Takes of Marine Mammals Incidental to Specified Activities; Navy Training Conducted at the Silver Strand Training Complex, San Diego Bay, 64276-64295 [2010-26286]
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Federal Register / Vol. 75, No. 201 / Tuesday, October 19, 2010 / Notices
27. Municipal Major Technical
Innovation Program.
Preliminary Results of Administrative
Review
In accordance with 19 CFR
351.221(b)(4)(i), we have calculated an
individual subsidy rate for Starbright for
the POR. We preliminarily determine
the total countervailable subsidy to be
30.87 percent ad valorem.
Assessment Rates/Cash Deposits
If these preliminary results are
adopted in our final results of this
review, 15 days after publication of the
final results of this review the
Department will instruct CBP to
liquidate shipments of OTR Tires by
Starbright entered or withdrawn from
warehouse, for consumption from
December 17, 2007 through December
31, 2008, at 30.87 percent ad valorem of
the entered value. In keeping with the
Agreement on Subsidies and
Countervailing Measures of the World
Trade Organization, shipments entered,
or withdrawn from warehouse, for
consumption on or after April 15, 2008,
and on or before September 4, 2008, the
period between the expiration of
‘‘provisional measures’’ and the
publication of the final affirmative
injury determination of the U.S.
International Trade Commission, will be
liquidated without regard to
countervailing duties.
The Department will also instruct
CBP to collect cash deposits of
estimated countervailing duties at the
rate of 30.87 percent ad valorem of the
entered value on shipments of the
subject merchandise produced by
Starbright, entered, or withdrawn from
warehouse, for consumption on or after
the date of publication of the final
results of this review. We will instruct
CBP to continue to collect cash deposits
for non-reviewed companies at the
applicable company-specific or allothers rate established in the
investigation.
case briefs are to be submitted within 30
days of the date of publication of this
notice in the Federal Register. See 19
CFR 351.309(c). Rebuttal briefs, limited
to issues raised in case briefs, may be
filed not later than five days after the
date of the filing of case briefs. Parties
who submit briefs in this proceeding
should provide a summary of the
arguments not to exceed five pages and
a table of statutes, regulations, and cases
cited. Copies of case briefs and rebuttal
briefs must be served on interested
parties in accordance with 19 CFR
351.303(f).
Interested parties may request a
hearing within 30 days after the date of
publication of this notice. Unless
otherwise specified, the hearing, if
requested, will be held two days after
the scheduled date for submission of
rebuttal briefs. The Department will
publish a notice of the final results of
this administrative review within 120
days from the publication of these
preliminary results.
We are issuing and publishing these
results in accordance with sections
751(a)(1) and 777(i)(1) of the Act.
Dated: October 7, 2010.
Ronald K. Lorentzen,
Deputy Assistant Secretary for Import
Administration.
[FR Doc. 2010–26283 Filed 10–18–10; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
BILLING CODE P
[Order No. 1712]
Reorganization/Expansion of ForeignTrade Zone 196 Under Alternative Site
Framework Fort Worth, TX
Pursuant to its authority under the ForeignTrade Zones Act of June 18, 1934, as
amended (19 U.S.C. 81a–81u), the ForeignTrade Zones Board (the Board) adopts the
following Order:
Whereas, the Board adopted the
alternative site framework (ASF) in
Producer/exporter
December 2008 (74 FR 1170, 01/12/09;
correction 74 FR 3987, 01/22/09) as an
Hebei Starbright Tire
option for the establishment or
Co., Ltd. ....................
30.87 reorganization of general-purpose zones;
Whereas, the Alliance Corridor, Inc.,
Disclosure and Public Comment
grantee of Foreign-Trade Zone 196,
We will disclose the calculations used submitted an application to the Board
in our analysis to parties to this segment (FTZ Docket 18–2010, filed 3/16/2010)
of the proceeding within five days of the for authority to reorganize under the
publication of this notice. See 19 CFR
ASF with a service area that includes
351.224(b). Pursuant to 19 CFR 351.309, the Alliance Corridor area of Denton
interested parties may submit written
and Tarrant Counties, Texas, adjacent to
comments in response to these
the Alliance Customs and Border
preliminary results. Unless the time
Protection user fee airport, FTZ 196’s
period is extended by the Department,
existing Sites 1–4 would be categorized
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18:35 Oct 18, 2010
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Signed at Washington, DC, October 7,
2010.
Ronald K. Lorentzen,
Deputy Assistant Secretary for Import
Administration, Alternate Chairman, ForeignTrade Zones Board.
[FR Doc. 2010–26275 Filed 10–18–10; 8:45 am]
Foreign-Trade Zones Board
Net subsidy rate
(percent)
VerDate Mar<15>2010
as magnet sites and the grantee proposes
an initial usage-driven site (Site 5);
Whereas, notice inviting public
comment was given in the Federal
Register (75 FR 14127–14128, 3/24/
2010) and the application has been
processed pursuant to the FTZ Act and
the Board’s regulations; and,
Whereas, the Board adopts the
findings and recommendations of the
examiner’s report, and finds that the
requirements of the FTZ Act and
Board’s regulations are satisfied, and
that the proposal is in the public
interest;
Now, therefore, the Board hereby
orders:
The application to reorganize FTZ 196
under the alternative site framework is
approved, subject to the FTZ Act and
the Board’s regulations, including
Section 400.28, to the Board’s standard
2,000-acre activation limit for the
overall general-purpose zone project, to
a five-year ASF sunset provision for
magnet sites that would terminate
authority for Sites 2, 3 and 4 if not
activated by October 31, 2015, and to a
three-year ASF sunset provision for
usage-driven sites that would terminate
authority for Site 5 if no foreign-status
merchandise is admitted for a bona fide
customs purpose by October 31, 2013.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XZ14
Takes of Marine Mammals Incidental to
Specified Activities; Navy Training
Conducted at the Silver Strand
Training Complex, San Diego Bay
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments.
AGENCY:
NMFS has received an
application from the U.S. Navy (Navy)
for an Incidental Harassment
Authorization (IHA) to take marine
mammals, by harassment, incidental to
conducting training exercises at the
Silver Strand Training Complex (SSTC)
SUMMARY:
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in the vicinity of San Diego Bay,
California. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal
to issue an IHA to the Navy to
incidentally harass, by Level B
Harassment only, four species of marine
mammals during the specified activity.
DATES: Comments and information must
be received no later than November 18,
2010.
ADDRESSES: Comments on the
application should be addressed to
Michael Payne, Chief, Permits,
Conservation and Education Division,
Office of Protected Resources, National
Marine Fisheries Service, 1315 EastWest Highway, Silver Spring, MD
20910–3225. The mailbox address for
providing e-mail comments is 0648XZ14@noaa.gov. NMFS is not
responsible for e-mail comments sent to
addresses other than the one provided
here. Comments sent via e-mail,
including all attachments, must not
exceed a 10-megabyte file size.
Instructions: All comments received
are a part of the public record and will
generally be posted to https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm without change. All
Personal Identifying Information (for
example, name, address, etc.)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
A copy of the application containing
a list of the references used in this
document may be obtained by writing to
the address specified above, telephoning
the contact listed below (see FOR
FURTHER INFORMATION CONTACT), or
visiting the Internet at: https://
www.nmfs.noaa.gov/pr/permits/
incidental.htm. Documents cited in this
notice may also be viewed, by
appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 713–2289, ext
137.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce (Secretary)
to allow, upon request, the incidental,
but not intentional taking of small
numbers of marine mammals by U.S.
citizens who engage in a specified
activity (other than commercial fishing)
if certain findings are made and
regulations are issued or, if the taking is
limited to harassment, notice of a
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16:24 Oct 18, 2010
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proposed authorization is provided to
the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s), will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
subsistence uses (where relevant), and if
the permissible methods of taking and
requirements pertaining to the
mitigation, monitoring and reporting of
such taking are set forth. NMFS has
defined ‘‘negligible impact’’ in 50 CFR
216.103 as: ‘‘ * * * an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.’’
The National Defense Authorization
Act of 2004 (NDAA) (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations and amended the definition
of ‘‘harassment’’ as it applies to a
‘‘military readiness activity’’ to read as
follows (Section 3(18)(B) of the MMPA):
(i) Any act that injures or has the
significant potential to injure a marine
mammal or marine mammal stock in the
wild [Level A Harassment]; or
(ii) Any act that disturbs or is likely
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered [Level B
Harassment].
Section 101(a)(5)(D) of the MMPA
established an expedited process by
which citizens of the United States can
apply for an authorization to
incidentally take small numbers of
marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day
time limit for NMFS review of an
application followed by a 30-day public
notice and comment period on any
proposed authorizations for the
incidental harassment of marine
mammals. Within 45 days of the close
of the comment period, NMFS must
either issue or deny the authorization.
Summary of Request
NMFS received an application on
March 3, 2010, from the Navy for the
taking, by harassment, of marine
mammals incidental to conducting
training exercises at the Navy’s Silver
Strand Training Complex (SSTC) in the
vicinity of San Diego Bay, California,
starting late November 2010. After
addressing comments from NMFS, the
Navy modified its application and
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submitted a revised application on
September 13, 2010. The September 13,
2010, application is the one available for
public comment (see ADDRESSES) and
considered by NMFS for this proposed
IHA.
Description of the Specific Activity
The Navy has been training and
operating in the SSTC for over 60 years.
The land, air, and sea spaces of the
SSTC have provided, and continue to
provide, a safe and realistic training
environment for naval forces charged
with defense of the Nation. The SSTC,
Figure 1–1 of the Navy’s IHA
application, is located south of the City
of Coronado, California and north of the
City of Imperial Beach, California. It is
composed of ocean and bay training
lanes, adjacent beach training areas,
ocean anchorages, and inland training
areas. To facilitate range management
and scheduling, SSTC is divided into
numerous training sub-areas (Figure 1–
1 of the Navy’s IHA application). Inwater training sub-areas include: The
ocean side of the SSTC divided into two
non-contiguous areas, SSTC–NORTH
(Boat Lanes 1–10) and SSTC–SOUTH
(Boat Lanes 11–14); SSTC–NORTH also
includes south San Diego Bay in-water
training areas, designated Alpha
through Hotel and the Lilly Ann Drop
Zone.
The Navy’s mission is to maintain,
train, and equip combat-ready naval
forces capable of winning wars,
deterring aggression, and maintaining
freedom of the seas. Title 10, U.S. Code
Section 5062 directs the Chief of Naval
Operations to train all naval forces for
combat. The Chief of Naval Operations
meets that direction, in part, by
conducting littoral training exercises
and ensuring naval forces have access to
ranges where they can develop and
maintain skills for wartime missions.
The Navy is proposing the following at
SSTC: Continue current training,
increase training tempo and types of
training, conduct existing routine
training at additional locations within
SSTC established training areas,
construct a demolition pit on inland
training areas, and increase access
availability of existing beach and inland
training areas.
The Navy has conducted a review of
its continuing and proposed training
conducted at SSTC to determine
whether there is a potential for
harassment of marine mammals. The
following discussion describes the
underwater detonation training and pile
driving conducted at SSTC. Other
training events conducted at SSTC,
which are not anticipated to rise to the
level of harassment to marine mammals
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as defined under the MMPA, are more
completely described in the SSTC Draft
Environmental Impact Statement.
Underwater Detonations
Underwater detonations are
conducted by Explosive Ordnance
Disposal (EOD) units, Naval Special
Warfare (NSW) units, MH–60S Mine
Countermeasure helicopter squadrons,
and Mobile Diving and Salvage units at
the SSTC. The training provides Navy
personnel with hands-on experience
with the design, deployment, and
detonation of underwater clearance
devices of the general type and size that
they are required to understand and
utilize in combat. EOD groups conduct
most of the underwater detonation
training at SSTC as part of their training
in the detection, avoidance, and
neutralization of mines to protect Navy
ships and submarines, and offensive
mine laying in naval operations.
For safety reasons, underwater
detonation training only occurs during
daylight and can only be conducted in
sea-states of up to Beaufort 3 (presence
of large wavelets, crests beginning to
break, presence of glassy foam, and/or
perhaps scattered whitecaps). Table 1
describes the types of underwater
detonation training events conducted
within the SSTC.
TABLE 1—DETAILED DESCRIPTIONS OF SSTC UNDERWATER DETONATION TRAINING EVENTS
Training duration/event
Shock Wave Action
Generator (SWAG).
1 day
Mine Counter Measure
1 day
Floating Mine ................
1 day
Dive Platoon ..................
1 day
Very Shallow Water
Mine Counter Measure.
1 day
Unmanned Underwater
Vehicle (UUV).
1 day
MK8 Marine Mammal/
Marine Mammal Systems (MMS).
1 day
Mine Neutralization .......
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Surf Zone Test Detachment Equipment T&E.
1 day
Unmanned Underwater
Vehicle Neutralization.
1 day
Airborne Mine Neutralization System
(AMNS).
1 day
Naval Special Warfare
Underwater Demolition Qualification/Certification.
1 day
Naval Special Warfare
Underwater Demolition Training.
1 day
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Description
SWAG is a tool used by Explosive Ordnance Disposal (EOD) to disarm enemy limpet mines which have been attached to the hull of a ship. The SWAG is composed of a cylindrical steel tube, 3 inches long and 1 inch wide, containing approximately 0.033 lbs of explosives. The single explosive charge is highly focused. For SWAG training, a
metal sheet containing an inert mine is lowered from the side of a small vessel, or small boat. Divers place a single
SWAG on the mine that is located mid-water column, within water depths of 10–20 feet. A bag is placed over the
mine to catch falling debris.
Events are performed from a small craft to locate and identify suspected ordnance either at mid-column or on the sea
floor at a water depth of ≤ 72 feet. A detachment dives to locate the suspected ordnance. Once located, a single
explosive charge (10–20 lbs NEW) is placed next to the ordnance to neutralize it. The neutralized mine is then
raised, towed to shore, and beached.
Personnel are inserted into the ocean via helicopter or 24-foot vessel, swim to the floating mine in water depths of
less than 72 feet, and place a single explosive countercharge (less than 5 lbs NEW) on the mine. The team retreats
a safe distance prior to command detonation of a single countercharge.
Divers are inserted into the ocean via helicopter or 24-foot vessel, dive to depths of 30–72 feet and detonate sequential charges on an inert mine shape placed on the bottom with 3.5 lbs NEW.
Locating, identifying, and neutralizing mines (placing explosives on mines for the purposes of destroying them) placed
either mid-column or on the sea floor at a water depth of ≤ 24 feet (10–20 lbs NEW). Use of explosives will occur
during approximately 60% of training events and will ONLY occur in the SSTC oceanside Boat Lanes. All in-Bay
training (40%) will not use any explosives. Personnel are transported to a location in one to two RHIBs and place
transponders into the water. The transponders hover over the bottom to provide divers with shallow-water navigation instruction.
Training on use of UUVs. One to two RHIBs are used to transport personnel to a site. Two transponders are placed
in the water, with an UUV between them. UUVs explore the area, photograph, and collect hydrographic information.
After analysis is complete, appropriate Navy marine mammals are dispatched to localize and mark potential objects,
followed by divers who clear the area of identified hazards. Approximately 3% of events involve placing a single
10–15 lbs NEW charge in water depths from 10 to 72 feet on the oceanside of SSTC–NORTH (on the bottom or up
to 20 feet from the surface) to neutralize a simulated mine. Use and detonation of explosives will only occur in the
SSTC oceanside Boat Lanes 1–14. Bayside UUV use in the Bay will be for operator training and not contain explosives.
Navy divers work with the help of the Navy’s trained marine mammals to detect underwater objects. Approximately
10% of training involves the setting of a 13- or 29 lbs NEW charge to detonate the objects. Sequential detonations
operate at water depths of 10 to 72 feet and are bottom laid. Single charges are laid within water depths of 24 to
72 feet, 20 feet from the surface or below. Use of explosives will only occur in the SSTC oceanside Boat Lanes 1–
14.
Personnel are inserted via helicopter or vessel for underwater demolition training consisting of eight sequential
charges placed on the sea floor using 3.5 lbs NEW explosive charges on various inert mine shapes in water depths
of 30 to 72 feet to maintain qualifications.
To support clearance capability in the surf zone (out to 10 feet of water), EOD would test and evaluate the effectiveness of new detection and neutralization equipment (i.e., generally explosive counter-techniques to safely disarm/
render safe mines) in surf conditions. Use of explosives will occur during 1% of training events (0.1 to 20 lbs NEW)
and will only occur in the SSTC oceanside Boat Lanes 1–14.
Training consists of placing 2 sequential charges consisting of a Seafox (3.3 lbs) or Archerfish (3.57 lbs) charge
placed from depths of 10 feet to the bottom in water depth less than 72 feet.
The training would involve an MH–60S helicopter deploying an AMNS underwater vehicle into the water that searches
for, locates, and destroys mines. The vehicle is self-propelled and unmanned. Approximately 20% of the training
would involve the AMNS being remotely detonated (3.5 lbs NEW) when it encounters a simulated (inert) mine
shape.
Demolition Requalifications and Training provides teams with experience in underwater detonations by conducting
detonations on metal plates near the shoreline. At water depths of 10 to 72 feet two sequential 12.5–13.75 lbs
NEW charges are placed on the bottom or a single 25.5 lbs charge is placed from a depth of 20 feet to the bottom.
Up to 40 persons participate in the activity, which involves small groups swimming to shore from four inflatable boats
located approximately 1,000 yards offshore; boats may be beached on shore. A single charge of less than 10 lbs
NEW (if detonated on the bottom) or less than 3.6 lbs NEW (if within five feet of the surface) is manually detonated
near the shoreline in water less than 24 feet deep.
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TABLE 1—DETAILED DESCRIPTIONS OF SSTC UNDERWATER DETONATION TRAINING EVENTS—Continued
Training duration/event
Description
SEAL Delivery Vehicle/
Advanced SEAL Delivery System Certification to Deploy.
14 days
Designed to certify SDV Team operators for deployment, events include direct action, reconnaissance, and/or
counter-terrorism events. Training may include navigation runs into and out of the San Diego Bay, hydrographic reconnaissance, over the beach (OBT) training, combat swimmer, and underwater detonation training. Based on training tempo, multiple events could occur. Underwater detonation events involve a single timed charge of 10 lbs or
less NEW in water depths of 24 feet or less placed from mid-water column to the seafloor that may be conducted in
coordination with other training events. Use of explosives will only occur in the SSTC oceanside Boat Lanes 1–10.
The whole Certification process is a 14 day evolution, although explosives would not be used every day.
Table 2 shows the underwater
detonation training event types
described above along with the net
equivalent weight (NEW) for the charges
involved, water depth, and number of
events per year. NEW is a conversion
that allows the comparison of different
mixes of explosive formulas. Since
different explosive formulas may have
different explosive potentials, explosive
potentials are often normalized and
expressed as compared to the equivalent
explosive potential of TNT
(trinitrotoluene). While explosive NEW
shown in Table 2 range from 0.03 lbs to
29 lbs, it should be noted that
approximately 78% of the annual
underwater detonation training events
at the SSTC would use explosive
weights less than 10 lbs (see Figure 2–
2 of the Navy’s IHA application).
TABLE 2—SSTC ANNUAL UNDERWATER EXPLOSIVE EVENTS
No. of
sequential
detonations
Underwater detonation training event
NEW
(lbs)
Water depth
(feet)
Charge depth
No. of training
events/yr*
SSTC
location
Shock wave action generator (SWAG) ....
Shock wave action generator (SWAG) ....
Mine Counter Measure ............................
Mine Counter Measure ............................
Floating Mine ...........................................
Dive Platoon .............................................
Very Shallow Water Mine Counter Measure.
Unmanned underwater vehicle ................
0.033 ...........
0.033 ...........
10–20 ..........
10–20 ..........
≤ 5 ................
3.5 ...............
0.1–20 .........
1/det
1/det
1/det
1/det
1/det
1/det
1/det
............
............
............
............
............
............
............
10–20 ..........
10–20 ..........
≤ 72 ..............
≤ 72 ..............
≤ 72 ..............
39–72 ..........
≤ 24 ..............
Mid-water ................
Mid-water ................
Mid-water ................
Bottom .....................
Surface (< 5 ft) ........
Bottom .....................
Bottom .....................
74
16
29
29
53
8
60
SDB.**
Oceanside.
Oceanside.
Oceanside.
Oecanside.
Oceanside.
Oceanside.
10–15 ..........
1/det ............
10–72 ..........
4
Oceanside.
8
8
Oceanside.
Oceanside.
4
2
4
Oceanside.
Oceanside.
Oceanside.
10
8
4
Oceanside.
Oceanside.
Oceanside.
≤ 24 ..............
Bottom to 10 ft from
surface.
Bottom .....................
Bottom to 20 ft from
surface.
Bottom .....................
Bottom .....................
Bottom to 10 ft from
surface.
Mid-water to bottom
Bottom .....................
Bottom to 20 ft from
surface.
Bottom .....................
Marine Mammal System ..........................
Marine Mammal System Operator
Course.
Mine Neutralization ..................................
Surf Zone Testing and Evaluation ...........
Unmanned Underwater Vehicle Neutralization.
Airborne Mine Neutralization System ......
Qualification/Certification .........................
Qualification/Certification .........................
13 & 29 .......
13 & 29 .......
2/det ............
1/det ............
10–72 ..........
24–72 ..........
3.5 ...............
to 20 ............
3.3 & 3.57 ...
8/det ............
1/det ............
2/det ............
30–72 ..........
≤ 24 .............
10–72 ..........
3.53 .............
12.5–13.75 ..
25.5 .............
1/det ............
2/det ............
1/det ............
40–72 ..........
10–72 ..........
40–72 ..........
Naval Special Warfare Demolition Training.
Naval Special Warfare Demolition Training.
SEAL Delivery Vehicle/Advance SEAL
Delivery Vehicle.
≤ 10 ..............
1/det ............
4
Oceanside.
≤ 3.6 .............
1/det ............
≤ 24 ..............
Surface ....................
8
Oceanside.
≤ 10 ..............
1/det ............
≤ 24 ..............
Bottom to mid-water
40
Oceanside.
* No. of training events is the total amount of underwater detonation training involving each particular Training Event Type. Most Training
events are a single detonation (i.e., 1/detonation) per event. However, four of these Training Event Types involve sequential charges during the
same training event. Sequential charges are either conducted with a 10-second delay between detonations or 30-minute delay between detonations.
** San Diego Bay.
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Elevated Causeway System (ELCAS)
Training
Elevated Causeway System (ELCAS)
is a modular pre-fabricated causeway
pier. ELCAS provides a link between
offshore amphibious supply ships with
associated lighterage (i.e., small cargo
boats and barges) and the shore by
bridging the surf zone. Offloaded
vehicles and supplies can be driven on
the causeway to and from shore.
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ELCAS events would occur up to four
times a year at either the dedicated
training lane within bayside Bravo
Beach, or in the oceanside training lanes
at SSTC–North. During ELCAS training
events, 24-inch wide hollow steel piles
are driven into the sand in the surf zone
with an impact hammer. Pile
installation occurs over a period of
approximately 10 days and pile removal
over approximately three days.
Approximately 101 piles are driven into
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the beach and surf zone with a diesel
impact hammer over the course of
approximately 10 days, 24 hours a day
(i.e., during the day and night). Each
pile takes an average of 10 minutes to
install, with around 250 to 300 impacts
per pile. Pile driving includes a semisoft start as part of the normal operating
procedure based on the design of the
drive equipment. The pile driver
increases impact strength as resistance
goes up. At first, the pile driver piston
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drops a few inches. As resistance goes
up, the pile driver piston will drop from
a higher distance thus providing more
impact due to gravity. The pile driver
can take 5 to 7 minutes to reach full
impact strength. As sections of piles are
installed, causeway platforms are then
hoisted and secured onto the piles with
hydraulic jacks and cranes. The ELCAS
is then used for a period of time, usually
less than two weeks to transfer cargo
back and forth from sea to shore.
At the end of all the ELCAS training,
a vibratory hammer attached to the pile
head will be used to remove piles by
applying a rapidly alternating force to
the pile by rotating eccentric weights
about shafts, resulting in an upward
vibratory force on the pile. The vertical
vibration in the pile disturbs or
‘‘liquefies’’ the sediment next to the pile
causing the sediment particles to lose
their frictional grip on the pile. This
also allows sediment to fill back into the
hole that is left after the pile is removed.
Removal takes approximately 15
minutes per pile over a period of around
3 days.
In relation to this IHA application,
installation and removal of ELCAS
support piles were deemed by the Navy
to most likely have the potential to
harass marine mammals.
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Other Training
In addition to underwater detonations
and ELCAS, the Navy performs a variety
of other shallow water and amphibious
training at SSTC. This training includes
amphibious vessel and vehicle
maneuvering, beach landings, causeway
(floating pier) insertions onto the beach,
swimming, land demolitions, transfer of
fluids from vessel to the shore through
a flexible conduit (seawater is used as
the fluid during training), and
helicopter overflight events.
Potential impacts from other training
applicable to marine mammals included
helicopter overflights, and marine boat
and vessel movement within the SSTC.
However, as discussed in detail in the
Navy’s IHA application, the Navy
determined that only underwater
detonations and ELCAS pile driving and
pile removal training events at SSTC
have the potential to rise to the level of
harassment as defined under the
MMPA, as amended in 1994. NMFS
agrees with the Navy’s determination.
Description of Marine Mammals in the
Area of the Specified Activity
There are four marine mammal
species within SSTC marine waters with
confirmed or historic occurrence in the
study area. These include the California
sea lion (Zalophus californianus),
Pacific harbor seal (Phoca vitulina
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richardsii), California coastal stock of
bottlenose dolphin (Tursiops truncatus),
and more infrequently gray whale
(Eschrichtius robustus). None are listed
as threatened or endangered under the
Endangered Species Act (ESA).
The Navy’s IHA application contains
information on the status, distribution,
seasonal distribution, and abundance of
each of the species under NMFS
jurisdiction mentioned in this
document. Please refer to the
application for that information (see
ADDRESSES). Additional information can
also be found in the NMFS Stock
Assessment Reports (SAR). The Pacific
2009 SAR is available at: https://
www.nmfs.noaa.gov/pr/pdfs/sars/
po2009.pdf.
California Sea Lions
The California sea lion is by far the
most commonly-sighted pinniped
species at sea or on land in the vicinity
of the SSTC. Nearly all of the U.S. Stock
(more than 95%) of California sea lion
breeds and gives birth to pups on San
Miguel, San Nicolas, and Santa Barbara
islands off California. Smaller numbers
of pups are born on the Farallon Islands,
˜
and Ano Nuevo Island (Lowry et al.
1992). In California waters, sea lions
represented 97% (381 of 393) of
identified pinniped sightings at sea
during the 1998–1999 NMFS surveys
(Carretta et al. 2000). They were sighted
during all seasons and in all areas with
survey coverage from nearshore to
offshore areas (Carretta et al. 2000).
Survey data from 1975 to 1978 were
analyzed to describe the seasonal shifts
in the offshore distribution of California
sea lions (Bonnell and Ford 1987).
During summer, the highest densities
were found immediately west of San
Miguel Island. During autumn, peak
densities of sea lions were centered on
Santa Cruz Island. During winter and
spring, peak densities occurred just
north of San Clemente Island. The
seasonal changes in the center of
distribution were attributed to changes
in the distribution of the prey species.
If California sea lion distribution is
determined primarily by prey
abundance as influenced by variations
in local, seasonal, and inter-annual
oceanographic variation, these same
areas might not be the center of sea lion
distribution every year. Costa et al.
(2007) was able to indentify kernel
home range contours for foraging female
sea lions during non-El Nino conditions,
although there was some variation over
the three years of this tagging study.
Melin et al. (2008) showed that foraging
female sea lions showed significant
variability in individual foraging
behavior, and foraged farther offshore
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and at deeper depths during El Nino
years as compared to non-El Nino years.
The distribution and habitat use of
California sea lions vary with the sex of
the animals and their reproductive
phase. Adult males haul out on land to
defend territories and breed from midto-late May until late July. The pupping
and mating season for sea lions begins
in late May and continues through July
(Heath 2002). Individual males remain
on territories for 27–45 days without
going to sea to feed. During August and
September, after the mating season, the
adult males migrate northward to
feeding areas as far away as Washington
(Puget Sound) and British Columbia
(Lowry et al. 1992). They remain there
until spring (March–May), when they
migrate back to the breeding colonies.
Thus, adult males are present in
offshore areas of the SSTC only briefly
as they move to and from rookeries.
Distribution of immature California sea
lions is less well known, but some make
northward migrations that are shorter in
length than the migrations of adult
males (Huber 1991). However, most
immature sea lions are presumed to
remain near the rookeries, and thus
remain near SSTC for most of the year
(Lowry et al. 1992). Adult females
remain near the rookeries throughout
the year. Most births occur from midJune to mid-July (peak in late June).
California sea lions feed on a wide
variety of prey, including Pacific
whiting, northern anchovy, mackerel,
squid, sardines, and rockfish (Antonelis
et al. 1990; Lowry et al. 1991; Lowry
and Carretta 1999; Lowry and Forney
2005; Bearzi 2006). In Santa Monica
Bay, California sea lions are known to
follow and feed near bottlenose
dolphins (Bearzi 2006), and if in the
near shore waters of SSTC, may forage
on common coastal beach fish species
(corbina and barred surfperch) as
dolphins (Allen 2006).
There are limited published at-sea
density estimates for pinnipeds within
Southern California. Higher densities of
California sea lions are observed during
cold-water months. At-sea densities
likely decrease during warm-water
months because females spend more
time ashore to give birth and attend to
their pups. Radio-tagged female
California sea lions at San Miguel Island
spent approximately 70% of their time
at sea during the non-breeding season
(cold-water months) and pups spent an
average of 67% of their time ashore
during their mother’s absence (Melin
and DeLong 2000). Different age classes
of California sea lions are found in the
offshore areas of SSTC throughout the
year (Lowry et al. 1992). Although adult
male California sea lions feed in areas
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north of SSTC, animals of all other ages
and sexes spend most, but not all, of
their time feeding at sea during winter,
thus, the winter estimates likely are
somewhat low. During warm-water
months, a high proportion of the adult
males and females are hauled out at
terrestrial sites during much of the
period, so the summer estimates are low
to a greater degree.
The NMFS population estimate of the
U.S. Stock of California sea lions is
238,000 (Carretta et al. 2010), with a
minimum estimate based on a 2005
shore-based survey of all age and sex
classes of 141,842 (NMFS, unpublished
data, Carretta et al. 2010). The California
sea lion is not listed under the ESA, and
the U.S. Stock, some of which occurs in
the SSTC, is not considered a strategic
stock under the MMPA.
Pacific Harbor Seal
Harbor seals are considered abundant
throughout most of their range from Baja
California to the eastern Aleutian
Islands. An unknown number of harbor
seals also occur along the west coast of
Baja California, at least as far south as
Isla Asuncion, which is about 100 miles
south of Punta Eugenia. Animals along
Baja California are not considered to be
a part of the California stock because it
is not known if there is any
demographically significant movement
of harbor seals between California and
Mexico (Carretta et al. 2010). Peak
numbers of harbor seals haul out on
land during late May to early June,
which coincides with the peak of their
molt. They generally favor sandy,
cobble, and gravel beaches (Stewart and
Yochem 1994; 2000), and most haul out
on the central California mainland and
Santa Cruz Island (Lowry and Carretta
2003; Carretta et al. 2010).
There are limited at-sea density
estimates for pinnipeds within Southern
California. Harbor seals do not make
extensive pelagic migrations, but do
travel 300–500 km on occasion to find
food or suitable breeding areas (Herder
1986; Carretta et al. 2007). Nursing of
pups begins in late February, and pups
start to become weaned in May.
Breeding occurs between late March and
early May on the southern and northern
Channel Islands. When at sea during
May and June (and March to May for
breeding females), they generally remain
in the vicinity of haul-out sites and
forage close to shore in relatively
shallow waters. Based on likely foraging
strategies, Grigg et al. (2009) reported
seasonal shifts in harbor seal
movements based on prey availability.
Harbor seals are opportunistic feeders
that adjust their feeding to take
advantage of locally and seasonally
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abundant prey which can include small
crustaceans, rock fish, cusk-eel, octopus,
market squid, and surfperch (Bigg 1981;
Payne and Selzer 1989; Stewart and
Yochem 1994; Stewart and Yochem
2000; Baird 2001; Oates 2005). If in the
near shore waters of SSTC, harbor seals
may forage on common coastal beach
fish species, such as corbina and barred
surfperch (Allen 2006).
Harbor seals are found in the SSTC
throughout the year (Carretta et al. 2000)
with local densities estimated at 0.010
animals/km2 during the warm season
and 0.020 animals/km2 during the cold
season.
Based on the most recent harbor seal
counts (26,333 in May–July 2004, Lowry
et al. 2005) and Hanan’s revised
correction factor, the harbor seal
population in California is estimated by
NMFS to number 34,233 (Carretta et al.
2010). The minimum size of the
California harbor seal population is
31,600 (Carretta et al. 2010). Of the
estimated California population
(34,233), less than 30% are thought to
reside within Southern California due to
lack of suitable haul-out sites because of
significant beach urbanization (Lowry et
al. 2008).
The harbor seal is not listed under the
ESA, and the California Stock, some of
which occurs in the SSTC, is not
considered a strategic stock under the
MMPA. The California population has
increased from the mid-1960s to the
mid-1990s, although the rate of increase
may have slowed during the 1990s as
the population has reached and may be
stabilizing at carrying capacity (Hanan
1996, Carretta et al. 2010).
Bottlenose Dolphin
There are two distinct populations of
bottlenose dolphins within southern
California, a coastal population found
within 0.5 nm (0.9 km) of shore and a
larger offshore population (Hansen
1990; Bearzi et al. 2009). The California
Coastal Stock is the only one of these
two stocks likely to occur within the
SSTC. The bottlenose dolphin California
Coastal Stock occurs at least from Point
Conception south into Mexican waters,
at least as far south as San Quintin,
Mexico. In southern California, animals
are found within 1,600 ft (500 m) of the
shoreline 99% of the time and within
820 ft (250 m) 90% of the time (Hanson
and Defran 1993). Occasionally, during
warm-water incursions such as during
˜
the 1982–1983 el Nino event, their range
extends as far north as Monterey Bay
(Wells et al. 1990). Bottlenose dolphins
in the Southern California Bight (SCB)
appear to be highly mobile within a
relatively narrow coastal zone (Defran et
al. 1999), and exhibit no seasonal site
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64281
fidelity to the region (Defran and Weller
1999). There is little site fidelity of
coastal bottlenose dolphins along the
California coast; over 80% of the
dolphins identified in Santa Barbara,
Monterey, and Ensenada have also been
identified off San Diego (Defran et al.
1999; Maldini-Feinholz 1996; Carretta et
al. 2008; Bearzi et al. 2009). Bottlenose
dolphins could occur in the SSTC at
variable frequencies and periods
throughout the year based on localized
prey availability (Defran et al. 1999).
The Pacific coast bottlenose dolphins
feed primarily on surfperches (Family
Embiotocidae) and croakers (Family
Sciaendae) (Norris and Prescott 1961;
Walker 1981; Schwartz et al. 1992;
Hanson and Defran 1993), and also
consume squid (Loligo opalescens)
(Schwartz et al. 1992). The coastal stock
of bottlenose dolphin utilizes a limited
number of fish prey species with up to
74% being various species of surfperch
or croakers, a group on non-migratory
year-round coastal inhabitant (Defran et
al. 1999; Allen et al. 2006). For
Southern California, common croaker
prey species include spotfin croaker,
yellowfin croaker, and California
corbina, while common surfperch
species include barred surfperch and
walleye surfperch (Allen et al. 2006).
The corbina and barred surfperch are
the most common surf zone fish where
bottlenose dolphins have been observed
foraging (Allen et al. 2006). Defran et al.
(1999) postulated that the coastal stock
of bottlenose dolphins showed
significant movement within their home
range (Central California to Mexico) in
search of preferred but patchy
concentrations of near shore prey (i.e.,
croakers and surfperch). After finding
concentrations of prey, animals may
then forage within a more limited
spatial extent to take advantage of this
local accumulation until such time that
prey abundance is reduced after which
the dolphins once again shift location
over larger distances (Defran et al.
1999). Bearzi (2005) and Bearzi et al.
(2009) also noted little site fidelity from
coastal bottlenose dolphins in Santa
Monica Bay, California, and that these
animals were highly mobile with up to
69% of their time spent in travel and
dive-travel mode and only 5% of the
time in feeding behaviors.
Group size of the California coastal
stock of bottlenose dolphins has been
reported to range from 1 to 57 dolphins
(Bearzi 2005), although mean pod sizes
were around 19.8 (Defran and Weller
1999) and 10.1 (Bearzi 2005). An at-sea
density estimate of 0.202 animals/km2
was used for acoustic impact modeling
for both the warm and cold seasons as
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derived in National Center for Coastal
Ocean Science (2005).
Based on photographic markrecapture surveys conducted along the
San Diego coast in 2004 and 2005,
population size for the California
Coastal Stock of the bottlenose dolphin
is estimated to be 323 individuals (CV
= 0.13, 95% CI 259–430; Dudzik et al.
2005; Carretta et al. 2010). This estimate
does not reflect that approximately 35%
of dolphins encountered lack
identifiable dorsal fin marks (Defran and
Weller 1999). If 35% of all animals lack
distinguishing marks, then the true
population size would be closer to 450–
500 animals (Carretta et al. 2010). The
California Coastal Stock of bottlenose
dolphins is not listed under the ESA,
and is not considered a strategic stock
under the MMPA.
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Gray Whale
The Eastern North Pacific population
is found from the upper Gulf of
California (Tershy and Breese 1991),
south to the tip of Baja California, and
up the Pacific coast of North America to
the Chukchi and Beaufort seas. There is
a pronounced seasonal north-south
migration. The eastern North Pacific
population summers in the shallow
waters of the northern Bering Sea, the
Chukchi Sea, and the western Beaufort
Sea (Rice and Wolman 1971). The
northern Gulf of Alaska (near Kodiak
Island) is also considered a feeding area;
some gray whales occur there yearround (Moore et al. 2007). Some
individuals spend the summer feeding
along the Pacific coast from
southeastern Alaska to central California
(Sumich 1984; Calambokidis et al. 1987;
2002). Photo-identification studies
indicate that gray whales move widely
along the Pacific coast and are often not
sighted in the same area each year
(Calambokidis et al. 2002). In October
and November, the whales begin to
migrate southeast through Unimak Pass
and follow the shoreline south to
breeding grounds on the west coast of
Baja California and the southeastern
Gulf of California (Braham 1984; Rugh
1984). The average gray whale migrates
4,050 to 5,000 nm (7,500 to 10,000 km)
at a rate of 80 nm (147 km) per day
(Rugh et al. 2001; Jones and Swartz
2002). Although some calves are born
along the coast of California (Shelden et
al. 2004), most are born in the shallow,
protected waters on the Pacific coast of
Baja California from Morro de Santo
Domingo (28 °N) south to Isla Creciente
´
(24 °N) (Urban et al. 2003). Main calving
sites are Laguna Guerrero Negro, Laguna
Ojo de Liebre, Laguna San Ignacio, and
Estero Soledad (Rice et al. 1981).
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A group of gray whales known as the
Pacific Coast Feeding Aggregation
(PCFA) feeds along the Pacific coast
between southeastern Alaska and
northern to central California
throughout the summer and fall (NMFS
2001; Calambokidis et al. 2002;
Calambokidis et al. 2004). The gray
whales in this feeding aggregation are a
relatively small proportion (a few
hundred individuals) of the overall
eastern North Pacific population and
typically arrive and depart from these
feeding grounds concurrently with the
migration to and from the wintering
grounds (Calambokidis et al. 2002;
Allen and Angliss 2010). Although some
site fidelity is known to occur, there is
generally considerable inter-annual
variation since many individuals do not
return to the same feeding site in
successive years (Calambokidis et al.
2000; Calambokidis et al. 2004).
The Eastern North Pacific stock of
gray whale transits through Southern
California during its northward and
southward migrations between
December and June. Gray whales follow
three routes from within 15 to 200 km
from shore (Bonnell and Dailey 1993).
The nearshore route follows the
shoreline between Point Conception and
Point Vicente but includes a more direct
line from Santa Barbara to Ventura and
across Santa Monica Bay. Around Point
Vicente or Point Fermin, some whales
veer south towards Santa Catalina
Island and return to the nearshore route
near Newport Beach. Others join the
inshore route that includes the northern
chain of the Channel Islands along
Santa Cruz Island and Anacapa Island
and east along the Santa Cruz Basin to
Santa Barbara Island and the Osborn
Bank. From here, gray whales migrate
east directly to Santa Catalina Island
and then to Point Loma or Punta
Descanso or southeast to San Clemente
Island and on to the area near Punta
Banda. A significant portion of the
Eastern North Pacific stock passes by
San Clemente Island and its associated
offshore waters (Carretta et al. 2000).
The offshore route follows the undersea
ridge from Santa Rosa Island to the
mainland shore of Baja California and
includes San Nicolas Island and Tanner
and Cortes banks (Bonnell and Dailey
1993).
Peak abundance of gray whales off the
coast of San Diego is typically January
during the southward migration and in
March during the migration north,
although females with calves, which
depart Mexico later than males or
females without calves, can be sighted
from March through May or June
(Leatherwood 1974; Poole 1984; Rugh et
al. 2001; Stevick et al. 2002; Angliss and
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Outlaw 2008). Gray whales would be
expected to be infrequent migratory
transients within the out portions of
SSTC only during cold-water months
(Carretta et al. 2000). Migrating gray
whale that might infrequently transit
through SSTC would not be expected to
forage, and would likely be present for
minutes to less than one or two hours
at typical travel speeds of 3 knots
(approximately 3.5 miles per hour)
´
(Perryman et al. 1999; Mate and UrbanRamirez 2003). A mean group size of 2.9
gray whales was reported for both
coastal (16 groups) and non-coastal (15
groups) areas around San Clemente
Island (Carretta et al. 2000). The largest
group reported was nine animals. The
largest group reported by the U.S. Navy
(1998) was 27 animals. Gray whales
would not be expected in the SSTC from
July through November (Rice et al.
1981), and are excluded from warm
season analysis. Even though gray whale
transitory occurrence is infrequent along
SSTC, a cold season density is estimated
at 0.014 animals per km2 for purposes
of conservative analysis.
Systematic counts of gray whales
migrating south along the central
California coast have been conducted by
shore-based observers at Granite Canyon
most years since 1967. The population
size of the Eastern North Pacific gray
whale stock has been increasing over
the past several decades at a rate
approximately between 2.5 to 3.3% per
year since 1967. The most recent
abundance estimates are based on the
National Marine Fisheries Service’s
population estimate of 19,126
individuals as reported in Allen and
Angliss (2010).
In 1994, due to steady increases in
population abundance, the Eastern
North Pacific stock of gray whales was
removed from the List of Endangered
and Threatened Wildlife, as it was no
longer considered endangered or
threatened under the ESA (Allen and
Angliss 2010). The Eastern North Pacific
stock of gray whale is not considered a
strategic stock under the MMPA. Even
though the stock is within Optimal
Sustainable Population, abundance will
rise and fall as the population adjusts to
natural and man-caused factors affecting
the carrying capacity of the environment
(Rugh et al. 2005). In fact, it is expected
that a population close to or at the
carrying capacity of the environment
will be more susceptible to fluctuations
in the environment (Moore et al. 2001).
Potential Effects on Marine Mammals
and Their Habitat
Anticipated impacts resulting from
the Navy’s proposed SSTC training
activities include disturbance from
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underwater detonation events and pile
driving from the ELCAS events, if
marine mammals are in the vicinity of
these action areas.
Impacts From Anthropogenic Noise
Marine mammals exposed to high
intensity sound repeatedly or for
prolonged periods can experience
hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain
frequency ranges (Kastak et al. 1999;
Schlundt et al. 2000; Finneran et al.
2002; 2005). TS can be permanent
(PTS), in which case the loss of hearing
sensitivity is unrecoverable, or
temporary (TTS), in which case the
animal’s hearing threshold will recover
over time (Southall et al. 2007). Since
marine mammals depend on acoustic
cues for vital biological functions, such
as orientation, communication, finding
prey, and avoiding predators, marine
mammals that suffer from PTS or TTS
will have reduced fitness in survival
and reproduction, either permanently or
temporarily. Repeated noise exposure
that leads to TTS could cause PTS.
Measured source levels from impact
pile driving can be as high as 214 dB re
1 μPa @ 1 m. Although no marine
mammals have been shown to
experience TTS or PTS as a result of
being exposed to pile driving activities,
experiments on a bottlenose dolphin
(Tursiops truncates) and beluga whale
(Delphinapterus leucas) showed that
exposure to a single watergun impulse
at a received level of 207 kPa (or 30 psi)
peak-to-peak (p-p), which is equivalent
to 228 dB re 1 μPa (p-p), resulted in a
7 and 6 dB TTS in the beluga whale at
0.4 and 30 kHz, respectively.
Thresholds returned to within 2 dB of
the pre-exposure level within 4 minutes
of the exposure (Finneran et al. 2002).
No TTS was observed in the bottlenose
dolphin. Although the source level of
pile driving from one hammer strike is
expected to be much lower than the
single watergun impulse cited here,
animals being exposed for a prolonged
period to repeated hammer strikes could
receive more noise exposure in terms of
SEL than from the single watergun
impulse (estimated at 188 dB re 1 μPa2s) in the aforementioned experiment
(Finneran et al. 2002).
However, in order for marine
mammals to experience TTS or PTS, the
animals have to be close enough to be
exposed to high intensity noise levels
for prolonged period of time. Current
NMFS standards for preventing injury
from PTS and TTS is to require
shutdown or power-down of noise
sources when a cetacean species is
detected within the isopleths
corresponding to SPL at received levels
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equal to or higher than 180 dB re 1 μPa
(rms), or a pinniped species at 190 dB
re 1 μPa (rms). Based on the best
scientific information available, these
SPLs are far below the threshold that
could cause TTS or the onset of PTS.
Certain mitigation measures proposed
by the Navy, discussed below, can
effectively prevent the onset of TS in
marine mammals, by establishing safety
zones and monitoring safety zones
during the training exercise.
In addition, chronic exposure to
excessive, though not high-intensity,
noise could cause masking at particular
frequencies for marine mammals that
utilize sound for vital biological
functions. Masking can interfere with
detection of acoustic signals such as
communication calls, echolocation
sounds, and environmental sounds
important to marine mammals.
Therefore, like TS, marine mammals
whose acoustical sensors or
environment are being masked are also
impaired from maximizing their
performance fitness in survival and
reproduction.
Masking occurs at the frequency band
which the animals utilize. Therefore,
since noise generated from the proposed
underwater detonation and pile driving
and removal is mostly concentrated at
low frequency ranges, it may have less
effect on high frequency echolocation
sounds by killer whales. However,
lower frequency man-made noises are
more likely to affect detection of
communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band used by the
animals and thus reduce the
communication space of animals (e.g.,
Clark et al. 2009) and cause increased
stress levels (e.g., Foote et al. 2004; Holt
et al. 2009).
Masking can potentially impact
marine mammals at the individual,
population, community, or even
ecosystem levels (instead of individual
levels caused by TS). Masking affects
both senders and receivers of the signals
and can potentially have long-term
chronic effects on marine mammal
species and populations in certain
situations. Recent science suggests that
low frequency ambient sound levels
have increased by as much as 20 dB
(more than 3 times in terms of SPL) in
the world’s ocean from pre-industrial
periods, and most of these increases are
from distant shipping (Hildebrand
2009). All anthropogenic noise sources,
such as those from underwater
explosions and pile driving, contribute
to the elevated ambient noise levels and,
thus intensify masking. However, single
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detonations are unlikely to contribute
much to masking.
Since all of the underwater detonation
events and ELCAS events are planned in
a very shallow water situation (wave
length >> water depth), where low
frequency propagation is not efficient,
the noise generated from these activities
is predominantly in the low frequency
range and is not expected to contribute
significantly to increased ocean ambient
noise.
Finally, exposure of marine mammals
to certain sounds could lead to
behavioral disturbance (Richardson et
al. 1995). Behavioral responses to
exposure to sound and explosions can
range from no observable response to
panic, flight and possibly more
significant responses as discussed
previously (Richardson et al. 1995;
Southall et al. 2007). These responses
include: changing durations of surfacing
and dives, number of blows per
surfacing, or moving direction and/or
speed; reduced/increased vocal
activities, changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping), avoidance of
areas where noise sources are located,
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries) (Reviews by Richardson et al.
1995; Wartzok et al. 2003; Cox et al.
2006; Nowacek et al. 2007; Southall et
al. 2007).
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be expected to be
biologically significant if the change
affects growth, survival, and
reproduction. Some of these significant
behavioral modifications include:
• Drastic change in diving/surfacing
patterns (such as those thought to be
causing beaked whale stranding due to
exposure to military mid-frequency
tactical sonar);
• Habitat abandonment due to loss of
desirable acoustic environment; and
• Cease feeding or social interaction.
For example, at the Guerreo Negro
Lagoon in Baja California, Mexico,
which is one of the important breeding
grounds for Pacific gray whales,
shipping and dredging associated with a
salt works may have induced gray
whales to abandon the area through
most of the 1960s (Bryant et al. 1984).
After these activities stopped, the
lagoon was reoccupied, first by single
whales and later by cow-calf pairs.
The onset of behavioral disturbance
from anthropogenic noise depends on
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both external factors (characteristics of
noise sources and their paths) and the
receiving animals (hearing, motivation,
experience, demography) and is also
difficult to predict (Southall et al. 2007).
However, the proposed action area is
not believed to be a prime habitat for
marine mammals, nor is it considered
an area frequented by marine mammals.
Therefore, behavioral disturbances that
could result from anthropogenic
construction noise associated with the
Navy’s proposed training activities are
expected to affect only a small number
of marine mammals on an infrequent
basis.
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Impacts From Underwater Detonations
at Close Range
In addition to noise induced
disturbances and harassment, marine
mammals could be killed or injured by
underwater explosions due to the
impacts to air cavities, such as the lungs
and bubbles in the intestines, to the
shock wave (Elsayed 1997; Elsayed and
Gorbunov 2007). The criterion for
mortality and non-auditory injury used
in MMPA take authorization is the onset
of extensive lung hemorrhage and slight
lung injury or ear drum rupture,
respectively (see Table 3). Extensive
lung hemorrhage is considered
debilitating and potentially fatal as a
result of air embolism or suffocation. In
this Incidental Harassment
Authorization application, all marine
mammals within the calculated radius
for 1% probability of onset of extensive
lung injury (i.e., onset of mortality) are
counted as lethal exposures. The range
at which 1% probability of onset of
extensive lung hemorrhage is expected
to occur is greater than the ranges at
which 50% to 100% lethality would
occur from closest proximity to the
charge or from presence within the bulk
cavitation region. (The region of bulk
cavitation is an area near the surface
above the detonation point in which the
reflected shock wave creates a region of
cavitation within which smaller animals
would not be expected to survive).
Because the range for onset of extensive
lung hemorrhage for smaller animals
exceeds the range for bulk cavitation
and all more serious injuries, all smaller
animals within the region of cavitation
and all animals (regardless of body
mass) with more serious injuries than
onset of extensive lung hemorrhage are
accounted for in the lethal exposures
estimate. The calculated maximum
ranges for onset of extensive lung
hemorrhage depend upon animal body
mass, with smaller animals having the
greatest potential for impact, as well as
water column temperature and density.
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However, due to the small detonation
that would be used in the proposed
SSTC training activities and the
resulting small safety zones to be
monitored and mitigated for marine
mammals in the vicinity of the proposed
action area, it is unlikely that marine
mammals would be killed or injured by
underwater detonations.
Impact Criteria and Thresholds
The effects of an at-sea explosion or
pile driving on a marine mammal
depends on many factors, including the
size, type, and depth of both the animal
and the explosive charge/pile being
driven; the depth of the water column;
the standoff distance between the
charge/pile and the animal; and the
sound propagation properties of the
environment. Potential impacts can
range from brief acoustic effects (such as
behavioral disturbance), tactile
perception, physical discomfort, slight
injury of the internal organs and the
auditory system, to death of the animal
(Yelverton et al. 1973; O’Keeffe and
Young 1984; DoN 2001). Non-lethal
injury includes slight injury to internal
organs and the auditory system;
however, delayed lethality can be a
result of individual or cumulative sublethal injuries (DoN 2001). Short-term or
immediate lethal injury would result
from massive combined trauma to
internal organs as a direct result of
proximity to the point of detonation or
pile driving (DoN 2001).
This section summarizes the marine
mammal impact criteria used for the
subsequent modeled calculations.
Several standard acoustic metrics (Urick
1983) are used to describe the
thresholds for predicting potential
physical impacts from underwater
pressure waves:
• Total energy flux density or Sound
Exposure Level (SEL). For plane waves
(as assumed here), SEL is the time
integral of the instantaneous intensity,
where the instantaneous intensity is
defined as the squared acoustic pressure
divided by the characteristic impedance
of sea water. Thus, SEL is the
instantaneous pressure amplitude
squared, summed over the duration of
the signal and has dB units referenced
to 1 re μPa2-s.
• 1⁄3-octave SEL. This is the SEL in a
1⁄3-octave frequency band. A 1⁄3-octave
band has upper and lower frequency
limits with a ratio of 21:3, creating
bandwidth limits of about 23 percent of
center frequency.
• Positive impulse. This is the time
integral of the initial positive pressure
pulse of an explosion or explosive-like
wave form. Standard units are Pa-s, but
psi-ms also are used.
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• Peak pressure. This is the maximum
positive amplitude of a pressure wave,
dependent on charge mass and range.
Units used here are psi, but other units
of pressure, such as μPa and Bar, also
are used.
1. Harassment Threshold for Sequential
Underwater Detonations
There may be rare occasions when
sequential underwater detonations are
part of a static location event.
Sequential detonations are more than
one detonation within a 24-hour period
in a geographic location where
harassment zones overlap. For
sequential underwater detonations,
accumulated energy over the entire
training time is the natural extension for
energy thresholds since energy
accumulates with each subsequent shot.
For sequential underwater
detonations, the acoustic criterion for
behavioral harassment is used to
account for behavioral effects significant
enough to be judged as harassment, but
occurring at lower sound energy levels
than those that may cause TTS. The
behavioral harassment threshold is
based on recent guidance from NMFS
(NMFS 2009a; 2009b) for the energybased TTS threshold. The research on
pure tone exposures reported in
Schlundt et al. (2000) and Finneran and
Schlundt (2004) provided the pure-tone
threshold of 192 dB as the lowest TTS
value. The resulting TTS threshold for
explosives is 182 dB re 1 μPa2-s in any
1⁄3 octave band. As reported by Schlundt
et al. (2000) and Finneran and Schlundt
(2004), instances of altered behavior in
the pure tone research generally began
5 dB lower than those causing TTS. The
behavioral harassment threshold is
therefore derived by subtracting 5 dB
from the 182 dB re 1 μPa2-s in any 1⁄3
octave band threshold, resulting in a
177 dB re 1 μPa2-s behavioral
disturbance harassment threshold for
multiple successive explosives (Table
3).
2. Criteria for ELCAS Pile Driving and
Removal
Since 1997, NMFS has been using
generic sound exposure thresholds to
determine when an activity in the ocean
that produces impact sound (i.e., pile
driving) results in potential take of
marine mammals by harassment (70 FR
1871). Current NMFS criteria (70 FR
1871) regarding exposure of marine
mammals to underwater sounds is that
cetaceans exposed to sound pressure
levels (SPLs) of 180 dB root mean
squared (dBrms in units of dB re 1 μPa)
or higher and pinnipeds exposed to 190
dBrms or higher are considered to have
been taken by Level A (i.e., injurious)
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harassment. Marine mammals
(cetaceans and pinnipeds) exposed to
impulse sounds (e.g., impact pile
driving) of 160 dBrms but below Level A
thresholds (i.e., 180 or 190 dB) are
considered to have been taken by Level
B behavioral harassment. Marine
mammals (cetaceans and pinnipeds)
exposed to non-impulse noise (e.g.,
vibratory pile driving) at received levels
64285
of 120 dB RMS or above are considered
to have been taken by Level B
behavioral harassment (Table 3).
TABLE 3—EFFECTS CRITERIA FOR UNDERWATER DETONATIONS AND ELCAS PILE DRIVING/REMOVAL
Criterion
Criterion definition
Threshold
Underwater Explosive Criteria
Mortality ................................
Level A Harassment (Injury)
Level B Harassment ............
Onset of severe lung injury (1% probability of mortality)
Slight lung injury; or ........................................................
50% of marine mammals would experience ear drum
rupture; and 30% exposed sustain PTS.
TTS (dual criteria) ...........................................................
(sequential detonations only) ..........................................
30.5 psi-ms (positive impulse).
13.0 psi-ms (positive impulse).
205 dB re 1 μPa2-s (full spectrum energy).
23 psi (peak pressure; explosives <2,000 lbs), or
182 dB re 1 μPa2-s (peak 1⁄3 octave band).
177 dB re 1 μPa2-s.
Pile Driving/Removal Criteria
Level A Harassment ............
190 dBrms re 1 μPa.
160 dBrms re 1 μPa.
Non-impulse noise: Behavioral modification of animals
Level B Behavioral Harassment.
Pinniped only: PTS caused by repeated exposure to received levels that cause TTS.
Cetacean only: PTS caused by repeated exposure to
received levels that cause TTS.
Impulse noise: Behavioral modification of animals .........
190 dBrms re 1 μPa.
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Assessing Harassment From Underwater
Detonations
Underwater detonations produced
during SSTC training events represent a
single, known source. Chemical
explosives create a bubble of expanding
gases as the material burns. The bubble
can oscillate underwater or, depending
on charge-size and depth, be vented to
the surface in which case there is no
bubble-oscillation with its associated
low-frequency energy. Explosions
produce very brief, broadband pulses
characterized by rapid rise-time, great
zero-to-peak pressures, and intense
sound, sometimes described as impulse.
Close to the explosion, there is a very
brief, great-pressure acoustic wave-front.
The impulse’s rapid onset time, in
addition to great peak pressure, can
cause auditory impacts, although the
brevity of the impulse can include less
SEL than expected to cause impacts.
The transient impulse gradually decays
in magnitude as it broadens in duration
with range from the source. The
waveform transforms to approximate a
low-frequency, broadband signal with a
continuous sound energy distribution
across the spectrum. In addition,
underwater explosions are relatively
brief, transitory events when compared
to the existing ambient noise within the
San Diego Bay and at the SSTC.
The impacts of an underwater
explosion to a marine mammal are
dependent upon multiple factors
including the size, type, and depth of
both the animal and the explosive.
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180 dBrms re 1 μPa.
Depth of the water column and the
distance from the charge to the animal
also are determining factors as are
boundary conditions that influence
reflections and refraction of energy
radiated from the source. The severity of
physiological effects generally decreases
with decreasing exposure (impulse,
sound exposure level, or peak pressure)
and/or increasing distance from the
sound source. The same generalization
is not applicable for behavioral effects,
because they do not depend solely on
sound exposure level. Potential impacts
can range from brief acoustic effects,
tactile perception, and physical
discomfort to both lethal and non-lethal
injuries. Disturbance of ongoing
behaviors could occur as a result of noninjurious physiological responses to
both the acoustic signature and shock
wave from the underwater explosion.
Non-lethal injury includes slight injury
to internal organs and auditory system.
The severity of physiological effects
generally decreases with decreasing
sound exposure and/or increasing
distance from the sound source. Injuries
to internal organs and the auditory
system from shock waves and intense
impulsive noise associated with
explosions can be exacerbated by strong
bottom-reflected pressure pulses in
reverberant environments (Gaspin 1983;
Ahroon et al. 1996). Nevertheless, the
overall size of the explosives used at the
SSTC is much smaller than those used
during larger Fleet ship and aircraft
training events.
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All underwater detonations proposed
for SSTC were modeled as if they will
be conducted in shallow water of 24 to
72 feet, including those that would
normally be conducted in very shallow
water (VSW) depths of zero to 24 feet.
Modeling in deeper than actual water
depths causes the modeled results to be
more conservative (i.e., it overestimates
propagation and potential exposures)
than if the underwater detonations were
modeled at their actual, representative
depths when water depth is less than 24
feet.
The Navy’s underwater explosive
effects simulation requires six major
process components:
• A training event description
including explosive type;
• Physical oceanographic and
geoacoustic data for input into the
acoustic propagation model
representing seasonality of the planned
operation;
• Biological data for the area
including density (and
multidimensional animal movement for
those training events with multiple
detonations);
• An acoustic propagation model
suitable for the source type to predict
impulse, energy, and peak pressure at
ranges and depths from the source;
• The ability to collect acoustic and
animal movement information to
predict exposures for all animals during
a training event (dosimeter record); and
• The ability for post-operation
processing to evaluate the dosimeter
exposure record and calculate exposure
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statistics for each species based on
applicable thresholds.
An impact model, such as the one
used for the SSTC analysis, simulates
the conditions present based on
location(s), source(s), and species
parameters by using combinations of
embedded models (Mitchell et al. 2008).
The software package used for SSTC
consists of two main parts: An
underwater noise model and bioacoustic
impact model (Lazauski et al. 1999;
Lazauski and Mitchell 2006; Lazauski
and Mitchell 2008).
Location-specific data characterize the
physical and biological environments
while exercise-specific data construct
the training operations. The
quantification process involves
employment of modeling tools that
yield numbers of exposures for each
training operation.
During modeling, the exposures are
logged in a time-step manner by virtual
dosimeters linked to each simulated
animal. After the operation simulation,
the logs are compared to exposure
thresholds to produce raw exposure
statistics. It is important to note that
dosimeters only were used to determine
exposures based on energy thresholds,
not impulse or peak pressure
thresholds. The analysis process uses
quantitative methods and identifies
immediate short-term impacts of the
explosions based on assumptions
inherent in modeling processes, criteria
and thresholds used, and input data.
The estimations should be viewed with
caution, keeping in mind that they do
not reflect measures taken to avoid these
impacts (i.e., mitigations). Ultimately,
the goals of this acoustic impact model
were to predict acoustic propagation,
estimate exposure levels, and reliably
predict impacts.
Predictive sound analysis software
incorporates specific bathymetric and
oceanographic data to create accurate
sound field models for each source type.
Oceanographic data such as the sound
speed profiles, bathymetry, and seafloor
properties directly affect the acoustic
propagation model. Depending on
location, seasonal variations, and the
oceanic current flow, dynamic
oceanographic attributes (e.g., sound
speed profile) can change dramatically
with time. The sound field model is
embedded in the impact model as a core
feature used to analyze sound and
pressure fields associated with SSTC
underwater detonations.
The sound field model for SSTC
detonations was the Reflection and
Refraction in Multilayered Ocean/Ocean
Bottoms with Shear Wave Effects
(REFMS) model (version 6.03). The
REFMS model calculates the combined
reflected and refracted shock wave
environment for underwater detonations
using a single, generalized model based
on linear wave propagation theory
(Cagniard 1962; Britt 1986; Britt et al.
1991).
The model outputs include positive
impulse, sound exposure level (total
and in 1/3-octave bands) at specific
ranges and depths of receivers (i.e.,
marine mammals), and peak pressure.
The shock wave consists of two parts, a
very rapid onset ‘‘impulsive’’ rise to
positive peak over-pressure followed by
a reflected negative under-pressure
rarefaction wave. Propagation of shock
waves and sound energy in the shallowwater environment is constrained by
boundary conditions at the surface and
seafloor.
Multiple locations (in Boat Lanes and
Echo area) and charge depths were used
to determine the most realistic spatial
and temporal distribution of detonation
types associated with each training
operation for a representative year.
Additionally, the effect of sound on an
animal depends on many factors
including:
• Properties of the acoustic source(s):
Source level (SL), spectrum, duration,
and duty cycle;
• Sound propagation loss from source
to animal, as well as, reflection and
refraction;
• Received sound exposure measured
using well-defined metrics;
• Specific hearing;
• Exposure duration; and
• Masking effects of background and
ambient noise.
To estimate exposures sufficient to be
considered injury or significantly
disrupt behavior by affecting the ability
of an individual animal to grow (e.g.,
feeding and energetics), survive (e.g.,
behavioral reactions leading to injury or
death, such as stranding), reproduce
(e.g., mating behaviors), and/or degrade
habitat quality resulting in
abandonment or avoidance of those
areas, dosimeters were attached to the
virtual animals during the simulation
process. Propagation and received
impulse, SEL, and peak pressure are a
function of depth, as well as range,
depending on the location of an animal
in the simulation space.
A detailed discussion of the
computational process for the modeling,
which ultimately generates two
outcomes—the zones of influence (ZOIs)
and marine mammal exposures, is
presented in the Navy’s IHA
application.
Severity of an effect often is related to
the distance between the sound source
and a marine mammal and is influenced
by source characteristics (Richardson
and Malme 1995). For SSTC, ZOIs were
estimated for the different charge
weights, charge depths, water depths,
and seasons using the REFMS model as
described previously. These ZOIs for
SSTC underwater detonations by
training event are shown in Table 4 and
conceptually illustrated in Figure 6–5 in
the Navy’s IHA application.
For single detonations, the ZOIs were
calculated using the range associated
with the onset of TTS based on the Navy
REFMS model predictions.
For Multiple Successive Explosive
events (i.e., sequential detonations) ZOI
calculation was based on the range to
non-TTS behavior disruption.
Calculating the zones of influence in
terms of total SEL, 1/3-octave bands
SEL, impulse, and peak pressure for
sequential (10 sec timed) and multiple
controlled detonations (>30 minutes)
were slightly different than the single
detonations. For the sequential
detonations, ZOI calculations
considered spatial and temporal
distribution of the detonations, as well
as the effective accumulation of the
resultant acoustic energy. To calculate
the ZOI, sequential detonations were
modeled such that explosion SEL were
summed incoherently to predict zones
while peak pressure was not.
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TABLE 4—MAXIMUM ZOIS FOR UNDERWATER DETONATION EVENTS AT SSTC
Maximum ZOI (yards)
Underwater detonation training event
TTS
Season *
182 dB re
1 μPa2-s
23 psi
Shock wave action generator (SWAG) .........................................
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Warm .....
Cold .......
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Injury
60
40
13.0 psims
20
20
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205 dB re
1 μPa2-s
0
0
19OCN1
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0
0
30.5 psims
0
0
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TABLE 4—MAXIMUM ZOIS FOR UNDERWATER DETONATION EVENTS AT SSTC—Continued
Maximum ZOI (yards)
Underwater detonation training event
TTS
Season *
23 psi
Shock wave action generator (SWAG) .........................................
Mine Counter Measure ..................................................................
Floating Mine .................................................................................
Dive Platoon ..................................................................................
Unmanned Underwater Vehicle .....................................................
Marine Mammal Systems ..............................................................
Marine Mammal Systems ..............................................................
Mine Neutralization ........................................................................
Surf Zone Training and Evaluation ................................................
Unmanned Underwater Vehicle Neutralization .............................
Airborne Mine Neutralization System ............................................
Qualification/Certification ...............................................................
Qualification/Certification ...............................................................
Naval Special Warfare Demolition Training ..................................
Naval Special Warfare Demolition Training ..................................
Navy Special Warfare SEAL Delivery Vehicle ..............................
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Warm .....
Cold .......
Injury
182 dB re
1 μPa2-s
60
40
** 470
430
240
260
210
220
440
400
380
450
400
400
330
360
** 470
450
400
400
220
230
** 470
330
430
** 470
360
360
400
400
360
360
13.0 psims
20
20
300
340
160
180
330
370
280
320
420
** 470
330
370
330
370
300
340
280
320
170
180
330
370
330
360
240
250
280
320
240
250
0
0
360
160
80
80
80
90
360
150
360
170
360
170
80
90
160
160
80
90
80
80
140
140
300
170
160
160
80
90
160
160
Mortality
205 dB re
1 μPa2-s
0
0
80
80
40
40
90
90
80
80
140
140
100
100
90
90
80
80
60
60
40
40
100
100
90
90
80
80
60
60
80
80
30.5 psims
0
0
80
80
20
20
50
50
80
80
90
90
90
90
50
50
80
80
50
50
40
40
80
80
90
90
40
40
50
50
40
40
* Warm: November–April; cold: May–October.
** Indicates event types with maximum ZOI as compared to all underwater detonation events.
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In summary, all ZOI radii were
strongly influenced by charge size and
placement in the water column, and
only slightly by the environment
variables.
Very Shallow Water (VSW) Underwater
Detonations Live-Fire Tests ZOI
Determination
Measurements of the propagated
pressures during single-charge
underwater detonation exercises in
VSW at SSTC (and San Clemente Island)
were conducted in 2002 as part of a
study to evaluate existing underwater
explosive propagation models for
application to VSW conditions
(unpublished, Naval Special Warfare
Center/Anteon Corporation 2005, cited
in the Navy’s SSTC IHA Application
2010). The direct measurements made
in those tests provided an in-place
characterization of pressure propagation
for the training exercises as they are
actually conducted at the SSTC. During
the tests, 2 and 15 lbs charges of NEW
explosives were detonated in 6 and 15
feet of water with charges laying on the
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bottom or two feet off the bottom at
SSTC and San Clemente Island. At
SSTC, swell conditions precluded
detonations at the 6-foot depth. Peakpressures (unfiltered) and energies—
between 100 Hz and 41 kHz—in 1/3octave bands of highest energies from
each detonation were measured in three
locations relative to the charges: (1) 5–
10 feet seaward of the charge, (2) 280–
540 feet seaward, and (3) at about 1,000
feet seaward. Underwater detonations of
small 2 lb charges at SSTC were
measured at a ‘‘near range’’ location
within feet of the charge and at a ‘‘single
far range’’ of 525 feet from the charge
(unpublished, Naval Special Warfare
Center/Anteon Corporation 2005, cited
in the Navy’s SSTC IHA Application
2010). In the tests, the position of single
charges—on and 2 feet off the bottom—
affected the propagated peak-pressures.
Off-bottom charges produced
consistently greater peak-pressures than
on-bottom charges as measured at about
200, 500, and 1,000 feet distances. Offbottom 15 lb charges in 15 feet of water
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produced between 43–67% greater
peak-pressures than on-bottom charges.
Greater differences were found when
detonations occurred in extremely
shallow depths of 6 feet at San Clemente
Island (unpublished, Naval Special
Warfare Center/Anteon Corporation
2005, cited in the Navy’s SSTC IHA
Application 2010). Generally,
measurements during single-charge
exercises produced empirical data that
were predicted by the propagation
models. At about 1,000 feet seaward,
peak-pressure varied from 11–17
pounds psi at different depths, and
energies between 100 Hz and 41 kHz in
the 1/3-octave bands of highest energies
varied from about 175–186 dB re 1 μPa2s at different depths. From the
measurements, it was determined that
the range at which the criterion for
onset-TTS would be expected to occur
in small odontocetes matched the range
predicted by a conservative model of
propagation that assumed a boundaryless medium and equal sound velocity
at all depths in the range—i.e., an ‘‘iso-
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velocity’’ model. Bottom and watercolumn conditions also influence
pressure-wave propagation and
dissipation of blast residues. In
comparison, predictions made by the
Navy’s REFMS model (see above) were
found to be unstable across the
distances considered under the
conditions of VSW with bottom or near
bottom charge placement, reflective
bottom, and a non-refractive water
column (i.e., equal sound velocity at all
depths). The source of instability in the
REFMS predictions is most likely due to
the nature of the VSW zone wherein the
ratio of depth to range is very small—
a known problem for the REFMS’
predictive ray-tracing. Therefore, the
determination of ZOIs within the VSW
zones was based on the empirical
propagation data and iso-velocity model
predictions discussed above for chargeweights of 20 lbs or less of NEW
explosive on the bottom and for chargeweights of 3.6 lbs or less off the bottom.
For SSTC this range was determined to
be a 1,200-foot (400-yard) radius out
from the site of the detonation with the
shoreward half of the implied circle
being truncated by the shoreline and
extremely shallow water immediately
off shore.
Assessing ELCAS Pile Driving and
Removal Impacts
Noise associated with ELCAS training
includes loud impulsive sounds derived
from driving piles into the soft sandy
substrate of the SSTC waters to
temporarily support a causeway of
linked pontoons. Two hammer-based
methods will be used to install/remove
ELCAS piles: Impact pile driving for
installation and vibratory driving for
removal. The impact hammer is a large
metal ram attached to a crane. A vertical
support holds the pile in place and the
ram is dropped or forced downward.
The energy is then transferred to the
pile which is driven into the seabed.
The ram is typically lifted by a diesel
power source.
The methodology for analyzing
potential impacts from ELCAS events is
similar to that of analyzing explosives.
The ELCAS analysis includes two steps
used to calculate potential exposures:
• Estimate the zone of influence for
Level A injurious and Level B
behavioral exposures for both impact
pile driving and vibratory pile removal
using the practical spreading loss
equation (CALTRANS 2009).
• Estimate the number of species
exposed using species density estimates
and estimated zones of influence.
The practical spreading loss equation
is typically used to estimate the
attenuation of underwater sound over
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distance. The formula for this
propagation loss can be expressed as:
measured pile driving sound levels
louder (more conservative) than they
would if driving into SSTC’s sandy
TL = F * log (D1/D2)
substrate. Given the local bathymetry
Where:
and smooth sloping sandy bottom at
TL = transmission loss (the sound pressure
SSTC, ELCAS piles will generally be
level at distance D1 minus the sound
driven in water depths of 36 ft or less.
pressure level at distance D2 from the
Therefore, for the purposes of the
source, in dBrms re 1μPa)
Navy’s SSTC ELCAS analysis, both the
F = attenuation constant
D1 = distance at which the targeted
Rodeo repair project (189 dBrms) and the
transmission loss occurs
low end of the measured values of the
D2 = distance from which the transmission
Amoco Wharf repair projects (190 dBrms)
loss is calculated
are considered to be reasonably
The attenuation constant (F) is a siterepresentative of sound levels that
specific factor based on several
would be expected during ELCAS pile
conditions, including water depth, pile
driving at SSTC. For hollow steel piles
type, pile length, substrate type, and
of similar size as those proposed for the
other factors. Measurements conducted
ELCAS (<24-in diameter) used in
by the California Department of
Washington State and California pile
Transportation (CADOT) and other
driving projects, the broadband
consultants (Greeneridge Science)
frequency range of underwater sound
indicate that the attenuation constant
was measured between 50 Hz to 10.5
(F) can vary from 5 to 30. SmallkHz with highest energy at frequencies
diameter steel H-type piles have been
<1 to 3 kHz (CALTRANS 2009).
found to have high F values in the range Although frequencies over 10.5 kHz are
of 20 to 30 near the pile (i.e., between
likely present during these pile driving
30–60 feet) (CALTRANS 2009). In the
projects, they are generally not typically
absence of empirically measured values measured since field data has shown a
at SSTC, NMFS and the Navy worked to decrease in SPL to less than 120 dB at
set the F value for SSTC to be on the low frequencies greater than 10.5 kHz
(conservative, and more predictive) end (Laughlin 2005; 2007). It is anticipated
of the small-diameter steel piles at F =
that ELCAS pile driving would generate
15, to indicate that the spreading loss is a similar sound spectra.
between the spherical (F = 20) and
For ELCAS training events, using an
cylindrical (F = 10).
estimated SPL measurement of 190
Actual noise source levels of ELCAS
dBrms re 1 μPa at 11 yards as described
pile driving at SSTC depend on the type above, the circular ZOIs surrounding a
of hammer used, the size and material
24-inch steel diesel-driven ELCAS pile
of the pile, and the substrate the piles
can be estimated via the practical
are being driven into. Using known
spreading loss equation to have radii of:
equipment, installation procedures, and
• 11 yards for Level A injurious
applying certain constants derived from harassment for pinnipeds (190 dBrms);
other west coast measured pile driving,
• 46 yards for Level A injurious
predicted underwater sound levels from harassment for cetaceans (180 dBrms),
ELCAS pile driving can be calculated.
and
• 1,094 yards for the Level B
The ELCAS uses 24-inch diameter
behavioral harassment (160 dBrms).
hollow steel piles, installed using a
It should be noted that ELCAS pier
diesel impact hammer to drive the piles
construction starts with piles being
into the sandy on-shore and near-shore
driven near the shore and extends
substrate at SSTC. For a dock repair
offshore. Near the shore, the area of
project in Rodeo, California in San
influence would be a semi-circle and
Francisco Bay, underwater sound
towards the end of the ELCAS
pressure level (SPL) for a 24-inch steel
(approximately 1,200 feet or 400 yards
pipe pile driven with a diesel impact
hammer in less than 15 ft of water depth from the shore) would be a full circle.
was measured at 189 dBrms re 1μPa from The above calculated area of influence
conservatively assumes that all ELCAS
approximately 33 ft (11 yards) away.
SPL for the same type and size pile also piles are driven offshore at SSTC,
driven with a diesel impact hammer,
producing a circular zone of influence,
but in greater than 36 ft of water depth,
and discounts the limited propagation
was measured to be 190 to 194 dBrms
from piles driven closer to shore.
Noise levels derived from piles
during the Amoco Wharf repair project
removed via vibratory extractor are
in Carquinez Straits, Martinez,
different than those driven with an
California (CADOT 2009). The areas
impact hammer. Steel pilings and a
where these projects were conducted
vibratory driver were used for pile
have a silty sand bottom with an
driving at the Port of Oakland
underlying hard clay layer, which
(CALTRANS 2009). Underwater SPLs
because of the extra effort required to
during this project for a 24-inch steel
drive into clay, would make these
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pile in 36 ft of water depth at a distance
of 11 yards (33 feet) from the source was
field measured to be 160 dBrms. The area
where this project was conducted
(Oakland) has a harder substrate, which
because of the extra effort required to
drive and remove the pile, would make
these measured pile driving sound
levels louder (more conservative) than
they would if driving and removing into
and from SSTC’s sandy substrate.
Conservatively using this SPL
measurement for SSTC and F = 15, the
ZOIs for a 24-inch steel pile removed
via a vibratory extractor out to different
received SPLs can be estimated via the
practical spreading loss equation to be:
• < 1 yard for Level A injurious
harassment for pinnipeds (190 dBrms);
• One (1) yard for Level A injurious
harassment for cetaceans (180 dBrms),
and
• 5,076 yards for the Level B
behavioral harassment (120 dBrms).
As discussed above, the above
calculated area of influence
conservatively assumes that all ELCAS
piles are driven and subsequently
removed offshore at SSTC, producing a
circular zone of influence.
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Proposed Mitigation Measures
In order to issue an incidental take
authorization under Section 101(a)(5)(D)
of the MMPA, NMFS must set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
taking for certain subsistence uses.
For the Navy’s proposed SSTC
training activities, the Navy worked
with NMFS and proposed the following
mitigation measures to minimize the
potential impacts to marine mammals in
the project vicinity as a result of the
underwater detonation and ELCAS pile
driving/removal events.
Mitigation for Underwater Detonations
in Very Shallow Water (0–24 Feet)
The following mitigation procedures
formalize practices that are currently in
effect at SSTC for detonations
conducted in the VSW zone.
1. Easily visible anchored floats
would be positioned on a 1,200-foot
(400-yard) radius of a roughly semicircular zone (the shoreward half being
bounded by shoreline and immediate
off-shore water) around the detonation
location for small explosive exercises at
the SSTC. These mark the outer limits
of the safety zone. The 1,200 foot or 400
yard radius is the safety zone for VSW
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as determined from empirical
measurements as discussed earlier.
2. For each VSW underwater
detonation event, a safety-boat with a
minimum of one observer would be
launched at least 30 minutes prior to
detonation and moves through the area
around the detonation site. The task of
the safety observer is to exclude humans
from coming into the area and to
augment a shore observer’s visual search
of the mitigation zone for marine
mammals. The safety-boat observer is in
constant radio communication with the
exercise coordinator and shore observer
discussed below.
3. A shore-based observer will also be
deployed for VSW detonations in
addition to boat based observers. The
shore observer will indicate that the
area is clear of marine mammals after 10
or more minutes of continuous
observation with no marine mammals
having been seen in the mitigation zone
(1,200 feet or 400 yards) or moving
toward it.
4. At least 10 minutes prior to the
planned initiation of the detonation
event-sequence, the shore observer, on
an elevated on-shore position, begins a
continuous visual search with
binoculars of the mitigation zone. At
this time, the safety-boat observer
informs the shore observer if any marine
mammal has been seen in the safety
zone and, together, both search the
surface within and beyond the safety
zone for marine mammals.
5. The observers (boat and shore
based) will indicate that the area is not
clear any time a marine mammal is sited
in the safety zone or moving toward it
and, subsequently, indicate that the area
is clear of marine mammals when the
animal is out and moving away and no
other marine mammals have been sited.
6. Initiation of the detonation
sequence would only begin on final
receipt of an indication from the shore
observer that the area is clear of marine
mammals and will be postponed on
receipt of an indication from that or any
observer that the area is not clear of
marine mammals.
7. Following the detonation, visual
monitoring of the safety zone continues
for 30 minutes for the appearance of any
marine mammal in the zone. Any
marine mammal appearing in the area
would be observed for signs of possible
injury.
8. Any marine mammal observed after
an VSW underwater detonation either
injured or exhibiting signs of distress
would be reported to Navy
environmental representatives from the
regional Navy shore commander
(Commander, Navy Region Southwest)
and U.S. Pacific Fleet, Environmental
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Office, San Diego Detachment. Using
Marine Mammal Stranding
communication trees and contact
procedures established for the Southern
California Range Complex, the Navy
will report these events to the Stranding
Coordinator of NMFS’ Southwest
Regional Office. These voice or e-mail
reports will contain the date and time of
the sighting, location (or if precise
latitude and longitude is not currently
available, then the approximate location
in reference to an established SSTC
beach feature), species description (if
known), and indication of the animals
status.
Mitigation for Underwater Detonations
in Shallow Water
Modeling results for ZOIs discussed
previously were used to develop
mitigation zones applicable to the
mitigation measures for underwater
detonations in water between 24–72 feet
at the SSTC. The ZOIs effectively
represent the mitigation zone that
would be established around each
detonation point to prevent Level B
harassment to marine mammals. While
the ZOIs vary between the different
types of underwater detonation training,
the Navy is proposing to establish a 470yard mitigation zone for the maximum
zone of influence from all underwater
detonations except Shock Wave
Generator (SWAG) detonations
conducted on the oceanside of SSTC
(see Table 4). This large a mitigation
zone is not necessary for any
underwater detonations other than the
Marine Mammal System operations (see
Table 4), but it is proposed as a
conservative (i.e., over protective)
measure. SWAGs have smaller, more
directional charges and therefore a small
ZOI, so a smaller mitigation zone of 60
yards is proposed.
The mitigation measures for
underwater detonation events on the
oceanside of SSTC (except for SWAG
events) are listed as follows:
I. Underwater Detonation Mitigation
(24–72 Feet) (All Except SWAG)
1. A mitigation zone of 1,410 feet (470
yards) will be established around each
underwater detonation point. This
mitigation zone is based on the
maximum range to onset-TTS (either 23
psi or 182 dB re 1 μPa2-s).
2. A minimum of two boats, including
but not limited to small zodiacs and 11meter Rigid Hulled Inflatable Boats
(RHIB) will be deployed. One boat will
act as an observer platform, while the
other boat is typically the diver support
boat.
3. Two observers with binoculars on
one small craft/boat will survey the
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detonation area and the mitigation zone
for marine mammals from at least 30
minutes prior to commencement of the
scheduled explosive event and until at
least 30 minutes after detonation.
4. In addition to the dedicated
observers, all divers and boat operators
engaged in detonation events can
potentially monitor the area
immediately surrounding the point of
detonation for marine mammals (and
other protected species such as sea
turtles).
5. If a marine mammal is sighted
within the 1,410-foot (470-yard)
mitigation zone or moving towards it,
underwater detonation events will be
suspended until the marine mammal
has voluntarily left the area and the area
is clear of marine mammals for at least
30 minutes.
6. Immediately following the
detonation, visual monitoring for
marine mammals within the mitigation
zone will continue for 30 minutes. Any
marine mammal observed after an
underwater detonation either injured or
exhibiting signs of distress will be
reported to Navy environmental
representatives from the regional Navy
shore commander (Commander, Navy
Region Southwest) and U.S. Pacific
Fleet, Environmental Office, San Diego
Detachment. Using Marine Mammal
Stranding communication trees and
contact procedures established for the
Southern California Range Complex, the
Navy will report these events to the
Stranding Coordinator of NMFS’
Southwest Regional Office. These voice
or e-mail reports will contain the date
and time of the sighting, location (or if
precise latitude and longitude is not
currently available, then the
approximate location in reference to an
established SSTC beach feature), species
description (if known), and indication
of the animal’s status.
II. Underwater Detonation Mitigation
(SWAG Events Only)
A modified set of mitigation measures
would be implemented for SWAG
detonations, which involve much
smaller charges of 0.03 lbs NEW.
1. A mitigation zone of 180 feet or 60
yards will be established around each
SWAG detonation site.
2. A minimum of two boats, including
but not limited to small zodiacs and 11meter Rigid Hulled Inflatable Boats
(RHIB) will be deployed. One boat will
act as an observer platform, while the
other boat is typically the diver support
boat.
3. Two observers with binoculars on
one small craft/boat will survey the
detonation area and the mitigation zone
for marine mammals (and other
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protected species such as sea turtles)
from at least 10 minutes prior to
commencement of the scheduled
explosive event and until at least 10
minutes after detonation.
4. In addition to the dedicated
observers, all divers and boat operators
engaged in detonation events can
potentially monitor the area
immediately surrounding the point of
detonation for marine mammals.
5. Divers and personnel in support
boats would monitor for marine
mammals out to the 180 feet (60 yards)
mitigation zone for 10 minutes prior to
any detonation.
6. After the detonation, visual
monitoring for marine mammals would
continue for 10 minutes. Any marine
mammal observed after an underwater
SWAG detonation either injured or
exhibiting signs of distress will be
reported to Navy environmental
representatives from the regional Navy
shore commander (Commander, Navy
Region Southwest) and U.S. Pacific
Fleet, Environmental Office, San Diego
Detachment. Using Marine Mammal
Stranding communication trees and
contact procedures established for the
Southern California Range Complex, the
Navy will report these events to the
Stranding Coordinator of NMFS’
Southwest Regional Office. These voice
or e-mail reports will contain the date
and time of the sighting, location (or if
precise latitude and longitude is not
currently available, then the
approximate location in reference to an
established SSTC beach feature), species
description (if known), and indication
of the animal’s status.
Mitigation for ELCAS Training at SSTC
NMFS worked with the Navy and
proposes the below mitigation
procedures for ELCAS pile driving and
removal events along the oceanside Boat
Lanes at the SSTC for marine mammal
species.
1. Mitigation Zone: A mitigation zone
will be established at 150 feet (50 yards)
from ELCAS pile driving and pile
removal events. This mitigation zone is
based on the predicted range to Level A
harassment (180 dBrms) for cetaceans,
and is being applied conservatively to
both cetaceans and pinnipeds.
2. Monitoring will be conducted
within the 150 foot or 50 yard
mitigation zone surrounding ELCAS
pile driving and removal events for the
presence of marine mammals before,
during, and after pile driving and
removal events.
3. If marine mammals are found
within the 150-foot (50-yard) mitigation
zone, pile removal events will be halted
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until the marine mammals have
voluntarily left the mitigation zone.
4. Monitoring for marine mammals
will take place concurrent with pile
removal events and 30 minutes prior to
pile driving and removal
commencement. A minimum of one
trained observer will be placed on
shore, on the ELCAS, or in a boat at the
best vantage point(s) practicable to
monitor for marine mammals.
5. Monitoring observer(s) will
implement shut-down/delay procedures
by calling for shut-down to the hammer
operator when marine mammals are
sighted within the mitigation zone.
6. Soft Start—ELCAS pile driving
would implement a soft start as part of
normal construction procedures. The
pile driver increases impact strength as
resistance goes up. At first, the pile
driver piston drops a few inches. As
resistance goes up, the pile driver piston
will drop from a higher distance thus
providing more impact due to gravity.
This will allow marine mammals in the
project area to vacate or begin vacating
the area minimizing potential
harassment.
7. ELCAS Acoustic Monitoring: The
Navy proposes, under the associated
SSTC marine mammal monitoring plan,
to conduct underwater acoustic
propagation monitoring during the first
available ELCAS deployment at the
SSTC under this Incidental Harassment
Authorization application. This acoustic
monitoring would provide empirical
field data on ELCAS pile driving and
removal underwater source levels, and
propagation specific to ELCAS training
at the SSTC. These results will be used
to either confirm or refine the Navy’s
exposure predictions (source level, F
value, exposures) described earlier.
NMFS has carefully evaluated these
proposed mitigation measures. Our
evaluation of potential measures
included consideration of the following
factors in relation to one another:
• The manner in which, and the
degree to which, the successful
implementation of the measure is
expected to minimize adverse impacts
to marine mammals,
• The proven or likely efficacy of the
specific measure to minimize adverse
impacts as planned, and
• The practicability of the measure
for applicant implementation, including
consideration of personnel safety,
practicality of implementation.
Based on our evaluation of these
proposed measures, NMFS has
preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable adverse impacts on marine
mammal species or stocks and their
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Proposed Monitoring Measures
In order to issue an ITA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking’’. The MMPA implementing
regulations at 50 CFR 216.104(a)(13)
indicate that requests for IHAs must
include the suggested means of
accomplishing the necessary monitoring
and reporting that will result in
increased knowledge of the species and
of the level of taking or impacts on
populations of marine mammals that are
expected to be present. The proposed
monitoring and reporting measures for
the Navy’s proposed SSTC training
exercises are provided below.
The SSTC Monitoring Program,
proposed by the Navy as part of its IHA
application, is focused on mitigation
based monitoring and presented more
fully in Appendix A of the Navy’s IHA
application. Main monitoring
techniques include use of civilian
scientists as marine mammal observers
during a sub-set of SSTC underwater
detonation events to validate the Navy’s
pre and post event mitigation
effectiveness, and observe marine
mammal reaction, or lack of reaction to
SSTC training events. Also, as stated in
the Proposed Mitigation section, the
Navy proposes to conduct an acoustic
monitoring project during the first field
deployment of the ELCAS to the SSTC.
The objective of this project under the
SSTC Monitoring Plan would be to
empirically measure site-specific
ELCAS underwater sound propagation
at SSTC, with the goal of refining future
marine mammal exposure estimates.
Monitoring methods proposed for the
SSTC training exercise include:
• Marine Mammal Observers (MMO)
at SSTC underwater detonations.
• ELCAS underwater propagation
monitoring project.
• Leverage aerial monitoring from
other Navy-funded monitoring.
MMOs will be field-experienced
observers that are either Navy biologists
or contracted marine biologists. These
civilian MMOs will be placed either
alongside existing Navy SSTC operators
during a sub-set of training events, or on
a separate small boat viewing platform.
Use of MMOs will verify Navy
mitigation efforts within the SSTC, offer
an opportunity for more detailed species
identification, provide an opportunity to
bring animal protection awareness to
Navy personnel at SSTC, and provide
the opportunity for an experienced
biologist to collect data on marine
mammal behavior. Data collected by the
MMOs is anticipated to integrate with a
Navy-wide effort to assess Navy training
impacts on marine mammals (DoN
2009). Events selected for MMO
participation will be an appropriate fit
in terms of security, safety, logistics,
and compatibility with Navy
underwater detonation training.
MMOs will collect the same data
currently being collected for more
elaborate offshore ship-based
observations including but not limited
to:
(1) Location of sighting;
(2) Species;
(3) Number of individuals;
(4) Number of calves present;
(5) Duration of sighting;
(6) Behavior of marine animals
sighted;
(7) Direction of travel;
(8) Environmental information
associated with sighting event including
Beaufort sea state, wave height, swell
direction, wind direction, wind speed,
glare, percentage of glare, percentage of
cloud cover; and
(9) When in relation to Navy training
did the sighting occur [before, during or
after the detonation(s)].
The MMOs will not be part of the
Navy’s formal reporting chain of
command during their data collection
efforts. Exceptions will be made if a
marine mammal is observed by the
MMO within the SSTC specific
mitigation zones the Navy has formally
proposed to the NMFS. The MMO will
inform any Navy operator of the sighting
so that appropriate action may be taken
by the Navy trainees.
I. Marine Mammal Observer at a Sub-Set
of SSTC Underwater Detonations
Civilian scientists acting as MMOs
will be used to observe a sub-set of the
SSTC underwater detonation events.
The goal of MMOs is two-fold. One, to
validate the suite of SSTC specific
mitigation measures applicable to a subset of SSTC training events, and to
observe marine mammal behavior in the
vicinity of SSTC training events.
II. Leverage From Existing Navy-Funded
Marine Mammal Research
The Navy will report results obtained
annually from the Southern California
Range Complex Monitoring Plan (DoN
2009) for areas pertinent to the SSTC. In
the Navy’s 2011 Letter of Authorization
renewal application and subsequent
Year 3 Southern California Monitoring
Plan (DoN 2010), a new study area for
aerial visual survey was created. This
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
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Measures
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64291
area would start at the shoreline of the
oceanside Boat Lanes at SSTC and
extend seaward to approximately 10 nm
offshore. The goal of these aerial visual
surveys is to document marine mammal
occurrence within a given sub-area off
Southern California. Significant surface
area can be covered by a survey aircraft
flying at 800 to 1,000 feet for
approximately five hours. The use of
both airplanes and helicopters as aerial
platforms will be considered for the
survey area off SSTC. Both aircraft type,
in particular the helicopter, provide
excellent platforms for documenting
marine mammal behaviors and through
digital photography and digital video.
Reporting Measures
In order to issue an ITA for an
activity, section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
‘‘requirements pertaining to the
monitoring and reporting of such
taking.’’ Effective reporting is critical
both to compliance as well as ensuring
that the most value is obtained from the
required monitoring.
I. General Notification of Injured or
Dead Marine Mammals
Navy personnel will ensure that
NMFS (regional stranding coordinator)
is notified immediately (or as soon as
clearance procedures allow) if an
injured or dead marine mammal is
found during or shortly after, and in the
vicinity of, any Navy training exercises
involving underwater detonations or
pile driving. The Navy will provide
NMFS with species or description of the
animal(s), the condition of the animal(s)
(including carcass condition if the
animal is dead), location, time of first
discovery, observed behaviors (if alive),
and photo or video (if available).
II. Final Report
The Navy will submit a final report to
the Office of Protected Resources,
NMFS, no later than 90 days after the
expiration of the LOA. The report will,
at a minimum, includes the following
marine mammal sighting information:
(1) Location of sighting;
(2) Species;
(3) Number of individuals;
(4) Number of calves present;
(5) Duration of sighting;
(6) Behavior of marine animals
sighted;
(7) Direction of travel;
(8) Environmental information
associated with sighting event including
Beaufort sea state, wave height, swell
direction, wind direction, wind speed,
glare, percentage of glare, percentage of
cloud cover; and
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(9) When in relation to Navy training
did the sighting occur [before, during or
after the detonation(s)].
In addition, the Navy would provide
the information described below for all
of its underwater detonation events and
ELCAS events under the IHA, if issued.
The information includes: (1) Total
number of each type of underwater
detonation events (of these listed in
Table 2 of this document) conducted at
the SSTC, and (2) total number of piles
driven and extracted during the ELCAS
exercise.
The Navy will submit to NMFS a draft
report as described above and will
respond to NMFS comments within 3
months of receipt. The report will be
considered final after the Navy has
addressed NMFS’ comments, or three
months after the submittal of the draft
if NMFS does not comment by then.
Estimated Take by Incidental
Harassment
Estimated Marine Mammal Exposures
From SSTC Underwater Detonations
The quantitative exposure modeling
methodology estimated numbers of
individuals exposed to the effects of
underwater detonations exceeding the
thresholds used, as if no mitigation
measures were employed.
All estimated exposures are seasonal
averages (mean) plus one standard
deviation using 1⁄2 of the yearly training
tempo to represent each season. Taking
this approach was an effort to be
conservative (i.e., allow for an
overestimate of exposure) when
estimating exposures typical of training
during a single year.
Table 5 shows number of annual
predicted exposures by species for all
underwater detonation training within
the SSTC. As stated previously, only
events with sequential detonations were
examined for non-TTS behavior
disruption.
TABLE 5—SSTC MODELED ESTIMATES OF SPECIES EXPOSED TO UNDERWATER DETONATIONS WITHOUT IMPLEMENTATION
OF MITIGATION MEASURES
Annual Marine Mammal Exposure (All Sources)
Level B Behavior
(Multiple Successive Explosive
Events Only)
Level B TTS
Level A
177 dB re 1
μPa
182 dB re 1
μPa2-s/23 psi
205 dB re 1
μPa2-s/13.0 psims
..............................
0
..............................
0
..............................
0
..............................
0
30
40
43
55
0
0
0
0
4
40
4
51
0
0
0
0
0
0
0
0
0
0
0
0
114
153
0
0
Species
Gray Whale
Warm ................................................................................
Cold ..................................................................................
Bottlenose Dolphin
Warm ................................................................................
Cold ..................................................................................
California Sea Lion
Warm ................................................................................
Cold ..................................................................................
Harbor Seal
Warm ................................................................................
Cold ..................................................................................
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Total Annual Exposures ............................................
In summary, for all underwater
detonations, the Navy’s impact model
predicted that no mortality and/or Level
A harassment (injury) would occur to
marine mammal species and stocks
within the proposed action area.
For non-sequential (i.e., single
detonation) training events, the Navy’s
impact model predicted a total of 153
annual exposures that could result in
Level B harassment (TTS), which
include 98 annual exposures to
bottlenose dolphins and 55 annual
exposures to California sea lions.
For sequential (Multiple Successive
Explosive events) training events, the
Navy’s impact model predicted a total of
114 annual exposures that could result
in Level B behavioral harassment,
which include 70 annual exposures to
bottlenose dolphins and 44 annual
exposures to California sea lions.
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Estimated Marine Mammal Exposures
From ELCAS Pile Driving and Removal
I. Pile Driving
Using the marine mammal densities
presented in the Navy’s IHA
application, the number of animals
exposed to annual Level B harassment
from ELCAS pile driving can be
estimated:
Exposures per event = ZOI × (warm
season marine mammal density + cold
season marine mammal density), with
ZOI = π × R2, where R is the radius of
the ZOI.
Area of Exposures per year =
(Exposures per event × number of days
of pile driving)/year.
Pile driving is estimated to occur 10
days per ELCAS training event, with up
to four training exercises being
conducted per year (40 days per year).
Based on the assessments conducted,
using the methodology discussed
previously, and without consideration
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of current mitigation measures, ELCAS
pile driving is predicted to result in no
Level A Harassments to any marine
mammal (received SPL of 190 dBrms for
pinnipeds and 180 dBrms re 1 μPa for
cetacean, respectively) but 40 bottlenose
dolphins and 20 California sea lions by
Level B behavioral harassment (Table 6).
II. Pile Removal
Using the marine mammal densities
presented in the Navy’s IHA
application, the number of animals
exposed to annual Level B harassment
from ELCAS pile driving can be
estimated:
Exposures per event = ZOI × (warm
season marine mammal density +
cold season marine mammal
density), with ZOI = π × R2, where
R is the radius of the ZOI.
Area of Exposures per year = (Exposures
per event × number of days of pile
removal)/year.
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Pile removal is estimated to occur 3
days per ELCAS training event, with up
to four training exercises being
conducted per year (12 days per year).
Based on the assessments conducted,
using the methodology discussed
previously, and without consideration
of current mitigation measures, ELCAS
pile driving is predicted to result in no
Level A Harassments to any marine
mammal (received SPL of 190 dBrms for
pinnipeds and 180 dBrms re 1 μPa for
cetacean, respectively) but in Level B
behavioral harassment of 168 bottlenose
dolphins, 102 California sea lions, 12
harbor seals, and 6 gray whales (Table
6).
TABLE 6—EXPOSURE ESTIMATES FROM ELCAS PILE DRIVING AND REMOVAL PRIOR TO IMPLEMENTATION OF MITIGATION
MEASURES
Annual Marine Mammal Exposure (All Sources)
Level B
Behavior
(Non-Impulse)
120 dB rms re
1 μPa
Species
Gray Whale:
Installation .................................................................................................
Removal ....................................................................................................
Bottlenose Dolphin:
Installation .................................................................................................
Removal ....................................................................................................
California Sea Lion:
Installation .................................................................................................
Removal ....................................................................................................
Harbor Seal:
Installation .................................................................................................
Removal ....................................................................................................
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Total Annual Exposures ....................................................................
Potential Impacts to Marine Mammal
Habitat
The proposed training activities at
SSTC will not result in any permanent
impact on habitats used by marine
mammals, and potentially short-term to
minimum impact to the food sources
such as forage fish. There are no known
haul-out sites, foraging hotspots, or
other ocean bottom structures of
significant biological importance to
harbor seals, California sea lions, or
bottlenose dolphins within SSTC.
Therefore, the main impact associated
with the proposed activity will be
temporarily elevated noise levels and
the associated direct effects on marine
mammals, as discussed previously.
The primary source of effects to
marine mammal habitat is exposures
resulting from underwater detonation
training and ELCAS pile driving and
removal training events. Other sources
that may affect marine mammal habitat
include changes in transiting vessels,
vessel strike, turbidity, and introduction
of fuel, debris, ordnance, and chemical
residues. However, each of these
components was addressed in the SSTC
Environmental Impact Statement (EIS)
and it is the Navy’s assertion that there
would be no likely impacts to marine
mammal habitats from these training
events.
The most likely impact to marine
mammal habitat occurs from
underwater detonation and pile driving
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Level A
(Cetacean)
120 dB rms re
1 μPa
Level A
(Pinniped)
120 dB rms re
1 μPa
N/A
6
0
N/A
0
0
0
0
N/A
168
40
N/A
0
0
0
0
N/A
102
20
N/A
0
0
0
0
N/A
12
0
N/A
0
0
0
0
288
60
0
0
and removal effects on likely marine
mammal prey (i.e., fish) within SSTC.
There are currently no wellestablished thresholds for estimating
effects to fish from explosives other than
mortality models. Fish that are located
in the water column, in proximity to the
source of detonation could be injured,
killed, or disturbed by the impulsive
sound and could leave the area
temporarily. Continental Shelf Inc.
(2004) summarized a few studies
conducted to determine effects
associated with removal of offshore
structures (e.g., oil rigs) in the Gulf of
Mexico. Their findings revealed that at
very close range, underwater explosions
are lethal to most fish species regardless
of size, shape, or internal anatomy. In
most situations, cause of death in fish
has been massive organ and tissue
damage and internal bleeding. At longer
range, species with gas-filled
swimbladders (e.g., snapper, cod, and
striped bass) are more susceptible than
those without swimbladders (e.g.,
flounders, eels).
Studies also suggest that larger fish
are generally less susceptible to death or
injury than small fish. Moreover,
elongated forms that are round in cross
section are less at risk than deep-bodied
forms. Orientation of fish relative to the
shock wave may also affect the extent of
injury. Open water pelagic fish (e.g.,
mackerel) seem to be less affected than
reef fishes. The results of most studies
PO 00000
Level B
Behavior
(Impulse)
120 dB rms re
1 μPa
are dependent upon specific biological,
environmental, explosive, and data
recording factors.
The huge variation in fish
populations, including numbers,
species, sizes, and orientation and range
from the detonation point, makes it very
difficult to accurately predict mortalities
at any specific site of detonation. All
underwater detonations are of small
scale (under 29 lbs NEW), and the
proposed training exercises would be
conducted in several areas within the
large SSTC Study Area over the seasons
during the year. Most fish species
experience a large number of natural
mortalities, especially during early lifestages, and any small level of mortality
caused by the SSTC training exercises
involving explosives will likely be
insignificant to the population as a
whole.
Therefore, potential impacts to marine
mammal food resources within the
SSTC are expected to be minimal given
both the very geographic and spatially
limited scope of most Navy at-sea
activities including underwater
detonations, and the high biological
productivity of these resources. No short
or long term effects to marine mammal
food resources from Navy activities are
anticipated within the SSTC Study
Area.
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Subsistence Harvest of Marine
Mammals
NMFS has preliminarily determined
that the Navy’s proposed training
activities at the SSTC would not have an
unmitigable adverse impact on the
availability of the affected species or
stocks for subsistence use since there
are no such uses in the specified area.
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Negligible Impact and Small Numbers
Analysis and Determination
Pursuant to NMFS’ regulations
implementing the MMPA, an applicant
is required to estimate the number of
animals that will be ‘‘taken’’ by the
specified activities (i.e., takes by
harassment only, or takes by
harassment, injury, and/or death). This
estimate informs the analysis that NMFS
must perform to determine whether the
activity will have a ‘‘negligible impact’’
on the species or stock. Level B
(behavioral) harassment occurs at the
level of the individual(s) and does not
assume any resulting population-level
consequences, though there are known
avenues through which behavioral
disturbance of individuals can result in
population-level effects. A negligible
impact finding is based on the lack of
likely adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of Level B harassment takes alone is not
enough information on which to base an
impact determination.
In addition to considering estimates of
the number of marine mammals that
might be ‘‘taken’’ through behavioral
harassment, NMFS considers other
factors, such as the likely nature of any
responses (their intensity, duration,
etc.), the context of any responses
(critical reproductive time or location,
migration, etc.), as well as the number
and nature of estimated Level A takes,
the number of estimated mortalities, and
effects on habitat.
The Navy’s specified activities have
been described based on best estimates
of the planned training exercises at
SSTC action area. Some of the noises
that would be generated as a result of
the proposed underwater detonation
and ELCAS pile driving activities, are
high intensity. However, the explosives
that the Navy plans to use in the
proposed SSTC action area are all small
detonators under 29 lbs NEW, which
result in relatively small ZOIs. In
addition, the locations where the
proposed training activities are planned
are shallow water areas which would
effectively contain the spreading of
explosive energy within the bottom
boundary. Taking the above into
account, along with the fact that NMFS
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anticipates no mortalities and injuries to
result from the action, the fact that there
are no specific areas of reproductive
importance for marine mammals
recognized within the SSTC area, the
sections discussed below, and
dependent upon the implementation of
the proposed mitigation measures,
NMFS has determined that Navy
training exercises utilizing underwater
detonations and ELCAS pile driving and
removal will have a negligible impact
on the affected marine mammal species
and stocks present in the SSTC Study
Area.
NMFS’ analysis of potential
behavioral harassment, temporary
threshold shifts, permanent threshold
shifts, injury, and mortality to marine
mammals as a result of the SSTC
training activities was provided earlier
in this document and is analyzed in
more detail below.
Behavioral Harassment
As discussed earlier, the Navy’s
proposed SSTC training activities would
use small underwater explosives with
maximum NEW of 29 lbs 16 events per
year in areas of small ZOIs that would
mostly eliminate the likelihood of
mortality and injury to marine
mammals. In addition, these detonation
events are widely dispersed in several
designated sites within the SSTC Study
Area. The probability that detonation
events will overlap in time and space
with marine mammals is low,
particularly given the densities of
marine mammals in the vicinity of
SSTC Study Area and the
implementation of monitoring and
mitigation measures. Moreover, NMFS
does not expect animals to experience
repeat exposures to the same sound
source as animals will likely move away
from the source after being exposed. In
addition, these isolated exposures,
when received at distances of Level B
behavioral harassment (i.e., 177 dB re 1
μPa2-s), are expected to cause brief
startle reactions or short-term behavioral
modification by the animals. These brief
reactions and behavioral changes are
expected to disappear when the
exposures cease. Therefore, these levels
of received impulse noise from
detonation are not expected to affect
annual rates or recruitment or survival.
In addition, ELCAS events planned at
SSTC would employ relatively small
hammers for impact and vibratory pile
driving and removal, with extremely
small safety radii for 180 dB (46 yards
for impact pile driving and 1 yard for
vibratory pile removal) and 190 dB (11
yards for impact pile driving and < 1
yard for vibratory pile removal) zones.
Therefore, it is highly unlikely that any
PO 00000
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marine mammals would occur in such
close proximity to the pile driving site.
TTS
NMFS and the Navy have estimated
that individuals of some species of
marine mammals may sustain some
level of temporary threshold shift TTS
from underwater detonations. TTS can
last from a few minutes to days, be of
varying degree, and occur across various
frequency bandwidths. The TTS
sustained by an animal is primarily
classified by three characteristics:
• Frequency—Available data (of midfrequency hearing specialists exposed to
mid to high frequency sounds—Southall
et al. 2007) suggest that most TTS
occurs in the frequency range of the
source up to one octave higher than the
source (with the maximum TTS at 1⁄2
octave above).
• Degree of the shift (i.e., how many
dB is the sensitivity of the hearing
reduced by)—Generally, both the degree
of TTS and the duration of TTS will be
greater if the marine mammal is exposed
to a higher level of energy (which would
occur when the peak dB level is higher
or the duration is longer). Since the
impulse from detonation is extremely
brief, an animal would have to approach
very close to the detonation site to
increase the received SEL. The
threshold for the onset of TTS for
detonations is a dual criteria: 182 dB re
1 μPa2-s or 23 psi, which might be
received at distances from 20–470 yards
from the centers of detonation based on
the types of NEW involved to receive
the SEL that causes TTS compared to
similar source level with longer
durations (such as sonar signals).
• Duration of TTS (Recovery time)—
Of all TTS laboratory studies, some
using exposures of almost an hour in
duration or up to SEL at 217 dB re 1
μPa2-s, almost all recovered within 1
day (or less, often in minutes), though
in one study (Finneran et al. 2007),
recovery took 4 days.
Although the degree of TTS depends
on the received noise levels and
exposure time, all studies show that
TTS is reversible and animals’
sensitivity is expected to recover fully
in minutes to hours based on the fact
that the proposed underwater
detonations are small in scale and
isolated. Therefore, NMFS expects that
TTS would not affect annual rates of
recruitment or survival.
Acoustic Masking or Communication
Impairment
As discussed above, it is also possible
that anthropogenic sound could result
in masking of marine mammal
communication and navigation signals.
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However, masking only occurs during
the time of the signal (and potential
secondary arrivals of indirect rays),
versus TTS, which occurs continuously
for its duration. Impulse sounds from
underwater detonation and pile driving
are brief and the majority of most
animals’ vocalizations would not be
masked. Although impulse noises such
as those from underwater explosives
and impact pile driving tend to decay at
distance, and thus become non-impulse,
give the area of extremely shallow water
(which effectively attenuates low
frequency sound of these impulses) and
the small NEW of explosives, the SPLs
at these distances are expected to be
barely above ambient level. Therefore,
masking effects from underwater
detonation are expected to be minimal
and unlikely. If masking or
communication impairment were to
occur briefly, it would be in the
frequency ranges below 100 Hz, which
overlaps with some mysticete
vocalizations; however, it would likely
not mask the entirety of any particular
vocalization or communication series
because of the short impulse.
PTS, Injury, or Mortality
The modeling for take estimates show
that no marine mammal would be taken
by Level A harassment (injury, PTS
included) or mortality due to the low
power of the underwater detonation and
the small ZOIs.
Based on these assessments, NMFS
determined that approximately 6 gray
whales, 221 California sea lions, 12
harbor seals, and 323 bottlenose
dolphins could be affected by Level B
harassment (TTS and sub-TTS) as a
result of the proposed SSTC training
activities. These numbers represent
approximately 0.02%, 0.93%, and
0.06% of gray whales (eastern North
Pacific stock), California sea lions (U.S.
Stock), and harbor seal (California
stock), respectively in the vicinity of the
proposed SSTC Study Area (calculation
based on NMFS 2009 U.S. Pacific
Marine Mammal Stock Assessment;
Carretta et al. 2010). However, the
estimated take of California coastal
stock of bottlenose dolphin indicates
that the entire population (100%) could
be affected as the result of the Navy’s
proposed SSTC training activities.
Given the fact that these annual takes
are spread over the entire year, and that
on average each individual bottlenose
dolphin would be exposed once to
received levels that could cause Level B
harassment in a year, NMFS does not
believe such adverse effects would be
biologically significant as to affect the
growth, survivor, and reproduction of
this stock.
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Additionally, as discussed previously,
the aforementioned take estimates do
not account for the implementation of
mitigation measures. With the
implementation of mitigation and
monitoring measures, NMFS expects
that the takes would be reduced further.
Coupled with the fact that these impacts
will likely not occur in areas and times
critical to reproduction, NMFS has
preliminarily determined that the total
taking incidental to the Navy’s proposed
SSTC training activities would have a
negligible impact on the marine
mammal species and stocks present in
the SSTC Study Area.
Endangered Species Act (ESA)
No marine mammal species are listed
as endangered or threatened under the
ESA with confirmed or possible
occurrence in the study area. Therefore,
section 7 consultation under the ESA for
NMFS’s proposed issuance of an MMPA
authorization is not warranted.
National Environmental Policy Act
(NEPA)
The Navy is preparing an
Environmental Impact Statement (EIS)
for the proposed SSTC training
activities. A draft EIS was released in
July 2010 and it is available at https://
www.silverstrandtraining
complexeis.com/EIS.aspx/. NMFS is a
cooperating agency (as defined by the
Council on Environmental Quality (40
CFR 1501.6)) in the preparation of the
EIS. NMFS has reviewed the Draft EIS
and will be working with the Navy on
the Final EIS (FEIS).
NMFS intends to adopt the Navy’s
FEIS, if adequate and appropriate, and
we believe that the Navy’s FEIS will
allow NMFS to meet its responsibilities
under NEPA for the issuance of the IHA
for training activities in the SSTC Study
Area. If the Navy’s FEIS is not adequate,
NMFS will supplement the existing
analysis and documents to ensure that
we comply with NEPA prior to the
issuance of the IHA.
Dated: October 14, 2010.
James H. Lecky,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2010–26286 Filed 10–18–10; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF EDUCATION
Notice of Submission for OMB Review
Department of Education.
Comment Request.
AGENCY:
ACTION:
The Director, Information
Collection Clearance Division,
SUMMARY:
PO 00000
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64295
Regulatory Information Management
Services, Office of Management invites
comments on the submission for OMB
review as required by the Paperwork
Reduction Act of 1995 (Pub. L. 104–13).
DATES: Interested persons are invited to
submit comments on or before
November 18, 2010.
ADDRESSES: Written comments should
be addressed to the Office of
Information and Regulatory Affairs,
Attention: Education Desk Officer,
Office of Management and Budget, 725
17th Street, NW., Room 10222, New
Executive Office Building, Washington,
DC 20503, be faxed to (202) 395–5806 or
e-mailed to
oira_submission@omb.eop.gov with a
cc: To ICDocketMgr@ed.gov. Please note
that written comments received in
response to this notice will be
considered public records.
SUPPLEMENTARY INFORMATION: Section
3506 of the Paperwork Reduction Act of
1995 (44 U.S.C. Chapter 35) requires
that the Office of Management and
Budget (OMB) provide interested
Federal agencies and the public an early
opportunity to comment on information
collection requests. The OMB is
particularly interested in comments
which: (1) Evaluate whether the
proposed collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information will have
practical utility; (2) Evaluate the
accuracy of the agency’s estimate of the
burden of the proposed collection of
information, including the validity of
the methodology and assumptions used;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and (4) Minimize the burden
of the collection of information on those
who are to respond, including through
the use of appropriate automated,
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
Dated: October 13, 2010.
Darrin A. King,
Director, Information Collection Clearance
Division, Regulatory Information
Management Services, Office of Management.
Institute of Education Sciences
Type of Review: Reinstatement.
Title of Collection: Schools and
Staffing Survey (SASS 2011/12)
Preliminary Field Activities 2010/11.
OMB Control Number: 1850–0598.
Agency Form Number(s): N/A.
Frequency of Responses: One time.
Affected Public: Businesses or other
for-profit; Not-for-profit institutions;
State, Local, or Tribal Government, State
E:\FR\FM\19OCN1.SGM
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Agencies
[Federal Register Volume 75, Number 201 (Tuesday, October 19, 2010)]
[Notices]
[Pages 64276-64295]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-26286]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XZ14
Takes of Marine Mammals Incidental to Specified Activities; Navy
Training Conducted at the Silver Strand Training Complex, San Diego Bay
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received an application from the U.S. Navy (Navy) for
an Incidental Harassment Authorization (IHA) to take marine mammals, by
harassment, incidental to conducting training exercises at the Silver
Strand Training Complex (SSTC)
[[Page 64277]]
in the vicinity of San Diego Bay, California. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS is requesting comments on its
proposal to issue an IHA to the Navy to incidentally harass, by Level B
Harassment only, four species of marine mammals during the specified
activity.
DATES: Comments and information must be received no later than November
18, 2010.
ADDRESSES: Comments on the application should be addressed to Michael
Payne, Chief, Permits, Conservation and Education Division, Office of
Protected Resources, National Marine Fisheries Service, 1315 East-West
Highway, Silver Spring, MD 20910-3225. The mailbox address for
providing e-mail comments is 0648-XZ14@noaa.gov. NMFS is not
responsible for e-mail comments sent to addresses other than the one
provided here. Comments sent via e-mail, including all attachments,
must not exceed a 10-megabyte file size.
Instructions: All comments received are a part of the public record
and will generally be posted to https://www.nmfs.noaa.gov/pr/permits/incidental.htm without change. All Personal Identifying Information
(for example, name, address, etc.) voluntarily submitted by the
commenter may be publicly accessible. Do not submit Confidential
Business Information or otherwise sensitive or protected information.
A copy of the application containing a list of the references used
in this document may be obtained by writing to the address specified
above, telephoning the contact listed below (see FOR FURTHER
INFORMATION CONTACT), or visiting the Internet at: https://www.nmfs.noaa.gov/pr/permits/incidental.htm. Documents cited in this
notice may also be viewed, by appointment, during regular business
hours, at the aforementioned address.
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 713-2289, ext 137.
SUPPLEMENTARY INFORMATION:
Background
Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.)
direct the Secretary of Commerce (Secretary) to allow, upon request,
the incidental, but not intentional taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) if certain findings are made and regulations are
issued or, if the taking is limited to harassment, notice of a proposed
authorization is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s), will not have an unmitigable adverse impact on the
availability of the species or stock(s) for subsistence uses (where
relevant), and if the permissible methods of taking and requirements
pertaining to the mitigation, monitoring and reporting of such taking
are set forth. NMFS has defined ``negligible impact'' in 50 CFR 216.103
as: `` * * * an impact resulting from the specified activity that
cannot be reasonably expected to, and is not reasonably likely to,
adversely affect the species or stock through effects on annual rates
of recruitment or survival.''
The National Defense Authorization Act of 2004 (NDAA) (Pub. L. 108-
136) removed the ``small numbers'' and ``specified geographical
region'' limitations and amended the definition of ``harassment'' as it
applies to a ``military readiness activity'' to read as follows
(Section 3(18)(B) of the MMPA):
(i) Any act that injures or has the significant potential to injure
a marine mammal or marine mammal stock in the wild [Level A
Harassment]; or
(ii) Any act that disturbs or is likely to disturb a marine mammal
or marine mammal stock in the wild by causing disruption of natural
behavioral patterns, including, but not limited to, migration,
surfacing, nursing, breeding, feeding, or sheltering, to a point where
such behavioral patterns are abandoned or significantly altered [Level
B Harassment].
Section 101(a)(5)(D) of the MMPA established an expedited process
by which citizens of the United States can apply for an authorization
to incidentally take small numbers of marine mammals by harassment.
Section 101(a)(5)(D) establishes a 45-day time limit for NMFS review of
an application followed by a 30-day public notice and comment period on
any proposed authorizations for the incidental harassment of marine
mammals. Within 45 days of the close of the comment period, NMFS must
either issue or deny the authorization.
Summary of Request
NMFS received an application on March 3, 2010, from the Navy for
the taking, by harassment, of marine mammals incidental to conducting
training exercises at the Navy's Silver Strand Training Complex (SSTC)
in the vicinity of San Diego Bay, California, starting late November
2010. After addressing comments from NMFS, the Navy modified its
application and submitted a revised application on September 13, 2010.
The September 13, 2010, application is the one available for public
comment (see ADDRESSES) and considered by NMFS for this proposed IHA.
Description of the Specific Activity
The Navy has been training and operating in the SSTC for over 60
years. The land, air, and sea spaces of the SSTC have provided, and
continue to provide, a safe and realistic training environment for
naval forces charged with defense of the Nation. The SSTC, Figure 1-1
of the Navy's IHA application, is located south of the City of
Coronado, California and north of the City of Imperial Beach,
California. It is composed of ocean and bay training lanes, adjacent
beach training areas, ocean anchorages, and inland training areas. To
facilitate range management and scheduling, SSTC is divided into
numerous training sub-areas (Figure 1-1 of the Navy's IHA application).
In-water training sub-areas include: The ocean side of the SSTC divided
into two non-contiguous areas, SSTC-NORTH (Boat Lanes 1-10) and SSTC-
SOUTH (Boat Lanes 11-14); SSTC-NORTH also includes south San Diego Bay
in-water training areas, designated Alpha through Hotel and the Lilly
Ann Drop Zone.
The Navy's mission is to maintain, train, and equip combat-ready
naval forces capable of winning wars, deterring aggression, and
maintaining freedom of the seas. Title 10, U.S. Code Section 5062
directs the Chief of Naval Operations to train all naval forces for
combat. The Chief of Naval Operations meets that direction, in part, by
conducting littoral training exercises and ensuring naval forces have
access to ranges where they can develop and maintain skills for wartime
missions. The Navy is proposing the following at SSTC: Continue current
training, increase training tempo and types of training, conduct
existing routine training at additional locations within SSTC
established training areas, construct a demolition pit on inland
training areas, and increase access availability of existing beach and
inland training areas.
The Navy has conducted a review of its continuing and proposed
training conducted at SSTC to determine whether there is a potential
for harassment of marine mammals. The following discussion describes
the underwater detonation training and pile driving conducted at SSTC.
Other training events conducted at SSTC, which are not anticipated to
rise to the level of harassment to marine mammals
[[Page 64278]]
as defined under the MMPA, are more completely described in the SSTC
Draft Environmental Impact Statement.
Underwater Detonations
Underwater detonations are conducted by Explosive Ordnance Disposal
(EOD) units, Naval Special Warfare (NSW) units, MH-60S Mine
Countermeasure helicopter squadrons, and Mobile Diving and Salvage
units at the SSTC. The training provides Navy personnel with hands-on
experience with the design, deployment, and detonation of underwater
clearance devices of the general type and size that they are required
to understand and utilize in combat. EOD groups conduct most of the
underwater detonation training at SSTC as part of their training in the
detection, avoidance, and neutralization of mines to protect Navy ships
and submarines, and offensive mine laying in naval operations.
For safety reasons, underwater detonation training only occurs
during daylight and can only be conducted in sea-states of up to
Beaufort 3 (presence of large wavelets, crests beginning to break,
presence of glassy foam, and/or perhaps scattered whitecaps). Table 1
describes the types of underwater detonation training events conducted
within the SSTC.
Table 1--Detailed Descriptions of SSTC Underwater Detonation Training
Events
------------------------------------------------------------------------
Training duration/event Description
------------------------------------------------------------------------
Shock Wave Action Generator SWAG is a tool used by Explosive Ordnance
(SWAG). Disposal (EOD) to disarm enemy limpet
1 day........................ mines which have been attached to the
hull of a ship. The SWAG is composed of
a cylindrical steel tube, 3 inches long
and 1 inch wide, containing
approximately 0.033 lbs of explosives.
The single explosive charge is highly
focused. For SWAG training, a metal
sheet containing an inert mine is
lowered from the side of a small vessel,
or small boat. Divers place a single
SWAG on the mine that is located mid-
water column, within water depths of 10-
20 feet. A bag is placed over the mine
to catch falling debris.
Mine Counter Measure......... Events are performed from a small craft
1 day........................ to locate and identify suspected
ordnance either at mid-column or on the
sea floor at a water depth of <= 72
feet. A detachment dives to locate the
suspected ordnance. Once located, a
single explosive charge (10-20 lbs NEW)
is placed next to the ordnance to
neutralize it. The neutralized mine is
then raised, towed to shore, and
beached.
Floating Mine................ Personnel are inserted into the ocean via
1 day........................ helicopter or 24-foot vessel, swim to
the floating mine in water depths of
less than 72 feet, and place a single
explosive countercharge (less than 5 lbs
NEW) on the mine. The team retreats a
safe distance prior to command
detonation of a single countercharge.
Dive Platoon................. Divers are inserted into the ocean via
1 day........................ helicopter or 24-foot vessel, dive to
depths of 30-72 feet and detonate
sequential charges on an inert mine
shape placed on the bottom with 3.5 lbs
NEW.
Very Shallow Water Mine Locating, identifying, and neutralizing
Counter Measure. mines (placing explosives on mines for
1 day........................ the purposes of destroying them) placed
either mid-column or on the sea floor at
a water depth of <= 24 feet (10-20 lbs
NEW). Use of explosives will occur
during approximately 60% of training
events and will ONLY occur in the SSTC
oceanside Boat Lanes. All in-Bay
training (40%) will not use any
explosives. Personnel are transported to
a location in one to two RHIBs and place
transponders into the water. The
transponders hover over the bottom to
provide divers with shallow-water
navigation instruction.
Unmanned Underwater Vehicle Training on use of UUVs. One to two RHIBs
(UUV). are used to transport personnel to a
1 day........................ site. Two transponders are placed in the
water, with an UUV between them. UUVs
explore the area, photograph, and
collect hydrographic information. After
analysis is complete, appropriate Navy
marine mammals are dispatched to
localize and mark potential objects,
followed by divers who clear the area of
identified hazards. Approximately 3% of
events involve placing a single 10-15
lbs NEW charge in water depths from 10
to 72 feet on the oceanside of SSTC-
NORTH (on the bottom or up to 20 feet
from the surface) to neutralize a
simulated mine. Use and detonation of
explosives will only occur in the SSTC
oceanside Boat Lanes 1-14. Bayside UUV
use in the Bay will be for operator
training and not contain explosives.
MK8 Marine Mammal/Marine Navy divers work with the help of the
Mammal Systems (MMS). Navy's trained marine mammals to detect
1 day........................ underwater objects. Approximately 10% of
training involves the setting of a 13-
or 29 lbs NEW charge to detonate the
objects. Sequential detonations operate
at water depths of 10 to 72 feet and are
bottom laid. Single charges are laid
within water depths of 24 to 72 feet, 20
feet from the surface or below. Use of
explosives will only occur in the SSTC
oceanside Boat Lanes 1-14.
Mine Neutralization.......... Personnel are inserted via helicopter or
vessel for underwater demolition
training consisting of eight sequential
charges placed on the sea floor using
3.5 lbs NEW explosive charges on various
inert mine shapes in water depths of 30
to 72 feet to maintain qualifications.
Surf Zone Test Detachment To support clearance capability in the
Equipment T&E. surf zone (out to 10 feet of water), EOD
1 day........................ would test and evaluate the
effectiveness of new detection and
neutralization equipment (i.e.,
generally explosive counter-techniques
to safely disarm/render safe mines) in
surf conditions. Use of explosives will
occur during 1% of training events (0.1
to 20 lbs NEW) and will only occur in
the SSTC oceanside Boat Lanes 1-14.
Unmanned Underwater Vehicle Training consists of placing 2 sequential
Neutralization. charges consisting of a Seafox (3.3 lbs)
1 day........................ or Archerfish (3.57 lbs) charge placed
from depths of 10 feet to the bottom in
water depth less than 72 feet.
Airborne Mine Neutralization The training would involve an MH-60S
System (AMNS). helicopter deploying an AMNS underwater
1 day........................ vehicle into the water that searches
for, locates, and destroys mines. The
vehicle is self-propelled and unmanned.
Approximately 20% of the training would
involve the AMNS being remotely
detonated (3.5 lbs NEW) when it
encounters a simulated (inert) mine
shape.
Naval Special Warfare Demolition Requalifications and Training
Underwater Demolition provides teams with experience in
Qualification/Certification. underwater detonations by conducting
1 day........................ detonations on metal plates near the
shoreline. At water depths of 10 to 72
feet two sequential 12.5-13.75 lbs NEW
charges are placed on the bottom or a
single 25.5 lbs charge is placed from a
depth of 20 feet to the bottom.
Naval Special Warfare Up to 40 persons participate in the
Underwater Demolition activity, which involves small groups
Training. swimming to shore from four inflatable
1 day........................ boats located approximately 1,000 yards
offshore; boats may be beached on shore.
A single charge of less than 10 lbs NEW
(if detonated on the bottom) or less
than 3.6 lbs NEW (if within five feet of
the surface) is manually detonated near
the shoreline in water less than 24 feet
deep.
[[Page 64279]]
SEAL Delivery Vehicle/ Designed to certify SDV Team operators
Advanced SEAL Delivery for deployment, events include direct
System Certification to action, reconnaissance, and/or counter-
Deploy. terrorism events. Training may include
14 days...................... navigation runs into and out of the San
Diego Bay, hydrographic reconnaissance,
over the beach (OBT) training, combat
swimmer, and underwater detonation
training. Based on training tempo,
multiple events could occur. Underwater
detonation events involve a single timed
charge of 10 lbs or less NEW in water
depths of 24 feet or less placed from
mid-water column to the seafloor that
may be conducted in coordination with
other training events. Use of explosives
will only occur in the SSTC oceanside
Boat Lanes 1-10. The whole Certification
process is a 14 day evolution, although
explosives would not be used every day.
------------------------------------------------------------------------
Table 2 shows the underwater detonation training event types
described above along with the net equivalent weight (NEW) for the
charges involved, water depth, and number of events per year. NEW is a
conversion that allows the comparison of different mixes of explosive
formulas. Since different explosive formulas may have different
explosive potentials, explosive potentials are often normalized and
expressed as compared to the equivalent explosive potential of TNT
(trinitrotoluene). While explosive NEW shown in Table 2 range from 0.03
lbs to 29 lbs, it should be noted that approximately 78% of the annual
underwater detonation training events at the SSTC would use explosive
weights less than 10 lbs (see Figure 2-2 of the Navy's IHA
application).
Table 2--SSTC Annual Underwater Explosive Events
--------------------------------------------------------------------------------------------------------------------------------------------------------
No. of
Underwater detonation training NEW (lbs) No. of sequential Water depth (feet) Charge depth training SSTC location
event detonations events/yr*
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shock wave action generator 0.033.............. 1/det.............. 10-20.............. Mid-water......... 74 SDB.**
(SWAG).
Shock wave action generator 0.033.............. 1/det.............. 10-20.............. Mid-water......... 16 Oceanside.
(SWAG).
Mine Counter Measure............ 10-20.............. 1/det.............. <= 72.............. Mid-water......... 29 Oceanside.
Mine Counter Measure............ 10-20.............. 1/det.............. <= 72.............. Bottom............ 29 Oceanside.
Floating Mine................... <= 5............... 1/det.............. <= 72.............. Surface (< 5 ft).. 53 Oecanside.
Dive Platoon.................... 3.5................ 1/det.............. 39-72.............. Bottom............ 8 Oceanside.
Very Shallow Water Mine Counter 0.1-20............. 1/det.............. <= 24.............. Bottom............ 60 Oceanside.
Measure.
Unmanned underwater vehicle..... 10-15.............. 1/det.............. 10-72.............. Bottom to 10 ft 4 Oceanside.
from surface.
Marine Mammal System............ 13 & 29............ 2/det.............. 10-72.............. Bottom............ 8 Oceanside.
Marine Mammal System Operator 13 & 29............ 1/det.............. 24-72.............. Bottom to 20 ft 8 Oceanside.
Course. from surface.
Mine Neutralization............. 3.5................ 8/det.............. 30-72.............. Bottom............ 4 Oceanside.
Surf Zone Testing and Evaluation to 20.............. 1/det.............. <= 24.............. Bottom............ 2 Oceanside.
Unmanned Underwater Vehicle 3.3 & 3.57......... 2/det.............. 10-72.............. Bottom to 10 ft 4 Oceanside.
Neutralization. from surface.
Airborne Mine Neutralization 3.53............... 1/det.............. 40-72.............. Mid-water to 10 Oceanside.
System. bottom.
Qualification/Certification..... 12.5-13.75......... 2/det.............. 10-72.............. Bottom............ 8 Oceanside.
Qualification/Certification..... 25.5............... 1/det.............. 40-72.............. Bottom to 20 ft 4 Oceanside.
from surface.
Naval Special Warfare Demolition <= 10.............. 1/det.............. <= 24.............. Bottom............ 4 Oceanside.
Training.
Naval Special Warfare Demolition <= 3.6............. 1/det.............. <= 24.............. Surface........... 8 Oceanside.
Training.
SEAL Delivery Vehicle/Advance <= 10.............. 1/det.............. <= 24.............. Bottom to mid- 40 Oceanside.
SEAL Delivery Vehicle. water.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* No. of training events is the total amount of underwater detonation training involving each particular Training Event Type. Most Training events are a
single detonation (i.e., 1/detonation) per event. However, four of these Training Event Types involve sequential charges during the same training
event. Sequential charges are either conducted with a 10-second delay between detonations or 30-minute delay between detonations.
** San Diego Bay.
Elevated Causeway System (ELCAS) Training
Elevated Causeway System (ELCAS) is a modular pre-fabricated
causeway pier. ELCAS provides a link between offshore amphibious supply
ships with associated lighterage (i.e., small cargo boats and barges)
and the shore by bridging the surf zone. Offloaded vehicles and
supplies can be driven on the causeway to and from shore.
ELCAS events would occur up to four times a year at either the
dedicated training lane within bayside Bravo Beach, or in the oceanside
training lanes at SSTC-North. During ELCAS training events, 24-inch
wide hollow steel piles are driven into the sand in the surf zone with
an impact hammer. Pile installation occurs over a period of
approximately 10 days and pile removal over approximately three days.
Approximately 101 piles are driven into the beach and surf zone with a
diesel impact hammer over the course of approximately 10 days, 24 hours
a day (i.e., during the day and night). Each pile takes an average of
10 minutes to install, with around 250 to 300 impacts per pile. Pile
driving includes a semi-soft start as part of the normal operating
procedure based on the design of the drive equipment. The pile driver
increases impact strength as resistance goes up. At first, the pile
driver piston
[[Page 64280]]
drops a few inches. As resistance goes up, the pile driver piston will
drop from a higher distance thus providing more impact due to gravity.
The pile driver can take 5 to 7 minutes to reach full impact strength.
As sections of piles are installed, causeway platforms are then hoisted
and secured onto the piles with hydraulic jacks and cranes. The ELCAS
is then used for a period of time, usually less than two weeks to
transfer cargo back and forth from sea to shore.
At the end of all the ELCAS training, a vibratory hammer attached
to the pile head will be used to remove piles by applying a rapidly
alternating force to the pile by rotating eccentric weights about
shafts, resulting in an upward vibratory force on the pile. The
vertical vibration in the pile disturbs or ``liquefies'' the sediment
next to the pile causing the sediment particles to lose their
frictional grip on the pile. This also allows sediment to fill back
into the hole that is left after the pile is removed. Removal takes
approximately 15 minutes per pile over a period of around 3 days.
In relation to this IHA application, installation and removal of
ELCAS support piles were deemed by the Navy to most likely have the
potential to harass marine mammals.
Other Training
In addition to underwater detonations and ELCAS, the Navy performs
a variety of other shallow water and amphibious training at SSTC. This
training includes amphibious vessel and vehicle maneuvering, beach
landings, causeway (floating pier) insertions onto the beach, swimming,
land demolitions, transfer of fluids from vessel to the shore through a
flexible conduit (seawater is used as the fluid during training), and
helicopter overflight events.
Potential impacts from other training applicable to marine mammals
included helicopter overflights, and marine boat and vessel movement
within the SSTC. However, as discussed in detail in the Navy's IHA
application, the Navy determined that only underwater detonations and
ELCAS pile driving and pile removal training events at SSTC have the
potential to rise to the level of harassment as defined under the MMPA,
as amended in 1994. NMFS agrees with the Navy's determination.
Description of Marine Mammals in the Area of the Specified Activity
There are four marine mammal species within SSTC marine waters with
confirmed or historic occurrence in the study area. These include the
California sea lion (Zalophus californianus), Pacific harbor seal
(Phoca vitulina richardsii), California coastal stock of bottlenose
dolphin (Tursiops truncatus), and more infrequently gray whale
(Eschrichtius robustus). None are listed as threatened or endangered
under the Endangered Species Act (ESA).
The Navy's IHA application contains information on the status,
distribution, seasonal distribution, and abundance of each of the
species under NMFS jurisdiction mentioned in this document. Please
refer to the application for that information (see ADDRESSES).
Additional information can also be found in the NMFS Stock Assessment
Reports (SAR). The Pacific 2009 SAR is available at: https://www.nmfs.noaa.gov/pr/pdfs/sars/po2009.pdf.
California Sea Lions
The California sea lion is by far the most commonly-sighted
pinniped species at sea or on land in the vicinity of the SSTC. Nearly
all of the U.S. Stock (more than 95%) of California sea lion breeds and
gives birth to pups on San Miguel, San Nicolas, and Santa Barbara
islands off California. Smaller numbers of pups are born on the
Farallon Islands, and A[ntilde]o Nuevo Island (Lowry et al. 1992). In
California waters, sea lions represented 97% (381 of 393) of identified
pinniped sightings at sea during the 1998-1999 NMFS surveys (Carretta
et al. 2000). They were sighted during all seasons and in all areas
with survey coverage from nearshore to offshore areas (Carretta et al.
2000).
Survey data from 1975 to 1978 were analyzed to describe the
seasonal shifts in the offshore distribution of California sea lions
(Bonnell and Ford 1987). During summer, the highest densities were
found immediately west of San Miguel Island. During autumn, peak
densities of sea lions were centered on Santa Cruz Island. During
winter and spring, peak densities occurred just north of San Clemente
Island. The seasonal changes in the center of distribution were
attributed to changes in the distribution of the prey species. If
California sea lion distribution is determined primarily by prey
abundance as influenced by variations in local, seasonal, and inter-
annual oceanographic variation, these same areas might not be the
center of sea lion distribution every year. Costa et al. (2007) was
able to indentify kernel home range contours for foraging female sea
lions during non-El Nino conditions, although there was some variation
over the three years of this tagging study. Melin et al. (2008) showed
that foraging female sea lions showed significant variability in
individual foraging behavior, and foraged farther offshore and at
deeper depths during El Nino years as compared to non-El Nino years.
The distribution and habitat use of California sea lions vary with the
sex of the animals and their reproductive phase. Adult males haul out
on land to defend territories and breed from mid-to-late May until late
July. The pupping and mating season for sea lions begins in late May
and continues through July (Heath 2002). Individual males remain on
territories for 27-45 days without going to sea to feed. During August
and September, after the mating season, the adult males migrate
northward to feeding areas as far away as Washington (Puget Sound) and
British Columbia (Lowry et al. 1992). They remain there until spring
(March-May), when they migrate back to the breeding colonies. Thus,
adult males are present in offshore areas of the SSTC only briefly as
they move to and from rookeries. Distribution of immature California
sea lions is less well known, but some make northward migrations that
are shorter in length than the migrations of adult males (Huber 1991).
However, most immature sea lions are presumed to remain near the
rookeries, and thus remain near SSTC for most of the year (Lowry et al.
1992). Adult females remain near the rookeries throughout the year.
Most births occur from mid-June to mid-July (peak in late June).
California sea lions feed on a wide variety of prey, including
Pacific whiting, northern anchovy, mackerel, squid, sardines, and
rockfish (Antonelis et al. 1990; Lowry et al. 1991; Lowry and Carretta
1999; Lowry and Forney 2005; Bearzi 2006). In Santa Monica Bay,
California sea lions are known to follow and feed near bottlenose
dolphins (Bearzi 2006), and if in the near shore waters of SSTC, may
forage on common coastal beach fish species (corbina and barred
surfperch) as dolphins (Allen 2006).
There are limited published at-sea density estimates for pinnipeds
within Southern California. Higher densities of California sea lions
are observed during cold-water months. At-sea densities likely decrease
during warm-water months because females spend more time ashore to give
birth and attend to their pups. Radio-tagged female California sea
lions at San Miguel Island spent approximately 70% of their time at sea
during the non-breeding season (cold-water months) and pups spent an
average of 67% of their time ashore during their mother's absence
(Melin and DeLong 2000). Different age classes of California sea lions
are found in the offshore areas of SSTC throughout the year (Lowry et
al. 1992). Although adult male California sea lions feed in areas
[[Page 64281]]
north of SSTC, animals of all other ages and sexes spend most, but not
all, of their time feeding at sea during winter, thus, the winter
estimates likely are somewhat low. During warm-water months, a high
proportion of the adult males and females are hauled out at terrestrial
sites during much of the period, so the summer estimates are low to a
greater degree.
The NMFS population estimate of the U.S. Stock of California sea
lions is 238,000 (Carretta et al. 2010), with a minimum estimate based
on a 2005 shore-based survey of all age and sex classes of 141,842
(NMFS, unpublished data, Carretta et al. 2010). The California sea lion
is not listed under the ESA, and the U.S. Stock, some of which occurs
in the SSTC, is not considered a strategic stock under the MMPA.
Pacific Harbor Seal
Harbor seals are considered abundant throughout most of their range
from Baja California to the eastern Aleutian Islands. An unknown number
of harbor seals also occur along the west coast of Baja California, at
least as far south as Isla Asuncion, which is about 100 miles south of
Punta Eugenia. Animals along Baja California are not considered to be a
part of the California stock because it is not known if there is any
demographically significant movement of harbor seals between California
and Mexico (Carretta et al. 2010). Peak numbers of harbor seals haul
out on land during late May to early June, which coincides with the
peak of their molt. They generally favor sandy, cobble, and gravel
beaches (Stewart and Yochem 1994; 2000), and most haul out on the
central California mainland and Santa Cruz Island (Lowry and Carretta
2003; Carretta et al. 2010).
There are limited at-sea density estimates for pinnipeds within
Southern California. Harbor seals do not make extensive pelagic
migrations, but do travel 300-500 km on occasion to find food or
suitable breeding areas (Herder 1986; Carretta et al. 2007). Nursing of
pups begins in late February, and pups start to become weaned in May.
Breeding occurs between late March and early May on the southern and
northern Channel Islands. When at sea during May and June (and March to
May for breeding females), they generally remain in the vicinity of
haul-out sites and forage close to shore in relatively shallow waters.
Based on likely foraging strategies, Grigg et al. (2009) reported
seasonal shifts in harbor seal movements based on prey availability.
Harbor seals are opportunistic feeders that adjust their feeding to
take advantage of locally and seasonally abundant prey which can
include small crustaceans, rock fish, cusk-eel, octopus, market squid,
and surfperch (Bigg 1981; Payne and Selzer 1989; Stewart and Yochem
1994; Stewart and Yochem 2000; Baird 2001; Oates 2005). If in the near
shore waters of SSTC, harbor seals may forage on common coastal beach
fish species, such as corbina and barred surfperch (Allen 2006).
Harbor seals are found in the SSTC throughout the year (Carretta et
al. 2000) with local densities estimated at 0.010 animals/km\2\ during
the warm season and 0.020 animals/km\2\ during the cold season.
Based on the most recent harbor seal counts (26,333 in May-July
2004, Lowry et al. 2005) and Hanan's revised correction factor, the
harbor seal population in California is estimated by NMFS to number
34,233 (Carretta et al. 2010). The minimum size of the California
harbor seal population is 31,600 (Carretta et al. 2010). Of the
estimated California population (34,233), less than 30% are thought to
reside within Southern California due to lack of suitable haul-out
sites because of significant beach urbanization (Lowry et al. 2008).
The harbor seal is not listed under the ESA, and the California
Stock, some of which occurs in the SSTC, is not considered a strategic
stock under the MMPA. The California population has increased from the
mid-1960s to the mid-1990s, although the rate of increase may have
slowed during the 1990s as the population has reached and may be
stabilizing at carrying capacity (Hanan 1996, Carretta et al. 2010).
Bottlenose Dolphin
There are two distinct populations of bottlenose dolphins within
southern California, a coastal population found within 0.5 nm (0.9 km)
of shore and a larger offshore population (Hansen 1990; Bearzi et al.
2009). The California Coastal Stock is the only one of these two stocks
likely to occur within the SSTC. The bottlenose dolphin California
Coastal Stock occurs at least from Point Conception south into Mexican
waters, at least as far south as San Quintin, Mexico. In southern
California, animals are found within 1,600 ft (500 m) of the shoreline
99% of the time and within 820 ft (250 m) 90% of the time (Hanson and
Defran 1993). Occasionally, during warm-water incursions such as during
the 1982-1983 el Ni[ntilde]o event, their range extends as far north as
Monterey Bay (Wells et al. 1990). Bottlenose dolphins in the Southern
California Bight (SCB) appear to be highly mobile within a relatively
narrow coastal zone (Defran et al. 1999), and exhibit no seasonal site
fidelity to the region (Defran and Weller 1999). There is little site
fidelity of coastal bottlenose dolphins along the California coast;
over 80% of the dolphins identified in Santa Barbara, Monterey, and
Ensenada have also been identified off San Diego (Defran et al. 1999;
Maldini-Feinholz 1996; Carretta et al. 2008; Bearzi et al. 2009).
Bottlenose dolphins could occur in the SSTC at variable frequencies and
periods throughout the year based on localized prey availability
(Defran et al. 1999).
The Pacific coast bottlenose dolphins feed primarily on surfperches
(Family Embiotocidae) and croakers (Family Sciaendae) (Norris and
Prescott 1961; Walker 1981; Schwartz et al. 1992; Hanson and Defran
1993), and also consume squid (Loligo opalescens) (Schwartz et al.
1992). The coastal stock of bottlenose dolphin utilizes a limited
number of fish prey species with up to 74% being various species of
surfperch or croakers, a group on non-migratory year-round coastal
inhabitant (Defran et al. 1999; Allen et al. 2006). For Southern
California, common croaker prey species include spotfin croaker,
yellowfin croaker, and California corbina, while common surfperch
species include barred surfperch and walleye surfperch (Allen et al.
2006). The corbina and barred surfperch are the most common surf zone
fish where bottlenose dolphins have been observed foraging (Allen et
al. 2006). Defran et al. (1999) postulated that the coastal stock of
bottlenose dolphins showed significant movement within their home range
(Central California to Mexico) in search of preferred but patchy
concentrations of near shore prey (i.e., croakers and surfperch). After
finding concentrations of prey, animals may then forage within a more
limited spatial extent to take advantage of this local accumulation
until such time that prey abundance is reduced after which the dolphins
once again shift location over larger distances (Defran et al. 1999).
Bearzi (2005) and Bearzi et al. (2009) also noted little site fidelity
from coastal bottlenose dolphins in Santa Monica Bay, California, and
that these animals were highly mobile with up to 69% of their time
spent in travel and dive-travel mode and only 5% of the time in feeding
behaviors.
Group size of the California coastal stock of bottlenose dolphins
has been reported to range from 1 to 57 dolphins (Bearzi 2005),
although mean pod sizes were around 19.8 (Defran and Weller 1999) and
10.1 (Bearzi 2005). An at-sea density estimate of 0.202 animals/km\2\
was used for acoustic impact modeling for both the warm and cold
seasons as
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derived in National Center for Coastal Ocean Science (2005).
Based on photographic mark-recapture surveys conducted along the
San Diego coast in 2004 and 2005, population size for the California
Coastal Stock of the bottlenose dolphin is estimated to be 323
individuals (CV = 0.13, 95% CI 259-430; Dudzik et al. 2005; Carretta et
al. 2010). This estimate does not reflect that approximately 35% of
dolphins encountered lack identifiable dorsal fin marks (Defran and
Weller 1999). If 35% of all animals lack distinguishing marks, then the
true population size would be closer to 450-500 animals (Carretta et
al. 2010). The California Coastal Stock of bottlenose dolphins is not
listed under the ESA, and is not considered a strategic stock under the
MMPA.
Gray Whale
The Eastern North Pacific population is found from the upper Gulf
of California (Tershy and Breese 1991), south to the tip of Baja
California, and up the Pacific coast of North America to the Chukchi
and Beaufort seas. There is a pronounced seasonal north-south
migration. The eastern North Pacific population summers in the shallow
waters of the northern Bering Sea, the Chukchi Sea, and the western
Beaufort Sea (Rice and Wolman 1971). The northern Gulf of Alaska (near
Kodiak Island) is also considered a feeding area; some gray whales
occur there year-round (Moore et al. 2007). Some individuals spend the
summer feeding along the Pacific coast from southeastern Alaska to
central California (Sumich 1984; Calambokidis et al. 1987; 2002).
Photo-identification studies indicate that gray whales move widely
along the Pacific coast and are often not sighted in the same area each
year (Calambokidis et al. 2002). In October and November, the whales
begin to migrate southeast through Unimak Pass and follow the shoreline
south to breeding grounds on the west coast of Baja California and the
southeastern Gulf of California (Braham 1984; Rugh 1984). The average
gray whale migrates 4,050 to 5,000 nm (7,500 to 10,000 km) at a rate of
80 nm (147 km) per day (Rugh et al. 2001; Jones and Swartz 2002).
Although some calves are born along the coast of California (Shelden et
al. 2004), most are born in the shallow, protected waters on the
Pacific coast of Baja California from Morro de Santo Domingo (28
[deg]N) south to Isla Creciente (24 [deg]N) (Urb[aacute]n et al. 2003).
Main calving sites are Laguna Guerrero Negro, Laguna Ojo de Liebre,
Laguna San Ignacio, and Estero Soledad (Rice et al. 1981).
A group of gray whales known as the Pacific Coast Feeding
Aggregation (PCFA) feeds along the Pacific coast between southeastern
Alaska and northern to central California throughout the summer and
fall (NMFS 2001; Calambokidis et al. 2002; Calambokidis et al. 2004).
The gray whales in this feeding aggregation are a relatively small
proportion (a few hundred individuals) of the overall eastern North
Pacific population and typically arrive and depart from these feeding
grounds concurrently with the migration to and from the wintering
grounds (Calambokidis et al. 2002; Allen and Angliss 2010). Although
some site fidelity is known to occur, there is generally considerable
inter-annual variation since many individuals do not return to the same
feeding site in successive years (Calambokidis et al. 2000;
Calambokidis et al. 2004).
The Eastern North Pacific stock of gray whale transits through
Southern California during its northward and southward migrations
between December and June. Gray whales follow three routes from within
15 to 200 km from shore (Bonnell and Dailey 1993). The nearshore route
follows the shoreline between Point Conception and Point Vicente but
includes a more direct line from Santa Barbara to Ventura and across
Santa Monica Bay. Around Point Vicente or Point Fermin, some whales
veer south towards Santa Catalina Island and return to the nearshore
route near Newport Beach. Others join the inshore route that includes
the northern chain of the Channel Islands along Santa Cruz Island and
Anacapa Island and east along the Santa Cruz Basin to Santa Barbara
Island and the Osborn Bank. From here, gray whales migrate east
directly to Santa Catalina Island and then to Point Loma or Punta
Descanso or southeast to San Clemente Island and on to the area near
Punta Banda. A significant portion of the Eastern North Pacific stock
passes by San Clemente Island and its associated offshore waters
(Carretta et al. 2000). The offshore route follows the undersea ridge
from Santa Rosa Island to the mainland shore of Baja California and
includes San Nicolas Island and Tanner and Cortes banks (Bonnell and
Dailey 1993).
Peak abundance of gray whales off the coast of San Diego is
typically January during the southward migration and in March during
the migration north, although females with calves, which depart Mexico
later than males or females without calves, can be sighted from March
through May or June (Leatherwood 1974; Poole 1984; Rugh et al. 2001;
Stevick et al. 2002; Angliss and Outlaw 2008). Gray whales would be
expected to be infrequent migratory transients within the out portions
of SSTC only during cold-water months (Carretta et al. 2000). Migrating
gray whale that might infrequently transit through SSTC would not be
expected to forage, and would likely be present for minutes to less
than one or two hours at typical travel speeds of 3 knots
(approximately 3.5 miles per hour) (Perryman et al. 1999; Mate and
Urb[aacute]n-Ramirez 2003). A mean group size of 2.9 gray whales was
reported for both coastal (16 groups) and non-coastal (15 groups) areas
around San Clemente Island (Carretta et al. 2000). The largest group
reported was nine animals. The largest group reported by the U.S. Navy
(1998) was 27 animals. Gray whales would not be expected in the SSTC
from July through November (Rice et al. 1981), and are excluded from
warm season analysis. Even though gray whale transitory occurrence is
infrequent along SSTC, a cold season density is estimated at 0.014
animals per km\2\ for purposes of conservative analysis.
Systematic counts of gray whales migrating south along the central
California coast have been conducted by shore-based observers at
Granite Canyon most years since 1967. The population size of the
Eastern North Pacific gray whale stock has been increasing over the
past several decades at a rate approximately between 2.5 to 3.3% per
year since 1967. The most recent abundance estimates are based on the
National Marine Fisheries Service's population estimate of 19,126
individuals as reported in Allen and Angliss (2010).
In 1994, due to steady increases in population abundance, the
Eastern North Pacific stock of gray whales was removed from the List of
Endangered and Threatened Wildlife, as it was no longer considered
endangered or threatened under the ESA (Allen and Angliss 2010). The
Eastern North Pacific stock of gray whale is not considered a strategic
stock under the MMPA. Even though the stock is within Optimal
Sustainable Population, abundance will rise and fall as the population
adjusts to natural and man-caused factors affecting the carrying
capacity of the environment (Rugh et al. 2005). In fact, it is expected
that a population close to or at the carrying capacity of the
environment will be more susceptible to fluctuations in the environment
(Moore et al. 2001).
Potential Effects on Marine Mammals and Their Habitat
Anticipated impacts resulting from the Navy's proposed SSTC
training activities include disturbance from
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underwater detonation events and pile driving from the ELCAS events, if
marine mammals are in the vicinity of these action areas.
Impacts From Anthropogenic Noise
Marine mammals exposed to high intensity sound repeatedly or for
prolonged periods can experience hearing threshold shift (TS), which is
the loss of hearing sensitivity at certain frequency ranges (Kastak et
al. 1999; Schlundt et al. 2000; Finneran et al. 2002; 2005). TS can be
permanent (PTS), in which case the loss of hearing sensitivity is
unrecoverable, or temporary (TTS), in which case the animal's hearing
threshold will recover over time (Southall et al. 2007). Since marine
mammals depend on acoustic cues for vital biological functions, such as
orientation, communication, finding prey, and avoiding predators,
marine mammals that suffer from PTS or TTS will have reduced fitness in
survival and reproduction, either permanently or temporarily. Repeated
noise exposure that leads to TTS could cause PTS.
Measured source levels from impact pile driving can be as high as
214 dB re 1 [mu]Pa @ 1 m. Although no marine mammals have been shown to
experience TTS or PTS as a result of being exposed to pile driving
activities, experiments on a bottlenose dolphin (Tursiops truncates)
and beluga whale (Delphinapterus leucas) showed that exposure to a
single watergun impulse at a received level of 207 kPa (or 30 psi)
peak-to-peak (p-p), which is equivalent to 228 dB re 1 [mu]Pa (p-p),
resulted in a 7 and 6 dB TTS in the beluga whale at 0.4 and 30 kHz,
respectively. Thresholds returned to within 2 dB of the pre-exposure
level within 4 minutes of the exposure (Finneran et al. 2002). No TTS
was observed in the bottlenose dolphin. Although the source level of
pile driving from one hammer strike is expected to be much lower than
the single watergun impulse cited here, animals being exposed for a
prolonged period to repeated hammer strikes could receive more noise
exposure in terms of SEL than from the single watergun impulse
(estimated at 188 dB re 1 [mu]Pa\2\-s) in the aforementioned experiment
(Finneran et al. 2002).
However, in order for marine mammals to experience TTS or PTS, the
animals have to be close enough to be exposed to high intensity noise
levels for prolonged period of time. Current NMFS standards for
preventing injury from PTS and TTS is to require shutdown or power-down
of noise sources when a cetacean species is detected within the
isopleths corresponding to SPL at received levels equal to or higher
than 180 dB re 1 [mu]Pa (rms), or a pinniped species at 190 dB re 1
[mu]Pa (rms). Based on the best scientific information available, these
SPLs are far below the threshold that could cause TTS or the onset of
PTS. Certain mitigation measures proposed by the Navy, discussed below,
can effectively prevent the onset of TS in marine mammals, by
establishing safety zones and monitoring safety zones during the
training exercise.
In addition, chronic exposure to excessive, though not high-
intensity, noise could cause masking at particular frequencies for
marine mammals that utilize sound for vital biological functions.
Masking can interfere with detection of acoustic signals such as
communication calls, echolocation sounds, and environmental sounds
important to marine mammals. Therefore, like TS, marine mammals whose
acoustical sensors or environment are being masked are also impaired
from maximizing their performance fitness in survival and reproduction.
Masking occurs at the frequency band which the animals utilize.
Therefore, since noise generated from the proposed underwater
detonation and pile driving and removal is mostly concentrated at low
frequency ranges, it may have less effect on high frequency
echolocation sounds by killer whales. However, lower frequency man-made
noises are more likely to affect detection of communication calls and
other potentially important natural sounds such as surf and prey noise.
It may also affect communication signals when they occur near the noise
band used by the animals and thus reduce the communication space of
animals (e.g., Clark et al. 2009) and cause increased stress levels
(e.g., Foote et al. 2004; Holt et al. 2009).
Masking can potentially impact marine mammals at the individual,
population, community, or even ecosystem levels (instead of individual
levels caused by TS). Masking affects both senders and receivers of the
signals and can potentially have long-term chronic effects on marine
mammal species and populations in certain situations. Recent science
suggests that low frequency ambient sound levels have increased by as
much as 20 dB (more than 3 times in terms of SPL) in the world's ocean
from pre-industrial periods, and most of these increases are from
distant shipping (Hildebrand 2009). All anthropogenic noise sources,
such as those from underwater explosions and pile driving, contribute
to the elevated ambient noise levels and, thus intensify masking.
However, single detonations are unlikely to contribute much to masking.
Since all of the underwater detonation events and ELCAS events are
planned in a very shallow water situation (wave length >> water depth),
where low frequency propagation is not efficient, the noise generated
from these activities is predominantly in the low frequency range and
is not expected to contribute significantly to increased ocean ambient
noise.
Finally, exposure of marine mammals to certain sounds could lead to
behavioral disturbance (Richardson et al. 1995). Behavioral responses
to exposure to sound and explosions can range from no observable
response to panic, flight and possibly more significant responses as
discussed previously (Richardson et al. 1995; Southall et al. 2007).
These responses include: changing durations of surfacing and dives,
number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities, changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping), avoidance of areas where noise sources are located, and/or
flight responses (e.g., pinnipeds flushing into water from haulouts or
rookeries) (Reviews by Richardson et al. 1995; Wartzok et al. 2003; Cox
et al. 2006; Nowacek et al. 2007; Southall et al. 2007).
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be expected to be biologically significant if the
change affects growth, survival, and reproduction. Some of these
significant behavioral modifications include:
Drastic change in diving/surfacing patterns (such as those
thought to be causing beaked whale stranding due to exposure to
military mid-frequency tactical sonar);
Habitat abandonment due to loss of desirable acoustic
environment; and
Cease feeding or social interaction.
For example, at the Guerreo Negro Lagoon in Baja California,
Mexico, which is one of the important breeding grounds for Pacific gray
whales, shipping and dredging associated with a salt works may have
induced gray whales to abandon the area through most of the 1960s
(Bryant et al. 1984). After these activities stopped, the lagoon was
reoccupied, first by single whales and later by cow-calf pairs.
The onset of behavioral disturbance from anthropogenic noise
depends on
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both external factors (characteristics of noise sources and their
paths) and the receiving animals (hearing, motivation, experience,
demography) and is also difficult to predict (Southall et al. 2007).
However, the proposed action area is not believed to be a prime
habitat for marine mammals, nor is it considered an area frequented by
marine mammals. Therefore, behavioral disturbances that could result
from anthropogenic construction noise associated with the Navy's
proposed training activities are expected to affect only a small number
of marine mammals on an infrequent basis.
Impacts From Underwater Detonations at Close Range
In addition to noise induced disturbances and harassment, marine
mammals could be killed or injured by underwater explosions due to the
impacts to air cavities, such as the lungs and bubbles in the
intestines, to the shock wave (Elsayed 1997; Elsayed and Gorbunov
2007). The criterion for mortality and non-auditory injury used in MMPA
take authorization is the onset of extensive lung hemorrhage and slight
lung injury or ear drum rupture, respectively (see Table 3). Extensive
lung hemorrhage is considered debilitating and potentially fatal as a
result of air embolism or suffocation. In this Incidental Harassment
Authorization application, all marine mammals within the calculated
radius for 1% probability of onset of extensive lung injury (i.e.,
onset of mortality) are counted as lethal exposures. The range at which
1% probability of onset of extensive lung hemorrhage is expected to
occur is greater than the ranges at which 50% to 100% lethality would
occur from closest proximity to the charge or from presence within the
bulk cavitation region. (The region of bulk cavitation is an area near
the surface above the detonation point in which the reflected shock
wave creates a region of cavitation within which smaller animals would
not be expected to survive). Because the range for onset of extensive
lung hemorrhage for smaller animals exceeds the range for bulk
cavitation and all more serious injuries, all smaller animals within
the region of cavitation and all animals (regardless of body mass) with
more serious injuries than onset of extensive lung hemorrhage are
accounted for in the lethal exposures estimate. The calculated maximum
ranges for onset of extensive lung hemorrhage depend upon animal body
mass, with smaller animals having the greatest potential for impact, as
well as water column temperature and density.
However, due to the small detonation that would be used in the
proposed SSTC training activities and the resulting small safety zones
to be monitored and mitigated for marine mammals in the vicinity of the
proposed action area, it is unlikely that marine mammals would be
killed or injured by underwater detonations.
Impact Criteria and Thresholds
The effects of an at-sea explosion or pile driving on a marine
mammal depends on many factors, including the size, type, and depth of
both the animal and the explosive charge/pile being driven; the depth
of the water column; the standoff distance between the charge/pile and
the animal; and the sound propagation properties of the environment.
Potential impacts can range from brief acoustic effects (such as
behavioral disturbance), tactile perception, physical discomfort,
slight injury of the internal organs and the auditory system, to death
of the animal (Yelverton et al. 1973; O'Keeffe and Young 1984; DoN
2001). Non-lethal injury includes slight injury to internal organs and
the auditory system; however, delayed lethality can be a result of
individual or cumulative sub-lethal injuries (DoN 2001). Short-term or
immediate lethal injury would result from massive combined trauma to
internal organs as a direct result of proximity to the point of
detonation or pile driving (DoN 2001).
This section summarizes the marine mammal impact criteria used for
the subsequent modeled calculations. Several standard acoustic metrics
(Urick 1983) are used to describe the thresholds for predicting
potential physical impacts from underwater pressure waves:
Total energy flux density or Sound Exposure Level (SEL).
For plane waves (as assumed here), SEL is the time integral of the
instantaneous intensity, where the instantaneous intensity is defined
as the squared acoustic pressure divided by the characteristic
impedance of sea water. Thus, SEL is the instantaneous pressure
amplitude squared, summed over the duration of the signal and has dB
units referenced to 1 re [micro]Pa\2\-s.
\1/3\-octave SEL. This is the SEL in a \1/3\-octave
frequency band. A \1/3\-octave band has upper and lower frequency
limits with a ratio of 21:3, creating bandwidth limits of about 23
percent of center frequency.
Positive impulse. This is the time integral of the initial
positive pressure pulse of an explosion or explosive-like wave form.
Standard units are Pa-s, but psi-ms also are used.
Peak pressure. This is the maximum positive amplitude of a
pressure wave, dependent on charge mass and range. Units used here are
psi, but other units of pressure, such as [micro]Pa and Bar, also are
used.
1. Harassment Threshold for Sequential Underwater Detonations
There may be rare occasions when sequential underwater detonations
are part of a static location event. Sequential detonations are more
than one detonation within a 24-hour period in a geographic location
where harassment zones overlap. For sequential underwater detonations,
accumulated energy over the entire training time is the natural
extension for energy thresholds since energy accumulates with each
subsequent shot.
For sequential underwater detonations, the acoustic criterion for
behavioral harassment is used to account for behavioral effects
significant enough to be judged as harassment, but occurring at lower
sound energy levels than those that may cause TTS. The behavioral
harassment threshold is based on recent guidance from NMFS (NMFS 2009a;
2009b) for the energy-based TTS threshold. The research on pure tone
exposures reported in Schlundt et al. (2000) and Finneran and Schlundt
(2