Photo Requirements for Pilot Certificates, 70871-70881 [2010-29192]
Download as PDF
Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
Issued in Renton, Washington, on
November 10, 2010.
Jeffrey E. Duven,
Acting Manager, Transport Airplane
Directorate, Aircraft Certification Service.
[FR Doc. 2010–29236 Filed 11–18–10; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 183
[Docket No. FAA–2010–1127; Notice No.
2010–16]
RIN 2120–AJ42
Photo Requirements for Pilot
Certificates
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
This action would require a
person to carry a pilot certificate with
photo to exercise the privileges of the
pilot certificate. This proposal responds
to section 4022 of the Intelligence
Reform and Terrorism Prevention Act
(IRTPA). The FAA previously required
all pilots to obtain a plastic certificate
(excepting temporary certificates and
student pilot certificates). This proposal
furthers the fulfillment of IRTPA by
requiring a photo of the pilot to be on
all pilot certificates. The FAA also
proposes to require student pilots to
obtain a plastic certificate with photo.
Student pilot certificates would also
have the same duration as other pilot
certificates. Additionally, because of the
new photo requirements, this proposal
modifies the application process and the
fee structure for pilot certificates.
DATES: Send your comments on or
before February 17, 2011.
ADDRESSES: You may send comments
identified by Docket Number FAA–
2010–1127 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between
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SUMMARY:
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9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: The FAA will post all
comments received, without change, to
https://www.regulations.gov, including
any personal information you provide.
Using the search function of our docket
Web site, anyone can find and read the
electronic form of all comments
received into any of our dockets,
including the name of the individual
sending the comment (or signing the
comment for an association, business,
labor union, etc.). You may review
DOT’s complete Privacy Act Statement
in the Federal Register published on
April 11, 2000 (65 FR 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
and follow the online instructions for
accessing the docket, or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
For
technical questions concerning this
proposed rule contact Lance Nuckolls,
Certification and General Aviation
Operations Branch, AFS–810, Flight
Standards Service, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–8212; facsimile
(202) 267–5094, e-mail
lance.nuckolls@faa.gov. For legal
questions concerning this proposed rule
contact Robert Hawks, Air Traffic and
Airman/Airport Certification Law
Branch, AGC–240, Office of the Chief
Counsel, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–7143; facsimile
(202) 267–7971, e-mail
rob.hawks@faa.gov.
FOR FURTHER INFORMATION CONTACT:
Later in
this preamble under the Additional
Information section is a discussion of
how you can comment on this proposal
and how the FAA will handle your
comments. Included in this discussion
is related information about the docket,
privacy, the handling of proprietary or
confidential business information, and
accessing related rulemaking
documents.
SUPPLEMENTARY INFORMATION:
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70871
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
Under Subtitle VII, Part A, Subpart iii,
Section 44703(b)(1)(C), the FAA may
define the terms of an airman certificate
the FAA Administrator finds necessary
to ensure safety in air commerce.
Additionally, Subtitle VII, Part A,
Subpart iii, Section 44703(g)(1) permits
modifications to the airman certification
system to make the system more
efficient in serving the needs of those
enforcing laws related to combating acts
of terrorism by ensuring verifiable
identification of individuals applying
for airman certificates. In Section 4022
of the Intelligence Reform and
Terrorism Prevention Act of 2004
(IRTPA),1 Congress required the FAA to
promulgate regulations for the issuance
of improved pilot licenses.
This rulemaking is within the scope
of that authority because it prescribes
the inclusion of a photo of the pilot on
the pilot certificate in accordance with
the IRTPA mandate. This rulemaking
aids in preventing terrorism and in
ensuring safety in air commerce by
issuing certificates that conform to the
IRTPA requirements.
Background
On March 12, 1990, the FAA
published the Drug Enforcement
Assistance notice of proposed
rulemaking (55 FR 9270). That NPRM
proposed changes to requirements for
registration of aircraft, certification of
pilots, and certification violations. The
FAA intended this proposal to correct
deficiencies in the FAA’s aircraft
registration and pilot certification
systems identified in the Federal
Aviation Administration Drug
Enforcement Assistance Act of 1988
(‘‘the DEA Act’’).2 After the close of the
comment period, the FAA determined
that technological improvements could
accomplish most requirements of the
DEA Act. The FAA withdrew the NPRM
on December 5, 2005 (70 FR 72403).
As part of the technological
improvements, the FAA discontinued
issuing paper certificates and began
issuing plastic airman certificates in
2003. The plastic certificates are of high
quality plastic card stock and have
micro printing that contains certain
1 Public Law 108–458, 118 Stat. 3638 (Dec. 17,
2004).
2 Public Law 100–690, 102 Stat. 4181 (Nov. 18,
1988).
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words and phrases, a hologram, and an
UV-sensitive layer to resist tampering,
altering, and counterfeiting.
On January 5, 2007, the FAA
published the Drug Enforcement
Assistance notice of proposed
rulemaking (‘‘the 2007 DEA NPRM’’) (72
FR 489). That NPRM proposed changes
to the airman certification and aircraft
registration requirements to comply
with the mandates of the DEA Act that
could not be completed without
rulemaking. Among other requirements,
the NPRM proposed requiring holders of
pilot certificates and other airmen
certificates to hold a plastic certificate to
exercise the privileges of that certificate.
While the FAA was developing the
2007 DEA NPRM, IRTPA became law
and added to the FAA’s obligations
regarding pilot certificates. Section 4022
of IRTPA requires the FAA to issue
improved pilot certificates that (1) are
resistant to tampering, alteration, or
counterfeiting; (2) include a photograph
of the individual to whom the certificate
is issued; and (3) are capable of
accommodating a digital photograph, a
biometric identifier, or any other unique
identifier the FAA Administrator
considers necessary.
On February 28, 2008, the FAA
published the Drug Enforcement
Assistance final rule (‘‘the DEA final
rule’’) (73 FR 10662). In that rule, the
FAA required all pilots, except student
pilots, to obtain a plastic certificate by
March 31, 2010. After that date, pilots
without plastic certificates may not
exercise the privileges of their
certificates. The FAA continued the use
of paper temporary pilot certificates and
student pilot certificates. The DEA final
rule also satisfies the IRTPA
requirement to issue pilot certificates
that are resistant to tampering,
alteration, and counterfeiting.
Other Airman Certificate-Related
Rulemaking Activity
Currently, the Department of
Homeland Security’s Transportation
Security Administration (TSA) is
engaged in ongoing efforts to improve
identification, credentialing, and
security vetting of persons involved in
transportation (49 U.S.C. 44903). Under
existing FAA programs, the TSA uses
information from the Airman Registry to
crosscheck certification records against
a variety of terrorism-related databases.
Currently, the TSA is considering a
rulemaking to improve security vetting
of airman certificate holders and
applicants for airman certificates. In the
interest of reducing burdens on the
certificate holder and government, the
FAA will continue to consult and
collaborate with TSA and other Federal
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agencies to reduce potential
redundancies or duplication in Federal
certification, vetting, and credentialing
processes. If the TSA issues a final rule
regarding airman security vetting, the
FAA may issue conforming
requirements in any final rule resulting
from this proposal, subsequent to a
supplemental notice of proposed
rulemaking, or as part of a new
rulemaking project, depending on the
scope and timing of the TSA’s actions.
Discussion of the Proposal
The FAA proposes to further fulfill
the requirements of section 4022 of the
IRTPA by requiring a photo of the pilot
on all plastic pilot certificates. This
proposal also requires student pilots to
have a plastic certificate with photo in
order to exercise student pilot
privileges. The FAA would continue to
allow the use of a paper temporary pilot
certificate when upgrading a pilot
certificate (such as going from a student
to a sport, recreational, or private pilot
certificate) or adding a rating (such as an
instrument rating). However, the
temporary paper certificate evidencing
the added authority must be
accompanied by the underlying pilot
certificate with photo.
The FAA proposes a 5-year phased
implementation schedule. This
schedule includes a ‘‘trigger-based’’
approach to issue pilot certificates with
photos to people interacting with the
FAA during the implementation period.
The schedule also includes a ‘‘nontrigger-based’’ approach that requires
pilots to obtain a pilot certificate with
photo during a 3-, 4-, or 5-year period
depending on the type of certificate.
This proposal would not revoke or
otherwise cancel a previously issued
paper or plastic certificate. It simply
would require the pilot to have a pilot
certificate with photo to exercise pilot
privileges.
The FAA proposes to add a new
§ 61.6 to prescribe the requirements
related to a pilot certificate with photo.
This proposal also amends the
application process in § 61.85 to require
submission of a photo with an
application for a pilot certificate. The
FAA also proposes to modify the fee
structure related to an application for a
pilot certificate with photo to recover
some costs associated with issuing a
pilot certificate with photo. The FAA
also proposes to amend § 61.3 to remove
the requirement to carry a separate
government-issued photo identification
for persons carrying a pilot certificate
with photo. The FAA has determined
two photo identifications are
unnecessary and do not serve a safety or
security interest. However, persons with
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special purpose pilot authorizations,
foreign pilot licenses, or limited-term
facsimile pilot certificates still must
carry government-issued photo
identification. Finally, the FAA
proposes minor editorial changes,
including some changes to section
numbering, to improve ease of use.
The following sections discuss in
greater detail the proposals related to
the fees for issuing or replacing a pilot
certificate with photo, the
implementation approach, applying for
a pilot certificate with photo, photo
requirements, duration of pilot
privileges for pilot certificates with
photos, student pilot certificates, and
other issues.
Fees for Issuing or Replacing a Pilot
Certificate With Photo
Currently, the FAA charges a $2 fee to
replace a lost or destroyed airman
certificate. There is no charge for
issuing, upgrading, or adding ratings to
an airman certificate. 14 CFR 61.29(a).
Although the FAA has statutory
authority to charge a fee for issuing a
pilot certificate, the FAA previously has
not exercised that authority. 49 U.S.C.
45302. That authority permits the FAA
to charge a maximum fee of $22.00
($12.00 adjusted according to the
Consumer Price Index of All Urban
Consumers published by the Secretary
of Labor). 49 U.S.C. 45302(b)–(c).
Congress required the FAA to change
from issuing paper pilot certificates to
issuing plastic certificates with photos
and other security measures.3 The cost
of issuing these new certificates is
substantial. To recover some of these
costs, the FAA proposes to exercise its
statutory authority to collect a fee when
issuing a pilot certificate with a photo
and other security features.
Specifically, the FAA proposes to
charge a $22 fee to process an
application for: (1) Exchanging an
existing certificate without a photo for
a certificate with photo; (2) issuing a
new pilot certificate or student pilot
certificate; and (3) replacing a pilot
certificate with photo whenever a
replacement certificate is requested by a
pilot or required by regulation.
Examples of events which would
require a replacement certificate include
renewing expired photos, achieving new
ratings or certificate levels, changing
name or citizenship information, and
replacing lost or destroyed certificates.
As shown in the regulatory evaluation,
the $22 fee does not recover fully the
cost of issuing pilot certificates, but the
FAA may not exceed its statutory
authority to recover costs. Accordingly,
3 IRTPA
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the FAA proposes to include this fee
schedule for a pilot certificate with
photo in the new § 61.6.
The FAA also proposes to adjust this
fee periodically to correspond with
changes in the Consumer Price Index, as
permitted by 49 U.S.C. 45302(c). Any
fee adjustment would not occur more
than once a year and would not exceed
the FAA’s cost for issuing a certificate.
Any calculation of issuance cost would
be performed in the same manner as
that performed for this proposed rule.
The Federal Aviation Administration
Reauthorization bill (H.R. 915), if
enacted as passed by the House of
Representatives on May 21, 2009, would
provide authority to increase fees for
airman certificates. This legislation
would allow the FAA to recover the
costs related to airman certification, and
the legislation sets the fee for issuing an
airman certificate at $50 and for issuing
a replacement airman certificate at $25.
Once the outcome of the reauthorization
legislation is known, the FAA would
decide whether additional rulemaking is
necessary.
Since this proposal would require inperson identity verification, the FAA
anticipates allowing designees to accept
and verify applications for pilot
certificates with photos to lessen the
inconvenience to certificate holders and
new applicants. The FAA anticipates
that designees would charge a fee, in
addition to the fee charged by the FAA,
to accept and verify the applications.
The FAA cannot set or limit fees
charged by designees. This fee likely
would be independent of any fee
charged by a designee for testing
services provided to the applicant.
Implementation Approach
The FAA would begin issuing a pilot
certificate with photo to an applicant for
a new pilot certificate once the rule
becomes effective. For the FAA to
comply with IRPTA, it must reissue all
existing pilot certificates with a pilot
certificate with photo. To minimize the
burden of reissuance on certificate
holders, the FAA proposes a concurrent
‘‘trigger-based’’ and ‘‘non-trigger-based’’
implementation approach.
Many pilots already would interact
with the FAA during the
implementation period of this proposed
rule because of a ‘‘triggering event.’’
They would be required to apply for a
pilot certificate with photo as a result of
that interaction. One triggering event
would be applying for a new pilot
certificate or rating, including a student
pilot certificate. A pilot obtaining a new
flight instructor certificate or renewing
a flight instructor certificate would also
be required to apply for a pilot
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certificate with photo for the underlying
pilot certificate. The FAA does not
propose requiring all persons requesting
replacement pilot certificates during the
implementation period to apply for a
pilot certificate with photo. However,
replacement activity requiring an inperson interaction with the FAA (for
example, change of name, citizenship,
date of birth, or gender) would be a
triggering event. The FAA proposes to
require pilots interacting with the FAA
during one of these triggering events to
provide a photo with the application.
These pilots would not be subject to the
proposed phase-in requirements
because they would already comply
with the proposed rule.
Because not all pilots will have a
triggering event during the
implementation period, the FAA
proposes a phased approach for
requiring an application for a pilot
certificate with photo. A pilot with an
airline transport pilot (ATP) certificate
would have 3 years after the final rule
becomes effective to obtain a pilot
certificate with photo. A person with a
commercial pilot certificate would have
4 years after the effective date of the
final rule. Finally, a private,
recreational, or sport pilot certificate
holder would have 5 years after the
effective date of the final rule. Pilots
who do not obtain a certificate with
photo during the appropriate period
would not be able to exercise pilot
privileges after the cut-off date.
The FAA chose different cut-off dates
based on certificate level to provide the
most time for private, sport, and
recreational pilots. Those pilots are the
least likely to have regular contact with
the FAA. ATP and commercial pilot
certificate holders usually have more
regular contact with the FAA than other
types of pilots.
The FAA believes that these periods
are reasonable to allow for the timely
replacement of pilot certificates. The
phased implementation approach
balances the FAA’s ability to receive
and process applications for
replacement certificates and to maintain
the FAA’s existing range of services.
The FAA assumes that applications
would be evenly spread throughout the
implementation period. If all pilots wait
until close to the end of the period to
apply for the certificate, there
undoubtedly would be delays in
processing and receipt of the new
certificate. A pilot may apply for a
certificate with photo after the specific
implementation period ends, but he or
she would not be able to exercise pilot
privileges until he or she has a pilot
certificate with photo. The FAA
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70873
proposes to add this implementation
schedule to § 61.19.
Applying for a Pilot Certificate With
Photo
The FAA would require a pilot to
submit an application for a new or
replacement pilot certificate with
photos in person in certain cases. For
these in-person applications, a pilot
must appear at a FSDO or other FAA
designee (such as a Knowledge Testing
Center or designated pilot examiner
(DPE)). All certificate holders applying
for a pilot certificate for the first time
would submit that application in person
for purposes of identity verification.
After a person holds a pilot certificate
with photo, there would be certain
situations for which an in-person
application is required. If the photo
would expire within 90 days of the
application, a pilot would submit the
application in person. A pilot changing
vital information on the certificate, such
as name, date of birth, citizenship, or
gender, would still be required to apply
in person so the FAA could verify the
applicant’s identity. Finally, a pilot who
upgrades his or her certificate or adds a
rating would still apply for a new
certificate in person.
A pilot who wants to add or update
the photo on the certificate may do so
using one of two methods. The first
method would be to submit a paper
photo with a paper 8710–1 Airman
Certificate and/or Rating Application
form. The second method would be to
use the Web-based Integrated Airman
Certificate and/or Rating Application
(IACRA) form. However, regardless of
the method used, a pilot must appear inperson to either a FSDO or any
authorized FAA-designee to have his or
her photo and identification validated
whenever a photo is required as part of
the application. Currently, the FAA
operates 96 FSDOs in the U.S. and has
approximately 2,700 designees
worldwide that can process applications
for pilot certificates with photo. A pilot
residing outside of the U.S. must use an
FAA-designee who is authorized to
service his or her area. Alternately, the
pilot may come to the U.S. and use any
FAA-designee or FSDO.
In some cases, the FAA would allow
a pilot to submit an application for a
pilot certificate with photo by mail.
These instances would not require an
in-person application because the pilot
has established his or her identity with
the FAA, and the changes to the
certificate do not affect the pilot’s
identity. For example, a pilot could
submit an application to replace a lost
or destroyed certificate with photo
without an in-person interaction.
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Additionally, a pilot could notify the
FAA of a change of address by mail or
via the FAA website. Although not
required by regulation, the pilot could
request a replacement certificate when
making the change of address. When
requesting a replacement pilot
certificate with photo in these
situations, the pilot must have a photo
on file that does not expire within 90
days of the application.
Photo Requirements
The FAA proposes a new § 61.6 to
prescribe the photo requirements for
pilot certificates. The FAA would
require an applicant to submit a 2 x 2inch photo with the application. The
photo must be unretouched and in
color. The photo must be of only the
applicant and must have been taken
within the last six months. It also must
show a full front view of the applicant’s
face in such a way that the area from the
bottom of the applicant’s chin to the top
of the applicant’s head (including hair)
covers more than 50 percent but not
more than 75 percent of the total area
of the photo. The photo must show the
applicant in front of a plain lightcolored background and in normal street
attire. If an applicant chose to wear a
pilot uniform, the FAA would consider
that applicant to be wearing normal
street attire, provided the photo did not
show the applicant wearing a hat, head
covering, or dark glasses as prescribed
in § 61.6. These requirements are
consistent with Department of State
guidelines for passport photos.
Therefore, an applicant for a pilot
certificate with photo should be able to
obtain the required photo from any
passport photo vendor.
At this time, the FAA is prepared to
accept only a hard copy of a photo,
similar to the Department of State’s
passport model. In the future, however,
the FAA anticipates accepting a digital
photo. The FAA would revise its
guidance material as technology
advances and additional methods are
available for photo submission.
Currently the FAA is considering
three methods of acquiring a digital
photo. One way would be for an
applicant to upload a digital photo into
FAA’s Integrated Airman Certificate
and/or Rating Application (IACRA) subsystem. IACRA is an Internet-based
database program providing a fullyelectronic method of applying for an
airman certificate or rating. IACRA can
accommodate submission of digital
images.
The second method to acquire a
digital photo would be for an applicant
to go to a Knowledge Testing Center,
which is a logical venue for verifying
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identity and taking digital photos.
Currently there are two major testing
companies that are authorized to
perform knowledge testing for the FAA
via Knowledge Testing Centers. These
testing centers are located to serve a
wide geographic range (approximately
960 nationwide centers and 9
international locations). Usually, people
do not have to travel more than 100
miles to get to a testing center.
The third method to acquire a digital
photo would be for an applicant to go
to a DPE or a FSDO that has the
capability to take digital photos.
Currently, FSDOs have this capability,
but DPEs do not. However, the FAA
anticipates they would have this
capability in the future.
Duration of Pilot Privileges for a Pilot
Certificate With Photo
Because the accuracy of a photo
degrades over time, the FAA proposes to
include a photo expiration date on the
pilot certificate with photo. As under
current regulations, the actual pilot
certificate would not expire but would
remain valid unless surrendered,
suspended, or revoked. However, the
pilot may not exercise the privilege of
the certificate after the photo expiration
date. Therefore, the pilot must renew
the photo in order to continue to
exercise the pilot privileges of the
certificate past the photo expiration
date.
The FAA considered different photo
durations, specifically an 8-year
duration (similar to that required by the
Real ID Act) and a 10-year duration
(similar to that used for passports). The
Real ID Act of 2005 4 imposes certain
security, authentication, and issuance
procedure standards for state driver’s
licenses and identification cards for
them to be accepted by the federal
government for official purposes. The
FAA acknowledges that the Real ID Act
does not require the FAA to set any
specific duration with respect to a pilot
certificate with photo. The Department
of State traditionally has issued
passports that are valid for 10 years.
This practice was established well
before the Real ID Act became law and
was established in response to different
concerns than those to which the Real
ID Act responds. The FAA proposes an
8-year duration. This duration is
consistent with the Real ID Act, which
is Congress’s latest expression on the
appropriate period of validity for
government identification. The FAA
proposes to amend § 61.19 to prescribe
a photo expiration date of 8 years after
4 Public Law 109–13, 119 Stat. 231 (May 11,
2005).
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the month in which the FAA issues the
pilot certificate. The FAA also proposes
to place the photo expiration date on the
pilot certificate with photo to remind
certificate holders of when a new photo
must be submitted.
Under this proposal, it would be the
pilot’s responsibility to apply for a
replacement certificate and provide a
new, current photo before the photo
expiration date. It is important to note
that the issuance of a pilot certificate
with photo could take up to 6 to 8
weeks. Therefore, a pilot should plan to
submit an application, with a new
photo, well before the photo expiration
date on the current pilot certificate. If
the photo expiration date passes before
the pilot receives a replacement pilot
certificate with photo, the FAA would
not issue temporary privileges, and the
pilot could not exercise pilot privileges.
For applications received in the 180
days before the photo expiration date,
the FAA would issue a certificate with
a photo expiration date that is 8 years
from the previous certificate’s photo
expiration date. If a pilot requests
changes to a certificate, such as
changing the certificate level or adding
a rating, the FAA would issue a new
certificate with the current photo on
file. That certificate would have the
same photo expiration date as the
certificate that it is replacing. However,
if a pilot wishes to submit a new photo,
the FAA would issue a certificate with
a photo expiration date of 8 years from
the month of issue. If the photo would
expire within the next 90 days, the pilot
must submit a new photo with the
application for a certificate.
Student Pilot Certificates
The FAA includes student pilot
certificates in this proposal to meet the
IRTPA requirements that apply to all
pilot certificates. The Drug Enforcement
Assistance final rule, which required
plastic pilot certificates, did not include
student pilot certificates. Therefore, the
FAA proposes to require all student
pilot certificates to be made of plastic
and include a photo of the certificate
holder. As a result, only the FAA’s
Airman Certification Branch (AFS–760)
would issue student pilot certificates.
The FAA proposes to discontinue use
of an Aviation Medical Examiner (AME)
for the application and issuance of a
student pilot certificate. Currently,
AMEs may issue both a medical
certificate and a student pilot certificate
(often referred to as a combination
certificate). Except in the case of glider,
balloon, and light sport aircraft, a
student pilot’s first contact with the
FAA usually is through an AME because
of the medical certificate requirement. It
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is convenient for a student pilot to
apply for a student pilot certificate at
the same time as for a medical
certificate. However, under this
proposal, student pilots must obtain a
student pilot certificate with photo.
Because an AME’s principal function is
to perform the medical evaluation, the
FAA has determined that it is
inappropriate to burden the AME with
information-gathering and photoverification duties. Accordingly, under
this proposal, a person wishing to
obtain a student pilot certificate would
still obtain a medical certificate from an
AME; however, that person may not
apply for a student pilot certificate with
an AME. A student pilot would obtain
a student pilot certificate with photo
that is issued by the FAA Airman
Certification Branch (AFS–760) prior to
conducting solo flights. The FAA
proposes to amend § 61.85 to prescribe
the application process for student pilot
certificates and § 183.21 to relieve AMEs
from issuing student pilot certificates.
Also, under this proposal, Designated
Pilot Examiners (DPEs) no longer would
issue student pilot certificates.
However, DPEs would be authorized to
accept an application for a student pilot
certificate. In addition, designated
knowledge testing centers, designated
airmen certification representatives,
local Flight Standards District Offices
(FSDOs), and International Field Offices
would be authorized to accept an
application for a student pilot
certificate.
Because the student pilot certificate
would be issued by the FAA’s Airmen
Certification Branch instead of by
Aviation Safety Inspectors or FAA
designees, student pilots, instructors,
and pilot schools should plan
accordingly for the additional time it
would take to receive a plastic student
pilot certificate with photo. At this time,
the FAA estimates that it could take up
to 6 to 8 weeks for the FAA to issue a
student pilot certificate. As under the
current regulations, students still can
receive instruction, but they may not
engage in solo flight before receiving a
student pilot certificate.
Currently, a student pilot certificate
expires either 24 or 60 calendar months
after issuance depending on the age of
the student pilot or on the rating sought.
Because of the proposed change in
procedure to obtain a student pilot
certificate, the FAA proposes to issue
student pilot certificates that do not
expire. Like other pilot certificates, a
student pilot certificate would remain
valid unless surrendered, suspended, or
revoked. However, the student pilot
certificates would have a photo
expiration date of 8 years after the
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month of issuance. This duration is
consistent with the duration of other
pilot certificates because the FAA has
concluded there is no purpose to
treating student pilot certificates
differently from other pilot certificates.
A student pilot would not be able to
exercise the privileges of the certificate
after the photo expiration date unless he
or she submitted a new photo.
A student pilot certificate issued prior
to the effective date of this rule would
continue to be valid until the expiration
date shown on the face of that
certificate. If a person wishes to obtain
a replacement student pilot certificate,
he or she may apply for a student pilot
certificate with photo. Because student
pilot certificates currently expire after
either 24 or 60 months, all student
pilots would be using a student pilot
certificate with photo before the end of
the 5-year implementation period
established by this proposal for
obtaining a pilot certificate with photo.
The FAA also proposes to make
conforming changes regarding the
placement of solo flight endorsements
on student pilot certificates. Because it
is not possible to make the currentlyrequired solo flight endorsements on a
plastic student pilot certificate, the FAA
proposes to amend §§ 61.87, 61.93, and
61.133 to require that those
endorsements be made in only the
student pilot’s logbook. The FAA also
proposes to amend §§ 61.189 and 61.195
to require flight instructors to place
those endorsements in only the student
pilot’s logbook. The FAA proposes to
amend § 61.13(a)(2)(i)(A) so that it
would apply to an application for a
student pilot certificate because student
pilot certificates would be issued only
by the FAA Airman Certification Branch
(AFS–760).
Other Issues
Currently § 61.29(e) allows a person to
obtain a facsimile airman certificate 5 if
the original certificate is lost or
destroyed. The FAA Airman
Certification Branch issues facsimile
certificates so that an airman may
continue to exercise privileges until a
replacement pilot certificate is issued.
This facsimile is valid for 60 days.
Although this facsimile does not meet
the IRTPA requirements, the FAA
proposes to leave the facsimile
provision unchanged. The replacement
of a pilot certificate with photo would
take up to 6 to 8 weeks during which
time a pilot effectively would be
5 Currently, the Airman Certification Branch
issues a paper temporary certificate, a faxed
temporary authority, or an e-mail temporary
authority.
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70875
grounded. The FAA has concluded that
grounding a pilot for an extended time
period is unnecessary. The FAA would
treat the facsimile pilot certificate as a
special purpose pilot authorization that
may be used in conjunction with a
government-issued photo identification
under § 61.3. This treatment would
allow a pilot whose identity has been
certified by the FAA to continue to
exercise pilot privileges while allowing
security agencies to verify the pilot’s
identity against a government-issued
identification.
Comments Invited
The FAA is specifically interested in
receiving comments on the following
questions:
(1) While this proposal does not
outline specific identity verification
standards and processes, the FAA may
include such standards and processes in
a final rule. The FAA seeks comment on
standards that should be used for
identity verification to issue pilot photo
certificates, either in person or remotely.
Should the FAA require applicants to
produce fraud-resistant documents to
verify identity? If so, which documents
or other identity verification procedures
should the FAA implement to ensure a
high level of confidence in the
verification process?
(2) Should the FAA consider an
alternative implementation approach to
the ‘‘trigger’’ and ‘‘non-trigger’’ approach
set forth in the proposal? Should the
FAA set one deadline, regardless of
certificate level, for pilots to have a pilot
certificate with photo to exercise the
privileges of that certificate rather than
implement the phased ‘‘non-trigger’’
approach set forth in this proposal?
What is the basis and supporting data
for a single deadline? If the FAA were
to implement a single deadline, what
time period for conversion to a pilot
certificate with photo adequately
balances the FAA’s need to comply with
the statutory mandate and the burden
on certificate holders? Would
lengthening the implementation period
significantly reduce burden on a pilot?
What is the basis and supporting data
for a longer time period?
(3) Currently, the FAA envisions
using Knowledge Testing Centers, DPEs,
and FSDOs to accept pilot certificate
applications and validate applicant
identity. Are there alternative,
potentially less burdensome, methods
for pilots within the U.S. and outside of
the U.S. the FAA should consider? In
addition, what should the FAA consider
when designating service providers with
identity verification authority?
(4) Is the proposed 8-year duration for
the photo, based on the photo duration
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
for state driver’s licenses under the Real
ID Act, a reasonable period of time that
balances the security needs expressed in
IRTPA and the burden on certificate
holders? Are there other standards or
guidance for photo accuracy the FAA
should consider? What is the basis and
supporting data for a shorter or longer
duration?
(5) Is there any reason why student
pilot certificates should not be treated
like other pilot certificates for the
purposes of meeting the IRTPA
requirements? What is the basis and
supporting data for your response?
(6) With respect to the photo that is
placed on the pilot certificate, should
the FAA accept only hard copy photos,
only digitally-captured photos, or either
hard copy or digitally-captured photos?
What is the basis and supporting data
for your response?
(7) If the FAA accepts digitallycaptured photos, what are the
advantages and disadvantages of the
following methods of acquiring the
photo: (a) An applicant uploading a selfcaptured photo to the IACRA subsystem; (b) a FSDO capturing the photo
when the application is submitted; (c) a
Knowledge Testing Center capturing the
photo when an application is submitted;
and (d) a DPE capturing the photo when
an application is submitted? What is the
basis and supporting data for your
response?
Paperwork Reduction Act
This proposal contains the following
revisions to existing information
collection requirements. As required by
the Paperwork Reduction Act of 1995,
the FAA has submitted the information
requirements associated with this
proposal to the Office of Management
and Budget for its review. See 44 U.S.C.
3507(d).
Title: Photo Requirements for Pilot
Certificates
Summary: This action would require
a person to carry a pilot certificate with
photo to exercise the privileges of the
pilot certificate. This proposal responds
to section 4022 of the Intelligence
Reform and Terrorism Prevention Act
(IRTPA). The FAA previously required
all pilots to obtain a plastic certificate
(excepting temporary certificates and
student pilot certificates), and after
March 31, 2010, all pilots must carry a
plastic certificate. This proposal furthers
the fulfillment of IRTPA by requiring a
photo of the pilot to be on all pilot
certificates. The FAA also proposes to
require student pilots to obtain a plastic
certificate with photo and treats student
pilot certificates equally with other pilot
certificates for durational purposes.
Additionally, because of the photo
requirement on pilot certificates, this
proposal modifies the process for
obtaining a pilot certificate and the fee
structure for processing an application
for a pilot certificate with photo. This
revision affects the existing information
Total cost
Pilot-related costs:
Trigger—Initial Registration ......................................
Non-Trigger—Initial Registration ..............................
Non-Trigger—Renewal .............................................
Additional/Replacement ............................................
Portals:
KTC ...........................................................................
DPE ..........................................................................
FAA Contractor ................................................................
emcdonald on DSK2BSOYB1PROD with PROPOSALS
Total ..........................................................................
The agency is soliciting comments
to—
(1) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the agency, including whether the
information will have practical utility;
(2) Evaluate the accuracy of the
agency’s estimate of the burden;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of collecting
information on those who are to
respond, including by using appropriate
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17:04 Nov 18, 2010
Jkt 223001
Annual cost
Frm 00032
Total time
Annual time
$4,221,982
191,555,276
149,053,511
9,654,806
$211,099
9,577,764
7,452,676
482,740
82,923.34
3,521,734.67
2,740,341.74
363,509.25
4,146.17
176,086.73
137,017.09
18,175.46
10,100,840
17,545,925
5,328,284
505,042
877,296
266,414
655,048.00
233,945.67
N/A
32,752.40
11,697.28
N/A
387,460,624
19,373,031
7,597,502.66
379,875.13
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
Individuals and organizations may
send comments on the information
collection requirement by January 18,
2011 and should direct them to the
address listed in the Addresses section
at the beginning of this preamble.
Comments also should be submitted to
the Office of Information and Regulatory
Affairs, OMB, New Executive Building,
Room 10202, 725 17th Street, NW.,
PO 00000
collection requirements of FAA Form
8710–1 ‘‘Airman Certificate and/or
Rating Application’’ (OMB Approval
Number 2120–0021).
Use of: This proposed rule is in direct
response to section 4022 of the
Intelligence Reform and Terrorism
Prevention Act (IRTPA). This request for
clearance reflects requirements
necessary under Title 14 CFR part 61 to
require a person to carry a pilot
certificate with photo to exercise the
privileges of the pilot certificate. The
FAA will use the information it collects
and reviews to ensure compliance and
adherence to regulations and, where
necessary, to take enforcement action on
violators of the regulations.
Respondents (including number of):
The FAA estimates there are 740,442
pilots who would be required to provide
information in accordance with the
proposed rule. The respondents to this
proposed information requirement are
pilots regulated under part 61.
Frequency: The FAA estimates
certificate holders will have a one-time
information collection, and will then
collect or report information
occasionally thereafter.
Annual Burden Estimate: This
proposal would result in a 20-year
recordkeeping and reporting burden as
follows:
Summary of time and costs (20-year):
The following table sums up the costs
and time:
Fmt 4702
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Washington, DC 20053, Attention: Desk
Officer for FAA.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
§ 1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid OMB
control number. The OMB control
number for this information collection
will be published in the Federal
Register, after the Office of Management
and Budget approves it.
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that this rulemaking is
consistent with ICAO Standards and
Recommended Practices.
emcdonald on DSK2BSOYB1PROD with PROPOSALS
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule. The
FAA suggests readers seeking greater
detail read the full regulatory
evaluation, a copy of which is in the
docket for this rulemaking.
In conducting these analyses, FAA
has determined that this rule: (1) Has
benefits that justify its costs, (2) is not
an ‘‘economically significant regulatory
action’’ but is a ‘‘significant regulatory
action’’ for other reasons as defined in
section 3(f) of Executive Order 12866,
(3) is ‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (4)
would not have a significant economic
impact on a substantial number of small
entities; (5) would not create
unnecessary obstacles to the foreign
commerce of the United States; and
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(6) would not impose an unfunded
mandate on state, local, or tribal
governments, or on the private sector by
exceeding the threshold identified
above. These analyses are summarized
below.
Summary
In this analysis, the FAA estimated
future costs for a 20-year period, from
2010 through 2029. All costs in this
analysis are in 2008 dollars.
There are currently about 740,000
pilots and 93,000 CFIs that would be
covered by this proposal. Given future
projected growth in all pilot categories
and given the requirement to renew
every 8 years, the FAA anticipates that
the FAA would process 4.40 million
photo IDs from 2010 to 2029.
Costs to pilots would sum to $445.8
million ($235.8 million, present value)
over the above 20-year period. This
includes the costs of the pilots
providing hard copy photos and a Form
8710–1 to a portal designee, either a
Knowledge Testing Center, Designated
Pilot Examiner, or Flight Service District
Office. These portals would incur costs
of $33.2 million ($17.6 million, present
value) to process this information and
pass it on to the Airman Registry at the
FAA. The FAA would incur costs of
$239.8 million ($126.7 million, present,
value) to process the certificates. Total
costs, over 20 years, sum to $718.7
million ($380.1 million, present value).
This proposal responds to IRTPA by
requiring digital photos on all pilot
certificates. Congress has mandated that
the FAA improve pilot licenses by
including a photo on the license. The
proposal requiring owners to personally
appear before authorized persons and to
produce proof of identity including
photo identification would be a
significant help in the prevention of
fraudulent and fictitious registration.
Initial Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the RFA requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The RFA covers a wide-range of
small entities, including small
businesses, not-for-profit organizations
and small governmental jurisdictions.
PO 00000
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70877
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the determination is that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the RFA.
However, if an agency determines that
a proposed or final rule is not expected
to have a significant economic impact
on a substantial number of small
entities, section 605(b) of the 1980 act
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
A number of commercial pilots are
employed as crop dusters, as passenger
and freight charter operators, in aerial
photography and mapmaking
businesses, in sightseeing businesses,
and/or in flight schools, many of which
are small businesses. The FAA does not
have data as to how many such pilots
are employed in each of these
businesses. While in a rural setting, the
entire process may take half a day, the
pilot would have large latitude in
choosing which day to get the
certificate. These types of small
businesses are often seasonal, meaning
that in almost all cases, the pilot would
not have to miss a day of work in order
to get a pilot certificate with photo.
The cost impact to any one pilot and
to any business would not be large. The
average cost to a pilot in a ‘‘non-trigger’’
event is higher than that of a ‘‘trigger’’
event as the time and mileage needs to
be taken into account as well as the
portal costs. The average cost for a ‘‘nontrigger’’ event is about $175. These
commercial pilots would have a phasein period of 4 years and then would
have to renew every 8 years. Thus, over
a 20-year period, such a pilot would
have to get 3 pilot certificates, for a cost
of about $375; the average annual cost
is $19, which is not a significant impact.
Therefore, the FAA certifies that this
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
The FAA solicits comments regarding
this determination.
International Trade Impact Statement
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined that it would have only
a domestic impact and therefore would
not create unnecessary obstacles to the
foreign commerce of the United States.
Unfunded Mandates Determination
Title II of the Unfunded Mandates
Reform Act of 1995 (the Act) requires
each Federal agency to prepare a written
statement assessing the effects of any
Federal mandate in a proposed or final
agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation) in any
one year by State, local, and tribal
governments, in the aggregate, or by the
private sector; such a mandate is
deemed to be a ‘‘significant regulatory
action.’’ The FAA currently uses an
inflation-adjusted value of $136.1
million in lieu of $100 million.
This proposed rule does not contain
such a mandate. The requirements of
Title II do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
FAA has determined that this action
would not have a substantial direct
effect on the States, on the relationship
between the national Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have federalism
implications.
emcdonald on DSK2BSOYB1PROD with PROPOSALS
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
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Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this NPRM
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
FAA has determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not likely
to have a significant adverse effect on
the supply, distribution, or use of
energy.
Additional Information
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views on any issue raised in this
rulemaking. The FAA also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, please send only
one copy of written comments, or if you
are filing comments electronically,
please submit your comments only one
time.
All comments received will be filed in
the docket, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The FAA may change
this proposal in light of the comments
received.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
PO 00000
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identify the docket number, notice
number, or amendment number of this
rulemaking.
You may access all documents the
FAA considered in developing this
proposed rule, including economic
analyses and technical reports, from the
internet through the Federal
eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Parts 61 and
183
Aircraft, Airmen, Aviation safety,
Reporting and recordkeeping
requirements, Security measures.
The Proposed Amendment
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend Chapter I of Title 14,
Code of Federal Regulations, as follows:
PART 61—CERTIFICATION: PILOTS,
FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61
continues to read as follows:
Authority: 49 U.S.C. 106(G), 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
2. Amend § 61.3 by revising
paragraphs (a), (d)(2)(iv), and paragraph
(l) introductory text to read as follows:
§ 61.3 Requirement for certificates,
ratings, and authorizations.
(a) Pilot certificate. (1) A person may
not serve as a required pilot flight
crewmember of a civil aircraft of the
United States, unless that person:
(i) Has a pilot certificate issued under
this part and in accordance with § 61.19;
(ii) Has a special purpose pilot
authorization issued under § 61.77;
(iii) Has a temporary certificate issued
under § 61.17;
(iv) Has a facsimile certificate issued
under § 61.29; or
(v) When operating an aircraft within
a foreign country, has a pilot license
issued by that country.
(2) The pilot certificate or special
authorization must be in the person’s
physical possession or readily
accessible in the aircraft when
exercising the privileges of that pilot
certificate or authorization.
(3) If the pilot certificate or
authorization is not a pilot certificate
with photo, a person may not serve as
a required pilot flight crewmember of a
civil aircraft of the United States, unless
that person has a photo identification in
that person’s physical possession or
readily accessible in the aircraft when
exercising the privileges of that pilot
certificate or authorization. The photo
identification must be a:
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(i) Driver’s license issued by a State,
the District of Columbia, or a territory or
possession of the United States;
(ii) Government identification card
issued by the Federal government, a
State, the District of Columbia, or a
territory or possession of the United
States;
(iii) U.S. Armed Forces’ identification
card;
(iv) Official passport;
(v) Credential that authorizes
unescorted access to a security
identification display area at an airport
regulated under 49 CFR part 1542; or
(vi) Other form of identification that
the Administrator finds acceptable.
*
*
*
*
*
(d) * * *
(2) * * *
(iv) Endorse a logbook for solo
operating privileges.
*
*
*
*
*
(l) Inspection of certificate. Each
person who holds an airman certificate,
medical certificate, authorization, or
license required by this part must
present it and, unless the pilot
certificate contains a photo, a photo
identification as described in paragraph
(a)(2) of this section for inspection upon
a request from:
*
*
*
*
*
3. Add a new § 61.6 to read as follows:
emcdonald on DSK2BSOYB1PROD with PROPOSALS
§ 61.6 Pilot certificate with photo and
photo requirements.
(a) Trigger-based implementation.
Except as provided in § 61.19(h)(2), after
[effective date of final rule], all persons
must apply for a pilot certificate with
photo and provide a photo that
conforms to the requirements prescribed
in paragraph (b) of this section when:
(1) Obtaining a new pilot certificate or
rating (including student pilot
certificate);
(2) Obtaining a new flight instructor
certificate;
(3) Renewing a flight instructor
certificate; or
(4) Obtaining a replacement pilot
certificate resulting from a change of
name, citizenship, date of birth, or
gender.
(b) Photo Requirements. (1) A photo
provided with an application for a new
or replacement pilot certificate with
photo must—
(i) Be unretouched and in color;
(ii) Be a recent likeness of only the
applicant (taken within the last six
months) and show a full front view of
the applicant’s face in such a way that
the area from the bottom of the
applicant’s chin to the top of the
applicant’s head (including hair) covers
more than 50 percent but not more than
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17:04 Nov 18, 2010
Jkt 223001
75 percent of the total area of the photo;
and
(iii) Show the applicant in front of a
plain light-colored background and in
normal street attire, without a hat, head
covering, or dark glasses unless a signed
statement is submitted by the applicant
verifying the item is worn daily for
religious purposes or a signed doctor’s
statement is submitted verifying the
item is used daily for medical purposes.
(2) A photo provided with an
application for a pilot certificate or
rating must measure 2 x 2 inches in size.
(c) Application for new or
replacement pilot certificate with photo.
(1) A photo of the applicant that
conforms to the requirements prescribed
in paragraph (b) of this section must
accompany each application for a new
or replacement pilot certificate with
photo unless the applicant previously
submitted a photo and that photo has
not expired or will not expire within 90
days of the application.
(2) An applicant for a pilot certificate
with photo must make an application
accompanied by a photo at a place
designated by the Administrator.
(3) An applicant for a replacement
pilot certificate with photo who has a
current photo on file may make an
application that is not accompanied by
a photo at a place designated by the
Administrator or by mail to the
Department of Transportation, FAA,
Airman Certification Branch, P.O. Box
25082, Oklahoma City, OK 73125.
(4) Payment to the FAA of the fee
specified in paragraph (d) of this section
by check, money order, or other
payment method approved by the
Administrator must accompany each
application for a new or replacement
pilot certificate with photo.
(d) Fee for issuance of pilot certificate
with photo. The fee for processing an
application for a new or replacement
pilot certificate with photo is $22. The
FAA periodically may increase this fee
to correspond with changes in the
Consumer Price Index.
4. Amend § 61.13 by revising
paragraphs (a)(1) and (a)(2)(i)(A) to read
as follows:
§ 61.13 Issuance of airman certificates,
ratings, and authorizations.
(a) Application. (1) An applicant for
an airman certificate, rating, or
authorization under this part must make
that application on a form acceptable to
the Administrator and at a place
designated by the Administrator. In
addition, an applicant for a pilot
certificate with photo must make that
application as prescribed in § 61.6.
(2) * * *
(i) * * *
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Frm 00035
Fmt 4702
Sfmt 4702
70879
(A) Application for student pilot
certificate that is received outside the
United States; or
*
*
*
*
*
5. Amend § 61.19 by revising
paragraphs (a), (b), and (c), and (g) to
read as follows:
§ 61.19 Duration of pilot and instructor
certificates and privileges.
(a) General. (1) Except for a student
pilot certificate or flight instructor
certificate issued with an expiration
date, a pilot certificate is valid unless it
is surrendered, suspended, or revoked.
(2) A pilot certificate with photo is
issued with a photo expiration date after
which the holder of the certificate may
not exercise the privileges of that
certificate.
(b) Paper student pilot certificate. A
student pilot certificate issued under
this part prior to [effective date of final
rule] expires:
(1) For student pilots who have not
reached their 40th birthday, 60 calendar
months after the month of the date of
examination shown on the medical
certificate.
(2) For student pilots who have
reached their 40th birthday, 24 calendar
months after the month of the date of
examination shown on the medical
certificate.
(3) For student pilots seeking a glider
rating, balloon rating, or a sport pilot
certificate, 60 calendar months after the
month of the date issued, regardless of
the person’s age.
(c) Pilot certificates. (1) A pilot
certificate (other than a student pilot
certificate) issued under this part prior
to [effective date of final rule] is issued
without a specific expiration date.
(2) A pilot certificate, including a
student pilot certificate, issued under
this part after [effective date of final
rule] contains a photo expiration date
that is 96 months from the month in
which a photo is submitted for
inclusion on the certificate.
(3) The holder of a pilot certificate
issued on the basis of a foreign pilot
license may exercise the privileges of
that certificate only while that person’s
foreign pilot license is effective.
*
*
*
*
*
(g) Duration of pilot certificates.
(1) Except for a temporary certificate
issued under § 61.17 or a student pilot
certificate issued under paragraph (b) of
this section, the holder of a paper pilot
certificate issued under this part may
not exercise the privileges of that
certificate after March 31, 2010.
(2) Except for a temporary certificate
issued under § 61.17 or a facsimile
certificate issued under § 61.29, no
person may exercise the privileges of a
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
particular certificate as pilot in
command or in any other capacity as a
required pilot flight crewmember of a
civil aircraft of U.S. registry unless that
person has a photo on his or her pilot
certificate after:
(i) [Date 3 years after publication of
final rule] for a pilot holding an airline
transport pilot certificate;
(ii) [Date 4 years after publication of
final rule] for a pilot holding a
commercial pilot certificate; or
(iii) [Date 5 years after publication of
final rule] for a pilot holding a private,
recreational or sport pilot certificate.
6. Amend § 61.25 by adding
paragraph (c) to read as follows:
certificate with photo or a lost or
destroyed airman certificate, medical
certificate, or knowledge test report
must state:
*
*
*
*
*
(e) Facsimile airman certificate,
medical certificate, or knowledge test
report. A person who has lost an airman
certificate, medical certificate, or
knowledge test report may obtain a
facsimile from the FAA Aeromedical
Certification Branch or the Airman
Certification Branch, as appropriate,
confirming that it was issued and the:
*
*
*
*
*
8. Revise § 61.85 to read as follows:
§ 61.25
§ 61.85
Change of name.
*
*
*
*
*
(c) For applications for a pilot
certificate with photo, an applicant
must make that application as
prescribed in § 61.6.
7. Amend § 61.29 by revising the
section heading, revising paragraphs (a),
(b), (c), (d) introductory text, and (e)
introductory text to read as follows:
emcdonald on DSK2BSOYB1PROD with PROPOSALS
§ 61.29 Replacement of a pilot certificate
with photo and replacement of lost or
destroyed airman or medical certificate or
knowledge test report.
(a)(1) Pilot certificate with photo. A
request for the replacement of a pilot
certificate with photo issued under this
part must be made as prescribed in
§ 61.6.
(2) Other airman certificate. A request
for the replacement of a lost or
destroyed airman certificate issued
under this part must be made by letter
to the Department of Transportation,
FAA, Airman Certification Branch, P.O.
Box 25082, Oklahoma City, OK 73125,
and must be accompanied by a check or
money order for the appropriate fee
payable to the FAA.
(b) Medical certificate. A request for
the replacement of a lost or destroyed
medical certificate must be made by
letter to the Department of
Transportation, FAA, Aerospace
Medical Certification Division, P.O. Box
26200, Oklahoma City, OK 73125, and
must be accompanied by a check or
money order for the appropriate fee
payable to the FAA.
(c) Knowledge test report. A request
for the replacement of a lost or
destroyed knowledge test report must be
made by letter to the Department of
Transportation, FAA, Airman
Certification Branch, P.O. Box 25082,
Oklahoma City, OK 73125, and must be
accompanied by a check or money order
for the appropriate fee payable to the
FAA.
(d) Request for replacement. The
letter requesting replacement of a pilot
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17:04 Nov 18, 2010
Jkt 223001
Application.
An applicant for a student pilot
certificate:
(a) Must make that application in a
form acceptable to the Administrator;
(b) Must provide a photo of the
applicant that conforms to the photo
requirements set forth in § 61.6 with the
application;
(c) Must submit the application to a
designee authorized by the
Administrator or to a Flight Standards
District Office; and
(d) Must submit payment for the
application fee as directed in § 61.6.
9. Amend § 61.87 by revising
paragraph (n), by adding the word ‘‘and’’
after the semicolon in paragraph (p)(3),
removing paragraph (p)(4), and
redesignating paragraph (p)(5) as
paragraph (p)(4) to read as follows:
§ 61.87
pilots.
Solo requirements for student
*
*
*
*
*
(n) Limitations on student pilots
operating an aircraft in solo flight. A
student pilot may not operate an aircraft
in solo flight unless that student pilot
has received an endorsement in the
student’s logbook for the specific make
and model aircraft to be flown by an
authorized instructor who gave the
training within the 90 days preceding
the date of the flight.
*
*
*
*
*
10. Amend § 61.93 by revising
paragraphs (c)(1) and (c)(2) and adding
paragraph (c)(3) to read as follows:
§ 61.93 Solo cross-country flight
requirements.
*
*
*
*
*
(c) * * *
(1) A student pilot must have a solo
cross-country endorsement from the
authorized instructor who conducted
the training that is placed in that
person’s logbook for the specific
category of aircraft to be flown.
(2) A student pilot must have a solo
cross-country endorsement from an
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
authorized instructor that is placed in
that person’s logbook for the specific
make and model of aircraft to be flown.
(3) For each cross-country flight, the
authorized instructor who reviews the
cross-country planning must make an
endorsement in the person’s logbook
after reviewing that person’s crosscountry planning, as specified in
paragraph (d) of this section. The
endorsement must—
(i) Specify the make and model of
aircraft to be flown;
(ii) State that the student’s preflight
planning and preparation is correct and
that the student is prepared to make the
flight safely under the known
conditions; and
(iii) State that any limitations required
by the student’s authorized instructor
are met.
*
*
*
*
*
11. Amend § 61.133 by revising
paragraphs (a)(2)(i)(C) and (a)(2)(ii)(C) to
read as follows:
§ 61.133 Commercial pilot privileges and
limitations.
(a) * * *
(2) * * *
(i) * * *
(C) Endorse a pilot’s logbook for solo
operating privileges in an airship;
*
*
*
*
*
(ii) * * *
(C) Endorse a pilot’s logbook for solo
operating privileges in a balloon; and
*
*
*
*
*
12. Amend § 61.189 by revising
paragraph (b)(1) to read as follows:
§ 61.189
Flight instructor records.
*
*
*
*
*
(b) * * *
(1) The name of each person whose
logbook that instructor has endorsed for
solo flight privileges, and the date of the
endorsement; and
*
*
*
*
*
13. Amend § 61.195 by revising
paragraphs (d)(1) introductory text and
(d)(2) to read as follows:
§ 61.195 Flight instructor limitations and
qualifications.
*
*
*
*
*
(d) * * *
(1) Student pilot’s logbook for solo
flight privileges, unless that flight
instructor has—
*
*
*
*
*
(2) Student pilot’s logbook for a solo
cross-country flight, unless that flight
instructor has determined the student’s
flight preparation, planning, equipment,
and proposed procedures are adequate
for the proposed flight under the
existing conditions and within any
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Federal Register / Vol. 75, No. 223 / Friday, November 19, 2010 / Proposed Rules
limitations listed in the logbook that the
instructor considers necessary for the
safety of the flight;
*
*
*
*
*
PART 183—REPRESENTATIVES OF
THE ADMINISTRATOR
14. The authority citation for part 183
continues to read as follows:
Authority: 31 U.S.C. 9701; 49 U.S.C.
106(g), 40113, 44702, 45303.
15. Amend § 183.21 by revising
paragraph (c) and removing and
reserving paragraph (d) to read as
follows:
§ 183.21
Aviation Medical Examiners.
*
*
*
*
*
(c) Issue or deny medical certificates
in accordance with part 67 of this
chapter, subject to reconsideration by
the Federal Air Surgeon or his or her
authorized representatives within the
FAA; and
*
*
*
*
*
Issued in Washington, DC, on November
10, 2010.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. 2010–29192 Filed 11–18–10; 8:45 am]
BILLING CODE 4910–13–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 3
RIN 3038–AC96
Designation of a Chief Compliance
Officer; Required Compliance Policies;
and Annual Report of a Futures
Commission Merchant, Swap Dealer,
or Major Swap Participant
Commodity Futures Trading
Commission.
ACTION: Proposed rule.
AGENCY:
The Commodity Futures
Trading Commission (Commission or
CFTC) is proposing rules to implement
new statutory provisions enacted by
Title VII of the Dodd-Frank Wall Street
Reform and Consumer Protection Act
(Dodd-Frank Act) regarding the
compliance activities of certain
registrants. The proposed rules require
each futures commission merchant,
swap dealer, and major swap participant
to designate a chief compliance officer.
The proposed rules also prescribe
qualifications and duties of the chief
compliance officer. Finally, the
proposed rules require that the chief
compliance officer prepare, certify, and
furnish to the Commission an annual
emcdonald on DSK2BSOYB1PROD with PROPOSALS
SUMMARY:
VerDate Mar<15>2010
17:04 Nov 18, 2010
Jkt 223001
report containing an assessment of the
registrant’s compliance activities.
DATES: Comments must be received on
or before January 18, 2011.
ADDRESSES: You may submit comments,
identified by RIN 3038–AC96 and CCO
Designation, by any of the following
methods:
• Agency web site, via its Comments
Online process at https://
comments.cftc.gov. Follow the
instructions for submitting comments
through the Web site.
• Mail: David A. Stawick, Secretary of
the Commission, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street, NW.,
Washington, DC 20581.
• Hand Delivery/Courier: Same as
mail above.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Please submit your comments using
only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in CFTC
Regulation 145.9, 17 CFR 145.9.
The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the rulemaking will be
retained in the public comment file and
will be considered as required under the
Administrative Procedure Act and other
applicable laws, and may be accessible
under the Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Sarah E. Josephson, Associate Director,
Division of Clearing and Intermediary
Oversight, (202) 418–5684,
sjosephson@cftc.gov; or Claire Noakes,
Attorney Advisor, Division of Clearing
and Intermediary Oversight, (202) 418–
5444, cnoakes@cftc.gov; Commodity
Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581.
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00037
Fmt 4702
Sfmt 4702
70881
I. Introduction
On July 21, 2010, President Obama
signed the Dodd-Frank Act.1 Title VII of
the Dodd-Frank Act amended the
Commodity Exchange Act (CEA) 2 to
establish a comprehensive new
regulatory framework to reduce risk,
increase transparency, and promote
market integrity within the financial
system by, among other things:
(1) Providing for the registration and
comprehensive regulation of swap
dealers and major swap participants;
(2) imposing clearing and trade
execution requirements on standardized
derivative products; (3) creating
rigorous recordkeeping and real-time
reporting regimes; and (4) enhancing the
Commission’s rulemaking and
enforcement authorities with respect to
all registered entities and intermediaries
subject to the Commission’s oversight.
The Dodd-Frank Act addresses the
compliance activities of certain
registrants in detail by requiring each
futures commission merchant, swap
dealer, and major swap participant to
designate a chief compliance officer.3
The Dodd-Frank Act also establishes
duties of the chief compliance officer of
a swap dealer or major swap
participant,4 and requires that the chief
compliance officer of a swap dealer or
major swap participant annually
prepare, sign, and certify a report that is
furnished to the Commission discussing
the registrant’s compliance policies and
activities.5 The Dodd-Frank Act requires
the Commission to prescribe rules
regarding the annual report prepared by
the chief compliance officer of a swap
dealer or major swap participant.6 With
regard to futures commission
merchants, the Dodd-Frank Act does not
set forth specific duties for the chief
compliance officer or establish specific
procedures for the preparation and
submission of an annual report. Rather,
the Dodd-Frank Act states that the chief
compliance officer shall ‘‘perform such
duties and responsibilities as shall be
set forth in regulations to be adopted by
the Commission.’’ 7
The Commission has determined to
apply the same duties and
responsibilities to a chief compliance
officer of a futures commission
merchant as are required for a chief
1 See Dodd-Frank Act, Public Law 111–203, 124
Stat. 1376 (2010). The text of the Dodd-Frank Act
may be accessed at: https://www.cftc.gov/ucm/
groups/public/@swaps/documents/file/hr4173_
enrolledbill.pdf.
2 7 U.S.C. 1 et seq.
3 7 U.S.C. 6d(d), 6s(k)(1).
4 7 U.S.C. 6s(k)(2).
5 7 U.S.C. 6s(k)(3)(A–B).
6 7 U.S.C. 6s(k)(3)(A).
7 7 U.S.C. 6d(d).
E:\FR\FM\19NOP1.SGM
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Agencies
[Federal Register Volume 75, Number 223 (Friday, November 19, 2010)]
[Proposed Rules]
[Pages 70871-70881]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29192]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61 and 183
[Docket No. FAA-2010-1127; Notice No. 2010-16]
RIN 2120-AJ42
Photo Requirements for Pilot Certificates
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: This action would require a person to carry a pilot
certificate with photo to exercise the privileges of the pilot
certificate. This proposal responds to section 4022 of the Intelligence
Reform and Terrorism Prevention Act (IRTPA). The FAA previously
required all pilots to obtain a plastic certificate (excepting
temporary certificates and student pilot certificates). This proposal
furthers the fulfillment of IRTPA by requiring a photo of the pilot to
be on all pilot certificates. The FAA also proposes to require student
pilots to obtain a plastic certificate with photo. Student pilot
certificates would also have the same duration as other pilot
certificates. Additionally, because of the new photo requirements, this
proposal modifies the application process and the fee structure for
pilot certificates.
DATES: Send your comments on or before February 17, 2011.
ADDRESSES: You may send comments identified by Docket Number FAA-2010-
1127 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue, SE., Room W12-
140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: The FAA will post all comments received, without change,
to https://www.regulations.gov, including any personal information you
provide. Using the search function of our docket Web site, anyone can
find and read the electronic form of all comments received into any of
our dockets, including the name of the individual sending the comment
(or signing the comment for an association, business, labor union,
etc.). You may review DOT's complete Privacy Act Statement in the
Federal Register published on April 11, 2000 (65 FR 19477-78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time and follow the online
instructions for accessing the docket, or go to the Docket Operations
in Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this proposed rule contact Lance Nuckolls, Certification and General
Aviation Operations Branch, AFS-810, Flight Standards Service, Federal
Aviation Administration, 800 Independence Avenue, SW., Washington, DC
20591; telephone (202) 267-8212; facsimile (202) 267-5094, e-mail
lance.nuckolls@faa.gov. For legal questions concerning this proposed
rule contact Robert Hawks, Air Traffic and Airman/Airport Certification
Law Branch, AGC-240, Office of the Chief Counsel, Federal Aviation
Administration, 800 Independence Avenue, SW., Washington, DC 20591;
telephone (202) 267-7143; facsimile (202) 267-7971, e-mail
rob.hawks@faa.gov.
SUPPLEMENTARY INFORMATION: Later in this preamble under the Additional
Information section is a discussion of how you can comment on this
proposal and how the FAA will handle your comments. Included in this
discussion is related information about the docket, privacy, the
handling of proprietary or confidential business information, and
accessing related rulemaking documents.
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
Under Subtitle VII, Part A, Subpart iii, Section 44703(b)(1)(C),
the FAA may define the terms of an airman certificate the FAA
Administrator finds necessary to ensure safety in air commerce.
Additionally, Subtitle VII, Part A, Subpart iii, Section 44703(g)(1)
permits modifications to the airman certification system to make the
system more efficient in serving the needs of those enforcing laws
related to combating acts of terrorism by ensuring verifiable
identification of individuals applying for airman certificates. In
Section 4022 of the Intelligence Reform and Terrorism Prevention Act of
2004 (IRTPA),\1\ Congress required the FAA to promulgate regulations
for the issuance of improved pilot licenses.
---------------------------------------------------------------------------
\1\ Public Law 108-458, 118 Stat. 3638 (Dec. 17, 2004).
---------------------------------------------------------------------------
This rulemaking is within the scope of that authority because it
prescribes the inclusion of a photo of the pilot on the pilot
certificate in accordance with the IRTPA mandate. This rulemaking aids
in preventing terrorism and in ensuring safety in air commerce by
issuing certificates that conform to the IRTPA requirements.
Background
On March 12, 1990, the FAA published the Drug Enforcement
Assistance notice of proposed rulemaking (55 FR 9270). That NPRM
proposed changes to requirements for registration of aircraft,
certification of pilots, and certification violations. The FAA intended
this proposal to correct deficiencies in the FAA's aircraft
registration and pilot certification systems identified in the Federal
Aviation Administration Drug Enforcement Assistance Act of 1988 (``the
DEA Act'').\2\ After the close of the comment period, the FAA
determined that technological improvements could accomplish most
requirements of the DEA Act. The FAA withdrew the NPRM on December 5,
2005 (70 FR 72403).
---------------------------------------------------------------------------
\2\ Public Law 100-690, 102 Stat. 4181 (Nov. 18, 1988).
---------------------------------------------------------------------------
As part of the technological improvements, the FAA discontinued
issuing paper certificates and began issuing plastic airman
certificates in 2003. The plastic certificates are of high quality
plastic card stock and have micro printing that contains certain
[[Page 70872]]
words and phrases, a hologram, and an UV-sensitive layer to resist
tampering, altering, and counterfeiting.
On January 5, 2007, the FAA published the Drug Enforcement
Assistance notice of proposed rulemaking (``the 2007 DEA NPRM'') (72 FR
489). That NPRM proposed changes to the airman certification and
aircraft registration requirements to comply with the mandates of the
DEA Act that could not be completed without rulemaking. Among other
requirements, the NPRM proposed requiring holders of pilot certificates
and other airmen certificates to hold a plastic certificate to exercise
the privileges of that certificate.
While the FAA was developing the 2007 DEA NPRM, IRTPA became law
and added to the FAA's obligations regarding pilot certificates.
Section 4022 of IRTPA requires the FAA to issue improved pilot
certificates that (1) are resistant to tampering, alteration, or
counterfeiting; (2) include a photograph of the individual to whom the
certificate is issued; and (3) are capable of accommodating a digital
photograph, a biometric identifier, or any other unique identifier the
FAA Administrator considers necessary.
On February 28, 2008, the FAA published the Drug Enforcement
Assistance final rule (``the DEA final rule'') (73 FR 10662). In that
rule, the FAA required all pilots, except student pilots, to obtain a
plastic certificate by March 31, 2010. After that date, pilots without
plastic certificates may not exercise the privileges of their
certificates. The FAA continued the use of paper temporary pilot
certificates and student pilot certificates. The DEA final rule also
satisfies the IRTPA requirement to issue pilot certificates that are
resistant to tampering, alteration, and counterfeiting.
Other Airman Certificate-Related Rulemaking Activity
Currently, the Department of Homeland Security's Transportation
Security Administration (TSA) is engaged in ongoing efforts to improve
identification, credentialing, and security vetting of persons involved
in transportation (49 U.S.C. 44903). Under existing FAA programs, the
TSA uses information from the Airman Registry to crosscheck
certification records against a variety of terrorism-related databases.
Currently, the TSA is considering a rulemaking to improve security
vetting of airman certificate holders and applicants for airman
certificates. In the interest of reducing burdens on the certificate
holder and government, the FAA will continue to consult and collaborate
with TSA and other Federal agencies to reduce potential redundancies or
duplication in Federal certification, vetting, and credentialing
processes. If the TSA issues a final rule regarding airman security
vetting, the FAA may issue conforming requirements in any final rule
resulting from this proposal, subsequent to a supplemental notice of
proposed rulemaking, or as part of a new rulemaking project, depending
on the scope and timing of the TSA's actions.
Discussion of the Proposal
The FAA proposes to further fulfill the requirements of section
4022 of the IRTPA by requiring a photo of the pilot on all plastic
pilot certificates. This proposal also requires student pilots to have
a plastic certificate with photo in order to exercise student pilot
privileges. The FAA would continue to allow the use of a paper
temporary pilot certificate when upgrading a pilot certificate (such as
going from a student to a sport, recreational, or private pilot
certificate) or adding a rating (such as an instrument rating).
However, the temporary paper certificate evidencing the added authority
must be accompanied by the underlying pilot certificate with photo.
The FAA proposes a 5-year phased implementation schedule. This
schedule includes a ``trigger-based'' approach to issue pilot
certificates with photos to people interacting with the FAA during the
implementation period. The schedule also includes a ``non-trigger-
based'' approach that requires pilots to obtain a pilot certificate
with photo during a 3-, 4-, or 5-year period depending on the type of
certificate. This proposal would not revoke or otherwise cancel a
previously issued paper or plastic certificate. It simply would require
the pilot to have a pilot certificate with photo to exercise pilot
privileges.
The FAA proposes to add a new Sec. 61.6 to prescribe the
requirements related to a pilot certificate with photo. This proposal
also amends the application process in Sec. 61.85 to require
submission of a photo with an application for a pilot certificate. The
FAA also proposes to modify the fee structure related to an application
for a pilot certificate with photo to recover some costs associated
with issuing a pilot certificate with photo. The FAA also proposes to
amend Sec. 61.3 to remove the requirement to carry a separate
government-issued photo identification for persons carrying a pilot
certificate with photo. The FAA has determined two photo
identifications are unnecessary and do not serve a safety or security
interest. However, persons with special purpose pilot authorizations,
foreign pilot licenses, or limited-term facsimile pilot certificates
still must carry government-issued photo identification. Finally, the
FAA proposes minor editorial changes, including some changes to section
numbering, to improve ease of use.
The following sections discuss in greater detail the proposals
related to the fees for issuing or replacing a pilot certificate with
photo, the implementation approach, applying for a pilot certificate
with photo, photo requirements, duration of pilot privileges for pilot
certificates with photos, student pilot certificates, and other issues.
Fees for Issuing or Replacing a Pilot Certificate With Photo
Currently, the FAA charges a $2 fee to replace a lost or destroyed
airman certificate. There is no charge for issuing, upgrading, or
adding ratings to an airman certificate. 14 CFR 61.29(a). Although the
FAA has statutory authority to charge a fee for issuing a pilot
certificate, the FAA previously has not exercised that authority. 49
U.S.C. 45302. That authority permits the FAA to charge a maximum fee of
$22.00 ($12.00 adjusted according to the Consumer Price Index of All
Urban Consumers published by the Secretary of Labor). 49 U.S.C.
45302(b)-(c).
Congress required the FAA to change from issuing paper pilot
certificates to issuing plastic certificates with photos and other
security measures.\3\ The cost of issuing these new certificates is
substantial. To recover some of these costs, the FAA proposes to
exercise its statutory authority to collect a fee when issuing a pilot
certificate with a photo and other security features.
---------------------------------------------------------------------------
\3\ IRTPA Sec. 4022(b).
---------------------------------------------------------------------------
Specifically, the FAA proposes to charge a $22 fee to process an
application for: (1) Exchanging an existing certificate without a photo
for a certificate with photo; (2) issuing a new pilot certificate or
student pilot certificate; and (3) replacing a pilot certificate with
photo whenever a replacement certificate is requested by a pilot or
required by regulation. Examples of events which would require a
replacement certificate include renewing expired photos, achieving new
ratings or certificate levels, changing name or citizenship
information, and replacing lost or destroyed certificates. As shown in
the regulatory evaluation, the $22 fee does not recover fully the cost
of issuing pilot certificates, but the FAA may not exceed its statutory
authority to recover costs. Accordingly,
[[Page 70873]]
the FAA proposes to include this fee schedule for a pilot certificate
with photo in the new Sec. 61.6.
The FAA also proposes to adjust this fee periodically to correspond
with changes in the Consumer Price Index, as permitted by 49 U.S.C.
45302(c). Any fee adjustment would not occur more than once a year and
would not exceed the FAA's cost for issuing a certificate. Any
calculation of issuance cost would be performed in the same manner as
that performed for this proposed rule.
The Federal Aviation Administration Reauthorization bill (H.R.
915), if enacted as passed by the House of Representatives on May 21,
2009, would provide authority to increase fees for airman certificates.
This legislation would allow the FAA to recover the costs related to
airman certification, and the legislation sets the fee for issuing an
airman certificate at $50 and for issuing a replacement airman
certificate at $25. Once the outcome of the reauthorization legislation
is known, the FAA would decide whether additional rulemaking is
necessary.
Since this proposal would require in-person identity verification,
the FAA anticipates allowing designees to accept and verify
applications for pilot certificates with photos to lessen the
inconvenience to certificate holders and new applicants. The FAA
anticipates that designees would charge a fee, in addition to the fee
charged by the FAA, to accept and verify the applications. The FAA
cannot set or limit fees charged by designees. This fee likely would be
independent of any fee charged by a designee for testing services
provided to the applicant.
Implementation Approach
The FAA would begin issuing a pilot certificate with photo to an
applicant for a new pilot certificate once the rule becomes effective.
For the FAA to comply with IRPTA, it must reissue all existing pilot
certificates with a pilot certificate with photo. To minimize the
burden of reissuance on certificate holders, the FAA proposes a
concurrent ``trigger-based'' and ``non-trigger-based'' implementation
approach.
Many pilots already would interact with the FAA during the
implementation period of this proposed rule because of a ``triggering
event.'' They would be required to apply for a pilot certificate with
photo as a result of that interaction. One triggering event would be
applying for a new pilot certificate or rating, including a student
pilot certificate. A pilot obtaining a new flight instructor
certificate or renewing a flight instructor certificate would also be
required to apply for a pilot certificate with photo for the underlying
pilot certificate. The FAA does not propose requiring all persons
requesting replacement pilot certificates during the implementation
period to apply for a pilot certificate with photo. However,
replacement activity requiring an in-person interaction with the FAA
(for example, change of name, citizenship, date of birth, or gender)
would be a triggering event. The FAA proposes to require pilots
interacting with the FAA during one of these triggering events to
provide a photo with the application. These pilots would not be subject
to the proposed phase-in requirements because they would already comply
with the proposed rule.
Because not all pilots will have a triggering event during the
implementation period, the FAA proposes a phased approach for requiring
an application for a pilot certificate with photo. A pilot with an
airline transport pilot (ATP) certificate would have 3 years after the
final rule becomes effective to obtain a pilot certificate with photo.
A person with a commercial pilot certificate would have 4 years after
the effective date of the final rule. Finally, a private, recreational,
or sport pilot certificate holder would have 5 years after the
effective date of the final rule. Pilots who do not obtain a
certificate with photo during the appropriate period would not be able
to exercise pilot privileges after the cut-off date.
The FAA chose different cut-off dates based on certificate level to
provide the most time for private, sport, and recreational pilots.
Those pilots are the least likely to have regular contact with the FAA.
ATP and commercial pilot certificate holders usually have more regular
contact with the FAA than other types of pilots.
The FAA believes that these periods are reasonable to allow for the
timely replacement of pilot certificates. The phased implementation
approach balances the FAA's ability to receive and process applications
for replacement certificates and to maintain the FAA's existing range
of services. The FAA assumes that applications would be evenly spread
throughout the implementation period. If all pilots wait until close to
the end of the period to apply for the certificate, there undoubtedly
would be delays in processing and receipt of the new certificate. A
pilot may apply for a certificate with photo after the specific
implementation period ends, but he or she would not be able to exercise
pilot privileges until he or she has a pilot certificate with photo.
The FAA proposes to add this implementation schedule to Sec. 61.19.
Applying for a Pilot Certificate With Photo
The FAA would require a pilot to submit an application for a new or
replacement pilot certificate with photos in person in certain cases.
For these in-person applications, a pilot must appear at a FSDO or
other FAA designee (such as a Knowledge Testing Center or designated
pilot examiner (DPE)). All certificate holders applying for a pilot
certificate for the first time would submit that application in person
for purposes of identity verification. After a person holds a pilot
certificate with photo, there would be certain situations for which an
in-person application is required. If the photo would expire within 90
days of the application, a pilot would submit the application in
person. A pilot changing vital information on the certificate, such as
name, date of birth, citizenship, or gender, would still be required to
apply in person so the FAA could verify the applicant's identity.
Finally, a pilot who upgrades his or her certificate or adds a rating
would still apply for a new certificate in person.
A pilot who wants to add or update the photo on the certificate may
do so using one of two methods. The first method would be to submit a
paper photo with a paper 8710-1 Airman Certificate and/or Rating
Application form. The second method would be to use the Web-based
Integrated Airman Certificate and/or Rating Application (IACRA) form.
However, regardless of the method used, a pilot must appear in-person
to either a FSDO or any authorized FAA-designee to have his or her
photo and identification validated whenever a photo is required as part
of the application. Currently, the FAA operates 96 FSDOs in the U.S.
and has approximately 2,700 designees worldwide that can process
applications for pilot certificates with photo. A pilot residing
outside of the U.S. must use an FAA-designee who is authorized to
service his or her area. Alternately, the pilot may come to the U.S.
and use any FAA-designee or FSDO.
In some cases, the FAA would allow a pilot to submit an application
for a pilot certificate with photo by mail. These instances would not
require an in-person application because the pilot has established his
or her identity with the FAA, and the changes to the certificate do not
affect the pilot's identity. For example, a pilot could submit an
application to replace a lost or destroyed certificate with photo
without an in-person interaction.
[[Page 70874]]
Additionally, a pilot could notify the FAA of a change of address by
mail or via the FAA website. Although not required by regulation, the
pilot could request a replacement certificate when making the change of
address. When requesting a replacement pilot certificate with photo in
these situations, the pilot must have a photo on file that does not
expire within 90 days of the application.
Photo Requirements
The FAA proposes a new Sec. 61.6 to prescribe the photo
requirements for pilot certificates. The FAA would require an applicant
to submit a 2 x 2-inch photo with the application. The photo must be
unretouched and in color. The photo must be of only the applicant and
must have been taken within the last six months. It also must show a
full front view of the applicant's face in such a way that the area
from the bottom of the applicant's chin to the top of the applicant's
head (including hair) covers more than 50 percent but not more than 75
percent of the total area of the photo. The photo must show the
applicant in front of a plain light-colored background and in normal
street attire. If an applicant chose to wear a pilot uniform, the FAA
would consider that applicant to be wearing normal street attire,
provided the photo did not show the applicant wearing a hat, head
covering, or dark glasses as prescribed in Sec. 61.6. These
requirements are consistent with Department of State guidelines for
passport photos. Therefore, an applicant for a pilot certificate with
photo should be able to obtain the required photo from any passport
photo vendor.
At this time, the FAA is prepared to accept only a hard copy of a
photo, similar to the Department of State's passport model. In the
future, however, the FAA anticipates accepting a digital photo. The FAA
would revise its guidance material as technology advances and
additional methods are available for photo submission.
Currently the FAA is considering three methods of acquiring a
digital photo. One way would be for an applicant to upload a digital
photo into FAA's Integrated Airman Certificate and/or Rating
Application (IACRA) sub-system. IACRA is an Internet-based database
program providing a fully-electronic method of applying for an airman
certificate or rating. IACRA can accommodate submission of digital
images.
The second method to acquire a digital photo would be for an
applicant to go to a Knowledge Testing Center, which is a logical venue
for verifying identity and taking digital photos. Currently there are
two major testing companies that are authorized to perform knowledge
testing for the FAA via Knowledge Testing Centers. These testing
centers are located to serve a wide geographic range (approximately 960
nationwide centers and 9 international locations). Usually, people do
not have to travel more than 100 miles to get to a testing center.
The third method to acquire a digital photo would be for an
applicant to go to a DPE or a FSDO that has the capability to take
digital photos. Currently, FSDOs have this capability, but DPEs do not.
However, the FAA anticipates they would have this capability in the
future.
Duration of Pilot Privileges for a Pilot Certificate With Photo
Because the accuracy of a photo degrades over time, the FAA
proposes to include a photo expiration date on the pilot certificate
with photo. As under current regulations, the actual pilot certificate
would not expire but would remain valid unless surrendered, suspended,
or revoked. However, the pilot may not exercise the privilege of the
certificate after the photo expiration date. Therefore, the pilot must
renew the photo in order to continue to exercise the pilot privileges
of the certificate past the photo expiration date.
The FAA considered different photo durations, specifically an 8-
year duration (similar to that required by the Real ID Act) and a 10-
year duration (similar to that used for passports). The Real ID Act of
2005 \4\ imposes certain security, authentication, and issuance
procedure standards for state driver's licenses and identification
cards for them to be accepted by the federal government for official
purposes. The FAA acknowledges that the Real ID Act does not require
the FAA to set any specific duration with respect to a pilot
certificate with photo. The Department of State traditionally has
issued passports that are valid for 10 years. This practice was
established well before the Real ID Act became law and was established
in response to different concerns than those to which the Real ID Act
responds. The FAA proposes an 8-year duration. This duration is
consistent with the Real ID Act, which is Congress's latest expression
on the appropriate period of validity for government identification.
The FAA proposes to amend Sec. 61.19 to prescribe a photo expiration
date of 8 years after the month in which the FAA issues the pilot
certificate. The FAA also proposes to place the photo expiration date
on the pilot certificate with photo to remind certificate holders of
when a new photo must be submitted.
---------------------------------------------------------------------------
\4\ Public Law 109-13, 119 Stat. 231 (May 11, 2005).
---------------------------------------------------------------------------
Under this proposal, it would be the pilot's responsibility to
apply for a replacement certificate and provide a new, current photo
before the photo expiration date. It is important to note that the
issuance of a pilot certificate with photo could take up to 6 to 8
weeks. Therefore, a pilot should plan to submit an application, with a
new photo, well before the photo expiration date on the current pilot
certificate. If the photo expiration date passes before the pilot
receives a replacement pilot certificate with photo, the FAA would not
issue temporary privileges, and the pilot could not exercise pilot
privileges.
For applications received in the 180 days before the photo
expiration date, the FAA would issue a certificate with a photo
expiration date that is 8 years from the previous certificate's photo
expiration date. If a pilot requests changes to a certificate, such as
changing the certificate level or adding a rating, the FAA would issue
a new certificate with the current photo on file. That certificate
would have the same photo expiration date as the certificate that it is
replacing. However, if a pilot wishes to submit a new photo, the FAA
would issue a certificate with a photo expiration date of 8 years from
the month of issue. If the photo would expire within the next 90 days,
the pilot must submit a new photo with the application for a
certificate.
Student Pilot Certificates
The FAA includes student pilot certificates in this proposal to
meet the IRTPA requirements that apply to all pilot certificates. The
Drug Enforcement Assistance final rule, which required plastic pilot
certificates, did not include student pilot certificates. Therefore,
the FAA proposes to require all student pilot certificates to be made
of plastic and include a photo of the certificate holder. As a result,
only the FAA's Airman Certification Branch (AFS-760) would issue
student pilot certificates.
The FAA proposes to discontinue use of an Aviation Medical Examiner
(AME) for the application and issuance of a student pilot certificate.
Currently, AMEs may issue both a medical certificate and a student
pilot certificate (often referred to as a combination certificate).
Except in the case of glider, balloon, and light sport aircraft, a
student pilot's first contact with the FAA usually is through an AME
because of the medical certificate requirement. It
[[Page 70875]]
is convenient for a student pilot to apply for a student pilot
certificate at the same time as for a medical certificate. However,
under this proposal, student pilots must obtain a student pilot
certificate with photo. Because an AME's principal function is to
perform the medical evaluation, the FAA has determined that it is
inappropriate to burden the AME with information-gathering and photo-
verification duties. Accordingly, under this proposal, a person wishing
to obtain a student pilot certificate would still obtain a medical
certificate from an AME; however, that person may not apply for a
student pilot certificate with an AME. A student pilot would obtain a
student pilot certificate with photo that is issued by the FAA Airman
Certification Branch (AFS-760) prior to conducting solo flights. The
FAA proposes to amend Sec. 61.85 to prescribe the application process
for student pilot certificates and Sec. 183.21 to relieve AMEs from
issuing student pilot certificates.
Also, under this proposal, Designated Pilot Examiners (DPEs) no
longer would issue student pilot certificates. However, DPEs would be
authorized to accept an application for a student pilot certificate. In
addition, designated knowledge testing centers, designated airmen
certification representatives, local Flight Standards District Offices
(FSDOs), and International Field Offices would be authorized to accept
an application for a student pilot certificate.
Because the student pilot certificate would be issued by the FAA's
Airmen Certification Branch instead of by Aviation Safety Inspectors or
FAA designees, student pilots, instructors, and pilot schools should
plan accordingly for the additional time it would take to receive a
plastic student pilot certificate with photo. At this time, the FAA
estimates that it could take up to 6 to 8 weeks for the FAA to issue a
student pilot certificate. As under the current regulations, students
still can receive instruction, but they may not engage in solo flight
before receiving a student pilot certificate.
Currently, a student pilot certificate expires either 24 or 60
calendar months after issuance depending on the age of the student
pilot or on the rating sought. Because of the proposed change in
procedure to obtain a student pilot certificate, the FAA proposes to
issue student pilot certificates that do not expire. Like other pilot
certificates, a student pilot certificate would remain valid unless
surrendered, suspended, or revoked. However, the student pilot
certificates would have a photo expiration date of 8 years after the
month of issuance. This duration is consistent with the duration of
other pilot certificates because the FAA has concluded there is no
purpose to treating student pilot certificates differently from other
pilot certificates. A student pilot would not be able to exercise the
privileges of the certificate after the photo expiration date unless he
or she submitted a new photo.
A student pilot certificate issued prior to the effective date of
this rule would continue to be valid until the expiration date shown on
the face of that certificate. If a person wishes to obtain a
replacement student pilot certificate, he or she may apply for a
student pilot certificate with photo. Because student pilot
certificates currently expire after either 24 or 60 months, all student
pilots would be using a student pilot certificate with photo before the
end of the 5-year implementation period established by this proposal
for obtaining a pilot certificate with photo.
The FAA also proposes to make conforming changes regarding the
placement of solo flight endorsements on student pilot certificates.
Because it is not possible to make the currently-required solo flight
endorsements on a plastic student pilot certificate, the FAA proposes
to amend Sec. Sec. 61.87, 61.93, and 61.133 to require that those
endorsements be made in only the student pilot's logbook. The FAA also
proposes to amend Sec. Sec. 61.189 and 61.195 to require flight
instructors to place those endorsements in only the student pilot's
logbook. The FAA proposes to amend Sec. 61.13(a)(2)(i)(A) so that it
would apply to an application for a student pilot certificate because
student pilot certificates would be issued only by the FAA Airman
Certification Branch (AFS-760).
Other Issues
Currently Sec. 61.29(e) allows a person to obtain a facsimile
airman certificate \5\ if the original certificate is lost or
destroyed. The FAA Airman Certification Branch issues facsimile
certificates so that an airman may continue to exercise privileges
until a replacement pilot certificate is issued. This facsimile is
valid for 60 days. Although this facsimile does not meet the IRTPA
requirements, the FAA proposes to leave the facsimile provision
unchanged. The replacement of a pilot certificate with photo would take
up to 6 to 8 weeks during which time a pilot effectively would be
grounded. The FAA has concluded that grounding a pilot for an extended
time period is unnecessary. The FAA would treat the facsimile pilot
certificate as a special purpose pilot authorization that may be used
in conjunction with a government-issued photo identification under
Sec. 61.3. This treatment would allow a pilot whose identity has been
certified by the FAA to continue to exercise pilot privileges while
allowing security agencies to verify the pilot's identity against a
government-issued identification.
---------------------------------------------------------------------------
\5\ Currently, the Airman Certification Branch issues a paper
temporary certificate, a faxed temporary authority, or an e-mail
temporary authority.
---------------------------------------------------------------------------
Comments Invited
The FAA is specifically interested in receiving comments on the
following questions:
(1) While this proposal does not outline specific identity
verification standards and processes, the FAA may include such
standards and processes in a final rule. The FAA seeks comment on
standards that should be used for identity verification to issue pilot
photo certificates, either in person or remotely. Should the FAA
require applicants to produce fraud-resistant documents to verify
identity? If so, which documents or other identity verification
procedures should the FAA implement to ensure a high level of
confidence in the verification process?
(2) Should the FAA consider an alternative implementation approach
to the ``trigger'' and ``non-trigger'' approach set forth in the
proposal? Should the FAA set one deadline, regardless of certificate
level, for pilots to have a pilot certificate with photo to exercise
the privileges of that certificate rather than implement the phased
``non-trigger'' approach set forth in this proposal? What is the basis
and supporting data for a single deadline? If the FAA were to implement
a single deadline, what time period for conversion to a pilot
certificate with photo adequately balances the FAA's need to comply
with the statutory mandate and the burden on certificate holders? Would
lengthening the implementation period significantly reduce burden on a
pilot? What is the basis and supporting data for a longer time period?
(3) Currently, the FAA envisions using Knowledge Testing Centers,
DPEs, and FSDOs to accept pilot certificate applications and validate
applicant identity. Are there alternative, potentially less burdensome,
methods for pilots within the U.S. and outside of the U.S. the FAA
should consider? In addition, what should the FAA consider when
designating service providers with identity verification authority?
(4) Is the proposed 8-year duration for the photo, based on the
photo duration
[[Page 70876]]
for state driver's licenses under the Real ID Act, a reasonable period
of time that balances the security needs expressed in IRTPA and the
burden on certificate holders? Are there other standards or guidance
for photo accuracy the FAA should consider? What is the basis and
supporting data for a shorter or longer duration?
(5) Is there any reason why student pilot certificates should not
be treated like other pilot certificates for the purposes of meeting
the IRTPA requirements? What is the basis and supporting data for your
response?
(6) With respect to the photo that is placed on the pilot
certificate, should the FAA accept only hard copy photos, only
digitally-captured photos, or either hard copy or digitally-captured
photos? What is the basis and supporting data for your response?
(7) If the FAA accepts digitally-captured photos, what are the
advantages and disadvantages of the following methods of acquiring the
photo: (a) An applicant uploading a self-captured photo to the IACRA
sub-system; (b) a FSDO capturing the photo when the application is
submitted; (c) a Knowledge Testing Center capturing the photo when an
application is submitted; and (d) a DPE capturing the photo when an
application is submitted? What is the basis and supporting data for
your response?
Paperwork Reduction Act
This proposal contains the following revisions to existing
information collection requirements. As required by the Paperwork
Reduction Act of 1995, the FAA has submitted the information
requirements associated with this proposal to the Office of Management
and Budget for its review. See 44 U.S.C. 3507(d).
Title: Photo Requirements for Pilot Certificates
Summary: This action would require a person to carry a pilot
certificate with photo to exercise the privileges of the pilot
certificate. This proposal responds to section 4022 of the Intelligence
Reform and Terrorism Prevention Act (IRTPA). The FAA previously
required all pilots to obtain a plastic certificate (excepting
temporary certificates and student pilot certificates), and after March
31, 2010, all pilots must carry a plastic certificate. This proposal
furthers the fulfillment of IRTPA by requiring a photo of the pilot to
be on all pilot certificates. The FAA also proposes to require student
pilots to obtain a plastic certificate with photo and treats student
pilot certificates equally with other pilot certificates for durational
purposes. Additionally, because of the photo requirement on pilot
certificates, this proposal modifies the process for obtaining a pilot
certificate and the fee structure for processing an application for a
pilot certificate with photo. This revision affects the existing
information collection requirements of FAA Form 8710-1 ``Airman
Certificate and/or Rating Application'' (OMB Approval Number 2120-
0021).
Use of: This proposed rule is in direct response to section 4022 of
the Intelligence Reform and Terrorism Prevention Act (IRTPA). This
request for clearance reflects requirements necessary under Title 14
CFR part 61 to require a person to carry a pilot certificate with photo
to exercise the privileges of the pilot certificate. The FAA will use
the information it collects and reviews to ensure compliance and
adherence to regulations and, where necessary, to take enforcement
action on violators of the regulations.
Respondents (including number of): The FAA estimates there are
740,442 pilots who would be required to provide information in
accordance with the proposed rule. The respondents to this proposed
information requirement are pilots regulated under part 61.
Frequency: The FAA estimates certificate holders will have a one-
time information collection, and will then collect or report
information occasionally thereafter.
Annual Burden Estimate: This proposal would result in a 20-year
recordkeeping and reporting burden as follows:
Summary of time and costs (20-year):
The following table sums up the costs and time:
----------------------------------------------------------------------------------------------------------------
Total cost Annual cost Total time Annual time
----------------------------------------------------------------------------------------------------------------
Pilot-related costs:
Trigger--Initial $4,221,982 $211,099 82,923.34 4,146.17
Registration...............
Non-Trigger--Initial 191,555,276 9,577,764 3,521,734.67 176,086.73
Registration...............
Non-Trigger--Renewal........ 149,053,511 7,452,676 2,740,341.74 137,017.09
Additional/Replacement...... 9,654,806 482,740 363,509.25 18,175.46
Portals:
KTC......................... 10,100,840 505,042 655,048.00 32,752.40
DPE......................... 17,545,925 877,296 233,945.67 11,697.28
FAA Contractor.................. 5,328,284 266,414 N/A N/A
-------------------------------------------------------------------------------
Total....................... 387,460,624 19,373,031 7,597,502.66 379,875.13
----------------------------------------------------------------------------------------------------------------
The agency is soliciting comments to--
(1) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
(2) Evaluate the accuracy of the agency's estimate of the burden;
(3) Enhance the quality, utility, and clarity of the information to
be collected; and
(4) Minimize the burden of collecting information on those who are
to respond, including by using appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
Individuals and organizations may send comments on the information
collection requirement by January 18, 2011 and should direct them to
the address listed in the Addresses section at the beginning of this
preamble. Comments also should be submitted to the Office of
Information and Regulatory Affairs, OMB, New Executive Building, Room
10202, 725 17th Street, NW., Washington, DC 20053, Attention: Desk
Officer for FAA.
According to the 1995 amendments to the Paperwork Reduction Act (5
CFR Sec. 1320.8(b)(2)(vi)), an agency may not collect or sponsor the
collection of information, nor may it impose an information collection
requirement unless it displays a currently valid OMB control number.
The OMB control number for this information collection will be
published in the Federal Register, after the Office of Management and
Budget approves it.
[[Page 70877]]
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that this rulemaking is consistent with ICAO Standards and
Recommended Practices.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule. The FAA suggests readers
seeking greater detail read the full regulatory evaluation, a copy of
which is in the docket for this rulemaking.
In conducting these analyses, FAA has determined that this rule:
(1) Has benefits that justify its costs, (2) is not an ``economically
significant regulatory action'' but is a ``significant regulatory
action'' for other reasons as defined in section 3(f) of Executive
Order 12866, (3) is ``significant'' as defined in DOT's Regulatory
Policies and Procedures; (4) would not have a significant economic
impact on a substantial number of small entities; (5) would not create
unnecessary obstacles to the foreign commerce of the United States; and
(6) would not impose an unfunded mandate on state, local, or tribal
governments, or on the private sector by exceeding the threshold
identified above. These analyses are summarized below.
Summary
In this analysis, the FAA estimated future costs for a 20-year
period, from 2010 through 2029. All costs in this analysis are in 2008
dollars.
There are currently about 740,000 pilots and 93,000 CFIs that would
be covered by this proposal. Given future projected growth in all pilot
categories and given the requirement to renew every 8 years, the FAA
anticipates that the FAA would process 4.40 million photo IDs from 2010
to 2029.
Costs to pilots would sum to $445.8 million ($235.8 million,
present value) over the above 20-year period. This includes the costs
of the pilots providing hard copy photos and a Form 8710-1 to a portal
designee, either a Knowledge Testing Center, Designated Pilot Examiner,
or Flight Service District Office. These portals would incur costs of
$33.2 million ($17.6 million, present value) to process this
information and pass it on to the Airman Registry at the FAA. The FAA
would incur costs of $239.8 million ($126.7 million, present, value) to
process the certificates. Total costs, over 20 years, sum to $718.7
million ($380.1 million, present value).
This proposal responds to IRTPA by requiring digital photos on all
pilot certificates. Congress has mandated that the FAA improve pilot
licenses by including a photo on the license. The proposal requiring
owners to personally appear before authorized persons and to produce
proof of identity including photo identification would be a significant
help in the prevention of fraudulent and fictitious registration.
Initial Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle, the RFA requires agencies to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions. The RFA covers a wide-range of small
entities, including small businesses, not-for-profit organizations and
small governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule will have a significant economic impact on a substantial
number of small entities. If the determination is that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA.
However, if an agency determines that a proposed or final rule is
not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the 1980 act provides that
the head of the agency may so certify and a regulatory flexibility
analysis is not required. The certification must include a statement
providing the factual basis for this determination, and the reasoning
should be clear.
A number of commercial pilots are employed as crop dusters, as
passenger and freight charter operators, in aerial photography and
mapmaking businesses, in sightseeing businesses, and/or in flight
schools, many of which are small businesses. The FAA does not have data
as to how many such pilots are employed in each of these businesses.
While in a rural setting, the entire process may take half a day, the
pilot would have large latitude in choosing which day to get the
certificate. These types of small businesses are often seasonal,
meaning that in almost all cases, the pilot would not have to miss a
day of work in order to get a pilot certificate with photo.
The cost impact to any one pilot and to any business would not be
large. The average cost to a pilot in a ``non-trigger'' event is higher
than that of a ``trigger'' event as the time and mileage needs to be
taken into account as well as the portal costs. The average cost for a
``non-trigger'' event is about $175. These commercial pilots would have
a phase-in period of 4 years and then would have to renew every 8
years. Thus, over a 20-year period, such a pilot would have to get 3
pilot certificates, for a cost of about $375; the average annual cost
is $19, which is not a significant impact.
Therefore, the FAA certifies that this proposed rule would not have
a significant economic impact on a substantial number of small
entities. The FAA solicits comments regarding this determination.
International Trade Impact Statement
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States.
[[Page 70878]]
Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this proposed rule and determined that
it would have only a domestic impact and therefore would not create
unnecessary obstacles to the foreign commerce of the United States.
Unfunded Mandates Determination
Title II of the Unfunded Mandates Reform Act of 1995 (the Act)
requires each Federal agency to prepare a written statement assessing
the effects of any Federal mandate in a proposed or final agency rule
that may result in an expenditure of $100 million or more (adjusted
annually for inflation) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $136.1 million in lieu of $100
million.
This proposed rule does not contain such a mandate. The
requirements of Title II do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The FAA has determined
that this action would not have a substantial direct effect on the
States, on the relationship between the national Government and the
States, or on the distribution of power and responsibilities among the
various levels of government, and, therefore, would not have federalism
implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in paragraph 312f and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this NPRM under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The FAA has determined that it is
not a ``significant energy action'' under the executive order because
it is not likely to have a significant adverse effect on the supply,
distribution, or use of energy.
Additional Information
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views on any issue
raised in this rulemaking. The FAA also invites comments relating to
the economic, environmental, energy, or federalism impacts that might
result from adopting the proposals in this document. The most helpful
comments reference a specific portion of the proposal, explain the
reason for any recommended change, and include supporting data. To
ensure the docket does not contain duplicate comments, please send only
one copy of written comments, or if you are filing comments
electronically, please submit your comments only one time.
All comments received will be filed in the docket, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal,
the FAA will consider all comments it receives on or before the closing
date for comments. The FAA will consider comments filed after the
comment period has closed if it is possible to do so without incurring
expense or delay. The FAA may change this proposal in light of the
comments received.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing Office's Web page at https://www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
You may access all documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, from
the internet through the Federal eRulemaking Portal referenced in
paragraph (1).
List of Subjects in 14 CFR Parts 61 and 183
Aircraft, Airmen, Aviation safety, Reporting and recordkeeping
requirements, Security measures.
The Proposed Amendment
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend Chapter I of Title 14, Code of Federal
Regulations, as follows:
PART 61--CERTIFICATION: PILOTS, FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61 continues to read as follows:
Authority: 49 U.S.C. 106(G), 40113, 44701-44703, 44707, 44709-
44711, 45102-45103, 45301-45302.
2. Amend Sec. 61.3 by revising paragraphs (a), (d)(2)(iv), and
paragraph (l) introductory text to read as follows:
Sec. 61.3 Requirement for certificates, ratings, and authorizations.
(a) Pilot certificate. (1) A person may not serve as a required
pilot flight crewmember of a civil aircraft of the United States,
unless that person:
(i) Has a pilot certificate issued under this part and in
accordance with Sec. 61.19;
(ii) Has a special purpose pilot authorization issued under Sec.
61.77;
(iii) Has a temporary certificate issued under Sec. 61.17;
(iv) Has a facsimile certificate issued under Sec. 61.29; or
(v) When operating an aircraft within a foreign country, has a
pilot license issued by that country.
(2) The pilot certificate or special authorization must be in the
person's physical possession or readily accessible in the aircraft when
exercising the privileges of that pilot certificate or authorization.
(3) If the pilot certificate or authorization is not a pilot
certificate with photo, a person may not serve as a required pilot
flight crewmember of a civil aircraft of the United States, unless that
person has a photo identification in that person's physical possession
or readily accessible in the aircraft when exercising the privileges of
that pilot certificate or authorization. The photo identification must
be a:
[[Page 70879]]
(i) Driver's license issued by a State, the District of Columbia,
or a territory or possession of the United States;
(ii) Government identification card issued by the Federal
government, a State, the District of Columbia, or a territory or
possession of the United States;
(iii) U.S. Armed Forces' identification card;
(iv) Official passport;
(v) Credential that authorizes unescorted access to a security
identification display area at an airport regulated under 49 CFR part
1542; or
(vi) Other form of identification that the Administrator finds
acceptable.
* * * * *
(d) * * *
(2) * * *
(iv) Endorse a logbook for solo operating privileges.
* * * * *
(l) Inspection of certificate. Each person who holds an airman
certificate, medical certificate, authorization, or license required by
this part must present it and, unless the pilot certificate contains a
photo, a photo identification as described in paragraph (a)(2) of this
section for inspection upon a request from:
* * * * *
3. Add a new Sec. 61.6 to read as follows:
Sec. 61.6 Pilot certificate with photo and photo requirements.
(a) Trigger-based implementation. Except as provided in Sec.
61.19(h)(2), after [effective date of final rule], all persons must
apply for a pilot certificate with photo and provide a photo that
conforms to the requirements prescribed in paragraph (b) of this
section when:
(1) Obtaining a new pilot certificate or rating (including student
pilot certificate);
(2) Obtaining a new flight instructor certificate;
(3) Renewing a flight instructor certificate; or
(4) Obtaining a replacement pilot certificate resulting from a
change of name, citizenship, date of birth, or gender.
(b) Photo Requirements. (1) A photo provided with an application
for a new or replacement pilot certificate with photo must--
(i) Be unretouched and in color;
(ii) Be a recent likeness of only the applicant (taken within the
last six months) and show a full front view of the applicant's face in
such a way that the area from the bottom of the applicant's chin to the
top of the applicant's head (including hair) covers more than 50
percent but not more than 75 percent of the total area of the photo;
and
(iii) Show the applicant in front of a plain light-colored
background and in normal street attire, without a hat, head covering,
or dark glasses unless a signed statement is submitted by the applicant
verifying the item is worn daily for religious purposes or a signed
doctor's statement is submitted verifying the item is used daily for
medical purposes.
(2) A photo provided with an application for a pilot certificate or
rating must measure 2 x 2 inches in size.
(c) Application for new or replacement pilot certificate with
photo. (1) A photo of the applicant that conforms to the requirements
prescribed in paragraph (b) of this section must accompany each
application for a new or replacement pilot certificate with photo
unless the applicant previously submitted a photo and that photo has
not expired or will not expire within 90 days of the application.
(2) An applicant for a pilot certificate with photo must make an
application accompanied by a photo at a place designated by the
Administrator.
(3) An applicant for a replacement pilot certificate with photo who
has a current photo on file may make an application that is not
accompanied by a photo at a place designated by the Administrator or by
mail to the Department of Transportation, FAA, Airman Certification
Branch, P.O. Box 25082, Oklahoma City, OK 73125.
(4) Payment to the FAA of the fee specified in paragraph (d) of
this section by check, money order, or other payment method approved by
the Administrator must accompany each application for a new or
replacement pilot certificate with photo.
(d) Fee for issuance of pilot certificate with photo. The fee for
processing an application for a new or replacement pilot certificate
with photo is $22. The FAA periodically may increase this fee to
correspond with changes in the Consumer Price Index.
4. Amend Sec. 61.13 by revising paragraphs (a)(1) and (a)(2)(i)(A)
to read as follows:
Sec. 61.13 Issuance of airman certificates, ratings, and
authorizations.
(a) Application. (1) An applicant for an airman certificate,
rating, or authorization under this part must make that application on
a form acceptable to the Administrator and at a place designated by the
Administrator. In addition, an applicant for a pilot certificate with
photo must make that application as prescribed in Sec. 61.6.
(2) * * *
(i) * * *
(A) Application for student pilot certificate that is received
outside the United States; or
* * * * *
5. Amend Sec. 61.19 by revising paragraphs (a), (b), and (c), and
(g) to read as follows:
Sec. 61.19 Duration of pilot and instructor certi