Wireless E911 Location Accuracy Requirements, 70604-70614 [2010-29007]
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70604
§ 45.173
Federal Register / Vol. 75, No. 222 / Thursday, November 18, 2010 / Rules and Regulations
Eligible barges.
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(c) Barges with a length-to-depth ratio
less than 22;
(d) Barges on the Milwaukee route
must not be more than 10 years old; and
(e) All weathertight and watertight
closures (dogs, gaskets, covers, etc.)
must be in proper working condition.
■ 4. Revise § 45.175 to read as follows:
§ 45.175
Applicable routes.
This subpart applies to the following
routes, including intermediate ports, on
Lake Michigan, between Calumet
Harbor, IL, and—
(a) Milwaukee, WI (the ‘‘Milwaukee
route’’);
(b) Burns Harbor, IN (the ‘‘Burns
Harbor route’’);
(c) St. Joseph, MI (the ‘‘St. Joseph
route’’); and
(d) Muskegon, MI (the ‘‘Muskegon
route’’).
■ 5. Amend § 45.181 to revise
paragraphs (a) and (b)(1) to read as
follows:
§ 45.181 Load line exemption
requirements for the Burns Harbor and
Milwaukee routes.
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(a) Registration. Before the barge’s
first voyage onto Lake Michigan, the
owner or operator must register the
barge in writing with the Commanding
Officer, Marine Safety Unit Chicago,
555A Plainfield Road, Willowbrook, IL,
60527. The registration may be faxed to
MSU Chicago in advance at (630) 986–
2120, with the original following by
mail. The registration may be in any
form, but must be signed by the owner
or operator. No load line exemption
certificate will be returned. However,
the registration will be kept on file.
(b) * * *
(1) Barge name and official
documentation number;
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§ 45.183
[Amended]
6. Amend § 45.183 to read as follows:
a. In paragraph (a)(2), remove the
word ‘‘five’’ and add, in its place, the
numeral ‘‘5’’; and
■ b. In paragraph (b)(2)(vi), remove the
words ‘‘and be fully’’ and add, in their
place, the words ‘‘and fully’’.
■ 7. Amend § 45.185 to revise
paragraphs (b) and (c) to read as follows:
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§ 45.185
Tow limitations.
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(b) No more than a total of three
barges per tow may operate on the
Milwaukee, St. Joseph, and Muskegon
routes. A mixed tow of load-lined and
exempted barges is still limited to three
barges on those routes.
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(c) Tows must not be more than 5
nautical miles from shore.
■ 8. Revise § 45.187 to read as follows:
§ 45.187
Weather limitations.
(a) Tows may not operate under Small
Craft Advisory (SCA) conditions or
worse, as issued by the National
Weather Service in Lake Michigan
Nearshore Marine Forecasts.
(b) Tows may not operate when
adverse ice conditions may imperil the
tow or impede its access to shelter.
(c) If SCA conditions are forecasted to
develop at any time during the voyage,
the tow must not leave harbor or, if
already underway, must proceed to the
nearest appropriate harbor of safe
refuge.
■ 9. Amend § 45.191 to revise
paragraphs (a) and (b)(5) to read as
follows:
§ 45.191
Pre-departure requirements.
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(a) Weather forecast. Determine the
Lake Michigan Nearshore Marine
Forecast along the planned route, and
confirm that adverse weather conditions
(Small Craft Advisory or worse, or ice
conditions) are not forecasted to
develop.
(b) * * *
(5) All hatch and manhole dogs are in
working condition, and all covers are
closed and secured watertight;
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§ 45.193
[Amended]
10. In § 45.193(a), add the text ‘‘(HP)’’
after the word ‘‘horsepower’’.
■
§ 45.197
[Amended]
11. In § 45.197, in the introductory
text, remove the word ‘‘aboard’’ and add,
in its place, the words ‘‘on board’’.
■
Dated: November 12, 2010.
J.G. Lantz,
Director of Commercial Regulations and
Standards.
[FR Doc. 2010–28993 Filed 11–17–10; 8:45 am]
BILLING CODE 9110–04–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 20
[PS Docket No. 07–114; FCC 10–176]
Wireless E911 Location Accuracy
Requirements
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission
SUMMARY:
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(Commission) amends its rules to
require wireless licensees subject to
standards for wireless Enhanced 911
(E911) Phase II location accuracy and
reliability to satisfy these standards at
either a county-based or Public Safety
Answering Point (PSAP)-based
geographic level. The Commission takes
this step in order to ensure an
appropriate and consistent compliance
methodology with respect to location
accuracy standards.
DATES: The rule is effective January 18,
2011, except for §§ 20.18(h)(1)(vi),
20.18(h)(2)(iii), and 20.18(h)(3), which
contains information collection
requirements that have not been
approved by OMB. The Federal
Communications Commission will
publish a document in the Federal
Register announcing the effective date.
FOR FURTHER INFORMATION CONTACT:
Patrick Donovan, Policy Division,
Public Safety and Homeland Security
Bureau, (202) 418–2413.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Second
Report and Order (Order) in PS Docket
No. 07–114, FCC 10–176, adopted
September 23, 2010, and released
September 23, 2010. The complete text
of this document is available for
inspection and copying during normal
business hours in the FCC Reference
Information Center, Room CY–A257,
445 12th Street, SW., Washington, DC
20554. This document may also be
obtained from the Commission’s
duplicating contractor, Best Copy and
Printing, Inc., in person at 445 12th
Street, SW., Room CY–B402,
Washington, DC 20554, via telephone at
(202) 488–5300, via facsimile at (202)
488–5563, or via e-mail at
FCC@BCPIWEB.COM. Alternative
formats (computer diskette, large print,
audio cassette, and Braille) are available
to persons with disabilities by sending
an e-mail to FCC504@fcc.gov or calling
the Consumer and Governmental Affairs
Bureau at (202) 418–0530, TTY (202)
418–0432. This document is also
available on the Commission’s Web site
at https://www.fcc.gov.
I. Introduction
1. One of the most important
opportunities afforded by mobile
telephony is the potential for the
American public to have access to
emergency services personnel during
times of crisis, wherever they may be.
To ensure this benefit is realized,
however, public safety personnel must
have accurate information regarding the
location of the caller. Without precise
location information, public safety’s
ability to provide critical services in a
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timely fashion becomes far more
difficult, if not impossible. Accordingly,
this order requires wireless carriers to
take steps to provide more specific
automatic location information in
connection with 911 emergency calls to
Public Safety Answering Points (PSAPs)
in areas where they have not done so in
the past. As a result of this order,
emergency responders will be able to
reach the site of an emergency more
quickly and efficiently. In addition, in a
companion Further Notice of Proposed
Rulemaking and Notice of Inquiry that
we adopt today, we build on the order
and explore how to further enhance
location accuracy for existing and new
wireless voice communications
technologies, including new broadband
technologies associated with
deployment of Next Generation 911
(NG911) networks.
2. To accomplish these goals, in this
Second Report and Order, we revise
section 20.18(h) of the Commission’s
rules, which specifies standards for
wireless Enhanced 911 (E911) Phase II
location accuracy and reliability.
Specifically, we now require wireless
licensees subject to section 20.18(h) to
satisfy these standards at either a
county-based or PSAP-based geographic
level. We also revise the requirements of
section 20.18(h) for handset-based and
network-based location technologies.
II. Background
3. On June 1, 2007, the Commission
released a Notice of Proposed
Rulemaking (NPRM) seeking comment
on the appropriate geographic area over
which to measure compliance with
section 20.18(h), as well as a variety of
additional questions about how to
improve 911 location accuracy and
reliability. In the NPRM, the
Commission indicated that carriers
should not be permitted to average their
accuracy results over vast service areas,
because carriers thereby could assert
that they satisfy the requirements of
section 20.18(h) without meeting the
accuracy requirements in substantial
segments of their service areas. The
Commission stated that although
measuring location accuracy at the
PSAP level may present challenges, the
public interest demands that carriers
and technology providers strive to
ensure that when wireless callers dial
911, emergency responders are provided
location information that enables them
to reach the site of the emergency as
quickly as possible. Because many
carriers were not measuring and testing
location accuracy at the PSAP service
area level, the Commission sought
comment on whether to defer
enforcement of section 20.18(h) if the
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Commission adopted its tentative
conclusion to require compliance at the
PSAP level.
4. On November 20, 2007, the
Commission released a Report and
Order (First Report and Order) requiring
wireless licensees to satisfy the E911
accuracy and reliability standards at a
geographic level defined by the service
area of a PSAP. The decision to adopt
a PSAP-level compliance requirement
was responsive to a request for
declaratory ruling filed by the
Association of Public-Safety
Communications Officials-International,
Inc. (APCO) asking that the Commission
require carriers to meet the
Commission’s location accuracy
requirements at the PSAP service area
level. Specifically, the First Report and
Order established interim annual
requirements leading to an ultimate
deadline of September 11, 2012 for
achieving compliance with section
20.18(h) at the PSAP level, for both
handset-based and network-based
technologies. Several carriers filed with
the Commission Motions for Stay of the
First Report and Order, seeking a stay of
the effectiveness of the rules adopted in
the First Report and Order pending
judicial review. Following petitions for
review filed with respect to the First
Report and Order, on March 25, 2008,
the United States Court of Appeals for
the District of Columbia Circuit (Court)
stayed the First Report and Order.
5. On July 14, 2008, APCO and the
National Emergency Number
Association (NENA) filed an ex parte
letter stating that they ‘‘are now willing
to accept compliance measurements at
the county level’’ rather than at the
PSAP level. APCO and NENA added
that ‘‘[p]ublic safety and wireless
carriers are in current discussions on a
number of other issues associated with
E9–1–1, with the goal of improving
information available to PSAPs. There
are areas of agreement in concept;
however, the details are still being
developed.’’
6. On July 31, 2008, the Commission
filed with the Court a Motion for
Voluntary Remand and Vacatur, which
requested remand based on the
proposals contained in the July 14 ex
parte letter and ‘‘[i]n light of the public
safety community’s support for revised
rules.’’ Following this filing with the
Court, NENA, APCO, Verizon Wireless,
Sprint Nextel Corporation (Sprint
Nextel), and AT&T Inc. (AT&T)
submitted written ex parte letters with
the Commission with proposed new
wireless E911 rules. On September 17,
2008, the Court granted the
Commission’s Motion for Voluntary
Remand.
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7. On September 22, 2008, the Public
Safety and Homeland Security Bureau
(Bureau) released a public notice
seeking comment on the proposals
submitted in the ex parte letters. The
Bureau sought comment on the
proposed changed accuracy
requirements, including the
benchmarks, limitations, and
exclusions, for handset-based and
network-based location technologies.
The Bureau also sought comment on
pledges to convene industry groups to
explore related issues, and whether the
Commission should require the
provision of confidence and uncertainty
data, as well as any alternative
modifications to location accuracy
requirements. The Bureau urged all
interested parties to review the entirety
of the ex parte letters.
8. On November 4, 2008, the
Commission adopted two Orders
approving applications for transfers of
control, involving Verizon Wireless and
ALLTEL Corporation, and Sprint Nextel
and Clearwire Corporation, conditioned
upon their voluntary agreements to
abide by the conditions set forth in their
respective ex parte letters, which are
identical to the wireless E911 proposals
they submitted in this proceeding. In
each case, the Commission found that
these conditions would ‘‘further ensure
that consummation of the proposed
merger serves the public interest,
convenience and necessity.’’
9. On November 20, 2009, in light of
the passage of time, the Bureau released
a public notice seeking to refresh the
record. Specifically, the Bureau sought
comment on whether subsequent
developments in the industry and
technology may have affected parties’
positions on the issues raised. A list of
parties submitting comments in
response to the Second Bureau Public
Notice is attached as Appendix A.
10. On June 16, 2010, T-Mobile USA,
Inc. (T-Mobile) filed an ex parte letter
stating that it would agree to comply
with the benchmarks for network-based
location technologies that were
proposed in the APCO/NENA/AT&T
Aug. 25 Ex Parte, with several
modifications. On June 30, 2010, the
Rural Cellular Association (RCA) filed
an ex parte letter stating that it supports
the proposed modifications in the TMobile Ex Parte. On July 7, 2010, APCO
and NENA filed an ex parte letter stating
that they do not object to the proposed
modifications in the T-Mobile Ex Parte
and urged the Commission to proceed
expeditiously to implement the
modified proposals. On July 29, 2010,
General Communication, Inc. (GCI) filed
an ex parte letter including proposals
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with specific application to rural and
regional providers.
11. This Second Report and Order
represents our next step in a
comprehensive examination of E911
location accuracy and reliability. Taken
together, the APCO, NENA, AT&T,
Sprint, T-Mobile, and Verizon Wireless
proposals reflect agreement among
leading 911 stakeholders for new E911
accuracy requirements for both handsetbased and network-based location
technologies. In the context of our
review of the entire record in this
proceeding, we find that these
consensus proposals from national
public safety organizations and major
industry representatives will provide
public safety agencies with necessary
information during emergencies, and
benefit consumers, in a manner that is
technologically achievable. Moreover,
the timeframe for compliance and
permitted exclusions will serve to
minimize the economic impact on small
carriers while retaining significant
benefits for public safety.
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III. Discussion
A. Compliance With Section 20.18(h) at
the County Level or PSAP Level
12. The rule changes we are adopting
today further our long-standing public
safety and homeland security goals in
this proceeding. First, they ensure that
all stakeholders—including public
safety entities, wireless carriers,
technology providers, and the public—
will benefit from an appropriate and
consistent compliance methodology.
Second, by making clear that location
accuracy compliance may not be
achieved on an averaged basis over large
geographical areas, the revised rules
ensure that PSAPs receive meaningful,
accurate location information from
wireless 911 callers in order to dispatch
local emergency responders to the
correct location. As a direct result, the
new rules will minimize potentially lifethreatening delays that may ensue when
first responders cannot be confident that
they are receiving accurate location
information. As discussed below, major
wireless carriers either already are
subject to most elements of the ex parte
proposals as a result of merger
conditions, or indicate they can comply
with the changed location accuracy
requirements based on existing location
technologies. These carriers also
indicate that it is feasible for them to
comply with our new requirement that
they provide confidence and
uncertainty data to PSAPs, which is
widely supported by the public safety
community. Also, as explained below,
we provide for certain exclusions
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reflective of the technical limitations of
existing location technologies.
Furthermore, carriers facing unique
circumstances may seek waiver relief
based on certain factors.
13. As an initial matter, some
commenters have urged the Commission
to forego any rulemaking, advocating
instead that the Commission establish
an industry advisory group to draft new
rules relating to location accuracy.
Further, some technology companies
presented alternate views. For example,
Polaris Wireless, Inc. (Polaris) states that
the ex parte proposals maintain the
status quo for handset-based carriers
and ‘‘spark a migration to predominately
handset-based technologies even for
network-based carriers.’’ Therefore,
Polaris argues that ‘‘this proposed
framework will not drive the adoption
of the best E911 Phase II technologies
available today, such as hybrid systems,
nor will it achieve the greatest or fastest
possible outcome for the American
public.’’ S5 Wireless, Inc. (S5) ‘‘believes
it is currently possible to implement
newer technologies, such as that which
S5 offers, and easily achieve the
Commission’s accuracy standards.’’
14. We decline to delay taking
Commission action, because of the
importance to public safety of
minimizing the potentially lifethreatening delays that may ensue when
first responders cannot be confident that
they are receiving accurate location
information. Further, while other
technologies may hold promise for
enhanced location accuracy, we find
that acting now to adopt clear new
geographic requirements based on the
existing location accuracy calculations
is the best course for the near-term. In
our companion proceeding adopted
today, we explore how differing
technology approaches may improve
wireless location accuracy going
forward.
15. Comments. A number of
commenters generally support requiring
compliance with section 20.18(h) at the
county or PSAP-level. However, a few
commenters held opposing views. Corr
Wireless Communications, LLC (Corr)
advocates using the Metropolitan
Statistical Area as a ‘‘more useful
measuring stick for this kind of service.’’
Corr, however, indicates that it would
support a county-based metric provided
that the Commission ‘‘make an
exception in its accuracy requirement to
account for the impossibility or extreme
difficulty in meeting that standard in
rural areas.’’ Furthermore, a number of
commenters argue that complying with
the county-level standard would be
prohibitively expensive. For example,
the National Telecommunications
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Cooperative Association (NTCA) argues
that ‘‘it is expected that the new
standards will impose prohibitive costs
on many rural wireless carriers, if
compliance is even possible.’’ The Rural
Telecommunications Group (RTG),
citing to its August 20, 2007 comments,
notes that rural carriers ‘‘may need to
construct an extraordinary number of
additional antenna sites,’’ and that,
‘‘[w]ith fewer customers than large
carriers serving urban areas, RTG
members and other rural wireless
carriers are unable to recover the
substantial cost of constructing a large
number of additional cell sites solely to
triangulate location data.’’ GCI argues
that the county-based metric does ‘‘not
take into account the technological and
economic realities of providing service
to low-density, topographically
challenged service areas, like Alaska,’’
adding that ‘‘strict adherence to th[e]
proposed metrics [w]ould have the
perverse result of stifling deployments
to areas most in need of wireless
infrastructure investment.’’ NENA and
APCO favor ‘‘a waiver process to the
wholesale ‘exceptions’ for rural carriers
proposed by Corr Wireless which would
essentially only require Phase I in many
parts of the country.’’
16. Discussion. Based on the complete
record in this proceeding, we revise the
wireless location accuracy rules to
require county-level or PSAP-level
compliance. We agree with APCO and
NENA and find that requiring
compliance at the county level reflects
recent consolidation efforts by PSAPs to
mirror county boundaries. In addition,
we agree that counties ‘‘are more easily
defined than PSAPs and are not prone
to administrative boundary changes.’’
We find that compliance at the county
level can be achieved with currently
available technology, particularly in
conjunction with the revisions we make
to section 20.18(h) discussed below,
including the permitted exclusions.
Accordingly, we find that a county-level
compliance standard provides an
appropriate, consistent, and achievable
compliance methodology with respect
to wireless location accuracy standards.
We conclude that a county-level
compliance standard will ensure that
PSAPs receive accurate and meaningful
location information in most cases.
Moreover, nothing in the record
persuades us that such costs will be
prohibitive for participating wireless
carriers, including smaller carriers. The
commenters expressing these concerns
provide no quantification of the cost of
meeting these requirements. As
discussed below, however, we afford
certain exclusions and note that
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financial considerations, among others,
will be taken into account should a
service provider request waiver relief.
17. We also find that there continues
to be merit in a PSAP service area-based
compliance standard. As APCO and
NENA indicate, ‘‘county-level accuracy
would in many cases be identical to
PSAP-level accuracy.’’ In many areas,
PSAP service areas are coterminous
with county boundaries. Where PSAP
service areas are larger than counties,
however, providing location accuracy at
the PSAP level would be beneficial to
the public safety community since the
reported accuracy would match the
exact boundary of the PSAP’s service
area. Conversely, where PSAPs are
smaller than counties, providing
location accuracy information at the
PSAP level could be of even more value
to the PSAP and the public safety
community since the information would
be provided on a more granular basis
than that achieved at the larger county
level. Various public safety
organizations continue to express
support for PSAP-level compliance in
comments filed with the Commission.
18. We therefore find that both PSAPlevel compliance and county-level
compliance are beneficial towards
meeting the needs of PSAPs and public
safety first responders, and we will
allow carriers to choose which standard
better meets their needs. Such an
approach will permit carriers to analyze
carrier-specific factors like natural and
network topographies (for example,
foliage levels, terrain characteristics,
cell site density, overall system
technology requirements, etc.) while, in
either case, ensuring that public safety
responders receive timely and accurate
location information.
B. Handset-Based Location
Technologies
19. On August 20, 2008, NENA,
APCO, and Verizon Wireless filed a
joint proposal for ‘‘compliance
measurements for handset-based
technologies.’’ Specifically, they
propose the following new rules:
Two years after the Commission
adopts new rules, on a county-bycounty basis, 67% of Phase II calls must
be accurate to within 50 meters in all
counties; 80% of Phase II calls must be
accurate to within 150 meters in all
counties, provided, however, that a
carrier may exclude up to 15% of
counties from the 150 meter
requirement based upon heavy
forestation that limits handset-based
technology accuracy in those counties.
Eight years after the Commission
adopts new rules, on a county-bycounty basis, 67% of Phase II calls must
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be accurate to within 50 meters in all
counties; 90% of Phase II calls must be
accurate to within 150 meters in all
counties, provided, however, that a
carrier may exclude up to 15% of
counties from the 150 meter
requirement based upon heavy
forestation that limits handset-based
technology accuracy in those counties.
20. Verizon Wireless explains that,
‘‘the greatest technical barrier to the
accuracy of handset-based E911
technologies is the presence of terrain
obstructions, whether natural or
manmade * * * Where, for example, an
area’s topology is characterized by
forest, the likelihood of a good location
fix is reduced because the tree cover
obstructs the transmission path between
the satellites and the handset. The more
extensive the tree cover, the greater the
difficulty the system has in generating a
GPS-based fix.’’ To that end, Verizon
Wireless states that its joint proposal
with NENA and APCO compensates for
these ‘‘technical realities.’’
21. The parties also pledged ‘‘to
convene, within 180 days of the
Commission’s order, an industry group
to evaluate methodologies for assessing
wireless 9–1–1 location accuracy for
calls originating indoors and report back
to the Commission within one year.’’ On
August 21, 2008, Sprint submitted a
letter in support of the NENA, APCO,
and Verizon Wireless proposal, stating:
The proposed accuracy standard meets
the concerns of public safety while
acknowledging the limitations of
current technology. Although setting the
accuracy standard at the county level
will impose significant testing costs and
require substantial time to complete, the
accuracy standards articulated should
be achievable. Sprint commends all
those involved in the work required to
produce this proposal and urges the
Commission to adopt this compromise.
22. As mentioned above, the
Commission previously adopted two
Orders approving applications for
transfers of control, involving Verizon
and ALLTEL Corporation and Sprint
Nextel and Clearwire Corporation,
conditioned upon their voluntary
agreements to abide by the conditions
set forth in their respective ex parte
letters, which are identical to the
wireless E911 proposals they submitted
in this proceeding.
23. Comments. Sprint Nextel, a
handset-based carrier, continues to
support the NENA, APCO, and Verizon
Wireless proposal. Sprint Nextel views
these benchmarks as ‘‘furthering the
goals of public safety; both by holding
carriers to a higher standard and by
ensuring that carriers are optimizing
their networks at the local level.’’ Sprint
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Nextel adds that, ‘‘one of the significant
benefits of the compromise will be the
extensive testing required at the local
level.’’ Sprint Nextel notes that ‘‘[t]o date
the Commission has adopted new
accuracy requirements for two wireless
carriers, Sprint and Verizon Wireless’’
and the Commission should therefore
‘‘work toward developing regulations to
apply to the industry as a whole.’’
NTELOS, however, expresses ‘‘concerns
that any new testing and reporting
requirements would be burdensome
since we are a small, regional carrier
and do not have the expertise within the
company to accomplish this task.’’
NTELOS notes that it ‘‘depends heavily
on outside vendors for support in our
accuracy testing,’’ and ‘‘the unknown
cost of reporting requirements that
would accompany any rule change
could have significant repercussions for
smaller carriers.’’ RCA states that ‘‘as
currently proposed, the [handset based]
location accuracy standards provided by
Verizon Wireless and public safety
groups are not technically and
economically feasible for the Tier II and
Tier III carriers that RCA represents.
Tier II carriers will need at least an
additional six months after the effective
date of any new rules to meet the 67%/
80% requirement proposed by Verizon
Wireless. Tier III carriers will need at
least an additional 12 months.’’
SouthernLINC Wireless (SouthernLINC)
maintains that the proposals ‘‘fail to give
any consideration to the circumstances
and operational realities faced by the
nation’s smaller regional and rural
wireless carriers.’’ SouthernLINC
therefore argues for the ‘‘adoption of
alternative benchmarks for small and
mid-size Tier II and Tier III carriers,’’
and proposes its own benchmarks in
order to ‘‘provide Tier II and Tier III
carriers sufficient time to implement the
measures necessary to conduct countylevel testing.’’ Finally, SouthernLINC
notes that ‘‘for regional and rural
carriers, the impact of any new location
accuracy requirements is an issue of
both the cost of acquiring and deploying
additional technology * * * and the
cost of conducting statistically valid
testing on a county-by-county basis to
determine accuracy at the county level.’’
24. Specifically with respect to the
parties’ proposal to exclude fifteen
percent of counties based upon heavy
forestation, Sprint Nextel argues that the
exclusion ‘‘acknowledges the technical
limitations of current technology and
does not penalize carriers for those
exceptionally challenging cases.’’
However, Motorola suggests rather than
excluding 15 percent of counties based
on forestation, the Commission should
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adopt AT&T’s requirement for networkbased location technologies and allow
85 percent compliance at the final
benchmark. Motorola argues that ‘‘doing
so would provide carriers the flexibility
for exclusions based not only on
forestation, but also other situations
such as urban canyons and urban/rural
buildouts that limit handset-based
technology accuracy.’’ RCA argues that
‘‘the percentage of counties that can be
excluded from the 150 meter
requirement based upon ‘heavy
forestation’ should be raised to twentyfive percent for purposes of meeting the
67%/80% requirement and twenty
percent for the proposed 67%/90%
requirement,’’ and the Commission
‘‘should…make clear that the [‘heavy
forestation’] exception includes all
terrain obstructions.’’ United States
Cellular Corp. (USCC) states that, ‘‘[t]o
date, neither APCO, NENA nor Verizon
Wireless have explained the rationale
for setting the exclusion limit at 15
percent nor have they explained why
this exclusion only applies in counties
with heavy forestation.’’ SouthernLINC
recommends that the term ‘‘heavy
forestation’’ be ‘‘changed to ‘challenging
environment’ in order to clarify the
nature of the of the 15-percent exclusion
and avoid any confusion as to the
exclusion’s applicability.’’ Verizon
Wireless ‘‘supports an industry-wide
rule that permits any carrier employing
a handset-based solution (including
Verizon Wireless) to exclude up to 15
percent of counties for any reason, not
solely because of ‘‘heavy forestation.’’
APCO and NENA disagree with
including other terrain obstructions into
the fifteen percent exception, arguing
that this ‘‘would be unacceptable as it
could lead to the exclusion of large
metropolitan counties.’’ Rather, they
state that they wish to restrict the
exception only to forestation ‘‘on the
expectation that it would apply in most
cases to very sparsely populated
counties.’’ APCO and NENA also noted
that ‘‘a broader exclusion could lead to
substantial areas receiving substandard
location accuracy for E911 calls.’’
25. Discussion. We find that the
consensus plan, based on the agreement
of important E911 stakeholders,
comprehensively addresses location
accuracy criteria in connection with
handset-based location technology.
These proposals ensure that carriers
using handset-based location
technologies are subject to appropriate
and consistent compliance methodology
that may not be based on averaging over
large geographical areas. Additionally,
we believe that the important public
safety issues at stake outweigh the
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potential cost impact of imposing these
regulations. As we previously noted,
SouthernLINC argues that the
regulations would impose a significant
strain on smaller carriers; however,
SouthernLINC does not provide a
quantification of the cost of meeting
these requirements. Moreover, as
discussed below, financial
considerations, among others, will be
taken into account should a service
provider request waiver relief. Further,
we conclude that the proposed
compliance timeframes, limitations, and
exemptions will provide carriers with a
sufficient measure of flexibility to
account for technical and cost-related
concerns. Indeed, the approximately
two year’s passage of time since carriers
first had an opportunity to raise
concerns about the timing of the
benchmarks negates the request of some
carriers to extend the benchmarks for up
to an additional year. Further, the rule
changes we adopt today effectively relax
the existing handset-based requirements
by immediately reducing, for two years
after the effective date, the 150 meter
requirement from 95 percent of all calls
to 80 percent of all calls. Moreover, even
after eight years, the 150 meter
requirement rises only to 90 percent.
26. The proposals also represent an
acknowledgement by the public safety
and commercial communities that they
can address the critical need to provide
public safety agencies with meaningful
information in the event of an
emergency in a technically achievable
manner. The voluntary commitments to
abide by the same proposals by Verizon,
with respect to its transaction with
ALLTEL (a Tier II wireless carrier), and
Sprint, with respect to Clearwire, is
further evidence of the flexibility and
feasibility afforded by these criteria to
enable carriers to meet these criteria
even in the context of significant
transactions. Thus, we require wireless
licensees subject to section 20.18(h) of
the Commission’s rules who use
handset-based location technology to
satisfy these standards either at a
county-based geographic level or at the
PSAP service area level.
27. Because of the geographical and
topographical differences that
characterize different counties and
PSAP service areas, we find that we
should permit carriers using handsetbased location technology to exclude up
to 15 percent of counties or PSAP
service areas from the 150 meter
requirement based upon heavy
forestation, consistent with the ex parte
proposals. In this regard, we agree with
NENA and APCO that any expansion of
this exclusion, whether to an increased
percentage or based on factors in
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addition to forestation, would excuse
compliance to an unacceptable level of
risk to public safety. We find that among
the challenges faced by handset-based
technologies, forestation is a substantial
contributor and that other terrain issues
typically would overlap with forestation
concerns. Therefore, we expect that
many of these other terrain issues will
be addressed through the forestation
exclusion. The more open-ended
approach advocated by commenters
may lead to overuse or abuse of
exceptions and potentially harm public
safety. The waiver process is thus much
more suitable to address individual or
unique problems, where we can analyze
the particular circumstances and the
potential impact to public safety. Some
commenters recommended specific
criteria for Tier III carrier waivers. We
address waiver requests in more detail
below.
28. In order to ensure that the public
safety community and the general
public are aware of these instances
where carriers cannot meet the Phase II
location accuracy requirements, and
prevent overuse of this exclusion, we
will require carriers to file a list of those
specific counties or PSAP service areas
where they are utilizing this exclusion,
within ninety days following approval
from the Office of Management and
Budget (OMB) for the related
information collection. This list must be
submitted electronically into the docket
of this proceeding, and copies sent to
NENA, APCO, and the National
Association of State 9–1–1
Administrators (NASNA) in paper or
electronic form. Further, carriers must
submit in the same manner any changes
to their exclusion lists within thirty
days of discovering such changes. We
find that permitting this exclusion,
subject to these reporting requirements,
properly but narrowly accounts for the
known technical limitations of handsetbased location accuracy technologies,
while ensuring that the public safety
community and the public at large are
sufficiently informed of these
limitations. We expect that carriers
failing to meet any particular
benchmark will promptly inform the
Commission and submit an
appropriately supported waiver request.
Further, we will monitor progress at
each benchmark and may request status
information if necessary.
29. We also encourage the parties to
meet as a group to evaluate
methodologies for assessing wireless
911 location accuracy for indoor calls.
Because indoor use poses unique
obstacles to handset-based location
technologies, and in light of the
expressed interest of both the public
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safety and commercial wireless
communities to further explore this
issue, we clarify that these standards
apply to outdoor measurements only.
Further, we are seeking comment in our
companion FNPRM/NOI on how best to
provide automatic location
identification (ALI) in technically
challenging environments, including
indoors.
C. Network-Based Location
Technologies
30. On August 25, 2008, NENA,
APCO, and AT&T submitted an ex parte
letter proposing new compliance
measurements specifically addressing
network-based technologies. NENA,
APCO, and AT&T initially explain their
proposal as follows:
As network-based providers will be
unable to meet the new proposed
county-level accuracy standards in all
areas relying solely upon current
network-based technology solutions,
carriers who employ network-based
location solutions may be expected to
deploy handset-based solutions as an
overlay to existing network-based
solutions in order to meet the more
stringent county-level requirements set
forth below. To encourage the
improvements in location accuracy that
may be achieved using both network
and handset based solutions, this
proposal provides that network-based
carriers may elect to use a system of
blended reporting for accuracy
measurements, as defined below.
Carriers also may elect to report
accuracy in any county based solely on
the handset-based accuracy standards.
31. The parties next propose the
following as the accuracy standards for
network-based carriers:
67%/100M: 67 percent of all calls,
measured at the county level, shall be
located within 100 meters in each
county by the end of year 5, in
accordance with the interim
benchmarks below; and
90%/300M: 90 percent of all calls,
measured at the county level, shall be
located within 300 meters in 85 percent
of all counties by the end of year 8, in
accordance with the interim
benchmarks below.
32. In complying with the above, the
parties provide the following limitation:
The county-level location accuracy
standards will be applicable to those
counties, on an individual basis, for
which a network-based carrier has
deployed Phase II in at least one cell site
located within a county’s boundary.
Compliance with the 67 percent
standard and compliance with the 90
percent standard in a given county shall
be measured and reported
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independently (i.e. the list of compliant
counties for the 67 percent standard
may be different than for the 90 percent
standard).
33. Further, consistent with the
opening explanation of their proposal,
the parties propose employing a
‘‘blended’’ approach for meeting the
above accuracy standards. Under this
approach, carriers may take into account
the impact of introducing ‘‘aGPS’’
(assisted GPS) handsets into their
customer bases. Specifically, the parties
state:
Accuracy data from both a networkbased solution and a handset-based
solution may be blended to meet the
network-based standard. Such blending
shall be based on weighting accuracy
data in the ratio of aGPS handsets to
non-aGPS handsets in the carrier’s
subscriber base. The weighting ratio
shall be applied to the accuracy data
from each solution and measured
against the network-based standards.
34. In their filing, the parties offer an
example of blended reporting assuming
60% penetration of aGPS devices in the
network. In effect, the result of this
example is a ‘‘blended average’’ for each
county that achieves better accuracy
than a network-based approach alone
would achieve. AT&T states that
environmental factors can ‘‘render the
achievement of the current networkbased location standards infeasible at
the county level.’’ However, AT&T
suggests that ‘‘these challenges can be
mitigated or overcome through the
deployment of aGPS technology.’’ AT&T
concludes, ‘‘[a]ccordingly, using both
network-based and handset-based E911
technologies in concert will allow all
carriers over time to significantly
improve E911 accuracy performance
across the majority of service areas.’’
35. The NENA, APCO, and AT&T
proposal also sets the following
network-based solution compliance
benchmarks:
36. First, for the 67%/100 meter
standard:
End of Year 1: Carriers shall comply
in 60% of counties, which counties
shall cover at least 70% of the POPs
covered by the carrier, network-wide.
Compliance will be measured on a per
county basis using existing networkbased accuracy data.
End of Year 3: Carriers shall comply
in 70% of counties, which counties
shall cover at least 80% of the POPs
covered by the carrier, network-wide.
Compliance will be measured on a per
county basis, using, at the carrier’s
election, either (i) network-based
accuracy data; or (ii) blended reporting.
End of Year 5: Carriers shall comply
in 100% of counties. Compliance will
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70609
be measured on a per county basis,
using, at the carrier’s election, either:
(i) network-based accuracy data; (ii)
blended reporting; or (iii) subject to the
following caveat, solely handset-based
accuracy data (at handset-based
accuracy standards).
A carrier may rely solely on handsetbased accuracy data in any county if at
least 95% of its subscribers, networkwide, use an aGPS handset, or if it offers
subscribers in that county who do not
have an aGPS device an aGPS handset
at no cost to the subscriber.
37. Second, for the 90%/300 meter
standard:
End of Year 3: Carriers shall comply
in 60% of counties, which counties
shall cover at least 70% of the POPs
covered by the carrier, network-wide.
Compliance will be measured on a per
county basis using, at the carrier’s
election, either: (i) Network-based
accuracy data; or (ii) blended reporting.
End of Year 5: Carriers shall comply
in 70% of counties, which counties
shall cover at least 80% of the POPs
covered by the carrier, network-wide.
Compliance will be measured on a per
county basis using, at the carrier’s
election, either (i) Network-based
accuracy data; or (ii) blended reporting.
End of Year 8: Carriers shall comply
in 85% of counties. Compliance will be
measured on a per county basis using,
at the carrier’s election, either: (i)
Network-based accuracy data; (ii)
blended reporting; or (iii) subject to the
caveat above, solely handset-based
accuracy data (at handset-based
accuracy standards).
38. Further, similar to the NENA,
APCO, and Verizon Wireless proposal
regarding stakeholder efforts to address
location accuracy for wireless calls
originating indoors, APCO, NENA, and
AT&T propose the establishment of an
E911 Technical Advisory Group (ETAG)
that would ‘‘work with the E911
community to address open issues
within this framework (e.g., updated
outdoor and indoor accuracy
measurement methodologies, tactics for
improving accuracy performance in
challenged areas, testing of emerging
technology claims, E911 responsibilities
in an open-access environment, the
development of hybrid network—A–
GPS technologies, etc.).’’ AT&T
continues to support the creation of an
ETAG and notes that ‘‘[t]he Commission
has successfully leveraged such working
groups in the past to drive policy
forward, particularly in the public safety
area, where the Commission’s objectives
are clear but the technical path forward
requires further research and
development before implementation is
possible.’’
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39. Comments. In response to the
Bureau Public Notice, T-Mobile and
RCA argued that ‘‘[b]ecause as a
practical matter a carrier must
implement A–GPS and reach certain
handset penetration levels in order to
meet some of the proposed benchmarks,
and because implementation of A–GPS
for GSM carriers is directly tied to
implementation of 3G service, several of
the proposed benchmarks will not be
technically and economically feasible
for carriers other than AT&T unless
these other carriers have a more nearly
comparable period from the
introduction of their own 3G services to
meet the benchmarks.’’ Specifically,
T-Mobile and RCA advocated deferring
the first benchmark by six months for
Tier I and Tier II carriers and deferring
the first benchmark by one year for Tier
III carriers. In addition, they argued that
‘‘[f]or T-Mobile, * * * the second, third
and fourth benchmarks need to be
delayed by at least two years in order for
T-Mobile to have a timeline from 3G
deployment similar [to] AT&Ts. For
RCA members, the second, third, and
fourth benchmarks need to be delayed
further as their deployment of 3G
services and A–GPS handsets has not
yet begun.’’ Nokia agreed with this
approach, arguing that it would ‘‘allow
for a more technically and commercially
feasible approach for all affected
carriers, including carriers who are in
initial stages of deploying 3G across
their networks.’’ RCA also noted that
‘‘Tier II and Tier III carriers do not
necessarily have access to the same
array or types of handsets * * * as Tier
I carriers * * * due, in large part, to the
growing use of exclusivity arrangements
between the Nation’s largest wireless
carriers and handset manufacturers.’’
NENA and APCO, however, noted that
T-Mobile’s plan would ‘‘probably
require more than seven years [to reach
the third benchmark] as they would link
the start-date to the deployment of A–
GPS handsets.’’ Moreover, NENA and
APCO noted that variations among
carriers in their deployment of next
generation technologies ‘‘might be
among the factors that could be
considered in a waiver process.’’
Further, AT&T argued that ‘‘[t]he
flexibility built into the joint proposal
* * * will enable carriers to meet the
joint proposal’s ultimate requirements
and interim benchmarks through a
variety of means and incorporating the
technologies that are best suited to their
network and their particular
deployment strategy * * * Particularly
in light of that flexibility, AT&T is
confident that the APCO/NENA/AT&T
joint proposal is technically feasible for
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carriers that currently rely on networkbased solutions.’’
40. In response to the Second Bureau
Public Notice, T-Mobile, RCA, and RTG
maintained that upon revisiting their
previously submitted proposal, ‘‘with
the benefit of additional experience
* * * it still may not be flexible enough
to recognize reality.’’ As such, T-Mobile,
RCA, and RTG requested the
Commission ‘‘simply to require that all
3G handsets manufactured in or
imported into the United States be A–
GPS-capable after a date certain.’’
T-Mobile, RCA, and RTG also requested
the Commission to require ‘‘after an
appropriate transition period, carriers
[to] enable their entire network to be
able to handle and to provide to PSAPs
GPS-based location data from an A–
GPS-capable handset, rather than
locating these handsets using networkbased technology.’’ According to
T-Mobile, RCA, and RTG, ‘‘[t]his
handset requirement approach is
simpler than the complex combinations
of benchmarks and exclusions in
virtually all of last year’s proposals, can
be easily monitored and enforced, and
would ultimately produce the best
technically feasible results for these
‘‘hard-to-estimate’’ areas.’’ The Blooston
Rural Carriers supported the T-Mobile/
RCA/RTG proposal and noted that ‘‘it
would help move network-based
carriers toward development of handsetbased technology in a rapid but realistic
timeframe.’’ NTCA believes that the
T-Mobile/RCA/RTG proposal
‘‘accomplishes the Commission’s
objectives and makes sense for small
carriers.’’ NENA and APCO opposed the
T-Mobile/RCA/RTG proposal, however,
and ‘‘think the better answer is to
establish a timeframe for compliance,
reporting on efforts to meet elements of
the timeframe and, where necessary,
seek waivers based [on] current
information and facts.’’
41. Corr Wireless proposes that the
Commission ‘‘adopt the county-based
metric but make an exception in its
accuracy requirement to account for the
impossibility or extreme difficulty of
meeting that standard in a rural area.’’
Specifically, Corr advocates that ‘‘in
areas or counties where a networksolution carrier has fewer than four
overlapping cell contours * * * only
Phase I accuracy would be required.’’
Corr argues that ‘‘this exception is likely
to be temporary in nature since Corr
agrees with AT&T that the deployment
in the near future of ‘A–GPS’ technology
will enable even network-solution
carriers to achieve high levels of
location accuracy.’’ However, Corr also
states that, ‘‘in order for small carriers
like Corr to improve E911 accuracy
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through the deployment of advanced A–
GPS handsets, they must have access to
those handsets.’’ Therefore, Corr argues
that ‘‘the Commission should require
handset manufacturers to make all
handsets available on a nondiscriminatory basis.’’ T-Mobile
disagrees, arguing that ‘‘this will not
meaningfully accelerate deployment of
A–GPS handsets. Carriers will already
be driven by the benchmarks to
incorporate A–GPS into their handsets
* * * Thus Corr’s proposed mandate is
duplicative and unnecessary.’’ GCI
Communications, in a later ex parte,
proposes that ‘‘Tier III carriers in Alaska
be required to measure compliance with
the interim and final benchmarks only
for those areas within a four-mile radius
circle that includes at least five cell
sites, where the test location within
such circle has a usable signal level
greater than ¥104 dBm to all cell sites
within the circle.’’ GCI Communications
also notes that any new benchmarks
applicable to network-based carriers
should ‘‘at the very least exclude any
geographic area designated for
measurement (like county or borough)
where fewer than three cell sites are
deployed and any community, or part of
a community, where at least three cell
sites are not viewable to a handset.’’
Finally, a number of commenters
support the creation of an industry
advisory group to further study and
provide recommendations related to
location accuracy.
42. In a later filed ex parte, T-Mobile
stated that it would agree to comply
with the NENA/APCO/AT&T Aug. 25
Ex Parte for network-based carriers,
with the following modifications.
First, ‘‘[w]hen using network-based
measurements as a component of the
county-level compliance calculation
(i.e., if the carrier is using network-only
measurements or blending network and
A–GPS measurements),’’ the
Commission should permit the carrier to
‘‘exclude that county if it has fewer than
3 cell sites.’’
Second, the Commission should
‘‘[p]ermit a carrier to use ‘‘blending’’ as
well as ‘‘network-only’’ measurements at
the first benchmark.’’
Third, the Commission should
‘‘[a]llow a carrier to comply with the
Year-5 (third) benchmark using only
handset-based measurements so long as
it has achieved at least 85% (rather than
95%) AGPS handset penetration among
its subscribers.’’
In response, RCA ‘‘expressed its
support’’ for the exclusion of counties
with less than three cell sites, and
APCO and NENA submitted a joint
letter supporting T-Mobile’s
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modifications, and urging prompt
resolution of this proceeding.
43. Discussion. As with the county
level location accuracy proposal
received from handset-based carriers,
we find that the NENA, APCO, and
AT&T proposals, as modified by the
T-Mobile Ex Parte, represent a
consensus from important E911
stakeholders, which comprehensively
addresses location accuracy criteria in
connection with network-based
technologies. We find that these
proposals ensure that carriers using
network-based location technologies are
subject to appropriate and consistent
compliance methodology that no longer
may be based on nationwide averaging.
Also like the handset-based consensus,
the proposals represent an
acknowledgment by members of both
the public safety and commercial
communities that they can address the
critical need to provide public safety
agencies with meaningful information
in the event of an emergency in a
technically achievable manner. We
reject earlier proposals by T-Mobile and
RCA that would extend the compliance
benchmarks. We agree with NENA and
APCO, and find that extending the
compliance benchmarks would disserve
the important public safety goals of this
proceeding. Consistent with the views
of AT&T, we find that the proposed
compliance timeframes, limitations, and
exemptions will allow carriers a
sufficient measure of flexibility to
account for technical and cost-related
concerns.
44. We also find that the T-Mobile Ex
Parte includes modifications that are
reasonable under the circumstances.
First, in regard to T-Mobile’s request to
exclude counties with fewer than three
cell sites, we note that it is not
technically possible for a carrier to
triangulate a caller’s location with only
one or two cell sites. Moreover, we are
concerned that the absence of an
appropriate exception may have the
unintended consequence of carriers
choosing to eliminate service where
they are unable to triangulate position.
In such circumstances, clearly the
availability of wireless service to enable
a caller to reach 911 in the first instance
outweighs the potential lack of ALI
capability, at least until blending of
A–GPS-enabled handsets permits ALI.
At the same time, we want to make sure
that any exclusion we adopt is (1) not
overly or unnecessarily employed, (2)
specifically targeted to the inability, as
a technical matter, to determine position
through triangulation, and (3) timelimited, transparent, and regularly
revisited. Simply focusing on a countybased exclusion may fail to account for
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all situations. A county-based exclusion
may be over-inclusive by failing to
account for cell sites outside a county
that can be used to triangulate. Some
counties, boroughs, parishes, etc. may
be so large that, even though containing
three or more cell sites, may still present
technical challenges in achieving ALI.
This can occur when cell sites are
configured to provide coverage to
specific communities that are at great
distances from each other, or where
mountainous or other terrain features
prohibit triangulation of cell sites that
absent such features could permit
triangulation. On the other hand,
triangulation may be possible in only
certain portions of a county, or due to
the proximity of towers available in an
adjacent county. All the while, the need
for this exclusion specific to networkbased location technologies should
diminish over time as carriers blend
A–GPS handsets into their customer
base.
45. Accordingly, we will permit
network-based carriers to exclude from
compliance particular counties, or
portions of counties, where
triangulation is not technically possible,
such as locations where at least three
cell sites are not sufficiently visible to
a handset. Similar to the 15 percent
county exclusion we permit for handsetbased carriers above, in order to ensure
that the public safety community and
the general public are aware of these
instances where carriers cannot meet
the Phase II location accuracy
requirements, and prevent overuse of
this exclusion, we will require carriers
to file a list of those specific counties,
or portions thereof, where they are
utilizing this exclusion, within ninety
days following approval from OMB for
the related information collection. This
list must be submitted electronically
into the docket of this proceeding, and
copies sent to NENA, APCO, and
NASNA in paper or electronic form.
Further, carriers must submit in the
same manner any changes to their
exclusion lists within thirty days of
discovering such changes.
46. At the same time, we find it
appropriate to place a time limit on this
exclusion, because the need for this
exclusion will diminish over time as
network-based carriers incorporate
A–GPS handsets into their subscriber
bases. Accordingly, we will sunset this
exclusion eight years after the effective
date of this Order. Eight years following
the effective date is the period of time
by which the revised network-based
requirements become fully effective.
Network-based carriers that continue to
lack the technical ability to triangulate
position in certain areas upon the sunset
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date may seek extended relief from the
Commission at that time. We find that
permitting this exclusion, subject to the
initial reporting requirement, the
obligation to update the list of excluded
areas, and the sunset period, properly
but narrowly accounts for the known
technical limitations of network-based
location accuracy technologies, while
ensuring that the public safety
community and the public at large are
sufficiently informed of these
limitations.
47. T-Mobile also requests that the
Commission ‘‘[p]ermit a carrier to use
‘blending’ as well as ‘network-only’
measurements at the first benchmark.’’
We find that in terms of the blending
element, there is no reason to
differentiate among the compliance
mechanisms for the three benchmarks.
Thus, we will permit a carrier to blend
accuracy data from both a networkbased solution and a handset-based
solution to meet the network-based
standard at the first benchmark. Lastly,
T-Mobile requests that the Commission
‘‘[a]llow a carrier the option to comply
with the Year 5 (third) benchmark using
only handset-based measurements so
long as it has achieved at least 85%
(rather than 95%) A–GPS handset
penetration among its subscribers.’’ We
agree with T-Mobile that this approach
‘‘is more consistent with a phased
transition to 95% A–GPS handset
penetration over the entire 8-year
period.’’ We also note that without this
modification, a carrier’s percentage of
low-end customers could significantly
affect its ability to meet the benchmarks.
As T-Mobile and RCA point out, ‘‘[l]owend customers are less likely to move
rapidly to the new 3G services and
A–GPS handsets.’’ Accordingly, we will
permit a network-based carrier to
comply with the third benchmark using
only handset-based measurements, as
long as it has achieved at least 85%
A–GPS handset penetration among its
subscribers.
48. Taking into consideration our
goals for this proceeding and the entire
record, we amend the network-based
location accuracy rules consistent with
the NENA, APCO and AT&T proposals,
as modified by the T-Mobile Ex Parte,
and as modified as discussed above
with respect to the permitted exclusions
where triangulation is not technically
achievable. Accordingly, we require
wireless licensees subject to section
20.18(h) of the Commission’s rules
using network-based location
technology to satisfy these standards
either at a county-based or PSAP-based
geographic level. We clarify that these
standards apply to outdoor
measurements only. As described above,
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Federal Register / Vol. 75, No. 222 / Thursday, November 18, 2010 / Rules and Regulations
and modified by the T-Mobile Ex Parte,
we will also allow accuracy data from
both a network-based solution and a
handset-based solution to be blended to
meet the network-based standard. We
agree with AT&T that allowing this type
of blending can mitigate perceived
challenges associated with providing
accurate location identification in
certain areas. As before concerning the
handset-based requirements, we expect
that carriers failing to meet any
particular benchmark will promptly
inform the Commission and submit an
appropriately supported waiver request.
Further, we will monitor progress at
each benchmark and may request status
information if necessary.
49. Finally, as we previously noted,
AT&T commits to creating an ETAG that
would further examine related E911
issues. We encourage this effort, as well
as Verizon’s offer to convene an
industry group to explore location
accuracy for indoor calls as discussed
above. Our companion FNPRM/NOI
also seeks comment on these issues.
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D. Confidence and Uncertainty Data
50. In the NPRM, we tentatively
concluded that carriers should
automatically provide accuracy data to
PSAPs. We asked how and in what
format that data should be transferred to
each applicable PSAP. We also asked
how often it should be reported or
provided and whether it should be
provided as part of the call information/
ALI. Finally, we asked what the
appropriate level of granularity for such
accuracy data should be.
51. NENA, APCO, and AT&T include
in their ex parte submission a proposal
with respect to the provision of
confidence and uncertainty data to
PSAPs. Specifically:
Confidence and uncertainty data shall
be provided on a per call basis upon
PSAP request. This requirement shall
begin at the end of Year 2, to allow
testing to establish baseline confidence
and uncertainty levels at the county
level. Once a carrier has established
baseline confidence and uncertainty
levels in a county, ongoing accuracy
shall be monitored based on the
trending of uncertainty data and
additional testing shall not be required.
52. This proposal is widely welcomed
by the public safety community, as well
as by representatives of industry. In its
original request for declaratory ruling,
APCO stated, ‘‘[r]egardless of the
geographic area over which accuracy is
measured, it is critical for PSAPs to
know just how accurate the information
is that they do receive.’’ APCO later
explained:
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PSAPs need to know the level of E9–
1–1 accuracy to facilitate appropriate
dispatching of emergency responders.
For example, responders need to know
what to do if they arrive at the ‘‘wrong
address’’ or are unable to see the
emergency upon arrival. If the call was
delivered with a high degree of
accuracy, the search for the actual
emergency can be narrowed without
requiring additional personnel.
However, if the accuracy levels are
actually low, then responders need to be
prepared for a wider area search, and
additional scarce resources may need to
be dispatched. APCO and NENA also
stress that providing confidence and
uncertainty data on a per call basis ‘‘will
greatly improve the ability of PSAPs to
utilize accuracy data and manage their
9–1–1 calls.’’ Industry representatives
have similarly expressed the importance
of confidence and uncertainty data. In
this respect, we agree with AT&T that
‘‘the delivery of confidence and
uncertainty data on a per-call basis will
markedly improve 911 call takers’
ability to assess the validity of each
call’s location information and deploy
public safety resources accordingly.’’
Sprint Nextel notes that ‘‘the uncertainty
factor provides PSAPs with real time
information about the quality of location
calculation and removes the need to
make their own assessment regarding
the relative reliability of any particular
fix.’’
53. Comments. AT&T argues that
‘‘wireless carriers are well positioned to
develop and transmit C/U data, and our
discussions with public safety
organizations have made clear that, by
enabling first responders to more
accurately identify the relevant search
data, the data can be very useful for
PSAPs that are equipped to receive and
utilize it.’’ AT&T adds that ‘‘it is
important that the C/U data delivered by
carriers adhere to a single, common
standard * * * AT&T and other carriers
have reached consensus that uncertainty
estimates will be provided by carriers at
a confidence level corresponding to one
standard deviation (‘one sigma’) from
the mean’’ (or a confidence level of
approximately 68 percent). Sprint
Nextel supports the proposal to transmit
confidence and uncertainty data upon
PSAP request, but states that this is
dependent on LECs forwarding this data
to PSAPs and that ‘‘the Commission
must require owners of E911 networks
to take the steps necessary to
accommodate such data.’’ AT&T
likewise notes that, ‘‘for the data to
provide value * * * the local exchange
carrier must deliver that [confidence
and uncertainty] data to the PSAP, and
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Fmt 4700
Sfmt 4700
the PSAP must be equipped to receive
and use it.’’ Verizon states that ‘‘in some
cases, the emergency services provider
does not have the capability to transmit
confidence and uncertainty
information’’ and that the Commission
should ‘‘require wireless carriers to
include confidence and uncertainty
information in the call location
information they provide to the
emergency services providers.’’ NENA
and APCO state that ‘‘[f]or those [System
Service Providers] who do not pass
uncertainty data to PSAPs, the burden
should be on the SSP to demonstrate
that they do not pass uncertainty data at
the request of the PSAP or because of
technical infeasibility, in which case a
waiver may be warranted.’’ However,
Telecommunications Systems, Inc.
states that the Commission should
‘‘reject the unspoken mandate to require
extensive initial baseline ground truth
testing and examine the benefits of
using horizontal uncertainty as the
initial and primary criteria for meeting
location accuracy standards and the
location information provided to
PSAPs.’’
54. Discussion. Regardless of whether
a carrier employs handset-based or
network-based location technology, we
require wireless carriers to provide
confidence and uncertainty data on a
per call basis upon PSAP request
beginning at the end of year two.
Although the NENA, APCO and AT&T
proposal specifically applies to
network-based location technologies,
the record supports a finding that
confidence and uncertainty data is
useful for PSAPs in all cases, and that
it is both technologically feasible and in
the public interest to require both
handset-based and network-based
carriers to provide confidence and
uncertainty data in the manner
proposed. Further, as
Telecommunications Systems, Inc.
notes in its comments, implementation
of its proposed alternative process
would require ‘‘further cooperative
study.’’ We thus decline to adopt its
proposal, but do not preclude future
consideration.
55. In addition, in light of the
importance and usefulness of
confidence and uncertainty data to
public safety as demonstrated in the
record, we take additional steps to
ensure that the requirements we impose
on wireless carriers are meaningful.
Thus, to ensure that confidence and
uncertainty data is made available to
requesting PSAPs, we also require
entities responsible for transporting this
data between the wireless carriers and
PSAPs, including LECs, CLECs, owners
of E911 networks, and emergency
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70613
service providers (collectively, System
Service Providers (SSPs)), to implement
any modifications to enable the
transmission of confidence and
uncertainty data provided by wireless
carriers to the requesting PSAPs.
Additionally, we agree with APCO and
NENA that an SSP that does not pass
confidence and uncertainty data to
PSAPs must demonstrate in a request
for waiver relief that it cannot pass this
data to the PSAPs due to technical
infeasibility.
public and the OMB to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act of
1995, Public Law 104–13. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
we seek specific comment on how we
might ‘‘further reduce the information
collection burden for small business
concerns with fewer than 25
employees.’’
List of Subjects in 47 CFR Part 20
E. Waiver Requests
C. Congressional Review Act
PART 20—COMMERCIAL MOBILE
RADIO SERVICES
56. Some commenters recommended
specific criteria for Tier III carrier
waivers. We decline at this time to
adopt any changes to the Commission’s
existing waiver criteria, which have
been sufficient to date in addressing
particular circumstances on a case-bycase basis and remain available to all
carriers. Further, we expect that the rule
changes we adopt today should
minimize the need for waiver relief. For
handset-based carriers, we are
permitting an exclusion of fifteen
percent of counties due to heavy
forestation and similar terrain features
that impede the ability to obtain
accurate location information. For
network-based carriers, we are
permitting exclusion of counties or
portions of counties where cell site
triangulation is not technically possible.
In addition, the revised benchmarks are
based on an eight-year compliance
period, with the earliest benchmark not
taking effect until one year following the
effective date of this Order. Finally, we
make clear that the revised location
accuracy requirements do not apply to
indoor use cases.
IV. Procedural Matters
A. Final Regulatory Flexibility Analysis
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57. As required by the Regulatory
Flexibility Act (RFA), an Initial
Regulatory Flexibility Analysis (IRFA)
was incorporated into the Notice. The
Commission sought written public
comment on the possible significant
economic impact on small entities
regarding the proposals addressed in the
Notice, including comments on the
IFRA. Pursuant to the RFA, a Final
Regulatory Flexibility Analysis is set
forth in Appendix B of the Second
Report and Order.
B. Paperwork Reduction Act of 1995
Analysis
58. This document contains proposed
new information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invites the general
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13:21 Nov 17, 2010
Jkt 223001
59. The Commission will send a copy
of this Second Report and Order in a
report to be sent to Congress and the
Government Accountability Office
pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
D. Accessible Formats
60. To request materials in accessible
formats for people with disabilities
(braille, large print, electronic files,
audio format), send an e-mail to
fcc504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (tty).
Contact the FCC to request reasonable
accommodations for filing comments
(accessible format documents, sign
language interpreters, CARTS, etc.) by
e-mail: FCC504@fcc.gov; phone: (202)
418–0530 (voice), (202) 418–0432
(TTY).
V. Ordering Clauses
61. Accordingly, it is ordered,
pursuant to sections 1, 4(i), and 332 of
the Communications Act of 1934, as
amended, 47 U.S.C. 151, 154(i), 332,
that the Second Report and Order in PS
Docket No. 07 114 IS ADOPTED, and
that part 20 of the Commission’s rules,
47 CFR Part 20, is amended as set forth
in Appendix C. The Second Report and
Order shall become effective 60 days
after publication in the Federal
Register, subject to OMB approval for
new information collection
requirements.
62. It is further ordered that the
Request for Declaratory Ruling filed by
APCO is granted in part and denied in
part to the extent indicated herein.
63. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Second Report and Order, including
the Final Regulatory Flexibility
Analysis, to the Chief Counsel for
Advocacy of the Small Business
Administration.
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Fmt 4700
Sfmt 4700
Communications common carriers,
Communications equipment, Radio.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
Final Rules
For the reasons stated in the preamble,
the Federal Communications
Commission amends 47 CFR part 20 as
follows:
■
1. The authority citation for part 20
continues to read as follows:
■
Authority: 47 U.S.C. 154, 160, 201, 251–
254, 303, and 332 unless otherwise noted.
2. Section 20.18(h) is revised to read
as follows:
■
§ 20.18
911 Service.
*
*
*
*
*
(h) Phase II accuracy. Licensees
subject to this section shall comply with
the following standards for Phase II
location accuracy and reliability, to be
tested and measured either at the county
or at the PSAP service area geographic
level, based on outdoor measurements
only:
(1) Network-based technologies:
(i) 100 meters for 67 percent of calls,
consistent with the following
benchmarks:
(A) One year from January 18, 2011,
carriers shall comply with this standard
in 60 percent of counties or PSAP
service areas. These counties or PSAP
service areas must cover at least 70
percent of the population covered by the
carrier across its entire network.
Compliance will be measured on a percounty or per-PSAP basis using, at the
carrier’s election, either
(1) Network-based accuracy data, or
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section.
(B) Three years from January 18, 2011,
carriers shall comply with this standard
in 70 percent of counties or PSAP
service areas. These counties or PSAP
service areas must cover at least 80
percent of the population covered by the
carrier across its entire network.
Compliance will be measured on a percounty or per-PSAP basis using, at the
carrier’s election, either
(1) Network-based accuracy data, or
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section.
(C) Five years from January 18, 2011,
carriers shall comply with this standard
in 100% of counties or PSAP service
areas covered by the carrier. Compliance
will be measured on a per-county or
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Federal Register / Vol. 75, No. 222 / Thursday, November 18, 2010 / Rules and Regulations
per-PSAP basis, using, at the carrier’s
election, either
(1) Network-based accuracy data,
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section, or
(3) Handset-based accuracy data as
provided in paragraph (h)(1)(v) of this
section.
(ii) 300 meters for 90 percent of calls,
consistent with the following
benchmarks:
(A) Three years from January 18,
2011, carriers shall comply with this
standard in 60 percent of counties or
PSAP service areas. These counties or
PSAP service areas must cover at least
70 percent of the population covered by
the carrier across its entire network.
Compliance will be measured on a percounty or per-PSAP basis using, at the
carrier’s election, either
(1) Network-based accuracy data, or
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section.
(B) Five years from January 18, 2011,
carriers shall comply in 70 percent of
counties or PSAP service areas. These
counties or PSAP service areas must
cover at least 80 percent of the
population covered by the carrier across
its entire network. Compliance will be
measured on a per-county or per-PSAP
basis using, at the carrier’s election,
either
(1) Network-based accuracy data, or
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section.
(C) Eight years from January 18, 2011,
carriers shall comply in 85 percent of
counties or PSAP service areas.
Compliance will be measured on a percounty or per-PSAP basis using, at the
carrier’s election, either
(1) Network-based accuracy data,
(2) Blended reporting as provided in
paragraph (h)(1)(iv) of this section, or
(3) Handset-based accuracy data as
provided in paragraph (h)(1)(v) of this
section.
(iii) County-level or PSAP-level
location accuracy standards for
network-based technologies will be
applicable to those counties or PSAP
service areas, on an individual basis, in
which a network-based carrier has
deployed Phase II in at least one cell site
located within a county’s or PSAP
service area’s boundary. Compliance
with the requirements of paragraph
(h)(1)(i) and paragraph (h)(1)(ii) of this
section shall be measured and reported
independently.
(iv) Accuracy data from both networkbased solutions and handset-based
solutions may be blended to measure
compliance with the accuracy
requirements of paragraph (h)(1)(i)(A)
through (C) and paragraph (h)(1)(ii)(A)
through (C) of this section. Such
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13:21 Nov 17, 2010
Jkt 223001
blending shall be based on weighting
accuracy data in the ratio of assisted
GPS (‘‘A–GPS’’) handsets to non-A–GPS
handsets in the carrier’s subscriber base.
The weighting ratio shall be applied to
the accuracy data from each solution
and measured against the network-based
accuracy requirements of paragraph
(h)(1) of this section.
(v) A carrier may rely solely on
handset-based accuracy data in any
county or PSAP service area if at least
85 percent of its subscribers, networkwide, use A–GPS handsets, or if it offers
A–GPS handsets to subscribers in that
county or PSAP service area at no cost
to the subscriber.
(vi) A carrier may exclude from
compliance particular counties, or
portions of counties, where
triangulation is not technically possible,
such as locations where at least three
cell sites are not sufficiently visible to
a handset. Carriers must file a list of the
specific counties or portions of counties
where they are utilizing this exclusion
within 90 days following approval from
the Office of Management and Budget
for the related information collection.
This list must be submitted
electronically into PS Docket No. 07–
114, and copies must be sent to the
National Emergency Number
Association, the Association of PublicSafety Communications OfficialsInternational, and the National
Association of State 9–1–1
Administrators. Further, carriers must
submit in the same manner any changes
to their exclusion lists within thirty
days of discovering such changes. This
exclusion will sunset on [8 years after
effective date].
(2) Handset-based technologies:
(i) Two years from January 18, 2011,
50 meters for 67 percent of calls, and
150 meters for 80 percent of calls, on a
per-county or per-PSAP basis. However,
a carrier may exclude up to 15 percent
of counties or PSAP service areas from
the 150 meter requirement based upon
heavy forestation that limits handsetbased technology accuracy in those
counties or PSAP service areas.
(ii) Eight years from January 18, 2011,
50 meters for 67 percent of calls, and
150 meters for 90 percent of calls, on a
per-county or per-PSAP basis. However,
a carrier may exclude up to 15 percent
of counties or PSAP service areas from
the 150 meter requirement based upon
heavy forestation that limits handsetbased technology accuracy in those
counties or PSAP service areas.
(iii) Carriers must file a list of the
specific counties or PSAP service areas
where they are utilizing the exclusion
for heavy forestation within 90 days
following approval from the Office of
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Frm 00044
Fmt 4700
Sfmt 4700
Management and Budget for the related
information collection. This list must be
submitted electronically into PS Docket
No. 07–114, and copies must be sent to
the National Emergency Number
Association, the Association of PublicSafety Communications OfficialsInternational, and the National
Association of State 9–1–1
Administrators. Further, carriers must
submit in the same manner any changes
to their exclusion lists within thirty
days of discovering such changes.
(3) Confidence and uncertainty data:
Two years after January 18, 2011, all
carriers subject to this section shall be
required to provide confidence and
uncertainty data on a per-call basis
upon the request of a PSAP. Once a
carrier has established baseline
confidence and uncertainty levels in a
county or PSAP service area, ongoing
accuracy shall be monitored based on
the trending of uncertainty data and
additional testing shall not be required.
All entities responsible for transporting
confidence and uncertainty between
wireless carriers and PSAPs, including
LECs, CLECs, owners of E911 networks,
and emergency service providers
(collectively, System Service Providers
(SSPs)) must implement any
modifications that will enable the
transmission of confidence and
uncertainty data provided by wireless
carriers to the requesting PSAP. If an
SSP does not pass confidence and
uncertainty data to PSAPs, the SSP has
the burden of proving that it is
technically infeasible for it to provide
such data.
*
*
*
*
*
[FR Doc. 2010–29007 Filed 11–17–10; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 0910131363–0087–02]
RIN 0648–XA048
Fisheries of the Exclusive Economic
Zone Off Alaska; Pacific Cod by
Catcher Vessels Greater Than or Equal
to 60 Feet (18.3 Meters) Length Overall
Using Pot Gear in the Bering Sea and
Aleutian Islands Management Area
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; closure.
AGENCY:
E:\FR\FM\18NOR1.SGM
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Agencies
[Federal Register Volume 75, Number 222 (Thursday, November 18, 2010)]
[Rules and Regulations]
[Pages 70604-70614]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-29007]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 20
[PS Docket No. 07-114; FCC 10-176]
Wireless E911 Location Accuracy Requirements
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission) amends its rules to require wireless licensees subject to
standards for wireless Enhanced 911 (E911) Phase II location accuracy
and reliability to satisfy these standards at either a county-based or
Public Safety Answering Point (PSAP)-based geographic level. The
Commission takes this step in order to ensure an appropriate and
consistent compliance methodology with respect to location accuracy
standards.
DATES: The rule is effective January 18, 2011, except for Sec. Sec.
20.18(h)(1)(vi), 20.18(h)(2)(iii), and 20.18(h)(3), which contains
information collection requirements that have not been approved by OMB.
The Federal Communications Commission will publish a document in the
Federal Register announcing the effective date.
FOR FURTHER INFORMATION CONTACT: Patrick Donovan, Policy Division,
Public Safety and Homeland Security Bureau, (202) 418-2413.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Second
Report and Order (Order) in PS Docket No. 07-114, FCC 10-176, adopted
September 23, 2010, and released September 23, 2010. The complete text
of this document is available for inspection and copying during normal
business hours in the FCC Reference Information Center, Room CY-A257,
445 12th Street, SW., Washington, DC 20554. This document may also be
obtained from the Commission's duplicating contractor, Best Copy and
Printing, Inc., in person at 445 12th Street, SW., Room CY-B402,
Washington, DC 20554, via telephone at (202) 488-5300, via facsimile at
(202) 488-5563, or via e-mail at FCC@BCPIWEB.COM. Alternative formats
(computer diskette, large print, audio cassette, and Braille) are
available to persons with disabilities by sending an e-mail to
FCC504@fcc.gov or calling the Consumer and Governmental Affairs Bureau
at (202) 418-0530, TTY (202) 418-0432. This document is also available
on the Commission's Web site at https://www.fcc.gov.
I. Introduction
1. One of the most important opportunities afforded by mobile
telephony is the potential for the American public to have access to
emergency services personnel during times of crisis, wherever they may
be. To ensure this benefit is realized, however, public safety
personnel must have accurate information regarding the location of the
caller. Without precise location information, public safety's ability
to provide critical services in a
[[Page 70605]]
timely fashion becomes far more difficult, if not impossible.
Accordingly, this order requires wireless carriers to take steps to
provide more specific automatic location information in connection with
911 emergency calls to Public Safety Answering Points (PSAPs) in areas
where they have not done so in the past. As a result of this order,
emergency responders will be able to reach the site of an emergency
more quickly and efficiently. In addition, in a companion Further
Notice of Proposed Rulemaking and Notice of Inquiry that we adopt
today, we build on the order and explore how to further enhance
location accuracy for existing and new wireless voice communications
technologies, including new broadband technologies associated with
deployment of Next Generation 911 (NG911) networks.
2. To accomplish these goals, in this Second Report and Order, we
revise section 20.18(h) of the Commission's rules, which specifies
standards for wireless Enhanced 911 (E911) Phase II location accuracy
and reliability. Specifically, we now require wireless licensees
subject to section 20.18(h) to satisfy these standards at either a
county-based or PSAP-based geographic level. We also revise the
requirements of section 20.18(h) for handset-based and network-based
location technologies.
II. Background
3. On June 1, 2007, the Commission released a Notice of Proposed
Rulemaking (NPRM) seeking comment on the appropriate geographic area
over which to measure compliance with section 20.18(h), as well as a
variety of additional questions about how to improve 911 location
accuracy and reliability. In the NPRM, the Commission indicated that
carriers should not be permitted to average their accuracy results over
vast service areas, because carriers thereby could assert that they
satisfy the requirements of section 20.18(h) without meeting the
accuracy requirements in substantial segments of their service areas.
The Commission stated that although measuring location accuracy at the
PSAP level may present challenges, the public interest demands that
carriers and technology providers strive to ensure that when wireless
callers dial 911, emergency responders are provided location
information that enables them to reach the site of the emergency as
quickly as possible. Because many carriers were not measuring and
testing location accuracy at the PSAP service area level, the
Commission sought comment on whether to defer enforcement of section
20.18(h) if the Commission adopted its tentative conclusion to require
compliance at the PSAP level.
4. On November 20, 2007, the Commission released a Report and Order
(First Report and Order) requiring wireless licensees to satisfy the
E911 accuracy and reliability standards at a geographic level defined
by the service area of a PSAP. The decision to adopt a PSAP-level
compliance requirement was responsive to a request for declaratory
ruling filed by the Association of Public-Safety Communications
Officials-International, Inc. (APCO) asking that the Commission require
carriers to meet the Commission's location accuracy requirements at the
PSAP service area level. Specifically, the First Report and Order
established interim annual requirements leading to an ultimate deadline
of September 11, 2012 for achieving compliance with section 20.18(h) at
the PSAP level, for both handset-based and network-based technologies.
Several carriers filed with the Commission Motions for Stay of the
First Report and Order, seeking a stay of the effectiveness of the
rules adopted in the First Report and Order pending judicial review.
Following petitions for review filed with respect to the First Report
and Order, on March 25, 2008, the United States Court of Appeals for
the District of Columbia Circuit (Court) stayed the First Report and
Order.
5. On July 14, 2008, APCO and the National Emergency Number
Association (NENA) filed an ex parte letter stating that they ``are now
willing to accept compliance measurements at the county level'' rather
than at the PSAP level. APCO and NENA added that ``[p]ublic safety and
wireless carriers are in current discussions on a number of other
issues associated with E9-1-1, with the goal of improving information
available to PSAPs. There are areas of agreement in concept; however,
the details are still being developed.''
6. On July 31, 2008, the Commission filed with the Court a Motion
for Voluntary Remand and Vacatur, which requested remand based on the
proposals contained in the July 14 ex parte letter and ``[i]n light of
the public safety community's support for revised rules.'' Following
this filing with the Court, NENA, APCO, Verizon Wireless, Sprint Nextel
Corporation (Sprint Nextel), and AT&T Inc. (AT&T) submitted written ex
parte letters with the Commission with proposed new wireless E911
rules. On September 17, 2008, the Court granted the Commission's Motion
for Voluntary Remand.
7. On September 22, 2008, the Public Safety and Homeland Security
Bureau (Bureau) released a public notice seeking comment on the
proposals submitted in the ex parte letters. The Bureau sought comment
on the proposed changed accuracy requirements, including the
benchmarks, limitations, and exclusions, for handset-based and network-
based location technologies. The Bureau also sought comment on pledges
to convene industry groups to explore related issues, and whether the
Commission should require the provision of confidence and uncertainty
data, as well as any alternative modifications to location accuracy
requirements. The Bureau urged all interested parties to review the
entirety of the ex parte letters.
8. On November 4, 2008, the Commission adopted two Orders approving
applications for transfers of control, involving Verizon Wireless and
ALLTEL Corporation, and Sprint Nextel and Clearwire Corporation,
conditioned upon their voluntary agreements to abide by the conditions
set forth in their respective ex parte letters, which are identical to
the wireless E911 proposals they submitted in this proceeding. In each
case, the Commission found that these conditions would ``further ensure
that consummation of the proposed merger serves the public interest,
convenience and necessity.''
9. On November 20, 2009, in light of the passage of time, the
Bureau released a public notice seeking to refresh the record.
Specifically, the Bureau sought comment on whether subsequent
developments in the industry and technology may have affected parties'
positions on the issues raised. A list of parties submitting comments
in response to the Second Bureau Public Notice is attached as Appendix
A.
10. On June 16, 2010, T-Mobile USA, Inc. (T-Mobile) filed an ex
parte letter stating that it would agree to comply with the benchmarks
for network-based location technologies that were proposed in the APCO/
NENA/AT&T Aug. 25 Ex Parte, with several modifications. On June 30,
2010, the Rural Cellular Association (RCA) filed an ex parte letter
stating that it supports the proposed modifications in the T-Mobile Ex
Parte. On July 7, 2010, APCO and NENA filed an ex parte letter stating
that they do not object to the proposed modifications in the T-Mobile
Ex Parte and urged the Commission to proceed expeditiously to implement
the modified proposals. On July 29, 2010, General Communication, Inc.
(GCI) filed an ex parte letter including proposals
[[Page 70606]]
with specific application to rural and regional providers.
11. This Second Report and Order represents our next step in a
comprehensive examination of E911 location accuracy and reliability.
Taken together, the APCO, NENA, AT&T, Sprint, T-Mobile, and Verizon
Wireless proposals reflect agreement among leading 911 stakeholders for
new E911 accuracy requirements for both handset-based and network-based
location technologies. In the context of our review of the entire
record in this proceeding, we find that these consensus proposals from
national public safety organizations and major industry representatives
will provide public safety agencies with necessary information during
emergencies, and benefit consumers, in a manner that is technologically
achievable. Moreover, the timeframe for compliance and permitted
exclusions will serve to minimize the economic impact on small carriers
while retaining significant benefits for public safety.
III. Discussion
A. Compliance With Section 20.18(h) at the County Level or PSAP Level
12. The rule changes we are adopting today further our long-
standing public safety and homeland security goals in this proceeding.
First, they ensure that all stakeholders--including public safety
entities, wireless carriers, technology providers, and the public--will
benefit from an appropriate and consistent compliance methodology.
Second, by making clear that location accuracy compliance may not be
achieved on an averaged basis over large geographical areas, the
revised rules ensure that PSAPs receive meaningful, accurate location
information from wireless 911 callers in order to dispatch local
emergency responders to the correct location. As a direct result, the
new rules will minimize potentially life-threatening delays that may
ensue when first responders cannot be confident that they are receiving
accurate location information. As discussed below, major wireless
carriers either already are subject to most elements of the ex parte
proposals as a result of merger conditions, or indicate they can comply
with the changed location accuracy requirements based on existing
location technologies. These carriers also indicate that it is feasible
for them to comply with our new requirement that they provide
confidence and uncertainty data to PSAPs, which is widely supported by
the public safety community. Also, as explained below, we provide for
certain exclusions reflective of the technical limitations of existing
location technologies. Furthermore, carriers facing unique
circumstances may seek waiver relief based on certain factors.
13. As an initial matter, some commenters have urged the Commission
to forego any rulemaking, advocating instead that the Commission
establish an industry advisory group to draft new rules relating to
location accuracy. Further, some technology companies presented
alternate views. For example, Polaris Wireless, Inc. (Polaris) states
that the ex parte proposals maintain the status quo for handset-based
carriers and ``spark a migration to predominately handset-based
technologies even for network-based carriers.'' Therefore, Polaris
argues that ``this proposed framework will not drive the adoption of
the best E911 Phase II technologies available today, such as hybrid
systems, nor will it achieve the greatest or fastest possible outcome
for the American public.'' S5 Wireless, Inc. (S5) ``believes it is
currently possible to implement newer technologies, such as that which
S5 offers, and easily achieve the Commission's accuracy standards.''
14. We decline to delay taking Commission action, because of the
importance to public safety of minimizing the potentially life-
threatening delays that may ensue when first responders cannot be
confident that they are receiving accurate location information.
Further, while other technologies may hold promise for enhanced
location accuracy, we find that acting now to adopt clear new
geographic requirements based on the existing location accuracy
calculations is the best course for the near-term. In our companion
proceeding adopted today, we explore how differing technology
approaches may improve wireless location accuracy going forward.
15. Comments. A number of commenters generally support requiring
compliance with section 20.18(h) at the county or PSAP-level. However,
a few commenters held opposing views. Corr Wireless Communications, LLC
(Corr) advocates using the Metropolitan Statistical Area as a ``more
useful measuring stick for this kind of service.'' Corr, however,
indicates that it would support a county-based metric provided that the
Commission ``make an exception in its accuracy requirement to account
for the impossibility or extreme difficulty in meeting that standard in
rural areas.'' Furthermore, a number of commenters argue that complying
with the county-level standard would be prohibitively expensive. For
example, the National Telecommunications Cooperative Association (NTCA)
argues that ``it is expected that the new standards will impose
prohibitive costs on many rural wireless carriers, if compliance is
even possible.'' The Rural Telecommunications Group (RTG), citing to
its August 20, 2007 comments, notes that rural carriers ``may need to
construct an extraordinary number of additional antenna sites,'' and
that, ``[w]ith fewer customers than large carriers serving urban areas,
RTG members and other rural wireless carriers are unable to recover the
substantial cost of constructing a large number of additional cell
sites solely to triangulate location data.'' GCI argues that the
county-based metric does ``not take into account the technological and
economic realities of providing service to low-density, topographically
challenged service areas, like Alaska,'' adding that ``strict adherence
to th[e] proposed metrics [w]ould have the perverse result of stifling
deployments to areas most in need of wireless infrastructure
investment.'' NENA and APCO favor ``a waiver process to the wholesale
`exceptions' for rural carriers proposed by Corr Wireless which would
essentially only require Phase I in many parts of the country.''
16. Discussion. Based on the complete record in this proceeding, we
revise the wireless location accuracy rules to require county-level or
PSAP-level compliance. We agree with APCO and NENA and find that
requiring compliance at the county level reflects recent consolidation
efforts by PSAPs to mirror county boundaries. In addition, we agree
that counties ``are more easily defined than PSAPs and are not prone to
administrative boundary changes.'' We find that compliance at the
county level can be achieved with currently available technology,
particularly in conjunction with the revisions we make to section
20.18(h) discussed below, including the permitted exclusions.
Accordingly, we find that a county-level compliance standard provides
an appropriate, consistent, and achievable compliance methodology with
respect to wireless location accuracy standards. We conclude that a
county-level compliance standard will ensure that PSAPs receive
accurate and meaningful location information in most cases. Moreover,
nothing in the record persuades us that such costs will be prohibitive
for participating wireless carriers, including smaller carriers. The
commenters expressing these concerns provide no quantification of the
cost of meeting these requirements. As discussed below, however, we
afford certain exclusions and note that
[[Page 70607]]
financial considerations, among others, will be taken into account
should a service provider request waiver relief.
17. We also find that there continues to be merit in a PSAP service
area-based compliance standard. As APCO and NENA indicate, ``county-
level accuracy would in many cases be identical to PSAP-level
accuracy.'' In many areas, PSAP service areas are coterminous with
county boundaries. Where PSAP service areas are larger than counties,
however, providing location accuracy at the PSAP level would be
beneficial to the public safety community since the reported accuracy
would match the exact boundary of the PSAP's service area. Conversely,
where PSAPs are smaller than counties, providing location accuracy
information at the PSAP level could be of even more value to the PSAP
and the public safety community since the information would be provided
on a more granular basis than that achieved at the larger county level.
Various public safety organizations continue to express support for
PSAP-level compliance in comments filed with the Commission.
18. We therefore find that both PSAP-level compliance and county-
level compliance are beneficial towards meeting the needs of PSAPs and
public safety first responders, and we will allow carriers to choose
which standard better meets their needs. Such an approach will permit
carriers to analyze carrier-specific factors like natural and network
topographies (for example, foliage levels, terrain characteristics,
cell site density, overall system technology requirements, etc.) while,
in either case, ensuring that public safety responders receive timely
and accurate location information.
B. Handset-Based Location Technologies
19. On August 20, 2008, NENA, APCO, and Verizon Wireless filed a
joint proposal for ``compliance measurements for handset-based
technologies.'' Specifically, they propose the following new rules:
Two years after the Commission adopts new rules, on a county-by-
county basis, 67% of Phase II calls must be accurate to within 50
meters in all counties; 80% of Phase II calls must be accurate to
within 150 meters in all counties, provided, however, that a carrier
may exclude up to 15% of counties from the 150 meter requirement based
upon heavy forestation that limits handset-based technology accuracy in
those counties.
Eight years after the Commission adopts new rules, on a county-by-
county basis, 67% of Phase II calls must be accurate to within 50
meters in all counties; 90% of Phase II calls must be accurate to
within 150 meters in all counties, provided, however, that a carrier
may exclude up to 15% of counties from the 150 meter requirement based
upon heavy forestation that limits handset-based technology accuracy in
those counties.
20. Verizon Wireless explains that, ``the greatest technical
barrier to the accuracy of handset-based E911 technologies is the
presence of terrain obstructions, whether natural or manmade * * *
Where, for example, an area's topology is characterized by forest, the
likelihood of a good location fix is reduced because the tree cover
obstructs the transmission path between the satellites and the handset.
The more extensive the tree cover, the greater the difficulty the
system has in generating a GPS-based fix.'' To that end, Verizon
Wireless states that its joint proposal with NENA and APCO compensates
for these ``technical realities.''
21. The parties also pledged ``to convene, within 180 days of the
Commission's order, an industry group to evaluate methodologies for
assessing wireless 9-1-1 location accuracy for calls originating
indoors and report back to the Commission within one year.'' On August
21, 2008, Sprint submitted a letter in support of the NENA, APCO, and
Verizon Wireless proposal, stating: The proposed accuracy standard
meets the concerns of public safety while acknowledging the limitations
of current technology. Although setting the accuracy standard at the
county level will impose significant testing costs and require
substantial time to complete, the accuracy standards articulated should
be achievable. Sprint commends all those involved in the work required
to produce this proposal and urges the Commission to adopt this
compromise.
22. As mentioned above, the Commission previously adopted two
Orders approving applications for transfers of control, involving
Verizon and ALLTEL Corporation and Sprint Nextel and Clearwire
Corporation, conditioned upon their voluntary agreements to abide by
the conditions set forth in their respective ex parte letters, which
are identical to the wireless E911 proposals they submitted in this
proceeding.
23. Comments. Sprint Nextel, a handset-based carrier, continues to
support the NENA, APCO, and Verizon Wireless proposal. Sprint Nextel
views these benchmarks as ``furthering the goals of public safety; both
by holding carriers to a higher standard and by ensuring that carriers
are optimizing their networks at the local level.'' Sprint Nextel adds
that, ``one of the significant benefits of the compromise will be the
extensive testing required at the local level.'' Sprint Nextel notes
that ``[t]o date the Commission has adopted new accuracy requirements
for two wireless carriers, Sprint and Verizon Wireless'' and the
Commission should therefore ``work toward developing regulations to
apply to the industry as a whole.'' NTELOS, however, expresses
``concerns that any new testing and reporting requirements would be
burdensome since we are a small, regional carrier and do not have the
expertise within the company to accomplish this task.'' NTELOS notes
that it ``depends heavily on outside vendors for support in our
accuracy testing,'' and ``the unknown cost of reporting requirements
that would accompany any rule change could have significant
repercussions for smaller carriers.'' RCA states that ``as currently
proposed, the [handset based] location accuracy standards provided by
Verizon Wireless and public safety groups are not technically and
economically feasible for the Tier II and Tier III carriers that RCA
represents. Tier II carriers will need at least an additional six
months after the effective date of any new rules to meet the 67%/80%
requirement proposed by Verizon Wireless. Tier III carriers will need
at least an additional 12 months.'' SouthernLINC Wireless
(SouthernLINC) maintains that the proposals ``fail to give any
consideration to the circumstances and operational realities faced by
the nation's smaller regional and rural wireless carriers.''
SouthernLINC therefore argues for the ``adoption of alternative
benchmarks for small and mid-size Tier II and Tier III carriers,'' and
proposes its own benchmarks in order to ``provide Tier II and Tier III
carriers sufficient time to implement the measures necessary to conduct
county-level testing.'' Finally, SouthernLINC notes that ``for regional
and rural carriers, the impact of any new location accuracy
requirements is an issue of both the cost of acquiring and deploying
additional technology * * * and the cost of conducting statistically
valid testing on a county-by-county basis to determine accuracy at the
county level.''
24. Specifically with respect to the parties' proposal to exclude
fifteen percent of counties based upon heavy forestation, Sprint Nextel
argues that the exclusion ``acknowledges the technical limitations of
current technology and does not penalize carriers for those
exceptionally challenging cases.'' However, Motorola suggests rather
than excluding 15 percent of counties based on forestation, the
Commission should
[[Page 70608]]
adopt AT&T's requirement for network-based location technologies and
allow 85 percent compliance at the final benchmark. Motorola argues
that ``doing so would provide carriers the flexibility for exclusions
based not only on forestation, but also other situations such as urban
canyons and urban/rural buildouts that limit handset-based technology
accuracy.'' RCA argues that ``the percentage of counties that can be
excluded from the 150 meter requirement based upon `heavy forestation'
should be raised to twenty-five percent for purposes of meeting the
67%/80% requirement and twenty percent for the proposed 67%/90%
requirement,'' and the Commission ``should[hellip]make clear that the
[`heavy forestation'] exception includes all terrain obstructions.''
United States Cellular Corp. (USCC) states that, ``[t]o date, neither
APCO, NENA nor Verizon Wireless have explained the rationale for
setting the exclusion limit at 15 percent nor have they explained why
this exclusion only applies in counties with heavy forestation.''
SouthernLINC recommends that the term ``heavy forestation'' be
``changed to `challenging environment' in order to clarify the nature
of the of the 15-percent exclusion and avoid any confusion as to the
exclusion's applicability.'' Verizon Wireless ``supports an industry-
wide rule that permits any carrier employing a handset-based solution
(including Verizon Wireless) to exclude up to 15 percent of counties
for any reason, not solely because of ``heavy forestation.'' APCO and
NENA disagree with including other terrain obstructions into the
fifteen percent exception, arguing that this ``would be unacceptable as
it could lead to the exclusion of large metropolitan counties.''
Rather, they state that they wish to restrict the exception only to
forestation ``on the expectation that it would apply in most cases to
very sparsely populated counties.'' APCO and NENA also noted that ``a
broader exclusion could lead to substantial areas receiving substandard
location accuracy for E911 calls.''
25. Discussion. We find that the consensus plan, based on the
agreement of important E911 stakeholders, comprehensively addresses
location accuracy criteria in connection with handset-based location
technology. These proposals ensure that carriers using handset-based
location technologies are subject to appropriate and consistent
compliance methodology that may not be based on averaging over large
geographical areas. Additionally, we believe that the important public
safety issues at stake outweigh the potential cost impact of imposing
these regulations. As we previously noted, SouthernLINC argues that the
regulations would impose a significant strain on smaller carriers;
however, SouthernLINC does not provide a quantification of the cost of
meeting these requirements. Moreover, as discussed below, financial
considerations, among others, will be taken into account should a
service provider request waiver relief. Further, we conclude that the
proposed compliance timeframes, limitations, and exemptions will
provide carriers with a sufficient measure of flexibility to account
for technical and cost-related concerns. Indeed, the approximately two
year's passage of time since carriers first had an opportunity to raise
concerns about the timing of the benchmarks negates the request of some
carriers to extend the benchmarks for up to an additional year.
Further, the rule changes we adopt today effectively relax the existing
handset-based requirements by immediately reducing, for two years after
the effective date, the 150 meter requirement from 95 percent of all
calls to 80 percent of all calls. Moreover, even after eight years, the
150 meter requirement rises only to 90 percent.
26. The proposals also represent an acknowledgement by the public
safety and commercial communities that they can address the critical
need to provide public safety agencies with meaningful information in
the event of an emergency in a technically achievable manner. The
voluntary commitments to abide by the same proposals by Verizon, with
respect to its transaction with ALLTEL (a Tier II wireless carrier),
and Sprint, with respect to Clearwire, is further evidence of the
flexibility and feasibility afforded by these criteria to enable
carriers to meet these criteria even in the context of significant
transactions. Thus, we require wireless licensees subject to section
20.18(h) of the Commission's rules who use handset-based location
technology to satisfy these standards either at a county-based
geographic level or at the PSAP service area level.
27. Because of the geographical and topographical differences that
characterize different counties and PSAP service areas, we find that we
should permit carriers using handset-based location technology to
exclude up to 15 percent of counties or PSAP service areas from the 150
meter requirement based upon heavy forestation, consistent with the ex
parte proposals. In this regard, we agree with NENA and APCO that any
expansion of this exclusion, whether to an increased percentage or
based on factors in addition to forestation, would excuse compliance to
an unacceptable level of risk to public safety. We find that among the
challenges faced by handset-based technologies, forestation is a
substantial contributor and that other terrain issues typically would
overlap with forestation concerns. Therefore, we expect that many of
these other terrain issues will be addressed through the forestation
exclusion. The more open-ended approach advocated by commenters may
lead to overuse or abuse of exceptions and potentially harm public
safety. The waiver process is thus much more suitable to address
individual or unique problems, where we can analyze the particular
circumstances and the potential impact to public safety. Some
commenters recommended specific criteria for Tier III carrier waivers.
We address waiver requests in more detail below.
28. In order to ensure that the public safety community and the
general public are aware of these instances where carriers cannot meet
the Phase II location accuracy requirements, and prevent overuse of
this exclusion, we will require carriers to file a list of those
specific counties or PSAP service areas where they are utilizing this
exclusion, within ninety days following approval from the Office of
Management and Budget (OMB) for the related information collection.
This list must be submitted electronically into the docket of this
proceeding, and copies sent to NENA, APCO, and the National Association
of State 9-1-1 Administrators (NASNA) in paper or electronic form.
Further, carriers must submit in the same manner any changes to their
exclusion lists within thirty days of discovering such changes. We find
that permitting this exclusion, subject to these reporting
requirements, properly but narrowly accounts for the known technical
limitations of handset-based location accuracy technologies, while
ensuring that the public safety community and the public at large are
sufficiently informed of these limitations. We expect that carriers
failing to meet any particular benchmark will promptly inform the
Commission and submit an appropriately supported waiver request.
Further, we will monitor progress at each benchmark and may request
status information if necessary.
29. We also encourage the parties to meet as a group to evaluate
methodologies for assessing wireless 911 location accuracy for indoor
calls. Because indoor use poses unique obstacles to handset-based
location technologies, and in light of the expressed interest of both
the public
[[Page 70609]]
safety and commercial wireless communities to further explore this
issue, we clarify that these standards apply to outdoor measurements
only. Further, we are seeking comment in our companion FNPRM/NOI on how
best to provide automatic location identification (ALI) in technically
challenging environments, including indoors.
C. Network-Based Location Technologies
30. On August 25, 2008, NENA, APCO, and AT&T submitted an ex parte
letter proposing new compliance measurements specifically addressing
network-based technologies. NENA, APCO, and AT&T initially explain
their proposal as follows:
As network-based providers will be unable to meet the new proposed
county-level accuracy standards in all areas relying solely upon
current network-based technology solutions, carriers who employ
network-based location solutions may be expected to deploy handset-
based solutions as an overlay to existing network-based solutions in
order to meet the more stringent county-level requirements set forth
below. To encourage the improvements in location accuracy that may be
achieved using both network and handset based solutions, this proposal
provides that network-based carriers may elect to use a system of
blended reporting for accuracy measurements, as defined below. Carriers
also may elect to report accuracy in any county based solely on the
handset-based accuracy standards.
31. The parties next propose the following as the accuracy
standards for network-based carriers:
67%/100M: 67 percent of all calls, measured at the county level,
shall be located within 100 meters in each county by the end of year 5,
in accordance with the interim benchmarks below; and
90%/300M: 90 percent of all calls, measured at the county level,
shall be located within 300 meters in 85 percent of all counties by the
end of year 8, in accordance with the interim benchmarks below.
32. In complying with the above, the parties provide the following
limitation:
The county-level location accuracy standards will be applicable to
those counties, on an individual basis, for which a network-based
carrier has deployed Phase II in at least one cell site located within
a county's boundary. Compliance with the 67 percent standard and
compliance with the 90 percent standard in a given county shall be
measured and reported independently (i.e. the list of compliant
counties for the 67 percent standard may be different than for the 90
percent standard).
33. Further, consistent with the opening explanation of their
proposal, the parties propose employing a ``blended'' approach for
meeting the above accuracy standards. Under this approach, carriers may
take into account the impact of introducing ``aGPS'' (assisted GPS)
handsets into their customer bases. Specifically, the parties state:
Accuracy data from both a network-based solution and a handset-
based solution may be blended to meet the network-based standard. Such
blending shall be based on weighting accuracy data in the ratio of aGPS
handsets to non-aGPS handsets in the carrier's subscriber base. The
weighting ratio shall be applied to the accuracy data from each
solution and measured against the network-based standards.
34. In their filing, the parties offer an example of blended
reporting assuming 60% penetration of aGPS devices in the network. In
effect, the result of this example is a ``blended average'' for each
county that achieves better accuracy than a network-based approach
alone would achieve. AT&T states that environmental factors can
``render the achievement of the current network-based location
standards infeasible at the county level.'' However, AT&T suggests that
``these challenges can be mitigated or overcome through the deployment
of aGPS technology.'' AT&T concludes, ``[a]ccordingly, using both
network-based and handset-based E911 technologies in concert will allow
all carriers over time to significantly improve E911 accuracy
performance across the majority of service areas.''
35. The NENA, APCO, and AT&T proposal also sets the following
network-based solution compliance benchmarks:
36. First, for the 67%/100 meter standard:
End of Year 1: Carriers shall comply in 60% of counties, which
counties shall cover at least 70% of the POPs covered by the carrier,
network-wide. Compliance will be measured on a per county basis using
existing network-based accuracy data.
End of Year 3: Carriers shall comply in 70% of counties, which
counties shall cover at least 80% of the POPs covered by the carrier,
network-wide. Compliance will be measured on a per county basis, using,
at the carrier's election, either (i) network-based accuracy data; or
(ii) blended reporting.
End of Year 5: Carriers shall comply in 100% of counties.
Compliance will be measured on a per county basis, using, at the
carrier's election, either: (i) network-based accuracy data; (ii)
blended reporting; or (iii) subject to the following caveat, solely
handset-based accuracy data (at handset-based accuracy standards).
A carrier may rely solely on handset-based accuracy data in any
county if at least 95% of its subscribers, network-wide, use an aGPS
handset, or if it offers subscribers in that county who do not have an
aGPS device an aGPS handset at no cost to the subscriber.
37. Second, for the 90%/300 meter standard:
End of Year 3: Carriers shall comply in 60% of counties, which
counties shall cover at least 70% of the POPs covered by the carrier,
network-wide. Compliance will be measured on a per county basis using,
at the carrier's election, either: (i) Network-based accuracy data; or
(ii) blended reporting.
End of Year 5: Carriers shall comply in 70% of counties, which
counties shall cover at least 80% of the POPs covered by the carrier,
network-wide. Compliance will be measured on a per county basis using,
at the carrier's election, either (i) Network-based accuracy data; or
(ii) blended reporting.
End of Year 8: Carriers shall comply in 85% of counties. Compliance
will be measured on a per county basis using, at the carrier's
election, either: (i) Network-based accuracy data; (ii) blended
reporting; or (iii) subject to the caveat above, solely handset-based
accuracy data (at handset-based accuracy standards).
38. Further, similar to the NENA, APCO, and Verizon Wireless
proposal regarding stakeholder efforts to address location accuracy for
wireless calls originating indoors, APCO, NENA, and AT&T propose the
establishment of an E911 Technical Advisory Group (ETAG) that would
``work with the E911 community to address open issues within this
framework (e.g., updated outdoor and indoor accuracy measurement
methodologies, tactics for improving accuracy performance in challenged
areas, testing of emerging technology claims, E911 responsibilities in
an open-access environment, the development of hybrid network--A-GPS
technologies, etc.).'' AT&T continues to support the creation of an
ETAG and notes that ``[t]he Commission has successfully leveraged such
working groups in the past to drive policy forward, particularly in the
public safety area, where the Commission's objectives are clear but the
technical path forward requires further research and development before
implementation is possible.''
[[Page 70610]]
39. Comments. In response to the Bureau Public Notice, T-Mobile and
RCA argued that ``[b]ecause as a practical matter a carrier must
implement A-GPS and reach certain handset penetration levels in order
to meet some of the proposed benchmarks, and because implementation of
A-GPS for GSM carriers is directly tied to implementation of 3G
service, several of the proposed benchmarks will not be technically and
economically feasible for carriers other than AT&T unless these other
carriers have a more nearly comparable period from the introduction of
their own 3G services to meet the benchmarks.'' Specifically, T-Mobile
and RCA advocated deferring the first benchmark by six months for Tier
I and Tier II carriers and deferring the first benchmark by one year
for Tier III carriers. In addition, they argued that ``[f]or T-Mobile,
* * * the second, third and fourth benchmarks need to be delayed by at
least two years in order for T-Mobile to have a timeline from 3G
deployment similar [to] AT&Ts. For RCA members, the second, third, and
fourth benchmarks need to be delayed further as their deployment of 3G
services and A-GPS handsets has not yet begun.'' Nokia agreed with this
approach, arguing that it would ``allow for a more technically and
commercially feasible approach for all affected carriers, including
carriers who are in initial stages of deploying 3G across their
networks.'' RCA also noted that ``Tier II and Tier III carriers do not
necessarily have access to the same array or types of handsets * * * as
Tier I carriers * * * due, in large part, to the growing use of
exclusivity arrangements between the Nation's largest wireless carriers
and handset manufacturers.'' NENA and APCO, however, noted that T-
Mobile's plan would ``probably require more than seven years [to reach
the third benchmark] as they would link the start-date to the
deployment of A-GPS handsets.'' Moreover, NENA and APCO noted that
variations among carriers in their deployment of next generation
technologies ``might be among the factors that could be considered in a
waiver process.'' Further, AT&T argued that ``[t]he flexibility built
into the joint proposal * * * will enable carriers to meet the joint
proposal's ultimate requirements and interim benchmarks through a
variety of means and incorporating the technologies that are best
suited to their network and their particular deployment strategy * * *
Particularly in light of that flexibility, AT&T is confident that the
APCO/NENA/AT&T joint proposal is technically feasible for carriers that
currently rely on network-based solutions.''
40. In response to the Second Bureau Public Notice, T-Mobile, RCA,
and RTG maintained that upon revisiting their previously submitted
proposal, ``with the benefit of additional experience * * * it still
may not be flexible enough to recognize reality.'' As such, T-Mobile,
RCA, and RTG requested the Commission ``simply to require that all 3G
handsets manufactured in or imported into the United States be A-GPS-
capable after a date certain.'' T-Mobile, RCA, and RTG also requested
the Commission to require ``after an appropriate transition period,
carriers [to] enable their entire network to be able to handle and to
provide to PSAPs GPS-based location data from an A-GPS-capable handset,
rather than locating these handsets using network-based technology.''
According to T-Mobile, RCA, and RTG, ``[t]his handset requirement
approach is simpler than the complex combinations of benchmarks and
exclusions in virtually all of last year's proposals, can be easily
monitored and enforced, and would ultimately produce the best
technically feasible results for these ``hard-to-estimate'' areas.''
The Blooston Rural Carriers supported the T-Mobile/RCA/RTG proposal and
noted that ``it would help move network-based carriers toward
development of handset-based technology in a rapid but realistic
timeframe.'' NTCA believes that the T-Mobile/RCA/RTG proposal
``accomplishes the Commission's objectives and makes sense for small
carriers.'' NENA and APCO opposed the T-Mobile/RCA/RTG proposal,
however, and ``think the better answer is to establish a timeframe for
compliance, reporting on efforts to meet elements of the timeframe and,
where necessary, seek waivers based [on] current information and
facts.''
41. Corr Wireless proposes that the Commission ``adopt the county-
based metric but make an exception in its accuracy requirement to
account for the impossibility or extreme difficulty of meeting that
standard in a rural area.'' Specifically, Corr advocates that ``in
areas or counties where a network-solution carrier has fewer than four
overlapping cell contours * * * only Phase I accuracy would be
required.'' Corr argues that ``this exception is likely to be temporary
in nature since Corr agrees with AT&T that the deployment in the near
future of `A-GPS' technology will enable even network-solution carriers
to achieve high levels of location accuracy.'' However, Corr also
states that, ``in order for small carriers like Corr to improve E911
accuracy through the deployment of advanced A-GPS handsets, they must
have access to those handsets.'' Therefore, Corr argues that ``the
Commission should require handset manufacturers to make all handsets
available on a non-discriminatory basis.'' T-Mobile disagrees, arguing
that ``this will not meaningfully accelerate deployment of A-GPS
handsets. Carriers will already be driven by the benchmarks to
incorporate A-GPS into their handsets * * * Thus Corr's proposed
mandate is duplicative and unnecessary.'' GCI Communications, in a
later ex parte, proposes that ``Tier III carriers in Alaska be required
to measure compliance with the interim and final benchmarks only for
those areas within a four-mile radius circle that includes at least
five cell sites, where the test location within such circle has a
usable signal level greater than -104 dBm to all cell sites within the
circle.'' GCI Communications also notes that any new benchmarks
applicable to network-based carriers should ``at the very least exclude
any geographic area designated for measurement (like county or borough)
where fewer than three cell sites are deployed and any community, or
part of a community, where at least three cell sites are not viewable
to a handset.'' Finally, a number of commenters support the creation of
an industry advisory group to further study and provide recommendations
related to location accuracy.
42. In a later filed ex parte, T-Mobile stated that it would agree
to comply with the NENA/APCO/AT&T Aug. 25 Ex Parte for network-based
carriers, with the following modifications.
First, ``[w]hen using network-based measurements as a component of
the county-level compliance calculation (i.e., if the carrier is using
network-only measurements or blending network and A-GPS
measurements),'' the Commission should permit the carrier to ``exclude
that county if it has fewer than 3 cell sites.''
Second, the Commission should ``[p]ermit a carrier to use
``blending'' as well as ``network-only'' measurements at the first
benchmark.''
Third, the Commission should ``[a]llow a carrier to comply with the
Year-5 (third) benchmark using only handset-based measurements so long
as it has achieved at least 85% (rather than 95%) AGPS handset
penetration among its subscribers.''
In response, RCA ``expressed its support'' for the exclusion of
counties with less than three cell sites, and APCO and NENA submitted a
joint letter supporting T-Mobile's
[[Page 70611]]
modifications, and urging prompt resolution of this proceeding.
43. Discussion. As with the county level location accuracy proposal
received from handset-based carriers, we find that the NENA, APCO, and
AT&T proposals, as modified by the T-Mobile Ex Parte, represent a
consensus from important E911 stakeholders, which comprehensively
addresses location accuracy criteria in connection with network-based
technologies. We find that these proposals ensure that carriers using
network-based location technologies are subject to appropriate and
consistent compliance methodology that no longer may be based on
nationwide averaging. Also like the handset-based consensus, the
proposals represent an acknowledgment by members of both the public
safety and commercial communities that they can address the critical
need to provide public safety agencies with meaningful information in
the event of an emergency in a technically achievable manner. We reject
earlier proposals by T-Mobile and RCA that would extend the compliance
benchmarks. We agree with NENA and APCO, and find that extending the
compliance benchmarks would disserve the important public safety goals
of this proceeding. Consistent with the views of AT&T, we find that the
proposed compliance timeframes, limitations, and exemptions will allow
carriers a sufficient measure of flexibility to account for technical
and cost-related concerns.
44. We also find that the T-Mobile Ex Parte includes modifications
that are reasonable under the circumstances. First, in regard to T-
Mobile's request to exclude counties with fewer than three cell sites,
we note that it is not technically possible for a carrier to
triangulate a caller's location with only one or two cell sites.
Moreover, we are concerned that the absence of an appropriate exception
may have the unintended consequence of carriers choosing to eliminate
service where they are unable to triangulate position. In such
circumstances, clearly the availability of wireless service to enable a
caller to reach 911 in the first instance outweighs the potential lack
of ALI capability, at least until blending of A-GPS-enabled handsets
permits ALI. At the same time, we want to make sure that any exclusion
we adopt is (1) not overly or unnecessarily employed, (2) specifically
targeted to the inability, as a technical matter, to determine position
through triangulation, and (3) time-limited, transparent, and regularly
revisited. Simply focusing on a county-based exclusion may fail to
account for all situations. A county-based exclusion may be over-
inclusive by failing to account for cell sites outside a county that
can be used to triangulate. Some counties, boroughs, parishes, etc. may
be so large that, even though containing three or more cell sites, may
still present technical challenges in achieving ALI. This can occur
when cell sites are configured to provide coverage to specific
communities that are at great distances from each other, or where
mountainous or other terrain features prohibit triangulation of cell
sites that absent such features could permit triangulation. On the
other hand, triangulation may be possible in only certain portions of a
county, or due to the proximity of towers available in an adjacent
county. All the while, the need for this exclusion specific to network-
based location technologies should diminish over time as carriers blend
A-GPS handsets into their customer base.
45. Accordingly, we will permit network-based carriers to exclude
from compliance particular counties, or portions of counties, where
triangulation is not technically possible, such as locations where at
least three cell sites are not sufficiently visible to a handset.
Similar to the 15 percent county exclusion we permit for handset-based
carriers above, in order to ensure that the public safety community and
the general public are aware of these instances where carriers cannot
meet the Phase II location accuracy requirements, and prevent overuse
of this exclusion, we will require carriers to file a list of those
specific counties, or portions thereof, where they are utilizing this
exclusion, within ninety days following approval from OMB for the
related information collection. This list must be submitted
electronically into the docket of this proceeding, and copies sent to
NENA, APCO, and NASNA in paper or electronic form. Further, carriers
must submit in the same manner any changes to their exclusion lists
within thirty days of discovering such changes.
46. At the same time, we find it appropriate to place a time limit
on this exclusion, because the need for this exclusion will diminish
over time as network-based carriers incorporate A-GPS handsets into
their subscriber bases. Accordingly, we will sunset this exclusion
eight years after the effective date of this Order. Eight years
following the effective date is the period of time by which the revised
network-based requirements become fully effective. Network-based
carriers that continue to lack the technical ability to triangulate
position in certain areas upon the sunset date may seek extended relief
from the Commission at that time. We find that permitting this
exclusion, subject to the initial reporting requirement, the obligation
to update the list of excluded areas, and the sunset period, properly
but narrowly accounts for the known technical limitations of network-
based location accuracy technologies, while ensuring that the public
safety community and the public at large are sufficiently informed of
these limitations.
47. T-Mobile also requests that the Commission ``[p]ermit a carrier
to use `blending' as well as `network-only' measurements at the first
benchmark.'' We find that in terms of the blending element, there is no
reason to differentiate among the compliance mechanisms for the three
benchmarks. Thus, we will permit a carrier to blend accuracy data from
both a network-based solution and a handset-based solution to meet the
network-based standard at the first benchmark. Lastly, T-Mobile
requests that the Commission ``[a]llow a carrier the option to comply
with the Year 5 (third) benchmark using only handset-based measurements
so long as it has achieved at least 85% (rather than 95%) A-GPS handset
penetration among its subscribers.'' We agree with T-Mobile that this
approach ``is more consistent with a phased transition to 95% A-GPS
handset penetration over the entire 8-year period.'' We also note that
without this modification, a carrier's percentage of low-end customers
could significantly affect its ability to meet the benchmarks. As T-
Mobile and RCA point out, ``[l]ow-end customers are less likely to move
rapidly to the new 3G services and A-GPS handsets.'' Accordingly, we
will permit a network-based carrier to comply with the third benchmark
using only handset-based measurements, as long as it has achieved at
least 85% A-GPS handset penetration among its subscribers.
48. Taking into consideration our goals for this proceeding and the
entire record, we amend the network-based location accuracy rules
consistent with the NENA, APCO and AT&T proposals, as modified by the
T-Mobile Ex Parte, and as modified as discussed above with respect to
the permitted exclusions where triangulation is not technically
achievable. Accordingly, we require wireless licensees subject to
section 20.18(h) of the Commission's rules using network-based location
technology to satisfy these standards either at a county-based or PSAP-
based geographic level. We clarify that these standards apply to
outdoor measurements only. As described above,
[[Page 70612]]
and modified by the T-Mobile Ex Parte, we will also allow accuracy data
from both a network-based solution and a handset-based solution to be
blended to meet the network-based standard. We agree with AT&T that
allowing this type of blending can mitigate perceived challenges
associated with providing accurate location identification in certain
areas. As before concerning the handset-based requirements, we expect
that carriers failing to meet any particular benchmark will promptly
inform the Commission and submit an appropriately supported waiver
request. Further, we will monitor progress at each benchmark and may
request status information if necessary.
49. Finally, as we previously noted, AT&T commits to creating an
ETAG that would further examine related E911 issues. We encourage this
effort, as well as Verizon's offer to convene an industry group to
explore location accuracy for indoor calls as discussed above. Our
companion FNPRM/NOI also seeks comment on these issues.
D. Confidence and Uncertainty Data
50. In the NPRM, we tentatively concluded that carriers should
automatically provide accuracy data to PSAPs. We asked how and in what
format that data should be transferred to each applicable PSAP. We also
asked how often it should be reported or provided and whether it should
be provided as part of the call information/ALI. Finally, we asked what
the appropriate level of granularity for such accuracy data should be.
51. NENA, APCO, and AT&T include in their ex parte submission a
proposal with respect to the provision of confidence and uncertainty
data to PSAPs. Specifically:
Confidence and uncertainty data shall be provided on a per call
basis upon PSAP request. This requirement shall begin at the end of
Year 2, to allow testing to establish baseline confidence and
uncertainty levels at the county level. Once a carrier has established
baseline confidence and uncertainty levels in a county, ongoing
accuracy shall be monitored based on the trending of uncertainty data
and additional testing shall not be required.
52. This proposal is widely welcomed by the public safety
community, as well as by representatives of industry. In its original
request for declaratory ruling, APCO stated, ``[r]egardless of the
geographic area over which accuracy is measured, it is critical for
PSAPs to know just how accurate the information is that they do
receive.'' APCO later explained:
PSAPs need to know the level of E9-1-1 accuracy to facilitate
appropriate dispatching of emergency responders. For example,
responders need to know what to do if they arrive at the ``wrong
address'' or are unable to see the emergency upon arrival. If the call
was delivered with a high degree of accuracy, the search for the actual
emergency can be narrowed without requiring additional personnel.
However, if the accuracy levels are actually low, then responders need
to be prepared for a wider area search, and additional scarce resources
may need to be dispatched. APCO and NENA also stress that providing
confidence and uncertainty data on a per call basis ``will greatly
improve the ability of PSAPs to utilize accuracy data and manage their
9-1-1 calls.'' Industry representatives have similarly expressed the
importance of confidence and uncertainty data. In this respect, we
agree with AT&T that ``the delivery of confidence and uncertainty data
on a per-call basis will markedly improve 911 call takers' ability to
assess the validity of each call's location information and deploy
public safety resources accordingly.'' Sprint Nextel notes that ``the
uncertainty factor provides PSAPs with real time information about the
quality of location calculation and removes the need to make their own
assessment regarding the relative reliability of any particular fix.''
53. Comments. AT&T argues that ``wireless carriers are well
positioned to develop and transmit C/U data, and our discussions with
public safety organizations have made clear that, by enabling first
responders to more accurately identify the relevant search data, the
data can be very useful for PSAPs that are equipped to receive and
utilize it.'' AT&T adds that ``it is important that the C/U data
delivered by carriers adhere to a single, common standard * * * AT&T
and other carriers have reached consensus that uncertainty estimates
will be provided by carriers at a confidence level corresponding to one
standard deviation (`one sigma') from the mean'' (or a confidence level
of approximately 68 percent). Sprint Nextel supports the proposal to
transmit confidence and uncertainty data upon PSAP request, but states
that this is dependent on LECs forwarding this data to PSAPs and that
``the Commission must require owners of E911 networks to take the steps
necessary to accommodate such data.'' AT&T likewise notes that, ``for
the data to provide value * * * the local exchange carrier must deliver
that [confidence and uncertainty] data to the PSAP, and the PSAP must
be equipped to receive and use it.'' Verizon states that ``in some
cases, the emergency services provider does not have the capability to
transmit confidence and uncertainty information'' and that the
Commission should ``require wireless carriers to include confidence and
uncertainty information in the call location information they provide
to the emergency services providers.'' NENA and APCO state that ``[f]or
those [System Service Providers] who do not pass uncertainty data to
PSAPs, the burden should be on the SSP to demonstrate that they do not
pass uncertainty data at the request of the PSAP or because of
technical infeasibility, in which case a waiver may be warranted.''
However, Telecommunications Systems, Inc. states that the Commission
should ``reject the unspoken mandate to require extensive initial
baseline ground truth testing and examine the benefits of using
horizontal uncertainty as the initial and primary criteria for meeting
location accuracy standards and the location information provided to
PSAPs.''
54. Discussion. Regardless of whether a carrier employs handset-
based or network-based location technology, we require wireless
carriers to provide confidence and uncertainty data on a per call basis
upon PSAP request beginning at the end of year two. Although the NENA,
APCO and AT&T proposal specifically applies to network-based location
technologies, the record supports a finding that confidence and
uncertainty data is useful for PSAPs in all cases, and that it is both
technologically feasible and in the public interest to require both
handset-based and network-based carriers to provide confidence and
uncertainty data in the manner proposed. Further, as Telecommunications
Systems, Inc. notes in its comments, implementation of its proposed
alternative process would require ``further cooperative study.'' We
thus decline to adopt its proposal, but do not preclude future
consideration.
55. In addition, in light of the importance and usefulness of
confidence and uncertainty data to public safety as demonstrated in the
record, we take additional steps to ensure that the requirements we
impose on wireless carriers are meaningful. Thus, to ensure that
confidence and uncertainty data is made available to requesting PSAPs,
we also require entities responsible for transporting this data between
the wireless carriers and PSAPs, including LECs, CLECs, owners of E911
networks, and emergency
[[Page 70613]]
service providers (collectively, System Service Providers (SSPs)), to
implement any modifications to enable the transmission of confidence
and uncertainty data provided by wireless carriers to the requesting
PSAPs. Additionally, we agree with APCO and NENA that an SSP that does
not pass confidence and uncertainty data to PSAPs must demonstrate in a
request for waiver relief that it cannot pass this data to the PSAPs
due to technical infeasibility.
E. Waiver Requests
56. Some commenters recommended specific criteria for Tier III
carrier waivers. We decline at this time to adopt any changes to the
Commission's existing waiver criteria, which have been sufficient to
date in addressing particular circumstances on a case-by-case basis and
remain available to all carriers. Further, we expect that the rule
changes we adopt today should minimize the need for waiver relief. For
handset-based carriers, we are permitting an exclusion of fifteen
percent of counties due to heavy forestation and similar terrain
features that impede the ability to obtain accurate location
information. For network-based carriers, we are permitting exclusion of
counties or portions of counties where cell site triangulation is not
technic