the Secretary of
Transportation (Secretary) to ‘‘prescribe
regulations on commercial motor
vehicle safety. The regulations shall
prescribe minimum safety standards for
commercial motor vehicles.’’ Although
this authority is very broad, the 1984
Act also includes specific requirements
in 49 U.S.C. 31136(a):
At a minimum, the regulations shall ensure
that—(1) commercial motor vehicles are
maintained, equipped, loaded, and operated
safely; (2) the responsibilities imposed on
operators of commercial motor vehicles do
not impair their ability to operate the
vehicles safely; (3) the physical condition of
operators of commercial motor vehicles is
adequate to enable them to operate the
vehicles safely; and (4) the operation of
commercial motor vehicles does not have a
deleterious effect on the physical condition
of the operators.
This proposed rule is based primarily
on 49 U.S.C. 31136(a)(1), which requires
regulations that ensure that CMVs are
operated safely, and secondarily on
section 31136(a)(2), to the extent that
drivers’ use of mobile telephones might
impact their ability to operate CMVs
safely. This NPRM does not address the
physical condition of drivers (49 U.S.C.
31136(a)(3)), nor does it impact possible
physical effects caused by driving CMVs
(49 U.S.C. 31136(a)(4)).
The relevant provisions of the Federal
Motor Carrier Safety Regulations
(FMCSRs) (49 CFR subtitle B, chapter
III, subchapter B) apply to CMV drivers
and employers operating a CMV
included in the statutory authority of
the 1984 Act. The 1984 Act defines a
CMV as a self-propelled or towed
vehicle used on the highways to
transport persons or property in
interstate commerce; and that either:
(1) Has a gross vehicle weight/gross
vehicle weight rating of 10,001 pounds
or greater; (2) is designed or used to
transport more than 8 passengers
(including the driver) for compensation;
(3) is designed or used to transport more
than 15 passengers, not for
compensation; or (4) is transporting any
quantity of hazardous materials
requiring placards to be displayed on
the vehicle (49 U.S.C. 31132(1)). All
drivers operating CMVs are subject to
the FMCSRs, except those who are
employed by Federal, State, or local
governments (49 U.S.C. 31132(2)). The
proposed rule would also require
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employers to ensure their drivers
comply with the restrictions on use of
hand-held mobile telephones while
driving CMVs.
In addition to the statutory exemption
for government employees, there are
several regulatory exemptions in the
FMCSRs that are authorized under the
1984 Act, including, among others, one
for school bus operations and one for
CMVs designed or used to transport
between 9 and 15 passengers (including
the driver) not for direct compensation
(49 CFR 390.3(f)(1) and (6)). The school
bus operations exemption only applies
to interstate transportation of school
children and/or school personnel
between home and school. This
particular exemption is not based on
any statutory provisions, but is instead
a discretionary rule promulgated by the
Agency. Therefore, FMCSA has
authority to modify the exemption.
Modification of the school bus
operations exemption requires the
Agency to find that such action ‘‘is
necessary for public safety, considering
all laws of the United States and States
applicable to school buses’’ (former 49
U.S.C. 31136(e)(1)).6 Likewise, FMCSA
has authority to modify the nonstatutory exemption for small,
passenger-carrying vehicles not for
direct compensation, but is not required
to comply with former 49 U.S.C.
31136(e).7 FMCSA is proposing to apply
restrictions on hand-held mobile
telephone use to both school bus
operations by private operators in
interstate commerce and small
passenger-carrying vehicles not for
direct compensation, although they
would continue to be exempt from the
rest of the FMCSRs. Other than
transportation covered by statutory
6 Former section 31136(e)(1) was amended by
section 4007(c) of the Transportation Equity Act for
the 21st Century, Public Law 105–178, 112 Stat.
107, 403 (June 9, 1998) (TEA–21). However, TEA–
21 also provides that the amendments made by
section 4007(c) ‘‘shall not apply to or otherwise
affect a waiver, exemption, or pilot program in
effect on the day before the date of enactment of
[TEA–21] under * * * section 31136(e) of title 49,
United States Code.’’ (Section 4007(d), TEA–21, 112
Stat. 404 (set out as a note under 49 U.S.C. 31136).)
The exemption for school bus operations in 49 CFR
390.3(f)(1) became effective on November 15, 1988,
and was adopted pursuant to section 206(f) of the
1984 Act, later codified as section 31136(e) (Federal
Motor Carrier Safety Regulations; General, 53 FR
18042–18043, 18053 (May 19, 1988) and section
1(e), Public Law 103–272, 108 Stat 1003 (July 5,
1994)). Therefore, any action by FMCSA affecting
the school bus operations exemption would require
the Agency to comply with former section
31136(e)(1).
7 The exemption in 49 CFR 390.3(f)(6) was not
adopted until 2003, after the enactment of TEA–21,
in a final rule titled, ‘‘Safety Requirements for
Operators of Small Passenger-Carrying Commercial
Motor Vehicles Used In Interstate Commerce’’ (68
FR 47860, August 12, 2003).
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exemptions, FMCSA has authority to
restrict the use of mobile telephones by
drivers operating CMVs.
For any violation, such a restriction
may be subject to civil penalties
imposed on drivers, in an amount up to
$2,750, and on employers, in an amount
up to $11,000 (49 U.S.C. 521(b)(2)(A), 49
CFR 386.81 and Appendix B,
paragraphs (a)(3) and (4)).
Disqualification of a CMV driver for
violations of the Act and its regulations
is also within the scope of the Agency’s
authority under the 1984 Act. Such
disqualifications are specified by
regulation for other violations (49 CFR
391.15), and were recently adopted by
the Agency in its final rule prohibiting
texting by CMV drivers while operating
in interstate commerce (49 CFR
391.15(e); 75 FR 59118, September 27,
2010). In summary, both a restriction on
the use of hand-held mobile telephones
and associated sanctions, including civil
penalties and disqualifications, are
authorized by statute and regulation for
operators of CMVs, as defined above, in
interstate commerce, with limited
exceptions. But before prescribing any
regulations under the 1984 Act, FMCSA
must consider their costs and benefits
(49 U.S.C. 31136(c)(2)(A)).
The 1986 Act (Title XII of Pub. L. 99–
570, 100 Stat. 3207–170, Oct. 27, 1986),
which authorized creation of the CDL
program, is the primary basis for
licensing programs for certain large
CMVs. There are several key
distinctions between the authority
conferred under the 1984 Act and that
under the 1986 Act. First, the CMV for
which a CDL is required is defined
under the 1986 Act, in part, as a motor
vehicle operating ‘‘in commerce,’’ a term
separately defined to cover broadly both
interstate commerce and operations that
‘‘affect’’ interstate commerce (49 U.S.C.
31301(2) and (4)). Also under the 1986
Act, a CMV means a motor vehicle used
in commerce to transport passengers or
property that: (1) Has a gross vehicle
weight/gross vehicle weight rating of
26,001 pounds or greater; (2) is designed
to transport 16 or more passengers
including the driver; or (3) is used to
transport certain quantities of
‘‘hazardous materials,’’ as defined in 49
CFR 383.5 (49 U.S.C. 31301(4)). In
addition, a provision in the FMCSRs
implementing the 1986 Act recognizes
that all school bus drivers (whether
government employees or not) and other
government employees operating
vehicles requiring a CDL (i.e., vehicles
above 26,000 pounds, in most States, or
designed to transport 16 or more
passengers) are subject to the CDL
standards set forth in 49 CFR 383.3(b).
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There are several statutory and
regulatory exceptions from the CDL
requirements, which include the
following individuals: Military service
members who operate a CMV for
military purposes (a mandatory
exemption for the States to follow) (49
CFR 383.3(c)); farmers; firefighters; CMV
drivers employed by a unit of local
government for the purpose of snow/ice
removal; and persons operating a CMV
for emergency response activities (all of
which are permissive exemptions for
the States to implement at their
discretion) (49 CFR 383.3(d)). States
may also issue certain restricted CDLs to
other categories of drivers under 49 CFR
383.3(e)-(g). Drivers with such restricted
CDLs may still be covered by a
disqualification under the 1986 Act
arising from the use of hand-held
mobile telephones while driving CMVs.
The 1986 Act does not expressly
authorize the Agency to adopt
regulations governing the safety of
CMVs operated by drivers required to
obtain a CDL. Most of these drivers
(those involved in interstate trade,
traffic, or transportation) are subject to
safety regulations under the 1984 Act, as
described above. The 1986 Act,
however, does authorize
disqualification of CDL drivers by the
Secretary. It contains specific authority
to disqualify CDL drivers for various
types of offenses, whether those offenses
occur in interstate or intrastate
commerce. This authority exists even if
drivers are operating a CMV illegally
because they did not obtain a CDL.
In general, the 1986 Act explicitly
identifies several ‘‘serious traffic
violations’’ as grounds for
disqualification (49 U.S.C. 31301(12)
and 31310). In addition to the
specifically enumerated ‘‘serious traffic
violations,’’ the 1986 Act provides
related authority that allows FMCSA to
designate additional serious traffic
violations by rulemaking if the
underlying offense is based on the CDL
driver committing a violation of a ‘‘State
or local law on motor vehicle traffic
control’’ (49 U.S.C. 31301(12)(G)). The
FMCSRs state, however, that unless and
until a CDL driver is convicted of the
requisite number of specified offenses
within a certain time frame (described
below), the required disqualification
may not be applied (49 CFR 383.5
(defining ‘‘conviction’’ and ‘‘serious
traffic violation’’) and 383.51(c)).
Under the statute, a driver who
commits two serious traffic violations in
a 3-year period while operating a CMV
must be disqualified from operating a
CMV that requires a CDL for at least 60
days (49 U.S.C. 31310(e)(1)). A driver
who commits three or more serious
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traffic violations in a 3-year period
while operating a CMV must be
disqualified from operating a CMV that
requires a CDL for at least 120 days (49
U.S.C. 31310(e)(2)). Because use of
hand-held mobile telephones results in
distracted driving and increases the risk
of CMV crashes, fatalities, and injuries,
FMCSA is now proposing that
violations by a CDL driver of State or
local law or ordinance on motor vehicle
traffic control that restricts the use of
such mobile telephones while driving
CMVs should result in a disqualification
under this provision.
FMCSA is authorized to carry out
these statutory provisions by delegation
from the Secretary as provided in 49
CFR 1.73(e) and (g).
C. Support for a Restriction on Mobile
Telephones
There is an overwhelming amount of
public support for reducing distracted
driving, including hand-held mobile
telephone use, while operating a CMV.
It is likely that most motorists either
have first-hand experience with or know
someone who had a motor vehicle crash
or near-crash event involving a
distracted driver. There appears to be a
steady increase in the use of electronic
devices. Moreover, as outlined in the
examples below, there is some evidence
that CMV crashes and other incidents
have been caused by the use of
electronic devices.
FMCSA is aware of several recent
CMV crashes in which the use of a
mobile telephone may have contributed
to the crash. In one case, according to
media reports, a truck driver from
Arkansas told police she was talking on
her cell phone when she became
involved in a crash that killed two boys
on May 9, 2010. In another media
report, on March 26, 2010, a tractor
trailer crossed the median strip of
Interstate 65 in central Kentucky and
collided with a van transporting 9
adults, two children, and an infant. All
the adults and the infant in the van and
the truck driver were killed. The NTSB
is conducting an investigation into the
crash, including attempting to
determine if a mobile telephone was a
factor in the crash.8 According to media
reports, in February 2010, a
Montgomery County, Pennsylvania,
school bus driver was allegedly talking
on his cell phone before a deadly crash.9
In light of these incidents and the
potential for more crashes due to
8 https://www.ntsb.gov/Pressrel/2010/100514.html.
9 Driver To Stand Trial In Fatal School Bus Crash.
(April 20, 2010) Philadephia, PA: KYW–TV.
Retrieved from the CBS3 Web site, July 21, 2010,
from: https://cbs3.com/local/montgomery.county.
school.2.1645628.html.
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distracted driving, FMCSA proposes
restrictions on the use of hand-held
mobile telephones. We are requesting
comments on whether to propose a
complete prohibition on mobile
telephone use by drivers of CMVs. We
have included in this NPRM
information on research studies as well
as the positions of safety organizations
and industry on the use of mobile
telephones by CMV drivers.
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National Transportation Safety Board
Recommendation
On November 14, 2004, a motorcoach
crashed into a bridge overpass on the
George Washington Memorial Parkway
in Alexandria, Virginia. The National
Transportation Safety Board (NTSB)
determined that one probable cause of
the crash was the use of a hands-free
cell phone, resulting in cognitive
distraction; therefore, the driver did not
‘‘see’’ the low bridge warning signs. This
crash was the impetus for an NTSB
investigation (NTSB/HAR–06/04
PB2007–916201) and a subsequent
recommendation to FMCSA regarding
cell phone use by passenger-carrying
CMVs.10 This rulemaking addresses part
of this outstanding recommendation.
In a letter to NTSB, dated March 5,
2007, the Agency agreed to initiate a
study to assess:
• The potential safety benefits of
restricting cell phone use by drivers of
passenger-carrying CMVs,
• The applicability of an NTSB
recommendation to property-carrying
CMV drivers,
• Whether adequate data existed to
warrant a rulemaking, and
• The availability of statistically
meaningful data regarding cell phone
distraction. Subsequently, the report
‘‘Driver Distraction in Commercial
Vehicle Operations’’ (VTTI Study
(2009)) was published on October 1,
2009. This report is summarized in
section D.
Also in 2004, the NTSB investigated
a truck-tractor median crossover crash
in Sherman, Texas, that resulted in a
collision and fire. The NTSB’s report
cited one probable cause as the driver’s
attempted or imminent use of a wireless
device as a distraction from his driving
duties.
The Agency will post in the
rulemaking docket any additional
information it obtains about these
10 National Transportation Safety Board (2006)
Motorcoach Collision with the Alexandria Avenue
Bridge Overpass, George Washington Memorial
Parkway, Alexandria, Virginia, November 14, 2004
(Highway Accident Report NTSB/HAR–06/04; NTIS
report number PB2007–916201). Retrieved July 22,
2010, from: https://www.ntsb.gov/Publictn/2006/
HAR0604.pdf.
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investigations that might not be
generally available to the public.
FMCSA’s Motor Carrier Safety Advisory
Committee’s Recommendation
Section 4144 of the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act: A Legacy for Users (SAFETEA–LU),
Public Law 109–59, 119 Stat. 1144, 1748
(Aug. 10, 2005), required the Secretary
to establish a Motor Carrier Safety
Advisory Committee (MCSAC). The
committee provides advice and
recommendations to the FMCSA
Administrator on motor carrier safety
programs and regulations and operates
in accordance with the Federal
Advisory Committee Act (5 U.S.C.
App. 2).
In MCSAC’s March 27, 2009, report to
FMCSA titled ‘‘Developing a National
Agenda for Motor Carrier Safety,’’
MCSAC recommended that FMCSA
adopt new Federal rules concerning
distracted driving.11 MCSAC reported,
‘‘Documented research shows that there
are cognitive distractions and increases
in crashes from cellular phone use and
text messaging.’’ Therefore, one of
MCSAC’s recommendations for the
National Agenda for Motor Carrier
Safety was that FMCSA initiate a
rulemaking to ban the use of hand-held
and hands-free mobile telephones while
driving.
Motorcoach Safety Action Plan
In the November 2009 DOT
Motorcoach Safety Action Plan, DOT
identified seven priority action items
that will have the greatest impact in
reducing motorcoach crashes, injuries,
and fatalities. One of these is a
recommendation to initiate rulemaking
to propose prohibiting texting and
limiting the use of mobile telephones
and other devices by motorcoach
drivers.12
Distracted Driving Summit
The information and feedback DOT
received during its Distracted Driving
Summit, held September 30–October 1,
2009, in Washington, DC, demonstrated
both the need and widespread support
for a ban against texting and mobile
telephone use while driving. Attendees
11 Parker, David R., Chair, Motor Carrier Safety
Advisory Committee (March 27, 2009). Letter to
Rose A. McMurray, Acting Deputy Administrator,
FMCSA, on MCSAC National Agenda for Motor
Vehicle Safety. Retrieved July 23, 2010, from:
https://mcsac.fmcsa.dot.gov/documents/
MCSACTask09-01FinalReportandLetterto
Administrator090428.pdf.
12 U.S. Department of Transportation (November
2009). Motorcoach Safety Action Plan. (DOT HS
811 177). Retrieved July 23, 2010, from: https://www.
fmcsa.dot.gov/documents/safety-security/
MotorcoachSafetyActionPlan_finalreport-508.pdf.
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included safety experts; researchers;
elected officials, including four U.S.
Senators and several State legislators;
safety advocacy groups; senior law
enforcement officials; and
representatives of the
telecommunications and transportation
industries. Summit participants shared
their expertise, experiences, and ideas
for reducing distracted driving
behaviors. They addressed the safety
risk posed by this growing problem
across all modes of surface
transportation.
U.S. Transportation Secretary Ray
LaHood stated: ‘‘Keeping Americans safe
is without question the Federal
government’s highest priority—and that
includes safety on the road, as well as
on mass transit and rail.’’ In addition,
the Secretary pledged to work with
Congress to ensure that the issue of
distracted driving is appropriately
addressed.13 At the conclusion of the
Summit, the Secretary announced a
series of concrete actions that the
Obama Administration and DOT are
taking to address distracted driving,
including immediately starting
rulemakings that would ban texting and
restrict, to the extent possible, the use
of mobile telephones by truck and
interstate bus operators, as well as to
initiate rulemaking by the Federal
Railroad Administration (FRA) to codify
provisions of the FRA’s Emergency
Order No. 26 regarding restricting
distracting electronic devices (see
discussion below in Part E).
As a follow-up to the Summit, and
based on data from studies on distracted
driving, FMCSA initiated a number of
actions to combat distracted driving by
CMV drivers. Specifically, FMCSA
issued Regulatory Guidance (75 FR
4305, January 27, 2010) that addressed
texting by CMV drivers and issued a
final rule (75 FR 59118, September 27,
2010) that prohibits texting by CMV
drivers. Finally, DOT held a second
Distracted Driving Summit on
September 21, 2010,
Safety Advocacy Organizations
Numerous safety advocacy groups
voiced support for a prohibition on
mobile telephone use while driving. In
January 2009, the National Safety
Council (NSC) called for a nationwide
prohibition on all cell phone use while
driving.14 The NSC is focused on
13 U.S. Department of Transportation (October 1,
2009). U.S. Transportation Secretary Ray LaHood
Announces Administration-Wide Effort to Combat
Distracted Driving (DOT 156–09). Retrieved July 23,
2010, from: https://www.dot.gov/affairs/2009/
dot15609.htm.
14 National Safety Council, (n.d.). Distracted
Driving. Retrieved July 21, 2010, from: https://
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alerting the American public to the fact
that different distractions have different
levels of crash risk. Additionally,
Advocates for Highway and Auto Safety
(Advocates) applauded DOT’s effort to
consider banning texting and restricting
cell phone use by operators of CMVs.
Advocates recently filed a petition for
rulemaking requesting consideration of
such action on the use of a wide array
of electronic devices used by
commercial drivers.15
Transportation Industry Associations
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Trucking Industry
The American Trucking Associations,
Inc. (ATA) adopted a policy supporting
the safe use of technologies and
encourages drivers and/or motor carriers
to consider a range of policies and
safeguards intended to reduce,
minimize, and/or eliminate driver
distractions that may be caused by the
increased use of electronic technologies.
ATA’s policy recommends that
manufacturers and others adopt
awareness, training, and safety policies
on the use of such technologies—unless
they are already regulated—while
operating a motor vehicle. ATA believes
that the use of hand-held electronic
devices and the act of texting with such
devices while a motor vehicle is in
motion should be prohibited.16 Another
one of the initiatives on ATA’s safety
agenda is their policy on the use of nonintegrated technologies while the
vehicle is in motion.17
In fact, many ATA member fleets have
already adopted company policies
designed to reduce distractions while
operating CMVs. Many of these fleets do
not allow drivers to operate any
electronic devices at all, including
dispatching equipment, while the
vehicle is moving. ATA conducted an
opinion survey of its safety committees
www.nsc.org/safety_road/Distracted_Driving/Pages/
distracted_driving.aspx.
15 Gillan, J.S. (October 1, 2009). Safety Advocates
Respond to U.S. DOT Secretary’s Announcement on
Measures to Reduce Distracted Driving by
Commercial Operators. Retrieved July 21, 2010,
from the Advocates for Highway and Auto Safety
Web site: https://www.saferoads.org/files/file/
Distracted%20Driving%20
Statement%20by%20Judith%20
Stone%20October%201,%202009.pdf.
16 American Trucking Associations (October 29,
2009). Addressing the Problem of Distracted
Driving. Written testimony to the Subcommittee on
Highways and Transit, U.S. House of
Representatives’ Transportation and Infrastructure
Committee. Retrieved July 21, 2010, from: https://
www.truckline.com/Newsroom/Testimony1/
Randy%20Mullett%20—%20Distracted%20
Driving%20testimony.pdf.
17 Boyce, C. (June 9, 2009) ATA Unveils
Progressive New Highway Safety Agenda. Retrieved
July 21, 2010, from: https://www.truckline.com/
pages/article.aspx?id=541%2F%7b8E1C7279-ED274C03-B189-CEEEE26BBB12%7d
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on the use of ‘‘non-integrated electronic
devices.’’ From the responses of these
industry leaders, ATA found that 67
percent of respondents had a policy
restricting or limiting the use of portable
electronic devices while driving. United
Parcel Service, Inc. has an existing
policy of no distractions while behind
the wheel (e.g., two hands on the wheel
and no two-way communication); and
FedEx does not allow drivers to use any
electronic device while operating FedEx
vehicles.18 Additionally, ExxonMobil
and Shell are examples of large
companies that prohibit employees’ use
of any type of cell phone while driving
during work hours.19 Because numerous
large commercial trucking operations
already have policies that prohibit the
use of portable electronic devices while
driving, a restriction on hand-held
mobile telephone use is not expected to
have a significant adverse impact on
trucking fleets.
The Owner-Operators Independent
Drivers Association (OOIDA) called
upon government entities to
aggressively pursue opportunities to
educate the motoring public on safe
driving practices and encourages law
enforcement agencies to fully enforce
existing laws pertaining to inattentive or
negligent driving.20 The Truckload
Carriers Association (TCA) supports the
safe use of technologies and encourages
drivers and/or motor carriers to consider
a range of policies and safeguards
intended to reduce, minimize, and/or
eliminate driver distractions caused by
the increased use of electronic
technologies (e.g., global positioning
systems, cellular phones, etc.) during
the operation of all types of motor
vehicles.21
Motorcoach Operators
A spokesman for the United
Motorcoach Association, which
represents tour bus operators, stated that
motorcoach operators should not
tolerate drivers using mobile telephones
unless there is an emergency. The
American Bus Association (ABA)
supports safety initiatives, and the
18 Halsey,
A. (October 2, 2009). Obama to Federal
Employees: Don’t Text and Drive.
Washingtonpost.com. Retrieved July 21, 2010, from:
https://www.washingtonpost.com/wp-dyn/content/
article/2009/10/01/AR2009100103447_pf.html.
19 Insurance Information Institute (December
2009). Cellphones and Driving. Retrieved July 21,
2010, from: https://www.iii.org/IU/Cellphone-anddriving/.
20 OOIDA (n.d.). Distracted Driving. Retrieved
from the OOIDA Web site, July 22, 2010, from:
https://ooida.com/Issues&Actions/Issues/
DistractedDriving/distracted-driving.htm.
21 Truckload Carriers Association (March 8,
2009). Safe Use of Technology. Retrieved July 21,
2010, from: https://www.truckload.org/Safe-Use-ofTechnology.
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safety culture of ABA and its member
operators support such bans. ABA’s pretrip passenger safety messaging video
instructs passengers, not drivers, to dial
911 in case of emergency. Only in
extreme emergencies should drivers
ever use a cell phone while operating
motorcoaches. Furthermore, ABA
asserted that hands-free use of cell
phones is no better than hand-held cell
phone use, as cognitive distraction is
the safety issue in question.22 The ABA
also drafted a model policy for members
that states in part: ‘‘Cell phones and
regulated electronic devices (REDs) are
not to be used while the vehicle is in
motion. Incoming calls or transmissions
received on company-provided or
authorized cell phones or REDs should
go into voicemail and may be checked
only when the bus is parked in a safe
location.’’23 Numerous large motorcoach
and bus operations have already
adopted policies that restrict the use of
portable electronic devices while
driving (many of them are more
restrictive than the ABA model policy).
School Bus Operations
School bus operations are the focus of
many States and local governments that
have implemented distracted driving
policies and laws; currently, 19 States
and the District of Columbia 24 ban
school bus drivers from using a mobile
telephone while driving. Many cities,
towns, and counties prohibit mobile
telephone use or texting by school bus
operators. The American School Bus
Council, whose membership includes:
National Association for Pupil
Transportation, National Association of
State Directors of Pupil Transportation
Services, National School
Transportation Association, Blue Bird
Corporation, IC Corporation, and
Thomas Built Buses, recommends
prohibiting the use of cell phones or
other portable electronic devices—even
those equipped with hands-free
features—while driving and banning the
use of cell phones while supervising the
loading and unloading of students.25
22 Pantuso, P. (October 6, 2009). Government
Seeks Tougher Laws on Distracted Driving.
Retrieved July 21, 2010, from the American Bus
Association Web site: https://www.buses.org/files/
MemberAlertTextingCellPhones100509[1].pdf.
23 ABA Strategic Safety Committee (2010).
Recommended Model Company Policy: Cell Phones
and Electronic Devices (REDs). Available in the
docket for this rulemaking.
24 Vermette, E. (2010). Curbing Distracted Driving
2010 Survey of State Safety Programs. Retrieved
July 21, 2010, from: https://www.distraction.gov/
files/research/GHSA-2010_distraction.pdf.
25 American School Bus Council (February 14,
2007). American School Bus Council Exceeds
NTSB’s Recommendation on Cell Phone Use by
School Bus Drivers. Retrieved July 23, 2010, from:
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American Public Transportation
Association (APTA)
On December 31, 2009, the APTA Bus
Safety Working Group published a
Recommended Practice regarding
employee-controlled distractions while
operating a vehicle on agency time. The
intent of the voluntary standard is to
provide transit agencies with a
guideline to develop policies and
standard operating procedures regarding
operator controlled distractions.26
FMCSA solicits comments about
companies’ or organizations’ policies on
drivers’ use of mobile telephones and
other portable electronic devices while
driving CMVs on our Nation’s
highways.
D. Studies of Mobile Telephone Use
While Driving
There are a number of studies from
both government and private sources
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https://www.americanschoolbuscouncil.org/
uploads/pdf/Guidelines_Release.pdf.
26 APTA Bus Safety Working Group (December
31, 2009). Reducing Driver-Controlled Distractions
While Operating a Vehicle on Agency Time.
Retrieved from the American Public Transportation
Association Web site, July 23, 2010, from: https://
www.aptastandards.com/Portals/0/Bus_Published/
APTA-BTS-BS-RP-005-09_employee_controlled
_distractions.pdf.
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related to distracted driving. However,
there are few studies of distracted
driving that focus on the CMV driver.
The following peer-reviewed studies
were considered while developing this
NPRM. These studies use different
methodologies to analyze driver
distraction. There are advantages and
disadvantages to each methodology as
follows:
• Simulator studies, and to some
extent test-track studies, allow for
experimental control over and
measurement of the cognitive
distractions, such as the type of phone
conversation. These studies may have
unrealistic driving and cell phone use
conditions because they are not
conducted on public roadways and
therefore lack many of the risks
associated with real world driving;
• Naturalistic driving studies use
cameras and instrumentation in
participants’ vehicles to provide a clear
picture of driver distraction under realworld driving conditions. However,
these studies may have a small sample
size of some of the individual
distractions.
Overall, it is important to keep these
differences in mind while comparing
the results from different research
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methods. Regardless, these studies
illustrate degradations in driver
performance due to the effects of driver
distraction.
Driver Distraction in Commercial
Vehicle Operations 27
Under contract with FMCSA, the
Virginia Tech Transportation Institute
(VTTI) completed the study titled,
‘‘Driver Distraction in Commercial
Vehicle Operations,’’ and released the
final report on October 1, 2009. The
purpose of the VTTI Study (2009) was
to investigate the prevalence of driver
distraction in CMV safety-critical events
recorded in a naturalistic data set that
included over 200 truck drivers and
data from 3 million miles of operations.
Of the 4,452 safety-critical events noted
in the combined data, 60 percent had
some type of non-driving related task
listed as a potential contributing factor.
Safety-critical events are crashes, nearcrashes, crash-relevant conflicts, and
unintentional lane deviations.
27 Olson, R.L., Hanowski, R.J., Hickman, J.S., &
Bocanegra, J. (2009). Driver Distraction in
Commercial Vehicle Operations. (Document No.
FMCSA–RRR–09–042) Washington, DC: FMCSA,
July 2009. Retrieved July 26, 2010, from: https://
www.fmcsa.dot.gov/facts-research/researchtechnology/report/FMCSA-RRR-09-042.pdf.
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a safety- critical event are six times
greater while the driver is dialing a cell
phone than when the driver is not
dialing a cell phone. But, according to
the VTTI study, the odds of being
involved in a safety critical event while
talking or listening to a hand-held or
hands-free phone do not show an
increased risk.
In addition, the population
attributable risk (PAR) incorporates the
frequency of engaging in a non-driving
related task by the population of drivers.
If a task is done more frequently by a
large population of drivers, it will have
a greater PAR percentage. High PAR
percentages occurred for commonly
performed tasks (i.e., a task, which if
removed, would increase safety most).
The PAR percentage for reaching for an
object was the highest in the study at 7.6
percent. In other words, there would be
7.6 percent fewer safety- critical events,
if reaching for an object while driving
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never occurred. The risk of being
involved in a safety-critical event was
greater for other distracting activities,
but the prevalence of the distractions
was greatest for reaching for an object.
In contrast, the PAR for talking on a
hand-held phone was relatively low, at
0.2 percent, and the PAR was not
calculated for talking on a hands-free
cell phone.
FMCSA constructed a diagram that
shows the relationship between the
odds ratios of various activities
conducted while driving and their
associated eyes-off-roadway times. As
seen in Diagram 1 (constructed from
data in the VTTI study), those tasks that
drew the driver’s eyes away from the
forward road led to a significant
increase in risk. For example, texting,
dialing, using other electronic devices,
reading a map or grooming stand out as
risky tasks.
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The VTTI Study (2009) separately
examined the different sub-tasks
associated with cell phone use.
Although talking on the cell phone did
not show an increased risk, as seen in
Table 1, a driver must take several riskincreasing steps in order to use the
electronic device for conversation. In
particular, as also shown in Table 1, the
use of a cell phone involves a variety of
sub-tasks, including reaching for and
holding the phone, performing the
visually complex process of manually
dialing the phone, and then carrying out
the conversation. In FMCSA’s view, the
risk associated with cell phone use
should be viewed as a series of related
sub-tasks, not all having equal risk. The
odds of being involved in a safetycritical event are three times greater
while the driver is reaching for an object
than when the driver is not reaching for
an object. The odds of being involved in
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During the 3.8 seconds the driver has
his eyes off the forward roadway while
dialing his mobile telephone, at 55
miles per hour, the CMV travels about
the length of a football field, 306 feet.
A complete copy of the final report for
the VTTI Study (2009) is included in the
docket referenced in the beginning of
this rulemaking notice.
Distraction in Commercial Trucks and
Buses: Assessing Prevalence and Risk in
Conjunction With Crashes and NearCrashes28
The purpose of this research was to
conduct an analysis of naturalistic data
collected by DriveCam®. The
28 Hickman, J., Hanowski, R., & Bocanegra, J.
(2010). Distraction in Commercial Trucks and
Buses: Assessing Prevalence and Risk in
Conjunction with Crashes and Near-Crashes.
Washington, DC: FMCSA.
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introduction of naturalistic driving
studies that record drivers (through
video and kinematic 29 vehicle sensors)
in actual driving situations created a
scientific method to study driver
behavior under the daily pressures of
real-world driving conditions.
The research documented the
prevalence of distractions while driving
a CMV, including both trucks and buses,
using an existing naturalistic data set.
This data set came from 183 truck and
bus fleets comprising a total of 13,306
vehicles captured during a 90-day
period. There were 8,509 buses and
4,797 trucks. The data sets in the
current study did not include
continuous data; they only included
29 Kinematics is a branch of physics that deals
with the motion of a body or system without
reference to force and mass.
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recorded events that met or exceeded a
kinematic threshold (a minimum g-force
setting that triggers the event recorder).
These recorded events included safetycritical events (e.g., hard braking in
response to another vehicle) and
baseline events (i.e., an event that was
not related to a safety-critical event,
such as a vehicle that traveled over train
tracks and exceeded the kinematic
threshold). A total of 1,085 crashes,
8,375 near-crashes, 30,661 crashrelevant conflicts, and 211,171 baselines
were captured in the data set.
Odds ratios were calculated to show
a measure of association between
involvement in a safety-critical event,
which includes crashes, and performing
a non-driving related task. The odds
ratios show the odds of being involved
in a safety critical event when a nondriving related task is present compared
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to when there is no non-driving related
task. The non-driving related task, ‘‘any
cell phone usage,’’ includes all the
specific cell phone sub-tasks, such as
reaching for, dialing, talking or listening
to a hand-held or hands-free cell phone.
Drivers increased their odds of
involvement in a safety-critical event by
1.14 times for ‘‘any cell phone usage’’
while driving. However, when the cell
phone task was disaggregated into subtasks, the study results show that the
sub-tasks involved with using a cell
phone have different risks, some
increasing and some decreasing the
odds of involvement in a safety-critical
event. The odds of involvement in a
safety critical event increased
significantly when truck and bus drivers
performed certain non-driving related
tasks:
• Reaching for a cell phone while
driving increased the odds by 3.7 times;
• Dialing a cell phone while driving
increased the odds by 3.5 times;
• Reaching for a headset/earpiece
increased the odds by 3.4 times.
Drivers decreased the odds of being
involved in a safety-critical event by .65
times while talking or listening on a
hands-free cell phone. However, the
odds ratio for talking/listening should
not ignore the fact that a person usually
has to reach for and dial a cell phone
in order to talk or listen. Both
consuming food/drink and talking/
listening on a hand-held cell phone
(odds ratios = 1.11 and 0.89,
respectively) had non-significant odds
ratios (i.e., no increase or decrease in
risk).
The Impact of Cognitive Distraction on
Driver Visual Behavior and Vehicle
Control
While conclusive evidence is still
lacking, several studies focused on
cognitive distraction and its influence
on driver performance. Harbluk, Noy,
and Eizenman (2002) examined the
impact of cognitive distraction on
drivers’ visual behavior and vehicle
control.30 This instrumented-vehicle
study examined changes in drivers’
visual scanning driving patterns under
three tasks varying in cognitive
complexity: no distraction, an easy
cognitive task (i.e., simple addition),
and a difficult cognitive task (i.e.,
difficult addition). As predicted, drivers
had significantly increased hard-braking
events under distracted driving
conditions. Interestingly, under
30 Harbluk, J. L., Noy, Y. I., & Eizenman, M.
(2002). The Impact of Cognitive Distraction on
Driver Visual Behavior and Vehicle Control (Report
No. TP 13889E). Ottawa: Transport Canada.
Retrieved July 26, 2010, from: https://people.usd.edu
/∼schieber/materials/trans-canada-13889.pdf.
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distracted driving conditions, drivers
made fewer eye movements, spent more
time focusing on the central visual field,
and spent less time scanning the right
periphery. This suggests that visual
scanning collapses to a minimal level
under distracted driving conditions,
increasing the risk that a driver will
miss a critical event.
A Decrease in Brain Activation
Associated With Driving When
Listening to Someone Speak
Just, Keller, and Cynkar (2008) used
functional magnetic resonance imaging
(MRI) to investigate the impact of
concurrent auditory language
comprehension on the brain activity
associated with a simulated driving
task.31 Participants steered a vehicle
along a curving virtual road, either
undisturbed or while listening to
spoken sentences that they judged as
true or false. The study was designed to
assess the neural effect of listening
while driving, similar to listening to a
cell phone while driving. The central
findings were that the sentence listening
task reliably degraded driving
performance. The behavioral measures
indicated reliably more roadmaintenance errors and larger deviation
from an ideal path in the driving with
listening condition. The findings show
that language comprehension performed
concurrently with driving draws mental
resources away from the driving and
produces deterioration in driving
performance, even when it is not
accompanied by holding or dialing a
phone.
The Distraction Effects of Phone Use
During a Crucial Driving Maneuver
A study by Hancock, Lesch, and
Simmons (2003) 32 examined the effect
of drivers on a test track responding to
an in-vehicle phone at the same time
they were faced with making a crucial
stopping decision. The most crucial
finding was the variation in stopping
accuracy in the presence of the phone
distraction task, from 95 percent
accuracy without distraction to 80
31 Just, M.A., Keller, T.A., & Cynkar, J. (2008). A
Decrease in Brain Activation Associated With
Driving When Listening to Someone Speak. Brain
Research. Retrieved July 26, 2010, from: https://
www.distraction.gov/files/research/carnegiemellon.pdf.
32 Hancock, P. A., Lesch, M., & Simmons, L.
(2003). The Distraction Effects of Phone Use During
a Crucial Driving Maneuver. Accident Analysis and
Prevention, 35(4), 501–514. Retrieved July 26, 2010,
from: https://www.sciencedirect.com/science?_ob=
MImg&_imagekey=B6V5S–45SH77V-1-20&_
cdi=5794&_user=3928936&_pii=
S0001457502000283&_orig=search&_coverDate=
07%2F31%2F2003&_sk=999649995&view=c&
wchp=dGLzVtb-zSkWb&md5=b40e15505
a9c7b04bd3c6aa3c42a5777&ie=/sdarticle.pdf.
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percent with distraction, a significant 15
percentage point reduction. The study
shows there is a detrimental impact of
a coincident in-vehicle phone task on a
critical driving maneuver.
Passenger and Cell Phone Conversations
in Simulated Driving
Drews, Pasupathi, and Strayer (2008)
examined in a simulator study how
conversing with passengers in a vehicle
differs from conversing on a cell phone
while driving.33 The results show that
the number of driving errors was highest
when the driver was conversing on a
cell phone while driving. Passenger
conversations made more references to
traffic. In addition, drivers’ speech
production rate (measured in syllables
per second) and the drivers’ and
passengers’ speech complexity rate
(measured in syllables per word of
speech) dropped in response to an
increase in the demand of the traffic.
Overall, the study found that cell phone
use negatively impacts lane keeping,
increases the following distance, and
leads to impairment of a navigation task,
while passenger conversations have
little effect on all of the three measures.
Request for Additional Research or Data
Overall, these studies illustrate
degradations in driver performance due
to the effects of driver distraction. The
studies do not necessarily break down
the individual components of mobile
telephone use like the VTTI study does.
However, they suggest certain risks
when using a mobile telephone.
Commenters are encouraged to provide
other research or data that would enable
the Agency to better assess the risk
associated with mobile telephone use by
CMV drivers while operating their
vehicles.
E. Existing Mobile Telephone Bans by
Federal, State, and Local Governments
Federal
On October 7, 2008, FRA published
Emergency Order 26 (73 FR 58702).
Pursuant to FRA’s authority under 49
U.S.C. 20102 and 20103, the order,
which took effect on October 27, 2008,
restricts railroad operating employees
from using distracting electronic and
electrical devices while on duty. Among
other things, the order prohibits both
the use of mobile telephones and texting
by railroad operating employees. FRA
cited numerous examples of the adverse
impact that electronic devices can have
33 Drews, F.A., Pasupathi, M., & Strayer, D.L.
(2008). Passenger and Cell Phone Conversations in
Simulated Driving. Journal of Experimental
Psychology: Applied, 14(4). Retrieved July 26, 2010,
from: https://www.psych.utah.edu/lab/
appliedcognition/publications/passenger.pdf.
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on safe operations. These examples
included fatal crashes that involved
operators who were distracted while
texting or talking on a mobile telephone.
In light of these incidents, FRA
proposed to amend its railroad
communications regulations by
restricting use of mobile telephones and
other distracting electronic devices by
railroad operating employees. FRA
published its final rule in the Federal
Register on September 27, 2010 (75 FR
59580).
On September 27, 2010, FMCSA also
published a final rule (75 FR 59118) that
prohibits texting on electronic devices,
including mobile telephones, while
driving a CMV. This rulemaking action
addressed one of the riskiest distracted
driving behaviors. Furthermore, on
September 27, 2010, the Pipeline and
Hazardous Materials Safety
Administration published a notice of
proposed rulemaking (75 FR 59197) that
addressed distracted activities by
drivers under its authority.
States
Nine States and the District of
Columbia have traffic laws prohibiting
all motor vehicle drivers from using a
hand-held mobile telephone while
driving. School bus drivers are currently
prohibited from any mobile telephone
use in 19 States and the District of
Columbia. A list of these States can be
found at the following Web site: https://
www.iihs.org/laws/cellphonelaws.aspx.
Generally, the State traffic laws are
applicable to all drivers operating motor
vehicles within those jurisdictions,
including CMV operators. Some States
are already tracking enforcement. For
example, since March of 2008, when
New Jersey’s wireless hand-held
telephone and electronic
communication device ban became
effective, more than 224,000 citations—
an average of almost 10,000 a month—
were issued to motorists violating this
cell phone law.
Additionally, as part of its continuing
effort to combat distracted driving, DOT
kicked off pilot programs in Hartford,
Connecticut, and Syracuse, New York,
to test whether increased law
enforcement efforts can get distracted
drivers to put down their mobile
telephones and focus on the road.
During 1 week of the pilot program in
Hartford, police cited more than 2,000
drivers for talking on mobile telephones
and 200 more for texting while driving.
Public Transportation Agencies
The severity of the problem of
distracted driving led public
transportation agencies to ban the use of
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mobile telephones/electronic devices
while an operator is driving a vehicle in
passenger service. In the period from
May 2008 to May 2009, after the
Massachusetts Bay Transportation
Authority (MBTA) issued its cell phone
ban, 12 bus drivers employed by the
MBTA were suspended and one bus
driver was fired for using a cell phone
while on duty.
Most transit agencies allow operators
to carry cell phones or other electronic
devices in backpacks, purses, or bags,
and to use them outside the vehicle
during breaks and layovers and during
emergencies. However, many large
transit agencies prohibit operators from
carrying cell phones or other electronic
devices in the cab. Examples of policies
at public transportation agencies
include the following:
• MBTA. The MBTA banned cell phone
use by drivers while on the job, with
penalties escalating from a 3-day suspension
after one offense, to a 10-day suspension after
two, and dismissal for the third offense.
Engineers on commuter-rail trains operated
by a private contractor are also prohibited
from having a cell phone or other device on
their person.34
• Chicago Transit Authority (CTA). The
CTA’s zero tolerance policy prohibits
employee use of electronic devices while
operating buses and trains. This policy
prohibits the use of cell phones, smart
phones, personal digital assistants (PDAs),
MP3/music players, wireless headsets, or any
other appliance or device. Having possession
of an electronic device results in probation
and a 3-day suspension. Use of the device
while on duty may lead to discharge.35
• Greater Cleveland Regional Transit
Authority (GCRTA). All employees are
prohibited from having a cell phone on their
person while operating a bus or train at the
GCRTA. The prohibition includes: Cell
phones; smart phones; PDAs, electronic
music devices; wireless headsets; or any
other electronic communication or listening
devices. While on duty, operators must keep
cell phones and other devices separate from
their person. They may be stored on-board in
personal bags or purses. Cell phones may
only be used when the operator is on layover,
the vehicle is stopped, the parking brake is
set, and he/she has left the driver’s seat.
Employees will be terminated for a first
offense.36
34 Massachusetts Bay Transportation Authority
(June 7, 2009). Cell Phone Ban Expanded. Retrieved
July 26, 2010, from the MBTA Web site: https://
www.mbta.com/about_the_mbta/news_events/
?id=17461&month=&year=.
35 Chicago Transit Authority (August 5, 2009).
CTA Adopts Zero Tolerance Policy on Employee
Use of Electronic Devices While On-Duty. Retrieved
July 26, 2010, from the CTA Web site: https://
www.transitchicago.com/news/default.aspx?
Archive=y&ArticleId=2427.
36 Greater Cleveland Regional Transit Authority
(September 18, 2009) RTA Strengthens Cell Phone
Policy. Retrieved July 26, 2010, from the GCRTA
Web site: https://www.riderta.com/nu_newsroom_
releases.asp?listingid=1345.
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While FMCSA is aware that many
organizations have policies on mobile
telephone use, FMCSA solicits further
comments on mobile telephone use
policy and enforcement and on the
applicability of State laws and local
ordinances to school bus drivers and
transit employees.
IV. Discussion of Proposed Rule
Federal Restriction of Mobile Telephone
Use by Interstate CMV Drivers
In light of the available studies, and
to partially address the NTSB and
MCSAC recommendations, the Agency
proposes a restriction on the use of
hand-held mobile telephones by CMV
drivers operating in interstate
commerce. This rulemaking would
prohibit a CMV driver from reaching for,
holding, and dialing a mobile telephone
in order to conduct a voice
communication while driving.
Essentially, the CMV driver must be
ready to conduct a voice
communication in compliance with the
proposed rule the moment he begins
driving the vehicle. The proposed rule
would include definitions related to the
restriction. It also would add a driver
disqualification provision for interstate
CMV drivers. A driver disqualification
provision would also be included for
CDL holders convicted of two or more
violations of State or local traffic laws
or ordinances on motor vehicle traffic
control concerning hand-held mobile
telephone use.
This NPRM would amend regulations
in 49 CFR parts 383 and 384 concerning
the Agency’s CDL regulations, part 390
concerning general applicability of the
FMCSRs, part 391 concerning driver
qualifications and disqualifications, and
part 392 concerning driving rules. In
general, the proposed requirements are
intended to reduce the risks of
distracted driving by restricting handheld mobile telephone use by a driver
who is operating a CMV in interstate
commerce.
For CMV drivers operating in
interstate commerce, the proposed rule
would: (1) Restrict the use of hand-held
mobile telephones; and (2) provide
sanctions for those drivers convicted of
using a hand-held mobile telephone
while operating a CMV in interstate
commerce, including civil penalties
and/or disqualification from driving a
CMV for a specified period of time. In
addition, the proposed rule would
provide sanctions for CDL holders
convicted of violating a State or local
law or ordinance on motor vehicle
traffic control restricting the use of a
hand-held mobile telephone while
operating any CMV— specifically, a
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disqualification for a specified period of
time from operating any CMV requiring
a CDL.
The proposed rule would also require
interstate motor carriers to ensure
compliance by their drivers with the
restrictions on use of a hand-held
mobile telephone while driving a CMV.
Motor carriers would be prohibited from
requiring or allowing drivers of CMVs to
use a hand-held mobile telephone while
operating in interstate commerce.
As indicated above, FMCSA proposes
that any CDL holder operating a CMV
(as defined in § 383.5) who is convicted
of violating a State or local traffic law
or ordinance on motor vehicle traffic
control restricting or prohibiting handheld mobile telephone use while driving
a CMV would be disqualified for 60
days after a second conviction and 120
days after a third or subsequent
conviction within a 3-year period.37
State or local laws or ordinances
restricting or prohibiting hand-held
mobile telephone use would be added to
the list of ‘‘serious’’ traffic offenses under
§ 383.51(c). The disqualifying serious
traffic offense would be applicable to all
persons who are required to possess a
CDL, in accordance with the
requirements of 49 CFR part 383, and
who are subject to a State or local law
or ordinance restricting or prohibiting
hand-held mobile telephone use while
driving. Therefore, the amendment to
the CDL rules would be applicable to
CMV drivers employed by Federal,
State, or local government agencies,
transit authorities, and school districts.
Other Technologies
It is not FMCSA’s intention to limit
current or future innovative
technologies that could allow safe and
effective, completely hands-free, voice
communication. Because of the lack of
information about the availability of
completely hands-free technology for
CMV drivers’ work environment,
FMCSA is unable to analyze their safety
and economic or environmental
impacts. The Agency is proposing to
allow hands-free mobile telephone use
as long as it does not require the driver
to reach for, dial, or hold a mobile
telephone, taking the driver’s eyes off
the forward roadway and a hand off the
wheel. We request comments on this
rationale as well as whether true handsfree mobile telephones exist for use in
the CMV operating environment,
whether they are safe to use while
driving a CMV, or whether they should
37 Although the statute (in 49 U.S.C. 31310(e))
authorizes disqualifications of ‘‘at least’’ 60 or 120
days, the proposed rule follows the existing
structure in the FMCSRs and provides for
disqualifications of exactly 60 or 120 days.
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be banned as well. The Agency is also
interested in receiving public comments
and acquiring further knowledge about
innovative technologies, either those
that exist today or that are under
development, including the
practicability of their application and
use in CMVs and their safety and
economic or environmental impact.
FMCSA notes that the use of Citizens
Band (CB) radios is not restricted in this
proposed rule. CB radios are not
included in this proposed rule because
they do not fall under the definition of
‘‘commercial mobile radio services’’ as
defined by the FCC. The NPRM should
not be construed as a proposal to restrict
the use of mobile telephones by drivers
when they are not driving.
With significant national awareness
now focused on the issue of distracted
driving, the Agency hopes that
important safety gains can be achieved
as a result of this increased attention on
the use of mobile telephones by drivers
operating CMVs. Although fleet
management systems and electronic
dispatching tools are used by many of
the Nation’s largest CMV fleets, the
Agency believes safety-conscious fleet
managers would neither allow nor
require their drivers operating CMVs to
use these devices or hand-held mobile
telephones while driving.
Applicability to Federal, State, or Local
Government Employees
FMCSA’s proposed explicit restriction
on using a hand-held mobile telephone
while driving a CMV would apply to
CMV drivers covered under 49 CFR Part
392, but the requirements of Part 392
would not be applicable to Federal,
State, or local government-employed
drivers of CMVs in interstate commerce.
Those drivers are statutorily exempt
from nearly all of FMCSA’s safety
regulations. However, the Agency
proposes to make amendments to its
disqualifying offenses for such CDL
drivers if they are convicted, while
driving a CMV, of violating a State or
local law or ordinance on motor vehicle
traffic control that restricts or prohibits
the use of hand-held mobile telephones
while driving. The Agency’s
amendments to the CDL regulations
would be applicable to Federal, State, or
local government-employed drivers of
CMVs who are required to possess a
CDL.
The proposed rule would also be
applicable to transit employees
employed by Federal, State, and local
governments who are required to
possess a CDL.
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Section-by-Section Analysis
Section 390.3 38
The Agency proposes to modify
several discretionary regulatory
exemptions concerning the applicability
of the existing FMCSRs, including one
for school bus operations and one for
CMVs designed or used to transport
between 9 and 15 passengers (including
the driver), not for direct compensation
(49 CFR 390.3(f)(1) and (6)). The Agency
finds that this action is necessary for
public safety regarding school bus
transportation by interstate motor
carriers, a finding required by the
applicable statutory provisions, as
explained above in the legal authority
section. In addition, the Agency
determined that in order to enhance
public safety to the greatest extent
possible, the rule should apply to the
operation by drivers of small-passenger
carrying vehicles (designed to transport
9–15 passengers) who are not receiving
direct compensation, which are
otherwise exempt from most of the
FMCSRs under 49 CFR 390.3(f)(6).
Section 390.5
The Agency proposes to amend 49
CFR 390.5 by adding new definitions for
the terms ‘‘mobile telephone’’ and ‘‘using
a hand-held mobile telephone,’’ for
general application. A broad definition
of the term mobile telephone is
proposed because of the wide variety of
radio telephone services, in addition to
cell phone services, that are licensed by
the Federal Communications
Commission (FCC) and might be
available for use in a CMV. ‘‘Mobile
telephone’’ could include, for example,
a satellite telephone service, a
broadband radio service, or a personal
communications system. Using such
wireless communication services is just
as distracting to a CMV driver as using
a cell phone. The FCC classifies these
services as ‘‘commercial mobile radio
services,’’ which are incorporated into
the definition of mobile telephone. It
does not include two-way or Citizens
Band radio.
In this rulemaking, FMCSA proposes
to define ‘‘using a hand-held mobile
telephone’’ to clarify that certain uses of
a hand-held mobile telephone are
restricted, including reaching for,
38 The proposed rules in this NPRM are numbered
and placed in relation to the rules currently in
effect and published in the Code of Federal
Regulations (CFR). The Agency has issued an
NPRM addressing texting while driving a CMV,
which proposes similar definitions, and analogous
prohibitions and disqualifications (75 FR 16391,
April 1, 2010). The numbering and placement of
any final regulations that result from this
rulemaking will be adjusted appropriately to reflect
any final rules adopted in other rulemakings.
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dialing, and holding the mobile
telephone to conduct voice
communication. The Agency recognizes
that mobile telephones often have multifunctional capability and is not
prohibiting the use of mobile telephones
for other uses. Of course, other types of
activities using a mobile telephone
might be covered by other rules
proposed by FMCSA, such as those
addressing texting while driving a CMV.
To be consistent with these new
definitions, FMCSA proposes removing
exception (2)(i) from the existing
definition of ‘‘texting’’ in this section.
Section 391.2
FMCSA proposes to amend 49 CFR
391.2, which provides certain
exceptions to the requirements of part
391 for custom farm operations, apiarian
industries, and specific farm vehicle
drivers, to enable the Agency to make
violations of the Federal mobile
telephone restriction a disqualifying
offense for such drivers. While the
proposed explicit Federal restriction
against hand-held mobile telephone use
applies directly to these drivers, the
disqualification provision in proposed
§ 391.15(f) below would not apply
without this amendment to the current
exceptions under 49 CFR 391.2.
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Section 391.15
FMCSA proposes to add a new
paragraph (f) to 49 CFR 391.15 entitled
‘‘Disqualification for violation of
restriction on using a hand-held mobile
telephone while driving a commercial
motor vehicle.’’ 39 This provision would
provide for the disqualification from
operating a CMV in interstate commerce
of any driver convicted of two or more
violations within a 3-year period of the
new hand-held mobile telephone use
restriction while operating a CMV as set
forth in proposed § 392.82. For the
driver’s first hand-held mobile
telephone use conviction, the Agency
could assess a civil penalty against the
driver. If a driver is convicted of
committing a second hand-held mobile
telephone use violation within 3 years,
he or she would be disqualified for 60
days, in addition to being subject to the
applicable civil penalty. For three or
more hand-held mobile telephone use
convictions for violations committed
within 3 years, a driver would be
disqualified for 120 days, in addition to
being subject to the applicable civil
penalty. This proposed change to the
disqualifying offenses for interstate
39 The texting NPRM, cited above, proposed to
add a new paragraph (e) to this section. Therefore,
paragraph (e); is reserved in this NPRM for possible
use by this Agency for another rulemaking.
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drivers would mirror the Agency’s
corresponding proposed new provisions
governing the disqualification offenses
for CDL drivers in § 383.51(c). The
required number of convictions to cause
a disqualification by FMCSA and the
period of disqualification would be the
same: 60 days for the second offense
within 3 years and 120 days for three or
more offenses within 3 years. In
addition, the first and each subsequent
violation of such a restriction or
prohibition by a driver would be subject
to civil penalties imposed on such
drivers, in an amount up to $2,750 (49
U.S.C. 521(b)(2)(A), 49 CFR 386.81 and
Appendix B, A(4)).
Section 392.82
In this section, the Agency proposes
a new restriction on using a hand-held
mobile telephone while driving a CMV.
Furthermore, this proposed section
states that motor carriers must not allow
or require CMV drivers to use a handheld mobile telephone while driving.
The Agency would also include a
provision in this proposed section to
apply this new hand-held mobile
telephone restriction to ‘‘school bus
operations notwithstanding the general
exception in 49 CFR 390.3(f)(1).’’ Thus,
school bus drivers who are employed by
non-government entities and who
transport school children and/or school
personnel between home and school in
interstate commerce would be subject to
this proposed section. The Agency
determined that this proposed section is
necessary for public safety regarding
school bus transportation by interstate
motor carriers. In addition, the proposed
rule would apply to the operation of
CMVs designed or used to transport
between 9 and 15 passengers (including
the driver), not for direct compensation,
notwithstanding the exception in 49
CFR 390.3(f)(6). The proposed section
would also require employers to ensure
compliance by their drivers with the
restrictions on use of a hand-held
mobile telephone while driving a CMV.
Any violation by an employer would be
subject to civil penalties in an amount
up to $11,000 (49 U.S.C. 521(b)(2)(A), 49
CFR 386.81 and part 386 Appendix B,
paragraph (a)(3)).
A definition of ‘‘driving a commercial
motor vehicle’’ would be incorporated
into the restriction on using a hand-held
mobile telephone while driving, in the
proposed new § 392.82, in order to
confine the use of that term to the
restriction and the related
disqualification and to avoid limiting
the scope of the same term as used in
other provisions of the FMCSRs.
The Agency proposes to add a limited
exception to the hand-held mobile
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telephone restriction to allow CMV
drivers to use their hand-held mobile
telephones if necessary to communicate
with law enforcement officials or other
emergency services.
Federal Disqualification Standard for
CDL Drivers
Any CDL driver operating a CMV (as
defined in § 383.5) who is convicted of
violating a State or local motor vehicle
law or ordinance that prohibits or
restricts the use of a hand-held mobile
telephone while driving a CMV would
be disqualified after his or her second
conviction for the hand-held mobile
telephone offense or any other serious
traffic violation (as defined by
§ 383.51(c)). The CDL disqualifying
offense would be applicable to all
persons who are required to possess a
CDL, in accordance with the
requirements of 49 CFR part 383, and
who are subject to a State or local law
or ordinance prohibiting or restricting
the use of a hand-held mobile telephone
while driving, when the offense occurs
during the operation of a CMV.
Therefore, the amendment to the CDL
rules is applicable to drivers employed
by Federal, State, or local government
agencies, transit authorities, and school
districts. To assist in the application of
the provisions for disqualification, the
regulations include definitions of the
words ‘‘mobile telephone’’ and ‘‘using a
hand-held mobile telephone.’’
Section 383.5
The Agency proposes to add new
definitions for the terms ‘‘mobile
telephone’’ and ‘‘using a hand-held
mobile telephone.’’ The Agency
proposes a broad definition of mobile
telephones based on the FCC regulations
to cover the multitude of devices that
allow users to send or receive voice
communication while driving. The
definitions of ‘‘mobile telephone’’ and
‘‘using a hand-held mobile telephone’’
would identify the type of activity that
would be restricted by this proposed
rule. To be consistent with these new
definitions, FMCSA proposes removing
exception (2)(i) from the definition of
‘‘texting’’ in this section.
Section 383.51
In Table 2 of 49 CFR 383.51(c),
FMCSA would add a new serious traffic
violation that would result in a CDL
driver being disqualified. This serious
traffic violation would be a conviction
for violating a State or local law or
ordinance restricting hand-held mobile
telephone use while driving a CMV. For
the purpose of this disqualification, the
Agency proposes to use the same
description of ‘‘driving’’ that is already
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in the table for the texting
disqualification (§ 383.51(c)(9)). FMCSA
notes that the conviction must involve
‘‘using a hand-held mobile telephone’’
while operating a CMV and excludes
convictions for hand-held mobile
telephone use by a CDL driver while
operating a vehicle for which such a
CDL is not required. The Agency’s
decision is consistent with the
provisions of 49 U.S.C. 31310(e), which
indicates the serious traffic violation
must occur while the driver is operating
a CMV that requires a CDL; the
operative provisions in the revised table
would limit the types of violations that
could result in a disqualification
accordingly.
As proposed, every State that issues
CDLs would be required to impose this
disqualification on a driver required to
have a CDL issued by that State
whenever that CDL driver was
convicted of the necessary number of
violations while operating in States
where such conduct is restricted or
prohibited by a State or local traffic law.
Section 384.301
A new paragraph (f) is proposed to be
added to § 384.301. It would require all
States that issue CDLs to implement the
new provisions proposed in part 383
that relate to disqualifying CDL drivers
for violating the new serious traffic
violation of using a hand-held mobile
telephone while driving a CMV as soon
as practical, but not later than 3 years
after this proposed rule is implemented.
Impact on States
jlentini on DSKJ8SOYB1PROD with PROPOSALS
Motor Carrier Safety Assistance Program
(MCSAP)
Under MCSAP, States that receive
grant funds would be required, as a
condition of receiving the grants, to
adopt regulations on the hand-held
mobile telephone restriction that are
compatible with final Federal
regulations issued as a result of this
rulemaking (49 U.S.C. 31102(a) and 49
CFR 350.201(a)). If a restriction of handheld mobile telephone use (such as
proposed in § 392.82) and the related
disqualification (such as proposed in
§ 391.15(f)) are adopted by FMCSA,
States under MCSAP would need to
adopt compatible regulations applicable
to both interstate and intrastate
transportation as soon as practicable,
but not later than 3 years thereafter (49
CFR 350.331(d)). If States do not adopt
compatible regulations restricting handheld mobile telephone use while driving
a CMV and related disqualifications,
they may not receive full MCSAP grant
funding.
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CDL Program
States that issue CDLs to CMV drivers
would be required to adopt and
implement the proposed CDL
disqualification provisions that require
disqualification for two or more
convictions of violating a State or local
law or ordinance restricting or
prohibiting hand-held mobile telephone
use while driving a CMV. States should
be in compliance with this hand-held
mobile telephone disqualification as
soon as practicable, but not later than 3
years after the Agency adopts the
disqualification provisions. If they do
not comply with this provision, they
may be subject to the loss of up to 5
percent in the first year of substantial
non-compliance and up to 10 percent in
subsequent years of certain Federal-aid
highway amounts apportioned to the
State (49 U.S.C. 31311(a) and 31314).
Impact on Other State Laws—
Preemption
At present, only nine States and the
District of Columbia restrict or prohibit
hand-held mobile telephone use while
driving a motor vehicle within their
jurisdictions. FMCSA believes that there
is a need for a Federal regulation to
address the safety risks associated with
hand-held mobile telephone use by
CMV drivers nation-wide. The Federal
restriction would provide uniform
language applicable to CMV drivers
engaged in interstate commerce,
regardless of the presence or absence of
a State law or regulation. State laws and
regulations that are compatible with the
Federal requirements we are proposing
today, or that have a safety benefit or do
not create an undue burden upon
interstate commerce in conformity with
49 U.S.C. 31141 and 49 CFR 350.333,
would remain in effect and could
continue to be enforced with regard to
CMV drivers. Future actions by the
States to institute new restrictions or
prohibitions on any form of mobile
telephone use while driving CMVs in
interstate commerce would be governed
by the same principles. For more
information see the Federalism section
later in this document.
The States receiving MCSAP grants
would be required, as a condition of
receiving the grants, to adopt, at a
minimum, regulations compatible with
any adopted Federal restriction on use
of a hand-held mobile telephone while
driving CMVs in interstate commerce, in
accordance with the requirements of 49
CFR 350.333.
Questions and Request for Comments
In order to make an informed decision
on all of these issues related to mobile
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80027
telephone use, the Agency requests
review and comment on some specific
questions:
1. Should the Agency completely
restrict all mobile telephone use, both
hand-held and hands-free, by CMV
drivers while driving in interstate
commerce?
2. Should some CMV drivers, for
example, drivers of passenger-carrying
vehicles or of vehicles carrying
hazardous materials, be more restricted
than other CMV drivers?
3. Some motor vehicle design
guidelines suggest limiting the time that
a visual or a visual-manual task takes
the driver’s eyes off of the forward
roadway when designing vehicle
controls. Should the Agency define a
time limit for CMV drivers’ interaction
with mobile telephones (either handheld, hands-free, or both)?
4. Should the Agency propose
limiting the number of keystrokes or
button pushes that a CMV driver is
allowed within a certain time frame
when using a mobile telephone (either
hand-held, hands-free, or both)? Should
dialing be defined as a specific number
of keystrokes or button pushes such as
at least seven keystrokes or button
pushes?
5. Are there technologies available or
soon to be available that would allow
completely hands-free mobile telephone
operation by CMV drivers? Please
provide any information on the
availability and costs of such
technologies. The Agency also requests
comments regarding the amount of time
and steps that are required by the driver
to initiate and then conduct a hands-free
mobile telephone conversation with
such devices.
6. The Agency has proposed a
definition for ‘‘use of a hand-held
mobile telephone’’ in the regulatory text.
The Agency requests comments on this
definition as well as the public’s views
on whether to include a description of
allowable alternatives to ‘‘use of a handheld mobile telephone,’’ such as handsfree technologies.
7. FMCSA seeks comment on its
assumptions on States’ costs, any
increase in enforcement costs to the
States, or any other costs or increases
borne by the States.
V. Regulatory Analyses
FMCSA proposes to restrict the use of
hand-held mobile telephones by drivers
of CMVs while operating in interstate
commerce.40 The Agency proposes new
40 In popular usage, mobile telephones are often
referred to as ‘‘cell phones.’’ As explained in the
NPRM, however, a variety of different technologies
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Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Proposed Rules
driver disqualification sanctions for
interstate drivers of CMVs who fail to
comply with this Federal restriction and
new driver disqualification sanctions for
CDL holders who have multiple
convictions for violating a State or local
law or ordinance on motor vehicle
traffic control that restricts the use of
hand-held mobile telephones.
Additionally, motor carriers operating
CMVs would be prohibited from
requiring or allowing drivers of CMVs to
engage in the use of a hand-held mobile
telephone while operating in interstate
commerce. This rulemaking would
improve health and safety on the
Nation’s highways by reducing the
prevalence of distracted driving-related
crashes, fatalities, and injuries involving
drivers of CMVs. In addition, the
proposed rulemaking would reduce the
financial and environmental burden
associated with these crashes and
promote the efficient movement of
traffic and commerce on the Nation’s
highways.
Distraction-related crashes impose a
substantial cost on society. Two studies
estimate that mobile telephone related
crashes are responsible for $43 billion in
costs each year in the United States.41
Other studies, including two
commissioned by the FMCSA, show
that research findings are inconsistent
regarding the risks associated with
talking. But reaching for and dialing the
device while driving is a risky
activity.42 In the regulatory evaluation
(in the docket for this proposed rule),
FMCSA estimates the benefits and costs
of implementing a restriction on the use
of hand-held mobile telephones while
driving a CMV.
The Agency considered four
regulatory options: (1) No action, (2) a
restriction on the use of all mobile
telephones while operating a CMV for
all interstate CMV drivers, (3) a
restriction on the use of all mobile
telephones while operating a passengercarrying CMV for all interstate drivers,
and (4) a restriction on the use of handheld mobile telephones by all interstate
CMV drivers, which is the preferred
option in this proposed rule. The first
option serves as a baseline for this
analysis. For the second option, the
Agency conducted a cost-benefit
analysis and estimates that this option
would potentially lead to an annual net
benefit of $4 million (Table 2(b)).
Because specific data that would
allow the Agency to quantify benefits
are unavailable, for the third and fourth
options the Agency conducted threshold
analyses. Analysis predicts that the
third option would lead to an estimated
annual cost of approximately $6.4
million. Current guidance from DOT’s
Office of the Secretary places the value
of a statistical life at $6.0 million (Table
2(c)). Consequently, this option would
have to eliminate any combination of
crash types equivalent in cost to
approximately one fatality in order for
the benefits of this proposed rule to
equal the costs. The analysis further
predicts that the preferred fourth option
would lead to an estimated 1-year cost
of $12.1 million (Table 2(a)).
Consequently, this option would have to
eliminate any combination of crash
types equivalent to two fatalities per
year in order for the benefits of this
proposed rule to equal the costs. These
results are summarized below in Table
2.
TABLE 2(A)—THRESHOLD ANALYSIS RESULTS—OPTION FOUR (PREFERRED OPTION)
Total estimated annual
costs *
Option Four—Restriction on Use of Hand-Held Mobile Telephones—All
CMV Drivers.
$12.1 Million *** ...........
Annual break-even number of fatalities
prevented **
Approximately 2 Fatalities.
TABLE 2(B)—COST-BENEFIT ANALYSIS RESULTS—OPTION TWO (RESTRICTION ON USE OF ALL MOBILE TELEPHONES—ALL
CMV DRIVERS)
Estimated annual benefit
Estimated annual cost
Estimated annual net benefit
$84 Million .........................................................
$80 Million ........................................................
$4 Million.
TABLE 2(C)—THRESHOLD ANALYSIS RESULTS—OPTION THREE
Total estimated annual
costs *
Option Three—Restriction on Use of All Mobile Telephones—All Passenger-Carrying CMV Drivers.
$6.4 Million .................
Annual break-even number of fatalities
prevented **
Approximately 1 Fatality.
* This cost estimate does not include a one-time cost to the States of $2.2 million.
** A statistical life is valued at $6 million.
*** This is a worst case annual cost as it would apply only if 100% of CMV drivers were theoretically replaced every year.
jlentini on DSKJ8SOYB1PROD with PROPOSALS
Because FMCSA is addressing two of
the risky activities cited in the VTTI
study, the Agency expects the proposed
rule would prevent more than two
fatalities and that the benefits justify the
cost.
The regulatory evaluation also finds
the potential costs to the States and
private entities do not require further
are licensed by the Federal Communications
Commission (FCC) (47 CFR 20.3) to provide mobile
telephone services; thus, these proposed rules
would apply to the range of technologies used to
provide wireless telephone communications. But
some of the materials and research studies
discussed in this evaluation use the popular term
‘‘cell phone,’’ and the discussion continues that
usage in such cases.
41 Cohen, J.T. and Graham, J.D., A revised
economic analysis of restrictions on the use of cell
phones while driving, Risk Analysis 23(1) 1–14,
2003.
42 Olson, R. L., Hanowski, R.J., Hickman, J.S., &
Bocanegra, J. (2009) Driver distraction in
commercial vehicle operations. (Document No.
FMCSA–RRR–09–042) Washington, DC: Federal
Motor Carrier Safety Administration, July 2009.
Retrieved October 20, 2009, from https://
www.fmcsa.dot.gov/facts-research/art-publicreports.aspx? Hickman, J., Hanowski, R. &
Bocanegra, J. (2010). Distraction in Commercial
Trucks and Buses: Assessing Prevalence and Risk
in Conjunction with Crashes and Near-Crashes.
Washington, DC: Federal Motor Carrier Safety
Administration.
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analysis pursuant to the Unfunded
Mandates Reform Act of 1995 (2 U.S.C.
1531–1538) because they are less than
$140.8 million per year. I also certify, in
accordance with the Regulatory
Flexibility Act (5 U.S.C. 605(b)), that the
proposed rule will not have a significant
economic impact on a substantial
number of small entities because the
average cost to carriers subject to the
preferred option would be
approximately $24.50.
jlentini on DSKJ8SOYB1PROD with PROPOSALS
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
The FMCSA has determined that this
rulemaking action is a significant
regulatory action under Executive Order
12866, Regulatory Planning and Review,
and that it is significant under DOT
regulatory policies and procedures
because of the substantial Congressional
and public interest concerning the crash
risks associated with distracted driving.
However, the estimated economic costs
of the preferred option of the proposed
rule do not exceed the $100 million
annual threshold.
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(5 U.S.C. 601–612) requires Federal
agencies to consider the effects of the
regulatory action on small business and
other small entities and to minimize any
significant economic impact. The term
‘‘small entities’’ comprises small
businesses and not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields and
governmental jurisdictions with
populations of less than 50,000.
Accordingly, DOT policy requires an
analysis of the impact of all regulations
on small entities, and mandates that
agencies strive to lessen any adverse
effects on these businesses.
Carriers are not required to report
revenue to the Agency, but are required
to provide the Agency with the number
of power units (PU) they operate, when
they register with the Agency, and to
update this figure biennially. Because
FMCSA does not have direct revenue
figures, PUs serve as a proxy to
determine the carrier size that would
qualify as a small business given the
SBA’s revenue threshold. In order to
produce this estimate, it is necessary to
determine the average revenue
generated by a PU.
With regard to truck PUs, the Agency
determined in the 2003 Hours of Service
Rulemaking RIA 43 that a PU produces
43 FMCSA Regulatory Analysis, ‘‘Hours of Service
of Drivers; Driver Rest and Sleep for Safe
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annual cost per carrier for each industry
segment. First, FMCSA allocated the
total cost 49 of the proposed rule in the
first year among property and passenger
carriers according to their respective
shares of total carrier population.50
Interstate property carriers constitute 98
percent of the total of interstate carriers,
whereas interstate passenger carriers
constitute 2 percent. The total annual
cost of the proposed rule’s preferred
option ($12,095,948) 51 was thus
weighted by 98 percent for property
carriers leading to a total cost of
$11,854,036, and by 2 percent for
passenger carriers, leading to a total cost
of $241,919. Next, FMCSA divided the
two weighted costs by their respective
number of small carriers, as described
above, arriving at a cost-per-carrier for
each segment: $11,854,029/481,788 =
$24.60 for property carriers; and
$241,919/11,338 = $21.33 for passenger
carriers, for a weighted average of
$24.50 per small entity.
While the preferred option of this
proposed rule would clearly impact a
substantial number of small entities, the
Agency does not consider a weighted
average cost of approximately $24.50
per entity per year to be economically
significant in light of the estimated
average annual revenue of $172,000.52 53
Accordingly, I certify that a regulatory
flexibility analysis is not necessary.
about $172,000 in revenue annually
(adjusted for inflation).44 According to
the SBA, motor carriers with annual
revenue of $25.5 million are considered
small businesses.45 This equates to 148
PUs (25,500,000/172,000). Thus,
FMCSA considers motor carriers of
property with 148 PUs or fewer to be
small businesses for purposes of this
analysis. The Agency then looked at the
number and percentage of property
carriers with recent activity that would
fall under that definition (of having 148
PUs or fewer). The results show that at
least 99 percent of all interstate property
carriers with recent activity have 148
PUs or fewer.46 This amounts to 481,788
carriers. Therefore, the overwhelming
majority of interstate carriers of property
would be considered small entities.
With regard to passenger carriers, the
Agency conducted a preliminary
analysis to estimate the average number
of PUs for a small entity earning $7
million annually, based on an
assumption that a passenger-carrying
PU generates annual revenues of
$150,000. This estimate compares
reasonably to the estimated average
annual revenue per PU for the trucking
industry ($172,000). The Agency used a
lower estimate because passenger
carriers generally do not accumulate as
many VMT per PU as carriers of
property; 47 and it is assumed, therefore,
that they would generate less revenue
on average. The analysis concluded that
passenger carriers with 47 PUs or fewer
($7,000,000 divided by $150,000/PU =
46.7 PU) would be considered small
entities. The Agency then looked at the
number and percentage of passenger
carriers registered with FMCSA that
would fall under that definition (of
having 47 PUs or fewer). The results
show that at least 96 percent of all
interstate passenger carriers with recent
activity have 47 PUs or fewer.48 This
amounts to 11,338 carriers. Therefore,
the overwhelming majority of interstate
passenger carriers would be considered
small entities.
In order to estimate the economic
impact of the proposed rule on small
entities, FMCSA computed a total
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996 (Pub. L. 104–121),
FMCSA wants to assist small entities in
understanding this proposed rule so that
they can better evaluate its effects on
them and participate in the rulemaking
initiative. If the proposed rule would
affect your small business, organization,
or governmental jurisdiction and you
have questions concerning its
provisions or options for compliance,
please consult the FMCSA personnel
listed in the FOR FURTHER INFORMATION
CONTACT section of the proposed rule.
FMCSA will not retaliate against small
entities that question or complain about
Operations,’’ Final Rule (68 FR 22456, April 23,
2003).
44 The 2000 TTS Blue Book of Trucking
Companies, number adjusted to 2008 dollars for
inflation.
45 U.S. Small Business Administration Table of
Small Business Size Standards matched to North
American Industry Classification (NAIC) System
codes, effective August 22, 2008. See NAIC
subsector 484, Truck Transportation.
46 MCMIS, as of June 17, 2010.
47 FMCSA Large Truck and Bus Crash Facts 2008,
Tables 1 and 20; https://fmcsa.dot.gov/factsresearch/LTBCF2008/Index-2008.
48 MCMIS, as of June 17, 2010.
49 The total cost in this section does not include
costs to the States.
50 The actual cost burden may not necessarily be
proportionate to the carrier segment’s share in the
industry. Absent information on this distribution,
FMCSA applied the above assumption.
51 Excluding costs to the States.
52 Regulatory Analysis for: Hours of Service of
Drivers; Driver Rest and Sleep for Safe Operations,
Final Rule—Federal Motor Carrier Safety
Administration. 68 FR 22456—Published April 23,
2003.
53 The 2000 TTS Blue Book of Trucking
Companies, number adjusted to 2008 dollars for
inflation.
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this proposed rule or any policy or
action of the Agency.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of FMCSA, call 1–888–REG–
FAIR (1–888–734–3247).
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$140.8 million (which is the value of
$100 million in 2009 after adjusting for
inflation) or more in any 1 year. Though
this proposed rule would not result in
such expenditure, FMCSA discusses the
effects of this rule elsewhere in this
preamble.
Paperwork Reduction Act
This proposed rule would call for no
new collection of information under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520).
jlentini on DSKJ8SOYB1PROD with PROPOSALS
Privacy Impact Assessment
FMCSA conducted a Privacy
Threshold Analysis for the proposed
rule on restricting the use of hand-held
mobile telephones by drivers of
passenger-carrying CMVs and
determined that it is not a privacysensitive rulemaking because the rule
would not require any collection,
maintenance, or dissemination of
Personally Identifiable Information from
or about members of the public.
Executive Order 13132 (Federalism)
A rule has implications for federalism
under Executive Order 13132,
Federalism, if it has a substantial direct
effect on State or local governments, on
the relationship between the national
government and the States, or on the
distribution of powers and
responsibilities among the various
levels of government.
FMCSA recognizes that, as a practical
matter, this proposed rule may have
some impact on the States. Accordingly,
the Agency sought advice from the
National Governors Association (NGA),
National Conference of State
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Legislatures (NCSL), and the American
Association of Motor Vehicle
Administrators (AAMVA) on the topic
of mobile telephone use, by letters to
each organization, dated April 6, 2010.
(Copies of these letters are available in
the docket for this rulemaking.) FMCSA
offered NGA, NCSL, and AAMVA
officials the opportunity to meet and
discuss issues of concern to the States.
As a result of these consultation efforts
with State and local governments, they
would also be able to raise Federalism
issues during the comment period for
this NPRM. For a further discussion, see
the previous section in this NPRM
entitled ‘‘Impact on other State Laws—
Preemption.’’
Executive Order 12630 (Taking of
Private Property)
This proposed rule would not effect a
taking of private property or otherwise
have taking implications under
Executive Order 12630, Governmental
Actions and Interference with
Constitutionally Protected Property
Rights.
Executive Order 12988 (Civil Justice
Reform)
This proposed rule meets applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
Executive Order 13045 (Protection of
Children)
FMCSA analyzed this proposed rule
under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. This proposed rule is not an
economically significant rule and would
not create an environmental risk to
health or risk to safety that might
disproportionately affect children.
Executive Order 13211 (Energy Supply,
Distribution, or Use)
FMCSA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. FMCSA
preliminarily determined that it is not a
‘‘significant energy action’’ under that
order. Though it is nonetheless a
potentially ‘‘significant regulatory
action’’ under Executive Order 12866, it
is not likely to have a significant
adverse effect on the supply,
distribution, or use of energy. The
Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget
(OMB), has not designated it as a
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significant energy action. Therefore, it
does not require a Statement of Energy
Effects under Executive Order 13211.
Technical Standards
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through OMB, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
The Agency is not aware of any
technical standards used to address
mobile telephone use and therefore did
not consider any such standards.
National Environmental Policy Act
The Agency analyzed this NPRM for
the purpose of the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321 et seq.),
determined under our environmental
procedures Order 5610.1, published
March 1, 2004, in the Federal Register
(69 FR 9680), and preliminarily assessed
that this proposed action requires an
Environmental Assessment (EA) to
determine if a more extensive
Environmental Impact Statement (EIS)
is required. In the event that FMCSA
finds the environmental impacts do not
warrant an EIS, FMCSA will issue a
Finding of No Significant Impact
(FONSI). The findings in the draft EA
indicate there are no significant positive
or negative impacts to the environment
expected from the various options in the
proposed rule. There could be minor
impacts on emissions, hazardous
materials spills, solid waste,
socioeconomics, and public health and
safety. FMCSA requests comments on
the draft EA.
FMCSA also analyzed this proposed
rule under the Clean Air Act, as
amended (CAA), section 176(c), (42
U.S.C. 7401 et seq.) and implementing
regulations promulgated by the
Environmental Protection Agency.
Approval of this proposed action is
exempt from the CAA’s general
conformity requirement since it would
not result in any potential increase in
emissions that are above the general
conformity rule’s de minimis emission
threshold levels (40 CFR 93.153(c)(2)).
Moreover, based on our analysis, it is
reasonably foreseeable that the proposed
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rule would not significantly increase
total CMV mileage, nor would it
significantly change the routing of
CMVs, how CMVs operate, or the CMV
fleet-mix of motor carriers. The
proposed action merely would establish
requirements to restrict hand-held
mobile telephone use while driving
CMVs.
FMCSA seeks comment on these
preliminary determinations.
49 CFR Part 392
Alcohol abuse, Drug abuse, Highway
safety, Motor carriers.
For the reasons discussed in the
preamble, FMCSA proposes to amend
49 CFR parts 383, 384, 390, 391, and
392 as follows:
List of Subjects
1. The authority citation for part 383
continues to read as follows:
49 CFR Part 383
Administrative practice and
procedure, Alcohol abuse, Drug abuse,
Highway safety, Motor carriers.
49 CFR Part 384
Administrative practice and
procedure, Alcohol abuse, Drug abuse,
Highway safety, Motor carriers.
49 CFR Part 390
PART 383—COMMERCIAL DRIVER’S
LICENSE STANDARDS;
REQUIREMENTS AND PENALTIES
Authority: 49 U.S.C. 521, 31136, 31301 et
seq., and 31502; secs. 214 and 215 of Pub. L.
106–159, 113 Stat. 1766, 1767; sec. 1012(b)
of Pub. L. 107–56; 115 Stat. 397; sec. 4140
of Pub. L. 109–59, 119 Stat. 1144, 1726; and
49 CFR 1.73.
2. Amend § 383.5 by adding the
definitions ’’mobile telephone’’ and
‘‘using a hand-held mobile telephone’’ in
alphabetical order and revising the
definition of ‘‘texting’’ to read as follows:
§ 383.5
Highway safety, Intermodal
transportation, Motor carriers, Motor
vehicle safety, Reporting and
recordkeeping requirements.
Definitions.
*
49 CFR Part 391
Alcohol abuse, Drug abuse, Drug
testing, Highway safety, Motor carriers,
Reporting and recordkeeping
requirements, Safety, Transportation.
*
*
*
*
Mobile telephone means a mobile
communication device that falls under
or uses any commercial mobile radio
service, as defined in regulations of the
Federal Communications Commission,
47 CFR 20.3. It does not include twoway or Citizens Band Radio services.
*
*
*
*
*
Texting means manually entering
alphanumeric text into, or reading text
from, an electronic device.
(1) This action includes, but is not
limited to, short message service, emailing, instant messaging, a command
or request to access a World Wide Web
page, or engaging in any other form of
electronic text retrieval or entry, for
present or future communication.
(2) Texting does not include:
(i) Inputting, selecting, or reading
information on a global positioning
system or navigation system; or
(ii) Using a device capable of
performing multiple functions (e.g., fleet
management systems, dispatching
devices, smart phones, citizens band
radios, music players, etc.) for a purpose
that is not otherwise prohibited in this
part.
*
*
*
*
*
Using a hand-held mobile telephone
means using at least one hand to hold
a mobile telephone to conduct a voice
communication or to reach for or dial a
mobile telephone.
*
*
*
*
*
3. Amend § 383.51 by adding a new
paragraph (c)(10) to Table 2 to read as
follows:
§ 383.51
*
Disqualifications of drivers.
*
*
(c)* * *
*
*
TABLE 2 TO § 383.51
If the driver operates a motor vehicle
and is convicted of:
jlentini on DSKJ8SOYB1PROD with PROPOSALS
*
(10) Violating a
State or local law
or ordinance on
motor vehicle traffic control restricting or prohibiting
the use of a
hand-held mobile
telephone while
driving a CMV.2
For a second conviction of
any combination of offenses
in this Table in a separate
incident within a 3-year period while operating a CMV,
a person required to have a
CDL and a CDL holder must
be disqualified from operating a CMV for . . .
*
*
*
60 days ................................ Not applicable ......................
2 Driving, for the purpose of this disqualification,
means operating a commercial motor vehicle, with
the motor running, including while temporarily
stationary because of traffic, a traffic control device,
VerDate Mar<15>2010
For a second conviction of
any combination of offenses
in this Table in a separate
incident within a 3-year period while operating a nonCMV, a CDL holder must be
disqualified from operating a
CMV, if the conviction results in the revocation, cancellation, or suspension of
the CDL holder’s license or
non-CMV driving privileges,
for . . .
16:24 Dec 20, 2010
Jkt 223001
For a third or subsequent
conviction of any combination of offenses in this Table
in a separate incident within
a 3-year period while operating a CMV, a person required to have a CDL and a
CDL holder must be disqualified from operating a
CMV for . . .
*
*
120 days .............................. Not applicable.
or other momentary delays. Driving does not
include operating a commercial motor vehicle with
or without the motor running when the driver has
moved the vehicle to the side of, or off, a highway,
PO 00000
Frm 00050
Fmt 4702
Sfmt 4702
For a third or subsequent
conviction of any combination of offenses in this Table
in a separate incident within
a 3-year period while operating a non-CMV, a CDL
holder must be disqualified
from operating a CMV, if the
conviction results in the revocation, cancellation, or suspension of the CDL holder’s
license or non-CMV driving
privileges, for . . .
*
as defined in 49 CFR 390.5, and has halted in a
location where the vehicle can safely remain
stationary.
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*
*
Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Proposed Rules
*
*
*
PART 384—STATE COMPLIANCE
WITH COMMERCIAL DRIVER’S
LICENSE PROGRAM
4. The authority citation for part 384
continues to read as follows:
Authority: 49 U.S.C. 31136, 31301 et seq.,
and 31502; secs. 103 and 215 of Pub. L. 106–
159, 113 Stat. 1753, 1767; and 49 CFR 1.73.
5. Amend § 384.301 by adding a new
paragraph (f) to read as follows:
§ 384.301 Substantial compliance—
general requirements.
*
*
*
*
*
(f) A State must come into substantial
compliance with the requirements of
subpart B of this part in effect as of
[INSERT EFFECTIVE DATE] as soon as
practical, but not later than [INSERT
DATE 3 YEARS AFTER THE
EFFECTIVE DATE].
PART 390—FEDERAL MOTOR
CARRIER SAFETY REGULATIONS;
GENERAL
6. The authority citation for part 390
continues to read as follows:
jlentini on DSKJ8SOYB1PROD with PROPOSALS
Authority: 49 U.S.C. 508, 13301, 13902,
31133, 31136, 31144, 31151, 31502, 31504;
sec. 204, Pub. L. 104–88, 109 Stat. 803, 941
(49 U.S.C. 701 note); sec. 114, Pub. L. 103–
311, 108 Stat. 1673, 1677; sec. 217, 229, Pub.
L. 106–159, 113 Stat. 1748, 1767, 1773; and
49 CFR 1.73.
7. Amend § 390.3 by revising
paragraphs (f)(1) and (f)(6) to read as
follows: § 390.3 General applicability.
*
*
*
*
*
(f) * * *
(1) All school bus operations as
defined in § 390.5, except for the
provisions of §§ 391.15(f), 392.80 and
392.82 of this chapter.
*
*
*
*
*
(6) The operation of commercial
motor vehicles designed or used to
transport between 9 and 15 passengers
(including the driver), not for direct
compensation, provided the vehicle
does not otherwise meet the definition
of a commercial motor vehicle, except
that motor carriers and drivers operating
such vehicles are required to comply
with §§ 390.15, 390.19, 390.21(a) and
(b)(2), 391.15(f), 392.80 and 392.82.
*
*
*
*
*
8. Amend § 390.5 by adding the
definitions ’’mobile telephone’’ and
‘‘using a hand-held mobile telephone’’ in
alphabetical order and revising the
definition of ‘‘texting’’ to read as
follows:.
§ 390.5
*
*
Definitions.
*
VerDate Mar<15>2010
*
*
16:24 Dec 20, 2010
Jkt 223001
Mobile telephone means a mobile
communication device that falls under
or uses any commercial mobile radio
service, as defined in regulations of the
Federal Communications Commission,
47 CFR 20.3. It does not include twoway or Citizens Band Radio services.
*
*
*
*
*
Texting means manually entering
alphanumeric text into, or reading text
from, an electronic device.
(1) This action includes, but is not
limited to, short message service, emailing, instant messaging, a command
or request to access a World Wide Web
page, or engaging in any other form of
electronic text retrieval or entry, for
present or future communication.
(2) Texting does not include:
(i) Inputting, selecting, or reading
information on a global positioning
system or navigation system; or
(ii) Using a device capable of
performing multiple functions (e.g., fleet
management systems, dispatching
devices, smart phones, citizens band
radios, music players, etc.) for a purpose
that is not otherwise prohibited in this
part.
*
*
*
*
*
Using a hand-held mobile telephone
means using at least one hand to hold
a mobile telephone to conduct a voice
communication or to reach for or dial a
mobile telephone.
PART 391—QUALIFICATION OF
DRIVERS AND LONGER
COMBINATION VEHICLE (LCV)
DRIVER INSTRUCTIONS
9. The authority citation for part 391
continues to read as follows:
Authority: 49 U.S.C. 322, 504, 508, 31133,
31136, and 31502; sec. 4007(b) of Pub. L.
102–240, 105 Stat. 2152; sec. 114 of Pub. L.
103–311, 108 Stat. 1673, 1677; sec. 215 of
Pub. L. 106–159, 113 Stat. 1767; and 49 CFR
1.73.
10. Revise § 391.2 to read as follows:
§ 391.2
General exceptions.
(a) Farm custom operation. The rules
in this part, except for § 391.15 (e) and
(f), do not apply to a driver who drives
a commercial motor vehicle controlled
and operated by a person engaged in
custom-harvesting operations, if the
commercial motor vehicle is used to—
(1) Transport farm machinery,
supplies, or both, to or from a farm for
custom-harvesting operations on a farm;
or
(2) Transport custom-harvested crops
to storage or market.
(b) Apiarian industries. The rules in
this part, except for § 391.15 (e) and (f),
do not apply to a driver who is
operating a commercial motor vehicle
PO 00000
Frm 00051
Fmt 4702
Sfmt 4702
controlled and operated by a beekeeper
engaged in the seasonal transportation
of bees.
(c) Certain farm vehicle drivers. The
rules in this part, except for § 391.15 (e)
and (f), do not apply to a farm vehicle
driver except a farm vehicle driver who
drives an articulated (combination)
commercial motor vehicle, as defined in
§ 390.5. For limited exemptions for farm
vehicle drivers of articulated
commercial motor vehicles, see
§ 391.67.
11. Amend § 391.15 by adding a new
paragraph (f) to read as follows:
§ 391.15
Disqualification of drivers.
*
*
*
*
*
(f) Disqualification for violation of a
restriction on using a hand-held mobile
telephone while driving a commercial
motor vehicle—
(1) General rule. A driver who is
convicted of violating the restriction on
using a hand-held mobile telephone in
§ 392.82(a) of this chapter is disqualified
from driving a commercial motor
vehicle for the period of time specified
in paragraph (f)(2) of this section.
(2) Duration. Disqualification for
violation of a restriction on using a
hand-held mobile telephone while
driving a commercial motor vehicle—
(i) Second violation. A driver is
disqualified for 60 days if the driver is
convicted of two violations of
§ 392.82(a) of this chapter in separate
incidents committed during any 3-year
period.
(ii) Third or subsequent violation. A
driver is disqualified for 120 days if the
driver is convicted of three or more
violations of § 392.82(a) of this chapter
in separate incidents committed during
any 3-year period.
PART 392—DRIVING OF COMMERCIAL
MOTOR VEHICLES
12. The authority citation for part 392
continues to read as follows:
Authority: 49 U.S.C. 13902, 31136, 31151,
31502; and 49 CFR 1.73.
13. Add a new § 392.82 to subpart H
to read as follows:
§ 392.82 Restriction on using a hand-held
mobile telephone.
(a) Restriction. (1) Drivers. No driver
shall use a hand-held mobile telephone
mobile while driving a CMV.
(2) Motor Carriers. No motor carrier
shall allow or require its drivers to use
a hand-held mobile telephone while
driving a CMV.
(b) Definitions. For the purpose of this
section only, driving means operating a
commercial motor vehicle, with the
motor running, including while
E:\FR\FM\21DEP1.SGM
21DEP1
Federal Register / Vol. 75, No. 244 / Tuesday, December 21, 2010 / Proposed Rules
jlentini on DSKJ8SOYB1PROD with PROPOSALS
temporarily stationary because of traffic,
a traffic control device, or other
momentary delays. Driving does not
include operating a commercial motor
vehicle with or without the motor
running when the driver has moved the
vehicle to the side of, or off, a highway
and has halted in a location where the
vehicle can safely remain stationary.
VerDate Mar<15>2010
16:24 Dec 20, 2010
Jkt 223001
(c) Exceptions. (1) School bus
operations and vehicles designed or
used to transport 9 to 15 passengers,
including the driver, not for direct
compensation. The provisions of
§ 390.3(f)(1) and (6) of this chapter are
not applicable to this section.
(2) Emergencies. Using a hand-held
mobile telephone is permissible by
PO 00000
Frm 00052
Fmt 4702
Sfmt 9990
80033
drivers of a CMV when necessary to
communicate with law enforcement
officials or other emergency services.
Issued on: December 13, 2010.
Anne S. Ferro,
Administrator.
[FR Doc. 2010–31736 Filed 12–20–10; 8:45 am]
BILLING CODE 4910–EX–P
E:\FR\FM\21DEP1.SGM
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Agencies
[Federal Register Volume 75, Number 244 (Tuesday, December 21, 2010)]
[Proposed Rules]
[Pages 80014-80033]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-31736]
[[Page 80014]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Parts 383, 384, 390, 391, and 392
[Docket No. FMCSA-2010-0096]
RIN 2126-AB29
Drivers of CMVs: Restricting the Use of Cellular Phones
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking; request for comments.
-----------------------------------------------------------------------
SUMMARY: The Federal Motor Carrier Safety Administration (FMCSA)
proposes to restrict the use of hand-held mobile telephones, including
hand-held cell phones, by drivers of commercial motor vehicles (CMVs)
while operating in interstate commerce. The Agency proposes new driver
disqualification sanctions for interstate drivers of CMVs who fail to
comply with this Federal restriction and new driver disqualification
sanctions for commercial driver's license (CDL) holders who have
multiple convictions for violating a State or local law or ordinance on
motor vehicle traffic control that restricts the use of hand-held
mobile telephones. Additionally, interstate motor carriers would be
prohibited from requiring or allowing drivers of CMVs to engage in the
use of a hand-held mobile telephone while operating in interstate
commerce. This rulemaking would improve safety on the Nation's highways
by reducing the prevalence of distracted driving-related crashes,
fatalities, and injuries involving drivers of CMVs.
DATES: FMCSA will be accepting both initial comments and reply comments
in response to this Notice of Proposed Rulemaking (NPRM). Send your
initial comments on or before February 22, 2011 and reply comments on
or before March 21, 2011. Initial comments may address any issue raised
in the NPRM and the background documents in the docket (e.g.,
regulatory evaluation, studies, environmental assessment, etc.).
Initial comments will be made available promptly electronically, online
on https://www.regulations.gov, or for public inspection in room W12-
140, DOT Building, 1200 New Jersey Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., e.t., Monday through Friday, except Federal
holidays. In order to allow sufficient opportunity for interested
parties to prepare and submit any reply comments, late-filed initial
comments will not be considered. Reply comments must address only
matters raised in initial comments and must not be used to present new
arguments, contentions, or factual material that is not responsive to
the initial comments.
ADDRESSES: You may submit comments and reply comments identified by
docket number FMCSA-2010-0096 using any one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Fax: 202-493-2251.
Mail: Docket Management Facility (M-30), U.S. Department
of Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
Hand delivery: Same as mail address above, between 9 a.m.
and 5 p.m., e.t., Monday through Friday, except Federal holidays. The
telephone number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
FOR FURTHER INFORMATION CONTACT: If you have questions about this
proposed rule, contact Mr. Brian Routhier, Transportation Specialist,
Federal Motor Carrier Safety Administration, Vehicle and Roadside
Operation Division, at 202-366-4325 or FMCSA_MCPSV@dot.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Abbreviations
III. Background
A. Rationale for the Scope of the Proposed Rule
B. Legal Authority
C. Support for a Restriction on Mobile Telephones
D. Studies of Mobile Telephone Use While Driving
E. Existing Mobile Telephone Bans by Federal, State, and Local
Governments
IV. Discussion of Proposed Rule
V. Regulatory Analyses
I. Public Participation and Request for Comments
FMCSA encourages you to participate in this rulemaking by
submitting comments, reply comments, and related materials. All
comments received will be posted without change to https://www.regulations.gov and will include any personal information you
provide.
A. Submitting Comments
If you submit a comment or a reply comment, please include the
docket number for this rulemaking (FMCSA-2010-0096), indicate the
specific section of this document to which each comment applies, and
provide a reason for each suggestion or recommendation. You may submit
your comments and material online or by fax, mail, or hand delivery,
but please use only one of these means. FMCSA recommends that you
include your name and a mailing address, an e-mail address, or a phone
number in the body of your document so that FMCSA can contact you if
there are questions regarding your submission.
To submit your comment or reply comments online, go to https://www.regulations.gov and click on the ``submit a comment'' box, which
will then become highlighted in blue. In the ``Document Type'' drop
down menu, select ``Proposed Rules,'' insert ``FMCSA-2010-0096'' in the
``Keyword'' box, and click ``Search.'' When the new screen appears,
click on ``Submit a Comment'' in the ``Actions'' column. If you submit
your comments by mail or hand delivery, submit them in an unbound
format, no larger than 8\1/2\; by 11 inches, suitable for copying and
electronic filing. If you submit comments by mail and would like to
know that they reached the facility, please enclose a stamped, self-
addressed postcard or envelope.
We will consider all comments and material received during the
comment period and may change this proposed rule based on your
comments.
B. Viewing Comments and Documents
To view comments or reply comments, as well as any documents
mentioned in this preamble, go to https://www.regulations.gov and click
on the ``read comments'' box in the upper right hand side of the
screen. Then, in the ``Keyword'' box insert ``FMCSA-2010-0096'' and
click ``Search.'' Next, click the ``Open Docket Folder'' in the
``Actions'' column. Finally, in the ``Title'' column, click on the
document you would like to review. If you do not have access to the
Internet, you may view the docket online by visiting the Docket
Management Facility in Room W12-140 on the ground floor of the
Department of Transportation West Building, 1200 New Jersey Avenue,
SE., Washington, DC 20590, between 9 a.m. and 5 p.m., e.t., Monday
through Friday, except Federal holidays.
C. Privacy Act
Anyone is able to search the electronic form of all comments
[[Page 80015]]
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
Privacy Act Statement for the Federal Docket Management System
published in the Federal Register on January 17, 2008 (73 FR 3316).
II. Abbreviations
AAMVA American Association of Motor Vehicle
Administrators
ABA American Bus Association
Advocates Advocates for Highway and Auto Safety
ATA American Trucking Associations, Inc.
APTA American Public Transportation
Association
CDL Commercial Driver's License
CMV Commercial Motor Vehicle
CTA Chicago Transit Authority
DOT United States Department of
Transportation
EA Environmental Assessment
EIS Environmental Impact Statement
FCC Federal Communications Commission
FMCSA Federal Motor Carrier Safety
Administration
FMCSRs Federal Motor Carrier Safety
Regulations
FONSI Finding of No Significant Impact
FR Federal Register
FRA Federal Railroad Administration
GCRTA Greater Cleveland Regional Transit
Authority
MBTA Massachusetts Bay Transportation
Authority
MCSAC Motor Carrier Safety Advisory
Committee
MCSAP Motor Carrier Safety Assistance
Program
NAICS North American Industry
Classification System
NCSL National Conference of State
Legislatures
NGA National Governors Association
NPRM Notice of Proposed Rulemaking
NSC National Safety Council
NTSB National Transportation Safety Board
OOIDA Owner-Operator Independent Drivers
Association
OMB Office of Management and Budget
PAR Population Attributable Risk
PDA Personal Digital Assistant
TCA Truckload Carriers Association
VTTI Virginia Tech Transportation
Institute
------------------------------------------------------------------------
III. Background
A. Rationale for the Scope of the Proposed Rule
Driver distraction can be defined as the voluntary or involuntary
diversion of attention from the primary driving tasks due to an object,
event, or person. Researchers classify distraction into several
categories: Visual (taking one's eyes off the road), manual (taking
one's hands off the wheel), cognitive (thinking about something other
than the road/driving), and auditory (listening to someone talking).
Research shows that using a hand-held mobile telephone while driving
may pose a higher safety risk than other activities (e.g. eating and
writing on a pad) because it involves all four types of driver
distraction. For example, reaching for and dialing a mobile telephone
are both visual and manual distractions. Using a hand-held mobile
telephone may reduce a driver's situational awareness, decision making,
or performance; and it may result in a crash, near-crash, unintended
lane departure by the driver, or other unsafe driving action. This
rulemaking proposes to restrict the use of hand-held mobile telephones
because our research indicates that they are a source of driver
distraction that could pose a safety risk. Specifically it would
prohibit a CMV driver from reaching for, holding, or dialing a mobile
telephone in order to conduct a voice communication while driving.
Essentially, the CMV driver must be ready to conduct a voice
communication in compliance with the proposed rule the moment he begins
driving the vehicle.
In an effort to understand and mitigate crashes associated with
driver distraction, the U.S. Department of Transportation (DOT)
conducted research concerning behavioral and vehicle safety
countermeasures to driver distraction. Data from studies \1\ indicate
that both reaching for and dialing a mobile telephone increase the odds
of involvement in a safety-critical event such as a crash, near crash,
or unintended lane departure.\2\ Both reaching for and dialing a hand-
held mobile telephone are manual distractions (i.e., hands-off wheel)
and require substantial visual distraction (i.e., eyes off forward
roadway) to complete the task; therefore the driver may not be capable
of safely operating the vehicle.
---------------------------------------------------------------------------
\1\ Olson, R. L., Hanowski, R.J., Hickman, J.S., & Bocanegra, J.
(2009) Driver distraction in commercial vehicle operations.
(Document No. FMCSA-RRR-09-042) Washington, DC: Federal Motor
Carrier Safety Administration, July 2009. Retrieved October 20,
2009, from https://www.fmcsa.dot.gov/facts-research/art-public-reports.aspx? Hickman, J., Hanowski, R. & Bocanegra, J. (2010).
Distraction in Commercial Trucks and Buses: Assessing Prevalence and
Risk in Conjunction with Crashes and Near-Crashes. Washington, DC:
Federal Motor Carrier Safety Administration.
\2\ In popular usage, mobile telephones are often referred to as
``cell phones.'' As explained later in the NPRM, a variety of
different technologies are licensed by the Federal Communications
Commission (FCC) (47 CFR 20.3) to provide mobile telephone services;
thus, the proposed rules here would apply to the range of
technologies used to provide wireless telephone communications and
the rule uses the broader term ``mobile telephones.'' However, some
of the materials discussed in this preamble use the popular term
``cell phone,'' and the discussion continues that usage in such
cases.
---------------------------------------------------------------------------
According to a VTTI study, the odds of being involved in a safety-
critical event are three times greater when the driver is reaching for
an object than when the driver is not reaching for an object. The odds
of being involved in a safety-critical event are six times greater
while the driver is dialing a cell phone than when the driver is not
dialing a cell phone. These increases in risk are primarily
attributable to the driver's eyes being off the forward roadway.
Additionally, these activities have high population attributable risk
(PAR) percentages (i.e., an activity, which if not undertaken, would
increase safety most).\3\ The PAR percentage for reaching for an object
was the highest in the study at 7.6 percent. Because of the physical,
manual, and visual distractions and the data indicating a safety risk
associated with the use of hand-held mobile telephones, FMCSA believes
it is in the interest of public safety to propose, at a minimum, a
restriction on hand-held mobile telephone use while driving a CMV.
---------------------------------------------------------------------------
\3\ See Section D. Studies of Mobile Telephone Use While Driving
for a full discussion.
---------------------------------------------------------------------------
Other governmental entities have made recommendations on mobile
telephone use that go beyond our proposed rule. The National
Transportation Safety Board (NTSB) determined that one probable cause
of a November 2004 bus crash was the use of a hands-free cell phone.
This crash was the impetus for an NTSB investigation (NTSB/HAR-06/04
PB2007-916201) and a subsequent recommendation to FMCSA that the Agency
prohibit cell phone use by all passenger-carrying CMVs.\4\ FMCSA also
received recommendations on cell phone use from its Motor Carrier
Safety Advisory Committee (MCSAC). One of MCSAC's recommendations for
the National Agenda for Motor Carrier Safety was that FMCSA initiate a
rulemaking to ban the use of hand-held and hands-free mobile telephones
while driving.
---------------------------------------------------------------------------
\4\ National Transportation Safety Board (2006) Motorcoach
Collision with the Alexandria Avenue Bridge Overpass, George
Washington Memorial Parkway, Alexandria, Virginia, November 14, 2004
(Highway Accident Report NTSB/HAR-06/04; NTIS report number PB2007-
916201). Retrieved July 22, 2010, from: https://www.ntsb.gov/Publictn/2006/HAR0604.pdf.
---------------------------------------------------------------------------
However, it is not clear if simply talking on a mobile telephone
presents a significant risk. For example, the same VTTI study that
detailed the risks of reaching and dialing found that ``talking
[[Page 80016]]
or listening to a hands-free phone'' and ``talking or listening to a
hand-held phone'' were relatively low risk activities and had only
brief periods of eyes off forward roadway. It is the action of taking
one's eyes off the forward roadway to reach for and dial the mobile
telephone that is highly risky. Therefore, our proposal does not go as
far as the NTSB and MCSAC recommendations.
While some States have gone further than this proposed restriction
on hand-held mobile telephones, no State has completely banned mobile
telephone use. Nine States and the District of Columbia have traffic
laws prohibiting all motor vehicle drivers from using a hand-held
mobile telephone while driving. Some States have gone further for
certain categories of drivers. Nineteen States and the District of
Columbia prohibit the use of all mobile telephones while driving a
school bus. Transit bus and motorcoach drivers are the focus of
stricter mobile telephone rules in some States and local
jurisdictions.\5\ This NPRM, which proposes to restrict hand-held
mobile telephone use by all CMV drivers, is in line with existing
regulations that hold CMV drivers to higher standards.
---------------------------------------------------------------------------
\5\ IIHS list of cellphone laws. https://www.iihs.org/laws/cellphonelaws.aspx
---------------------------------------------------------------------------
This rulemaking would improve safety on the Nation's highways by
reducing the prevalence of, or preventing, certain truck- and bus-
related crashes, injuries, and fatalities associated with distracted
driving. Our proposal would restrict hand-held mobile telephone use,
but the Agency requests comment on whether we should implement in full
the NTSB and MCSAC recommendations. The Agency requests public comment
on the feasibility, operational impact, and safety benefits of
prohibiting hands-free mobile telephone technology by drivers of CMVs
as well. Because the Agency does not intend that this rulemaking
preclude the use of innovative technologies that could be safely used
by CMV drivers to facilitate mobile telephone use, the Agency will
consider, through this rulemaking process, all information from
interested parties, as it assesses the risks, feasibility, and safety
of adopting an approach in the final rule. Public comment on these
issues should also recognize our responsibility to ensure that CMV
drivers are held to the highest degree of safety.
B. Legal Authority
The authority for this proposed rule derives from the Motor Carrier
Safety Act of 1984 (1984 Act), 49 U.S.C. chapter 311, and the
Commercial Motor Vehicle Safety Act of 1986 (1986 Act), 49 U.S.C.
chapter 313. The 1984 Act (Pub. L. 98-554, Title II, 98 Stat. 2832,
Oct. 30, 1984) provides authority to regulate the safety of operations
of CMV drivers and motor carriers and vehicle equipment. It requires
the Secretary of Transportation (Secretary) to ``prescribe regulations
on commercial motor vehicle safety. The regulations shall prescribe
minimum safety standards for commercial motor vehicles.'' Although this
authority is very broad, the 1984 Act also includes specific
requirements in 49 U.S.C. 31136(a):
At a minimum, the regulations shall ensure that--(1) commercial
motor vehicles are maintained, equipped, loaded, and operated
safely; (2) the responsibilities imposed on operators of commercial
motor vehicles do not impair their ability to operate the vehicles
safely; (3) the physical condition of operators of commercial motor
vehicles is adequate to enable them to operate the vehicles safely;
and (4) the operation of commercial motor vehicles does not have a
deleterious effect on the physical condition of the operators.
This proposed rule is based primarily on 49 U.S.C. 31136(a)(1),
which requires regulations that ensure that CMVs are operated safely,
and secondarily on section 31136(a)(2), to the extent that drivers' use
of mobile telephones might impact their ability to operate CMVs safely.
This NPRM does not address the physical condition of drivers (49 U.S.C.
31136(a)(3)), nor does it impact possible physical effects caused by
driving CMVs (49 U.S.C. 31136(a)(4)).
The relevant provisions of the Federal Motor Carrier Safety
Regulations (FMCSRs) (49 CFR subtitle B, chapter III, subchapter B)
apply to CMV drivers and employers operating a CMV included in the
statutory authority of the 1984 Act. The 1984 Act defines a CMV as a
self-propelled or towed vehicle used on the highways to transport
persons or property in interstate commerce; and that either: (1) Has a
gross vehicle weight/gross vehicle weight rating of 10,001 pounds or
greater; (2) is designed or used to transport more than 8 passengers
(including the driver) for compensation; (3) is designed or used to
transport more than 15 passengers, not for compensation; or (4) is
transporting any quantity of hazardous materials requiring placards to
be displayed on the vehicle (49 U.S.C. 31132(1)). All drivers operating
CMVs are subject to the FMCSRs, except those who are employed by
Federal, State, or local governments (49 U.S.C. 31132(2)). The proposed
rule would also require employers to ensure their drivers comply with
the restrictions on use of hand-held mobile telephones while driving
CMVs.
In addition to the statutory exemption for government employees,
there are several regulatory exemptions in the FMCSRs that are
authorized under the 1984 Act, including, among others, one for school
bus operations and one for CMVs designed or used to transport between 9
and 15 passengers (including the driver) not for direct compensation
(49 CFR 390.3(f)(1) and (6)). The school bus operations exemption only
applies to interstate transportation of school children and/or school
personnel between home and school. This particular exemption is not
based on any statutory provisions, but is instead a discretionary rule
promulgated by the Agency. Therefore, FMCSA has authority to modify the
exemption. Modification of the school bus operations exemption requires
the Agency to find that such action ``is necessary for public safety,
considering all laws of the United States and States applicable to
school buses'' (former 49 U.S.C. 31136(e)(1)).\6\ Likewise, FMCSA has
authority to modify the non-statutory exemption for small, passenger-
carrying vehicles not for direct compensation, but is not required to
comply with former 49 U.S.C. 31136(e).\7\ FMCSA is proposing to apply
restrictions on hand-held mobile telephone use to both school bus
operations by private operators in interstate commerce and small
passenger-carrying vehicles not for direct compensation, although they
would continue to be exempt from the rest of the FMCSRs. Other than
transportation covered by statutory
[[Page 80017]]
exemptions, FMCSA has authority to restrict the use of mobile
telephones by drivers operating CMVs.
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\6\ Former section 31136(e)(1) was amended by section 4007(c) of
the Transportation Equity Act for the 21st Century, Public Law 105-
178, 112 Stat. 107, 403 (June 9, 1998) (TEA-21). However, TEA-21
also provides that the amendments made by section 4007(c) ``shall
not apply to or otherwise affect a waiver, exemption, or pilot
program in effect on the day before the date of enactment of [TEA-
21] under * * * section 31136(e) of title 49, United States Code.''
(Section 4007(d), TEA-21, 112 Stat. 404 (set out as a note under 49
U.S.C. 31136).) The exemption for school bus operations in 49 CFR
390.3(f)(1) became effective on November 15, 1988, and was adopted
pursuant to section 206(f) of the 1984 Act, later codified as
section 31136(e) (Federal Motor Carrier Safety Regulations; General,
53 FR 18042-18043, 18053 (May 19, 1988) and section 1(e), Public Law
103-272, 108 Stat 1003 (July 5, 1994)). Therefore, any action by
FMCSA affecting the school bus operations exemption would require
the Agency to comply with former section 31136(e)(1).
\7\ The exemption in 49 CFR 390.3(f)(6) was not adopted until
2003, after the enactment of TEA-21, in a final rule titled,
``Safety Requirements for Operators of Small Passenger-Carrying
Commercial Motor Vehicles Used In Interstate Commerce'' (68 FR
47860, August 12, 2003).
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For any violation, such a restriction may be subject to civil
penalties imposed on drivers, in an amount up to $2,750, and on
employers, in an amount up to $11,000 (49 U.S.C. 521(b)(2)(A), 49 CFR
386.81 and Appendix B, paragraphs (a)(3) and (4)). Disqualification of
a CMV driver for violations of the Act and its regulations is also
within the scope of the Agency's authority under the 1984 Act. Such
disqualifications are specified by regulation for other violations (49
CFR 391.15), and were recently adopted by the Agency in its final rule
prohibiting texting by CMV drivers while operating in interstate
commerce (49 CFR 391.15(e); 75 FR 59118, September 27, 2010). In
summary, both a restriction on the use of hand-held mobile telephones
and associated sanctions, including civil penalties and
disqualifications, are authorized by statute and regulation for
operators of CMVs, as defined above, in interstate commerce, with
limited exceptions. But before prescribing any regulations under the
1984 Act, FMCSA must consider their costs and benefits (49 U.S.C.
31136(c)(2)(A)).
The 1986 Act (Title XII of Pub. L. 99-570, 100 Stat. 3207-170, Oct.
27, 1986), which authorized creation of the CDL program, is the primary
basis for licensing programs for certain large CMVs. There are several
key distinctions between the authority conferred under the 1984 Act and
that under the 1986 Act. First, the CMV for which a CDL is required is
defined under the 1986 Act, in part, as a motor vehicle operating ``in
commerce,'' a term separately defined to cover broadly both interstate
commerce and operations that ``affect'' interstate commerce (49 U.S.C.
31301(2) and (4)). Also under the 1986 Act, a CMV means a motor vehicle
used in commerce to transport passengers or property that: (1) Has a
gross vehicle weight/gross vehicle weight rating of 26,001 pounds or
greater; (2) is designed to transport 16 or more passengers including
the driver; or (3) is used to transport certain quantities of
``hazardous materials,'' as defined in 49 CFR 383.5 (49 U.S.C.
31301(4)). In addition, a provision in the FMCSRs implementing the 1986
Act recognizes that all school bus drivers (whether government
employees or not) and other government employees operating vehicles
requiring a CDL (i.e., vehicles above 26,000 pounds, in most States, or
designed to transport 16 or more passengers) are subject to the CDL
standards set forth in 49 CFR 383.3(b).
There are several statutory and regulatory exceptions from the CDL
requirements, which include the following individuals: Military service
members who operate a CMV for military purposes (a mandatory exemption
for the States to follow) (49 CFR 383.3(c)); farmers; firefighters; CMV
drivers employed by a unit of local government for the purpose of snow/
ice removal; and persons operating a CMV for emergency response
activities (all of which are permissive exemptions for the States to
implement at their discretion) (49 CFR 383.3(d)). States may also issue
certain restricted CDLs to other categories of drivers under 49 CFR
383.3(e)-(g). Drivers with such restricted CDLs may still be covered by
a disqualification under the 1986 Act arising from the use of hand-held
mobile telephones while driving CMVs.
The 1986 Act does not expressly authorize the Agency to adopt
regulations governing the safety of CMVs operated by drivers required
to obtain a CDL. Most of these drivers (those involved in interstate
trade, traffic, or transportation) are subject to safety regulations
under the 1984 Act, as described above. The 1986 Act, however, does
authorize disqualification of CDL drivers by the Secretary. It contains
specific authority to disqualify CDL drivers for various types of
offenses, whether those offenses occur in interstate or intrastate
commerce. This authority exists even if drivers are operating a CMV
illegally because they did not obtain a CDL.
In general, the 1986 Act explicitly identifies several ``serious
traffic violations'' as grounds for disqualification (49 U.S.C.
31301(12) and 31310). In addition to the specifically enumerated
``serious traffic violations,'' the 1986 Act provides related authority
that allows FMCSA to designate additional serious traffic violations by
rulemaking if the underlying offense is based on the CDL driver
committing a violation of a ``State or local law on motor vehicle
traffic control'' (49 U.S.C. 31301(12)(G)). The FMCSRs state, however,
that unless and until a CDL driver is convicted of the requisite number
of specified offenses within a certain time frame (described below),
the required disqualification may not be applied (49 CFR 383.5
(defining ``conviction'' and ``serious traffic violation'') and
383.51(c)).
Under the statute, a driver who commits two serious traffic
violations in a 3-year period while operating a CMV must be
disqualified from operating a CMV that requires a CDL for at least 60
days (49 U.S.C. 31310(e)(1)). A driver who commits three or more
serious traffic violations in a 3-year period while operating a CMV
must be disqualified from operating a CMV that requires a CDL for at
least 120 days (49 U.S.C. 31310(e)(2)). Because use of hand-held mobile
telephones results in distracted driving and increases the risk of CMV
crashes, fatalities, and injuries, FMCSA is now proposing that
violations by a CDL driver of State or local law or ordinance on motor
vehicle traffic control that restricts the use of such mobile
telephones while driving CMVs should result in a disqualification under
this provision.
FMCSA is authorized to carry out these statutory provisions by
delegation from the Secretary as provided in 49 CFR 1.73(e) and (g).
C. Support for a Restriction on Mobile Telephones
There is an overwhelming amount of public support for reducing
distracted driving, including hand-held mobile telephone use, while
operating a CMV. It is likely that most motorists either have first-
hand experience with or know someone who had a motor vehicle crash or
near-crash event involving a distracted driver. There appears to be a
steady increase in the use of electronic devices. Moreover, as outlined
in the examples below, there is some evidence that CMV crashes and
other incidents have been caused by the use of electronic devices.
FMCSA is aware of several recent CMV crashes in which the use of a
mobile telephone may have contributed to the crash. In one case,
according to media reports, a truck driver from Arkansas told police
she was talking on her cell phone when she became involved in a crash
that killed two boys on May 9, 2010. In another media report, on March
26, 2010, a tractor trailer crossed the median strip of Interstate 65
in central Kentucky and collided with a van transporting 9 adults, two
children, and an infant. All the adults and the infant in the van and
the truck driver were killed. The NTSB is conducting an investigation
into the crash, including attempting to determine if a mobile telephone
was a factor in the crash.\8\ According to media reports, in February
2010, a Montgomery County, Pennsylvania, school bus driver was
allegedly talking on his cell phone before a deadly crash.\9\
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\8\ https://www.ntsb.gov/Pressrel/2010/100514.html.
\9\ Driver To Stand Trial In Fatal School Bus Crash. (April 20,
2010) Philadephia, PA: KYW-TV. Retrieved from the CBS3 Web site,
July 21, 2010, from: https://cbs3.com/local/montgomery.county.school.2.1645628.html.
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In light of these incidents and the potential for more crashes due
to
[[Page 80018]]
distracted driving, FMCSA proposes restrictions on the use of hand-held
mobile telephones. We are requesting comments on whether to propose a
complete prohibition on mobile telephone use by drivers of CMVs. We
have included in this NPRM information on research studies as well as
the positions of safety organizations and industry on the use of mobile
telephones by CMV drivers.
National Transportation Safety Board Recommendation
On November 14, 2004, a motorcoach crashed into a bridge overpass
on the George Washington Memorial Parkway in Alexandria, Virginia. The
National Transportation Safety Board (NTSB) determined that one
probable cause of the crash was the use of a hands-free cell phone,
resulting in cognitive distraction; therefore, the driver did not
``see'' the low bridge warning signs. This crash was the impetus for an
NTSB investigation (NTSB/HAR-06/04 PB2007-916201) and a subsequent
recommendation to FMCSA regarding cell phone use by passenger-carrying
CMVs.\10\ This rulemaking addresses part of this outstanding
recommendation.
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\10\ National Transportation Safety Board (2006) Motorcoach
Collision with the Alexandria Avenue Bridge Overpass, George
Washington Memorial Parkway, Alexandria, Virginia, November 14, 2004
(Highway Accident Report NTSB/HAR-06/04; NTIS report number PB2007-
916201). Retrieved July 22, 2010, from: https://www.ntsb.gov/Publictn/2006/HAR0604.pdf.
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In a letter to NTSB, dated March 5, 2007, the Agency agreed to
initiate a study to assess:
The potential safety benefits of restricting cell phone
use by drivers of passenger-carrying CMVs,
The applicability of an NTSB recommendation to property-
carrying CMV drivers,
Whether adequate data existed to warrant a rulemaking, and
The availability of statistically meaningful data
regarding cell phone distraction. Subsequently, the report ``Driver
Distraction in Commercial Vehicle Operations'' (VTTI Study (2009)) was
published on October 1, 2009. This report is summarized in section D.
Also in 2004, the NTSB investigated a truck-tractor median
crossover crash in Sherman, Texas, that resulted in a collision and
fire. The NTSB's report cited one probable cause as the driver's
attempted or imminent use of a wireless device as a distraction from
his driving duties.
The Agency will post in the rulemaking docket any additional
information it obtains about these investigations that might not be
generally available to the public.
FMCSA's Motor Carrier Safety Advisory Committee's Recommendation
Section 4144 of the Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for Users (SAFETEA-LU), Public Law
109-59, 119 Stat. 1144, 1748 (Aug. 10, 2005), required the Secretary to
establish a Motor Carrier Safety Advisory Committee (MCSAC). The
committee provides advice and recommendations to the FMCSA
Administrator on motor carrier safety programs and regulations and
operates in accordance with the Federal Advisory Committee Act (5
U.S.C. App. 2).
In MCSAC's March 27, 2009, report to FMCSA titled ``Developing a
National Agenda for Motor Carrier Safety,'' MCSAC recommended that
FMCSA adopt new Federal rules concerning distracted driving.\11\ MCSAC
reported, ``Documented research shows that there are cognitive
distractions and increases in crashes from cellular phone use and text
messaging.'' Therefore, one of MCSAC's recommendations for the National
Agenda for Motor Carrier Safety was that FMCSA initiate a rulemaking to
ban the use of hand-held and hands-free mobile telephones while
driving.
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\11\ Parker, David R., Chair, Motor Carrier Safety Advisory
Committee (March 27, 2009). Letter to Rose A. McMurray, Acting
Deputy Administrator, FMCSA, on MCSAC National Agenda for Motor
Vehicle Safety. Retrieved July 23, 2010, from: https://mcsac.fmcsa.dot.gov/documents/MCSACTask09-01FinalReportandLettertoAdministrator090428.pdf.
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Motorcoach Safety Action Plan
In the November 2009 DOT Motorcoach Safety Action Plan, DOT
identified seven priority action items that will have the greatest
impact in reducing motorcoach crashes, injuries, and fatalities. One of
these is a recommendation to initiate rulemaking to propose prohibiting
texting and limiting the use of mobile telephones and other devices by
motorcoach drivers.\12\
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\12\ U.S. Department of Transportation (November 2009).
Motorcoach Safety Action Plan. (DOT HS 811 177). Retrieved July 23,
2010, from: https://www.fmcsa.dot.gov/documents/safety-security/MotorcoachSafetyActionPlan_finalreport-508.pdf.
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Distracted Driving Summit
The information and feedback DOT received during its Distracted
Driving Summit, held September 30-October 1, 2009, in Washington, DC,
demonstrated both the need and widespread support for a ban against
texting and mobile telephone use while driving. Attendees included
safety experts; researchers; elected officials, including four U.S.
Senators and several State legislators; safety advocacy groups; senior
law enforcement officials; and representatives of the
telecommunications and transportation industries. Summit participants
shared their expertise, experiences, and ideas for reducing distracted
driving behaviors. They addressed the safety risk posed by this growing
problem across all modes of surface transportation.
U.S. Transportation Secretary Ray LaHood stated: ``Keeping
Americans safe is without question the Federal government's highest
priority--and that includes safety on the road, as well as on mass
transit and rail.'' In addition, the Secretary pledged to work with
Congress to ensure that the issue of distracted driving is
appropriately addressed.\13\ At the conclusion of the Summit, the
Secretary announced a series of concrete actions that the Obama
Administration and DOT are taking to address distracted driving,
including immediately starting rulemakings that would ban texting and
restrict, to the extent possible, the use of mobile telephones by truck
and interstate bus operators, as well as to initiate rulemaking by the
Federal Railroad Administration (FRA) to codify provisions of the FRA's
Emergency Order No. 26 regarding restricting distracting electronic
devices (see discussion below in Part E).
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\13\ U.S. Department of Transportation (October 1, 2009). U.S.
Transportation Secretary Ray LaHood Announces Administration-Wide
Effort to Combat Distracted Driving (DOT 156-09). Retrieved July 23,
2010, from: https://www.dot.gov/affairs/2009/dot15609.htm.
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As a follow-up to the Summit, and based on data from studies on
distracted driving, FMCSA initiated a number of actions to combat
distracted driving by CMV drivers. Specifically, FMCSA issued
Regulatory Guidance (75 FR 4305, January 27, 2010) that addressed
texting by CMV drivers and issued a final rule (75 FR 59118, September
27, 2010) that prohibits texting by CMV drivers. Finally, DOT held a
second Distracted Driving Summit on September 21, 2010,
Safety Advocacy Organizations
Numerous safety advocacy groups voiced support for a prohibition on
mobile telephone use while driving. In January 2009, the National
Safety Council (NSC) called for a nationwide prohibition on all cell
phone use while driving.\14\ The NSC is focused on
[[Page 80019]]
alerting the American public to the fact that different distractions
have different levels of crash risk. Additionally, Advocates for
Highway and Auto Safety (Advocates) applauded DOT's effort to consider
banning texting and restricting cell phone use by operators of CMVs.
Advocates recently filed a petition for rulemaking requesting
consideration of such action on the use of a wide array of electronic
devices used by commercial drivers.\15\
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\14\ National Safety Council, (n.d.). Distracted Driving.
Retrieved July 21, 2010, from: https://www.nsc.org/safety_road/Distracted_Driving/Pages/distracted_driving.aspx.
\15\ Gillan, J.S. (October 1, 2009). Safety Advocates Respond to
U.S. DOT Secretary's Announcement on Measures to Reduce Distracted
Driving by Commercial Operators. Retrieved July 21, 2010, from the
Advocates for Highway and Auto Safety Web site: https://www.saferoads.org/files/file/Distracted%20Driving%20Statement%20by%20Judith%20Stone%20October%201,%202009.pdf.
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Transportation Industry Associations
Trucking Industry
The American Trucking Associations, Inc. (ATA) adopted a policy
supporting the safe use of technologies and encourages drivers and/or
motor carriers to consider a range of policies and safeguards intended
to reduce, minimize, and/or eliminate driver distractions that may be
caused by the increased use of electronic technologies. ATA's policy
recommends that manufacturers and others adopt awareness, training, and
safety policies on the use of such technologies--unless they are
already regulated--while operating a motor vehicle. ATA believes that
the use of hand-held electronic devices and the act of texting with
such devices while a motor vehicle is in motion should be
prohibited.\16\ Another one of the initiatives on ATA's safety agenda
is their policy on the use of non-integrated technologies while the
vehicle is in motion.\17\
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\16\ American Trucking Associations (October 29, 2009).
Addressing the Problem of Distracted Driving. Written testimony to
the Subcommittee on Highways and Transit, U.S. House of
Representatives' Transportation and Infrastructure Committee.
Retrieved July 21, 2010, from: https://www.truckline.com/Newsroom/
Testimony1/Randy%20Mullett%20_
%20Distracted%20Driving%20testimony.pdf.
\17\ Boyce, C. (June 9, 2009) ATA Unveils Progressive New
Highway Safety Agenda. Retrieved July 21, 2010, from: https://www.truckline.com/pages/article.aspx?id=541%2F%7b8E1C7279-ED27-4C03-B189-CEEEE26BBB12%7d
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In fact, many ATA member fleets have already adopted company
policies designed to reduce distractions while operating CMVs. Many of
these fleets do not allow drivers to operate any electronic devices at
all, including dispatching equipment, while the vehicle is moving. ATA
conducted an opinion survey of its safety committees on the use of
``non-integrated electronic devices.'' From the responses of these
industry leaders, ATA found that 67 percent of respondents had a policy
restricting or limiting the use of portable electronic devices while
driving. United Parcel Service, Inc. has an existing policy of no
distractions while behind the wheel (e.g., two hands on the wheel and
no two-way communication); and FedEx does not allow drivers to use any
electronic device while operating FedEx vehicles.\18\ Additionally,
ExxonMobil and Shell are examples of large companies that prohibit
employees' use of any type of cell phone while driving during work
hours.\19\ Because numerous large commercial trucking operations
already have policies that prohibit the use of portable electronic
devices while driving, a restriction on hand-held mobile telephone use
is not expected to have a significant adverse impact on trucking
fleets.
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\18\ Halsey, A. (October 2, 2009). Obama to Federal Employees:
Don't Text and Drive. Washingtonpost.com. Retrieved July 21, 2010,
from: https://www.washingtonpost.com/wp-dyn/content/article/2009/10/01/AR2009100103447_pf.html.
\19\ Insurance Information Institute (December 2009). Cellphones
and Driving. Retrieved July 21, 2010, from: https://www.iii.org/IU/Cellphone-and-driving/.
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The Owner-Operators Independent Drivers Association (OOIDA) called
upon government entities to aggressively pursue opportunities to
educate the motoring public on safe driving practices and encourages
law enforcement agencies to fully enforce existing laws pertaining to
inattentive or negligent driving.\20\ The Truckload Carriers
Association (TCA) supports the safe use of technologies and encourages
drivers and/or motor carriers to consider a range of policies and
safeguards intended to reduce, minimize, and/or eliminate driver
distractions caused by the increased use of electronic technologies
(e.g., global positioning systems, cellular phones, etc.) during the
operation of all types of motor vehicles.\21\
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\20\ OOIDA (n.d.). Distracted Driving. Retrieved from the OOIDA
Web site, July 22, 2010, from: https://ooida.com/Issues&Actions/Issues/DistractedDriving/distracted-driving.htm.
\21\ Truckload Carriers Association (March 8, 2009). Safe Use of
Technology. Retrieved July 21, 2010, from: https://www.truckload.org/Safe-Use-of-Technology.
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Motorcoach Operators
A spokesman for the United Motorcoach Association, which represents
tour bus operators, stated that motorcoach operators should not
tolerate drivers using mobile telephones unless there is an emergency.
The American Bus Association (ABA) supports safety initiatives, and the
safety culture of ABA and its member operators support such bans. ABA's
pre-trip passenger safety messaging video instructs passengers, not
drivers, to dial 911 in case of emergency. Only in extreme emergencies
should drivers ever use a cell phone while operating motorcoaches.
Furthermore, ABA asserted that hands-free use of cell phones is no
better than hand-held cell phone use, as cognitive distraction is the
safety issue in question.\22\ The ABA also drafted a model policy for
members that states in part: ``Cell phones and regulated electronic
devices (REDs) are not to be used while the vehicle is in motion.
Incoming calls or transmissions received on company-provided or
authorized cell phones or REDs should go into voicemail and may be
checked only when the bus is parked in a safe location.''\23\ Numerous
large motorcoach and bus operations have already adopted policies that
restrict the use of portable electronic devices while driving (many of
them are more restrictive than the ABA model policy).
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\22\ Pantuso, P. (October 6, 2009). Government Seeks Tougher
Laws on Distracted Driving. Retrieved July 21, 2010, from the
American Bus Association Web site: https://www.buses.org/files/MemberAlertTextingCellPhones100509[1].pdf.
\23\ ABA Strategic Safety Committee (2010). Recommended Model
Company Policy: Cell Phones and Electronic Devices (REDs). Available
in the docket for this rulemaking.
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School Bus Operations
School bus operations are the focus of many States and local
governments that have implemented distracted driving policies and laws;
currently, 19 States and the District of Columbia \24\ ban school bus
drivers from using a mobile telephone while driving. Many cities,
towns, and counties prohibit mobile telephone use or texting by school
bus operators. The American School Bus Council, whose membership
includes: National Association for Pupil Transportation, National
Association of State Directors of Pupil Transportation Services,
National School Transportation Association, Blue Bird Corporation, IC
Corporation, and Thomas Built Buses, recommends prohibiting the use of
cell phones or other portable electronic devices--even those equipped
with hands-free features--while driving and banning the use of cell
phones while supervising the loading and unloading of students.\25\
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\24\ Vermette, E. (2010). Curbing Distracted Driving 2010 Survey
of State Safety Programs. Retrieved July 21, 2010, from: https://www.distraction.gov/files/research/GHSA-2010_distraction.pdf.
\25\ American School Bus Council (February 14, 2007). American
School Bus Council Exceeds NTSB's Recommendation on Cell Phone Use
by School Bus Drivers. Retrieved July 23, 2010, from: https://www.americanschoolbuscouncil.org/uploads/pdf/Guidelines_Release.pdf.
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[[Page 80020]]
American Public Transportation Association (APTA)
On December 31, 2009, the APTA Bus Safety Working Group published a
Recommended Practice regarding employee-controlled distractions while
operating a vehicle on agency time. The intent of the voluntary
standard is to provide transit agencies with a guideline to develop
policies and standard operating procedures regarding operator
controlled distractions.\26\
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\26\ APTA Bus Safety Working Group (December 31, 2009). Reducing
Driver-Controlled Distractions While Operating a Vehicle on Agency
Time. Retrieved from the American Public Transportation Association
Web site, July 23, 2010, from: https://www.aptastandards.com/Portals/0/Bus_Published/APTA-BTS-BS-RP-005-09_employee_controlled_distractions.pdf.
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FMCSA solicits comments about companies' or organizations' policies
on drivers' use of mobile telephones and other portable electronic
devices while driving CMVs on our Nation's highways.
D. Studies of Mobile Telephone Use While Driving
There are a number of studies from both government and private
sources related to distracted driving. However, there are few studies
of distracted driving that focus on the CMV driver. The following peer-
reviewed studies were considered while developing this NPRM. These
studies use different methodologies to analyze driver distraction.
There are advantages and disadvantages to each methodology as follows:
Simulator studies, and to some extent test-track studies,
allow for experimental control over and measurement of the cognitive
distractions, such as the type of phone conversation. These studies may
have unrealistic driving and cell phone use conditions because they are
not conducted on public roadways and therefore lack many of the risks
associated with real world driving;
Naturalistic driving studies use cameras and
instrumentation in participants' vehicles to provide a clear picture of
driver distraction under real-world driving conditions. However, these
studies may have a small sample size of some of the individual
distractions.
Overall, it is important to keep these differences in mind while
comparing the results from different research methods. Regardless,
these studies illustrate degradations in driver performance due to the
effects of driver distraction.
Driver Distraction in Commercial Vehicle Operations \27\
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\27\ Olson, R.L., Hanowski, R.J., Hickman, J.S., & Bocanegra, J.
(2009). Driver Distraction in Commercial Vehicle Operations.
(Document No. FMCSA-RRR-09-042) Washington, DC: FMCSA, July 2009.
Retrieved July 26, 2010, from: https://www.fmcsa.dot.gov/facts-research/research-technology/report/FMCSA-RRR-09-042.pdf.
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Under contract with FMCSA, the Virginia Tech Transportation
Institute (VTTI) completed the study titled, ``Driver Distraction in
Commercial Vehicle Operations,'' and released the final report on
October 1, 2009. The purpose of the VTTI Study (2009) was to
investigate the prevalence of driver distraction in CMV safety-critical
events recorded in a naturalistic data set that included over 200 truck
drivers and data from 3 million miles of operations. Of the 4,452
safety-critical events noted in the combined data, 60 percent had some
type of non-driving related task listed as a potential contributing
factor. Safety-critical events are crashes, near-crashes, crash-
relevant conflicts, and unintentional lane deviations.
[[Page 80021]]
[GRAPHIC] [TIFF OMITTED] TP21DE10.067
The VTTI Study (2009) separately examined the different sub-tasks
associated with cell phone use. Although talking on the cell phone did
not show an increased risk, as seen in Table 1, a driver must take
several risk-increasing steps in order to use the electronic device for
conversation. In particular, as also shown in Table 1, the use of a
cell phone involves a variety of sub-tasks, including reaching for and
holding the phone, performing the visually complex process of manually
dialing the phone, and then carrying out the conversation. In FMCSA's
view, the risk associated with cell phone use should be viewed as a
series of related sub-tasks, not all having equal risk. The odds of
being involved in a safety-critical event are three times greater while
the driver is reaching for an object than when the driver is not
reaching for an object. The odds of being involved in a safety-
critical event are six times greater while the driver is dialing a cell
phone than when the driver is not dialing a cell phone. But, according
to the VTTI study, the odds of being involved in a safety critical
event while talking or listening to a hand-held or hands-free phone do
not show an increased risk.
In addition, the population attributable risk (PAR) incorporates
the frequency of engaging in a non-driving related task by the
population of drivers. If a task is done more frequently by a large
population of drivers, it will have a greater PAR percentage. High PAR
percentages occurred for commonly performed tasks (i.e., a task, which
if removed, would increase safety most). The PAR percentage for
reaching for an object was the highest in the study at 7.6 percent. In
other words, there would be 7.6 percent fewer safety- critical events,
if reaching for an object while driving never occurred. The risk of
being involved in a safety-critical event was greater for other
distracting activities, but the prevalence of the distractions was
greatest for reaching for an object. In contrast, the PAR for talking
on a hand-held phone was relatively low, at 0.2 percent, and the PAR
was not calculated for talking on a hands-free cell phone.
FMCSA constructed a diagram that shows the relationship between the
odds ratios of various activities conducted while driving and their
associated eyes-off-roadway times. As seen in Diagram 1 (constructed
from data in the VTTI study), those tasks that drew the driver's eyes
away from the forward road led to a significant increase in risk. For
example, texting, dialing, using other electronic devices, reading a
map or grooming stand out as risky tasks.
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During the 3.8 seconds the driver has his eyes off the forward
roadway while dialing his mobile telephone, at 55 miles per hour, the
CMV travels about the length of a football field, 306 feet.
A complete copy of the final report for the VTTI Study (2009) is
included in the docket referenced in the beginning of this rulemaking
notice.
Distraction in Commercial Trucks and Buses: Assessing Prevalence and
Risk in Conjunction With Crashes and Near-Crashes\28\
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\28\ Hickman, J., Hanowski, R., & Bocanegra, J. (2010).
Distraction in Commercial Trucks and Buses: Assessing Prevalence and
Risk in Conjunction with Crashes and Near-Crashes. Washington, DC:
FMCSA.
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The purpose of this research was to conduct an analysis of
naturalistic data collected by DriveCam[supreg]. The introduction of
naturalistic driving studies that record drivers (through video and
kinematic \29\ vehicle sensors) in actual driving situations created a
scientific method to study driver behavior under the daily pressures of
real-world driving conditions.
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\29\ Kinematics is a branch of physics that deals with the
motion of a body or system without reference to force and mass.
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The research documented the prevalence of distractions while
driving a CMV, including both trucks and buses, using an existing
naturalistic data set. This data set came from 183 truck and bus fleets
comprising a total of 13,306 vehicles captured during a 90-day period.
There were 8,509 buses and 4,797 trucks. The data sets in the current
study did not include continuous data; they only included recorded
events that met or exceeded a kinematic threshold (a minimum g-force
setting that triggers the event recorder). These recorded events
included safety-critical events (e.g., hard braking in response to
another vehicle) and baseline events (i.e., an event that was not
related to a safety-critical event, such as a vehicle that traveled
over train tracks and exceeded the kinematic threshold). A total of
1,085 crashes, 8,375 near-crashes, 30,661 crash-relevant conflicts, and
211,171 baselines were captured in the data set.
Odds ratios were calculated to show a measure of association
between involvement in a safety-critical event, which includes crashes,
and performing a non-driving related task. The odds ratios show the
odds of being involved in a safety critical event when a non-driving
related task is present compared
[[Page 80023]]
to when there is no non-driving related task. The non-driving related
task, ``any cell phone usage,'' includes all the specific cell phone
sub-tasks, such as reaching for, dialing, talking or listening to a
hand-held or hands-free cell phone.
Drivers increased their odds of involvement in a safety-critical
event by 1.14 times for ``any cell phone usage'' while driving.
However, when the cell phone task was disaggregated into sub-tasks, the
study results show that the sub-tasks involved with using a cell phone
have different risks, some increasing and some decreasing the odds of
involvement in a safety-critical event. The odds of involvement in a
safety critical event increased significantly when truck and bus
drivers performed certain non-driving related tasks:
Reaching for a cell phone while driving increased the odds
by 3.7 times;
Dialing a cell phone while driving increased the odds by
3.5 times;
Reaching for a headset/earpiece increased the odds by 3.4
times.
Drivers decreased the odds of being involved in a safety-critical event
by .65 times while talking or listening on a hands-free cell phone.
However, the odds ratio for talking/listening should not ignore the
fact that a person usually has to reach for and dial a cell phone in
order to talk or listen. Both consuming food/drink and talking/
listening on a hand-held cell phone (odds ratios = 1.11 and 0.89,
respectively) had non-significant odds ratios (i.e., no increase or
decrease in risk).
The Impact of Cognitive Distraction on Driver Visual Behavior and
Vehicle Control
While conclusive evidence is still lacking, several studies focused
on cognitive distraction and its influence on driver performance.
Harbluk, Noy, and Eizenman (2002) examined the impact of cognitive
distraction on drivers' visual behavior and vehicle control.\30\ This
instrumented-vehicle study examined changes in drivers' visual scanning
driving patterns under three tasks varying in cognitive complexity: no
distraction, an easy cognitive task (i.e., simple addition), and a
difficult cognitive task (i.e., difficult addition). As predicted,
drivers had significantly increased hard-braking events under
distracted driving conditions. Interestingly, under distracted driving
conditions, drivers made fewer eye movements, spent more time focusing
on the central visual field, and spent less time scanning the right
periphery. This suggests that visual scanning collapses to a minimal
level under distracted driving conditions, increasing the risk that a
driver will miss a critical event.
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\30\ Harbluk, J. L., Noy, Y. I., & Eizenman, M. (2002). The
Impact of Cognitive Distraction on Driver Visual Behavior and
Vehicle Control (Report No. TP 13889E). Ottawa: Transport Canada.
Retrieved July 26, 2010, from: https://people.usd.edu/~schieber/
materials/trans-canada-13889.pdf.
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A Decrease in Brain Activation Associated With Driving When Listening
to Someone Speak
Just, Keller, and Cynkar (2008) used functional magnetic resonance
imaging (MRI) to investigate the impact of concurrent auditory language
comprehension on the brain activity associated with a simulated driving
task.\31\ Participants steered a vehicle along a curving virtual road,
either undisturbed or while listening to spoken sentences that they
judged as true or fals