Interpretation of “Children's Product”, 63067-63080 [2010-25645]
Download as PDF
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
Regulatory Policies and Procedures (44
FR 11034; February 26, 1979); and (3)
does not warrant preparation of a
regulatory evaluation as the anticipated
impact is so minimal. Since this is a
routine matter that will only affect air
traffic procedures and air navigation, it
is certified this rule, when promulgated,
will not have a significant economic
impact on a substantial number of small
entities under the criteria of the
Regulatory Flexibility Act. The FAA’s
authority to issue rules regarding
aviation safety is found in Title 49 of the
U.S. Code. Subtitle 1, section 106
discusses the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority. This
rulemaking is promulgated under the
authority described in subtitle VII, part
A, subpart I, section 40103. Under that
section, the FAA is charged with
prescribing regulations to assign the use
of airspace necessary to ensure the
safety of aircraft and the efficient use of
airspace. This regulation is within the
scope of that authority as it establishes
controlled airspace at Greenlee County
Airport, Clifton/Morenci, AZ.
List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
Adoption of the Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends 14 CFR part 71 as follows:
■
PART 71—DESIGNATION OF CLASS A,
B, C, D AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
1. The authority citation for 14 CFR
part 71 continues to read as follows:
■
[Amended]
2. The incorporation by reference in
14 CFR Part 71.1 of the Federal Aviation
Administration Order 7400.9U,
Airspace Designations and Reporting
Points, dated August 18, 2010, and
effective September 15, 2010 is
amended as follows:
emcdonald on DSK2BSOYB1PROD with RULES
■
Paragraph 6005 Class E airspace areas
extending upward from 700 feet or more
above the surface of the earth.
*
*
*
AWP AZ E5
*
*
Clifton/Morenci, AZ [New]
Greenlee County Airport, AZ
(Lat. 32°57′25″ N., long. 109°12′40″ W.)
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
Issued in Seattle, Washington, on October
4, 2010.
John Warner,
Manager, Operations Support Group, Western
Service Center.
[FR Doc. 2010–25835 Filed 10–13–10; 8:45 am]
BILLING CODE 4910–13–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Part 1200
[Docket No. CPSC–2010–0029]
Interpretation of ‘‘Children’s Product’’
Consumer Product Safety
Commission.
ACTION: Final interpretative rule.
AGENCY:
The Consumer Product Safety
Commission (‘‘CPSC,’’ ‘‘Commission,’’ or
‘‘we’’) is issuing a final interpretative
rule on the term ‘‘children’s product’’ as
used in the Consumer Product Safety
Improvement Act of 2008 (‘‘CPSIA’’),
Public Law 110–314. The final
interpretative rule provides additional
guidance on the factors that are
considered when evaluating what is a
children’s product.1
DATES: Effective Date: This rule is
effective October 14, 2010.
FOR FURTHER INFORMATION CONTACT:
Jonathan D. Midgett, Office of Hazard
Identification and Reduction, Consumer
Product Safety Commission, 4330 East
West Highway, Bethesda, Maryland
20814, telephone (301) 504–7692, e-mail
jmidgett@cpsc.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
A. Background
Authority: 49 U.S.C. 106(g), 40103, 40113,
40120; E. O. 10854, 24 FR 9565, 3 CFR, 1959–
1963 Comp., p. 389.
§ 71.1
That airspace extending from 700 feet above
the surface within a 6.5-mile radius of
Greenlee County Airport.
Section 235(a) of the CPSIA amended
section 3(a)(2) the Consumer Product
Safety Act (‘‘CPSA’’) by creating a new
definition of ‘‘children’s product.’’ 15
U.S.C. 2052(a)(2). ‘‘Children’s product’’
is defined as ‘‘a consumer product
designed or intended primarily for
children 12 years of age or younger.’’
Several CPSIA provisions use the term
‘‘children’s product.’’ Section 101(a) of
1 The Commission voted 3–2 to publish this final
interpretative rule, with changes, in the Federal
Register. Chairman Inez M. Tenenbaum,
Commissioners Thomas Moore and Robert Adler
voted to publish the final interpretative rule with
changes. Commissioners Nancy Nord and Anne
Northup voted against publication of the final
interpretative rule. All of the Commissioners issued
statements. The web address for Commissioners’
statements is: https://www.cpsc.gov/pr/
statements.html.
PO 00000
Frm 00029
Fmt 4700
Sfmt 4700
63067
the CPSIA provides that, as of August
14, 2009, children’s products may not
contain more than 300 parts per million
(ppm) of lead. Section 102 of the CPSIA
requires third party testing of certain
children’s products, and section 103 of
the CPSIA requires tracking labels for
children’s products.
The statutory definition of ‘‘children’s
product’’ also specifies certain factors
that are to be taken into consideration
when making a determination about
‘‘whether a consumer product is
primarily intended for a child 12 years
of age or younger.’’ These factors are:
• A statement by a manufacturer
about the intended use of such product,
including a label on such product if
such statement is reasonable.
• Whether the product is represented
in its packaging, display, promotion, or
advertising as appropriate for use by
children 12 years of age or younger.
• Whether the product is commonly
recognized by consumers as being
intended for use by a child 12 years of
age or younger.
• The Age Determination Guidelines
issued by the Commission staff in
September 2002 and any successor to
such guidelines.
B. Discussion of Comments to the
Proposed Interpretative Rule and
Changes to the Final Interpretative Rule
In the Federal Register of April 20,
2010 (75 FR 20533), the Commission
published a proposed interpretative rule
to help interested parties understand
how the Commission will determine
whether a particular consumer product
is a ‘‘children’s product.’’ By this rule,
the Commission intends to clarify its
interpretation of the statutory
requirements and provide guidance on
sections 101, 102, and 103 of the CPSIA
with regard to children’s products. The
language in the preamble of this rule
and the preamble of the proposed rule
(75 FR at 20533) (to the extent the
proposed rule was not altered by the
final rule) may be consulted in
determining its administrative
construction and meaning. The
Commission recognizes that the
determination of whether a product
meets the definition of a children’s
product depends on factual information
that may be unique to each product and,
therefore, would need to be made on a
case-by-case basis. Given the factual
nature of the inquiry, this rule is
intended to give interested parties a
better understanding of our approach in
evaluating children’s products. This
document does not impose any
additional requirements beyond those in
the CPSIA, but informs the public of the
Commission’s interpretation of the term
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63068
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
‘‘children’s product.’’ The proposed
interpretative rule would create a new
section in the CFR interpreting the
definition of children’s product and
elaborating on the accompanying
statutory factors.
The Commission notes that while all
four factors are considered, certain
elements of the factors are common to
many children’s products and cut across
numerous product categories. These
elements are decorations or
embellishments with childish themes
that invite use by a child 12 years of age
or younger, sizing a product for a child,
or marketing a product in a way
designed to make it appeal primarily to
children.
The Commission received numerous
comments from individuals and groups,
including consumers, consumer
organizations, manufacturers, trade
associations, and testing laboratories.
Several commenters supported the
proposed rule; other commenters sought
to clarify, expand, or limit the scope of
the rule.
We initially proposed this section
under Chapter II of Title 16, Part 1500
of the Federal Hazardous Substances
Act (‘‘FHSA’’). However, because the
definition of children’s product amends
section 3(a)(2) of the Consumer Product
Safety Act (‘‘CPSA’’), on our own
initiative, we have renumbered the final
rule to become a new Part 1200,
Definitions, under Subchapter B—
Consumer Product Safety Act
Regulations.
As a result of our decision to place the
final rule in a new part 1200, we have,
on our own initiative, created a new
§ 1200.1 to describe the purpose of the
new part 1200. Section 1200.1 states
that part 1200 is intended to provide
guidance on the definition of children’s
product and the factors considered for
making determinations regarding
children’s products as set forth under 15
U.S.C. 2052(a)(2). Additionally,
proposed § 1500.92, ‘‘Definition of
children’s product,’’ is now renumbered
as § 1200.2 in the final interpretative
rule.
We describe and respond to the
comments in part B of this document
and also describe the final rule. To make
it easier to identify comments and our
responses, the word ‘‘Comment,’’ in
parentheses, will appear before the
comment’s description, and the word
‘‘Response,’’ in parentheses, will appear
before our response. We also have
numbered each comment to help
distinguish among different comments.
The number assigned to each comment
is purely for organizational purposes
and does not signify the comment’s
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
value, importance, or the order in which
it was received.
1. Definition of ‘‘Children’s Product’’—
§ 1200.2(a)(2) (Formerly § 1500.92(a)(1)).
Proposed § 1500.92(a) would provide
that, under section 3(a)(2) of the CPSA,
a children’s product means a consumer
product designed or intended primarily
for children 12 years of age or younger.
We interpreted the term ‘‘designed or
intended primarily’’ to apply to those
consumer products mainly for children
12 years old or younger. A
determination of whether a product is a
‘‘children’s product’’ will be based on
consideration of the four specified
statutory factors. In addition, because
the statutory factors incorporate the
concept of ‘‘use’’ by the child in some
manner, proposed § 1500.92(a)(1)
interpreted ‘‘for use’’ by children 12
years or younger generally to mean that
children will physically interact with
such products based on the reasonably
foreseeable use and misuse of such
products.
(Comment 1)—Several commenters
state that the definition should be clear
that children’s products are only those
designed or intended by the
manufacturer to be primarily for
children 12 years of age or younger and
that a product falls outside the scope of
the definition if the product was
designed or intended primarily by the
manufacturer for older children or
adults. In addition, some commenters
request that the Commission limit the
scope of the definition by emphasizing
that the manufacturer’s intent is the key
factor for evaluating whether a
consumer product is a children’s
product. According to these
commenters, the interpretative rule
should make clear that the remaining
statutory criteria would be subordinate
to statements made by manufacturers
about the intended age of the users.
(Response 1)—We disagree that a
determination of what is a children’s
product should be based mainly on the
manufacturer’s intent. The statute
provides that the definition of a
‘‘children’s product’’ is a consumer
product designed or intended primarily
for children 12 years of age or younger.
In determining whether a consumer
product is primarily intended for a child
12 years of age or younger, section
3(a)(2)(A) through (D) of the CPSA
expressly mandates an analysis of four
factors that ‘‘shall be considered’’: (1) A
statement by the manufacturer about the
intended use of the product, including
a label on such product if such
statement is reasonable; (2) whether the
product is represented in its packaging,
display, promotion, or advertising as
appropriate for use by children 12 years
PO 00000
Frm 00030
Fmt 4700
Sfmt 4700
of age or younger; (3) whether the
product is commonly recognized by
consumers as being intended for use by
a child 12 years of age or younger; and
(4) the Age Determinations Guidelines
issued by the Commission staff in
September 2002, and any successor to
such guidelines. All of these factors will
be considered in each case to the extent
that they are applicable.
The manufacturer’s statement of
intent, including labeling, is only one of
four factors that we must consider.
While we agree that the manufacturer’s
statement of intent plays an important
role in making initial children’s product
determinations, it is not necessarily
determinative, or entitled to greater
weight than any other factor. Courts
have held that, as a general rule, when
a statute requires an agency to consider
a factor, the agency must reach ‘‘an
express and considered conclusion’’
about the bearing of the factor, but need
not give ‘‘any specific weight to the
factor.’’ Small Refiner Lead Phase-Down
Task Force v. EPA, 705 F.2d 506, 516
(DC Cir. 1983) (quoting Weyerhaeuser
Co. v. Costle, 590 F.2d 1011, 1045 (DC
Cir. 1978)). At a minimum, all the
statutory factors must be considered
when determining whether a particular
consumer product is considered to be
intended primarily for children 12 years
of age or younger, and we will not
initially assign any more or less weight
to any individual factor.
(Comment 2)—Other commenters
state that the proposed definition of
children’s product should not contain a
definition of ‘‘for use’’ by children that
is based on ‘‘physical interaction’’ and
‘‘foreseeable use and misuse’’ of such
products by children. According to the
commenters, the requirement that
children physically interact with such
products would capture many
household products that would not be
designed or intended primarily for
children 12 years of age or younger.
(Response 2)—We disagree that the
interpretation of ‘‘for use’’ would capture
general use products that are not
primarily intended for use by children.
We interpret ‘‘for use’’ generally to mean
physical use of a product in order to
distinguish products, such as diaper
bags that are intended to be used with
children by the parent or caregiver from
products that are intended for use by
children. Products that are for use by
children generally are those with which
they will interact or have direct physical
contact, such as with the diaper itself.
There also can be children’s products
where the interaction is not direct
physical contact, such as a mobile hung
over an infant’s crib, where the child’s
interaction with the mobile is to be
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
entertained, soothed, or transitioned to
sleep (to mention a few of the purposes
stated in the advertisements for these
products).
Contrary to the commenters’
assertions, many household products
are not primarily intended for use by
children, but may be touched by
children. Products that are considered
general use products, such as
televisions, stereo equipment, and
appliances, do not become children’s
products simply because children may
have contact with them because the
products are not designed or intended
primarily for use by children 12 years of
age or younger.
When evaluating products, the
Commission not only considers the
manufacturer’s statement of intended
use, but the product’s reasonably
foreseeable use (i.e., what a child using
the product may reasonably be expected
to do with the product). The question of
whether there will be reasonably
foreseeable use of a product by a child
is a determination that is made initially
by the manufacturer. We agree that
foreseeable misuse in this context may
be difficult for a manufacturer to
determine. An analysis of the
foreseeable uses should be adequate to
make the initial determination as to
whether a product is a children’s
product. We have revised the final rule
to reflect these changes and advise
readers to disregard the discussion of
misuse in the preamble to the proposed
rule (75 FR at 20535).
(Comment 3)—A few commenters
state that the proposed interpretative
rule affects other requirements
previously established for toys and
children’s products. Specifically, the
commenters give as an example board/
table games, which were identified
under the Age Determination Guidelines
as being appropriate for children in the
6-year-old range. The commenters assert
that the games would have to comply
with ASTM F963 (a toy standard that is
now a mandatory consumer product
safety standard pursuant to section 106
of the CPSIA), applicable FHSA
requirements under 16 CFR 1500.50
through 1500.53, lead in surface
coatings under 16 CFR 1303, and
phthalates requirements of the CPSIA. If
the games are general use products, the
commenters claim that such products
would not be required to comply with
the lead in substrate requirements, or
the tracking label requirements, or the
mandatory third party testing
requirements under the CPSIA.
(Response 3)—We recognize that
some board games could be treated
differently under separate provisions of
the CPSIA, the cited FHSA regulations,
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
and ASTM F963. In most places,
however, the statutes and regulations
can be read consistently. For example,
to the extent that toys or other articles
are subject to small parts testing because
they are intended for use by children
under 3 years of age, it is reasonable to
conclude that they are children’s
products. Likewise, for toys and other
articles intended for use by children
under 8 years of age that are subject to
the use and abuse tests at 16 CFR
1500.50 through 1500.53, and the sharp
points and edges tests at 16 CFR 1500.48
through 1500.49, such products would
also logically be considered children’s
products. We have added the following
sentences to clarify this in the rule. The
final interpretative rule now states in
relevant part:
Toys and articles that are subject to the
small parts regulations at 16 CFR Part 1501
and in ASTM F963, would logically fall
within the definition of children’s product
since they are intended for children 12 years
of age or younger. Toys and other articles
intended for children up to 96 months (8
years old) that are subject to the requirements
at 16 CFR 1500.48 through 1500.49 and 16
CFR 1500.50 through 1500.53 would
similarly fall within the definition of
children’s product given their age grading for
these other regulations. Therefore, a
manufacturer could reasonably conclude on
the basis of the age grading for these other
regulations that its product also must comply
with all requirements applicable to children’s
products including, but not limited to, those
under the Federal Hazardous Substances Act,
ASTM F963, ‘‘Standard Consumer Safety
Specification for Toy Safety,’’ and the
Consumer Product Safety Improvement Act
of 2008.
We discuss children ages 9 through 12
in the comments and responses to
proposed § 1500.92(c)(1) (now
renumbered as § 1200.2(c)(1) in the final
rule).
(Comment 4)—One commenter states
that the definition of children’s
products should include pet foods.
Another commenter states that adult
absorbent care products should be
distinguished from children’s diapers.
(Response 4)—Pet foods and adult
absorbent products are outside the
scope of this interpretative rule because
these products are regulated under the
Federal Food, Drug, and Cosmetic Act
(‘‘FFDCA’’). 21 U.S.C. 201, et seq. Pet
food falls within the definition of ‘‘food’’
at section 201(f) of the FFDCA, which
defines ‘‘food,’’ in part, as ‘‘articles used
for food or drink for man or other
animals.’’
As for diapers, although children’s
diapers are considered children’s
products, adult absorbent products are
devices as defined at section 201(h) of
the FFDCA, and the Food and Drug
PO 00000
Frm 00031
Fmt 4700
Sfmt 4700
63069
Administration classifies a ‘‘protective
garment for incontinence’’ as a class I
device (see 21 CFR 876.5920).
2. Definition of ‘‘General Use
Product’’—§ 1200.2(b)(1) (Formerly
§ 1500.92(b)(1)). Proposed
§ 1500.92(b)(1) would define a general
use product to mean a consumer
product that is not designed or intended
primarily for use by children 12 years
old or younger. The proposal also would
interpret a general use product as a
consumer product ‘‘mainly for
consumers older than age 12’’ and
would explain that some products may
be designed or intended for consumers
of all ages, including children 12 years
old or younger, but are intended mainly
for consumers older than 12 years of
age. The proposal would provide that,
‘‘[e]xamples of general use products may
include products with which a child
would not likely interact, or products
with which consumers older than 12
would be as likely, or more likely to
interact. Products used by children 12
years of age or younger that have a
declining appeal for teenagers are likely
to be considered children’s products.’’
(Comment 5)—Several commenters
would have us make explicit that, if a
product is as likely or more likely to be
used by a child older than 12 years of
age than by a child 12 years of age or
younger, the product may not be
considered a children’s product. Other
commenters state that the terms ‘‘as
likely’’ and ‘‘just as appealing’’ (which
appeared in the preamble to the
proposed rule and not in the codified
text itself (see 75 FR at 20534)) to
compare younger and older children
adds subjectivity and uncertainty to the
determination process. These
commenters believe that, if a
determination is not clear cut, the
Commission should err in protecting
child safety and health. In addition, the
commenters state that products having
intrinsic play value for young children
should be considered children’s
products.
(Response 5)—A children’s product is
a consumer product designed or
intended primarily for children 12 years
of age or younger. General use products
are those consumer products designed
or intended primarily for consumers
older than age 12. As we stated in the
preamble to the proposed rule, ‘‘if an
older child or adult is as likely, or more
likely to interact with the [product] than
a child, such a [product] would not be
a product designed or intended
primarily for children 12 years of age or
younger, and thus, would not be
considered a ‘‘children’s product.’’ See
75 FR at 20534. We will consider all
four of the statutory factors to determine
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63070
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
if a product is primarily intended for
children 12 years of age or younger,
always keeping in mind that one of the
Commission’s most important mandates
is to protect children’s health and
safety.
We disagree with the comment that
any product that has intrinsic play value
for young children would automatically
be considered a children’s product.
Young children often find intrinsic play
value in a number of general use
products, such as pots and pans or keys,
but they do not become children’s
products simply because children may
play with them. The Commission has
other statutory authorities to address
nonchildren’s products that may pose a
risk to children.
3. Other products specifically not
intended for use by children 12 years of
age or younger—§ 1200.2(b)(2)
(Formerly § 1500.92(b)(2)). Proposed
§ 1500.92(b)(2) would state that
products, such as cigarette lighters,
candles, and fireworks, which the
Commission has traditionally warned
adults to keep away from children, are
not subject to the CPSIA’s lead limits,
tracking label requirement, and thirdparty testing and certification
provisions. Similarly, this section
would provide that products that
incorporate performance requirements
for child resistance are not children’s
products because they are designed
specifically to ensure that children
cannot access the contents. This would
include products such as portable
gasoline containers and special
packaging under the Poison Prevention
Packaging Act.
We did not receive any comment on
this provision. Therefore, other than
renumbering the provision to be
§ 1200.2(b)(2), we have finalized this
section without change.
4. Factors Considered—§ 1200.2(c)
(Formerly § 1500.92(c)). Proposed
§ 1500.92(c) would set forth the
statutory factors that must be considered
to determine whether a consumer
product is primarily intended for a child
12 years of age or younger.
We did not receive any specific
comment on this provision. Therefore,
other than renumbering the provision to
be § 1200.2(c), we have finalized this
section with a nonsubstantive change.
5. Manufacturer’s Statement—
§ 1200.2(c)(1) (Formerly § 1500.92(c)(1)).
Proposed § 1500.92(c)(1) would explain
that a manufacturer’s statement about
the product’s intended use, including
the product’s labels, should be
reasonably consistent with the expected
use patterns for a product. This section
also would provide that, ‘‘[a]
manufacturer’s statement that the
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
product is not intended for children
does not preclude a product from being
regulated as a children’s product if the
primary appeal of the product is to
children 12 years of age or younger.
Similarly, a label indicating that a
product is for ages 10 and up does not
necessarily make it a children’s product
if it is a general use product.’’ The
manufacturer’s label, in and of itself, is
not considered to be determinative.
(Comment 6)—One commenter would
revise the interpretative rule to clarify
the ‘‘gray’’ area of products designed or
intended both for children 9 to 12 years
old and for teenagers and older. The
commenter states that the
manufacturer’s statement should refer to
ages 9 and up, rather than ages 10 and
up.
(Response 6)—We agree that the
hardest questions regarding
determinations on whether a product is
primarily intended for children 12 years
of age or younger will often involve this
age group. For example, the
requirements for the use and abuse test
methods and for the sharp points and
edges test methods discussed in part B.1
of this document and § 1200.2(a) do not
extend past 96 months (8 years of age).
The Age Determination Guidelines
group 9 to 12-year-olds together because
these older children have advanced
cognitive and motor skills, as well as the
ability to care for their belongings,
compared to younger children. Thus,
products in this category may have
characteristics that are also appropriate
for products intended for older children
and adults. A number of products
intended for this age group (9 and up,
10 and up, 11 and up, and 12 and up)
will require further evaluation.
However, we have revised the final rule
to include ages 9 and up, rather than
ages 10 and up to reflect the age groups
discussed in the Age Determination
Guidelines. The sentences now state,
‘‘Similarly, a label indicating that a
product is for ages 9 and up does not
necessarily make it a children’s product
if it is a general use product. Such a
label may recommend 9 years old as the
earliest age for a prospective user, but
may or may not indicate the age for
which the product is primarily
intended.’’
6. Packaging, Display, Promotion or
Advertising—§ 1200.2(c)(2) (Formerly
§ 1500.92(c)(2)). Proposed
§ 1500.92(c)(2) would restate the
statutory factor on whether a product is
represented in its packaging, display,
promotion, or advertising as appropriate
for use by children 12 years of age or
younger.
We did not receive any specific
comment on this provision. Therefore,
PO 00000
Frm 00032
Fmt 4700
Sfmt 4700
other than renumbering the provision to
be § 1200.2(c)(2), we have finalized this
section without change.
7. Express or Implied
Representations—§ 1200.2(c)(2)(i)
(Formerly § 1500.92(c)(2)(i)). Proposed
§ 1500.92(c)(2)(i) would explain that, for
example, advertising that expressly
declares that the product is intended for
children 12 years of age or younger will
support a determination that a product
is a children’s product. While, for
example, advertising showing children
12 years of age or younger using the
product may support a determination
that the product is a children’s product.
The proposal would state that such
representations may be found in
packaging, text, illustrations and/or
photographs depicting consumers using
the product, instructions, assembly
manuals, or advertising media used to
market the product.
We did not receive any specific
comment on this provision. Therefore,
other than renumbering the provision to
be § 1200.2(c)(2)(i), we have finalized
this section without change.
8. Product’s Physical Location—
§ 1200.2 (c)(2)(ii) (Formerly
§ 1500.92(c)(2)(ii)). Proposed
§ 1500.92(c)(2)(ii) would state that the
product’s physical location near, or
visual association with, children’s
products may be a factor in making an
age determination, but is not
determinative.
(Comment 7)—One commenter states
that if a store decides to place a youth
basketball in a toy shop section, instead
of the teen and adult sporting goods
section, it does not make it less of a
basketball, and the location should not
be determinative in the analysis.
(Response 7)—We agree that a
product’s location, while important, is
not determinative. The physical
placement of a product in a store may
not be known by the manufacturer when
an age determination is made, and
manufacturers may not have any control
over the placement of their products.
However, if such marketing information
is known, it should be considered in the
determination analysis because the
physical location of a product in a store
is part of the product’s marketing. In
addition, the Commission may consider
the kind of stores to which a product is
distributed in determining whether it is
designed or primarily intended for
children 12 years of age or younger.
(Comment 8)—One commenter states
that the packaging, marketing, and
placement in a retail store should be the
main indication that the product is
targeting children 12 years of age and
under. The commenter asserts that the
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
interaction between this factor and the
others should be clearly stated.
(Response 8)—While the packaging,
marketing, and store placement will be
considered, these factors do not
necessarily outweigh the other factors
that may need to be considered in
making an age determination. We will
weigh all of the relevant factors.
Therefore, other than renumbering the
provision to be § 1200.2(c)(2)(ii), we
have finalized this section with
nonsubstantive changes.
9. Marketing with Other Products—
§ 1200.2(c)(2)(iii) (Formerly
§ 1500.92(c)(2)(iii)). Proposed
§ 1500.92(c)(2)(iii) would state that the
product’s association or marketing in
conjunction with nonchildren’s
products may not be determinative as to
whether the product is a children’s
product. For example, packaging and
selling a stuffed animal with a candle
would not preclude a determination that
the stuffed animal is a children’s
product since stuffed animals are
commonly recognized as being
primarily intended for children.
(Comment 9)—One commenter states
that stuffed animals sold with adult
products should be considered general
use items since the manufacturer
intended the product for distribution to
adults.
(Response 9)—We disagree with the
commenter. Packaging of toys or other
articles appropriate for children along
with adult products occurs occasionally.
Therefore, we will not assume that all
products in a copackaged product are
general use products if the copackaged
product contains toys or other articles
that are appealing to and more likely to
be used by children.
Therefore, other than renumbering the
provision to be § 1200.2(c)(2)(iii), we
have finalized this section without
change.
10. Commonly Recognized by
Consumers—§ 1200.2(c)(3) (Formerly
§ 1500.92(c)(3)). Proposed
§ 1500.92(c)(3) would state that the
consumer perception of the product’s
use by children, including its
reasonably foreseeable use and misuse,
will be evaluated. In addition, the
proposed interpretative rule would state
that sales data, market analyses, focus
group testing, and other marketing
studies may help support an analysis
regarding this factor.
We did not receive any specific
comment on this provision. Therefore,
other than renumbering the provision to
be § 1200.2(c)(3), and removing the
reference to ‘‘misuse’’ for the same
reasons as discussed in Response 2, we
have finalized this section without
change.
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
11. Additional Features and
Characteristics of Children’s Products—
§ 1200.2(c)(3)(i) (Formerly
§ 1500.92(c)(3)(i)). Proposed
§ 1500.92(c)(3)(i) would list additional
considerations that may help
distinguish children’s products from
nonchildren’s products. For example,
the proposed rule would include
considerations such as small sizes that
would not be comfortable for the
average adult, exaggerated features
(large buttons, bright indicators) that
simplify the product’s use, safety
features that are not found on similar
products intended for adults, colors
commonly associated with childhood
(pinks, blues, bright primary colors),
decorative motifs commonly associated
with childhood (such as animals,
insects, small vehicles, alphabets, dolls,
clowns, and puppets); and features that
do not enhance the product’s utility
(such as cartoons), but contribute to its
attractiveness to children 12 years of age
or younger.
We did not receive any specific
comment requesting modification of this
provision. Therefore, other than
renumbering the provision to be
§ 1200.2(c)(3)(i), we have finalized this
section without change.
12. Principal Use of Product—
§ 1200.2(c)(3)(ii) (Formerly
§ 1500.92(c)(3)(ii)). Proposed
§ 1500.92(c)(3)(ii) would state that a
product’s principal use may help
consumers distinguish children’s
products from nonchildren’s products.
The proposed interpretative rule would
explain that just because an item could
be used as a children’s product, such as
when a child pretends that a broom is
a horse, that does not mean the item is
a children’s product because the
broom’s principal use is for sweeping.
We did not receive any specific
comment on this provision. Therefore,
other than renumbering the provision to
be § 1200.2(c)(3)(ii), and rephrasing the
provision for clarity, we have finalized
this section without change.
13. Cost—§ 1200.2(c)(3)(iii) (Formerly
§ 1500.92(c)(3)(iii)). Proposed
§ 1500.92(c)(3)(iii) would state that the
cost of a given product may influence
consumer perception regarding the age
of intended users.
(Comment 10)—A few commenters
state that cost should not be a factor
because many products, such as craft
products and Halloween products, are
low cost, and that this factor does not
correlate with whether the products are
more likely to be given to children.
Another commenter states that we
should clarify the consideration of
‘‘cost’’ in determining what is a
children’s product and include
PO 00000
Frm 00033
Fmt 4700
Sfmt 4700
63071
representative monetary frameworks for
some categories.
(Response 10)—Although the cost of a
product, by itself, is not determinative,
the cost of an item can be a
consideration. As stated in the preamble
of the proposed rule:
A product’s cost may also be considered in
evaluating whether a consumer product is
primarily intended for use by a child or an
adult. The cost of a given product may
influence the determination of the age of
intended users. Very expensive items are less
likely to be given to children 12 years of age
or younger, depending on the product. We
have not identified a price point where any
given product achieves automatic adult
status but, in general terms, within a given
product category (like models or remote
controlled vehicles), products intended for
adults cost more than products intended for
children because children are often less
careful with their belongings than adults and
therefore are more likely to be entrusted with
less expensive models. See 75 FR 20536
(April 20, 2010).
Given the variety of products in the
marketplace, we cannot provide
monetary frameworks for categories of
products and must evaluate products on
a case-by-case basis. Therefore, other
than renumbering the provision to be
§ 1200.2(c)(3)(iii), we have finalized this
section without change.
14. Children’s Interactions—
§ 1200.2(c)(3)(iv) (Formerly
§ 1500.92(c)(3)(iv)). Proposed
§ 1500.92(c)(3)(iv) would explain that
products for use in a child’s
environment by the caregiver, but not
for use by the child, would not be
considered primarily intended for a
child 12 years of age or younger.
(Comment 11)—One commenter
disagrees with the Commission’s
analysis of a child’s interaction with
certain items discussed under furniture
and fixtures and the interaction’s effect
on whether or not a product was a
children’s product. The commenter
notes that the Commission stated in the
proposed rule that ‘‘a humidifier may be
used in a child’s room, but this does not
make it for children to use; instead,
adult caregivers use the humidifier to
modify the air in a child’s room.’’ While
agreeing that an ordinary household
humidifier is a general use product, the
commenter states that a humidifier that
is composed of colored plastic and
shaped like a baby animal with a smile
on its face is not equally likely to be
purchased for and used by adults and
children; the humidifier is designed to
appeal primarily to young children and
used in a young child’s room. The
commenter notes that the child’s use of
the product is indirect in that the child
uses it by benefitting from the steam it
emits. The commenter also questions
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63072
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
the Commission’s interpretation of
‘‘interaction’’ in the example of a lamp
that has a childish theme (for example,
a nonmovable fire truck with a
Dalmatian) but does not have ‘‘play
value’’ or features that add play value or
other features that would invite physical
interaction with the lamp beyond
turning it on or off. The commenter
believes such childish embellishments
are expressly designed to appeal
primarily to children and to be used in
a child’s room, not in that of an adult.
(Response 11)—We agree that
products that are designed or intended
primarily for children 12 years of age or
younger would be considered children’s
products and that the child’s interaction
with the product does not have to be
physical, although that is generally the
case. We noted earlier the example of
the crib mobile, where the interaction is
not direct physical contact, but where
the child’s interaction with the mobile
is to be entertained, soothed, or
transitioned to sleep (to mention a few
of the purposes stated in the
advertisements for these products).
Whether these products are children’s
products will be determined by an
evaluation of all the factors listed in the
statute, just as with any other product.
Adult lamps or ordinary household
humidifiers that are placed in any room
of a home would be considered general
use products. The ability or inability of
a young child to turn a lamp (or other
product) on or off would not determine
whether or not it is a children’s product.
Attempting to make a distinction as to
whether a product is intended for
children 12 years of age or younger,
based on some age under thirteen at
which the interaction may change to
direct physical interaction with a
product creates artificial age
distinctions that are not supported by
the statutory language. This represents a
change from the proposed rule, and any
language in the preamble to the contrary
should be disregarded, and the final rule
is revised to reflect this change.
A home furnishing product that is
embellished or decorated in a manner
that is appealing to children 12 years of
age or younger and is marketed to be
placed in the rooms of such children
could be considered a children’s
product. Such embellishment would not
be considered in isolation, however.
Features that invite or entice the child
to use the product, or invite physical
interaction, would support such a
determination along with how the
product is marketed and advertised and
any manufacturer’s statement of
intended use.
15. The Age Determination
Guidelines—§ 1200.2(c)(4) (Formerly
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
§ 1500.92(c)(4)). Proposed
§ 1500.92(c)(4) would quote the
statutory factor at section 3(a)(2)(D) of
the CPSA regarding the Age
Determination Guidelines (‘‘Guidelines’’)
issued by the Consumer Product Safety
Commission staff in September 2002
and any successor to such guidelines.
The proposal also would explain that a
product’s appeal to different age groups
and the capabilities of those age groups
may be considered when making
determinations about the appropriate
user groups for products.
(Comment 12)—A few commenters
state that the Guidelines are only
intended to evaluate the play value of
toys and should not be expanded to
evaluate whether children of certain
ages can successfully perform specific
tasks if the product or type of product
is not specifically mentioned by the
Guidelines.
(Response 12)—We disagree with the
commenters. Congress has mandated
that the Age Determination Guidelines
be one of the four statutory factors
considered in determining whether a
product is intended primarily for
children. The Guidelines generally
describe the factors that appeal to
children and the activities that they can
perform across childhood and can be
used in making an age determination of
any product, whether it is a toy or other
article intended for use by children. The
Guidelines provide information about
social, emotional, cognitive, and
physical developments during
childhood. That information applies to
many products not actually mentioned
by name in the Guidelines.
16. Examples—§ 1200.2(d) (Formerly
§ 1500.92(d)). Proposed § 1500.92(d)
would provide examples to help
manufacturers understand what types of
products would constitute a children’s
product under the CPSA.
We did not receive any specific
comment on this provision. Therefore,
other than renumbering the provision to
be § 1200.2(d), we have finalized this
section without change.
17. Furnishings and Fixtures—
§ 1200.2(d)(1) (Formerly
§ 1500.92(d)(1)). Proposed
§ 1500.92(d)(1) would give examples of
general home furnishings and fixtures
(such as ceiling fans, humidifiers, and
air purifiers) that often are found in
children’s rooms or schools, but would
not be considered children’s products
unless they are decorated or
embellished with a childish theme, have
play value, and/or are sized for a child.
The proposal also would give examples
of home or school furnishings that are
primarily intended for use by children
and considered children’s products,
PO 00000
Frm 00034
Fmt 4700
Sfmt 4700
such as infant tubs, bath seats, and
child-sized chairs. We also stated that
decorative items, such as holiday
decorations and household seasonal
items that are intended only for display
and with which children are not likely
to interact, are generally not considered
children’s products because they are
intended to be used by adults.
(Comment 13)—One commenter states
that hooks should be considered general
use products, whether or not they are
embellished with a children’s theme.
(Response 13)—Any home furnishing
or fixture that is decorated or
embellished with a childish theme and
invites use of the product by the child,
is sized for a child, or is marketed to
appeal primarily to a child, could be
found to be a children’s product
designed or intended primarily for
children 12 years of age or younger,
such as, for example, clothing hooks
embellished with a childish theme to
make them appear to be pirate’s hooks.
As we noted in the preamble to the
proposed rule, unembellished clothing
hooks would be considered general use
products, unless a manufacturer
attaches the hook to a children’s
product, such as a child-sized desk
(thereby making it clear the hook is
intended to be used primarily by a
child) in which case that hook would be
considered a children’s product.
(Comment 14)—One commenter seeks
clarification on the factors on furniture
and collections of furniture that are
suitable for children from birth through
college. According to the commenter,
manufacturers use various terms that are
confusing, including ‘‘juvenile’’ and
‘‘youth’’ furniture. In addition, the
commenter requests an ability to obtain
informal and quick opinions from the
Commission staff, to make such
opinions publicly available on the web,
and to create a mechanism for resolving
disputes.
(Response 14)—The manufacturer is
in the best position to initially
determine whether a ‘‘collection’’ of
furniture is designed or intended
primarily for children 12 years of age or
younger. However, to the extent that
children 12 years of age or younger will
be using such furniture from birth or
toddler age through their teenage years,
we consider such furniture to be
children’s products because children
will be interacting with such furniture
throughout their childhood. These items
are likely to be sized for small children
and may have other characteristics, such
as bright colors or embellishments that
would be appealing to children.
Although, such products may come
with extension kits or other
modifications to make them more
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
appropriate for older children, the
furniture is intended primarily for use
by young children who may also use
such furnishings later as they become
older. To provide guidance regarding
determinations that have been made by
Commission staff, as appropriate, we
will post on our Web site, https://
www.cpsc.gov, some products that have
been determined to be either children’s
products or general use products,
subject to our public disclosure of
information requirements under 15
U.S.C. 2055, CPSC regulations at 16 CFR
part 1101, and the availability of CPSC
resources.
(Comment 15)—One commenter
requests that general home furnishings
include carpets and rugs as examples.
(Response 15)—To provide additional
clarity to this section, the final rule
includes carpets and rugs in the
examples of general home furnishings
and fixtures. Generally, home
furnishings and fixtures would not be
considered children’s products unless
they are decorated or embellished with
childish themes and invite use by a
child 12 years of age or younger, are
sized for a child, or are marketed to
appeal primarily to children. In the case
of rugs and carpets, the particular color
or size of a rug or carpet, considered
alone, would not be sufficient to make
a determination that a rug or carpet is
a children’s product.
(Comment 16)—Another commenter
requests that general home furnishings
include holiday decorations, regardless
of theme, because such products are for
display only and are not intended to be
children’s products. One commenter
also states that not all Halloween
products should be considered
children’s products.
(Response 16)—We agree, in part, and
disagree, in part, with the commenters.
We agree that most holiday decorations,
including seasonal decorations, are not
children’s products, even though they
may appeal to children. However,
certain products such as Halloween
costumes, that are considered toys and
sold and marketed in toy stores, would
continue to be considered children’s
products if intended primarily for
children 12 years of age or younger.
18. Collectibles—§ 1200.2(d)(2)
(Formerly § 1500.92(d)(2)). Proposed
§ 1500.92(d)(2) would distinguish adult
collectibles from children’s collectibles
based on themes that are inappropriate
for children 12 years of age or younger;
features that preclude use by children
during play, such as high cost, limited
production, and display features (such
as hooks or pedestals); and whether
such items are marketed alongside
children’s products.
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
(Comment 17)—A few commenters
request that model trains be specifically
included in the definition of general use
products. The commenters state that the
average age of a model railroader is 53
years old and that there is a level of
sophistication required to operate the
locomotives. Additionally, the
commenters note that model trains may
be costly, with prices from $50 up to
$1,575.
(Response 17)—We agree that certain
model railroads and trains are not
children’s products given the large
number of adult model railroad
hobbyists, the costs involved, and the
level of sophistication required to
operate them. Model trains and model
train accessories (such as scenery, scale
buildings, and supplies), are made by
model railway manufacturers who sell
their trains at model train shops and
model train hobby stores. Children’s
train sets may have childish themes and
may be easier for a child to assemble
and use. By contrast, model railroad
hobbyists collect trains, build miniature
landscapes for the trains, or even
operate their own miniature railroads
outdoors. Accordingly, the final rule
adds ‘‘model railways and trains made
for hobbyists’’ to the list of examples of
‘‘collectible’’ items that would be
considered general use products.
(Comment 18)—One commenter asks
that we add fragility of the materials as
a consideration in determining
collectibles. The commenter also
requests a registry of collectibles or
online listing to provide clear guidance.
(Response 18)—We stated in our
example in proposed § 1500.92(d)(2)
that collectible plush bears are those
which have high cost, are highly
detailed, with fragile accessories,
display cases, and platforms. We believe
that fragility of the materials may also
be considered when assessing a
collectible because children are less
likely to be given items that can break.
Accordingly, we have revised this
section to include ‘‘fragile features’’ as a
characteristic to help distinguish
collectibles from children’s products.
The first sentence in this section now
states, ‘‘Adult collectibles may be
distinguished from children’s
collectibles by themes that are
inappropriate for children 12 years of
age or younger, have features that
preclude use by children during play,
such as high cost, limited production,
fragile features, display features (such as
hooks or pedestals), and are not
marketed alongside children’s products
(for example, in a children’s
department) in ways that make them
indistinguishable from children’s
products.’’
PO 00000
Frm 00035
Fmt 4700
Sfmt 4700
63073
As for the commenter’s request
regarding a registry of collectibles or
online listing, as appropriate, we will
post on our Web site, https://
www.cpsc.gov, some products that have
been determined to be either children’s
products or general use products by
Commission staff, subject to our public
disclosure of information requirements
under 15 U.S.C. 2055, CPSC regulations
at 16 CFR part 1101, and the availability
of CPSC resources.
(Comment 19)—One commenter
disputes the implication that
collectibles must be of high cost or
uniquely marked. The commenter
asserts that labeling products ‘‘Not a toy’’
or ‘‘Not for use by children 12 and
under’’ would be important elements in
identifying such products as intended
for adults.
(Response 19)—We agree that not all
collectibles are high cost. High cost is
simply one among several
considerations we will evaluate when
making a determination. Generally,
many collectibles are of higher cost and/
or marked to distinguish such products
from similar children’s products. The
cost of an item, while not determinative,
can be an important consideration in
analyzing collectibles because very
expensive collectibles are less likely to
be given to children who may
accidently destroy them. In addition, as
discussed in part B.5 of this document,
the statement by a manufacturer about
the intended use of a product, including
a label on such product, will be
considered in making any age
determination.
19. Jewelry—§ 1200.2(d)(3) (Formerly
§ 1500.92(d)(3). Proposed
§ 1500.92(d)(3) would provide
characteristics for distinguishing
children’s jewelry from adult jewelry.
For example, the proposed
interpretative rule would explain that
jewelry intended for children is
generally sized, themed, and marketed
to children and that characteristics such
as size, very low cost, play value,
childish themes on the jewelry, and sale
with children’s products may suggest
that the jewelry is a children’s product.
The proposed interpretative rule also
would explain that many aspects of an
item’s design and marketing are
considered when determining the age of
consumers for whom the product is
intended and will be purchased. The
proposed interpretative rule listed, as
aspects of the item’s design and
marketing the following factors:
Advertising; promotional materials;
packaging graphics and text; size;
dexterity requirements for wearing;
appearance (coloring, textures,
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63074
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
materials, design themes, licensing,
level of realism); and cost.
(Comment 20)—One commenter
disputes the considerations that are
used in distinguishing adult jewelry
from children’s jewelry, including
considerations such as dexterity
requirements and play value. In
addition, this commenter states that the
proposed interpretative rule failed to
include design drawings, brand plans,
and compliance with standards for adult
jewelry as considerations of a
manufacturer’s intent in developing a
product. The commenter asserts that the
proposed interpretative rule improperly
expands the application of the Age
Determination Guidelines to products
other than toys.
(Response 20)—We disagree that we
place an undue emphasis on dexterity
or play value when making age
determinations. Dexterity requirements
may be useful for making distinctions
between children’s and adult jewelry.
While some elastic bracelets may be
useful to people suffering from arthritis,
delicate clasps are difficult for younger
children to use, which would indicate
that such jewelry may be intended for
older consumers. While jewelry is not
considered a toy, some jewelry can have
play value. The most common type of
play associated with children’s jewelry
is role playing. However, although some
general use products may have intrinsic
play value, they do not become
children’s products based on that
characteristic alone. Play value and
dexterity are only two of the
characteristics that are examined in
making age determinations for jewelry.
Regarding the commenter’s criticism
that the proposed rule did not include
design drawings, brand plans, and
compliance with adult jewelry
standards, the proposed interpretative
rule specifically indicated that many
aspects of an item’s design and
marketing are considered when
determining the age of consumers for
whom the jewelry is intended and by
whom it will be purchased. The
commenter states that design drawings
and brand plans should be relevant
considerations in making an age
determination. We agree that such
information is relevant to consider
when available for review. Moreover,
the manufacturer’s intent in designing,
branding, or developing a product is
applicable to the factor regarding the
statement by the manufacturer about the
intended use of the product. This could
include the manufacturer’s compliance
with state standards for adult jewelry.
As discussed in § 1200.2(a)(1), the
manufacturer’s statement is only one of
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
four statutory factors considered in
making a determination.
Additionally, the Commission
recognizes that the determination of
whether a product is a children’s
product is based on whether it is
designed or intended primarily for
children 12 years of age or younger and
not the frequency of such a product’s
appeal to adults. We have made this
change to the rule to reflect this
recognition.
We disagree that we improperly
expanded the Age Determination
Guidelines (2002) to cover products
other than toys. The Guidelines are
among the factors that must be
considered when making
determinations. The descriptions of
factors that appeal to children and the
activities that they can perform across
childhood are described generally in the
Guidelines for use in age determinations
of any product, whether it is a toy or
other article intended for children. The
Guidelines provide information about
social, emotional, cognitive, and
physical developments during
childhood that are applicable to many
products that are not specifically named
in the Guidelines.
20. DVDs, Video Games, and
Computer Products—§ 1200.2(d)(4)
(Formerly § 1500.92(d)(4)). Proposed
§ 1500.92(d)(4) would consider most
computer products and electronic media
devices, such as CDs, DVDs, and DVD
players, to be general use products.
However, the proposal also would
explain that some CDs and DVDs may
have encoded content that is intended
for and marketed to children, such as
children’s movies, games, or
educational software. The proposed
interpretative rule would explain that
CPSC staff may consider ratings given
by entertainment industries and
software rating systems when making an
age determination. The proposed
interpretative rule would note that,
among the CDs and DVDs that have
content embedded that is intended for
children, certain CDs and DVDs that
contain content for very young children
would not be handled or otherwise
touched by children because they do not
have the motor skills to operate media
players and because such products, by
themselves, do not have any appeal to
children. Accordingly, the proposed
interpretative rule would indicate that
these types of CDs or DVDs would not
be considered children’s products
because they are not used ‘‘by’’ children
and children do not physically interact
with such products. The proposed
interpretative rule would say that CDs
or DVDs and other digital media that
may be handled by older children could
PO 00000
Frm 00036
Fmt 4700
Sfmt 4700
be considered children’s products if
such movies, video games, or music
were specifically aimed at and marketed
to children 12 years of age or younger
and have no appeal to older audiences.
(Comment 21)—Several commenters
assert that an approach distinguishing
CDs and DVDs for very young children
who lack the motor skills to operate CDs
and DVDs, from CDs and DVDs for older
children who have such motor skills is
a false distinction. These commenters
state that a very young child is not
allowed to handle a CD or DVD unless
he or she learns to insert it properly into
a CD or DVD player. The commenters
claim that a child will interact much
more with the CD or DVD player than
he or she will interact with the CD or
DVD itself. A commenter also states that
the Commission’s proposed guidelines
regarding CDs provide no clear
mechanism for manufacturers and
distributors to interpret or implement
the definition; that children’s music is
not marketed like toys as ‘‘age 3+’’ or
‘‘suitable for under 3’’; and any such
distinctions in children’s music would
be entirely arbitrary and meaningless.
Another commenter found the DVD
discussion to be confusing and thought
it would be difficult to implement. The
commenter suggested eliminating the
distinction between products intended
for nursery-aged children and those
intended for the next age group and
thought we should just consider all of
those DVDs to be children’s products.
The commenter also said it would be
easier to base the age determinations on
the already established ratings systems.
(Response 21)—Upon further
consideration, we agree that attempting
to make a distinction about whether a
CD or a DVD is a children’s product
based upon whether the intended
audience for a CD or DVD is an infant
or a slightly older child only further
complicates the age determination. With
respect to the CDs and DVDs, consistent
with an analysis of other products, we
must consider the four statutory factors
to assess these products. CDs and DVDs
could be considered children’s products
if such movies, video games, or music
were specifically created for and
marketed to children 12 years of age or
younger and have little or no appeal to
older audiences. The ratings and
targeted age suitability given to the
product will be considered when
making an age determination. This
represents a change from the proposed
rule, and any language in the preamble
to the contrary should be disregarded,
and the final rule is modified to reflect
this change.
It should be noted that the final rule
also states that some media players or
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
devices that play electronic content, if
embellished or decorated with childish
themes, sized for children, or marketed
to appeal primarily to children, could be
considered children’s products because
children 12 years of age or younger
likely would be the main users of such
items, and older children and adults
would be unlikely to use such products.
(Comment 22)—One commenter
sought clarification on how this section
would affect the existing process for
video game research and rating
procedures regarding age. Another
commenter states that the existing rating
systems should be used to determine
whether the product is intended for
children aged 12 years and under.
(Response 22)—We do not expect that
our definition of what is or is not a
children’s product to affect the research
of products under development on
children’s electronic media. The
definition would not affect existing
rating mechanisms, which fall under the
authority of the Federal
Communications Commission. Video
game rating systems would be
considered by staff as one indicator of
age range for purposes of age grading.
(Comment 23)—Other commenters
ask that we add more products to a
general use category, including game
consoles, book readers, digital media
players, cell phones, and digital
assistant communication devices sized
for use by adults, irrespective of any
childish decorations, to avoid any
confusion. Some commenters also seek
clarification that an accessory to an
electronic children’s product (i.e.,
transformers, cables, and connectors) is
not itself a children’s product if it is not
for use by children but is, instead, likely
to be used by parents or guardians. One
commenter states that DVDs are exempt
from the small parts requirement under
ASTM F963–08. Accordingly, this
commenter seeks clarity on how
children’s DVDs would be treated.
(Response 23)—We believe that most
of these product categories, including
game consoles, book readers, digital
media players, cell phones, and digital
assistant communication devices, power
adapters, data cords, and other
accessories to such devices, that are
intended for older children and adults,
fall in the general use category.
Accordingly, the final rule adds them as
examples to the list of general use items,
along with CD and DVD players. As
noted earlier, the final rule also states
that some media players or devices that
play electronic content, if embellished
or decorated with childish themes, sized
for children, or marketed to appeal
primarily to children, could be
considered children’s products because
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
children 12 years of age or younger
likely would be the main users of such
items, and older children and adults
would be unlikely to use such products.
The exemption from small parts for
DVDs has no bearing on age
determinations for DVDs made for
children 12 years of age or younger. The
small parts limitations are only
applicable to toys for children younger
than 3 years of age.
21. Art Materials—§ 1200.2(d)(5)
(Formerly § 1500.92(d)(5)). Proposed
§ 1500.92(d)(5) would consider art
materials sized, decorated, and
marketed to children 12 years of age or
younger, such as crayons, finger paints,
and modeling dough, to be children’s
products. The proposed interpretative
rule would explain that crafting kits and
supplies that are not specifically
marketed to children 12 years of age or
younger likely would be considered
products intended for general use, but
that the marketing and labeling of raw
materials (such as modeling clay, paint,
and paint brushes) may often be given
high priority for these art materials
because the appeal and utility of these
raw materials has such a wide audience.
(Comment 24)—One commenter states
that the emphasis on marketing will
lead to confusion because many art tools
are small and may also be used by an
adult. The commenter states that a more
compelling and logical framework is to
consider the circumstances under which
a child will be using the product. The
commenter asserts that, if the product
has an instructional purpose which will
be under the supervision of an adult,
such products should be considered
general use products, including childsized craft tools, child-sized musical
instruments, child-sized saddles and
equestrian equipment, and classroom
science kits.
(Response 24)—Size, marketing, and
other factors will be considered when
making age determinations. If a
distributor or retailer sells or rents a
general use product in bulk (such as a
raw art materials or art tools) through
distribution channels that target
children 12 years of age or younger in
educational settings, such as schools,
summer camps, or child care facilities,
this type of a distribution strategy
would not necessarily convert a general
use product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
product if the required consideration of
PO 00000
Frm 00037
Fmt 4700
Sfmt 4700
63075
all four statutory factors supports that
determination.
The level of expected adult
supervision needed for a product is not
generally useful when making a
children’s product determination. If the
product otherwise meets the definition
of ‘‘children’s product,’’ the amount of
supervision over the child’s use of a
children’s product will not transform a
children’s product into a general use
product. Accordingly, products such as
small-sized craft tools, small-sized
musical instruments, and small-sized
saddles and equestrian equipment
would be assessed on a case-by-case
basis to determine whether such
products are, in fact, children’s
products. We do note, however, that if
the sizing of the product indicates that
children 12 years of age or younger
would be more likely to use such
products than older children or adults,
the product would likely fall under the
children’s product category, rather than
the general use category.
The Commission, on its own
initiative, is adding the words ‘‘art tools’’
to the final rule to better describe those
materials, such as paint brushes, which
may have a wide audience due to their
appeal and utility and is adding a fuller
explanation of distribution strategies
that might target settings such as
schools.
As for classroom science kits, we
address such products in part B.23 of
this document and its discussion of
§ 1200.2(d)(7).
(Comment 25)—One commenter states
that duplicative third party testing
under the CPSIA should not be required
for products that are covered under the
Labeling of Hazardous Art Materials Act
(LHAMA). Accordingly, this commenter
requests that LHAMA be included as a
FHSA labeling law in addition to the
guidance that most art materials are
general use products.
(Response 25)—We disagree with the
comment because we do not believe that
LHAMA duplicates testing required
under the CPSIA. LHAMA requires that
the manufacturer, importer, or
repackager of art materials have their
product’s formulation reviewed by a
toxicologist for its potential to cause
chronic adverse health effects. A
conformance statement on the product
is used to certify that the product has
been so reviewed. However, the CPSIA
introduces additional test requirements
beyond what is required under LHAMA.
As for the commenter’s request that
we include LHAMA as a labeling
requirement under the Federal
Hazardous Substances Act (FHSA),
LHAMA does not contain a performance
standard similar to those in consumer
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63076
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
product safety rules but rather requires
labeling in the form of a conformance
statement that the product formulation
has been reviewed by a toxicologist. The
requirements of LHAMA are similar to
the labeling requirements of the FHSA,
of which it is a part. Therefore, third
party testing to LHAMA is not required.
An art material designed or intended
primarily for children 12 years of age or
younger would have to be tested by a
third party laboratory to demonstrate
compliance with CPSIA, but it would
not require third party testing and
certification to the LHAMA
requirements. For the same reasons, no
general conformity certificate is
required for general use art materials.
22. Books—§ 1200.2(d)(6) (Formerly
§ 1500.92(d)(6)). Proposed
§ 1500.92(d)(6) would state that the
content of a book can determine its
intended audience. The proposed
interpretative rule would explain that
children’s books have themes,
vocabularies, illustrations, and covers
that match the interests and cognitive
capabilities of children 12 years of age
or younger. The proposal also would
explain that the age guidelines provided
by librarians, education professionals,
and publishers may be dispositive for
determining the intended audience.
Furthermore, some children’s books
have a wide appeal to the general
public, and in those instances, further
analysis may be necessary to assess who
the primary intended audience is based
on consideration of relevant additional
factors, such as product design,
packaging, marketing, and sales data.
(Comment 26)—One commenter asks
us to clarify whether children’s
magazines are covered by the CPSIA.
Another commenter states that sales
data should not be considered for books
since adults purchase books for
children.
(Response 26)—Children’s magazines
are evaluated using the same principles
as those that apply to children’s books
in the interpretative rule. If intended
primarily for children 12 years of age or
younger, magazines must comply with
the CPSIA requirements for children’s
products. We only consider sales data to
be relevant to the extent that it reveals
where the products are sold, such as in
a children’s book or toy store.
23. Science Equipment—
§ 1200.2(d)(7) (Formerly
§ 1500.92(d)(7)). Proposed
§ 1500.92(d)(7) would consider
microscopes, telescopes, and other
scientific equipment that would be used
by an adult, as well as a child, to be
general use products. The proposed
interpretative rule would explain that
equipment with a marketing strategy
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
that targets schools, such as scientific
instrument rentals, would not convert
such products into children’s products
if such products are intended for general
use, regardless of how the equipment is
leased, rented, or sold. However, the
proposal would further explain that, in
general, scientific equipment that is
specifically sized for children and/or
has childish themes or decorations
intended to attract children is
considered a children’s product. Toy
versions of such items are also
considered children’s products.
(Comment 27)—Several commenters
state that school supplies, such as
science equipment, writing devices, and
musical instruments used in
educational settings, should be
considered general use items. They
argue that many items that are specified
in these curriculums can be easily found
at department stores, hardware stores,
grocery stores, and specialty shops. In
addition, other commenters state that
many science and math programs and
kits are principally designed and used
as instructional materials for teachers in
a classroom setting. Accordingly, they
request that we revise the rule to
include such items as general use items
when marketed and sold for the purpose
of supervised, hands-on educational
instruction. In addition, a few
commenters request that pens, pencils,
and other office supplies be specifically
included as general use items because
they are used mainly by the general
public.
(Response 27)—We agree with the
commenters that many math and
science kits that are sent to schools for
the purpose of teaching these subjects
contain materials, such as rubber bands,
staples, paper clips, and other items,
that can be found in any hardware or
grocery store. In determining whether
these assembled products should now
be considered children’s products
because of their new use, packaging,
and marketing to schools, we consider
the four specified statutory factors
together as a whole. If a distributor or
retailer sells or rents a general use
product in bulk through distribution
channels that target children 12 years of
age or younger in educational settings,
such as schools or summer camps, this
type of a distribution strategy would not
necessarily convert a general use
product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
product if the required consideration of
PO 00000
Frm 00038
Fmt 4700
Sfmt 4700
all four statutory factors supports that
determination. Products mainly
intended for use by the instructor would
not be considered children’s products.
Some pens and pencils are designed
or intended primarily for children 12
years of age or younger. However, if a
pen, pencil, or other office supply is not
designed or intended primarily for
children 12 years of age or younger, it
would not be considered a children’s
product.
The Commission notes that, in the
context of science equipment, size may
be more pertinent to protective gear,
such as gloves and aprons, in making an
age determination than it would be to
the scientific instruments themselves
and is, on its own initiative, changing
the final rule to reflect this.
24. Sporting Goods and Recreational
Equipment—§ 1200.2(d)(8) (Formerly
§ 1500.92(d)(8)). Proposed
§ 1500.92(d)(8)) would consider sporting
goods that are primarily intended for
consumers older than 12 years of age to
be general use items. The proposed
interpretative rule would explain that
regulation-sized sporting equipment,
such as basketballs, baseballs, bats,
racquets, and hockey pucks, are general
use items even though some children 12
years of age or younger will use them.
However, this section would provide
that sporting goods become children’s
products when they are sized to fit
children or are otherwise decorated
with childish features that are intended
to attract children 12 years of age or
younger. Likewise, this section would
provide that recreational equipment,
such as roller blades, skateboards,
bicycles, camping gear, and fitness
equipment, are considered general use
products unless they are sized to fit
children 12 years of age or younger and/
or are decorated with childish features
by the manufacturer.
(Comment 28)—Several commenters
state that sporting equipment intended
for ‘‘tweens,’’ teens, and young adults
should not be considered ‘‘children’s
products.’’ One commenter states that
‘‘legitimate’’ sporting goods should be
general use products whether they are
used by a 9-year-old or 13-year-old and
that ‘‘size’’ is irrelevant to making the
determination. The commenter asserts
that their uses and essential purposes
are no different than sporting equipment
used by teens. Another commenter
states that the cost of testing these
products was too high and resulted in
delays in manufacturing.
(Response 28)—We agree that
products sized for general use are not
converted into children’s products
because they are also used by children
12 years of age or younger (such as
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
‘‘tweens’’ whom, based upon the Age
Determination Guidelines issued by the
Consumer Product Safety Commission
staff in September 2002, for purposes of
this response, we consider to be
individuals under 13, but not younger
than 9 years of age). Unless such items
are specifically marketed to children or
have extra features that make them more
suitable for children than for adults,
they would be considered general use
products. However, we disagree that
sizing of the sporting equipment would
be irrelevant to the age determination. If
children 12 years or younger would
mainly use the product because it
would be too small or inappropriate for
older children to use, then it likely
would be considered a children’s
product.
As for the comment regarding testing
costs and manufacturing delays, such
matters are outside the scope of this
rulemaking. Comments related to testing
and certification are addressed in
separate rulemaking on product
certification published in the Federal
Register on May 20, 2010 (75 FR 28336).
Additionally, the Commission
recognizes that the use of the term
‘‘regulation sized sporting equipment’’
leaves room for confusion between
whether the Commission is referring to
youth regulation size or adult regulation
size. Accordingly, the final rule is
modified to reflect this consideration
and renumbered as § 1200.2(d)(8).
(Comment 29)—One commenter states
that the interpretative rule should be
clear that a product sized for an adult,
such as a baseball glove, is considered
a general use product even if there is a
cartoon character on it. In addition, the
commenter asserts that a wading pool
may be a children’s product based on
size alone, regardless of whether it
contains additional play features, and
requests a definition for ‘‘shallow’’ in
reference to wading pool depth.
(Response 29)—We agree that the
presence of a cartoon character on an
adult-sized product is not sufficient to
label a product as a children’s product.
Age determinations take into account
the principal use patterns of a given
product; so if a baseball glove is too
large for children to use, it would not be
intended for use by children 12 years of
age or younger and therefore would not
be a children’s product, no matter how
it is decorated.
In response to the comment regarding
wading pools, we agree that such pools
generally are intended for children even
without childish themes or play
features. The size, decorations, and
depth of a pool may be sufficient to
determine that a product is primarily
intended for use by children. However,
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
the Commission does not have
regulations setting forth the dimensions
of wading pools.
25. Musical Instruments—
§ 1200.2(D)(9) (Formerly
§ 1500.92(d)(9)). Proposed
§ 1500.92(d)(9) would consider musical
instruments suited for an adult
musician as well as a child to be general
use products. Instruments primarily
intended for children can be
distinguished from adult instruments by
their size and marketing themes. The
proposed interpretative rule also would
explain that products with a marketing
strategy that targets schools, such as
instrument rentals, would not convert
such products into children’s products
if such products are intended for general
use, regardless of how the instruments
are leased, rented, or sold. These
instruments are intended by the
manufacturer for use primarily by
adults, although there also may be
incidental use by children through such
programs. However, this section also
would provide that products that
produce music or sounds in a manner
that simplifies the process so that
children can pretend to play an
instrument are considered toys
primarily intended for children 12 years
of age or younger.
(Comment 30)—One commenter states
that the proposed rule should explicitly
exclude from the definition of children’s
product electronically-aided musical
instruments and musical devices that
are preprogrammed by the user or the
manufacturer.
(Response 30)—We agree that the
preprogrammed sounds and
demonstration pieces in electronicallyaided musical instruments would be
considered general use products.
However, toys that have preprogrammed
sounds will continue to be considered
children’s products. Accordingly, we
have revised the rule to add ‘‘including
electronically-aided musical
instruments’’ after ‘‘Musical
instruments.’’
The Commission notes that if a
distributor or retailer sells or rents in
bulk, general use musical instruments
through distribution channels that target
children 12 years of age or younger in
educational settings, such as schools or
summer camps, this type of a
distribution strategy would not
necessarily convert a general use
product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
PO 00000
Frm 00039
Fmt 4700
Sfmt 4700
63077
product if the required consideration of
all four statutory factors supports that
determination.
26. Other Issues
(Comment 31)—One commenter states
that the effective date should be delayed
to give manufacturers an opportunity to
evaluate whether or not their products
are children’s products pursuant to this
rule.
(Response 31)—Because this is an
interpretative rule, a delayed effective
date is not required by the
Administrative Procedure Act (5 U.S.C.
553(d)).
(Comment 32)—A few commenters
raise issues with footwear. These
commenters state that there is no
certainty as to whether an article of
footwear is a children’s product and that
the issue is confused especially with
youth footwear. According to the
commenters, many 12-year-olds wear
adult footwear and that size does not
necessarily relate to age. The
commenters request an objective
standard of footwear of 24 centimeters
(cm) or more as being intended for
adults.
(Response 32)—We believe that the
manufacturer is in the best position to
make an initial determination regarding
whether footwear is primarily intended
for children 12 years of age or younger.
However, we will rely on the statutory
factors, rather than a single factor since
it is possible that other features can
strongly indicate that the footwear is
intended primarily for children 12 years
old or younger even though the length
of the footwear exceeds 24 cm.
List of Subjects in 16 CFR Part 1200
Business and industry, Infants and
children, Consumer protection, Imports,
Toys.
■ For the reasons stated above, the
Commission adds 16 CFR part 1200 to
read as follows:
PART 1200—DEFINITION OF
CHILDREN’S PRODUCT UNDER THE
CONSUMER PRODUCT SAFETY ACT
Sec.
1200.1
1200.2
Purpose.
Definition of children’s product.
Authority: 15 U.S.C. 2052(2).
§ 1200.1
Purpose.
This part provides guidance on the
definition of children’s product and the
factors the Commission will consider
when making determinations regarding
children’s products as set forth under 15
U.S.C. 2052(2).
§ 1200.2
Definition of children’s product.
(a) Definition of ‘‘Children’s
Product’’—(1) Under section 3(a)(2) of
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63078
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
the Consumer Product Safety Act
(CPSA), a children’s product means a
consumer product designed or intended
primarily for children 12 years of age or
younger. The term ‘‘designed or
intended primarily’’ applies to those
consumer products mainly for children
12 years old or younger. Whether a
product is primarily intended for
children 12 years of age or younger is
determined by considering the four
specified statutory factors. These factors
are:
(i) A statement by a manufacturer
about the intended use of such product,
including a label on such product if
such statement is reasonable.
(ii) Whether the product is
represented in its packaging, display,
promotion, or advertising as appropriate
for use by children 12 years of age or
younger.
(iii) Whether the product is
commonly recognized by consumers as
being intended for use by a child 12
years of age or younger.
(iv) The Age Determination
Guidelines issued by the Commission
staff in September 2002 and any
successor to such guidelines.
(2) The examples discussed herein
may also be illustrative in making such
determinations; however, the
determination of whether a product
meets the definition of a children’s
product depends on factual information
that may be unique to each product and,
therefore, would need to be made on a
case-by-case basis. The term ‘‘for use’’ by
children 12 years or younger generally
means that children will physically
interact with such products based on
the reasonably foreseeable use of such
product. Toys and articles that are
subject to the small parts regulations at
16 CFR Part 1501 and in ASTM F963
would fall within the definition of
children’s product since they are
intended for children 12 years of age or
younger. Toys and other articles
intended for children up to 96 months
(8 years old) that are subject to the
requirements at 16 CFR 1500.48 through
1500.49 and 16 CFR 1500.50 through
1500.53 would similarly fall within the
definition of children’s product given
their age grading for these other
regulations. Therefore, a manufacturer
could reasonably conclude on the basis
of the age grading for these other
regulations that its product also must
comply with all requirements applicable
to children’s products including, but not
limited to, those under the Federal
Hazardous Substances Act, ASTM F963,
‘‘Standard Consumer Safety
Specification for Toy Safety,’’ and the
Consumer Product Safety Improvement
Act of 2008.
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
(b) Definition of ‘‘General Use
Product’’—(1) A general use product
means a consumer product that is not
designed or intended primarily for use
by children 12 years old or younger.
General use products are those
consumer products designed or
intended primarily for consumers older
than age 12. Some products may be
designed or intended for use by
consumers of all ages, including
children 12 years old or younger, but are
intended mainly for consumers older
than 12 years of age. Examples of
general use products may include
products with which a child would not
likely interact, or products with which
consumers older than 12 would be as
likely, or more likely to interact.
Products used by children 12 years of
age or younger that have a declining
appeal for teenagers are likely to be
considered children’s products.
(2) Other products are specifically not
intended for children 12 years of age or
younger. These products, such as
cigarette lighters, candles, and
fireworks, which the Commission has
traditionally warned adults to keep
away from children, are not subject to
the CPSIA’s lead limits, tracking label
requirement, and third-party testing and
certification provisions. Similarly,
products that incorporate performance
requirements for child resistance are not
children’s products as they are designed
specifically to ensure that children
cannot access the contents. This would
include products such as portable
gasoline containers and special
packaging under the Poison Prevention
Packaging Act.
(c) Factors Considered—To determine
whether a consumer product is
primarily intended for a child 12 years
of age or younger the four specified
statutory factors must be considered
together as a whole. The following four
factors must be considered:
(1) A statement by a manufacturer
about the intended use of such product,
including a label on such product if
such statement is reasonable. A
manufacturer’s statement about the
product’s intended use, including the
product’s label, should be reasonably
consistent with the expected use
patterns for a product. A manufacturer’s
statement that the product is not
intended for children does not preclude
a product from being regulated as a
children’s product if the primary appeal
of the product is to children 12 years of
age or younger, as indicated, for
example, by decorations or
embellishments that invite use by the
child, being sized for a child or being
marketed to appeal primarily to
children. Similarly, a label indicating
PO 00000
Frm 00040
Fmt 4700
Sfmt 4700
that a product is for ages 9 and up does
not necessarily make it a children’s
product if it is a general use product.
Such a label may recommend 9 years
old as the earliest age for a prospective
user, but may or may not indicate the
age for which the product is primarily
intended. The manufacturer’s label, in
and of itself, is not considered to be
determinative.
(2) Whether the product is
represented in its packaging, display,
promotion, or advertising as appropriate
for use by children 12 years of age or
younger.
(i) These representations may be
express or implied. For example,
advertising by the manufacturer
expressly declaring that the product is
intended for children 12 years of age or
younger will support a determination
that a product is a children’s product.
While, for example advertising by the
manufacturer showing children 12 years
of age or younger using the product may
support a determination that the
product is a children’s product. These
representations may be found in
packaging, text, illustrations and/or
photographs depicting consumers using
the product, instructions, assembly
manuals, or advertising media used to
market the product.
(ii) The product’s physical location
near, or visual association with,
children’s products may be a factor in
making an age determination, but is not
determinative. For example, a product
displayed in a children’s toy section of
a store may support a determination that
the product is a children’s product.
However, where that same product is
also sold in department stores and
marketed for general use, further
evaluation would be necessary. The
Commission recognizes that
manufacturers do not necessarily
control where a product will be placed
in a retail establishment and such lack
of control will be considered. The
Commission evaluates products more
broadly than on a shelf-by-shelf or storeby-store basis.
(iii) The product’s association or
marketing in conjunction with
nonchildren’s products may not be
determinative as to whether the product
is a children’s product. For example,
packaging and selling a stuffed animal
with a candle would not preclude a
determination that the stuffed animal is
a children’s product since stuffed
animals are commonly recognized as
being primarily intended for children.
(3) Whether the product is commonly
recognized by consumers as being
intended for use by children 12 years of
age or younger. Consumer perception of
the product’s use by children, including
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
its reasonably foreseeable use, will be
evaluated. Sales data, market analyses,
focus group testing, and other marketing
studies may help support an analysis
regarding this factor.
(i) Features and Characteristics—
additional considerations that may help
distinguish children’s products from
nonchildren’s products include:
(A) Small sizes that would not be
comfortable for the average adult;
(B) Exaggerated features (large
buttons, bright indicators) that simplify
the product’s use;
(C) Safety features that are not found
on similar products intended for adults;
(D) Colors commonly associated with
childhood (pinks, blues, bright primary
colors);
(E) Decorative motifs commonly
associated with childhood (such as
animals, insects, small vehicles,
alphabets, dolls, clowns, and puppets);
(F) Features that do not enhance the
product’s utility (such as cartoons) but
contribute to its attractiveness to
children 12 years of age or younger; and
(G) Play value, i.e., features primarily
attractive to children 12 years of age or
younger that promote interactive
exploration and imagination for fanciful
purposes (whimsical activities lacking
utility for accomplishing mundane
tasks; actions performed for
entertainment and amusement).
(ii) Principal use of the product—the
principal uses of a product take
precedence over other actions that are
less likely to be performed with a
product. For example, when a child
pretends that a broom is a horse, that
does not mean the item is a children’s
product because the broom’s principal
use is for sweeping;
(iii) Cost—the cost of a given product
may influence the determination of the
age of intended users; and
(iv) Children’s interactions, if any,
with the product—products for use in a
child’s environment by the caregiver but
not for use by the child would not be
considered to be primarily intended for
a child 12 years of age or younger.
(4) The Age Determination Guidelines
issued by the Consumer Product Safety
Commission staff in September 2002,
and any successor to such guidelines.
The product’s appeal to different age
groups and the capabilities of those age
groups may be considered when making
determinations about the appropriate
user groups for products.
(d) Examples—To help manufacturers
understand what constitutes a
children’s product under the CPSA, the
following additional examples regarding
specific product categories are offered:
(1) Furnishings and Fixtures—General
home furnishings and fixtures
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
(including, but not limited to: Rocking
chairs, shelving units, televisions,
digital music players, ceiling fans,
humidifiers, air purifiers, window
curtains, tissue boxes, rugs, carpets,
lamps, clothing hooks and racks) that
often are found in children’s rooms or
schools would not be considered
children’s products unless they are
decorated or embellished with a
childish theme and invite use by a child
12 years of age or younger, are sized for
a child, or are marketed to appeal
primarily to children. Examples of home
or school furnishings that are designed
or intended primarily for use by
children and considered children’s
products include: Infant tubs, bath seats,
small bean bag chairs with childish
decorations, beds with children’s
themes, child-sized desks, and childsized chairs. Decorative items, such as
holiday decorations and household
seasonal items that are intended only for
display, with which children are not
likely to interact, are generally not
considered children’s products, since
they are intended to be used by adults.
(2) Collectibles—Adult collectibles
may be distinguished from children’s
collectibles by themes that are
inappropriate for children 12 years of
age or younger, have features that
preclude use by children during play,
such as high cost, limited production,
fragile features, display features (such as
hooks or pedestals), and are not
marketed alongside children’s products
(for example, in a children’s
department) in ways that make them
indistinguishable from children’s
products. For example, collectible plush
bears have high cost, are highly
detailed, with fragile accessories,
display cases, and platforms on which
to pose and hold the bears. Children’s
bears have lower costs and simple
accessories that can be handled without
fear of damage to the product. Another
example of collectible items includes
model railways and trains made for
hobbyists.
(3) Jewelry—Jewelry intended for
children is generally sized, themed, and
marketed to children. The following
characteristics may cause a piece of
jewelry to be considered a children’s
product: Size; very low cost; play value;
childish themes on the jewelry; sale
with children’s products (such as a
child’s dress); sale with a child’s book,
a toy, or party favors; sale with
children’s cereal or snacks; sale at an
entertainment or educational event
attended primarily by children; sale in
a store that contains mostly children’s
products; and sale in a vending
machine. In addition, many aspects of
an item’s design and marketing are
PO 00000
Frm 00041
Fmt 4700
Sfmt 4700
63079
considered when determining the age of
consumers for whom the product is
intended and will be purchased
including: Advertising; promotional
materials; packaging graphics and text;
dexterity requirements for wearing;
appearance (coloring, textures,
materials, design themes, licensing, and
level of realism); and cost. These
characteristics will help jewelry
manufacturers and consumers
determine whether a particular piece of
jewelry is designed or intended
primarily for children 12 years of age or
younger.
(4) DVDs, Video Games, and
Computer Products—Most computer
products and electronic media, such as
CDs, DVDs, and video games, are
considered general use products.
However, CDs and DVDs with encoded
content that is intended for and
marketed to children, such as children’s
movies, games, or educational software
may be determined to be children’s
products. CPSC staff may consider
ratings given by entertainment
industries and software rating systems
when making an age determination. In
addition, electronic media players and
devices that are embellished or
decorated with childish themes that are
intended to attract children 12 years of
age or younger, are sized for children, or
are marketed to appeal primarily to
children, are not likely to fall under the
general use category where children 12
years or younger likely would be the
primary users of such devices. However,
electronic devices such as CD players,
DVD players, game consoles, book
readers, digital media players, cell
phones, digital assistant communication
devices, and accessories to such devices
that are intended mainly for children
older than 12 years of age or adults are
products for general use.
(5) Art Materials—Materials sized,
decorated, and marketed to children 12
years of age or younger, such as crayons,
finger paints, and modeling dough,
would be considered children’s
products. Crafting kits and supplies that
are not specifically marketed to children
12 years of age or younger likely would
be considered products intended for
general use. Consideration of the
marketing and labeling of raw materials
and art tools (such as modeling clay,
paint, and paint brushes) may often be
given high priority in an age
determination because the appeal and
utility of these raw materials has such
a wide audience. If a distributor or
retailer sells or rents a general use
product in bulk (such as a raw art
materials or art tools) through
distribution channels that target
children 12 years of age or younger in
E:\FR\FM\14OCR1.SGM
14OCR1
emcdonald on DSK2BSOYB1PROD with RULES
63080
Federal Register / Vol. 75, No. 198 / Thursday, October 14, 2010 / Rules and Regulations
educational settings, such as schools,
summer camps, or child care facilities,
this type of a distribution strategy
would not necessarily convert a general
use product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
product if the required consideration of
all four statutory factors supports that
determination. The requirements of the
Labeling of Hazardous Art Materials Act
are similar to the labeling requirements
of the FHSA, of which it is a part.
Therefore, third party testing to LHAMA
is not required. An art material designed
or intended primarily for children 12
years of age or younger would have to
be tested by a third party laboratory to
demonstrate compliance with CPSIA,
but it would not require third party
testing and certification to the LHAMA
requirements. For the same reasons, no
general conformity certificate is
required for general use art materials.
(6) Books—The content of a book can
determine its intended audience.
Children’s books have themes,
vocabularies, illustrations, and covers
that match the interests and cognitive
capabilities of children 12 years of age
or younger. The age guidelines provided
by librarians, education professionals,
and publishers may be dispositive for
determining the intended audience.
Some children’s books have a wide
appeal to the general public, and in
those instances, further analysis may be
necessary to assess who the primary
intended audience is based on
consideration of relevant additional
factors, such as product design,
packaging, marketing, and sales data.
(7) Science Equipment—Microscopes,
telescopes, and other scientific
equipment that would be used by an
adult, as well as a child, are considered
general use products. Equipment that is
intended by the manufacturer for use
primarily by adults, although there may
be use by children through such
programs, is a general use product. Toy
versions of such items are considered
children’s products. If a distributor or
retailer sells or rents a general use
product in bulk through distribution
channels that target children 12 years of
age or younger in educational settings,
such as schools or summer camps, this
type of a distribution strategy would not
necessarily convert a general use
product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
VerDate Mar<15>2010
16:06 Oct 13, 2010
Jkt 223001
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
product if the required consideration of
all four statutory factors supports that
determination. Products mainly
intended for use by the instructor would
not be considered children’s products.
In general, scientific equipment that is
specifically sized for children, such as
protective gear, eyewear, gloves, or
aprons and/or has childish themes or
decorations and invites use by a child
12 years of age or younger or is
marketed to appeal primarily to
children is considered a children’s
product.
(8) Sporting Goods and Recreational
Equipment—Sporting goods that are
intended primarily for consumers older
than 12 years of age are considered
general use items. Sporting equipment,
sized for adults, are general use items
even though some children 12 years of
age or younger will use them. Unless
such items are specifically marketed to
children 12 years of age or younger, or
have extra features that make them more
suitable for children 12 years of age or
younger than for adults, they would be
considered general use products. If
children 12 years or younger would
mainly use the product because it
would be too small or inappropriate for
older children to use, then it likely
would be considered a children’s
product. Likewise, recreational
equipment, such as roller blades,
skateboards, bicycles, camping gear, and
fitness equipment are considered
general use products unless they are
sized to fit children 12 years of age or
younger and/or are decorated with
childish features by the manufacturer.
(9) Musical Instruments—Musical
instruments, including electronicallyaided instruments suited for an adult
musician, are general use products.
Instruments intended primarily for
children can be distinguished from
adult instruments by their size and
marketing themes. The Commission
notes that if a distributor or retailer sells
or rents in bulk, a general use musical
instrument through distribution
channels that target children 12 years of
age or younger in educational settings,
such as schools or summer camps, this
type of a distribution strategy would not
necessarily convert a general use
product into a children’s product.
However, if the product is packaged in
such a manner that either expressly
states or implies with graphics, themes,
labeling, or instructions that the product
is designed or intended primarily for
children 12 years of age or younger,
then it may be considered a children’s
PO 00000
Frm 00042
Fmt 4700
Sfmt 4700
product if the required consideration of
all four statutory factors supports that
determination.
Dated: October 6, 2010.
Todd A. Stevenson,
Secretary, Consumer Product Safety
Commission.
[FR Doc. 2010–25645 Filed 10–13–10; 8:45 am]
BILLING CODE 6355–01–P
COMMODITY FUTURES TRADING
COMMISSION
17 CFR Part 44
RIN 3038–AD24
Interim Final Rule for Reporting PreEnactment Swap Transactions
Commodity Futures Trading
Commission.
ACTION: Interim final rule; request for
public comment.
AGENCY:
The Commodity Futures
Trading Commission (‘‘Commission’’ or
‘‘CFTC’’) is publishing for comment an
interim final rule to implement new
statutory provisions introduced by Title
VII of the Dodd-Frank Wall Street
Reform and Consumer Protection Act
(‘‘Dodd-Frank Act’’). Section 729 of the
Dodd-Frank Act requires the CFTC to
adopt, within 90 days of enactment of
the Dodd-Frank Act, an interim final
rule for the reporting of swap
transactions entered into before July 21,
2010 whose terms had not expired as of
that date (‘‘pre-enactment unexpired
swaps’’). Pursuant to this mandate, the
CFTC is today adopting an interim final
rule requiring specified counterparties
to pre-enactment unexpired swap
transactions to report certain
information related to such transactions
to a registered swap data repository
(‘‘SDR’’) 1 or to the Commission by the
compliance date to be established in
reporting rules required under
Section2(h)(5) of the CEA, or within 60
days after an SDR becomes registered
under Section 21 of the CEA, whichever
occurs first. An interpretive note to the
rule advises that counterparties that
may be required to report to an SDR or
the CFTC will need to preserve
information pertaining to the terms of
such swaps.
DATES: This interim final rule is
effective October 14, 2010. Comments
SUMMARY:
1 The term ‘‘swap data repository’’ is defined in
Section 1a(48) of the Commodity Exchange Act
(‘‘CEA’’ or the ‘‘Act’’) to mean ‘‘any person that
collects and maintains information or records with
respect to transactions or positions in, or the terms
and conditions of, swaps entered into by third
parties for the purpose of providing a centralized
recordkeeping facility for swaps.’’
E:\FR\FM\14OCR1.SGM
14OCR1
Agencies
[Federal Register Volume 75, Number 198 (Thursday, October 14, 2010)]
[Rules and Regulations]
[Pages 63067-63080]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-25645]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Part 1200
[Docket No. CPSC-2010-0029]
Interpretation of ``Children's Product''
AGENCY: Consumer Product Safety Commission.
ACTION: Final interpretative rule.
-----------------------------------------------------------------------
SUMMARY: The Consumer Product Safety Commission (``CPSC,''
``Commission,'' or ``we'') is issuing a final interpretative rule on
the term ``children's product'' as used in the Consumer Product Safety
Improvement Act of 2008 (``CPSIA''), Public Law 110-314. The final
interpretative rule provides additional guidance on the factors that
are considered when evaluating what is a children's product.\1\
---------------------------------------------------------------------------
\1\ The Commission voted 3-2 to publish this final
interpretative rule, with changes, in the Federal Register. Chairman
Inez M. Tenenbaum, Commissioners Thomas Moore and Robert Adler voted
to publish the final interpretative rule with changes. Commissioners
Nancy Nord and Anne Northup voted against publication of the final
interpretative rule. All of the Commissioners issued statements. The
web address for Commissioners' statements is: https://www.cpsc.gov/pr/statements.html.
---------------------------------------------------------------------------
DATES: Effective Date: This rule is effective October 14, 2010.
FOR FURTHER INFORMATION CONTACT: Jonathan D. Midgett, Office of Hazard
Identification and Reduction, Consumer Product Safety Commission, 4330
East West Highway, Bethesda, Maryland 20814, telephone (301) 504-7692,
e-mail jmidgett@cpsc.gov.
SUPPLEMENTARY INFORMATION:
A. Background
Section 235(a) of the CPSIA amended section 3(a)(2) the Consumer
Product Safety Act (``CPSA'') by creating a new definition of
``children's product.'' 15 U.S.C. 2052(a)(2). ``Children's product'' is
defined as ``a consumer product designed or intended primarily for
children 12 years of age or younger.'' Several CPSIA provisions use the
term ``children's product.'' Section 101(a) of the CPSIA provides that,
as of August 14, 2009, children's products may not contain more than
300 parts per million (ppm) of lead. Section 102 of the CPSIA requires
third party testing of certain children's products, and section 103 of
the CPSIA requires tracking labels for children's products.
The statutory definition of ``children's product'' also specifies
certain factors that are to be taken into consideration when making a
determination about ``whether a consumer product is primarily intended
for a child 12 years of age or younger.'' These factors are:
A statement by a manufacturer about the intended use of
such product, including a label on such product if such statement is
reasonable.
Whether the product is represented in its packaging,
display, promotion, or advertising as appropriate for use by children
12 years of age or younger.
Whether the product is commonly recognized by consumers as
being intended for use by a child 12 years of age or younger.
The Age Determination Guidelines issued by the Commission
staff in September 2002 and any successor to such guidelines.
B. Discussion of Comments to the Proposed Interpretative Rule and
Changes to the Final Interpretative Rule
In the Federal Register of April 20, 2010 (75 FR 20533), the
Commission published a proposed interpretative rule to help interested
parties understand how the Commission will determine whether a
particular consumer product is a ``children's product.'' By this rule,
the Commission intends to clarify its interpretation of the statutory
requirements and provide guidance on sections 101, 102, and 103 of the
CPSIA with regard to children's products. The language in the preamble
of this rule and the preamble of the proposed rule (75 FR at 20533) (to
the extent the proposed rule was not altered by the final rule) may be
consulted in determining its administrative construction and meaning.
The Commission recognizes that the determination of whether a product
meets the definition of a children's product depends on factual
information that may be unique to each product and, therefore, would
need to be made on a case-by-case basis. Given the factual nature of
the inquiry, this rule is intended to give interested parties a better
understanding of our approach in evaluating children's products. This
document does not impose any additional requirements beyond those in
the CPSIA, but informs the public of the Commission's interpretation of
the term
[[Page 63068]]
``children's product.'' The proposed interpretative rule would create a
new section in the CFR interpreting the definition of children's
product and elaborating on the accompanying statutory factors.
The Commission notes that while all four factors are considered,
certain elements of the factors are common to many children's products
and cut across numerous product categories. These elements are
decorations or embellishments with childish themes that invite use by a
child 12 years of age or younger, sizing a product for a child, or
marketing a product in a way designed to make it appeal primarily to
children.
The Commission received numerous comments from individuals and
groups, including consumers, consumer organizations, manufacturers,
trade associations, and testing laboratories. Several commenters
supported the proposed rule; other commenters sought to clarify,
expand, or limit the scope of the rule.
We initially proposed this section under Chapter II of Title 16,
Part 1500 of the Federal Hazardous Substances Act (``FHSA''). However,
because the definition of children's product amends section 3(a)(2) of
the Consumer Product Safety Act (``CPSA''), on our own initiative, we
have renumbered the final rule to become a new Part 1200, Definitions,
under Subchapter B--Consumer Product Safety Act Regulations.
As a result of our decision to place the final rule in a new part
1200, we have, on our own initiative, created a new Sec. 1200.1 to
describe the purpose of the new part 1200. Section 1200.1 states that
part 1200 is intended to provide guidance on the definition of
children's product and the factors considered for making determinations
regarding children's products as set forth under 15 U.S.C. 2052(a)(2).
Additionally, proposed Sec. 1500.92, ``Definition of children's
product,'' is now renumbered as Sec. 1200.2 in the final
interpretative rule.
We describe and respond to the comments in part B of this document
and also describe the final rule. To make it easier to identify
comments and our responses, the word ``Comment,'' in parentheses, will
appear before the comment's description, and the word ``Response,'' in
parentheses, will appear before our response. We also have numbered
each comment to help distinguish among different comments. The number
assigned to each comment is purely for organizational purposes and does
not signify the comment's value, importance, or the order in which it
was received.
1. Definition of ``Children's Product''--Sec. 1200.2(a)(2)
(Formerly Sec. 1500.92(a)(1)). Proposed Sec. 1500.92(a) would provide
that, under section 3(a)(2) of the CPSA, a children's product means a
consumer product designed or intended primarily for children 12 years
of age or younger. We interpreted the term ``designed or intended
primarily'' to apply to those consumer products mainly for children 12
years old or younger. A determination of whether a product is a
``children's product'' will be based on consideration of the four
specified statutory factors. In addition, because the statutory factors
incorporate the concept of ``use'' by the child in some manner,
proposed Sec. 1500.92(a)(1) interpreted ``for use'' by children 12
years or younger generally to mean that children will physically
interact with such products based on the reasonably foreseeable use and
misuse of such products.
(Comment 1)--Several commenters state that the definition should be
clear that children's products are only those designed or intended by
the manufacturer to be primarily for children 12 years of age or
younger and that a product falls outside the scope of the definition if
the product was designed or intended primarily by the manufacturer for
older children or adults. In addition, some commenters request that the
Commission limit the scope of the definition by emphasizing that the
manufacturer's intent is the key factor for evaluating whether a
consumer product is a children's product. According to these
commenters, the interpretative rule should make clear that the
remaining statutory criteria would be subordinate to statements made by
manufacturers about the intended age of the users.
(Response 1)--We disagree that a determination of what is a
children's product should be based mainly on the manufacturer's intent.
The statute provides that the definition of a ``children's product'' is
a consumer product designed or intended primarily for children 12 years
of age or younger. In determining whether a consumer product is
primarily intended for a child 12 years of age or younger, section
3(a)(2)(A) through (D) of the CPSA expressly mandates an analysis of
four factors that ``shall be considered'': (1) A statement by the
manufacturer about the intended use of the product, including a label
on such product if such statement is reasonable; (2) whether the
product is represented in its packaging, display, promotion, or
advertising as appropriate for use by children 12 years of age or
younger; (3) whether the product is commonly recognized by consumers as
being intended for use by a child 12 years of age or younger; and (4)
the Age Determinations Guidelines issued by the Commission staff in
September 2002, and any successor to such guidelines. All of these
factors will be considered in each case to the extent that they are
applicable.
The manufacturer's statement of intent, including labeling, is only
one of four factors that we must consider. While we agree that the
manufacturer's statement of intent plays an important role in making
initial children's product determinations, it is not necessarily
determinative, or entitled to greater weight than any other factor.
Courts have held that, as a general rule, when a statute requires an
agency to consider a factor, the agency must reach ``an express and
considered conclusion'' about the bearing of the factor, but need not
give ``any specific weight to the factor.'' Small Refiner Lead Phase-
Down Task Force v. EPA, 705 F.2d 506, 516 (DC Cir. 1983) (quoting
Weyerhaeuser Co. v. Costle, 590 F.2d 1011, 1045 (DC Cir. 1978)). At a
minimum, all the statutory factors must be considered when determining
whether a particular consumer product is considered to be intended
primarily for children 12 years of age or younger, and we will not
initially assign any more or less weight to any individual factor.
(Comment 2)--Other commenters state that the proposed definition of
children's product should not contain a definition of ``for use'' by
children that is based on ``physical interaction'' and ``foreseeable
use and misuse'' of such products by children. According to the
commenters, the requirement that children physically interact with such
products would capture many household products that would not be
designed or intended primarily for children 12 years of age or younger.
(Response 2)--We disagree that the interpretation of ``for use''
would capture general use products that are not primarily intended for
use by children. We interpret ``for use'' generally to mean physical
use of a product in order to distinguish products, such as diaper bags
that are intended to be used with children by the parent or caregiver
from products that are intended for use by children. Products that are
for use by children generally are those with which they will interact
or have direct physical contact, such as with the diaper itself. There
also can be children's products where the interaction is not direct
physical contact, such as a mobile hung over an infant's crib, where
the child's interaction with the mobile is to be
[[Page 63069]]
entertained, soothed, or transitioned to sleep (to mention a few of the
purposes stated in the advertisements for these products).
Contrary to the commenters' assertions, many household products are
not primarily intended for use by children, but may be touched by
children. Products that are considered general use products, such as
televisions, stereo equipment, and appliances, do not become children's
products simply because children may have contact with them because the
products are not designed or intended primarily for use by children 12
years of age or younger.
When evaluating products, the Commission not only considers the
manufacturer's statement of intended use, but the product's reasonably
foreseeable use (i.e., what a child using the product may reasonably be
expected to do with the product). The question of whether there will be
reasonably foreseeable use of a product by a child is a determination
that is made initially by the manufacturer. We agree that foreseeable
misuse in this context may be difficult for a manufacturer to
determine. An analysis of the foreseeable uses should be adequate to
make the initial determination as to whether a product is a children's
product. We have revised the final rule to reflect these changes and
advise readers to disregard the discussion of misuse in the preamble to
the proposed rule (75 FR at 20535).
(Comment 3)--A few commenters state that the proposed
interpretative rule affects other requirements previously established
for toys and children's products. Specifically, the commenters give as
an example board/table games, which were identified under the Age
Determination Guidelines as being appropriate for children in the 6-
year-old range. The commenters assert that the games would have to
comply with ASTM F963 (a toy standard that is now a mandatory consumer
product safety standard pursuant to section 106 of the CPSIA),
applicable FHSA requirements under 16 CFR 1500.50 through 1500.53, lead
in surface coatings under 16 CFR 1303, and phthalates requirements of
the CPSIA. If the games are general use products, the commenters claim
that such products would not be required to comply with the lead in
substrate requirements, or the tracking label requirements, or the
mandatory third party testing requirements under the CPSIA.
(Response 3)--We recognize that some board games could be treated
differently under separate provisions of the CPSIA, the cited FHSA
regulations, and ASTM F963. In most places, however, the statutes and
regulations can be read consistently. For example, to the extent that
toys or other articles are subject to small parts testing because they
are intended for use by children under 3 years of age, it is reasonable
to conclude that they are children's products. Likewise, for toys and
other articles intended for use by children under 8 years of age that
are subject to the use and abuse tests at 16 CFR 1500.50 through
1500.53, and the sharp points and edges tests at 16 CFR 1500.48 through
1500.49, such products would also logically be considered children's
products. We have added the following sentences to clarify this in the
rule. The final interpretative rule now states in relevant part:
Toys and articles that are subject to the small parts
regulations at 16 CFR Part 1501 and in ASTM F963, would logically
fall within the definition of children's product since they are
intended for children 12 years of age or younger. Toys and other
articles intended for children up to 96 months (8 years old) that
are subject to the requirements at 16 CFR 1500.48 through 1500.49
and 16 CFR 1500.50 through 1500.53 would similarly fall within the
definition of children's product given their age grading for these
other regulations. Therefore, a manufacturer could reasonably
conclude on the basis of the age grading for these other regulations
that its product also must comply with all requirements applicable
to children's products including, but not limited to, those under
the Federal Hazardous Substances Act, ASTM F963, ``Standard Consumer
Safety Specification for Toy Safety,'' and the Consumer Product
Safety Improvement Act of 2008.
We discuss children ages 9 through 12 in the comments and responses to
proposed Sec. 1500.92(c)(1) (now renumbered as Sec. 1200.2(c)(1) in
the final rule).
(Comment 4)--One commenter states that the definition of children's
products should include pet foods. Another commenter states that adult
absorbent care products should be distinguished from children's
diapers.
(Response 4)--Pet foods and adult absorbent products are outside
the scope of this interpretative rule because these products are
regulated under the Federal Food, Drug, and Cosmetic Act (``FFDCA'').
21 U.S.C. 201, et seq. Pet food falls within the definition of ``food''
at section 201(f) of the FFDCA, which defines ``food,'' in part, as
``articles used for food or drink for man or other animals.''
As for diapers, although children's diapers are considered
children's products, adult absorbent products are devices as defined at
section 201(h) of the FFDCA, and the Food and Drug Administration
classifies a ``protective garment for incontinence'' as a class I
device (see 21 CFR 876.5920).
2. Definition of ``General Use Product''--Sec. 1200.2(b)(1)
(Formerly Sec. 1500.92(b)(1)). Proposed Sec. 1500.92(b)(1) would
define a general use product to mean a consumer product that is not
designed or intended primarily for use by children 12 years old or
younger. The proposal also would interpret a general use product as a
consumer product ``mainly for consumers older than age 12'' and would
explain that some products may be designed or intended for consumers of
all ages, including children 12 years old or younger, but are intended
mainly for consumers older than 12 years of age. The proposal would
provide that, ``[e]xamples of general use products may include products
with which a child would not likely interact, or products with which
consumers older than 12 would be as likely, or more likely to interact.
Products used by children 12 years of age or younger that have a
declining appeal for teenagers are likely to be considered children's
products.''
(Comment 5)--Several commenters would have us make explicit that,
if a product is as likely or more likely to be used by a child older
than 12 years of age than by a child 12 years of age or younger, the
product may not be considered a children's product. Other commenters
state that the terms ``as likely'' and ``just as appealing'' (which
appeared in the preamble to the proposed rule and not in the codified
text itself (see 75 FR at 20534)) to compare younger and older children
adds subjectivity and uncertainty to the determination process. These
commenters believe that, if a determination is not clear cut, the
Commission should err in protecting child safety and health. In
addition, the commenters state that products having intrinsic play
value for young children should be considered children's products.
(Response 5)--A children's product is a consumer product designed
or intended primarily for children 12 years of age or younger. General
use products are those consumer products designed or intended primarily
for consumers older than age 12. As we stated in the preamble to the
proposed rule, ``if an older child or adult is as likely, or more
likely to interact with the [product] than a child, such a [product]
would not be a product designed or intended primarily for children 12
years of age or younger, and thus, would not be considered a
``children's product.'' See 75 FR at 20534. We will consider all four
of the statutory factors to determine
[[Page 63070]]
if a product is primarily intended for children 12 years of age or
younger, always keeping in mind that one of the Commission's most
important mandates is to protect children's health and safety.
We disagree with the comment that any product that has intrinsic
play value for young children would automatically be considered a
children's product. Young children often find intrinsic play value in a
number of general use products, such as pots and pans or keys, but they
do not become children's products simply because children may play with
them. The Commission has other statutory authorities to address
nonchildren's products that may pose a risk to children.
3. Other products specifically not intended for use by children 12
years of age or younger--Sec. 1200.2(b)(2) (Formerly Sec.
1500.92(b)(2)). Proposed Sec. 1500.92(b)(2) would state that products,
such as cigarette lighters, candles, and fireworks, which the
Commission has traditionally warned adults to keep away from children,
are not subject to the CPSIA's lead limits, tracking label requirement,
and third-party testing and certification provisions. Similarly, this
section would provide that products that incorporate performance
requirements for child resistance are not children's products because
they are designed specifically to ensure that children cannot access
the contents. This would include products such as portable gasoline
containers and special packaging under the Poison Prevention Packaging
Act.
We did not receive any comment on this provision. Therefore, other
than renumbering the provision to be Sec. 1200.2(b)(2), we have
finalized this section without change.
4. Factors Considered--Sec. 1200.2(c) (Formerly Sec. 1500.92(c)).
Proposed Sec. 1500.92(c) would set forth the statutory factors that
must be considered to determine whether a consumer product is primarily
intended for a child 12 years of age or younger.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec. 1200.2(c),
we have finalized this section with a nonsubstantive change.
5. Manufacturer's Statement--Sec. 1200.2(c)(1) (Formerly Sec.
1500.92(c)(1)). Proposed Sec. 1500.92(c)(1) would explain that a
manufacturer's statement about the product's intended use, including
the product's labels, should be reasonably consistent with the expected
use patterns for a product. This section also would provide that, ``[a]
manufacturer's statement that the product is not intended for children
does not preclude a product from being regulated as a children's
product if the primary appeal of the product is to children 12 years of
age or younger. Similarly, a label indicating that a product is for
ages 10 and up does not necessarily make it a children's product if it
is a general use product.'' The manufacturer's label, in and of itself,
is not considered to be determinative.
(Comment 6)--One commenter would revise the interpretative rule to
clarify the ``gray'' area of products designed or intended both for
children 9 to 12 years old and for teenagers and older. The commenter
states that the manufacturer's statement should refer to ages 9 and up,
rather than ages 10 and up.
(Response 6)--We agree that the hardest questions regarding
determinations on whether a product is primarily intended for children
12 years of age or younger will often involve this age group. For
example, the requirements for the use and abuse test methods and for
the sharp points and edges test methods discussed in part B.1 of this
document and Sec. 1200.2(a) do not extend past 96 months (8 years of
age). The Age Determination Guidelines group 9 to 12-year-olds together
because these older children have advanced cognitive and motor skills,
as well as the ability to care for their belongings, compared to
younger children. Thus, products in this category may have
characteristics that are also appropriate for products intended for
older children and adults. A number of products intended for this age
group (9 and up, 10 and up, 11 and up, and 12 and up) will require
further evaluation. However, we have revised the final rule to include
ages 9 and up, rather than ages 10 and up to reflect the age groups
discussed in the Age Determination Guidelines. The sentences now state,
``Similarly, a label indicating that a product is for ages 9 and up
does not necessarily make it a children's product if it is a general
use product. Such a label may recommend 9 years old as the earliest age
for a prospective user, but may or may not indicate the age for which
the product is primarily intended.''
6. Packaging, Display, Promotion or Advertising--Sec. 1200.2(c)(2)
(Formerly Sec. 1500.92(c)(2)). Proposed Sec. 1500.92(c)(2) would
restate the statutory factor on whether a product is represented in its
packaging, display, promotion, or advertising as appropriate for use by
children 12 years of age or younger.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec.
1200.2(c)(2), we have finalized this section without change.
7. Express or Implied Representations--Sec. 1200.2(c)(2)(i)
(Formerly Sec. 1500.92(c)(2)(i)). Proposed Sec. 1500.92(c)(2)(i)
would explain that, for example, advertising that expressly declares
that the product is intended for children 12 years of age or younger
will support a determination that a product is a children's product.
While, for example, advertising showing children 12 years of age or
younger using the product may support a determination that the product
is a children's product. The proposal would state that such
representations may be found in packaging, text, illustrations and/or
photographs depicting consumers using the product, instructions,
assembly manuals, or advertising media used to market the product.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec.
1200.2(c)(2)(i), we have finalized this section without change.
8. Product's Physical Location--Sec. 1200.2 (c)(2)(ii) (Formerly
Sec. 1500.92(c)(2)(ii)). Proposed Sec. 1500.92(c)(2)(ii) would state
that the product's physical location near, or visual association with,
children's products may be a factor in making an age determination, but
is not determinative.
(Comment 7)--One commenter states that if a store decides to place
a youth basketball in a toy shop section, instead of the teen and adult
sporting goods section, it does not make it less of a basketball, and
the location should not be determinative in the analysis.
(Response 7)--We agree that a product's location, while important,
is not determinative. The physical placement of a product in a store
may not be known by the manufacturer when an age determination is made,
and manufacturers may not have any control over the placement of their
products. However, if such marketing information is known, it should be
considered in the determination analysis because the physical location
of a product in a store is part of the product's marketing. In
addition, the Commission may consider the kind of stores to which a
product is distributed in determining whether it is designed or
primarily intended for children 12 years of age or younger.
(Comment 8)--One commenter states that the packaging, marketing,
and placement in a retail store should be the main indication that the
product is targeting children 12 years of age and under. The commenter
asserts that the
[[Page 63071]]
interaction between this factor and the others should be clearly
stated.
(Response 8)--While the packaging, marketing, and store placement
will be considered, these factors do not necessarily outweigh the other
factors that may need to be considered in making an age determination.
We will weigh all of the relevant factors. Therefore, other than
renumbering the provision to be Sec. 1200.2(c)(2)(ii), we have
finalized this section with nonsubstantive changes.
9. Marketing with Other Products--Sec. 1200.2(c)(2)(iii) (Formerly
Sec. 1500.92(c)(2)(iii)). Proposed Sec. 1500.92(c)(2)(iii) would
state that the product's association or marketing in conjunction with
nonchildren's products may not be determinative as to whether the
product is a children's product. For example, packaging and selling a
stuffed animal with a candle would not preclude a determination that
the stuffed animal is a children's product since stuffed animals are
commonly recognized as being primarily intended for children.
(Comment 9)--One commenter states that stuffed animals sold with
adult products should be considered general use items since the
manufacturer intended the product for distribution to adults.
(Response 9)--We disagree with the commenter. Packaging of toys or
other articles appropriate for children along with adult products
occurs occasionally. Therefore, we will not assume that all products in
a copackaged product are general use products if the copackaged product
contains toys or other articles that are appealing to and more likely
to be used by children.
Therefore, other than renumbering the provision to be Sec.
1200.2(c)(2)(iii), we have finalized this section without change.
10. Commonly Recognized by Consumers--Sec. 1200.2(c)(3) (Formerly
Sec. 1500.92(c)(3)). Proposed Sec. 1500.92(c)(3) would state that the
consumer perception of the product's use by children, including its
reasonably foreseeable use and misuse, will be evaluated. In addition,
the proposed interpretative rule would state that sales data, market
analyses, focus group testing, and other marketing studies may help
support an analysis regarding this factor.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec.
1200.2(c)(3), and removing the reference to ``misuse'' for the same
reasons as discussed in Response 2, we have finalized this section
without change.
11. Additional Features and Characteristics of Children's
Products--Sec. 1200.2(c)(3)(i) (Formerly Sec. 1500.92(c)(3)(i)).
Proposed Sec. 1500.92(c)(3)(i) would list additional considerations
that may help distinguish children's products from nonchildren's
products. For example, the proposed rule would include considerations
such as small sizes that would not be comfortable for the average
adult, exaggerated features (large buttons, bright indicators) that
simplify the product's use, safety features that are not found on
similar products intended for adults, colors commonly associated with
childhood (pinks, blues, bright primary colors), decorative motifs
commonly associated with childhood (such as animals, insects, small
vehicles, alphabets, dolls, clowns, and puppets); and features that do
not enhance the product's utility (such as cartoons), but contribute to
its attractiveness to children 12 years of age or younger.
We did not receive any specific comment requesting modification of
this provision. Therefore, other than renumbering the provision to be
Sec. 1200.2(c)(3)(i), we have finalized this section without change.
12. Principal Use of Product--Sec. 1200.2(c)(3)(ii) (Formerly
Sec. 1500.92(c)(3)(ii)). Proposed Sec. 1500.92(c)(3)(ii) would state
that a product's principal use may help consumers distinguish
children's products from nonchildren's products. The proposed
interpretative rule would explain that just because an item could be
used as a children's product, such as when a child pretends that a
broom is a horse, that does not mean the item is a children's product
because the broom's principal use is for sweeping.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec.
1200.2(c)(3)(ii), and rephrasing the provision for clarity, we have
finalized this section without change.
13. Cost--Sec. 1200.2(c)(3)(iii) (Formerly Sec.
1500.92(c)(3)(iii)). Proposed Sec. 1500.92(c)(3)(iii) would state that
the cost of a given product may influence consumer perception regarding
the age of intended users.
(Comment 10)--A few commenters state that cost should not be a
factor because many products, such as craft products and Halloween
products, are low cost, and that this factor does not correlate with
whether the products are more likely to be given to children. Another
commenter states that we should clarify the consideration of ``cost''
in determining what is a children's product and include representative
monetary frameworks for some categories.
(Response 10)--Although the cost of a product, by itself, is not
determinative, the cost of an item can be a consideration. As stated in
the preamble of the proposed rule:
A product's cost may also be considered in evaluating whether a
consumer product is primarily intended for use by a child or an
adult. The cost of a given product may influence the determination
of the age of intended users. Very expensive items are less likely
to be given to children 12 years of age or younger, depending on the
product. We have not identified a price point where any given
product achieves automatic adult status but, in general terms,
within a given product category (like models or remote controlled
vehicles), products intended for adults cost more than products
intended for children because children are often less careful with
their belongings than adults and therefore are more likely to be
entrusted with less expensive models. See 75 FR 20536 (April 20,
2010).
Given the variety of products in the marketplace, we cannot provide
monetary frameworks for categories of products and must evaluate
products on a case-by-case basis. Therefore, other than renumbering the
provision to be Sec. 1200.2(c)(3)(iii), we have finalized this section
without change.
14. Children's Interactions--Sec. 1200.2(c)(3)(iv) (Formerly Sec.
1500.92(c)(3)(iv)). Proposed Sec. 1500.92(c)(3)(iv) would explain that
products for use in a child's environment by the caregiver, but not for
use by the child, would not be considered primarily intended for a
child 12 years of age or younger.
(Comment 11)--One commenter disagrees with the Commission's
analysis of a child's interaction with certain items discussed under
furniture and fixtures and the interaction's effect on whether or not a
product was a children's product. The commenter notes that the
Commission stated in the proposed rule that ``a humidifier may be used
in a child's room, but this does not make it for children to use;
instead, adult caregivers use the humidifier to modify the air in a
child's room.'' While agreeing that an ordinary household humidifier is
a general use product, the commenter states that a humidifier that is
composed of colored plastic and shaped like a baby animal with a smile
on its face is not equally likely to be purchased for and used by
adults and children; the humidifier is designed to appeal primarily to
young children and used in a young child's room. The commenter notes
that the child's use of the product is indirect in that the child uses
it by benefitting from the steam it emits. The commenter also questions
[[Page 63072]]
the Commission's interpretation of ``interaction'' in the example of a
lamp that has a childish theme (for example, a nonmovable fire truck
with a Dalmatian) but does not have ``play value'' or features that add
play value or other features that would invite physical interaction
with the lamp beyond turning it on or off. The commenter believes such
childish embellishments are expressly designed to appeal primarily to
children and to be used in a child's room, not in that of an adult.
(Response 11)--We agree that products that are designed or intended
primarily for children 12 years of age or younger would be considered
children's products and that the child's interaction with the product
does not have to be physical, although that is generally the case. We
noted earlier the example of the crib mobile, where the interaction is
not direct physical contact, but where the child's interaction with the
mobile is to be entertained, soothed, or transitioned to sleep (to
mention a few of the purposes stated in the advertisements for these
products). Whether these products are children's products will be
determined by an evaluation of all the factors listed in the statute,
just as with any other product. Adult lamps or ordinary household
humidifiers that are placed in any room of a home would be considered
general use products. The ability or inability of a young child to turn
a lamp (or other product) on or off would not determine whether or not
it is a children's product. Attempting to make a distinction as to
whether a product is intended for children 12 years of age or younger,
based on some age under thirteen at which the interaction may change to
direct physical interaction with a product creates artificial age
distinctions that are not supported by the statutory language. This
represents a change from the proposed rule, and any language in the
preamble to the contrary should be disregarded, and the final rule is
revised to reflect this change.
A home furnishing product that is embellished or decorated in a
manner that is appealing to children 12 years of age or younger and is
marketed to be placed in the rooms of such children could be considered
a children's product. Such embellishment would not be considered in
isolation, however. Features that invite or entice the child to use the
product, or invite physical interaction, would support such a
determination along with how the product is marketed and advertised and
any manufacturer's statement of intended use.
15. The Age Determination Guidelines--Sec. 1200.2(c)(4) (Formerly
Sec. 1500.92(c)(4)). Proposed Sec. 1500.92(c)(4) would quote the
statutory factor at section 3(a)(2)(D) of the CPSA regarding the Age
Determination Guidelines (``Guidelines'') issued by the Consumer
Product Safety Commission staff in September 2002 and any successor to
such guidelines. The proposal also would explain that a product's
appeal to different age groups and the capabilities of those age groups
may be considered when making determinations about the appropriate user
groups for products.
(Comment 12)--A few commenters state that the Guidelines are only
intended to evaluate the play value of toys and should not be expanded
to evaluate whether children of certain ages can successfully perform
specific tasks if the product or type of product is not specifically
mentioned by the Guidelines.
(Response 12)--We disagree with the commenters. Congress has
mandated that the Age Determination Guidelines be one of the four
statutory factors considered in determining whether a product is
intended primarily for children. The Guidelines generally describe the
factors that appeal to children and the activities that they can
perform across childhood and can be used in making an age determination
of any product, whether it is a toy or other article intended for use
by children. The Guidelines provide information about social,
emotional, cognitive, and physical developments during childhood. That
information applies to many products not actually mentioned by name in
the Guidelines.
16. Examples--Sec. 1200.2(d) (Formerly Sec. 1500.92(d)). Proposed
Sec. 1500.92(d) would provide examples to help manufacturers
understand what types of products would constitute a children's product
under the CPSA.
We did not receive any specific comment on this provision.
Therefore, other than renumbering the provision to be Sec. 1200.2(d),
we have finalized this section without change.
17. Furnishings and Fixtures--Sec. 1200.2(d)(1) (Formerly Sec.
1500.92(d)(1)). Proposed Sec. 1500.92(d)(1) would give examples of
general home furnishings and fixtures (such as ceiling fans,
humidifiers, and air purifiers) that often are found in children's
rooms or schools, but would not be considered children's products
unless they are decorated or embellished with a childish theme, have
play value, and/or are sized for a child. The proposal also would give
examples of home or school furnishings that are primarily intended for
use by children and considered children's products, such as infant
tubs, bath seats, and child-sized chairs. We also stated that
decorative items, such as holiday decorations and household seasonal
items that are intended only for display and with which children are
not likely to interact, are generally not considered children's
products because they are intended to be used by adults.
(Comment 13)--One commenter states that hooks should be considered
general use products, whether or not they are embellished with a
children's theme.
(Response 13)--Any home furnishing or fixture that is decorated or
embellished with a childish theme and invites use of the product by the
child, is sized for a child, or is marketed to appeal primarily to a
child, could be found to be a children's product designed or intended
primarily for children 12 years of age or younger, such as, for
example, clothing hooks embellished with a childish theme to make them
appear to be pirate's hooks. As we noted in the preamble to the
proposed rule, unembellished clothing hooks would be considered general
use products, unless a manufacturer attaches the hook to a children's
product, such as a child-sized desk (thereby making it clear the hook
is intended to be used primarily by a child) in which case that hook
would be considered a children's product.
(Comment 14)--One commenter seeks clarification on the factors on
furniture and collections of furniture that are suitable for children
from birth through college. According to the commenter, manufacturers
use various terms that are confusing, including ``juvenile'' and
``youth'' furniture. In addition, the commenter requests an ability to
obtain informal and quick opinions from the Commission staff, to make
such opinions publicly available on the web, and to create a mechanism
for resolving disputes.
(Response 14)--The manufacturer is in the best position to
initially determine whether a ``collection'' of furniture is designed
or intended primarily for children 12 years of age or younger. However,
to the extent that children 12 years of age or younger will be using
such furniture from birth or toddler age through their teenage years,
we consider such furniture to be children's products because children
will be interacting with such furniture throughout their childhood.
These items are likely to be sized for small children and may have
other characteristics, such as bright colors or embellishments that
would be appealing to children. Although, such products may come with
extension kits or other modifications to make them more
[[Page 63073]]
appropriate for older children, the furniture is intended primarily for
use by young children who may also use such furnishings later as they
become older. To provide guidance regarding determinations that have
been made by Commission staff, as appropriate, we will post on our Web
site, https://www.cpsc.gov, some products that have been determined to
be either children's products or general use products, subject to our
public disclosure of information requirements under 15 U.S.C. 2055,
CPSC regulations at 16 CFR part 1101, and the availability of CPSC
resources.
(Comment 15)--One commenter requests that general home furnishings
include carpets and rugs as examples.
(Response 15)--To provide additional clarity to this section, the
final rule includes carpets and rugs in the examples of general home
furnishings and fixtures. Generally, home furnishings and fixtures
would not be considered children's products unless they are decorated
or embellished with childish themes and invite use by a child 12 years
of age or younger, are sized for a child, or are marketed to appeal
primarily to children. In the case of rugs and carpets, the particular
color or size of a rug or carpet, considered alone, would not be
sufficient to make a determination that a rug or carpet is a children's
product.
(Comment 16)--Another commenter requests that general home
furnishings include holiday decorations, regardless of theme, because
such products are for display only and are not intended to be
children's products. One commenter also states that not all Halloween
products should be considered children's products.
(Response 16)--We agree, in part, and disagree, in part, with the
commenters. We agree that most holiday decorations, including seasonal
decorations, are not children's products, even though they may appeal
to children. However, certain products such as Halloween costumes, that
are considered toys and sold and marketed in toy stores, would continue
to be considered children's products if intended primarily for children
12 years of age or younger.
18. Collectibles--Sec. 1200.2(d)(2) (Formerly Sec.
1500.92(d)(2)). Proposed Sec. 1500.92(d)(2) would distinguish adult
collectibles from children's collectibles based on themes that are
inappropriate for children 12 years of age or younger; features that
preclude use by children during play, such as high cost, limited
production, and display features (such as hooks or pedestals); and
whether such items are marketed alongside children's products.
(Comment 17)--A few commenters request that model trains be
specifically included in the definition of general use products. The
commenters state that the average age of a model railroader is 53 years
old and that there is a level of sophistication required to operate the
locomotives. Additionally, the commenters note that model trains may be
costly, with prices from $50 up to $1,575.
(Response 17)--We agree that certain model railroads and trains are
not children's products given the large number of adult model railroad
hobbyists, the costs involved, and the level of sophistication required
to operate them. Model trains and model train accessories (such as
scenery, scale buildings, and supplies), are made by model railway
manufacturers who sell their trains at model train shops and model
train hobby stores. Children's train sets may have childish themes and
may be easier for a child to assemble and use. By contrast, model
railroad hobbyists collect trains, build miniature landscapes for the
trains, or even operate their own miniature railroads outdoors.
Accordingly, the final rule adds ``model railways and trains made for
hobbyists'' to the list of examples of ``collectible'' items that would
be considered general use products.
(Comment 18)--One commenter asks that we add fragility of the
materials as a consideration in determining collectibles. The commenter
also requests a registry of collectibles or online listing to provide
clear guidance.
(Response 18)--We stated in our example in proposed Sec.
1500.92(d)(2) that collectible plush bears are those which have high
cost, are highly detailed, with fragile accessories, display cases, and
platforms. We believe that fragility of the materials may also be
considered when assessing a collectible because children are less
likely to be given items that can break. Accordingly, we have revised
this section to include ``fragile features'' as a characteristic to
help distinguish collectibles from children's products. The first
sentence in this section now states, ``Adult collectibles may be
distinguished from children's collectibles by themes that are
inappropriate for children 12 years of age or younger, have features
that preclude use by children during play, such as high cost, limited
production, fragile features, display features (such as hooks or
pedestals), and are not marketed alongside children's products (for
example, in a children's department) in ways that make them
indistinguishable from children's products.''
As for the commenter's request regarding a registry of collectibles
or online listing, as appropriate, we will post on our Web site, https://www.cpsc.gov, some products that have been determined to be either
children's products or general use products by Commission staff,
subject to our public disclosure of information requirements under 15
U.S.C. 2055, CPSC regulations at 16 CFR part 1101, and the availability
of CPSC resources.
(Comment 19)--One commenter disputes the implication that
collectibles must be of high cost or uniquely marked. The commenter
asserts that labeling products ``Not a toy'' or ``Not for use by
children 12 and under'' would be important elements in identifying such
products as intended for adults.
(Response 19)--We agree that not all collectibles are high cost.
High cost is simply one among several considerations we will evaluate
when making a determination. Generally, many collectibles are of higher
cost and/or marked to distinguish such products from similar children's
products. The cost of an item, while not determinative, can be an
important consideration in analyzing collectibles because very
expensive collectibles are less likely to be given to children who may
accidently destroy them. In addition, as discussed in part B.5 of this
document, the statement by a manufacturer about the intended use of a
product, including a label on such product, will be considered in
making any age determination.
19. Jewelry--Sec. 1200.2(d)(3) (Formerly Sec. 1500.92(d)(3).
Proposed Sec. 1500.92(d)(3) would provide characteristics for
distinguishing children's jewelry from adult jewelry. For example, the
proposed interpretative rule would explain that jewelry intended for
children is generally sized, themed, and marketed to children and that
characteristics such as size, very low cost, play value, childish
themes on the jewelry, and sale with children's products may suggest
that the jewelry is a children's product. The proposed interpretative
rule also would explain that many aspects of an item's design and
marketing are considered when determining the age of consumers for whom
the product is intended and will be purchased. The proposed
interpretative rule listed, as aspects of the item's design and
marketing the following factors: Advertising; promotional materials;
packaging graphics and text; size; dexterity requirements for wearing;
appearance (coloring, textures,
[[Page 63074]]
materials, design themes, licensing, level of realism); and cost.
(Comment 20)--One commenter disputes the considerations that are
used in distinguishing adult jewelry from children's jewelry, including
considerations such as dexterity requirements and play value. In
addition, this commenter states that the proposed interpretative rule
failed to include design drawings, brand plans, and compliance with
standards for adult jewelry as considerations of a manufacturer's
intent in developing a product. The commenter asserts that the proposed
interpretative rule improperly expands the application of the Age
Determination Guidelines to products other than toys.
(Response 20)--We disagree that we place an undue emphasis on
dexterity or play value when making age determinations. Dexterity
requirements may be useful for making distinctions between children's
and adult jewelry. While some elastic bracelets may be useful to people
suffering from arthritis, delicate clasps are difficult for younger
children to use, which would indicate that such jewelry may be intended
for older consumers. While jewelry is not considered a toy, some
jewelry can have play value. The most common type of play associated
with children's jewelry is role playing. However, although some general
use products may have intrinsic play value, they do not become
children's products based on that characteristic alone. Play value and
dexterity are only two of the characteristics that are examined in
making age determinations for jewelry.
Regarding the commenter's criticism that the proposed rule did not
include design drawings, brand plans, and compliance with adult jewelry
standards, the proposed interpretative rule specifically indicated that
many aspects of an item's design and marketing are considered when
determining the age of consumers for whom the jewelry is intended and
by whom it will be purchased. The commenter states that design drawings
and brand plans should be relevant considerations in making an age
determination. We agree that such information is relevant to consider
when available for review. Moreover, the manufacturer's intent in
designing, branding, or developing a product is applicable to the
factor regarding the statement by the manufacturer about the intended
use of the product. This could include the manufacturer's compliance
with state standards for adult jewelry. As discussed in Sec.
1200.2(a)(1), the manufacturer's statement is only one of four
statutory factors considered in making a determination.
Additionally, the Commission recognizes that the determination of
whether a product is a children's product is based on whether it is
designed or intended primarily for children 12 years of age or younger
and not the frequency of such a product's appeal to adults. We have
made this change to the rule to reflect this recognition.
We disagree that we improperly expanded the Age Determination
Guidelines (2002) to cover products other than toys. The Guidelines are
among the factors that must be considered when making determinations.
The descriptions of factors that appeal to children and the activities
that they can perform across childhood are described generally in the
Guidelines for use in age determinations of any product, whether it is
a toy or other article intended for children. The Guidelines provide
information about social, emotional, cognitive, and physical
developments during childhood that are applicable to many products that
are not specifically named in the Guidelines.
20. DVDs, Video Games, and Computer Products--Sec. 1200.2(d)(4)
(Formerly Sec. 1500.92(d)(4)). Proposed Sec. 1500.92(d)(4) would
consider most computer products and electronic media devices, such as
CDs, DVDs, and DVD players, to be general use products. However, the
proposal also would explain that some CDs and DVDs may have encoded
content that is intended for and marketed to children, such as
children's movies, games, or educational software. The proposed
interpretative rule would explain that CPSC staff may consider ratings
given by entertainment industries and software rating systems when
making an age determination. The proposed interpretative rule would
note that, among the CDs and DVDs that have content embedded that is
intended for children, certain CDs and DVDs that contain content for
very young children would not be handled or otherwise touched by
children because they do not have the motor skills to operate media
players and because such products, by themselves, do not have any
appeal to children. Accordingly, the proposed interpretative rule would
indicate that these types of CDs or DVDs would not be considered
children's products because they are not used ``by'' children and
children do not physically interact with such products. The proposed
interpretative rule would say that CDs or DVDs and other digital media
that may be handled by older children could be considered children's
products if such movies, video games, or music were specifically aimed
at and marketed to children 12 years of age or younger and have no
appeal to older audiences.
(Comment 21)--Several commenters assert that an approach
distinguishing CDs and DVDs for very young children who lack the motor
skills to operate CDs and DVDs, from CDs and DVDs for older children
who have such motor skills is a false distinction. These commenters
state that a very young child is not allowed to handle a CD or DVD
unless he or she learns to insert it properly into a CD or DVD player.
The commenters claim that a child will interact much more with the CD
or DVD player than he or she will interact with the CD or DVD itself. A
commenter also states that the Commission's proposed guidelines
regarding CDs provide no clear mechanism for manufacturers and
distributors to interpret or implement the definition; that children's
music is not marketed like toys as ``age 3+'' or ``suitable for under
3''; and any such distinctions in children's music would be entirely
arbitrary and meaningless. Another commenter found the DVD discussion
to be confusing and thought it would be difficult to implement. The
commenter suggested eliminating the distinction between products
intended for nursery-aged children and those intended for the next age
group and thought we should just consider all of those DVDs to be
children's products. The commenter also said it would be easier to base
the age determinations on the already established ratings systems.
(Response 21)--Upon further consideration, we agree that attempting
to make a distinction about whether a CD or a DVD is a children's
product based upon whether the intended audience for a CD or DVD is an
infant or a slightly older child only further complicates the age
determination. With respect to the CDs and DVDs, consistent with an
analysis of other products, we must consider the four statutory factors
to assess these products. CDs and DVDs could be considered children's
products if such movies, video games, or music were specifically
created for and marketed to children 12 years of age or younger and
have little or no appeal to older audiences. The ratings and targeted
age suitability given to the product will be considered when making an
age determination. This represents a change from the proposed rule, and
any language in the preamble to the contrary should be disregarded, and
the final rule is modified to reflect this change.
It should be noted that the final rule also states that some media
players or
[[Page 63075]]
devices that play electronic content, if embellished or decorated with
childish themes, sized for children, or marketed to appeal primarily to
children, could be considered children's products because children 12
years of age or younger likely would be the main users of such items,
and older children and adults would be unlikely to use such products.
(Comment 22)--One commenter sought clarification on how this
section would affect the existing process for video game research and
rating procedures regarding age. Another commenter states that the
existing rating systems should be used to determine whether the product
is intended for children aged 12 years and under.
(Response 22)--We do not expect that our definition of what is or
is not a children's product to affect the research of products under
development on children's electronic media. The definition would not
affect existing rating mechanisms, which fall under the authority of
the Federal Communications Commission. Video game rating systems would
be considered by staff as one indicator of age range for purposes of
age grading.
(Comment 23)--Other commenters ask that we add more products to a
general use category, including game consoles, book readers, digital
media players, cell phones, and digital assistant communication devices
sized for use by adults, irrespective of any childish decorations, to
avoid any confusion. Some commenters also seek clarification that an
accessory to an electronic children's product (i.e., transformers,
cables, and connectors) is not itself a children's product if it is not
for use by children but is, instead, likely to be used by parents or
guardians. One commenter states that DVDs are exempt from the small
parts requirement under ASTM F963-08. Accordingly, this commenter seeks
clarity on how children's DVDs would be treated.
(Response 23)--We believe that most of these product categories,
including game consoles, book readers, digital media players, cell
phones, and digital assistant communication devices, power adapters,
data cords, and other accessories to such devices, that are intended
for older children and adults, fall in the general use category.
Accordingly, the final rule adds them as examples to the list of
general use items, along with CD and DVD players. As noted earlier, the
final rule also states that some media players or devices that play
electronic content, if embellished or decorated with childish themes,
sized for children, or marketed to appeal primarily to children, could
be considered children's products because children 12 years of age or
younger likely would be the main users of such items, and older
children and adults would be unlikely to use such products.
The exemption from small parts for DVDs has no bearing on age
determinations for DVDs made for children 12 years of age or younger.
The small parts limitations are only applicable to toys for children
younger than 3 years of age.
21. Art Materials--Sec. 1200.2(d)(5) (Formerly Sec.
1500.92(d)(5)). Proposed Sec. 1500.92(d)(5) would consider art
materials sized, decorated, and marketed to children 12 years of age or
younger, such as crayons, finger paints, and modeling dough, to be
children's products. The proposed interpretative rule would explain
that crafting kits and supplies that are not specifically marketed to
children 12 years of age or younger likely would be considered products
intended for general use, but that the marketing and labeling of raw
materials (such as modeling clay, paint, and paint brushes) may often
be given high priority for these art materials because the appeal and
utility of these raw materials has such a wide audience.
(Comment 24)--One commenter states that the emphasis on marketing
will lead to confusion because many art tools are small and may also be
used by an adult. The commenter states that a more compelling and
logical framework is to consider the circumstances under which a child
will be using the product. The commenter asserts that, if the product
has an instructional purpose which will be under the supervision of an
adult, such products should be considered general use products,
including child-sized craft tools, child-sized musical instruments,
child-sized saddles and equestrian equipment, and classroom science
kits.
(Response 24)--Size, marketing, and other factors will be
considered when making age determinations. If a distributor or retailer
sells or rents a general use product in bulk (such as a raw art
materials or art tools) through distribution channels that target
children 12 years of age or younger in educational settings, such as
schools, summer camps, or child care facilities, this type of a
distribution strategy would not necessarily convert a general use
product into a children's product. However, if the product is packaged
in such a manner that either expressly states or implies with graphics,
themes, labeling, or instructions that the product is designed or
intended primarily for children 12 years of age or younger, then it may
be considered a children's product if the required consideration of all
four statutory factors supports that determination.
The level of expected adult supervision needed for a product is not
generally useful when making a children's product determination. If the
product otherwise meets the definition of ``children's product,'' the
amount of supervision over the child's use of a children's product will
not transform a children's product into a general use product.
Accordingly, products such as small-sized craft tools, small-sized
musical instruments, and small-sized saddles and equestrian equipment
would be assessed on a case-by-case basis to determine whether such
products are, in fact, children's products. We do note, however, that
if the sizing of the product indicates that children 12 years of age or
younger would be more likely to use such products than older children
or adults, the product would likely fall under the children's product
category, rather than the general use category.
The Commission, on its own in