Endangered and Threatened Species; Proposed Threatened and Not Warranted Status for Subspecies and Distinct Population Segments of the Bearded Seal, 77496-77515 [2010-30931]
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77496
Federal Register / Vol. 75, No. 237 / Friday, December 10, 2010 / Proposed Rules
National Oceanic and Atmospheric
Administration
50 CFR Part 223
[Docket No. 101126591–0588–01]
RIN 0648–XZ58
Endangered and Threatened Species;
Proposed Threatened and Not
Warranted Status for Subspecies and
Distinct Population Segments of the
Bearded Seal
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; 12-month
petition finding; status review; request
for comments.
AGENCY:
We, NMFS, have completed a
comprehensive status review of the
bearded seal (Erignathus barbatus)
under the Endangered Species Act
(ESA) and announce a 12-month finding
on a petition to list the bearded seal as
a threatened or endangered species. The
bearded seal exists as two subspecies:
Erignathus barbatus nauticus and
Erignathus barbatus barbatus. Based on
the findings from the status review
report and consideration of the factors
affecting these subspecies, we conclude
that E. b. nauticus consists of two
distinct population segments (DPSs), the
Beringia DPS and the Okhotsk DPS.
Moreover, based on consideration of
information presented in the status
review report, an assessment of the
factors in section 4(a)(1) of the ESA, and
efforts being made to protect the
species, we have determined the
Beringia DPS and the Okhotsk DPS are
likely to become endangered throughout
all or a significant portion of their
ranges in the foreseeable future. We
have also determined that E. b. barbatus
is not in danger of extinction or likely
to become endangered throughout all or
a significant portion of its range in the
foreseeable future. Accordingly, we are
now issuing a proposed rule to list the
Beringia DPS and the Okhotsk DPS of
the bearded seal as threatened species.
No listing action is proposed for E. b.
barbatus. We solicit comments on this
proposed action. At this time, we do not
propose to designate critical habitat for
the Beringia DPS because it is not
currently determinable. In order to
complete the critical habitat designation
process, we solicit information on the
essential physical and biological
features of bearded seal habitat for the
Beringia DPS.
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SUMMARY:
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Comments and information
regarding this proposed rule must be
received by close of business on
February 8, 2011. Requests for public
hearings must be made in writing and
received by January 24, 2011.
ADDRESSES: Send comments to Kaja
Brix, Assistant Regional Administrator,
Protected Resources Division, Alaska
Region, NMFS, Attn: Ellen Sebastian.
You may submit comments, identified
by RIN 0648–XZ58, by any one of the
following methods:
• Electronic Submissions: Submit all
electronic public comments via the
Federal eRulemaking Portal https://
www.regulations.gov.
• Mail: P.O. Box 21668, Juneau, AK
99802.
• Fax: (907) 586–7557.
• Hand delivery to the Federal
Building: 709 West 9th Street, Room
420A, Juneau, AK.
All comments received are a part of
the public record. No comments will be
posted to https://www.regulations.gov for
public viewing until after the comment
period has closed. Comments will
generally be posted without change. All
Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
We will accept anonymous comments
(enter N/A in the required fields, if you
wish to remain anonymous). You may
submit attachments to electronic
comments in Microsoft Word, Excel,
WordPerfect, or Adobe PDF file formats
only.
The proposed rule, maps, status
review report and other materials
relating to this proposal can be found on
the Alaska Region Web site at: https://
alaskafisheries.noaa.gov/.
FOR FURTHER INFORMATION CONTACT:
Tamara Olson, NMFS Alaska Region,
(907) 271–5006; Kaja Brix, NMFS
Alaska Region, (907) 586–7235; or Marta
Nammack, Office of Protected
Resources, Silver Spring, MD,
(301) 713–1401.
SUPPLEMENTARY INFORMATION: On March
28, 2008, we initiated status reviews of
bearded, ringed (Phoca hispida), and
spotted seals (Phoca largha) under the
ESA (73 FR 16617). On May 28, 2008,
we received a petition from the Center
for Biological Diversity to list these
three species of seals as threatened or
endangered under the ESA, primarily
due to concerns about threats to their
habitat from climate warming and loss
of sea ice. The Petitioner also requested
that critical habitat be designated for
DATES:
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these species concurrent with listing
under the ESA. Section 4(b)(3)(B) of the
ESA of 1973, as amended (16 U.S.C.
1531 et seq.) requires that when a
petition to revise the List of Endangered
and Threatened Wildlife and Plants is
found to present substantial scientific
and commercial information, we make a
finding on whether the petitioned action
is (a) Not warranted, (b) warranted, or
(c) warranted but precluded from
immediate proposal by other pending
proposals of higher priority. This
finding is to be made within 1 year of
the date the petition was received, and
the finding is to be published promptly
in the Federal Register.
After reviewing the petition, the
literature cited in the petition, and other
literature and information available in
our files, we found (73 FR 51615;
September 4, 2008) that the petition met
the requirements of the regulations
under 50 CFR 424.14(b)(2), and we
determined that the petition presented
substantial information indicating that
the petitioned action may be warranted.
Accordingly, we proceeded with the
status reviews of bearded, ringed, and
spotted seals and solicited information
pertaining to them.
On September 8, 2009, the Center for
Biological Diversity filed a lawsuit in
the U.S. District Court for the District of
Columbia alleging that we failed to
make the requisite 12-month finding on
its petition to list the three seal species.
Subsequently, the Court entered a
consent decree under which we agreed
to finalize the status review of the
bearded seal (and the ringed seal) and
submit this 12-month finding to the
Office of the Federal Register by
December 3, 2010. Our 12-month
petition finding for ringed seals is
published as a separate notice
concurrently with this finding. Spotted
seals were also addressed in a separate
Federal Register notice (75 FR 65239;
October 22, 2010; see also, 74 FR 53683,
October 20, 2009).
The status review report of the
bearded seal is a compilation of the best
scientific and commercial data available
concerning the status of the species,
including the past, present, and future
threats to this species. The Biological
Review Team (BRT) that prepared this
report was composed of eight marine
mammal biologists, a fishery biologist, a
marine chemist, and a climate scientist
from NMFS’ Alaska and Northeast
Fisheries Science Centers, NOAA’s
Pacific Marine Environmental Lab, and
the U.S. Fish and Wildlife Service
(USFWS). The status review report
underwent independent peer review by
five scientists with expertise in bearded
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seal biology, Arctic sea ice, climate
change, and ocean acidification.
ESA Statutory, Regulatory, and Policy
Provisions
There are two key tasks associated
with conducting an ESA status review.
The first is to delineate the taxonomic
group under consideration; and the
second is to conduct an extinction risk
assessment to determine whether the
petitioned species is threatened or
endangered.
To be considered for listing under the
ESA, a group of organisms must
constitute a ‘‘species,’’ which section
3(16) of the ESA defines as ‘‘any
subspecies of fish or wildlife or plants,
and any distinct population segment of
any species of vertebrate fish or wildlife
which interbreeds when mature.’’ The
term ‘‘distinct population segment’’
(DPS) is not commonly used in
scientific discourse, so the USFWS and
NMFS developed the ‘‘Policy Regarding
the Recognition of Distinct Vertebrate
Population Segments Under the
Endangered Species Act’’ to provide a
consistent interpretation of this term for
the purposes of listing, delisting, and
reclassifying vertebrates under the ESA
(61 FR 4722; February 7, 1996). We
describe and use this policy below to
guide our determination of whether any
population segments of this species
meet the DPS criteria of the DPS policy.
The ESA defines the term
‘‘endangered species’’ as ‘‘any species
which is in danger of extinction
throughout all or a significant portion of
its range.’’ The term ‘‘threatened species’’
is defined as ‘‘any species which is
likely to become endangered within the
foreseeable future throughout all or a
significant portion of its range.’’ The
foreseeability of a species’ future status
is case specific and depends upon both
the foreseeability of threats to the
species and foreseeability of the species’
response to those threats. When a
species is exposed to a variety of threats,
each threat may be foreseeable in a
different timeframe. For example,
threats stemming from well-established,
observed trends in a global physical
process may be foreseeable on a much
longer time horizon than a threat
stemming from a potential, though
unpredictable, episodic process such as
an outbreak of disease that may never
have been observed to occur in the
species.
In the 2008 status review of the ribbon
seal (Boveng et al., 2008; see also 73 FR
79822, December 30, 2008), NMFS
scientists used the same climate
projections used in our risk assessment
here, but terminated the analysis of
threats to ribbon seals at 2050. One
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reason for that approach was the
difficulty of incorporating the increased
divergence and uncertainty in climate
scenarios beyond that time. Other
reasons included the lack of data for
threats other than those related to
climate change beyond 2050, and the
fact that the uncertainty embedded in
the assessment of the ribbon seal’s
response to threats increased as the
analysis extended farther into the
future.
Since that time, NMFS scientists have
revised their analytical approach to the
foreseeability of threats and responses to
those threats, adopting a more threatspecific approach based on the best
scientific and commercial data available
for each respective threat. For example,
because the climate projections in the
Intergovernmental Panel on Climate
Change’s (IPCC’s) Fourth Assessment
Report extend through the end of the
century (and we note the IPCC’s Fifth
Assessment Report, due in 2014, will
extend even farther into the future), we
used those models to assess impacts
from climate change through the end of
the century. We continue to recognize
that the farther into the future the
analysis extends, the greater the
inherent uncertainty, and we
incorporated that limitation into our
assessment of the threats and the
species’ response. For other threats,
where the best scientific and
commercial data does not extend as far
into the future, such as for occurrences
and projections of disease or parasitic
outbreaks, we limited our analysis to the
extent of such data. We believe this
approach creates a more robust analysis
of the best scientific and commercial
data available.
Species Information
A thorough review of the taxonomy,
life history, and ecology of the bearded
seal is presented in the status review
report (Cameron et al., 2010; available at
https://alaskafisheries.noaa.gov/). The
bearded seal is the largest of the
northern ice-associated seals, with
typical adult body sizes of 2.1–2.4 m in
length and weight up to 360 kg. Bearded
seals have several distinctive physical
features including a wide girth; a small
head in proportion to body size; long
whiskers; and square-shaped fore
flippers. The life span of bearded seals
is about 20–25 years.
Bearded seals have a circumpolar
distribution south of 85° N. latitude,
extending south into the southern
Bering Sea in the Pacific and into
Hudson Bay and southern Labrador in
the Atlantic. Bearded seals also occur in
the Sea of Okhotsk south to the northern
Sea of Japan (Figure 1). Two subspecies
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of bearded seals are widely recognized:
Erignathus barbatus nauticus inhabiting
the Pacific sector, and Erignathus
barbatus barbatus often described as
inhabiting the Atlantic sector (Rice,
1998). The geographic distributions of
these subspecies are not separated by
conspicuous gaps. There are regions of
intergrading generally described as
somewhere along the northern Russian
and central Canadian coasts (Burns,
1981; Rice, 1998).
Although the validity of the division
into subspecies has been questioned
(Kosygin and Potelov, 1971), the BRT
concluded, and we concur, that the
evidence discussed in the status review
report for retaining the two subspecies
is stronger than any evidence for
combining them. The BRT defined
geographic boundaries for the divisions
between the two subspecies, subject to
the strong caveat that distinct
boundaries do not appear to exist in the
actual populations; and therefore, there
is considerable uncertainty about the
best locations for the boundaries. The
BRT defined 112° W. longitude (i.e., the
midpoint between the Beaufort Sea and
Pelly Bay) as the North American
delineation between the two subspecies
(Figure 1). Following Heptner et al.
(1976), who suggested an east-west
dividing line at Novosibirskiye, the BRT
defined 145° E. longitude as the
Eurasian delineation between the two
subspecies in the Arctic (Figure 1).
Seasonal Distribution, Habitat Use, and
Movements
Bearded seals primarily feed on
benthic organisms that are more
numerous in shallow water where light
can reach the sea floor. As such, the
bearded seal’s effective range is
generally restricted to areas where
seasonal sea ice occurs over relatively
shallow waters, typically less than
200 m in depth (see additional
discussion below).
Bearded seals are closely associated
with sea ice, particularly during the
critical life history periods related to
reproduction and molting, and they can
be found in a broad range of different
ice types. Sea ice provides the bearded
seal and its young some protection from
predators during the critical life history
periods of whelping and nursing. It also
allows molting bearded seals a dry
platform to raise skin temperature and
facilitate epidermal growth, and is
important throughout the year as a
platform for resting and perhaps
thermoregulation. Of the ice-associated
seals in the Arctic, bearded seals seem
to be the least particular about the type
and quality of ice on which they are
observed. Bearded seals generally prefer
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ice habitat that is in constant motion
and produces natural openings and
areas of open water, such as leads,
fractures, and polynyas for breathing,
hauling out on the ice, and access to
water for foraging. They usually avoid
areas of continuous, thick, shorefast ice
and are rarely seen in the vicinity of
unbroken, heavy, drifting ice or large
areas of multi-year ice. Although
bearded seals prefer sea ice with natural
access to the water, observations
indicate that bearded seals are able to
make breathing holes in thinner ice.
Being so closely associated with sea
ice, particularly pack ice, the seasonal
movements and distribution of bearded
seals are linked to seasonal changes in
ice conditions. To remain associated
with their preferred ice habitat, bearded
seals generally move north in late-spring
and summer as the ice melts and
retreats, and then move south in the fall
as sea ice forms.
The region that includes the Bering
and Chukchi Seas is the largest area of
continuous habitat for bearded seals.
The Bering-Chukchi Platform is a
shallow intercontinental shelf that
encompasses about half of the Bering
Sea, spans the Bering Strait, and covers
nearly all of the Chukchi Sea. Bearded
seals can reach the bottom everywhere
along the shallow shelf, and so it
provides them favorable foraging
habitat. The Bering and Chukchi Seas
are generally covered by sea ice in late
winter and spring, and are mostly ice
free in late summer and fall. As the ice
retreats in the spring most adult bearded
seals in the Bering Sea are thought to
move north through the Bering Strait,
where they spend the summer and early
fall at the southern edge of the Chukchi
and Beaufort Sea pack ice and at the
wide, fragmented margin of multi-year
ice. A smaller number of bearded seals,
mostly juveniles, remain near the coasts
of the Bering and Chukchi Seas for the
summer and early fall. As the ice forms
again in the fall and winter, most seals
move south with the advancing ice edge
through Bering Strait and into the
Bering Sea where they spend the winter.
There are fewer accounts of the
seasonal movements of bearded seals in
other areas. Compared to the dramatic
long range seasonal movements of
bearded seals in the Chukchi and Bering
Seas, bearded seals are considered to be
relatively sedentary over much of the
rest of their range, undertaking more
local movements in response to ice
conditions. These differences may
simply be the result of the general
persistence of ice over shallow waters in
the High Arctic. In the Sea of Okhotsk,
bearded seals remain in broken ice as
the sea ice expands and retreats,
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inhabiting the southern pack ice edge
beyond the fast ice in winter and
moving north toward shore in spring
and summer. In the White, Barents, and
Kara Seas, bearded seals also conduct
seasonal migrations following the ice
edge, as may bearded seals in Baffin
Bay. Excluded by shorefast ice from
much of the Canadian Arctic
Archipelago during winter, bearded
seals are scattered throughout many of
the inlets and fjords of this region from
July to October, though at least in some
years, a portion of the population is
known to overwinter in a few isolated
open water areas north of Baffin Bay.
Throughout most of their range, adult
bearded seals are seldom found on land.
However, some adults in the Sea of
Okhotsk, and more rarely in a few other
regions, use haul-out sites ashore in late
summer and early autumn until ice floes
begin to appear at the coast. This is most
common in the western Sea of Okhotsk
and along the coasts of western
Kamchatka where bearded seals form
numerous shore rookeries that can have
tens to hundreds of individuals each.
Reproduction
In general, female and male bearded
seals attain sexual maturity around ages
5–6 and 6–7, respectively. Adult female
bearded seals ovulate after lactation,
and are presumably then receptive to
males. Mating is believed to usually take
place at the surface of the water, but it
is unknown if it also occurs underwater
or on land or ice, as observed in some
other phocids. The social dynamics of
mating in bearded seals are not well
known; however, theories regarding
their mating system have centered
around serial monogamy and
promiscuity, and on the nature of
competition among breeding males to
attract and gain access to females.
Bearded seals vocalize during the
breeding season, with a peak in calling
during and after pup rearing. Male
vocalizations are believed to advertise
mate quality to females, signal
competing males of a claim on a female,
or proclaim a territory.
During the winter and spring, as sea
ice begins to break up, perinatal females
find broken pack ice over shallow areas
on which to whelp, nurse young, and
molt. A suitable ice platform is likely a
prerequisite to whelping, nursing, and
rearing young (Heptner et al., 1976;
Burns, 1981; Reeves et al., 1992;
Lydersen and Kovacs, 1999; Kovacs,
2002). Because bearded seals whelp on
ice, populations have likely adapted
their phenology to the ice regimes of the
regions that they inhabit. Wide-ranging
observations of pups generally indicate
whelping occurs from March to May
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with a peak in April, but there are
considerable geographical differences in
reported timing, which may reflect real
variation, but that may also result from
inconsistent sighting efforts across years
and locations. Details on the spatial
distribution of whelping can be found in
section 2.5.1 of the status review report.
Females bear a single pup that
averages 33.6 kg in mass and 131.3 cm
in length. Pups begin shedding their
natal (lanugo) coats in utero, and they
are born with a layer of subcutaneous
fat. These characteristics are thought to
be adaptations to entering the water
soon after birth as a means of avoiding
predation.
Females with pups are generally
solitary, tending not to aggregate. Pups
enter the water immediately after or
within hours of birth. Pups nurse on the
ice, and by the time they are a few days
old they spend half their time in the
water. Recent studies using recorders
and telemetry on pups have reported a
lactation period of about 24 days, a
transition to diving and more efficient
swimming, mother-guided movements
of greater than 10 km, and foraging
while still under maternal care.
Detailed studies on bearded seal
mothers show they forage extensively,
diving shallowly (less than 10 m), and
spending only about 10 percent of their
time hauled out with pups and the
remainder nearby at the surface or
diving. Despite the relative
independence of mothers and pups,
their bond is described as strong, with
females being unusually tolerant of
threats in order to remain or reunite
with pups. A mixture of crustaceans and
milk in the stomachs of pups indicates
that independent foraging occurs prior
to weaning, at least in some areas.
Molting
Adult and juvenile bearded seals molt
annually, a process that in mature
phocid seals typically begins shortly
after mating. Bearded seals haul out of
the water more frequently during
molting, a behavior that facilitates
higher skin temperatures and may
accelerate shedding and regrowth of
hair and epidermis. Though not studied
in bearded seals, molting has been
described as diffuse, with individuals
potentially shedding hair throughout
the year but with a pulse in the spring
and summer. This is reflected in the
wide range of estimates for the timing of
molting, though these estimates are also
based on irregular observations.
The need for a platform on which to
haul out and molt from late spring to
mid-summer, when sea ice is rapidly
melting and retreating, may necessitate
movement for bearded seals between
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habitats for breeding and molting. In the
Sea of Okhotsk, the spatial distribution
of bearded seals is similar between
whelping and molting seasons so only
short movements occur. In contrast,
bearded seals that whelp and mate in
the Bering Sea migrate long distances to
summering grounds at the ice edge in
the Chukchi Sea, a period of movement
that coincides with the observed timing
of molting. Similar migrations prior to
and during the molting period have
been presumed for bearded seals in the
White and southeastern Barents Seas to
more easterly and northern areas of the
Barents Sea, where ice persists through
the summer. Also during the interval
between breeding and molting, passive
movements on ice over large distances
have been postulated between the White
and Barents Seas, and from there further
east to the Kara Sea. A post-breeding
migration of bearded seals to molting
grounds has also been postulated to
occur from the southern Laptev Sea
westward into the eastern Kara Sea. In
some locations where bearded seals use
terrestrial haul-out sites seasonally, the
molting period overlaps with this use.
However, the molting phenology of
bearded seals on shore is unknown.
Food Habits
Bearded seals are considered to be
foraging generalists because they have a
diverse diet with a large variety of prey
items throughout their circumpolar
range. Bearded seals feed primarily on
a variety of invertebrates and some
fishes found on or near the sea bottom.
They are also able to switch their diet
to include schooling pelagic fishes
when advantageous. The bulk of the diet
appears to consist of relatively few prey
types, primarily bivalve mollusks and
crustaceans like crabs and shrimps.
However, fishes like sculpins, Arctic
cod (Boreogadus saida), polar cod
(Arctogadus glacialis), or saffron cod
(Eleginus gracilis) can also be a
significant component. There is
conflicting evidence regarding the
importance of fish in the bearded seal
diet throughout its range. Several
studies have found high frequencies of
fishes in the diet, but it is not known
whether major consumption of fish is
related to the availability of prey
resources or the preferential selection of
prey. Seasonal changes in diet
composition have been observed
throughout the year. For example, clams
and fishes have been reported as more
important in spring and summer months
than in fall and winter.
Species Delineation
The BRT reviewed the best scientific
and commercial data available on the
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bearded seal’s taxonomy and concluded
that there are two widely recognized
subspecies of bearded seals: Erignathus
barbatus barbatus, often described as
inhabiting the Atlantic sector of the
seal’s range; and Erignathus barbatus
nauticus, inhabiting the Pacific sector of
the range. Distribution maps published
by Burns (1981) and Kovacs (2002)
provide the known northern and
southern extents of the distribution. As
discussed above, the BRT defined
geographic boundaries for the divisions
between the two subspecies (Figure 1),
subject to the strong caveat that distinct
boundaries do not appear to exist in the
actual populations. Our DPS analysis
follows.
Under our DPS policy (61 FR 4722;
February 7, 1996) two elements are
considered when evaluating whether a
population segment qualifies as a DPS
under the ESA: (1) The discreteness of
the population segment in relation to
the remainder of the species or
subspecies to which it belongs; and (2)
the significance of the population
segment to the species or subspecies to
which it belongs.
A population segment of a vertebrate
species may be considered discrete if it
satisfies either one of the following
conditions: (1) It is markedly separated
from other populations of the same
taxon as a consequence of physical,
physiological, ecological, or behavioral
factors. Quantitative measures of genetic
or morphological discontinuity may
provide evidence of this separation; or
(2) it is delimited by international
governmental boundaries within which
differences in control of exploitation,
management of habitat, conservation
status, or regulatory mechanisms exist
that are significant in light of section
4(a)(1)(D) of the ESA.
If a population segment is considered
to be discrete under one or both of the
above conditions, its biological and
ecological significance to the taxon to
which it belongs is evaluated in light of
the ESA’s legislative history indicating
that the authority to list DPSs be used
‘‘sparingly,’’ while encouraging the
conservation of genetic diversity (see
Senate Report 151, 96th Congress, 1st
Session). This consideration may
include, but is not limited to, the
following: (1) Persistence of the discrete
population segment in an ecological
setting unusual or unique for the taxon;
(2) evidence that loss of the discrete
population segment would result in a
significant gap in the range of the taxon;
(3) evidence that the discrete population
segment represents the only surviving
natural occurrence of a taxon that may
be more abundant elsewhere as an
introduced population outside its
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historic range; or (4) evidence that the
discrete population segment differs
markedly from other populations of the
species in its genetic characteristics.
If a population segment is discrete
and significant (i.e., it is a DPS) its
evaluation for endangered or threatened
status will be based on the ESA’s
definitions of those terms and a review
of the factors enumerated in section
4(a)(1).
Evaluation of Discreteness
The range of the bearded seal occurs
in cold, seasonally or annually icecovered Arctic and subarctic waters,
without persistent intrusions of warm
water or other conditions that would
pose potential physiological barriers.
Furthermore, the seasonal timings of
reproduction and molting vary little
throughout the bearded seal’s
distribution, suggesting that there are no
obvious ecological separation factors.
The underwater vocalizations of
males during the breeding season
recorded in Alaskan, Canadian, and
Norwegian waters are often more similar
between adjacent geographical regions
than between more distant sites,
suggesting that bearded seals may have
strong fidelity to specific breeding sites.
However, these observed differences in
vocalizations may be due to other
factors such as ecological influences or
sexual selection, and not to distance or
geographic barriers. Bearded seals are
known to make seasonal movements of
greater than 1,000 km, and so only very
large geographical barriers would have
the potential by themselves to maintain
discreteness between breeding
concentrations. As primarily benthic
feeders, bearded seals may be
constrained to relatively shallow waters
and so expanses of deep water may also
pose barriers to movement.
Erignathus barbatus nauticus: Given
the bearded seal’s circumpolar
distribution and their ability to travel
long distances, it is difficult to imagine
that land masses pose a significant
barrier to the movement of this
subspecies, with one exception: The
great southerly extent of the Kamchatka
Peninsula. The seasonal ice does not
extend south to the tip of that
peninsula, and the continental shelf is
very narrow along its eastern Bering Sea
coast. The seals’ affinity for ice and
shallow waters may help to confine
bearded seals to their respective sea
basins in the Bering and Okhotsk Seas.
Heptner et al. (1976) and Krylov et al.
(1964) described a typical annual
pattern of bearded seals in the Sea of
Okhotsk to be one of staying near the ice
edge when ice is present, and then
moving north and closer to shore as the
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ice recedes in summer. Unlike other
researchers describing tendencies of the
species as a whole, Krylov et al. (1964)
described the bearded seal as more or
less sedentary, based primarily on
observations of seals in the Sea of
Okhotsk. Indeed, published maps
indicate that the southeastern coast of
the Kamchatka Peninsula is the only
location where the distribution of the
bearded seal is not contiguous (Burns,
1981; Kovacs, 2002; Blix, 2005), and
there are no known records of bearded
seals moving between the Sea of
Okhotsk and Bering Sea.
Kosygin and Potelov (1971)
conducted a study of craniometric and
morphological differences between
bearded seals in the White, Barents, and
Kara Seas, and bearded seals in the
Bering Sea and Sea of Okhotsk. They
reported differences in measurements
between the three regions, although they
suggested that the differences were not
significant enough to justify dividing
the population into subspecies.
Fedoseev (1973, 2000) also suggested
that differences in the numbers of lip
vibrissae as well as length and weight
indicate population structure between
the Bering and Okhotsk Seas. Thus,
under the first factor for determining
discreteness, the BRT concluded, and
we concur, that the available evidence
indicates the discreteness of two
population segments: (1) The Sea of
Okhotsk, and (2) the remainder of the
range of E. b. nauticus, hereafter
referred to as the Beringia population
segment. Considerations of crossboundary management do not outweigh
or contradict the division proposed
above based on biological grounds. In
all countries in the range of the Beringia
segment (Russia, United States, and
Canada) annual harvest rates are
considered small relative to the local
populations and harvest is assumed to
have little impact on abundance. In
addition, if the Kamchatka Peninsula
serves as a geographic barrier, the entire
population of bearded seals in the Sea
of Okhotsk may lie entirely within
Russian jurisdiction.
Erignathus barbatus barbatus: The
Greenland and Norwegian Seas, which
separate northern Europe and Russia
from Greenland, form a very deep basin
that could potentially act as a type of
physical barrier to a primarily benthic
feeder. Risch et al. (2007) described
distinct differences in male
vocalizations at breeding sites in
Svalbard and Canada; however, they
also suggested that ecological influences
or sexual selection, and not a
geographical feature restricting gene
flow, could be the cause of these
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differences. Gjertz et al. (2000)
described at least one pup known to
travel from Svalbard nearly to the
Greenland coast across Fram Strait, and
Davis et al. (2008) failed to find a
significant difference between
populations on either side of the
Greenland Sea. Both of these studies
suggest that the expanse of deep water
is apparently not a geographic barrier to
bearded seals. However, it should be
noted that not all of the DNA samples
used in the study by Davis et al. (2008)
were collected during the time of
breeding, and so might not reflect the
potential for additional genetic
discreteness if discrete breeding groups
disperse and mix during the nonbreeding period. When considered
altogether, the BRT concluded, and we
concur, that subdividing E. b. barbatus
into two or more DPSs is not warranted
because the best scientific and
commercial data available does not
indicate that the populations are
discrete.
The core range of the bearded seal
includes the waters of five countries
(Russia, United States, Canada,
Greenland, and Norway) with
management regimes sufficiently similar
that considerations of cross-boundary
management and regulatory
mechanisms do not support a positive
discreteness determination. In addition,
in all countries in the range of E. b.
barbatus, annual harvest rates are
considered small relative to the local
populations and harvest is assumed to
have little impact on abundance. Since
we conclude that the E. b. barbatus
populations are not discrete, we do not
address whether they would be
considered significant.
Evaluation of Significance
Having concluded that E. b. nauticus
is composed of two discrete segments,
here we review information that the
BRT found informative for evaluating
the biological and ecological
significance of these segments.
Throughout most of their range, adult
bearded seals are rarely found on land
(Kovacs, 2002). However, some adults in
the Sea of Okhotsk, and more rarely in
Hudson Bay (COSEWIC, 2007), the
White, Laptev, Bering, Chukchi, and
Beaufort Seas (Heptner et al., 1976;
Burns, 1981; Nelson, 1981; Smith,
1981), and Svalbard (Kovacs and
Lydersen, 2008) use haul-out sites
ashore in late summer and early
autumn. In these locations, sea ice
either melts completely or recedes
beyond the limits of shallow waters
where seals are able to feed (Burns and
Frost, 1979; Burns, 1981). By far the
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largest and most numerous and
predictable of these terrestrial haul-out
sites are in the Sea of Okhotsk, where
they are distributed continuously
throughout the bearded seal range, and
may comprise tens to more than a
thousand individuals (Scheffer, 1958;
Tikhomorov, 1961; Krylov et al., 1964;
Chugunkov, 1970; Tavrovskii, 1971;
Heptner et al., 1976; Burns, 1981).
Indeed, the Sea of Okhotsk is the only
portion of the range of E. b. nauticus
reported to have any such aggregation of
adult haul-out sites (Fay, 1974; Burns
and Frost, 1979; Burns, 1981; Nelson,
1981). Although it is not clear for how
long bearded seals have exhibited this
haul-out behavior, its commonness is
unique to the Sea of Okhotsk, possibly
reflecting responses or adaptations to
changing conditions at the range
extremes. This difference in haul-out
behavior may also provide insights
about the resilience of the species to the
effects of climate warming in other
regions.
The Sea of Okhotsk covers a vast area
and is home to many thousands of
bearded seals. Similarly, the range of the
Beringia population segment includes a
vast area that provides habitat for many
thousands of bearded seals. Loss of
either segment of the subspecies’ range
would result in a substantially large gap
in the overall range of the subspecies.
The existence of bearded seals in the
unusual or unique ecological setting
found in the Sea of Okhotsk, as well as
the fact that loss of either the Okhotsk
or Beringia segment would result in a
significant gap in the range of the taxon,
support our conclusion that the Beringia
and Okhotsk population segments of E.
b. nauticus are each significant to the
subspecies as a whole.
DPS Conclusions
In summary, the Beringia and
Okhotsk population segments of E. b.
nauticus are discrete because they are
markedly separated from other
populations of the same taxon as a
consequence of physical, physiological,
ecological, and behavioral factors. They
are significant because the loss of either
of the two DPSs would result in a
significant gap in the range of the taxon,
and the Okhotsk DPS exists in an
ecological setting that is unusual or
unique for the taxon. We therefore
conclude that these two population
segments meet both the discreteness and
significance criteria of the DPS policy.
We consider these two population
segments to be DPSs (the Beringia DPS
and the Okhotsk DPS) (Figure 1).
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Abundance and Trends
No accurate worldwide abundance
estimates exist for bearded seals. Several
factors make it difficult to accurately
assess the bearded seal’s abundance and
trends. The remoteness and dynamic
nature of their sea ice habitat, time
spent below the surface and their broad
distribution and seasonal movements
make surveying bearded seals expensive
and logistically challenging.
Additionally, the species’ range crosses
political boundaries, and there has been
limited international cooperation to
conduct range-wide surveys. Details of
survey methods and data are often
limited or have not been published,
making it difficult to judge the
reliability of the reported numbers.
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Logistical challenges also make it
difficult to collect the necessary
behavioral data to make proper
adjustments to seal counts. Until very
recently, no suitable behavioral data
have been available to correct for the
proportion of seals in the water at the
time of surveys. Research is just
beginning to address these limitations,
and so current and accurate abundance
estimates are not yet available. We make
estimates based on the best scientific
and commercial data available,
combining recent and historical data.
Beringia DPS
Data analyzed from aerial surveys
conducted in April and May 2007
produced an abundance estimate of
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63,200 bearded seals in an area of
81,600 sq km in the eastern Bering Sea
(Ver Hoef et al., 2010). This is a partial
estimate for bearded seals in the U.S.
waters of the Bering Sea because the
survey area did not include some
known bearded seal habitat in the
eastern Bering Sea and north of St.
Lawrence Island. The estimate is similar
in magnitude to the western Bering Sea
estimates reported by Fedoseev (2000)
from surveys in 1974–1987, which
ranged from 57,000 to 87,000. The BRT
considers the current total Bering Sea
bearded seal population to be about
double the partial estimate reported by
Ver Hoef et al. (2010) for U.S. waters, or
approximately 125,000 individuals.
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Aerial surveys flown along the coast
from Shishmaref to Barrow during May–
June 1999 and 2000 provided average
annual bearded seal density estimates.
A crude abundance estimate based on
these densities, and without any
correction for seals in the water, is
13,600 bearded seals. These surveys
covered only a portion (U.S. coastal) of
the Chukchi Sea. Assuming that the
waters along the Chukchi Peninsula on
the Russian side of the Chukchi Sea
contain similar numbers of bearded
seals, the combined total would be
about 27,000 individuals.
Aerial surveys of the eastern Beaufort
Sea conducted in June during 1974–
1979, provided estimates that averaged
2,100 bearded seals, uncorrected for
seals in the water. The ice-covered
continental shelf of the western Beaufort
Sea is roughly half the area surveyed,
suggesting a crude estimate for the
entire Beaufort Sea in June of about
3,150, uncorrected for seals in the water.
For such a large area in which the
subsistence use of bearded seals is
important to Alaska Native and
Inuvialuit communities, this number is
likely to be a substantial underestimate.
A possible explanation is that many of
the subsistence harvests of bearded seals
in this region may occur after a rapid
seasonal influx of seals from the Bering
and Chukchi Seas in the early summer,
later than the period in which the
surveys were flown.
In the East Siberian Sea, Obukhov
(1974) described bearded seals as rare,
but present during July–September,
based on year-round observations
(1959–1965) of a region extending about
350 km east from the mouth of the
Kolyma River. Typically, one bearded
seal was seen during 200–250 km of
travel. Geller (1957) described the zone
between the Kola Peninsula and
Chukotka as comparatively poor in
marine mammals relative to the more
western and eastern portions of the
northern Russian coasts. We are not
aware of any other information about
bearded seal abundance in the East
Siberian Sea.
Although the present population size
of the Beringia DPS is very uncertain,
based on these reported abundance
estimates, the current population size is
estimated at 155,000 individuals.
Okhotsk DPS
Fedoseev (2000) presented multiple
years of unpublished seal survey data
from 1968 to 1990; however, specific
methodologies were not provided for
any of the surveys or analyses. Most of
these surveys were designed primarily
for ringed and ribbon seals, as they were
more abundant and of higher
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commercial value. Recognizing the
sparse documentation of the survey
methods and data, as well as the 20
years or more that have elapsed since
the last survey, the BRT recommends
considering the 1990 estimate of 95,000
individuals to be the current estimated
population size of the Okhotsk DPS.
Erignathus barbatus barbatus
Cleator (1996) suggested that a
minimum of 190,000 bearded seals
inhabit Canadian waters based on
summing the different available indices
for bearded seal abundance. The BRT
recommends considering the current
bearded seal population in Hudson Bay,
the Canadian Archipelago, and western
Baffin Bay to be 188,000 individuals.
This value was chosen based on the
estimate for Canadian waters of 190,000,
minus 2,000 to account for the average
number estimated to occur in the
Canadian portion of the Beaufort Sea
(which is part of the E. b. nauticus
subspecies). There are few estimates of
abundance available for other parts of
the range of E. b. barbatus, and there is
sparse documentation of the methods
used to produce these estimates.
Consequently, the BRT considered all
regional estimates for E. b. barbatus to
be unreliable, except for those in
Canadian waters. The population size of
E. b. barbatus is therefore very
uncertain, but NMFS experts estimate it
to be 188,000 individuals.
Summary of Factors Affecting the
Bearded Seal
Section 4(a)(1) of the ESA and the
listing regulations (50 CFR part 424) set
forth procedures for listing species. We
must determine, through the regulatory
process, if a species is endangered or
threatened because of any one or a
combination of the following factors: (1)
The present or threatened destruction,
modification, or curtailment of its
habitat or range; (2) overutilization for
commercial, recreational, scientific, or
educational purposes; (3) disease or
predation; (4) inadequacy of existing
regulatory mechanisms; or (5) other
natural or human-made factors affecting
its continued existence. These factors
are discussed below, with the Beringia
DPS, the Okhotsk DPS, and E. b.
barbatus considered under each factor.
The reader is also directed to section 4.2
of the status review report for a more
detailed discussion of the factors
affecting bearded seals (see ADDRESSES).
As discussed above, data on bearded
seal abundance and trends of most
populations are unavailable or
imprecise, and there is little basis for
quantitatively linking projected
environmental conditions or other
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factors to bearded seal survival or
reproduction. Our risk assessment
therefore primarily evaluated important
habitat features and was based upon the
best available scientific and commercial
data and the expert opinion of the BRT
members.
A. Present or Threatened Destruction,
Modification, or Curtailment of the
Species’ Habitat or Range
The main concern about the
conservation status of bearded seals
stems from the likelihood that their sea
ice habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future. A
second concern, related by the common
driver of carbon dioxide (CO2)
emissions, is the modification of habitat
by ocean acidification, which may alter
prey populations and other important
aspects of the marine ecosystem. A
reliable assessment of the future
conservation status of bearded seals
therefore requires a focus on observed
and projected changes in sea ice, ocean
temperature, ocean pH (acidity), and
associated changes in bearded seal prey
species.
The threats (analyzed below)
associated with impacts of the warming
climate on the habitat of bearded seals,
to the extent that they may pose risks to
these seals, are expected to manifest
throughout the current breeding and
molting range (for sea ice related
threats) or throughout the entire range
(for ocean warming and acidification) of
each of the population units, since the
spatial resolution of data pertaining to
these threats is currently limited.
Overview of Global Climate Change and
Effects on the Annual Formation of the
Bearded Seal’s Sea Ice Habitat
Sea ice in the Northern Hemisphere
can be divided into first-year sea ice that
formed in the most recent autumnwinter period, and multi-year sea ice
that has survived at least one summer
melt season. The Arctic Ocean is
covered by a mix of multi-year sea ice.
More southerly regions, such as the
Bering Sea, Barents Sea, Baffin Bay,
Hudson Bay, and the Sea of Okhotsk are
known as seasonal ice zones, where first
year sea ice is renewed every winter.
Both the observed and the projected
effects of a warming global climate are
most extreme in northern high-latitude
regions, in large part due to the icealbedo feedback mechanism in which
melting of snow and sea ice lowers
reflectivity and thereby further increases
surface warming by absorption of solar
radiation.
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Sea ice extent at the end of summer
(September) 2007 in the Arctic Ocean
was a record low (4.3 million sq km),
nearly 40 percent below the long-term
average and 23 percent below the
previous record set in 2005 (5.6 million
sq km) (Stroeve et al., 2008). Sea ice
extent in September 2010 was the third
lowest in the satellite record for the
month, behind 2007 and 2008 (second
lowest). Most of the loss of sea ice was
on the Pacific side of the Arctic. Of even
greater long-term significance was the
loss of over 40 percent of Arctic multiyear sea ice over the last 5 years (Kwok
et al., 2009). While the annual minimum
of sea ice extent is often taken as an
index of the state of Arctic sea ice, the
recent reductions of the area of multiyear sea ice and the reduction of sea ice
thickness is of greater physical
importance. It would take many years to
restore the ice thickness through annual
growth, and the loss of multi-year sea
ice makes it unlikely that the Arctic will
return to previous climatological
conditions. Continued loss of sea ice
will be a major driver of changes across
the Arctic over the next decades,
especially in late summer and autumn.
Sea ice and other climatic conditions
that influence bearded seal habitats are
quite different between the Arctic and
seasonal ice zones. In the Arctic, sea ice
loss is a summer feature with a delay in
freeze up occurring into the following
fall. Sea ice persists in the Arctic from
late fall through mid-summer due to
cold and dark winter conditions. Sea ice
variability is primarily determined by
radiation and melting processes during
the summer season. In contrast, the
seasonal ice zones are free of sea ice
during summer. The variability in
extent, thickness, and other sea ice
characteristics important to marine
mammals is determined primarily by
changes in the number, intensity, and
track of winter and spring storms in the
sub-Arctic. Although there are
connections between sea ice conditions
in the Arctic and the seasonal ice zones,
the early loss of summer sea ice in the
Arctic cannot be extrapolated to the
seasonal ice zones, which are behaving
differently than the Arctic. For example,
the Bering Sea has had 4 years of colder
than normal winter and spring
conditions from 2007 to 2010, with near
record sea ice extents, rivaling the sea
ice maximum in the mid-1970s, despite
record retreats in summer.
IPCC Model Projections
The analysis and synthesis of
information presented by the IPCC in its
Fourth Assessment Report (AR4)
represents the scientific consensus view
on the causes and future of climate
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change. The IPCC AR4 used a range of
future greenhouse gas (GHG) emissions
produced under six ‘‘marker’’ scenarios
from the Special Report on Emissions
Scenarios (SRES) (IPCC, 2000) to project
plausible outcomes under clearly-stated
assumptions about socio-economic
factors that will influence the emissions.
Conditional on each scenario, the best
estimate and likely range of emissions
were projected through the end of the
21st century. It is important to note that
the SRES scenarios do not contain
explicit assumptions about
implementation of agreements or
protocols on emission limits beyond
current mitigation policies and related
sustainable development practices.
Conditions such as surface air
temperature and sea ice area are linked
in the IPCC climate models to GHG
emissions by the physics of radiation
processes. When CO2 is added to the
atmosphere, it has a long residence time
and is only slowly removed by ocean
absorption and other processes. Based
on IPCC AR4 climate models, expected
global warming—defined as the change
in global mean surface air temperature
(SAT)—by the year 2100 depends
strongly on the assumed emissions of
CO2 and other GHGs. By contrast,
warming out to about 2040–2050 will be
primarily due to emissions that have
already occurred and those that will
occur over the next decade. Thus,
conditions projected to mid-century are
less sensitive to assumed future
emission scenarios. Uncertainty in the
amount of warming out to mid-century
is primarily a function of model-tomodel differences in the way that the
physical processes are incorporated, and
this uncertainty can be addressed in
predicting ecological responses by
incorporating the range in projections
from different models.
Comprehensive Atmosphere-Ocean
General Circulation Models (AOGCMs)
are the major objective tools that
scientists use to understand the
complex interaction of processes that
determine future climate change. The
IPCC used the simulations from about
two dozen AOGCMs developed by 17
international modeling centers as the
basis for the AR4 (IPCC, 2007). The
AOGCM results are archived as part of
the Coupled Model Intercomparison
Project-Phase 3 (CMIP3) at the Program
for Climate Model Diagnosis and
Intercomparison (PCMDI). The CMIP3
AOGCMs provide reliable projections,
because they are built on well-known
dynamical and physical principles, and
they simulate quite well many large
scale aspects of present-day conditions.
However, the coarse resolution of most
current climate models dictates careful
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application on small scales in
heterogeneous regions.
There are three main contributors to
divergence in AOGCM climate
projections: Large natural variations, the
range in emissions scenarios, and
across-model differences. The first of
these, variability from natural variation,
can be incorporated by averaging the
projections over decades, or, preferably,
by forming ensemble averages from
several runs of the same model. The
second source of variation arises from
the range in plausible emissions
scenarios. As discussed above, the
impacts of the scenarios are rather
similar before mid-21st century. For the
second half of the 21st century,
however, and especially by 2100, the
choice of the emission scenario becomes
the major source of variation among
climate projections and dominates over
natural variability and model-to-model
differences (IPCC, 2007). Because the
current consensus is to treat all SRES
emissions scenarios as equally likely,
one option for representing the full
range of variability in potential
outcomes would be to project from any
model under all of the six ‘‘marker’’
scenarios. This can be impractical in
many situations, so the typical
procedure for projecting impacts is to
use an intermediate scenario, such as
A1B or B2 to predict trends, or one
intermediate and one extreme scenario
(e.g., A1B and A2) to represent a
significant range of variability. The third
primary source of variability results
from differences among models in
factors such as spatial resolution. This
variation can be addressed and
mitigated in part by using the ensemble
means from multiple models.
There is no universal method for
combining AOGCMs for climate
projections, and there is no one best
model. The approach taken by the BRT
for selecting the models used to project
future sea ice conditions is summarized
below.
Data and Analytical Methods
NMFS scientists have recognized that
the physical basis for some of the
primary threats faced by the species had
been projected, under certain
assumptions, through the end of the
21st century, and that these projections
currently form the most widely accepted
version of the best available data about
future conditions. In our risk assessment
for bearded seals, we therefore
considered the full 21st century
projections to analyze the threats
stemming from climate change.
The CMIP3 (IPCC) model simulations
used in the BRT analyses were obtained
from PCMDI on-line (PCMDI, 2010). The
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six IPCC models previously identified
by Wang and Overland (2009) as
performing satisfactorily at reproducing
the magnitude of the observed seasonal
cycle of sea ice extent in the Arctic
under the A1B (‘‘medium’’) and A2
(‘‘high’’) emissions scenarios were used
to project monthly sea ice
concentrations in the Northern
Hemisphere in March–July for each of
the decadal periods 2025–2035, 2045–
2055, and 2085–2095.
Climate models generally perform
better on continental or larger scales,
but because habitat changes are not
uniform throughout the hemisphere, the
six IPCC models used to project sea ice
conditions in the Northern Hemisphere
were further evaluated independently
on their performance at reproducing the
magnitude of the observed seasonal
cycle of sea ice extent in 12 different
regions throughout the bearded seal’s
range, including five regions for the
Beringia DPS, one region for the
Okhotsk DPS, and six regions for E. b.
barbatus. Models that met the
performance criteria were used to
project sea ice extent for the months of
November and April–July through 2100.
For the Beringia DPS, in two regions
(Chukchi and east Siberian Seas) six of
the models simulated sea ice conditions
in reasonable agreement with
observations, in two regions (Beaufort
and eastern Bering Seas) four models
met the performance criteria, and in the
western Bering Sea a single model met
the performance criteria. For E. b.
barbatus, none of the models performed
satisfactorily in six of the seven regions
(a single model was retained in the
Barents Sea). The models also did not
meet the performance criteria for the
Sea of Okhotsk. Other less direct means
of predicting regional ice cover, such as
comparison of surface air temperature
predictions with past climatology (Sea
of Okhotsk), evaluation of other existing
analyses (Hudson Bay) or results from
the hemispheric predictions (the
Canadian Arctic Archipelago, Baffin
Bay, Greenland Sea, and the Kara and
Laptev Seas), were used for regions
where ice projections could not be
obtained. For Hudson Bay we referred to
the analysis of Joly et al. (2010). They
used a regional sea ice-ocean model to
investigate the response of sea ice and
oceanic heat storage in the Hudson Bay
system to a climate-warming scenario.
These predicted regional sea ice
conditions are summarized below in
assessing the potential impacts of
changes in sea ice on bearded seals.
While our inferences about future
regional ice conditions are based upon
the best available scientific and
commercial data, we recognize that
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there are uncertainties associated with
predictions based on hemispheric
projections or indirect means. We also
note that judging the timing of onset of
potential impacts to bearded seals is
complicated by the coarse resolution of
the IPCC models.
Northern Hemisphere Predictions
Projections of Northern Hemisphere
sea ice extent for November indicate a
major delay in fall freeze-up by 2050
north of Alaska and in the Barents Sea.
By 2090, the average sea ice
concentration is below 50 percent in the
Russian Arctic and some models show
a nearly ice free Arctic, except for the
region of the Canadian Arctic
Archipelago. In March and April, winter
type conditions persist out to 2090.
There is some reduction of sea ice by
2050 in the outer portions of the
seasonal ice zones, but the sea ice south
of Bering Strait, eastern Barents Sea,
Baffin Bay, and the Kara and Laptev
Seas remains substantial. May shows
diminishing sea ice cover at 2050 and
2090 in the Barents and Bering Seas and
Sea of Okhotsk. The month of June
begins to show substantial changes as
the century progresses. Current
conditions occasionally exhibit a lack of
sea ice near the Bering Strait by June. By
2050, however, this sea ice loss becomes
a major feature, with open water
continuing along the northern Alaskan
coast in most models. Open water in
June spreads to the East Siberian Shelf
by 2090. The eastern Barents Sea
experiences a reduction in sea ice
between 2030 and 2050. The models
indicate that sea ice in Baffin Bay will
be affected very little until the end of
the century.
In July, the Arctic Ocean shows a
marked effect of global warming, with
the sea ice retreating to a central core as
the century progresses. The loss of
multi-year sea ice over the last 5 years
has provided independent evidence for
this conclusion. By 2050, the
continental shelves of the Beaufort,
Chukchi, and East Siberian Seas are
nearly ice free in July, with ice
concentrations less than 20 percent in
the ensemble mean projections. The
Kara and Laptev Seas also show a
reduction of sea ice in coastal regions by
mid-century in most but not all models.
The Canadian Arctic Archipelago and
the adjacent Arctic Ocean north of
Canada and Greenland, however, are
predicted to become a refuge for sea ice
through the end of the century. This
conclusion is supported by typical
Arctic wind patterns, which tend to
blow onshore in this region. Indeed, this
refuge region is why sea ice scientists
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use the phrase: A nearly sea ice free
summer Arctic by mid-century.
Potential Impacts of Changes in Sea Ice
on Bearded Seals
In order to feed on the seafloor,
bearded seals are known to nearly
always occupy shallow waters
(Fedoseev, 2000; Kovacs, 2002). The
preferred depth range is often described
as less than 200 m (Kosygin, 1971;
Heptner et al., 1976; Burns and Frost,
1979; Burns, 1981; Fedoseev, 1984;
Nelson et al., 1984; Kingsley et al., 1985;
Fedoseev, 2000; Kovacs, 2002), though
adults have been known to dive to
around 300 m (Kovacs, 2002; Cameron
and Boveng, 2009), and six of seven
pups instrumented near Svalbard have
been recorded at depths greater than 488
m (Kovacs, 2002). The BRT defined the
core distribution of bearded seals (e.g.,
whelping, nursing, breeding, molting,
and most feeding) as those areas of
known extent that are in water less than
500 m deep.
An assessment of the risks to bearded
seals posed by climate change must
consider the species’ life-history
functions, how they are linked with sea
ice, and how altering that link will
affect the vital rates of reproduction and
survival. The main functions of sea ice
relating to the species’ life-history are:
(1) A dry and stable platform for
whelping and nursing of pups in April
and May (Kovacs et al., 1996; Atkinson,
1997); (2) a rearing habitat that allows
mothers to feed and replenish energy
reserves lost while nursing; (3) a habitat
that allows a pup to gain experience
diving, swimming, and hunting with its
mother, and that provides a platform for
resting, relatively isolated from most
terrestrial and marine predators; (4) a
habitat for rutting males to hold
territories and attract post-lactating
females; and (5) a platform suitable for
extended periods of hauling out during
molting.
Whelping and nursing: Pregnant
females are considered to require sea ice
as a dry birthing platform (Kovacs et al.,
1996; Atkinson, 1997). Similarly, pups
are thought to nurse only while on ice.
If suitable ice cover is absent from
shallow feeding areas during whelping
and nursing, bearded seals would be
forced to seek either sea ice habitat over
deeper water or coastal regions in the
vicinity of haul-out sites on shore. A
shift to whelping and nursing on land
would represent a major behavioral
change that could compromise the
ability of bearded seals, particularly
pups, to escape predators, as this is a
highly developed response on ice versus
land. Further, predators abound on
continental shorelines, in contrast with
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sea ice habitat where predators are
sparse; and small islands where
predators are relatively absent offer
limited areas for whelping and nursing
as compared to the more extensive
substrate currently provided by suitable
sea ice.
Bearded seal mothers feed throughout
the lactation period, continuously
replenishing fat reserves lost while
nursing pups (Holsvik, 1998; Krafft et
al., 2000). Therefore, the presence of a
sufficient food resource near the nursing
location is also important. Rearing
young in poorer foraging grounds would
require mothers to forage for longer
periods and (or) compromise their own
body condition, both of which could
impact the transfer of energy to
offspring and affect survival of pups,
mothers, or both.
Pup maturation: When not on the ice,
there is a close association between
mothers and pups, which travel together
at the surface and during diving
(Lydersen et al, 1994; Gjertz et al., 2000;
Krafft et al., 2000). Pups develop diving,
swimming, and foraging skills over the
nursing period, and perhaps beyond
(Watanabe et al., 2009). Learning to
forage in a sub-optimal habitat could
impair a pup’s ability to learn effective
foraging skills, potentially impacting its
long-term survival. Further, hauling out
reduces thermoregulatory demands
which, in Arctic climates, may be
critical for maintaining energy balance.
Hauling out is especially important for
growing pups, which have a
disproportionately large skin surface
and rate of heat loss in the water
(Harding et al., 2005; Jansen et al.,
2010).
Mating: Male bearded seals are
believed to establish territories under
the sea ice and exhibit complex acoustic
and diving displays to attract females.
Breeding behaviors are exhibited by
males up to several weeks in advance of
females’ arrival at locations to give
birth. Mating takes place soon after
females wean their pups. The stability
of ice cover is believed to have
influenced the evolution of this mating
system.
Molting: There is a peak in the molt
during May–June, when most bearded
seals (except young of the year) tend to
haul out on ice to warm their skin.
Molting in the water during this period
could incur energetic costs which might
reduce survival rates.
For any of these life history events, a
greater tendency of bearded seals to
aggregate while hauled out on land or in
reduced ice could increase intra- and
inter-specific competition for resources,
the potential for disease transmission,
and predation; all of which could affect
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annual survival rates. In particular, a
reduction in suitable sea ice habitat
would likely increase the overlap in the
distribution of bearded seals and walrus
(Odobenus rosmarus), another iceassociated benthic feeder with similar
habitat preferences and diet. The walrus
is also a predator of bearded seal,
though seemingly infrequent. Hauling
out closer to shore or on land could also
increase the risks of predation from
polar bears, terrestrial carnivores, and
humans.
For a long-lived and abundant animal
with a large range, the mechanisms
identified above (i.e., low ice extent or
absence of sea ice over shallow feeding
areas) are not likely to be significant to
an entire population in any one year.
Rather, the overall strength of the
impacts is likely a function of the
frequency of years in which they occur,
and the proportion of the population’s
range over which they occur. The low
ice years, which will occur more
frequently than in the past, may have
impacts on recruitment via reduced pup
survival if, for example, pregnant
females are ineffective or slow at
adjusting their breeding locales for
variability of the position of the sea ice
front.
Potential mechanisms for resilience
on relatively short time scales include
adjustments to the timing of breeding in
response to shorter periods of ice cover,
and adjustments of the breeding range
in response to reduced ice extent. The
extent to which bearded seals might
adapt to more frequent years with early
ice melt by shifting the timing of
reproduction is uncertain. There are
many examples of shifts in timing of
reproduction by pinnipeds and
terrestrial mammals in response to body
condition and food availability. In most
of these cases, sub-optimal conditions
led to reproduction later in the season,
a response that would not likely be
beneficial to bearded seals. A shift to an
earlier melt date may, however, over the
longer term provide selection pressure
for an evolutionary response over many
generations toward earlier reproduction.
It is impossible to predict whether
bearded seals would be more likely to
occupy ice habitats over the deep waters
of the Arctic Ocean basin or more
terrestrial habitats if sea ice failed to
extend over the shelf. Outside the
critical life history periods related to
reproduction and molting there is
evidence that bearded seals might not
require the presence of sea ice for
hauling out, and instead remain in the
water for weeks or months at a time.
Even during the spring and summer
bearded seals also appear to possess
some plasticity in their ability to occupy
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different habitats at the extremes of their
range. For example, throughout most of
their range, adult bearded seals are
seldom found on land; however, in the
Sea of Okhotsk, bearded seals are
known to use haul-out sites ashore
regularly and predictably during the ice
free periods in late summer and early
autumn. Also, western and central
Baffin Bay are unique among whelping
areas as mothers with dependent pups
have been observed on pack ice over
deep water (greater than 500 m). These
behaviors are extremely rare in the core
distributions of bearded seals; therefore,
the habitats that necessitate them
should be considered sub-optimal.
Consequently, predicted reductions in
sea ice extent, particularly when such
reductions separate ice from shallow
water feeding habitats, can be
reasonably used as a proxy for
predicting years of reduced survival and
recruitment, though not the magnitude
of the impact. In addition, the frequency
of predicted low ice years can serve as
a useful tool for assessing the
cumulative risks posed by climate
change.
Assessing the potential impacts of the
predicted changes in sea ice cover and
the frequency of low ice years on the
conservation status of bearded seals
requires knowledge or assumptions
about the relationships between sea ice
and bearded seal vital rates. Because no
quantitative studies of these
relationships have been conducted, we
relied upon two studies in the Bering
Sea that estimated bearded seal
preference for ice concentrations based
on aerial survey observations of seal
densities. Simpkins et al. (2003) found
that bearded seals near St. Lawrence
Island in March preferred 70–90 percent
ice coverage, as compared with 0–70
percent and 90–100 percent.
Preliminary results from another study
in the Bering Sea (Ver Hoef et al., In
review) found substantially lower
probability of bearded seal occurrence
in areas of 0–25 percent ice coverage
during April–May. Lacking a more
direct measure of the relationship
between bearded seal vital rates and ice
coverage, we considered areas within
the current core distribution of bearded
seals where the decadal averages and
minimums of ice projections (centered
on the years 2050 and 2090) were below
25 percent concentrations as inadequate
for whelping and nursing. We also
assumed that the sea ice requirements
for molting in May–June are less
stringent than those for whelping and
rearing pups, and that 15 percent ice
concentration in June would be
minimally sufficient for molting.
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Beringia DPS: In the Bering Sea, early
springtime sea ice habitat for bearded
seal whelping should be sufficient in
most years through 2050 and out to the
second half of the 21st century, when
the average ice extent in April is
forecasted to be approximately 50
percent of the present-day extent. The
general trend in projections of sea ice
for May (nursing, rearing and some
molting) through June (molting) in the
Bering Sea is toward a longer ice-free
period resulting from more rapid spring
melt. Until at least the middle of the
21st century, projections show some
years with near-maximum ice extent;
however, less ice is forecasted on
average, manifested as more frequent
years in which the spring retreat occurs
earlier and the peak ice extent is lower.
By the end of the 21st century,
projections for the Bering Sea indicate
that there will commonly be years with
little or no ice in May, and that sea ice
in June is expected to be non-existent in
most years.
Projections of sea ice concentration
indicate that there will typically be 25
percent or greater ice concentration in
April–May over a substantial portion of
the shelf zone in the Bering Sea through
2055. By 2095 ice concentrations of 25
percent or greater are projected only in
small zones of the Gulf of Anadyr and
in the area between St. Lawrence Island
and Bering Strait by May. In the
minimal ice years the projections
indicate there will be little or no ice of
25 percent or greater concentration over
the shelf zone in the Bering Sea during
April and May, perhaps commencing as
early as the next decade. Conditions
will be particularly poor for the molt in
June when typical ice predictions
suggest less than 15 percent ice by midcentury. Projections suggest that the
spring and summer ice edge could
retreat to deep waters of the Arctic
Ocean basin, potentially separating sea
ice suitable for pup maturation and
molting from benthic feedings areas.
In the East Siberian, Chukchi, and
Beaufort Seas, the average ice extents
during April and May (i.e., the period of
whelping, nursing, mating and some
molting) are all predicted to be very
close to historical averages out to the
end of the 21st century. However, the
annual variability of this extent is
forecasted to continue to increase, and
single model runs indicate the
possibility of a few years in which April
and May sea ice would cover only half
(or in the case of the Chukchi Sea, none)
of the Arctic shelf in these regions by
the end of the century. In June, also a
time of molting, the average sea ice
extent is predicted to cover no more
than half of the shelf in the Chukchi and
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Beaufort Seas by the end of the century.
By the end of the century, the East
Siberian Sea is not projected to
experience losses in ice extent of these
magnitudes until July.
The projections indicate that there
will typically be 25 percent or greater
ice concentration in April–June over the
entire shelf zones in the Beaufort,
Chukchi, and East Siberian Seas through
the end of the century. In the minimal
ice years 25 percent or greater ice
concentration is projected over the shelf
zones in April and May in these regions
through the end of the century, except
in the eastern Chukchi and central
Beaufort Seas. By June 2095, ice suitable
for molting (i.e., 15 percent or more
concentration) is projected to be mostly
absent in these regions in minimal
years, except in the western Chukchi
Sea and northern East Siberian Sea.
A reduction in spring and summer sea
ice concentrations could conceivably
result in the development of new areas
containing suitable habitat or
enhancement of existing suboptimal
habitat. For example, the East Siberian
Sea has been said to be relatively low in
bearded seal numbers and has
historically had very high ice
concentrations and long seasonal ice
coverage. Ice concentrations projected
for May–June near the end of the
century in this region include
substantial areas with 20–80 percent ice,
potentially suitable for bearded seal
reproduction, molting, and foraging.
However, it is prudent to assume that
the net difference between sea ice
related habitat creation and loss will be
negative, especially because other
factors like ocean warming and
acidification (discussed below) are
likely to impact habitat.
A substantial portion of the Beringia
DPS currently whelps in the Bering Sea,
where a longer ice-free period is
forecasted in May and June. To adapt to
this sea ice regime, bearded seals would
likely have to shift their nursing,
rearing, and molting areas to the ice
covered seas north of the Bering Strait,
potentially with poor access to food, or
to coastal haul-out sites on shore,
potentially with increased risks of
disturbance, predation, and
competition. Both of these scenarios
would require bearded seals to adapt to
novel (i.e., suboptimal) conditions, and
to exploit habitats to which they may
not be well adapted, likely
compromising their reproduction and
survival rates. Further, the spring and
summer ice edge may retreat to deep
waters of the Arctic Ocean basin, which
could separate sea ice suitable for pup
maturation and molting from benthic
feeding areas. Accordingly, we conclude
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that the projected changes in sea ice
habitat pose significant threats to the
persistence of the Beringia DPS, and it
is likely to become an endangered
species in the foreseeable future
throughout all or a significant portion of
its range.
Okhotsk DPS: As noted above, none of
the IPCC models performed
satisfactorily at projecting sea ice for the
Sea of Okhotsk, and so projected surface
air temperatures were examined relative
to current climate conditions as a proxy
to predict sea ice extent and duration.
The Sea of Okhotsk is located southwest
of the Bering Sea, and thus can be
expected to have earlier radiative
heating in the spring. The region is
dominated in winter and spring,
however, by cold continental air masses
and offshore flow. Sea ice is formed
rapidly and is generally advected
southward. As this region is dominated
by cold air masses for much of the
winter and spring, we would expect that
the present seasonal cycle of first year
sea ice will continue to dominate the
future habitat of the Sea of Okhotsk.
Based on the temperature proxies, a
continuation of sea ice formation or
presence is expected for March (some
whelping and nursing) in the Sea of
Okhotsk through the end of this century,
though the ice may be limited to the
northern region in most years after midcentury. However, little to no sea ice is
expected in May by 2050, and in April
by the end of the century, months
critical for whelping, nursing, pup
maturation, breeding, and molting.
Hence, the most significant threats
posed to the Okhotsk DPS were judged
to be decreases in sea ice habitat
suitable for these important life history
events.
Over the long term, bearded seals in
the Sea of Okhotsk do not have the
prospect of following a shift in the
average position of the ice front
northward. Therefore, the question of
whether a future lack of sea ice will
cause the Okhotsk DPS of bearded seals
to go extinct depends in part on how
successful the populations are at
moving their reproductive activities
from ice to haul-out sites on shore.
Although some bearded seals in this
area are known to use land for hauling
out, this only occurs in late summer and
early autumn. We are not aware of any
occurrence of bearded seals whelping or
nursing young on land, so this predicted
loss of sea ice is expected to be
significantly detrimental to the long
term viability of the population. We
conclude that the expected changes in
sea ice habitat pose a significant threat
to the Okhotsk DPS and it is likely to
become an endangered species in the
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foreseeable future throughout all or a
significant portion of its range.
E. b. barbatus: The models predict
that ice in April–June will continue to
persist in the Canadian Arctic
Archipelago throughout this century.
Even in the low ice years at the end of
the century, the many channels
throughout the archipelago are still
expected to contain ice. Predictions for
Baffin Bay were similar, showing April–
June ice concentrations near historical
levels out to 2050. Sea ice cover and
extent is predicted to diminish
somewhat during the last half of the
century, but average conditions should
still provide sufficient ice for the life
history needs of bearded seals. At least
until the end of the 21st century, some
ice is always predicted along eastern
Greenland in April and May. In June,
however, the low ice concentrations in
minimum years will not be sufficient for
molting.
Joly et al. (2010) used a regional sea
ice-ocean model and air temperature
projections to predict sea ice conditions
in Hudson Bay out to 2070. Compared
to present averages, the extent of sea ice
in April is expected to change very little
by 2070, though reductions of 20
percent in June ice and 60 percent in
July ice are expected by 2070. The
authors also predict that sea ice in
Hudson Bay would become up to 50
percent thinner over this time, though
this would still likely provide enough
buoyancy for bearded seals.
Projections of sea ice extent for the
Barents Sea indicate that ice in April
will continue to decline in a relatively
constant linear trend throughout the
21st century. The trend for May declines
faster, predicting half as much ice by
2050, and less than a quarter as much
ice by 2090. The White Sea (a southern
inlet of the Barents Sea) is forecast to be
ice-free in May by 2050. The trend in ice
loss for June is faster still, predicting
that ice will all but disappear in the
Barents Sea region in the next few
decades. Whelping is believed to occur
in the drifting pack ice throughout the
Barents Sea. Concentrations of mothers
with pups have been observed in loose
pack ice along several hundred
kilometers of the seasonal ice edge from
southern Svalbard to the north-central
Barents Sea. Observations also suggest
whelping occurs in the White Sea, with
lower densities of pups reported in the
central and southern White Sea and in
the western Kara Sea. Bearded seals in
the Barents Sea are believed to conduct
seasonal migrations following the ice
edge. The impacts of an ice-free Barents
Sea would depend largely on the ability
of bearded seals to relocate to more ice
covered waters. However, there is little
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or no basis to determine the likelihood
of this occurring.
Although sea ice has covered the Kara
and Laptev Seas throughout most of the
year in the past, a west-to-east reduction
in the concentration of springtime sea
ice is predicted over the next century.
By the end of the century, in some years
half of the Kara Sea could be ice free in
May, and in June by mid-century. In
most years however, ice (albeit in low
concentrations) is forecasted to cover
the Kara Sea shelf. Similarly, out to the
end of the century, the Laptev Sea is
predicted to always have springtime ice.
In July, by century’s end, significant
portions of both seas are predicted to be
ice free in most years. Unlike most
regions, the peak of molting in these
seas is reportedly well into July
(Chapskii, 1938; Heptner et al., 1976), so
bearded seals in these areas would need
to modify the location or timing of their
molt to avoid the consequences of
increased metabolism by molting in the
water and/or incomplete molting.
Bearded seals in the White and Laptev
Seas are known to occasionally haul out
on shore during late-summer and earlyautumn (Heptner et al., 1976). This
behavior could mitigate the impacts of
an ice-free July.
Bearded seals are considered rare in
the Laptev Sea (Heptner et al., 1976),
which currently has extremely high
concentrations of ice throughout most of
the year. As such, an effect of global
warming may well be to increase
suitable haul-out habitat for bearded
seals in the Kara and Laptev Seas,
potentially offsetting to some extent a
decrease of habitat further west. It is
prudent to assume, though, that the net
difference between sea ice related
habitat creation and loss will be
negative, especially because other
factors like ocean warming and
acidification (discussed below) are
likely to impact habitat and there is no
information about the quality of feeding
habitat that may underlie the haul-out
habitat in the future.
Given the projected reductions in
spring and summer sea ice, the threat
posed to E. b. barbatus by potential
spatial separation of sea ice resting areas
from benthic feeding habitat appears to
be moderate to high (but lower than for
the Beringia DPS). A decline in sea ice
suitable for molting also appears to pose
a moderate threat. If suitable sea ice is
absent during molting, bearded seals
would have to relocate to other icecovered waters, potentially with poorer
access to food, or to coastal regions in
the vicinity of haul-out sites on shore.
Further, these behavioral changes could
increase the risks of disturbance,
predation, and competition. Both
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scenarios would require bearded seals to
adapt to novel (i.e., suboptimal)
conditions, and to exploit habitats to
which they may not be well adapted,
likely compromising their survival rates.
Nevertheless, conditions during
April–June should still provide
sufficient ice for the life history needs
of bearded seals within major portions
of the range of E. b. barbatus through
the end of this century, including in the
Canadian Arctic Archipelago, Baffin
Bay, and Hudson Bay. The BRT
estimated that 188,000 bearded seals
occur in these areas. We therefore
conclude the threats posed by the
projected changes in sea ice habitat are
not likely to place E. b. barbatus in
danger of extinction within the
foreseeable future throughout all of its
range.
We also analyzed whether E. b.
barbatus is threatened or endangered
within a significant portion of its range.
To address this issue, we first
considered whether the subspecies is
threatened in any portion of its range
and then whether that portion is
significant. We find that the greatest
threats posed by the projected changes
in sea ice habitat are in the Barents,
White, and Kara Seas. As discussed
above, by 2090 the Barents Sea is
predicted to show a loss in sea ice of
more than 75 percent in May, and to be
virtually ice-free in June and July. The
White Sea, a southern inlet of the
Barents Sea, is forecast to be ice-free in
May by 2050. In addition, half of the
Kara Sea is expected to be ice-free in
May by 2090, and in June by 2050. We
noted above that the BRT considered all
regional estimates of abundance for E. b.
barbatus to be unreliable, except those
in Canadian waters. We similarly have
no information on the relative
significance of these regions to bearded
seals. We do not, however, have any
information indicating that these areas
are significant to the subspecies’
biology, ecology, or general
conservation needs. These areas do not
appear to contain particularly highquality habitat for bearded seals, or to
have characteristics that would make
bearded seals less susceptible to the
threats posed by climate change (i.e.,
contribute significantly to the resilience
of the subspecies). By contrast, the large
habitat areas in Hudson Bay, the
Canadian Arctic Archipelago, and Baffin
Bay, which support an estimated
188,000 bearded seals, are expected to
persist through the end of the century.
Accordingly, we conclude that E. b.
barbatus is not likely to become
endangered in the foreseeable future in
a significant portion of its range.
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Impacts on Bearded Seals Related to
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Ocean acidification is an ongoing
process whereby chemical reactions
occur that reduce both seawater pH and
the concentration of carbonate ions
when CO2 is absorbed by seawater.
Results from global ocean CO2 surveys
over the past 2 decades have shown that
ocean acidification is a predictable
consequence of rising atmospheric CO2
levels. The process of ocean
acidification has long been recognized,
but the ecological implications of such
chemical changes have only recently
begun to be appreciated. The waters of
the Arctic and adjacent seas are among
the most vulnerable to ocean
acidification. The most likely impact of
ocean acidification on bearded seals
will be through the loss of benthic
calcifiers and lower trophic levels on
which the species’ prey depends.
Cascading effects are likely both in the
marine and freshwater environments.
Our limited understanding of
planktonic and benthic calcifiers in the
Arctic (e.g., even their baseline
geographical distributions) means that
future changes will be difficult to detect
and evaluate.
Warming of the oceans is predicted to
drive species ranges toward higher
latitudes. Additionally, climate change
can strongly influence fish distribution
and abundance. What can be predicted
with some certainty is that further shifts
in spatial distribution and northward
range extensions are inevitable, and that
the species composition of the plankton
and fish communities will continue to
change under a warming climate.
Bearded seals of different age classes
are thought to feed at different trophic
levels, so any ecosystem change could
be expected to impact bearded seals in
a variety of ways. Changes in bearded
seal prey, anticipated in response to
ocean warming and loss of sea ice and,
potentially, ocean acidification, have
the potential for negative impacts, but
the possibilities are complex. These
ecosystem responses may have very
long lags as they propagate through
trophic webs. Because of bearded seals’
apparent dietary flexibility, these threats
are of less concern than the direct
effects of potential sea ice degradation.
B. Overutilization for Commercial,
Subsistence, Recreational, Scientific, or
Educational Purposes
Recreational, scientific, and
educational utilization of bearded seals
is currently at low levels and is not
expected to increase to significant threat
levels in the foreseeable future. The
solitary nature of bearded seals has
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made them less suitable for commercial
exploitation than many other seal
species. Still, they may have been
depleted by commercial harvests in
some areas of the Sea of Okhotsk and
the Bering, Barents, and White Seas
during the mid-20th century. There is
currently no significant commercial
harvest of bearded seals and significant
harvests seem unlikely in the
foreseeable future.
Bearded seals have been a very
important species for subsistence of
indigenous people in the Arctic for
thousands of years. The current
subsistence harvest is substantial in
some areas, but there is little or no
evidence that subsistence harvests have
or are likely to pose serious risks to the
species. Climate change is likely to alter
patterns of subsistence harvest of
marine mammals by changing their
densities or distributions in relation to
hunting communities. Predictions of the
impacts of climate change on
subsistence hunting pressure are
constrained by the complexity of the
interacting variables and imprecision of
climate and sea models at small scales.
Accurate information on both harvest
levels and species’ abundance and
trends will be needed in order to assess
the impacts of hunting as well as to
respond appropriately to potential
climate-induced changes in
populations. We conclude that
overutilization does not currently
threaten the Beringia DPS, the Okhotsk
DPS, or E. b. barbatus.
C. Diseases, Parasites, and Predation
A variety of diseases and parasites
have been documented to occur in
bearded seals. The seals have likely coevolved with many of these and the
observed prevalence is typical and
similar to other species of seals. The
transmission of many known diseases of
pinnipeds is often facilitated by animals
crowding together and by the
continuous or repeated occupation of a
site. The pack ice habitat and the more
solitary behavior of bearded seals may
therefore limit disease transmission.
Other than at shore-based haul-out sites
in the Sea of Okhotsk in summer and
fall, bearded seals do not crowd together
and rarely share small ice floes with
more than a few other seals, so
conditions that would favor disease
transmission do not exist for most of the
year. Abiotic and biotic changes to
bearded seal habitat potentially could
lead to exposure to new pathogens or
new levels of virulence, but we consider
the potential threats to bearded seals as
low.
Polar bears are the primary predators
of bearded seals. Other predators
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include brown bears (Ursus arctos),
killer whales (Orcinus orca), sharks, and
walruses. Predation under the future
scenario of reduced sea ice is difficult
to assess. Polar bear predation may
decrease, but predation by killer whales,
sharks, and walrus may increase. The
range of plausible scenarios is large,
making it impossible to predict the
direction or magnitude of the net impact
on bearded seal mortality.
D. Inadequacy of Existing Regulatory
Mechanisms
A primary concern about the
conservation status of the bearded seal
stems from the likelihood that its sea ice
habitat has been modified by the
warming climate and, more so, that the
scientific consensus projections are for
continued and perhaps accelerated
warming in the foreseeable future. A
second major concern, related by the
common driver of CO2 emissions, is the
modification of habitat by ocean
acidification, which may alter prey
populations and other important aspects
of the marine ecosystem. There are
currently no effective mechanisms to
regulate GHG emissions, which are
contributing to global climate change
and associated modifications to bearded
seal habitat. The risk posed to bearded
seals due to the lack of mechanisms to
regulate GHG emissions is directly
correlated to the risk posed by the
effects of these emissions. The
projections we used to assess risks from
GHG emissions were based on the
assumption that no regulation will take
place (the underlying IPPC emissions
scenarios were all ‘‘non-mitigated’’
scenarios). Therefore, the lack of
mechanisms to regulate GHG emissions
is already included in our risk
assessment. We recognize that the lack
of effective mechanisms to regulate
global GHG emissions is contributing to
the risks posed to bearded seals by these
emissions.
E. Other Natural or Manmade Factors
Affecting the Species’ Continued
Existence
Pollution and Contaminants
Research on contaminants and
bearded seals is limited compared to the
extensive information available for
ringed seals. Pollutants such as
organochlorine compounds (OC) and
heavy metals have been found in most
bearded seal populations. The variety,
sources, and transport mechanisms of
the contaminants vary across the
bearded seal’s range, but these
compounds appear to be ubiquitous in
the Arctic marine food chain. Statistical
analysis of OCs in marine mammals has
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shown that, for most OCs, the European
Arctic is more contaminated than the
Canadian and U.S. Arctic. Present and
future impacts of contaminants on
bearded seal populations should remain
a high priority issue. Climate change has
the potential to increase the transport of
pollutants from lower latitudes to the
Arctic, highlighting the importance of
continued monitoring of bearded seal
contaminant levels.
Oil and Gas Activities
Extensive oil and gas reserves coupled
with rising global demand make it very
likely that oil and gas activity will
increase throughout the U.S. Arctic and
internationally in the future. Climate
change is expected to enhance marine
access to offshore oil and gas reserves by
reducing sea ice extent, thickness, and
seasonal duration, thereby improving
ship access to these resources around
the margins of the Arctic Basin. Oil and
gas exploration, development, and
production activities include, but are
not limited to: seismic surveys;
exploratory, delineation, and
production drilling operations;
construction of artificial islands,
causeways, ice roads, shore-based
facilities, and pipelines; and vessel and
aircraft operations. These activities have
the potential to impact bearded seals,
primarily through noise, physical
disturbance, and pollution, particularly
in the event of a large oil spill or
blowout.
Within the range of the bearded seal,
offshore oil and gas exploration and
production activities are currently
underway in the United States, Canada,
Greenland, Norway, and Russia. In the
United States, oil and gas activities have
been conducted off the coast of Alaska
since the 1970s, with most of the
activity occurring in the Beaufort Sea.
Although five exploratory wells have
been drilled in the past, no oil fields
have been developed or brought into
production in the Chukchi Sea to date.
In December 2009, an exploration plan
was approved by the Bureau of Ocean
Energy Management, Regulation, and
Enforcement (formerly the Minerals
Management Service) for drilling at five
potential sites within three prospects in
the Chukchi Sea in 2010. These plans
have been put on hold until at least
2011 pending further review following
the Deepwater Horizon blowout in the
Gulf of Mexico. There are no offshore oil
or gas fields currently in development
or production in the Bering Sea.
Of all the oil and gas produced in the
Arctic today, about 80 percent of the oil
and 99 percent of the gas comes from
the Russian Arctic (AMAP, 2007). With
over 75 percent of known Arctic oil,
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over 90 percent of known Arctic gas,
and vast estimates of undiscovered oil
and gas reserves, Russia will continue to
be the dominant producer of Arctic oil
and gas in the future (AMAP, 2007). Oil
and gas developments in the Kara and
Barents Seas began in 1992, and largescale production activities were
initiated during 1998–2000. Oil and gas
production activities are expected to
grow in the western Siberian provinces
and Kara and Barents Seas in the future.
Recently there has also been renewed
interest in the Russian Chukchi Sea, as
new evidence emerges to support the
notion that the region may contain
world-class oil and gas reserves. In the
Sea of Okhotsk, oil and natural gas
operations are active off the
northeastern coast of Sakhalin Island,
and future developments are planned in
the western Kamchatka and Magadan
regions.
Large oil spills or blowouts are
considered to be the greatest threat of oil
and gas exploration activities in the
marine environment. In contrast to
spills on land, large spills at sea are
difficult to contain and may spread over
hundreds or thousands of kilometers.
Responding to a spill in the Arctic
environment would be particularly
challenging. Reaching a spill site and
responding effectively would be
especially difficult, if not impossible, in
winter when weather can be severe and
daylight extremely limited. Oil spills
under ice or in ice-covered waters are
the most challenging to deal with,
simply because they cannot be
contained or recovered effectively with
current technology. The difficulties
experienced in stopping and containing
the oil blowout at the Deepwater
Horizon well in the Gulf of Mexico,
where environmental conditions and
response preparedness are
comparatively good, point toward even
greater challenges of attempting a
similar feat in a much more
environmentally severe and
geographically remote location.
Although planning, management, and
use of best practices can help reduce
risks and impacts, the history of oil and
gas activities, including recent events,
indicates that accidents cannot be
eliminated. Tanker spills, pipeline
leaks, and oil blowouts are likely to
occur in the future, even under the most
stringent regulatory and safety systems.
In the Sea of Okhotsk, an accident at an
oil production complex resulted in a
large (3.5 ton) spill in 1999, and in
winter 2009, an unknown quantity of oil
associated with a tanker fouled 3 km of
coastline and hundreds of birds in
Aniva Bay. To date, there have been no
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large spills in the Arctic marine
environment from oil and gas activities.
Researchers have suggested that pups
of ice-associated seals may be
particularly vulnerable to fouling of
their dense lanugo coat. Though
bearded seal pups exhibit some prenatal
molting, they are generally not fully
molted at birth, and thus would be
particularly prone to physical impacts
of contacting oil. Adults, juveniles, and
weaned young of the year rely on
blubber for insulation, so effects on their
thermoregulation are expected to be
minimal. Other acute effects of oil
exposure which have been shown to
reduce seal’s health and possibly
survival include skin irritation,
disorientation, lethargy, conjunctivitis,
corneal ulcers, and liver lesions. Direct
ingestion of oil, ingestion of
contaminated prey, or inhalation of
hydrocarbon vapors can cause serious
health effects including death.
It is important to evaluate the effects
of anthropogenic perturbations, such as
oil spills, in the context of historical
data. Without historical data on
distribution and abundance, it is
difficult to predict the impacts of an oil
spill on bearded seals. Population
monitoring studies implemented in
areas where significant industrial
activities are likely to occur would
allow for comparison of future impacts
with historical patterns, and thus to
determine the magnitude of potential
effects.
In summary, the threats to bearded
seals from oil and gas activities are
greatest where these activities converge
with breeding aggregations or in
migration corridors such as in the
Bering Strait. In particular, bearded
seals in ice-covered remote regions are
most vulnerable to oil and gas activities,
primarily due to potential oil spill
impacts.
Commercial Fisheries Interactions and
Bycatch
Commercial fisheries may impact
bearded seals through direct
interactions (i.e., incidental take or
bycatch) and indirectly through
competition for prey resources and
other impacts on prey populations.
Estimates of bearded seal bycatch could
only be found for commercial fisheries
that operate in Alaska waters. Based on
data from 2002–2006, there has been an
annual average of 1.0 mortalities of
bearded seals incidental to commercial
fishing operations. Although no
information could be found regarding
bearded seal bycatch in the Sea of
Okhotsk, given the intensive levels of
commercial fishing that occur in this
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sea, bycatch of bearded seals likely
occurs there as well.
For indirect impacts, we note that
commercial fisheries target a number of
known bearded seal prey species, such
as walleye pollock (Theragra
chalcogramma) and cod. These fisheries
may affect bearded seals indirectly
through reduction in prey biomass and
through other fishing mediated changes
in their prey species. Bottom trawl
fisheries also have the potential to
indirectly affect bearded seals through
destruction or modification of benthic
prey and/or their habitat.
Shipping
The extraordinary reduction in Arctic
sea ice that has occurred in recent years
has renewed interest in using the Arctic
Ocean as a potential waterway for
coastal, regional, and trans-Arctic
marine operations. Climate models
predict that the warming trend in the
Arctic will accelerate, causing the ice to
begin melting earlier in the spring and
resume freezing later in the fall,
resulting in an expansion of potential
shipping routes and lengthening the
potential navigation season.
The most significant risk posed by
shipping activities to bearded seals in
the Arctic is the accidental or illegal
discharge of oil or other toxic
substances carried by ships, due to their
immediate and potentially long-term
effects on individual animals,
populations, food webs, and the
environment. Shipping activities can
also affect bearded seals directly
through noise and physical disturbance
(e.g., icebreaking vessels), as well as
indirectly through ship emissions and
possible effects of introduction of exotic
species on the lower trophic levels of
bearded seal food webs.
Current and future shipping activities
in the Arctic pose varying levels of
threats to bearded seals depending on
the type and intensity of the shipping
activity and its degree of spatial and
temporal overlap with bearded seal
habitats. These factors are inherently
difficult to know or predict, making
threat assessment highly uncertain.
Most ships in the Arctic purposefully
avoid areas of ice and thus prefer
periods and areas which minimize the
chance of encountering ice. This
necessarily mitigates many of the risks
of shipping to populations of bearded
seals, since they are closely associated
with ice throughout the year.
Icebreakers pose special risks to bearded
seals because they are capable of
operating year-round in all but the
heaviest ice conditions and are often
used to escort other types of vessels
(e.g., tankers and bulk carriers) through
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ice-covered areas. If icebreaking
activities increase in the Arctic in the
future as expected, the likelihood of
negative impacts (e.g., oil spills,
pollution, noise, disturbance, and
habitat alteration) occurring in icecovered areas where bearded seals occur
will likely also increase.
The potential threats and general
threat assessment in the Sea of Okhotsk
are largely the same as they are in the
Arctic, though with less detail available
regarding the spatial and temporal
correspondence of ships and bearded
seals, save one notable exception.
Though noise and oil pollution from
vessels are expected to have the same
general relevance in the Sea of Okhotsk,
oil and gas activities near Sakhalin
Island are currently at high levels and
poised for another major expansion of
the offshore oil fields that would require
an increasing number of tankers. About
25 percent of the Okhotsk bearded seal
population uses this area during
whelping and molting, and as a
migration corridor (Fedoseev, 2000).
The main aggregations of bearded
seals in the northern Sea of Okhotsk are
likely within the commercial shipping
routes, but vessel frequency and timing
relative to periods when seals are
hauled out on ice are presently
unknown. Some ports are kept open
year-round by icebreakers, largely to
support year-round fishing, so there is
greater probability here of spatial and
temporal overlaps with bearded seals
hauled out on ice. In a year with
reduced ice, bearded seals were more
concentrated close to shore (Fedoseev,
2000), suggesting that seals could
become increasingly prone to shipping
impacts as ice diminishes.
As is the case with the Arctic, a
quantitative assessment of actual threats
and impacts in the Sea of Okhotsk is
unrealistic due to a general lack of
published information on shipping
patterns. Modifications to shipping
routes, and possible choke points
(where increases in vessel traffic are
focused at sensitive places and times for
bearded seals) due to diminishing ice
are likely, but there is little data on
which to base even qualitative
predictions. However, the predictions
regarding shipping impacts in the Arctic
are generally applicable, and because of
significant increases in predicted
shipping, it appears that bearded seals
inhabiting the Sea of Okhotsk, in
particular the shelf area off central and
northern Sakhalin Island, are at
increased risk of impacts. Winter
shipping activities in the southern Sea
of Okhotsk are expected to increase
considerably as oil and gas production
pushes the development and use of new
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classes of icebreaking ships, thereby
increasing the potential for shipping
accidents and oil spills in the icecovered regions of this sea.
Summary for Factor E
We find that the threats posed by
pollutants, oil and gas industry
activities, fisheries, and shipping do not
individually or cumulatively raise
concern about them placing bearded
seals at risk of becoming endangered.
We recognize, however, that the
significance of these threats would
increase for populations diminished by
the effects of climate change or other
threats. This is of particular note for
bearded seals in the Sea of Okhotsk,
where oil and gas related activities are
expected to increase, and are judged to
pose a moderate threat.
Analysis of Demographic Risks
Threats to a species’ long-term
persistence are manifested
demographically as risks to its
abundance; productivity; spatial
structure and connectivity; and genetic
and ecological diversity. These
demographic risks provide the most
direct indices or proxies of extinction
risk. A species at very low levels of
abundance and with few populations
will be less tolerant to environmental
variation, catastrophic events, genetic
processes, demographic stochasticity,
ecological interactions, and other
processes. A rate of productivity that is
unstable or declining over a long period
of time can indicate poor resiliency to
future environmental change. A species
that is not widely distributed across a
variety of well-connected habitats is at
increased risk of extinction due to
environmental perturbations, including
catastrophic events. A species that has
lost locally adapted genetic and
ecological diversity may lack the raw
resources necessary to exploit a wide
array of environments and endure shortand long-term environmental changes.
The degree of risk posed by the
threats associated with the impacts of
global climate change on bearded seal
habitat is uncertain due to a lack of
quantitative information linking
environmental conditions to bearded
seal vital rates, and a lack of information
about how resilient bearded seals will
be to these changes. The BRT
considered the current risks (in terms of
abundance, productivity, spatial
structure, and diversity) to the
persistence of the Beringia DPS, the
Okhotsk DPS, and E. b. barbatus as low
or very low. The BRT judged the risks
to the persistence of the Beringia DPS
within the foreseeable future to be
moderate (abundance and diversity) to
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high (productivity and spatial
structure), and to the Okhotsk DPS to be
high for abundance, productivity, and
spatial structure, and moderate for
diversity. The risks to persistence of E.
b. barbatus within the foreseeable future
were judged to be moderate.
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Conservation Efforts
When considering the listing of a
species, section 4(b)(1)(A) of the ESA
requires us to consider efforts by any
State, foreign nation, or political
subdivision of a State or foreign nation
to protect the species. Such efforts
would include measures by Native
American tribes and organizations, local
governments, and private organizations.
Also, Federal, tribal, state, and foreign
recovery actions (16 U.S.C. 1533(f)), and
Federal consultation requirements (16
U.S.C. 1536) constitute conservation
measures. In addition to identifying
these efforts, under the ESA and our
Policy on the Evaluation of
Conservation Efforts (PECE) (68 FR
15100; March 28, 2003), we must
evaluate the certainty of implementing
the conservation efforts and the
certainty that the conservation efforts
will be effective on the basis of whether
the effort or plan establishes specific
conservation objectives, identifies the
necessary steps to reduce threats or
factors for decline, includes quantifiable
performance measures for the
monitoring of compliance and
effectiveness, incorporates the
principles of adaptive management, and
is likely to improve the species’ viability
at the time of the listing determination.
conservation planning and
prioritization.
The Agreement on Cooperation in
Research, Conservation, and
Management of Marine Mammals in the
North Atlantic (North Atlantic Marine
Mammal Commission [NAMMCO]) was
established in 1992 by a regional
agreement among the governments of
Greenland, Iceland, Norway, and the
Faroe Islands to cooperatively conserve
and manage marine mammals in the
North Atlantic. NAMMCO has provided
a forum for the exchange of information
and coordination among member
countries on bearded seal research and
management.
There are no known regulatory
mechanisms that effectively address the
factors believed to be contributing to
reductions in bearded seal sea ice
habitat at this time. The primary
international regulatory mechanisms
addressing GHG emissions and global
warming are the United Nations
Framework Convention on Climate
Change and the Kyoto Protocol.
However, the Kyoto Protocol’s first
commitment period only sets targets for
action through 2012. There is no
regulatory mechanism governing GHG
emissions in the years beyond 2012. The
United States, although a signatory to
the Kyoto Protocol, has not ratified it;
therefore, the Kyoto Protocol is nonbinding on the United States.
Domestic U.S. Regulatory Mechanisms
Several laws exist that directly or
indirectly promote the conservation and
protection of bearded seals. These
include the Marine Mammal Protection
International Agreements
Act of 1972, as Amended, the National
The International Union for the
Environmental Policy Act, the Outer
Conservation of Nature and Natural
Continental Shelf Lands Act, the Coastal
Resources (IUCN) Red List identifies
Zone Management Act, and the Marine
and documents those species believed
Protection, Research and Sanctuaries
by its reviewers to be most in need of
Act. Although there are some existing
conservation attention if global
domestic regulatory mechanisms
extinction rates are to be reduced, and
directed at reducing GHG emissions,
is widely recognized as the most
these mechanisms are not expected to
comprehensive, apolitical global
be effective in counteracting the growth
approach for evaluating the
in global GHG emissions within the
conservation status of plant and animal
foreseeable future.
species. In order to produce Red Lists of
At this time, we are not aware of any
threatened species worldwide, the IUCN formalized conservation efforts for
Species Survival Commission draws on
bearded seals that have yet to be
a network of scientists and partner
implemented, or which have recently
organizations, which uses a
been implemented, but have yet to show
standardized assessment process to
their effectiveness in removing threats
determine species’ risks of extinction.
to the species. Therefore, we do not
However, it should be noted that the
need to evaluate any conservation
IUCN Red List assessment criteria differ efforts under the PECE.
NMFS has established a cofrom the listing criteria provided by the
management agreement with the Ice
ESA. The bearded seal is currently
classified as a species of ‘‘Least Concern’’ Seal Committee (ISC) to conserve and
provide co-management of subsistence
on the IUCN Red List. These listings
use of ice seals by Alaska Natives. The
highlight the conservation status of
ISC is an Alaska Native Organization
listed species and can inform
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dedicated to conserving seal
populations, habitat, and hunting in
order to help preserve native cultures
and traditions. The ISC co-manages ice
seals with NMFS by monitoring
subsistence harvest and cooperating on
needed research and education
programs pertaining to ice seals. NMFS’
National Marine Mammal Laboratory is
engaged in an active research program
for bearded seals. The new information
from research will be used to enhance
our understanding of the risk factors
affecting bearded seals, thereby
improving our ability to develop
effective management measures for the
species.
Proposed Determinations
We have reviewed the status of the
bearded seal, fully considering the best
scientific and commercial data
available, including the status review
report. We have reviewed threats to the
Beringia DPS, the Okhotsk DPS, and E.
b. barbatus, as well as other relevant
factors, and given consideration to
conservation efforts and special
designations for bearded seals by states
and foreign nations. In consideration of
all of the threats and potential threats to
bearded seals identified above, the
assessment of the risks posed by those
threats, the possible cumulative
impacts, and the uncertainty associated
with all of these, we draw the following
conclusions:
Beringia DPS: (1) The present
population size of the Beringia DPS is
very uncertain, but is estimated to be
about 155,000 individuals. (2) It is
highly likely that reductions will occur
in both the extent and timing of sea ice
in the range of the Beringia DPS, in
particular in the Bering Sea. To adapt to
this ice regime, bearded seals would
likely have to shift their nursing,
rearing, and molting areas to ice-covered
seas north of the Bering Strait, where
projections suggest there is potential for
the ice edge to retreat to deep waters of
the Arctic basin. (3) There appears to be
a moderate to high threat that
reductions in spring and summer sea ice
could result in spatial separation of sea
ice resting areas from benthic feeding
habitat. Reductions in sea ice suitable
for molting and pup maturation also
appear to pose moderate to high threats.
(4) Within the foreseeable future, the
risks to the persistence of the Beringia
DPS appear to be moderate (abundance
and diversity) to high (productivity and
spatial structure). We conclude that the
Beringia DPS is likely to become
endangered within the foreseeable
future throughout all or a significant
portion of its range, and we propose to
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list this DPS as threatened under the
ESA.
Okhotsk DPS: (1) The present
population size of the Okhotsk DPS is
very uncertain, but is estimated to be
about 95,000 individuals. (2) Decreases
in sea ice habitat suitable for whelping,
nursing, pup maturation, and molting
pose the greatest threats to the
persistence of the Okhotsk DPS. As ice
conditions deteriorate, Okhotsk bearded
seals will be limited in their ability to
shift their range northward because the
Sea of Okhotsk is bounded to the north
by land. (3) Although some bearded
seals in the Sea of Okhotsk are known
to use land for hauling out, this only
occurs in late summer and early
autumn. We are not aware of any
occurrence of bearded seals whelping or
nursing young on land, so the predicted
loss of sea ice is expected to be
significantly detrimental to the long
term viability of the population. (4)
Within the foreseeable future the risks
to the persistence of the Okhotsk DPS
due to demographic problems
associated with abundance,
productivity, and spatial structure are
expected to be high. We conclude that
the Okhotsk DPS of bearded seals is
likely to become endangered within the
foreseeable future throughout all or a
significant portion of its range, and we
propose to list this DPS as threatened
under the ESA.
E. b. barbatus: (1) The present
population size of E. b. barbatus is very
uncertain, but is estimated to be about
188,000 individuals in Canadian waters.
(2) Although significant loss of sea ice
habitat is projected in the range of E. b.
barbatus in this century, major portions
of the current range are predicted to be
at the core of future ice distributions. (3)
Within the foreseeable future, the risks
to the persistence of E. b. barbatus in
terms of abundance, productivity,
spatial structure, and diversity appear to
be moderate, reflecting the expected
persistence of favorable sea ice habitat
in major portions of the subspecies’
range. We find that E. b. barbatus is not
in danger of extinction nor likely to
become an endangered species within
the foreseeable future throughout all or
a significant portion of its range. We
therefore conclude that listing E. b.
barbatus as threatened or endangered
under the ESA is not warranted.
Prohibitions and Protective Measures
Section 9 of the ESA prohibits certain
activities that directly or indirectly
affect endangered species. These
prohibitions apply to all individuals,
organizations and agencies subject to
U.S. jurisdiction. Section 4(d) of the
ESA directs the Secretary of Commerce
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(Secretary) to implement regulations ‘‘to
provide for the conservation of
[threatened] species’’ that may include
extending any or all of the prohibitions
of section 9 to threatened species.
Section 9(a)(1)(g) also prohibits
violations of protective regulations for
threatened species implemented under
section 4(d). Based on the status of the
Beringia DPS and the Okhotsk DPS of
the bearded seal and their conservation
needs, we conclude that the ESA section
9 prohibitions are necessary and
advisable to provide for their
conservation. We are therefore
proposing protective regulations
pursuant to section 4(d) for the Okhotsk
DPS and the Beringia DPS of the
bearded seal to include all of the
prohibitions in section 9(a)(1).
Sections 7(a)(2) and (4) of the ESA
require Federal agencies to consult with
us to ensure that activities they
authorize, fund, or conduct are not
likely to jeopardize the continued
existence of a listed species or a species
proposed for listing, or to adversely
modify critical habitat or proposed
critical habitat. If a Federal action may
affect a listed species or its critical
habitat, the responsible Federal agency
must enter into consultation with us.
Examples of Federal actions that may
affect the Beringia DPS of bearded seals
include permits and authorizations
relating to coastal development and
habitat alteration, oil and gas
development (including seismic
exploration), toxic waste and other
pollutant discharges, and cooperative
agreements for subsistence harvest.
Sections 10(a)(1)(A) and (B) of the
ESA provide us with authority to grant
exceptions to the ESA’s section 9 ‘‘take’’
prohibitions. Section 10(a)(1)(A)
scientific research and enhancement
permits may be issued to entities
(Federal and non-Federal) for scientific
purposes or to enhance the propagation
or survival of a listed species. The type
of activities potentially requiring a
section 10(a)(1)(A) research/
enhancement permit include scientific
research that targets bearded seals.
Section 10(a)(1)(B) incidental take
permits are required for non-Federal
activities that may incidentally take a
listed species in the course of otherwise
lawful activity.
Our Policies on Endangered and
Threatened Wildlife
On July 1, 1994, we and FWS
published a series of policies regarding
listings under the ESA, including a
policy for peer review of scientific data
(59 FR 34270) and a policy to identify,
to the maximum extent possible, those
activities that would or would not
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constitute a violation of section 9 of the
ESA (59 FR 34272). We must also follow
the Office of Management and Budget
policy for peer review as described
below.
Role of Peer Review
In December 2004, the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review establishing minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation. The OMB Bulletin,
implemented under the Information
Quality Act (Pub. L. 106–554), is
intended to enhance the quality and
credibility of the Federal Government’s
scientific information, and applies to
influential or highly influential
scientific information disseminated on
or after June 16, 2005. The scientific
information contained in the bearded
seal status review report (Cameron et
al., 2010) that supports this proposal to
list the Beringia DPS and the Okhotsk
DPS as threatened species under the
ESA received independent peer review.
The intent of the peer review policy
is to ensure that listings are based on the
best scientific and commercial data
available. Prior to a final listing, we will
solicit the expert opinions of three
qualified specialists, concurrent with
the public comment period.
Independent specialists will be selected
from the academic and scientific
community, Federal and state agencies,
and the private sector.
Identification of Those Activities That
Would Constitute a Violation of Section
9 of the ESA
The intent of this policy is to increase
public awareness of the effect of our
ESA listing on proposed and ongoing
activities within the species’ range. We
will identify, to the extent known at the
time of the final rule, specific activities
that will be considered likely to result
in violation of section 9, as well as
activities that will not be considered
likely to result in violation. Because the
Okhotsk DPS occurs outside of the
jurisdiction of the United States, we are
presently unaware of any activities that
could result in violation of section 9 of
the ESA for that DPS; however, because
the possibility for violations exists (for
example, import into the United States),
we have proposed maintaining the
section 9 protection. Activities that we
believe could result in violation of
section 9 prohibitions against ‘‘take’’ of
the Beringia DPS of bearded seals
include: (1) Unauthorized harvest or
lethal takes of bearded seals in the
Beringia DPS; (2) in-water activities that
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produce high levels of underwater
noise, which may harass or injure
bearded seals in the Beringia DPS; and
(3) discharging or dumping toxic
chemicals or other pollutants into areas
used by the Beringia DPS of bearded
seals.
We believe, based on the best
available information, the following
actions will not result in a violation of
section 9: (1) federally funded or
approved projects for which ESA
section 7 consultation has been
completed and mitigated as necessary,
and that are conducted in accordance
with any terms and conditions we
provide in an incidental take statement
accompanying a biological opinion; and
(2) takes of bearded seals in the Beringia
DPS that have been authorized by
NMFS pursuant to section 10 of the
ESA. These lists are not exhaustive.
They are intended to provide some
examples of the types of activities that
we might or might not consider as
constituting a take of bearded seals in
the Beringia DPS.
Critical Habitat
Section 3 of the ESA (16 U.S.C.
1532(5A)) defines critical habitat as ‘‘(i)
the specific areas within the
geographical area occupied by the
species, at the time it is listed * * * on
which are found those physical or
biological features (I) essential to the
conservation of the species and (II)
which may require special management
considerations or protection; and (ii)
specific areas outside the geographical
area occupied by the species at the time
it is listed * * * upon a determination
by the Secretary that such areas are
essential for the conservation of the
species.’’ Section 3 of the ESA also
defines the terms ‘‘conserve,’’
‘‘conserving,’’ and ‘‘conservation’’ to
mean ‘‘to use and the use of all methods
and procedures which are necessary to
bring any endangered species or
threatened species to the point at which
the measures provided pursuant to this
chapter are no longer necessary.’’ (16
U.S.C. 1532(3)).
Section 4(a)(3) of the ESA requires
that, to the extent practicable and
determinable, critical habitat be
designated concurrently with the listing
of a species. Designation of critical
habitat must be based on the best
scientific data available, and must take
into consideration the economic,
national security, and other relevant
impacts of specifying any particular area
as critical habitat. Once critical habitat
is designated, section 7 of the ESA
requires Federal agencies to ensure that
they do not fund, authorize, or carry out
any actions that are likely to destroy or
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adversely modify that habitat. This
requirement is in addition to the section
7 requirement that Federal agencies
ensure their actions do not jeopardize
the continued existence of the species.
In determining what areas qualify as
critical habitat, 50 CFR 424.12(b)
requires that NMFS ‘‘consider those
physical or biological features that are
essential to the conservation of a given
species including space for individual
and population growth and for normal
behavior; food, water, air, light,
minerals, or other nutritional or
physiological requirements; cover or
shelter; sites for breeding, reproduction,
and rearing of offspring; and habitats
that are protected from disturbance or
are representative of the historical
geographical and ecological distribution
of a species.’’ The regulations further
direct NMFS to ‘‘focus on the principal
biological or physical constituent
elements * * * that are essential to the
conservation of the species,’’ and specify
that the ‘‘known primary constituent
elements shall be listed with the critical
habitat description.’’ The regulations
identify primary constituent elements
(PCEs) as including, but not limited to:
‘‘roost sites, nesting grounds, spawning
sites, feeding sites, seasonal wetland or
dryland, water quality or quantity, host
species or plant pollinator, geological
formation, vegetation type, tide, and
specific soil types.’’
The ESA directs the Secretary of
Commerce to consider the economic
impact, the national security impacts,
and any other relevant impacts from
designating critical habitat, and under
section 4(b)(2), the Secretary may
exclude any area from such designation
if the benefits of exclusion outweigh
those of inclusion, provided that the
exclusion will not result in the
extinction of the species. At this time,
the Beringia DPS’s critical habitat is not
determinable. We will propose critical
habitat for the Beringia DPS of the
bearded seal in a separate rulemaking.
To assist us with that rulemaking, we
specifically request information to help
us identify the PCEs or ‘‘essential
features’’ of this habitat, and to what
extent those features may require
special management considerations or
protection, as well as the economic
attributes within the range of the
Beringia DPS that could be impacted by
critical habitat designation. 50 CFR
424.12(h) specifies that critical habitat
shall not be designated within foreign
countries or in other areas outside U.S.
jurisdiction. Therefore, we request
information only on potential areas of
critical habitat within the United States
or waters within U.S. jurisdiction.
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77513
Because the known distribution of the
Okhotsk DPS of the bearded seal occurs
in areas outside the jurisdiction of the
United States, no critical habitat will be
designated as part of the proposed
listing action for this DPS.
Public Comments Solicited
Relying on the best scientific and
commercial information available, we
exercised our best professional
judgment in developing this proposal to
list the Beringia DPS and the Okhotsk
DPS of the bearded seal. To ensure that
the final action resulting from this
proposal will be as accurate and
effective as possible, we are soliciting
comments and suggestions concerning
this proposed rule from the public,
other concerned governments and
agencies, Alaska Natives, the scientific
community, industry, and any other
interested parties. Comments are
encouraged on this proposal as well as
on the status review report (See DATES
and ADDRESSES).
Comments are particularly sought
concerning:
(1) The current population status of
bearded seals;
(2) Biological or other information
regarding the threats to bearded seals;
(3) Information on the effectiveness of
ongoing and planned bearded seal
conservation efforts by states or local
entities;
(4) Activities that could result in a
violation of section 9(a)(1) of the ESA if
such prohibitions applied to the
Beringia DPS of the bearded seal;
(5) Information related to the
designation of critical habitat, including
identification of those physical or
biological features which are essential to
the conservation of the Beringia DPS of
the bearded seal and which may require
special management consideration or
protection; and
(6) Economic, national security, and
other relevant impacts from the
designation of critical habitat for the
Beringia DPS of the bearded seal.
You may submit your comments and
materials concerning this proposal by
any one of several methods (see
ADDRESSES). We will review all public
comments and any additional
information regarding the status of the
Beringia DPS and the Okhotsk DPS and
will complete a final determination
within 1 year of publication of this
proposed rule, as required under the
ESA. Final promulgation of the
regulation(s) will consider the
comments and any additional
information we receive, and such
communications may lead to a final
regulation that differs from this
proposal.
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Federal Register / Vol. 75, No. 237 / Friday, December 10, 2010 / Proposed Rules
Public Hearings
50 CFR 424.16(c)(3) requires the
Secretary to promptly hold at least one
public hearing if any person requests
one within 45 days of publication of a
proposed rule to list a species. Such
hearings provide the opportunity for
interested individuals and parties to
give opinions, exchange information,
and engage in a constructive dialogue
concerning this proposed rule. We
encourage the public’s involvement in
this matter. If hearings are requested,
details regarding the location(s), date(s),
and time(s) will be published in a
forthcoming Federal Register notice.
Classification
National Environmental Policy Act
(NEPA)
The 1982 amendments to the ESA, in
section 4(b)(1)(A), restrict the
information that may be considered
when assessing species for listing. Based
on this limitation of criteria for a listing
decision and the opinion in Pacific
Legal Foundation v. Andrus, 657 F.2d
829 (6th Cir. 1981), we have concluded
that NEPA does not apply to ESA listing
actions. (See NOAA Administrative
Order 216–6.)
Executive Order (E.O.) 12866,
Regulatory Flexibility Act, and
Paperwork Reduction Act
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analyses
required by the Regulatory Flexibility
Act are not applicable to the listing
process. In addition, this rule is exempt
from review under E.O. 12866. This rule
does not contain a collection of
information requirement for the
purposes of the Paperwork Reduction
Act.
E.O. 13132, Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific directives for
consultation in situations where a
regulation will preempt state law or
impose substantial direct compliance
costs on state and local governments
(unless required by statute). Neither of
those circumstances is applicable to this
rule.
E.O. 13175, Consultation and
Coordination With Indian Tribal
Governments
corporations on the same basis as Indian
tribes under E.O. 13175.
We intend to coordinate with tribal
governments and native corporations
which may be affected by the proposed
action. We will provide them with a
copy of this proposed rule for review
and comment, and offer the opportunity
to consult on the proposed action.
References Cited
A complete list of all references cited
in this rulemaking can be found on our
Web site at https://
alaskafisheries.noaa.gov/ and is
available upon request from the NMFS
office in Juneau, Alaska (see
ADDRESSES).
List of Subjects in 50 CFR Part 223
The longstanding and distinctive
relationship between the Federal and
tribal governments is defined by
treaties, statutes, executive orders,
judicial decisions, and co-management
agreements, which differentiate tribal
governments from the other entities that
deal with, or are affected by, the Federal
government. This relationship has given
rise to a special Federal trust
responsibility involving the legal
responsibilities and obligations of the
United States toward Indian Tribes and
the application of fiduciary standards of
due care with respect to Indian lands,
tribal trust resources, and the exercise of
tribal rights. E.O. 13175—Consultation
and Coordination with Indian Tribal
Governments—outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. Section 161 of Public Law
108–199 (188 Stat. 452), as amended by
section 518 of Public Law 108–447 (118
Stat. 3267), directs all Federal agencies
to consult with Alaska Native
Endangered and threatened species,
Exports, Imports, Transportation.
Dated: December 3, 2010.
Eric C. Schwaab,
Assistant Administrator for Fisheries,
National Marine Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 223 is proposed
to be amended as follows:
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
Authority: 16 U.S.C. 1531 1543; subpart B,
§ 223.201–202 also issued under 16 U.S.C.
1361 et seq.; 16 U.S.C. 5503(d) for
§ 223.206(d)(9).
2. In § 223.102, in the table, amend
paragraph (a) by adding paragraphs
(a)(8) and (a)(9) to read as follows:
§ 223.102 Enumeration of threatened
marine and anadromous species.
*
*
Species 1
*
*
*
Where listed
Common name
Citation(s)
for listing
determination(s)
The Beringia DPS includes all breeding populations of bearded seals east of 157 degrees
east longitude, and east of the Kamchatka
Peninsula, in the Pacific Ocean.
The Okhotsk DPS includes all breeding populations of bearded seals west of 157 degrees
east longitude, or west of the Kamchatka Peninsula, in the Pacific Ocean.
[INSERT FR CITATION
& DATE WHEN
PUBLISHED AS A
FINAL RULE].
[INSERT FR CITATION
& DATE WHEN
PUBLISHED AS A
FINAL RULE].
Scientific name
Citation(s) for
critical habitat
designation(s)
(a) * * *
Erignathus barbatus
nauticus.
(9) Bearded seal,
Okhotsk DPS.
mstockstill on DSKH9S0YB1PROD with PROPOSALS4
(8) Bearded seal,
Beringia DPS.
Erignathus barbatus
nauticus.
*
*
*
*
*
*
NA.
NA.
*
1 Species
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement; see 61 FR 4722, February 7,
1996), and evolutionarily significant units (ESUs) (for a policy statement; see 56 FR 58612, November 20, 1991).
*
*
*
*
*
3. In Subpart B of part 223, add
§ 223.216 to read as follows:
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§ 223.216
Beringia DPS of Bearded Seal.
The prohibitions of section 9(a)(1)(A)
through 9(a)(1)(G) of the ESA (16 U.S.C.
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1538) relating to endangered species
shall apply to the Beringia DPS of
bearded seal listed in § 223.102(a)(8).
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4. In Subpart B of part 223, add
§ 223.217 to read as follows:
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§ 223.217
Okhotsk DPS of Bearded Seal.
The prohibitions of section 9(a)(1)(A)
through 9(a)(1)(G) of the ESA (16 U.S.C.
1538) relating to endangered species
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77515
shall apply to the Okhotsk DPS of
bearded seal listed in § 223.102(a)(9).
[FR Doc. 2010–30931 Filed 12–9–10; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 75, Number 237 (Friday, December 10, 2010)]
[Proposed Rules]
[Pages 77496-77515]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-30931]
[[Page 77496]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 101126591-0588-01]
RIN 0648-XZ58
Endangered and Threatened Species; Proposed Threatened and Not
Warranted Status for Subspecies and Distinct Population Segments of the
Bearded Seal
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; 12-month petition finding; status review;
request for comments.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, have completed a comprehensive status review of the
bearded seal (Erignathus barbatus) under the Endangered Species Act
(ESA) and announce a 12-month finding on a petition to list the bearded
seal as a threatened or endangered species. The bearded seal exists as
two subspecies: Erignathus barbatus nauticus and Erignathus barbatus
barbatus. Based on the findings from the status review report and
consideration of the factors affecting these subspecies, we conclude
that E. b. nauticus consists of two distinct population segments
(DPSs), the Beringia DPS and the Okhotsk DPS. Moreover, based on
consideration of information presented in the status review report, an
assessment of the factors in section 4(a)(1) of the ESA, and efforts
being made to protect the species, we have determined the Beringia DPS
and the Okhotsk DPS are likely to become endangered throughout all or a
significant portion of their ranges in the foreseeable future. We have
also determined that E. b. barbatus is not in danger of extinction or
likely to become endangered throughout all or a significant portion of
its range in the foreseeable future. Accordingly, we are now issuing a
proposed rule to list the Beringia DPS and the Okhotsk DPS of the
bearded seal as threatened species. No listing action is proposed for
E. b. barbatus. We solicit comments on this proposed action. At this
time, we do not propose to designate critical habitat for the Beringia
DPS because it is not currently determinable. In order to complete the
critical habitat designation process, we solicit information on the
essential physical and biological features of bearded seal habitat for
the Beringia DPS.
DATES: Comments and information regarding this proposed rule must be
received by close of business on February 8, 2011. Requests for public
hearings must be made in writing and received by January 24, 2011.
ADDRESSES: Send comments to Kaja Brix, Assistant Regional
Administrator, Protected Resources Division, Alaska Region, NMFS, Attn:
Ellen Sebastian. You may submit comments, identified by RIN 0648-XZ58,
by any one of the following methods:
Electronic Submissions: Submit all electronic public
comments via the Federal eRulemaking Portal https://www.regulations.gov.
Mail: P.O. Box 21668, Juneau, AK 99802.
Fax: (907) 586-7557.
Hand delivery to the Federal Building: 709 West 9th
Street, Room 420A, Juneau, AK.
All comments received are a part of the public record. No comments
will be posted to https://www.regulations.gov for public viewing until
after the comment period has closed. Comments will generally be posted
without change. All Personal Identifying Information (for example,
name, address, etc.) voluntarily submitted by the commenter may be
publicly accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information.
We will accept anonymous comments (enter N/A in the required
fields, if you wish to remain anonymous). You may submit attachments to
electronic comments in Microsoft Word, Excel, WordPerfect, or Adobe PDF
file formats only.
The proposed rule, maps, status review report and other materials
relating to this proposal can be found on the Alaska Region Web site
at: https://alaskafisheries.noaa.gov/.
FOR FURTHER INFORMATION CONTACT: Tamara Olson, NMFS Alaska Region,
(907) 271-5006; Kaja Brix, NMFS Alaska Region, (907) 586-7235; or Marta
Nammack, Office of Protected Resources, Silver Spring, MD, (301) 713-
1401.
SUPPLEMENTARY INFORMATION: On March 28, 2008, we initiated status
reviews of bearded, ringed (Phoca hispida), and spotted seals (Phoca
largha) under the ESA (73 FR 16617). On May 28, 2008, we received a
petition from the Center for Biological Diversity to list these three
species of seals as threatened or endangered under the ESA, primarily
due to concerns about threats to their habitat from climate warming and
loss of sea ice. The Petitioner also requested that critical habitat be
designated for these species concurrent with listing under the ESA.
Section 4(b)(3)(B) of the ESA of 1973, as amended (16 U.S.C. 1531 et
seq.) requires that when a petition to revise the List of Endangered
and Threatened Wildlife and Plants is found to present substantial
scientific and commercial information, we make a finding on whether the
petitioned action is (a) Not warranted, (b) warranted, or (c) warranted
but precluded from immediate proposal by other pending proposals of
higher priority. This finding is to be made within 1 year of the date
the petition was received, and the finding is to be published promptly
in the Federal Register.
After reviewing the petition, the literature cited in the petition,
and other literature and information available in our files, we found
(73 FR 51615; September 4, 2008) that the petition met the requirements
of the regulations under 50 CFR 424.14(b)(2), and we determined that
the petition presented substantial information indicating that the
petitioned action may be warranted. Accordingly, we proceeded with the
status reviews of bearded, ringed, and spotted seals and solicited
information pertaining to them.
On September 8, 2009, the Center for Biological Diversity filed a
lawsuit in the U.S. District Court for the District of Columbia
alleging that we failed to make the requisite 12-month finding on its
petition to list the three seal species. Subsequently, the Court
entered a consent decree under which we agreed to finalize the status
review of the bearded seal (and the ringed seal) and submit this 12-
month finding to the Office of the Federal Register by December 3,
2010. Our 12-month petition finding for ringed seals is published as a
separate notice concurrently with this finding. Spotted seals were also
addressed in a separate Federal Register notice (75 FR 65239; October
22, 2010; see also, 74 FR 53683, October 20, 2009).
The status review report of the bearded seal is a compilation of
the best scientific and commercial data available concerning the status
of the species, including the past, present, and future threats to this
species. The Biological Review Team (BRT) that prepared this report was
composed of eight marine mammal biologists, a fishery biologist, a
marine chemist, and a climate scientist from NMFS' Alaska and Northeast
Fisheries Science Centers, NOAA's Pacific Marine Environmental Lab, and
the U.S. Fish and Wildlife Service (USFWS). The status review report
underwent independent peer review by five scientists with expertise in
bearded
[[Page 77497]]
seal biology, Arctic sea ice, climate change, and ocean acidification.
ESA Statutory, Regulatory, and Policy Provisions
There are two key tasks associated with conducting an ESA status
review. The first is to delineate the taxonomic group under
consideration; and the second is to conduct an extinction risk
assessment to determine whether the petitioned species is threatened or
endangered.
To be considered for listing under the ESA, a group of organisms
must constitute a ``species,'' which section 3(16) of the ESA defines
as ``any subspecies of fish or wildlife or plants, and any distinct
population segment of any species of vertebrate fish or wildlife which
interbreeds when mature.'' The term ``distinct population segment''
(DPS) is not commonly used in scientific discourse, so the USFWS and
NMFS developed the ``Policy Regarding the Recognition of Distinct
Vertebrate Population Segments Under the Endangered Species Act'' to
provide a consistent interpretation of this term for the purposes of
listing, delisting, and reclassifying vertebrates under the ESA (61 FR
4722; February 7, 1996). We describe and use this policy below to guide
our determination of whether any population segments of this species
meet the DPS criteria of the DPS policy.
The ESA defines the term ``endangered species'' as ``any species
which is in danger of extinction throughout all or a significant
portion of its range.'' The term ``threatened species'' is defined as
``any species which is likely to become endangered within the
foreseeable future throughout all or a significant portion of its
range.'' The foreseeability of a species' future status is case
specific and depends upon both the foreseeability of threats to the
species and foreseeability of the species' response to those threats.
When a species is exposed to a variety of threats, each threat may be
foreseeable in a different timeframe. For example, threats stemming
from well-established, observed trends in a global physical process may
be foreseeable on a much longer time horizon than a threat stemming
from a potential, though unpredictable, episodic process such as an
outbreak of disease that may never have been observed to occur in the
species.
In the 2008 status review of the ribbon seal (Boveng et al., 2008;
see also 73 FR 79822, December 30, 2008), NMFS scientists used the same
climate projections used in our risk assessment here, but terminated
the analysis of threats to ribbon seals at 2050. One reason for that
approach was the difficulty of incorporating the increased divergence
and uncertainty in climate scenarios beyond that time. Other reasons
included the lack of data for threats other than those related to
climate change beyond 2050, and the fact that the uncertainty embedded
in the assessment of the ribbon seal's response to threats increased as
the analysis extended farther into the future.
Since that time, NMFS scientists have revised their analytical
approach to the foreseeability of threats and responses to those
threats, adopting a more threat-specific approach based on the best
scientific and commercial data available for each respective threat.
For example, because the climate projections in the Intergovernmental
Panel on Climate Change's (IPCC's) Fourth Assessment Report extend
through the end of the century (and we note the IPCC's Fifth Assessment
Report, due in 2014, will extend even farther into the future), we used
those models to assess impacts from climate change through the end of
the century. We continue to recognize that the farther into the future
the analysis extends, the greater the inherent uncertainty, and we
incorporated that limitation into our assessment of the threats and the
species' response. For other threats, where the best scientific and
commercial data does not extend as far into the future, such as for
occurrences and projections of disease or parasitic outbreaks, we
limited our analysis to the extent of such data. We believe this
approach creates a more robust analysis of the best scientific and
commercial data available.
Species Information
A thorough review of the taxonomy, life history, and ecology of the
bearded seal is presented in the status review report (Cameron et al.,
2010; available at https://alaskafisheries.noaa.gov/). The bearded seal
is the largest of the northern ice-associated seals, with typical adult
body sizes of 2.1-2.4 m in length and weight up to 360 kg. Bearded
seals have several distinctive physical features including a wide
girth; a small head in proportion to body size; long whiskers; and
square-shaped fore flippers. The life span of bearded seals is about
20-25 years.
Bearded seals have a circumpolar distribution south of 85[deg] N.
latitude, extending south into the southern Bering Sea in the Pacific
and into Hudson Bay and southern Labrador in the Atlantic. Bearded
seals also occur in the Sea of Okhotsk south to the northern Sea of
Japan (Figure 1). Two subspecies of bearded seals are widely
recognized: Erignathus barbatus nauticus inhabiting the Pacific sector,
and Erignathus barbatus barbatus often described as inhabiting the
Atlantic sector (Rice, 1998). The geographic distributions of these
subspecies are not separated by conspicuous gaps. There are regions of
intergrading generally described as somewhere along the northern
Russian and central Canadian coasts (Burns, 1981; Rice, 1998).
Although the validity of the division into subspecies has been
questioned (Kosygin and Potelov, 1971), the BRT concluded, and we
concur, that the evidence discussed in the status review report for
retaining the two subspecies is stronger than any evidence for
combining them. The BRT defined geographic boundaries for the divisions
between the two subspecies, subject to the strong caveat that distinct
boundaries do not appear to exist in the actual populations; and
therefore, there is considerable uncertainty about the best locations
for the boundaries. The BRT defined 112[deg] W. longitude (i.e., the
midpoint between the Beaufort Sea and Pelly Bay) as the North American
delineation between the two subspecies (Figure 1). Following Heptner et
al. (1976), who suggested an east-west dividing line at Novosibirskiye,
the BRT defined 145[deg] E. longitude as the Eurasian delineation
between the two subspecies in the Arctic (Figure 1).
Seasonal Distribution, Habitat Use, and Movements
Bearded seals primarily feed on benthic organisms that are more
numerous in shallow water where light can reach the sea floor. As such,
the bearded seal's effective range is generally restricted to areas
where seasonal sea ice occurs over relatively shallow waters, typically
less than 200 m in depth (see additional discussion below).
Bearded seals are closely associated with sea ice, particularly
during the critical life history periods related to reproduction and
molting, and they can be found in a broad range of different ice types.
Sea ice provides the bearded seal and its young some protection from
predators during the critical life history periods of whelping and
nursing. It also allows molting bearded seals a dry platform to raise
skin temperature and facilitate epidermal growth, and is important
throughout the year as a platform for resting and perhaps
thermoregulation. Of the ice-associated seals in the Arctic, bearded
seals seem to be the least particular about the type and quality of ice
on which they are observed. Bearded seals generally prefer
[[Page 77498]]
ice habitat that is in constant motion and produces natural openings
and areas of open water, such as leads, fractures, and polynyas for
breathing, hauling out on the ice, and access to water for foraging.
They usually avoid areas of continuous, thick, shorefast ice and are
rarely seen in the vicinity of unbroken, heavy, drifting ice or large
areas of multi-year ice. Although bearded seals prefer sea ice with
natural access to the water, observations indicate that bearded seals
are able to make breathing holes in thinner ice.
Being so closely associated with sea ice, particularly pack ice,
the seasonal movements and distribution of bearded seals are linked to
seasonal changes in ice conditions. To remain associated with their
preferred ice habitat, bearded seals generally move north in late-
spring and summer as the ice melts and retreats, and then move south in
the fall as sea ice forms.
The region that includes the Bering and Chukchi Seas is the largest
area of continuous habitat for bearded seals. The Bering-Chukchi
Platform is a shallow intercontinental shelf that encompasses about
half of the Bering Sea, spans the Bering Strait, and covers nearly all
of the Chukchi Sea. Bearded seals can reach the bottom everywhere along
the shallow shelf, and so it provides them favorable foraging habitat.
The Bering and Chukchi Seas are generally covered by sea ice in late
winter and spring, and are mostly ice free in late summer and fall. As
the ice retreats in the spring most adult bearded seals in the Bering
Sea are thought to move north through the Bering Strait, where they
spend the summer and early fall at the southern edge of the Chukchi and
Beaufort Sea pack ice and at the wide, fragmented margin of multi-year
ice. A smaller number of bearded seals, mostly juveniles, remain near
the coasts of the Bering and Chukchi Seas for the summer and early
fall. As the ice forms again in the fall and winter, most seals move
south with the advancing ice edge through Bering Strait and into the
Bering Sea where they spend the winter.
There are fewer accounts of the seasonal movements of bearded seals
in other areas. Compared to the dramatic long range seasonal movements
of bearded seals in the Chukchi and Bering Seas, bearded seals are
considered to be relatively sedentary over much of the rest of their
range, undertaking more local movements in response to ice conditions.
These differences may simply be the result of the general persistence
of ice over shallow waters in the High Arctic. In the Sea of Okhotsk,
bearded seals remain in broken ice as the sea ice expands and retreats,
inhabiting the southern pack ice edge beyond the fast ice in winter and
moving north toward shore in spring and summer. In the White, Barents,
and Kara Seas, bearded seals also conduct seasonal migrations following
the ice edge, as may bearded seals in Baffin Bay. Excluded by shorefast
ice from much of the Canadian Arctic Archipelago during winter, bearded
seals are scattered throughout many of the inlets and fjords of this
region from July to October, though at least in some years, a portion
of the population is known to overwinter in a few isolated open water
areas north of Baffin Bay.
Throughout most of their range, adult bearded seals are seldom
found on land. However, some adults in the Sea of Okhotsk, and more
rarely in a few other regions, use haul-out sites ashore in late summer
and early autumn until ice floes begin to appear at the coast. This is
most common in the western Sea of Okhotsk and along the coasts of
western Kamchatka where bearded seals form numerous shore rookeries
that can have tens to hundreds of individuals each.
Reproduction
In general, female and male bearded seals attain sexual maturity
around ages 5-6 and 6-7, respectively. Adult female bearded seals
ovulate after lactation, and are presumably then receptive to males.
Mating is believed to usually take place at the surface of the water,
but it is unknown if it also occurs underwater or on land or ice, as
observed in some other phocids. The social dynamics of mating in
bearded seals are not well known; however, theories regarding their
mating system have centered around serial monogamy and promiscuity, and
on the nature of competition among breeding males to attract and gain
access to females. Bearded seals vocalize during the breeding season,
with a peak in calling during and after pup rearing. Male vocalizations
are believed to advertise mate quality to females, signal competing
males of a claim on a female, or proclaim a territory.
During the winter and spring, as sea ice begins to break up,
perinatal females find broken pack ice over shallow areas on which to
whelp, nurse young, and molt. A suitable ice platform is likely a
prerequisite to whelping, nursing, and rearing young (Heptner et al.,
1976; Burns, 1981; Reeves et al., 1992; Lydersen and Kovacs, 1999;
Kovacs, 2002). Because bearded seals whelp on ice, populations have
likely adapted their phenology to the ice regimes of the regions that
they inhabit. Wide-ranging observations of pups generally indicate
whelping occurs from March to May with a peak in April, but there are
considerable geographical differences in reported timing, which may
reflect real variation, but that may also result from inconsistent
sighting efforts across years and locations. Details on the spatial
distribution of whelping can be found in section 2.5.1 of the status
review report.
Females bear a single pup that averages 33.6 kg in mass and 131.3
cm in length. Pups begin shedding their natal (lanugo) coats in utero,
and they are born with a layer of subcutaneous fat. These
characteristics are thought to be adaptations to entering the water
soon after birth as a means of avoiding predation.
Females with pups are generally solitary, tending not to aggregate.
Pups enter the water immediately after or within hours of birth. Pups
nurse on the ice, and by the time they are a few days old they spend
half their time in the water. Recent studies using recorders and
telemetry on pups have reported a lactation period of about 24 days, a
transition to diving and more efficient swimming, mother-guided
movements of greater than 10 km, and foraging while still under
maternal care.
Detailed studies on bearded seal mothers show they forage
extensively, diving shallowly (less than 10 m), and spending only about
10 percent of their time hauled out with pups and the remainder nearby
at the surface or diving. Despite the relative independence of mothers
and pups, their bond is described as strong, with females being
unusually tolerant of threats in order to remain or reunite with pups.
A mixture of crustaceans and milk in the stomachs of pups indicates
that independent foraging occurs prior to weaning, at least in some
areas.
Molting
Adult and juvenile bearded seals molt annually, a process that in
mature phocid seals typically begins shortly after mating. Bearded
seals haul out of the water more frequently during molting, a behavior
that facilitates higher skin temperatures and may accelerate shedding
and regrowth of hair and epidermis. Though not studied in bearded
seals, molting has been described as diffuse, with individuals
potentially shedding hair throughout the year but with a pulse in the
spring and summer. This is reflected in the wide range of estimates for
the timing of molting, though these estimates are also based on
irregular observations.
The need for a platform on which to haul out and molt from late
spring to mid-summer, when sea ice is rapidly melting and retreating,
may necessitate movement for bearded seals between
[[Page 77499]]
habitats for breeding and molting. In the Sea of Okhotsk, the spatial
distribution of bearded seals is similar between whelping and molting
seasons so only short movements occur. In contrast, bearded seals that
whelp and mate in the Bering Sea migrate long distances to summering
grounds at the ice edge in the Chukchi Sea, a period of movement that
coincides with the observed timing of molting. Similar migrations prior
to and during the molting period have been presumed for bearded seals
in the White and southeastern Barents Seas to more easterly and
northern areas of the Barents Sea, where ice persists through the
summer. Also during the interval between breeding and molting, passive
movements on ice over large distances have been postulated between the
White and Barents Seas, and from there further east to the Kara Sea. A
post-breeding migration of bearded seals to molting grounds has also
been postulated to occur from the southern Laptev Sea westward into the
eastern Kara Sea. In some locations where bearded seals use terrestrial
haul-out sites seasonally, the molting period overlaps with this use.
However, the molting phenology of bearded seals on shore is unknown.
Food Habits
Bearded seals are considered to be foraging generalists because
they have a diverse diet with a large variety of prey items throughout
their circumpolar range. Bearded seals feed primarily on a variety of
invertebrates and some fishes found on or near the sea bottom. They are
also able to switch their diet to include schooling pelagic fishes when
advantageous. The bulk of the diet appears to consist of relatively few
prey types, primarily bivalve mollusks and crustaceans like crabs and
shrimps. However, fishes like sculpins, Arctic cod (Boreogadus saida),
polar cod (Arctogadus glacialis), or saffron cod (Eleginus gracilis)
can also be a significant component. There is conflicting evidence
regarding the importance of fish in the bearded seal diet throughout
its range. Several studies have found high frequencies of fishes in the
diet, but it is not known whether major consumption of fish is related
to the availability of prey resources or the preferential selection of
prey. Seasonal changes in diet composition have been observed
throughout the year. For example, clams and fishes have been reported
as more important in spring and summer months than in fall and winter.
Species Delineation
The BRT reviewed the best scientific and commercial data available
on the bearded seal's taxonomy and concluded that there are two widely
recognized subspecies of bearded seals: Erignathus barbatus barbatus,
often described as inhabiting the Atlantic sector of the seal's range;
and Erignathus barbatus nauticus, inhabiting the Pacific sector of the
range. Distribution maps published by Burns (1981) and Kovacs (2002)
provide the known northern and southern extents of the distribution. As
discussed above, the BRT defined geographic boundaries for the
divisions between the two subspecies (Figure 1), subject to the strong
caveat that distinct boundaries do not appear to exist in the actual
populations. Our DPS analysis follows.
Under our DPS policy (61 FR 4722; February 7, 1996) two elements
are considered when evaluating whether a population segment qualifies
as a DPS under the ESA: (1) The discreteness of the population segment
in relation to the remainder of the species or subspecies to which it
belongs; and (2) the significance of the population segment to the
species or subspecies to which it belongs.
A population segment of a vertebrate species may be considered
discrete if it satisfies either one of the following conditions: (1) It
is markedly separated from other populations of the same taxon as a
consequence of physical, physiological, ecological, or behavioral
factors. Quantitative measures of genetic or morphological
discontinuity may provide evidence of this separation; or (2) it is
delimited by international governmental boundaries within which
differences in control of exploitation, management of habitat,
conservation status, or regulatory mechanisms exist that are
significant in light of section 4(a)(1)(D) of the ESA.
If a population segment is considered to be discrete under one or
both of the above conditions, its biological and ecological
significance to the taxon to which it belongs is evaluated in light of
the ESA's legislative history indicating that the authority to list
DPSs be used ``sparingly,'' while encouraging the conservation of
genetic diversity (see Senate Report 151, 96th Congress, 1st Session).
This consideration may include, but is not limited to, the following:
(1) Persistence of the discrete population segment in an ecological
setting unusual or unique for the taxon; (2) evidence that loss of the
discrete population segment would result in a significant gap in the
range of the taxon; (3) evidence that the discrete population segment
represents the only surviving natural occurrence of a taxon that may be
more abundant elsewhere as an introduced population outside its
historic range; or (4) evidence that the discrete population segment
differs markedly from other populations of the species in its genetic
characteristics.
If a population segment is discrete and significant (i.e., it is a
DPS) its evaluation for endangered or threatened status will be based
on the ESA's definitions of those terms and a review of the factors
enumerated in section 4(a)(1).
Evaluation of Discreteness
The range of the bearded seal occurs in cold, seasonally or
annually ice-covered Arctic and subarctic waters, without persistent
intrusions of warm water or other conditions that would pose potential
physiological barriers. Furthermore, the seasonal timings of
reproduction and molting vary little throughout the bearded seal's
distribution, suggesting that there are no obvious ecological
separation factors.
The underwater vocalizations of males during the breeding season
recorded in Alaskan, Canadian, and Norwegian waters are often more
similar between adjacent geographical regions than between more distant
sites, suggesting that bearded seals may have strong fidelity to
specific breeding sites. However, these observed differences in
vocalizations may be due to other factors such as ecological influences
or sexual selection, and not to distance or geographic barriers.
Bearded seals are known to make seasonal movements of greater than
1,000 km, and so only very large geographical barriers would have the
potential by themselves to maintain discreteness between breeding
concentrations. As primarily benthic feeders, bearded seals may be
constrained to relatively shallow waters and so expanses of deep water
may also pose barriers to movement.
Erignathus barbatus nauticus: Given the bearded seal's circumpolar
distribution and their ability to travel long distances, it is
difficult to imagine that land masses pose a significant barrier to the
movement of this subspecies, with one exception: The great southerly
extent of the Kamchatka Peninsula. The seasonal ice does not extend
south to the tip of that peninsula, and the continental shelf is very
narrow along its eastern Bering Sea coast. The seals' affinity for ice
and shallow waters may help to confine bearded seals to their
respective sea basins in the Bering and Okhotsk Seas. Heptner et al.
(1976) and Krylov et al. (1964) described a typical annual pattern of
bearded seals in the Sea of Okhotsk to be one of staying near the ice
edge when ice is present, and then moving north and closer to shore as
the
[[Page 77500]]
ice recedes in summer. Unlike other researchers describing tendencies
of the species as a whole, Krylov et al. (1964) described the bearded
seal as more or less sedentary, based primarily on observations of
seals in the Sea of Okhotsk. Indeed, published maps indicate that the
southeastern coast of the Kamchatka Peninsula is the only location
where the distribution of the bearded seal is not contiguous (Burns,
1981; Kovacs, 2002; Blix, 2005), and there are no known records of
bearded seals moving between the Sea of Okhotsk and Bering Sea.
Kosygin and Potelov (1971) conducted a study of craniometric and
morphological differences between bearded seals in the White, Barents,
and Kara Seas, and bearded seals in the Bering Sea and Sea of Okhotsk.
They reported differences in measurements between the three regions,
although they suggested that the differences were not significant
enough to justify dividing the population into subspecies. Fedoseev
(1973, 2000) also suggested that differences in the numbers of lip
vibrissae as well as length and weight indicate population structure
between the Bering and Okhotsk Seas. Thus, under the first factor for
determining discreteness, the BRT concluded, and we concur, that the
available evidence indicates the discreteness of two population
segments: (1) The Sea of Okhotsk, and (2) the remainder of the range of
E. b. nauticus, hereafter referred to as the Beringia population
segment. Considerations of cross-boundary management do not outweigh or
contradict the division proposed above based on biological grounds. In
all countries in the range of the Beringia segment (Russia, United
States, and Canada) annual harvest rates are considered small relative
to the local populations and harvest is assumed to have little impact
on abundance. In addition, if the Kamchatka Peninsula serves as a
geographic barrier, the entire population of bearded seals in the Sea
of Okhotsk may lie entirely within Russian jurisdiction.
Erignathus barbatus barbatus: The Greenland and Norwegian Seas,
which separate northern Europe and Russia from Greenland, form a very
deep basin that could potentially act as a type of physical barrier to
a primarily benthic feeder. Risch et al. (2007) described distinct
differences in male vocalizations at breeding sites in Svalbard and
Canada; however, they also suggested that ecological influences or
sexual selection, and not a geographical feature restricting gene flow,
could be the cause of these differences. Gjertz et al. (2000) described
at least one pup known to travel from Svalbard nearly to the Greenland
coast across Fram Strait, and Davis et al. (2008) failed to find a
significant difference between populations on either side of the
Greenland Sea. Both of these studies suggest that the expanse of deep
water is apparently not a geographic barrier to bearded seals. However,
it should be noted that not all of the DNA samples used in the study by
Davis et al. (2008) were collected during the time of breeding, and so
might not reflect the potential for additional genetic discreteness if
discrete breeding groups disperse and mix during the non-breeding
period. When considered altogether, the BRT concluded, and we concur,
that subdividing E. b. barbatus into two or more DPSs is not warranted
because the best scientific and commercial data available does not
indicate that the populations are discrete.
The core range of the bearded seal includes the waters of five
countries (Russia, United States, Canada, Greenland, and Norway) with
management regimes sufficiently similar that considerations of cross-
boundary management and regulatory mechanisms do not support a positive
discreteness determination. In addition, in all countries in the range
of E. b. barbatus, annual harvest rates are considered small relative
to the local populations and harvest is assumed to have little impact
on abundance. Since we conclude that the E. b. barbatus populations are
not discrete, we do not address whether they would be considered
significant.
Evaluation of Significance
Having concluded that E. b. nauticus is composed of two discrete
segments, here we review information that the BRT found informative for
evaluating the biological and ecological significance of these
segments.
Throughout most of their range, adult bearded seals are rarely
found on land (Kovacs, 2002). However, some adults in the Sea of
Okhotsk, and more rarely in Hudson Bay (COSEWIC, 2007), the White,
Laptev, Bering, Chukchi, and Beaufort Seas (Heptner et al., 1976;
Burns, 1981; Nelson, 1981; Smith, 1981), and Svalbard (Kovacs and
Lydersen, 2008) use haul-out sites ashore in late summer and early
autumn. In these locations, sea ice either melts completely or recedes
beyond the limits of shallow waters where seals are able to feed (Burns
and Frost, 1979; Burns, 1981). By far the largest and most numerous and
predictable of these terrestrial haul-out sites are in the Sea of
Okhotsk, where they are distributed continuously throughout the bearded
seal range, and may comprise tens to more than a thousand individuals
(Scheffer, 1958; Tikhomorov, 1961; Krylov et al., 1964; Chugunkov,
1970; Tavrovskii, 1971; Heptner et al., 1976; Burns, 1981). Indeed, the
Sea of Okhotsk is the only portion of the range of E. b. nauticus
reported to have any such aggregation of adult haul-out sites (Fay,
1974; Burns and Frost, 1979; Burns, 1981; Nelson, 1981). Although it is
not clear for how long bearded seals have exhibited this haul-out
behavior, its commonness is unique to the Sea of Okhotsk, possibly
reflecting responses or adaptations to changing conditions at the range
extremes. This difference in haul-out behavior may also provide
insights about the resilience of the species to the effects of climate
warming in other regions.
The Sea of Okhotsk covers a vast area and is home to many thousands
of bearded seals. Similarly, the range of the Beringia population
segment includes a vast area that provides habitat for many thousands
of bearded seals. Loss of either segment of the subspecies' range would
result in a substantially large gap in the overall range of the
subspecies.
The existence of bearded seals in the unusual or unique ecological
setting found in the Sea of Okhotsk, as well as the fact that loss of
either the Okhotsk or Beringia segment would result in a significant
gap in the range of the taxon, support our conclusion that the Beringia
and Okhotsk population segments of E. b. nauticus are each significant
to the subspecies as a whole.
DPS Conclusions
In summary, the Beringia and Okhotsk population segments of E. b.
nauticus are discrete because they are markedly separated from other
populations of the same taxon as a consequence of physical,
physiological, ecological, and behavioral factors. They are significant
because the loss of either of the two DPSs would result in a
significant gap in the range of the taxon, and the Okhotsk DPS exists
in an ecological setting that is unusual or unique for the taxon. We
therefore conclude that these two population segments meet both the
discreteness and significance criteria of the DPS policy. We consider
these two population segments to be DPSs (the Beringia DPS and the
Okhotsk DPS) (Figure 1).
[[Page 77501]]
[GRAPHIC] [TIFF OMITTED] TP10DE10.090
Abundance and Trends
No accurate worldwide abundance estimates exist for bearded seals.
Several factors make it difficult to accurately assess the bearded
seal's abundance and trends. The remoteness and dynamic nature of their
sea ice habitat, time spent below the surface and their broad
distribution and seasonal movements make surveying bearded seals
expensive and logistically challenging. Additionally, the species'
range crosses political boundaries, and there has been limited
international cooperation to conduct range-wide surveys. Details of
survey methods and data are often limited or have not been published,
making it difficult to judge the reliability of the reported numbers.
Logistical challenges also make it difficult to collect the necessary
behavioral data to make proper adjustments to seal counts. Until very
recently, no suitable behavioral data have been available to correct
for the proportion of seals in the water at the time of surveys.
Research is just beginning to address these limitations, and so current
and accurate abundance estimates are not yet available. We make
estimates based on the best scientific and commercial data available,
combining recent and historical data.
Beringia DPS
Data analyzed from aerial surveys conducted in April and May 2007
produced an abundance estimate of 63,200 bearded seals in an area of
81,600 sq km in the eastern Bering Sea (Ver Hoef et al., 2010). This is
a partial estimate for bearded seals in the U.S. waters of the Bering
Sea because the survey area did not include some known bearded seal
habitat in the eastern Bering Sea and north of St. Lawrence Island. The
estimate is similar in magnitude to the western Bering Sea estimates
reported by Fedoseev (2000) from surveys in 1974-1987, which ranged
from 57,000 to 87,000. The BRT considers the current total Bering Sea
bearded seal population to be about double the partial estimate
reported by Ver Hoef et al. (2010) for U.S. waters, or approximately
125,000 individuals.
[[Page 77502]]
Aerial surveys flown along the coast from Shishmaref to Barrow
during May-June 1999 and 2000 provided average annual bearded seal
density estimates. A crude abundance estimate based on these densities,
and without any correction for seals in the water, is 13,600 bearded
seals. These surveys covered only a portion (U.S. coastal) of the
Chukchi Sea. Assuming that the waters along the Chukchi Peninsula on
the Russian side of the Chukchi Sea contain similar numbers of bearded
seals, the combined total would be about 27,000 individuals.
Aerial surveys of the eastern Beaufort Sea conducted in June during
1974-1979, provided estimates that averaged 2,100 bearded seals,
uncorrected for seals in the water. The ice-covered continental shelf
of the western Beaufort Sea is roughly half the area surveyed,
suggesting a crude estimate for the entire Beaufort Sea in June of
about 3,150, uncorrected for seals in the water. For such a large area
in which the subsistence use of bearded seals is important to Alaska
Native and Inuvialuit communities, this number is likely to be a
substantial underestimate. A possible explanation is that many of the
subsistence harvests of bearded seals in this region may occur after a
rapid seasonal influx of seals from the Bering and Chukchi Seas in the
early summer, later than the period in which the surveys were flown.
In the East Siberian Sea, Obukhov (1974) described bearded seals as
rare, but present during July-September, based on year-round
observations (1959-1965) of a region extending about 350 km east from
the mouth of the Kolyma River. Typically, one bearded seal was seen
during 200-250 km of travel. Geller (1957) described the zone between
the Kola Peninsula and Chukotka as comparatively poor in marine mammals
relative to the more western and eastern portions of the northern
Russian coasts. We are not aware of any other information about bearded
seal abundance in the East Siberian Sea.
Although the present population size of the Beringia DPS is very
uncertain, based on these reported abundance estimates, the current
population size is estimated at 155,000 individuals.
Okhotsk DPS
Fedoseev (2000) presented multiple years of unpublished seal survey
data from 1968 to 1990; however, specific methodologies were not
provided for any of the surveys or analyses. Most of these surveys were
designed primarily for ringed and ribbon seals, as they were more
abundant and of higher commercial value. Recognizing the sparse
documentation of the survey methods and data, as well as the 20 years
or more that have elapsed since the last survey, the BRT recommends
considering the 1990 estimate of 95,000 individuals to be the current
estimated population size of the Okhotsk DPS.
Erignathus barbatus barbatus
Cleator (1996) suggested that a minimum of 190,000 bearded seals
inhabit Canadian waters based on summing the different available
indices for bearded seal abundance. The BRT recommends considering the
current bearded seal population in Hudson Bay, the Canadian
Archipelago, and western Baffin Bay to be 188,000 individuals. This
value was chosen based on the estimate for Canadian waters of 190,000,
minus 2,000 to account for the average number estimated to occur in the
Canadian portion of the Beaufort Sea (which is part of the E. b.
nauticus subspecies). There are few estimates of abundance available
for other parts of the range of E. b. barbatus, and there is sparse
documentation of the methods used to produce these estimates.
Consequently, the BRT considered all regional estimates for E. b.
barbatus to be unreliable, except for those in Canadian waters. The
population size of E. b. barbatus is therefore very uncertain, but NMFS
experts estimate it to be 188,000 individuals.
Summary of Factors Affecting the Bearded Seal
Section 4(a)(1) of the ESA and the listing regulations (50 CFR part
424) set forth procedures for listing species. We must determine,
through the regulatory process, if a species is endangered or
threatened because of any one or a combination of the following
factors: (1) The present or threatened destruction, modification, or
curtailment of its habitat or range; (2) overutilization for
commercial, recreational, scientific, or educational purposes; (3)
disease or predation; (4) inadequacy of existing regulatory mechanisms;
or (5) other natural or human-made factors affecting its continued
existence. These factors are discussed below, with the Beringia DPS,
the Okhotsk DPS, and E. b. barbatus considered under each factor. The
reader is also directed to section 4.2 of the status review report for
a more detailed discussion of the factors affecting bearded seals (see
ADDRESSES). As discussed above, data on bearded seal abundance and
trends of most populations are unavailable or imprecise, and there is
little basis for quantitatively linking projected environmental
conditions or other factors to bearded seal survival or reproduction.
Our risk assessment therefore primarily evaluated important habitat
features and was based upon the best available scientific and
commercial data and the expert opinion of the BRT members.
A. Present or Threatened Destruction, Modification, or Curtailment of
the Species' Habitat or Range
The main concern about the conservation status of bearded seals
stems from the likelihood that their sea ice habitat has been modified
by the warming climate and, more so, that the scientific consensus
projections are for continued and perhaps accelerated warming in the
foreseeable future. A second concern, related by the common driver of
carbon dioxide (CO2) emissions, is the modification of
habitat by ocean acidification, which may alter prey populations and
other important aspects of the marine ecosystem. A reliable assessment
of the future conservation status of bearded seals therefore requires a
focus on observed and projected changes in sea ice, ocean temperature,
ocean pH (acidity), and associated changes in bearded seal prey
species.
The threats (analyzed below) associated with impacts of the warming
climate on the habitat of bearded seals, to the extent that they may
pose risks to these seals, are expected to manifest throughout the
current breeding and molting range (for sea ice related threats) or
throughout the entire range (for ocean warming and acidification) of
each of the population units, since the spatial resolution of data
pertaining to these threats is currently limited.
Overview of Global Climate Change and Effects on the Annual Formation
of the Bearded Seal's Sea Ice Habitat
Sea ice in the Northern Hemisphere can be divided into first-year
sea ice that formed in the most recent autumn-winter period, and multi-
year sea ice that has survived at least one summer melt season. The
Arctic Ocean is covered by a mix of multi-year sea ice. More southerly
regions, such as the Bering Sea, Barents Sea, Baffin Bay, Hudson Bay,
and the Sea of Okhotsk are known as seasonal ice zones, where first
year sea ice is renewed every winter. Both the observed and the
projected effects of a warming global climate are most extreme in
northern high-latitude regions, in large part due to the ice-albedo
feedback mechanism in which melting of snow and sea ice lowers
reflectivity and thereby further increases surface warming by
absorption of solar radiation.
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Sea ice extent at the end of summer (September) 2007 in the Arctic
Ocean was a record low (4.3 million sq km), nearly 40 percent below the
long-term average and 23 percent below the previous record set in 2005
(5.6 million sq km) (Stroeve et al., 2008). Sea ice extent in September
2010 was the third lowest in the satellite record for the month, behind
2007 and 2008 (second lowest). Most of the loss of sea ice was on the
Pacific side of the Arctic. Of even greater long-term significance was
the loss of over 40 percent of Arctic multi-year sea ice over the last
5 years (Kwok et al., 2009). While the annual minimum of sea ice extent
is often taken as an index of the state of Arctic sea ice, the recent
reductions of the area of multi-year sea ice and the reduction of sea
ice thickness is of greater physical importance. It would take many
years to restore the ice thickness through annual growth, and the loss
of multi-year sea ice makes it unlikely that the Arctic will return to
previous climatological conditions. Continued loss of sea ice will be a
major driver of changes across the Arctic over the next decades,
especially in late summer and autumn.
Sea ice and other climatic conditions that influence bearded seal
habitats are quite different between the Arctic and seasonal ice zones.
In the Arctic, sea ice loss is a summer feature with a delay in freeze
up occurring into the following fall. Sea ice persists in the Arctic
from late fall through mid-summer due to cold and dark winter
conditions. Sea ice variability is primarily determined by radiation
and melting processes during the summer season. In contrast, the
seasonal ice zones are free of sea ice during summer. The variability
in extent, thickness, and other sea ice characteristics important to
marine mammals is determined primarily by changes in the number,
intensity, and track of winter and spring storms in the sub-Arctic.
Although there are connections between sea ice conditions in the Arctic
and the seasonal ice zones, the early loss of summer sea ice in the
Arctic cannot be extrapolated to the seasonal ice zones, which are
behaving differently than the Arctic. For example, the Bering Sea has
had 4 years of colder than normal winter and spring conditions from
2007 to 2010, with near record sea ice extents, rivaling the sea ice
maximum in the mid-1970s, despite record retreats in summer.
IPCC Model Projections
The analysis and synthesis of information presented by the IPCC in
its Fourth Assessment Report (AR4) represents the scientific consensus
view on the causes and future of climate change. The IPCC AR4 used a
range of future greenhouse gas (GHG) emissions produced under six
``marker'' scenarios from the Special Report on Emissions Scenarios
(SRES) (IPCC, 2000) to project plausible outcomes under clearly-stated
assumptions about socio-economic factors that will influence the
emissions. Conditional on each scenario, the best estimate and likely
range of emissions were projected through the end of the 21st century.
It is important to note that the SRES scenarios do not contain explicit
assumptions about implementation of agreements or protocols on emission
limits beyond current mitigation policies and related sustainable
development practices.
Conditions such as surface air temperature and sea ice area are
linked in the IPCC climate models to GHG emissions by the physics of
radiation processes. When CO2 is added to the atmosphere, it
has a long residence time and is only slowly removed by ocean
absorption and other processes. Based on IPCC AR4 climate models,
expected global warming--defined as the change in global mean surface
air temperature (SAT)--by the year 2100 depends strongly on the assumed
emissions of CO2 and other GHGs. By contrast, warming out to
about 2040-2050 will be primarily due to emissions that have already
occurred and those that will occur over the next decade. Thus,
conditions projected to mid-century are less sensitive to assumed
future emission scenarios. Uncertainty in the amount of warming out to
mid-century is primarily a function of model-to-model differences in
the way that the physical processes are incorporated, and this
uncertainty can be addressed in predicting ecological responses by
incorporating the range in projections from different models.
Comprehensive Atmosphere-Ocean General Circulation Models (AOGCMs)
are the major objective tools that scientists use to understand the
complex interaction of processes that determine future climate change.
The IPCC used the simulations from about two dozen AOGCMs developed by
17 international modeling centers as the basis for the AR4 (IPCC,
2007). The AOGCM results are archived as part of the Coupled Model
Intercomparison Project-Phase 3 (CMIP3) at the Program for Climate
Model Diagnosis and Intercomparison (PCMDI). The CMIP3 AOGCMs provide
reliable projections, because they are built on well-known dynamical
and physical principles, and they simulate quite well many large scale
aspects of present-day conditions. However, the coarse resolution of
most current climate models dictates careful application on small
scales in heterogeneous regions.
There are three main contributors to divergence in AOGCM climate
projections: Large natural variations, the range in emissions
scenarios, and across-model differences. The first of these,
variability from natural variation, can be incorporated by averaging
the projections over decades, or, preferably, by forming ensemble
averages from several runs of the same model. The second source of
variation arises from the range in plausible emissions scenarios. As
discussed above, the impacts of the scenarios are rather similar before
mid-21st century. For the second half of the 21st century, however, and
especially by 2100, the choice of the emission scenario becomes the
major source of variation among climate projections and dominates over
natural variability and model-to-model differences (IPCC, 2007).
Because the current consensus is to treat all SRES emissions scenarios
as equally likely, one option for representing the full range of
variability in potential outcomes would be to project from any model
under all of the six ``marker'' scenarios. This can be impractical in
many situations, so the typical procedure for projecting impacts is to
use an intermediate scenario, such as A1B or B2 to predict trends, or
one intermediate and one extreme scenario (e.g., A1B and A2) to
represent a significant range of variability. The third primary source
of variability results from differences among models in factors such as
spatial resolution. This variation can be addressed and mitigated in
part by using the ensemble means from multiple models.
There is no universal method for combining AOGCMs for climate
projections, and there is no one best model. The approach taken by the
BRT for selecting the models used to project future sea ice conditions
is summarized below.
Data and Analytical Methods
NMFS scientists have recognized that the physical basis for some of
the primary threats faced by the species had been projected, under
certain assumptions, through the end of the 21st century, and that
these projections currently form the most widely accepted version of
the best available data about future conditions. In our risk assessment
for bearded seals, we therefore considered the full 21st century
projections to analyze the threats stemming from climate change.
The CMIP3 (IPCC) model simulations used in the BRT analyses were
obtained from PCMDI on-line (PCMDI, 2010). The
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six IPCC models previously identified by Wang and Overland (2009) as
performing satisfactorily at reproducing the magnitude of the observed
seasonal cycle of sea ice extent in the Arctic under the A1B
(``medium'') and A2 (``high'') emissions scenarios were used to project
monthly sea ice concentrations in the Northern Hemisphere in March-July
for each of the decadal periods 2025-2035, 2045-2055, and 2085-2095.
Climate models generally perform better on continental or larger
scales, but because habitat changes are not uniform throughout the
hemisphere, the six IPCC models used to project sea ice conditions in
the Northern Hemisphere were further evaluated independently on their
performance at reproducing the magnitude of the observed seasonal cycle
of sea ice extent in 12 different regions throughout the bearded seal's
range, including five regions for the Beringia DPS, one region for the
Okhotsk DPS, and six regions for E. b. barbatus. Models that met the
performance criteria were used to project sea ice extent for the months
of November and April-July through 2100. For the Beringia DPS, in two
regions (Chukchi and east Siberian Seas) six of the models simulated
sea ice conditions in reasonable agreement with observations, in two
regions (Beaufort and eastern Bering Seas) four models met the
performance criteria, and in the western Bering Sea a single model met
the performance criteria. For E. b. barbatus, none of the models
performed satisfactorily in six of the seven regions (a single model
was retained in the Barents Sea). The models also did not meet the
performance criteria for the Sea of Okhotsk. Other less direct means of
predicting regional ice cover, such as comparison of surface air
temperature predictions with past climatology (Sea of Okhotsk),
evaluation of other existing analyses (Hudson Bay) or results from the
hemispheric predictions (the Canadian Arctic Archipelago, Baffin Bay,
Greenland Sea, and the Kara and Laptev Seas), were used for regions
where ice projections could not be obtained. For Hudson Bay we referred
to the analysis of Joly et al. (2010). They used a regional sea ice-
ocean model to investigate the response of sea ice and oceanic heat
storage in the Hudson Bay system to a climate-warming scenario. These
predicted regional sea ice conditions are summarized below in assessing
the potential impacts of changes in sea ice on bearded seals.
While our inferences about future regional ice conditions are based
upon the best available scientific and commercial data, we recognize
that there are uncertainties associated with predictions based on
hemispheric projections or indirect means. We also note that judging
the timing of onset of potential impacts to bearded seals is
complicated by the coarse resolution of the IPCC models.
Northern Hemisphere Predictions
Projections of Northern Hemisphere sea ice extent for November
indicate a major delay in fall freeze-up by 2050 north of Alaska and in
the Barents Sea. By 2090, the average sea ice concentration is below 50
percent in the Russian Arctic and some models show a nearly ice free
Arctic, except for the region of the Canadian Arctic Archipelago. In
March and April, winter type conditions persist out to 2090. There is
some reduction of sea ice by 2050 in the outer portions of the seasonal
ice zones, but the sea ice south of Bering Strait, eastern Barents Sea,
Baffin Bay, and the Kara and Laptev Seas remains substantial. May shows
diminishing sea ice cover at 2050 and 2090 in the Barents and Bering
Seas and Sea of Okhotsk. The month of June begins to show substantial
changes as the century progresses. Current conditions occasionally
exhibit a lack of sea ice near the Bering Strait by June. By 2050,
however, this sea ice loss becomes a major feature, with open water
continuing along the northern Alaskan coast in most models. Open water
in June spreads to the East Siberian Shelf by 2090. The eastern Barents
Sea experiences a reduction in sea ice between 2030 and 2050. The
models indicate that sea ice in Baffin Bay will be affected very little
until the end of the century.
In July, the Arctic Ocean shows a marked effect of global warming,
with the sea ice retreating to a central core as the century
progresses. The loss of multi-year sea ice over the last 5 years has
provided independent evidence for this conclusion. By 2050, the
continental shelves of the Beaufort, Chukchi, and East Siberian Seas
are nearly ice free in July, with ice concentrations less than 20
percent in the ensemble mean projections. The Kara and Laptev Seas also
show a reduction of sea ice in coastal regions by mid-century in most
but not all models. The Canadian Arctic Archipelago and the adjacent
Arctic Ocean north of Canada and Greenland, however, are predicted to
become a refuge for sea ice through the end of the century. This
conclusion is supported by typical Arctic wind patterns, which tend to
blow onshore in this region. Indeed, this refuge region is why sea ice
scientists use the phrase: A nearly sea ice free summer Arctic by mid-
century.
Potential Impacts of Changes in Sea Ice on Bearded Seals
In order to feed on the seafloor, bearded seals are known to nearly
always occupy shallow waters (Fedoseev, 2000; Kovacs, 2002). The
preferred depth range is often described as less than 200 m (Kosygin,
1971; Heptner et al., 1976; Burns and Frost, 1979; Burns, 1981;
Fedoseev, 1984; Nelson et al., 1984; Kingsley et al., 1985; Fedoseev,
2000; Kovacs, 2002), though adults have been known to dive to around
300 m (Kovacs, 2002; Cameron and Boveng, 2009), and six of seven pups
instrumented near Svalbard have been recorded at depths greater than
488 m (Kovacs, 2002). The BRT defined the core distribution of bearded
seals (e.g., whelping, nursing, breeding, molting, and most feeding) as
those areas of known extent that are in water less than 500 m deep.
An assessment of the risks to bearded seals posed by climate change
must consider the species' life-history functions, how they are linked
with sea ice, and how altering that link will affect the vital rates of
reproduction and survival. The main functions of sea ice relating to
the species' life-history are: (1) A dry and stable platform for
whelping and nursing of pups in April and May (Kovacs et al., 1996;
Atkinson, 1997); (2) a rearing habitat that allows mothers to feed and
replenish energy reserves lost while nursing; (3) a habitat that allows
a pup to gain experience diving, swimming, and hunting with its mother,
and that provides a platform for resting, relatively isolated from most
terrestrial and marine predators; (4) a habitat for rutting males to
hold territories and attract post-lactating females; and (5) a platform
suitable for extended periods of hauling out during molting.
Whelping and nursing: Pregnant females are considered to require
sea ice as a dry birthing platform (Kovacs et al., 1996; Atkinson,
1997). Similarly, pups are thought to nurse only while on ice. If
suitable ice cover is absent from shallow feeding areas during whelping
and nursing, bearded seals would be forced to seek either sea ice
habitat over deeper water or coastal regions in the vicinity of haul-
out sites on shore. A shift to whelping and nursing on land would
represent a major behavioral change that could compromise the ability
of bearded seals, particularly pups, to escape predators, as this is a
highly developed response on ice versus land. Further, predators abound
on continental shorelines, in contrast with
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sea ice habitat where predators are sparse; and small islands where
predators are relatively absent offer limited areas for whelping and
nursing as compared to the more extensive substrate currently provided
by suitable sea ice.
Bearded seal mothers feed throughout the lactation period,
continuously replenishing fat reserves lost while nursing pups
(Holsvik, 1998; Krafft et al., 2000). Therefore, the presence of a
sufficient food resource near the nursing location is also important.
Rearing young in poorer foraging grounds would require mothers to
forage for longer periods and (or) compromise their own body condition,
both of which could impact the transfer of energy to offspring and
affect survival of pups, mothers, or both.
Pup maturation: When not on the ice, there is a close association
between mothers and pups, which travel together at the surface and
during diving (Lydersen et al, 1994; Gjertz et al., 2000; Krafft et
al., 2000). Pups develop diving, swimming, and foraging skills over the
nursing period, and perhaps beyond (Watanabe et al., 2009). Learning to
forage in a sub-optimal habitat could impair a pup's ability to learn
effective foraging skills, potentially impacting its long-term
survival. Further, hauling out reduces thermoregulatory demands which,
in Arctic climates, may be critical for maintaining energy balance.
Hauling out is especially important for growing pups, which have a
disproportionately large skin surface and rate of heat loss in the
water (Harding et al., 2005; Jansen et al., 2010).
Mating: Male bearded seals are believed to establish territories
under the sea ice and exhibit complex acoustic and diving displays to
attract females. Breeding behaviors are exhibited by males up to
several weeks in advance of females' arrival at locations to give
birth. Mating takes place soon after females wean their pups. The
stability of ice cover is believed to have influenced the evolution of
this mating system.
Molting: There is a peak in the molt during May-June, when most
bearded seals (except young of the year) tend to haul out