Parts and Accessories Necessary for Safe Operation: Antilock Brake Systems, 57393-57396 [2010-23479]
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Federal Register / Vol. 75, No. 182 / Tuesday, September 21, 2010 / Rules and Regulations
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[FR Doc. 2010–23534 Filed 9–20–10; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 393
[Docket No. FMCSA–2010–0186]
RIN–2126–AB27
Parts and Accessories Necessary for
Safe Operation: Antilock Brake
Systems
The FMCSA makes
permanent the existing requirement in
the Federal Motor Carrier Safety
Regulations (FMCSRs) that trailers with
antilock brake systems (ABS) be
equipped with an external malfunction
indicator lamp. The existing indicator
lamp requirement was originally
scheduled to sunset on March 1, 2009,
but the National Highway Traffic Safety
Administration (NHTSA) published a
final rule on August 25, 2009, that made
permanent the requirement in the
Federal Motor Vehicle Safety Standards
(FMVSSs) that manufacturers equip
trailers with ABS and an external
antilock malfunction indicator lamp. As
the requirement for an exterior ABS
malfunction indicator lamp on trailers
of the FMCSRs cross-references the
requirements of the FMVSSs, this direct
final rule makes the FMCSRs consistent
with the August 2009 NHTSA final rule.
DATES: This rule is effective November
22, 2010, unless an adverse comment, or
notice of intent to submit an adverse
comment, is either submitted to our
online docket via https://
www.regulations.gov on or before
October 21, 2010 or reaches the Docket
Management Facility by that date. If an
adverse comment, or notice of intent to
submit an adverse comment, is received
by October 21, 2010, we will withdraw
this direct final rule and publish a
timely notice of withdrawal in the
Federal Register.
ADDRESSES: You may submit comments
identified by docket number FMCSA–
2010–0186 using any one of the
following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov.
(2) Fax: 202–493–2251.
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Mr.
Mike Huntley, Chief, Vehicle and
Roadside Operations Division (MC–
PSV), Office of Bus and Truck Standards
and Operations, phone (202) 366–4325,
e-mail michael.huntley@dot.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Direct final rule; request for
comments.
AGENCY:
SUMMARY:
(3) Mail: Docket Management Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue, SE., Washington, DC 20590–
0001.
(4) Hand Delivery: Same as mail
address above, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The telephone number
is 202–366–9329.
To avoid duplication, please use only
one of these four methods. See the
‘‘Public Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section
below for instructions on submitting
comments.
I. Public Participation and Request for
Comments
A. Submitting comments
B. Viewing comments and documents
C. Privacy Act
D. Public meeting
II. Abbreviations
III. Regulatory Information
IV. Background
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Collection of Information
D. Federalism
E. Unfunded Mandates Reform Act
F. Taking of Private Property
G. Civil Justice Reform
H. Protection of Children
I. Indian Tribal Governments
J. Energy Effects
K. Technical Standards
L. Environment
I. Public Participation and Request for
Comments
We encourage you to participate in
this rulemaking by submitting
comments and related materials. All
comments received will be posted,
without change, to https://
www.regulations.gov and will include
any personal information you have
provided.
A. Submitting Comments
If you submit a comment, please
include the docket number for this
rulemaking (FMCSA–2010–0186),
indicate the specific section of this
document to which each comment
applies, and provide a reason for each
suggestion or recommendation. You
may submit your comments and
material online, or by fax, mail or hand
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57393
delivery, but please use only one of
these means. We recommend that you
include your name and a mailing
address, an e-mail address, or a phone
number in the body of your document
so that we can contact you if we have
questions regarding your submission. As
a reminder, FMCSA will only consider
adverse comments as defined in 49 CFR
389.39(b).
To submit your comment online, go to
https://www.regulations.gov, click on the
‘‘submit a comment’’ box, which will
then become highlighted in blue. In the
‘‘Document Type’’ drop down menu
select ‘‘Proposed Rule’’ and insert
‘‘FMCSA–2010–0186’’ in the ‘‘Keyword’’
box. Click ‘‘Search,’’ then click on the
balloon shape in the ‘‘Actions’’ column.
If you submit your comments by mail or
hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit them by
mail and would like to know that they
reached the Facility, please enclose a
stamped, self-addressed postcard or
envelope. We will consider all
comments and material received during
the comment period.
B. Viewing Comments and Documents
To view comments, as well as
documents mentioned in this preamble
as being available in the docket, go to
https://www.regulations.gov, click on the
‘‘read comments’’ box, which will then
become highlighted in blue. In the
‘‘Keyword’’ box insert ‘‘FMCSA 2010–
0186’’ and click ‘‘Search.’’ Click the
‘‘Open Docket Folder’’ in the ‘‘Actions’’
column. If you do not have access to the
Internet, you may also view the docket
online by visiting the Docket
Management Facility in Room W12–140
on the ground floor of the Department
of Transportation West Building, 1200
New Jersey Avenue, SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
C. Privacy Act
Anyone can search the electronic
form of comments received into any of
our dockets by the name of the
individual submitting the comment (or
signing the comment, if submitted on
behalf of an association, business, labor
union, etc.). You may review a Privacy
Act notice regarding our public dockets
in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
II. Abbreviations
ABS Anti-lock Braking Systems
CMV Commercial Motor Vehicle
CVSA Commercial Vehicle Safety
Alliance
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Federal Register / Vol. 75, No. 182 / Tuesday, September 21, 2010 / Rules and Regulations
hsrobinson on DSK69SOYB1PROD with RULES
DFR Direct Final Rule
FMCSA Federal Motor Carrier Safety
Administration
FMCSR Federal Motor Carrier Safety
Regulation
FMVSS Federal Motor Vehicle Safety
Standard
FR Federal Register
FHWA Federal Highway
Administration
NHTSA National Highway Traffic
Safety Administration
NPRM Notice of Proposed Rulemaking
III. Regulatory Information
We are publishing this direct final
rule under 49 CFR 389.11 and 389.39
because we believe the rule is a routine,
non-controversial amendment to 49 CFR
393. The rule would ensure consistency
between 49 CFR Part 393 and NHTSA’s
49 CFR 571.121. The FMCSA does not
expect adverse comments. If no adverse
comments or notices of intent to submit
an adverse comment are received by
October 21, 2010, this rule will become
effective as stated in the DATES section.
In that case, approximately 30 days
before the effective date, we will
publish a document in the Federal
Register stating that no adverse
comments were received and
confirming that this rule will become
effective as scheduled. However, if we
receive any adverse comments or
notices of intent to submit an adverse
comment, we will publish a document
in the Federal Register announcing the
withdrawal of all or part of this direct
final rule. If an adverse comment
applies only to part of this rule (e.g., to
an amendment, a paragraph, or a
section) and it is possible to remove that
part without defeating the purpose of
this rule, we may adopt, as final, those
parts of this rule on which no adverse
comments were received. We will
withdraw the part of this rule that was
the subject of an adverse comment. If we
decide to proceed with a rulemaking
following receipt of any adverse
comments, we will publish a separate
notice of proposed rulemaking (NPRM)
and provide a new opportunity for
comment.
A comment is considered ‘‘adverse’’ if
the comment explains why this rule or
a part of this rule would be
inappropriate, including a challenge to
its underlying premise or approach, or
would be ineffective or unacceptable
without a change.
IV. Background
NHTSA published a final rule
requiring ABS on truck tractors, other
air-braked heavy vehicles including
trailers, and hydraulic-braked trucks in
the Federal Register (on March 10, 1995
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60 FR 13216). As amended by that final
rule, FMVSS No. 121, Air Brake
Systems, required two separate in-cab
ABS malfunction indicator lamps for
each truck tractor, one for the tractor’s
ABS (effective March 1, 1997) and the
other for the trailer’s ABS (effective
March 1, 2001). The final rule also
required air-braked trailers to be
equipped with an externally mounted
ABS malfunction lamp (effective March
1, 1998) so that the driver of a non-ABS
equipped tractor or an ABS-equipped
tractor manufactured prior to March 1,
2001, towing an ABS-equipped trailer
would be alerted in the event of a
malfunction in the trailer ABS.
On March 10, 1995, the Federal
Highway Administration (FHWA)
published a notice of intent to initiate
a rulemaking concerning requirements
of ABS on commercial motor vehicles
(CMV) operating in interstate commerce
(60 FR 13306). On July 12, 1996, FHWA
published a notice of proposed
rulemaking (NPRM) that proposed
requiring motor carriers to maintain the
ABS on CMVs manufactured on or after
the effective date of the NHTSA
requirements (61 FR 36691). The FHWA
subsequently published a final rule on
May 4, 1998, amending the FMCSRs to
require that air-braked truck tractors
manufactured on or after March 1, 1997,
and air-braked single-unit trucks, buses,
trailers, and converter dollies
manufactured on or after March 1, 1998,
be equipped with ABS that meet the
requirements of FMVSS No. 121 (63 FR
24454). In addition, FHWA required
motor carriers to maintain the ABS on
these vehicles. Specifically with respect
to the exterior ABS malfunction
warning lamp for trailers, the
amendments to section 393.55(e) of the
FMCSRs incorporated by reference—
without modification—the requirements
of S5.2.3.3 of FMVSS No. 121.
The requirement for the trailermounted ABS malfunction indicator
lamp was originally scheduled to expire
on March 1, 2009. NHTSA established
this sunset date based on the
assumption that after this eight-year
period, many of the pre-2001 tractors
that did not have the dedicated trailer
ABS malfunction indicator lamp would
no longer be in long-haul service.
NHTSA based its decision on the belief
that the typical tractor life was five to
seven years and therefore decided on an
eight-year period for the external ABS
malfunction indicator lamp
requirement. NHTSA further stated its
belief that there would be no need for
a redundant ABS malfunction lamp
mounted on the trailer after the vast
majority of tractors were equipped with
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an in-cab ABS malfunction indicator
lamp for the trailer.
Before the trailer-mounted ABS
malfunction indicator lamp requirement
expired, NHTSA received two petitions
from the Commercial Vehicle Safety
Alliance (CVSA). CVSA is an
international not-for-profit organization
comprised of Federal, State, provincial,
territorial, and local motor carrier safety
officials and industry representatives
from the United States, Canada, and
Mexico. On October 22, 2007, CVSA
petitioned NHTSA to make the trailermounted external antilock malfunction
indicator lamp permanent instead of
allowing it to expire. CVSA included in
its petition suggested regulatory text
along with its rationale for why the
extension should be permanent.
The CVSA rationale included four
points. The first point was many pre2001 tractors were still expected to be
in use when the malfunction indicator
lamp requirement was set to expire (at
the time, March 1, 2009). These tractors
do not have the in-cab trailer ABS
malfunction indicator lamp that was
believed to render the external lamp
redundant. Second, CVSA argued that
for double and triple trailer
applications, it would not be possible to
determine, from an in-cab lamp alone,
which trailer ABS is malfunctioning
without external lamps. Third, CVSA
stated that many trailer repair shops rely
on the external lamp to quickly
diagnose the operational status of the
trailer’s ABS without having to couple
a post-2001 tractor to the trailer. With
an external indicator lamp, a tractor of
any age can be used, making inspection
significantly easier. Fourth, the petition
argued that without the external lamp,
the signal from the in-cab lamp may be
confusing, as it may indicate either a
malfunctioning in-cab bulb, a
functioning pre-1998 trailer (with no
ABS), a problem with the
communication circuit between the
trailer and tractor, or a malfunctioning
ABS. The external lamp helps to
diagnose the situation.
On October 15, 2008, CVSA again
petitioned NHTSA to amend FMVSS
No. 121, by requesting that the agency
issue a stay of the sunset date of March
1, 2009 for the external ABS
malfunction indicator lamp. CVSA
stated that a stay would prevent a time
gap in the regulation, while NHTSA
continued to evaluate CVSA’s 2007
petition. CVSA stated that the vehicle
inspection process has already been
complicated by the ABS and ABS
malfunction indicator lamp
requirements, and a time gap would
further complicate the inspection
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process and cause additional confusion
for drivers and maintenance personnel.
On March 3, 2009, NHTSA
concurrently published an interim final
rule extending the sunset date for the
requirement by six months, to
September 1, 2009 (74 FR 9173), and an
NPRM to extend the requirement to
March 1, 2011 (74 FR 9202). In the
NPRM, NHTSA explained that it
expected to be able to fully analyze and
address the issues raised by the CVSA
petitions prior to March 1, 2011.
NHTSA also indicated that if it was able
to fully resolve the outstanding issues it
could make the requirement permanent
in a final rule based on the NPRM.
NHTSA determined in a final rule
published on August 25, 2009 (74 FR
42781) that the external lamp provides
information that assists maintenance
personnel and roadside inspectors,
conveys important diagnostic data and
supplies functional details critical for
multiple trailer operations. NHTSA
eliminated the sunset date and made the
requirement for the external lamp
permanent.
NHTSA concluded that trailer
maintenance operations would be more
difficult if technicians had to couple a
trailer to a post-2001 tractor or use
additional specialized equipment in
order to diagnose the state of a trailer’s
ABS, when a standardized trailermounted lamp already provides the
same information. This inconvenience
could diminish the effectiveness of
some maintenance operations.
Furthermore, the external lamp provides
both drivers and roadside inspectors
information about multiple trailer
combinations that is otherwise
unavailable. Without it, the in-cab
information can only indicate the
existence of a malfunctioning trailer
ABS. The external lamp, however, can
pinpoint which trailer’s ABS is
malfunctioning, allowing drivers or
inspectors to take the appropriate
remedial action.
NHTSA noted that since it was
making the requirement permanent
because of the benefits the external
lamp provides even when coupled with
an in-cab trailer ABS indicator present
on all tractors built after March 1, 2001,
it was unnecessary to address the
numbers of pre-2001 tractors that are
still in use.
NHTSA noted that in making the
existing requirement permanent, it was
not implying that this issue could not be
readdressed in future rulemaking, if
new developments made the
requirement unnecessary. In its
comments to the March 2009 NPRM, the
American Trucking Associations stated
that in the future, wireless
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transmissions of the vehicle fault
messages will be the means of
inspection, making external malfunction
lamps obsolete. NHTSA noted that it
would take appropriate action if future
designs and new inspection and
maintenance practices eliminated the
need for external malfunction lamps.
NHTSA found good cause to make its
August 25, 2009 rule effective on
August 31, one day before the 6-month
extension of the requirement for an
external malfunction indicator lamp
expired. This effective date forestalled a
time gap in the regulatory standard but
did not result in any new burdens, since
trailer manufacturers were already
required to install the indicator lamp.
V. Discussion of the Rule
The FMCSA is using a direct final
rule to promulgate this requirement
because no adverse comments are
expected. NHTSA found good cause to
make the requirement for a malfunction
indicator lamp permanent and FMCSA
finds good cause to incorporate the
same standard, as it is not expected to
be controversial. This rule simply
requires trailer operators to maintain in
good order the malfunction indicator
lamp NHTSA requires manufacturers to
install.
VI. Regulatory Analysis
We developed this rule after
considering numerous statutes and
executive orders related to rulemaking.
Below we summarize our analyses
based on 13 of these statutes or
executive orders.
A. Regulatory Planning and Review
This rule is not a significant
regulatory action under section 3(f) of
Executive Order 12866, Regulatory
Planning and Review, and does not
require an assessment of potential costs
and benefits under section 6(a)(3) of that
Order. The Office of Management and
Budget has not reviewed the rule.
B. Small Entities
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), we have considered
whether this rule would have a
significant economic impact on a
substantial number of small entities.
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
The FMCSA certifies under 5 U.S.C.
605(b) that this rule will not have a
significant economic impact on a
substantial number of small entities.
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57395
Comments submitted in response to this
finding will be evaluated under the
criteria in the ‘‘Regulatory Information’’
section of this preamble.
C. Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3520).
D. Federalism
A rule has implications for federalism
under Executive Order 13132,
Federalism, if the rule has a substantial
direct effect on State or local
governments and would either preempt
State law or impose a substantial direct
cost of compliance on them. We have
analyzed this rule under that Order and
have determined that it does not have
federalism implications.
E. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 or more in any one year.
Though this rule will not result in such
an expenditure, we do discuss the
effects of this rule elsewhere in this
preamble.
F. Taking of Private Property
This rule will not effect a taking of
private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
G. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of Executive
Order 12988, Civil Justice Reform, to
minimize litigation, eliminate
ambiguity, and reduce burden.
H. Protection of Children
We have analyzed this rule under
Executive Order 13045, Protection of
Children from Environmental Health
Risks and Safety Risks. This rule is not
an economically significant rule and
does not create an environmental risk to
health or risk to safety that may
disproportionately affect children.
I. Indian Tribal Governments
This rule does not have tribal
implications under Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,
because it does not have a substantial
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direct effect on one or more Indian
tribes, on the relationship between the
Federal Government and Indian tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian tribes.
J. Energy Effects
K. Technical Standards
The National Technology Transfer
and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use
voluntary consensus standards in their
regulatory activities unless the agency
provides Congress, through the Office of
Management and Budget, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
hsrobinson on DSK69SOYB1PROD with RULES
L. Environment
1. The authority citation for part 393
continues to read as follows:
■
Authority: 49 U.S.C. 322, 31136, 31151
and 31502; sec. 1041(b), Pub. L. 102–240, 105
Stat. 1914, 1993 (1991); and 49 CFR 1.73.
2. Amend § 393.55 by revising
paragraph (e) to read as follows:
■
§ 393.55
Antilock brake systems.
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(e) Exterior ABS malfunction
indicator lamps for trailers. Each trailer
(including a trailer converter dolly)
manufactured on or after March 1, 1998,
and subject to the requirements of
paragraph (c)(2) of this section, shall be
equipped with an ABS malfunction
indicator lamp which meets the
requirements of FMVSS No. 121 (49
CFR 571.121, S5.2.3.3).
Anne S. Ferro,
Administrator.
[FR Doc. 2010–23479 Filed 9–20–10; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 593
[Docket No. NHTSA–2010–0125]
List of Nonconforming Vehicles
Decided To Be Eligible for Importation
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule.
AGENCY:
This document revises the list
of vehicles not originally manufactured
to conform to the Federal Motor Vehicle
Safety Standards (FMVSS) that NHTSA
has decided to be eligible for
importation. This list is published in an
appendix to the agency’s regulations
that prescribe procedures for import
eligibility decisions. The list has been
revised to add all vehicles that NHTSA
has decided to be eligible for
importation since October 1, 2009, and
to remove all previously listed vehicles
that are now more than 25 years old and
need no longer comply with all
applicable FMVSS to be lawfully
imported. NHTSA is required by statute
SUMMARY:
We have analyzed this rule under the
National Environmental Policy Act of
1969 (NEPA) (42 U.S.C. 4321–4370f)
and FMCSA’s NEPA Implementing
Procedures and Policy for Considering
Environmental Impacts (FMCSA Order
5610.1) paragraph 6.bb of Appendix 2,
and have concluded that this action is
one of a category of actions which do
not individually or cumulatively have a
significant effect on the human
environment. A Categorical Exclusion
Determination is available for
inspection or copying in the
regulations.gov Web site listed under
ADDRESSES.
17:42 Sep 20, 2010
Highway safety, Motor Carriers, Motor
vehicle safety.
■ For the reasons set forth in the
preamble, FMCSA amends 49 CFR part
393 as follows:
PART 393—[AMENDED]
We have analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use. We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy. The Administrator of the Office
of Information and Regulatory Affairs
has not designated it as a significant
energy action. Therefore, it does not
require a Statement of Energy Effects
under Executive Order 13211.
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to publish this list annually in the
Federal Register.
DATES: The revised list of import eligible
vehicles is effective on September 21,
2010.
FOR FURTHER INFORMATION CONTACT:
Coleman Sachs, Office of Vehicle Safety
Compliance, NHTSA, (202) 366–3151.
SUPPLEMENTARY INFORMATION: Under 49
U.S.C. 30141(a)(1)(A), a motor vehicle
that was not originally manufactured to
conform to all applicable FMVSS shall
be refused admission into the United
States unless NHTSA has decided that
the motor vehicle is substantially
similar to a motor vehicle originally
manufactured for importation into and
sale in the United States, certified under
49 U.S.C. 30115, and of the same model
year as the model of the motor vehicle
to be compared, and is capable of being
readily altered to conform to all
applicable FMVSS. Where there is no
substantially similar U.S.-certified
motor vehicle, 49 U.S.C. 30141(a)(1)(B)
permits a nonconforming motor vehicle
to be admitted into the United States if
its safety features comply with, or are
capable of being altered to comply with,
all applicable FMVSS based on
destructive test data or such other
evidence as the Secretary of
Transportation decides to be adequate.
Under 49 U.S.C. 30141(a)(1), import
eligibility decisions may be made ‘‘on
the initiative of the Secretary of
Transportation or on petition of a
manufacturer or importer registered
under [49 U.S.C. 30141(c)].’’ The
Secretary’s authority to make these
decisions has been delegated to NHTSA.
The agency publishes notices of
eligibility decisions as they are made.
Under 49 U.S.C. 30141(b)(2), a list of
all vehicles for which import eligibility
decisions have been made must be
published annually in the Federal
Register. On October 1, 1996, NHTSA
added the list as an appendix to 49 CFR
part 593, the regulations that establish
procedures for import eligibility
decisions (61 FR 51242). As described
in the notice, NHTSA took that action
to ensure that the list is more widely
disseminated to government personnel
who oversee vehicle imports and to
interested members of the public. See 61
FR 51242–43. In the notice, NHTSA
expressed its intention to annually
revise the list as published in the
appendix to include any additional
vehicles decided by the agency to be
eligible for importation since the list
was last published. See 61 FR 51243.
The agency stated that issuance of the
document announcing these revisions
will fulfill the annual publication
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[Federal Register Volume 75, Number 182 (Tuesday, September 21, 2010)]
[Rules and Regulations]
[Pages 57393-57396]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23479]
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 393
[Docket No. FMCSA-2010-0186]
RIN-2126-AB27
Parts and Accessories Necessary for Safe Operation: Antilock
Brake Systems
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Direct final rule; request for comments.
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SUMMARY: The FMCSA makes permanent the existing requirement in the
Federal Motor Carrier Safety Regulations (FMCSRs) that trailers with
antilock brake systems (ABS) be equipped with an external malfunction
indicator lamp. The existing indicator lamp requirement was originally
scheduled to sunset on March 1, 2009, but the National Highway Traffic
Safety Administration (NHTSA) published a final rule on August 25,
2009, that made permanent the requirement in the Federal Motor Vehicle
Safety Standards (FMVSSs) that manufacturers equip trailers with ABS
and an external antilock malfunction indicator lamp. As the requirement
for an exterior ABS malfunction indicator lamp on trailers of the
FMCSRs cross-references the requirements of the FMVSSs, this direct
final rule makes the FMCSRs consistent with the August 2009 NHTSA final
rule.
DATES: This rule is effective November 22, 2010, unless an adverse
comment, or notice of intent to submit an adverse comment, is either
submitted to our online docket via https://www.regulations.gov on or
before October 21, 2010 or reaches the Docket Management Facility by
that date. If an adverse comment, or notice of intent to submit an
adverse comment, is received by October 21, 2010, we will withdraw this
direct final rule and publish a timely notice of withdrawal in the
Federal Register.
ADDRESSES: You may submit comments identified by docket number FMCSA-
2010-0186 using any one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov.
(2) Fax: 202-493-2251.
(3) Mail: Docket Management Facility (M-30), U.S. Department of
Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue, SE., Washington, DC 20590-0001.
(4) Hand Delivery: Same as mail address above, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The telephone
number is 202-366-9329.
To avoid duplication, please use only one of these four methods.
See the ``Public Participation and Request for Comments'' portion of
the SUPPLEMENTARY INFORMATION section below for instructions on
submitting comments.
FOR FURTHER INFORMATION CONTACT: Mr. Mike Huntley, Chief, Vehicle and
Roadside Operations Division (MC-PSV), Office of Bus and Truck
Standards and Operations, phone (202) 366-4325, e-mail
michael.huntley@dot.gov.
SUPPLEMENTARY INFORMATION:
I. Public Participation and Request for Comments
A. Submitting comments
B. Viewing comments and documents
C. Privacy Act
D. Public meeting
II. Abbreviations
III. Regulatory Information
IV. Background
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Collection of Information
D. Federalism
E. Unfunded Mandates Reform Act
F. Taking of Private Property
G. Civil Justice Reform
H. Protection of Children
I. Indian Tribal Governments
J. Energy Effects
K. Technical Standards
L. Environment
I. Public Participation and Request for Comments
We encourage you to participate in this rulemaking by submitting
comments and related materials. All comments received will be posted,
without change, to https://www.regulations.gov and will include any
personal information you have provided.
A. Submitting Comments
If you submit a comment, please include the docket number for this
rulemaking (FMCSA-2010-0186), indicate the specific section of this
document to which each comment applies, and provide a reason for each
suggestion or recommendation. You may submit your comments and material
online, or by fax, mail or hand delivery, but please use only one of
these means. We recommend that you include your name and a mailing
address, an e-mail address, or a phone number in the body of your
document so that we can contact you if we have questions regarding your
submission. As a reminder, FMCSA will only consider adverse comments as
defined in 49 CFR 389.39(b).
To submit your comment online, go to https://www.regulations.gov,
click on the ``submit a comment'' box, which will then become
highlighted in blue. In the ``Document Type'' drop down menu select
``Proposed Rule'' and insert ``FMCSA-2010-0186'' in the ``Keyword''
box. Click ``Search,'' then click on the balloon shape in the
``Actions'' column. If you submit your comments by mail or hand
delivery, submit them in an unbound format, no larger than 8\1/2\ by 11
inches, suitable for copying and electronic filing. If you submit them
by mail and would like to know that they reached the Facility, please
enclose a stamped, self-addressed postcard or envelope. We will
consider all comments and material received during the comment period.
B. Viewing Comments and Documents
To view comments, as well as documents mentioned in this preamble
as being available in the docket, go to https://www.regulations.gov,
click on the ``read comments'' box, which will then become highlighted
in blue. In the ``Keyword'' box insert ``FMCSA 2010-0186'' and click
``Search.'' Click the ``Open Docket Folder'' in the ``Actions'' column.
If you do not have access to the Internet, you may also view the docket
online by visiting the Docket Management Facility in Room W12-140 on
the ground floor of the Department of Transportation West Building,
1200 New Jersey Avenue, SE., Washington, DC 20590, between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays.
C. Privacy Act
Anyone can search the electronic form of comments received into any
of our dockets by the name of the individual submitting the comment (or
signing the comment, if submitted on behalf of an association,
business, labor union, etc.). You may review a Privacy Act notice
regarding our public dockets in the January 17, 2008, issue of the
Federal Register (73 FR 3316).
II. Abbreviations
ABS Anti-lock Braking Systems
CMV Commercial Motor Vehicle
CVSA Commercial Vehicle Safety Alliance
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DFR Direct Final Rule
FMCSA Federal Motor Carrier Safety Administration
FMCSR Federal Motor Carrier Safety Regulation
FMVSS Federal Motor Vehicle Safety Standard
FR Federal Register
FHWA Federal Highway Administration
NHTSA National Highway Traffic Safety Administration
NPRM Notice of Proposed Rulemaking
III. Regulatory Information
We are publishing this direct final rule under 49 CFR 389.11 and
389.39 because we believe the rule is a routine, non-controversial
amendment to 49 CFR 393. The rule would ensure consistency between 49
CFR Part 393 and NHTSA's 49 CFR 571.121. The FMCSA does not expect
adverse comments. If no adverse comments or notices of intent to submit
an adverse comment are received by October 21, 2010, this rule will
become effective as stated in the DATES section. In that case,
approximately 30 days before the effective date, we will publish a
document in the Federal Register stating that no adverse comments were
received and confirming that this rule will become effective as
scheduled. However, if we receive any adverse comments or notices of
intent to submit an adverse comment, we will publish a document in the
Federal Register announcing the withdrawal of all or part of this
direct final rule. If an adverse comment applies only to part of this
rule (e.g., to an amendment, a paragraph, or a section) and it is
possible to remove that part without defeating the purpose of this
rule, we may adopt, as final, those parts of this rule on which no
adverse comments were received. We will withdraw the part of this rule
that was the subject of an adverse comment. If we decide to proceed
with a rulemaking following receipt of any adverse comments, we will
publish a separate notice of proposed rulemaking (NPRM) and provide a
new opportunity for comment.
A comment is considered ``adverse'' if the comment explains why
this rule or a part of this rule would be inappropriate, including a
challenge to its underlying premise or approach, or would be
ineffective or unacceptable without a change.
IV. Background
NHTSA published a final rule requiring ABS on truck tractors, other
air-braked heavy vehicles including trailers, and hydraulic-braked
trucks in the Federal Register (on March 10, 1995 60 FR 13216). As
amended by that final rule, FMVSS No. 121, Air Brake Systems, required
two separate in-cab ABS malfunction indicator lamps for each truck
tractor, one for the tractor's ABS (effective March 1, 1997) and the
other for the trailer's ABS (effective March 1, 2001). The final rule
also required air-braked trailers to be equipped with an externally
mounted ABS malfunction lamp (effective March 1, 1998) so that the
driver of a non-ABS equipped tractor or an ABS-equipped tractor
manufactured prior to March 1, 2001, towing an ABS-equipped trailer
would be alerted in the event of a malfunction in the trailer ABS.
On March 10, 1995, the Federal Highway Administration (FHWA)
published a notice of intent to initiate a rulemaking concerning
requirements of ABS on commercial motor vehicles (CMV) operating in
interstate commerce (60 FR 13306). On July 12, 1996, FHWA published a
notice of proposed rulemaking (NPRM) that proposed requiring motor
carriers to maintain the ABS on CMVs manufactured on or after the
effective date of the NHTSA requirements (61 FR 36691). The FHWA
subsequently published a final rule on May 4, 1998, amending the FMCSRs
to require that air-braked truck tractors manufactured on or after
March 1, 1997, and air-braked single-unit trucks, buses, trailers, and
converter dollies manufactured on or after March 1, 1998, be equipped
with ABS that meet the requirements of FMVSS No. 121 (63 FR 24454). In
addition, FHWA required motor carriers to maintain the ABS on these
vehicles. Specifically with respect to the exterior ABS malfunction
warning lamp for trailers, the amendments to section 393.55(e) of the
FMCSRs incorporated by reference--without modification--the
requirements of S5.2.3.3 of FMVSS No. 121.
The requirement for the trailer-mounted ABS malfunction indicator
lamp was originally scheduled to expire on March 1, 2009. NHTSA
established this sunset date based on the assumption that after this
eight-year period, many of the pre-2001 tractors that did not have the
dedicated trailer ABS malfunction indicator lamp would no longer be in
long-haul service. NHTSA based its decision on the belief that the
typical tractor life was five to seven years and therefore decided on
an eight-year period for the external ABS malfunction indicator lamp
requirement. NHTSA further stated its belief that there would be no
need for a redundant ABS malfunction lamp mounted on the trailer after
the vast majority of tractors were equipped with an in-cab ABS
malfunction indicator lamp for the trailer.
Before the trailer-mounted ABS malfunction indicator lamp
requirement expired, NHTSA received two petitions from the Commercial
Vehicle Safety Alliance (CVSA). CVSA is an international not-for-profit
organization comprised of Federal, State, provincial, territorial, and
local motor carrier safety officials and industry representatives from
the United States, Canada, and Mexico. On October 22, 2007, CVSA
petitioned NHTSA to make the trailer-mounted external antilock
malfunction indicator lamp permanent instead of allowing it to expire.
CVSA included in its petition suggested regulatory text along with its
rationale for why the extension should be permanent.
The CVSA rationale included four points. The first point was many
pre-2001 tractors were still expected to be in use when the malfunction
indicator lamp requirement was set to expire (at the time, March 1,
2009). These tractors do not have the in-cab trailer ABS malfunction
indicator lamp that was believed to render the external lamp redundant.
Second, CVSA argued that for double and triple trailer applications, it
would not be possible to determine, from an in-cab lamp alone, which
trailer ABS is malfunctioning without external lamps. Third, CVSA
stated that many trailer repair shops rely on the external lamp to
quickly diagnose the operational status of the trailer's ABS without
having to couple a post-2001 tractor to the trailer. With an external
indicator lamp, a tractor of any age can be used, making inspection
significantly easier. Fourth, the petition argued that without the
external lamp, the signal from the in-cab lamp may be confusing, as it
may indicate either a malfunctioning in-cab bulb, a functioning pre-
1998 trailer (with no ABS), a problem with the communication circuit
between the trailer and tractor, or a malfunctioning ABS. The external
lamp helps to diagnose the situation.
On October 15, 2008, CVSA again petitioned NHTSA to amend FMVSS No.
121, by requesting that the agency issue a stay of the sunset date of
March 1, 2009 for the external ABS malfunction indicator lamp. CVSA
stated that a stay would prevent a time gap in the regulation, while
NHTSA continued to evaluate CVSA's 2007 petition. CVSA stated that the
vehicle inspection process has already been complicated by the ABS and
ABS malfunction indicator lamp requirements, and a time gap would
further complicate the inspection
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process and cause additional confusion for drivers and maintenance
personnel.
On March 3, 2009, NHTSA concurrently published an interim final
rule extending the sunset date for the requirement by six months, to
September 1, 2009 (74 FR 9173), and an NPRM to extend the requirement
to March 1, 2011 (74 FR 9202). In the NPRM, NHTSA explained that it
expected to be able to fully analyze and address the issues raised by
the CVSA petitions prior to March 1, 2011. NHTSA also indicated that if
it was able to fully resolve the outstanding issues it could make the
requirement permanent in a final rule based on the NPRM.
NHTSA determined in a final rule published on August 25, 2009 (74
FR 42781) that the external lamp provides information that assists
maintenance personnel and roadside inspectors, conveys important
diagnostic data and supplies functional details critical for multiple
trailer operations. NHTSA eliminated the sunset date and made the
requirement for the external lamp permanent.
NHTSA concluded that trailer maintenance operations would be more
difficult if technicians had to couple a trailer to a post-2001 tractor
or use additional specialized equipment in order to diagnose the state
of a trailer's ABS, when a standardized trailer-mounted lamp already
provides the same information. This inconvenience could diminish the
effectiveness of some maintenance operations. Furthermore, the external
lamp provides both drivers and roadside inspectors information about
multiple trailer combinations that is otherwise unavailable. Without
it, the in-cab information can only indicate the existence of a
malfunctioning trailer ABS. The external lamp, however, can pinpoint
which trailer's ABS is malfunctioning, allowing drivers or inspectors
to take the appropriate remedial action.
NHTSA noted that since it was making the requirement permanent
because of the benefits the external lamp provides even when coupled
with an in-cab trailer ABS indicator present on all tractors built
after March 1, 2001, it was unnecessary to address the numbers of pre-
2001 tractors that are still in use.
NHTSA noted that in making the existing requirement permanent, it
was not implying that this issue could not be readdressed in future
rulemaking, if new developments made the requirement unnecessary. In
its comments to the March 2009 NPRM, the American Trucking Associations
stated that in the future, wireless transmissions of the vehicle fault
messages will be the means of inspection, making external malfunction
lamps obsolete. NHTSA noted that it would take appropriate action if
future designs and new inspection and maintenance practices eliminated
the need for external malfunction lamps. NHTSA found good cause to make
its August 25, 2009 rule effective on August 31, one day before the 6-
month extension of the requirement for an external malfunction
indicator lamp expired. This effective date forestalled a time gap in
the regulatory standard but did not result in any new burdens, since
trailer manufacturers were already required to install the indicator
lamp.
V. Discussion of the Rule
The FMCSA is using a direct final rule to promulgate this
requirement because no adverse comments are expected. NHTSA found good
cause to make the requirement for a malfunction indicator lamp
permanent and FMCSA finds good cause to incorporate the same standard,
as it is not expected to be controversial. This rule simply requires
trailer operators to maintain in good order the malfunction indicator
lamp NHTSA requires manufacturers to install.
VI. Regulatory Analysis
We developed this rule after considering numerous statutes and
executive orders related to rulemaking. Below we summarize our analyses
based on 13 of these statutes or executive orders.
A. Regulatory Planning and Review
This rule is not a significant regulatory action under section 3(f)
of Executive Order 12866, Regulatory Planning and Review, and does not
require an assessment of potential costs and benefits under section
6(a)(3) of that Order. The Office of Management and Budget has not
reviewed the rule.
B. Small Entities
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), we have
considered whether this rule would have a significant economic impact
on a substantial number of small entities. The term ``small entities''
comprises small businesses, not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.
The FMCSA certifies under 5 U.S.C. 605(b) that this rule will not
have a significant economic impact on a substantial number of small
entities. Comments submitted in response to this finding will be
evaluated under the criteria in the ``Regulatory Information'' section
of this preamble.
C. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520).
D. Federalism
A rule has implications for federalism under Executive Order 13132,
Federalism, if the rule has a substantial direct effect on State or
local governments and would either preempt State law or impose a
substantial direct cost of compliance on them. We have analyzed this
rule under that Order and have determined that it does not have
federalism implications.
E. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 or more in any
one year. Though this rule will not result in such an expenditure, we
do discuss the effects of this rule elsewhere in this preamble.
F. Taking of Private Property
This rule will not effect a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
G. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988, Civil Justice Reform, to minimize litigation,
eliminate ambiguity, and reduce burden.
H. Protection of Children
We have analyzed this rule under Executive Order 13045, Protection
of Children from Environmental Health Risks and Safety Risks. This rule
is not an economically significant rule and does not create an
environmental risk to health or risk to safety that may
disproportionately affect children.
I. Indian Tribal Governments
This rule does not have tribal implications under Executive Order
13175, Consultation and Coordination with Indian Tribal Governments,
because it does not have a substantial
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direct effect on one or more Indian tribes, on the relationship between
the Federal Government and Indian tribes, or on the distribution of
power and responsibilities between the Federal Government and Indian
tribes.
J. Energy Effects
We have analyzed this rule under Executive Order 13211, Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use. We have determined that it is not a ``significant
energy action'' under that order because it is not a ``significant
regulatory action'' under Executive Order 12866 and is not likely to
have a significant adverse effect on the supply, distribution, or use
of energy. The Administrator of the Office of Information and
Regulatory Affairs has not designated it as a significant energy
action. Therefore, it does not require a Statement of Energy Effects
under Executive Order 13211.
K. Technical Standards
The National Technology Transfer and Advancement Act (NTTAA) (15
U.S.C. 272 note) directs agencies to use voluntary consensus standards
in their regulatory activities unless the agency provides Congress,
through the Office of Management and Budget, with an explanation of why
using these standards would be inconsistent with applicable law or
otherwise impractical. Voluntary consensus standards are technical
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) that are developed or adopted by voluntary consensus
standards bodies.
This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.
L. Environment
We have analyzed this rule under the National Environmental Policy
Act of 1969 (NEPA) (42 U.S.C. 4321-4370f) and FMCSA's NEPA Implementing
Procedures and Policy for Considering Environmental Impacts (FMCSA
Order 5610.1) paragraph 6.bb of Appendix 2, and have concluded that
this action is one of a category of actions which do not individually
or cumulatively have a significant effect on the human environment. A
Categorical Exclusion Determination is available for inspection or
copying in the regulations.gov Web site listed under ADDRESSES.
List of Subjects in 49 CFR Part 393
Highway safety, Motor Carriers, Motor vehicle safety.
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For the reasons set forth in the preamble, FMCSA amends 49 CFR part 393
as follows:
PART 393--[AMENDED]
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1. The authority citation for part 393 continues to read as follows:
Authority: 49 U.S.C. 322, 31136, 31151 and 31502; sec. 1041(b),
Pub. L. 102-240, 105 Stat. 1914, 1993 (1991); and 49 CFR 1.73.
0
2. Amend Sec. 393.55 by revising paragraph (e) to read as follows:
Sec. 393.55 Antilock brake systems.
* * * * *
(e) Exterior ABS malfunction indicator lamps for trailers. Each
trailer (including a trailer converter dolly) manufactured on or after
March 1, 1998, and subject to the requirements of paragraph (c)(2) of
this section, shall be equipped with an ABS malfunction indicator lamp
which meets the requirements of FMVSS No. 121 (49 CFR 571.121,
S5.2.3.3).
Anne S. Ferro,
Administrator.
[FR Doc. 2010-23479 Filed 9-20-10; 8:45 am]
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