Wildlife Habitat Incentive Program, 71325-71344 [2010-29394]
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71325
Rules and Regulations
Federal Register
Vol. 75, No. 225
Tuesday, November 23, 2010
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
Regulatory Certifications
DEPARTMENT OF AGRICULTURE
Natural Resources Conservation
Service
7 CFR Part 636
RIN 0578–AA49
Wildlife Habitat Incentive Program
Commodity Credit Corporation,
Natural Resources Conservation Service,
United States Department of
Agriculture.
ACTION: Final rule.
AGENCY:
The Natural Resources
Conservation Service (NRCS), an agency
of the United States Department of
Agriculture (USDA), is issuing a final
rule for the Wildlife Habitat Incentive
Program (WHIP). This final rule sets
forth how NRCS, using the funds,
facilities, and authorities of the
Commodity Credit Corporation (CCC),
will implement WHIP in response to
changes made by the Food,
Conservation, and Energy Act of 2008
(2008 Act). NRCS published an interim
final rule with request for comment in
the Federal Register on January 16,
2009, an amendment was published on
March 12, 2009, with a request for
public comment, and another
amendment was published on July 15,
2009, with a request for public
comment. NRCS is publishing a final
rule that addresses the comments
received on the interim final rule and to
clarify policies to improve program
implementation.
SUMMARY:
Effective Date: The rule is
effective November 23, 2010.
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DATES:
FOR FURTHER INFORMATION CONTACT:
Gregory K. Johnson, Director, Financial
Assistance Programs Division,
Department of Agriculture, Natural
Resources Conservation Service, 1400
Independence Avenue, SW., Room 5237
South Building, Washington, DC 20250;
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Telephone: (202) 720–1844; Fax: (202)
720–4265.
Persons with disabilities who require
alternative means for communicating
(Braille, large print, audiotape, etc.)
should contact the USDA Target Center
at (202) 720–2600 (voice and TDD).
SUPPLEMENTARY INFORMATION:
Executive Order 12866
Pursuant to Executive Order 12866,
this final rule has been determined to be
a significant regulatory action. The
administrative record is available for
public inspection at the Department of
Agriculture, 1400 Independence
Avenue, SW., Room 5241 South
Building, Washington, DC 20250. In
accordance with Executive Order 12866,
NRCS conducted an economic analysis
of the potential impacts associated with
this program. A summary of the
economic analysis can be found at the
end of the regulatory certifications of
the preamble, and a copy of the analysis
is available upon request from Gregory
K. Johnson, Director, Financial
Assistance Programs Division,
Department of Agriculture, Natural
Resources Conservation Service, 1400
Independence Avenue, SW., Room 5237
South Building, Washington, DC 20250.
Regulatory Flexibility Act
The Regulatory Flexibility Act is not
applicable to this final rule because
NRCS is not required by 5 U.S.C. 553,
or by any other provision of law, to
publish a notice of proposed rulemaking
with respect to the subject matter of this
rule.
Environmental Analysis
In compliance with the National
Environmental Policy Act, a
Programmatic Environmental
Assessment (EA) was prepared in
association with the interim final rule.
The analysis determined there will not
be a significant impact to the human
environment and as a result, an
Environmental Impact Statement was
not required to be prepared (40 CFR
1508.13). The Programmatic EA and
Finding of No Significant Impact
(FONSI) were made available for public
review for 60 days, which also
coincided with the public review
timeframe for the interim final rule.
Comments were received on the
Programmatic EA and FONSI, and
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responses to those comments have been
prepared and can be reviewed along
with a copy of the EA and FONSI from
the following Web site: https://
www.nrcs.usda.gov/programs/
Env_Assess/. Additional program
requirements that were not in the
interim final rule, and that are now in
the final rule, are minor program
element changes that do not affect the
overall effects or analysis in the
Programmatic EA. As a result,
preparation of a supplemental
Programmatic EA has been determined
not to be necessary.
Civil Rights Impact Analysis
NRCS has determined through a Civil
Rights Impact Analysis that this final
rule discloses no disproportionately
adverse impacts for minorities, women,
or persons with disabilities. Outreach
and communication strategies are in
place to ensure all producers will be
provided the same information to allow
them to make informed compliance
decisions regarding the use of their
lands that will affect their participation
in USDA programs. WHIP applies to all
persons equally regardless of their race,
color, national origin, gender, sex, or
disability status. Therefore, this final
rule will not result in adverse civil
rights implications for women,
minorities, and persons with
disabilities.
Copies of the Civil Rights Impact
Analysis are available from Albert
Cerna, National Wildlife Habitat
Incentive Program Manager, Financial
Assistance Programs Division,
Department of Agriculture, Natural
Resources Conservation Service, 1400
Independence Avenue, SW., Room 5233
South Building, Washington, DC 20250,
or electronically at https://
www.nrcs.usda.gov/Programs/farmbill/
2008/civilrightsimpact.html.
Paperwork Reduction Act
Section 2904 of the 2008 Act requires
that the implementation of programs
authorized under Title II of the Act be
made without regard to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Therefore, NRCS is not
reporting recordkeeping or estimated
paperwork burden associated with this
final rule.
Government Paperwork Elimination Act
NRCS is committed to compliance
with the Government Paperwork
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Elimination Act and the Freedom to
E-File Act, which requires government
agencies in general, to provide the
public the option of submitting
information or transacting business
electronically to the maximum extent
possible. To better accommodate public
access, NRCS has developed an online
application and information system for
public use.
Executive Order 12988
This final rule has been reviewed in
accordance with Executive Order 12988,
Civil Justice Reform. The rule is not
retroactive and preempts State and local
laws to the extent such laws are
inconsistent with this rule. Before an
action may be brought in a Federal court
of competent jurisdiction, the
administrative appeal rights afforded
persons at 7 CFR parts 11 and 614 must
be exhausted.
Federal Crop Insurance Reform and
Department of Agriculture
Reorganization Act of 1994
Pursuant to section 304 of the Federal
Crop Insurance Reform Act of 1994
(Pub. L. 103–354), USDA classified this
rule as non-major. Therefore, a risk
analysis was not conducted.
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Unfunded Mandates Reform Act of 1995
NRCS assessed the affects of this final
rule on State, local, and tribal
governments, and the public. This
action does not compel the expenditure
of $100 million or more in any one year
(adjusted for inflation) by any State,
local, or tribal governments, or anyone
in the private sector; therefore, a
statement under section 202 of the
Unfunded Mandates Reform Act of 1995
is not required.
Executive Order 13132
This final rule has been reviewed in
accordance with the requirements of
Executive Order 13132, Federalism.
USDA has determined that this final
rule conforms with the Federalism
principles set forth in the Executive
Order; would not impose any
compliance costs on the States; and
would not have substantial direct effects
on the States, on the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities on the
various levels of government. Therefore,
USDA concludes that this final rule
does not have Federalism implications.
Executive Order 13175
This final rule has been reviewed in
accordance with the requirements of
Executive Order 13175, Consultation
and Coordination with Indian Tribal
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Governments. NRCS has assessed the
impact of this final rule on Indian tribal
governments and concluded that this
final rule will not negatively affect
Indian tribal governments or their
communities. The rule neither imposes
substantial direct compliance costs on
tribal governments nor preempts tribal
law. However, NRCS plans to undertake
a series of at least six regional tribal
consultation sessions before December
30, 2010, on the impact of NRCS
conservation programs and services on
tribal governments and their members to
establish a baseline of consultation for
future actions. Reports from these
sessions will be made part of the USDA
annual reporting on Tribal Consultation
and Collaboration. NRCS will respond
in a timely and meaningful manner to
all tribal governments’ requests for
consultation.
Small Business Regulatory Enforcement
Fairness Act of 1996
Section 2904(c) of the 2008 Act
requires that the Secretary use the
authority in section 808(2) of Title 5,
U.S.C., which allows an agency to
forego the Small Business Regulatory
Enforcement Fairness Act of 1996 usual
60-day congressional review delay of
the effective date of a regulation if the
agency finds that there is a good cause
to do so. NRCS hereby determines that
it has good cause to do so in order to
meet the congressional intent to have
the conservation programs authorized or
amended by Title II of the 2008 Act in
effect as soon as possible. Accordingly,
this rule is effective upon filing for
public inspection by the Office of the
Federal Register.
Section 2708 of the 2008 Act
Section 2708, ‘‘Compliance and
Performance,’’ of the 2008 Act added a
paragraph to section 1244(g) of the Food
Security Act of 1985, as amended
entitled, ‘‘Administrative Requirements
for Conservation Programs,’’ which
states the following: ‘‘(g) Compliance
and performance.—For each
conservation program under Subtitle D,
the Secretary shall develop
procedures—
(1) To monitor compliance with
program requirements;
(2) To measure program performance;
(3) To demonstrate whether long-term
conservation benefits of the program are
being achieved;
(4) To track participation by crop and
livestock type; and
(5) To coordinate activities described
in this subsection with the national
conservation program authorized under
section 5 of the Soil and Water
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Resources Conservation Act of 1977 (16
U.S.C. 2004).’’
This new provision presents in one
place the accountability requirements
placed on the agency as it implements
conservation programs and reports on
program results. The requirements
apply to all programs under Subtitle D,
including the Wetlands Reserve
Program, the Conservation Security
Program, the Conservation Stewardship
Program, the Farm and Ranch Lands
Protection Program, the Grassland
Reserve Program, the Environmental
Quality Incentives Program (including
the Agricultural Water Enhancement
Program), the Wildlife Habitat Incentive
Program, and the Chesapeake Bay
Watershed Initiative. These
requirements are not directly
incorporated into these regulations,
which set out requirements for program
participants. However, certain
provisions within these regulations
relate to elements of section 1244(g) of
the Food Security Act of 1985, as
amended and the agency’s
accountability responsibilities regarding
program performance. NRCS is taking
this opportunity to describe existing
procedures that relate to meeting the
requirements of section 1244(g) of the
Food Security Act of 1985, as amended
and agency expectations for improving
its ability to report on each program’s
performance and the achievement of
long-term conservation benefits. Also
included is reference to the sections of
these regulations that apply to program
participants and that relate to the
agency accountability requirements as
outlined in section 1244(g) of the Food
Security Act of 1985, as amended.
Monitor compliance with program
requirements. NRCS has established
application procedures to ensure that
participants meet eligibility
requirements and follow-up procedures
to ensure that participants are
complying with the terms and
conditions of their contractual
arrangement with the government, and
that the installed conservation measures
are operating as intended. These and
related program compliance evaluation
policies are set forth in agency guidance
(CPM–440–512 and CPM–440–517)
(https://directives.sc.egov.usda.gov/).
The program requirements applicable
to participants that relate to compliance
are set forth in these regulations in
§ 636.4 ‘‘Program requirements,’’ § 636.8
‘‘WHIP Plan of Operations,’’ and § 636.9
‘‘Cost-share agreements.’’ These sections
make clear the general program
eligibility requirements, participant
obligations for implementing a WHIP
plan of operations, participant costshare agreement obligations, and
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requirements for operating and
maintaining WHIP-funded conservation
improvements.
Measure program performance.
Pursuant to the requirements of the
Government Performance and Results
Act of 1993 (Pub. L. 103–62, Sec. 1116)
and guidance provided by OMB Circular
A–11, NRCS has established
performance measures for its
conservation programs. Program-funded
conservation activity is captured
through automated field-level business
tools, and the information is available at
https://ias.sc.egov.usda.gov/PRSHOME/.
Program performance also is reported
annually to Congress and the public
through the annual performance budget,
annual accomplishments report, and the
USDA Performance Accountability
Report. Related performance
measurement and reporting policies are
set forth in agency guidance (GM–340–
401 and GM–340–403) (https://
directives.sc.egov.usda.gov/).
The conservation actions undertaken
by participants are the basis for
measuring program performance—
specific actions are tracked and reported
annually, while the effects of those
actions relate to whether the long-term
benefits of the program are being
achieved. The program requirements
applicable to participants that relate to
undertaking conservation actions are set
forth in these regulations in § 636.8
‘‘WHIP Plan of Operations,’’ and § 636.9
‘‘Cost-share agreements.’’ These sections
make clear participant obligations for
implementing, operating, and
maintaining WHIP-funded conservation
improvements, which in aggregate result
in the program performance that is
reflected in agency performance reports.
Demonstrate whether long-term
conservation benefits of the program are
being achieved. Demonstrating the longterm natural resource benefits achieved
through conservation programs is
subject to the availability of needed
data, the capacity and capability of
modeling approaches, and the external
influences that affect actual natural
resource condition. While NRCS
captures many measures of ‘‘output’’
data, such as acres of conservation
practices, it is still in the process of
developing methods to quantify the
contribution of those outputs to
environmental outcomes. NRCS
currently uses a mix of approaches to
evaluate whether long-term
conservation benefits are being achieved
through its programs. Since 1982, NRCS
has reported on certain natural resource
status and trends through the National
Resources Inventory (NRI), which
provides statistically reliable, nationally
consistent land cover/use and related
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natural resource data. However, a
connection between these data and
specific conservation programs (with
the exception of the Conservation
Reserve Program, since 1987 the NRI
has reported acreage enrolled in CRP)
has been lacking. In the future, the
interagency Conservation Effects
Assessment Project (CEAP), which has
been underway since 2003, will provide
nationally consistent estimates of
environmental effects resulting from
conservation practices and systems
applied. CEAP results will be used in
conjunction with performance data
gathered through agency field-level
business tools to help produce estimates
of environmental effects accomplished
through agency programs, such as
WHIP. In 2006, a Blue Ribbon panel
evaluation of CEAP strongly endorsed
the project’s purpose, but concluded
‘‘CEAP must change direction’’ to
achieve its purposes. (See Soil and
Water Conservation Society. 2006. Final
Report from the Blue Ribbon Panel
Conducting an External Review of the
U.S. Department of Agriculture
Conservation Effects Assessment
Project. Ankeny, IA: Soil and Water
Conservation Society. This review is
available at https://www.nrcs.usda.gov/
technical/NRI/ceap/.) In response,
CEAP has focused on priorities
identified by the Panel and clarified that
its purpose is to quantify the effects of
conservation practices applied on the
landscape. Information regarding CEAP,
including reviews and current status, is
available at https://www.nrcs.usda.gov/
technical/NRI/ceap/.
Since 2004 and the initial
establishment of long-term performance
measures by program, NRCS has been
estimating and reporting progress
toward long-term program goals. Natural
resource inventory and assessment and
performance measurement and
reporting policies are set forth in agency
guidance (GM–290–400; GM–340–401;
and GM–340–403) (https://
directives.sc.egov.usda.gov/).
Demonstrating the long-term
conservation benefits of conservation
programs is an Agency responsibility.
Through CEAP, NRCS is in the process
of evaluating how these long-term
benefits can be achieved through the
conservation practices and systems
applied by participants under the
program. The program requirements
applicable to participants that relate to
producing long-term conservation
benefits are described previously under
‘‘measuring program performance,’’ i.e.,
§ 636.8 ‘‘WHIP Plan of Operations,’’ and
§ 636.9 ‘‘Cost-share agreements.’’ These
and related program management
procedures supporting program
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implementation are set forth in agency
guidance (CPM–440–512 and CPM–
440–515).
Coordinate these actions with the
national conservation program
authorized under the Soil and Water
Resources Conservation Act (RCA). The
2008 Act reauthorized and expanded on
a number of elements of the RCA related
to evaluating program performance and
conservation benefits. Specifically, the
2008 Act added a provision stating,
‘‘Appraisal and inventory of resources,
assessment and inventory of
conservation needs, evaluation of the
effects of conservation practices, and
analyses of alternative approaches to
existing conservation programs are basic
to effective soil, water, and related
natural resources conservation.’’
The program, performance, and
natural resource and effects data
described previously will serve as a
foundation for the next RCA, which will
also identify and fill, to the extent
possible, data and information gaps.
Policy and procedures related to the
RCA are set forth in agency guidance
(GM–290–400; CPM–440–525; and GM–
130–402) (https://
directives.sc.egov.usda.gov/).
The coordination of the previously
described components with the RCA is
an agency responsibility and is not
reflected in these regulations. However,
it is likely that results from the RCA
process will result in modifications to
the program and performance data
collected, to the systems used to acquire
data and information, and potentially to
the program itself. Thus, as the
Secretary proceeds to implement the
RCA in accordance with the statute, the
approaches and processes developed
will improve existing program
performance measurement and outcome
reporting capability and provide the
foundation for improved
implementation of the program
performance requirements of section
1244(g) of the Food Security Act of
1985, as amended.
Economic Analysis—Executive
Summary
WHIP provides direct technical and
financial assistance to improve fish and
wildlife habitat on eligible agricultural,
nonindustrial private forest land (NIPF),
and Indian land. The focus of the
program is on national, regional, and
State-directed fish and wildlife
priorities, including rare and declining
species. These priorities are established
with input from the regional, State, and
local stakeholders through the State
Technical Committee. Because these
efforts involve both onsite and offsite
specific impacts, and these impacts
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affect a host of non-market valued
attributes ecosystem services,
performing a traditional benefit-cost
analysis is challenging. Even with these
limitations, a benefit-cost analysis offers
a means to identify the main costs and
benefits and explore policy and program
alternatives.
The primary costs associated with
WHIP include the cost-share outlays by
NRCS and the matching funds of the
participant to fully pay for the
restoration and improvements in fish
and wildlife habitat within the
agricultural, forestry operation, or
Indian land. These primary costs must
then be compared with the benefits of
the habitat improvement realized
through these efforts, mainly the
improvements of the flow of ecological
goods and services and provision of
non-market valued amenities, such as
more scenic views, as well as providing
fish and wildlife habitat.
The results of this benefit-cost
analysis suggest that the WHIP
assistance to participants will result in
positive net benefits, especially in areas
where fish and wildlife habitat is
deteriorating or being lost. The changes
to WHIP made by the 2008 Act do not
change this conclusion. Copies of the
economic analysis may be obtained
from Gregory K. Johnson, Director,
Financial Assistance Programs Division,
Department of Agriculture, Natural
Resources Conservation Service, 1400
Independence Avenue, SW., Room 5237
South Building, Washington, DC 20250.
Discussion of Program
WHIP is a voluntary program
administered by NRCS using the funds
and authorities of the CCC. WHIP is
available in any of the 50 States, District
of Columbia, Puerto Rico, Guam, the
Virgin Islands of the United States,
American Samoa, and the
Commonwealth of the Northern Mariana
Islands. Through WHIP, NRCS provides
technical and financial assistance to
participants to develop upland,
wetland, and aquatic wildlife habitat, as
well as fish and wildlife habitat on other
areas and to develop habitat for at-risk
species, including threatened and
endangered species. NRCS first
allocated funds for WHIP in 1997. Over
the life of the program, NRCS has
entered into over 29,000 cost-share
agreements that cover over 4.7 million
acres.
WHIP was originally authorized
under section 387 of the Federal
Agriculture Improvement and Reform
Act of 1996 (Pub. L. 104–127). In 1997,
NRCS published regulations to
implement WHIP at 7 CFR part 636.
Section 2502 of the Farm Security and
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Rural Investment Act of 2002 (Pub. L.
107–171) repealed the original WHIP
authority and established a new WHIP
under section 1240N of the Food
Security Act of 1985, as amended.
Section 2602 of the 2008 Act made
further changes to WHIP.
These recent changes included
restricting eligible lands to private
agricultural land, NIPF, and Indian
land; clarifying the phrase ‘‘other types
of habitat’’ to include habitat developed
on pivot corners and irregular areas;
increasing the proportion of annual
funds available for long-term
agreements that are 15 years or longer to
not more than 25 percent; providing the
Secretary with discretionary authority to
address State, regional, and national
conservation initiatives; and
establishing a $50,000 annual payment
limitation per person or legal entity. The
WHIP statute uses tribal, but NRCS will
use Indian and tribal interchangeably to
be consistent with other programs.
Registration and Reporting
Requirements of the Federal Funding
and Transparency Act of 2006
The Office of Management and Budget
recently published two regulations, 2
CFR part 25 and 2 CFR part 170, to
assist agencies and recipients of Federal
financial assistance comply with the
Federal Funding Accountability and
Transparency Act of 2006 (FFATA)
(Pub. L. 109–282, as amended). Both
regulations have implementation
requirements beginning October 1, 2010.
The regulations at 2 CFR part 25
require, with some exceptions,
recipients of Federal financial assistance
to apply for and receive a Dun and
Bradstreet Universal Numbering System
(DUNS) number and register in the
Central Contractor Registry (CCR). The
regulations at 2 CFR part 170 establish
new requirements for Federal financial
assistance applicants, recipients, and
sub recipients. The regulation provides
standard wording that each agency must
include in its awarding of financial
assistance that requires recipients to
report information about first-tier sub
awards and executive compensation
under those awards.
NRCS has determined that 2 CFR part
25 and 2 CFR part 170 apply to certain
awards of financial assistance provided
under WHIP. Therefore, NRCS has
incorporated, by reference, these
registration and reporting requirements
at § 636.4 and will include the requisite
provisions as part of the WHIP contract.
Analysis of Public Comment
On January 16, 2009, NRCS published
an interim final rule in the Federal
Register. On March 12, 2009, NRCS
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published an amendment to the interim
final rule addressing the incorrect
application of the $50,000 annual
payment limitation to joint operations
and requesting public comment on how
USDA’s conservation programs can
further the Nation’s ability to increase
renewable energy production and
conservation, mitigate the effects and
adapt to climate change, and reduce net
carbon and greenhouse gas (GHG)
emissions.
Following this amendment and
request for comment, NRCS published
an additional amendment to the interim
final rule, with a request for comment,
on July 15, 2009, redefining the term
agricultural lands to be more inclusive
of lands that have the potential to
produce agricultural products or
livestock. The comments received on
the interim final rule and amendments
were consolidated and are addressed in
this public comment analysis. In total,
43 comments were received during the
comment periods; 3 were from
individuals, 15 from State agencies, 2
from Federal agencies, 2 from Indian
tribes, and 23 from nongovernmental
organizations. All comments received
are available for review at https://
www.nrcs.usda.gov/programs/farmbill/
2008/public-comments.html.
The discussion that follows is
organized in the same sequence as the
interim final rule.
Section 636.1 Applicability
Section 636.1 sets forth WHIP’s
purpose and scope, stating that ‘‘the
purpose of the program is to help
participants develop fish and wildlife
habitat on private agricultural land,
NIPF, and Indian land.’’
Comments: One respondent expressed
concern about NRCS proposing to strike
the term species from the program’s
purpose statement, shifting the program
focus from species to land and water
resources.
Response: The interim final rule
replaced the phrase ‘‘for upland wildlife,
wetland wildlife, threatened and
endangered species, fish, and other
types of wildlife’’ with the phrase
‘‘develop fish and wildlife habitat on
private agricultural land, NIPF, and
Indian land,’’ in an effort to be
consistent with the program’s statutory
authority. The simplified language
provided the appropriate broad
interpretation for the types of habitat to
be developed on eligible lands,
including a new statutory requirement
to encourage the development of habitat
for native and managed pollinators. No
changes were made to the final rule.
Comments: Numerous respondents
requested that NRCS extend WHIP’s
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program purpose and scope to
pollinators, specifically. Five
respondents requested that NRCS
reference native and managed pollinator
habitat, while four of the five
respondents wanted WHIP to focus on
native pollinators and their habitats and
not managed pollinators, leaving
managed pollinator habitat to other
conservation programs like the
Environmental Quality Incentives
Program (EQIP).
Response: Section 1244(h) of the Food
Security Act of 1985, as amended states:
‘‘In carrying out any conservation
program administered by the Secretary,
the Secretary may, as appropriate,
encourage (1) the development of
habitat for native and managed
pollinators; and (2) the use of
conservation practices that benefit
native and managed pollinators.’’
Section 1244(h) includes both
managed and native pollinators. In
section 1244(h), WHIP’s authority
focuses on wildlife habitat with no
distinction made between native and
managed species. As part of the
development of habitats in many
projects, WHIP plants grasses, forbs,
shrubs, and trees that provide habitats
for pollinator species as a consequence
of providing habitats for prioritized
wildlife. NRCS chooses to retain the
interim final rule’s original language
which follows the intent of section
1244(h) and WHIP’s legislative authority
that makes no distinction between
restoring or enhancing native and
managed pollinator species’ habitats.
Comments: Several respondents
requested that NRCS focus its technical
assistance efforts on improving
pollinator habitat. One respondent
wanted NRCS to designate a national
coordinator to advance habitat for honey
bees and expand its outreach to
potential participants. Another
respondent expressed concern that with
a lack of emphasis in a regulation,
pollinator habitat may be disregarded by
individual States. Another respondent
wanted to ensure that expedited efforts
were made to update and revise the
conservation practice standards and
technical notes, assuring that these
standards and technical notes were
appropriate and relevant to the local
habitat and species’ needs. Moreover,
the respondent wanted NRCS to provide
input to the National Institute of Food
and Agriculture and Agricultural
Research Service about additional
research needed to improve the science
regarding wildlife habitat and
conservation practices that are best for
native and managed pollinators.
Response: No changes were made to
the rule in response to these comments.
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State Conservationists have been
encouraged to establish pollinator
species as State priorities, and they have
done so. In fiscal year (FY) 2009, NRCS
funded 54 projects to restore and
improve pollinator habitat through the
WHIP and the Conservation Innovation
Grants (CIG) program. Interim
conservation practice standards and
technical notes have been and are in the
process of being established. State
Conservationists are providing
information to producers that
conservation practices which benefit
pollinator species are eligible for costshare. NRCS does not conduct research,
but has established partnerships with
agencies that provide information from
research.
Section 636.2 Administration
Section 636.2 sets forth the policies
related to NRCS and its agreements with
partners.
Comments: Two respondents
requested that NRCS include marketing
and outreach as eligible work for partner
agreements, also known as contribution
agreements. Several respondents
supported the flexibility to enter into
agreements with Federal and State
agencies and Indian tribes to assist with
program implementation.
Response: Since WHIP’s inception,
NRCS has used partnership agreements
with Federal, State, and local agencies
to implement the program. NRCS has
the ability to include marketing and
outreach in these agreements.
Aside from working through
contribution agreements, NRCS also has
the ability to enter into agreements with
Technical Service Providers (TSPs) to
assist in implementing conservation
programs. Section 2706 of the 2008 Act
amended the Food Security Act of 1985,
as amended to authorize payments to
TSPs for related technical assistance
services that accelerate program
delivery. Related technical assistance
services include, but are not limited to,
conservation planning documentation,
payment scheduling, and
documentation. Technical standards for
certifying other services like outreach
and marketing TSPs will be formulated
during FY 2010.
As in the case of other Title XII
conservation programs, a WHIP
participant or NRCS may use the
services of a qualified TSP to install and
implement conservation practices.
Technical services provided may
include conservation planning;
conservation practice survey, layout,
design, installation, and certification;
and related technical assistance services
as described above. To clarify that TSPs
may be used to expedite WHIP
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conservation program delivery, NRCS
has added related technical assistance
services to § 636.18(c): ‘‘Technical
services provided by qualified
personnel not affiliated with USDA may
include, but is not limited to,
conservation planning; conservation
practice survey, layout, design,
installation, and certification; and
related technical assistance services as
defined in 7 CFR part 652.’’
Section 636.3 Definitions
When NRCS published the WHIP
interim final rule, it revised many of
WHIP’s definitions to be consistent with
other NRCS conservation programs and
to avoid confusion among NRCS field
personnel and customers. A majority of
the comments received during the
interim final rule’s request for comment
period were definitions contained in
section 636.3. Following are definitions
received from public comments.
Agricultural Lands
Comments: Over 20 respondents
commented on the agricultural lands
definition. The majority of respondents
stated that the definition of agricultural
lands was too limited. The respondents
requested that NRCS expand the
definition to include ‘‘lands on which
agricultural and forest products may be
produced or have the potential to be
produced.’’ They cited that many rural,
privately owned lands offer significant
wildlife habitat potential, despite the
fact that they are not currently used for
agricultural production.
Response: NRCS concurs with this
recommendation and on July 15, 2009,
published an amendment to the interim
final rule which defined agricultural
lands as: ‘‘Cropland, grassland,
rangeland, pastureland, and other land
determined by NRCS to be suitable for
fish and wildlife habitat development
on which agricultural and forest-related
products or livestock are or have the
potential to be produced. Agricultural
lands may include cropped woodland,
wetlands, waterways, streams,
incidental areas included in the
agricultural operation, and other types
of land used for or have the potential to
be used for production.’’
Under WHIP, NRCS has the discretion
to define agricultural lands in order to
meet the program objectives. In the past,
WHIP served as a niche program
through its ability to improve wildlife
habitat on areas that were not otherwise
eligible for NRCS conservation
assistance. NRCS believes that the
interim final rule’s agricultural lands
definition was too narrow in its
interpretation of the statute, especially
since lands that are not currently under
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production oftentimes can most readily
be improved for wildlife habitat, and
that there are many active
conservationists who wish to enhance
wildlife habitat but may not be actively
producing a commodity or raising
livestock. As noted above, this change
was adopted in the amendment to the
interim final rule.
Comments: Two respondents
requested that NRCS add specific
language to modify the agricultural
lands definition to make it consistent
with the Farm Credit Administration’s
(FCA) definition of agricultural land.
The intent behind making the WHIP
definition consistent with FCA’s
definition was similar to the rationale
described above —expand the types of
eligible lands to those that have the
potential or are available to produce a
crop, fruits, timber, or livestock.
Response: Based upon the rationale
set forth above, NRCS concurs with this
recommendation and on July 15, 2009,
published an amendment to the interim
final rule which changed the definition
of agricultural lands.
Comments: Nearly a dozen
respondents requested that specific
areas be identified in the definition of
agricultural lands. Areas mentioned
included wetlands, riparian areas, aspen
groves, streams, canals, shelterbelts,
buffer strips, and waterways.
Response: NRCS has chosen to retain
the current definition of agricultural
lands with the slight modification of
changing marshes to wetlands, since
wetlands is a more inclusive term to
describe areas WHIP seeks to restore
and enhance. NRCS has also chosen to
add the terms waterways and streams.
NRCS believes areas like canals,
shelterbelts, aspen groves, and buffer
strips would be determined to be
eligible since they would be considered
lands incidental to the agricultural or
forestry operation.
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Applicant
Comments: Six respondents requested
changing the definition of applicant. As
currently defined, an applicant must
have an interest in an agricultural
operation. Such a requirement prohibits
NIPF landowners and others who own
or operate agricultural land with the
potential to produce an agricultural crop
or livestock from participating.
Response: NRCS accepts this
recommendation to revise the term
applicant, and modifies the definition in
this final rule as follows: ‘‘Applicant
means a person, legal entity, joint
operation, or Indian tribe that has an
interest in agricultural land, NIPF,
Indian land, or other lands identified in
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§ 636.4(c)4, who has requested in
writing to participate in WHIP.’’
At-Risk Species
Comments: In the interim final rule
published on January 16, 2009, NRCS
specifically requested comment on its
definition of at-risk species.
Approximately 20 individuals and
organizations responded to this request,
providing suggestions on how NRCS
could modify this definition.
Fifteen respondents suggested using
the definition that exists in the
Memorandum of Understanding (MOU)
with the U.S. Fish and Wildlife Service
(USFWS), NRCS, and the Association of
Fish and Wildlife Agencies. As stated in
the MOU, ‘‘at-risk species refers to plant
and animal species in that area listed as
threatened or endangered under the
Endangered Species Act (ESA);
proposed or candidates for listing under
ESA: likely to become candidates for
listing in the near future; species listed
as endangered or threatened (or similar
classification) under State law; and
State species of conservation concern
(i.e., those species identified by State
fish and wildlife agencies in State
wildlife action plans or other State
agency conservation strategies and plans
that include species identified as being
in greatest need of conservation
concern).’’
One respondent suggested that State
agencies determine at-risk species,
while another respondent suggested that
NRCS retain the interim final rule
definition as follows: ‘‘Any plant or
animal species as determined by the
State Conservationist, with advice from
the State Technical Committee, needing
direct intervention to halt its population
decline.’’ Another respondent wanted
NRCS to take into account global
species of concern generated by The
Nature Conservancy and a similar list
generated by the International Union of
Conservation of Nature. One respondent
recommended that consideration should
also be extended to ecosystems at-risk as
well as species.
One respondent suggested using the
MOU definition, in conjunction with
NRCS’ definition, specifically rewording
the definition as follows: ‘‘At-risk
species refers to (1) any plant or animal
species listed as threatened or
endangered under ESA, (2) proposed for
listing under ESA, (3) a candidate for
listing in the near future, (4) likely to
become a candidate for listing in the
near future, (5) listed as endangered or
threatened (or similar classification)
under State law, (6) a species of
conservation concern, or (7) other
species determined by the State
Conservationist, with advice from the
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State Technical Committee, to need
direct intervention to halt its population
decline.’’ Another respondent suggested
that NRCS expand the definition beyond
the MOU definition by adding the
following sentence to the MOU
definition: ‘‘At-risk species may also
include native species identified by the
Chief, in consultation with the State
Conservationist and State Technical
Committee, and with advice from the
USFWS, National Marine Fisheries
Service, or other experts as at-risk
because of population vulnerability due
to climate change, catastrophic events,
or pest/pathogen outbreaks.’’
Two respondents defined at-risk
species more broadly stating at-risk
means any plant or animal species as
determined by the State Conservationist,
with advice from the State Technical
Committee, the USFWS, the State
agency responsible for fish and wildlife,
and in consultation with the State
wildlife action plan to include species
listed as endangered or threatened
under ESA and proposed or candidate
species for listing under ESA (this
allows determination by the State
Conservationist), while another
respondent requested that NRCS allow
for a localized area to give a designation.
Response: Section 636.3 in the
interim final rule defines at-risk species
as ‘‘any plant or animal species as
determined by the State Conservationist,
with advice from the State Technical
Committee, to need direct intervention
to halt its population decline.’’ NRCS
developed this definition to provide
maximum flexibility and allow the State
Conservationist to enroll acres for any
type of species, provided it is
experiencing population decline. For
example, the at-risk definition has
enabled NRCS to restore wildlife habitat
for species that have experienced
population decline from a natural
disaster or other situation, without the
requirement that the species be
included on a list.
NRCS determined, based on the
public comments, to revise its definition
to read as follows: ‘‘At-risk species
means any plant or animal species listed
as threatened or endangered; proposed
or candidate for listing under the ESA;
a species listed as threatened or
endangered under State law or tribal
law on tribal land; State or tribal land
species of conservation concern; or
other plant or animal species or
community, as determined by the State
Conservationist, with advice from the
State Technical Committee and Tribal
Conservation Advisory Council (for
tribal land), that has undergone, or
likely to undergo, population decline
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Livestock
and may become imperiled without
direct intervention.’’
Habitat Development
Comments: Two respondents
requested that NRCS modify the habitat
development definition solely to
address native conditions for fish and
wildlife habitat.
Response: WHIP’s authority focuses
on wildlife habitat with no distinction
made between native and managed
species and no distinction made on
native or managed conditions. NRCS
chooses to retain the flexibility afforded
by the program’s enabling legislation
and leave it to the discretion of the State
Conservationist, with advice from the
State Technical Committee, to restore or
enhance wildlife for those species that
are deemed to need habitat restoration
or enhancement in that geographic area
or State. No changes were made to the
final rule.
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Historically Underserved Producer
Comments: Three respondents
requested that NRCS expand WHIP’s
applicability to include NIPF
landowners or family forest owners,
along with farmers and ranchers, in the
definition of historically underserved
producer.
Response: NRCS’ current definition of
historically underserved producer is as
follows: ‘‘Historically underserved
producer means an eligible person, joint
operation, or legal entity who is a
beginning farmer or rancher, socially
disadvantaged farmer or rancher, or
limited resource farmer or rancher.’’
NIPF landowners are eligible for the
increased WHIP cost-share rates
afforded to historically underserved
agricultural producers, provided they
meet the same quantifiable criteria
contained within the separate
definitions for beginning farmer or
rancher, limited resource farmer or
rancher, or socially disadvantaged
farmer or rancher. Section 636.3 defines
each of these terms.
To clarify that NIPF landowners can
qualify for the increased cost-share
rates, NRCS revises the historically
underserved producer definition as
follows: ‘‘Historically underserved
producer means an eligible person, joint
operation, legal entity, or Indian tribe
who is a beginning farmer or rancher,
socially disadvantaged farmer or
rancher, limited resource farmer or
rancher, or NIPF landowner who meets
the beginning, socially disadvantaged,
or limited resource qualifications set
forth in § 636.3.’’
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Land Eligibility
Comments: Two respondents request
that NRCS revise the definition of
livestock to limit the terminology to ‘‘all
domesticated animals kept on farms and
ranches for the production of
agricultural goods, as determined by the
Chief.’’
Response: NRCS retains the interim
final rule’s definition since some
animals raised on a farm or ranch such
as bison, fish, or emus may not be
considered domesticated species. As
defined, ‘‘livestock means all animals
produced on farms and ranches, as
determined by the Chief.’’
Comments: Several respondents were
disappointed that NRCS limited the
program to private agricultural lands,
NIPF, and tribal lands, stating that a lot
of wildlife benefits can occur on public
lands. Another respondent
recommended that the public lands
restriction be revised when significant
habitat gains can accrue on public
lands, while another respondent
suggested that NRCS allow public lands
if it is a working component of the
participant’s agricultural or forestry
operation, and where an at-risk species
on private land would benefit. Ten
respondents suggested that public lands
leased by private landowners who have
control over the land for the contract
period be eligible. Nine of those
respondents also wanted NRCS to allow
public lands that were held in trust for
the beneficiaries of a State’s education
system. Another respondent requested
that WHIP allow for a small number of
strategically located projects on private
non-agricultural land, State, or locallyowned public lands.
Response: The 2008 Act amended
section 1240N of the Food Security Act
of 1985, as amended to limit WHIP’s
scope to ‘‘wildlife habitat on private
agricultural land, NIPF, and tribal
lands.’’ Consequently, public lands are
ineligible for WHIP assistance, even
those leased by private landowners or
States’ education systems. Based on this
authority, WHIP’s activities on streams
and waterways are limited to the extent
that these lands are considered private
lands. The final rule is being revised to
provide that certain trust lands are
eligible for assistance.
Resource Concern
Comments: Four respondents
requested that NRCS modify the
definition of resource concern, striking
the phrase by producers and replacing
it with by participants.
Response: NRCS accepts this
recommendation since the term
participant is the term used to describe
a person, joint operation, or legal entity
that has responsibility to implement the
contract. Therefore, the final rule
definition is as follows: ‘‘Resource
concern means a specific natural
resource problem that represents a
significant concern in a State or region,
and is likely to be addressed
successfully through the
implementation of the conservation
activities by participants.’’
Wildlife
Comments: Four respondents
requested that NRCS include mollusks
in the definition of wildlife.
Response: Mollusks are considered
invertebrates; therefore, NRCS retains
the definition of wildlife as stated in the
interim final rule: ‘‘Wildlife means nondomesticated birds, fishes, reptiles,
amphibians, invertebrates, and
mammals.’’
Section 636.4
Program Requirements
Section 636.4 articulates program
eligibility requirements. In the interim
final rule, NRCS made several
adjustments to § 636.4(b) to incorporate
the 2008 Act changes to land eligibility
and to conform the eligibility language
to the new definitions described in
§ 636.3. In particular, NRCS identified
in § 636.4(b) that eligible lands included
agricultural land, NIPF, and Indian land
as defined in § 636.3. Most of the
comments received for this section
focused on eligible lands and the role of
other agencies in determining what
lands are eligible for WHIP assistance.
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Hawaii and Other Pacific Trust Lands
Comments: Several respondents
requested that NRCS allow public
leaseholder land in the State of Hawaii
to be eligible for WHIP cost-share
assistance. In addition to Hawaii
homelands, several respondents also
requested that NRCS expand the
definition of Indian land beyond tribal
and trust land held by Alaska Natives to
include trust lands in the Pacific.
Response: The respondents accurately
note that many public trust lands in
Hawaii and other Pacific locations
operate as the equivalent of private land
and leaseholders hold such land under
very long-term leases (99 years in the
case of Hawaii) and often without any
payment to the government at issue
including any requirement to share any
profits made from agricultural
operations. While such trust lands
cannot fall under the statutory
definition of tribal lands as urged by the
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respondents, as set forth below, the rule
is being revised to make such trust lands
eligible for WHIP assistance when the
Chief determines trust land is held
under a long-term lease by a person or
nongovernmental entity and when the
Chief determines that (i) By the nature
of the lease, such land is tantamount to
private agricultural land; (ii) the
duration of the lease is at least the
length of any WHIP agreement; and (iii)
no funds under the WHIP program are
paid to a governmental entity.
Comments: Ten respondents
requested that NRCS allow stream
systems, including stream bottoms, to be
eligible, while another respondent
requested that NRCS allow streams to be
eligible if the activity is for dam
removal. Six respondents requested that
NRCS allow stream systems to be
eligible when the landowner who
operates the land within these
landscapes is willing to participate. Two
respondents supported the rationale to
allow streams to be enrolled,
particularly if it is public land that
remains under private control during
the contract period. Two respondents
stated that the intent of WHIP was to
limit WHIP’s use in State Parks and
wildlife areas, not where private land
surrounds the stream or waterway.
Response: NRCS will enroll streams
and stream bottoms provided the
governmental entity with authority over
State or Federal waters provides
documentation certifying that the
stream and the stream bottom are
considered private land. The processes
for obtaining this approval will be
outlined in 440 Conservation Programs
Manual, Part 517, Section 517.22
Eligibility.
Comments: Section 1240N(b) directs
the Secretary to ‘‘make cost-share
payments to owners of lands referred to
in subsection (a) to develop (A) upland
wildlife habitat; (B) wetland wildlife
habitat; (C) habitat for threatened and
endangered species; (D) fish habitat; and
other types of wildlife habitat approved
by the Secretary, including habitat
developed on pivot corners and
irregular areas.’’ One respondent
supported Congress’ addition of pivot
corners into WHIP.
Response: Prior to the 2008 Act, the
existing WHIP regulation encompassed
habitats on areas such as pivot corners;
therefore, NRCS determined that it did
not need to amend the final rule,
although the preamble clarified that
pivot corners were considered eligible
lands.
Comments: Several respondents
requested that NRCS involve other
agencies in the determination of public
lands. Specifically, four respondents
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recommended that NRCS modify
636.4(c), to allow the USFWS and State
agencies to be involved in determining
land that is ineligible. Specifically, they
request that NRCS revise paragraph (c)
as follows: ‘‘Ineligible land. NRCS will
not provide cost-share assistance if after
coordination with the State fish and
wildlife agency and USFWS with
respect to conservation practices on
land * * *’’
Response: NRCS chooses to retain the
interim final rule’s language in § 636.4
which does not specify consultation
with State fish and wildlife agencies or
USFWS. The State Conservationist may
consult with the State fish and wildlife
agency and USFWS on ineligible land
determinations as stated in 440
Conservation Programs Manual, Part
517, Section 517.22; however, the final
decision rests with the State
Conservationist.
Comments: One respondent requested
that NRCS broaden the scope of
§ 636.4(c)(3) to include not just
threatened and endangered species, but
also at-risk species. In essence, the
respondent requested that NRCS not
provide assistance on land where at-risk
species may be adversely affected, while
two additional respondents requested
that NRCS expand the list to proposed
or candidates for listing under ESA or
likely to become candidates under ESA
or similar classification under State law.
Response: NRCS retains the reference
to threatened and endangered species in
§ 636.4(c)(3), since the proposed
categorized species are broader
categories of species that are
experiencing population decline and
such species may not undergo the same
scrutiny and information gathering
process in their labeling as threatened or
endangered species.
Comments: Section 636.4(c)(4) sets
forth the types of lands ineligible for
WHIP assistance. Three respondents
requested that NRCS revise § 636.4(c)(4)
regarding ineligible land to read: ‘‘Lands
owned in fee title by an agency of the
United States, other than land held in
trust for Indian tribes, and (ii) lands
owned in fee title by a State, including
an agency or subdivision of a State or
a unit of government.’’
Response: NRCS supports the
recommended wording change and
adopts it.
Person Eligibility
Comments: Several respondents
commented on person eligibility. One
respondent supported NRCS’ ability to
grant waivers for persons and legal
entities who exceed the Adjusted Gross
Income (AGI) limitation as specified in
7 CFR part 1400. Section 1400.500
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allows the Chief to grant a waiver ‘‘for
the protection of environmentally
sensitive land of special significance.’’
Such a waiver proves helpful to States
like Hawaii, where high real estate
prices, wealthy landowners, and critical
natural resources exist. Two
respondents questioned whether tribes
were exempt from the AGI limitation.
Response: Tribes are exempt from AGI
limits in accordance with 7 CFR part
1400, ‘‘Farm Program Payment
Limitation and Payment Eligibility for
2009 and Subsequent Crop, Program, or
Fiscal Years.’’
Comments: One respondent requested
that WHIP should reflect the policy
outlined in 7 CFR part 1466, EQIP,
which clearly exempts Indian tribes or
Indians represented by the Bureau of
Indian Affairs (BIA) from the
limitations.
Response: 7 CFR 1400.4 excludes
tribes from payment limitation and
eligibility provisions related to the AGI:
‘‘Provisions of this part do not apply to
Indian tribes as defined in section
1400.3.’’ The regulation’s corresponding
preamble states the following:
‘‘In this rule, section 1400.4 exempts Indian
tribes, as defined in 1400.3, from all
requirements of this part. Provisions of this
part apply to persons or legal entities. Indian
tribes are not included under the definition
of person or legal entity as provided by the
2008 Act for the application of payment
eligibility and payment limitation provisions.
The 2008 Act does not impose any
limitations or restrictions on programs
payments and benefits to federally
recognized Indian tribes. This exemption to
the provisions of this part only applies to
Indian tribes. The payment eligibility and
payment limitation requirements remain
applicable to individual American Indians or
Alaska Natives receiving program payment
and benefits as individuals, or through a
group in which all members of the group are
American Indians or Alaska Natives.’’
For this reason, persons and legal
entities within the tribe will be subject
to limitations in accordance with
§ 636.4(a)(9); however, payments made
to tribal groups may exceed the payment
limitation if the BIA or a tribal official
certifies that no one individual will
receive more than the established
payment limitation.
Comments: As it relates to tribes, one
respondent requested that NRCS form a
partnership via a Memorandum of
Agreement or MOU between NRCS and
the tribe to ensure that tribal members
comply with tribal law before applying
for WHIP benefits as well as operational
consideration. An individual tribal
member must comply with a tribal
management plan and be able to show
proper documentation for land control
pursuant to the tribal nation.
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Response: The NRCS policy is to work
with all tribes to meet all of their
resource needs. No changes were made
to the final rule.
Comments: Related to payment
matters, one respondent requested that
NRCS rephrase § 636.9(c) to add:
‘‘Deferment will be eligible for payments
for foregone income when deferment of
use is needed to meet habitat need and
achieve program objectives.’’
Response: Section 1240N identifies
that NRCS is to provide cost-share
assistance to private agricultural
landowners to develop wildlife habitat.
The statutory authority does not restrict
cost-share assistance to any particular
identified aspect of the cost of habitat
development. As can be gleaned from
other financial assistance programs, the
costs associated for implementing a
conservation practice, activity, or other
fish and wildlife habitat development
action includes the income forgone from
its implementation, and thus, income
foregone is an appropriate consideration
for determining the level of cost-share
assistance that should be made available
under the program. Therefore, NRCS
will review and develop payment rates
wildlife habitat development actions
where the income foregone by the WHIP
participant to implement those actions
is appropriate to be included in the costshare payments made under the WHIP
contract. NRCS has made editorial
adjustments throughout the final rule to
clarify that cost-share assistance is
available for the implementation of costshare practices, activities, and other
habitat development actions, and that
such cost-share assistance includes
income foregone. Therefore, NRCS has
added a new term, ‘‘conservation
activities,’’ to encompass the range of
habitat development actions eligible for
cost-share assistance, and incorporated
the term throughout the final rule where
appropriate.
Comments: One respondent suggested
that NRCS clarify when the operation
and maintenance (O&M) agreement will
be signed.
Response: The O&M agreement will
continue to be signed at the time that
the WHIP plan of operations cost-share
agreement is signed. In accordance with
§ 636.8, the WHIP plan of operations
forms the basis for the WHIP cost-share
agreement, along with the O&M
agreement. The WHIP plan of operations
includes a schedule for the
implementation and maintenance of the
conservation activities, as determined
by NRCS.
Section 636.5 National Priorities
Section 636.5 provides that NRCS will
establish national priorities to guide
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funding to the State offices, selection of
WHIP cost-share agreements, and
implementation priority for WHIP
conservation practices.
Comments: NRCS received over 20
comments pertaining to WHIP’s national
priorities. Nine respondents supported
WHIP’s national priorities outlined in
section 636.5(a). Several others
supported WHIP’s priorities, but wanted
to see pollinators addressed as part of
the priorities. Several of those
respondents wanted only native
pollinators to be considered national
priorities. Another respondent wanted
honey bees to be a national priority. Six
respondents requested giving priority to
unique habitats or special geographic
areas identified by the State, while two
other respondents requested that natural
disasters, such as catastrophic wildfires,
insect and disease outbreaks, invasive,
and other natural disasters be
considered a national priority. Several
respondents requested that WHIP
address these priorities and other
additional priorities identified in
section 8001 of the 2008 Act.
Response: Although these are good
comments, they are too specific. The
existing WHIP national priorities are
broad and include these
recommendations.
Comments: One respondent requested
that WHIP address State, regional, or
national conservation initiatives in its
list of national priorities.
Response: NRCS believes that it is not
necessary to add this last
recommendation to § 636.5, since State,
regional, and national conservation
initiatives are already addressed in
§ 636.6, ‘‘Establishing priority for
enrollment in WHIP.’’
Comments: One respondent requested
that NRCS add the following to its list
of priorities: ‘‘(a)(5) Protect, restore,
develop, or enhance important
migration and other movement corridors
for wildlife.’’
Response: NRCS has added the abovementioned migration or movement
corridor to 636.5 (a)(5) as WHIP’s fifth
national priority since it is neither
species nor land-use specific.
Comments: Several organizations
commented on WHIP’s priority setting
process. One respondent would like the
process for establishing national
priorities promulgated in the regulation,
while others requested outside agency
input.
Response: NRCS is not making
changes to the final rule in response to
these comments because the rulemaking
process enables respondents to
comment on WHIP’s national priorities.
In addition, § 636.5(b) articulates the
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policy to undertake periodic review of
the agency’s national priorities.
Section 636.6 Establishing Priority for
Enrollment in WHIP
Section 636.6 establishes the policies
and procedures for enrolling lands in
WHIP at the State and local levels.
Comments: A majority of the
comments received focused on priority
setting, requesting that NRCS name
specific priorities and policies in the
regulation, while others commented on
specific ranking criteria. Other
respondents supported NRCS’ emphasis
on local input, while others raised
concern about the Chief being able to
limit the program to specific geographic
areas. Finally, some respondents
requested specific wording changes.
For example, several respondents
requested amending § 636.6 to add after
paragraph (a): ‘‘These conservation
initiatives may include such things as
the North American Waterfowl
Management Plan, the National Fish
Habitat Action Plan, the Greater SageGrouse Conservation Strategy, the State
Comprehensive Wildlife Conservation
Strategies (also referred to as the State
Wildlife Action Plan), the Northern
Bobwhite Conservation Initiative, and
State forest resource strategies.’’ One
respondent requested adding ‘‘and other
conservation plans designated by the
Chief’’ to the list. Three other
respondents requested that NRCS
amend § 636.6(c) to include priority
forest areas or regions identified in the
State Forest Resource Assessments and
Strategies required by section 8002 of
the 2008 Act.
Response: In order to maintain
flexibility when addressing wildlife
habitat needs, the State Conservationist,
with input from the State Technical
Committee, identifies appropriate
ranking criteria and uses the agencyapproved Application Evaluation and
Ranking Tool (AERT) to prioritize all
eligible applications. Ranking priority is
given to those applications that
complement the goals and objectives of
relevant fish and wildlife conservation
initiatives at the State, regional, and
national levels, including the current
and successor plans of the initiatives
identified by the respondents.
Comments: Several respondents
suggested specific wording revisions in
§ 636.6(a) by changing the word ‘‘and’’ to
‘‘or.’’ Another respondent suggested that
NRCS change the word limit to focus.
Response: NRCS accepts these
recommendations and has reworded
paragraph (a) as follows: ‘‘NRCS, in
consultation with Federal and State
agencies, tribal, and conservation
partners, may identify priorities for
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enrollment in WHIP that will
complement the goals and objectives of
relevant fish and wildlife conservation
initiatives at the State, regional, tribal
land, or national levels. In response to
national, tribal, regional, or State fish
and wildlife habitat concerns, the Chief
may focus program implementation in
any given year to specific geographic
areas or to address specific habitat
development needs.’’
Comments: As it relates to
§ 636.6(c)(1), several respondents
recommended the paragraph be revised
as follows: ‘‘Contribution to resolving an
identified habitat concern of national,
regional, or State importance, including
habitat to benefit at-risk species.’’ One
respondent supports NRCS’ change in
terminology from needs to concern.
Response: NRCS accepts these
suggestions and has incorporated them
into the final rule.
Comments: NRCS received several
comments on the 2-year-completion
criteria. Several respondents expressed
concern that giving priority to
applicants who are willing to complete
all conservation practices within 2 years
discriminates against more complex
projects. Three respondents suggest
offering a higher cost-share rate during
the first 2 years of the contract to
motivate completion of a contract. Two
respondents say that completing a
contract will be difficult in 2 years, but
that higher cost-share rates during the
first 2 years would promote completion.
One respondent supports NRCS
emphasis on a 2-year agreement.
Response: Section 636.6(c) of the
interim final rule states the following:
‘‘(c) NRCS will evaluate the applications
and make enrollment decisions based
on the fish and wildlife habitat need
using some or all of the following
criteria * * * (8) Willingness of the
applicant to complete all conservation
improvements during the first 2 years of
the WHIP cost-share agreement.’’ The
State Conservationist, with advice from
the State Technical Committee, has
discretion to use one or more of the
criteria listed in § 636.6(c). Depending
on the needs of the particular
geographic area or State, the State
Conservationist may or may not use a
participant’s willingness to complete
the application within the first 2 years.
However, to ensure more complex
projects have an opportunity to be
funded, at-risk species is added to 636.6
(c)(1). NRCS amends § 636.6(c)(1) in the
interim final rule to read as follows:
‘‘Contribution to resolving an identified
habitat concern of national, tribal,
regional, or State importance including
at-risk species.’’
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Section 636.7
Cost-Share Payments
Section 636.7 sets forth the payment
rates, payment limitations, and
requirements for receiving payments
under WHIP. In the interim final rule,
NRCS adopted a number of payment
policies to address the 2008 Act
requirements and to make WHIP
consistent with other NRCS
conservation programs. These policies
included: Revising WHIP cost-share
rates, stipulating that NRCS will offer to
pay no more than 75 percent of the costs
of establishing conservation practices;
adding a new provision as § 636.7(a)(2)
to allow NRCS to provide additional
cost-share incentives to historically
underserved producers that include
limited resource farmers or ranchers,
beginning farmers or ranchers, and
socially disadvantaged farmers or
ranchers; and instituting a payment
limitation of $50,000 per person or legal
entity per year as required under section
1244(a)(2) of the Food Security Act of
1985, as amended.
Comments: Several respondents
requested that NRCS make WHIP
consistent with other NRCS programs,
like EQIP, by paying for activity plans
and income foregone. They specifically
suggested rewording § 636.7(d) as
follows: ‘‘NRCS, in consultation with the
State Technical Committee, will identify
and provide public notice of the
conservation practices eligible for
payment under the program.
Conservation practices eligible for
payment include development and
implementation of conservation activity
plans including grazing, haying,
forestry, and stubble management.’’
In line with compensating producers
for income foregone, one respondent
supported a payment that recognized
game damage.
Response: NRCS does not have
authorization in WHIP to make
payments based on any method other
than cost-sharing to develop upland
wildlife habitat, wetland wildlife
habitat, habitat for threatened and
endangered species, fish habitat, and
other types of wildlife habitat approved
by the Secretary, including habitat
developed on pivot corners and
irregular areas. Accordingly, NRCS
cannot provide payments for
conservation activity plans. However, as
discussed above, NRCS is modifying
this final rule to include income
foregone as a cost element of wildlife
habitat development that will be
included in payment rates.
Comments: Several respondents
requested that WHIP’s payments be
flexible based on the type of species
targeted. Specifically, 10 respondents
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requested to allow waivers to the 75
percent Federal cost-share cap when
dealing with at-risk species, while
several of these respondents specifically
requested that the cost-share rate be
raised up to 90 percent for threatened
and endangered species, pollinators,
and other species considered to be atrisk or declining. One respondent
recommended specific wording changes
to § 636.7. The comment called for a
change in the 15-year minimum contract
to 5 years for 90 percent cost-share for
Federal or State threatened and
endangered recovery plans.
Response: NRCS chooses to retain the
language in the interim final rule which
gives flexibility to the State
Conservationist to establish cost-share
rates up to 75 percent and up to 90
percent for specified cost-share
agreements. Section 636.7(a)(1) sets
forth that NRCS will not pay more than
75 percent of the costs to develop fish
and wildlife habitat, including those
that target at-risk or declining species.
For cost-share agreements that are 15
years or more and whose habitat
development actions have been
determined to protect essential plant or
animal habitat, NRCS may provide up to
90 percent of those habitat development
actions. For participants who are
considered historically underserved,
NRCS may issue payments not less than
25 percent above the applicable
payment rate, provided that this
increase does not exceed 90 percent of
the estimated incurred costs associated
with the conservation practice.
Comments: NRCS received several
comments on the 25 percent set-aside
for cost-share agreements exceeding 15
years.
Response: Section 1240N(b)(2)(B) of
the Food Security Act of 1985, as
amended specifies NRCS may use up to
25 percent of WHIP funds to carry out
cost-share agreements that extend 15
years or more. Prior to the 2008 Act,
NRCS had the legislative authority to
use up to 15 percent of WHIP funds to
carry out these longer-term agreements.
Comments: One respondent suggested
NRCS should track the 25 percent setaside for cost-share agreements
described in § 636.9(c) at the national
level, instead of requiring 25 percent of
all State funds for these projects, since
annual allocations are typically small
amounts.
Response: NRCS already tracks the 25
percent annual reserve for longer-term
agreements on a State and national
level. NRCS uses its contracting
software to track this and all other
information about its cost-share
agreements. Tracking is an
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administrative action; therefore, no
changes were made to the final rule.
Comments: NRCS received numerous
comments on the $50,000 annual
payment limitation. Several of the
respondents requested that NRCS waive
the $50,000 annual payment limitation
for a variety of reasons including
waiving the limitation for non-profit
entities; at-risk and declining species; or
projects, not landowners. Five
respondents requested that NRCS clarify
how the $50,000 annual payment
limitation works over multi-years. They
stated that the payment limitation
should be clarified as follows: ‘‘A
multiple contract may exceed $50,000
provided the payments made or
attributed to a participant, directly or
indirectly, may not exceed, in the
aggregate, $50,000 per year.’’
Response: NRCS has no authority to
waive the annual payment limitation.
Section 1240N(e) directs the Secretary
to limit payments not to exceed $50,000
per year. Therefore, NRCS retains the
payment limitation as set forth in
§ 636.7(f).
A WHIP project may exceed $50,000
provided no one individual exceeds the
annual payment limitation. This may
extend to a project with multiple
landowners or to where there is one
landowner who wishes to extend his
payment over multiple years. For
example, for one landowner who wishes
to install 45,000 trees and plants, 5,000
trees per year at a cost of $10.00 per tree
(including labor), the payments may be
as follows: $50,000 annual payment
limitation for a 10-year contract
beginning with FY 2009 with 75 percent
cost-share. A total of 45,000 trees will be
planted at a rate of 5,000 trees per year
with a cost of $10.00 per tree including
labor:
FY 2009
FY 2010 = $50,000
FY 2011 = $50,000
FY 2012 = $50,000
FY 2013 = $50,000
FY 2014 = $50,000
FY 2015 = $50,000
FY 2016 = $50,000
FY 2017 = $50,000
FY 2018 = $50,000 = Total payments =
$450,000
FY 2019 = all plantings were completed
in FY 2018 and no payment this year
as this is a maintenance year.
However, under the annual payment
limitation, if the same participant elects
to complete all plantings in one fiscal
year, i.e., FY 2009, the participant will
be limited to one payment of $50,000.
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Section 636.8
Operations
WHIP Plan of
Section 636.8 sets forth the WHIP
plan of operation’s basic requirements,
including habitat types that should be
addressed under a WHIP plan of
operations.
Comments: Most of the comments
generated in this section focused on
what types of habitats should receive
emphasis in a WHIP plan of operations.
While some respondents requested that
NRCS amend § 636.6 to prioritize
habitats that have been impacted by
natural disasters, such as catastrophic
wildfires, insect and disease outbreaks,
and invasive species, a majority of
respondents requested that NRCS place
a priority on restoring and enhancing
pollinator habitat.
Response: NRCS has chosen to leave
its regulation species neutral so that
species are not inadvertently ignored by
highlighting some and not others. In
accordance with § 636.6, the Chief or
State Conservationist has the discretion
to address initiatives. NRCS accepts the
recommendation to amend § 636.8(a)(2)
and reference § 636.6(a); however, NRCS
chooses to not identify specific land
uses within WHIP’s national priorities.
Specifically, § 636.8(a)(2) is revised as
follows: ‘‘Fish and wildlife habitat
concerns identified in State, regional,
tribal land, or national conservation
initiatives, as referenced in § 636.6(a).’’
NRCS placed the NRCS Conservation
Practice Standards in the Federal
Register request for comments. A
number of suggestions dealt with better
inclusion of concern for pollinators and
pollinator habitat within the practice
standard. NRCS anticipates that many of
the suggestions will be incorporated
into revised Conservation Practice
Standards. Increased concern for
pollinator habitat is evident through
both national and State-specific
technical notes over the past few years
concerning the enhancement and
protection of pollinator habitat.
Currently, 23 State offices have
identified to the public through their
Web page that pollinator habitat is a
priority in their State. Fifteen States
have FY 2009 pollinator WHIP
contracts. NRCS State offices have been
encouraged to provide incentives in
appropriate conservation programs (e.g.,
EQIP, WHIP, and CSP) for the creation
of pollinator habitat, and a recently
approved NRCS Pollinator Initiative
will implement increased attention to
pollinators through an agency pollinator
policy, additional conservation program
incentives, new and stronger pollinatorfocused partnerships, and far-reaching
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informational and educational outreach
efforts.
Comments: In addition to requesting
that pollinator habitat be emphasized in
the WHIP plan of operations, one
respondent requested that NRCS ensure
that its updates and revisions to
conservation practice standards and the
development of its technical notes for
native and managed pollinators move
forward on an expedited basis. The
respondent also requested that NRCS
increase outreach to producers on
methods in which they can address
pollinator habitat through its cost-share
assistance and requested that NRCS use
WHIP to create conservation corridors.
Response: NRCS will continue to
address pollinator needs, as appropriate,
in the WHIP plan of operations, but has
chosen to leave the regulation species
neutral, so that species are not
inadvertently ignored by highlighting
some and not others. NRCS has taken
and will continue to take a proactive
approach to addressing pollinator
habitat, including the development of
wildlife corridors. State
Conservationists have been encouraged
to establish pollinator species as State
priorities, and they have been proactive
in establishing pollinator habitat as
State priorities and interim conservation
standards and technical notes related to
pollinator species and their habitat.
NRCS has also established partnerships
with agencies that provide information
on pollinator research. In 2008, NRCS
funded a bat habitat enhancement
project through the CIG program. In
2009, CIG funded 5 pollinator projects
and WHIP funded 49 pollinator
contracts nationwide.
Comments: As it relates to practice
life spans, one respondent requested
that NRCS codify that management
practices have a one-year minimum and
establish a 5-year minimum for
structural and vegetative practices.
Response: NRCS is not including in
this rulemaking practice life spans,
because NRCS’ existing practice is to set
forth such information in the NRCS
Field Office Technical Guide (FOTG).
The FOTG is supported by national
standards based upon USDA’s scientific
and technical findings.
Comments: Several other respondents
requested that NRCS accept
conservation plans, such as a forest
management plan, which may be
developed by another agency as a
foundation to the WHIP plan of
operations and ensure that such plans
complement one another.
Response: NRCS agrees that habitat,
forestry, and other natural resource
plans should complement one another.
Section 636.8 enables NRCS to consult
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with ‘‘other public or private natural
resource professionals,’’ such as State or
regional foresters, to develop a WHIP
plan of operations that may be
compatible with a forest management
plan. Therefore, no changes were made
to the final rule.
Section 636.9
Cost-Share Agreements
Section 636.9 sets forth the duration
of the cost-share agreement. Prior to the
interim final rule, all long-term WHIP
agreements were 5 to 10 years in
duration. The interim final rule
established a minimum duration of one
year after the completion of all
conservation practices and a maximum
of 10 years, with the exception of
longer-term agreements as established
under § 636.9(c). This revised contract
length provided the flexibility needed
for establishing agreement lengths based
on wildlife habitat needs and other
factors.
Comments: One respondent expressed
confusion about NRCS’ intent to
implement shorter-term WHIP contracts
and simultaneously encourage longerterm cost-share agreements, while
another respondent supported setting
aside 25 percent for longer-term
agreements. Several respondents
expressed concern that giving priority to
applicants who are willing to complete
all conservation practices within 2 years
discriminates against more complex
projects.
Response: Section 1240N(b)(2)
enables the Secretary to provide up to
25 percent of the funds made available
for cost-share agreements that are at
least 15 years in length. NRCS is
retaining the original language of the
interim final rule because it encourages
both shorter and longer-term costagreements. Such language provides the
State Conservationists flexibility to
address resource concerns based on
both the short and long-term needs of
the State or geographic area.
Furthermore, a State Conservationist has
the discretion to raise or lower costshare rates to create an incentive to
complete the contract in a timely
manner.
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Section 636.10
Modifications
Section 636.10 sets forth the policies
and procedures to modify a cost-share
agreement.
Comments: One respondent
supported WHIP’s modification
provisions. Another respondent
requested that NRCS recognize the right
of contract holders to control wildlife in
any way possible when animals cause
damage to property or threaten personal
safety.
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Response: NRCS respects the need to
modify a contract where a health or
safety issue exists. To accommodate
instances where public health or safety
is jeopardized, NRCS adds paragraph (d)
to § 636.10: ‘‘Where circumstances
beyond the participant’s control or
when it is in the public interest, such as
a matter of health or safety, the State
Conservationist may independently or
by mutual agreement with the parties,
modify or terminate the cost-share
agreement as provided for in stated in
§ 636.12.’’
Section 636.11 Transfer of Interest in a
Cost-Share Agreement
Section 636.11 sets forth the policies
and procedures regarding the transfer of
interest in a cost-share agreement.
Comments: Five respondents
requested that NRCS change producer to
participant to be more inclusive of the
type of individuals and entities that
participate in WHIP.
Response: NRCS accepts this
recommendation and rewords
§ 636.11(b) as follows: ‘‘The participant
and NRCS may agree to transfer a costshare agreement to another potential
participant. The transferee must be
determined by NRCS to be eligible to
participate in WHIP and must assume
full responsibility under the cost-share
agreement.’’
Section 636.12 Termination of CostShare Agreements
Section 636.12 sets forth the
conditions and procedures under which
a cost-share agreement may be
terminated. No comments were received
on this section; therefore, no changes
were made to the final rule.
Section 636.13
Remedies
Violations and
Section 636.13 sets forth the policies
and procedures as it relates to contract
violations and remedies to recoup the
Federal investment. No substantive
comments were received; therefore, no
changes were made to the final rule.
Section 636.14 Misrepresentation and
Scheme or Device
Section 636.14 establishes the policies
and procedures when a participant
knowingly misrepresented any fact that
affected program determination of their
WHIP cost-share agreement. No
comments were received on this section;
therefore, no changes were made to the
final rule.
Section 636.15
Assignments
Offsets and
Section 636.15 establishes offsets and
assignments of payments. No comments
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were received on this section; therefore,
no changes were made to the final rule.
Section 636.16 Appeals
Section 636.16 sets forth the policies
and procedures regarding program
appeals. No comments were received on
this section; therefore, no changes were
made to the final rule.
Section 636.17 Compliance With
Regulatory Measures
NRCS added § 636.17 to identify
clearly a participant’s responsibilities
associated with other regulatory
measures. This change reflects standard
NRCS language applicable to multiple
programs.
Comments: Seven respondents
requested that NRCS not issue payments
until the participant has obtained and
complied with all applicable local,
State, and Federal permits.
Response: NRCS does not accept the
comment, but instead adjusts 636.17 (a)
as follows: ‘‘Participants who carry out
conservation practices will be
responsible for obtaining the authorities,
rights, easements, permits, or other
approvals necessary for the
implementation, operation, and
maintenance of the conservation
activities in keeping with applicable
laws and regulations. The requirement
for the participant to obtain necessary
permits is included in the terms and
conditions of the contract appendix.’’
Section 636.18 Technical Services
Provided by Qualified, Non-USDA
Personnel
NRCS added § 636.18 in the interim
final rule to incorporate the TSP
provisions in place since 2002, but not
included in the WHIP regulation.
Comments: One respondent
supported the use of TSPs.
Response: Section 2706 of the 2008
Act amended the Food Security Act of
1985, as amended to authorize
payments to third party TSPs or ‘‘related
technical assistance services that
accelerate program delivery.’’ Related
technical assistance services include,
but are not limited to, conservation
planning documentation, payment
scheduling and documentation, and
other services.
To reflect the new statutory authority
that TSPs may be used to expedite
WHIP conservation program delivery,
NRCS has added ‘‘related technical
services’’ to § 636.18(c). As in the case
of other Food Security Act of 1985, as
amended conservation programs, NRCS
or a WHIP participant may use the
services of a qualified TSP to install and
implement the WHIP plan of operations.
Technical services provided may
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include conservation planning;
conservation practice survey, layout,
design, installation, and certification;
and related technical assistance services
as described above.
Accordingly, NRCS is revising
§ 636.18(c) as follows: ‘‘Technical
services provided by qualified
personnel not affiliated with USDA may
include, but is not limited to,
conservation planning; conservation
practice survey, layout, design,
installation, and certification; and
related technical services as defined in
7 CFR part 652.’’
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Section 636.19 Access to Operating
Unit
Section 636.19 establishes the policies
shared by all NRCS programs about
access to a participant’s operating unit.
Comments: Four respondents want to
add including TSPs after NRCS
representatives to clarify that TSPs have
the right to enter the premises. They
also request that NRCS revise the
language from agricultural operation or
tract to a participant’s property.
Response: Under WHIP and other
NRCS conservation programs, a
participant or NRCS may use the
services of a qualified TSP to plan,
design, install, and check-out
conservation practices. TSPs are
authorized to access the property where
they have been delegated authority to
conduct NRCS activities via the contract
or through an agreement between NRCS
and the TSP. Section 636.4(a)(7)
provides that participants agree to grant
to NRCS, or its representatives, access to
the land for purposes related to
application, assessment, monitoring,
enforcement, verification of
certifications, or other actions required
to implement this part. To ensure that
participant’s are aware that TSPs, as a
representative of NRCS, may enter the
property, NRCS will amend the
Appendix to the contract so that
participants are fully informed that
NRCS or the TSP, acting on behalf of
NRCS, may enter a property for program
purposes.
Section 636.20 Equitable Relief
NRCS added § 636.20, Equitable
relief, in the interim final rule to be
consistent with other NRCS
conservation programs. This section
clarified that WHIP participants who
acted in good faith based on erroneous
information provided by NRCS or its
representatives may be granted
equitable relief if such action resulted in
a violation of the cost-share agreement.
No comments were received on this
section; therefore, no changes were
made to the final rule.
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Section 636.21 Environmental Services
Credits for Conservation Improvements
NRCS included § 636.21,
Environmental services credits for
conservation improvements, in the
interim final rule which acknowledged
participants’ rights to the environmental
benefits achieved by conservation
programs like WHIP.
Comments: Three respondents
supported NRCS’ provision pertaining
to environmental credits, while another
respondent requested that NRCS
calculate what portion of the potential
credit NRCS has financed and what
portion remains that could be sold into
an ecosystem services market. The same
respondent also requested that NRCS
require a compatibility assessment.
Seven respondents requested that NRCS
add a modification option to the
environmental credits provision similar
to the Healthy Forest Reserve Program.
Response: NRCS retains the interim
final rule’s provision on environmental
credits and adds language to
accommodate a possible modification
for an environmental credits provision
that is consistent with the purposes of
the cost-share agreement: ‘‘NRCS
recognizes that environmental benefits
will be achieved by implementing
conservation practices funded through
WHIP, and environmental credits may
be gained as a result of implementing
conservation practices compatible with
the purposes of a WHIP cost-share
agreement. NRCS asserts no direct or
indirect interest on these credits.
However, NRCS retains the authority to
ensure that program purposes are met,
maintained, and consistent with
§§ 636.8 and 636.9. Where activities
required under an environmental credit
agreement may affect land covered
under a WHIP cost-share agreement,
participants are highly encouraged to
request an O&M compatibility
assessment from NRCS prior to entering
into any such credit agreements. The
WHIP cost-share agreement may be
modified, in accordance with policies
outlined in § 636.10, provided the
modification meets WHIP purposes and
is in compliance with this part.’’
Comments: Another respondent
requests that NRCS coordinate this type
of activity with the Office of Ecosystem
and Markets.
Response: As a preliminary matter,
NRCS notes that the Office of Ecosystem
Services and Markets has changed its
name to the Office of Environmental
Markets (OEM). No changes were made
to the final rule. Development of
ecosystems services markets under the
WHIP program is beyond the statutory
authority of that program. To the extent
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appropriate, NRCS coordinates with
OEM and other relevant offices when
formulating policy.
Climate Change
Comments: On March 12, 2009, NRCS
published an amendment to the interim
final rule with a request for public
comment on how conservation
programs, like WHIP, could be used to
mitigate climate change, conserve
energy, and reduce net carbon
emissions. Four respondents provided
comments on how WHIP could be used
to reduce the impacts of climate change.
All respondents stated that WHIP’s
primary focus should continue to be fish
and wildlife habitat since WHIP is the
only conservation program focused
solely on fish and wildlife habitat.
However, each of these respondents
believed that practices applied in WHIP
may assist in meeting the challenges
posed by climate change. One
respondent stated that WHIP should
promote practices that involve perennial
vegetation, draw attention to the energyconservation value of many WHIP
practices, and collaborate with
conservation districts. The respondent
cited specifically that control of
invasive species and removal of wood
damaged by pests may help meet the
goal of renewable energy.
Another respondent stated it would
be inappropriate for NRCS to use WHIP
to support projects focused primarily on
advancing renewable energy and energy
conservation, it should only be
supported where such production is a
co-benefit of the practice. The same
respondent stated that NRCS should
consider activities to monitor and
measure GHG reductions that are
generated by the project, but it should
not make extra payments for carbon
sequestration. This respondent also
reiterated that the enhancement and
restoration of wildlife corridors and
other forms of perennial vegetation are
practices that would provide dual
benefits and also help species adapt to
climate change.
Two respondents requested that when
examining practices such as wildlife
migration corridors, NRCS add points in
WHIP project selection criteria that
would, with other wildlife habitat
benefits being equal, provide a
preference for projects that reduce net
carbon emissions or boost carbon
storage. To evaluate this, they suggested
making accommodations at the regional
level so that if points are awarded, they
are based on reasonable expectations for
fish or wildlife benefits to the location.
Response: NRCS will continue to
place its primary focus on fish and
wildlife habitat. However, NRCS accepts
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the respondents’ comments that some
practices can serve multiple purposes,
such as riparian migration corridors,
which not only sequester carbon and
provide essential fish and wildlife
habitat, but also help species adapt to
climate change. NRCS accepts the
respondents’ suggestions that additional
ranking points may be assigned to
practices that offer multiple benefits in
WHIP’s AERT. NRCS also agrees with
the respondents that additional WHIP
payments should not be issued for
practices which are already being
compensated under wildlife habitat
cost-share.
List of Subjects in 7 CFR Part 636
Administrative practice and
procedure, Agriculture, Conservation,
Endangered and threatened species,
Natural resources, Soil conservation,
and Wildlife.
■ For reasons stated above, the CCC
revises part 636 of Title 7 of the CFR to
read as follows:
PART 636—WILDLIFE HABITAT
INCENTIVE PROGRAM
Sec.
636.1 Applicability.
636.2 Administration.
636.3 Definitions.
636.4 Program requirements.
636.5 National priorities.
636.6 Establishing priority for enrollment
in WHIP.
636.7 Cost-share payments.
636.8 WHIP plan of operation.
636.9 Cost-share agreements.
636.10 Modifications.
636.11 Transfer of interest in a cost-share
agreement.
636.12 Termination of cost-share
agreements.
636.13 Violations and remedies.
636.14 Misrepresentation and scheme or
device.
636.15 Offsets and assignments.
636.16 Appeals.
636.17 Compliance with regulatory
measures.
636.18 Technical services provided by
qualified personnel not affiliated with
USDA.
636.19 Access to operating unit.
636.20 Equitable relief.
636.21 Environmental services credits for
conservation improvements.
Authority: 16 U.S.C. 3839bb–1.
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§ 636.1
(a) The purpose of the Wildlife
Habitat Incentive Program (WHIP) is to
help participants develop fish and
wildlife habitat on private agricultural
land, nonindustrial private forest land
(NIPF), and Indian land.
(b) The regulations in this part set
forth the requirements for WHIP.
19:35 Nov 22, 2010
§ 636.2
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Administration.
(a) The regulations in this part will be
administered under the general
supervision and direction of the Chief.
The funds, facilities, and authorities of
the Commodity Credit Corporation
(CCC) are available to NRCS to carry out
WHIP. Accordingly, where NRCS is
mentioned in this part, it also refers to
CCC’s funds, facilities, and authorities,
where applicable.
(b) The State Conservationist may
accept recommendations from the State
Technical Committee and Tribal
Conservation Advisory Council (for
tribal land) in the implementation of the
program and in establishing program
direction for WHIP in the applicable
State or tribal land. The State
Conservationist has the authority to
accept or reject the State Technical
Committee and the Tribal Conservation
Advisory Council’s (for tribal land)
recommendation; however, the State
Conservationist will give strong
consideration to the State Technical
Committee and the Tribal Conservation
Advisory Council’s recommendation.
(c) NRCS may enter into agreements
with Federal and State agencies, Indian
tribes, conservation districts, local units
of government, public and private
organizations, and individuals to assist
with program implementation,
including the provision of technical
assistance. NRCS may make payments
pursuant to said agreements for program
implementation and for other goals
consistent with the program provided
for in this part.
(d) NRCS will provide the public with
notice of opportunities to apply for
participation in the program.
(e) No delegation in this part to lower
organizational levels will preclude the
Chief, or designee, from determining
any issues arising under this part or
from reversing or modifying any
determination made under this part.
§ 636.3
Applicability.
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(c) The Chief, Natural Resources
Conservation Service (NRCS), may
implement WHIP in any of the 50
States, District of Columbia, Puerto
Rico, Guam, the Virgin Islands of the
United States, American Samoa, and the
Commonwealth of the Northern Mariana
Islands.
Definitions.
The following definitions will apply
to this part, and all documents issued in
accordance with this part, unless
specified otherwise:
Agricultural lands means cropland,
grassland, rangeland, pastureland, and
other land determined by NRCS to be
suitable for fish and wildlife habitat
development on which agricultural and
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forest-related products or livestock are
or have the potential to be produced.
Agricultural lands may include cropped
woodland, wetlands, waterways,
streams, incidental areas included in the
agricultural operation, and other types
of land used for or have the potential to
be used for production.
Applicant means a person, legal
entity, joint operation, or Indian tribe
that has an interest in agricultural land,
NIPF, Indian land, or other lands
identified in 636.4(c)4, who has
requested in writing to participate in
WHIP.
At-risk species means any plant or
animal species listed as threatened or
endangered; proposed or candidate for
listing under the Endangered Species
Act (ESA); a species listed as threatened
or endangered under State law or tribal
law on tribal land; State or tribal land
species of conservation concern; or
other plant or animal species or
community, as determined by the State
Conservationist, with advice from the
State Technical Committee and Tribal
Conservation Advisory Council (for
tribal land), that has undergone, or
likely to undergo, population decline
and may become imperiled without
direct intervention.
Beginning farmer or rancher means an
individual or entity who:
(1) Has not operated a farm or ranch,
or who has operated a farm or ranch for
not more than 10 consecutive years.
This requirement applies to all members
of an entity, who will materially and
substantially participate in the
operation of the farm or ranch.
(2) In the case of a cost-share
agreement with an individual,
individually, or with the immediate
family, material and substantial
participation requires that the
individual provide substantial day-today labor and management of the farm
or ranch consistent with the practices in
the county or State where the farm is
located.
(3) In the case of a cost-share
agreement with an entity or joint
operation, all members must materially
and substantially participate in the
operation of the farm or ranch. Material
and substantial participation requires
that each of the members provide some
amount of the management, or labor and
management necessary for day-to-day
activities, such that if each of the
members did not provide these inputs,
operation of the farm or ranch would be
seriously impaired.
Chief means the Chief of NRCS or
designee.
Conservation activities means
conservation systems, practices, or
management measures needed to
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address a resource concern or improve
environmental quality through the
treatment of natural resources, and
includes structural, vegetative, and
management activities, as determined
by NRCS.
Conservation district means any
district or unit of State, tribal, or local
government formed under State, tribal,
or territorial law for the express purpose
of developing and carrying out a local
soil and water conservation program.
Such district or unit of government may
be referred to as a conservation district,
soil conservation district, soil and water
conservation district, resource
conservation district, natural resource
district, land conservation committee, or
similar name.
Conservation practice means one or
more conservation improvements and
activities, including structural practices,
land management practices, vegetative
practices, forest management, and other
improvements that benefit the eligible
land and achieve program purposes.
Approved conservation practices are
listed in the NRCS Field Office
Technical Guide (FOTG).
Cost-share agreement means a
financial assistance document that
specifies the rights and obligations of
any participant accepted into the
program. A WHIP cost-share agreement
is a binding agreement for the transfer
of assistance from the Department of
Agriculture (USDA) to the participant to
share in the costs of applying
conservation activities.
Cost-share payment means the
payments under the WHIP cost-share
agreement to develop fish and wildlife
habitat or accomplish other goals
consistent with the program provided
for in this part.
Designated conservationist means an
NRCS employee whom the State
Conservationist has designated as
responsible for WHIP administration in
a specific area.
Field Office Technical Guide means
the official local NRCS source of
resource information and interpretations
of guidelines, criteria, and requirements
for planning and applying conservation
practices and conservation management
systems. It contains detailed
information on the conservation of soil,
water, air, plant, and animal resources
applicable to the local area for which it
is prepared.
Habitat development means the
conservation activities implemented to
establish, improve, protect, enhance, or
restore the conditions of the land for the
specific purpose of improving
conditions for fish and wildlife.
Historically underserved producer
means an eligible person, joint
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operation, legal entity, or Indian tribe
who is a beginning farmer or rancher,
socially disadvantaged farmer or
rancher, limited resource farmer or
rancher, or NIPF landowner who meets
the beginning, socially disadvantaged,
or limited resource qualifications set
forth in § 636.3.
Indian land means:
(1) Land held in trust by the United
States for individual Indians or Indian
tribes, or
(2) Land, the title to which is held by
individual Indians or Indian tribes
subject to Federal restrictions against
alienation or encumbrance, or
(3) Land which is subject to rights of
use, occupancy, and benefit of certain
Indian tribes, or
(4) Land held in fee title by an Indian,
Indian family, or Indian tribe.
Indian tribe means any Indian tribe,
band, nation, or other organized group
or community, including any Alaska
Native village or regional or village
corporation as defined in or established
pursuant to the Alaska Native Claims
Settlement Act (43 U.S.C. 1601 et seq.)
that is eligible for the special programs
and services provided by the United
States to Indians because of their status
as Indians.
Joint operation means, as defined in 7
CFR part 1400, a general partnership,
joint venture, or other similar business
organization in which the members are
jointly and severally liable for the
obligations of the organization.
Legal entity means, as defined in 7
CFR part 1400, an entity created under
Federal or State law that:
(1) Owns land or an agricultural
commodity, product, or livestock; or
(2) Produces an agricultural
commodity, product, or livestock.
Lifespan means the period of time
during which a conservation practice is
to be operated and maintained for the
intended purpose.
Limited resource farmer or rancher
means:
(1) A person with direct or indirect
gross farm sales of not more than
$142,000 in each of the previous 2 years
(this is the amount for 2010, and
adjusted for inflation using Prices Paid
by Farmer Index as compiled by
National Agricultural Statistical
Service); and
(2) Has a total household income at or
below the national poverty level for a
family of four, or less than 50 percent
of county median household income in
each of the previous 2 years (to be
determined annually using the
Department of Commerce Data).
Liquidated damages means a sum of
money stipulated in the WHIP costshare agreement that the participant
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71339
agrees to pay NRCS if the participant
fails to adequately complete the terms of
the cost-share agreement. The sum
represents an estimate of the technical
assistance expenses incurred to service
the agreement, and reflects the
difficulties of proof of loss and the
inconvenience or non-feasibility of
otherwise obtaining an adequate
remedy.
Livestock means all animals produced
on farms and ranches, as determined by
the Chief.
Natural Resources Conservation
Service is an agency of USDA, which
has the responsibility for administering
WHIP using the funds, facilities, and
authorities of the CCC.
Nonindustrial private forest land
means rural land, as determined by the
Secretary, that has existing tree cover or
is suitable for growing trees and is
owned by any nonindustrial private
individual, group, association,
corporation, Indian tribe, or other
private legal entity that has definitive
decisionmaking authority over the land.
Operation and maintenance means
work performed by the participant to
keep the applied conservation activities
functioning for the intended purpose
during the conservation practice
lifespan. Operation includes the
administration, management, and
performance of non-maintenance
actions needed to keep the completed
activity functioning as intended.
Maintenance includes work to prevent
deterioration of the practice, repairing
damage, or replacement of the practice
to its original condition if one or more
components fail.
Operation and maintenance
agreement means the document that, in
conjunction with the WHIP plan of
operations, specifies the operation and
maintenance (O&M) responsibilities of
the participants for conservation
activities implemented with WHIP
assistance.
Participant means a person, legal
entity, joint operation, or Indian tribe
that is receiving payment or is
responsible for implementing the terms
and conditions of a WHIP cost-share
agreement.
Person means, as defined in 7 CFR
part 1400, an individual, natural person
and does not include a legal entity.
Producer means, as defined in 7 CFR
part 1400, a person, legal entity, joint
operation, or Indian tribe who has an
interest in the agricultural operation or
who is engaged in agricultural
production or forestry management.
Resource concern means a specific
natural resource problem that represents
a significant concern in a State or
region, and is likely to be addressed
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successfully through the
implementation of the conservation
activities by participants.
Secretary means the Secretary of
USDA.
Socially disadvantaged farmer or
rancher means a farmer or rancher who
has been subjected to racial or ethnic
prejudices because of their identity as a
member of a group without regard to
their individual qualities. Those groups
include African Americans, American
Indians or Alaskan Natives, Hispanics,
and Asians or Pacific Islanders.
State Conservationist means the
NRCS employee authorized to
implement WHIP and direct and
supervise NRCS activities in a State,
Caribbean Area, or the Pacific Islands
Area.
State Technical Committee means a
committee established by the Secretary
in a State pursuant to 16 U.S.C. 3861.
Technical assistance means technical
expertise, information, and tools
necessary for the conservation of natural
resources on land active in agricultural,
forestry, or related uses. The term
includes the following:
(1) Technical services provided
directly to farmers, ranchers, and other
eligible entities, such as conservation
planning, technical consultation, and
assistance with design and
implementation of conservation
practices; and
(2) Technical infrastructure, including
activities, processes, tools, and agency
functions needed to support delivery of
technical services, such as technical
standards, resource inventories,
training, data, technology, monitoring,
and effects analyses.
Technical service provider means an
individual, entity, Indian tribe, or
public agency either:
(1) Certified by NRCS and placed on
the approved list to provide technical
services to participants; or
(2) Selected by the Department to
assist the Department in the
implementation of conservation
programs covered by this part through a
procurement contract, contribution
agreement, or cooperative agreement
with the Department.
Tribal Conservation Advisory Council
means a committee established by a
State Conservationist to implement
consultation as defined in General
Manual 410 Part 405.
WHIP plan of operations means the
document that identifies the location
and timing of conservation activities
that the participant agrees to implement
on eligible land in order to develop fish
and wildlife habitat and provide
environmental benefits. The WHIP plan
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of operations is a part of the WHIP costshare agreement.
Wildlife means non-domesticated
birds, fishes, reptiles, amphibians,
invertebrates, and mammals.
Wildlife habitat means the aquatic
and terrestrial environments required
for fish and wildlife to complete their
life cycles, providing air, food, cover,
water, and spatial requirements.
§ 636.4
Program requirements.
(a) To participate in WHIP, an
applicant must:
(1) Be in compliance with the highly
erodible and wetland conservation
provisions found in 7 CFR part 12;
(2) Be in compliance with the terms
of all other USDA-administered
conservation program contracts to
which the participant is a party;
(3) Develop and agree to comply with
a WHIP plan of operations and O&M
agreement, as described in § 636.8;
(4) Enter into a cost-share agreement
for the development of fish and wildlife
habitat as described in § 636.9;
(5) Provide NRCS with written
evidence of ownership or legal control
of land for the term of the proposed
cost-share agreement, including the
O&M agreement. An exception may be
made by the Chief in the case of land
allotted by the Bureau of Indian Affairs
(BIA) or Indian land where there is
sufficient assurance of control;
(6) Agree to provide all information to
NRCS determined to be necessary to
assess the merits of a proposed project
and to monitor cost-share agreement
compliance;
(7) Agree to grant to NRCS or its
representatives access to the land for
purposes related to application,
assessment, monitoring, enforcement,
verification of certifications, or other
actions required to implement this part;
(8) Provide a list of all members of the
legal entity and embedded entities along
with members’ tax identification
numbers and percentage interest in the
entity. Where applicable, American
Indians, Alaska Natives, and Pacific
Islanders may use another unique
identification number for each
individual eligible for payment;
(9) With regard to cost-share
agreements with individual Indians or
Indians represented by the BIA,
payments exceeding the payment
limitation may be made to the tribal
participant if a BIA or tribal official
certifies in writing that no one
individual, directly or indirectly, will
receive more than the payment
limitation. The BIA or tribal entity must
also provide annually, a listing of
individuals and payments made, by tax
identification number or other unique
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identification number, during the
previous year for calculation of overall
payment limitations. The tribal entity
must also produce, at the request of
NRCS, proof of payments made to the
person or legal entity that incurred costs
related to conservation activity
implementation;
(10) Supply information, as required
by NRCS, to determine eligibility for the
program including, but not limited to,
information to verify the applicant’s
status as a limited resource farmer or
rancher or beginning farmer or rancher
and payment eligibility as established
by 7 CFR part 1400, Adjusted Gross
Income (AGI);
(11) With regard to any participant
that utilizes a unique identification
number as an alternative to a tax
identification number, the participant
will utilize only that identifier for any
and all other WHIP cost-share
agreements to which the participant is
a party. Violators will be considered to
have provided fraudulent representation
and are subject to § 636.13; and
(12) Comply with applicable
registration and reporting requirements
of the Federal Funding Accountability
and Transparency Act of 2006 (Pub. L.
109–282, as amended) and 2 CFR parts
25 and 170.
(b) Eligible land includes:
(1) Private agricultural land;
(2) NIPF;
(3) Indian land; and
(4) Trust land owned in fee title by a
State, including an agency or
subdivision of a State, when such trust
land is held under a long-term lease by
a person or nongovernmental entity and
when the Chief determines that (i) by
the nature of the lease, such land is
tantamount to private agricultural land;
(ii) the duration of the lease is at least
the length of any WHIP agreement; and
(iii) no funds under the WHIP program
are paid to a governmental entity.
(c) Ineligible land. NRCS will not
provide cost-share assistance with
respect to land:
(1) Enrolled in a program where fish
and wildlife habitat objectives have
been sufficiently achieved, as
determined by NRCS;
(2) With onsite or offsite conditions
which NRCS determines would
undermine the benefits of the habitat
development or otherwise reduce its
value;
(3) On which habitat for threatened or
endangered species, as defined in
section 3 of the ESA, 16 U.S.C. 1532,
would be adversely affected; or
(4) That is owned in fee title by an
agency of the United States, other than:
(i) Land held in trust for Indian tribes,
and
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(ii) Lands owned in fee title by a
State, including an agency or
subdivision of a State or a unit of
government except as provided in
§ 636.4(b)(4).
§ 636.5
National priorities.
(a) The following national priorities
will be used in WHIP implementation:
(1) Promote the restoration of
declining or important native fish and
wildlife habitats;
(2) Protect, restore, develop, or
enhance fish and wildlife habitat to
benefit at-risk species;
(3) Reduce the impacts of invasive
species on fish and wildlife habitats;
(4) Protect, restore, develop, or
enhance declining or important aquatic
wildlife species’ habitats; and
(5) Protect, restore, develop, or
enhance important migration and other
movement corridors for wildlife.
(b) NRCS, with advice of other
Federal agencies, will undertake
periodic reviews of the national
priorities and the effects of program
delivery at the State, tribal, and local
levels to adapt the program to address
emerging resource issues. NRCS will:
(1) Use the national priorities to guide
the allocation of WHIP funds to the
State offices;
(2) Use the national priorities in
conjunction with State, tribal, and local
priorities to assist with prioritization
and selection of WHIP applications; and
(3) Periodically review and update the
national priorities utilizing input from
the public, Indian tribes, and affected
stakeholders to ensure that the program
continues to address priority resource
concerns.
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§ 636.6 Establishing priority for enrollment
in WHIP.
(a) NRCS, in consultation with
Federal and State agencies, tribal, and
conservation partners, may identify
priorities for enrollment in WHIP that
will complement the goals and
objectives of relevant fish and wildlife
conservation initiatives at the State,
regional, tribal land, or national levels.
In response to national, tribal, regional,
or State fish and wildlife habitat
concerns, the Chief may focus program
implementation in any given year to
specific geographic areas or to address
specific habitat development needs.
(b) The State Conservationist, with
recommendations from the State
Technical Committee and Tribal
Conservation Advisory Council (for
tribal land), may give priority to WHIP
projects that will address unique
habitats or special geographic areas
identified in the State. Subsequent costshare agreement offers that would
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complement previous cost-share
agreements due to geographic proximity
of the lands involved or other
relationships may receive priority
consideration for participation.
(c) NRCS will evaluate the
applications and make enrollment
decisions based on the fish and wildlife
habitat need using some or all of the
following criteria:
(1) Contribution to resolving an
identified habitat concern of national,
tribal, regional, or State importance
including at-risk species;
(2) Relationship to any established
wildlife or conservation priority areas;
(3) Duration of benefits to be obtained
from the habitat development practices;
(4) Self-sustaining nature of the
habitat development practices;
(5) Availability of other partnership
matching funds or reduced funding
request by the person applying for
participation;
(6) Estimated costs of fish and wildlife
habitat development activities;
(7) Other factors determined
appropriate by NRCS to meet the
objectives of the program; and
(8) Willingness of the applicant to
complete all conservation
improvements during the first 2 years of
the WHIP cost-share agreement.
§ 636.7
Cost-share payments.
(a) NRCS may share the cost with a
participant for implementing the
conservation activities as provided in
the WHIP plan of operations that is a
component of the WHIP cost-share
agreement:
(1) Except as provided in paragraph
(a)(2) of this section and in § 636.9(c),
NRCS will offer to pay no more than 75
percent of the costs to develop fish and
wildlife habitat. The cost-share payment
to a participant will be reduced
proportionately below 75 percent to the
extent that direct Federal financial
assistance is provided to the participant
from sources other than NRCS, except
for certain cases that merit additional
cost-share assistance to achieve the
intended goals of the program, as
determined by the State Conservationist.
(2) Historically underserved
producers, as defined in § 636.3, and
Indian tribes may receive the applicable
payment rate and an additional rate that
is not less than 25 percent above the
applicable rate, provided that this
increase does not exceed 90 percent of
the estimated costs associated with
WHIP plan of operations
implementation.
(b) Cost-share payments may be made
only upon a determination by NRCS
that a conservation activity or an
identifiable component of a
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conservation activity has been
established in compliance with
appropriate standards and
specifications.
(c) Payments will not be made for a
conservation activity that was:
(1) Applied prior to application for
the program; or
(2) Initiated or implemented prior to
cost-share agreement approval, unless a
waiver was granted by the State
Conservationist or designated
conservationist prior to implementation.
(d) NRCS, in consultation with the
State Technical Committee, will identify
and provide public notice of the
conservation activities eligible for
payment under the program.
(e) Cost-share payments may be made
for the establishment and installation of
additional eligible conservation
activities, or the maintenance or
replacement of an eligible conservation
activity, but only if NRCS determines
the conservation activity is needed to
meet the objectives of the program, or
that the failure of the original project
was due to reasons beyond the control
of the participant.
(f) Payments made or attributed to a
participant, directly or indirectly, may
not exceed, in the aggregate, $50,000 per
year.
(g) Eligibility for payment in
accordance with 7 CFR part 1400,
subpart G, average AGI limitation, will
be determined prior to cost-share
agreement approval.
(h) Subject to fund availability, the
payment rates identified in a WHIP
contract may be adjusted by NRCS to
reflect increased costs.
(i) A participant will not be eligible
for payments for conservation activities
on eligible land if the participant
receives payments or other benefits for
the same activity on the same land
under any other conservation program
administered by USDA.
(j) Before NRCS will approve and
issue final payment, the participant
must certify that the conservation
activity has been completed in
accordance with the cost-share
agreement, and NRCS or an approved
Technical Service Provider (TSP) must
certify that the activity has been carried
out in accordance with the applicable
FOTG.
(k) NRCS, for a fiscal year, may use up
to 25 percent of WHIP funds to carry out
cost-share agreements described in
§ 636.9(c).
§ 636.8
WHIP plan of operations.
(a) As a condition of participation, the
participant develops a WHIP plan of
operations with the assistance of NRCS
or other public or private natural
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resource professionals who are
approved by NRCS. A WHIP plan of
operations encompasses the parcel of
land where habitat will be established,
improved, protected, enhanced, or
restored. The WHIP plan of operations
will be approved by NRCS and address
at least one of the following as
determined by NRCS:
(1) Fish and wildlife habitat
conditions that are of concern to the
participant;
(2) Fish and wildlife habitat concerns
identified in State, regional, tribal land,
or national conservation initiatives, as
referenced in § 636.6(a); or
(3) Fish and wildlife habitat concerns
identified in an approved area-wide
plan that addresses the wildlife resource
habitat concern.
(b) The WHIP plan of operations
forms the basis for the WHIP cost-share
agreement and will be attached and
included as part of the cost-share
agreement, along with the O&M
agreement. The WHIP plan of operations
includes a schedule for implementation
and maintenance of the conservation
activities, as determined by NRCS.
(c) The WHIP plan of operations may
be modified in accordance with
§ 636.10.
(d) All conservation activities in the
WHIP plan of operations must be
approved by NRCS and developed and
carried out in accordance with the
applicable FOTG.
(e) The participant is responsible for
the implementation of the WHIP plan of
operations.
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§ 636.9
Cost-share agreements.
(a) To apply for WHIP cost-share
assistance, a person, tribe, or legal entity
must submit an application for
participation at a USDA Service Center
to an NRCS representative.
(b) A WHIP cost-share agreement will:
(1) Incorporate the WHIP plan of
operations;
(2) Be for a time period agreed to by
the participant and NRCS, with a
minimum duration of one year after the
completion of conservation activities
identified in the WHIP plan of
operations and a maximum of 10 years,
except for agreements entered into
under paragraph (c) of this section;
(3) Include all provisions as required
by law or statute;
(4) Include any participant reporting
and recordkeeping requirements to
determine compliance with the costshare agreement and program;
(5) Be signed by the participant;
(6) Specify payment limits described
in § 636.7(f) including any additional
payment limitation associated with
determinations made under § 636.7(g);
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(7) Include an O&M agreement that
describes the O&M for each
conservation activity and the agency
expectation that WHIP-funded
conservation activities will be operated
and maintained for their expected
lifespan; and
(8) Include any other provision
determined necessary or appropriate by
the NRCS representative.
(c) Notwithstanding any limitation of
this part, NRCS may enter into a longterm cost-share agreement that:
(1) Is for a term of at least 15 years;
(2) Protects and restores essential
plant or animal habitat, as determined
by NRCS; and
(3) Provides cost-share payments of
no more than 90 percent of the cost of
implementing the WHIP plan of
operations to develop fish and wildlife
habitat.
§ 636.10
Modifications.
(a) The participant and NRCS may
modify a cost-share agreement if both
parties agree to the modification. The
WHIP plan of operations is revised in
accordance with NRCS requirements,
and the agreement is approved by the
designated conservationist.
(b) Any modifications made under
this section must meet WHIP program
objectives and must be in compliance
with this part.
(c) In the event implementation of a
conservation activity fails through no
fault of the participant, the State
Conservationist may modify the costshare agreement in order to issue
payments to re-implement the activity,
at the rates established in accordance
with § 636.7, provided such payments
do not exceed the payment limitation
requirements as set forth in § 636.7.
(d) Where circumstances beyond the
participant’s control or when it is in the
public interest, such as matters of health
or safety, the State Conservationist may
independently or by mutual agreement
with the parties modify or terminate the
cost-share agreement as provided for in
§ 636.12.
§ 636.11 Transfer of interest in a costshare agreement.
(a) A participant is responsible for
notifying NRCS when he or she
anticipates the voluntary or involuntary
loss of control of the land covered by a
WHIP cost-share agreement during the
term of the agreement.
(b) The participant and NRCS may
agree to transfer a cost-share agreement
to another potential participant. The
transferee must be determined by NRCS
to be eligible to participate in WHIP and
must assume full responsibility under
the cost-share agreement.
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(c) With respect to any and all
payments owed to participants who
wish to transfer ownership or control of
land subject to a cost-share agreement,
the division of payment will be
determined by the original party and
that party’s successor. In the event of a
dispute or claim on the distribution of
cost-share payments, NRCS may
withhold payments without the accrual
of interest pending a settlement or
adjudication on the rights to the funds.
(d) If new participants are not willing
or not eligible to assume the
responsibilities of an existing WHIP
cost-share agreement, including the
O&M agreement, and the participant
fails to implement the cost-share
agreement, then NRCS will terminate
the agreement and may require that all
cost-share payments be forfeited,
refunded, or both, with applicable
interest in accordance with § 636.12.
Participants may be subject to
liquidated damages in accordance with
§ 636.12.
§ 636.12 Termination of cost-share
agreements.
(a) The State Conservationist may,
independently or by mutual agreement
with the parties to the cost-share
agreement, terminate the cost-share
agreement where:
(1) The parties to the cost-share
agreement are unable to comply with
the terms of the cost-share agreement as
the result of conditions beyond their
control;
(2) Termination of the cost-share
agreement would, as determined by the
State Conservationist, be in the public
interest; or
(3) A participant fails to correct a
violation of a cost-share agreement
within the period provided by NRCS in
accordance with § 636.13.
(b) If NRCS terminates a cost-share
agreement, in accordance with the
provisions of paragraphs (a)(1) and (a)(2)
of this section the State Conservationist
may allow the participant to retain a
portion of any payments received
appropriate to the effort the participant
has made to comply with the contract.
(1) NRCS may require a participant to
provide only a partial refund of the
payments received if a previously
implemented conservation activity can
function independently, and is not
adversely affected by the violation or
the absence of other conservation
activities that would have been
implemented under the cost-share
agreement; and
(2) The State Conservationist will
have the option to waive all or part of
the liquidated damages assessed,
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depending upon the circumstances of
the case.
(c) When making termination
decisions, NRCS may reduce the
amount of money owed by the
participant by a proportion that reflects:
(1) The good faith effort of the
participant to comply with the costshare agreement; or
(2) The existence of hardships beyond
the participant’s control that have
prevented compliance. If a participant
claims hardship, that claim must be
documented and cannot have existed
when the applicant applied for
participation in the program.
§ 636.13
Violations and remedies.
(a) If NRCS determines that a
participant is in violation of a cost-share
agreement, NRCS will give the parties to
the cost-share agreement notice of the
violation and a minimum of 60 days to
correct the violation and comply with
the terms of the cost-share agreement
and attachments thereto.
(b) If the participant fails to correct
the violation of a cost-share agreement
within the period provided by NRCS
under paragraph (a) of this section,
NRCS may terminate the agreement and
require the participant to refund all or
part of any of the funds issued under
that cost-share agreement, plus interest,
and may assess liquidated damages as
indicated in the cost-share agreement
appendix, as well as require the
participant to forfeit all rights to any
future payment under the agreement.
(c) If NRCS terminates a cost-share
agreement due to breach of contract, the
participant will forfeit all rights to
future payments under the agreement,
may be required to pay liquidated
damages in an amount determined by
the State Conservationist in accordance
with the terms of the agreement, and
will refund all or part of the payments
received, plus interest. Participants
violating WHIP cost-share agreements
may be determined ineligible for future
NRCS-administered conservation
program funding.
mstockstill on DSKH9S0YB1PROD with RULES
§ 636.14
device.
Misrepresentation and scheme or
(a) A participant who is determined to
have erroneously represented any fact
affecting a program determination made
in accordance with this part, will not be
entitled to cost-share agreement
payments and must refund to NRCS all
payments and pay liquidated damages,
plus interest, as determined by NRCS.
(b) A participant will refund to NRCS
all payments, plus interest, as
determined by NRCS, with respect to all
NRCS cost-share agreements to which
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19:35 Nov 22, 2010
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they are a party if they are determined
to have knowingly:
(1) Adopted any scheme or device
that tends to defeat the purpose of the
program;
(2) Made any fraudulent
representation; or
(3) Misrepresented any fact affecting a
program determination.
(c) Other NRCS cost-share agreements
where this person is a participant may
be terminated.
§ 636.15
Offsets and assignments.
(a) Except as provided in paragraph
(b) of this section, any payment or
portion thereof to any person or legal
entity will be made without regard to
questions of title under State law and
without regard to any claim or lien
against the land, or proceeds thereof, in
favor of the owner or any other creditor
except agencies of the United States
Government. The regulations governing
offsets and withholdings found at 7 CFR
part 1403 of this title will be applicable
to cost-share agreement payments.
(b) WHIP participants may assign any
payments in accordance with 7 CFR part
1404.
§ 636.16
Appeals.
(a) Any participant may obtain
reconsideration and review of
determinations affecting participation in
this program in accordance with 7 CFR
parts 11 and 614, except as provided in
paragraph (b) of this section.
(b) In accordance with the provisions
of the Department of Agriculture
Reorganization Act of 1994, Public Law
103–354 (7 U.S.C. 6901), the following
decisions are not appealable:
(1) Payment rates, payment limits,
and cost-share percentages;
(2) The designation of approved fish
and wildlife priority areas, habitats, or
activities;
(3) NRCS program funding decisions;
(4) Eligible conservation activities;
and
(5) Other matters of general
applicability.
(c) Before a participant may seek
judicial review of any action taken
under this part, the participant must
exhaust all administrative appeal
procedures set forth in paragraph (a) of
this section.
§ 636.17 Compliance with regulatory
measures.
(a) Participants who implement the
WHIP plan of operations will be
responsible for obtaining the authorities,
rights, easements, permits, or other
approvals necessary for the
implementation, operation, and
maintenance of the conservation
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71343
activities in keeping with applicable
laws and regulations. The requirement
for the participant to obtain necessary
permits is included in the terms and
conditions of the contract appendix.
(b) Participants will be responsible for
compliance with all laws and for all
effects or actions resulting from the
participants’ performance under the
cost-share agreement.
§ 636.18 Technical services provided by
qualified personnel not affiliated with
USDA.
(a) NRCS may use the services of
qualified TSPs in performing its
responsibilities for technical assistance.
(b) Participants may use technical
services from qualified personnel of
other Federal, State, and local agencies,
Indian tribes, or individuals who are
certified as TSPs by NRCS.
(c) Technical services provided by
qualified personnel not affiliated with
USDA may include, but are not limited
to, conservation planning; conservation
practice survey, layout, design,
installation, and certification; and
related technical services as defined in
7 CFR part 652.
(d) NRCS retains approval authority
over certification of work done by nonNRCS personnel for the purpose of
approving WHIP payments.
§ 636.19
Access to operating unit.
As a condition of program
participation, any authorized NRCS
representative will have the right to
enter an agricultural operation or tract
for the purposes of determining
eligibility and for ascertaining the
accuracy of any representations related
to cost-share agreements and
performance. Access will include the
right to provide technical assistance;
determine eligibility; inspect any work
undertaken under the cost-share
agreements, including the WHIP plan of
operations and O&M agreement; and
collect information necessary to
evaluate the habitat development
performance specified in the cost-share
agreements. The NRCS representative
will make a reasonable effort to contact
the participant prior to the exercising of
this provision.
§ 636.20
Equitable relief.
(a) If a participant relied upon the
advice or action of any authorized NRCS
representative and did not know, or
have reason to know, that the advice or
action was improper or erroneous,
NRCS may grant relief in accordance
with 7 CFR part 635. Where a
participant believes that detrimental
reliance on the advice or action of a
NRCS representative resulted in an
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Federal Register / Vol. 75, No. 225 / Tuesday, November 23, 2010 / Rules and Regulations
ineligibility or program violation, the
participant may request equitable relief
under 7 CFR 635.3. The financial or
technical liability for any action by a
participant that was taken based on the
advice of a NRCS certified non-USDA
TSP is the responsibility of the certified
TSP and will not be assumed by NRCS
when NRCS authorizes payment.
(b) If during the term of a WHIP costshare agreement a participant has been
found in violation of a provision of the
cost-share agreement, the O&M
agreement, or any document
incorporated by reference through
failure to fully comply with that
provision, the participant may be
eligible for equitable relief under 7 CFR
635.4.
§ 636.21 Environmental services credits
for conservation improvements.
USDA recognizes that environmental
benefits will be achieved by
implementing conservation activities
funded through WHIP, and that
environmental credits may be gained as
a result of implementing activities
compatible with the purposes of a WHIP
cost-share agreement. NRCS asserts no
direct or indirect interest on any such
credits. However, NRCS retains the
authority to ensure that program
purposes are met and the requirements
for WHIP funded improvements are met
and maintained consistent with §§ 636.8
and 636.9. Where activities required
under an environmental credit
agreement may affect land covered
under a WHIP cost-share agreement,
participants are highly encouraged to
request a compatibility assessment from
NRCS prior to entering into such
agreements. The WHIP cost-share
agreement may be modified, in
accordance with policies outlined in
§ 636.10, provided the modification
meets WHIP purposes and is in
compliance with this part.
Signed this 17th day of November, 2010, in
Washington, DC.
Dave White,
Vice President, Commodity Credit
Corporation and Chief, Natural Resources
Conservation Service.
[FR Doc. 2010–29394 Filed 11–22–10; 8:45 am]
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BILLING CODE 3410–16–P
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Jkt 223001
DEPARTMENT OF AGRICULTURE
Food Safety and Inspection Service
9 CFR Parts 317 and 381
[Docket No. FSIS–2010–0031]
RIN 0583–AD
Uniform Compliance Date for Food
Labeling Regulations
Food Safety and Inspection
Service, USDA.
ACTION: Final rule.
AGENCY:
The Food Safety and
Inspection Service (FSIS) is establishing
January 1, 2014, as the uniform
compliance date for new meat and
poultry product labeling regulations that
are issued between January 1, 2011, and
December 31, 2012. FSIS periodically
announces uniform compliance dates
for new meat and poultry product
labeling regulations to minimize the
economic impact of label changes.
DATES: This rule is effective November
23, 2010. Comments on this final rule
must be received on or before December
23, 2010.
ADDRESSES: FSIS invites interested
persons to submit comments on this
final rule. Comments may be submitted
by either of the following methods:
• Federal eRulemaking Portal: This
Web site provides the ability to type
short comments directly into the
comment field on this Web page or
attach a file for lengthier comments. Go
to https://www.regulations.gov. Follow
the online instructions at that site for
submitting comments.
• Mail, including floppy disks or CD–
ROMs, and hand- or courier-delivered
items: Send to Docket Clerk, USDA,
FSIS, Room 2–2127, George Washington
Carver Center, 5601 Sunnyside Avenue,
Mailstop 5272, Beltsville, MD 20705.
Instructions: All items submitted by
mail or electronic mail must include the
Agency name and docket number FSIS–
2010–0031. Comments received in
response to this docket will be made
available for public inspection and
posted without change, including any
personal information, to https://
www.regulations.gov.
Docket: For access to background
documents or comments received, go to
the FSIS Docket Room at the address
listed above between 8 a.m. and
4:30 p.m., Monday through Friday.
FOR FURTHER INFORMATION CONTACT:
Rosalyn Murphy-Jenkins, Food Safety
and Inspection Service, USDA, Room 2–
2125, George Washington Carver Center,
Beltsville, MD 20705 (telephone: 301–
504–0879; fax: 301–504–0872).
SUMMARY:
PO 00000
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SUPPLEMENTARY INFORMATION:
Background
FSIS periodically issues regulations
that require changes in the labeling of
meat and poultry food products. Many
meat and poultry establishments also
produce non-meat and non-poultry food
products subject to the jurisdiction of
the Food and Drug Administration
(FDA), and FDA periodically issues
regulations that require changes in the
labeling of such products.
On December 14, 2004, FSIS issued a
final rule that provided that the Agency
will set uniform compliance dates for
new meat and poultry product labeling
regulations in 2-year increments and
will periodically issue final rules
announcing those dates. The final rule
also established January 1, 2008, as the
uniform compliance date for meat and
poultry product labeling regulations that
were issued between January 1, 2005,
and December 31, 2006 (69 FR 74405).
Consistent with the 2004 final rule, FSIS
subsequently issued final rules on
March 5, 2007, and December 18, 2008,
that established uniform compliance
dates of January 1, 2010, and January 1,
2012, for meat and poultry product
labeling regulations issued between
January 1, 2007, and December 31, 2008,
and January 1, 2009, and December 31,
2010, respectively (72 FR 9651) (73 FR
75564).
The Final Rule
This final rule establishes January 1,
2014, as the uniform compliance date
for new meat and poultry product
labeling regulations that are issued
between January 1, 2011, and December
31, 2012, and is consistent with the
previous final rules establishing
uniform compliance dates.
FSIS’s approach for establishing
uniform compliance dates for new food
labeling regulations is consistent with
FDA’s approach in this regard. FDA is
also establishing January 1, 2014, as the
uniform compliance date for new food
labeling regulations that are issued
between January 1, 2011, and December
31, 2012.
A uniform compliance date of January
1, 2014, for all food product labeling
regulations issued between January 1,
2011, and December 31, 2012, will
ensure that changes take effect on a
timely basis and will minimize the
economic impact of those changes on
the industry because companies will not
have to respond separately to each
labeling change as it occurs (69 FR
74406). This policy also serves
consumers’ interests because the cost of
the multiple short-term label revisions
that would otherwise occur would
E:\FR\FM\23NOR1.SGM
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Agencies
[Federal Register Volume 75, Number 225 (Tuesday, November 23, 2010)]
[Rules and Regulations]
[Pages 71325-71344]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29394]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 75, No. 225 / Tuesday, November 23, 2010 /
Rules and Regulations
[[Page 71325]]
DEPARTMENT OF AGRICULTURE
Natural Resources Conservation Service
7 CFR Part 636
RIN 0578-AA49
Wildlife Habitat Incentive Program
AGENCY: Commodity Credit Corporation, Natural Resources Conservation
Service, United States Department of Agriculture.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Natural Resources Conservation Service (NRCS), an agency
of the United States Department of Agriculture (USDA), is issuing a
final rule for the Wildlife Habitat Incentive Program (WHIP). This
final rule sets forth how NRCS, using the funds, facilities, and
authorities of the Commodity Credit Corporation (CCC), will implement
WHIP in response to changes made by the Food, Conservation, and Energy
Act of 2008 (2008 Act). NRCS published an interim final rule with
request for comment in the Federal Register on January 16, 2009, an
amendment was published on March 12, 2009, with a request for public
comment, and another amendment was published on July 15, 2009, with a
request for public comment. NRCS is publishing a final rule that
addresses the comments received on the interim final rule and to
clarify policies to improve program implementation.
DATES: Effective Date: The rule is effective November 23, 2010.
FOR FURTHER INFORMATION CONTACT: Gregory K. Johnson, Director,
Financial Assistance Programs Division, Department of Agriculture,
Natural Resources Conservation Service, 1400 Independence Avenue, SW.,
Room 5237 South Building, Washington, DC 20250; Telephone: (202) 720-
1844; Fax: (202) 720-4265.
Persons with disabilities who require alternative means for
communicating (Braille, large print, audiotape, etc.) should contact
the USDA Target Center at (202) 720-2600 (voice and TDD).
SUPPLEMENTARY INFORMATION:
Regulatory Certifications
Executive Order 12866
Pursuant to Executive Order 12866, this final rule has been
determined to be a significant regulatory action. The administrative
record is available for public inspection at the Department of
Agriculture, 1400 Independence Avenue, SW., Room 5241 South Building,
Washington, DC 20250. In accordance with Executive Order 12866, NRCS
conducted an economic analysis of the potential impacts associated with
this program. A summary of the economic analysis can be found at the
end of the regulatory certifications of the preamble, and a copy of the
analysis is available upon request from Gregory K. Johnson, Director,
Financial Assistance Programs Division, Department of Agriculture,
Natural Resources Conservation Service, 1400 Independence Avenue, SW.,
Room 5237 South Building, Washington, DC 20250.
Regulatory Flexibility Act
The Regulatory Flexibility Act is not applicable to this final rule
because NRCS is not required by 5 U.S.C. 553, or by any other provision
of law, to publish a notice of proposed rulemaking with respect to the
subject matter of this rule.
Environmental Analysis
In compliance with the National Environmental Policy Act, a
Programmatic Environmental Assessment (EA) was prepared in association
with the interim final rule. The analysis determined there will not be
a significant impact to the human environment and as a result, an
Environmental Impact Statement was not required to be prepared (40 CFR
1508.13). The Programmatic EA and Finding of No Significant Impact
(FONSI) were made available for public review for 60 days, which also
coincided with the public review timeframe for the interim final rule.
Comments were received on the Programmatic EA and FONSI, and responses
to those comments have been prepared and can be reviewed along with a
copy of the EA and FONSI from the following Web site: https://www.nrcs.usda.gov/programs/Env_Assess/. Additional program
requirements that were not in the interim final rule, and that are now
in the final rule, are minor program element changes that do not affect
the overall effects or analysis in the Programmatic EA. As a result,
preparation of a supplemental Programmatic EA has been determined not
to be necessary.
Civil Rights Impact Analysis
NRCS has determined through a Civil Rights Impact Analysis that
this final rule discloses no disproportionately adverse impacts for
minorities, women, or persons with disabilities. Outreach and
communication strategies are in place to ensure all producers will be
provided the same information to allow them to make informed compliance
decisions regarding the use of their lands that will affect their
participation in USDA programs. WHIP applies to all persons equally
regardless of their race, color, national origin, gender, sex, or
disability status. Therefore, this final rule will not result in
adverse civil rights implications for women, minorities, and persons
with disabilities.
Copies of the Civil Rights Impact Analysis are available from
Albert Cerna, National Wildlife Habitat Incentive Program Manager,
Financial Assistance Programs Division, Department of Agriculture,
Natural Resources Conservation Service, 1400 Independence Avenue, SW.,
Room 5233 South Building, Washington, DC 20250, or electronically at
https://www.nrcs.usda.gov/Programs/farmbill/2008/civilrightsimpact.html.
Paperwork Reduction Act
Section 2904 of the 2008 Act requires that the implementation of
programs authorized under Title II of the Act be made without regard to
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.).
Therefore, NRCS is not reporting recordkeeping or estimated paperwork
burden associated with this final rule.
Government Paperwork Elimination Act
NRCS is committed to compliance with the Government Paperwork
[[Page 71326]]
Elimination Act and the Freedom to E-File Act, which requires
government agencies in general, to provide the public the option of
submitting information or transacting business electronically to the
maximum extent possible. To better accommodate public access, NRCS has
developed an online application and information system for public use.
Executive Order 12988
This final rule has been reviewed in accordance with Executive
Order 12988, Civil Justice Reform. The rule is not retroactive and
preempts State and local laws to the extent such laws are inconsistent
with this rule. Before an action may be brought in a Federal court of
competent jurisdiction, the administrative appeal rights afforded
persons at 7 CFR parts 11 and 614 must be exhausted.
Federal Crop Insurance Reform and Department of Agriculture
Reorganization Act of 1994
Pursuant to section 304 of the Federal Crop Insurance Reform Act of
1994 (Pub. L. 103-354), USDA classified this rule as non-major.
Therefore, a risk analysis was not conducted.
Unfunded Mandates Reform Act of 1995
NRCS assessed the affects of this final rule on State, local, and
tribal governments, and the public. This action does not compel the
expenditure of $100 million or more in any one year (adjusted for
inflation) by any State, local, or tribal governments, or anyone in the
private sector; therefore, a statement under section 202 of the
Unfunded Mandates Reform Act of 1995 is not required.
Executive Order 13132
This final rule has been reviewed in accordance with the
requirements of Executive Order 13132, Federalism. USDA has determined
that this final rule conforms with the Federalism principles set forth
in the Executive Order; would not impose any compliance costs on the
States; and would not have substantial direct effects on the States, on
the relationship between the Federal Government and the States, or on
the distribution of power and responsibilities on the various levels of
government. Therefore, USDA concludes that this final rule does not
have Federalism implications.
Executive Order 13175
This final rule has been reviewed in accordance with the
requirements of Executive Order 13175, Consultation and Coordination
with Indian Tribal Governments. NRCS has assessed the impact of this
final rule on Indian tribal governments and concluded that this final
rule will not negatively affect Indian tribal governments or their
communities. The rule neither imposes substantial direct compliance
costs on tribal governments nor preempts tribal law. However, NRCS
plans to undertake a series of at least six regional tribal
consultation sessions before December 30, 2010, on the impact of NRCS
conservation programs and services on tribal governments and their
members to establish a baseline of consultation for future actions.
Reports from these sessions will be made part of the USDA annual
reporting on Tribal Consultation and Collaboration. NRCS will respond
in a timely and meaningful manner to all tribal governments' requests
for consultation.
Small Business Regulatory Enforcement Fairness Act of 1996
Section 2904(c) of the 2008 Act requires that the Secretary use the
authority in section 808(2) of Title 5, U.S.C., which allows an agency
to forego the Small Business Regulatory Enforcement Fairness Act of
1996 usual 60-day congressional review delay of the effective date of a
regulation if the agency finds that there is a good cause to do so.
NRCS hereby determines that it has good cause to do so in order to meet
the congressional intent to have the conservation programs authorized
or amended by Title II of the 2008 Act in effect as soon as possible.
Accordingly, this rule is effective upon filing for public inspection
by the Office of the Federal Register.
Section 2708 of the 2008 Act
Section 2708, ``Compliance and Performance,'' of the 2008 Act added
a paragraph to section 1244(g) of the Food Security Act of 1985, as
amended entitled, ``Administrative Requirements for Conservation
Programs,'' which states the following: ``(g) Compliance and
performance.--For each conservation program under Subtitle D, the
Secretary shall develop procedures--
(1) To monitor compliance with program requirements;
(2) To measure program performance;
(3) To demonstrate whether long-term conservation benefits of the
program are being achieved;
(4) To track participation by crop and livestock type; and
(5) To coordinate activities described in this subsection with the
national conservation program authorized under section 5 of the Soil
and Water Resources Conservation Act of 1977 (16 U.S.C. 2004).''
This new provision presents in one place the accountability
requirements placed on the agency as it implements conservation
programs and reports on program results. The requirements apply to all
programs under Subtitle D, including the Wetlands Reserve Program, the
Conservation Security Program, the Conservation Stewardship Program,
the Farm and Ranch Lands Protection Program, the Grassland Reserve
Program, the Environmental Quality Incentives Program (including the
Agricultural Water Enhancement Program), the Wildlife Habitat Incentive
Program, and the Chesapeake Bay Watershed Initiative. These
requirements are not directly incorporated into these regulations,
which set out requirements for program participants. However, certain
provisions within these regulations relate to elements of section
1244(g) of the Food Security Act of 1985, as amended and the agency's
accountability responsibilities regarding program performance. NRCS is
taking this opportunity to describe existing procedures that relate to
meeting the requirements of section 1244(g) of the Food Security Act of
1985, as amended and agency expectations for improving its ability to
report on each program's performance and the achievement of long-term
conservation benefits. Also included is reference to the sections of
these regulations that apply to program participants and that relate to
the agency accountability requirements as outlined in section 1244(g)
of the Food Security Act of 1985, as amended.
Monitor compliance with program requirements. NRCS has established
application procedures to ensure that participants meet eligibility
requirements and follow-up procedures to ensure that participants are
complying with the terms and conditions of their contractual
arrangement with the government, and that the installed conservation
measures are operating as intended. These and related program
compliance evaluation policies are set forth in agency guidance (CPM-
440-512 and CPM-440-517) (https://directives.sc.egov.usda.gov/).
The program requirements applicable to participants that relate to
compliance are set forth in these regulations in Sec. 636.4 ``Program
requirements,'' Sec. 636.8 ``WHIP Plan of Operations,'' and Sec.
636.9 ``Cost-share agreements.'' These sections make clear the general
program eligibility requirements, participant obligations for
implementing a WHIP plan of operations, participant cost-share
agreement obligations, and
[[Page 71327]]
requirements for operating and maintaining WHIP-funded conservation
improvements.
Measure program performance. Pursuant to the requirements of the
Government Performance and Results Act of 1993 (Pub. L. 103-62, Sec.
1116) and guidance provided by OMB Circular A-11, NRCS has established
performance measures for its conservation programs. Program-funded
conservation activity is captured through automated field-level
business tools, and the information is available at https://ias.sc.egov.usda.gov/PRSHOME/. Program performance also is reported
annually to Congress and the public through the annual performance
budget, annual accomplishments report, and the USDA Performance
Accountability Report. Related performance measurement and reporting
policies are set forth in agency guidance (GM-340-401 and GM-340-403)
(https://directives.sc.egov.usda.gov/).
The conservation actions undertaken by participants are the basis
for measuring program performance--specific actions are tracked and
reported annually, while the effects of those actions relate to whether
the long-term benefits of the program are being achieved. The program
requirements applicable to participants that relate to undertaking
conservation actions are set forth in these regulations in Sec. 636.8
``WHIP Plan of Operations,'' and Sec. 636.9 ``Cost-share agreements.''
These sections make clear participant obligations for implementing,
operating, and maintaining WHIP-funded conservation improvements, which
in aggregate result in the program performance that is reflected in
agency performance reports.
Demonstrate whether long-term conservation benefits of the program
are being achieved. Demonstrating the long-term natural resource
benefits achieved through conservation programs is subject to the
availability of needed data, the capacity and capability of modeling
approaches, and the external influences that affect actual natural
resource condition. While NRCS captures many measures of ``output''
data, such as acres of conservation practices, it is still in the
process of developing methods to quantify the contribution of those
outputs to environmental outcomes. NRCS currently uses a mix of
approaches to evaluate whether long-term conservation benefits are
being achieved through its programs. Since 1982, NRCS has reported on
certain natural resource status and trends through the National
Resources Inventory (NRI), which provides statistically reliable,
nationally consistent land cover/use and related natural resource data.
However, a connection between these data and specific conservation
programs (with the exception of the Conservation Reserve Program, since
1987 the NRI has reported acreage enrolled in CRP) has been lacking. In
the future, the interagency Conservation Effects Assessment Project
(CEAP), which has been underway since 2003, will provide nationally
consistent estimates of environmental effects resulting from
conservation practices and systems applied. CEAP results will be used
in conjunction with performance data gathered through agency field-
level business tools to help produce estimates of environmental effects
accomplished through agency programs, such as WHIP. In 2006, a Blue
Ribbon panel evaluation of CEAP strongly endorsed the project's
purpose, but concluded ``CEAP must change direction'' to achieve its
purposes. (See Soil and Water Conservation Society. 2006. Final Report
from the Blue Ribbon Panel Conducting an External Review of the U.S.
Department of Agriculture Conservation Effects Assessment Project.
Ankeny, IA: Soil and Water Conservation Society. This review is
available at https://www.nrcs.usda.gov/technical/NRI/ceap/.) In
response, CEAP has focused on priorities identified by the Panel and
clarified that its purpose is to quantify the effects of conservation
practices applied on the landscape. Information regarding CEAP,
including reviews and current status, is available at https://www.nrcs.usda.gov/technical/NRI/ceap/.
Since 2004 and the initial establishment of long-term performance
measures by program, NRCS has been estimating and reporting progress
toward long-term program goals. Natural resource inventory and
assessment and performance measurement and reporting policies are set
forth in agency guidance (GM-290-400; GM-340-401; and GM-340-403)
(https://directives.sc.egov.usda.gov/).
Demonstrating the long-term conservation benefits of conservation
programs is an Agency responsibility. Through CEAP, NRCS is in the
process of evaluating how these long-term benefits can be achieved
through the conservation practices and systems applied by participants
under the program. The program requirements applicable to participants
that relate to producing long-term conservation benefits are described
previously under ``measuring program performance,'' i.e., Sec. 636.8
``WHIP Plan of Operations,'' and Sec. 636.9 ``Cost-share agreements.''
These and related program management procedures supporting program
implementation are set forth in agency guidance (CPM-440-512 and CPM-
440-515).
Coordinate these actions with the national conservation program
authorized under the Soil and Water Resources Conservation Act (RCA).
The 2008 Act reauthorized and expanded on a number of elements of the
RCA related to evaluating program performance and conservation
benefits. Specifically, the 2008 Act added a provision stating,
``Appraisal and inventory of resources, assessment and inventory of
conservation needs, evaluation of the effects of conservation
practices, and analyses of alternative approaches to existing
conservation programs are basic to effective soil, water, and related
natural resources conservation.''
The program, performance, and natural resource and effects data
described previously will serve as a foundation for the next RCA, which
will also identify and fill, to the extent possible, data and
information gaps. Policy and procedures related to the RCA are set
forth in agency guidance (GM-290-400; CPM-440-525; and GM-130-402)
(https://directives.sc.egov.usda.gov/).
The coordination of the previously described components with the
RCA is an agency responsibility and is not reflected in these
regulations. However, it is likely that results from the RCA process
will result in modifications to the program and performance data
collected, to the systems used to acquire data and information, and
potentially to the program itself. Thus, as the Secretary proceeds to
implement the RCA in accordance with the statute, the approaches and
processes developed will improve existing program performance
measurement and outcome reporting capability and provide the foundation
for improved implementation of the program performance requirements of
section 1244(g) of the Food Security Act of 1985, as amended.
Economic Analysis--Executive Summary
WHIP provides direct technical and financial assistance to improve
fish and wildlife habitat on eligible agricultural, nonindustrial
private forest land (NIPF), and Indian land. The focus of the program
is on national, regional, and State-directed fish and wildlife
priorities, including rare and declining species. These priorities are
established with input from the regional, State, and local stakeholders
through the State Technical Committee. Because these efforts involve
both onsite and offsite specific impacts, and these impacts
[[Page 71328]]
affect a host of non-market valued attributes ecosystem services,
performing a traditional benefit-cost analysis is challenging. Even
with these limitations, a benefit-cost analysis offers a means to
identify the main costs and benefits and explore policy and program
alternatives.
The primary costs associated with WHIP include the cost-share
outlays by NRCS and the matching funds of the participant to fully pay
for the restoration and improvements in fish and wildlife habitat
within the agricultural, forestry operation, or Indian land. These
primary costs must then be compared with the benefits of the habitat
improvement realized through these efforts, mainly the improvements of
the flow of ecological goods and services and provision of non-market
valued amenities, such as more scenic views, as well as providing fish
and wildlife habitat.
The results of this benefit-cost analysis suggest that the WHIP
assistance to participants will result in positive net benefits,
especially in areas where fish and wildlife habitat is deteriorating or
being lost. The changes to WHIP made by the 2008 Act do not change this
conclusion. Copies of the economic analysis may be obtained from
Gregory K. Johnson, Director, Financial Assistance Programs Division,
Department of Agriculture, Natural Resources Conservation Service, 1400
Independence Avenue, SW., Room 5237 South Building, Washington, DC
20250.
Discussion of Program
WHIP is a voluntary program administered by NRCS using the funds
and authorities of the CCC. WHIP is available in any of the 50 States,
District of Columbia, Puerto Rico, Guam, the Virgin Islands of the
United States, American Samoa, and the Commonwealth of the Northern
Mariana Islands. Through WHIP, NRCS provides technical and financial
assistance to participants to develop upland, wetland, and aquatic
wildlife habitat, as well as fish and wildlife habitat on other areas
and to develop habitat for at-risk species, including threatened and
endangered species. NRCS first allocated funds for WHIP in 1997. Over
the life of the program, NRCS has entered into over 29,000 cost-share
agreements that cover over 4.7 million acres.
WHIP was originally authorized under section 387 of the Federal
Agriculture Improvement and Reform Act of 1996 (Pub. L. 104-127). In
1997, NRCS published regulations to implement WHIP at 7 CFR part 636.
Section 2502 of the Farm Security and Rural Investment Act of 2002
(Pub. L. 107-171) repealed the original WHIP authority and established
a new WHIP under section 1240N of the Food Security Act of 1985, as
amended. Section 2602 of the 2008 Act made further changes to WHIP.
These recent changes included restricting eligible lands to private
agricultural land, NIPF, and Indian land; clarifying the phrase ``other
types of habitat'' to include habitat developed on pivot corners and
irregular areas; increasing the proportion of annual funds available
for long-term agreements that are 15 years or longer to not more than
25 percent; providing the Secretary with discretionary authority to
address State, regional, and national conservation initiatives; and
establishing a $50,000 annual payment limitation per person or legal
entity. The WHIP statute uses tribal, but NRCS will use Indian and
tribal interchangeably to be consistent with other programs.
Registration and Reporting Requirements of the Federal Funding and
Transparency Act of 2006
The Office of Management and Budget recently published two
regulations, 2 CFR part 25 and 2 CFR part 170, to assist agencies and
recipients of Federal financial assistance comply with the Federal
Funding Accountability and Transparency Act of 2006 (FFATA) (Pub. L.
109-282, as amended). Both regulations have implementation requirements
beginning October 1, 2010.
The regulations at 2 CFR part 25 require, with some exceptions,
recipients of Federal financial assistance to apply for and receive a
Dun and Bradstreet Universal Numbering System (DUNS) number and
register in the Central Contractor Registry (CCR). The regulations at 2
CFR part 170 establish new requirements for Federal financial
assistance applicants, recipients, and sub recipients. The regulation
provides standard wording that each agency must include in its awarding
of financial assistance that requires recipients to report information
about first-tier sub awards and executive compensation under those
awards.
NRCS has determined that 2 CFR part 25 and 2 CFR part 170 apply to
certain awards of financial assistance provided under WHIP. Therefore,
NRCS has incorporated, by reference, these registration and reporting
requirements at Sec. 636.4 and will include the requisite provisions
as part of the WHIP contract.
Analysis of Public Comment
On January 16, 2009, NRCS published an interim final rule in the
Federal Register. On March 12, 2009, NRCS published an amendment to the
interim final rule addressing the incorrect application of the $50,000
annual payment limitation to joint operations and requesting public
comment on how USDA's conservation programs can further the Nation's
ability to increase renewable energy production and conservation,
mitigate the effects and adapt to climate change, and reduce net carbon
and greenhouse gas (GHG) emissions.
Following this amendment and request for comment, NRCS published an
additional amendment to the interim final rule, with a request for
comment, on July 15, 2009, redefining the term agricultural lands to be
more inclusive of lands that have the potential to produce agricultural
products or livestock. The comments received on the interim final rule
and amendments were consolidated and are addressed in this public
comment analysis. In total, 43 comments were received during the
comment periods; 3 were from individuals, 15 from State agencies, 2
from Federal agencies, 2 from Indian tribes, and 23 from
nongovernmental organizations. All comments received are available for
review at https://www.nrcs.usda.gov/programs/farmbill/2008/public-comments.html.
The discussion that follows is organized in the same sequence as
the interim final rule.
Section 636.1 Applicability
Section 636.1 sets forth WHIP's purpose and scope, stating that
``the purpose of the program is to help participants develop fish and
wildlife habitat on private agricultural land, NIPF, and Indian land.''
Comments: One respondent expressed concern about NRCS proposing to
strike the term species from the program's purpose statement, shifting
the program focus from species to land and water resources.
Response: The interim final rule replaced the phrase ``for upland
wildlife, wetland wildlife, threatened and endangered species, fish,
and other types of wildlife'' with the phrase ``develop fish and
wildlife habitat on private agricultural land, NIPF, and Indian land,''
in an effort to be consistent with the program's statutory authority.
The simplified language provided the appropriate broad interpretation
for the types of habitat to be developed on eligible lands, including a
new statutory requirement to encourage the development of habitat for
native and managed pollinators. No changes were made to the final rule.
Comments: Numerous respondents requested that NRCS extend WHIP's
[[Page 71329]]
program purpose and scope to pollinators, specifically. Five
respondents requested that NRCS reference native and managed pollinator
habitat, while four of the five respondents wanted WHIP to focus on
native pollinators and their habitats and not managed pollinators,
leaving managed pollinator habitat to other conservation programs like
the Environmental Quality Incentives Program (EQIP).
Response: Section 1244(h) of the Food Security Act of 1985, as
amended states:
``In carrying out any conservation program administered by the
Secretary, the Secretary may, as appropriate, encourage (1) the
development of habitat for native and managed pollinators; and (2) the
use of conservation practices that benefit native and managed
pollinators.''
Section 1244(h) includes both managed and native pollinators. In
section 1244(h), WHIP's authority focuses on wildlife habitat with no
distinction made between native and managed species. As part of the
development of habitats in many projects, WHIP plants grasses, forbs,
shrubs, and trees that provide habitats for pollinator species as a
consequence of providing habitats for prioritized wildlife. NRCS
chooses to retain the interim final rule's original language which
follows the intent of section 1244(h) and WHIP's legislative authority
that makes no distinction between restoring or enhancing native and
managed pollinator species' habitats.
Comments: Several respondents requested that NRCS focus its
technical assistance efforts on improving pollinator habitat. One
respondent wanted NRCS to designate a national coordinator to advance
habitat for honey bees and expand its outreach to potential
participants. Another respondent expressed concern that with a lack of
emphasis in a regulation, pollinator habitat may be disregarded by
individual States. Another respondent wanted to ensure that expedited
efforts were made to update and revise the conservation practice
standards and technical notes, assuring that these standards and
technical notes were appropriate and relevant to the local habitat and
species' needs. Moreover, the respondent wanted NRCS to provide input
to the National Institute of Food and Agriculture and Agricultural
Research Service about additional research needed to improve the
science regarding wildlife habitat and conservation practices that are
best for native and managed pollinators.
Response: No changes were made to the rule in response to these
comments. State Conservationists have been encouraged to establish
pollinator species as State priorities, and they have done so. In
fiscal year (FY) 2009, NRCS funded 54 projects to restore and improve
pollinator habitat through the WHIP and the Conservation Innovation
Grants (CIG) program. Interim conservation practice standards and
technical notes have been and are in the process of being established.
State Conservationists are providing information to producers that
conservation practices which benefit pollinator species are eligible
for cost-share. NRCS does not conduct research, but has established
partnerships with agencies that provide information from research.
Section 636.2 Administration
Section 636.2 sets forth the policies related to NRCS and its
agreements with partners.
Comments: Two respondents requested that NRCS include marketing and
outreach as eligible work for partner agreements, also known as
contribution agreements. Several respondents supported the flexibility
to enter into agreements with Federal and State agencies and Indian
tribes to assist with program implementation.
Response: Since WHIP's inception, NRCS has used partnership
agreements with Federal, State, and local agencies to implement the
program. NRCS has the ability to include marketing and outreach in
these agreements.
Aside from working through contribution agreements, NRCS also has
the ability to enter into agreements with Technical Service Providers
(TSPs) to assist in implementing conservation programs. Section 2706 of
the 2008 Act amended the Food Security Act of 1985, as amended to
authorize payments to TSPs for related technical assistance services
that accelerate program delivery. Related technical assistance services
include, but are not limited to, conservation planning documentation,
payment scheduling, and documentation. Technical standards for
certifying other services like outreach and marketing TSPs will be
formulated during FY 2010.
As in the case of other Title XII conservation programs, a WHIP
participant or NRCS may use the services of a qualified TSP to install
and implement conservation practices. Technical services provided may
include conservation planning; conservation practice survey, layout,
design, installation, and certification; and related technical
assistance services as described above. To clarify that TSPs may be
used to expedite WHIP conservation program delivery, NRCS has added
related technical assistance services to Sec. 636.18(c): ``Technical
services provided by qualified personnel not affiliated with USDA may
include, but is not limited to, conservation planning; conservation
practice survey, layout, design, installation, and certification; and
related technical assistance services as defined in 7 CFR part 652.''
Section 636.3 Definitions
When NRCS published the WHIP interim final rule, it revised many of
WHIP's definitions to be consistent with other NRCS conservation
programs and to avoid confusion among NRCS field personnel and
customers. A majority of the comments received during the interim final
rule's request for comment period were definitions contained in section
636.3. Following are definitions received from public comments.
Agricultural Lands
Comments: Over 20 respondents commented on the agricultural lands
definition. The majority of respondents stated that the definition of
agricultural lands was too limited. The respondents requested that NRCS
expand the definition to include ``lands on which agricultural and
forest products may be produced or have the potential to be produced.''
They cited that many rural, privately owned lands offer significant
wildlife habitat potential, despite the fact that they are not
currently used for agricultural production.
Response: NRCS concurs with this recommendation and on July 15,
2009, published an amendment to the interim final rule which defined
agricultural lands as: ``Cropland, grassland, rangeland, pastureland,
and other land determined by NRCS to be suitable for fish and wildlife
habitat development on which agricultural and forest-related products
or livestock are or have the potential to be produced. Agricultural
lands may include cropped woodland, wetlands, waterways, streams,
incidental areas included in the agricultural operation, and other
types of land used for or have the potential to be used for
production.''
Under WHIP, NRCS has the discretion to define agricultural lands in
order to meet the program objectives. In the past, WHIP served as a
niche program through its ability to improve wildlife habitat on areas
that were not otherwise eligible for NRCS conservation assistance. NRCS
believes that the interim final rule's agricultural lands definition
was too narrow in its interpretation of the statute, especially since
lands that are not currently under
[[Page 71330]]
production oftentimes can most readily be improved for wildlife
habitat, and that there are many active conservationists who wish to
enhance wildlife habitat but may not be actively producing a commodity
or raising livestock. As noted above, this change was adopted in the
amendment to the interim final rule.
Comments: Two respondents requested that NRCS add specific language
to modify the agricultural lands definition to make it consistent with
the Farm Credit Administration's (FCA) definition of agricultural land.
The intent behind making the WHIP definition consistent with FCA's
definition was similar to the rationale described above --expand the
types of eligible lands to those that have the potential or are
available to produce a crop, fruits, timber, or livestock.
Response: Based upon the rationale set forth above, NRCS concurs
with this recommendation and on July 15, 2009, published an amendment
to the interim final rule which changed the definition of agricultural
lands.
Comments: Nearly a dozen respondents requested that specific areas
be identified in the definition of agricultural lands. Areas mentioned
included wetlands, riparian areas, aspen groves, streams, canals,
shelterbelts, buffer strips, and waterways.
Response: NRCS has chosen to retain the current definition of
agricultural lands with the slight modification of changing marshes to
wetlands, since wetlands is a more inclusive term to describe areas
WHIP seeks to restore and enhance. NRCS has also chosen to add the
terms waterways and streams. NRCS believes areas like canals,
shelterbelts, aspen groves, and buffer strips would be determined to be
eligible since they would be considered lands incidental to the
agricultural or forestry operation.
Applicant
Comments: Six respondents requested changing the definition of
applicant. As currently defined, an applicant must have an interest in
an agricultural operation. Such a requirement prohibits NIPF landowners
and others who own or operate agricultural land with the potential to
produce an agricultural crop or livestock from participating.
Response: NRCS accepts this recommendation to revise the term
applicant, and modifies the definition in this final rule as follows:
``Applicant means a person, legal entity, joint operation, or Indian
tribe that has an interest in agricultural land, NIPF, Indian land, or
other lands identified in Sec. 636.4(c)4, who has requested in writing
to participate in WHIP.''
At-Risk Species
Comments: In the interim final rule published on January 16, 2009,
NRCS specifically requested comment on its definition of at-risk
species. Approximately 20 individuals and organizations responded to
this request, providing suggestions on how NRCS could modify this
definition.
Fifteen respondents suggested using the definition that exists in
the Memorandum of Understanding (MOU) with the U.S. Fish and Wildlife
Service (USFWS), NRCS, and the Association of Fish and Wildlife
Agencies. As stated in the MOU, ``at-risk species refers to plant and
animal species in that area listed as threatened or endangered under
the Endangered Species Act (ESA); proposed or candidates for listing
under ESA: likely to become candidates for listing in the near future;
species listed as endangered or threatened (or similar classification)
under State law; and State species of conservation concern (i.e., those
species identified by State fish and wildlife agencies in State
wildlife action plans or other State agency conservation strategies and
plans that include species identified as being in greatest need of
conservation concern).''
One respondent suggested that State agencies determine at-risk
species, while another respondent suggested that NRCS retain the
interim final rule definition as follows: ``Any plant or animal species
as determined by the State Conservationist, with advice from the State
Technical Committee, needing direct intervention to halt its population
decline.'' Another respondent wanted NRCS to take into account global
species of concern generated by The Nature Conservancy and a similar
list generated by the International Union of Conservation of Nature.
One respondent recommended that consideration should also be extended
to ecosystems at-risk as well as species.
One respondent suggested using the MOU definition, in conjunction
with NRCS' definition, specifically rewording the definition as
follows: ``At-risk species refers to (1) any plant or animal species
listed as threatened or endangered under ESA, (2) proposed for listing
under ESA, (3) a candidate for listing in the near future, (4) likely
to become a candidate for listing in the near future, (5) listed as
endangered or threatened (or similar classification) under State law,
(6) a species of conservation concern, or (7) other species determined
by the State Conservationist, with advice from the State Technical
Committee, to need direct intervention to halt its population
decline.'' Another respondent suggested that NRCS expand the definition
beyond the MOU definition by adding the following sentence to the MOU
definition: ``At-risk species may also include native species
identified by the Chief, in consultation with the State Conservationist
and State Technical Committee, and with advice from the USFWS, National
Marine Fisheries Service, or other experts as at-risk because of
population vulnerability due to climate change, catastrophic events, or
pest/pathogen outbreaks.''
Two respondents defined at-risk species more broadly stating at-
risk means any plant or animal species as determined by the State
Conservationist, with advice from the State Technical Committee, the
USFWS, the State agency responsible for fish and wildlife, and in
consultation with the State wildlife action plan to include species
listed as endangered or threatened under ESA and proposed or candidate
species for listing under ESA (this allows determination by the State
Conservationist), while another respondent requested that NRCS allow
for a localized area to give a designation.
Response: Section 636.3 in the interim final rule defines at-risk
species as ``any plant or animal species as determined by the State
Conservationist, with advice from the State Technical Committee, to
need direct intervention to halt its population decline.'' NRCS
developed this definition to provide maximum flexibility and allow the
State Conservationist to enroll acres for any type of species, provided
it is experiencing population decline. For example, the at-risk
definition has enabled NRCS to restore wildlife habitat for species
that have experienced population decline from a natural disaster or
other situation, without the requirement that the species be included
on a list.
NRCS determined, based on the public comments, to revise its
definition to read as follows: ``At-risk species means any plant or
animal species listed as threatened or endangered; proposed or
candidate for listing under the ESA; a species listed as threatened or
endangered under State law or tribal law on tribal land; State or
tribal land species of conservation concern; or other plant or animal
species or community, as determined by the State Conservationist, with
advice from the State Technical Committee and Tribal Conservation
Advisory Council (for tribal land), that has undergone, or likely to
undergo, population decline
[[Page 71331]]
and may become imperiled without direct intervention.''
Habitat Development
Comments: Two respondents requested that NRCS modify the habitat
development definition solely to address native conditions for fish and
wildlife habitat.
Response: WHIP's authority focuses on wildlife habitat with no
distinction made between native and managed species and no distinction
made on native or managed conditions. NRCS chooses to retain the
flexibility afforded by the program's enabling legislation and leave it
to the discretion of the State Conservationist, with advice from the
State Technical Committee, to restore or enhance wildlife for those
species that are deemed to need habitat restoration or enhancement in
that geographic area or State. No changes were made to the final rule.
Historically Underserved Producer
Comments: Three respondents requested that NRCS expand WHIP's
applicability to include NIPF landowners or family forest owners, along
with farmers and ranchers, in the definition of historically
underserved producer.
Response: NRCS' current definition of historically underserved
producer is as follows: ``Historically underserved producer means an
eligible person, joint operation, or legal entity who is a beginning
farmer or rancher, socially disadvantaged farmer or rancher, or limited
resource farmer or rancher.''
NIPF landowners are eligible for the increased WHIP cost-share
rates afforded to historically underserved agricultural producers,
provided they meet the same quantifiable criteria contained within the
separate definitions for beginning farmer or rancher, limited resource
farmer or rancher, or socially disadvantaged farmer or rancher. Section
636.3 defines each of these terms.
To clarify that NIPF landowners can qualify for the increased cost-
share rates, NRCS revises the historically underserved producer
definition as follows: ``Historically underserved producer means an
eligible person, joint operation, legal entity, or Indian tribe who is
a beginning farmer or rancher, socially disadvantaged farmer or
rancher, limited resource farmer or rancher, or NIPF landowner who
meets the beginning, socially disadvantaged, or limited resource
qualifications set forth in Sec. 636.3.''
Livestock
Comments: Two respondents request that NRCS revise the definition
of livestock to limit the terminology to ``all domesticated animals
kept on farms and ranches for the production of agricultural goods, as
determined by the Chief.''
Response: NRCS retains the interim final rule's definition since
some animals raised on a farm or ranch such as bison, fish, or emus may
not be considered domesticated species. As defined, ``livestock means
all animals produced on farms and ranches, as determined by the
Chief.''
Resource Concern
Comments: Four respondents requested that NRCS modify the
definition of resource concern, striking the phrase by producers and
replacing it with by participants.
Response: NRCS accepts this recommendation since the term
participant is the term used to describe a person, joint operation, or
legal entity that has responsibility to implement the contract.
Therefore, the final rule definition is as follows: ``Resource concern
means a specific natural resource problem that represents a significant
concern in a State or region, and is likely to be addressed
successfully through the implementation of the conservation activities
by participants.''
Wildlife
Comments: Four respondents requested that NRCS include mollusks in
the definition of wildlife.
Response: Mollusks are considered invertebrates; therefore, NRCS
retains the definition of wildlife as stated in the interim final rule:
``Wildlife means non-domesticated birds, fishes, reptiles, amphibians,
invertebrates, and mammals.''
Section 636.4 Program Requirements
Section 636.4 articulates program eligibility requirements. In the
interim final rule, NRCS made several adjustments to Sec. 636.4(b) to
incorporate the 2008 Act changes to land eligibility and to conform the
eligibility language to the new definitions described in Sec. 636.3.
In particular, NRCS identified in Sec. 636.4(b) that eligible lands
included agricultural land, NIPF, and Indian land as defined in Sec.
636.3. Most of the comments received for this section focused on
eligible lands and the role of other agencies in determining what lands
are eligible for WHIP assistance.
Land Eligibility
Comments: Several respondents were disappointed that NRCS limited
the program to private agricultural lands, NIPF, and tribal lands,
stating that a lot of wildlife benefits can occur on public lands.
Another respondent recommended that the public lands restriction be
revised when significant habitat gains can accrue on public lands,
while another respondent suggested that NRCS allow public lands if it
is a working component of the participant's agricultural or forestry
operation, and where an at-risk species on private land would benefit.
Ten respondents suggested that public lands leased by private
landowners who have control over the land for the contract period be
eligible. Nine of those respondents also wanted NRCS to allow public
lands that were held in trust for the beneficiaries of a State's
education system. Another respondent requested that WHIP allow for a
small number of strategically located projects on private non-
agricultural land, State, or locally-owned public lands.
Response: The 2008 Act amended section 1240N of the Food Security
Act of 1985, as amended to limit WHIP's scope to ``wildlife habitat on
private agricultural land, NIPF, and tribal lands.'' Consequently,
public lands are ineligible for WHIP assistance, even those leased by
private landowners or States' education systems. Based on this
authority, WHIP's activities on streams and waterways are limited to
the extent that these lands are considered private lands. The final
rule is being revised to provide that certain trust lands are eligible
for assistance.
Hawaii and Other Pacific Trust Lands
Comments: Several respondents requested that NRCS allow public
leaseholder land in the State of Hawaii to be eligible for WHIP cost-
share assistance. In addition to Hawaii homelands, several respondents
also requested that NRCS expand the definition of Indian land beyond
tribal and trust land held by Alaska Natives to include trust lands in
the Pacific.
Response: The respondents accurately note that many public trust
lands in Hawaii and other Pacific locations operate as the equivalent
of private land and leaseholders hold such land under very long-term
leases (99 years in the case of Hawaii) and often without any payment
to the government at issue including any requirement to share any
profits made from agricultural operations. While such trust lands
cannot fall under the statutory definition of tribal lands as urged by
the
[[Page 71332]]
respondents, as set forth below, the rule is being revised to make such
trust lands eligible for WHIP assistance when the Chief determines
trust land is held under a long-term lease by a person or
nongovernmental entity and when the Chief determines that (i) By the
nature of the lease, such land is tantamount to private agricultural
land; (ii) the duration of the lease is at least the length of any WHIP
agreement; and (iii) no funds under the WHIP program are paid to a
governmental entity.
Comments: Ten respondents requested that NRCS allow stream systems,
including stream bottoms, to be eligible, while another respondent
requested that NRCS allow streams to be eligible if the activity is for
dam removal. Six respondents requested that NRCS allow stream systems
to be eligible when the landowner who operates the land within these
landscapes is willing to participate. Two respondents supported the
rationale to allow streams to be enrolled, particularly if it is public
land that remains under private control during the contract period. Two
respondents stated that the intent of WHIP was to limit WHIP's use in
State Parks and wildlife areas, not where private land surrounds the
stream or waterway.
Response: NRCS will enroll streams and stream bottoms provided the
governmental entity with authority over State or Federal waters
provides documentation certifying that the stream and the stream bottom
are considered private land. The processes for obtaining this approval
will be outlined in 440 Conservation Programs Manual, Part 517, Section
517.22 Eligibility.
Comments: Section 1240N(b) directs the Secretary to ``make cost-
share payments to owners of lands referred to in subsection (a) to
develop (A) upland wildlife habitat; (B) wetland wildlife habitat; (C)
habitat for threatened and endangered species; (D) fish habitat; and
other types of wildlife habitat approved by the Secretary, including
habitat developed on pivot corners and irregular areas.'' One
respondent supported Congress' addition of pivot corners into WHIP.
Response: Prior to the 2008 Act, the existing WHIP regulation
encompassed habitats on areas such as pivot corners; therefore, NRCS
determined that it did not need to amend the final rule, although the
preamble clarified that pivot corners were considered eligible lands.
Comments: Several respondents requested that NRCS involve other
agencies in the determination of public lands. Specifically, four
respondents recommended that NRCS modify 636.4(c), to allow the USFWS
and State agencies to be involved in determining land that is
ineligible. Specifically, they request that NRCS revise paragraph (c)
as follows: ``Ineligible land. NRCS will not provide cost-share
assistance if after coordination with the State fish and wildlife
agency and USFWS with respect to conservation practices on land * * *''
Response: NRCS chooses to retain the interim final rule's language
in Sec. 636.4 which does not specify consultation with State fish and
wildlife agencies or USFWS. The State Conservationist may consult with
the State fish and wildlife agency and USFWS on ineligible land
determinations as stated in 440 Conservation Programs Manual, Part 517,
Section 517.22; however, the final decision rests with the State
Conservationist.
Comments: One respondent requested that NRCS broaden the scope of
Sec. 636.4(c)(3) to include not just threatened and endangered
species, but also at-risk species. In essence, the respondent requested
that NRCS not provide assistance on land where at-risk species may be
adversely affected, while two additional respondents requested that
NRCS expand the list to proposed or candidates for listing under ESA or
likely to become candidates under ESA or similar classification under
State law.
Response: NRCS retains the reference to threatened and endangered
species in Sec. 636.4(c)(3), since the proposed categorized species
are broader categories of species that are experiencing population
decline and such species may not undergo the same scrutiny and
information gathering process in their labeling as threatened or
endangered species.
Comments: Section 636.4(c)(4) sets forth the types of lands
ineligible for WHIP assistance. Three respondents requested that NRCS
revise Sec. 636.4(c)(4) regarding ineligible land to read: ``Lands
owned in fee title by an agency of the United States, other than land
held in trust for Indian tribes, and (ii) lands owned in fee title by a
State, including an agency or subdivision of a State or a unit of
government.''
Response: NRCS supports the recommended wording change and adopts
it.
Person Eligibility
Comments: Several respondents commented on person eligibility. One
respondent supported NRCS' ability to grant waivers for persons and
legal entities who exceed the Adjusted Gross Income (AGI) limitation as
specified in 7 CFR part 1400. Section 1400.500 allows the Chief to
grant a waiver ``for the protection of environmentally sensitive land
of special significance.'' Such a waiver proves helpful to States like
Hawaii, where high real estate prices, wealthy landowners, and critical
natural resources exist. Two respondents questioned whether tribes were
exempt from the AGI limitation.
Response: Tribes are exempt from AGI limits in accordance with 7
CFR part 1400, ``Farm Program Payment Limitation and Payment
Eligibility for 2009 and Subsequent Crop, Program, or Fiscal Years.''
Comments: One respondent requested that WHIP should reflect the
policy outlined in 7 CFR part 1466, EQIP, which clearly exempts Indian
tribes or Indians represented by the Bureau of Indian Affairs (BIA)
from the limitations.
Response: 7 CFR 1400.4 excludes tribes from payment limitation and
eligibility provisions related to the AGI: ``Provisions of this part do
not apply to Indian tribes as defined in section 1400.3.'' The
regulation's corresponding preamble states the following:
``In this rule, section 1400.4 exempts Indian tribes, as defined
in 1400.3, from all requirements of this part. Provisions of this
part apply to persons or legal entities. Indian tribes are not
included under the definition of person or legal entity as provided
by the 2008 Act for the application of payment eligibility and
payment limitation provisions. The 2008 Act does not impose any
limitations or restrictions on programs payments and benefits to
federally recognized Indian tribes. This exemption to the provisions
of this part only applies to Indian tribes. The payment eligibility
and payment limitation requirements remain applicable to individual
American Indians or Alaska Natives receiving program payment and
benefits as individuals, or through a group in which all members of
the group are American Indians or Alaska Natives.''
For this reason, persons and legal entities within the tribe will
be subject to limitations in accordance with Sec. 636.4(a)(9);
however, payments made to tribal groups may exceed the payment
limitation if the BIA or a tribal official certifies that no one
individual will receive more than the established payment limitation.
Comments: As it relates to tribes, one respondent requested that
NRCS form a partnership via a Memorandum of Agreement or MOU between
NRCS and the tribe to ensure that tribal members comply with tribal law
before applying for WHIP benefits as well as operational consideration.
An individual tribal member must comply with a tribal management plan
and be able to show proper documentation for land control pursuant to
the tribal nation.
[[Page 71333]]
Response: The NRCS policy is to work with all tribes to meet all of
their resource needs. No changes were made to the final rule.
Comments: Related to payment matters, one respondent requested that
NRCS rephrase Sec. 636.9(c) to add: ``Deferment will be eligible for
payments for foregone income when deferment of use is needed to meet
habitat need and achieve program objectives.''
Response: Section 1240N identifies that NRCS is to provide cost-
share assistance to private agricultural landowners to develop wildlife
habitat. The statutory authority does not restrict cost-share
assistance to any particular identified aspect of the cost of habitat
development. As can be gleaned from other financial assistance
programs, the costs associated for implementing a conservation
practice, activity, or other fish and wildlife habitat development
action includes the income forgone from its implementation, and thus,
income foregone is an appropriate consideration for determining the
level of cost-share assistance that should be made available under the
program. Therefore, NRCS will review and develop payment rates wildlife
habitat development actions where the income foregone by the WHIP
participant to implement those actions is appropriate to be included in
the cost-share payments made under the WHIP contract. NRCS has made
editorial adjustments throughout the final rule to clarify that cost-
share assistance is available for the implementation of cost-share
practices, activities, and other habitat development actions, and that
such cost-share assistance includes income foregone. Therefore, NRCS
has added a new term, ``conservation activities,'' to encompass the
range of habitat development actions eligible for cost-share
assistance, and incorporated the term throughout the final rule where
appropriate.
Comments: One respondent suggested that NRCS clarify when the
operation and maintenance (O&M) agreement will be signed.
Response: The O&M agreement will continue to be signed at the time
that the WHIP plan of operations cost-share agreement is signed. In
accordance with Sec. 636.8, the WHIP plan of operations forms the
basis for the WHIP cost-share agreement, along with the O&M agreement.
The WHIP plan of operations includes a schedule for the implementation
and maintenance of the conservation activities, as determined by NRCS.
Section 636.5 National Priorities
Section 636.5 provides that NRCS will establish national priorities
to guide funding to the State offices, selection of WHIP cost-share
agreements, and implementation priority for WHIP conservation
practices.
Comments: NRCS received over 20 comments pertaining to WHIP's
national priorities. Nine respondents supported WHIP's national
priorities outlined in section 636.5(a). Several others supported
WHIP's priorities, but wanted to see pollinators addressed as part of
the priorities. Several of those respondents wanted only native
pollinators to be considered national priorities. Another respondent
wanted honey bees to be a national priority. Six respondents requested
giving priority to unique habitats or special geographic areas
identified by the State, while two other respondents requested that
natural disasters, such as catastrophic wildfires, insect and disease
outbreaks, invasive, and other natural disasters be considered a
national priority. Several respondents requested that WHIP address
these priorities and other additional priorities identified in section
8001 of the 2008 Act.
Response: Although these are good comments, they are too specific.
The existing WHIP national priorities are broad and include these
recommendations.
Comments: One respondent requested that WHIP address State,
regional, or national conservation initiatives in its list of national
priorities.
Response: NRCS believes that it is not necessary to add this last
recommendation to Sec. 636.5, since State, regional, and national
conservation initiatives are already addressed in Sec. 636.6,
``Establishing priority for enrollment in WHIP.''
Comments: One respondent requested that NRCS add the following to
its list of priorities: ``(a)(5) Protect, restore, develop, or enhance
important migration and other movement corridors for wildlife.''
Response: NRCS has added the above-mentioned migration or movement
corridor to 636.5 (a)(5) as WHIP's fifth national priority since it is
neither species nor land-use specific.
Comments: Several organizations commented on WHIP's priority
setting process. One respondent would like the process for establishing
national priorities promulgated in the regulation, while others
requested outside agency input.
Response: NRCS is not making changes to the final rule in response
to these comments because the rulemaking process enables respondents to
comment on WHIP's national priorities. In addition, Sec. 636.5(b)
articulates the policy to undertake periodic review of the agency's
national priorities.
Section 636.6 Establishing Priority for Enrollment in WHIP
Section 636.6 establishes the policies and procedures for enrolling
lands in WHIP at the State and local levels.
Comments: A majority of the comments received focused on priority
setting, requesting that NRCS name specific priorities and policies in
the regulation, while others commented on specific ranking criteria.
Other respondents supported NRCS' emphasis on local input, while others
raised concern about the Chief being able to limit the program to
specific geographic areas. Finally, some respondents requested specific
wording changes.
For example, several respondents requested amending Sec. 636.6 to
add after paragraph (a): ``These conservation initiatives may include
such things as the North American Waterfowl Management Plan, the
National Fish Habitat Action Plan, the Greater Sage-Grouse Conservation
Strategy, the State Comprehensive Wildlife Conservation Strategies
(also referred to as the State Wildlife Action Plan), the Northern
Bobwhite Conservation Initiative, and State forest resource
st