Absence and Leave; Qualifying Exigency Leave, 70845-70850 [2010-29275]
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70845
Proposed Rules
Federal Register
Vol. 75, No. 223
Friday, November 19, 2010
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
OFFICE OF PERSONNEL
MANAGEMENT
5 CFR Part 630
RIN 3206–AM11
Absence and Leave; Qualifying
Exigency Leave
U.S. Office of Personnel
Management.
ACTION: Proposed rule.
AGENCY:
The U.S. Office of Personnel
Management is issuing proposed
regulations to implement an amendment
to the Family and Medical Leave Act
(FMLA) that creates an additional
qualifying reason for leave. Under this
amendment, eligible Federal employees
may take up to 12 administrative
workweeks of FMLA leave without pay
due to a qualifying exigency. Qualifying
exigencies arise out of the fact that a
covered family member is on covered
active duty in the Armed Forces or has
been notified of an impending call or
order to covered active duty status.
These regulations would help
employees manage family affairs when
a family member is on covered active
duty.
SUMMARY:
Comments must be received on
or before January 18, 2011.
ADDRESSES: You may submit comments,
identified by RIN number ‘‘3206–AM11’’
using either of the following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
All submissions received through the
Portal must include the agency name
and docket number or Regulation
Identifier Number (RIN) for this
rulemaking.
Mail: Jerome D. Mikowicz, Deputy
Associate Director, Pay and Leave, U.S.
Office of Personnel Management, Room
7H31, 1900 E Street, NW., Washington,
DC 20415–8200.
FOR FURTHER INFORMATION CONTACT:
Doris Rippey by telephone at (202) 606–
2858; by fax at (202) 606–0824; or by e-
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DATES:
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mail at pay-performancepolicy@opm.gov.
The U.S.
Office of Personnel Management (OPM)
is issuing proposed regulations to
implement section 565(b)(1) of the
National Defense Authorization Act
(NDAA) for Fiscal Year (FY) 2010 (Pub.
L. 111–84, October 28, 2009). Section
565(b)(1) amended 5 U.S.C. 6382(a)(1)
by inserting a new subparagraph (E) that
adds qualifying exigencies to the
circumstances or events that entitle
Federal employees to up to 12
administrative workweeks of Family
and Medical Leave Act (FMLA) unpaid
leave during any 12-month period. The
proposed regulations would amend
OPM’s current regulations at part 630,
subpart L, to cover qualifying exigencies
when the spouse, son, daughter, or
parent of the employee is on covered
active duty in the Armed Forces or has
been notified of an impending call or
order to covered active duty. OPM
proposes eight categories of qualifying
exigencies: short-notice deployments,
military events and related activities,
childcare and school activities, financial
and legal arrangements, counseling, rest
and recuperation, post-deployment
activities, and additional activities not
encompassed in the other categories
when the agency and employee agree
they qualify as exigencies, including the
timing and duration of the leave.
SUPPLEMENTARY INFORMATION:
Background
The FMLA is divided into two titles
that are governed by two different
agencies; the Department of Labor (DOL)
is responsible for the rules and
regulations for title I of the FMLA
(mostly the non-Federal sector), and
OPM is responsible for the rules and
regulations for title II of the FMLA
(mostly Federal employees). Under title
II of the FMLA (5 U.S.C. 6387), OPM is
required to prescribe regulations that are
consistent, to the extent appropriate,
with regulations prescribed by the
Secretary of Labor to carry out title I of
the FMLA.
FY 2008 NDAA. Section 585 of the
National Defense Authorization Act
(NDAA) for Fiscal Year (FY) 2008 (Pub.
L. 110–181, January 28, 2008) amended
the FMLA provisions for both title I and
title II of the FMLA to provide a specific
military family leave entitlement
(referred to by OPM as ‘‘leave to care for
a covered servicemember’’) for an
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employee who (1) is the spouse, son,
daughter, parent, or next of kin (defined
as the nearest blood relative) of a
covered servicemember with a serious
injury or illness, and (2) provides care
for such servicemember. The legislation
provided 26 weeks of FMLA leave
during a single 12-month period to care
for a servicemember who was injured in
the line of duty while on active duty.
The legislation also provided a second
military family leave entitlement—
qualifying exigency leave—to title I
employees, but remained silent on this
entitlement for title II employees.
Therefore, Federal employees were not
provided the authority to use qualifying
exigency leave in the FY 2008 NDAA
legislation.
DOL issued its final regulations on
November 17, 2008, (73 FR 67934) to
implement the military family leave
entitlements in the FY 2008 NDAA, as
well as other changes that were part of
a systemwide review of DOL’s FMLA
regulations. Following DOL’s issuance
of these regulations, OPM issued
proposed FMLA regulations on August
26, 2009, (74 FR 43064, at https://
edocket.access.gpo.gov/2009/pdf/E920610.pdf) concerning care for a
covered servicemember.
FY 2010 NDAA. Before OPM could
issue its final FMLA regulations
implementing leave to care for a covered
servicemember, section 565(b) of the FY
2010 NDAA made further changes to the
FMLA. In summary, the FY 2010 NDAA
amendments (1) provide a new
entitlement to qualifying exigency leave
for Federal employees covered by
OPM’s FMLA regulations parallel to the
entitlement provided to employees
covered by DOL’s FMLA regulations,
and (2) expand the coverage for the 26week entitlement for family members to
care for a covered servicemember
undergoing medical treatment,
recuperation, or therapy, for a serious
injury or illness by amending the
definitions of covered servicemember
and serious injury or illness. These
changes have a broad impact on the 26week entitlement that requires changes
to DOL’s final FMLA regulations and
OPM’s proposed FMLA regulations.
OPM must wait for DOL to implement
proposed and final regulations on the
expanded FMLA coverage provisions
before we can implement corresponding
regulations for the Federal Government.
However, the FY 2010 NDAA did not
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alter the qualifying exigency portion of
the FY 2008 NDAA for employees
covered by title I of DOL’s regulations.
Therefore, it is possible for OPM to
issue proposed regulations
implementing the qualifying exigency
portion of the FY 2010 NDAA without
having to wait for any further action on
the part of DOL.
The military family leave
amendments to the FY 2010 NDAA
were effective upon enactment (October
28, 2009). Until OPM issues final
regulations, agencies should follow
OPM’s guidance in CPM 2010–06 on
March 5, 2010, at https://www.chcoc.gov/
Transmittals/TransmittalDetails.aspx
?TransmittalId=2884.
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DOL Regulations on Qualifying
Exigency Leave
The DOL regulations implementing
title I of the FMLA are set out at 29 CFR
part 825. The DOL provisions regarding
qualifying exigency leave are prescribed
at §§ 825.100, 825.101, 825.112,
825.126, 825.127, 825.200, 825.202,
825.203, 825.300, 825.302, 825.303,
825.305, 825.309, and 825.313.
Supplementary information on the DOL
regulations regarding qualifying
exigency leave may be found in the DOL
proposed regulations published on
February 11, 2008, at 73 FR 7876 (http:
//edocket.access.gpo.gov/2008/pdf/E82062.pdf), and final regulations
published on November 17, 2008, at 73
FR 67934 (https://
edocket.access.gpo.gov/2008/pdf/E826577.pdf). (See in particular § 825.126
(Leave Because of a Qualifying
Exigency) at 73 FR 67954.) To the extent
appropriate, OPM is adopting the
qualifying exigency portion of the DOL
regulations to apply to the Federal
workforce.
Exception to DOL Regulations
OPM’s proposed regulations on
qualifying exigency leave are parallel to
DOL’s final FMLA regulations with only
minor adaptations to make them
applicable to Federal employees. The
one exception stems from a change to
5 U.S.C. 6381 made by the FY 2010
NDAA, which has not yet been
incorporated into DOL’s FMLA
regulations. This change removes the
definition of active duty from the statute
and adds a definition of covered active
duty. The new definition now covers
duty of a servicemember who is
deployed to a foreign country in either
a regular component or a reserve
component of the Armed Forces. (The
previous definition covered only
members of reserve components.)
OPM’s proposed regulations
published on August 26, 2009, at 74 FR
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43064, included a definition of active
duty that was derived from DOL’s
definition based on the FY 2008 NDAA
statutory definition. Because the FY
2010 NDAA replaced the definition of
active duty with covered active duty and
this term is relevant to the qualifying
exigency entitlement, we are proposing
to add covered active duty to the
definitions at 5 CFR 630.1202.
Additions to the FMLA Definitions
In § 630.1202, we propose to add new
definitions to our existing FMLA
regulations for covered active duty or
call to covered active duty status,
covered military member, and son or
daughter on covered active duty or call
to covered active duty status.
The definitions of son or daughter on
covered active duty or call to covered
active duty status and covered active
duty or call to covered active duty status
mostly parallel the DOL regulations at
29 CFR 825.126. The new definitions
reflect the changes authorized in the FY
2010 NDAA that provide additional
benefits to employees covered under
both title I and title II. In summary, the
coverage changed to add members of a
regular component of the Armed Forces
on active duty or call to active duty
when deployed to a foreign country and
members of reserve components on
active duty or call to active duty during
deployment to a foreign country in
support of a contingency operation.
Amendment to FMLA Leave
Entitlement
Section 565(b) of the FY 2010 NDAA
amended the FMLA provisions at 5
U.S.C. 6382(a)(1) by adding new
subparagraph (E) to provide Federal
employees with an entitlement of up to
12 administrative workweeks of unpaid
FMLA leave during any 12-month
period for any qualifying exigency
arising out of the fact that the spouse or
a son, daughter, or parent of the
employee is on covered active duty (or
has been notified of an impending call
or order to covered active duty) in the
Armed Forces.
Therefore, we propose to amend our
regulations at § 630.1203(a) to add a
new paragraph (5) that includes a
qualifying exigency among the list of
reasons for which an employee is
entitled to a total of 12 administrative
workweeks of unpaid leave during any
12-month period.
New Section To Cover Qualifying
Exigency Leave
We are adding a new § 630.1204,
which is similar to a new section added
to the DOL regulations at 29 CFR
825.126. Proposed § 630.1204(a) lists the
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qualifying exigencies for which eligible
Federal employees may take up to 12
administrative workweeks of unpaid
FMLA leave during a 12-month period.
The qualifying exigencies fall under
eight categories:
Short-notice deployment. Employees
may take qualifying exigency leave to
address any issue that arises when a
covered military member receives notice
of an impending call or order to active
duty for 7 calendar days or fewer prior
to the date of deployment. Up to 7
calendar days of leave may be taken
beginning on the date the member
receives the notice of a call or order to
active duty.
Military events and related activities.
Employees may take qualifying exigency
leave to attend certain official
ceremonies, programs, or events
sponsored by the military, as well as
family support and assistance programs
and informational briefings sponsored
or promoted by the military, military
service organizations, or the American
Red Cross. These events and activities
must be related to the covered active
duty or call to covered active duty status
of a covered military member.
Childcare and school activities.
Employees may take qualifying exigency
leave when the covered active duty or
call to covered active duty status of a
covered military member makes it
necessary for the employee to arrange
for alternative childcare; provide
childcare on an urgent, immediate need
basis; enroll or transfer a child to a new
school or daycare facility; or attend
meetings with school or daycare
officials regarding disciplinary
measures, parent-teacher conferences, or
meetings with school counselors. The
child must be a biological, adopted, or
foster child, a stepchild, or a legal ward
of a covered military member, or a child
for whom a covered military member
stands in loco parentis, who is either
under age 18, or age 18 or older and
incapable of self-care because of a
mental or physical disability at the time
that FMLA leave is to commence.
Financial and legal arrangements.
Employees may take qualifying exigency
leave for financial or legal matters
related to the covered military member’s
absence while on covered active duty or
call to covered active duty status. Under
this category, leave may be taken to
prepare and execute financial and
healthcare powers of attorney, transfer
bank account signature authority, enroll
in the Defense Enrollment Eligibility
Reporting System, obtain military
identification cards, prepare or update a
will or living trust, or for other financial
and legal arrangements related to the
covered military member’s absence.
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Employees may also take leave under
this category to act as the covered
military member’s representative before
a Federal, State, or local agency for
purposes of obtaining, arranging, or
appealing military service benefits
while the covered military member is on
covered active duty or call to covered
active duty status or within 90 days
following the date of termination of
covered active duty status.
Counseling. Employees may take
qualifying exigency leave for counseling
by someone other than a healthcare
provider, provided that the need for
counseling arises from the covered
active duty or call to covered active
duty status of a covered military
member. This counseling may be for the
employee, the covered military member,
or a child (as previously described
under ‘‘Childcare and school activities’’).
Rest and recuperation. Employees
may take up to 5 days of qualifying
exigency leave to spend time with a
covered military member for each
instance of short-term rest and
recuperation leave during the period of
deployment.
Post-deployment activities.
Employees may take qualifying exigency
leave to attend arrival ceremonies,
reintegration briefings and events, and
any other official ceremonies or
programs sponsored by the military for
a period of 90 days following the
termination of the covered military
member’s covered active duty.
Employees may also take leave under
this category to address issues that arise
from the death of a covered military
member while on covered active duty
status, such as making funeral
arrangements.
Additional activities. Employees may
take qualifying exigency leave to
address other events that arise from the
covered military member’s covered
active duty or call to covered active
duty status if both the agency and
employee agree the leave qualifies as an
exigency and agree to the timing and
duration of the leave.
Additional Changes to FMLA
Regulations for Qualifying Exigency
Leave
The proposed regulations make the
following additional changes to the
FMLA provisions in subpart L of 5 CFR
part 630 to implement other FY 2010
NDAA amendments regarding use of
qualifying exigency leave and to
conform to DOL regulations:
Intermittent or reduced leave
schedule. The proposed regulations
revise § 630.1205(b) (formerly
§ 630.1204(b)) to clarify that employees
may take qualifying exigency leave
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intermittently or on a reduced leave
schedule basis, subject to the
notification requirements in § 630.1207
(formerly § 630.1206) and the
certification requirements in new
§ 630.1209.
Notice of leave. The proposed
regulations add a new paragraph (c) to
§ 630.1207 (formerly § 630.1206) that
requires an employee to notify his or her
agency of future qualifying exigency
leave needs, when foreseeable. The
employee must provide notice as soon
as practicable, regardless of how far in
advance the leave is foreseeable.
Certification. The proposed
regulations add a new § 630.1209,
‘‘Certification for leave taken because of
a qualifying exigency.’’ This section
permits agencies to (1) require
employees to provide documentation of
the family member’s covered active duty
status, (2) require certification of
qualifying exigency leave use, and
(3) verify certain information regarding
meetings, appointments, or active duty
status with third-party sources.
Active duty orders. The proposed
regulations require an employee, upon
request from the agency, to provide a
copy of the covered military member’s
active duty orders or other
documentation issued by the military
that indicates that the covered military
member is on covered active duty or call
to covered active duty status and the
dates of the covered military member’s
active duty service. This information
needs to be provided to the agency only
once. A copy of new active duty orders
or other documentation issued by the
military must be provided to the agency
if the need for leave because of a
qualifying exigency arises out of a
different covered active duty or call to
covered active duty status of the same
or a different covered military member.
Required information. An agency may
require that leave for any qualifying
exigency specified in § 630.1204 be
supported by a certification from the
employee, which includes the following
information:
(1) A statement or description, signed
by the employee, of appropriate facts
regarding the qualifying exigency for
which FMLA leave is requested. The
facts must be sufficient to support the
need for leave. Such facts should
include information on the type of
qualifying exigency for which leave is
requested and any available written
documentation that supports the request
for leave. The documentation may
include, for example, a copy of a
meeting announcement for
informational briefings sponsored by the
military, a document confirming an
appointment with a counselor or school
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70847
official, or a copy of a bill for services
for the handling of legal or financial
affairs.
(2) The approximate date on which
the qualifying exigency commenced or
will commence.
(3) If an employee requests leave
because of a qualifying exigency for a
single, continuous period of time, the
beginning and end dates for the absence.
(4) If an employee requests leave
because of a qualifying exigency on an
intermittent or reduced leave schedule
basis, an estimate of the frequency and
duration of the qualifying exigency.
(5) If the qualifying exigency involves
meeting with a third party, appropriate
contact information for the individual or
entity with whom the employee is
meeting (such as the name, title,
organization, address, telephone
number, fax number, and email address)
and a brief description of the purpose of
the meeting.
Verification. The agency may not
request additional information from the
employee if an employee submits a
complete and sufficient certification to
support his or her request for leave
because of a qualifying exigency.
However, if the qualifying exigency
involves meeting with a third party, the
agency may contact the individual or
entity with whom the employee is
meeting for purposes of verifying a
meeting or appointment schedule and
the nature of the meeting between the
employee and the specified individual
or entity. The employee’s permission is
not required in order to verify meetings
or appointments with third parties, but
no additional information may be
requested by the agency. An agency also
may contact an appropriate unit of the
Department of Defense, without seeking
the employee’s permission, to request
verification that a covered military
member is on covered active duty or call
to covered active duty status; however,
no additional information may be
requested.
Certification Form
DOL has developed an optional form
(Form WH-384) for employees covered
by DOL’s FMLA regulations to use in
obtaining a certification that meets the
qualifying exigency certification
requirements. (See https://www.dol.gov/
whd/forms/WH–384.pdf.) Form WH–
384 requests documentation to confirm
that a covered servicemember’s active
duty (or call to active duty) is in support
of a contingency operation. However,
under the FY 2010 NDAA FMLA
amendments, the active duty of a
covered servicemember in a regular
component of the Armed Forces does
not need to be in support of a
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contingency operation for qualifying
exigency leave purposes. Until DOL
updates Form WH–384, agencies that
wish to use the form for their qualifying
exigency certifications should provide
separate instructions regarding the
active duty documentation requirements
for servicemembers in a regular
component of the Armed Forces.
Agencies that do not wish to use Form
WH–384 may use another document
containing the same basic information.
We welcome any comments on whether
an updated Form WH–384 would be
sufficient for qualifying exigency
certifications by Federal agencies or
whether OPM should develop a similar
optional form for this purpose.
Interaction with Basic FMLA
All other provisions of OPM’s FMLA
regulations at subpart L of part 630 that
apply to the leave entitlements under
§ 630.1203(a) will also apply to
qualifying exigency leave.
E.O. 12866, Regulatory Review
This rule has been reviewed by the
Office of Management and Budget in
accordance with E.O. 12866.
Regulatory Flexibility Act
I certify that these regulations will not
have a significant economic impact on
a substantial number of small entities
because they will apply only to Federal
agencies and employees.
List of Subjects in 5 CFR Part 630
Government employees.
U.S. Office of Personnel Management.
John Berry,
Director.
Accordingly, OPM is proposing to
amend 5 CFR part 630 as follows:
PART 630—ABSENCE AND LEAVE
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1. The authority citation for part 630
continues to read as follows:
Authority: 5 U.S.C. 6311; 630.205 also
issued under Pub. L. 108–411, 118 Stat 2312;
§ 630.301 also issued under Pub. L. 103–356,
108 Stat. 3410 and Pub. L. 108–411, 118 Stat
2312; § 630.303 also issued under 5 U.S.C.
6133(a); §§ 630.306 and 630.308 also issued
under 5 U.S.C. 6304(d)(3), Pub. L. 102–484,
106 Stat. 2722, and Pub. L. 103–337, 108 Stat.
2663; subpart D also issued under Pub. L.
103–329, 108 Stat. 2423; § 630.501 and
subpart F also issued under E.O. 11228, 30
FR 7739, 3 CFR, 1974 Comp., p. 163; subpart
G also issued under 5 U.S.C. 6305; subpart
H also issued under 5 U.S.C. 6326; subpart
I also issued under 5 U.S.C. 6332, Pub. L.
100–566, 102 Stat. 2834, and Pub. L. 103–
103, 107 Stat. 1022; subpart J also issued
under 5 U.S.C. 6362, Pub. L. 100–566, and
Pub. L. 103–103; subpart K also issued under
Pub. L. 105–18, 111 Stat. 158; subpart L also
issued under 5 U.S.C. 6387 and Pub. L. 103–
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3, 107 Stat. 23; and subpart M also issued
under 5 U.S.C. 6391 and Pub. L. 102–25, 105
Stat. 92.
2. In § 630.1202, add the definitions of
‘‘Covered active duty or call to covered
active duty status,’’ ‘‘Covered military
member,’’ and ‘‘Son or daughter on
covered active duty or call to covered
active duty status’’ alphabetically to read
as follows:
§ 630.1202
Definitions.
*
*
*
*
*
Covered active duty or call to covered
active duty status means—
(1) In the case of a member of a
regular component of the Armed Forces,
duty during the deployment of the
member with the Armed Forces to a
foreign country under a call or order to
active duty (or notification of an
impending call or order to active duty);
and
(2) In the case of a member of a
reserve component of the Armed Forces,
duty during the deployment of the
member with the Armed Forces to a
foreign country under a call or order to
active duty (or notification of an
impending call or order to active duty)
in support of a contingency operation
pursuant to any of the following
sections of title 10, United States Code,
or any other provision of law during a
war or during a national emergency
declared by the President or Congress:
(i) Section 688, which authorizes
ordering to active duty retired members
of the Regular Armed Forces and
members of the Retired Reserve retired
after 20 years for length of service, and
members of the Fleet Reserve or Fleet
Marine Corps Reserve;
(ii) Section 12301(a), which
authorizes ordering all reserve
component members to active duty in
the case of war or national emergency
declared by Congress, or when
otherwise authorized by law;
(iii) Section 12302, which authorizes
ordering any unit or unassigned member
of the Ready Reserve to active duty in
time of national emergency declared by
the President after January 1, 1953, or
when otherwise authorized by law;
(iv) Section 12304, which authorizes
ordering any unit or unassigned member
of the Selected Reserve and certain
members of the Individual Ready
Reserve to active duty;
(v) Section 12305, which authorizes
the suspension of promotion,
retirement, or separation rules for
certain Reserve components;
(vi) Section 12406, which authorizes
calling the National Guard into Federal
service in certain circumstances; or
(vii) Chapter 15, which authorizes
calling the National Guard and State
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militia into Federal service in the case
of insurrections and national
emergencies.
Covered military member means the
employee’s spouse, son, daughter, or
parent on covered active duty or call to
covered active duty status.
*
*
*
*
*
Son or daughter on covered active
duty or call to covered active duty status
means the employee’s biological,
adopted, or foster child, stepchild, legal
ward, or a child for whom the employee
stood in loco parentis, who is on
covered active duty or call to covered
active duty status, and who is of any
age.
*
*
*
*
*
3. In § 630.1203, add a new paragraph
(a)(5), revise the first sentence of
paragraph (b), and revise the last
sentence of paragraph (h) to read as
follows:
§ 630.1203
Leave entitlement.
(a) * * *
(5) Any qualifying exigency arising
out of the fact that the employee’s
spouse, son, daughter, or parent is a
covered military member on covered
active duty (or has been notified of an
impending call or order to covered
active duty) in the Armed Forces.
(b) An employee must invoke his or
her entitlement to family and medical
leave under paragraph (a) of this
section, subject to the notification and
medical certification requirements in
§§ 630.1207 and 630.1208. * * *
*
*
*
*
*
(h) * * * An employee’s notice of his
or her intent to take leave under
§ 630.1207 may suffice as the
employee’s confirmation.
4. Redesignate current §§ 630.1204
through 630.1211 as §§ 630.1205
through 630.1212, respectively, and add
a new § 630.1204 to read as follows:
§ 630.1204
Qualifying exigency leave.
(a) Eligible employees may take
FMLA leave while the employee’s
spouse, son, daughter, or parent (the
‘‘covered military member’’) is on
covered active duty or call to covered
active duty status for one or more of the
following qualifying exigencies:
(1) Short-notice deployment. To
address any issue that arises from the
fact that a covered military member is
notified of an impending call or order to
covered active duty seven or fewer
calendar days prior to the date of
deployment. Leave taken for this
purpose can be used for a period of up
to 7 calendar days beginning on the date
a covered military member is notified of
an impending call or order to covered
active duty.
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(2) Military events and related
activities. (i) To attend any official
ceremony, program, or event sponsored
by the military that is related to the
covered active duty or call to covered
active duty status of a covered military
member; and
(ii) To attend family support or
assistance programs and informational
briefings sponsored or promoted by the
military, military service organizations,
or the American Red Cross that are
related to the covered active duty or call
to covered active duty status of a
covered military member.
(3) Childcare and school activities.
(i) To arrange for alternative childcare
when the covered active duty or call to
covered active duty status of a covered
military member necessitates a change
in the existing childcare arrangement for
a child;
(ii) To provide childcare on an urgent,
immediate need basis (but not on a
routine, regular, or everyday basis)
when the need to provide such care
arises from the covered active duty or
call to covered active duty status of a
covered military member for a child;
(iii) To enroll in or transfer to a new
school or day care facility a child, when
enrollment or transfer is necessitated by
the covered active duty or call to
covered active duty status of a covered
military member; and
(iv) To attend meetings with staff at a
school or a daycare facility, such as
meetings with school officials regarding
disciplinary measures, parent-teacher
conferences, or meetings with school
counselors, for a child when such
meetings are necessary due to
circumstances arising from the covered
active duty or call to covered active
duty status of a covered military
member.
(v) For purposes of paragraphs (a)(3)(i)
through (a)(3)(iv) of this section, ‘‘child’’
means a biological, adopted, or foster
child, a stepchild, or a legal ward of a
covered military member, or a child for
whom a covered military member
stands in loco parentis, who is either
under age 18, or age 18 or older and
incapable of self-care because of a
mental or physical disability at the time
the FMLA leave is to commence
(4) Financial and legal arrangements.
(i) To make or update financial or legal
arrangements to address the covered
military member’s absence while on
covered active duty or call to covered
active duty status, such as preparing
and executing financial and healthcare
powers of attorney, transferring bank
account signature authority, enrolling in
the Defense Enrollment Eligibility
Reporting System (DEERS), obtaining
military identification cards, or
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17:04 Nov 18, 2010
Jkt 223001
preparing or updating a will or living
trust; and
(ii) To act as the covered military
member’s representative before a
Federal, State, or local agency for
purposes of obtaining, arranging, or
appealing military service benefits
while the covered military member is on
covered active duty or call to covered
active duty status, and for a period of 90
days following the termination of the
covered military member’s covered
active duty status.
(5) Counseling. To attend counseling
provided by someone other than a
health care provider for oneself, for the
covered military member, or for a child
as defined in paragraph (a)(3)(v) of this
section, provided that the need for
counseling arises from the covered
active duty or call to covered active
duty status of a covered military
member.
(6) Rest and recuperation. To spend
time with a covered military member
who is on short-term, temporary, rest
and recuperation leave during the
period of deployment. Eligible
employees may take up to 5 days of
leave for each instance of rest and
recuperation.
(7) Post-deployment activities. (i) To
attend arrival ceremonies, reintegration
briefings and events, and any other
official ceremony or program sponsored
by the military for a period of 90 days
following the termination of the covered
military member’s covered active duty
status; and
(ii) To address issues that arise from
the death of a covered military member
while on covered active duty status,
such as meeting and recovering the
body of the covered military member
and making funeral arrangements.
(8) Additional activities. To address
other events which arise out of the
covered military member’s covered
active duty or call to covered active
duty status provided that the agency
and employee agree that such leave
shall qualify as an exigency, and that
they agree to both the timing and
duration of such leave.
(b) Employees are eligible to take
FMLA leave because of a qualifying
exigency when the covered military
member is on covered active duty or call
to covered active duty status as a
member of a regular component of the
Armed Forces, or when the covered
military member is on covered active
duty or call to covered active duty status
in support of a contingency operation
pursuant to one of the provisions of law
identified in the definition of covered
active duty or call to covered active duty
status as either a member of the reserve
components (Army National Guard of
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
70849
the United States, Army Reserve, Navy
Reserve, Marine Corps Reserve, Air
National Guard of the United States, Air
Force Reserve and Coast Guard
Reserve), or a retired member of the
Regular Armed Forces or Reserve.
(c) For those called to covered active
duty status in support of a contingency
operation—
(1) A call to active duty for purposes
of leave taken because of a qualifying
exigency refers to a Federal call to active
duty. State calls to active duty are not
covered unless under order of the
President of the United States pursuant
to one of the provisions of law
identified in paragraph (b) of this
section in support of a contingency
operation.
(2) For such members, the active duty
orders of a covered military member
will generally specify whether the
servicemember is serving in support of
a contingency operation by citation to
the relevant section of title 10 of the
United States Code or by reference to
the specific name of the contingency
operation, or both. A military operation
qualifies as a contingency operation if it:
(i) Is designated by the Secretary of
Defense as an operation in which
members of the Armed Forces are or
may become involved in military
actions, operations, or hostilities against
an enemy of the United States or against
an opposing military force; or
(ii) Results in the call or order to, or
retention on, active duty of members of
the uniformed services under section
688, 12301(a), 12302, 12304, 12305, or
12406, or chapter 15 of title 10 of the
United States Code, or any other
provision of law during a war or during
a national emergency declared by the
President or Congress. (See 10 U.S.C.
101(a)(13).)
5. In newly designated § 630.1205,
revise paragraph (b) and the last
sentence of paragraph (c) to read as
follows:
§ 630.1205 Intermittent leave or reduced
leave schedule.
*
*
*
*
*
(b) Leave under § 630.1203(a)(3) or (4)
may be taken intermittently or on a
reduced leave schedule when medically
necessary, subject to §§ 630.1207 and
630.1208(b)(6). Leave under
§ 630.1203(a)(5) may be taken on an
intermittent or reduced leave schedule
basis, subject to §§ 630.1207 and
630.1209.
(c) * * * Upon returning from leave,
the employee shall be entitled to be
returned to his or her permanent
position or an equivalent position, as
provided in § 630.1210(a) of this part.
*
*
*
*
*
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
6. In newly designated § 630.1207,
redesignate paragraphs (c) through (f) as
paragraphs (d) through (g), respectively,
and add a new paragraph (c) to read as
follows:
§ 630.1207
Notice of leave.
*
*
*
*
*
(c) If the need for leave taken under
§ 630.1203(a)(5) is foreseeable, the
employee must provide notice as soon
as practicable, regardless of how far in
advance such leave is being requested.
*
*
*
*
*
7. In newly designated § 630.1208,
revise paragraph (k) to read as follows:
§ 630.1208
Medical certification.
*
*
*
*
*
(k) To ensure the security and
confidentiality of any written medical
certification under §§ 630.1208 or
630.1210(h) of this part, the medical
certification shall be subject to the
provisions for safeguarding information
about individuals under subpart A or
part 293 of this chapter.
8. Further redesignate newly
designated §§ 630.1209 through
630.1212 as §§ 630.1210 through
630.1213, respectively, and add new
§ 630.1209 to read as follows:
emcdonald on DSK2BSOYB1PROD with PROPOSALS
§ 630.1209 Certification for leave taken
because of a qualifying exigency.
(a) Active duty orders. The first time
an employee requests leave because of
a qualifying exigency arising out of the
covered active duty or call to covered
active duty status of a covered military
member, an agency may require the
employee to provide a copy of the
covered military member’s active duty
orders or other documentation issued by
the military which indicates that the
covered military member is on covered
active duty or call to covered active
duty status, and the dates of the covered
military member’s active duty service.
This information need only be provided
to the agency once. A copy of new
active duty orders or other
documentation issued by the military
must be provided to the agency if the
need for leave because of a qualifying
exigency arises out of a different
covered active duty or call to covered
active duty status of the same or a
different covered military member.
(b) Required information. An agency
may require that leave for any qualifying
exigency specified in § 630.1204 be
supported by a certification from the
employee that sets forth the following
information:
(1) A statement or description, signed
by the employee, of appropriate facts
regarding the qualifying exigency for
which FMLA leave is requested. The
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17:04 Nov 18, 2010
Jkt 223001
facts must be sufficient to support the
need for leave. Such facts include the
type of qualifying exigency for which
leave is requested and any available
written documentation that supports the
request for leave, such as a copy of a
meeting announcement for
informational briefings sponsored by the
military, a document confirming an
appointment with a counselor or school
official, or a copy of a bill for services
for the handling of legal or financial
affairs;
(2) The approximate date on which
the qualifying exigency commenced or
will commence;
(3) If an employee requests leave
because of a qualifying exigency for a
single, continuous period of time, the
beginning and end dates for such
absence;
(4) If an employee requests leave
because of a qualifying exigency on an
intermittent or reduced leave schedule
basis, an estimate of the frequency and
duration of the qualifying exigency; and
(5) If the qualifying exigency involves
meeting with a third party, appropriate
contact information for the individual or
entity with whom the employee is
meeting (such as the name, title,
organization, address, telephone
number, fax number, and email address)
and a brief description of the purpose of
the meeting.
(c) Verification. If an employee
submits a complete and sufficient
certification to support his or her
request for leave because of a qualifying
exigency, the agency may not request
additional information from the
employee. However, the agency may
verify the information described in
paragraphs (c)(1) and (c)(2) of this
section and does not need the
employee’s permission to do so.
(1) If the qualifying exigency involves
meeting with a third party, the agency
may contact the individual or entity
with whom the employee is meeting for
purposes of verifying a meeting or
appointment schedule and the nature of
the meeting between the employee and
the specified individual or entity.
(2) An agency may contact an
appropriate unit of the Department of
Defense to request verification that a
covered military member is on covered
active duty or call to covered active
duty status.
9. In newly designated § 630.1210,
revise the last three sentences in
paragraph (h) and all of paragraph (l) to
read as follows:
§ 630.1210
benefits.
Protection of employment and
*
*
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*
Frm 00006
*
Fmt 4702
*
Sfmt 4702
(h) * * * The same conditions for
verifying the adequacy of a medical
certification in § 630.1208(c) shall apply
to the medical certification to return to
work. No second or third opinion on the
medical certification to return to work
may be required. An agency may not
require a medical certification to return
to work during the period the employee
takes leave intermittently or under a
reduced leave schedule under
§ 630.1205.
*
*
*
*
*
(l) An employee who does not comply
with the notification requirements in
§ 630.1207 and does not provide
medical certification signed by the
health care provider that includes all of
the information required in
§ 630.1208(b) is not entitled to family
and medical leave.
10. In § 630.1213, revise paragraph
(b)(3) to read as follows:
§ 630.1213
Records and reports.
*
*
*
*
*
(b) * * *
(3) The number of hours of leave
taken under § 630.1203(a), including
any paid leave substituted for leave
without pay under § 630.1206(b); and
*
*
*
*
*
[FR Doc. 2010–29275 Filed 11–18–10; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF AGRICULTURE
Federal Crop Insurance Corporation
7 CFR Part 457
RIN 0563–AC27
Common Crop Insurance Regulations;
Extra Long Staple Cotton Crop
Provisions
Federal Crop Insurance
Corporation, USDA.
ACTION: Proposed rule with request for
comments.
AGENCY:
The Federal Crop Insurance
Corporation (FCIC) proposes to amend
the Common Crop Insurance
Regulations, Extra Long Staple Cotton
Crop Insurance Provisions to remove all
references to the Daily Spot Cotton
Quotation and replace the reference
with the National Average Loan Rate
published by the Farm Service Agency
(FSA), to incorporate a current Special
Provisions statement into the Crop
Provisions, and to make the Extra Long
Staple Cotton Crop Insurance Provisions
consistent with the Upland Cotton Crop
Insurance Provisions. The intended
effect of this action is to provide policy
changes, to clarify existing policy
SUMMARY:
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Agencies
[Federal Register Volume 75, Number 223 (Friday, November 19, 2010)]
[Proposed Rules]
[Pages 70845-70850]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29275]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 /
Proposed Rules
[[Page 70845]]
OFFICE OF PERSONNEL MANAGEMENT
5 CFR Part 630
RIN 3206-AM11
Absence and Leave; Qualifying Exigency Leave
AGENCY: U.S. Office of Personnel Management.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Office of Personnel Management is issuing proposed
regulations to implement an amendment to the Family and Medical Leave
Act (FMLA) that creates an additional qualifying reason for leave.
Under this amendment, eligible Federal employees may take up to 12
administrative workweeks of FMLA leave without pay due to a qualifying
exigency. Qualifying exigencies arise out of the fact that a covered
family member is on covered active duty in the Armed Forces or has been
notified of an impending call or order to covered active duty status.
These regulations would help employees manage family affairs when a
family member is on covered active duty.
DATES: Comments must be received on or before January 18, 2011.
ADDRESSES: You may submit comments, identified by RIN number ``3206-
AM11'' using either of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments. All submissions received through
the Portal must include the agency name and docket number or Regulation
Identifier Number (RIN) for this rulemaking.
Mail: Jerome D. Mikowicz, Deputy Associate Director, Pay and Leave,
U.S. Office of Personnel Management, Room 7H31, 1900 E Street, NW.,
Washington, DC 20415-8200.
FOR FURTHER INFORMATION CONTACT: Doris Rippey by telephone at (202)
606-2858; by fax at (202) 606-0824; or by e-mail at pay-performance-policy@opm.gov.
SUPPLEMENTARY INFORMATION: The U.S. Office of Personnel Management
(OPM) is issuing proposed regulations to implement section 565(b)(1) of
the National Defense Authorization Act (NDAA) for Fiscal Year (FY) 2010
(Pub. L. 111-84, October 28, 2009). Section 565(b)(1) amended 5 U.S.C.
6382(a)(1) by inserting a new subparagraph (E) that adds qualifying
exigencies to the circumstances or events that entitle Federal
employees to up to 12 administrative workweeks of Family and Medical
Leave Act (FMLA) unpaid leave during any 12-month period. The proposed
regulations would amend OPM's current regulations at part 630, subpart
L, to cover qualifying exigencies when the spouse, son, daughter, or
parent of the employee is on covered active duty in the Armed Forces or
has been notified of an impending call or order to covered active duty.
OPM proposes eight categories of qualifying exigencies: short-notice
deployments, military events and related activities, childcare and
school activities, financial and legal arrangements, counseling, rest
and recuperation, post-deployment activities, and additional activities
not encompassed in the other categories when the agency and employee
agree they qualify as exigencies, including the timing and duration of
the leave.
Background
The FMLA is divided into two titles that are governed by two
different agencies; the Department of Labor (DOL) is responsible for
the rules and regulations for title I of the FMLA (mostly the non-
Federal sector), and OPM is responsible for the rules and regulations
for title II of the FMLA (mostly Federal employees). Under title II of
the FMLA (5 U.S.C. 6387), OPM is required to prescribe regulations that
are consistent, to the extent appropriate, with regulations prescribed
by the Secretary of Labor to carry out title I of the FMLA.
FY 2008 NDAA. Section 585 of the National Defense Authorization Act
(NDAA) for Fiscal Year (FY) 2008 (Pub. L. 110-181, January 28, 2008)
amended the FMLA provisions for both title I and title II of the FMLA
to provide a specific military family leave entitlement (referred to by
OPM as ``leave to care for a covered servicemember'') for an employee
who (1) is the spouse, son, daughter, parent, or next of kin (defined
as the nearest blood relative) of a covered servicemember with a
serious injury or illness, and (2) provides care for such
servicemember. The legislation provided 26 weeks of FMLA leave during a
single 12-month period to care for a servicemember who was injured in
the line of duty while on active duty. The legislation also provided a
second military family leave entitlement--qualifying exigency leave--to
title I employees, but remained silent on this entitlement for title II
employees. Therefore, Federal employees were not provided the authority
to use qualifying exigency leave in the FY 2008 NDAA legislation.
DOL issued its final regulations on November 17, 2008, (73 FR
67934) to implement the military family leave entitlements in the FY
2008 NDAA, as well as other changes that were part of a systemwide
review of DOL's FMLA regulations. Following DOL's issuance of these
regulations, OPM issued proposed FMLA regulations on August 26, 2009,
(74 FR 43064, at https://edocket.access.gpo.gov/2009/pdf/E9-20610.pdf)
concerning care for a covered servicemember.
FY 2010 NDAA. Before OPM could issue its final FMLA regulations
implementing leave to care for a covered servicemember, section 565(b)
of the FY 2010 NDAA made further changes to the FMLA. In summary, the
FY 2010 NDAA amendments (1) provide a new entitlement to qualifying
exigency leave for Federal employees covered by OPM's FMLA regulations
parallel to the entitlement provided to employees covered by DOL's FMLA
regulations, and (2) expand the coverage for the 26-week entitlement
for family members to care for a covered servicemember undergoing
medical treatment, recuperation, or therapy, for a serious injury or
illness by amending the definitions of covered servicemember and
serious injury or illness. These changes have a broad impact on the 26-
week entitlement that requires changes to DOL's final FMLA regulations
and OPM's proposed FMLA regulations. OPM must wait for DOL to implement
proposed and final regulations on the expanded FMLA coverage provisions
before we can implement corresponding regulations for the Federal
Government. However, the FY 2010 NDAA did not
[[Page 70846]]
alter the qualifying exigency portion of the FY 2008 NDAA for employees
covered by title I of DOL's regulations. Therefore, it is possible for
OPM to issue proposed regulations implementing the qualifying exigency
portion of the FY 2010 NDAA without having to wait for any further
action on the part of DOL.
The military family leave amendments to the FY 2010 NDAA were
effective upon enactment (October 28, 2009). Until OPM issues final
regulations, agencies should follow OPM's guidance in CPM 2010-06 on
March 5, 2010, at https://www.chcoc.gov/Transmittals/TransmittalDetails.aspx?TransmittalId=2884.
DOL Regulations on Qualifying Exigency Leave
The DOL regulations implementing title I of the FMLA are set out at
29 CFR part 825. The DOL provisions regarding qualifying exigency leave
are prescribed at Sec. Sec. 825.100, 825.101, 825.112, 825.126,
825.127, 825.200, 825.202, 825.203, 825.300, 825.302, 825.303, 825.305,
825.309, and 825.313. Supplementary information on the DOL regulations
regarding qualifying exigency leave may be found in the DOL proposed
regulations published on February 11, 2008, at 73 FR 7876 (http: //
edocket.access.gpo.gov/2008/pdf/E8-2062.pdf), and final regulations
published on November 17, 2008, at 73 FR 67934 (https://edocket.access.gpo.gov/2008/pdf/E8-26577.pdf). (See in particular Sec.
825.126 (Leave Because of a Qualifying Exigency) at 73 FR 67954.) To
the extent appropriate, OPM is adopting the qualifying exigency portion
of the DOL regulations to apply to the Federal workforce.
Exception to DOL Regulations
OPM's proposed regulations on qualifying exigency leave are
parallel to DOL's final FMLA regulations with only minor adaptations to
make them applicable to Federal employees. The one exception stems from
a change to 5 U.S.C. 6381 made by the FY 2010 NDAA, which has not yet
been incorporated into DOL's FMLA regulations. This change removes the
definition of active duty from the statute and adds a definition of
covered active duty. The new definition now covers duty of a
servicemember who is deployed to a foreign country in either a regular
component or a reserve component of the Armed Forces. (The previous
definition covered only members of reserve components.)
OPM's proposed regulations published on August 26, 2009, at 74 FR
43064, included a definition of active duty that was derived from DOL's
definition based on the FY 2008 NDAA statutory definition. Because the
FY 2010 NDAA replaced the definition of active duty with covered active
duty and this term is relevant to the qualifying exigency entitlement,
we are proposing to add covered active duty to the definitions at 5 CFR
630.1202.
Additions to the FMLA Definitions
In Sec. 630.1202, we propose to add new definitions to our
existing FMLA regulations for covered active duty or call to covered
active duty status, covered military member, and son or daughter on
covered active duty or call to covered active duty status.
The definitions of son or daughter on covered active duty or call
to covered active duty status and covered active duty or call to
covered active duty status mostly parallel the DOL regulations at 29
CFR 825.126. The new definitions reflect the changes authorized in the
FY 2010 NDAA that provide additional benefits to employees covered
under both title I and title II. In summary, the coverage changed to
add members of a regular component of the Armed Forces on active duty
or call to active duty when deployed to a foreign country and members
of reserve components on active duty or call to active duty during
deployment to a foreign country in support of a contingency operation.
Amendment to FMLA Leave Entitlement
Section 565(b) of the FY 2010 NDAA amended the FMLA provisions at 5
U.S.C. 6382(a)(1) by adding new subparagraph (E) to provide Federal
employees with an entitlement of up to 12 administrative workweeks of
unpaid FMLA leave during any 12-month period for any qualifying
exigency arising out of the fact that the spouse or a son, daughter, or
parent of the employee is on covered active duty (or has been notified
of an impending call or order to covered active duty) in the Armed
Forces.
Therefore, we propose to amend our regulations at Sec. 630.1203(a)
to add a new paragraph (5) that includes a qualifying exigency among
the list of reasons for which an employee is entitled to a total of 12
administrative workweeks of unpaid leave during any 12-month period.
New Section To Cover Qualifying Exigency Leave
We are adding a new Sec. 630.1204, which is similar to a new
section added to the DOL regulations at 29 CFR 825.126. Proposed Sec.
630.1204(a) lists the qualifying exigencies for which eligible Federal
employees may take up to 12 administrative workweeks of unpaid FMLA
leave during a 12-month period. The qualifying exigencies fall under
eight categories:
Short-notice deployment. Employees may take qualifying exigency
leave to address any issue that arises when a covered military member
receives notice of an impending call or order to active duty for 7
calendar days or fewer prior to the date of deployment. Up to 7
calendar days of leave may be taken beginning on the date the member
receives the notice of a call or order to active duty.
Military events and related activities. Employees may take
qualifying exigency leave to attend certain official ceremonies,
programs, or events sponsored by the military, as well as family
support and assistance programs and informational briefings sponsored
or promoted by the military, military service organizations, or the
American Red Cross. These events and activities must be related to the
covered active duty or call to covered active duty status of a covered
military member.
Childcare and school activities. Employees may take qualifying
exigency leave when the covered active duty or call to covered active
duty status of a covered military member makes it necessary for the
employee to arrange for alternative childcare; provide childcare on an
urgent, immediate need basis; enroll or transfer a child to a new
school or daycare facility; or attend meetings with school or daycare
officials regarding disciplinary measures, parent-teacher conferences,
or meetings with school counselors. The child must be a biological,
adopted, or foster child, a stepchild, or a legal ward of a covered
military member, or a child for whom a covered military member stands
in loco parentis, who is either under age 18, or age 18 or older and
incapable of self-care because of a mental or physical disability at
the time that FMLA leave is to commence.
Financial and legal arrangements. Employees may take qualifying
exigency leave for financial or legal matters related to the covered
military member's absence while on covered active duty or call to
covered active duty status. Under this category, leave may be taken to
prepare and execute financial and healthcare powers of attorney,
transfer bank account signature authority, enroll in the Defense
Enrollment Eligibility Reporting System, obtain military identification
cards, prepare or update a will or living trust, or for other financial
and legal arrangements related to the covered military member's
absence.
[[Page 70847]]
Employees may also take leave under this category to act as the covered
military member's representative before a Federal, State, or local
agency for purposes of obtaining, arranging, or appealing military
service benefits while the covered military member is on covered active
duty or call to covered active duty status or within 90 days following
the date of termination of covered active duty status.
Counseling. Employees may take qualifying exigency leave for
counseling by someone other than a healthcare provider, provided that
the need for counseling arises from the covered active duty or call to
covered active duty status of a covered military member. This
counseling may be for the employee, the covered military member, or a
child (as previously described under ``Childcare and school
activities'').
Rest and recuperation. Employees may take up to 5 days of
qualifying exigency leave to spend time with a covered military member
for each instance of short-term rest and recuperation leave during the
period of deployment.
Post-deployment activities. Employees may take qualifying exigency
leave to attend arrival ceremonies, reintegration briefings and events,
and any other official ceremonies or programs sponsored by the military
for a period of 90 days following the termination of the covered
military member's covered active duty. Employees may also take leave
under this category to address issues that arise from the death of a
covered military member while on covered active duty status, such as
making funeral arrangements.
Additional activities. Employees may take qualifying exigency leave
to address other events that arise from the covered military member's
covered active duty or call to covered active duty status if both the
agency and employee agree the leave qualifies as an exigency and agree
to the timing and duration of the leave.
Additional Changes to FMLA Regulations for Qualifying Exigency Leave
The proposed regulations make the following additional changes to
the FMLA provisions in subpart L of 5 CFR part 630 to implement other
FY 2010 NDAA amendments regarding use of qualifying exigency leave and
to conform to DOL regulations:
Intermittent or reduced leave schedule. The proposed regulations
revise Sec. 630.1205(b) (formerly Sec. 630.1204(b)) to clarify that
employees may take qualifying exigency leave intermittently or on a
reduced leave schedule basis, subject to the notification requirements
in Sec. 630.1207 (formerly Sec. 630.1206) and the certification
requirements in new Sec. 630.1209.
Notice of leave. The proposed regulations add a new paragraph (c)
to Sec. 630.1207 (formerly Sec. 630.1206) that requires an employee
to notify his or her agency of future qualifying exigency leave needs,
when foreseeable. The employee must provide notice as soon as
practicable, regardless of how far in advance the leave is foreseeable.
Certification. The proposed regulations add a new Sec. 630.1209,
``Certification for leave taken because of a qualifying exigency.''
This section permits agencies to (1) require employees to provide
documentation of the family member's covered active duty status, (2)
require certification of qualifying exigency leave use, and (3) verify
certain information regarding meetings, appointments, or active duty
status with third-party sources.
Active duty orders. The proposed regulations require an employee,
upon request from the agency, to provide a copy of the covered military
member's active duty orders or other documentation issued by the
military that indicates that the covered military member is on covered
active duty or call to covered active duty status and the dates of the
covered military member's active duty service. This information needs
to be provided to the agency only once. A copy of new active duty
orders or other documentation issued by the military must be provided
to the agency if the need for leave because of a qualifying exigency
arises out of a different covered active duty or call to covered active
duty status of the same or a different covered military member.
Required information. An agency may require that leave for any
qualifying exigency specified in Sec. 630.1204 be supported by a
certification from the employee, which includes the following
information:
(1) A statement or description, signed by the employee, of
appropriate facts regarding the qualifying exigency for which FMLA
leave is requested. The facts must be sufficient to support the need
for leave. Such facts should include information on the type of
qualifying exigency for which leave is requested and any available
written documentation that supports the request for leave. The
documentation may include, for example, a copy of a meeting
announcement for informational briefings sponsored by the military, a
document confirming an appointment with a counselor or school official,
or a copy of a bill for services for the handling of legal or financial
affairs.
(2) The approximate date on which the qualifying exigency commenced
or will commence.
(3) If an employee requests leave because of a qualifying exigency
for a single, continuous period of time, the beginning and end dates
for the absence.
(4) If an employee requests leave because of a qualifying exigency
on an intermittent or reduced leave schedule basis, an estimate of the
frequency and duration of the qualifying exigency.
(5) If the qualifying exigency involves meeting with a third party,
appropriate contact information for the individual or entity with whom
the employee is meeting (such as the name, title, organization,
address, telephone number, fax number, and email address) and a brief
description of the purpose of the meeting.
Verification. The agency may not request additional information
from the employee if an employee submits a complete and sufficient
certification to support his or her request for leave because of a
qualifying exigency. However, if the qualifying exigency involves
meeting with a third party, the agency may contact the individual or
entity with whom the employee is meeting for purposes of verifying a
meeting or appointment schedule and the nature of the meeting between
the employee and the specified individual or entity. The employee's
permission is not required in order to verify meetings or appointments
with third parties, but no additional information may be requested by
the agency. An agency also may contact an appropriate unit of the
Department of Defense, without seeking the employee's permission, to
request verification that a covered military member is on covered
active duty or call to covered active duty status; however, no
additional information may be requested.
Certification Form
DOL has developed an optional form (Form WH-384) for employees
covered by DOL's FMLA regulations to use in obtaining a certification
that meets the qualifying exigency certification requirements. (See
https://www.dol.gov/whd/forms/WH-384.pdf.) Form WH-384 requests
documentation to confirm that a covered servicemember's active duty (or
call to active duty) is in support of a contingency operation. However,
under the FY 2010 NDAA FMLA amendments, the active duty of a covered
servicemember in a regular component of the Armed Forces does not need
to be in support of a
[[Page 70848]]
contingency operation for qualifying exigency leave purposes. Until DOL
updates Form WH-384, agencies that wish to use the form for their
qualifying exigency certifications should provide separate instructions
regarding the active duty documentation requirements for servicemembers
in a regular component of the Armed Forces. Agencies that do not wish
to use Form WH-384 may use another document containing the same basic
information. We welcome any comments on whether an updated Form WH-384
would be sufficient for qualifying exigency certifications by Federal
agencies or whether OPM should develop a similar optional form for this
purpose.
Interaction with Basic FMLA
All other provisions of OPM's FMLA regulations at subpart L of part
630 that apply to the leave entitlements under Sec. 630.1203(a) will
also apply to qualifying exigency leave.
E.O. 12866, Regulatory Review
This rule has been reviewed by the Office of Management and Budget
in accordance with E.O. 12866.
Regulatory Flexibility Act
I certify that these regulations will not have a significant
economic impact on a substantial number of small entities because they
will apply only to Federal agencies and employees.
List of Subjects in 5 CFR Part 630
Government employees.
U.S. Office of Personnel Management.
John Berry,
Director.
Accordingly, OPM is proposing to amend 5 CFR part 630 as follows:
PART 630--ABSENCE AND LEAVE
1. The authority citation for part 630 continues to read as
follows:
Authority: 5 U.S.C. 6311; 630.205 also issued under Pub. L.
108-411, 118 Stat 2312; Sec. 630.301 also issued under Pub. L. 103-
356, 108 Stat. 3410 and Pub. L. 108-411, 118 Stat 2312; Sec.
630.303 also issued under 5 U.S.C. 6133(a); Sec. Sec. 630.306 and
630.308 also issued under 5 U.S.C. 6304(d)(3), Pub. L. 102-484, 106
Stat. 2722, and Pub. L. 103-337, 108 Stat. 2663; subpart D also
issued under Pub. L. 103-329, 108 Stat. 2423; Sec. 630.501 and
subpart F also issued under E.O. 11228, 30 FR 7739, 3 CFR, 1974
Comp., p. 163; subpart G also issued under 5 U.S.C. 6305; subpart H
also issued under 5 U.S.C. 6326; subpart I also issued under 5
U.S.C. 6332, Pub. L. 100-566, 102 Stat. 2834, and Pub. L. 103-103,
107 Stat. 1022; subpart J also issued under 5 U.S.C. 6362, Pub. L.
100-566, and Pub. L. 103-103; subpart K also issued under Pub. L.
105-18, 111 Stat. 158; subpart L also issued under 5 U.S.C. 6387 and
Pub. L. 103-3, 107 Stat. 23; and subpart M also issued under 5
U.S.C. 6391 and Pub. L. 102-25, 105 Stat. 92.
2. In Sec. 630.1202, add the definitions of ``Covered active duty
or call to covered active duty status,'' ``Covered military member,''
and ``Son or daughter on covered active duty or call to covered active
duty status'' alphabetically to read as follows:
Sec. 630.1202 Definitions.
* * * * *
Covered active duty or call to covered active duty status means--
(1) In the case of a member of a regular component of the Armed
Forces, duty during the deployment of the member with the Armed Forces
to a foreign country under a call or order to active duty (or
notification of an impending call or order to active duty); and
(2) In the case of a member of a reserve component of the Armed
Forces, duty during the deployment of the member with the Armed Forces
to a foreign country under a call or order to active duty (or
notification of an impending call or order to active duty) in support
of a contingency operation pursuant to any of the following sections of
title 10, United States Code, or any other provision of law during a
war or during a national emergency declared by the President or
Congress:
(i) Section 688, which authorizes ordering to active duty retired
members of the Regular Armed Forces and members of the Retired Reserve
retired after 20 years for length of service, and members of the Fleet
Reserve or Fleet Marine Corps Reserve;
(ii) Section 12301(a), which authorizes ordering all reserve
component members to active duty in the case of war or national
emergency declared by Congress, or when otherwise authorized by law;
(iii) Section 12302, which authorizes ordering any unit or
unassigned member of the Ready Reserve to active duty in time of
national emergency declared by the President after January 1, 1953, or
when otherwise authorized by law;
(iv) Section 12304, which authorizes ordering any unit or
unassigned member of the Selected Reserve and certain members of the
Individual Ready Reserve to active duty;
(v) Section 12305, which authorizes the suspension of promotion,
retirement, or separation rules for certain Reserve components;
(vi) Section 12406, which authorizes calling the National Guard
into Federal service in certain circumstances; or
(vii) Chapter 15, which authorizes calling the National Guard and
State militia into Federal service in the case of insurrections and
national emergencies.
Covered military member means the employee's spouse, son, daughter,
or parent on covered active duty or call to covered active duty status.
* * * * *
Son or daughter on covered active duty or call to covered active
duty status means the employee's biological, adopted, or foster child,
stepchild, legal ward, or a child for whom the employee stood in loco
parentis, who is on covered active duty or call to covered active duty
status, and who is of any age.
* * * * *
3. In Sec. 630.1203, add a new paragraph (a)(5), revise the first
sentence of paragraph (b), and revise the last sentence of paragraph
(h) to read as follows:
Sec. 630.1203 Leave entitlement.
(a) * * *
(5) Any qualifying exigency arising out of the fact that the
employee's spouse, son, daughter, or parent is a covered military
member on covered active duty (or has been notified of an impending
call or order to covered active duty) in the Armed Forces.
(b) An employee must invoke his or her entitlement to family and
medical leave under paragraph (a) of this section, subject to the
notification and medical certification requirements in Sec. Sec.
630.1207 and 630.1208. * * *
* * * * *
(h) * * * An employee's notice of his or her intent to take leave
under Sec. 630.1207 may suffice as the employee's confirmation.
4. Redesignate current Sec. Sec. 630.1204 through 630.1211 as
Sec. Sec. 630.1205 through 630.1212, respectively, and add a new Sec.
630.1204 to read as follows:
Sec. 630.1204 Qualifying exigency leave.
(a) Eligible employees may take FMLA leave while the employee's
spouse, son, daughter, or parent (the ``covered military member'') is
on covered active duty or call to covered active duty status for one or
more of the following qualifying exigencies:
(1) Short-notice deployment. To address any issue that arises from
the fact that a covered military member is notified of an impending
call or order to covered active duty seven or fewer calendar days prior
to the date of deployment. Leave taken for this purpose can be used for
a period of up to 7 calendar days beginning on the date a covered
military member is notified of an impending call or order to covered
active duty.
[[Page 70849]]
(2) Military events and related activities. (i) To attend any
official ceremony, program, or event sponsored by the military that is
related to the covered active duty or call to covered active duty
status of a covered military member; and
(ii) To attend family support or assistance programs and
informational briefings sponsored or promoted by the military, military
service organizations, or the American Red Cross that are related to
the covered active duty or call to covered active duty status of a
covered military member.
(3) Childcare and school activities. (i) To arrange for alternative
childcare when the covered active duty or call to covered active duty
status of a covered military member necessitates a change in the
existing childcare arrangement for a child;
(ii) To provide childcare on an urgent, immediate need basis (but
not on a routine, regular, or everyday basis) when the need to provide
such care arises from the covered active duty or call to covered active
duty status of a covered military member for a child;
(iii) To enroll in or transfer to a new school or day care facility
a child, when enrollment or transfer is necessitated by the covered
active duty or call to covered active duty status of a covered military
member; and
(iv) To attend meetings with staff at a school or a daycare
facility, such as meetings with school officials regarding disciplinary
measures, parent-teacher conferences, or meetings with school
counselors, for a child when such meetings are necessary due to
circumstances arising from the covered active duty or call to covered
active duty status of a covered military member.
(v) For purposes of paragraphs (a)(3)(i) through (a)(3)(iv) of this
section, ``child'' means a biological, adopted, or foster child, a
stepchild, or a legal ward of a covered military member, or a child for
whom a covered military member stands in loco parentis, who is either
under age 18, or age 18 or older and incapable of self-care because of
a mental or physical disability at the time the FMLA leave is to
commence
(4) Financial and legal arrangements. (i) To make or update
financial or legal arrangements to address the covered military
member's absence while on covered active duty or call to covered active
duty status, such as preparing and executing financial and healthcare
powers of attorney, transferring bank account signature authority,
enrolling in the Defense Enrollment Eligibility Reporting System
(DEERS), obtaining military identification cards, or preparing or
updating a will or living trust; and
(ii) To act as the covered military member's representative before
a Federal, State, or local agency for purposes of obtaining, arranging,
or appealing military service benefits while the covered military
member is on covered active duty or call to covered active duty status,
and for a period of 90 days following the termination of the covered
military member's covered active duty status.
(5) Counseling. To attend counseling provided by someone other than
a health care provider for oneself, for the covered military member, or
for a child as defined in paragraph (a)(3)(v) of this section, provided
that the need for counseling arises from the covered active duty or
call to covered active duty status of a covered military member.
(6) Rest and recuperation. To spend time with a covered military
member who is on short-term, temporary, rest and recuperation leave
during the period of deployment. Eligible employees may take up to 5
days of leave for each instance of rest and recuperation.
(7) Post-deployment activities. (i) To attend arrival ceremonies,
reintegration briefings and events, and any other official ceremony or
program sponsored by the military for a period of 90 days following the
termination of the covered military member's covered active duty
status; and
(ii) To address issues that arise from the death of a covered
military member while on covered active duty status, such as meeting
and recovering the body of the covered military member and making
funeral arrangements.
(8) Additional activities. To address other events which arise out
of the covered military member's covered active duty or call to covered
active duty status provided that the agency and employee agree that
such leave shall qualify as an exigency, and that they agree to both
the timing and duration of such leave.
(b) Employees are eligible to take FMLA leave because of a
qualifying exigency when the covered military member is on covered
active duty or call to covered active duty status as a member of a
regular component of the Armed Forces, or when the covered military
member is on covered active duty or call to covered active duty status
in support of a contingency operation pursuant to one of the provisions
of law identified in the definition of covered active duty or call to
covered active duty status as either a member of the reserve components
(Army National Guard of the United States, Army Reserve, Navy Reserve,
Marine Corps Reserve, Air National Guard of the United States, Air
Force Reserve and Coast Guard Reserve), or a retired member of the
Regular Armed Forces or Reserve.
(c) For those called to covered active duty status in support of a
contingency operation--
(1) A call to active duty for purposes of leave taken because of a
qualifying exigency refers to a Federal call to active duty. State
calls to active duty are not covered unless under order of the
President of the United States pursuant to one of the provisions of law
identified in paragraph (b) of this section in support of a contingency
operation.
(2) For such members, the active duty orders of a covered military
member will generally specify whether the servicemember is serving in
support of a contingency operation by citation to the relevant section
of title 10 of the United States Code or by reference to the specific
name of the contingency operation, or both. A military operation
qualifies as a contingency operation if it:
(i) Is designated by the Secretary of Defense as an operation in
which members of the Armed Forces are or may become involved in
military actions, operations, or hostilities against an enemy of the
United States or against an opposing military force; or
(ii) Results in the call or order to, or retention on, active duty
of members of the uniformed services under section 688, 12301(a),
12302, 12304, 12305, or 12406, or chapter 15 of title 10 of the United
States Code, or any other provision of law during a war or during a
national emergency declared by the President or Congress. (See 10
U.S.C. 101(a)(13).)
5. In newly designated Sec. 630.1205, revise paragraph (b) and the
last sentence of paragraph (c) to read as follows:
Sec. 630.1205 Intermittent leave or reduced leave schedule.
* * * * *
(b) Leave under Sec. 630.1203(a)(3) or (4) may be taken
intermittently or on a reduced leave schedule when medically necessary,
subject to Sec. Sec. 630.1207 and 630.1208(b)(6). Leave under Sec.
630.1203(a)(5) may be taken on an intermittent or reduced leave
schedule basis, subject to Sec. Sec. 630.1207 and 630.1209.
(c) * * * Upon returning from leave, the employee shall be entitled
to be returned to his or her permanent position or an equivalent
position, as provided in Sec. 630.1210(a) of this part.
* * * * *
[[Page 70850]]
6. In newly designated Sec. 630.1207, redesignate paragraphs (c)
through (f) as paragraphs (d) through (g), respectively, and add a new
paragraph (c) to read as follows:
Sec. 630.1207 Notice of leave.
* * * * *
(c) If the need for leave taken under Sec. 630.1203(a)(5) is
foreseeable, the employee must provide notice as soon as practicable,
regardless of how far in advance such leave is being requested.
* * * * *
7. In newly designated Sec. 630.1208, revise paragraph (k) to read
as follows:
Sec. 630.1208 Medical certification.
* * * * *
(k) To ensure the security and confidentiality of any written
medical certification under Sec. Sec. 630.1208 or 630.1210(h) of this
part, the medical certification shall be subject to the provisions for
safeguarding information about individuals under subpart A or part 293
of this chapter.
8. Further redesignate newly designated Sec. Sec. 630.1209 through
630.1212 as Sec. Sec. 630.1210 through 630.1213, respectively, and add
new Sec. 630.1209 to read as follows:
Sec. 630.1209 Certification for leave taken because of a qualifying
exigency.
(a) Active duty orders. The first time an employee requests leave
because of a qualifying exigency arising out of the covered active duty
or call to covered active duty status of a covered military member, an
agency may require the employee to provide a copy of the covered
military member's active duty orders or other documentation issued by
the military which indicates that the covered military member is on
covered active duty or call to covered active duty status, and the
dates of the covered military member's active duty service. This
information need only be provided to the agency once. A copy of new
active duty orders or other documentation issued by the military must
be provided to the agency if the need for leave because of a qualifying
exigency arises out of a different covered active duty or call to
covered active duty status of the same or a different covered military
member.
(b) Required information. An agency may require that leave for any
qualifying exigency specified in Sec. 630.1204 be supported by a
certification from the employee that sets forth the following
information:
(1) A statement or description, signed by the employee, of
appropriate facts regarding the qualifying exigency for which FMLA
leave is requested. The facts must be sufficient to support the need
for leave. Such facts include the type of qualifying exigency for which
leave is requested and any available written documentation that
supports the request for leave, such as a copy of a meeting
announcement for informational briefings sponsored by the military, a
document confirming an appointment with a counselor or school official,
or a copy of a bill for services for the handling of legal or financial
affairs;
(2) The approximate date on which the qualifying exigency commenced
or will commence;
(3) If an employee requests leave because of a qualifying exigency
for a single, continuous period of time, the beginning and end dates
for such absence;
(4) If an employee requests leave because of a qualifying exigency
on an intermittent or reduced leave schedule basis, an estimate of the
frequency and duration of the qualifying exigency; and
(5) If the qualifying exigency involves meeting with a third party,
appropriate contact information for the individual or entity with whom
the employee is meeting (such as the name, title, organization,
address, telephone number, fax number, and email address) and a brief
description of the purpose of the meeting.
(c) Verification. If an employee submits a complete and sufficient
certification to support his or her request for leave because of a
qualifying exigency, the agency may not request additional information
from the employee. However, the agency may verify the information
described in paragraphs (c)(1) and (c)(2) of this section and does not
need the employee's permission to do so.
(1) If the qualifying exigency involves meeting with a third party,
the agency may contact the individual or entity with whom the employee
is meeting for purposes of verifying a meeting or appointment schedule
and the nature of the meeting between the employee and the specified
individual or entity.
(2) An agency may contact an appropriate unit of the Department of
Defense to request verification that a covered military member is on
covered active duty or call to covered active duty status.
9. In newly designated Sec. 630.1210, revise the last three
sentences in paragraph (h) and all of paragraph (l) to read as follows:
Sec. 630.1210 Protection of employment and benefits.
* * * * *
(h) * * * The same conditions for verifying the adequacy of a
medical certification in Sec. 630.1208(c) shall apply to the medical
certification to return to work. No second or third opinion on the
medical certification to return to work may be required. An agency may
not require a medical certification to return to work during the period
the employee takes leave intermittently or under a reduced leave
schedule under Sec. 630.1205.
* * * * *
(l) An employee who does not comply with the notification
requirements in Sec. 630.1207 and does not provide medical
certification signed by the health care provider that includes all of
the information required in Sec. 630.1208(b) is not entitled to family
and medical leave.
10. In Sec. 630.1213, revise paragraph (b)(3) to read as follows:
Sec. 630.1213 Records and reports.
* * * * *
(b) * * *
(3) The number of hours of leave taken under Sec. 630.1203(a),
including any paid leave substituted for leave without pay under Sec.
630.1206(b); and
* * * * *
[FR Doc. 2010-29275 Filed 11-18-10; 8:45 am]
BILLING CODE 6325-39-P