Ultra-Wideband Transmission Systems, 62476-62481 [2010-25591]
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Name (typed): llllllllllllll
(3) A signed statement that the
Title: llllllllllllllllll applicant represents that the foregoing
Date: llllllllllllllllll information is true to the best of the
(d) The applicant must submit a nonrefundable check in the amount of $500
(Five Hundred Dollars) made payable to
the Maritime Administration, which is a
minimum fee and represents a deposit
against any cost to the Government for
processing the application. The
applicant must also submit a signed
statement (see paragraph (c) of this
section) that it agrees to pay all such
additional costs that will be invoiced by
the Government. Government costs will
be billed for actual staff hours spent at
applicable hourly rates plus overhead,
administrative and other associated
costs.
(e) Required platform jacket
transportation project information.
(1) Applications must include a
general description of the transport,
placement and/or launch project,
including:
(i) A description of the platform jacket
structure with launching weight, center
of gravity, major dimensions, and a
general arrangement plan,
(ii) The projected loading date and
site,
(iii) The projected transportation date
and destination site,
(iv) The names of potential coastwisequalified vessel owners/operators
contacted and their responses regarding
suitability and availability of
transportation vessels, and
(v) The technical merits and
availability studies of coastwisequalified vessels considered.
(2) Characteristics of the applicant’s
desired foreign launch barge, including,
at a minimum, the following
information:
(i) Name of the vessel,
(ii) Registered owner of the vessel,
(iii) Physical dimensions, deadweight
capacity in long tons, ballasting
capacities and arrangements, and
launch capacity in long tons and
arrangements,
(iv) Documentation showing
classification as a launch barge by one
of the following classification societies:
American Bureau of Shipping (ABS),
Bureau Veritas (BV), Lloyd’s Register
(LR), Germanischer Lloyd (GL), Det
Norske Veritas (DNV) or Registro
Italiano Navale (RINA).
(v) Date and place of construction of
the foreign launch barge and (if
applicable) rebuilding. If the applicant
is unable to document the origin of the
vessel, foreign construction will be
assumed.
(vi) Name, address, e-mail address
and telephone number of the foreign
launch vessel owner.
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applicant’s knowledge and belief, as
required by paragraph (b) of this section.
(f) The Maritime Administration may
require additional information from an
applicant as part of the review process.
The application will not be considered
complete until the agency has received
all required information.
§ 389.5 Review; issuance of
determinations.
(a) The Maritime Administration will
review each application for
completeness, including evidence of
prior notification and payment of the
application fee. Applications will not be
processed until deemed complete. The
Maritime Administration will notify an
applicant if additional information is
necessary. The agency encourages
submission of applications well in
advance of project dates in order to
allow sufficient time for review under
this part.
(b) The Maritime Administration will
review the information required by
Section 389.4. When the application is
deemed complete, the agency will
publish a notice in the Federal Register
describing the project and platform
jacket involved, advising that all
relevant information reasonably
necessary to assess the transportation
requirements will be made available to
interested parties upon request. The
notice will request that information on
the availability of coastwise-qualified
vessels be submitted within thirty (30)
days after the publication date. The
Maritime Administration will also
notify coastwise-qualified owners/
operators who have registered with per
§ 389.3.
(c) The Maritime Administration will
review any submissions whereby an
offeror owner or operator of a coastwisequalified vessel asserts it is available
and will facilitate discussions between
the offeror and a platform jacket owner/
operator who requires transportation
services. If the parties are unable to
reach agreement, the Maritime
Administration will make a
determination regarding vessel
availability.
(d) If needed, the Maritime
Administration’s technical personnel
will review data required by § 389.4.
The data must be complete and current.
Any data submitted will not be returned
to an applicant and will be retained by
the agency on file further to applicable
record retention directives. Maritime
Administration review will not
substitute for the review or approval by
a major classification society (ABS, BV,
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LR, GL, DNV, RINA). Maritime
Administration review will not verify
the accuracy or correctness of an
applicant’s engineering proposal; rather,
it will only pertain to the general
reasonableness and soundness of the
technical approach.
(e) The Maritime Administration will
disapprove the application if:
(1) The agency finds the applicant
does not comply with requirements set
forth by § 389.3 or § 389.4; or
(2) The agency finds that the
applicant refused to attempt to obtain
transportation services that comply with
the Jones Act; or
(3) The agency determines a suitable
coastwise-qualified vessel is reasonably
available.
(f) The Maritime Administration will
issue a determination of non-availability
if it is determined that no suitable
coastwise-qualified vessel is reasonably
available.
(g) A determination will be issued
within ninety (90) days from the date
the application notice was published in
the Federal Register.
(h) A determination of nonavailability will expire one-hundred and
twenty (120) days after the date of
issuance, unless the agency provides an
extension for good cause shown.
(i) Maritime Administration
determinations in this regard should not
be interpreted as a change setting new
Federal maritime precedents. The
Maritime Administration fully supports
the Jones Act, the Passenger Vessel
Services Act, and other Federal U.S.-flag
requirements.
Dated: September 30, 2010.
By order of the Maritime Administrator.
Christine S. Gurland,
Secretary, Maritime Administration.
[FR Doc. 2010–25229 Filed 10–8–10; 8:45 am]
BILLING CODE 4910–81–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 15
[ET Docket No. 98–153 and 04–352; FCC
10–151]
Ultra-Wideband Transmission Systems
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
This document reaffirms
certain rules and procedures for ultrawideband (‘‘UWB’’) devices that operate
on an unlicensed basis of the
Commission’s rules. This action
terminates the Ultra-Wideband
SUMMARY:
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Transmission Systems proceeding and
thus provides certainty for the
continued development of UWB
equipment, including ground
penetrating radars for underground
imaging, through wall imaging systems,
short-range high capacity data links, and
other applications.
DATES: Effective November 12, 2010.
FOR FURTHER INFORMATION CONTACT:
Karen Ansari, Policy and Rules
Division, Office of Engineering and
Technology, (202) 418–2431, e-mail:
Karen.Ansari@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Third
Memorandum Opinion and Order and
Memorandum Opinion and Order, ET
Docket No. 98–153 and ET Docket No.
04–352, adopted August 10, 2010, and
released August 11, 2010. The full text
of this document is available on the
Commission’s Internet site at https://
www.fcc.gov. It is also available for
inspection and copying during regular
business hours in the FCC Reference
Center (Room CY–A257), 445 12th
Street, SW., Washington, DC 20554. The
full text of this document also may be
purchased from the Commission’s
duplication contractor, Best Copy and
Printing Inc., Portals II, 445 12th St.,
SW., Room CY–B402, Washington, DC
20554; telephone (202) 488–5300; fax
(202) 488–5563; e-mail
FCC@BCPIWEB.COM.
Summary of the Third Memorandum
Opinion and Order and Memorandum
Opinion and Order
1. In this Third Memorandum
Opinion and Order, the Commission
dismisses as procedurally defective a
Petition for Reconsideration filed by the
Satellite Industry Association (‘‘SIA’’) in
response to the Second Report and
Order and Second Memorandum
Opinion and Order (‘‘Second R&O’’ and
‘‘Second MO&O’’) in ET Docket No. 98–
153, 70 FR 6771, February 9, 2005, that
argues that the power level adopted for
UWB devices is too high to protect
C-band (3.7–4.2 GHz) fixed satellite
service (‘‘FSS’’) earth stations from
interference. In this Memorandum
Opinion and Order, the Commission
also dismisses in part and denies in part
a Petition for Reconsideration filed by
SIA and denies a Petition for
Reconsideration filed by Cingular
Wireless LLC (‘‘Cingular’’) (now AT&T)
in response to the Order (‘‘Order’’) in ET
Docket No. 04–352. Both petitions argue
that the waiver granted by the Order of
the measurement procedures for UWB
devices operating in the 3.1–5.03 GHz
and 5.65–10.6 GHz bands would
significantly increase the potential for
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interference to C-band fixed satellite
and cellular operations.
Background
2. On February 14, 2002, the
Commission adopted the First Report
and Order (‘‘First R&O’’) in ET Docket
No. 98–153, 67 FR 34852, May 16, 2002,
amending part 15 of its rules to permit
the marketing and the unlicensed
operation of products incorporating
UWB technology. UWB devices operate
in frequency bands that are allocated
both to Federal and to non-Federal
operations, including certain frequency
bands where unlicensed devices
generally are restricted from
transmitting, i.e., the restricted
frequency bands, due to the extremely
wide bandwidths UWB devices use.
Consequently, before the Commission
adopted its technical and operational
rules for UWB devices, it evaluated
several measured and simulated
analyses regarding the potential for
UWB devices to cause harmful
interference to the authorized services.
3. Two additional orders were
adopted in response to several Petitions
for Reconsideration. On February 13,
2003, the Commission adopted a
Memorandum Opinion and Order and
Further Notice of Proposed Rule Making
(‘‘MO&O’’ and ‘‘FNRPM’’) in ET Docket
No. 98–153, 68 FR 19746 and 68 FR
19773, April 22, 2003, addressing
fourteen Petitions for Reconsideration of
the First R&O and proposing changes to
the UWB regulations. On December 15,
2004, the Commission adopted the
Second R&O and Second MO&O,
addressing the proposals in the FNPRM
in addition to denying the Petitions for
Reconsideration of the MO&O filed by
Cingular and by SIA. In the Second
MO&O, the Commission also addressed
the interference analysis submitted by
the Coalition of C-Band Constituents
(‘‘Coalition’’). The Coalition had
contracted with Alion Science and
Technology (‘‘Alion’’) to determine
what, if any, interference potential
exists to Fixed Satellite Service (‘‘FSS’’)
reception from UWB operation. The
Commission found that the test report
on this matter (‘‘Alion Report’’) was
based on multiple worst-case and
unrealistic assumptions and provided
no justification to warrant reducing the
allowed UWB emission levels in the
FSS frequency band.
4. On March 10, 2005, the
Commission adopted an Order granting
a waiver of the measurement procedures
to permit emissions from UWB
transmitters operating in the 3.1–5.03
GHz and 5.65–10.6 GHz bands that
employ frequency hopping or stepped
frequency modulation techniques, or
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that gate the transmitted signal, to be
measured with the transmitter operating
in its normal transmission mode. This
action waived the UWB measurement
requirements not only for Multi-band
OFDM Alliance Special Interest Group
(‘‘MBOA–SIG’’) but also for any UWB
device using hopped, stepped or
sequenced modulation techniques or
that gates the transmittal signal.
SIA Petition for Reconsideration of the
Second MO&O
5. I/N Level and Alion Report. SIA
asserts, as it has on previous occasions
in this rulemaking proceeding, that the
power limit adopted for UWB devices is
not sufficient to protect C-band FSS
earth stations from interference because,
in devising this power limit, the
Commission’s analysis relied on a 0 dB
interference-to-noise ratio (‘‘I/N’’) for
earth station receivers, which SIA states
is too high. SIA also disagrees with the
Commission’s conclusion in the Second
MO&O that the Alion interference study
was based on multiple worst-case
assumptions that were not realistic and
thus did not support modifying the
UWB power limits. SIA further asserts
that the Commission’s reliance on
complaint procedures to protect FSS
stations from interference from UWB
devices, as discussed in the Second
MO&O, is ineffective. Opposing
comments were filed by Freescale
Semiconductor, Inc. (‘‘Freescale’’), and
joint supporting comments were filed by
Fox Broadcasting Company, Fox Cable
Networks and Home Box Office, Inc.
(‘‘Fox et al.’’).
6. While SIA states that its petition is
a Petition for Recondiseration of the
Second R&O and Second MO&O, it does
not address any changes to the
regulations that were adopted in the
Second R&O portion of that document.
SIA is essentially making the same
arguments here that it made in its
Petition for Reconsideration of the
Order, asserting that the Alion Report
supports the need to modify the UWB
technical requirements. The
Commission explained in the Second
MO&O that its reasons for recalculating
the analysis in the Alion study were
based on its rejection of the application
of a signal aggregation factor for UWB
devices and its rejection of the
assumption that most UWB devices
would operate outdoors in proximity to
FSS earth stations. As the Commission
indicated in the Second MO&O, the
inclusion of either of these factors was
sufficient to demonstrate that there was
no need to modify the UWB emission
limits to protect FSS earth stations. SIA
presents no new arguments or
information in its Third Reconsideration
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Petition—it merely disagrees with the
Commission’s analysis and conclusion.
Further, SIA is essentially requesting
reconsideration of an Order denying a
petition for reconsideration. In that
action, however, the Commission did
not make any changes to the UWB
regulations. Accordingly, pursuant to 47
CFR 1.429(i), the Commission is
dismissing this portion of SIA’s Third
Reconsideration Petition as repetitious.
7. Reliance on Complaint Procedure
to Protect FSS. SIA protests that the
Commission’s complaint procedures
would not be effective for addressing
claims of interference from UWB
devices to FSS earth stations, and thus
requests that the Commission modify
the UWB power limits to reduce the
likelihood of interference. SIA’s concern
is based on the Commission’s statement
in the Second MO&O that it will
monitor the situation and will take
whatever appropriate action is
necessary to ensure that UWB operation
does not result in harmful interference
to FSS receivers. This statement was
made in conjunction with the
Commission’s conclusion that the Alion
Report did not justify a reduction in the
UWB emission levels in the FSS
frequency band, i.e., that UWB devices
were not a potential threat of harmful
interference to FSS operations. The
Commission’s acknowledgement that it
will continue to monitor this situation
and investigate any interference
complaints from unlicensed UWB
devices to authorized services is
consistent with Commission regulations
and policies and is not by itself a basis
for reconsidering the UWB emission
limits that were adopted in the First
R&O. Further, SIA’s Third
Reconsideration Petition is requesting
reconsideration of an action that
responded to a petition for
reconsideration, but does not address
any changes that were made to the UWB
regulations. Accordingly, consistent
with 47 CFR 1.429(i), the Commission is
dismissing this portion of SIA’s Third
Reconsideration Petition.
SIA and Cingular Petitions for
Reconsideration of the Order
8. When the Commission adopted its
UWB regulations in 2002, it established
standards that were technically neutral,
permitting the use of any type of
technology or modulation technique
that resulted in the transmitter’s
compliance with the minimum
bandwidth specification and the limits
on radiated emissions. The Commission
recognized in the First R&O that
measurement procedures had not been
established to address transmitters,
UWB or otherwise, employing stepped
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frequency, frequency hopping, or swept
frequency transmissions, and that their
interference aspects had not been
evaluated based on the different
measurement results that would be
obtained from measurements taken with
the system operating in its normal
operating mode. At the time the
Commission adopted the UWB rules, its
rules already required that frequency
swept devices be measured with the
frequency sweep stopped at the
frequency chosen for the measurements
reported. With respect to the First R&O,
the Commission adopted a rule
specifying measurement procedures for
UWB devices using pulsed gated
modulation schemes, which were under
development at that time, requiring
measurements to be made with the
pulse train gated on if the transmitter is
quiescent for intervals that are long
compared to the nominal pulse
repetition. The Commission, consistent
with its existing regulations, also
adopted a rule stating that it may
consider alternative measurement
procedures. The Commission stated, but
did not codify in the rules, that UWB
transmitters employing stepped
frequency, frequency hopping, or swept
frequency transmissions need to be
measured with the step, hopping, or
sweep function disabled and with the
transmitter operating continuously at a
fundamental transmission frequency.
9. Subsequent to the adoption of the
UWB standards, on August 26, 2004, the
MBOA–SIG filed a petition for waiver of
the UWB measurement procedures as
applied to UWB systems employing
multiband orthogonal frequency
division multiplexing (‘‘MB–OFDM’’)
modulation, which is a stepped or
sequenced modulation scheme,
operating in the 3.1–5.03 GHz and 5.65–
10.6 GHz bands. MBOA–SIG requested
a waiver of the measurement procedures
for such systems, as discussed in
paragraph 32 of the First R&O. MBOA–
SIG also requested a waiver of the
measurement procedure in 47 CFR
15.521(d), as adopted in the First R&O,
for pulse gated systems to the extent
that this rule applied to MB–OFDM
systems. Freescale Semiconductor, Inc.
(‘‘Freescale’’), which produces a UWB
device based on a direct-sequence
spreading of binary-phase-shift-keyed
pulses (‘‘DS–UWB’’) employing pulse
gating techniques, requested that the
Commission extend any waiver of the
measurement rules and procedures to
permit any UWB device to be measured
in its normal operating mode so as to
retain technical neutrality in the
Commission’s UWB regulations. In
support of its request, MBOA–SIG
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submitted simulated and actual test data
demonstrating that the interference
potential of frequency hopped or
stepped systems, measured in their
normal operating modes, is less than
that of a UWB transmitter employing
impulse modulation. In addition, NTIA
and the Commission developed detailed
measurement procedures for frequency
hopping and stepped frequency
systems.
10. In reaching its decision to adopt
the waiver, the Commission recognized
that the interference aspects of a
transmitter employing frequency
hopping, stepped frequency
modulation, or gating are quite similar,
as viewed by a receiver, in that
transmitters using these burst formats
appear to the receiver to emit for a short
period of time followed by a quiet
period. The Commission thus
concluded that any requirement to stop
the frequency hop, band sequencing, or
system gating serves only to add another
unnecessary level of conservatism to
already stringent UWB standards.
Accordingly, the Commission granted a
waiver of the measurement procedures,
permitting the emissions from UWB
transmitters that employ frequency
hopping or stepped frequency
modulation techniques, or that gate the
transmitted signal, to be measured with
the transmitter operating in its normal
transmission mode. This allows the
measurements to account for the time
averaging during which the UWB
emitter is not transmitting.
11. On April 11, 2005, Cingular and
SIA filed Petitions for Reconsideration
of the Order requesting that it be
vacated. SIA also requested that
operation of UWB devices under the
terms of the Order not be allowed in the
3650–4200 MHz band used for satellite
downlinks, pending the outcome of
NTIA studies of interference from UWB
devices to satellite digital television
receivers in this band. Supporting
comments were filed by Sprint
Corporation (‘‘Sprint’’) and supporting
reply comments were filed by Cingular
and by SIA. Opposing comments were
filed by the WiMedia Alliance
(‘‘WiMedia-MBOA’’).
12. Cingular and SIA raise various
objections to support their central
argument that the waiver of the UWB
measurement procedures will
effectively and significantly increase the
potential for harmful interference from
UWB devices. SIA also argues that
multiple studies demonstrate that the
existing UWB power limits expose FSS
receivers to unacceptable interference,
and it continues to request the
application of a -20 dB I/N as a
protection requirement for FSS
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operation. This portion of SIA’s petition
is merely a request to reconsider the
standards adopted in the First R&O. The
Commission rejects SIA’s petition on
this same issue. Because SIA’s petition
for reconsideration raises the same
arguments as its earlier petition and
does not address any decision made in
the Order, the Commission dismisses
this portion of its petition. The
Commission discussed in paragraphs
17–19 of Third MO&O and MO&O the
other arguments raised by Cingular and
SIA in their petitions for
reconsideration of the Order and
conclude that the petitions offer no new
evidence that would support vacating or
changing the Order. Accordingly, these
petitions are being denied.
13. Argument that the waiver violated
the Administration Procedure Act
(‘‘APA’’) and other statutes and
eviscerates the rules. The Commission
concludes that the waiver of the
measurement procedures for certain
UWB devices does not constitute a rule
in violation of the APA and that the
waiver does not ‘‘eviscerate’’ the rules.
Indeed, the Commission’s action is
entirely consistent with its rules. The
Commission permits the use of
alternative measurement procedures,
provided the applicant can demonstrate
that the requested procedure is
reasonable. For example, the
Commission’s rules provide that the
Commission will accept measurement
data that meets various standards or
procedures established and published
by the Commission or recognized bodies
as well as ‘‘any measurement procedure
acceptable to the Commission * * *
demonstrating compliance with [its]
requirements * * *.’’ The Commission’s
rule specifying measurement procedures
for pulsed gated UWB devices, 47 CFR
15.521(d), also states that alternative
measurement procedures may be
considered by the Commission. Even if
one considers the Commission’s
statements in the First R&O regarding
measurement procedures for gated,
stepped frequency, frequency hopping
or swept frequency transmissions to be
tantamount to a ‘‘published’’
measurement procedure, the
Commission’s rules clearly allow it to
consider alternative measurement
procedures for UWB devices without
conducting a rulemaking proceeding.
14. While the Commission could have
addressed the measurement procedure
requested by MB–OFDM without a
notice and comment proceeding, it
believed that the prudent course of
action was to analyze MBOA–SIG’s
request within the context of its waiver
standard. It issued a Public Notice and
entertained comments from interested
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parties. It is important to note that no
changes were made to the emission
standards on which the non-interference
probability of UWB devices is based.
Rather, the Commission relaxed an
overly conservative measurement
procedure that artificially constrained
the emissions from UWB devices
employing certain modulation types to
levels that were effectively below the
levels permitted under the regulations.
Further, only the portion of 47 CFR
15.521(d) applicable to pulsed gated
UWB devices was waived; the
measurement procedure for swept
frequency transmissions was not
waived. Thus, the Commission’s
determination does not constitute
‘‘evisceration’’ of the rules.
15. It is a well-established principle
that the Commission will waive its rules
in specific cases only if it determines,
after careful consideration of all
pertinent factors, that such a grant
would serve the public interest without
undermining the policy which the rule
in question is intended to serve. In the
Order the Commission determined that
permitting use of the new measurement
procedures was in the public interest
because it enabled a new technology to
be introduced to the market to the
benefit of businesses and consumers. In
addition, the Commission demonstrated
how granting the waiver would not
undermine the policy which the rule is
intended to serve, i.e., the prevention of
harmful interference to the authorized
radio services. Test information
evaluating the interference potential of
these emission types, based on
measurements performed with the
equipment in its normal operating mode
was submitted by MBOA–SIG. Through
testing and interference analysis,
MBOA–SIG provided convincing
information that the application of these
test procedures to systems employing
MB–OFDM modulation would not
result in an increased risk of harmful
interference. In the Order, the
Commission supplied a reasonable
explanation as to why a similar
application to DS–UWB systems also
would not result in an increased risk of
interference but would retain the
technical neutrality of the UWB
regulations. Thus, the Commission
concludes that the waiver granted in the
Order permitting UWB transmitters
employing frequency hopping, stepped
frequency or gated modulation
techniques to be measured in their
normal operating mode does not
constitute a violation of the APA.
Further, as the Commission has not
amended its rules, the issuance of the
subject waiver did not violate the
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Congressional Review Act or the
Regulatory Flexibility Act. Accordingly,
this portion of Cingular’s petition is
denied.
16. Argument that the waiver
increases the threat of harmful
interference by 6 dB or more. Cingular
claims that the change in measurement
procedures allowed by the waiver
effectively will increase the power
levels of UWB devices by 6 dB or more
and will introduce additional
interference that cannot be mitigated
through error correction coding or other
means. Cingular argues that the OFDM
waveform addressed under the waiver
was not envisioned during the original
rulemaking, that there were no
measurements or tests with this
technology, and that the waiver deviates
from the Commission’s policy of
proceeding cautiously with regulations.
Cingular continues to contend that
additional testing is needed to address
the impact on wideband receivers. It
argues that measurements or tests were
not performed for the MB–OFDM
system nor was there an analysis of
interference potential. SIA states that
because the Commission believed that
the UWB emission limits were
conservative, a view SIA does not share,
it thought that additional interference
could be permitted by granting the
waiver.
17. The petitioners’ arguments are
based on a mistaken assertion that the
UWB emission limits were somehow
relaxed as a result of the waiver. The
Commission did not change the
emission levels for UWB devices in the
Order. Instead, the Commission merely
allowed the use of different
measurement procedures that
demonstrate, consistent with our rules,
that the devices comply with the power
limits for UWB devices.
18. The UWB limits on radiated
emissions were based on extensive and
extremely conservative analyses in the
First R&O and on the supposition that
a transmitter would operate
continuously within a single frequency
band. However, the MB–OFDM
transmitter envisioned by MBOA–SIG
hops to three different channel
frequencies. The transmission duty
cycle on a specific channel is 26 percent
(5.9 dB). By requiring the emissions to
be measured with the MB–OFDM
transmitter operating continuously on
the same operating frequency, the duty
cycle per channel is artificially
increased to 100 percent and an
emission level is measured that is 5.9
dB higher than what would be obtained
with the transmitter functioning in its
normal operating mode. Thus, Cingular
is not correct that the waiver permits the
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UWB emission levels to increase by 6
dB or more. Rather, the measurement
procedures described in the First R&O
for this type of transmission scheme
would require testing in an artificial
operating mode that results in the actual
emissions from the MB–OFDM
transmitter being restricted to 5.9 dB
below the limits specified in the rules.
The effect of the waiver is to provide a
more realistic representation of the
signal level actually produced by the
UWB device, permitting the UWB
transmitters to function at the emission
levels permitted by the regulations.
19. As stated in the Order, contrary to
Cingular’s claims, the MBOA–SIG
members conducted simulated and
actual testing of devices employing the
MB–OFDM modulation format to
demonstrate that, under normal
operating conditions, there is no greater
interference potential from an MB–
OFDM UWB waveform than from an
impulse-generated UWB waveform even
when compliance with the emission
limits is demonstrated with the
frequency hop or step function active.
The Commission stated that these
results are consistent with the theory, as
expressed by NTIA, that RMS measured
emission levels are proportional to the
measured bandwidth and the spectral
power density, irrespective of pulse rate
or modulation. Indeed, an integrated
RMS measurement provides true
average power readings, even for noncontinuous signals such as frequency
hopped UWB waveforms. Thus, the 6
dB potential increase claimed by
Cingular will not be seen by a victim
receiver and is irrelevant with regard to
interference potential. Instead, the
victim receiver will see the RMS average
of that signal. This is the reason that the
Commission adopted RMS average
limits for UWB devices.
20. The Commission took a cautious
approach throughout this proceeding,
limiting the applications for UWB and
adopting knowingly conservative
emission limits. This approach was not
contravened by the waiver since no
changes were made to the emission
masks. Cingular and SIA have provided
no new information to support their
claims of increased interference
potential and no arguments which
undermine our rationale in granting the
waiver. Accordingly, these portions of
Cingular’s and SIA’s Petitions for
Reconsideration are denied.
21. Argument that the Commission
did not meaningfully respond to
Cingular’s comments. In response to
MBOA–SIG’s waiver request, Cingular
argued that the waiver could not be
granted without tests comparing the
measurements of transmissions from
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MBOA–SIG’s proposed system that
would result with and without the
frequency hopping stopped. In the
Order, the Commission concluded that
the tests submitted by MBOA–SIG
demonstrated that, under normal
operating conditions, MBOA–SIG’s
proposed system does not increase the
potential for interference relative to a
UWB transmitter using impulse
modulation. Based on that conclusion,
the Commission concluded that there
was no need for the additional testing
recommended by Cingular.
22. In its Petition for Reconsideration,
Cingular argues that the Commission
failed to address its comments
adequately because it did not conduct
the tests that Cingular recommended.
The Commission disagrees. The
Commission considered the record
fully, including Cingular’s arguments, in
determining whether additional testing
was needed. The Commission also
explained fully why it concluded that
MBOA–SIG’s proposed system did not
increase the potential for interference
relative to a UWB transmitter using
impulse modulation, and that, therefore,
the additional tests recommended by
Cingular were unnecessary.
Accordingly, we find that the
Commission did consider Cingular’s
comments in this proceeding, and we
are denying this portion of Cingular’s
petition.
23. Furthermore, the Commission
continues to conclude that there was no
justification to delay the outcome of this
proceeding by requiring MBOA–SIG to
perform the additional testing requested
by Cingular in its comments responding
to the MBOA–SIG Petition for Waiver.
By proposing testing of MBOA–SIG’s
proposed system with the frequency
hopping stopped, Cingular in effect
advocated testing that system while
artificially forced to operate at a 100
percent per channel duty cycle. MBOA–
SIG’s proposed system is designed to
operate at a 26 percent per channel duty
cycle. Testing such a system at a 100
percent duty cycle will show an
emission level that is 5.9 dB higher than
it would be at a 26 percent duty cycle.
However, such a test would be
irrelevant, as it would not reflect the
actual operation of the equipment and
would not be indicative of the
interference potential of the UWB
emissions
24. Argument that the Commission
gave no weight to Freescale’s comments
that contradicted the MBOA–SIG test
results and the waiver was overbroad.
As stated in the Order, several of the
comments contained technical
discussions on whether or not the MB–
OFDM modulation format resulted in
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greater or lesser interference than the
DS–UWB format. However, the
Commission added that this issue is not
relevant to the request for waiver. What
is important with regard to the waiver
request is whether or not the MB–OFDM
modulation format, when measured in
the normal operating mode, has a
sufficiently greater interference
potential than a UWB transmitter
employing impulse modulation so as to
increase the risk of harmful interference.
While the comments argued this issue
based on different criteria, the
Commission rejected as improbable the
theoretical analyses that were performed
assuming a zero background noise level,
a zero bit error rate and a victim receiver
with a bandwidth that is greater than
the UWB band switching rate. Instead,
it favored the analysis from MBOA–SIG
as being representative of an actual
operating system where the background
noise level will mask a low level
undesired signal and bit error rates are
greater than zero. Based on this realworld analysis and actual measured test
data submitted by MBOA–SIG, the
Commission stated that it was clear that
the interference potential of the MB–
OFDM format, based on compliance
with the rules being demonstrated with
the frequency hop active, is no greater
than that of an impulse UWB emission.
Thus, contrary to the claims of the
petitioners, the Commission did explain
why it favored the MBOA–SIG analysis
over that of the conflicting analysis from
Freescale and did address the objections
to the petition.
25. The Commission also disagrees
with SIA’s statement that any increase
to the number of FSS symbols that
potentially could be affected by
interference due to the use of frequency
hopping waveforms will also result in
harmful interference. In adopting rules
for UWB devices, the Commission chose
to rely on emission limits as the tool for
preventing harmful interference
irrespective of the duty cycle of the
UWB device or its specific modulation
type. Because the waiver does not
change the emission limits, the
Commission concludes that the
potential for harmful interference will
not be increased. Neither SIA nor
Cingular provided any new information
demonstrating that the Commission
erred in its decision.
26. The Commission also disagrees
with SIA’s argument that application of
the waiver to all MB–OFDM devices and
to DS–UWB devices was overbroad.
NTIA’s technical analyses clearly
demonstrated that the average power of
the transmitted signal, not its
instantaneous power such as would be
measured in a static mode, was the
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appropriate basis for determining
interference potential. Further, this
reasoned analysis by the Commission
allowed for continued technologyneutral treatment of various UWB
design formats without undermining the
policy which the rule is intended to
serve, i.e., the prevention of harmful
interference to the authorized radio
services. Based on the above
information, the Commission therefore
finds that these portions of SIA’s and
Cingular’s Petitions for Reconsideration
are without merit and are denied.
27. Argument that Multiple devices
operating in an area will synchronize
and fill up the spectrum. There is no
evidence or valid analysis to support
Cingular’s claims that multiple, colocated UWB devices will synchronize
their transmissions. Freescale did make
such claims in its comments to MBOA–
SIG’s Petition for Waiver. However, this
issue was specifically addressed by
MBOA–SIG in its reply comments and
by Texas Instruments in its ex parte
comments. As they show in these
findings, such synchronization would
require nanosecond time-scale
synchronization between devices—an
improbable task, particularly if the
devices were attempting to monitor the
spectrum to determine open operating
windows. These transmitters are thus
uncoordinated and will employ
different on-off starting times, and
possibly different timing intervals,
which will be further degraded by
timing drifts between the devices.
Further, the Commission has already
demonstrated that SIA’s claims of
cumulative interference are misplaced.
Even if synchronization were possible,
the emissions from co-located
transmitters with synchronized
operations still would not be expected
to add linearly at a victim receiver as
slight differences in path lengths due to
multipath and other factors would skew
any synchronization as well as the
levels of the received signals. If the
Commission assumes the unlikely
condition where an FSS receiver will
receive signals from multiple UWB
devices and that these UWB signals are
synchronized with respect to reception
by the FSS receiver and not by the UWB
receiver, three devices operating
simultaneously on the three channels
would result in a maximum increase in
the received level of approximately 4.8
dB. This is exactly the same increase
that would be caused by three impulse
devices operating under the same
conditions. Therefore, waiving of the
measurement rule would not increase
the likelihood of aggregation.
28. The Commission finds that there
is no evidence from the petitioners that
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UWB devices will synchronize or
interleave their transmissions or that
there will be any aggregate or
cumulative effects from multiple UWB
transmitters operating in the same area.
Thus, no rule prohibiting such
operation is necessary. Accordingly,
these portions of Cingular’s and SIA’s
Petitions for Reconsideration are
denied.
29. Argument that the Commission
needs to exclude operation in the 3.65–
4.2 GHz band under the waiver, just as
it did in the 5.03–5.65 GHz band,
pending completion of ITS testing. The
Commission delayed implementation of
its waiver provisions on the 5.03–5.65
GHz band, pending completion of the
ITS study, solely as a matter of
deference to NTIA and not because of
any demonstrated potential for harmful
interference to these systems. Such
action is within the Commission’s
discretion. When spectrum, such as the
5.03–5.65 GHz band, is allocated for use
by Federal Government agencies, the
Commission consults with NTIA on any
proposed non-Federal use of that
spectrum. However, when spectrum is
allocated exclusively for non-Federal
operations, the Commission has
exclusive jurisdiction to interpret and
apply interference analyses and studies
in determining emission limits and
operating parameters. Because the
Commission had already determined in
its rulemaking proceeding that there
was no potential for harmful
interference to FSS reception, there was
no need to delay implementing the
waiver in the 3.65–4.2 GHz FSS band.
30. In addition, the Commission notes
that Microwave Landing Systems
operate in the 5.03–5.65 GHz band,
which are used for precision approach
and landing of civilian and military
aircraft. The Commission finds that it
was a reasonable exercise of its
discretion for the Commission to be
more cautious with respect to MLS
because of the public safety function
that those systems serve. On the other
hand, while we agree with SIA that
commercial FSS merits protection from
interference in the 3.65–4.2 GHz band,
FSS generally does not serve the same
public safety function as MLS.
Accordingly, the Commission finds that
it was a reasonable exercise of the
Commission’s discretion for it to
conclude based on the record in the
Order that granting MBOA–SIG’s waiver
request with respect to 3.65–4.2 GHz
band would not create an unreasonable
increase in the potential for interference
to FSS in that band.
31. The Commission continues to
maintain that FSS C-band receivers are
more than adequately protected from
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Sfmt 9990
62481
UWB emissions, as shown in the
various interference analyses when
rational operating conditions are
employed. This conclusion has been
verified through the Alion interference
study submitted by the C-band Coalition
and through the analysis and real world
tests performed by MBOA–SIG. Further,
the completed ITS study, which
analyzed whether there were discernible
differences between different
modulation formats that could be used
in UWB devices, does not alter our
conclusion that FSS C-band receivers
are unlikely to suffer harmful
interference from UWB emissions.
Accordingly, this portion of SIA’s
Petition for Reconsideration is denied.
Ordering Clauses
32. Pursuant to Sections 4(i), 302,
303(f), 303(r), and 405 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 302, 303(f),
303(r), and 405, the Petition for
Reconsideration from the Satellite
Industry Association in response to the
Commission’s Second Report and Order
and Second Memorandum Opinion and
Order in ET Docket No. 98–153 is
dismissed.
33. The Petition for Reconsideration
from the Satellite Industry Association
in response to the Commission’s Order
in ET Docket No. 04–352 is dismissed in
part and denied in part. The Petition for
Reconsideration from Cingular Wireless
LLC in response to the Commission’s
Order in ET Docket No. 04–352 is
denied.
34. The Commission will not send a
copy of this Order, pursuant to the
Congressional Review Act. The
Memorandum Opinion Order does not
change any rules; it reaffirms certain
rules and procedures for ultra-wideband
(UWB) devices that operate on an
unlicensed basis under part 15 of the
Commission’s rules, and dismisses and
denies Petitions for Reconsideration.
35. It is further ordered that ET Docket
No. 98–153 and 04–352 are terminated.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2010–25591 Filed 10–8–10; 8:45 am]
BILLING CODE 6712–01–P
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[Federal Register Volume 75, Number 196 (Tuesday, October 12, 2010)]
[Rules and Regulations]
[Pages 62476-62481]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-25591]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 15
[ET Docket No. 98-153 and 04-352; FCC 10-151]
Ultra-Wideband Transmission Systems
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document reaffirms certain rules and procedures for
ultra-wideband (``UWB'') devices that operate on an unlicensed basis of
the Commission's rules. This action terminates the Ultra-Wideband
[[Page 62477]]
Transmission Systems proceeding and thus provides certainty for the
continued development of UWB equipment, including ground penetrating
radars for underground imaging, through wall imaging systems, short-
range high capacity data links, and other applications.
DATES: Effective November 12, 2010.
FOR FURTHER INFORMATION CONTACT: Karen Ansari, Policy and Rules
Division, Office of Engineering and Technology, (202) 418-2431, e-mail:
Karen.Ansari@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Third
Memorandum Opinion and Order and Memorandum Opinion and Order, ET
Docket No. 98-153 and ET Docket No. 04-352, adopted August 10, 2010,
and released August 11, 2010. The full text of this document is
available on the Commission's Internet site at https://www.fcc.gov. It
is also available for inspection and copying during regular business
hours in the FCC Reference Center (Room CY-A257), 445 12th Street, SW.,
Washington, DC 20554. The full text of this document also may be
purchased from the Commission's duplication contractor, Best Copy and
Printing Inc., Portals II, 445 12th St., SW., Room CY-B402, Washington,
DC 20554; telephone (202) 488-5300; fax (202) 488-5563; e-mail
FCC@BCPIWEB.COM.
Summary of the Third Memorandum Opinion and Order and Memorandum
Opinion and Order
1. In this Third Memorandum Opinion and Order, the Commission
dismisses as procedurally defective a Petition for Reconsideration
filed by the Satellite Industry Association (``SIA'') in response to
the Second Report and Order and Second Memorandum Opinion and Order
(``Second R&O'' and ``Second MO&O'') in ET Docket No. 98-153, 70 FR
6771, February 9, 2005, that argues that the power level adopted for
UWB devices is too high to protect C-band (3.7-4.2 GHz) fixed satellite
service (``FSS'') earth stations from interference. In this Memorandum
Opinion and Order, the Commission also dismisses in part and denies in
part a Petition for Reconsideration filed by SIA and denies a Petition
for Reconsideration filed by Cingular Wireless LLC (``Cingular'') (now
AT&T) in response to the Order (``Order'') in ET Docket No. 04-352.
Both petitions argue that the waiver granted by the Order of the
measurement procedures for UWB devices operating in the 3.1-5.03 GHz
and 5.65-10.6 GHz bands would significantly increase the potential for
interference to C-band fixed satellite and cellular operations.
Background
2. On February 14, 2002, the Commission adopted the First Report
and Order (``First R&O'') in ET Docket No. 98-153, 67 FR 34852, May 16,
2002, amending part 15 of its rules to permit the marketing and the
unlicensed operation of products incorporating UWB technology. UWB
devices operate in frequency bands that are allocated both to Federal
and to non-Federal operations, including certain frequency bands where
unlicensed devices generally are restricted from transmitting, i.e.,
the restricted frequency bands, due to the extremely wide bandwidths
UWB devices use. Consequently, before the Commission adopted its
technical and operational rules for UWB devices, it evaluated several
measured and simulated analyses regarding the potential for UWB devices
to cause harmful interference to the authorized services.
3. Two additional orders were adopted in response to several
Petitions for Reconsideration. On February 13, 2003, the Commission
adopted a Memorandum Opinion and Order and Further Notice of Proposed
Rule Making (``MO&O'' and ``FNRPM'') in ET Docket No. 98-153, 68 FR
19746 and 68 FR 19773, April 22, 2003, addressing fourteen Petitions
for Reconsideration of the First R&O and proposing changes to the UWB
regulations. On December 15, 2004, the Commission adopted the Second
R&O and Second MO&O, addressing the proposals in the FNPRM in addition
to denying the Petitions for Reconsideration of the MO&O filed by
Cingular and by SIA. In the Second MO&O, the Commission also addressed
the interference analysis submitted by the Coalition of C-Band
Constituents (``Coalition''). The Coalition had contracted with Alion
Science and Technology (``Alion'') to determine what, if any,
interference potential exists to Fixed Satellite Service (``FSS'')
reception from UWB operation. The Commission found that the test report
on this matter (``Alion Report'') was based on multiple worst-case and
unrealistic assumptions and provided no justification to warrant
reducing the allowed UWB emission levels in the FSS frequency band.
4. On March 10, 2005, the Commission adopted an Order granting a
waiver of the measurement procedures to permit emissions from UWB
transmitters operating in the 3.1-5.03 GHz and 5.65-10.6 GHz bands that
employ frequency hopping or stepped frequency modulation techniques, or
that gate the transmitted signal, to be measured with the transmitter
operating in its normal transmission mode. This action waived the UWB
measurement requirements not only for Multi-band OFDM Alliance Special
Interest Group (``MBOA-SIG'') but also for any UWB device using hopped,
stepped or sequenced modulation techniques or that gates the
transmittal signal.
SIA Petition for Reconsideration of the Second MO&O
5. I/N Level and Alion Report. SIA asserts, as it has on previous
occasions in this rulemaking proceeding, that the power limit adopted
for UWB devices is not sufficient to protect C-band FSS earth stations
from interference because, in devising this power limit, the
Commission's analysis relied on a 0 dB interference-to-noise ratio
(``I/N'') for earth station receivers, which SIA states is too high.
SIA also disagrees with the Commission's conclusion in the Second MO&O
that the Alion interference study was based on multiple worst-case
assumptions that were not realistic and thus did not support modifying
the UWB power limits. SIA further asserts that the Commission's
reliance on complaint procedures to protect FSS stations from
interference from UWB devices, as discussed in the Second MO&O, is
ineffective. Opposing comments were filed by Freescale Semiconductor,
Inc. (``Freescale''), and joint supporting comments were filed by Fox
Broadcasting Company, Fox Cable Networks and Home Box Office, Inc.
(``Fox et al.'').
6. While SIA states that its petition is a Petition for
Recondiseration of the Second R&O and Second MO&O, it does not address
any changes to the regulations that were adopted in the Second R&O
portion of that document. SIA is essentially making the same arguments
here that it made in its Petition for Reconsideration of the Order,
asserting that the Alion Report supports the need to modify the UWB
technical requirements. The Commission explained in the Second MO&O
that its reasons for recalculating the analysis in the Alion study were
based on its rejection of the application of a signal aggregation
factor for UWB devices and its rejection of the assumption that most
UWB devices would operate outdoors in proximity to FSS earth stations.
As the Commission indicated in the Second MO&O, the inclusion of either
of these factors was sufficient to demonstrate that there was no need
to modify the UWB emission limits to protect FSS earth stations. SIA
presents no new arguments or information in its Third Reconsideration
[[Page 62478]]
Petition--it merely disagrees with the Commission's analysis and
conclusion. Further, SIA is essentially requesting reconsideration of
an Order denying a petition for reconsideration. In that action,
however, the Commission did not make any changes to the UWB
regulations. Accordingly, pursuant to 47 CFR 1.429(i), the Commission
is dismissing this portion of SIA's Third Reconsideration Petition as
repetitious.
7. Reliance on Complaint Procedure to Protect FSS. SIA protests
that the Commission's complaint procedures would not be effective for
addressing claims of interference from UWB devices to FSS earth
stations, and thus requests that the Commission modify the UWB power
limits to reduce the likelihood of interference. SIA's concern is based
on the Commission's statement in the Second MO&O that it will monitor
the situation and will take whatever appropriate action is necessary to
ensure that UWB operation does not result in harmful interference to
FSS receivers. This statement was made in conjunction with the
Commission's conclusion that the Alion Report did not justify a
reduction in the UWB emission levels in the FSS frequency band, i.e.,
that UWB devices were not a potential threat of harmful interference to
FSS operations. The Commission's acknowledgement that it will continue
to monitor this situation and investigate any interference complaints
from unlicensed UWB devices to authorized services is consistent with
Commission regulations and policies and is not by itself a basis for
reconsidering the UWB emission limits that were adopted in the First
R&O. Further, SIA's Third Reconsideration Petition is requesting
reconsideration of an action that responded to a petition for
reconsideration, but does not address any changes that were made to the
UWB regulations. Accordingly, consistent with 47 CFR 1.429(i), the
Commission is dismissing this portion of SIA's Third Reconsideration
Petition.
SIA and Cingular Petitions for Reconsideration of the Order
8. When the Commission adopted its UWB regulations in 2002, it
established standards that were technically neutral, permitting the use
of any type of technology or modulation technique that resulted in the
transmitter's compliance with the minimum bandwidth specification and
the limits on radiated emissions. The Commission recognized in the
First R&O that measurement procedures had not been established to
address transmitters, UWB or otherwise, employing stepped frequency,
frequency hopping, or swept frequency transmissions, and that their
interference aspects had not been evaluated based on the different
measurement results that would be obtained from measurements taken with
the system operating in its normal operating mode. At the time the
Commission adopted the UWB rules, its rules already required that
frequency swept devices be measured with the frequency sweep stopped at
the frequency chosen for the measurements reported. With respect to the
First R&O, the Commission adopted a rule specifying measurement
procedures for UWB devices using pulsed gated modulation schemes, which
were under development at that time, requiring measurements to be made
with the pulse train gated on if the transmitter is quiescent for
intervals that are long compared to the nominal pulse repetition. The
Commission, consistent with its existing regulations, also adopted a
rule stating that it may consider alternative measurement procedures.
The Commission stated, but did not codify in the rules, that UWB
transmitters employing stepped frequency, frequency hopping, or swept
frequency transmissions need to be measured with the step, hopping, or
sweep function disabled and with the transmitter operating continuously
at a fundamental transmission frequency.
9. Subsequent to the adoption of the UWB standards, on August 26,
2004, the MBOA-SIG filed a petition for waiver of the UWB measurement
procedures as applied to UWB systems employing multiband orthogonal
frequency division multiplexing (``MB-OFDM'') modulation, which is a
stepped or sequenced modulation scheme, operating in the 3.1-5.03 GHz
and 5.65-10.6 GHz bands. MBOA-SIG requested a waiver of the measurement
procedures for such systems, as discussed in paragraph 32 of the First
R&O. MBOA-SIG also requested a waiver of the measurement procedure in
47 CFR 15.521(d), as adopted in the First R&O, for pulse gated systems
to the extent that this rule applied to MB-OFDM systems. Freescale
Semiconductor, Inc. (``Freescale''), which produces a UWB device based
on a direct-sequence spreading of binary-phase-shift-keyed pulses
(``DS-UWB'') employing pulse gating techniques, requested that the
Commission extend any waiver of the measurement rules and procedures to
permit any UWB device to be measured in its normal operating mode so as
to retain technical neutrality in the Commission's UWB regulations. In
support of its request, MBOA-SIG submitted simulated and actual test
data demonstrating that the interference potential of frequency hopped
or stepped systems, measured in their normal operating modes, is less
than that of a UWB transmitter employing impulse modulation. In
addition, NTIA and the Commission developed detailed measurement
procedures for frequency hopping and stepped frequency systems.
10. In reaching its decision to adopt the waiver, the Commission
recognized that the interference aspects of a transmitter employing
frequency hopping, stepped frequency modulation, or gating are quite
similar, as viewed by a receiver, in that transmitters using these
burst formats appear to the receiver to emit for a short period of time
followed by a quiet period. The Commission thus concluded that any
requirement to stop the frequency hop, band sequencing, or system
gating serves only to add another unnecessary level of conservatism to
already stringent UWB standards. Accordingly, the Commission granted a
waiver of the measurement procedures, permitting the emissions from UWB
transmitters that employ frequency hopping or stepped frequency
modulation techniques, or that gate the transmitted signal, to be
measured with the transmitter operating in its normal transmission
mode. This allows the measurements to account for the time averaging
during which the UWB emitter is not transmitting.
11. On April 11, 2005, Cingular and SIA filed Petitions for
Reconsideration of the Order requesting that it be vacated. SIA also
requested that operation of UWB devices under the terms of the Order
not be allowed in the 3650-4200 MHz band used for satellite downlinks,
pending the outcome of NTIA studies of interference from UWB devices to
satellite digital television receivers in this band. Supporting
comments were filed by Sprint Corporation (``Sprint'') and supporting
reply comments were filed by Cingular and by SIA. Opposing comments
were filed by the WiMedia Alliance (``WiMedia-MBOA'').
12. Cingular and SIA raise various objections to support their
central argument that the waiver of the UWB measurement procedures will
effectively and significantly increase the potential for harmful
interference from UWB devices. SIA also argues that multiple studies
demonstrate that the existing UWB power limits expose FSS receivers to
unacceptable interference, and it continues to request the application
of a -20 dB I/N as a protection requirement for FSS
[[Page 62479]]
operation. This portion of SIA's petition is merely a request to
reconsider the standards adopted in the First R&O. The Commission
rejects SIA's petition on this same issue. Because SIA's petition for
reconsideration raises the same arguments as its earlier petition and
does not address any decision made in the Order, the Commission
dismisses this portion of its petition. The Commission discussed in
paragraphs 17-19 of Third MO&O and MO&O the other arguments raised by
Cingular and SIA in their petitions for reconsideration of the Order
and conclude that the petitions offer no new evidence that would
support vacating or changing the Order. Accordingly, these petitions
are being denied.
13. Argument that the waiver violated the Administration Procedure
Act (``APA'') and other statutes and eviscerates the rules. The
Commission concludes that the waiver of the measurement procedures for
certain UWB devices does not constitute a rule in violation of the APA
and that the waiver does not ``eviscerate'' the rules. Indeed, the
Commission's action is entirely consistent with its rules. The
Commission permits the use of alternative measurement procedures,
provided the applicant can demonstrate that the requested procedure is
reasonable. For example, the Commission's rules provide that the
Commission will accept measurement data that meets various standards or
procedures established and published by the Commission or recognized
bodies as well as ``any measurement procedure acceptable to the
Commission * * * demonstrating compliance with [its] requirements * *
*.'' The Commission's rule specifying measurement procedures for pulsed
gated UWB devices, 47 CFR 15.521(d), also states that alternative
measurement procedures may be considered by the Commission. Even if one
considers the Commission's statements in the First R&O regarding
measurement procedures for gated, stepped frequency, frequency hopping
or swept frequency transmissions to be tantamount to a ``published''
measurement procedure, the Commission's rules clearly allow it to
consider alternative measurement procedures for UWB devices without
conducting a rulemaking proceeding.
14. While the Commission could have addressed the measurement
procedure requested by MB-OFDM without a notice and comment proceeding,
it believed that the prudent course of action was to analyze MBOA-SIG's
request within the context of its waiver standard. It issued a Public
Notice and entertained comments from interested parties. It is
important to note that no changes were made to the emission standards
on which the non-interference probability of UWB devices is based.
Rather, the Commission relaxed an overly conservative measurement
procedure that artificially constrained the emissions from UWB devices
employing certain modulation types to levels that were effectively
below the levels permitted under the regulations. Further, only the
portion of 47 CFR 15.521(d) applicable to pulsed gated UWB devices was
waived; the measurement procedure for swept frequency transmissions was
not waived. Thus, the Commission's determination does not constitute
``evisceration'' of the rules.
15. It is a well-established principle that the Commission will
waive its rules in specific cases only if it determines, after careful
consideration of all pertinent factors, that such a grant would serve
the public interest without undermining the policy which the rule in
question is intended to serve. In the Order the Commission determined
that permitting use of the new measurement procedures was in the public
interest because it enabled a new technology to be introduced to the
market to the benefit of businesses and consumers. In addition, the
Commission demonstrated how granting the waiver would not undermine the
policy which the rule is intended to serve, i.e., the prevention of
harmful interference to the authorized radio services. Test information
evaluating the interference potential of these emission types, based on
measurements performed with the equipment in its normal operating mode
was submitted by MBOA-SIG. Through testing and interference analysis,
MBOA-SIG provided convincing information that the application of these
test procedures to systems employing MB-OFDM modulation would not
result in an increased risk of harmful interference. In the Order, the
Commission supplied a reasonable explanation as to why a similar
application to DS-UWB systems also would not result in an increased
risk of interference but would retain the technical neutrality of the
UWB regulations. Thus, the Commission concludes that the waiver granted
in the Order permitting UWB transmitters employing frequency hopping,
stepped frequency or gated modulation techniques to be measured in
their normal operating mode does not constitute a violation of the APA.
Further, as the Commission has not amended its rules, the issuance of
the subject waiver did not violate the Congressional Review Act or the
Regulatory Flexibility Act. Accordingly, this portion of Cingular's
petition is denied.
16. Argument that the waiver increases the threat of harmful
interference by 6 dB or more. Cingular claims that the change in
measurement procedures allowed by the waiver effectively will increase
the power levels of UWB devices by 6 dB or more and will introduce
additional interference that cannot be mitigated through error
correction coding or other means. Cingular argues that the OFDM
waveform addressed under the waiver was not envisioned during the
original rulemaking, that there were no measurements or tests with this
technology, and that the waiver deviates from the Commission's policy
of proceeding cautiously with regulations. Cingular continues to
contend that additional testing is needed to address the impact on
wideband receivers. It argues that measurements or tests were not
performed for the MB-OFDM system nor was there an analysis of
interference potential. SIA states that because the Commission believed
that the UWB emission limits were conservative, a view SIA does not
share, it thought that additional interference could be permitted by
granting the waiver.
17. The petitioners' arguments are based on a mistaken assertion
that the UWB emission limits were somehow relaxed as a result of the
waiver. The Commission did not change the emission levels for UWB
devices in the Order. Instead, the Commission merely allowed the use of
different measurement procedures that demonstrate, consistent with our
rules, that the devices comply with the power limits for UWB devices.
18. The UWB limits on radiated emissions were based on extensive
and extremely conservative analyses in the First R&O and on the
supposition that a transmitter would operate continuously within a
single frequency band. However, the MB-OFDM transmitter envisioned by
MBOA-SIG hops to three different channel frequencies. The transmission
duty cycle on a specific channel is 26 percent (5.9 dB). By requiring
the emissions to be measured with the MB-OFDM transmitter operating
continuously on the same operating frequency, the duty cycle per
channel is artificially increased to 100 percent and an emission level
is measured that is 5.9 dB higher than what would be obtained with the
transmitter functioning in its normal operating mode. Thus, Cingular is
not correct that the waiver permits the
[[Page 62480]]
UWB emission levels to increase by 6 dB or more. Rather, the
measurement procedures described in the First R&O for this type of
transmission scheme would require testing in an artificial operating
mode that results in the actual emissions from the MB-OFDM transmitter
being restricted to 5.9 dB below the limits specified in the rules. The
effect of the waiver is to provide a more realistic representation of
the signal level actually produced by the UWB device, permitting the
UWB transmitters to function at the emission levels permitted by the
regulations.
19. As stated in the Order, contrary to Cingular's claims, the
MBOA-SIG members conducted simulated and actual testing of devices
employing the MB-OFDM modulation format to demonstrate that, under
normal operating conditions, there is no greater interference potential
from an MB-OFDM UWB waveform than from an impulse-generated UWB
waveform even when compliance with the emission limits is demonstrated
with the frequency hop or step function active. The Commission stated
that these results are consistent with the theory, as expressed by
NTIA, that RMS measured emission levels are proportional to the
measured bandwidth and the spectral power density, irrespective of
pulse rate or modulation. Indeed, an integrated RMS measurement
provides true average power readings, even for non-continuous signals
such as frequency hopped UWB waveforms. Thus, the 6 dB potential
increase claimed by Cingular will not be seen by a victim receiver and
is irrelevant with regard to interference potential. Instead, the
victim receiver will see the RMS average of that signal. This is the
reason that the Commission adopted RMS average limits for UWB devices.
20. The Commission took a cautious approach throughout this
proceeding, limiting the applications for UWB and adopting knowingly
conservative emission limits. This approach was not contravened by the
waiver since no changes were made to the emission masks. Cingular and
SIA have provided no new information to support their claims of
increased interference potential and no arguments which undermine our
rationale in granting the waiver. Accordingly, these portions of
Cingular's and SIA's Petitions for Reconsideration are denied.
21. Argument that the Commission did not meaningfully respond to
Cingular's comments. In response to MBOA-SIG's waiver request, Cingular
argued that the waiver could not be granted without tests comparing the
measurements of transmissions from MBOA-SIG's proposed system that
would result with and without the frequency hopping stopped. In the
Order, the Commission concluded that the tests submitted by MBOA-SIG
demonstrated that, under normal operating conditions, MBOA-SIG's
proposed system does not increase the potential for interference
relative to a UWB transmitter using impulse modulation. Based on that
conclusion, the Commission concluded that there was no need for the
additional testing recommended by Cingular.
22. In its Petition for Reconsideration, Cingular argues that the
Commission failed to address its comments adequately because it did not
conduct the tests that Cingular recommended. The Commission disagrees.
The Commission considered the record fully, including Cingular's
arguments, in determining whether additional testing was needed. The
Commission also explained fully why it concluded that MBOA-SIG's
proposed system did not increase the potential for interference
relative to a UWB transmitter using impulse modulation, and that,
therefore, the additional tests recommended by Cingular were
unnecessary. Accordingly, we find that the Commission did consider
Cingular's comments in this proceeding, and we are denying this portion
of Cingular's petition.
23. Furthermore, the Commission continues to conclude that there
was no justification to delay the outcome of this proceeding by
requiring MBOA-SIG to perform the additional testing requested by
Cingular in its comments responding to the MBOA-SIG Petition for
Waiver. By proposing testing of MBOA-SIG's proposed system with the
frequency hopping stopped, Cingular in effect advocated testing that
system while artificially forced to operate at a 100 percent per
channel duty cycle. MBOA-SIG's proposed system is designed to operate
at a 26 percent per channel duty cycle. Testing such a system at a 100
percent duty cycle will show an emission level that is 5.9 dB higher
than it would be at a 26 percent duty cycle. However, such a test would
be irrelevant, as it would not reflect the actual operation of the
equipment and would not be indicative of the interference potential of
the UWB emissions
24. Argument that the Commission gave no weight to Freescale's
comments that contradicted the MBOA-SIG test results and the waiver was
overbroad. As stated in the Order, several of the comments contained
technical discussions on whether or not the MB-OFDM modulation format
resulted in greater or lesser interference than the DS-UWB format.
However, the Commission added that this issue is not relevant to the
request for waiver. What is important with regard to the waiver request
is whether or not the MB-OFDM modulation format, when measured in the
normal operating mode, has a sufficiently greater interference
potential than a UWB transmitter employing impulse modulation so as to
increase the risk of harmful interference. While the comments argued
this issue based on different criteria, the Commission rejected as
improbable the theoretical analyses that were performed assuming a zero
background noise level, a zero bit error rate and a victim receiver
with a bandwidth that is greater than the UWB band switching rate.
Instead, it favored the analysis from MBOA-SIG as being representative
of an actual operating system where the background noise level will
mask a low level undesired signal and bit error rates are greater than
zero. Based on this real-world analysis and actual measured test data
submitted by MBOA-SIG, the Commission stated that it was clear that the
interference potential of the MB-OFDM format, based on compliance with
the rules being demonstrated with the frequency hop active, is no
greater than that of an impulse UWB emission. Thus, contrary to the
claims of the petitioners, the Commission did explain why it favored
the MBOA-SIG analysis over that of the conflicting analysis from
Freescale and did address the objections to the petition.
25. The Commission also disagrees with SIA's statement that any
increase to the number of FSS symbols that potentially could be
affected by interference due to the use of frequency hopping waveforms
will also result in harmful interference. In adopting rules for UWB
devices, the Commission chose to rely on emission limits as the tool
for preventing harmful interference irrespective of the duty cycle of
the UWB device or its specific modulation type. Because the waiver does
not change the emission limits, the Commission concludes that the
potential for harmful interference will not be increased. Neither SIA
nor Cingular provided any new information demonstrating that the
Commission erred in its decision.
26. The Commission also disagrees with SIA's argument that
application of the waiver to all MB-OFDM devices and to DS-UWB devices
was overbroad. NTIA's technical analyses clearly demonstrated that the
average power of the transmitted signal, not its instantaneous power
such as would be measured in a static mode, was the
[[Page 62481]]
appropriate basis for determining interference potential. Further, this
reasoned analysis by the Commission allowed for continued technology-
neutral treatment of various UWB design formats without undermining the
policy which the rule is intended to serve, i.e., the prevention of
harmful interference to the authorized radio services. Based on the
above information, the Commission therefore finds that these portions
of SIA's and Cingular's Petitions for Reconsideration are without merit
and are denied.
27. Argument that Multiple devices operating in an area will
synchronize and fill up the spectrum. There is no evidence or valid
analysis to support Cingular's claims that multiple, co-located UWB
devices will synchronize their transmissions. Freescale did make such
claims in its comments to MBOA-SIG's Petition for Waiver. However, this
issue was specifically addressed by MBOA-SIG in its reply comments and
by Texas Instruments in its ex parte comments. As they show in these
findings, such synchronization would require nanosecond time-scale
synchronization between devices--an improbable task, particularly if
the devices were attempting to monitor the spectrum to determine open
operating windows. These transmitters are thus uncoordinated and will
employ different on-off starting times, and possibly different timing
intervals, which will be further degraded by timing drifts between the
devices. Further, the Commission has already demonstrated that SIA's
claims of cumulative interference are misplaced. Even if
synchronization were possible, the emissions from co-located
transmitters with synchronized operations still would not be expected
to add linearly at a victim receiver as slight differences in path
lengths due to multipath and other factors would skew any
synchronization as well as the levels of the received signals. If the
Commission assumes the unlikely condition where an FSS receiver will
receive signals from multiple UWB devices and that these UWB signals
are synchronized with respect to reception by the FSS receiver and not
by the UWB receiver, three devices operating simultaneously on the
three channels would result in a maximum increase in the received level
of approximately 4.8 dB. This is exactly the same increase that would
be caused by three impulse devices operating under the same conditions.
Therefore, waiving of the measurement rule would not increase the
likelihood of aggregation.
28. The Commission finds that there is no evidence from the
petitioners that UWB devices will synchronize or interleave their
transmissions or that there will be any aggregate or cumulative effects
from multiple UWB transmitters operating in the same area. Thus, no
rule prohibiting such operation is necessary. Accordingly, these
portions of Cingular's and SIA's Petitions for Reconsideration are
denied.
29. Argument that the Commission needs to exclude operation in the
3.65-4.2 GHz band under the waiver, just as it did in the 5.03-5.65 GHz
band, pending completion of ITS testing. The Commission delayed
implementation of its waiver provisions on the 5.03-5.65 GHz band,
pending completion of the ITS study, solely as a matter of deference to
NTIA and not because of any demonstrated potential for harmful
interference to these systems. Such action is within the Commission's
discretion. When spectrum, such as the 5.03-5.65 GHz band, is allocated
for use by Federal Government agencies, the Commission consults with
NTIA on any proposed non-Federal use of that spectrum. However, when
spectrum is allocated exclusively for non-Federal operations, the
Commission has exclusive jurisdiction to interpret and apply
interference analyses and studies in determining emission limits and
operating parameters. Because the Commission had already determined in
its rulemaking proceeding that there was no potential for harmful
interference to FSS reception, there was no need to delay implementing
the waiver in the 3.65-4.2 GHz FSS band.
30. In addition, the Commission notes that Microwave Landing
Systems operate in the 5.03-5.65 GHz band, which are used for precision
approach and landing of civilian and military aircraft. The Commission
finds that it was a reasonable exercise of its discretion for the
Commission to be more cautious with respect to MLS because of the
public safety function that those systems serve. On the other hand,
while we agree with SIA that commercial FSS merits protection from
interference in the 3.65-4.2 GHz band, FSS generally does not serve the
same public safety function as MLS. Accordingly, the Commission finds
that it was a reasonable exercise of the Commission's discretion for it
to conclude based on the record in the Order that granting MBOA-SIG's
waiver request with respect to 3.65-4.2 GHz band would not create an
unreasonable increase in the potential for interference to FSS in that
band.
31. The Commission continues to maintain that FSS C-band receivers
are more than adequately protected from UWB emissions, as shown in the
various interference analyses when rational operating conditions are
employed. This conclusion has been verified through the Alion
interference study submitted by the C-band Coalition and through the
analysis and real world tests performed by MBOA-SIG. Further, the
completed ITS study, which analyzed whether there were discernible
differences between different modulation formats that could be used in
UWB devices, does not alter our conclusion that FSS C-band receivers
are unlikely to suffer harmful interference from UWB emissions.
Accordingly, this portion of SIA's Petition for Reconsideration is
denied.
Ordering Clauses
32. Pursuant to Sections 4(i), 302, 303(f), 303(r), and 405 of the
Communications Act of 1934, as amended, 47 U.S.C. 154(i), 302, 303(f),
303(r), and 405, the Petition for Reconsideration from the Satellite
Industry Association in response to the Commission's Second Report and
Order and Second Memorandum Opinion and Order in ET Docket No. 98-153
is dismissed.
33. The Petition for Reconsideration from the Satellite Industry
Association in response to the Commission's Order in ET Docket No. 04-
352 is dismissed in part and denied in part. The Petition for
Reconsideration from Cingular Wireless LLC in response to the
Commission's Order in ET Docket No. 04-352 is denied.
34. The Commission will not send a copy of this Order, pursuant to
the Congressional Review Act. The Memorandum Opinion Order does not
change any rules; it reaffirms certain rules and procedures for ultra-
wideband (UWB) devices that operate on an unlicensed basis under part
15 of the Commission's rules, and dismisses and denies Petitions for
Reconsideration.
35. It is further ordered that ET Docket No. 98-153 and 04-352 are
terminated.
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 2010-25591 Filed 10-8-10; 8:45 am]
BILLING CODE 6712-01-P