Aging Airplane Program: Widespread Fatigue Damage, 69746-69789 [2010-28363]
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25, 26, 121, and 129
[Docket No. FAA–2006–24281; Amendment
Nos. 25–132, 26–5, 121–351, 129–48]
RIN 2120–AI05
Aging Airplane Program: Widespread
Fatigue Damage
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
This final rule amends FAA
regulations pertaining to certification
and operation of transport category
airplanes to prevent widespread fatigue
damage in those airplanes. For certain
existing airplanes, the rule requires
design approval holders to evaluate
their airplanes to establish a limit of
validity of the engineering data that
supports the structural maintenance
program (LOV). For future airplanes, the
rule requires all applicants for type
certificates, after the affective date of the
rule, to establish an LOV. Design
approval holders and applicants must
demonstrate that the airplane will be
free from widespread fatigue damage up
to the LOV. The rule requires that
operators of any affected airplane
incorporate the LOV into the
maintenance program for that airplane.
Operators may not fly an airplane
beyond its LOV unless an extended LOV
is approved.
DATES: These amendments become
effective January 14, 2011.
FOR FURTHER INFORMATION CONTACT: If
you have technical questions
concerning this rule, contact Walter
Sippel, ANM–115, Airframe/Cabin
Safety Branch, Federal Aviation
Administration, 1601 Lind Avenue SW.,
Renton, WA 98057–3356; telephone
(425) 227–2774; facsimile (425) 227–
1232; e-mail walter.sippel@faa.gov. If
you have legal questions, contact Doug
Anderson, Office of Regional Counsel,
Federal Aviation Administration, 1601
Lind Avenue SW., Renton, WA 98057–
3356; telephone (425) 227–2166;
facsimile (425) 227–1007; e-mail
douglas.anderson@faa.gov.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, section
106 describes the authority of the FAA
Administrator. Subtitle VII–Aviation
Programs describes in more detail the
scope of the agency’s authority.
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This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, section 44701,
‘‘General requirements.’’ Under that
section, the FAA is charged with
promoting safe flight of civil aircraft in
air commerce by prescribing minimum
standards required in the interest of
safety for the design and performance of
aircraft; regulations and minimum
standards in the interest of safety for
inspecting, servicing, and overhauling
aircraft; and regulations for other
practices, methods, and procedures the
administrator finds necessary for safety
in air commerce. This regulation is
within the scope of that authority
because it prescribes—
• New safety standards for the design
of transport category airplanes, and
• New requirements necessary for
safety for the design, production,
operation and maintenance of those
airplanes and for other practices,
methods, and procedures relating to
those airplanes.
Contents
I. Executive Summary
II. Background
A. Summary of the NPRM
B. Related Activities
C. Differences between NPRM and Final
Rule
1. Substantive changes
2. Regulatory Evaluation changes
3. New part 26 for design approval holders’
airworthiness requirements
4. New subparts for airworthiness
operational rules
D. Summary of Comments
III. Discussion of the Final Rule
A. Overview
1. Widespread fatigue damage
2. Final rule
B. Requests for Deferral or Withdrawal of
Rule
1. Safety benefits don’t justify rule
2. Existing programs serve purpose of rule
3. Divide rule into two
C. Concept of Operational Limits
1. Requests for requiring maintenance
programs instead
2. Single retirement point for a model
3. Potentially adverse effect on safety
D. Change in Terminology (Initial
Operational Limit to LOV)
1. Rationale for the term LOV
2. Refer to the structural maintenance
program
E. Repairs, Alterations, and Modifications
1. Whether repairs, alterations, and
modifications pose WFD risks
2. Relationship to damage tolerance
requirements (§ 25.571)
a. Pre-Amendment 25–96 airplanes
b. Airplanes certified to Amendment 25–96
or later
3. Guidelines for repairs, alterations, and
modifications
4. Rely on the Changed Product Rule
F. LOVs for Existing Airplanes
1. NPRM compliance date
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2. When to set LOVs for existing airplanes
a. Pre-Amendment 25–45 airplanes
b. Airplanes certified to Amendment 25–45
or later
3. Varying implementation strategies
4. FAA review and approval time
G. LOVs for Future Airplanes: Revisions to
§ 25.571 and Appendix H
1. Opposition to changes to § 25.571
2. Change to Appendix H
3. When to set LOVs for future airplanes
H. How to Set LOVs
I. How to Extend LOVs
1. Change the procedure for extending
LOVs
2. Evaluation of repairs, alterations, and
modifications for LOV extensions
3. Alternate means of compliance (AMOCs)
4. Extension procedure doesn’t allow
public comment
J. Applicability for Existing Airplanes
1. Type certificates issued after January 1,
1958
2. Original type certification
3. Airplane configuration
4. Weight cutoff
5. Default LOVs and excluded airplanes
a. Table 1—Default LOVs
b. Table 2—Airplanes excluded from
§ 26.21
6. Bombardier airplanes
7. Intrastate operations in Alaska
8. Composite structures
K. Harmonization
L. Regulatory Evaluation
1. Benefits of proposed rule
2. Costs of proposed rule
a. Need to know LOVs to determine cost
b. Need to know maintenance actions to
determine cost
c. Costs to manufacturers
d. Cost of failing to harmonize rule
e. Cost to replace an airplane
f. Residual value of airplanes
3. ‘‘Rotable’’ parts
4. Use of LOVs for financial evaluations
IV. Regulatory Notices and Analyses
I. Executive Summary
This final rule requires certain actions
to prevent catastrophic failure due to
widespread fatigue damage (WFD)
throughout the operational life of
certain existing transport category
airplanes and all those to be certificated
in the future. Existing airplanes subject
to the rule are turbine-powered
airplanes with a type certificate issued
after January 1, 1958, which have a
maximum takeoff gross weight greater
than 75,000 pounds and are operated
under part 121 or 129. The rule applies
to all transport category airplanes to be
certificated in the future, regardless of
maximum takeoff gross weight or how
they are operated. The benefits of this
rule are estimated at a present value of
$4.8 million. The cost is estimated at a
present value of $3.6 million.
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context of this final rule, the design
approval holder is generally the type
certificate holder. Requiring design
approval holders to perform the actions
7% Present
Nominal value
value
listed above is intended to support
($ millions)
($ millions)
compliance by operators with today’s
amendments to parts 121 and 129. This
Benefits .....
9.8
4.8
Costs .........
3.8
3.6 final rule amends those parts to require
that operators incorporate the LOV as
Fatigue damage to a metallic structure airworthiness limitations into their
maintenance program for each affected
occurs when the structure is subjected
model that they operate.
to repeated loads, such as the
The amendments to the operating
pressurization and depressurization that
rules have the effect of prohibiting
occurs with every flight of an airplane.
Over time this fatigue damage results in operation of an airplane beyond its
LOV. However, today’s rule provides an
cracks in the structure, and the cracks
may begin to grow together. Widespread option for any person to extend the LOV
for an airplane and to develop the
fatigue damage is the simultaneous
maintenance actions which support the
presence of fatigue cracks at multiple
structural locations that are of sufficient extended limit. Thereafter, to operate an
airplane beyond the existing LOV, an
size and density that the structure will
operator must incorporate the extended
no longer meet the residual strength
LOV and associated maintenance
requirements of § 25.571(b).1 Structural
actions into its maintenance program.
fatigue characteristics of airplanes are
The airplane may not be operated
understood only up to the point where
beyond the extended LOV.
analyses and testing of the structure are
In response to comments on the
valid. There is concern about operating
an airplane beyond that point for several notice of proposed rulemaking, the FAA
has made a number of substantive
reasons. One reason is that WFD is
changes which significantly reduce the
increasingly likely as the airplane ages,
and is certain if the airplane is operated costs presented in the proposal. The
FAA has—
long enough. Another is that existing
• Eliminated the requirement to
inspection methods do not reliably
evaluate WFD associated with most
detect WFD because cracks are initially
so small and may then link up and grow repairs, alterations, and modifications of
the baseline 2 airplane structure.
so rapidly that the affected structure
• Simplified how an LOV may be
fails before an inspection can be
extended.
performed to detect the cracks.
• Extended the compliance dates by
To preclude WFD related incidents in
which design approval holders must
existing transport category airplanes,
this final rule requires holders of design establish an LOV for existing airplanes.
• Extended the time for operators to
approvals for those airplanes subject to
incorporate LOVs into their
the rule to perform the following
maintenance programs.
actions:
• Limited the applicability of the
1. Establish a limit of validity of the
final rule to ‘‘transport category, turbineengineering data that supports the
powered airplanes with a type
structural maintenance program (LOV);
certificate issued after January 1, 1958.’’
2. Demonstrate that WFD will not
Today’s rule requires that design
occur in the airplane prior to reaching
approval holders take the necessary
the LOV; and
steps to preclude WFD in the future by
3. Establish or revise the
Airworthiness Limitations section in the requiring that they establish LOVs.
Although the rule allows design
Instructions for Continued
approval holders to establish LOVs
Airworthiness to include the LOV.
without relying on maintenance actions,
As used in this preamble, the term
the FAA expects most current design
‘‘design approval holders’’ includes
approval holders to adopt LOVs that
holders of type certificates,
will rely on such actions. Since WFD is
supplemental type certificates, or
by definition a condition in which
amended type certificates, and
structure will no longer meet the
applicants for such approvals. In the
residual strength requirements of
1 After sustaining a certain level of damage, the
§ 25.571(b), it could lead to a
remaining structure must be able to withstand
catastrophic failure. Thus the FAA
certain static loads without failure. In the context
would mandate those maintenance
of WFD, the damage is a result of the simultaneous
actions by airworthiness directive. The
presence of fatigue cracks at multiple locations in
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FIGURE 1—WFD FINAL RULE
BENEFITS AND COSTS
the same structural element (i.e., multiple site
damage) or the simultaneous presence of fatigue
cracks in similar adjacent structural elements (i.e.,
multiple element damage).
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2 Baseline structure means structure that is
designed under the original type certificate or
amended type certificate for that airplane model.
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agency expects these actions to greatly
reduce the number of unanticipated
inspections and repairs resulting from
emergency airworthiness directives the
FAA issues when WFD is discovered in
service. The FAA estimates the value of
managing WFD with maintenance
actions developed under this final rule
versus the current practice of issuing
airworthiness directives as WFD is
found is worth $4.8 million in present
value. There are other benefits of this
rule that were not included in the final
benefit assessment. They include
prevention of accidents and a longer
economic life for the airplane. The FAA
estimates that this rule will cause one
airplane to be retired because of its
reaching the anticipated LOV in the 20year analysis period. The retirement of
this one airplane will result in costs of
approximately $3.8 million, with a
present value of approximately $3.6
million. This operator’s cost is the only
cost attributed to the final rule, since
manufacturer costs were found to be
minimal.
Thus, as noted earlier, this final rule’s
estimated present value benefits of $4.8
million exceed the estimated present
value costs of approximately $3.6
million.
II. Background
A. Summary of the NPRM
On April 18, 2006, the FAA published
a notice of proposed rulemaking
(NPRM), entitled Aging Aircraft
Program: Widespread Fatigue Damage.3
That proposal was based on a
recommendation from the Aviation
Rulemaking Advisory Committee
(ARAC). The NPRM contained extensive
requirements for setting and supporting
an initial operational limit for an
airplane model. The FAA proposed that
the rule apply to transport category
airplanes with a maximum gross takeoff
weight of greater than 75,000 pounds.
The due date for comments was July 17,
2006.
The FAA proposed that design
approval holders for those airplanes be
required to take actions to preclude
WFD. For new airplanes, the FAA
proposed to amend § 25.571 and
Appendix H to part 25 to require that
applicants for a new type certificate
establish an initial operational limit and
include that limit in the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness for the
airplane. The agency also proposed that
applicants develop guidelines for
evaluating repairs, alterations, and
modifications for WFD.
3 71
FR 19928
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Section 25.1807 proposed that holders
of design approvals for existing
airplanes or applicants for such
approvals be required to do the
following:
1. Establish an initial operational
limit; and
2. Establish a new Airworthiness
Limitations section or revise an existing
Airworthiness Limitations section to
include the initial operational limit.
Section 25.1807(g) proposed that
holders of design approvals for existing
airplanes or applicants for such
approvals be required to prepare the
following:
1. A list of repairs and modifications
developed and documented by the
design approval holder;
2. Service information for
maintenance actions necessary to
preclude WFD from occurring before the
initial operational limit; and
3. Guidelines for identifying,
evaluating, and preparing service
information for repairs, alterations, and
modifications for which no service
information exists.
For existing airplanes for which an
initial operational limit is established,
§ 25.1809 proposed that design changes
be evaluated for susceptibility to WFD
and, if a change were susceptible, that
the design approval holder identify
when WFD is likely to occur and
whether maintenance actions would be
required. Section 25.1811 provided that
any person could apply to extend an
operational limit, using a process
similar to that for establishing the initial
operational limit. Under § 25.1813,
certain repairs, alterations, and
modifications proposed for installation
on airplanes with an extended
operational limit would also be
evaluated.
The FAA proposed to amend the
operating requirements of parts 121 and
129 to require that no operator could
operate an airplane unless the initial
operational limit or extended
operational limit for the airplane had
been incorporated into the operator’s
maintenance program.
The NPRM contains the background
and rationale for this rulemaking and,
except where the FAA has made
revisions in this final rule, should be
referred to for that information.
B. Related Activities
In July 2004, the FAA published the
notice entitled ‘‘Fuel Tank Safety
Compliance Extension (Final Rule) and
Aging Airplane Program Update
(Request for Comments)’’ 4 to propose
airworthiness requirements for design
4 69
FR 45936, July 30, 2004.
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approval holders to support certain
operational rules. The FAA requested
comments on the agency’s proposal.
In July 2005, the FAA published a
disposition of comments received in
response to our request.5 Also in July
2005, the agency published a policy
statement, ‘‘Safety–A Shared
Responsibility–New Direction for
Addressing Airworthiness Issues for
Transport Airplanes,’’ 6 that explains our
reasons for adopting requirements for
design approval holders.
On May 22, 2006, the FAA published
a Notice of Availability and request for
comments on proposed Advisory
Circular (AC) 120–YY, Widespread
Fatigue Damage on Metallic Structure.
The notice stated that the proposed AC
could be found on the Internet at
https://www.faa.gov/aircraft/draft_docs.
This proposed advisory circular
provides guidance to design approval
holders on establishing initial and
extended operational limits to preclude
WFD for certain transport category
airplanes and evaluating repairs,
alterations, and modifications to the
airplanes. The advisory circular also
provides guidance to operators on
incorporating the initial or extended
operational limit and any related
airworthiness limitation items into their
maintenance programs. The notice
specified that comments on the
proposed advisory circular were to be
received by July 17, 2006.
On July 7, 2006, at the request of a
number of commenters, the FAA
published a notice 7 extending the
comment period on both the NPRM and
proposed AC 120–YY to September 18,
2006. On August 18, 2006, the agency
posted proposed AC 25.571–1X, Damage
Tolerance and Fatigue Evaluation of
Structure, on the Internet at https://
www.faa.gov/aircraft/draft_docs.
Comments on this document, which
proposed revision of existing AC
25.571–1C, were due by October 21,
2006.
On November 26, 2006, the FAA held
a public meeting with the ARAC
Transport Airplane and Engine Issues
Group. Under ARAC, the Airworthiness
Assurance Working Group (AAWG) had
previously provided recommendations
to the FAA on how to address
widespread fatigue damage. Because the
FAA had received several comments
concerning differences between the
AAWG’s recommendations and the
NPRM, the meeting was held to discuss
5 70 FR 40168, July 12, 2005: Fuel Tank Safety
Compliance Extension (final rule) and Aging
Airplane Program Update (Request for comments).
6 70 FR 40166, July 12, 2005 (PS–ANM110–7–12–
2005).
7 71 FR 38540.
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the reasons for these differences. The
FAA’s presentation at the meeting has
been placed in the docket for this
rulemaking. Except as discussed in the
context of specific issues affecting this
final rule, the FAA will not revisit those
differences here.
On December 11, 2008, at the request
of the Acting Administrator, the FAA
held a public meeting to allow
comments on the changes that had
occurred to the rule since it had been
proposed in the NPRM. A Technical
Document describing those changes was
posted in the docket, and the
announcement of the meeting and
opening of the comment period for the
Technical Document was published in
the Federal Register on Nov. 7, 2008 (73
FR 66205). The public was invited to
submit comments on the Technical
Document either in person at the
meeting or by sending them to the
docket. Seventy-one people attended the
meeting and Boeing, the Air Transport
Association of America (ATA), and
FedEx made presentations, along with
the FAA. Many attendees commented or
asked questions. In addition, 12
commenters submitted comments about
the Technical Document to the docket.
The comment period closed on
December 22, 2008.
While some of the comments received
during the comment period for the
Technical Document were new, many
were restatements of comments made
after publication of the NPRM. We
address all of the comments, from both
comment periods, in the section below.
Comments received during both
comment periods are posted to the
docket. A transcript of the public
meeting, including presentations given
and comments delivered there, may also
be found in the docket.
C. Differences Between NPRM and Final
Rule
1. Substantive Changes
The FAA has eliminated the
requirement to evaluate WFD associated
with most repairs, alterations, and
modifications of the baseline airplane
structure.8 The agency has also made a
change in terminology. This final rule
uses the term ‘‘limit of validity of the
engineering data that supports the
maintenance program’’ (LOV) rather
than the term ‘‘initial operational limit.’’
The FAA finds that the term ‘‘limit of
validity’’ is more appropriate than the
term ‘‘initial operational limit’’ in
defining the point to which an airplane
8 The final rule requires that design approval
holders evaluate airplane configurations that
include modifications mandated by airworthiness
directive.
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may be safely operated. The
requirements in this final rule for
establishing the LOV under § 26.21 are
that it be supported by test evidence and
analysis at a minimum and, if available,
by service experience or service
experience and teardown inspection
results for those airplanes of similar
structural design with the highest total
accumulation of flight cycles or flight
hours (commonly referred to as hightime airplanes). This criterion is similar
to the criterion used in § 25.571(b). This
final rule also clarifies how the LOV
may be extended, using the same type
of evaluation as that required for setting
the LOV under § 26.21.
In response to requests for more time,
the FAA has extended the compliance
dates by which design approval holders
must establish an LOV for existing
airplanes. Those dates vary according to
the age of the airplanes, from 18 months
after the effective date for the oldest
airplanes to 60 months after the
effective date for the newest ones.
Additionally, the agency has extended
the time for operators to incorporate
LOVs into their maintenance programs.
These dates vary with the age of the
airplanes as well, and are 12 months
later than the related design approval
compliance dates, thus giving operators
12 months to incorporate the LOV into
their maintenance programs. Operator
compliance dates range from 30 to 72
months after the effective date. The FAA
has also changed the proposed
operational rules to correct an
inadvertent ambiguity in the NPRM
regarding obligations of operators of
airplanes for which the type certificate
holder might fail to establish an LOV as
required.
Another change involves applicability
to existing transport category airplanes.
This final rule applies to ‘‘transport
category, turbine-powered airplanes
with a type certificate issued after
January 1, 1958.’’ This limitation was
added to make applicability of today’s
rule consistent with that of the other
aging airplane rules. The FAA also
added airplanes to the list of those
excluded from the LOV requirements of
§ 26.21 because the airplanes are not
operated under parts 121 or 129. Either
they are being operated under different
parts of the Code of Federal Regulations
(CFR) or they are not in service at this
time. The number of these airplanes still
operating is very small, and the
probability of their retirement in the
near future is high.
2. Regulatory Evaluation Changes
The FAA has substantially revised the
Regulatory Evaluation for several
reasons. One concerns differences
between the rule as proposed and the
final rule. For example, the requirement
to evaluate WFD associated with
repairs, alterations, and modifications of
the baseline airplane structure, except
for those mandated by airworthiness
directives, has been eliminated from
this final rule. Another reason concerns
information received during the
rulemaking process which indicated
that some of the initial assumptions
about benefits and costs of the rule were
not valid. For example, initially, the
FAA assumed that design approval
holders would set the LOV for a specific
airplane model at the design service
goal for that model. However,
subsequently, some design approval
holders indicated that they planned to
set the LOV 33% to 180% higher. The
net effect of these changes has been to
dramatically reduce the costs estimated
for compliance with the rule.
Our revised Regulatory Evaluation
lists three potential sources of benefits
of the rule, namely (1) prevention of
accidents; (2) extension of the economic
life of the airplane with corresponding
revenues from that additional economic
life; and (3) near elimination of
emergency airworthiness directives.
Preventing a WFD accident is
estimated to have benefits ranging from
$20 million to $680 million. There are
multiple factors, however, that make it
difficult to forecast that this rule
absolutely would prevent accidents.
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Among them are earlier FAA
rulemaking actions to prevent known
fatigue problems from reoccurring.
Similarly, although specific
maintenance actions designed to extend
the life of airplane structure have added
years of service to the DC–9 fleet,
quantification of such values for other
models is unnecessary, given that
benefits already exceed the nearly
minimal costs.
As a result, the quantified benefit of
this final rule is based solely on the near
elimination of emergency ADs
pertaining to WFD. The analysis
assumes the rule will prevent 1.5 days
of down time associated with
emergency ADs.
3. New Part 26 for Design Approval
Holders’ Airworthiness Requirements
In the WFD proposed rule, and in
proposals for other Aging Airplane
Program rules, the FAA placed the
airworthiness requirements for design
approval holders in part 25, subpart I.
As explained in the Enhanced
Airworthiness Program for Airplane
Systems/Fuel Tank Safety final rule
(EAPAS/FTS),9 the FAA decided after
further review and input from industry
and foreign aviation authorities to place
these requirements in a new part 26 and
move the enabling regulations into part
21.10 The FAA determined that this was
the best course of action because it
keeps part 25 applicable only to
airworthiness standards for transport
category airplanes. This is important
because it maintains harmonization and
compatibility among the United States,
Canada, and the European Union
regulatory systems. Providing references
to part 26 in part 21 clarifies how the
part 26 requirements will address
existing and future design approvals.
In creating part 26, the FAA
renumbered the proposed sections of
part 25, subpart I, and incorporated the
changes discussed in this preamble. A
table of this renumbering is shown
below.
FIGURE 2—TABLE SHOWING RELATIONSHIP OF PROPOSED PART 25 SUBPART I TO PART 26 FINAL RULE
Proposed part 25
SUBPART C—Aging Airplane Safety—Widespread Fatigue Damage ......
§ 26.5 Applicability table ..............................................................................
§ 26.21 Limit of validity (LOV) .....................................................................
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Part 26 final rule
Subpart I—Continued Airworthiness
New 11
§ 25.1807 Initial operational limit: Widespread Fatigue Damage
(WFD).
§ 25.1809 Changes to type certificates: Widespread Fatigue Damage
(WFD).
§ 25.1811 Extended operational limit: Widespread Fatigue Damage
(WFD)
§ 26.23 Extended limit of validity (LOV) ......................................................
9 72
FR 63363, November 8, 2007.
Procedures for Products and Parts.
10 Certification
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11 This section, which includes an applicability
table for part 26, was adopted as part of the EAPAS
final rule.
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FIGURE 2—TABLE SHOWING RELATIONSHIP OF PROPOSED PART 25 SUBPART I TO PART 26 FINAL RULE—Continued
Part 26 final rule
Proposed part 25
§ 25.1813 Repairs, alterations, and modifications: Widespread Fatigue Damage (WFD).
4. New Subparts for Airworthiness
Operational Rules
The WFD NPRM was among several
Aging Airplane Program rulemaking
initiatives that proposed new subparts
(subparts AA and B in parts 121 and
129, respectively) for airworthiness
requirements, and redesignated certain
sections of parts 121 and 129. Since the
EAPAS/FTS final rule was the first of
these rulemaking initiatives to be
codified, the new subparts and
redesignated sections were adopted in
that rule. Therefore, the FAA has
removed the regulatory language and
related discussion about these changes
from this final rule. This final rule adds
new sections that include WFD-related
requirements: §§ 121.1115 and 129.115.
D. Summary of Comments
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The FAA received comments about
the NPRM from 40 commenters,
including airplane manufacturers,
operators, aviation associations, and
others. The comments covered an array
of topics and contained a range of
responses. There was much support
from airplane manufacturers, operators,
and associations for the concept of
precluding WFD in aging airplanes.
There were also a number of
recommendations for changes and
requests for clarification. As previously
discussed, at the December 11, 2008
public meeting, Boeing, FedEx, and
ATA gave presentations of their
responses to the Technical Document.
In addition, the FAA received
comments about airworthiness
requirements for design approval
holders. We addressed many of the
same or similar comments in the July
2005 disposition of comments
document to the Fuel Tank Safety
Compliance Extension (Final Rule) and
Aging Airplane Program Update
(Request for Comments). We also
explained in detail the need for these
requirements in our July 2005 policy
statement. As a result, the FAA will not
revisit those comments here.
III. Discussion of the Final Rule
A. Overview
1. Widespread Fatigue Damage
Widespread fatigue damage is the
simultaneous presence of cracks at
multiple structural locations that are of
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sufficient size and density that the
structure will no longer meet the
residual strength requirements of
14 CFR 25.571(b). This may result in
catastrophic structural failure and loss
of the airplane.
Fatigue is the gradual deterioration of
a material subjected to repeated
structural loads. When it occurs in more
than one location, cracks manifest
themselves as multiple site damage or
multiple element damage. Multiple site
damage is the simultaneous presence of
fatigue cracks at multiple locations that
grow together in the same structural
element, such as a large skin panel or
lap joint. Multiple element damage is
the simultaneous presence of fatigue
cracks in similar adjacent structural
elements, such as frames or stringers.
Some structural elements are
susceptible to both types of damage, and
both types may occur at the same time.
Cracks associated with multiple site
damage and multiple element damage
are initially so small that they cannot be
reliably detected with existing
inspection methods. Widespread fatigue
damage is especially hazardous because
these small, undetectable cracks in
metallic structure can ‘‘link up’’ and
grow very rapidly to bring about
catastrophic failure of the structure.
Although operators perform routine
structural inspections to detect fatigue
damage, fatigue cracks related to WFD
grow so rapidly that operators cannot
inspect susceptible structures often
enough to detect the cracks before they
cause structural failure. As a result,
many of the findings of these types of
cracks have been fortuitous: mechanics
and others have observed fatigue cracks
while doing other work. For example,
cracks have been found by workers
while stripping and painting an
airplane. Cracks have also been found
by mechanics conducting unrelated
inspections of skin anomalies on the
external fuselage; further investigation
revealed multiple cracks in stringers
and circumferential joints.
In other cases, undetected multiple
site damage in wing or fuselage
structure has eventually led to
catastrophic failure of the structure in
flight. For example, wing failures have
resulted in losses of C–130 and P4Y–2
airplanes. Failures of aft pressure
bulkheads have caused decompression
of B–747, DC–9, and L–1011 airplanes.
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Concern about WFD was brought to
the forefront of public attention in April
1988, when an 18-foot-long section of
the upper fuselage of a Boeing Model
737 airplane separated from the airplane
during flight. The airplane, operated by
Aloha Airlines, was en route from Hilo
to Honolulu, Hawaii, at 24,000 feet.
Onboard were 89 passengers and 6
crewmembers. A flight attendant died as
a result of the accident, and eight
passengers were injured.
The damage to the airplane consisted
of a total separation and loss of a major
portion of the upper crown skin and
other structure. The damaged area
extended from the main cabin entrance
door aft for about 18 feet. At the time
of the accident, the airplane had
accumulated 89,680 flight cycles and
35,496 flight hours.
In the years after the Aloha Airlines
accident, WFD was discovered in the
following airplanes:
• Boeing 727: Cracking along a lap
joint.
In 1998, during maintenance, two
cracks were found growing out from
underneath the lap joint. Disassembly of
the joint revealed a 20-inch hidden
crack from multiple site damage on the
lower row of rivet holes in the inner
skin.
• Boeing 737: Cracking along a lap
joint.
In July 2003, a mechanic preparing to
paint discovered extensive multiple site
damage with up to 10 inches of local
link-up of cracks in one area.
• Boeing 747: Cracking of the aft
pressure bulkhead.
In 2005, Boeing issued service
information to address multiple site
damage of the aft pressure bulkhead
radial lap splices. The service
information was based on analysis and
fatigue testing of the aft pressure
bulkhead.
• Boeing 767: Cracking of the aft
pressure bulkhead.
On November 5, 2003, cracks were
found at multiple sites common to a
single radial lap splice during an
inspection of the aft pressure bulkhead.
• McDonnell Douglas DC–9: Cracking
of the aft pressure bulkhead.
On June 22, 2003, widespread fatigue
damage on a DC–9 airplane led to rapid
decompression at 25,000 feet. Later
inspection revealed multiple site
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damage with extensive link-up of
cracks.
• Lockheed C–130A: Fatigue cracks in
the wing structure.
On August 13, 1994, while
responding to a forest fire in the
Tahachapi Mountains near Pearblossom,
California, the airplane experienced an
in-flight separation of the right wing. All
3 flight crewmembers were killed, and
the airplane was completely destroyed.
• Lockheed C–130A: Fatigue cracks in
the wing structure.
On June 17, 2002, while executing a
fire retardant drop over a forest fire near
Walker, California, the airplane’s wings
folded upward at the center wing-tofuselage attachment point, and the
airplane broke apart. All three flight
crewmembers were killed, and the
airplane was completely destroyed.
• Consolidated-Vultee P4Y–2: Fatigue
cracks in the wing structure.
On July 18, 2002, the airplane was
maneuvering to deliver fire retardant
over a forest fire near Estes Park,
Colorado, when its left wing separated
from the airplane. Both flight
crewmembers were killed, and the
airplane was destroyed. An examination
of other Consolidated-Vultee P4Y–2
airplanes revealed that the area was
difficult to inspect because of its
location relative to fuselage structure.
• Lockheed L–1011: Failure in-flight
of the aft pressure bulkhead stringer
attach fittings.
In August 1995, an L–1011 airplane
experienced a rapid decompression at
33,000 feet. Twenty stringer end fittings
were found severed and the aft pressure
bulkhead was separated from the
fuselage crown by a crack
approximately 12 feet long. The flight
crew was unable to maintain cabin
pressure control until after rapid
descent.
• Boeing 747: Cracking of adjacent
fuselage frames.
In 2005, during an overnight
maintenance visit, missing skin
fasteners common to a fuselage frame
were discovered in the upper deck area.
Further inspection revealed that the
frame was severed. Substantial cracking
was also found in the adjacent left and
right frames.
• Airbus A300: Cracking of adjacent
fuselage frames.
In 2002, investigations conducted as a
result of fatigue cracks found on a test
article and later in service revealed that
cracking of certain adjacent fuselage
frames could result in multiple element
damage. The determination was based
on analysis, service experience, and
fatigue testing.
Since 1988, the FAA has issued
approximately 100 airworthiness
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directives to address WFD in airplanes.
Approximately 25 percent of these
airworthiness directives were too urgent
to allow the public an opportunity to
comment in advance. These
airworthiness directives required
inspections, and the FAA later
superseded the majority of them to
expand the inspections or require
modifications because inspections were
not enough to preclude WFD.
Shortly after the Aloha Airlines
accident, the AAWG 12 was formed to
identify procedures to ensure continued
structural airworthiness of aging
transport category airplanes. Basic
approaches defined by the group and
accepted by the FAA included
recommending procedures to preclude
WFD in those airplanes. When ARAC
was formed in 1991 to provide advice
and recommendations on safety-related
matters to the FAA, the AAWG became
a working group under its auspices. In
2003 the AAWG completed its
recommendation on WFD.
In 2004, the FAA tasked ARAC to
‘‘provide a written report on part 121
and 129 certificate holders operating
airplanes with a maximum takeoff gross
weight of greater than 75,000 pounds to
assess the WFD characteristics of
structural repairs, alterations, and
modifications as recommended in a
previous tasking of the Aviation
Rulemaking Advisory Committee.’’ 13
During the comment period on the
NPRM for this final rule, the AAWG was
working to complete Task 3, to
recommend how an operator would
include consideration of WFD for
repairs, alterations, and modifications to
airplanes operated under part 121 or
129.
On April 17, 2007, the AAWG
presented its final report on Task 3 to
ARAC. Many of the conclusions and
recommendations in the final report are
the same as those provided in the
12 The group was initially known as the
Airworthiness Assurance Task Force.
13 Task 3.—Widespread Fatigue Damage (WFD) of
Repairs, Alterations, and Modifications. Provide a
written report providing recommendations on how
best to enable part 121 and 129 certificate holders
of airplanes with a maximum gross take-off weight
of greater than 75,000 pounds to assess the WFD
characteristics of structural repairs, alterations, and
modifications as recommended in a previous ARAC
tasking. The written report will include a proposed
action plan to address and/or accomplish these
recommendations including actions that should be
addressed in Task 4 [below]. The report is to be
submitted to the ARAC, Transport Airplane and
Engine Issues Group, for approval. The ARAC,
Transport Airplane and Engine Issues Group, will
determine as appropriate the means by which the
action plan will be implemented. The proposed
actions and implementation process approved by
the ARAC, Transport Airplane and Engine Issues
Group, will be subject to FAA concurrence.
Published in 69 FR 26641, May 13, 2004.
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69751
comments on the proposed rule which
are discussed in this preamble.
2. Final Rule
This final rule requires actions to
preclude WFD in transport category
airplanes. It applies to both existing
transport category airplanes that have a
maximum takeoff gross weight greater
than 75,000 pounds and to all transport
category airplanes to be certified in the
future, regardless of the maximum
takeoff weight.
Today’s rule imposes requirements on
those holding design approvals for
existing transport category airplanes
that are subject to the rule. The design
approval holders are required to
evaluate the structural configuration of
each model for which they hold a type
certificate to determine its susceptibility
to WFD and, if it is susceptible, to
determine that WFD would not occur
before the proposed LOV. The
evaluation would be based on test
evidence and analysis at a minimum
and, if available, service experience or
service experience and teardown
inspection results of airplanes with a
high number of total accumulated flight
cycles or flight hours or both, which are
frequently referred to as high-time
airplanes. The evaluation would be
performed on airplanes of similar
structural design, accounting for
differences in operating conditions and
procedures. Using the results of the
evaluation, the design approval holder
must then establish an LOV.
Holders of approvals for design
changes that increase an airplane’s
maximum takeoff gross weight to more
than 75,000 pounds, or decrease it from
more than 75,000 pounds to 75,000
pounds or less after the effective date of
the rule, must also evaluate the affected
airplanes for WFD and establish LOVs
for those airplanes.
The final rule amends Appendix H to
part 25 to require that the LOV which
is established by the design approval
holder be included in the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness. It also
amends operating rules in parts 121 and
129 to require that operators of an
affected airplane incorporate into their
maintenance programs an Airworthiness
Limitations section that includes an
LOV for that airplane.
The amendments to parts 121 and 129
have the effect of prohibiting operation
of an airplane beyond its LOV.14 For
14 Under 14 CFR 91.403(c), no person may operate
an airplane unless applicable airworthiness
limitations have been complied with. By requiring
operators to incorporate the LOV airworthiness
limitations developed by the design approval
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transport airplane designs developed in
the future, the LOV will be included in
the airplane’s airworthiness limitations
and will apply regardless of how or by
whom the airplane is operated.
However, the final rule allows any
person to extend the LOV for an
airplane (if the person can demonstrate
that it will be free of WFD up to the
extended LOV) and to develop a
maintenance program that supports the
extended limit. Thereafter, the operator
must incorporate the extended LOV and
the associated maintenance actions into
the Airworthiness Limitations section of
its Instructions for Continued
Airworthiness and may not operate the
airplane beyond that limit.
The remainder of this section of the
preamble discusses specific comments
received.
B. Requests for Deferral or Withdrawal
of Rule
The FAA received a number of
comments that rulemaking to preclude
WFD was not warranted and that the
rule, as proposed, should be deferred or
withdrawn. Commenters included
United Parcel Service, American
Airlines, FedEx, Cargo Airline
Association (CAA), National Air Carrier
Association (NACA), Lynden Air Cargo,
ATA, Northwest Airlines, Transport
Aircraft Technical Services, and
Continental Airlines.
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1. Safety Benefits Don’t Justify Rule
American Airlines, ATA, and Lynden
Air Cargo commented that the rule was
not justified in terms of safety. They
pointed out that there has been no
catastrophic accident directly
attributable to WFD since the Aloha
Airlines accident in 1988 and that the
National Transportation Safety Board
found that WFD was a contributory
factor, but not the sole factor, in that
accident.
In contrast, Boeing commented that
issuance of this final rule would cast a
broad safety net on airframe structural
performance for those types of details
the industry has determined may be
susceptible to WFD. Boeing said this
final rule would provide for the
establishment of safe operational limits
and the maintenance actions necessary
to preclude WFD prior to reaching those
limits.
There have been several instances of
major structural failure in flight due to
fatigue. Therefore the potential for
catastrophic structural failure is
significant. The FAA considers that this
holders under this rule, this final rule makes those
LOVs applicable to the affected airplanes, and
§ 91.403(c) requires operators to comply with them.
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rulemaking is essential to prevent future
accidents or incidents. In the past,
industry practice for new airplane
design certification has been to develop
some level of understanding of
structural fatigue characteristics up to
the design service goal, but not beyond
it. A significant number of airplanes
being operated currently have already
accumulated a number of flight cycles
or flight hours greater than the original
design service goal. As the existing fleet
continues to age, the number of such
airplanes will increase. Structural
fatigue characteristics of airplanes are
understood only up to a certain point
consistent with the analyses performed
and the amount of testing accomplished.
Operation beyond this point without
further engineering evaluation should
not be allowed because, in the absence
of intervention, the likelihood of WFD
increases with the airplane’s time in
service.
2. Existing Programs Serve Purpose of
Rule
United Parcel Service, American
Airlines, the CAA, ATA, Transport
Aircraft Technical Services Company,
and Lynden Air Cargo recommended
that the proposed rule be withdrawn
because existing programs serve the
same purpose as an inspection program
for WFD. These commenters were
referring to existing elements of the
Aging Aircraft Program, which resulted
from the Aloha Airlines accident. They
include the following:
• Supplemental Structural Inspection
Program,
• Mandatory Modification Program,
• Repair Assessment Program,
• Corrosion Prevention and Control
Program.
In addition, the FAA has issued
airworthiness directives to address
aging airplane safety concerns. Lynden
Air Cargo and Transport Aircraft
Technical Services Company said that
the Aloha Airlines accident might not
have happened if proper
accomplishment and FAA oversight of
the maintenance program had been
performed.
The FAA recognizes that the four
elements of the Aging Aircraft Program
have some inherent ability to detect
multiple site damage or multiple
element damage, but existing inspection
methods cannot detect such damage
reliably. As acknowledged by some of
the commenters, these four elements
were not specifically designed to
address WFD; they were designed as
elements of an overall program to
address structural degradation on the
pre-Amendment 25–45 airplanes over
75,000 pounds maximum takeoff gross
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weight, commonly known as the ‘‘elite
eleven.’’ 15 This final rule, which
specifically addresses WFD, is intended
to be the last element of the overall
Aging Aircraft Program.
The AAWG, of which several of these
commenters were members, recognized
the inadequacy of existing programs to
address WFD when it submitted its
recommendation for FAA rulemaking
on this subject in 2001. The
recommendation included the following
discussion:
Regulatory and industry experts agree that,
as the transport airplane fleet continues to
age, eventually WFD is inevitable. Long-term
reliance on existing maintenance programs,
even those that incorporate the latest
mandatory changes introduced to combat
aging, creates an unacceptable risk of agerelated accidents. Even with the existing
aging airplane program for large transports in
place, WFD can and does occur in the fleet.
Therefore, the FAA has determined that, at
a certain point of an airplane’s life, the
existing aging airplane program is not
sufficient to ensure the continued
airworthiness of that fleet of airplanes.
As discussed previously, the FAA has
issued approximately 100 airworthiness
directives to address unsafe conditions
due to WFD on a number of airplanes.
Airworthiness directives are reactive in
the sense that the agency issues them
only after determining that an unsafe
condition exists in one or more
airplanes and is likely to exist or to
develop in other airplanes of the same
type design. Typically, unsafe
conditions associated with WFD or its
precursors have been discovered largely
by chance by people performing
unrelated airplane maintenance.
The FAA concludes that the agency
cannot rely on existing programs—
including issuing airworthiness
directives if the FAA learns of an unsafe
condition—to detect or address WFD
that occurs in aging airplanes. These
programs do not obviate the need for a
rule to prevent catastrophic accidents
due to WFD. This final rule specifically
addresses WFD and its precursors by
requiring design approval holders to
evaluate their airplanes for WFD to
prevent development of unsafe
conditions.
Although maintenance program
oversight can always be improved, the
15 The elite eleven are the original models
considered under the Aging Aircraft Program. These
were airplanes over 75,000 pounds, operating under
part 121 or 129, that were at a greater risk for agerelated structural problems because they had hightime airplanes that were near or over their design
service goals. They include the Airbus A300,
Boeing 707/720, Boeing 727, certain Boeing 737s,
certain Boeing 747s, McDonald Douglas DC–8, DC–
9/MD–80, and DC–10, Lockheed L–1011, Fokker F–
28, and the BAC 1–11.
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fact remains that WFD is difficult, if not
impossible, to detect. Small cracks that
can lead to WFD often cannot be
detected until they suddenly increase in
size and ‘‘link up,’’ to cause catastrophic
damage. Dramatic crack growth can
occur quite suddenly and quickly, after
being undetectable for long periods of
time. That is why maintenance
inspections cannot be relied on to detect
and repair such cracking. Airplane
maintenance programs include
inspections that are designed to detect
obvious damage and irregularities.
WFD, by its nature, is usually hidden,
and not readily detectable. Discovery of
WFD in some airplanes by mechanics
has been a purely random occurrence,
where damage detected was the result of
WFD that had progressed to the point of
failure of structural members. An
example is discovery of WFD on a
Boeing 747, with adjacent frame
cracking and separations. It was
detected because of loose rivets on the
skin. Mechanics happened upon the
WFD damage by chance, because
inspections had not uncovered any
problem. Improving a maintenance
program by adding or modifying
inspections would not necessarily have
the effect of improving detection of
WFD. In general, the only way to
address WFD is by modifying or
replacing structure.
The National Transportation Safety
Board report stated the following:
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It is probable that numerous small fatigue
cracks in the lap joint along S–10L joined to
form a large crack (or cracks) similar to the
crack at S–10L that a passenger saw when
boarding the accident flight. The damage
discovered on the accident airplane, damage
on other airplanes in the Aloha Airlines fleet,
fatigue striation growth rates, and the service
history of the B–737 lap joint disbond
problem led the Safety Board to conclude
that, at the time of the accident, numerous
fatigue cracks in the fuselage skin lap joint
along the S–10L linked up quickly to cause
catastrophic failure of the large section of the
fuselage.
The AAWG worked on various
solutions to the safety problems
encountered by aging airplanes and was
instrumental in developing the four
programs listed earlier in this
document. However, they decided that
additional actions were needed to
preclude WFD in airplanes, and the
steps they outlined included:
• Setting limits of validity of the
maintenance program.
• Deciding whether WFD can be
inspected for, and, if so, for how long
such inspections would be effective.
• Defining when WFD-susceptible
structure should be modified or
replaced.
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Lynden Air Cargo stated that it
supported an approach that used
airworthiness directives to address
WFD-susceptible structural components
instead of an LOV approach for the
entire airplane. Lynden Air Cargo
further stated that the unique design of
the L–382G allows for the whole
airframe to be renewed by replacing
WFD-susceptible sections (e.g., center
wing and outer wing).
The FAA agrees with Lynden Air
Cargo that WFD-susceptible structure
can be replaced when the engineering
data determines it should be replaced to
preclude WFD. However, as airplanes
age, other areas may also need to be
replaced. The only way to determine
that is to evaluate the engineering data
(analyses, tests, service experience) for
the entire airplane. Without the LOV,
the operational life of an airplane is
undefined. As a result, the list of areas
to inspect, modify, replace, or any
combination of these may be extensive,
since the data would need to
substantiate an indefinite life.
3. Divide Rule into Two
FedEx, Northwest Airlines,
Continental Airlines, NACA, and ATA
stated that the proposed draft final rule
does not allow the public an
opportunity to comment on the LOVs
that design approval holders propose as
compliance to part 26. They suggested
the rule be divided into two rules: one
for design approval holders and one for
operators. The commenters noted that
this two-step process would provide the
public the opportunity to comment on
design approval holders’ proposed
LOVs. Deferral of the operator rule
would also allow for public comment on
the WFD maintenance actions at the
same time LOVs are established. In
support of this approach, FedEx
specifically argued that the incremental
costs for the part 26 work to design
approval holders is minimal, as design
approval holders have confirmed in
their comments to this docket.
The FAA has determined that
complementary, concurrent
requirements for design approval
holders and operators are necessary to
achieve the safety benefits of the
proposed rule in a timely manner.
Although design approval holders
would be required to develop LOVs for
affected airplanes under part 26, the
safety benefit for this rulemaking
initiative is not met until operators
incorporate LOVs and only operate
airplanes up to the point in time for
which it can be shown that the airplane
will be free from WFD. Until design
approval holders actually comply with
part 26, it’s not possible to identify the
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69753
precise LOV for any particular airplane.
However, operators have had adequate
general notice of the objectives of this
rulemaking and the proposed methods
for achieving those objectives in the
form of the design approval holders’
anticipated LOVs. Since the public
meeting, both Boeing and Airbus have
provided revised information about
where they anticipate those LOVs will
be set.
If additional, multiple rulemakings
are necessary to require operators to
incorporate LOVs into their
maintenance programs, there is a risk of
airplanes exceeding LOVs before those
rules become effective. The FAA
concludes that, to achieve our safety
objectives, design approval holders and
operators must have a shared
responsibility on certain safety issues
affecting the existing fleet. We also
conclude, from reviews such as the
Commercial Airplane Certification
Process Study (March 2002), that we
need to facilitate more effective
communication of safety information
between design approval holders and
operators. As both technology and
airworthiness issues become more
complex, certain fleet-wide safety issues
require the FAA to implement
complementary requirements for design
approval holders and operators, when
appropriate.
C. Concept of Operational Limits
This final rule requires design
approval holders to establish limits of
validity of the engineering data that
supports the maintenance program. The
proposed rule would have required that
design approval holders establish initial
operational limits beyond which
airplanes may not be operated. The
initial operational limit would be based
on the demonstration of freedom from
WFD up to that initial operational limit.
Several commenters supported the
concept of early detection of WFD for
aging airplanes but opposed the
requirement to establish initial
operational limits beyond which the
airplanes could not be operated. These
commenters equated establishment of
such limits with mandatory retirement
of airplanes and suggested that, instead,
the FAA enhance current maintenance
programs and practices.
1. Requests for Requiring Maintenance
Programs Instead
An aircraft leasing and trading
company named AWAS recommended
that an inspection-based maintenance
program become mandatory as airplanes
reach their design service goal or their
operational limit. Lynden Air Cargo
stated that there are better, less intrusive
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methods to achieve early detection of
WFD than the ‘‘application of onerous
initial and extended operational limits.’’
According to the commenter, these
methods include proper establishment,
accomplishment, and enforcement of
current airplane maintenance programs,
such as the maintenance programs
required by parts 121 and 135. Lynden
Air Cargo said it is continuously
revising its Continuous Airworthiness
Maintenance Program to include a
design approval holder inspection
program of Structural Significant Items
and recommended structural service
bulletins.
These commenters raise some of the
same issues as did those who opposed
the rule altogether. They suggest that
current programs for aging airplanes or
new maintenance programs to detect
WFD—along with issuance of
airworthiness directives when WFD is
detected—would obviate the need for
setting operational limits.
As stated in the NPRM, the structural
fatigue characteristics of airplanes are
only understood up to a point in time
consistent with the analyses performed
and amount of testing accomplished.
Structural maintenance programs are
designed with this in mind. The LOV is
defined as the limit of the engineering
data that supports the structural
maintenance program and the current
regulatory maintenance requirements of
parts 121 and 129 do not require that
WFD be specifically addressed.
Also as discussed previously, WFD
cannot be detected reliably by existing
inspection methods. Therefore, the FAA
considers that WFD in existing airplanes
needs to be proactively addressed by
requiring design approval holders to use
relevant engineering data to project the
number of flight cycles or flight hours
or both which the airplanes can
accumulate without incurring WFD. The
engineering data may include the
evaluation and establishment of
maintenance actions that address WFD.
2. Single Retirement Point for a Model
The Modification and Replacement
Parts Association (MARPA) opposed a
single, mandatory retirement age for
airplanes because of the ‘‘vast
differences possible between aircraft
models, missions, and maintenance.’’ In
a similar vein, a company named Safair,
which is based in South Africa,
commented that the difference in
structural integrity of aging airframes
lies in their use and abuse during their
lives and is largely dependent on the
specific load factors to which the
airframe is subjected. Safair added that
the proposed rule may be based on
inadequate technical evaluation of the
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actual operational experience,
considering the number of older aircraft
that have been safely operated well
beyond the actual cycles listed in the
proposed rule.
It is true that there may be differences
between airplanes of the same model
which reflect differences in use and
maintenance by different operators.
When manufacturers design an airplane,
they consider the various ways it may
be used, and they develop a ‘‘mission
profile’’ to account for the different
loads the airplane may be subjected to
that must be addressed in their design.
In setting the LOV, manufacturers will
take this information into account, along
with service experience of the particular
airplane model and fatigue test
evidence. The LOV must apply to an
airplane model, because it is based on
analysis of the service experience of the
entire fleet of affected airplanes.
3. Potentially Adverse Effect on Safety
Lynden Air Cargo, MARPA, and the
airplane leasing and trading company
AWAS also suggested that mandatory
retirement of airplanes may have an
adverse effect on safety which has not
been considered by the FAA.
Specifically, AWAS envisioned that
operators of airplanes approaching their
operational limit may perform minimal
maintenance on airframes to save
money. MARPA said that mandatory
retirement could have a negative
influence on the degree and timing of
safety-related investment, particularly
as the aircraft nears its ‘‘throwaway
years.’’ The owner and operator may not
intend to be unsafe, suggested MARPA,
but the question ‘‘Why invest now?’’ will
arise. A similar comment from Lynden
Air Cargo anticipated that operators ‘‘are
unlikely to apply the same level of
maintenance effort for an airplane 1,000
flight hours from the scrap heap as one
with 20,000 flight hours remaining.’’
Under existing operating rules,
operators are responsible for
maintaining their airplanes in an
airworthy condition. These maintenance
requirements apply equally to new and
old airplanes. Even without this final
rule, operators have always planned to
retire airplanes, and service experience
indicates that they generally continue to
maintain them safely up to that point.
The purpose of this final rule is to
ensure that airplanes are retired before
the point where they can no longer be
safely maintained with respect to WFD.
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D. Change in Terminology (Initial
Operational Limit to LOV)
1. Rationale for the Term LOV
The NPRM proposed to establish an
initial operational limit, expressed in
flight cycles, flight hours, or both,
beyond which an airplane could not be
operated. Several commenters,
including industry representatives on
the AAWG and Boeing, objected to this
term and suggested that instead the FAA
refer to the ‘‘limit of validity of the
engineering data that supports the
maintenance program,’’ or LOV. This
final rule uses the term LOV to express
the point beyond which an airplane
cannot be operated (unless an extended
LOV has been approved).
In recommending that the FAA refer
to the ‘‘limit of validity of the
engineering data that supports the
maintenance program,’’ or LOV,
industry representatives on the AAWG
stated that the term ‘‘initial operational
limit’’ implies that the use of an airplane
is limited in operation. According to the
commenters, the limitation is actually
based on the engineering knowledge of
the structural behavior of the airplane
model and is intended to ensure that
required inspections are sufficient to
ensure safe operations until a certain
number of flight cycles or flight hours
or both have been reached. The
engineering data that support such
inspection requirements change with
time due to knowledge gained from inservice experience and additional
testing.
Boeing defined LOV as the point
(usually measured in flight cycles) in
the structural life of an airplane where
the engineering basis for the
maintenance actions contained in the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness is no longer a valid
predictor of future structural behavior.
Our intent, as stated in the NPRM,
was to ensure that large transport
category airplanes not be operated
beyond their initial operational limit,
unless operators had incorporated an
extended operational limit and the
service information necessary to support
it into their maintenance programs. Just
as the structural fatigue characteristics
of airplanes are understood only up to
a point consistent with analyses
performed, testing accomplished, and
in-service experience gained, the
engineering data used to develop
inspections and modifications to
preclude WFD is valid only to a certain
point.
For these reasons, the FAA finds the
term ‘‘limit of validity’’ more appropriate
than the term ‘‘initial operational limit’’
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in defining the point to which an
airplane may be safely operated in
relation to WFD. The LOV is
substantiated by test evidence and
analysis. This test evidence and analysis
may be augmented by service
experience, or by service experience and
teardown inspection results, if available.
The service experience and teardown
inspection results must be for high-time
airplanes of similar structural design,
accounting for differences in operating
conditions and procedures. Additional
engineering data would be necessary to
support operation of an airplane beyond
the LOV. The legal effect of the terms
initial operational limit and limit of
validity is the same. Therefore, this final
rule uses the term limit of validity
instead of the term initial operational
limit.
jlentini on DSKJ8SOYB1PROD with RULES2
2. Refer to the Structural Maintenance
Program
Airbus stated that the term limit of
validity of the engineering data that
supports the maintenance program
should be revised for clarification.
Because WFD is addressed by
performing inspections or modifications
or replacements of airframe structure,
the phrase ‘‘maintenance program’’
should be changed to ‘‘structural
maintenance program.’’
The FAA agrees with Airbus and that
change is reflected here.
E. Repairs, Alterations, and
Modifications
This final rule requires design
approval holders to establish LOVs for
airplane models subject to this rule.
However, it does not include separate
requirements to address WFD for
repairs, alterations, and modifications to
those airplanes or to develop guidelines
to address repairs, alterations, or
modifications. The proposed rule would
have required evaluation of repairs,
alterations, and modifications of the
baseline structure of the airplane. The
proposed rule would have also required
development of guidelines for repairs,
alterations, and modifications. Persons
repairing or altering airplanes certified
to § 25.571 at Amendment 25–96 or later
are already required to show the repair
or alteration to be free from WFD up to
the airplane’s design service goal. This
requirement has not changed since
adoption of Amendment 25–96 in
1998.16
1. Whether Repairs, Alterations, and
Modifications Pose WFD Risks
The Technical Document, discussed
earlier, stated that the FAA, in response
16 March
31, 1998, 63 FR 15708.
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to comments, had removed the
proposed requirements for repairs,
alterations, and modifications. In
response to the Technical Document,
Lynden Air Cargo, Northwest Airlines,
ATA, Continental Airlines, and FedEx
stated that they support removal of
requirements for repairs, alterations,
and modifications from the draft final
rule. These commenters stated that
repairs, alterations, and modifications
present a reduced risk for WFD because
they will be surveyed and assessed
under the Aging Airplane Safety Final
Rule and the Damage Tolerance Data for
Repairs and Alterations Rule (hereafter
referred to as the Damage Tolerance
Data Rule).17 Commenters often used
the term ‘‘Aging Airplane Safety Rule’’ to
refer to the Damage Tolerance Data Rule
or the Aging Airplane Safety Final Rule,
or both. In instances where this occurs,
to avoid confusion, the name of the
specific rule has been inserted in
parentheses.
These commenters expressed the
belief that a new WFD requirement for
repairs, alterations, and modifications is
unnecessary because of these other
requirements, which are already in
place. Lynden Air Cargo stated that,
although it supports removal of
requirements to evaluate repairs,
alterations, and modifications for WFD
because the Damage Tolerance Data
Rule already adequately addresses them,
it does not understand how each design
approval holder is going to establish the
validity of its maintenance program
without validating the repairs and
alterations it has established under that
program. Northwest Airlines said that it
supported the conclusion of the AAWG
that the costs of including repairs,
alterations, and modifications in the
rule outweighed the benefits that such
a requirement would have.
Boeing, Airbus, and the European
Aviation Safety Agency (EASA) said the
FAA should reconsider its decision to
remove from the rule the requirements
for evaluating certain repairs,
alterations, and modifications. All three
commenters stated that removing those
requirements could affect safety because
certain alterations could affect the LOV
and the structural maintenance program
that supports the LOV. An example of
an alteration that could affect the LOV
and structural maintenance program,
the commenter maintained, is one that
would cause a global loading increase,
such as an alteration allowing a higher
cabin differential pressure. Airbus
stated that, although the Changed
Product Rule (14 CFR 21.101) may
address future alterations and
17 72
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69755
modifications, it does not cover existing
ones.
Boeing recommended that the FAA
revise subpart E of part 26, the Damage
Tolerance Data Rule, for repairs and
alterations, and §§ 121.1109 and
129.109, the Aging Airplane Safety
Final Rule, to include requirements for
evaluating repairs, alterations, and
modifications for WFD. Boeing’s
recommendation contains two parts.
First, it requests that the FAA extend
the compliance date for both rules by 18
months after the effective date of the
WFD rule. Second, it says the FAA
should incorporate the 2007 ARAC
recommendations on evaluating repairs,
alterations, and modifications into those
rules.
Boeing, Airbus, EASA, and the Allied
Pilots Association (APA) stated that
certain repairs, alterations, and
modifications need to be evaluated for
WFD. APA stated that eliminating the
requirement to evaluate WFD associated
with most repairs, alterations and
modifications from the final rule is
risky, because many high-time airplanes
fall into this category and will not have
any current analysis done on their
modified airframes.
In its final report to ARAC concerning
Task No. 3, the AAWG stated that it has
reviewed the accident record and has
observed that—while there is a
technical possibility of a WFD-related
accident involving a repair or
alteration—there are no recorded
accidents attributed to WFD occurring
in properly-installed repairs or
alterations. The group added that a
review of certain repairs, alterations,
and modifications is necessary, because
some of them have the potential to
develop WFD.
The FAA agrees with the commenters
that some repairs, alterations, and
modifications may pose a risk of
developing WFD. However, the risk
appears to be less than that for baseline
airplane structure because all adverse
service experience to date has been
limited to baseline airplane structure.
Type certificate holders design repairs,
alterations, and modifications using the
same design philosophies and load
cases as for baseline airplane structure.
As they do with the baseline airplane
structure, type certificate holders reevaluate their repairs, alterations, and
modifications as service experience is
gained. Therefore, these repairs,
alterations, and modifications should be
acceptable up to the LOV.
The repairs, alterations, and
modifications developed by persons
other than type certificate holders may
present a slightly greater risk, because
those persons typically do not have the
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type certificate holder’s data or
expertise. Although those repairs,
alterations, and modifications may pose
a higher risk for developing WFD, there
are no recorded accidents attributed to
WFD occurring in these repairs,
alterations, and modifications. Nor have
there been a significant number of
findings of multiple site or element
damage associated with them.
The FAA is funding additional
research at the agency’s Technical
Center to get a better understanding of
these risks and how to address them.18
This research includes conducting a
field survey of repairs, alterations, and
modifications on high-time airplanes to
document the existing configurations.
The research also includes removing
some repairs, alterations, and
modifications to further evaluate their
condition. In some cases, testing of
particular structure may be performed to
obtain data for calibration and
validation of methodologies for
predicting WFD. If this research
demonstrates that additional actions are
needed to address risks for repairs,
alterations, and modifications, the FAA
will consider further rulemaking.
Based on the above, the FAA has reevaluated the NPRM and determined
that the proposed requirements to
address repairs, alterations, and
modifications should be removed from
the final rule.
2. Relationship to Damage Tolerance
Requirements (§ 25.571)
jlentini on DSKJ8SOYB1PROD with RULES2
a. Pre-Amendment 25–96 Airplanes
The FAA received numerous
comments requesting that the proposed
requirements for repairs, alterations,
and modifications in the NPRM and the
related proposed requirements of the
Damage Tolerance Data Rule NPRM 19
be combined and aligned in a single
rulemaking. These commenters
included industry representatives who
are members of the AAWG,20 the ATA,
Boeing, Airbus, Cessna, and American
Airlines. They were concerned that
separate requirements for repairs,
18 Task Area II, Project I, Survey of Transport
Airplane Structural Repairs and Alterations,
Statement of Work 064070723–1, dated October 23,
2007; FAA William J. Hughes Technical Center,
Atlantic City, New Jersey. The Scope of Work for
this research is available in the docket for this rule.
19 71 FR 20574, April 21, 2006.
20 The companies represented are Boeing, Airbus,
American Airlines, Northwest Airlines, US
Airways, United Parcel Service, FedEx, ABX
(previously known as Airborne Express),
Continental Airlines, Japan Air Lines, United
Airlines, and British Airways. Although the
comments are not representative of the views of
other members of the AAWG, including national
authorities, for simplicity the source of these
comments is identified hereafter as ‘‘industry
representatives on the AAWG.’’
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alterations, and modifications in the
Aging Airplane Safety Rule (the Damage
Tolerance Data Rule) and the NPRM for
this rule would require duplicative
efforts.
Given the proposed timeframes for
compliance and the shortage of
qualified industry resources to perform
the required analyses, the commenters
suggested that separate requirements are
unnecessary and could not be
accomplished within the proposed
compliance times. The industry
representatives on the AAWG stated
that there are fewer than 50 persons in
industry who are qualified to perform
damage tolerance and WFD assessments
and most of them are employed by the
major design approval holders.
The AAWG stated in its final report
on Task 3 that existing alterations and
repairs would receive a damage
tolerance assessment under the Aging
Airplane Safety Final Rule (developed
under the Damage Tolerance Data
Rule).21 The report indicated that this
should provide an improved level of
safety because repairs, alterations, and
modifications would be surveyed and
evaluated. The AAWG recommended
that repairs not be re-reviewed for WFD
if they had already been reviewed for
damage tolerance.
Since adoption of Amendment 25–45
in 1978,22 the damage tolerance
provisions of § 25.571 have required
consideration of damage at multiple
sites, the precursor for WFD. While
recent efforts on damage tolerance have
focused on localized cracking, in most
cases the design approval holders have
addressed multiple site damage in their
design of both baseline structure and of
repairs, alterations, and modifications,
even if indirectly. As a result, the FAA
agrees that damage tolerance assessment
of repairs, alterations, and modifications
should provide some degree of
mitigation of risk, even though the focus
of the assessments has been on
developing inspections, and inspections
cannot reliably detect WFD.
The FAA recognizes the scarcity of
expert resources in the area of damage
tolerance and WFD. By removing
requirements to address repairs,
alterations, and modifications from this
final rule, the agency is allowing those
resources to be focused on meeting the
compliance dates for the Damage
Tolerance Data Rule and addressing
WFD in baseline airplane structure,
where the risks are greater. The FAA has
recently been providing training to its
21 The Damage Tolerance Data Rule is
Amendment 26–1 and the Aging Airplane Safety
Final Rule is Amendment 121–337 to the CFR.
22 October 5, 1978, 43 FR 46238.
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designees and to industry members
regarding compliance with § 25.571 and
the Damage Tolerance Data and Aging
Airplane Safety Final Rules. In that
training, we have provided additional
guidance on performing a damagetolerance evaluation to assess damage at
multiple sites. Adoption of this final
rule should also result in significant
commitments from industry to develop
resources with this expertise.
b. Airplanes Certified to Amendment
25–96 or Later
The Technical Document described
the agency’s intent to remove
requirements for evaluating repairs,
alterations, and modifications for WFD.
Airbus requested that the FAA clarify
that today’s final rule will not negate
those requirements for persons making
repairs, alterations, or modifications to
their airplanes certified to Amendment
25–96. As another option, Airbus
requested that the WFD rule
applicability not include Amendment
25–96 or later airplanes, because those
airplanes are already certified to WFD
requirements.
The FAA agrees that clarification is
necessary for airplanes certified to
§ 25.571, Amendment 25–96 or later.
Amendment 25–96 revised § 25.571 to
require that full-scale fatigue test
evidence 23 be developed to show
freedom from WFD up to an airplane
model’s design service goal. Also, any
person performing a repair, alteration,
or modification to those airplanes must
address WFD for the repair, alteration,
or modification, and show compliance
with those requirements. The newest
airplanes, like the Airbus A–380, are
certified to Amendment 25–96, but most
other airplanes operating today are
certified to an Amendment level prior to
25–96, and thus would not be required
to comply with those WFD
requirements. They would, however, be
required to comply with the
requirements of the Damage Tolerance
Data Rule.
For today’s rule, § 25.571 and
Appendix H to Part 25 require that
applicants show an airplane model to be
free from WFD up to the LOV instead of
to the design service goal. Unlike
Amendment 25–96, which did not
require the design service goal to be
included in the Airworthiness
Limitations section, this final rule
mandates LOV placement in the
Airworthiness Limitations section. The
23 Test evidence comprises full fatigue testing up
to at least two times the proposed design service
goal and may include, for derivative airplanes,
analysis, service experience, or service experience
and results of tear-down inspections of high-time
airplanes, if available.
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jlentini on DSKJ8SOYB1PROD with RULES2
requirements of today’s rule are similar
to those of Amendment 25–96. Any
person who repairs, alters, or modifies
any airplane certified under today’s rule
must show that repair, alteration, or
modification to be free from WFD up to
the airplane’s LOV.
3. Guidelines for Repairs, Alterations,
and Modifications
Industry representatives on the
AAWG and several other commenters
recommended that proposed
§ 25.1807(g), along with §§ 25.1809 and
25.1813, be withheld until the working
group completed relevant taskings from
ARAC. In particular, the commenters
stated that the guidelines in
§ 25.1807(g)(3) could not be technically
accomplished because the design
approval holders do not have the data
or knowledge necessary to provide
guidance for all possible repair or
alteration configurations.
Boeing and Airbus commented that
they could support WFD guidelines that
are limited in scope. The guidelines
should identify structure prone to
development of WFD and provide
processes and procedures by which
operators can access valid data for
complying with the rule. But these
commenters said that such guidelines
should not attempt to describe methods
for determining when WFD is likely to
occur or for developing service
information to preclude WFD. The
commenters objected to providing
guidelines as defined under proposed
§ 25.1807(g)(3) because design approval
holders would have no control over how
the guidelines would be used. They
further stated that such guidelines could
expose design approval holders to
potential liability if they are applied
incorrectly.
When the FAA issued the NPRM, the
agency was relying on the AAWG,
under an ARAC tasking, to identify a
means of compliance that would be
practical for both design approval
holders and operators. Although ARAC
did not provide detailed
recommendations for developing
guidelines, it did provide a general
approach.
Requirements pertaining to repairs,
alterations, and modifications were
included in the proposed rule to ensure
that they would not degrade the level of
safety provided by the design approval
holder’s compliance with the rule.
Although the FAA has removed these
proposed requirements from the final
rule, the agency is engaged with
industry in a number of activities to
address these concerns.
For repairs, the AAWG recommended
in its final report on Task 3 that each
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design approval holder update its
publications (e.g., structural repair
manuals, service bulletins, and repair
assessment guidelines) to include
instructions for inspecting and, if
necessary, modifying structure
susceptible to WFD. This update should
occur by the time the design approval
holder has established the LOV for an
airplane model. The AAWG
recommended that design approval
holders update their service documents
for WFD at the same time they are
revising these documents for the Aging
Airplane Safety Rule (the Damage
Tolerance Data Rule) if the WFD data
are available. The FAA expects that
design approval holders will fulfill this
recommendation. To the extent that
design approval holders update their
service documents for WFD, operators,
when complying with requirements of
the Aging Airplane Safety Final Rule by
using those updated service documents
for repairs, will be addressing the WFD
risks for these repairs. In addition,
§ 25.571 already requires consideration
of the potential for WFD for repairs to
airplanes certified to Amendment 25–96
or later.
For alterations, the AAWG surveyed
642 supplemental type certificates. Out
of the 642, they identified only 14
alterations and modifications that
would require assessment for WFD.
Based on this, they suggested that the
FAA review these types of existing
alterations to determine whether any
action is necessary. The Task 3 report
did not specifically recommend that
design approval holders address their
alterations for WFD. However, recent
meetings conducted by certain design
approval holders indicate that they
intend to address their own alterations
and modifications for WFD in addition
to repairs in the Task 4 24 structures task
group activity. The majority of transport
airplanes operating in the U.S. that are
subject to this final rule will be
24 Task 4.—Model Specific Programs.
Oversee the Structural Task Group (STG)
activities that will be coordinated for each
applicable airplane model by the respective type
certificate holders and part 121 and 129 certificate
holders. These STG activities will involve the
development of model specific approaches for
compliance with §§ 121.370a and 129.16 under the
guidance material supplied in Task 1. As part of
this tasking, the AAWG will identify those airplane
models that do not have an STG, and will assess
the need to form one (based on industry benefit).
For those airplane models that will need to form an
STG, the AAWG will initiate the coordination
required to form the STG with the respective type
certificate holder and/or part 121 and 129 certificate
holders. In addition, the AAWG will support
implementation of the action plan to address
recommendations made in tasks 2 and 3 as
determined necessary by the ARAC, Transport
Airplane and Engine Issues Group, and concurred
with by the FAA.
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69757
addressed by these design approval
holders. We anticipate that other design
approval holders will also review their
alterations and modifications for WFD.
While these activities will not address
alterations and modifications developed
by other persons (including
supplemental type certificate holders),
as stated earlier, the FAA is conducting
research to get a better understanding of
the risks that repairs, alterations, and
modifications may pose for developing
WFD and whether they need to be
assessed for WFD. If the FAA
determines that the risks are
unacceptable, the FAA will consider
further rulemaking to mandate
assessments.
This research may also assist in
refining means of compliance with
§ 25.571, at Amendment 25–96 or later,
for repairs, alterations, and
modifications. For airplanes certified to
Amendment 25–96 or later, persons
who repair or alter the airplane must
address WFD. This has typically been
done by showing the repair or alteration
to be adequate up to the airplane’s
design service goal. With adoption of
this final rule, repairs, alterations, and
modifications to airplanes designed in
the future will have to be shown to be
free from WFD up to the airplane’s LOV.
4. Rely on the Changed Product Rule
Northwest Airlines stated that it
supports the FAA in removing WFD
requirements for most repairs,
alterations, and modifications, but
requested that references to future
alterations be removed from the final
rule and addressed by the Changed
Product Rule, 14 CFR 21.101. The
Changed Product Rule requires that
significant changes to type-certificated
products comply with the latest
amendments of the airworthiness
standards unless one of the stated
exceptions applies. In support of its
position, Northwest Airlines cited
concerns published by the AAWG about
industry not having the resources or
sufficient FAA guidance to accomplish
WFD analysis for the expected
quantities of supplemental type
certificate alterations.
Similarly, ATA stated that in view of
their coverage under the Changed
Product Rule, the FAA should exclude
future supplemental type certificate
applications from the applicability of
this rule. Northwest Airlines and ATA
requested that the FAA use the Changed
Product Rule to regulate which future
alterations would need to be evaluated
for WFD.
The Changed Product Rule would
require applicants for future alterations
and modifications to include the latest
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amendment of part 25 for § 25.571 in the
certification basis for the proposed
alteration or modification if the change
is considered significant. For the
purposes of today’s rule, applicants
would use the examples of significant
changes identified in AC 21.101–1. For
transport category airplanes, that AC
may be used as a starting point for
determining whether alterations or
modifications are significant and must
be evaluated to the latest amendment of
§ 25.571. Examples of significant
changes from AC 21.101–1 that would
be required to be assessed for WFD
include passenger-to-cargo conversions,
gross weight increases, and cabin
pressure increases. We have revised AC
25.571–1X to provide additional
guidance for identifying whether a
change, or structure affected by the
change, requires an assessment for
WFD. Affected structure can be new
structure installed by the change or
existing structure modified by a change.
Structure may be affected if it is
physically changed or if there is a
change or redistribution of internal
loads. The long-term result will be that
a changed product will have a
certification basis that provides a
similar level of safety to that provided
by the certification basis of a new type
certificate for the same product.
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F. Compliance Times for Developing
and Implementing LOVs
For existing airplanes, this final rule
uses a phased approach for establishing
LOVs and divides the compliance dates
for holders of design approvals and
applicable airplane models into three
groups. The NPRM proposed that design
approval holders establish LOVs for all
affected airplanes by one specific date.
The proposed rule did not account for
the age of airplanes within a model.
For this final rule, the compliance
dates for the different airplane groups
are identified based on their
certification basis relative to § 25.571
and are as follows:
• Group I: Pre-Amendment 25–45
airplanes (those with a certification
basis dating before 1978). The Boeing
727 and the Airbus A300 are examples
of pre-Amendment 25–45 airplanes.
• Group II: Amendment 25–45 up to
but not including Amendment 25–96
airplanes (those with a certification
basis dating from 1978 to 1998). This
group of airplanes would include the
Boeing 757 and 767 and the Airbus
A318.
• Group III: Amendment 25–96 and
later airplanes (those with a certification
basis dating from 1998 to the present).
The Airbus A380 and the Embraer ERJ
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170 and 190 are among the airplanes
that have this certification basis.
Table 1 in § 26.21 indicates the
compliance times for these various
groups of airplanes. They are 18, 48, and
60 months, respectively. These
compliance times apply to all existing
versions of these airplane models.
For airplane models for which a type
certificate is approved as of the effective
date, but which are not specifically
named in Table 1 of § 26.21, an LOV
must be established within 60 months
after the effective date of the rule. In
Table 1 of § 26.21, those airplanes
would fall under the category of ‘‘All
Other Airplane Models Listed on a Type
Certificate as of January 14, 2011.’’
For type certificate or amended type
certificate approvals that are pending as
of this final rule’s effective date, and for
future amendments to existing or
pending type certificates, this final rule
requires the applicants to establish an
LOV by the latest of the following dates:
• Within 60 months after the effective
date of the rule,
• The date a certificate is issued, or
• The date specified in the plan
approved under § 25.571(b) indicating
when the full-scale fatigue testing and
evaluation will be complete.
This final rule requires operators to
incorporate the Airworthiness
Limitations section that includes the
LOV into their maintenance program
within 30, 60, or 72 months after the
effective date for Groups I, II, and III,
respectively. Table 1 in §§ 121.1115 and
129.115 gives the compliance times for
operators.
This final rule also requires operators
of affected airplanes whose applications
for type certificates or amended type
certificates are pending as of the
effective date, or whose application for
a type certificate or amended type
certificate is made after the effective
date of the rule, to incorporate the
Airworthiness Limitations section that
includes the LOV into their
maintenance program at the latest of the
following compliance times:
• Within 72 months after the effective
date of the rule,
• Within 12 months after the LOV is
approved, or
• Before operating the airplane.
In Table 1 of § 121.1115 and
§ 129.115, those airplanes would fall
under the category of ‘‘All Other
Airplane Models (TCs and Amended
TCs) not Listed in Table 2.’’
Amended or supplemental type
certificates that change the maximum
takeoff gross weight are grouped
separately. Holders of amended type
certificates or supplemental type
certificates that increase the maximum
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takeoff gross weight to greater than
75,000 pounds, regardless of whether
such change was applied for before or
after the effective date of the rule, must
comply within 18 months after the
effective date of the rule. Applicants for
this type of design change approval
whose applications are either pending
as of the effective date of this final rule
or submitted after the effective date
must comply by the latest of the
following dates:
• Within 18 months after the effective
date of the rule,
• The date the approval is issued, or
• The date specified in the plan
approved under § 25.571(b) indicating
when the full-scale fatigue testing and
evaluation will be complete.
Applicants for amended type
certificates or supplemental type
certificates applied for after the effective
date of the rule that decrease the
maximum takeoff gross weight to 75,000
pounds or less must also comply by the
latest of the following dates:
• Within 18 months after the effective
date of the rule,
• The date the certificate is issued, or
• The date specified in the plan
approved under § 25.571(b) indicating
when the full-scale fatigue testing and
evaluation will be complete.
This final rule requires operators of
airplanes whose maximum takeoff gross
weight was decreased to 75,000 pounds
or below after the effective date of the
rule or increased to greater than 75,000
pounds at any time by an amended type
certificate or supplemental type
certificate to incorporate the
Airworthiness Limitations section that
includes the LOV into their
maintenance program by the latest of
the following compliance times:
• Within 30 months after the effective
date of the rule,
• Within 12 months after the LOV is
approved, or
• Before operating the airplane.
Those airplanes would fall under the
category of ‘‘Maximum Takeoff Gross
Weight Changes’’ in Table 1 of
§ 121.1115 and § 129.115.
Under 14 CFR 91.403(c), no person
may operate an airplane unless that
person is in compliance with applicable
airworthiness limitations. By requiring
operators to incorporate the
Airworthiness Limitations Section
containing the LOV into the
maintenance program, this final rule
makes those LOVs applicable to the
affected airplanes, and § 91.403(c)
requires operators to comply with them.
Operators of airplanes whose type
certificate was pending approval as of
the effective date of the rule will be
required to include one of the following
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airworthiness limitations in their
maintenance program:
• The LOV that has been specified in
the Airworthiness Limitations section of
the Instructions for Continued
Airworthiness; or
• If the LOV has not yet been
established, a number equal to 1⁄2 the
number of cycles accumulated on the
fatigue test article if a type certificate is
issued prior to completion of full-scale
fatigue testing.
Comments received during the NPRM
comment period were responding to the
one specific compliance date published
in the NPRM. Comments received
during the comment period for the
Technical Document, which described
changes that had occurred to the rule
since it had been proposed in the
NPRM, were in response to the phased
compliance dates published in the
Technical Document, which are the
dates cited in today’s rule.
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1. NPRM Compliance Date
Commenters—including industry
representatives on the AAWG, Cessna,
Continental Airlines, Embraer, AWAS,
the CAA, American Airlines, Boeing,
Airbus, and FedEx—objected to the
proposed compliance date of December
18, 2007, for both technical and
practical reasons. Several commenters
stated that hard compliance dates and
an expected final rule issuance in
December 2006 would leave design
approval holders with less than 12
months to comply with the subpart I
requirements (now part 26). These
commenters requested that the FAA
revise the compliance dates to represent
a number of months after the effective
date of the rule rather than a hard date.
This approach would prevent the FAA’s
schedule for issuing the final rule from
affecting compliance by design approval
holders.
We have revised the compliance dates
in this final rule to specify that persons
must comply either by a date
determined as a specified number of
months after the effective date of the
final rule or (for applicants) by the date
of approval of the related certificate.
2. When to Set LOVs for Existing
Airplanes
Industry representatives on the
AAWG, Boeing, Continental Airlines,
Northwest Airlines, ATA, Lynden Air
Cargo, and FedEx stated that there
should be a phased approach to setting
LOVs, with the oldest airplane models
being addressed first. The industry
representatives on the AAWG suggested
that existing airplane models subject to
the rule be divided into two groups: (1)
Pre-Amendment 25–45 airplanes and (2)
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airplanes certified to Amendment 25–45
or later. The commenters stated that
performing WFD evaluations on
airplane models before the high-time
airplane reaches its design service goal,
as proposed in § 25.1807 (now § 26.21)
and as specified in the Technical
Document, would not significantly
increase operational safety. This is
because WFD is typically not a concern
until later in an airplane’s operational
life. As discussed earlier, these
commenters objected to the proposed
compliance date of December 18, 2007.
Commenters also objected to the
compliance times identified in the
Technical Document—that is, 18
months for pre-Amendment 25–45
airplanes, 48 months for Amendment
25–45 up to but not including
Amendment 25–96 airplanes, and 60
months for Amendment 25–96
airplanes.
Boeing said that the final rule should
provide the greatest amount of time for
design approval holders to develop
LOVs, so that LOVs provide the greatest
flexibility for the fleet. Several
commenters argued that requiring
compliance prior to or concurrent with
the Aging Airplane Safety Rule (Damage
Tolerance Data Rule) would not be
practical because of limited industry
and FAA resources. In addition, Boeing
and Northwest Airlines argued that
establishing an LOV for an airplane
model before significant service
experience had been accumulated
would result in an erroneous LOV.
We agree that it makes sense to have
compliance dates for establishing LOVs
for existing airplanes based on the
relative safety risk (i.e., addressing the
oldest airplanes first) and on available
resources. However, the agency does not
agree that ‘‘early’’ establishment of an
LOV will result in an ‘‘erroneous’’ LOV.
Setting an LOV without benefit of
significant service experience might
result in an LOV that sets the limit at
a lower number of flight hours or flight
cycles than one that benefits from
significant service experience, but it
would be incorrect to characterize it as
‘‘erroneous.’’ This is because the LOV is
a function of the fatigue knowledge base
available at the time it is established.
a. Pre-Amendment 25–45 Airplanes
Industry representatives on the
AAWG, Boeing, Continental Airlines,
Northwest Airlines, ATA, and FedEx
pointed out that the first group of
airplanes is collectively at the highest
risk because of cumulative time in
service and the limited fatigue test data
available for these models. They
recommended that the compliance date
for the first group of airplanes should be
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by a certain date after the effective date
of the rule. The AAWG’s final report 25
recommends that LOVs be established
for the first group of airplanes by June
2009, or 18 months prior to the
operator’s compliance date for the final
rule, whichever occurs later. This would
also provide sufficient time for
Structures Task Groups 26 including
operators of affected airplanes, to
participate in establishing the LOVs. A
later Boeing comment, however,
requested that the compliance dates for
those airplanes be 36 months, instead of
18 months (as stated in the technical
document), from the effective date of the
rule. Boeing stated that this additional
time would allow them to have the FAA
review and accept the Boeing
proprietary LOV methodology, prepare
LOV fleet proposals, and coordinate
them within Boeing and with operators
before submitting them to the FAA for
review and approval.
The FAA agrees that pre-Amendment
25–45 airplanes should be addressed
first because they are among the oldest
airplanes and at the highest risk for
developing WFD. In fact, most high-time
pre-Amendment 25–45 airplanes have
exceeded their design service goals.
While the FAA understands that LOVs
have been developed for a number of
affected airplanes, the agency also
understands that not all design approval
holders have begun or completed this
activity on all affected models. The FAA
recognizes the benefits of allowing
Structures Task Groups to participate in
setting LOVs. Therefore, the FAA has
determined that the compliance period
for the oldest affected airplanes should
be increased to 18 months to allow
sufficient time for design approval
holders to show compliance with
today’s rule. This increases by six
months the amount of time design
approval holders have to comply over
what was anticipated in the NPRM. The
2007 AAWG Task 3 Report further
supports the compliance date of 18
months. In its report, the AAWG stated
that most of the work for the preAmendment 25–45 airplanes has
already been completed. As a result, we
do not concur with the commenter that
36 months is necessary to establish
LOVs.
25 Aviation Rulemaking Advisory Committee;
Transport Airplane and Engine Issues—New Task,
dated April 11, 2007.
26 A Structures Task Group is a model-specific
group that consists of type certificate holders and
operators responsible for the development of aging
airplane model-specific programs. It also includes
regulatory authorities which approve and monitor
those programs.
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b. Airplanes Certified to Amendment
25–45 or Later
For the second group of airplanes
(certified to Amendment 25–45 or later),
industry representatives on the AAWG,
Boeing, Continental Airlines, Northwest
Airlines, ATA, and FedEx
recommended setting a compliance date
for design approval holders to establish
LOVs that are tied to both the design
service goal and the cumulative time on
the high-time airplanes of that model.
Specifically, the industry
representatives on the AAWG proposed
that within 180 days of the effective
date of the rule, the type certificate
holders provide design service goals for
all affected airplane models to the FAA
for approval. Once approved, these
design service goals would be placed in
an appropriate certification document.
Other commenters—including Cessna,
Continental Airlines, Embraer, AWAS,
the CAA, American Airlines, Boeing,
Airbus, and FedEx—agreed with
industry representatives on the AAWG
that the compliance date for setting
LOVs should take into account both the
design service goal and the cumulative
time on the high-time airplanes of that
model.
The industry representatives on the
AAWG proposed that the design
approval holder prepare a compliance
plan with a binding schedule for a WFD
evaluation when the high-time airplane
reaches a point five years from its
design service goal. The AAWG
industry representatives suggested that a
means of determining this time should
be included in AC 120–YY. FedEx and
Lynden Air Cargo suggested that the
FAA use the design service goals that
are being developed under the Damage
Tolerance Data Rule to establish
compliance dates for establishing LOVs
and associated WFD maintenance
actions. The commenters said that if no
design service goal or design service
objective exists, the LOV should be
established when the high-time airplane
of a particular model reaches 20 years
of age.
In contrast, United Parcel Service and
Technical Data Analysis, Inc. supported
establishing LOVs for all affected
airplane models as soon as possible,
because of the uncertainty associated
with estimating future operating costs
and the length of time that airplanes can
be operated.
The WFD risk for these newer
airplane models is lower than for the
pre-Amendment 25–45 airplanes
because these airplanes are generally
younger and have been certified to
damage tolerance requirements.
Therefore, the FAA agrees with the
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industry representatives on the AAWG
and other commenters that the
compliance times can be longer for
these airplanes. On the other hand, the
proposal of the AAWG industry
representatives would add a level of
complexity and uncertainty to
determining compliance times that the
FAA considers unnecessary and
inappropriate and that would make
operators’ long-term planning difficult.
Therefore, as discussed earlier, to
accommodate the need for a longer
compliance time for these airplanes, this
final rule creates three groups of
airplane models for determining
compliance dates.
• Group I—Pre-Amendment 25–45
(1978) airplanes.
• Group II—Airplanes certified to the
requirements of § 25.571, Amendment
25–45, up to but not including
Amendment 25–96 (1998).
• Group III—Airplanes certified to
requirements of § 25.571, Amendment
25–96 or later.
Group II airplane models were all
subjected to full-scale fatigue test
programs. In addition, all the models in
this group have been in service for a
period of time. There should, therefore,
be a reasonable knowledge base readily
available on which to base an LOV.
Today’s rule requires establishment of
an LOV for all these models within 48
months of the effective date of the rule,
as indicated in Table 1 of § 26.21. This
would allow design approval holders to
schedule development of these LOVs
after the more urgent development of
LOVs for pre-Amendment 25–45
airplanes, so project schedules would
not conflict. At the same time, this
compliance time would ensure that
LOVs are established long before the
high-time airplanes of these models
would reach their anticipated LOVs.
Design approval holders of those
models in Group III have had to
demonstrate or will have to demonstrate
with sufficient full-scale test evidence
that WFD will not occur within the
design service goal of the airplane.
Therefore, the design service goal would
be a valid LOV that is based on the
knowledge base considered. However,
because these airplanes have not
accumulated much time in service,
there is less urgency in establishing an
LOV. As a result, the final rule provides
60 months after the effective date of the
rule to establish an LOV for these
models. (See Table 1 of § 26.21.) This
provides time to re-evaluate the fatigue
data and to establish an LOV which may
exceed the design service goal.
Extending the compliance date for
Group III airplanes beyond the
compliance date for Group II airplanes
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reduces the resource concerns about
developing LOVs for multiple airplane
models at the same time.
Table 1 of § 26.21 includes a
compliance date for airplanes that do
not appear in the table but may have
had a type certificate approved by the
effective date. These have a compliance
period of 60 months. Some type
certificates are pending and may be
approved shortly. This last row of the
table is meant to capture any additional
airplanes that fit the applicability
criteria of § 26.21(a).
Table 1 of § 26.21 is used to call out
existing airplanes and assign
compliance dates. Holders of type
certificates for these models must
comply with § 26.21(c)(1). The
remainder of § 26.21(c) specifies
additional people who must comply.
Under today’s rule, the compliance
times specified in § 26.21(c) for when
applicants must establish an LOV
include the date specified in the
applicant’s plan for completion of the
full-scale fatigue testing and analyses of
the testing to demonstrate compliance
with § 25.571(b).27 All applicants who
must comply with § 26.21 may use this
date as one option for compliance.
Applicants who have the same
compliance times and the option to use
the date specified in the § 25.571(b) plan
are:
• Applicants for type certificates for
which the application is pending as of
the effective date.
• Applicants for amendments to type
certificates (with the exception of those
that change the weight of the airplane).
All of these applicants are required to
establish LOVs at the latest of the
following dates:
• The date the type certificate or
amended type certificate is issued,
• Within 60 months after the effective
date of the rule, or
• The date specified in the plan
approved under § 25.571(b) indicating
when the full-scale fatigue testing and
evaluation will be complete.
Among these applicants, WFD is of
less immediate concern because their
high-time airplanes will have
accumulated relatively few flight cycles
or flight hours by the compliance date.
Establishing LOVs early in the service
life of these airplanes will assist
operators in their long-term planning.
This approach also serves as a transition
to § 25.571 as amended by this final
rule, which requires establishing LOVs
as part of initial type certification.
27 Under § 21.17, these applicants are subject to
§ 25.571 at Amendment 25–96. In addition to this
certification basis, they are subject to the
requirements of this final rule.
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Maximum takeoff gross weight
changes to an airplane are treated
separately in this rule. Holders of either
supplemental type certificates or
amendments to type certificates that
increase maximum takeoff gross weights
from 75,000 pounds or less to greater
than 75,000 pounds must comply no
later than 18 months after the effective
date.
Applicants for supplemental type
certificates or amended type certificates
that increase the maximum takeoff gross
weight to greater than 75,000 pounds
must comply by the latest of the
following:
• Within 18 months after the effective
date of the rule,
• The date the certificate is issued, or
• The date specified in the plan
approved under § 25.571(b) indicating
when the full-scale fatigue testing and
evaluation will be complete.
The option of 18 months after the
effective date as a compliance choice for
this group represents a six-month
increase in the time to comply over
what was originally proposed. We based
these compliance dates on the length of
time given for design approval holders
of Group I airplanes to comply.
The NPRM did not specify a
compliance time for applicants for
design change approvals that, after the
effective date of the rule, decrease the
maximum takeoff gross weight to 75,000
pounds or less. This is because the
applicability provision in the NPRM
included airplanes with maximum
takeoff gross weights exceeding 75,000
pounds, as approved during the original
type certification. By referencing the
capacity resulting from original type
certification, the NPRM required
applicants to establish LOVs for design
change approvals that, after the effective
date of the rule, decrease the maximum
takeoff gross weight to 75,000 pounds or
less. Although not explicitly stated in
the NPRM, the LOV for those airplanes
is required to be established by the
compliance date for the original type
certification or, in the case of
applicants, by the date the approval of
the design change has been issued.
Because the NPRM was not clear about
when those applicants must comply, the
FAA has revised today’s rule.
Applicants for design change approvals
that decrease the maximum takeoff gross
weight to 75,000 pounds or less after the
effective date of the rule must comply
within 18 months after the effective date
of the rule or by the date the certificate
is issued or by the date specified in the
plan approved under § 25.571(b),
whichever occurs latest.
The FAA has also revised the
compliance times to require those
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applicants who would decrease the
gross weight of their airplanes after the
effective date of the rule to submit a
compliance plan within 90 days after
the date of application.
3. Varying Implementation Strategies
APA suggested a way to address
concerns about the time needed to
develop an LOV. The commenter stated
that the initial LOVs under
consideration, as defined in the
Technical Document, appear to be
extremely liberal and based on limited
data and minimal analysis. APA
assumed that manufacturers would need
more time to develop their analysis
procedures, and said that a better
approach for establishing the initial
LOV would be to increase the design
service goal by 10% to 15% and
mandate inspections of high-time
airplanes that are over their design
service goal. APA based its suggestion
on an assumption that the design
service goals were based on hard test
and engineering data. The commenter
suggested halving the interval between
maintenance checks for airplanes over
their design service goal. Then, the
commenter suggested, results of these
inspections could be given to the
manufacturer for use in substantiating
the engineering WFD analysis. This data
could be used to validate future
incremental LOV increases.
Although this commenter maintained
that design service goals are based on
hard test and engineering data, that has
not always been the criteria by which
design service goals have been set.
Amendment 25–96 to § 25.571
introduced requirements that applicants
show freedom from WFD up to the
design service goal. Prior to Amendment
25–96, however, there was no
requirement for setting a design
approval holder’s design service goal or
for validating it. Design approval
holders have always used engineering
data to substantiate their designs. Most
design approval holders set design
service goals for their airplanes, even
though they were not required to do so.
But since there were no requirements
prior to Amendment 25–96 about what
criteria must be used to set the design
service goal, they have often been set for
purposes driven more by sales and
marketing than by engineering data.
Some design approval holders have
stated that LOVs may be established at
a point anywhere from 33% to 180%
higher than the airplane’s design service
goal for certain models. This is because,
for those design approval holders, there
is a large body of in-service data to
support these higher LOVs. Other
design approval holders have taken an
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approach similar to APA’s
recommendation, in that they have been
incrementally increasing their airplane
model’s LOV as the data supports it.
Today’s rule allows for an
implementation strategy that provides
flexibility to design approval holders in
determining the timing of service
information development (with FAA
approval), while providing operators
with certainty regarding the LOV
applicable to their airplanes. However,
no matter how the design approval
holder chooses to manage LOV
development, those LOVs must still be
substantiated by engineering data.
4. FAA Review and Approval Time
Industry representatives on the
AAWG, Boeing, Airbus, and CAA
requested that the rule include required
time periods for FAA review and
approval activities. These commenters
noted that the rules do not currently
limit the amount of time the FAA will
take to review and approve documents
and that this will negatively affect their
compliance time. Several commenters
also noted that the amount of time the
FAA will take to review and approve
design approval holders’ LOVs could
reduce operator compliance time
significantly.
We are not including required time
periods for FAA review and approval of
the required compliance activities.
Instead, expectations for FAA personnel
have been defined in FAA Order
8110.104, which directs the Aircraft
Certification and Flight Standards
Services in their roles and
responsibilities for implementing these
initiatives. The order includes expected
times (6 weeks) for reviewing and
approving design approval holder
compliance plans, plans to correct
deficiencies, and draft and final
compliance data and documents. To
facilitate implementation, the FAA will
train affected personnel in their roles
and responsibilities and provide indepth familiarization with requirements
of the regulations and associated
guidance. Ultimately, however, the
timing of FAA approvals will be
determined by the quality of the design
approval holder submissions and their
responsiveness to issues raised by the
FAA.
We have structured the requirements
of the design approval holder rule and
developed complementary guidance to
facilitate timely review and approval of
design approval holder submittals (such
as compliance plans). An increase in
operator compliance time would help
ensure that operators are not affected by
the FAA review and approval process.
We have revised the WFD compliance
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date for operators from 6 months to 12
months after the relevant design
approval holder compliance date. This
date is measured after the effective date
of the final rule. As previously noted,
for Group I, II, and III airplanes, the
operator compliance dates are 30, 60,
and 72 months, respectively, after the
effective date of the rule.
G. LOVs for Future Airplanes: § 25.571,
Appendix H, and Operational Rules
This final rule revises § 25.571 to
require that—
• An LOV be established that
corresponds to the time during which it
is demonstrated that WFD will not
occur in the airplane structure, and
• The LOV be included in the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness required by § 25.1529.
Except for the change in terminology
from initial operational limit to LOV,
these revisions to § 25.571 are as
proposed in the NPRM.
For operators of airplanes type
certificated in the future, this final rule
relies on existing operational rules to
require operators to include the
airplane’s LOV, which is established
under § 25.571 of today’s rule, into their
maintenance/inspection programs. This
requirement is the same as that which
was proposed in the NPRM.
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1. Opposition to Changes to § 25.571
Industry representatives on the
AAWG and Airbus commented that no
change is needed to § 25.571 because
airplanes certified to Amendment 25–96
must be free from WFD until they reach
the design service goal, and the design
service goal must be declared in the
appropriate certification document.
We recognize that § 25.571 at
Amendment 25–96 requires full-scale
fatigue test evidence to demonstrate
freedom from WFD up to the design
service goal. However, the current
regulations do not require that the
Airworthiness Limitations section
include the design service goal as an
airworthiness limitation, so operators
would be permitted to operate airplanes
beyond this goal indefinitely. Therefore,
the FAA finds it necessary to revise
§ 25.571, as proposed, to require that
full-scale fatigue test evidence be used
to demonstrate freedom from WFD up to
the LOV and that the LOV be included
in the Airworthiness Limitations
section. These changes are consistent
with recommendations made in 2003 by
the General Structures Harmonization
Working Group, a separate working
group within ARAC.
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2. Change to Appendix H
Under § 25.571, the FAA may issue a
type certificate for an airplane model
prior to completion of full-scale fatigue
testing. As stated in the NPRM, the FAA
did not propose to change this provision
because the FAA intends that operators
be able to operate these airplanes while
the design approval holder is
performing fatigue testing. Today’s rule
retains the requirement of § 25.571
that—if a type certificate is issued prior
to completion of full-scale fatigue
testing—the Airworthiness Limitations
section must include a number equal to
c the number of cycles accumulated on
the fatigue test article. As additional
cycles on the test article are
accumulated, the number may be
adjusted accordingly. This number is an
airworthiness limitation, and no
airplane may be operated beyond it
until the fatigue testing is completed
and the LOV is established.
For consistency however, the FAA
has revised paragraph (a)(4) of H25.4 to
part 25 (Appendix H) to include a
reference to the limitation that an
airplane may accumulate a number of
cycles not greater than 1⁄2 the number of
cycles accumulated on the fatigue test
article until such testing is completed.
3. When to Set LOVs for Future
Airplanes
Industry representatives on the
AAWG, Boeing, and American Airlines
commented that design approval
holders should not be required to
establish an LOV for a future airplane
until the high-time airplane approaches
its design service goal. United Parcel
Service, on the other hand,
recommended that the initial LOV be
established during the initial
certification process, and before the first
airplane enters service. The ATA
recommended that LOVs should be
estimated at the time of airplane
certification but should be reassessed
when the high-time airplane approaches
75% of the estimate.
The LOV is a function of the fatigue
knowledge base available at the time it
is established. There should be
sufficient data to establish an LOV for
a new airplane model being certificated
once full-scale fatigue test evidence is
completed and assessed, normally
several years after the airplane enters
service. We agree that an LOV
established for a new airplane model
could be reassessed later when service
information could be used with other
data necessary to extend the LOV.
Eliminating the requirement to address
repairs, alterations, and modifications
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will simplify the process for extending
the LOV.
The FAA does not agree that
establishment of an LOV for a future
airplane model should wait until the
high-time airplane approaches its design
service goal. As discussed previously,
establishing design approval holder
compliance dates that are a function of
when high-time airplanes reach their
design service goal would introduce a
level of complexity and uncertainty to
the requirements of the operational
rules that is unnecessary and
inappropriate.
One manufacturer is already
employing the concept of establishing
LOVs based on the fatigue knowledge
base available through the certification
process. Airbus has already included an
LOV in the applicable Airworthiness
Limitations section approved by EASA
for all of its models with the exception
of the A340.
4. Operational Rules
For airplanes whose type certificate
application is made after the effective
date of this final rule, LOVs must be
established by the date the certificate is
issued or the date specified in the plan
approved under § 25.571(b). The LOV
will be included in the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness and will
apply regardless of how or by whom the
airplane is operated.
As discussed above, the FAA may
issue a type certificate for an airplane
model before full-scale fatigue testing
has been completed. In that case, the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness must include a number
equal to 1⁄2 the number of cycles
accumulated on the fatigue test article.
Under § 91.403(c), operators may not
operate these airplanes beyond this
number of cycles. Once the fatigue
testing is completed and the LOV is
established and approved, operators
may revise this airworthiness limitation
to include the LOV. This LOV will be
higher than the airworthiness limitation
specifying 1⁄2 the number of fatigue test
article cycles.
H. How to Set LOVs
Section 26.21(b) of this final rule
requires design approval holders to
establish an LOV of the engineering data
that supports the structural maintenance
program. This LOV corresponds to the
period of time, stated as a number of
total accumulated flight cycles or flight
hours, or both, during which the design
approval holder is able to demonstrate
that WFD will not occur in the airplane.
This demonstration must include an
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evaluation of airplane structural
configurations and be supported by test
evidence and analysis. If available,
service experience, or service
experience and teardown inspection
results, may be added to the test
evidence and analysis to provide
additional substantiation. The service
experience and teardown inspections
must be of high-time airplanes of similar
structural design, accounting for
differences in operating conditions and
procedures.
The NPRM proposed in § 25.1807(b)
[adopted here as § 26.21(b)] that holders
of design approvals for existing
airplanes subject to the rule be required
to evaluate airplane structural
configurations to determine when WFD
was likely to occur for structure
susceptible to multiple site damage or
multiple element damage. The results of
the evaluation were to be used to
support establishment of an initial
operational limit (now the LOV.)
The Boeing Company and industry
representatives on the AAWG
commented that proposed § 25.1807
would require an ‘‘evaluation’’ that is
not adequately defined and that there
are no objective criteria for
establishment of an LOV. These
deficiencies could result in
establishment of an LOV based solely on
analyses of structure susceptible to
multiple site damage and multiple
element damage, without consideration
of more relevant and reliable data, such
as test evidence and service experience.
These commenters concluded that, in
these circumstances, airplanes could be
operated well past the point to which
the engineering data supports safe
operation.
The commenters recommended that
the required evaluation explicitly
include the following tasks, which are
described in the AAWG’s 2003 report 28
as necessary to establish or extend an
LOV.
1. Ensure that the basics of the Aging
Aircraft Program are in existence.
2. Collect data necessary to extend
fatigue test evidence.
3. Perform analysis of the structure for
multiple site damage and multiple
element damage.
4. Create and update maintenance
documents to include maintenance
actions and modifications for those
areas where it has been predicted that
multiple site damage and multiple
element damage will occur before the
proposed LOV.
In addition, industry representatives
on the AAWG and Boeing
28 AAWG,
Widespread Fatigue Damage Bridge
Tasking Report, July 23, 2003.
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recommended that the rule explicitly
use the term ‘‘fatigue test evidence’’ to
refer to the collective body of
information that should be considered
in establishing an LOV. The FAA agrees
that the first task, having basics of the
four elements of the Aging Aircraft
Program in place,29 is an important
element for continued safe operation out
to LOV. However, as discussed in the
NPRM, this final rule does not include
requirements related to those initiatives
because they are already mandated by
airworthiness directives, operational
rules, and airworthiness limitations.
The FAA considers that tasks 2 and 3
are implicit in the text of the proposed
rule but agrees that proposed § 25.1807
could be misinterpreted and result in
too much reliance on results of analysis
to preclude WFD up to the LOV. This
was not our intent. In fact, as discussed
in the NPRM, our intent was consistent
with the AAWG’s recommendations
regarding WFD.
In response to these commenters, the
FAA has revised the proposed rule to
clarify how the LOV is to be established.
This final rule specifies that—for an
LOV to be acceptable—the supporting
evaluation must demonstrate that the
fatigue characteristics and any specified
maintenance actions for the airplane are
sufficient to prevent WFD from
occurring before the LOV.
The required demonstration typically
involves an evaluation of the airplane
structure to determine its susceptibility
to WFD and, if the structure is
susceptible, an evaluation indicating
that WFD will not occur before the
proposed LOV. The evaluation must be
supported by test evidence and analysis.
The design approval holder may
augment the test evidence and analysis
with any available service experience,
or service experience and teardown
inspection results of high-time
airplanes. Service experience and
teardown inspection results must be of
airplanes of similar structural design
and must account for differences in
operating conditions and procedures.
After seeing these changes to the rule as
they were described in the Technical
Document, Boeing stated that it
supports the FAA’s adoption of an
airplane-level assessment of fatigue test
evidence as the basis for both the
determination and extension of LOV.
The FAA is using the term ‘‘test
evidence’’ to align with the rule text of
§ 25.571 relative to WFD. Therefore, in
the context of this final rule, test
evidence is data derived from full-scale
29 Mandatory modification, corrosion prevention
and control, supplemental structural inspection,
and repair assessment.
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fatigue testing, which may be of the
complete airplane, or of separate major
sections of the airplane, or a
combination of the two. The test
evidence would be used to support the
proposed LOV for an airplane model.
The amount of test evidence required to
show compliance would depend on
where a design approval holder
proposes to set an LOV and what data
(such as test evidence or service
experience) already exist.
For a new airplane model that is
pending approval, there should be test
evidence to address all WFD-susceptible
structural areas of an airplane. The test
duration should be at least two times
the proposed LOV. The test evidence
may be from prior full-scale fatigue tests
performed by the applicant or others on
similar structure. For derivative models,
the applicant should compare the
derivative model to the tested model. To
use the test evidence from the original
certification project or previous
derivatives, the applicant should show
that the derivative model does not
significantly change the basic structural
design concept, aerodynamic contour,
and internal load distribution. Advisory
Circulars 120–YY and 25.571–1X
further describe considerations for when
existing test evidence could be used.
For some older airplanes, fatigue test
data may be limited to fuselage
structure. This is because the
pressurized fuselage has been
considered to be the most fatiguecritical part of the airplane. The wing
and empennage have typically been
considered less critical and, as a result,
relevant test data may not exist.
However, for these same airplane
models, significant service experience
does exist. The FAA would accept a
combination of test evidence and
analysis as well as service experience as
data to show compliance with this final
rule.
For example, in the case of one of the
pre-Amendment 25–45 airplane models,
significant numbers of airplanes both in
service and in storage have accumulated
flight cycles in excess of the design
service goal. For this model, there is
significant existing test evidence for the
fuselage, but very little for the wing. In
this case, the FAA expects that
demonstrating freedom from WFD for
the wing would be based primarily on
service experience; for the fuselage, it
would be based primarily on service
experience and test evidence. Advisory
Circular 120–YY further describes
considerations for when service
experience could be used to supplement
existing fatigue testing that is limited to
certain major components of the
airplane, such as the fuselage.
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The FAA has used the term ‘‘analysis’’
to include fatigue and damage tolerance
analyses. Teardown inspections of inservice airplanes and fatigue test articles
should be performed to the degree
necessary to validate that the test
evidence, analysis, and service
experience are representative of the
fatigue performance of the airplane out
to the LOV. Design approval holders
must explain in their certification plan
how they intend to substantiate their
proposed LOV. The FAA has revised AC
120–YY to provide further guidance on
the steps to take for establishing an
LOV.
As discussed in the NPRM, design
approval holders are not required to
identify and develop maintenance
actions if they can show that such
actions are not necessary to prevent
WFD before the airplanes reach LOV. If
they choose to establish LOVs that rely
upon maintenance actions to prevent
WFD before the LOV, they must identify
those actions and, unless the necessary
service information already exists,
develop the service information in
accordance with a binding schedule
approved by the FAA. Those actions
would then be mandated, not by today’s
rule, but by future airworthiness
directives.
To be approved, the ‘‘binding
schedule’’ for necessary maintenance
actions must ensure that the service
information is provided in a ‘‘timely
manner.’’ In the NPRM, the FAA
explained that the purpose of this
requirement was to enable the FAA to
issue the necessary airworthiness
directives in time to allow operators to
accomplish these actions during normal
maintenance. The intent is to allow
design approval holders the flexibility
to focus their efforts on initially
developing service information on those
maintenance actions that must be
accomplished first. At the same time,
the FAA expects design approval
holders to devote sufficient resources to
these efforts so that:
• The service information is available
when the FAA needs it to initiate the
airworthiness directive rulemaking
process, including providing public
notice and opportunity to comment; and
• The resulting airworthiness
directives will provide sufficient
compliance times so that the required
actions can be accomplished without
disrupting operators’ normal
maintenance schedules.
Airbus stated that the analysis is the
driver for substantiating LOVs and that
test evidence supports the analysis.
Analysis methods are used in
combination with the engineering data
to characterize WFD behavior to the
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degree necessary to determine if
maintenance actions are required prior
to the proposed LOV. As a result, test
evidence and analysis are both required
to demonstrate freedom from WFD. This
is consistent with the existing
requirements of § 25.571 at Amendment
25–96.
We agree that a design approval
holder may not have both service
experience and teardown inspection
results available to use as part of its
compliance data. We have modified the
requirement so that a design approval
holder may have either service
experience or service experience and
results of teardown inspections. The
change is follows:
‘‘This demonstration must include an
evaluation of airplane structural
configurations and be supported by test
evidence and analysis at a minimum
and, if available, service experience, or
service experience and teardown
inspection results, of high-time
airplanes of similar structural design,
accounting for differences in operating
conditions and procedures.’’
I. How To Extend LOVs
Proposed § 25.1811 provided that any
person could apply to extend an
operational limit, using a process
similar to that for establishing the initial
operational limit. The configuration to
be evaluated would consist of not only
all model variations and derivatives
approved under the type certificate for
which the extension is sought, but also
all structural repairs, alterations, and
modifications to those airplanes,
whether mandated by airworthiness
directive or not.
Section 26.23(b) of this final rule
(proposed as § 25.1811) contains
requirements for obtaining approval of
an extended LOV that corresponds to
the period of time, stated as a number
of total accumulated flight cycles or
flight hours or both, beyond an existing
LOV during which it is demonstrated
that WFD will not occur in the airplane.
This demonstration must include an
evaluation of airplane structural
configurations and be supported by test
evidence and analysis at a minimum
and, if available, service experience, or
service experience and teardown
inspection results of high-time airplanes
of similar structural design, accounting
for differences in operating conditions
and procedures. Requirements for this
section are the same as those for
establishing an LOV. The FAA has
removed the requirement to evaluate
repairs, alterations, and modifications
from § 26.23.
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1. Change the Procedure for Extending
LOVs
Industry representatives on the
AAWG, ATA, Cessna, Airbus, United
Parcel Service, FedEx, Boeing, and
American Airlines stated that the means
proposed in § 25.1811 for extending an
operational limit is administratively
difficult, impractical, and technically
unachievable. The commenters
expressed doubt that the proposed
process could be realistically or
uniformly accomplished because
different operators will be involved in
extending the LOV for the same airplane
model. Furthermore, said the
commenters, it is unlikely that any
single operator has the information
necessary to obtain an extended LOV.
The cost, and uncertainty about the
outcome of the evaluation, would make
this process nearly impossible for an
operator to attempt.
The commenters added that extending
an LOV would need to be done by
addressing each individual airplane,
identified by tail number, whereas the
maintenance actions which support the
initial LOV are based on statistics
pertaining to behavior of the entire fleet
of a particular model. Thus, the method
of determining maintenance actions to
preclude WFD out to the LOV is not
valid for a single airplane. The AAWG
industry representatives recommended
that establishing an extended LOV and
evaluating repairs, alterations, and
modifications be a sequential process.
The first step would be to establish the
extended LOV. The second step would
be for each design approval holder for
a modification to evaluate its own
design relative to the extended LOV and
obtain a separate, independent approval
for its design. The operator would
continue to be responsible for
assembling all maintenance
requirements, depending on actual
airplane configuration, and for obtaining
approval of the maintenance program
from the principal maintenance
inspector. Such a process is similar to
industry proposals for compliance with
the Aging Airplane Safety Final Rule.
Several commenters also remarked
that the administrative process for
obtaining an amended type certificate or
supplemental type certificate will be
extraordinarily difficult to manage
because manufacturers, operators, and
holders of supplemental type
certificates do not necessarily have
access to each other’s proprietary
information. The existing business and
legal agreements in place did not
contemplate the high degree of data
disclosure that will be required to
develop WFD guidance material and
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data needed for an amended type
certificate or supplemental type
certificate. Furthermore, many transport
airplanes are converted to operate in
different roles than those for which they
were originally designed. Often
operators cannot obtain support or
design data from design approval
holders because the latter have concerns
about liability, are no longer in
business, or are more motivated to sell
new airplanes than to support old ones.
Several commenters recommended
that the FAA delete proposed § 25.1811
and revise proposed § 25.1807 to allow
extension of an LOV by a process
approved by the Administrator. They
base their recommendation on the fact
that the technical requirements for
establishing an LOV are no different
from those for establishing an extended
LOV.
The FAA agrees that, given the
extensive information required to
develop guidelines for including a WFD
evaluation of repairs, alterations, and
modifications, the proposed
requirements for extending the LOV
needed to be changed. As discussed
earlier, the FAA has removed those
requirements. As a result, this final rule
includes requirements for extending an
LOV based on the original LOV airplane
configuration plus all new structural
modifications or replacements
mandated by airworthiness directives.
The FAA has revised requirements of
§ 26.23(b) to be consistent with
§ 26.21(b). As previously stated, if our
research demonstrates that additional
actions are needed to address risks for
repairs, alterations, and modifications,
the FAA will consider further
rulemaking.
The FAA does not agree with the
suggestions to allow extension of an
LOV using a process approved by the
Administrator. In this final rule,
requirements for extending an LOV are
similar to those for establishing the first
LOV. However, the design approval
holder is not required to develop the
data to support an extended LOV
because such extensions are optional.
The extended LOV and associated
maintenance actions (inspections,
modifications, or replacements) must be
defined within the Airworthiness
Limitations section for the airplane.
This requirement is unchanged from the
proposed requirements of § 25.1811(b)
of the NPRM. As stated in the NPRM,
the FAA intends to use airworthiness
directives to mandate any maintenance
actions necessary to reach the LOV
established under § 26.21, so that
operators will have an opportunity to
comment on the proposed maintenance
actions. It is not necessary to use this
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process for extensions of the LOV,
however, because the extended LOV
would include all maintenance actions
at the time of approval. For these
reasons, the FAA has kept requirements
for extending an LOV separate from
§ 26.21. The FAA has revised AC 120–
YY to provide guidance on establishing
an extended LOV.
2. Evaluation of Repairs, Alterations,
and Modifications for an LOV Extension
EASA stated that certain existing
repairs, alterations, and modifications
should be evaluated for WFD when the
LOV is being extended. EASA states that
the risk of WFD increases for repairs,
alterations, and modifications as
airplanes age.
As discussed elsewhere in this
document, an extension should be based
on the airplane’s structural
configuration, just as the initial LOV is.
Persons establishing extensions to LOVs
may identify conditions or limitations
in the Airworthiness Limitations section
of the Instructions for Continued
Airworthiness that apply to the
extensions. For example, the LOV
extension may only be valid for
airplanes that operate at a certain cabin
differential pressure or maximum
takeoff gross weight. Operators may
have to evaluate their airplanes and take
certain actions prior to incorporating
any extensions. AC 120–YY provides
additional guidance on this.
3. Alternate Means of Compliance
(AMOCs)
APA commented that operators
should not be allowed alternate means
of compliance (AMOCs) for the WFD
rule because, it says, if the FAA allows
AMOCs as it does with airworthiness
directives, the ability to collect data and
track compliance will be greatly
complicated. Each operator, said the
commenter, will comply in a manner
with the least financial impact to its
company. This may or may not be
supported by the ongoing efforts of the
original equipment manufacturers to
develop analysis techniques and
procedures. It will also add significant
financial costs to the original equipment
manufacturers and the FAA to support,
track, and verify each AMOC.
The initial LOV is established and
approved under § 26.21 or § 25.571. Any
extension to the initial LOV or any
subsequent LOV is established and
approved under § 26.23. The FAA does
not issue AMOCs for these regulations.
Any deviation from a rule is handled via
the procedures contained in 14 CFR part
11.
Under § 26.21, any maintenance
actions needed to support the initial
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69765
LOV will be mandated by airworthiness
directives, and compliance with those
airworthiness directives and the ability
to apply for an AMOC for those
maintenance actions will not involve
procedures that are any different from
those used for airworthiness directives
today. An AMOC for the maintenance
actions for an initial LOV will not affect
the LOV itself.
Under § 26.23, however, any
maintenance actions developed to
support the extended LOV will be
incorporated into the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness. The
maintenance actions for extended LOVs
will not be published in airworthiness
directives.
4. Extension Procedure Doesn’t Allow
Public Comment
ATA and Northwest Airlines stated
that the proposed rule does not permit
the public to comment on extensions to
LOVs and the maintenance actions that
support them. Extensions to LOVs
mandated by airworthiness directive
would allow the opportunity for public
comments on extended LOVs.
Although mandating LOV extensions
by airworthiness directive would allow
the public the opportunity to comment,
the FAA does not agree with the
suggestions to use airworthiness
directives to allow extension of an LOV.
This is for two reasons:
• Approving an extended LOV isn’t
rulemaking; it’s a finding of compliance
with the applicable regulatory standard
(i.e., freedom from WFD).
• If the FAA doesn’t extend the LOV,
or subsequent extensions of that LOV,
there’s no unsafe condition justifying an
airworthiness directive, because affected
airplanes are grounded when they reach
the LOV.
The FAA has revised AC 120–YY to
provide guidance on establishing an
extended LOV.
The AAWG recommended in its Task
3 Report that design approval holders
and operators work together in
establishing LOVs and LOV extensions.
Under today’s rule, the FAA expects
that design approval holders and
operators will work together when
persons are seeking approval for
extended LOVs.
J. Applicability for Existing Airplanes
The rule proposed in the NPRM
would apply to existing transport
category airplanes with a maximum
takeoff gross weight greater than 75,000
pounds, by virtue of either the original
type certification of the airplane or a
later increase, that are operated under
part 121 or 129.
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This final rule applies to certain
existing transport category, turbinepowered airplanes with a maximum
takeoff gross weight greater than 75,000
pounds and a type certificate issued
after January 1, 1958, regardless of
whether the maximum takeoff gross
weight is a result of an original type
certificate or a later design change. In
addition, it applies to transport
category, turbine-powered airplanes
with a type certificate issued after
January 1, 1958, if a design change
approval for which application is made
after the effective date of the rule has
the effect of reducing the maximum
takeoff gross weight from greater than
75,000 pounds to 75,000 pounds or less.
It also applies to operators of those
airplanes being operated under part 121
or 129.
1. Type Certificates Issued After January
1, 1958
As proposed, applicability of the rule
was not limited to turbine-powered
airplanes with type certificates issued
after January 1, 1958. Everts Air Cargo
requested that McDonnell Douglas
Model DC–6 airplanes be excluded from
applicability, and Boeing requested that
both the DC–6 and DC–7 be excluded.
Everts Air Cargo stated that its airplanes
are non-pressurized, which should
reduce the risk that they would develop
WFD. Both Boeing and Everts pointed
out that §§ 121.370a and 129.16 of the
Aging Airplane Safety Final Rule apply
only to certain transport category,
turbine-powered airplanes with a type
certificate issued after January 1, 1958.
The commenters recommended that the
rule pertaining to WFD apply only to
those same airplanes.
The FAA agrees that certain parts of
the applicability of this final rule should
align with the Damage Tolerance Data
Rule and the Aging Airplane Safety
Final Rule and other aging airplane
rules, such as EAPAS/FTS. The
McDonnell Douglas DC–6 and DC–7
airplanes have not had a damage
tolerance assessment and have not been
included in the Damage Tolerance Data
Rule. In addition, the risk from
excluding these airplanes is small
because there are so few of them.
Therefore, in this final rule the FAA
has added the phrase ‘‘transport
category, turbine-powered airplanes
with a type certificate issued after
January 1, 1958’’ to the applicability
provisions of § 26.21 and to the
operating rules. The change means that
the following airplanes, which would
have been affected by the proposal, are
not subject to this final rule:
• McDonnell Douglas Models DC–6
and DC–7.
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• Lockheed Model 1649A–98.
• Lockheed Model 1049 Series.
• Lockheed Models 49–46, 149–46,
649–79, 649A–79, 749–79, and 749A–
79.
2. Original Type Certification
The applicability provision in
proposed § 25.1807 included airplanes
with maximum takeoff gross weights
exceeding 75,000 pounds, as approved
during original type certification, as
well as airplanes with lower weights
that had been increased to greater than
75,000 pounds through later design
changes. This applicability provision
was intended to address two situations.
In the past, some designers and
operators avoided applying
requirements mandated only for
airplanes over a specific capacity by
receiving a design change approval for
a slightly lower capacity. By referencing
the capacity resulting from original type
certification, the NPRM removed this
means of avoiding compliance.
Similarly, an airplane design could be
originally certified with a capacity
lower than the minimum specified in
the rule, but through later design
changes, the capacity has been
increased above this minimum. The
reference in the NPRM to a later
increase in capacity was intended to
ensure that, if this occurs, the design
would have to meet the requirements of
the rule.
The applicability proposed in the
NPRM did not distinguish among design
changes based on whether their date of
application for design approval
occurred before or after the rule’s
effective date. That provision in
proposed § 25.1807 is similar to that for
the EAPAS/FTS, Fuel Tank
Flammability, and Damage Tolerance
Data Rules. In addition, the reference to
capacity resulting from original type
certification is common to proposed
§ 25.1807 and the other rules. The
agency has determined that the
approach to applicability under today’s
rule should be slightly different from
that used in previous rules. This is to
avoid requiring design approval holders
to establish LOVs for models that have
maximum takeoff gross weights that
were decreased to 75,000 pounds or less
by an amended type certificate or
supplemental type certificate before the
effective date of today’s rule. Applicants
for such design changes in the past
could not have designed the airplanes’
capacities to avoid complying with
today’s requirements, and it is not our
intent to include them in the
applicability of this final rule.
The FAA has revised this section
(now § 26.21) to apply to transport
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Frm 00022
Fmt 4701
Sfmt 4700
category, turbine-powered airplanes
with a maximum takeoff gross weight
greater than 75,000 pounds and a type
certificate issued after January 1, 1958,
regardless of whether the maximum
takeoff gross weight is a result of an
original type certificate or a later design
change. This section also applies to
transport category, turbine-powered
airplanes with a type certificate issued
after January 1, 1958, if a design change
approval, for which application is made
after the effective date of the rule, has
the effect of reducing the maximum
takeoff gross weight from greater than
75,000 pounds to 75,000 pounds or less.
The FAA has also revised the
applicability of §§ 121.1115 and 129.115
to be consistent with the applicability of
§ 26.21 for existing airplanes. For future
airplanes for which an LOV is approved
in accordance with § 25.571 of today’s
rule, we have retained the requirement
that §§ 121.1115 and 129.115 apply to
operators of U.S.-registered transport
category, turbine-powered airplanes,
regardless of the maximum takeoff gross
weight. For future design changes
reducing the maximum takeoff gross
weight from greater than 75,000 pounds
to 75,000 pounds or less, the
compliance date for operators is 30
months after the effective date of the
rule, or the date of design change
approval, or the date specified in the
plan approved under § 25.571(b),
whichever occurs latest. For these
design changes, unless or until the
design approval holder complies with
§ 26.21 by establishing a new LOV, the
LOV applying to the airplane in the
absence of the design change would still
apply.
3. Airplane Configuration
This final rule requires that holders of
type certificates for existing airplanes
evaluate certain configurations of those
airplanes for susceptibility to WFD and
use the results of the evaluation to set
LOVs for those airplanes. The
configurations to be evaluated are:
• All model variations and
derivatives approved under the type
certificate, and
• All structural modifications and
replacements to those airplanes which
were mandated by airworthiness
directives issued to address any
configuration developed by the design
approval holder.
In the NPRM, the FAA proposed
evaluation of the same airplane
configurations.
In their comments, the industry
representatives on the AAWG, Boeing,
and Airbus expressed concern about the
proposed requirement to evaluate all
structural modifications and
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
Embraer agreed that existing regional
jet airplanes should not be subject to the
rule at this time, stating that the
airplanes have typically been
certificated to damage tolerance
requirements. Other commenters—such
as the National Transportation Safety
Board, Transport Canada, the Air Line
Pilots Association (ALPA), EASA, and
an individual commenter—did not
agree, because the regional jets are at
risk of developing WFD as they
accumulate flight cycles just as larger
airplanes are. The ALPA recommended
that the FAA form a study group to
assess WFD in lighter airplanes.
Pending a detailed risk analysis, the
association suggested a weight cutoff of
12,000 pounds.
The 75,000 pound weight cutoff was
based on recommendations from the
AAWG for WFD rulemaking. The
overwhelming majority of passengers
and cargo are carried by airplanes with
a maximum gross takeoff weight of
greater than 75,000 pounds. Inclusion of
airplanes below that limit and above
12,500 pounds is under study by the
FAA and if service experience shows a
need to include those airplanes,
rulemaking will be considered to
include them.
The FAA’s highest priority is to
address the oldest airplanes at highest
risk of WFD—namely, airplanes with a
maximum takeoff gross weight greater
than 75,000 pounds. However, the FAA
recognizes that the lighter and relatively
younger regional jets will also be at risk
of developing WFD as they accumulate
flight cycles. We will reassess the fleet,
including those airplanes below 75,000
pounds, after this rule has been
implemented, to determine whether
further rulemaking is necessary.
4. Weight Cutoff
jlentini on DSKJ8SOYB1PROD with RULES2
replacements mandated by
airworthiness directives. Airbus stated
that this approach deviates from all
previous industry recommendations and
will lead to a significant increase in
configurations to be assessed. The
industry representatives on the AAWG,
Boeing, and Airbus requested that the
FAA reconsider this requirement and
focus only on airworthiness directives
which have been issued specifically to
address WFD.
The FAA issues many airworthiness
directives which require structural
modifications or replacements not
intended to address WFD. These
required modifications or replacements,
however, may affect susceptibility of a
structure to WFD. A modification might
introduce new details that cause a
structure which was previously not
susceptible to WFD to become
susceptible, or make a change that
increases susceptibility so that
previously established maintenance
actions need to be modified. Because
today’s rule is intended to address the
potential for WFD in airplanes as they
are actually configured, we must
address these required modifications. It
would serve no useful purpose to
evaluate structural configurations which
no longer exist in service because
airworthiness directives have required
modifications to those configurations.
Modifications mandated by
airworthiness directives are much fewer
in number than other modifications, and
they generally affect airplanes of the
same model in the same way. Many
modifications mandated by
airworthiness directives would not
affect the potential for WFD; others
could.30 Therefore, the FAA is today
issuing this requirement as proposed.
5. Default LOVs and Excluded Airplanes
In the preamble to the proposed rule,
the FAA stated that the agency had
considered applying the rule to all
existing transport category airplanes,
regardless of the maximum takeoff gross
weight. The FAA acknowledged that
using a weight cutoff of greater than
75,000 pounds excludes approximately
1,600 regional jets operating under parts
121 or 129, giving the impression that
this rule might not align with our ‘‘One
Level of Safety’’ initiative. However, the
FAA justifies the proposed weight cutoff
on the basis of the relatively young age
of the regional jet fleet. Because those
airplanes are younger, they have a low
present risk for WFD.
a. Table 1—Default LOVs
30 Advisory Circular 120–YY provides guidance
on which modifications mandated by airworthiness
directives should be assessed by the design
approval holder.
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In the proposed operational
requirements in the NPRM, the FAA
inadvertently created an ambiguity
regarding the obligations of operators of
airplanes for which the design approval
holder might fail to establish an LOV as
required. While the FAA fully
anticipates that affected design approval
holders will comply with the
requirements of this final rule, there is
a need to clearly provide for what
happens if one or more does not. As
proposed, paragraph (a) of §§ 121.1115
and 129.115 would apply to operators of
airplanes for which an LOV ‘‘has been
established.’’ Paragraph (b) of these
sections requires that operators
incorporate approved LOVs.
Our expectation was that, if a design
approval holder failed to comply with
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Fmt 4701
Sfmt 4700
69767
the requirement to obtain approval for
an LOV, the operator or operators, in
order to continue to operate the affected
airplanes, would themselves obtain the
necessary approval. Because they would
not have access to the design approval
holder’s data necessary to perform a
WFD evaluation, they would likely have
to rely on the design service goals and
extended service goals set forth in Table
3 of the NPRM (see below). As stated in
the NPRM, ‘‘After June 18, 2008, an
affected operator could not operate an
airplane unless the operator has
incorporated an Airworthiness
Limitations section approved under
Appendix H to part 25 or § 25.1807 into
its maintenance program.’’
The FAA now recognizes that the
final rule should explicitly define
operators’ obligations if the design
approval holder fails to comply.
Therefore, the FAA has revised the
operational rules to state that, in the
absence of an approved LOV, the
operator must incorporate the
applicable LOV specified in Table 1 31 of
either § 121.1115 or § 129.115. The table
also adds flight hour numbers for design
service goals for airplanes for which that
information was available.
The inclusion of default LOVs in
Table 1 does not prevent an operator
from developing its own LOV under
§ 26.23 of this final rule. The rule
specifies that—
• The design approval holder must
establish an LOV, and
• If an LOV is not approved, an
operator must use the default LOV in
Table 1. If an operator later chooses to
establish an LOV under § 26.23, that
LOV will be considered an extended
LOV.
This provision eliminates any need
for operators to obtain a separate
approval for these ‘‘default’’ LOVs. It
also eliminates the risk that a relatively
young airplane would be grounded as of
an operator’s compliance date simply
because the FAA had not approved an
LOV for that airplane.
Boeing stated that the default LOVs
published in the Technical Document
are without context and could be
misused. Boeing said that it could
provide more appropriate numbers to
31 To develop Table 1, the FAA added airplanes
to Table 3, deleted airplanes from Table 3, and split
Boeing Models 737, 747, and 777 airplanes into two
groups. These airplanes were added: Airbus A318
and A380; Bombardier CL–600 (2D15 and 2D24);
and Embraer ERJ–170 and ERJ–190. The following
airplane models were deleted: Boeing 707 and 720;
Bombardier CL–44 and BD–700; British Aerospace
Airbus, Ltd. BAC 1–11; British Aerospace
(Commercial Aircraft) Ltd. Armstrong Whitworth
Argosy A.W. 650 Series 101; BAE Systems
(Operations) Ltd BAe 146A (all models), Avro 146
RJ70A, Avro RJ85A, and Avro RJ100A.
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
use, but that these numbers should be
removed from the rule because Boeing
intends to comply with the rule.
The default LOVs in Table 2 of
§ 121.1115 and § 129.115 are intended
to be used by persons who may choose
to operate one of the excluded airplanes.
They may also be used by other
operators if a design approval holder is
late in establishing an LOV, in order to
prevent airplanes with fewer
accumulated flight cycles and flight
hours than the default LOV from being
grounded. A few airplanes, such as the
Airbus A380, already have an
operational limitation included in their
Airworthiness Limitations section.
These are referenced in the table by a
NOTE, and may be used as a default
LOV.
FIGURE 3—COMPARISON OF NPRM DESIGN AND EXTENDED SERVICE GOALS AND FINAL RULE DEFAULT LOVS
NPRM table 3
Design and Extended Service Goals
(flight cycles)
jlentini on DSKJ8SOYB1PROD with RULES2
Airplane model
Airbus:
A300 B2 Series 32 ........................................................................
A300 B4–100 Series 33 ................................................................
A300 B4–203 ...............................................................................
A300–600 Series 34 .....................................................................
A310–200 Series (all models) .....................................................
A310–300 Series (all models) .....................................................
A318 Series (all models) .............................................................
A319 Series (all models) .............................................................
A320–100 Series (all models) 35 .................................................
A320–200 Series (all models) 35 .................................................
A321 Series (all models) .............................................................
A330–200, –300 Series (except WV050 family) (non enhanced) 36.
A330–200, –300 Series WV050 family (enhanced) 36 ................
A330–200 Freighter Series .........................................................
A340–200, 300 Series(except WV 027 and WV050 family) (non
enhanced) 37.
A340–200, 300 Series WV 027 (non enhanced) 37 ....................
A340–300 SeriesWV050 family (enhanced) 37 ............................
A340–500, 600 Series (all models) 37 .........................................
A380–800 Series (all models) .....................................................
Boeing:
Boeing 707 (–100 Series and –200 Series) ................................
Boeing 707 (–300 Series and –400 Series) ................................
717 (all models) ...........................................................................
Boeing 720 ..................................................................................
727 (all models) ...........................................................................
737 (Classics): 737–100, –200, –200C, –300, –400, –500 40 ....
737 (NG): 737–600, –700, –700C, 800, 900 40 ...........................
737–900ER ..................................................................................
747 (Classics): 747–100, –100B, –100B SUD, –200B, –200C,
–200F, –300, –747SP, 747SR 41.
747–400: 747–400, –400D, –400F 41 ..........................................
757 (all models) ...........................................................................
767 (all models) ...........................................................................
777–200, –300 42 .........................................................................
777–200LR, 777–300ER 42 .........................................................
777F .............................................................................................
Bombardier:
CL–44D4 and CL–44J .................................................................
CL–600: 2D15 (Regional Jet Series 705), 2D24 (Regional Jet
Series 900).
British Aerospace Airbus, Ltd.:
BAC 1–11 (all models) ................................................................
British Aerospace (Commercial Aircraft) Ltd.:
Armstrong Whitworth Argosy A.W. 650 Series 101 ....................
BAE Systems (Operations) Ltd.:
BAE 46 (all models) and Avro 146 RJ70A, RJ85A and RJ100A
(all models).
Embraer:
ERJ 170 (all models) ...................................................................
ERJ 190 (all models) ...................................................................
Fokker:
F.28 Mark 70, Mark 100 (all models) ..........................................
Lockheed:
300–50A01 (USAF C 141A) ........................................................
L–1011 (all models) .....................................................................
188 (all models) ...........................................................................
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Jkt 223001
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Frm 00024
Final rule §§ 121.1115 and
129.115 table 1
Default LOVs
[flight cycles (FC) or flight
hours (FH)]
48,000 ...........................................................
40,000 ...........................................................
34,000 ...........................................................
30,000 ...........................................................
40,000 ...........................................................
35,000 ...........................................................
None provided ...............................................
48,000 ...........................................................
48,000 ...........................................................
48,000 ...........................................................
48,000 ...........................................................
40,000 ...........................................................
48,000
40,000
34,000
30,000
40,000
35,000
48,000
48,000
48,000
48,000
48,000
40,000
40,000 ...........................................................
None provided ...............................................
20,000 ...........................................................
33,000 FC/100,000 FH
NOTE 38
20,000 FC/80,000 FH
20,000 ...........................................................
20,000 ...........................................................
20,000 ...........................................................
None provided ...............................................
30,000 FC/60,000 FH
20,000 FC/100,000 FH
16,600 FC/100,000 FH
NOTE 39
20,000 ...........................................................
20,000 ...........................................................
60,000 ...........................................................
30,000 ...........................................................
60,000 ...........................................................
75,000 ...........................................................
75,000 ...........................................................
None provided ...............................................
20,000 ...........................................................
Excluded per § 26.21(g)
Excluded per § 26.21(g)
60,000 FC/60,000 FH
Excluded per § 26.21(g)
60,000 FC
75,000 FC
75,000 FC
75,000 FC
20,000 FC
20,000 ...........................................................
50,000 ...........................................................
50,000 ...........................................................
44,000 ...........................................................
44,000 ...........................................................
None provided ...............................................
20,000
50,000
50,000
40,000
40,000
11,000
20,000 ...........................................................
None provided ...............................................
Excluded per § 26.21(g)
60,000 FC
85,000 ...........................................................
Excluded per § 26.21(g)
20,000 ...........................................................
Excluded per § 26.21(g)
50,000 ...........................................................
Excluded per § 26.21(g)
None provided ...............................................
None provided ...............................................
NOTE 43
NOTE 44
90,000 ...........................................................
90,000 FC
20,000 ...........................................................
36,000 ...........................................................
26,600 ...........................................................
Excluded per § 26.21(g)
36,000 FC
26,600 FC
Fmt 4701
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E:\FR\FM\15NOR2.SGM
15NOR2
FC
FC
FC
FC/67,500
FC/60,000
FC/60,000
FC/60,000
FC/60,000
FC/48,000
FC/60,000
FC/60,000
FC/60,000
FH
FH
FH
FH
FH
FH
FH
FH
FH
FC
FC
FC
FC
FC
FC
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
69769
FIGURE 3—COMPARISON OF NPRM DESIGN AND EXTENDED SERVICE GOALS AND FINAL RULE DEFAULT LOVS—
Continued
NPRM table 3
Final rule §§ 121.1115 and
129.115 table 1
Airplane model
Design and Extended Service Goals
(flight cycles)
Default LOVs
[flight cycles (FC) or flight
hours (FH)]
382 (all models) ...........................................................................
1649A–98 ....................................................................................
1049–54, 1049B–55, 1049C–55, 1049D–55, 1049E–55,
1049F–55, 1049G–8249–46, 149–46, 649–79, 649A–79.
749–79, 749A–79 ........................................................................
McDonnell Douglas:
DC–6 45 ........................................................................................
DC–6A (all models) 45 ..................................................................
DC–6B (all models) 45 ..................................................................
DC–7 (all models) 45 ....................................................................
DC–8, –8F (all models) ...............................................................
DC–9 (all models) ........................................................................
MD–80 (all models) .....................................................................
MD–90 (all models) 46 ..................................................................
DC–10–10, –15 (all models) .......................................................
DC–10–30, –40, –10F, –30F, –40F (all models) ........................
MD–10–10F (all models) .............................................................
MD–10–30F (all models) .............................................................
MD–11, –11F (all models) ...........................................................
Airplanes with Maximum Takeoff Gross Weight Changes:
All airplanes whose maximum takeoff gross weight has been
decreased to 75,000 pounds or below after January 14, 2011
or increased to greater than 75,000 pounds at any time by
an amended type certificate or supplemental type certificate.
20,000 ...........................................................
20,000 ...........................................................
20,000 ...........................................................
20,000 FC/50,000 FH
Excluded per § 26.21(a)
Excluded per § 26.21(a)
20,000 ...........................................................
Excluded per § 26.21(a)
20,000 ...........................................................
20,000 ...........................................................
20,000 ...........................................................
20,000 ...........................................................
50,000 ...........................................................
100,000 .........................................................
50,000 ...........................................................
60,000 ...........................................................
42,000 ...........................................................
30,000 ...........................................................
42,000 ...........................................................
30,000 ...........................................................
20,000 ...........................................................
Excluded per § 26.21(a)
Excluded per § 26.21(a)
Excluded per § 26.21(a)
Excluded per § 26.21(a)
50,000 FC/50,000 FH
100,000 FC/100,000 FH
50,000 FC/50,000 FH
60,000 FC/90,000 FH
42,000 FC/60,000 FH
30,000 FC/60,000 FH
42,000 FC/60,000FH
30,000 FC/60,000 FH
20,000 FC/60,000 FH
Design service goals and extended service
goals for airplanes whose weight has
been changed are unknown.
There are no default LOVs
for airplanes whose
weight has been
changed.
32 Listed
as A300 B2–1A, B2–1C and B2K–3C in the NPRM.
as A300 B4–2C and B4–103 in the NPRM.
as A300 B4–600 Series, B4–600R Series, and F4–600R Series in the NPRM.
35 Listed as A320 (all models) in the NPRM.
36 Listed as A330 (all models) in the NPRM.
37 Listed as A340 (all models) in the NPRM.
38 Airplane operation limitation is stated in the Airworthiness Limitation section.
39 Airplane operation limitation is stated in the Airworthiness Limitation section.
40 Listed as Boeing 737 in the NPRM.
41 Listed as Boeing 747 in the NPRM.
42 Listed as Boeing 777 in the NPRM.
43 Airplane operation limitation is stated in the Airworthiness Limitation section.
44 Airplane operation limitation is stated in the Airworthiness Limitation section.
45 Airplane certificated before 1958.
46 Listed as MD–90–30 in the NPRM.
33 Listed
34 Listed
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b. Table 2—Airplanes excluded from
§ 26.21
Section 26.21 specifically excludes
models of airplanes from today’s rule if
no airplanes of that model are operating
under part 121 or 129. Today’s revisions
to parts 121 and 129 requiring that
operators incorporate LOVs into their
structural maintenance programs
include applicability to operators of
airplanes that have been excluded under
§ 26.21 should the operator later decide
to operate one of them.
In the NPRM, the FAA proposed
excluding airplanes not operated under
part 121 or 129. The agency proposed
exclusion from the rule for:
• Bombardier BD–700.
• Gulfstream GV.
• Gulfstream GV–SP.
• British Aerospace, Aircraft Group,
and Societe Nationale Industrielle
Aerospatiale Concorde Type 1.
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The FAA requested comments on the
feasibility and benefits of including or
excluding these airplanes. The agency
also requested comments on the
feasibility of including or excluding any
other transport category airplanes with
a maximum takeoff gross weight greater
than 75,000 pounds from the
requirements of this provision, whether
or not they are operated under part 121
or 129.
Several commenters disagreed with
the applicability of the rule, as
proposed. The National Transportation
Safety Board recommended that the
final rule also apply to airplanes
operated under part 135 because they
may be at equal or greater risk of
developing WFD compared to those
operated under parts 121 or 129.
An individual commenter suggested
that the FAA delete the list of airplanes
proposed for exclusion because it gives
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preferential treatment to certain
airplanes. This commenter added that
an operator had planned to use
Gulfstream GV airplanes for part 121
operations but chose not to do so only
for financial reasons. If an operator did
decide to operate an excluded airplane
under part 121 or 129, said the
commenter, there would be no
operational limit and no associated
maintenance actions to preclude WFD
in that airplane. Although this
commenter did not support having a list
of excluded airplanes in the rule, he
suggested—based on the agency’s stated
rationale in the NPRM—that we add the
following airplanes to the list:
• The Douglas DC–6, DC–6A, and
DC–7.
• The Lockheed 049, 149, 649, 749,
1049, 1649, 188, 300, and 382.
• The Boeing 707 and 720.
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
We have reconsidered our rationale
for the list of excluded airplanes
proposed in the NPRM. Those airplanes
have a maximum takeoff gross weight
greater than 75,000 pounds but are not
currently operating under part 121 or
129. Therefore, there is no reason to
require the design approval holders to
establish LOVs for them. We have
decided to retain on the list the models
originally proposed for exclusion from
the rule and, in response to comments,
and to be consistent with other aging
airplane rules, have added other models
which are not operated under part 121
or 129. The complete list is shown
below.
(1) Bombardier BD–700.
(2) Bombardier CL–44.
(3) Gulfstream GV.
(4) Gulfstream GV–SP.
(5) British Aerospace, Aircraft Group,
and Societe Nationale Industrielle
Aerospatiale Concorde Type 1.
(6) British Aerospace (Commercial
Aircraft) Ltd., Armstrong Whitworth
Argosy A.W. 650 Series 101.
(7) British Aerospace Airbus, Ltd.,
BAC 1–11.
(8) BAE Systems (Operations) Ltd.,
BAe 146.
(9) BAE Systems (Operations) Ltd.,
Avro 146.
(10) Lockheed 300–50A01 (USAF
C141A).
(11) Boeing 707.
(12) Boeing 720.
(13) deHavilland D.H. 106 Comet 4C.
(14) Ilyushin Aviation IL–96T.
(15) Bristol Aircraft Britannia 305.
(16) Avions Marcel Dassault-Breguet
Aviation Mercure 100C.
(17) Airbus Caravelle.
(18) D & R Nevada, LLC, Convair
Model 22.
(19) D & R Nevada, LLC, Convair
Model 23M.
The FAA recognizes that it is
possible—as suggested by the individual
commenter—that in the future an
operator could decide to operate an
‘‘excluded’’ airplane under part 121 or
129. Therefore, in this final rule
§§ 121.1115 and 129.115 are revised to
provide that no airplane listed in § 26.21
can be operated under part 121 or 129
unless an LOV for the airplane has been
incorporated into the operator’s
structural maintenance program. The
operational rules state that, in the
absence of an approved LOV, the
operator must incorporate the
applicable default LOV specified in
Table 2 of either §§ 121.1115 or 129.115.
Those default LOVs are based on Table
3 of the NPRM. As stated in the NPRM,
Table 3 used design service goals and
extended service goals that were based
on information from design approval
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Jkt 223001
holders or on a conservative estimate by
the FAA. It did not include the Comet
4C, IL–96T, Britannia 305, Mercure
100C, Caravelle, Convair Model 22, or
Convair Model 23M. To develop those
default LOVs, the FAA treated flightcycle or flight-hour data that was
available for those airplanes as fatigue
test data and reduced it by a factor of
two. This approach is based in part on
AC 25.571–1X for new airplanes.
Model CL 44: These airplanes were
previously exempted from the other
aging airplane rules, both proposed and
final, on the basis of their age and the
very small number remaining in service.
Bombardier Model CL 44 is not
operated under either part 121 or 129
and, therefore, the FAA has revised the
list of excluded airplanes in § 26.21 of
today’s rule to include Bombardier
Model CL 44.
6. Bombardier Airplanes
7. Intrastate Operations in Alaska
Lynden Air Cargo requested that the
NPRM pertaining to WFD be withdrawn
in its entirety. Alternatively, the
commenter requested that Lockheed
Model 382 airplanes be excluded from
the rule and that all air carriers engaged
in intrastate operations in Alaska be
excluded. In support of this request, the
commenter gave the following reasons:
• There is no replacement airplane
with the necessary lift and operational
characteristics.
• The L–382 airplanes are not used to
carry passengers.
• It is in the public interest to
maintain the unique capabilities of the
L–382 in Alaska where it supports
remote communities and projects with
no roads or waterways and supports the
U.S. military during critical campaigns
and the ongoing war on terrorism.
Lynden Air Cargo also asked that it be
excluded from § 121.909.
Senator Murkowski of Alaska and the
late Senator Stevens stated that the rule,
as proposed, would have severe
consequences to residents and cargo
carriers operating in that State. Senator
Stevens referred to Section 1205 of the
Federal Aviation Reauthorization Act of
1996 (49 U.S.C. 40113(f)), which
requires that—when modifying
regulations affecting intrastate aviation
in Alaska—the FAA consider the extent
to which Alaska is not served by
transportation modes other than
aviation. Accordingly, Senator Stevens
requested that the FAA exempt all
intrastate operations in Alaska and the
interstate operations of the six Lockheed
L–382G airplanes operated by Lynden
Air Cargo. The senator pointed out that
the L–382G is out of production and
there is no suitable replacement
available.
Several other commenters addressed
operational limits for Lockheed Models
L–382E and G, although they did not
discuss operation of these airplanes in
Alaska. Specifically, Transafrik
International asked that Lockheed
Models L–382E and G be removed from
Table 3 or that their operational limit be
increased to at least 60,000 cycles. The
commenter added that the airplanes are
no longer in production and there is no
Bombardier asked for clarification of
the applicability of the proposed rule to
several of its models and their
derivatives. Specifically, the company
asked about the following airplanes:
Models CL 600 Challenger 870 and
890: Bombardier asked whether they
should be added to the list of excluded
airplanes in proposed § 25.1807(i).
The CL 600 Challenger 870 and 890
do not currently have type certificates
issued by the U.S. Therefore, there are
no N-registered airplanes operating
under either part 121 or 129. As a result,
this final rule does not apply to them at
this time. However, if Bombardier were
to apply for a U.S. type certificate before
the effective date of this final rule, the
company would have to comply by the
compliance date in § 26.21. Even if
Bombardier were to apply after the
effective date of the rule, the company
would be subject to requirements of
§ 26.21 because the Bilateral Aviation
Safety Agreements (BASA) 47 with
Canada allow the U.S. to impose
additional requirements in the interest
of safety. Other airplanes in similar
circumstances would be handled in the
same way.
Model CL 600 derivatives—RJ 701 ER,
RJ 701 LR, all RJ 705 airplanes, and all
RJ 900 airplanes: Bombardier noted that
Table 3 in the NPRM, titled Design and
Extended Service Goals, does not list
these models.
The CL 600 derivatives RJ 705 and RJ
900 were inadvertently left off Table 3
of the NPRM. This final rule applies to
Bombardier models RJ 705 series and RJ
900 series because their maximum
takeoff gross weight is greater than
75,000 pounds, and they are operated
under part 121 or 129. They have been
added to Table 1, which is the
applicability table for this final rule.
Today’s rule does not apply to
Bombardier RJ 701 series airplanes
because their maximum takeoff gross
weight is not greater than 75,000
pounds.
47 Agreement between the Government of the
United States of America and the Government of
Canada for Promotion of Aviation Safety, June 12,
2000.
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replacement airplane able to take off
and land on short, unimproved runways
with the payloads required. A comment
from Lockheed Martin estimated—based
on certain inspections and
modifications which it had performed
on the outer and center wing structure—
that the LOV for the Lockheed Model L–
382 is 50,000 flight hours but would no
doubt be changed to at least 75,000
flight hours, to accommodate usage in
the fleet. Lockheed Martin also
identified maintenance actions that
should be performed on the wing
structure to operate to that limit. The
commenter stated that, regardless of any
FAA decision on implementation of the
rule, the company will continue to
ensure that operators of Lockheed
Model L–382 model aircraft are
provided with inspection procedures
and replacement actions that effectively
mitigate the risk of failure due to WFD.
Consistent with 49 U.S.C. 40113(f),
the FAA has carefully considered the
potential impact of this rulemaking on
Alaska intrastate operators to determine
whether intrastate service in Alaska
would be adversely affected. Airplanes
to which this final rule is applicable are
not operated solely in intrastate
commerce in Alaska. Therefore,
contrary to the commenters’ assertions,
the FAA has determined that there
would not be an adverse effect on
intrastate air transportation in Alaska
and that regulatory distinctions are not
appropriate.
The Lockheed L–382G operated by
Lynden Air Cargo is operated under 14
CFR part 121, Operating Requirements:
Domestic, Flag, and Supplemental
Operations and operates interstate as
well as to foreign destinations. The FAA
has decided against excluding the L–
382G from requirements of §§ 121.1115
and 129.115 for those airplanes in
interstate operation. The safety rationale
for these rules applies equally to that
airplane. In accordance with 14 CFR
part 11, Lynden Air Cargo may submit
a petition for exemption from those
rules. Such a petition must state (1) why
granting such an exemption would be in
the public interest and (2) why a grant
of exemption would not adversely affect
safety or how it would provide a level
of safety equivalent to the regulation.
Regarding Lynden Air Cargo’s request
for exclusion from § 121.909, that
requirement, which was formerly
designated as § 121.370(a), has been in
effect since November 1, 2002.48 The
FAA has not made any changes to that
rule other than changing its section
number.
48 67
FR 72726, December 6, 2002.
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The FAA encourages Transafrik and
Lynden Air Cargo as well as other
operators of Model L–382G to work with
Lockheed Martin regarding the
establishment of the LOV for the model.
8. Composite Structures
The Modification and Replacement
Parts Association (MARPA) and Airbus
asked that the FAA clarify applicability
of the rule to structure made of
composite materials, and MARPA
recommended that composite structure
should be treated the same as metallic
structure.
There is an increasing trend for
manufacturers to use composite
materials to build airplanes. This
structure wears differently than metallic
structure. For example with metallic
structure, repeated loads or
environmental exposure cause fatigue
cracking or corrosion. With composite
structure, repeated loads or
environmental exposure cause general
degradation (such as cracking,
delamination, and oxidative breakdown
of the resin) and accumulation of local
damage (such as wearing out of fastener
holes and handling damage, or water
ingression between composite layers,
followed by freeze-thaw cracking of the
core).
The FAA issued AC 20–107B to
provide guidance for certifying
composite structures, including
guidance for evaluating composite
structure relative to the damage
tolerance requirements of § 25.571.
The objective of this final rule is to
address the normal fatigue wear out of
metallic structure. Although the trend in
industry is to use composite structure as
much as possible, a significant
percentage of a new airplane may still
be built of metal. Full-scale fatigue test
evidence would be necessary to
demonstrate that WFD will not occur in
metallic structure of the airplane. It
would also be necessary for the design
approval holder for the airplane to
develop an LOV to limit the operation
to the point in time up to which it has
been demonstrated that WFD will not
occur in the airplane’s metallic
structure.
The FAA will continue to evaluate
whether rulemaking is necessary to
address the normal wear of composite
structures.
K. Harmonization
A number of commenters, including
industry representatives on the AAWG,
FedEx, Boeing, Embraer, the National
Air Cargo Association (NACA), AWAS,
and Airbus noted that the WFD NPRM
has not been harmonized with the
European Aviation Safety Agency
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(EASA), which has issued Notice of
Proposed Amendment (NPA) 05–2006
on this subject, and other national
aviation authorities. The commenters
pointed out that the Initial Regulatory
Evaluation did not consider the cost of
failing to harmonize the rule with other
airworthiness authorities. Airbus also
questioned whether the evaluation
addressed costs associated with
importing into the United States
airplanes that have not complied with
the rule, especially if the rule is not
harmonized with other airworthiness
authorities.
They recommended that the FAA
harmonize the rule with those
authorities before issuing it. According
to the commenters, lack of
harmonization could cause the
following problems:
1. It could create a significant
challenge to future certification projects,
encouraging unilateral and possibly
arbitrary certification activities.
2. There could be a substantial
negative economic impact with respect
to the transfer, lease, or sale of aircraft
between the U.S. and other countries.
Commenters suggested that bilateral
agreements be amended to support the
transfer of used aircraft subject to the
final rule.
3. The FAA and EASA could have
different approaches to WFD.
4. Type certificate holders from other
countries may not be given the same
priority and allocation of FAA resources
as are type certificate holders from this
country, resulting in delayed approval
for applications from other countries.
Boeing, EASA, and Airbus requested
that the FAA include the requirement to
evaluate certain repairs, alterations, and
modifications to align its requirements
with those being proposed by EASA.
The FAA is working closely with
EASA and other national airworthiness
authorities to harmonize this final rule
as much as possible. On April 25, 2006,
EASA published NPA 05–2006, entitled
Ageing Aeroplane Structures. That
notice proposed technical guidance to
be used for developing programs for
continuing structural integrity, to ensure
that the structure of aging airplanes is
adequately maintained throughout their
operational lives. Among other things,
the notice proposed guidance for
addressing WFD in existing airplane
models. The FAA has provided
comments on that proposed rulemaking.
EASA is considering our comments and
has discussed them with us.
Many of the changes made to our
proposed rule will facilitate
harmonization with national
airworthiness authorities. Some of these
changes are the following:
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1. The design approval holder
requirements proposed in the NPRM as
part 25, subpart I, are now contained in
a new part 26 to harmonize more easily
with the regulatory structure of other
national airworthiness authorities.
2. This final rule uses the term ‘‘limit
of validity’’ rather than ‘‘initial
operational limit’’ to align more closely
with other national airworthiness
authorities.
3. This final rule uses compliance
dates that specify a phased approach for
establishing the LOV for existing
airplane models. NPA 05–2006 links
compliance dates to design service
goals. As discussed above, the FAA has
concluded that the latter approach
creates unnecessary complexity and
uncertainty. We have submitted
comments about this matter to EASA
and are in discussions about it. In terms
of establishing an LOV, the technical
guidance in AC 120–YY is consistent
with EASA’s technical guidance in NPA
05–2006.
4. With respect to removal of
requirements pertaining to repairs,
alterations, and modifications, the FAA
is working closely to harmonize this
final rule with the rule EASA is
developing but has not yet published for
public comment.
5. Finally, the changes to § 25.571 are
based on a recommendation of the
General Structures Harmonization
Working Group of ARAC. Development
of the October 2003 recommendation
pertaining to WFD involved
harmonization between U.S. and
European requirements.
L. The Regulatory Evaluation for the
NPRM
The estimated present value cost of
this final rule is about $3.6 million,
while the estimated present value cost
of the NPRM was estimated to be about
$360 million. The estimated benefits of
this final rule are worth $4.8 million in
present value and are based on
managing WFD with maintenance
actions developed under this final rule
versus the current practice of issuing
airworthiness directives as WFD is
found. The estimated present value
benefits of the NPRM consisted of $726
million of accident prevention benefits
and $83 million of detection benefits for
total benefits of $809 million.
We received many comments
regarding the validity of the regulatory
evaluation of the proposed rule on
WFD. In general, commenters stated that
the potential benefits of the rule seemed
to be overstated, and the potential costs
seemed to be understated. Therefore,
commenters challenged the conclusion
that the benefits of the rule justify the
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costs. The commenters included
Lockheed Martin, Boeing, Airbus,
Bombardier, NACA, the CAA, ATA,
FedEx, United Parcel Service, AWAS,
American Airlines, Lynden Air Cargo,
industry representatives on the AAWG,
and an individual commenter.
1. Benefits of Proposed Rule
Some commenters questioned how a
benefit of $726 million could be
attributable to accident prevention
when there have been no accidents
related to WFD since the Aloha Airlines
accident in 1988. The NACA and other
commenters also argued that the
regulatory evaluation makes a false
assumption when it defines the cost
benefit number for avoiding fleet
grounding. Finally, the ATA and several
other commenters suggested that
projected benefits would decrease if the
regulatory evaluation were updated to
include data from the years 1974
through 1983 and 2000 through 2005.
Today’s rule establishes a consistent
approach to management of aging
airplanes so that they are not operated
to the point where WFD occurs. Thus
the potential benefit of the rule is
preventing catastrophic structural
failure in flight that could result in loss
of lives and loss of the airplane. Other
benefits of the rule are costs avoided
under the current system. Relying on
the issuance of airworthiness directives
to address WFD—whenever it happens
to be discovered—causes unscheduled
down time. The issuance of emergency
airworthiness directives and
immediately adopted rules may result in
the unscheduled removal from service
of a fleet of airplanes.
This final rule requires a design
approval holder to establish an LOV for
an airplane that reflects the fatigue
characteristics of the airplane structure.
If the WFD evaluation determines that
maintenance actions are necessary to
reach this LOV, the FAA would adopt
them through the normal airworthiness
directive process, allowing opportunity
for notice and comment and
accomplishment of required actions
during scheduled maintenance. As
such, the costs of these maintenance
actions would be lower than if the FAA
adopted emergency airworthiness
directives or immediately adopted rules
mandating the same actions as a result
of in-service occurrences of WFD. As
discussed below, the FAA expects very
few airplanes to be retired solely
because they reach their LOV. We have
also taken this into account.
Our revised regulatory evaluation lists
three benefits of the rule, namely
(1) Prevention of accidents;
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(2) Extension of the economic life of
the airplane with corresponding
revenues from that additional economic
life; and
(3) Near elimination of emergency
airworthiness directives pertaining to
WFD, which significantly reduces
downtime associated with urgent
unscheduled maintenance. The
quantified benefit of the final rule is
based solely on this third benefit, which
is valued at $9.8 million or, evenly
distributed over 20 years, a present
value of approximately $4.8 million.
2. Costs of Proposed Rule
a. Need To Know LOVs To Determine
Cost
Some commenters stated that, if the
operational limit for each airplane
model were not known, then the cost of
the rule could not be determined.
In our Initial Regulatory Evaluation,
the agency estimated the costs of initial
operational limits to operators by using
the design service goal for each airplane
model as the initial operational limit.
Those cost estimates would be expected
to be higher than estimates based on
LOVs that design approval holders
anticipate establishing because in most
cases, these LOVs are expected to
exceed the design service goals. During
the comment period, manufacturers
provided the LOVs that they anticipate
they will be establishing under today’s
rule. Those LOVs were 33% to 180%
higher than the airplane’s design service
goal. Accordingly, our analysis in the
Final Regulatory Evaluation uses these
anticipated LOVs and indicates a lower
cost to operators than was initially
projected.
Airbus stated that not all of its models
will have LOVs from 33% to 180%
beyond the airplane’s design service
goal. Airbus will have LOVs for some
models that will be equal to the
airplane’s design service goal. Although
some of Airbus’s LOVs are equal to the
design service goal, which makes the
LOVs span a shorter time, we still do
not anticipate that any Airbus airplanes
will need to be retired during the 20year analysis period as a result of this
final rule.
FedEx, Northwest Airlines, and ATA
argued that operator cost estimates are
not credible if they are based on
anticipated LOVs instead of LOVs that
have been accepted by the FAA and
industry. It is for this reason that FedEx
further argued that an operational rule
must be proposed after the design
approval holder’s LOVs have been
approved by the FAA. This would also,
noted the commenter, provide the
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public with the opportunity to comment
on those LOVs.
The FAA measures the economic loss
to operators of retiring an airplane at
LOV instead of at a planned future
retirement date. The FAA considers that
this is a reasonable way to estimate
compliance costs and that, ultimately,
the LOVs that are accepted by the FAA
and industry will be very close to those
anticipated LOVs that the FAA has
received from industry and used for
these estimates of cost.
b. Need To Know Maintenance Actions
To Determine Cost
Some commenters suggested that the
costs associated with maintenance
actions to preclude WFD prior to
reaching the LOV either could not be
determined or were substantially
underestimated because the actions
were not yet developed. Other
commenters indicated that costs used in
the regulatory evaluation do not
accurately reflect operators’ costs. They
said, for example, that estimates of the
number of hours needed to accomplish
inspections, the number of inspections
needed in a maintenance visit, and the
number of days an airplane is out of
service to accomplish maintenance did
not reflect the actual experience of
operators. Boeing added that the overall
cost of the rule is difficult to determine
because there will be costs related to
maintenance actions required by
airworthiness directives.
Although this final rule allows design
approval holders to establish LOVs
without relying on maintenance actions,
the FAA expects most design approval
holders will adopt LOVs that rely on
such actions. As discussed in the
NPRM, design approval holders are not
required to identify and develop
maintenance actions if they can show
that such actions are not necessary to
prevent WFD before the airplanes reach
the LOV. As discussed in the Final
Regulatory Evaluation, the FAA
anticipates that at least Boeing will
propose LOVs that will depend upon
accomplishment of future maintenance
actions. This is consistent with Boeing’s
current practice of developing service
information that defines the
maintenance actions to address WFD in
its products. However, any maintenance
actions necessary to reach the LOV will
be mandated by airworthiness directives
through separate rulemaking actions, so
their costs are not attributable to this
final rule. This is also consistent with
the current practice of issuing
airworthiness directives to address
unsafe conditions associated with WFD.
The FAA will provide cost estimates
when issuing the airworthiness
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directives for any maintenance actions
necessary to prevent WFD.
The FAA recognizes that this final
rule is unusual in that it may depend
upon future rulemaking to fully achieve
its safety objectives. In the context of
WFD, this approach is necessary to
enable design approval holders to
propose LOVs that allow operators the
longest operational lives for their
airplanes, while still ensuring freedom
from WFD. This approach allows for an
implementation strategy that provides
flexibility to design approval holders in
determining the timing of service
information development (with FAA
approval), while providing operators
with certainty regarding the LOV
applicable to their airplanes. The FAA
has issued many airworthiness
directives in the past to address WFD
issues, and the agency anticipates that
the approach adopted today will
interface smoothly with existing
practices for issuing airworthiness
directives.
In this regard, this final rule is similar
to SFAR 88, which also required design
approval holders to perform technical
evaluations (in that case, of fuel tank
ignition sources) and to develop
necessary maintenance actions that
would be mandated by airworthiness
directive. To date, the FAA has issued
over 100 airworthiness directives to
address unsafe conditions identified as
a result of SFAR 88. These
airworthiness directives were issued
based on this proactive approach of
requiring analyses to identify unsafe
conditions, rather than relying on
service experience to identify them,
with potentially catastrophic results. In
the context of SFAR 88, this approach
has been generally recognized as being
effective. The objective of this final rule
is to establish a similar proactive
approach that will enable us to issue
any necessary airworthiness directives
before WFD results in potentially
catastrophic structural failure.
c. Costs to Manufacturers
Airbus indicated that, considering the
significant number of hours necessary to
train enough engineers and then to
comply with the rule, the Initial
Regulatory Evaluation substantially
underestimated the costs of this
rulemaking for manufacturers. Airbus
said that the cost of future LOV
extensions should be included. Based
on further discussion to identify these
costs, Airbus and the FAA agreed that
Airbus currently meets the intent of
today’s rule by performing an evaluation
of structure susceptible to fatigue and
establishing an LOV prior to the
development of WFD. The rule does not
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69773
require manufacturers to extend LOVs—
thus these extensions are not a
compliance cost. The FAA does
understand that LOV extensions are part
of the existing Airbus business practice.
Boeing stated that the most significant
costs will be borne by the manufacturer
rather than the operator. When the
manufacturer has to perform additional
fatigue testing to substantiate an
operational limit, said the commenter,
the costs could be quite significant.
Based on further discussion to identify
these costs, Boeing and the FAA agreed
that, because Boeing is also already
engaged in the activities required by this
final rule, its additional costs will be
minimal.
A later Boeing comment, however,
said that the regulatory evaluation
summarized in the Technical
Document, which was developed by the
FAA for the public meeting, does not
identify future expenses the Boeing
Company will incur. Boeing believes
this discounting is not correct because
the company still has substantial work
to do in providing maintenance
programs for repairs and alterations, and
in developing LOVs and supportive
maintenance actions for postAmendment 25–45 airplanes. Boeing
said that the costs of an airworthiness
directive are being attributed to
operators, but do not account for
manufacturers’ costs. A second point
made by this commenter was that
certain LOVs may be set at a point lower
than hoped, simply because the
maintenance actions needed to bring
that LOV out to a more distant point
may be too technically difficult and
costly to perform. This could result in
a considerable amount of engineering
work for Boeing to develop the LOV
that, because the maintenance actions
are never released, might not result in
recompense for Boeing. Boeing said that
we are presenting costs as either
voluntary compliance for setting LOVs
or as airworthiness directive costs for
developing maintenance actions.
In discussions, Boeing has informed
us that the company will voluntarily do
this work to address WFD in its
airplanes, with or without the rule. As
a result, the rule does not impose costs,
and the regulatory evaluation properly
does not assign costs to Boeing’s
voluntary compliance. The rule does not
require that design approval holders
develop maintenance actions to be
performed to support the LOV, nor does
the rule require development of LOVs
for repairs, alterations, and
modifications. If the LOV developed by
the design approval holder does specify
maintenance actions, the FAA will
separately estimate the costs of those
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maintenance actions at the time as part
of the airworthiness directive notice.
Any work done on repairs, alterations,
and modifications, because it is not
required by the rule, is not accounted
for as a cost of the rule. Compliance
costs are assumed to be borne by the
operators. If manufacturers have
incurred costs in developing the
maintenance actions for operators to
reach LOV, there is nothing that
precludes them from being
recompensed for that work. The FAA
based the analysis of costs in our Initial
Regulatory Evaluation on discussions
with the AAWG. Because this final rule
is significantly different from the
NPRM, the agency has re-evaluated
these costs, and the results are reflected
in the Final Regulatory Evaluation.
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d. Cost of Failing To Harmonize Rule
Industry representatives on the
AAWG, Airbus, Boeing, and the ATA
pointed out that the regulatory
evaluation did not consider the cost of
failing to harmonize the rule with other
airworthiness authorities. Commenters
suggested that—if the rule were not
harmonized—there would be a
substantial negative economic impact
with respect to the transfer, lease, or
sales of airplanes between the U.S. and
other countries. Commenters suggested
that bilateral agreements be amended to
support the transfer of used airplanes
subject to this final rule.
As discussed in section III.K. above,
the FAA is working closely with EASA
and other national airworthiness
authorities to harmonize this final rule
as much as possible. Many of the
changes to the proposed rule will
facilitate such harmonization.
e. Cost To Replace an Airplane
A number of commenters said that the
initial regulatory evaluation used
replacement costs that are not accurate
or justified. According to the ATA, ‘‘The
assumptions used in the regulatory
evaluation ignore the reality that some
airlines replace their fleets with new
aircraft in most cases, while others
(particularly cargo carriers) depend on
used aircraft with long remaining lives
to support their particular business
case.’’ In a related vein, Airbus, the
ATA, and an individual commenter said
that the regulatory evaluation failed to
consider the significant cost to operators
of retiring airplanes. Of particular
concern was the situation where
airplanes that support an operation
reach their operational limit, and there
are no new airplanes which could fill
the same role. The ATA said that the
regulatory evaluation ignores factors
that operators would take into account
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when deciding whether to retire an
airplane or to seek approval of an
extended operational limit but did not
define those factors.
In the public meeting on December
11, 2008, a commenter representing
United Parcel Service noted that the
cost benefit analysis was based only on
Boeing airplanes, and said that if the
Airbus airplanes were included, there
would be one airplane model with an
LOV that is actually less than the design
service goal in the original NPRM.
United Parcel Service commented that
operators of those airplanes would be
interested in understanding how that
economic impact to the residual value
of those airplanes was not included in
the cost. United Parcel Service also
asked, since Boeing had expressed
discomfort with the use of the
anticipated LOV information that it had
originally given the FAA, how the FAA
could be comfortable using that
information for the regulatory
evaluation. Since the public meeting,
Boeing has provided updated
information about anticipated LOVs for
their airplanes. Airbus has provided a
table containing updated information on
certain Airbus model LOVs and
anticipated extensions to LOVs. The
FAA uses this updated information in
the Final Regulatory Evaluation.
Lynden Air Cargo said that the initial
regulatory evaluation did not provide a
true economic impact for either design
approval holders or operators because it
is based upon unknown facts from too
few design approval holders and with
no input from operators, who will bear
90% of the costs. Lynden Air Cargo
provided flight cycle and flight hour
data for its L–382G airplanes. Based on
an LOV of 75,000 flight hours, Lynden
Air Cargo stated that issuance of the
‘‘anticipated LOVs,’’ which are included
in the Technical Document, would
require that Lynden Air Cargo
immediately retire three of its six
airplanes and, at the Lynden Air Cargo
current utilization rate, retire the other
three by approximately December 2019.
Lynden Air Cargo estimates the cost to
replace its six airplanes would range
from $120 million to $810 million, if
comparable airplanes were available.
Lockheed indicated that the LOV
anticipated for the L–382 would be
based only on flight hours. Based on
flight hours, usage, and current
ownership, we do not estimate that any
L–382 airplanes will be retired in our
20-year analysis period. Lockheed stated
that it will continue to support the L–
382 model regardless of whether the
FAA issues a WFD rule.
In developing the Final Regulatory
Evaluation, the FAA used a commercial
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fleet data product that identifies the
status of airplane hours and cycles. The
FAA found only one U.S.-registered
airplane currently operating under part
121 with a number of flight cycles
exceeding the anticipated LOV for the
airplane and only five U.S.-registered
airplanes operating under part 121 that
exceed 80% of those LOVs.
The economic cost of requiring
retirement of an airplane at the
anticipated LOV is a central issue in the
cost estimate for today’s rule. Common
business practice is to value assets at the
current market value, and the FAA
follows this practice in the Final
Regulatory Evaluation. In the case of
airplanes at or near the end of their
commercial lives, this value is quite
small. Assigning a cost of purchasing a
new airplane to replace an airplane at
LOV would be a serious overstatement
because it ignores the decline in value
as airplanes age.
f. Residual Value of Airplanes
Several commenters, including the
ATA, FedEx, United Parcel Service,
Airbus, the CAA, Technical Data
Analysis, Inc., and Celeris Aerospace of
Canada, stated that the initial regulatory
evaluation did not consider the impact
of the proposal on loans, leases, and
residual value of airplanes. They said
the rule would have a particularly
significant effect on cargo operations,
which tend to use older airplanes.
These comments are based on an
assumption that LOVs will be
established at levels below where
significant numbers of airplanes would
otherwise be retired.
As discussed previously, the vast
majority of airplanes are currently
retired well before the LOVs that design
approval holders anticipate establishing
under this final rule. These retirements
are for economic reasons unrelated to
today’s rule. The FAA expects that
future retirement decisions will be made
for similar reasons and that this final
rule will force retirement of only one
airplane that is otherwise reaching the
end of its commercial operational life.
We use an appraiser-estimated
airplane value when the airplane
reaches LOV before retirement. This
estimate properly reflects the true value
of the asset. To include any other cost
estimate would be double counting.
3. ‘‘Rotable’’ Parts
Northwest Airlines commented that it
is not clear whether or not airplane life
limits (the commenter’s term for LOVs)
extend to components, such as engine
nacelles, passenger and cargo doors,
flight controls, and wing-to-body
fairings. These components can be
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‘‘swapped out,’’ or rotated (they’re
known in the industry as rotable parts)
from one airplane to another. Northwest
Airlines said that there is a potential for
significant costs associated with rotable
parts if they are limited by an airplane’s
LOV. Operators typically do not track
the number of accumulated flight cycles
or flight hours for them. Northwest
Airlines stated that operators may have
to assume the flight cycles or flight
hours on affected rotable parts to be
equal to the world high-time airplane
for that model. This may require that
operators ground many airplanes or
scrap rotable parts, resulting in
significant costs that have not been
captured in the regulatory evaluation
included in the Technical Document.
The LOV is an airplane-level number.
The FAA does not anticipate that
rotable parts will be identified by design
approval holders as structure
susceptible to WFD. This is because the
parts typically considered as rotable do
not have structural details and elements
that are repeated over large areas and
operate at the same stress levels. AC
120–YY provides examples of structure
in which multiple site damage or
multiple element damage could occur.
Rotable parts are not included in those
examples. As a result, we have
determined that rotable parts do not
affect the cost of this final rule.
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4. Use of LOVs for Financial Evaluations
Airbus expressed concerns similar to
those expressed by Boeing and the
members of AAWG about lack of
uniformity in the manner in which
various manufacturers are setting LOVs.
The commenter also stated that it was
important that the LOVs, and the LOV
flight hour or flight cycle numbers, not
be used by non-technical people in the
finance community to set depreciation
schedules, commercial valuations,
comparisons, and competitive
arguments. Airbus was concerned that
such use of non-standardized data could
lead to market distortion.
Airbus requested that we not publish
LOV tables for each manufacturer’s
product lines in the rule and its
preamble. It stated that this information
would much more appropriately be
published and updated in the
manufacturer’s Instructions for
Continued Airworthiness for each
airplane. Airbus suggested that, if the
FAA nevertheless decides that
publishing such LOV tables is
necessary, then it would be important to
develop, in concert with industry, the
definitions, criteria, and methodologies
to be used, so that resulting LOVs from
all sources are consistent.
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The FAA has revised the rule to
ensure that there is an objective,
performance-based standard for
developing LOVs, and AC 120–YY has
been updated to provide guidance in
complying with those standards. The
reason that design approval holders may
appear to be arriving at different LOV
numbers is largely a function of the age
of their respective fleets. A design
approval holder whose fleet is older will
have a much larger body of service
experience on which to confidently base
an LOV. A design approval holder with
a younger fleet might be more
conservative when first setting an LOV,
because there is not as much service
experience data on which to base it.
Another factor affecting how a design
approval holder goes about setting an
LOV is how much fatigue testing has
been performed on a particular model.
The FAA appreciates that Airbus
supports the intent of the WFD
rulemaking, and understands Airbus’
concern that LOVs could be
misinterpreted by those who ‘‘set or
approve’’ the economic life of an
airplane. The FAA does not expect, nor
intend, the LOV in the WFD final rule
to set the economic life of an airplane.
The March 18, 2009 edition of Aviation
Daily reported that Airbus has extended
the service goals of the A330–200 and
A340–200 and –300. The purpose of
publishing manufacturers’ LOVs in the
regulatory evaluation appendix is to
provide clarity, transparency, and
reproducibility for the economic
analysis. As Airbus requested, the
reason for the publication of LOVs is
clarified in the Final Regulatory
Evaluation. In the regulatory evaluation,
the FAA states that it is important to
note that manufacturers have changed
LOVs based on updated information.
Airbus, for instance, sets an initial LOV
as a declared point for certification
purposes. Periodically, as airplanes are
shown to be viable for longer lives,
design approval holders put programs in
place to extend LOVs well before those
utilizations are achieved. The FAA
believes that manufacturers will
continue this practice into the future
and update their airplanes’ LOVs. Thus
the LOVs used in this regulatory
evaluation should not be used as a basis
for setting the economic life of an
airplane. Based upon history, our
estimated costs, which were based upon
the current LOVs, may be overstated.
IV. Regulatory Notices and Analyses
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
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69775
and other information collection
burdens imposed on the public.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement,
unless it displays a currently valid
Office of Management and Budget
(OMB) control number.
This final rule will impose the
following new information collection
requirements. As required by the
Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), the FAA has submitted
these information collection
amendments to OMB for its review. The
Office of Management and Budget
approved these new information
collection requirements associated with
this final rule and assigned OMB
Control Number 2120–0743.
Title: Widespread Fatigue Damage.
Summary: Today’s rule consists of
regulatory changes pertaining to
widespread fatigue damage in transport
category airplanes. Some of these
changes require new information
collection. The new information
requirements and the persons required
to provide that information are
described below.
(1) Amendment of part 26 requires
that holders of design approvals for
certain existing transport category
airplanes establish limits of validity
(operational limits) for those airplanes.
Those design approval holders are also
required to revise the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness (ICA) to
include the LOV.
(2) Amendment of part 26 also
requires that design approval holders
submit to the FAA a plan detailing how
they intend to comply with the new
requirements. The compliance plan
ensures that design approval holders
fully understand the requirements,
correct any deficiencies in planning in
a timely manner, and provide the
information needed by the operators for
timely compliance with the rule.
(3) Any person operating an airplane
under part 121 or 129 is required to
revise its maintenance program to
incorporate an Airworthiness
Limitations section that includes an
LOV. Operators would be prohibited
from operating an airplane past that
limit.
(4) As an option, any person may
apply for an extended LOV for affected
airplanes. This option has requirements
similar to those imposed on design
approval holders for establishing an
initial LOV. There may be service
information developed that would
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support the extended limit and would
be documented as airworthiness
limitation items. To operate beyond the
initial LOV, an operator would have to
incorporate the extended limit and any
airworthiness limitation items
pertaining to widespread fatigue damage
into its maintenance program.
Use of Collected Information: These
requirements support the information
needs of the FAA in finding compliance
with the rule by design approval holders
and operators.
Average Annual Burden Estimate:
The burden would consist of the work
necessary to:
• Develop or revise the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness to include
the LOV.
• Develop the compliance plan.
• Incorporate the new information
into the operator’s maintenance
program.
Today’s rule results in the following
annual recordkeeping and reporting
burden:
FIGURE 4—RECORDKEEPING AND REPORTING FOR THIS RULE
Total labor
hours
Documents required to show compliance with the proposed rule
Total average
annual hours
Present value
discounted
($2010) cost
FAA-approved revised or new ALS .............................................................................................
FAA-approved WFD compliance plan .........................................................................................
FAA-approved maintenance program revision for operators ......................................................
660
435
210
132
* 435
35
$41,674
33,418
12,846
Total ......................................................................................................................................
1,305
602
87,938
* This one-time burden will occur in the first 90 days of the compliance period.
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The FAA computed the annual
recordkeeping burden (in total hours) by
analyzing the paperwork needed to
satisfy each requirement of the rule. The
average cost per hour varies with the
number of affected airplanes in each
group, the amount of engineering time
required to develop the LOV, and the
amount of time required for revising the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness. Other costs associated
with the information collection
requirements within this rule (in
addition to the monetized hourly costs
reflected above) are minimal.
In addition to the requirements
outlined above, future applicants for
either supplemental type certificates or
amendments to type certificates that
decrease or increase maximum takeoff
gross weights would be required to
develop a compliance plan for the
certification project. The Paperwork
Reduction Act compliance for
development of these certification plans
is covered by a previously approved
collection (OMB Control Number 2120–
0018) associated with part 21. We
estimate the additional burden to
include information on a plan for
establishing an LOV for these airplanes
would be minimal.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these regulations.
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Economic Assessment, Regulatory
Flexibility Determination, Trade Impact
Assessment, and Unfunded Mandates
Assessment
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this Final Rule. It
also includes the final regulatory
flexibility determination, the
international trade impact assessment,
and the unfunded mandates assessment.
The FAA suggests readers seeking
greater detail read the full regulatory
evaluation, a copy of which has been
placed in the docket for this rulemaking.
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 2531–2533)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, to be
the basis of U.S. standards. Fourth, the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4) requires agencies to
prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate likely to result in the
expenditure by State, local, or Tribal
governments, in the aggregate, or by the
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private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, FAA
has determined this final rule has
benefits that justify its costs, and is a
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866 because it raises novel
policy issues contemplated under that
executive order. The rule is also
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures. The
final rule, if adopted, however, will not
have a significant economic impact on
a substantial number of small entities,
will not create unnecessary obstacles to
international trade and will not impose
an unfunded mandate on State, local, or
Tribal governments, or on the private
sector. These analyses, available in the
docket, are summarized below.
Total Costs and Benefits of This
Rulemaking
The overriding safety concern of
today’s rule is WFD-related incidents
and accidents that have occurred and
the continuing discoveries of WFD
problems in the fleet. The current
approach does not always find WFD
before in-flight events occur. Today’s
rule will establish the necessary steps to
prevent WFD in the future by requiring
that design approval holders establish
LOVs.
With this final rule, design approval
holders may continue their work to
provide maintenance actions that
support the safe operation of airplanes
up to LOV. The FAA would proactively
issue airworthiness directives
mandating those planned maintenance
actions rather than reactively issuing
emergency airworthiness directives and
immediately adopted rules which
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require unanticipated inspections and
repairs. The FAA estimates that this
approach is worth $4.8 million in
present value.
In contrast to the NPRM, the final rule
total costs are minor. Several significant
factors are responsible for the reduction
in these costs. First, the final rule does
not include the repair, alterations, and
modification requirement as in the
NPRM. Second, many older airplanes
have been retired since the NPRM.
Third, due to the comments and
conversations with design approval
holders, the agency now understands
that most LOVs will be set 33% to 180%
higher than design service goal rather
than at design service goal as was
specified in the NPRM. Because of
current maintenance programs and
voluntary compliance by design
approval holders, costs for design
approval holders and operators are
expected to be minimal. We anticipate
that today’s rule will result in one
airplane retiring sooner than the
operator would like, in contrast to the
69777
NPRM which predicted that many
airplanes would retire sooner. Thus our
base case model attributes the cost of
this rule to the retirement of that one
airplane, because it will reach the
anticipated LOV within the 20-year
analysis period. This will result in costs
of $3.8 million, with a present value of
$3.6 million.
Thus, as noted earlier, this final rule’s
expected present-value benefits of $4.8
million exceed the expected presentvalue costs of $3.6 million.
FIGURE 5—COMPARISON OF COST ASSUMPTIONS FOR NPRM AND FINAL RULE
NPRM present
value costs
($ millions)
NPRM assumptions
Operator Retirement Costs ..................................................
• Initial Operational Limit (IOL) = Design Service Goal
(DSG).
• 27 airplanes would be retired in the first year of
compliance.
• Some IOL extensions.
Operator Maintenance Program Costs ................................
• WFD maintenance actions 49 were included with extended operational limits.
160
164
• We assumed some operators would perform maintenance actions.
Design Approval Holder (DAH) Costs .................................
Assumed 10% of entire costs.
36
Total Costs .............................................................
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Who is potentially affected by this
rulemaking?
• Design approval holders of
transport category airplanes with a
maximum takeoff gross weight greater
than 75,000 pounds.
• Applicants for type certificates of
transport category airplanes with a
maximum takeoff gross weight greater
than 75,000 pounds, if the date of
application was before the effective date
of the rule.
• Applicants for amendments to type
certificates of transport category
airplanes with a maximum takeoff gross
weight greater than 75,000 pounds, with
49 Maintenance actions include inspections,
modifications, and replacements. Because the
extended LOV is not required, operators would
have to decide to retire airplanes or perform the
maintenance actions with the extended LOV.
50 These ADs would be issued eventually, even
without this rule, because WFD is inevitable and is
an unsafe condition. More ADs may need to be
written without this rule. If the necessary service
information is not developed until after a finding
of WFD in service, the resulting ADs are likely to
include interim action requirements and have
shorter compliance times, as compared with ADs
issued based on service information developed as
required by this rule.
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360
Final rule assumptions
Operator Retirement Costs ...................................
• Limit of validity (LOV) > DSG for many models.
• 1 airplane would be retired in the 20-year
analysis period.
• Few LOV extensions.
Operator Maintenance Program Costs .................
• With higher LOV, WFD maintenance actions
may be necessary and would be mandated by
ADs, per existing practice.50
• Operators’ costs to perform maintenance actions are included in cost of ADs.
DAH Costs ............................................................
Assumed minimal costs because DAHs are
voluntarily developing LOVs and maintenance
actions.
3.6
Total Costs ........................................................
3.6
the exception of those that change the
maximum takeoff gross weight of the
airplane.
• Applicants or design approval
holders for either supplemental type
certificates or amendments to type
certificates that increase maximum
takeoff gross weights from 75,000
pounds or less to greater than 75,000
pounds.
• Applicants or design approval
holders for either supplemental type
certificates or amendments to type
certificates that decrease maximum
takeoff gross weight from greater than
75,000 pounds to 75,000 pounds or less
after the effective date of the rule.
• Applicants for future type
certificates, or for either supplemental
type certificates or amendments to
future type certificates, for all transport
category airplanes, after the effective
date of the rule.
• U.S. certificate holders and foreign
air carriers and foreign persons
operating U.S.-registered transport
category airplanes under 14 CFR part
121 or 129 with a maximum takeoff
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Final rule
present
value costs
($ millions)
Sfmt 4700
0
0
gross weight greater than 75,000
pounds.
• Operators of any transport category
airplanes certified in the future,
regardless of maximum takeoff gross
weight, if the date of application was
after the effective date of the rule.
Our Cost Assumptions and Sources of
Information
• Discount rate = 7%.
• Period of Analysis = 20 years.
• Value of fatality averted = $5.8
million (Source: U.S. Department of
Transportation, Treatment of Value of
Life and Injuries in Preparing Economic
Evaluations, February 8, 2008).
• Aircraft Values = 2009 Avitas Blue
Book of Jet Aircraft/Industry
Consultation.
• Aircraft Fleet Data = OAG
Associates Fleet Database.
Alternatives Considered
The FAA considered four alternatives
to the proposed rule. These were:
1. Exclude small entities.
2. Extend the compliance deadline for
small entities.
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3. Establish lesser technical
requirements for small entities.
4. Expand the requirements To cover
more airplanes.
1. Exclude Small Entities
The FAA concluded that excluding
small entities from all the requirements
of the proposed rule was not justified.
The purpose of the proposed rule is to
maintain the airworthy operating
condition of airplanes regardless of
secondary considerations.
2. Extend the Compliance Deadline for
Small Entities
The FAA also considered options that
would lengthen the compliance period
for small operators. The FAA believes
time extensions only provide modest
cost savings and leave the system safety
at risk.
3. Establish Lesser Technical
Requirements for Small Entities
The FAA considered establishing
lesser technical requirements for small
entities. However, the FAA believes the
risks are similarly unreasonable for
small entities operating airplanes
susceptible to WFD, and that the
benefits of including small entities
justify the cost.
4. Expand the Requirements To Cover
More Airplanes
The FAA considered requiring all
operators of existing transport category
airplanes to comply with the proposed
rule. However, the overwhelming
majority of passengers and cargo are
carried by airplanes with a maximum
gross takeoff weight of greater than
75,000 pounds. The 75,000 pound
weight cutoff was based on
recommendations from the AAWG for
WFD rulemaking. Because of this, the
FAA decided to restrict compliance to
operators of those airplanes.
The FAA concludes the current rule
is the preferred alternative because it
has benefits exceeding compliance costs
and allows for continued operation of
certain airplanes only up to the point
where existing maintenance actions can
no longer ensure that the airplanes are
free from WFD.
jlentini on DSKJ8SOYB1PROD with RULES2
Benefits of This Rulemaking
The non-quantified benefits include
the safe (from WFD) operation of
airplanes up to the LOV.
The lower-bound present value
benefits of this final rule (the minimum
value of a range estimate of benefits) are
$4.8 million in present value. These
quantified benefits are based on the near
elimination of emergency airworthiness
directives.
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Costs of This Rulemaking
The total incremental costs of this
final rule are approximately $3.6
million in present value from the costs
of retiring one airplane.
Final Regulatory Flexibility Analysis
Introduction and Purpose of This
Analysis
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the agency determines that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The FAA considers that this final rule
will not result in a significant economic
impact on a substantial number of small
entities. The purpose of this analysis is
to provide the reasoning underlying the
FAA determination.
First, we will discuss the reasons why
the FAA is considering this action. We
will follow with a discussion of the
objective of, and legal basis for, the final
rule. Next, we explain there are no
relevant Federal rules which may
overlap, duplicate, or conflict with the
final rule. Then we will discuss the
substantial changes from the proposed
to the final rule. Next, we will discuss
the comments received about the Initial
Regulatory Flexibility Analysis (IRFA).
Lastly, we will describe and provide an
estimate of the number of small entities
affected by the final rule and why the
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FAA considers that this final rule will
not result in a significant economic
impact on a substantial number of small
entities.
We now discuss the reasons why the
FAA is considering this action.
The FAA is issuing this final rule to
address the structural problems of aging
airplanes known as ‘‘widespread fatigue
damage’’ (WFD). WFD is characterized
by the simultaneous presence of cracks
at multiple structural locations that are
of sufficient size and density that the
structure will no longer meet its
residual strength requirement and could
catastrophically fail.
Past examples of WFD occurring in
the fleet include:
• The 1988 Aloha 737 accident,
• An in-flight Lockheed Model L–
1011 failure of aft pressure bulkhead
stringer attach fittings,
• A McDonnell Douglas Model DC–9
aft pressure bulkhead cracks,
• Boeing Models 727 and 737 lap
splice cracking,
• Boeing Model 767 aft pressure
bulkhead cracking, and
• Boeing Model 747 and Airbus A300
frame cracking.
Because of these past incidents,
accidents, and inspection discoveries
and others, the FAA has already issued
about 100 WFD-related airworthiness
directives.
This final rule is being promulgated
because the FAA believes the risk of an
accident caused by WFD, and the
potential collateral damage after such an
accident, is too high without
implementing today’s rule.
We now discuss the objective of, and
legal basis for, the final rule. Next, we
discuss if there are relevant Federal
rules which may overlap, duplicate, or
conflict with the final rule.
Title 49 of the United States Code
requires the FAA Administrator to
consider the following authority:
• Assigning, maintaining, and
enhancing safety and security as the
highest priorities in air commerce. (49
U.S.C. 40101(d)(1).
• Aging Airplane Safety Act of 1991.
(49 U.S.C. 44717).
• The FAA Administrator’s statutory
duty to carry out his or her
responsibilities ‘‘in a way that best tends
to reduce or eliminate the possibility or
recurrence of accidents in air
transportation.’’ (See 49 U.S.C.
44701(c)).
Therefore, this final rule will amend
Title 14 of the Code of Federal
Regulations to require existing design
approval holders to establish LOVs and
operators of any affected airplane to
incorporate those LOVs into
maintenance programs of large transport
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
category airplanes with a maximum
takeoff gross weight greater than 75,000
pounds, operating under 14 CFR part
121 and 129. These requirements will
also apply to all applicants for type
certificates after the effective date of the
rule and operators of those airplanes.
Today’s rule does not require that any
maintenance actions be performed to
prevent WFD before an airplane reaches
its LOV. Any maintenance actions
necessary to reach the LOV will be
mandated by airworthiness directives
through separate rulemaking actions, so
their costs are not attributable to this
final rule.
This final rule will not overlap,
duplicate, or conflict with existing
Federal Rules.
We now discuss the changes from the
proposed to the final rule and the reason
the small entity determination in the
Final Regulatory Flexibility Analysis
(FRFA) has changed.
The FAA has made substantial
changes to the WFD NPRM that
significantly reduces costs to both small
and large business entities. We have
eliminated the requirement to evaluate
WFD associated with repairs,
alterations, and modifications of the
baseline airplane structure, except for
those mandated by airworthiness
directives. This change dramatically
reduces the economic impact of the
NPRM’s estimated compliance costs to
small entity operators of part 25
airplanes. Also, in our request for
comments, design approval holders
responded by providing estimates of
LOVs for their affected airplanes. In the
NPRM we assumed the LOV will occur
at an airplane’s design service goal.
Based on design approval holder
comments LOV, in many cases, occurs
anywhere from 33% to 180% beyond
the design service goal, depending on
the equipment model. An operator can
now operate an airplane well past its
design service goal and not incur the
costs of making the decision to retire or
extend the affected airplane’s LOV until
much later in the airplane’s life. The
only remaining cost is that we assume
operators will retire their airplanes at
LOV, rather than incurring the cost of
the additional maintenance actions that
may be needed for an extended LOV.
With the scope of the rule reduced, both
in terms of required inspections and in
terms of affected airplanes, the
economic costs of this final rule are
much lower than the costs estimated in
the NPRM and in the initial regulatory
evaluation.
The FAA will now discuss the one
comment received about the Initial
Regulatory Flexibility Analysis (IRFA).
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In the responses to the IRFA of the
NPRM, we received a comment from
Lynden Air Cargo. Lynden stated its
L–382G airplanes were not included in
IRFA. The commenter is correct. The
Fleet data services consulted for the
initial regulatory evaluation did not
carry flight utilization data for L–382Gs,
and the FAA was unable to determine
the number of accumulated flight cycles
or flight hours of Lynden’s fleet in
comparison to the anticipated LOV for
those airplanes. Because of the lack of
utilization data, Lynden’s fleet was not
included in our sample for the IRFA
analysis. Lynden Air Cargo has since
provided the FAA with utilization
information for its L–382G fleet.
Lockheed has provided an updated
anticipated LOV for the L–382G fleet,
based just in hours, and Lynden’s entire
fleet is below 80% of the LOV. With the
base hours less than 80% of LOV, and
with the current utilization rates of
these airplanes, they will not reach LOV
in the 20-year analysis time frame.
Therefore the FAA expects no economic
impact to Lynden Air Cargo in the
analysis period for the final rule.
The FAA will now discuss the
methodology used to determine the
number of small entities for which the
final rule will apply. The FAA will also
discuss why the agency considers that
this final rule will not result in a
significant economic impact on
manufacturers of part 25 airplanes.
For aircraft operators and
manufacturers, a small entity is defined
as one with 1,500 or fewer employees.51
Since there are operators that met those
criteria, the FAA conducted an
economic impact assessment to
determine if the rule will have a
significant economic impact on a
substantial number of these operators.
This final rule will become fully
effective in 2010. Although the FAA
forecasts traffic and air carrier fleets to
2030, too many factors are in play to
estimate a future number of small
entities, determine if an operator will
still be in business, or determine
whether that operator will still remain
a small business entity. Therefore the
agency will use the current U.S.
operator’s fleet and employment in
order to determine the number and
impact on small business entities this
final rule will affect.
For analysis purposes, the FAA has
divided the small entities that might be
impacted by this final rule into two
major classes, airplane manufacturers
and air carriers.
51 13 CFR 121.201, Size Standards Used to Define
Small Business Concerns, Sector 48–49
Transportation, Subsector 481 Air Transportation.
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Currently, U.S. part 25 aircraft
manufacturer type certificate holders
include the following:
• The Boeing Company.
• Cessna Aircraft Company (a
subsidiary of Textron Inc.).
• Raytheon Company.
• Gulfstream Aerospace Corporation
(a wholly owned subsidiary of General
Dynamics).
All United States part 25 aircraft
manufacturers exceed the Small
Business Administration small-entity
criteria of 1,500 employees for aircraft
manufacturers.
Air carriers potentially affected by the
final rule include operators engaged in
the following:
• Scheduled air transportation.
• Air courier service.
• Nonscheduled air transportation.
The FAA obtained the number of
U.S.-operated airplanes having a
maximum takeoff gross weight greater
than 75,000 pounds from the OAG
Associates Fleet Database (March 2009).
This database identifies U.S. operators
of affected airplanes by providing
airplane age and flight utilization
statistics. The FAA used the airplane
flight utilization information in the
analysis of small entity operator’s
airplanes affected by this WFD final
rule. The FAA obtained annual
operators’ revenue and employment
data from current public filings, the
World Aviation Directory, and U.S. DOT
Form 41 schedules.
Companies with greater than 1,500
employees were excluded from further
analysis. Operators in Chapter XI
bankruptcy were also excluded, since
the outcomes of such proceedings are
unknown. Lastly, we excluded all part
25 turbine-powered airplanes with a
maximum takeoff gross weight of 75,000
pounds or less, or with a type certificate
issued before January 1, 1958, because
these airplanes are not affected by the
final rule.
This procedure resulted in a list of
airplanes, operated by U.S. operators
with less than 1,500 employees, with a
gross takeoff weight greater than 75,000
pounds. To this database were added
airplane-specific design service goals,
LOVs, and airplane residual value
fields. The FAA used the design service
goals published in the WFD NPRM and
later updated them based on FAA and
industry input. Manufacturers provided
the LOVs. Airplane residual values were
obtained from the 2009 Avitas Bluebook
of Jet Aircraft and consultations with
industry.
Next follows the discussion of the
number of small entity operators with
airplanes affected by the rule, and how
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flight utilization (measured in flight
cycles or hours) exceeds 75% of LOV,
the expectation is that the WFD
provisions will become an increasingly
important component of the decision to
retire the airplane. All U.S. airplanes
over 75% LOV currently operated by
small business entities are in nonscheduled service. Many of these
affected airplanes are being operated by
cargo operators and hence have a lower
utilization rate than their counterparts
in scheduled passenger service.
The FAA discovered that 21 airplanes
being operated by eight small entities
were over 75% of LOV. For the 21
affected airplanes over 75% of LOV, the
FAA analyzed utilization history reports
by serial number. Results of this
analysis showed that saying that 21
airplanes are over 75% of their LOVs
overstates the number of airplanes
affected by this final rule, because some
of those airplanes listed as active have
not accrued utilization statistics for
years. The agency has identified 9 out
of the 21 affected airplanes that have not
accrued utilization for the past two
years or longer. If the airplanes are not
accumulating flight cycles or hours for
years, then given the age of these
airplanes, the FAA assumes that these
airplanes are parked or retired.
This final rule will impose either the
retirement of an airplane at LOV or a set
of maintenance changes to extend the
LOV for the airplane. In this final
regulatory analysis, the assumption is
that operators will retire the airplanes at
LOV. The airplane retirement cost is the
operator’s most expensive economic
choice based on compliance with the
final rule.
The FAA’s analysis determined that
no small entities currently operate
airplanes over 100% of LOV.
One small entity currently operates
one airplane between 90–100% of LOV.
Four small entities currently operate
four airplanes between 80–90% of LOV.
Lastly, the database lists four small
entities operating seven airplanes
between 75–80% of LOV. Table 1 shows
these results:
To estimate when an airplane will
exceed LOV, the FAA followed these
steps: From the March 2009 OAG
Associates Fleet database the FAA
calculated the average age of U.S.operated part 25 transport category
retired airplanes over time. OAG defines
a retired airplane as one that has been
retired, scrapped or otherwise destroyed
by its owner/operator at the end of the
airplane’s useful life. The FAA
calculated the average age based upon
the retired airplanes in the OAG fleet
database beginning in the 1940s. On
average, part 25 passenger airplanes
were operated for 25 years and cargo
airplanes were operated for 34 years,
and then retired from U.S. service.
For the base case in the regulatory
evaluation, the FAA assumed that in
year 25 of operation, every affected
passenger airplane will convert to cargo
service and then retire from cargo
service at 34 years. The FAA chose this
scenario for the cost model because it
captures nearly all of the affected
airplanes.
The FAA applied these average ages
to the affected airplanes in Table 1 and
retired airplanes over the average
retirement age of 34 years over the
20-year analysis interval used in the
regulatory evaluation. Under this model,
the agency assumes retirement of only
one Boeing 747 airplane operated by a
small business entity, because that
airplane will reach its LOV before
reaching its average retirement age.
The model estimates one small
business entity will retire one airplane
soon after the rule is promulgated. This
small business entity will need to
implement an appropriate WFD
program, and either apply for an
extended LOV or retire the airplane. For
the FRFA, the FAA assumed the
affected small entity will retire the
airplane.
The FAA estimated the final rule’s
present value costs to the air carrier
based on the 2009 Avitas Bluebook of
Jet Aircraft residual value of the
airplane forced to retire. The presentvalue residual value of the affected
airplane is $3.6 million. The ratio of this
present value cost to annual revenues is
1.28%. The FAA does not consider this
impact to be economically significant,
and since only one entity is potentially
affected, this is not a substantial number
of small entities.
The FAA Administrator certifies that
this rule will not have a significant
economic impact on a substantial
number of small entities.
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International Trade Impact Analysis
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
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much it will cost for them to be in
compliance.
Today’s rule may cause airplanes to
be retired, sold, or replaced sooner than
an operator would like. Companies
make decisions on the retirement, sale,
or replacement of airplanes for many
reasons. The decision point to sell,
retire, or replace an airplane differs
across companies. Operators take into
account several key factors in their
decision on when to retire an aircraft.
The following are some of those key
factors:
• Maintenance costs.
• Noise levels.
• Fuel consumption.
• Loss of consumer demand.
• Regulation changes.
• Shifting operator business plans.
• Operating costs.
Therefore, a company generally
decides to retire, sell, or replace an
airplane long before its LOV is reached.
Given current airplane utilization rates,
the FAA does not expect the final rule
to affect companies below 75% of an
airplane’s LOV. When an airplane’s
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
United States standards. The FAA has
assessed the potential effect of this final
rule and determined that it will impose
the same costs on domestic and
international entities and thus has a
neutral trade impact.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and Tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million in lieu of $100 million.
This final rule does not contain such a
mandate. The requirements of Title II do
not apply.
jlentini on DSKJ8SOYB1PROD with RULES2
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. Therefore, today’s
rule does not have federalism
implications.
Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the FAA, when
modifying its regulations in a manner
affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is
not served by transportation modes
other than aviation, and to establish
appropriate regulatory distinctions. In
the NPRM, the FAA requested
comments on whether the proposed rule
should apply differently to intrastate
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operations in Alaska. As discussed
earlier, the FAA received comments on
this subject from the late Senator
Stevens, Senator Murkowski, and Everts
Air Cargo and has determined that there
would not be an adverse effect on
intrastate air transportation in Alaska
and that regulatory distinctions are not
appropriate.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f of the order and involves
no extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant regulatory action’’ under the
executive order because, while it is a
‘‘significant regulatory action’’ under
Executive Order 12866 and DOT’s
Regulatory Policies and Procedures, it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy.
List of Subjects
14 CFR Part 25
Aircraft, Aviation safety, Reporting
and recordkeeping requirements,
Continued airworthiness.
14 CFR Part 26
Aircraft, Aviation safety, Continued
airworthiness.
14 CFR Parts 121 and 129
Air carriers, Aircraft, Aviation safety,
Continued airworthiness, Reporting and
recordkeeping requirements.
The Amendments
In consideration of the foregoing, the
Federal Aviation Administration
amends Chapter I of Title 14, Code of
Federal Regulations, parts 25, 26, 121,
and 129, as follows:
■
PART 25—AIRWORTHINESS
STANDARDS: TRANSPORT
CATEGORY AIRPLANES
1. The authority citation for part 25
continues to read as follows:
■
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Authority: 49 U.S.C. 106(g), 40113, 44701,
44702 and 44704.
2. Amend § 25.571 by revising
paragraphs (a)(3) introductory text and
(b) introductory text to read as follows:
■
§ 25.571 Damage-tolerance and fatigue
evaluation of structure.
(a) * * *
(3) Based on the evaluations required
by this section, inspections or other
procedures must be established, as
necessary, to prevent catastrophic
failure, and must be included in the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness required by § 25.1529.
The limit of validity of the engineering
data that supports the structural
maintenance program (hereafter referred
to as LOV), stated as a number of total
accumulated flight cycles or flight hours
or both, established by this section must
also be included in the Airworthiness
Limitations section of the Instructions
for Continued Airworthiness required
by § 25.1529. Inspection thresholds for
the following types of structure must be
established based on crack growth
analyses and/or tests, assuming the
structure contains an initial flaw of the
maximum probable size that could exist
as a result of manufacturing or serviceinduced damage:
*
*
*
*
*
(b) Damage-tolerance evaluation. The
evaluation must include a
determination of the probable locations
and modes of damage due to fatigue,
corrosion, or accidental damage.
Repeated load and static analyses
supported by test evidence and (if
available) service experience must also
be incorporated in the evaluation.
Special consideration for widespread
fatigue damage must be included where
the design is such that this type of
damage could occur. An LOV must be
established that corresponds to the
period of time, stated as a number of
total accumulated flight cycles or flight
hours or both, during which it is
demonstrated that widespread fatigue
damage will not occur in the airplane
structure. This demonstration must be
by full-scale fatigue test evidence. The
type certificate may be issued prior to
completion of full-scale fatigue testing,
provided the Administrator has
approved a plan for completing the
required tests. In that case, the
Airworthiness Limitations section of the
Instructions for Continued
Airworthiness required by § 25.1529
must specify that no airplane may be
operated beyond a number of cycles
equal to 1⁄2 the number of cycles
accumulated on the fatigue test article,
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until such testing is completed. The
extent of damage for residual strength
evaluation at any time within the
operational life of the airplane must be
consistent with the initial detectability
and subsequent growth under repeated
loads. The residual strength evaluation
must show that the remaining structure
is able to withstand loads (considered as
static ultimate loads) corresponding to
the following conditions:
*
*
*
*
*
■ 3. Amend section H25.4 of Appendix
H to part 25 by revising paragraph (a)(1)
and adding paragraph (a)(4) to read as
follows:
Appendix H to Part 25—Instructions for
Continued Airworthiness
*
*
*
*
H25.4 Airworthiness Limitations section.
(a) * * *
(1) Each mandatory modification time,
replacement time, structural inspection
interval, and related structural inspection
procedure approved under § 25.571.
*
*
*
*
PART 26—CONTINUED
AIRWORTHINESS AND SAFETY
IMPROVEMENTS FOR TRANSPORT
CATEGORY AIRPLANES
4. The authority citation for part 26
continues to read as follows:
■
*
(4) A limit of validity of the engineering
data that supports the structural maintenance
program (LOV), stated as a total number of
accumulated flight cycles or flight hours or
both, approved under § 25.571. Until the fullscale fatigue testing is completed and the
FAA has approved the LOV, the number of
cycles accumulated by the airplane cannot be
greater than 1⁄2 the number of cycles
accumulated on the fatigue test article.
*
*
*
*
*
*
Authority: 49 U.S.C. 106(g), 40113, 44701,
44702 and 44704.
■
5. Revise § 26.5 to read as follows:
§ 26.5
Applicability table.
Table 1 of this section provides an
overview of the applicability of this
part. It provides guidance in identifying
what sections apply to various types of
entities. The specific applicability of
each subpart and section is specified in
the regulatory text.
TABLE 1—APPLICABILITY OF PART 26 RULES
Applicable sections
Subpart B EAPAS/FTS
Effective date of rule ......................
Existing 1 TC Holders .....................
Pending 1 TC Applicants .................
Future 2 TC applicants ....................
Existing 1 STC Holders ...................
Pending 1 STC/ATC applicants ......
Future 2 STC/ATC applicants .........
Manufacturers .................................
1 As
Subpart C widespread
fatigue damage
Subpart D fuel tank
flammability
December 10, 2007 ........
26.11 ...............................
26.11 ...............................
N/A ..................................
N/A ..................................
26.11 ...............................
26.11 ...............................
N/A ..................................
January 14, 2011 ...........
26.21 ...............................
26.21 ...............................
N/A ..................................
26.21 ...............................
26.21 ...............................
26.21 ...............................
N/A ..................................
December 26, 2008 ........
26.33 ...............................
26.37 ...............................
N/A ..................................
26.35 ...............................
26.35 ...............................
26.35 ...............................
26.39 ...............................
Subpart E damage
tolerance data
January 11, 2008
26.43, 26.45, 26.49
26.43, 26.45
26.43
26.47, 26.49
26.45, 26.47, 26.49
26.45, 26.47, 26.49
N/A
of the effective date of the identified rule.
made after the effective date of the identified rule.
2 Application
■
6. Add subpart C to read as follows:
Subpart C—Aging Airplane Safety—
Widespread Fatigue Damage
Sec.
26.21 Limit of validity.
26.23 Extended limit of validity.
Subpart C—Aging Airplane Safety—
Widespread Fatigue Damage
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§ 26.21
Limit of validity.
(a) Applicability. Except as provided
in paragraph (g) of this section, this
section applies to transport category,
turbine-powered airplanes with a
maximum takeoff gross weight greater
than 75,000 pounds and a type
certificate issued after January 1, 1958,
regardless of whether the maximum
takeoff gross weight is a result of an
original type certificate or a later design
change. This section also applies to
transport category, turbine-powered
airplanes with a type certificate issued
after January 1, 1958, if a design change
approval for which application is made
after January 14, 2011 has the effect of
reducing the maximum takeoff gross
weight from greater than 75,000 pounds
to 75,000 pounds or less.
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(b) Limit of validity. Each person
identified in paragraph (c) of this
section must comply with the following
requirements:
(1) Establish a limit of validity of the
engineering data that supports the
structural maintenance program
(hereafter referred to as LOV) that
corresponds to the period of time, stated
as a number of total accumulated flight
cycles or flight hours or both, during
which it is demonstrated that
widespread fatigue damage will not
occur in the airplane. This
demonstration must include an
evaluation of airplane structural
configurations and be supported by test
evidence and analysis at a minimum
and, if available, service experience, or
service experience and teardown
inspection results, of high-time
airplanes of similar structural design,
accounting for differences in operating
conditions and procedures. The airplane
structural configurations to be evaluated
include—
(i) All model variations and
derivatives approved under the type
certificate; and
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(ii) All structural modifications to and
replacements for the airplane structural
configurations specified in paragraph
(b)(1)(i) of this section, mandated by
airworthiness directives as of January
14, 2011.
(2) If the LOV depends on
performance of maintenance actions for
which service information has not been
mandated by airworthiness directive as
of January 14, 2011, submit the
following to the FAA Oversight Office:
(i) For those maintenance actions for
which service information has been
issued as of the applicable compliance
date specified in paragraph (c) of this
section, a list identifying each of those
actions.
(ii) For those maintenance actions for
which service information has not been
issued as of the applicable compliance
date specified in paragraph (c) of this
section, a list identifying each of those
actions and a binding schedule for
providing in a timely manner the
necessary service information for those
actions. Once the FAA Oversight Office
approves this schedule, each person
identified in paragraph (c) of this
section must comply with that schedule.
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
(3) Unless previously accomplished,
establish an Airworthiness Limitations
section (ALS) for each airplane
structural configuration evaluated under
paragraph (b)(1) of this section.
(4) Incorporate the applicable LOV
established under paragraph (b)(1) of
this section into the ALS for each
airplane structural configuration
evaluated under paragraph (b)(1) and
submit it to the FAA Oversight Office
for approval.
(c) Persons who must comply and
compliance dates. The following
persons must comply with the
requirements of paragraph (b) of this
section by the specified date.
(1) Holders of type certificates (TC) of
airplane models identified in Table 1 of
this section: No later than the applicable
date identified in Table 1 of this section.
(2) Applicants for TCs, if the date of
application was before January 14, 2011:
No later than the latest of the following
dates:
(i) January 14, 2016;
(ii) The date the certificate is issued;
or
(iii) The date specified in the plan
approved under § 25.571(b) for
completion of the full-scale fatigue
testing and demonstrating that
widespread fatigue damage will not
occur in the airplane structure.
(3) Applicants for amendments to
TCs, with the exception of amendments
to TCs specified in paragraphs (c)(6) or
(c)(7) of this section, if the original TC
was issued before January 14, 2011: No
later than the latest of the following
dates:
(i) January 14, 2016;
(ii) The date the amended certificate
is issued; or
(iii) The date specified in the plan
approved under § 25.571(b) for
completion of the full-scale fatigue
testing and demonstrating that
widespread fatigue damage will not
occur in the airplane structure.
(4) Applicants for amendments to
TCs, with the exception of amendments
to TCs specified in paragraphs (c)(6) or
(c)(7) of this section, if the application
for the original TC was made before
January 14, 2011 but the TC was not
issued before January 14, 2011: No later
than the latest of the following dates:
(i) January 14, 2016;
(ii) The date the amended certificate
is issued; or
(iii) The date specified in the plan
approved under § 25.571(b) for
completion of the full-scale fatigue
testing and demonstrating that
widespread fatigue damage will not
occur in the airplane structure.
(5) Holders of either supplemental
type certificates (STCs) or amendments
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to TCs that increase maximum takeoff
gross weights from 75,000 pounds or
less to greater than 75,000 pounds: No
later than July 14, 2012.
(6) Applicants for either STCs or
amendments to TCs that increase
maximum takeoff gross weights from
75,000 pounds or less to greater than
75,000 pounds: No later than the latest
of the following dates:
(i) July 14, 2012;
(ii) The date the certificate is issued;
or
(iii) The date specified in the plan
approved under § 25.571(b) for
completion of the full-scale fatigue
testing and demonstrating that
widespread fatigue damage will not
occur in the airplane structure.
(7) Applicants for either STCs or
amendments to TCs that decrease
maximum takeoff gross weights from
greater than 75,000 pounds to 75,000
pounds or less, if the date of application
was after January 14, 2011: No later than
the latest of the following dates:
(i) July 14, 2012;
(ii) The date the certificate is issued;
or
(iii) The date specified in the plan
approved under § 25.571(b) for
completion of the full-scale fatigue
testing and demonstrating that
widespread fatigue damage will not
occur in the airplane structure.
(d) Compliance plan. Each person
identified in paragraph (e) of this
section must submit a compliance plan
consisting of the following:
(1) A proposed project schedule,
identifying all major milestones, for
meeting the compliance dates specified
in paragraph (c) of this section.
(2) A proposed means of compliance
with paragraphs (b)(1) through (b)(4) of
this section.
(3) A proposal for submitting a draft
of all compliance items required by
paragraph (b) of this section for review
by the FAA Oversight Office not less
than 60 days before the compliance date
specified in paragraph (c) of this
section, as applicable.
(4) A proposal for how the LOV will
be distributed.
(e) Compliance dates for compliance
plans. The following persons must
submit the compliance plan described
in paragraph (d) of this section to the
FAA Oversight Office by the specified
date.
(1) Holders of type certificates: No
later than April 14, 2011.
(2) Applicants for TCs and
amendments to TCs, with the exception
of amendments to TCs specified in
paragraphs (e)(4), (e)(5), or (e)(6) of this
section, if the date of application was
before January 14, 2011 but the TC or
PO 00000
Frm 00039
Fmt 4701
Sfmt 4700
69783
TC amendment was not issued before
January 14, 2011: No later than April 14,
2011.
(3) Holders of either supplemental
type certificates or amendments to TCs
that increase maximum takeoff gross
weights from 75,000 pounds or less to
greater than 75,000 pounds: No later
than April 14, 2011.
(4) Applicants for either STCs or
amendments to TCs that increase
maximum takeoff gross weights from
75,000 pounds or less to greater than
75,000 pounds, if the date of application
was before January 14, 2011: No later
than April 14, 2011.
(5) Applicants for either STCs or
amendments to TCs that increase
maximum takeoff gross weights from
75,000 pounds or less to greater than
75,000 pounds, if the date of application
is on or after January 14, 2011: Within
90 days after the date of application.
(6) Applicants for either STCs or
amendments to TCs that decrease
maximum takeoff gross weights from
greater than 75,000 pounds to 75,000
pounds or less, if the date of application
is on or after January 14, 2011: Within
90 days after the date of application.
(f) Compliance plan implementation.
Each affected person must implement
the compliance plan as approved in
compliance with paragraph (d) of this
section.
(g) Exceptions. This section does not
apply to the following airplane models:
(1) Bombardier BD–700.
(2) Bombardier CL–44.
(3) Gulfstream GV.
(4) Gulfstream GV–SP.
(5) British Aerospace, Aircraft Group,
and Societe Nationale Industrielle
Aerospatiale Concorde Type 1.
(6) British Aerospace (Commercial
Aircraft) Ltd., Armstrong Whitworth
Argosy A.W. 650 Series 101.
(7) British Aerospace Airbus, Ltd.,
BAC 1–11.
(8) BAE Systems (Operations) Ltd.,
BAe 146.
(9) BAE Systems (Operations) Ltd.,
Avro 146.
(10) Lockheed 300–50A01 (USAF
C141A).
(11) Boeing 707.
(12) Boeing 720.
(13) deHavilland D.H. 106 Comet 4C.
(14) Ilyushin Aviation IL–96T.
(15) Bristol Aircraft Britannia 305.
(16) Avions Marcel Dassault-Breguet
Aviation Mercure 100C.
(17) Airbus Caravelle.
(18) D & R Nevada, LLC, Convair
Model 22.
(19) D & R Nevada, LLC, Convair
Model 23M.
E:\FR\FM\15NOR2.SGM
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69784
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
TABLE 1—COMPLIANCE DATES FOR AFFECTED AIRPLANES
Compliance date—
(months after
January 14, 2011)
Airplane model
(all existing 1 models)
Airbus:
A300 Series, A310 Series, A300–600 Series ..................................................................................................................
A318 Series ......................................................................................................................................................................
A319 Series ......................................................................................................................................................................
A320 Series ......................................................................................................................................................................
A321 Series ......................................................................................................................................................................
A330–200, –200 Freighter, –300 Series ..........................................................................................................................
A340–200, –300, –500, –600 Series ...............................................................................................................................
A380–800 Series ..............................................................................................................................................................
Boeing:
717 ....................................................................................................................................................................................
727 (all series) ..................................................................................................................................................................
737 (Classics): 737–100, –200, –200C, –300, –400, –500 .............................................................................................
737 (NG): 737–600, –700, –700C, –800, –900, –900ER ................................................................................................
747 (Classics): 747–100, –100B, –100B SUD, –200B, -200C, –200F, –300, 747SP, 747SR .......................................
747–400: 747–400, –400D, –400F ..................................................................................................................................
757 ....................................................................................................................................................................................
767 ....................................................................................................................................................................................
777–200, –300 ..................................................................................................................................................................
777–200LR, 777–300ER, 777F ........................................................................................................................................
Bombardier:
CL–600: 2D15 (Regional Jet Series 705), 2D24 (Regional Jet Series 900) ...................................................................
Embraer:
ERJ 170 ............................................................................................................................................................................
ERJ 190 ............................................................................................................................................................................
Fokker:
F.28 Mark 0070, Mark 0100 .............................................................................................................................................
Lockheed:
L–1011 ..............................................................................................................................................................................
188 ....................................................................................................................................................................................
382 (all series) ..................................................................................................................................................................
McDonnell Douglas:
DC–8, –8F ........................................................................................................................................................................
DC–9 .................................................................................................................................................................................
MD–80 (DC–9–81, –82, –83, –87, MD–88) .....................................................................................................................
MD–90 ..............................................................................................................................................................................
DC–10 ...............................................................................................................................................................................
MD–10 ..............................................................................................................................................................................
MD–11, –11F ....................................................................................................................................................................
All Other Airplane Models Listed on a Type Certificate as of January 14, 2011 ...................................................................
1 Type
jlentini on DSKJ8SOYB1PROD with RULES2
§ 26.23
18
48
48
48
48
48
48
60
48
18
18
48
18
48
48
48
48
60
60
60
60
18
18
18
18
18
18
18
48
18
48
48
60
certificated as of January 14, 2011.
Extended limit of validity.
(a) Applicability. Any person may
apply to extend a limit of validity of the
engineering data that supports the
structural maintenance program
(hereafter referred to as LOV) approved
under § 25.571 of this subchapter,
§ 26.21, or this section. Extending an
LOV is a major design change. The
applicant must comply with the
relevant provisions of subparts D or E of
part 21 of this subchapter and paragraph
(b) of this section.
(b) Extended limit of validity. Each
person applying for an extended LOV
must comply with the following
requirements:
(1) Establish an extended LOV that
corresponds to the period of time, stated
as a number of total accumulated flight
cycles or flight hours or both, during
which it is demonstrated that
widespread fatigue damage will not
VerDate Mar<15>2010
16:13 Nov 12, 2010
Jkt 223001
occur in the airplane. This
demonstration must include an
evaluation of airplane structural
configurations and be supported by test
evidence and analysis at a minimum
and, if available, service experience, or
service experience and teardown
inspection results, of high-time
airplanes of similar structural design,
accounting for differences in operating
conditions and procedures. The airplane
structural configurations to be evaluated
include—
(i) All model variations and
derivatives approved under the type
certificate for which approval for an
extension is sought; and
(ii) All structural modifications to and
replacements for the airplane structural
configurations specified in paragraph
(b)(1)(i) of this section, mandated by
airworthiness directive, up to the date of
approval of the extended LOV.
PO 00000
Frm 00040
Fmt 4701
Sfmt 4700
(2) Establish a revision or supplement,
as applicable, to the Airworthiness
Limitations section (ALS) of the
Instructions for Continued
Airworthiness required by § 25.1529 of
this subchapter, and submit it to the
FAA Oversight Office for approval. The
revised ALS or supplement to the ALS
must include the applicable extended
LOV established under paragraph (b)(1)
of this section.
(3) Develop the maintenance actions
determined by the WFD evaluation
performed in paragraph (b)(1) of this
section to be necessary to preclude WFD
from occurring before the airplane
reaches the proposed extended LOV.
These maintenance actions must be
documented as airworthiness limitation
items in the ALS and submitted to the
FAA Oversight Office for approval.
E:\FR\FM\15NOR2.SGM
15NOR2
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
in accordance with § 25.571 or § 26.21
of this chapter after January 14, 2011.
(b) Limit of validity. No certificate
holder may operate an airplane
identified in paragraph (a) of this
section after the applicable date
identified in Table 1 of this section
unless an Airworthiness Limitations
section approved under Appendix H to
part 25 or § 26.21 of this chapter is
incorporated into its maintenance
program. The ALS must—
(1) Include an LOV approved under
§ 25.571 or § 26.21 of this chapter, as
applicable, except as provided in
paragraph (f) of this section; and
(2) Be clearly distinguishable within
its maintenance program.
(c) Operation of airplanes excluded
from § 26.21. No certificate holder may
operate an airplane identified in
§ 26.21(g) of this chapter after July 14,
2013, unless an Airworthiness
Limitations section approved under
Appendix H to part 25 or § 26.21 of this
chapter is incorporated into its
maintenance program. The ALS must—
(1) Include an LOV approved under
§ 25.571 or § 26.21 of this chapter, as
applicable, except as provided in
paragraph (f) of this section; and
(2) Be clearly distinguishable within
its maintenance program.
(d) Extended limit of validity. No
certificate holder may operate an
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
7. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
44903–44904, 44912, 45101–45105, 46105,
46301.
8. Add new § 121.1115 to read as
follows:
■
§ 121.1115
Limit of validity.
(a) Applicability. This section applies
to certificate holders operating any
transport category, turbine-powered
airplane with a maximum takeoff gross
weight greater than 75,000 pounds and
a type certificate issued after January 1,
1958, regardless of whether the
maximum takeoff gross weight is a
result of an original type certificate or a
later design change. This section also
applies to certificate holders operating
any transport category, turbine-powered
airplane with a type certificate issued
after January 1, 1958, regardless of the
maximum takeoff gross weight, for
which a limit of validity of the
engineering data that supports the
structural maintenance program
(hereafter referred to as LOV) is required
69785
airplane beyond the LOV, or extended
LOV, specified in paragraph (b)(1), (c),
(d), or (f) of this section, as applicable,
unless the following conditions are met:
(1) An ALS must be incorporated into
its maintenance program that—
(i) Includes an extended LOV and any
widespread fatigue damage
airworthiness limitation items approved
under § 26.23 of this chapter; and
(ii) Is approved under § 26.23 of this
chapter.
(2) The extended LOV and the
airworthiness limitation items
pertaining to widespread fatigue damage
must be clearly distinguishable within
its maintenance program.
(e) Principal Maintenance Inspector
approval. Certificate holders must
submit the maintenance program
revisions required by paragraphs (b), (c),
and (d) of this section to the Principal
Maintenance Inspector for review and
approval.
(f) Exception. For any airplane for
which an LOV has not been approved as
of the applicable compliance date
specified in paragraph (c) or Table 1 of
this section, instead of including an
approved LOV in the ALS, an operator
must include the applicable default
LOV specified in Table 1 or Table 2 of
this section, as applicable, in the ALS.
TABLE 1—AIRPLANES SUBJECT TO § 26.21
Compliance date—
months after
January 14, 2011
jlentini on DSKJ8SOYB1PROD with RULES2
Airplane model
Airbus—Existing1 Models Only:
A300 B2–1A, B2–1C, B2K–3C, B2–203 .............................................................
A300 B4–2C, B4–103 .........................................................................................
A300 B4–203 .......................................................................................................
A300–600 Series .................................................................................................
A310–200 Series .................................................................................................
A310–300 Series .................................................................................................
A318 Series .........................................................................................................
A319 Series .........................................................................................................
A320–100 Series .................................................................................................
A320–200 Series .................................................................................................
A321 Series .........................................................................................................
A330–200, –300 Series (except WV050 family) (non enhanced) ......................
A330–200, –300 Series WV050 family (enhanced) ............................................
A330–200 Freighter Series .................................................................................
A340–200, –300 Series (except WV 027 and WV050 family) (non enhanced)
A340–200, –300 Series WV 027 (non enhanced) ..............................................
A340–300 Series WV050 family (enhanced) ......................................................
A340–500, –600 Series .......................................................................................
A380–800 Series .................................................................................................
Boeing—Existing1 Models Only:
717 .......................................................................................................................
727 (all series) .....................................................................................................
737 (Classics): 737–100, –200, –200C, –300, –400, –500 ................................
737 (NG): 737–600, –700, –700C, –800, –900, –900ER ...................................
747 (Classics): 747–100, –100B, –100B SUD, –200B, –200C, –200F, –300,
747SP, 747SR.
747–400: 747–400, –400D, –400F .....................................................................
757 .......................................................................................................................
767 .......................................................................................................................
777–200, –300 ....................................................................................................
VerDate Mar<15>2010
16:13 Nov 12, 2010
Jkt 223001
PO 00000
Frm 00041
Fmt 4701
Sfmt 4700
Default LOV
[flight cycles (FC)
or flight hours (FH)]
30
30
30
30
30
30
60
60
60
60
60
60
60
60
60
60
60
60
72
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
48,000 FC
40,000 FC
34,00 FC
30,000 FC/67,500 FH
40,000 FC/60,000 FH
35,000 FC/60,000 FH
48,000 FC/60,000 FH
48,000 FC/60,000 FH
48,000 FC/48,000 FH
48,000 FC/60,000 FH
48,000 FC/60,000 FH
40,000 FC/60,000 FH
33,000 FC/100,000 FH
See NOTE.
20,000 FC/80,000 FH
30,000 FC/60,000 FH
20,000 FC/100,000 FH
16,600 FC/100,000 FH
See NOTE.
60
30
30
60
30
............................................
............................................
............................................
............................................
............................................
60,000
60,000
75,000
75,000
20,000
FC/60,000 FH
FC
FC
FC
FC
60
60
60
60
............................................
............................................
............................................
............................................
20,000
50,000
50,000
40,000
FC
FC
FC
FC
E:\FR\FM\15NOR2.SGM
15NOR2
69786
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
TABLE 1—AIRPLANES SUBJECT TO § 26.21—Continued
Compliance date—
months after
January 14, 2011
Airplane model
777–200LR, 777–300ER .....................................................................................
777F ....................................................................................................................
Bombardier—Existing1 Models Only:
CL–600: 2D15 (Regional Jet Series 705), 2D24 (Regional Jet Series 900) ......
Embraer—Existing1 Models Only:
ERJ 170 ...............................................................................................................
ERJ 190 ...............................................................................................................
Fokker—Existing1 Models Only:
F.28 Mark 0070, Mark 0100 ................................................................................
Lockheed—Existing1 Models Only:
L–1011 .................................................................................................................
188 .......................................................................................................................
382 (all series) .....................................................................................................
McDonnell Douglas—Existing1 Models Only:
DC–8, –8F ...........................................................................................................
DC–9 (except for MD–80 models) ......................................................................
MD–80 (DC–9–81, –82, –83, –87, MD–88) ........................................................
MD–90 .................................................................................................................
DC–10–10, –15 ...................................................................................................
DC–10–30, –40, –10F, –30F, –40F ....................................................................
MD–10–10F .........................................................................................................
MD–10–30F .........................................................................................................
MD–11, MD–11F .................................................................................................
Maximum Takeoff Gross Weight Changes:
All airplanes whose maximum takeoff gross weight has been decreased to
75,000 pounds or below after January 14, 2011 or increased to greater
than 75,000 pounds at any time by an amended type certificate or supplemental type certificate.
All Other Airplane Models (TCs and amended TCs) not Listed in Table 2 ...............
1 Type
Default LOV
[flight cycles (FC)
or flight hours (FH)]
72 ............................................
72 ............................................
40,000 FC
11,000 FC
72 ............................................
60,000 FC
72 ............................................
72 ............................................
See NOTE.
See NOTE.
30 ............................................
90,000 FC
30 ............................................
30 ............................................
30 ............................................
36,000 FC
26,600 FC
20,000 FC/50,000 FH
30
30
30
60
30
30
60
60
60
50,000 FC/50,000 FH
100,000 FC/100,000 FH
50,000 FC/50,000 FH
60,000 FC/90,000 FH
42,000 FC/60,000 FH
30,000 FC/60,000 FH
42,000 FC/60,000 FH
30,000 FC/60,000 FH
20,000 FC/60,000 FH
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
30, or within 12 months after
the LOV is approved, or before operating the airplane,
whichever occurs latest.
72, or within 12 months after
the LOV is approved, or before operating the airplane,
whichever occurs latest.
Not applicable.
Not applicable.
certificated as of January 14, 2011.
Note: Airplane operation limitation is
stated in the Airworthiness Limitation
section.
TABLE 2—AIRPLANES EXCLUDED FROM § 26.21
Default LOV
[flight cycles (FC)
or flight hours (FH)]
jlentini on DSKJ8SOYB1PROD with RULES2
Airplane model
Airbus:
Caravelle ........................................................................................................................................................................
Avions Marcel Dassault:
Breguet Aviation Mercure 100C .....................................................................................................................................
Boeing:
Boeing 707 (-100 Series and -200 Series) ....................................................................................................................
Boeing 707 (-300 Series and -400 Series) ....................................................................................................................
Boeing 720 .....................................................................................................................................................................
Bombardier:
CL–44D4 and CL–44J ....................................................................................................................................................
BD–700 ..........................................................................................................................................................................
Bristol Aeroplane Company:
Britannia 305 ..................................................................................................................................................................
British Aerospace Airbus, Ltd.:
BAC 1–11 (all models) ...................................................................................................................................................
British Aerospace (Commercial Aircraft) Ltd.:
Armstrong Whitworth Argosy A.W. 650 Series 101 .......................................................................................................
BAE Systems (Operations) Ltd.:
BAe 146–100A (all models) ...........................................................................................................................................
BAe 146–200–07 ...........................................................................................................................................................
BAe 146–200–07 Dev ....................................................................................................................................................
BAe 146–200–11 ...........................................................................................................................................................
BAe 146–200–07A .........................................................................................................................................................
BAe 146–200–11 Dev ....................................................................................................................................................
VerDate Mar<15>2010
16:13 Nov 12, 2010
Jkt 223001
PO 00000
Frm 00042
Fmt 4701
Sfmt 4700
E:\FR\FM\15NOR2.SGM
15NOR2
15,000 FC/24,000 FH
20,000 FC/16,000 FH
20,000 FC
20,000 FC
30,000 FC
20,000 FC
15,000 FH
10,000 FC
85,000 FC
20,000 FC
50,000
50,000
50,000
50,000
47,000
43,000
FC
FC
FC
FC
FC
FC
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
69787
TABLE 2—AIRPLANES EXCLUDED FROM § 26.21—Continued
Default LOV
[flight cycles (FC)
or flight hours (FH)]
Airplane model
BAe 146–300 (all models) ..............................................................................................................................................
Avro 146–RJ70A (all models) ........................................................................................................................................
Avro 146–RJ85A and 146–RJ100A (all models) ...........................................................................................................
D & R Nevada, LLC:
Convair Model 22 ...........................................................................................................................................................
Convair Model 23M ........................................................................................................................................................
deHavilland Aircraft Company, Ltd.:
D.H. 106 Comet 4C ........................................................................................................................................................
Gulfstream:
GV ..................................................................................................................................................................................
GV–SP ...........................................................................................................................................................................
Ilyushin Aviation Complex:
IL–96T ............................................................................................................................................................................
Lockheed:
300–50A01 (USAF C 141A) ...........................................................................................................................................
(hereafter referred to as LOV) is required
in accordance with § 25.571 or § 26.21
of this chapter after January 14, 2011.
(b) Limit of validity. No foreign air
carrier or foreign person may operate a
U.S.-registered airplane identified in
paragraph (a) of this section after the
applicable date identified in Table 1 of
this section, unless an Airworthiness
Limitations section (ALS) approved
under Appendix H to part 25 or § 26.21
of this chapter is incorporated into its
maintenance program. The ALS must—
(1) Include an LOV approved under
§ 25.571 or § 26.21 of this chapter, as
applicable, except as provided in
paragraph (f) of this section; and
(2) Be clearly distinguishable within
its maintenance program.
(c) Operation of airplanes excluded
from § 26.21. No certificate holder may
operate an airplane identified in
§ 26.21(g) of this chapter after July 14,
2013, unless an ALS approved under
Appendix H to part 25 or § 26.21 of this
chapter is incorporated into its
maintenance program. The ALS must—
(1) Include an LOV approved under
§ 25.571 or § 26.21 of this chapter, as
applicable, except as provided in
paragraph (f) of this section; and
(2) Be clearly distinguishable within
its maintenance program
(d) Extended limit of validity. No
foreign air carrier or foreign person may
operate an airplane beyond the LOV or
extended LOV specified in paragraph
PART 129—OPERATIONS: FOREIGN
AIR CARRIERS AND FOREIGN
OPERATORS OF U.S.-REGISTERED
AIRCRAFT ENGAGED IN COMMON
CARRIAGE
9. The authority citation for part 129
continues to read:
■
Authority: 49 U.S.C. 1372, 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901–44904,
44906, 44912, 46105, Pub. L. 107–71 sec.
104.
10. Add new § 129.115 to read as
follows:
■
§ 129.115
Limit of validity.
(a) Applicability. This section applies
to foreign air carriers or foreign persons
operating any U.S.-registered transport
category, turbine-powered airplane with
a maximum takeoff gross weight greater
than 75,000 pounds and a type
certificate issued after January 1, 1958,
regardless of whether the maximum
takeoff gross weight is a result of an
original type certificate or a later design
change. This section also applies to
foreign air carriers or foreign persons
operating any other U.S.-registered
transport category, turbine-powered
airplane with a type certificate issued
after January 1, 1958, regardless of the
maximum takeoff gross weight, for
which a limit of validity of the
engineering data that supports the
structural maintenance program
40,000 FC
40,000 FC
50,000 FC
1,000 FC/1,000 FH
1,000 FC/1,000 FH
8,000 FH
40,000 FH
40,000 FH
10,000 FC/30,000 FH
20,000 FC
(b)(1), (c), (d), or (f) of this section, as
applicable, unless the following
conditions are met:
(1) An ALS must be incorporated into
its maintenance program that—
(i) Includes an extended LOV and any
widespread fatigue damage
airworthiness limitation items (ALIs)
approved under § 26.23 of this chapter;
and
(ii) Is approved under § 26.23 of this
chapter;
(2) The extended LOV and the
airworthiness limitation items
pertaining to widespread fatigue damage
must be clearly distinguishable within
its maintenance program.
(e) Principal Maintenance Inspector
approval. Foreign air carriers or foreign
persons must submit the maintenance
program revisions required by
paragraphs (b), (c), and (d) of this
section to the Principal Maintenance
Inspector or Flight Standards
International Field Office for review and
approval.
(f) Exception. For any airplane for
which an LOV has not been approved as
of the applicable compliance date
specified in paragraph (c) or Table 1 of
this section, instead of including an
approved LOV in the ALS, an operator
must include the applicable default
LOV specified in Table 1 or Table 2 of
this section, as applicable, in the ALS.
jlentini on DSKJ8SOYB1PROD with RULES2
TABLE 1—AIRPLANES SUBJECT TO § 26.21
Compliance date—months
after January 14, 2011
Airplane model
Airbus—Existing 1 Models Only:
A300 B2–1A, B2–1C, B2K–3C, B2–203 .............................................................
A300 B4–2C, B4–103 .........................................................................................
A300 B4–203 .......................................................................................................
A300–600 Series .................................................................................................
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30
30
30
............................................
............................................
............................................
............................................
E:\FR\FM\15NOR2.SGM
15NOR2
Default LOV [flight
cycles (FC) or flight hours
(FH)]
48,000
40,000
34,000
30,000
FC
FC
FC
FC/67,500 FH
69788
Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
TABLE 1—AIRPLANES SUBJECT TO § 26.21—Continued
Compliance date—months
after January 14, 2011
Airplane model
A310–200 Series .................................................................................................
A310–300 Series .................................................................................................
A318 Series .........................................................................................................
A319 Series .........................................................................................................
A320–100 Series .................................................................................................
A320–200 Series .................................................................................................
A321 Series .........................................................................................................
A330–200, –300 Series (except WV050 family) (non enhanced) ......................
A330–200, –300 Series WV050 family (enhanced) ............................................
A330–200 Freighter Series .................................................................................
A340–200, –300 Series (except WV 027 and WV050 family) (non enhanced)
A340–200, –300 Series WV 027 (non enhanced) ..............................................
A340–300 Series WV050 family (enhanced) ......................................................
A340–500, –600 Series .......................................................................................
A380–800 Series .................................................................................................
Boeing—Existing 1 Models Only:
717 .......................................................................................................................
727 (all series) .....................................................................................................
737 (Classics): 737–100, –200, –200C, –300, –400, –500 ................................
737 (NG): 737–600, –700, –700C, –800, –900, –900ER ...................................
747 (Classics): 747–100, –100B, –100B SUD, –200B, –200C, –200F, –300,
747SP, 747SR.
747–400: 747–400, –400D, –400F .....................................................................
757 .......................................................................................................................
767 .......................................................................................................................
777–200, –300 ....................................................................................................
777–200LR, 777–300ER .....................................................................................
777F ....................................................................................................................
Bombardier—Existing 1 Models Only:
CL–600: 2D15 (Regional Jet Series 705), 2D24 (Regional Jet Series 900) ......
Embraer—Existing 1 Models Only:
ERJ 170 ...............................................................................................................
ERJ 190 ...............................................................................................................
Fokker—Existing 1 Models Only:
F.28 Mark 0070, Mark 0100 ................................................................................
Lockheed—Existing 1 Models Only:
L–1011 .................................................................................................................
188 .......................................................................................................................
382 (all series) .....................................................................................................
McDonnell Douglas—Existing 1 Models Only:
DC–8, –8F ...........................................................................................................
DC–9 (except for MD–80 series) ........................................................................
MD–80 (DC–9–81, –82, –83, –87, MD–88) ........................................................
MD–90 .................................................................................................................
DC–10–10, –15 ...................................................................................................
DC–10–30, –40, –10F, –30F, –40F ....................................................................
MD–10–10F .........................................................................................................
MD–10–30F .........................................................................................................
MD–11, MD–11F .................................................................................................
Maximum Takeoff Gross Weight Changes ................................................................
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All airplanes whose maximum takeoff gross weight has been decreased to 75,000
pounds or below after January 14, 2011 or increased to greater than 75,000
pounds at any time by an amended type certificate or supplemental type certificate.
All Other Airplane Models (TCs and amended TCs) not Listed in Table 2 ...............
1 Type
30
30
60
60
60
60
60
60
60
60
60
60
60
60
72
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
............................................
40,000 FC/60,000 FH
35,000 FC/60,000 FH
48,000 FC/60,000 FH
48,000 FC/60,000 FH
48,000 FC/48,000 FH
48,000 FC/60,000 FH
48,000 FC/60,000 FH
40,000 FC/60,000 FH
33,000 FC/100,000 FH
See NOTE.
20,000 FC/80,000 FH
30,000 FC/60,000 FH
20,000 FC/100,000 FH
16,600 FC/100,000 FH
See NOTE.
60
30
30
60
30
............................................
............................................
............................................
............................................
............................................
60,000
60,000
75,000
75,000
20,000
FC/60,000 FH
FC
FC
FC
FC
60
60
60
60
72
72
............................................
............................................
............................................
............................................
............................................
............................................
20,000
50,000
50,000
40,000
40,000
11,000
FC
FC
FC
FC
FC
FC
72 ............................................
60,000 FC
72 ............................................
72 ............................................
See NOTE.
See NOTE.
30 ............................................
90,000 FC
30 ............................................
30 ............................................
30 ............................................
36,000 FC
26,600 FC
20,000 FC/50,000 FH
30 ............................................
30 ............................................
30 ............................................
60 ............................................
30 ............................................
30 ............................................
60 ............................................
60 ............................................
60 ............................................
30, or within 12 months after
the LOV is approved, or before operating the airplane,
whichever occurs latest.
50,000 FC/50,000 FH
100,000 FC/100,000 FH
50,000 FC/50,000 FH
60,000 FC/90,000 FH
42,000 FC/60,000 FH
30,000 FC/60,000 FH
42,000 FC/60,000 FH
30,000 FC/60,000 FH
20,000 FC/60,000 FH
Not applicable.
72, or within 12 months after
the LOV is approved, or before operating the airplane,
whichever occurs latest.
Not applicable.
certificated as of January 14, 2011.
Note: Airplane operation limitation is
stated in the Airworthiness Limitation
section.
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Federal Register / Vol. 75, No. 219 / Monday, November 15, 2010 / Rules and Regulations
69789
TABLE 2—AIRPLANES EXCLUDED FROM § 26.21
Default LOV [flight
cycles (FC) or flight
hours (FH)]
Airplane model
Airbus:
Caravelle ........................................................................................................................................................................
Avions Marcel Dassault:
Breguet Aviation Mercure 100C .....................................................................................................................................
Boeing:
Boeing 707 (–100 Series and –200 Series) ..................................................................................................................
Boeing 707 (–300 Series and –400 Series) ..................................................................................................................
Boeing 720 .....................................................................................................................................................................
Bombardier:
CL–44D4 and CL–44J ....................................................................................................................................................
BD–700 ..........................................................................................................................................................................
Bristol Aeroplane Company:
Britannia 305 ..................................................................................................................................................................
British Aerospace Airbus, Ltd.:
BAC 1–11 (all models) ...................................................................................................................................................
British Aerospace (Commercial Aircraft) Ltd.:
Armstrong Whitworth Argosy A.W. 650 Series 101 .......................................................................................................
BAE Systems (Operations) Ltd.:
BAe 146–100A (all models) ...........................................................................................................................................
BAe 146–200–07 ...........................................................................................................................................................
BAe 146–200–07 Dev ....................................................................................................................................................
BAe 146–200–11 ...........................................................................................................................................................
BAe 146–200–07A .........................................................................................................................................................
BAe 146–200–11 Dev ....................................................................................................................................................
BAe 146–300 (all models) ..............................................................................................................................................
Avro 146–RJ70A (all models) ........................................................................................................................................
Avro 146–RJ85A and 146–RJ100A (all models) ...........................................................................................................
D & R Nevada, LLC:
Convair Model 22 ...........................................................................................................................................................
Convair Model 23M ........................................................................................................................................................
deHavilland Aircraft Company, Ltd.:
D.H. 106 Comet 4C ........................................................................................................................................................
Gulfstream:
GV ..................................................................................................................................................................................
GV–SP ...........................................................................................................................................................................
Ilyushin Aviation Complex:
IL–96T ............................................................................................................................................................................
Lockheed:
300–50A01 (USAF C 141A) ...........................................................................................................................................
Issued in Washington, DC, on October 28,
2010.
J. Randolph Babbitt,
Administrator.
[FR Doc. 2010–28363 Filed 11–12–10; 8:45 am]
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15,000 FC/24,000 FH
20,000 FC/16,000 FH
20,000 FC
20,000 FC
30,000 FC
20,000 FC
15,000 FH
10,000 FC
85,000 FC
20,000 FC
50,000
50,000
50,000
50,000
47,000
43,000
40,000
40,000
50,000
FC
FC
FC
FC
FC
FC
FC
FC
FC
1,000 FC/1,000 FH
1,000 FC/1,000 FH
8,000 FH
40,000 FH
40,000 FH
10,000 FC/30,000 FH
20,000 FC
Agencies
[Federal Register Volume 75, Number 219 (Monday, November 15, 2010)]
[Rules and Regulations]
[Pages 69746-69789]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-28363]
[[Page 69745]]
-----------------------------------------------------------------------
Part II
Department of Transportation
-----------------------------------------------------------------------
Federal Aviation Administration
-----------------------------------------------------------------------
14 CFR Parts 25, 26, 121, et al.
Aging Airplane Program: Widespread Fatigue Damage; Final Rule
Federal Register / Vol. 75 , No. 219 / Monday, November 15, 2010 /
Rules and Regulations
[[Page 69746]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 25, 26, 121, and 129
[Docket No. FAA-2006-24281; Amendment Nos. 25-132, 26-5, 121-351, 129-
48]
RIN 2120-AI05
Aging Airplane Program: Widespread Fatigue Damage
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends FAA regulations pertaining to
certification and operation of transport category airplanes to prevent
widespread fatigue damage in those airplanes. For certain existing
airplanes, the rule requires design approval holders to evaluate their
airplanes to establish a limit of validity of the engineering data that
supports the structural maintenance program (LOV). For future
airplanes, the rule requires all applicants for type certificates,
after the affective date of the rule, to establish an LOV. Design
approval holders and applicants must demonstrate that the airplane will
be free from widespread fatigue damage up to the LOV. The rule requires
that operators of any affected airplane incorporate the LOV into the
maintenance program for that airplane. Operators may not fly an
airplane beyond its LOV unless an extended LOV is approved.
DATES: These amendments become effective January 14, 2011.
FOR FURTHER INFORMATION CONTACT: If you have technical questions
concerning this rule, contact Walter Sippel, ANM-115, Airframe/Cabin
Safety Branch, Federal Aviation Administration, 1601 Lind Avenue SW.,
Renton, WA 98057-3356; telephone (425) 227-2774; facsimile (425) 227-
1232; e-mail walter.sippel@faa.gov. If you have legal questions,
contact Doug Anderson, Office of Regional Counsel, Federal Aviation
Administration, 1601 Lind Avenue SW., Renton, WA 98057-3356; telephone
(425) 227-2166; facsimile (425) 227-1007; e-mail
douglas.anderson@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, section 106 describes
the authority of the FAA Administrator. Subtitle VII-Aviation Programs
describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, section 44701, ``General
requirements.'' Under that section, the FAA is charged with promoting
safe flight of civil aircraft in air commerce by prescribing minimum
standards required in the interest of safety for the design and
performance of aircraft; regulations and minimum standards in the
interest of safety for inspecting, servicing, and overhauling aircraft;
and regulations for other practices, methods, and procedures the
administrator finds necessary for safety in air commerce. This
regulation is within the scope of that authority because it
prescribes--
New safety standards for the design of transport category
airplanes, and
New requirements necessary for safety for the design,
production, operation and maintenance of those airplanes and for other
practices, methods, and procedures relating to those airplanes.
Contents
I. Executive Summary
II. Background
A. Summary of the NPRM
B. Related Activities
C. Differences between NPRM and Final Rule
1. Substantive changes
2. Regulatory Evaluation changes
3. New part 26 for design approval holders' airworthiness
requirements
4. New subparts for airworthiness operational rules
D. Summary of Comments
III. Discussion of the Final Rule
A. Overview
1. Widespread fatigue damage
2. Final rule
B. Requests for Deferral or Withdrawal of Rule
1. Safety benefits don't justify rule
2. Existing programs serve purpose of rule
3. Divide rule into two
C. Concept of Operational Limits
1. Requests for requiring maintenance programs instead
2. Single retirement point for a model
3. Potentially adverse effect on safety
D. Change in Terminology (Initial Operational Limit to LOV)
1. Rationale for the term LOV
2. Refer to the structural maintenance program
E. Repairs, Alterations, and Modifications
1. Whether repairs, alterations, and modifications pose WFD
risks
2. Relationship to damage tolerance requirements (Sec. 25.571)
a. Pre-Amendment 25-96 airplanes
b. Airplanes certified to Amendment 25-96 or later
3. Guidelines for repairs, alterations, and modifications
4. Rely on the Changed Product Rule
F. LOVs for Existing Airplanes
1. NPRM compliance date
2. When to set LOVs for existing airplanes
a. Pre-Amendment 25-45 airplanes
b. Airplanes certified to Amendment 25-45 or later
3. Varying implementation strategies
4. FAA review and approval time
G. LOVs for Future Airplanes: Revisions to Sec. 25.571 and
Appendix H
1. Opposition to changes to Sec. 25.571
2. Change to Appendix H
3. When to set LOVs for future airplanes
H. How to Set LOVs
I. How to Extend LOVs
1. Change the procedure for extending LOVs
2. Evaluation of repairs, alterations, and modifications for LOV
extensions
3. Alternate means of compliance (AMOCs)
4. Extension procedure doesn't allow public comment
J. Applicability for Existing Airplanes
1. Type certificates issued after January 1, 1958
2. Original type certification
3. Airplane configuration
4. Weight cutoff
5. Default LOVs and excluded airplanes
a. Table 1--Default LOVs
b. Table 2--Airplanes excluded from Sec. 26.21
6. Bombardier airplanes
7. Intrastate operations in Alaska
8. Composite structures
K. Harmonization
L. Regulatory Evaluation
1. Benefits of proposed rule
2. Costs of proposed rule
a. Need to know LOVs to determine cost
b. Need to know maintenance actions to determine cost
c. Costs to manufacturers
d. Cost of failing to harmonize rule
e. Cost to replace an airplane
f. Residual value of airplanes
3. ``Rotable'' parts
4. Use of LOVs for financial evaluations
IV. Regulatory Notices and Analyses
I. Executive Summary
This final rule requires certain actions to prevent catastrophic
failure due to widespread fatigue damage (WFD) throughout the
operational life of certain existing transport category airplanes and
all those to be certificated in the future. Existing airplanes subject
to the rule are turbine-powered airplanes with a type certificate
issued after January 1, 1958, which have a maximum takeoff gross weight
greater than 75,000 pounds and are operated under part 121 or 129. The
rule applies to all transport category airplanes to be certificated in
the future, regardless of maximum takeoff gross weight or how they are
operated. The benefits of this rule are estimated at a present value of
$4.8 million. The cost is estimated at a present value of $3.6 million.
[[Page 69747]]
Figure 1--WFD Final Rule Benefits and Costs
------------------------------------------------------------------------
7% Present
Nominal value value ($
($ millions) millions)
------------------------------------------------------------------------
Benefits................................ 9.8 4.8
Costs................................... 3.8 3.6
------------------------------------------------------------------------
Fatigue damage to a metallic structure occurs when the structure is
subjected to repeated loads, such as the pressurization and
depressurization that occurs with every flight of an airplane. Over
time this fatigue damage results in cracks in the structure, and the
cracks may begin to grow together. Widespread fatigue damage is the
simultaneous presence of fatigue cracks at multiple structural
locations that are of sufficient size and density that the structure
will no longer meet the residual strength requirements of Sec.
25.571(b).\1\ Structural fatigue characteristics of airplanes are
understood only up to the point where analyses and testing of the
structure are valid. There is concern about operating an airplane
beyond that point for several reasons. One reason is that WFD is
increasingly likely as the airplane ages, and is certain if the
airplane is operated long enough. Another is that existing inspection
methods do not reliably detect WFD because cracks are initially so
small and may then link up and grow so rapidly that the affected
structure fails before an inspection can be performed to detect the
cracks.
---------------------------------------------------------------------------
\1\ After sustaining a certain level of damage, the remaining
structure must be able to withstand certain static loads without
failure. In the context of WFD, the damage is a result of the
simultaneous presence of fatigue cracks at multiple locations in the
same structural element (i.e., multiple site damage) or the
simultaneous presence of fatigue cracks in similar adjacent
structural elements (i.e., multiple element damage).
---------------------------------------------------------------------------
To preclude WFD related incidents in existing transport category
airplanes, this final rule requires holders of design approvals for
those airplanes subject to the rule to perform the following actions:
1. Establish a limit of validity of the engineering data that
supports the structural maintenance program (LOV);
2. Demonstrate that WFD will not occur in the airplane prior to
reaching the LOV; and
3. Establish or revise the Airworthiness Limitations section in the
Instructions for Continued Airworthiness to include the LOV.
As used in this preamble, the term ``design approval holders''
includes holders of type certificates, supplemental type certificates,
or amended type certificates, and applicants for such approvals. In the
context of this final rule, the design approval holder is generally the
type certificate holder. Requiring design approval holders to perform
the actions listed above is intended to support compliance by operators
with today's amendments to parts 121 and 129. This final rule amends
those parts to require that operators incorporate the LOV as
airworthiness limitations into their maintenance program for each
affected model that they operate.
The amendments to the operating rules have the effect of
prohibiting operation of an airplane beyond its LOV. However, today's
rule provides an option for any person to extend the LOV for an
airplane and to develop the maintenance actions which support the
extended limit. Thereafter, to operate an airplane beyond the existing
LOV, an operator must incorporate the extended LOV and associated
maintenance actions into its maintenance program. The airplane may not
be operated beyond the extended LOV.
In response to comments on the notice of proposed rulemaking, the
FAA has made a number of substantive changes which significantly reduce
the costs presented in the proposal. The FAA has--
Eliminated the requirement to evaluate WFD associated with
most repairs, alterations, and modifications of the baseline \2\
airplane structure.
---------------------------------------------------------------------------
\2\ Baseline structure means structure that is designed under
the original type certificate or amended type certificate for that
airplane model.
---------------------------------------------------------------------------
Simplified how an LOV may be extended.
Extended the compliance dates by which design approval
holders must establish an LOV for existing airplanes.
Extended the time for operators to incorporate LOVs into
their maintenance programs.
Limited the applicability of the final rule to ``transport
category, turbine-powered airplanes with a type certificate issued
after January 1, 1958.''
Today's rule requires that design approval holders take the
necessary steps to preclude WFD in the future by requiring that they
establish LOVs. Although the rule allows design approval holders to
establish LOVs without relying on maintenance actions, the FAA expects
most current design approval holders to adopt LOVs that will rely on
such actions. Since WFD is by definition a condition in which structure
will no longer meet the residual strength requirements of Sec.
25.571(b), it could lead to a catastrophic failure. Thus the FAA would
mandate those maintenance actions by airworthiness directive. The
agency expects these actions to greatly reduce the number of
unanticipated inspections and repairs resulting from emergency
airworthiness directives the FAA issues when WFD is discovered in
service. The FAA estimates the value of managing WFD with maintenance
actions developed under this final rule versus the current practice of
issuing airworthiness directives as WFD is found is worth $4.8 million
in present value. There are other benefits of this rule that were not
included in the final benefit assessment. They include prevention of
accidents and a longer economic life for the airplane. The FAA
estimates that this rule will cause one airplane to be retired because
of its reaching the anticipated LOV in the 20-year analysis period. The
retirement of this one airplane will result in costs of approximately
$3.8 million, with a present value of approximately $3.6 million. This
operator's cost is the only cost attributed to the final rule, since
manufacturer costs were found to be minimal.
Thus, as noted earlier, this final rule's estimated present value
benefits of $4.8 million exceed the estimated present value costs of
approximately $3.6 million.
II. Background
A. Summary of the NPRM
On April 18, 2006, the FAA published a notice of proposed
rulemaking (NPRM), entitled Aging Aircraft Program: Widespread Fatigue
Damage.\3\ That proposal was based on a recommendation from the
Aviation Rulemaking Advisory Committee (ARAC). The NPRM contained
extensive requirements for setting and supporting an initial
operational limit for an airplane model. The FAA proposed that the rule
apply to transport category airplanes with a maximum gross takeoff
weight of greater than 75,000 pounds. The due date for comments was
July 17, 2006.
---------------------------------------------------------------------------
\3\ 71 FR 19928
---------------------------------------------------------------------------
The FAA proposed that design approval holders for those airplanes
be required to take actions to preclude WFD. For new airplanes, the FAA
proposed to amend Sec. 25.571 and Appendix H to part 25 to require
that applicants for a new type certificate establish an initial
operational limit and include that limit in the Airworthiness
Limitations section of the Instructions for Continued Airworthiness for
the airplane. The agency also proposed that applicants develop
guidelines for evaluating repairs, alterations, and modifications for
WFD.
[[Page 69748]]
Section 25.1807 proposed that holders of design approvals for
existing airplanes or applicants for such approvals be required to do
the following:
1. Establish an initial operational limit; and
2. Establish a new Airworthiness Limitations section or revise an
existing Airworthiness Limitations section to include the initial
operational limit.
Section 25.1807(g) proposed that holders of design approvals for
existing airplanes or applicants for such approvals be required to
prepare the following:
1. A list of repairs and modifications developed and documented by
the design approval holder;
2. Service information for maintenance actions necessary to
preclude WFD from occurring before the initial operational limit; and
3. Guidelines for identifying, evaluating, and preparing service
information for repairs, alterations, and modifications for which no
service information exists.
For existing airplanes for which an initial operational limit is
established, Sec. 25.1809 proposed that design changes be evaluated
for susceptibility to WFD and, if a change were susceptible, that the
design approval holder identify when WFD is likely to occur and whether
maintenance actions would be required. Section 25.1811 provided that
any person could apply to extend an operational limit, using a process
similar to that for establishing the initial operational limit. Under
Sec. 25.1813, certain repairs, alterations, and modifications proposed
for installation on airplanes with an extended operational limit would
also be evaluated.
The FAA proposed to amend the operating requirements of parts 121
and 129 to require that no operator could operate an airplane unless
the initial operational limit or extended operational limit for the
airplane had been incorporated into the operator's maintenance program.
The NPRM contains the background and rationale for this rulemaking
and, except where the FAA has made revisions in this final rule, should
be referred to for that information.
B. Related Activities
In July 2004, the FAA published the notice entitled ``Fuel Tank
Safety Compliance Extension (Final Rule) and Aging Airplane Program
Update (Request for Comments)'' \4\ to propose airworthiness
requirements for design approval holders to support certain operational
rules. The FAA requested comments on the agency's proposal.
---------------------------------------------------------------------------
\4\ 69 FR 45936, July 30, 2004.
---------------------------------------------------------------------------
In July 2005, the FAA published a disposition of comments received
in response to our request.\5\ Also in July 2005, the agency published
a policy statement, ``Safety-A Shared Responsibility-New Direction for
Addressing Airworthiness Issues for Transport Airplanes,'' \6\ that
explains our reasons for adopting requirements for design approval
holders.
---------------------------------------------------------------------------
\5\ 70 FR 40168, July 12, 2005: Fuel Tank Safety Compliance
Extension (final rule) and Aging Airplane Program Update (Request
for comments).
\6\ 70 FR 40166, July 12, 2005 (PS-ANM110-7-12-2005).
---------------------------------------------------------------------------
On May 22, 2006, the FAA published a Notice of Availability and
request for comments on proposed Advisory Circular (AC) 120-YY,
Widespread Fatigue Damage on Metallic Structure. The notice stated that
the proposed AC could be found on the Internet at https://www.faa.gov/aircraft/draft_docs. This proposed advisory circular provides guidance
to design approval holders on establishing initial and extended
operational limits to preclude WFD for certain transport category
airplanes and evaluating repairs, alterations, and modifications to the
airplanes. The advisory circular also provides guidance to operators on
incorporating the initial or extended operational limit and any related
airworthiness limitation items into their maintenance programs. The
notice specified that comments on the proposed advisory circular were
to be received by July 17, 2006.
On July 7, 2006, at the request of a number of commenters, the FAA
published a notice \7\ extending the comment period on both the NPRM
and proposed AC 120-YY to September 18, 2006. On August 18, 2006, the
agency posted proposed AC 25.571-1X, Damage Tolerance and Fatigue
Evaluation of Structure, on the Internet at https://www.faa.gov/aircraft/draft_docs. Comments on this document, which proposed
revision of existing AC 25.571-1C, were due by October 21, 2006.
---------------------------------------------------------------------------
\7\ 71 FR 38540.
---------------------------------------------------------------------------
On November 26, 2006, the FAA held a public meeting with the ARAC
Transport Airplane and Engine Issues Group. Under ARAC, the
Airworthiness Assurance Working Group (AAWG) had previously provided
recommendations to the FAA on how to address widespread fatigue damage.
Because the FAA had received several comments concerning differences
between the AAWG's recommendations and the NPRM, the meeting was held
to discuss the reasons for these differences. The FAA's presentation at
the meeting has been placed in the docket for this rulemaking. Except
as discussed in the context of specific issues affecting this final
rule, the FAA will not revisit those differences here.
On December 11, 2008, at the request of the Acting Administrator,
the FAA held a public meeting to allow comments on the changes that had
occurred to the rule since it had been proposed in the NPRM. A
Technical Document describing those changes was posted in the docket,
and the announcement of the meeting and opening of the comment period
for the Technical Document was published in the Federal Register on
Nov. 7, 2008 (73 FR 66205). The public was invited to submit comments
on the Technical Document either in person at the meeting or by sending
them to the docket. Seventy-one people attended the meeting and Boeing,
the Air Transport Association of America (ATA), and FedEx made
presentations, along with the FAA. Many attendees commented or asked
questions. In addition, 12 commenters submitted comments about the
Technical Document to the docket. The comment period closed on December
22, 2008.
While some of the comments received during the comment period for
the Technical Document were new, many were restatements of comments
made after publication of the NPRM. We address all of the comments,
from both comment periods, in the section below. Comments received
during both comment periods are posted to the docket. A transcript of
the public meeting, including presentations given and comments
delivered there, may also be found in the docket.
C. Differences Between NPRM and Final Rule
1. Substantive Changes
The FAA has eliminated the requirement to evaluate WFD associated
with most repairs, alterations, and modifications of the baseline
airplane structure.\8\ The agency has also made a change in
terminology. This final rule uses the term ``limit of validity of the
engineering data that supports the maintenance program'' (LOV) rather
than the term ``initial operational limit.'' The FAA finds that the
term ``limit of validity'' is more appropriate than the term ``initial
operational limit'' in defining the point to which an airplane
[[Page 69749]]
may be safely operated. The requirements in this final rule for
establishing the LOV under Sec. 26.21 are that it be supported by test
evidence and analysis at a minimum and, if available, by service
experience or service experience and teardown inspection results for
those airplanes of similar structural design with the highest total
accumulation of flight cycles or flight hours (commonly referred to as
high-time airplanes). This criterion is similar to the criterion used
in Sec. 25.571(b). This final rule also clarifies how the LOV may be
extended, using the same type of evaluation as that required for
setting the LOV under Sec. 26.21.
---------------------------------------------------------------------------
\8\ The final rule requires that design approval holders
evaluate airplane configurations that include modifications mandated
by airworthiness directive.
---------------------------------------------------------------------------
In response to requests for more time, the FAA has extended the
compliance dates by which design approval holders must establish an LOV
for existing airplanes. Those dates vary according to the age of the
airplanes, from 18 months after the effective date for the oldest
airplanes to 60 months after the effective date for the newest ones.
Additionally, the agency has extended the time for operators to
incorporate LOVs into their maintenance programs. These dates vary with
the age of the airplanes as well, and are 12 months later than the
related design approval compliance dates, thus giving operators 12
months to incorporate the LOV into their maintenance programs. Operator
compliance dates range from 30 to 72 months after the effective date.
The FAA has also changed the proposed operational rules to correct an
inadvertent ambiguity in the NPRM regarding obligations of operators of
airplanes for which the type certificate holder might fail to establish
an LOV as required.
Another change involves applicability to existing transport
category airplanes. This final rule applies to ``transport category,
turbine-powered airplanes with a type certificate issued after January
1, 1958.'' This limitation was added to make applicability of today's
rule consistent with that of the other aging airplane rules. The FAA
also added airplanes to the list of those excluded from the LOV
requirements of Sec. 26.21 because the airplanes are not operated
under parts 121 or 129. Either they are being operated under different
parts of the Code of Federal Regulations (CFR) or they are not in
service at this time. The number of these airplanes still operating is
very small, and the probability of their retirement in the near future
is high.
2. Regulatory Evaluation Changes
The FAA has substantially revised the Regulatory Evaluation for
several reasons. One concerns differences between the rule as proposed
and the final rule. For example, the requirement to evaluate WFD
associated with repairs, alterations, and modifications of the baseline
airplane structure, except for those mandated by airworthiness
directives, has been eliminated from this final rule. Another reason
concerns information received during the rulemaking process which
indicated that some of the initial assumptions about benefits and costs
of the rule were not valid. For example, initially, the FAA assumed
that design approval holders would set the LOV for a specific airplane
model at the design service goal for that model. However, subsequently,
some design approval holders indicated that they planned to set the LOV
33% to 180% higher. The net effect of these changes has been to
dramatically reduce the costs estimated for compliance with the rule.
Our revised Regulatory Evaluation lists three potential sources of
benefits of the rule, namely (1) prevention of accidents; (2) extension
of the economic life of the airplane with corresponding revenues from
that additional economic life; and (3) near elimination of emergency
airworthiness directives.
Preventing a WFD accident is estimated to have benefits ranging
from $20 million to $680 million. There are multiple factors, however,
that make it difficult to forecast that this rule absolutely would
prevent accidents. Among them are earlier FAA rulemaking actions to
prevent known fatigue problems from reoccurring.
Similarly, although specific maintenance actions designed to extend
the life of airplane structure have added years of service to the DC-9
fleet, quantification of such values for other models is unnecessary,
given that benefits already exceed the nearly minimal costs.
As a result, the quantified benefit of this final rule is based
solely on the near elimination of emergency ADs pertaining to WFD. The
analysis assumes the rule will prevent 1.5 days of down time associated
with emergency ADs.
3. New Part 26 for Design Approval Holders' Airworthiness Requirements
In the WFD proposed rule, and in proposals for other Aging Airplane
Program rules, the FAA placed the airworthiness requirements for design
approval holders in part 25, subpart I. As explained in the Enhanced
Airworthiness Program for Airplane Systems/Fuel Tank Safety final rule
(EAPAS/FTS),\9\ the FAA decided after further review and input from
industry and foreign aviation authorities to place these requirements
in a new part 26 and move the enabling regulations into part 21.\10\
The FAA determined that this was the best course of action because it
keeps part 25 applicable only to airworthiness standards for transport
category airplanes. This is important because it maintains
harmonization and compatibility among the United States, Canada, and
the European Union regulatory systems. Providing references to part 26
in part 21 clarifies how the part 26 requirements will address existing
and future design approvals.
---------------------------------------------------------------------------
\9\ 72 FR 63363, November 8, 2007.
\10\ Certification Procedures for Products and Parts.
---------------------------------------------------------------------------
In creating part 26, the FAA renumbered the proposed sections of
part 25, subpart I, and incorporated the changes discussed in this
preamble. A table of this renumbering is shown below.
---------------------------------------------------------------------------
\11\ This section, which includes an applicability table for
part 26, was adopted as part of the EAPAS final rule.
Figure 2--Table Showing Relationship of Proposed Part 25 Subpart I to Part 26 Final Rule
--------------------------------------------------------------------------------------------------------------------------------------------------------
Part 26 final rule Proposed part 25
--------------------------------------------------------------------------------------------------------------------------------------------------------
SUBPART C--Aging Airplane Safety--Widespread Subpart I--Continued Airworthiness
Fatigue Damage.
Sec. 26.5 Applicability table.................... New \11\
Sec. 26.21 Limit of validity (LOV)............... Sec. 25.1807 Initial operational limit: Widespread Fatigue Damage (WFD).
Sec. 25.1809 Changes to type certificates: Widespread Fatigue Damage (WFD).
Sec. 26.23 Extended limit of validity (LOV)...... Sec. 25.1811 Extended operational limit: Widespread Fatigue Damage (WFD)
[[Page 69750]]
Sec. 25.1813 Repairs, alterations, and modifications: Widespread Fatigue Damage (WFD).
--------------------------------------------------------------------------------------------------------------------------------------------------------
4. New Subparts for Airworthiness Operational Rules
The WFD NPRM was among several Aging Airplane Program rulemaking
initiatives that proposed new subparts (subparts AA and B in parts 121
and 129, respectively) for airworthiness requirements, and redesignated
certain sections of parts 121 and 129. Since the EAPAS/FTS final rule
was the first of these rulemaking initiatives to be codified, the new
subparts and redesignated sections were adopted in that rule.
Therefore, the FAA has removed the regulatory language and related
discussion about these changes from this final rule. This final rule
adds new sections that include WFD-related requirements: Sec. Sec.
121.1115 and 129.115.
D. Summary of Comments
The FAA received comments about the NPRM from 40 commenters,
including airplane manufacturers, operators, aviation associations, and
others. The comments covered an array of topics and contained a range
of responses. There was much support from airplane manufacturers,
operators, and associations for the concept of precluding WFD in aging
airplanes. There were also a number of recommendations for changes and
requests for clarification. As previously discussed, at the December
11, 2008 public meeting, Boeing, FedEx, and ATA gave presentations of
their responses to the Technical Document.
In addition, the FAA received comments about airworthiness
requirements for design approval holders. We addressed many of the same
or similar comments in the July 2005 disposition of comments document
to the Fuel Tank Safety Compliance Extension (Final Rule) and Aging
Airplane Program Update (Request for Comments). We also explained in
detail the need for these requirements in our July 2005 policy
statement. As a result, the FAA will not revisit those comments here.
III. Discussion of the Final Rule
A. Overview
1. Widespread Fatigue Damage
Widespread fatigue damage is the simultaneous presence of cracks at
multiple structural locations that are of sufficient size and density
that the structure will no longer meet the residual strength
requirements of 14 CFR 25.571(b). This may result in catastrophic
structural failure and loss of the airplane.
Fatigue is the gradual deterioration of a material subjected to
repeated structural loads. When it occurs in more than one location,
cracks manifest themselves as multiple site damage or multiple element
damage. Multiple site damage is the simultaneous presence of fatigue
cracks at multiple locations that grow together in the same structural
element, such as a large skin panel or lap joint. Multiple element
damage is the simultaneous presence of fatigue cracks in similar
adjacent structural elements, such as frames or stringers. Some
structural elements are susceptible to both types of damage, and both
types may occur at the same time.
Cracks associated with multiple site damage and multiple element
damage are initially so small that they cannot be reliably detected
with existing inspection methods. Widespread fatigue damage is
especially hazardous because these small, undetectable cracks in
metallic structure can ``link up'' and grow very rapidly to bring about
catastrophic failure of the structure. Although operators perform
routine structural inspections to detect fatigue damage, fatigue cracks
related to WFD grow so rapidly that operators cannot inspect
susceptible structures often enough to detect the cracks before they
cause structural failure. As a result, many of the findings of these
types of cracks have been fortuitous: mechanics and others have
observed fatigue cracks while doing other work. For example, cracks
have been found by workers while stripping and painting an airplane.
Cracks have also been found by mechanics conducting unrelated
inspections of skin anomalies on the external fuselage; further
investigation revealed multiple cracks in stringers and circumferential
joints.
In other cases, undetected multiple site damage in wing or fuselage
structure has eventually led to catastrophic failure of the structure
in flight. For example, wing failures have resulted in losses of C-130
and P4Y-2 airplanes. Failures of aft pressure bulkheads have caused
decompression of B-747, DC-9, and L-1011 airplanes.
Concern about WFD was brought to the forefront of public attention
in April 1988, when an 18-foot-long section of the upper fuselage of a
Boeing Model 737 airplane separated from the airplane during flight.
The airplane, operated by Aloha Airlines, was en route from Hilo to
Honolulu, Hawaii, at 24,000 feet. Onboard were 89 passengers and 6
crewmembers. A flight attendant died as a result of the accident, and
eight passengers were injured.
The damage to the airplane consisted of a total separation and loss
of a major portion of the upper crown skin and other structure. The
damaged area extended from the main cabin entrance door aft for about
18 feet. At the time of the accident, the airplane had accumulated
89,680 flight cycles and 35,496 flight hours.
In the years after the Aloha Airlines accident, WFD was discovered
in the following airplanes:
Boeing 727: Cracking along a lap joint.
In 1998, during maintenance, two cracks were found growing out from
underneath the lap joint. Disassembly of the joint revealed a 20-inch
hidden crack from multiple site damage on the lower row of rivet holes
in the inner skin.
Boeing 737: Cracking along a lap joint.
In July 2003, a mechanic preparing to paint discovered extensive
multiple site damage with up to 10 inches of local link-up of cracks in
one area.
Boeing 747: Cracking of the aft pressure bulkhead.
In 2005, Boeing issued service information to address multiple site
damage of the aft pressure bulkhead radial lap splices. The service
information was based on analysis and fatigue testing of the aft
pressure bulkhead.
Boeing 767: Cracking of the aft pressure bulkhead.
On November 5, 2003, cracks were found at multiple sites common to
a single radial lap splice during an inspection of the aft pressure
bulkhead.
McDonnell Douglas DC-9: Cracking of the aft pressure
bulkhead.
On June 22, 2003, widespread fatigue damage on a DC-9 airplane led
to rapid decompression at 25,000 feet. Later inspection revealed
multiple site
[[Page 69751]]
damage with extensive link-up of cracks.
Lockheed C-130A: Fatigue cracks in the wing structure.
On August 13, 1994, while responding to a forest fire in the
Tahachapi Mountains near Pearblossom, California, the airplane
experienced an in-flight separation of the right wing. All 3 flight
crewmembers were killed, and the airplane was completely destroyed.
Lockheed C-130A: Fatigue cracks in the wing structure.
On June 17, 2002, while executing a fire retardant drop over a
forest fire near Walker, California, the airplane's wings folded upward
at the center wing-to-fuselage attachment point, and the airplane broke
apart. All three flight crewmembers were killed, and the airplane was
completely destroyed.
Consolidated-Vultee P4Y-2: Fatigue cracks in the wing
structure.
On July 18, 2002, the airplane was maneuvering to deliver fire
retardant over a forest fire near Estes Park, Colorado, when its left
wing separated from the airplane. Both flight crewmembers were killed,
and the airplane was destroyed. An examination of other Consolidated-
Vultee P4Y-2 airplanes revealed that the area was difficult to inspect
because of its location relative to fuselage structure.
Lockheed L-1011: Failure in-flight of the aft pressure
bulkhead stringer attach fittings.
In August 1995, an L-1011 airplane experienced a rapid
decompression at 33,000 feet. Twenty stringer end fittings were found
severed and the aft pressure bulkhead was separated from the fuselage
crown by a crack approximately 12 feet long. The flight crew was unable
to maintain cabin pressure control until after rapid descent.
Boeing 747: Cracking of adjacent fuselage frames.
In 2005, during an overnight maintenance visit, missing skin
fasteners common to a fuselage frame were discovered in the upper deck
area. Further inspection revealed that the frame was severed.
Substantial cracking was also found in the adjacent left and right
frames.
Airbus A300: Cracking of adjacent fuselage frames.
In 2002, investigations conducted as a result of fatigue cracks
found on a test article and later in service revealed that cracking of
certain adjacent fuselage frames could result in multiple element
damage. The determination was based on analysis, service experience,
and fatigue testing.
Since 1988, the FAA has issued approximately 100 airworthiness
directives to address WFD in airplanes. Approximately 25 percent of
these airworthiness directives were too urgent to allow the public an
opportunity to comment in advance. These airworthiness directives
required inspections, and the FAA later superseded the majority of them
to expand the inspections or require modifications because inspections
were not enough to preclude WFD.
Shortly after the Aloha Airlines accident, the AAWG \12\ was formed
to identify procedures to ensure continued structural airworthiness of
aging transport category airplanes. Basic approaches defined by the
group and accepted by the FAA included recommending procedures to
preclude WFD in those airplanes. When ARAC was formed in 1991 to
provide advice and recommendations on safety-related matters to the
FAA, the AAWG became a working group under its auspices. In 2003 the
AAWG completed its recommendation on WFD.
---------------------------------------------------------------------------
\12\ The group was initially known as the Airworthiness
Assurance Task Force.
---------------------------------------------------------------------------
In 2004, the FAA tasked ARAC to ``provide a written report on part
121 and 129 certificate holders operating airplanes with a maximum
takeoff gross weight of greater than 75,000 pounds to assess the WFD
characteristics of structural repairs, alterations, and modifications
as recommended in a previous tasking of the Aviation Rulemaking
Advisory Committee.'' \13\ During the comment period on the NPRM for
this final rule, the AAWG was working to complete Task 3, to recommend
how an operator would include consideration of WFD for repairs,
alterations, and modifications to airplanes operated under part 121 or
129.
---------------------------------------------------------------------------
\13\ Task 3.--Widespread Fatigue Damage (WFD) of Repairs,
Alterations, and Modifications. Provide a written report providing
recommendations on how best to enable part 121 and 129 certificate
holders of airplanes with a maximum gross take-off weight of greater
than 75,000 pounds to assess the WFD characteristics of structural
repairs, alterations, and modifications as recommended in a previous
ARAC tasking. The written report will include a proposed action plan
to address and/or accomplish these recommendations including actions
that should be addressed in Task 4 [below]. The report is to be
submitted to the ARAC, Transport Airplane and Engine Issues Group,
for approval. The ARAC, Transport Airplane and Engine Issues Group,
will determine as appropriate the means by which the action plan
will be implemented. The proposed actions and implementation process
approved by the ARAC, Transport Airplane and Engine Issues Group,
will be subject to FAA concurrence. Published in 69 FR 26641, May
13, 2004.
---------------------------------------------------------------------------
On April 17, 2007, the AAWG presented its final report on Task 3 to
ARAC. Many of the conclusions and recommendations in the final report
are the same as those provided in the comments on the proposed rule
which are discussed in this preamble.
2. Final Rule
This final rule requires actions to preclude WFD in transport
category airplanes. It applies to both existing transport category
airplanes that have a maximum takeoff gross weight greater than 75,000
pounds and to all transport category airplanes to be certified in the
future, regardless of the maximum takeoff weight.
Today's rule imposes requirements on those holding design approvals
for existing transport category airplanes that are subject to the rule.
The design approval holders are required to evaluate the structural
configuration of each model for which they hold a type certificate to
determine its susceptibility to WFD and, if it is susceptible, to
determine that WFD would not occur before the proposed LOV. The
evaluation would be based on test evidence and analysis at a minimum
and, if available, service experience or service experience and
teardown inspection results of airplanes with a high number of total
accumulated flight cycles or flight hours or both, which are frequently
referred to as high-time airplanes. The evaluation would be performed
on airplanes of similar structural design, accounting for differences
in operating conditions and procedures. Using the results of the
evaluation, the design approval holder must then establish an LOV.
Holders of approvals for design changes that increase an airplane's
maximum takeoff gross weight to more than 75,000 pounds, or decrease it
from more than 75,000 pounds to 75,000 pounds or less after the
effective date of the rule, must also evaluate the affected airplanes
for WFD and establish LOVs for those airplanes.
The final rule amends Appendix H to part 25 to require that the LOV
which is established by the design approval holder be included in the
Airworthiness Limitations section of the Instructions for Continued
Airworthiness. It also amends operating rules in parts 121 and 129 to
require that operators of an affected airplane incorporate into their
maintenance programs an Airworthiness Limitations section that includes
an LOV for that airplane.
The amendments to parts 121 and 129 have the effect of prohibiting
operation of an airplane beyond its LOV.\14\ For
[[Page 69752]]
transport airplane designs developed in the future, the LOV will be
included in the airplane's airworthiness limitations and will apply
regardless of how or by whom the airplane is operated. However, the
final rule allows any person to extend the LOV for an airplane (if the
person can demonstrate that it will be free of WFD up to the extended
LOV) and to develop a maintenance program that supports the extended
limit. Thereafter, the operator must incorporate the extended LOV and
the associated maintenance actions into the Airworthiness Limitations
section of its Instructions for Continued Airworthiness and may not
operate the airplane beyond that limit.
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\14\ Under 14 CFR 91.403(c), no person may operate an airplane
unless applicable airworthiness limitations have been complied with.
By requiring operators to incorporate the LOV airworthiness
limitations developed by the design approval holders under this
rule, this final rule makes those LOVs applicable to the affected
airplanes, and Sec. 91.403(c) requires operators to comply with
them.
---------------------------------------------------------------------------
The remainder of this section of the preamble discusses specific
comments received.
B. Requests for Deferral or Withdrawal of Rule
The FAA received a number of comments that rulemaking to preclude
WFD was not warranted and that the rule, as proposed, should be
deferred or withdrawn. Commenters included United Parcel Service,
American Airlines, FedEx, Cargo Airline Association (CAA), National Air
Carrier Association (NACA), Lynden Air Cargo, ATA, Northwest Airlines,
Transport Aircraft Technical Services, and Continental Airlines.
1. Safety Benefits Don't Justify Rule
American Airlines, ATA, and Lynden Air Cargo commented that the
rule was not justified in terms of safety. They pointed out that there
has been no catastrophic accident directly attributable to WFD since
the Aloha Airlines accident in 1988 and that the National
Transportation Safety Board found that WFD was a contributory factor,
but not the sole factor, in that accident.
In contrast, Boeing commented that issuance of this final rule
would cast a broad safety net on airframe structural performance for
those types of details the industry has determined may be susceptible
to WFD. Boeing said this final rule would provide for the establishment
of safe operational limits and the maintenance actions necessary to
preclude WFD prior to reaching those limits.
There have been several instances of major structural failure in
flight due to fatigue. Therefore the potential for catastrophic
structural failure is significant. The FAA considers that this
rulemaking is essential to prevent future accidents or incidents. In
the past, industry practice for new airplane design certification has
been to develop some level of understanding of structural fatigue
characteristics up to the design service goal, but not beyond it. A
significant number of airplanes being operated currently have already
accumulated a number of flight cycles or flight hours greater than the
original design service goal. As the existing fleet continues to age,
the number of such airplanes will increase. Structural fatigue
characteristics of airplanes are understood only up to a certain point
consistent with the analyses performed and the amount of testing
accomplished. Operation beyond this point without further engineering
evaluation should not be allowed because, in the absence of
intervention, the likelihood of WFD increases with the airplane's time
in service.
2. Existing Programs Serve Purpose of Rule
United Parcel Service, American Airlines, the CAA, ATA, Transport
Aircraft Technical Services Company, and Lynden Air Cargo recommended
that the proposed rule be withdrawn because existing programs serve the
same purpose as an inspection program for WFD. These commenters were
referring to existing elements of the Aging Aircraft Program, which
resulted from the Aloha Airlines accident. They include the following:
Supplemental Structural Inspection Program,
Mandatory Modification Program,
Repair Assessment Program,
Corrosion Prevention and Control Program.
In addition, the FAA has issued airworthiness directives to address
aging airplane safety concerns. Lynden Air Cargo and Transport Aircraft
Technical Services Company said that the Aloha Airlines accident might
not have happened if proper accomplishment and FAA oversight of the
maintenance program had been performed.
The FAA recognizes that the four elements of the Aging Aircraft
Program have some inherent ability to detect multiple site damage or
multiple element damage, but existing inspection methods cannot detect
such damage reliably. As acknowledged by some of the commenters, these
four elements were not specifically designed to address WFD; they were
designed as elements of an overall program to address structural
degradation on the pre-Amendment 25-45 airplanes over 75,000 pounds
maximum takeoff gross weight, commonly known as the ``elite eleven.''
\15\ This final rule, which specifically addresses WFD, is intended to
be the last element of the overall Aging Aircraft Program.
---------------------------------------------------------------------------
\15\ The elite eleven are the original models considered under
the Aging Aircraft Program. These were airplanes over 75,000 pounds,
operating under part 121 or 129, that were at a greater risk for
age-related structural problems because they had high-time airplanes
that were near or over their design service goals. They include the
Airbus A300, Boeing 707/720, Boeing 727, certain Boeing 737s,
certain Boeing 747s, McDonald Douglas DC-8, DC-9/MD-80, and DC-10,
Lockheed L-1011, Fokker F-28, and the BAC 1-11.
---------------------------------------------------------------------------
The AAWG, of which several of these commenters were members,
recognized the inadequacy of existing programs to address WFD when it
submitted its recommendation for FAA rulemaking on this subject in
2001. The recommendation included the following discussion:
Regulatory and industry experts agree that, as the transport
airplane fleet continues to age, eventually WFD is inevitable. Long-
term reliance on existing maintenance programs, even those that
incorporate the latest mandatory changes introduced to combat aging,
creates an unacceptable risk of age-related accidents. Even with the
existing aging airplane program for large transports in place, WFD
can and does occur in the fleet. Therefore, the FAA has determined
that, at a certain point of an airplane's life, the existing aging
airplane program is not sufficient to ensure the continued
airworthiness of that fleet of airplanes.
As discussed previously, the FAA has issued approximately 100
airworthiness directives to address unsafe conditions due to WFD on a
number of airplanes. Airworthiness directives are reactive in the sense
that the agency issues them only after determining that an unsafe
condition exists in one or more airplanes and is likely to exist or to
develop in other airplanes of the same type design. Typically, unsafe
conditions associated with WFD or its precursors have been discovered
largely by chance by people performing unrelated airplane maintenance.
The FAA concludes that the agency cannot rely on existing
programs--including issuing airworthiness directives if the FAA learns
of an unsafe condition--to detect or address WFD that occurs in aging
airplanes. These programs do not obviate the need for a rule to prevent
catastrophic accidents due to WFD. This final rule specifically
addresses WFD and its precursors by requiring design approval holders
to evaluate their airplanes for WFD to prevent development of unsafe
conditions.
Although maintenance program oversight can always be improved, the
[[Page 69753]]
fact remains that WFD is difficult, if not impossible, to detect. Small
cracks that can lead to WFD often cannot be detected until they
suddenly increase in size and ``link up,'' to cause catastrophic
damage. Dramatic crack growth can occur quite suddenly and quickly,
after being undetectable for long periods of time. That is why
maintenance inspections cannot be relied on to detect and repair such
cracking. Airplane maintenance programs include inspections that are
designed to detect obvious damage and irregularities. WFD, by its
nature, is usually hidden, and not readily detectable. Discovery of WFD
in some airplanes by mechanics has been a purely random occurrence,
where damage detected was the result of WFD that had progressed to the
point of failure of structural members. An example is discovery of WFD
on a Boeing 747, with adjacent frame cracking and separations. It was
detected because of loose rivets on the skin. Mechanics happened upon
the WFD damage by chance, because inspections had not uncovered any
problem. Improving a maintenance program by adding or modifying
inspections would not necessarily have the effect of improving
detection of WFD. In general, the only way to address WFD is by
modifying or replacing structure.
The National Transportation Safety Board report stated the
following:
It is probable that numerous small fatigue cracks in the lap
joint along S-10L joined to form a large crack (or cracks) similar
to the crack at S-10L that a passenger saw when boarding the
accident flight. The damage discovered on the accident airplane,
damage on other airplanes in the Aloha Airlines fleet, fatigue
striation growth rates, and the service history of the B-737 lap
joint disbond problem led the Safety Board to conclude that, at the
time of the accident, numerous fatigue cracks in the fuselage skin
lap joint along the S-10L linked up quickly to cause catastrophic
failure of the large section of the fuselage.
The AAWG worked on various solutions to the safety problems
encountered by aging airplanes and was instrumental in developing the
four programs listed earlier in this document. However, they decided
that additional actions were needed to preclude WFD in airplanes, and
the steps they outlined included:
Setting limits of validity of the maintenance program.
Deciding whether WFD can be inspected for, and, if so, for
how long such inspections would be effective.
Defining when WFD-susceptible structure should be modified
or replaced.
Lynden Air Cargo stated that it supported an approach that used
airworthiness directives to address WFD-susceptible structural
components instead of an LOV approach for the entire airplane. Lynden
Air Cargo further stated that the unique design of the L-382G allows
for the whole airframe to be renewed by replacing WFD-susceptible
sections (e.g., center wing and outer wing).
The FAA agrees with Lynden Air Cargo that WFD-susceptible structure
can be replaced when the engineering data determines it should be
replaced to preclude WFD. However, as airplanes age, other areas may
also need to be replaced. The only way to determine that is to evaluate
the engineering data (analyses, tests, service experience) for the
entire airplane. Without the LOV, the operational life of an airplane
is undefined. As a result, the list of areas to inspect, modify,
replace, or any combination of these may be extensive, since the data
would need to substantiate an indefinite life.
3. Divide Rule into Two
FedEx, Northwest Airlines, Continental Airlines, NACA, and ATA
stated that the proposed draft final rule does not allow the public an
opportunity to comment on the LOVs that design approval holders propose
as compliance to part 26. They suggested the rule be divided into two
rules: one for design approval holders and one for operators. The
commenters noted that this two-step process would provide the public
the opportunity to comment on design approval holders' proposed LOVs.
Deferral of the operator rule would also allow for public comment on
the WFD maintenance actions at the same time LOVs are established. In
support of this approach, FedEx specifically argued that the
incremental costs for the part 26 work to design approval holders is
minimal, as design approval holders have confirmed in their comments to
this docket.
The FAA has determined that complementary, concurrent requirements
for design approval holders and operators are necessary to achieve the
safety benefits of the proposed rule in a timely manner. Although
design approval holders would be required to develop LOVs for affected
airplanes under part 26, the safety benefit for this rulemaking
initiative is not met until operators incorporate LOVs and only operate
airplanes up to the point in time for which it can be shown that the
airplane will be free from WFD. Until design approval holders actually
comply with part 26, it's not possible to identify the precise LOV for
any particular airplane. However, operators have had adequate general
notice of the objectives of this rulemaking and the proposed methods
for achieving those objectives in the form of the design approval
holders' anticipated LOVs. Since the public meeting, both Boeing and
Airbus have provided revised information about where they anticipate
those LOVs will be set.
If additional, multiple rulemakings are necessary to require
operators to incorporate LOVs into their maintenance programs, there is
a risk of airplanes exceeding LOVs before those rules become effective.
The FAA concludes that, to achieve our safety objectives, design
approval holders and operators must have a shared responsibility on
certain safety issues affecting the existing fleet. We also conclude,
from reviews such as the Commercial Airplane Certification Process
Study (March 2002), that we need to facilitate more effective
communication of safety information between design approval holders and
operators. As both technology and airworthiness issues become more
complex, certain fleet-wide safety issues require the FAA to implement
complementary requirements for design approval holders and operators,
when appropriate.
C. Concept of Operational Limits
This final rule requires design approval holders to establish
limits of validity of the engineering data that supports the
maintenance program. The proposed rule would have required that design
approval holders establish initial operational limits beyond which
airplanes may not be operated. The initial operational limit would be
based on the demonstration of freedom from WFD up to that initial
operational limit.
Several commenters supported the concept of early detection of WFD
for aging airplanes but opposed the requirement to establish initial
operational limits beyond which the airplanes could not be operated.
These commenters equated establishment of such limits with mandatory
retirement of airplanes and suggested that, instead, the FAA enhance
current maintenance programs and practices.
1. Requests for Requiring Maintenance Programs Instead
An aircraft leasing and trading company named AWAS recommended that
an inspection-based maintenance program become mandatory as airplanes
reach their design service goal or their operational limit. Lynden Air
Cargo stated that there are better, less intrusive
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methods to achieve early detection of WFD than the ``application of
onerous initial and extended operational limits.'' According to the
commenter, these methods include proper establishment, accomplishment,
and enforcement of current airplane maintenance programs, such as the
maintenance programs required by parts 121 and 135. Lynden Air Cargo
said it is continuously revising its Continuous Airworthiness
Maintenance Program to include a design approval holder inspection
program of Structural Significant Items and recommended structural
service bulletins.
These commenters raise some of the same issues as did those who
opposed the rule altogether. They suggest that current programs for
aging airplanes or new maintenance programs to detect WFD--along with
issuance of airworthiness directives when WFD is detected--would
obviate the need for setting operational limits.
As stated in the NPRM, the structural fatigue characteristics of
airplanes are only understood up to a point in time consistent with the
analyses performed and amount of testing accomplished. Structural
maintenance programs are designed with this in mind. The LOV is defined
as the limit of the engineering data that supports the structural
maintenance program and the current regulatory maintenance requirements
of parts 121 and 129 do not require that WFD be specifically addressed.
Also as discussed previously, WFD cannot be detected reliably by
existing inspection methods. Therefore, the FAA considers that WFD in
existing airplanes needs to be proactively addressed by requiring
design approval holders to use relevant engineering data to project the
number of flight cycles or flight hours or both which the airplanes can
accumulate without incurring WFD. The engineering data may include the
evaluation and establishment of maintenance actions that address WFD.
2. Single Retirement Point for a Model
The Modification and Replacement Parts Association (MARPA) opposed
a single, mandatory retirement age for airplanes because of the ``vast
differences possible between aircraft models, missions, and
maintenance.'' In a similar vein, a company named Safair, which is
based in South Africa, commented that the difference in structural
integrity of aging airframes lies in their use and abuse during their
lives and is largely dependent on the specific load factors to which
the airframe is subjected. Safair added that the proposed rule may be
based on inadequate technical evaluation of the actual operational
experience, considering the number of older aircraft that have been
safely operated well beyond the actual cycles listed in the proposed
rule.
It is true that there may be differences between airplanes of the
same model which reflect differences in use and maintenance by
different operators. When manufacturers design an airplane, they
consider the various ways it may be used, and they develop a ``mission
profile'' to account for the different loads the airplane may be
subjected to that must be addressed in their design. In setting the
LOV, manufacturers will take this information into account, along with
service experience of the particular airplane model and fatigue test
evidence. The LOV must apply to an airplane model, because it is based
on analysis of the service experience of the entire fleet of affected
airplanes.
3. Potentially Adverse Effect on Safety
Lynden Air Cargo, MARPA, and the airplane leasing and trading
company AWAS also suggested that mandatory retirement of airpla