National Emission Standards for Hazardous Air Pollutant Emissions: Hard and Decorative Chromium Electroplating and Chromium Anodizing Tanks; Group I Polymers and Resins; Marine Tank Vessel Loading Operations; Pharmaceuticals Production; The Printing and Publishing Industry; and Steel Pickling-HCl Process Facilities and Hydrochloric Acid Regeneration Plants, 65068-65149 [2010-23839]
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65068
Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2010–0600; FRL–9203–7]
RIN 2060–AO91
National Emission Standards for
Hazardous Air Pollutant Emissions:
Hard and Decorative Chromium
Electroplating and Chromium
Anodizing Tanks; Group I Polymers
and Resins; Marine Tank Vessel
Loading Operations; Pharmaceuticals
Production; The Printing and
Publishing Industry; and Steel
Pickling—HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
Environmental Protection
Agency (EPA).
ACTION: Proposed rule; and
supplemental notice of proposed
rulemaking.
AGENCY:
This action proposes how
EPA will address the residual risk and
technology reviews conducted for two
national emission standards for
hazardous air pollutants (NESHAP), and
this action is a supplemental notice of
proposed rulemaking for an October
2008 action that proposed how EPA
would address the residual risk and
technology reviews for four NESHAP.
The six NESHAP include 16 source
categories, 12 of which are the subject
of residual risk and technology reviews
in this package. This action proposes to
modify the existing emissions standards
for eight source categories in three of the
six NESHAP to address certain emission
sources not currently regulated under
these standards. It also proposes for all
six NESHAP to address provisions
related to emissions during periods of
startup, shutdown, and malfunction.
Finally, this action proposes changes to
two of the six NESHAP to correct
editorial errors, make clarifications, or
address issues with implementation or
determining compliance.
DATES: Comments. Comments must be
received on or before December 6, 2010.
Under the Paperwork Reduction Act,
comments on the information collection
provisions are best assured of having
full effect if the Office of Management
and Budget (OMB) receives a copy of
your comments on or before November
22, 2010.
Public Hearing. We will hold a public
hearing on November 5, 2010. Persons
requesting to speak at the public hearing
must contact EPA by November 1, 2010.
ADDRESSES: Comments. Submit your
comments, identified by Docket ID No.
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SUMMARY:
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EPA–HQ–OAR–2010–0600, by one of
the following methods:
• https://www.regulations.gov: Follow
the on-line instructions for submitting
comments.
• E-mail: a-and-r-docket@epa.gov.
Attention Docket ID No. EPA–HQ–
OAR–2010–0600.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2010–
0600.
• Mail: U.S. Postal Service, send
comments to: EPA Docket Center, EPA
West (Air Docket), Attention Docket ID
No. EPA–HQ–OAR–2010–0600, U.S.
Environmental Protection Agency,
Mailcode: 2822T, 1200 Pennsylvania
Ave., NW., Washington, DC 20460.
Please include a total of two copies. In
addition, please mail a copy of your
comments on the information collection
provisions to the Office of Information
and Regulatory Affairs, Office of
Management and Budget (OMB), Attn:
Desk Officer for EPA, 725 17th Street,
NW., Washington, DC 20503.
• Hand Delivery: U.S. Environmental
Protection Agency, EPA West (Air
Docket), Room 3334, 1301 Constitution
Ave., NW., Washington, DC 20004.
Attention Docket ID No. EPA–HQ–
OAR–2010–0600. Such deliveries are
only accepted during the Docket’s
normal hours of operation, and special
arrangements should be made for
deliveries of boxed information.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2010–
0600. EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be confidential business
information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or e-mail. The
https://www.regulations.gov Web site is
an ‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
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cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket, visit the EPA
Docket Center homepage at https://
www.epa.gov/epahome/dockets.htm.
Docket. The EPA has established a
docket for this rulemaking under Docket
ID No. EPA–HQ–OAR–2010–0600. All
documents in the docket are listed in
the https://www.regulations.gov index.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in https://
www.regulations.gov or in hard copy at
the EPA Docket Center, EPA West,
Room 3334, 1301 Constitution Ave.,
NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the EPA Docket Center is
(202) 566–1742.
Public Hearing. We will hold a public
hearing concerning this proposed rule
on November 5, 2010, from 9 a.m. to
7 p.m. Persons interested in presenting
oral testimony at the hearing should
contact Ms. Mary Tom Kissell, Sector
Policies and Programs Division (E143–
01), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, NC 27711, telephone number,
(919) 541–4516, by November 1, 2010.
The public hearing will be held at the
U.S. Environmental Protection
Agency—Research Triangle Park
Campus, 109 T.W. Alexander Drive,
Research Triangle Park, NC 27709. If no
one requests to speak at the public
hearing by November 1, 2010, then the
public hearing will be cancelled and a
notification of cancellation posted on
the following Web site: https://
www.epa.gov/ttn/oarpg/t3main.html.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact Ms. Mary Tom Kissell, Sector
Policies and Programs Division (E143–
01), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, NC 27711, telephone (919) 541–
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4516; fax number: (919) 541–0246; and
e-mail address: kissell.mary@epa.gov.
For specific information regarding the
risk modeling methodology, contact Ms.
Elaine Manning, Health and
Environmental Impacts Division (C539–
02), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, NC 27711; telephone number:
(919) 541–5499; fax number: (919) 541–
0840; and e-mail address:
65069
manning.elaine@epa.gov. For
information about the applicability of
these six NESHAP to a particular entity,
contact the appropriate person listed in
Table 1 to this preamble.
SUPPLEMENTARY INFORMATION:
TABLE 1—LIST OF EPA CONTACTS FOR THE NESHAP ADDRESSED IN THIS PROPOSED ACTION
NESHAP for:
OECA contact 1
OAQPS contact 2
Hard and Decorative Chromium Electroplating and Chromium Anodizing Tanks.
Group I Polymers and Resins Production ..........................................
Scott Throwe, (202) 564–7013,
throwe.scott@epa.gov.
Scott Throwe, (202) 564–7013,
throwe.scott@epa.gov.
Maria Malave, (202) 564–7027,
malave.maria@epa.gov.
Marcia Mia, (202) 564–7042,
mia.marcia@epa.gov.
Len Lazarus, (202) 564–6369,
lazarus.leonard@epa.gov.
Maria Malave, (202) 564–7027,
malave.maria@epa.gov.
Phil Mulrine, (919) 541–5289,
mulrine.phil@epa.gov.
Randy McDonald, (919) 541–5402,
mcdonald.randy@epa.gov.
Steve Shedd, (919) 541–5397,
shedd.steve@epa.gov.
Randy McDonald, (919) 541–5402,
mcdonald.randy@epa.gov.
David Salman, (919) 541–0859,
salman.dave@epa.gov.
Phil Mulrine, (919) 541–5289,
mulrine.phil@epa.gov.
Marine Vessel Loading Operations ....................................................
Pharmaceuticals Production ...............................................................
Printing and Publishing Industry .........................................................
Steel Pickling—HCl Process Facilities and Hydrochloric Acid Regeneration Plants.
1 OECA
stands for EPA’s Office of Enforcement and Compliance Assurance.
stands for EPA’s Office of Air Quality Planning and Standards.
2 OAQPS
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I. Preamble Acronyms and
Abbreviations
Several acronyms and terms used to
describe industrial processes, data
inventories, and risk modeling are
included in this preamble. While this
may not be an exhaustive list, to ease
the reading of this preamble and for
reference purposes, the following terms
and acronyms are defined here:
AERMOD—The air dispersion model used by
the HEM–3 model
AEGL—Acute Exposure Guideline Levels
ANPRM—Advance Notice of Proposed
Rulemaking
ASTM—An international standards
organization that develops and publishes
voluntary consensus technical standards
ATCM—Airborne Toxics Control Measure
ATSDR—Agency for Toxic Substances and
Disease Registry
BACT—Best Available Control Technology
bbl/yr—Barrels per Year
BID—Background Information Document
CalEPA—California Environmental
Protection Agency
CARB—California Air Resources Board
CAA—Clean Air Act
CBI—Confidential Business Information
CEEL—Community Emergency Exposure
Levels
CIIT—Chemical Industry Institute of
Toxicology
CFR—Code of Federal Regulations
CMP—Composite Mesh Pad
CO—Carbon Monoxide
CO2—Carbon Dioxide
D/F—Dioxin/Furan
EED—Emission Elimination Device
EPA—Environmental Protection Agency
EPS—Eco Pickled Surface
ERPG—Emergency Response Planning
Guidelines
HAP—Hazardous Air Pollutants
HCl—Hydrochloric Acid
HI—Hazard Index
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HEM–3—Human Exposure Model version 3
HEPA—High Efficiency Particulate Air
HON—Hazardous Organic National
Emissions Standards for Hazardous Air
Pollutants
HQ—Hazard Quotient
ICR—Information Collection Request
IRIS—Integrated Risk Information System
Km—Kilometer
LAER—Lowest Achievable Emission Rate
MACT—Maximum Achievable Control
Technology
MACT Code—A code within the NEI used to
identify processes included in a source
category
mg/dscm—Milligrams per Dry Standard
Cubic Meter
MIR—Maximum Individual Risk
MTVLO—Marine Tank Vessel Loading
Operations
NAC/AEGL Committee—National Advisory
Committee for Acute Exposure Guideline
Levels for Hazardous Substances
NAICS—North American Industry
Classification System
NAS—National Academy of Sciences
NATA—National Air Toxics Assessment
NESHAP—National Emissions Standards for
Hazardous Air Pollutants
NEI—National Emissions Inventory
NOX—Nitrogen Oxide
NRC—National Research Council
NSR—New Source Review
NTTAA—National Technology Transfer and
Advancement Act
OECA—Office of Enforcement and
Compliance Assurance
OLD—Organic Liquids Distribution
OMB—Office of Management and Budget
PB–HAP—Hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
PFC—Perfluorinated Chemical
PFOS—Perfluorooctyl Sulfonate
PM—Particulate Matter
POM—Polycyclic Organic Matter
RACT—Reasonably Available Control
Technology
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RBLC—RACT/BACT/LAER Clearinghouse
REL—CalEPA Chronic Reference Exposure
Level
RFA—Regulatory Flexibility Act
RfC—Reference Concentration
RfD—Reference Dose
RTR—Residual Risk and Technology Review
SAB—Science Advisory Board
SCC—Source Classification Codes
SCS—Smooth Clean Surface
SF3—2000 Census of Population and
Housing Summary File 3
SO2—Sulfur Dioxide
SOP—Standard Operating Procedures
SSM—Startup, Shutdown, and Malfunction
TOSHI—Target Organ-Specific Hazard Index
TPY—Tons Per Year
TRIM—Total Risk Integrated Modeling
System
TTN—Technology Transfer Network
UF—Uncertainty Factor
UMRA—Unfunded Mandates Reform Act
URE—Unit Risk Estimate
VOC—Volatile Organic Compounds
WAFS—Wetting Agent/Fume Suppressant
WCSC—Waterborne Commerce Statistics
Center
WWW—Worldwide Web
II. General Information
A. Does this action apply to me?
The regulated industrial source
categories that are the subject of this
proposal are listed in Table 2 to this
preamble. Table 2 is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by the proposed action for the
source categories listed. These
standards, and any changes considered
in this rulemaking, would be directly
applicable to sources as a Federal
program. Thus, Federal, State, local, and
tribal government entities are not
affected by this proposed action. The
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regulated categories affected by this
proposed action include:
TABLE 2—NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS PROPOSED ACTION
NAICS code 1
NESHAP and source category
MACT code 2
Chromium Electroplating ..............................................
Chromium Anodizing Tanks .........................................
Decorative Chromium Electroplating ............................
Hard Chromium Electroplating .....................................
332813
332813
332813
1607
1610
1615
Group I Polymers and Resins ......................................
Butyl Rubber Production ..............................................
Epichlorohydrin Elastomers Production .......................
Ethylene Propylene Rubber Production .......................
HypalonTM Production 3 ................................................
Neoprene Production ....................................................
Nitrile Butadiene Rubber Production ............................
Polybutadiene Rubber Production ................................
Polysulfide Rubber Production 3 ...................................
Styrene Butadiene Rubber and Latex Production .......
325212
325212
325212
325212
325212
325212
325212
325212
325212
1307
1311
1313
1315
1320
1321
1325
1332
1339
Marine Vessel Loading Operations .........................................................................................................................
4883
0603
Pharmaceuticals Production ....................................................................................................................................
3254
1201
Printing and Publishing Industry ..............................................................................................................................
32311
0714
Steel Pickling—HCl Process Facilities and Hydrochloric Acid Regeneration Plants ..............................................
3311, 3312
0310
1 North
American Industry Classification System.
2 Maximum Achievable Control Technology.
3 There are no longer any operating facilities in either the HypalonTM or Polysulfide Rubber source categories. Therefore, this proposal does
not address these source categories.
B. Where can I get a copy of this
document and other related
information?
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In addition to being available in the
docket, an electronic copy of this
proposal will also be available on the
World Wide Web (WWW) through the
Technology Transfer Network (TTN).
Following signature by the EPA
Administrator, a copy of this proposed
action will be posted on the TTN’s
policy and guidance page for newly
proposed or promulgated rules at the
following address: https://www.epa.gov/
ttn/atw/rrisk/rtrpg.html. The TTN
provides information and technology
exchange in various areas of air
pollution control.
Additional information is available on
the residual risk and technology review
(RTR) Web page at https://www.epa.gov/
ttn/atw/rrisk/rtrpg.html. This
information includes source category
descriptions and detailed emissions and
other data that were used as inputs to
the risk assessments.
C. What should I consider as I prepare
my comments for EPA?
Submitting CBI. Do not submit
information containing CBI to EPA
through https://www.regulations.gov or
e-mail. Clearly mark the part or all of
the information that you claim to be
CBI. For CBI information on a disk or
CD–ROM that you mail to EPA, mark
the outside of the disk or CD–ROM as
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CBI and then identify electronically
within the disk or CD–ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket. If you
submit a CD–ROM or disk that does not
contain CBI, mark the outside of the
disk or CD–ROM clearly that it does not
contain CBI. Information not marked as
CBI will be included in the public
docket and EPA’s electronic public
docket without prior notice. Information
marked as CBI will not be disclosed
except in accordance with procedures
set forth in 40 CFR part 2. Send or
deliver information identified as CBI
only to the following address: Roberto
Morales, OAQPS Document Control
Officer (C404–02), Office of Air Quality
Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, NC 27711,
Attention Docket ID No. EPA–HQ–
OAR–2010–0600.
D. How is this document organized?
The information in this preamble is
organized as follows:
I. Preamble Acronyms and Abbreviations
II. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
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C. What should I consider as I prepare my
comments for EPA?
D. How is this document organized?
III. Background
A. What is the statutory authority for this
action?
B. How did we consider the risk results in
making decisions for this proposal?
C. What other actions are we addressing in
this proposal?
D. What specific RTR actions have
previously been taken for these source
categories?
IV. Analyses Performed
A. How did we estimate risk posed by the
source categories?
B. How did we perform the technology
review?
C. How did we perform the analyses for the
other actions being proposed?
V. Analyses Results and Proposed Decisions
A. What are the results and proposed
decisions for the Chromium
Electroplating source categories?
B. What are the results and proposed
decisions for the Group I Polymers and
Resins Production source categories?
C. What are the results and proposed
decisions for Marine Tank Vessel
Loading Operations source category?
D. What are the results and proposed
decisions for the Pharmaceuticals
Production source category?
E. What are the results and proposed
decisions for the Printing and Publishing
Industry source category?
F. What are the results and proposed
decisions for Steel Pickling-HCl Process
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Facilities and Hydrochloric Acid
Regeneration Plants source category?
VI. Summary of Proposed Actions
A. What actions are we proposing as a
result of the technology reviews?
B. What actions are we proposing as a
result of the residual risk reviews?
C. What other actions are we proposing?
VII. Request for Comments
VIII. Submitting Data Corrections
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
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III. Background
A. What is the statutory authority for
this action?
Section 112 of the Clean Air Act
(CAA) establishes a two-stage regulatory
process to address emissions of
hazardous air pollutants (HAP) from
stationary sources. In the first stage,
after EPA has identified categories of
sources emitting one or more of the HAP
listed in section 112(b) of the CAA,
section 112(d) of the CAA calls for us
to promulgate NESHAP for those
sources. ‘‘Major sources’’ are those that
emit or have the potential to emit any
single HAP at a rate of 10 tons per year
(TPY) or more of a single HAP or 25
TPY or more of any combination of
HAP. For major sources, these
technology-based standards must reflect
the maximum degree of emission
reductions of HAP achievable (after
considering cost, energy requirements,
and non-air quality health and
environmental impacts) and are
commonly referred to as maximum
achievable control technology (MACT)
standards.
MACT standards are to reflect
application of measures, processes,
methods, systems, or techniques,
including, but not limited to, measures
which, (A) reduce the volume of or
eliminate pollutants through process
changes, substitution of materials or
other modifications, (B) enclose systems
or processes to eliminate emissions, (C)
capture or treat pollutants when
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released from a process, stack, storage,
or fugitive emissions point, (D) are
design, equipment, work practice, or
operational standards (including
requirements for operator training or
certification), or (E) are a combination of
the above. CAA section 112(d)(2)(A)–
(E). The MACT standard may take the
form of a design, equipment, work
practice, or operational standard where
EPA first determines either that (A) a
pollutant cannot be emitted through a
conveyance designed and constructed to
emit or capture the pollutant, or that
any requirement for or use of such a
conveyance would be inconsistent with
law, or (B) the application of
measurement methodology to a
particular class of sources is not
practicable due to technological and
economic limitations. CAA sections
112(h)(1)–(2).
The MACT ‘‘floor’’ is the minimum
control level allowed for MACT
standards promulgated under CAA
section 112(d)(3), and may not be based
on cost considerations. For new sources,
the MACT floor cannot be less stringent
than the emission control that is
achieved in practice by the bestcontrolled similar source. The MACT
floors for existing sources can be less
stringent than floors for new sources,
but they cannot be less stringent than
the average emission limitation
achieved by the best-performing 12
percent of existing sources in the
category or subcategory (or the bestperforming five sources for categories or
subcategories with fewer than 30
sources). In developing MACT
standards, we must also consider
control options that are more stringent
than the floor. We may establish
standards more stringent than the floor
based on the consideration of the cost of
achieving the emissions reductions, any
non-air quality health and
environmental impacts, and energy
requirements.
The EPA is then required to review
these technology-based standards and to
revise them ‘‘as necessary (taking into
account developments in practices,
processes, and control technologies)’’ no
less frequently than every 8 years, under
CAA section 112(d)(6). In conducting
this review, EPA is not obliged to
completely recalculate the prior MACT
determination. NRDC v. EPA, 529 F.3d
1077, 1084 (District of Columbia Circuit,
2008).
The second stage in standard-setting
focuses on reducing any remaining
‘‘residual’’ risk according to CAA section
112(f). This provision requires, first, that
EPA prepare a Report to Congress
discussing (among other things)
methods of calculating risk posed (or
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65071
potentially posed) by sources after
implementation of the MACT standards,
the public health significance of those
risks, the means and costs of controlling
them, the actual health effects to
persons in proximity of emitting
sources, and the recommendations
regarding legislation of such remaining
risk. EPA prepared and submitted this
report (Residual Risk Report to
Congress, EPA–453/R–99–001) in March
1999. Congress did not act in response
to the report, thereby triggering EPA’s
obligation under CAA section 112(f)(2)
to analyze and address residual risk.
CAA section 112(f)(2) requires us to
determine for source categories subject
to certain MACT standards, whether the
emissions standards provide an ample
margin of safety to protect public health.
If the MACT standards for HAP
‘‘classified as a known, probable, or
possible human carcinogen do not
reduce lifetime excess cancer risks to
the individual most exposed to
emissions from a source in the category
or subcategory to less than 1-in-1
million,’’ EPA must promulgate residual
risk standards for the source category (or
subcategory) as necessary to provide an
ample margin of safety to protect public
health. In doing so, EPA may adopt
standards equal to existing MACT
standards if EPA determines that the
existing standards are sufficiently
protective. NRDC v. EPA, 529 F.3d
1077, 1083 (District of Columbia Circuit,
2008). (‘‘If EPA determines that the
existing technology-based standards
provide an ‘ample margin of safety,’
then the Agency is free to readopt those
standards during the residual risk
rulemaking.’’) EPA must also adopt more
stringent standards, if necessary, to
prevent an adverse environmental
effect,1 but must consider cost, energy,
safety, and other relevant factors in
doing so.
Section 112(f)(2) of the CAA expressly
preserves our use of a two-step process
for developing standards to address any
residual risk and our interpretation of
‘‘ample margin of safety’’ developed in
the National Emission Standards for
Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride
Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene
Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54
FR 38044, September 14, 1989). The
1 ‘‘Adverse environmental effect’’ is defined in
CAA section 112(a)(7) as any significant and
widespread adverse effect, which may be
reasonably anticipated to wildlife, aquatic life, or
natural resources, including adverse impacts on
populations of endangered or threatened species or
significant degradation of environmental qualities
over broad areas.
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first step in this process is the
determination of acceptable risk. The
second step provides for an ample
margin of safety to protect public health,
which is the level at which the
standards are set (unless a more
stringent standard is required to
prevent, taking into consideration costs,
energy, safety, and other relevant
factors, an adverse environmental
effect).
The terms ‘‘individual most exposed,’’
‘‘acceptable level,’’ and ‘‘ample margin of
safety’’ are not specifically defined in
the CAA. However, CAA section
112(f)(2)(B) preserves the interpretation
set out in the Benzene NESHAP, and the
United States Court of Appeals for the
District of Columbia Circuit in NRDC v.
EPA, 529 F.3d 1077, concluded that
EPA’s interpretation of section 112(f)(2)
is a reasonable one. See NRDC v. EPA,
529 F.3d at 1083 (District of Columbia
Circuit, ‘‘[S]ubsection 112(f)(2)(B)
expressly incorporates EPA’s
interpretation of the Clean Air Act from
the Benzene standard, complete with a
citation to the Federal Register’’).
(District of Columbia Circuit 2008). See
also, A Legislative History of the Clean
Air Act Amendments of 1990, volume 1,
p. 877 (Senate debate on Conference
Report). We notified Congress in the
Residual Risk Report to Congress that
we intended to use the Benzene
NESHAP approach in making CAA
section 112(f) residual risk
determinations (EPA–453/R–99–001, p.
ES–11).
In the Benzene NESHAP, we stated as
an overall objective:
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* * * in protecting public health with an
ample margin of safety, we strive to provide
maximum feasible protection against risks to
health from hazardous air pollutants by (1)
protecting the greatest number of persons
possible to an individual lifetime risk level
no higher than approximately 1-in-1 million;
and (2) limiting to no higher than
approximately 1-in-10 thousand [i.e., 100-in1 million] the estimated risk that a person
living near a facility would have if he or she
were exposed to the maximum pollutant
concentrations for 70 years.
The Agency also stated that, ‘‘The EPA
also considers incidence (the number of
persons estimated to suffer cancer or
other serious health effects as a result of
exposure to a pollutant) to be an
important measure of the health risk to
the exposed population. Incidence
measures the extent of health risk to the
exposed population as a whole, by
providing an estimate of the occurrence
of cancer or other serious health effects
in the exposed population.’’ The Agency
went on to conclude that ‘‘estimated
incidence would be weighed along with
other health risk information in judging
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acceptability.’’ As explained more fully
in our Residual Risk Report to Congress,
EPA does not define ‘‘rigid line[s] of
acceptability,’’ but considers rather
broad objectives to be weighed with a
series of other health measures and
factors (EPA–453/R–99–001, p. ES–11).
The determination of what represents an
‘‘acceptable’’ risk is based on a judgment
of ‘‘what risks are acceptable in the
world in which we live’’ (Residual Risk
Report to Congress, p. 178, quoting the
Vinyl Chloride decision at 824 F.2d
1165) recognizing that our world is not
risk-free.
In the Benzene NESHAP, we stated
that ‘‘EPA will generally presume that if
the risk to [the maximum exposed]
individual is no higher than
approximately 1-in-10 thousand, that
risk level is considered acceptable.’’ 54
FR 38045. We discussed the maximum
individual lifetime cancer risk as being
‘‘the estimated risk that a person living
near a plant would have if he or she
were exposed to the maximum pollutant
concentrations for 70 years.’’ Id. We
explained that this measure of risk ‘‘is
an estimate of the upper bound of risk
based on conservative assumptions,
such as continuous exposure for 24
hours per day for 70 years.’’ Id. We
acknowledge that maximum individual
lifetime cancer risk ‘‘does not
necessarily reflect the true risk, but
displays a conservative risk level which
is an upper-bound that is unlikely to be
exceeded.’’ Id.
Understanding that there are both
benefits and limitations to using
maximum individual lifetime cancer
risk as a metric for determining
acceptability, we acknowledged in the
1989 Benzene NESHAP that
‘‘consideration of maximum individual
risk * * * must take into account the
strengths and weaknesses of this
measure of risk.’’ Id. Consequently, the
presumptive risk level of 100-in-1
million (1-in-10 thousand) provides a
benchmark for judging the acceptability
of maximum individual lifetime cancer
risk, but does not constitute a rigid line
for making that determination.
The Agency also explained in the
1989 Benzene NESHAP the following:
‘‘In establishing a presumption for MIR
[maximum individual cancer risk],
rather than a rigid line for acceptability,
the Agency intends to weigh it with a
series of other health measures and
factors. These include the overall
incidence of cancer or other serious
health effects within the exposed
population, the numbers of persons
exposed within each individual lifetime
risk range and associated incidence
within, typically, a 50-kilometer (km)
exposure radius around facilities, the
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science policy assumptions and
estimation uncertainties associated with
the risk measures, weight of the
scientific evidence for human health
effects, other quantified or unquantified
health effects, effects due to co-location
of facilities, and co-emission of
pollutants.’’ Id.
In some cases, these health measures
and factors taken together may provide
a more realistic description of the
magnitude of risk in the exposed
population than that provided by
maximum individual lifetime cancer
risk alone. As explained in the Benzene
NESHAP, ‘‘[e]ven though the risks
judged ‘‘acceptable’’ by EPA in the first
step of the Vinyl Chloride inquiry are
already low, the second step of the
inquiry, determining an ‘‘ample margin
of safety,’’ again includes consideration
of all of the health factors, and whether
to reduce the risks even further.’’ In the
ample margin of safety decision process,
the Agency again considers all of the
health risks and other health
information considered in the first step.
Beyond that information, additional
factors relating to the appropriate level
of control will also be considered,
including costs and economic impacts
of controls, technological feasibility,
uncertainties, and any other relevant
factors. Considering all of these factors,
the Agency will establish the standard
at a level that provides an ample margin
of safety to protect the public health, as
required by CAA section 112(f). 54 FR
38046.
B. How did we consider the risk results
in making decisions for this proposal?
As discussed in section III.A. of this
preamble, we apply a two-step process
for developing standards to address
residual risk. In the first step, EPA
determines if risks are acceptable. This
determination ‘‘considers all health
information, including risk estimation
uncertainty, and includes a presumptive
limit on maximum individual lifetime
[cancer] risk (MIR) 2 of approximately 1in-10 thousand [i.e., 100-in-1 million].’’
54 FR 38045. In the second step of the
process, EPA sets the standard at a level
that provides an ample margin of safety
‘‘in consideration of all health
information, including the number of
persons at risk levels higher than
approximately 1-in-1 million, as well as
other relevant factors, including costs
and economic impacts, technological
2 Although defined as ‘‘maximum individual
risk,’’ MIR refers only to cancer risk. MIR, one
metric for assessing cancer risk, is the estimated
risk were an individual exposed to the maximum
level of a pollutant for a lifetime.
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feasibility, and other factors relevant to
each particular decision.’’ Id.
In past residual risk determinations,
EPA presented a number of human
health risk metrics associated with
emissions from the category under
review, including: The MIR; the
numbers of persons in various risk
ranges; cancer incidence; the maximum
non-cancer hazard index (HI); and the
maximum acute non-cancer hazard. In
estimating risks, EPA considered source
categories under review that are located
near each other and that affect the same
population. EPA provided estimates of
the expected difference in actual
emissions from the source category
under review and emissions allowed
pursuant to the source category MACT
standard. EPA also discussed and
considered risk estimation
uncertainties. EPA is providing this
same type of information in support of
these actions.
However, in contrast to past
determinations, this notice presents and
considers additional measures of health
information to support our decisionmaking. These are discussed in more
detail in later sections of this notice,
and include:
• Estimates of ‘‘total facility’’ cancer
and non-cancer risk (risk from all HAP
emissions from the facility at which the
source category is located).
• Demographic analyses (analyses of
the distributions of HAP-related cancer
risks and non-cancer risks, across
different social, demographic, and
economic groups within the populations
living near the facilities where these
source categories are located).
• Additional estimates of the risks
associated with emissions allowed by
the MACT standard.
The Agency is considering all of this
available health information to inform
our determinations of risk acceptability
and ample margin of safety under CAA
section 112(f). Specifically, as explained
in the Benzene NESHAP, ‘‘the first step
judgment on acceptability cannot be
reduced to any single factor,’’ and, thus,
‘‘[t]he Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38044 and 38046,
September 14, 1989. Similarly, with
regard to making the ample margin of
safety determination, the Benzene
NESHAP state that ‘‘[I]n the ample
margin decision, the Agency again
considers all of the health risk and other
health information considered in the
first step. Beyond that information,
additional factors relating to the
appropriate level of control will also be
considered, including cost and
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economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Agency acknowledges that the
Benzene NESHAP provide flexibility
regarding what factors the EPA might
consider in making our determinations
and how they might be weighed for each
source category. In responding to
comment on our policy under the
Benzene NESHAP, EPA explained that:
‘‘The policy chosen by the
Administrator permits consideration of
multiple measures of health risk. Not
only can the MIR figure be considered,
but also incidence, the presence of noncancer health effects, and the
uncertainties of the risk estimates. In
this way, the effect on the most exposed
individuals can be reviewed as well as
the impact on the general public. These
factors can then be weighed in each
individual case. This approach complies
with the Vinyl Chloride mandate that
the Administrator ascertain an
acceptable level of risk to the public by
employing [her] expertise to assess
available data. It also complies with the
Congressional intent behind the CAA,
which did not exclude the use of any
particular measure of public health risk
from the EPA’s consideration with
respect to CAA section 112 regulations,
and, thereby, implicitly permits
consideration of any and all measures of
health risk which the Administrator, in
[her] judgment, believes are appropriate
to determining what will ‘protect the
public health.’ ’’ 54 FR 38057.
For example, the level of the MIR is
only one factor to be weighed in
determining acceptability of risks. The
Benzene NESHAP explain ‘‘an MIR of
approximately 1-in-10 thousand should
ordinarily be the upper end of the range
of acceptability. As risks increase above
this benchmark, they become
presumptively less acceptable under
CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes MIR less
than the presumptively acceptable level
is unacceptable in the light of other
health risk factors.’’ Id. at 38045.
Similarly, with regard to the ample
margin of safety analysis, the Benzene
NESHAP state that: ‘‘* * * EPA believes
the relative weight of the many factors
that can be considered in selecting an
ample margin of safety can only be
determined for each specific source
category. This occurs mainly because
technological and economic factors
(along with the health-related factors)
vary from source category to source
category.’’ Id. at 38061.
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65073
EPA wishes to point out that certain
health information has not been
considered in these decisions. In
assessing risks to populations in the
vicinity of the facilities in each category,
we present estimates of risk associated
with HAP emissions from the source
category alone (source category risk
estimates) and HAP emissions from the
entire facilities at which the covered
source categories are located (facilitywide risk estimates). We have not
presented estimates of total HAP
inhalation risks from all sources in the
vicinity of the covered sources (i.e., the
sum of risks from ambient levels,
emissions from the source category,
facility-wide emissions, and emissions
from other facilities nearby).
The Agency understands the potential
importance of considering an
individual’s total exposure to HAP in
addition to considering exposure to
HAP emissions from the source category
and facility. This is particularly
important when assessing non-cancer
risks, where pollutant-specific exposure
levels (e.g., Reference Concentration
(RfC)) are based on the assumption that
thresholds exist for adverse health
effects. For example, the Agency
recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse non-cancer health effects in
a population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in increased risk of
adverse non-cancer health effects. In
May 2010, the EPA Science Advisory
Board (SAB) advised us ‘‘* * * that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 3
While we are interested in placing
source category and facility-wide HAP
risks in the context of total HAP risks
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. At this point, we believe that
such estimates of total HAP risks will
3 EPA’s responses to this and all other key
recommendations of the SAB’s advisory on RTR
risk assessment methodologies (which is available
at: https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPASAB-10-007-unsigned.pdf) are outlined in a memo
to this rulemaking docket from David Guinnup
entitled, EPA’s Actions in Response to the Key
Recommendations of the SAB Review of RTR Risk
Assessment Methodologies.
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have significantly greater associated
uncertainties than for the source
category or facility-wide estimates,
hence, compounding the uncertainty in
any such comparison. This is because
we have not conducted a detailed
technical review of HAP emissions data
for source categories and facilities that
have not previously undergone an RTR
review or are not currently undergoing
such review. We are requesting
comment on whether and how best to
estimate and evaluate total HAP
exposure in our assessments, and, in
particular, on whether and how it might
be appropriate to use information from
EPA’s National Air Toxics Assessment
(NATA) to support such estimates. We
are also seeking comment on how best
to consider various types and scales of
risk estimates when making our
acceptability and ample margin of safety
determinations under CAA section
112(f). Additionally, we are seeking
recommendations for any other
comparative measures that may be
useful in the assessment of the
distribution of HAP risks across
potentially affected demographic
groups.
C. What other actions are we addressing
in this proposal?
In this proposal, we are addressing
three additional types of action for some
or all of these six MACT standards. For
eight source categories subject to three
of the MACT standards, we identified
significant emission sources within the
categories for which standards were not
previously developed. We are proposing
MACT standards for these emission
sources pursuant to CAA section
112(d)(2) and (3). For four source
categories subject to two of the MACT
standards, we are also proposing
changes to correct editorial errors, to
make clarifications, and to address
issues with implementation or
determining compliance. We are also
proposing to revise requirements in
each of the six MACT standards related
to emissions during periods of startup,
shutdown, and malfunction (SSM).
The United States Court of Appeals
for the District of Columbia Circuit
vacated portions of two provisions in
EPA’s CAA section 112 regulations
governing the emissions of HAP during
periods of SSM. Sierra Club v. EPA, 551
F.3d 1019 (District of Columbia Circuit,
2008), cert. denied, 130 S. Ct. 1735 (U.S.
2010). Specifically, the Court vacated
the SSM exemption contained in 40
CFR 63.6(f)(1) and (h)(1), that is part of
a regulation, commonly referred to as
the General Provisions Rule, that EPA
promulgated under section 112 of the
CAA. When incorporated into a CAA
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section 112(d) standard for a specific
source category, these two provisions
exempt sources within that source
category from the requirement to
comply with the otherwise applicable
emission standard during periods of
SSM. We are proposing to eliminate the
SSM exemption in each of the six
MACT standards addressed in this
proposal. Consistent with Sierra Club v.
EPA, we are proposing that the
established standards in these rules
apply at all times. We are also proposing
to revise the General Provisions table in
each of the six MACT standards in
several respects. For example, we are
removing the General Provisions’
requirement that the source develop an
SSM plan. We are also removing certain
recordkeeping and reporting
requirements related to the SSM
exemption, but we are retaining the
recordkeeping and related requirements
for malfunctions and request public
comment on the requirements. EPA has
attempted to ensure that regulatory
language relating to the SSM exemption
has been removed. We solicit comment
on whether we have overlooked any
regulatory provisions that might be
inappropriate, unnecessary, or
redundant based on our proposal to
remove the exemption from compliance
with the emission limit during periods
of SSM.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
In contrast, malfunction is defined as a
‘‘sudden, infrequent, and not reasonably
preventable failure of air pollution
control and monitoring equipment,
process equipment or a process to
operate in a normal or usual manner
* * *’’ (40 CFR 63.2). EPA believes that
a malfunction should not be viewed as
a distinct operating mode, and,
therefore, any emissions that occur
during malfunctions do not need to be
factored into development of CAA
section 112(d) standards, which, once
promulgated, apply at all times. In
Mossville Environmental Action Now v.
EPA, 370 F.3d 1232, 1242 (District of
Columbia Circuit 2004), the Court
upheld as reasonable standards that had
factored in variability of emissions
under all operating conditions.
However, nothing in CAA section
112(d) or in case law requires that EPA
anticipate and account for the
innumerable types of potential
malfunction events in setting emission
standards. See, Weyerhaeuser v. Costle,
590 F.2d 1011, 1058 (District of
Columbia Circuit 1978) (‘‘In the nature
of things, no general limit, individual
permit, or even any upset provision can
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anticipate all upset situations. After a
certain point, the transgression of
regulatory limits caused by
‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication, or insanity, and a variety
of other eventualities, must be a matter
for the administrative exercise of caseby-case enforcement discretion, not for
specification in advance by regulation.’’)
Further, it is reasonable to interpret
CAA section 112(d) as not requiring
EPA to account for malfunctions in
setting emissions standards. For
example, we note that CAA section 112
uses the concept of ‘‘best performing’’
sources in defining MACT, the level of
stringency that major source standards
must meet. Applying the concept of
‘‘best performing’’ to a source that is
malfunctioning presents significant
difficulties. The goal of best performing
sources is to operate in such a way as
to avoid malfunctions of their units.
Moreover, even if malfunctions were
considered a distinct operating mode,
we believe it would be impracticable to
take malfunctions into account in
setting CAA section 112(d) standards.
As noted above, by definition,
malfunctions are sudden and
unexpected events, and it would be
difficult to set a standard that takes into
account the myriad different types of
malfunctions that can occur across all
sources in each source category.
Malfunctions can also vary in
frequency, degree, and duration, further
complicating standard setting.
Under this proposal, in the event that
a source fails to comply with the
applicable CAA section 112(d)
standards as a result of a malfunction
event, EPA would determine an
appropriate response based on, among
other things, the good faith efforts of the
source to minimize emissions during
malfunction periods, including
preventative and corrective actions, as
well as root cause analyses to ascertain
and rectify excess emissions. EPA
would also consider whether the
source’s failure to comply with the CAA
section 112(d) standard was, in fact,
‘‘sudden, infrequent, not reasonably
preventable’’ and was not instead
‘‘caused in part by poor maintenance or
careless operation.’’ 40 CRF 63.2
(definition of malfunction).
Finally, EPA recognizes that, even
equipment that is properly designed and
maintained can sometimes fail, and that
such failure can sometimes cause or
contribute to an exceedance of the
relevant emission standard. (See, e.g.,
State Implementation Plans: Policy
Regarding Excessive Emissions During
Malfunctions, Startup, and Shutdown
(September 20, 1999); Policy on Excess
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Emissions During Startup, Shutdown,
Maintenance, and Malfunctions
(February 15, 1983)). Therefore,
consistent with our recently
promulgated final amendments to
regulations addressing the Portland
Cement category (75 FR 54970,
September 9, 2010), we are proposing to
add regulatory language providing an
affirmative defense against civil
penalties for exceedances of emission
limits that are caused by malfunctions
in each of the six MACT standards
addressed in this proposal. We are
proposing to define ‘‘affirmative
defense’’ to mean, in the context of an
enforcement proceeding, a response or
defense put forward by a defendant,
regarding which the defendant has the
burden of proof, and the merits of which
are independently and objectively
evaluated in a judicial or administrative
proceeding. We are also proposing
regulatory provisions to specify the
elements that are necessary to establish
this affirmative defense. (See 40 CFR
22.24). The proposed criteria would
ensure that the affirmative defense is
available only where the event that
causes an exceedance of the emission
limit meets the narrow definition of
malfunction in 40 CFR 63.2 (sudden,
infrequent, not reasonably preventable,
and not caused by poor maintenance
and/or careless operation). The
proposed criteria also are designed to
ensure that steps are taken to correct the
malfunction, to minimize emissions,
and to prevent future malfunctions. In
any judicial or administrative
proceeding, the Administrator would be
able to challenge the assertion of the
affirmative defense and, if the
respondent has not met its burden of
proving all of the requirements in the
affirmative defense, appropriate
penalties could be assessed in
accordance with section 113 of the CAA
(see also 40 CFR 22.77).
D. What specific RTR actions have
previously been taken for these source
categories?
For some of the 16 source categories
covered by these six MACT standards,
we have previously taken certain
actions under the RTR program.
Following is a summary of these
previous actions and also a summary of
additional reviews we have
subsequently conducted for each source
category.
1. Categories for Which RTR Decisions
Have Been Finalized
There are nine source categories
regulated under the Group I Polymers
and Resins MACT standard. For four of
these source categories (Butyl Rubber
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Production, Ethylene Propylene Rubber
Production, Neoprene Production, and
Polysulfide Rubber Production), we
previously proposed and promulgated a
decision not to revise the standards for
purposes of the RTR provisions in CAA
sections 112(d)(6) and (f)(2).4 See 72 FR
70543, December 12, 2007 (proposed
rule), and 73 FR 76220, December 16,
2008 (final rule). These four categories
were determined to be ‘‘low-risk,’’ as the
maximum lifetime individual cancer
risks were less than 1-in-1-million, and
there were no other health concerns of
significance. Therefore, we determined
that conducting additional risk analyses
for these categories was not warranted.
We are not re-opening the RTR in this
notice for these four source categories,
and do not seek additional comments on
that prior RTR.
However, for three of these four
Group I Polymers and Resins source
categories (Butyl Rubber Production,
Ethylene Propylene Rubber Production,
and Neoprene Production), we have
identified significant emission sources
for which MACT standards were not
previously developed. In this proposal,
we are proposing MACT standards for
these emission sources, and we are also
proposing that the residual risks after
implementation of these new MACT
standards will not change our previous
finding that these source categories
present low risks and that our obligation
to review the residual risk under CAA
section 112(f) has also been satisfied.
2. Categories for Which RTR Decisions
Have Been Proposed, but Not
Promulgated
For eight source categories covered
under four of the MACT standards
addressed in this proposal, we
previously performed an RTR review
and proposed that no revisions of the
MACT standards were necessary to
address residual risk and that it was not
necessary to revise the existing
standards under CAA section 112(d)(6).
See 73 FR 60423, October 10, 2008. The
MACT standards addressed in this
proposal included Marine Tank Vessel
Loading Operations (MTVLO), Printing
and Publishing Industry,
Pharmaceuticals Production, and five of
the source categories covered under
Group I Polymers and Resins
(Epichlorohydrin Elastomers,
HypalonTM Production, Nitrile
Butadiene Rubber Production,
Polybutadiene Rubber Production, and
Styrene Butadiene Rubber and Latex
4 There are no longer any operating facilities in
the United States that produce polysulfide rubber,
and we do not anticipate any will begin to operate
in the future.
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Production).5 Comments were received
on that proposal, but no final action has
been taken. This proposal presents
additional analyses we have performed
since the proposal, for each of these
source categories with regard to the
RTR. In addition, we are proposing
revisions to the SSM provisions in the
existing standards for these source
categories, and, for several of the source
categories, we are proposing MACT
standards under CAA sections 112(d)(2)
and (3) for emission points that were not
previously regulated.
3. Categories for Which RTR Decisions
Have Not Been Proposed
We have not previously proposed any
RTR actions for the four source
categories (Hard and Decorative
Chromium Electroplating, Chromium
Anodizing Tanks, and Steel Pickling—
HCl Process Facilities and Hydrochloric
Acid Regeneration Plants) covered by
the Chromium Electroplating and Steel
Pickling MACT standards. Therefore,
this is our initial proposed action for
these two MACT standards to address
the RTR requirement. In addition, we
identified significant advances in the
housekeeping requirements in the
chromium source categories for which
we are proposing MACT standards. We
are also proposing revisions to the
provisions addressing SSM to ensure
they are consistent with the Court
decision in Sierra Club v. EPA, 551 F.3d
1019, and we are proposing changes to
correct editorial errors, make
clarifications, or address issues with
implementation or determining
compliance.
IV. Analyses Performed
As discussed above, in this notice, we
are taking the following actions: (1) We
are newly proposing action or
supplementing our previous proposal to
address the RTR requirements of CAA
sections 112(d)(6) and (f)(2) for 16
source categories covered by six
different MACT standards; (2) for eight
of the source categories, we are
proposing MACT standards for
significant emission sources that are not
currently subject to emission standards
under the MACT standards; (3) we are
proposing to revise the provisions in
each of these six MACT standards to
address SSM to ensure that the SSM
provisions are consistent with the Court
5 The Mineral Wool Production source category
was also addressed in that same October 2008
proposal. We are not proposing any additional
action for that source category in this proposal, but
will do so in a separate future action. We note that
there are no longer any operating facilities in the
United States that produce HypalonTM, and we do
not anticipate that any will begin operation in the
future.
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
Rubber and Latex Production), the
preliminary data sets were based on
information we collected directly from
industry on emissions data and
emissions release characteristics. For
the MTVLO, Pharmaceuticals
Production, and the Printing and
Publishing Industry source categories,
A. How did we estimate risk posed by
we created the preliminary data sets
the source categories?
using data in the 2002 National
To support the proposed decision
Emissions Inventory (NEI) Final
under the RTR for each source category, Inventory, Version 1 (made publicly
EPA conducted risk assessments that
available on February 26, 2006),
provided estimates of the MIR posed by supplemented by data collected directly
the HAP emissions from each source in
from industry when available. The NEI
a category and by each source category,
is a database that contains information
the distribution of cancer risks within
about sources that emit criteria air
the exposed populations, cancer
pollutants and their precursors, and
incidence, HI for chronic exposures to
HAP. The database includes estimates of
HAP with non-cancer health effects,
annual air pollutant emissions from
hazard quotients (HQ) for acute
point, nonpoint, and mobile sources in
exposures to HAP with non-cancer
the 50 States, the District of Columbia,
health effects, and an evaluation of the
Puerto Rico, and the Virgin Islands. The
potential for adverse environmental
EPA collects this information and
effects. The risk assessments consisted
releases an updated version of the NEI
of seven primary steps, as discussed
database every 3 years.
below.
In the March 29, 2007, ANPRM, we
The docket for this rulemaking
specifically requested comment on, and
contains the following documents
updates to, these preliminary data sets.
which provide more information on the We received comments on emissions
risk assessment inputs and models,
data and emissions release
Draft Residual Risk Assessment for 9
characteristics data for facilities in these
Source Categories, Draft Residual Risk
source categories. These comments were
Assessment for Steel Pickling, and Draft reviewed, considered, and the emissions
Residual Risk Assessment for Chromium information was adjusted where we
Electroplating, as well as the
concluded the comments supported
memoranda for the Printing and
such adjustment. After incorporation of
Publishing Industry, MTVLO,
changes to the data sets from this public
Epichlorohydrin Elastomers Production, data review process, data sets were
Polybutadiene Rubber Production,
created that were used to conduct the
Styrene Butadiene Rubber Production,
risk assessments and other analyses that
Nitrile Butadiene Production, and
formed the basis for the proposed
Pharmaceuticals Production source
actions included in the October 10,
categories.
2008, proposal.
Since the proposal, we have
1. Establishing the Nature and
continued to scrutinize the data sets for
Magnitude of Actual Emissions and
these source categories and to review
Identifying the Emissions Release
additional data that has become
Characteristics
available since the October 10, 2008,
For the source categories included in
proposal. For the Printing and
the October 10, 2008, proposal, we
Publishing Industry source category, we
compiled preliminary data sets using
became aware that some facilities had
readily-available information, reviewed
closed. We also reviewed the emissions
the data, and made changes where
data and had questions about the
necessary, and shared these data with
emissions of certain HAP. After contact
the public via an Advanced Notice of
with industry, it was determined that
Proposed Rulemaking (ANPRM). 72 FR
those emissions did not occur from
29287, March 29, 2007. The data sets
those facilities. We updated the Printing
were then updated based on comments
and Publishing Industry data set to
received on the ANPRM and, in some
reflect these changes in operating
cases, with additional information
facilities and emissions. For the MTVLO
gathered by EPA. For the five Group I
data set, we had concerns that several
Polymers and Resins I Production
emission points in our existing data set
source categories included in the
were mislabeled, and, thus, we
October 2008 proposal (Epichlorohydrin extracted more recent data from the NEI.
Elastomers Production, HypalonTM
For this source category, the data set is
based on the 2005 NEI. For the
Production, Nitrile Butadiene Rubber
Pharmaceuticals Production source
Production, Polybutadiene Rubber
category data set, no changes are
Production, and Styrene Butadiene
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decision in Sierra Club v. EPA, 551 F.
3d 1019; and (4) for two of the MACT
standards, we are proposing
amendments to correct editorial errors,
to make clarifications, and to address
issues with implementation or
determining compliance.
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necessary to the data set used for the
proposal. For the Polymers and Resins
I MACT standard source categories
included in the October 10, 2008,
proposal, updates have been made
based on information received in
response to an industry information
collection survey. Documentation for
industry contacts, surveys, and other
information gathered to support these
changes is available in the docket for
this action.
For the four source categories not
included in the December 10, 2008,
proposal, we compiled preliminary data
sets using the best available
information, reviewed the data, and
made changes where necessary. For the
three Chromium Electroplating MACT
standard source categories (Chromium
Anodizing Tanks, Decorative Chromium
Electroplating, and Hard Chromium
Electroplating) and the Steel Pickling
source category, we compiled the
preliminary data sets using data in the
2005 NEI. Then, for the Steel Pickling
source category, seven facilities were
contacted to verify their emissions and
emissions release characteristic data,
and we updated the data set based on
the information collected. This updated
data set was used to conduct the risk
assessments and other analyses that
form the bases for the proposed actions.
For the Chromium Electroplating
source categories, a review of the 2005
NEI data indicated that not all
chromium electroplating facilities were
included in the data set. To develop an
emissions inventory for the entire
industry that could be used for
modeling, an additional data set was
developed based on facilities with
known addresses—a total of 1,629
facilities compared to 122 facilities in
the NEI. Emissions for each type of
plant were estimated based on the
model plants developed for the original
Chromium Electroplating MACT
standard,6 with hard chromium model
plants having the highest emissions,
followed by decorative chromium
electroplating, and then chromium
anodizing. If the type of electroplating
performed at a specific plant was
unknown, we assumed these facilities
were hard chrome electroplating when
we estimated emissions and risks for
those facilities. Although we knew that,
by doing so, we would be
overestimating emissions of chromium,
and, therefore, also of risk, we made this
conservative assumption because we
did not have complete information, and
we chose to overestimate to preserve an
6 See EPA–HQ–OAR–2010–0600, Model Plant
Data Used to Estimate Risk from Chromium
Electroplating Sources.
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ample margin of safety in the risk
assessment upon which our risk
modeling would be based. This analysis
and a supplemental assessment are fully
described in section V.A.
2. Establishing the Relationship
Between Actual Emissions and MACTAllowable Emissions Levels
The available emissions data in the
NEI and from other sources typically
represent the mass of emissions actually
emitted during the specified annual
time period. These ‘‘actual’’ emission
levels are often lower than the level of
emissions that a facility might be
allowed to emit and still comply with
the MACT standard. The emissions
level allowed to be emitted by the
MACT standard is referred to as the
‘‘MACT-allowable’’ emissions level. This
represents the highest emission level
that could be emitted by the facility
without violating the MACT standard.
We discussed the use of both MACTallowable and actual emissions in the
final Coke Oven Batteries residual risk
rule (70 FR 19998–19999, April 15,
2005) and in the proposed and final
Hazardous Organic NESHAP (HON)
residual risk rules (71 FR 34428, June
14, 2006, and 71 FR 76609, December
21, 2006, respectively). In those
previous actions, we noted that
assessing the risks at the MACTallowable level is inherently reasonable
since these risks reflect the maximum
level sources could emit and still
comply with national emission
standards. But we also explained that it
is reasonable to consider actual
emissions, where such data are
available, in both steps of the risk
analysis, in accordance with the
Benzene NESHAP. (54 FR 38044,
September 14, 1989.) It is reasonable to
consider actual emissions because
sources typically seek to perform better
than required by emission standards to
provide an operational cushion to
accommodate the variability in
manufacturing processes and control
device performance.
As described above, the actual
emissions data were compiled based on
the NEI, information gathered from
facilities and States, and information
received in response to the ANPRM for
several of the source categories. To
estimate emissions at the MACTallowable level, we developed a ratio of
MACT-allowable to actual emissions for
each emissions source type in each
source category, based on the level of
control required by the MACT standard
compared to the level of reported actual
emissions and available information on
the level of control achieved by the
emissions controls in use. For example,
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if there was information to suggest
several facilities in a source category
were controlling storage tank emissions
by 98 percent while the MACT
standards required only 92-percent
control, we would estimate that MACTallowable emissions from these
emission points could be as much as
four times higher (8-percent allowable
emissions compared with 2-percent
actually emitted), and the ratio of
MACT-allowable to actual would be 4:1
for this emission point type at the
facilities in this source category. After
developing these ratios for each
emission point type in each source
category, we next applied these ratios
on a facility-by-facility basis to the
maximum chronic risk values from the
inhalation risk assessment to obtain
facility-specific maximum risk values
based on MACT-allowable emissions.
65077
Both long-term and short-term
inhalation exposure concentrations and
health risks from each of the source
categories addressed in this proposal
were estimated using the Human
Exposure Model (Community and
Sector HEM–3 version 1.1.0). The HEM–
3 performs three of the primary risk
assessment activities listed above: (1)
Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50 km of the
modeled sources, and (3) estimating
individual and population-level
inhalation risks using the exposure
estimates and quantitative doseresponse information.
The dispersion model used by HEM–
3 is AERMOD, which is one of EPA’s
preferred models for assessing pollutant
concentrations from industrial
facilities.7 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year of hourly surface and upper air
observations for 130 meteorological
stations, selected to provide coverage of
the United States and Puerto Rico. A
second library of United States Census
Bureau census block 8 internal point
locations and populations provides the
basis of human exposure calculations
(Census, 2000). In addition, the census
library includes the elevation and
controlling hill height for each census
block, which are also used in dispersion
calculations. A third library of pollutant
unit risk factors and other health
benchmarks is used to estimate health
risks. These risk factors and health
benchmarks are the latest values
recommended by EPA for HAP and
other toxic air pollutants. These values
are available at https://www.epa.gov/ttn/
atw/toxsource/summary.html and are
discussed in more detail later in this
section.
In developing the risk assessment for
chronic exposures, we used the
estimated annual average ambient air
concentration of each of the HAP
emitted by each source for which we
have emissions data in the source
category. The air concentrations at each
nearby census block centroid were used
as a surrogate for the chronic inhalation
exposure concentration for all the
people who reside in that census block.
We calculated the MIR for each facility
as the cancer risk associated with a
lifetime (70-year period) of exposure to
the maximum concentration at the
centroid of an inhabited census block.
Individual cancer risks were calculated
as the lifetime exposure to the ambient
concentration of each of the HAP
multiplied by its Unit Risk Estimate
(URE), which is an upper bound
estimate of an individual’s probability
of contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use URE
values from EPA’s Integrated Risk
Information System (IRIS).9 For
carcinogenic pollutants without EPA
IRIS values, we look to other reputable
sources of cancer dose-response values,
often using California Environmental
Protection Agency (CalEPA) URE
values, where available. In cases where
new, scientifically credible dose
response values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
EPA, we may use such dose-response
values in place of, or in addition to,
other values.
7 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
8 A census block is generally the smallest
geographic area for which census statistics are
tabulated.
9 The IRIS information is available at https://
www.epa.gov/IRIS.
3. Conducting Dispersion Modeling,
Determining Inhalation Exposures, and
Estimating Individual and Population
Inhalation Risks
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We note here that several carcinogens
have a mutagenic mode of action.10 For
these compounds, the age-dependent
adjustment factors described in EPA’s
Supplemental Guidance for Assessing
Susceptibility from Early-Life Exposure
to Carcinogens 11 were applied. This
adjustment has the effect of increasing
the estimated lifetime risks for these
pollutants by a factor of 1.6.12 In
addition, although only a small fraction
of the total polycyclic organic matter
(POM) emissions were reported as
individual compounds, EPA expresses
carcinogenic potency for compounds in
this group in terms of benzo[a]pyrene
equivalence, based on evidence that
carcinogenic POM have the same
mutagenic mechanism of action as does
benzo[a]pyrene. For this reason, EPA’s
Science Policy Council 13 recommends
applying the Supplemental Guidance to
all carcinogenic polycyclic aromatic
hydrocarbons for which risk estimates
are based on relative potency.
Accordingly, we have applied the
Supplemental Guidance to all
unspeciated POM mixtures.
Incremental individual lifetime
cancer risks associated with emissions
from the source category were estimated
as the sum of the risks for each of the
carcinogenic HAP (including those
classified as carcinogenic to humans,
likely to be carcinogenic to humans, and
suggestive evidence of carcinogenic
potential 14) emitted by the modeled
source. Cancer incidence and the
distribution of individual cancer risks
10 U.S. EPA, 2006. Performing risk assessments
that include carcinogens described in the
Supplemental Guidance as having a mutagenic
mode of action. Science Policy Council Cancer
Guidelines Implementation Workgroup
Communication II: Memo from W.H. Farland dated
June 14, 2006. https://epa.gov/osa/spc/pdfs/
CGIWGCommunication_II.pdf.
11 U.S. EPA, 2005. Supplemental Guidance for
Assessing Early-Life Exposure to Carcinogens. EPA/
630/R–03/003F. https://www.epa.gov/ttn/atw/
childrens_supplement_final.pdf.
12 Only one of these mutagenic compounds,
benzo[a]pyrene, is emitted by any of the sources
covered by this proposal.
13 U.S. EPA, 2005. Science Policy Council Cancer
Guidelines Implementation Workgroup
Communication I: Memo from W.H. Farland dated
October 4, 2005, to Science Policy Council.
https://www.epa.gov/osa/spc/pdfs/canguid1.pdf.
14 These classifications also coincide with the
terms ‘‘known carcinogen, probable carcinogen, and
possible carcinogen,’’ respectively, which are the
terms advocated in the EPA’s previous Guidelines
for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). Summing the
risks of these individual compounds to obtain the
cumulative cancer risks is an approach that was
recommended by the EPA’s SAB in their 2002 peer
review of EPA’s NATA entitled, NATA—Evaluating
the National-scale Air Toxics Assessment 1996
Data—an SAB Advisory, available at: https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/
ecadv02001.pdf.
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for the population within 50 km of any
source were also estimated for the
source category as part of these
assessments by summing individual
risks. A distance of 50 km is consistent
with both the analysis supporting the
1989 Benzene NESHAP (54 FR 38044)
and the limitations of Gaussian
dispersion modeling.
To assess risk of non-cancer health
effects from chronic exposures, we
summed the HQ for each of the HAP
that affects a common target organ
system to obtain the HI for that target
organ system (or target organ-specific
HI, TOSHI). The HQ is the estimated
exposure divided by the chronic
reference level, which is either the U.S.
EPA RfC, defined as ‘‘an estimate (with
uncertainty spanning perhaps an order
of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime,’’ or, in cases where an
RfC is not available, the CalEPA Chronic
Reference Exposure Level (REL),
defined as ‘‘the concentration level at or
below which no adverse health effects
are anticipated for a specified exposure
duration.’’ As noted above, in cases
where new, scientifically credible doseresponse values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
EPA, we may use those dose-response
values in place of, or in addition to,
other values.
Screening estimates of acute
exposures and risks were also evaluated
for each of the HAP at the point of
highest off-site exposure for each facility
(i.e., not just the census block centroids)
assuming that a person is located at this
spot at a time when both the peak
(hourly) emission rate and hourly
dispersion conditions (1991 calendar
year data) occur. In each case, acute HQ
values were calculated using best
available, short-term health threshold
values. These acute threshold values
include REL, Acute Exposure Guideline
Levels (AEGL), and Emergency
Response Planning Guidelines (ERPG)
for 1-hour exposure durations. As
discussed below, we used conservative
assumptions for emission rates,
meteorology, and exposure location for
our acute analysis.
As described in the CalEPA’s Air
Toxics Hot Spots Program Risk
Assessment Guidelines, Part I, The
Determination of Acute Reference
Exposure Levels for Airborne Toxicants,
an acute REL value (https://
www.oehha.ca.gov/air/pdf/acuterel.pdf)
is defined as ‘‘the concentration level at
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or below which no adverse health
effects are anticipated for a specified
exposure duration is termed the REL.
REL values are based on the most
sensitive, relevant, adverse health effect
reported in the medical and
toxicological literature. REL values are
designed to protect the most sensitive
individuals in the population by the
inclusion of margins of safety. Since
margins of safety are incorporated to
address data gaps and uncertainties,
exceeding the REL value does not
automatically indicate an adverse health
impact.’’
AEGL values were derived in
response to recommendations from the
National Research Council (NRC). As
described in ‘‘Standing Operating
Procedures (SOP) of the National
Advisory Committee on Acute Exposure
Guideline Levels for Hazardous
Substances’’ (https://www.epa.gov/
opptintr/aegl/pubs/sop.pdf),15 ‘‘the
NRC’s previous name for acute exposure
levels—community emergency exposure
levels (CEEL)— was replaced by the
term AEGL to reflect the broad
application of these values to planning,
response, and prevention in the
community, the workplace,
transportation, the military, and the
remediation of Superfund sites.’’ This
document also states that AEGL values
‘‘represent threshold exposure limits for
the general public and are applicable to
emergency exposures ranging from 10
minutes to 8 hours.’’ The document lays
out the purpose and objectives of AEGL
by stating (page 21) that ‘‘the primary
purpose of the AEGL program and the
NAC/AEGL Committee is to develop
guideline levels for once-in-a-lifetime,
short-term exposures to airborne
concentrations of acutely toxic, highpriority chemicals.’’ In detailing the
intended application of AEGL values,
the document states (page 31) that ’’[i]t
is anticipated that the AEGL values will
be used for regulatory and
nonregulatory purposes by United
States Federal and State agencies, and
possibly the international community in
conjunction with chemical emergency
response, planning, and prevention
programs. More specifically, the AEGL
values will be used for conducting
various risk assessments to aid in the
development of emergency
preparedness and prevention plans, as
well as real-time emergency response
actions, for accidental chemical releases
at fixed facilities and from transport
carriers.’’
15 NAS, 2001. Standing Operating Procedures for
Developing Acute Exposure Levels for Hazardous
Chemicals, page 2.
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The AEGL–1 value is then specifically
defined as ‘‘the airborne concentration
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes (page 3) that,
‘‘Airborne concentrations below AEGL–
1 represent exposure levels that can
produce mild and progressively
increasing but transient and
nondisabling odor, taste, and sensory
irritation or certain asymptomatic,
nonsensory effects.’’ Similarly, the
document defines AEGL–2 values as
‘‘the airborne concentration (expressed
as ppm or mg/m3) of a substance above
which it is predicted that the general
population, including susceptible
individuals, could experience
irreversible or other serious, long-lasting
adverse health effects or an impaired
ability to escape.’’
ERPG values are derived for use in
emergency response, as described in the
American Industrial Hygiene
Association’s document entitled,
Emergency Response Planning
Guidelines (ERPG) Procedures and
Responsibilities (https://www.aiha.org/
1documents/committees/
ERPSOPs2006.pdf), which states that,
‘‘Emergency Response Planning
Guidelines were developed for
emergency planning and are intended as
health-based guideline concentrations
for single exposures to chemicals.’’ 16
The ERPG–1 value is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Similarly, the
ERPG–2 value is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
impair an individual’s ability to take
protective action.’’
As can be seen from the definitions
above, the AEGL and ERPG values
include the similarly-defined severity
levels 1 and 2. For many chemicals, a
severity level 1 value AEGL or ERPG has
not been developed; in these instances,
higher severity level AEGL–2 or ERPG–
2 values are compared to our modeled
exposure levels to screen for potential
acute concerns.
Acute REL values for 1-hour exposure
durations are typically lower than their
corresponding AEGL–1 and ERPG–1
values. Even though their definitions are
slightly different, AEGL–1 values are
often the same as the corresponding
ERPG–1 values, and AEGL–2 values are
often equal to ERPG–2 values.
Maximum HQ values from our acute
screening risk assessments typically
result when basing them on the acute
REL value for a particular pollutant. In
cases where our maximum acute HQ
value exceeds 1, we also report the HQ
value based on the next highest acute
threshold (usually the AEGL–1 and/or
the ERPG–1 value).
To develop screening estimates of
acute exposures, we developed
estimates of maximum hourly emission
rates by multiplying the average actual
annual hourly emission rates by a factor
to cover routinely variable emissions.
We chose the factor to use based on
process knowledge and engineering
judgment and with awareness of a Texas
study of short-term emissions
variability, which showed that most
peak emission events, in a heavilyindustrialized 4-county area (Harris,
Galveston, Chambers, and Brazoria
Counties, Texas), were less than twice
the annual average hourly emission rate,
and the highest peak emission event
was 8.5 times the annual average hourly
emission rate.17 This analysis is
provided in Appendix 4 of the Draft
Residual Risk Assessment for Source
Categories Report and is available in the
docket for this action. Considering this
analysis, unless specific process
knowledge provided an alternate value,
a conservative screening multiplication
factor of 10 was applied to the average
annual hourly emission rate in these
acute exposure screening assessments.
In cases where all acute HQ values
from the screening step were less than
or equal to 1, acute impacts were
deemed negligible and no further
analysis was performed. In the cases
where an acute HQ from the screening
step was greater than 1, additional sitespecific data were considered to
develop a more refined estimate of the
potential for acute impacts of concern.
The data refinements considered
included using a peak-to-mean hourly
emissions ratio based on source
category-specific knowledge or data
(rather than the default factor of 10) and
using the site-specific facility layout to
16 ERP Committee Procedures and
Responsibilities. 1 November 2006. American
Industrial Hygiene Association.
17 See https://www.tceq.state.tx.us/compliance/
field_ops/eer/ or docket to access the
source of these data.
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65079
distinguish facility property from an
area where the public could be exposed.
Ideally, we would prefer to have
continuous measurements over time to
see how the emissions vary by each
hour over an entire year. Having a
frequency distribution of hourly
emission rates over a year would allow
us to perform a probabilistic analysis to
estimate potential threshold
exceedances and their frequency of
occurrence. Such an evaluation could
include a more complete statistical
treatment of the key parameters and
elements adopted in this screening
analysis. However, we recognize that
having this level of data is rare, hence
our use of the multiplier approach.
4. Conducting Multipathway Exposure
and Risk Modeling
The potential for significant human
health risks due to exposures via routes
other than inhalation (i.e.,
multipathway exposures) and the
potential for adverse environmental
impacts were evaluated in a three-step
process. In the first step, we determined
whether any facilities emitted any HAP
known to be persistent and bioaccumulative in the environment (PB–
HAP). There are 14 PB–HAP
compounds or compound classes
identified for this screening in EPA’s
Air Toxics Risk Assessment Library
(available at https://www.epa.gov/ttn/
fera/risk_atra_vol1.html). They are
cadmium compounds, chlordane,
chlorinated dibenzodioxins and furans,
dichlorodiphenyldichloroethylene,
heptachlor, hexachlorobenzene,
hexachlorocyclohexane, lead
compounds, mercury compounds,
methoxychlor, polychlorinated
biphenyls, POM, toxaphene, and
trifluralin.
In the second step of the screening
process, we determined whether the
facility-specific emission rates of each of
the emitted PB–HAP were large enough
to create the potential for significant
non-inhalation risks. To facilitate this
step, we have developed emission rate
thresholds for each PB–HAP using a
hypothetical screening exposure
scenario developed for use in
conjunction with the TRIM.FaTE model.
The hypothetical screening scenario was
subjected to a sensitivity analysis to
ensure that its key design parameters
were established such that
environmental media concentrations
were not underestimated (i.e., to
minimize the occurrence of false
negatives, or results that suggest that
risks might be acceptable when, in fact,
actual risks are high), and to also
minimize the occurrence of false
positives for human health endpoints.
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We call this application of the
TRIM.FaTE model TRIM–Screen. The
facility-specific emission rates of each of
the PB–HAP in each source category
were compared to the emission
threshold values for each of the PB–
HAP identified in the source category
data sets.
For all of the facilities in the source
categories addressed in this proposal, all
of the PB–HAP emission rates were less
than the emission threshold values. As
a result of this, multi-pathway
exposures and environmental risks were
deemed negligible and no further
analysis was performed. If the emission
rates of the PB–HAP had been above the
emission threshold values, the source
categories would have been further
evaluated for potential non-inhalation
risks and adverse environmental effects
in a third step through site-specific
refined assessments using EPA’s
TRIM.FaTE model.
For further information on the multipathway analysis approach, see the
residual risk documentation as
referenced in section IV.A of this
preamble.
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5. Assessing Risks Considering
Emissions Control Options
In addition to assessing baseline
inhalation risks and screening for
potential multi-pathway risks, for some
source categories, where appropriate,
we also estimated risks considering the
potential emission reductions that
would be achieved by the particular
control options under consideration.
The inhalation and multi-pathway risks
estimated, as described above, at the
actual and MACT-allowable levels
represent the actual and maximum
allowable operating conditions of the
facilities in the source categories
analyzed. For source categories where
emission reduction options were
available, we estimated risk based on
the expected emissions reductions that
would be realized with those additional
emissions controls. In these cases, the
expected emissions reductions were
applied to the specific HAP and
emissions sources in the source category
data set. The results of the risk analyses
considering the application of emissions
controls are included in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
6. Conducting Other Risk-Related
Analyses, Including Facility-Wide
Assessments and Demographic Analyses
a. Facility-Wide Risk
To put the source category risks in
context, we also examined the risks
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from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
under common control. In other words,
for each facility that includes one or
more sources from one of the source
categories under review, we examined
the HAP emissions not only from the
source category of interest, but also
emissions of HAP from all other
emission sources at the facility. The
emissions data for generating these
‘‘facility-wide’’ risks were obtained from
the 2005 NEI (available at https://
www.epa.gov/chief/net/
2005inventory.html). We analyzed risks
due to the inhalation of HAP that are
emitted ‘‘facility-wide’’ for the
populations residing within 50 km of
each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of facility-wide risks that could
be attributed to each of the six source
categories being addressed in this
proposal, we specifically examined the
facility that was associated with the
highest estimate of risk and determined
the percentage of that risk attributable to
the source category of interest. The risk
documentation available through the
docket for this action provides all the
facility-wide risks and the percentage of
source category contribution for all
source categories assessed.
The methodology and the results of
the facility-wide analyses for each
source category are included in the
residual risk documentation as
referenced in section IV.A of this
preamble, which is available in the
docket for this action.
b. Demographic Analysis
To examine the potential for any
environmental justice issues that might
be associated with each source category,
we evaluated the distributions of HAPrelated cancer and non-cancer risks
across different social, demographic,
and economic groups within the
populations living near the facilities
where these source categories are
located. The development of
demographic analyses to inform the
consideration of environmental justice
issues in EPA rulemakings is an
evolving science. The EPA offers the
demographic analyses in this
rulemaking as examples of how such
analyses might be developed to inform
such consideration, and invites public
comment on the approaches used and
the interpretations made from the
results, with the hope that this will
support the refinement and improve
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utility of such analyses for future
rulemakings.
For this analysis, we analyzed risks
due to the inhalation of HAP in two
separate ways. In the first approach, we
focus the analysis on the total
populations residing within 5 km of
each facility (source category and
facility-wide), regardless of their
estimated risks, and examine the
distributions of estimated risk across the
various demographic groups within
those 5 km circles. The distance of 5 km
was chosen for the first approach to be
consistent with previous demographic
analyses performed at EPA, such as the
one which was performed in support of
the recent proposal for the Boilers
NESHAP. In the second approach, we
focus the analysis only on the
populations within 5 km 18 of any
facility estimated to have exposures to
HAP which result in cancer risks of 1in-1 million or greater or non-cancer
hazard indices of 1 or greater (based on
the emissions of the source category or
the facility, respectively). Once again,
we examine the distributions of those
risks across various demographic
groups. In each approach, we compare
the percentages of particular
demographic groups to the total number
of people in those demographic groups
nationwide. In this preamble, we only
present the results of the second
approach since it focuses on the
significant risks from either the source
category or the facility-wide emissions.
The results of both approaches
including other risk metrics such as
average risks for the exposed
populations are documented in source
category-specific technical reports in the
docket for each of the source categories
covered in this proposal.19
The basis for the risk values used in
these analyses were the modeling
results obtained from the HEM–3 model
described above. The risk values for
each census block were linked to a
database of information from the 2000
Decennial census that includes data on
race and ethnicity, age distributions,
poverty status, household incomes, and
education level. The Census Department
Landview ® database was the source of
the data on race and ethnicity, and the
18 Generally, we have found that using a 5 km
radius in the analysis will capture more than 90
percent of all the individuals with cancer risks
above 1-in-1 million. In the future, we plan to
extend these analyses to cover the entire modeled
domain for a facility (50 km radius) to capture all
individuals with risks above 1-in-1 million from the
affected facilities.
19 For example, the report pertaining to the Hard
Chromium Electroplating source category is entitled
Risk and Technology Review—Analysis of SocioEconomic Factors for Populations Living Near Hard
Chromium Electroplating Facilities.
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data on age distributions, poverty status,
household incomes, and education level
was obtained from the 2000 Census of
Population and Housing Summary File
3 (SF3) Long Form. While race and
ethnicity census data are available at the
block group level, the age and income
census data are only available at the
census block level (which includes an
average of 26 blocks or an average of
1,350 people). Where census data are
available at the block group level but
not the block level, we assumed that all
blocks within the block group have the
same distribution of ages and incomes
as the block group.
For each source category, the analysis
results include the distribution of
estimated lifetime inhalation cancer and
chronic non-cancer risks for different
racial and ethnic groups, different age
groups, adults with and without a high
school diploma, people living in
households below the national median
income, and for people living below the
poverty line among the population
living near these facilities. The specific
census population categories studied
include:
• Total population.
• White.
• African American (or Black).
• Native Americans.
• Other races and multiracial.
• Hispanic or Latino.
• Children 18 years of age and under.
• Adults 19 to 64 years of age.
• Adults 65 years of age and over.
• Adults without a high school
diploma.
• Households earning under the
national median income.
• People living below the poverty
line.
It should be noted that these
categories overlap in some instances,
resulting in some populations being
counted in more than one category (e.g.,
other races and multiracial and
Hispanic). In addition, while not a
specific census population category, we
also examined risks to the category
‘‘Minorities,’’ which is defined as all race
population categories except white.
Since these demographic analysis
methods are still evolving, EPA
specifically solicits comment on the
inclusion of other demographic
categories (e.g., ‘‘Hispanic and Nonwhite’’) in our future analyses.
For further information about risks to
the populations local to the facilities in
these source categories, we also
evaluated the estimated distribution of
inhalation cancer and chronic noncancer risks associated with the HAP
emissions from all the emissions
sources at the facility (i.e., facilitywide). This analysis used the facility-
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wide RTR modeling results and the
census data described above.
The methodology and the results of
the demographic analyses for each
source category are included in the
residual risk documentation as
referenced in section IV.A of this
preamble, which is available in the
docket for this action.
our estimate of the number of facilities
may not represent the number of
facilities that we have in our notice of
proposed rulemaking data set. There is
also significant uncertainty for some
source categories in the identification of
sources as major or area in the NEI.
7. Considering Uncertainties in Risk
Assessment
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for the
source categories addressed in this
proposal. Although uncertainty exists,
we believe the approach that we took,
which used conservative tools and
assumptions, ensures that our decisions
are health-protective. A brief discussion
of the uncertainties in the emissions
data sets, dispersion modeling,
inhalation exposure estimates, and
dose-response relationships follows
below. A more thorough discussion of
these uncertainties is included in the
Draft Residual Risk Assessment for the
Steel Pickling Source Category (July
2010), Draft Residual Risk Assessment
for the Chromium Electroplating Source
Category (July 2010), Draft Residual
Risk Assessment for 9 Source Categories
(August 2008), and the Risk and
Technology Review (RTR) Assessment
Plan (November 2006), each of which
are available in the docket for this
action.
While the analysis employed EPA’s
recommended regulatory dispersion
model, AERMOD, we recognize that
there is uncertainty in ambient
concentration estimates associated with
any model, including AERMOD. Where
possible, model options (e.g., rural/
urban, plume depletion, chemistry)
were selected to provide an
overestimate of ambient air
concentrations of the HAP. However,
because of practicality and data
limitation reasons, some factors (e.g.,
meteorology, building downwash) have
the potential in some situations to
overestimate or underestimate ambient
impacts. For example, meteorological
data were taken from a single year
(1991), and facility locations can be a
significant distance from the site where
these data were taken. Despite these
uncertainties, we believe that at off-site
locations and census block centroids,
the approach considered in the
dispersion modeling analysis should
generally yield overestimates of ambient
HAP concentrations.
a. Uncertainties in the Emissions Data
Sets
Although the development of the RTR
data sets involved quality assurance/
quality control processes, the accuracy
of emissions values will vary depending
on the source of the data, the degree to
which data is incomplete or missing, the
degree to which assumptions made to
complete the data sets are inaccurate,
errors in estimating emissions values,
and other factors. The emission values
considered in this analysis generally are
annual totals that do not reflect shortterm fluctuations during the course of a
year or variations from year to year. In
contrast, the estimates of peak hourly
emission rates for the acute effects
screening assessment were based on
multiplication factors applied to the
average annual hourly emission rates
(the default factor is 10), which are
intended to account for emission
fluctuations due to normal facility
operations. In some cases, more refined
estimates were used for source
categories where the screening estimates
did not ‘‘screen out’’ all sources and
more specific information was available.
Additionally, for some source categories
The effects of human mobility on
exposures were not included in the
assessment. Specifically, short-term
mobility and long-term mobility
between census blocks in the modeling
domain were not considered.20 As a
result, this simplification will likely
bias the assessment toward
overestimating the highest exposures. In
addition, the assessment predicted the
chronic exposures at the centroid of
each populated census block as
surrogates for the exposure
concentrations for all people living in
that block. Using the census block
centroid to predict chronic exposures
tends to over-predict exposures for
people in the census block who live
further from the facility and underpredict exposures for people in the
census block who live closer to the
facility. Thus, using the census block
centroid to predict chronic exposures
may lead to a potential understatement
or overstatement of the true maximum
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b. Uncertainties in Dispersion Modeling
c. Uncertainties in Inhalation Exposure
20 Short-term mobility is movement from one
microenvironment to another over the course of
hours or days. Long-term mobility is movement
from one residence to another over the course of a
lifetime.
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impact, but is an unbiased estimate of
average risk and incidence.
The assessments evaluate the cancer
inhalation risks associated with
pollutant exposures over a 70-year
period, which is the assumed lifetime of
an individual. In reality, both the length
of time that modeled emissions sources
at facilities actually operate (i.e., more
or less than 70 years), and the domestic
growth or decline of the modeled
industry (i.e., the increase or decrease in
the number or size of United States
facilities), will influence the risks posed
by a given source category. Depending
on the characteristics of the industry,
these factors will likely result in an
overestimate (or possibly an
underestimate in the extreme case
where a facility maintains or increases
its emission levels beyond 70 years and
residents live beyond 70 years at the
same location) both in individual risk
levels and in the total estimated number
of cancer cases. Annual cancer
incidence estimates from exposures to
emissions from these sources would not
be affected by uncertainty in the length
of time emissions sources operate.
The exposure estimates used in these
analyses assume chronic exposures to
ambient levels of pollutants. Because
most people spend the majority of their
time indoors, actual exposures may not
be as high, depending on the
characteristics of the pollutants
modeled. For many HAP, indoor levels
are roughly equivalent to ambient
levels, but for very reactive pollutants or
larger particles, these levels are
typically lower. This factor has the
potential to result in an overstatement of
25 to 30 percent of exposures.21
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that should be highlighted.
The accuracy of an acute inhalation
exposure assessment depends on the
simultaneous occurrence of
independent factors that may vary
greatly, such as hourly emissions rates,
meteorology, and human activity
patterns. In this assessment, we assume
that individuals remain for 1 hour at the
point of maximum ambient
concentration as determined by the cooccurrence of peak emissions and worstcase meteorological conditions. These
assumptions would tend to overestimate
actual exposures since it is unlikely that
a person would be located at the point
of maximum exposure during the time
of worst-case impact.
21 U.S. EPA. National-Scale Air Toxics
Assessment for 1996. (EPA 453/R–01–003; January
2001; page 85.)
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d. Uncertainties in Dose-Response
Relationships
There are uncertainties inherent in
the development of the reference values
used in our risk assessments for cancer
effects from chronic exposures and noncancer effects from both chronic and
acute exposures. Some uncertainties
may be considered quantitatively, and
others generally are expressed in
qualitative terms. We note as a preface
to this discussion a point on doseresponse uncertainty that is brought out
in EPA’s 2005 Cancer Guidelines;
namely, that ‘‘the primary goal of EPA
actions is protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective.’’
(EPA 2005 Cancer Guidelines, pages
1–7.) This is the approach followed here
as summarized in the next several
paragraphs. A complete detailed
discussion of uncertainties and
variabilities in dose-response
relationships is given in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
Cancer URE values used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk. That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
confidence limit).22 In some
circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could also be
greater.23 When developing an upper
bound estimate of risk and to provide
risk values that do not underestimate
risk, health-protective default
approaches are generally used. To err on
the side of ensuring adequate healthprotection, EPA typically uses the upper
bound estimates rather than lower
bound or central tendency estimates in
our risk assessments, an approach that
may have limitations for other uses (e.g.,
priority-setting or expected benefits
analysis).
Chronic non-cancer reference (RfC
and RfD) values represent chronic
exposure levels that are intended to be
health-protective levels. Specifically,
these values provide an estimate (with
uncertainty spanning perhaps an order
22 IRIS glossary (https://www.epa.gov/NCEA/iris/
help_gloss.htm).
23 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
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of magnitude) of daily oral exposure
(RfD) or of a continuous inhalation
exposure (RfC) to the human population
(including sensitive subgroups) that is
likely to be without an appreciable risk
of deleterious effects during a lifetime.
To derive values that are intended to be
‘‘without appreciable risk,’’ the
methodology relies upon an uncertainty
factor (UF) approach (U.S. EPA, 1993,
1994) which includes consideration of
both uncertainty and variability. When
there are gaps in the available
information, UF are applied to derive
reference values that are intended to
protect against appreciable risk of
deleterious effects. UF are commonly
default values,24 e.g., factors of 10 or 3,
used in the absence of compoundspecific data; where data are available,
UF may also be developed using
compound-specific information. When
data are limited, more assumptions are
needed and more UF are used. Thus,
there may be a greater tendency to
overestimate risk in the sense that
further study might support
development of reference values that are
higher (i.e., less potent) because fewer
default assumptions are needed.
However, for some pollutants it is
possible that risks may be
underestimated.
While collectively termed ‘‘UF,’’ these
factors account for a number of different
quantitative considerations when using
observed animal (usually rodent) or
human toxicity data in the development
of the RfC. The UF are intended to
account for: (1) Variation in
susceptibility among the members of the
human population (i.e., inter-individual
variability); (2) uncertainty in
extrapolating from experimental animal
data to humans (i.e., interspecies
differences); (3) uncertainty in
extrapolating from data obtained in a
study with less-than-lifetime exposure
24 According to the NRC report, Science and
Judgment in Risk Assessment (NRC, 1994) ‘‘[Default]
options are generic approaches, based on general
scientific knowledge and policy judgment, that are
applied to various elements of the risk assessment
process when the correct scientific model is
unknown or uncertain.’’ The 1983 NRC report, Risk
Assessment in the Federal Government: Managing
the Process, defined default option as ‘‘the option
chosen on the basis of risk assessment policy that
appears to be the best choice in the absence of data
to the contrary’’ (NRC, 1983a, p. 63). Therefore,
default options are not rules that bind the Agency;
rather, the Agency may depart from them in
evaluating the risks posed by a specific substance
when it believes this to be appropriate. In keeping
with EPA’s goal of protecting public health and the
environment, default assumptions are used to
ensure that risk to chemicals is not underestimated
(although defaults are not intended to overtly
overestimate risk). See EPA 2004, An examination
of EPA Risk Assessment Principles and Practices,
EPA/100/B–04/001 available at: https://
www.epa.gov/osa/pdfs/ratf-final.pdf.
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(i.e., extrapolating from sub-chronic to
chronic exposure); (4) uncertainty in
extrapolating the observed data to
obtain an estimate of the exposure
associated with no adverse effects; and
(5) uncertainty when the database is
incomplete or there are problems with
the applicability of available studies.
Many of the UF used to account for
variability and uncertainty in the
development of acute reference values
are quite similar to those developed for
chronic durations, but they more often
use individual UF values that may be
less than 10. UF are applied based on
chemical-specific or health effectspecific information (e.g., simple
irritation effects do not vary appreciably
between human individuals, hence a
value of 3 is typically used), or based on
the purpose for the reference value (see
the following paragraph). The UF
applied in acute reference value
derivation include: (1) Heterogeneity
among humans; (2) uncertainty in
extrapolating from animals to humans;
(3) uncertainty in lowest observable
adverse effect (exposure) level to no
observable effect (exposure) level
adjustments; and (4) uncertainty in
accounting for an incomplete database
on toxic effects of potential concern.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute reference value at
another exposure duration (e.g., 1 hour).
Not all acute reference values are
developed for the same purpose and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
reference value or values being
exceeded. Where relevant to the
estimated exposures, the lack of
threshold values at different levels of
severity should be factored into the risk
characterization as potential
uncertainties.
Although every effort is made to
identify peer-reviewed reference values
for cancer and non-cancer effects for all
pollutants emitted by the sources
included in this assessment, some
pollutants have no peer-reviewed
reference values for cancer or chronic
non-cancer or acute effects. Since
exposures to these pollutants cannot be
included in a quantitative risk estimate,
an understatement of risk for these
pollutants at environmental exposure
levels is possible.
Additionally, chronic reference values
for several of the compounds included
in this assessment are currently under
EPA IRIS review and revised
assessments may determine that these
pollutants are more or less potent than
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the current value. We may re-evaluate
residual risks for the final rulemaking if,
as a result of these reviews, a doseresponse metric changes enough to
indicate that the risk assessment
supporting this notice may significantly
understate human health risk.
e. Uncertainties in the Multipathway
and Environmental Effects Assessment
We generally assume that when
exposure levels are not anticipated to
adversely affect human health, they also
are not anticipated to adversely affect
the environment. We generally rely on
the facility-specific levels of PB–HAP
emissions to determine whether a full
assessment of the multi-pathway and
environmental effects is necessary.
Because facility-specific PB–HAP
emission levels were so far below levels
which would trigger a refined
assessment of multi-pathway impacts,
we are confident that these types of
impacts are insignificant for these
source categories.
f. Uncertainties in the Facility-Wide
Risk Assessment
The same uncertainties discussed
above exist with regard to the facilitywide risk assessments. Additionally, the
degree of uncertainty associated with
facility-wide emissions and risks is
generally greater because we have not
completed our review of emissions data
for source categories not currently
undergoing an RTR review.
g. Uncertainties in the Demographic
Analysis
Our analysis of the distribution of
risks across various demographic groups
is subject to the typical uncertainties
associated with census data (e.g., errors
in filling out and transcribing census
forms), as well as the additional
uncertainties associated with the
extrapolation of census-block group data
(e.g., income level and education level)
down to the census block level.
B. How did we perform the technology
review?
Our technology review is focused on
the identification and evaluation of
‘‘developments in practices, processes,
and control technologies.’’ If a review of
available information identifies such
developments, then we conduct an
analysis of the technical feasibility of
requiring the implementation of these
developments, along with the impacts
(costs, emission reductions, risk
reductions, etc.). We then make a
decision on whether it is necessary to
amend the regulation to require these
developments.
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Based on specific knowledge of each
source category, we began by identifying
known developments in practices,
processes, and control technologies. For
the purpose of this exercise, we
considered any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during MACT
development;
• Any improvements in add-on
control technology or other equipment
(that was identified and considered
during MACT development) that could
result in significant additional emission
reduction;
• Any work practice or operational
procedure that was not identified and
considered during MACT development;
and
• Any process change or pollution
prevention alternative that could be
broadly applied that was not identified
and considered during MACT
development.
In addition to looking back at
practices, processes, or control
technologies reviewed at the time we
developed the MACT standard, we
reviewed a variety of sources of data to
aid in our evaluation of whether there
were additional practices, processes, or
controls to consider. One of these
sources of data was subsequent air
toxics rules. Since the promulgation of
the MACT standards for the source
categories addressed in this proposal,
EPA has developed air toxics
regulations for a number of additional
source categories. In these subsequent
air toxic regulatory actions, we
consistently evaluated any new
practices, processes, and control
technologies. We reviewed the
regulatory requirements and/or
technical analyses associated with these
subsequent regulatory actions to
identify any practices, processes, and
control technologies considered in these
efforts that could possibly be applied to
emission sources in the source
categories under this current RTR
review.
We also consulted EPA’s RACT/
BACT/LAER Clearinghouse (RBLC). The
terms ‘‘RACT,’’ ‘‘BACT,’’ and ‘‘LAER’’ are
acronyms for different program
requirements under the CAA provisions
addressing the national ambient air
quality standards. Control technologies,
classified as RACT (Reasonably
Available Control Technology), BACT
(Best Available Control Technology), or
LAER (Lowest Achievable Emission
Rate) apply to stationary sources
depending on whether the sources are
existing or new, and on the size, age,
and location of the facility. BACT and
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LAER (and sometimes RACT) are
determined on a case-by-case basis,
usually by State or local permitting
agencies. EPA established the RBLC to
provide a central data base of air
pollution technology information
(including technologies required in
source-specific permits) to promote the
sharing of information among
permitting agencies and to aid in
identifying future possible control
technology options that might apply
broadly to numerous sources within a
category or apply only on a source-bysource basis. The RBLC contains over
5,000 air pollution control permit
determinations that can help identify
appropriate technologies to mitigate
many air pollutant emission streams.
We searched this database to determine
whether any practices, processes, or
control technologies are included for the
types of processes used for emission
sources (e.g., tanks or vents) in the
source categories under consideration in
this proposal.
We also requested information from
industry regarding developments in
practices, processes, or control
technology. Finally, we reviewed other
information sources, such as State or
local permitting agency databases and
industry-supported databases.
C. How did we perform the analyses for
the other actions being proposed?
For several of the source categories
considered in this proposal, we
identified significant emission points
that were not previously regulated
under MACT. For these emission points,
consistent with the requirements of
CAA sections 112(d)(2) and (3), we
identified the MACT floor for existing
and new sources and considered
beyond-the-floor options.
We also reviewed the SSM provisions
of each of the six MACT standards in
light of Sierra Club v. EPA, 551 F.3d
1019. As part of this review, we
evaluated available information and
engaged industry concerning the type of
activities and emissions that occur
during periods of startup or shutdown.
Finally, we identified potential
revisions to these MACT standards to
correct or clarify regulatory
requirements. In the years since
promulgation and compliance with the
MACT standards, EPA has received
comments and suggestions for
improving the clarity of the MACT
standards in general, as well as rulespecific comments for some individual
MACT standards. These comments
include such things as identification of
editorial errors in the rule, clarification
of existing rule text, regulatory obstacles
to effective implementation of or
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compliance with the rule provisions.
EPA has also independently identified
these types of issues. We are proposing
rule changes where appropriate.
V. Analyses Results and Proposed
Decisions
This section of the preamble provides
background information on the MACT
standards and source categories, the
results of our RTR for each source
category, our proposed actions to
address significant unregulated
emission points for a number of source
categories, our proposed decisions
concerning the SSM provisions in each
of the six MACT standards, and the
specific clarifications we are proposing
for selected MACT standards.
A. What are the results and proposed
decisions for the Chromium
Electroplating source categories?
1. Overview of the Source Categories
and MACT Standard
National Emission Standards for
Chromium Emissions from Hard and
Decorative Chromium Electroplating
and Chromium Anodizing Tanks
(Chromium Electroplating MACT
standards) were promulgated on January
25, 1995 (60 FR 4963), and codified at
40 CFR part 63, subpart N. The
Chromium Electroplating MACT
standards regulate emissions of
chromium compounds from three
related source categories: Hard
Chromium Electroplating, Decorative
Chromium Electroplating, and
Chromium Anodizing. Within these
source categories, the MACT standards
apply to all plants, both major and area
sources, regardless of size.
The Hard Chromium Electroplating
source category consists of facilities that
plate base metals with a relatively thick
layer of chromium using an electrolytic
process. Hard chromium electroplating
provides a finish that is resistant to
wear, abrasion, heat, and corrosion.
These facilities plate large cylinders and
industrial rolls used in construction
equipment and printing presses,
hydraulic cylinders and rods, zinc die
castings, plastic molds, engine
components, and marine hardware.
The Decorative Chromium
Electroplating source category consists
of facilities that plate base materials
such as brass, steel, aluminum, or
plastic with layers of copper and nickel,
followed by a relatively thin layer of
chromium to provide a bright, tarnishand wear-resistant surface. Decorative
chromium electroplating is used for
items such as automotive trim, metal
furniture, bicycles, hand tools, and
plumbing fixtures.
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The Chromium Anodizing source
category consists of facilities that use
chromic acid to form an oxide layer on
aluminum to provide resistance to
corrosion. The chromium anodizing
process is used to coat aircraft parts
(such as wings and landing gears), as
well as architectural structures that are
subject to high stress and corrosive
conditions.
The HAP emission sources subject to
the Chromium Electroplating NESHAP
are the tanks in which the chromium
deposition takes place. For hard
chromium and decorative chromium
electroplating facilities, the emission
sources are electroplating tanks. For the
Chromium Anodizing source category,
the emission sources are anodizing
tanks.
The primary emission controls used
by the facilities in these source
categories include packed bed
scrubbers, mesh pad mist eliminators,
composite mesh pad (CMP) systems,
high efficiency particulate air (HEPA)
filters, and wetting agent/fume
suppressants (WAFS). Most decorative
chromium electroplating plants comply
with the MACT standards by using
WAFS in the tank bath to control
surface tension, which in turn reduces
emissions. Some plants use a
combination of WAFS and add-on
control to meet the MACT emission
limits. If a facility controls emissions
using an add-on control device, the tank
is generally equipped with a hood and
duct work to exhaust emissions through
the control device and out the stack.
However, when WAFS are used as the
only means of emission control, the
tanks often are not equipped with
exhaust hoods. In such cases, emissions
from the tank are fugitive and are
exhausted to the outside using wallmounted exhaust fans.
We estimate that there are
approximately 1,770 plants that are
currently subject to the Chromium
Electroplating MACT standards. Of
these, we estimate that there are 790
hard chromium electroplating plants,
740 decorative chromium electroplating
plants, and 240 chromium anodizing
plants. A detailed description of how
the number of each type of plant was
estimated can be found in the Estimated
Number of Chromium Electroplating
Plants document available in the docket
for this action. Some facilities perform
more than one type of chromium
electroplating or anodizing. For
purposes of our estimates, we classified
facilities as hard chromium, decorative
chromium, or chromium anodizing
based on the primary type of
electroplating operation performed at
the facility. Some chromium
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electroplating facilities electroplate
items that are used internally in the
manufacturing process at the same
facility or within the same company.
For example, some large printing
facilities electroplate their printing
rollers in house, and the chromium
electroplating processes are located at
the same site as the printing and
publishing processes.
2. What data were used in our risk
analyses?
For the Chromium Electroplating
source categories, we compiled a
preliminary data set using data in the
2005 NEI. A review of the NEI resulted
in the identification of data for 122
chromium electroplating facilities.
These data were reviewed and the data
for eight hard chromium and six
decorative chromium electroplating
plants were revised based on
information in the facilities’ permits or
permit applications. Additional data
were available for 44 facilities through
responses to a CAA section 114
information request that was sent to
facilities for the Plating and Polishing
Area Source rule. The data for these
facilities were added to the NEI data set,
and, as with the original data, represent
actual emission levels for these
electroplating and anodizing facilities.
Most of these facilities have low
emissions, which are generally less than
2 pounds per year (lbs/yr). These 166
facilities now included in the 2005 NEI
comprise approximately 9 percent of the
estimated 1,770 facilities covered by the
MACT standards, and include 63 hard
chromium electroplating, 96 decorative
chromium electroplating, and 7
chromium anodizing facilities.25 This
data set of 166 facilities was modeled to
determine the maximum individual
cancer risk, the population cancer risk,
the cancer incidence, and the maximum
chronic non-cancer risk for the three
source categories based on actual
emissions. The maximum individual
cancer risk and the maximum chronic
non-cancer risk estimated from this data
set were also compared to the maximum
individual cancer risk and the
maximum chronic non-cancer risk
estimated from MACT-allowable
emissions for the three source
categories.26
To address the possibility that the
small number of facilities included in
the 166-facility data set might not be
25 The National Association of Surface Finishers
provided OMB with data for 15 plants. We have
placed this information in the docket for this
rulemaking.
26 The Occupational Safety and Health
Administration adopted a lower permissible
exposure limit for hexavalent chromium in 2006.
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fully representative of the source
categories and their risks, we developed
an additional data set. In the
development of this data set, we used
‘‘model plants’’ developed for the
original MACT standard to represent the
individual facilities. For hard and
decorative chromium electroplating, we
used three model plants (large, medium,
and small) that represent average
characteristics for each of these groups.
For each of these plant sizes, there is an
annual emissions rate (lbs/yr) that is
derived from the design and operating
parameters, and is specific to the size
and type of model plant. For chromium
anodizing, we have two model plants
(large and small). The model plants
were based on data collected during
development of the original MACT
standards from 1988 to 1993 from more
than 100 facilities that responded to an
Information Collection Request (ICR) for
the chromium electroplating and
anodizing industry. Data from site visits
and other information also were used in
developing the model plants. A
complete description of the model
plants developed for the MACT
standard is provided in the Background
Information Document (BID) for the
original MACT standard (Chromium
Electroplating BID).
The basis for this additional data set
is 1,629 chromium electroplating
facilities with known addresses.27 For
about half of these facilities, the type of
electroplating performed is known, but
the size of the facility is not known. For
the remaining facilities, neither the type
of chromium electroplating process or
processes, nor the facility size is known.
For use in the risk analysis, the
limited available data were used to
divide these facilities into six groups.
Facilities in three of the six groups were
assigned to be hard chromium
electroplating facilities. Those groups
include: hard chromium facilities;
facilities with combined hard chromium
operations and other electroplating or
anodizing; and facilities with unknown
processes. Together, these three groups
yielded a total of 1,219 plants, all of
which we modeled as hard chromium
electroplating facilities. This total, in
addition to the 63 hard chromium
electroplating facilities in the 2005 NEI
data set, yields a total of 1,282 facilities,
which is substantially higher than the
790 hard chromium facilities that we
estimate exist in the United States.
However, because hard chromium
facilities have the highest emissions
27 There is some overlap between the 1,629
facilities with known addresses and the 166
facilities for which we have emissions data based
on the NEI and the data collection request.
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among the three source categories, we
made these selections as a conservative
or health-protective assumption.
To represent the decorative chromium
electroplating facilities, we combined
two of the six groups of facilities;
decorative chromium facilities and
facilities that perform both decorative
chromium and chromium anodizing.
This results in 319 decorative chromium
facilities in this data set, which, even
when combined with the 96 decorative
chromium electroplating facilities in the
2005 NEI data set, is less than the 740
facilities that we believe exist in the
industry. Because we modeled all of the
unknown electroplating type facilities
as the highest-emitting hard chromium
electroplating facilities, we consider this
assessment to be conservative, even
though it appears to under-represent
decorative chromium facilities.
Similarly, the last of the six groups
are all known chromium anodizing
facilities. This group includes 73
facilities, and, when combined with the
7 chromium anodizing facilities in the
2005 NEI data set, still represents only
about a third of the 240 facilities
chromium anodizing facilities. Again,
we believe this is conservative because
those facilities not modeled as
chromium anodizing plants were
modeled as the higher emitting hard
chromium facilities in the analysis.
To estimate the risks for this
assessment, we needed to establish
estimated emissions for each of the
electroplating and anodizing types. To
ensure that we did not underestimate
cancer risk to the most exposed
individual, we originally planned to use
the large plant emission factors that we
had developed for the original MACT
standard to represent all model plants
for each type of chromium
electroplating processing. In reviewing
available emissions data, we found that,
while the large plant emission factors
adequately represent the average
chromium emissions from known large
decorative chromium electroplating and
large chromium anodizing facilities,
they are not representative of the
average chromium emissions from large
hard chromium electroplating facilities.
The emission factor for large hard
chromium electroplating developed for
the original MACT standard was 35.3
lbs/yr. However, in comparing this
emission factor to available emissions
data for individual facilities, we find
that this emissions factor is
unrealistically high and does not
represent the average level of emissions
for large facilities as we would expect to
see under the current MACT standard.
As explained more fully in the Model
Plant Data Used to Estimate Risk from
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Chromium Electroplating Sources
document available in the docket for
this action, based on the large model
plant design flow rate and operating
hours, a large hard chromium model
plant operating at the MACT emission
limit of 0.015 milligrams per dry
standard cubic meter (mg/dscm) would
emit a maximum of only 23.6 lbs/yr of
chromium compounds. Moreover, the
available data on actual emissions for
hard chromium electroplating plants
indicate there are only 4 plants with
annual emissions greater than 10 lbs/yr.
As a result, we determined that the large
size model plant emissions factor, as
defined for the original MACT standard,
is not representative of existing large
hard chromium electroplating facilities
on a nationwide basis. On the other
hand, the emission factor associated
with a medium size hard chromium
electroplating model plant (9.26 lbs/yr)
falls between the 90th percentile (8.04
lbs/yr) and the 95th percentile (11.6 lbs/
yr) of the available emissions data for
hard chromium electroplating facilities.
Because this emission factor, which was
originally developed for medium sized
facilities at the time the MACT standard
was developed, is representative of the
emissions from large facilities, the
emissions factor of 9.26 lbs/yr was used
to represent current large hard
chromium electroplating facilities.
Thus, for purposes of this residual risk
review, we refer to 9.26 lbs/yr as the
emissions factor for a ‘‘large’’ hard
chromium electroplating facility.
We believe the approach of using the
‘‘large’’ facility emissions factor to
represent all facility sizes is reasonable
to ensure that we did not underestimate
maximum individual cancer risk.
Although we believe that only a small
percentage of the facilities are large, we
recognize that we do not have emissions
data for approximately 90 percent of the
sources. Thus, by assuming all sources
are large, we have ensured that we will
not underestimate the maximum
individual risk.
For hard chromium electroplating, the
model plant emission factors for small,
medium, and large facilities range from
0.55 to 9.26 lbs/yr. While we expect
only 10 percent of the facilities to be
large, based on the distribution of model
plant sizes developed for the MACT
standard, we used the emissions factor
for a large facility (9.26 lbs/yr) for all of
the 1,219 facilities that we considered as
hard chromium electroplating facilities.
Similarly, for decorative chromium
electroplating, the emission factors for
small, medium, and large facilities are
0.065, 0.27, and 2.65 lbs/yr,
respectively, and the large facility
emissions factor was used in the risk
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assessment for decorative chromium.
For the Decorative Chromium category,
we estimate that only 5 percent of the
facilities are large, based upon the
distribution of decorative chromium
plants nationwide when the original
NESHAP were developed. Finally, for
chromium anodizing, the emission
factor for small facilities is 0.036 lb/yr,
and for large facilities, is 0.44 lb/yr. The
large facility emissions factor (0.44 lb/
yr) was used in the conservative
analysis for all of the anodizing facilities
even though we estimate that only 25
percent are large.
Population risk indicators can be
greatly overstated when highly
conservative emission estimates are
applied to every facility in the source
category. Recognizing this fact, we
performed a supplemental analysis to
better address nationwide average
emission levels and assess the
sensitivity of our population risk
estimates. Thus, as described further
below, the supplemental analysis was
performed to understand the degree to
which the risk might be overstated, and,
thus, how much weight to attach to the
conservative analysis. The conservatism
of this risk assessment is one factor that
we consider in determining whether the
risk is acceptable within the meaning of
the Benzene NESHAP.
For the supplemental analysis, we
assigned unique emission factors to
each of the 6 groups of facilities in our
1,629 facility data set. These emission
factors were developed to better
estimate the average emissions for all of
the sources within each group. The new
emission factors are:
• 2.24 lbs/yr for known hard
chromium electroplating facilities,
• 0.225 lb/yr for known decorative
chromium electroplating facilities,
• 0.137 lb/yr for known chromium
anodizing facilities,
• 1.23 lbs/yr for facilities with
combinations of hard chromium
electroplating and either decorative
electroplating or anodizing,
• 0.181 lb/yr for facilities with
combinations of decorative
electroplating and anodizing, and
• 1.11 lbs/yr for facilities where the
type of process (electroplating or
anodizing) is unknown.
A detailed explanation for how these
emission factors were derived can be
found in the Model Plant Data Used to
Estimate Risk from Chromium
Electroplating Sources available in the
docket for this action. These weighted
average emission factors account for the
plant type (hard chromium
electroplating, decorative chromium
electroplating, or chromium anodizing)
and the distribution of plant sizes (large,
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medium, or small). For example, the
average emissions factor for hard
chromium electroplating (2.24 lbs/yr) is
the weighted average of the model plant
emission factors for large plants (10
percent of plants at 9.26 lbs/yr per
plant), medium plants (20 percent of
plants at 4.63 lbs/yr per plant, and small
plants (70 percent of plants at 0.55 lb/
yr per plant). This distribution of plant
sizes is based on actual data collected
during development of the original
MACT rule. We have no reason to
believe the distribution of facility sizes
has changed significantly since then.
The uncertainties associated with
both the conservative analysis and the
supplemental analysis include the
estimated distribution of plant types
and sizes as well as the facility
emissions factors. Although the type of
plants used in the NEI analysis is based
on a variety of reliable sources,
including ICR responses for the Plating
and Polishing NESHAP, trade
association data, data from State
agencies, and information from Web
sites, we were unable to identify the
plant type for nearly half of the data set.
For those plants of unknown type, we
used the highest emissions factor, which
corresponds to a large hard chromium
plant, in the conservative analysis. For
the supplemental analysis, we
developed an emissions factor using a
weighted average across all plant types
and sizes. For all plants that were
modeled, we are soliciting additional
information on actual and MACTallowable emissions, plant type, and
plant size. More information about the
development of the model plants can be
found in the Model Plant Data Used to
Estimate Risk from Chromium
Electroplating Sources document
available in the docket for this action.
In all the data sets, chromium
compounds account for all the HAP
emissions from the Chromium
Electroplating and Chromium
Anodizing source categories. For the
Hard Chromium Electroplating source
category, in the NEI-based data set,
chromium VI compounds account for 98
percent of the emissions, with
chromium III and chromium trioxide
compounds comprising the remaining
HAP. In both the NEI and model plant
emission estimates, we made the
conservative assumption that 100
percent of the emissions are chromium
VI compounds. For the Decorative
Chromium Electroplating source
category, in the NEI-based data set,
chromium VI compounds account for 94
percent of the emissions, with
chromium III and chromium trioxide
compounds comprising the remaining
HAP. In both emission estimates, we
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made the conservative assumption that
100 percent of the emissions are
chromium VI compounds. For the
Chromium Anodizing source category,
in the NEI-based data set, chromium VI
compounds account for 99 percent of
the emissions with chromium III
compounds comprising the remaining
HAP. In both emission estimates, we
made the conservative assumption that
100 percent of the emissions are
chromium VI compounds.
3. What are the results of the risk
assessments and analyses?
We conducted an inhalation risk
assessment for each of the three source
categories: Hard Chromium
Electroplating, Decorative Chromium
Electroplating, and Chromium
Anodizing. Also, for each source
category, we conducted an assessment
of facility-wide risk, and performed a
demographic analysis of population
risks. As noted above, we developed
two data sets for these source categories,
65087
one based primarily on NEI data for 166
sources, and one based on model plant
data for 1,629 sources.
The following tables present the
combined results from the data sets.
Table A.1 provides an overall summary
of the maximum individual inhalation
risk assessment results, and Table A.2
provides population risk assessment
results for the Hard Chromium
Electroplating, Decorative Chromium
Electroplating, and Chromium
Anodizing source categories.
TABLE A.1—CHROMIUM ELECTROPLATING AND ANODIZING MAXIMUM INDIVIDUAL INHALATION RISK ASSESSMENT RESULTS*
Maximum individual
cancer risk
(in 1 million) 2
Number of
facilities
(NEI/model
plant) 1
Source category
Hard Chromium Electroplating .....................
Decorative Chromium Electroplating ...........
Chromium Anodizing ....................................
Actual
emissions
level
63/1,219
96/337
7/73
Maximum
chronic non-cancer
TOSHI 3
Allowable
emissions
level
70
70
5
Actual
emissions
level
90
70
5
Maximum off-site
acute non-cancer
HQ 4
Allowable
emissions
level
0.06
0.06
0.004
0.09
0.06
0.004
Not applicable 5.
Not applicable 5.
Not applicable 5.
* All results are for impacts out to 50 km from each source in the categories.
1 Number of facilities evaluated in the risk analysis: the first number refers to the NEI data set, and the second number applies to the conservative emission estimate.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Hard Chromium Electroplating, Decorative Chromium Electroplating, and
Chromium Anodizing source categories is the respiratory system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A. of this preamble for explanation of acute threshold values.
5 NA = not applicable. There are no HAP with acute dose-response benchmark values, so no acute HQ were calculated for these source categories. See section IV.A of this preamble for an explanation of acute threshold values.
TABLE A.2—CHROMIUM ELECTROPLATING AND ANODIZING POPULATION RISK INHALATION RISK ASSESSMENT RESULTS
Source category
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Hard Chromium
Electroplating ........
Decorative Chromium Electroplating ...................
Chromium Anodizing
Number of
facilities
(NEI/model
plant)
Conservative assessment
population at risk
≥ 1-in-1 million
63/1,219
14,200,000
71,000
96/337
7/73
390,000
2,700
4,000
0
As shown in Table A.1, the results of
the inhalation risk assessment for the
Hard Chromium Electroplating source
category indicate the maximum lifetime
individual cancer risk could be as high
as 70-in-1 million, based on actual
emissions, and as high as 90-in-1
million based on allowable emissions.
This maximum individual cancer risk is
based on the highest risk facility out of
the 63 actual facilities and the 1,219
model plants. The highest risk facility is
one for which we have design and
operating data, and we believe it is also
both the largest and highest emitting
hard chromium electroplating facility in
the United States. Thus, we believe this
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≥ 10-in-1
million
Conservative
annual
cancer
incidence
(cases per
year)
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Supplemental assessment
population at risk
≥ 1-in-1 million
0.8
0.08
0.003
level accurately reflects the maximum
individual exposure. The maximum
chronic non-cancer TOSHI value could
be 0.06, based on the actual emissions
level, and up to 0.09 based on
allowables. This value is also based on
known emission levels from the largest
facility in the nation. A non-cancer
TOSHI of one or less is not of human
health concern.
The total estimated national cancer
incidence from hard chromium
electroplating facilities based on actual
emission levels is 0.8 excess cancer
cases per year, or one case in every 1.25
years for the conservative assessment.
Our risk assessment shows 14.2 million
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≥ 10-in-1
million
Supplemental
annual
cancer
incidence
(case per year)
360,000
5,100
0.1
30,000
540
1,300
0
0.01
0.001
people exposed to a cancer risk greater
than 1-in-1 million and 71,000 people
exposed to a cancer risk of at least
10-in-1 million.
As noted above, we conducted a
supplemental analysis to determine the
weight to give to the conservative risk
analysis. That supplemental analysis
estimates 0.1 excess cancer cases per
year, or one case in every 10 years.
Additionally, it estimates a population
exposure of 360,000 people at 1-in-1
million cancer risk. For a cancer risk of
at least 10-in-1 million, the population
exposed decreases to 5,100.
Based on the 2005 NEI data set for the
Decorative Chromium Electroplating
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source category, the maximum lifetime
individual cancer risk could be as high
as 70-in-1 million, and the maximum
chronic non-cancer TOSHI value could
be up to 0.06, based on the actual
emissions level.28 We do not believe the
maximum lifetime individual cancer
risk and the maximum chronic noncancer TOSHI value would be any
higher than this based on allowable
emissions. The total estimated
population risks from the conservative
risk assessment of the decorative
chromium electroplating facilities based
on actual emission levels is 390,000
people exposed to a cancer risk greater
than 1-in-1 million and 0.08 excess
cancer cases per year, or one case in
every 12 years.29
Based on the 2005 NEI data set for the
Chromium Anodizing source category,
the maximum lifetime individual cancer
risk could be as high as 5-in-1 million
and the maximum chronic non-cancer
TOSHI value could be up to 0.004,
based on the actual emissions level. The
total estimated population risks from
the conservative assessment of the
chromium anodizing facilities based on
actual emission levels is 2,700 people
exposed to a cancer risk greater than 1-
in-1 million and 0.003 excess cancer
cases per year, or one case in every 333
years.30
Also, as there were no reported
emissions of PB–HAP for these three
source categories, we do not expect the
potential for human health
multipathway risks or adverse
environmental impacts.
Our analyses of potential differences
between actual emission levels and
emissions allowable under the MACT
standards are based on emissions test
data from specific facilities. A
comparison of these test results to
allowable emissions at these facilities
indicates that the ratio of MACTallowable to actual emissions varies
considerably from facility to facility. As
a result, a uniform factor was not
available to apply to all facilities.
However, for the Hard Chromium
Electroplating source category, we did
evaluate the facility that was modeled as
having the highest maximum individual
lifetime cancer risk (70-in-1 million)
based on actual emissions. Our analysis
indicates that this facility, if operated at
the allowable emissions limit, could
have a maximum individual lifetime
cancer risk as high as 90-in-1 million.
Furthermore, the available data indicate
that no other hard chromium
electroplating facility would have a
cancer risk that high if operated at the
allowable emissions limit.
For the Decorative Chromium
Electroplating source category, we
performed a similar analysis of the
available data and concluded that the
maximum individual lifetime cancer
risk would not exceed 70-in-1 million
for any facility that operated at the
allowable emissions limit. As stated
earlier, because most chromium
anodizing facilities use WAFS, we
believe actual emissions are essentially
the same as allowable emissions. Thus,
we believe that the MIR based on
allowable emissions would be the same
as that based on actual emissions, i.e.,
5-in-1 million.
Table A.3 displays the results of the
facility-wide risk assessment for actual
emissions of all sources at the facility as
reported in the NEI. We did not perform
a facility-wide risk assessment based on
allowable emissions, as explained in the
documentation referenced in section
IV.A of this preamble, which is
available in the docket for this action.
TABLE A.3—CHROMIUM ELECTROPLATING AND ANODIZING FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum
facility-wide
individual
cancer risk
(in 1 million)
Source category
Hard Chromium Electroplating .......................................................................
Decorative Chromium Electroplating .............................................................
Chromium Anodizing .....................................................................................
1 Percentage
Source
category
contribution
to this
maximum
facility-wide
individual
cancer risk 1
90
90
20
< 1%
7%
75%
Maximum
facility-wide
chronic noncancer TOSHI
2
0.8
0.2
Source
category
contribution
to this
maximum
facility-wide
chronic
non-cancer
TOSHI 1
< 1%
< 1%
< 1%
shown reflects source category contribution to the maximum facility-wide risks at the facility with the maximum risk value shown.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
As shown in Table A.3, the maximum
individual cancer risks from all HAP
emissions at facilities that perform hard
chromium electroplating, decorative
chromium electroplating, and
chromium anodizing are estimated to be
90-in-1 million, 90-in-1 million, and
20-in-1 million, respectively. For the
facilities where these maximum risk
values occur, the estimated proportion
of the cancer risk attributable to the
hard chromium electroplating,
decorative chromium electroplating,
and chromium anodizing processes is
less than 1 percent, 7 percent, and 75
percent, respectively. The highest
facility-wide cancer risk for a facility
that includes a hard chromium
electroplating source is primarily driven
by chemical production processes. We
are currently developing a chemical
manufacturing sector project 31 and plan
to address risk from these chemical
production processes as part of that
action. The highest facility-wide cancer
risk for a facility that includes a
decorative chromium electroplating
28 There is uncertainty regarding the operating
status of the facility (reported to be closed)
associated with the maximum lifetime individual
cancer risk. Prior to any final rulemaking action, we
will investigate this situation and revise the risk
analysis and results accordingly.
29 Based on our conservative risk assessment, we
believe the risks are low, and, as explained further
below, are proposing that the risks are acceptable
for the Decorative Chromium source category.
Although we did not need to consider the
supplemental analysis that we conducted for
Decorative Chromium to help guide our conclusion
about the uncertainty of the risk assessment results,
we note that the supplemental assessment shows
30,000 people exposed to a cancer risk greater than
1-in-1 million and 0.01 excess cancer case per year,
or one case in every 100 years.
30 Based on our conservative risk assessment, we
believe the risks are low, and, as explained further
below, are proposing that the risks are acceptable
for the Chromium Anodizing source category.
Although we did not need to consider the
supplemental analysis that we conducted for
Chromium Anodizing to help guide our conclusion
about the uncertainty of the risk assessment results,
we note that the supplemental assessment shows
540 people exposed to a cancer risk greater than 1in-1 million and 0.001 excess cancer case per year,
or one case in every 1,000 years.
31 This is one of several projects EPA is
undertaking to establish and implement national
emission-control measures for specific sectors of the
economy by taking an integrated multipollutant
approach to assessing and implementing additional
emission controls using our existing regulatory
frameworks.
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category processes are estimated to be 2,
0.8, and 0.2, respectively. At the
facilities where these maximum risk
values occur, the estimated proportion
of the non-cancer risk attributable to the
Hard Chromium Electroplating,
Decorative Chromium Electroplating,
and Chromium Anodizing source
category processes is less than 1 percent
for each source category.
The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
source is primarily driven by aerospace
processes that will be addressed in a
future residual risk review for the
Aerospace Manufacturing and Rework
Facilities source category. The highest
facility-wide cancer risk for a facility
that includes a chromium anodizing
source is primarily driven by the
chromium anodizing processes. The
facility-wide maximum chronic noncancer TOSHI values for facilities that
include Hard Chromium Electroplating,
Decorative Chromium Electroplating,
and Chromium Anodizing source
levels for the population living within
5 km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Tables A.4,
A.5, and A.6 below. These estimates of
total population with risk exceeding
1-in-1 million differ from the risk
estimates presented above because the
demographic analysis uses a 5 km
radius and the risk assessment results
provided above reflect use of a 50 km
radius around all chromium
electroplating facilities.
TABLE A.4—HARD CHROME ELECTROPLATING DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions
basis
Maximum
risk
(in 1 million)
Nationwide
Source
Category
Facilitywide ......
n/a
285
25
12
12
14
0.9
13
13
70
13.1
52
23
29
34
0.6
22
20
90
13.1
52
23
29
34
0.6
22
20
Total
(millions)
Minority
%
African
American
%
Other and
multiracial
%
Hispanic
or Latino
%
Native
American
%
Below the
poverty
level
%
Over 25
w/o a
HS diploma
%
TABLE A.5—DECORATIVE CHROMIUM ELECTROPLATING DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions
basis
Maximum
risk
(in 1 million)
Nationwide
Source
Category
Facilitywide ......
n/a
285
25
12
12
14
0.9
13
13
70
0.35
50
18
32
47
0.8
24
23
90
0.43
54
21
32
48
0.7
24
25
Total
(millions)
Minority
%
African
American
%
Other and
multiracial
%
Hispanic
or Latino
%
Native
American
%
Below the
poverty
level
%
Over 25
w/o a
HS diploma
%
TABLE A.6—CHROMIUM ANODIZING DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Nationwide
Source
Category
Facilitywide ......
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Emissions
basis
Maximum
risk
(in 1 million)
n/a
285
25
12
12
14
0.9
13
13
5
0.0027
36
16
0
0
0.4
25
19
20
0.0079
22
10
12
13
0.8
19
16
Total
(millions)
Minority
%
The results of the demographic
analysis show that, for the population
located within 5 km of Hard Chromium
Electroplating source category, there are
about 13.1 million people with cancer
risks greater than 1-in-1 million for both
the source category and facility-wide. Of
this population at risk, 52 percent could
be classified as a ‘‘Minority,’’ 34 percent
are included in the ‘‘Hispanic or Latino’’
demographic group, 29 percent are
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African
American
%
Other and
multiracial
%
Hispanic
or Latino
%
included in the ‘‘Other and Multiracial’’
demographic group, 23 percent are
included in the ‘‘African-American’’
demographic group, 22 percent are
included in the ‘‘Below Poverty Level’’
demographic group, and 20 percent are
included in the ‘‘Over 25 Without a High
School Diploma’’ demographic group.
The percentage of the population within
5 km of a hard chromium electroplating
facility and with a cancer risk greater
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Native
American
%
Below the
poverty
level
%
Over 25
w/o a
HS diploma
%
than 1-in-1 million is higher than the
typical distribution of these
demographic groups across the United
States. These demographic analyses are
based on the conservative assessment
results.
For the Decorative Chromium
Electroplating source category, there are
about 350,000 people with cancer risks
greater than 1-in-1 million for the source
category and 430,000 people with
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cancer risks greater than 1-in-1 million
facility-wide. Of this population at risk,
50 percent could be classified as a
‘‘Minority,’’ 47 percent are included in
the ‘‘Hispanic or Latino’’ demographic
group, 32 percent are included in the
‘‘Other and Multiracial,’’ demographic
group, 18 percent are included in the
‘‘African-American’’ demographic group,
24 percent are included in the ‘‘Below
Poverty Level’’ demographic group, and
23 percent are included in the ‘‘Over 25
Without a High School Diploma’’
demographic group. The percentage of
the population within 5 km of a
decorative chromium electroplating
facility and with a cancer risks greater
than 1-in-1 million is higher than the
typical distribution of these
demographic groups across the United
States. The results of the demographic
analysis for facility-wide emissions are
similar to the results for the source
category.
For the Chromium Anodizing source
category, there are about 2,700 people
with cancer risks greater than 1-in-1
million and 7,900 people with cancer
risks greater than 1-in-1 million facilitywide. Of the population with cancer
risks greater than 1-in-1 million, 36
percent could be classified as a
‘‘Minority,’’ 16 percent are included in
the ‘‘African-American’’ demographic
group, 25 percent are included in the
‘‘Below Poverty Level’’ demographic
group, and 19 percent are included in
the ‘‘Over 25 Without a High School
Diploma’’ demographic group. The
percentage of the population within 5
km of a chromium anodizing facility
and with a cancer risk greater than 1-in1 million is higher than the typical
distribution of these demographic
groups across the United States. The
results of the facility-wide demographic
analysis are higher than the typical
distribution of risks to the demographic
groups across the United States, for the
‘‘Below Poverty Level’’ and the ‘‘Over 25
Without a High School Diploma’’
demographic groups, but are lower than
these levels for the other demographic
groups.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
4. What are our proposed decisions on
risk acceptability and ample margin of
safety?
a. Risk Acceptability
The risk analysis we performed for
this proposal indicates that for the Hard
Chromium Electroplating source
category, the cancer risks to the
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individual most exposed is 70-in-1
million based on actual emissions and
90-in-1 million based on MACTallowable emissions. The maximum
non-cancer risk level, which is low, is
a TOSHI of 0.06 based on actual
emissions and 0.09 based on allowable
emissions. These risks are due to
estimated emissions of hexavalent
chromium, which EPA describes as a
known human carcinogen by the
inhalation route of exposure. As
explained above, both the MIR and the
maximum non-cancer risk levels are
based on emissions from what we
believe is the highest risk hard
chromium facility operating in the
United States.
We further estimate that the excess
cancer incidence could be as high as 0.8
cases per year, and that over 14 million
people could be exposed to a cancer risk
of 1-in-1 million or greater. These risk
levels are based on a highly
conservative risk assessment as
described above. In summary, in this
assessment we used (1) actual emissions
data for 63 facilities and (2) emissions
estimates that are reflective of average
emissions for the highest emitting
facilities for each one of an additional
1,219 facilities not in the original
dataset. Because there are only 790 hard
chromium facilities, and because only
ten percent of the facilities would have
this high an emissions rate, we believe
that these conservative risk assessment
results overstate cancer incidence and
population exposure.
As noted above, we performed a
supplemental analysis to assess the
degree to which the conservative risk
assessment may overstate risks, and,
thus, to determine how heavily to weigh
those risks in determining whether to
find the risks acceptable. In this
supplemental analysis we assessed
these risks based on (1) the emissions
data used in the conservative
assessment for the 63 facilities for
which we have actual facility emission
information, and (2) revised emission
data that better represent nationwide
average emission levels for the 1,219
facilities. The supplemental assessment
indicates that the excess cancer risks
from hard chromium electroplating
facilities is 0.1 cancer cases per year and
360,000 people exposed to a cancer risk
of 1-in-1 million or more, which is
substantially less than we found with
the conservative assessment. These
results indicate that the estimated risks
are uncertain and are highly sensitive to
input assumptions and that the
conservative assessment may
substantially overstate risks.
The results of our demographic
analysis indicate that minorities face
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disproportionate risks 32 from exposure
to emissions from this category (Tables
A.4–A.6). Although the demographic
analysis was based on our conservative
risk assessment modeling, we have no
reason to believe that the results would
be substantially different were we to rerun that analysis using the assumptions
underlying the supplemental
assessment. This is because the
disparate impacts identified through our
demographic analysis are reflective of
the fact that many chrome facilities are
located in inner city urban areas, and in
or near residential neighborhoods more
likely to be inhabited by minority and
low income persons. We are concerned
about the potential disproportionate
health risks from these urban facilities
on minorities and those below the
poverty level. We solicit comment on
whether there may be pollution
prevention efforts or other HAP
emission reduction approaches that
could mitigate the impacts that these
facilities have on their immediate
surroundings. We also recognize that, in
addition to whatever controls are
required in the final rulemaking for the
Hard Chromium Electroplating source
category, there may be other
approaches, such as facility-specific
compliance assistance, that could
mitigate the impacts that these facilities
have on their immediate surroundings.
We solicit comment and supporting
information to assist EPA in identifying
measures to mitigate these
disproportionate risks.
In accordance with the approach
established in the Benzene NESHAP,
EPA weighed all health risk measures
and information, including the
maximum individual cancer risk, the
cancer incidence, the number of people
exposed to a risk greater than 1-in-1
million, the distribution of risks in the
exposed population, and the uncertainty
of our risk calculations in determining
whether the risk posed by emissions
from hard chromium facilities is
acceptable.
As an initial matter, we note that the
90-in-1 million risk based on allowable
emissions is approaching the
‘‘presumptive limit on maximum
individual lifetime risk of
approximately 1-in-10 thousand [100-in1 million]’’ recognized in the Benzene
NESHAP (54 FR 38045). We also note
32 Using census data on race and ethnicity, we
estimated the percentage of people in the United
States that are minority. We also estimated the
percentage of people that live within 5 km of each
facility and have cancer risks greater than 1-in-1
million that are minority. Where the percentage of
people at risk is higher than the percentage
nationwide, those minorities face disproportionate
risks.
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that, based on our conservative analysis,
there is a high level of cancer incidence
of 0.8 excess cancer cases per year
nationwide, and a very large number
(14.2 million) of people potentially
exposed to a cancer risk greater than 1in-1 million.33 However, we also
recognize that our supplemental
assessment based on alternative input
assumptions concerning emissions (that
better represent nationwide average
emissions) indicate that the results of
the conservative assessments are
substantially overstated. Thus, there is
great uncertainty about both the cancer
incidence and the number of people
exposed.
On the one hand, we acknowledge
that the cancer incidence and number of
people exposed to cancer risks of 1-in1 million or greater are high based on
our conservative analysis. On the other
hand, we recognize the significant
uncertainty of these risk estimates and
the likelihood that they are overstated,
based on the conservative nature of the
assessment. The supplemental analysis
highlights the sensitivity of our risk
analysis to highly uncertain input
assumptions and supports a
determination that the population
exposure and cancer incidence risk
numbers are overstated. It shows
substantially lower cancer incidence
(0.1 excess cases per year nationwide as
opposed to 0.8) and number of people
potentially exposed to a cancer risk of
1-in-1 million or more (360 thousand as
opposed to 14.2 million). In addition,
the distribution of risks in the exposed
population shows the number of people
exposed to a cancer risk greater than 10in-1 million is 71,000 for the
conservative assessment and 5,100 for
the supplemental analysis.
In determining whether risk is
acceptable, we focus on the results of all
aspects of the risk assessment. Because
the MIR is less than 100-in-1 million,
and because of the significant
uncertainty of the cancer incidence and
number of people exposed, which we
believe are overstated based on the fact
that our risk analysis was highly
conservative, at this time, we are
proposing that the risks from the Hard
Chromium Electroplating source
category are acceptable. We are
proposing that the risks are acceptable,
in large part, because we believe that the
assumptions underlying the
supplemental analysis may present a
more realistic estimate of the emissions
from hard chromium facilities.
33 These comparisons refer to estimates of
incidence and populations from risk assessments
performed for other source categories previously
covered by RTR risk assessments.
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However, we are very concerned by
the results of our conservative risk
analysis, especially the large number of
people (including disproportionately
affected populations) estimated to be
exposed at a cancer risk above 1-in-1
million. We are also concerned about
the level of uncertainty with our
analysis given that we have very limited
information as to the number (and size)
of the facilities. While our current
proposal is supported by recognizing
the uncertainty associated with the high
risk levels from our conservative
assessment and, as explained above,
that uncertainty (as demonstrated by the
supplemental analysis) points in the
direction of an overstatement of risk, we
would prefer to base a final rule on
more complete and reliable information.
The purpose of the residual risk
standards under CAA section 112(f) is to
ensure protection of public health and
the environment. Thus, we believe it is
important to develop a conservative risk
analysis and err on the side of potential
overestimation of risk analyses where
we are missing data. In this case, we
recognize that the assessment may be
overly conservative, and we are
considering additional methods for
performing a conservative analysis.
However, we believe additional
information and data regarding the
location, type and size of facilities will
be important to performing any
additional analysis that would err on
the side of protectiveness without being
overly conservative. At this time, we are
not certain that we would take final
action finding the risk to be acceptable
based on the limited information
currently available to the Agency.
The comments and information that
we receive on this proposal will be
critical in making a final decision on
acceptability. We are soliciting
comment and data to help the Agency
make an informed decision as it moves
forward with this rulemaking.
Specifically, with regard to each of the
facilities listed in Appendix A to this
preamble, we are seeking to identify (1)
the actual annual emissions, if known;
(2) which of the three source categories
it falls within; and (3) whether, for hard
chromium, it is a ‘‘large’’ or ‘‘small’’
facility within the definitions in 40 CFR
63.341(a). In particular, we are
encouraging the States to provide EPA
with better inventory data for sources
within their States. Moreover, we are
encouraging States to help identify
sources that may be located near
sensitive populations or other
populations of concern, such as located
near schools or that may be located in
communities with a significant minority
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65091
population. To feel comfortable with a
final decision finding the risk
acceptable, we believe it is important to
reduce the level of uncertainty
associated with our current analyses.
Thus, in light of the comments and any
additional data (or lack thereof) that we
receive during the comment period, we
may determine that it is appropriate to
issue a supplemental proposal in which
we propose to find the risk
unacceptable. If we issue a
supplemental proposal in which we
propose to find the risk unacceptable,
we would be required to propose
emissions standards or work practices
that reduce risk to a level that is
acceptable and provides an ample
margin of safety.
For the Decorative Chromium
Electroplating source category, the
cancer risks to the individual most
exposed is 70-in-1 million, based on
both actual and MACT-allowable
emissions. Based on this cancer risk
level and in consideration of other
health measures and factors, including
the cancer incidence (one case in every
12.5 years) and the low maximum noncancer risk level (TOSHI of 0.06 based
on both actual and MACT-allowable
emissions), we propose that the risks
from the Decorative Chromium
Electroplating source category are
acceptable.
For the Chromium Anodizing source
category, the cancer risks to the
individual most exposed is 5-in-1
million, based on both actual and
allowable emissions. Based on this low
cancer risk level and in consideration of
other health measures and factors,
including the cancer incidence (one
case in every 250 years) and the low
maximum non-cancer risk level (TOSHI
of 0.004 based on actual emissions), we
propose that the risks from the
Chromium Anodizing source category
are acceptable.
b. Ample Margin of Safety
Although we are proposing that the
risks from these source categories are
acceptable, risk estimates for
individuals in the exposed population
are above 1-in-1 million. Consequently,
we considered whether the MACT
standard provides an ample margin of
safety. As part of this analysis, we
investigated available emissions control
options that might reduce the risk
associated with chromium compound
emissions from the nationwide
estimated 1,770 hard chromium
electroplating, decorative chromium
electroplating, and chromium anodizing
operations. Once we identified the
available emissions control options, we
estimated the cost of these options and
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estimated the emission reduction
associated with each control option. To
determine controlled baseline emissions
nationwide, assumptions were made
about the numbers and types of
emission control technologies in use,
and the control efficiencies achieved by
those technologies. The distribution of
emission control methods among the
various types of chromium
electroplating plants and plant sizes was
estimated based on general knowledge
of the industry. Table A.7 summarizes
the nationwide costs and costeffectiveness of these regulatory control
options.
TABLE A.7—COSTS OF CONTROL OPTIONS FOR CHROMIUM ELECTROPLATING
Type of facility
Large hard
plating.
Small hard
plating.
Number of
affected
facilities
Control option
Emission
reduction
(TPY)
Capital
costs
($million)
Annualized
costs
($million/yr)
Cost-effectiveness
($million/
ton)
MIR after
control
(in-1-million)
chromium
electro-
HEPA filter retrofit
132
1.0
35.1
18.4
36.3
6
chromium
electro-
HEPA filter retrofit
658
0.4
66.0
33.9
59.3
6
electro-
CMP retrofit ...........
HEPA filter retrofit
392
740
0.2
0.1
36.6
109.0
11.1
47.8
33.1
486
10
4
CMP retrofit ...........
HEPA filter retrofit
CMP retrofit ...........
644
240
198
1 0.05
Chromium anodizing .....................
63.1
43.9
22.9
17.1
17.9
5.6
367
895
649
10
<1
2
Decorative
plating.
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1 Based
chromium
0.02
1 0.009
on an estimated control efficiency of 99.9 percent.
For large hard chromium
electroplating facilities, we evaluated
the costs and emissions reductions
associated with retrofitting existing
tanks with HEPA filters. For small hard
chromium electroplating facilities, we
evaluated the same HEPA filter retrofit
option, and also the option of
retrofitting CMP systems on all tanks
currently controlled with packed bed
scrubbers. Retrofitting HEPA filters on
existing tanks at large hard chromium
electroplating plants would reduce
nationwide emissions of chromium
compounds by an estimated 1.0 TPY
from the estimated baseline level of 1.10
TPY. The estimated capital and
annualized costs for this option would
be $35,100,000 and $18,430,000,
respectively. The cost-effectiveness
would be $36,300,000 per ton of HAP
emissions reduced. Retrofitting HEPA
filters on existing tanks at small hard
chromium electroplating plants would
reduce nationwide emissions of
chromium compounds by an estimated
0.40 TPY from the estimated baseline
level of 0.42 TPY. The estimated capital
and annualized costs for this option
would be $65,980,000 and $33,860,000,
respectively. The cost-effectiveness
would be $59,300,000 per ton of HAP
emissions reduced. Retrofitting CMP
systems on all tanks currently
controlled with packed bed scrubbers at
small hard chromium electroplating
plants would reduce nationwide
emissions of chromium compounds by
an estimated 0.19 TPY from the
estimated baseline level of 0.37 TPY.
The estimated capital and annualized
costs for this option would be
$36,640,000 and $11,050,000,
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respectively. The cost-effectiveness
would be $33,100,000 per ton of HAP
emissions reduced. The Benzene
NESHAP emphasize the need to
consider ‘‘costs and the economic
impacts of control,’’ which implies some
knowledge of affordability (54 FR
38046). The cost of the control options
for hard chromium electroplating would
impact over half of these facilities with
estimated cost to sales ratios ranging
from 8 percent to 22 percent. A cost to
sales ratio greater than 3 percent may
have a significant impact, including
plant closure for many of these
facilities.
These additional control requirements
would reduce the maximum lifetime
individual cancer risk from the Hard
Chromium Electroplating source
category to approximately 4-in-1
million, based on actual emissions. We
estimate that, considering MACTallowable emissions levels, the
maximum lifetime individual cancer
risk from the Hard Chromium
Electroplating source category would be
reduced to approximately 6-in-1
million. The cancer incidence would be
reduced to approximately 0.05 and the
estimated number of people exposed
higher than 1-in-1 million would be
about 1 million.
For decorative chromium
electroplating, we evaluated the options
of retrofitting HEPA filters on all
existing tanks and the option of
retrofitting CMP systems on the existing
tanks that currently are not equipped
with add-on control devices. Retrofitting
HEPA filters on all existing decorative
chromium electroplating tanks would
reduce nationwide emissions of
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chromium compounds by an estimated
0.098 TPY from the estimated baseline
level of 0.10 TPY. The estimated capital
and annualized costs for this option
would be $108,970,000 and
$47,800,000, respectively. The costeffectiveness would be $486,000,000 per
ton of HAP emissions reduced.
Retrofitting CMP systems on all
decorative chromium electroplating
tanks that currently do not have add-on
controls would reduce nationwide
emissions of chromium compounds by
an estimated 0.05 TPY from the
estimated baseline level of 0.10 TPY.
The estimated capital and annualized
costs for this option would be
$63,100,000 and $17,100,000,
respectively. The cost-effectiveness for
this option would be $367 million per
ton of HAP emissions reduced. The
additional control requirements for
HEPA filters would reduce the
maximum lifetime individual cancer
risk from the Decorative Chromium
Electroplating source category to
approximately 4-in-1 million, based on
actual emissions. Because we believe
the actual emissions are essentially the
same as the MACT-allowable emissions
for the Decorative Chromium
Electroplating source category, we
estimate no difference between the risks
from the allowable emission level and
the actual emission level.
For chromium anodizing, we
evaluated the options of retrofitting
HEPA filters on all existing tanks and
the option of retrofitting CMP systems
on the existing tanks that currently are
not equipped with add-on control
devices. Retrofitting HEPA filters on all
existing chromium anodizing tanks
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would reduce nationwide emissions of
chromium compounds by an estimated
0.020 TPY from the estimated baseline
level of 0.021 TPY. The estimated
capital and annualized costs for this
option would be $43,860,000 and
$17,900,000, respectively. The costeffectiveness would be $895,000,000 per
ton of HAP emissions reduced.
Retrofitting CMP systems on all
chromium anodizing tanks that
currently do not have add-on controls
would not significantly reduce
emissions. The estimated capital and
annualized costs for this option would
be $22,900,000 and $5,600,000,
respectively. The cost-effectiveness for
this option would be $649 million per
ton of HAP emissions reduced. The
additional control requirements for
HEPA filters would reduce the
maximum lifetime individual cancer
risk from the Chromium Anodizing
source category to less than 1-in-1
million, based on actual emissions.
Because we believe the actual emissions
are essentially the same as the MACTallowable emissions for the Chromium
Anodizing source category, we estimate
the risk reduction based on allowable
emissions to be the same as that for the
actual emissions.
Our risk analysis results show cancer
risks to the individual most exposed of
70-in-1 million and 5-in-1 million based
on actual and MACT-allowable
emissions, respectively, for the
Decorative Chromium Electroplating
and Chromium Anodizing source
categories. For both of these categories,
the cancer incidence is less than 0.01
cases per year. For decorative chromium
electroplating, the number of people
exposed to a cancer risk of 1-in-1
million or more is approximately
390,000. For chromium anodizing, the
number of people exposed to a cancer
risk of 1-in-1 million or more is
approximately 2,700.
For the Hard Chromium
Electroplating source category, our risk
analysis shows cancer risks to the
individual most exposed are 70-in-1
million based on actual emissions levels
and 90-in-1 million based on MACTallowable emissions. The cancer
incidence for this source category could
be as high as 0.8 cases per year, and
could be over 14 million people
exposed to cancer risks of 1-in-1 million
or greater due to emissions from hard
chromium electroplating sources using
highly conservative assumptions. As we
stated previously, we believe we
overestimated hard chromium
electroplating emissions, the number of
plants that perform hard chromium
electroplating, and, therefore, that the
risks from the resulting analyses are also
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overstated. Our supplemental risk
analysis for this source category
indicates a cancer incidence of 0.1 cases
per year and 360,000 people exposed to
cancer risks of greater than 1-in-1million. This analysis indicates that the
risk levels in the assessment are highly
uncertain and err on the side of being
conservative.
Our analyses also show that, for these
source categories, there is no potential
for an adverse environmental effect or
human health multipathway effects, and
that acute and chronic non-cancer
health impacts are unlikely. Our
additional analysis of facility-wide risks
showed that the maximum facility-wide
cancer risk is 90-in-1 million, and that
the maximum chronic non-cancer risks
are unlikely to cause health impacts.
Our additional analysis of the
demographics of the exposed
population shows that minorities face
disproportionate risk from exposure to
emissions from this category
We do not believe there is a
significant risk reduction from the
housekeeping measures we are
proposing under CAA section 112(d)(6).
However, we are requesting information
on any risk reductions from these
housekeeping practices and whether we
should consider adopting these
practices under CAA section 112(f)(2).
We considered all these factors in our
ample margin of safety decision, and
concluded that the costs of the options
analyzed are not reasonable considering
the emissions reductions and cancer
health benefits potentially achievable
with the controls. As a result, we
propose that the existing MACT
standard provides an ample margin of
safety (considering cost, technical
feasibility, and other factors) to protect
public health for all three of these
source categories. Thus, we are
proposing to re-adopt the existing
MACT standard to satisfy section 112(f)
of the CAA.
While we propose that the existing
MACT standard for the Hard Chromium
Electroplating source category is
acceptable and provides an ample
margin of safety, we are proposing
additional requirements under CAA
section 112(d)(6), as discussed below.
Notwithstanding our proposal that the
risks are acceptable, we remain
concerned that up to 14.2 million
people may be exposed to cancer risks
of 1-in-1 million or greater, and that
there are disparities in risks for some
demographic groups. While we are
rejecting the option of adding HEPA
filters or CMP as not cost-effective, we
are specifically requesting comment on
whether there are any cost-effective
controls that may be able to reduce
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these risks. In particular, we are
requesting States to identify any
controls they have already required for
these facilities, any controls they are
currently considering, or any other
controls of which they may be aware.
We are also soliciting comment on
whether our cost estimates for these
options are accurate and whether these
controls may be more cost-effective.
In summary, we propose that the risks
posed by these source categories are
acceptable. We are also proposing that
the current MACT standard provides an
ample margin of safety to protect public
health based on our conclusion that the
controls available are not cost-effective
in light of the additional health
protection the controls would provide.
Thus, we are proposing to re-adopt the
existing MACT standard to satisfy
section 112(f) of the CAA.
5. What is our proposed decision on the
technology review?
To evaluate developments in
practices, processes, and control
technologies for the chromium
electroplating source categories, several
activities were performed. Public
comments received on the proposed
2002 amendments to the Chromium
Electroplating MACT standards (67 FR
38810, June 5, 2002) were reviewed to
determine whether they identified any
developments in practices, processes, or
control technologies that warrant further
consideration. A review was performed
of the supporting documentation for the
2007 amendments to California’s
Airborne Toxic Control Measure
(ATCM) for Chromium Plating and
Chromium Anodizing Facilities. Finally,
searches of the RBLC and the Internet
were conducted to identify other
practices, processes, or control
technologies that could be applied to
chromium electroplating.
The 2004 amendments to the
Chromium Electroplating MACT
standards addressed three specific
technology developments that occurred
following promulgation of the original
MACT standard: The use of WAFS for
hard chromium electroplating emission
control; instrumental differences in
surface tension measurements for
demonstrating compliance with
electroplating bath surface tension
limits; and enclosing hoods for
electroplating tanks. Because those
technology developments have already
been addressed and we are not aware of
any improvements to them, they are not
discussed further. The following
paragraphs describe all developments in
practices, processes, and control
technologies that we identified and that
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were thus considered for the technology
review, along with our conclusions.
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a. Emission Elimination Device
An emission elimination device
(EED), which is also referred to as a
‘‘Merlin cover,’’ consists of a tank cover
that includes a porous membrane that
allows gases to escape, but captures
droplets and mist emanating from the
electroplating tank. While these tank
covers are available, we do not believe
any chromium electroplating or
anodizing facilities are currently using
an EED due to the impracticality of
covering the electroplating tank while
plating is underway. Because these
devices are not known to be used in this
industry and because it is unclear that
they are feasible for these operations, we
concluded that it is not necessary to
revise the MACT standard to require
this control under section 112(d)(6).
However, we request comment on tanks
or processes in which an EED could
practicably be used by chromium
electroplating or anodizing facilities.
b. HEPA Filters
Although HEPA filters have been on
the market for decades, they were not
considered to be a practical control
method for electroplating tank
emissions when the MACT standards
were developed due to potential
problems with clogging and the
availability of several other types of mist
eliminator technologies that had been
proven to be effective in reducing
emissions from electroplating tanks.
However, in the past decade, facilities
in California have increasingly used
HEPA filters to meet the emission limits
of the State’s ATCM for Chromium
Plating and Chromic Acid Anodizing
Facilities. In October 2007, the
California Air Resources Board (CARB)
amended the ATCM to further tighten
emission limits and to require HEPA
filters on all new chromium
electroplating and anodizing tanks. In
those applications, HEPA filters act as a
second stage of control, with the first
stage generally consisting of a mesh pad
mist eliminator or other device that
removes large particles from the exhaust
stream prior to the HEPA filter.
Discussions with State and local agency
staff in California indicate no
technological problems with using
HEPA filters for chromium
electroplating emissions control. As part
of this technology review, HEPA filters
have been considered as a possible
control option for sources subject to the
Chromium Electroplating MACT
standards. The costs of requiring HEPA
filters were estimated, and are discussed
above in section V.A.4.b of this
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preamble. In light of the high cost of this
option as compared with the risk
reductions it would achieve, we are
proposing that it is not necessary to
revise the MACT standard under section
112(d)(6) to require HEPA filters.
However, we request comment on
whether we should require HEPA filters
for new source MACT.
c. Wetting Agent Fume Suppressants
(WAFS)
The MACT standard allows the use of
WAFS as a compliance alternative for
meeting the applicable emission limit.
WAFS are used in most decorative
chromium electroplating and chromium
anodizing tanks and in many hard
chromium electroplating tanks for
emission control. Historically, the most
effective types of WAFS have been
based on perfluorooctyl sulfonate
(PFOS). The PFOS-based WAFS used in
the chromium electroplating industry
are part of a family of chemical
compounds categorized as long-chain
perfluorinated chemicals (PFC). As
noted in a 2010 California Office of
Health Hazard Assessment report,
Perfluorooctane sulfonate (PFOS) and
Its Salts and Transformation and
Degradation Precursors,34 these
compounds have persistent,
bioaccumulative, and toxic
characteristics and are a particular
concern for children’s health.
Over the last several years there have
been developments associated with the
use of WAFS as a compliance
alternative. There are now several types
of WAFS on the market that do not
include PFOS chemicals and have been
proven effective for use in hard
chromium and decorative chromium
electroplating baths that we believe are
cost-effective. Furthermore, these nonPFOS WAFS are not associated with any
known adverse health effects. Although
the non-PFOS WAFS have not been
used extensively in the chromium
anodizing industry, we are not aware of
any technical reasons to preclude their
use and effectiveness for chromium
anodizing baths. However, we seek
comment on this, as well as on our
assessment that their use is costeffective. Because of the adverse non-air
quality health and environmental
impacts associated with using PFOSbased WAFS (i.e., the increasing
concern over the presence of long-chain
PFC in the environment), we are
proposing under CAA section 112(d)(6)
to revise the scope of the compliance
alternative to no longer allow the
34 This report is available at https://
www.oehha.org/prop65/CRNR_notices/pdf_zip/
070910_PFOS_CIC.pdf.
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addition of PFOS-based WAFS to tanks
as a control method for these source
categories. We solicit comment on all
aspects of this change, including the
non-air quality health and
environmental impacts associated with
using PFOS based WAFS.
For new sources, we are proposing
that no PFOS-based WAFS could be
used upon startup. For existing sources,
we are proposing that no PFOS-based
WAFS could be added to the
electroplating or anodizing tanks
beginning 3 years after promulgation of
the final amendments; however, the
tanks may continue operating with the
remaining PFOS-based WAFS in them
after that date until it is depleted. Under
these amendments, these requirements
would be specified in 40 CFR
63.342(c)(1)(iv) and (2)(vi) for hard
chromium electroplating tanks, 40 CFR
63.342(d)(3) for decorative chromium
electroplating and chromium anodizing
tanks, and 40 CFR 63.342(e)(2) for
decorative chromium electroplating
tanks that use a trivalent chromium
bath. A definition of PFOS-based fume
suppressants also would be added to 40
CFR 63.341.
d. Housekeeping Procedures
We are also proposing under CAA
section 112 (d)(6) to incorporate several
housekeeping requirements into 40 CFR
63.342(f). In our review of the 2007
amendments to California’s ATCM for
Chromium Plating and Chromic Acid
Anodizing Facilities, we found this rule
required several housekeeping
procedures that were not included in
the housekeeping procedures required
by the Chromium Electroplating MACT
standards. These measures would
potentially reduce fugitive chromium
emissions from chromium electroplating
and anodizing operations. In view of the
implementation of these procedures in
California and the potential for fugitive
emissions reductions, we are proposing
to add these procedures to the
Chromium Electroplating MACT
standards. The proposed housekeeping
procedures would include storage
requirements for any substance that
contains hexavalent chromium as a
primary ingredient; controls for the
dripping of bath solution resulting from
dragout; splash guards to minimize
overspray and return bath solution to
the electroplating or anodizing tank; a
requirement to promptly clean up or
contain all spills of any substance
containing hexavalent chromium;
requirements for the routine cleaning or
stabilizing of storage and work surfaces,
walkways, and other surfaces
potentially contaminated with
hexavalent chromium; a requirement to
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install a barrier between all buffing,
grinding, or polishing operations and
electroplating or anodizing operations;
and requirements for the storage,
disposal, recovery, or recycling of
chromium-containing wastes. The
proposed housekeeping procedures
would be listed in a new Table 2 to 40
CFR 63.342. In addition, this proposed
action would require owners and
operators to incorporate these
housekeeping procedures in the facility
Operation and Maintenance Plan
specified in section 40 CFR 63.342(f)(3)
and implement them, and a new
definition would be added to 40 CFR
63.341(a) to clarify what is meant by the
term ‘‘contains hexavalent chromium as
a primary ingredient.’’ The proposed
compliance date for implementing the
housekeeping procedures would be 6
months after promulgation of the final
amendments.
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6. What are the other actions we are
proposing?
a. SSM Provisions
Consistent with Sierra Club v. EPA,
EPA is proposing that standards in this
rule would apply at all times. The
existing MACT standards for these three
source categories already specifies that
the emission limitations apply ‘‘during
periods of startup and shutdown’’ but
not during malfunctions. We are
proposing to revise this paragraph to
remove the sentence indicating that the
emission limitations do not apply
during malfunctions. We are
maintaining the malfunction-associated
reporting and recordkeeping
requirements in 40 CFR 63.346 and 40
CFR 63.347 with minor revisions. We
are proposing to add language to 40 CFR
63.344(a) to clarify the conditions
during which performance tests shall be
conducted and to specify in Table 1 that
the performance test specifications in 40
CFR 63.7(e)(1) of the General Provisions
do not apply. We are also proposing to
add a general duty provision to
minimize emissions into 40 CFR
63.342(a)(1). In addition, we are
proposing to promulgate an affirmative
defense against civil penalties for
exceedances of emission standards
caused by malfunctions, as well as
criteria for establishing the affirmative
defense. EPA has attempted to ensure
that we have not incorporated into the
proposed regulatory language any
provisions that are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether there are any such provisions
that we have inadvertently incorporated
or overlooked.
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b. Rule Improvements
In addition, we identified the need for
revisions of the standards to correct
editorial errors, make clarifications, or
address issues with implementation or
determining compliance with the rule
provisions.
Monitoring and Testing Requirements.
We are proposing to revise 40 CFR
63.344(e), which addresses compliance
provisions for multiple sources
controlled by a common add-on air
pollution control device. This section of
the MACT standard references testing
by Method 306, without any mention of
Method 306A. Since Method 306A is an
alternative to Method 306, we are
proposing to revise section 40 CFR
63.344(e) to clarify that testing can be
performed by either Method 306 or
Method 306A.
To correct inconsistencies between
the amendments made to 40 CFR part
63, subpart N in 2004 (69 FR 42885) and
Method 306B, we are proposing to
revise Method 306B, which specifies
procedures for measuring the surface
tension of chromium electroplating and
anodizing baths. In addition, the
proposed amendments would help to
ensure that surface tension
measurements made using
stalagmometers are accurate. Under the
proposed amendments, section 1.2 of
Method 306B would be revised to
clarify that the method also applies to
hard chromium electroplating tanks.
Section 11.1 would be revised to
include procedures for checking the
accuracy of, and cleaning, a
stalagmometer before using the
stalagmometer to measure surface
tension. The proposed revisions to
section 11.1 are consistent with the
CARB ATCM for Hexavalent Chromium
for Decorative and Hard Chrome plating
and Chromic Acid Anodizing Facilities.
Maintaining surface tension measuring
devices is critical for obtaining accurate
measurements. Method 306B currently
references standard procedures for the
use of tensiometers (ASTM Method D
1331–89), but not for the use of
stalagmometers. The proposed
amendment to section 11.1 would help
to ensure that stalagmometers used to
demonstrate compliance with surface
tension limits are maintained and used
properly. Finally, section 11.2 would be
revised to account for the differences in
surface tension limits, depending on the
type of instrument used (tensiometer or
stalagmometer).
Rule Corrections. To eliminate a
discrepancy between the Chromium
Electroplating MACT standards in
subpart N of part 63 and the General
Provisions in subpart A of part 63, this
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proposed action would also revise the
trigger for semiannual compliance
reports specified in 40 CFR
63.347(h)(2)(A) to be consistent with the
trigger specified in the General
Provisions. Subpart N currently
provides that a semiannual report must
be submitted if both the duration of
excess emissions exceeds 1 percent of
the source operating time and the
duration of air pollution control device
malfunctions exceeds 5 percent of the
source operating time during the
reporting period; however, 40 CFR
63.10(e)(3)(viii) of the General
Provisions requires submitting a
semiannual report if either condition
occurs. We are proposing to revise 40
CFR part 63, subpart N to require
semiannual reports to be submitted if
either condition occurs.
B. What are the results and proposed
decisions for the Group I Polymers and
Resins Production source categories?
The National Emission Standards for
Hazardous Air Pollutant Emissions:
Group I Polymers and Resins were
promulgated on September 5, 1996 (62
FR 46925), and codified at 40 CFR part
63, subpart U. The Polymers and Resins
I MACT standard applies to major
sources and regulates HAP emissions
from nine source categories: Butyl
Rubber Production, Epichlorohydrin
Elastomers Production, Ethylene
Propylene Rubber Production,
HypalonTM Production, Neoprene
Production, Nitrile Butadiene Rubber
Production, Polybutadiene Rubber
Production, Polysulfide Rubber
Production, and Styrene Butadiene
Rubber and Latex Production.
The Polymers and Resins I MACT
standards regulate HAP emissions
resulting from the production of
elastomers (i.e., synthetic rubber). An
elastomer is a synthetic polymeric
material that can stretch to at least twice
its original length and then return
rapidly to approximately its original
length when released. Elastomers are
produced via a polymerization/
copolymerization process, in which
monomers undergo intermolecular
chemical bond formation to form a very
large polymer molecule. Generally, the
production of elastomers entails four
processes: (1) Raw material (i.e.,
solvent) storage and refining; (2)
polymer formation in a reactor (either
via the solution process, where
monomers are dissolved in an organic
solvent, or the emulsion process, where
monomers are dispersed in water using
a soap solution); (3) stripping and
material recovery; and (4) finishing (i.e.,
blending, aging, coagulation, washing,
and drying).
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Sources of HAP emissions from
elastomers production include raw
material storage vessels, front-end
process vents, back-end process
operations, wastewater operations, and
equipment leaks. The ‘‘front-end’’
processes include pre-polymerization,
reaction, stripping, and material
recovery operations; and the ‘‘back-end’’
process includes all operations after
stripping (predominately drying and
finishing). Typical control devices used
to reduce organic HAP emissions from
front-end process vents include flares,
incinerators, absorbers, carbon
adsorbers, and condensers. In addition,
hydrochloric acid formed when
chlorinated organic compounds are
combusted are controlled using
scrubbers. Emissions from storage
vessels are controlled by floating roofs
or by routing them to a control device.
While emissions from back-end
process operations can be controlled
with control devices such as
incinerators, the most common method
of reducing these emissions is the
pollution prevention method of
reducing the amount of residual HAP
that is contained in the raw product
going to the back-end operations.
Emissions from wastewater are
controlled by a variety of methods,
including equipment modifications
(e.g., fixed roofs on storage vessels and
oil water separators; covers on surface
impoundments, containers, and drain
systems), treatment to remove the HAP
(steam stripping, biological treatment),
control devices, and work practices.
Emissions from equipment leaks are
typically reduced by leak detection and
repair work practice programs, and in
some cases, by equipment
modifications. Each of the seven Group
I Polymers and Resins Production
source categories addressed in this
proposal are discussed further below.
1. Epichlorohydrin Elastomers
Production
Epichlorohydrin Elastomers
Production is one of the source
categories for which we proposed RTR
decisions on October 10, 2008.
a. Overview of the Source Category
Epichlorohydrin elastomers are
prepared from the polymerization or
copolymerization of epichlorohydrin or
other monomers. Epichlorohydrin
elastomers are produced by a solution
polymerization process, typically using
toluene as the solvent in the reaction.
The main epichlorohydrin elastomers
are polyepichlorohydrin, epi-ethylene
oxide (EO) copolymer, epi-allyl glycidyl
ether (AGE) copolymer, and epi-EOAGE
terpolymer. Epichlorohydrin elastomers
are widely used in the automotive
industry.
We identified one currently operating
epichlorohydrin elastomers production
facility subject to the Polymers and
Resins I MACT standard. Toluene
accounts for the majority of the HAP
emissions from the epichlorohydrin
elastomers production processes at this
facility (approximately 44 TPY and 99
percent of the total HAP emissions by
mass). This facility also reported
relatively small emissions of
epichlorohydrin and ethylene oxide.
The majority of HAP emissions are from
back-end process vents (approximately
82 percent of the total HAP by mass).
We estimate that the MACT-allowable
emissions (i.e., the maximum emission
levels allowed if in compliance with the
MACT standard) from this source
category are approximately equal to the
reported, actual emissions. For more
detail about this estimate of the ratio of
actual to MACT-allowable emissions,
see the memo in the docket for this
action describing the estimation of
MACT-allowable emission levels and
associated risks and impacts.
b. What data were used in our risk
analyses?
We initially created a preliminary
data set for the Epichlorohydrin
Elastomers Production source category
using information we collected directly
from industry on emissions data and
emissions release characteristics. We
also reviewed the emissions and other
data to identify data anomalies that
could affect risk estimates. On March
29, 2007, we published an ANPRM (72
FR 29287) for the express purpose of
requesting comments on and updates to
this data set, as well as to the data sets
for the other source categories addressed
in that ANPRM. Comments received in
response to the ANPRM were reviewed
and considered, and we made
adjustments to the data set where we
concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Epichlorohydrin Elastomers Production
source category that formed the basis for
the proposed RTR included in the
October 10, 2008, proposal.
We have continued to scrutinize the
existing data set and have evaluated any
additional data that became available
subsequent to the October 10, 2008,
proposal. Specific questions we had
concerning current operations led us to
develop a questionnaire and ask for
updated emissions and emissions
release characteristics information. This
information was requested from the
facility in May 2010 using the authority
of section 114 of the CAA. We updated
our data set for this source category
based on the information received
through this request.
c. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
Epichlorohydrin Elastomers Production
source category. We have also
conducted an assessment of facilitywide risk, and performed a demographic
analysis of population risks. Table B.1.1
provides an overall summary of the
results of the revised inhalation risk
assessment.
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TABLE B.1.1—EPICHLOROHYDRIN ELASTOMERS PRODUCTION REVISED INHALATION RISK ASSESSMENT RESULTS *
Maximum
individual
cancer risk
(in 1 million) 2
Number of facilities1
Actual
emissions
level
1 .................................
Allowable
emissions
level
10
Population
at risk ≥ 1in-1 million
10
Annual
cancer
incidence
(cases per
year)
800
0.0001
Maximum
chronic non-cancer
TOSHI 3
Actual
emissions
level
Allowable
emissions
level
0.1
0.1
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
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Maximum off-site acute noncancer HQ 4
HQREL = 0.2 epichlorohydrin
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3 Maximum TOSHI. The target organ with the highest TOSHI for the Epichlorohydrin Elastomer Production source category is the respiratory
system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A. of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table B.1.1, the
results of the revised inhalation risk
assessment indicated the maximum
lifetime individual cancer risk could be
as high as 10-in-1 million, the maximum
chronic non-cancer TOSHI value could
be as high as 0.1, and the maximum offfacility-site acute HQ value could be as
high as 0.2, based on the actual
emissions level and the REL value for
epichlorohydrin. The total estimated
national cancer incidence from these
facilities based on actual emission levels
is 0.0001 excess cancer cases per year,
or one case in every 10,000 years.
Based on our analysis, we believe that
actual emissions approximate emissions
allowable under the MACT standard.
Therefore, the risk results for MACTallowable emissions are approximately
equal to those for actual emissions. For
more detail about the estimate of the
ratio of actual to MACT-allowable
emissions, see the memo in the docket
for this action describing the estimation
of MACT-allowable emission levels and
associated risks and impacts.
There were no reported emissions of
PB–HAP; therefore, we do not expect
potential for human health
multipathway risks or adverse
environmental impacts.
Table B.1.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE B.1.2—EPICHLOROHYDRIN ELASTOMERS PRODUCTION FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ............................................................................................................
Epichlorohydrin Elastomer Production source category contribution to this maximum facility-wide individual cancer risk 1
Maximum facility-wide chronic non-cancer TOSHI .......................................................................................................................
Epichlorohydrin Elastomer Production source category contribution to this maximum facility-wide non-cancer TOSHI 1 ...
10
100%
0.1
100%
1 Percentage shown reflects Epichlorohydrin Elastomer Production source category contribution to the maximum facility-wide risks at the facility
with the maximum risk value shown.
As shown in Table B.1.2, the
maximum individual cancer risk from
all HAP emissions at the one facility
that contains epichlorohydrin
elastomers production processes subject
to the Group I Polymers and Resins
MACT standard is estimated to be 10-in1 million, and the maximum chronic
non-cancer TOSHI value is estimated to
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within 5
km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table B.1.3
below.
be 0.1. The estimated proportion of the
risk attributable to Epichlorohydrin
Elastomers Production source category
processes at this facility is
approximately 100 percent for cancer
risks and 100 percent for chronic noncancer risk.
The results of the demographic
analyses performed to investigate the
TABLE B.1.3—EPICHLOROHYDRIN ELASTOMERS DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
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Nationwide ................
Source Category ......
Facility-wide ..............
Total
(millions)
n/a
10
10
285
0.0008
0.01
The results of the demographic
analysis show that, for the
Epichlorohydrin Elastomers Production
source category, of the population of
800 people with cancer risk greater than
1-in-1 million, 54 percent could be
classified as a ‘‘Minority,’’ 53 percent are
included the ‘‘African-American’’
demographic group, and 20 percent are
included the ‘‘Below Poverty Level,’’
demographic group. The percentage of
the population within 5 km of a
epichlorohydrin elastomers production
facility and with a cancer risk greater
than 1-in-1 million is higher than
expected for these demographic
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Minority
%
African
American
%
25
54
52
Other and
multiracial
%
12
53
50
Hispanic
or Latino
%
12
1
2
categories based on the typical
distribution of these demographic
groups across the United States. The
table also shows that the results of the
demographic analysis for the facilitywide emissions are similar to the results
for the source category.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A. of this preamble, which is
available in the docket for this action.
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Native
American
%
14
1
1
0.9
0.4
0.2
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
20
23
13
11
14
d. What are our proposed decisions on
risk acceptability and ample margin of
safety?
October 2008 Proposed Decision. In
our October 10, 2008, proposal, we
proposed that the risks 0f 30-in-1
million were acceptable because the
risks results indicated that cancer risks
to the individual most exposed to
emissions from the category were
greater than 1-in-1 million, but less than
100-in-1 million. We then analyzed
other risk factors in the ample margin of
safety determination. In this analysis,
we proposed that emissions from the
source category posed no potential for
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an adverse environmental effect, did not
pose potential for human health
multipathway risks, and were unlikely
to cause acute or chronic non-cancer
health impacts. We also identified one
emissions control option that would
reduce risks. We proposed that such
control was not necessary to protect
public health with an ample margin of
safety in light of the high cost and
limited addition health protection it
would provide. Therefore, we proposed
that the existing standard provided an
ample margin of safety and proposed to
re-adopt the existing MACT standard to
satisfy section 112(f) of the CAA.
Risk Acceptability. The revised risk
analysis we performed for this proposal
indicates that the cancer risks to the
individual most exposed is 10-in-1
million based on both actual and
MACT-allowable emissions. The cancer
incidence and the number of people
exposed to cancer risks of 1-in-1 million
or greater are not significantly changed
from the risk identified in the October
2008 proposal. Similarly, the risk
analysis continued to show no potential
for an adverse environmental effect or
human health multipathway effects, and
that acute or chronic non-cancer health
impacts are unlikely. Our additional
analysis of facility-wide risks showed
that the maximum facility-wide cancer
risk is 10-in-1 million and that the
maximum chronic non-cancer risks are
unlikely to cause health impacts. Our
additional analysis of the demographics
of the exposed population shows
disparities in risks between
demographic groups for the 800 people
exposed at risks of 1-in-1 million. Based
on this low cancer risk level and in
consideration of other health measures
and factors, including the low cancer
incidence (one case in every 10,000
years) and the low maximum noncancer risk level (TOSHI of 0.1), we
propose that the risks from the
Epichlorohydrin Elastomers Production
are acceptable.
Ample Margin of Safety. Because we
are proposing that the risks are
acceptable, but still above 1-in-1
million, we then reconsidered our 2008
ample margin of safety decision. We
have not identified any additional
control options or any changes to the
previously analyzed control option. Our
analysis does not indicate a change in
the emissions reductions that could be
achieved or the cost of control for the
control option considered in the
October 2008 proposal. Therefore, we
continue to propose that the current
MACT standard provides an ample
margin of safety to protect public health
and the environment, and we are
proposing to re-adopt the existing
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MACT standard to satisfy section 112(f)
of the CAA.
e. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, we
identified no advancements in practices,
processes, and control technologies
applicable to the emission sources in
the Group I Polymers and Resins
Production source categories in our
technology review, and we proposed to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA. In
that review, we examined the regulatory
requirements and/or technical analyses
for subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the Group
I Polymers and Resins Production
source categories, and we conducted a
search of the RBLC for controls for VOCand HAP-emitting processes in the
Group I Polymers and Resins
Production source categories. We have
not identified any additional
developments in practices, processes,
and control technologies since the
proposal date for the Epichlorohydrin
Elastomers Production source category.
Thus, we are proposing that it is not
necessary to revise the MACT standard
pursuant to section 112(d)(6) of the
CAA.
f. What other actions are we proposing?
SSM Provisions. We are proposing to
eliminate the SSM exemption in the
Group 1 Polymers and Resins MACT
standard. Consistent with Sierra Club v.
EPA, EPA is proposing that standards in
this rule would apply at all times. We
are proposing several revisions to 40
CFR part 63, subpart U. Specifically, we
are proposing to revise Table 1 to
indicate that the requirements of 40 CFR
63.6(e) of the General Provisions do not
apply. The 40 CFR 63.6(e) requires
owner or operators to act according to
the general duty to ‘‘operate and
maintain any affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions.’’ We are
separately proposing to incorporate this
general duty to minimize into 40 CFR
63.483(a). The 40 CFR 63.6(e) also
requires the owner or operator of an
affected source to develop a written
SSM plan. We are proposing to remove
the SSM plan requirement. We are
proposing to remove the explanation of
applicability of emissions standards
during periods SSM in 40 CFR 63.480(j);
remove the malfunction plan from 40
CFR 63.482 and revise the definition of
initial start-up to remove references to
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Sfmt 4702
malfunctions in this section; clarify that
representative conditions do not include
periods of SSM throughout the rule;
remove references to periods of SSM in
monitoring; and revise the SSMassociated recordkeeping and reporting
requirements in 40 CFR 63.506 to
require reporting and recordkeeping for
periods of malfunction. We are also
proposing to revise Table 1 to indicate
that SSM-related provisions in 40 CFR
63.6(f)(1), 40 CFR 63.7(e)(1), and 40 CFR
63.10(d)(5)(i) of the General Provisions
do not apply. In addition, we are
proposing to promulgate an affirmative
defense against civil penalties for
exceedances of emission standards
caused by malfunctions, as well as
criteria for establishing the affirmative
defense.
EPA has attempted to ensure that we
have not incorporated into proposed
regulatory language any provisions that
are inappropriate, unnecessary, or
redundant in the absence of the SSM
exemption. We are specifically seeking
comment on whether there are any such
provisions that we have inadvertently
incorporated or overlooked.
Significant Emission Points Not
Previously Regulated Review. We
identified the absence of a limit for a
significant emissions source within the
provisions of the Group I Polymers and
Resins MACT standard that apply to the
Epichlorohydrin Elastomers Production
source category. Specifically, there are
no back-end process operation emission
limits for this source category.35 As
these processes are major sources of
emissions for the one facility in the
source category, we are proposing to set
standards for back-end process
operations under CAA section 112(d)(2)
and (d)(3) in this action.
As there is only one facility in the
source category, the emissions level
currently being achieved by this facility
represents the MACT floor. The annual
HAP emissions from the back-end
process operations at this facility are
approximately 36 TPY of toluene. There
are two separate dryer vents, one
emitting around 24 TPY of toluene, and
the other emitting around 12 TPY of
toluene. Neither of these vents is
controlled. Therefore, we have
determined that the MACT floor for
these processes is 36 TPY based on the
current level of HAP stripping and
recovery, given current production
levels, but which would fluctuate
proportionally with an increase or
decrease in production levels.
As part of our beyond-the-floor
analysis, we considered alternatives
35 Note that these uncontrolled emissions were
included in the baseline risk assessment.
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more stringent than the MACT floor
option. We identified one option using
add-on emission controls that would
require the ducting of emissions from
the back-end process operations to a
control device, such as an incinerator.
This option would also require an initial
performance test of the incinerator and
continuous parameter monitoring
averaged daily. The capital costs of this
option are estimated to be
approximately $600,000 and the total
annual costs are estimated to be
approximately $1,100,000. We estimate
that an incinerator would achieve an
emissions reduction of 98 percent,
resulting in a HAP decrease of
approximately 35 TPY, with a cost-
effectiveness of approximately $31,000/
ton. Table B.2.4 summarizes the cost
and emission reduction impacts of the
proposed options. Because the
reduction in HAP would be due to
toluene, no reduction of cancer risk
would result from this control option.
TABLE B.1.4—EPICHLOROHYDRIN ELASTOMER PRODUCTION FACILITY BACK-END OPTIONS IMPACTS
HAP emissions
(TPY HAP)
Regulatory alternatives
Capital cost
($million)
Annual cost
($million/yr)
Costeffectiveness
as compared to
baseline
$/Ton HAP
Removed
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
Baseline ...........................................................................................
1 (MACT floor) ...............................................................................
2 (Beyond-the-floor) ......................................................................
In addition to the cost and emission
reduction impacts shown in Table B.1.4,
we estimate that the beyond-the-floor
option would result in increases in
criteria pollutant and carbon dioxide
emissions (PM¥0.2 TPY, SO2¥0.03
TPY, NOX¥12 TPY, CO¥2 TPY, and
CO2¥7,000 TPY), and an increase in
energy use of approximately 117,000
million British thermal units (BTU)/year
at a cost of approximately $33,000/year.
We believe that the costs and other
impacts of this beyond-the-floor option
are not reasonable, given the level of
emission reduction. Therefore, we are
proposing an emission standard that
reflects the MACT floor option. We are
requesting comment on this analysis
and these options.
As noted above, we are proposing that
the MACT standard, prior to the
implementation of the proposed
emission limitation to the back-end
process operations discussed in this
section, provides an ample margin of
safety to protect public health.
Therefore, we maintain that after the
new standard’s implementation, the rule
will continue to provide an ample
margin of safety to protect public health.
Consequently, we do not believe it will
be necessary to conduct another
residual risk review under CAA section
112(f) for this source category 8 years
following promulgation of new backend process limitations, merely due to
the addition of this new MACT
requirement.
2. Polybutadiene Rubber Production
Polybutadiene Rubber Production is
one of the source categories for which
we proposed RTR decisions on October
10, 2008.
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36
36
1
............................
0
0.6
a. Overview of the Source Category
Polybutadiene rubber is a
homopolymer of 1,3-butadiene (i.e., 1,3butadiene is the only monomer used in
the production of this polymer). While
both the solution and emulsion
polymerization processes can be used to
produce polybutadiene rubber, all
currently operating facilities in the
United States use a solution process. In
the solution process, the reaction is
conducted in an organic solvent
(hexane, toluene, or a non-HAP organic
solvent), which helps to dissipate heat
generated by the reaction and control
the reaction rate. While polybutadiene
rubber is the primary product at these
facilities, styrene-butadiene rubber can
also be produced as a minor product by
adding styrene as a monomer. Most of
the polybutadiene rubber manufactured
in the United States is used in the
production of tires in the construction
of the tread and sidewalls.
Polybutadiene rubber is also used as a
modifier in the production of other
polymers and resins (e.g., polystyrene).
We identified five currently operating
polybutadiene rubber production
facilities subject to the Polymers and
Resins I MACT standard. Some of these
facilities are located at plant sites that
also have other HAP-emitting sources
regulated under separate MACT
standards, which have been or will be
addressed in separate regulatory actions.
Three of the polybutadiene rubber
production facilities use hexane as the
solvent in their solution process, one
facility uses toluene as its solvent, and
the fifth uses a non-HAP organic
solvent. Overall, hexane and toluene
account for the majority of the HAP
emissions from this source category
(approximately 1,600 TPY hexane,
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............................
0
1.1
............................
............................
31,000
which represents 70 percent of the total
HAP emissions by mass, and 500 TPY
toluene, which represents 23 percent).
The facilities in this source category
also reported emissions of styrene, 1,3butadiene, ethylbenzene, and relatively
minor quantities of other HAP. The
majority of HAP emissions are from
back-end process operations
(approximately 70 percent of the total
HAP by mass). For all emission sources
except the back-end process operations,
the actual emissions level is
representative of the MACT-allowable
level. For back-end process operations,
we estimate that MACT-allowable
emissions from this source category
could be as high as seven times the
actual emissions. Because these backend limitations are production-based,
this estimate was made by comparing
the actual emissions levels to the
emissions calculated using the
limitations and production levels. For
more detail about the estimate of the
ratio of actual to MACT-allowable
emissions, see the memo in the docket
for this action describing the estimation
of MACT-allowable emission levels and
associated risks and impacts.
b. What data were used in our risk
analyses?
We initially created a preliminary
data set for the Polybutadiene Rubber
Production source category using
information we collected directly from
industry on emissions data and
emissions release characteristics. We
also reviewed the emissions and other
data to identify data anomalies that
could affect risk estimates. On March
29, 2007, we published an ANPRM (72
FR 29287) for the express purpose of
requesting comments on, and updates
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to, this data set, as well as to the data
sets for the other source categories
addressed in that ANPRM. Comments
received in response to the ANPRM
were reviewed and considered. We
made adjustments to the data set where
we concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Polybutadiene Rubber Production
source category that formed the basis for
the proposed actions included in the
October 10, 2008, proposal. We have
continued to scrutinize the data set and
any additional data that have become
available since the October 10, 2008,
proposal.
c. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
Polybutadiene Rubber Production
source category. We have also
conducted an assessment of facilitywide risk and performed a demographic
analysis of population risks. Table B.2.1
provides an overall summary of the
results of the revised inhalation risk
assessment.
TABLE B.2.1—POLYBUTADIENE RUBBER REVISED INHALATION RISK ASSESSMENT RESULTS *
Maximum individual cancer risk
(in 1 million) 2
Number of
facilities1
5 ...........................
Allowable
emissions
level
30
30
Annual cancer
incidence
(cases per
year)
24,000
Actual
emissions
level
Population at
risk ≥ 1-in-1
million
Maximum chronic non-cancer
TOSHI 3
0.003
Actual
emissions
level
Allowable
emissions
level
0.3
0.3
Maximum off-site
acute
non-cancer HQ 4
HQREL = 1 toluene
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Polybutadiene Rubber Production source category is the reproductive
system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A. of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table B.2.1, the
results of the revised inhalation risk
assessment indicated the maximum
lifetime individual cancer risk could be
as high as 30-in-1 million, the maximum
chronic non-cancer TOSHI value could
be up to 0.3, and the maximum offfacility-site acute HQ value could be as
high as 1, based on the actual emissions
level and the REL value for toluene. The
total estimated national cancer
incidence from these facilities based on
actual emission levels is 0.003 excess
cancer cases per year, or one case in
every 333 years.
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standard indicated that MACTallowable emission levels are equal to
actual emissions for all emissions
sources other than back-end process
operations and may be up to seven
times greater than actual emission levels
for back-end process operations. When
these ratios of actual to MACT-
allowable emissions are applied to each
emission source type, the result is that
the cancer risks at the MACT-allowable
level are equal to those at the actual
level shown in Table B.2.1.
There were no reported emissions of
PB–HAP; therefore, we do not expect
potential for human health
multipathway risks or adverse
environmental impacts.
Table B.2.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE B.2.2—POLYBUTADIENE RUBBER PRODUCTION FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..........................................................................................................................
Polybutadiene Rubber Production source category contribution to this maximum facility-wide individual cancer risk) 1 ...................
Maximum facility-wide chronic non-cancer TOSHI .....................................................................................................................................
Polybutadiene Rubber Production source category contribution to this maximum facility-wide non-cancer TOSHI 1 ........................
30
100%
0.3
100%
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1 Percentage shown reflects Polybutadiene Rubber Production source category contribution to the maximum facility-wide risks at the facility
with the maximum risk value shown.
The maximum individual cancer risk
from all HAP emissions at a facility that
contains polybutadiene rubber
production processes subject to the
Group I Polymers and Resins MACT
standard is estimated to be 30-in-1
million, and the maximum chronic noncancer TOSHI value is estimated to be
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0.3. At the facilities where these
maximum risk values occur, the
estimated proportion of the risk
attributable to the Polybutadiene Rubber
Production source category processes is
100 percent for both cancer and noncancer risk.
The results of the demographic
analyses performed to investigate the
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distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within
5 km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table B.2.3
below.
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TABLE B.2.3—POLYBUTADIENE RUBBER DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
Nationwide ................
Source Category ......
Facility-wide ..............
Total
(millions)
n/a
30
30
285
0.017
0.02
The results of the Polybutadiene
Rubber Production source category
demographic analysis show that the
percentage of the population within 5
km of a polybutadiene rubber
production facility and with a cancer
risk greater than 1-in-1 million is less
than the distribution of these
demographic groups across the United
States as displayed in Table B.2.3, with
the exception of those ‘‘Over 25 Without
a High School Diploma’’, where the
levels are equal to the distribution of
these demographic groups across the
United States. The table also shows that
the facility-wide emissions demographic
analysis shows similar results.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
d. What are our proposed decisions on
risk acceptability and ample margin of
safety?
October 2008 Proposed Decision. In
our October 10, 2008 proposal, we
proposed that the risks were acceptable
because the risks results indicated that
cancer risks to the individual most
exposed to emissions from the category
were 10-in-1 million which is greater
than 1-in-1 million but less than 100-in1 million. We then analyzed other risk
factors in the ample margin of safety
determination. In this analysis, we
proposed that emissions from the source
category posed no potential for an
adverse environmental effect, did not
pose potential for human health
multipathway risks, and were unlikely
to cause acute or chronic non-cancer
health impacts. We also identified two
emissions control options that would
reduce risks. We proposed that these
controls were not necessary to protect
public health with an ample margin of
safety in light of the high cost and
limited addition health protection they
would provide. Therefore, we proposed
that the existing standard provided an
ample margin of safety and proposed to
re-adopt the existing MACT standard to
satisfy section 112(f) of the CAA.
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Minority
%
African
American
%
25
11
12
Other and
multiracial
%
Hispanic or
Latino
%
12
4
5
14
4
4
12
6
7
Risk Acceptability. The revised risk
analysis we performed for this proposal
indicates that the cancer risks to the
individual most exposed is 30-in-1
million based on both actual and
MACT-allowable emissions. The cancer
incidence and the number of people
exposed to cancer risks of 1-in-1 million
or greater are not significantly changed
from the risk identified in the October
2008 proposal. Similarly, the risk
analysis continued to show no potential
for an adverse environmental effect or
human health multipathway effects, and
that chronic non-cancer health impacts
are unlikely. The revised assessment did
indicate that an acute non-cancer HQ as
high as 1 could occur, based on the REL
value at an area adjacent to the facility
fenceline. Our additional analysis of
facility-wide risks showed that the
maximum facility-wide cancer risk is
30-in-1 million and that the maximum
chronic non-cancer risks are unlikely to
cause health impacts. Our additional
analysis of the demographics of the
exposed population suggests there are
no disparities in risks for the various
demographic groups. Based on this low
cancer risk level and in consideration of
other health measures and factors,
including the low cancer incidence (one
case in every 333 years) and the low
maximum non-cancer risk level (TOSHI
of 0.3), we propose that the risks from
the Polybutadiene Rubber Production
source category are acceptable.
Ample Margin of Safety. Because we
are proposing that the risks are
acceptable, but still above 1-in-1
million, we then re-considered our 2008
ample margin of safety decision. We
have not identified any additional
control options or any changes to the
previously analyzed control option. Our
analysis does not indicate a change in
the emissions reductions that could be
achieved or the cost of control for the
control option considered in the
October 2008 proposal. Therefore, we
continue to propose that the current
MACT standard provides an ample
margin of safety to protect public health
and the environment, and we are
proposing to re-adopt the existing
PO 00000
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Sfmt 4702
Native
American
%
0.9
0.5
0.5
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
11
12
13
13
14
MACT standard to satisfy section 112(f)
of the CAA.
e. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, we
identified no advancements in practices,
processes, and control technologies
applicable to the emission sources in
the Group I Polymers and Resins
Production source categories in our
technology review, and we proposed to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA. In
that review we examined the regulatory
requirements and/or technical analyses
for subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the Group
I Polymers and Resins Production
source categories, and we conducted a
search of the RBLC for controls for VOCand HAP-emitting processes in the
Group I Polymers and Resins
Production source categories. We have
not identified any additional
developments in practices, processes,
and control technologies since the
proposal date for the Polybutadiene
Rubber Production source category. In
addition, we have not identified the
need for revisions of the standards to
correct editorial errors, make
clarifications, or address issues with
implementation or determining
compliance with the rule provisions.
Thus, we are continuing to propose to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA.
f. What other actions are we proposing?
The proposed changes to the SSM
provisions for the Group I Polymers and
Resins MACT, which apply to the
Polybutadiene Rubber Production
source category, are discussed above in
section V.B.1.f.
3. Styrene Butadiene Rubber and Latex
Production
Styrene Butadiene Rubber and Latex
Production is one of the source
categories for which we proposed RTR
decisions on October 10, 2008.
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a. Overview of the Source Category
Styrene butadiene rubber and latex
are elastomers prepared from styrene
and butadiene monomer units. The
source category is divided into three
subcategories due to technical process
and HAP emission differences: (1) The
production of styrene butadiene rubber
by emulsion, (2) the production of
styrene butadiene rubber by solution,
and (3) the production of styrene
butadiene latex. Styrene butadiene
rubber is coagulated and dried to
produce a solid product, while latex is
a liquid product. For both styrene
butadiene rubber processes, the
monomers used are styrene and
butadiene; either process can be
conducted as a batch or a continuous
process. These elastomers are
commonly used in tires and tire-related
products. We identified three currently
operating styrene butadiene rubber
production facilities using the emulsion
process and three styrene butadiene
rubber latex production facilities subject
to the Polymers and Resins I MACT
standard. Other than the polybutadiene
plants that produce styrene butadiene
rubber as a minor product, we did not
identify any styrene butadiene rubber
produced in a solution process. Some of
these facilities are located at plant sites
that also have other HAP-emitting
sources regulated under separate MACT
standards, for which we have addressed
or will address in future rulemaking
actions. Overall, styrene accounts for
the majority of the HAP emissions from
these facilities (approximately 276 TPY
and 90 percent of the total HAP
emissions by mass). These facilities also
reported relatively small emissions of
other HAP. The majority of HAP
emissions are from back-end process
operations (approximately 78 percent of
the total HAP by mass). For all emission
sources except the back-end process
operations, the actual emissions level is
representative of the MACT-allowable
level. For back-end process operations,
we estimate that MACT-allowable
emissions from this source category
could be as high as four times the actual
emissions. Since these back-end
limitations are production-based, this
estimate was made by comparing the
actual emissions levels to the emissions
calculated using the limitations and
production levels. For more detail about
the estimate of the ratio of actual to
MACT-allowable emissions, see the
memo in the docket for this action
describing the estimation of MACTallowable emission levels and
associated risks and impacts.
b. What data were used in our risk
analyses?
We initially created a preliminary
data set for the Styrene Butadiene
Rubber and Latex Production source
category using information we collected
directly from industry on emissions data
and emissions release characteristics.
We also reviewed the emissions and
other data to identify data anomalies
that could affect risk estimates. On
March 29, 2007, we published an
ANPRM (72 FR 29287) for the express
purpose of requesting comments on and
updates to this data set, as well as to the
data sets for the other source categories
addressed in that ANPRM. Comments
received in response to the ANPRM
were reviewed and considered, and we
made adjustments to the data set where
we concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Styrene Butadiene Rubber and Latex
Production source category, which
formed the basis for the proposed RTR
actions included in the October 10, 2008
proposal.
We have continued to scrutinize the
existing data set and have evaluated any
additional data that became available
subsequent to the October 2008
proposal. Specific questions we had
concerning current operations led us to
develop a questionnaire and ask for
updated emissions and emissions
release characteristics information. This
information was requested from the
facilities in May 2010 using the
authority of section 114 of the CAA. We
updated our data set for this source
category based on the information
received through this request.
c. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
Styrene Butadiene Rubber and Latex
Production source category. We have
also conducted an assessment of
facility-wide risk and performed a
demographic analysis of population
risks. Table B.3.1 provides an overall
summary of the results of the revised
inhalation risk assessment.
TABLE B.3.1—STYRENE BUTADIENE RUBBER AND LATEX PRODUCTION REVISED INHALATION RISK ASSESSMENT RESULTS *
Maximum individual cancer risk
(in 1 million) 2
Number of facilities 1
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
6 .......................
Actual
emissions
level
10
10
Annual cancer
incidence
(cases per
year)
25,000
Allowable
emissions
level
Population at
risk ≥ 1-in-1
million
0.004
Maximum chronic non-cancer
TOSHI 3
Actual
emissions
level
Allowable
emissions
level
0.2
0.2
Maximum off-site
acute non-cancer
HQ 4
HQREL = 0.4 styrene.
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Styrene Butadiene Rubber and Latex Production source category is the
reproductive system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A. of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table B.3.1, the
results of the revised inhalation risk
assessment indicated the maximum
lifetime individual cancer risk could be
as high as 10-in-1 million, the maximum
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chronic non-cancer TOSHI value could
be up to 0.2, and the maximum offfacility-site acute HQ value could be as
high as 0.4, based on the actual
emissions level and the REL value for
styrene. The total estimated national
cancer incidence from these facilities
PO 00000
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Fmt 4701
Sfmt 4702
based on actual emission levels is 0.004
excess cancer cases per year, or one case
in every 250 years.
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standard indicated that MACT-
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allowable emission levels are equal to
actual emissions for all emissions
sources other than back-end process
operations. While the emissions may be
up to four times greater than actual
emission levels for back-end process
operations, the compounds emitted do
not have cancer potency values so this
potential increase in emissions does not
effect risk. When these ratios of actual
to MACT-allowable emissions are
applied to each emission source type,
the result is that the cancer risks at the
MACT-allowable level are equal to those
at the actual level shown in Table B.3.1.
There were no reported emissions of
PB–HAP; therefore, we do not expect
potential for human health
multipathway risks or adverse
environmental impacts.
Table B.3.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE B.3.2—STYRENE BUTADIENE RUBBER AND LATEX PRODUCTION FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..............................................................................................................
Styrene Butadiene Rubber and Latex Production source category contribution to this maximum facility-wide individual
cancer risk 1 ..........................................................................................................................................................................
Maximum facility-wide chronic non-cancer TOSHI .........................................................................................................................
Styrene Butadiene Rubber and Latex Production source category contribution to this maximum facility-wide non-cancer
TOSHI 1 .................................................................................................................................................................................
70
5%
1
10%
1 Percentage
shown reflects the Styrene Butadiene Rubber Production source category contribution to the maximum facility-wide risks at the
facility with the maximum risk value shown.
As shown in Table B.3.2, the
maximum individual cancer risk from
all HAP emissions at a facility that
contains styrene butadiene rubber and
latex production processes subject to the
Group I Polymers and Resins MACT
standard is estimated to be 70-in-1
million, and the maximum chronic noncancer TOSHI value is estimated to be
1. At the facilities where these
maximum risk values occur, the
estimated proportion of the risk
attributable to Styrene Butadiene
Rubber and Latex Production source
category processes is approximately 5
percent for cancer risks and 10 percent
for chronic non-cancer risk. Both the
cancer and non-cancer risks at this
facility are primarily due to a nitrile
butadiene rubber process, which has
recently closed.
The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within 5
km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table B.3.3
below.
TABLE B.3.3—STYRENE BUTADIENE RUBBER AND LATEX PRODUCTION DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
Nationwide ................
Source Category ......
Facility-wide ..............
Total
(millions)
n/a
10
70
285
0.02
0.1
The results of the Styrene Butadiene
Rubber and Latex Production source
category demographic analysis show
that of the population with cancer risk
greater than 1-in-1 million, 40 percent
could be classified as a ‘‘Minority,’’ 54
percent are included in the ‘‘Hispanic or
Latino’’ demographic group, 36 percent
are included in the ‘‘Other and
Multiracial,’’ demographic group, 18
percent are included in the ‘‘Below
Poverty Level,’’ and 24 percent are
included in the ‘‘Over 25 Without a High
School Diploma’’ demographic group.
These percentages of the population
within 5 km of a styrene butadiene
rubber and latex production facility and
with a cancer risk greater than 1-in-1
million is higher than the percentages
for these demographic categories based
on the distribution of these
demographic groups across the United
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Minority
%
African
American
%
25
40
50
Other and
multiracial
%
12
3
29
Hispanic
or Latino
%
12
36
20
States. The table also shows that the
results of the facility-wide demographic
analysis are higher than the national
percentages for the those that could be
classified as a ‘‘Minority’’ and for those
included in the ‘‘Hispanic or Latino,’’
‘‘African American,’’ ‘‘Other and
Multiracial,’’ ‘‘Below Poverty Level,’’ and
the ‘‘Over 25 Without a High School
Diploma’’ demographic groups.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
d. What are our proposed decisions on
risk acceptability and ample margin of
safety?
October 2008 Proposed Decision. In
our October 10, 2008 proposal, we
proposed that the risks were acceptable
because the risks results of 7-in-1
PO 00000
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Fmt 4701
Sfmt 4702
Native
American
%
14
54
32
0.9
0.6
0.5
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
18
23
13
24
20
million indicated that cancer risks to the
individual most exposed to emissions
from the category were greater than 1in-1 million but less than 100-in-1
million. We then analyzed other risk
factors in the ample margin of safety
determination. In this analysis, we
proposed that emissions from the source
category posed no potential for an
adverse environmental effect, did not
pose potential for human health
multipathway risks, and were unlikely
to cause acute or chronic non-cancer
health impacts. We also identified one
emissions control option that would
reduce risks. We proposed that such
control was not necessary to protect
public health with an ample margin of
safety in light of the high cost and
limited addition health protection it
would provide. Therefore, we proposed
that the existing standard provided an
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
ample margin of safety and proposed to
re-adopt the existing MACT standard to
satisfy section 112(f) of the CAA.
Risk Acceptability. The revised risk
analysis we performed for this proposal
indicates that the cancer risks to the
individual most exposed is 10-in-1
million based on both actual and
MACT-allowable emissions. The cancer
incidence and the number of people
exposed to cancer risks of 1-in-1 million
or greater are not significantly changed
from the risk identified in the October
2008 proposal. Similarly, the risk
analysis continued to show no potential
for an adverse environmental effect or
human health multipathway effects, and
that chronic non-cancer health impacts
are unlikely. The revised assessment
indicated that an acute non-cancer HQ
as high as 0.4 could occur, based on the
REL value. Our additional analysis of
facility-wide risks showed that the
maximum facility-wide cancer risk is
70-in-1 million and the maximum
facility-wide non-cancer TOSHI is 1. It
also showed that the styrene butadiene
rubber production processes located at
the facilities with these maximum risk
values contribute approximately 5 and
10 percent to such risks, respectively.
Our additional analysis of the
demographics of the exposed
population may show disparities in
risks between demographic groups.
Based on this low cancer risk level and
in consideration of other health
measures and factors, including the low
cancer incidence (one case in every 250
years) and the low maximum noncancer risk level (TOSHI of 0.2), we
propose that the risks from the Styrene
Butadiene Rubber and Latex Production
source category are acceptable.
Ample Margin of Safety. Because we
are proposing that the risks are
acceptable, but still above 1-in-1
million, we then re-considered our 2008
ample margin of safety decision.
We have not identified any additional
control options or any changes to the
previously analyzed control option to
reduce risks. Our analysis does not
indicate a change in the emissions
reductions that could be achieved or the
cost of control for the control option
considered in the October 2008
proposal. Therefore, we continue to
propose that the current MACT standard
provides an ample margin of safety to
protect public health and the
environment, and we are proposing to
re-adopt the existing MACT standard to
satisfy section 112(f) of the CAA.
e. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, we
identified no advancements in practices,
VerDate Mar<15>2010
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processes, and control technologies
applicable to the emission sources in
the Group I Polymers and Resins
Production source categories in our
technology review, and we proposed to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA. In
that review we examined the regulatory
requirements and/or technical analyses
for subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the Group
I Polymers and Resins I Production
source categories, and we conducted a
search of the RBLC for controls for VOCand HAP-emitting processes in the
Group I Polymers and Resins
Production source categories. We have
not identified any additional
developments in practices, processes,
and control technologies since the
proposal date for the Styrene Butadiene
Rubber and Latex Production source
category. Thus, we are continuing to
propose to re-adopt the existing MACT
standard to satisfy section 112(d)(6) of
the CAA.
f. What other actions are we proposing?
The proposed changes to the SSM
provisions for the Group I Polymers and
Resins MACT, which apply to the
Styrene Butadiene Rubber and Latex
Production source category, are
discussed above in section V.B.1.f.
4. Nitrile Butadiene Rubber Production
Nitrile Butadiene Rubber Production
is one of the source categories for which
we proposed RTR decisions on October
10, 2008.
a. Overview of the Source Category
Nitrile butadiene rubber is a
copolymer of 1,3-butadiene and
acrylonitrile, and the Nitrile Butadiene
Rubber Production source category
includes any facility that polymerizes
1,3-butadiene and acrylonitrile. While
nitrile butadiene rubber is the primary
product at these facilities, styrenebutadiene rubber can also be produced
as a minor product by substituting
styrene for acrylonitrile as a monomer.
Depending on its specific composition,
nitrile butadiene rubber can be resistant
to oil and chemicals, a property that
facilitates its use in disposable gloves,
hoses, seals, and a variety of automotive
applications.
We identified one nitrile butadiene
rubber production facility currently
subject to the Polymers and Resins I
MACT standard. This facility is at a
plant site that also has other HAPemitting sources that are regulated
under separate MACT standards, for
which we have addressed or will
address in future rulemaking actions.
PO 00000
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Fmt 4701
Sfmt 4702
Acrylonitrile and 1,3-butadiene account
for the HAP emissions from this source
category (approximately 2 TPY). The
majority of HAP emissions are from
back-end process operations
(approximately 97 percent of the total
HAP by mass) for this source category.
We estimate that MACT-allowable
emissions from this source category are
approximately equal to reported, actual
emissions. For more detail about this
estimate of the ratio of actual to MACTallowable emissions, see the memo in
the docket for this action describing the
estimation of MACT-allowable emission
levels and associated risks and impacts.
b. What data were used in our risk
analyses?
We initially created a preliminary
data set for the Nitrile Butadiene Rubber
Production source category using
information we collected directly from
industry on emissions data and
emissions release characteristics. We
also reviewed the emissions and other
data to identify data anomalies that
could affect risk estimates. On March
29, 2007, we published an ANPRM (72
FR 29287) for the express purpose of
requesting comments and updates to
this data set, as well as to the data sets
for the other source categories addressed
in that ANPRM. Comments received in
response to the ANPRM were reviewed
and considered, and we made
adjustments to the data set where we
concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Nitrile Butadiene Rubber Production
source category, which formed the basis
for the proposed RTR actions included
in the October 10, 2008 proposal.
Since the proposal, we have
continued to scrutinize the existing data
set and have evaluated any additional
data that became available subsequent
to the October 10, 2008 proposal.
Specific questions we had concerning
current operations led us to develop a
questionnaire and ask for updated
emissions and emissions release
characteristics information. This
information was requested from the
facility in May 2010 using the authority
of section 114 of the CAA. We updated
our data set for this source category
based on the information received
through this request.
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c. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the Nitrile
Butadiene Rubber Production source
category. We have also conducted an
assessment of facility-wide risk and
performed a demographic analysis of
population risks. Table B.4.1 provides
an overall summary of the results of the
revised inhalation risk assessment.
TABLE B.4.1—NITRILE BUTADIENE RUBBER PRODUCTION REVISED INHALATION RISK ASSESSMENT RESULTS *
Maximum individual cancer risk
(in 1 million) 2
Number of facilities 1
Actual
emissions
level
2
2
1 .......................
Annual cancer
incidence
(cases per
year)
70
Allowable
emissions
level
Population at
risk ≥ 1-in-1
million
Maximum chronic non-cancer
TOSHI 3
0.0004
Actual
emissions
level
Allowable
emissions
level
0.009
0.009
Maximum off-site
acute non-cancer
HQ 4
HQAEGL–1 = 0.002 acrylonitrile
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Nitrile Butadiene Rubber Production source category is the reproductive
system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section III.A of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table B.4.1, the
results of the revised inhalation risk
assessment indicated the maximum
lifetime individual cancer risk could be
as high as 2-in-1 million, the maximum
chronic non-cancer TOSHI value could
be up to 0.009, and the maximum offfacility-site acute HQ value could be as
high as 0.002, based on the actual
emissions level and the AEGL–1 value
for acrylonitrile. The total estimated
national cancer incidence from these
facilities based on actual emission levels
is 0.0004 excess cancer cases per year,
or one case in every 2,500 years.
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standard indicate that actual and
allowable emissions are approximately
the same. Therefore, the risk results for
MACT-allowable emissions are equal to
those for actual emissions.
There were no reported emissions of
PB–HAP; therefore, we do not expect
potential for human health
multipathway risks or adverse
environmental impacts.
Table B.4.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE B.4.2—NITRILE BUTADIENE RUBBER PRODUCTION FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..............................................................................................................
Nitrile Butadiene Rubber Production source category contribution to this maximum facility-wide individual cancer risk 1 ....
Maximum facility-wide chronic non-cancer TOSHI .........................................................................................................................
Nitrile Butadiene Rubber Production source category contribution to this maximum facility-wide non-cancer TOSHI 1 ........
5
33%
0.03
30%
1 Percentage shown reflects Nitrile Butadiene Rubber Production source category contribution to the maximum facility-wide risks at the facility
with the maximum risk value shown.
The maximum individual cancer risk
from all HAP emissions at a facility that
contains nitrile butadiene rubber
production processes subject to the
Group I Polymers and Resins MACT
standard is estimated to be 5-in-1
million, and the maximum chronic noncancer TOSHI value is estimated to be
0.03. The estimated proportion of the
risk attributable to Nitrile Butadiene
Rubber Production source category
processes at this facility is
approximately 33 percent for cancer
risks and 30 percent for chronic noncancer risk. This facility also has
processes subject to the Group IV
Polymers and Resins MACT standard,
40 CFR part 63, subpart JJJ.
The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within
5 km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table B.4.3
below.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
TABLE B.4.3—NITRILE BUTADIENE RUBBER PRODUCTION DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions
basis
Maximum
risk
(in 1 million)
Nationwide ................
Source Category ......
Facility-wide ..............
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Total
(millions)
n/a
2
5
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285
0.00007
0.006
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Minority
%
African
American
%
25
94
95
Frm 00039
Other and
multiracial
%
Hispanic or
Latino
%
12
0
2
14
0
0.4
12
94
93
Fmt 4701
Sfmt 4702
E:\FR\FM\21OCP2.SGM
Native
American
%
0.9
0
0.1
21OCP2
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
33
23
13
14
17
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mstockstill on DSKH9S0YB1PROD with PROPOSALS2
The results of the demographic
analysis show that, for the Nitrile
Butadiene Rubber Production source
category, of the population of 70 people
with cancer risk greater than 1-in-1
million, 94 percent could be classified
as a ‘‘Minority,’’ 94 percent are included
in the ‘‘African-American’’ demographic
group, 33 percent are included in the
‘‘Below Poverty Level’’ demographic
group, and 14 percent are included in
the ‘‘Over 25 Without a High School
Diploma’’ demographic group. The
percentage of the population for these
demographic categories within 5 km of
a nitrile butadiene rubber production
facility and with a cancer risk greater
than 1-in-1 million is higher than
distribution of these demographic
groups across the United States. The
table also shows that the results of the
demographic analysis for the 6,000
people at cancer risk greater than 1-in1 million from facility-wide emissions
are similar to the results for the source
category.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
d. What are our proposed decisions on
risk acceptability and ample margin of
safety?
October 2008 Proposed Decision. In
our October 2008 proposal, we proposed
that the risks were acceptable because
the risks results indicated that cancer
risks to the individual most exposed to
emissions from the category of 60-in-1
million were greater than 1-in-1 million
but less than 100-in-1 million. We then
analyzed other risk factors in the ample
margin of safety determination. In this
analysis, we proposed that emissions
from the source category posed no
potential for an adverse environmental
effect, did not pose potential for human
health multipathway risks, and were
unlikely to cause acute or chronic noncancer health impacts. We also
identified one emissions control option
that would reduce risks. We proposed
that such control was not necessary to
protect public health with an ample
margin of safety in light of the high cost
and limited addition health protection it
would provide. Therefore, we proposed
that the existing standard provided an
ample margin of safety and proposed to
re-adopt the existing MACT standard to
satisfy section 112(f) of the CAA.
Risk Acceptability. The revised risk
analysis we performed for this proposal
indicates that the cancer risks to the
individual most exposed is 2-in-1
million based on both actual and
MACT-allowable emissions. The cancer
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incidence and the number of people
exposed to cancer risks of 1-in-1 million
or greater are much less than the risk
identified in the October 2008 proposal.
Similarly, the risk analysis continued to
show no potential for an adverse
environmental effect or human health
multipathway effects, and that acute or
chronic non-cancer health impacts are
unlikely. Our additional analysis of
facility-wide risks showed that the
maximum facility-wide cancer risk is
5-in-1 million and that the maximum
chronic non-cancer risks are unlikely to
cause health impacts. Our additional
analysis of the demographics of the
exposed population may show
disparities in risks between
demographic groups, but only for the 60
people at cancer risk greater than 1-in1 million. Based on this low cancer risk
level and in consideration of other
health measures and factors, including
the low cancer incidence (one case in
every 2,500 years) and the low
maximum non-cancer risk level (TOSHI
of 0.009), we propose that the risks from
the Nitrile Butadiene Rubber Production
source category are acceptable.
Ample Margin of Safety. Because we
are proposing that the risks are
acceptable, but still above 1-in-1
million, we then re-considered our
October 2008 ample margin of safety
decision.
We have not identified any additional
control options or any changes to the
previously analyzed control option. Our
analysis does not indicate a change in
the emissions reductions that could be
achieved or the cost of control for the
control option considered in the
October 2008 proposal. Therefore, we
continue to propose that the current
MACT standard provides an ample
margin of safety to protect public health
and the environment, and we are
proposing to re-adopt the existing
MACT standard to satisfy section 112(f)
of the CAA.
e. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, we
identified no advancements in practices,
processes, and control technologies
applicable to the emission sources in
the Group I Polymers and Resins
Production source categories in our
technology review, and we proposed to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA. In
that review we examined the regulatory
requirements and/or technical analyses
for subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the Group
I Polymers and Resins Production
source categories, and we conducted a
PO 00000
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Fmt 4701
Sfmt 4702
search of the RBLC for controls for VOCand HAP-emitting processes in the
Group I Polymers and Resins
Production source categories. We have
not identified any additional
developments in practices, processes,
and control technologies since the
proposal date for the Nitrile Butadiene
Rubber Production source category.
Thus, we are continuing to propose to
re-adopt the existing MACT standard to
satisfy section 112(d)(6) of the CAA.
f. What other actions are we proposing?
SSM Provisions. The proposed
changes to the Group I Polymers and
Resins MACT, which apply to the
Nitrile Butadiene Rubber Production
source category, are discussed above in
section V.B.1.f.
Significant Emission Points Not
Previously Regulated. We identified the
absence of a standard for a significant
emissions source in the category in the
provisions of the Group I Polymers and
Resins MACT standard that apply to the
Nitrile Butadiene Rubber Production
source category. Specifically, there are
no back-end process operation emission
limits for this source category.36 As
these processes are major sources of
emissions for the one facility in the
source category, we are proposing to set
standards for back-end process
operations under CAA section 112(d)(2)
and (d)(3) in this action.
The emission limit we are proposing
today represents the MACT floor level
of control. As there is only one facility
in the source category, the emissions
limitation achieved by this facility is the
MACT floor. The annual emissions from
the back-end process operations at this
facility are approximately 2 TPY. There
are 11 separate dryer vents; one is
controlled, while the others are
uncontrolled. The controlled vent emits
around 0.003 TPY of 1,3-butadiene and
0.002 TPY of acrylonitrile. The
regenerative thermal oxidizer used on
this vent achieves approximately 96
percent control of the acrylonitrile
emissions, but no control of 1,3butadiene. The collection of 10
uncontrolled vents emit around 0.8 TPY
of 1,3-butadiene and 0.9 TPY of
acrylonitrile.
As part of our beyond-the-floor
analysis, we considered alternatives
more stringent than the MACT floor
option. We identified one option using
add-on emission controls that would
require the ducting of emissions from
the currently uncontrolled back-end
process operations emission source to a
control device, such as an incinerator.
36 Note that these uncontrolled emissions were
included in the baseline risk assessment.
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This option would also require an initial
performance test of the incinerator and
continuous parameter monitoring
averaged daily. The capital costs of this
option are estimated to be
approximately $1,600,000 and the total
annual costs are estimated to be
approximately $11,400,000/year. We
estimate that an incinerator would
achieve an emissions reduction of 98
percent, resulting in a HAP decrease of
approximately 1.7 TPY, with a cost-
effectiveness of approximately
$6,700,000/ton. Table B.4.4 summarizes
the cost and emission reduction impacts
of the proposed options.
TABLE B.4.4—NITRILE BUTADIENE RUBBER PRODUCTION FACILITY BACK-END OPTION IMPACTS
Regulatory alternatives
Baseline ...........................................................................................
1 (MACT floor) ...............................................................................
2 (Beyond-the-floor) ......................................................................
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
In addition to the cost and emission
reduction impacts shown in Table B.4.4,
we estimate that the beyond-the-floor
option will result in increases in criteria
pollutant and carbon dioxide emissions
(PM¥2 TPY, SO2¥0.4 TPY, NOX¥133
TPY, CO¥23 TPY, and CO2¥80,000
TPY) and an increase in energy use of
approximately 1,400,000 BTU/year at a
cost of approximately $385,000/year.
We believe that the costs and other
impacts of this beyond-the-floor option
are not reasonable, given the level of
emission reduction. Therefore, we are
proposing Option 1, the MACT floor
option. We are requesting comment on
this analysis and these options.
As noted above, we are proposing that
the MACT standard, prior to the
implementation of the proposed
emission limitation to the back-end
process operations discussed in this
section, provides an ample margin of
safety to protect public health. Since the
proposed emission limitation represents
the existing level of control for the
single plant in the source category, this
proposed emission limitation will not
have an impact on risk. Therefore, we
maintain that after its implementation,
the rule will continue to provide an
ample margin of safety to protect public
health. Consequently, we do not believe
it will be necessary to conduct another
residual risk review under CAA section
112(f) for this source category 8 years
following promulgation of new backend process limitations, merely due to
the addition of this new MACT
requirement.
5. Neoprene Rubber Production
Neoprene Rubber Production is one of
the source categories for which we
proposed and finalized RTR decisions
on December 12, 2007 (72 FR 70543)
and December 16, 2008 (73 FR 76220),
respectively.
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Capital cost
(million $)
Annual cost
(million $/yr)
Cost-effectiveness as compared to baseline
(million $/ton
HAP removed)
............................
0
1.6
............................
0
11.4
............................
............................
6.7
HAP emissions
(TPY)
1.7
1.7
0.04
a. Overview of the Source Category
Neoprene is a polymer of chloroprene.
Neoprene was originally developed as
an oil-resistant substitute for natural
rubber, and its properties allow its use
in a wide variety of applications,
including wetsuits, gaskets and seals,
hoses and tubing, plumbing fixtures,
adhesives, and other products. We have
identified one neoprene rubber
production facility currently subject to
the Polymers and Resins I MACT
standards.
For the Neoprene Rubber Production
source category, we have proposed and
finalized a decision not to revise the
standards for those source categories
based on our RTR. As noted above, this
decision was proposed on December 12,
2007 and finalized on December 16,
2008. Since the Neoprene Production
source category was determined to be
‘‘low risk’’ (maximum lifetime cancer
risk less than 1-in-1 million), we did not
believe it was necessary to conduct a
facility-wide or demographic risk
analysis. Therefore, we are not
addressing the RTR in today’s notice for
this source category.
b. What other actions are we proposing?
SSM Provisions. The proposed
changes to the Group I Polymers and
Resins MACT, which apply to the
Neoprene Rubber Production source
category, are discussed above in section
V.B.1.f.
Significant Emission Points Not
Previously Regulated. We identified in
the provisions of the Group I Polymers
and Resins MACT standard that apply
to the Neoprene Rubber Production
source category the absence of a
standard for a significant emissions
source in the category. Specifically,
there are no back-end process operation
emission limits for this source category.
PO 00000
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Fmt 4701
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As these processes are major sources of
emissions for the one facility in the
source category, we are proposing to set
standards for back-end process
operations under CAA sections
112(d)(2) and (3) in this action.
As there is only one facility in the
source category, the emissions level
currently being achieved by this facility
represents the MACT floor. The annual
emissions from the back-end process
operations at this facility are
approximately 14 TPY. There are 11
separate dryer vents collectively
emitting around 14 TPY of toluene.
None of the vents are controlled.
Therefore, we have determined that the
MACT floor for the back-end process is
14 TPY based on stripping and HAP
recovery, given current production
levels, but which would fluctuate
proportionally with an increase or
decrease in production levels.
As part of our beyond-the-floor
analysis, we considered alternatives
more stringent than the MACT floor
option. We identified one option using
add-on emission controls that would
require the ducting of emissions from
the back-end process operations to a
control device, such as an incinerator.
This option would also require an initial
performance test of the incinerator and
continuous parameter monitoring
averaged daily. The capital costs of this
option are estimated to be
approximately $1,300,000 and the total
annual costs are estimated
approximately $4,800,000 per year. We
estimate that an incinerator would
achieve an emissions reduction of 98
percent, resulting in a HAP decrease of
approximately 22.6 TPY, with a costeffectiveness of approximately $213,000
per ton. Table B.5.1 summarizes the
impacts of the proposed options.
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TABLE B.5.1—NEOPRENE RUBBER PRODUCTION FACILITY BACK-END OPTION IMPACTS
Regulatory alternatives
Baseline ...........................................................................................
1 (MACT floor) ...............................................................................
2 (Beyond-the-floor) ......................................................................
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
In addition to the cost and emission
reduction impacts shown in Table B.5.1,
we estimate that the beyond-the-floor
option will result in increases in criteria
pollutant and carbon dioxide emissions
(PM ¥ 0.8, SO2 ¥ 0.2 TPY, NOX ¥ 55
TPY, CO ¥ 10 TPY, and CO2 ¥ 33,000
TPY) and an increase in energy use of
approximately 560,000 million BTU/
year at a cost of approximately
$159,000/year.
We believe that the costs and other
impacts of this beyond-the-floor option
are not reasonable, given the level of
emission reduction. Therefore, we are
proposing Option 1, the MACT floor
option. We are requesting comment on
this analysis and these options.
As noted above, we have proposed
and finalized a decision that the MACT
standard for neoprene rubber
production, prior to the implementation
of the proposed emission limitation to
the back-end process operations
discussed in this section, provides an
ample margin of safety to protect public
health. Since this source category was
‘‘low risk’’ prior to this proposed
emission limitation, we maintain that
after their implementation, the rule will
continue to provide an ample margin of
safety to protect public health.
Consequently, we do not believe it will
be necessary to conduct another
residual risk review under CAA section
112(f) for this source category 8 years
following promulgation of new backend process limitations, merely due to
the addition of this new MACT
requirement.
6. Ethylene Propylene Rubber
Production
Ethylene Propylene Rubber
Production is one of the source
categories for which we proposed and
finalized RTR decisions on December
12, 2007 (72 FR 70543) and December
16, 2008 (73 FR 76220), respectively.
a. Overview of the Source Category
Ethylene propylene rubber is an
elastomer prepared from ethylene and
propylene monomers. Common uses for
these elastomers include radiator and
heater hoses, weather stripping, door
and window seals for cars, construction
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Capital cost
(million $)
HAP
emissions
(TPY)
23
23
0.5
Annual cost
(million$/yr)
Cost-effectiveness as
compared to
baseline ($/ton
HAP removed)
............................
0
1.3
............................
0
4.8
............................
............................
213,000
plastics blending, wire and cable
insulation and jackets, and single-ply
roofing membranes.
For the Ethylene Propylene Rubber
Production source category, we have
proposed and finalized a decision not to
revise the standards for this source
category based on our RTR. As noted
above, this decision was proposed on
December 12, 2007 and finalized on
December 16, 2008. Since the Ethylene
Propylene Rubber Production source
category was determined to be ‘‘low
risk’’ (maximum lifetime cancer risk less
than 1-in-1 million), we did not believe
it was necessary to conduct a facilitywide or demographic risk analysis.
Therefore, we are not addressing the
RTR in this notice for this source
category.
b. What other actions are we proposing?
SSM Provisions. The proposed
changes to the SSM provisions for the
Group I Polymers and Resins MACT,
which apply to the Ethylene Propylene
Rubber Production source category, are
discussed above in section V.B.1.f.
Significant Emission Points Not
Previously Regulated. We identified in
the provisions of the Group I Polymers
and Resins MACT standard that apply
to the Ethylene Propylene Rubber
Production source category the absence
of a standard for a significant emissions
source in the category. Specifically, the
rule requires that emissions from Group
1 front-end process vents be routed to a
control device that achieves 98 percent
reduction in organic HAP emissions but
does not require the control of hydrogen
halides and halogens from the outlet of
combustion devices. All three currentlyoperating facilities in this source
category control the organic HAP
emissions in accordance with the
requirements in the rule (i.e., reduce
organic HAP emissions by 98 percent).
This represents the MACT floor for this
source category. However, one facility
routes a chlorinated organic compound
to a flare, which results in emissions of
HCl that are not regulated by the current
MACT requirements. When chlorinate
organics are burned in a flare, there are
variations in the combustion which
likely results in the formation of
PO 00000
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Fmt 4701
Sfmt 4702
combustion by-products. These
combustion by-products could include
trace chlorinated compounds such as
dioxins and furans. Due to the level of
HCl emissions resulting from the
combustion of chlorinated organic
compounds in Group 1 streams, we are
proposing to require control of these
HCl emissions for the Ethylene
Propylene Rubber Production source
category.
As part of our beyond-the-floor
analysis, we considered alternatives to
reduce these HCl emissions, which are
more stringent than the MACT floor
option. We identified the option of
eliminating the exemption from the
requirement to control hydrogen halides
and halogens from the outlet of
combustion devices. The one facility
reports around 20 TPY of HCl emissions
resulting from the combustion of
chlorinated organic compounds in a
flare. The other two facilities indicated
that they do not emit any HCl emissions
resulting from the combustion of
chlorinated organic compounds. We
estimated that the capital costs for the
facility to replace the flare with an
incinerator followed by a scrubber to
reduce the HCl would be approximately
$985,000 and the total annual costs are
estimated to be approximately $446,000
per year. While there would be no
additional reduction in organic HAP
from this requirement, the HCl
emissions would be reduced by 99
percent, or 19.6 TPY. The costeffectiveness of this option would be
approximately $21,000 per ton.
However, this ethylene propylene
rubber process is co-located with the
halobutyl rubber process, which also
vents a vent stream containing
chlorinated organic compounds to a
flare, resulting in HCl emissions. We
estimated the costs of a single
incinerator and scrubber to control the
streams containing chlorinated organics
from both the ethylene propylene rubber
and halobutyl rubber processes. The
estimated capital cost of this control
scenario is $1,100,000 and the annual
cost is $640,000 per year. This would
still achieve the same HCl emission
reduction from the ethylene propylene
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rubber process (19.6 TPY), and the
overall cost-effectiveness considering
the reductions from the ethylene
propylene rubber and halobutyl rubber
would be around $6,700 per ton. Table
B.6.1 summarizes the impacts of the
proposed options.
TABLE B.6.1—ETHYLENE PROPYLENE RUBBER PRODUCTION FACILITY FRONT-END OPTIONS IMPACTS
Capital cost
($million)
HAP
emissions
(TPY HAP)
Regulatory alternatives
Baseline ...........................................................................................
1 (MACT floor) ...............................................................................
2 (Beyond-the-floor) ......................................................................
20
20
0.2
Annual cost
($million/yr)
Costeffectiveness
as compared
to baseline
($/ton HAP
removed)
............................
0
* 1.1
............................
0
* 0.6
............................
............................
* 6,700
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* Assuming a shared control incinerator/scrubber combination is used for both the ethylene propylene rubber and halobutyl rubber processes.
In addition to the cost and emission
reduction impacts shown in Table B.6.1,
we estimate that the beyond-the-floor
option will result in increases in criteria
pollutant and carbon dioxide emissions
(PM ¥ 0.03 TPY, SO2 ¥ 0.006 TPY,
NOX ¥ 2 TPY, CO ¥ 0.4 TPY, and CO2
¥ 1,200 TPY), the generation of
approximately 29 million gallons/year
of wastewater, and an increase in energy
use of approximately 21,000 million
BTU/year at a cost of approximately
$7,000/year.
We believe that the costs and other
impacts of this beyond-the-floor option
are reasonable, given the level of
emission reduction. Therefore, we are
proposing Option 2, the beyond-thefloor option. We are requesting
comment on this analysis and these
options.
As noted above, we have proposed
and finalized a decision that the MACT
standard for ethylene propylene rubber
production, prior to the implementation
of the proposed emission limitation
discussed in this section, provides an
ample margin of safety to protect public
health. Since this source category was
‘‘low risk’’ prior to this proposed
emission limitation, we maintain that
after its implementation, which will
only further reduce HAP emissions, the
rule will continue to provide an ample
margin of safety to protect public health.
Consequently, we do not believe it will
be necessary to conduct another
residual risk review under CAA section
112(f) for this source category 8 years
following promulgation of new
limitations, merely due to the addition
of this new MACT requirement.
7. Butyl Rubber Production
Butyl Rubber Production is one of the
source categories for which we
proposed and finalized RTR decisions
on December 12, 2007 (72 FR 70543)
and December 16, 2008 (73 FR 76220),
respectively.
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a. Overview of the Source Category
The Butyl Rubber Production source
category includes any facility that
manufactures copolymers of isobutylene
and isoprene. A typical composition of
butyl rubber is approximately 97
percent isobutylene and 3 percent
isoprene. Modified, derivative, and
halogenated copolymers and latexes are
also included in this source category.
Butyl rubber is typically made by a
precipitation (slurry) polymerization
process in which isobutylene and
isoprene are copolymerized in methyl
chloride solvent. Butyl rubber is very
impermeable to common gases and
resists oxidation. Uses for butyl rubber
include tires, tubes, and tire products;
automotive mechanical goods;
adhesives, caulks, and sealants; and
pharmaceutical uses. A specialty group
of butyl rubbers are halogenated butyl
rubbers, which are produced
commercially by dissolving butyl rubber
in hydrocarbon solvent and contacting
the solution with gaseous or liquid
elemental halogens such as chlorine or
bromine. For the purpose of the MACT
standards, this source category is
divided into two subcategories: butyl
rubber and halobutyl rubber.
For the Butyl Rubber Production
source category, we have proposed and
finalized a decision not to revise the
standards for this source category based
on our RTR. As noted above, this
decision was proposed on December 12,
2007 and finalized on December 16,
2008. Since the Butyl Rubber
Production source category was
determined to be ‘‘low risk’’ (maximum
lifetime cancer risk less than 1-in-1
million), we did not believe it was
necessary to conduct a facility-wide or
demographic risk analysis. Therefore,
we are not addressing the RTR in this
notice for this source category.
b. What other actions are we proposing?
SSM Provisions. The proposed SSM
changes to the Group I Polymers and
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Resins MACT, which apply to the Butyl
Rubber Production source category, are
discussed above in section V.B.1.f.
Significant Emission Points Not
Previously Regulated. We identified in
the provisions of the Group I Polymers
and Resins MACT standard that apply
to both Butyl Rubber Production
subcategories the absence of standards
for two significant emissions sources in
each of the Butyl Rubber Production
subcategories. Specifically, these
situations are HCl emissions from frontend process vents and emissions from
back-end process operations.
The rule requires that emissions from
Group 1 front-end process vents be
routed to a control device that achieves
98 percent reduction in organic HAP
emissions but does not require the
control of hydrogen halides and
halogens from the outlet of combustion
devices. Both facilities in these
subcategories control the organic HAP
emissions in accordance with the
requirements in the rule (i.e., reduce
organic HAP emissions by 98 percent).
This represents the MACT floor for
these subcategories. However, these
facilities route a chlorinated organic
compound to a flare, which results in
emissions of HCl that are exempted
from the current MACT requirements.
Due to the level of HCl emissions
resulting from the combustion of
chlorinated organic compounds in
Group 1 streams, we are proposing to
require control of these HCl emissions
for both the Butyl Rubber Production
and Halobutyl Rubber Production
subcategories.
As there is only one facility in each
subcategory, the existing level of control
for organic HAP emissions represents
the MACT floor. As part of our beyondthe-floor analysis, we considered
alternatives to reduce the HCl
emissions, which are more stringent
than the MACT floor option. For frontend process vents, we identified the
option of eliminating the exemption
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from the requirement to control
hydrogen halides and halogens from the
outlet of combustion devices. The butyl
rubber facility reported HCl emissions
of 30.1 TPY, while the halobutyl rubber
facility reported 76.8 TPY. Since
scrubbers could not be installed on the
outlet of these combustion devices to
reduce the HCl emissions by 99 percent,
the butyl rubber facility and the
halobutyl rubber facility would need to
install new incinerators followed by
scrubbers to comply with this beyondthe-floor requirement. We estimate that
the capital costs for this would be
$669,000 for the butyl rubber facility
and $984,000 for the halobutyl rubber
facility. The total annual costs would be
around $235,000 per year for the butyl
rubber facility and $424,000 per year for
the halobutyl rubber facility. Since there
would be no additional reduction in
organic HAP emissions from what is
being achieved by the current controls,
the only emission reduction would a 99
percent reduction in HCl emissions, or
29.8 TPY for the butyl rubber facility
and 76 TPY for the halobutyl rubber
facility. Thus, the cost-effectiveness of
these beyond-the-floor options would be
approximately $7,900 per ton for butyl
rubber and $6,000 per ton for halobutyl
rubber. However, this halobutyl rubber
process is co-located with an ethylene
propylene rubber process, which also
vents a vent stream containing
chlorinated organic compounds to a
flare, resulting in HCl emissions. As
these streams could be controlled using
the same equipment at this facility, we
estimated the costs of a single
incinerator and scrubber to control the
streams containing chlorinated organics
from both the ethylene propylene rubber
and halobutyl rubber processes. The
estimated capital cost of this control
scenario is $1,100,000 and the annual
cost is $640,000 per year. This would
still achieve the same HCl emission
reduction from the halobutyl rubber
process (76 TPY), and the overall costeffectiveness considering the reductions
from the ethylene propylene rubber and
halobutyl rubber would be around
$6,700 per ton. Tables B.7.1 and B.7.2
summarize the impacts of the proposed
options.
TABLE B.7.1—BUTYL RUBBER PRODUCTION FACILITY FRONT-END OPTIONS IMPACTS
Capital cost
($million)
HAP
emissions
(TPY HAP)
Regulatory alternatives
Baseline .......................................................................................................
1 (MACT floor) ...........................................................................................
2 (Beyond-the-floor) ..................................................................................
30.1
30.1
0.3
Annual cost
($million/yr)
Costeffectiveness
as compared to
baseline
($/ton HAP
removed)
........................
0
0.6
............................
0
0.2
............................
............................
$7,900
TABLE B.7.2—HALOBUTYL RUBBER PRODUCTION FACILITY FRONT-END OPTIONS IMPACTS
Capital cost
($million)
HAP
emissions
(TPY HAP)
Regulatory alternatives
Baseline ...........................................................................................
1 (MACT floor) ...............................................................................
2 (Beyond-the-floor) ......................................................................
76.8
76.8
0.8
Annual cost
($million/yr)
Costeffectiveness
as compared to
baseline
($/ton HAP
removed)
............................
0
* 1.1
............................
0
* 0.6
............................
............................
* $6,700
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
* Assuming a shared control incinerator/scrubber combination is used for both the ethylene propylene rubber and halobutyl rubber processes.
In addition to the cost and emission
reduction impacts shown in Table B.7.1
for butyl rubber production, we estimate
that the beyond-the-floor option will
result in increases in criteria pollutant
and carbon dioxide emissions (PM ¥
0.004 TPY, SO2 ¥ 0.001 TPY, NOX ¥
2 TPY, CO ¥ 0.05 TPY, and CO2 ¥ 160
TPY), the generation of approximately
31 million gallons/year of wastewater,
and an increase in energy use of around
3,000 million BTU/year at a cost of
approximately $3,000/year.
In addition to the cost and emission
reduction impacts shown in Table B.6.2
for halobutyl rubber production, we
estimate that the beyond-the-floor
option will result in increases in criteria
pollutant and carbon dioxide emissions
(PM ¥ 0.03 TPY, SO2 ¥ 0.006 TPY,
NOX ¥ 2 TPY, CO ¥ 0.4 TPY, and CO2
¥ 1,200 TPY), the generation of
approximately 29 million gallons/year
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of wastewater, and an increase in energy
use of around 21,000 million BTU/year
at a cost of approximately $7,000/year.
We believe that the costs and other
impacts of these beyond-the-floor
options are reasonable, given the level
of emission reduction. Therefore, we are
proposing Option 2, the beyond-thefloor option, for both the Butyl Rubber
Production and Halobutyl Rubber
Production subcategories. We are
requesting comment on this analysis
and these options.
We also noted that there are no backend process operation emission limits
for either the Butyl Rubber Production
or Halobutyl Rubber Production
subcategories. As there is only one
facility in each subcategory, the backend process operations emissions level
currently being achieved by these
facilities represents the MACT floor.
The annual emissions from the
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uncontrolled back-end process
operations at the butyl rubber facility
are approximately 26 TPY, and 35 TPY
at the halobutyl facility. There are two
separate dryer vent streams at the butyl
rubber facility, with one stream
controlled. The controlled stream emits
around 28 TPY of hexane. The
regenerative thermal oxidizer used to
control emissions achieves
approximately 98-percent control. There
are four separate dryer vents at the
halobutyl facility and one vent is
controlled. The controlled vent emits
around 18 TPY of hexane. The
regenerative thermal oxidizer used to
control emissions achieves
approximately 97-percent control of the
hexane emissions. The four
uncontrolled vents collectively emit
around 35 TPY of hexane. Therefore, we
have determined that the MACT floors
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for these processes are these emission
levels, given current production levels,
but which would fluctuate
proportionally with an increase or
decrease in production levels.
As part of our beyond-the-floor
analysis, we considered alternatives
more stringent than the MACT floor
option. We identified one option using
add-on emission controls that would
require the ducting of emissions from
the uncontrolled back-end process
operations to a control device, such as
an incinerator. This option would also
require an initial performance test of the
incinerator and continuous parameter
monitoring averaged daily. For the Butyl
Rubber Production subcategory, the
capital costs of this option are estimated
to be approximately $235,000 and the
total annual costs are estimated to be
approximately $181,000. For the
Halobutyl Rubber Production
subcategory, the capital costs of this
option are estimated to be
approximately $950,000 and the total
annual costs are estimated to be
approximately $1,600,000 per year. We
estimate that an incinerator would
achieve an emissions reduction of 98
percent, resulting in a HAP decrease of
approximately 26 TPY for the Butyl
Rubber Production subcategory and 34
for Halobutyl Rubber Production
subcategory. The associated costeffectiveness values would be
approximately $7,000 per ton for Butyl
Rubber Production subcategory and
$47,000/ton for Halobutyl Rubber
Production subcategory. Tables B.7.3
and B.7.4 summarize the impacts of the
proposed options.
TABLE B.7.3—BUTYL RUBBER PRODUCTION SUBCATEGORY FACILITY BACK-END OPTION IMPACTS
Capital cost
($million)
Annual cost
($million/yr)
Costeffectiveness
as compared to
baseline
($/ton HAP
removed)
..............................
0
0.2
..............................
0
0.2
............................
............................
$7,000
HAP
emissions
(TPY HAP)
Regulatory alternatives
Baseline .......................................................................................
1 (MACT floor) ...........................................................................
2 (Beyond-the-floor) ..................................................................
54
54
28
TABLE B.7.4—HALOBUTYL RUBBER PRODUCTION SUBCATEGORY FACILITY BACK-END OPTION IMPACTS
HAP
Emissions
(TPY HAP)
Regulatory alternatives
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
Baseline .......................................................................................................
1 (MACT floor) ...........................................................................................
2 (Beyond-the-floor) ..................................................................................
In addition to the cost and emission
reduction impacts shown in Table B.7.3
for Butyl Rubber Production
subcategory, we estimate that the
beyond-the-floor option will result in
increases in criteria pollutant and
carbon dioxide emissions (PM ¥ 0.01,
SO2 ¥ 0.003 TPY, NOX ¥ 8 TPY, CO
¥ 0.2 TPY, and CO2 ¥ 600 TPY) and
an increase in energy use of
approximately 10,000 million BTU/year
at a cost of approximately $6,000/year.
In addition to the cost and emission
reduction impacts shown in Table B.7.4
for Halobutyl Rubber Production
subcategory, we estimate that the
beyond-the-floor option will result in
increases in criteria pollutant and
carbon dioxide emissions (PM ¥0.25,
SO2 ¥0.05 TPY, NOX ¥17 TPY, CO ¥3
TPY, and CO2 ¥10,500 TPY) and an
increase in energy use of approximately
170,000 million BTU/year at a cost of
approximately $49,000/year.
We believe that the costs and other
impacts of the beyond-the-floor option
for back-end process operations for the
Butyl Rubber Production subcategory
are reasonable, given the level of
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53
53
19
Capital cost
($million)
Annual cost
($million/yr)
Costeffectiveness
as compared to
baseline
($/ton HAP
removed)
........................
0
1
............................
0
1.6
............................
............................
$47,000
emission reduction. Therefore, we are
proposing Option 2 for the Butyl Rubber
Production subcategory, the beyond-thefloor option. We are requesting
comment on this analysis and these
options.
We believe that the costs and other
impacts of the beyond-the-floor option
for the Halobutyl Rubber Production
subcategory back-end process
operations are not reasonable, given the
level of emission reduction. Therefore,
we are proposing Option 1, the MACT
floor option. We are requesting
comment on this analysis and these
options.
As noted above, we have proposed
and finalized a decision that the MACT
standard for the Butyl Rubber
Production source category, prior to the
implementation of the proposed
emission limitations to the front-end
process vent and back-end process
operations discussed in this section,
provides an ample margin of safety to
protect public health. Since both
subcategories of this source category
were ‘‘low risk’’ prior to these proposed
emission limitations, we maintain that
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after their implementation, which will
only further reduce HAP emissions, the
rule will continue to provide an ample
margin of safety to protect public health.
Consequently, we do not believe it will
be necessary to conduct another
residual risk review under CAA section
112(f) for this source category 8 years
following promulgation of new frontend process vent and back-end process
limitations, merely due to the addition
of these new MACT requirements.
C. What are the results and proposed
decisions for the Marine Tank Vessel
Loading Operations source category?
1. Overview of the Source Category and
MACT Standards
The NESHAP for MTVLO were
promulgated on September 19, 1995 (60
FR 48388), and codified at 40 CFR part
63, subpart Y. The MTVLO MACTbased standards apply to major sources
and regulate HAP emissions from: Landbased terminals, off-shore terminals,
and the Alyeska Pipeline Service
Company’s Valdez Marine Terminal.
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MTVLO are conducted at terminals
that load liquid commodities in bulk,
such as crude oil, gasoline, and other
fuels, and some chemicals and solvent
mixtures. The cargo is pumped from the
terminal’s large, above-ground storage
tanks through a network of pipes into a
storage compartment (tank) on the
vessel. Emissions occur as vapors are
displaced from the tank as it is being
filled. Most MTVLO facilities are either
independent terminals or are associated
with petroleum refineries or synthetic
organic chemical manufacturers.
For purposes of the MTVLO analysis,
we considered only emissions from
those sources that are part of the
MTVLO source category. We recognize
that there are additional sources of
emissions at these facilities that are not
part of the MTVLO source category.
Those emission sources include
emissions from hatch leaks or J tubes
during transit, lightering operations,
ballasting wastewater from nonsegregated ballasting, cleaning of the
cargo tank (especially when changing
products), and ventilating the cargo tank
prior to loading. We are investigating
these sources to understand their
emissions and any controls used to
reduce those emissions and request
information about these sources that are
currently not part of the MTVLO source
category.
The primary emission sources of
displaced vapors associated with
MTVLO activities include open tank
hatches and overhead vent systems.
Other possible emission points are
hatch covers or domes, pressure or
vacuum relief valves, seals, and vents.
The MACT standards require control of
all displaced vapors that result from
product loading at affected sources
irrespective of the point from which
those vapors are emitted. Typical
control devices used to reduce HAP
emissions at affected facilities include
vapor collection systems routed to
either combustion or recovery devices,
such as flares, incinerators, absorbers,
carbon adsorbers, and condensers.
When we developed the MTVLO
MACT, we estimated that approximately
300 major source facilities with MTVLO
would be subject to the MACT
standards. However, data in the 2005
NEI were only available for 152 facilities
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subject to the MACT standards and the
analyses discussed in this section are
based on these 152 facilities. We believe
the 152 facilities emit HAP that are
representative of HAP emissions within
the source category because, based on
available information, we expect that
the rest of the facilities in the source
category generally emit the same HAP as
do the 152 modeled facilities. In
addition, we expect that these 152
terminals represent the larger-emitting
terminals, based on the specific
terminals included in the 2005 NEI and
the average reported emissions from
these terminals (2.8 TPY of HAP on
average).
Marine terminals with MTVLO
located at petroleum refineries are not
part of the MTVLO source category, but
are subject to the MTVLO MACT-based
standards because the Refinery
NESHAP, 40 CFR part 63, subpart CC,
incorporate those requirements by
reference. However, marine terminals
that are part of the Petroleum Refineries
source category were not included in
this risk assessment because they are
not in the MTVLO source category. For
these reasons, we are proposing to
exclude refineries from the additional
control requirements that are being
proposed in this action. Loading
operations at marine terminals that are
part of the Petroleum Refineries source
category will be addressed in a separate
RTR rulemaking action.
2. What data were used in our risk
analyses?
We initially created a preliminary
data set for the source category using
data in the 2002 NEI Final Inventory,
Version 1 (made publicly available on
February 26, 2006), which we reviewed
and changed where necessary to ensure
that the proper facilities were included
and that emissions from the proper
processes were allocated to the MTVLO
source category. We also reviewed the
emissions and other data to identify
data anomalies that could affect risk
estimates. On March 29, 2007, we
published an ANPRM (72 FR 29287)
requesting comments on and updates to
this data set, as well as the data sets for
the other source categories included in
the notice. Comments received in
response to the ANPRM were reviewed
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and considered, and adjustments were
made to the data set where we
concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, we created the data set on
which we based the initial proposal.
This data set was used to conduct the
risk assessment and other analyses for
the MTVLO source category that formed
the basis for the actions included in the
October 2008, proposal.
Since the initial October 2008
proposal, we have continued to
scrutinize the existing data set and have
evaluated all additional data that
became available subsequent to the
proposal. Uncertainty about possible
changes in the industry led us to extract
more recent data from the NEI and,
ultimately, to replace the entire 2002
NEI–based MTVLO data set with a data
set based on the 2005 NEI. Additionally,
we continue to work with industry
representatives to resolve data issues
found with facilities modeled with a
MIR above 1-in-1 million (discussed in
the next section) using the 2005 NEI
data. The industry’s review to date is
provided in the docket for public review
and comment.
The 2005 NEI-based data set shows
420 TPY of total HAP emissions from
the 152 modeled facilities in the data
set. Hexane, methyl tertiary butyl ether,
toluene, methanol, benzene, and
xylenes account for the majority of the
HAP emissions from loading operations
included in the MTVLO source category
at the 152 facilities in the data set
(approximately 350 TPY, or 79 percent
of the total HAP emissions by mass).
These facilities also reported relatively
small emissions of 56 other HAP.
3. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
MTVLO source category. We have also
conducted an assessment of facilitywide risks and performed a
demographic analysis of population
risks. Table C.1 provides an overall
summary of the results of the revised
inhalation risk assessment.
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65113
TABLE C.1—MARINE TANK VESSEL LOADING OPERATIONS REVISED INHALATION RISK ASSESSMENT RESULTS *
Number of facilities 1
Maximum
individual
cancer risk
(in 1 million) 2
Actual
emissions
level
152 Modeled Facilities ...........
300 Major Source Facilities
Subject to the MTVLO
MACT Standard.
Allowable
emissions
level
20
20
60
60
Population
at risk
≥ 1-in-1
million
Annual
cancer
incidence
(cases per
year)
71,000
140,000
Maximum
chronic non-cancer
TOSHI 3
Actual
emissions
level
0.01
0.02
Allowable
emissions
level
0.3
0.3
0.9
0.9
Maximum off-site
acute non-cancer
HQ 4
HQREL = 1 benzene
HQREL = 1 benzene
* All results are for impacts out to 50 km from every source in the category.
1 There were 152 facilities in the data set that were modeled. We believe that these facilities are representative of the entire source category
and that the maximum risks arising from any individual facility in the source category are properly characterized. The population risks were
scaled up based on a linear relationship.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the MTVLO source category is the reproductive system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table C.1, the results
of the revised inhalation risk assessment
indicate the maximum lifetime
individual cancer risk could be as high
as 20-in-1 million, the maximum
chronic non-cancer TOSHI value could
be up to 0.3. The total estimated
national cancer incidence from these
facilities based on actual emission levels
at the 152 modeled facilities is 0.01
excess cancer cases per year or one case
in every 100 years. The total estimated
cancer incidence for the MTVLO source
category could, however, be as high as
0.02, or one case in every 50 years,
considering that there may be 300
facilities in the source category. The
maximum off-facility-site acute HQ
value could be as high as 1, based on the
actual emissions level and the REL
value for benzene.
In evaluating potential differences
between actual emission levels and
emissions allowable under the MACTbased standards, we investigated the
specific controls in use at facilities
associated with cancer risks greater than
1-in-1 million and determined that the
highest factor for one of these facilities
was 3.0, based on the ability of these
facilities to achieve 98-percent control
of emissions where only 97-percent
emissions control is required by the
MACT standards for another facility,
they could, under MACT, increase
emissions by a factor of 3. Therefore, the
maximum individual cancer risk based
on MACT-allowable emissions is
estimated to be up to 60-in-1 million,
and the maximum chronic non-cancer
TOSHI value is up to 0.9.
Table C.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels for the 152
modeled facilities.
TABLE C.2—MARINE TANK VESSEL LOADING OPERATIONS FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..........................................................................................................................
MTVLO source category contribution to this maximum facility-wide individual cancer risk 1 ..............................................................
Maximum facility-wide chronic non-cancer TOSHI .....................................................................................................................................
MTVLO source category contribution to this maximum facility-wide non-cancer TOSHI 1 .................................................................
200
10%
4
20%
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
1 Percentage shown reflects MTVLO source category contribution to the maximum facility-wide risks at the facility with the maximum risk value
shown.
The maximum individual cancer risk
from all HAP emissions at a facility that
contains sources subject to the MTVLO
MACT standards is estimated to be 200in-1 million, and the maximum chronic
non-cancer TOSHI value is estimated to
be 4. The highest facility-wide cancer
risk for a facility that includes a MTVLO
source is primarily driven by emissions
associated with sources subject to the
organic liquids distribution (OLD)
NESHAP, 40 CFR part 63, subpart EEEE,
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and the highest facility-wide non-cancer
risk is primarily driven by chemical
manufacturing processes. The OLD and
chemical manufacturing process
emissions will be addressed as part of
our effort to develop integrated
requirements for the chemical
manufacturing sector. We intend to
develop integrated rules for the
chemical manufacturing sector over the
next 2 years.
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The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within
5 km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table C.3
below.
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TABLE C.3—MARINE TANK VESSEL LOADING OPERATIONS DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
Nationwide ................
Source Category ......
Facility-wide ..............
Total
(millions)
n/a
20
200
285
0.06
0.8
The results of the demographic
analysis show that, for the MTVLO
source category, of the 60,000 people
with cancer risk greater than 1-in-1
million, 29 percent could be classified
as a ‘‘Minority,’’ 38 percent are included
in the ‘‘Hispanic or Latino’’ demographic
group, 21 percent are included in the
‘‘Other and Multiracial’’ demographic
group, 15 percent are included in the
‘‘Below Poverty Level’’ demographic
group, and 19 percent are included in
the ‘‘Over 25 Without a High School
Diploma’’ demographic group. The
percentage of the population within
5 km of the terminal and with a cancer
risk greater than 1-in-1 million is higher
than the typical distribution of these
demographic groups across the United
States. The facility-wide demographic
analysis shows that many more people
(800,000) are at cancer risk greater than
1-in-1 million. As with the MTVLO
analysis, many of the demographic
groups have disparate impacts
compared to the distribution across the
United States.
Details of these assessments and
analyses can be found in the residual
risk documentation referenced in
section IV.A of this preamble, which is
available in the docket for this action.
4. What are our proposed decisions on
risk acceptability and ample margin of
safety?
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
a. October 2008 Proposed Decision
In October 2008, we proposed that the
risks were acceptable because the risk
results indicated that cancer risks to the
individual most exposed to emissions
from the category were greater than
1-in-1 million, but less than 100-in-1
million, and there were no other
significant health impacts. We
identified one emissions control option
that would reduce risks in the ample
margin of safety determination. We
proposed that such control was not
necessary to protect public health with
an ample margin of safety in light of the
high costs and limited additional health
protection it would provide. We also
proposed that emissions from the source
category posed no potential for adverse
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Minority
%
African
American
%
25
29
38
Other and
multi-racial
%
Hispanic or
Latino
%
12
21
39
14
38
14
12
7
18
environmental effects, did not pose
potential for human health
multipathway risks, and were unlikely
to cause acute or chronic non-cancer
health impacts. Therefore, we proposed
that the existing standards provided an
ample margin of safety and proposed to
re-adopt the existing MACT standards to
satisfy section 112(f) of the CAA.
b. Risk Acceptability
The revised risk analysis we
performed for this proposal indicates
that the cancer risks to the individual
most exposed is 20-in-1 million based
on actual emissions and 30-in-1 million
based on MACT-allowable emissions.
The cancer incidence and the number of
people exposed to cancer risks of 1-in1 million or greater are relatively low,
based on actual emissions. The analyses
show no potential for adverse
environmental effects or human health
multipathway effects, and that chronic,
non-cancer health impacts are unlikely.
The revised assessment did indicate that
an acute non-cancer HQ as high as 1
could occur, based on the REL value.
Our additional analysis of facility-wide
risks shows that the maximum facilitywide cancer risk is 200-in-1 millions
and the maximum facility-wide noncancer TOSHI is 4. It also shows that the
MTVLO processes located at the
facilities with these maximum risk
values contribute approximately 10 and
20 percent to such risks, respectively.
Our additional analyses of the
demographics of the exposed
population show disparities in risks
between demographic groups, but
MTVLO represent a small portion of the
population at risk. Based on this low
cancer risk level and in consideration of
other health measures and factors,
including the low cancer incidence (one
case in every 100 years) and the low
maximum non-cancer risk level (TOSHI
of 0.3 based on actual emissions and 0.5
based on MACT-allowable emissions),
we propose that the risks from the
MTVLO source category are acceptable.
c. Ample Margin of Safety
Because we are proposing that the
risks are acceptable, but still above 1-in-
PO 00000
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Fmt 4701
Sfmt 4702
Native
American
%
0.9
0.6
0.5
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
15
18
13
19
18
1 million, we then reconsidered our
2008 ample margin of safety decision.
We have not identified any additional
control options or any changes to the
previously-analyzed control option that
would further reduce risks from MTVLO
that have cancer risks above 1-in-1
million. Our analysis does not indicate
a change in the emissions reductions
that could be achieved or in the cost of
control for the control option
considered, but ultimately rejected, in
the October 2008 proposal. Therefore,
we continue to propose that the current
MACT-based standards provide an
ample margin of safety to protect public
health and the environment, and we are
proposing to re-adopt the existing
MACT standards to satisfy section 112(f)
of the CAA.
5. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, as
part of our technology review, we stated
that we had not identified any
advancements in practices, processes,
and control technologies applicable to
the emission sources in the MTVLO
source category that would result in
decreased emissions, and, on that basis,
proposed to re-adopt the existing MACT
standards to satisfy section 112(d)(6) of
the CAA. In that review, we examined
the regulatory requirements and/or
technical analyses for subsequentlypromulgated air toxics regulations
applicable to source categories with
emission sources similar to those in the
MTVLO source category, and we
searched the RBLC for controls
applicable to VOC- and HAP-emitting
processes in the MTVLO source
category that might further reduce HAP
emissions. In addition to reviewing
subsequent regulatory actions
applicable to similar types of emissions,
such as those from loading racks or
transfer operations, we also conducted a
review for other VOC and organic HAPemitting processes that would have
similar, technology-transferable
controls.
We conducted a further review in
conjunction with this proposed
rulemaking. The existing MACT
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As part of our technology review, we
evaluated gasoline loading thresholds of
0.5, 1.0, and 5 million bbl/yr gasoline
loaded. Specifically, we found that
MTVLO facilities loading 5 million bbl/
yr have approximately 25 tons per year
of HAP emissions. Facilities with this
level of HAP emissions are subject to
the control requirements under the
existing rule. Therefore, loading in
excess of 5 million bbl/yr of gasoline is
already required to be controlled under
the current standard.
We estimated the cost-effectiveness
and overall impacts of the vapor
collection and recovery options as
shown in Table C.4. As discussed
earlier, the 5 million bbl/yr threshold
would not achieve any HAP or VOC
standards require collection and control
for MTVLO facilities that load at least
10 million barrels per year (bbl/yr) of
gasoline. As part of our technology
review, we identified vapor collection
and processors (recovery), as a possible
control for additional gasoline loading
MTLVO facilities. Recovery technology
is appropriate for controlling mixtures
of compounds and gasoline is the
highest-quantity commodity loaded,
based on our review of the Waterborne
Commerce Statistics Center (WCSC)
database for the United States. The
WCSC database contains detailed
information on the types and quantities
of commodities loaded and unloaded at
United States ports, harbors, waterways,
and canals.
65115
reductions beyond those required under
the current rule. For the 1 million bbl/
yr threshold, we estimate an additional
190 TPY of HAP emissions and 2,600
TPY of VOC emission reduction can be
achieved. The cost-effectiveness of these
controls is $74,000 per ton of HAP
emission reduction and $5,500 per ton
of VOC emission reduction. While the
HAP cost-effectiveness is higher than
our historical values, the VOC costeffectiveness is within the range of
acceptability. For the 0.5 million bbl/yr
option, the additional costs of controls
is disproportionate to the additional
emission reduction. As such, we are
proposing to reduce the threshold in the
current rule from 10 million bbl/yr to
1 million bbl/yr.
TABLE C.4—COST-EFFECTIVENESS AND NATIONWIDE IMPACTS FOR VAPOR COLLECTION AND RECOVERY CONTROLS FOR
SOURCES WITH GASOLINE LOADING
Gasoline loading
threshold
(million bbl/yr)
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5 .......................
1 .......................
0.5 ....................
Total
annualized
cost
(million $)
Capital cost
(million $)
0
22
36
0
16
22
The current rule requires a 97 percent
HAP reduction for those facilities with
a loading of 10 million bbl/yr. To foster
the use of vapor recovery rather than
combustion of the vapors, we
considered additional formats for the
standard. We looked to similar MACT
standards for gasoline loading of tank
trucks and rail cars. Based on our
review of these standards, we believe
that vapor recovery is capable of
achieving an emission limit of less than
or equal to 10 milligrams of total organic
compound emissions per liter of
gasoline loaded (mg/l). The 10 mg/l
emission limit also approximates the 97percent control that is required for the
larger-emitting, existing MTVLO
subcategories. Thus, we propose to
provide facilities the option of either
meeting the 97-percent control
requirement or the equivalent emission
limit of 10 mg/l.
In summary, as a result of the
technology review under section
112(d)(6) of the CAA, we are proposing
to lower the existing threshold for
control of emissions from gasoline
loading from 10 million bbl/yr to 1
million bbl/yr and to provide facilities
the option of either meeting the
97-percent control requirement or the
equivalent emission limit of 10 mg/l.
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Net
annualized
cost
(million $)
Recovery
credit
(million $)
0
1
2
0
14
20
HAP
emission
reduction
(TPY)
0
190
240
6. What other actions are we proposing?
a. SSM Provisions
We reviewed the SSM provisions of
the MTVLO NESHAP. The MTVLO
NESHAP do contain an SSM exemption
because they specify in 40 CFR 63.560,
Table 1 that 40 CFR 63.6(f)(1) applies.
Consistent with Sierra Club v. EPA, EPA
is proposing that standards in this rule
would apply at all times. We
determined that there are currently
several cross-references in the MTVLO
NESHAP that could cause some
confusion regarding periods of SSM. We
also determined that the NESHAP do
not specifically address recordkeeping
and reporting requirements during
periods of malfunction. We are,
therefore, proposing several revisions to
40 CFR part 63, subpart Y to address
these issues. We are also proposing to
add language to 40 CFR 63.563(b)(1) to
clarify the conditions during which
performance tests shall be conducted.
We are further proposing to revise 40
CFR 63.560, Table 1 to specify that the
SSM included provisions in 40 CFR
63.6(f)(1), 40 CFR 63.7(e)(1), and 40 CFR
63.10(c)(10)–(11) of the General
Provisions do not apply. Finally, we are
proposing to promulgate an affirmative
defense against civil penalties for
exceedances of emission standards
caused by malfunctions, as well as
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Fmt 4701
Sfmt 4702
HAP costeffectiveness
($/ton)
......................
74,000
85,000
VOC
emission
reduction
(TPY)
0
2,600
3,200
VOC costeffectiveness
($/ton)
......................
5,500
6,300
criteria for establishing the affirmative
defense.
EPA has attempted to ensure that we
have removed any provisions in the
regulatory text that are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether there are any such provisions
that we have inadvertently overlooked.
b. Significant Emission Points Not
Previously Regulated
We also conducted a review of the
MTVLO NESHAP to determine whether
there were significant emissions sources
for which standards were not previously
developed. In this review, we identified
two subcategories, those facilities
emitting less than 10/25 TPY of HAP,
and those facilities located more than
0.5 miles from shore, for which the
current NESHAP do not include
emission standards. As discussed
below, we considered two levels of
control (submerged fill and vapor
recovery) for these two subcategories.
Submerged fill reduces the amount of
emissions generated from the loading of
vessels by reducing turbulence and
misting. Use of this technique results in
a 60-percent reduction in emissions
compared to splash loading. We have
determined that submerged fill is
currently used by most, if not all, of the
facilities. We reached this conclusion
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
based on information obtained through
contact with industry representatives
and the Coast Guard about submerged
filling. Existing Coast Guard rules
(46 CFR 153.282) require that ‘‘the
discharge point of a cargo tank filling
line must be not higher above the
bottom of the cargo tank or sump than
10 centimeters (approximately 4 inches)
or the radius of the filling line,
whichever is greater.’’ According to
Coast Guard representatives, the radius
of the fill lines can be up to 6 inches.
We are proposing that the submerged
fill technique is the MACT floor.
We next undertook an evaluation of
potential beyond-the-floor options for
the two identified subcategories. The
only option beyond the floor is the
application of vapor collection and
processors, which were the basis for the
emissions standards applicable to other
MTVLO, at existing facilities in two
subcategories of the MTVLO NESHAP
(60 FR 48388). We examined the use of
these controls by sources in the two
subcategories in the context of the
original MACT standards, but rejected
their use as a beyond the floor option
because they were not cost effective. As
described above under the technology
review, we are proposing to lower the
threshold for using vapor collection and
processing at MTVLO facilities loading
gasoline from 10 million bbl/yr to 1
million bbl/yr. We are also proposing to
provide facilities the option of either
meeting the 97-percent control
requirement or the equivalent emission
limit of 10 mg/l. For the reasons set
forth above, we are proposing these
same requirements as a beyond the floor
measure for these two subcategories. As
for those facilities that do not load 1
million bbl/yr, we are proposing no
additional controls as part of our
beyond the floor analysis.
In conclusion, we are proposing in
this action to set submerged fill as the
floor level of control for these two
MTVLO subcategories. Additionally, we
are proposing vapor recovery as a
beyond-the-floor option for those two
MTVLO subcategories if they load 1
million bbl/yr or more of gasoline.
As noted above, we are proposing that
the MACT standards, prior to the
implementation of the proposed
emission limitations discussed in this
section, provide an ample margin of
safety to protect public health.
Therefore, we maintain that after
implementation, which will further
reduce HAP emissions, the rule will
continue to provide an ample margin of
safety to protect public health.
Consequently, we do not believe it will
be necessary to conduct another
residual risk review under CAA section
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18:13 Oct 20, 2010
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112(f) for this source category 8 years
following promulgation of these
limitations.
D. What are the results and proposed
decisions for the Pharmaceuticals
Production source category?
1. Overview of the Source Category and
MACT Standard
The National Emission Standards for
Pharmaceuticals Production were
promulgated on September 21, 1998 (63
FR 50280) and codified at 40 CFR part
63, subpart GGG. The Pharmaceuticals
Production MACT standards apply to
major sources of HAP. We identified 27
facilities currently subject to the
Pharmaceuticals Production MACT
standards.
The pharmaceutical manufacturing
process consists of chemical production
operations that produce drugs and
medication. These operations include
chemical synthesis (deriving a drug’s
active ingredient) and chemical
formulation (producing a drug in its
final form).
Emission sources at pharmaceutical
production facilities include breathing
and withdrawal losses from chemical
storage tanks, venting of process vessels,
leaks from piping and equipment used
to transfer HAP compounds (equipment
leaks), and volatilization of HAP from
wastewater streams.
Typical control devices used to
reduce HAP emissions from process
vents include flares, incinerators,
scrubbers, carbon adsorbers, and
condensers. Emissions from storage
vessels are controlled by floating roofs
or by routing them to a control device.
Emissions from wastewater are
controlled by a variety of methods,
including equipment modifications
(e.g., fixed roofs on storage vessels and
oil water separators; covers on surface
impoundments containers, and drain
systems), treatment to remove the HAP
(steam stripping, biological treatment),
control devices, and work practices.
Emissions from equipment leaks
typically are reduced by leak detection
and repair work practice programs, and
in some cases, by equipment
modifications.
2. What data were used in our risk
analyses?
We initially created a preliminary
data set for the source category using
data in the 2002 NEI Final Inventory,
Version 1 (made publicly available on
February 26, 2006). We reviewed the
NEI data set and made changes where
necessary to ensure the proper facilities
were included and to ensure the proper
processes were allocated to the
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Frm 00050
Fmt 4701
Sfmt 4702
Pharmaceuticals Production source
category. We also reviewed the
emissions and other data to identify
data anomalies that could affect risk
estimates. On March 29, 2007, we
published an ANPRM (72 FR 29287) for
the express purpose of requesting
comments and updates to this data set,
as well as to the data sets for the other
source categories addressed in that
ANPRM. Comments received in
response to the ANPRM were reviewed
and considered, and we made
adjustments to the data set where we
concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Pharmaceuticals Production source
category that formed the basis for the
proposed RTR review actions included
in the October 10, 2008 proposal.
We have continued to scrutinize the
existing data set and have evaluated any
additional data that has become
available since the October 10, 2008
proposal. Since the time of the proposal,
we identified an error in the latitude/
longitude coordinates of one emission
point at one facility. This error has been
corrected in the data set, and no other
changes have been made to it since the
proposal.
Methylene chloride, methanol,
acetonitrile, and toluene account for the
majority of the HAP emissions from
these facilities (approximately 890 TPY,
or 85 percent of the total HAP emissions
by mass). These facilities also reported
relatively small emissions of 54 other
HAP. For more detail, see the memo in
the docket for this action describing the
risk assessment inputs and models for
the Pharmaceuticals Production source
category.
We estimate that MACT-allowable
emissions from this source category
could be up to 25 percent greater than
the actual emissions, primarily from
process vents, as it is possible that the
control devices used at some facilities
achieve greater emission reductions
from these emission sources than what
is required by the MACT standard. For
more detail about this estimate of the
ratio of actual to MACT-allowable
emissions, see the memo in the docket
for this action describing the estimation
of MACT-allowable emission levels and
associated risks and impacts.
3. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
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Pharmaceuticals Production source
category. We have also conducted an
assessment of facility-wide risk and
performed a demographic analysis of
population risks. Table D.1 provides an
65117
overall summary of the results of the
revised inhalation risk assessment.
TABLE D.1—PHARMACEUTICALS PRODUCTION REVISED INHALATION RISK ASSESSMENT RESULTS *
Maximum
individual cancer risk
(in 1 million) 2
Number of
facilities 1
Actual
emissions
level
27 ......................
Population
at risk ≥ 1in-1 million
Allowable
emissions
level
3
4
2,000
Annual
cancer
incidence
(cases per
year)
Maximum
chronic non-cancer
TOSHI 3
Actual
emissions
level
0.0008
Maximum off-site acute non-cancer
HQ 4
Allowable
emissions
level
0.2
0.4
HQREL = 2 glycol ethers, chloroform
HQAEGL–1 = 0.001 chloroform
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Pharmaceutical Production source category is the nervous system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table D.1, the results
of the revised inhalation risk assessment
indicate the maximum lifetime
individual cancer risk could be as high
as 3-in-1 million, the maximum chronic
non-cancer TOSHI value could be up to
0.2. The total estimated national cancer
incidence from these facilities based on
actual emission levels is 0.0008 excess
cancer cases per year, or one case in
every 1,250 years. The maximum offfacility-site acute HQ value could be as
high as 2, based on the actual emissions
level and the REL value for chloroform.
The HQ value at this level occurs at a
location adjacent to one facility
fenceline for only a few (13) hours per
year. This maximum exceedance of the
REL value corresponds to an HQAEGL–2
equal to 0.001. We also note a possible
exceedance of the short-term REL value
for glycol ethers at one other facility
(HQREL = 2). There are no other
appropriate acute threshold values
available for glycol ethers on which to
base a comparison of potential risk.
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standards indicated that MACTallowable emission levels may be up to
25 percent greater than actual emission
levels. Considering this difference, the
risk results from the revised inhalation
risk assessment indicate the maximum
lifetime individual cancer risk could be
as high as 4-in-1 million, and the
maximum chronic non-cancer TOSHI
value could be up to 0.4 at the MACTallowable emissions level.
Table D.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE D.2—PHARMACEUTICALS PRODUCTION FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..........................................................................................................................
Pharmaceuticals Production source category contribution to this maximum facility-wide individual cancer risk 1 .............................
Maximum facility-wide chronic non-cancer TOSHI .....................................................................................................................................
Pharmaceuticals Production source category contribution to this maximum facility-wide chronic non-cancer TOSHI 1 ....................
40
<1%
0.8
<1%
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
1 Percentage shown reflects Pharmaceuticals Production source category contribution to the maximum facility-wide risks at the facility with the
maximum risk value shown.
The maximum individual cancer risk
from all HAP emissions at a facility that
contains sources subject to the
Pharmaceuticals Production MACT
standards is estimated to be 40-in-1
million, and the maximum chronic noncancer TOSHI value is estimated to be
0.8. At the facility where these
maximum risk values occur, the
estimated proportion of the risk
attributable to the Pharmaceuticals
Production source category processes is
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less than one percent for both cancer
and non-cancer risk. The highest
facility-wide cancer risk for a facility
that includes a pharmaceuticals
production source is primarily driven
by acrylonitrile-butadiene-styrene (ABS)
resin production processes, and the
highest facility-wide non-cancer risk is
primarily driven by pesticide
manufacturing processes. These ABS
resin and pesticide manufacturing
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Sfmt 4702
processes will be addressed in future
residual risk and technology reviews.
The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within
5 km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table D.3
below.
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
TABLE D.3—PHARMACEUTICALS PRODUCTION DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
Nationwide ................
Source category .......
Facility-wide ..............
Total
(millions)
n/a
3
40
285
0.002
0.03
The results of the demographic
analysis show that, for the
Pharmaceuticals Production source
category, of the population of 2,000
people with cancer risk greater than 1in-1 million, 34 percent are included in
the ‘‘Hispanic or Latino’’ demographic
group, 32 percent are included in the
‘‘Below Poverty Level’’ demographic
group, and 25 percent are included in
the ‘‘Over 25 Without a High School
Diploma’’ demographic group. The
percentage of the population within 5
km of a pharmaceuticals production
facility and with a cancer risk greater
than 1-in-1 million is higher than seen
for these demographic categories based
on the distribution of these
demographic groups across the United
States. The table also shows that the
results of the facility-wide demographic
analysis are higher than seen across the
U.S, for the those included in the
‘‘African American,’’ ‘‘Below Poverty
Level,’’ and the ‘‘Over 25 Without a High
School Diploma’’ demographic groups,
but the risks are lower than these levels
for the other demographic groups.
Details of these assessments and
analyses can be found in the residual
risk documentation referenced in
section IV.A of this preamble, which is
available in the docket for this action.
4. What are our proposed decisions on
risk acceptability and ample margin of
safety?
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
a. October 2008 Proposed Decision
In our October 10, 2008 proposal, we
stated that the risks were acceptable
because the risk results indicated that
cancer risks to the individual most
exposed to emissions from the category
of 10-in-1 million were greater than 1in-1 million but less than 100-in-1
million. We then analyzed other risk
factors and emissions control options in
the ample margin of safety
determination. In this analysis, we
found emissions from the source
category posed no potential for an
adverse environmental effect, did not
pose potential for human health multipathway risks, and were unlikely to
cause acute or chronic non-cancer
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Minority
%
African
American
%
25
12
18
Other and
multiracial
%
12
4
14
Hispanic
or Latino
%
12
8
4
health impacts. We also identified one
emissions control option that would
reduce risks. We proposed that such
control was not necessary to protect
public health with an ample margin of
safety in light of the high cost and
limited additional health protection it
would provide. Therefore, we proposed
that the existing standard provided an
ample margin of safety, and we
proposed to re-adopt the existing MACT
standard to satisfy section 112(f) of the
CAA.
b. Risk Acceptability
The revised inhalation risk analysis
we performed for this proposal indicates
that the cancer risks to the individual
most exposed is 3-in-1 million based on
actual emissions and up to 4-in-1
million based on MACT-allowable
emissions. The cancer incidence and the
number of people exposed to cancer
risks of 1-in-1 million or greater are not
significantly changed from the risk
identified in the October 2008 proposal.
Similarly, the risk analysis continued to
show no potential for an adverse
environmental effect or human health
multi-pathway effects, and that chronic
non-cancer health impacts are unlikely.
The revised assessment did indicate that
an acute non-cancer HQ as high as 2
could occur, based on the REL value at
a location adjacent to the facility
fenceline for only a few (13) hours per
year. However, we do not believe this
situation warrants additional control
considering the overall health effects.
While our additional analysis of facilitywide risks showed that the maximum
facility-wide cancer risk is 40-in-1
million, it also showed that
pharmaceutical sources located at such
facilities contributed less than 1 percent
to such risk. The facility-wide analysis
indicates that the maximum chronic
non-cancer risks are unlikely to cause
health impacts. Our additional analysis
of the demographics of the exposed
population may show disparities in
risks between demographic groups.
Based on this low cancer risk level and
in consideration of other health
measures and factors, including the low
cancer incidence (one case in every
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Sfmt 4702
Native
American
%
14
34
12
0.9
0.5
0.3
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
32
21
13
25
15
1,250 years) and the low maximum noncancer risk level (TOSHI of 0.2 based on
actual emissions and 0.4 based on
MACT-allowable emissions), we
propose that the risks from the
Pharmaceuticals Production source
category are acceptable.
c. Ample Margin of Safety
Because we are proposing that the
risks are acceptable, but still above 1-in1 million, we then re-considered our
2008 ample margin of safety decision.
We have not identified any additional
control options or any changes to the
previously-analyzed control option that
would affect emissions reductions or the
costs of control. Therefore, we continue
to propose that the current MACT
standards provide an ample margin of
safety to protect public health and the
environment, and we are proposing to
re-adopt the existing MACT standards to
satisfy section 112(f) of the CAA.
5. What are our proposed decisions on
the technology review?
In the October 10, 2008 proposal, we
identified no developments in practices,
processes, and control technologies
applicable to the emission sources and
thus we did not propose any additional
controls as necessary under CAA
section 112(d)(6). In that review, we
examined the regulatory requirements
and/or technical analyses for
subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the
Pharmaceuticals Production source
category, and we conducted a search of
the RBLC for controls for VOC- and
HAP-emitting processes in the
Pharmaceuticals Production source
category. We have not identified any
additional developments in practices,
processes, and control technologies
since the proposal date. Thus, we are
again proposing that it is not necessary
to revise the existing MACT standards
pursuant to section 112(d)(6).
6. What other actions are we proposing?
a. SSM Provisions
We propose to eliminate the SSM
exemption in the Pharmaceuticals
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Production MACT standards. Consistent
with Sierra Club v. EPA, EPA proposes
that standards in this rule would apply
at all times. We are proposing several
revisions to 40 CFR part 63, subpart
GGG. Specifically, we are proposing to
revise Table 1 to indicate that the
requirements in 40 CFR 63.6(e) of the
General Provisions do not apply. The 40
CFR 63.6(e) requires owner or operators
to act according to the general duty to
‘‘operate and maintain any affected
source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions.’’ We are
separately proposing to incorporate this
general duty to minimize into 40 CFR
63.1250(g)(3). The 40 CFR 63.6(e) also
requires the owner or operator of an
affected source to develop a written
SSM plan. We are proposing to remove
the SSM plan requirement. We are
proposing to remove the exemption
provisions for periods of SSM in 40 CFR
63.1250(g), require that delay of
equipment leak repair plans be
contained in a separate document in 40
CFR 63.1255(g)(4), revise 40 CFR
63.1257(a) to specify the conditions for
performance tests, and revise the SSM
associated monitoring, recordkeeping,
and reporting requirements in 40 CFR
63.1258(b)(8), 40 CFR 63.1259(a), and 40
CFR 63.1260(i) to require reporting and
recordkeeping for periods of
malfunction. We are also proposing to
revise Table 1 to specify that 40 CFR
63.6(f)(1), 40 CFR 63.7(e)(1), the last
sentence of 40 CFR 63.8(d)(3), 40 CFR
63.10(c)(10), (11), and (15), and 40 CFR
63.10(d)(5) of the General Provisions do
not apply. In addition, we are proposing
to promulgate an affirmative defense
against civil penalties for exceedances
of emission standards caused by
malfunctions, as well as criteria for
establishing the affirmative defense.
EPA has attempted to ensure that we
have not incorporated into proposed
regulatory language any provisions that
are inappropriate, unnecessary, or
redundant in the absence of the SSM
exemption. We are specifically seeking
comment on whether there are any such
provisions that we have inadvertently
incorporated or overlooked.
b. Rule Improvements Review
We are proposing to correct an
editorial error in 40 CFR
63.1257(e)(2)(iii)(A)(6)(ii). That section
specifies several criteria under which
the inlet to the equalization tank may be
considered as the inlet to the biological
treatment process for the purposes of
performance tests to show compliance
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with the standards in 40 CFR
63.1256(a)(2)(i). This section incorrectly
provides that only one of the listed
criteria must be met for the inlet to the
equalization tank to be considered the
inlet to the biological treatment process.
Instead, it should specify that all of the
criteria must be met. Thus, we are
proposing to revise this section by
changing the ‘‘or’’ before each clause to
‘‘and,’’ to clarify that all the criteria of 40
CFR 63.1256(e)(2)(iii)(A)(6)(ii) must be
met for the inlet to the equalization tank
to be considered as the inlet to the
biological treatment process.
E. What are the results and proposed
decisions for the Printing and
Publishing Industry source category?
1. Overview of the Source Category and
MACT Standard
The National Emission Standards for
the Printing and Publishing Industry
were promulgated on May 30, 1996 (61
FR 27132) and codified at 40 CFR part
63, subpart KK. The Printing and
Publishing Industry MACT standards
apply to major sources of HAP. We
identified 172 facilities currently subject
to the Printing and Publishing Industry
MACT standards.
Printing and publishing facilities are
those facilities that use rotogravure,
flexography, and other methods, such as
lithography, letterpress, and screen
printing, to print on a variety of
substrates, including paper, plastic film,
metal foil, and vinyl. The Printing and
Publishing Industry MACT standards
include two subcategories: (1)
Publication rotogravure printing and (2)
product and packaging rotogravure and
wide-web flexographic printing.
Emissions at printing and publishing
facilities result from the evaporation of
solvents in the inks and from cleaning
solvents. The emission points include
printing presses and associated dryers
and ink and solvent storage. Control
techniques include recovery devices,
combustion devices, and the use of nonHAP/low-HAP inks and cleaning
solvents.
2. What data were used in our risk
analyses?
We initially created a preliminary
data set for the source category using
data in the 2002 NEI Final Inventory,
Version 1 (made publicly available on
February 26, 2006). We reviewed the
NEI data and made changes where
necessary to ensure the proper facilities
were included and to ensure the proper
processes were allocated to the Printing
and Publishing Industry source
category. We also reviewed the
emissions and other data to identify
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data anomalies that could affect risk
estimates. On March 29, 2007, we
published an ANPRM (72 FR 29287) for
the express purpose of requesting
comments on and updates to this data
set, as well as to the data sets for the
other source categories addressed in that
ANPRM. Comments received in
response to the ANPRM were reviewed
and considered, and we made
adjustments to the data set where we
concluded the comments supported
such adjustment. After making
appropriate changes to the data set
based on this public data review
process, the data set on which we based
the initial proposal was created. This
data set was used to conduct the risk
assessment and other analyses for the
Printing and Publishing Industry source
category that formed the basis for the
proposed RTR actions included in the
October 2008 proposal.
We have continued to scrutinize the
existing data set and have evaluated any
additional data that became available
since the October 2008 proposal. Since
the time of the proposal, we identified
errors in some HAP that were reported
to be emitted and several facilities that
were included have permanently closed.
The data set was updated to correct the
errors and remove the facilities that
have closed.
Toluene accounts for the majority of
the HAP emissions from these facilities
(approximately 7,105 TPY, or 83 percent
of the total HAP emissions by mass).
These facilities also reported relatively
small emissions of 58 other HAP. These
emissions are primarily from the
evaporation of HAP present in the inks
and other materials applied with
rotogravure and flexographic processes.
We estimate that MACT-allowable
emissions from emission points within
this source category could be up to five
times greater than the actual emissions
because some capture systems and
control devices used on printers at some
facilities could achieve greater emission
reductions (in the range of 98 to
possibly 100 percent) than what is
required by the MACT standard (92
percent). For more detail about this
estimate of the ratio of actual to MACTallowable emissions, see the memo in
the docket for this action describing the
estimation of MACT-allowable emission
levels and associated risks and impacts.
3. What are the results of the risk
assessments and analyses?
We have conducted a revised
inhalation risk assessment for the
Printing and Publishing Industry source
category. We have also conducted an
assessment of facility-wide risk, and
performed a demographic analysis of
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population risks. Table E.1 provides an
overall summary of the results of the
revised inhalation risk assessment.
TABLE E.1—PRINTING AND PUBLISHING INDUSTRY REVISED INHALATION RISK ASSESSMENT RESULTS *
Number
of
facilities 1
Maximum individual cancer risk
(in 1 million) 2
172 ......
Allowable
emissions
level
4
Population at
risk ≥ 1-in-1
million
300
Actual
emissions
level
Maximum chronic
non-cancer
TOSHI 3
Annual cancer
incidence
(cases per
year)
0.0006
20
Maximum off-site acute
non-cancer HQ 4
Actual
emissions
level
Allowable
emissions level
0.08
0.4
HQREL = 10 toluene
HQAEGL¥1 = 0.6 toluene
* All results are for impacts out to 50 km from every source in the category.
1 Number of facilities evaluated in the risk analysis.
2 Maximum individual excess lifetime cancer risk.
3 Maximum TOSHI. The target organ with the highest TOSHI for the Printing and Publishing Industry source category is the reproductive system.
4 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which in most cases is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A. of this preamble for explanation of acute threshold values.
The inhalation risk modeling was
performed using actual emissions level
data. As shown in Table E.1, the risks
based on these actual emission levels
indicate the maximum lifetime
individual cancer risk could be as high
as 4-in-1 million, the maximum chronic
non-cancer TOSHI value could be up to
0.08. The total estimated national cancer
incidence from these facilities based on
the actual emission levels is 0.0006
excess cancer cases per year, or one case
in every 1,666 years. The maximum offfacility-site acute HQ value could be as
high as 10, based on the actual
emissions level and the REL value for
toluene. The HQ value at this level
occurs at a location adjacent to one
facility fenceline for only a few (90)
hours per year. This maximum
exceedance of the REL value
corresponds to an HQAEGL¥1 equal to
0.6.
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standard indicated that MACTallowable emission levels may be up to
five times greater than actual emission
levels. Assuming this worst case
difference occurred at the highest risk
facility, the scaled risk results from the
revised inhalation risk assessment
would indicate the maximum lifetime
individual cancer risk could be as high
as 20-in-1 million, and the maximum
chronic non-cancer TOSHI value could
be up to 0.4.
Table E.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels.
TABLE E.2—PRINTING AND PUBLISHING INDUSTRY FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum facility-wide individual cancer risk (in 1 million) ..........................................................................................................................
Printing and Publishing Industry source category contribution to this maximum facility-wide individual cancer risk 1 .......................
Maximum facility-wide chronic non-cancer TOSHI .....................................................................................................................................
Printing and Publishing Industry source category contribution to this maximum facility-wide chronic non-cancer TOSHI 2 ..............
20
< 1%
1 20
3 < 1%
1 After risk modeling was complete, EPA received data that identified an error in emissions that caused this highest TOSHI value. After revising
the emissions value, the highest facility-wide TOSHI is 2 from a different facility.
2 Percentage shown reflects Printing and Publishing Industry source category contribution to the maximum facility-wide risks at the facility with
the maximum risk value shown.
3 This percentage reflects the Printing and Publishing Industry source category contribution to the highest facility-wide TOSHI of 2, as noted in
footnote 1 to this table.
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The maximum individual cancer risk
from all HAP emissions at a facility that
contains sources subject to the Printing
and Publishing Industry MACT
standards is estimated to be 20-in-1
million, and the maximum chronic noncancer TOSHI value is estimated to be
20. At the facilities where these
maximum risk values occur, the
estimated proportion of the risk
attributable to the Printing and
Publishing Industry source category
processes is less than one percent for
both cancer and non-cancer risk.
The results of the demographic
analyses performed to investigate the
distribution of risks above 1-in-1
million, based on actual emissions
levels for the population living within 5
km of the facilities, among various
demographic groups are provided in a
report available in the docket for this
action and summarized in Table E.3
below.
TABLE E.3—PRINTING AND PUBLISHING INDUSTRY DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
Nationwide ................
Source Category ......
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(millions)
n/a
4
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0.00005
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Minority
%
African
American
%
25
0
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Other and
multiracial
%
12
0
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12
0
Hispanic
or Latino
%
Native
American
%
14
0
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0
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Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
13
11
13
5
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TABLE E.3—PRINTING AND PUBLISHING INDUSTRY DEMOGRAPHIC RISK ANALYSIS RESULTS—Continued
Population with risk greater than 1-in-1 million
Emissions basis
Maximum
risk
(in 1 million)
Facility-wide ..............
Total
(millions)
20
0.05
The results of the Printing and
Publishing Industry source category
demographic analysis show that for the
50 people living within 5 km of a
printing and publishing industry facility
and with a cancer risk greater than 1-in1 million is less than the national
averages for the demographic categories
displayed in Table E.3, based on the
typical distribution of these
demographic groups across the United
States. The table also shows that the
results of the demographic analysis for
the facility-wide emissions are similarly
less than the national averages for these
demographic groups. This means the
emissions from these sources do not
create any significant disparate risk
impacts.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
4. What are our proposed decisions on
risk acceptability and ample margin of
safety?
a. October 2008 Proposed Decision
In our October 10, 2008 proposal, the
risk results indicated that cancer risk to
the individual most exposed to
emissions from the category was 0.05in-1 million, which is less than 1-in-1
million (i.e., were ‘‘low risk’’). Therefore,
we did not conduct an additional ample
margin of safety analysis for the
proposed rule.
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b. Risk Acceptability
While at the time of the October 10,
2008 proposal this source category
showed low risks (cancer risks to the
individual most exposed to emissions
from the category were less than 1-in-1
million), in our revised analysis we
found that cancer risks to the individual
most exposed to emissions from the
category were 4-in-1 million based on
actual emissions and as high as 20-in1 million based on MACT-allowable
emissions. This change in risk is
primarily the result of a cancer health
benchmark value becoming available for
ethyl benzene. The cancer incidence
and the number of people exposed to
cancer risks of 1-in-1 million or greater
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Minority
%
African
American
%
14
Other and
multiracial
%
8
Hispanic
or Latino
%
5
Native
American
%
5
0.3
Below the
poverty
level
%
Over 25
W/O a HS
diploma
%
9
11
are relatively low, based on actual
emissions. The analyses show no
potential for an adverse environmental
effect or human health multi-pathway
effects, and that chronic non-cancer
health impacts are unlikely. The revised
assessment did indicate that an acute
non-cancer HQ as high as 10 could
occur, based on the REL value for
toluene at a location adjacent to the
facility fenceline for up to 90 hours per
year. However, given the fact that this
potential impact does not exceed the
AEGL–1 value for toluene (HQAEGL–1 =
0.6) we do not believe this situation
warrants additional control considering
the overall health effects. Our additional
analysis of facility-wide risks showed
that the maximum facility-wide cancer
risk is 20-in-1 million and the maximum
facility-wide non-cancer TOSHI is 20. It
also showed that the printing and
publishing processes located at the
facilities with these maximum risk
values contribute less than 1 percent to
such risks. As previously mentioned,
our additional analysis of the
demographics of the exposed
population suggests there are not large
disparities in risks between
demographic groups.
Based on this low cancer risk level
and in consideration of other health
measures and factors, including the low
cancer incidence (one case in every
1,666 years), the low maximum noncancer risk level (TOSHI of 0.08 based
on actual emissions and 0.4 based on
MACT-allowable emissions), relatively
low facility-wide risks which are not
attributable to the printing and
publishing category, and the lack of
disparate impacts in the demographic
analysis, we propose that the risks from
the Printing and Publishing Industry
source category are acceptable.
re-adopt the existing MACT standards to
satisfy section 112(f) of the CAA.
c. Ample Margin of Safety
6. What other actions are we proposing?
We propose to eliminate the SSM
exemption in the Printing and
Publishing Industry MACT standard.
Consistent with Sierra Club v. EPA, EPA
proposes that standards in this rule
would apply at all times. We are
proposing several revisions to 40 CFR
part 63, subpart KK regarding the
standards that apply during periods of
Because we are proposing that the
risks are acceptable, but still above 1-in1 million, we then re-considered our
2008 ample margin of safety decision.
Based on these analyses, we continue to
propose that the current MACT
standards provide an ample margin of
safety to protect public health and the
environment, and we are proposing to
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5. What are our proposed decisions on
the technology review?
In the October 2008 proposal, we
identified no advancements in practices,
processes, and control technologies
applicable to the emission sources in
the Printing and Publishing Industry
source category in our technology
review, and thus we proposed that it
was not necessary to revise the existing
MACT standards pursuant to section
112(d)(6) of the CAA. In that review we
examined the regulatory requirements
and/or technical analyses for
subsequently promulgated air toxics
regulations with similar types of
emissions sources as those in the
Printing and Publishing Industry source
category, and we conducted a search of
the RBLC for controls for VOC- and
HAP-emitting processes in the Printing
and Publishing Industry source
category. We re-examined these same
sources of information to identify any
new developments since the time of the
October 2008 proposal. For the purposes
of this proposal, we examined the
option of retrofitting permanent total
enclosures onto those controlled presses
that do not already have permanent total
enclosures. A permanent total enclosure
improves the capture of solvent HAP
from inks and delivers the additional
captured solvent HAP to a control
device. We estimate the costeffectiveness of this retrofit to be over
$50,000 per additional ton of HAP
controlled. We find the cost of this
retrofit to be disproportionate to the
emission reduction that would be
achieved. Thus, we are proposing that it
is not necessary to revise the existing
MACT standards pursuant to section
112(d)(6) of the CAA.
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SSM. Specifically, we are proposing to
revise Table 1 to indicate that the
requirements of 40 CFR 63.6(e) of the
General Provisions do not apply.
Section 63.6(e) requires owners or
operators to act according to the general
duty to ‘‘operate and maintain any
affected source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions.’’ We are
separately proposing to incorporate this
general duty to minimize emissions into
40 CFR 63.823. The 40 CFR 63.6(e) also
requires the owner or operator of an
affected source to develop a written
SSM plan. We are proposing to remove
the SSM plan requirement. We are also
proposing to revise 40 CFR 63.827 to
specify the conditions for performance
tests and to revise 40 CFR 63.829 and
40 CFR 63.830 to require reporting and
recordkeeping for periods of
malfunction. We are proposing to revise
Table 1 to specify that 40 CFR 63.6(f)(1),
40 CFR 63.7(e)(1), the last sentence of 40
CFR 63.8(d)(3), 40 CFR 63.10(b)(2)(i),
(ii), (iv), and (v), 40 CFR 63.10(c)(10),
(11), and (15), and 40 CFR 63.10(d)(5) of
the General Provisions do not apply. In
addition, we are proposing to
promulgate an affirmative defense
against civil penalties for exceedances
of emission standards caused by
malfunctions, as well as criteria for
establishing the affirmative defense.
EPA has attempted to ensure that we
have not incorporated into proposed
regulatory language any provisions that
are inappropriate, unnecessary, or
redundant in the absence of the SSM
exemption. We are specifically seeking
comment on whether there are any such
provisions that we have inadvertently
incorporated or overlooked.
F. What are the results and proposed
decisions for Steel Pickling—HCl
Process Facilities and Hydrochloric
Acid Regeneration Plants source
category?
1. Overview of the Source Category and
MACT Standard
The National Emission Standards for
Steel Pickling—HCl Process Facilities
and Hydrochloric Acid Regeneration
Plants were promulgated on June 22,
1999 (64 FR 33202) and codified at 40
CFR part 63, subpart CCC. The Steel
Pickling—HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
MACT standards (i.e., Steel Pickling
MACT standard) apply to major sources
of HAP. We estimate that there are
approximately 80 facilities subject to the
MACT standards that are currently
performing steel pickling and/or acid
regeneration. Many of these facilities are
located adjacent to integrated iron and
steel manufacturing plants or electric
arc furnace steelmaking facilities (minimills) that produce steel from scrap.
Facilities that regenerate HCl may or
may not be located at steel pickling
operations.
The Steel Pickling source category
consists of facilities that pickle steel,
using HCl as the pickling acid, and
facilities that regenerate the HCl after
use, but does not include facilities
which pickle steel using acids other
than HCl.
Steel pickling is a treatment process
in which the heavy oxide crust or mill
scale that develops on the steel surface
during hot forming or heat treating is
removed chemically in a bath of
aqueous acid solution. Pickling is a
process applied to metallic substances
that removes surface impurities, stains,
or crusts to prepare the metal for
subsequent plating (e.g., with
chromium) or other treatment, such as
galvanization or painting.
The HAP emission points from the
steel pickling and acid regeneration
processes include spray roasters, steel
pickling baths, steel pickling sprays,
and tank vents.
Typical control devices used to
reduce HAP emissions from steel
pickling facilities include a packed
tower scrubber, sieve tray scrubber, or
horizontal packed bed scrubber. Each
type of scrubber is coupled with a
demister. The general trend in scrubber
installations at steel pickling facilities is
to replace older scrubbers with sieve
tray scrubbers, which generate less
scrubber effluent (blowdown). For acid
regeneration roasters, a cyclone or a
Venturi pre-concentrator is generally
used before the emissions are scrubbed
in one or two counter-current packed
tower absorbers.
2. What data were used in our risk
analyses?
For the Steel Pickling source category,
we compiled preliminary data sets using
data in the 2005 NEI. We reviewed these
data and made changes where
necessary. We also contacted several
facilities to verify the emissions and
emissions release characteristic data,
and we made updates to the data set
based on the information received from
these communications. This updated
data set comprises the data set that was
used to conduct the risk assessments
and other analyses that form the basis
for this proposed action. Hydrochloric
acid and chlorine account for all of the
HAP emissions from the Steel Pickling
source category (approximately 248 and
164 TPY, respectively).
Our analysis of potential differences
between actual emission levels and
emissions allowable under the MACT
standards indicate that actual emissions
and allowable emissions are
approximately the same as allowable
emissions. The available data indicate
that pickling processes throughout the
industry are equipped with controls that
achieve the HCl and chlorine emission
limits required by the MACT standards.
For more detail about this estimate of
the ratio of actual to MACT-allowable
emissions, see the memo in the docket
for this action describing the estimation
of MACT-allowable emission levels and
associated risks and impacts.
3. What are the results of the risk
assessments and analyses?
We have conducted an inhalation risk
assessment for the Steel Pickling source
category. We have also conducted an
assessment of facility-wide risk and
performed a demographic analysis of
population risks. Table F.1 provides an
overall summary of the inhalation risk
assessment results.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
TABLE F.1—STEEL PICKLING INHALATION RISK ASSESSMENT RESULTS *
Maximum chronic non-cancer
TOSHI 2
Number of facilities 1
51
Actual
emissions
level
Modeled Facilities .........................................................................
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Population at
risk from HI
>1
Allowable
emissions
level
2
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Maximum off-site
acute non-cancer
HQ 3
HQREL = 0.4 chlorine
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TABLE F.1—STEEL PICKLING INHALATION RISK ASSESSMENT RESULTS *—Continued
Maximum chronic non-cancer
TOSHI 2
Number of facilities 1
80
Actual
emissions
level
Major Source Facilities Subject to the MACT Standard ..............
Population at
risk from HI
>1
Allowable
emissions
level
2
2
50
Maximum off-site
acute non-cancer
HQ 3
HQREL = 0.4 chlorine
* All results are for impacts out to 50 km from every source in the category.
1 There are 51 facilities in the data set that were modeled. It is believed that these facilities are representative of the entire source category
and that the maximum risks are characterized. The population risks were scaled up based on a linear relationship.
2 Maximum TOSHI. The target organ with the highest TOSHI for the Steel Pickling source category is the neurological system.
3 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. HQ values shown use the lowest available acute threshold value, which, in most cases, is the REL. When HQ values exceed 1, we also
show HQ values using the next lowest available acute threshold. See section IV.A of this preamble for explanation of acute threshold values.
The results of the inhalation risk
assessment indicated there are no
cancer risks or incidences attributable to
emissions from the Steel Pickling source
category because there were no
emissions of any HAP with cancer doseresponse values (i.e., no known
carcinogens are emitted from these
sources). As shown in Table F.1, the
maximum chronic non-cancer TOSHI
value could be as high as 2. The
maximum off-facility-site acute HQ
value could be as high as 0.4, based on
the actual emissions level and the REL
value for chlorine. As our analysis of
potential differences between actual
emission levels and emissions allowable
under the MACT standards indicate,
actual emissions are approximately the
same as MACT-allowable emissions,
and the risk results for actual emissions
are approximately the same as those for
MACT-allowable emissions.
Table F.2 displays the results of the
facility-wide risk assessment. This
assessment was conducted based on
actual emission levels for the 51
modeled facilities.
TABLE F.2—STEEL PICKLING FACILITY-WIDE RISK ASSESSMENT RESULTS
Maximum Facility-Wide Individual Cancer Risk (in 1 million) .....................................................................................................................
Steel Pickling source category contribution to this maximum facility-wide individual cancer risk .......................................................
Maximum Facility-Wide Chronic Non-cancer TOSHI ..................................................................................................................................
Steel Pickling source category contribution to this maximum facility-wide chronic non-cancer TOSHI 2 ...........................................
100
1 NA
10
< 1%
1 The Steel Pickling source category does not contribute to the facility-wide cancer risks, as the facilities in this source category do not report
emissions of any HAP with cancer dose-response values.
2 Percentage shown reflects Steel Pickling source category contribution to the maximum facility-wide risks at the facility with the maximum risk
value shown.
The maximum individual cancer risk
from all HAP emissions at a facility that
contains sources subject to the Steel
Pickling—HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
MACT standards is estimated to be 100in-1 million, and the maximum chronic
non-cancer TOSHI value is estimated to
be 10. As noted previously, there were
no emissions of any HAP with cancer
dose-response values from the Steel
Pickling source category; therefore, this
source category does not contribute to
the maximum facility-wide cancer risk
of 100-in-1 million. At the facility where
the maximum TOSHI risk value occurs,
the estimated proportion of the risk
attributable to the Steel Pickling source
category processes is less than one
percent. The highest facility-wide
cancer risk for a facility that includes a
steel pickling or HCL regeneration
source is primarily driven by iron and
steel processes and coke oven
emissions. The iron and steel processes
will be addressed in a future residual
risk review, some coke oven processes
(charging, top side, and door leaks) have
been addressed in a previous
rulemaking action (70 FR 19992), and
other coke oven processes (pushing,
quenching, and battery stacks) will be
addressed in a future residual risk
review.
The results of the demographic
analyses performed to investigate the
distribution of TOSHI greater than 1,
based on actual emissions levels for the
population living within 5 km of the
facilities, among various demographic
groups are provided in a report available
in the docket for this action and
summarized in Table F.3 below.
TABLE F.3—STEEL PICKLING DEMOGRAPHIC RISK ANALYSIS RESULTS
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Population with TOSHI greater than 1-in-1 million
Emissions basis
Maximum
respiratory
hazard
index
Nationwide ................
Source Category ......
Facility-wide ..............
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n/a
2
10
Total
(millions)
175
0.000045
0.0017
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%
African
American
%
32
0
41
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multiracial
%
16
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0
6
Hispanic
or Latino
%
Native
American
%
16
9
1
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13
6
11
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The results of the Steel Pickling
source category demographic analysis
show that there are 45 people exposed
to an HI of one or greater from the
source category and 1,700 people
exposed to an HI of one or greater for
the facility-wide emissions. Of this
relatively small number of people for
the source category, none of the groups
shows a disparate impact compared to
the national distribution of non-cancer
risk. The facility-wide analysis shows a
higher percentage population with an HI
of one or more only for those that could
be classified as a ‘‘Minority’’ and for
those included in the ‘‘African
American’’ demographic group.
Details of these assessments and
analyses can be found in the residual
risk documentation as referenced in
section IV.A of this preamble, which is
available in the docket for this action.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
4. What are our proposed decisions on
risk acceptability and ample margin of
safety?
a. Risk Acceptability
The Steel Pickling source category
does not emit HAP that are known,
probable, or possible carcinogens;
therefore, based on actual and MACTallowable emission levels, cancer risks
are less than 1-in-1 million to the
individual most exposed. The analyses
we performed for this proposal show no
potential for an adverse environmental
effect or human health multi-pathway
effects, and that acute non-cancer health
impacts are unlikely. We determined
that emissions from the Steel Pickling
source category would result in chronic
non-cancer TOSHI approximately equal
to 2 for the individual most exposed
based on either actual emissions or
MACT-allowable emissions. This HI
value is for one facility, which has had
compliance issues with the MACT
standards. The emissions data used in
our analysis include emissions that are
in excess of what is allowed by the
MACT standards. Work is underway
between this facility, OECA at EPA, and
the State to improve compliance. The
next highest HI from any facility in the
source category is 0.1. Based on this, we
do not anticipate that MACT-allowable
emissions for the sources in this
category, or actual emissions when a
source is in compliance with the MACT
standards, would result in adverse
chronic non-cancer health effects. Our
additional analysis of facility-wide risks
showed that the maximum facility-wide
cancer risk is 100-in-1 million and the
maximum facility-wide non-cancer
TOSHI is 10. It also showed that the
steel pickling processes located at the
facilities with these maximum risk
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values did not contribute to the cancer
risk and contributed less than 1 percent
to these non-cancer risks. Our
additional analysis of the demographics
of the exposed population may show
disparities in risks between
demographic groups. Based on this
cancer risk level and in consideration of
other health measures and factors,
including the cancer incidence (no
cases) and the low maximum noncancer risk level (TOSHI of 0.2), the lack
of disparate impacts in the demographic
analysis, and the small contribution to
the facility-wide risks, we propose that
the risks from the Steel Pickling source
category are acceptable.
b. Ample Margin of Safety
We are proposing that the risks are
acceptable, and while cancer risks were
not above 1-in-1 million (the level at
which we generally perform an ample
margin of safety analysis), we decided to
consider other factors before making a
decision regarding the need for
standards to reduce risks.
Based on these analyses, we continue
to propose that the current MACT
standards provide an ample margin of
safety to protect public health and the
environment, and we are proposing to
re-adopt the existing MACT standards to
satisfy section 112(f) of the CAA.
5. What are our proposed decisions on
the technology review?
We evaluated developments in
practices, processes, and control
technologies applicable to the Steel
Pickling source category. This included
a search of the RBLC and the internet.
The only advancement that we
identified was one technology that is
being used instead of steel pickling for
some applications which is called the
smooth clean surface (SCS) process. The
SCS process uses patented roller
brushes to remove scale from steel
sheets and coils. However, this
technology leaves the last layer of scale,
resulting in a product that is rustresistant, but is not conducive to in-line
galvanizing, painting, enameling or
electrolytic plating. Additionally, some
types of forming, including
hydroforming, cold reduction and deep
draw cannot be used with SCS treated
steel. It is therefore not a viable
replacement for steel pickling
operations. Another technology, eco
pickled surface (EPS), could potentially
become a low-emission alternative for
steel pickling. EPS blasts steel with an
acid-free slurry which, like steel
pickling, removes all layers of scale.
However, EPS only became
commercially available in 2009 and it is
not yet a proven technology. Thus, it is
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premature to consider it as a
replacement for steel pickling
operations.
Because we determined that the only
identified development is not
technologically feasible at this time, we
are proposing that it is not necessary to
revise the MACT standards pursuant to
section 112(d)(6).
6. What other actions are we proposing?
We propose to eliminate the SSM
exemption in the Steel Pickling MACT
standards. Consistent with Sierra Club
v. EPA, EPA proposes that standards in
this rule would apply at all times. We
are proposing several revisions to 40
CFR part 63, subpart CCC regarding the
standards that apply during periods of
SSM. Specifically, we are proposing to
revise Table 1 to indicate that the
requirements in 40 CFR 63.6(e) of the
General Provisions do not apply. The 40
CFR 63.6(e) requires owner or operators
to act according to the general duty to
‘‘operate and maintain any affected
source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions.’’ We are
separately proposing to incorporate this
general duty to minimize emissions into
40 CFR 63.1159(c). The 40 CFR 63.6(e)
also requires the owner or operator of an
affected source to develop a written
SSM plan. We are proposing to remove
the SSM plan requirement. We are also
proposing to revise 40 CFR 63.1161 to
specify the conditions for performance
tests, to revise the SSM-associated
reporting and recordkeeping
requirements in 40 CFR 63.1164 and 40
CFR 63.1165 to require reporting and
recordkeeping for periods of
malfunction, and to revise Table 1 to
specify that 40 CFR 63.6(f)(1), 40 CFR
63.7(e)(1), the last sentence of 40 CFR
63.8(d)(3), 40 CFR 63.10(b)(2)(i),(ii), (vi),
and (v), 40 CFR 63.10(c)(10), (11), and
(15), and 40 CFR 63.10(d)(5) of the
General Provisions do not apply. In
addition, we are proposing to
promulgate an affirmative defense
against civil penalties for exceedances
of emission standards caused by
malfunctions, as well as criteria for
establishing the affirmative defense.
EPA has attempted to ensure that we
have not incorporated into proposed
regulatory language any provisions that
are inappropriate, unnecessary, or
redundant in the absence of the SSM
exemption. We are specifically seeking
comment on whether there are any such
provisions that we have inadvertently
incorporated or overlooked.
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
VI. Summary of Proposed Actions
A. What actions are we proposing as a
result of the technology reviews?
For the technology review for the
chromium electroplating and anodizing
source categories, we are proposing to
amend the rules to prohibit the addition
of PFOS-based WAFS to the
electroplating or anodizing tanks. For
these source categories, we are also
proposing to require several
housekeeping requirements to minimize
emissions of chromium-laden fugitive
dust from chromium electroplating
operations and for owners and operators
to incorporate these housekeeping
procedures in the facility operation and
maintenance plan. For MTVLO, we are
proposing to lower the existing
threshold for control of emissions from
gasoline loading from 10 million bbl/yr
to 1 million bbl/yr.
For the Group I Polymers and Resins,
Pharmaceuticals Production, and
Printing and Publishing Industry MACT
standards, which were addressed in the
October 10, 2008 proposal, we have
reaffirmed our previous determinations
that there have been no developments in
practices, processes, or control
technologies. Thus, we are continuing to
propose that it is not necessary to revise
the existing MACT requirements based
on our CAA section 112(d)(6) review.
For the Steel Pickling—HCl Process
Facilities and Hydrochloric Acid
Regeneration Plants source category, we
have determined that there have been
no developments in practices,
processes, or control technologies since
the promulgation of the MACT
standards, and we are proposing that it
is not necessary to revise the existing
MACT requirements based on our CAA
section 112(d)(6) review.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
B. What actions are we proposing as a
result of the residual risk reviews?
For the Epichlorohydrin Elastomers
Production, HypalonTM Production,
Nitrile Butadiene Rubber Production,
Polybutadiene Rubber Production,
Styrene-Butadiene Rubber and Latex
Production, MTVLO, Pharmaceuticals
Production, and Printing and Publishing
Industry MACT standards source
categories, which were addressed in the
October 10, 2008 proposal, we have
reaffirmed our proposed determinations
that the MACT standards for these
source categories provide an ample
margin of safety to protect public health
and prevent adverse environmental
effects. Thus, we are continuing to
propose to re-adopt each of these
standards for purposes of meeting the
requirements of CAA sections 112(f)(2).
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For the Hard Chromium
Electroplating, Decorative Chromium
Electroplating, Chromium Anodizing,
and Steel Pickling—HCl Process
Facilities and Hydrochloric Acid
Regeneration Plants MACT standards
source categories, we propose that the
MACT standards provide an ample
margin of safety to protect public health
and prevent adverse environmental
effects. Thus, we are proposing to readopt these standards for the purpose of
meeting the requirements of CAA
section 112(f)(2).
C. What other actions are we proposing?
We propose to amend the Hard and
Decorative Chromium Electroplating
and Chromium Anodizing Tanks, Group
I Polymers and Resins, MTVLO,
Pharmaceuticals Production, Printing
and Publishing Industry, and Steel
Pickling—HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
MACT standards to remove the language
that exempts facilities from the
emissions standards that would
otherwise be applicable during periods
of SSM, and to add an affirmative
defense against civil penalties for
exceedances of emission standards
caused by malfunctions. These changes
are being made to ensure these rules are
consistent with the court’s ruling in
Sierra Club v. EPA, 551 F.3d 1019,
which addressed similar provisions in
the General Provisions that apply to
many MACT standards.
We are also proposing requirements
for two MACT standards under the
authority of section 112(d)(2) and (3) of
the CAA to address emission points for
which emission standards were
previously not developed. For the
MTVLO MACT standard, we are
proposing to add the requirement to
perform submerged fill for existing
facilities for two subcategories, those
emitting less than 10/25 tons of HAP,
and those located more than 0.5 miles
from shore. For the Group I Polymers
and Resins MACT standard source
categories, we propose to add MACT
standards limiting emissions from the
back-end process operations from the
Butyl Rubber Production subcategory,
the Halobutyl Rubber Production
subcategory, the Epichlorohydrin
Rubber Production source category, the
Nitrile Butadiene Rubber Production
source category, and the Neoprene
Rubber Production source category. We
also propose to revise the MACT
standards for front-end process vents
from the Butyl Rubber Production
subcategory, the Halobutyl Rubber
Production subcategory, and the
Ethylene Propylene Rubber Production
source category by requiring control of
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65125
HCl emissions resulting from the
combustion of chlorinated organic
compounds.
In addition, we are proposing minor
changes to two MACT standards to
improve compliance and correct errors.
For the Chromium Electroplating MACT
standard source categories, we are
proposing to clarify that testing can be
performed by either Method 306 or
Method 306A, and we are proposing to
revise Method 306B to correct
inconsistencies between the
amendments made to subpart N in 2004
(69 FR 42885) and Method 306B. In
addition, to eliminate a discrepancy
between the Chromium Electroplating
MACT standard and the General
Provisions to part 63, we are also
proposing to revise the trigger for
semiannual compliance reports to be
consistent with General Provisions to
part 63. For the Pharmaceuticals
Production MACT standards, we are
proposing to correct one typographical
error.
VII. Request for Comments
We are soliciting comments on all
aspects of this proposed action. All
comments received during the comment
period will be considered. In addition to
general comments on the proposed
actions, we are also interested in any
additional data that may help to reduce
the uncertainties inherent in the risk
assessments. Such data should include
supporting documentation in sufficient
detail to allow characterization of the
quality and representativeness of the
data or information. Please see the
following section for more information
on submitting data.
VIII. Submitting Data Corrections
The facility-specific data used in the
source category risk analyses, facilitywide analyses, and demographic
analyses for each source category
subject to this action are available for
download on the RTR Web page at
https://www.epa.gov/ttn/atw/rrisk/
rtrpg.html. These data files include
detailed information for each HAP
emissions release point at each facility
included in the source category and all
other HAP emissions sources at these
facilities (facility-wide emissions
sources). However, it is important to
note that the source category risk
analysis included only those emissions
tagged with the MACT code associated
with the source category subject to the
risk analysis.
If you believe the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
available. When you submit data, we
request that you provide documentation
of the basis for the revised values to
support your suggested changes. To
submit comments on the data
downloaded from the RTR Web page,
complete the following steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information. The
data fields that may be revised include
the following:
Data element
Definition
Control Measure .................................................
Control Measure Comment ................................
Delete ..................................................................
Delete Comment .................................................
Emission Calculation Method Code For Revised
Emissions.
Emission Process Group ....................................
Fugitive Angle .....................................................
Are control measures in place? (yes or no).
Select control measure from list provided, and briefly describe the control measure.
Indicate here if the facility or record should be deleted.
Describes the reason for deletion.
Code description of the method used to derive emissions. For example, CEM, material balance, stack test, etc.
Enter the general type of emission process associated with the specified emission point.
Enter release angle (clockwise from true North); orientation of the y-dimension relative to true
North, measured positive for clockwise starting at 0 degrees (maximum 89 degrees).
Enter dimension of the source in the east-west (x-) direction, commonly referred to as length
(ft).
Enter dimension of the source in the north-south (y-) direction, commonly referred to as width
(ft).
Enter total annual emissions due to malfunctions (TPY).
Enter maximum hourly malfunction emissions here (lb/hr).
Enter datum for latitude/longitude coordinates (NAD27 or NAD83); if left blank, NAD83 is assumed.
Enter general comments about process sources of emissions.
Enter revised physical street address for MACT facility here.
Enter revised city name here.
Enter revised county name here.
Enter revised Emission Release Point Type here.
Enter revised End Date here.
Enter revised Exit Gas Flowrate here (ft3/sec).
Enter revised Exit Gas Temperature here (F).
Enter revised Exit Gas Velocity here (ft/sec).
Enter revised Facility Category Code here, which indicates whether facility is a major or area
source.
Enter revised Facility Name here.
Enter revised Facility Registry Identifier here, which is an ID assigned by the EPA Facility
Registry System.
Enter revised HAP Emissions Performance Level here.
Fugitive Length ...................................................
Fugitive Width .....................................................
Malfunction Emissions ........................................
Malfunction Emissions Max Hourly ....................
North American Datum .......................................
Process Comment ..............................................
REVISED Address ..............................................
REVISED City .....................................................
REVISED County Name .....................................
REVISED Emission Release Point Type ...........
REVISED End Date ............................................
REVISED Exit Gas Flow Rate ............................
REVISED Exit Gas Temperature .......................
REVISED Exit Gas Velocity ...............................
REVISED Facility Category Code ......................
REVISED Facility Name .....................................
REVISED Facility Registry Identifier ..................
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
REVISED HAP Emissions Performance Level
Code.
REVISED Latitude ..............................................
REVISED Longitude ...........................................
REVISED MACT Code .......................................
REVISED Pollutant Code ...................................
REVISED Routine Emissions .............................
REVISED SCC Code ..........................................
REVISED Stack Diameter ..................................
REVISED Stack Height ......................................
REVISED Start Date ...........................................
REVISED State ...................................................
REVISED Tribal Code ........................................
REVISED Zip Code ............................................
Shutdown Emissions ..........................................
Shutdown Emissions Max Hourly .......................
Stack Comment ..................................................
Startup Emissions ...............................................
Startup Emissions Max Hourly ...........................
Year Closed ........................................................
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter e-mail address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations, etc.).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
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Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
Enter
revised Latitude here (decimal degrees).
revised Longitude here (decimal degrees).
revised MACT Code here.
revised Pollutant Code here.
revised routine emissions value here (TPY).
revised SCC Code here.
revised Stack Diameter here (ft).
revised Stack Height here (ft).
revised Start Date here.
revised State here.
revised Tribal Code here.
revised Zip Code here.
total annual emissions due to shutdown events (TPY).
maximum hourly shutdown emissions here (lb/hr).
general comments about emission release points.
total annual emissions due to startup events (TPY).
maximum hourly startup emissions here (lb/hr).
date facility stopped operations.
Access format and all accompanying
documentation to Docket ID No. EPA–
HQ–OAR–2010–0600 (through one of
the methods described in the ADDRESSES
section of this preamble). To expedite
review of the revisions, it would also be
helpful if you submitted a copy of your
revisions to the EPA directly at
RTR@epa.gov in addition to submitting
them to the docket.
5. If you are providing comments on
a facility with multiple source
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categories, you need only submit one
file for that facility, which should
contain all suggested changes for all
source categories at that facility. We
request that all data revision comments
be submitted in the form of updated
Microsoft® Access files, which are
provided on the https://www.epa.gov/ttn/
atw/rrisk/rtrpg.html Web page.
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
IX. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is a
significant regulatory action because it
raises novel legal and policy issues.
Accordingly, EPA submitted this action
to OMB for review under Executive
Order 12866 and any changes made in
response to OMB recommendations
have been documented in the docket for
this action.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to OMB under
the Paperwork Reduction Act, 44 U.S.C.
3501, et seq.
The proposed revisions to the SSM
provisions for all of the standards being
amended with this proposed rule will
reduce the reporting burden associated
with having to prepare and submit an
SSM report. We are not proposing any
new paperwork requirements to the
Pharmaceuticals Production, Printing
and Publishing Industry, and Steel
Pickling-–HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
MACT standards. Revisions and burden
associated with amendments to the
Hard and Decorative Chromium
Electroplating and Chromium
Anodizing Tanks; Group I Polymers and
Resins; and MTVLO MACT standards
are discussed in the following
paragraphs. The OMB has previously
approved the information collection
requirements contained in the existing
regulations being amended with this
proposed rule (i.e., 40 CFR part 63,
subparts N, U, Y, KK, CCC, and GGG)
under the provisions of the Paperwork
Reduction Act, 44 U.S.C. 3501, et seq.
The OMB control numbers for EPA’s
regulations in 40 CFR are listed in 40
CFR part 9. Burden is defined at 5 CFR
1320.3(b).
1. Hard and Decorative Chromium
Electroplating and Chromium
Anodizing Tanks MACT Standard
The ICR document prepared by EPA
for the amendments to the Hard and
Decorative Chromium Electroplating
and Chromium Anodizing Tanks MACT
standards has been assigned EPA ICR
number 1611.08. Burden changes
associated with these amendments
would result from new recordkeeping
and reporting requirements associated
with the new housekeeping
requirements being proposed with
today’s action. The estimated average
burden per response is 11 hours; the
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frequency of response is annual for all
respondents that must comply with the
rule’s reporting requirements and the
estimated average number of likely
respondents per year is 590. The cost
burden to respondents resulting from
the collection of information includes
the total capital cost annualized over the
equipment’s expected useful life (about
$171,000), a total operation and
maintenance component (about
$534,000 per year), and a labor cost
component (about $500,000 per year).
2. Group I Polymers and Resins MACT
Standard
The ICR document prepared by EPA
for the amendments to the Group I
Polymers and Resins MACT standards
has been assigned EPA ICR number
2410.01. Burden changes associated
with these amendments would result
from new recordkeeping and reporting
requirements associated with the new
back-end process operation emission
limits for epichlorohydrin, neoprene,
nitrile butadiene rubber, and butyl
rubber and the HCl emission limits from
the front-end process vents for ethylene
propylene rubber and butyl rubber being
proposed with this action. The
estimated average burden per response
is 237 hours; the frequency of response
is annual for all respondents that must
comply with the rule’s reporting
requirements and the estimated average
number of likely respondents per year is
19. The cost burden to respondents
resulting from the collection of
information includes the total capital
cost annualized over the equipment’s
expected useful life (averaging $2,800),
a total operation and maintenance
component (averaging $1,000 per year),
and a labor cost component (averaging
$1.1 million per year).
3. Marine Tank Vessel Loading
Operations MACT Standard
The ICR document prepared by EPA
for the amendments to the MTVLO
MACT standards has been assigned EPA
ICR number 1679.08. Burden changes
associated with these amendments
would result from new recordkeeping
and reporting requirements associated
with the vapor recovery requirements
being proposed with today’s action. The
estimated average burden per response
is 46 hours; the frequency of response
is annual for all respondents that must
comply with the rule’s reporting
requirements and the estimated average
number of likely respondents per year is
18. The cost burden to respondents
resulting from the collection of
information includes the total capital
cost annualized over the equipment’s
expected useful life (averaging $3,780),
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65127
a total operation and maintenance
component (averaging $108 per year),
and a labor cost component (averaging
$165,000 per year).
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, EPA has established
a public docket for this rule, which
includes these ICR, under Docket ID
number EPA–HQ–OAR–2010–0600.
Submit any comments related to the ICR
to EPA and OMB. See ADDRESSES
section at the beginning of this notice
for where to submit comments to EPA.
Send comments to OMB at the Office of
Information and Regulatory Affairs,
Office of Management and Budget, 725
17th Street, NW., Washington, DC
20503, Attention: Desk Office for EPA.
Since OMB is required to make a
decision concerning the ICR between 30
and 60 days after October 21, 2010, a
comment to OMB is best assured of
having its full effect if OMB receives it
by November 22, 2010. The final rule
will respond to any OMB or public
comments on the information collection
requirements contained in this proposal.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions. For purposes of assessing
the impacts of this proposed rule on
small entities, small entity is defined as:
(1) A small business that is a small
industrial entity as defined by the Small
Business Administration’s regulations at
13 CFR 121.201; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
This proposed rule will not impose
emission measurements or reporting
requirements on small entities beyond
those specified in existing regulations,
nor does it change the level of any
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emission standard for amendments to
all of the MACT standards proposed
today, with the exception of the
proposed amendments to the hard and
decorative chromium electroplating and
chromium anodizing tanks MACT
standard. The new housekeeping
requirements and PFOS use restrictions
proposed by these amendments to the
hard and decorative chromium
electroplating and chromium anodizing
tanks MACT standard may impact small
entities, but those impacts have been
estimated to be nominal.
After considering the economic
impacts of this proposed rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
We continue to be interested in the
potential impacts of the proposed rule
on small entities and welcome
comments on issues related to such
impacts.
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D. Unfunded Mandates Reform Act
This proposed rule does not contain
a Federal mandate under the provisions
of Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), 2 U.S.C.
1531–1538 for State, local, or tribal
governments or the private sector. The
proposed rule would not result in
expenditures of $100 million or more
for State, local, and tribal governments,
in aggregate, or the private sector in any
1 year. The proposed rule imposes no
enforceable duties on any State, local, or
tribal governments or the private sector.
Thus, this proposed rule is not subject
to the requirements of sections 202 or
205 of the UMRA.
This proposed rule is also not subject
to the requirements of section 203 of
UMRA because it contains no regulatory
requirements that might significantly or
uniquely affect small governments
because it contains no requirements that
apply to such governments nor does it
impose obligations upon them.
E. Executive Order 13132: Federalism
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. None of the
facilities subject to this action are
owned or operated by State
governments, and, because no new
requirements are being promulgated,
nothing in this proposal will supersede
State regulations. Thus, Executive Order
13132 does not apply to this proposed
rule.
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In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicits comment on this
proposed rule from State and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Subject to the Executive Order 13175
(65 FR 67249, November 9, 2000), EPA
may not issue a regulation that has tribal
implications, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by tribal governments, or
EPA consults with tribal officials early
in the process of developing the
proposed regulation and develops a
tribal summary impact statement. EPA
has concluded that this proposed rule
will not have tribal implications, as
specified in Executive Order 13175. It
will not have substantial direct effect on
tribal governments, on the relationship
between the Federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal government and Indian tribes,
as specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to this action.
EPA specifically solicits additional
comment on this proposed action from
tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This proposed rule is not subject to
Executive Order 13045 (62 FR 19885,
April 23, 1997) because it is not
economically significant as defined in
Executive Order 12866, and because the
Agency does not believe the
environmental health or safety risks
addressed by this action present a
disproportionate risk to children. This
action would not relax the control
measures on existing regulated sources,
and EPA’s risk assessments (included in
the docket for this proposed rule)
demonstrate that the existing
regulations are health protective.
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant energy
action’’ as defined under EO 13211,
‘‘Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001), because it is not likely to have
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significant adverse effect on the supply,
distribution, or use of energy. This
action will not create any new
requirements for sources in the energy
supply, distribution, or use sectors.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, 12(d) (15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards (VCS) in its regulatory
activities unless to do so would be
inconsistent with applicable law or
otherwise impractical. VCS are
technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by VCS
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable VCS.
This proposed rulemaking does not
involve technical standards. Therefore,
EPA is not considering the use of any
VCS.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (59 FR 7629,
February 16, 1994) establishes Federal
executive policy on environmental
justice. Its main provision directs
Federal agencies, to the greatest extent
practicable and permitted by law, to
make environmental justice part of their
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of their programs,
policies, and activities on minority
populations and low-income
populations in the United States.
To examine the potential for any
environmental justice issues that might
be associated with each source category,
we evaluated the distributions of HAPrelated cancer and non-cancer risks
across different social, demographic,
and economic groups within the
populations living near the facilities
where these source categories are
located. The methods used to conduct
demographic analyses for this rule are
described in section IV.A of the
preamble for this rule. The development
of demographic analyses to inform the
consideration of environmental justice
issues in EPA rulemakings is an
evolving science. The EPA offers the
demographic analyses in this
rulemaking as examples of how such
analyses might be developed to inform
such consideration, and invites public
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comment on the approaches used and
the interpretations made from the
results, with the hope that this will
support the refinement and improve
utility of such analyses for future
rulemakings.
For this analysis, we analyzed risks
due to the inhalation of HAP in two
separate ways. In the first approach, we
focus the analysis on the total
populations residing within 5 km of
each facility (source category and
facility-wide), regardless of their
estimated risks, and examine the
distributions of estimated risk across the
various demographic groups within
those 5 km circles. In the other, we
focus the analysis only on the
populations within 5 km of any facility
who are estimated to have HAP
exposures which result in cancer risks
of 1-in-1 million or greater or noncancer HI of 1 or greater (based on the
emissions of the source category or the
facility, respectively), once again
examining the distributions of those
risks across various demographic
groups. In each approach, we compare
the percentages of particular
demographic groups to the total number
of people in those demographic groups.
In this preamble, we only present the
results of the second approach since it
focuses on the significant risks from
either the source category or the facilitywide emissions. The results of both
approaches are documented in memos
to the docket for each of the source
categories covered in this proposal.
As described in the preamble, for the
Epichlorohydrin Elastomers Production,
Hypalon TM Production, Nitrile
Butadiene Rubber Production,
Polybutadiene Rubber Production,
Styrene-Butadiene Rubber and Latex
Production, MTVLO, Pharmaceuticals
Production, and Printing and Publishing
Industry MACT standard source
categories, which were addressed in the
October 10, 2008, proposal, we have
reaffirmed our proposed determinations
that the MACT standards for these
source categories provide an ample
margin of safety to protect public health
and prevent adverse environmental
effects. For the Hard Chromium
Electroplating, Decorative Chromium
Electroplating, Chromium Anodizing,
and Steel Pickling—HCl Process
Facilities and Hydrochloric Acid
Regeneration Plants MACT standard
source categories, we propose the
MACT standards provide an ample
margin of safety to protect public health
and prevent adverse environmental
effects.
Our analyses also show that, for all
the source categories evaluated, there is
no potential for an adverse
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environmental effect or human health
multipathway effects, and that acute
and chronic non-cancer health impacts
are unlikely. Our additional analysis of
facility-wide risks showed that the
maximum facility-wide cancer risks for
all source categories are within the
range of acceptable risks, and that the
maximum chronic non-cancer risks are
unlikely to cause health impacts. Our
additional analysis of the demographics
of the exposed population may show
disparities in risks between
demographic groups for all three
categories; EPA has determined that,
although there may be a disparity in
risks between demographic groups, no
group is exposed to unacceptable level
of risk. The proposed rule would not
relax the control measures on sources
regulated by the rule, and, therefore,
would not increase risks to any
populations exposed to these sources.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Reporting and
recordkeeping requirements, Volatile
organic compounds.
Dated: September 14, 2010.
Lisa P. Jackson,
Administrator.
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
Authority: 42 U.S.C. 7401, et seq.
Subpart N—[Amended]
2. Section 63.341 is amended by:
a. Adding, in alphabetical order in
paragraph (a), definitions for
‘‘affirmative defense,’’ ‘‘contains
hexavalent chromium,’’ and
‘‘perfluorooctyl sulfonate (PFOS)-based
fume suppressant’’; and
b. Revising paragraph (b)(10) to read
as follows:
§ 63.341
Definitions and nomenclature.
(a) * * *
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
Contains hexavalent chromium
means, the substance consists of, or
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Fmt 4701
Sfmt 4702
contains 0.1 percent or greater by
weight, chromium trioxide, chromium
(VI) oxide, chromic acid, or chromic
anhydride.
*
*
*
*
*
Perfluorooctyl sulfonate (PFOS)-based
fume suppressant means a fume
suppressant that contains 1 percent or
greater PFOS by weight.
*
*
*
*
*
(b) * * *
(10) VRtot = the average total
ventilation rate for the three test runs as
determined at the outlet by means of the
Method 306 or 306A testing specified in
appendix A of this part in dscm/min.
3. Section 63.342 is amended by:
a. Revising paragraph (a);
b. Revising paragraph (b)(1);
c. Adding paragraph (c)(1)(iv);
d. Adding paragraph (c)(2)(vi);
e. Adding paragraph (d)(3);
f. Redesignating paragraphs (e)(2) and
(e)(3) as paragraphs (e)(3) and (e)(4);
g. Adding new paragraph (e)(2);
h. Revising newly designated
paragraph (e)(4);
i. Adding paragraph (f)(3)(i)(F); and
j. Adding Table 2 to read as follows:
§ 63.342
For the reasons stated in the
preamble, the Environmental Protection
Agency proposes to amend title 40,
chapter I of the Code of Federal
Regulations as follows:
65129
Standards.
(a)(1) At all times, each owner or
operator must operate and maintain any
affected source subject to the
requirements of this subpart, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
(2) Each owner or operator of an
affected source subject to the provisions
of this subpart shall comply with these
requirements in this section on and after
the compliance dates specified in
§ 63.343(a). All affected sources are
regulated by applying maximum
achievable control technology.
*
*
*
*
*
(b) * * *
(1) The emission limitations in this
section apply during tank operation as
defined in § 63.341, and during periods
of startup and shutdown as these are
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routine occurrences for affected sources
subject to this subpart. In response to an
action to enforce the standards set forth
in this subpart, you may assert a civil
defense to a claim for civil penalties for
exceedances of such standards that are
caused by a malfunction, as defined in
40 CFR 63.2. Appropriate penalties may
be assessed, however, if the respondent
fails to meet its burden of proving all
the requirements in the affirmative
defense. The affirmative defense shall
not be available for claims for injunctive
relief.
(i) To establish the affirmative defense
in any action to enforce such a limit, the
owners or operators of facilities must
timely meet the notification
requirements of paragraph (b)(1)(ii) of
this section, and must prove by a
preponderance of evidence that:
(A) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or of
a process to operate in a normal an
usual manner; and could not have been
prevented through careful planning,
proper design or better operation and
maintenance practices; and did not stem
from any activity or event that could
have been foreseen and avoided, or
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(B) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(C) The frequency, amount and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(D) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(E) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(F) All emissions monitoring and
control systems were kept in operation
if at all possible; and
(G) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(H) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(I) The owner or operator has
prepared a written root cause analysis to
determine, correct and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(ii) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later than two business days after
the initial occurrence of the
malfunction, if it wishes to avail itself
of an affirmative defense to civil
penalties for that malfunction. The
owner or operator seeking to assert an
affirmative defense shall also submit a
written report to the Administrator
within 30 days of the initial occurrence
of the exceedance of the standard in this
subpart to demonstrate, with all
necessary supporting documentation,
that it has met the requirements set forth
in paragraph (b)(1)(i) of this section.
*
*
*
*
*
(c)(1) * * *
(iv) After 3 years from date of
publication of the final rule
amendments in the Federal Register,
the owner or operator of an affected
open surface hard chromium
electroplating tank shall not add PFOSbased fume suppressants to any affected
open surface hard chromium
electroplating tank.
*
*
*
*
*
(2) * * *
(vi) After 3 years from date of
publication of the final rule
amendments in the Federal Register,
the owner or operator of an affected
enclosed hard chromium electroplating
tank shall not add PFOS-based fume
suppressants to any affected enclosed
hard chromium electroplating tank.
*
*
*
*
*
(d) * * *
(3) After 3 years from date of
publication of the final rule
amendments in the Federal Register,
the owner or operator of an affected
decorative chromium electroplating
tank or an affected chromium anodizing
tank shall not add PFOS-based fume
suppressants to any affected decorative
chromium electroplating tank or
chromium anodizing tank.
(e) * * *
(2) After 3 years from date of
publication of the final rule
amendments in the Federal Register,
the owner or operator of an affected
decorative chromium electroplating
tank using a trivalent chromium bath
shall not add PFOS-based fume
suppressants to any affected decorative
chromium electroplating tank.
*
*
*
*
*
(4) Each owner or operator of an
existing, new, or reconstructed
decorative chromium electroplating
tank that had been using a trivalent
chromium bath that incorporated a
wetting agent and ceases using this type
of bath must fulfill the reporting
requirements of § 63.347(i)(3) and
comply with the applicable emission
limitation within the timeframe
specified in § 63.343(a)(7).
(f) * * *
(3) * * *
(i) * * *
(F) The plan shall include
housekeeping procedures, as specified
in Table 2 of this section.
*
*
*
*
*
TABLE 2 TO § 63.342—HOUSEKEEPING PRACTICES
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
For
You must:
At this minimum frequency
1. Any substance that contains hexavalent
chromium.
(a) Store the substance in a closed container
in an enclosed storage area; AND
(b) Use a closed container when transporting
the substance from the enclosed storage
area.
(a) Install drip trays that collect and return to
the tank any bath solution that drips or
drains from parts as the parts are removed
from the tank; OR
At all times.
2. Each affected tank, to minimize spills of bath
solution that result from dragout.
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Whenever transporting substance.
Prior to operating the tank.
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65131
TABLE 2 TO § 63.342—HOUSEKEEPING PRACTICES—Continued
For
You must:
At this minimum frequency
Whenever removing parts from an affected
tank.
3. Each spraying operation for removing excess
chromic acid from parts removed from an affected tank.
(b) Contain and return to the tank all solution
that drains or drips from parts as the parts
are removed from the tank.
Install a splash guard to minimize overspray
and to ensure that any hexavalent chromium laden liquid is returned to the electroplating or anodizing tank.
Clean up, or otherwise contain, all spills of the
substance.
(a) Clean the surfaces using one or more of
the following methods:
(i) HEPA vacuuming;
(ii) Hand-wiping with a damp cloth;
(iii) Wet mopping;
(iv) Other cleaning method approved by
the permitting agency; OR
(b) Apply a non-toxic chemical dust suppressant to the surfaces.
Separate the operation from any affected
electroplating or anodizing operation by installing a physical barrier; the barrier may
take the form of plastic strip curtains.
Store, dispose, recover, or recycle the wastes
using practices that do not lead to fugitive
dust and in accordance with hazardous
waste requirements.
At least once every 7 days.
7. All chromium or chromium-containing wastes
generated from housekeeping activities.
4. Section 63.343 is amended by
adding paragraph (a)(8) to read as
follows:
§ 63.343
b. Revising paragraphs (e)(3)(iii),
(e)(3)(iv), and (e)(3)(v); and
c. Revising paragraphs (e)(4)(ii) and
(e)(4)(iv) to read as follows:
Compliance provisions.
(a) * * *
(8) No later than 6 months from date
of publication of the final amendments
in the Federal Register, the owner or
operator of an affected source that is
subject to the standards in paragraphs
§ 63.342(c) or (d) shall implement the
housekeeping procedures specified in
Table 2 of § 63.342.
*
*
*
*
*
5. Section 63.344 is amended by:
a. Revising paragraph (a);
§ 63.344 Performance test requirements
and test methods.
(a) Performance test requirements.
Performance tests shall be conducted
using the test methods and procedures
in this section. Performance tests shall
be conducted under such conditions as
the Administrator specifies to the owner
or operator based on representative
performance of the affected source for
the period being tested. Upon request,
the owner or operator shall make
available to the Administrator such
records as may be necessary to
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VR tot ×
where VRtot is the average total ventilation
rate in dscm/min for the three test runs
as determined at the outlet by means of
the Method 306 or 306A testing; IDAi is
the total inlet area for all ducts
associated with affected sources; èIAtotal
IDAi
= VRinlet
∑ IAtotal
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PO 00000
is the sum of all inlet duct areas from
both affected and nonaffected sources;
and VRinlet is the total ventilation rate
from all inlet ducts associated with
affected sources.
EL is the applicable emission limitation
from § 63.342 in mg/dscm. The allowable
Frm 00065
Fmt 4701
Sfmt 4702
At all times.
determine the conditions of
performance tests. Performance test
results shall be documented in complete
test reports that contain the information
required by paragraphs (a)(1) through (9)
of this section. The test plan to be
followed shall be made available to the
Administrator prior to the testing, if
requested.
*
*
*
*
*
(e) * * *
(3) * * *
(iii) Perform Method 306 or 306A
testing and calculate an outlet mass
emission rate.
(iv) Determine the total ventilation
rate from the affected sources (VRinlet) by
using equation 1:
(1)
∑ VRinlet × EL × 60 minutes/hour = AMRsys
where è VRinlet is the total ventilation rate in
dscm/min from the affected sources, and
According to manufacturer’s recommendations.
Prior to beginning the buffing, grinding, or
polishing operation.
(v) Establish the allowable mass
emission rate of the system (AMRsys) in
milligrams of total chromium per hour
(mg/hr) using equation 2:
(2)
mass emission rate (AMRsys) calculated
from equation 2 should be equal to or
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EP21OC10.001
6. All buffing, grinding, or polishing operations.
Within 1 hour of the spill.
EP21OC10.000
4. Each operation that involves the handling or
use of any substance that contains
hexavalent chromium.
5. All surfaces within the enclosed storage
area, open floor area, walkways around affected tanks, or any surface potentially contaminated with hexavalent chromium that accumulates or potentially accumulates dust.
Prior to any such spraying operation.
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
more than the outlet three-run average
mass emission rate determined from
Method 306 or 306A testing in order for
the source to be in compliance with the
standard.
(4) * * *
(ii) Determine the total ventilation
rate for each type of affected source
(VRinlet,a) using equation 3:
VR tot ×
IDAi,a
∑ IAtotal
= VRinlet ,a
(3)
where VRtot is the average total ventilation
rate in dscm/min for the three test runs
as determined at the outlet by means of
the Method 306 or 306A testing; IDAi,a is
the total inlet duct area for all ducts
conveying chromic acid from each type
of affected source performing the same
operation, or each type of affected source
subject to the same emission limitation;
èIAtotal is the sum of all duct areas from
both affected and nonaffected sources;
and VRinlet,a is the total ventilation rate
from all inlet ducts conveying chromic
acid from each type of affected source
AMR hcl + AMR hc 2 + AMR dc + AMR ca = AMRsys
The allowable mass emission rate
calculated from equation 8 should be
equal to or more than the outlet threerun average mass emission rate
determined from Method 306 or 306A
testing in order for the source to be in
compliance with the standards.
*
*
*
*
*
6. Section 63.346 is amended by
revising paragraphs (b)(4) and (b)(13) to
read as follows:
§ 63.346
Recordkeeping requirements.
*
*
*
*
*
(b) * * *
(4) Records of actions taken during
periods of malfunction to minimize
emissions in accordance with
§ 63.342(a)(1), including corrective
actions to restore malfunctioning
process and air pollution control and
monitoring equipment to its normal or
usual manner of operation;
*
*
*
*
*
(13) For sources using fume
suppressants to comply with the
standards, records of the date and time
that fume suppressants are added to the
electroplating or anodizing bath and
records of the fume suppressant
manufacturer and product name;
*
*
*
*
*
7. Section 63.347 is amended by:
a. Redesignating paragraphs (g)(3)(xii)
and (g)(3)(xiii) as (g)(3)(xiii) and
(g)(3)(xiv), respectively, and adding a
new paragraph (g)(3)(xii);
c. Revising paragraphs (h)(2)(i)
introductory text and (h)(2)(i)(A) to read
as follows:
§ 63.347
Reporting requirements.
*
*
*
*
*
(g) * * *
(3) * * *
(xii) The number, duration, and a
brief description for each type of
malfunction which occurred during the
reporting period and which caused or
may have caused any applicable
emission limitation to be exceeded. The
report must also include a description of
actions taken by an owner or operator
performing the same operation, or each
type of affected source subject to the
same emission limitation.
*
*
*
*
*
(iv) Establish the allowable mass
emission rate of the system (AMRsys) in
milligrams of total chromium per hour
(mg/hr) using equation 8, including
each type of affected source as
appropriate:
(8)
during a malfunction of an affected
source to minimize emissions in
accordance with § 63.342(a)(1),
including actions taken to correct a
malfunction.
*
*
*
*
*
(h) * * *
(2) * * *
(i) If either of the following conditions
is met, semiannual reports shall be
prepared and submitted to the
Administrator:
(A) The total duration of excess
emissions (as indicated by the
monitoring data collected by the owner
or operator of the affected source in
accordance with § 63.343(c)) is 1
percent or greater of the total operating
time for the reporting period; or
*
*
*
*
*
8. Table 1 to Subpart N is amended
by:
a. Removing entry 63.7(e);
b. Adding entries 63.7(e)(1) and
63.7(e)(2)–(4) to read as follows:
TABLE 1 TO SUBPART N OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART N
Applies to Subpart N
63.7(e)(2)–(4) ....................................................
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*
*
Subpart U—[Amended]
9. Section 63.480 is amended by
revising paragraph (j) to read as follows:
§ 63.480 Applicability and designation of
affected sources.
*
*
*
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*
*
*
*
*
No ................................ See § 63.344(a). Any cross reference to § 63.7(e)(1) in any other general provision incorporated by reference shall be treated as a crossreference to § 63.344(a).
Yes .............................. Subpart N also contains test methods specific to affected sources
covered by that subpart.
*
*
*
*
*
(j) Applicability of this subpart.
Paragraphs (j)(1) through (4) of this
section shall be followed during periods
of non-operation of the affected source
or any part thereof.
(1) The emission limitations set forth
in this subpart and the emission
limitations referred to in this subpart
shall apply at all times except during
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periods of non-operation of the affected
source (or specific portion thereof)
resulting in cessation of the emissions to
which this subpart applies. However, if
a period of non-operation of one portion
of an affected source does not affect the
ability of a particular emission point to
comply with the emission limitations to
which it is subject, then that emission
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63.7(e)(1) ..........................................................
Comment
EP21OC10.002
General provisions
reference
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point shall still be required to comply
with the applicable emission limitations
of this subpart during period of nonoperation.
(2) The emission limitations set forth
in subpart H of this part, as referred to
in § 63.502, shall apply at all times
except during periods of non-operation
of the affected source (or specific
portion thereof) in which the lines are
drained and depressurized resulting in
cessation of the emissions to which
§ 63.502 applies.
(3) The owner or operator shall not
shut down items of equipment that are
required or utilized for compliance with
this subpart during times when
emissions (or, where applicable,
wastewater streams or residuals) are
being routed to such items of equipment
if the shutdown would contravene
requirements of this subpart applicable
to such items of equipment.
(4) In response to an action to enforce
the standards set forth in this subpart,
you may assert a civil defense to a claim
for civil penalties for exceedances of
such standards that are caused by a
malfunction, as defined in 40 CFR 63.2.
Appropriate penalties may be assessed,
however, if the respondent fails to meet
its burden of proving all the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(i) To establish the affirmative defense
in any action to enforce such a limit, the
owners or operators of facilities must
timely meet the notification
requirements of paragraph (j)(4)(ii) of
this section, and must prove by a
preponderance of evidence that:
(A) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or a
process to operate in a normal and usual
manner; and could not have been
prevented through careful planning,
proper design, or better operation and
maintenance practices; and did not stem
from any activity or event that could
have been foreseen and avoided, or
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(B) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(C) The frequency, amount, and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
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(D) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(E) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(F) All emissions monitoring and
control systems were kept in operation
if at all possible; and
(G) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(H) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(I) The owner or operator has
prepared a written root cause analysis to
determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(ii) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later than 2 business days after
the initial occurrence of the
malfunction, if it wishes to avail itself
of an affirmative defense to civil
penalties for that malfunction. The
owner or operator seeking to assert an
affirmative defense shall also submit a
written report to the Administrator
within 30 days of the initial occurrence
of the exceedance of the standard in this
subpart to demonstrate, with all
necessary supporting documentation,
that it has met the requirements set forth
in paragraph (j)(4)(i) of this section.
10. Section 63.481 is amended by
revising paragraph (c) to read as follows:
§ 63.481 Compliance dates and
relationship of this subpart to existing
applicable rules.
*
*
*
*
*
(c) With the exceptions provided in
paragraphs (c)(1) through (4) of this
section, existing affected sources shall
be in compliance with this subpart no
later than June 19, 2001, as provided in
§ 63.6(c), unless an extension has been
granted as specified in paragraph (e) of
this section.
(1) Existing affected sources
producing epichlorohydrin elastomer,
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65133
halobutyl rubber, neoprene rubber, and
nitrile butadiene rubber shall be in
compliance with the applicable
emission limitation in § 63.494(a)(4) no
later than 1 year from date of
publication of the final rule
amendments in the Federal Register.
(2) Existing affected sources
producing butyl rubber shall be in
compliance with § 63.494(a)(4)(i) no
later than 3 years from date of
publication of the final rule
amendments in the Federal Register.
(3) Existing affected sources
producing butyl rubber, halobutyl
rubber, and ethylene propylene rubber
shall be in compliance with
§ 63.485(q)(1) no later than 3 years from
date of publication of the final rule
amendments in the Federal Register.
(4) Compliance with § 63.502 is
covered by paragraph (d) of this section.
*
*
*
*
*
11. Section 63.482 is amended by
adding in alphabetical order a definition
for ‘‘affirmative defense,’’ and revising
the definition of ‘‘initial start-up’’ in
paragraph (b) to read as follows:
§ 63.482
Definitions.
*
*
*
*
*
(b) * * *
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
Initial start-up means the first time a
new or reconstructed affected source
begins production of an elastomer
product, or, for equipment added or
changed as described in § 63.480(i), the
first time the equipment is put into
operation to produce an elastomer
product. Initial start-up does not
include operation solely for testing
equipment. Initial start-up does not
include subsequent start-ups of an
affected source or portion thereof
following shutdowns or following
changes in product for flexible
operation units or following recharging
of equipment in batch operation.
*
*
*
*
*
12. Section 63.483 is amended by
revising paragraph (a) to read as follows:
§ 63.483
Emission standards.
(a) At all times, each owner or
operator must operate and maintain any
affected source subject to the
requirements of this subpart, including
associated air pollution control
equipment and monitoring equipment,
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in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source. Except as
allowed under paragraphs (b) through
(d) of this section, the owner or operator
of an existing or new affected source
shall comply with the provisions in:
(1) Section 63.484 for storage vessels;
(2) Section 63.485 for continuous
front-end process vents;
(3) Sections 63.486 through 63.492 for
batch front-end process vents;
(4) Sections 63.493 through 63.500 for
back-end process operations;
(5) Section 63.501 for wastewater;
(6) Section 63.502 for equipment
leaks;
(7) Section 63.504 for additional test
methods and procedures;
(8) Section 63.505 for monitoring
levels and excursions; and
(9) Section 63.506 for general
reporting and recordkeeping
requirements.
*
*
*
*
*
13. Section 63.484 is amended by
revising paragraph (b)(4) to read as
follows:
§ 63.484
Storage vessel provisions.
*
*
*
*
(b) * * *
(4) Storage vessels located
downstream of the stripping operations
at affected sources subject to the backend residual organic HAP limitation
located in § 63.494(a)(1) through (3),
that are complying through the use of
stripping technology, as specified in
§ 63.495;
*
*
*
*
*
14. Section 63.485 is amended by
revising paragraphs (q) introductory text
and (q)(1) introductory text to read as
follows:
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*
§ 63.485 Continuous front-end process
vent provisions.
*
*
*
*
*
(q) Group 1 halogenated continuous
front-end process vents must comply
with the provisions of § 63.113(a)(1)(ii)
and § 63.113(c), with the exceptions
noted in paragraphs (q)(1) and (2) of this
section.
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(1) All Group 1 and Group 2
halogenated continuous front-end
process vents at existing affected
sources producing butyl rubber,
halobutyl rubber, or ethylene propylene
rubber using a solution process, must
comply with § 63.113(a)(1)(ii) and
§ 63.113(c).
*
*
*
*
*
15. Section 63.489 is amended by
revising paragraph (b)(4)(ii)(C) to read as
follows:
§ 63.489 Batch front-end process vents—
monitoring equipment.
*
*
*
*
*
(b) * * *
(4) * * *
(ii) * * *
(C) The owner or operator may
prepare and implement a gas stream
flow determination plan that documents
an appropriate method which will be
used to determine the gas stream flow.
The plan shall require determination of
gas stream flow by a method which will
at least provide a value for either a
representative or the highest gas stream
flow anticipated in the scrubber during
representative operating conditions. The
plan shall include a description of the
methodology to be followed and an
explanation of how the selected
methodology will reliably determine the
gas stream flow, and a description of the
records that will be maintained to
document the determination of gas
stream flow. The owner or operator
shall maintain the plan as specified in
§ 63.506(a).
*
*
*
*
*
16. Section 63.491 is amended by
revising paragraph (e)(2)(ii) to read as
follows:
§ 63.491 Batch front-end process vents—
recordkeeping requirements.
*
*
*
*
*
(e) * * *
(2) * * *
(ii) Monitoring data recorded during
periods of monitoring system
breakdowns, repairs, calibration checks,
and zero (low-level) and high-level
adjustments shall not be included in
computing the batch cycle daily
averages. In addition, monitoring data
recorded during periods of nonoperation of the EPPU (or specific
portion thereof) resulting in cessation of
organic HAP emissions shall not be
included in computing the batch cycle
daily averages.
*
*
*
*
*
17. Section 63.493 is revised to read
as follows:
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§ 63.493
Back-end process provisions.
Owners and operators of new and
existing affected sources shall comply
with the requirements in §§ 63.494
through 63.500. Owners and operators
of affected sources whose only
elastomer products are latex products,
liquid rubber products, or products
produced in a gas-phased reaction
process are not subject to the provisions
of §§ 63.494 through 63.500. If latex or
liquid rubber products are produced in
an affected source that also produces
another elastomer product, the
provisions of §§ 63.494 through 63.500
do not apply to the back-end operations
dedicated to the production of one or
more latex products or to the back-end
operations during the production of a
latex product.
18. Section 63.494 is amended by:
a. Revising the section heading;
b. Revising paragraph (a) introductory
text;
c. Revising paragraph (a)(4) and the
introductory text of paragraph (a)(5);
d. Adding paragraph (a)(6);
e. Revising paragraph (b);
f. Revising paragraph (c); and
g. Revising paragraph (d) to read as
follows:
§ 63.494 Back-end process provisions—
residual organic HAP and emission
limitations.
(a) The monthly weighted average
residual organic HAP content of all
grades of styrene butadiene rubber
produced by the emulsion process,
polybutadiene rubber and styrene
butadiene rubber produced by the
solution process, and ethylenepropylene rubber produced by the
solution process that is processed, shall
be measured after the stripping
operation [or the reactor(s), if the plant
has no stripper(s)] as specified in
§ 63.495(d), and shall not exceed the
limits provided in paragraphs (a)(1)
through (3) of this section, as applicable.
Owners or operators of these affected
sources shall comply with the
requirements of paragraphs (a)(1)
through (3) of this section using either
stripping technology or control or
recovery devices. The organic HAP
emissions from all back-end process
operations at affected sources producing
butyl rubber, epichlorohydrin
elastomer, halobutyl rubber, neoprene,
and nitrile butadiene rubber shall not
exceed the limits determined in
accordance with paragraph (a)(4) of this
section, as applicable.
*
*
*
*
*
(4) The organic HAP emissions from
back-end processes at affected sources
producing butyl rubber,
epichlorohydrin elastomer, halobutyl
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rubber, neoprene, and nitrile butadiene
rubber shall not exceed the limits
determined in accordance with
paragraphs (a)(4)(i) through (v) of this
section for any consecutive 12-month
period. The specific limitation for each
elastomer type shall be determined
based on the emissions level provided
in paragraphs (a)(4)(i) through (v) of this
section divided by the base year
production level. The limitation shall be
calculated and submitted in accordance
with § 63.499(f)(1).
(i) For butyl rubber, the organic HAP
emission limitation, in units of Mg
organic HAP emissions per Mg of butyl
rubber produced, shall be calculated by
dividing 28 Mg/yr by the mass of butyl
rubber produced in 2009, in Mg.
(ii) For epichlorohydrin elastomer, the
organic HAP emission limitation, in
units of Mg organic HAP emissions per
Mg of epichlorohydrin elastomer
produced, shall be calculated by
dividing 36 Mg/yr by the mass of
epichlorohydrin elastomer produced in
2009, in Mg.
(iii) For halobutyl rubber, the organic
HAP emission limitation, in units of Mg
organic HAP emissions per Mg of
halobutyl rubber produced, shall be
calculated by dividing 53 Mg/yr by the
mass of halobutyl rubber produced in
2006, in Mg.
(iv) For neoprene, the organic HAP
emission limitation, in units of Mg
organic HAP emissions per Mg of
neoprene produced, shall be calculated
by dividing 23 Mg/yr by the mass of
neoprene produced in 2009, in Mg.
(v) For nitrile butadiene rubber, the
organic HAP emission limitation, in
units of Mg organic HAP emissions per
Mg of nitrile butadiene rubber
produced, shall be calculated by
dividing 1.7 Mg/yr by the mass of nitrile
butadiene rubber produced in 2009, in
Mg.
(5) For EPPU that produce both an
elastomer product with a residual
organic HAP limitation listed in
paragraphs (a)(1) through (3) of this
section, and a product listed in
paragraphs (a)(5)(i) through (iv) of this
section, only the residual HAP content
of the elastomer product with a residual
organic HAP limitation shall be used in
determining the monthly average
residual organic HAP content.
*
*
*
*
*
(6) There are no back-end process
operation residual organic HAP or
emission limitations for HypalonTM and
polysulfide rubber production. There
are also no back-end process operation
residual organic HAP limitations for
latex products, liquid rubber products,
products produced in a gas-phased
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reaction process, styrene butadiene
rubber produced by any process other
than a solution or emulsion process,
polybutadiene rubber produced by any
process other than a solution process, or
ethylene-propylene rubber produced by
any process other than a solution
process.
(b) If an owner or operator complies
with the residual organic HAP
limitations in paragraph (a)(1) through
(3) of this section using stripping
technology, compliance shall be
demonstrated in accordance with
§ 63.495. The owner or operator shall
also comply with the recordkeeping
provisions in § 63.498, and the reporting
provisions in § 63.499.
(c) If an owner or operator complies
with the residual organic HAP
limitations in paragraph (a)(1) through
(3) of this section using control or
recovery devices, compliance shall be
demonstrated using the procedures in
§ 63.496. The owner or operator shall
also comply with the monitoring
provisions in § 63.497, the
recordkeeping provisions in § 63.498,
and the reporting provisions in § 63.499.
(d) If the owner or operator complies
with the residual organic HAP
limitations in paragraph (a)(1) through
(3) of this section using a flare, the
owner or operator of an affected source
shall comply with the requirements in
§ 63.504(c).
19. Section 63.495 is amended by:
a. Revising the section heading;
b. Revising paragraph (a);
c. Revising paragraph (b)(5); and
d. Adding paragraph (g) to read as
follows:
§ 63.495 Back-end process provisions—
procedures to determine compliance with
residual organic HAP limitations using
stripping technology and organic HAP
emissions limitations.
(a) If an owner or operator complies
with the residual organic HAP
limitations in § 63.494(a)(1) through (3)
using stripping technology, compliance
shall be demonstrated using the
periodic sampling procedures in
paragraph (b) of this section, or using
the stripper parameter monitoring
procedures in paragraph (c) of this
section. The owner or operator shall
determine the monthly weighted
average residual organic HAP content
for each month in which any portion of
the back-end of an elastomer production
process is in operation. A single
monthly weighted average shall be
determined for all back-end process
operations at the affected source.
(b) * * *
(5) The monthly weighted average
shall be determined using the equation
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in paragraph (f) of this section. All
representative samples taken and
analyzed during the month shall be
used in the determination of the
monthly weighted average.
*
*
*
*
*
(g) Compliance with the organic HAP
emission limitations determined in
accordance with § 63.494(a)(4) shall be
demonstrated in accordance with
paragraphs (g)(1) through (5) of this
section.
(1) Calculate your organic HAP
emission limitation in accordance with
§ 63.494(a)(4)(i) through (v), as
applicable, record it, and submit it in
accordance with § 63.499(f)(1).
(2) Each month, calculate and record
the organic HAP emissions from all back
end process operations using
engineering assessment. Engineering
assessment includes, but is not limited
to, the following:
(i) Previous test results, provided the
test was representative of current
operating practices.
(ii) Bench-scale or pilot-scale test data
obtained under conditions
representative of current process
operating conditions.
(iii) Design analysis based on
accepted chemical engineering
principles, measurable process
parameters, or physical or chemical
laws or properties. Examples of
analytical methods include, but are not
limited to:
(A) Use of material balances;
(B) Estimation of flow rate based on
physical equipment design, such as
pump or blower capacities;
(C) Estimation of organic HAP
concentrations based on saturation
conditions; and
(D) Estimation of organic HAP
concentrations based on grab samples of
the liquid or vapor.
(3) Each month, record the mass of
elastomer product produced.
(4) Each month, calculate and record
the sums of the organic HAP emissions
and the mass of elastomer produced for
the month and the previous 11 months.
(5) Each month, divide the total mass
of organic HAP emitted for the 12month period by the total mass of
elastomer produced during the 12month period. This value must be
recorded in accordance with § 63.498(e)
and reported in accordance with
§ 63.499(f)(2).
20. Section 63.496 is amended by:
a. Revising the section heading;
b. Revising paragraph (a);
c. Revising paragraph (c)(2); and
d. Revising paragraph (d) to read as
follows:
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§ 63.496 Back-end process provisions—
procedures to determine compliance with
residual organic HAP limitations using
control or recovery devices.
(a) If an owner or operator complies
with the residual organic HAP
limitations in § 63.494(a)(1) through (3)
using control or recovery devices,
compliance shall be demonstrated using
the procedures in paragraphs (b) and (c)
of this section. Previous test results
conducted in accordance with
paragraphs (b)(1) through (6) of this
section may be used to determine
compliance in accordance with
paragraph (c) of this section.
*
*
*
*
*
(c) * * *
(2) A facility is in compliance if the
average of the organic HAP contents
calculated for all three test runs is below
the residual organic HAP limitations in
§ 63.494(a)(1) through (3).
(d) An owner or operator complying
with the residual organic HAP
limitations in § 63.494(a)(1) through (3)
using a control or recovery device, shall
redetermine the compliance status
through the requirements described in
paragraph (b) of this section whenever
process changes are made. The owner or
operator shall report the results of the
redetermination in accordance with
§ 63.499(d). For the purposes of this
section, a process change is any action
that would reasonably be expected to
impair the performance of the control or
recovery device. For the purposes of this
section, the production of an elastomer
with a residual organic HAP content
greater than the residual organic HAP
content of the elastomer used in the
compliance demonstration constitutes a
process change, unless the overall effect
of the change is to reduce organic HAP
emissions from the source as a whole.
Other examples of process changes may
include changes in production capacity
or production rate, or removal or
addition of equipment. For the purposes
of this paragraph, process changes do
not include: Process upsets;
unintentional, temporary process
changes; or changes that reduce the
residual organic HAP content of the
elastomer.
21. Section 63.497 is amended by:
a. Revising the section heading to
§ 63.497;
b. Revising paragraph (a) introductory
text; and
c. Revising paragraph (d) introductory
text to read as follows:
§ 63.497 Back-end process provisions—
monitoring provisions for control and
recovery devices used to comply with
residual organic HAP limitations.
(a) An owner or operator complying
with the residual organic HAP
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limitations in § 63.494(a)(1) through (3)
using control or recovery devices, or a
combination of stripping and control or
recovery devices, shall install the
monitoring equipment specified in
paragraphs (a)(1) through (6) of this
section, as appropriate.
*
*
*
*
*
(d) The owner or operator of an
affected source with a controlled backend process vent using a vent system
that contains bypass lines that could
divert a vent stream away from the
control or recovery device used to
comply with § 63.494(a)(1) through (3)
shall comply with paragraph (d)(1) or
(2) of this section. Equipment such as
low leg drains, high point bleeds,
analyzer vents, open-ended valves or
lines, and pressure relief valves needed
for safety purposes are not subject to
this paragraph.
*
*
*
*
*
22. Section 63.498 is amended by:
a. Revising paragraph (a) introductory
text;
b. Revising paragraph (a)(3);
c. Adding paragraph (a)(4);
d. Revising paragraph (b) introductory
text;
e. Revising paragraph (b)(3);
f. Revising paragraph (c) introductory
text;
g. Revising paragraph (d) introductory
text;
h. Revising paragraph (d)(5)(ii)(B);
i. Revising paragraph (d)(5)(ii)(E); and
j. Adding paragraph (e) to read as
follows:
§ 63.498 Back-end process provisions—
recordkeeping.
(a) Each owner or operator shall
maintain the records specified in
paragraphs (a)(1) through (3), and
paragraphs (b) through (d) of this
section, as appropriate.
*
*
*
*
*
(3) If the back-end process operation
is subject to a residual organic HAP
limitation in § 63.494(a)(1) through (3),
whether compliance will be achieved by
stripping technology, or by control or
recovery devices.
(4) If the back-end process operation
is subject to an emission limitation in
§ 63.494(a)(4), the organic HAP emission
limitation calculated in accordance with
§ 63.494(a)(4)(i) through (v), as
applicable.
(b) Each owner or operator of a backend process operation using stripping
technology to comply with a residual
organic HAP limitation in § 63.494(a)(1)
through (3), and demonstrating
compliance using the periodic sampling
procedures in § 63.495(b), shall
maintain the records specified in
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Fmt 4701
Sfmt 4702
paragraph (b)(1), and in paragraph (b)(2)
or paragraph (b)(3) of this section, as
appropriate.
*
*
*
*
*
(3) If the organic HAP contents for all
samples analyzed during a month are
below the appropriate level in
§ 63.494(a), the owner or operator may
record that all samples were in
accordance with the residual organic
HAP limitations in § 63.494(a)(1)
through (3), rather than calculating and
recording a monthly weighted average.
(c) Each owner or operator of a backend process operation using stripping
technology to comply with a residual
organic HAP limitation in § 63.494(a)(1)
through (3), and demonstrating
compliance using the stripper parameter
monitoring procedures in § 63.495(c),
shall maintain the records specified in
paragraphs (c)(1) through (3) of this
section.
*
*
*
*
*
(d) Each owner or operator of a backend process operation using control or
recovery devices to comply with a
residual organic HAP limitation in
§ 63.494(a)(1) through (3) shall maintain
the records specified in paragraphs
(d)(1) through (5) of this section. The
recordkeeping requirements contained
in paragraphs (d)(1) through (4) pertain
to the results of the testing required by
§ 63.496(b), for each of the three
required test runs.
*
*
*
*
*
(5) * * *
(ii) * * *
(B) Monitoring data recorded during
periods of monitoring system
breakdowns, repairs, calibration checks,
and zero (low-level) and high-level
adjustments shall not be included in
computing the hourly or daily averages.
In addition, monitoring data recorded
during periods of non-operation of the
EPPU (or specific portion thereof)
resulting in cessation of organic HAP
emissions shall not be included in
computing the hourly or daily averages.
Records shall be kept of the times and
durations of all such periods and any
other periods of process or control
device operation when monitors are not
operating.
*
*
*
*
*
(E) For flares, records of the times and
duration of all periods during which the
pilot flame is absent shall be kept rather
than daily averages. The records
specified in this paragraph are not
required during periods when emissions
are not routed to the flare.
*
*
*
*
*
(e) If the back-end process operation
is subject to an organic HAP emission
limitation in § 63.494(a)(4), the records
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specified in paragraphs (e)(1) through
(4) of this section.
(1) The applicable organic HAP
emission limitation determined in
accordance with § 63.494(a)(4)(i)
through (v).
(2) The organic HAP emissions from
all back-end process operations for each
month, along with documentation of all
calculations and other information used
in the engineering assessment to
estimate these emissions.
(3) The mass of elastomer product
produced each month.
(4) The total mass of organic HAP
emitted for each 12-month period
divided by the total mass of elastomer
produced during the 12-month period,
determined in accordance with
§ 63.495(g)(5).
23. Section 63.499 is amended by:
a. Revising paragraph (a)(3);
b. Revising paragraph (b) introductory
text;
c. Revising paragraph (c) introductory
text;
d. Revising paragraph (d) introductory
text; and
e. Adding paragraph (f) to read as
follows:
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
§ 63.499 Back-end process provisions—
reporting.
(a) * * *
(3) If the back-end process operation
is subject to a residual organic HAP
limitation in § 63.494(a)(1) through (3),
whether compliance will be achieved by
stripping technology, or by control or
recovery devices.
(b) Each owner or operator of a backend process operation using stripping to
comply with a residual organic HAP
limitation in § 63.494(a)(1) through (3),
and demonstrating compliance by
stripper parameter monitoring, shall
submit reports as specified in
paragraphs (b)(1) and (2) of this section.
*
*
*
*
*
(c) Each owner or operator of an
affected source with a back-end process
operation control or recovery device
that shall comply with a residual
organic HAP limitation in § 63.494(a)(1)
through (3) shall submit the information
specified in paragraphs (c)(1) through
(3) of this section as part of the
Notification of Compliance Status
specified in § 63.506(e)(5).
*
*
*
*
*
(d) Whenever a process change, as
defined in § 63.496(d), is made that
causes the redetermination of the
compliance status for the back-end
process operations subject to a residual
organic HAP limitation in § 63.494(a)(1)
through (3), the owner or operator shall
submit a report within 180 days after
the process change, as specified in
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§ 63.506(e)(7)(iii). The report shall
include:
*
*
*
*
*
(f) If the back-end process operation is
subject to an organic HAP emission
limitation in § 63.494(a)(4), the owner
and operator must submit the
information specified in paragraphs
(f)(1) and (2) of this section.
(1) The applicable organic HAP
emission limitation determined in
accordance with § 63.494(a)(4)(i)
through (v) shall be submitted no later
than 180 days from the date of
publication of the final rule
amendments in the Federal Register.
(2) In the periodic report required to
be submitted by § 63.506(e)(6), the total
mass of organic HAP emitted for each of
the rolling 12-month periods in the
reporting period divided by the total
mass of elastomer produced during the
corresponding 12-month period,
determined in accordance with
§ 63.495(g)(5).
24. Section 63.501 is amended by
revising paragraph (c)(2) to read as
follows:
§ 63.501
Wastewater provisions.
*
*
*
*
*
(c) * * *
(2) Back-end streams at affected
sources that are subject to a residual
organic HAP limitation in § 63.494(a)(1)
through (3) and that are complying with
these limitations through the use of
stripping technology.
25. Section 63.502 is amended by
revising paragraph (b)(4) to read as
follows:
§ 63.502 Equipment leak and heat
exchange system provisions.
*
*
*
*
*
(b) * * *
(4) Surge control vessels and bottoms
receivers located downstream of the
stripping operations at affected sources
subject to the back-end residual organic
HAP limitation located in § 63.494(a)(1)
through (3), that are complying through
the use of stripping technology, as
specified in § 63.495;
*
*
*
*
*
§ 63.503
[Amended]
26. Section 63.503 is amended by
removing and reserving paragraph (f)(1).
27. Section 63.504 is amended by
revising paragraph (a)(1) introductory
text to read as follows:
§ 63.504 Additional requirements for
performance testing.
(a) * * *
(1) Performance tests shall be
conducted at maximum representative
operating conditions achievable during
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65137
one of the time periods described in
paragraph (a)(1)(i) of this section,
without causing any of the situations
described in paragraph (a)(1)(ii) of this
section to occur. Upon request, the
owner or operator shall make available
to the Administrator such records as
may be necessary to determine the
conditions of performance tests.
*
*
*
*
*
28. Section 63.505 is amended by:
a. Revising paragraph (e)(4);
b. Revising paragraph (g)(1)(v)(A);
c. Revising paragraph (g)(1)(v)(B);
d. Removing paragraphs (g)(1)(v)(C)
through (g)(1)(v)(E);
e. Revising paragraph (g)(2)(ii)(B); and
f. Adding paragraph (j) to read as
follows:
§ 63.505 Parameter monitoring levels and
excursions.
*
*
*
*
*
(e) * * *
(4) An owner or operator complying
with the residual organic HAP
limitations in paragraphs (a)(1) through
(3) of § 63.494 using stripping, and
demonstrating compliance by stripper
parameter monitoring, shall redetermine
the residual organic HAP content for all
affected grades whenever process
changes are made. For the purposes of
this section, a process change is any
action that would reasonably be
expected to impair the performance of
the stripping operation. For the
purposes of this section, examples of
process changes may include changes in
production capacity or production rate,
or removal or addition of equipment.
For purposes of this paragraph, process
changes do not include: Process upsets;
unintentional, temporary process
changes; or changes that reduce the
residual organic HAP content of the
elastomer.
*
*
*
*
*
(g) * * *
(1) * * *
(v) * * *
(A) Monitoring system breakdowns,
repairs, calibration checks, and zero
(low-level) and high-level adjustments;
or
(B) Periods of non-operation of the
affected source (or portion thereof),
resulting in cessation of the emissions to
which the monitoring applies.
(2) * * *
(ii) * * *
(B) Subtract the time during the
periods of monitoring system
breakdowns, repairs, calibration checks,
and zero (low-level) and high-level
adjustments from the total amount of
time determined in paragraph
(g)(2)(ii)(A) of this section, to obtain the
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operating time used to determine if
monitoring data are insufficient.
*
*
*
*
*
(j) Excursion definition for back-end
operations subject to § 63.494(a)(4). An
excursion means when the total mass of
organic HAP emitted for any
consecutive 12-month period divided by
the total mass of elastomer produced
during the 12-month period, determined
in accordance with § 63.495(g), is
greater than the applicable emission
limitation, determined in accordance
with § 63.494(a)(4)(i) through (v) and
submitted in accordance with
§ 63.499(f)(1).
29. Section 63.506 is amended by:
a. Revising paragraph (b)(1);
b. Revising paragraph (d)(7);
c. Revising paragraph (e)(3)
introductory text;
d. Removing and reserving paragraph
(e)(3)(viii);
e. Revising paragraph (e)(3)(ix)(B);
f. Revising paragraph (e)(6)(iii)(E);
g. Revising paragraph (h)(1)(i);
h. Revising paragraph (h)(1)(ii)(C);
i. Revising paragraph (h)(1)(iii);
j. Revising paragraph (h)(2)(iii); and
k. Removing and reserving paragraph
(h)(2)(iv)(A) to read as follows:
§ 63.506 General recordkeeping and
reporting provisions.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
*
*
*
*
*
(b) * * *
(1) Malfunction records. Each owner
or operator of an affected source subject
to this subpart shall maintain records of
the occurrence and duration of each
malfunction of operation (i.e., process
equipment), air pollution control
equipment, or monitoring equipment.
Each owner or operator shall maintain
records of actions taken during periods
of malfunction to minimize emissions in
accordance with § 63.483(a)(1),
including corrective actions to restore
malfunctioning process and air
pollution control and monitoring
equipment to its normal or usual
manner of operation.
*
*
*
*
*
(d) * * *
(7) Monitoring data recorded during
periods identified in paragraphs (d)(7)(i)
and (ii) of this section shall not be
included in any average computed
under this subpart. Records shall be
kept of the times and durations of all
such periods and any other periods
during process or control device or
recovery device operation when
monitors are not operating.
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(i) Monitoring system breakdowns,
repairs, calibration checks, and zero
(low-level) and high-level adjustments;
or
(ii) Periods of non-operation of the
affected source (or portion thereof),
resulting in cessation of the emissions to
which the monitoring applies.
*
*
*
*
*
(e) * * *
(3) Precompliance Report. Owners or
operators of affected sources requesting
an extension for compliance; requesting
approval to use alternative monitoring
parameters, alternative continuous
monitoring and recordkeeping, or
alternative controls; requesting approval
to use engineering assessment to
estimate emissions from a batch
emissions episode, as described in
§ 63.488(b)(6)(i); wishing to establish
parameter monitoring levels according
to the procedures contained in
§ 63.505(c) or (d); shall submit a
Precompliance Report according to the
schedule described in paragraph (e)(3)(i)
of this section. The Precompliance
Report shall contain the information
specified in paragraphs (e)(3)(ii) through
(vii) of this section, as appropriate.
*
*
*
*
*
(viii) [Reserved]
(ix) * * *
(B) Supplements to the Precompliance
Report may be submitted to request
approval to use alternative monitoring
parameters, as specified in paragraph
(e)(3)(iii) of this section; to use
alternative continuous monitoring and
recordkeeping, as specified in paragraph
(e)(3)(iv) of this section; to use
alternative controls, as specified in
paragraph (e)(3)(v) of this section; to use
engineering assessment to estimate
emissions from a batch emissions
episode, as specified in paragraph
(e)(3)(vi) of this section; or to establish
parameter monitoring levels according
to the procedures contained in
§ 63.505(c) or (d), as specified in
paragraph (e)(3)(vii) of this section.
*
*
*
*
*
(6) * * *
(iii) * * *
(E) The number, duration, and a brief
description for each type of malfunction
which occurred during the reporting
period and which caused or may have
caused any applicable emission
limitation to be exceeded. The report
must also include a description of
actions taken by an owner or operator
during a malfunction of an affected
source to minimize emissions in
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Sfmt 4702
accordance with § 63.483(a)(1),
including actions taken to correct a
malfunction.
*
*
*
*
*
(h) * * *
(1) * * *
(i) The monitoring system is capable
of detecting unrealistic or impossible
data during periods of normal operation
(e.g., a temperature reading of ¥200 °C
on a boiler), and will alert the operator
by alarm or other means. The owner or
operator shall record the occurrence. All
instances of the alarm or other alert in
an operating day constitute a single
occurrence.
(ii) * * *
(C) The running average reflects a
period of normal operation.
(iii) The monitoring system is capable
of detecting unchanging data during
periods of normal operation, except in
circumstances where the presence of
unchanging data is the expected
operating condition based on past
experience (e.g., pH in some scrubbers),
and will alert the operator by alarm or
other means. The owner or operator
shall record the occurrence. All
instances of the alarm or other alert in
an operating day constitute a single
occurrence.
*
*
*
*
*
(2) * * *
(iii) The owner or operator shall retain
the records specified in paragraphs
(h)(1)(i) through (iii) of this section, for
the duration specified in paragraph (h)
of this section. For any calendar week,
if compliance with paragraphs (h)(1)(i)
through (iii) of this section does not
result in retention of a record of at least
one occurrence or measured parameter
value, the owner or operator shall
record and retain at least one parameter
value during a period of normal
operation.
(iv) * * *
(A) [Reserved]
*
*
*
*
*
30. Table 1 to Subpart U of part 63 is
amended by:
a. Removing entry 63.6(e);
b. Revising entries 63.6(e)(1)(i) and
63.6(e)(1)(ii);
c. Revising entry 63.6(e)(2);
d. Adding entry 63.6(e)(3);
e. Removing entries 63.6(e)(3)(i)
through 63.6(e)(3)(ix);
f. Revising entry 63.6(f)(1); and
e. Revising entries 63.7(e)(1) and
63.10(d)(5)(i) to read as follows:
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
TABLE 1 TO SUBPART U OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART U AFFECTED SOURCES
Reference
Applies to Subpart U
Explanation
*
§ 63.6(e)(1)(i) ......................
*
*
No ................................................
*
*
*
*
See § 63.483(a)(1) for general duty requirement. Any cross reference to
§ 63.6(e)(1)(i) in any other general provision incorporated by reference shall
be treated as a cross reference to § 63.483(a)(1).
§ 63.6(e)(1)(ii) .....................
No.
*
§ 63.6(e)(2) .........................
§ 63.6(e)(3) .........................
§ 63.6(f)(1) ..........................
*
*
No ................................................
No.
No.
*
[Reserved.]
*
§ 63.7(e)(1) .........................
*
*
No ................................................
*
*
*
*
See § 63.504(a)(1). Any cross-reference to § 63.7(e)(1) in any other general
provision incorporated by reference shall be treated as a cross-reference to
§ 63.504(a)(1).
*
63.10(d)(5)(i) .......................
*
No.
*
*
*
*
*
*
*
*
*
*
*
*
Subpart Y—[Amended]
31–32. Section 63.560 is amended by:
a. Revising paragraphs (a)(1), (a)(2),
and (a)(3);
b. Revising paragraph (d)(6);
c. Adding paragraph (e)(1)(iv);
d. Amending Table 1 to § 63.560 as
follows:
i. Revising entry 63.6(f)(1);
ii. Removing entry 63.7(e);
iii. Adding entries 63.7(e)(1) and
63.7(e)(2)–(4);
iv. Removing entries 63.10(b)(2)(i) and
(b)(2)(ii)–(iii);
v. Adding entries 63.10(b)(2)(i)–(ii)
and (b)(2)(iii);
vi. Removing entry 63.10(c)(10)–(13);
and
vii. Adding entries 63.10(c)(10)–(11)
and 63.10(c)(12)–(13) to read as follows:
§ 63.560 Applicability and designation of
affected source.
(a) * * *
(1) The provisions of this subpart
pertaining to the MACT standards in
*
§ 63.562(b) and (d) of this subpart are
applicable to existing and new sources
with emissions of 10 or 25 tons, as that
term is defined in § 63.561, except as
specified in paragraph (d) of this
section, and are applicable to new
sources with emissions less than 10 and
25 tons, as that term is defined in
§ 63.561, except as specified in
paragraphs (d) and (f) of this section.
(2) Existing sources with emissions
less than 10 and 25 tons are not subject
to the emissions standards in § 63.562(b)
and (d), except as specified in paragraph
(f) of this section.
(3) The recordkeeping requirements of
§ 63.567(j)(4) and the emission
estimation requirements of § 63.565(l)
apply to existing sources with emissions
less than 10 and 25 tons, except as
specified in paragraph (f) of this section.
*
*
*
*
*
(d) * * *
(6) The provisions of this subpart do
not apply to marine tank vessel loading
*
*
operations at existing offshore loading
terminals, as that term is defined in
§ 63.561, except existing offshore
loading terminals must meet paragraphs
(d)(6)(i) and (ii) of this section.
(i) The submerged fill standards of 46
CFR 153.282, and
(ii) The provisions of § 63.562(f)(1) or
§ 63.562(f)(2), if the terminal loads more
than 1 million barrels (M barrels) of
gasoline.
*
*
*
*
*
(e) * * *
(1) * * *
(iv) New and existing sources with
emissions less than 10 or 25 tons, that
load more than 1 M barrels of gasoline
shall comply with the provisions of
§ 63.562(f) by [DATE 3 YEARS FROM
DATE OF PUBLICATION OF THE
FINAL RULE IN THE FEDERAL
REGISTER].
*
*
*
*
*
TABLE 1 OF § 63.560—GENERAL PROVISIONS APPLICABILITY TO SUBPART Y
Applies to affected sources in
subpart Y
Reference
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
*
63.6(f)(1) .............................
*
No.
*
*
63.7(e)(1) ............................
*
No.
*
63.7(e)(2)–(4) .....................
Yes.
*
63.10 (b)(2)(i)–(ii) ...............
*
No.
Comment
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*
*
*
*
*
*
*
See 63.563(b)(1). Any cross reference to 63.7(e)(1) in any other general provision incorporated by reference shall be treated as a cross-reference to
63.563(b)(1).
*
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*
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*
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65140
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TABLE 1 OF § 63.560—GENERAL PROVISIONS APPLICABILITY TO SUBPART Y—Continued
Applies to affected sources in
subpart Y
Reference
*
63.10(b)(2)(iii) .....................
*
Yes.
*
*
63.10(c)(10)–(11) ................
*
No.
*
63.10(c)(12)–(13) ................
Yes.
*
*
§ 63.561
Definitions.
*
*
*
*
*
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
34. Section 63.562 is amended by:
a. Revising paragraph (a);
b. Revising paragraph (b)(1);
c. Revising paragraph (e) introductory
text;
d. Adding paragraph (e)(7); and
e. Adding paragraph (f) to read as
follows:
§ 63.562
Standards.
(a) The emissions limitations in
paragraphs (b), (c), (d) and (f) of this
section apply during marine tank vessel
loading operations.
(b) MACT standards, except for the
VMT source—(1)(i) Vapor collection
system of the terminal. The owner or
operator of a new source with emissions
less than 10 and 25 tons, an existing or
new source with emissions of 10 or 25
tons, and an existing source with
emissions less than 10 and 25 tons that
loads more than 1 M barrels of gasoline
shall equip each terminal with a vapor
collection system that is designed to
collect HAP vapors displaced from
marine tank vessels during marine tank
vessel loading operations and to prevent
HAP vapors collected at one loading
berth from passing through another
loading berth to the atmosphere, except
for those commodities exempted under
§ 63.560(d).
(ii) Ship-to-shore compatibility. The
owner or operator of a new source with
emissions less than 10 and 25 tons, an
existing or new source with emissions
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*
Jkt 223001
*
*
*
of 10 or 25 tons, and an existing source
with emissions less than 10 and 25 tons
that loads more than 1 million bbl/yr of
gasoline shall limit marine tank vessel
loading operations to those vessels that
are equipped with vapor collection
equipment that is compatible with the
terminal’s vapor collection system,
except for those commodities exempted
under § 63.560(d).
(iii) Vapor tightness of marine vessels.
The owner or operator of a new source
with emissions less than 10 and 25 tons,
an existing or new source with
emissions of 10 or 25 tons, and an
existing source with emissions less than
10 and 25 tons that loads more than 1
million bbl/yr of gasoline shall limit
marine tank vessel loading operations to
those vessels that are vapor tight and to
those vessels that are connected to the
vapor collection system, except for
those commodities exempted under
§ 63.560(d).
*
*
*
*
*
(e) Operation and maintenance
requirements for air pollution control
equipment and monitoring equipment
for affected sources. At all times, owners
or operators of affected sources shall
operate and maintain a source,
including associated air pollution
control equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. Determination of
whether acceptable operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
*
*
*
*
*
(7) In response to an action to enforce
the standards set forth in this subpart,
you may assert a civil defense to a claim
for civil penalties for exceedances of
such standards that are caused by a
malfunction, as defined in § 63.2.
PO 00000
*
*
*
*
*
*
See 63.567(m)(1) for reporting malfunctions. Any cross-reference to
63.10(c)(10) or 63.10(c)(11) in any other general provision incorporated by
reference shall be treated as a cross-reference to 63.567(m)(1).
*
33. Section 63.561 is amended by
adding in alphabetical order a definition
for ‘‘affirmative defense’’ to read as
follows:
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
Comment
Frm 00074
Fmt 4701
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*
*
Appropriate penalties may be assessed,
however, if the respondent fails to meet
its burden of proving all the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(i) To establish the affirmative defense
in any action to enforce such a limit, the
owners or operators of facilities must
timely meet the notification
requirements of paragraph (e)(7)(ii) of
this section, and must prove by a
preponderance of evidence that:
(A) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or a
process to operate in a normal and usual
manner; and could not have been
prevented through careful planning,
proper design or better operation and
maintenance practices; and did not stem
from any activity or event that could
have been foreseen and avoided, or
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(B) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(C) The frequency, amount and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(D) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(E) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(F) All emissions monitoring and
control systems were kept in operation
if at all possible; and
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
(G) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(H) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(I) The owner or operator has
prepared a written root cause analysis to
determine, correct and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(ii) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later 2 business days after the
initial occurrence of the malfunction, if
it wishes to avail itself of an affirmative
defense to civil penalties for that
malfunction. The owner or operator
seeking to assert an affirmative defense
shall also submit a written report to the
Administrator within 30 days of the
initial occurrence of the exceedance of
the standard in this subpart to
demonstrate, with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (e)(7)(i) of this section.
(f) The owner or operator of an
existing source, that is not located at a
petroleum refinery, with emissions less
than 10 and 25 tons that loads more
than 1 million bbl/yr of gasoline shall:
(1) Limit emissions to not more than
10 mg of total organic compounds per
liter of gasoline loaded; or
(2) Reduce captured emissions by at
least 97 percent by weight.
35. Section 63.563 is amended by
revising paragraphs (a) introductory text
and (b)(1) to read as follows:
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
§ 63.563
testing.
Compliance and performance
(a) The following procedures shall be
used to determine compliance with the
emissions limits under § 63.562(b)(1),
(c)(2), (d)(1), and (f):
*
*
*
*
*
(b) * * *
(1) Initial performance test. An initial
performance test shall be conducted
using the procedures listed in § 63.7 of
subpart A of this part according to the
applicability in Table 1 of § 63.560, the
procedures listed in this section, and
the test methods listed in § 63.565. The
initial performance test shall be
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conducted within 180 days after the
compliance date for the specific affected
source. During this performance test,
sources subject to MACT standards
under § 63.562(b)(2), (3), (4), and (5),
and (d)(2) shall determine the reduction
of HAP emissions, as VOC, for all
combustion or recovery devices other
than flares. Performance tests shall be
conducted under such conditions as the
Administrator specifies to the owner or
operator based on representative
performance of the affected source for
the period being tested. Upon request,
the owner or operator shall make
available to the Administrator such
records as may be necessary to
determine the conditions of
performance tests. Sources subject to
RACT standards under § 63.562(c)(3),
(4), and (5), and (d)(2) shall determine
the reduction of VOC emissions for all
combustion or recovery devices other
than flares.
*
*
*
*
*
Subpart KK—[Amended]
36. Section 63.820 is amended by
adding paragraph (c) to read as follows:
§ 63.820
Applicability.
*
*
*
*
*
(c) In response to an action to enforce
the standards set forth in this subpart,
you may assert a civil defense to a claim
for civil penalties for exceedances of
such standards that are caused by a
malfunction, as defined in § 63.2.
Appropriate penalties may be assessed,
however, if the respondent fails to meet
its burden of proving all the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(1) To establish the affirmative
defense in any action to enforce such a
limit, the owners or operators of
facilities must timely meet the
notification requirements of paragraph
(c)(2) of this section, and must prove by
a preponderance of evidence that:
(i) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or a
process to operate in a normal an usual
manner; and could not have been
prevented through careful planning,
proper design or better operation and
maintenance practices; and did not stem
from any activity or event that could
have been foreseen and avoided, or
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(ii) Repairs were made as
expeditiously as possible when the
PO 00000
Frm 00075
Fmt 4701
Sfmt 4702
65141
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(iii) The frequency, amount, and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(iv) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(v) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(vi) All emissions monitoring and
control systems were kept in operation
if at all possible; and
(vii) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(viii) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(ix) The owner or operator has
prepared a written root cause analysis to
determine, correct and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(2) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later 2 business days after the
initial occurrence of the malfunction, if
it wishes to avail itself of an affirmative
defense to civil penalties for that
malfunction. The owner or operator
seeking to assert an affirmative defense
shall also submit a written report to the
Administrator within 30 days of the
initial occurrence of the exceedance of
the standard in this subpart to
demonstrate, with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (c)(1) of this section.
37. Section 63.822 is amended by
adding in alphabetical order a definition
for ‘‘affirmative defense’’ to paragraph (a)
to read as follows:
§ 63.822
Definitions.
(a) * * *
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Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
38. Section 63.823 is revised to read
as follows:
§ 63.823
Standards: General.
(a) Table 1 to this subpart provides
cross references to the 40 CFR part 63,
subpart A, general provisions,
indicating the applicability of the
general provisions requirements to this
subpart KK.
(b) Each owner or operator of an
affected source subject to this subpart
must at all times operate and maintain
that affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator, which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
39. Section 63.827 is amended by
adding introductory text to read as
follows:
§ 63.827
Performance test methods.
§ 63.830
Performance tests shall be conducted
under such conditions as the
Administrator specifies to the owner or
operator based on representative
performance of the affected source for
the period being tested. Upon request,
the owner or operator shall make
available to the Administrator such
records as may be necessary to
determine the conditions of
performance tests.
*
*
*
*
*
40. Section 63.829 is amended by
adding paragraphs (g) and (h) to read as
follows:
§ 63.829
Recordkeeping requirements.
*
*
*
*
*
(g) Each owner or operator of an
affected source subject to this subpart
shall maintain records of the occurrence
and duration of each malfunction of
operation (i.e., process equipment), air
pollution control equipment, or
monitoring equipment.
(h) Each owner or operator of an
affected source subject to this subpart
shall maintain records of actions taken
during periods of malfunction to
minimize emissions in accordance with
§ 63.823(b), including corrective actions
to restore malfunctioning process and
air pollution control and monitoring
equipment to its normal or usual
manner of operation.
41. Section 63.830 is amended by:
a. Removing and reserving paragraph
(b)(5); and
b. Adding paragraph (b)(6)(v) to read
as follows:
Reporting requirements.
*
*
*
*
*
(b) * * *
(5) [Reserved]
(6) * * *
(v) The number, duration, and a brief
description for each type of malfunction
which occurred during the reporting
period and which caused or may have
caused any applicable emission
limitation to be exceeded. The report
must also include a description of
actions taken by an owner or operator
during a malfunction of an affected
source to minimize emissions in
accordance with § 63.823(b), including
actions taken to correct a malfunction.
42. Table 1 to Subpart KK of part 63
is amended by:
a. Removing entry 63.6(e);
b. Adding entries 63.6(e)(1)(i),
63.6(e)(1)(ii); 63.6(e)(1)(iii), 63.6(e)(2),
and 63.6(e)(3);
c. Removing entry 63.6(f);
d. Adding entries 63.6(f)(1) and
63.6(f)(2)–(f)(3);
e. Removing entry 63.7;
f. Adding entries 63.7(a)–(d),
63.7(e)(1), and 63.7(e)(2)–(e)(4);
g. Removing entry 63.8(d)–(f);
h. Adding entries 63.8(d)(1)–(2),
63.8(d)(3), and 63.8(e)–(f);
i. Removing entries 63.10(b)(1)–(b)(3),
63.10(c)(10)–(c)(15), and 63.10(d)(4)–
(d)(5);
j. Adding entries 63.10(b)(1),
63.10(b)(2)(i), 63.10(b)(2)(ii),
63.10(b)(2)(iii), 63.10(b)(2)(iv)–(b)(2)(v),
63.10(b)(2)(vi)–(b)(2)(xiv), 63.10(b)(3),
63.10(c)(10), 63.10(c)(11), 63.10(c)(12)–
(c)(14), 63.10(c)(15), 63.10(d)(4), and
63.10(d)(5) to read as follows:
TABLE 1 TO SUBPART KK OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART KK
Applicable to Subpart KK
Comment
*
§ 63.6(e)(1)(i) ......................
*
*
No ................................................
*
*
*
*
See 63.823(b) for general duty requirement. Any cross-reference to
63.6(e)(1)(i) in any other general provision incorporated by reference shall
be treated as a cross-reference to 63.823(b).
§ 63.6(e)(1)(ii) .....................
§ 63.6(e)(1)(iii) ....................
§ 63.6(e)(2) .........................
§ 63.6(e)(3) .........................
§ 63.6(f)(1) ..........................
§ 63.6(f)(2)–(f)(3) ................
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
General provisions
reference
No.
Yes.
No ................................................
No.
No.
Yes.
*
§ 63.7(a)–(d) .......................
§ 63.7(e)(1) .........................
*
*
Yes.
No ................................................
§ 63.7(e)(2)–(e)(4) ..............
Yes.
*
§ 63.8(d)(1)–(2) ...................
§ 63.8(d)(3) .........................
§ 63.8(e)–(f) ........................
*
*
Yes.
Yes, except for last sentence.
Yes.
VerDate Mar<15>2010
18:13 Oct 20, 2010
Jkt 223001
PO 00000
Frm 00076
Section reserved.
*
*
*
*
See 63.827 introductory text. Any cross-reference to 63.7(e)(1) in any other
general provision incorporated by reference shall be treated as a cross-reference to 63.827 introductory text.
*
Fmt 4701
*
Sfmt 4702
E:\FR\FM\21OCP2.SGM
*
21OCP2
*
65143
Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
TABLE 1 TO SUBPART KK OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART KK—Continued
General provisions
reference
Applicable to Subpart KK
*
§ 63.10(b)(1) .......................
§ 63.10(b)(2)(i) ....................
§ 63.10(b)(2)(ii) ...................
*
*
Yes.
No.
No ................................................
§ 63.10(b)(2)(iii) ..................
§ 63.10(b)(2)(iv)–(b)(2)(v) ...
§ 63.10(b)(2)(vi)–(b)(2)(xiv)
§ 63.10(b)(3) .......................
Yes.
No.
Yes.
Yes.
*
§ 63.10(c)(10) .....................
*
*
No ................................................
§ 63.10(c)(11) .....................
No ................................................
§ 63.10(c)(12)–(c)(14) .........
§ 63.10(c)(15) .....................
Yes.
No.
*
§ 63.10(d)(4) .......................
§ 63.10(d)(5) .......................
*
Yes.
No.
*
*
*
*
*
*
*
*
*
*
*
*
Subpart CCC—[Amended]
43. Section 63.1155 is amended by
adding paragraph (d) to read as follows:
§ 63.1155
Applicability.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
*
*
*
*
*
(d) In response to an action to enforce
the standards set forth in this subpart,
you may assert a civil defense to a claim
for civil penalties for exceedances of
such standards that are caused by a
malfunction, as defined in § 63.2.
Appropriate penalties may be assessed,
however, if the respondent fails to meet
its burden of proving all the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(1) To establish the affirmative
defense in any action to enforce such a
limit, the owners or operators of
facilities must timely meet the
notification requirements of paragraph
(d)(2) of this section, and must prove by
a preponderance of evidence that:
(i) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or a
process to operate in a normal an usual
manner; and could not have been
prevented through careful planning,
proper design, or better operation and
maintenance practices; and did not stem
from any activity or event that could
have been foreseen and avoided, or
VerDate Mar<15>2010
18:13 Oct 20, 2010
Jkt 223001
Comment
*
*
Frm 00077
*
See 63.829(g) for recordkeeping of occurrence and duration of malfunctions.
See 63.829(h) for recordkeeping of actions taken during malfunction. Any
cross-reference to 63.10(b)(2)(ii) in any other general provision incorporated
by reference shall be treated as a cross-reference to 63.829(g).
*
*
*
*
See 63.830(b)(6)(v) for reporting malfunctions. Any cross-reference to
63.10(c)(10) in any other general provision incorporated by reference shall
be treated as a cross-reference to 63.830(b)(6)(v).
See 63.830(b)(6)(v) for reporting malfunctions. Any cross-reference to
63.10(c)(11) in any other general provision incorporated by reference shall
be treated as a cross-reference to 63.830(b)(6)(v).
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(ii) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(iii) The frequency, amount, and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(iv) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(v) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(vi) All emissions monitoring and
control systems were kept in operation
if at all possible; and
(vii) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(viii) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
PO 00000
*
Fmt 4701
Sfmt 4702
(ix) The owner or operator has
prepared a written root cause analysis to
determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(2) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later 2 business days after the
initial occurrence of the malfunction, if
it wishes to avail itself of an affirmative
defense to civil penalties for that
malfunction. The owner or operator
seeking to assert an affirmative defense
shall also submit a written report to the
Administrator within 30 days of the
initial occurrence of the exceedance of
the standard in this subpart to
demonstrate, with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (d)(1) of this section.
44. Section 63.1156 is amended by
adding in alphabetical order a definition
for ‘‘affirmative defense’’ to read as
follows:
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21OCP2
65144
§ 63.1156
Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
Definitions.
*
*
*
*
*
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
45. Section 63.1159 is amended by
adding paragraph (c) to read as follows:
§ 63.1159 Operational and equipment
standards for existing, new, or
reconstructed sources.
*
*
*
*
*
(c) At all times, each owner or
operator must operate and maintain any
affected source subject to the
requirements of this subpart, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
46. Section 63.1160 is amended by
revising paragraph (b) to read as follows:
§ 63.1160 Compliance dates and
maintenance requirements.
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
*
*
*
*
*
(b) Maintenance requirements. (1) The
owner or operator shall prepare an
operation and maintenance plan for
each emission control device to be
implemented no later than the
compliance date. The plan shall be
incorporated by reference into the
source’s title V permit. All such plans
must be consistent with good
maintenance practices, and, for a
scrubber emission control device, must
at a minimum:
(i) Require monitoring and recording
the pressure drop across the scrubber
once per shift while the scrubber is
operating in order to identify changes
that may indicate a need for
maintenance;
(ii) Require the manufacturer’s
recommended maintenance at the
recommended intervals on fresh solvent
pumps, recirculating pumps, discharge
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Jkt 223001
pumps, and other liquid pumps, in
addition to exhaust system and scrubber
fans and motors associated with those
pumps and fans;
(iii) Require cleaning of the scrubber
internals and mist eliminators at
intervals sufficient to prevent buildup of
solids or other fouling;
(iv) Require an inspection of each
scrubber at intervals of no less than 3
months with:
(A) Cleaning or replacement of any
plugged spray nozzles or other liquid
delivery devices;
(B) Repair or replacement of missing,
misaligned, or damaged baffles, trays, or
other internal components;
(C) Repair or replacement of droplet
eliminator elements as needed;
(D) Repair or replacement of heat
exchanger elements used to control the
temperature of fluids entering or leaving
the scrubber; and
(E) Adjustment of damper settings for
consistency with the required air flow.
(v) If the scrubber is not equipped
with a viewport or access hatch
allowing visual inspection, alternate
means of inspection approved by the
Administrator may be used.
(vi) The owner or operator shall
initiate procedures for corrective action
within 1 working day of detection of an
operating problem and complete all
corrective actions as soon as practicable.
Procedures to be initiated are the
applicable actions that are specified in
the maintenance plan. Failure to initiate
or provide appropriate repair,
replacement, or other corrective action
is a violation of the maintenance
requirement of this subpart.
(vii) The owner or operator shall
maintain a record of each inspection,
including each item identified in
paragraph (b)(2)(iv) of this section, that
is signed by the responsible
maintenance official and that shows the
date of each inspection, the problem
identified, a description of the repair,
replacement, or other corrective action
taken, and the date of the repair,
replacement, or other corrective action
taken.
(2) The owner or operator of each
hydrochloric acid regeneration plant
shall develop and implement a written
maintenance program. The program
shall require:
(i) Performance of the manufacturer’s
recommended maintenance at the
recommended intervals on all required
systems and components;
(ii) Initiation of procedures for
appropriate and timely repair,
replacement, or other corrective action
within 1 working day of detection; and
(iii) Maintenance of a daily record,
signed by a responsible maintenance
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Fmt 4701
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official, showing the date of each
inspection for each requirement, the
problems found, a description of the
repair, replacement, or other action
taken, and the date of repair or
replacement.
47. Section 63.1161 is amended by
revising paragraph (a) introductory text
to read as follows:
§ 63.1161 Performance testing and test
methods.
(a) Demonstration of compliance. The
owner or operator shall conduct an
initial performance test for each process
or emission control device to determine
and demonstrate compliance with the
applicable emission limitation
according to the requirements in § 63.7
of subpart A of this part and in this
section. Performance tests shall be
conducted under such conditions as the
Administrator specifies to the owner or
operator based on representative
performance of the affected source for
the period being tested. Upon request,
the owner or operator shall make
available to the Administrator such
records as may be necessary to
determine the conditions of
performance tests.
*
*
*
*
*
48. Section 63.1164 is amended by
revising paragraph (c) to read as follows:
§ 63.1164
Reporting requirements.
*
*
*
*
*
(c) The number, duration, and a brief
description for each type of malfunction
which occurred during the reporting
period and which caused or may have
caused any applicable emission
limitation to be exceeded shall be stated
in a semiannual report. The report must
also include a description of actions
taken by an owner or operator during a
malfunction of an affected source to
minimize emissions in accordance with
§ 63.1159(c), including actions taken to
correct a malfunction. The report, to be
certified by the owner or operator or
other responsible official, shall be
submitted semiannually and delivered
or postmarked by the 30th day following
the end of each calendar half.
49. Section 63.1165 is amended by:
a. Revising paragraph (a)(1);
b. Revising paragraph (a)(4);
c. Removing paragraph (a)(5) and
redesignating paragraphs (a)(6) through
(a)(11) as paragraphs (a)(5) through
(a)(10) to read as follows:
§ 63.1165
Recordkeeping requirements.
(a) * * *
(1) The occurrence and duration of
each malfunction of operation (i.e.,
process equipment);
*
*
*
*
*
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(4) Actions taken during periods of
malfunction to minimize emissions in
accordance with § 63.1259(c) and the
dates of such actions (including
corrective actions to restore
malfunctioning process and air
pollution control equipment to its
normal or usual manner of operation);
*
*
*
*
*
50. Table 1 to Subpart CCC is
amended by:
a. Removing entry 63.6(a)–(g);
b. Adding entries 63.6(a)–(d),
63.6(e)(1)(i), 63.6(e)(1)(ii), 63.6(e)(1)(iii),
63.6(e)(2), 63.6(e)(3), 63.6(f)(1),
63.6(f)(2)–(3), 63.6(g);
c. Removing entry 63.7–63.9;
d. Adding entries 63.7, 63.8(a)–(c),
63.8(d)(1)–(2), 63.8(d)(3), and 63.8(e)–
(f);
e. Removing entry 63.10(a)–(c);
f. Adding entries 63.10(a), 63.10(b)(1),
63.10(b)(2)(i), 63.10(b)(2)(ii),
63.10(b)(2)(iii), 63.10(b)(2)(iv)–(v),
63.10(b)(2)(vi)–(xvi), 63.10(b)(3),
63.10(c)(1)–(9), 63.10(c)(10),
63.10(c)(11), 63.10(c)(12)–(14), and
63.10(c)(15);
g. Removing entry 63.10(d)(4)–(5);
h. Adding entries 63.10(d)(4) and
63.10(d)(5) to read as follows:
TABLE 1 TO SUBPART CCC OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART CCC
Applies to Subpart CCC
*
63.6 (a)–(d) .........................
63.6(e)(1)(i) .........................
*
*
Yes.
No ................................................
63.6(e)(1)(ii) ........................
63.6(e)(1)(iii) .......................
63.6(e)(2) ............................
63.6(e)(3) ............................
63.6(f)(1) .............................
63.6(f)(2)–(3) ......................
63.6(g) ................................
No.
Yes.
No ................................................
No.
No.
Yes.
Yes.
*
63.7 .....................................
63.8(a)–(c) ..........................
63.8(d)(1)–(2) .....................
63.8(d)(3) ............................
63.8(e)–(f) ...........................
*
*
Yes.
Yes.
Yes.
Yes, except for last sentence.
Yes.
*
*
*
*
*
63.10(a) ..............................
63.10(b)(1) ..........................
63.10(b)(2)(i) .......................
63.10(b)(2)(ii) ......................
*
*
Yes.
Yes.
No.
No ................................................
*
*
*
*
63.10(b)(2)(iii) .....................
63.10(b)(2)(iv)–(v) ...............
63.10(b)(2)(vi)–(xiv) ............
63.10(b)(3) ..........................
Yes.
No.
Yes.
Yes.
*
63.10(c)(1)–(9) ....................
63.10(c)(10) ........................
*
*
Yes.
No ................................................
63.10(c)(11) ........................
No ................................................
63.10(c)(12)–(c)(14) ...........
63.10(c)(15) ........................
63.10(d)(4) ..........................
63.10(d)(5) ..........................
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Reference
Yes.
No.
Yes.
No.
*
*
Explanation
*
See § 63.1265(a)(1) for recordkeeping of occurrence and duration of malfunctions. See § 63.1265(a)(4) for recordkeeping of actions taken during malfunction. Any cross-reference to § 63.10(b)(2)(ii) in any other general provision
incorporated by reference shall be treated as a cross-reference to
§ 63.1265(a)(1).
*
*
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*
Applicability.
*
*
*
*
(g) Applicability of this subpart. (1)
Each provision set forth in this subpart
shall apply at all times, except that the
PO 00000
Frm 00079
*
*
See § 63.1164(c) for reporting malfunctions. Any cross-reference to
§ 63.10(c)(10) in any other general provision incorporated by reference shall
be treated as a cross-reference to § 63.1164(c).
See § 63.1164(c) for reporting malfunctions. Any cross-reference to
§ 63.10(c)(11) in any other general provision incorporated by reference shall
be treated as a cross-reference to § 63.1164(c).
*
51. Section 63.1250 is amended by
revising paragraph (g) to read as follows:
*
Section reserved.
*
§ 63.1250
*
See § 63.1259(c) for general duty requirement. Any cross-reference to
§ 63.6(e)(1)(i) in any other general provision incorporated by reference shall
be treated as a cross-reference to § 63.1259(c).
*
Subpart GGG—[Amended]
*
Fmt 4701
Sfmt 4702
*
*
provisions set forth in § 63.1255 of this
subpart shall not apply during periods
of nonoperation of the PMPU (or
specific portion thereof) in which the
lines are drained and depressurized
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resulting in the cessation of the
emissions to which § 63.1255 of this
subpart applies.
(2) The owner or operator shall not
shut down items of equipment that are
required or utilized for compliance with
the emissions limitations of this subpart
during times when emissions (or, where
applicable, wastewater streams or
residuals) are being routed to such items
of equipment, if the shutdown would
contravene emissions limitations of this
subpart applicable to such items of
equipment. This paragraph does not
apply if the owner or operator must shut
down the equipment to avoid damage to
a PMPU or portion thereof.
(3) At all times, each owner or
operator must operate and maintain any
affected source subject to the
requirements of this subpart, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by this standard have
been achieved. Determination of
whether such operation and
maintenance procedures are being used
will be based on information available
to the Administrator which may
include, but is not limited to,
monitoring results, review of operation
and maintenance procedures, review of
operation and maintenance records, and
inspection of the source.
(4) In response to an action to enforce
the standards set forth in this subpart,
you may assert a civil defense to a claim
for civil penalties for exceedances of
such standards that are caused by a
malfunction, as defined in § 63.2.
Appropriate penalties may be assessed,
however, if the respondent fails to meet
its burden of proving all the
requirements in the affirmative defense.
The affirmative defense shall not be
available for claims for injunctive relief.
(i) To establish the affirmative defense
in any action to enforce such a limit, the
owners or operators of facilities must
timely meet the notification
requirements of paragraph (g)(4)(ii) of
this section, and must prove by a
preponderance of evidence that:
(A) The excess emissions were caused
by a sudden, short, infrequent, and
unavoidable failure of air pollution
control and monitoring equipment, or a
process to operate in a normal and usual
manner; and could not have been
prevented through careful planning,
proper design, or better operation and
maintenance practices; and did not stem
from any activity or event that could
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18:13 Oct 20, 2010
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have been foreseen and avoided, or
planned for; and were not part of a
recurring pattern indicative of
inadequate design, operation, or
maintenance; and
(B) Repairs were made as
expeditiously as possible when the
applicable emission limitations were
being exceeded. Off-shift and overtime
labor were used, to the extent
practicable to make these repairs; and
(C) The frequency, amount, and
duration of the excess emissions
(including any bypass) were minimized
to the maximum extent practicable
during periods of such emissions; and
(D) If the excess emissions resulted
from a bypass of control equipment or
a process, then the bypass was
unavoidable to prevent loss of life,
severe personal injury, or severe
property damage; and
(E) All possible steps were taken to
minimize the impact of the excess
emissions on ambient air quality, the
environment, and human health; and
(F) All emissions monitoring and
control systems were kept in operation
if at all possible; and
(G) Your actions in response to the
excess emissions were documented by
properly signed, contemporaneous
operating logs; and
(H) At all times, the facility was
operated in a manner consistent with
good practices for minimizing
emissions; and
(I) The owner or operator has
prepared a written root cause analysis to
determine, correct, and eliminate the
primary causes of the malfunction and
the excess emissions resulting from the
malfunction event at issue. The analysis
shall also specify, using the best
monitoring methods and engineering
judgment, the amount of excess
emissions that were the result of the
malfunction.
(ii) Notification. The owner or
operator of the facility experiencing an
exceedance of its emission limit(s)
during a malfunction shall notify the
Administrator by telephone or facsimile
(FAX) transmission as soon as possible,
but no later 2 business days after the
initial occurrence of the malfunction, if
it wishes to avail itself of an affirmative
defense to civil penalties for that
malfunction. The owner or operator
seeking to assert an affirmative defense
shall also submit a written report to the
Administrator within 30 days of the
initial occurrence of the exceedance of
the standard in this subpart to
demonstrate, with all necessary
supporting documentation, that it has
met the requirements set forth in
paragraph (g)(4)(i) of this section.
*
*
*
*
*
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52. Section 63.1251 is amended by
adding in alphabetical order a definition
for ‘‘affirmative defense’’ to read as
follow:
§ 63.1251
Definitions.
*
*
*
*
*
Affirmative defense means, in the
context of an enforcement proceeding, a
response or a defense put forward by a
defendant, regarding which the
defendant has the burden of proof, and
the merits of which are independently
and objectively evaluated in a judicial
or administrative proceeding.
*
*
*
*
*
53. Section 63.1255 is amended by
revising paragraph (g)(4)(v)(A) to read as
follow:
§ 63.1255
Standards: Equipment leaks.
*
*
*
*
*
(g) * * *
(4) * * *
(v) * * *
(A) The owner or operator may
develop a written procedure that
identifies the conditions that justify a
delay of repair. The written procedures
shall be included in a document that is
maintained at the plant site. Reasons for
delay of repair may be documented by
citing the relevant sections of the
written procedure.
*
*
*
*
*
54. Section 63.1256 is amended by
revising paragraph (a)(4)(i) introductory
text, and removing paragraphs (a)(4)(iii)
and (iv) to read as follows:
§ 63.1256
Standards: Wastewater.
*
*
*
*
*
(a) * * *
(4) * * *
(i) The owner or operator shall
prepare a description of maintenance
procedures for management of
wastewater generated from the emptying
and purging of equipment in the process
during temporary shutdowns for
inspections, maintenance, and repair
(i.e., a maintenance turnaround) and
during periods which are not
shutdowns (i.e., routine maintenance).
The descriptions shall be included in a
document that is maintained at the
plant site and shall:
*
*
*
*
*
55. Section 63.1257 is amended by
revising paragraph (a) introductory text
and the first sentence of paragraph
(e)(2)(iii)(A)(6)(ii) to read as follows:
§ 63.1257 Test methods and compliance
procedures.
(a) General. Except as specified in
paragraph (a)(5) of this section, the
procedures specified in paragraphs (c),
(d), (e), and (f) of this section are
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required to demonstrate initial
compliance with §§ 63.1253, 63.1254,
63.1256, and 63.1252(e), respectively.
The provisions in paragraphs (a)(2)
through (3) apply to performance tests
that are specified in paragraphs (c), (d),
and (e) of this section. The provisions in
paragraph (a)(5) of this section are used
to demonstrate initial compliance with
the alternative standards specified in
§§ 63.1253(d) and 63.1254(c). The
provisions in paragraph (a)(6) of this
section are used to comply with the
outlet concentration requirements
specified in §§ 63.1253(c),
63.1254(a)(2)(i), and (a)(3)(ii)(B),
63.1254(b)(i), and 63.1256(h)(2).
Performance tests shall be conducted
under such conditions as the
Administrator specifies to the owner or
operator based on representative
performance of the affected source for
the period being tested. Upon request,
the owner or operator shall make
available to the Administrator such
records as may be necessary to
determine the conditions of
performance tests.
*
*
*
*
*
(e) * * *
(2) * * *
(iii) * * *
(A) * * *
(6) * * *
(ii) The owner or operator may
consider the inlet to the equalization
tank as the inlet to the biological
treatment process if the wastewater is
conveyed by hard-piping from either the
last previous treatment process or the
point of determination to the
equalization tank; and the wastewater is
conveyed from the equalization tank
exclusively by hard-piping to the
biological treatment process and no
treatment processes or other waste
management units are used to store,
handle, or convey the wastewater
between the equalization tank and the
biological treatment process; and the
equalization tank is equipped with a
fixed roof and a closed-vent system that
routes emissions to a control device that
meets the requirements of
§ 63.1256(b)(1)(i) through (iv) and
§ 63.1256(b)(2)(i). * * *
*
*
*
*
*
§ 63.1258
[Amended]
56. Section 63.1258 is amended by
removing paragraph (b)(8)(iv).
57. Section 63.1259 is amended by
revising paragraph (a)(3) to read as
follows:
§ 63.1259
Recordkeeping requirements.
*
*
*
*
*
(a) * * *
(3) Malfunction records. Each owner
or operator of an affected source subject
to this subpart shall maintain records of
the occurrence and duration of each
malfunction of operation (i.e., process
equipment), air pollution control
equipment, or monitoring equipment.
Each owner or operator shall maintain
records of actions taken during periods
of malfunction to minimize emissions in
accordance with § 63.1250(g)(3),
including corrective actions to restore
malfunctioning process and air
pollution control and monitoring
equipment to its normal or usual
manner of operation.
*
*
*
*
*
58. Section 63.1260 is amended by
revising paragraph (i) to read as follows:
§ 63.1260
Reporting requirements.
*
*
*
*
*
(i) The number, duration, and a brief
description for each type of malfunction
which occurred during the reporting
period and which caused or may have
caused any applicable emission
limitation to be exceeded. The report
must also include a description of
actions taken by an owner or operator
during a malfunction of an affected
source to minimize emissions in
accordance with § 63.1250(g)(3),
including actions taken to correct a
malfunction.
*
*
*
*
*
59. Table 1 to Subpart GGG is
amended by:
a. Removing entry 63.6(e);
b. Adding entries 63.6(e)(1)(i),
63.6(e)(1)(ii), 63.6(e)(1)(iii), 63.6(e)(2),
and 63.6(e)(3);
c. Removing entry 63.6(f)–(g);
d. Adding entries 63.6(f)(1),
63.6(f)(2)–(3), 63.6(g);
e. Removing entry 63.7(e);
f. Adding entries 63.7(e)(1) and
63.7(e)(2)–(4);
g. Removing entry 63.8(d);
h. Adding entries 63.8(d)(1)–(2) and
63.8(d)(3).
i. Removing entry 63.10(c)–(d)(2);
j. Adding entries 63.10(c)(1)–(9),
63.10(c)(10), 63.10(c)(11), 63.10(c)(12)–
(14), 63.10(c)(15), and 63.10(d)(1)–(2);
k. Removing entry 63.10(d)(4–5); and
l. Adding entries 63.10(d)(4) and
63.10(d)(5) to read as follows:
TABLE 1 TO SUBPART GGG OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART GGG
General provisions
reference
Applies to Subpart
GGG
Summary of requirements
*
§ 63.6(e)(1)(i) .............
*
*
*
*
Requirements during periods of startup, shut- No ..............................
down, and malfunction.
§ 63.6(e)(1)(ii) ............
§ 63.6(e)(1)(iii) ...........
Malfunction correction requirements ................
Enforceability of operation and maintenance
requirements.
Reserved ...........................................................
Startup, shutdown, and malfunction plan requirements.
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§ 63.6(e)(2) ................
§ 63.6(e)(3) ................
*
63.6(f)(1) ....................
63.6(f)(2)–(3) .............
63.6(g) .......................
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*
*
See 63.1250(g)(3) for general duty requirement. Any cross-reference to 63.6(e)(1)(i) in
any other general provision incorporated by
reference shall be treated as a cross-reference to 63.1250(g)(3).
No.
Yes.
No ..............................
No.
*
*
*
Applicability of nonopacity emission standards No.
Methods of determining compliance and find- Yes.
ings compliance.
Use of an alternative nonopacity emission Yes.
standard.
18:13 Oct 20, 2010
Comments
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Section reserved.
*
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*
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TABLE 1 TO SUBPART GGG OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART GGG—Continued
General provisions
reference
Applies to Subpart
GGG
Summary of requirements
Comments
*
63.7(e)(1) ...................
*
*
*
*
Conduct of performance tests .......................... No ..............................
63.7 (e)(2)–(4) ...........
Performance tests requirements ......................
*
63.8(d)(1)–(2) ............
63.8(d)(3) ...................
*
*
*
*
CMS quality control program requirements ...... Yes.
CMS quality control program recordkeeping Yes, except for last
requirements.
sentence.
*
*
*
63.10(c)(1)–(9) ..........
*
*
*
*
Additional recordkeeping requirements for Yes.
sources with continuous monitoring systems.
Malfunction recordkeeping requirement ........... No ..............................
*
*
63.10(c)(10) ...............
63.10(c)(11) ...............
Yes.
63.10(c)(15) ...............
Malfunction corrective action recordkeeping requirement.
Additional recordkeeping requirements for
sources with continuous monitoring systems.
Additional SSM recordkeeping requirements ...
*
63.10(d)(1)–(2) ..........
*
*
*
General reporting requirements ........................ Yes.
*
63.10(d)(4) .................
63.10(d)(5) .................
*
*
*
*
Progress report requirements ........................... Yes.
Startup, shutdown, and malfunction report re- No ..............................
quirements.
63.10(c)(12)–(14) ......
*
*
*
60. Appendix A to part 63, Method
306–B is amended by:
a. Revising paragraph 1.2;
b. Revising paragraph 6.1;
c. Revising paragraph 11.1;
d. Adding paragraphs 11.1.1 through
11.1.4.10; and
e. Revising paragraph 11.2.2 to read as
follows:
Appendix A to Part 63—Test Methods
Method 306B—Surface Tension
Measurement for Tanks Used at Decorative
Chromium Electroplating and Chromium
Anodizing Facilities
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*
*
*
*
*
1.2 Applicability. This method is
applicable to all chromium electroplating
and chromium anodizing operations, and
continuous chromium plating at iron and
steel facilities where a wetting agent is used
in the tank as the primary mechanism for
reducing emissions from the surface of the
plating solution.
*
*
*
*
*
6.1 Stalagmometer. Any commercially
available stalagmometer or equivalent surface
tension measuring device may be used to
measure the surface tension of the plating or
anodizing tank liquid provided the
procedures specified in Section 11.1.2 are
followed.
*
*
*
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*
*
18:13 Oct 20, 2010
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No ..............................
No.
*
Frm 00082
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Subpart GGG specifies recordkeeping requirements.
Subpart GGG specifies recordkeeping requirements.
Yes.
*
*
Sfmt 4700
*
*
*
Subpart GGG specifies reporting requirements.
*
11.1 Procedure. The surface tension of
the tank bath may be measured using a
tensiometer, stalagmometer, or any other
equivalent surface tension measuring device
for measuring surface tension in dynes per
centimeter.
11.1.1 If a tensiometer is used, the
procedures specified in ASTM Method D
1331–89 must be followed.
11.1.2 If a stalagmometer is used, the
procedures specified in Sections 11.1.2.1
through 11.1.2.3 must be followed.
11.1.2.1 Check the stalagmometer for
visual signs of damage. If the stalagmometer
appears to be chipped, cracked, or otherwise
in disrepair, the instrument shall not be used.
11.1.2.2 Using distilled or deionized
water and following the procedures provided
by the manufacturer, count the number of
drops corresponding to the distilled/
deionized water liquid volume between the
upper and lower etched marks on the
stalagmometer. If the number of drops for the
distilled/deionized water is not within ±1
drop of the number indicated on the
instrument, the stalagmometer must be
cleaned, using the procedures specified in
Sections 11.1.4.1 through 11.1.4.10 of this
method, before using the instrument to
measure the surface tension of the tank
liquid.
11.1.2.2.1 If the stalagmometer must be
cleaned, as indicated in Section 11.1.2.2,
repeat the procedure specified in Section
11.1.2.2 before proceeding.
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*
*
See 63.1257(a) text. Any cross-reference to
63.7(e)(1) in any other general provision incorporated by reference shall be treated as
a cross-reference to 63.1257(a).
*
*
11.1.2.2.2 If, after cleaning and
performing the procedure in Section 11.1.2.2,
the number of drops indicated for the
distilled/deionized water is not within ±1
drop of the number indicated on the
instrument, either use the number of drops
corresponding to the distilled/deionized
water volume as the reference number of
drops, or replace the instrument.
11.1.3 Determine the surface tension of
the tank liquid using the procedures
specified by the manufacturer of the
stalagmometer.
11.1.4 Stalagmometer cleaning
procedures. The procedures specified in
Sections 11.1.4.1 through 11.1.4.10 shall be
used for cleaning a stalagmometer, as
required by Section 11.1.2.2.
11.1.4.1 Set up the stalagmometer on its
stand in a fume hood.
11.1.4.2 Place a clean 150 (mL) beaker
underneath the stalagmometer and fill the
beaker with reagent grade concentrated nitric
acid.
11.1.4.3 Immerse the bottom tip of the
stalagmometer (approximately 1 centimeter
(0.5 inches)) into the beaker.
11.1.4.4 Squeeze the rubber bulb and
pinch at the arrow up (1) position to collapse.
11.1.4.5 Place the bulb end securely on
top end of stalagmometer and carefully draw
the nitric acid by pinching the arrow up (1)
position until the level is above the top
etched line.
11.1.4.6 Allow the nitric acid to remain
in stalagmometer for 5 minutes, then
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21OCP2
Federal Register / Vol. 75, No. 203 / Thursday, October 21, 2010 / Proposed Rules
mstockstill on DSKH9S0YB1PROD with PROPOSALS2
carefully remove the bulb, allowing the acid
to completely drain.
11.1.4.7 Fill a clean 150 mL beaker with
distilled or deionized water.
11.1.4.8 Using the rubber bulb per the
instructions in Sections 11.1.4.4 and 11.1.4.5,
rinse and drain stalagmometer with
deionized or distilled water.
11.1.4.9 Fill a clean 150 mL beaker with
isopropyl alcohol.
VerDate Mar<15>2010
18:13 Oct 20, 2010
Jkt 223001
11.1.4.10 Again using the rubber bulb per
the instructions in Sections 11.1.4.4 and
11.1.4.5, rinse and drain stalagmometer twice
with isopropyl alcohol and allow the
stalagmometer to dry completely.
*
*
*
*
*
11.2.2 If a measurement of the surface
tension of the solution is above the 45 dynes
per centimeter limit when measured using a
stalagmometer, above 35 dynes per
centimeter when measured using a
PO 00000
Frm 00083
Fmt 4701
Sfmt 9990
65149
tensiometer, or above an alternate surface
tension limit established during the
performance test, the time interval shall
revert back to the original monitoring
schedule of once every 4 hours. A subsequent
decrease in frequency would then be allowed
according to Section 11.2.1.
*
*
*
*
*
[FR Doc. 2010–23839 Filed 10–20–10; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\21OCP2.SGM
21OCP2
Agencies
[Federal Register Volume 75, Number 203 (Thursday, October 21, 2010)]
[Proposed Rules]
[Pages 65068-65149]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23839]
[[Page 65067]]
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Part II
Environmental Protection Agency
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40 CFR Part 63
National Emission Standards for Hazardous Air Pollutant Emissions: Hard
and Decorative Chromium Electroplating and Chromium Anodizing Tanks;
Group I Polymers and Resins; Marine Tank Vessel Loading Operations;
Pharmaceuticals Production; The Printing and Publishing Industry; and
Steel Pickling--HCl Process Facilities and Hydrochloric Acid
Regeneration Plants; Proposed Rule
Federal Register / Vol. 75 , No. 203 / Thursday, October 21, 2010 /
Proposed Rules
[[Page 65068]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2010-0600; FRL-9203-7]
RIN 2060-AO91
National Emission Standards for Hazardous Air Pollutant
Emissions: Hard and Decorative Chromium Electroplating and Chromium
Anodizing Tanks; Group I Polymers and Resins; Marine Tank Vessel
Loading Operations; Pharmaceuticals Production; The Printing and
Publishing Industry; and Steel Pickling--HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule; and supplemental notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: This action proposes how EPA will address the residual risk
and technology reviews conducted for two national emission standards
for hazardous air pollutants (NESHAP), and this action is a
supplemental notice of proposed rulemaking for an October 2008 action
that proposed how EPA would address the residual risk and technology
reviews for four NESHAP. The six NESHAP include 16 source categories,
12 of which are the subject of residual risk and technology reviews in
this package. This action proposes to modify the existing emissions
standards for eight source categories in three of the six NESHAP to
address certain emission sources not currently regulated under these
standards. It also proposes for all six NESHAP to address provisions
related to emissions during periods of startup, shutdown, and
malfunction. Finally, this action proposes changes to two of the six
NESHAP to correct editorial errors, make clarifications, or address
issues with implementation or determining compliance.
DATES: Comments. Comments must be received on or before December 6,
2010. Under the Paperwork Reduction Act, comments on the information
collection provisions are best assured of having full effect if the
Office of Management and Budget (OMB) receives a copy of your comments
on or before November 22, 2010.
Public Hearing. We will hold a public hearing on November 5, 2010.
Persons requesting to speak at the public hearing must contact EPA by
November 1, 2010.
ADDRESSES: Comments. Submit your comments, identified by Docket ID No.
EPA-HQ-OAR-2010-0600, by one of the following methods:
https://www.regulations.gov: Follow the on-line
instructions for submitting comments.
E-mail: a-and-r-docket@epa.gov. Attention Docket ID No.
EPA-HQ-OAR-2010-0600.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2010-0600.
Mail: U.S. Postal Service, send comments to: EPA Docket
Center, EPA West (Air Docket), Attention Docket ID No. EPA-HQ-OAR-2010-
0600, U.S. Environmental Protection Agency, Mailcode: 2822T, 1200
Pennsylvania Ave., NW., Washington, DC 20460. Please include a total of
two copies. In addition, please mail a copy of your comments on the
information collection provisions to the Office of Information and
Regulatory Affairs, Office of Management and Budget (OMB), Attn: Desk
Officer for EPA, 725 17th Street, NW., Washington, DC 20503.
Hand Delivery: U.S. Environmental Protection Agency, EPA
West (Air Docket), Room 3334, 1301 Constitution Ave., NW., Washington,
DC 20004. Attention Docket ID No. EPA-HQ-OAR-2010-0600. Such deliveries
are only accepted during the Docket's normal hours of operation, and
special arrangements should be made for deliveries of boxed
information.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2010-0600. EPA's policy is that all comments received will be included
in the public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be
confidential business information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through https://www.regulations.gov or e-mail. The https://www.regulations.gov Web site
is an ``anonymous access'' system, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through https://www.regulations.gov, your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses. For additional information about EPA's public
docket, visit the EPA Docket Center homepage at https://www.epa.gov/epahome/dockets.htm.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2010-0600. All documents in the docket are
listed in the https://www.regulations.gov index. Although listed in the
index, some information is not publicly available, e.g., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the Internet
and will be publicly available only in hard copy. Publicly available
docket materials are available either electronically in https://www.regulations.gov or in hard copy at the EPA Docket Center, EPA West,
Room 3334, 1301 Constitution Ave., NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
Public Hearing. We will hold a public hearing concerning this
proposed rule on November 5, 2010, from 9 a.m. to 7 p.m. Persons
interested in presenting oral testimony at the hearing should contact
Ms. Mary Tom Kissell, Sector Policies and Programs Division (E143-01),
Office of Air Quality Planning and Standards, U.S. Environmental
Protection Agency, Research Triangle Park, NC 27711, telephone number,
(919) 541-4516, by November 1, 2010. The public hearing will be held at
the U.S. Environmental Protection Agency--Research Triangle Park
Campus, 109 T.W. Alexander Drive, Research Triangle Park, NC 27709. If
no one requests to speak at the public hearing by November 1, 2010,
then the public hearing will be cancelled and a notification of
cancellation posted on the following Web site: https://www.epa.gov/ttn/oarpg/t3main.html.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact Ms. Mary Tom Kissell, Sector Policies and Programs
Division (E143-01), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, NC 27711,
telephone (919) 541-
[[Page 65069]]
4516; fax number: (919) 541-0246; and e-mail address:
kissell.mary@epa.gov. For specific information regarding the risk
modeling methodology, contact Ms. Elaine Manning, Health and
Environmental Impacts Division (C539-02), Office of Air Quality
Planning and Standards, U.S. Environmental Protection Agency, Research
Triangle Park, NC 27711; telephone number: (919) 541-5499; fax number:
(919) 541-0840; and e-mail address: manning.elaine@epa.gov. For
information about the applicability of these six NESHAP to a particular
entity, contact the appropriate person listed in Table 1 to this
preamble.
SUPPLEMENTARY INFORMATION:
Table 1--List of EPA Contacts for the NESHAP Addressed in This Proposed Action
--------------------------------------------------------------------------------------------------------------------------------------------------------
NESHAP for: OECA contact \1\ OAQPS contact \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Hard and Decorative Chromium Scott Throwe, (202) 564-7013, throwe.scott@epa.gov.... Phil Mulrine, (919) 541-5289, mulrine.phil@epa.gov.
Electroplating and Chromium Anodizing
Tanks.
Group I Polymers and Resins Production.. Scott Throwe, (202) 564-7013, throwe.scott@epa.gov.... Randy McDonald, (919) 541-5402,
mcdonald.randy@epa.gov.
Marine Vessel Loading Operations........ Maria Malave, (202) 564-7027, malave.maria@epa.gov.... Steve Shedd, (919) 541-5397, shedd.steve@epa.gov.
Pharmaceuticals Production.............. Marcia Mia, (202) 564-7042, mia.marcia@epa.gov........ Randy McDonald, (919) 541-5402,
mcdonald.randy@epa.gov.
Printing and Publishing Industry........ Len Lazarus, (202) 564-6369, lazarus.leonard@epa.gov.. David Salman, (919) 541-0859, salman.dave@epa.gov.
Steel Pickling--HCl Process Facilities Maria Malave, (202) 564-7027, malave.maria@epa.gov.... Phil Mulrine, (919) 541-5289, mulrine.phil@epa.gov.
and Hydrochloric Acid Regeneration
Plants.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ OECA stands for EPA's Office of Enforcement and Compliance Assurance.
\2\ OAQPS stands for EPA's Office of Air Quality Planning and Standards.
I. Preamble Acronyms and Abbreviations
Several acronyms and terms used to describe industrial processes,
data inventories, and risk modeling are included in this preamble.
While this may not be an exhaustive list, to ease the reading of this
preamble and for reference purposes, the following terms and acronyms
are defined here:
AERMOD--The air dispersion model used by the HEM-3 model
AEGL--Acute Exposure Guideline Levels
ANPRM--Advance Notice of Proposed Rulemaking
ASTM--An international standards organization that develops and
publishes voluntary consensus technical standards
ATCM--Airborne Toxics Control Measure
ATSDR--Agency for Toxic Substances and Disease Registry
BACT--Best Available Control Technology
bbl/yr--Barrels per Year
BID--Background Information Document
CalEPA--California Environmental Protection Agency
CARB--California Air Resources Board
CAA--Clean Air Act
CBI--Confidential Business Information
CEEL--Community Emergency Exposure Levels
CIIT--Chemical Industry Institute of Toxicology
CFR--Code of Federal Regulations
CMP--Composite Mesh Pad
CO--Carbon Monoxide
CO2--Carbon Dioxide
D/F--Dioxin/Furan
EED--Emission Elimination Device
EPA--Environmental Protection Agency
EPS--Eco Pickled Surface
ERPG--Emergency Response Planning Guidelines
HAP--Hazardous Air Pollutants
HCl--Hydrochloric Acid
HI--Hazard Index
HEM-3--Human Exposure Model version 3
HEPA--High Efficiency Particulate Air
HON--Hazardous Organic National Emissions Standards for Hazardous
Air Pollutants
HQ--Hazard Quotient
ICR--Information Collection Request
IRIS--Integrated Risk Information System
Km--Kilometer
LAER--Lowest Achievable Emission Rate
MACT--Maximum Achievable Control Technology
MACT Code--A code within the NEI used to identify processes included
in a source category
mg/dscm--Milligrams per Dry Standard Cubic Meter
MIR--Maximum Individual Risk
MTVLO--Marine Tank Vessel Loading Operations
NAC/AEGL Committee--National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances
NAICS--North American Industry Classification System
NAS--National Academy of Sciences
NATA--National Air Toxics Assessment
NESHAP--National Emissions Standards for Hazardous Air Pollutants
NEI--National Emissions Inventory
NOX--Nitrogen Oxide
NRC--National Research Council
NSR--New Source Review
NTTAA--National Technology Transfer and Advancement Act
OECA--Office of Enforcement and Compliance Assurance
OLD--Organic Liquids Distribution
OMB--Office of Management and Budget
PB-HAP--Hazardous air pollutants known to be persistent and bio-
accumulative in the environment
PFC--Perfluorinated Chemical
PFOS--Perfluorooctyl Sulfonate
PM--Particulate Matter
POM--Polycyclic Organic Matter
RACT--Reasonably Available Control Technology
RBLC--RACT/BACT/LAER Clearinghouse
REL--CalEPA Chronic Reference Exposure Level
RFA--Regulatory Flexibility Act
RfC--Reference Concentration
RfD--Reference Dose
RTR--Residual Risk and Technology Review
SAB--Science Advisory Board
SCC--Source Classification Codes
SCS--Smooth Clean Surface
SF3--2000 Census of Population and Housing Summary File 3
SO2--Sulfur Dioxide
SOP--Standard Operating Procedures
SSM--Startup, Shutdown, and Malfunction
TOSHI--Target Organ-Specific Hazard Index
TPY--Tons Per Year
TRIM--Total Risk Integrated Modeling System
TTN--Technology Transfer Network
UF--Uncertainty Factor
UMRA--Unfunded Mandates Reform Act
URE--Unit Risk Estimate
VOC--Volatile Organic Compounds
WAFS--Wetting Agent/Fume Suppressant
WCSC--Waterborne Commerce Statistics Center
WWW--Worldwide Web
II. General Information
A. Does this action apply to me?
The regulated industrial source categories that are the subject of
this proposal are listed in Table 2 to this preamble. Table 2 is not
intended to be exhaustive, but rather provides a guide for readers
regarding entities likely to be affected by the proposed action for the
source categories listed. These standards, and any changes considered
in this rulemaking, would be directly applicable to sources as a
Federal program. Thus, Federal, State, local, and tribal government
entities are not affected by this proposed action. The
[[Page 65070]]
regulated categories affected by this proposed action include:
Table 2--NESHAP and Industrial Source Categories Affected by This Proposed Action
----------------------------------------------------------------------------------------------------------------
-------------------------------------------------------------------------------------------------
NESHAP and source category NAICS code \1\ MACT code \2\
----------------------------------------------------------------------------------------------------------------
Chromium Electroplating....................... Chromium Anodizing Tanks........ 332813 1607
Decorative Chromium 332813 1610
Electroplating.
Hard Chromium Electroplating.... 332813 1615
----------------------------------------------------------------------------------------------------------------
Group I Polymers and Resins................... Butyl Rubber Production......... 325212 1307
Epichlorohydrin Elastomers 325212 1311
Production.
Ethylene Propylene Rubber 325212 1313
Production.
Hypalon\TM\ Production \3\...... 325212 1315
Neoprene Production............. 325212 1320
Nitrile Butadiene Rubber 325212 1321
Production.
Polybutadiene Rubber Production. 325212 1325
Polysulfide Rubber Production 325212 1332
\3\.
Styrene Butadiene Rubber and 325212 1339
Latex Production.
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Marine Vessel Loading Operations................................................ 4883 0603
----------------------------------------------------------------------------------------------------------------
Pharmaceuticals Production...................................................... 3254 1201
----------------------------------------------------------------------------------------------------------------
Printing and Publishing Industry................................................ 32311 0714
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Steel Pickling--HCl Process Facilities and Hydrochloric Acid Regeneration Plants 3311, 3312 0310
----------------------------------------------------------------------------------------------------------------
\1\ North American Industry Classification System.
\2\ Maximum Achievable Control Technology.
\3\ There are no longer any operating facilities in either the Hypalon\TM\ or Polysulfide Rubber source
categories. Therefore, this proposal does not address these source categories.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this proposal will also be available on the World Wide Web (WWW)
through the Technology Transfer Network (TTN). Following signature by
the EPA Administrator, a copy of this proposed action will be posted on
the TTN's policy and guidance page for newly proposed or promulgated
rules at the following address: https://www.epa.gov/ttn/atw/rrisk/rtrpg.html. The TTN provides information and technology exchange in
various areas of air pollution control.
Additional information is available on the residual risk and
technology review (RTR) Web page at https://www.epa.gov/ttn/atw/rrisk/rtrpg.html. This information includes source category descriptions and
detailed emissions and other data that were used as inputs to the risk
assessments.
C. What should I consider as I prepare my comments for EPA?
Submitting CBI. Do not submit information containing CBI to EPA
through https://www.regulations.gov or e-mail. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
a disk or CD-ROM that you mail to EPA, mark the outside of the disk or
CD-ROM as CBI and then identify electronically within the disk or CD-
ROM the specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket. If
you submit a CD-ROM or disk that does not contain CBI, mark the outside
of the disk or CD-ROM clearly that it does not contain CBI. Information
not marked as CBI will be included in the public docket and EPA's
electronic public docket without prior notice. Information marked as
CBI will not be disclosed except in accordance with procedures set
forth in 40 CFR part 2. Send or deliver information identified as CBI
only to the following address: Roberto Morales, OAQPS Document Control
Officer (C404-02), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, NC 27711,
Attention Docket ID No. EPA-HQ-OAR-2010-0600.
D. How is this document organized?
The information in this preamble is organized as follows:
I. Preamble Acronyms and Abbreviations
II. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
C. What should I consider as I prepare my comments for EPA?
D. How is this document organized?
III. Background
A. What is the statutory authority for this action?
B. How did we consider the risk results in making decisions for
this proposal?
C. What other actions are we addressing in this proposal?
D. What specific RTR actions have previously been taken for
these source categories?
IV. Analyses Performed
A. How did we estimate risk posed by the source categories?
B. How did we perform the technology review?
C. How did we perform the analyses for the other actions being
proposed?
V. Analyses Results and Proposed Decisions
A. What are the results and proposed decisions for the Chromium
Electroplating source categories?
B. What are the results and proposed decisions for the Group I
Polymers and Resins Production source categories?
C. What are the results and proposed decisions for Marine Tank
Vessel Loading Operations source category?
D. What are the results and proposed decisions for the
Pharmaceuticals Production source category?
E. What are the results and proposed decisions for the Printing
and Publishing Industry source category?
F. What are the results and proposed decisions for Steel
Pickling-HCl Process
[[Page 65071]]
Facilities and Hydrochloric Acid Regeneration Plants source
category?
VI. Summary of Proposed Actions
A. What actions are we proposing as a result of the technology
reviews?
B. What actions are we proposing as a result of the residual
risk reviews?
C. What other actions are we proposing?
VII. Request for Comments
VIII. Submitting Data Corrections
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
III. Background
A. What is the statutory authority for this action?
Section 112 of the Clean Air Act (CAA) establishes a two-stage
regulatory process to address emissions of hazardous air pollutants
(HAP) from stationary sources. In the first stage, after EPA has
identified categories of sources emitting one or more of the HAP listed
in section 112(b) of the CAA, section 112(d) of the CAA calls for us to
promulgate NESHAP for those sources. ``Major sources'' are those that
emit or have the potential to emit any single HAP at a rate of 10 tons
per year (TPY) or more of a single HAP or 25 TPY or more of any
combination of HAP. For major sources, these technology-based standards
must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts) and are commonly referred to
as maximum achievable control technology (MACT) standards.
MACT standards are to reflect application of measures, processes,
methods, systems, or techniques, including, but not limited to,
measures which, (A) reduce the volume of or eliminate pollutants
through process changes, substitution of materials or other
modifications, (B) enclose systems or processes to eliminate emissions,
(C) capture or treat pollutants when released from a process, stack,
storage, or fugitive emissions point, (D) are design, equipment, work
practice, or operational standards (including requirements for operator
training or certification), or (E) are a combination of the above. CAA
section 112(d)(2)(A)-(E). The MACT standard may take the form of a
design, equipment, work practice, or operational standard where EPA
first determines either that (A) a pollutant cannot be emitted through
a conveyance designed and constructed to emit or capture the pollutant,
or that any requirement for or use of such a conveyance would be
inconsistent with law, or (B) the application of measurement
methodology to a particular class of sources is not practicable due to
technological and economic limitations. CAA sections 112(h)(1)-(2).
The MACT ``floor'' is the minimum control level allowed for MACT
standards promulgated under CAA section 112(d)(3), and may not be based
on cost considerations. For new sources, the MACT floor cannot be less
stringent than the emission control that is achieved in practice by the
best-controlled similar source. The MACT floors for existing sources
can be less stringent than floors for new sources, but they cannot be
less stringent than the average emission limitation achieved by the
best-performing 12 percent of existing sources in the category or
subcategory (or the best-performing five sources for categories or
subcategories with fewer than 30 sources). In developing MACT
standards, we must also consider control options that are more
stringent than the floor. We may establish standards more stringent
than the floor based on the consideration of the cost of achieving the
emissions reductions, any non-air quality health and environmental
impacts, and energy requirements.
The EPA is then required to review these technology-based standards
and to revise them ``as necessary (taking into account developments in
practices, processes, and control technologies)'' no less frequently
than every 8 years, under CAA section 112(d)(6). In conducting this
review, EPA is not obliged to completely recalculate the prior MACT
determination. NRDC v. EPA, 529 F.3d 1077, 1084 (District of Columbia
Circuit, 2008).
The second stage in standard-setting focuses on reducing any
remaining ``residual'' risk according to CAA section 112(f). This
provision requires, first, that EPA prepare a Report to Congress
discussing (among other things) methods of calculating risk posed (or
potentially posed) by sources after implementation of the MACT
standards, the public health significance of those risks, the means and
costs of controlling them, the actual health effects to persons in
proximity of emitting sources, and the recommendations regarding
legislation of such remaining risk. EPA prepared and submitted this
report (Residual Risk Report to Congress, EPA-453/R-99-001) in March
1999. Congress did not act in response to the report, thereby
triggering EPA's obligation under CAA section 112(f)(2) to analyze and
address residual risk.
CAA section 112(f)(2) requires us to determine for source
categories subject to certain MACT standards, whether the emissions
standards provide an ample margin of safety to protect public health.
If the MACT standards for HAP ``classified as a known, probable, or
possible human carcinogen do not reduce lifetime excess cancer risks to
the individual most exposed to emissions from a source in the category
or subcategory to less than 1-in-1 million,'' EPA must promulgate
residual risk standards for the source category (or subcategory) as
necessary to provide an ample margin of safety to protect public
health. In doing so, EPA may adopt standards equal to existing MACT
standards if EPA determines that the existing standards are
sufficiently protective. NRDC v. EPA, 529 F.3d 1077, 1083 (District of
Columbia Circuit, 2008). (``If EPA determines that the existing
technology-based standards provide an `ample margin of safety,' then
the Agency is free to readopt those standards during the residual risk
rulemaking.'') EPA must also adopt more stringent standards, if
necessary, to prevent an adverse environmental effect,\1\ but must
consider cost, energy, safety, and other relevant factors in doing so.
---------------------------------------------------------------------------
\1\ ``Adverse environmental effect'' is defined in CAA section
112(a)(7) as any significant and widespread adverse effect, which
may be reasonably anticipated to wildlife, aquatic life, or natural
resources, including adverse impacts on populations of endangered or
threatened species or significant degradation of environmental
qualities over broad areas.
---------------------------------------------------------------------------
Section 112(f)(2) of the CAA expressly preserves our use of a two-
step process for developing standards to address any residual risk and
our interpretation of ``ample margin of safety'' developed in the
National Emission Standards for Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The
[[Page 65072]]
first step in this process is the determination of acceptable risk. The
second step provides for an ample margin of safety to protect public
health, which is the level at which the standards are set (unless a
more stringent standard is required to prevent, taking into
consideration costs, energy, safety, and other relevant factors, an
adverse environmental effect).
The terms ``individual most exposed,'' ``acceptable level,'' and
``ample margin of safety'' are not specifically defined in the CAA.
However, CAA section 112(f)(2)(B) preserves the interpretation set out
in the Benzene NESHAP, and the United States Court of Appeals for the
District of Columbia Circuit in NRDC v. EPA, 529 F.3d 1077, concluded
that EPA's interpretation of section 112(f)(2) is a reasonable one. See
NRDC v. EPA, 529 F.3d at 1083 (District of Columbia Circuit,
``[S]ubsection 112(f)(2)(B) expressly incorporates EPA's interpretation
of the Clean Air Act from the Benzene standard, complete with a
citation to the Federal Register''). (District of Columbia Circuit
2008). See also, A Legislative History of the Clean Air Act Amendments
of 1990, volume 1, p. 877 (Senate debate on Conference Report). We
notified Congress in the Residual Risk Report to Congress that we
intended to use the Benzene NESHAP approach in making CAA section
112(f) residual risk determinations (EPA-453/R-99-001, p. ES-11).
In the Benzene NESHAP, we stated as an overall objective:
* * * in protecting public health with an ample margin of
safety, we strive to provide maximum feasible protection against
risks to health from hazardous air pollutants by (1) protecting the
greatest number of persons possible to an individual lifetime risk
level no higher than approximately 1-in-1 million; and (2) limiting
to no higher than approximately 1-in-10 thousand [i.e., 100-in-1
million] the estimated risk that a person living near a facility
would have if he or she were exposed to the maximum pollutant
concentrations for 70 years.
The Agency also stated that, ``The EPA also considers incidence
(the number of persons estimated to suffer cancer or other serious
health effects as a result of exposure to a pollutant) to be an
important measure of the health risk to the exposed population.
Incidence measures the extent of health risk to the exposed population
as a whole, by providing an estimate of the occurrence of cancer or
other serious health effects in the exposed population.'' The Agency
went on to conclude that ``estimated incidence would be weighed along
with other health risk information in judging acceptability.'' As
explained more fully in our Residual Risk Report to Congress, EPA does
not define ``rigid line[s] of acceptability,'' but considers rather
broad objectives to be weighed with a series of other health measures
and factors (EPA-453/R-99-001, p. ES-11). The determination of what
represents an ``acceptable'' risk is based on a judgment of ``what
risks are acceptable in the world in which we live'' (Residual Risk
Report to Congress, p. 178, quoting the Vinyl Chloride decision at 824
F.2d 1165) recognizing that our world is not risk-free.
In the Benzene NESHAP, we stated that ``EPA will generally presume
that if the risk to [the maximum exposed] individual is no higher than
approximately 1-in-10 thousand, that risk level is considered
acceptable.'' 54 FR 38045. We discussed the maximum individual lifetime
cancer risk as being ``the estimated risk that a person living near a
plant would have if he or she were exposed to the maximum pollutant
concentrations for 70 years.'' Id. We explained that this measure of
risk ``is an estimate of the upper bound of risk based on conservative
assumptions, such as continuous exposure for 24 hours per day for 70
years.'' Id. We acknowledge that maximum individual lifetime cancer
risk ``does not necessarily reflect the true risk, but displays a
conservative risk level which is an upper-bound that is unlikely to be
exceeded.'' Id.
Understanding that there are both benefits and limitations to using
maximum individual lifetime cancer risk as a metric for determining
acceptability, we acknowledged in the 1989 Benzene NESHAP that
``consideration of maximum individual risk * * * must take into account
the strengths and weaknesses of this measure of risk.'' Id.
Consequently, the presumptive risk level of 100-in-1 million (1-in-10
thousand) provides a benchmark for judging the acceptability of maximum
individual lifetime cancer risk, but does not constitute a rigid line
for making that determination.
The Agency also explained in the 1989 Benzene NESHAP the following:
``In establishing a presumption for MIR [maximum individual cancer
risk], rather than a rigid line for acceptability, the Agency intends
to weigh it with a series of other health measures and factors. These
include the overall incidence of cancer or other serious health effects
within the exposed population, the numbers of persons exposed within
each individual lifetime risk range and associated incidence within,
typically, a 50-kilometer (km) exposure radius around facilities, the
science policy assumptions and estimation uncertainties associated with
the risk measures, weight of the scientific evidence for human health
effects, other quantified or unquantified health effects, effects due
to co-location of facilities, and co-emission of pollutants.'' Id.
In some cases, these health measures and factors taken together may
provide a more realistic description of the magnitude of risk in the
exposed population than that provided by maximum individual lifetime
cancer risk alone. As explained in the Benzene NESHAP, ``[e]ven though
the risks judged ``acceptable'' by EPA in the first step of the Vinyl
Chloride inquiry are already low, the second step of the inquiry,
determining an ``ample margin of safety,'' again includes consideration
of all of the health factors, and whether to reduce the risks even
further.'' In the ample margin of safety decision process, the Agency
again considers all of the health risks and other health information
considered in the first step. Beyond that information, additional
factors relating to the appropriate level of control will also be
considered, including costs and economic impacts of controls,
technological feasibility, uncertainties, and any other relevant
factors. Considering all of these factors, the Agency will establish
the standard at a level that provides an ample margin of safety to
protect the public health, as required by CAA section 112(f). 54 FR
38046.
B. How did we consider the risk results in making decisions for this
proposal?
As discussed in section III.A. of this preamble, we apply a two-
step process for developing standards to address residual risk. In the
first step, EPA determines if risks are acceptable. This determination
``considers all health information, including risk estimation
uncertainty, and includes a presumptive limit on maximum individual
lifetime [cancer] risk (MIR) \2\ of approximately 1-in-10 thousand
[i.e., 100-in-1 million].'' 54 FR 38045. In the second step of the
process, EPA sets the standard at a level that provides an ample margin
of safety ``in consideration of all health information, including the
number of persons at risk levels higher than approximately 1-in-1
million, as well as other relevant factors, including costs and
economic impacts, technological
[[Page 65073]]
feasibility, and other factors relevant to each particular decision.''
Id.
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\2\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk were an individual exposed to the maximum level
of a pollutant for a lifetime.
---------------------------------------------------------------------------
In past residual risk determinations, EPA presented a number of
human health risk metrics associated with emissions from the category
under review, including: The MIR; the numbers of persons in various
risk ranges; cancer incidence; the maximum non-cancer hazard index
(HI); and the maximum acute non-cancer hazard. In estimating risks, EPA
considered source categories under review that are located near each
other and that affect the same population. EPA provided estimates of
the expected difference in actual emissions from the source category
under review and emissions allowed pursuant to the source category MACT
standard. EPA also discussed and considered risk estimation
uncertainties. EPA is providing this same type of information in
support of these actions.
However, in contrast to past determinations, this notice presents
and considers additional measures of health information to support our
decision-making. These are discussed in more detail in later sections
of this notice, and include:
Estimates of ``total facility'' cancer and non-cancer risk
(risk from all HAP emissions from the facility at which the source
category is located).
Demographic analyses (analyses of the distributions of
HAP-related cancer risks and non-cancer risks, across different social,
demographic, and economic groups within the populations living near the
facilities where these source categories are located).
Additional estimates of the risks associated with
emissions allowed by the MACT standard.
The Agency is considering all of this available health information
to inform our determinations of risk acceptability and ample margin of
safety under CAA section 112(f). Specifically, as explained in the
Benzene NESHAP, ``the first step judgment on acceptability cannot be
reduced to any single factor,'' and, thus, ``[t]he Administrator
believes that the acceptability of risk under section 112 is best
judged on the basis of a broad set of health risk measures and
information.'' 54 FR 38044 and 38046, September 14, 1989. Similarly,
with regard to making the ample margin of safety determination, the
Benzene NESHAP state that ``[I]n the ample margin decision, the Agency
again considers all of the health risk and other health information
considered in the first step. Beyond that information, additional
factors relating to the appropriate level of control will also be
considered, including cost and economic impacts of controls,
technological feasibility, uncertainties, and any other relevant
factors.'' Id.
The Agency acknowledges that the Benzene NESHAP provide flexibility
regarding what factors the EPA might consider in making our
determinations and how they might be weighed for each source category.
In responding to comment on our policy under the Benzene NESHAP, EPA
explained that: ``The policy chosen by the Administrator permits
consideration of multiple measures of health risk. Not only can the MIR
figure be considered, but also incidence, the presence of non-cancer
health effects, and the uncertainties of the risk estimates. In this
way, the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be weighed
in each individual case. This approach complies with the Vinyl Chloride
mandate that the Administrator ascertain an acceptable level of risk to
the public by employing [her] expertise to assess available data. It
also complies with the Congressional intent behind the CAA, which did
not exclude the use of any particular measure of public health risk
from the EPA's consideration with respect to CAA section 112
regulations, and, thereby, implicitly permits consideration of any and
all measures of health risk which the Administrator, in [her] judgment,
believes are appropriate to determining what will `protect the public
health.' '' 54 FR 38057.
For example, the level of the MIR is only one factor to be weighed
in determining acceptability of risks. The Benzene NESHAP explain ``an
MIR of approximately 1-in-10 thousand should ordinarily be the upper
end of the range of acceptability. As risks increase above this
benchmark, they become presumptively less acceptable under CAA section
112, and would be weighed with the other health risk measures and
information in making an overall judgment on acceptability. Or, the
Agency may find, in a particular case, that a risk that includes MIR
less than the presumptively acceptable level is unacceptable in the
light of other health risk factors.'' Id. at 38045. Similarly, with
regard to the ample margin of safety analysis, the Benzene NESHAP state
that: ``* * * EPA believes the relative weight of the many factors that
can be considered in selecting an ample margin of safety can only be
determined for each specific source category. This occurs mainly
because technological and economic factors (along with the health-
related factors) vary from source category to source category.'' Id. at
38061.
EPA wishes to point out that certain health information has not
been considered in these decisions. In assessing risks to populations
in the vicinity of the facilities in each category, we present
estimates of risk associated with HAP emissions from the source
category alone (source category risk estimates) and HAP emissions from
the entire facilities at which the covered source categories are
located (facility-wide risk estimates). We have not presented estimates
of total HAP inhalation risks from all sources in the vicinity of the
covered sources (i.e., the sum of risks from ambient levels, emissions
from the source category, facility-wide emissions, and emissions from
other facilities nearby).
The Agency understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. This is
particularly important when assessing non-cancer risks, where
pollutant-specific exposure levels (e.g., Reference Concentration
(RfC)) are based on the assumption that thresholds exist for adverse
health effects. For example, the Agency recognizes that, although
exposures attributable to emissions from a source category or facility
alone may not indicate the potential for increased risk of adverse non-
cancer health effects in a population, the exposures resulting from
emissions from the facility in combination with emissions from all of
the other sources (e.g., other facilities) to which an individual is
exposed may be sufficient to result in increased risk of adverse non-
cancer health effects. In May 2010, the EPA Science Advisory Board
(SAB) advised us ``* * * that RTR assessments will be most useful to
decision makers and communities if results are presented in the broader
context of aggregate and cumulative risks, including background
concentrations and contributions from other sources in the area.'' \3\
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\3\ EPA's responses to this and all other key recommendations of
the SAB's advisory on RTR risk assessment methodologies (which is
available at: https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-007-unsigned.pdf)
are outlined in a memo to this rulemaking docket from David Guinnup
entitled, EPA's Actions in Response to the Key Recommendations of
the SAB Review of RTR Risk Assessment Methodologies.
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While we are interested in placing source category and facility-
wide HAP risks in the context of total HAP risks from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. At this point, we believe that such
estimates of total HAP risks will
[[Page 65074]]
have significantly greater associated uncertainties than for the source
category or facility-wide estimates, hence, compounding the uncertainty
in any such comparison. This is because we have not conducted a
detailed technical review of HAP emissions data for source categories
and facilities that have not previously undergone an RTR review or are
not currently undergoing such review. We are requesting comment on
whether and how best to estimate and evaluate total HAP exposure in our
assessments, and, in particular, on whether and how it might be
appropriate to use information from EPA's National Air Toxics
Assessment (NATA) to support such estimates. We are also seeking
comment on how best to consider various types and scales of risk
estimates when making our acceptability and ample margin of safety
determinations under CAA section 112(f). Additionally, we are seeking
recommendations for any other comparative measures that may be useful
in the assessment of the distribution of HAP risks across potentially
affected demographic groups.
C. What other actions are we addressing in this proposal?
In this proposal, we are addressing three additional types of
action for some or all of these six MACT standards. For eight source
categories subject to three of the MACT standards, we identified
significant emission sources within the categories for which standards
were not previously developed. We are proposing MACT standards for
these emission sources pursuant to CAA section 112(d)(2) and (3). For
four source categories subject to two of the MACT standards, we are
also proposing changes to correct editorial errors, to make
clarifications, and to address issues with implementation or
determining compliance. We are also proposing to revise requirements in
each of the six MACT standards related to emissions during periods of
startup, shutdown, and malfunction (SSM).
The United States Court of Appeals for the District of Columbia
Circuit vacated portions of two provisions in EPA's CAA section 112
regulations governing the emissions of HAP during periods of SSM.
Sierra Club v. EPA, 551 F.3d 1019 (District of Columbia Circuit, 2008),
cert. denied, 130 S. Ct. 1735 (U.S. 2010). Specifically, the Court
vacated the SSM exemption contained in 40 CFR 63.6(f)(1) and (h)(1),
that is part of a regulation, commonly referred to as the General
Provisions Rule, that EPA promulgated under section 112 of the CAA.
When incorporated into a CAA section 112(d) standard for a specific
source category, these two provisions exempt sources within that source
category from the requirement to comply with the otherwise applicable
emission standard during periods of SSM. We are proposing to eliminate
the SSM exemption in each of the six MACT standards addressed in this
proposal. Consistent with Sierra Club v. EPA, we are proposing that the
established standards in these rules apply at all times. We are also
proposing to revise the General Provisions table in each of the six
MACT standards in several respects. For example, we are removing the
General Provisions' requirement that the source develop an SSM plan. We
are also removing certain recordkeeping and reporting requirements
related to the SSM exemption, but we are retaining the recordkeeping
and related requirements for malfunctions and request public comment on
the requirements. EPA has attempted to ensure that regulatory language
relating to the SSM exemption has been removed. We solicit comment on
whether we have overlooked any regulatory provisions that might be
inappropriate, unnecessary, or redundant based on our proposal to
remove the exemption from compliance with the emission limit during
periods of SSM.
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. In contrast,
malfunction is defined as a ``sudden, infrequent, and not reasonably
preventable failure of air pollution control and monitoring equipment,
process equipment or a process to operate in a normal or usual manner *
* *'' (40 CFR 63.2). EPA believes that a malfunction should not be
viewed as a distinct operating mode, and, therefore, any emissions that
occur during malfunctions do not need to be factored into development
of CAA section 112(d) standards, which, once promulgated, apply at all
times. In Mossville Environmental Action Now v. EPA, 370 F.3d 1232,
1242 (District of Columbia Circuit 2004), the Court upheld as
reasonable standards that had factored in variability of emissions
under all operating conditions. However, nothing in CAA section 112(d)
or in case law requires that EPA anticipate and account for the
innumerable types of potential malfunction events in setting emission
standards. See, Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (District
of Columbia Circuit 1978) (``In the nature of things, no general limit,
individual permit, or even any upset provision can anticipate all upset
situations. After a certain point, the transgression of regulatory
limits caused by `uncontrollable acts of third parties,' such as
strikes, sabotage, operator intoxication, or insanity, and a variety of
other eventualities, must be a matter for the administrative exercise
of case-by-case enforcement discretion, not for specification in
advance by regulation.'') Further, it is reasonable to interpret CAA
section 112(d) as not requiring EPA to account for malfunctions in
setting emissions standards. For example, we note that CAA section 112
uses the concept of ``best performing'' sources in defining MACT, the
level of stringency that major source standards must meet. Applying the
concept of ``best performing'' to a source that is malfunctioning
presents significant difficulties. The goal of best performing sources
is to operate in such a way as to avoid malfunctions of their units.
Moreover, even if malfunctions were considered a distinct operating
mode, we believe it would be impracticable to take malfunctions into
account in setting CAA section 112(d) standards. As noted above, by
definition, malfunctions are sudden and unexpected events, and it would
be difficult to set a standard that takes into account the myriad
different types of malfunctions that can occur across all sources in
each source category. Malfunctions can also vary in frequency, degree,
and duration, further complicating standard setting.
Under this proposal, in the event that a source fails to comply
with the applicable CAA section 112(d) standards as a result of a
malfunction event, EPA would determine an appropriate response based
on, among other things, the good faith efforts of the source to
minimize emissions during malfunction periods, including preventative
and corrective actions, as well as root cause analyses to ascertain and
rectify excess emissions. EPA would also consider whether the source's
failure to comply with the CAA section 112(d) standard was, in fact,
``sudden, infrequent, not reasonably preventable'' and was not instead
``caused in part by poor maintenance or careless operation.'' 40 CRF
63.2 (definition of malfunction).
Finally, EPA recognizes that, even equipment that is properly
designed and maintained can sometimes fail, and that such failure can
sometimes cause or contribute to an exceedance of the relevant emission
standard. (See, e.g., State Implementation Plans: Policy Regarding
Excessive Emissions During Malfunctions, Startup, and Shutdown
(September 20, 1999); Policy on Excess
[[Page 65075]]
Emissions During Startup, Shutdown, Maintenance, and Malfunctions
(February 15, 1983)). Therefore, consistent with our recently
promulgated final amendments to regulations addressing the Portland
Cement category (75 FR 54970, September 9, 2010), we are proposing to
add regulatory language providing an affirmative defense against civil
penalties for exceedances of emission limits that are caused by
malfunctions in each of the six MACT standards addressed in this
proposal. We are proposing to define ``affirmative defense'' to mean,
in the context of an enforcement proceeding, a response or defense put
forward by a defendant, regarding which the defendant has the burden of
proof, and the merits of which are independently and objectively
evaluated in a judicial or administrative proceeding. We are also
proposing regulatory provisions to specify the elements that are
necessary to establish this affirmative defense. (See 40 CFR 22.24).
The proposed criteria would ensure that the affirmative defense is
available only where the event that causes an exceedance of the
emission limit meets the narrow definition of malfunction in 40 CFR
63.2 (sudden, infrequent, not reasonably preventable, and not caused by
poor maintenance and/or careless operation). The proposed criteria also
are designed to ensure that steps are taken to correct the malfunction,
to minimize emissions, and to prevent future malfunctions. In any
judicial or administrative proceeding, the Administrator would be able
to challenge the assertion of the affirmative defense and, if the
respondent has not met its burden of proving all of the requirements in
the affirmative defense, appropriate penalties could be assessed in
accordance with section 113 of the CAA (see also 40 CFR 22.77).
D. What specific RTR actions have previously been taken for these
source categories?
For some of the 16 source categories covered by these six MACT
standards, we have previously taken certain actions under the RTR
program. Following is a summary of these previous actions and also a
summary of additional reviews we have subsequently conducted for each
source category.
1. Categories for Which RTR Decisions Have Been Finalized
There are nine source categories regulated under the Group I
Polymers and Resins MACT standard. For four of these source categories
(Butyl Rubber Production, Ethylene Propylene Rubber Production,
Neoprene Production, and Polysulfide Rubber Production), we previously
proposed and promulgated a decision not to revise the standards for
purposes of the RTR provisions in CAA sections 112(d)(6) and (f)(2).\4\
See 72 FR 70543, December 12, 2007 (proposed rule), and 73 FR 76220,
December 16, 2008 (final rule). These four categories were determined
to be ``low-risk,'' as the maximum lifetime individual cancer risks
were less than 1-in-1-million, and there were no other health concerns
of significance. Therefore, we determined that conducting additional
risk analyses for these categories was not warranted. We are not re-
opening the RTR in this notice for these four source categories, and do
not seek additional comments on that prior RTR.
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\4\ There are no longer any operating facilities in the United
States that produce polysulfide rubber, and we do not anticipate any
will begin to operate in the future.
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However, for three of these four Group I Polymers and Resins source
categories (Butyl Rubber Production, Ethylene Propylene Rubber
Production, and Neoprene Production), we have identified significant
emission sources for which MACT standards were not previously
developed. In this proposal, we are proposing MACT standards for these
emission sources, and we are also proposing that the residual risks
after implementation of these new MACT standards will not change our
previous finding that these source categories present low risks and
that our obligation to review the residual risk under CAA section
112(f) has also been satisfied.
2. Categories for Which RTR Decisions Have Been Proposed, but Not
Promulgated
For eight source categories covered under four of the MACT
standards addressed in this proposal, we previously performed an RTR
review and proposed that no revisions of the MACT standards were
necessary to address residual risk and that it was not necessary to
revise the existing standards under CAA section 112(d)(6). See 73 FR
60423, October 10, 2008. The MACT standards addressed in this proposal
included Marine Tank Vessel Loading Operations (MTVLO), Printing and
Publishing Industry, Pharmaceuticals Production, and five of the source
categories covered under Group I Polymers and Resins (Epichlorohydrin
Elastomers, Hypalon\TM\ Production, Nitrile Butadiene Rubber
Production, Polybutadiene Rubber Production, and Styrene Butadiene
Rubber and Latex Production).\5\ Comments were received on that
proposal, but no final action has been taken. This proposal presents
additional analyses we have performed since the proposal, for each of
these source categories with regard to the RTR. In addition, we are
proposing revisions to the SSM provisions in the existing standards for
these source categories, and, for several of the source categories, we
are proposing MACT standards under CAA sections 112(d)(2) and (3) for
emission points that were not previously regulated.
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\5\ The Mineral Wool Production source category was also
addressed in that same October 2008 proposal. We are not proposing
any additional action for that source category in this proposal, but
will do so in a separate future action. We note that there are no
longer any operating facilities in the United States that produce
Hypalon\TM\, and we do not anticipate that any will begin operation
in the future.
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3. Categories for Which RTR Decisions Have Not Been Proposed
We have not previously proposed any RTR actions for the four source
categories (Hard and Decorative Chromium Electroplating, Chromium
Anodizing Tanks, and Steel Pickling--HCl Process Facilities and
Hydrochloric Acid Regeneration Plants) covered by the Chromium
Electroplating and Steel Pickling MACT standards. Therefore, this is
our initial proposed action for these two MACT standards to address the
RTR requirement. In addition, we identified significant advances in the
housekeeping requirements in the chromium source categories for which
we are proposing MACT standards. We are also proposing revisions to the
provisions addressing SSM to ensure they are consistent with the Court
decision in Sierra Club v. EPA, 551 F.3d 1019, and we are proposing
changes to correct editorial errors, make clarifications, or address
issues with implementation or determining compliance.
IV. Analyses Performed
As discussed above, in this notice, we are taking the following
actions: (1) We are newly proposing action or supplementing our
previous proposal to address the RTR requirements of CAA sections
112(d)(6) and (f)(2) for 16 source categories covered by six different
MACT standards; (2) for eight of the source categories, we are
proposing MACT standards for significant emission sources that are not
currently subject to emission standards under the MACT standards; (3)
we are proposing to revise the provisions in each of these six MACT
standards to address SSM to ensure that the SSM provisions are
consistent with the Court
[[Page 65076]]
decision in Sierra Club v. EPA, 551 F. 3d 1019; and (4) for two of the
MACT standards, we are proposing amendments to correct editorial
errors, to make clarifications, and to address issues with
implementation or determining compliance.
A. How did we estimate risk posed by the source categories?
To support the proposed decision under the RTR for each source
category, EPA conducted risk assessments that provided estimates of the
MIR posed by the HAP emissions from each source in a category and by
each source category, the distribution of cancer risks within the
exposed populations, cancer incidence, HI for chronic exposures to HAP
with non-cancer health effects, hazard quotients (HQ) for acute
exposures to HAP with non-cancer health effects, and an evaluation of
the potential for adverse environmental effects. The risk assessments
consisted of seven primary steps, as discussed below.
The docket for this rulemaking contains the following documents
which provide more information on the risk assessment inputs and
models, Draft Residual Risk Assessment for 9 Source Categories, Draft
Residual Risk Assessment for Steel Pickling, and Draft Residual Risk
Assessment for Chromium Electroplating, as well as the memoranda for
the Printing and Publishing Industry, MTVLO, Epichlorohydrin Elastomers
Production, Polybutadiene Rubber Production, Styrene Butadiene Rubber
Production, Nitrile Butadiene Production, and Pharmaceuticals
Production source categories.
1. Establishing the Nature and Magnitude of Actual Emissions and
Identifying the Emissions Release Characteristics
For the source categories included in the October 10, 2008,
proposal, we compiled preliminary data sets using readily-available
information, reviewed the data, and made changes where necessary, and
shared these data with the public via an Advanced Notice of Proposed
Rulemaking (ANPRM). 72 FR 29287, March 29, 2007. The data sets were
then updated based on comments received on the ANPRM and, in some
cases, with additional information gathered by EPA. For the five Group
I Polymers and Resins I Production source categories included in the
October 2008 proposal (Epichlorohydrin Elastomers Production,
Hypalon\TM\ Production, Nitrile Butadiene Rubber Production,
Polybutadiene Rubber Production, and Styrene Butadiene Rubber and Latex