Interior Board of Land Appeals and Other Appeals Procedures, 64655-64670 [2010-26200]
Download as PDF
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
same reasons, a delayed effective date is
not required under 5 U.S.C. 553(d)(3).
Regulatory Flexibility Act
Because no notice of proposed
rulemaking is required, the provisions
of the Regulatory Flexibility Act (5
U.S.C. 601 et seq.) do not apply.
Executive Order 12866
Because this rule involves a foreign
affairs function of the United States, it
is not subject to Executive Order 12866.
Signing Authority
This regulation is being issued in
accordance with 19 CFR 0.1(a)(1).
List of Subjects in 19 CFR Part 12
Cultural property, Customs duties and
inspection, Imports, Prohibited
merchandise.
Amendment to CBP Regulations
For the reasons set forth above, part 12
of title 19 of the Code of Federal
Regulations (19 CFR part 12), is
amended as set forth below:
■
PART 12—SPECIAL CLASSES OF
MERCHANDISE
1. The general authority citation for
part 12 and the specific authority
citation for § 12.104g continue to read as
follows:
■
Authority: 5 U.S.C. 301; 19 U.S.C. 66,
1202 (General Note 3(i), Harmonized Tariff
Schedule of the United States (HTSUS)),
1624;
*
*
*
*
*
Sections 12.104 through 12.104i also
issued under 19 U.S.C. 2612;
*
*
§ 12.104g
*
*
*
[Amended]
2. In § 12.104g, paragraph (a), the table
is amended in the entry for Nicaragua
by removing the reference to ‘‘CBP Dec.
05—33’’ and adding in its place ‘‘CBP
Dec. 10—32’’.
emcdonald on DSK2BSOYB1PROD with RULES
■
Alan Bersin,
Commissioner, U.S. Customs and Border
Protection.
Approved: October 15, 2010.
Timothy E. Skud,
Deputy Assistant Secretary of the Treasury.
[FR Doc. 2010–26383 Filed 10–19–10; 8:45 am]
BILLING CODE P
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
DEPARTMENT OF THE INTERIOR
Office of the Secretary
30 CFR Chapter III and 43 CFR Parts
4 and 10
RIN 1094–AA53
Interior Board of Land Appeals and
Other Appeals Procedures
Office of the Secretary, Interior.
Final rule.
AGENCY:
ACTION:
The Office of the Secretary is
amending several existing procedural
regulations governing appeals to the
Interior Board of Land Appeals (IBLA);
adopting new regulations governing
consolidation, extensions of time,
intervention, and motions in IBLA
appeals; removing regulations relating
to the former Interior Board of Surface
Mining and Reclamation Appeals and
Interior Board of Contract Appeals,
which no longer exist; and correcting
the address of the Office of Hearings and
Appeals.
DATES: This rule is effective November
19, 2010.
FOR FURTHER INFORMATION CONTACT:
Robert S. More, Director, Office of
Hearings and Appeals, U.S. Department
of the Interior, Phone 703–235–3810.
Persons who use a telecommunications
device for the deaf may call the Federal
Information Relay Service at 800–877–
8339.
SUMMARY:
SUPPLEMENTARY INFORMATION:
I. Background
The Office of the Secretary published
a proposed rule on March 8, 2007, to
update regulations of the Office of
Hearings and Appeals (OHA) governing
appeals to IBLA under 43 CFR part 4,
subparts E and L. 72 FR 10454–10466.
Subpart E contains regulations
governing public land hearings and
appeals, while subpart L contains
regulations governing surface coal
mining hearings and appeals. We
proposed to amend the existing
regulations governing service of
documents, reconsideration, statements
of reasons for appeal, answers, and
requests for hearings; and we proposed
to add regulations governing motions for
consolidation, extensions of time, and
intervention, and for serving and
responding to other motions.
We received comments on the
proposed rule from the State of Alaska
Department of Law; Carl J.D. Bauman,
Esq.; Biodiversity Conservation
Alliance; Chevron North America
Exploration and Production Company;
Earthjustice; Kentucky Resources
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
64655
Council; Mary A. Nordale, Esq.; Oil &
Gas Accountability Project; J. P. Tangen,
Esq.; Western Resource Advocates; and
Wyoming Outdoor Council. We are
grateful for the suggestions from these
commenters and have made a number of
changes in the proposed rule in
response to the comments, as explained
in the section-by-section analysis below.
This final rule makes changes to a
number of other provisions that were
not included in the proposed rule.
These changes, also explained in the
section-by-section analysis, are minor
technical and conforming amendments
that do not require notice and comment
under the Administrative Procedure
Act.
II. Section-by-Section Analysis
A. 30 CFR Chapter III—Board of Surface
Mining and Reclamation Appeals
This chapter in Title 30 consists of a
single part, 301, entitled ‘‘Procedures
under the Surface Mining Control and
Reclamation Act of 1977.’’ Part 301, in
turn, consists of a single section, 301.1,
entitled ‘‘Cross reference,’’ which refers
readers to 43 CFR part 4, subpart L, for
procedures relating to appeals to the
Interior Board of Surface Mining and
Reclamation Appeals (IBSMA). IBSMA
was abolished by Secretarial Order
dated April 26, 1983, and its functions
were transferred to IBLA. 48 FR 22370
(May 18, 1983). However, 30 CFR
Chapter III was never updated to reflect
this change.
The fact that the outdated provisions
of 30 CFR Chapter III have been
overlooked for the last 27 years suggests
that few if any readers were even aware
of the cross-reference in § 301.1. During
the same period, parties have had no
apparent difficulty filing surface mining
appeals with IBLA under 43 CFR part 4,
subpart L. Since 30 CFR Chapter III
appears unnecessary as well as
outdated, this rule removes it from the
CFR.
B. 43 CFR Part 4, Subpart A—General;
Office of Hearings and Appeals
This rule revises 43 CFR 4.1, entitled
‘‘Scope of authority; applicable
regulations,’’ to reflect changes to OHA’s
organization and delegations since the
last revision in 1996. In March 2005, the
Hearings Division referred to in § 4.1(a)
was divided into three separate
components: The Departmental Cases
Hearings Division, the Probate Hearings
Division, and the White Earth
Reservation Land Settlements Act
(WELSA) Hearings Division. This
change was effected by a revision to
OHA’s organization chapter in the
Departmental Manual, 112 DM 13
E:\FR\FM\20OCR1.SGM
20OCR1
64656
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
(2005). No change to the regulations was
made at that time.
Effective January 6, 2007, Congress
abolished the Interior Board of Contract
Appeals (IBCA) referred to in § 4.1(b)(1)
and transferred its functions to a new
Civilian Board of Contract Appeals
(CBCA) within the General Services
Administration. Public Law 109–163,
sec. 847, 119 Stat. 3391 (2006); see 71
FR 65825 (Nov. 9, 2006).
For the last several years, OHA’s
delegation chapter in the Departmental
Manual has contained limits on OHA’s
authority. For example, OHA may not
overrule or modify a final legal
interpretation (M–Opinion) of the
Solicitor, or review the merits of a
biological opinion issued by the Fish
and Wildlife Service. 212 DM 13 (2009).
However, the introductory text to § 4.1
is silent with respect to any limitations
on OHA’s authority.
This rule therefore updates the
description of the Hearings Divisions in
§ 4.1(a) and deletes the description of
the IBCA in § 4.1(b)(1); the remaining
paragraphs of § 4.1(b) are renumbered.
The rule revises 43 CFR 4.1 to clarify
that OHA’s authority to hear, consider,
and decide matters ‘‘as fully and finally
as might the Secretary’’ is subject to any
limitations imposed by the Secretary.
And the rule updates redesignated
§ 4.1(b)(1)(ii) to include a reference to
Indian probate judges, whose
decisions—like those of administrative
law judges—are appealable to the
Interior Board of Indian Appeals.
emcdonald on DSK2BSOYB1PROD with RULES
C. 43 CFR Part 4, Subpart B—General
Rules Relating to Procedure and
Practice
The final rule makes minor formatting
changes to § 4.21(b). And it revises
§ 4.22(a) to clarify that a document
received after regular business hours at
the office where it must be filed is
considered filed on the next business
day.
D. 43 CFR Part 4, Subpart C—Special
Rules of Practice Before the Interior
Board of Contract Appeals
Subpart C, consisting of §§ 4.100
through 4.128, sets forth procedures for
appeals to IBCA. With the abolition of
IBCA and transfer of its functions to
CBCA, those procedures are no longer
needed. CBCA has published its own
procedures at 48 CFR part 6101. This
rule therefore removes the regulations in
subpart C from 43 CFR part 4.
E. 43 CFR Part 4, Subpart E—Special
Rules Applicable to Public Land
Hearings and Appeals
This rule finalizes the changes to
subpart E set forth in the March 8, 2007,
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
proposed rule, with a number of
revisions reflecting the comments we
received. The preamble to the proposed
rule at 72 FR 10454–10460 should be
consulted for additional explanation of
the changes as proposed.
Section 4.400 Definitions.
We proposed to add definitions for
‘‘BLM,’’ ‘‘last address of record,’’ and
‘‘party’’ and to revise definitions for
‘‘Board,’’ ‘‘Bureau,’’ and ‘‘office’’ or
‘‘officer.’’ No comments were received
on the proposed definitions, and they
are generally adopted as proposed. The
one exception is the definition of
‘‘Bureau,’’ which has been revised.
The existing regulations define
‘‘Bureau’’ to mean simply the Bureau of
Land Management (BLM). In the
proposed rule, we proposed to revise
the definition of ‘‘Bureau’’ to include the
Minerals Management Service (MMS),
‘‘because IBLA reviews some decisions
of the Minerals Management Service
under subpart E, e.g., decisions
concerning offshore minerals
management and royalty management.
See 30 CFR Sections 290.2, 290.8,
290.108.’’ 72 FR 10454. It was
subsequently pointed out that IBLA also
reviews royalty management decisions
of the Bureau of Indian Affairs (BIA)
under 30 CFR 290.108, and that BIA
should also be included in the
definition of ‘‘Bureau.’’ More recent
developments affected our proposal to
add MMS to the definition.
Effective June 18, 2010, Secretarial
Order 3302 renamed MMS the Bureau of
Ocean Energy Management, Regulation
and Enforcement (BOEMRE). Under
paragraph 4(b) of that Order, all
references to MMS in the Department’s
regulations, e.g., 30 CFR part 290, are
being changed to BOEMRE. Under
Secretarial Order 3299 (May 19, 2010),
BOEMRE is being reorganized into three
separate organizations over the next
year. The first phase of the
reorganization took effect October 1,
2010, when the Minerals Revenue
Management function moved from
BOEMRE and became the Office of
Natural Resources Revenue (ONRR)
within the Office of the Assistant
Secretary—Policy, Management and
Budget (PMB), reporting to the Deputy
Assistant Secretary—Natural Resources
Revenue. Both the Director of ONRR
and the Deputy Assistant Secretary—
Natural Resources Revenue may render
decisions appealable to IBLA.
At some point in 2011, two other
organizations will be created from the
remaining BOEMRE functions, the
Bureau of Ocean Energy Management
(BOEM) and the Bureau of Safety and
Environmental Enforcement (BSEE). We
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
expect that some decisions from these
two bureaus will also be appealable to
IBLA.
In light of these developments, the
final rule uses an expanded term,
‘‘Bureau or Office’’ in place of ‘‘Bureau,’’
and it defines the new term to mean
BIA, BLM, BOEMRE, ONRR, the Deputy
Assistant Secretary—Natural Resources
Revenue, or any successor organization.
The phrase ‘‘or any successor
organization’’ will cover BOEM and
BSEE when they come into existence.
Section 4.401 Documents
Section 4.401 governs the filing and
service of documents in an appeal.
Filing refers to submitting the original of
a document to the appropriate
decisionmaking authority (as specified
in the regulations), while service refers
to delivering a copy of the document to
every other person who is participating
in the appeal. A document is filed when
it is duly received in the office of the
appropriate decisionmaking authority
(see 43 CFR 4.22(a)). A document is
served when delivery is made or
attempted as specified in this rule.
We proposed to revise § 4.401(c) to
allow service of a document, other than
a notice of appeal that initiates a
proceeding, by first-class mail to a
person’s last address of record or by
delivery service to a person’s last
address of record if it is not a post office
box. Under the existing regulation,
service is limited to personal delivery or
registered or certified mail. ‘‘Last
address of record’’ was defined in
proposed § 4.400 as the address
provided in a person’s most recent filing
in an appeal or, if there has not been
any filing, the person’s address as
provided in the Bureau or Office
decision under appeal.
Commenters supported liberalizing
the service requirements, but some
thought the proposed rule did not go far
enough. Their suggestions included (a)
allowing service by electronic mail or
facsimile; (b) specifying that service on
a party represented by counsel should
be made on the representative; (c)
requiring service at a party’s current
address, if known to be different from
the last address of record; (d) not
requiring service of documents on all
parties named in the decision under
appeal; and (e) increasing the number of
days after which delivery is presumed
to occur.
In response to the comments, the final
rule provides that service of any
document other than a notice of appeal
can be made by personal delivery, mail,
delivery service, or electronic means.
Mail includes Express Mail, Priority
Mail, or First-Class Mail (including
E:\FR\FM\20OCR1.SGM
20OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
Registered Mail, Certified Mail, or FirstClass Mail without such additional
services). Delivery service includes
package or envelope delivery by
companies such as DHL, FedEx, and
United Parcel Service. Electronic means
includes electronic mail or facsimile.
Electronic means can be used if the
party to be served has previously
consented to that means in writing.
Service by such means is effective when
the document is transmitted, unless the
serving party learns that the document
did not reach the party to be served. In
the latter case, the attempted service by
electronic means is not effective, and
the document must be served by another
method. These provisions are modeled
on the 2007 revisions to Rule 5 of the
Federal Rules of Civil Procedure.
Under the final rule, a party must
serve a notice of appeal and statement
of reasons on all other persons
(individuals and entities) named in the
decision under appeal, so that those
persons can decide whether they want
to participate in the appeal. But
subsequent documents have to be
served only on the parties to the appeal,
including the initiating and responding
parties and any persons granted
intervenor status. Thus, persons named
in the decision under appeal who wish
to participate in the appeal must file a
notice of appeal under § 4.411, an
answer under § 4.414, or a motion to
intervene under § 4.406. Persons named
in the decision under appeal who do not
participate in the appeal do not have to
be served with documents other than
the notice of appeal and statement of
reasons.
The final rule provides that service on
a party known to be represented by
counsel or other designated
representative must be made on the
representative. Service must be made at
the last address of record of the party (if
unrepresented) or the representative,
unless the party or representative has
notified the serving party of a
subsequent change of address. This
provision is intended to avoid disputes
over whether the serving party sent a
document to the most recent address
known to the serving party. A party
should be able to rely on a person’s
address of record in the Bureau or Office
or a subsequent change of address
notice. However, if a document sent to
that address comes back undelivered or
unclaimed, the serving party must make
other reasonable efforts to complete
service. For example, if a document sent
by certified mail is returned unclaimed,
the serving party should at least re-send
the document by regular mail. See Jones
v. Flowers, 547 U.S. 220, 234–35 (2006).
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
Also in response to comments, the
rule provides that service by mail or a
delivery service—in the absence of
evidence to the contrary—will be
deemed to take place 5 business days
(typically 7 calendar days) after the
document was sent, rather than 3 days
as stated in the proposed rule. A
sentence has been added stating that a
document is considered sent when it is
given to the U.S. Postal Service (or
deposited in one of its mailboxes),
properly addressed and with proper
postage affixed, or when it is given to a
delivery service (or deposited in one of
its receptacles), properly addressed and
with the delivery cost prepaid.
Corresponding revisions have been
made to proposed § 4.422(c).
The final rule also adds a new
§ 4.401(d) specifying the format of
documents filed in a case. Sections
4.412 and 4.414 in the proposed rule
had included general formatting
guidance for briefs filed with IBLA
(‘‘double-spaced, using standard margins
and font size’’); but we decided to
include more specific guidance in
§ 4.401, where it would be applicable to
all cases filed under subpart E. The
language adopted is based on 43 CFR
45.11(a), 45.12(d).
Section 4.403 Finality of Decision;
Reconsideration
The proposed rule revised the
language in § 4.403 to clarify the
standard for a motion for
reconsideration, to specify that parties
can file a response to such a motion,
and to list circumstances that may
warrant IBLA’s granting a motion in its
discretion. No comments were received
on the proposed changes, and they are
adopted as proposed.
Section 4.404 Consolidation
We proposed to add a regulation
providing that the Board may
consolidate appeals on its own initiative
or on motion of a party, if the facts or
legal issues involved are the same or
similar. The rule would codify existing
practice. One comment was received
supporting the proposed regulation, and
it is adopted as proposed.
Section 4.405 Requests for Extension
of Time
We proposed to add a regulation
governing motions requesting an
extension of time to file a document
with the Board. As proposed, the rule
would require a party to file such a
motion no later than the day before the
document is due and to show good
cause for the extension. It would allow
any other party to file an objection
within 2 business days after service of
PO 00000
Frm 00037
Fmt 4700
Sfmt 4700
64657
the motion. And it would provide that,
if the Board does not act on a motion
before the document is due, the
document must be filed no later than 15
days after the original due date, unless
the Board subsequently shortens or
lengthens the time by order. We
received several comments on this
proposal.
One commenter suggested that the
party requesting an extension be
required to indicate in the motion
whether the other parties (or their
counsel) oppose the motion; and the
commenter expressed concern that a 2day period for objecting to an extension
is too short. The final rule adopts the
commenter’s suggestion with respect to
requiring the moving party to ascertain
whether other parties oppose the
motion, and eliminates the 2-day period
for objecting to an extension. Under
§ 4.401(c)(6), service is normally
deemed to take place 5 business days
after the document was sent. Five
business days is the equivalent of 7
calendar days (or 8, if the period
includes a holiday). Thus, under the
rule as proposed, the Board would have
to wait to rule on the motion for at least
7 calendar days after a motion for
extension of time is filed for service to
occur, plus an additional 2 days to
allow for a response from the other
parties (or more, if the commenter’s
suggestion of a longer response period
were adopted). Meanwhile, the party
seeking the extension does not know
how long it will have to file its
document. Most motions for extension
of time are unopposed, and the Board is
fully capable of deciding such motions
without a written response from another
party.
Another commenter suggested that, if
the Board denies a motion for extension
of time, the moving party should have
an automatic 15-day extension, to run
from receipt of the Board’s order
denying the motion. This suggestion
was not adopted, since it would grant an
extension of time in cases where the
Board has already determined that good
cause has not been shown. The same
commenter suggested that an exception
to the filing deadline for a motion for
extension of time be provided for
compelling circumstances; the
commenter pointed out that such an
exception was stated in the preamble to
the proposed rule, but not in the
regulation. This suggestion has been
adopted.
A third commenter stated that the
regulations should provide that
extensions of reasonable duration will
be freely granted. The commenter found
it ‘‘ironic that the OHA can be proposing
curtailed opportunities to present
E:\FR\FM\20OCR1.SGM
20OCR1
64658
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
emcdonald on DSK2BSOYB1PROD with RULES
pleadings when the IBLA takes three
years to produce a decision on appeal.’’
We disagree that setting a ‘‘good cause’’
standard for extensions of time, as we
have in § 4.405(d), will curtail
opportunities for the parties to present
their pleadings. Neither the proposed
nor final rule reduces the time allowed
for the parties to file their pleadings,
and extensions of time will continue to
be available upon a proper showing. It
is also worth noting that the average age
of IBLA’s pending cases has been falling
steadily over the last few years, from 20
months at the start of FY 2004 to less
than 5 months currently. In fact, one of
the principal reasons for this
rulemaking is to further improve the
efficiency of IBLA’s adjudicatory
process.
A final commenter suggested that
‘‘good cause’’ be defined in the
regulations to include ‘‘difficulty in
obtaining the administrative record or
the need to fully review a lengthy record
or an appeal involving complicated
legal or factual issues.’’ We believe it
would be impossible to adequately
capture the wide array of personal,
professional, substantive, and
procedural reasons that could constitute
‘‘good cause’’ under appropriate
circumstances, although the proposed
rule preamble did note that conducting
settlement negotiations in good faith
would justify a reasonable extension of
time.
For reasons explained below in
connection with § 4.414, the final rule
adds a paragraph (f) to this section,
allowing for an automatic extension, not
to exceed 30 days, of the deadline for
filing an answer.
Section 4.406 Intervention; Amicus
Curiae
We proposed to add a regulation
governing intervention in appeals before
IBLA and appearance as an amicus
curiae. Under the proposed rule, if the
person seeking to intervene would be
adversely affected if the decision under
appeal were reversed, vacated, set aside,
or modified by the Board, a motion to
intervene would be due within 30 days
after the person knew or should have
known that the decision had been
appealed. However, if the person
seeking to intervene would have an
independent right to appeal the decision
under § 4.410, a motion to intervene
would be due within 30 days after the
person was served with the decision or,
if not served, knew or should have
known of the decision. The preamble
cited Independent Petroleum
Association of Mountain States, 136
IBLA 279, 281 (1996), for the
proposition that the Board will deny a
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
motion to intervene where granting it
would circumvent the requirement in
§ 4.411(a) that an appeal be filed within
30 days after service of a decision.
One commenter objected to the
proposal because, for a party having a
right to appeal, the time for filing a
motion to intervene could expire before
the party even learns that another party
has filed an appeal. According to the
commenter, a party having a right to
appeal may choose not to do so in the
first instance, but may want to intervene
if another party files an appeal,
especially if the parties’ interests are not
aligned. The commenter recommended
that, in all cases, the deadline for filing
a motion to intervene should be 30 days
after the person knew or should have
known that the decision has been
appealed to the Board.
The final rule adopts the commenter’s
recommended approach. It further
requires the party seeking to intervene
to set forth the basis for the proposed
intervention in the motion, including (1)
whether the person had a right to appeal
the decision under § 4.410 or would be
adversely affected if the decision under
appeal were reversed, vacated, set aside,
or modified by the Board, and (2) how
and when the person learned of the
appeal. The Board could then take that
information into account in deciding
whether to grant the motion.
The final rule adds a paragraph (e)
specifying that a person granted full or
limited intervenor status is a party to
the appeal, while an amicus curiae is
not. Thus, other parties are required to
serve documents on an intervenor under
§ 4.401, though not on an amicus curiae.
However, an amicus curiae is required
to serve its brief on the parties to the
appeal.
and facilitate prompt rulings on
motions.
The other commenter objected to the
15-day response period as being
insufficient in most cases and likely to
result in motions for extension of time.
The commenter recommended that 30
days be allowed for responding to a
motion.
The Board’s experience is that most
motions are routine in nature and are
often unopposed or generate only a brief
response. For those motions, a short
response period facilitates disposition.
Other motions are more substantive and
justify a longer response period. Fifteen
days is already a week longer than the
8 days allowed for responses to
substantive motions in Rule 27 of the
Federal Rules of Appellate Procedure.
The final rule therefore retains the
response deadline of 15 days after
service of the motion. If additional time
is needed for a particularly substantive
motion, the responding party can
request an extension of time under
§ 4.405.
Motions
Section 4.410 Who May Appeal
As explained above, the proposed rule
included a revised definition of
‘‘Bureau’’ in § 4.400 as including MMS
along with BLM. But it did not include
any proposed changes to § 4.410, which
mentions appeals only from decisions of
BLM or an administrative law judge.
The final rule revises § 4.410 to
substitute the more inclusive term
‘‘Bureau or Office’’ for ‘‘BLM’’ in
paragraphs (a) and (c). As explained
above, the definition of ‘‘Bureau or
Office’’ in § 4.400 has been further
revised in the final rule to include BIA,
BLM, BOEMRE, ONRR, the Deputy
Assistant Secretary—Natural Resources
Revenue, and any successor
organization.
We proposed to add a regulation
governing motions filed with the Board,
requiring that the motion provide a
concise statement of the reasons
supporting the motion, giving any other
party 15 days to respond, and stating
that the Board would rule on any
motion as expeditiously as possible. The
15-day response deadline would apply
unless another regulation or the Board
by order provides otherwise.
Two commenters objected to the
proposal. One argued that there is no
need for a regulation on motions and
that the Board should maintain its
current practice. However, as explained
in the proposed rule, the absence of a
regulation leads to uncertainty among
practitioners, e.g., as to the length of
time they have to respond to a motion.
The rule will help standardize practice
Section 4.411 Appeal; How Taken,
Mandatory Time Limit
We proposed to add a provision to
§ 4.411(a) specifying that transmitting a
notice of appeal by facsimile to the
office of the officer who made the
decision would not constitute filing.
This proposal was intended to avoid the
problem observed in cases in which an
appellant attempted to transmit a notice
of appeal by facsimile, but the relevant
office did not receive it on time or at all.
See Underwood Livestock, Inc., 165
IBLA 128, 130–31 (2005); National
Wildlife Federation, 162 IBLA 263, 264–
66 (2004).
Two commenters objected to the
proposal and argued that timely
electronic transmission of a notice of
appeal should be accepted. One of the
commenters suggested that the
Section 4.407
PO 00000
Frm 00038
Fmt 4700
Sfmt 4700
E:\FR\FM\20OCR1.SGM
20OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
regulations include an express
statement that the risk of delay or
nondelivery of the notice of appeal is on
the sender. BLM supported the
proposed rule, expressing a concern that
the volume of paper involved could
overwhelm the facilities in some offices.
They noted that one appellant had
recently filed 17 appeals totaling about
1,200 pages.
Based on the Board’s recent
experience, it appears that some BLM
offices already accept electronic filing of
notices of appeal, while others may not.
Rather than adopt a uniform rule for
BLM, we have decided to delete
proposed § 4.411(a)(4) for now, leaving
it up to BLM whether to accept notices
of appeal by facsimile or e-mail. We
plan to revisit the issue of electronic
filing in a future rulemaking.
We also proposed to add a provision
to § 4.411(b) specifying that a person
representing more than one appellant
must state that he or she is authorized
to do so. See, e.g., The Friends and
Residents of Log Creek, 150 IBLA 44, 48
(1999) (‘‘Proper application of the
Department’s rules of practice requires
an affirmative showing that a
representative of a named appellant is
qualified and authorized to represent
any other purported appellant or
appellants, if single representation for
multiple parties is intended’’).
One commenter objected that this
requirement is unnecessary and would
‘‘create a trap for the unwary.’’ The
commenter pointed out that 43 CFR
1.5(a) already provides that the
signature of a party’s representative on
a document constitutes a certificate that
he or she is authorized and qualified to
represent the party. The commenter
argued that it would be ‘‘far simpler and
more efficient’’ for the Board to issue an
order to show cause, requiring a person
to verify his or her authority to
represent a party, in cases where the
Board has a question about such
authority.
We disagree with the commenter in
part. If inclusion of a single statement in
a notice of appeal avoids a potential
issue about a representative’s authority,
that action would be ‘‘far simpler and
more efficient’’ than the Board’s
issuance of an order to show cause,
followed by responses from the
parties—a process that would take at
least a few weeks. Nevertheless, we
share the commenter’s concern about
the new requirement creating a ‘‘trap for
the unwary.’’ Moreover, it may well be
that, in many cases where this issue
arises, a mere statement by the
representative that other appellants
have authorized him or her to represent
them will not be sufficient to resolve the
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
issue. If so, the Board will still have to
use an order to show cause to satisfy
itself that the requirements of 43 CFR
part 1 have been met. On balance,
therefore, we have decided to omit the
proposed requirement from the final
rule.
The final rule amends § 4.411 to add
an introductory phrase, ‘‘[e]xcept as
otherwise provided by law,’’ to
paragraph (a)(2), since a statute or
regulation may provide a longer or
shorter period for filing an appeal than
the normal 30 days. For example, under
30 U.S.C. 1724(d)(4)(B)(ii)(V), an order
to perform a restructured accounting for
oil and gas royalties must ‘‘provide the
lessee or its designee 60 days within
which to file an administrative appeal of
the order to perform a restructured
accounting.’’
The final rule also adds a new
§ 4.411(d), specifying what the office of
the officer who made the decision must
do after receiving a notice of appeal.
The office must forward to the Board the
notice of appeal and any accompanying
documents, as well as the complete
administrative record.
Section 4.412 Statement of Reasons;
Statement of Standing; Reply Briefs
We proposed to revise § 4.412(a) to
require a single statement of reasons to
be filed within 30 days after the notice
of appeal is filed, rather than allowing
two or more statements of reasons as in
the current regulations. No comments
were received on this change, and it is
adopted. We have modified the
language of paragraph (a) slightly, to say
that the statement of reasons must be
filed ‘‘no later than 30 days after the
notice of appeal was filed,’’ rather than
‘‘within 30 days after the notice of
appeal was filed.’’ An appellant does not
have to wait until ‘‘after the notice of
appeal was filed’’ to file a statement of
reasons; the two documents can be filed
at the same time.
We also proposed to limit the
statement of reasons to 30 pages
(excluding exhibits, declarations, or
other attachments), unless the appellant
obtains leave of the Board to file a
longer statement by showing good
cause. And we proposed that an
appellant would also have to show good
cause for leave to file any additional
pleading, e.g., a reply to an answer.
One commenter objected to the page
limitation in the proposed rule, saying
that it was arbitrary and inadequately
justified in the proposed rule. Thirty
pages is the limit for a principal brief
under Rule 32(a)(7) of the Federal Rules
of Appellate Procedure; and in the
Board’s experience, it should be
sufficient in all but the most
PO 00000
Frm 00039
Fmt 4700
Sfmt 4700
64659
complicated cases. This proposed
change is adopted as proposed.
The same commenter and several
others objected to the requirement that
an appellant obtain leave of the Board
to file a reply brief. The current
regulations make no provision for a
reply brief, and most appellants who
wish to file a reply seek leave of the
Board to do so. Thus the proposed rule
is consistent with the prevailing
practice. However, it is also true that the
Board routinely grants leave to file a
reply when requested, and appellants
file replies in fewer than 10 percent of
the cases. Thus, allowing a limited time
for appellants to file a reply brief
appears unlikely to delay proceedings
unduly.
In light of the Board’s experience and
the comments received, the final rule
expressly allows an appellant who feels
the need to do so to file a reply brief
within 15 days after service of an
answer under § 4.414. This is
comparable to the 14 days allowed for
a reply brief in Rule 31 of the Federal
Rules of Appellate Procedure. The reply
brief is limited to the issues raised in
the answer and to 20 pages, unless the
appellant obtains leave of the Board to
file a longer brief by showing good
cause. No further briefing by any party
is permitted, unless requested by the
Board.
Section 4.413 Service of Notice of
Appeal
The proposed rule included updated
addresses for the Office of the Solicitor
on which a copy of a notice of appeal
and statement of reasons must be
served. The Office of the Solicitor has
informed us a handful of other changes,
and the final rule revises the
information in § 4.413(c)(1), (d)(5), and
(d)(9) to reflect those changes. No public
comments were received on the
proposed changes, and they are adopted
as proposed, with minor editorial
changes.
Section 4.414 Answers
We proposed to require each party
that wishes to participate in an appeal,
including the Bureau, to file a single
answer (or motion, if appropriate, e.g.,
a motion to dismiss) within 60 days of
service of the statement of reasons for
appeal. This is twice the length of time
generally provided for filing an answer
under the existing regulations and
would equal the total length of time that
an appellant has to file a statement of
reasons from the date of service of the
decision being appealed (30 days under
§ 4.411(a) plus 30 days under
§ 4.412(a)). No comments were received
on the proposed change. On further
E:\FR\FM\20OCR1.SGM
20OCR1
64660
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
emcdonald on DSK2BSOYB1PROD with RULES
consideration, however, we have
decided to leave the period for filing an
answer in § 4.414(a) at 30 days, but to
revise § 4.405 to provide for an
automatic extension of time upon
request, not to exceed 30 days.
In many cases currently, no party files
an answer, which means that the case is
ripe for adjudication 30 days after
service of the notice of appeal or
statement of reasons. Enlarging the
period for filing an answer to 60 days
in all cases would mean that the Board
would have to wait an additional 30
days in every case to see whether a
party filed an answer.
Under the final rule, if a person wants
to file an answer but needs additional
time to do so, the person can get up to
the full 60 days contemplated in the
proposed rule simply by filing a request
for an extension of time before the end
of the initial 30-day deadline. But if no
one files an answer or a request for an
extension of time within the initial 30day period, the Board can proceed to
consider the appeal, without having to
wait an additional 30 days.
For the reasons discussed above in
connection with § 4.411, the final rule
omits the proposed requirement that, if
a person is representing more than one
party, the answer must state that the
person is authorized to do so.
Section 4.415 Motion for a Hearing on
an Appeal Involving Questions of Fact
We proposed several changes to
existing § 4.415: (1) Deleting the
requirement that a request for a hearing
on issues of material fact be filed within
30 days after an answer is due; (2)
requiring a party that requests a hearing
to specify in its motion what the issues
of material fact are, what evidence must
be presented, what witnesses need to be
examined, and what documentary
evidence needs to be explained, if any;
(3) including the standards used by the
Board in deciding whether to refer a
case for a hearing; (4) giving the Board
the authority to refer a matter for a
hearing by an administrative law judge
(ALJ), who would issue (a) proposed
findings of fact on specified issues, (b)
a recommended decision, or (c) a
decision that will be final in the absence
of an appeal; and (5) authorizing the
Board to suspend the effectiveness of
the decision under review pending a
final decision on the appeal if it finds
good cause to do so.
One commenter objected to the
proposed requirement that a party
requesting a hearing specify what
evidence must be presented, what
witnesses need to be examined, and
what documentary evidence needs to be
explained, if any. The commenter
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
argued that discovery may be necessary
before a party can make these
determinations, and discovery may not
be available until the case is referred to
an ALJ for a hearing. The commenter
recommended that the rule require a
party to identify only the issues of
material fact on which a hearing is
necessary or, at the least, clarify that a
party will not be limited to its
specifications of evidence, witnesses,
and documents in the request for a
hearing.
We have decided to retain the
requirement that the party specify, not
only the issues of material fact to be
heard, but also the evidence, witnesses,
and documents to be presented or crossexamined. This information is needed
for the Board to evaluate the hearing
request and determine, for example,
whether evidence could be presented in
documentary form, rather than by oral
testimony, thereby saving the parties
and the ALJ the time and expense of a
hearing. However, language has been
added to § 4.415(e) clarifying that,
unless the Board orders otherwise, the
ALJ may consider other relevant issues
and evidence identified after referral of
the case for a hearing.
The same commenter also
recommended that the proposed rule be
amended to include procedures for
discovery in cases handled by the
Departmental Cases Hearings Division.
While this recommendation is outside
the scope of the current rulemaking,
which focuses on procedures for IBLA,
we agree that discovery procedures for
cases before the Departmental Cases
Hearings Division should be
established. We will propose such
procedures in a separate rulemaking.
No other comments were received on
the proposed changes to § 4.415, and
they are adopted as proposed.
on the public lands outside grazing
districts, the final regulation defines the
term ‘‘manager’’ more broadly as ‘‘the
BLM official with direct supervision
over the public lands that are pertinent
to the decision or contest.’’
Section 4.421 Definitions
We proposed to remove from this
section a handful of terms that are also
defined in § 4.400, to alphabetize the
remaining definitions, and to revise
them to reflect revisions to the
definitions in § 4.400. No comments
were received on the proposed changes,
and they are adopted as proposed.
In addition, in response to a comment
from BLM, we have substituted a
definition of ‘‘manager’’ for the
definition of ‘‘district manager’’ in the
current regulation. BLM pointed out
that subpart E never actually uses
‘‘district manager,’’ except to define it in
this section as the supervising BLM
officer of the grazing district. By
contrast, subpart E uses ‘‘manager’’ in
several regulations. Since BLM manages
grazing both within grazing districts and
This regulation refers to the parties’
stipulating to a summary of the
evidence, a procedure that has not been
used for many years and is unnecessary,
since all hearings are transcribed. The
final rule removes this reference in
§ 4.437.
PO 00000
Frm 00040
Fmt 4700
Sfmt 4700
Section 4.422
Documents
The proposed rule included changes
to the service requirements in § 4.422(c)
corresponding to those proposed for
§ 4.401(c). The final rule adopts the
same changes to § 4.422(c) as are
adopted for § 4.401(c), discussed above.
In addition, language has been included
in § 4.422(c)(4) and (6) to reflect service
of a complaint in a contest proceeding
by publication, as provided in § 4.450–
5.
Section 4.433 Authority of the
Administrative Law Judge
Consistent with one of the proposed
changes to § 4.415 mentioned above, we
proposed to revise § 4.433 to provide
authority to an ALJ to issue either a
recommended decision or a decision
that would be final for the Department
absent an appeal to the Board, in
addition to proposed findings of fact on
the issues presented at the hearing. No
comments were received on the
proposed change, and it is adopted as
proposed.
Section 4.434
Conduct of Hearing
We proposed to revise this regulation
to substitute ‘‘administrative law judge’’
for ‘‘examiner’’ and to substitute
‘‘Bureau,’’ as defined in § 4.400, for
‘‘Bureau of Land Management.’’ No
comments were received on the
proposed changes, and they are adopted
as proposed, except that the expanded
term ‘‘Bureau or Office’’ is used in the
final rule.
Section 4.437
Section 4.438
Copies of Transcript
Summary of Evidence
We proposed to remove this
regulation as unnecessary, for the
reasons explained above in connection
with § 4.437. No comments were
received on the proposed change, and it
is adopted as proposed. Existing § 4.439
is redesignated § 4.438.
Section 4.438 Action by
Administrative Law Judge
Consistent with the proposed changes
to §§ 4.415 and 4.433 mentioned above,
E:\FR\FM\20OCR1.SGM
20OCR1
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
we proposed to revise this regulation to
authorize an ALJ to issue (a) proposed
findings of fact on the issues presented
at the hearing, (b) a recommended
decision that includes findings of fact
and conclusions of law, or (c) a decision
that would be final for the Department
absent an appeal to the Board. No
comments were received on this
proposed change, and it is adopted as
proposed.
Section 4.452–8 Findings and
Conclusions; Decision by Administrative
Law Judge
Paragraphs (a) and (b) of this section
provide that, following a hearing in a
contest proceeding, the parties may
submit proposed findings of fact and
conclusions of law, and the ALJ will
consider them and issue his or her
decision, including findings,
conclusions, and the reasons for them.
Paragraph (c) provides that ‘‘[t]he Board
may require, in any designated case,
that the [ALJ] make only a
recommended decision and that the
decision and the record be submitted to
the Board for consideration.’’
As far as we are aware, the authority
in paragraph (c) has never been used,
and we are unaware of any reason to
depart from the consistent current
practice of having the ALJ render an
initial decision that is then reviewable
by the Board on appeal. The final rule,
therefore, deletes paragraph (c).
Section 4.476 Conduct of Hearing;
Reporter’s Fees; Transcripts
Like § 4.437 discussed above,
§ 4.476(d) refers to the parties’
stipulating to a summary of the
evidence, a procedure that has not been
used for many years and is unnecessary,
since all hearings are transcribed. The
final rule removes this reference in
§ 4.476.
emcdonald on DSK2BSOYB1PROD with RULES
Section 4.477 Findings and
Conclusions; Decision by Administrative
Law Judge
Paragraph (a) of this section provides
that, following a hearing in a grazing
proceeding and the time allowed for the
parties to submit proposed findings of
fact and conclusions of law, the ALJ will
consider them and issue his or her
decision, including findings,
conclusions, and the reasons for them.
Paragraph (b) provides that the Board
‘‘may require, in any designated case,
that the [ALJ] make only a
recommended decision and that such
decision and the record be submitted to
the Board for consideration.’’ We are not
aware of the Board’s ever having used
the authority in paragraph (b), and we
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
have deleted paragraph (b) from the
final rule.
Section 4.478 Appeals to the Board of
Land Appeals; Judicial Review
As noted in the proposed rule, in
2003, OHA amended its regulations to
authorize an ALJ to issue an order
granting or denying a petition for stay of
a BLM grazing decision. 43 CFR
4.474(c), 68 FR 68765, 68771 (Dec. 10,
2003). The amendments also provided
for an appeal to IBLA from such an
order in § 4.478(a), but did not specify
a time or place for filing the appeal. We
proposed to amend § 4.478(a) to provide
that an appeal may be filed with the ALJ
in accordance with § 4.411(a). No
comments were received on the
proposed change, and it is adopted as
proposed.
F. 43 CFR Part 4, Subpart L—Special
Rules Applicable to Surface Coal Mining
Hearings and Appeals
Section 4.1108 Form of Documents
The final rule adds a new § 4.1108(g)
providing that documents filed under
subpart L must conform to the
document formatting requirements of
§ 4.401(d). This provision takes the
place of the more general formatting
guidance (‘‘double-spaced, using
standard margins and font size’’)
included in proposed § s 4.1392(a)(2),
(e)(2).
Section 4.1109 Service
The Solicitor’s Office has informed us
that, in 2009, the Knoxville Field
Solicitor’s Office moved to a new
location. We have revised
§ 4.1109(a)(2)(ii) to update the office
address.
Section 4.1117 Reconsideration
We proposed to add § 4.1117 to treat
motions for reconsideration under
subpart L in a manner consistent with
those under subpart E. See § 4.403,
discussed above. No comments were
received on the proposed addition, and
it is adopted as proposed.
Section 4.1270 Petition for
Discretionary Review of a Proposed Civil
Penalty
We proposed to correct the reference
in § 4.1270(f) from § 4.1277 (which does
not exist) to § 4.1275. No comments
were received on the proposed change,
and it is adopted as proposed.
Section 4.1276 Reconsideration
We proposed to remove this
regulation because of the addition of
§ 4.1117, discussed above. No comments
were received on the proposed change,
and it is adopted as proposed.
PO 00000
Frm 00041
Fmt 4700
Sfmt 4700
64661
Section 4.1286 Motion for a Hearing
We proposed to revise § 4.1286 to
treat requests for a hearing under
subpart L in a manner consistent with
those under subpart E. See § 4.415,
discussed above. No comments were
received on the proposed changes, and
they are adopted as proposed.
Section 4.1287 Action by
Administrative Law Judge
The final rule adds a new § 4.1287 to
require action by the ALJ, following
referral of a case for a hearing under
subpart L, in a manner consistent with
that under subpart E. See redesignated
§ 4.438, discussed above.
Section 4.1392 Contents of Request;
Amendment of Requests; Responses
Section 4.1392 governs the filing of
requests for review, and responses to
such requests, in cases involving a
determination by the Office of Surface
Mining Reclamation and Enforcement
that a person does or does not have
valid existing rights under 30 CFR
761.16. One commenter requested that
the final regulations clarify a requester’s
right to file a supplemental brief, which
could serve to narrow the issues in
contention. Consistent with the change
to § 4.412 concerning reply briefs,
discussed above, the final rule adds a
§ 4.1392(e), giving a requester who
wishes to file a reply a limited
opportunity to do so. The final rule also
revises § 4.1392(d) to clarify the
requirements for filing a response.
G. 43 CFR Part 10—Native American
Graves Protection and Repatriation
Regulations
In January 2002, OHA moved its
headquarters offices to a new building
and revised these regulations to update
its address. 67 FR 4367, 4368 (Jan. 30,
2002). In April 2003, however, the
National Park Service revised 43 CFR
10.12 and inadvertently republished
OHA’s former address. 68 FR 16354,
16363–64 (Apr. 3, 2003). This final rule
therefore revises § 10.12(j) and (k) to
substitute OHA’s current address.
III. Review Under Procedural Statutes
and Executive Orders
A. Decision To Issue Final Rule
Without Prior Notice and Comment on
Some Provisions. While prior notice and
opportunity for comment were provided
for most of the provisions of this final
rule, the Office of the Secretary has
included additional provisions that
were not part of the March 8, 2007,
proposed rule. These provisions are 30
CFR Chapter III and 43 CFR part 4,
subpart C, which are removed; 43 CFR
4.1, 4.21, 4.22, 4.410, 4.437, 4.452–8,
E:\FR\FM\20OCR1.SGM
20OCR1
emcdonald on DSK2BSOYB1PROD with RULES
64662
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
4.476, 4.477, 4.1108, 4.1392, and 10.12,
which are revised; and 43 CFR 4.401(d),
4.411(d), and 4.1287, which are added.
As is clear from the section-by-section
analysis above, the changes to these
regulations are minor technical
amendments or changes needed to
conform to other statutory or regulatory
actions.
The Department has determined that
the public notice and comment
requirements of the Administrative
Procedure Act, 5 U.S.C. 553(b), do not
apply to these additional provisions
because the changes being made relate
solely to matters of agency organization,
procedure, and practice. They therefore
satisfy the exemption from notice and
comment rulemaking in 5 U.S.C.
553(b)(A).
B. Regulatory Planning and Review
(E.O. 12866). In accordance with the
criteria in Executive Order 12866, we
have determined that this document is
not a significant regulatory action. The
Office of Management and Budget has
not reviewed this rule under Executive
Order 12866.
1. This rule will not have an annual
economic effect of $100 million or more
or adversely affect in a material way an
economic sector, productivity,
competition, jobs, the environment,
public health or safety, or State, local,
or tribal governments or communities. A
cost-benefit and economic analysis is
not required. These regulations will
have virtually no effect on the economy
because they only revise existing
procedural regulations governing
appeals and add new regulations
governing consolidation of appeals,
requests for extensions of time, motions,
and intervention.
2. This rule will not create
inconsistencies with or interfere with
other agencies’ actions because only the
Department of the Interior provides
regulations that govern procedures for
appeals of decisions concerning the use
and disposition of public lands and
their resources and concerning surface
coal mining.
3. This rule will not materially alter
the budgetary effects of entitlements,
grants, user fees, loan programs, or the
rights and obligations of their recipients.
These regulations deal only with
procedures governing appeals, not with
entitlements, grants, user fees, loan
programs, or the rights and obligations
of their recipients.
4. This rule does not raise novel legal
or policy issues. The regulations would
merely revise existing procedures and
add regulations governing consolidation
of appeals, requests for extensions of
time, motions, and intervention, which
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
are all familiar administrative
procedures.
C. Regulatory Flexibility Act. The
Department of the Interior certifies that
this rule will not have a significant
economic effect on a substantial number
of small entities as defined in the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). Over the past 5 years, IBLA has
received between 285 and 335 appeals
per year, and appeals this year are
running at an even lower rate. Not all
appellants are small entities; but even if
they were, 285–335 is not a substantial
number, for purposes of the Act.
Moreover, the minor procedural changes
in this rule will not have a significant
economic effect on those appellants
who are small entities. A Small Entity
Compliance Guide is not required.
D. Small Business Regulatory
Enforcement Fairness Act. This rule is
not a major rule under 5 U.S.C. 804(2),
the Small Business Regulatory
Enforcement Fairness Act:
1. It will not have an annual effect on
the economy of $100 million or more.
The rule only revises procedural
regulations governing appeals and adds
regulations governing consolidation of
appeals, requests for extensions of time,
motions, and intervention. The rule
should have no effect on the economy.
2. It will not cause a major increase
in costs or prices for consumers,
individual industries, Federal, State, or
local government agencies, or
geographic regions. Revising OHA’s
procedural regulations governing
appeals and adding regulations
governing consolidation of appeals,
requests for extensions of time, motions,
and intervention will not affect costs or
prices for citizens, individual
industries, government agencies, or
geographic regions.
3. It will not have significant adverse
effects on competition, employment,
investment, productivity, innovation, or
the ability of U.S.-based enterprises to
compete with foreign-based enterprises.
Revising OHA’s procedural regulations
governing appeals and adding
regulations governing consolidation of
appeals, requests for extensions of time,
motions, and intervention should have
no effects, adverse or beneficial, on
competition, employment, investment,
productivity, innovation, or the ability
of U.S.-based enterprises to compete
with foreign-based enterprises.
E. Unfunded Mandates Reform Act. In
accordance with the Unfunded
Mandates Reform Act (2 U.S.C. 1501 et
seq.), we find that:
1. This rule will not have a significant
or unique effect on small governments
or significantly affect State, local, or
tribal governments or the private sector.
PO 00000
Frm 00042
Fmt 4700
Sfmt 4700
Revising OHA’s procedural regulations
governing appeals and adding
regulations governing consolidation of
appeals, requests for extensions of time,
motions, and intervention will neither
uniquely nor significantly affect these
governments.
2. This rule will not produce an
unfunded Federal mandate of $100
million or more on State, local, or tribal
governments in the aggregate or the
private sector in any year, i.e., it is not
a ‘‘significant regulatory action’’ under
the Unfunded Mandates Reform Act. A
statement containing the information
required by the Unfunded Mandates
Reform Act, 2 U.S.C. 1532, is not
required.
F. Takings (E.O. 12630). In
accordance with Executive Order 12630,
we find that the rule will not have
significant takings implications. A
takings implication assessment is not
required. Revising OHA’s procedural
regulations governing appeals and
adding regulations governing
consolidation of appeals, requests for
extensions of time, motions, and
intervention should have no effect on
property rights.
G. Federalism (E.O. 13132). In
accordance with Executive Order 13132,
we find that the rule does not have
sufficient federalism implications to
warrant the preparation of a Federalism
Assessment. There is no foreseeable
effect on states from revising OHA’s
procedural regulations governing
appeals and adding regulations
governing consolidation of appeals,
requests for extensions of time, motions,
and intervention. A federalism summary
impact statement is not required.
H. Civil Justice Reform (E.O. 12988).
In accordance with Executive Order
12988, the Department has determined
that this rule will not unduly burden the
judicial system and meets the
requirements of sections 3(a) and 3(b)(2)
of the Order. Because these regulations
will improve OHA’s procedural
regulations governing appeals and add
regulations governing consolidation of
appeals, requests for extensions of time,
motions, and intervention, they will not
burden either administrative or judicial
tribunals.
I. Consultation with Indian Tribes
(E.O. 13175). Under the criteria in
Executive Order 13175, we have
evaluated this rule and determined that
it has no potential effects on federally
recognized Indian tribes. These
regulations would not have substantial
direct effects on one or more Indian
tribes, on the relationship between the
Federal government and Indian tribes,
or on the distribution of power and
responsibilities between the Federal
E:\FR\FM\20OCR1.SGM
20OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
government and Indian tribes. They
would only revise OHA’s procedural
regulations governing appeals and add
regulations governing consolidation of
appeals, requests for extensions of time,
motions, and intervention.
J. Paperwork Reduction Act. This rule
is exempt from the requirements of the
Paperwork Reduction Act, since it
applies to the conduct of agency
administrative proceedings involving
specific individuals and entities. 44
U.S.C. 3518(c); 5 CFR 1320.4(a)(2). An
OMB form 83–I is not required.
K. National Environmental Policy Act.
The Department has determined that
this rule is categorically excluded from
environmental review under the
National Environmental Policy Act of
1969 (NEPA), 42 U.S.C. 4321 et seq.,
Council on Environmental Quality
(CEQ) regulations, 40 CFR 1508.4, and
the Department of the Interior’s
regulations at 43 CFR 46.210(i). CEQ
regulations, at 40 CFR 1508.4, define a
‘‘categorical exclusion’’ as a category of
actions that do not individually or
cumulatively have a significant effect on
the human environment. The
regulations further direct each
department to adopt NEPA procedures,
including categorical exclusions. 40
CFR 1507.3.
The Department has determined that
this rule is categorically excluded from
further environmental analysis under
NEPA in accordance with 43 CFR
46.210(i), which categorically excludes
‘‘[p]olicies, directives, regulations and
guidelines: that are of an administrative,
financial, legal, technical, or procedural
nature * * *’’ In addition, the
Department has determined that none of
the extraordinary circumstances listed
in 43 CFR 46.215 applies to this rule.
The rule is an administrative and
procedural rule that revises OHA’s
procedural regulations governing
appeals and adds regulations governing
consolidation of appeals, requests for
extensions of time, motions, and
intervention. Therefore, given the
categorical exclusion, neither an
environmental assessment nor an
environmental impact statement under
NEPA is required.
L. Information Quality Act. In
developing this rule, we did not
conduct or use a study, experiment, or
survey requiring peer review under the
Information Quality Act, Pub. Law 106–
554.
M. Effects on the Energy Supply (E.O.
13211). This rule is not a significant
energy action under the definition in
Executive Order 13211. A Statement of
Energy Effects is not required. Revising
OHA’s procedural regulations governing
appeals and adding regulations
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
governing consolidation of appeals,
requests for extensions of time, motions,
and intervention are not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
30 CFR Part 301
Administrative practice and
procedure, Mines, Surface mining.
43 CFR Part 4
Administrative practice and
procedure, Mines, Public lands, Surface
mining.
43 CFR Part 10
Administrative practice and
procedure, Hawaiian Natives, Historic
preservation, Indians—Claims,
Museums, Reporting and recordkeeping
requirements.
■ For the reasons set forth in the
preamble, the Office of the Secretary
amends 30 CFR Chapter III and 43 CFR
parts 4 and 10 as set forth below:
Title 30—Mineral Resources
Chapter III—[REMOVED]
Under the authority of 30 U.S.C. 1211,
30 CFR Chapter III, consisting of part
301, is removed.
■
Title 43—Public Lands: Interior
43 CFR Subtitle A—Office of the
Secretary of the Interior
PART 4—DEPARTMENT HEARINGS
AND APPEALS PROCEDURES
2. The authority citation for part 4
continues to read as follows:
■
Authority: 5 U.S.C. 301; 43 U.S.C. 1201.
Subpart A—General; Office of
Hearings and Appeals
3. In § 4.1, revise the introductory text
and paragraph (a), remove paragraph
(b)(1), redesignate paragraphs (b)(2)
through (b)(4) as paragraphs (b)(1)
through (b)(3), and revise the first
sentence of newly redesignated
paragraph (b)(1)(ii) to read as follows:
■
64663
Principal components of the Office
include:
(a) One or more Hearings Divisions
consisting of administrative law judges
who are authorized to conduct hearings
in cases required by law to be
conducted under 5 U.S.C. 554, and
other deciding officials who are
authorized to conduct hearings in cases
arising under statutes and regulations of
the Department; and
(b) * * *
(1) * * *
(ii) Decisions and orders of
administrative law judges and Indian
probate judges in Indian probate
matters, other than those involving
estates of the Five Civilized Tribes of
Indians. * * *
*
*
*
*
*
§ 4.21
[Amended]
4. In § 4.21, amend paragraph (b)(3) by
adding the word ‘‘and’’ after the
semicolon at the end of the paragraph
and amend paragraph (b)(4) by
removing the semicolon at the end of
the paragraph and adding a period in its
place.
■
Subpart B—General Rules Relating to
Practice and Procedure
■
5. Revise § 4.22(a) to read as follows:
§ 4.22
Documents.
(a) Filing of documents. A document
is filed in the office where the filing is
required only when the document is
received in that office during its regular
business hours and by a person
authorized to receive it. A document
received after the office’s regular
business hours is considered filed on
the next business day.
*
*
*
*
*
Subpart C—[Removed and Reserved]
6. Subpart C, consisting of §§ 4.100
through 4.128 and Appendix I, is
removed and reserved.
■
Subpart E—Special Rules Applicable
to Public Land Hearings and Appeals
7. Revise the authority citation for part
4, subpart E, to read as follows:
§ 4.1 Scope of authority; applicable
regulations.
■
The Office of Hearings and Appeals,
headed by a Director, is an authorized
representative of the Secretary for the
purpose of hearing, considering, and
deciding matters within the jurisdiction
of the Department involving hearings,
appeals, and other review functions of
the Secretary. The Office may hear,
consider, and decide those matters as
fully and finally as might the Secretary,
subject to any limitations on its
authority imposed by the Secretary.
Authority: Sections 4.470 to 4.480 are also
issued under authority of 43 U.S.C. 315a.
PO 00000
Frm 00043
Fmt 4700
Sfmt 4700
■
8. Revise § 4.400 to read as follows:
§ 4.400
Definitions.
As used in this subpart:
Administrative law judge means an
administrative law judge in the Office of
Hearings and Appeals, appointed under
5 U.S.C. 3105.
BIA means the Bureau of Indian
Affairs.
E:\FR\FM\20OCR1.SGM
20OCR1
64664
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
BLM means the Bureau of Land
Management.
Board means the Interior Board of
Land Appeals in the Office of Hearings
and Appeals. The address of the Board
is 801 N. Quincy Street, Suite 300,
Arlington, Virginia 22203. The
telephone number is 703–235–3750, and
the facsimile number is 703–235–8349.
BOEMRE means the Bureau of Ocean
Energy Management, Regulation and
Enforcement.
Bureau or Office means BIA, BLM,
BOEMRE, ONRR, the Deputy Assistant
Secretary—Natural Resources Revenue,
or any successor organization, as
appropriate.
Last address of record means the
address in a person’s most recent filing
in an appeal or, if there has not been
any filing, the person’s address as
provided in the Bureau decision under
appeal.
ONRR means the Office of Natural
Resources Revenue.
Office or officer includes
‘‘administrative law judge’’ or ‘‘Board’’
where the context so requires.
Party includes a party’s
representative(s) where the context so
requires.
Secretary means the Secretary of the
Interior or an authorized representative.
9. In § 4.401, revise paragraph (c) and
add paragraph (d) to read as follows:
■
§ 4.401
Documents.
*
*
*
*
*
(c) Service of documents. (1) A party
that files any document under this
subpart must serve a copy of it
concurrently as follows:
(i) On the appropriate official of the
Office of the Solicitor under § 4.413(c)
and (d);
(ii) For a notice of appeal and
statement of reasons, on each person
named in the decision under appeal;
and
(iii) For all other documents, on each
party to the appeal (including
intervenors).
(2) Service on a person or party
known to be represented by counsel or
other designated representative must be
made on the representative.
(3) Service must be made at the last
address of record of the person or party
(if unrepresented) or the representative,
unless the person, party, or
representative has notified the serving
party of a subsequent change of address.
(4) Service may be made as shown in
the following table:
If the document is * * *
Service may be made by * * *
(i) A notice of appeal ............................
(A) Personal delivery;
(B) Registered or certified mail, return receipt requested;
(C) Delivery service, delivery receipt requested, if the last address of record is not a post office box; or
(D) Electronic means, such as electronic mail or facsimile, if the person to be served has previously
consented to that means in writing.
(A) Personal delivery;
(B) Mail;
(C) Delivery service, if the last address of record is not a post office box; or
(D) Electronic means, such as electronic mail or facsimile, if the person to be served has previously
consented to that means in writing.
(ii) Not a notice of appeal .....................
(5) At the conclusion of any document
that a party must serve under the
regulations in this subpart, the party
must sign a written statement that:
(i) Certifies that service has been or
will be made in accordance with the
applicable rules; and
(ii) Specifies the date and manner of
service.
(6) Service that complies with
paragraphs (c)(2) through (4) of this
section is complete as shown in the
following table:
Service is complete when the document is * * *
(i) Personal delivery .............................
(ii) Mail or delivery service ...................
(iii) Electronic means ............................
emcdonald on DSK2BSOYB1PROD with RULES
If service is made by * * *
Delivered to the party.
Delivered to the party.
Transmitted to the party, unless the serving party learns that it did not reach the party to be served.
(7) In the absence of evidence to the
contrary, delivery under paragraph
(c)(6)(ii) of this section is deemed to
take place 5 business days after the
document was sent. A document is
considered sent when it is given to the
U.S. Postal Service (or deposited in one
of its mailboxes), properly addressed
and with proper postage affixed, or
when it is given to a delivery service (or
deposited in one of its receptacles),
properly addressed and with the
delivery cost prepaid.
(d) Document format. (1) The format
requirements in paragraph (d)(2) of this
section apply to any pleading, motion,
brief, or other document filed in a case
under this subpart, other than an exhibit
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
or attachment or the administrative
record.
(i) An exhibit or attachment must be
81⁄2 by 11 inches in size or, if larger,
folded to 81⁄2 by 11 inches and attached
to the document.
(ii) Any document that does not
comply with the requirements in this
paragraph (d) may be rejected.
(2) A document filed in a case must:
(i) Be 81⁄2 by 11 inches in size;
(ii) Be printed on just one side of the
page;
(iii) Be clearly typewritten, printed, or
otherwise reproduced by a process that
yields legible and permanent copies;
(iv) Use 11 point font size or larger;
(v) Be double-spaced except for the
case caption, argument headings, long
PO 00000
Frm 00044
Fmt 4700
Sfmt 4700
quotations, and footnotes, which may be
single-spaced;
(vi) Have margins of at least 1 inch;
(vii) Be numbered sequentially,
starting on the second page; and
(vii) Be stapled in the upper left-hand
corner, if stapled, or bound on the left
side, if bound.
■
10. Revise § 4.403 to read as follows:
§ 4.403 Finality of decision;
reconsideration.
(a) The Board’s decision is final
agency action and is effective on the
date it is issued, unless the decision
itself provides otherwise.
(b) The Board may reconsider its
decision in extraordinary
circumstances.
E:\FR\FM\20OCR1.SGM
20OCR1
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
(1) A party that wishes to request
reconsideration of a Board decision
must file a motion for reconsideration
with the Board within 60 days after the
date of the decision.
(2) The motion may include a request
that the Board stay the effectiveness of
its decision.
(3) Any other party to the original
appeal may file a response to a motion
for reconsideration with the Board
within 21 days after service of the
motion, unless the Board orders
otherwise.
(4) A motion for reconsideration will
not stay the effectiveness or affect the
finality of the Board’s decision unless so
ordered by the Board for good cause.
(5) A party does not need to file a
motion for reconsideration in order to
exhaust its administrative remedies.
(c) A motion for reconsideration must:
(1) Specifically describe the
extraordinary circumstances that
warrant reconsideration; and
(2) Include all arguments and
supporting documents.
(d) Extraordinary circumstances that
may warrant granting reconsideration
include, but are not limited to:
(1) Error in the Board’s interpretation
of material facts;
(2) Recent judicial development;
(3) Change in Departmental policy; or
(4) Evidence that was not before the
Board at the time the Board’s decision
was issued and that demonstrates error
in the decision.
(e) If the motion cites extraordinary
circumstances under paragraph (d)(4) of
this section, it must explain why the
evidence was not provided to the Board
during the course of the original appeal.
(f) The Board will not grant a motion
for reconsideration that:
(1) Merely repeats arguments made in
the original appeal, except in cases of
demonstrable error; or
(2) Seeks relief from the legally
binding consequences of a statute or
regulation.
11. Add §§ 4.404 through 4.407 to
read as follows:
■
§ 4.404
Consolidation.
emcdonald on DSK2BSOYB1PROD with RULES
If the facts or legal issues in two or
more appeals pending before the Board
are the same or similar, the Board may
consolidate the appeals, either on
motion by a party or at the initiative of
the Board.
§ 4.405
Extensions of time.
(a) If a document other than a notice
of appeal is required to be filed or
served within a definite time, a party
may seek additional time by filing with
the Board a motion requesting an
extension of time.
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
(b) A motion requesting an extension
must be filed no later than the day
before the date the document is due,
absent compelling circumstances. The
motion may be filed and served by
facsimile. Section 4.401(a) does not
apply to a motion requesting an
extension of time.
(c) Except as provided in paragraph (f)
of this section, before filing a motion
requesting an extension of time, the
moving party must make reasonable
efforts to contact each other party to
determine whether the party opposes
the motion. The moving party must state
in its motion:
(1) Whether any party it reached
opposes the motion; and
(2) What steps it took to contact any
party it was unable to reach.
(d) Except as provided in paragraph
(f) of this section, the party must
support its motion requesting an
extension of time by showing there is
good cause to grant it.
(e) A Board order granting or denying
a motion requesting an extension will
state when the document must be filed.
Except as provided in paragraph (f) of
this section, if the Board does not act on
a motion before the document is due,
the document must be filed no later
than 15 days after the original due date,
unless the Board orders otherwise.
(f) A party seeking additional time to
file an answer may have one automatic
extension, not to exceed 30 days, of the
deadline in § 4.414(a) by filing a motion
for such extension under paragraphs (a)
and (b) of this section.
§ 4.406
Intervention; amicus curiae.
(a) A person who wishes to intervene
in an appeal must file a motion to
intervene within 30 days after the
person knew or should have known that
the decision had been appealed to the
Board.
(b) A motion to intervene must set
forth the basis for the proposed
intervention, including:
(1) Whether the person had a right to
appeal the decision under § 4.410 or
would be adversely affected if the Board
reversed, vacated, set aside, or modified
the decision; and
(2) How and when the person learned
of the appeal.
(c) The Board may:
(1) Grant the motion to intervene;
(2) Deny the motion to intervene for
good cause, e.g., where granting it
would disadvantage the rights of the
existing parties or unduly delay
adjudication of the appeal; or
(3) Grant the motion to intervene but
limit the person’s participation in the
appeal.
(d) A person may file a motion at any
time to file a brief as an amicus curiae.
PO 00000
Frm 00045
Fmt 4700
Sfmt 4700
64665
(1) The motion must state the person’s
interest in the appeal and how its brief
will be relevant to the issues involved.
(2) The Board may grant or deny the
motion in its discretion. The Board may
also allow a person to file a brief as
amicus curiae if it denies the person’s
motion to intervene.
(e) A person granted full or limited
intervenor status is a party to the
appeal, while an amicus curiae is not.
A person granted amicus curiae status
must serve its brief on the parties to the
appeal.
§ 4.407
Motions.
(a) Any motion filed with the Board
must provide a concise statement of the
reasons supporting the motion.
(b) When a person or party files a
motion, other than a motion for an
extension of time under § 4.405, any
party has 15 days after service of the
motion to file a written response, unless
a provision of this subpart or the Board
by order provides otherwise.
(c) The Board will rule on any motion
as expeditiously as possible.
(d) The requirements of § 4.401(d)
apply to a motion.
12. In § 4.410, revise paragraphs (a)
introductory text and (c) introductory
text to read as follows:
■
§ 4.410
Who may appeal.
(a) Any party to a case who is
adversely affected by a decision of the
Bureau or Office or an administrative
law judge has the right to appeal to the
Board, except:
*
*
*
*
*
(c) Where the Bureau or Office
provided an opportunity for
participation in its decisionmaking
process, a party to the case, as set forth
in paragraph (a) of this section, may
raise on appeal only those issues:
*
*
*
*
*
■ 13. In § 4.411, revise paragraphs (a)
and (b) and add paragraph (d) to read as
follows:
§ 4.411 Appeal; how taken, mandatory
time limit.
(a) A person who wishes to appeal to
the Board must file a notice that the
person wishes to appeal.
(1) The notice of appeal must be filed
in the office of the officer who made the
decision (not the Board).
(2) Except as otherwise provided by
law:
(i) A person served with the decision
being appealed must transmit the notice
of appeal in time for it to be received in
the appropriate office no later than 30
days after the date of service of the
decision; and
E:\FR\FM\20OCR1.SGM
20OCR1
64666
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
(ii) If a decision is published in the
Federal Register, a person not served
with the decision must transmit the
notice of appeal in time for it to be
received in the appropriate office no
later than 30 days after the date of
publication.
(b) The notice of appeal must give the
serial number or other identification of
the case. The notice of appeal may
include a statement of reasons for the
appeal, and a statement of standing if
required by § 4.412(b).
*
*
*
*
*
(d) After receiving a timely notice of
appeal, the office of the officer who
made the decision must promptly
forward to the Board:
(1) The notice of appeal;
(2) Any statement of reasons,
statement of standing, and other
documents included with the notice of
appeal; and
(3) The complete administrative
record compiled during the officer’s
consideration of the matter leading to
the decision being appealed.
14. In § 4.412, revise the section
heading and paragraph (a) and add
paragraphs (d) and (e) to read as follows:
■
§ 4.412 Statement of reasons; statement of
standing; reply briefs.
(a) An appellant must file a statement
of reasons for appeal with the Board no
later than 30 days after the notice of
appeal was filed. Unless the Board
orders otherwise upon motion for good
cause shown, the text of a statement of
reasons may not exceed 30 pages,
excluding exhibits, declarations, or
other attachments.
*
*
*
*
*
(d) The filing of a reply brief is
discouraged. However, an appellant
who wishes to file a reply brief may do
so within 15 days after service of an
answer under § 4.414.
(1) The reply brief is limited to the
issues raised in the answer.
(2) Unless the Board orders otherwise
upon motion for good cause shown, the
text of a reply brief may not exceed 20
pages, excluding exhibits, declarations,
or other attachments.
(e) The requirements of § 4.401(d)
apply to a statement of reasons and a
reply brief.
15. Revise §§ 4.413 through 4.415 to
read as follows:
■
§ 4.413
Service of notice of appeal.
(a) The appellant must serve a copy of
the notice of appeal on each person
named in the decision from which the
appeal is taken and on the Office of the
Solicitor as identified in paragraphs (c)
and (d) of this section. Service must be
accomplished and certified as
prescribed in § 4.401(c).
(b) Failure to serve a notice of appeal
will subject the appeal to summary
dismissal as provided in § 4.402.
(c) The appellant must serve a copy of
the notice of appeal on the Office of the
Solicitor as shown in the following
table.
If the appeal is taken from a decision of * * *
Then the appellant must serve the notice on * * *
(1) ONRR, the Deputy Assistant Secretary—
Natural Resources Revenue, or BIA concerning royalties.
(2) BOEMRE .......................................................
Regional Solicitor, Rocky Mountain Region, U.S. Department of the Interior, 755 Parfet Street,
Suite 151, Lakewood, CO 80215.
(3) The Director, BLM .........................................
(4) A BLM State Office (including all District,
Field, and Area Offices within that State Office’s jurisdiction).
(5) An Administrative Law Judge .......................
(d) This paragraph applies to any
appeal taken from a decision of a BLM
State Office, including all District, Field,
Associate Solicitor, Division of Mineral Resources, U.S. Department of the Interior, Washington, DC 20240.
(i) If the decision concerns use and disposition of public lands, including land selections under
the Alaska Native Claims Settlement Act, as amended: Associate Solicitor, Division of Land
and Water Resources, U.S. Department of the Interior, Washington, DC 20240; or
(ii) If the decision concerns use and disposition of mineral resources: Associate Solicitor, Division of Mineral Resources, U.S. Department of the Interior, Washington, DC 20240.
The appropriate office identified in paragraph (d) of this section.
The persons identified in paragraph (e) of this section.
and Area Offices within that State
Office’s jurisdiction. The appellant must
serve documents on the Office of the
Solicitor in accordance with the
following table, unless the decision
identifies a different official:
BLM state office
Mailing address
(1) Alaska ............................................................
Regional Solicitor, Alaska Region, U.S. Department of the Interior, 4230 University Drive, Suite
300, Anchorage, AK 99508–4626.
Field Solicitor, U.S. Department of the Interior, U.S. Courthouse, Suite 404, 401 W. Washington St. SPC 44, Phoenix, AZ 85003.
Regional Solicitor, Pacific Southwest Region, U.S. Department of the Interior, 2800 Cottage
Way, Room E–1712, Sacramento, CA 95825–1890.
Regional Solicitor, Rocky Mountain Region, U.S. Department of the Interior, 755 Parfet Street,
Suite 151, Lakewood, CO 80215.
(i) For decisions involving Connecticut, Delaware, Illinois, Indiana, Iowa, Maine, Maryland,
Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, Virginia, West Virginia, or Wisconsin: Regional Solicitor,
Northeast Region, U.S. Department of the Interior, One Gateway Center, Suite 612, Newton,
MA 02458.
(ii) For decisions involving Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, Missouri, North Carolina, South Carolina, or Tennessee: Regional Solicitor, Southeast Region, U.S. Department of the Interior, 75 Spring Street, SW., Suite 304, Atlanta,
Georgia 30303.
Field Solicitor, U.S. Department of the Interior, University Plaza, 960 Broadway Avenue, Suite
400, Boise, ID 83706.
(2) Arizona ..........................................................
(3) California .......................................................
(4) Colorado ........................................................
emcdonald on DSK2BSOYB1PROD with RULES
(5) Eastern States ...............................................
(6) Idaho .............................................................
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
PO 00000
Frm 00046
Fmt 4700
Sfmt 4700
E:\FR\FM\20OCR1.SGM
20OCR1
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
64667
BLM state office
Mailing address
(7) Montana (covers the states of Montana,
North Dakota, and South Dakota).
(i) Deliveries by U.S. Mail: Field Solicitor, U.S. Department of the Interior, P.O. Box 31394, Billings, MT 59107–1394.
(ii) All other deliveries: Field Solicitor, U.S. Department of the Interior, 316 North 26th Street,
Room 3005, Billings, MT 59101.
Regional Solicitor, Pacific Southwest Region, U.S. Department of the Interior, 2800 Cottage
Way, Room E–1712, Sacramento, CA 95825–1890.
Regional Solicitor, Southwest Region, U.S. Department of the Interior, 505 Marquette Ave.,
NW., Suite 1800, Albuquerque, NM 87102.
Regional Solicitor, Pacific Northwest Region, U.S. Department of the Interior, 805 SW. Broadway, Suite 600, Portland, OR 97205.
Regional Solicitor, Intermountain Region, U.S. Department of the Interior, 6201 Federal Building, 125 South State Street, Salt Lake City, UT 84138–1180.
Regional Solicitor, Rocky Mountain Region, U.S. Department of the Interior, 755 Parfet Street,
Suite 151, Lakewood, CO 80215.
(8) Nevada ..........................................................
(9) New Mexico (covers the states of New Mexico, Kansas, Oklahoma, and Texas).
(10) Oregon (covers the states of Oregon and
Washington).
(11) Utah .............................................................
(12) Wyoming (covers the states of Wyoming
and Nebraska).
(e) This paragraph applies to any
appeal taken from a decision of an
administrative law judge.
(1) Except as provided in paragraph
(e)(2) of this section, the appellant must
serve either:
(i) The attorney from the Office of the
Solicitor who represented the Bureau or
Office at the hearing; or
(ii) If there was no hearing, the
attorney who was served with a copy of
the decision by the administrative law
judge.
(2) If the decision involved a mining
claim on national forest land, the
appellant must serve either:
(i) The attorney from the Office of
General Counsel, U.S. Department of
Agriculture, who represented the U.S.
Forest Service at the hearing; or
(ii) If there was no hearing, the
attorney who was served with a copy of
the decision by the administrative law
judge.
(f) Parties must serve the Office of the
Solicitor as required by this section
until a particular attorney of the Office
of the Solicitor files and serves a Notice
of Appearance or Substitution of
Counsel. Thereafter, parties must serve
the Office of the Solicitor as indicated
by the Notice of Appearance or
Substitution of Counsel.
(g) The appellant must certify service
as provided in § 4.401(c)(5).
emcdonald on DSK2BSOYB1PROD with RULES
§ 4.414
Answers.
(a) Any person served with a notice of
appeal who wishes to participate in the
appeal must file an answer or
appropriate motion with the Board
within 30 days after service of the
statement of reasons for appeal. The
answer must respond to the statement of
reasons for appeal.
(b) Unless the Board orders otherwise
upon motion for good cause shown:
(1) The text of the answer or motion
may not exceed 30 pages, excluding
exhibits, declarations, or other
attachments; and
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
(2) The party may not file any further
pleading.
(c) Failure to file an answer or motion
will not result in a default. If an answer
or motion is filed or served after the
time required, the Board may disregard
it in deciding the appeal, unless the
delay in filing is waived as provided in
§ 4.401(a).
(d) The requirements of § 4.401(d)
apply to an answer or motion.
§ 4.415 Motion for a hearing on an appeal
involving questions of fact.
(a) Any party may file a motion that
the Board refer a case to an
administrative law judge for a hearing.
The motion must state:
(1) What specific issues of material
fact require a hearing;
(2) What evidence concerning these
issues must be presented by oral
testimony, or be subject to crossexamination;
(3) What witnesses need to be
examined; and
(4) What documentary evidence
requires explanation, if any.
(b) In response to a motion under
paragraph (a) of this section or on its
own initiative, the Board may order a
hearing if there are:
(1) Any issues of material fact which,
if proved, would alter the disposition of
the appeal; or
(2) Significant factual or legal issues
remaining to be decided, and the record
without a hearing would be insufficient
for resolving them.
(c) If the Board orders a hearing, it
must:
(1) Specify the issues of fact upon
which the hearing is to be held; and
(2) Request the administrative law
judge to issue:
(i) Proposed findings of fact on the
issues presented at the hearing;
(ii) A recommended decision that
includes findings of fact and
conclusions of law; or
(iii) A decision that will be final for
the Department unless a notice of
PO 00000
Frm 00047
Fmt 4700
Sfmt 4700
appeal is filed in accordance with
§ 4.411.
(d) If the Board orders a hearing, it
may do one or more of the following:
(1) Suspend the effectiveness of the
decision under review pending a final
Departmental decision on the appeal if
it finds good cause to do so;
(2) Authorize the administrative law
judge to specify additional issues; or
(3) Authorize the parties to agree to
additional issues that are material, with
the approval of the administrative law
judge.
(e) The hearing will be conducted
under §§ 4.430 to 4.438 and the general
rules in subpart B of this part. Unless
the Board orders otherwise, the
administrative law judge may consider
other relevant issues and evidence
identified after referral of the case for a
hearing.
■
16. Revise § 4.421 to read as follows:
§ 4.421
Definitions.
In addition to the definitions in
§ 4.400, as used in this subpart:
Director means the Director of BLM or
a BLM Deputy Director or Assistant
Director.
Manager means the BLM official with
direct jurisdiction over the public lands
that are pertinent to the decision or
contest.
Person named in the decision means
any of the following persons identified
in a final BLM grazing decision: An
affected applicant, permittee, lessee, or
agent or lienholder of record, or an
interested public as defined in § 4100.0–
5 of this title.
State Director means the supervising
BLM officer for the State in which a
particular range lies, or an authorized
representative.
17. In § 4.422, revise paragraphs (c)
and (d) to read as follows:
■
§ 4.422
*
E:\FR\FM\20OCR1.SGM
Documents.
*
*
20OCR1
*
*
64668
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
(c) Service of documents. (1) A party
that files any document under this
subpart must serve a copy of it
concurrently as follows:
(i) On the appropriate official of the
Office of the Solicitor under § 4.413(c)
and (d);
(ii) For a notice of appeal and
statement of reasons, on each person
named in the decision under appeal;
and
(iii) For all other documents, on each
party to the appeal.
(2) Service on a party known to be
represented by counsel or other
designated representative must be made
on the representative.
(3) Service must be made at the last
address of record of the party (if
unrepresented) or the representative,
unless the party or representative has
notified the serving party of a
subsequent change of address.
(4) Service may be made as shown in
the following table:
If the document is * * *
Service may be made by * * *
(i) An appeal under § 4.470 ................................
(A) Personal delivery;
(B) Registered or certified mail, return receipt requested;
(C) Delivery service, delivery receipt requested, if the last address of record is not a post office
box; or
(D) Electronic means, such as electronic mail or facsimile, if the person to be served has previously consented to that means of service in writing.
(A) Any of the methods specified in paragraph (c)(4)(i) of this paragraph; or
(B) Publication as specified in § 4.450–5.
(A) Personal delivery;
(B) Mail;
(C) Delivery service, if the last address of record is not a post office box; or
(D) Electronic means, such as electronic mail or facsimile, if the person to be served has consented to that means in writing.
(ii) A complaint under § 4.450–4 or 4.451–2 ......
(iii) Neither an appeal nor a complaint ...............
(5) At the conclusion of any document
that a party must serve under the
regulations in this subpart, the party
must sign a written statement that:
(i) Certifies that service has been or
will be made in accordance with the
applicable rules; and
(ii) Specifies the date and manner of
service.
(6) Service that complies with
paragraphs (c)(2) through (4) of this
section is complete as shown in the
following table:
If service is made by * * *
Service is complete when * * *
(i) Personal delivery ............................................
(ii) Mail or delivery service ..................................
(iii) Electronic means ..........................................
The document is delivered to the party.
The document is delivered to the party.
The document is transmitted to the party, unless the serving party learns that it did not reach
the party to be served.
The final notice is published under § 4.450–5(b)(3).
(iv) Publication ....................................................
(7) In the absence of evidence to the
contrary, delivery under paragraph
(c)(6)(ii) of this section is deemed to
take place 5 business days after the
document was sent.
(d) The manager or administrative law
judge, as the case may be, may extend
the time for filing or serving any
document in a contest, other than a
notice of appeal under § 4.452–9.
§§ 4.430 through 4.432
[Amended]
18. In §§ 4.430 through 4.432 and
4.436, remove the reference ‘‘Bureau’’
and add in its place the reference
‘‘Bureau or Office’’ wherever it appears.
■
19. Revise §§ 4.433 and 4.434 to read
as follows:
emcdonald on DSK2BSOYB1PROD with RULES
■
§ 4.433
judge.
Authority of the administrative law
(a) The administrative law judge has
general authority to conduct the hearing
in an orderly and judicial manner,
including authority to:
(1) Administer oaths;
(2) Call and question witnesses;
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
(3) Subpoena witnesses as specified in
paragraph (b) of this section;
(4) Issue findings and decisions as
specified in paragraph (c) of this
section; and
(5) Take any other actions that the
Board may prescribe in referring the
case for hearing.
(b) The administrative law judge has
authority to subpoena witnesses and to
take and cause depositions to be taken
for the purpose of taking testimony but
not for discovery. This authority must
be exercised in accordance with the Act
of January 31, 1903 (32 Stat. 790; 43
U.S.C. 102 through 106).
(c) The administrative law judge has
authority to issue any of the following,
as specified by the Board under
§ 4.415(c)(2):
(1) Proposed findings of fact on the
issues presented at the hearing;
(2) A recommended decision that
includes findings of fact and
conclusions of law; or
(3) A decision that will be final for the
Department unless a notice of appeal is
filed in accordance with § 4.411 within
30 days of receipt of the decision.
PO 00000
Frm 00048
Fmt 4700
Sfmt 4700
(d) The issuance of subpoenas, the
attendance of witnesses, and the taking
of depositions are governed by §§ 4.423
and 4.26.
§ 4.434
Conduct of hearing.
(a) The administrative law judge may
seek to obtain stipulations as to material
facts.
(b) Unless the administrative law
judge directs otherwise:
(1) The appellant will first present its
evidence on the facts at issue; and
(2) The other parties and the Bureau
or Office will then present their
evidence on such issues.
§ 4.436
[Amended]
20. In § 4.436, remove the reference
‘‘Bureau’’ and add in its place the
reference ‘‘Bureau or Office’’ wherever it
appears.
■
■
21. Revise § 4.437 to read as follows:
§ 4.437
Copies of transcript.
Each party must pay for any copies of
the transcript that the party requests.
E:\FR\FM\20OCR1.SGM
20OCR1
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
The Bureau or Office will file the
original transcript with the case record.
§ 4.438
■
[Removed]
22. Remove § 4.438.
§ 4.439
[Redesignated as § 4.438]
23. Redesignate § 4.439 as § 4.438 and
revise it to read as follows:
■
§ 4.438
Action by administrative law judge.
(a) Upon completion of the hearing
and the incorporation of the transcript
in the record, the administrative law
judge will issue and serve on the
parties, as specified by the Board under
§ 4.415(c)(2):
(1) Proposed findings of fact on the
issues presented at the hearing;
(2) A recommended decision that
includes findings of fact and
conclusions of law and that advises the
parties of their right to file exceptions
under paragraph (c) of this section; or
(3) A decision that will be final for the
Department unless a notice of appeal is
filed in accordance with § 4.411.
(b) The administrative law judge will
promptly send to the Board the record
and:
(1) The proposed findings;
(2) The recommended decision; or
(3) The final decision if a timely
notice of appeal is filed.
(c) The parties will have 30 days from
service of proposed findings or a
recommended decision to file
exceptions with the Board.
24. In § 4.452–8, revise the section
heading and remove paragraph (c).
The revision reads as follows:
■
§ 4.476 Conduct of hearings; reporter’s
fees; transcript.
*
*
*
*
*
(d) The reporter’s fees will be borne
by the Government. Each party must
pay for any copies of the transcript that
the party requests. The Government will
file the original transcript with the case
record.
emcdonald on DSK2BSOYB1PROD with RULES
26. Revise § 4.477 to read as follows:
28. The authority citation for part 4,
subpart L, continues to read as follows:
■
Authority: 30 U.S.C. 1256, 1260, 1261,
1264, 1268, 1271, 1272, 1275, 1293; 5 U.S.C.
301.
■
29. Add § 4.1108(g) to read as follows:
§ 4.1108
Form of documents.
*
*
*
*
*
(g) Documents filed under this
subpart must conform to the
requirements of § 4.401(d).
As promptly as possible after the time
allowed for presenting proposed
findings and conclusions, the
administrative law judge will make
findings of fact and conclusions of law,
unless waiver has been stipulated, and
will render a decision upon all issues of
Service.
(a) * * *
(2) * * *
(i) For mining operations in Alabama,
Arkansas, Georgia, Illinois, Indiana,
Iowa, Kansas, Kentucky, Louisiana,
Mississippi, Missouri, North Carolina,
Oklahoma, Tennessee, Texas, and
Virginia: Field Solicitor, U.S.
Department of the Interior, 800 S. Gay
Street, Suite 800, Knoxville, Tennessee
37929; Telephone: (865) 545–4294;
FAX: (865) 545–4314.
*
*
*
*
*
■
31. Add § 4.1117 to read as follows:
§ 4.1117
§ 4.477 Findings and conclusions;
decision by administrative law judge.
Jkt 223001
(a) Any person who has a right of
appeal under § 4.410 or other applicable
regulation may appeal to the Board from
an order of an administrative law judge
granting or denying a petition for a stay
in accordance with § 4.411.
*
*
*
*
*
§ 4.1109
*
*
*
*
■ 25. Revise § 4.476(d) to read as
follows:
16:03 Oct 19, 2010
§ 4.478 Appeals to the Board of Land
Appeals; judicial review.
30. Revise § 4.1109(a)(2)(i) to read as
follows:
*
VerDate Mar<15>2010
27. Revise § 4.478(a) to read as
follows:
■
■
§ 4.452–8 Findings and conclusions;
decision by administrative law judge.
■
material fact and law presented on the
record. In doing so, he or she may adopt
the findings of fact and conclusions of
law proposed by one or more of the
parties if they are correct. The reasons
for the findings, conclusions, and
decision made will be stated, and along
with the findings, conclusions, and
decision, will become a part of the
record in any further appeal. A copy of
the decision must be sent by certified
mail to all the parties.
Reconsideration.
A party may file a motion for
reconsideration of any decision of the
Board under this subpart within 60 days
after the date of the decision. The
provisions of § 4.403 apply to a motion
filed under this paragraph.
32. Revise § 4.1270(f) to read as
follows:
■
PO 00000
Frm 00049
Fmt 4700
Sfmt 4700
64669
§ 4.1270 Petition for discretionary review
of a proposed civil penalty.
*
*
*
*
*
(f) If the petition is granted, the rules
in §§ 4.1273 through 4.1275 are
applicable, and the Board must use the
point system and conversion table
contained in 30 CFR part 723 or 845 in
recalculating assessments. However, the
Board has the same authority to waive
the civil penalty formula as that granted
to administrative law judges in
§ 4.1157(b)(1). If the petition is denied,
the decision of the administrative law
judge is final for the Department, subject
to § 4.5.
§ 4.1276
[Removed]
■
33. Remove § 4.1276.
■
34. Revise § 4.1286 to read as follows:
§ 4.1286 Motion for a hearing on an appeal
involving issues of fact.
(a) Any party may file a motion that
the Board refer a case to an
administrative law judge for a hearing.
The motion must state:
(1) What specific issues of material
fact require a hearing;
(2) What evidence concerning these
issues must be presented by oral
testimony, or be subject to crossexamination;
(3) What witnesses need to be
examined; and
(4) What documentary evidence
requires explanation, if any.
(b) In response to a motion under
paragraph (a) of this section or on its
own initiative, the Board may order a
hearing if there are:
(1) Any issues of material fact which,
if proved, would alter the disposition of
the appeal; or
(2) Significant factual or legal issues
remaining to be decided and the record
without a hearing would be insufficient
for resolving them.
(c) If the Board orders a hearing, it
must:
(1) Specify the issues of fact upon
which the hearing is to be held; and
(2) Request the administrative law
judge to issue:
(i) Proposed findings of fact on the
issues presented at the hearing;
(ii) A recommended decision that
includes findings of fact and
conclusions of law; or
(iii) A decision that will be final for
the Department unless a notice of
appeal is filed in accordance with
§ 4.411.
(d) If the Board orders a hearing, it
may do one or more of the following:
(1) Suspend the effectiveness of the
decision under review pending a final
Departmental decision on the appeal if
it finds good cause to do so;
E:\FR\FM\20OCR1.SGM
20OCR1
64670
Federal Register / Vol. 75, No. 202 / Wednesday, October 20, 2010 / Rules and Regulations
(2) Authorize the administrative law
judge to specify additional issues; or
(3) Authorize the parties to agree to
additional issues that are material, with
the approval of the administrative law
judge.
(e) The hearing will be conducted
under §§ 4.1100, 4.1102 through 4.1115,
4.1121 through 4.1127, and 4.1130
through 4.1141. Unless the Board orders
otherwise, the administrative law judge
may consider other relevant issues and
evidence identified after referral of the
case for a hearing.
■
35. Add § 4.1287 to read as follows:
§ 4.1287
judge.
Action by administrative law
(a) Upon completion of the hearing
and the incorporation of the transcript
in the record, the administrative law
judge will issue and serve on the
parties, as specified by the Board under
§ 4.415(c)(2):
(1) Proposed findings of fact on the
issues presented at the hearing;
(2) A recommended decision that
includes findings of fact and
conclusions of law and that advises the
parties of their right to file exceptions
under paragraph (c) of this section; or
(3) A decision that will be final for the
Department unless a notice of appeal is
filed in accordance with § 4.411.
(b) The administrative law judge will
promptly send to the Board the record
and:
(1) The proposed findings;
(2) The recommended decision; or
(3) The final decision if a timely
notice of appeal is filed.
(c) The parties will have 30 days from
service of the recommended decision to
file exceptions with the Board.
section in response to an amended
request for review as follows:
(1) If the request for review is
amended as a matter of right, the
answer, motion, or statement must be
filed within the longer of the following
periods:
(i) The time remaining for response to
the original request for review; or
(ii) Ten days after receipt of the
amended request for review; and
(2) If the Board grants a motion to
amend a request for review, the answer,
motion, or statement must be filed
within the time set by the Board in its
order granting the motion.
(e) The filing of a reply is
discouraged. However, a person who
filed a request for review may file a
reply that:
(1) Is limited to the issues raised in an
answer or motion;
(2) Does not exceed 20 pages,
excluding exhibits, declarations, and
other attachments, unless the Board
orders otherwise upon motion for good
cause shown; and
(3) Is filed within:
(i) Fifteen days after service of the
answer or motion under paragraph (b) or
(d)(1) of this section; or
(ii) The time set by the Board in its
order under paragraph (d)(2) of this
section.
PART 10—NATIVE AMERICAN
GRAVES PROTECTION AND
REPATRIATION REGULATIONS
37. The authority citation for part 10
is revised to read as follows:
■
Authority: 16 U.S.C. 470dd; 25 U.S.C. 9,
3001 et seq.
36. In § 4.1392, revise paragraphs (a)
and (d) and add paragraph (e) to read as
follows:
Subpart C—Human Remains, Funerary
Objects, Sacred Objects, or Objects of
Cultural Patrimony in Museums and
Federal Collections
§ 4.1392 Contents of request; amendment
of requests; responses.
§ 10.12
emcdonald on DSK2BSOYB1PROD with RULES
■
(a) The request for review:
(1) Must include:
(i) A clear statement of the reasons for
appeal;
(ii) A request for specific relief;
(iii) A copy of the decision appealed
from; and
(iv) Any other relevant information;
and
(2) May not exceed 30 pages,
excluding exhibits, declarations, and
other attachments, unless the Board
orders otherwise upon motion for good
cause shown.
*
*
*
*
*
(d) An interested party may file an
answer, motion, or statement as
described in paragraph (b) of this
VerDate Mar<15>2010
16:03 Oct 19, 2010
Jkt 223001
[Amended]
38. In § 10.12:
a. In paragraph (j) introductory text,
remove the address ‘‘4015 Wilson
Boulevard, Arlington, VA 22203–1923’’
and add in its place the address ‘‘801
North Quincy Street, Arlington, VA
22203’’; and
■ b. In paragraphs (k)(1) and (3), remove
the address ‘‘4015 Wilson Boulevard,
Arlington, VA 22203–1954’’ and add in
its place the address ‘‘801 North Quincy
Street, Arlington, VA 22203’’.
■
■
Dated: October 4, 2010.
Rhea S. Suh,
Assistant Secretary—Policy, Management
and Budget.
[FR Doc. 2010–26200 Filed 10–19–10; 8:45 am]
BILLING CODE 4310–79–P
PO 00000
Frm 00050
Fmt 4700
Sfmt 4700
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 165
[Docket No. USCG–2010–0927]
RIN 1625–AA00
Safety Zones; Temporary Change of
Date for Recurring Fireworks Display
Within the Fifth Coast Guard District,
Wrightsville Beach, NC
Coast Guard, DHS.
Temporary final rule.
AGENCY:
ACTION:
The Coast Guard is
temporarily changing the enforcement
period of safety zone regulations for a
recurring fireworks display within the
Fifth Coast Guard District. These
regulations apply to only one recurring
fireworks display event that takes place
at Wrightsville Beach, NC. Safety zone
regulations are necessary to provide for
the safety of life on navigable waters
during the event. This action is
intended to restrict vessel traffic in a
portion of Motts Channel and Banks
Channel near Wrightsville Beach, NC,
during the event.
DATES: In § 165.506, Table to § 165.506,
entry (d)14 is effective from 5:30 p.m. to
8:30 p.m. on November 27, 2010. In
§ 165.506, Table to § 165.506, entry
(d)10 is suspended effective from
November 20, 2010 through November
27, 2010.
ADDRESSES: Documents indicated in this
preamble as being available in the
docket are part of docket USCG–2010–
0927 and are available online by going
to https://www.regulations.gov, inserting
USCG–2010–0927 in the ‘‘Keyword’’
box, and then clicking ‘‘Search.’’ They
are also available for inspection or
copying at the Docket Management
Facility (M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590,
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this temporary
rule, call or e-mail Chief Warrant Officer
Joseph Edge, Prevention Department,
Coast Guard Sector North Carolina,
Atlantic Beach, NC; telephone 252–247–
4525, e-mail Joseph.M.Edge@uscg.mil. If
you have questions on viewing the
docket, call Renee V. Wright, Program
Manager, Docket Operations, telephone
202–366–9826.
SUPPLEMENTARY INFORMATION:
SUMMARY:
E:\FR\FM\20OCR1.SGM
20OCR1
Agencies
[Federal Register Volume 75, Number 202 (Wednesday, October 20, 2010)]
[Rules and Regulations]
[Pages 64655-64670]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-26200]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Office of the Secretary
30 CFR Chapter III and 43 CFR Parts 4 and 10
RIN 1094-AA53
Interior Board of Land Appeals and Other Appeals Procedures
AGENCY: Office of the Secretary, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Office of the Secretary is amending several existing
procedural regulations governing appeals to the Interior Board of Land
Appeals (IBLA); adopting new regulations governing consolidation,
extensions of time, intervention, and motions in IBLA appeals; removing
regulations relating to the former Interior Board of Surface Mining and
Reclamation Appeals and Interior Board of Contract Appeals, which no
longer exist; and correcting the address of the Office of Hearings and
Appeals.
DATES: This rule is effective November 19, 2010.
FOR FURTHER INFORMATION CONTACT: Robert S. More, Director, Office of
Hearings and Appeals, U.S. Department of the Interior, Phone 703-235-
3810. Persons who use a telecommunications device for the deaf may call
the Federal Information Relay Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
I. Background
The Office of the Secretary published a proposed rule on March 8,
2007, to update regulations of the Office of Hearings and Appeals (OHA)
governing appeals to IBLA under 43 CFR part 4, subparts E and L. 72 FR
10454-10466. Subpart E contains regulations governing public land
hearings and appeals, while subpart L contains regulations governing
surface coal mining hearings and appeals. We proposed to amend the
existing regulations governing service of documents, reconsideration,
statements of reasons for appeal, answers, and requests for hearings;
and we proposed to add regulations governing motions for consolidation,
extensions of time, and intervention, and for serving and responding to
other motions.
We received comments on the proposed rule from the State of Alaska
Department of Law; Carl J.D. Bauman, Esq.; Biodiversity Conservation
Alliance; Chevron North America Exploration and Production Company;
Earthjustice; Kentucky Resources Council; Mary A. Nordale, Esq.; Oil &
Gas Accountability Project; J. P. Tangen, Esq.; Western Resource
Advocates; and Wyoming Outdoor Council. We are grateful for the
suggestions from these commenters and have made a number of changes in
the proposed rule in response to the comments, as explained in the
section-by-section analysis below.
This final rule makes changes to a number of other provisions that
were not included in the proposed rule. These changes, also explained
in the section-by-section analysis, are minor technical and conforming
amendments that do not require notice and comment under the
Administrative Procedure Act.
II. Section-by-Section Analysis
A. 30 CFR Chapter III--Board of Surface Mining and Reclamation Appeals
This chapter in Title 30 consists of a single part, 301, entitled
``Procedures under the Surface Mining Control and Reclamation Act of
1977.'' Part 301, in turn, consists of a single section, 301.1,
entitled ``Cross reference,'' which refers readers to 43 CFR part 4,
subpart L, for procedures relating to appeals to the Interior Board of
Surface Mining and Reclamation Appeals (IBSMA). IBSMA was abolished by
Secretarial Order dated April 26, 1983, and its functions were
transferred to IBLA. 48 FR 22370 (May 18, 1983). However, 30 CFR
Chapter III was never updated to reflect this change.
The fact that the outdated provisions of 30 CFR Chapter III have
been overlooked for the last 27 years suggests that few if any readers
were even aware of the cross-reference in Sec. 301.1. During the same
period, parties have had no apparent difficulty filing surface mining
appeals with IBLA under 43 CFR part 4, subpart L. Since 30 CFR Chapter
III appears unnecessary as well as outdated, this rule removes it from
the CFR.
B. 43 CFR Part 4, Subpart A--General; Office of Hearings and Appeals
This rule revises 43 CFR 4.1, entitled ``Scope of authority;
applicable regulations,'' to reflect changes to OHA's organization and
delegations since the last revision in 1996. In March 2005, the
Hearings Division referred to in Sec. 4.1(a) was divided into three
separate components: The Departmental Cases Hearings Division, the
Probate Hearings Division, and the White Earth Reservation Land
Settlements Act (WELSA) Hearings Division. This change was effected by
a revision to OHA's organization chapter in the Departmental Manual,
112 DM 13
[[Page 64656]]
(2005). No change to the regulations was made at that time.
Effective January 6, 2007, Congress abolished the Interior Board of
Contract Appeals (IBCA) referred to in Sec. 4.1(b)(1) and transferred
its functions to a new Civilian Board of Contract Appeals (CBCA) within
the General Services Administration. Public Law 109-163, sec. 847, 119
Stat. 3391 (2006); see 71 FR 65825 (Nov. 9, 2006).
For the last several years, OHA's delegation chapter in the
Departmental Manual has contained limits on OHA's authority. For
example, OHA may not overrule or modify a final legal interpretation
(M-Opinion) of the Solicitor, or review the merits of a biological
opinion issued by the Fish and Wildlife Service. 212 DM 13 (2009).
However, the introductory text to Sec. 4.1 is silent with respect to
any limitations on OHA's authority.
This rule therefore updates the description of the Hearings
Divisions in Sec. 4.1(a) and deletes the description of the IBCA in
Sec. 4.1(b)(1); the remaining paragraphs of Sec. 4.1(b) are
renumbered. The rule revises 43 CFR 4.1 to clarify that OHA's authority
to hear, consider, and decide matters ``as fully and finally as might
the Secretary'' is subject to any limitations imposed by the Secretary.
And the rule updates redesignated Sec. 4.1(b)(1)(ii) to include a
reference to Indian probate judges, whose decisions--like those of
administrative law judges--are appealable to the Interior Board of
Indian Appeals.
C. 43 CFR Part 4, Subpart B--General Rules Relating to Procedure and
Practice
The final rule makes minor formatting changes to Sec. 4.21(b). And
it revises Sec. 4.22(a) to clarify that a document received after
regular business hours at the office where it must be filed is
considered filed on the next business day.
D. 43 CFR Part 4, Subpart C--Special Rules of Practice Before the
Interior Board of Contract Appeals
Subpart C, consisting of Sec. Sec. 4.100 through 4.128, sets forth
procedures for appeals to IBCA. With the abolition of IBCA and transfer
of its functions to CBCA, those procedures are no longer needed. CBCA
has published its own procedures at 48 CFR part 6101. This rule
therefore removes the regulations in subpart C from 43 CFR part 4.
E. 43 CFR Part 4, Subpart E--Special Rules Applicable to Public Land
Hearings and Appeals
This rule finalizes the changes to subpart E set forth in the March
8, 2007, proposed rule, with a number of revisions reflecting the
comments we received. The preamble to the proposed rule at 72 FR 10454-
10460 should be consulted for additional explanation of the changes as
proposed.
Section 4.400 Definitions.
We proposed to add definitions for ``BLM,'' ``last address of
record,'' and ``party'' and to revise definitions for ``Board,''
``Bureau,'' and ``office'' or ``officer.'' No comments were received on
the proposed definitions, and they are generally adopted as proposed.
The one exception is the definition of ``Bureau,'' which has been
revised.
The existing regulations define ``Bureau'' to mean simply the
Bureau of Land Management (BLM). In the proposed rule, we proposed to
revise the definition of ``Bureau'' to include the Minerals Management
Service (MMS), ``because IBLA reviews some decisions of the Minerals
Management Service under subpart E, e.g., decisions concerning offshore
minerals management and royalty management. See 30 CFR Sections 290.2,
290.8, 290.108.'' 72 FR 10454. It was subsequently pointed out that
IBLA also reviews royalty management decisions of the Bureau of Indian
Affairs (BIA) under 30 CFR 290.108, and that BIA should also be
included in the definition of ``Bureau.'' More recent developments
affected our proposal to add MMS to the definition.
Effective June 18, 2010, Secretarial Order 3302 renamed MMS the
Bureau of Ocean Energy Management, Regulation and Enforcement (BOEMRE).
Under paragraph 4(b) of that Order, all references to MMS in the
Department's regulations, e.g., 30 CFR part 290, are being changed to
BOEMRE. Under Secretarial Order 3299 (May 19, 2010), BOEMRE is being
reorganized into three separate organizations over the next year. The
first phase of the reorganization took effect October 1, 2010, when the
Minerals Revenue Management function moved from BOEMRE and became the
Office of Natural Resources Revenue (ONRR) within the Office of the
Assistant Secretary--Policy, Management and Budget (PMB), reporting to
the Deputy Assistant Secretary--Natural Resources Revenue. Both the
Director of ONRR and the Deputy Assistant Secretary--Natural Resources
Revenue may render decisions appealable to IBLA.
At some point in 2011, two other organizations will be created from
the remaining BOEMRE functions, the Bureau of Ocean Energy Management
(BOEM) and the Bureau of Safety and Environmental Enforcement (BSEE).
We expect that some decisions from these two bureaus will also be
appealable to IBLA.
In light of these developments, the final rule uses an expanded
term, ``Bureau or Office'' in place of ``Bureau,'' and it defines the
new term to mean BIA, BLM, BOEMRE, ONRR, the Deputy Assistant
Secretary--Natural Resources Revenue, or any successor organization.
The phrase ``or any successor organization'' will cover BOEM and BSEE
when they come into existence.
Section 4.401 Documents
Section 4.401 governs the filing and service of documents in an
appeal. Filing refers to submitting the original of a document to the
appropriate decisionmaking authority (as specified in the regulations),
while service refers to delivering a copy of the document to every
other person who is participating in the appeal. A document is filed
when it is duly received in the office of the appropriate
decisionmaking authority (see 43 CFR 4.22(a)). A document is served
when delivery is made or attempted as specified in this rule.
We proposed to revise Sec. 4.401(c) to allow service of a
document, other than a notice of appeal that initiates a proceeding, by
first-class mail to a person's last address of record or by delivery
service to a person's last address of record if it is not a post office
box. Under the existing regulation, service is limited to personal
delivery or registered or certified mail. ``Last address of record''
was defined in proposed Sec. 4.400 as the address provided in a
person's most recent filing in an appeal or, if there has not been any
filing, the person's address as provided in the Bureau or Office
decision under appeal.
Commenters supported liberalizing the service requirements, but
some thought the proposed rule did not go far enough. Their suggestions
included (a) allowing service by electronic mail or facsimile; (b)
specifying that service on a party represented by counsel should be
made on the representative; (c) requiring service at a party's current
address, if known to be different from the last address of record; (d)
not requiring service of documents on all parties named in the decision
under appeal; and (e) increasing the number of days after which
delivery is presumed to occur.
In response to the comments, the final rule provides that service
of any document other than a notice of appeal can be made by personal
delivery, mail, delivery service, or electronic means. Mail includes
Express Mail, Priority Mail, or First-Class Mail (including
[[Page 64657]]
Registered Mail, Certified Mail, or First-Class Mail without such
additional services). Delivery service includes package or envelope
delivery by companies such as DHL, FedEx, and United Parcel Service.
Electronic means includes electronic mail or facsimile.
Electronic means can be used if the party to be served has
previously consented to that means in writing. Service by such means is
effective when the document is transmitted, unless the serving party
learns that the document did not reach the party to be served. In the
latter case, the attempted service by electronic means is not
effective, and the document must be served by another method. These
provisions are modeled on the 2007 revisions to Rule 5 of the Federal
Rules of Civil Procedure.
Under the final rule, a party must serve a notice of appeal and
statement of reasons on all other persons (individuals and entities)
named in the decision under appeal, so that those persons can decide
whether they want to participate in the appeal. But subsequent
documents have to be served only on the parties to the appeal,
including the initiating and responding parties and any persons granted
intervenor status. Thus, persons named in the decision under appeal who
wish to participate in the appeal must file a notice of appeal under
Sec. 4.411, an answer under Sec. 4.414, or a motion to intervene
under Sec. 4.406. Persons named in the decision under appeal who do
not participate in the appeal do not have to be served with documents
other than the notice of appeal and statement of reasons.
The final rule provides that service on a party known to be
represented by counsel or other designated representative must be made
on the representative. Service must be made at the last address of
record of the party (if unrepresented) or the representative, unless
the party or representative has notified the serving party of a
subsequent change of address. This provision is intended to avoid
disputes over whether the serving party sent a document to the most
recent address known to the serving party. A party should be able to
rely on a person's address of record in the Bureau or Office or a
subsequent change of address notice. However, if a document sent to
that address comes back undelivered or unclaimed, the serving party
must make other reasonable efforts to complete service. For example, if
a document sent by certified mail is returned unclaimed, the serving
party should at least re-send the document by regular mail. See Jones
v. Flowers, 547 U.S. 220, 234-35 (2006).
Also in response to comments, the rule provides that service by
mail or a delivery service--in the absence of evidence to the
contrary--will be deemed to take place 5 business days (typically 7
calendar days) after the document was sent, rather than 3 days as
stated in the proposed rule. A sentence has been added stating that a
document is considered sent when it is given to the U.S. Postal Service
(or deposited in one of its mailboxes), properly addressed and with
proper postage affixed, or when it is given to a delivery service (or
deposited in one of its receptacles), properly addressed and with the
delivery cost prepaid.
Corresponding revisions have been made to proposed Sec. 4.422(c).
The final rule also adds a new Sec. 4.401(d) specifying the format
of documents filed in a case. Sections 4.412 and 4.414 in the proposed
rule had included general formatting guidance for briefs filed with
IBLA (``double-spaced, using standard margins and font size''); but we
decided to include more specific guidance in Sec. 4.401, where it
would be applicable to all cases filed under subpart E. The language
adopted is based on 43 CFR 45.11(a), 45.12(d).
Section 4.403 Finality of Decision; Reconsideration
The proposed rule revised the language in Sec. 4.403 to clarify
the standard for a motion for reconsideration, to specify that parties
can file a response to such a motion, and to list circumstances that
may warrant IBLA's granting a motion in its discretion. No comments
were received on the proposed changes, and they are adopted as
proposed.
Section 4.404 Consolidation
We proposed to add a regulation providing that the Board may
consolidate appeals on its own initiative or on motion of a party, if
the facts or legal issues involved are the same or similar. The rule
would codify existing practice. One comment was received supporting the
proposed regulation, and it is adopted as proposed.
Section 4.405 Requests for Extension of Time
We proposed to add a regulation governing motions requesting an
extension of time to file a document with the Board. As proposed, the
rule would require a party to file such a motion no later than the day
before the document is due and to show good cause for the extension. It
would allow any other party to file an objection within 2 business days
after service of the motion. And it would provide that, if the Board
does not act on a motion before the document is due, the document must
be filed no later than 15 days after the original due date, unless the
Board subsequently shortens or lengthens the time by order. We received
several comments on this proposal.
One commenter suggested that the party requesting an extension be
required to indicate in the motion whether the other parties (or their
counsel) oppose the motion; and the commenter expressed concern that a
2-day period for objecting to an extension is too short. The final rule
adopts the commenter's suggestion with respect to requiring the moving
party to ascertain whether other parties oppose the motion, and
eliminates the 2-day period for objecting to an extension. Under Sec.
4.401(c)(6), service is normally deemed to take place 5 business days
after the document was sent. Five business days is the equivalent of 7
calendar days (or 8, if the period includes a holiday). Thus, under the
rule as proposed, the Board would have to wait to rule on the motion
for at least 7 calendar days after a motion for extension of time is
filed for service to occur, plus an additional 2 days to allow for a
response from the other parties (or more, if the commenter's suggestion
of a longer response period were adopted). Meanwhile, the party seeking
the extension does not know how long it will have to file its document.
Most motions for extension of time are unopposed, and the Board is
fully capable of deciding such motions without a written response from
another party.
Another commenter suggested that, if the Board denies a motion for
extension of time, the moving party should have an automatic 15-day
extension, to run from receipt of the Board's order denying the motion.
This suggestion was not adopted, since it would grant an extension of
time in cases where the Board has already determined that good cause
has not been shown. The same commenter suggested that an exception to
the filing deadline for a motion for extension of time be provided for
compelling circumstances; the commenter pointed out that such an
exception was stated in the preamble to the proposed rule, but not in
the regulation. This suggestion has been adopted.
A third commenter stated that the regulations should provide that
extensions of reasonable duration will be freely granted. The commenter
found it ``ironic that the OHA can be proposing curtailed opportunities
to present
[[Page 64658]]
pleadings when the IBLA takes three years to produce a decision on
appeal.'' We disagree that setting a ``good cause'' standard for
extensions of time, as we have in Sec. 4.405(d), will curtail
opportunities for the parties to present their pleadings. Neither the
proposed nor final rule reduces the time allowed for the parties to
file their pleadings, and extensions of time will continue to be
available upon a proper showing. It is also worth noting that the
average age of IBLA's pending cases has been falling steadily over the
last few years, from 20 months at the start of FY 2004 to less than 5
months currently. In fact, one of the principal reasons for this
rulemaking is to further improve the efficiency of IBLA's adjudicatory
process.
A final commenter suggested that ``good cause'' be defined in the
regulations to include ``difficulty in obtaining the administrative
record or the need to fully review a lengthy record or an appeal
involving complicated legal or factual issues.'' We believe it would be
impossible to adequately capture the wide array of personal,
professional, substantive, and procedural reasons that could constitute
``good cause'' under appropriate circumstances, although the proposed
rule preamble did note that conducting settlement negotiations in good
faith would justify a reasonable extension of time.
For reasons explained below in connection with Sec. 4.414, the
final rule adds a paragraph (f) to this section, allowing for an
automatic extension, not to exceed 30 days, of the deadline for filing
an answer.
Section 4.406 Intervention; Amicus Curiae
We proposed to add a regulation governing intervention in appeals
before IBLA and appearance as an amicus curiae. Under the proposed
rule, if the person seeking to intervene would be adversely affected if
the decision under appeal were reversed, vacated, set aside, or
modified by the Board, a motion to intervene would be due within 30
days after the person knew or should have known that the decision had
been appealed. However, if the person seeking to intervene would have
an independent right to appeal the decision under Sec. 4.410, a motion
to intervene would be due within 30 days after the person was served
with the decision or, if not served, knew or should have known of the
decision. The preamble cited Independent Petroleum Association of
Mountain States, 136 IBLA 279, 281 (1996), for the proposition that the
Board will deny a motion to intervene where granting it would
circumvent the requirement in Sec. 4.411(a) that an appeal be filed
within 30 days after service of a decision.
One commenter objected to the proposal because, for a party having
a right to appeal, the time for filing a motion to intervene could
expire before the party even learns that another party has filed an
appeal. According to the commenter, a party having a right to appeal
may choose not to do so in the first instance, but may want to
intervene if another party files an appeal, especially if the parties'
interests are not aligned. The commenter recommended that, in all
cases, the deadline for filing a motion to intervene should be 30 days
after the person knew or should have known that the decision has been
appealed to the Board.
The final rule adopts the commenter's recommended approach. It
further requires the party seeking to intervene to set forth the basis
for the proposed intervention in the motion, including (1) whether the
person had a right to appeal the decision under Sec. 4.410 or would be
adversely affected if the decision under appeal were reversed, vacated,
set aside, or modified by the Board, and (2) how and when the person
learned of the appeal. The Board could then take that information into
account in deciding whether to grant the motion.
The final rule adds a paragraph (e) specifying that a person
granted full or limited intervenor status is a party to the appeal,
while an amicus curiae is not. Thus, other parties are required to
serve documents on an intervenor under Sec. 4.401, though not on an
amicus curiae. However, an amicus curiae is required to serve its brief
on the parties to the appeal.
Section 4.407 Motions
We proposed to add a regulation governing motions filed with the
Board, requiring that the motion provide a concise statement of the
reasons supporting the motion, giving any other party 15 days to
respond, and stating that the Board would rule on any motion as
expeditiously as possible. The 15-day response deadline would apply
unless another regulation or the Board by order provides otherwise.
Two commenters objected to the proposal. One argued that there is
no need for a regulation on motions and that the Board should maintain
its current practice. However, as explained in the proposed rule, the
absence of a regulation leads to uncertainty among practitioners, e.g.,
as to the length of time they have to respond to a motion. The rule
will help standardize practice and facilitate prompt rulings on
motions.
The other commenter objected to the 15-day response period as being
insufficient in most cases and likely to result in motions for
extension of time. The commenter recommended that 30 days be allowed
for responding to a motion.
The Board's experience is that most motions are routine in nature
and are often unopposed or generate only a brief response. For those
motions, a short response period facilitates disposition. Other motions
are more substantive and justify a longer response period. Fifteen days
is already a week longer than the 8 days allowed for responses to
substantive motions in Rule 27 of the Federal Rules of Appellate
Procedure. The final rule therefore retains the response deadline of 15
days after service of the motion. If additional time is needed for a
particularly substantive motion, the responding party can request an
extension of time under Sec. 4.405.
Section 4.410 Who May Appeal
As explained above, the proposed rule included a revised definition
of ``Bureau'' in Sec. 4.400 as including MMS along with BLM. But it
did not include any proposed changes to Sec. 4.410, which mentions
appeals only from decisions of BLM or an administrative law judge. The
final rule revises Sec. 4.410 to substitute the more inclusive term
``Bureau or Office'' for ``BLM'' in paragraphs (a) and (c). As
explained above, the definition of ``Bureau or Office'' in Sec. 4.400
has been further revised in the final rule to include BIA, BLM, BOEMRE,
ONRR, the Deputy Assistant Secretary--Natural Resources Revenue, and
any successor organization.
Section 4.411 Appeal; How Taken, Mandatory Time Limit
We proposed to add a provision to Sec. 4.411(a) specifying that
transmitting a notice of appeal by facsimile to the office of the
officer who made the decision would not constitute filing. This
proposal was intended to avoid the problem observed in cases in which
an appellant attempted to transmit a notice of appeal by facsimile, but
the relevant office did not receive it on time or at all. See Underwood
Livestock, Inc., 165 IBLA 128, 130-31 (2005); National Wildlife
Federation, 162 IBLA 263, 264-66 (2004).
Two commenters objected to the proposal and argued that timely
electronic transmission of a notice of appeal should be accepted. One
of the commenters suggested that the
[[Page 64659]]
regulations include an express statement that the risk of delay or
nondelivery of the notice of appeal is on the sender. BLM supported the
proposed rule, expressing a concern that the volume of paper involved
could overwhelm the facilities in some offices. They noted that one
appellant had recently filed 17 appeals totaling about 1,200 pages.
Based on the Board's recent experience, it appears that some BLM
offices already accept electronic filing of notices of appeal, while
others may not. Rather than adopt a uniform rule for BLM, we have
decided to delete proposed Sec. 4.411(a)(4) for now, leaving it up to
BLM whether to accept notices of appeal by facsimile or e-mail. We plan
to revisit the issue of electronic filing in a future rulemaking.
We also proposed to add a provision to Sec. 4.411(b) specifying
that a person representing more than one appellant must state that he
or she is authorized to do so. See, e.g., The Friends and Residents of
Log Creek, 150 IBLA 44, 48 (1999) (``Proper application of the
Department's rules of practice requires an affirmative showing that a
representative of a named appellant is qualified and authorized to
represent any other purported appellant or appellants, if single
representation for multiple parties is intended'').
One commenter objected that this requirement is unnecessary and
would ``create a trap for the unwary.'' The commenter pointed out that
43 CFR 1.5(a) already provides that the signature of a party's
representative on a document constitutes a certificate that he or she
is authorized and qualified to represent the party. The commenter
argued that it would be ``far simpler and more efficient'' for the
Board to issue an order to show cause, requiring a person to verify his
or her authority to represent a party, in cases where the Board has a
question about such authority.
We disagree with the commenter in part. If inclusion of a single
statement in a notice of appeal avoids a potential issue about a
representative's authority, that action would be ``far simpler and more
efficient'' than the Board's issuance of an order to show cause,
followed by responses from the parties--a process that would take at
least a few weeks. Nevertheless, we share the commenter's concern about
the new requirement creating a ``trap for the unwary.'' Moreover, it
may well be that, in many cases where this issue arises, a mere
statement by the representative that other appellants have authorized
him or her to represent them will not be sufficient to resolve the
issue. If so, the Board will still have to use an order to show cause
to satisfy itself that the requirements of 43 CFR part 1 have been met.
On balance, therefore, we have decided to omit the proposed requirement
from the final rule.
The final rule amends Sec. 4.411 to add an introductory phrase,
``[e]xcept as otherwise provided by law,'' to paragraph (a)(2), since a
statute or regulation may provide a longer or shorter period for filing
an appeal than the normal 30 days. For example, under 30 U.S.C.
1724(d)(4)(B)(ii)(V), an order to perform a restructured accounting for
oil and gas royalties must ``provide the lessee or its designee 60 days
within which to file an administrative appeal of the order to perform a
restructured accounting.''
The final rule also adds a new Sec. 4.411(d), specifying what the
office of the officer who made the decision must do after receiving a
notice of appeal. The office must forward to the Board the notice of
appeal and any accompanying documents, as well as the complete
administrative record.
Section 4.412 Statement of Reasons; Statement of Standing; Reply Briefs
We proposed to revise Sec. 4.412(a) to require a single statement
of reasons to be filed within 30 days after the notice of appeal is
filed, rather than allowing two or more statements of reasons as in the
current regulations. No comments were received on this change, and it
is adopted. We have modified the language of paragraph (a) slightly, to
say that the statement of reasons must be filed ``no later than 30 days
after the notice of appeal was filed,'' rather than ``within 30 days
after the notice of appeal was filed.'' An appellant does not have to
wait until ``after the notice of appeal was filed'' to file a statement
of reasons; the two documents can be filed at the same time.
We also proposed to limit the statement of reasons to 30 pages
(excluding exhibits, declarations, or other attachments), unless the
appellant obtains leave of the Board to file a longer statement by
showing good cause. And we proposed that an appellant would also have
to show good cause for leave to file any additional pleading, e.g., a
reply to an answer.
One commenter objected to the page limitation in the proposed rule,
saying that it was arbitrary and inadequately justified in the proposed
rule. Thirty pages is the limit for a principal brief under Rule
32(a)(7) of the Federal Rules of Appellate Procedure; and in the
Board's experience, it should be sufficient in all but the most
complicated cases. This proposed change is adopted as proposed.
The same commenter and several others objected to the requirement
that an appellant obtain leave of the Board to file a reply brief. The
current regulations make no provision for a reply brief, and most
appellants who wish to file a reply seek leave of the Board to do so.
Thus the proposed rule is consistent with the prevailing practice.
However, it is also true that the Board routinely grants leave to file
a reply when requested, and appellants file replies in fewer than 10
percent of the cases. Thus, allowing a limited time for appellants to
file a reply brief appears unlikely to delay proceedings unduly.
In light of the Board's experience and the comments received, the
final rule expressly allows an appellant who feels the need to do so to
file a reply brief within 15 days after service of an answer under
Sec. 4.414. This is comparable to the 14 days allowed for a reply
brief in Rule 31 of the Federal Rules of Appellate Procedure. The reply
brief is limited to the issues raised in the answer and to 20 pages,
unless the appellant obtains leave of the Board to file a longer brief
by showing good cause. No further briefing by any party is permitted,
unless requested by the Board.
Section 4.413 Service of Notice of Appeal
The proposed rule included updated addresses for the Office of the
Solicitor on which a copy of a notice of appeal and statement of
reasons must be served. The Office of the Solicitor has informed us a
handful of other changes, and the final rule revises the information in
Sec. 4.413(c)(1), (d)(5), and (d)(9) to reflect those changes. No
public comments were received on the proposed changes, and they are
adopted as proposed, with minor editorial changes.
Section 4.414 Answers
We proposed to require each party that wishes to participate in an
appeal, including the Bureau, to file a single answer (or motion, if
appropriate, e.g., a motion to dismiss) within 60 days of service of
the statement of reasons for appeal. This is twice the length of time
generally provided for filing an answer under the existing regulations
and would equal the total length of time that an appellant has to file
a statement of reasons from the date of service of the decision being
appealed (30 days under Sec. 4.411(a) plus 30 days under Sec.
4.412(a)). No comments were received on the proposed change. On further
[[Page 64660]]
consideration, however, we have decided to leave the period for filing
an answer in Sec. 4.414(a) at 30 days, but to revise Sec. 4.405 to
provide for an automatic extension of time upon request, not to exceed
30 days.
In many cases currently, no party files an answer, which means that
the case is ripe for adjudication 30 days after service of the notice
of appeal or statement of reasons. Enlarging the period for filing an
answer to 60 days in all cases would mean that the Board would have to
wait an additional 30 days in every case to see whether a party filed
an answer.
Under the final rule, if a person wants to file an answer but needs
additional time to do so, the person can get up to the full 60 days
contemplated in the proposed rule simply by filing a request for an
extension of time before the end of the initial 30-day deadline. But if
no one files an answer or a request for an extension of time within the
initial 30-day period, the Board can proceed to consider the appeal,
without having to wait an additional 30 days.
For the reasons discussed above in connection with Sec. 4.411, the
final rule omits the proposed requirement that, if a person is
representing more than one party, the answer must state that the person
is authorized to do so.
Section 4.415 Motion for a Hearing on an Appeal Involving Questions of
Fact
We proposed several changes to existing Sec. 4.415: (1) Deleting
the requirement that a request for a hearing on issues of material fact
be filed within 30 days after an answer is due; (2) requiring a party
that requests a hearing to specify in its motion what the issues of
material fact are, what evidence must be presented, what witnesses need
to be examined, and what documentary evidence needs to be explained, if
any; (3) including the standards used by the Board in deciding whether
to refer a case for a hearing; (4) giving the Board the authority to
refer a matter for a hearing by an administrative law judge (ALJ), who
would issue (a) proposed findings of fact on specified issues, (b) a
recommended decision, or (c) a decision that will be final in the
absence of an appeal; and (5) authorizing the Board to suspend the
effectiveness of the decision under review pending a final decision on
the appeal if it finds good cause to do so.
One commenter objected to the proposed requirement that a party
requesting a hearing specify what evidence must be presented, what
witnesses need to be examined, and what documentary evidence needs to
be explained, if any. The commenter argued that discovery may be
necessary before a party can make these determinations, and discovery
may not be available until the case is referred to an ALJ for a
hearing. The commenter recommended that the rule require a party to
identify only the issues of material fact on which a hearing is
necessary or, at the least, clarify that a party will not be limited to
its specifications of evidence, witnesses, and documents in the request
for a hearing.
We have decided to retain the requirement that the party specify,
not only the issues of material fact to be heard, but also the
evidence, witnesses, and documents to be presented or cross-examined.
This information is needed for the Board to evaluate the hearing
request and determine, for example, whether evidence could be presented
in documentary form, rather than by oral testimony, thereby saving the
parties and the ALJ the time and expense of a hearing. However,
language has been added to Sec. 4.415(e) clarifying that, unless the
Board orders otherwise, the ALJ may consider other relevant issues and
evidence identified after referral of the case for a hearing.
The same commenter also recommended that the proposed rule be
amended to include procedures for discovery in cases handled by the
Departmental Cases Hearings Division. While this recommendation is
outside the scope of the current rulemaking, which focuses on
procedures for IBLA, we agree that discovery procedures for cases
before the Departmental Cases Hearings Division should be established.
We will propose such procedures in a separate rulemaking.
No other comments were received on the proposed changes to Sec.
4.415, and they are adopted as proposed.
Section 4.421 Definitions
We proposed to remove from this section a handful of terms that are
also defined in Sec. 4.400, to alphabetize the remaining definitions,
and to revise them to reflect revisions to the definitions in Sec.
4.400. No comments were received on the proposed changes, and they are
adopted as proposed.
In addition, in response to a comment from BLM, we have substituted
a definition of ``manager'' for the definition of ``district manager''
in the current regulation. BLM pointed out that subpart E never
actually uses ``district manager,'' except to define it in this section
as the supervising BLM officer of the grazing district. By contrast,
subpart E uses ``manager'' in several regulations. Since BLM manages
grazing both within grazing districts and on the public lands outside
grazing districts, the final regulation defines the term ``manager''
more broadly as ``the BLM official with direct supervision over the
public lands that are pertinent to the decision or contest.''
Section 4.422 Documents
The proposed rule included changes to the service requirements in
Sec. 4.422(c) corresponding to those proposed for Sec. 4.401(c). The
final rule adopts the same changes to Sec. 4.422(c) as are adopted for
Sec. 4.401(c), discussed above. In addition, language has been
included in Sec. 4.422(c)(4) and (6) to reflect service of a complaint
in a contest proceeding by publication, as provided in Sec. 4.450-5.
Section 4.433 Authority of the Administrative Law Judge
Consistent with one of the proposed changes to Sec. 4.415
mentioned above, we proposed to revise Sec. 4.433 to provide authority
to an ALJ to issue either a recommended decision or a decision that
would be final for the Department absent an appeal to the Board, in
addition to proposed findings of fact on the issues presented at the
hearing. No comments were received on the proposed change, and it is
adopted as proposed.
Section 4.434 Conduct of Hearing
We proposed to revise this regulation to substitute
``administrative law judge'' for ``examiner'' and to substitute
``Bureau,'' as defined in Sec. 4.400, for ``Bureau of Land
Management.'' No comments were received on the proposed changes, and
they are adopted as proposed, except that the expanded term ``Bureau or
Office'' is used in the final rule.
Section 4.437 Copies of Transcript
This regulation refers to the parties' stipulating to a summary of
the evidence, a procedure that has not been used for many years and is
unnecessary, since all hearings are transcribed. The final rule removes
this reference in Sec. 4.437.
Section 4.438 Summary of Evidence
We proposed to remove this regulation as unnecessary, for the
reasons explained above in connection with Sec. 4.437. No comments
were received on the proposed change, and it is adopted as proposed.
Existing Sec. 4.439 is redesignated Sec. 4.438.
Section 4.438 Action by Administrative Law Judge
Consistent with the proposed changes to Sec. Sec. 4.415 and 4.433
mentioned above,
[[Page 64661]]
we proposed to revise this regulation to authorize an ALJ to issue (a)
proposed findings of fact on the issues presented at the hearing, (b) a
recommended decision that includes findings of fact and conclusions of
law, or (c) a decision that would be final for the Department absent an
appeal to the Board. No comments were received on this proposed change,
and it is adopted as proposed.
Section 4.452-8 Findings and Conclusions; Decision by Administrative
Law Judge
Paragraphs (a) and (b) of this section provide that, following a
hearing in a contest proceeding, the parties may submit proposed
findings of fact and conclusions of law, and the ALJ will consider them
and issue his or her decision, including findings, conclusions, and the
reasons for them. Paragraph (c) provides that ``[t]he Board may
require, in any designated case, that the [ALJ] make only a recommended
decision and that the decision and the record be submitted to the Board
for consideration.''
As far as we are aware, the authority in paragraph (c) has never
been used, and we are unaware of any reason to depart from the
consistent current practice of having the ALJ render an initial
decision that is then reviewable by the Board on appeal. The final
rule, therefore, deletes paragraph (c).
Section 4.476 Conduct of Hearing; Reporter's Fees; Transcripts
Like Sec. 4.437 discussed above, Sec. 4.476(d) refers to the
parties' stipulating to a summary of the evidence, a procedure that has
not been used for many years and is unnecessary, since all hearings are
transcribed. The final rule removes this reference in Sec. 4.476.
Section 4.477 Findings and Conclusions; Decision by Administrative Law
Judge
Paragraph (a) of this section provides that, following a hearing in
a grazing proceeding and the time allowed for the parties to submit
proposed findings of fact and conclusions of law, the ALJ will consider
them and issue his or her decision, including findings, conclusions,
and the reasons for them. Paragraph (b) provides that the Board ``may
require, in any designated case, that the [ALJ] make only a recommended
decision and that such decision and the record be submitted to the
Board for consideration.'' We are not aware of the Board's ever having
used the authority in paragraph (b), and we have deleted paragraph (b)
from the final rule.
Section 4.478 Appeals to the Board of Land Appeals; Judicial Review
As noted in the proposed rule, in 2003, OHA amended its regulations
to authorize an ALJ to issue an order granting or denying a petition
for stay of a BLM grazing decision. 43 CFR 4.474(c), 68 FR 68765, 68771
(Dec. 10, 2003). The amendments also provided for an appeal to IBLA
from such an order in Sec. 4.478(a), but did not specify a time or
place for filing the appeal. We proposed to amend Sec. 4.478(a) to
provide that an appeal may be filed with the ALJ in accordance with
Sec. 4.411(a). No comments were received on the proposed change, and
it is adopted as proposed.
F. 43 CFR Part 4, Subpart L--Special Rules Applicable to Surface Coal
Mining Hearings and Appeals
Section 4.1108 Form of Documents
The final rule adds a new Sec. 4.1108(g) providing that documents
filed under subpart L must conform to the document formatting
requirements of Sec. 4.401(d). This provision takes the place of the
more general formatting guidance (``double-spaced, using standard
margins and font size'') included in proposed Sec. s 4.1392(a)(2),
(e)(2).
Section 4.1109 Service
The Solicitor's Office has informed us that, in 2009, the Knoxville
Field Solicitor's Office moved to a new location. We have revised Sec.
4.1109(a)(2)(ii) to update the office address.
Section 4.1117 Reconsideration
We proposed to add Sec. 4.1117 to treat motions for
reconsideration under subpart L in a manner consistent with those under
subpart E. See Sec. 4.403, discussed above. No comments were received
on the proposed addition, and it is adopted as proposed.
Section 4.1270 Petition for Discretionary Review of a Proposed Civil
Penalty
We proposed to correct the reference in Sec. 4.1270(f) from Sec.
4.1277 (which does not exist) to Sec. 4.1275. No comments were
received on the proposed change, and it is adopted as proposed.
Section 4.1276 Reconsideration
We proposed to remove this regulation because of the addition of
Sec. 4.1117, discussed above. No comments were received on the
proposed change, and it is adopted as proposed.
Section 4.1286 Motion for a Hearing
We proposed to revise Sec. 4.1286 to treat requests for a hearing
under subpart L in a manner consistent with those under subpart E. See
Sec. 4.415, discussed above. No comments were received on the proposed
changes, and they are adopted as proposed.
Section 4.1287 Action by Administrative Law Judge
The final rule adds a new Sec. 4.1287 to require action by the
ALJ, following referral of a case for a hearing under subpart L, in a
manner consistent with that under subpart E. See redesignated Sec.
4.438, discussed above.
Section 4.1392 Contents of Request; Amendment of Requests; Responses
Section 4.1392 governs the filing of requests for review, and
responses to such requests, in cases involving a determination by the
Office of Surface Mining Reclamation and Enforcement that a person does
or does not have valid existing rights under 30 CFR 761.16. One
commenter requested that the final regulations clarify a requester's
right to file a supplemental brief, which could serve to narrow the
issues in contention. Consistent with the change to Sec. 4.412
concerning reply briefs, discussed above, the final rule adds a Sec.
4.1392(e), giving a requester who wishes to file a reply a limited
opportunity to do so. The final rule also revises Sec. 4.1392(d) to
clarify the requirements for filing a response.
G. 43 CFR Part 10--Native American Graves Protection and Repatriation
Regulations
In January 2002, OHA moved its headquarters offices to a new
building and revised these regulations to update its address. 67 FR
4367, 4368 (Jan. 30, 2002). In April 2003, however, the National Park
Service revised 43 CFR 10.12 and inadvertently republished OHA's former
address. 68 FR 16354, 16363-64 (Apr. 3, 2003). This final rule
therefore revises Sec. 10.12(j) and (k) to substitute OHA's current
address.
III. Review Under Procedural Statutes and Executive Orders
A. Decision To Issue Final Rule Without Prior Notice and Comment on
Some Provisions. While prior notice and opportunity for comment were
provided for most of the provisions of this final rule, the Office of
the Secretary has included additional provisions that were not part of
the March 8, 2007, proposed rule. These provisions are 30 CFR Chapter
III and 43 CFR part 4, subpart C, which are removed; 43 CFR 4.1, 4.21,
4.22, 4.410, 4.437, 4.452-8,
[[Page 64662]]
4.476, 4.477, 4.1108, 4.1392, and 10.12, which are revised; and 43 CFR
4.401(d), 4.411(d), and 4.1287, which are added. As is clear from the
section-by-section analysis above, the changes to these regulations are
minor technical amendments or changes needed to conform to other
statutory or regulatory actions.
The Department has determined that the public notice and comment
requirements of the Administrative Procedure Act, 5 U.S.C. 553(b), do
not apply to these additional provisions because the changes being made
relate solely to matters of agency organization, procedure, and
practice. They therefore satisfy the exemption from notice and comment
rulemaking in 5 U.S.C. 553(b)(A).
B. Regulatory Planning and Review (E.O. 12866). In accordance with
the criteria in Executive Order 12866, we have determined that this
document is not a significant regulatory action. The Office of
Management and Budget has not reviewed this rule under Executive Order
12866.
1. This rule will not have an annual economic effect of $100
million or more or adversely affect in a material way an economic
sector, productivity, competition, jobs, the environment, public health
or safety, or State, local, or tribal governments or communities. A
cost-benefit and economic analysis is not required. These regulations
will have virtually no effect on the economy because they only revise
existing procedural regulations governing appeals and add new
regulations governing consolidation of appeals, requests for extensions
of time, motions, and intervention.
2. This rule will not create inconsistencies with or interfere with
other agencies' actions because only the Department of the Interior
provides regulations that govern procedures for appeals of decisions
concerning the use and disposition of public lands and their resources
and concerning surface coal mining.
3. This rule will not materially alter the budgetary effects of
entitlements, grants, user fees, loan programs, or the rights and
obligations of their recipients. These regulations deal only with
procedures governing appeals, not with entitlements, grants, user fees,
loan programs, or the rights and obligations of their recipients.
4. This rule does not raise novel legal or policy issues. The
regulations would merely revise existing procedures and add regulations
governing consolidation of appeals, requests for extensions of time,
motions, and intervention, which are all familiar administrative
procedures.
C. Regulatory Flexibility Act. The Department of the Interior
certifies that this rule will not have a significant economic effect on
a substantial number of small entities as defined in the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.). Over the past 5 years, IBLA has
received between 285 and 335 appeals per year, and appeals this year
are running at an even lower rate. Not all appellants are small
entities; but even if they were, 285-335 is not a substantial number,
for purposes of the Act. Moreover, the minor procedural changes in this
rule will not have a significant economic effect on those appellants
who are small entities. A Small Entity Compliance Guide is not
required.
D. Small Business Regulatory Enforcement Fairness Act. This rule is
not a major rule under 5 U.S.C. 804(2), the Small Business Regulatory
Enforcement Fairness Act:
1. It will not have an annual effect on the economy of $100 million
or more. The rule only revises procedural regulations governing appeals
and adds regulations governing consolidation of appeals, requests for
extensions of time, motions, and intervention. The rule should have no
effect on the economy.
2. It will not cause a major increase in costs or prices for
consumers, individual industries, Federal, State, or local government
agencies, or geographic regions. Revising OHA's procedural regulations
governing appeals and adding regulations governing consolidation of
appeals, requests for extensions of time, motions, and intervention
will not affect costs or prices for citizens, individual industries,
government agencies, or geographic regions.
3. It will not have significant adverse effects on competition,
employment, investment, productivity, innovation, or the ability of
U.S.-based enterprises to compete with foreign-based enterprises.
Revising OHA's procedural regulations governing appeals and adding
regulations governing consolidation of appeals, requests for extensions
of time, motions, and intervention should have no effects, adverse or
beneficial, on competition, employment, investment, productivity,
innovation, or the ability of U.S.-based enterprises to compete with
foreign-based enterprises.
E. Unfunded Mandates Reform Act. In accordance with the Unfunded
Mandates Reform Act (2 U.S.C. 1501 et seq.), we find that:
1. This rule will not have a significant or unique effect on small
governments or significantly affect State, local, or tribal governments
or the private sector. Revising OHA's procedural regulations governing
appeals and adding regulations governing consolidation of appeals,
requests for extensions of time, motions, and intervention will neither
uniquely nor significantly affect these governments.
2. This rule will not produce an unfunded Federal mandate of $100
million or more on State, local, or tribal governments in the aggregate
or the private sector in any year, i.e., it is not a ``significant
regulatory action'' under the Unfunded Mandates Reform Act. A statement
containing the information required by the Unfunded Mandates Reform
Act, 2 U.S.C. 1532, is not required.
F. Takings (E.O. 12630). In accordance with Executive Order 12630,
we find that the rule will not have significant takings implications. A
takings implication assessment is not required. Revising OHA's
procedural regulations governing appeals and adding regulations
governing consolidation of appeals, requests for extensions of time,
motions, and intervention should have no effect on property rights.
G. Federalism (E.O. 13132). In accordance with Executive Order
13132, we find that the rule does not have sufficient federalism
implications to warrant the preparation of a Federalism Assessment.
There is no foreseeable effect on states from revising OHA's procedural
regulations governing appeals and adding regulations governing
consolidation of appeals, requests for extensions of time, motions, and
intervention. A federalism summary impact statement is not required.
H. Civil Justice Reform (E.O. 12988). In accordance with Executive
Order 12988, the Department has determined that this rule will not
unduly burden the judicial system and meets the requirements of
sections 3(a) and 3(b)(2) of the Order. Because these regulations will
improve OHA's procedural regulations governing appeals and add
regulations governing consolidation of appeals, requests for extensions
of time, motions, and intervention, they will not burden either
administrative or judicial tribunals.
I. Consultation with Indian Tribes (E.O. 13175). Under the criteria
in Executive Order 13175, we have evaluated this rule and determined
that it has no potential effects on federally recognized Indian tribes.
These regulations would not have substantial direct effects on one or
more Indian tribes, on the relationship between the Federal government
and Indian tribes, or on the distribution of power and responsibilities
between the Federal
[[Page 64663]]
government and Indian tribes. They would only revise OHA's procedural
regulations governing appeals and add regulations governing
consolidation of appeals, requests for extensions of time, motions, and
intervention.
J. Paperwork Reduction Act. This rule is exempt from the
requirements of the Paperwork Reduction Act, since it applies to the
conduct of agency administrative proceedings involving specific
individuals and entities. 44 U.S.C. 3518(c); 5 CFR 1320.4(a)(2). An OMB
form 83-I is not required.
K. National Environmental Policy Act. The Department has determined
that this rule is categorically excluded from environmental review
under the National Environmental Policy Act of 1969 (NEPA), 42 U.S.C.
4321 et seq., Council on Environmental Quality (CEQ) regulations, 40
CFR 1508.4, and the Department of the Interior's regulations at 43 CFR
46.210(i). CEQ regulations, at 40 CFR 1508.4, define a ``categorical
exclusion'' as a category of actions that do not individually or
cumulatively have a significant effect on the human environment. The
regulations further direct each department to adopt NEPA procedures,
including categorical exclusions. 40 CFR 1507.3.
The Department has determined that this rule is categorically
excluded from further environmental analysis under NEPA in accordance
with 43 CFR 46.210(i), which categorically excludes ``[p]olicies,
directives, regulations and guidelines: that are of an administrative,
financial, legal, technical, or procedural nature * * *'' In addition,
the Department has determined that none of the extraordinary
circumstances listed in 43 CFR 46.215 applies to this rule.
The rule is an administrative and procedural rule that revises
OHA's procedural regulations governing appeals and adds regulations
governing consolidation of appeals, requests for extensions of time,
motions, and intervention. Therefore, given the categorical exclusion,
neither an environmental assessment nor an environmental impact
statement under NEPA is required.
L. Information Quality Act. In developing this rule, we did not
conduct or use a study, experiment, or survey requiring peer review
under the Information Quality Act, Pub. Law 106-554.
M. Effects on the Energy Supply (E.O. 13211). This rule is not a
significant energy action under the definition in Executive Order
13211. A Statement of Energy Effects is not required. Revising OHA's
procedural regulations governing appeals and adding regulations
governing consolidation of appeals, requests for extensions of time,
motions, and intervention are not likely to have a significant adverse
effect on the supply, distribution, or use of energy.
List of Subjects
30 CFR Part 301
Administrative practice and procedure, Mines, Surface mining.
43 CFR Part 4
Administrative practice and procedure, Mines, Public lands, Surface
mining.
43 CFR Part 10
Administrative practice and procedure, Hawaiian Natives, Historic
preservation, Indians--Claims, Museums, Reporting and recordkeeping
requirements.
0
For the reasons set forth in the preamble, the Office of the Secretary
amends 30 CFR Chapter III and 43 CFR parts 4 and 10 as set forth below:
Title 30--Mineral Resources
Chapter III--[REMOVED]
0
Under the authority of 30 U.S.C. 1211, 30 CFR Chapter III, consisting
of part 301, is removed.
Title 43--Public Lands: Interior
43 CFR Subtitle A--Office of the Secretary of the Interior
PART 4--DEPARTMENT HEARINGS AND APPEALS PROCEDURES
0
2. The authority citation for part 4 continues to read as follows:
Authority: 5 U.S.C. 301; 43 U.S.C. 1201.
Subpart A--General; Office of Hearings and Appeals
0
3. In Sec. 4.1, revise the introductory text and paragraph (a), remove
paragraph (b)(1), redesignate paragraphs (b)(2) through (b)(4) as
paragraphs (b)(1) through (b)(3), and revise the first sentence of
newly redesignated paragraph (b)(1)(ii) to read as follows:
Sec. 4.1 Scope of authority; applicable regulations.
The Office of Hearings and Appeals, headed by a Director, is an
authorized representative of the Secretary for the purpose of hearing,
considering, and deciding matters within the jurisdiction of the
Department involving hearings, appeals, and other review functions of
the Secretary. The Office may hear, consider, and decide those matters
as fully and finally as might the Secretary, subject to any limitations
on its authority imposed by the Secretary. Principal components of the
Office include:
(a) One or more Hearings Divisions consisting of administrative law
judges who are authorized to conduct hearings in cases required by law
to be conducted under 5 U.S.C. 554, and other deciding officials who
are authorized to conduct hearings in cases arising under statutes and
regulations of the Department; and
(b) * * *
(1) * * *
(ii) Decisions and orders of administrative law judges and Indian
probate judges in Indian probate matters, other than those involving
estates of the Five Civilized Tribes of Indians. * * *
* * * * *
Sec. 4.21 [Amended]
0
4. In Sec. 4.21, amend paragraph (b)(3) by adding the word ``and''
after the semicolon at the end of the paragraph and amend paragraph
(b)(4) by removing the semicolon at the end of the paragraph and adding
a period in its place.
Subpart B--General Rules Relating to Practice and Procedure
0
5. Revise Sec. 4.22(a) to read as follows:
Sec. 4.22 Documents.
(a) Filing of documents. A document is filed in the office where
the filing is required only when the document is received in that
office during its regular business hours and by a person authorized to
receive it. A document received after the office's regular business
hours is considered filed on the next business day.
* * * * *
Subpart C--[Removed and Reserved]
0
6. Subpart C, consisting of Sec. Sec. 4.100 through 4.128 and Appendix
I, is removed and reserved.
Subpart E--Special Rules Applicable to Public Land Hearings and
Appeals
0
7. Revise the authority citation for part 4, subpart E, to read as
follows:
Authority: Sections 4.470 to 4.480 are also issued under
authority of 43 U.S.C. 315a.
0
8. Revise Sec. 4.400 to read as follows:
Sec. 4.400 Definitions.
As used in this subpart:
Administrative law judge means an administrative law judge in the
Office of Hearings and Appeals, appointed under 5 U.S.C. 3105.
BIA means the Bureau of Indian Affairs.
[[Page 64664]]
BLM means the Bureau of Land Management.
Board means the Interior Board of Land Appeals in the Office of
Hearings and Appeals. The address of the Board is 801 N. Quincy Street,
Suite 300, Arlington, Virginia 22203. The telephone number is 703-235-
3750, and the facsimile number is 703-235-8349.
BOEMRE means the Bureau of Ocean Energy Management, Regulation and
Enforcement.
Bureau or Office means BIA, BLM, BOEMRE, ONRR, the Deputy Assistant
Secretary--Natural Resources Revenue, or any successor organization, as
appropriate.
Last address of record means the address in a person's most recent
filing in an appeal or, if there has not been any filing, the person's
address as provided in the Bureau decision under appeal.
ONRR means the Office of Natural Resources Revenue.
Office or officer includes ``administrative law judge'' or
``Board'' where the context so requires.
Party includes a party's representative(s) where the context so
requires.
Secretary means the Secretary of the Interior or an authorized
representative.
0
9. In Sec. 4.401, revise paragraph (c) and add paragraph (d) to read
as follows:
Sec. 4.401 Documents.
* * * * *
(c) Service of documents. (1) A party that files any document under
this subpart must serve a copy of it concurrently as follows:
(i) On the appropriate official of the Office of the Solicitor
under Sec. 4.413(c) and (d);
(ii) For a notice of appeal and statement of reasons, on each
person named in the decision under appeal; and
(iii) For all other documents, on each party to the appeal
(including intervenors).
(2) Service on a person or party known to be represented by counsel
or other designated representative must be made on the representative.
(3) Service must be made at the last address of record of the
person or party (if unrepresented) or the representative, unless the
person, party, or representative