In the Matter of The Coca-Cola Company; Analysis of Agreement Containing Consent Order to Aid Public Comment, 61141-61143 [2010-24838]
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Federal Register / Vol. 75, No. 191 / Monday, October 4, 2010 / Notices
the accommodation you will need,
including as much detail as you can.
Also include a way we can contact you
if we need more information. Please
allow at least five days advance notice;
last minute requests will be accepted,
but may be impossible to fill.
Proposed Agenda: Friday, October 22,
2010, 9:30 a.m.*
1. Announcements and Recent News.
2. Approval of Transcript—Meeting of
May 21, 2010.
3. Report from the North American
Numbering Plan Billing and Collection
(NANP B&C) Agent.
4. Report of the Billing and Collection
Working Group (B&C WG).
5. Report of the North American
Numbering Plan Administrator
(NANPA).
6. Report of the National Thousands
Block Pooling Administrator (PA).
7. Report of the Local Number
Portability Administration (LNPA)
Working Group.
8. Report of North American
Portability Management LLC (NAPM
LLC).
9. Report of the Telcordia Dispute
Resolution Team: Telcordia Appeal.
10. Report of the Numbering
Oversight Working Group.
11. Status of the Industry Numbering
Committee (INC) activities.
12. Report of the Future of Numbering
Working Group (FoN WG).
13. Summary of Action Items.
14. Public Comments and
Participation (5 minutes per speaker).
15. Other Business.
Adjourn no later than 5 p.m.
*The Agenda may be modified at the
discretion of the NANC Chairman with
the approval of the DFO.
Federal Communications Commission.
Marilyn Jones,
Attorney, Wireline Competition Bureau.
[FR Doc. 2010–24850 Filed 10–1–10; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL TRADE COMMISSION
[File No. 101 0107]
In the Matter of The Coca-Cola
Company; Analysis of Agreement
Containing Consent Order to Aid
Public Comment
Federal Trade Commission.
Proposed Consent Agreement.
jlentini on DSKJ8SOYB1PROD with NOTICES
AGENCY:
ACTION:
The consent agreement in this
matter settles alleged violations of
federal law prohibiting unfair or
deceptive acts or practices or unfair
methods of competition. The attached
Analysis of Agreement Containing
SUMMARY:
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17:23 Oct 01, 2010
Jkt 223001
Consent Order to Aid Public Comment
describes both the allegations in the
draft complaint and the terms of the
consent order — embodied in the
consent agreement — that would settle
these allegations.
DATES: Comments must be received on
or before October 27, 2010.
ADDRESSES: Interested parties are
invited to submit written comments
electronically or in paper form.
Comments should refer to ‘‘The CocaCola Company, File No. 101 0107’’ to
facilitate the organization of comments.
Please note that your comment —
including your name and your state —
will be placed on the public record of
this proceeding, including on the
publicly accessible FTC website, at
(https://www.ftc.gov/os/
publiccomments.shtm).
Because comments will be made
public, they should not include any
sensitive personal information, such as
an individual’s Social Security Number;
date of birth; driver’s license number or
other state identification number, or
foreign country equivalent; passport
number; financial account number; or
credit or debit card number. Comments
also should not include any sensitive
health information, such as medical
records or other individually
identifiable health information. In
addition, comments should not include
any ‘‘[t]rade secret or any commercial or
financial information which is obtained
from any person and which is privileged
or confidential. . . .,’’ as provided in
Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and Commission Rule 4.10(a)(2),
16 CFR 4.10(a)(2). Comments containing
material for which confidential
treatment is requested must be filed in
paper form, must be clearly labeled
‘‘Confidential,’’ and must comply with
FTC Rule 4.9(c), 16 CFR 4.9(c).1
Because paper mail addressed to the
FTC is subject to delay due to
heightened security screening, please
consider submitting your comments in
electronic form. Comments filed in
electronic form should be submitted by
using the following weblink: (https://
ftcpublic.commentworks.com/ftc/cocacola) and following the instructions on
the web-based form. To ensure that the
Commission considers an electronic
comment, you must file it on the webbased form at the weblink: (https://
1 The comment must be accompanied by an
explicit request for confidential treatment,
including the factual and legal basis for the request,
and must identify the specific portions of the
comment to be withheld from the public record.
The request will be granted or denied by the
Commission’s General Counsel, consistent with
applicable law and the public interest. See FTC
Rule 4.9(c), 16 CFR 4.9(c).
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61141
ftcpublic.commentworks.com/ftc/cocacola). If this Notice appears at (https://
www.regulations.gov/search/index.jsp),
you may also file an electronic comment
through that website. The Commission
will consider all comments that
regulations.gov forwards to it. You may
also visit the FTC website at (https://
www.ftc.gov/) to read the Notice and the
news release describing it.
A comment filed in paper form
should include the ‘‘The Coca-Cola
Company, File No. 101 0107’’ reference
both in the text and on the envelope,
and should be mailed or delivered to the
following address: Federal Trade
Commission, Office of the Secretary,
Room H-135 (Annex D), 600
Pennsylvania Avenue, NW, Washington,
DC 20580. The FTC is requesting that
any comment filed in paper form be sent
by courier or overnight service, if
possible, because U.S. postal mail in the
Washington area and at the Commission
is subject to delay due to heightened
security precautions.
The Federal Trade Commission Act
(‘‘FTC Act’’) and other laws the
Commission administers permit the
collection of public comments to
consider and use in this proceeding as
appropriate. The Commission will
consider all timely and responsive
public comments that it receives,
whether filed in paper or electronic
form. Comments received will be
available to the public on the FTC
website, to the extent practicable, at
(https://www.ftc.gov/os/publiccomments.
shtm). As a matter of discretion, the
Commission makes every effort to
remove home contact information for
individuals from the public comments it
receives before placing those comments
on the FTC website. More information,
including routine uses permitted by the
Privacy Act, may be found in the FTC’s
privacy policy, at (https://www.ftc.gov/
ftc/privacy.shtm).
FOR FURTHER INFORMATION CONTACT: Jill
Frumin, (202-326-2758), Bureau of
Competition, 600 Pennsylvania Avenue,
NW, Washington, D.C. 20580.
SUPPLEMENTARY INFORMATION: Pursuant
to section 6(f) of the Federal Trade
Commission Act, 38 Stat. 721, 15 U.S.C.
46(f), and § 2.34 the Commission Rules
of Practice, 16 CFR 2.34, notice is
hereby given that the above-captioned
consent agreement containing a consent
order to cease and desist, having been
filed with and accepted, subject to final
approval, by the Commission, has been
placed on the public record for a period
of thirty (30) days. The following
Analysis of Agreement Containing
Consent Order to Aid Public Comment
describes the terms of the consent
E:\FR\FM\04OCN1.SGM
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61142
Federal Register / Vol. 75, No. 191 / Monday, October 4, 2010 / Notices
agreement, and the allegations in the
complaint. An electronic copy of the
full text of the consent agreement
package can be obtained from the FTC
Home Page (for September 27, 2010), on
the World Wide Web, at (https://
www.ftc.gov/os/actions.shtm). A paper
copy can be obtained from the FTC
Public Reference Room, Room 130-H,
600 Pennsylvania Avenue, NW,
Washington, D.C. 20580, either in
person or by calling (202) 326-2222.
Public comments are invited, and may
be filed with the Commission in either
paper or electronic form. All comments
should be filed as prescribed in the
ADDRESSES section above, and must be
received on or before the date specified
in the DATES section.
jlentini on DSKJ8SOYB1PROD with NOTICES
Analysis of Agreement Containing
Consent Order to Aid Public Comment
I. Introduction
The Federal Trade Commission
(‘‘Commission’’) has accepted, subject to
final approval, an Agreement
Containing Consent Order from
Respondent The Coca-Cola Company
(‘‘TCCC’’) to address concerns in
connection with TCCC’s acquisition of
its largest bottler and the subsequent
exclusive license from Dr Pepper
Snapple Group, Inc. (‘‘DPSG’’), to bottle,
distribute, and sell the Dr Pepper, Diet
Dr Pepper, and Canada Dry carbonated
soft drink brands of DPSG in certain
territories. The Consent Agreement,
among other things, requires that TCCC
limit the persons within the company
who have access to the commercially
sensitive confidential information that
DPSG may provide to TCCC to carry out
the distribution functions contemplated
by the license.
The DPSG-TCCC license agreement
followed TCCC’s announced proposed
acquisition of the North American
business of its largest bottler, Coca-Cola
Enterprises Inc. (‘‘CCE’’). CCE is licensed
by TCCC and DPSG to bottle and
distribute many of their carbonated soft
drink brands. Following the acquisition,
TCCC, through its subsidiary Coca-Cola
Refreshments U.S.A., Inc. (‘‘CCR’’), will
take on the bottling and distribution
functions previously performed in the
United States by CCE.
The Complaint alleges that TCCC’s
access to DPSG’s commercially sensitive
confidential marketing and brand plans,
without adequate safeguards to ensure
that TCCC will not misuse the
information, could lead to
anticompetitive conduct that would
make DPSG a less effective competitor
and/or facilitate coordination in the
industry. The proposed Consent
Agreement remedies this concern by
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17:23 Oct 01, 2010
Jkt 223001
limiting access to the DPSG
commercially sensitive information to
TCCC employees who perform
traditional carbonated soft drink ‘‘bottler
functions’’ formerly performed by CCE
and not permitting access to TCCC
employees involved in traditional
‘‘concentrate-related functions.’’
II. Respondent The Coca-Cola Company
TCCC is a corporation organized,
existing, and doing business under and
by virtue of the laws of the State of
Delaware, with its office and principal
place of business located at 1 Coca-Cola
Plaza, Atlanta, Georgia 30313. It is the
world’s largest soft drink company and
makes or licenses more than 3,000
drinks under 500 brand names in 200
countries. In 2009, TCCC’s worldwide
revenues from the sale of all products
were about $31 billion.
III. Licensor Dr Pepper Snapple Group,
Inc.
DPSG is a corporation organized,
existing, and doing business under and
by virtue of the laws of the State of
Delaware, with its office and principal
place of business located at 5301 Legacy
Drive, Plano, Texas 75024. Among other
things, DPSG produces the concentrate
for the DPSG carbonated soft drink
brands that are distributed by its
bottlers. Some of these brands are Dr
Pepper, Diet Dr Pepper, Crush, Canada
Dry, Schweppes, Vernor’s, A&W Root
Beer, 7-UP, RC Cola, Sunkist, and
Squirt. In 2009, DPSG’s net sales were
about $5.5 billion, and its United States
net sales of carbonated soft drink
concentrate were about $1.1 billion. Dr
Pepper Seven Up, Inc., will sign the
license with TCCC.
IV. The Bottler
A. Coca-Cola Enterprises Inc.
CCE is a corporation organized,
existing and doing business under and
by virtue of the laws of the State of
Delaware, with its principal place of
business located at 2500 Windy Ridge
Parkway Suite 700, Atlanta, Georgia
30039. It is the largest TCCC bottler in
North America, spanning 46 states and
the District of Columbia. In 2009, CCE’s
sales of carbonated soft drinks totaled
about $21 billion. CCE’s North
American business operations
contributed 70% of this revenue. CCE
accounts for about 75-80% of TCCC’s
North America bottler-distributed
volume, and TCCC products represent
over 90% of CCE’s total volume.
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V. The Transactions
A. The Bottler Acquisition
On February 25, 2010, TCCC reached
an agreement with CCE to acquire the
North American assets of CCE for $12.3
billion. At the time of the agreement,
TCCC owned about 34% of CCE. Postacquisition, the North American
operations of CCE will be subsumed
within a new organization known as
Coca-Cola Refreshments USA, Inc.
(‘‘CCR’’). CCR’s business will comprise
CCE’s current North American
operations, and CCR also will have
responsibility for the supply chain for
still beverages and juices, fountain/
Freestyle, and national key customer
management. Post-acquisition, CocaCola USA will manufacture and supply
concentrate and engage in consumer
brand marketing and innovation with
respect to new drinks and brands.
B. The DPSG-TCCC License Agreement
Following the agreement to acquire
CCE, TCCC sought a license to continue
to bottle and distribute the DPSG brands
that CCE had distributed. (The DPSG
license held by CCE was terminated by
DPSG as a result of the proposed
acquisition.) In the DPSG-CCR license
agreement, TCCC agreed to bottle and
distribute DPSG’s Dr Pepper brand
products and Canada Dry products in
the former CCE territories, where CCE
had been producing and distributing
these products. TCCC to agreed to pay
DPSG $715 million for a non-exclusive
license to produce and an exclusive,
twenty-year2 license to distribute and
sell those brands.
Under the license agreement, CCR has
agreed, among other things to, (a)
distribute the Dr Pepper brand in all
classes of trade based on certain TCCC
brands; (b) grow the Dr Pepper brand
based in some measure on certain sales
criteria of other bottlers; and (c)
advertise, promote, and market the Dr
Pepper brand and provide sales support
for such promotions, based in some
measure on CCR’s advertising,
promotions, and marketing of certain
TCCC brands.
C. The DPSG-CCR Freestyle Agreement
TCCC also will give Dr Pepper access
to TCCC’s new proprietary ‘‘Freestyle’’
fountain dispensing equipment. The
Freestyle machine has a footprint
comparable to a traditional lever-based
fountain dispenser, but it allows users
to create more than 120 custom-flavored
beverages. DPSG values the Freestyle
2 The license agreement is for an initial term of
twenty (20) years, with automatic renewal for
additional twenty (20) year periods, unless
terminated pursuant to its terms.
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Federal Register / Vol. 75, No. 191 / Monday, October 4, 2010 / Notices
Participation Agreement at
approximately $115 million.
jlentini on DSKJ8SOYB1PROD with NOTICES
VI. The Proposed Complaint
The Commission’s Complaint alleges
that TCCC and DPSG are direct
competitors in the highly concentrated
and difficult to enter (a) branded
concentrate and (b) branded directstore-delivered carbonated soft drink
markets. The concentrate market is
national, and the branded soft drink
markets are local. Total United States
sales of concentrate is about $9 billion,
and total United States sales of
carbonated soft drinks, measured at
retail, is about $70 billion.
To carry out the distribution activities
currently undertaken by the bottler and
contemplated under the license
agreement, DPSG will need to provide
commercially sensitive confidential
information about its marketing plans to
CCR, the newly created TCCC bottler
subsidiary. DPSG currently provides
this sort of information to CCE in order
for it to perform its bottler or
distribution functions. The Commission
is concerned that TCCC’s access to this
information could enable it to use the
information in ways that could impair
DPSG’s ability to compete and
ultimately injure competition by
weakening a competitor or facilitating
coordination in the industry. The
Complaint alleges that TCCC’s access to
DPSG’s confidential information could
eliminate competition between TCCC
and DPSG, increase the likelihood that
TCCC may unilaterally exercise market
power, and facilitate coordinated
interaction in the industry.
VII. The Proposed Consent Order
Under the proposed Consent Order, to
remedy the alleged competitive concern
associated with access to the DPSG
commercially sensitive confidential
information, TCCC will be required to
set up a ‘‘firewall’’ to ensure that persons
at TCCC who may be in a position to use
the DPSG commercially sensitive
information in ways that may injure
DPSG and/or facilitate coordination will
not be allowed access to such
information. Persons at TCCC who are
assigned to perform traditional ‘‘bottler
functions’’– the kinds of functions that
CCE have historically performed for
DPSG – will be permitted access to the
DPSG information. Persons responsible
for ‘‘concentrate-related functions’’– the
kinds of functions that TCCC engaged in
as a competitor of DPSG when both had
their brands distributed by CCE – will
not be permitted access to the DPSG
information.
The proposed Consent Agreement
provides for the appointment of a
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18:22 Oct 01, 2010
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61143
monitor to assure TCCC’s compliance
with the Consent Order. The monitor
will have a fiduciary responsibility to
the Commission. The monitor will be
appointed for a five (5) year term, but
the Commission may extend or modify
the term as appropriate.
The proposed Consent Agreement
contains a prior notice provision for
subsequent acquisitions by TCCC of its
franchised bottlers that also are licensed
to distribute DPSG products. Under the
order, TCCC will be required to give the
Commission forty-five (45) advance
notice of a proposed acquisition that is
not subject to the Hart-Scott-Rodino Act
and provide the Commission with all
management documents relating to the
proposed acquisition. If the 45-day
period expires without Commission
action, TCCC will be permitted to
consummate the proposed acquisition
and use DPSG confidential information
in the territories of the newly acquired
bottler as specified in this order. The
standard Hart-Scott-Rodino procedures
and time periods would continue to
apply for Hart-Scott-Rodino reportable
transactions.
The order, like the DPSG-TCCC
license agreement, will have a term of
twenty (20) years.
In notice document 2010–23374
beginning on page 57274 in the issue of
Monday, September 20, 2010 make the
following corrections:
1. On page 57275, in the first column,
under the ADDRESSES section, in the
second line, ‘‘(GAO–1O–853G)’’ should
read ‘‘(GAO–10–853G)’’.
2. On the same page, in the same
column, under the ADDRESSES section,
in the third and fourth lines, ‘‘https://
www.gao.gov/govaud/vbkO1.htm.’’
should read ‘‘https://www.gao.gov/
govaud/ybk01.htm.’’.
3. On the same page, in the same
column, under the SUPPLEMENTARY
INFORMATION section, in the seventh line,
‘‘yeJlowbookgao.gov’’ should read
‘‘yellowbook@gao.gov.’’
VIII. Opportunity for Public Comment
Meeting of the Advisory Committee on
Blood Safety and Availability
The Consent Agreement has been
placed on the public record for thirty
(30) days for receipt of comments from
interested persons. Comments received
during this period will become part of
the public record. After thirty days, the
Commission will again review the
proposed Consent Agreement, as well as
the comments received, and will decide
whether it should withdraw from the
Consent Agreement or make final the
Decision and Order.
By accepting the Consent Agreement
subject to final approval, the
Commission anticipates that the
competitive problem alleged in the
Complaint will be resolved. The
purpose of this analysis is to invite and
facilitate public comment concerning
the Consent Agreement. It is not
intended to constitute an official
interpretation of the proposed Consent
Agreement, nor is it intended to modify
the terms of the Decision and Order in
any way.
By direction of the Commission,
Commissioner Ramirez recused.
Donald S. Clark,
Secretary.
[FR Doc. 2010–24838 Filed 10–1–10; 12:10 pm]
BILLING CODE 6750–01–S
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GOVERNMENT ACCOUNTABILITY
OFFICE
Financial Management and Assurance;
Government Auditing Standards
Correction
[FR Doc. C1–2010–23374 Filed 10–1–10; 8:45 am]
BILLING CODE 1505–01–D
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Office of the Assistant
Secretary for Health, Office of the
Secretary, Department of Health and
Human Services.
ACTION: Notice.
AGENCY:
As stipulated by the Federal
Advisory Committee Act, the U.S.
Department of Health and Human
Services is hereby giving notice that the
Advisory Committee on Blood Safety
and Availability (ACBSA) will hold a
meeting. The meeting will be open to
the public.
DATES: The meeting will take place
Thursday, November 4, and Friday,
November 5, 2010, from 8:30 a.m. to 5
p.m.
ADDRESSES: The Universities at Shady
Grove, 9630 Gudelsky Drive, Rockville,
Maryland 20850, Phone: 301–738–6000.
FOR FURTHER INFORMATION CONTACT: Jerry
A. Holmberg, PhD, Executive Secretary,
Advisory Committee on Blood Safety
and Availability, Office of the Assistant
Secretary for Health, Department of
Health and Human Services, 1101
Wootton Parkway, Suite 250, Rockville,
MD 20852, (240) 453–8803, FAX (240)
453–8456, e-mail ACBSA@hhs.gov.
SUPPLEMENTARY INFORMATION: The
Advisory Committee on Blood Safety
SUMMARY:
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Agencies
[Federal Register Volume 75, Number 191 (Monday, October 4, 2010)]
[Notices]
[Pages 61141-61143]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-24838]
=======================================================================
-----------------------------------------------------------------------
FEDERAL TRADE COMMISSION
[File No. 101 0107]
In the Matter of The Coca-Cola Company; Analysis of Agreement
Containing Consent Order to Aid Public Comment
AGENCY: Federal Trade Commission.
ACTION: Proposed Consent Agreement.
-----------------------------------------------------------------------
SUMMARY: The consent agreement in this matter settles alleged
violations of federal law prohibiting unfair or deceptive acts or
practices or unfair methods of competition. The attached Analysis of
Agreement Containing Consent Order to Aid Public Comment describes both
the allegations in the draft complaint and the terms of the consent
order -- embodied in the consent agreement -- that would settle these
allegations.
DATES: Comments must be received on or before October 27, 2010.
ADDRESSES: Interested parties are invited to submit written comments
electronically or in paper form. Comments should refer to ``The Coca-
Cola Company, File No. 101 0107'' to facilitate the organization of
comments. Please note that your comment -- including your name and your
state -- will be placed on the public record of this proceeding,
including on the publicly accessible FTC website, at (https://www.ftc.gov/os/publiccomments.shtm).
Because comments will be made public, they should not include any
sensitive personal information, such as an individual's Social Security
Number; date of birth; driver's license number or other state
identification number, or foreign country equivalent; passport number;
financial account number; or credit or debit card number. Comments also
should not include any sensitive health information, such as medical
records or other individually identifiable health information. In
addition, comments should not include any ``[t]rade secret or any
commercial or financial information which is obtained from any person
and which is privileged or confidential. . . .,'' as provided in
Section 6(f) of the FTC Act, 15 U.S.C. 46(f), and Commission Rule
4.10(a)(2), 16 CFR 4.10(a)(2). Comments containing material for which
confidential treatment is requested must be filed in paper form, must
be clearly labeled ``Confidential,'' and must comply with FTC Rule
4.9(c), 16 CFR 4.9(c).\1\
---------------------------------------------------------------------------
\1\ The comment must be accompanied by an explicit request for
confidential treatment, including the factual and legal basis for
the request, and must identify the specific portions of the comment
to be withheld from the public record. The request will be granted
or denied by the Commission's General Counsel, consistent with
applicable law and the public interest. See FTC Rule 4.9(c), 16 CFR
4.9(c).
---------------------------------------------------------------------------
Because paper mail addressed to the FTC is subject to delay due to
heightened security screening, please consider submitting your comments
in electronic form. Comments filed in electronic form should be
submitted by using the following weblink: (https://ftcpublic.commentworks.com/ftc/coca-cola) and following the
instructions on the web-based form. To ensure that the Commission
considers an electronic comment, you must file it on the web-based form
at the weblink: (https://ftcpublic.commentworks.com/ftc/coca-cola). If
this Notice appears at (https://www.regulations.gov/search/index.jsp),
you may also file an electronic comment through that website. The
Commission will consider all comments that regulations.gov forwards to
it. You may also visit the FTC website at (https://www.ftc.gov/) to read
the Notice and the news release describing it.
A comment filed in paper form should include the ``The Coca-Cola
Company, File No. 101 0107'' reference both in the text and on the
envelope, and should be mailed or delivered to the following address:
Federal Trade Commission, Office of the Secretary, Room H-135 (Annex
D), 600 Pennsylvania Avenue, NW, Washington, DC 20580. The FTC is
requesting that any comment filed in paper form be sent by courier or
overnight service, if possible, because U.S. postal mail in the
Washington area and at the Commission is subject to delay due to
heightened security precautions.
The Federal Trade Commission Act (``FTC Act'') and other laws the
Commission administers permit the collection of public comments to
consider and use in this proceeding as appropriate. The Commission will
consider all timely and responsive public comments that it receives,
whether filed in paper or electronic form. Comments received will be
available to the public on the FTC website, to the extent practicable,
at (https://www.ftc.gov/os/publiccomments.shtm). As a matter of
discretion, the Commission makes every effort to remove home contact
information for individuals from the public comments it receives before
placing those comments on the FTC website. More information, including
routine uses permitted by the Privacy Act, may be found in the FTC's
privacy policy, at (https://www.ftc.gov/ftc/privacy.shtm).
FOR FURTHER INFORMATION CONTACT: Jill Frumin, (202-326-2758), Bureau of
Competition, 600 Pennsylvania Avenue, NW, Washington, D.C. 20580.
SUPPLEMENTARY INFORMATION: Pursuant to section 6(f) of the Federal
Trade Commission Act, 38 Stat. 721, 15 U.S.C. 46(f), and Sec. 2.34 the
Commission Rules of Practice, 16 CFR 2.34, notice is hereby given that
the above-captioned consent agreement containing a consent order to
cease and desist, having been filed with and accepted, subject to final
approval, by the Commission, has been placed on the public record for a
period of thirty (30) days. The following Analysis of Agreement
Containing Consent Order to Aid Public Comment describes the terms of
the consent
[[Page 61142]]
agreement, and the allegations in the complaint. An electronic copy of
the full text of the consent agreement package can be obtained from the
FTC Home Page (for September 27, 2010), on the World Wide Web, at
(https://www.ftc.gov/os/actions.shtm). A paper copy can be obtained from
the FTC Public Reference Room, Room 130-H, 600 Pennsylvania Avenue, NW,
Washington, D.C. 20580, either in person or by calling (202) 326-2222.
Public comments are invited, and may be filed with the Commission
in either paper or electronic form. All comments should be filed as
prescribed in the ADDRESSES section above, and must be received on or
before the date specified in the DATES section.
Analysis of Agreement Containing Consent Order to Aid Public Comment
I. Introduction
The Federal Trade Commission (``Commission'') has accepted, subject
to final approval, an Agreement Containing Consent Order from
Respondent The Coca-Cola Company (``TCCC'') to address concerns in
connection with TCCC's acquisition of its largest bottler and the
subsequent exclusive license from Dr Pepper Snapple Group, Inc.
(``DPSG''), to bottle, distribute, and sell the Dr Pepper, Diet Dr
Pepper, and Canada Dry carbonated soft drink brands of DPSG in certain
territories. The Consent Agreement, among other things, requires that
TCCC limit the persons within the company who have access to the
commercially sensitive confidential information that DPSG may provide
to TCCC to carry out the distribution functions contemplated by the
license.
The DPSG-TCCC license agreement followed TCCC's announced proposed
acquisition of the North American business of its largest bottler,
Coca-Cola Enterprises Inc. (``CCE''). CCE is licensed by TCCC and DPSG
to bottle and distribute many of their carbonated soft drink brands.
Following the acquisition, TCCC, through its subsidiary Coca-Cola
Refreshments U.S.A., Inc. (``CCR''), will take on the bottling and
distribution functions previously performed in the United States by
CCE.
The Complaint alleges that TCCC's access to DPSG's commercially
sensitive confidential marketing and brand plans, without adequate
safeguards to ensure that TCCC will not misuse the information, could
lead to anticompetitive conduct that would make DPSG a less effective
competitor and/or facilitate coordination in the industry. The proposed
Consent Agreement remedies this concern by limiting access to the DPSG
commercially sensitive information to TCCC employees who perform
traditional carbonated soft drink ``bottler functions'' formerly
performed by CCE and not permitting access to TCCC employees involved
in traditional ``concentrate-related functions.''
II. Respondent The Coca-Cola Company
TCCC is a corporation organized, existing, and doing business under
and by virtue of the laws of the State of Delaware, with its office and
principal place of business located at 1 Coca-Cola Plaza, Atlanta,
Georgia 30313. It is the world's largest soft drink company and makes
or licenses more than 3,000 drinks under 500 brand names in 200
countries. In 2009, TCCC's worldwide revenues from the sale of all
products were about $31 billion.
III. Licensor Dr Pepper Snapple Group, Inc.
DPSG is a corporation organized, existing, and doing business under
and by virtue of the laws of the State of Delaware, with its office and
principal place of business located at 5301 Legacy Drive, Plano, Texas
75024. Among other things, DPSG produces the concentrate for the DPSG
carbonated soft drink brands that are distributed by its bottlers. Some
of these brands are Dr Pepper, Diet Dr Pepper, Crush, Canada Dry,
Schweppes, Vernor's, A&W Root Beer, 7-UP, RC Cola, Sunkist, and Squirt.
In 2009, DPSG's net sales were about $5.5 billion, and its United
States net sales of carbonated soft drink concentrate were about $1.1
billion. Dr Pepper Seven Up, Inc., will sign the license with TCCC.
IV. The Bottler
A. Coca-Cola Enterprises Inc.
CCE is a corporation organized, existing and doing business under
and by virtue of the laws of the State of Delaware, with its principal
place of business located at 2500 Windy Ridge Parkway Suite 700,
Atlanta, Georgia 30039. It is the largest TCCC bottler in North
America, spanning 46 states and the District of Columbia. In 2009,
CCE's sales of carbonated soft drinks totaled about $21 billion. CCE's
North American business operations contributed 70% of this revenue. CCE
accounts for about 75-80% of TCCC's North America bottler-distributed
volume, and TCCC products represent over 90% of CCE's total volume.
V. The Transactions
A. The Bottler Acquisition
On February 25, 2010, TCCC reached an agreement with CCE to acquire
the North American assets of CCE for $12.3 billion. At the time of the
agreement, TCCC owned about 34% of CCE. Post-acquisition, the North
American operations of CCE will be subsumed within a new organization
known as Coca-Cola Refreshments USA, Inc. (``CCR''). CCR's business
will comprise CCE's current North American operations, and CCR also
will have responsibility for the supply chain for still beverages and
juices, fountain/Freestyle, and national key customer management. Post-
acquisition, Coca-Cola USA will manufacture and supply concentrate and
engage in consumer brand marketing and innovation with respect to new
drinks and brands.
B. The DPSG-TCCC License Agreement
Following the agreement to acquire CCE, TCCC sought a license to
continue to bottle and distribute the DPSG brands that CCE had
distributed. (The DPSG license held by CCE was terminated by DPSG as a
result of the proposed acquisition.) In the DPSG-CCR license agreement,
TCCC agreed to bottle and distribute DPSG's Dr Pepper brand products
and Canada Dry products in the former CCE territories, where CCE had
been producing and distributing these products. TCCC to agreed to pay
DPSG $715 million for a non-exclusive license to produce and an
exclusive, twenty-year\2\ license to distribute and sell those brands.
---------------------------------------------------------------------------
\2\ The license agreement is for an initial term of twenty (20)
years, with automatic renewal for additional twenty (20) year
periods, unless terminated pursuant to its terms.
---------------------------------------------------------------------------
Under the license agreement, CCR has agreed, among other things to,
(a) distribute the Dr Pepper brand in all classes of trade based on
certain TCCC brands; (b) grow the Dr Pepper brand based in some measure
on certain sales criteria of other bottlers; and (c) advertise,
promote, and market the Dr Pepper brand and provide sales support for
such promotions, based in some measure on CCR's advertising,
promotions, and marketing of certain TCCC brands.
C. The DPSG-CCR Freestyle Agreement
TCCC also will give Dr Pepper access to TCCC's new proprietary
``Freestyle'' fountain dispensing equipment. The Freestyle machine has
a footprint comparable to a traditional lever-based fountain dispenser,
but it allows users to create more than 120 custom-flavored beverages.
DPSG values the Freestyle
[[Page 61143]]
Participation Agreement at approximately $115 million.
VI. The Proposed Complaint
The Commission's Complaint alleges that TCCC and DPSG are direct
competitors in the highly concentrated and difficult to enter (a)
branded concentrate and (b) branded direct-store-delivered carbonated
soft drink markets. The concentrate market is national, and the branded
soft drink markets are local. Total United States sales of concentrate
is about $9 billion, and total United States sales of carbonated soft
drinks, measured at retail, is about $70 billion.
To carry out the distribution activities currently undertaken by
the bottler and contemplated under the license agreement, DPSG will
need to provide commercially sensitive confidential information about
its marketing plans to CCR, the newly created TCCC bottler subsidiary.
DPSG currently provides this sort of information to CCE in order for it
to perform its bottler or distribution functions. The Commission is
concerned that TCCC's access to this information could enable it to use
the information in ways that could impair DPSG's ability to compete and
ultimately injure competition by weakening a competitor or facilitating
coordination in the industry. The Complaint alleges that TCCC's access
to DPSG's confidential information could eliminate competition between
TCCC and DPSG, increase the likelihood that TCCC may unilaterally
exercise market power, and facilitate coordinated interaction in the
industry.
VII. The Proposed Consent Order
Under the proposed Consent Order, to remedy the alleged competitive
concern associated with access to the DPSG commercially sensitive
confidential information, TCCC will be required to set up a
``firewall'' to ensure that persons at TCCC who may be in a position to
use the DPSG commercially sensitive information in ways that may injure
DPSG and/or facilitate coordination will not be allowed access to such
information. Persons at TCCC who are assigned to perform traditional
``bottler functions''- the kinds of functions that CCE have
historically performed for DPSG - will be permitted access to the DPSG
information. Persons responsible for ``concentrate-related functions''-
the kinds of functions that TCCC engaged in as a competitor of DPSG
when both had their brands distributed by CCE - will not be permitted
access to the DPSG information.
The proposed Consent Agreement provides for the appointment of a
monitor to assure TCCC's compliance with the Consent Order. The monitor
will have a fiduciary responsibility to the Commission. The monitor
will be appointed for a five (5) year term, but the Commission may
extend or modify the term as appropriate.
The proposed Consent Agreement contains a prior notice provision
for subsequent acquisitions by TCCC of its franchised bottlers that
also are licensed to distribute DPSG products. Under the order, TCCC
will be required to give the Commission forty-five (45) advance notice
of a proposed acquisition that is not subject to the Hart-Scott-Rodino
Act and provide the Commission with all management documents relating
to the proposed acquisition. If the 45-day period expires without
Commission action, TCCC will be permitted to consummate the proposed
acquisition and use DPSG confidential information in the territories of
the newly acquired bottler as specified in this order. The standard
Hart-Scott-Rodino procedures and time periods would continue to apply
for Hart-Scott-Rodino reportable transactions.
The order, like the DPSG-TCCC license agreement, will have a term
of twenty (20) years.
VIII. Opportunity for Public Comment
The Consent Agreement has been placed on the public record for
thirty (30) days for receipt of comments from interested persons.
Comments received during this period will become part of the public
record. After thirty days, the Commission will again review the
proposed Consent Agreement, as well as the comments received, and will
decide whether it should withdraw from the Consent Agreement or make
final the Decision and Order.
By accepting the Consent Agreement subject to final approval, the
Commission anticipates that the competitive problem alleged in the
Complaint will be resolved. The purpose of this analysis is to invite
and facilitate public comment concerning the Consent Agreement. It is
not intended to constitute an official interpretation of the proposed
Consent Agreement, nor is it intended to modify the terms of the
Decision and Order in any way.
By direction of the Commission, Commissioner Ramirez recused.
Donald S. Clark,
Secretary.
[FR Doc. 2010-24838 Filed 10-1-10; 12:10 pm]
BILLING CODE 6750-01-S