Agency Information Collection Activities: Submission for OMB Review; Joint Comment Request, 68856-68860 [2010-28208]
Download as PDF
68856
Federal Register / Vol. 75, No. 216 / Tuesday, November 9, 2010 / Notices
installation and thus provide
accessibility and visibility of the full
TIN on the outside sidewall:
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
Pirelli’s internal policy allows dealers to
sell these asymmetric tires only in pairs or
in groups of four. As a result, these
replacement tires are installed either on both
sides of the rear axle or on all four locations.
The odds of even one tire being mounted
incorrectly are extremely remote, and the
odds of two or four tires being mounted the
wrong way are even more remote.
All subject tires are either Pzero Nero M+S
or Scorpion Zero Asimmetrico. Both product
families are ultra high performance tires;
their asymmetric tread design is one of the
main features sought by consumers for the
following reasons: Precision handling in all
conditions; full and compact external
shoulder blocks for increased safety and dry
handling performance; and inner shoulders
designed to maximize traction with deeper
and more regular cuts. These benefits are
obtained only if the tires are mounted with
the outer sidewall pointing to the outside of
the vehicle. Having paid a substantial price
to obtain these performance characteristics,
the customers seek to ensure that their tires
are installed correctly.
Pirelli’s product literature and training
procedures reinforce the message on proper
mounting.
Pirelli provides extensive training to its
authorized dealers, and that training focuses
specifically on the need to mount asymmetric
tires in the correct way.
A second TIN number (on the inboard side
of the tire) is not necessary either to ensure
traceability or to allow consumers to operate
their vehicles safely.
Pirelli has not received a single complaint
from any consumer, dealer, law enforcement
agency, or other source that indicated any
difficulty or problem in finding the full TIN,
including the date code on its asymmetrical
tires.
Pirelli collects and tracks data on warranty
claims for all of tires, including the tires at
issue here. The warranty data confirm that
these tires have performed extremely well in
the field. The number of claims is very small,
and there have been no claims involving
property damage.
In summation, for the reasons stated
above, Pirelli believes that the described
noncompliance concerning the tire
labeling requirements of paragraphs
S5.5 and S7.3 of FMVSS No. 139 is
inconsequential and does not present a
risk to motor vehicle safety. Thus,
Pirelli requests that its petition, to
exempt it from providing recall
notification of noncompliance as
required by 49 U.S.C. 30118 and
remedying the recall noncompliance as
required by 49 U.S.C. 30120, should be
granted. In the supplement to its
petition Pirelli additionally requested
that if NHTSA decides that a complete
exemption should not be granted, that at
a minimum, NHTSA exempt the
company from standard remedy
requirements. Rather than replacing all
VerDate Mar<15>2010
15:18 Nov 08, 2010
Jkt 223001
tires subject to any such recall, Pirelli
suggests that it would instead issue
recall notices to all end users who can
be located. Pirelli then would have its
dealers inspect the tires. If the tires are
properly mounted, with the TINs facing
the outside of the vehicle, the tires
would be left on the vehicle. If any tires
were found to be mounted with the
outer sidewalls facing inward (which is
extremely unlikely), the tires would be
remounted in the appropriate way.
NHTSA notes that the statutory
provisions (49 U.S.C. 30118(d) and
30120(h)) that permit manufacturers to
file petitions for a determination of
inconsequentiality allow NHTSA to
exempt manufacturers only from the
duties found in sections 30118 and
30120, respectively, to notify owners,
purchasers, and dealers of a defect or
noncompliance and to remedy the
defect or noncompliance.
Interested persons are invited to
submit written data, views, and
arguments on this petition. Comments
must refer to the docket and notice
number cited at the beginning of this
notice and be submitted by any of the
following methods:
a. By mail addressed to: U.S.
Department of Transportation, Docket
Operations, M–30, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue, SE., Washington,
DC 20590.
b. By hand delivery to: U.S.
Department of Transportation, Docket
Operations, M–30, West Building
Ground Floor, Room W12–140, 1200
New Jersey Avenue, SE., Washington,
DC 20590. The Docket Section is open
on weekdays from 10 am to 5 pm except
Federal Holidays.
c. Electronically: by logging onto the
Federal Docket Management System
(FDMS) Web site at https://
www.regulations.gov/. Follow the online
instructions for submitting comments.
Comments may also be faxed to 1–202–
493–2251.
Comments must be written in the
English language, and be no greater than
15 pages in length, although there is no
limit to the length of necessary
attachments to the comments. If
comments are submitted in hard copy
form, please ensure that two copies are
provided. If you wish to receive
confirmation that your comments were
received, please enclose a stamped, selfaddressed postcard with the comments.
Note that all comments received will be
posted without change to https://
www.regulations.gov, including any
personal information provided.
Documents submitted to a docket may
be viewed by anyone at the address and
times given above. The documents may
PO 00000
Frm 00109
Fmt 4703
Sfmt 4703
also be viewed on the Internet at https://
www.regulations.gov by following the
online instructions for accessing the
dockets. DOT’s complete Privacy Act
Statement is available for review in the
Federal Register published on April 11,
2000 (65 FR 19477–78).
The petition, supporting materials,
and all comments received before the
close of business on the closing date
indicated below will be filed and will be
considered. All comments and
supporting materials received after the
closing date will also be filed and will
be considered to the extent possible.
When the petition is granted or denied,
notice of the decision will be published
in the Federal Register pursuant to the
authority indicated below.
Dates: Comment closing date:
December 9, 2010.
Authority: 49 U.S.C. 30118, 30120:
delegations of authority at CFR 1.50 and
501.8.
Issued on: November 3, 2010.
Claude H. Harris,
Director, Office of Vehicle Safety Compliance.
[FR Doc. 2010–28195 Filed 11–8–10; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Agency Information Collection
Activities: Submission for OMB
Review; Joint Comment Request
Office of the Comptroller of the
Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); Federal Deposit
Insurance Corporation (FDIC); and
Office of Thrift Supervision (OTS),
Treasury.
ACTION: Notice of information collection
to be submitted to OMB for review and
approval under the Paperwork
Reduction Act of 1995.
AGENCY:
In accordance with the
requirements of the Paperwork
Reduction Act (PRA) of 1995 (44 U.S.C.
chapter 35), the OCC, the Board, the
FDIC, and the OTS (the ‘‘agencies’’) may
not conduct or sponsor, and the
respondent is not required to respond
to, an information collection unless it
SUMMARY:
E:\FR\FM\09NON1.SGM
09NON1
Federal Register / Vol. 75, No. 216 / Tuesday, November 9, 2010 / Notices
displays a currently valid Office of
Management and Budget (OMB) control
number. On September 3, 2010, the
agencies, under the auspices of the
Federal Financial Institutions
Examination Council (FFIEC), requested
public comment for 60 days on a
proposal to revise the Consolidated
Reports of Condition and Income (Call
Report) for banks, the Thrift Financial
Report (TFR) for savings associations,
the Report of Assets and Liabilities of
U.S. Branches and Agencies of Foreign
Banks (FFIEC 002), and the Report of
Assets and Liabilities of a Non-U.S.
Branch that is Managed or Controlled by
a U.S. Branch or Agency of a Foreign
(Non-U.S.) Bank (FFIEC 002S), all of
which are currently approved
collections of information. No
comments were received on the
proposal. The FFIEC and the agencies
will implement the revisions to the
reports as proposed.
Comments must be submitted on
or before December 9, 2010.
DATES:
Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
number(s), will be shared among the
agencies.
OCC: You should direct all written
comments to: Communications
Division, Office of the Comptroller of
the Currency, Mailstop 2–3, Attention:
1557–0081, 250 E Street, SW.,
Washington, DC 20219. In addition,
comments may be sent by fax to (202)
874–5274, or by electronic mail to
regs.comments@occ.treas.gov. You may
personally inspect and photocopy
comments at the OCC, 250 E Street,
SW., Washington, DC 20219. For
security reasons, the OCC requires that
visitors make an appointment to inspect
comments. You may do so by calling
(202) 874–4700. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
Board: You may submit comments,
which should refer to ‘‘Consolidated
Reports of Condition and Income (FFIEC
031 and 041)’’ or ‘‘Report of Assets and
Liabilities of U.S. Branches and
Agencies of Foreign Banks (FFIEC 002)
and Report of Assets and Liabilities of
a Non-U.S. Branch that is Managed or
Controlled by a U.S. Branch or Agency
of a Foreign (Non-U.S.) Bank (FFIEC
002S),’’ by any of the following methods:
• Agency Web Site: https://
www.federalreserve.gov. Follow the
instructions for submitting comments
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
ADDRESSES:
VerDate Mar<15>2010
15:18 Nov 08, 2010
Jkt 223001
on the https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail:
regs.comments@federalreserve.gov.
Include reporting form number in the
subject line of the message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Jennifer J. Johnson, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue, NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at https://
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room MP–500 of the Board’s
Martin Building (20th and C Streets,
NW.) between 9 a.m. and 5 p.m. on
weekdays.
FDIC: You may submit comments,
which should refer to ‘‘Consolidated
Reports of Condition and Income, 3064–
0052,’’ by any of the following methods:
• Agency Web Site: https://
www.fdic.gov/regulations/laws/federal/
propose.html. Follow the instructions
for submitting comments on the FDIC
Web site.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail: comments@FDIC.gov.
Include ‘‘Consolidated Reports of
Condition and Income, 3064–0052’’ in
the subject line of the message.
• Mail: Gary A. Kuiper, (202) 898–
3877, Counsel, Attn: Comments, Room
F–1072, Federal Deposit Insurance
Corporation, 550 17th Street, NW.,
Washington, DC 20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7 a.m. and 5 p.m.
Public Inspection: All comments
received will be posted without change
to https://www.fdic.gov/regulations/laws/
federal/propose.html including any
personal information provided.
Comments may be inspected at the FDIC
Public Information Center, Room E–
1002, 3501 Fairfax Drive, Arlington, VA
22226, between 9 a.m. and 5 p.m. on
business days.
OTS: You may submit comments,
identified by ‘‘1550–0023 (TFR:
Schedule DI Revisions),’’ by any of the
following methods:
PO 00000
Frm 00110
Fmt 4703
Sfmt 4703
68857
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail address:
infocollection.comments@ots.treas.gov.
Please include ‘‘1550–0023 (TFR:
Schedule DI Revisions)’’ in the subject
line of the message and include your
name and telephone number in the
message.
• Fax: (202) 906–6518.
• Mail: Information Collection
Comments, Chief Counsel’s Office,
Office of Thrift Supervision, 1700 G
Street, NW., Washington, DC 20552,
Attention: ‘‘1550–0023 (TFR: Schedule
DI Revisions).’’
• Hand Delivery/Courier: Guard’s
Desk, East Lobby Entrance, 1700 G
Street, NW., from 9 a.m. to 4 p.m. on
business days, Attention: Information
Collection Comments, Chief Counsel’s
Office, Attention: ‘‘1550–0023 (TFR:
Schedule DI Revisions).’’
Instructions: All submissions received
must include the agency name and OMB
Control Number for this information
collection. All comments received will
be posted without change to the OTS
Internet site at https://www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1,
including any personal information
provided.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1.
In addition, you may inspect
comments at the Public Reading Room,
1700 G Street, NW., by appointment. To
make an appointment for access, call
(202) 906–5922, send an e-mail to
public.info@ots.treas.gov, or send a
facsimile transmission to (202) 906–
7755. (Prior notice identifying the
materials you will be requesting will
assist us in serving you.) We schedule
appointments on business days between
10 a.m. and 4 p.m. In most cases,
appointments will be available the next
business day following the date we
receive a request.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street, NW.,
Washington, DC 20503, or by fax to
(202) 395–6974.
FOR FURTHER INFORMATION CONTACT: For
further information about the revisions
discussed in this notice, please contact
any of the agency clearance officers
whose names appear below. In addition,
copies of the Call Report, FFIEC 002,
E:\FR\FM\09NON1.SGM
09NON1
68858
Federal Register / Vol. 75, No. 216 / Tuesday, November 9, 2010 / Notices
and FFIEC 002S forms can be obtained
at the FFIEC’s Web site (https://
www.ffiec.gov/ffiec_report_forms.htm).
Copies of the TFR can be obtained from
the OTS’s Web site (https://
www.ots.treas.gov/
main.cfm?catNumber=2&catParent=0).
OCC: Mary H. Gottlieb, OCC
Clearance Officer, (202) 874–5090,
Legislative and Regulatory Activities
Division, Office of the Comptroller of
the Currency, 250 E Street, SW.,
Washington, DC 20219.
Board: Cynthia Ayouch, Acting
Federal Reserve Board Clearance
Officer, (202) 452–3829, Division of
Research and Statistics, Board of
Governors of the Federal Reserve
System, 20th and C Streets, NW.,
Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may call (202) 263–4869.
FDIC: Gary A. Kuiper, Counsel, (202)
898–3877, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street, NW., Washington, DC 20429.
OTS: Ira L. Mills, OTS Clearance
Officer, at Ira.Mills@ots.treas.gov, (202)
906–6531, or facsimile number (202)
906–6518, Regulations and Legislation
Division, Chief Counsel’s Office, Office
of Thrift Supervision, 1700 G Street,
NW., Washington, DC 20552.
SUPPLEMENTARY INFORMATION: The
agencies are proposing to revise the Call
Report, the TFR, the FFIEC 002, and the
FFIEC 002S, which are currently
approved collections of information.
1. Report Title: Consolidated Reports
of Condition and Income (Call Report).
Form Number: Call Report: FFIEC 031
(for banks with domestic and foreign
offices) and FFIEC 041 (for banks with
domestic offices only).
Frequency of Response: Quarterly.
Affected Public: Business or other forprofit.
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
OCC
OMB Number: 1557–0081.
Estimated Number of Respondents:
1,494 national banks.
Estimated Time per Response: 50.15
burden hours.
Estimated Total Annual Burden:
299,696 burden hours.
Board
OMB Number: 7100–0036.
Estimated Number of Respondents:
841 State member banks.
Estimated Time per Response: 55.54
burden hours.
Estimated Total Annual Burden:
186,837 burden hours.
FDIC
OMB Number: 3064–0052.
Estimated Number of Respondents:
4,800 insured State nonmember banks.
VerDate Mar<15>2010
15:18 Nov 08, 2010
Jkt 223001
Estimated Time per Response: 40.18
burden hours.
Estimated Total Annual Burden:
771,456 burden hours.
The estimated time per response for
the Call Report is an average that varies
by agency because of differences in the
composition of the institutions under
each agency’s supervision (e.g., size
distribution of institutions, types of
activities in which they are engaged,
and existence of foreign offices). The
average reporting burden for the Call
Report is estimated to range from 16 to
655 hours per quarter, depending on an
individual institution’s circumstances
and without considering proposed
revisions to the Call Report that the
OCC, the Board, and the FDIC have
separately proposed to implement in
March 2011.1
2. Report Title: Thrift Financial
Report (TFR).
Form Number: OTS 1313 (for savings
associations).
Frequency of Response: Quarterly;
Annually.
Affected Public: Business or other forprofit.
OTS
OMB Number: 1550–0023.
Estimated Number of Respondents:
753 savings associations.
Estimated Time per Response: 37.5
burden hours.
Estimated Total Annual Burden:
179,676 burden hours.
3. Report Titles: Report of Assets and
Liabilities of U.S. Branches and
Agencies of Foreign Banks; Report of
Assets and Liabilities of a Non-U.S.
Branch that is Managed or Controlled by
a U.S. Branch or Agency of a Foreign
(Non-U.S.) Bank.
Form Numbers: FFIEC 002; FFIEC
002S.
Board
OMB Number: 7100–0032.
Frequency of Response: Quarterly.
Affected Public: U.S. branches and
agencies of foreign banks.
Estimated Number of Respondents:
FFIEC 002–240; FFIEC 002S–60.
Estimated Time per Response: FFIEC
002–25.07 hours; FFIEC 002S–6 hours.
Estimated Total Annual Burden:
FFIEC 002–24,067 hours; FFIEC 002S–
1,440 hours.
General Description of Reports
These information collections are
mandatory: 12 U.S.C. 161 (for national
banks), 12 U.S.C. 324 (for State member
banks), 12 U.S.C. 1817 (for insured State
nonmember commercial and savings
1 75
PO 00000
FR 60497 (September 30, 2010).
Frm 00111
Fmt 4703
Sfmt 4703
banks), 12 U.S.C. 1464 (for savings
associations), and 12 U.S.C. 3105(c)(2),
1817(a), and 3102(b) (for U.S. branches
and agencies of foreign banks). Except
for selected data items, the Call Report,
the TFR, and the FFIEC 002 are not
given confidential treatment. The FFIEC
002S is given confidential treatment [5
U.S.C. 552(b)(4)].
Abstracts
Call Report and TFR: Institutions
submit Call Report and TFR data to the
agencies each quarter for the agencies’
use in monitoring the condition,
performance, and risk profile of
individual institutions and the industry
as a whole. Call Report and TFR data
provide the most current statistical data
available for evaluating institutions’
corporate applications, for identifying
areas of focus for both on-site and offsite examinations, and for monetary and
other public policy purposes. The
agencies use Call Report and TFR data
in evaluating interstate merger and
acquisition applications to determine, as
required by law, whether the resulting
institution would control more than ten
percent of the total amount of deposits
of insured depository institutions in the
United States. Call Report and TFR data
are also used to calculate all
institutions’ deposit insurance and
Financing Corporation assessments,
national banks’ semiannual assessment
fees, and the OTS’s assessments on
savings associations.
FFIEC 002 and FFIEC 002S: On a
quarterly basis, all U.S. branches and
agencies of foreign banks are required to
file the FFIEC 002, which is a detailed
report of condition with a variety of
supporting schedules. This information
is used to fulfill the supervisory and
regulatory requirements of the
International Banking Act of 1978. The
data are also used to augment the bank
credit, loan, and deposit information
needed for monetary policy and other
public policy purposes. The FFIEC 002S
is a supplement to the FFIEC 002 that
collects information on assets and
liabilities of any non-U.S. branch that is
managed or controlled by a U.S. branch
or agency of the foreign bank. Managed
or controlled means that a majority of
the responsibility for business decisions
(including, but not limited to, decisions
with regard to lending or asset
management or funding or liability
management) or the responsibility for
recordkeeping in respect of assets or
liabilities for that foreign branch resides
at the U.S. branch or agency. A separate
FFIEC 002S must be completed for each
managed or controlled non-U.S. branch.
The FFIEC 002S must be filed quarterly
along with the U.S. branch or agency’s
E:\FR\FM\09NON1.SGM
09NON1
Federal Register / Vol. 75, No. 216 / Tuesday, November 9, 2010 / Notices
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
FFIEC 002. The data from both reports
are used for: (1) Monitoring deposit and
credit transactions of U.S. residents; (2)
monitoring the impact of policy
changes; (3) analyzing structural issues
concerning foreign bank activity in U.S.
markets; (4) understanding flows of
banking funds and indebtedness of
developing countries in connection with
data collected by the International
Monetary Fund and the Bank for
International Settlements that are used
in economic analysis; and (5) assisting
in the supervision of U.S. offices of
foreign banks. The Federal Reserve
System collects and processes these
reports on behalf of the OCC, the Board,
and the FDIC.
Current Actions
The agencies are proposing to add two
items to the schedules in the Call
Report, the TFR, and the FFIEC 002 for
collecting data related to deposit
insurance assessments and to revise the
instructions for an existing item in these
schedules effective December 31, 2010.
These changes respond to amendments
made to the Federal Deposit Insurance
Act (FDI Act) by Section 343 of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank
Act) (Pub. L. 111–203, July 21, 2010)
pertaining to the insurance of
transaction accounts.
In October 2008, the FDIC Board of
Directors adopted the Transaction
Account Guarantee (TAG) program as
one of two components of a Temporary
Liquidity Guarantee Program (TLGP).2
Under the TAG program the FDIC
guarantees all funds held at
participating insured depository
institutions (beyond the maximum
deposit insurance limit) in qualifying
noninterest-bearing transaction
accounts, which include certain
interest-bearing NOW accounts.
Originally set to expire on December 31,
2009, the TAG program has since been
extended, with certain modifications,
through December 31, 2010, with the
possibility of an additional 12-month
extension, through December 31, 2011.3
Section 343 of the Dodd-Frank Act
amends the FDI Act with respect to the
insurance coverage of noninterestbearing transaction accounts. These
amendments take effect December 31,
2010, and require the FDIC to ‘‘fully
2 To administer the TLGP, the FDIC Board
approved an interim rule on October 23, 2008, an
amendment to the interim rule on November 4,
2008, and a final rule on November 21, 2008. See
73 FR 64179 (October 29, 2008), 73 FR 66160
(November 7, 2008), and 73 FR 72244 (November
26, 2008), respectively.
3 See 74 FR 45093 (September 1, 2009), 75 FR
20257 (April 19, 2010), and 75 FR 36506 (June 28,
2010).
VerDate Mar<15>2010
15:18 Nov 08, 2010
Jkt 223001
insure the net amount that any
depositor at an insured depository
institution maintains in a noninterestbearing transaction account,’’ thereby in
effect replacing the FDIC’s TAG
program. Section 343 includes a
definition of ‘‘noninterest-bearing
transaction account’’ that differs from
the definition of this term in the FDIC’s
TAG program regulations.4 In addition,
the unlimited insurance coverage of
these accounts applies to all insured
depository institutions, not just those
institutions that elected to obtain
insurance coverage for noninterestbearing transaction accounts through
the FDIC’s TAG program. Under Section
343, the unlimited insurance coverage
of noninterest-bearing transaction
accounts would be in effect through
December 31, 2012.
As a result of this statutory change in
deposit insurance coverage for
noninterest-bearing transaction
accounts, the agencies requested
comment on September 3, 2010 on a
proposal to add two items to the
schedules in the Call Report, the TFR,
and the FFIEC 002 in which data are
collected for deposit insurance
assessment purposes (Schedule RC–O,
Schedule DI, and Schedule O,
respectively) effective December 31,
2010.5 As of that report date, all insured
depository institutions, including those
institutions that had not elected to
participate in the FDIC’s TAG program,
would begin to report the quarter-end
amount and number of noninterestbearing transaction accounts (as defined
in the Dodd-Frank Act, not as defined
in the FDIC’s TAG program regulations)
of more than $250,000. These data are
needed in order for the FDIC to estimate
the quarter-end amount of insured
deposits for reserve ratio calculation
purposes 6 and to determine the
4 As defined in Section 343, a ‘‘noninterestbearing transaction account’’ is an account ‘‘(I) with
respect to which interest is neither accrued nor
paid; (II) on which the depositor or account holder
is permitted to make withdrawals by negotiable or
transferable instrument, payment orders of
withdrawal, telephone or other electronic media
transfers, or other similar items for the purpose of
making payments or transfers to third parties or
others; and (III) on which the insured depository
institution does not reserve the right to require
advance notice of an intended withdrawal.’’ In
contrast, under the FDIC’s TAG program, the term
‘‘noninterest-bearing transaction account’’ includes
not only those accounts within the scope of Section
343 but also accounts commonly known as Interest
on Lawyers Trust Accounts (or functionally
equivalent accounts) and negotiable order of
withdrawal accounts with interest rates no higher
than 0.25 percent for which the institution at which
the account is held has committed to maintain the
interest rate at or below 0.25 percent.
5 75 FR 54227 (September 3, 2010).
6 The Deposit Insurance Fund’s reserve ratio is
the fund’s balance divided by estimated insured
deposits.
PO 00000
Frm 00112
Fmt 4703
Sfmt 4703
68859
appropriate level of the Deposit
Insurance Fund’s contingent loss
reserve for anticipated failures of
insured depository institutions. Unless
the unlimited insurance coverage of
noninterest-bearing transaction accounts
under Section 343 of the Dodd-Frank
Act is extended, the two proposed new
items would be collected only through
the December 31, 2012, report date.
Institutions participating in the
FDIC’s TAG program should note that,
for purposes of determining their TAG
program assessments for the fourth
calendar quarter of 2010 (which will be
payable on March 30, 2011), they must
complete the existing TAG program data
items—Call Report Schedule RC–O,
Memorandum items 4.a and 4.b; TFR
Schedule DI, items DI570 and DI575; or
FFIEC 002 Schedule O, Memorandum
items 4.a and 4.b, as appropriate—for
the final time in their December 31,
2010, reports. These items capture the
average daily amount and average daily
number for the quarter of qualifying
noninterest-bearing transaction accounts
of more than $250,000 as defined in the
FDIC’s TAG program regulations.
As a result of the unlimited insurance
coverage for noninterest-bearing
transaction accounts effective December
31, 2010, the agencies also requested
comment on September 3, 2010, on a
proposed revision of the instructions for
reporting estimated uninsured deposits
in Call Report Schedule RC–O,
Memorandum item 2; TFR Schedule DI,
item DI210; and FFIEC 002 Schedule O,
Memorandum item 2.7 These items are
required to be completed by institutions
with $1 billion or more in total assets.
At present, balances in TAG program
qualifying noninterest-bearing
transaction accounts of more than
$250,000 are treated as uninsured
deposits for purposes of reporting
estimated uninsured deposits because
the TAG program was instituted as a
component of the TLGP, which resulted
from a systemic risk determination.
Thus, TAG program insurance coverage
and assessments are separate from the
regular deposit insurance program
administered by the FDIC. Under the
Dodd-Frank Act, the extension of
unlimited insurance coverage to
noninterest-bearing transaction accounts
at all insured depository institutions
falls within the FDIC’s regular deposit
insurance program. Therefore, in
response to this statutory change in
insurance coverage, the instructions for
reporting estimated uninsured deposits
in the Call Report, TFR, and FFIEC 002
items identified above would be revised
to indicate that balances of more than
7 75
E:\FR\FM\09NON1.SGM
FR 54227 (September 3, 2010).
09NON1
68860
Federal Register / Vol. 75, No. 216 / Tuesday, November 9, 2010 / Notices
$250,000 in noninterest-bearing
transaction accounts (as defined in the
Dodd-Frank Act) should be treated as
insured, rather than uninsured,
deposits. Unless the unlimited
insurance coverage of noninterestbearing transaction accounts under
Section 343 of the Dodd-Frank Act is
extended, this instructional revision
would be in effect only through the
December 31, 2012, report date.
The agencies received no comments
on their proposal to collect the quarterend amount and number of noninterestbearing transaction accounts (as defined
in the Dodd-Frank Act) of more than
$250,000 and to revise the instructions
for reporting estimated uninsured
deposits in the Call Report, the TFR,
and the FFIEC 002 effective December
31, 2010. Accordingly, the agencies will
implement these revisions as proposed,
subject to OMB approval.
wwoods2 on DSK1DXX6B1PROD with NOTICES_PART 1
Request for Comment
Public comment is requested on all
aspects of this joint notice. Comments
are invited on:
VerDate Mar<15>2010
15:18 Nov 08, 2010
Jkt 223001
(a) Whether the proposed revisions to
the collections of information that are
the subject of this notice are necessary
for the proper performance of the
agencies’ functions, including whether
the information has practical utility;
(b) The accuracy of the agencies’
estimates of the burden of the
information collections as they are
proposed to be revised, including the
validity of the methodology and
assumptions used;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
(d) Ways to minimize the burden of
information collections on respondents,
including through the use of automated
collection techniques or other forms of
information technology; and
(e) Estimates of capital or start up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
Comments submitted in response to
this joint notice will be shared among
the agencies. All comments will become
a matter of public record.
PO 00000
Frm 00113
Fmt 4703
Sfmt 9990
Dated: November 3, 2010.
Michele Meyer,
Assistant Director, Legislative and Regulatory
Activities Division, Office of the Comptroller
of the Currency.
Board of Governors of the Federal Reserve
System, November 3, 2010.
Jennifer J. Johnson,
Secretary of the Board.
Dated at Washington, DC, on November 3,
2010.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
Dated: November 3, 2010.
Ira L. Mills,
Paperwork Clearance Officer, Office of Chief
Counsel, Office of Thrift Supervision.
[FR Doc. 2010–28208 Filed 11–8–10; 8:45 am]
BILLING CODE 4810–33–P; 6210–01–P; 6714–01–P;
6720–01–P
E:\FR\FM\09NON1.SGM
09NON1
Agencies
[Federal Register Volume 75, Number 216 (Tuesday, November 9, 2010)]
[Notices]
[Pages 68856-68860]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-28208]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE CORPORATION
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
Agency Information Collection Activities: Submission for OMB
Review; Joint Comment Request
AGENCY: Office of the Comptroller of the Currency (OCC), Treasury;
Board of Governors of the Federal Reserve System (Board); Federal
Deposit Insurance Corporation (FDIC); and Office of Thrift Supervision
(OTS), Treasury.
ACTION: Notice of information collection to be submitted to OMB for
review and approval under the Paperwork Reduction Act of 1995.
-----------------------------------------------------------------------
SUMMARY: In accordance with the requirements of the Paperwork Reduction
Act (PRA) of 1995 (44 U.S.C. chapter 35), the OCC, the Board, the FDIC,
and the OTS (the ``agencies'') may not conduct or sponsor, and the
respondent is not required to respond to, an information collection
unless it
[[Page 68857]]
displays a currently valid Office of Management and Budget (OMB)
control number. On September 3, 2010, the agencies, under the auspices
of the Federal Financial Institutions Examination Council (FFIEC),
requested public comment for 60 days on a proposal to revise the
Consolidated Reports of Condition and Income (Call Report) for banks,
the Thrift Financial Report (TFR) for savings associations, the Report
of Assets and Liabilities of U.S. Branches and Agencies of Foreign
Banks (FFIEC 002), and the Report of Assets and Liabilities of a Non-
U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of
a Foreign (Non-U.S.) Bank (FFIEC 002S), all of which are currently
approved collections of information. No comments were received on the
proposal. The FFIEC and the agencies will implement the revisions to
the reports as proposed.
DATES: Comments must be submitted on or before December 9, 2010.
ADDRESSES: Interested parties are invited to submit written comments to
any or all of the agencies. All comments, which should refer to the OMB
control number(s), will be shared among the agencies.
OCC: You should direct all written comments to: Communications
Division, Office of the Comptroller of the Currency, Mailstop 2-3,
Attention: 1557-0081, 250 E Street, SW., Washington, DC 20219. In
addition, comments may be sent by fax to (202) 874-5274, or by
electronic mail to regs.comments@occ.treas.gov. You may personally
inspect and photocopy comments at the OCC, 250 E Street, SW.,
Washington, DC 20219. For security reasons, the OCC requires that
visitors make an appointment to inspect comments. You may do so by
calling (202) 874-4700. Upon arrival, visitors will be required to
present valid government-issued photo identification and to submit to
security screening in order to inspect and photocopy comments.
Board: You may submit comments, which should refer to
``Consolidated Reports of Condition and Income (FFIEC 031 and 041)'' or
``Report of Assets and Liabilities of U.S. Branches and Agencies of
Foreign Banks (FFIEC 002) and Report of Assets and Liabilities of a
Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or
Agency of a Foreign (Non-U.S.) Bank (FFIEC 002S),'' by any of the
following methods:
Agency Web Site: https://www.federalreserve.gov. Follow the
instructions for submitting comments on the https://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: regs.comments@federalreserve.gov. Include
reporting form number in the subject line of the message.
FAX: (202) 452-3819 or (202) 452-3102.
Mail: Jennifer J. Johnson, Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
All public comments are available from the Board's Web site at
https://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm as
submitted, unless modified for technical reasons. Accordingly, your
comments will not be edited to remove any identifying or contact
information. Public comments may also be viewed electronically or in
paper in Room MP-500 of the Board's Martin Building (20th and C
Streets, NW.) between 9 a.m. and 5 p.m. on weekdays.
FDIC: You may submit comments, which should refer to ``Consolidated
Reports of Condition and Income, 3064-0052,'' by any of the following
methods:
Agency Web Site: https://www.fdic.gov/regulations/laws/federal/propose.html. Follow the instructions for submitting comments
on the FDIC Web site.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: comments@FDIC.gov. Include ``Consolidated Reports
of Condition and Income, 3064-0052'' in the subject line of the
message.
Mail: Gary A. Kuiper, (202) 898-3877, Counsel, Attn:
Comments, Room F-1072, Federal Deposit Insurance Corporation, 550 17th
Street, NW., Washington, DC 20429.
Hand Delivery: Comments may be hand delivered to the guard
station at the rear of the 550 17th Street Building (located on F
Street) on business days between 7 a.m. and 5 p.m.
Public Inspection: All comments received will be posted without
change to https://www.fdic.gov/regulations/laws/federal/propose.html
including any personal information provided. Comments may be inspected
at the FDIC Public Information Center, Room E-1002, 3501 Fairfax Drive,
Arlington, VA 22226, between 9 a.m. and 5 p.m. on business days.
OTS: You may submit comments, identified by ``1550-0023 (TFR:
Schedule DI Revisions),'' by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail address: infocollection.comments@ots.treas.gov.
Please include ``1550-0023 (TFR: Schedule DI Revisions)'' in the
subject line of the message and include your name and telephone number
in the message.
Fax: (202) 906-6518.
Mail: Information Collection Comments, Chief Counsel's
Office, Office of Thrift Supervision, 1700 G Street, NW., Washington,
DC 20552, Attention: ``1550-0023 (TFR: Schedule DI Revisions).''
Hand Delivery/Courier: Guard's Desk, East Lobby Entrance,
1700 G Street, NW., from 9 a.m. to 4 p.m. on business days, Attention:
Information Collection Comments, Chief Counsel's Office, Attention:
``1550-0023 (TFR: Schedule DI Revisions).''
Instructions: All submissions received must include the agency name
and OMB Control Number for this information collection. All comments
received will be posted without change to the OTS Internet site at
https://www.ots.treas.gov/pagehtml.cfm?catNumber=67&an=1, including any
personal information provided.
Docket: For access to the docket to read background documents or
comments received, go to https://www.ots.treas.gov/pagehtml.cfm?catNumber=67&an=1.
In addition, you may inspect comments at the Public Reading Room,
1700 G Street, NW., by appointment. To make an appointment for access,
call (202) 906-5922, send an e-mail to public.info@ots.treas.gov">public.info@ots.treas.gov, or
send a facsimile transmission to (202) 906-7755. (Prior notice
identifying the materials you will be requesting will assist us in
serving you.) We schedule appointments on business days between 10 a.m.
and 4 p.m. In most cases, appointments will be available the next
business day following the date we receive a request.
Additionally, commenters may send a copy of their comments to the
OMB desk officer for the agencies by mail to the Office of Information
and Regulatory Affairs, U.S. Office of Management and Budget, New
Executive Office Building, Room 10235, 725 17th Street, NW.,
Washington, DC 20503, or by fax to (202) 395-6974.
FOR FURTHER INFORMATION CONTACT: For further information about the
revisions discussed in this notice, please contact any of the agency
clearance officers whose names appear below. In addition, copies of the
Call Report, FFIEC 002,
[[Page 68858]]
and FFIEC 002S forms can be obtained at the FFIEC's Web site (https://www.ffiec.gov/ffiec_report_forms.htm). Copies of the TFR can be
obtained from the OTS's Web site (https://www.ots.treas.gov/main.cfm?catNumber=2&catParent=0).
OCC: Mary H. Gottlieb, OCC Clearance Officer, (202) 874-5090,
Legislative and Regulatory Activities Division, Office of the
Comptroller of the Currency, 250 E Street, SW., Washington, DC 20219.
Board: Cynthia Ayouch, Acting Federal Reserve Board Clearance
Officer, (202) 452-3829, Division of Research and Statistics, Board of
Governors of the Federal Reserve System, 20th and C Streets, NW.,
Washington, DC 20551. Telecommunications Device for the Deaf (TDD)
users may call (202) 263-4869.
FDIC: Gary A. Kuiper, Counsel, (202) 898-3877, Legal Division,
Federal Deposit Insurance Corporation, 550 17th Street, NW.,
Washington, DC 20429.
OTS: Ira L. Mills, OTS Clearance Officer, at
Ira.Mills@ots.treas.gov, (202) 906-6531, or facsimile number (202) 906-
6518, Regulations and Legislation Division, Chief Counsel's Office,
Office of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552.
SUPPLEMENTARY INFORMATION: The agencies are proposing to revise the
Call Report, the TFR, the FFIEC 002, and the FFIEC 002S, which are
currently approved collections of information.
1. Report Title: Consolidated Reports of Condition and Income (Call
Report).
Form Number: Call Report: FFIEC 031 (for banks with domestic and
foreign offices) and FFIEC 041 (for banks with domestic offices only).
Frequency of Response: Quarterly.
Affected Public: Business or other for-profit.
OCC
OMB Number: 1557-0081.
Estimated Number of Respondents: 1,494 national banks.
Estimated Time per Response: 50.15 burden hours.
Estimated Total Annual Burden: 299,696 burden hours.
Board
OMB Number: 7100-0036.
Estimated Number of Respondents: 841 State member banks.
Estimated Time per Response: 55.54 burden hours.
Estimated Total Annual Burden: 186,837 burden hours.
FDIC
OMB Number: 3064-0052.
Estimated Number of Respondents: 4,800 insured State nonmember
banks.
Estimated Time per Response: 40.18 burden hours.
Estimated Total Annual Burden: 771,456 burden hours.
The estimated time per response for the Call Report is an average
that varies by agency because of differences in the composition of the
institutions under each agency's supervision (e.g., size distribution
of institutions, types of activities in which they are engaged, and
existence of foreign offices). The average reporting burden for the
Call Report is estimated to range from 16 to 655 hours per quarter,
depending on an individual institution's circumstances and without
considering proposed revisions to the Call Report that the OCC, the
Board, and the FDIC have separately proposed to implement in March
2011.\1\
---------------------------------------------------------------------------
\1\ 75 FR 60497 (September 30, 2010).
---------------------------------------------------------------------------
2. Report Title: Thrift Financial Report (TFR).
Form Number: OTS 1313 (for savings associations).
Frequency of Response: Quarterly; Annually.
Affected Public: Business or other for-profit.
OTS
OMB Number: 1550-0023.
Estimated Number of Respondents: 753 savings associations.
Estimated Time per Response: 37.5 burden hours.
Estimated Total Annual Burden: 179,676 burden hours.
3. Report Titles: Report of Assets and Liabilities of U.S. Branches
and Agencies of Foreign Banks; Report of Assets and Liabilities of a
Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or
Agency of a Foreign (Non-U.S.) Bank.
Form Numbers: FFIEC 002; FFIEC 002S.
Board
OMB Number: 7100-0032.
Frequency of Response: Quarterly.
Affected Public: U.S. branches and agencies of foreign banks.
Estimated Number of Respondents: FFIEC 002-240; FFIEC 002S-60.
Estimated Time per Response: FFIEC 002-25.07 hours; FFIEC 002S-6
hours.
Estimated Total Annual Burden: FFIEC 002-24,067 hours; FFIEC 002S-
1,440 hours.
General Description of Reports
These information collections are mandatory: 12 U.S.C. 161 (for
national banks), 12 U.S.C. 324 (for State member banks), 12 U.S.C. 1817
(for insured State nonmember commercial and savings banks), 12 U.S.C.
1464 (for savings associations), and 12 U.S.C. 3105(c)(2), 1817(a), and
3102(b) (for U.S. branches and agencies of foreign banks). Except for
selected data items, the Call Report, the TFR, and the FFIEC 002 are
not given confidential treatment. The FFIEC 002S is given confidential
treatment [5 U.S.C. 552(b)(4)].
Abstracts
Call Report and TFR: Institutions submit Call Report and TFR data
to the agencies each quarter for the agencies' use in monitoring the
condition, performance, and risk profile of individual institutions and
the industry as a whole. Call Report and TFR data provide the most
current statistical data available for evaluating institutions'
corporate applications, for identifying areas of focus for both on-site
and off-site examinations, and for monetary and other public policy
purposes. The agencies use Call Report and TFR data in evaluating
interstate merger and acquisition applications to determine, as
required by law, whether the resulting institution would control more
than ten percent of the total amount of deposits of insured depository
institutions in the United States. Call Report and TFR data are also
used to calculate all institutions' deposit insurance and Financing
Corporation assessments, national banks' semiannual assessment fees,
and the OTS's assessments on savings associations.
FFIEC 002 and FFIEC 002S: On a quarterly basis, all U.S. branches
and agencies of foreign banks are required to file the FFIEC 002, which
is a detailed report of condition with a variety of supporting
schedules. This information is used to fulfill the supervisory and
regulatory requirements of the International Banking Act of 1978. The
data are also used to augment the bank credit, loan, and deposit
information needed for monetary policy and other public policy
purposes. The FFIEC 002S is a supplement to the FFIEC 002 that collects
information on assets and liabilities of any non-U.S. branch that is
managed or controlled by a U.S. branch or agency of the foreign bank.
Managed or controlled means that a majority of the responsibility for
business decisions (including, but not limited to, decisions with
regard to lending or asset management or funding or liability
management) or the responsibility for recordkeeping in respect of
assets or liabilities for that foreign branch resides at the U.S.
branch or agency. A separate FFIEC 002S must be completed for each
managed or controlled non-U.S. branch. The FFIEC 002S must be filed
quarterly along with the U.S. branch or agency's
[[Page 68859]]
FFIEC 002. The data from both reports are used for: (1) Monitoring
deposit and credit transactions of U.S. residents; (2) monitoring the
impact of policy changes; (3) analyzing structural issues concerning
foreign bank activity in U.S. markets; (4) understanding flows of
banking funds and indebtedness of developing countries in connection
with data collected by the International Monetary Fund and the Bank for
International Settlements that are used in economic analysis; and (5)
assisting in the supervision of U.S. offices of foreign banks. The
Federal Reserve System collects and processes these reports on behalf
of the OCC, the Board, and the FDIC.
Current Actions
The agencies are proposing to add two items to the schedules in the
Call Report, the TFR, and the FFIEC 002 for collecting data related to
deposit insurance assessments and to revise the instructions for an
existing item in these schedules effective December 31, 2010. These
changes respond to amendments made to the Federal Deposit Insurance Act
(FDI Act) by Section 343 of the Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank Act) (Pub. L. 111-203, July 21,
2010) pertaining to the insurance of transaction accounts.
In October 2008, the FDIC Board of Directors adopted the
Transaction Account Guarantee (TAG) program as one of two components of
a Temporary Liquidity Guarantee Program (TLGP).\2\ Under the TAG
program the FDIC guarantees all funds held at participating insured
depository institutions (beyond the maximum deposit insurance limit) in
qualifying noninterest-bearing transaction accounts, which include
certain interest-bearing NOW accounts. Originally set to expire on
December 31, 2009, the TAG program has since been extended, with
certain modifications, through December 31, 2010, with the possibility
of an additional 12-month extension, through December 31, 2011.\3\
---------------------------------------------------------------------------
\2\ To administer the TLGP, the FDIC Board approved an interim
rule on October 23, 2008, an amendment to the interim rule on
November 4, 2008, and a final rule on November 21, 2008. See 73 FR
64179 (October 29, 2008), 73 FR 66160 (November 7, 2008), and 73 FR
72244 (November 26, 2008), respectively.
\3\ See 74 FR 45093 (September 1, 2009), 75 FR 20257 (April 19,
2010), and 75 FR 36506 (June 28, 2010).
---------------------------------------------------------------------------
Section 343 of the Dodd-Frank Act amends the FDI Act with respect
to the insurance coverage of noninterest-bearing transaction accounts.
These amendments take effect December 31, 2010, and require the FDIC to
``fully insure the net amount that any depositor at an insured
depository institution maintains in a noninterest-bearing transaction
account,'' thereby in effect replacing the FDIC's TAG program. Section
343 includes a definition of ``noninterest-bearing transaction
account'' that differs from the definition of this term in the FDIC's
TAG program regulations.\4\ In addition, the unlimited insurance
coverage of these accounts applies to all insured depository
institutions, not just those institutions that elected to obtain
insurance coverage for noninterest-bearing transaction accounts through
the FDIC's TAG program. Under Section 343, the unlimited insurance
coverage of noninterest-bearing transaction accounts would be in effect
through December 31, 2012.
---------------------------------------------------------------------------
\4\ As defined in Section 343, a ``noninterest-bearing
transaction account'' is an account ``(I) with respect to which
interest is neither accrued nor paid; (II) on which the depositor or
account holder is permitted to make withdrawals by negotiable or
transferable instrument, payment orders of withdrawal, telephone or
other electronic media transfers, or other similar items for the
purpose of making payments or transfers to third parties or others;
and (III) on which the insured depository institution does not
reserve the right to require advance notice of an intended
withdrawal.'' In contrast, under the FDIC's TAG program, the term
``noninterest-bearing transaction account'' includes not only those
accounts within the scope of Section 343 but also accounts commonly
known as Interest on Lawyers Trust Accounts (or functionally
equivalent accounts) and negotiable order of withdrawal accounts
with interest rates no higher than 0.25 percent for which the
institution at which the account is held has committed to maintain
the interest rate at or below 0.25 percent.
---------------------------------------------------------------------------
As a result of this statutory change in deposit insurance coverage
for noninterest-bearing transaction accounts, the agencies requested
comment on September 3, 2010 on a proposal to add two items to the
schedules in the Call Report, the TFR, and the FFIEC 002 in which data
are collected for deposit insurance assessment purposes (Schedule RC-O,
Schedule DI, and Schedule O, respectively) effective December 31,
2010.\5\ As of that report date, all insured depository institutions,
including those institutions that had not elected to participate in the
FDIC's TAG program, would begin to report the quarter-end amount and
number of noninterest-bearing transaction accounts (as defined in the
Dodd-Frank Act, not as defined in the FDIC's TAG program regulations)
of more than $250,000. These data are needed in order for the FDIC to
estimate the quarter-end amount of insured deposits for reserve ratio
calculation purposes \6\ and to determine the appropriate level of the
Deposit Insurance Fund's contingent loss reserve for anticipated
failures of insured depository institutions. Unless the unlimited
insurance coverage of noninterest-bearing transaction accounts under
Section 343 of the Dodd-Frank Act is extended, the two proposed new
items would be collected only through the December 31, 2012, report
date.
---------------------------------------------------------------------------
\5\ 75 FR 54227 (September 3, 2010).
\6\ The Deposit Insurance Fund's reserve ratio is the fund's
balance divided by estimated insured deposits.
---------------------------------------------------------------------------
Institutions participating in the FDIC's TAG program should note
that, for purposes of determining their TAG program assessments for the
fourth calendar quarter of 2010 (which will be payable on March 30,
2011), they must complete the existing TAG program data items--Call
Report Schedule RC-O, Memorandum items 4.a and 4.b; TFR Schedule DI,
items DI570 and DI575; or FFIEC 002 Schedule O, Memorandum items 4.a
and 4.b, as appropriate--for the final time in their December 31, 2010,
reports. These items capture the average daily amount and average daily
number for the quarter of qualifying noninterest-bearing transaction
accounts of more than $250,000 as defined in the FDIC's TAG program
regulations.
As a result of the unlimited insurance coverage for noninterest-
bearing transaction accounts effective December 31, 2010, the agencies
also requested comment on September 3, 2010, on a proposed revision of
the instructions for reporting estimated uninsured deposits in Call
Report Schedule RC-O, Memorandum item 2; TFR Schedule DI, item DI210;
and FFIEC 002 Schedule O, Memorandum item 2.\7\ These items are
required to be completed by institutions with $1 billion or more in
total assets. At present, balances in TAG program qualifying
noninterest-bearing transaction accounts of more than $250,000 are
treated as uninsured deposits for purposes of reporting estimated
uninsured deposits because the TAG program was instituted as a
component of the TLGP, which resulted from a systemic risk
determination. Thus, TAG program insurance coverage and assessments are
separate from the regular deposit insurance program administered by the
FDIC. Under the Dodd-Frank Act, the extension of unlimited insurance
coverage to noninterest-bearing transaction accounts at all insured
depository institutions falls within the FDIC's regular deposit
insurance program. Therefore, in response to this statutory change in
insurance coverage, the instructions for reporting estimated uninsured
deposits in the Call Report, TFR, and FFIEC 002 items identified above
would be revised to indicate that balances of more than
[[Page 68860]]
$250,000 in noninterest-bearing transaction accounts (as defined in the
Dodd-Frank Act) should be treated as insured, rather than uninsured,
deposits. Unless the unlimited insurance coverage of noninterest-
bearing transaction accounts under Section 343 of the Dodd-Frank Act is
extended, this instructional revision would be in effect only through
the December 31, 2012, report date.
---------------------------------------------------------------------------
\7\ 75 FR 54227 (September 3, 2010).
---------------------------------------------------------------------------
The agencies received no comments on their proposal to collect the
quarter-end amount and number of noninterest-bearing transaction
accounts (as defined in the Dodd-Frank Act) of more than $250,000 and
to revise the instructions for reporting estimated uninsured deposits
in the Call Report, the TFR, and the FFIEC 002 effective December 31,
2010. Accordingly, the agencies will implement these revisions as
proposed, subject to OMB approval.
Request for Comment
Public comment is requested on all aspects of this joint notice.
Comments are invited on:
(a) Whether the proposed revisions to the collections of
information that are the subject of this notice are necessary for the
proper performance of the agencies' functions, including whether the
information has practical utility;
(b) The accuracy of the agencies' estimates of the burden of the
information collections as they are proposed to be revised, including
the validity of the methodology and assumptions used;
(c) Ways to enhance the quality, utility, and clarity of the
information to be collected;
(d) Ways to minimize the burden of information collections on
respondents, including through the use of automated collection
techniques or other forms of information technology; and
(e) Estimates of capital or start up costs and costs of operation,
maintenance, and purchase of services to provide information.
Comments submitted in response to this joint notice will be shared
among the agencies. All comments will become a matter of public record.
Dated: November 3, 2010.
Michele Meyer,
Assistant Director, Legislative and Regulatory Activities Division,
Office of the Comptroller of the Currency.
Board of Governors of the Federal Reserve System, November 3,
2010.
Jennifer J. Johnson,
Secretary of the Board.
Dated at Washington, DC, on November 3, 2010.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
Dated: November 3, 2010.
Ira L. Mills,
Paperwork Clearance Officer, Office of Chief Counsel, Office of Thrift
Supervision.
[FR Doc. 2010-28208 Filed 11-8-10; 8:45 am]
BILLING CODE 4810-33-P; 6210-01-P; 6714-01-P; 6720-01-P