Approval and Promulgation of Implementation Plans; Idaho, 72705-72719 [2010-29626]
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EPA-APPROVED OKLAHOMA REGULATIONS—Continued
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State effective
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Explanation
PART 9. MAJOR SOURCES AFFECTING NONATTAINMENT AREAS
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Applicability .........................................
6/11/2001
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Definitions ...........................................
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Requirements for sources located in
nonattainment areas PSD or NNSR
program submissions containing
rule changes for PM2.5.
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EPA-APPROVED NONREGULATORY PROVISIONS AND QUASI-REGULATORY MEASURES IN THE OKLAHOMA SIP
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Interstate transport for the 1997
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[FR Doc. 2010–29398 Filed 11–24–10; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R10–OAR–2010–0669; FRL–9231–2]
Approval and Promulgation of
Implementation Plans; Idaho
Environmental Protection
Agency.
ACTION: Final rule.
AGENCY:
EPA is approving a State
Implementation Plan (SIP) revision
submitted by the State for Idaho for the
purpose of addressing the ‘‘good
neighbor’’ provisions of the Clean Air
Act (the Act or CAA) section
110(a)(2)(D)(i) for the 1997 8-hour ozone
National Ambient Air Quality Standards
(NAAQS or standards) and the 1997
PM2.5 NAAQS. This SIP revision
addresses the requirement that the State
of Idaho’s SIP have adequate provisions
to prohibit air emissions from adversely
affecting another state’s air quality
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SUMMARY:
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State
submittal
date
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EPA approval date
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11/26/2010
[Insert citation of
publication].
5/1/2007
through interstate transport. In this
action, EPA is approving the Idaho
Interstate Transport SIP provisions that
address the requirement of section
110(a)(2)(D)(i) that emissions from Idaho
sources do not significantly contribute
to nonattainment of the 1997 8-hour
ozone NAAQS and the 1997 PM2.5
NAAQS in any other state, interfere
with maintenance of the 1997 8-hour
ozone NAAQS and the 1997 PM2.5
NAAQS in any other state, and interfere
with measures required in the SIP of
any other state under part C of
subchapter I of the CAA to prevent
significant deterioration of air quality.
This action is being taken under section
110 and part C of subchapter I of the
CAA.
DATES: This action is effective on
December 27, 2010.
ADDRESSES: Copies of the State’s SIP
revision and other information
supporting this action are available for
inspection at EPA Region 10, Office of
Air, Waste, and Toxics (AWT–107),
1200 Sixth Avenue, Suite 900, Seattle,
Washington 98101.
FOR FURTHER INFORMATION CONTACT:
Donna Deneen, EPA Region 10, Office of
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Explanation
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Approval for revisions to prohibit
interference with Prevention of
Significant Deterioration in any
other State.
Air, Waste, and Toxics (AWT–107),
1200 Sixth Avenue, Seattle, Washington
98101, or at (206) 553–6706.
SUPPLEMENTARY INFORMATION:
Throughout this document wherever
‘‘we’’, ‘‘us’’ or ‘‘our’’ are used, we mean
EPA. Information is organized as
follows:
Table of Contents
I. What action is EPA taking?
II. What is the background for this action?
III. Response to Comments
A. Comments Relating to the ‘‘Significant
Contribution to Nonattainment’’ Element
B. Comments Relating to the ‘‘Interfere
With Maintenance’’ Element
C. Comment Relating to Section 110(l)
IV. Final Action
V. Scope of Action
I. What action is EPA taking?
EPA is approving a portion of Idaho’s
Interstate Transport State
Implementation Plan (SIP) revision for
the 1997 8-hour ozone and 1997 PM2.5
NAAQS submitted by the Idaho
Department of Quality (IDEQ) on June
28, 2010. Specifically, we are approving
the portion of the plan that addresses
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the following elements of CAA section
110(a)(2)(D)(i): (1) Significant
contribution to nonattainment of these
NAAQS in any other state, (2)
interference with maintenance of these
NAAQS by any other state, and (3)
interference with any other state’s
required measures to prevent significant
deterioration (PSD) of its air quality
with respect to these NAAQS. IDEQ
addressed element (4), interference with
any other state’s required measures to
protect visibility, by referring to its
Regional Haze SIP, which will be
submitted separately. EPA will take
action on the visibility element in a
separate action. None of the findings
and conclusions in this notice,
accordingly, relate to EPA’s analysis of
interference with another state’s
required measures to protect visibility.
EPA will also take action on the portion
of Idaho’s SIP that addresses the 2006
PM2.5 NAAQS 1 in a separate action.
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II. What is the background for this
action?
On July 18, 1997, EPA promulgated
new standards for 8-hour ozone and fine
particulate matter (PM2.5). This action is
being taken in response to the
promulgation of the 1997 8-hour ozone
NAAQS and 1997 PM2.5 NAAQS. This
action does not address the
requirements of the 2006 24-hour PM2.5
NAAQS or the 2008 8-hour ozone
NAAQS; those standards will be
addressed in a future action.
Section 110(a)(1) of the CAA requires
states to submit SIPs to address a new
or revised NAAQS within three years
after promulgation of such standards, or
within such shorter period as EPA may
prescribe. Section 110(a)(2) lists the
elements that such new SIPs must
address, as applicable, including section
110(a)(2)(D)(i) which pertains to
interstate transport of certain emissions.
On August 15, 2006, EPA issued its
‘‘Guidance for State Implementation
Plan (SIP) Submissions to Meet Current
Outstanding Obligations Under Section
110(a)(2)(D)(i) for the 8-hour ozone and
PM2.5 National Ambient Air Quality
Standards’’ (2006 Guidance) for SIP
submissions that states should use to
address the requirements of section
110(a)(2)(D)(i). EPA developed this
guidance to make recommendations to
states for making submissions to meet
the requirements of section 110(a)(2)(D)
for the 1997 8-hour ozone standards and
1997 PM2.5 standards.
1 The PM
2.5 standard was revised in 2006. See
‘‘National Ambient Air Quality Standards for
Particulate Matter,’’ at 71 FR 61144 (October 17,
2006).
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On June 28, 2010, we received a SIP
revision from the State of Idaho to
address the requirements of section
110(a)(2)(D)(i) for both the 1997 8-hour
ozone NAAQS and 1997 PM2.5 NAAQS.
The state based its submittal on EPA’s
2006 Guidance. As explained in the
2006 Guidance, the ‘‘good neighbor’’
provisions in section 110(a)(2)(D)(i)
require each state to submit a SIP that
contains adequate provisions to prohibit
emissions from sources within that state
from adversely affecting another state in
the ways contemplated in the statute.
Section 110(a)(2)(D)(i) identifies four
distinct elements related to the
evaluation of impacts of interstate
transport of air pollutants. In this
rulemaking EPA is addressing the first
three elements: (1) Significant
contribution to nonattainment of these
NAAQS in any other state, (2)
interference with maintenance of these
NAAQS by any other state, and (3)
interference with any other state’s
required measures to prevent significant
deterioration (PSD) of its air quality
with respect to these NAAQS. Idaho
asserted in its SIP submission that its
current SIP is adequate to prevent such
contribution and interference, and thus
no additional controls or revisions are
needed with respect to the 1997 8-hour
ozone NAAQS and 1997 PM2.5 NAAQS.
On September 13, 2010, EPA
published a proposal to approve the
portion of Idaho’s SIP submission that
addresses the three elements of CAA
section 110(a)(2)(D) for both the 1997 8hour ozone NAAQS and 1997 PM2.5
NAAQS: (1) Significant contribution to
nonattainment of these NAAQS in any
other state, (2) interference with
maintenance of these NAAQS by any
other state, and (3) interference with any
other state’s required measures to
prevent significant deterioration (PSD)
of its air quality with respect to these
NAAQS (75 FR 55494). EPA finds that
Idaho’s Interstate Transport SIP
provisions addressing elements (1), (2),
and (3) of section 110(a)(2)(D)(i) are
consistent with the requirements of the
CAA.
III. Response to Comments
EPA received one letter from
WildEarth Guardians (WG) commenting
on several aspects of EPA’s proposed
approval of the Idaho Interstate
Transport SIP. These comments
addressed the ‘‘significant contribution
to nonattainment,’’ and ‘‘interfere with
maintenance,’’ elements of the SIP for
the 1997 8-hour ozone and 1997 PM2.5
NAAQS. WG also alleged in its
comments that EPA failed to comply
with the requirements of CAA Section
110(l) with respect to the attainment
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and maintenance of the current NAAQS.
No comments were received that
specifically addressed EPA’s proposed
approval of the ‘‘interfere with any other
state’s required measures to prevent
significant deterioration’’ elements of
the SIP for the 1997 8-hour ozone and
1997 PM2.5 NAAQS. In this section EPA
summarizes and responds to the
significant adverse comments submitted
by the commenter.
A. Comments Relating to the
‘‘Significant Contribution to
Nonattainment’’ Element
Comment No. 1—WG argued that
Idaho and EPA did not appropriately
assess impacts to nonattainment in
downwind states. According to WG,
Idaho failed to assess significance of
downwind impacts in accordance with
EPA guidance and precedent. The
commenter identified statements by
EPA in the context of the 1998 NOX SIP
Call as the applicable guidance for this
purpose. WG asserts that, based on the
precedent of the NOX SIP Call, the
following issues need to be addressed in
determining whether or not an area is
significantly contributing to
nonattainment in downwind states: (a)
The overall nature of the ozone
problem; (b) the extent of downwind
nonattainment problems to which the
upwind state’s emissions are linked; (c)
the ambient impact of the emissions
from the upwind state’s sources on the
downwind nonattainment problems;
and (d) the availability of highly costeffective control measures for upwind
emissions. 63 FR 57356, 57376 (October
27, 1998).
EPA Response—EPA disagrees with
the commenter’s conclusions regarding
the relevant guidance and standards
necessary to determine whether or not
a state’s emissions contribute
significantly to nonattainment in
another state. Section 110(a)(2)(D) does
not explicitly specify how states or EPA
should evaluate the existence of, or
extent of, interstate transport and
whether such transport is of sufficient
magnitude to constitute ‘‘significant
contribution to nonattainment’’ as a
regulatory matter. The statutory
language is ambiguous on its face and
EPA must reasonably interpret that
language and its application to factual
situations before the Agency.
The NOX SIP Call is one rulemaking
in which EPA evaluated the existence
of, and extent of, interstate transport. In
that action, EPA developed an approach
that allowed the Agency to evaluate
whether there was significant
contribution to ozone nonattainment
across an entire region that was
comprised of many states. That
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approach included regional scale
modeling and other technical analyses
that EPA deemed useful to evaluate the
issue of interstate transport on that
geographic scale and for the facts and
circumstances at issue in that
rulemaking. EPA does not agree,
however, that the approach used in the
NOX SIP Call is necessarily the only
way that states or EPA may evaluate the
existence of, and extent of, interstate
transport in all situations, and
especially in situations where the state
and EPA are evaluating the question on
a state by state basis, and in situations
where there is not evidence of
widespread interstate transport.
The commenter failed to acknowledge
that EPA issued specific guidance
making recommendations to states
about how to address section
110(a)(2)(D) in SIP submissions for the
8-hour ozone and PM2.5 NAAQS. EPA
issued this guidance document, entitled
‘‘Guidance for State Implementation
Plan (SIP) Submissions to Meet Current
Outstanding Obligations Under Section
110(a)(2)(D)(i) for the 8–Hour Ozone and
PM2.5 National Ambient Air Quality
Standards’’ on August 15, 2006 (‘‘2006
Guidance’’).2 The 2006 Guidance
postdated the NOX SIP Call, and was
developed by EPA specifically to
address SIP submissions for the 1997 8hour ozone and PM2.5 NAAQS. In EPA’s
proposal, this Guidance was identified
by the Agency as applicable to the
analysis before it.
In the 2006 Guidance, EPA explicitly
stated its view that the ‘‘precise nature
and contents of such a submission [are]
not stipulated in the statute’’ and that
the contents of the SIP submission ‘‘may
vary depending upon the facts and
circumstances related to the specific
NAAQS.’’ 3 Moreover, within that
Guidance, EPA expressed its view that
‘‘the data and analytical tools available’’
at the time of the SIP submission
‘‘necessarily [affect] * * * the content of
the required submission.’’ 4 To that end,
EPA specifically recommended that
states located within the geographic
region covered by the ‘‘Clean Air
Interstate Rule’’ (CAIR) 5 comply with
2 Memorandum from William T. Harnett entitled
Guidance for State Implementation Plan (SIP)
Submissions to Meet Current Outstanding
Obligations Under Section 110(a)(2)(D)(i) for the 8hour Ozone and PM2.5 National Ambient Air
Quality Standards (Aug. 15, 2006) (‘‘2006
Guidance’’), p. 3. An electronic copy is available for
review at the regulations.gov Web site as Document
ID No. EPA–R10–OAR–2010–0669–0005.
3 2006 Guidance at 3.
4 Id.
5 In this action, ‘‘CAIR’’ refers to the final rule
published in the May 12, 2005, Federal Register
and entitled ‘‘Rule to Reduce Interstate Transport of
Fine Particulate Matter and Ozone (Clean Air
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section 110(a)(2)(D) for the 1997 8-hour
ozone and PM2.5 NAAQS by complying
with CAIR itself. For states outside the
CAIR rule region, however, EPA
recommended that states develop their
SIP submissions for section 110(a)(2)(D)
considering relevant information.
EPA explicitly recommended that
relevant information for section
110(a)(2)(D) submissions addressing
significant contribution to
nonattainment ‘‘might include, but is
not limited to, information concerning
emissions in the state, meteorological
conditions in the state, the distance to
the nearest nonattainment area in
another state, reliance on modeling
conducted by EPA in determining that
such state should not be included
within the ambit of the CAIR, or such
other information as the state considers
probative on the issue of significant
contribution.’’ 6 In addition, EPA
recommended that states might elect to
evaluate significant contribution to
nonattainment using relevant
considerations comparable to those used
by EPA in CAIR, including evaluating
impacts as of an appropriate year and in
light of the cost of control to mitigate
emissions that resulted in significant
contribution.7
WG did not acknowledge or discuss
EPA’s 2006 Guidance for section
110(a)(2)(D) SIP submissions for the
1997 8-hour ozone and PM2.5 NAAQS,
even though it was specifically
identified and applied in EPA’s
proposal. EPA believes that the Idaho
submission and EPA’s evaluation of it
were consistent with EPA’s 2006
Guidance for the 1997 8-hour ozone and
PM2.5 NAAQS. For example, as
discussed in the proposal notice, the
state and EPA considered information
such as monitoring data in Idaho and
downwind states, geographical and
meteorological information, and
technical studies of the nature and
sources of nonattainment problems in
various downwind states. These are
among the types of information that
EPA recommended and that EPA
considers relevant under the
circumstances of this action. Thus, EPA
has concluded that the state’s
submission meets the requirements of
section 110(a)(2)(D) and that EPA’s
evaluation of the state’s SIP is consistent
with the applicable 2006 Guidance and
the Act.
Finally, EPA notes that the
considerations in the 2006 Guidance are
Interstate Rule); Revisions to Acid Rain Program;
Revisions to NOX SIP Call; Final Rule.’’ 70 FR
25162.
6 2006 Guidance at 5.
7 Id.
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consistent with the concepts that WG
identified as applicable from the NOX
SIP Call: (a) The overall nature of the
problem; (b) the extent of the downwind
nonattainment problems to which the
upwind state’s emissions are linked; (c)
the ambient impact of the emissions
from the upwind state’s sources on the
downwind nonattainment problems;
and (d) the availability of highly costeffective control measures for upwind
emissions. These factors were taken into
account in EPA’s analysis of the Idaho
SIP with the exception of consideration
of the costs of controls for sources. EPA
did not evaluate those costs because the
available evidence indicated that there
is very little contribution from
emissions from Idaho sources to
nonattainment in other states.
Comment No. 2 —WG objected to
EPA’s proposed approval on the
grounds that Idaho and EPA failed to
adequately analyze and assess the
contribution from Idaho’s emissions to
downwind states, and did not conduct
an actual assessment of the significance
of any such contribution or impacts.
EPA Response—EPA disagrees with
WG’s characterization of Idaho’s and
EPA’s demonstration and analysis. WG
again assumes that section 110(a)(2)(D)
explicitly demands the type of modeling
analysis that the commenter advocates
throughout its comments. WG contends
that any analytical approach that is not
identical to the approach used in the
NOX SIP Call is impermissible. In
addition, WG failed to acknowledge that
in other actions under section
110(a)(2)(D), EPA has used a variety of
analytical approaches, short of
modeling, to evaluate whether a specific
state is significantly contributing to
violations of the NAAQS in another
state (e.g., the west coast states that EPA
concluded should not be part of the
geographic region of the CAIR rule
based upon qualitative factors, and not
by the zero out modeling EPA deemed
necessary for some other states).
EPA’s analysis took into account
meteorological conditions, monitoring
data, distance, topography and other
quantitative and qualitative forms of
available information to evaluate and
identify a potentially significant
contribution from Idaho’s emissions to
nonattainment of the 1997 8-hour ozone
and 1997 PM2.5 NAAQS in other states.
As noted in EPA’s proposal, no single
piece of information informing this
analysis is, by itself, dispositive of the
issue. Instead, the total weight of all the
evidence taken together was used to
evaluate significant contributions to
violations of the 1997 8-hour ozone or
1997 PM2.5 NAAQS in another state.
Based on the available information,
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using a combination of quantitative data
and qualitative analyses, we concluded
emissions from Idaho do not contribute
significantly to downwind ozone
nonattainment. Thus, contrary to WG’s
assertion, EPA did perform an analysis
and assessment that formed a reasonable
basis for the conclusion that emissions
from Idaho do not contribute
significantly to downwind ozone and
PM2.5 nonattainment, using a
combination of quantitative data and
qualitative analyses. EPA does not agree
that the type of analysis advocated by
WG is required by the statute and is
necessary to support a rational
determination in this instance.
Comment No. 3—WG objected to
EPA’s proposed approval because EPA’s
assessment of impacts on downwind
states was based upon monitoring data
in those states, and WG alleges that this
is not an adequate means of evaluating
significant contribution to
nonattainment. WG is concerned that
the impacts of Idaho’s emissions in
areas without monitors were not
assessed and that EPA only assessed
‘‘impacts to areas that are designated as
nonattainment or with monitors that
have recorded violations of the ozone
and PM2.5 NAAQS.’’ WG argued that this
reliance on monitoring data is
inconsistent with both section
110(a)(2)(D) and with EPA’s guidance
provided in the NOX SIP Call. In
support of its objections, WG quoted
statements from the NOX SIP Call
proposal in which EPA discussed its
proposed interpretation of the statutory
phrase ‘‘contribute significantly to
nonattainment’’:
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‘‘The EPA proposes to interpret this term to
refer to air quality and not to be limited to
currently-designated nonattainment areas.
Section 110(a)(2)(D) does not refer to
‘nonattainment areas,’ which is a phrase that
EPA interprets to refer to areas that are
designated nonattainment under section 107
(section 107(d)(1)(A)(I)).’’
According to WG, this statement, and
similar ones in the context of the final
NOX SIP Call rulemaking, establish that
states and EPA cannot utilize
monitoring data to evaluate the
existence of, and extent of, interstate
transport. Furthermore, WG interprets
the reference to ‘‘air quality’’ in these
statements to support its contention,
amplified in later comments, that EPA
must evaluate significant contribution
in areas in which there is no monitored
nonattainment.
EPA Response—EPA disagrees with
WG’s arguments. First, WG
misunderstands the point that EPA was
making in quoted statement from the
NOX SIP Call proposal (and that EPA
has subsequently made in the context of
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CAIR). When EPA stated that it would
evaluate impacts on air quality in
downwind states, independent of the
current formal ‘‘designation’’ of such
downwind states, it was not referring to
air quality in the absence of monitor
data. EPA’s point was that it was
inappropriate to wait for either initial
designations of nonattainment for a new
NAAQS under section 107(d)(1), or for
a redesignation to nonattainment for an
existing NAAQS under section
107(d)(3), before EPA could assess
whether there is significant contribution
to nonattainment of a NAAQS in
another state.
For example, in the case of initial
designations, section 107(d)
contemplates a process and timeline for
initial designations that could well
extend for two or three years following
the promulgation of a new or revised
NAAQS. By contrast, section 110(a)(1)
requires states to make SIP submissions
that address section 110(a)(2)(D) and
interstate transport ‘‘within 3 years or
such shorter period as the Administrator
may prescribe’’ of EPA’s promulgation of
a new or revised NAAQS. This schedule
does not support a reading of section
110(a)(2)(D) that is dependent upon
formal designations having occurred
first. This is a key reason why EPA
determined that it was appropriate to
evaluate interstate transport based upon
monitor data, not designation status, in
the CAIR rulemaking and in the matter
at hand.
WG’s misunderstanding of EPA’s
statement concerning designation status
evidently caused WG to believe that
EPA’s assessment of interstate transport
in the NOX SIP Call was not limited to
evaluation of downwind areas with
monitors. This is simply incorrect. In
both the NOX SIP Call and CAIR, EPA
evaluated significant contribution to
nonattainment as measured or predicted
at monitors. For example, in the
technical analysis for the NOX SIP Call,
EPA specifically evaluated the impacts
of emissions from upwind states on
monitors located in downwind states.
The NOX SIP Call did not evaluate
impacts at points without monitors, nor
did the CAIR rulemaking. EPA believes
that this approach to evaluating
significant contribution is correct under
section 110(a)(2)(D), and EPA’s general
approach to this threshold
determination has not been disturbed by
the courts.8
Finally, EPA disagrees with WG’s
argument that the assessment of
8 Michigan v. U.S. EPA, 213 F.3d 663, 674–681
(DC Cir. 2000); North Carolina v. EPA, 531 F.3d
896, 913–916 (D.C. Cir. 2008) (upholding EPA
approach to determining threshold despite
remanding other aspects of CAIR).
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significant contribution to downwind
nonattainment must include evaluation
of impacts on non-monitored areas.
First, neither section 110(a)(2)(D)(i)(I)
provisions, nor the 2006 Guidance
support WG’s position, as neither refers
to any requirement or recommendation
to assess air quality in non-monitored
areas.9 The same focus on monitored
data as a means of assessing interstate
transport is found in the NOX SIP Call
and in CAIR. An initial step in both the
NOX SIP Call and CAIR was the
identification of areas with current
monitored violations of the ozone and/
or PM2.5 NAAQS.10 The subsequent
modeling analyses for NAAQS
violations in future years (2007 for the
SIP Call and 2010 for CAIR) likewise
evaluated future violations at monitors
in areas identified in the initial step.
Thus, WG is simply in error that EPA
has not previously evaluated the
presence and extent of interstate
transport under section 110(a)(2)(D) by
focusing on monitoring data. Indeed,
such monitoring data was at the core of
both of these efforts. In neither of these
rulemakings did EPA evaluate
significant contribution to
nonattainment in areas in which there
was no monitor. Reliance on monitoring
data is reasonable and appropriate,
because data from a properly placed
federal reference method monitor is the
way in which EPA ascertains that there
is a violation of the 1997 8-hour ozone
or PM2.5 NAAQS in a particular area.
Put another way, in order for there to be
significant contribution to
nonattainment for the 1997 8-hour
ozone or PM2.5 NAAQS, there must be
a monitor with data showing a violation
of that NAAQS. EPA concludes that by
considering data from monitored areas,
its assessment of whether emissions
from Idaho contribute significantly to
ozone or PM2.5 nonattainment in
downwind states is consistent with the
2006 Guidance, and with the approach
used by both the CAIR rule and the NOX
SIP Call.
Comment No. 4—In support of its
comments that EPA should assess
significant contribution to
nonattainment in nonmonitored areas,
9 2006
Guidance, p. 5.
on this approach, we predicted that in
the absence of additional control measures, 47
counties with air quality monitors [emphasis ours]
would violate the 8-hour ozone NAAQS in 2010.
* * *’’ From the CAIR proposed rule of January 30,
2004 (69 FR 4566, 4581). The NOX SIP call
proposed rule action reads: ‘‘* * * For current
nonattainment areas, EPA used air quality data for
the period 1993 through 1995 to determine which
counties are violating the 1-hour and/or 8-hour
NAAQS. These are the most recent 3 years of fully
quality assured data which were available in time
for this assessment,’’ 62 FR 60336.
10 ‘‘Based
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WG argued that existing modeling
performed by another organization
‘‘indicates that large areas of neighboring
states will likely violate the ozone
NAAQS.’’ According to WG, these likely
‘‘violations’’ of the ozone NAAQS were
predicted for the year 2018, as reflected
in a slide from a July 30, 2008,
presentation before the Western
Regional Air Partnership (‘‘Review of
Ozone Performance in WRAP Modeling
and Relevant to Future Regional Ozone
Planning’’). WG asserted that: ‘‘Slide 28
of this presentation displays projected
4th highest 8-hour ozone reading for
2018 and indicates that air quality in
areas throughout Utah, Wyoming,
Colorado, and Nevada will exceed and/
or violate the 1997 ozone NAAQS.
* * *’’ In short, WG argues that
modeling performed by the WRAP
establishes that there will be violations
of the 1997 8-hour ozone NAAQS in
2018 in non-monitored areas in these
western states.
EPA Response—EPA disagrees with
this comment on several grounds. First,
as explained in response to other
comments, EPA does not agree that it is
appropriate to evaluate significant
contribution to nonattainment for the
1997 8-hour ozone NAAQS by modeling
ambient levels in areas where there is
no monitor to provide data to establish
a violation of the NAAQS in question.
Section 110(a)(2)(D) does not require
such an approach, EPA has not taken
this approach in the NOX SIP Call or
other rulemakings under section
110(a)(2)(D), and EPA’s prior analytical
approach has not been disturbed by the
courts.
Second, WG’s own description of the
ozone concentrations predicted for the
year 2018 as projecting ‘‘violations’’ of
the ozone NAAQS is inaccurate. Within
the same sentence, quoted above, slide
28 is described as displaying the
projected 4th max ozone reading for the
year 2018, and as indicating that ‘‘* * *
air quality * * * will exceed or violate
[our emphasis] the 1997 ozone
NAAQS.’’ By definition, a one year
value of the 4th max above the NAAQS
only constitutes an exceedance of the
NAAQS; to constitute a violation of the
1997 8-hour ozone NAAQS, the
standard must be exceeded for three
consecutive years at the same monitor.
Thus, even if the WRAP presentation
submitted by WG were technically
sound, the conclusion drawn from it by
WG is inaccurate and does not support
its claim of projected violations of the
NAAQS in surrounding states.
EPA has also reviewed the WRAP
presentation submitted by WG and
believes that there was a substantial
error in the WRAP modeling software
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that led to an overestimation of ground
level ozone concentrations. A recent
study conducted by Environ for the
Four Corners Air Quality Task Force
(FCAQTF; Stoeckenius et al., 2009) has
demonstrated that excessive vertical
transport in the CMAQ and CAMx
models over high terrain was
responsible for overestimated ground
level ozone concentrations due to
downward transport of stratospheric
ozone.11 Environ has developed revised
vertical velocity algorithms in a new
version of CAMx that eliminated the
excessive downward transport of ozone
from the top layers of the model. This
revised version of the model is now
being used in a number of applications
throughout high terrain areas in the
West. In conclusion, EPA believes that
this key inadequacy of the WRAP
model, noted above, makes it
inappropriate support for WG’s
concerns about large expanses of 8-hour
ozone nonattainment areas projected for
2018 in areas without monitors.
Comment No. 5—As additional
support for its assertion that EPA should
require modeling to assess ambient
levels in unmonitored portions of other
states, WG relied on an additional study
entitled the ‘‘Uinta Basin Air Quality
Study (UBAQS).’’ The commenter
argued that the UBAQS study further
supports its concern that limiting the
evaluation of downwind impacts only to
areas with monitors fails to assess ozone
nonattainment in non-monitored areas.
According to the commenter, UBAQS
modeling results show that: (a) The
Wasatch front region is currently
exceeding and will exceed in 2012 the
1997 8-hour ozone NAAQS, and (b)
based on 2005 meteorological data,
portions of the four counties in the
southwest corner of Utah are also
currently in nonattainment and will be
in nonattainment in 2012.12
EPA Response—As noted above, EPA
does not agree that it is appropriate to
assess significant contribution to
nonattainment for the 1997 8-hour
ozone NAAQS in the way advocated by
WG. Even taking the UBAQS modeling
results at their face value, however, EPA
does not agree that the 8-hour ozone
nonattainment (current and projected)
in the Wasatch Front Range area
supports the commenter’s concerns
about the need to evaluate the
11 Stoeckenius, T.E., C.A. Emery, T.P. Shah, J.R.
Johnson, L.K. Parker, A.K. Pollack, 2009. ‘‘Air
Quality Modeling Study for the Four Corners
Region.’’ Prepared for the New Mexico Environment
Department, Air Quality Bureau, Santa Fe, NM, by
ENVIRON International Corporation, Novato, CA.
12 The southwestern area referred to by the
commenter includes portions of Washington, Iron,
Kane, and Garfield Counties.
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possibility of significant contribution to
nonattainment in non-monitored areas.
EPA sees several problems with the
commenter’s interpretation of the
UBAQS analysis results for counties in
Utah’s southwestern corner: ‘‘based on
2005 meteorological data, portions of
Washington, Iron, Kane, and Garfield
Counties are also in nonattainment and
will be in nonattainment in 2012.’’
First, WG’s interpretation of the
predicted ozone concentrations shown
in Figures 4–3a and 4–3b (pages 5 and
6 of the comment letter) is inaccurate.
A close review of the legend in these
figures indicates that the highest ozone
concentrations predicted by the model
for portions of the counties noted above
are somewhere between 81.00 and 85.99
ppb, but a specific concentration is not
provided. If the ozone concentration is
actually predicted to be smaller than or
equal to 84.9 ppb, then the area is
attaining; if it is predicted as greater
than 84.9 ppb then it is not attaining.
This means that current and predicted
design values for the southwestern Utah
area identified in Figures 4–3a and 4–
3b could both be in attainment or both
in nonattainment, or one of them in
attainment and the other in
nonattainment, for the 1997 8-hour
ozone NAAQS.
Second, even if the design values
predicted for these unmonitored areas
were at the top of the 81.00–85.99 ppb
range, their reliability would remain
questionable. The UBAQS itself
identifies and illustrates major
shortcomings of its modeling analysis,
only to neglect assessing the impact of
these shortcomings on the modeling
results.13 The study deviates in at least
two significant ways from EPA’s 2007
guidance on SIP modeling.14 One issue
is the UBAQS modeling reliance on
fewer than the five years of data
recommended by EPA to generate a
current 8-hour ozone design value
(DVC). UBAQS relaxed this requirement
so that sites with as little as 1 year of
data were included as DVCs in the
analysis. The other issue is the
computation of the relative responsive
factor (RRF), which directly affects the
modeling’s future design value (DVF).15
Again due to unavailability of data
satisfying EPA’s recommendation that
the RRF be based on a minimum of five
days of ozone concentrations above 85
13 See
‘‘UBAQS,’’ pages 4–27 to 4–29.
2007. Guidance on the Use of Models and
other Analyses for Demonstrating Attainment of Air
Quality Goals for Ozone, PM2.5 and Regional Haze.
Office of Air Quality Planning and Standards, Air
Modeling Group. Research Triangle Park, North
Carolina (https://www.epa.gov/scram001/guidance/
guide/final-03-pm-rh-guidance.pdf).
15 DVC × RRF = DVF.
14 EPA.
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ppb, UBAQS modeling uses RRFs based
on one or more days of ozone
concentrations above 70 ppb.16 EPA
concludes that the modeling analysis
results used by the WG are unreliable
for projecting non-attainment status and
therefore do not support its comments.
Comment No. 6—In support of its
arguments that EPA should not limit
assessment of significant contribution to
nonattainment through evaluation of
impacts at monitors, but include,
through a modeling analysis, impacts
where there are no such monitors, the
commenter cited a past statement by
EPA to the effect that the monitor
network in the western United States
needs to be expanded. The quoted
statements included EPA’s observation
that ‘‘[v]irtually all States east of the
Mississippi River have at least two to
four non-urban O3 monitors, while
many large mid-western and western
States have one or no non-urban
monitors.’’ 74 FR 34,525 (July 16, 2009).
From this statement, the commenter
argues that it is not appropriate for EPA
to limit the evaluation of significant
contribution to nonattainment in other
states to a consideration of monitor data
instead of modeling ambient pollutant
levels because there are states with few
or no non-urban monitors surrounding
Idaho.
EPA Response—EPA acknowledges
that WG’s observation that there are
relatively few monitors in the western
states, and that relatively few monitors
are currently located in non-urban areas
of western states, is factually correct.
However, the commenter failed to note
that the quoted statement from EPA
concerning the adequacy of western
monitors came from the Agency’s July
16, 2009, proposed rulemaking entitled
‘‘Ambient Ozone Monitoring
Regulations: Revisions to Network
Design Requirements.’’ This statement
was taken out of context, because EPA
was in that proposal referring to changes
in state monitoring networks that it
anticipates will be necessary in order to
implement not the 1997 8-hour ozone
NAAQS that is the subject of this
rulemaking, but rather the 2008 ozone
NAAQS for which there are concerns
that there will be a need to evaluate
ambient levels in previously
unmonitored areas of the western
United States. The fact that additional
monitors may be necessary in the future
for the newer ozone NAAQS does not
automatically mean that the existing
ozone monitoring networks are
insufficient for the 1997 8-hour ozone
NAAQS, as the commenter implies.
Indeed, states submit annual monitoring
16 See
UBAQS, p. 4–28.
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network plans to EPA and EPA
evaluates these to insure that they meet
the applicable requirements. For
example, Idaho itself submits just such
a report on an annual basis, and EPA
reviews it for adequacy.17 All other
states submit comparable reports.
Comment No. 7—WG objected to
EPA’s proposed approval of the Idaho
SIP submission because neither Idaho
nor EPA performed a specific modeling
analysis to assure that emissions from
Idaho sources do not significantly
contribute to nonattainment in
downwind states. According to the
commenter, EPA’s decision to use a
qualitative approach to determine
whether emissions from Idaho
contribute significantly to downwind
nonattainment is not consistent with its
own preparation of a regional model to
evaluate such impacts from other states
as part of CAIR.
EPA Response—EPA disagrees with
WG’s proposition that only modeling
can establish whether or not there is
significant contribution from one state
to the nonattainment of another. First,
as noted above, EPA does not believe
that section 110(a)(2)(D) requires a
modeling analysis in all instances.
While modeling can be useful, EPA
believes that other forms of analysis can
be sufficient to evaluate whether or not
there is significant contribution to
nonattainment. For this reason, EPA’s
2006 Guidance recommended other
forms of information that states may rely
upon as part of their section 110(a)(2)(D)
submissions for the 1997 8-hour ozone
and 1997 PM2.5 NAAQS. EPA has
concluded that its qualitative approach
to the assessment of significant
contribution to downwind ozone and
PM2.5 nonattainment is consistent with
EPA’s 2006 Guidance.
Second, EPA notes that WG’s
comment also reflects a
misunderstanding of the approach EPA
used in the remanded CAIR. In CAIR,
EPA determined that several factors
provided a reasonable basis to exclude
certain western states from the ambit of
that rulemaking: ‘‘[i]n analyzing
significant contribution to
nonattainment, we determined it was
reasonable to exclude the Western U.S.,
including the states of Washington,
Idaho, Oregon, California, Nevada, Utah,
and Arizona from further analysis due
to geography, meteorology, and
topography. Based on these factors we
concluded that the PM2.5 and 8-hour
ozone nonattainment problems are not
17 EPA most recently reviewed the adequacy of
the Idaho monitoring network on October 14, 2010.
See letter dated October 14, 2010 from Debra
Suzuki, EPA Region 10, to Dave Broker, IDEQ.
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likely to be affected significantly by
pollution transported across these
States’ boundaries. * * *’’ 69 FR 4581
(January 30, 2004).
EPA has taken a similar approach to
assess whether Idaho contributes
significantly to violations of the 1997 8hour ozone and PM2.5 NAAQS in
downwind states. In the proposed
action, EPA explained several forms of
substantive and technically valid
evidence that led to the conclusion that
emissions from Idaho sources do not
contribute significantly to
nonattainment, in accordance with the
requirement of Section 110(a)(2)(D).
Comment No. 8—In further support of
its argument that EPA must use
modeling to evaluate whether there is
significant contribution to
nonattainment under section
110(a)(2)(D), WG noted that EPA itself
asks other agencies to perform such
modeling in other contexts. As
examples, the commenter cited four
instances in which EPA commented on
actions by other agencies and
recommended the use of a modeling
analysis to assess ozone impacts prior to
authorizing oil and gas development
projects. As supporting material, the
comment includes quotations from and
references to EPA letters to Federal
Agencies on assessing impacts of oil and
gas development projects.18 WG
questioned why EPA’s recommendation
for such an approach in its comments to
other Federal Agencies did not result in
its use of the same approach to evaluate
the impacts from Idaho emissions and to
insure compliance with Section
110(a)(2)(D)(i)(I). The commenter
reasoned that the emissions that would
result from the actions at issue in the
other agency decisions, such as selected
oil and gas drilling projects, would be
of less magnitude and importance than
the statewide emissions at issue in an
evaluation under section 110(a)(2)(D).
EPA Response—As explained above,
EPA disagrees with WG’s fundamental
argument that modeling is required to
evaluate significant contribution to
nonattainment, whether by section
110(a)(2)(D), by EPA guidance, or by
past EPA precedent. EPA’s applicable
guidance made recommendations as to
different approaches that can satisfy the
interstate transport requirements for
significant contribution to
nonattainment in other states. Even
EPA’s own CAIR analysis relied on a
combination of qualitative and
quantitative analyses, as explained
above. As indicated in our response to
18 WG’s October 13, 2010, comment letter, pp. 9–
10. The referenced letters have been included in the
docket for this action.
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Comment No. 7, the CAIR analysis
excluded the western states based on a
qualitative assessment of the regions
topography, geography and
meteorology.19
EPA believes that the commenter’s
references to EPA statements
commenting on the actions of other
agencies are inapposite. As WG is
aware, those comments were made in
the context of the evaluation of the
impacts of various federal actions
pursuant to the National Environmental
Policy Act (NEPA), not the Clean Air
Act. As explained above, section
110(a)(2)(D) governs this particular
decision-making process, and EPA does
not agree that modeling is always
required to support the evaluation. EPA
itself has relied on qualitative evidence
for this purpose when the relevant
record provides evidence sufficient to
reach a reasoned determination.
Comment No. 9—In further support of
its argument that EPA should always
require modeling to evaluate significant
contribution to nonattainment, WG
referred to EPA regulations governing
nonattainment SIPs. The commenter
referenced 40 CFR 51.112(a)(1), which
states that: ‘‘[t]he adequacy of a control
strategy shall be demonstrated by means
of applicable air quality models, data
bases, and other requirements specified
in appendix W of [Part 51] (Guideline
on Air Quality Models).’’ The
commenter argued that this regulation
supports its position that modeling is
required to satisfy the significant
contribution element of 110(a)(2)(D).
EPA Response—EPA disagrees with
this comment. The cited language
addresses the control strategy
requirements when the necessity of
controls has already been established.
The cited provision requires a modeling
analysis to demonstrate the adequacy of
the control strategy developed to
achieve the reductions necessary to
prevent an area’s air quality from
continuing to violate the NAAQS. EPA’s
determination that emissions from
Idaho do not contribute significantly to
nonattainment for the 1997 8-hour
ozone standard in any other states
eliminates the need for a control
strategy aimed at satisfying the section
110(a)(2)(D) requirements. The
provision cited by the commenter,
therefore, is inapplicable in this context.
Moreover, EPA interprets the language
at 40 CFR 51.112(a): ‘‘[e]ach plan must
demonstrate that the measures, rules,
and regulations contained in it are
adequate to provide for the timely
attainment and maintenance of the
national standard that it implements,’’ to
19 69
FR 4581, January 30, 2004.
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refer to modeling for attainment
demonstrations, an integral part of
nonattainment area SIPs under
subchapter I, part D of the CAA. This
interpretation was upheld by the Sixth
Circuit Court of Appeals. Wall v. U.S.
EPA, 265 F.3d 426, 436 (6th Cir. 2001).
Thus, the commenter’s cited regulation
is not relevant to EPA’s technical
analysis assessing whether emissions
from Idaho contribute significantly to
nonattainment in any other states under
section 110(a)(2)(D).
Comment No. 10—WG referenced
several modeling analyses of emissions
in the western United States which it
contends renders EPA’s analysis
inadequate. The commenter
‘‘challenged’’ EPA to prove the modeling
results it presented are insufficient by
presenting a contrary modeling analysis,
and argued that EPA has an obligation
to do so.
Response: EPA disagrees with WG’s
contention that EPA is obligated to
evaluate and disprove the modeling
analyses it has submitted with a
competing modeling analysis when
other available information is available
to dispute the modeling analysis. EPA’s
interpretation of section 110(a)(2)(D) is
that the statute does not explicitly
require modeling, and while modeling
can be useful in certain circumstances,
there is no obligation to use it to
evaluate whether or not there is
significant contribution to
nonattainment. Section 110(a)(2)(D)(i)
does not specify the forms of evidence
to be used for meeting the requirements,
and the 2006 Guidance specifically
recommends other forms of information
that states might wish to evaluate as part
of their section 110(a)(2)(D)
submissions. We evaluated whether
Idaho’s SIP met the requirement of
section 110(a)(2)(D)(i) based on EPA’s
2006 Guidance and have a reasonable
basis, as discussed in the proposed
approval, for concluding that Idaho has
met the requirement of 110(a)(2)(D)(i)
for the 1997 8-hour ozone and 1997
PM2.5 NAAQS in the absence of a
modeling analysis.
Comment No. 11—WG also objected
to EPA’s proposed approval of the Idaho
submission on the grounds that it was
based upon a ‘‘weight-of-evidence
analysis,’’ and that no such weight of
evidence test appears in the CAA
generally, or in section 110(a)(2)(D) in
particular. According to the commenter,
there is no regulatory support for using
a ‘‘weight-of-evidence’’ approach to
assessing air quality impacts. The
commenter asserted that EPA neither
cited nor quoted regulations or policy
that provides for this, and failed to lend
any specific meaning to the phrase
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through its proposed approval. Finally,
the commenter asserted, without
explaining, its belief that EPA failed to
address ‘‘several relevant factors related
to the determination of whether Idaho
contributes significantly to
nonattainment undermines the agency’s
reliance on any ‘weight-of-evidence’
approach.’’
EPA Response—EPA agrees with WG
that neither the CAA generally, nor
section 110(a)(2)(D) specifically, include
the explicit phrase ‘‘weight of evidence.’’
It simply does not follow, however, that
it is inappropriate for EPA to use such
an approach in this context. As
explained above, section 110(a)(2)(D)
does not explicitly stipulate how EPA
may assess whether there is a significant
contribution to nonattainment in other
states. Through past actions such as
CAIR, EPA has used a weight of
evidence approach to exclude some
states from further consideration.20 As
described above, in EPA’s 2006
Guidance the Agency specifically
recommended types of information that
states might wish to rely upon to
evaluate the presence of, and extent of,
interstate transport for this purpose.
EPA believes that a weight of evidence
approach that properly considers
appropriate evidence is sufficient to
make a valid determination, as in this
case.
Specifically, EPA’s technical analysis
in the September 13, 2010 proposed
action underscores its reliance on
implementation policies set in the EPA
2006 Guidance: ‘‘EPA’s August 15, 2006,
guidance to states concerning section
110(a)(2)(D)(i) recommended various
methods by which states might evaluate
whether or not its emissions
significantly contribute to violations of
the 1997 ozone standards in another
state. Among other methods, EPA
recommended consideration of available
EPA modeling conducted in
conjunction with CAIR, or in the
absence of such EPA modeling,
consideration of other information such
as the amount of emissions, the
geographic location of violating areas,
meteorological data, or various other
forms of information that would be
relevant to assessing the likelihood of
significant contribution to violations of
the NAAQS in another state [our
emphasis].’’ 21 On the basis of this
Guidance, Idaho and EPA chose to
assess the impacts of emissions from
Idaho sources on nonattainment areas
for the 1997 ozone NAAQS and 1997
PM2.5 NAAQS in surrounding states
through a weight of evidence approach
20 See:
21 75
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using quantitative and qualitative
information such as monitoring data for
those other states, Idaho’s distance from
areas with monitors showing violation
of the NAAQS, meteorological
conditions, and other characteristics for
those areas. EPA’s use of a weight of
evidence analysis is by no means
unusual for the assessment of ozone
impacts through long range transport.
The same analytical framework was
used in the 1998 NOX SIP Call, as
indicated under Section II.C., entitled
‘‘Weight-of-Evidence Determination of
Covered States.’’ 22 The differences
between the specific types of evidence
used in the NOX SIP Call and in our
analysis do not invalidate the use of the
weight of evidence approach.
As for the commenter’s argument that
EPA ‘‘fails to lend any specific meaning
to the phrase through its proposed
approval,’’ the Agency’s technical
analysis described in the proposal did
specify the characteristics, including
limitations, of a weight of evidence
analysis: ‘‘[f]urthermore * * * EPA
notes that no single piece of information
is by itself dispositive of the issue.
Instead, the total weight of all the
evidence taken together is used to
evaluate significant contributions to
violations of the 1997 8-hour ozone or
1997 PM2.5 NAAQS in another state.’’
(75 FR 55496).
Finally, as to the commenter’s
assertion that EPA failed to consider
‘‘several relevant factors’’ and thus failed
to conduct an appropriate weight of
evidence evaluation, EPA cannot weigh
the validity of this comment in the
absence of an explanation of what these
factors might be.
Comment No. 12—WG questioned
whether a regulatory provision from
Idaho’s SIP, IDAPA 58.01.013.203.02,
that was identified in the proposed
action constitutes a ‘‘prohibition on
emissions that significantly interfere
with nonattainment.’’ 23 WG argued that
this provision does not appear to ensure
compliance with section
110(a)(2)(D)(i)(I) because, the
commenter explains, the provision
22 ‘‘As discussed above, EPA applied a multifactor approach to identify the amounts of NOX
emissions that contribute significantly to
nonattainment.* * *’’ 1998 SIP Call, 63 FR 57381,
October 27, 1998.
23 EPA notes that WG appears to have incorrectly
stated and conflated the two different standards
presented in CAA section 110(a)(2)(D)(i)(I) in this
comment. EPA assumes that, due to the placement
of this comment in a section that WG entitled
‘‘Measures in the SIP do not Appear to Ensure that
Idaho will not Significantly Contribute to
Nonattainment’’ and statements made later in the
comment, that the comment applies only to EPA’s
proposed approval of the nonattainment prong of
110(a)(2)(D)(i)(I) and was not provided in reference
to the maintenance prong.
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applies only to stationary sources
(actually point sources) and not to
mobile or field burning emissions, and
that all sources must be considered in
order to meet the requirements of the
statute. The commenter alleged that
110(a)(2)(D)(i)(II) applies to any source
or other type of emission activity and,
therefore, Idaho’s SIP provision is
inadequate if it is limited in its
application to stationary sources. WG
went on to identify emission inventory
information to support its argument that
mobile source emissions and
agricultural burning emissions are
significant sources of emissions in
Idaho. The commenter questioned the
assertion that the abovementioned
regulatory provision provides authority
to limit a source’s emissions to ensure
attainment in other states. WG also
questioned how the provision would
apply in attainment areas. Finally, the
commenter concluded that the Idaho
SIP does not appear to contain
provisions that effectively prohibit
emissions from any source from
significantly contributing to
nonattainment in any other state.
EPA Response—EPA agrees with the
commenter’s assertion that the
requirements of section 110(a)(2)(D)(i)(I)
are applicable to all source categories
and not only to stationary sources. The
commenter seems to have read EPA’s
proposed action to imply that the
provisions cited by Idaho are the only
consideration in evaluating whether
Idaho has met the requirement regarding
whether or not a state’s emissions
significantly contribute to violations of
1997 ozone and 1997 PM2.5 standards in
another state. In fact, these provisions,
which provide IDEQ with the authority
to require a permit if emission rate
reductions are necessary to attain any
ambient air quality standard, were
identified by EPA in the proposed
action as ‘‘additional support for [EPA’s]
conclusion that emissions from Idaho
sources do not significantly contribute
to nonattainment in any other state
* * *.’’ As noted in EPA’s proposed
action, no single piece of information
was by itself dispositive in evaluating
Idaho’s potential contribution to
nonattainment in another state. EPA has
taken into account the Idaho SIP as a
whole, which includes but is not
limited to the cited permitting
provisions, and the actual contribution
of emissions from Idaho to
nonattainment receptors in other states
to evaluate whether the significant
contribution element has been met.
EPA disagrees with the commenter’s
apparent view that under section
110(a)(2)(D) SIPs must contain literal
provisions prohibiting significant
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contribution to nonattainment in any
other state, or, for that matter, to contain
any particular words or generic
prohibitions. Instead, EPA believes that
the statute requires a state’s SIP to
contain substantive emission limits or
other provisions that in fact ensure that
sources located within the state will not
produce emissions that have such an
effect in other states. In conducting its
analysis of whether or not the state’s SIP
is adequate, EPA evaluates the actual
contribution of a state’s emissions to
nonattainment in another state and does
not base its analysis on the written
provisions of the SIP alone. Therefore,
EPA believes that satisfaction of the
‘‘significant contribution’’ requirement is
not to be demonstrated through a literal
requirement for a prohibition of the type
advocated by the commenter.
EPA’s past application of section
110(a)(2)(D) did not require the literal
prohibition advocated by the
commenter. For example, in 1998 NOX
SIP call (63 FR 57356, October 27, 1998)
EPA indicated that ‘‘the term ‘prohibit’
means that SIPs must eliminate those
amounts of emissions determined to
contribute significantly to
nonattainment * * *.’’ As a result, the
first step of the process to determine
whether this statutory requirement is
satisfied is the factual determination of
whether a state’s emissions contribute
significantly to nonattainment in
downwind areas. See 2005 CAIR Rule
(70 FR 25162) and 1998 NOX SIP Call
(63 FR 57356). If this factual finding is
in the negative, as is the case for EPA’s
assessment of the contribution from
emissions from Idaho, then section
110(a)(2)(D)(i)(I) does not require any
changes to a state’s provisions. If,
however, the evaluation reveals that
there is such a significant contribution
to nonattainment in other states, then
EPA requires the state to adopt
substantive provisions to eliminate
those emissions. The state could achieve
these reductions through traditional
command and control programs, or at its
own election, through participation in a
cap and trade program. Thus, EPA’s
approach in this action is consistent
with the Agency’s interpretation of
110(a)(2)(D)(i) in the 2006 guidance, the
CAIR Rule, and the NOX SIP call, none
of which required the pro forma literal
‘‘prohibition’’ of the type advocated by
the commenter.
B. Comments Relating to the ‘‘Interfere
With Maintenance’’ Element
Comment No. 1—The commenter
stated that EPA inappropriately defined
the term ‘‘interfere with maintenance.’’ It
argued that EPA’s definition appeared to
be ‘‘inappropriately conflated with the
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definition of nonattainment.’’ It argued
that the definition of maintenance
appeared to be tied to nonattainment,
asserting that ‘‘unless an area has
violated or is in violation of the
NAAQS, the agency will not consider
whether Idaho is interfering with that
area’s ability to maintain compliance
with the NAAQS.’’ For this reason, it
argued EPA did not give independent
meaning to the ‘‘interfere with
maintenance’’ prong of section
110(a)(2)(D)(i)(I).
The commenter also maintains that
EPA’s analysis did not consider Idaho’s
impacts on neighboring states that have
not previously violated, but that ‘‘may
be barely attaining the NAAQS.’’ To
illustrate its contention that EPA has
inappropriately defined ‘‘interference
with maintenance,’’ the commenter
pointed to information regarding Cache
Valley, Utah, which it describes as an
example of an area that has not violated
the 1997 24-hour PM2.5 NAAQS, but
that may be barely attaining the NAAQS
and should, therefore, be classified as a
maintenance receptor. The commenter
did not provide any other concrete
examples of areas that EPA should have
identified as maintenance receptors.
Response—The definition of
maintenance used by EPA is consistent
with the direction given to EPA by the
Court of Appeals for the DC Circuit in
North Carolina v. EPA, 531 F.3d 896
(DC Cir. 2008).24 In that case, the court
analyzed the definition of ‘‘interfere
with maintenance’’ used in the CAIR
rule. The court found that the definition
EPA used ‘‘gave no independent
significance to the ‘interfere with
maintenance’ prong of section
110(a)(2)(D)(i)(I) to separately identify
upwind sources interfering with
downwind maintenance.’’ North
Carolina at 910. It further reasoned that
‘‘[u]nder EPA’s reading of the statute, a
state can never ‘‘interfere with
maintenance’’ unless EPA determines
that at one point it ‘‘contribute[d]
significantly to nonattainment.’’ Id.
Based on this analysis, the court found
the definition unlawful holding that
‘‘[b]ecause EPA describes CAIR as a
complete remedy to a section
110(a)(2)(D)(i)(I) violation and does not
give independent significance to the
’interfere with maintenance’ language to
identify upwind states that interfere
24 As EPA noted in the proposal, the term
‘‘interfere with maintenance’’ is not defined in the
CAA. As such, the term is ambiguous and EPA’s
interpretation of that term in this action is both
reasonable and consistent with the overall goals of
the CAA. By this approach, EPA is giving
independent meaning to the term and supporting
that interpretation with technical analysis to apply
it to the facts of this action.
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with downwind maintenance, EPA
unlawfully nullifies that aspect of the
statute and provides no protection for
downwind areas that, despite EPA’s
predictions, still find themselves
struggling to meet NAAQS due to
upwind interference in 2010.’’ Id. at
910–911.
The approach used by EPA to
evaluate Idaho’s SIP submission and to
determine whether emissions from
sources in Idaho interfere with
maintenance in any other state directly
addresses these flaws. It gives
significant independent meaning to the
term ‘‘interfere with maintenance.’’ It
establishes a process to identify any
specific receptors in downwind states
that, even though they are projected to
be in attainment and thus would not be
nonattainment receptors, may have
difficulty maintaining the NAAQS in
question. These receptors are referred to
as maintenance receptors.
The methodology EPA used to
identify maintenance receptors gives
independent meaning to the term
‘‘interfere with maintenance’’ and
establishes a process to identify
projected attainment receptors that,
based on the historic variability of air
quality at that site (which may be due
to variability in emissions and/or
meteorology), may have difficulty
maintaining the standard. As explained
in greater detail below, the commenter’s
objection to EPA’s approach appears to
be based on the misconception that the
methodology EPA used to identify
maintenance sites was dependent on
base year NAAQS violations.
The commenter’s statement that
EPA’s designation of maintenance
receptors is ‘‘firmly hitched to a finding
that the maximum design value based
on a single three-year period between
2003 and 2007 is in excess of the
NAAQS’’ appears to be based on a
misunderstanding of the methodology
used by EPA to identify maintenance
receptors. EPA’s methodology did not,
as the commenter appears to assume,
require a site to have a design value
above the NAAQS for one of the three
base periods (2003–2005, 2004–2006,
2005–2007) to be considered a
maintenance site. The methodology is
based on an analysis of the future year
average and future year maximum
design values. It does not depend on
whether the base year design values
exceed the NAAQS. In the proposal,
EPA explained that ‘‘EPA identified
those sites that are projected to be
attainment based on the 5-year weighted
average design value, but that have a
maximum design value (based on a
single three-year period) that exceeds
the NAAQS, as maintenance sites.’’ (75
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FR 52697). The maximum design value
referenced in this sentence is the
maximum future design value
calculated using each of the three base
design value periods separately.
Whether or not one of the three base
period design values exceeded the
NAAQS was not a factor considered in
determining whether a site was a
maintenance receptor.
To better understand this concept, it
is useful to compare the methodologies
used in the Transport Rule (TR)
proposal (75 FR 45210, Aug. 2, 2010) to
identify nonattainment and
maintenance receptors. In the TR
proposal, base period (2003–2007)
ambient data were projected to the
future (using model outputs), to identify
both nonattainment and maintenance
receptors. In both cases, receptors were
identified by projected future design
values; however, because more
conservative data were used for the
maintenance analysis, this analysis
could identify receptors that were
projected by the nonattainment analysis
to be in attainment, yet might have
difficulty attaining the standard due to
historic variability of air quality at that
site. To identify future nonattainment
sites EPA calculated the future year
design values by projecting the 5-year
weighted average design value for each
site. Only if this future year design
value exceeded the NAAQS was the site
considered to be a nonattainment
receptor. However, to identify projected
maintenance sites we used a different
methodology that took into account
historic variability in air quality at each
receptor. For this approach EPA
calculated the maximum future year
design value by processing each of the
three base design value periods (2003–
2005, 2004–2006, and 2005–2007)
separately. The highest of the three
future values is the maximum design
value, which is used to determine
maintenance receptors.
In this way, EPA’s analysis identifies
those areas that are projected to be
attainment, but may have difficulty
maintaining attainment of the standard,
for example in a year with particularly
severe meteorology (weather that is
conducive to ozone and/or particulate
formation). In other words, this analysis
does exactly what the DC Circuit
directed EPA to do in North Carolina,
531 F.3d 896. It gave independent
meaning to the ‘‘interfere with
maintenance’’ prong of 110(a)(2)(D)(i)
and is providing protection to any areas
that, although they are predicted to
attain the standard (and thus upwind
sources could not be found to
significantly contribute to
nonattainment in that area) may have
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difficulty maintaining the standard.
North Carolina. at 911.
EPA used this same approach to
identify any potential maintenance
receptors for purposes of evaluating
Idaho’s SIP submission. For the reasons
explained above, this approach is both
reasonable and consistent with the
direction given to EPA by the DC Circuit
in North Carolina.
As explained above, EPA established
a methodology to identify sites that may
have difficulty maintaining the 1997 8hour ozone or 1997 PM2.5 NAAQS. This
process identifies any specific receptors
in downwind states that, even though
they are projected to be in attainment
and thus would not be nonattainment
receptors, may have difficulty
maintaining the NAAQS in question.
Based on this methodology, EPA
projected that the Cache Valley in Utah
will not have difficulty meeting the
1997 8-hour ozone NAAQS or the 1997
PM2.5 NAAQS because none of the
future year design values exceeded the
NAAQS and Cache Valley is not a
maintenance receptor.
EPA notes that, except for Cache
Valley, Utah, the commenter provides
no specific examples or facts to support
its arguments that there are areas in
neighboring states which are ‘‘barely
attaining the NAAQS.’’ In the absence of
any specific comments regarding the
location of monitoring receptors,
monitoring concentrations, or time
periods during which these areas were
purportedly ‘‘barely attaining’’ the
NAAQS, EPA cannot respond to the
commenter’s generic concerns about
interference with maintenance in the
neighboring states of Montana, Nevada,
Oregon, Montana, Wyoming, and other
areas of Utah. EPA’s analysis shows that
there are no sites in any states adjacent
to Idaho with design values exceeding
the 65 ug/m3 which should accordingly
be identified as maintenance receptors.
WG provided only the example of
Cache Valley, Utah, as an area that EPA
should have identified as a maintenance
receptor. The commenter appears to
implicitly argue that EPA has
inappropriately established an
interference with maintenance
threshold, although it did not identify
specific criteria that should warrant
designating an area as a maintenance
receptor. Even if EPA did not rely on the
methodology discussed above to give
meaning to the ‘‘interfere with
maintenance’’ prong of section
110(a)(2)(D), the commenter’s argument
that Cache County is ‘‘barely attaining’’
the NAAQS is not persuasive. The data
pointed to by the commenter is not
sufficient to support a reasonable
conclusion that the area warrants
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evaluation as a maintenance receptor.
The commenter identified the four
highest monitored values for PM2.5 at
the Cache County monitor for each year
from 2005 through 2010. However,
EPA’s regulations establish that
attainment of the PM2.5 NAAQS is
determined when the three-year average
of the 98th percentile value at each
monitoring site is less than or equal to
65 μg/m3. The 98th percentile value for
Cache County cannot be evaluated by
considering only the four highest
monitored readings during each of the
years cited by the commenter. In fact, all
of the values cited by the commenter
would be eliminated from consideration
in an attainment analysis. EPA
concludes that this data is not
sufficiently persuasive to warrant
identifying Cache County as a
maintenance receptor.
Although the commenter did not
provide a full data set in its comments,
EPA has analyzed a complete data set
for the Cache County monitor and
determined that the highest three yearaverage of the 98th percentile for the
monitor is only 66% of the standard.
EPA computed the highest 3-year
average of the 98th percentile values for
each of the three-year periods covered
by the 2005–2010 period that the
commenter references. The highest
value for any complete three-year
periods was 42 μg/m3, well below 65 μg/
m3. EPA disagrees with the commenter’s
conclusion that there is a reasonable
basis for characterizing this area as
‘‘barely attaining’’ the NAAQS or one
that warrants additional evaluation as a
maintenance receptor.
Comment No. 2—The commenter
cited a variety of information suggesting
that receptors in the Denver/North Front
Range (Denver/NFR) area should also be
considered for maintenance purposes
under 110(a)(2)(D)(i) in this action. The
commenter points out that as EPA itself
has stated that ‘‘Data for 2005–2007 and
2006–2008 reflect violations of the 8hour ozone NAAQS at the Rocky Flats
North monitor (values of {0.085} and
0.086 ppm, respectively).’’ The
commenter also argued that modeling
prepared in conjunction with Colorado’s
Denver/NFR attainment demonstration
shows that by 2010, the three-year
design value is only projected to be
lowered to 0.084 parts per million,
barely in compliance with the NAAQS,
and that certain portions of the Denver/
NFR area of Colorado would violate the
1997 ozone NAAQS in 2010 at grid cells
west of Fort Collins. The commenter
referenced several documents that are
part of the Colorado’s Denver/NFR 8hour Ozone Attainment Demonstration
in support of its arguments. The
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commenter cited the report’s language
that indicated that the modeling
projection of a value above the 1997 8hour standard to the west of Fort Collins
is not ‘‘implausible’’ explaining, ‘‘[i]n the
case of the Denver ozone modeling,
higher ozone concentrations are
estimated west of Fort Collins than at
the locations of the two monitors in Fort
Collins on some days and this does not
appear to be an error in the modeling
system’’.25
The commenter argued that EPA’s
failure to consider the Denver/NFR area
as a receptor for evaluating interference
with maintenance in this action reflects
the very problem that the DC Circuit
warned could result without giving
independent meaning to the term
‘‘interfere with maintenance.’’
Response—EPA disagrees with the
commenter’s argument that EPA has
inappropriately identified the correct
monitors for maintenance receptors. As
discussed in greater detail in the
previous response to comment, EPA has
selected a method that identifies
maintenance receptors separately from
nonattainment receptors and gives an
independent meaning to the interfere
with maintenance prong of section
110(a)(2)(D)(i). EPA has consistently
applied this method to all potential
receptors in states potentially impacted
by Idaho’s emissions including those in
the Denver/NFR area.
The commenter’s argument that EPA
did not consistently identify
maintenance receptors is premised on
the same fundamental
misunderstanding (discussed in the
previous response to comment
addressing the ‘‘interfere with
maintenance’’ prong) that EPA’s
identification of nonattainment
receptors was based on current or past
NAAQS violations. As explained above,
this is not correct. EPA did not base its
identification of maintenance receptors
on an analysis of whether air quality at
those receptors exceeded the NAAQS in
the base years. The methodology EPA
used to identify maintenance areas takes
into account historic variability of
emissions at specific monitoring sites to
analyze whether or not monitoring sites
projected to be in attainment in 2012
will nonetheless remain at risk of
slipping into nonattainment in that year.
The commenter provided a number of
modeling or monitoring analyses for
25 Commenter referenced the Colorado
Department of Public Health and Environment’s
‘‘2010 Ozone Attainment Demonstration Modeling
for the Denver 8-hour Ozone State Implementation
Plan Control Strategy’’ and the Environ modeling
report ‘‘Final 2010 Ozone Attainment
Demonstration Modeling for the Denver 8-hour
Ozone State Implementation Plan’’
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2010 or earlier. As we have addressed
in responses elsewhere in this notice,
EPA continues to believe 2012 is the
appropriate year for this analysis. Thus,
modeling or monitoring data for other
years is not directly relevant to this
rulemaking. Nonetheless, below we
address the commenter’s specific
assertions about the modeling.
The commenter asserts that
monitoring data for 2005–07 and 2006–
08 for the Rocky Flats North monitor
reflect violations of the 8-hour NAAQS
and therefore EPA should consider this
Rocky Flats North monitor as a
‘‘maintenance receptor.’’ The commenter
further cites to modeling prepared in
conjunction with Colorado’s Denver/
NFR attainment demonstration to
support its assertion that EPA has
applied inconsistently its definition of
interference with maintenance. The
modeling data referenced by the
commenter, however, only identifies
monitors that, in the commenter’s view,
are at risk of being in nonattainment or
having maintenance problems in 2010.
The monitoring data cited indicates
high ozone levels in the past. The
underlying issue raised is thus
substantively the same as that raised in
Comment No. 3 below which argues that
EPA’s analysis is faulty because it
identifies receptors likely to have
difficulty maintaining the standard in
2012 and not at the present or in the
past. EPA’s response to Comment No. 3
below, illustrates how its approach,
based on modeling analyses that
identify receptors at risk for
maintenance in the year 2012, is
appropriate and consistent with the D.C.
Circuit decision in North Carolina v.
EPA.
EPA’s method is based on model
projection values that take into account
multi-year variability in ozone data at
specific monitors. For identification of
maintenance receptors, EPA utilized the
monitoring data from the 2003–2007
period to calculate 2012 future year
modeling design value projections. The
2003–07 period includes three Design
Value (DV) periods (2003–2005, 2004–
2006, and 2005–2007). The 2012 future
year DVs were calculated by
multiplying a 3-year DV (base year) by
the ratio of the Future Year average of
the daily 8-hour ozone maximums
around a monitor over the Base Year
average of the daily 8-hour ozone
maximums around a monitor. This
calculation was performed for each of
the three 3-year DVs (2003–2005, 2004–
2006, and 2005–2007). This approach
yielded three different projected 2012
design values and thus, tests for
variability in meteorology. If any of the
three 2012 projections was above the
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1997 ozone standard, then the receptor
would be considered a maintenance
receptor. None of the 2012 projections
for the Denver/NFR area was above the
standard so the area was not considered
a maintenance area. This approach was
the same as the approach used for every
potential receptor evaluated. It is worth
noting that EPA’s analysis included the
2005–2007 data for the Rocky Flats
monitor (which is one of the highest
monitored DVs in recent years for this
monitor) that the commenter raised as a
concern and pursuant to its
methodology as previously described
EPA’s analysis determined that the
Rocky Flats monitor would not be a
maintenance receptor in 2012.
Further, EPA disagrees with
commenter’s conclusion that the
modeling performed for the Denver/NFR
attainment demonstration with the 2010
model projections establishes that any
of the areas identified will have
maintenance problems for the 1997 8hour ozone NAAQS. We disagree with
the commenter’s conclusion that the
Denver/NFR area monitors should be
identified as ‘‘maintenance receptors’’ in
large part because he bases his
conclusion on projections for 2010
instead of 2012. This modeling used
projections for 2010 not 2012, which as
explained above and in response to
Comment No. 3 below is not the correct
year for comparison, given the approach
EPA has developed for determining
maintenance receptors. EPA’s analysis
of maintenance receptors, which is
based on the approach developed in the
Transport Rule Proposal to be consistent
with the DC Circuit’s opinion in North
Carolina v. EPA and uses projections for
2012, did not identify any maintenance
receptors in the Denver/NFR area. This
conclusion is consistent with evidence
suggesting emissions are likely to trend
downward (for example, with two more
years of fleet turnover, this modeling
would likely have projected lower levels
of ozone in 2012) and preliminary
monitoring data for 2010, which
indicates that the Denver/NFR area is
meeting the 1997 ozone standard.
Further, EPA has reviewed Colorado’s
attainment demonstration for the
Denver/NFR area and proposed that the
combination of the modeling and weight
of evidence analyses demonstrates that
Denver will be in attainment in
2010.26 27
26 EPA’s ‘‘Guidance on the Use of Models and
Other Analyses for Demonstrating Attainment of
Air Quality Goals for Ozone, PM2.5, and Regional
Haze,’’ EPA–454/B–07–002, April 2007.
27 75 Federal Register 40 CFR part 52 [EPA–R08–
OAR–2010–0285; FRL–9177–2], Proposed Rule,
‘‘Approval and Promulgation of Air Quality
Implementation Plans; Colorado; Attainment
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In addition, the commenter’s concern
that an area west of Fort Collins, might
exceed 84 ppb in 2010 is based on
exceedance values in the Colorado
modeling analysis from a special
analysis, called the Unmonitored Area
Analysis (UAA), that is recommended
for model grid cells that are not
analyzed in the monitor based
attainment demonstration because they
are not located near a monitor. EPA
does not believe that the UAA
establishes that this area should be
considered a maintenance receptor area
for the purposes of 110(a)(2)(D)(i).
First, the UAA analysis is for 2010,
which as noted above is not the correct
analysis year. Second, EPA guidance
indicates that NAAQS violations in the
UAA should be handled on a case by
case basis.28 The guidance stresses that
due to the lack of measured data, the
examination of ozone concentrations as
part of the unmonitored area analysis is
more uncertain than the monitor based
attainment test. This is true even in
situations such as this where, as the
commenter points out, no known errors
were identified by the contractor in the
modeling analysis. As a result, the UAA
results are recommended to be treated
as a separate test from the monitor based
attainment test with less weight put on
the conclusions of the UAA analysis.
EPA’s attainment demonstration
guidance indicates ‘‘[w]hile it is
expected that States will implement
additional emission controls to
eliminate predicted violations of the
monitor based test, the same
requirements may not be appropriate in
unmonitored areas.’’ 29 The guidance
recommends that it may be appropriate
to deploy additional monitors in an area
where the unmonitored analysis
indicates a potential future year
violation.
To address the concerns raised by the
UAA, Colorado installed an additional
ozone monitor in the area West of Fort
Collins to determine whether the model
predicted ozone concentrations are, in
fact, valid. The special purpose monitor,
located in Rist Canyon, began operation
on May 14, 2009. The Rist Canyon
monitoring station has collected data for
two ozone seasons (approximately 16
months) since it began operating and the
fourth highest daily maximum 8-hour
average ozone concentration reading is
69 ppb for May through December of
Demonstration for the 1997 8-Hour Ozone Standard,
and Approval of Related Revisions’’; pages 42346–
42361.
28 Id.
29 Id., page 32.
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2009 and 72 ppb for January through
August 2010.30
Therefore, EPA does not believe the
modeling performed for the State of
Colorado’s Denver/NFR area SIP can
support the conclusion that this area
should be considered a maintenance
receptor area for the purposes of
110(a)(2)(D)(i). The methodology
developed to identify maintenance
receptors for the purpose of analyzing
interference with maintenance with
respect to the 1997 ozone and PM 2.5
NAAQS relies on base period
monitoring data to identify monitor
locations that are projected to have
maintenance problems in 2012. The
methodology does not identify receptors
based on modeling data alone. While
the monitor has not operated long
enough to account for variability in
ozone levels, the newly installed
monitor in the relevant area is reading
well below the standard and this fact
further confirms that the modeling
results and the UAA results do not
support the conclusion that receptors in
the Denver/NFR area should be
considered maintenance receptors for
the purpose of CAA section 110(2)(D)(i).
In conclusion, EPA disagrees with the
commenter. We have used a fully
consistent approach in identifying areas
that may have difficulty in maintaining
attainment of the NAAQS. It is these
areas that we have further evaluated to
see if Idaho’s emissions would interfere
with maintenance of the NAAQS.
Comment No. 3—The commenter also
argued that EPA’s analysis ignores
whether emissions from Idaho sources
are at present interfering with
maintenance in other states. The
commenter argued that EPA erred by
considering only whether Idaho
emissions will interfere with
maintenance of the NAAQS in 2012 at
monitors that would then be considered
‘‘maintenance receptors.’’ It argues that
this approach is inconsistent with the
approach taken to determine whether
Idaho significantly contributes to
nonattainment in other states. The
commenter agreed that ‘‘EPA should
ensure that Idaho does not interfere
with maintenance or contribute
significantly to nonattainment in other
states in the future,’’ but argued that ‘‘the
agency’s duties under Section
30 The Rist Canyon monitoring station uses a
Federal Equivalent Method (FEM) and follows the
quality assurance requirements of 40 CFR part 58
appendix A. Ozone data collected at this
monitoring station is eligible for comparison to the
ozone NAAQS after the monitor has operated for
more than 24 months per 40 CFR 58.30(c). Design
values, however, are based on the 3-year average of
the annual fourth highest daily maximum 8-hour
average ozone concentration (see 40 CFR part 50,
appendix D).
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110(a)(2)(D)(i) apply both in the present
and the future.’’ In short, the commenter
argued that EPA’s approach is flawed
simply because EPA evaluated whether
or not there is significant contribution to
nonattainment in other states looking at
current data, whereas EPA evaluated
whether there is interference with
maintenance looking at future projected
data.
Response: EPA disagrees with the
commenter concerning the evaluation of
significant contribution versus
interference with maintenance. Section
110(a)(2)(D)(I)(i) of the Clean Air Act
requires states to submit SIPs within 3
years of promulgation or revision of a
NAAQS that:
(D) contain adequate provisions—
(i) prohibiting * * * any source or other
type of emissions activity within the state
from emitting any air pollutant in amounts
which will—
(I) contribute significantly to
nonattainment or, interfere with maintenance
by, any other State with respect to any such
national primary or secondary ambient air
quality standard, or
(II) interfere with measures required to be
included in the applicable implementation
plan for any other State under part C of this
subchapter to prevent significant
deterioration of air quality or to protect
visibility.
In determining the appropriate year to
analyze in determining whether
emissions from Idaho will interfere with
maintenance by any other State, EPA
used an approach upheld by the DC
Circuit in North Carolina v. EPA. In that
case, the court examined EPA’s
definition of ‘‘will’’ in ‘‘will contribute
significantly.’’ The placement of the
word ‘‘will’’ at the end of section
110(a)(2)(D)(i) clarifies that it applies to
all of the provisions that follow—both
those in 110(a)(2)(D)(i)(I) and those in
110(a)(2)(D)(i)(II). Thus the DC Circuit’s
discussion of the meaning of the word
‘‘will’’ in ‘‘will significantly contribute’’
also applies to the meaning of the word
‘‘will’’ in ‘‘will * * * interfere with
maintenance.’’
In North Carolina v. EPA, the DC
Circuit rejected North Carolina’s
argument that EPA erred in limiting its
analysis of downwind areas by
excluding areas that were currently
monitored nonattainment but projected
to be in attainment at a future date. Like
the commenter argues here, North
Carolina had argued that EPA was
obligated to analyze the significant
contribution of states that were
contributing to areas of North Carolina
that were in nonattainment at the time
the rule was promulgated, even though
those areas were projected to come into
attainment by the year selected for the
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future base case analysis. In rejecting
this argument, the DC Circuit explained
that the approach used by EPA was
identical to the one used previously in
the NOX SIP Call and that ‘‘because
‘will’ can mean either certainty or
indicate the future tense,’’ EPA’s
approach was reasonable. In other
words, the court approved EPA’s
approach that entailed the evaluation of
interstate transport impacts at a future
date in time.
Contrary to the assertions of the
commenter, EPA believes that
evaluation of interference with
maintenance using a future date is the
most appropriate approach for that
requirement. As explained in the
proposed action, the court decision
affecting the CAIR rule required EPA to
reevaluate its approach to the interfere
with maintenance requirement of
section 110(a)(2)(D) and to develop a
new approach to give that requirement
separate meaning. In doing so, EPA has
developed an approach that necessarily
requires a number of years of data, and
an analysis that evaluates where there
may be difficulties with maintaining
attainment at a specific point in time, in
this instance 2012. It is reasonable and
appropriate for EPA to use, in this
rulemaking, the current approach to
identifying maintenance receptors for
purposes of section 110(a)(2)(D) that
EPA developed to be consistent with the
direction given to EPA in North
Carolina v. EPA.
Finally, EPA notes that the text of
section 110(a)(2)(D)(i) does not
explicitly specify how to evaluate the
existence of, or extent of, interstate
transport and whether that interstate
transport is of sufficient magnitude to
significantly contribute to
nonattainment or interfere with
maintenance as a regulatory matter. The
statutory language is ambiguous on its
face and EPA must reasonably interpret
that language when it applies it to
factual situations before the Agency.
EPA’s 2006 Guidance explicitly stated
our view that the ‘‘precise nature and
contents of such a submission [are] not
stipulated in the statute’’ and that the
contents of the SIP submission ‘‘may
vary depending upon the facts and
circumstances related to the specific
NAAQS.’’ Moreover, within that
Guidance, EPA expressed its view that
‘‘the data and analytical tools available’’
at the time of the SIP submission
‘‘necessarily affect * * * the content of
the required submission.’’ As discussed
above in response to comments
regarding the ‘‘significant contribution
to nonattainment’’ element, the state’s
submittal and EPA’s evaluation of that
submittal were consistent with the 2006
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srobinson on DSKHWCL6B1PROD with RULES
Guidance and considered the type of
information (such as monitoring data in
Idaho and downwind states,
geographical and meteorological
information, and technical studies of the
nature and sources of nonattainment
problems in various downwind states)
that EPA recommended as relevant for
evaluating that element. EPA’s approach
to evaluating whether Idaho’s emissions
significantly contribute to
nonattainment in another state is
consistent with the 2006 Guidance and
is a reasonable interpretation of section
110(a)(2)(D)(i).
Just as EPA has used the best
available information to make its
determination regarding Idaho’s
potential interference with maintenance
in another state, it has developed and
applied a methodology to evaluate
whether Idaho’s emissions potentially
contribute significantly to
nonattainment of the NAAQS in another
state that is based upon consideration of
information that is consistent with the
2006 Guidance, past EPA analyses of
significant contribution, and reasonably
appropriate for that purpose. As was
explained in the proposed action and in
this final action’s response to comments
pertaining to the ‘‘significant
contribution to nonattainment’’ analysis
above, section 110(a)(2)(D) is ambiguous
with regard to the methods and
standards applicable to a significant
contribution to nonattainment
determination. Therefore, EPA must
interpret those provisions, and the
Agency’s interpretation is subject to
judicial deference so long as it is a
reasonable construction of the statute.
Chevron, U.S.A., Inc. v. NRDC, Inc., 467
U.S. 837. EPA does not agree with the
commenter’s contention that EPA’s
approach to the ‘‘interference with
maintenance’’ and ‘‘significant
contribution to nonattainment’’ prongs
of section 110(a)(2)(D) are flawed.
Rather, each analysis is based upon the
best available information and is a
reasonable interpretation and
application of the statute’s
requirements.
C. Comment Relating to Section 110(l)
Comment No. 1—The commenter
argued that EPA cannot approve the
section 110(a)(2)(D) submission from
Idaho because the state and EPA did not
comply with section 110(l). The
commenter argues that a section 110(l)
analysis must consider all NAAQS once
they are promulgated, and that EPA’s
analysis under section 110(l) was
inadequate.
EPA Response—EPA agrees that a
required section 110(l) analysis must
consider the potential impact of a
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proposed SIP revision on attainment
and maintenance of all NAAQS that are
in effect and impacted by a given SIP
revision. However, EPA disagrees that it
failed to comply with the requirements
of section 110(l) or that section 110(l)
requires disapproval of the SIP
submission at issue here.
Section 110(l) provides in part that:
‘‘[t]he Administrator shall not approve a
revision of a plan if the revision would
interfere with any applicable
requirement concerning attainment and
reasonable further progress * * *, or
any other applicable requirement of this
chapter.’’ EPA has consistently
interpreted Section 110(l) as not
requiring a new attainment
demonstration for every SIP submission.
EPA has further concluded that
preservation of the status quo air quality
during the time new attainment
demonstrations are being prepared will
prevent interference with the states’
obligations to develop timely attainment
demonstrations. 70 FR 58134, 58199
(October 5, 2005); 70 FR 17029, 17033
(April 4, 2005); 70 FR 53, 57 (January 3,
2005); 70 FR 28429, 28431 (May 18,
2005).
Idaho’s submission is the initial
submission by the state to address for
the 1997 8-hour ozone and PM2.5
NAAQS the first three elements of
section 110(a)(2)(D)(i): (1) Significant
contribution to nonattainment in any
other state, (2) interference with
maintenance by any other state, and (3)
interference with any other state’s
required measures to prevent significant
deterioration (PSD) of its air quality.
This submission does not revise or
remove any existing emissions limit for
any NAAQS, or any other existing
substantive SIP provisions relevant to
the 1997 8-hour ozone and 1997 PM2.5
NAAQS. Simply put, it does not make
any substantive revision that could
result in any change in emissions. As a
result, the submission does not relax
any existing requirements or alter the
status quo air quality. Therefore,
approval of the Idaho interstate
transport SIP will not interfere with
attainment or maintenance of any
NAAQS.
The commenter did not provide any
specific basis for concluding that
approval of this SIP submission would
interfere with attainment or
maintenance of a NAAQS, or with any
other applicable requirement of the
Clean Air Act. EPA concludes that
approval of the submission will not
make the status quo air quality worse,
and is in fact consistent with the
development of an overall plan capable
of meeting the Act’s attainment
requirements. Accordingly, EPA finds
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72717
that approval of the submission is
consistent with the requirements of
section 110(l).
IV. Final Action
EPA is approving revisions to the
Idaho SIP, submitted on June 28, 2010,
which adequately demonstrate that for
the 1997 8-hour ozone and 1997 PM2.5
NAAQS, air pollutant emissions from
sources within Idaho do not (1)
significantly contribute to
nonattainment of the NAAQS in any
other state or (2) interfere with
maintenance of the NAAQS by any
other state. EPA is also approving the
provisions in the Idaho SIP relating to
interference with any other state’s
required measures to prevent significant
deterioration. In its September 13, 2010,
proposal (75 FR 55494), EPA proposed
to approve Idaho’s SIP as adequate for
purposes of meeting the requirements of
section 110(a)(2)(D)(i)(II) contingent
upon EPA taking final action to approve
revisions to Idaho’s PSD requirements
that were consistent with our proposed
action on these PSD requirements on
March 18, 2010. 75 FR 13058. We
received no comments on this proposed
contingent approval. EPA’s Region 10
Regional Administrator signed the final
approval of the PSD program revisions
on November 10, 2010. These approved
provisions ensure that there will be no
interference with any other state’s
required PSD measures because Idaho’s
SIP meets current CAA requirements for
PSD.
In conclusion, EPA is approving
revisions to the Idaho SIP, submitted on
June 28, 2010, because they adequately
demonstrate that for the 1997 8-hour
ozone and 1997 PM2.5 NAAQS, air
pollutant emissions from sources within
Idaho do not (1) significantly contribute
to nonattainment of the NAAQS in any
other state, (2) interfere with
maintenance of the NAAQS by any
other state, and (3) interfere with any
other state’s required measures to
prevent significant deterioration of its
air quality, as required by section
110(a)(2)(D)(i).
As noted previously, EPA will
address element (4), interference with
any other state’s required measures to
protect visibility, in a separate action.
EPA will also take action on the portion
of Idaho’s SIP that addresses the 2006
PM2.5 NAAQS in a separate action.
V. Scope of Action
Idaho has not demonstrated authority
to implement and enforce IDAPA
Chapter 58 within ‘‘Indian Country’’ as
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Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Rules and Regulations
defined in 18 U.S.C. 1151.31 Therefore,
EPA proposes that this SIP approval not
extend to ‘‘Indian Country’’ in Idaho. See
CAA sections 110(a)(2)(A) (SIP shall
include enforceable emission limits),
110(a)(2)(E)(i) (State must have adequate
authority under State law to carry out
SIP), and 172(c)(6) (nonattainment SIPs
shall include enforceable emission
limits). This is consistent with EPA’s
previous approval of Idaho’s PSD
program, in which EPA specifically
disapproved the program for sources
within Indian Reservations in Idaho
because the State had not shown it had
authority to regulate such sources. See
40 CFR 52.683(b). It is also consistent
with EPA’s approval of Idaho’s title V
air operating permits program. See 61
FR 64622, 64623 (December 6, 1996)
(interim approval does not extend to
Indian Country); 66 FR 50574, 50575
(October 4, 2001) (full approval does not
extend to Indian Country).
VI. Statutory and Executive Order
Reviews
Under the Clean Air Act, the
Administrator is required to approve a
SIP submission that complies with the
provisions of the Act and applicable
Federal regulations. 42 U.S.C. 7410(k);
40 CFR 52.02(a). Thus, in reviewing SIP
submissions, EPA’s role is to approve
state choices, provided that they meet
the criteria of the Clean Air Act.
Accordingly, this action merely
approves state law as meeting Federal
requirements and does not impose
additional requirements beyond those
imposed by state law. For that reason,
this action:
country’’ is defined under 18 U.S.C.
1151 as: (1) All land within the limits of any Indian
reservation under the jurisdiction of the United
States Government, notwithstanding the issuance of
any patent, and including rights-of-way running
through the reservation, (2) all dependent Indian
communities within the borders of the United
States, whether within the original or subsequently
acquired territory thereof, and whether within or
without the limits of a State, and (3) all Indian
allotments, the Indian titles to which have not been
extinguished, including rights-of-way running
through the same. Under this definition, EPA treats
as reservations trust lands validly set aside for the
use of a Tribe even if the trust lands have not been
formally designated as a reservation. In Idaho,
Indian country includes, but is not limited to, the
Coeur d’Alene Reservation, the Duck Valley
Reservation, the Reservation of the Kootenai Tribe,
the Fort Hall Indian Reservation, and the Nez Perce
Reservation as described in the 1863 Nez Perce
Treaty.
srobinson on DSKHWCL6B1PROD with RULES
31 ‘‘Indian
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• Is not a ‘‘significant regulatory
action’’ subject to review by the Office
of Management and Budget under
Executive Order 12866 (58 FR 51735,
October 4, 1993);
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule does not have
tribal implications as specified by
Executive Order 13175 (65 FR 67249,
November 9, 2000), because the SIP is
not approved to apply in Indian country
located in the state, and EPA notes that
it will not impose substantial direct
costs on tribal governments or preempt
tribal law.
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
PO 00000
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Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this action and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by January 25, 2011.
Filing a petition for reconsideration by
the Administrator of this final rule does
not affect the finality of this action for
the purposes of judicial review nor does
it extend the time within which a
petition for judicial review may be filed,
and shall not postpone the effectiveness
of such rule or action. This action may
not be challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Dated: November 10, 2010.
Dennis J. McLerran,
Regional Administrator, Region 10.
■
40 CFR part 52 is amended as follows:
PART 52—[AMENDED]
1. The authority citation for part 52
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart N—Idaho
2. The table in § 52.670(e) entitled
‘‘EPA-Approved Nonregulatory
Provisions and Quasi-Regulatory
Measures’’ is amended by adding an
entry to the end to read as follows:
■
§ 52.670
*
Identification of plan.
*
*
(e) * * *
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*
Federal Register / Vol. 75, No. 227 / Friday, November 26, 2010 / Rules and Regulations
72719
EPA-APPROVED IDAHO NONREGULATORY PROVISIONS AND QUASI-REGULATORY MEASURES
Name of SIP provision
Applicable geographic or nonattainment area
State
submittal
date
EPA
approval
date
Comments
*
*
Interstate Transport State Implementation Plan,
May 11, 2010 (see comments).
*
State-wide ........
*
06/28/2010
*
11/26/2010 [Insert
page number
where the document begins]
*
*
For the 1997 8-hour ozone NAAQS
and the 1997 PM2.5 NAAQS. See
docket EPA–R10–OAR–2010–0669.
[FR Doc. 2010–29626 Filed 11–24–10; 8:45 am]
SUPPLEMENTARY INFORMATION:
Throughout this document wherever
‘‘we’’, ‘‘us’’ or ‘‘our’’ are used, we mean
EPA. Information is organized as
follows:
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
Table of Contents
40 CFR Part 52
[EPA–R10–OAR–2008–0482; FRL–9231–1]
Approval and Promulgation of
Implementation Plans; Idaho
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is approving numerous
revisions to the Idaho State
Implementation Plan that were
submitted to EPA by the State of Idaho
on May 22, 2003, April 2, 2004, July 13,
2005, May 5, 2006, April 16, 2007, May
12, 2008, and June 8, 2009. The
revisions were submitted in accordance
with the requirements of section 110
and part D of the Clean Air Act
(hereinafter the Act or CAA). EPA is
taking no action in this rulemaking on
a number of submitted rule revisions
that are unrelated to the purposes of the
implementation plan.
DATES: This action is effective on
December 27, 2010.
ADDRESSES: Copies of the State’s SIP
revision and other information
supporting this action are available for
inspection at EPA Region 10, Office of
Air, Waste, and Toxics (AWT–107),
1200 Sixth Avenue, Suite 900, Seattle,
Washington 98101.
FOR FURTHER INFORMATION CONTACT:
Donna Deneen, EPA Region 10, Office of
Air, Waste, and Toxics (AWT–107),
1200 Sixth Avenue, Seattle, Washington
98101, or at (206) 553–6706.
srobinson on DSKHWCL6B1PROD with RULES
SUMMARY:
I. Background for This Action
A. What revisions to the Idaho SIP does
this action address?
B. What comments did we receive on our
proposal for these revisions?
1. Section 110(l)
a. Summary of Comments Regarding
Section 110(l)
b. EPA Response to Section 110(l)-Related
Comments
2. Section 193
a. Summary of Comments Regarding
Section 193
b. EPA Response to Section 193-Related
Comments
II. Final Action
A. Rules To Approve Into the Idaho SIP
B. Rules on Which No Action Is Taken
C. Scope of Action
III. Statutory and Executive Order Reviews
I. Background for This Action
Title I of the CAA, as amended by
Congress in 1990, specifies the general
requirements for states to submit State
Implementation Plans (SIPs) to attain
and/or maintain the National Ambient
Air Quality Standards (NAAQS) and
EPA’s actions regarding approval of
those SIPs. On May 22, 2003, April 2,
2004, July 13, 2005, May 5, 2006, April
16, 2007, May 12, 2008, and June 8,
2009, the Idaho Department of
Environmental Quality (IDEQ)
submitted numerous revisions to the SIP
for the State of Idaho. On March 18,
2010, EPA solicited public comment on
a proposal to approve all of the
revisions submitted by IDEQ, except the
identified provisions on which EPA
proposed to take no action. 75 FR
13058. This final action will update the
federally approved SIP to reflect
changes to the Rules for the Control of
Air Pollution in Idaho (IDAPA 58.01.01)
that were made by IDEQ and reviewed
and deemed approvable into the Idaho
SIP (Code of Federal Regulations part
52, subpart N).
A. What revisions to the Idaho SIP does
this action address?
Table 1 below identifies each SIP
submittal addressed in this action,
including the submittal date, title and
sections of IDAPA 58.01.01 that are
revised. The submittals include Idaho’s
annual incorporation by reference of
various portions of the Code of Federal
Regulations (CFR), revised new source
review (NSR) requirements, revised
permit to construct exemptions, updates
and clarifications to the State’s
permitting program, revisions related to
the definition of ‘‘regulated air
pollutant,’’ modified definitions for the
State’s major and minor source
permitting programs, procedures for
transferring permits, clarifications to
sulfur content of fuels provisions, and
various editorial changes. The
submittals also included provisions we
are taking no action on, including an
electric generating unit construction
prohibition, demonstration of
preconstruction compliance with toxic
standards, permit fee provisions, appeal
provisions, provisions relating to Tier 1
operating permits, facility emissions
cap, standards of performance of certain
types of waste incinerators, and various
definition revisions. More information
about each SIP submittal, including a
summary of the submittal and relevant
background information and analysis
supporting our action, can be found in
our proposed approval. 75 FR 13058
(March 18, 2010).
TABLE 1—IDEQ SIP SUBMITTALS ADDRESSED IN THIS ACTION
Date of submittal
Title (with IDEQ Docket No.)
05/22/2003 1 .........................
Soil Vapor Extraction (58–0101–0102) ...........................
2001 IBR of Federal Regulations (58–0101–0103) ........
Hospital/Medical/Infectious Waste Incinerators (58–
0101–0103).
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Sections of IDAPA 58.01.01 revised or amended
Sfmt 4700
58.01.01.210.
58.01.01.008 and 107.
58.01.01.861.
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Agencies
[Federal Register Volume 75, Number 227 (Friday, November 26, 2010)]
[Rules and Regulations]
[Pages 72705-72719]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29626]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R10-OAR-2010-0669; FRL-9231-2]
Approval and Promulgation of Implementation Plans; Idaho
AGENCY: Environmental Protection Agency.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is approving a State Implementation Plan (SIP) revision
submitted by the State for Idaho for the purpose of addressing the
``good neighbor'' provisions of the Clean Air Act (the Act or CAA)
section 110(a)(2)(D)(i) for the 1997 8-hour ozone National Ambient Air
Quality Standards (NAAQS or standards) and the 1997 PM2.5
NAAQS. This SIP revision addresses the requirement that the State of
Idaho's SIP have adequate provisions to prohibit air emissions from
adversely affecting another state's air quality through interstate
transport. In this action, EPA is approving the Idaho Interstate
Transport SIP provisions that address the requirement of section
110(a)(2)(D)(i) that emissions from Idaho sources do not significantly
contribute to nonattainment of the 1997 8-hour ozone NAAQS and the 1997
PM2.5 NAAQS in any other state, interfere with maintenance
of the 1997 8-hour ozone NAAQS and the 1997 PM2.5 NAAQS in
any other state, and interfere with measures required in the SIP of any
other state under part C of subchapter I of the CAA to prevent
significant deterioration of air quality. This action is being taken
under section 110 and part C of subchapter I of the CAA.
DATES: This action is effective on December 27, 2010.
ADDRESSES: Copies of the State's SIP revision and other information
supporting this action are available for inspection at EPA Region 10,
Office of Air, Waste, and Toxics (AWT-107), 1200 Sixth Avenue, Suite
900, Seattle, Washington 98101.
FOR FURTHER INFORMATION CONTACT: Donna Deneen, EPA Region 10, Office of
Air, Waste, and Toxics (AWT-107), 1200 Sixth Avenue, Seattle,
Washington 98101, or at (206) 553-6706.
SUPPLEMENTARY INFORMATION: Throughout this document wherever ``we'',
``us'' or ``our'' are used, we mean EPA. Information is organized as
follows:
Table of Contents
I. What action is EPA taking?
II. What is the background for this action?
III. Response to Comments
A. Comments Relating to the ``Significant Contribution to
Nonattainment'' Element
B. Comments Relating to the ``Interfere With Maintenance''
Element
C. Comment Relating to Section 110(l)
IV. Final Action
V. Scope of Action
I. What action is EPA taking?
EPA is approving a portion of Idaho's Interstate Transport State
Implementation Plan (SIP) revision for the 1997 8-hour ozone and 1997
PM2.5 NAAQS submitted by the Idaho Department of Quality
(IDEQ) on June 28, 2010. Specifically, we are approving the portion of
the plan that addresses
[[Page 72706]]
the following elements of CAA section 110(a)(2)(D)(i): (1) Significant
contribution to nonattainment of these NAAQS in any other state, (2)
interference with maintenance of these NAAQS by any other state, and
(3) interference with any other state's required measures to prevent
significant deterioration (PSD) of its air quality with respect to
these NAAQS. IDEQ addressed element (4), interference with any other
state's required measures to protect visibility, by referring to its
Regional Haze SIP, which will be submitted separately. EPA will take
action on the visibility element in a separate action. None of the
findings and conclusions in this notice, accordingly, relate to EPA's
analysis of interference with another state's required measures to
protect visibility. EPA will also take action on the portion of Idaho's
SIP that addresses the 2006 PM2.5 NAAQS \1\ in a separate
action.
---------------------------------------------------------------------------
\1\ The PM2.5 standard was revised in 2006. See
``National Ambient Air Quality Standards for Particulate Matter,''
at 71 FR 61144 (October 17, 2006).
---------------------------------------------------------------------------
II. What is the background for this action?
On July 18, 1997, EPA promulgated new standards for 8-hour ozone
and fine particulate matter (PM2.5). This action is being
taken in response to the promulgation of the 1997 8-hour ozone NAAQS
and 1997 PM2.5 NAAQS. This action does not address the
requirements of the 2006 24-hour PM2.5 NAAQS or the 2008 8-
hour ozone NAAQS; those standards will be addressed in a future action.
Section 110(a)(1) of the CAA requires states to submit SIPs to
address a new or revised NAAQS within three years after promulgation of
such standards, or within such shorter period as EPA may prescribe.
Section 110(a)(2) lists the elements that such new SIPs must address,
as applicable, including section 110(a)(2)(D)(i) which pertains to
interstate transport of certain emissions. On August 15, 2006, EPA
issued its ``Guidance for State Implementation Plan (SIP) Submissions
to Meet Current Outstanding Obligations Under Section 110(a)(2)(D)(i)
for the 8-hour ozone and PM2.5 National Ambient Air Quality
Standards'' (2006 Guidance) for SIP submissions that states should use
to address the requirements of section 110(a)(2)(D)(i). EPA developed
this guidance to make recommendations to states for making submissions
to meet the requirements of section 110(a)(2)(D) for the 1997 8-hour
ozone standards and 1997 PM2.5 standards.
On June 28, 2010, we received a SIP revision from the State of
Idaho to address the requirements of section 110(a)(2)(D)(i) for both
the 1997 8-hour ozone NAAQS and 1997 PM2.5 NAAQS. The state
based its submittal on EPA's 2006 Guidance. As explained in the 2006
Guidance, the ``good neighbor'' provisions in section 110(a)(2)(D)(i)
require each state to submit a SIP that contains adequate provisions to
prohibit emissions from sources within that state from adversely
affecting another state in the ways contemplated in the statute.
Section 110(a)(2)(D)(i) identifies four distinct elements related to
the evaluation of impacts of interstate transport of air pollutants. In
this rulemaking EPA is addressing the first three elements: (1)
Significant contribution to nonattainment of these NAAQS in any other
state, (2) interference with maintenance of these NAAQS by any other
state, and (3) interference with any other state's required measures to
prevent significant deterioration (PSD) of its air quality with respect
to these NAAQS. Idaho asserted in its SIP submission that its current
SIP is adequate to prevent such contribution and interference, and thus
no additional controls or revisions are needed with respect to the 1997
8-hour ozone NAAQS and 1997 PM2.5 NAAQS.
On September 13, 2010, EPA published a proposal to approve the
portion of Idaho's SIP submission that addresses the three elements of
CAA section 110(a)(2)(D) for both the 1997 8-hour ozone NAAQS and 1997
PM2.5 NAAQS: (1) Significant contribution to nonattainment
of these NAAQS in any other state, (2) interference with maintenance of
these NAAQS by any other state, and (3) interference with any other
state's required measures to prevent significant deterioration (PSD) of
its air quality with respect to these NAAQS (75 FR 55494). EPA finds
that Idaho's Interstate Transport SIP provisions addressing elements
(1), (2), and (3) of section 110(a)(2)(D)(i) are consistent with the
requirements of the CAA.
III. Response to Comments
EPA received one letter from WildEarth Guardians (WG) commenting on
several aspects of EPA's proposed approval of the Idaho Interstate
Transport SIP. These comments addressed the ``significant contribution
to nonattainment,'' and ``interfere with maintenance,'' elements of the
SIP for the 1997 8-hour ozone and 1997 PM2.5 NAAQS. WG also
alleged in its comments that EPA failed to comply with the requirements
of CAA Section 110(l) with respect to the attainment and maintenance of
the current NAAQS. No comments were received that specifically
addressed EPA's proposed approval of the ``interfere with any other
state's required measures to prevent significant deterioration''
elements of the SIP for the 1997 8-hour ozone and 1997 PM2.5
NAAQS. In this section EPA summarizes and responds to the significant
adverse comments submitted by the commenter.
A. Comments Relating to the ``Significant Contribution to
Nonattainment'' Element
Comment No. 1--WG argued that Idaho and EPA did not appropriately
assess impacts to nonattainment in downwind states. According to WG,
Idaho failed to assess significance of downwind impacts in accordance
with EPA guidance and precedent. The commenter identified statements by
EPA in the context of the 1998 NOX SIP Call as the
applicable guidance for this purpose. WG asserts that, based on the
precedent of the NOX SIP Call, the following issues need to
be addressed in determining whether or not an area is significantly
contributing to nonattainment in downwind states: (a) The overall
nature of the ozone problem; (b) the extent of downwind nonattainment
problems to which the upwind state's emissions are linked; (c) the
ambient impact of the emissions from the upwind state's sources on the
downwind nonattainment problems; and (d) the availability of highly
cost-effective control measures for upwind emissions. 63 FR 57356,
57376 (October 27, 1998).
EPA Response--EPA disagrees with the commenter's conclusions
regarding the relevant guidance and standards necessary to determine
whether or not a state's emissions contribute significantly to
nonattainment in another state. Section 110(a)(2)(D) does not
explicitly specify how states or EPA should evaluate the existence of,
or extent of, interstate transport and whether such transport is of
sufficient magnitude to constitute ``significant contribution to
nonattainment'' as a regulatory matter. The statutory language is
ambiguous on its face and EPA must reasonably interpret that language
and its application to factual situations before the Agency.
The NOX SIP Call is one rulemaking in which EPA
evaluated the existence of, and extent of, interstate transport. In
that action, EPA developed an approach that allowed the Agency to
evaluate whether there was significant contribution to ozone
nonattainment across an entire region that was comprised of many
states. That
[[Page 72707]]
approach included regional scale modeling and other technical analyses
that EPA deemed useful to evaluate the issue of interstate transport on
that geographic scale and for the facts and circumstances at issue in
that rulemaking. EPA does not agree, however, that the approach used in
the NOX SIP Call is necessarily the only way that states or
EPA may evaluate the existence of, and extent of, interstate transport
in all situations, and especially in situations where the state and EPA
are evaluating the question on a state by state basis, and in
situations where there is not evidence of widespread interstate
transport.
The commenter failed to acknowledge that EPA issued specific
guidance making recommendations to states about how to address section
110(a)(2)(D) in SIP submissions for the 8-hour ozone and
PM2.5 NAAQS. EPA issued this guidance document, entitled
``Guidance for State Implementation Plan (SIP) Submissions to Meet
Current Outstanding Obligations Under Section 110(a)(2)(D)(i) for the
8-Hour Ozone and PM2.5 National Ambient Air Quality
Standards'' on August 15, 2006 (``2006 Guidance'').\2\ The 2006
Guidance postdated the NOX SIP Call, and was developed by
EPA specifically to address SIP submissions for the 1997 8-hour ozone
and PM2.5 NAAQS. In EPA's proposal, this Guidance was
identified by the Agency as applicable to the analysis before it.
---------------------------------------------------------------------------
\2\ Memorandum from William T. Harnett entitled Guidance for
State Implementation Plan (SIP) Submissions to Meet Current
Outstanding Obligations Under Section 110(a)(2)(D)(i) for the 8-hour
Ozone and PM2.5 National Ambient Air Quality Standards
(Aug. 15, 2006) (``2006 Guidance''), p. 3. An electronic copy is
available for review at the regulations.gov Web site as Document ID
No. EPA-R10-OAR-2010-0669-0005.
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In the 2006 Guidance, EPA explicitly stated its view that the
``precise nature and contents of such a submission [are] not stipulated
in the statute'' and that the contents of the SIP submission ``may vary
depending upon the facts and circumstances related to the specific
NAAQS.'' \3\ Moreover, within that Guidance, EPA expressed its view
that ``the data and analytical tools available'' at the time of the SIP
submission ``necessarily [affect] * * * the content of the required
submission.'' \4\ To that end, EPA specifically recommended that states
located within the geographic region covered by the ``Clean Air
Interstate Rule'' (CAIR) \5\ comply with section 110(a)(2)(D) for the
1997 8-hour ozone and PM2.5 NAAQS by complying with CAIR
itself. For states outside the CAIR rule region, however, EPA
recommended that states develop their SIP submissions for section
110(a)(2)(D) considering relevant information.
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\3\ 2006 Guidance at 3.
\4\ Id.
\5\ In this action, ``CAIR'' refers to the final rule published
in the May 12, 2005, Federal Register and entitled ``Rule to Reduce
Interstate Transport of Fine Particulate Matter and Ozone (Clean Air
Interstate Rule); Revisions to Acid Rain Program; Revisions to
NOX SIP Call; Final Rule.'' 70 FR 25162.
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EPA explicitly recommended that relevant information for section
110(a)(2)(D) submissions addressing significant contribution to
nonattainment ``might include, but is not limited to, information
concerning emissions in the state, meteorological conditions in the
state, the distance to the nearest nonattainment area in another state,
reliance on modeling conducted by EPA in determining that such state
should not be included within the ambit of the CAIR, or such other
information as the state considers probative on the issue of
significant contribution.'' \6\ In addition, EPA recommended that
states might elect to evaluate significant contribution to
nonattainment using relevant considerations comparable to those used by
EPA in CAIR, including evaluating impacts as of an appropriate year and
in light of the cost of control to mitigate emissions that resulted in
significant contribution.\7\
---------------------------------------------------------------------------
\6\ 2006 Guidance at 5.
\7\ Id.
---------------------------------------------------------------------------
WG did not acknowledge or discuss EPA's 2006 Guidance for section
110(a)(2)(D) SIP submissions for the 1997 8-hour ozone and
PM2.5 NAAQS, even though it was specifically identified and
applied in EPA's proposal. EPA believes that the Idaho submission and
EPA's evaluation of it were consistent with EPA's 2006 Guidance for the
1997 8-hour ozone and PM2.5 NAAQS. For example, as discussed
in the proposal notice, the state and EPA considered information such
as monitoring data in Idaho and downwind states, geographical and
meteorological information, and technical studies of the nature and
sources of nonattainment problems in various downwind states. These are
among the types of information that EPA recommended and that EPA
considers relevant under the circumstances of this action. Thus, EPA
has concluded that the state's submission meets the requirements of
section 110(a)(2)(D) and that EPA's evaluation of the state's SIP is
consistent with the applicable 2006 Guidance and the Act.
Finally, EPA notes that the considerations in the 2006 Guidance are
consistent with the concepts that WG identified as applicable from the
NOX SIP Call: (a) The overall nature of the problem; (b) the
extent of the downwind nonattainment problems to which the upwind
state's emissions are linked; (c) the ambient impact of the emissions
from the upwind state's sources on the downwind nonattainment problems;
and (d) the availability of highly cost-effective control measures for
upwind emissions. These factors were taken into account in EPA's
analysis of the Idaho SIP with the exception of consideration of the
costs of controls for sources. EPA did not evaluate those costs because
the available evidence indicated that there is very little contribution
from emissions from Idaho sources to nonattainment in other states.
Comment No. 2 --WG objected to EPA's proposed approval on the
grounds that Idaho and EPA failed to adequately analyze and assess the
contribution from Idaho's emissions to downwind states, and did not
conduct an actual assessment of the significance of any such
contribution or impacts.
EPA Response--EPA disagrees with WG's characterization of Idaho's
and EPA's demonstration and analysis. WG again assumes that section
110(a)(2)(D) explicitly demands the type of modeling analysis that the
commenter advocates throughout its comments. WG contends that any
analytical approach that is not identical to the approach used in the
NOX SIP Call is impermissible. In addition, WG failed to
acknowledge that in other actions under section 110(a)(2)(D), EPA has
used a variety of analytical approaches, short of modeling, to evaluate
whether a specific state is significantly contributing to violations of
the NAAQS in another state (e.g., the west coast states that EPA
concluded should not be part of the geographic region of the CAIR rule
based upon qualitative factors, and not by the zero out modeling EPA
deemed necessary for some other states).
EPA's analysis took into account meteorological conditions,
monitoring data, distance, topography and other quantitative and
qualitative forms of available information to evaluate and identify a
potentially significant contribution from Idaho's emissions to
nonattainment of the 1997 8-hour ozone and 1997 PM2.5 NAAQS
in other states. As noted in EPA's proposal, no single piece of
information informing this analysis is, by itself, dispositive of the
issue. Instead, the total weight of all the evidence taken together was
used to evaluate significant contributions to violations of the 1997 8-
hour ozone or 1997 PM2.5 NAAQS in another state. Based on
the available information,
[[Page 72708]]
using a combination of quantitative data and qualitative analyses, we
concluded emissions from Idaho do not contribute significantly to
downwind ozone nonattainment. Thus, contrary to WG's assertion, EPA did
perform an analysis and assessment that formed a reasonable basis for
the conclusion that emissions from Idaho do not contribute
significantly to downwind ozone and PM2.5 nonattainment,
using a combination of quantitative data and qualitative analyses. EPA
does not agree that the type of analysis advocated by WG is required by
the statute and is necessary to support a rational determination in
this instance.
Comment No. 3--WG objected to EPA's proposed approval because EPA's
assessment of impacts on downwind states was based upon monitoring data
in those states, and WG alleges that this is not an adequate means of
evaluating significant contribution to nonattainment. WG is concerned
that the impacts of Idaho's emissions in areas without monitors were
not assessed and that EPA only assessed ``impacts to areas that are
designated as nonattainment or with monitors that have recorded
violations of the ozone and PM2.5 NAAQS.'' WG argued that
this reliance on monitoring data is inconsistent with both section
110(a)(2)(D) and with EPA's guidance provided in the NOX SIP
Call. In support of its objections, WG quoted statements from the
NOX SIP Call proposal in which EPA discussed its proposed
interpretation of the statutory phrase ``contribute significantly to
nonattainment'':
``The EPA proposes to interpret this term to refer to air
quality and not to be limited to currently-designated nonattainment
areas. Section 110(a)(2)(D) does not refer to `nonattainment areas,'
which is a phrase that EPA interprets to refer to areas that are
designated nonattainment under section 107 (section
107(d)(1)(A)(I)).''
According to WG, this statement, and similar ones in the context of
the final NOX SIP Call rulemaking, establish that states and
EPA cannot utilize monitoring data to evaluate the existence of, and
extent of, interstate transport. Furthermore, WG interprets the
reference to ``air quality'' in these statements to support its
contention, amplified in later comments, that EPA must evaluate
significant contribution in areas in which there is no monitored
nonattainment.
EPA Response--EPA disagrees with WG's arguments. First, WG
misunderstands the point that EPA was making in quoted statement from
the NOX SIP Call proposal (and that EPA has subsequently
made in the context of CAIR). When EPA stated that it would evaluate
impacts on air quality in downwind states, independent of the current
formal ``designation'' of such downwind states, it was not referring to
air quality in the absence of monitor data. EPA's point was that it was
inappropriate to wait for either initial designations of nonattainment
for a new NAAQS under section 107(d)(1), or for a redesignation to
nonattainment for an existing NAAQS under section 107(d)(3), before EPA
could assess whether there is significant contribution to nonattainment
of a NAAQS in another state.
For example, in the case of initial designations, section 107(d)
contemplates a process and timeline for initial designations that could
well extend for two or three years following the promulgation of a new
or revised NAAQS. By contrast, section 110(a)(1) requires states to
make SIP submissions that address section 110(a)(2)(D) and interstate
transport ``within 3 years or such shorter period as the Administrator
may prescribe'' of EPA's promulgation of a new or revised NAAQS. This
schedule does not support a reading of section 110(a)(2)(D) that is
dependent upon formal designations having occurred first. This is a key
reason why EPA determined that it was appropriate to evaluate
interstate transport based upon monitor data, not designation status,
in the CAIR rulemaking and in the matter at hand.
WG's misunderstanding of EPA's statement concerning designation
status evidently caused WG to believe that EPA's assessment of
interstate transport in the NOX SIP Call was not limited to
evaluation of downwind areas with monitors. This is simply incorrect.
In both the NOX SIP Call and CAIR, EPA evaluated significant
contribution to nonattainment as measured or predicted at monitors. For
example, in the technical analysis for the NOX SIP Call, EPA
specifically evaluated the impacts of emissions from upwind states on
monitors located in downwind states. The NOX SIP Call did
not evaluate impacts at points without monitors, nor did the CAIR
rulemaking. EPA believes that this approach to evaluating significant
contribution is correct under section 110(a)(2)(D), and EPA's general
approach to this threshold determination has not been disturbed by the
courts.\8\
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\8\ Michigan v. U.S. EPA, 213 F.3d 663, 674-681 (DC Cir. 2000);
North Carolina v. EPA, 531 F.3d 896, 913-916 (D.C. Cir. 2008)
(upholding EPA approach to determining threshold despite remanding
other aspects of CAIR).
---------------------------------------------------------------------------
Finally, EPA disagrees with WG's argument that the assessment of
significant contribution to downwind nonattainment must include
evaluation of impacts on non-monitored areas. First, neither section
110(a)(2)(D)(i)(I) provisions, nor the 2006 Guidance support WG's
position, as neither refers to any requirement or recommendation to
assess air quality in non-monitored areas.\9\ The same focus on
monitored data as a means of assessing interstate transport is found in
the NOX SIP Call and in CAIR. An initial step in both the
NOX SIP Call and CAIR was the identification of areas with
current monitored violations of the ozone and/or PM2.5
NAAQS.\10\ The subsequent modeling analyses for NAAQS violations in
future years (2007 for the SIP Call and 2010 for CAIR) likewise
evaluated future violations at monitors in areas identified in the
initial step. Thus, WG is simply in error that EPA has not previously
evaluated the presence and extent of interstate transport under section
110(a)(2)(D) by focusing on monitoring data. Indeed, such monitoring
data was at the core of both of these efforts. In neither of these
rulemakings did EPA evaluate significant contribution to nonattainment
in areas in which there was no monitor. Reliance on monitoring data is
reasonable and appropriate, because data from a properly placed federal
reference method monitor is the way in which EPA ascertains that there
is a violation of the 1997 8-hour ozone or PM2.5 NAAQS in a
particular area. Put another way, in order for there to be significant
contribution to nonattainment for the 1997 8-hour ozone or
PM2.5 NAAQS, there must be a monitor with data showing a
violation of that NAAQS. EPA concludes that by considering data from
monitored areas, its assessment of whether emissions from Idaho
contribute significantly to ozone or PM2.5 nonattainment in
downwind states is consistent with the 2006 Guidance, and with the
approach used by both the CAIR rule and the NOX SIP Call.
---------------------------------------------------------------------------
\9\ 2006 Guidance, p. 5.
\10\ ``Based on this approach, we predicted that in the absence
of additional control measures, 47 counties with air quality
monitors [emphasis ours] would violate the 8-hour ozone NAAQS in
2010. * * *'' From the CAIR proposed rule of January 30, 2004 (69 FR
4566, 4581). The NOX SIP call proposed rule action reads:
``* * * For current nonattainment areas, EPA used air quality data
for the period 1993 through 1995 to determine which counties are
violating the 1-hour and/or 8-hour NAAQS. These are the most recent
3 years of fully quality assured data which were available in time
for this assessment,'' 62 FR 60336.
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Comment No. 4--In support of its comments that EPA should assess
significant contribution to nonattainment in nonmonitored areas,
[[Page 72709]]
WG argued that existing modeling performed by another organization
``indicates that large areas of neighboring states will likely violate
the ozone NAAQS.'' According to WG, these likely ``violations'' of the
ozone NAAQS were predicted for the year 2018, as reflected in a slide
from a July 30, 2008, presentation before the Western Regional Air
Partnership (``Review of Ozone Performance in WRAP Modeling and
Relevant to Future Regional Ozone Planning''). WG asserted that:
``Slide 28 of this presentation displays projected 4th highest 8-hour
ozone reading for 2018 and indicates that air quality in areas
throughout Utah, Wyoming, Colorado, and Nevada will exceed and/or
violate the 1997 ozone NAAQS. * * *'' In short, WG argues that modeling
performed by the WRAP establishes that there will be violations of the
1997 8-hour ozone NAAQS in 2018 in non-monitored areas in these western
states.
EPA Response--EPA disagrees with this comment on several grounds.
First, as explained in response to other comments, EPA does not agree
that it is appropriate to evaluate significant contribution to
nonattainment for the 1997 8-hour ozone NAAQS by modeling ambient
levels in areas where there is no monitor to provide data to establish
a violation of the NAAQS in question. Section 110(a)(2)(D) does not
require such an approach, EPA has not taken this approach in the
NOX SIP Call or other rulemakings under section
110(a)(2)(D), and EPA's prior analytical approach has not been
disturbed by the courts.
Second, WG's own description of the ozone concentrations predicted
for the year 2018 as projecting ``violations'' of the ozone NAAQS is
inaccurate. Within the same sentence, quoted above, slide 28 is
described as displaying the projected 4th max ozone reading for the
year 2018, and as indicating that ``* * * air quality * * * will exceed
or violate [our emphasis] the 1997 ozone NAAQS.'' By definition, a one
year value of the 4th max above the NAAQS only constitutes an
exceedance of the NAAQS; to constitute a violation of the 1997 8-hour
ozone NAAQS, the standard must be exceeded for three consecutive years
at the same monitor. Thus, even if the WRAP presentation submitted by
WG were technically sound, the conclusion drawn from it by WG is
inaccurate and does not support its claim of projected violations of
the NAAQS in surrounding states.
EPA has also reviewed the WRAP presentation submitted by WG and
believes that there was a substantial error in the WRAP modeling
software that led to an overestimation of ground level ozone
concentrations. A recent study conducted by Environ for the Four
Corners Air Quality Task Force (FCAQTF; Stoeckenius et al., 2009) has
demonstrated that excessive vertical transport in the CMAQ and CAMx
models over high terrain was responsible for overestimated ground level
ozone concentrations due to downward transport of stratospheric
ozone.\11\ Environ has developed revised vertical velocity algorithms
in a new version of CAMx that eliminated the excessive downward
transport of ozone from the top layers of the model. This revised
version of the model is now being used in a number of applications
throughout high terrain areas in the West. In conclusion, EPA believes
that this key inadequacy of the WRAP model, noted above, makes it
inappropriate support for WG's concerns about large expanses of 8-hour
ozone nonattainment areas projected for 2018 in areas without monitors.
---------------------------------------------------------------------------
\11\ Stoeckenius, T.E., C.A. Emery, T.P. Shah, J.R. Johnson,
L.K. Parker, A.K. Pollack, 2009. ``Air Quality Modeling Study for
the Four Corners Region.'' Prepared for the New Mexico Environment
Department, Air Quality Bureau, Santa Fe, NM, by ENVIRON
International Corporation, Novato, CA.
---------------------------------------------------------------------------
Comment No. 5--As additional support for its assertion that EPA
should require modeling to assess ambient levels in unmonitored
portions of other states, WG relied on an additional study entitled the
``Uinta Basin Air Quality Study (UBAQS).'' The commenter argued that
the UBAQS study further supports its concern that limiting the
evaluation of downwind impacts only to areas with monitors fails to
assess ozone nonattainment in non-monitored areas. According to the
commenter, UBAQS modeling results show that: (a) The Wasatch front
region is currently exceeding and will exceed in 2012 the 1997 8-hour
ozone NAAQS, and (b) based on 2005 meteorological data, portions of the
four counties in the southwest corner of Utah are also currently in
nonattainment and will be in nonattainment in 2012.\12\
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\12\ The southwestern area referred to by the commenter includes
portions of Washington, Iron, Kane, and Garfield Counties.
---------------------------------------------------------------------------
EPA Response--As noted above, EPA does not agree that it is
appropriate to assess significant contribution to nonattainment for the
1997 8-hour ozone NAAQS in the way advocated by WG. Even taking the
UBAQS modeling results at their face value, however, EPA does not agree
that the 8-hour ozone nonattainment (current and projected) in the
Wasatch Front Range area supports the commenter's concerns about the
need to evaluate the possibility of significant contribution to
nonattainment in non-monitored areas. EPA sees several problems with
the commenter's interpretation of the UBAQS analysis results for
counties in Utah's southwestern corner: ``based on 2005 meteorological
data, portions of Washington, Iron, Kane, and Garfield Counties are
also in nonattainment and will be in nonattainment in 2012.''
First, WG's interpretation of the predicted ozone concentrations
shown in Figures 4-3a and 4-3b (pages 5 and 6 of the comment letter) is
inaccurate. A close review of the legend in these figures indicates
that the highest ozone concentrations predicted by the model for
portions of the counties noted above are somewhere between 81.00 and
85.99 ppb, but a specific concentration is not provided. If the ozone
concentration is actually predicted to be smaller than or equal to 84.9
ppb, then the area is attaining; if it is predicted as greater than
84.9 ppb then it is not attaining. This means that current and
predicted design values for the southwestern Utah area identified in
Figures 4-3a and 4-3b could both be in attainment or both in
nonattainment, or one of them in attainment and the other in
nonattainment, for the 1997 8-hour ozone NAAQS.
Second, even if the design values predicted for these unmonitored
areas were at the top of the 81.00-85.99 ppb range, their reliability
would remain questionable. The UBAQS itself identifies and illustrates
major shortcomings of its modeling analysis, only to neglect assessing
the impact of these shortcomings on the modeling results.\13\ The study
deviates in at least two significant ways from EPA's 2007 guidance on
SIP modeling.\14\ One issue is the UBAQS modeling reliance on fewer
than the five years of data recommended by EPA to generate a current 8-
hour ozone design value (DVC). UBAQS relaxed this requirement so that
sites with as little as 1 year of data were included as DVCs in the
analysis. The other issue is the computation of the relative responsive
factor (RRF), which directly affects the modeling's future design value
(DVF).\15\ Again due to unavailability of data satisfying EPA's
recommendation that the RRF be based on a minimum of five days of ozone
concentrations above 85
[[Page 72710]]
ppb, UBAQS modeling uses RRFs based on one or more days of ozone
concentrations above 70 ppb.\16\ EPA concludes that the modeling
analysis results used by the WG are unreliable for projecting non-
attainment status and therefore do not support its comments.
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\13\ See ``UBAQS,'' pages 4-27 to 4-29.
\14\ EPA. 2007. Guidance on the Use of Models and other Analyses
for Demonstrating Attainment of Air Quality Goals for Ozone,
PM2.5 and Regional Haze. Office of Air Quality Planning
and Standards, Air Modeling Group. Research Triangle Park, North
Carolina (https://www.epa.gov/scram001/guidance/guide/final-03-pm-rh-guidance.pdf).
\15\ DVC x RRF = DVF.
\16\ See UBAQS, p. 4-28.
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Comment No. 6--In support of its arguments that EPA should not
limit assessment of significant contribution to nonattainment through
evaluation of impacts at monitors, but include, through a modeling
analysis, impacts where there are no such monitors, the commenter cited
a past statement by EPA to the effect that the monitor network in the
western United States needs to be expanded. The quoted statements
included EPA's observation that ``[v]irtually all States east of the
Mississippi River have at least two to four non-urban O3 monitors,
while many large mid-western and western States have one or no non-
urban monitors.'' 74 FR 34,525 (July 16, 2009). From this statement,
the commenter argues that it is not appropriate for EPA to limit the
evaluation of significant contribution to nonattainment in other states
to a consideration of monitor data instead of modeling ambient
pollutant levels because there are states with few or no non-urban
monitors surrounding Idaho.
EPA Response--EPA acknowledges that WG's observation that there are
relatively few monitors in the western states, and that relatively few
monitors are currently located in non-urban areas of western states, is
factually correct. However, the commenter failed to note that the
quoted statement from EPA concerning the adequacy of western monitors
came from the Agency's July 16, 2009, proposed rulemaking entitled
``Ambient Ozone Monitoring Regulations: Revisions to Network Design
Requirements.'' This statement was taken out of context, because EPA
was in that proposal referring to changes in state monitoring networks
that it anticipates will be necessary in order to implement not the
1997 8-hour ozone NAAQS that is the subject of this rulemaking, but
rather the 2008 ozone NAAQS for which there are concerns that there
will be a need to evaluate ambient levels in previously unmonitored
areas of the western United States. The fact that additional monitors
may be necessary in the future for the newer ozone NAAQS does not
automatically mean that the existing ozone monitoring networks are
insufficient for the 1997 8-hour ozone NAAQS, as the commenter implies.
Indeed, states submit annual monitoring network plans to EPA and EPA
evaluates these to insure that they meet the applicable requirements.
For example, Idaho itself submits just such a report on an annual
basis, and EPA reviews it for adequacy.\17\ All other states submit
comparable reports.
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\17\ EPA most recently reviewed the adequacy of the Idaho
monitoring network on October 14, 2010. See letter dated October 14,
2010 from Debra Suzuki, EPA Region 10, to Dave Broker, IDEQ.
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Comment No. 7--WG objected to EPA's proposed approval of the Idaho
SIP submission because neither Idaho nor EPA performed a specific
modeling analysis to assure that emissions from Idaho sources do not
significantly contribute to nonattainment in downwind states. According
to the commenter, EPA's decision to use a qualitative approach to
determine whether emissions from Idaho contribute significantly to
downwind nonattainment is not consistent with its own preparation of a
regional model to evaluate such impacts from other states as part of
CAIR.
EPA Response--EPA disagrees with WG's proposition that only
modeling can establish whether or not there is significant contribution
from one state to the nonattainment of another. First, as noted above,
EPA does not believe that section 110(a)(2)(D) requires a modeling
analysis in all instances. While modeling can be useful, EPA believes
that other forms of analysis can be sufficient to evaluate whether or
not there is significant contribution to nonattainment. For this
reason, EPA's 2006 Guidance recommended other forms of information that
states may rely upon as part of their section 110(a)(2)(D) submissions
for the 1997 8-hour ozone and 1997 PM2.5 NAAQS. EPA has
concluded that its qualitative approach to the assessment of
significant contribution to downwind ozone and PM2.5
nonattainment is consistent with EPA's 2006 Guidance.
Second, EPA notes that WG's comment also reflects a
misunderstanding of the approach EPA used in the remanded CAIR. In
CAIR, EPA determined that several factors provided a reasonable basis
to exclude certain western states from the ambit of that rulemaking:
``[i]n analyzing significant contribution to nonattainment, we
determined it was reasonable to exclude the Western U.S., including the
states of Washington, Idaho, Oregon, California, Nevada, Utah, and
Arizona from further analysis due to geography, meteorology, and
topography. Based on these factors we concluded that the
PM2.5 and 8-hour ozone nonattainment problems are not likely
to be affected significantly by pollution transported across these
States' boundaries. * * *'' 69 FR 4581 (January 30, 2004).
EPA has taken a similar approach to assess whether Idaho
contributes significantly to violations of the 1997 8-hour ozone and
PM2.5 NAAQS in downwind states. In the proposed action, EPA
explained several forms of substantive and technically valid evidence
that led to the conclusion that emissions from Idaho sources do not
contribute significantly to nonattainment, in accordance with the
requirement of Section 110(a)(2)(D).
Comment No. 8--In further support of its argument that EPA must use
modeling to evaluate whether there is significant contribution to
nonattainment under section 110(a)(2)(D), WG noted that EPA itself asks
other agencies to perform such modeling in other contexts. As examples,
the commenter cited four instances in which EPA commented on actions by
other agencies and recommended the use of a modeling analysis to assess
ozone impacts prior to authorizing oil and gas development projects. As
supporting material, the comment includes quotations from and
references to EPA letters to Federal Agencies on assessing impacts of
oil and gas development projects.\18\ WG questioned why EPA's
recommendation for such an approach in its comments to other Federal
Agencies did not result in its use of the same approach to evaluate the
impacts from Idaho emissions and to insure compliance with Section
110(a)(2)(D)(i)(I). The commenter reasoned that the emissions that
would result from the actions at issue in the other agency decisions,
such as selected oil and gas drilling projects, would be of less
magnitude and importance than the statewide emissions at issue in an
evaluation under section 110(a)(2)(D).
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\18\ WG's October 13, 2010, comment letter, pp. 9-10. The
referenced letters have been included in the docket for this action.
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EPA Response--As explained above, EPA disagrees with WG's
fundamental argument that modeling is required to evaluate significant
contribution to nonattainment, whether by section 110(a)(2)(D), by EPA
guidance, or by past EPA precedent. EPA's applicable guidance made
recommendations as to different approaches that can satisfy the
interstate transport requirements for significant contribution to
nonattainment in other states. Even EPA's own CAIR analysis relied on a
combination of qualitative and quantitative analyses, as explained
above. As indicated in our response to
[[Page 72711]]
Comment No. 7, the CAIR analysis excluded the western states based on a
qualitative assessment of the regions topography, geography and
meteorology.\19\
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\19\ 69 FR 4581, January 30, 2004.
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EPA believes that the commenter's references to EPA statements
commenting on the actions of other agencies are inapposite. As WG is
aware, those comments were made in the context of the evaluation of the
impacts of various federal actions pursuant to the National
Environmental Policy Act (NEPA), not the Clean Air Act. As explained
above, section 110(a)(2)(D) governs this particular decision-making
process, and EPA does not agree that modeling is always required to
support the evaluation. EPA itself has relied on qualitative evidence
for this purpose when the relevant record provides evidence sufficient
to reach a reasoned determination.
Comment No. 9--In further support of its argument that EPA should
always require modeling to evaluate significant contribution to
nonattainment, WG referred to EPA regulations governing nonattainment
SIPs. The commenter referenced 40 CFR 51.112(a)(1), which states that:
``[t]he adequacy of a control strategy shall be demonstrated by means
of applicable air quality models, data bases, and other requirements
specified in appendix W of [Part 51] (Guideline on Air Quality
Models).'' The commenter argued that this regulation supports its
position that modeling is required to satisfy the significant
contribution element of 110(a)(2)(D).
EPA Response--EPA disagrees with this comment. The cited language
addresses the control strategy requirements when the necessity of
controls has already been established. The cited provision requires a
modeling analysis to demonstrate the adequacy of the control strategy
developed to achieve the reductions necessary to prevent an area's air
quality from continuing to violate the NAAQS. EPA's determination that
emissions from Idaho do not contribute significantly to nonattainment
for the 1997 8-hour ozone standard in any other states eliminates the
need for a control strategy aimed at satisfying the section
110(a)(2)(D) requirements. The provision cited by the commenter,
therefore, is inapplicable in this context. Moreover, EPA interprets
the language at 40 CFR 51.112(a): ``[e]ach plan must demonstrate that
the measures, rules, and regulations contained in it are adequate to
provide for the timely attainment and maintenance of the national
standard that it implements,'' to refer to modeling for attainment
demonstrations, an integral part of nonattainment area SIPs under
subchapter I, part D of the CAA. This interpretation was upheld by the
Sixth Circuit Court of Appeals. Wall v. U.S. EPA, 265 F.3d 426, 436
(6th Cir. 2001). Thus, the commenter's cited regulation is not relevant
to EPA's technical analysis assessing whether emissions from Idaho
contribute significantly to nonattainment in any other states under
section 110(a)(2)(D).
Comment No. 10--WG referenced several modeling analyses of
emissions in the western United States which it contends renders EPA's
analysis inadequate. The commenter ``challenged'' EPA to prove the
modeling results it presented are insufficient by presenting a contrary
modeling analysis, and argued that EPA has an obligation to do so.
Response: EPA disagrees with WG's contention that EPA is obligated
to evaluate and disprove the modeling analyses it has submitted with a
competing modeling analysis when other available information is
available to dispute the modeling analysis. EPA's interpretation of
section 110(a)(2)(D) is that the statute does not explicitly require
modeling, and while modeling can be useful in certain circumstances,
there is no obligation to use it to evaluate whether or not there is
significant contribution to nonattainment. Section 110(a)(2)(D)(i) does
not specify the forms of evidence to be used for meeting the
requirements, and the 2006 Guidance specifically recommends other forms
of information that states might wish to evaluate as part of their
section 110(a)(2)(D) submissions. We evaluated whether Idaho's SIP met
the requirement of section 110(a)(2)(D)(i) based on EPA's 2006 Guidance
and have a reasonable basis, as discussed in the proposed approval, for
concluding that Idaho has met the requirement of 110(a)(2)(D)(i) for
the 1997 8-hour ozone and 1997 PM2.5 NAAQS in the absence of
a modeling analysis.
Comment No. 11--WG also objected to EPA's proposed approval of the
Idaho submission on the grounds that it was based upon a ``weight-of-
evidence analysis,'' and that no such weight of evidence test appears
in the CAA generally, or in section 110(a)(2)(D) in particular.
According to the commenter, there is no regulatory support for using a
``weight-of-evidence'' approach to assessing air quality impacts. The
commenter asserted that EPA neither cited nor quoted regulations or
policy that provides for this, and failed to lend any specific meaning
to the phrase through its proposed approval. Finally, the commenter
asserted, without explaining, its belief that EPA failed to address
``several relevant factors related to the determination of whether
Idaho contributes significantly to nonattainment undermines the
agency's reliance on any `weight-of-evidence' approach.''
EPA Response--EPA agrees with WG that neither the CAA generally,
nor section 110(a)(2)(D) specifically, include the explicit phrase
``weight of evidence.'' It simply does not follow, however, that it is
inappropriate for EPA to use such an approach in this context. As
explained above, section 110(a)(2)(D) does not explicitly stipulate how
EPA may assess whether there is a significant contribution to
nonattainment in other states. Through past actions such as CAIR, EPA
has used a weight of evidence approach to exclude some states from
further consideration.\20\ As described above, in EPA's 2006 Guidance
the Agency specifically recommended types of information that states
might wish to rely upon to evaluate the presence of, and extent of,
interstate transport for this purpose. EPA believes that a weight of
evidence approach that properly considers appropriate evidence is
sufficient to make a valid determination, as in this case.
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\20\ See: 69 FR 4581, January 30, 2004.
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Specifically, EPA's technical analysis in the September 13, 2010
proposed action underscores its reliance on implementation policies set
in the EPA 2006 Guidance: ``EPA's August 15, 2006, guidance to states
concerning section 110(a)(2)(D)(i) recommended various methods by which
states might evaluate whether or not its emissions significantly
contribute to violations of the 1997 ozone standards in another state.
Among other methods, EPA recommended consideration of available EPA
modeling conducted in conjunction with CAIR, or in the absence of such
EPA modeling, consideration of other information such as the amount of
emissions, the geographic location of violating areas, meteorological
data, or various other forms of information that would be relevant to
assessing the likelihood of significant contribution to violations of
the NAAQS in another state [our emphasis].'' \21\ On the basis of this
Guidance, Idaho and EPA chose to assess the impacts of emissions from
Idaho sources on nonattainment areas for the 1997 ozone NAAQS and 1997
PM2.5 NAAQS in surrounding states through a weight of
evidence approach
[[Page 72712]]
using quantitative and qualitative information such as monitoring data
for those other states, Idaho's distance from areas with monitors
showing violation of the NAAQS, meteorological conditions, and other
characteristics for those areas. EPA's use of a weight of evidence
analysis is by no means unusual for the assessment of ozone impacts
through long range transport. The same analytical framework was used in
the 1998 NOX SIP Call, as indicated under Section II.C.,
entitled ``Weight-of-Evidence Determination of Covered States.'' \22\
The differences between the specific types of evidence used in the
NOX SIP Call and in our analysis do not invalidate the use
of the weight of evidence approach.
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\21\ 75 FR 55494, September 13, 2010.
\22\ ``As discussed above, EPA applied a multi-factor approach
to identify the amounts of NOX emissions that contribute
significantly to nonattainment.* * *'' 1998 SIP Call, 63 FR 57381,
October 27, 1998.
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As for the commenter's argument that EPA ``fails to lend any
specific meaning to the phrase through its proposed approval,'' the
Agency's technical analysis described in the proposal did specify the
characteristics, including limitations, of a weight of evidence
analysis: ``[f]urthermore * * * EPA notes that no single piece of
information is by itself dispositive of the issue. Instead, the total
weight of all the evidence taken together is used to evaluate
significant contributions to violations of the 1997 8-hour ozone or
1997 PM2.5 NAAQS in another state.'' (75 FR 55496).
Finally, as to the commenter's assertion that EPA failed to
consider ``several relevant factors'' and thus failed to conduct an
appropriate weight of evidence evaluation, EPA cannot weigh the
validity of this comment in the absence of an explanation of what these
factors might be.
Comment No. 12--WG questioned whether a regulatory provision from
Idaho's SIP, IDAPA 58.01.013.203.02, that was identified in the
proposed action constitutes a ``prohibition on emissions that
significantly interfere with nonattainment.'' \23\ WG argued that this
provision does not appear to ensure compliance with section
110(a)(2)(D)(i)(I) because, the commenter explains, the provision
applies only to stationary sources (actually point sources) and not to
mobile or field burning emissions, and that all sources must be
considered in order to meet the requirements of the statute. The
commenter alleged that 110(a)(2)(D)(i)(II) applies to any source or
other type of emission activity and, therefore, Idaho's SIP provision
is inadequate if it is limited in its application to stationary
sources. WG went on to identify emission inventory information to
support its argument that mobile source emissions and agricultural
burning emissions are significant sources of emissions in Idaho. The
commenter questioned the assertion that the abovementioned regulatory
provision provides authority to limit a source's emissions to ensure
attainment in other states. WG also questioned how the provision would
apply in attainment areas. Finally, the commenter concluded that the
Idaho SIP does not appear to contain provisions that effectively
prohibit emissions from any source from significantly contributing to
nonattainment in any other state.
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\23\ EPA notes that WG appears to have incorrectly stated and
conflated the two different standards presented in CAA section
110(a)(2)(D)(i)(I) in this comment. EPA assumes that, due to the
placement of this comment in a section that WG entitled ``Measures
in the SIP do not Appear to Ensure that Idaho will not Significantly
Contribute to Nonattainment'' and statements made later in the
comment, that the comment applies only to EPA's proposed approval of
the nonattainment prong of 110(a)(2)(D)(i)(I) and was not provided
in reference to the maintenance prong.
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EPA Response--EPA agrees with the commenter's assertion that the
requirements of section 110(a)(2)(D)(i)(I) are applicable to all source
categories and not only to stationary sources. The commenter seems to
have read EPA's proposed action to imply that the provisions cited by
Idaho are the only consideration in evaluating whether Idaho has met
the requirement regarding whether or not a state's emissions
significantly contribute to violations of 1997 ozone and 1997
PM2.5 standards in another state. In fact, these provisions,
which provide IDEQ with the authority to require a permit if emission
rate reductions are necessary to attain any ambient air quality
standard, were identified by EPA in the proposed action as ``additional
support for [EPA's] conclusion that emissions from Idaho sources do not
significantly contribute to nonattainment in any other state * * *.''
As noted in EPA's proposed action, no single piece of information was
by itself dispositive in evaluating Idaho's potential contribution to
nonattainment in another state. EPA has taken into account the Idaho
SIP as a whole, which includes but is not limited to the cited
permitting provisions, and the actual contribution of emissions from
Idaho to nonattainment receptors in other states to evaluate whether
the significant contribution element has been met.
EPA disagrees with the commenter's apparent view that under section
110(a)(2)(D) SIPs must contain literal provisions prohibiting
significant contribution to nonattainment in any other state, or, for
that matter, to contain any particular words or generic prohibitions.
Instead, EPA believes that the statute requires a state's SIP to
contain substantive emission limits or other provisions that in fact
ensure that sources located within the state will not produce emissions
that have such an effect in other states. In conducting its analysis of
whether or not the state's SIP is adequate, EPA evaluates the actual
contribution of a state's emissions to nonattainment in another state
and does not base its analysis on the written provisions of the SIP
alone. Therefore, EPA believes that satisfaction of the ``significant
contribution'' requirement is not to be demonstrated through a literal
requirement for a prohibition of the type advocated by the commenter.
EPA's past application of section 110(a)(2)(D) did not require the
literal prohibition advocated by the commenter. For example, in 1998
NOX SIP call (63 FR 57356, October 27, 1998) EPA indicated
that ``the term `prohibit' means that SIPs must eliminate those amounts
of emissions determined to contribute significantly to nonattainment *
* *.'' As a result, the first step of the process to determine whether
this statutory requirement is satisfied is the factual determination of
whether a state's emissions contribute significantly to nonattainment
in downwind areas. See 2005 CAIR Rule (70 FR 25162) and 1998
NOX SIP Call (63 FR 57356). If this factual finding is in
the negative, as is the case for EPA's assessment of the contribution
from emissions from Idaho, then section 110(a)(2)(D)(i)(I) does not
require any changes to a state's provisions. If, however, the
evaluation reveals that there is such a significant contribution to
nonattainment in other states, then EPA requires the state to adopt
substantive provisions to eliminate those emissions. The state could
achieve these reductions through traditional command and control
programs, or at its own election, through participation in a cap and
trade program. Thus, EPA's approach in this action is consistent with
the Agency's interpretation of 110(a)(2)(D)(i) in the 2006 guidance,
the CAIR Rule, and the NOX SIP call, none of which required
the pro forma literal ``prohibition'' of the type advocated by the
commenter.
B. Comments Relating to the ``Interfere With Maintenance'' Element
Comment No. 1--The commenter stated that EPA inappropriately
defined the term ``interfere with maintenance.'' It argued that EPA's
definition appeared to be ``inappropriately conflated with the
[[Page 72713]]
definition of nonattainment.'' It argued that the definition of
maintenance appeared to be tied to nonattainment, asserting that
``unless an area has violated or is in violation of the NAAQS, the
agency will not consider whether Idaho is interfering with that area's
ability to maintain compliance with the NAAQS.'' For this reason, it
argued EPA did not give independent meaning to the ``interfere with
maintenance'' prong of section 110(a)(2)(D)(i)(I).
The commenter also maintains that EPA's analysis did not consider
Idaho's impacts on neighboring states that have not previously
violated, but that ``may be barely attaining the NAAQS.'' To illustrate
its contention that EPA has inappropriately defined ``interference with
maintenance,'' the commenter pointed to information regarding Cache
Valley, Utah, which it describes as an example of an area that has not
violated the 1997 24-hour PM2.5 NAAQS, but that may be
barely attaining the NAAQS and should, therefore, be classified as a
maintenance receptor. The commenter did not provide any other concrete
examples of areas that EPA should have identified as maintenance
receptors.
Response--The definition of maintenance used by EPA is consistent
with the direction given to EPA by the Court of Appeals for the DC
Circuit in North Carolina v. EPA, 531 F.3d 896 (DC Cir. 2008).\24\ In
that case, the court analyzed the definition of ``interfere with
maintenance'' used in the CAIR rule. The court found that the
definition EPA used ``gave no independent significance to the
`interfere with maintenance' prong of section 110(a)(2)(D)(i)(I) to
separately identify upwind sources interfering with downwind
maintenance.'' North Carolina at 910. It further reasoned that
``[u]nder EPA's reading of the statute, a state can never ``interfere
with maintenance'' unless EPA determines that at one point it
``contribute[d] significantly to nonattainment.'' Id. Based on this
analysis, the court found the definition unlawful holding that
``[b]ecause EPA describes CAIR as a complete remedy to a section
110(a)(2)(D)(i)(I) violation and does not give independent significance
to the 'interfere with maintenance' language to identify upwind states
that interfere with downwind maintenance, EPA unlawfully nullifies that
aspect of the statute and provides no protection for downwind areas
that, despite EPA's predictions, still find themselves struggling to
meet NAAQS due to upwind interference in 2010.'' Id. at 910-911.
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\24\ As EPA noted in the proposal, the term ``interfere with
maintenance'' is not defined in the CAA. As such, the term is
ambiguous and EPA's interpretation of that term in this action is
both reasonable and consistent with the overall goals of the CAA. By
this approach, EPA is giving independent meaning to the term and
supporting that interpretation with technical analysis to apply it
to the facts of this action.
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The approach used by EPA to evaluate Idaho's SIP submission and to
determine whether emissions from sources in Idaho interfere with
maintenance in any other state directly addresses these flaws. It gives
significant independent meaning to the term ``interfere with
maintenance.'' It establishes a process to identify any specific
receptors in downwind states that, even though they are projected to be
in attainment and thus would not be nonattainment receptors, may have
difficulty maintaining the NAAQS in question. These receptors are
referred to as maintenance receptors.
The methodology EPA used to identify maintenance receptors gives
independent meaning to the term ``interfere with maintenance'' and
establishes a process to identify projected attainment receptors that,
based on the historic variability of air quality at that site (which
may be due to variability in emissions and/or meteorology), may have
difficulty maintaining the standard. As explained in greater detail
below, the commenter's objection to EPA's approach appears to be based
on the misconception that the methodology EPA used to identify
maintenance sites was dependent on base year NAAQS violations.
The commenter's statement that EPA's designation of maintenance
receptors is ``firmly hitched to a finding that the maximum design
value based on a single three-year period between 2003 and 2007 is in
excess of the NAAQS'' appears to be based on a misunderstanding of the
methodology used by EPA to identify maintenance receptors. EPA's
methodology did not, as the commenter appears to assume, require a site
to have a design value above the NAAQS for one of the three base
periods (2003-2005, 2004-2006, 2005-2007) to be considered a
maintenance site. The methodology is based on an analysis of the future
year average and future year maximum design values. It does not depend
on whether