Atlantic Highly Migratory Species; Atlantic Shark Management Measures, 57235-57240 [2010-23438]
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Federal Register / Vol. 75, No. 181 / Monday, September 20, 2010 / Proposed Rules
(11) Covered Entity Consolidation of
Claims
timeframes to bring a claim. HRSA
invites comments on deadlines for
responses to submissions by the
participants, the government and
deciding body or official and the
consequences of failure to meet a
particular deadline.
(8) Discovery Procedures
HRSA is requesting input on the
process used for discovery of
information from participating
manufacturers and covered entities.
HRSA will need to determine the scope
of documents (information, reports,
answers, records, accounts, papers,
documentary evidence, etc.) and
interrogatories eligible for discovery.
HRSA will also need to determine under
what circumstances (irrelevancy,
privileged information, unduly
burdensome, etc.) protective orders
should be utilized. Procedures to ensure
the confidentiality of information
discovered will also need to be
developed. Finally, a determination will
need to be made as to the power to
compel discovery from third parties
given that OPA has limited direct
regulatory authority through the 340B
Program over entities and individuals
outside of 340B participating drug
manufacturers and covered entities.
(9) Manufacturer Audits
The administrative dispute resolution
requirements of the Affordable Care Act
set forth that manufacturers must
conduct an audit of a covered entity
prior to bringing a claim. HRSA
currently has guidelines regarding the
requirements for initiating an audit (61
FR 65406). However, over the history of
the 340B Program manufacturers have
rarely utilized the process in the
guidelines to conduct an audit. HRSA
invites comments on whether it is
appropriate or necessary to modify the
guidelines concerning audits prior to
implementing the administrative
dispute resolution regulation or whether
the current final guidelines are
sufficient.
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(10) Consolidation of Manufacturer
Claims
HRSA is required to create a process
for consideration of whether requests by
a manufacturer or manufacturers to
consolidate claims by more than one
manufacturer against the same covered
entity are ‘‘appropriate and consistent
with the goals of fairness and economy
of resources.’’ HRSA seeks comments on
how to create this process, the evidence
to be considered, timing of requests to
join in a consolidated claim, and the
interests to be weighed.
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Similar to the consolidation of
manufacturer claims, HRSA is required
to create a process for consideration of
requests for consolidation of particular
covered entity claims. HRSA invites
comment on whether the standard for
manufacturers and covered entities
should differ and whether there should
be a presumption of allowing such
consolidation of claims absent a finding
that consolidation would be
inconsistent with the goals of fairness
and economy of resources.
57235
ensure its most effective use. HRSA
invites comments concerning the
relationship between administrative
dispute resolution and other oversight
mechanisms.
While these thirteen areas were
identified for comment, we welcome
comments on any other issues that
stakeholders believe are key to
implementing an effective alternate
dispute resolution process.
Dated: September 14, 2010.
Mary K. Wakefield,
Administrator.
[FR Doc. 2010–23460 Filed 9–17–10; 8:45 am]
(12) Claims by Organizations
Representing Covered Entities
BILLING CODE 4165–15–P
The legislation provides for claims by
organizations representing entities.
HRSA is interested in input on when a
third party can bring claims on behalf of
member covered entities in the context
of a binding formal dispute resolution
process and how to ensure that the
group in fact represents the interests of
the covered entities. In order to ensure
that such organizations actually
represent the interests of covered
entities, HRSA is contemplating that
prior to seeking to file a claim on behalf
of covered entities, such groups must
have a signed agreement with the
covered entities. The agreement would
indicate that the organization is
authorized to bring a claim on behalf of
the covered entities; the precise nature
of the claim; that the covered entities
agree to participate in good faith and
abide by discovery procedures; and that
the covered entities agree to be bound
by any decision of the decision-making
official or body. HRSA contemplates a
decision-making official or body having
the authority to not allow claims that
would result in unfairness or a
substantial waste of resources.
DEPARTMENT OF COMMERCE
(13) Integration of Dispute Resolutions
With Other Provisions in the Affordable
Care Act
In addition to the compliance tools
already available to HRSA, such as
audits and alternative dispute
resolution, the Affordable Care Act
provides HRSA with many additional
tools to monitor compliance. These
additional tools include establishing
procedures to verify the accuracy of
ceiling prices; creating processes for
manufacturers to refund overcharges;
selective auditing of manufacturers;
annual recertification of covered
entities; and providing access to ceiling
price information. The use of the new
administrative dispute resolution
authority must be used in conjunction
with these other compliance tools to
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National Oceanic and Atmospheric
Administration
50 CFR Part 635
[Docket No. 100825390–0431–01]
RIN 0648–BA17
Atlantic Highly Migratory Species;
Atlantic Shark Management Measures
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Advance notice of proposed
rulemaking; request for comments.
AGENCY:
NMFS issues this advance
notice of proposed rulemaking (ANPR)
to provide background information and
request public comment on potential
adjustments to the regulations governing
the U.S. Atlantic shark fishery to
address several specific issues currently
affecting management of the shark
fishery and to identify specific goals for
management of fishery in the future.
NMFS is requesting public comment
regarding the potential implementation
of changes to the quota and/or permit
structure that are currently in place for
the Atlantic shark fishery. NMFS is also
requesting comments on the
implementation of programs such as
catch shares, limited access privilege
programs (LAPPs), individual fishing
quotas (IFQs), and/or sectors for the
Atlantic shark fishery.
DATES: Written comments regarding the
issues in this ANPR must be received no
later than 5 p.m. on January 14, 2011.
Public meetings to obtain additional
comments on the items discussed in this
ANPR will be held in September,
October, November, and December
2010. Please see the SUPPLEMENTARY
INFORMATION section of this ANPR for
specific dates, times, and locations.
SUMMARY:
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You may submit comments,
identified by ‘‘0648–BA17’’, by any one
of the following methods:
• Electronic submissions: Submit all
electronic public comments via the
Federal e-Rulemaking Portal: https://
www.regulations.gov.
• Fax: 301–713–1917, Attn: Margo
Schulze-Haugen.
• Mail: NMFS SF1, 1315 East-West
Highway, Silver Spring, MD 20910.
Instructions: All comments received
are part of the public record and
generally will be posted to portal
https://www.regulations.gov without
change. All personal identifying
information (for example, name,
address, etc.) voluntarily submitted by
the commenter may be publicly
accessible. Do not submit confidential
business information or otherwise
sensitive or protected information.
NMFS will accept anonymous
comments. Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, WordPerfect, or Adobe
PDF file formats only.
Related documents, including the
2006 Consolidated Highly Migratory
Species (HMS) Fishery Management
Plan (FMP) and its amendments and the
2009 Stock Assessment and Fishery
Evaluation (SAFE) Report are available
upon request at the mailing address
noted above or on the HMS
Management Division’s Web page at:
https://www.nmfs.noaa.gov/sfa/hms/.
Public meetings to obtain additional
comments on the items discussed in this
ANPR will be held in New Jersey, North
Carolina, Maryland (HMS Advisory
Panel (AP) meeting), Florida, and
Louisiana. Please see the
SUPPLEMENTARY INFORMATION section of
this ANPR for specific dates, times, and
locations.
FOR FURTHER INFORMATION CONTACT:
Karyl Brewster-Geisz, LeAnn Southward
Hogan or Delisse Ortiz at 301–713–2347
or fax at 301–713–1917.
SUPPLEMENTARY INFORMATION: The
Atlantic shark fisheries are managed
under the authority of the MagnusonStevens Fishery Conservation and
Management Act (Magnuson-Stevens
Act). In 1999, NMFS revised the 1993
Shark FMP and included swordfish and
tunas in the 1999 FMP for Atlantic
Tunas, Swordfish, and Sharks (1999
FMP). The 1999 FMP was amended in
2003, and in 2006, NMFS consolidated
the Atlantic tunas, swordfish, and shark
FMP and its amendments and the
Atlantic billfish FMP and its
amendments into the 2006 Consolidated
Atlantic HMS FMP. The 2006
Consolidated HMS FMP was amended
in 2008 and 2010 to address
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ADDRESSES:
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management needs in the Atlantic shark
fishery.
I. Background
The Fishery Conservation
Amendments of 1990 (Pub. L. 101–627)
amended the Magnuson Fishery
Conservation and Management Act
(later renamed the Magnuson-Stevens
Fishery Conservation and Management
Act or Magnuson-Stevens Act) and gave
the Secretary of Commerce (Secretary)
the authority to manage HMS in the
Exclusive Economic Zone (EEZ) of the
Atlantic Ocean, Gulf of Mexico, and
Caribbean Sea under authority of the
Magnuson-Stevens Act (16 U.S.C. 1811,
16 U.S.C. 1854(f)(3)). The Secretary has
delegated the authority to manage
Atlantic HMS to NMFS.
In 1993, NMFS implemented the FMP
for Sharks of the Atlantic Ocean. Some
of the management measures in the
1993 FMP included:
• Establishing a fishery management
unit (FMU) consisting of 39 frequentlycaught species of Atlantic sharks,
separated into three groups for
assessment and regulatory purposes
(Large Coastal Sharks (LCS), Small
Coastal Sharks (SCS), and pelagic
sharks);
• Establishing calendar year
commercial quotas for the LCS and
pelagic sharks and dividing the annual
quota into two equal half-year quotas
that applied to the following two fishing
periods—January 1 through June 30 and
July 1 through December 31;
• Establishing a recreational trip limit
of four sharks per vessel for LCS or
pelagic shark species groups and a daily
bag limit of five sharks per person for
sharks in the SCS species group;
• Establishing a framework procedure
for adjusting commercial quotas,
recreational bag limits, species size
limits, management units, fishing year,
species groups, estimates of maximum
sustainable yield (MSY), and permitting
and reporting requirements;
• Prohibiting finning by requiring
that the ratio between wet fins and
dressed carcass weight at landing not
exceed five percent;
• Prohibiting the sale by recreational
fishermen of sharks or shark products
caught in the EEZ;
• Requiring annual commercial
permits for fishermen who harvest and
sell shark products (meat products and
fins); and
• Establishing a permit eligibility
requirement that the owner or operator
(including charter vessel and headboat
owners/operators who intend to sell
their catch) show proof that at least 50
percent of earned income has been
derived from the sale of the fish or fish
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products or charter vessel and headboat
operations or at least $20,000 from the
sale of fish during one of three years
preceding the permit request.
Based in part on the results of the
1998 LCS stock assessment, in April
1999, NMFS published the final 1999
FMP for Atlantic Tunas, Swordfish and
Sharks, which included numerous
measures to rebuild or prevent
overfishing of Atlantic sharks in
commercial and recreational fisheries.
The 1999 FMP amended and replaced
the 1993 FMP. Some of the management
measures related to sharks that changed
in the 1999 FMP included:
• Reducing commercial LCS and SCS
quotas;
• Establishing ridgeback and nonridgeback categories of LCS;
• Implementing a commercial
minimum size for ridgeback LCS;
• Reducing recreational retention
limits for all sharks;
• Establishing a recreational
minimum size for all sharks except
Atlantic sharpnose;
• Implementing limited access in
commercial fisheries;
• Establishing new procedures for
counting dead discards and state
landings of sharks after Federal fishing
season closures against Federal quotas;
and
• Establishing season-specific overand underharvest adjustment
procedures.
In 2002, additional LCS and SCS
stock assessments were conducted.
Based on these assessments, NMFS reexamined many of the shark
management measures in the 1999 FMP
for Atlantic Tunas, Swordfish, and
Sharks and amended the 1999 FMP
(Amendment 1). The changes in
Amendment 1 to the 1999 FMP affected
all aspects of shark management. The
final management measures in
Amendment 1 included, among other
things:
• Aggregating the LCS;
• Using MSY as a basis for setting
commercial quotas;
• Eliminating the commercial
minimum size;
• Establishing regional commercial
quotas and trimester commercial fishing
seasons, adjusting the recreational bag
and size limits, establishing gear
restrictions to reduce bycatch or reduce
bycatch mortality; and
• Establishing a time/area closure off
the coast of North Carolina.
The 2006 Consolidated HMS FMP
consolidated the management of all
Atlantic HMS into one comprehensive
FMP, adjusted the regulatory framework
measures, continued the process for
updating HMS Essential Fish Habitat
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(EFH), and combined and simplified the
objectives of the previous FMPs.
Measures that were specific to the shark
fisheries included, but were not limited
to:
• Mandatory protected species safe
handling and release workshops and
certifications for all vessel owners and
operators that have pelagic longline
(PLL) or bottom longline (BLL) gear on
their vessels and that had been issued
or were required to be issued any of the
HMS limited access permits (LAPs) to
participate in HMS longline and gillnet
fisheries.
• Mandatory Atlantic shark
identification workshops for all
federally permitted shark dealers to
train shark dealers to properly identify
shark carcasses; and
• The requirement that the second
dorsal fin and the anal fin remain on all
sharks through landing.
In 2005/2006, new stock assessments
were conducted on the LCS complex,
and sandbar, blacktip, porbeagle, and
dusky sharks. Based on the results of
those assessments, NMFS amended the
2006 Consolidated HMS FMP
(Amendment 2). NMFS implemented
management measures consistent with
recent stock assessments for sandbar,
porbeagle, dusky, and blacktip sharks
and the LCS complex. Some of the
management measures implemented in
Amendment 2 included:
• Initiating rebuilding plans for
porbeagle, dusky, and sandbar sharks
consistent with stock assessments;
• Implementing commercial quotas
and retention limits consistent with
stock assessment recommendations to
prevent overfishing and rebuild
overfished stocks;
• Modifying recreational measures to
reduce fishing mortality of overfished
stocks and stocks with overfishing
occurring;
• Modifying reporting requirements;
• Requiring that all Atlantic sharks be
offloaded with fins naturally attached;
and
• Collecting shark life history
information via the implementation of a
shark research program.
An SCS stock assessment was
finalized during the summer of 2007
which assessed finetooth, Atlantic
sharpnose, blacknose, and bonnethead
sharks. Based on the results of this
assessment, NMFS amended the 2006
Consolidated HMS FMP (Amendment
3). The measures in Amendment 3
included, among other things:
• Implementing a rebuilding plan for
blacknose sharks;
• Implementing commercial SCS
quotas consistent with stock assessment
recommendations;
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• Taking action at the international
level to end overfishing of shortfin mako
sharks; and
• Promoting the release of shortfin
mako sharks in the recreational and
commercial fisheries.
A. Need for Action
As outlined above, since sharks have
been federally managed, there have been
many changes to the regulations and
major rules related to sharks, either
through FMP amendments or regulatory
amendments, in order to respond to
results of stock assessments, changes in
stock status, and other fishery
fluctuations. Despite modifications to
the regulations or Amendments to the
FMP in order to respond to these
changes, the Atlantic shark fishery,
particularly the LCS portion of the
fishery, continues to be faced with
problems such as commercial landings
that exceed the quotas, declining
numbers of fishing permits since limited
access was implemented, complex
regulations, ‘‘derby’’ fishing conditions
due to small quotas and short seasons,
increasing numbers of regulatory
discards, and declining market prices.
Rather than react to these issues every
year with a new regulation or every
other year with a new FMP amendment,
NMFS would like to be more proactive
in management and explore methods to
establish more flexible regulations that
would consider the changing needs of
the fishery. To achieve this objective,
NMFS must establish specific long-term
management goals for the shark fishery,
including the goals of rebuilding
overfished stocks, preventing
overfishing, and the other objectives of
the 2006 Consolidated HMS FMP and
its amendments. In this ANPR, NMFS
requests comments and input on what
the specific fishery goals should be and
on potential short-term and long-term
changes to the Atlantic shark fishery in
order to achieve those goals.
II. Potential Management Solutions
A. Quota Structure Changes
Several changes could be made to the
current shark quota structure. Currently,
NMFS calculates the total allowable
catch (TAC) for a shark species based on
stock assessments. NMFS partitions
these TACs into commercial landings,
recreational landings, and dead
discards. NMFS bases the commercial
quotas on the commercial landings
partition and adjusts them according to
rebuilding plans to end overfishing.
Within this overall quota structure,
NMFS is considering changes. NMFS is
considering, among other things:
Managing the species in complexes only
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with no individual species quotas;
having species-specific quotas only;
moving species within a complex to
different complexes; re-considering
regional quotas; establishing bycatch
quotas for prohibited shark species or
protected resources; and limiting quotas
by gear type such as gillnet quotas, BLL
quotas, and recreational quotas.
Managing the species in complexes
only, with no individual species quotas,
would re-establish the method of shark
management established in the 1993
FMP. For example, the fishery could
return to an LCS complex, an SCS
complex, and a pelagic shark complex.
Managing the shark species by
complexes in this way simplified season
opening dates and the process for
setting quotas. The species complex
management approach worked well
when the stock assessments were
conducted on the complex, but became
complicated when stock assessments
began to be completed for individual
species because stock assessment
recommendations for TACs were given
for individual species rather than for the
complex. NMFS is seeking public
comment on how, if NMFS were to
return to this management structure,
quotas should be set if the stock status
of species differs within a complex.
Should the overall complex quota be
based on the species with the poorest
stock status, the best stock status, or an
average stock status? How should NMFS
determine within which complex a
species should be placed? Should the
complex be based on biology, gear type,
stock status, or something else?
If NMFS were to move forward with
species-specific quotas, this could result
in more than twenty individual shark
quotas. If each shark species had an
individual quota, the season for each
species could open and close at
different times during the year.
Currently, species-specific quotas
within the shark fishery are based on
recommendations from species-specific
stock assessments. NMFS is seeking
public comment on how, if a particular
species has no species-specific stock
assessment, the quotas should be
derived. In the SCS fishery, there is a
species-specific quota and a complex
quota, and when the species-specific
quota is caught, both the speciesspecific and the complex quotas are
closed. If NMFS were to move to
individual species quotas only, should
these quotas be linked or should they
close independently of each other? If the
quotas were not linked, how should
NMFS account for dead discards of each
species?
NMFS is considering whether
blacktip sharks should be moved from
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the LCS complex to the SCS complex
because this species tends to be caught
with the same gear as the other SCS
species, or whether this species should
be removed from the LCS complex and
managed separately. NMFS is seeking
public comment on how blacktip sharks
should be managed, including whether,
if blacktip sharks were moved to the
SCS complex, should the SCS complex
quota be adjusted? If blacktip sharks
were managed with an individual quota,
how should this quota be derived? Are
there other species that should move to
different complexes or have their own
quota?
Other possible changes to the current
shark quota structure could include reconsidering regional quotas. Currently,
the LCS quotas are separated into an
Atlantic quota and a Gulf of Mexico
quota, and the SCS and pelagic shark
fisheries have no regional quotas. In the
past, the LCS fishery was managed in
three regions: The Gulf of Mexico, North
Atlantic and South Atlantic. The
purpose of the three regions was to
provide flexibility to adjust regional
quotas to reduce mortality of juvenile
and reproductive female sharks, provide
fishing opportunities when sharks were
present in various regions, and account
for differences between species’
utilization of various pupping grounds.
When the LCS fishery was managed in
three regions, however, NMFS received
feedback from fishery participants that
this approach was not meeting the
related goals to providing fishing
opportunities. One reason for this was
because there were instances when
fishing effort would change in these
regions and NMFS would have to
transfer quota among regions to
compensate for one region’s overharvest
and another region’s underharvests of
the regional quota. Due to regional
differences in migration patterns and
seasonality of some shark species, some
fishery participants have expressed
interest in further splitting the LCS
quotas in the Atlantic and Gulf of
Mexico. NMFS is seeking public
comment on these management issues
and approaches, including: If additional
regional quotas were developed, where
should these regions occur and how
should the quotas be determined?
Similarly, if NMFS were to implement
quotas specific to gear type, such as
gillnet gear, BLL, and rod and reel, how
should these quotas be established?
B. Permit Structure Changes
Several changes could be made to the
Atlantic shark permit structure.
Currently, the directed and incidental
commercial shark permits are LAPs and
no new commercial permits are being
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issued. NMFS implemented LAPs in the
1999 FMP for Atlantic Tunas, Swordfish
and Sharks to remove latent effort from
HMS commercial fisheries. As of
November 2009, there were 221 directed
permits and 282 incidental limited
access permits in the Atlantic shark
fishery. Currently, if new participants
would like to join the fishery, they must
find a participant who is willing to sell/
transfer his or her commercial permit.
There are upgrading restrictions that
apply to all directed limited access
permit holders. An owner may upgrade
a vessel with a directed limited access
permit or transfer the directed limited
access permit to another vessel only if
the upgrade or transfer does not result
in an increase in horsepower of more
than 20 percent or an increase of more
than 10 percent in length overall, gross
registered tonnage, or net tonnage from
the original qualifying vessel’s
specifications. In addition, if a permit is
expired for more than a year, the permit
becomes permanently invalid and can
no longer be renewed. NMFS therefore
is considering and seeks public
comment on management measures
such as: Permit stacking; a use or lose
permit system; and matching permit
capacity to the shark quotas.
If NMFS were to implement a permit
stacking system (as explained below),
this would likely mean that fishermen
with multiple shark LAPs could use
them concurrently on one vessel and
that the trip limits of the individual
permits could be used concurrently as
well. For example, the current nonsandbar LCS trip limit is 33 per trip.
Under permit stacking, if two directed
shark permits were stacked onto one
vessel, that vessel would have a trip
limit of 66 non-sandbar LCS per trip.
Such a system could provide additional
opportunities and security for fishermen
who have access to more than one
permit and could provide for a more
efficient use of resources where
fishermen only need to pay fuel costs
for one vessel rather than two or more
vessels. While this approach may
provide benefits for fishermen, NMFS
also wants to explore the appropriate
limits on permit stacking. For instance,
such a system could provide for inactive
permits to be brought back into the
fishery resulting in additional effort and
exacerbating current fishing problems.
NMFS is seeking public comment on
these types of issues, including, how
many permits could be stacked onto one
vessel? How would inactive/latent
permits be handled, and could they be
stacked onto an active vessel? Should
incidental shark permits be eligible for
stacking and could fishermen without
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multiple permits be able to buy
additional permits in order to stack
them on a vessel? How would a permit
stacking system incorporate the
upgrading restrictions that are currently
in place?
If NMFS were to implement a use or
lose permit system, this may mean that
fishermen who do not use their
commercial shark permit for a specified
amount of time would lose the permit
and would be unable to re-enter the
shark fishery. NMFS is seeking public
comment and input on these types of
measures, including how and whether
this type of use or lose system should
apply to directed and incidental shark
permit holders and how long should
permits remain inactive before they are
lost. What should NMFS do with the
permits that are lost? Should those
permits be removed from the fishery
permanently or should NMFS sell those
permits to other fishermen?
Another potential solution would be
to limit the number of permits to match
the effort needed to catch the quota over
the entire year. NMFS is seeking public
comment on these types of measures,
including how and whether NMFS
could implement a permit system of this
type, and whether both inactive and
active permits could be removed from
the fishery. This type of system would
be different from the current LAP
system, as that system was designed to
remove latent effort only. If permit
numbers were matched to the amount of
quota, how should those permits be
allocated? Should the permits be given
to the most active and directed shark
fishermen (which would result in the
fewest number of permits) or to the least
active shark fishermen (which would
result in more permits but could remove
the fishermen who rely on the fishery
the most)?
C. Catch Shares
NMFS has received multiple
questions and requests from fishermen
and other shark fishery constituents to
consider catch shares for the Atlantic
shark fishery. Requests to consider catch
shares have come from gillnetters in
Florida and BLL fishermen in the Gulf
of Mexico. Additionally, fishermen
throughout the fishery, including
fishermen who fish only in state waters,
have asked what catch shares would
mean for the shark fishery. To be
responsive to these requests, this section
will give background information on
catch shares, including sectors, and
pose questions related to how these
programs would apply to the Atlantic
shark fishery.
‘‘Catch share’’ is an umbrella term that
is used to describe fishery management
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programs that provide a portion of the
TAC to individuals, cooperatives,
communities, or other eligible entities.
Catch shares can include LAPPs, IFQs,
sectors, and fishery cooperatives. Catch
shares can address a variety of fishery
needs such as lengthening fishing
seasons, lowering operating costs,
improving market conditions,
promoting safe fishing operations,
reducing bycatch and discard mortality,
and improving quota monitoring and
timely reporting. Catch shares can also
address different fishery goals such as
eliminating overfishing, stopping derby
fishing, and improving socio-economic
conditions. In addition, catch shares can
address fishery concerns such as loss of
small boats and fleets, exclusion of
small vessel owners or new entrants,
and sustainability of fishing
communities.
Each catch share program is unique
and there are many elements to consider
when designing one for a specific
fishery. For example, the design needs
to consider eligibility or who will
participate in the catch share program,
as well as the allocation of quota shares.
When considering quota allocation, the
duration of the quota shares,
transferability of the shares, and
preventing excessive accumulation of
shares are important issues to consider.
It is also important to consider how to
protect existing fishery communities
and business sectors and ensure the
stability and participation of traditional
operations. Many catch share programs
apply to commercial fishermen, but
recreational fishermen are an important
part of most fisheries. As such, another
consideration is the allocation between
commercial and recreational fishermen
and whether shares can be moved
between those sectors. An additional
element of a catch share program that
should be considered is the monitoring
and enforcement of the program and
how to ensure compliance within the
catch share program.
When considering catch shares for the
Atlantic shark fishery, NMFS has the
following design questions: Should a
catch share program encompass all
species of Atlantic sharks? Should there
be species-specific catch share programs
within the Atlantic shark fishery?
Should NMFS consider a pilot catch
share program for certain species or
regions? If a federal shark catch share
program were implemented, how would
that work with the different states or the
Atlantic States Marine Fishery
Commission (ASMFC)? Would the states
or ASMFC have their own allocation, or
would they be included in the federal
catch share allocation? Since most of the
current catch share programs apply to
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commercial fisheries, should the
recreational shark fishery be considered
for a catch share program? If so, how
would that work? If not, how would the
TAC be allocated between the two
sectors?
As described above, a catch share is
an umbrella term that describes many
types of programs. One type of catch
share program is a sector program. A
sector is a group of persons acting as an
entity to which NMFS has granted a
share or fraction of the TAC in order to
achieve objectives and goals within a
fishery consistent with an FMP. The
allocation share to a sector would be to
the group, not to individuals, and
distribution of that allocation share to
members of the group is internal to the
group and is not handled by NMFS. A
sector can negotiate and enforce plans,
agreements and contracts similar to
those required of fishing communities
and regional fishery associations. The
sector participants can select who
would participate, and participation
would be voluntary. The rules within a
sector would be set up by the sector but
would be agreed upon by NMFS. When
considering sectors for the Atlantic
shark fishery, a group of fishermen
could decide on a sector approach and
work with NMFS to design regulations
specific to that sector that addressed the
needs of the group. The regulations
within a shark sector could include
season openings and quota shares,
among other things. Anyone outside of
a sector within the shark fishery would
follow general shark regulations. For
example, for a number of years, directed
shark gillnet fishermen, because of their
experience with the gear and with
working with the Atlantic Large Whale
Take Reduction Team (ALWTRT), have
been requesting that NMFS limit access
of new participants into the shark
gillnet fishery. Under a sector scenario,
those fishermen could form a sector
with specific gillnet regulations.
Additionally, a number of fishermen
along the Atlantic Ocean and in the Gulf
of Mexico have been requesting NMFS
to re-establish regions to allow them to
fish when certain species of sharks are
in their area. Under a sector scenario,
those fishermen could form sectors (e.g.,
a North Atlantic sector and an eastern
Gulf of Mexico sector). NMFS would
then work with those sectors to
establish specific season openings and
quota allocations. Permit holders
outside the sector, even if fishing in the
same area, would not necessarily have
the same season opening or quota
availability as fishermen in that sector.
As described above, sectors are just
one type of catch share program. There
are numerous examples in the United
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57239
States and around the world of different
types of catch share programs. Such a
program is designed specifically for
each fishery to address the problems in
that fishery. Some catch share programs
that appear successful are: The Alaska
IFQ Halibut and Sablefish Program
(https://www.nmfs.noaa.gov/sfa/
domes_fish/catchshare/docs/
ak_halibut_sablefish.pdf) and the
Georges Bank Cod Hook Sector (https://
www.nmfs.noaa.gov/sfa/domes_fish/
catchshare/docs/gbcod_hooksector.pdf).
NMFS is seeking public comment and
input on catch share issues, including
whether a type of catch share program
may appear to provide the most
opportunity and stability for the fishery.
Which type of catch share program
should NMFS consider or not consider
and for what reasons? For additional
information on catch shares please visit
the NOAA Fisheries Catch Shares Web
site at, https://www.nmfs.noaa.gov/sfa/
domes_fish/catchshare/index.htm.
III. Shark Management Process
In considering the above options for
the shark fishery, it is also important to
consider the different aspects of the
rulemaking process. Currently, the
Atlantic shark fishery is managed under
the 2006 Consolidated HMS FMP and
its amendments. In certain cases, NMFS
must amend the FMP; for example,
when NMFS receives new fishery
information such as new stock
assessment information indicating a
stock is overfished, NMFS must prepare
an FMP amendment in order to develop
a rebuilding plan for that particular
shark species and to end overfishing.
FMP amendments may be warranted
due to other types of new information
and generally take approximately two
years to complete and implement. The
public is involved in the amendment
process during scoping and again at the
proposed rule stage. An example of a
recent amendment is Amendment 3 to
the 2006 Consolidated HMS FMP (75 FR
30484, June 1, 2010), which was based
on the 2007 SCS stock assessment that
indicated NMFS needed to establish a
rebuilding plan and end overfishing of
blacknose sharks.
Unlike FMP amendments, regulatory
amendments are changes to the
regulations that can be made without
amending the FMP. Regulatory
amendments are often the result of new
information (e.g., the quota was filled
faster than expected) and generally take
about a year to complete and
implement. Examples of past changes
that have been made with regulatory
amendments include implementing trip
limits, implementing biological opinion
requirements, changing regional quotas,
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and changing gear operation and
deployment requirements. Regulatory
changes of this nature tend to be
reactive and result when current
management measures need to be
modified. Generally, the public is
involved at the proposed rule stage for
these types of regulatory changes.
Annual specifications are another
type of rulemaking action that NMFS
uses to adjust the annual commercial
shark quotas that are established in the
FMP. The annual specifications take
about 6 months to complete. Annual
specifications adjust the quotas based
on over- and underharvests in the
previous year(s) and establish season
opening dates for the Atlantic shark
fishery. A recent example of an annual
specification is the final rule that
established quotas and season opening
dates for the 2010 Atlantic shark
commercial fishing season based on
over- and underharvests in 2009 (75 FR
250, January 5, 2010). Depending on the
outcome of this ANPR process, NMFS
will consider rules or FMP amendments
as appropriate.
jdjones on DSK8KYBLC1PROD with PROPOSALS-1
IV. Summary
This ANPR explains the Atlantic
shark management history while also
describing ongoing issues within the
shark fishery, as well as many
approaches to future management that
NMFS could implement in order to
address these issues in the future. Some
of the ideas discussed are specific
changes to the current quota and permit
structures, which could potentially be
implemented in the short-term through
a regulatory action in one to two years.
The other changes discussed include
implementing a catch share or sector
program for the Atlantic shark fishery,
which could be implemented by
amending the 2006 Consolidated HMS
FMP. It is NMFS’s goal to move forward
with proactive management for the
Atlantic shark fishery and implement a
viable and flexible solution that will
achieve specific shark fishery goals and
objectives for the future of the Atlantic
shark fishery.
V. Submission of Public Comments
The comment period for all topics
discussed in this ANPR closes on
January 14, 2011. Please see the
ADDRESSES section of this ANPR for
additional information regarding the
submission of written comments.
NMFS requests comments on the
potential adjustment of regulations or an
FMP amendment governing the Atlantic
shark quota and permit structure as well
as comments on the potential
consideration of catch shares and
sectors for the Atlantic shark fishery.
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The preceding sections provide
background information regarding these
topics and ideas for potential changes.
The public is encouraged to submit
comments related to the specific ideas
and questions asked in each of the
preceding sections. NMFS is also
seeking additional ideas/solutions for
changes to the Atlantic shark fishery.
All written comments received by the
due date will be considered in drafting
proposed changes to the Atlantic shark
regulations. In developing any proposed
regulations, NMFS must consider and
analyze ecological, social, and economic
impacts. Therefore, NMFS encourages
comments that would contribute to the
required analyses, and respond to the
questions presented in this ANPR.
VI. Public Meetings
NMFS will hold six public meetings
to receive comments from fishery
participants and other members of the
public regarding this ANPR. These
meetings will be physically accessible to
people with disabilities. Request for
sign language interpretation or other
auxiliary aids should be directed to
Karyl Brewster-Geisz or LeAnn
Southward Hogan at 301–713–2347
(phone) or 301–713–19197 (fax), at least
7 days prior to the meeting. For
individuals unable to attend a meeting,
NMFS also solicits written comments on
the ANPR (see DATES and ADDRESSES).
The meeting dates, locations, and
times follow. All meetings will begin
with an opportunity for individuals to
view information on the issues raised in
this ANPR and ask questions followed
by a presentation and opportunity for
public comment.
1. September 21–23, 2010: HMS
Advisory Panel Meeting, Crowne Plaza
Hotel, 8777 Georgia Avenue, Silver
Spring, MD 20910.
2. October, 21, 2010: Ocean County
Library, Stafford Branch, 129 North
Main Street, Manahawkin, New Jersey
08050, 6–9 p.m.
3. October 26, 2010: Manteo Town
Hall, 407 Budleigh Street, Manteo,
North Carolina 27954, 6–9 p.m.
4. November 8, 2010: Belle Chasse
Auditorium, 8398 Highway 23, Belle
Chasse, Louisiana 70037, 6–9 p.m.
5. December 15, 2010: West St.
Petersburg Community Library, 6605
5th Avenue North, St. Petersburg, FL
33710, 6–9 p.m.
6. December 16, 2010: Fort Pierce
Library, 101 Melody Lane, Fort Pierce,
FL 34950, 5–8 p.m.
Classification
This action is not significant pursuant
to Executive Order 12866.
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Authority: 16 U.S.C. 971 et seq. and 1801
et seq.
Dated: September 14, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2010–23438 Filed 9–17–10; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 635
[Docket No. 100622276–0307–02]
RIN 0648–AY98
Atlantic Highly Migratory Species;
2011 Commercial Fishing Season and
Adaptive Management Measures for
the Atlantic Shark Fishery
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
This proposed rule would
establish opening dates and adjust
quotas for the 2011 fishing season for
sandbar sharks, non-sandbar large
coastal sharks (LCS), small coastal
sharks (SCS), and pelagic sharks. Quotas
will be adjusted based on the framework
established in Amendment 2 to the 2006
Consolidated Highly Migratory Species
Fishery Management Plan, which
requires adjustments for any over- and/
or underharvests experienced during the
2009 and 2010 Atlantic commercial
shark fishing seasons. In addition to
establishing opening dates and adjusting
annual quotas, this proposed rule
analyzes adaptive management
measures, such as various opening dates
for the fishing season as well as
allowing adjustments through inseason
actions in the allowable number of fish
that can be taken via trip limits, to
provide flexibility in management in
furtherance of equitable fishing
opportunities to the extent practicable
for commercial shark fishermen in all
regions and areas. The proposed
measures could affect fishing
opportunities for commercial shark
fishermen in the Atlantic and Gulf of
Mexico.
DATES: Written comments will be
accepted until October 20, 2010. NMFS
will hold four public hearings on this
proposed rule on September 22, 2010, in
Silver Spring, MD; September 27, 2010,
SUMMARY:
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Agencies
[Federal Register Volume 75, Number 181 (Monday, September 20, 2010)]
[Proposed Rules]
[Pages 57235-57240]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23438]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 635
[Docket No. 100825390-0431-01]
RIN 0648-BA17
Atlantic Highly Migratory Species; Atlantic Shark Management
Measures
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Advance notice of proposed rulemaking; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this advance notice of proposed rulemaking (ANPR)
to provide background information and request public comment on
potential adjustments to the regulations governing the U.S. Atlantic
shark fishery to address several specific issues currently affecting
management of the shark fishery and to identify specific goals for
management of fishery in the future. NMFS is requesting public comment
regarding the potential implementation of changes to the quota and/or
permit structure that are currently in place for the Atlantic shark
fishery. NMFS is also requesting comments on the implementation of
programs such as catch shares, limited access privilege programs
(LAPPs), individual fishing quotas (IFQs), and/or sectors for the
Atlantic shark fishery.
DATES: Written comments regarding the issues in this ANPR must be
received no later than 5 p.m. on January 14, 2011.
Public meetings to obtain additional comments on the items
discussed in this ANPR will be held in September, October, November,
and December 2010. Please see the SUPPLEMENTARY INFORMATION section of
this ANPR for specific dates, times, and locations.
[[Page 57236]]
ADDRESSES: You may submit comments, identified by ``0648-BA17'', by any
one of the following methods:
Electronic submissions: Submit all electronic public
comments via the Federal e-Rulemaking Portal: https://www.regulations.gov.
Fax: 301-713-1917, Attn: Margo Schulze-Haugen.
Mail: NMFS SF1, 1315 East-West Highway, Silver Spring, MD
20910.
Instructions: All comments received are part of the public record
and generally will be posted to portal https://www.regulations.gov
without change. All personal identifying information (for example,
name, address, etc.) voluntarily submitted by the commenter may be
publicly accessible. Do not submit confidential business information or
otherwise sensitive or protected information. NMFS will accept
anonymous comments. Attachments to electronic comments will be accepted
in Microsoft Word, Excel, WordPerfect, or Adobe PDF file formats only.
Related documents, including the 2006 Consolidated Highly Migratory
Species (HMS) Fishery Management Plan (FMP) and its amendments and the
2009 Stock Assessment and Fishery Evaluation (SAFE) Report are
available upon request at the mailing address noted above or on the HMS
Management Division's Web page at: https://www.nmfs.noaa.gov/sfa/hms/.
Public meetings to obtain additional comments on the items
discussed in this ANPR will be held in New Jersey, North Carolina,
Maryland (HMS Advisory Panel (AP) meeting), Florida, and Louisiana.
Please see the SUPPLEMENTARY INFORMATION section of this ANPR for
specific dates, times, and locations.
FOR FURTHER INFORMATION CONTACT: Karyl Brewster-Geisz, LeAnn Southward
Hogan or Delisse Ortiz at 301-713-2347 or fax at 301-713-1917.
SUPPLEMENTARY INFORMATION: The Atlantic shark fisheries are managed
under the authority of the Magnuson-Stevens Fishery Conservation and
Management Act (Magnuson-Stevens Act). In 1999, NMFS revised the 1993
Shark FMP and included swordfish and tunas in the 1999 FMP for Atlantic
Tunas, Swordfish, and Sharks (1999 FMP). The 1999 FMP was amended in
2003, and in 2006, NMFS consolidated the Atlantic tunas, swordfish, and
shark FMP and its amendments and the Atlantic billfish FMP and its
amendments into the 2006 Consolidated Atlantic HMS FMP. The 2006
Consolidated HMS FMP was amended in 2008 and 2010 to address management
needs in the Atlantic shark fishery.
I. Background
The Fishery Conservation Amendments of 1990 (Pub. L. 101-627)
amended the Magnuson Fishery Conservation and Management Act (later
renamed the Magnuson-Stevens Fishery Conservation and Management Act or
Magnuson-Stevens Act) and gave the Secretary of Commerce (Secretary)
the authority to manage HMS in the Exclusive Economic Zone (EEZ) of the
Atlantic Ocean, Gulf of Mexico, and Caribbean Sea under authority of
the Magnuson-Stevens Act (16 U.S.C. 1811, 16 U.S.C. 1854(f)(3)). The
Secretary has delegated the authority to manage Atlantic HMS to NMFS.
In 1993, NMFS implemented the FMP for Sharks of the Atlantic Ocean.
Some of the management measures in the 1993 FMP included:
Establishing a fishery management unit (FMU) consisting of
39 frequently-caught species of Atlantic sharks, separated into three
groups for assessment and regulatory purposes (Large Coastal Sharks
(LCS), Small Coastal Sharks (SCS), and pelagic sharks);
Establishing calendar year commercial quotas for the LCS
and pelagic sharks and dividing the annual quota into two equal half-
year quotas that applied to the following two fishing periods--January
1 through June 30 and July 1 through December 31;
Establishing a recreational trip limit of four sharks per
vessel for LCS or pelagic shark species groups and a daily bag limit of
five sharks per person for sharks in the SCS species group;
Establishing a framework procedure for adjusting
commercial quotas, recreational bag limits, species size limits,
management units, fishing year, species groups, estimates of maximum
sustainable yield (MSY), and permitting and reporting requirements;
Prohibiting finning by requiring that the ratio between
wet fins and dressed carcass weight at landing not exceed five percent;
Prohibiting the sale by recreational fishermen of sharks
or shark products caught in the EEZ;
Requiring annual commercial permits for fishermen who
harvest and sell shark products (meat products and fins); and
Establishing a permit eligibility requirement that the
owner or operator (including charter vessel and headboat owners/
operators who intend to sell their catch) show proof that at least 50
percent of earned income has been derived from the sale of the fish or
fish products or charter vessel and headboat operations or at least
$20,000 from the sale of fish during one of three years preceding the
permit request.
Based in part on the results of the 1998 LCS stock assessment, in
April 1999, NMFS published the final 1999 FMP for Atlantic Tunas,
Swordfish and Sharks, which included numerous measures to rebuild or
prevent overfishing of Atlantic sharks in commercial and recreational
fisheries. The 1999 FMP amended and replaced the 1993 FMP. Some of the
management measures related to sharks that changed in the 1999 FMP
included:
Reducing commercial LCS and SCS quotas;
Establishing ridgeback and non-ridgeback categories of
LCS;
Implementing a commercial minimum size for ridgeback LCS;
Reducing recreational retention limits for all sharks;
Establishing a recreational minimum size for all sharks
except Atlantic sharpnose;
Implementing limited access in commercial fisheries;
Establishing new procedures for counting dead discards and
state landings of sharks after Federal fishing season closures against
Federal quotas; and
Establishing season-specific over- and underharvest
adjustment procedures.
In 2002, additional LCS and SCS stock assessments were conducted.
Based on these assessments, NMFS re-examined many of the shark
management measures in the 1999 FMP for Atlantic Tunas, Swordfish, and
Sharks and amended the 1999 FMP (Amendment 1). The changes in Amendment
1 to the 1999 FMP affected all aspects of shark management. The final
management measures in Amendment 1 included, among other things:
Aggregating the LCS;
Using MSY as a basis for setting commercial quotas;
Eliminating the commercial minimum size;
Establishing regional commercial quotas and trimester
commercial fishing seasons, adjusting the recreational bag and size
limits, establishing gear restrictions to reduce bycatch or reduce
bycatch mortality; and
Establishing a time/area closure off the coast of North
Carolina.
The 2006 Consolidated HMS FMP consolidated the management of all
Atlantic HMS into one comprehensive FMP, adjusted the regulatory
framework measures, continued the process for updating HMS Essential
Fish Habitat
[[Page 57237]]
(EFH), and combined and simplified the objectives of the previous FMPs.
Measures that were specific to the shark fisheries included, but were
not limited to:
Mandatory protected species safe handling and release
workshops and certifications for all vessel owners and operators that
have pelagic longline (PLL) or bottom longline (BLL) gear on their
vessels and that had been issued or were required to be issued any of
the HMS limited access permits (LAPs) to participate in HMS longline
and gillnet fisheries.
Mandatory Atlantic shark identification workshops for all
federally permitted shark dealers to train shark dealers to properly
identify shark carcasses; and
The requirement that the second dorsal fin and the anal
fin remain on all sharks through landing.
In 2005/2006, new stock assessments were conducted on the LCS
complex, and sandbar, blacktip, porbeagle, and dusky sharks. Based on
the results of those assessments, NMFS amended the 2006 Consolidated
HMS FMP (Amendment 2). NMFS implemented management measures consistent
with recent stock assessments for sandbar, porbeagle, dusky, and
blacktip sharks and the LCS complex. Some of the management measures
implemented in Amendment 2 included:
Initiating rebuilding plans for porbeagle, dusky, and
sandbar sharks consistent with stock assessments;
Implementing commercial quotas and retention limits
consistent with stock assessment recommendations to prevent overfishing
and rebuild overfished stocks;
Modifying recreational measures to reduce fishing
mortality of overfished stocks and stocks with overfishing occurring;
Modifying reporting requirements;
Requiring that all Atlantic sharks be offloaded with fins
naturally attached; and
Collecting shark life history information via the
implementation of a shark research program.
An SCS stock assessment was finalized during the summer of 2007
which assessed finetooth, Atlantic sharpnose, blacknose, and bonnethead
sharks. Based on the results of this assessment, NMFS amended the 2006
Consolidated HMS FMP (Amendment 3). The measures in Amendment 3
included, among other things:
Implementing a rebuilding plan for blacknose sharks;
Implementing commercial SCS quotas consistent with stock
assessment recommendations;
Taking action at the international level to end
overfishing of shortfin mako sharks; and
Promoting the release of shortfin mako sharks in the
recreational and commercial fisheries.
A. Need for Action
As outlined above, since sharks have been federally managed, there
have been many changes to the regulations and major rules related to
sharks, either through FMP amendments or regulatory amendments, in
order to respond to results of stock assessments, changes in stock
status, and other fishery fluctuations. Despite modifications to the
regulations or Amendments to the FMP in order to respond to these
changes, the Atlantic shark fishery, particularly the LCS portion of
the fishery, continues to be faced with problems such as commercial
landings that exceed the quotas, declining numbers of fishing permits
since limited access was implemented, complex regulations, ``derby''
fishing conditions due to small quotas and short seasons, increasing
numbers of regulatory discards, and declining market prices. Rather
than react to these issues every year with a new regulation or every
other year with a new FMP amendment, NMFS would like to be more
proactive in management and explore methods to establish more flexible
regulations that would consider the changing needs of the fishery. To
achieve this objective, NMFS must establish specific long-term
management goals for the shark fishery, including the goals of
rebuilding overfished stocks, preventing overfishing, and the other
objectives of the 2006 Consolidated HMS FMP and its amendments. In this
ANPR, NMFS requests comments and input on what the specific fishery
goals should be and on potential short-term and long-term changes to
the Atlantic shark fishery in order to achieve those goals.
II. Potential Management Solutions
A. Quota Structure Changes
Several changes could be made to the current shark quota structure.
Currently, NMFS calculates the total allowable catch (TAC) for a shark
species based on stock assessments. NMFS partitions these TACs into
commercial landings, recreational landings, and dead discards. NMFS
bases the commercial quotas on the commercial landings partition and
adjusts them according to rebuilding plans to end overfishing. Within
this overall quota structure, NMFS is considering changes. NMFS is
considering, among other things: Managing the species in complexes only
with no individual species quotas; having species-specific quotas only;
moving species within a complex to different complexes; re-considering
regional quotas; establishing bycatch quotas for prohibited shark
species or protected resources; and limiting quotas by gear type such
as gillnet quotas, BLL quotas, and recreational quotas.
Managing the species in complexes only, with no individual species
quotas, would re-establish the method of shark management established
in the 1993 FMP. For example, the fishery could return to an LCS
complex, an SCS complex, and a pelagic shark complex. Managing the
shark species by complexes in this way simplified season opening dates
and the process for setting quotas. The species complex management
approach worked well when the stock assessments were conducted on the
complex, but became complicated when stock assessments began to be
completed for individual species because stock assessment
recommendations for TACs were given for individual species rather than
for the complex. NMFS is seeking public comment on how, if NMFS were to
return to this management structure, quotas should be set if the stock
status of species differs within a complex. Should the overall complex
quota be based on the species with the poorest stock status, the best
stock status, or an average stock status? How should NMFS determine
within which complex a species should be placed? Should the complex be
based on biology, gear type, stock status, or something else?
If NMFS were to move forward with species-specific quotas, this
could result in more than twenty individual shark quotas. If each shark
species had an individual quota, the season for each species could open
and close at different times during the year. Currently, species-
specific quotas within the shark fishery are based on recommendations
from species-specific stock assessments. NMFS is seeking public comment
on how, if a particular species has no species-specific stock
assessment, the quotas should be derived. In the SCS fishery, there is
a species-specific quota and a complex quota, and when the species-
specific quota is caught, both the species-specific and the complex
quotas are closed. If NMFS were to move to individual species quotas
only, should these quotas be linked or should they close independently
of each other? If the quotas were not linked, how should NMFS account
for dead discards of each species?
NMFS is considering whether blacktip sharks should be moved from
[[Page 57238]]
the LCS complex to the SCS complex because this species tends to be
caught with the same gear as the other SCS species, or whether this
species should be removed from the LCS complex and managed separately.
NMFS is seeking public comment on how blacktip sharks should be
managed, including whether, if blacktip sharks were moved to the SCS
complex, should the SCS complex quota be adjusted? If blacktip sharks
were managed with an individual quota, how should this quota be
derived? Are there other species that should move to different
complexes or have their own quota?
Other possible changes to the current shark quota structure could
include re-considering regional quotas. Currently, the LCS quotas are
separated into an Atlantic quota and a Gulf of Mexico quota, and the
SCS and pelagic shark fisheries have no regional quotas. In the past,
the LCS fishery was managed in three regions: The Gulf of Mexico, North
Atlantic and South Atlantic. The purpose of the three regions was to
provide flexibility to adjust regional quotas to reduce mortality of
juvenile and reproductive female sharks, provide fishing opportunities
when sharks were present in various regions, and account for
differences between species' utilization of various pupping grounds.
When the LCS fishery was managed in three regions, however, NMFS
received feedback from fishery participants that this approach was not
meeting the related goals to providing fishing opportunities. One
reason for this was because there were instances when fishing effort
would change in these regions and NMFS would have to transfer quota
among regions to compensate for one region's overharvest and another
region's underharvests of the regional quota. Due to regional
differences in migration patterns and seasonality of some shark
species, some fishery participants have expressed interest in further
splitting the LCS quotas in the Atlantic and Gulf of Mexico. NMFS is
seeking public comment on these management issues and approaches,
including: If additional regional quotas were developed, where should
these regions occur and how should the quotas be determined? Similarly,
if NMFS were to implement quotas specific to gear type, such as gillnet
gear, BLL, and rod and reel, how should these quotas be established?
B. Permit Structure Changes
Several changes could be made to the Atlantic shark permit
structure. Currently, the directed and incidental commercial shark
permits are LAPs and no new commercial permits are being issued. NMFS
implemented LAPs in the 1999 FMP for Atlantic Tunas, Swordfish and
Sharks to remove latent effort from HMS commercial fisheries. As of
November 2009, there were 221 directed permits and 282 incidental
limited access permits in the Atlantic shark fishery. Currently, if new
participants would like to join the fishery, they must find a
participant who is willing to sell/transfer his or her commercial
permit. There are upgrading restrictions that apply to all directed
limited access permit holders. An owner may upgrade a vessel with a
directed limited access permit or transfer the directed limited access
permit to another vessel only if the upgrade or transfer does not
result in an increase in horsepower of more than 20 percent or an
increase of more than 10 percent in length overall, gross registered
tonnage, or net tonnage from the original qualifying vessel's
specifications. In addition, if a permit is expired for more than a
year, the permit becomes permanently invalid and can no longer be
renewed. NMFS therefore is considering and seeks public comment on
management measures such as: Permit stacking; a use or lose permit
system; and matching permit capacity to the shark quotas.
If NMFS were to implement a permit stacking system (as explained
below), this would likely mean that fishermen with multiple shark LAPs
could use them concurrently on one vessel and that the trip limits of
the individual permits could be used concurrently as well. For example,
the current non-sandbar LCS trip limit is 33 per trip. Under permit
stacking, if two directed shark permits were stacked onto one vessel,
that vessel would have a trip limit of 66 non-sandbar LCS per trip.
Such a system could provide additional opportunities and security for
fishermen who have access to more than one permit and could provide for
a more efficient use of resources where fishermen only need to pay fuel
costs for one vessel rather than two or more vessels. While this
approach may provide benefits for fishermen, NMFS also wants to explore
the appropriate limits on permit stacking. For instance, such a system
could provide for inactive permits to be brought back into the fishery
resulting in additional effort and exacerbating current fishing
problems. NMFS is seeking public comment on these types of issues,
including, how many permits could be stacked onto one vessel? How would
inactive/latent permits be handled, and could they be stacked onto an
active vessel? Should incidental shark permits be eligible for stacking
and could fishermen without multiple permits be able to buy additional
permits in order to stack them on a vessel? How would a permit stacking
system incorporate the upgrading restrictions that are currently in
place?
If NMFS were to implement a use or lose permit system, this may
mean that fishermen who do not use their commercial shark permit for a
specified amount of time would lose the permit and would be unable to
re-enter the shark fishery. NMFS is seeking public comment and input on
these types of measures, including how and whether this type of use or
lose system should apply to directed and incidental shark permit
holders and how long should permits remain inactive before they are
lost. What should NMFS do with the permits that are lost? Should those
permits be removed from the fishery permanently or should NMFS sell
those permits to other fishermen?
Another potential solution would be to limit the number of permits
to match the effort needed to catch the quota over the entire year.
NMFS is seeking public comment on these types of measures, including
how and whether NMFS could implement a permit system of this type, and
whether both inactive and active permits could be removed from the
fishery. This type of system would be different from the current LAP
system, as that system was designed to remove latent effort only. If
permit numbers were matched to the amount of quota, how should those
permits be allocated? Should the permits be given to the most active
and directed shark fishermen (which would result in the fewest number
of permits) or to the least active shark fishermen (which would result
in more permits but could remove the fishermen who rely on the fishery
the most)?
C. Catch Shares
NMFS has received multiple questions and requests from fishermen
and other shark fishery constituents to consider catch shares for the
Atlantic shark fishery. Requests to consider catch shares have come
from gillnetters in Florida and BLL fishermen in the Gulf of Mexico.
Additionally, fishermen throughout the fishery, including fishermen who
fish only in state waters, have asked what catch shares would mean for
the shark fishery. To be responsive to these requests, this section
will give background information on catch shares, including sectors,
and pose questions related to how these programs would apply to the
Atlantic shark fishery.
``Catch share'' is an umbrella term that is used to describe
fishery management
[[Page 57239]]
programs that provide a portion of the TAC to individuals,
cooperatives, communities, or other eligible entities. Catch shares can
include LAPPs, IFQs, sectors, and fishery cooperatives. Catch shares
can address a variety of fishery needs such as lengthening fishing
seasons, lowering operating costs, improving market conditions,
promoting safe fishing operations, reducing bycatch and discard
mortality, and improving quota monitoring and timely reporting. Catch
shares can also address different fishery goals such as eliminating
overfishing, stopping derby fishing, and improving socio-economic
conditions. In addition, catch shares can address fishery concerns such
as loss of small boats and fleets, exclusion of small vessel owners or
new entrants, and sustainability of fishing communities.
Each catch share program is unique and there are many elements to
consider when designing one for a specific fishery. For example, the
design needs to consider eligibility or who will participate in the
catch share program, as well as the allocation of quota shares. When
considering quota allocation, the duration of the quota shares,
transferability of the shares, and preventing excessive accumulation of
shares are important issues to consider. It is also important to
consider how to protect existing fishery communities and business
sectors and ensure the stability and participation of traditional
operations. Many catch share programs apply to commercial fishermen,
but recreational fishermen are an important part of most fisheries. As
such, another consideration is the allocation between commercial and
recreational fishermen and whether shares can be moved between those
sectors. An additional element of a catch share program that should be
considered is the monitoring and enforcement of the program and how to
ensure compliance within the catch share program.
When considering catch shares for the Atlantic shark fishery, NMFS
has the following design questions: Should a catch share program
encompass all species of Atlantic sharks? Should there be species-
specific catch share programs within the Atlantic shark fishery? Should
NMFS consider a pilot catch share program for certain species or
regions? If a federal shark catch share program were implemented, how
would that work with the different states or the Atlantic States Marine
Fishery Commission (ASMFC)? Would the states or ASMFC have their own
allocation, or would they be included in the federal catch share
allocation? Since most of the current catch share programs apply to
commercial fisheries, should the recreational shark fishery be
considered for a catch share program? If so, how would that work? If
not, how would the TAC be allocated between the two sectors?
As described above, a catch share is an umbrella term that
describes many types of programs. One type of catch share program is a
sector program. A sector is a group of persons acting as an entity to
which NMFS has granted a share or fraction of the TAC in order to
achieve objectives and goals within a fishery consistent with an FMP.
The allocation share to a sector would be to the group, not to
individuals, and distribution of that allocation share to members of
the group is internal to the group and is not handled by NMFS. A sector
can negotiate and enforce plans, agreements and contracts similar to
those required of fishing communities and regional fishery
associations. The sector participants can select who would participate,
and participation would be voluntary. The rules within a sector would
be set up by the sector but would be agreed upon by NMFS. When
considering sectors for the Atlantic shark fishery, a group of
fishermen could decide on a sector approach and work with NMFS to
design regulations specific to that sector that addressed the needs of
the group. The regulations within a shark sector could include season
openings and quota shares, among other things. Anyone outside of a
sector within the shark fishery would follow general shark regulations.
For example, for a number of years, directed shark gillnet fishermen,
because of their experience with the gear and with working with the
Atlantic Large Whale Take Reduction Team (ALWTRT), have been requesting
that NMFS limit access of new participants into the shark gillnet
fishery. Under a sector scenario, those fishermen could form a sector
with specific gillnet regulations. Additionally, a number of fishermen
along the Atlantic Ocean and in the Gulf of Mexico have been requesting
NMFS to re-establish regions to allow them to fish when certain species
of sharks are in their area. Under a sector scenario, those fishermen
could form sectors (e.g., a North Atlantic sector and an eastern Gulf
of Mexico sector). NMFS would then work with those sectors to establish
specific season openings and quota allocations. Permit holders outside
the sector, even if fishing in the same area, would not necessarily
have the same season opening or quota availability as fishermen in that
sector.
As described above, sectors are just one type of catch share
program. There are numerous examples in the United States and around
the world of different types of catch share programs. Such a program is
designed specifically for each fishery to address the problems in that
fishery. Some catch share programs that appear successful are: The
Alaska IFQ Halibut and Sablefish Program (https://www.nmfs.noaa.gov/sfa/domes_fish/catchshare/docs/ak_halibut_sablefish.pdf) and the Georges
Bank Cod Hook Sector (https://www.nmfs.noaa.gov/sfa/domes_fish/catchshare/docs/gbcod_hooksector.pdf). NMFS is seeking public comment
and input on catch share issues, including whether a type of catch
share program may appear to provide the most opportunity and stability
for the fishery. Which type of catch share program should NMFS consider
or not consider and for what reasons? For additional information on
catch shares please visit the NOAA Fisheries Catch Shares Web site at,
https://www.nmfs.noaa.gov/sfa/domes_fish/catchshare/index.htm.
III. Shark Management Process
In considering the above options for the shark fishery, it is also
important to consider the different aspects of the rulemaking process.
Currently, the Atlantic shark fishery is managed under the 2006
Consolidated HMS FMP and its amendments. In certain cases, NMFS must
amend the FMP; for example, when NMFS receives new fishery information
such as new stock assessment information indicating a stock is
overfished, NMFS must prepare an FMP amendment in order to develop a
rebuilding plan for that particular shark species and to end
overfishing. FMP amendments may be warranted due to other types of new
information and generally take approximately two years to complete and
implement. The public is involved in the amendment process during
scoping and again at the proposed rule stage. An example of a recent
amendment is Amendment 3 to the 2006 Consolidated HMS FMP (75 FR 30484,
June 1, 2010), which was based on the 2007 SCS stock assessment that
indicated NMFS needed to establish a rebuilding plan and end
overfishing of blacknose sharks.
Unlike FMP amendments, regulatory amendments are changes to the
regulations that can be made without amending the FMP. Regulatory
amendments are often the result of new information (e.g., the quota was
filled faster than expected) and generally take about a year to
complete and implement. Examples of past changes that have been made
with regulatory amendments include implementing trip limits,
implementing biological opinion requirements, changing regional quotas,
[[Page 57240]]
and changing gear operation and deployment requirements. Regulatory
changes of this nature tend to be reactive and result when current
management measures need to be modified. Generally, the public is
involved at the proposed rule stage for these types of regulatory
changes.
Annual specifications are another type of rulemaking action that
NMFS uses to adjust the annual commercial shark quotas that are
established in the FMP. The annual specifications take about 6 months
to complete. Annual specifications adjust the quotas based on over- and
underharvests in the previous year(s) and establish season opening
dates for the Atlantic shark fishery. A recent example of an annual
specification is the final rule that established quotas and season
opening dates for the 2010 Atlantic shark commercial fishing season
based on over- and underharvests in 2009 (75 FR 250, January 5, 2010).
Depending on the outcome of this ANPR process, NMFS will consider rules
or FMP amendments as appropriate.
IV. Summary
This ANPR explains the Atlantic shark management history while also
describing ongoing issues within the shark fishery, as well as many
approaches to future management that NMFS could implement in order to
address these issues in the future. Some of the ideas discussed are
specific changes to the current quota and permit structures, which
could potentially be implemented in the short-term through a regulatory
action in one to two years. The other changes discussed include
implementing a catch share or sector program for the Atlantic shark
fishery, which could be implemented by amending the 2006 Consolidated
HMS FMP. It is NMFS's goal to move forward with proactive management
for the Atlantic shark fishery and implement a viable and flexible
solution that will achieve specific shark fishery goals and objectives
for the future of the Atlantic shark fishery.
V. Submission of Public Comments
The comment period for all topics discussed in this ANPR closes on
January 14, 2011. Please see the ADDRESSES section of this ANPR for
additional information regarding the submission of written comments.
NMFS requests comments on the potential adjustment of regulations
or an FMP amendment governing the Atlantic shark quota and permit
structure as well as comments on the potential consideration of catch
shares and sectors for the Atlantic shark fishery. The preceding
sections provide background information regarding these topics and
ideas for potential changes. The public is encouraged to submit
comments related to the specific ideas and questions asked in each of
the preceding sections. NMFS is also seeking additional ideas/solutions
for changes to the Atlantic shark fishery.
All written comments received by the due date will be considered in
drafting proposed changes to the Atlantic shark regulations. In
developing any proposed regulations, NMFS must consider and analyze
ecological, social, and economic impacts. Therefore, NMFS encourages
comments that would contribute to the required analyses, and respond to
the questions presented in this ANPR.
VI. Public Meetings
NMFS will hold six public meetings to receive comments from fishery
participants and other members of the public regarding this ANPR. These
meetings will be physically accessible to people with disabilities.
Request for sign language interpretation or other auxiliary aids should
be directed to Karyl Brewster-Geisz or LeAnn Southward Hogan at 301-
713-2347 (phone) or 301-713-19197 (fax), at least 7 days prior to the
meeting. For individuals unable to attend a meeting, NMFS also solicits
written comments on the ANPR (see DATES and ADDRESSES).
The meeting dates, locations, and times follow. All meetings will
begin with an opportunity for individuals to view information on the
issues raised in this ANPR and ask questions followed by a presentation
and opportunity for public comment.
1. September 21-23, 2010: HMS Advisory Panel Meeting, Crowne Plaza
Hotel, 8777 Georgia Avenue, Silver Spring, MD 20910.
2. October, 21, 2010: Ocean County Library, Stafford Branch, 129
North Main Street, Manahawkin, New Jersey 08050, 6-9 p.m.
3. October 26, 2010: Manteo Town Hall, 407 Budleigh Street, Manteo,
North Carolina 27954, 6-9 p.m.
4. November 8, 2010: Belle Chasse Auditorium, 8398 Highway 23,
Belle Chasse, Louisiana 70037, 6-9 p.m.
5. December 15, 2010: West St. Petersburg Community Library, 6605
5th Avenue North, St. Petersburg, FL 33710, 6-9 p.m.
6. December 16, 2010: Fort Pierce Library, 101 Melody Lane, Fort
Pierce, FL 34950, 5-8 p.m.
Classification
This action is not significant pursuant to Executive Order 12866.
Authority: 16 U.S.C. 971 et seq. and 1801 et seq.
Dated: September 14, 2010.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2010-23438 Filed 9-17-10; 8:45 am]
BILLING CODE 3510-22-P