Iowa Disaster Number IA-00024, 57997-57998 [2010-23801]

Download as PDF Federal Register / Vol. 75, No. 184 / Thursday, September 23, 2010 / Notices A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of Iowa, dated 07/29/2010, is hereby amended to establish the incident period for this disaster as beginning 06/01/2010 and continuing through 08/31/2010. All other information in the original declaration remains unchanged. FOR FURTHER INFORMATION CONTACT: (Catalog of Federal Domestic Assistance Numbers 59002 and 59008). [Disaster Declaration #12266 and #12267] Texas Disaster Number TX–00361 U.S. Small Business Administration. ACTION: Amendment 2. AGENCY: srobinson on DSKHWCL6B1PROD with NOTICES BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration # 12322 and # 12323] This is an amendment of the Presidential declaration of a major disaster for the State of Texas (FEMA– 1931–DR), dated 08/03/2010. Incident: Hurricane Alex. Incident Period: 06/30/2010 through 08/14/2010. Effective Date: 09/16/2010. Physical Loan Application Deadline Date: 10/04/2010. EIDL Loan Application Deadline Date: 05/03/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: The notice of the Presidential disaster declaration for the State of Texas, dated 08/03/2010 is hereby amended to include the following areas as adversely affected by the disaster: Primary Counties: (Physical Damage and Economic Injury Loans): Lubbock. Contiguous Counties: (Economic Injury Loans Only): Texas: Crosby, Floyd, Garza, Hale, The Interest Rates are: For Physical Damage Non-Profit Organizations with Credit Available Elsewhere ... PO 00000 Frm 00111 Fmt 4703 Sfmt 4703 Percent Non-Profit Organizations without Credit Available Elsewhere ..................................... For Economic Injury Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.000 3.000 The number assigned to this disaster for physical damage is 12322B and for economic injury is 12323B. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2010–23804 Filed 9–22–10; 8:45 am] BILLING CODE 8025–01–P This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Tennessee (FEMA–1937– DR), dated 09/15/2010. Incident: Severe Storms and Flooding. Incident Period: 08/17/2010 through 08/21/2010 DATES: Effective Date: 09/15/2010. Physical Loan Application Deadline Date: 11/15/2010. Economic Injury (EIDL) Loan Application Deadline Date: 06/15/2011. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 09/15/2010, Private Non-Profit organizations that provide essential services of governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties: Clay, Cocke, Hardin, Jackson, Macon, Overton, Pickett, Putnam, Smith, Wayne. SUMMARY: SMALL BUSINESS ADMINISTRATION Jkt 220001 [FR Doc. 2010–23803 Filed 9–22–10; 8:45 am] U.S. Small Business Administration. ACTION: Notice. BILLING CODE 8025–01–P 16:52 Sep 22, 2010 James E. Rivera, Associate Administrator for Disaster Assistance. AGENCY: [FR Doc. 2010–23799 Filed 9–22–10; 8:45 am] VerDate Mar<15>2010 (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) Tennessee Disaster # TN–00043 James E. Rivera, Associate Administrator for Disaster Assistance. SUMMARY: Hockley, Lamb, Lynn, Terry. All other information in the original declaration remains unchanged. 57997 SMALL BUSINESS ADMINISTRATION [Disaster Declaration #12279 and #12280] Iowa Disaster Number IA–00024 U.S. Small Business Administration. AGENCY: ACTION: Amendment 2. This is an amendment of the Presidential declaration of a major disaster for the State of Iowa (FEMA– 1930–DR), dated 08/14/2010. Incident: Severe Storms, Flooding, and Tornadoes. Incident Period: 06/01/2010 and continuing through 08/31/2010. SUMMARY: Effective Date: 08/31/2010. Physical Loan Application Deadline Date: 10/13/2010. EIDL Loan Application Deadline Date: 05/16/2011. DATES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. ADDRESSES: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. FOR FURTHER INFORMATION CONTACT: The notice of the President’s major disaster declaration for the State of IOWA, dated 08/14/2010 is hereby amended to establish the incident period for this Percent disaster as beginning 06/01/2010 and continuing through 08/31/2010. All other information in the original 3.625 declaration remains unchanged. SUPPLEMENTARY INFORMATION: E:\FR\FM\23SEN1.SGM 23SEN1 57998 Federal Register / Vol. 75, No. 184 / Thursday, September 23, 2010 / Notices (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2010–23801 Filed 9–22–10; 8:45 am] BILLING CODE 8025–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–62935; File No. 4–613] Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d– 2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and BATS–Y Exchange, Inc. September 17, 2010. Pursuant to Section 17(d) of the Securities Exchange Act of 1934 (‘‘Act’’),1 and Rule 17d–2 thereunder,2 notice is hereby given that on September 3, 2010, BATS–Y Exchange, Inc. (‘‘BYX’’) and the Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) (together with BYX, the ‘‘Parties’’) filed with the Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’) a plan for the allocation of regulatory responsibilities, dated September 3, 2010 (‘‘17d–2 Plan’’ or the ‘‘Plan’’). The Commission is publishing this notice to solicit comments on the 17d–2 Plan from interested persons. srobinson on DSKHWCL6B1PROD with NOTICES I. Introduction Section 19(g)(1) of the Act,3 among other things, requires every selfregulatory organization (‘‘SRO’’) registered as either a national securities exchange or national securities association to examine for, and enforce compliance by, its members and persons associated with its members with the Act, the rules and regulations thereunder, and the SRO’s own rules, unless the SRO is relieved of this responsibility pursuant to Section 17(d) or Section 19(g)(2) of the Act.4 Without this relief, the statutory obligation of each individual SRO could result in a pattern of multiple examinations of broker-dealers that maintain memberships in more than one SRO (‘‘common members’’). Such regulatory duplication would add unnecessary expenses for common members and their SROs. 1 15 U.S.C. 78q(d). CFR 240.17d–2. 3 15 U.S.C. 78s(g)(1). 4 15 U.S.C. 78q(d) and 15 U.S.C. 78s(g)(2), respectively. 2 17 VerDate Mar<15>2010 16:52 Sep 22, 2010 Jkt 220001 Section 17(d)(1) of the Act 5 was intended, in part, to eliminate unnecessary multiple examinations and regulatory duplication.6 With respect to a common member, Section 17(d)(1) authorizes the Commission, by rule or order, to relieve an SRO of the responsibility to receive regulatory reports, to examine for and enforce compliance with applicable statutes, rules, and regulations, or to perform other specified regulatory functions. To implement Section 17(d)(1), the Commission adopted two rules: Rule 17d–1 and Rule 17d–2 under the Act.7 Rule 17d–1 authorizes the Commission to name a single SRO as the designated examining authority (‘‘DEA’’) to examine common members for compliance with the financial responsibility requirements imposed by the Act, or by Commission or SRO rules.8 When an SRO has been named as a common member’s DEA, all other SROs to which the common member belongs are relieved of the responsibility to examine the firm for compliance with the applicable financial responsibility rules. On its face, Rule 17d–1 deals only with an SRO’s obligations to enforce member compliance with financial responsibility requirements. Rule 17d–1 does not relieve an SRO from its obligation to examine a common member for compliance with its own rules and provisions of the federal securities laws governing matters other than financial responsibility, including sales practices and trading activities and practices. To address regulatory duplication in these and other areas, the Commission adopted Rule 17d–2 under the Act.9 Rule 17d–2 permits SROs to propose joint plans for the allocation of regulatory responsibilities with respect to their common members. Under paragraph (c) of Rule 17d–2, the Commission may declare such a plan effective if, after providing for appropriate notice and comment, it determines that the plan is necessary or appropriate in the public interest and for the protection of investors; to foster cooperation and coordination among the SROs; to remove impediments to, and foster the development of, a national market system and a national clearance and settlement system; and is in 5 15 U.S.C. 78q(d)(1). Securities Act Amendments of 1975, Report of the Senate Committee on Banking, Housing, and Urban Affairs to Accompany S. 249, S. Rep. No. 94– 75, 94th Cong., 1st Session 32 (1975). 7 17 CFR 240.17d–1 and 17 CFR 240.17d–2, respectively. 8 See Securities Exchange Act Release No. 12352 (April 20, 1976), 41 FR 18808 (May 7, 1976). 9 See Securities Exchange Act Release No. 12935 (October 28, 1976), 41 FR 49091 (November 8, 1976). 6 See PO 00000 Frm 00112 Fmt 4703 Sfmt 4703 conformity with the factors set forth in Section 17(d) of the Act. Commission approval of a plan filed pursuant to Rule 17d–2 relieves an SRO of those regulatory responsibilities allocated by the plan to another SRO. II. Proposed Plan The proposed 17d–2 Plan is intended to reduce regulatory duplication for firms that are common members of both BYX and FINRA.10 Pursuant to the proposed 17d–2 Plan, FINRA would assume certain examination and enforcement responsibilities for common members with respect to certain applicable laws, rules, and regulations. The text of the Plan delineates the proposed regulatory responsibilities with respect to the Parties. Included in the proposed Plan is an exhibit (the ‘‘BATS–Y Exchange Rules Certification for 17d–2 Agreement with FINRA,’’ referred to herein as the ‘‘Certification’’) that lists every BYX rule, and select federal securities laws, rules, and regulations, for which FINRA would bear responsibility under the Plan for overseeing and enforcing with respect to BYX members that are also members of FINRA and the associated persons therewith (‘‘Dual Members’’). Specifically, under the 17d–2 Plan, FINRA would assume examination and enforcement responsibility relating to compliance by Dual Members with the rules of BYX that are substantially similar to the applicable rules of FINRA,11 as well as any provisions of the federal securities laws and the rules and regulations thereunder delineated in the Certification (‘‘Common Rules’’). Common Rules would not include the application of any BYX rule or FINRA rule, or any rule or regulation under the Act, to the extent that it pertains to violations of insider trading activities, because such matters are covered by a separate multiparty agreement under Rule 17d–2.12 In the event that a Dual 10 The proposed 17d–2 Plan refers to these common members as ‘‘Dual Members.’’ See Paragraph 1(c) of the proposed 17d–2 Plan. 11 See paragraph 1(b) of the proposed 17d–2 Plan (defining Common Rules). See also paragraph 1(f) of the proposed 17d–2 Plan (defining Regulatory Responsibilities). Paragraph 2 of the Plan provides that annually, or more frequently as required by changes in either BYX rules or FINRA rules, the parties shall review and update, if necessary, the list of Common Rules. Further, paragraph 3 of the Plan provides that BYX shall furnish FINRA with a list of Dual Members, and shall update the list no less frequently than once each calendar quarter. 12 See Securities Exchange Act Release No. 58350 (August 13, 2008), 73 FR 48247 (August 18, 2008) (File No. 4–566) (notice of filing of proposed plan). See also Securities Exchange Act Release No. 58536 (September 12, 2008) (File No. 4–566) (order approving and declaring effective the plan). The E:\FR\FM\23SEN1.SGM 23SEN1

Agencies

[Federal Register Volume 75, Number 184 (Thursday, September 23, 2010)]
[Notices]
[Pages 57997-57998]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23801]


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SMALL BUSINESS ADMINISTRATION

[Disaster Declaration 12279 and 12280]


Iowa Disaster Number IA-00024

AGENCY: U.S. Small Business Administration.

ACTION: Amendment 2.

-----------------------------------------------------------------------

SUMMARY: This is an amendment of the Presidential declaration of a 
major disaster for the State of Iowa (FEMA-1930-DR), dated 08/14/2010.
    Incident: Severe Storms, Flooding, and Tornadoes.
    Incident Period: 06/01/2010 and continuing through 08/31/2010.

DATES: Effective Date: 08/31/2010.
    Physical Loan Application Deadline Date: 10/13/2010.
    EIDL Loan Application Deadline Date: 05/16/2011.

ADDRESSES: Submit completed loan applications to: U.S. Small Business 
Administration, Processing and Disbursement Center, 14925 Kingsport 
Road, Fort Worth, TX 76155.

FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster 
Assistance, U.S. Small Business Administration, 409 3rd Street, SW., 
Suite 6050, Washington, DC 20416.

SUPPLEMENTARY INFORMATION: The notice of the President's major disaster 
declaration for the State of IOWA, dated 08/14/2010 is hereby amended 
to establish the incident period for this disaster as beginning 06/01/
2010 and continuing through 08/31/2010.
    All other information in the original declaration remains 
unchanged.


[[Page 57998]]


(Catalog of Federal Domestic Assistance Numbers 59002 and 59008)

James E. Rivera,
Associate Administrator for Disaster Assistance.
[FR Doc. 2010-23801 Filed 9-22-10; 8:45 am]
BILLING CODE 8025-01-P
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