Implementation of Additional Changes From the Annual Review of the Entity List, 78883-78892 [2010-31653]
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
1, dated October 14, 2010, to perform the
BSIs for engines listed in paragraph(c)(1) of
this AD.
(k) Use paragraphs 3.A through 3.H of the
Accomplishment Instructions of Pratt &
Whitney SB No. PW4G–100–72–226, dated
April 22, 2010, to perform the BSIs for
engines listed in paragraphs(c)(2) and (c)(3)
of this AD.
Optional Terminating Action
(l) As optional terminating action to the
repetitive inspection requirements of this
AD, install new 9th stage compressor stator
segments, part number (P/N) 50S479–01,
P/N 50S479–02, P/N 50S479–03, and P/N
50S479–04, and perform one of the
following:
(1) At the time the new 9th stage
compressor stator segments are installed,
replace the HPC drum rotor disk assembly
with a new, 0 cycle, HPC drum rotor disk
assembly; or
(2) At the time the new 9th stage
compressor stator segments are installed,
replace the 10th stage HPC disk with a new,
0 cycle, 10th stage HPC disk; or
(3) Perform a one-time BSI or FPI for cracks
in the AVT shelf slots on the 10th stage HPC
disk of the HPC drum rotor disk assembly
between 4,000 and 7,200 cycles-in-service
since installation of the new 9th stage
compressor stator segments.
(i) If a crack is found, remove the HPC
drum rotor disk assembly from service.
(ii) If no crack is found, then no further
inspections are required.
(4) Guidance on installation of the new 9th
stage compressor stator segments can be
found in Pratt & Whitney SB No. PW4ENG
72–801, Revision 1, dated September 8, 2010,
for engines listed in paragraph(c)(1) of this
AD and in Pratt & Whitney SB No. PW4G–
100–72–225 dated April 20, 2010, for engines
listed in paragraphs(c)(2) and (c)(3) of this
AD.
Alternative Methods of Compliance
(AMOCs)
(m) The Manager, Engine Certification
Office, has the authority to approve AMOCs
for this AD if requested using the procedures
found in 14 CFR 39.19.
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Related Information
(n) Contact James Gray, Aerospace
Engineer, Engine Certification Office, FAA,
Engine and Propeller Directorate, 12 New
England Executive Park, Burlington, MA
01803; e-mail: james.e.gray@faa.gov;
telephone (781) 238–7742; fax (781) 238–
7199, for more information about this AD.
Material Incorporated by Reference
(o) You must use Pratt & Whitney Service
Bulletin (SB) No. PW4G–100–72–226, dated
April 22, 2010, and Pratt & Whitney SB No.
PW4ENG 72–799, Revision 1, dated October
14, 2010, to perform the borescope
inspections required by this AD. The Director
of the Federal Register approved the
incorporation by reference of these
documents in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. Contact Pratt &
Whitney, 400 Main St., East Hartford, CT
06108; telephone (860) 565–8770; fax (860)
565–4503, for a copy of this service
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78883
information. You may review copies at the
FAA, New England Region, 12 New England
Executive Park, Burlington, MA; or at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA, call
202–741–6030, or go to: https://
www.archives.gov/federal-register/cfr/ibrlocations.html.
DEPARTMENT OF COMMERCE
Issued in Burlington, Massachusetts, on
November 17, 2010.
Peter A. White,
Assistant Manager, Engine and Propeller
Directorate, Aircraft Certification Service.
Implementation of Additional Changes
From the Annual Review of the Entity
List
[FR Doc. 2010–31723 Filed 12–16–10; 8:45 am]
Bureau of Industry and Security
15 CFR Part 744
[Docket No. 101102553–0553–01]
RIN 0694–AF01
Bureau of Industry and
Security, Commerce.
ACTION: Final rule.
AGENCY:
BILLING CODE 4910–13–P
This rule amends the Export
Administration Regulations (EAR) to
implement additional changes to the
Entity List (Supplement No. 4 to Part
744) on the basis of the annual review
of the Entity List conducted by the EndUser Review Committee (ERC). The
changes from the annual review will be
implemented in three rules. The first
rule published on May 28, 2010 (75 FR
29884) implemented the results of the
annual review for listed entities located
in Canada, Egypt, Germany, Hong Kong,
Israel, Kuwait, Lebanon, Malaysia,
South Korea, Singapore, and the United
Kingdom.
The second rule, published today,
implements the results of the annual
review for entities located in China and
Russia. This rule removes five entities
from the Entity List under Russia and
makes twenty-one modifications to the
Entity List (consisting of modifications
to eighteen Chinese entries and three
Russian entries currently on the Entity
List) by adding additional addresses,
aliases and/or clarifying the names for
these twenty-one entities.
The third rule, which will likely be
published in early 2011, will implement
the remaining results of the annual
review.
The Entity List provides notice to the
public that certain exports, reexports,
and transfers (in-country) to entities
identified on the Entity List require a
license from the Bureau of Industry and
Security and that availability of license
exceptions in such transactions is
limited.
SUMMARY:
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2010–0279; Directorate
Identifier 2009–NM–148–AD; Amendment
39–16496; AD 2010–23–07]
RIN 2120–AA64
Airworthiness Directives; Airbus Model
A318, A319, A320, and A321 Series
Airplanes
Correction
In rule document 2010–27614
beginning on page 68181 in the issue of
Friday, November 5, 2010, make the
following corrections:
§ 39.13
[Corrected]
1. On page 68183, in § 39.13(c), in the
second column, in the first column of
the table, in the 30th entry, ‘‘D554 71000
000 00’’, should read ‘‘D554 71001 000
00’’.
2. On the same page, in the same
section, in the third column, in the
second column of the table, in the 19th
entry, ‘‘TS–Z072’’, should read ‘‘TS–
2072’’.
3. On page 68184, in the same section,
in the first column, in the first column
of the table, in the 12th entry, ‘‘D554
11002 000 00 003’’ should read ‘‘D554
71002 000 00 0003’’.
4. On the same page, in the same
section, in the same column, in the
same column of the table, in the 14th
entry, ‘‘D554 11004 000 00 0000’’ should
read ‘‘D554 71004 000 00 0000’’.
[FR Doc. C1–2010–27614 Filed 12–16–10; 8:45 am]
BILLING CODE 1505–01–D
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Effective Date: This rule is
effective December 17, 2010. Although
there is no formal comment period,
public comments on this regulation are
welcome on a continuing basis.
ADDRESSES: You may submit comments,
identified by RIN 0694–AF01, by any of
the following methods:
E-mail: publiccomments@bis.doc.gov.
Include ‘‘RIN 0694–AF01’’ in the subject
line of the message.
DATES:
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
srobinson on DSKHWCL6B1PROD with RULES
Fax: (202) 482–3355. Please alert the
Regulatory Policy Division, by calling
(202) 482–2440, if you are faxing
comments.
Mail or Hand Delivery/Courier:
Timothy Mooney, U.S. Department of
Commerce, Bureau of Industry and
Security, Regulatory Policy Division,
14th St. & Pennsylvania Avenue, NW.,
Room 2705, Washington, DC 20230,
Attn: RIN 0694–AF01.
Send comments regarding the
collection of information associated
with this rule, including suggestions for
reducing the burden, to Jasmeet K.
Seehra, Office of Management and
Budget (OMB), by e-mail to
Jasmeet_K._Seehra@omb.eop.gov, or by
fax to (202) 395–7285; and to the
Regulatory Policy Division, Bureau of
Industry and Security, Department of
Commerce, 14th St. & Pennsylvania
Avenue, NW., Room 2705, Washington,
DC 20230. Comments on this collection
of information should be submitted
separately from comments on the final
rule (i.e. RIN 0694–AF01)—all
comments on the latter should be
submitted by one of the three methods
outlined above.
FOR FURTHER INFORMATION CONTACT:
Karen Nies-Vogel, Chairman, End-User
Review Committee, Office of the
Assistant Secretary, Export
Administration, Bureau of Industry and
Security, Department of Commerce,
Phone: (202) 482–5991, Fax: (202) 482–
3911, E-mail: ERC@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Entity List provides notice to the
public that certain exports, reexports,
and transfers (in-country) to entities
identified on the Entity List require a
license from the Bureau of Industry and
Security (BIS) and that the availability
of license exceptions in such
transactions is limited. Entities are
placed on the Entity List on the basis of
certain sections of part 744 (Control
Policy: End-User and End-Use Based) of
the EAR.
The End-User Review Committee
(ERC), composed of representatives of
the Departments of Commerce (Chair),
State, Defense, Energy and, where
appropriate, the Treasury, makes all
decisions to make additions to,
removals from and other changes to the
Entity List. The ERC makes all decisions
to add an entry to the Entity List by
majority vote and all decisions to
remove or modify an entry by
unanimous vote.
Annual Review of the Entity List
This rule amends the Export
Administration Regulations (EAR) to
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implement changes to the Entity List
(Supplement No. 4 to part 744) on the
basis of the annual review of the Entity
List conducted by the ERC, in
accordance with the procedures
outlined in Supplement No. 5 to part
744 (Procedures for End-User Review
Committee Entity List Decisions).
The changes from the annual review
of the Entity List that were approved by
the ERC will be implemented in three
rules. The first rule, published on May
28, 2010 (75 FR 29884), implemented
the results of the annual review for
listed entities located in Canada, Egypt,
Germany, Hong Kong, Israel, Kuwait,
Lebanon, Malaysia, South Korea,
Singapore, and the United Kingdom.
The second rule, published today,
implements the results of the annual
review for entities located in China and
Russia. The third rule that will likely be
published in early 2011 will implement
the remaining results of the annual
review.
The first rule published on May 28
indicated the implementation of the
annual review changes would be done
in two rules, but a decision was made
by the ERC to implement the approved
annual review changes for these two
countries in this second rule and then
publish a third rule (if needed) to close
out the implementation of the annual
review, while allowing for the
additional time necessary to review any
additional changes for the remaining
countries.
As the changes included in this final
rule (i.e., the second annual review
implementation rule) will assist
exporters, reexporters and persons
making transfers (in-country) to better
identify these persons listed on the
Entity List, delaying the implementation
of these approved changes until the ERC
completes its review for the persons
listed under the remaining destinations
is not in the public interest.
ERC Entity List Decisions
This rule removes five entities from
the Entity List under Russia. This rule
also makes twenty-one modifications to
the Entity List (consisting of
modifications to eighteen Chinese
entries and three Russian entries
currently on the Entity List): by adding
additional addresses, aliases and/or
clarifying the names for these twentyone entities, as described below in
greater detail under the Modifications to
the Entity List section.
Removal from the Entity List
The five entities being removed from
the Entity List are located in Russia:
‘‘Baltic State Technical University, 1/21,
1-ya Krasnoarmeiskaya Ul., 198005, St.
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Petersburg’’, ‘‘Glavkosmos, 9
Krasnoproletarskaya St., 103030
Moscow’’, ‘‘Medeleyev University of
Chemical Technology of Russia
(including at 9 Miusskaya Sq. Moscow
125047, Russia)’’, ‘‘Moscow Aviation
Institute (MAI) (including at 4
Volokolamskoye Shosse, Moscow
125871, Russia)’’, and ‘‘Tula Instrument
Design Bureau (all locations, including
at Tula 300001, Russia) (§ 744.20 of the
EAR)’’. These entities are being removed
from the Entity List in parallel with the
removal of the sanctions imposed
pursuant to Sections 4(b), 4(c) and 4(d)
of Executive Order 12938.
Russia
(1) Baltic State Technical University,
1/21, 1-ya Krasnoarmeiskaya Ul.,
198005, St. Petersburg;
(2) Glavkosmos, 9
Krasnoproletarskaya St., 103030
Moscow;
(3) Medeleyev University of Chemical
Technology of Russia (including at 9
Miusskaya Sq. Moscow 125047, Russia);
(4) Moscow Aviation Institute (MAI)
(including at 4 Volokolamskoye Shosse,
Moscow 125871, Russia); and
(5) Tula Instrument Design Bureau
(all locations, including at Tula 300001,
Russia) (§ 744.20 of the EAR).
The removal of these five entities
from the Entity List (from Russia, as
described above) eliminates the existing
license requirement in Supplement No.
4 to part 744 for exports, reexports and
transfers (in-country) to these five
entities. However, the removal of Baltic
State Technical University, Glavkosmos,
Medeleyev University of Chemical
Technology of Russia, Moscow Aviation
Institute (MAI), and Tula Instrument
Design Bureau from the Entity List does
not relieve persons of other obligations
under part 744 of the EAR or under
other parts of the EAR. Neither the
removal of an entity from the Entity List
nor the removal of Entity List-based
license requirements relieves persons of
their obligations under General
Prohibition 5 in § 736.2(b)(5) of the EAR
which provides that, ‘‘you may not,
without a license, knowingly export or
reexport any item subject to the EAR to
an end-user or end-use that is
prohibited by part 744 of the EAR.’’ Nor
do these removals relieve persons of
their obligation to apply for export,
reexport or in-country transfer licenses
required by other provisions of the EAR.
BIS strongly urges the use of
Supplement No. 3 to part 732 of the
EAR, ‘‘BIS’s ‘Know Your Customer’
Guidance and Red Flags,’’ when persons
are involved in transactions that are
subject to the EAR.
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
Modifications to the Entity List
(1) This rule amends twenty-one
entries (consisting of eighteen Chinese
entries and three Russian entries)
currently on the Entity List by adding
additional addresses, aliases or
clarifying the names for the entities
listed, as follows:
Note: To assist the public in better
identifying the changes made to each entry,
an asterisk is placed next to the portions of
the existing entries that are being revised or
are new in this final rule.
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China
(1) 13 Institute, China Academy of
Launch Vehicle Technology (CALT),
a.k.a., the following six aliases:
—*13th Institute China Aerospace
Times Electronics Corp (CATEC);
—713 Institute of Beijing;
—Institute of Control Devices (BICD);
—*Beijing Institute of Aerospace
Control Devices (BIACD);
—*Beijing Aerospace Control
Instruments Institute; and
—*Design and Manufacture Center of
Navigation and Control Device.
(2) 33 Institute, a.k.a., the following
four aliases:
—*Beijing Automation Control
Equipment Institute (BACEI);
—Beijing Institute of Automatic Control
Equipment;
—*China Haiying Electromechanical
Technology Academy; and
—*No. 33 Research Institute of the
Third Academy of China Aerospace
Science and Industry Corp (CASIC).
(3) 35 Institute, a.k.a., the following
five aliases:
—*Beijing Hangxing Machine Building
Corporation;
—Beijing Huahang Radio Measurements
Research Institute;
—*China Haiying Electronic
Mechanical Technical Research
Academy;
—*Huahang Institute of Radio
Measurement; and
—*No. 35 Research Institute of the
Third Academy of China Aerospace
Science and Industry Corp (CASIC).
(4) 54th Research Institute of China,
a.k.a., the following three aliases:
—*CETC 54th Research Institute;
—Communication, Telemetry and
Telecontrol Research Institute (CTI);
and
—*Shijiazhuang Communication
Observation and Control
Technology Institute.
(5) *Baotou Guanghua Chemical
Industrial Corporation (Parent
Organization: China National Nuclear
Group Corporation (CNNC)), a.k.a., the
following five aliases:
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—*202 Plant, Baotou Nuclear Energy
Facility;
—*Baotou Guanghua Chemical
Industrial Corporation;
—*Baotou Guanghua Chemical Industry
Company;
—*Baotou Nuclear Fuel Element Plant;
and
—*China Nuclear Baotou Guanghua
Chemical Industry Company.
202 Factory Baotou, Inner Mongolia.
(6) *Beijing Aerospace Automatic
Control Institute (BICD), a.k.a., the
following four aliases:
—*12th Research Institute China
Academy of Launch Vehicle
Technology (CALT);
—*Beijing Institute of Space Automatic
Control;
—*Beijing Spaceflight Autocontrol
Research Institute; and
—*China Aerospace Science and
Technology Corp First Academy
12th Research Institute.
51 Yong Ding Road, Beijing.
(7) *Beijing Institute of Structure and
Environmental Engineering (BISE),
a.k.a., the following two aliases:
—*702nd Research Institute, China
Academy of Launch Vehicle
Technology (CALT); and
—Beijing Institute of Strength and
Environmental Engineering.
No. 30 Wanyuan Road, Beijing.
(8) Beijing Power Machinery Institute,
a.k.a., the following three aliases:
—*31st Research Institute of China
Aerospace Science and Industry
Corp (CASIC) or China Haiying
Electromechanical Technology
Academy (a.k.a., China Haiying
Science & Technology Corporation);
—*Beijing Power Generating Machinery
Institute; and
—*Beijing Power Machinery Research
Laboratory.
(9) Beijing University of Aeronautics
and Astronautics (BUAA), a.k.a., the
following alias:
—Beihang University.
*37 Xueyuan Rd, Haidian District,
Beijing.
(10) Chinese Academy of Engineering
Physics, a.k.a., the following eighteen
aliases:
—Ninth Academy;
—Southwest Computing Center;
—Southwest Institute of Applied
Electronics;
—Southwest Institute of Chemical
Materials;
—Southwest Institute of Electronic
Engineering;
—Southwest Institute of Environmental
Testing;
—Southwest Institute of Explosives and
Chemical Engineering;
—*Southwest Institute of Fluid Physics;
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78885
—Southwest Institute of General
Designing and Assembly;
—Southwest Institute of Machining
Technology;
—Southwest Institute of Materials;
—Southwest Institute of Nuclear
Physics and Chemistry (a.k.a.,
China Academy of Engineering
Physics (CAEP)’s 902 Institute);
—Southwest Institute of Research and
Applications of Special Materials
Factory;
—Southwest Institute of Structural
Mechanics;
(—all of the preceding located in or near
Mianyang, Sichuan Province)
—*Chengdu Electronic Science and
Technology University (CUST);
—The High Power Laser Laboratory,
Shanghai;
—The Institute of Applied Physics and
Computational Mathematics,
Beijing; and
—*University of Electronic Science and
Technology of China, 901 Institute,
(No. 4, 2nd Section, North Jianshe
Road, Chengdu, 610054).
(11) First Department, Chinese
Academy of Launch Vehicle Technology
(CALT), a.k.a., the following three
aliases:
—*1st General Design Department
(a.k.a. Planning Department No 1)
of the China Aerospace Science &
Technology Corporation’s First
Academy (CALT);
—*Beijing Institute of Astronautic
Systems Engineering; and
—*Beijing Institute of Space System
Engineering.
(12) *Northwest Institute of Nuclear
Technology in the Science Research
(NINT), Xi’an, Shanxi.
(13) Northwestern Polytechnical
University, a.k.a., the following three
aliases:
—*Northwestern Polytechnic
University;
—*Northwest Polytechnic University;
and
—*Northwest Polytechnical University.
*127 Yonyi Xilu, Xi’an 71002
Shaanxi, China; and Youyi Xi Lu, Xi’an,
Shaanxi, China.
(14) *Shanghai Academy of
Spaceflight Technology (SAST), a.k.a.,
the following four aliases:
—*8th Research Academy of China
Aerospace;
—*Shanghai Astronautics Industry
Bureau;
—*Shanghai Bureau of Astronautics
(SHBOA); and
—*Shanghai Bureau of Space.
Shanghai, Spaceflight Tower, 222 Cao
Xi Road, Shanghai, 200233.
(15) Shanghai Institute of Space
Power Sources, a.k.a., the following
three aliases:
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
—*811th Research Institute, 8th
Academy, China Aerospace Science
and Technology Corp (CASC);
—*Shanghai Space Energy Research
Institute; and
—*Shanghai Space Power Supply
Research Institute.
388 Cang Wu Road, Shanghai.
(16) Southwest Research Institute of
Electronics Technology, a.k.a., the
following three aliases:
—*10th Research Institute of China
Electronic Technology Group Corp
(CETC);
—*CETC 10th Research Institute; and
—*Southwest Institute of Electronic
Technology (SWIET).
Chengdu.
(17) Xi’an Research Institute of
Navigation Technology, a.k.a., the
following two aliases:
—*20th Research Institute of China
Electronic Technology Group Corp
(CETC); and
—*CETC 20th Research Institute.
(18) *Xiangdong Machinery Factory,
within the China Aerospace Science and
Industry Corp’s (CASIC) Third Academy
(a.k.a., the following two aliases: China
Haiying Electromechanical Technology
Academy and China Haiying Science &
Technology Corporation), a.k.a., the
following four aliases:
—*239 Factory (a.k.a., 35th Research
Institute);
—*Beijing Xinghang Electromechanical
Equipment Factory;
—*Beijing Hangxing Machinery
Manufacturing Corporation; and
—*Hangxing Machine Building
Company.
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Russia
(1) All-Union Scientific Research
Institute of Experimental Physics, a.k.a.,
the following twelve aliases:
—All Russian Research Institute of
Experimental Physics;
—ARIEP;
—Arzamas-16;
—*Arzamas-75;
—*Federal State Unitary Enterprise
Russian Federal Nuclear Center—
All Russian Scientific Research
Institute of Experimental Physics
(FGUPRFNCs VNIIEF);
—Khariton Institute;
—Russian Federal Nuclear Center;
—VNIIEF; and
—*Vserossiyskiy NauchnoIssledovatelskiy Institut
Sperimentalnoy Fiziki.
37 Mira Ave. Sarov, Nizhny Novgorod
Region, 607188 Russia.
—*Avarngard Electromechanical Plant;
—*Moscow Center 300; and
—*Sarov Nuclear Weapons Plant.
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Kremlev (Sarov).
(2) All-Russian Scientific Research
Institute of Technical Physics, a.k.a., the
following ten aliases:
—All-Russian Research Institute of
Technical Physics;
—*All-Union Scientific Research
Institute of Instrument Building
(VNIIP);
—ARITP;
—*Kasli;
—Russian Federal Nuclear Center;
—*Ural Nuclear Center, NII–1011;
—*VNIIEF;
—VNIITF; and
—*Vserosslyskly
Nauchhnoissledovatelnyy Institut
Tekhnicheskoy Fiziki.
*P.O. Box 245, 456770, Snezhinsk,
Chelyabinsk Region Russia.
—*Federal State Unitary Enterprise
Russian Federal Nuclear Center—
Academician E.I. Zababkhin AllRussian Scientific Research
Institute of Technical Physics
(FGUPRFYaTs-VNIITF); and
—*Chelyabinsk 70/Snezhinsk.
(3) *Federal Atomic Power of Russia
(Rusatom) (any entities, institutes, or
centers associated with), a.k.a., the
following three aliases:
—*Federal Atomic Agency (FAAE);
—*MINATOM; and
—*Ministry of Atomic Power and
Industry (MAPI).
Located in either Snezhinsk or
Kremlev (Sarov).
A BIS license is required for the
export, reexport or transfer (in-country)
of any item subject to the EAR to the
persons described above, including any
transaction in which this listed entity
will act as purchaser, intermediate
consignee, ultimate consignee, or enduser of the items. This listing of these
entities also prohibits the use of license
exceptions (see part 740 of the EAR) for
exports, reexports and transfers (incountry) of items subject to the EAR
involving this entity.
Savings Clause
Shipments of items removed from
eligibility for a License Exception or
export or reexport without a license
(NLR) as a result of this regulatory
action that were on dock for loading, on
lighter, laden aboard an exporting or
reexporting carrier, or en route aboard a
carrier to a port of export or reexport, on
December 17, 2010, pursuant to actual
orders for export or reexport to a foreign
destination, may proceed to that
destination under the previous
eligibility for a License Exception or
export or reexport without a license
(NLR) so long as they are exported or
reexported before January 3, 2011. Any
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such items not actually exported or
reexported before midnight, on January
3, 2011, require a license in accordance
with this rule.
Although the Export Administration
Act expired on August 20, 2001, the
President, through Executive Order
13222 of August 17, 2001, 3 CFR, 2001
Comp., p. 783 (2002), as extended by the
Notice of August 12, 2010, 75 FR 50681
(August 16, 2010), has continued the
Export Administration Regulations in
effect under the International
Emergency Economic Powers Act.
Rulemaking Requirements
1. This rule has been determined to be
not significant for purposes of Executive
Order 12866.
2. Notwithstanding any other
provision of law, no person is required
to respond to nor be subject to a penalty
for failure to comply with a collection
of information, subject to the
requirements of the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.) (PRA), unless that collection of
information displays a currently valid
Office of Management and Budget
(OMB) Control Number. This regulation
involves collections previously
approved by the OMB under control
numbers 0694–0088, ‘‘Multi-Purpose
Application,’’ which carries a burden
hour estimate of 58 minutes to prepare
and submit form BIS–748.
Miscellaneous and recordkeeping
activities account for 12 minutes per
submission. Total burden hours
associated with the Paperwork
Reduction Act of Office and
Management and Budget control
number 0694–0088 are expected to
increase slightly as a result of this rule.
3. This rule does not contain policies
with Federalism implications as that
term is defined in Executive Order
13132.
4. The provisions of the
Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed
rulemaking, the opportunity for public
comment and a delay in effective date
are inapplicable because this regulation
involves a military or foreign affairs
function of the United States. (See 5
U.S.C. 553(a)(1).) BIS implements this
rule to prevent items from being
exported, reexported or transferred (incountry) to persons listed on the Entity
List by making clarifications to existing
entries to inform exporters, reexporters
and persons making transfers (incountry) of the intended scope of the
license requirements for these listed
persons. This action does this by adding
additional addresses for listed persons,
clarifying names for listed person and
adding aliases for listed persons. If this
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
rule were delayed to allow for notice
and comment and a delay in effective
date, there is a chance that certain
exporters, reexporters and persons
making transfers (in-country) to these
listed persons may inadvertently export,
reexport or transfer (in-country) to a
listed person on the Entity List because
the exporter, reexporter or person
making the transfer (in-country) did not
realize the listed person was subject to
the Entity List-based license
requirement because of perceived
ambiguity regarding the listed person,
such as the listed person was using an
alias or an alternate address. There is
also a chance an exporter, reexporter or
person making a transfer (in-country)
may turn away a potential export,
reexport, or transfer (in-country)
because the customer appeared to be
within the scope of a listed person on
the Entity List, but with a more clearly
worded listing on the Entity List it
would have been clear the person was
not subject to an Entity List-based
license requirement. For the five
Russian entities that are removed with
this rule, BIS is taking this action in the
form of a final rule to conform the Entity
List with a foreign policy decision that
has already been made by Department of
State to remove sanctions on these five
entities. To ensure consistency across
the U.S. Government in the
implementation of this U.S. foreign
policy it is important the publication of
this rule is not delayed. In addition, if
this rule were delayed this
inconsistency in the implementation of
U.S. foreign policy could have adverse
consequences on U.S. foreign policy.
For these reasons there is a public
interest that these changes be
implemented as a final action. Further,
no other law requires that a notice of
proposed rulemaking and an
opportunity for public comment be
given for this rule. Because a notice of
proposed rulemaking and an
opportunity for public comment are not
required to be given for this rule by 5
U.S.C. 553, or by any other law, the
analytical requirements of the
Regulatory Flexibility Act, 5 U.S.C. 601
et seq., are not applicable.
List of Subjects in 15 CFR Part 744
Exports, Reporting and recordkeeping
requirements, Terrorism.
■ Accordingly, part 744 of the Export
Administration Regulations (15 CFR
parts 730–774) is amended as follows:
PART 744—[AMENDED]
1. The authority citation for 15 CFR
part 744 continues to read as follows:
■
Authority: 50 U.S.C. app. 2401 et seq.; 50
U.S.C. 1701 et seq.; 22 U.S.C. 3201 et seq.;
42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR,
1978 Comp., p. 179; E.O. 12851, 58 FR 33181,
3 CFR, 1993 Comp., p. 608; E.O. 12938, 59
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O.
12947, 60 FR 5079, 3 CFR, 1995 Comp., p.
356; E.O. 13026, 61 FR 58767, 3 CFR, 1996
Comp., p. 228; E.O. 13099, 63 FR 45167, 3
CFR, 1998 Comp., p. 208; E.O. 13222, 66 FR
44025, 3 CFR, 2001 Comp., p. 783; E.O.
13224, 66 FR 49079, 3 CFR, 2001 Comp., p.
786; Notice of August 12, 2010, 75 FR 50681
78887
(August 16, 2010); Notice of November 4,
2010, 75 FR 68673 (November 8, 2010).
2. Supplement No. 4 to part 744 is
amended:
■ (a) By removing under Russia, these
five Russian entities: ‘‘Baltic State
Technical University, 1/21, 1-ya
Krasnoarmeiskaya Ul., 198005, St.
Petersburg.’’, ‘‘Glavkosmos, 9
Krasnoproletarskaya St., 103030
Moscow.’’, ‘‘Medeleyev University of
Chemical Technology of Russia
(including at 9 Miusskaya Sq. Moscow
125047, Russia).’’, ‘‘Moscow Aviation
Institute (MAI) (including at 4
Volokolamskoye Shosse, Moscow
125871, Russia).’’, ‘‘Tula Instrument
Design Bureau (all locations, including
at Tula 300001, Russia) (§ 744.20 of the
EAR).’’;
■ (b) By revising under China, People’s
Republic of, in alphabetical order,
eighteen Chinese entities; and
■ (c) By revising under Russia, in
alphabetical order, two Russian entities.
■ (d) By removing the Russian entity,
the ‘‘Ministry for Atomic Power of
Russia (any entities, institutes, or
centers associated with) located in
either Snezhinsk or Kremlev (Sarov).’’
and adding in its place the Russian
entity ‘‘Federal Atomic Power of Russia
(Rusatom) (any entities, institutes, or
centers associated with), a.k.a. the
following three aliases:—Federal
Atomic Agency (FAAE);—MINATOM;
and —Ministry of Atomic Power and
Industry (MAPI). Located in either
Snezhinsk or Kremlev (Sarov).’’.
The revisions read as follows:
■
SUPPLEMENT NO. 4 TO PART 744—ENTITY LIST
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*
*
*
*
13 Institute, China Academy of Launch Vehi- For all items subject
cle Technology (CALT), a.k.a., the folto the EAR.
lowing six aliases:
—13th Institute China Aerospace Times
Electronics Corp (CATEC);
—713 Institute of Beijing;
—Institute of Control Devices (BICD);
—Beijing Institute of Aerospace Control Devices (BIACD);
—Beijing Aerospace Control Instruments Institute; and
—Design and Manufacture Center of Navigation and Control Device.
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*
See § 744.3(d) of this
part.
*
66 FR 24265, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
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SUPPLEMENT NO. 4 TO PART 744—ENTITY LIST—Continued
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Federal
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33 Institute, a.k.a., the following four aliases:
—Beijing Automation Control Equipment Institute (BACEI);
—Beijing Institute of Automatic Control
Equipment;
—China Haiying Electromechanical Technology Academy; and
—No. 33 Research Institute of the Third
Academy of China Aerospace Science and
Industry Corp (CASIC).
35 Institute, a.k.a., the following five aliases:
—Beijing Hangxing Machine Building Corporation;
—Beijing Huahang Radio Measurements Research Institute;
—China Haiying Electronic Mechanical Technical Research Academy;
—Huahang Institute of Radio Measurement;
and
—No. 35 Research Institute of the Third
Academy of China Aerospace Science and
Industry Corp (CASIC).
54th Research Institute of China, a.k.a., the
following three aliases:
—CETC 54th Research Institute;
—Communication, Telemetry and Telecontrol Research Institute (CTI); and
—Shijiazhuang Communication Observation
and Control Technology Institute.
For all items subject
to the EAR having a
classification other
than EAR99 or a
classification where
the third through
fifth digits of the
ECCN are ‘‘999’’,
e.g., XX999.
See § 744.3(d) of this
part.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
For all items subject
to the EAR having a
classification other
than EAR99 or a
classification where
the third through
fifth digits of the
ECCN are ‘‘999’’,
e.g., XX999.
See § 744.3(d) of this
part.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
For all items subject
to the EAR having a
classification other
than EAR99 or a
classification where
the third through
fifth digits of the
ECCN are ‘‘999’’,
e.g., XX999.
See § 744.3(d) of this
part.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
*
*
*
*
Baotou Guanghua Chemical Industrial Cor- For all items subject
poration (Parent Organization: China Nato the EAR having a
tional
Nuclear
Group
Corporation
classification other
(CNNC)), a.k.a., the following five aliases:
than EAR99.
—202 Plant, Baotou Nuclear Energy Facility;
—Baotou Guanghua Chemical Industrial
Corporation;
—Baotou Guanghua Chemical Industry
Company;
—Baotou Nuclear Fuel Element Plant; and
—China Nuclear Baotou Guanghua Chemical Industry Company.
202 Factory Baotou, Inner Mongolia.
Beijing Aerospace Automatic Control Insti- For all items subject
tute (BICD), a.k.a., the following four
to the EAR having a
aliases:
classification other
—12th Research Institute China Academy of
than EAR99.
Launch Vehicle Technology (CALT);
—Beijing Institute of Space Automatic Control;
—Beijing Spaceflight Autocontrol Research
Institute; and
—China Aerospace Science and Technology
Corp First Academy 12th Research Institute.
51 Yong Ding Road, Beijing.
Beijing Institute of Structure and Environ- For all items subject
mental Engineering (BISE), a.k.a., the folto the EAR having a
lowing two aliases:
classification other
—702nd Research Institute, China Academy
than EAR99.
of Launch Vehicle Technology (CALT);
and
—Beijing Institute of Strength and Environmental Engineering.
No. 30 Wanyuan Road, Beijing.
*
See § 744.2(d) of this
part.
*
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
See § 744.3 of this
part.
64 FR 28909, 5/28/99.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
See § 744.3 of this
part.
64 FR 28909, 5/28/99.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
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78889
SUPPLEMENT NO. 4 TO PART 744—ENTITY LIST—Continued
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For all items subject
to the EAR.
See § 744.3(d) of this
part.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
For all items subject
to the EAR.
See § 744.3(d) of this
part.
66 FR 24266, 5/14/01.
70 FR 54629, 9/16/05.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
License
requirement
Entity
Beijing Power Machinery Institute, a.k.a., the
following three aliases:
—31st Research Institute of China Aerospace Science and Industry Corp (CASIC)
or China Haiying Electromechanical Technology Academy (a.k.a., China Haiying
Science & Technology Corporation);
—Beijing Power Generating Machinery Institute; and
—Beijing Power Machinery Research Laboratory.
Beijing University of Aeronautics and Astronautics (BUAA), a.k.a., the following alias:
—Beihang University.
37 Xueyuan Road, Haidan District, Beijing.
*
*
*
*
Chinese Academy of Engineering Physics, For all items subject
a.k.a., the following eighteen aliases:
to the EAR.
—Ninth Academy;
—Southwest Computing Center;
—Southwest Institute of Applied Electronics;
—Southwest Institute of Chemical Materials;
—Southwest Institute of Electronic Engineering;
—Southwest Institute of Environmental Testing;
—Southwest Institute of Explosives and
Chemical Engineering;
—Southwest Institute of Fluid Physics;
—Southwest Institute of General Designing
and Assembly;
—Southwest Institute of Machining Technology;
—Southwest Institute of Materials;
—Southwest Institute of Nuclear Physics and
Chemistry (a.k.a., China Academy of Engineering Physics (CAEP)’s 902 Institute);
—Southwest Institute of Research and Applications of Special Materials Factory;
—Southwest Institute of Structural Mechanics;
(all of preceding located in or near
Mianyang, Sichuan Province);
—Chengdu Electronic Science and Technology University (CUST);
—The High Power Laser Laboratory, Shanghai;
—The Institute of Applied Physics and Computational Mathematics, Beijing; and
—University of Electronic Science and Technology of China, 901 Institute (No. 4, 2nd
Section, North Jianshe Road, Chengdu,
610054).
*
Case-by-case basis.
*
62 FR 35334, 6/30/97.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
*
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First Department, Chinese Academy of For all items subject
Launch Vehicle Technology (CALT),
to the EAR.
a.k.a., the following three aliases:
—1st General Design Department (a.k.a.,
Planning Department No. 1) of the China
Aerospace Science & Technology Corporation’s First Academy (CALT);
—Beijing Institute of Astronautic Systems
Engineering; and
—Beijing Institute of Space System Engineering.
*
See § 744.3(d) of this
part.
*
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
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78890
Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
SUPPLEMENT NO. 4 TO PART 744—ENTITY LIST—Continued
Country
*
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requirement
Entity
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Register
citation
*
*
*
*
Northwest Institute of Nuclear Technology in For all items subject
the Science Research (NINT), Xi’an,
to the EAR.
Shanxi.
*
See § 744.2 of this
part.
Northwestern Polytechnical University, a.k.a.,
the following three aliases:
—Northwestern Polytechnic University;
—Northwest Polytechnic University; and
—Northwest Polytechnical University.
127 Yonyi Xilu, Xi’an 71002 Shaanxi, China;
and Youyi Xi Lu, Xi’an, Shaanxi, China.
For all items subject
to the EAR having a
classification other
than EAR99 or a
classification where
the third through
fifth digits of the
ECCN are ‘‘999’’,
e.g., XX999.
For all items subject
to the EAR having a
classification other
than EAR99.
See § 744.3(d) of this
part.
See § 744.3 of this
part.
64 FR 28909, 5/28/99.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
For all items subject
to the EAR having a
classification other
than EAR99.
See § 744.3 of this
part.
64 FR 28909, 5/28/99.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
For all items subject
to the EAR having a
classification other
than EAR99 or a
classification where
the third through
fifth digits of the
ECCN are ‘‘999’’,
e.g., XX999.
See § 744.3(d) of this
part.
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
*
*
*
*
Xi’an Research Institute of Navigation Tech- For all items subject
nology, a.k.a., the following two aliases:
to the EAR having a
—20th Research Institute of China Electronic
classification other
Technology Group Corp (CETC); and
than EAR99.
—CETC 20th Research Institute.
Xiangdong Machinery Factory, within the For all items subject
China Aerospace Science and Industry
to the EAR.
Corp’s (CASIC) Third Academy (a.k.a., the
following two aliases: China Haiying
Electromechanical Technology Academy
and China Haiying Science & Technology
Corporation), a.k.a., the following four
aliases:
—239 Factory (a.k.a., 35th Research Institute);
—Beijing
Xinghang
Electromechanical
Equipment Factory;
—Beijing Hangxing Machinery Manufacturing
Corporation; and
—Hangxing Machine Building Company.
*
See § 744.3(d) of this
part.
*
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
See § 744.3(d) of this
part.
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
Shanghai Academy of Spaceflight Technology SAST), a.k.a., the following four
aliases:
—8th Research Academy of China Aerospace;
—Shanghai Astronautics Industry Bureau;
—Shanghai
Bureau
of
Astronautics
(SHBOA); and
—Shanghai Bureau of Space.
Shanghai, Spaceflight Tower, 222 Cao Xi
Road, Shanghai, 200233.
Shanghai Institute of Space Power Sources,
a.k.a., the following three aliases:
—811th Research Institute, 8th Academy,
China Aerospace Science and Technology
Corp (CASC);
—Shanghai Space Energy Research Institute; and
—Shanghai Space Power Supply Research
Institute.
388 Cang Wu Road, Shanghai.
Southwest Research Institute of Electronics
Technology, a.k.a., the following three
aliases:
—10th Research Institute of China Electronic
Technology Group Corp (CETC);
—CETC 10th Research Institute; and
—Southwest Institute of Electronic Technology (SWIET).
Chengdu.
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64 FR 28909, 5/28/99.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
66 FR 24266, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
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SUPPLEMENT NO. 4 TO PART 744—ENTITY LIST—Continued
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All-Russian Scientific Research Institute of For all items subject
Technical Physics, a.k.a., the following ten
to the EAR.
aliases:
—All-Russian Research Institute of Technical
Physics;
—All-Union Scientific Research Institute of
Instrument Building (VNIIP);
—ARITP;
—Kasli;
—Russian Federal Nuclear Center;
—Ural Nuclear Center, NII–1011;
—VNIITF; and
—Vserosslyskly
Nauchhnoissledovatelnyy
Institut Tekhnicheskoy Fiziki.
P.O.
Box
245,
456770,
Snezhinsk,
Chelyabinsk Region Russia.
—Federal State Unitary Enterprise Russian
Federal Nuclear Center—Academician E.I.
Zababkhin All-Russian Scientific Research
Institute
of
Technical
Physics
(FGUPRFYaTs–VNIITF); and
—Chelyabinsk 70/Snezhinsk.
All-Union Scientific Research Institute of Ex- For all items subject
perimental Physics, a.k.a., the following
to the EAR.
twelve aliases:
—All Russian Research Institute of Experimental Physics;
—ARIEP;
—Arzamas-16;
—Arzamas-75;
—Federal State Unitary Enterprise Russian
Federal Nuclear Center—All Russian Scientific Research Institute of Experimental
Physics (FGUPRFNCs VNIIEF);
—Khariton Institute;
—Russian Federal Nuclear Center;
—VNIIEF; and
—Vserossiyskiy
Nauchno-Issledovatelskiy
Institut Sperimentalnoy Fiziki).
37 Mira Ave. Sarov, Nizhny Novgorod Region, 607188 Russia.
—Avarngard Electromechanical Plant;
—Moscow Center 300; and
—Sarov Nuclear Weapons Plant.
Kremlev (Sarov).
*
Case-by-case basis.
*
62 FR 35334, 6/30/97.
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
Case-by-case basis.
62 FR 35334, 6/30/97.
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
*
*
*
*
Federal Atomic Power of Russia (Rusatom) For all items subject
(any entities, institutes, or centers associto the EAR.
ated with), a.k.a., the following three
aliases:
—Federal Atomic Agency (FAAE);
—MINATOM; and
—Ministry of Atomic Power and Industry
(MAPI).
Located in either Snezhinsk or Kremlev
(Sarov).
*
Case-by-case basis.
*
62 FR 35334, 6/30/97.
66 FR 24267, 5/14/01.
75 FR [INSERT FR
PAGE NUMBER],
12/17/10.
*
16:01 Dec 16, 2010
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Federal Register / Vol. 75, No. 242 / Friday, December 17, 2010 / Rules and Regulations
• Agency Web Site: via its Comments
Online process:
https://comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
• Mail: Address to David A. Stawick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street, NW., Washington, DC
20581.
• Hand Delivery/Courier: Same as
mail above.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Dated: December 13, 2010.
Kevin J. Wolf,
Assistant Secretary for Export
Administration.
[FR Doc. 2010–31653 Filed 12–16–10; 8:45 am]
BILLING CODE 3510–33–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 44
RIN 3038–AD29
Reporting Certain Post-Enactment
Swap Transactions
Commodity Futures Trading
Commission.
ACTION: Interim final rule; request for
comment.
AGENCY:
The Commodity Futures
Trading Commission (‘‘Commission’’ or
‘‘CFTC’’) is publishing for comment an
interim final rule to implement new
statutory provisions introduced by Title
VII of the Dodd-Frank Wall Street
Reform and Consumer Protection Act
(‘‘Dodd-Frank Act’’). Section 723 of the
Dodd-Frank Act amends Section 2 of the
Commodity Exchange Act (‘‘CEA’’ or the
‘‘Act’’) by adding new Section 2(h)(5)(B),
which directs that rules adopted by the
Commission under this section shall
provide for the reporting of ‘‘transition’’
swaps—that is, swaps entered into on or
after the date of enactment of the DoddFrank Act and prior to the effective date
of swap data reporting rules to
implement Section 2(h)(5)(B)—to a
registered swap data repository (‘‘SDR’’)
or to the Commission. Each category of
data is subject to a reporting timetable
specified in Section 2(h)(5). The
Commission intends shortly to notice
for comment substantive rules
implementing the swap data reporting
provisions of Section 2(h)(5)(B). In order
to ensure the preservation of data
pending implementation of such rules,
the Commission is today adopting an
interim final rule directing specified
counterparties to post-enactment, or
transition, swap transactions entered
into prior to the effective date of the
swap data reporting and recordkeeping
rules implementing Section 2(h)(5)(B) of
the CEA to retain information pertaining
to the terms of such swaps.
DATES: This interim final rule is
effective December 17, 2010. Comments
on all aspects of the interim final rule
must be received on or before January
18, 2011.
ADDRESSES: You may submit comments,
identified by RIN number 3038–AD29,
by any of the following methods:
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All comments must be submitted in
English or, if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that is exempt from disclosure under the
Freedom of Information Act, a petition
for confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s Regulations.1
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the rulemaking will be
retained in the public comment file and
will be considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Susan Nathan, Senior Special Counsel,
Division of Market Oversight,
Commodity Futures Trading
Commission, 1155 21st Street, NW.,
Washington, DC 20581, at (202) 418–
5133.
The
Commission is adopting an interim final
rule under part 44 of its regulations
under the Commodity Exchange Act and
is soliciting comments on all aspects of
the rule. The Commission will carefully
consider all comments received and will
address them, as applicable, in
connection with the permanent
reporting rules to be adopted under the
Dodd-Frank Act.
SUPPLEMENTARY INFORMATION:
1 17
PO 00000
CFR 145.9.
Frm 00016
Fmt 4700
Sfmt 4700
I. Background
On July 21, 2010, President Obama
signed into law the Dodd-Frank Wall
Street Reform and Consumer Protection
Act (‘‘Dodd-Frank Act’’).2 Title VII of the
Dodd-Frank Act 3 amended the
Commodity Exchange Act (‘‘CEA’’ or the
‘‘Act’’) 4 to establish a comprehensive
new regulatory framework for swaps
and security-based swaps. The
legislation was enacted to reduce risk,
increase transparency, and promote
market integrity within the financial
system by, among other things:
(1) Providing for the registration and
comprehensive regulation of swap
dealers and major swap participants;
(2) imposing clearing and trade
execution requirements on standardized
derivative products; (3) creating robust
recordkeeping and real-time reporting
regimes; and (4) enhancing the
Commission’s rulemaking and
enforcement authorities with respect to,
among others, all registered entities and
intermediaries subject to the
Commission’s oversight.
Among other things, the Dodd-Frank
Act requires that swaps be reported to
a registered SDR 5 or to the Commission
if there is no registered SDR that would
accept the swap. Section 723 of the
Dodd-Frank Act adds to the CEA new
Section 2(h)(5)(B), to require that
transition swaps be reported to a
registered SDR or the Commission
according to specified timetables. As
described below, pursuant to its
authority under Sections 4r and
2(h)(5)(A) of the CEA the Commission
previously has adopted an interim final
rule addressing the reporting timetable
for swaps entered into prior to the
enactment of the Dodd-Frank Act the
terms of which had not expired by that
date.
Separately, Section 729 of the DoddFrank Act established in new Section
4r(a)(2)(A) a transition rule applicable to
pre-enactment swaps, providing for the
reporting, by a date certain, of each
swap entered into before the date of
enactment of the Dodd-Frank Act, the
2 See Dodd-Frank Wall Street Reform and
Consumer Protection Act, Public Law 111–203, 124
Stat. 1376 (2010), hereinafter cited as ‘‘Dodd-Frank
Act.’’ The text of the Dodd-Frank Act may be
accessed at https://www.cftc.gov/LawRegulation/
OTCDERIVATIVES/index.htm.
3 Pursuant to Section 701 of the Dodd-Frank Act,
Title VII may be cited as the ‘‘Wall Street
Transparency and Accountability Act of 2010.’’
4 7 U.S.C. 1 et seq.
5 The term ‘‘swap data repository’’ is defined in
Section 1a(48) of the CEA to mean ‘‘any person that
collects and maintains information or records with
respect to transactions or positions in, or the terms
and conductions of, swaps entered into by third
parties for the purpose of providing a centralized
recordkeeping facility for swaps.’’
E:\FR\FM\17DER1.SGM
17DER1
Agencies
[Federal Register Volume 75, Number 242 (Friday, December 17, 2010)]
[Rules and Regulations]
[Pages 78883-78892]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-31653]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Bureau of Industry and Security
15 CFR Part 744
[Docket No. 101102553-0553-01]
RIN 0694-AF01
Implementation of Additional Changes From the Annual Review of
the Entity List
AGENCY: Bureau of Industry and Security, Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule amends the Export Administration Regulations (EAR)
to implement additional changes to the Entity List (Supplement No. 4 to
Part 744) on the basis of the annual review of the Entity List
conducted by the End-User Review Committee (ERC). The changes from the
annual review will be implemented in three rules. The first rule
published on May 28, 2010 (75 FR 29884) implemented the results of the
annual review for listed entities located in Canada, Egypt, Germany,
Hong Kong, Israel, Kuwait, Lebanon, Malaysia, South Korea, Singapore,
and the United Kingdom.
The second rule, published today, implements the results of the
annual review for entities located in China and Russia. This rule
removes five entities from the Entity List under Russia and makes
twenty-one modifications to the Entity List (consisting of
modifications to eighteen Chinese entries and three Russian entries
currently on the Entity List) by adding additional addresses, aliases
and/or clarifying the names for these twenty-one entities.
The third rule, which will likely be published in early 2011, will
implement the remaining results of the annual review.
The Entity List provides notice to the public that certain exports,
reexports, and transfers (in-country) to entities identified on the
Entity List require a license from the Bureau of Industry and Security
and that availability of license exceptions in such transactions is
limited.
DATES: Effective Date: This rule is effective December 17, 2010.
Although there is no formal comment period, public comments on this
regulation are welcome on a continuing basis.
ADDRESSES: You may submit comments, identified by RIN 0694-AF01, by any
of the following methods:
E-mail: publiccomments@bis.doc.gov. Include ``RIN 0694-AF01'' in
the subject line of the message.
[[Page 78884]]
Fax: (202) 482-3355. Please alert the Regulatory Policy Division,
by calling (202) 482-2440, if you are faxing comments.
Mail or Hand Delivery/Courier: Timothy Mooney, U.S. Department of
Commerce, Bureau of Industry and Security, Regulatory Policy Division,
14th St. & Pennsylvania Avenue, NW., Room 2705, Washington, DC 20230,
Attn: RIN 0694-AF01.
Send comments regarding the collection of information associated
with this rule, including suggestions for reducing the burden, to
Jasmeet K. Seehra, Office of Management and Budget (OMB), by e-mail to
Jasmeet_K._Seehra@omb.eop.gov, or by fax to (202) 395-7285; and to
the Regulatory Policy Division, Bureau of Industry and Security,
Department of Commerce, 14th St. & Pennsylvania Avenue, NW., Room 2705,
Washington, DC 20230. Comments on this collection of information should
be submitted separately from comments on the final rule (i.e. RIN 0694-
AF01)--all comments on the latter should be submitted by one of the
three methods outlined above.
FOR FURTHER INFORMATION CONTACT: Karen Nies-Vogel, Chairman, End-User
Review Committee, Office of the Assistant Secretary, Export
Administration, Bureau of Industry and Security, Department of
Commerce, Phone: (202) 482-5991, Fax: (202) 482-3911, E-mail:
ERC@bis.doc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Entity List provides notice to the public that certain exports,
reexports, and transfers (in-country) to entities identified on the
Entity List require a license from the Bureau of Industry and Security
(BIS) and that the availability of license exceptions in such
transactions is limited. Entities are placed on the Entity List on the
basis of certain sections of part 744 (Control Policy: End-User and
End-Use Based) of the EAR.
The End-User Review Committee (ERC), composed of representatives of
the Departments of Commerce (Chair), State, Defense, Energy and, where
appropriate, the Treasury, makes all decisions to make additions to,
removals from and other changes to the Entity List. The ERC makes all
decisions to add an entry to the Entity List by majority vote and all
decisions to remove or modify an entry by unanimous vote.
Annual Review of the Entity List
This rule amends the Export Administration Regulations (EAR) to
implement changes to the Entity List (Supplement No. 4 to part 744) on
the basis of the annual review of the Entity List conducted by the ERC,
in accordance with the procedures outlined in Supplement No. 5 to part
744 (Procedures for End-User Review Committee Entity List Decisions).
The changes from the annual review of the Entity List that were
approved by the ERC will be implemented in three rules. The first rule,
published on May 28, 2010 (75 FR 29884), implemented the results of the
annual review for listed entities located in Canada, Egypt, Germany,
Hong Kong, Israel, Kuwait, Lebanon, Malaysia, South Korea, Singapore,
and the United Kingdom.
The second rule, published today, implements the results of the
annual review for entities located in China and Russia. The third rule
that will likely be published in early 2011 will implement the
remaining results of the annual review.
The first rule published on May 28 indicated the implementation of
the annual review changes would be done in two rules, but a decision
was made by the ERC to implement the approved annual review changes for
these two countries in this second rule and then publish a third rule
(if needed) to close out the implementation of the annual review, while
allowing for the additional time necessary to review any additional
changes for the remaining countries.
As the changes included in this final rule (i.e., the second annual
review implementation rule) will assist exporters, reexporters and
persons making transfers (in-country) to better identify these persons
listed on the Entity List, delaying the implementation of these
approved changes until the ERC completes its review for the persons
listed under the remaining destinations is not in the public interest.
ERC Entity List Decisions
This rule removes five entities from the Entity List under Russia.
This rule also makes twenty-one modifications to the Entity List
(consisting of modifications to eighteen Chinese entries and three
Russian entries currently on the Entity List): by adding additional
addresses, aliases and/or clarifying the names for these twenty-one
entities, as described below in greater detail under the Modifications
to the Entity List section.
Removal from the Entity List
The five entities being removed from the Entity List are located in
Russia: ``Baltic State Technical University, 1/21, 1-ya
Krasnoarmeiskaya Ul., 198005, St. Petersburg'', ``Glavkosmos, 9
Krasnoproletarskaya St., 103030 Moscow'', ``Medeleyev University of
Chemical Technology of Russia (including at 9 Miusskaya Sq. Moscow
125047, Russia)'', ``Moscow Aviation Institute (MAI) (including at 4
Volokolamskoye Shosse, Moscow 125871, Russia)'', and ``Tula Instrument
Design Bureau (all locations, including at Tula 300001, Russia) (Sec.
744.20 of the EAR)''. These entities are being removed from the Entity
List in parallel with the removal of the sanctions imposed pursuant to
Sections 4(b), 4(c) and 4(d) of Executive Order 12938.
Russia
(1) Baltic State Technical University, 1/21, 1-ya Krasnoarmeiskaya
Ul., 198005, St. Petersburg;
(2) Glavkosmos, 9 Krasnoproletarskaya St., 103030 Moscow;
(3) Medeleyev University of Chemical Technology of Russia
(including at 9 Miusskaya Sq. Moscow 125047, Russia);
(4) Moscow Aviation Institute (MAI) (including at 4 Volokolamskoye
Shosse, Moscow 125871, Russia); and
(5) Tula Instrument Design Bureau (all locations, including at Tula
300001, Russia) (Sec. 744.20 of the EAR).
The removal of these five entities from the Entity List (from
Russia, as described above) eliminates the existing license requirement
in Supplement No. 4 to part 744 for exports, reexports and transfers
(in-country) to these five entities. However, the removal of Baltic
State Technical University, Glavkosmos, Medeleyev University of
Chemical Technology of Russia, Moscow Aviation Institute (MAI), and
Tula Instrument Design Bureau from the Entity List does not relieve
persons of other obligations under part 744 of the EAR or under other
parts of the EAR. Neither the removal of an entity from the Entity List
nor the removal of Entity List-based license requirements relieves
persons of their obligations under General Prohibition 5 in Sec.
736.2(b)(5) of the EAR which provides that, ``you may not, without a
license, knowingly export or reexport any item subject to the EAR to an
end-user or end-use that is prohibited by part 744 of the EAR.'' Nor do
these removals relieve persons of their obligation to apply for export,
reexport or in-country transfer licenses required by other provisions
of the EAR. BIS strongly urges the use of Supplement No. 3 to part 732
of the EAR, ``BIS's `Know Your Customer' Guidance and Red Flags,'' when
persons are involved in transactions that are subject to the EAR.
[[Page 78885]]
Modifications to the Entity List
(1) This rule amends twenty-one entries (consisting of eighteen
Chinese entries and three Russian entries) currently on the Entity List
by adding additional addresses, aliases or clarifying the names for the
entities listed, as follows:
Note: To assist the public in better identifying the changes
made to each entry, an asterisk is placed next to the portions of
the existing entries that are being revised or are new in this final
rule.
China
(1) 13 Institute, China Academy of Launch Vehicle Technology
(CALT), a.k.a., the following six aliases:
--*13th Institute China Aerospace Times Electronics Corp (CATEC);
--713 Institute of Beijing;
--Institute of Control Devices (BICD);
--*Beijing Institute of Aerospace Control Devices (BIACD);
--*Beijing Aerospace Control Instruments Institute; and
--*Design and Manufacture Center of Navigation and Control Device.
(2) 33 Institute, a.k.a., the following four aliases:
--*Beijing Automation Control Equipment Institute (BACEI);
--Beijing Institute of Automatic Control Equipment;
--*China Haiying Electromechanical Technology Academy; and
--*No. 33 Research Institute of the Third Academy of China Aerospace
Science and Industry Corp (CASIC).
(3) 35 Institute, a.k.a., the following five aliases:
--*Beijing Hangxing Machine Building Corporation;
--Beijing Huahang Radio Measurements Research Institute;
--*China Haiying Electronic Mechanical Technical Research Academy;
--*Huahang Institute of Radio Measurement; and
--*No. 35 Research Institute of the Third Academy of China Aerospace
Science and Industry Corp (CASIC).
(4) 54th Research Institute of China, a.k.a., the following three
aliases:
--*CETC 54th Research Institute;
--Communication, Telemetry and Telecontrol Research Institute (CTI);
and
--*Shijiazhuang Communication Observation and Control Technology
Institute.
(5) *Baotou Guanghua Chemical Industrial Corporation (Parent
Organization: China National Nuclear Group Corporation (CNNC)), a.k.a.,
the following five aliases:
--*202 Plant, Baotou Nuclear Energy Facility;
--*Baotou Guanghua Chemical Industrial Corporation;
--*Baotou Guanghua Chemical Industry Company;
--*Baotou Nuclear Fuel Element Plant; and
--*China Nuclear Baotou Guanghua Chemical Industry Company.
202 Factory Baotou, Inner Mongolia.
(6) *Beijing Aerospace Automatic Control Institute (BICD), a.k.a.,
the following four aliases:
--*12th Research Institute China Academy of Launch Vehicle Technology
(CALT);
--*Beijing Institute of Space Automatic Control;
--*Beijing Spaceflight Autocontrol Research Institute; and
--*China Aerospace Science and Technology Corp First Academy 12th
Research Institute.
51 Yong Ding Road, Beijing.
(7) *Beijing Institute of Structure and Environmental Engineering
(BISE), a.k.a., the following two aliases:
--*702nd Research Institute, China Academy of Launch Vehicle Technology
(CALT); and
--Beijing Institute of Strength and Environmental Engineering.
No. 30 Wanyuan Road, Beijing.
(8) Beijing Power Machinery Institute, a.k.a., the following three
aliases:
--*31st Research Institute of China Aerospace Science and Industry Corp
(CASIC) or China Haiying Electromechanical Technology Academy (a.k.a.,
China Haiying Science & Technology Corporation);
--*Beijing Power Generating Machinery Institute; and
--*Beijing Power Machinery Research Laboratory.
(9) Beijing University of Aeronautics and Astronautics (BUAA),
a.k.a., the following alias:
--Beihang University.
*37 Xueyuan Rd, Haidian District, Beijing.
(10) Chinese Academy of Engineering Physics, a.k.a., the following
eighteen aliases:
--Ninth Academy;
--Southwest Computing Center;
--Southwest Institute of Applied Electronics;
--Southwest Institute of Chemical Materials;
--Southwest Institute of Electronic Engineering;
--Southwest Institute of Environmental Testing;
--Southwest Institute of Explosives and Chemical Engineering;
--*Southwest Institute of Fluid Physics;
--Southwest Institute of General Designing and Assembly;
--Southwest Institute of Machining Technology;
--Southwest Institute of Materials;
--Southwest Institute of Nuclear Physics and Chemistry (a.k.a., China
Academy of Engineering Physics (CAEP)'s 902 Institute);
--Southwest Institute of Research and Applications of Special Materials
Factory;
--Southwest Institute of Structural Mechanics;
(--all of the preceding located in or near Mianyang, Sichuan Province)
--*Chengdu Electronic Science and Technology University (CUST);
--The High Power Laser Laboratory, Shanghai;
--The Institute of Applied Physics and Computational Mathematics,
Beijing; and
--*University of Electronic Science and Technology of China, 901
Institute, (No. 4, 2nd Section, North Jianshe Road, Chengdu, 610054).
(11) First Department, Chinese Academy of Launch Vehicle Technology
(CALT), a.k.a., the following three aliases:
--*1st General Design Department (a.k.a. Planning Department No 1) of
the China Aerospace Science & Technology Corporation's First Academy
(CALT);
--*Beijing Institute of Astronautic Systems Engineering; and
--*Beijing Institute of Space System Engineering.
(12) *Northwest Institute of Nuclear Technology in the Science
Research (NINT), Xi'an, Shanxi.
(13) Northwestern Polytechnical University, a.k.a., the following
three aliases:
--*Northwestern Polytechnic University;
--*Northwest Polytechnic University; and
--*Northwest Polytechnical University.
*127 Yonyi Xilu, Xi'an 71002 Shaanxi, China; and Youyi Xi Lu,
Xi'an, Shaanxi, China.
(14) *Shanghai Academy of Spaceflight Technology (SAST), a.k.a.,
the following four aliases:
--*8th Research Academy of China Aerospace;
--*Shanghai Astronautics Industry Bureau;
--*Shanghai Bureau of Astronautics (SHBOA); and
--*Shanghai Bureau of Space.
Shanghai, Spaceflight Tower, 222 Cao Xi Road, Shanghai, 200233.
(15) Shanghai Institute of Space Power Sources, a.k.a., the
following three aliases:
[[Page 78886]]
--*811th Research Institute, 8th Academy, China Aerospace Science and
Technology Corp (CASC);
--*Shanghai Space Energy Research Institute; and
--*Shanghai Space Power Supply Research Institute.
388 Cang Wu Road, Shanghai.
(16) Southwest Research Institute of Electronics Technology,
a.k.a., the following three aliases:
--*10th Research Institute of China Electronic Technology Group Corp
(CETC);
--*CETC 10th Research Institute; and
--*Southwest Institute of Electronic Technology (SWIET).
Chengdu.
(17) Xi'an Research Institute of Navigation Technology, a.k.a., the
following two aliases:
--*20th Research Institute of China Electronic Technology Group Corp
(CETC); and
--*CETC 20th Research Institute.
(18) *Xiangdong Machinery Factory, within the China Aerospace
Science and Industry Corp's (CASIC) Third Academy (a.k.a., the
following two aliases: China Haiying Electromechanical Technology
Academy and China Haiying Science & Technology Corporation), a.k.a.,
the following four aliases:
--*239 Factory (a.k.a., 35th Research Institute);
--*Beijing Xinghang Electromechanical Equipment Factory;
--*Beijing Hangxing Machinery Manufacturing Corporation; and
--*Hangxing Machine Building Company.
Russia
(1) All-Union Scientific Research Institute of Experimental
Physics, a.k.a., the following twelve aliases:
--All Russian Research Institute of Experimental Physics;
--ARIEP;
--Arzamas-16;
--*Arzamas-75;
--*Federal State Unitary Enterprise Russian Federal Nuclear Center--All
Russian Scientific Research Institute of Experimental Physics
(FGUPRFNCs VNIIEF);
--Khariton Institute;
--Russian Federal Nuclear Center;
--VNIIEF; and
--*Vserossiyskiy Nauchno-Issledovatelskiy Institut Sperimentalnoy
Fiziki.
37 Mira Ave. Sarov, Nizhny Novgorod Region, 607188 Russia.
--*Avarngard Electromechanical Plant;
--*Moscow Center 300; and
--*Sarov Nuclear Weapons Plant.
Kremlev (Sarov).
(2) All-Russian Scientific Research Institute of Technical Physics,
a.k.a., the following ten aliases:
--All-Russian Research Institute of Technical Physics;
--*All-Union Scientific Research Institute of Instrument Building
(VNIIP);
--ARITP;
--*Kasli;
--Russian Federal Nuclear Center;
--*Ural Nuclear Center, NII-1011;
--*VNIIEF;
--VNIITF; and
--*Vserosslyskly Nauchhnoissledovatelnyy Institut Tekhnicheskoy Fiziki.
*P.O. Box 245, 456770, Snezhinsk, Chelyabinsk Region Russia.
--*Federal State Unitary Enterprise Russian Federal Nuclear Center--
Academician E.I. Zababkhin All-Russian Scientific Research Institute of
Technical Physics (FGUPRFYaTs-VNIITF); and
--*Chelyabinsk 70/Snezhinsk.
(3) *Federal Atomic Power of Russia (Rusatom) (any entities,
institutes, or centers associated with), a.k.a., the following three
aliases:
--*Federal Atomic Agency (FAAE);
--*MINATOM; and
--*Ministry of Atomic Power and Industry (MAPI).
Located in either Snezhinsk or Kremlev (Sarov).
A BIS license is required for the export, reexport or transfer (in-
country) of any item subject to the EAR to the persons described above,
including any transaction in which this listed entity will act as
purchaser, intermediate consignee, ultimate consignee, or end-user of
the items. This listing of these entities also prohibits the use of
license exceptions (see part 740 of the EAR) for exports, reexports and
transfers (in-country) of items subject to the EAR involving this
entity.
Savings Clause
Shipments of items removed from eligibility for a License Exception
or export or reexport without a license (NLR) as a result of this
regulatory action that were on dock for loading, on lighter, laden
aboard an exporting or reexporting carrier, or en route aboard a
carrier to a port of export or reexport, on December 17, 2010, pursuant
to actual orders for export or reexport to a foreign destination, may
proceed to that destination under the previous eligibility for a
License Exception or export or reexport without a license (NLR) so long
as they are exported or reexported before January 3, 2011. Any such
items not actually exported or reexported before midnight, on January
3, 2011, require a license in accordance with this rule.
Although the Export Administration Act expired on August 20, 2001,
the President, through Executive Order 13222 of August 17, 2001, 3 CFR,
2001 Comp., p. 783 (2002), as extended by the Notice of August 12,
2010, 75 FR 50681 (August 16, 2010), has continued the Export
Administration Regulations in effect under the International Emergency
Economic Powers Act.
Rulemaking Requirements
1. This rule has been determined to be not significant for purposes
of Executive Order 12866.
2. Notwithstanding any other provision of law, no person is
required to respond to nor be subject to a penalty for failure to
comply with a collection of information, subject to the requirements of
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (PRA),
unless that collection of information displays a currently valid Office
of Management and Budget (OMB) Control Number. This regulation involves
collections previously approved by the OMB under control numbers 0694-
0088, ``Multi-Purpose Application,'' which carries a burden hour
estimate of 58 minutes to prepare and submit form BIS-748.
Miscellaneous and recordkeeping activities account for 12 minutes per
submission. Total burden hours associated with the Paperwork Reduction
Act of Office and Management and Budget control number 0694-0088 are
expected to increase slightly as a result of this rule.
3. This rule does not contain policies with Federalism implications
as that term is defined in Executive Order 13132.
4. The provisions of the Administrative Procedure Act (5 U.S.C.
553) requiring notice of proposed rulemaking, the opportunity for
public comment and a delay in effective date are inapplicable because
this regulation involves a military or foreign affairs function of the
United States. (See 5 U.S.C. 553(a)(1).) BIS implements this rule to
prevent items from being exported, reexported or transferred (in-
country) to persons listed on the Entity List by making clarifications
to existing entries to inform exporters, reexporters and persons making
transfers (in-country) of the intended scope of the license
requirements for these listed persons. This action does this by adding
additional addresses for listed persons, clarifying names for listed
person and adding aliases for listed persons. If this
[[Page 78887]]
rule were delayed to allow for notice and comment and a delay in
effective date, there is a chance that certain exporters, reexporters
and persons making transfers (in-country) to these listed persons may
inadvertently export, reexport or transfer (in-country) to a listed
person on the Entity List because the exporter, reexporter or person
making the transfer (in-country) did not realize the listed person was
subject to the Entity List-based license requirement because of
perceived ambiguity regarding the listed person, such as the listed
person was using an alias or an alternate address. There is also a
chance an exporter, reexporter or person making a transfer (in-country)
may turn away a potential export, reexport, or transfer (in-country)
because the customer appeared to be within the scope of a listed person
on the Entity List, but with a more clearly worded listing on the
Entity List it would have been clear the person was not subject to an
Entity List-based license requirement. For the five Russian entities
that are removed with this rule, BIS is taking this action in the form
of a final rule to conform the Entity List with a foreign policy
decision that has already been made by Department of State to remove
sanctions on these five entities. To ensure consistency across the U.S.
Government in the implementation of this U.S. foreign policy it is
important the publication of this rule is not delayed. In addition, if
this rule were delayed this inconsistency in the implementation of U.S.
foreign policy could have adverse consequences on U.S. foreign policy.
For these reasons there is a public interest that these changes be
implemented as a final action. Further, no other law requires that a
notice of proposed rulemaking and an opportunity for public comment be
given for this rule. Because a notice of proposed rulemaking and an
opportunity for public comment are not required to be given for this
rule by 5 U.S.C. 553, or by any other law, the analytical requirements
of the Regulatory Flexibility Act, 5 U.S.C. 601 et seq., are not
applicable.
List of Subjects in 15 CFR Part 744
Exports, Reporting and recordkeeping requirements, Terrorism.
0
Accordingly, part 744 of the Export Administration Regulations (15 CFR
parts 730-774) is amended as follows:
PART 744--[AMENDED]
0
1. The authority citation for 15 CFR part 744 continues to read as
follows:
Authority: 50 U.S.C. app. 2401 et seq.; 50 U.S.C. 1701 et seq.;
22 U.S.C. 3201 et seq.; 42 U.S.C. 2139a; 22 U.S.C. 7201 et seq.; 22
U.S.C. 7210; E.O. 12058, 43 FR 20947, 3 CFR, 1978 Comp., p. 179;
E.O. 12851, 58 FR 33181, 3 CFR, 1993 Comp., p. 608; E.O. 12938, 59
FR 59099, 3 CFR, 1994 Comp., p. 950; E.O. 12947, 60 FR 5079, 3 CFR,
1995 Comp., p. 356; E.O. 13026, 61 FR 58767, 3 CFR, 1996 Comp., p.
228; E.O. 13099, 63 FR 45167, 3 CFR, 1998 Comp., p. 208; E.O. 13222,
66 FR 44025, 3 CFR, 2001 Comp., p. 783; E.O. 13224, 66 FR 49079, 3
CFR, 2001 Comp., p. 786; Notice of August 12, 2010, 75 FR 50681
(August 16, 2010); Notice of November 4, 2010, 75 FR 68673 (November
8, 2010).
0
2. Supplement No. 4 to part 744 is amended:
0
(a) By removing under Russia, these five Russian entities: ``Baltic
State Technical University, 1/21, 1-ya Krasnoarmeiskaya Ul., 198005,
St. Petersburg.'', ``Glavkosmos, 9 Krasnoproletarskaya St., 103030
Moscow.'', ``Medeleyev University of Chemical Technology of Russia
(including at 9 Miusskaya Sq. Moscow 125047, Russia).'', ``Moscow
Aviation Institute (MAI) (including at 4 Volokolamskoye Shosse, Moscow
125871, Russia).'', ``Tula Instrument Design Bureau (all locations,
including at Tula 300001, Russia) (Sec. 744.20 of the EAR).'';
0
(b) By revising under China, People's Republic of, in alphabetical
order, eighteen Chinese entities; and
0
(c) By revising under Russia, in alphabetical order, two Russian
entities.
0
(d) By removing the Russian entity, the ``Ministry for Atomic Power of
Russia (any entities, institutes, or centers associated with) located
in either Snezhinsk or Kremlev (Sarov).'' and adding in its place the
Russian entity ``Federal Atomic Power of Russia (Rusatom) (any
entities, institutes, or centers associated with), a.k.a. the following
three aliases:--Federal Atomic Agency (FAAE);--MINATOM; and --Ministry
of Atomic Power and Industry (MAPI). Located in either Snezhinsk or
Kremlev (Sarov).''.
The revisions read as follows:
Supplement No. 4 to Part 744--Entity List
----------------------------------------------------------------------------------------------------------------
License License review Federal Register
Country Entity requirement policy citation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
CHINA, PEOPLE'S REPUBLIC OF 13 Institute, China For all items See Sec. 66 FR 24265, 5/14/
Academy of Launch subject to the 744.3(d) of this 01.
Vehicle Technology EAR. part. 75 FR [INSERT FR
(CALT), a.k.a., the PAGE NUMBER], 12/
following six 17/10.
aliases:
--13th Institute China
Aerospace Times
Electronics Corp
(CATEC);.
--713 Institute of
Beijing;.
--Institute of Control
Devices (BICD);.
--Beijing Institute of
Aerospace Control
Devices (BIACD);
--Beijing Aerospace
Control Instruments
Institute; and
--Design and
Manufacture Center of
Navigation and
Control Device.
[[Page 78888]]
33 Institute, a.k.a., For all items See Sec. 66 FR 24266, 5/14/
the following four subject to the 744.3(d) of this 01.
aliases: EAR having a part. 75 FR [INSERT FR
--Beijing Automation classification PAGE NUMBER], 12/
Control Equipment other than EAR99 17/10.
Institute (BACEI);. or a
--Beijing Institute of classification
Automatic Control where the third
Equipment;. through fifth
--China Haiying digits of the
Electromechanical ECCN are
Technology Academy; ``999'', e.g.,
and. XX999.
--No. 33 Research
Institute of the
Third Academy of
China Aerospace
Science and Industry
Corp (CASIC).
35 Institute, a.k.a., For all items See Sec. 66 FR 24266, 5/14/
the following five subject to the 744.3(d) of this 01.
aliases: EAR having a part. 75 FR [INSERT FR
--Beijing Hangxing classification PAGE NUMBER], 12/
Machine Building other than EAR99 17/10.
Corporation;. or a
--Beijing Huahang classification
Radio Measurements where the third
Research Institute;. through fifth
--China Haiying digits of the
Electronic Mechanical ECCN are
Technical Research ``999'', e.g.,
Academy;. XX999.
--Huahang Institute of
Radio Measurement;
and.
--No. 35 Research
Institute of the
Third Academy of
China Aerospace
Science and Industry
Corp (CASIC).
54th Research For all items See Sec. 66 FR 24266, 5/14/
Institute of China, subject to the 744.3(d) of this 01.
a.k.a., the following EAR having a part. 75 FR [INSERT FR
three aliases: classification PAGE NUMBER], 12/
--CETC 54th Research other than EAR99 17/10.
Institute;. or a
--Communication, classification
Telemetry and where the third
Telecontrol Research through fifth
Institute (CTI); and. digits of the
--Shijiazhuang ECCN are
Communication ``999'', e.g.,
Observation and XX999.
Control Technology
Institute.
* * * * * * *
Baotou Guanghua For all items See Sec. 66 FR 24266, 5/14/
Chemical Industrial subject to the 744.2(d) of this 01.
Corporation (Parent EAR having a part. 75 FR [INSERT FR
Organization: China classification PAGE NUMBER], 12/
National Nuclear other than EAR99. 17/10.
Group Corporation
(CNNC)), a.k.a., the
following five
aliases:
--202 Plant, Baotou
Nuclear Energy
Facility;.
--Baotou Guanghua
Chemical Industrial
Corporation;.
--Baotou Guanghua
Chemical Industry
Company;.
--Baotou Nuclear Fuel
Element Plant; and
--China Nuclear Baotou
Guanghua Chemical
Industry Company.
202 Factory Baotou,
Inner Mongolia.
Beijing Aerospace For all items See Sec. 744.3 64 FR 28909, 5/28/
Automatic Control subject to the of this part. 99.
Institute (BICD), EAR having a 75 FR [INSERT FR
a.k.a., the following classification PAGE NUMBER], 12/
four aliases: other than EAR99. 17/10.
--12th Research
Institute China
Academy of Launch
Vehicle Technology
(CALT);.
--Beijing Institute of
Space Automatic
Control;.
--Beijing Spaceflight
Autocontrol Research
Institute; and.
--China Aerospace
Science and
Technology Corp First
Academy 12th Research
Institute.
51 Yong Ding Road,
Beijing.
Beijing Institute of For all items See Sec. 744.3 64 FR 28909, 5/28/
Structure and subject to the of this part. 99.
Environmental EAR having a 75 FR [INSERT FR
Engineering (BISE), classification PAGE NUMBER], 12/
a.k.a., the following other than EAR99. 17/10.
two aliases:
--702nd Research
Institute, China
Academy of Launch
Vehicle Technology
(CALT); and.
--Beijing Institute of
Strength and
Environmental
Engineering.
No. 30 Wanyuan Road,
Beijing..
[[Page 78889]]
Beijing Power For all items See Sec. 66 FR 24266, 5/14/
Machinery Institute, subject to the 744.3(d) of this 01.
a.k.a., the following EAR. part. 75 FR [INSERT FR
three aliases: PAGE NUMBER], 12/
--31st Research 17/10.
Institute of China
Aerospace Science and
Industry Corp (CASIC)
or China Haiying
Electromechanical
Technology Academy
(a.k.a., China
Haiying Science &
Technology
Corporation);.
--Beijing Power
Generating Machinery
Institute; and
--Beijing Power
Machinery Research
Laboratory.
Beijing University of For all items See Sec. 66 FR 24266, 5/14/
Aeronautics and subject to the 744.3(d) of this 01.
Astronautics (BUAA), EAR. part. 70 FR 54629, 9/16/
a.k.a., the following 05.
alias: 75 FR [INSERT FR
--Beihang University.. PAGE NUMBER], 12/
37 Xueyuan Road, 17/10.
Haidan District,
Beijing..
* * * * * * *
Chinese Academy of For all items Case-by-case 62 FR 35334, 6/30/
Engineering Physics, subject to the basis. 97.
a.k.a., the following EAR. 66 FR 24266, 5/14/
eighteen aliases: 01.
--Ninth Academy;...... 75 FR [INSERT FR
--Southwest Computing PAGE NUMBER], 12/
Center;. 17/10.
--Southwest Institute
of Applied
Electronics;.
--Southwest Institute
of Chemical
Materials;.
--Southwest Institute
of Electronic
Engineering;.
--Southwest Institute
of Environmental
Testing;
--Southwest Institute
of Explosives and
Chemical Engineering;
--Southwest Institute
of Fluid Physics;
--Southwest Institute
of General Designing
and Assembly;
--Southwest Institute
of Machining
Technology;
--Southwest Institute
of Materials;
--Southwest Institute
of Nuclear Physics
and Chemistry
(a.k.a., China
Academy of
Engineering Physics
(CAEP)'s 902
Institute);
--Southwest Institute
of Research and
Applications of
Special Materials
Factory;
--Southwest Institute
of Structural
Mechanics;
(all of preceding
located in or near
Mianyang, Sichuan
Province);
--Chengdu Electronic
Science and
Technology University
(CUST);
--The High Power Laser
Laboratory, Shanghai;
--The Institute of
Applied Physics and
Computational
Mathematics, Beijing;
and
--University of
Electronic Science
and Technology of
China, 901 Institute
(No. 4, 2nd Section,
North Jianshe Road,
Chengdu, 610054).
* * * * * * *
First Department, For all items See Sec. 66 FR 24266, 5/14/
Chinese Academy of subject to the 744.3(d) of this 01.
Launch Vehicle EAR. part. 75 FR [INSERT FR
Technology (CALT), PAGE NUMBER], 12/
a.k.a., the following 17/10.
three aliases:
--1st General Design
Department (a.k.a.,
Planning Department
No. 1) of the China
Aerospace Science &
Technology
Corporation's First
Academy (CALT);.
--Beijing Institute of
Astronautic Systems
Engineering; and.
--Beijing Institute of
Space System
Engineering.
[[Page 78890]]
* * * * * * *
Northwest Institute of For all items See Sec. 744.2 64 FR 28909, 5/28/
Nuclear Technology in subject to the of this part. 99.
the Science Research EAR. 75 FR [INSERT FR
(NINT), Xi'an, Shanxi. PAGE NUMBER], 12/
17/10.
Northwestern For all items See Sec. 66 FR 24266, 5/14/
Polytechnical subject to the 744.3(d) of this 01.
University, a.k.a., EAR having a part. 75 FR [INSERT FR
the following three classification PAGE NUMBER], 12/
aliases: other than EAR99 17/10.
--Northwestern or a
Polytechnic classification
University;. where the third
--Northwest through fifth
Polytechnic digits of the
University; and. ECCN are
--Northwest ``999'', e.g.,
Polytechnical XX999.
University..
127 Yonyi Xilu, Xi'an
71002 Shaanxi, China;
and Youyi Xi Lu,
Xi'an, Shaanxi, China.
Shanghai Academy of For all items See Sec. 744.3 64 FR 28909, 5/28/
Spaceflight subject to the of this part. 99.
Technology SAST), EAR having a 75 FR [INSERT FR
a.k.a., the following classification PAGE NUMBER], 12/
four aliases: other than EAR99. 17/10.
--8th Research Academy
of China Aerospace;.
--Shanghai
Astronautics Industry
Bureau;.
--Shanghai Bureau of
Astronautics (SHBOA);
and.
--Shanghai Bureau of
Space.
Shanghai, Spaceflight
Tower, 222 Cao Xi
Road, Shanghai,
200233.
Shanghai Institute of For all items See Sec. 744.3 64 FR 28909, 5/28/
Space Power Sources, subject to the of this part. 99.
a.k.a., the following EAR having a 75 FR [INSERT FR
three aliases: classification PAGE NUMBER], 12/
--811th Research other than EAR99. 17/10.
Institute, 8th
Academy, China
Aerospace Science and
Technology Corp
(CASC);.
--Shanghai Space
Energy Research
Institute; and.
--Shanghai Space Power
Supply Research
Institute.
388 Cang Wu Road,
Shanghai..
Southwest Research For all items See Sec. 66 FR 24267, 5/14/
Institute of subject to the 744.3(d) of this 01.
Electronics EAR having a part. 75 FR [INSERT FR
Technology, a.k.a., classification PAGE NUMBER], 12/
the following three other than EAR99 17/10.
aliases: or a
--10th Research classification
Institute of China where the third
Electronic Technology through fifth
Group Corp (CETC);. digits of the
--CETC 10th Research ECCN are
Institute; and. ``999'', e.g.,
--Southwest Institute XX999.
of Electronic
Technology (SWIET).
Chengdu...............
* * * * * * *
Xi'an Research For all items See Sec. 66 FR 24267, 5/14/
Institute of subject to the 744.3(d) of this 01.
Navigation EAR having a part. 75 FR [INSERT FR
Technology, a.k.a., classification PAGE NUMBER], 12/
the following two other than EAR99. 17/10.
aliases:
--20th Research
Institute of China
Electronic Technology
Group Corp (CETC);
and.
--CETC 20th Research
Institute..
Xiangdong Machinery For all items See Sec. 66 FR 24267, 5/14/
Factory, within the subject to the 744.3(d) of this 01.
China Aerospace EAR. part. 75 FR [INSERT FR
Science and Industry PAGE NUMBER], 12/
Corp's (CASIC) Third 17/10.
Academy (a.k.a., the
following two
aliases: China
Haiying
Electromechanical
Technology Academy
and China Haiying
Science & Technology
Corporation), a.k.a.,
the following four
aliases:
--239 Factory (a.k.a.,
35th Research
Institute);
--Beijing Xinghang
Electromechanical
Equipment Factory;
--Beijing Hangxing
Machinery
Manufacturing
Corporation; and
--Hangxing Machine
Building Company.
[[Page 78891]]
* * * * * * *
RUSSIA......................... All-Russian Scientific For all items Case-by-case 62 FR 35334, 6/30/
Research Institute of subject to the basis. 97.
Technical Physics, EAR. 66 FR 24267, 5/14/
a.k.a., the following 01.
ten aliases: 75 FR [INSERT FR
--All-Russian Research PAGE NUMBER], 12/
Institute of 17/10.
Technical Physics;.
--All-Union Scientific
Research Institute of
Instrument Building
(VNIIP);.
--ARITP;..............
--Kasli;..............
--Russian Federal
Nuclear Center;
--Ural Nuclear Center,
NII-1011;
--VNIITF; and
--Vserosslyskly
Nauchhnoissledovateln
yy Institut
Tekhnicheskoy Fiziki.
P.O. Box 245, 456770,
Snezhinsk,
Chelyabinsk Region
Russia.
--Federal State
Unitary Enterprise
Russian Federal
Nuclear Center--
Academician E.I.
Zababkhin All-Russian
Scientific Research
Institute of
Technical Physics
(FGUPRFYaTs-VNIITF);
and
--Chelyabinsk 70/
Snezhinsk.
All-Union Scientific For all items Case-by-case 62 FR 35334, 6/30/
Research Institute of subject to the basis. 97.
Experimental Physics, EAR. 66 FR 24267, 5/14/
a.k.a., the following 01.
twelve aliases: 75 FR [INSERT FR
--All Russian Research PAGE NUMBER], 12/
Institute of 17/10.
Experimental Physics;.
--ARIEP;..............
--Arzamas-16;.........
--Arzamas-75;.........
--Federal State
Unitary Enterprise
Russian Federal
Nuclear Center--All
Russian Scientific
Research Institute of
Experimental Physics
(FGUPRFNCs VNIIEF);
--Khariton Institute;
--Russian Federal
Nuclear Center;
--VNIIEF; and
--Vserossiyskiy
Nauchno-
Issledovatelskiy
Institut
Sperimentalnoy
Fiziki).
37 Mira Ave. Sarov,
Nizhny Novgorod
Region, 607188 Russia.
--Avarngard
Electromechanical
Plant;
--Moscow Center 300;
and
--Sarov Nuclear
Weapons Plant.
Kremlev (Sarov).......
* * * * * * *
Federal Atomic Power For all items Case-by-case 62 FR 35334, 6/30/
of Russia (Rusatom) subject to the basis. 97.
(any entities, EAR. 66 FR 24267, 5/14/
institutes, or 01.
centers associated 75 FR [INSERT FR
with), a.k.a., the PAGE NUMBER], 12/
following three 17/10.
aliases:
--Federal Atomic
Agency (FAAE);.
--MINATOM; and........
--Ministry of Atomic
Power and Industry
(MAPI).
Located in either
Snezhinsk or Kremlev
(Sarov).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 78892]]
Dated: December 13, 2010.
Kevin J. Wolf,
Assistant Secretary for Export Administration.
[FR Doc. 2010-31653 Filed 12-16-10; 8:45 am]
BILLING CODE 3510-33-P