Privacy Act of 1974; Republication of Systems of Records Notices, 57334-57368 [2010-23247]

Agencies

• NUCLEAR REGULATORY COMMISSION

[Federal Register Volume 75, Number 181 (Monday, September 20, 2010)]
[Notices]
[Pages 57334-57368]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-23247]



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Part II





Nuclear Regulatory Commission





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Privacy Act of 1974; Republication of Systems of Records Notices; 
Notice

Federal Register / Vol. 75 , No. 181 / Monday, September 20, 2010 / 
Notices

[[Page 57334]]


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NUCLEAR REGULATORY COMMISSION

[NRC-2010-0299]


Privacy Act of 1974; Republication of Systems of Records Notices

AGENCY: Nuclear Regulatory Commission.

ACTION: Republication of Systems of Records Notices.

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SUMMARY: The Nuclear Regulatory Commission (NRC) has conducted a 
comprehensive review of all its Privacy Act systems of records notices. 
The NRC is revising and republishing all its systems of records notices 
as a result of this review. The revisions are minor corrective and 
administrative changes that do not meet the threshold criteria 
established by the Office of Management and Budget (OMB) for either a 
new or altered system of records.

DATES: Effective Date: All revisions included in this republication are 
complete and accurate as of September 9, 2010.

FOR FURTHER INFORMATION CONTACT: Sandra Northern, Privacy Act Program 
Analyst, FOIA/Privacy Act Section, Information Services Branch, 
Information and Records Services Division, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, telephone: 301-415-6879; e-mail: Sandra.Northern@nrc.gov.

SUPPLEMENTARY INFORMATION:
    These notices were last published in the Federal Register on 
January 6, 2009 (74 FR 574). One system of records, NRC-7, Call Detail 
Records, is being revoked with this publication. This group of records 
does not meet the criteria for a system of records, as information in 
these records pertain to telephone lines rather than to individuals, 
and is neither filed, maintained, nor retrieved by individual 
identifiers. NRC's investigative records of the Office of the Inspector 
General (OIG), personnel records reflecting administrative or 
disciplinary actions, finance and accounting records relating to cost 
attribution and recoveries, and the like, that may include call detail 
records are currently filed in appropriate existing NRC systems of 
records and are subjected to their particular disclosure/safeguarding 
provisions (e.g. NRC-36, Employee Locator Records; NRC-18, OIG 
Investigative Records; NRC-32, Office of the Chief Financial Officer 
Financial Transactions and Debt Collection Management Records.)

Nuclear Regulatory Commission Privacy Act Systems of Records

NRC Systems of Records

    1. Parking Permit Records--NRC.
    2. Biographical Information Records--NRC.
    3. Enforcement Actions Against Individuals--NRC.
    4. Conflict of Interest Records--NRC.
    5. Contracts Records--NRC.
    6. Department of Labor (DOL) Discrimination Cases--NRC.
    7. (Revoked.)
    8. Employee Disciplinary Actions, Appeals, Grievances, and 
Complaints Records--NRC.
    9. Office of Small Business and Civil Rights Discrimination 
Complaint Records--NRC.
    10. Freedom of Information Act (FOIA) and Privacy Act (PA) Request 
Records--NRC.
    11. General Personnel Records (Official Personnel Folder and 
Related Records)--NRC.
    12. Child Care Subsidy Program Records--NRC.
    13. (Revoked.)
    14. Employee Assistance Program Records--NRC.
    15. (Revoked.)
    16. Facility Operator Licensees Records (10 CFR Part 55)--NRC.
    17. Occupational Injury and Illness Records--NRC.
    18. Office of the Inspector General (OIG) Investigative Records--
NRC.
    19. Official Personnel Training Records--NRC.
    20. Official Travel Records--NRC.
    21. Payroll Accounting Records--NRC.
    22. Personnel Performance Appraisals--NRC.
    23. Office of Investigations Indices, Files, and Associated 
Records--NRC.
    24. Property and Supply Records--NRC.
    25. Oral History Program--NRC.
    26. Transit Subsidy Benefits Program Records--NRC.
    27. Radiation Exposure Information and Reporting System (REIRS) 
Records--NRC.
    28. Merit Selection Records--NRC.
    29. (Revoked.)
    30. (Revoked.)
    31. (Revoked.)
    32. Office of the Chief Financial Officer Financial Transactions 
and Debt Collection Management Records--NRC.
    33. Special Inquiry Records--NRC.
    34. (Revoked.)
    35. Drug Testing Program Records--NRC.
    36. Employee Locator Records--NRC.
    37. Information Security Files and Associated Records--NRC.
    38. Mailing Lists--NRC.
    39. Personnel Security Files and Associated Records--NRC.
    40. Facility Security Access Control Records--NRC.
    41. Tort Claims and Personal Property Claims Records--NRC.
    42. Strategic Workforce Planning Records--NRC.
    43. Employee Health Center Records--NRC.
    44. Employee Fitness Center Records--NRC.
    45. Digital Certificates for Personal Identity Verification 
Records--NRC.
    These systems of records are those systems maintained by the NRC 
that contain personal information about individuals from which 
information is retrieved by an individual's name or identifier.
    The notice for each system of records states the name and location 
of the record system, the authority for and manner of its operation, 
the categories of individuals that it covers, the types of records that 
it contains, the sources of information in those records, and the 
routine uses of each system of records. Each notice also includes the 
business address of the NRC official who will inform interested persons 
of the procedures whereby they may gain access to and request amendment 
of records pertaining to them.
    The Privacy Act provides certain safeguards for an individual 
against an invasion of personal privacy by requiring Federal agencies 
to protect records contained in an agency system of records from 
unauthorized disclosure, ensure that information is current and 
accurate for its intended use, and that adequate safeguards are 
provided to prevent misuse of such information.

Prefatory Statement of General Routine Uses

    The following routine uses apply to each system of records notice 
set forth below which specifically references this Prefatory Statement 
of General Routine Uses:
    1. A record from this system of records which indicates a violation 
of civil or criminal law, regulation or order may be referred as a 
routine use to a Federal, State, local or foreign agency that has 
authority to investigate, enforce, implement or prosecute such laws. 
Further, a record from this system of records may be disclosed for 
civil or criminal law or regulatory enforcement purposes to another 
agency in response to a written request from that agency's head or an 
official who has been delegated such authority.

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    2. A record from this system of records may be disclosed as a 
routine use to a Federal, State, local, or foreign agency to obtain 
information relevant to an NRC decision concerning hiring or retaining 
an employee, letting a contract or issuing a security clearance, 
license, grant or other benefit.
    3. A record from this system of records may be disclosed as a 
routine use to a Federal, State, local, or foreign agency requesting a 
record that is relevant and necessary to its decision on a matter of 
hiring or retaining an employee, issuing a security clearance, 
reporting an investigation of an employee, letting a contract, or 
issuing a license, grant, or other benefit.
    4. A record from this system of records may be disclosed as a 
routine use in the course of discovery; in presenting evidence to a 
court, magistrate, administrative tribunal, or grand jury or pursuant 
to a qualifying order from any of those; in alternative dispute 
resolution proceedings, such as arbitration or mediation; or in the 
course of settlement negotiations.
    5. A record from this system of records may be disclosed as a 
routine use to a Congressional office from the record of an individual 
in response to an inquiry from the Congressional office made at the 
request of that individual.
    6. A record from this system of records may be disclosed as a 
routine use to NRC-paid experts or consultants, and those under 
contract with the NRC on a ``need-to-know'' basis for a purpose within 
the scope of the pertinent NRC task. This access will be granted to an 
NRC contractor or employee of such contractor by a system manager only 
after satisfactory justification has been provided to the system 
manager.
    7. A record from this system of records may be disclosed as a 
routine use to appropriate agencies, entities, and persons when: (1) 
The NRC suspects or has confirmed that the security or confidentiality 
of information in the system of records has been compromised; (2) the 
NRC has determined that as a result of the suspected or confirmed 
compromise there is a risk of harm to economic or property interests, 
identity theft or fraud, or harm to the security or integrity of this 
system or other systems or programs (whether maintained by the NRC or 
another agency or entity) that rely upon the compromised information; 
and (3) the disclosure to be made to such agencies, entities, and 
persons is reasonably necessary to assist in connection with the NRC's 
efforts to respond to the suspected or confirmed compromise and 
prevent, minimize, or remedy such harm.
NRC-1

SYSTEM NAME:
    Parking Permit Records--NRC.

SYSTEM LOCATION:
    Administrative Services Center, Office of Administration, NRC, One 
White Flint North, 11555 Rockville Pike, Rockville, Maryland, and 
current contractor facility.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    NRC employees and contractors who apply for parking permits for 
NRC-controlled parking spaces.

CATEGORIES OF RECORDS IN THE SYSTEM:
    These records consist of the applications and the revenue collected 
for the Headquarters' parking facilities. The applications include, but 
are not limited to, the applicant's name, address, telephone number, 
length of service, vehicle, rideshare, and handicap information.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    31 U.S.C. 3511; 41 CFR 102-74.265 et seq., Parking Facilities.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To record amount paid and revenue collected for parking;
    b. To contact permit holder;
    c. To determine priority for issuance of permits;
    d. To provide statistical reports to city, county, State, and 
Federal Government agencies; and
    e. For the routine uses specified in paragraph numbers 1, 4, 5, 6, 
and 7 in the Prefatory Statement of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and on electronic 
media.

RETRIEVABILITY:
    Accessed by name, tag number, and/or permit number.

SAFEGUARDS:
    Paper records are maintained in locked file cabinets under visual 
control of the Administrative Services Center staff. Computer files are 
maintained on a hard drive, access to which is password protected. 
Access to and use of these records is limited to those persons whose 
official duties require access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Chief, Administrative Services Center, Division of Administrative 
Services, Office of Administration, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Applications submitted by NRC employees and contractors.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-2

SYSTEM NAME:
    Biographical Information Records--NRC.

SYSTEM LOCATION:
    Office of Public Affairs, NRC, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland.

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CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Current and former Commissioners and senior NRC staff members.

CATEGORIES OF RECORDS IN THE SYSTEM:
    These records contain information relating to education and 
training, employment history, and other general biographical data about 
the Commissioners and senior NRC staff members, including photographs 
of Commissioners.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    42 U.S.C. 5841, 5843(a), 5844(a), 5845(a), and 5849.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To provide information to the press;
    b. To provide information to other persons and agencies requesting 
this information; and
    c. For the routine uses specified in paragraph numbers 5, 6, and 7 
of the Prefatory Statement of General Routine Uses. Biographies of 
current Commissioners are available on the NRC's Web site.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and on electronic 
media.

RETRIEVABILITY:
    Records are accessed by name.

SAFEGUARDS:
    Records are maintained in locked file cabinets. Access to and use 
of this information is limited to those persons whose official duties 
require such access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Senior Advisor, Office of Public Affairs, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Information is provided by each individual and approved for use by 
the individual involved.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-3

SYSTEM NAME:
    Enforcement Actions Against Individuals--NRC.

SYSTEM LOCATION:
    Primary system--Office of Enforcement, NRC, One White Flint North, 
11555 Rockville Pike, Rockville, Maryland.
    Duplicate system--Duplicate systems may exist, in whole or in part, 
at the NRC Regional Offices at the locations listed in Addendum I, Part 
2, and in the Office of the General Counsel, NRC, One White Flint 
North, 11555 Rockville Pike, Rockville, Maryland.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals involved in NRC-licensed activities who have been 
subject to NRC enforcement actions or who have been the subject of 
correspondence indicating that they are being, or have been, considered 
for enforcement action.

CATEGORIES OF RECORDS IN THE SYSTEM:
    The system includes, but is not limited to, individual enforcement 
actions, including Orders, Notices of Violations with and without Civil 
Penalties, Orders Imposing Civil Penalties, Letters of Reprimand, 
Demands for Information, and letters to individuals who are being or 
have been considered for enforcement action. Also included are 
responses to these actions and letters. In addition, the files may 
contain other relevant documents directly related to those actions and 
letters that have been issued. Files are arranged numerically by 
Individual Action (IA) numbers, which are assigned when individual 
enforcement actions are considered. In instances where only letters are 
issued, these letters also receive IA numbers. The system includes a 
computerized database from which information is retrieved by names of 
the individuals subject to the action and IA numbers.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    42 U.S.C. 2073(e), 2113, 2114, 2167, 2168, 2201(i), 2231, 2282; 10 
CFR 30.10, 40.10, 50.5, 50.110, 50.111, 50.120, 60.11, 61.9b, 70.10, 
72.12, 110.7b, 110.50, and 110.53 (2008); 10 CFR Part 2, subpart B; 
Atomic Energy Act of 1954, as amended (42 U.S.C. 2011 et seq.); 10 CFR 
19.16(a), 30.7, 40.7, 50.7, 60.9, 70.7, and 72.10; Energy 
Reorganization Act of 1974, as amended, Section 211 (42 U.S.C. 5801 et 
seq.); 5 U.S.C. 2302(a)(2)(A).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To respond to general information requests from the Congress;
    b. To deter future violations, certain information in this system 
of records may be routinely disseminated to the public by means such 
as: Publishing in the Federal Register certain enforcement actions 
issued to individuals and making the information available in the 
Public Electronic Reading Room accessible through the NRC Web site, 
https://www.nrc.gov;
    c. When considered appropriate for disciplinary purposes, 
information in this system of records, such as enforcement actions and 
hearing proceedings, may be disclosed to a bar

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association, or other professional organization performing similar 
functions, including certification of individuals licensed by NRC or 
Agreement States to perform specified licensing activities;
    d. Where appropriate to ensure the public health and safety, 
information in this system of records, such as enforcement actions and 
hearing proceedings, may be disclosed to a Federal or State agency with 
licensing jurisdiction;
    e. To the National Archives and Records Administration or to the 
General Services Administration for records management inspections 
conducted under 44 U.S.C. 2904 and 2906; and
    f. For all of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
RETRIEVABILITY:
    Records are accessed by individual action file number or by the 
name of the individual.

SAFEGUARDS:
    Paper records are maintained in lockable file cabinets and are 
under visual control during duty hours. Access to computer records 
requires use of proper password and user identification codes. Access 
to and use of these records is limited to those NRC employees whose 
official duties require access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Director, Office of Enforcement, U.S. Nuclear Regulatory 
Commission, Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Information in the records is primarily obtained from NRC 
inspectors and investigators and other NRC employees, individuals to 
whom a record pertains, authorized representatives for these 
individuals, and NRC licensees, vendors, other individuals regulated by 
the NRC, and persons making allegations to the NRC.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-4

SYSTEM NAME:
    Conflict of Interest Records--NRC.

SYSTEM LOCATION:
    Office of the General Counsel, NRC, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    NRC current and former employees, consultants, Special Government 
employees, and advisory committee members.

CATEGORIES OF RECORDS IN THE SYSTEM:
    These records contain information relating to:
    a. General biographical data (i.e., name, birth date, home address, 
position title, home and business telephone numbers, citizenship, 
educational history, employment history, professional society 
memberships, honors, fellowships received, publications, licenses, and 
special qualifications);
    b. Financial status (i.e., nature of financial interests and in 
whose name held, creditors, character of indebtedness, interest in real 
property, and pension or other retirement interests);
    c. Certifications by employees that they and members of their 
families are in compliance with the Commission's stock ownership 
regulations;
    d. Requests for approval of outside employment by NRC employees and 
NRC responses thereto;
    e. Advice and determinations (i.e., no conflict or apparent 
conflict of interest, questions requiring resolution, steps taken 
toward resolution); and
    f. Information pertaining to appointment (i.e., proposed period of 
NRC service, estimated number of days of NRC employment during period 
of service, proposed pay, clearance status, description of services to 
be performed and explanation of need for the services, justification 
for proposed pay, description of expenses to be reimbursed and dollar 
limitation, and description of Government-owned property to be in 
possession of appointee).

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 CFR 2634-2641, 5801; 5 U.S.C. 7351, 7353; Ethics in Government 
Act of 1978, as amended (5 U.S.C. App., Section 101 et seq.); 18 U.S.C. 
201-209; 31 U.S.C. 1353; Executive Order (E.O.) 12674 (as modified by 
E.O. 12731).

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To provide the Department of Justice, Office of Personnel 
Management, Office of Government Ethics, Office of Special Counsel, 
and/or Merit Systems Protection Board with information concerning an 
employee in instances where this office has reason to believe a Federal 
law may have been violated or where this office desires the advice of 
the Department, Office, or Board concerning potential violations of 
Federal law; and
    b. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and electronic 
media.

RETRIEVABILITY:
    Records are accessed by name.

SAFEGUARDS:
    Paper records are maintained in locked file cabinets and computer

[[Page 57338]]

records are password protected. Access to these records is limited to 
individuals with a need-to-know. The electronic management information 
system is operated within the NRC's security LAN/WAN system.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Assistant General Counsel for Legal Counsel, Legislation, and 
Special Projects, Office of the General Counsel, U.S. Nuclear 
Regulatory Commission, Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Information in this system of records either comes from the 
individual to whom it applies, or is derived from information he or she 
supplied, or comes from the office to which the individual is to be 
assigned, other NRC offices, or other persons such as attorneys.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-5

SYSTEM NAME:
    Contracts Records--NRC.

SYSTEM LOCATION:
    Primary system--Division of Contracts, Office of Administration, 
NRC, 12300 Twinbrook Parkway, Rockville, Maryland.
    Duplicate system--Duplicate systems exist, in part, at the 
locations listed in Addendum I, Parts 1 and 2, in working files 
maintained by the assigned office project manager and in the NRC's 
Agencywide Documents Access and Management System (ADAMS).

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Persons who are employed as NRC contractors. NRC employees 
substantially involved.

CATEGORIES OF RECORDS IN THE SYSTEM:
    These records contain personal information (such as technical 
qualifications, education, rates of pay, employment history) of 
contractors and their employees, and other contracting records. They 
also contain evaluations, recommendations, and reports of NRC 
acquisition officials, assessment of contractor performance, invoice 
payment records, and related information.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    15 U.S.C. 631, 644; 31 U.S.C. 3511; 13 CFR 124.501-520; 44 U.S.C. 
3301; 48 CFR Subpart 4.8; 48 CFR Part 19.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To provide information to the Federal Procurement Data Center, 
Department of Health and Human Services, Defense Contract Audit Agency, 
General Accounting Office, and other Federal agencies for audits and 
reviews; and
    b. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and on electronic 
media.

RETRIEVABILITY:
    Paper records are accessed by contract number or purchase order 
number; and are cross-referenced to the automated system that contains 
the name of the contractor, vendor, project officer, procurement 
official, and taxpayer identification number (TIN).

SAFEGUARDS:
    File folders are maintained in unlocked conserver files in a key 
code locked room. Access to and use of these records is limited to 
those persons whose official duties require such access. Access to 
automated systems is protected by password and roles and 
responsibilities.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Director, Division of Contracts, Office of Administration, U.S. 
Nuclear Regulatory Commission, Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.'' Some information was received 
in confidence and will not be disclosed to the extent that disclosure 
would reveal confidential business (proprietary) information.

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Information in this system of records comes from the contractor or 
potential contractor or NRC employee.

[[Page 57339]]

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    Pursuant to 5 U.S.C. 552a(k)(1) and (k)(5), the Commission has 
exempted portions of this system of records from 5 U.S.C. 552a(c)(3), 
(d), (e)(1), (e)(4)(G), (H), and (I), and (f).
NRC-6

SYSTEM NAME:
    Department of Labor (DOL) Discrimination Cases--NRC.

SYSTEM LOCATION:
    Primary system--Office of Enforcement, NRC, One White Flint North, 
11555 Rockville Pike, Rockville, Maryland.
    Duplicate system--Duplicate systems may exist, in whole or in part, 
in the Office of the General Counsel, NRC, One White Flint North, 11555 
Rockville Pike, Rockville, Maryland, and in enforcement or allegation 
coordinators' offices at NRC Regional Offices at the addresses listed 
on Addendum I, Part 2. The duplicate systems in the Regional Offices 
would ordinarily be limited to the cases filed in each Region.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Individuals who have filed complaints with DOL concerning alleged 
acts of discrimination in violation of section 211 of the Energy 
Reorganization Act.

CATEGORIES OF RECORDS IN THE SYSTEM:
    The system consists of files arranged alphabetically by name to 
track complaints filed by individuals with DOL under section 211 of the 
Energy Reorganization Act. These files include documents related to, 
and provided by, the DOL including copies of complaints, correspondence 
between the parties, and decisions by the Regional Administrators of 
DOL's Occupational, Safety, and Health Administration, Administrative 
Law Judges, and the Administrative Review Board.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    42 U.S.C. 2201, as amended; 42 U.S.C. 2282, as amended; 42 U.S.C. 
5851, as amended; 10 CFR 30.7, 40.7, 50.7, 60.9, 61.9, 70.7, and 72.10.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    Any of the routine uses specified in the Prefatory Statement of 
General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and an index on 
electronic media.

RETRIEVABILITY:
    Records are accessed by the name of the individual who has filed a 
complaint with DOL.

SAFEGUARDS:
    Paper records are maintained in locking file cabinets. Access to 
and use of these records is limited to those NRC employees whose 
official duties require access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Director, Office of Enforcement, U.S. Nuclear Regulatory 
Commission, Washington, DC.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.'' Information received from the 
DOL is treated by DOL as public information and subject to disclosure 
under applicable laws.

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    The sources of the records include the individuals to whom a record 
pertains, attorneys for these individuals, defendants, attorneys for 
the defendants, and DOL.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-7 (Revoked.)
NRC-8

SYSTEM NAME:
    Employee Disciplinary Actions, Appeals, Grievances, and Complaints 
Records--NRC.

SYSTEM LOCATION:
    Primary system--Office of Human Resources, NRC, Gateway Building, 
7201 Wisconsin Avenue, Bethesda, Maryland.
    The Office of the Inspector General (OIG) employee files are 
located within the OIG, NRC, One White Flint North, 11555 Rockville 
Pike, Rockville, Maryland.
    Duplicate system--A duplicate system may be maintained, in whole or 
in part, in the Office of the General Counsel, NRC, One White Flint 
North, 11555 Rockville Pike, Rockville, Maryland, and at NRC's Regional 
Offices at locations listed in Addendum I, Part 2.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Applicants for NRC employment, current and former NRC employees, 
and annuitants who have filed written complaints brought to the Office 
of Human Resource's attention or initiated grievances or appeal 
proceedings as a result of a determination made by the NRC, Office of 
Personnel Management, and/or Merit Systems Protection Board, or a Board 
or other entity established to adjudicate such grievances and appeals.

CATEGORIES OF RECORDS IN THE SYSTEM:
    Includes all documents related to: Disciplinary actions; adverse 
actions; appeals; complaints; grievances; arbitrations; and negative 
determinations regarding within-grade salary increases. It contains 
information relating to determinations affecting individuals made by 
the NRC, Office of Personnel Management, Merit Systems Protection 
Board, arbitrators or courts of law. The records may include the 
initial appeal or complaint, letters or notices to the individual, 
records of hearings when conducted, materials placed into the record to 
support the decision or

[[Page 57340]]

determination, affidavits or statements, testimony of witnesses, 
investigative reports, instructions to an NRC office or division 
concerning action to be taken to comply with decisions, and related 
correspondence, opinions, and recommendations.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 U.S.C. 3132(a); 5 U.S.C. 3521-3525; 5 U.S.C. 4303, as amended; 5 
U.S.C. 7503; 29 U.S.C. 633a; 29 U.S.C. 791; 42 U.S.C. 2000e-16; 42 
U.S.C. 2201(d), as amended.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To furnish information to the Office of Personnel Management 
and/or Merit Systems Protection Board under applicable requirements 
related to grievances and appeals;
    b. To provide appropriate data to union representatives and third 
parties (that may include the Federal Services Impasses Panel and 
Federal Labor Relations Authority) in connection with grievances, 
arbitration actions, and appeals; and
    c. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper and electronic media.

RETRIEVABILITY:
    Records are retrieved by individual's name.

SAFEGUARDS:
    Records are maintained in locked file cabinets and in a password-
protected automated system. Access to and use of these records is 
limited to those persons whose official duties require such access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Chief, Employee/Labor Relations and Work Life Services Branch, 
Office of Human Resources, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001. For OIG employee records: Director, Resource 
Management and Operations Support, Office of the Inspector General, 
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.'' Some information was received 
in confidence and will not be disclosed to the extent that disclosure 
would reveal a confidential source.

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Individuals to whom the record pertains, NRC, Office of Personnel 
Management and/or Merit Systems Protection Board officials; affidavits 
or statements from employees, union representatives, or other persons; 
testimony of witnesses; official documents relating to the appeal, 
grievance, or complaint; Official Personnel Folder; and other Federal 
agencies.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-9

SYSTEM NAME:
    Office of Small Business and Civil Rights Discrimination Complaint 
Records--NRC.

SYSTEM LOCATION:
    Primary system--Office of Small Business and Civil Rights, NRC, One 
White Flint North, 11555 Rockville Pike, Rockville, Maryland.
    Duplicate system--A duplicate system exists, in part, in the Office 
of the General Counsel, NRC, One White Flint North, 11555 Rockville 
Pike, Rockville, Maryland.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Applicants for NRC employment and current and former NRC employees 
who have initiated EEO counseling and/or filed a formal complaint of 
employment discrimination under Title VII of the Civil Rights Act, the 
Age Discrimination in Employment Act, the Equal Pay Act, and the 
Rehabilitation Act. Individuals in the United States in education 
programs or activities receiving Federal financial assistance from the 
NRC who initiated an informal complaint and/or filed a formal complaint 
of sex discrimination under Title IX of the Education Amendments Act. 
Individuals in the United States in programs or activities receiving 
Federal financial assistance from the NRC who initiated an informal 
complaint and/or filed a formal complaint of discrimination under Title 
VI of the Civil Rights Act, the Age Discrimination in Employment Act of 
1975, Section 504 of the Rehabilitation Act of 1973, and Title IV of 
the Energy Reorganization Act of 1974, as amended.

CATEGORIES OF RECORDS IN THE SYSTEM:
    This system of records may contain copies of written reports by 
counselors; investigative files; administrative files, including 
documentation of withdrawn and/or dismissed complaints; complainant's 
name, title, and grade; types and theories of discrimination alleged; 
description of action and conditions giving rise to complaints, 
settlement agreements, and compliance documents; description of 
corrective and/or remedial actions; description of disciplinary 
actions, if any; request for hearings, procedural information, and 
hearing transcripts; procedural information and forms regarding 
Alternative Dispute Resolution (ADR); Equal Employment Opportunity 
Commission (EEOC), Merit System Protection Board (MSPB), Department of 
Education (ED), and Department of Justice (DOJ) findings, analyses, 
decisions and orders; final agency decisions and final actions; and 
notices of intent to file in Federal district court, notices of cases 
filed in Federal district court, and Federal court decisions.

[[Page 57341]]

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 U.S.C. 2301, 2302; 29 U.S.C. 206(d), as amended; 29 U.S.C. 633a, 
as amended; 29 U.S.C. 791 et seq.; 42 U.S.C. 1981; 42 U.S.C. 2000e-16, 
as amended; 42 U.S.C. 5891; Executive Order (E.O.) 11246; E.O. 11375, 
as amended by E.O. 11478; E.O. 12086, as amended by E.O. 12608; E.O. 
12106; E.O. 13166; 10 CFR parts 4 and 5; 29 CFR Part 1614.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To furnish information related to discrimination complaints to 
the EEOC, Office of Personnel Management (OPM), MSPB, DOJ, ED, Health 
and Human Services, Office of Management and Budget, and Congress, 
under applicable requirements; and
    b. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper and electronic media.

RETRIEVABILITY:
    Records are accessed by name and docket number.

SAFEGUARDS:
    Paper records are maintained in locked file cabinets. Automated 
system is password protected. Access to and use of these records is 
limited to those persons whose official duties require such access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    Senior Level Assistant for Policy and Programs, Office of Small 
Business and Civil Rights, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.'' Some information was received 
in confidence and will not be disclosed to the extent that disclosure 
would reveal a confidential source.

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Individual to whom the record pertains, counselors, mediators, 
investigators, NRC staff, Office of Human Resources, the EEOC, OPM, 
MSPB, DOJ and/or ED officials, affidavits or statements from 
complainants, testimony of witnesses, and official documents relating 
to the complaints.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    Pursuant to 5 U.S.C. 552a(k)(5), the Commission has exempted 
portions of this system of records from 5 U.S.C. 552(c)(3), (d), 
(e)(4)(G), (H), and (I), and (f).
NRC-10

SYSTEM NAME:
    Freedom of Information Act (FOIA) and Privacy Act (PA) Request 
Records--NRC.

SYSTEM LOCATION:
    Primary system--FOIA/Privacy Section, Information Services Branch, 
Information and Records Services Division, Office of Information 
Services, NRC, Two White Flint North, 11545 Rockville Pike, Rockville, 
Maryland.
    Duplicate system--Duplicate systems may exist, in part, at the 
locations listed in Addendum I, Parts 1 and 2.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Persons who have made a FOIA or PA request for NRC records.

CATEGORIES OF RECORDS IN THE SYSTEM:
    This system contains copies of the written requests from 
individuals or organizations made under the FOIA or PA, the NRC 
response letters, and related records.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 U.S.C. 552 and 552a; 42 U.S.C. 2201, as amended; 10 CFR part 9.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. If an appeal or court suit is filed with respect to any records 
denied;
    b. For preparation of reports required by 5 U.S.C. 552 and 5 U.S.C. 
552a;
    c. To another Federal agency when consultation or referral is 
required to process a request; and
    d. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses. Some of the FOIA records are made publicly 
available in the Public Electronic Reading Room accessible through the 
NRC Web site, https://www.nrc.gov.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper, audio and video tapes, and 
electronic media.

RETRIEVABILITY:
    Records are accessed by unique assigned number for each request and 
by requester's name.

SAFEGUARDS:
    Records are maintained in locked file cabinets that are kept in 
locked rooms. Electronic records are password protected. Access to and 
use of these records is limited to those persons whose official duties 
require such access.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules

[[Page 57342]]

which can be found in the NRC Comprehensive Records Disposition 
Schedule, NUREG-0910, the NARA General Records Schedules, as well as in 
recently approved Requests for Records Disposition Authorities. NRC 
records disposition schedules are accessible through the NRC's Web site 
at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records 
that do not have an approved disposition schedule will be retained 
until disposition authority is obtained from NARA in accordance with 
Implementing Schedules under 36 CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    FOIA/PA Officer, FOIA/Privacy Section, Information Services Branch, 
Information and Records Services Division, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the FOIA/PA Officer, 
Office of Information Services, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001, and comply with the procedures contained in 
NRC's Privacy Act regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Requests are made by individuals. The response to the request is 
based upon information contained in NRC records.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    None.
NRC-11

SYSTEM NAME:
    General Personnel Records (Official Personnel Folder and Related 
Records)--NRC.

SYSTEM LOCATION:
    Primary system--For Headquarters and all Senior Executive Service 
(SES) personnel, Office of Human Resources, NRC, White Flint North 
Complex, 11555 and 11545 Rockville Pike, Rockville, Maryland, and 
Gateway Building, 7201 Wisconsin Avenue, Bethesda, Maryland. For 
Regional personnel, at Regional Offices I-IV listed in Addendum I, Part 
2. NRC has an interagency agreement with the U.S. Department of the 
Interior (DOI), National Business Center (NBC), Denver, Colorado, to 
maintain employee personnel and payroll information.
    Duplicate system--Duplicate systems exist, in part, within the 
organization where an employee actually works for administrative 
purposes, at the locations listed in Addendum I, Parts 1 and 2.

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    Current and former NRC employees.

CATEGORIES OF RECORDS IN THE SYSTEM:
    This system contains personnel records that document an 
individual's Federal career and includes notification of personnel 
action (SF-50) and documents supporting the action taken; life 
insurance, thrift savings plan, health benefits and related beneficiary 
forms; letters of disciplinary action; notices of reductions-in-force; 
and other records retained in accordance with the Office of Personnel 
Management's Guide to Personnel Recordkeeping. These records include 
employment information such as personal qualification statements, 
resumes, and related documents including information about an 
individual's birth date, social security number, veterans preference 
status, tenure, minority group designator, physical handicaps, past and 
present salaries, grades, position titles; employee locator information 
identifying home and work address, phone numbers and emergency 
contacts; and certain medical records related to initial appointment 
and employment.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    5 U.S.C. Title 5, Part III; 5 U.S.C. 4103; 42 U.S.C. 290dd; 42 
U.S.C. 2201(d); and Executive Order (E.O.) 9397, as amended by E.O. 
13478.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In accordance with an interagency agreement the NRC may disclose 
records to the DOI/NBC in order to affect the maintenance of electronic 
personnel records on behalf of the NRC related to its employees.
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses; or, where determined to be 
appropriate and necessary, the NRC may authorize DOI/NBC to make the 
disclosure:
    a. To the Office of Personnel Management (OPM) and/or Merit Systems 
Protection Board (MSPB) for making a decision when an NRC employee or 
former NRC employee questions the validity of a specific document in an 
individual's record;
    b. To a prospective employer of a Government employee. Upon 
transfer of the employee to another Federal agency, the information is 
transferred to such agency;
    c. To store all personnel actions and related documentation, OPM 
investigations, Office of the Inspector General investigations, 
security investigations, determine eligibility for Federal benefits, 
employment verification, and to update monthly Enterprise Human 
Resources Integration data repository;
    d. To provide statistical reports to Congress, agencies, and the 
public on characteristics of the Federal work force;
    e. To provide information to the OPM and/or MSPB for review, audit, 
or reporting purposes;
    f. To provide members of the public with the names, position 
titles, grades, salaries, appointments (temporary or permanent), and 
duty stations of employees;
    g. For medical records, to provide information to the Public Health 
Service in connection with Health Maintenance Examinations and to other 
Federal agencies responsible for Federal benefit programs administered 
by the Department of Labor (Office of Workers' Compensation Programs) 
and the OPM; and
    h. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper in file folders and on electronic 
media. Effective November 2009, the Official Personnel Folders (OPFs) 
are maintained electronically in OPM's Enterprise Human Resources 
Interface.

RETRIEVABILITY:
    Records are retrieved by name and/or social security number.

SAFEGUARDS:
    The OPFs are stored electronically in a secure OPM central 
repository, with role-based security for access to the records and 
audit trail for all user activity. Paper documents are maintained in 
lockable file cabinets. Automated systems are password protected. 
Access to and use of these records is limited to those persons whose 
official duties require such access.

[[Page 57343]]

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER(S) AND ADDRESS:
    For Headquarters and all NRC SES employees--Associate Director for 
Human Resources Operations and Policy, Office of Human Resources, U.S. 
Nuclear Regulatory Commission, Washington, DC 20555-0001.
    For Region I-IV non-SES employees--The appropriate Human Resources 
Team Leader at the locations listed in Addendum I, Part 2.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, and comply with the procedures contained in NRC's Privacy Act 
regulations, 10 CFR part 9.

RECORD ACCESS PROCEDURE:
    Same as ``Notification procedure.''

CONTESTING RECORD PROCEDURE:
    Same as ``Notification procedure.''

RECORD SOURCE CATEGORIES:
    Information in this system of records comes from the individual to 
whom it applies; is derived from information supplied by that 
individual; or is provided by agency officials, other Federal agencies, 
universities, other academic institutions, or persons, including 
references, private and Federal physicians, and medical institutions.

EXEMPTIONS CLAIMED FOR THE SYSTEM:
    Pursuant to 5 U.S.C. 552a(k)(5) and (k)(6), the Commission has 
exempted portions of this system of records from 5 U.S.C. 552a(c)(3), 
(d), (e)(1), (e)(4)(G), (H), and (I), and (f).
NRC-12

SYSTEM NAME:
    Child Care Subsidy Program Records--NRC.

SYSTEM LOCATION:
    Federal Employee Education and Assistance Fund (FEEA), 3333 S. 
Wadsworth Boulevard, Suite 300, Lakewood, Colorado (or current 
contractor facility).

CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
    NRC employees who voluntarily apply for child care subsidy.

CATEGORIES OF RECORDS IN THE SYSTEM:
    These records include application forms for child care subsidy 
containing personal information about the employee (parent), their 
spouse (if applicable), their child/children, and their child care 
provider, including name, social security number, employer, grade, home 
and work telephone numbers, home and work addresses, total family 
income, name of child on whose behalf the parent is applying for 
subsidy, child's date of birth; information on child care providers 
used, including name, address, provider license number and State where 
issued, child care cost, and provider tax identification number; and 
copies of IRS Form 1040 or 1040A for verification purposes.

AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
    40 U.S.C. 590(g); 5 CFR 792.200-231; Executive Order (E.O.) 9397, 
as amended by E.O. 13478.

ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
OF USERS AND THE PURPOSES OF SUCH USES:
    In addition to the disclosures permitted under subsection (b) of 
the Privacy Act, the NRC may disclose information contained in this 
system of records without the consent of the subject individual if the 
disclosure is compatible with the purpose for which the record was 
collected under the following routine uses:
    a. To the Office of Personnel Management to provide statistical 
reports; and
    b. For any of the routine uses specified in the Prefatory Statement 
of General Routine Uses.

POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
AND DISPOSITION OF RECORDS IN THE SYSTEM:
STORAGE:
    Records are maintained on paper and electronic media at the current 
contractor site.

RETRIEVABILITY:
    Information may be retrieved by employee name or social security 
number.

SAFEGUARDS:
    When not in use by an authorized person, paper records are stored 
in lockable file cabinets and computer records are protected by the use 
of passwords.

RETENTION AND DISPOSAL:
    Records are retained and disposed of in accordance with the 
National Archives and Records Administration (NARA) approved 
disposition schedules which can be found in the NRC Comprehensive 
Records Disposition Schedule, NUREG-0910, the NARA General Records 
Schedules, as well as in recently approved Requests for Records 
Disposition Authorities. NRC records disposition schedules are 
accessible through the NRC's Web site at https://www.nrc.gov/reading-rm/records-mgmt/disposition.html. Records that do not have an approved 
disposition schedule will be retained until disposition authority is 
obtained from NARA in accordance with Implementing Schedules under 36 
CFR 1226.14.

SYSTEM MANAGER AND ADDRESS:
    Associate Director for Human Resources Operations and Policy, 
Office of Human Resources, U.S. Nuclear Regulatory Commission, 
Washington, DC 20555-0001.

NOTIFICATION PROCEDURE:
    Individuals seeking to determine whether this system of records 
contains information about them should write to the Freedom of 
Information Act and Privacy Act Officer, Office of Information 
Services, U.S. N