Domestic Licensing of Production and Utilization Facilities; Updates to Incorporation by Reference of Regulatory Guide, 61321-61337 [2010-24814]
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61321
Rules and Regulations
Federal Register
Vol. 75, No. 192
Tuesday, October 5, 2010
This amendment to 5 CFR 1201.117
also revises paragraph (b) to make clear
that the Board may issue a final decision
and, when appropriate, order a date for
compliance with that decision.
NUCLEAR REGULATORY
COMMISSION
List of Subjects in 5 CFR Part 1201
RIN 3150–AI37
Administrative practice and
procedure.
■ Accordingly, the Board amends 5 CFR
part 1201 as follows:
Domestic Licensing of Production and
Utilization Facilities; Updates to
Incorporation by Reference of
Regulatory Guide
MERIT SYSTEMS PROTECTION
BOARD
PART 1201—[AMENDED]
AGENCY:
5 CFR Part 1201
Authority: 5 U.S.C. 1204 and 7701, unless
otherwise noted.
Practices and Procedures
■
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents. Prices of
new books are listed in the first FEDERAL
REGISTER issue of each week.
AGENCY:
1. Revise § 1201.117 to read as
follows:
Merit Systems Protection
§ 1201.117 Board action on petition for
review or reopening.
Board.
ACTION:
Interim rule.
The Merit Systems Protection
Board (MSPB or the Board) is amending
its practices and procedures regulations
to make clear that the Board may, in its
discretion, include discussion of issues
raised in an appeal in a nonprecedential
Final Order.
DATES: Effective date: October 5, 2010.
Submit written comments on or before
November 4, 2010.
ADDRESSES: Send comments to William
D. Spencer, Clerk of the Board, Merit
Systems Protection Board, 1615 M
Street, NW., Washington, DC 20419;
(202) 653–7200; fax: (202) 653–7130; or
e-mail: mspb@mspb.gov.
FOR FURTHER INFORMATION CONTACT:
William D. Spencer, Clerk of the Board,
Merit Systems Protection Board, 1615 M
Street, NW., Washington, DC 20419;
(202) 653–7200; fax: (202) 653–7130; or
e-mail: mspb@mspb.gov.
SUPPLEMENTARY INFORMATION: This
amendment, adding a new paragraph (c)
to 5 CFR 1201.117, which reflects recent
changes in the Board’s internal
procedures, is intended to give the
parties greater insight into the reasoning
supporting the Board’s decision in a
particular case without requiring the
Board to issue a precedential decision.
The Board believes that including more
information in its nonprecedential
decisions will be beneficial to both
appellants and agencies because both
parties will more fully understand the
Board’s reasoning and have added
assurance that the Board fully
considered their arguments on appeal.
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SUMMARY:
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(a) In any case that is reopened or
reviewed, the Board may:
(1) Issue a decision that denies or
grants a petition for review, modifies or
supplements an initial decision, or
reopens an appeal, and decides the case;
(2) Hear oral arguments;
(3) Require that briefs be filed;
(4) Remand the appeal so that the
judge may take further testimony or
evidence or make further findings or
conclusions; or
(5) Take any other action necessary
for final disposition of the case.
(b) The Board may affirm, reverse,
modify, supplement, or vacate the
initial decision of a judge, in whole or
in part. The Board may issue a final
decision and, when appropriate, order a
date for compliance with that decision.
(c) The Board may issue a final
decision in the form of a Final Order or
an Opinion and Order. In the Board’s
sole discretion, a Final Order may, but
need not, include additional discussion
of the issues raised in the appeal. All
Final Orders are nonprecedential and
may not be cited or referred to except
by a party asserting issue preclusion,
claim preclusion, collateral estoppel, res
judicata, or law of the case. Only an
Opinion and Order is a precedential
decision of the Board, and an Opinion
and Order may be appropriately cited or
referred to by any party.
Dated: September 29, 2010.
William D. Spencer,
Clerk of the Board.
[FR Doc. 2010–24864 Filed 10–4–10; 8:45 am]
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10 CFR Part 50
[NRC 2009–0014]
Nuclear Regulatory
Commission (NRC).
ACTION: Final rule.
The Nuclear Regulatory
Commission (NRC) is amending its
regulations to incorporate by reference
the latest revisions of two previously
incorporated regulatory guides (RGs)
approving new and revised Code Cases
published by the American Society of
Mechanical Engineers (ASME). The RGs
which are incorporated by reference are
RG 1.84, ‘‘Design, Fabrication, and
Materials Code Case Acceptability,
ASME Section III,’’ Revision 35, and RG
1.147, ‘‘Inservice Inspection Code Case
Acceptability, ASME Section XI,
Division 1,’’ Revision 16. This action
allows nuclear power plant licensees,
and applicants for standard design
certifications, standard design
approvals, and manufacturing licenses
under the regulations that govern
license certifications, and approves the
nuclear power plants to use the Code
Cases listed in these RGs as alternatives
to requirements in the ASME Boiler and
Pressure Vessel (BPV) Code regarding
the construction and inservice
inspection (ISI) of nuclear power plant
components. Concurrent with this
action, the NRC is publishing a notice
of the issuance and availability of the
RGs in the Federal Register. As a result
of these related actions, the Code Cases
listed in these RGs are incorporated by
reference into the NRC’s regulations and
are deemed to be legally-binding NRC
requirements.
DATES: The rule is effective on
November 4, 2010. The incorporation by
reference of RG 1.84, ‘‘Design,
Fabrication, and Materials Code Case
Acceptability, ASME Section III,’’
Revision 35 (July 2010), and RG 1.147,
‘‘Inservice Inspection Code Case
Acceptability, ASME Section XI,
Division 1,’’ Revision 16 (July 2010) is
approved by the Director of the Office
SUMMARY:
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Federal Register / Vol. 75, No. 192 / Tuesday, October 5, 2010 / Rules and Regulations
of the Federal Register as of November
4, 2010.
ADDRESSES: You can access publicly
available documents related to this
document using the following methods:
NRC’s Public Document Room (PDR):
The public may examine and have
copied for a fee publicly available
documents at the NRC’s PDR, Public
File Area O1 F21, One White Flint
North, 11555 Rockville Pike, Rockville,
Maryland 20852.
NRC’s Agencywide Documents Access
and Management System (ADAMS):
Publicly available documents created or
received at the NRC are available
electronically at the NRC’s electronic
reading room at https://www.nrc.gov/
reading-rm/adams.html. From this page,
the public can gain entry into ADAMS,
which provides text and image files of
NRC’s public documents. If you do not
have access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC’s
PDR reference staff at 1–800–397–4209,
301–415–4737, or by e-mail to
pdr.resource@nrc.gov.
Federal Rulemaking Web site: Public
comments and supporting materials
related to this final rule can be found at
https://www.regulations.gov by searching
on Docket ID: NRC–2009–0014.
FOR FURTHER INFORMATION CONTACT:
Manash K. Bagchi, Office of Nuclear
Reactor Regulation, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, telephone 301–415–
2905, or by e-mail
Manash.Bagchi@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
II. Response To Public Comments
A. Overview of Public Comments
B. NRC Responses to Public Comments
III. NRC Approval of New and Amended
ASME Code Cases
IV. Paragraph by Paragraph Discussion
V. Availability of Documents
VI. Voluntary Consensus Standards
VII. Finding of No Significant Environmental
Impact: Environmental Assessment
VIII. Paperwork Reduction Statement
Public Protection Notification
IX. Regulatory Analysis
X. Regulatory Flexibility Certification
XI. Backfit Analysis
XII. Congressional Review Act
I. Background
The ASME develops and publishes
the ASME BPV Code, which contains
requirements for the design,
construction, and ISI of nuclear power
plant components, and the Code for
Operation and Maintenance of Nuclear
Power Plants (OM Code), which
contains requirements for inservice
testing (IST) of nuclear power plant
components. In response to BPV and
OM Code user requests, the ASME
develops ASME Code Cases which
provide alternatives to BPV and OM
Code requirements under special
circumstances.
The NRC approves and/or mandates
the use of the ASME BPV and OM Code
in Title 10 of the Code of Federal
Regulations (10 CFR) Part 50.55a
through the process of incorporation by
reference. As such, each provision of the
ASME Codes incorporated by reference
into, and mandated by, 10 CFR 50.55a
constitutes a legally-binding NRC
requirement imposed by rule. As noted
above, ASME Code Cases represent
alternative approaches for complying
with provisions of the ASME BPV and
OM Codes. Accordingly, the NRC
periodically amends § 50.55a to
incorporate by reference NRC RGs
listing new and revised1 ASME Code
Cases which the NRC approves for use
as alternatives to the BPV Code and the
OM Code. See 68 FR 40469 (July 8,
2003). It should be noted that for this
particular rulemaking, RG 1.192,
‘‘Operations and Maintenance Code Case
Acceptability, ASME OM CODE,’’ is not
being revised because there are no new
or revised OM Code Cases considered
by the NRC in this rulemaking. New and
revised OM Code Cases published by
the ASME since RG 1.192 was first
issued, will be addressed in the next
proposed amendment. This final rule
will continue the NRC’s practice of
incorporating by reference the RGs
listing the most current set of NRCapproved ASME Code Cases. ASME
Code Cases may be approved for use,
either unconditionally or with
conditions stated in the relevant RGs. In
developing the RGs, the NRC staff
reviews ASME BPV and OM Code
Cases, determines the acceptability of
each Code Case, and publishes its
findings in RGs. The RGs are revised
periodically as new Code Cases are
published by the ASME. The NRC
incorporates by reference the RGs listing
acceptable and conditionally acceptable
ASME Code Cases into 10 CFR 50.55a.
Currently, NRC RG 1.84, Revision 34,
‘‘Design, Fabrication, and Materials
Code Case Acceptability, ASME Section
III’’; RG 1.147, Revision 15, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1;’’ and RG
1.192, ‘‘Operation and Maintenance
Code Case Acceptability, ASME OM
Code’’ are incorporated into the NRC’s
regulations at 10 CFR 50.55a, Codes and
standards.
II. Response to Public Comments
The NRC published a proposed rule
that would incorporate by reference RG
1.84, Revision 35, and RG 1.147,
Revision 16, on June 2, 2009, 74 FR
26303. On the same date, the NRC
published a parallel notice of
availability of draft regulatory guides
and opportunity for public comment.
See 74 FR 26440. The NRC provided a
75-day public comment period for both
the proposed rule and the draft RGs,
which ended on August 17, 2009.
A. Overview of Public Comments
The NRC received nineteen comment
letters on the draft regulatory guides and
three general comments on the proposed
rule. The following table lists the
commenters, their affiliation, and the
accession number to locate each
comment letter. In addition, the Code
Cases for which each commenter
submitted comments are listed. Several
general comments were also received.
COMMENT LETTERS RECEIVED ON DRAFT: REGULATORY GUIDE 1.84, REVISION 35 (DG–1191); REGULATORY GUIDE
1.147, REVISION 16 (DG–1192); REGULATORY GUIDE 1.193, REVISION 3 (DG–1193)
ADAMS
Accession No.
Name
Affiliation/abbreviation
1 .........................
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Commenter No.
Raymond West .............................
2 .........................
Ronald Clow ..................................
Private Citizen/RW ................................................................................
N–513–2/N–513–3
DBA Xcel Energy/Xcel ..........................................................................
N–508–3/N–508–4
1 ASME Code Cases can be categorized as one of
two types: new and revised. A new Code Case
provides for the first time an alternative to specific
ASME Code provisions or addresses a new need. A
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revised Code Case is a revision (modification) to an
existing Code Case to address, for example,
technological advancements in examination
techniques or to address NRC conditions imposed
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in one of the regulatory guides which have been
incorporated by reference into 10 CFR 50.55a.
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COMMENT LETTERS RECEIVED ON DRAFT: REGULATORY GUIDE 1.84, REVISION 35 (DG–1191); REGULATORY GUIDE
1.147, REVISION 16 (DG–1192); REGULATORY GUIDE 1.193, REVISION 3 (DG–1193)—Continued
ADAMS
Accession No.
Commenter No.
Name
Affiliation/abbreviation
3 .........................
C.L. Funderburk ............................
4 .........................
Brian Erler .....................................
5 .........................
Edward Gerlach ............................
6 .........................
Lee Goyette ..................................
7 .........................
Charles Wirtz ................................
8 .........................
Robert Sisk ...................................
9 .........................
Patrick O’Regan ............................
10 .......................
Kevin Hall ......................................
11 .......................
James Riley ..................................
12 .......................
R.M. Krich .....................................
13 .......................
J.A. Gresham ................................
14 .......................
Scott Chesworth ............................
15 .......................
Miroslav Trubelja ...........................
16 .......................
Sandra Sowah ..............................
17 .......................
Daniel R. Cordes ..........................
18 .......................
Marcus N. Bressler .......................
19 .......................
T.S. Rausch ..................................
Dominion Resources Services, Inc./DRS .............................................
N–513–2/N–513–3
American Society of Mechanical Engineers/ASME ..............................
N–71–18, N–416–4, N–504–4, N–513–2/N–513–3, N–661–1, N–702,
N–747, N–751
Private Citizen/EG ................................................................................
Two general comments—N–416–4, N–504–4, N–638–4, N–661–1
Pacific Gas & Electric Company/PGE ..................................................
N–597–2
ASME BPV Standards Committee on Nuclear Inservice Inspection/
CW.
N–619, N–648–1
Westinghouse Electric Company/WECRS ...........................................
N–655–1, N–757–1, N–759–2, N–782, N–759
Electric Power Research Institute/EPRI ...............................................
N–716
Private Citizen/KH .................................................................................
N–716
Nuclear Energy Institute/NEI ................................................................
General comment—N–504–4, N–508–3/N–508–4, N–597–2
Tennessee Valley Authority/TVA ..........................................................
N–520–1/N–520–2, N–702
Westinghouse Electric Company/WECJAG .........................................
N–655–1, N–757–1, N–759–2, N–782, N–759
Structural Integrity Associates, Inc./SIASC ..........................................
N–716
Structural Integrity Associates, Inc./SIAMT ..........................................
N–716
Structural Integrity Associates, Inc./SIASS ..........................................
N–716
ASME Section XI Subgroup Non Destructive Examination/DC ...........
N–583
Private Citizen/MB ................................................................................
N–71–18
PPL Susquehanna, LLC/PPL ...............................................................
N–416–4, N–504–4, N–638–4
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Summary of Comments:
The proposed rule provided a 75-day
comment period. A total of 19 comment
letters were received from four private
citizens, four utility organizations,
seven industry groups that provide
engineering and inspection services to
the utilities, three associated with the
ASME, and the Nuclear Energy Institute.
Three general comments were received
on the proposed rule regarding the need
for editorial corrections (although two of
the comments received from different
commenters address the same subject).
The majority of the comments received
relate to Section XI Code Cases. Two
comments were submitted requesting
that the NRC include later versions of
certain Code Cases in the final guide; 7
comments request that the NRC
reconsider conditions on certain Code
Cases; 1 comment requests clarification
of a condition; and 3 comments provide
additional technical information to
justify moving certain Code Cases from
RG 1.193 (Code Cases disapproved for
use) to Regulatory Guide 1.147.
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Responses have been organized in two
groups: Group I: Adopted Comments,
that includes comments raising issues
and concerns directly related to this
rule, and have been adopted; and Group
II: Comments not Adopted, that
includes comments raising issues and
concerns that are not directly connected
to this particular rule, although they are
generally relevant to this rule but have
not been adopted.
addition, the accession numbers for all
the documents have been verified.
Comment: Two commenters
acknowledge that the titles of Code
Cases N–712 and N–730 in Table 1 of
the proposed rule had been
inadvertently switched and should be
corrected (comments EG2 and NEI3).
Response: The NRC agrees that there
was an error in the rulemaking table.
This table is not included in the final
rulemaking, and no further NRC action
is necessary.
Group I—Adopted Comments
RG 1.84
General Comments: Edward Gerlach
commented (comment EG1) that Table 2
in the proposed rulemaking listed
accession numbers for Draft Regulatory
Guides dated April 2009. The NRC’s
electronic reading room contains later
versions of these Draft Guides dated
June 2009.
Response: The accession numbers in
Table 2 of the final rulemaking have
been corrected to reflect the final
versions of the regulatory guides. In
Code Case N–71–18
B. NRC Responses to Public Comments
on Draft Regulatory Guide
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Comment: Two comments (ASME 1
and ASME 2) were received from the
American Society of Mechanical
Engineers on Code Case N–71–18,
‘‘Additional Materials for Subsection
NF, Class 1, 2, 3, and MC Component
Supports Fabricated by Welding,
Section III, Division 1.’’ The first
comment (ASME1) was that the NRC
proposed to impose the same conditions
on Code Case N–71–18 as were imposed
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on Code Case N–71–17, and some of the
conditions are not appropriate to
Revision 18 as certain references have
changed (conditions (3) and (4)).
The second comment (ASME2) was
that there appears to be confusion
regarding whether or not the Code Case
applies to component supports
(condition 6). Marcus Bressler also
commented on this Code Case
(comment MB1) stating that conditions
(1) and (2) aren’t applicable to Revision
18 because the Code Case has no
materials listed with a minimum tensile
strength above 125 ksi.
Response: The NRC agrees with the
ASME that the paragraphs referenced in
conditions (3) and (4) should be
modified. When Code Case N–71–17
was revised as Code Case N–71–18,
certain references were rearranged. The
editorial corrections have been made in
the final guide so that the conditions are
consistent with the references in the
revised Code Case. The requirements for
weld filler material hydrogen content
were moved to paragraph 4.2
(previously in paragraph 5.3), and the
requirements for postweld heat
treatment were moved from paragraphs
16.2.1 and 16.2.2 to paragraphs 15.2.1
and 15.2.2 (paragraphs 16.2.1 and 16.2.2
no longer exist). As noted by the
commenter, the conditions in Draft RG
1.84 should have been modified to be
consistent. The conditions have been
corrected in the final guide. With regard
to the ASME’s second comment (and
similar comment from Marcus Bressler)
on condition (6), the NRC’s
understanding of the intent of the
provisions in the Code Case is not in
agreement with the commenter’s
understanding, (i.e., that the fracture
toughness requirements as listed in this
Code Case address Class 1, Class 2, and
Class 3 component supports in addition
to piping supports). The NRC believes
that the fracture toughness requirements
listed in Code Case N–71–18 apply only
to piping supports. Implementation of
this Code Case was approved by the
NRC on this basis. Cognizant NRC staff
will initiate discussions with the
appropriate ASME committees.
The NRC agrees with Marcus Bressler
that Code Case N–71–18 does not list
materials with a minimum tensile
strength exceeding the value of 125
kilograms per square inch. However, the
NRC believes that conditions (1) and (2)
are appropriate for this Code Case
because they provide a cautionary note
that high strength materials are
susceptible to brittleness and stress
corrosion cracking. As such, the NRC
declines to adopt the comment related
to conditions (1) and (2), and no change
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was made to the RG as the result of this
comment.
RG 1.147
Code Case N–416–4
Comment: Three commenters
(comments ASME3, EG3, and PPL1)
requested that the NRC should not
adopt the proposed condition requiring
that when using Code Case N–416–4
‘‘Alternative Pressure Test Requirement
for Welded or Brazed Repairs,
Fabrication Welds or Brazed Joints for
Replacement Parts and Piping
Subassemblies, or Installation of
Replacement Items by Welding or
Brazing, Classes 1, 2, and 3, Section XI,
Division 1,’’ that Nondestructive
Examination (NDE) be performed for
welded or brazed repairs and fabrication
and installation joints as specified by
the methods and acceptance criteria of
the applicable subsection of the 1992
Edition of Section III. The commenters
believe that the Section III NDE
requirements are overly conservative
relative to the NDE requirements of
Section XI.
Response: The NRC disagrees that the
condition is not needed. The NRC does
not believe that an adequate argument
was provided to justify deletion of the
condition to require that NDE be
performed for welded or brazed repairs
and fabrication and installation joints in
accordance with the methods and
acceptance criteria of the applicable
subsection of the 1992 Edition of
Section III.
As discussed in the proposed rule for
Draft Regulatory Guide DG–1192 for
certain welding repairs or replacements,
the previous version of this Code Case
(Code Case N–416–3) permitted a
system leakage test to be performed in
lieu of performing a hydrostatic
pressure test provided that certain
requirements are met. A requirement
was that NDE be performed on welded
repairs, and that fabrication and
installation of joints be as specified by
the methods and acceptance criteria of
the applicable subsection of the 1992
Edition of Section III. When Code Case
N–416 was originally developed, the
NRC agreed to the performance of
system leakage testing in lieu of
hydrostatic testing provided that NDE
performed in conjunction with the
repair met the requirements of the 1992
Edition of Section III. The requirement
to perform NDE under Section III was
removed when Code Case N–416–4 was
issued.
The NRC believes that many analyses
of the effectiveness and reliability of the
later NDE requirements have
demonstrated the inadequacies of earlier
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Code NDE requirements. Improvements
in NDE have significantly increased the
probability of detecting defects. With
regard to leakage tests, the NRC staff’s
position was that even though the
primary purpose of a leakage test is the
leak-tightness of the primary pressure
boundary, some additional assurance of
primary boundary integrity was
provided by the higher pressure
hydrostatic test. Based on the industry
conclusions that: the increased stress
from a hydrostatic test is extremely
unlikely to cause a subsurface defect to
grow through-wall (and therefore, leak
during a test) and the stresses involved
in a hydrostatic test are similarly
unlikely to cause leakage even with the
presence of a through-wall flaw, the
need for effective and reliable NDE is
even greater.
Because the NRC has determined that
pressure tests are not adequate for
ensuring structural integrity (i.e.,
adequate component repair and
replacement), the NRC believes it to be
paramount that high quality NDE be
performed. Thus, the NRC rejects the
argument that the lower quality NDE as
conducted to earlier Codes is adequate.
Accordingly, the NRC declines to adopt
the comment, and no change was made
to the RG as the result of this comment.
Code Case N–504–3, N–504–4
Comment: Four commenters
(comments ASME4, EG4, NEI2, and
PPL2) believe that all of the conditions
the NRC proposed for Code Case N–
504–4, ‘‘Alternative Rules for Repair of
Class 1, 2, and 3 Austenitic Stainless
Steel Piping, Section XI, Division 1,’’ are
unnecessary and should be removed in
the final RG. One of the conditions
requires that the provisions of Section
XI, Nonmandatory Appendix Q, ‘‘Weld
Overlay Repair of Class 1, 2, and 3
Austenitic Stainless Steel Piping
Weldments,’’ Section XI, must also be
met in addition to the provisions of the
Code Case was retained from RG 1.147,
Revision 15, Code Case N–504–3. The
commenters believe that changes to the
Code Case and to Appendix Q address
the NRC’s concerns relative to
Appendix Q and therefore this
condition is no longer required. With
regard to condition (a), the commenters
believe that criteria in Code Case N–
504–4 are more conservative than the
proposed condition, and therefore
condition (a) is not required. The
commenters believe that conditions (b)
and (c) regarding surface finish are
redundant to criteria in Code Case N–
504–4 and Supplement 11 of Appendix
VIII. Finally, it was stated that there is
no technical basis for restricting the use
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of radiographic examination (condition
(d)).
Response: The NRC disagrees that the
conditions should be removed. It is true
that a number of changes were made to
the criteria of the Code Case and to
Appendix Q as a result of concerns
raised by the NRC. However, differences
remain between Appendix Q and Code
Case N–504–4 that were not addressed
in the public comments submitted. For
example, Appendix Q has requirements
pertaining, in part, to the inspection and
design of a structural weld overlay
whereas the Code Case does not. Until
the differences between Appendix Q
and N–504–4 are addressed, the
condition to follow Appendix Q must be
retained.
It is clear from the comments,
however, that condition (a) should be
revised to make the objective clearer.
The commenters believe that the
limitations in the Code Case on laminar
flaw size are more conservative than the
proposed NRC condition, which
indicates that the intent of the condition
was not apparent. It is agreed that Code
Case N–504–4 addresses laminar flaws,
but the NRC does not believe that the
provision is stringent or clear.
Condition (a) in the regulatory guide
is needed to limit the number of laminar
flaws in the weld overlay. If a weld
overlay contains too many laminar
flaws, the flaws may affect the structural
integrity of the weld overlay.
Accordingly, condition (a) has been
revised to read ‘‘the total laminar flaw
area shall not exceed 10 percent of the
weld surface area, and no linear
dimension of the laminar flaw area shall
exceed the greater of 3 inches or 10
percent of the pipe circumference.’’
The NRC does not agree with regard
to the comment that Code Case N–504–
4 and Supplement 11 to Appendix VIII
already address improving the surface
finish of piping welds and therefore
conditions (b) and (c) are unnecessary.
The provision in Code Case N–504–4
cited by the commenters, ‘‘Grinding and
machining of the as-welded overlay
surface may be used to improve the
surface finish for such examinations’’ is
not a requirement and does not specify
any criterion that must be met.
Supplement 11, 1.1(c) states, ‘‘The
surface condition of at least two
specimens shall approximate the
roughest surface condition for which the
examination procedure is applicable.’’
Thus, there is no specific criterion that
must be met.
The NRC does not agree regarding the
request to delete condition (d) and the
restriction against radiographic testing
(RT). Studies have been conducted
indicating that radiography has the
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potential for detecting planar flaws with
high reliability only under favorable
conditions. Code Case N–504–4
provides alternative provisions for
repairing austenitic stainless steel
piping. Thus, the NRC believes this is a
valid concern that planar flaws, typical
flaws found during inservice
inspections as opposed to volumetric
flaws that result from fabrication, may
not be detected through RT. Especially
considering that digital radiographic
testing may be used and factors such as
exposure, screens, magnification, and
source-target-detector distances have yet
to be clearly defined. Without
supporting technical information to
indicate the reliability of RT for the
particular conditions of interest, the
NRC concludes that this condition to
Code Case N–504–4 is necessary.
Code Cases N–513–2, N–513–3
Three commenters (comments RW1,
ASME7, and DRS1) requested that Code
Case N–513–3 be approved in final RG
1.147. They assert that licensees that
have updated their inservice inspection
(ISI) plans to the 2004 Edition of Section
XI can no longer use Code Case N–513–
2 because of limits on its applicability.
Code Case N–513–3, which was recently
published by the ASME in Supplement
8 to the 2007 Edition, addresses the
applicability issue.
Response: The NRC agrees with the
comment with one condition. Code Case
N–513–2 was unconditionally approved
in Revision 15 of RG 1.147. The
applicability of the Code Case was
through the 2001 Edition with the 2003
Addenda. The applicability was
purposefully not extended by the ASME
beyond the 2003 Addenda by the ASME
because a revision to the Code Case (N–
513–3) had been developed for
application to later edition and
addenda. The purpose of the revision to
the Code Case (N–513–3) was to provide
additional guidance to evaluate throughwall, nonplanar flaws. Users of Code
Case N–513–2 had found the acceptance
criterion for the branch reinforcement
evaluation approach to be ambiguous,
and there was a lack of adequate
guidance for dispositioning nonplanar
flaw combinations.
The NRC has reviewed the additional
guidance resulting in Code Case N–513–
3 and has determined that the additions
are indeed clarifications and not
technical changes. However, the NRC
does not agree with one change
regarding the time frame for repairs.
Accordingly, Code Case N–513–3 has
been conditionally approved in the final
RG. Code Case N–513 was developed to
reduce the number of plant shutdowns
required to immediately correct
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insignificant degradation in Class 2 or 3
lower energy piping (maximum
operating temperature of 200 °F and
maximum operating pressure of 275
psig). Revisions 0 through 2 of the Code
Case stated that certain flaws may be
acceptable without performing a repair
or replacement activity for a limited
period, not exceeding the time to the
next scheduled outage. The time frame
for temporary acceptance of the
degradation was modified in Code Case
N–513–3 from ‘‘next scheduled outage’’
to ‘‘not to exceed 26 months from the
initial discovery of the condition.’’ The
basis for NRC approval of the original
time frame was that the degraded
condition would be monitored and
evaluated during continued operation,
and operation was only approved until
plant shutdown. Once the plant was
shut down, it was expected that the
degraded piping would be repaired. The
extension of the time frame to 26
months from the discovery of the
condition could permit operation
through several outages. The NRC
believes that the original time frame is
prudent. The Class 2 and 3 systems
addressed by the Code Case contain
safety-significant components, and
repairs should be performed at the first
opportunity. Accordingly, Revision 3 of
the Code Case has been included in the
final guide with the condition that the
repair or replacement activity must be
completed during the next scheduled
outage.
Code Case N–583
Comment: A commenter (comment
DC1) requests that the NRC consider the
removal of the conditions on the use
Code Case N–583, ‘‘Annual Training
Alternative, Section XI, Division 1,’’
requiring practice ‘‘6 months prior’’ to
performing exams, and leave ‘‘as-is’’ in
the case to ‘‘annually.’’ The commenter
further suggests that if this is not
acceptable, then a 6-month
‘‘proficiency’’ similar to the ‘‘annual
proficiency’’ specified and implemented
by ASNT CP–189 should be adopted.
The commenter states that performing
the practice on specimens with actual
cracks is definitely beneficial, and that
the ASME should adopt this position.
However, after 10 years of
implementation, the twice yearly
requirement of the ‘‘hands on’’ practice
has become significantly burdensome,
specifically with logistics and cost of
implementation, particularly for owners
and vendors who generally employ the
PDI qualified individuals.
Response: The NRC disagrees with the
comment that the condition requiring
practice six months prior to performing
examinations should be deleted.
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With respect to the commenter’s
recommendation to adopt a 6-month
proficiency examination, the NRC
believes this may be a viable option, but
it would be more appropriate if the
initiative and the technical basis for
such an approach were developed by
the industry. The NRC believes that the
current requirement is justified. EPRI
has conducted several studies on the
relationship of education, training, and
experience. The correlation was at best
low and in some instances (such as
experience versus ability to detect
intergranular stress corrosion cracking
(IGSCC)), the data showed a negative
correlation. For example, a group of
twelve ultrasonic examiners with
approximately one-year of ultrasonic
examination experience but with three
weeks of quality training had a pass rate
of 92.7 percent on the IGSCC detection
practical examination. However, the
success rate of individuals with
experience averaging in excess of 7.7
years was only 37.6 percent.
One of the major keys to effective
training is to perform a detailed task and
skills analysis to determine the NDE
parameters that impact detection
performance. A number of these
parameters such as illumination levels
and calibration procedures are
addressed in the conventional training
course outlines. However, most outlines
do not address the more subtle
parameters such as visual search
procedures and ultrasonic manual
scanning techniques to assure coverage
and effective beam orientation, nor do
the outlines address the evaluation of
subtle ultrasonic signal characteristics
such as signal rise, decay time, and
pulse duration. As appropriate, these
issues must be identified and included
in the training provided to examiners.
Computer-based training, through the
use of animations, simulation, and
actual data, is evolving as an effective
way to transfer this information.
In addition, many individuals do not
routinely perform examinations, or they
may not have recently had to interpret
signals from cracks. Signals can be
difficult to interpret. Although programs
employ ‘‘qualified’’ personnel
using qualified’’ procedures, operating
experience, round robin trials, and
research results have shown that skills
will diminish without frequent training.
Personnel and procedures must not only
be qualified, but must also be effective.
Experience and studies indicate that the
examiner must practice on a frequent
basis to maintain the capability for
proper interpretation. In addition, these
studies have shown that this capability
begins to diminish within
approximately 6 months if skills are not
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maintained. Class room instruction is
not sufficient to maintain an examiner’s
skills in this highly specialized skill
area. Examiner training needs to focus
on hands-on training with flawed
specimens.
With respect to the commenter’s other
recommendation to adopt a 6-month
proficiency examination, the NRC
believes this may be a viable option, but
it would be more appropriate if the
initiative and the needed technical basis
for such an approach were developed by
the industry. Accordingly, no changes
are being made to the conditions at this
time.
Code Case N–638–4
Comments: Two commenters
(comments EG5 and PPL3) believe that
Code Case N–638–4, ‘‘Similar and
Dissimilar Metal Welding Using
Ambient Temperature Machine GTAW
Temper Bead Technique, Section Xl,
Division 1,’’ addresses the NRC’s
concern that the Section XI examination
volume and acceptance criteria were not
appropriate for the subject weld repair.
Paragraph 4(a) of the Code Case requires
that the examination of the repair be
performed as specified by and meet the
acceptance criteria of the Construction
Code or Section III. Therefore, the
condition is no longer necessary.
Response: The NRC disagrees that
Code Case N–638–4 addresses the issue.
The commenter is correct that paragraph
4(a)(4) of Code Case N–638–4 specifies
the acceptance criteria for the surface
and volumetric examination as the
Construction Code or Section III;
however, Code Case N–638–4 still does
not specify that a demonstration must
be performed with representative
samples that shows the ultrasonic
examination technique is capable of
detecting construction type flaws in the
repaired volume. Thus, a condition is
required to address this issue. Based on
the public comments received, the NRC
believes that condition (1) on Code Case
638–4 should be revised to be clearer.
Accordingly, the condition has been
reworded to explicitly require
demonstration with construction type
flaws. Further, as a result of the review
of the public comments, the NRC
realizes that an additional issue must be
addressed. Paragraph 3(d) of the Code
Case establishes a maximum weld
interpass temperature, and paragraph
3(e) requires that the weld interpass
temperature be determined through one
of the methods listed in subparagraphs
(e)(1), (e)(2), and (e)(3). Subparagraph
(e)(1) lists methods by which the
temperature may directly be
determined, subparagraph (e)(2)
provides a method to calculate the weld
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interpass temperature, and
subparagraph (e)(3) allows the use of a
test coupon to determine the maximum
weld interpass temperature. Code Case
N–638–4 does not restrict or choose one
method over another. Ensuring that the
weld interpass temperature is not
exceeded is important in obtaining a
quality weld (e.g., in terms of corrosion
resistance, notch toughness). Direct
measurement is the most reliable
method for ensuring that the maximum
temperature is not exceeded. The NRC
recognizes that direct measurement is
not always feasible, but direct
measurements should be used whenever
possible before alternatives such as
those described in paragraphs 3(e)(2)
and 3(e)(3) are used. This position is
consistent with past precedent on this
issue. Thus, a second condition has
been added in the final guide stating
that ‘‘The provisions of paragraphs
3(e)(2) or 3(e)(3) may only be used when
it is impractical to use the interpass
temperature measurement methods
described in 3(e)(1), such as in
situations where the weldment area is
inaccessible (e.g., internal bore welding)
or when there are extenuating
radiological conditions.’’
Accordingly, the condition (1) of the
Code Case 638–4 in final Revision 16 to
RG 1.147 has been revised to read as
follows: ‘‘Demonstration of ultrasonic
examination of the repaired volume is
required using representative samples
which contain construction type flaws.’’
Code Case N–661–1
Comments: Two commenters
(comments ASME5 and EG6) stated that
Code Case N–661–1, ‘‘Alternative
Requirements for Wall Thickness
Restoration of Class 2 and 3 Carbon
Steel Piping for Raw Water Service,
Section XI, Division 1,’’ addresses the
NRC’s concerns discussed in the
proposed rule.
Therefore, the conditions that address
root cause and weld overlays can be
deleted. The commenters stated that the
only issue that may need clarification is
the definition of ‘‘cycle or refueling
outage.’’
Response: The NRC agrees that
condition (b) on the Code Case can be
deleted. The NRC staff has reassessed
paragraph 1(d) of the Code Case and
agrees that it addresses the issue of
multiple repairs to the same location
through weld overlay. The NRC
disagrees however, that condition (a), ‘‘if
the root cause of the degradation has not
been determined, the repair is only
acceptable for one cycle,’’ can be
deleted. The NRC believes that the
condition is still required to provide the
needed clarity on two issues. First, the
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second sentence of paragraph 7(b) of the
Code Case uses the term ‘‘cause’’ rather
than ‘‘root cause.’’ These terms have
specific meaning to licensees. The NRC
has determined that for the purpose of
maintaining safety, it is appropriate to
require a root cause analysis which is
more rigorous than merely inferring the
‘‘cause’’ of the degradation. The second
issue relative to clarity is the use of the
term ‘‘one fuel cycle.’’ As discussed in
the proposed rule, it is unclear what one
fuel cycle actually infers if a repair is
performed in mid-cycle. It may be
interpreted that the repair is acceptable
for the remainder of the current fuel
cycle plus the subsequent fuel cycle. In
addition, other terms are used in the
Code Case such as ‘‘one cycle.’’ Although
the Code Case provision and regulatory
guide condition (a) are otherwise nearly
identical, the NRC believes that for the
sake of clarity and to ensure that a
suitable re-inspection frequency has
been established when the cause of the
degradation is unknown or when the
potential for hydrogen cracking exists
due to the welding conditions, the
condition is needed so that users are
clear that what is meant is by ‘‘next
refueling outage.’’
With regard to condition (c) which
states ‘‘When through-wall repairs are
made by welding on surfaces that are
wet or exposed to water, the weld
overlay repair is only acceptable until
the next refueling outage,’’ the NRC has
the same concern regarding ‘‘next
refueling outage.’’
While it is agreed that paragraphs 4(c)
and 5(b) of the Code Case deal with the
technical issues, the term one cycle is
used. Accordingly, the NRC is retaining
this condition in the final RG to ensure
that it is clear that the requirement
applies at the next refueling outage.
Code Case N–716
Comment: Five commenters
(comments EPRI1, KH1, SIASC1,
SIAMT1, and SIASS1) suggested that
the NRC conditionally approve Code
Case N–716, ‘‘Alternative Piping
Classification and Examination
Requirements, Section XI, Division 1,’’
in the final Revision 16 of RG 1.147. The
NRC has conditionally approved
requests from four plants to use
provisions similar to those in the Code
Case. Based on the approvals, lessons
learned from the pilot plant
applications, as well as a number of
follow-on applications, the lessons
learned could be incorporated into the
final Revision 16 of RG 1.147 to allow
plants to use this Code Case in the short
term. Approval of the Code Case for
generic use will not only result in a
substantial reduction in worker
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exposure and radwaste, but will also
reduce unnecessary NRC staff burden,
as compared to waiting until the Code
Case is revised by ASME and subjected
to further NRC review.
Response: The Code Case has not
been included in final Revision 16 to RG
1.147. The NRC is continuing to gain
experience with the review of riskinformed inservice inspection (RI–ISI)
programs based, in part, on Code Case
N–716. The NRC staff has not yet
systematically identified all differences
between the method described in the
Code Case and those approved at
individual licensees, nor has the staff
received any such description by
industry.
One issue not yet explored in the
plant specific submittals is the
application of Revision 2 of RG 1.200,
‘‘An Approach for Determining the
Technical Adequacy of Probabilistic
Risk Assessment Results for RiskInformed Activities,’’ which expands the
scope of initiating events whose
evaluation is required to be consistent
with the ASME/ANS RA–Sa–2009 PRA
Standard.
The review of EPRI Topical Report
1018427, ‘‘Nondestructive Evaluation:
PRA Technical Adequacy Guidance for
RI–ISI Programs’’ is proceeding
according to schedule. A request for
additional information (RAI) was
transmitted to EPRI on September 15,
2009. An NRC staff endorsed document
describing acceptable PRA quality
requirements for RI–ISI will be
necessary for the NRC to endorse some
version of Code Case N–716 in RG
1.147. Accordingly, Code case N–716
has not been included in the final
revision 16 of RG 1.147.
Code Case N–751
The American Society of Mechanical
Engineers (comment ASME6) does not
believe that Code Case N–751, ‘‘Pressure
Testing of Containment Penetration
Piping, Section XI, Division 1,’’ should
be conditioned because the
Construction Code, which may or may
not have included provisions for NDE of
piping welds in penetrations, continues
to apply. Therefore, the presence or
absence of specific NDE provisions in
the Construction Code should not be a
reason to condition the use of the Code
Case.
Response: The NRC disagrees that
specific nondestructive examination
(NDE) requirements are not needed. As
discussed in the proposed rule, the
Code Case would allow an Appendix J
Type C test to be performed as an
alternative to the ASME Code
requirement to pressure test piping that
penetrates a containment vessel, if the
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61327
piping and isolation valves that are part
of the containment system are Class 2
and the balance of the piping system is
outside the scope of Section XI. The
NDE requirement associated with the
system leakage test was removed from
Section XI paragraph IWA–4540 of the
2003 Addenda (and later edition and
addenda of the ASME Code). In
addition, for plants that used the ASME
B31.1 Code for construction, there was
no requirement to volumetrically
examine certain piping components
during fabrication.
Section XI requires NDE per the
construction code as part of repair and
replacement activities. Thus, if a B31.1
plant or a licensee using the 2003
Addenda or later performs a repair to
certain Class 2 or Class 3 piping, there
is no requirement to perform NDE.
Volumetric examination after repair or
replacement is required to ensure high
quality welds. It was stated in the public
comments that the industry has
concluded that pressure tests are not
adequate for ensuring structural
integrity (i.e., adequate component
repair and replacement). Therefore, it is
paramount that high quality NDE be
performed. Volumetric examination
ensures high quality welds capable of
performing their design function for the
life of the component. Therefore, the
condition on the use of Code Case N–
751 that when a 10 CFR part 50,
Appendix J, Type C test is performed as
an alternative to the requirements of
IWA–4540 (IWA–4700 in the 1989
edition through the 1995 edition) during
repair and replacement activities,
nondestructive examination must be
performed as specified by IWA–
4540(a)(2) of the 2002 Addenda of
Section XI has been retained in the final
RG.
Group II—Comments not Adopted
Code Case N–508–4
Comment: Two commenters
(comments Xcel1 and NEI4) requested
that Code Case N–508–4 be listed in the
final RG because the Code Case would
be beneficial to the industry.
Response: The NRC declines the
suggestion to adopt Code Case 508–4 in
the final guide. It would not be
appropriate to include Revision 4 to the
Code Case in the final guide without
first having sought public comment on
such a significant expansion of the
scope of the Code Case. Code Case N–
508–3, which was unconditionally
approved in Revision 15 of RG 1.147,
allowed snubbers and relief valves to be
rotated from stock and installed on
components for the purpose of testing or
preventive maintenance. Code Case N–
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508–4 was published by the ASME in
Supplement 8 to the 2007 Edition, and
it significantly expands the list of
components through the addition of
pumps, control rod drive mechanisms,
and pump seal packages. The Code
Cases listed in this supplement will be
considered in the next draft of RG 1.47
giving the public an opportunity to
comment on the appropriateness of the
scope change of the Code Case.
With regard to including Code Case
N–508–4 in the next draft guide, NRC
staff have reviewed Code Case N–508–
4 and identified an issue. It was realized
that when Section XI is used to govern
snubber examination and testing,
Footnote 1, which was later added to
the Code Case, conflicts with Subsection
IWF, Section XI, up to and including the
2004 Edition through 2005 Addenda.
Footnote 1 directs the user to implement
the ASME and OM Code for snubber
examination and testing.
The OM Code was developed in order
to have a separate Code for the
development and maintenance of
provisions for the IST of pumps and
valves. In 1990, the ASME published
the initial edition of the OM Code,
thereby transferring responsibility for
these provisions from Section XI to the
OM Committee. While the use of the
OM Code is an option under 10 CFR
50.55a(b)(3)(v), the examination and
testing requirements for snubbers are
also provided in the 2005 Addenda and
earlier editions and addenda of Section
XI. There is no conflict for licensees
who have adopted the 2006 Addenda or
later editions and addenda of Section
XI. Other than expansion of the list of
components that may be rotated from
stock and installed on components for
the purpose of testing or preventive
maintenance, Revisions 3 and 4 of the
Code Case are identical. Thus, Code
Case N–508–4 as presently constructed
would have to be conditioned that
Footnote 1 would not apply when the
ISI Code of record is earlier than Section
XI, 2006 Addenda, and Section XI
requirements are used to govern the
examination and testing of snubbers.
Code case N–520–2
Comment: Tennessee Valley
Authority suggested that Code Case N–
520–2, ‘‘Alternative Rules for Renewal of
Active or Expired N-type Certificates for
Plants Not in Active Construction,’’ be
included in the final RG rather than the
Code Case N–520–1 which was listed in
the draft regulatory guide. Case N–520–
2 is representative of the current nuclear
plants for which construction is likely
to be renewed.
NRC Response: The NRC declines at
this time to adopt the changes in the
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final guide as suggested by the
commenter. The objective of Code Case
N–520–1 was to address situations
where construction on a nuclear power
plant was halted and thus interrupted
ASME Code activities but the Certificate
Holder maintained their certificate.
Code Case N–520–1 provides guidance
on what a Certificate Holder has to do
to document and stamp the completed
construction work that was performed.
Code Case N–520–2 is different
however, in that it addresses the
situation where the Certificate Holder
let its N-type certificates expire.
The revised Code Case would allow
an organization with an expired
Certificate to secure an ASME
Temporary Certificate of Authorization.
While the NRC recognizes that the
temporary certificate would only apply
in situations where the plant was kept
in an appropriate state where
completion could be restarted at a later
date and that the temporary certificate
would be issued solely for the purpose
of finishing the documentation and
stamping required for the construction
completed prior to work being stopped,
the NRC has determined that the public
should have an opportunity to comment
on this change before a final decision is
made. Accordingly, Code Case N–520–
2 and the suggestion provided by the
commenter will be discussed in the next
proposed rule.
The NRC notes that the wording of
Code Case N–520–2 may create
confusion regarding the relationship
between the Authorized Nuclear
Inspection Agency (ANIA) and the
Authorized Nuclear Inspector (ANI).
Accordingly, it is suggested that the
wording of the Code Case be modified
to clearly indicate that the ‘‘ANIA’’ is an
Authorized Nuclear Inspection Agency
and the ANIA employs the ANI.
Code Case N–597–2
Comment: Two commenters
(comments PGE1 and NEI1) suggest that
the method used to evaluate local
degradation for Code Case, N–597–2,
‘‘Requirements for Analytical Evaluation
of Pipe Wall Thinning, Section XI,
Division 1,’’ should be the same as that
used in Code Case N–513–2, ‘‘Evaluation
Criteria for Temporary Acceptance of
Flaws in Moderate Energy Class 2 or 3
Piping, Section XI, Division 1.’’ The
commenters argue that the NRC has
conditionally approved Code Case N–
513–2 with an evaluation methodology
to allow licensees to temporarily accept
flaws in moderate energy Class 2 or 3
piping whereas condition (2) on Code
Case N–597–2 would require NRC
approval for any amount of local
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degradation beyond that calculated by
the hoop stress equation.
The commenters believe that the N–
513–2 methodology could be used for
N–597–2 to eliminate the need for NRC
approval in certain situations.
Response: The NRC declines the
suggestion to adopt the Code Case N–
513–2 methodology in Code Case N–
597–2 in the final guide. It would not be
appropriate to include such a significant
expansion of the scope of the Code Case
in the final guide without first having
sought public comment. While the NRC
agrees that the flaw evaluation
methodology for analyzing piping
degradation contained in Code Case N–
513–2 could under certain
circumstances be applied for a Code
Case N–597–2 evaluation (i.e., both
Code Cases address the analytical
evaluation of pipe wall thinning), the
NRC disagrees with the commenters that
through-wall leakage should be
included in the scope of such an
evaluation.
Code Case N–597 was not developed
to address leakage, (i.e., it is focused
only on analytical evaluation of wall
thinning). The temporary acceptance of
through-wall leakage is governed by
other Code Cases such as N–513–2. The
addition of leakage as a condition to
Code Case N–597 as suggested would
imply that leakage could be justified on
a permanent basis. In addition, Code
Case N–597–2 is applicable to all ASME
Code Class piping, which would
include high energy piping. Code Case
N–513–2 is limited to Class 2 and 3
moderate energy piping. The NRC has
only approved temporary acceptance of
flaws for moderate energy Class 2 or 3
piping (maximum operating
temperature does not exceed 200°F
(93°C) and maximum operating pressure
does not exceed 275 psig (1.9 MPa).
Finally, such a change would redefine
the defense-in-depth concept.
Rather than performing inspections to
detect flaws before structural integrity is
compromised, degradation would in
effect be managed after leakage is
discovered. Thus, no changes have been
made in the final guide as a result of the
comments.
Code Case N–619, Code Case N–648–1
Comment: One commenter (number 7)
requests that the NRC reconsider the
conditions placed on Code Case N–619,
‘‘Alternative Requirements for Nozzle
Inner Radius Inspections for Class 1
Pressurizer and Steam Generator
Nozzles, Section XI, Division 1,’’ and
Code Case N–648–1, ‘‘Alternative
Requirements for Inner Radius
Examination of Class 1 Reactor Pressure
Vessel Nozzles, Section XI, Division 1.’’
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The commenter believes that the
conditions on the two Code Cases
requiring a wire standard to
demonstrate the resolution capability of
remote visual examination systems
should be changed to the ASME 0.044
inch characters because characters have
been recognized to be a better resolution
standard (comment CW1). The
commenter also raised a question
regarding the use of Section XI Table
IWB–3512–1 (comment CW2). The
condition on Code Case N–619 state that
licensees may perform a visual
examination utilizing the allowable flaw
length criteria of Table IWB–3512–1.
The commenter believes it is unclear
how allowable flaw lengths can be
determined from Table IWB–3512–1.
The commenter suggested that the same
acceptance criteria approved by the
NRC for Code Case N–648–1 be applied
to Code Case N–619 since both Code
Cases address the examination of the
inner nozzle radius. Finally, the
commenter believes that the condition
on Code Case N–648–1 addressing the
examination volume can be deleted as it
describes the same volume required to
be examined by the Code Case
(comment CW3).
Response: The NRC declines at this
time to adopt the changes in the final
guide as suggested by the commenter. It
would not be appropriate to adopt
significant changes to visual testing
resolutions standards in the final guide
without first having sought public
comment.
The NRC agrees that characters have
been demonstrated to be a better
resolution standard than the 1-mil wire
standard. However, the NRC cannot at
this time support modifying the criteria
in the RG on these Code Cases to change
to the ASME 0.044 inch characters as
suggested. While the NRC staff
ultimately supports the replacement of
the wire resolution standard, the staff
believes that the shift to characters
should be part of broader changes to the
visual testing provisions as related to
Code Cases N–619 and N–648–1.
Visual examinations are used in
certain situations as alternatives to
volumetric and/or surface examination
tests where it is not possible to conduct
volumetric examination (e.g., where
there are limitations due to access or
geometry) or to reduce occupational
exposure in high radiation fields. Visual
testing experts believe that if the camera
and lighting were sufficient to resolve a
12 µm (0.0005 in.) diameter wire, then
the camera system had a resolution
sufficiently high for the inspection.
Subsequent investigation of the
effectiveness and reliability of visual
examinations has shown that the wire
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resolution standard is not sufficient to
determine the visual acuity of a remote
system, (i.e., there are important
differences between visually detecting a
wire and a crack). Research conducted
at the Pacific Northwest National
Laboratory (PNNL) showed that other
calibration standards be adapted for
visual testing such as reading charts and
resolution targets. Results supporting
this recommendation were published in
NUREG/CR–6943, ‘‘A Study of Remote
Visual Methods to Detect Cracking in
Reactor Components.’’
However, as also discussed in the
reports, other parameters such as crack
size, lighting conditions, camera
resolution, and surface conditions were
assessed. The NRC concluded from the
investigation that a significant fraction
of the cracks that have been reported in
nuclear power plant components are at
the lower end of the capabilities of the
visual testing equipment currently being
used. Code Case N–619 addresses the
examination of the nozzle inner radius
of Class 1 pressurizers and steam
generators.
Code Case N–648–1 provides an
alternative for examining the inner
radius of Class 1 reactor vessel nozzles.
The NRC investigation of crack opening
dimensions of service-induced cracks in
nuclear components included thermal
fatigue, mechanical fatigue, and stress
corrosion cracks. The NRC concluded
that current visual testing systems may
not reliably detect a significant number
of these cracks (approaching 50% under
certain conditions). Research at PNNL
showed that detection of these cracks
under field conditions is strongly
dependent on camera magnification,
lighting, inspector training, and
inspector vigilance.
While this research supports the use
of characters in lieu of a wire standard,
the research also shows that other
changes are warranted to visual testing
as related to these two Code Cases. The
NRC believes that such significant
changes to visual testing criteria should
be undertaken by the ASME and
industry in a coordinated manner.
With regard to comment CW2 that it
is unclear how allowable flaw lengths
can be determined from Table IWB–
3512–1, the NRC agrees that the
condition to determine allowable flaw
length criteria could be improved, and
public comments will be specifically
sought on Code Case N–619 in the next
proposed rule on this issue.
Finally, it is agreed that the condition
requiring the examination of the surface
between points M and N is unnecessary
because Code Case N–648–1 already
requires this examination. However, the
NRC will have to request public
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61329
comment on Code Case N–648–1
regarding this issue in the next
proposed rule.
Code Cases N–655–1, N–757–1, N–759–
1, N–782
Comment: Westinghouse Electric
Company (comments WECRS1 and
WECJAG1) identified four Code Cases
used in the AP1000 design that were not
included in the draft of RG 1.84. The
commenter suggested that the Code
Cases be included in the next revision
of RG1.84, (i.e., Code Case N–655–1,
‘‘Use of SA–738, Grade B, for Metal
Containment Vessels, Class MC, Section
III, Division 1),’’ Code Case N–757–1,
‘‘Alternative Rules for Acceptability for
Class 2 and 3 Valves, NPS 1 (DN25) and
Smaller with Welded and Nonwelded
End Connections other than Flanges,
Section III, Division 1,’’ Code Case N–
759–2, ‘‘Alternative Rules for
Determining Allowable External
Pressure and Compressive Stresses for
Cylinders, Cones, Spheres, and Formed
Heads, Section III, Division 1,’’ and Code
Case N–782, ‘‘Use of Code Editions,
Addenda, and Cases Section III,
Division 1.’’
Response: The NRC does not agree
that these Code Cases should be
included in the final RG. The Code
Cases referenced in the comment are not
currently listed in the latest AP1000
Design Control Document (DCD). In
addition, public comment has not yet
been sought on these Code Cases.
Accordingly, the NRC will consider
including Code Cases N–655–1, N–757–
1, N–759–2, and N–782 in the next draft
RG (DG–1230; proposed Revision 36 to
RG 1.84), which is currently under
development. If Westinghouse includes
the above ASME Code Cases in its next
revision to the AP1000 DCD, then the
NRC staff will provide an evaluation of
the acceptability of using these four
ASME Code Cases in a supplement to its
Final Safety Evaluation Report for the
AP1000 design certification amendment
as alternatives to the regulations under
§ 50.55a(a)(3).
For the reasons set forth above, the
NRC declines to adopt the comment and
no change was made to the RG as the
result of this comment.
Code Case N–702
Comment: Two commenters
(comments ASME8 and TVA2) request
that Code Case N–702, ‘‘Alternative
Requirements for Boiling Water Reactor
(BWR) Nozzle Inner Radius and Nozzleto-Shell Welds, Section XI, Division 1,’’
be conditionally accepted in the final
RG. The NRC approved use of the Code
Case with certain criteria in a Safety
Evaluation of BWRVIP–108: BWR
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Vessel and Internals Project, Technical
Basis for the Reduction of Inspection
Requirements for the Boiling Water
Reactor Nozzle-to-Vessel Shell Welds
and Nozzle Blend Radii,’’ EPRI
Technical Report 1003557, October
2002 (ADAMS Accession No.
ML023330203). The commenters believe
that these criteria provide a basis for the
NRC to conditionally approve the Code
Case in RG 1.147.
Response: The NRC declines at this
time to adopt the changes in the final
guide as suggested by the commenter. It
would not be appropriate to generically
adopt the alternative nozzle
examination requirements without first
having sought public comment on this
Code Case. The NRC agrees, however,
that the NRC staff’s Safety Evaluation
(dated December 18, 2007, ADAMS
Accession No. ML073600374) provides
a basis for approving Code Case N–702
in RG 1.47. Code Case N–702 will be
addressed the next draft guide.
Code Case N–747
Comment: The American Society of
Mechanical Engineers (comment
ASME9) believes that the basis for
listing Code Case N–747, ‘‘Reactor
Vessel Head-to Flange Weld
Examinations, Section XI, Division 1,’’
in DG–1193 (Code Cases not approved
for use) was flawed, and the Code Case
should be unconditionally accepted in
final Revision 16 of RG 1.147.
Response: The NRC declines at this
time to adopt the changes in the final
guide as suggested by the commenter. It
would not be appropriate to adopt the
Code Case in the final guide without
first having sought public comment.
Nonetheless, the NRC staff has reviewed
the additional information provided by
the ASME regarding the expected
fluence levels of reactor vessel head-toflange welds and believes that an
adequate technical basis has been
provided to support a conclusion that
the fracture toughness will remain high.
Code Case N–747 will be addressed in
the next draft guide.
Code Case With Proposed Conditions—
No Public Comments
In the proposed rule, the NRC
proposed to condition Code Case N–
570–1. No public comments were
received on the proposed conditions to
the Code Case. Thus, no changes have
been made to the proposed adoption of
Code Case N–570–1.
Section III
Code Case N–570–1, Alternative Rules
for Linear Piping and Linear Standard
Supports for Classes 1, 2, 3, and [Metal
Cladding (MC)], Section III, Division 1.
Code Case N–570–1 references
American National Standards Institute
(ANSI)/American Institute of Steel
Construction (AISC) N690–1994 s1,
‘‘Supplement No. 1 to the Specification
for the Design, Fabrication, and Erection
of Steel Safety-Related Structures for
Nuclear Facilities.’’ However, the AISC
issued Supplement 2 on October 6,
2004. Supplement 2 supersedes
Supplement 1. The updated supplement
(Supplement 2) is consistent with NRC
positions and requirements for new
reactor support design. Thus, the NRC is
conditioning Code Case N–570–1 to
require that ANSI/AISC N690–1994 s2,
‘‘Supplement No. 2 to the Specification
for the Design, Fabrication, and Erection
of Steel Safety-Related Structures for
Nuclear Facilities,’’ be used when this
code case is implemented.
III. NRC Approval of New and
Amended ASME Code Cases
This final rule incorporates by
reference the latest revisions of the NRC
RGs that list acceptable and
conditionally acceptable ASME BPV
Code Cases. RG 1.84, Revision 35 would
supersede Revision 34 (October 2007);
and RG 1.147, Revision 16 would
supersede Revision 15 (October 2007).
RG 1.192 (June 2003) would not be
revised because there have been no new
OM Code Cases published by the ASME
since the last NRC review.
The ASME Code Cases which are the
subject of this rulemaking are the new
revised Section III and Section XI Code
Cases listed in Supplements 2 through
11 to the 2004 BPV Code, and
Supplement 0 published with the 2007
Edition of the BPV Code (Supplement 0
also serves as Supplement 12 to the
2004 Edition) of the code. The NRC
followed a three-step process to
determine acceptability of new and
revised ASME Code Cases and the need
for conditions on the uses of these Code
Cases. This process was employed in
the review of the ASME Code Cases
which are the subject of this final rule.
First, NRC staff actively participated
with other ASME committee members
with full involvement in discussions
and technical debates in the
development of new and revised Code
Cases. This included a technical
justification in support of each new or
revised Code Case. Second, the NRC
committee representatives distributed
the Code Case and technical
justification to other cognizant NRC staff
to ensure an adequate technical review.
Finally, the proposed NRC position
on each Code Case is reviewed and
approved by NRC management as part
of the rulemaking amending 10 CFR
50.55a to incorporate by reference new
revisions of the RGs listing the relevant
ASME Code Cases and conditions on
their use. This regulatory process, when
considered together with the ASME’s
own process for development and
approval of ASME Code Cases, provides
reasonable assurances that the NRC
approves for use only those new and
revised ASME Code Cases (with
conditions as necessary) which provide
reasonable assurance of adequate
protection to public health and safety
and which do not have significant
adverse impacts on the environment.
Code Cases Approved Unconditionally
for Use
The NRC concludes, in accordance
with the process for review of ASME
Code Cases, that each of the ASME Code
Cases listed in Table 1 is technically
adequate and consistent with current
NRC regulations.
TABLE 1—UNCONDITIONALLY APPROVED CODE CASES
Code Case No.
Code supplement
Code case title
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ASME B&PV Code, Section III
N–4–12 .....................................
4 ...............................................
N–284–2 ...................................
12 .............................................
N–373–3 ...................................
3 ...............................................
N–621–1 ...................................
3 ...............................................
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Special Type 403 Modified Forgings or Bars, Class and CS, Section III, Division 1.
Metal Containment Shell Buckling Design Methods, Class MC, Section III, Division 1.
Alternative postweld heat treatment (PWHT) Time at Temperature for P–No.
5A or P–No. 5B Group 1 Material, Classes 1, 2, and 3 Section III, Division
1.
Ni-Cr-Mo Alloy Unified Numbering System (UNS) N06022) Weld Construction
to 800°F, Section III, Division 1.
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61331
TABLE 1—UNCONDITIONALLY APPROVED CODE CASES—Continued
Code Case No.
Code supplement
Code case title
N–699 .......................................
8 ...............................................
N–725 .......................................
4 ...............................................
N–727 .......................................
9 ...............................................
N–732 .......................................
5 ...............................................
N–736 .......................................
8 ...............................................
N–738 .......................................
6 ...............................................
N–741 .......................................
7 ...............................................
N–744 .......................................
N–746 .......................................
11 .............................................
8 ...............................................
N–756 .......................................
12 .............................................
N–759 .......................................
11 .............................................
Use of Titanium Grade 2 (UNS R50400) Tube and Bar, and Grade 1 (UNS
R50250) Plate and Sheet for Class 1 Construction, Section III, Division 1.
Design Stress Values for UNS N06690 With Minimum Specified Yield
Strength of 35 Ksi (240 Mpa), Classes 2 and 3 Components, Section III,
Division 1.
Dissimilar Welding Using Continuous Drive Friction Welding for Reactor Vessel Control Rod Drive Mechanism (CRDM)/Control Element Drive Mechanism (CEDM)Nozzle to Flange/Adapter Welds, Class 1, Section III, Division
1.
Magnetic Particle Examination of Forgings for Construction, Section III, Division 1.
Use UNS S32050 Welded and Seamless Pipe and Tubing, Forgings, and
Plates Conforming to SA–249/SA–249M, SA–479/SA–479M, and SA–240/
SA–240M, and Grade CK35MN Castings Conforming to ASTM A 743–03
for Construction of Class 1, 2, and 3 Components, Section III, Division 1.
NDE of Full Penetration Butt Welds in Class 2 Supports, Section III, Division
1.
Use of 22Cr-5Ni-3Mo-N (Alloy UNS S32205 Austenitic/Ferritic Duplex Stainless Steel) Forgings, Plate, Welded and Seamless Pipe Tubing, and Fittings to SA–182, SA–240, SA–789, A 790–04a, SA–815, Classes 2 and 3,
Section III, Division 1.
Use of Metric Units Boiler and Pressure Vessel Code, Section III, Division 1.
Use of 46Fe-24Ni-21Cr-6Mo-Cu-N (UNS N08367) Bolting Materials for Class
2 and 3 Components, Section III, Division 1.
Alternative Rules for Acceptability for Class 1 Valves, NPS (DN 25) and
Smaller with Nonwelded End Connections Other than Flanges, Section III,
Division 1.
Alternative Rules for Determining Allowable External Pressure and Compressive Stresses for Cylinders, Cones, Spheres, and Formed Heads, Section
III, Division 1.
ASME B&PV Code, Section XI
N–494–4 ...................................
7 ...............................................
N–496–2 ...................................
N–666 .......................................
2 ...............................................
9 ...............................................
N–686–1 ...................................
12 .............................................
N–705 .......................................
11 .............................................
N–706–1 ...................................
12 .............................................
N–712 .......................................
N–730 .......................................
2 ...............................................
11 .............................................
N–731 .......................................
5 ...............................................
N–733 .......................................
6 ...............................................
N–735 .......................................
N–739 .......................................
11 .............................................
11 .............................................
N–753 .......................................
10 .............................................
Cases are technically inadequate or
require supplemental guidance.
Accordingly, the NRC is imposing
Code Cases Approved for Use With
Conditions
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Pipe Specific Evaluation Procedures and Acceptance Criteria for Flaws in
Piping that Exceed the Acceptance Standards, Section XI, Division 1.
Helical-Coil Threaded Inserts, Section XI, Division 1.
Weld Overlay of Class 1, 2, and 3 Socket Welded Connections, Section XI,
Division 1.
Alternative Requirements for Visual Examinations VT–1, VT–2, and VT–3,
Section XI, Division 1.
Evaluation Criteria for Temporary Acceptance of Degradation in Moderate
Energy Class 2 or 3 Vessels and Tanks, Section XI, Division 1.
Alternative Examination Requirements of Table IWB–2500–1 and Table
IWC–2500–1 for Pressurized Water Reactor (PWR) Stainless Steel Residual and Regenerative Heat Exchangers, Section XI, Division 1.
Class 1 Socket Weld Examinations, Section XI, Division 1.
Roll Expansion of Class 1 Control Rod Drive Bottom Head Penetrations in
Boiling Water Reactors (BWR), Section XI, Division 1.
Alternative Class 1 System Leakage Test Pressure Requirements, Section
XI, Division 1.
Mitigation of Flaws in NPS 2 (DN 50) and Smaller Nozzles and Nozzle Partial Penetration Welds in Vessels and Piping by Use of a Mechanical Connection Modification, Section XI, Division 1.
Successive Inspection of Class 1 and 2 Piping Welds, Section XI, Division 1.
Alternative Qualification Requirements for Personnel Performing Class CC
Concrete and Post-tensioning System Visual Examinations, Section XI, Division 1.
Vision Tests, Section XI, Division 1.
conditions 2 upon the use of these Code
Cases, and they are listed in Table 2.
certain Code Cases are technically adequate or
require supplemental guidance. In such cases, the
NRC imposes limitations, modifications, and
provisions on those Code Cases but is now
substituting the word ‘‘Conditions’’ throughout 10
CFR 50.55a.
As a result of the NRC staff’s review,
the NRC concludes that certain Code
2 The NRC reviews every Code Case to ascertain
if each of the Code Cases is technically adequate
and consistent with current NRC regulations. As a
result of such reviews, the NRC may conclude that
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TABLE 2—CONDITIONALLY APPROVED CODE CASES
Code Case No.
Code supplement
Code case title
Condition
ASME B&PV Code, Section III
N–71–18 ............
Revision 18 of the Code Case
was not new to Draft Revision 35 of Regulatory
Guide 1.84. The Code
Case is listed in this table
because a public comment
was received suggesting
editorial corrections.
Additional Materials for Subsection NF, Class 1, 2, 3,
and MC Component Supports Fabricated by Welding, Section III, Division 1.
N–570–1 ............
8 .............................................
Alternative Rules for Linear
Piping and Linear Standard
Supports for Classes 1, 2,
3, and MC, Section III, Division 1.
(1) The maximum measured ultimate tensile strength (UTS)
of the component support material must not exceed 170
Ksi in view of the susceptibility of high-strength materials
to brittleness and stress corrosion cracking.
(2) Certain applications may exist where a UTS value of up
to 190 Ksi could be considered acceptable for a material
and, under this condition, the Design Specification must
specify impact testing for the material. For these cases, it
must be demonstrated by the applicant that:
(a) The impact test results for the material meet Code
requirements,
(b) The material is not subject to stress corrosion
cracking by virtue of the fact that:
(i) A corrosive environment is not present, and
(ii) The component that contains the material has
essentially no residual stresses or assembly
stresses, and
(iii) It does not experience frequent sustained loads
in service.
(3) In the last sentence of paragraph 4.2, reference must be
made to paragraph 4.5.2.2, ‘‘Alternative Atmosphere Exposure Time Periods Established by Test,’’ of the AWS
D1.1 Code for the evidence presented to and accepted
by the Authorized Inspector concerning exposure of electrodes for longer periods of time.
(4) Paragraph 15.2.2 is not acceptable as written and must
be replaced with the following: ‘‘When not exempted by
15.2.1 above, the post-weld heat treatment must be performed in accordance with NF–4622 except that ASTM
A–710 Grade A Material must be at least 1,000 °F (540
°C) and must not exceed 1,150 °F (620 °C) for Class 1
and Class 2 material and 1,175 °F (640 °C) for Class 3
material.
(5) The new holding time at temperature for weld thickness
(nominal) must be 30 minutes for 1⁄2 inch or less, 1 hour
per inch for thickness over 1⁄2 inch to 5 inches, and for
thicknesses over 5 inches, 5 hours plus 15 minutes for
each additional inch over 5 inches.
(6) The fracture toughness requirements as listed in this
Code Case apply only to piping supports and not to Class
1, Class 2, and Class 3 component supports.
The provisions of ANSI/AISC N690–1994 s2, ‘‘Supplement
No. 2 to the Specification for the Design, Fabrication, and
Erection of Steel of Safety-Related Structures for Nuclear
Facilities,’’ must be met.
ASME B&PV Code, Section XI
4 .............................................
N–504–4 ............
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N–416–4 ............
10 ...........................................
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Alternative Pressure Test Requirement for Welded or
Brazed Repairs, Fabrication
Welds or Brazed Joints for
Replacement Parts and
Piping Subassemblies, or
Installation of Replacement
Items by Welding or Brazing, Classes 1, 2, and 3,
Section XI, Division 1.
Alternative Rules for Repair of
Class 1, 2, and 3 Austenitic
Stainless Steel Piping, Section XI, Division 1.
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Nondestructive examination shall be performed on welded
or brazed repairs and fabrication and installation joints in
accordance with the methods and acceptance criteria of
the applicable subsection of the 1992 Edition of Section
III.
The provisions of Section XI, Nonmandatory Appendix Q,
‘‘Weld Overlay Repair of Class 1, 2, and 3 Austenitic
Stainless Steel Piping Weldments,’’ must also be met. In
addition, the following conditions shall be met: (a) The
total laminar flaw area shall not exceed 10 percent of the
weld surface area, and no linear dimension of the laminar
flaw area shall exceed the greater of 3 inches or 10 percent of the pipe circumference; and (b) radiography shall
not be used to detect planar flaws under or masked by
laminar flaws.
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61333
TABLE 2—CONDITIONALLY APPROVED CODE CASES—Continued
Code Case No.
Code supplement
Code case title
Condition
N–638–4 ............
11 ...........................................
Ultrasonic examination shall be demonstrated for the repaired volume using representative samples which contain construction type flaws.
N–661–1 ............
7 .............................................
N–751 ................
11 ...........................................
Similar and Dissimilar Metal
Welding Using Ambient
Temperature Machine
GTAW Temper Bead Technique, Section XI, Division
1.
Alternative Requirements for
Wall Thickness Restoration
of Class 2 and 3 Carbon
Steel Piping for Raw Water
Service, Section XI, Division 1.
Pressure Testing of Containment Penetration Piping,
Section XI, Division 1.
ASME Code Cases Not Approved for
Use
ASME Code Cases which are
currently issued by the ASME but not
approved for generic use by the NRC are
listed in RG 1.193, ASME Code Cases
Not Approved for Use. The Code Cases
which are not approved for use include
Code Cases on high-temperature gas
cooled reactors; certain requirements in
Section III, Division 2, that are not
endorsed by the NRC; liquid metal; and
submerged spent fuel waste casks. RG
1.193 is not incorporated by reference
into § 50.55a. The RG is prepared by the
NRC as a resource for stakeholders,
allowing them to easily identify Code
Cases which the NRC has not approved
for use as a generic matter. Listing of a
Code Case in RG 1.193 does not
preclude an applicant or licensee from
seeking individual, case-by-case NRC
approval to use a listed Code Case.
IV. Paragraph-By Paragraph Discussion
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Overall Considerations on the Use of
ASME Code Cases
This final rule amends 10 CFR 50.55a
to incorporate by reference RG 1.84,
Revision 35, which supersedes Revision
34, and RG 1.147, Revision 16, which
supersedes Revision 15. The following
general guidance applies to the use of
the ASME Code Cases approved in the
latest versions of the regulatory guides
which are incorporated by reference
into 10 CFR 50.55a as part of this
rulemaking.
The endorsement of a Code Case in
NRC RGs constitutes acceptance of its
technical position for applications
which are not precluded by regulatory
or other requirements or by the
recommendations in these or other RGs.
The applicant and licensee are
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(1) If the cause of the degradation has not been determined, the repair is only acceptable until the next refueling outage.
(2) When through-wall repairs are made by welding on surfaces that are wet or exposed to water, the weld overlay
repair is only acceptable until the next refueling outage.
When a 10 CFR Part 50, Appendix J, Type C test is performed as an alternative to the requirements of IWA–
4540 (IWA–4700 in the 1989 edition through the 1995
edition) during repair and replacement activities, nondestructive examination must be performed in accordance
with IWA–4540(a)(2) of the 2002 Addenda of Section XI.
responsible for ensuring that use of the
Code Case does not conflict with
regulatory requirements or licensee
commitments. The Code Cases listed in
the RGs are acceptable for use within
the limits specified in the Code Case. If
the RG states an NRC condition on the
use of a Code Case, then the NRC
condition supplements and does not
supersede any condition(s) specified in
the code case, unless otherwise stated in
the NRC condition.
ASME Code Cases may be revised for
many reasons, (e.g., to incorporate
operational examination and testing
experience; and to update material
requirements based on research results).
On occasion, an inaccuracy in an
equation is discovered or an
examination, as practiced, is found not
to be adequate to detect a newly
discovered degradation mechanism.
Hence, when an applicant or a licensee
initially implements a Code Case, 10
CFR 50.55a requires that the applicant
or the licensee implement the most
recent version of that Code Case as
listed in the RGs incorporated by
reference. Code Cases superseded by
revision are no longer acceptable for
new application unless otherwise
indicated.
Section III of the ASME BPV Code
applies only to new designs and
construction of new plants. The edition
and addenda to be used in the design
and/or construction of a plant are
selected based on the date of the
construction permit, combined license,
design certification, or manufacturing
license and are not changed thereafter,
except voluntarily by the applicant or
the licensee (unless prohibited by
applicable NRC finality provisions in 10
CFR Part 52) or as otherwise permitted
under 10 CFR Part 52). Hence, if a
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Section III Code Case is implemented by
an applicant or a licensee and a later
version of the Code Case is incorporated
by reference into 10 CFR 50.55a and
listed in the RGs, then the applicant or
the licensee may use either version of
the Code Case (subject, however, to
whatever change requirements apply to
its licensing basis, (e.g., 10 CFR 50.59).
The ISI and OM IST programs for a 10
CFR Part 50 operating license or 10 CFR
Part 52 combined license must be
updated every 10 years to the latest
edition and addenda of Section XI and
the OM Code, respectively, that were
incorporated by reference to 10 CFR
50.55a and in effect 12 months prior to
the start of the next inspection and
testing interval. Licensees who were
using a Code Case prior to the effective
date of its revision may continue to use
the previous version for the remainder
of the 120-month ISI or IST interval.
This relieves licensees of the burden of
having to update their ISI or IST
program each time a Code Case is
revised by the ASME and approved for
use by the NRC. Because Code Cases
apply to specific editions and addenda
and because Code Cases may be revised
because they are no longer accurate or
adequate, licensees choosing to
continue using a Code Case during the
subsequent ISI interval must implement
the latest version incorporated by
reference into § 50.55a and listed in the
RGs.
The ASME may annul Code Cases that
are no longer required, are determined
to be inaccurate or inadequate, or have
been incorporated into the BPV or OM
Codes. If an applicant or a licensee
applied a Code Case before it was listed
as annulled or expired, the applicant or
the licensee may continue to use the
Code Case until the applicant or the
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licensee updates its construction Code
of Record (in the case of an applicant,
updates its application) or until the
licensee’s 120-month ISI/IST update
interval expires, after which the
continued use of the code case is
prohibited unless NRC approval is
granted under § 50.55a(a)(3). If a Code
Case is incorporated by reference into
§ 50.55a and later annulled by the
ASME because experience has shown
that the design analysis, construction
method, examination method, or testing
method is inadequate; the NRC will
amend § 50.55a and the relevant RG to
remove the approval of the annulled
Code Case. Applicants and licensees
should not begin to implement such
annulled Code Cases in advance of the
effective date of the final rulemaking.
Concurrent with this action, the NRC is
publishing in the Federal Register
Notices of availability of these RGs
listing acceptable ASME BPV Code
Cases.
number for RG 1.147 is changed from
‘‘Revision 15’’ to ‘‘Revision 16.’’
Section 50.55a(b)
The NRC is making the documents
identified below available to interested
persons through one or more of the
following:
Public Document Room (PDR): The
NRC PDR is located at 11555 Rockville
Pike, Public File Area O–1F21,
Rockville, Maryland 20852.
Federal Rulemaking Web Site: Public
comments and supporting material
related to this final rule can be found at
https://regulations.gov by searching on
the Docket ID NRC–2009–0014.
The NRC’s Public Electronic Reading
Room:
The NRC’s public electronic reading
room is located at https://www.nrc.gov/
reading-rm.html.
In paragraphs (b) and (b)(4) of
§ 50.55a, the reference to the revision
number for RG 1.84 is changed from
‘‘Revision 34’’ to ‘‘Revision 35.’’ In
paragraph (b)(5) of § 50.55a, the
reference to the revision number for RG
1.147 is changed from ‘‘Revision 15’’ to
‘‘Revision 16.’’
Sections 50.55a(f)(2), (f)(3)(iii)(A),
(f)(3)(iv)(A), (f)(4)(ii), (g)(2), (g)(3)(i),
(g)(3)(ii), (g)(4)(i), and (g)(4)(ii)
In paragraphs (f)(2), (f)(3)(iii)(A),
(f)(3)(iv)(A), (f)(4)(ii), (g)(2), (g)(3)(i),
(g)(3)(ii), (g)(4)(i), and (g)(4)(ii) of
§ 50.55a, the reference to the revision
V. Availability of Documents
TABLE 2
Document
PDR
Web
Final Rule Regulatory Analysis ........................................................................................................
RG 1.84, Revision 35 .......................................................................................................................
RG 1.147, Revision 16 .....................................................................................................................
RG 1.193, Revision 3 .......................................................................................................................
Public Comments ..............................................................................................................................
Safety Evaluation Report EPRI Report (BWRVIP–108) (December 18, 2007) BWR Nozzle-toVessel Welds and Nozzle Inner Radius.
X
X
X
X
X
X
X
X
X
X
X
X
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VI. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995, Public
Law (Pub. L.) 104–113, requires Federal
agencies to use technical standards
developed or adopted by voluntary
consensus standards bodies unless the
use of such standards is inconsistent
with applicable law or is otherwise
impractical. In this action, the NRC is
amending its regulations to incorporate
by reference RGs that list ASME BPV
Code Cases approved by the NRC.
ASME Code Cases, which are ASMEapproved alternatives to the provisions
of ASME Code editions and addenda,
are developed by the ASME whose
members (including the NRC and
utilities) have broad and varied
interests. Therefore, ASME Code Cases
are national consensus standards as
defined in Pub. L. 104–113 and OMB
Circular A–119.
The NRC reviews each Section III and
Section XI Code Case published by the
ASME to ascertain whether it is
consistent with the safe operation of
nuclear power plants. Those code cases
found to be acceptable are listed in the
RGs that are incorporated by reference
in § 50.55a(b). Those that are found to
be unacceptable are listed in RG 1.193,
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but licensees may still seek NRC’s
approval to apply these Code Cases
through the relief request process
permitted in § 50.55a(a)(3). Other Code
Cases, which the NRC finds to be
conditionally acceptable, are also listed
in the RGs that are incorporated by
reference along with the conditions
under which they may be applied. If the
NRC did not conditionally accept ASME
Code Cases, it would disapprove these
Code Cases entirely. The effect would be
that licensees would need to submit a
larger number of relief requests, which
would be an unnecessary additional
burden for both the licensee and the
NRC. For these reasons, the treatment of
ASME BPV and OM Code Cases and any
conditions placed on them in this final
rule does not conflict with any policy
on agency use of consensus standards
specified in OMB Circular A–119.
The NRC is aware of other voluntary
consensus standards that exist in other
countries that generally address the
subjects covered by the ASME Codes
and Code Cases. However, the ASME
Code is itself recognized internationally.
The adoption of those other voluntary
consensus standards would not
materially advance the underlying
objectives of the NTTAA. Accordingly,
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ML101800532
ML101800536
ML101800540
ML100670356
ML073600374
the NRC is incorporating by reference
and approving the use the ASME Code
Cases, instead of incorporating by
reference and approving the use of other
countries voluntary consensus
standards that address nuclear power
plant piping design, construction,
maintenance and in-service inspection.
VII. Finding of No Significant
Environmental Impact: Environmental
Assessment
This final rule action stems from the
Commission’s practice of incorporating
by reference the RGs listing the most
recent set of NRC-approved ASME Code
Cases. The purpose of this action is to
allow licensees to use the Code Cases
listed in the RGs as alternatives to
requirements in the ASME BPV Code for
the construction and ISI of nuclear
power plant components. This action is
intended to advance the NRC’s strategic
goal of ensuring adequate protection of
public health and safety and the
environment. It also demonstrates the
agency’s commitment to participate in
the national consensus standards
process under the National Technology
Transfer and Advancement Act of 1995,
Pub. L. 104–113.
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The National Environmental Policy
Act (NEPA) requires Federal
government agencies to study the
impacts of their ‘‘major Federal actions
significantly affecting the quality of the
human environment’’ and prepare
detailed statements on the
environmental impacts of the action and
alternatives to the action (United States
Code, Vol. 42, Section 4332(C) [42
U.S.C. Sec. 4332(C)]; NEPA Sec. 102(C).
The Commission has determined
under NEPA, as amended, and the
Commission’s regulations in Subpart A
of 10 CFR Part 51 that this final rule
would not be a major Federal action
significantly affecting the quality of the
human environment. Therefore, an
environmental impact statement is not
required.
As alternatives to the ASME Code,
NRC-approved Code Cases provide an
adequate level of safety. Also, use of
NRC-approved Code Cases does not
change the probability or consequences
of accidents compared to the usage of
ASME Code Cases. There are also no
significant, non-radiological impacts
associated with this action because no
changes would be made affecting nonradiological plant effluents and because
no changes would be made in activities
that would adversely affect the
environment.
The determination of this
environmental assessment is that there
will be no significant offsite impact to
the public from this action.
VIII. Paperwork Reduction Act
Statement
This final rule increases the burden
on licensees applying ASME Code Case
N–730 to maintain repair records of the
current control dive bottom head
penetrations in BWRs for the life of the
reactor vessel (10 CFR 50.55a). The
public burden for the information
collection associated with Code Case N–
730 is estimated to average 5 hours per
request. In addition, the adoption of
ASME Code Cases will result in fewer
relief requests, a burden hour savings of
20 hours per request. Because the
burden for the information collections
in this rule is insignificant, Office of
Management and Budget (OMB)
clearance is not required. Existing
requirements were approved by OMB,
approval number 3150–0011.
Send comments on any aspect of
these information collections to the
Information Services Branch (T–5 F52),
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001, or by
Internet electronic mail to
Infocollects.Resource@NRC.gov and to
the Desk Officer, Ms. Christine Kymn,
Office of Information and Regulatory
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Affairs, NEOB–10202 (3150–0011),
Office of Management and Budget,
Washington, DC 20503.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection unless the
requesting document displays a
currently valid OMB control number.
IX. Regulatory Analysis
The ASME Code Cases listed in the
RGs to be incorporated by reference
provide voluntary alternatives to the
provisions in the ASME BPV Code for
design, construction, and ISI of specific
structures, systems, and components
used in nuclear power plants.
Implementation of these Code Cases is
not required. Licensees use NRCapproved ASME Code Cases to reduce
unnecessary regulatory burden or gain
additional operational flexibility. It
would be difficult for the NRC to
provide these advantages independently
of the ASME Code Case publication
process without expending considerable
additional resources.
The NRC has prepared a regulatory
analysis addressing the qualitative
benefits of the alternatives considered in
this proposed rulemaking and
comparing the costs associated with
each alternative. The regulatory analysis
is available to the public as indicated
under the ‘‘Availability of Documents’’
Portion of this document.
61335
List of Subjects in 10 CFR Part 50
Antitrust, Classified information,
Criminal penalties, Fire protection,
Incorporation by reference,
Intergovernmental relations, Nuclear
power plants and reactors, Radiation
protection, Reactor siting criteria,
Reporting and recordkeeping
requirements.
■ For the reasons set forth in the
preamble, and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 552 and 553,
the NRC is adopting the following
amendments to 10 CFR Part 50.
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
1. The authority citation for Part 50 is
revised to read as follows:
■
Under the Regulatory Flexibility Act
of 1980 (5 U.S.C. 605(b)), the
Commission certifies that this final rule
would not impose a significant
economical impact on a substantial
number of small entities. This final rule
would affect only the licensing and
operation of nuclear power plants. The
companies that own these plants are not
‘‘small entities’’ as defined in the
Regulatory Flexibility Act or the size
standards established by the NRC (10
CFR 2.810).
Authority: Secs. 102, 103, 104, 105, 161,
182, 183, 186, 189, 68 Stat. 936, 937, 938,
948, 953, 954, 955, 956, as amended, sec.
234, 83 Stat. 444, as amended (42 U.S.C.
2132, 2133, 2134, 2135, 2201, 2232, 2233,
2236, 2239, 2282); secs. 201, as amended,
202, 206, 88 Stat. 1242, as amended, 1244,
1246 (42 U.S.C. 5841, 5842, 5846); sec. 1704,
112 Stat. 2750 (44 U.S.C. 3504 note); Energy
Policy Act of 2005, Pub. L. 109–58, 119 Stat.
194 (2005). Section 50.7 also issued under
Pub. L. 95–601, sec. 10, 92 Stat. 2951 as
amended by Pub. L. 102–486, sec. 2902, 106
Stat. 3123 (42 U.S. C. 5841), Section 50.10
also issued under secs. 101, 185, 68 Stat. 955,
as amended (42 U.S.C. 2131, 2235); sec. 102,
Pub. L. 91–190, 83 Stat. 853 (42 U.S.C. 4332).
Sections 50.13, 50.54(d), and 50.103 also
issued under sec. 108, 68 Stat. 939, as
amended (42 U.S.C. 2138).
Sections 50.23, 50.35, 50.55, and 50.56 also
issued under sec. 185, 68 Stat. 955 (42 U.S.C.
2235). Sections 50.33a, 50.55a and Appendix
Q also issued under sec. 102, Pub. L. 91–190,
83 Stat. 853 (42 U.S.C. 4332). Sections 50.34
and 50.54 also issued under sec. 204, 88 Stat.
1245 (42 U.S.C. 5844). Sections 50.58, 50.91,
and 50.92 also issued under Pub. L. 97–415,
96 Stat. 2073 (42 U.S.C. 2239). Section 50.78
also issued under sec. 122, 68 Stat. 939 (42
U.S.C. 2152). Sections 50.80–50.81 also
issued under sec. 184, 68 Stat. 954, as
amended (42 U.S.C. 2234). Appendix F also
issued under sec. 187, 68 Stat. 955 (42 U.S.C.
2237).
XI. Backfit Analysis
■
X. Regulatory Flexibility Certification
The provisions in this final rule allow
applicants and licensees to voluntarily
use NRC-approved ASME Code Cases,
sometimes with conditions. Thus, the
NRC finds that this final rule does not
involve any provisions that constitute
backfitting as defined in 10 CFR
50.109(a)(1), or otherwise violate the
issue finality provisions in 10 CFR Part
52. Accordingly, a backfit analysis has
not been prepared for this rule.
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2. Section 50.55a is amended by
revising paragraphs (b) introductory
text, (b)(4) introductory text, (b)(5)
introductory text, (f)(2), (f)(3)(iii)(A),
(f)(3)(iv)(A), (f)(4)(ii), (g)(2), (g)(3)(i),
(g)(3)(ii), (g)(4)(i), and (g)(4)(ii) to read as
follows:
§ 50.55a
Codes and standards.
*
*
*
*
*
(b) Section III and XI of the ASME
Boiler and Pressure Vessel Code and the
ASME Code for Operation and
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Federal Register / Vol. 75, No. 192 / Tuesday, October 5, 2010 / Rules and Regulations
Maintenance of Nuclear Power Plants,
which are referenced in paragraphs
(b)(1), (b)(2), and (b)(3) of this section,
were approved for incorporation by
reference by the Director of the Office of
the Federal Register pursuant to 5 U.S.C.
552(a) and 1 CFR part 51. NRC
Regulatory Guide 1.84, Revision 35,
‘‘Design, Fabrication, and Materials
Code Case Acceptability, ASME Section
III’’ (July 2010); NRC RG 1.147, Revision
16, ‘‘Inservice Inspection Code Case
Acceptability, ASME Section XI,
Division 1’’ (July 2010); and RG 1.192,
‘‘Operation and Maintenance Code Case
Acceptability, ASME OM Code’’ (June
2003), have been approved for
incorporation by reference by the
Director of the Office of the Federal
Register pursuant to 5 U.S.C. 552(a) and
1 CFR part 51. These RGs list ASME
Code cases that the NRC has approved
in accordance with the requirements in
paragraphs (b)(4), (b)(5), and (b)(6) of
this section. Copies of the ASME Boiler
and Pressure Vessel Code and the ASME
Code for Operation and Maintenance of
Nuclear Power Plants may be purchased
from the American Society of
Mechanical Engineers, Three Park
Avenue, New York, NY 10016. Single
copies of NRC RG 1.84, Revision 35;
1.147, Revision 16; and 1.192 may be
obtained free of charge by writing the
Mail and Messenger Services, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001; or by fax
to 301–415–2289; or by e-mail to
Distribution.Resource@nrc.gov. Copies
of the ASME Codes and NRC RGs
incorporated by reference in this section
may be inspected at the NRC Technical
Library, Two White Flint North, 11545
Rockville Pike, Rockville, MD 20852–
2738, or at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
federal-register/cfr/ibr-locations.html.
*
*
*
*
*
(4) Design, Fabrication, and Materials
Code cases. Applicants and licensees
may apply the ASME Boiler and
Pressure Vessel Code cases listed in
NRC RG 1.84, Revision 35 without prior
NRC approval subject to the following:
*
*
*
*
*
(5) In-service Inspection Code cases.
Licensees may apply the ASME Boiler
and Pressure Vessel Code cases listed in
RG 1.147, Revision 16, without prior
NRC approval subject to the following:
*
*
*
*
*
(f) * * *
(2) For a boiling or pressurized watercooled nuclear power facility whose
construction permit was issued on or
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after January 1, 1971, but before July 1,
1974, pumps and valves which are
classified as ASME Code Class 1 and
Class 2 must be designed and be
provided with access to enable the
performance of inservice tests for
operational readiness set forth in
editions and addenda of Section XI of
the ASME Boiler and Pressure Vessel
Code incorporated by reference in
paragraph (b) of this section (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16 or RG 1.192
that are incorporated by reference in
paragraph (b) of this section) in effect 6
months before the date of issuance of
the construction permit. The pumps and
valves may meet the inservice test
requirements set forth in subsequent
editions of this Code and addenda
which are incorporated by reference in
paragraph (b) of this section (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16 or RG 1.192
that are incorporated by reference in
paragraph (b) of this section), subject to
the applicable limitations and
modifications listed therein.
(3) * * *
(iii) (A) Pumps and valves, in
facilities whose construction permit was
issued before November 22, 1999, which
are classified as ASME Code Class 1
must be designed and be provided with
access to enable the performance of
inservice testing of the pumps and
valves for assessing operational
readiness set forth in the editions and
addenda of Section XI of the ASME
Boiler and Pressure Vessel Code
incorporated by reference in paragraph
(b) of this section (or the optional ASME
Code cases listed in NRC RG 1.147,
Revision 16 or RG 1.192 that are
incorporated by reference in paragraph
(b) of this section) applied to the
construction of the particular pump or
valve or the Summer 1973 Addenda,
whichever is later.
*
*
*
*
*
(iv)(A) Pumps and valves, in facilities
whose construction permit was issued
before November 22, 1999, which are
classified as ASME Code Class 2 and
Class 3 must be designed and be
provided with access to enable the
performance of inservice testing of the
pumps and valves for assessing
operational readiness set forth in the
editions and addenda of Section XI of
the ASME Boiler and Pressure Vessel
Code incorporated by reference in
paragraph (b) of this section (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section) applied to the
construction of the particular pump or
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valve or the Summer 1973 Addenda,
whichever is later.
*
*
*
*
*
(4) * * *
(ii) Inservice tests to verify
operational readiness of pumps and
valves, whose function is required for
safety, conducted during successive
120-month intervals must comply with
the requirements of the latest edition
and addenda of the Code incorporated
by reference in paragraph (b) of this
section 12 months before the start of the
120-month interval (or the optional
ASME Code cases listed in NRC RG
1.147, Revision 16 or RG 1.192 that are
incorporated by reference in paragraph
(b) of this section), subject to the
conditions listed in paragraph (b) of this
section.
*
*
*
*
*
(g) * *
(2) For a boiling or pressurized watercooled nuclear power facility whose
construction permit was issued on or
after January 1, 1971, but before July 1,
1974, components (including supports)
which are classified as ASME Code
Class 1 and Class 2 must be designed
and be provided with access to enable
the performance of inservice
examination of such components
(including supports) and must meet the
preservice examination requirements set
forth in editions and addenda of Section
XI of the ASME Boiler and Pressure
Vessel Code incorporated by reference
in paragraph (b) of this section (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section) in effect 6 months
before the date of issuance of the
construction permit. The components
(including supports) may meet the
requirements set forth in subsequent
editions and addenda of this Code
which are incorporated by reference in
paragraph (b) of this section (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section), subject to the
applicable limitations and
modifications.
(3) * * *
(i) Components (including supports)
which are classified as ASME Code
Class 1 must be designed and be
provided with access to enable the
performance of inservice examination of
these components and must meet the
preservice examination requirements set
forth in the editions and addenda of
Section XI of the ASME Boiler and
Pressure Vessel Code incorporated by
reference in paragraph (b) of this section
(or the optional ASME Code cases listed
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in NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section) applied to the
construction of the particular
component.
(ii) Components which are classified
as ASME Code Class 2 and Class 3 and
supports for components which are
classified as ASME Code Class 1, Class
2, and Class 3 must be designed and be
provided with access to enable the
performance of inservice examination of
these components and must meet the
preservice examination requirements set
forth in the editions and addenda of
Section XI of the ASME Boiler and
Pressure Vessel Code incorporated by
reference in paragraph (b) of this
section) applied to the construction of
the particular component.
*
*
*
*
*
(4) * * *
(i) Inservice examination of
components and system pressure tests
conducted during the initial 120-month
inspection interval must comply with
the requirements in the latest edition
and addenda of the Code incorporated
by reference in paragraph (b) of this
section on the date 12 months before the
date of issuance of the operating license
(or the optional ASME Code cases listed
in NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section), subject to the
conditions listed in paragraph (b) of this
section.
(ii) Inservice examination of
components and system pressure tests
conducted during successive 120-month
inspection intervals must comply with
the requirements of the latest edition
and addenda of the Code incorporated
by reference in paragraph (b) of this
section 12 months before the start of the
120-month inspection interval (or the
optional ASME Code cases listed in
NRC RG 1.147, Revision 16, that are
incorporated by reference in paragraph
(b) of this section), subject to the
conditions listed in paragraph (b) of this
section.
*
*
*
*
*
Dated at Rockville, Maryland, this 14th day
of September 2010.
For the Nuclear Regulatory Commission.
Cynthia D. Pederson,
Acting Director, Office of Nuclear Reactor
Regulation.
[FR Doc. 2010–24814 Filed 10–4–10; 8:45 am]
BILLING CODE 7590–01–P
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2009–1069; Directorate
Identifier 2009–NM–036–AD; Amendment
39–16442; AD 2010–20–08]
RIN 2120–AA64
Airworthiness Directives; The Boeing
Company Model 747–100, 747–100B,
747–100B SUD, 747–200B, 747–200C,
747–200F, 747–300, 747–400, 747–
400D, 747–400F, and 747SR Series
Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
The FAA is superseding an
existing airworthiness directive (AD),
which applies to all Boeing Model 747–
100, 747–100B, 747–100B SUD, 747–
200B, 747–200C, 747–200F, 747–300,
747–400, 747–400D, 747–400F, and
747SR series airplanes. That AD
currently requires repetitive inspections
to find cracking of the web, strap, inner
chords, and inner chord angle of the
forward edge frame of the number 5
main entry door cutouts, and repair, if
necessary. This new AD requires
expanding the inspection areas to
include the frame segment between
stringers 16 and 23. This AD reinstates
the repetitive inspections specified
above for certain airplanes. This AD also
requires repetitive inspections for
cracking of repairs. This AD results from
additional reports of cracks that have
been found in the strap and inner chord
of the forward edge frame of the number
5 main entry door cutouts, between
stringers 16 and 23. We are issuing this
AD to detect and correct such cracks.
This condition, if not corrected, could
cause damage to the adjacent body
structure, which could result in
depressurization of the airplane in
flight.
SUMMARY:
This AD becomes effective
November 9, 2010.
The Director of the Federal Register
approved the incorporation by reference
of a certain publication listed in this AD
as of November 9, 2010.
ADDRESSES: For service information
identified in this AD, contact Boeing
Commercial Airplanes, Attention: Data
& Services Management, P.O. Box 3707,
MC 2H–65, Seattle, Washington 98124–
2207; telephone 206–544–5000,
extension 1; fax 206–766–5680; e-mail
me.boecom@boeing.com; Internet
https://www.myboeingfleet.com.
DATES:
PO 00000
Frm 00017
Fmt 4700
Sfmt 4700
61337
Examining the AD Docket
You may examine the AD docket on
the Internet at https://
www.regulations.gov; or in person at the
Docket Management Facility between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. The AD
docket contains this AD, the regulatory
evaluation, any comments received, and
other information. The address for the
Docket Office (telephone 800–647–5527)
is the Document Management Facility,
U.S. Department of Transportation,
Docket Operations, M–30, West
Building Ground Floor, Room W12–140,
1200 New Jersey Avenue, SE.,
Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: Ivan
Li, Aerospace Engineer, Airframe
Branch, ANM–120S, FAA, Seattle
Aircraft Certification Office, 1601 Lind
Avenue, SW., Renton, Washington
98057–3356; telephone (425) 917–6437;
fax (425) 917–6590.
SUPPLEMENTARY INFORMATION:
Discussion
The FAA issued a notice of proposed
rulemaking (NPRM) to amend 14 CFR
part 39 to include an AD to supersede
AD 2001–16–02, amendment 39–12370
(66 FR 41440, August 8, 2001). The
existing AD applies to certain Model
747 series airplanes. That NPRM was
published in the Federal Register on
November 20, 2009 (74 FR 60215). That
NPRM proposed to continue to require
repetitive inspections to find cracking of
the web, strap, inner chords, and inner
chord angle of the forward edge frame
of the number 5 main entry door cutouts
between stringers 23 and 31, and repair,
if necessary. The NPRM also proposed
to require expanding the inspection
areas to include the frame segment
between stringers 16 and 23; reinstating
the repetitive inspections specified for
certain airplanes; and adding repetitive
inspections for cracking of repairs.
Comments
We provided the public the
opportunity to participate in the
development of this AD. We have
considered the comments that have
been received on the NPRM.
Request To Exclude Large Cargo
Freighters (LCFs) From the AD
Applicability
Boeing requests we change the
applicability in paragraph (c) of the
NPRM to exclude LCFs. Boeing states
that during modification into the LCF
configuration, the 46-section from
station 1960 to station 2360 was
removed from the airplane. Boeing also
states that this segment of the airplane
E:\FR\FM\05OCR1.SGM
05OCR1
Agencies
[Federal Register Volume 75, Number 192 (Tuesday, October 5, 2010)]
[Rules and Regulations]
[Pages 61321-61337]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-24814]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[NRC 2009-0014]
RIN 3150-AI37
Domestic Licensing of Production and Utilization Facilities;
Updates to Incorporation by Reference of Regulatory Guide
AGENCY: Nuclear Regulatory Commission (NRC).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is amending its
regulations to incorporate by reference the latest revisions of two
previously incorporated regulatory guides (RGs) approving new and
revised Code Cases published by the American Society of Mechanical
Engineers (ASME). The RGs which are incorporated by reference are RG
1.84, ``Design, Fabrication, and Materials Code Case Acceptability,
ASME Section III,'' Revision 35, and RG 1.147, ``Inservice Inspection
Code Case Acceptability, ASME Section XI, Division 1,'' Revision 16.
This action allows nuclear power plant licensees, and applicants for
standard design certifications, standard design approvals, and
manufacturing licenses under the regulations that govern license
certifications, and approves the nuclear power plants to use the Code
Cases listed in these RGs as alternatives to requirements in the ASME
Boiler and Pressure Vessel (BPV) Code regarding the construction and
inservice inspection (ISI) of nuclear power plant components.
Concurrent with this action, the NRC is publishing a notice of the
issuance and availability of the RGs in the Federal Register. As a
result of these related actions, the Code Cases listed in these RGs are
incorporated by reference into the NRC's regulations and are deemed to
be legally-binding NRC requirements.
DATES: The rule is effective on November 4, 2010. The incorporation by
reference of RG 1.84, ``Design, Fabrication, and Materials Code Case
Acceptability, ASME Section III,'' Revision 35 (July 2010), and RG
1.147, ``Inservice Inspection Code Case Acceptability, ASME Section XI,
Division 1,'' Revision 16 (July 2010) is approved by the Director of
the Office
[[Page 61322]]
of the Federal Register as of November 4, 2010.
ADDRESSES: You can access publicly available documents related to this
document using the following methods:
NRC's Public Document Room (PDR): The public may examine and have
copied for a fee publicly available documents at the NRC's PDR, Public
File Area O1 F21, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland 20852.
NRC's Agencywide Documents Access and Management System (ADAMS):
Publicly available documents created or received at the NRC are
available electronically at the NRC's electronic reading room at https://www.nrc.gov/reading-rm/adams.html. From this page, the public can gain
entry into ADAMS, which provides text and image files of NRC's public
documents. If you do not have access to ADAMS or if there are problems
in accessing the documents located in ADAMS, contact the NRC's PDR
reference staff at 1-800-397-4209, 301-415-4737, or by e-mail to
pdr.resource@nrc.gov.
Federal Rulemaking Web site: Public comments and supporting
materials related to this final rule can be found at https://www.regulations.gov by searching on Docket ID: NRC-2009-0014.
FOR FURTHER INFORMATION CONTACT: Manash K. Bagchi, Office of Nuclear
Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001, telephone 301-415-2905, or by e-mail Manash.Bagchi@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
II. Response To Public Comments
A. Overview of Public Comments
B. NRC Responses to Public Comments
III. NRC Approval of New and Amended ASME Code Cases
IV. Paragraph by Paragraph Discussion
V. Availability of Documents
VI. Voluntary Consensus Standards
VII. Finding of No Significant Environmental Impact: Environmental
Assessment
VIII. Paperwork Reduction Statement
Public Protection Notification
IX. Regulatory Analysis
X. Regulatory Flexibility Certification
XI. Backfit Analysis
XII. Congressional Review Act
I. Background
The ASME develops and publishes the ASME BPV Code, which contains
requirements for the design, construction, and ISI of nuclear power
plant components, and the Code for Operation and Maintenance of Nuclear
Power Plants (OM Code), which contains requirements for inservice
testing (IST) of nuclear power plant components. In response to BPV and
OM Code user requests, the ASME develops ASME Code Cases which provide
alternatives to BPV and OM Code requirements under special
circumstances.
The NRC approves and/or mandates the use of the ASME BPV and OM
Code in Title 10 of the Code of Federal Regulations (10 CFR) Part
50.55a through the process of incorporation by reference. As such, each
provision of the ASME Codes incorporated by reference into, and
mandated by, 10 CFR 50.55a constitutes a legally-binding NRC
requirement imposed by rule. As noted above, ASME Code Cases represent
alternative approaches for complying with provisions of the ASME BPV
and OM Codes. Accordingly, the NRC periodically amends Sec. 50.55a to
incorporate by reference NRC RGs listing new and revised\1\ ASME Code
Cases which the NRC approves for use as alternatives to the BPV Code
and the OM Code. See 68 FR 40469 (July 8, 2003). It should be noted
that for this particular rulemaking, RG 1.192, ``Operations and
Maintenance Code Case Acceptability, ASME OM CODE,'' is not being
revised because there are no new or revised OM Code Cases considered by
the NRC in this rulemaking. New and revised OM Code Cases published by
the ASME since RG 1.192 was first issued, will be addressed in the next
proposed amendment. This final rule will continue the NRC's practice of
incorporating by reference the RGs listing the most current set of NRC-
approved ASME Code Cases. ASME Code Cases may be approved for use,
either unconditionally or with conditions stated in the relevant RGs.
In developing the RGs, the NRC staff reviews ASME BPV and OM Code
Cases, determines the acceptability of each Code Case, and publishes
its findings in RGs. The RGs are revised periodically as new Code Cases
are published by the ASME. The NRC incorporates by reference the RGs
listing acceptable and conditionally acceptable ASME Code Cases into 10
CFR 50.55a. Currently, NRC RG 1.84, Revision 34, ``Design, Fabrication,
and Materials Code Case Acceptability, ASME Section III''; RG 1.147,
Revision 15, ``Inservice Inspection Code Case Acceptability, ASME
Section XI, Division 1;'' and RG 1.192, ``Operation and Maintenance
Code Case Acceptability, ASME OM Code'' are incorporated into the NRC's
regulations at 10 CFR 50.55a, Codes and standards.
---------------------------------------------------------------------------
\1\ ASME Code Cases can be categorized as one of two types: new
and revised. A new Code Case provides for the first time an
alternative to specific ASME Code provisions or addresses a new
need. A revised Code Case is a revision (modification) to an
existing Code Case to address, for example, technological
advancements in examination techniques or to address NRC conditions
imposed in one of the regulatory guides which have been incorporated
by reference into 10 CFR 50.55a.
---------------------------------------------------------------------------
II. Response to Public Comments
The NRC published a proposed rule that would incorporate by
reference RG 1.84, Revision 35, and RG 1.147, Revision 16, on June 2,
2009, 74 FR 26303. On the same date, the NRC published a parallel
notice of availability of draft regulatory guides and opportunity for
public comment. See 74 FR 26440. The NRC provided a 75-day public
comment period for both the proposed rule and the draft RGs, which
ended on August 17, 2009.
A. Overview of Public Comments
The NRC received nineteen comment letters on the draft regulatory
guides and three general comments on the proposed rule. The following
table lists the commenters, their affiliation, and the accession number
to locate each comment letter. In addition, the Code Cases for which
each commenter submitted comments are listed. Several general comments
were also received.
Comment Letters Received on Draft: Regulatory Guide 1.84, Revision 35 (DG-1191); Regulatory Guide 1.147,
Revision 16 (DG-1192); REGULATORY GUIDE 1.193, Revision 3 (DG-1193)
----------------------------------------------------------------------------------------------------------------
Commenter No. Name Affiliation/abbreviation ADAMS Accession No.
----------------------------------------------------------------------------------------------------------------
1........................... Raymond West........... Private Citizen/RW.......... ML091540204
N-513-2/N-513-3.............
2........................... Ronald Clow............ DBA Xcel Energy/Xcel........ ML091700640
N-508-3/N-508-4.............
[[Page 61323]]
3........................... C.L. Funderburk........ Dominion Resources Services, ML091750096
Inc./DRS.
N-513-2/N-513-3.............
4........................... Brian Erler............ American Society of ML092190138
Mechanical Engineers/ASME.
N-71-18, N-416-4, N-504-4, N-
513-2/N-513-3, N-661-1, N-
702, N-747, N-751.
5........................... Edward Gerlach......... Private Citizen/EG.......... ML092190139
Two general comments--N-416-
4, N-504-4, N-638-4, N-661-
1.
6........................... Lee Goyette............ Pacific Gas & Electric ML092190140
Company/PGE.
N-597-2.....................
7........................... Charles Wirtz.......... ASME BPV Standards Committee ML092220042
on Nuclear Inservice
Inspection/CW.
N-619, N-648-1..............
8........................... Robert Sisk............ Westinghouse Electric ML092220043
Company/WECRS.
N-655-1, N-757-1, N-759-2, N-
782, N-759.
9........................... Patrick O'Regan........ Electric Power Research ML092240576
Institute/EPRI.
N-716.......................
10.......................... Kevin Hall............. Private Citizen/KH.......... ML092250165
N-716.......................
11.......................... James Riley............ Nuclear Energy Institute/NEI ML092370059
General comment--N-504-4, N-
508-3/N-508-4, N-597-2.
12.......................... R.M. Krich............. Tennessee Valley Authority/ ML092370060
TVA.
N-520-1/N-520-2, N-702......
13.......................... J.A. Gresham........... Westinghouse Electric ML092370665
Company/WECJAG.
N-655-1, N-757-1, N-759-2, N-
782, N-759.
14.......................... Scott Chesworth........ Structural Integrity ML092370061
Associates, Inc./SIASC.
N-716.......................
15.......................... Miroslav Trubelja...... Structural Integrity ML092370062
Associates, Inc./SIAMT.
N-716.......................
16.......................... Sandra Sowah........... Structural Integrity ML092370063
Associates, Inc./SIASS.
N-716.......................
17.......................... Daniel R. Cordes....... ASME Section XI Subgroup Non ML092370064
Destructive Examination/DC.
N-583.......................
18.......................... Marcus N. Bressler..... Private Citizen/MB.......... ML092400356
N-71-18.....................
19.......................... T.S. Rausch............ PPL Susquehanna, LLC/PPL.... ML092590124
N-416-4, N-504-4, N-638-4...
----------------------------------------------------------------------------------------------------------------
Summary of Comments:
The proposed rule provided a 75-day comment period. A total of 19
comment letters were received from four private citizens, four utility
organizations, seven industry groups that provide engineering and
inspection services to the utilities, three associated with the ASME,
and the Nuclear Energy Institute. Three general comments were received
on the proposed rule regarding the need for editorial corrections
(although two of the comments received from different commenters
address the same subject). The majority of the comments received relate
to Section XI Code Cases. Two comments were submitted requesting that
the NRC include later versions of certain Code Cases in the final
guide; 7 comments request that the NRC reconsider conditions on certain
Code Cases; 1 comment requests clarification of a condition; and 3
comments provide additional technical information to justify moving
certain Code Cases from RG 1.193 (Code Cases disapproved for use) to
Regulatory Guide 1.147.
B. NRC Responses to Public Comments on Draft Regulatory Guide
Responses have been organized in two groups: Group I: Adopted
Comments, that includes comments raising issues and concerns directly
related to this rule, and have been adopted; and Group II: Comments not
Adopted, that includes comments raising issues and concerns that are
not directly connected to this particular rule, although they are
generally relevant to this rule but have not been adopted.
Group I--Adopted Comments
General Comments: Edward Gerlach commented (comment EG1) that Table
2 in the proposed rulemaking listed accession numbers for Draft
Regulatory Guides dated April 2009. The NRC's electronic reading room
contains later versions of these Draft Guides dated June 2009.
Response: The accession numbers in Table 2 of the final rulemaking
have been corrected to reflect the final versions of the regulatory
guides. In addition, the accession numbers for all the documents have
been verified.
Comment: Two commenters acknowledge that the titles of Code Cases
N-712 and N-730 in Table 1 of the proposed rule had been inadvertently
switched and should be corrected (comments EG2 and NEI3).
Response: The NRC agrees that there was an error in the rulemaking
table. This table is not included in the final rulemaking, and no
further NRC action is necessary.
RG 1.84
Code Case N-71-18
Comment: Two comments (ASME 1 and ASME 2) were received from the
American Society of Mechanical Engineers on Code Case N-71-18,
``Additional Materials for Subsection NF, Class 1, 2, 3, and MC
Component Supports Fabricated by Welding, Section III, Division 1.''
The first comment (ASME1) was that the NRC proposed to impose the same
conditions on Code Case N-71-18 as were imposed
[[Page 61324]]
on Code Case N-71-17, and some of the conditions are not appropriate to
Revision 18 as certain references have changed (conditions (3) and
(4)).
The second comment (ASME2) was that there appears to be confusion
regarding whether or not the Code Case applies to component supports
(condition 6). Marcus Bressler also commented on this Code Case
(comment MB1) stating that conditions (1) and (2) aren't applicable to
Revision 18 because the Code Case has no materials listed with a
minimum tensile strength above 125 ksi.
Response: The NRC agrees with the ASME that the paragraphs
referenced in conditions (3) and (4) should be modified. When Code Case
N-71-17 was revised as Code Case N-71-18, certain references were
rearranged. The editorial corrections have been made in the final guide
so that the conditions are consistent with the references in the
revised Code Case. The requirements for weld filler material hydrogen
content were moved to paragraph 4.2 (previously in paragraph 5.3), and
the requirements for postweld heat treatment were moved from paragraphs
16.2.1 and 16.2.2 to paragraphs 15.2.1 and 15.2.2 (paragraphs 16.2.1
and 16.2.2 no longer exist). As noted by the commenter, the conditions
in Draft RG 1.84 should have been modified to be consistent. The
conditions have been corrected in the final guide. With regard to the
ASME's second comment (and similar comment from Marcus Bressler) on
condition (6), the NRC's understanding of the intent of the provisions
in the Code Case is not in agreement with the commenter's
understanding, (i.e., that the fracture toughness requirements as
listed in this Code Case address Class 1, Class 2, and Class 3
component supports in addition to piping supports). The NRC believes
that the fracture toughness requirements listed in Code Case N-71-18
apply only to piping supports. Implementation of this Code Case was
approved by the NRC on this basis. Cognizant NRC staff will initiate
discussions with the appropriate ASME committees.
The NRC agrees with Marcus Bressler that Code Case N-71-18 does not
list materials with a minimum tensile strength exceeding the value of
125 kilograms per square inch. However, the NRC believes that
conditions (1) and (2) are appropriate for this Code Case because they
provide a cautionary note that high strength materials are susceptible
to brittleness and stress corrosion cracking. As such, the NRC declines
to adopt the comment related to conditions (1) and (2), and no change
was made to the RG as the result of this comment.
RG 1.147
Code Case N-416-4
Comment: Three commenters (comments ASME3, EG3, and PPL1) requested
that the NRC should not adopt the proposed condition requiring that
when using Code Case N-416-4 ``Alternative Pressure Test Requirement
for Welded or Brazed Repairs, Fabrication Welds or Brazed Joints for
Replacement Parts and Piping Subassemblies, or Installation of
Replacement Items by Welding or Brazing, Classes 1, 2, and 3, Section
XI, Division 1,'' that Nondestructive Examination (NDE) be performed
for welded or brazed repairs and fabrication and installation joints as
specified by the methods and acceptance criteria of the applicable
subsection of the 1992 Edition of Section III. The commenters believe
that the Section III NDE requirements are overly conservative relative
to the NDE requirements of Section XI.
Response: The NRC disagrees that the condition is not needed. The
NRC does not believe that an adequate argument was provided to justify
deletion of the condition to require that NDE be performed for welded
or brazed repairs and fabrication and installation joints in accordance
with the methods and acceptance criteria of the applicable subsection
of the 1992 Edition of Section III.
As discussed in the proposed rule for Draft Regulatory Guide DG-
1192 for certain welding repairs or replacements, the previous version
of this Code Case (Code Case N-416-3) permitted a system leakage test
to be performed in lieu of performing a hydrostatic pressure test
provided that certain requirements are met. A requirement was that NDE
be performed on welded repairs, and that fabrication and installation
of joints be as specified by the methods and acceptance criteria of the
applicable subsection of the 1992 Edition of Section III. When Code
Case N-416 was originally developed, the NRC agreed to the performance
of system leakage testing in lieu of hydrostatic testing provided that
NDE performed in conjunction with the repair met the requirements of
the 1992 Edition of Section III. The requirement to perform NDE under
Section III was removed when Code Case N-416-4 was issued.
The NRC believes that many analyses of the effectiveness and
reliability of the later NDE requirements have demonstrated the
inadequacies of earlier Code NDE requirements. Improvements in NDE have
significantly increased the probability of detecting defects. With
regard to leakage tests, the NRC staff's position was that even though
the primary purpose of a leakage test is the leak-tightness of the
primary pressure boundary, some additional assurance of primary
boundary integrity was provided by the higher pressure hydrostatic
test. Based on the industry conclusions that: the increased stress from
a hydrostatic test is extremely unlikely to cause a subsurface defect
to grow through-wall (and therefore, leak during a test) and the
stresses involved in a hydrostatic test are similarly unlikely to cause
leakage even with the presence of a through-wall flaw, the need for
effective and reliable NDE is even greater.
Because the NRC has determined that pressure tests are not adequate
for ensuring structural integrity (i.e., adequate component repair and
replacement), the NRC believes it to be paramount that high quality NDE
be performed. Thus, the NRC rejects the argument that the lower quality
NDE as conducted to earlier Codes is adequate. Accordingly, the NRC
declines to adopt the comment, and no change was made to the RG as the
result of this comment.
Code Case N-504-3, N-504-4
Comment: Four commenters (comments ASME4, EG4, NEI2, and PPL2)
believe that all of the conditions the NRC proposed for Code Case N-
504-4, ``Alternative Rules for Repair of Class 1, 2, and 3 Austenitic
Stainless Steel Piping, Section XI, Division 1,'' are unnecessary and
should be removed in the final RG. One of the conditions requires that
the provisions of Section XI, Nonmandatory Appendix Q, ``Weld Overlay
Repair of Class 1, 2, and 3 Austenitic Stainless Steel Piping
Weldments,'' Section XI, must also be met in addition to the provisions
of the Code Case was retained from RG 1.147, Revision 15, Code Case N-
504-3. The commenters believe that changes to the Code Case and to
Appendix Q address the NRC's concerns relative to Appendix Q and
therefore this condition is no longer required. With regard to
condition (a), the commenters believe that criteria in Code Case N-504-
4 are more conservative than the proposed condition, and therefore
condition (a) is not required. The commenters believe that conditions
(b) and (c) regarding surface finish are redundant to criteria in Code
Case N-504-4 and Supplement 11 of Appendix VIII. Finally, it was stated
that there is no technical basis for restricting the use
[[Page 61325]]
of radiographic examination (condition (d)).
Response: The NRC disagrees that the conditions should be removed.
It is true that a number of changes were made to the criteria of the
Code Case and to Appendix Q as a result of concerns raised by the NRC.
However, differences remain between Appendix Q and Code Case N-504-4
that were not addressed in the public comments submitted. For example,
Appendix Q has requirements pertaining, in part, to the inspection and
design of a structural weld overlay whereas the Code Case does not.
Until the differences between Appendix Q and N-504-4 are addressed, the
condition to follow Appendix Q must be retained.
It is clear from the comments, however, that condition (a) should
be revised to make the objective clearer. The commenters believe that
the limitations in the Code Case on laminar flaw size are more
conservative than the proposed NRC condition, which indicates that the
intent of the condition was not apparent. It is agreed that Code Case
N-504-4 addresses laminar flaws, but the NRC does not believe that the
provision is stringent or clear.
Condition (a) in the regulatory guide is needed to limit the number
of laminar flaws in the weld overlay. If a weld overlay contains too
many laminar flaws, the flaws may affect the structural integrity of
the weld overlay. Accordingly, condition (a) has been revised to read
``the total laminar flaw area shall not exceed 10 percent of the weld
surface area, and no linear dimension of the laminar flaw area shall
exceed the greater of 3 inches or 10 percent of the pipe
circumference.''
The NRC does not agree with regard to the comment that Code Case N-
504-4 and Supplement 11 to Appendix VIII already address improving the
surface finish of piping welds and therefore conditions (b) and (c) are
unnecessary. The provision in Code Case N-504-4 cited by the
commenters, ``Grinding and machining of the as-welded overlay surface
may be used to improve the surface finish for such examinations'' is
not a requirement and does not specify any criterion that must be met.
Supplement 11, 1.1(c) states, ``The surface condition of at least two
specimens shall approximate the roughest surface condition for which
the examination procedure is applicable.'' Thus, there is no specific
criterion that must be met.
The NRC does not agree regarding the request to delete condition
(d) and the restriction against radiographic testing (RT). Studies have
been conducted indicating that radiography has the potential for
detecting planar flaws with high reliability only under favorable
conditions. Code Case N-504-4 provides alternative provisions for
repairing austenitic stainless steel piping. Thus, the NRC believes
this is a valid concern that planar flaws, typical flaws found during
inservice inspections as opposed to volumetric flaws that result from
fabrication, may not be detected through RT. Especially considering
that digital radiographic testing may be used and factors such as
exposure, screens, magnification, and source-target-detector distances
have yet to be clearly defined. Without supporting technical
information to indicate the reliability of RT for the particular
conditions of interest, the NRC concludes that this condition to Code
Case N-504-4 is necessary.
Code Cases N-513-2, N-513-3
Three commenters (comments RW1, ASME7, and DRS1) requested that
Code Case N-513-3 be approved in final RG 1.147. They assert that
licensees that have updated their inservice inspection (ISI) plans to
the 2004 Edition of Section XI can no longer use Code Case N-513-2
because of limits on its applicability. Code Case N-513-3, which was
recently published by the ASME in Supplement 8 to the 2007 Edition,
addresses the applicability issue.
Response: The NRC agrees with the comment with one condition. Code
Case N-513-2 was unconditionally approved in Revision 15 of RG 1.147.
The applicability of the Code Case was through the 2001 Edition with
the 2003 Addenda. The applicability was purposefully not extended by
the ASME beyond the 2003 Addenda by the ASME because a revision to the
Code Case (N-513-3) had been developed for application to later edition
and addenda. The purpose of the revision to the Code Case (N-513-3) was
to provide additional guidance to evaluate through-wall, nonplanar
flaws. Users of Code Case N-513-2 had found the acceptance criterion
for the branch reinforcement evaluation approach to be ambiguous, and
there was a lack of adequate guidance for dispositioning nonplanar flaw
combinations.
The NRC has reviewed the additional guidance resulting in Code Case
N-513-3 and has determined that the additions are indeed clarifications
and not technical changes. However, the NRC does not agree with one
change regarding the time frame for repairs. Accordingly, Code Case N-
513-3 has been conditionally approved in the final RG. Code Case N-513
was developed to reduce the number of plant shutdowns required to
immediately correct insignificant degradation in Class 2 or 3 lower
energy piping (maximum operating temperature of 200 [deg]F and maximum
operating pressure of 275 psig). Revisions 0 through 2 of the Code Case
stated that certain flaws may be acceptable without performing a repair
or replacement activity for a limited period, not exceeding the time to
the next scheduled outage. The time frame for temporary acceptance of
the degradation was modified in Code Case N-513-3 from ``next scheduled
outage'' to ``not to exceed 26 months from the initial discovery of the
condition.'' The basis for NRC approval of the original time frame was
that the degraded condition would be monitored and evaluated during
continued operation, and operation was only approved until plant
shutdown. Once the plant was shut down, it was expected that the
degraded piping would be repaired. The extension of the time frame to
26 months from the discovery of the condition could permit operation
through several outages. The NRC believes that the original time frame
is prudent. The Class 2 and 3 systems addressed by the Code Case
contain safety-significant components, and repairs should be performed
at the first opportunity. Accordingly, Revision 3 of the Code Case has
been included in the final guide with the condition that the repair or
replacement activity must be completed during the next scheduled
outage.
Code Case N-583
Comment: A commenter (comment DC1) requests that the NRC consider
the removal of the conditions on the use Code Case N-583, ``Annual
Training Alternative, Section XI, Division 1,'' requiring practice ``6
months prior'' to performing exams, and leave ``as-is'' in the case to
``annually.'' The commenter further suggests that if this is not
acceptable, then a 6-month ``proficiency'' similar to the ``annual
proficiency'' specified and implemented by ASNT CP-189 should be
adopted. The commenter states that performing the practice on specimens
with actual cracks is definitely beneficial, and that the ASME should
adopt this position. However, after 10 years of implementation, the
twice yearly requirement of the ``hands on'' practice has become
significantly burdensome, specifically with logistics and cost of
implementation, particularly for owners and vendors who generally
employ the PDI qualified individuals.
Response: The NRC disagrees with the comment that the condition
requiring practice six months prior to performing examinations should
be deleted.
[[Page 61326]]
With respect to the commenter's recommendation to adopt a 6-month
proficiency examination, the NRC believes this may be a viable option,
but it would be more appropriate if the initiative and the technical
basis for such an approach were developed by the industry. The NRC
believes that the current requirement is justified. EPRI has conducted
several studies on the relationship of education, training, and
experience. The correlation was at best low and in some instances (such
as experience versus ability to detect intergranular stress corrosion
cracking (IGSCC)), the data showed a negative correlation. For example,
a group of twelve ultrasonic examiners with approximately one-year of
ultrasonic examination experience but with three weeks of quality
training had a pass rate of 92.7 percent on the IGSCC detection
practical examination. However, the success rate of individuals with
experience averaging in excess of 7.7 years was only 37.6 percent.
One of the major keys to effective training is to perform a
detailed task and skills analysis to determine the NDE parameters that
impact detection performance. A number of these parameters such as
illumination levels and calibration procedures are addressed in the
conventional training course outlines. However, most outlines do not
address the more subtle parameters such as visual search procedures and
ultrasonic manual scanning techniques to assure coverage and effective
beam orientation, nor do the outlines address the evaluation of subtle
ultrasonic signal characteristics such as signal rise, decay time, and
pulse duration. As appropriate, these issues must be identified and
included in the training provided to examiners. Computer-based
training, through the use of animations, simulation, and actual data,
is evolving as an effective way to transfer this information.
In addition, many individuals do not routinely perform
examinations, or they may not have recently had to interpret signals
from cracks. Signals can be difficult to interpret. Although programs
employ ``qualified'' personnel using qualified'' procedures, operating
experience, round robin trials, and research results have shown that
skills will diminish without frequent training. Personnel and
procedures must not only be qualified, but must also be effective.
Experience and studies indicate that the examiner must practice on a
frequent basis to maintain the capability for proper interpretation. In
addition, these studies have shown that this capability begins to
diminish within approximately 6 months if skills are not maintained.
Class room instruction is not sufficient to maintain an examiner's
skills in this highly specialized skill area. Examiner training needs
to focus on hands-on training with flawed specimens.
With respect to the commenter's other recommendation to adopt a 6-
month proficiency examination, the NRC believes this may be a viable
option, but it would be more appropriate if the initiative and the
needed technical basis for such an approach were developed by the
industry. Accordingly, no changes are being made to the conditions at
this time.
Code Case N-638-4
Comments: Two commenters (comments EG5 and PPL3) believe that Code
Case N-638-4, ``Similar and Dissimilar Metal Welding Using Ambient
Temperature Machine GTAW Temper Bead Technique, Section Xl, Division
1,'' addresses the NRC's concern that the Section XI examination volume
and acceptance criteria were not appropriate for the subject weld
repair. Paragraph 4(a) of the Code Case requires that the examination
of the repair be performed as specified by and meet the acceptance
criteria of the Construction Code or Section III. Therefore, the
condition is no longer necessary.
Response: The NRC disagrees that Code Case N-638-4 addresses the
issue. The commenter is correct that paragraph 4(a)(4) of Code Case N-
638-4 specifies the acceptance criteria for the surface and volumetric
examination as the Construction Code or Section III; however, Code Case
N-638-4 still does not specify that a demonstration must be performed
with representative samples that shows the ultrasonic examination
technique is capable of detecting construction type flaws in the
repaired volume. Thus, a condition is required to address this issue.
Based on the public comments received, the NRC believes that condition
(1) on Code Case 638-4 should be revised to be clearer. Accordingly,
the condition has been reworded to explicitly require demonstration
with construction type flaws. Further, as a result of the review of the
public comments, the NRC realizes that an additional issue must be
addressed. Paragraph 3(d) of the Code Case establishes a maximum weld
interpass temperature, and paragraph 3(e) requires that the weld
interpass temperature be determined through one of the methods listed
in subparagraphs (e)(1), (e)(2), and (e)(3). Subparagraph (e)(1) lists
methods by which the temperature may directly be determined,
subparagraph (e)(2) provides a method to calculate the weld interpass
temperature, and subparagraph (e)(3) allows the use of a test coupon to
determine the maximum weld interpass temperature. Code Case N-638-4
does not restrict or choose one method over another. Ensuring that the
weld interpass temperature is not exceeded is important in obtaining a
quality weld (e.g., in terms of corrosion resistance, notch toughness).
Direct measurement is the most reliable method for ensuring that the
maximum temperature is not exceeded. The NRC recognizes that direct
measurement is not always feasible, but direct measurements should be
used whenever possible before alternatives such as those described in
paragraphs 3(e)(2) and 3(e)(3) are used. This position is consistent
with past precedent on this issue. Thus, a second condition has been
added in the final guide stating that ``The provisions of paragraphs
3(e)(2) or 3(e)(3) may only be used when it is impractical to use the
interpass temperature measurement methods described in 3(e)(1), such as
in situations where the weldment area is inaccessible (e.g., internal
bore welding) or when there are extenuating radiological conditions.''
Accordingly, the condition (1) of the Code Case 638-4 in final
Revision 16 to RG 1.147 has been revised to read as follows:
``Demonstration of ultrasonic examination of the repaired volume is
required using representative samples which contain construction type
flaws.''
Code Case N-661-1
Comments: Two commenters (comments ASME5 and EG6) stated that Code
Case N-661-1, ``Alternative Requirements for Wall Thickness Restoration
of Class 2 and 3 Carbon Steel Piping for Raw Water Service, Section XI,
Division 1,'' addresses the NRC's concerns discussed in the proposed
rule.
Therefore, the conditions that address root cause and weld overlays
can be deleted. The commenters stated that the only issue that may need
clarification is the definition of ``cycle or refueling outage.''
Response: The NRC agrees that condition (b) on the Code Case can be
deleted. The NRC staff has reassessed paragraph 1(d) of the Code Case
and agrees that it addresses the issue of multiple repairs to the same
location through weld overlay. The NRC disagrees however, that
condition (a), ``if the root cause of the degradation has not been
determined, the repair is only acceptable for one cycle,'' can be
deleted. The NRC believes that the condition is still required to
provide the needed clarity on two issues. First, the
[[Page 61327]]
second sentence of paragraph 7(b) of the Code Case uses the term
``cause'' rather than ``root cause.'' These terms have specific meaning
to licensees. The NRC has determined that for the purpose of
maintaining safety, it is appropriate to require a root cause analysis
which is more rigorous than merely inferring the ``cause'' of the
degradation. The second issue relative to clarity is the use of the
term ``one fuel cycle.'' As discussed in the proposed rule, it is
unclear what one fuel cycle actually infers if a repair is performed in
mid-cycle. It may be interpreted that the repair is acceptable for the
remainder of the current fuel cycle plus the subsequent fuel cycle. In
addition, other terms are used in the Code Case such as ``one cycle.''
Although the Code Case provision and regulatory guide condition (a) are
otherwise nearly identical, the NRC believes that for the sake of
clarity and to ensure that a suitable re-inspection frequency has been
established when the cause of the degradation is unknown or when the
potential for hydrogen cracking exists due to the welding conditions,
the condition is needed so that users are clear that what is meant is
by ``next refueling outage.''
With regard to condition (c) which states ``When through-wall
repairs are made by welding on surfaces that are wet or exposed to
water, the weld overlay repair is only acceptable until the next
refueling outage,'' the NRC has the same concern regarding ``next
refueling outage.''
While it is agreed that paragraphs 4(c) and 5(b) of the Code Case
deal with the technical issues, the term one cycle is used.
Accordingly, the NRC is retaining this condition in the final RG to
ensure that it is clear that the requirement applies at the next
refueling outage.
Code Case N-716
Comment: Five commenters (comments EPRI1, KH1, SIASC1, SIAMT1, and
SIASS1) suggested that the NRC conditionally approve Code Case N-716,
``Alternative Piping Classification and Examination Requirements,
Section XI, Division 1,'' in the final Revision 16 of RG 1.147. The NRC
has conditionally approved requests from four plants to use provisions
similar to those in the Code Case. Based on the approvals, lessons
learned from the pilot plant applications, as well as a number of
follow-on applications, the lessons learned could be incorporated into
the final Revision 16 of RG 1.147 to allow plants to use this Code Case
in the short term. Approval of the Code Case for generic use will not
only result in a substantial reduction in worker exposure and radwaste,
but will also reduce unnecessary NRC staff burden, as compared to
waiting until the Code Case is revised by ASME and subjected to further
NRC review.
Response: The Code Case has not been included in final Revision 16
to RG 1.147. The NRC is continuing to gain experience with the review
of risk-informed inservice inspection (RI-ISI) programs based, in part,
on Code Case N-716. The NRC staff has not yet systematically identified
all differences between the method described in the Code Case and those
approved at individual licensees, nor has the staff received any such
description by industry.
One issue not yet explored in the plant specific submittals is the
application of Revision 2 of RG 1.200, ``An Approach for Determining
the Technical Adequacy of Probabilistic Risk Assessment Results for
Risk-Informed Activities,'' which expands the scope of initiating
events whose evaluation is required to be consistent with the ASME/ANS
RA-Sa-2009 PRA Standard.
The review of EPRI Topical Report 1018427, ``Nondestructive
Evaluation: PRA Technical Adequacy Guidance for RI-ISI Programs'' is
proceeding according to schedule. A request for additional information
(RAI) was transmitted to EPRI on September 15, 2009. An NRC staff
endorsed document describing acceptable PRA quality requirements for
RI-ISI will be necessary for the NRC to endorse some version of Code
Case N-716 in RG 1.147. Accordingly, Code case N-716 has not been
included in the final revision 16 of RG 1.147.
Code Case N-751
The American Society of Mechanical Engineers (comment ASME6) does
not believe that Code Case N-751, ``Pressure Testing of Containment
Penetration Piping, Section XI, Division 1,'' should be conditioned
because the Construction Code, which may or may not have included
provisions for NDE of piping welds in penetrations, continues to apply.
Therefore, the presence or absence of specific NDE provisions in the
Construction Code should not be a reason to condition the use of the
Code Case.
Response: The NRC disagrees that specific nondestructive
examination (NDE) requirements are not needed. As discussed in the
proposed rule, the Code Case would allow an Appendix J Type C test to
be performed as an alternative to the ASME Code requirement to pressure
test piping that penetrates a containment vessel, if the piping and
isolation valves that are part of the containment system are Class 2
and the balance of the piping system is outside the scope of Section
XI. The NDE requirement associated with the system leakage test was
removed from Section XI paragraph IWA-4540 of the 2003 Addenda (and
later edition and addenda of the ASME Code). In addition, for plants
that used the ASME B31.1 Code for construction, there was no
requirement to volumetrically examine certain piping components during
fabrication.
Section XI requires NDE per the construction code as part of repair
and replacement activities. Thus, if a B31.1 plant or a licensee using
the 2003 Addenda or later performs a repair to certain Class 2 or Class
3 piping, there is no requirement to perform NDE. Volumetric
examination after repair or replacement is required to ensure high
quality welds. It was stated in the public comments that the industry
has concluded that pressure tests are not adequate for ensuring
structural integrity (i.e., adequate component repair and replacement).
Therefore, it is paramount that high quality NDE be performed.
Volumetric examination ensures high quality welds capable of performing
their design function for the life of the component. Therefore, the
condition on the use of Code Case N-751 that when a 10 CFR part 50,
Appendix J, Type C test is performed as an alternative to the
requirements of IWA-4540 (IWA-4700 in the 1989 edition through the 1995
edition) during repair and replacement activities, nondestructive
examination must be performed as specified by IWA-4540(a)(2) of the
2002 Addenda of Section XI has been retained in the final RG.
Group II--Comments not Adopted
Code Case N-508-4
Comment: Two commenters (comments Xcel1 and NEI4) requested that
Code Case N-508-4 be listed in the final RG because the Code Case would
be beneficial to the industry.
Response: The NRC declines the suggestion to adopt Code Case 508-4
in the final guide. It would not be appropriate to include Revision 4
to the Code Case in the final guide without first having sought public
comment on such a significant expansion of the scope of the Code Case.
Code Case N-508-3, which was unconditionally approved in Revision 15 of
RG 1.147, allowed snubbers and relief valves to be rotated from stock
and installed on components for the purpose of testing or preventive
maintenance. Code Case N-
[[Page 61328]]
508-4 was published by the ASME in Supplement 8 to the 2007 Edition,
and it significantly expands the list of components through the
addition of pumps, control rod drive mechanisms, and pump seal
packages. The Code Cases listed in this supplement will be considered
in the next draft of RG 1.47 giving the public an opportunity to
comment on the appropriateness of the scope change of the Code Case.
With regard to including Code Case N-508-4 in the next draft guide,
NRC staff have reviewed Code Case N-508-4 and identified an issue. It
was realized that when Section XI is used to govern snubber examination
and testing, Footnote 1, which was later added to the Code Case,
conflicts with Subsection IWF, Section XI, up to and including the 2004
Edition through 2005 Addenda. Footnote 1 directs the user to implement
the ASME and OM Code for snubber examination and testing.
The OM Code was developed in order to have a separate Code for the
development and maintenance of provisions for the IST of pumps and
valves. In 1990, the ASME published the initial edition of the OM Code,
thereby transferring responsibility for these provisions from Section
XI to the OM Committee. While the use of the OM Code is an option under
10 CFR 50.55a(b)(3)(v), the examination and testing requirements for
snubbers are also provided in the 2005 Addenda and earlier editions and
addenda of Section XI. There is no conflict for licensees who have
adopted the 2006 Addenda or later editions and addenda of Section XI.
Other than expansion of the list of components that may be rotated from
stock and installed on components for the purpose of testing or
preventive maintenance, Revisions 3 and 4 of the Code Case are
identical. Thus, Code Case N-508-4 as presently constructed would have
to be conditioned that Footnote 1 would not apply when the ISI Code of
record is earlier than Section XI, 2006 Addenda, and Section XI
requirements are used to govern the examination and testing of
snubbers.
Code case N-520-2
Comment: Tennessee Valley Authority suggested that Code Case N-520-
2, ``Alternative Rules for Renewal of Active or Expired N-type
Certificates for Plants Not in Active Construction,'' be included in
the final RG rather than the Code Case N-520-1 which was listed in the
draft regulatory guide. Case N-520-2 is representative of the current
nuclear plants for which construction is likely to be renewed.
NRC Response: The NRC declines at this time to adopt the changes in
the final guide as suggested by the commenter. The objective of Code
Case N-520-1 was to address situations where construction on a nuclear
power plant was halted and thus interrupted ASME Code activities but
the Certificate Holder maintained their certificate. Code Case N-520-1
provides guidance on what a Certificate Holder has to do to document
and stamp the completed construction work that was performed. Code Case
N-520-2 is different however, in that it addresses the situation where
the Certificate Holder let its N-type certificates expire.
The revised Code Case would allow an organization with an expired
Certificate to secure an ASME Temporary Certificate of Authorization.
While the NRC recognizes that the temporary certificate would only
apply in situations where the plant was kept in an appropriate state
where completion could be restarted at a later date and that the
temporary certificate would be issued solely for the purpose of
finishing the documentation and stamping required for the construction
completed prior to work being stopped, the NRC has determined that the
public should have an opportunity to comment on this change before a
final decision is made. Accordingly, Code Case N-520-2 and the
suggestion provided by the commenter will be discussed in the next
proposed rule.
The NRC notes that the wording of Code Case N-520-2 may create
confusion regarding the relationship between the Authorized Nuclear
Inspection Agency (ANIA) and the Authorized Nuclear Inspector (ANI).
Accordingly, it is suggested that the wording of the Code Case be
modified to clearly indicate that the ``ANIA'' is an Authorized Nuclear
Inspection Agency and the ANIA employs the ANI.
Code Case N-597-2
Comment: Two commenters (comments PGE1 and NEI1) suggest that the
method used to evaluate local degradation for Code Case, N-597-2,
``Requirements for Analytical Evaluation of Pipe Wall Thinning, Section
XI, Division 1,'' should be the same as that used in Code Case N-513-2,
``Evaluation Criteria for Temporary Acceptance of Flaws in Moderate
Energy Class 2 or 3 Piping, Section XI, Division 1.'' The commenters
argue that the NRC has conditionally approved Code Case N-513-2 with an
evaluation methodology to allow licensees to temporarily accept flaws
in moderate energy Class 2 or 3 piping whereas condition (2) on Code
Case N-597-2 would require NRC approval for any amount of local
degradation beyond that calculated by the hoop stress equation.
The commenters believe that the N-513-2 methodology could be used
for N-597-2 to eliminate the need for NRC approval in certain
situations.
Response: The NRC declines the suggestion to adopt the Code Case N-
513-2 methodology in Code Case N-597-2 in the final guide. It would not
be appropriate to include such a significant expansion of the scope of
the Code Case in the final guide without first having sought public
comment. While the NRC agrees that the flaw evaluation methodology for
analyzing piping degradation contained in Code Case N-513-2 could under
certain circumstances be applied for a Code Case N-597-2 evaluation
(i.e., both Code Cases address the analytical evaluation of pipe wall
thinning), the NRC disagrees with the commenters that through-wall
leakage should be included in the scope of such an evaluation.
Code Case N-597 was not developed to address leakage, (i.e., it is
focused only on analytical evaluation of wall thinning). The temporary
acceptance of through-wall leakage is governed by other Code Cases such
as N-513-2. The addition of leakage as a condition to Code Case N-597
as suggested would imply that leakage could be justified on a permanent
basis. In addition, Code Case N-597-2 is applicable to all ASME Code
Class piping, which would include high energy piping. Code Case N-513-2
is limited to Class 2 and 3 moderate energy piping. The NRC has only
approved temporary acceptance of flaws for moderate energy Class 2 or 3
piping (maximum operating temperature does not exceed 200[deg]F
(93[deg]C) and maximum operating pressure does not exceed 275 psig (1.9
MPa). Finally, such a change would redefine the defense-in-depth
concept.
Rather than performing inspections to detect flaws before
structural integrity is compromised, degradation would in effect be
managed after leakage is discovered. Thus, no changes have been made in
the final guide as a result of the comments.
Code Case N-619, Code Case N-648-1
Comment: One commenter (number 7) requests that the NRC reconsider
the conditions placed on Code Case N-619, ``Alternative Requirements
for Nozzle Inner Radius Inspections for Class 1 Pressurizer and Steam
Generator Nozzles, Section XI, Division 1,'' and Code Case N-648-1,
``Alternative Requirements for Inner Radius Examination of Class 1
Reactor Pressure Vessel Nozzles, Section XI, Division 1.''
[[Page 61329]]
The commenter believes that the conditions on the two Code Cases
requiring a wire standard to demonstrate the resolution capability of
remote visual examination systems should be changed to the ASME 0.044
inch characters because characters have been recognized to be a better
resolution standard (comment CW1). The commenter also raised a question
regarding the use of Section XI Table IWB-3512-1 (comment CW2). The
condition on Code Case N-619 state that licensees may perform a visual
examination utilizing the allowable flaw length criteria of Table IWB-
3512-1. The commenter believes it is unclear how allowable flaw lengths
can be determined from Table IWB-3512-1. The commenter suggested that
the same acceptance criteria approved by the NRC for Code Case N-648-1
be applied to Code Case N-619 since both Code Cases address the
examination of the inner nozzle radius. Finally, the commenter believes
that the condition on Code Case N-648-1 addressing the examination
volume can be deleted as it describes the same volume required to be
examined by the Code Case (comment CW3).
Response: The NRC declines at this time to adopt the changes in the
final guide as suggested by the commenter. It would not be appropriate
to adopt significant changes to visual testing resolutions standards in
the final guide without first having sought public comment.
The NRC agrees that characters have been demonstrated to be a
better resolution standard than the 1-mil wire standard. However, the
NRC cannot at this time support modifying the criteria in the RG on
these Code Cases to change to the ASME 0.044 inch characters as
suggested. While the NRC staff ultimately supports the replacement of
the wire resolution standard, the staff believes that the shift to
characters should be part of broader changes to the visual testing
provisions as related to Code Cases N-619 and N-648-1.
Visual examinations are used in certain situations as alternatives
to volumetric and/or surface examination tests where it is not possible
to conduct volumetric examination (e.g., where there are limitations
due to access or geometry) or to reduce occupational exposure in high
radiation fields. Visual testing experts believe that if the camera and
lighting were sufficient to resolve a 12 [mu]m (0.0005 in.) diameter
wire, then the camera system had a resolution sufficiently high for the
inspection. Subsequent investigation of the effectiveness and
reliability of visual examinations has shown that the wire resolution
standard is not sufficient to determine the visual acuity of a remote
system, (i.e., there are important differences between visually
detecting a wire and a crack). Research conducted at the Pacific
Northwest National Laboratory (PNNL) showed that other calibration
standards be adapted for visual testing such as reading charts and
resolution targets. Results supporting this recommendation were
published in NUREG/CR-6943, ``A Study of Remote Visual Methods to
Detect Cracking in Reactor Components.''
However, as also discussed in the reports, other parameters such as
crack size, lighting conditions, camera resolution, and surface
conditions were assessed. The NRC concluded from the investigation that
a significant fraction of the cracks that have been reported in nuclear
power plant components are at the lower end of the capabilities of the
visual testing equipment currently being used. Code Case N-619
addresses the examination of the nozzle inner radius of Class 1
pressurizers and steam generators.
Code Case N-648-1 provides an alternative for examining the inner
radius of Class 1 reactor vessel nozzles. The NRC investigation of
crack opening dimensions of service-induced cracks in nuclear
components included thermal fatigue, mechanical fatigue, and stress
corrosion cracks. The NRC concluded that current visual testing systems
may not reliably detect a significant number of these cracks
(approaching 50% under certain conditions). Research at PNNL showed
that detection of these cracks under field conditions is strongly
dependent on camera magnification, lighting, inspector training, and
inspector vigilance.
While this research supports the use of characters in lieu of a
wire standard, the research also shows that other changes are warranted
to visual testing as related to these two Code Cases. The NRC believes
that such significant changes to visual testing criteria should be
undertaken by the ASME and industry in a coordinated manner.
With regard to comment CW2 that it is unclear how allowable flaw
lengths can be determined from Table IWB-3512-1, the NRC agrees that
the condition to determine allowable flaw length criteria could be
improved, and public comments will be specifically sought on Code Case
N-619 in the next proposed rule on this issue.
Finally, it is agreed that the condition requiring the examination
of the surface between points M and N is unnecessary because Code Case
N-648-1 already requires this examination. However, the NRC will have
to request public comment on Code Case N-648-1 regarding this issue in
the next proposed rule.
Code Cases N-655-1, N-757-1, N-759-1, N-782
Comment: Westinghouse Electric Company (comments WECRS1 and
WECJAG1) identified four Code Cases used in the AP1000 design that were
not included in the draft of RG 1.84. The commenter suggested that the
Code Cases be included in the next revision of RG1.84, (i.e., Code Case
N-655-1, ``Use of SA-738, Grade B, for Metal Containment Vessels, Class
MC, Section III, Division 1),'' Code Case N-757-1, ``Alternative Rules
for Acceptability for Class 2 and 3 Valves, NPS 1 (DN25) and Smaller
with Welded and Nonwelded End Connections other than Flanges, Section
III, Division 1,'' Code Case N-759-2, ``Alternative Rules for
Determining Allowable External Pressure and Compressive Stresses for
Cylinders, Cones, Spheres, and Formed Heads, Section III, Division 1,''
and Code Case N-782, ``Use of Code Editions, Addenda, and Cases Section
III, Division 1.''
Response: The NRC does not agree that these Code Cases should be
included in the final RG. The Code Cases referenced in the comment are
not currently listed in the latest AP1000 Design Control Document
(DCD). In addition, public comment has not yet been sought on these
Code Cases. Accordingly, the NRC will consider including Code Cases N-
655-1, N-757-1, N-759-2, and N-782 in the next draft RG (DG-1230;
proposed Revision 36 to RG 1.84), which is currently under development.
If Westinghouse includes the above ASME Code Cases in its next revision
to the AP1000 DCD, then the NRC staff will provide an evaluation of the
acceptability of using these four ASME Code Cases in a supplement to
its Final Safety Evaluation Report for the AP1000 design certification
amendment as alternatives to the regulations under Sec. 50.55a(a)(3).
For the reasons set forth above, the NRC declines to adopt the
comment and no change was made to the RG as the result of this comment.
Code Case N-702
Comment: Two commenters (comments ASME8 and TVA2) request that Code
Case N-702, ``Alternative Requirements for Boiling Water Reactor (BWR)
Nozzle Inner Radius and Nozzle-to-Shell Welds, Section XI, Division
1,'' be conditionally accepted in the final RG. The NRC approved use of
the Code Case with certain criteria in a Safety Evaluation of BWRVIP-
108: BWR
[[Page 61330]]
Vessel and Internals Project, Technical Basis for the Reduction of
Inspection Requirements for the Boiling Water Reactor Nozzle-to-Vessel
Shell Welds and Nozzle Blend Radii,'' EPRI Technical Report 1003557,
October 2002 (ADAMS Accession No. ML023330203). The commenters believe
that these criteria provide a basis for the NRC to conditionally
approve the Code Case in RG 1.147.
Response: The NRC declines at this time to adopt the changes in the
final guide as suggested by the commenter. It would not be appropriate
to generically adopt the alternative nozzle examination requirements
without first having sought public comment on this Code Case. The NRC
agrees, however, that the NRC staff's Safety Evaluation (dated December
18, 2007, ADAMS Accession No. ML073600374) provides a basis for
approving Code Case N-702 in RG 1.47. Code Case N-702 will be addressed
the next draft guide.
Code Case N-747
Comment: The American Society of Mechanical Engineers (comment
ASME9) believes that the basis for listing Code Case N-747, ``Reactor
Vessel Head-to Flange Weld Examinations, Section XI, Division 1,'' in
DG-1193 (Code Cases not approved for use) was flawed, and the Code Case
should be unconditionally accepted in final Revision 16 of RG 1.147.
Response: The NRC declines at this time to adopt the changes in the
final guide as suggested by the commenter. It would not be appropriate
to adopt the Code Case in the final guide without first having sought
public comment. Nonetheless, the NRC staff has reviewed the additional
information provided by the ASME regarding the expected fluence levels
of reactor vessel head-to-flange welds and believes that an adequate
technical basis has been provided to support a conclusion that the
fracture toughness will remain high. Code Case N-747 will be addressed
in the next draft guide.
Code Case With Proposed Conditions--No Public Comments
In the proposed rule, the NRC proposed to condition Code Case N-
570-1. No public comments were received on the proposed conditions to
the Code Case. Thus, no changes have been made to the proposed adoption
of Code Case N-570-1.
Section III
Code Case N-570-1, Alternative Rules for Linear Piping and Linear
Standard Supports for Classes 1, 2, 3, and [Metal Cladding (MC)],
Section III, Division 1. Code Case N-570-1 references American National
Standards Institute (ANSI)/American Institute of Steel Construction
(AISC) N690-1994 s1, ``Supplement No. 1 to the Specification for the
Design, Fabrication, and Erection of Steel Safety-Related Structures
for Nuclear Facilities.'' However, the AISC issued Supplement 2 on
October 6, 2004. Supplement 2 supersedes Supplement 1. The updated
supplement (Supplement 2) is consistent with NRC positions and
requirements for new reactor support design. Thus, the NRC is
conditioning Code Case N-570-1 to require that ANSI/AISC N690-1994 s2,
``Supplement No. 2 to the Specification for the Design, Fabrication,
and Erection of Steel Safety-Related Structures for Nuclear
Facilities,'' be used when this code case is implemented.
III. NRC Approval of New and Amended ASME Code Cases
This final rule incorporates by reference the latest revisions of
the NRC RGs that list acceptable and conditionally acceptable ASME BPV
Code Cases. RG 1.84, Revis