Carbaryl; Order Denying NRDC's Objections and Requests for Hearing, 55997-56013 [2010-22987]
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Federal Register / Vol. 75, No. 178 / Wednesday, September 15, 2010 / Rules and Regulations
Inert ingredients
Limits
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Ammonium formate (CAS Reg. No. 540–69–2)
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[FR Doc. 2010–22976 Filed 9–14–10; 8:45 am]
BILLING CODE 6560–50–S
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OPP–2008–0347; FRL–8843–7]
40 CFR Part 180
Carbaryl; Order Denying NRDC’s
Objections and Requests for Hearing
Environmental Protection
Agency (EPA).
ACTION: Order.
AGENCY:
In this order, the
Environmental Protection Agency (EPA)
denies objections, and requests for
hearing on those objections, to a prior
order denying a petition requesting that
EPA revoke all pesticide tolerances for
carbaryl under section 408(d) of the
Federal Food, Drug, and Cosmetic Act.
The objections and hearing requests
were filed on December 29, 2008, by the
Natural Resources Defense Council
(NRDC). The original petition was also
filed by NRDC.
FOR FURTHER INFORMATION CONTACT:
Jacqueline Guerry, Pesticide Reevaluation Division (7508P), Office of
Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: (215) 814–
2184; e-mail address:
guerry.jacqueline@epa.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
I. General Information
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A. Does this Action Apply to Me?
In this document, EPA denies
objections, and requests for hearing on
those objections, submitted by NRDC in
response to a prior order denying
NRDC’s petition requesting that EPA
revoke all pesticide tolerances for
carbaryl. In addition to NRDC, and
others interested in food safety issues
generally, this action may be of interest
to agricultural producers, food
manufacturers, or pesticide
manufacturers. Potentially affected
entities may include, but are not limited
to those engaged in the following
activities:
• Crop production (NAICS code 111),
e.g., agricultural workers; greenhouse,
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55997
Uses
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Complexing or fixing agent
nursery, and floriculture workers;
farmers.
• Animal production (NAICS code
112), e.g., cattle ranchers and farmers,
dairy cattle farmers, livestock farmers.
• Food manufacturing (NAICS code
311), e.g., agricultural workers; farmers;
greenhouse, nursery, and floriculture
workers; ranchers; pesticide applicators.
• Pesticide manufacturing (NAICS
code 32532), e.g., agricultural workers;
commercial applicators; farmers;
greenhouse, nursery, and floriculture
workers; residential users.
This listing is not intended to be
exhaustive, but rather to provide a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
B. How Can I Get Copies of this
Document and Other Related
Information?
EPA has established a docket for this
action under docket identification (ID)
number EPA–HQ–OPP–2008–0347.
Publicly available docket materials are
available either in the electronic docket
at https://www.regulations.gov, or, if only
available in hard copy, at the Office of
Pesticide Programs (OPP) Regulatory
Public Docket in Rm. S–4400, One
Potomac Yard (South Bldg.), 2777 S.
Crystal Dr., Arlington, VA. The hours of
operation of this Docket Facility are
from 8:30 a.m. to 4 p.m., Monday
through Friday, excluding legal
holidays. The Docket Facility telephone
number is (703) 305–5805.
II. Introduction
A. What Action Is the Agency Taking?
In this order, EPA denies objections,
and requests for a hearing on those
objections, to an earlier EPA Order, (73
FR 64229 ), denying a petition to revoke
all tolerances established for the
pesticide, carbaryl, under the Federal
Food, Drug, and Cosmetic Act (FFDCA),
21 U.S.C. 346a, (Refs. 1 and 2). Both the
objections and hearing requests, as well
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as the petition, were filed with EPA by
NRDC.
NRDC’s original petition, dated
January 10, 2005, submitted to the
carbaryl public docket during the public
comment period for the 2004 Amended
Interim Reregistration Eligibility
Decision (IRED) for Carbaryl, and filed
pursuant to FFDCA section 408(d)(1),
asserted a number of grounds why
carbaryl tolerances allegedly fail to meet
the FFDCA’s safety standard. The main
arguments raised in the petition
concerned EPA’s drinking water
assessment and EPA’s decision on the
statutory safety factor to protect infants
and children that supported the 2004
IRED decision. NRDC also petitioned
the Agency to cancel all carbaryl uses
pursuant to the Federal Insecticide,
Fungicide, and Rodenticide Act (FIFRA)
7 U.S.C. 136(bb) and 136a, and argued
unreasonable risks on the environment.
Subsequently, on November 26, 2007,
NRDC petitioned EPA to cancel all
carbaryl pet collar uses under FIFRA.
(Ref. 3). EPA consolidated this latter
petition with the 2005 FFDCA petition
because NRDC argued in it that
exposure to carbaryl pet collars make
the risks presented by carbaryl unsafe
within the meaning of FFDCA section
408.
On October 29, 2008, EPA responded
to both the 2005 petition to revoke all
carbaryl tolerances and the 2007
petition to cancel all pet collar uses,
denying them in their entirety. (73 FR
64229, October 29, 2008) (Ref. 4).
NRDC then filed objections to EPA’s
denial of NRDC’s petition to revoke all
carbaryl tolerances and requested a
hearing on its objections. These
objections and hearing requests were
filed pursuant to the procedures in the
FFDCA, section 408(g)(2). (21 U.S.C.
346a(g)(2)). The objections narrowed
NRDC’s claims to two main topics – that
EPA lacks reliable data to reduce the
Food Quality Protection Act (FQPA)
Children’s Safety Factor and that EPA’s
exposure assessment for carbaryl is
flawed and underestimates the exposure
to children from pet collar uses. After
carefully reviewing the objections and
hearing requests, EPA has determined
that NRDC’s hearing requests do not
satisfy the regulatory requirements for
such requests and that its substantive
objections are without merit. Therefore,
EPA, in this final order, denies NRDC’s
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objections and its requests for a hearing
on those objections.
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B. What is the Agency’s Authority for
Taking This Action?
NRDC petitioned to revoke the
carbaryl tolerances pursuant to the
petition procedures in FFDCA section
408(d)(1). (21 U.S.C. 346a(d)(1)). Under
section 408(d), EPA may respond to
such a petition by either issuing a final
or proposed rule modifying or revoking
the tolerances or issuing an order
denying the petition. (21 U.S.C.
346a(d)(4)). Here, EPA responded by
issuing an order under section
408(d)(4)(iii) denying the petition. (73
FR 64229, October 29, 2008).
Orders issued under section
408(d)(4)(iii) are subject to a statutorilycreated administrative review process.
(21 U.S.C. 346a(g)(2)). Any person may
file objections to a section 408(d)(4)(iii)
order with EPA and request a hearing on
those objections. (Id.). EPA is required
by section 408(g)(2)(C) to issue a final
order resolving the objections to the
section 408(d)(4)(iii) order. (21 U.S.C.
346a(g)(2)(C)).
III. Statutory and Regulatory
Background
In this Unit, EPA provides
background on the relevant statutes and
regulations governing NRDC’s
objections and requests for hearing as
well as on pertinent Agency policies
and practices. As noted, NRDC’s
objections and requests for hearing raise
two main claims: (1) that EPA has
unlawfully failed to retain the full
tenfold FQPA safety factor for the
protection of infants and children and
failed to apply an additional threefold
factor due to a deficiency in a critical
study; and (2) that EPA underestimated
the exposure to children from pet collar
uses. The first claim is based on
assertions that additional safety factors
are needed because of effects observed
in a developmental neurotoxicity (DNT)
study with carbaryl. The pet collar
claim is primarily based upon
allegations that EPA does not have
sufficient or reliable data with which to
assess pet collar exposures and that the
assumptions made by EPA
underestimate exposure to children.
Background information on each of
these topics is included in this Unit.
Unit III.A. summarizes the
requirements and procedures in section
408 of the FFDCA and applicable
regulations pertaining to pesticide
tolerances, including the procedures for
petitioning for revocation of tolerances
and challenging the denial of such
petitions and the substantive standards
for evaluating the safety of pesticide
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tolerances. This unit also discusses the
closely-related statute under which EPA
regulates the sale, distribution, and use
of pesticides, FIFRA, (7 U.S.C. 136 et
seq.).
Unit III.B. provides an overview of
EPA’s risk assessment process. It
contains an explanation of how EPA
identifies the hazards posed by
pesticides, how EPA determines the
level of exposure to pesticides that pose
a concern (level of concern), how EPA
measures human exposure to pesticides,
and how hazard, level of concern
conclusions, and human exposure
estimates are combined to evaluate risk.
Further, this unit presents background
information on Agency policies with
particular relevance to this action.
A. FFDCA/FIFRA and Applicable
Regulations
1. In general. EPA establishes
maximum residue limits, or
‘‘tolerances,’’ for pesticide residues in
food under section 408 of the FFDCA.
(21 U.S.C. 346a). Without such a
tolerance or an exemption from the
requirement of a tolerance, a food
containing a pesticide residue is
‘‘adulterated’’ under section 402 of the
FFDCA and may not be legally moved
in interstate commerce. (21 U.S.C. 331,
342). Monitoring and enforcement of
pesticide tolerances are carried out by
the U.S. Food and Drug Administration
(FDA) and the U.S. Department of
Agriculture (USDA). Section 408 was
substantially rewritten by the Food
Quality Protection Act of 1996 (FQPA),
which added the provisions discussed
below establishing a detailed safety
standard for pesticides, additional
protections for infants and children, and
the estrogenic substances screening
program. (Public Law 104–170, 110 Stat.
1489 (1996)).
EPA also regulates pesticides under
FIFRA, (7 U.S.C. 136 et seq). While the
FFDCA authorizes the establishment of
legal limits for pesticide residues in
food, FIFRA requires the approval of
pesticides prior to their sale and
distribution, (7 U.S.C. 136a(a)), and
establishes a registration regime for
regulating the use of pesticides. FIFRA
regulates pesticide use in conjunction
with its registration scheme by requiring
EPA review and approval of pesticide
labels and specifying that use of a
pesticide inconsistent with its label is a
violation of Federal law. (7 U.S.C.
136j(a)(2)(G)). In the FQPA, Congress
integrated action under the two statutes
by requiring that the safety standard
under the FFDCA be used as a criterion
in FIFRA registration actions as to
pesticide uses which result in dietary
risk from residues in or on food, (7
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U.S.C. 136(bb)), and directing that EPA
coordinate, to the extent practicable,
revocations of tolerances with pesticide
cancellations under FIFRA. (21 U.S.C.
346a(l)(1)).
2. Safety standard for pesticide
tolerances. A pesticide tolerance may
only be promulgated by EPA if the
tolerance is ‘‘safe.’’ (21 U.S.C.
346a(b)(2)(A)(i)). ‘‘Safe’’ is defined by the
statute to mean that ‘‘there is a
reasonable certainty that no harm will
result from aggregate exposure to the
pesticide chemical residue, including
all anticipated dietary exposures and all
other exposures for which there is
reliable information.’’ (21 U.S.C.
346a(b)(2)(A)(ii)). Section 408(b)(2)(D)
directs EPA, in making a safety
determination, to:
consider, among other relevant
factors- ...
(v) available information
concerning the cumulative effects of
such residues and other substances
that have a common mechanism of
toxicity;
(vi) available information
concerning the aggregate exposure
levels of consumers (and major
identifiable subgroups of
consumers) to the pesticide
chemical residue and to other
related substances, including
dietary exposure under the
tolerance and all other tolerances in
effect for the pesticide chemical
residue, and exposure from other
non-occupational sources;
(viii) such information as the
Administrator may require on
whether the pesticide chemical may
have an effect in humans that is
similar to an effect produced by a
naturally occurring estrogen or
other endocrine effects. ... EPA
must also consider, in evaluating
the safety of tolerances, ‘‘safety
factors which . . . are generally
recognized as appropriate for the
use of animal experimentation
data.’’
(21 U.S.C. 346a(b)(2)(D)(ix).
Risks to infants and children are given
special consideration. Specifically,
section 408(b)(2)(C) states that EPA:
shall assess the risk of the pesticide
chemical based on— ...
(II) available information
concerning the special
susceptibility of infants and
children to the pesticide chemical
residues, including neurological
differences between infants and
children and adults, and effects of
in utero exposure to pesticide
chemicals; and
(III) available information
concerning the cumulative effects
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on infants and children of such
residues and other substances that
have a common mechanism of
toxicity. ...
This provision also creates a
presumptive additional safety factor for
the protection of infants and children.
Specifically, it directs that ‘‘[i]n the case
of threshold effects, ... an additional
tenfold margin of safety for the pesticide
chemical residue and other sources of
exposure shall be applied for infants
and children to take into account
potential pre- and post-natal toxicity
and completeness of the data with
respect to exposure and toxicity to
infants and children.’’ (21 U.S.C.
346a(b)(2)(C)). EPA is permitted to ‘‘use
a different margin of safety for the
pesticide chemical residue only if, on
the basis of reliable data, such margin
will be safe for infants and children.’’
(Id.). The additional safety margin for
infants and children is referred to
throughout this order as the ‘‘children’s
safety factor.’’
3. Procedures for establishing,
amending, or revoking tolerances.
Tolerances are established, amended, or
revoked by rulemaking under the
unique procedural framework set forth
in the FFDCA. Generally, a tolerance
rulemaking is initiated by the party
seeking to establish, amend, or revoke a
tolerance by means of filing a petition
with EPA. (See 21 U.S.C. 346a(d)(1)).
EPA publishes in the Federal Register a
notice of the petition filing and requests
public comment. (21 U.S.C. 346a(d)(3)).
After reviewing the petition, and any
comments received on it, EPA may issue
a final rule establishing, amending, or
revoking the tolerance, issue a proposed
rule to do the same, or deny the
petition. (21 U.S.C. 346a(d)(4)).
Once EPA takes final action on the
petition by either establishing,
amending, or revoking the tolerance or
denying the petition, any person may
file objections with EPA and seek an
evidentiary hearing on those objections.
(21 U.S.C. 346a(g)(2)). Objections and
hearing requests must be filed within 60
days. (Id.). The statute provides that
EPA shall ‘‘hold a public evidentiary
hearing if and to the extent the
Administrator determines that such a
public hearing is necessary to receive
factual evidence relevant to material
issues of fact raised by the objections.’’
(21 U.S.C. 346a(g)(2)(B). EPA
regulations make clear that hearings will
only be granted where it is shown that
there is ‘‘a genuine and substantial issue
of fact,’’ the requestor has identified
evidence ‘‘which, if established, resolve
one or more of such issues in favor of
the requestor,’’ and the issue is
‘‘determinative’’ with regard to the relief
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requested. (40 CFR 178.32(b)). In
addition, EPA regulations prescribe the
form and manner of submissions for
objections and for an evidentiary
hearing. (40 CFR 178.25 and 178.27).
EPA’s final order on the objections is
subject to judicial review. (21 U.S.C.
346a(h)(1)).
4. Tolerance reassessment and FIFRA
reregistration. The FQPA required that
EPA reassess the safety of all pesticide
tolerances existing at the time of its
enactment. (21 U.S.C. 346a(q)). EPA was
given 10 years to reassess the
approximately 10,000 tolerances in
existence in 1996. In this reassessment,
EPA was required to review existing
pesticide tolerances under the new
‘‘reasonable certainty that no harm will
result’’ standard set forth in section
408(b)(2)(A)(i). (21 U.S.C.
346a(b)(2)(A)(i)). This reassessment was
substantially completed by the August
3, 2006 deadline. Tolerance
reassessment was generally handled in
conjunction with a similar program
involving reregistration of pesticides
under FIFRA. (7 U.S.C. 136a-1).
Reassessment and reregistration
decisions were generally combined in a
document labeled a Reregistration
Eligibility Decision (RED).
B. EPA Risk Assessment for
Tolerances—Policy and Practice
1. The safety determination - risk
assessment. To assess risk of a pesticide
tolerance, EPA combines information on
pesticide toxicity with information
regarding the route, magnitude, and
duration of exposure to the pesticide.
The risk assessment process involves
four distinct steps:
∑ Identification of the toxicological
hazards posed by a pesticide;
∑ Determination of the dose-response
analysis in test animals and ‘‘level of
concern’’ with respect to human
exposure to the pesticide;
∑ Estimation of human exposure to the
pesticide; and
∑ Characterization of risk posed to
humans by the pesticide based on
comparison of human exposure to the
level of concern.
a. Hazard identification. In evaluating
toxicity or hazard, EPA reviews toxicity
studies, primarily in laboratory animals,
to identify any adverse effects on the
test subjects. Animal studies typically
involve investigating a broad range of
effects including gross and microscopic
effects on organs and tissues, functional
effects on bodily organs and systems,
effects on blood parameters (such as red
blood cell count, hemoglobin
concentration, hematocrit, and a
measure of clotting potential), effects on
the concentrations of normal blood
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chemicals (including glucose, total
cholesterol, urea nitrogen, creatinine,
total protein, total bilirubin, albumin,
hormones, and enzymes such as
alkaline phosphatase, alanine
aminotransfersase and cholinesterase),
and behavioral or other gross effects
identified through clinical observation
and measurement. EPA examines
whether adverse effects are caused by
different durations of exposure ranging
from short-term (e.g., acute) to longerterm (e.g., chronic) pesticide exposure,
and different routes of exposure (oral,
dermal, inhalation). EPA also evaluates
potential adverse effects in different age
groups. EPA requires testing for
different durations and routes of
exposure and different age groups in
multiple species of laboratory animals
(e.g., rat, mouse, dog, rabbit).
EPA also considers whether the
adverse effect has a threshold - a level
below which exposure has no
appreciable chance of causing the
adverse effect. For non-threshold effects,
EPA assumes that any exposure to the
substance increases the risk that the
adverse effect may occur. At present,
EPA only considers one adverse effect,
the chronic effect of cancer, to
potentially be a non-threshold effect.
(Ref. 5 at 8–9). Because this matter
involves a pesticide with threshold
effects, assessment of non-threshold
effects is not further discussed.
Moreover, the toxic effects of carbaryl
are short in duration (1 day or less) and,
as such, long-term, chronic threshold
effects are not discussed further here.
b. Level of concern/dose-response
analysis. Once a pesticide’s potential
hazards are identified, EPA determines
a toxicological level of concern for
evaluating the risk posed by human
exposure to the pesticide. In this step of
the risk assessment process, EPA
essentially evaluates the levels of
exposure to the pesticide at which
effects might occur. An important aspect
of this determination is assessing the
relationship between exposure (dose)
and response (often referred to as the
dose-response analysis).
In examining the dose-response
relationship for a pesticide’s threshold
effects, EPA evaluates an array of
toxicity studies on the pesticide. In each
of these studies, EPA attempts to
identify the lowest observed adverse
effect level (LOAEL) and the next lower
dose at which there are no observed
adverse affect levels (NOAEL). Often,
EPA will use the lowest NOAEL from
the relevant available studies — for the
duration and route for which risk is
being assessed, as a starting point
(called the Point of Departure (POD)) in
estimating the level of concern for
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humans. (Ref. 5 at 9 (The POD is simply
the ‘‘dose that serves as the starting
point in extrapolating a risk to the
human population.’’)). At times,
however, EPA will use a LOAEL from a
study on the most sensitive endpoint as
the POD when no NOAEL is identified
in that study. Alternatively, in the
absence of a NOAEL for the most
sensitive adverse effect, EPA will use
the LOAEL as the risk assessment POD,
and determine an extrapolated NOAEL
by dividing the LOAEL by an
uncertainty factor.
EPA is increasingly using modeling to
ascertain what is referred to as a
Benchmark Dose (BMD) as a substitute
for a NOAEL in selecting a POD. In its
revised assessment of carbaryl, EPA
used a BMD approach for deriving the
POD from the available rat toxicity
studies. (Ref. 8). A benchmark dose, or
BMD, is a point estimate along a doseresponse curve that corresponds to a
specific response level. For example, a
BMD10 represents a 10% change from
the background level (the background
level is typically derived from the
control group). Generically, the
direction of change from background
can be an increase or a decrease
depending on the biological parameter
and the chemical of interest. In the case
of carbaryl, a reduction in
acetylcholinesterase (AChE) activity
(referred to as ‘‘inhibition’’ of AChE) is
the toxic effect of concern. In addition
to a BMD, a ‘‘confidence limit’’ may also
be calculated. Confidence limits express
the uncertainty in a BMD that may be
due to sampling and/or experimental
error. The lower confidence limit on the
dose used as the BMD is termed the
BMDL, which the Agency uses as the
POD. Use of the BMDL for deriving the
POD rewards better experimental design
and procedures that provide more
precise estimates of the BMD, resulting
in tighter confidence intervals. Use of
the BMDL also helps ensure with high
confidence (e.g., 95% confidence) that
the selected percentage of AChE
inhibition is not exceeded.
Numerous scientific peer review
panels over the last decade have
supported the Agency’s application of
the BMD approach as a scientifically
supportable method for deriving PODs
in human health risk assessment, and as
an improvement over the historically
applied approach of using NOAELs or
LOAELs. The NOAEL/LOAEL approach
does not account for the variability and
uncertainty in the experimental results,
which are due to characteristics of the
study design, such as dose selection,
dose spacing, and sample size. With the
BMD approach, all the dose response
data are used to derive a POD.
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Moreover, the response level used for
setting regulatory limits can vary based
on the chemical and/or type of toxic
effect (Refs. 6, 7 and 8).
The POD is, in turn, used in choosing
a level of concern. EPA will make
separate determinations as to the Points
of Departure, and correspondingly
levels of concern, for both short and
long exposure periods as well as for the
different routes of exposure (oral,
dermal, and inhalation). In estimating
and describing the level of concern, the
POD is at times used differently
depending on whether the risk
assessment addresses dietary or nondietary exposures. For dietary risks,
EPA uses the POD to calculate an
acceptable level of exposure or safe
dose. This safe dose has been
traditionally referred to as the reference
dose (RfD). The RfD is defined as the
risk assessment POD divided by all
uncertainty/safety factors (UF/SFs)
except those specific to FQPA. The
Population Adjusted Dose (PAD), on the
other hand, is defined as the POD
divided by all UF/SFs, including those
specific to FQPA. In cases where there
are no UF/SFs specific to FQPA, the RfD
and PAD are numerically identical.
Typically, EPA uses a baseline safety/
uncertainty factor equal to 100. These
factors include a factor of 10 (10X)
where EPA is using data from laboratory
animals (inter-species factor) to reflect
potentially greater sensitivity in humans
than laboratory animals and a factor of
10X to account for potential variations
in sensitivity among members of the
human population (intra-species factor)
as well as other unknowns. Additional
uncertainty factors may be added to
address data deficiencies or concerns
raised by the existing data. Under the
FQPA, a safety factor of 10X is
presumptively applied to protect infants
and children, unless reliable data
support selection of a different factor.
This FQPA safety factor largely replaces
pre-FQPA EPA practice regarding
additional safety factors. (Ref. 9 at 4–
11).
c. Estimating human exposure. Risk is
a function of both hazard and exposure.
Thus, equally important to the risk
assessment process as determining the
hazards posed by a pesticide and the
toxicological level of concern for those
hazards is estimating human exposure.
Under FFDCA section 408, EPA is
concerned not only with exposure to
pesticide residues in food but also
exposure resulting from pesticide
contamination of drinking water
supplies and from use of pesticides in
the home or other non-occupational
settings. (See 21 U.S.C.
346a(b)(2)(D)(vi)). EPA considers
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multiple routes of exposure (oral,
dermal, and inhalation) and aggregates
these exposures where scientifically
appropriate. Because EPA exposure
estimates are not involved in EPA’s
determination of this matter, no further
description of EPA exposure assessment
practices is included.
d. Risk characterization. The final
step in the risk assessment is risk
characterization. In this step, EPA
combines information from the first
three steps (hazard identification, level
of concern/dose-response analysis, and
human exposure assessment) to
quantitatively estimate the risks posed
by a pesticide. Separate
characterizations of risk are conducted
for different durations of exposure.
Additionally, where appropriate, EPA
aggregates exposures across different
routes in characterizing risk.
In estimating and describing the level
of concern, the POD is at times used
differently depending on whether the
risk assessment addresses dietary or
non-dietary exposures. For threshold
risks, EPA estimates risk in one of two
ways. Where EPA has calculated a RfD/
PAD, risk is estimated by expressing
human exposure as a percentage of the
RfD/PAD. Exposures lower than 100
percent of the RfD/PAD are generally
not of concern. Alternatively, EPA may
express risk by comparing the Margin of
Exposure (MOE) between estimated
human exposure and the POD with the
acceptable or target MOE. The
acceptable or target MOE is the product
of all applicable safety factors. To
calculate the actual MOE for a pesticide,
estimated human exposure to the
pesticide is divided into the POD. In
contrast to the RfD/PAD approach, the
higher the MOE, the less risk posed by
the pesticide. Accordingly, if the target
MOE for a pesticide is 100, MOEs equal
to or exceeding 100 would generally not
be of concern.
As a conceptual matter, the RfD/PAD
and MOE approaches are fundamentally
equivalent. For a given risk and given
exposure of a pesticide, if exposure to
a pesticide were found to be acceptable
under an RfD/PAD analysis it would
also pass under the MOE approach, and
vice-versa. However, for any specific
pesticide, risk assessments for different
exposure durations or routes may yield
different results. This is a function not
of the choice of the RfD/PAD or MOE
approach but of the fact that the levels
of concern and the levels of exposure
may differ depending on the duration
and route of exposure.
2. EPA policy on the children’s safety
factor. As the above brief summary of
EPA’s risk assessment practice
indicates, the use of safety factors plays
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a critical role in the process. This is true
for traditional 10X safety factors to
account for potential differences
between animals and humans when
relying on studies in animals (interspecies safety factor) and potential
differences among humans (intraspecies safety factor) as well as the
FQPA 10X children’s safety factor.
In applying the children’s safety
factor provision, EPA has interpreted it
as imposing a presumption in favor of
applying a 10X safety factor to the 10X
inter-species and 10X intra-species
safety factors. (Ref. 9 at 4, 11). Thus,
EPA generally refers to the 10X
children’s safety factor as a presumptive
or default 10X factor. EPA has also
made clear, however, that this
presumption or default in favor of the
10X children’ safety is only a
presumption. The presumption can be
overcome if reliable data demonstrate
that a different factor is safe for
children. (Id.). In determining whether a
different factor is safe for children, EPA
focuses on the three factors listed in
section 408(b)(2)(C) - the completeness
of the toxicity database, the
completeness of the exposure database,
and potential pre- and post-natal
toxicity. In examining these factors, EPA
strives to make sure that its choice of a
safety factor, based on a weight-of-theevidence evaluation, does not
understate the risk to children. (Id. at
24–25, 35).
3. EPA policy on cholinesterase
inhibition. Carbaryl is a member of the
N-methyl carbamate class of pesticides.
Each member of this class shares the
ability to inhibit the enzyme,
acetylcholinesterase, leading to
neurotoxicity. N-methyl carbamate
neurotoxicity is characterized by the
rapid onset (often 15–30 minutes) and
rapid recovery (within hours).
Cholinesterase inhibition is a disruption
of the normal process in the body by
which the nervous system chemically
communicates with muscles and glands.
Communication between nerve cells
and a target cell (i.e., another nerve cell,
a muscle fiber, or a gland) is facilitated
by the chemical, acetylcholine. When a
nerve cell is stimulated it releases
acetylcholine into the synapse (or space)
between the nerve cell and the target
cell. The released acetylcholine binds to
receptors in the target cell, stimulating
the target cell in turn. As EPA has
explained, ‘‘the end result of the
stimulation of cholinergic pathway(s)
includes, for example, the contraction of
smooth (e.g., in the gastrointestinal
tract) or skeletal muscle, changes in
heart rate or glandular secretion (e.g.,
sweat glands) or communication
between nerve cells in the brain or in
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the autonomic ganglia of the peripheral
nervous system.’’ (Ref. 10 at 10).
Acetylcholinesterase (AChE) is an
enzyme that breaks down acetylcholine
and terminates its stimulating action in
the synapse between nerve cells and
target cells. When AChE is inhibited,
acetylcholine builds up, prolonging the
stimulation of the target cell. This
excessive stimulation potentially results
in a broad range of adverse effects on
many bodily functions including muscle
cramping or paralysis, excessive
glandular secretions, or effects on
learning, memory, or other behavioral
parameters. Depending on the degree of
inhibition these effects can be serious,
even fatal.
EPA’s cholinesterase inhibition policy
statement explains EPA’s approach to
evaluating the risks posed by
cholinesterase-inhibiting pesticides
such as carbaryl. (Ref. 10). The policy
focuses on three types of effects
associated with cholinesteraseinhibiting pesticides that may be
assessed in animal and human
toxicological studies: (1) physiological
and behavioral/functional effects; (2)
cholinesterase inhibition in the central
and peripheral nervous system; and (3)
cholinesterase inhibition in red blood
cells and blood plasma. The policy
discusses how such data should be
integrated in deriving a POD for a
cholinesterase-inhibiting pesticide.
EPA uses a weight-of-the-evidence
approach to determine the toxic effect
that will serve as the appropriate POD
for a risk assessment for AChE
inhibiting pesticides, such as carbaryl
(Id). The neurotoxicity that is associated
with these pesticides can occur in both
the central (brain) and the peripheral
nervous system. In its weight-of-theevidence analysis, EPA reviews data,
such as AChE inhibition data from the
brain, peripheral tissues and blood (e.g.,
red blood cell (RBC) or plasma), in
addition to data on clinical signs and
other functional effects related to AChE
inhibition. Based on these data, EPA
selects the most appropriate effect on
which to regulate; such effects can
include clinical signs of AChE
inhibition, central or peripheral nervous
tissue measurements of AChE
inhibition, or RBC AChE measures (Id).
Although RBC AChE inhibition is not
adverse in itself, it is a surrogate for
inhibition in peripheral tissues when
peripheral data are not available. As
such, RBC AChE inhibition provides an
indirect indication of adverse effects on
the nervous system (Id.). Measures of
AChE inhibition in the peripheral
nervous system are very rare for Nmethyl carbamate pesticides and no
such peripheral data exists for carbaryl.
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For these reasons, other state and
national agencies such as California,
Washington, Canada, the European
Union, as well as the World Health
Organization (WHO), all use blood
measures in human health risk
assessment and/or worker safety
monitoring programs.
4. EPA policy on assessing risk from
cumulative effects from pesticides with
a common mechanism of toxicity.
Section 408(b)(2)(D) of the FFDCA
directs EPA to consider available
information on the cumulative effects
on human health resulting from
exposure to multiple pesticide
chemicals that have a common
mechanism of toxicity. EPA begins a
cumulative risk assessment by
identifying a group of pesticides, called
a common mechanism group, that bring
about the same toxic effect by a common
mechanism of toxicity. Pesticides share
a common mechanism of toxicity if they
act the same way in the body; that is,
if the same toxic effect occurs in the
same organ or tissue by essentially the
same sequence of major biochemical
events.
There are many steps involved in
quantitatively assessing the potential
human health risk associated with
exposure to the N-methyl carbamate
pesticides. The complex series of
evaluations involve hazard and doseresponse analyses; assessments of food,
drinking water, residential/nonoccupational exposures; combining
exposures to produce a cumulative risk
estimate; and risk characterization.
Given the complexity of the analyses,
EPA’s policy is to only conduct a
cumulative assessment if each of the
individual chemicals in the assessment
has been determined to be ‘‘safe,’’ based
on aggregate exposures only to that
individual chemical.
IV. Regulatory History of Carbaryl
A. In General
Carbaryl is a carbamate insecticide
and molluscide that was first registered
in 1959 for use on cotton. Carbaryl has
many trade names, but is most
commonly known as Sevin®. At the
time carbaryl was assessed for purposes
of reregistration, carbaryl was registered
for use on over 400 agricultural and
non-agricultural use sites, and there
were more than 140 tolerances for
carbaryl in the Code of Federal
Regulations (40 CFR 180.169). The
primary risk of concern from exposure
to carbaryl is acute neurotoxic effects.
Carbaryl is a member of the N-methyl
carbamate class of pesticides. This
group shares a common mechanism of
toxicity; namely, the ability to inhibit
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the enzyme acetylcholinesterase (AChE)
through carbamylation of the active site.
Pesticides included is this group, other
than carbaryl, are aldicarb, carbofuran,
formetanate hydrochloride, methiocarb,
methomyl, oxamyl, pirimicarb,
propoxur, and thiodicarb.
B. FFDCA Tolerance Reassessment and
FIFRA Pesticide Reregistration
1. Interim reregistration eligibility
decision. EPA completed an interim
reregistration eligibility decision (IRED)
for carbaryl on June 30, 2003 (2003
IRED). The decision on reregistration
was treated as interim because of
carbaryl’s membership in the N-methyl
carbamate cumulative group. When EPA
determines that a pesticide shares a
common mechanism of toxicity with
other substances, EPA cannot complete
either the assessment or reassessment of
a tolerance or a registration or
reregistration determination until it has
assessed available information regarding
exposures to the other substances. For
these pesticides, EPA’s practice is to
issue an IRED pending completion of
the tolerance reassessment activities. An
IRED memorializes EPA’s determination
on a narrowly defined issue: Whether a
given active ingredient alone is eligible
for reregistration under FIFRA and
tolerance reassessment under the
FFDCA, pending a cumulative
assessment for pesticides sharing a
common mechanism of toxicity.
Although EPA found in the 2003 IRED
that carbaryl dietary exposures from
food and water were below the relevant
safe doses (i.e., the acute PAD (aPAD)
and chronic PAD (cPAD)), EPA
concluded that numerous residential
uses posed a risk of concern.
Accordingly, the 2003 IRED specified
various changes to the carbaryl
registration to address these risks,
including: Canceling liquid broadcast
applications to home lawns pending
EPA review of pharmacokinetic data to
refine post-application risk estimates;
repackaging home garden/ornamental
dust products in ready-to-use shaker can
containers, with no more than 0.05 lbs.
active ingredient (ai) per container;
canceling the following uses and
application methods — all pet uses
(dusts and liquids) except collars,
aerosol products for various uses, belly
grinder applications of granular and bait
products for lawns, hand applications of
granular, and bait products for
ornamentals and gardens.
2. Amended interim reregistration
eligibility decision. The Agency
amended the 2003 IRED on October 22,
2004 (2004 Amended IRED), and
published a formal Notice of
Availability for the document, which
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provided for a 60–day public comment
period. EPA received numerous
comments on the carbaryl 2004
Amended IRED, including the NRDC
petition requesting that EPA cancel all
carbaryl registrations and revoke all
tolerances. The mitigation detailed in
the 2004 Amended IRED for residential
uses included limiting applications of
liquid formulations to residential turf
areas to spot treatment only; requiring
dust formulations to be packaged in a
ready-to-use container containing no
more than 0.05 lbs ai/container; and
cancelation of all pet uses, except for
carbaryl treated pet collars. On March 9,
2005, EPA issued a cancellation order
for the liquid broadcast use of carbaryl
on residential turf to address postapplication risk to toddlers. (Ref. 11). In
March 2005, EPA also issued generic
and product-specific data call-ins (DCIs)
for carbaryl. The carbaryl generic DCI
required several studies of the active
ingredient carbaryl, including
additional toxicology, worker exposure
monitoring, and environmental fate
data. The product-specific DCI required
acute toxicity and product chemistry
data for all pesticide products
containing carbaryl; these data are being
used for product labeling. EPA has
received numerous studies in response
to these DCIs, and, where appropriate,
these studies were considered in the
tolerance reassessment.
In response to the DCIs, many
carbaryl registrants chose to voluntarily
cancel their carbaryl products, rather
than revise their labels or conduct
studies to support these products. EPA
published a notice of receipt of these
requests in the Federal Register on
October 28, 2005 (70 FR 62112),
followed by a cancellation order issued
on July 3, 2006. One technical
registrant, Burlington Scientific, chose
to cancel their technical product,
leaving Bayer CropScience (Bayer) as
the sole technical registrant for carbaryl.
Approximately two-thirds of all of the
carbaryl products registered at the time
of the 2003 IRED have been canceled
through this process.
Bayer subsequently requested that all
of their carbaryl registrations be
amended to delete the following uses:
carbaryl use in or on pea and bean,
succulent shelled (subgroup 6B); millet;
wheat; pre-plant root dip for sweet
potato; pre-plant root dip/drench for
nursery stocks, vegetable transplants,
bedding plants, and foliage plants; use
of granular formulations on leafy
vegetables (except Brassica); ultra low
volume (ULV) application for adult
mosquito control; and dust applications
in agriculture. EPA notified all affected
registrants that these uses and
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application methods must be deleted
from their carbaryl product labels. EPA
identified 34 product labels from 14
registrants (other than Bayer) bearing
these end uses. All of these registrants
requested that their affected carbaryl
product registrations be amended to
delete these uses. EPA published
Notices of receipt of these requests from
Bayer and all 14 registrants in the
Federal Register on August 20, 2008
and October 15, 2008. On March 18,
2009, the Agency published an order
granting the requests to delete uses (74
FR 11553). Most recently, in a letter
dated September 30, 2009, Wellmark
International submitted a request to
voluntarily cancel its pet collar
registrations pursuant to section 6(f) of
FIFRA (74 FR 54045, October 21, 2009).
These are the only carbaryl pet collar
registrations and the last remaining pet
product registrations for carbaryl. EPA
issued its final order cancelling carbaryl
registrations for pet collar uses on
December 16, 2009. (74 FR 66642,
December 16, 2009).
3. Reregistration eligibility decision.
As noted, the reregistration eligibility
decision had to remain interim in nature
until the N-methyl carbamate
cumulative risk assessment was
completed. That assessment was issued
on September 26, 2007, and EPA
concluded that the cumulative risks
associated with the N-methyl carbamate
pesticides meet the safety standard set
forth in section 408(b)(2) of the FFDCA,
provided that the mitigation specified in
the N-methyl carbamate cumulative risk
assessment is implemented, such as
cancellation of all uses of carbofuran,
termination of methomyl use on grapes,
etc. EPA has therefore terminated the
tolerance reassessment process under
408(q) of the FFDCA. (See Ref. 12 for
additional information).
In conjunction with the N-methyl
carbamate cumulative risk assessment,
EPA completed a RED for carbaryl on
September 24, 2007 (the RED was issued
on October 17, 2007 with a formal
Notice of Availability in the Federal
Register (72 FR 58844)). (Ref. 12). In
addition to relying on the N-methyl
carbamate cumulative risk assessment to
determine that the cumulative effects
from exposure to all N-methyl
carbamate residues, including carbaryl,
was safe, the carbaryl RED relied upon
the revised assessments and the
mitigation that had already been
implemented (e.g., cancellation of pet
uses except for collars). Additionally,
the RED included additional mitigation
with respect to granular turf products
for residential use; namely, that product
labels direct users to water the product
in immediately after application. EPA
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subsequently completed an addendum
to the carbaryl RED, dated August 25,
2008, which incorporated the results of
a revised occupational risk assessment
and modified mitigation measures for
the protection of workers. The Agency
issued a Notice of Availability for the
RED addendum in the October 29, 2008
Federal Register (73 FR 64317).
4. Risk assessment issues with the
IRED and RED relevant to NRDC
petition—a. selection of POD. When
deriving Points of Departure and
assigning uncertainty/safety factors in
risk assessment, EPA looks at all the
appropriate data available at a given
time. In cases when new data become
available improving the quality of the
overall toxicological database, it is
typical practice to re-consider previous
decisions of the most appropriate
Point(s) of Departure and uncertainty
factors. Specific to carbaryl, Points of
Departures and uncertainty/safety
factors have changed over time as new
data have become available to fill data
gaps, provide additional information on
existing data, and describe the effects in
juvenile animals.
For the 2003 IRED and 2004 Amended
IRED, the POD for acute exposure was
from a developmental neurotoxicity
(DNT) study. The POD used for risk
assessment was 1 milligrams/kilogram/
day (mg/kg/day) based upon the results
of the DNT study. In the DNT study the
LOAEL was 10 mg/kg/day based upon
functional observational changes
(pinpoint pupils, tremors, and gait
abnormalities). Also occurring in this
study were morphometric changes in
the brain with a LOAEL of 10 mg/kg/
day: bilateral decrease in the size of the
forebrain in adult males; a bilateral
decrease in the length of the cerebella in
female pups; and a bilateral increase in
the length of the cerebella in female
adults. A NOAEL for these effects was
not identified in the study because a
morphometric analysis was conducted
in only the control and high-dose
groups (10 mg/kg/day), but not in lowdose (0.1 mg/kg/day) or mid-dose (1.0
mg/kg/day) groups. Initially, upon
review of the data, EPA had requested
that morphometric analysis of the lowdose and mid-dose groups be
conducted, but this was not possible
because the brain tissues had dried
during the preservation process.
Nonetheless, EPA determined that the
developmental NOAEL was likely 1 mg/
kg/day. This conclusion was based on
the finding that the morphometric
changes, although statistically
significant, were minimal in nature and,
therefore, judged not likely to be present
at the mid-dose of 1 mg/kg/day. (Refs.
13, 14, and 15).
Subsequently, in November of 2006,
OPP received data from a carbaryl
comparative cholinesterase assay study
(CCA study) performed by EPA’s Office
of Research and Development. CCA
studies are specially designed toxicity
studies that evaluate comparative
sensitivity in adult and juvenile rats
with respect to inhibition of
cholinesterase activity. In the case of the
carbaryl CCA study, the juvenile rats
56003
were aged post-natal day 11 and 17
(PND11 and PND17).
In the carbaryl CCA, a time course
study was first conducted to determine
the time to peak ChE effects followed by
a dose-response study where rats were
dosed by oral gavage with corn oil or 3,
7.5, 15, or 30 mg carbaryl/kg body
weight. All ages received the same dose
so as to better compare the effects across
ages. The dose was given at 2 ml/kg.
Therefore, the dosing solutions were 0,
1.5, 3.75, 7.5, or 15 mg/ml. In 2007, EPA
conducted a BMD analysis for the
carbaryl CCA study, using the same
modeling methodology used in the Nmethyl carbamate cumulative risk
assessment. This BMD analysis
demonstrated sensitivity of PND11 and
PND17 pups compared to adult ORD
ChE data. Previously, in 2005 and in
support of the N-methyl carbamate
cumulative risk assessment, the Agency
also conducted a BMD analysis of brain
and RBC cholinesterase inhibition in rat
oral toxicity studies for adults. (Ref. 16,
see also Refs. 17 and 18). The BMD10 is
the estimated benchmark doses that
results in 10% cholinesterase inhibition
(a level generally regarded as not an
adverse effect), and the BMDL10 is the
lower 95% confidence interval on the
BMD10, for the data evaluated.
Generally, the BMD10 is used to
compare across compartments and
across ages but the BMDL10 is used as
the POD. The results of the study are
presented in the following table in terms
of the BMD10 and BMDL10:
Brain (mg/kg)
RBC (mg/kg
Age
BMD10
BMDL10
BMD
BMDL10
1.46
1.14
1.11
0.78
PND17
3.00
2.37
1.41
1.05
Adults
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PND11
2.63
2.03
0.96
0.73
As the table shows, juvenile 11–day
old (PND11) pups were 1.8 times more
sensitive to inhibition of brain
cholinesterase than adult rats in terms
of BMDs. The BMD analyses show that
the brain BMD for pups is protective of
adults since the pup BMD values are
lower than adult values. For the red
blood cell cholinesterase (RBC ChE)
compartment, the RBC BMD10 in PND11
pups is similar to that in adults.
Although the RBC BMDL10 for PND11
pups is numerically lower (0.8 mg/kg)
than the BMDL10 for PND11 brain AChE
inhibition (1.1 mg/kg), the magnitude of
this difference is not biologically
meaningful, particularly in light of the
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similarity in BMD10s, and considering
the higher variability typically seen in
RBC measurements relative to brain.
Brain represents the target tissue for the
N-methyl carbamates as opposed to
using a surrogate measure (RBC) and the
brain BMDL10 of 1.1 mg/kg would be
protective of both central nervous
system and peripheral nervous system
effects. (Refs. 17 and 18).
For the carbaryl risk assessment, the
BMDL10 for inhibition of brain
cholinesterase in PND11 juveniles from
the CCA study was chosen as the most
sensitive and appropriate POD for
calculating a safe dose instead of using
an extrapolated NOAEL from the DNT
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study. Several factors were critical to
that determination. First, the CCA study
is considered a sentinel study for the Nmethyl carbamates as it evaluates the
most sensitive endpoint (cholinesterase
inhibition) in the most sensitive age
group (PND11) at the time of peak effect.
For each N-methyl carbamate with a
valid CCA study, this study is being
used in the risk assessment to inform
the children’s safety factor or the POD.
EPA has high confidence in the quality
of the data from the carbaryl study
because it used a broad range of doses
and used the radiometric method of
measuring AChE inhibition. (Ref. 19).
The radiometric method for assaying
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Second, gavage studies, such as the
CCA study, are the preferred and most
sensitive studies for carbaryl. The
toxicity profile of carbaryl and other Nmethyl carbamates is characterized by a
rapid onset of toxicity with a peak time
of effect around 15 to 60 minutes and
rapid recovery (typical half-lives in
adult rats are 1 to 2 hours). This pattern
of toxicity is shown in Figure 1 for
carbaryl.
With N-methyl carbamates, due to
rapid recovery, toxicity does not
accumulate in juveniles or adults with
repeated exposures. As such, EPA is
most concerned about acute effects,
particularly those which occur at the
peak time of effect. The Agency has
found for these pesticides that acute
studies, particularly via gavage
administration, provide the most
sensitive effects (i.e., more health
protective) for risk assessment.
Specifically, acute gavage studies
provide more sensitive effects than
studies administered in the diet, even
studies of much longer durations. For
example, the NOAEL and LOAEL for
RBC AChE inhibition in the carbaryl
dietary 2–year rat chronic/
carcinogenicity study are 10/121 mg/kg/
day and 60.2/78.6 mg/kg/day in adult
rats, whereas the BMD10/BMDL10 for
RBC AChE inhibition in adult rats in
acute gavage studies are 0.96 and 0.73
mg/kg. Based on this comparison, the
acute gavage study provides toxicity
values almost tenfold more sensitive
than in the 2–year feeding study.
This pattern of toxicity is somewhat
unique to this class of pesticides and
can be attributed to the pharmacokinetic
and pharmacodynamic properties of Nmethyl carbamates, like carbaryl. The
parent active ingredient, carbaryl, is the
toxicologically active compound. As
such, no metabolic activation is
required; instead, metabolism results in
detoxification of carbaryl. As evidenced
by the rapid onset of toxicity, these
pesticides are rapidly absorbed,
distributed, and cleared from the body.
For this class of pesticides,
neurotoxicity is correlated to peak
concentrations of carbaryl. Specifically,
brain tissue levels and inhibition of
brain AChE at the time of peak effect are
highly correlated. In dietary
administration studies like the 2–year
study and the DNT study, rats are
exposed to carbaryl over several hours
of feeding. This is in contrast to a bolus
dose in gavage studies where the entire
dose is given at one time. In the dietary
studies, the total administered dose of
carbaryl consumed may be equal or
even higher than the gavage dose.
However, it is the internal dose of
carbaryl at the target tissues which is
related to the magnitude to toxicity. In
the dietary studies, due to the rapid
metabolism and clearance, carbaryl does
not reach a peak level like that in gavage
studies at the target tissues and thus the
degree of toxicity in dietary studies is
far less than that for gavage studies. As
a result, acute gavage studies tend to be
far more sensitive than dietary studies
for N-methyl carbamates. This is the
case for carbaryl as shown by the high
quality and sensitive data from the CCA
study.
Finally, the changes in brain
morphometrics (10 mg/kg) from the
DNT study originally used in the POD
derivation were determined to be a
marginal effect not consistently seen in
carbarmate pesticides. (See Unit
IV.B.4.b. for a full discussion of EPA’s
review of the DNT study.) Although a
10X uncertainty factor was originally
applied to the marginal brain
morphometric endpoint, the real
NOAEL is likely greater than 1 mg/kg
and less than 10 mg/kg.
In any event, the extrapolated NOAEL
from the DNT study is essentially
1 Two
values are provided for males/females.
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ACHe inhibition provides the most
appropriate method for measuring
cholinesterase inhibition due to Nmethyl carbamate exposure because
factors (i.e., assay temperature, dilution,
and incubation time) which promote
reversibility are minimized.
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equivalent to the BMDL10 for PND11
juveniles in the CCA study (i.e., 1 mg/
kg/day as compared to 1.1 mg/kg/day).
As explained below, if the LOAEL from
the DNT was used in calculating a safe
dose, EPA would retain a children’s
safety factor of no greater than 10X due
to the lack of a NOAEL in that study.
Retention of a children’s safety factor of
10X would make the extrapolated
NOAEL for the DNT study essentially
equivalent to the BMDL10 for PND11
juveniles in the CCA study (i.e., 1 mg/
kg/day as compared to 1.1 mg/kg/day).
b. Children’s safety factor. With
respect to the children’s safety factor, in
preliminary reviews undertaken in 1999
and 2001, EPA initially retained the full
10X safety factor for carbaryl. The
reasons for retaining the 10X children’s
safety factor were that EPA was missing
a two-generation reproduction study for
carbaryl and the DNT study showed
changes in brain morphometric
measurements of the offspring which
raised concerns. The data from the DNT
study showed that for the first
generation pups, there were no
treatment-related effects on pup weight,
pup survival indices, developmental
landmarks (tooth eruption and eye
opening), Functional Observational
Battery (FOB) measurements or motor
activity assessments. There were also no
treatment related effects on brain weight
and gross or microscopic pathology.
There were, however, changes noted in
brain morphometric measurements at
the high dose (10 mg/kg/day): Bilateral
decrease in the size of the forebrain in
adult males; a bilateral decrease in the
length of the cerebella in female pups;
and a bilateral increase in the length of
the cerebella in female adults. EPA
requested that a morphometric analysis
of the low-dose and mid-dose groups be
conducted, but this was not possible
because brain samples had not been
prepared for measurement and the
tissues had dried during the
preservation process. At the time, EPA
found these changes at the high dose to
be significant. (See generally Refs. 20,
21, 22, 23, 24, 25 and 26).
When new information became
available in 2002, EPA removed the 10X
safety factor for acute dietary and shortand intermediate-term exposures. (Refs.
13, 14 and 15). Not only did EPA
receive a new two-generation
reproduction study (and therefore no
longer had any data gaps) but EPA also
obtained new brain morphometric
measurements from the DNT study for
the control and high-dose groups. The
new measurements demonstrated that
even at the high dose, the morphometric
changes, although statistically
significant, were minimal in nature.
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This is consistent with the DNT study
results for other N-methyl carbamates
(aldicarb and carbofuran), which did not
show any changes in morphometrics. In
addition, the DNTs available for all
three N-methyl carbamates have not
shown any long-term effects, including
effects on behavior. The Agency is also
not aware of any literature studies that
have shown any changes in brain
histopathology following N-methyl
carbamate exposure to animals of any
age. Based on this information, EPA
concluded that the brain morphometic
effects were not likely to be present at
the mid-dose. (Refs. 13, 14 and 15).
Because the developmental effects in
the DNT were now well-characterized
and the evidence strongly indicated that
no brain morphometric changes would
have been present at the mid-dose (1
mg/kg/day), EPA determined that the
children’s safety factor was not needed.
In addition, there were no concerns or
residual uncertainties for pre- and/or
postnatal toxicity from other carbaryl
development studies.
After EPA received the CCA study in
2006, it modified its decision on the
children’s safety factor slightly. As
explained above, the BMDL10 for PND11
juveniles from the CCA study was
chosen for the POD in calculating a safe
dose. Because (1) EPA had a complete
data set for carbaryl including high
quality data comparing the relative
sensitivity of adults and the young, (2)
the effects in the young had been wellcharacterized, and (3) the most sensitive
effect in the young (the BMDL10 from
the CCA study) was being used to
calculate the safe dose (i.e., the BMDL10
was divided by inter- and intra-species
safety factors), EPA determined that a
children’s safety factor was not needed
for risk assessments based on the CCA
study. Where carbaryl assessments
relied on other data not involving the
testing of juveniles, EPA retained a
children’s safety factor of 1.8X reflecting
the degree of sensitivity of the young
observed in the CCA study.
c. Calculation of safe dose/aPAD for
carbaryl. For dietary risks, EPA
calculated the aPAD by dividing the
dietary POD (the BMDL10 for PND11
juveniles in the CCA study) by the interspecies and intra-species safety factors
(100X) to yield a value of 0.01 mg/kg.
For dermal risks, instead of calculating
an aPAD, EPA assessed risk under a
MOE approach. The acceptable or target
MOE was calculated using a POD of 86
mg/kg. The POD was obtained by
multiplying the BMDL10 of 30.56 mg/kg
from the dermal toxicity study by 2.8,
because in an in vitro dermal absorption
study, rat skin was 2.8 times more
permeable than human skin to carbaryl.
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The target MOE for risk assessment is
100 for adults because the inter-species
and intra-species safety factors total
100X. The target MOE for risk
assessment for infants and children is
180 because, in addition to the 100X,
the children’s safety factor is 1.8X.
V. NRDC Petitions Regarding Carbaryl
In the underlying petition, NRDC
requested, among other things, that EPA
cancel all carbaryl registrations and
revoke all carbaryl tolerances. (Ref. 2).
NRDC’s January 10, 2005 petition was
submitted in the form of comments on
and requests for changes to the Carbaryl
Interim Reregistration Eligibility
Decision published in the Federal
Register on October 27, 2004, 70 FR
62663. Nonetheless, in the introduction
to the comments, NRDC included a
statement that NRDC was also
petitioning the Agency to revoke all
carbaryl tolerances. Among other things,
NRDC raised issues with the dietary
assessment, and in particular, EPA’s
drinking water assessment that
supported the 2004 IRED decision.
NRDC also raised concerns about the
data surrounding EPA’s selection of a
children’s safety factor. NRDC raised
other safety factor issues, particularly as
they relate to EPA use of the DNT study.
NRDC’s petition also included generic
disagreements with how EPA conducts
its assessments.
Subsequently, as part of its comments
on the N-methyl carbamate cumulative
assessment dated November 26, 2007,
NRDC requested that EPA cancel all
carbaryl pet collar registrations. (Ref. 3).
The basis for NRDC’s petition to cancel
all pet collar registrations rested on
issues related to EPA’s assessment of
cumulative effects under the FFDCA. In
addition, NRDC incorporated by
reference its earlier petition to revoke all
carbaryl tolerances. Accordingly, EPA
addressed the exposure issues raised in
the subsequent pet collar petition as
part of its response to the earlier
petition to revoke all carbaryl
tolerances.
VI. EPA’s Response to the Petitions to
Revoke Carbaryl Tolerances
On October 29, 2008, EPA denied
NRDC’s petition to revoke all pesticide
tolerances for carbaryl under section
408(d) of the FFDCA. (73 FR 64229).
EPA’s Order also constituted a response
to NRDC’s petition dated November 26,
2007, to cancel carbaryl pet collar
registrations submitted as part of
NRDC’s comments on the N-methyl
carbamate cumulative assessment.
Again, EPA’s response to NRDC’s
petition to cancel pet collar registrations
was addressed in that Order because the
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basis for the petition to cancel pet
collars rested on issues related to EPA’s
assessment of cumulative effects under
the FFDCA.
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VII. NRDC’s Objections and Requests
for Hearing
On December 28, 2008, NRDC filed,
pursuant to FFDCA section 408(g)(2),
objections to EPA’s denial of its
tolerance revocation petition and
requested a hearing on those objections.
As indicated above, NRDC’s objections
and requests for hearing raise two main
claims: (1) that EPA lacks reliable data
to reduce the default tenfold safety
factor and (2) that EPA’s exposure
assessment for carbaryl is flawed and
underestimates the exposure to children
from pet collar uses.
NRDC asserts that EPA failed to
consider the available developmental
neurotoxicity data and, therefore,
unlawfully lowered the 10X children’s
safety factor. Specifically, NRDC argues
that the DNT study showed adverse
developmental abnormalities in juvenile
test animals at doses that had no effect
on adult test animals. According to
NRDC, this finding alone supports a full
10X children’s safety factor. In addition,
NRDC asserts that the DNT study did
not identify a no-effect level in juvenile
animals, supporting a further 3X safety
factor. Thus, NRDC argues that EPA
should have applied a 30X safety factor
(10X for age sensitivity and 3X for
failure to identify a no-effect level) to
the end-point from the DNT to establish
a final POD. According to NRDC, to do
otherwise is ‘‘arbitrary and capricious,
and contrary to the law.’’ (Ref. 1 at 8.)
NRDC also asserts that EPA’s
exposure assessment underestimates
exposure to children from pet collar
uses. NRDC further asserts that EPA
relied on flawed studies and data, and,
therefore, the Agency’s determination
that tolerances are safe is improper.
Among other things, NRDC argues that
at the time of EPA’s determination, data
on exposure from use of carbaryl in pet
collars required by a 2005 DCI had not
been submitted and that without the
data EPA’s decision is ‘‘arbitrary and
capricious and contrary to law.’’ (Ref. 1
at 9).
EPA regulations make clear that to be
considered by the Administrator, a
request for an evidentiary hearing must
meet certain criteria. (40 CFR 178.27).
One such criteria is that the request
must include a copy of any report,
article, survey, or other written
document (or the pertinent pages
thereof) upon which the objector relies
to justify an evidentiary hearing, unless
the document is an EPA document that
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is routinely available to any member of
the public.
In support of its request for a hearing,
NRDC submitted the following
documents as evidence that a hearing is
appropriate: (1) Poisons on Pets Health
Hazards from Flea and Tick Products,
David Wallinga, MD., MPA and Linda
Greer, Ph.D (NRDC, November 2000);
and (2) Opportunities to Improve Data
Quality and Children’s Health through
the Food Quality Protection Act (EPAOIG Evaluation Report; Report # 2006–
P-00009) (January 10, 2006).
In addition, NRDC cited to the
following EPA documents: (1) Amended
Carbaryl Reregistration Eligibility
Decision (RED) (August, 2008); (2)
Carbaryl RED (September, 2007); (3)
Carbaryl Interim RED (IRED) (June,
2003); Organophosphate Cumulative
Risk Assessment (2006); and, Revised NMethyl Carbamate Cumulative Risk
Assessment [DRAFT] (2007).
VIII. Response to Objections and
Requests for Hearing
A. Overview
EPA denies NRDC’s objections as well
as its hearing requests. NRDC’s hearing
requests fail to meet the statutory and
regulatory requirements for holding a
hearing. NRDC has failed to proffer
evidence on its hearing requests which
would, if established, resolve one or
more issues in its favor. Most
significant, however, is that NRDC’s
claims do not present genuine and
substantial issues of fact. On the merits,
NRDC’s objections with respect to the
use of particular studies to establish an
appropriate POD as well as appropriate
safety factors are denied on scientific,
policy, and legal grounds. Finally,
NRDC’s objection with respect to EPA
exposure assessment of pet collars is
denied as moot because EPA has already
issued a cancellation order under
section 6(f) of FIFRA for the last
remaining carbaryl pet collar product
registration.
The remainder of this Unit is
organized in the following manner. Unit
VIII.B. describes in greater detail the
requirements pertaining to when it is
appropriate to grant a hearing request.
Unit VIII.C. examines the evidence
proffered by NRDC in support of its
hearing requests. Unit VIII.D. provides
EPA’s response to the NRDC’s
objections and hearing requests.
B. The Standard for Granting an
Evidentiary Hearing
EPA has established regulations
governing objections to tolerance
rulemakings and tolerance petition
denials and requests for hearings on
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those objections. (40 CFR part 178; 55
FR 50291, December 5, 1990). Those
regulations prescribe both the form and
content of hearing requests and the
standard under which EPA is to
evaluate requests for an evidentiary
hearing.
As a threshold matter, EPA’s
regulations limit the issues that can be
raised in any hearing as well as in
objections. In general, the provisions of
FFDCA section 408(g) establish an
informal rulemaking process that is
governed by section 553 of the
Administrative Procedure Act (APA)
and the case law interpreting these
requirements, except to the extent that
section 408 provides otherwise. For
example, section 408(d) allows the
Agency to proceed to a final rule after
publication of a submitted petition,
rather than requiring publication of a
proposal. In this regard, it is well
established that the failure to raise
factual or legal issues during the
comment period of a rulemaking
constitutes waiver of the issues in
further proceedings. See generally, 74
FR 59608, 59624–59629, November 18,
2009.
The fact that FFDCA section 408 in
certain limited circumstances
supplements the informal rulemaking
with a hearing does not fundamentally
alter the requirements applicable to
informal rulemakings. Nor does it
convert this into a formal rulemaking,
subject to the exception in section 553
of the APA. Section 408 of the FFDCA
establishes a unique statutory structure
with multiple procedural stages, and
delegates to EPA the discretion to
determine the implementation that best
achieves the statutory objectives.
Accordingly, EPA interprets the notice
and comment rulemaking portion of the
FFDCA section 408 process as an
integral part of the FFDCA process,
inextricably linked to the administrative
hearing. The point of the rulemaking is
to resolve the issues that can be
resolved, and to identify and narrow
any remaining issues for adjudication.
Consequently, the administrative
hearing does not represent an unlimited
opportunity to supplement the record,
particularly with information that was
available during the comment period,
but that commenters have chosen to
withhold.
EPA has consistently interpreted
FFDCA section 408 in this fashion since
the 1996 amendments. For example,
EPA previously ruled that a petitioner
could not raise new issues in filing
objections to EPA’s denial of its original
petition. (See 72 FR 39318, 39324, July
18, 2007.) (EPA’s tolerance revocation
procedures ‘‘are not some sort of ‘game,’
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whereby a party may petition to revoke
a tolerance on one ground, and then,
after the petition is denied, file
objections to the denial based on an
entirely new ground not relied upon by
EPA in denying the petition.’’). EPA
reasoned that new issues were not
cognizable because they are ‘‘not an
objection to the ‘provisions of the ...
order [denying the petition]’ ’’ (Id.).
Similarly, EPA denied a request for a
hearing because the requestor had failed
in their original petition to raise the
claim asserted in their objection. (73 FR
42683, 42696, July 23, 2008). EPA noted
that although requestor did argue in its
petition that EPA cannot make a safety
finding without completing the
endocrine screening program under
FFDCA section 408(p), it did not assert
claims regarding the endocrine data and
the children’s safety factor. Citing its
previous decision, EPA denied the
objections and hearing requests as to the
children’s safety factor. (Id.). In that
same decision, EPA also denied a
number of hearing requests on the
ground that the requestor failed to
proffer supporting evidence; EPA
opined that a failure to offer evidence at
an earlier stage of the administrative
proceeding could not be cured by
suddenly submitting such evidence
with a hearing request. See 73 FR 42710
(‘‘Presumably Congress created a multistage administrative process for
resolution of tolerance petitions to give
EPA the opportunity in the first stage of
the proceedings to resolve factual
issues, where possible, through a noticeand-comment process, prior to requiring
EPA to hold a full evidentiary hearing,
which can involve a substantial
investment of resources by all parties
taking part .... Accordingly, if a party
were to withhold evidence from the first
stage of a tolerance petition proceeding
and only produce it as part of a request
for a hearing on an objection, EPA might
very likely determine that such an
untimely submission of supporting
evidence constituted an amendment to
the original petition requiring a return
to the first stage of the administrative
proceeding (if, consideration of
information that was previously
available is appropriate at all’’)). Finally,
in a recent decision, the United States
Court of Appeals for the District of
Columbia Circuit upheld this
interpretation of section 408. See Nat’l
Corn Growers Assn. v. EPA, No 09-1284,
slip op. at 9-10 (C.A.D.C. July 23,
2010)(‘‘We agree with EPA....[T]he
comment period would be redundant
and superfluous is the same concerns
could be raised at the objections stage.’’)
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Nonetheless, EPA does not interpret
the statute and regulations to preclude
the submission of any new information
as part of the objections phase. Such a
position would in fact be inconsistent
with EPA’s own regulations and past
practice, which require that in order to
support a hearing request, a party
submit more than ‘‘mere allegations or
denials.’’ (40 CFR 178.32(b)(2)). Rather,
EPA’s interpretation in this regard is
analogous to the determination of
whether a final rule is the logical
outgrowth of the proposal and the
comments. Ultimately, EPA’s policy is
merely that the objections phase does
not present an opportunity for parties to
begin the process entirely anew, by
raising issues or information that could
have been fairly presented as comments
on the proposed rule or Notice of Filing
of the pesticide petition. Nor is the
statute’s additional procedural step an
excuse to withhold information that was
clearly available at the time of the
rulemaking.
As to the form and content of a
hearing request, the regulations specify
that a hearing request must include: (1)
a statement of the factual issues on
which a hearing is requested and the
requestor’s contentions on those issues;
(2) a copy of any report, article, or other
written document ‘‘upon which the
objector relies to justify an evidentiary
hearing;’’ and (3) a summary of any
other evidence relied upon to justify a
hearing. (40 CFR 178.27).
The standard for granting a hearing
request is set forth in 40 CFR 178.32.
That section provides that a hearing will
be granted if EPA determines that the
‘‘material submitted’’ shows all of the
following:
(1) There is a genuine and
substantial issue of fact for
resolution at a hearing. An
evidentiary hearing will not be
granted on issues of policy or law.
(2) There is a reasonable possibility
that available evidence identified
by the requestor would, if
established, resolve one or more of
such issues in favor of the
requestor, taking into account
uncontested claims or facts to the
contrary. An evidentiary hearing
will not be granted on the basis of
mere allegations, denials, or general
descriptions of positions and
contentions, nor if the
Administrator concludes that the
data and information submitted,
even if accurate, would be
insufficient to justify the factual
determination urged.
(3) Resolution of the factual issue(s)
in the manner sought by the person
requesting the hearing would be
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56007
adequate to justify the action
requested. An evidentiary hearing
will not be granted on factual issues
that are not determinative with
respect to the action requested. For
example, a hearing will not be
granted if the Administrator
concludes that the action would be
the same even if the factual issue
were resolved in the manner
sought.
(40 CFR 178.32(b)).
This provision essentially imposes
four requirements upon a hearing
requestor. First, the requestor must
show it is raising a question of fact, not
one of law or policy. Hearings are for
resolving factual issues not for debating
law or policy questions. Second, the
requestor must demonstrate that there is
a genuine dispute as to the issue of fact.
If the facts are undisputed or the record
is clear that no genuine dispute exists,
there is no need for a hearing. Third, the
requestor must show that the disputed
factual question is material, i.e., that it
is outcome determinative with regard to
the relief requested in the objections.
Finally, the requestor must make a
sufficient evidentiary proffer to
demonstrate that there is a reasonable
possibility that the issue could be
resolved in favor of the requestor.
Hearings are for the purpose of
providing objectors with an opportunity
to present evidence supporting their
objections; as the regulation states,
hearings will not be granted on the basis
of ‘‘mere allegations, denials, or general
descriptions of positions or
contentions.’’ (40 CFR 178.32(b)(2)).
EPA’s hearing request requirements
are based heavily on FDA regulations
establishing similar requirements for
hearing requests filed under other
provisions of the FFDCA. (53 FR 41126,
41129, October 19, 1988). FDA
pioneered the use of summary
judgment-type procedures to limit
hearings to disputed material factual
issues and thereby conserve agency
resources. FDA’s use of such procedures
was upheld by the Supreme Court in
1972, (Weinberger v. Hynson, Westcott &
Dunning, Inc., 412 U.S. 609 (1973)),
and, in 1975, FDA promulgated generic
regulations establishing the standard for
evaluating hearing requests. (40 FR
22950, May 27, 1975). It is these
regulations upon which EPA relied in
promulgating its hearing regulations in
1990.
Unlike EPA, FDA has had numerous
occasions to apply its regulations on
hearing requests. FDA’s summary of the
thrust of its regulations, which has been
repeatedly published in the Federal
Register in orders ruling on hearing
requests over the last 26 years, is
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instructive on the proper interpretation
of the regulatory requirements. That
summary states:
A party seeking a hearing is
required to meet a ‘threshold
burden of tendering evidence
suggesting the need for a hearing.’
[] An allegation that a hearing is
necessary to sharpen the issues’ or
fully develop the facts’ does not
meet this test. If a hearing request
fails to identify any evidence that
would be the subject of a hearing,
there is no point in holding one.
A hearing request must not only
contain evidence, but that evidence
should raise a material issue of fact
concerning which a meaningful
hearing might be held. [] FDA need
not grant a hearing in each case
where an objection submits
additional information or posits a
novel interpretation of existing
information. [] Stated another way,
a hearing is justified only if the
objections are made in good faith
and if they ‘‘draw in question in a
material way the underpinnings of
the regulation at issue.’’ Finally,
courts have uniformly recognized
that a hearing need not be held to
resolve questions of law or policy.
(49 FR 6672, 6673, February 22, 1984;
72 FR 39557, 39558, July 19, 2007)
(citations omitted)). EPA has been
guided by FDA’s application of its
regulations in this proceeding. Congress
confirmed EPA’s authority to use
summary judgment-type procedures
with hearing requests when it amended
FFDCA section 408 in 1996. Although
the statute had been silent on this issue
previously, the FQPA added language
specifying that when a hearing is
requested, EPA ‘‘shall...’’ hold a public
evidentiary hearing if and to the extent
the Administrator determines that such
a public hearing is necessary to receive
factual evidence relevant to material
issues of fact raised by the objections.’’
(21 U.S.C. 346a(g)(2)(B)). This language
explicitly grants EPA broad discretion to
deny a hearing. Specifically, the
language in section 408 provides that
EPA is to determine whether a hearing
is ‘‘necessary to receive factual
evidence’’ as well as whether the issues
raised in objections are ‘‘material’’ issues
of fact. Thus, even where evidence
relevant to an issue of material fact is
proffered (essentially the standard set
forth in 40 CFR 178.32), EPA construes
the statutory language as requiring it to
hold a hearing only where EPA
determines a hearing is necessary to
receive proffered evidence. In other
words, the statute grants EPA the
discretion to determine that the issues
could be resolved entirely on the basis
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of the existing written record. See 74 FR
at 59627.
C. Evidentiary Proffer by NRDC
As noted above, the purpose for
holding hearings is ‘‘to receive factual
evidence.’’ (21 U.S.C. 346a(g)(2)(B); 53
FR 41126, 41129, October 19, 1988
(‘‘Hearings are for the purpose of
gathering evidence on disputed factual
issues . . . .’’)). A requestor must identify
evidence relied upon to justify a hearing
and either submit copies of that
evidence or summarize it. (40 CFR
178.27). After reviewing the proffer,
EPA must find that there is a reasonable
possibility that the proffered evidence,
if established, would resolve one or
more genuinely-disputed, material
factual issues in a requestor’s favor. (40
CFR 178.32(b)). Because a substantial
portion of NRDC’s evidentiary proffer is
deficient on its face, EPA finds it most
efficient to preliminarily review the
proffer before turning to the individual
issues raised by NRDC.
NRDC identifies the following as
‘‘relevant documentation’’: Order
denying NRDC’s petition to revoke
tolerances (October 29, 2008); Amended
Carbaryl Registration Eligibility
Decision (RED) (August 2008); Carbaryl
RED (September 2007); and Carbaryl
Interim RED (2003 IRED) (June 2003).
NRDC also includes a reference to
information on EPA’s reregistration of
carbaryl, available online at http:/
www.epa.gov/pesticides/reregistration/
carbaryl/. EPA assumes that these are
the documents NRDC intends to proffer
as evidence in support of its request for
a hearing.
In addition, throughout it objections
and request for a hearing, NRDC
includes footnotes with citations to
additional documents. As a general
matter, EPA assumes NRDC is doing so
in the context of it supporting its
objections, rather than as a proffer of
evidence to justify a hearing. Indeed,
merely citing to a document in a
footnote does not constitute a proffer of
evidence. Nevertheless, in an effort to
address NRDC’s hearing request as
comprehensibly as possible, EPA will
address these footnote citations as well.
In the future, however, NRDC would be
well advised to make clear exactly what
evidence it is proffering as a
justification for its hearing request.
The documents cited in footnotes
generally fall into three categories. The
first are EPA documents that can be
grouped in the same category as the
documents NRDC identified as ‘‘relevant
documents.’’ These documents are: EPA
Fact Sheet for Carbaryl (revised on 10/
22/04); EPA’s Organophospate
Cumulative Risk Assessment (USEPA
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2006); EPA’s Revised N-Methyl
Carbamate Cumulative Risk Assessment
[DRAFT] (USEPA 2007).
This group of EPA documents,
combined with the other EPA
documents identified by NRDC as
‘‘relevant documents’’ (including
‘‘[i]nformation on EPA’s reregistration of
carbaryl [] available online at https://
www.epa.gov/pesticides/reregistration/
carbaryl/’’) do not present evidence of a
genuinely-disputed, material issue of
fact. (73 FR 42694–95, July 23, 2008)
(citing to EPA decision-making record is
vague and fails to identify new evidence
which, if established, would resolve an
issue in petitioner’s favor)). First, given
that the purpose of a hearing is to gather
or receive evidence, proffering evidence
already considered and relied upon by
EPA is not sufficient justification for
holding a hearing. Second, as a matter
of law, EPA does not understand how it
can be argued that a proffer consisting
of a general reference to the decisionmaking record—which EPA has found
supports one result, could constitute
evidence that if established would
justify the opposite conclusion. Third,
EPA concludes that the non-specific
citation to numerous documents related
to the multi-year process of conducting
FIFRA reregistration and FFDCA
tolerance reassessment is so vague a
proffer as to not constitute a proffer at
all. (Id.)
It should be noted, however, that in
two cases, NRDC does offer a specific
citation in the 2008 Amended Carbaryl
RED. First, NRDC cites to a specific page
as a reference for the largest uses of
carbaryl (based upon pounds of active
ingredient used per year): apples,
asparagus, cherries, corn, grapefruit,
grapes, hay, oranges, peaches, pecans,
soybeans, and turf. While use
information is relevant to EPA’s overall
reregistration decision, it is not material
to NRDC’s objections or its request for
a hearing. As such it does not identify
evidence that would justify holding a
hearing.
Similarly, NRDC cites to a specific
page in the 2008 Amended Carbaryl
RED for the proposition that EPA issued
a data call-in for data on exposure from
the use of carbaryl in pet collars but that
those results had not been submitted.
NRDC objects to EPA’s assessment of
carbaryl tolerances in part because EPA
did not have these data. However, EPA
has since received the data. Moreover,
while this issue may be relevant to
NRDC’s objection, arguing that EPA did
not have sufficient data upon which to
make a decision (without offering into
evidence data EPA should have but did
not consider) is not a basis upon which
to grant a hearing. Again, a hearing is for
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the purpose of gathering or receiving
evidence and to resolve material factual
disputes. It is undisputed that at the
time, EPA had not received the data. It
is also undisputed that the data has
since been submitted. Thus, there is no
issue in dispute over the submission of
the data or evidence to suggest
otherwise. In sum, EPA does not
consider NRDC’s citations to EPA’s
decision-making record a sufficient
proffer of evidence to justify a hearing.
The second category of documents
cited in footnotes consists of the
following documents, loosely described
as articles and reports: ‘‘Poisons on Pets.
Health Hazards from Flea and Tick
Products’’ NRDC November, 2000;
NRDC’s 2008 Green Paws report
available at https://www.greenpaws.org/
better.php; Opportunities to Improve
Data Quality and Children’s Health
through the Food Quality Protection Act
(FQPA) (EPA Inspector General Report
No. 2006–P-00009 (January 10, 2006));
2007/2008 American Pet Products
Manufacturing Association (APPA)
National Pet Owners Survey; and
Kansas State University Press Release.
‘‘K-State Expert Says Fleas Can Be An
Itchy Situation’’ (November 16, 1999).
None of these documents proffer
evidence of a genuinely-disputed,
material issue of fact. EPA will address
each in turn.
The NRDC publication ‘‘Poison on
Pets’’ focuses on seven organophosphate
insecticides used in flea and tick control
products; namely, chlorpyrifos,
dichlorvos, phosmet, naled,
tetrachlorvinpos, diazinon, and
malathion. As a preliminary matter,
EPA need not determine whether the
information in this publication raises a
material issue of fact about which a
meaningful hearing might be held
because, as explained in Unit VIII.D.2,
the cancellation of all carbaryl pet collar
product registrations renders NRDC’s
hearing request moot. In addition,
factually, the document’s relevance to
carbaryl is at most tangential. While the
report does mention carbaryl, it does so
primarily in the context of arguing
against the use of carbamates.
Specifically, on page 49 of 67, the report
notes that carbaryl and propoxur are the
two major carbamates used for flea
control, combining for approximately
8% of all active ingredients used to treat
pets and kennels. The report states that
NRDC scientists believes that carbaryl is
one of the most significant pesticide
disrupters of the endocrine system,
interfering with sperm structure and
function as well as increasing the risk of
miscarriage. The report concludes its
paragraph on carbamates by noting that
‘‘[f]ortunately, use of pet products with
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carbaryl already has decreased.’’
(Poisons on Pets at 50). In its objections,
NRDC relies on the report to reiterate
generally applicable arguments that
NRDC made regarding organophosphate
pesticides to argue why NRDC also
believes EPA’s exposure assessment of
carbaryl is flawed. This document,
however, adds no justification for a
hearing not otherwise included in
NRDC’s objections. In short, the report
does not proffer evidence of a
genuinely-disputed, material issue of
fact related specifically to carbaryl.
As best EPA can determine, NRDC’s
Green Paws report is a website page
devoted to alternative, non-toxic
methods of flea and tick control, such as
using a flea comb and regular bathing.
Again, EPA need not determine whether
the information in this ‘‘report’’ raises a
material issue of fact about which a
meaningful hearing might be held
because, as explained in Unit VIII.D.2,
the cancellation of all carbaryl pet collar
product registrations renders NRDC’s
hearing request moot. In addition, this
‘‘report’’ does not contain carbarylspecific information and does not
provide any evidence of a genuinelydisputed, material issue of fact related
to NRDC’s objections or request for a
hearing. As such, it does not provide
factual evidence justifying a hearing.
Similarly, NRDC generally relies on
the EPA Inspector General Report to
emphasize the importance of DNT test
data. This report, however, does not
contain carbaryl-specific information
and does not provide any evidence of a
genuinely-disputed, material issue of
fact related to NRDC’s objections or
request for a hearing. At best, the report
implies that registration decisions
should not be made in the absence of a
DNT study. However, EPA’s assessment
of carbaryl included the submission and
review of a DNT study. In sum, the
report does not identify factual evidence
that would, if established, resolve an
issue in NRDC’s favor.
NRDC also cites to the 2007/2008
American Pet Product Association
(APPA) National Pet Owners Survey for
the proposition that ‘‘nearly two out of
every three households owns a pet,
which equates to 88.3 million cats and
74.8 million dogs.’’ First, although
NRDC asserts the survey is available at
the APPA website on-line, as far as EPA
is able to determine this is proprietary
information. For non-members, the
2009/2010 survey (at the time of this
writing) was available at a cost of
$1,695. EPA did not purchase a copy for
purposes of responding to NRDC’s
hearing request and, therefore, was
unable to independently verify the
survey results. Second, EPA need not
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determine whether the information in
this survey raises a material issue of fact
about which a meaningful hearing might
be held because, as explained in Unit
VIII.D.2, the cancellation of all carbaryl
pet collar product registrations renders
NRDC’s hearing request moot. Third, a
statement—even a factual one, as to the
number of households that own a pet
does not present evidence of a
genuinely-disputed, material issue of
fact related to NRDC’s objections or
request for a hearing. At best, this
information implies that because there
are so many pet owners, the probability
that some owners use carbaryl pet
collars and would be exposed is not
insignificant. However, EPA’s
assessment of carbaryl pet collars
assumes exposure, including exposure
to children. Accordingly, even if the
evidence here were established, it
would not resolve the issue identified
by NRDC in its favor; namely, that EPA
underestimated the exposure of children
that come into contact with pets
wearing carbaryl pet collars. In sum, a
survey on the number of households
that have pets does not present evidence
to justify a hearing regarding the
assumptions EPA made regarding
children’s exposure to pets wearing
carbaryl pet collars.
Finally, NRDC cites to a 1999 press
release for the proposition that ‘‘[e]very
year Americans spend over one billion
dollars on products designed to kill
fleas and ticks on our pets.’’ First, EPA
was unable to access a copy of the press
release through the web link provided
by NRDC. Thus, it is unclear that this
document could even be introduced as
evidence. Second, EPA need not
determine whether the information in
this press release raises a material issue
of fact about which a meaningful
hearing might be held because, as
explained in Unit VIII.D.2, the
cancellation of all carbaryl pet collar
product registrations renders NRDC’s
hearing request moot. Third, a statement
as to the sales of flea and tick control
products generally does not present any
factual evidence specific to carbaryl or
information related to NRDC’s
objections or request for a hearing.
Fourth, the reference is more than a
decade old. Thus, even if it were
relevant to a current genuinelydisputed, material issue of fact, this
information is simply out-of-date. In
sum, there can be no serious contention
that the proffer of an outdated press
release that generally refers to the
amount Americans spend on pesticides
to control fleas and ticks presents
evidence to justify a hearing.
The third category consists of one
document: Xue J, Zartarian V, Moya J,
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Freeman N, Beamer P, Black K, Tulve N,
Shalat S: A meta-analysis of children’s
hand-to-mouth frequency data for
estimating nondietary ingestion
exposure (Risk Anal. 2007 Apr.; 27(2):
411–20). The Xue, et al. 2007 paper
collected hand-to-mouth frequency data
from 9 available studies representing
429 subjects and more than 2,000 hours
of behavior observation. A meta-analysis
was conducted on these data to study
differences in hand-to-mouth frequency
based on study, age group, gender, and
location (indoor vs. outdoor), to fit
variability and uncertainty distributions
that can be used in probabilistic
exposure assessments, and to identify
any data gaps. Results of this analysis
indicate that age and location are
important for hand-to-mouth frequency,
but study and gender are not. This paper
represents the first comprehensive effort
to fit hand-to-mouth frequency
variability and uncertainty distributions
by indoor/outdoor location and by age
groups, using the new standard set of
age groups recommended by the U.S.
Environmental Protection Agency for
assessing childhood exposures.
This document is ‘‘proffered’’ in
connection with NRDC’s objections and
request for a hearing on issues related to
EPA exposure assessment of carbaryl
pet collar products. EPA need not
determine whether the information in
this meta-analysis raises a material issue
of fact about which a meaningful
hearing might be held because, as
explained in Unit VIII.D.2, the
cancellation of all carbaryl pet collar
product registrations renders NRDC’s
hearing request moot. Nonetheless, EPA
notes that NRDC’s proffer is improper.
NRDC’s original Petition did not address
this information because it pre-dated the
Xue paper. However, NRDC’s
subsequent petition, dated November
26, 2007, regarding pet collars, which in
essence amended its previous petition,
also did not reference or rely in any
manner on this information. To the
contrary, in its pet collar petition, NRDC
generally takes issue with modifications
EPA made to the assumptions
underlying the carbaryl pet collar
residential exposure component of the
probabilistic risk assessment of the Nmethyl carbamate cumulative
assessment (as compared to the carbaryl,
single chemical, determinative
assessment). In so doing, NRDC
generally asserted that the net result of
these changes is that EPA
underestimated the exposure of children
to carbaryl from pet collars. It is only in
its request for a hearing and objections
that NRDC raises for the first time a host
of specific issues based upon the
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analysis in the Xue paper related to the
carbaryl pet collar residential exposure
component of the N-methyl carbamate
cumulative assessment. Thus, even if
the issues concerning pet collars were
not moot, it would be inappropriate to
allow NRDC to now cure a poorly
drafted petition by recasting its
arguments or raising issues for the first
time—and proffering evidence that was
previously available in support of such
arguments had they been raised
earlier—at the hearing and objections
stage of the process. See Nat’l Corn
Growers Assc. v. EPA, No. 09–1284, slip
op. at 8–9 (C.A.D.C. July 23, 2010)
(upholding EPA’s refusal to consider at
the objections stage evidence and
arguments that could have been but
were not submitted during the comment
period); see also 72 FR at 39324
(tolerance revocation procedures are not
‘‘game,’’ whereby a party may file
objections to denial based on entirely
new ground(s) not relied upon in
denying the petition.); 73 FR at 42710
(inappropriate to cure failure to offer
evidence at an earlier stage of
administrative proceeding by submitting
such evidence with a hearing request).
In sum, NRDC has failed to identify
factual evidence sufficient to justify a
hearing. Specifically, NRDC has failed
to proffer evidence that, if established,
would resolve one or more genuinelydisputed, material factual issues in its
favor. Accordingly, in addition to the
reasons discussed below, NRDC’s
hearing request is denied.
D. Response to Specific Issues Raised in
Objections and Hearing Requests
1. Failure to apply a 10X children’s
safety factor and another 3X additional
safety factor to the DNT study LOAEL in
calculating a safe dose for carbaryl or to
otherwise rely on the DNT study in
assessing the risk of carbaryl. In its
objection to EPA’s calculation of a safe
dose for carbaryl, NRDC makes three,
separate but related arguments: (1) it
was unlawful for EPA to calculate the
safe dose for carbaryl without applying
a 10X children’s safety factor (in
addition to the inter- and intra-species
safety factors) to the LOAEL from the
DNT study; (2) it was unlawful for EPA
to calculate the safe dose for carbaryl
without applying an additional 3X
safety factor (in addition to the interand intra-species and children’s safety
factors) to the LOAEL from the DNT
study to account for the lack of a
NOAEL in this study; and (3) ‘‘[e]ven if
the DNT data were not used to derive
a [safe dose], EPA’s failure to
incorporate the important information
on age-sensitivity that is provided by
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the DNT is arbitrary and capricious, and
contrary to law.’’ (Ref. 1 at 8).
NRDC’s arguments concerning the
application of additional safety factors
of 10X and 3X to the DNT study LOAEL
is material to its request for the
revocation of the carbaryl tolerances
only if both arguments are accepted –
i.e., it is determined that both additional
safety factors should be used in
assessing the safety of carbaryl. This is
because there is already essentially a
tenfold difference between the DNT
study LOAEL (10 mg/kg/day) and the
POD used in calculating the safe dose
for carbaryl. That POD is the BMDL10 of
1.1 mg/kg/day for brain cholinesterase
inhibition in PND11 juveniles in the
CCA study. Use of either the 10X safety
factor or the 3X factor alone applied to
the DNT study LOAEL would not
produce a value lower than the existing
POD, only a combined 30X would do
that. For this reason, for NRDC to
sustain on materiality grounds its
objection and hearing request as to its
first two arguments it must either show
(1) it is entitled to a hearing on both
arguments; (2) it is entitled to a hearing
on one argument and, as to the other,
even if it is not entitled to a hearing, its
substantive argument is meritorious, or
(3) if it is not entitled to a hearing on
either argument, that both of its
substantive arguments are meritorious.
As explained below, NRDC has not
made such a showing.
a. Application of a 10X children’s
safety factor and a 3X safety factor for
lack of a NOAEL to the DNT study.
NRDC states that it ‘‘provides a scientific
and legal argument that EPA must apply
a 30X adjustment factor, based on a 10X
FQPA factor to account for evidence for
permanent structural brain damage in
juvenile animals in the DNT study ...,
and a 3X factor for the failure of the
DNT study to identify with confidence
an observable no-effect level for juvenile
animals exposed to carbaryl.’’ (Obj. at 7).
Its legal argument appears to be that the
children’s safety factor provision in
FFDCA section 408(b)(2)(C) compels
EPA to apply a 10X safety factor when
a study reveals juveniles are more
sensitive than adults. EPA bases this
conclusion on three considerations: (1)
the children’s safety factor is a statutory
requirement; (2) NRDC has phrased its
argument regarding juvenile sensitivity
and the 10X children’s safety factor in
mandatory terms (Ref. 2 at 4 (‘‘Based on
the reports available in the EPA
documents demonstrating increased
susceptibility in fetuses and newborn
animals, the EPA is obligated to retain
the FQPA 10X factor, in accordance
with the law.’’)); and (3) there are not
specific legal requirements in FFDCA
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section 408 regarding a safety factor to
address the lack of a NOAEL in a
toxicity study.
Hearings are not granted on legal
questions. (40 CFR 178.32(b)(1)). EPA
has repeatedly concluded, and NRDC
appears to have admitted, that its
argument regarding retention of the
children’s safety factor to address
juvenile sensitivity is a question of law.
(73 FR 5439, 5445, January 30, 2008; 72
FR 52108, 52115–52117, September 12,
2007; 71 FR 43906, 43919, August 2,
2006). Accordingly, NRDC’s hearing
request on this issue is denied.
Turning to the merits of the
objection—at least insofar as EPA is able
to discern the basis for the objection,
NRDC’s objection, as well as its
corresponding hearing request, is
initially denied for a lack of
particularity in the objection. EPA
should not have to guess at the
substance or basis for an objection.
NRDC’s objection is also being denied
on the following separate grounds. EPA
finds no basis for NRDC’s interpretation
of FFDCA section 408(b)(2)(C). EPA has
on a number of occasions rejected the
interpretation that the children’s safety
factor provision mandates that the
absence of a particular study or a
finding of pre- or post-natal toxicity or
increased sensitivity in the young
removes EPA’s discretion to choose a
different safety factor. (73 FR 5439,
5444, January 30, 2008; 72 FR 52108,
52115–52117, September 12, 2007; 71
FR 43906, 43919, August 2, 2006). EPA
explained its rationale recently in
responding to NRDC objections that
made the same argument as in this case:
The statute does direct EPA to
consider ‘‘susceptibility of infants
and children’’ to pesticides. (21
U.S.C. 346a(b)(2)(C)(i)(II)). It also
states that an additional safety
factor to protect infants and
children shall be applied ‘‘to take
into account potential pre- and
post-natal toxicity . . . .’’ (21 U.S.C.
346a(b)(2)(C)). Nonetheless, in clear
and unmistakable language,
Congress decreed that,
‘‘[n]otwithstanding such
requirement for an additional
margin of safety’’ to take into
account potential pre- and postnatal toxicity, EPA is authorized to
choose a different safety factor if
EPA has reliable data showing a
different factor is safe. (Id.).
Interpreting the statute as creating a
rigid, per se rule that the
identification of sensitivity in the
young removes EPA’s discretion to
choose a different safety factor is
inconsistent with this language and
the flexibility granted to the
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Agency.
(72 FR at 52117; see also 73 FR at 5444).
NRDC has raised no arguments in its
current objections that convince EPA to
vary from its long-held interpretation.
Accordingly, EPA denies NRDC’s
objection with respect to retaining a 10X
children’s safety factor.
Even giving NRDC every benefit of the
doubt, and assuming it did not intend
its argument on the 10X children’s
safety factor to be only a legal question,
NRDC is still not entitled to a hearing
or relief on the merits. Perhaps NRDC
was suggesting that (1) its assertion that
the brain effects in the DNT were
‘‘severe and permanent’’ and (2) its claim
that the DNT is a particularly important
study due to its focus on cognitive
effects, were sufficient factual reasons,
when combined with the sensitivity
finding, to compel EPA to retain the 10X
children’s safety factor even if EPA was
not legally required to do so solely
based on a finding of sensitivity in the
young.
There are several reasons no hearing
is required on this re-articulation of
NRDC’s claim. First, NRDC has
proffered no evidence in support of its
assertion on sensitivity and nature of
the effects in the young. EPA reached
quite different conclusions on the
significance of the effects seen in the
pups at the LOAEL in the DNT study.
Nonetheless, NRDC has merely recycled
its prior comments without
acknowledging EPA’s findings or
attempting to assert that there is a
disputed question of fact regarding how
EPA has characterized the effects in the
study. Critically, NRDC proffers no
evidence (or even arguments) in support
of its assertions. As such, NRDC’s
claims about sensitivity and the nature
of the effects in pups in the DNT study
are nothing more than ‘‘mere
allegations’’ and hardly qualify as a
relevant objection. Indeed, EPA’s
regulations specifically state that ‘‘[a]n
evidentiary hearing will not be granted
on the basis of mere allegations, denials,
or general descriptions of positions and
contentions . . . .’’ (40 CFR 178.32(b)(2)).
Second, NRDC’s argument that, as
between the carbaryl CCA and the DNT
study, EPA failed to give proper
consideration and weight to the DNT
study does not present a genuine issue
of material fact to be resolved at a
hearing. Nat’l Corn Growers Assc. v.
EPA, No. 09–1284, slip op. at 13
(C.A.D.C. July 23, 2010) (‘‘there is no
material issue of fact based upon ‘[m]ere
differences in the weight or credence
given to particular scientific studies.’’’);
(47 FR at 55474) (‘‘[Objectors] assertion
about this evidence is, at best, an
argument that a different inference (i.e.,
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that the pieces are not ‘reasonably
uniform’ and ‘cube shaped’) should be
drawn from established fact (the
dimensions of the pieces) than the
agency has drawn. No hearing is
required in such circumstances.’’); C.f.
Norvich, 773 F.2d 1363 (‘‘differences in
the weight or credence given to
particular scientific studies ... are
insufficient [to show a material issue of
fact for a hearing]’’). Here, all NRDC has
done is point to a study already in the
record that EPA has reviewed and
considered numerous times. Thus,
NRDC has failed to proffer any evidence
to suggest that there is a factual, rather
than an interpretive, matter to be
resolved at a hearing. See Nat’l Corn
Growers Assc. v. EPA, No. 09–1284, slip
op. at 13 (a ‘‘dispute between experts’’ as
to the weight or credence given a
particular scientific study does not
present a material issue of fact for a
hearing).
Third, NRDC’s claims regarding the
unique endpoints examined in the DNT
study and its importance in evaluating
the safety of pesticides are not disputed
facts. EPA does not contest these points.
A hearing will only be granted if there
is a ‘‘genuine and substantial issue of
fact for resolution at a hearing.’’ (40 CFR
178.32(b)(1)).
Finally, a hearing is also denied on
this re-articulated claim because at
bottom it calls for a policy
determination. NRDC is claiming that
based on certain facts an additional
safety factor is needed. This is a policy
judgment for EPA not a factual
determination on which evidence could
be submitted for adjudication. ‘‘An
evidentiary hearing will not be granted
on issues of policy or law.’’ (Id.)
On the merits, this re-articulated
claim fails as well. First, it is denied
because it has not been made with the
particularity required. The statute
requires that objections ‘‘specif[y] with
particularity the provisions of the
regulation or order deemed
objectionable and stating reasonable
grounds therefore,’’ and EPA’s
regulations make clear that for an
objection to be properly presented it
must explain ‘‘with particularity . . . [its]
basis . . . .’’ (40 CFR 178.25(a)(2)); see
Nat’l Corn Growers Assc. v. EPA, No.
09–1284, slip op. at 11. Second, EPA’s
conclusions on sensitivity and the
nature of the effects on the pups in the
DNT study differ significantly from
NRDC’s assertions and are well
supported in the record. On the nature
of the effects, EPA concluded that the
changes in brain morphometrics for
pups seen in the DNT were minimal.
(See Unit IV.B.4.b). In addition, the data
from the DNT study showed that for the
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first generation pups, there were no
treatment-related effects on pup weight,
pup survival indices, developmental
landmarks, FOB measurements, or
motor activity assessments. These
conclusions are found on a careful
analysis of the DNT study. On the other
hand, NRDC merely restates its previous
comments and neither offers an
explanation for its characterization of
the DNT study results nor proffers any
evidence in support of its allegation.
(Id.) (‘‘by simply resubmitting their
Comments, without addressing the
responses the EPA had made to them ...
[petitioners] ‘failed to lodge a relevant
objection’’’). On the sensitivity of the
young, EPA concluded that the brain
morphometric effects in the juvenile rats
in the DNT study would not be present
at 1 mg/kg/day. Thus, EPA has
determined that the LOAELs and
NOAELs for adults and juveniles in the
DNT study were the same. NRDC has
offered no reasons as to why EPA’s
findings on these points was in error.
(Id.) Indeed, there is nothing to suggest
that EPA’s conclusion that these
findings on sensitivity and the nature of
the effects in the young did not require
retention of a 10X factor was
unreasonable. To the contrary, this
conclusion is consistent with both EPA
policy and practice. While on occasion
EPA has applied an additional
children’s safety factor based solely on
the nature of the effects seen in the
young, such additional safety factors
have only been utilized in situations
involving significantly different factual
circumstances. (See 74 FR 39545,
39549–39550, August 7, 2009) (for
pesticide that showed sensitivity in the
young, 3X children’s safety factor
retained due to very narrow dose range
(3X) from NOAEL to fatal dose level).
Third, as to the NRDC’s assertions
regarding the importance of the DNT
study, EPA would note that there is a
DNT study for carbaryl and it has been
fully considered in assessing the risk of
carbaryl. Importantly, in evaluating that
study, EPA determined based on the
effects seen in that study at what level
a NOAEL for pup effects was likely to
have been seen and that level is nearly
identical to the level used as the POD
for assessing carbaryl risks. For all of
these reasons, this objection is denied.
Having denied NRDC’s objection that
a 10X children’s safety factor is required
due to the alleged identification of age
sensitivity, NRDC’s claim regarding a 3X
factor due to the lack of a NOAEL in the
DNT study becomes immaterial. As
noted above, additional factors of 10X or
below applied to the DNT study LOAEL
for pups (along with the standard inter-
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and intra-species safety factors) will not
result in a lower aPAD for carbaryl and
thus granting NRDC’s objection would
not change EPA’s safety determination.
Because NRDC’s objection on this issue
is not outcome-determinative, it is
denied on the basis of immateriality.
See Nat’l Corn Growers Assc. v. EPA,
No. 09–1284, slip op. at 13; 72 FR
39318, 39323–39324, July 18, 2007. In
addition, there are no disputed facts
with regard to the question of whether
an additional safety factor is needed to
address the lack of a NOAEL in the DNT
study. NRDC asserts that an additional
3X safety factor should be applied to the
DNT study LOAEL for pups because no
NOAEL was identified for that test
group. EPA agrees that if it were using
the pup LOAEL from the DNT study as
a POD, at least a 3X factor is needed to
account for the lack of a NOAEL in that
study. In fact, in its risk assessment,
EPA essentially applied a safety factor
of 10X to the DNT study’s LOAEL (10
mg/kg/day) by its determination that no
brain morphometric effects would be
expected at the mid-dose (1 mg/kg/day).
Thus, EPA does not disagree with
NRDC’s assertion that an additional
safety factor is needed to address the
lack of a NOAEL in the DNT study. In
sum, because this objection is
immaterial and there are no disputed
material facts, NRDC’s hearing request
and objection on this issue are denied.
(40 CFR 178.32(b)).
b. Arbitrary and capricious. NRDC
argues that even if EPA uses the BMDL10
for PND11 juveniles from the CCA study
for the POD for calculating the carbaryl
safe dose, it must ‘‘incorporate the
important information on age-sensitivity
that is provided by the DNT [study]’’
into its risk assessment and that EPA’s
failure to do so was arbitrary and
capricious. (Ref. 1 at 8). The only hint
that NRDC provides as to what it means
by this vague allegation is a table
appearing on page eight of its objections
in which NRDC suggests that the
additional 10X and 3X safety factors it
argues are needed for the DNT study
should be applied to the BMDL10 for
PND11 juveniles in the CCA study in
computing the safe dose. NRDC
advances no specific argument as to
why this approach should be taken and
proffers no evidence in support of it. As
an initial matter, therefore, this
objection and its corresponding hearing
request is denied for a lack of
particularity in the objection. EPA
should not have to guess at the
substance of an objection.
Even assuming the objection passes
the particularity requirement, it is
without merit. The predicate to this
argument is that additional safety
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Fmt 4700
Sfmt 4700
factors are needed as to the pup LOAEL
in the DNT study. Thus, this objection
and hearing request stand in the shoes
of the objections and hearing requests
regarding the alleged need for additional
10X and 3X safety factors on the pup
LOAEL in the DNT study. As to the
additional 10X children’s safety factor,
NRDC’s objection and hearing request is
denied for the identical reasons that
EPA denied NRDC’s direct claims
regarding an additional 10X children’s
safety factor. As to the 3X safety factor,
NRDC’s assertion that a lack of a
NOAEL in the DNT study necessitates
the application of an additional safety
factor to the POD in the CCA study does
not warrant a hearing and is
substantively meritless because it is
nothing more than a mere allegation
without any supporting basis. (40 CFR
178.32(b)(2)). NRDC offers no evidence
as to why a LOAEL-to-NOAEL safety
factor should be transferred from a
study where it is needed (the DNT
study) to a study where a clear NOAEL
or its equivalent (a BMDL10) is
identified (the CCA study). Further, to
the extent that NRDC intended to make
some other point by its vague claim that
it was arbitrary and capricious for EPA
not to take the DNT study results into
account in its carbaryl safety
determination, its hearing request is
denied as being no more than a ‘‘general
description of [a] position[],’’ 40 CFR
178.32(b)(2), and the objection is denied
on the ground that the record, on its
face, shows that EPA carefully
considered the results of the DNT study
in making its safety determination on
carbaryl. (See Unit IV.B.4.b).
2. Improper reliance on flawed data
for exposure assessment resulting in
underestimation of exposure to children
from pet collars. NRDC makes several
arguments as to why EPA’s exposure
assessment is flawed and, therefore,
EPA cannot make its tolerance safety
finding for carbaryl. NRDC first argues
that EPA cannot make its safety finding
because required transferable residue
studies have not yet been submitted.
NRDC further argues that the exposure
studies that EPA did rely on are highly
variable and unreliable and, therefore,
EPA cannot be reasonably certain that
children in the highly exposed tails of
the exposure curve will be protected.
NRDC also argues that EPA made
several unfounded or faulty
assumptions in it exposure assessment
such that EPA cannot show that there is
an unreasonable certainty of no harm
from the aggregate exposures to
carbaryl.
EPA denies both the hearing request
and the objections as moot because all
carbaryl pet collar registrations have
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been cancelled. In a letter dated
September 30, 2009, Wellmark
International submitted a request to
voluntarily cancel its pet collar
registrations pursuant to section 6(f) of
FIFRA. (74 FR 54045, October 21, 2009).
These are the only carbaryl pet collar
registrations and the last remaining pet
product registration for carbaryl. EPA
issued its final order cancelling carbaryl
registrations for pet collar uses on
December 16, 2009. (74 FR 66642).
E. Conclusion on Objections and
Request for a Hearing
For the reasons stated above, all of the
NRDC’s objections as well as its request
for a hearing are denied.
IX. Regulatory Assessment
Requirements
As indicated previously, this action
announces the Agency’s final order
regarding objections filed under section
408 of FFDCA. As such, this action is an
adjudication and not a rule. The
regulatory assessment requirements
imposed on rulemaking do not,
therefore, apply to this action.
X. Submission to Congress and the
Comptroller General
The Congressional Review Act, (5
U.S.C. 801 et seq.), as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, does not apply
because this action is not a rule for
purposes of 5 U.S.C. 804(3).
mstockstill on DSKH9S0YB1PROD with RULES
XI. References
1. Natural Resources Defense Council,
‘‘Objections to the Order Denying NRDC’s
Petition to Revoke All Tolerances for
Carbaryl, and Request for Public Evidentiary
Hearing’’ (December 29, 2008).
2. Natural Resources Defense Council,
Petition to Revoke All Carbaryl Tolerances
and Cancel All Carbaryl Registrations,
(January 10, 2005).
3. Natural Resources Defense Council,
Petition to Cancel Carbaryl and Propoxur for
Pet Collar Uses, (November 26, 2007).
4. US EPA, Carbaryl; Order Denying
NRDC’s Petition to Revoke Tolerances, 73 FR
64229, October 29, 2008.
5. US EPA, ‘‘A User’s Guide to Available
EPA Information on Assessing Exposure to
Pesticides in Food’’ (June 21, 2000).
6. FIFRA Science Advisory Panel. 2002.
Methods Used to Conduct a Preliminary
Cumulative Risk Assessment for
Organophosphate Pesticides. Final Report
from the FIFRA Scientific Advisory Panel
Meeting of February 5–7, 2002 (Report dated
March 19, 2002). FIFRA Scientific Advisory
Panel, Office of Science Coordination and
Policy, Office of Prevention, Pesticides and
Toxic Substances, U.S. Environmental
Protection Agency. Washington, DC. SAP
Report 2002–01.
7. FIFRA Science Advisory Panel. 2005a.
Final report on N-Methyl Carbamate
VerDate Mar<15>2010
18:17 Sep 14, 2010
Jkt 220001
Cumulative Risk Assessment: Pilot
Cumulative Analysis. Final Report from the
FIFRA Scientific Advisory Panel Meeting of
February 2005 (Report dated September 2,
1998). Available at: https://www.epa.gov/
scipoly/sap/2005/february/minutes.pdf.
8. FIFRA Science Advisory Panel. 2005b.
Final report on Preliminary N-Methyl
Carbamate Cumulative Risk Assessment.
Final Report from the FIFRA Scientific
Advisory Panel Meeting of July 29–30, 2005
(Report dated September -, 2005). Available
at: https://www.epa.gov/scipoly/sap/2005/
august/minutes.pdf.
9. Office of Pesticide Programs, US EPA,
‘‘Office of Pesticide Programs’ Policy on the
Determination of the Appropriate FQPA
Safety Factor(s) For Use in the Tolerance
Setting Process’’ (February 28, 2002).
10. US EPA Office of Pesticide Programs,
‘‘The Use of Data on Cholinesterase Inhibition
for Risk Assessments of Organophosphorous
and Carbamate Pesticides’’ (August 18, 2000).
11. US EPA Office of Pesticide Programs.
March 9, 2005 letter to Peg Cherney, Bayer
Crop Science, Final Cancellation Order for
Carbaryl Liquid Broadcast Application to
Lawns/Turf; EPA Registration Numbers 264–
324, 264–325, and 264–328.
12. US EPA Office of Pesticide Programs.
2007. Office of Prevention, Pesticides and
Toxic Substances, EPA, Reregistration
Eligibility Decision for Carbaryl (September
24, 2007).
13. US EPA Office of Pesticide Programs.
2002. Hazard Identification Assessment
Review Committee (HIARC) report (March 5,
2002).
14. US EPA Office of Pesticide Programs.
2002. FQPA SF Committee report (April 3,
2002).
15. US EPA Office of Pesticide Programs.
2002. HIARC report (May 9, 2002).
16. Moser, G. (2007) Report of
Cholinesterase Comparative Sensitivity
Study of Carbaryl. Unpublished study
prepared by US EPA, ORD, NHEERL. (MRID
47143001).
17. US EPA Office of Pesticide Programs.
2007. Carbaryl: Updated Endpoint Selection
for Single Chemical Risk Assessment (June
29, 2007).
18. US EPA Office of Pesticide Programs.
2007b. Carbaryl. HED Chapter of the
Reregistration Eligibility Decision Document
(RED). EPA–HQ–OPP–2007–0941–0003. PC
Code: 056801, DP Barcode: D334770. (June
28, 2007).
19. Johnson, C.D. and Russell, R.L. (1975)
A rapid, simple radiometric assay for
cholinesterase, suitable for multiple
determinations. Analytical Biochemistry.
64:229–238.
20. US EPA Office of Pesticide Programs.
1998. Hazard Identification Assessment
Review Committee (HIARC) report (July 7,
1998).
21. US EPA Office of Pesticide Programs.
1998. FQPA SF Committee report (August 27,
1998).
22. US EPA Office of Pesticide Programs.
1999. HIARC report (April 27, 1999).
23. US EPA Office of Pesticide Programs.
1999. HIARC report (November 15, 1999).
24. US EPA Office of Pesticide Programs.
1999. FQPA SF Committee report (December
13, 1999).
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56013
25. US EPA Office of Pesticide Programs.
2001. HIARC report (April 5, 2001).
26. US EPA Office of Pesticide Programs.
2001. FQPA SF Committee report (April 30,
2001).
List of Subjects in 40 CFR Part 180
Environmental protection, Carbaryl,
Pesticides and pests.
Dated: September 8, 2010.
Steven Bradbury,
Director, Office of Pesticide Programs
[FR Doc. 2010–22987 Filed 9–14–10; 8:45 am]
BILLING CODE 6560–50–S
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2010–0756; FRL–8844–7]
Technical Amendments to Pesticide
Regulations
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is issuing this technical
amendment to change references in
several sections of 40 CFR part 180.
These changes are necessary because of
a final rule which was issued in the
Federal Register of June 8, 2005. That
final rule made miscellaneous changes
to 40 CFR part 180 to update generic
provisions of EPA’s procedural
regulations relating to pesticide
chemicals. The update was made
necessary because of various changes
made by the Food Quality Protection
Act of 1996.
DATES: This final rule is effective
September 15, 2010.
ADDRESSES: EPA has established a
docket for this action under docket
identification (ID) number EPA–HQ–
OPP–2010–0756. All documents in the
docket are listed in the docket index
available at https://www.regulations.gov.
Although listed in the index, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available in the electronic docket at
https://www.regulations.gov, or, if only
available in hard copy, at the OPP
Regulatory Public Docket in Rm. S–
4400, One Potomac Yard (South Bldg.),
2777 S. Crystal Dr., Arlington, VA. The
Docket Facility is open from 8:30 a.m.
SUMMARY:
E:\FR\FM\15SER1.SGM
15SER1
Agencies
[Federal Register Volume 75, Number 178 (Wednesday, September 15, 2010)]
[Rules and Regulations]
[Pages 55997-56013]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-22987]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
[EPA-HQ-OPP-2008-0347; FRL-8843-7]
40 CFR Part 180
Carbaryl; Order Denying NRDC's Objections and Requests for
Hearing
AGENCY: Environmental Protection Agency (EPA).
ACTION: Order.
-----------------------------------------------------------------------
SUMMARY: In this order, the Environmental Protection Agency (EPA)
denies objections, and requests for hearing on those objections, to a
prior order denying a petition requesting that EPA revoke all pesticide
tolerances for carbaryl under section 408(d) of the Federal Food, Drug,
and Cosmetic Act. The objections and hearing requests were filed on
December 29, 2008, by the Natural Resources Defense Council (NRDC). The
original petition was also filed by NRDC.
FOR FURTHER INFORMATION CONTACT: Jacqueline Guerry, Pesticide Re-
evaluation Division (7508P), Office of Pesticide Programs,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: (215) 814-2184; e-mail
address: guerry.jacqueline@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
In this document, EPA denies objections, and requests for hearing
on those objections, submitted by NRDC in response to a prior order
denying NRDC's petition requesting that EPA revoke all pesticide
tolerances for carbaryl. In addition to NRDC, and others interested in
food safety issues generally, this action may be of interest to
agricultural producers, food manufacturers, or pesticide manufacturers.
Potentially affected entities may include, but are not limited to those
engaged in the following activities:
Crop production (NAICS code 111), e.g., agricultural
workers; greenhouse, nursery, and floriculture workers; farmers.
Animal production (NAICS code 112), e.g., cattle ranchers
and farmers, dairy cattle farmers, livestock farmers.
Food manufacturing (NAICS code 311), e.g., agricultural
workers; farmers; greenhouse, nursery, and floriculture workers;
ranchers; pesticide applicators.
Pesticide manufacturing (NAICS code 32532), e.g.,
agricultural workers; commercial applicators; farmers; greenhouse,
nursery, and floriculture workers; residential users.
This listing is not intended to be exhaustive, but rather to
provide a guide for readers regarding entities likely to be affected by
this action. Other types of entities not listed in this unit could also
be affected. The North American Industrial Classification System
(NAICS) codes have been provided to assist you and others in
determining whether this action might apply to certain entities. If you
have any questions regarding the applicability of this action to a
particular entity, consult the person listed under FOR FURTHER
INFORMATION CONTACT.
B. How Can I Get Copies of this Document and Other Related Information?
EPA has established a docket for this action under docket
identification (ID) number EPA-HQ-OPP-2008-0347. Publicly available
docket materials are available either in the electronic docket at
https://www.regulations.gov, or, if only available in hard copy, at the
Office of Pesticide Programs (OPP) Regulatory Public Docket in Rm. S-
4400, One Potomac Yard (South Bldg.), 2777 S. Crystal Dr., Arlington,
VA. The hours of operation of this Docket Facility are from 8:30 a.m.
to 4 p.m., Monday through Friday, excluding legal holidays. The Docket
Facility telephone number is (703) 305-5805.
II. Introduction
A. What Action Is the Agency Taking?
In this order, EPA denies objections, and requests for a hearing on
those objections, to an earlier EPA Order, (73 FR 64229 ), denying a
petition to revoke all tolerances established for the pesticide,
carbaryl, under the Federal Food, Drug, and Cosmetic Act (FFDCA), 21
U.S.C. 346a, (Refs. 1 and 2). Both the objections and hearing requests,
as well as the petition, were filed with EPA by NRDC.
NRDC's original petition, dated January 10, 2005, submitted to the
carbaryl public docket during the public comment period for the 2004
Amended Interim Reregistration Eligibility Decision (IRED) for
Carbaryl, and filed pursuant to FFDCA section 408(d)(1), asserted a
number of grounds why carbaryl tolerances allegedly fail to meet the
FFDCA's safety standard. The main arguments raised in the petition
concerned EPA's drinking water assessment and EPA's decision on the
statutory safety factor to protect infants and children that supported
the 2004 IRED decision. NRDC also petitioned the Agency to cancel all
carbaryl uses pursuant to the Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA) 7 U.S.C. 136(bb) and 136a, and argued
unreasonable risks on the environment. Subsequently, on November 26,
2007, NRDC petitioned EPA to cancel all carbaryl pet collar uses under
FIFRA. (Ref. 3). EPA consolidated this latter petition with the 2005
FFDCA petition because NRDC argued in it that exposure to carbaryl pet
collars make the risks presented by carbaryl unsafe within the meaning
of FFDCA section 408.
On October 29, 2008, EPA responded to both the 2005 petition to
revoke all carbaryl tolerances and the 2007 petition to cancel all pet
collar uses, denying them in their entirety. (73 FR 64229, October 29,
2008) (Ref. 4).
NRDC then filed objections to EPA's denial of NRDC's petition to
revoke all carbaryl tolerances and requested a hearing on its
objections. These objections and hearing requests were filed pursuant
to the procedures in the FFDCA, section 408(g)(2). (21 U.S.C.
346a(g)(2)). The objections narrowed NRDC's claims to two main topics -
that EPA lacks reliable data to reduce the Food Quality Protection Act
(FQPA) Children's Safety Factor and that EPA's exposure assessment for
carbaryl is flawed and underestimates the exposure to children from pet
collar uses. After carefully reviewing the objections and hearing
requests, EPA has determined that NRDC's hearing requests do not
satisfy the regulatory requirements for such requests and that its
substantive objections are without merit. Therefore, EPA, in this final
order, denies NRDC's
[[Page 55998]]
objections and its requests for a hearing on those objections.
B. What is the Agency's Authority for Taking This Action?
NRDC petitioned to revoke the carbaryl tolerances pursuant to the
petition procedures in FFDCA section 408(d)(1). (21 U.S.C. 346a(d)(1)).
Under section 408(d), EPA may respond to such a petition by either
issuing a final or proposed rule modifying or revoking the tolerances
or issuing an order denying the petition. (21 U.S.C. 346a(d)(4)). Here,
EPA responded by issuing an order under section 408(d)(4)(iii) denying
the petition. (73 FR 64229, October 29, 2008).
Orders issued under section 408(d)(4)(iii) are subject to a
statutorily-created administrative review process. (21 U.S.C.
346a(g)(2)). Any person may file objections to a section 408(d)(4)(iii)
order with EPA and request a hearing on those objections. (Id.). EPA is
required by section 408(g)(2)(C) to issue a final order resolving the
objections to the section 408(d)(4)(iii) order. (21 U.S.C.
346a(g)(2)(C)).
III. Statutory and Regulatory Background
In this Unit, EPA provides background on the relevant statutes and
regulations governing NRDC's objections and requests for hearing as
well as on pertinent Agency policies and practices. As noted, NRDC's
objections and requests for hearing raise two main claims: (1) that EPA
has unlawfully failed to retain the full tenfold FQPA safety factor for
the protection of infants and children and failed to apply an
additional threefold factor due to a deficiency in a critical study;
and (2) that EPA underestimated the exposure to children from pet
collar uses. The first claim is based on assertions that additional
safety factors are needed because of effects observed in a
developmental neurotoxicity (DNT) study with carbaryl. The pet collar
claim is primarily based upon allegations that EPA does not have
sufficient or reliable data with which to assess pet collar exposures
and that the assumptions made by EPA underestimate exposure to
children. Background information on each of these topics is included in
this Unit.
Unit III.A. summarizes the requirements and procedures in section
408 of the FFDCA and applicable regulations pertaining to pesticide
tolerances, including the procedures for petitioning for revocation of
tolerances and challenging the denial of such petitions and the
substantive standards for evaluating the safety of pesticide
tolerances. This unit also discusses the closely-related statute under
which EPA regulates the sale, distribution, and use of pesticides,
FIFRA, (7 U.S.C. 136 et seq.).
Unit III.B. provides an overview of EPA's risk assessment process.
It contains an explanation of how EPA identifies the hazards posed by
pesticides, how EPA determines the level of exposure to pesticides that
pose a concern (level of concern), how EPA measures human exposure to
pesticides, and how hazard, level of concern conclusions, and human
exposure estimates are combined to evaluate risk. Further, this unit
presents background information on Agency policies with particular
relevance to this action.
A. FFDCA/FIFRA and Applicable Regulations
1. In general. EPA establishes maximum residue limits, or
``tolerances,'' for pesticide residues in food under section 408 of the
FFDCA. (21 U.S.C. 346a). Without such a tolerance or an exemption from
the requirement of a tolerance, a food containing a pesticide residue
is ``adulterated'' under section 402 of the FFDCA and may not be
legally moved in interstate commerce. (21 U.S.C. 331, 342). Monitoring
and enforcement of pesticide tolerances are carried out by the U.S.
Food and Drug Administration (FDA) and the U.S. Department of
Agriculture (USDA). Section 408 was substantially rewritten by the Food
Quality Protection Act of 1996 (FQPA), which added the provisions
discussed below establishing a detailed safety standard for pesticides,
additional protections for infants and children, and the estrogenic
substances screening program. (Public Law 104-170, 110 Stat. 1489
(1996)).
EPA also regulates pesticides under FIFRA, (7 U.S.C. 136 et seq).
While the FFDCA authorizes the establishment of legal limits for
pesticide residues in food, FIFRA requires the approval of pesticides
prior to their sale and distribution, (7 U.S.C. 136a(a)), and
establishes a registration regime for regulating the use of pesticides.
FIFRA regulates pesticide use in conjunction with its registration
scheme by requiring EPA review and approval of pesticide labels and
specifying that use of a pesticide inconsistent with its label is a
violation of Federal law. (7 U.S.C. 136j(a)(2)(G)). In the FQPA,
Congress integrated action under the two statutes by requiring that the
safety standard under the FFDCA be used as a criterion in FIFRA
registration actions as to pesticide uses which result in dietary risk
from residues in or on food, (7 U.S.C. 136(bb)), and directing that EPA
coordinate, to the extent practicable, revocations of tolerances with
pesticide cancellations under FIFRA. (21 U.S.C. 346a(l)(1)).
2. Safety standard for pesticide tolerances. A pesticide tolerance
may only be promulgated by EPA if the tolerance is ``safe.'' (21 U.S.C.
346a(b)(2)(A)(i)). ``Safe'' is defined by the statute to mean that
``there is a reasonable certainty that no harm will result from
aggregate exposure to the pesticide chemical residue, including all
anticipated dietary exposures and all other exposures for which there
is reliable information.'' (21 U.S.C. 346a(b)(2)(A)(ii)). Section
408(b)(2)(D) directs EPA, in making a safety determination, to:
consider, among other relevant factors- ...
(v) available information concerning the cumulative effects of
such residues and other substances that have a common mechanism of
toxicity;
(vi) available information concerning the aggregate exposure
levels of consumers (and major identifiable subgroups of consumers) to
the pesticide chemical residue and to other related substances,
including dietary exposure under the tolerance and all other tolerances
in effect for the pesticide chemical residue, and exposure from other
non-occupational sources;
(viii) such information as the Administrator may require on
whether the pesticide chemical may have an effect in humans that is
similar to an effect produced by a naturally occurring estrogen or
other endocrine effects. ... EPA must also consider, in evaluating the
safety of tolerances, ``safety factors which . . . are generally
recognized as appropriate for the use of animal experimentation data.''
(21 U.S.C. 346a(b)(2)(D)(ix).
Risks to infants and children are given special consideration.
Specifically, section 408(b)(2)(C) states that EPA:
shall assess the risk of the pesticide chemical based on-- ...
(II) available information concerning the special susceptibility
of infants and children to the pesticide chemical residues, including
neurological differences between infants and children and adults, and
effects of in utero exposure to pesticide chemicals; and
(III) available information concerning the cumulative effects
[[Page 55999]]
on infants and children of such residues and other substances that have
a common mechanism of toxicity. ...
This provision also creates a presumptive additional safety factor
for the protection of infants and children. Specifically, it directs
that ``[i]n the case of threshold effects, ... an additional tenfold
margin of safety for the pesticide chemical residue and other sources
of exposure shall be applied for infants and children to take into
account potential pre- and post-natal toxicity and completeness of the
data with respect to exposure and toxicity to infants and children.''
(21 U.S.C. 346a(b)(2)(C)). EPA is permitted to ``use a different margin
of safety for the pesticide chemical residue only if, on the basis of
reliable data, such margin will be safe for infants and children.''
(Id.). The additional safety margin for infants and children is
referred to throughout this order as the ``children's safety factor.''
3. Procedures for establishing, amending, or revoking tolerances.
Tolerances are established, amended, or revoked by rulemaking under the
unique procedural framework set forth in the FFDCA. Generally, a
tolerance rulemaking is initiated by the party seeking to establish,
amend, or revoke a tolerance by means of filing a petition with EPA.
(See 21 U.S.C. 346a(d)(1)). EPA publishes in the Federal Register a
notice of the petition filing and requests public comment. (21 U.S.C.
346a(d)(3)). After reviewing the petition, and any comments received on
it, EPA may issue a final rule establishing, amending, or revoking the
tolerance, issue a proposed rule to do the same, or deny the petition.
(21 U.S.C. 346a(d)(4)).
Once EPA takes final action on the petition by either establishing,
amending, or revoking the tolerance or denying the petition, any person
may file objections with EPA and seek an evidentiary hearing on those
objections. (21 U.S.C. 346a(g)(2)). Objections and hearing requests
must be filed within 60 days. (Id.). The statute provides that EPA
shall ``hold a public evidentiary hearing if and to the extent the
Administrator determines that such a public hearing is necessary to
receive factual evidence relevant to material issues of fact raised by
the objections.'' (21 U.S.C. 346a(g)(2)(B). EPA regulations make clear
that hearings will only be granted where it is shown that there is ``a
genuine and substantial issue of fact,'' the requestor has identified
evidence ``which, if established, resolve one or more of such issues in
favor of the requestor,'' and the issue is ``determinative'' with
regard to the relief requested. (40 CFR 178.32(b)). In addition, EPA
regulations prescribe the form and manner of submissions for objections
and for an evidentiary hearing. (40 CFR 178.25 and 178.27). EPA's final
order on the objections is subject to judicial review. (21 U.S.C.
346a(h)(1)).
4. Tolerance reassessment and FIFRA reregistration. The FQPA
required that EPA reassess the safety of all pesticide tolerances
existing at the time of its enactment. (21 U.S.C. 346a(q)). EPA was
given 10 years to reassess the approximately 10,000 tolerances in
existence in 1996. In this reassessment, EPA was required to review
existing pesticide tolerances under the new ``reasonable certainty that
no harm will result'' standard set forth in section 408(b)(2)(A)(i).
(21 U.S.C. 346a(b)(2)(A)(i)). This reassessment was substantially
completed by the August 3, 2006 deadline. Tolerance reassessment was
generally handled in conjunction with a similar program involving
reregistration of pesticides under FIFRA. (7 U.S.C. 136a-1).
Reassessment and reregistration decisions were generally combined in a
document labeled a Reregistration Eligibility Decision (RED).
B. EPA Risk Assessment for Tolerances--Policy and Practice
1. The safety determination - risk assessment. To assess risk of a
pesticide tolerance, EPA combines information on pesticide toxicity
with information regarding the route, magnitude, and duration of
exposure to the pesticide. The risk assessment process involves four
distinct steps:
Identification of the toxicological hazards posed by a
pesticide;
Determination of the dose-response analysis in test
animals and ``level of concern'' with respect to human exposure to the
pesticide;
Estimation of human exposure to the pesticide; and
Characterization of risk posed to humans by the pesticide
based on comparison of human exposure to the level of concern.
a. Hazard identification. In evaluating toxicity or hazard, EPA
reviews toxicity studies, primarily in laboratory animals, to identify
any adverse effects on the test subjects. Animal studies typically
involve investigating a broad range of effects including gross and
microscopic effects on organs and tissues, functional effects on bodily
organs and systems, effects on blood parameters (such as red blood cell
count, hemoglobin concentration, hematocrit, and a measure of clotting
potential), effects on the concentrations of normal blood chemicals
(including glucose, total cholesterol, urea nitrogen, creatinine, total
protein, total bilirubin, albumin, hormones, and enzymes such as
alkaline phosphatase, alanine aminotransfersase and cholinesterase),
and behavioral or other gross effects identified through clinical
observation and measurement. EPA examines whether adverse effects are
caused by different durations of exposure ranging from short-term
(e.g., acute) to longer-term (e.g., chronic) pesticide exposure, and
different routes of exposure (oral, dermal, inhalation). EPA also
evaluates potential adverse effects in different age groups. EPA
requires testing for different durations and routes of exposure and
different age groups in multiple species of laboratory animals (e.g.,
rat, mouse, dog, rabbit).
EPA also considers whether the adverse effect has a threshold - a
level below which exposure has no appreciable chance of causing the
adverse effect. For non-threshold effects, EPA assumes that any
exposure to the substance increases the risk that the adverse effect
may occur. At present, EPA only considers one adverse effect, the
chronic effect of cancer, to potentially be a non-threshold effect.
(Ref. 5 at 8-9). Because this matter involves a pesticide with
threshold effects, assessment of non-threshold effects is not further
discussed. Moreover, the toxic effects of carbaryl are short in
duration (1 day or less) and, as such, long-term, chronic threshold
effects are not discussed further here.
b. Level of concern/dose-response analysis. Once a pesticide's
potential hazards are identified, EPA determines a toxicological level
of concern for evaluating the risk posed by human exposure to the
pesticide. In this step of the risk assessment process, EPA essentially
evaluates the levels of exposure to the pesticide at which effects
might occur. An important aspect of this determination is assessing the
relationship between exposure (dose) and response (often referred to as
the dose-response analysis).
In examining the dose-response relationship for a pesticide's
threshold effects, EPA evaluates an array of toxicity studies on the
pesticide. In each of these studies, EPA attempts to identify the
lowest observed adverse effect level (LOAEL) and the next lower dose at
which there are no observed adverse affect levels (NOAEL). Often, EPA
will use the lowest NOAEL from the relevant available studies -- for
the duration and route for which risk is being assessed, as a starting
point (called the Point of Departure (POD)) in estimating the level of
concern for
[[Page 56000]]
humans. (Ref. 5 at 9 (The POD is simply the ``dose that serves as the
starting point in extrapolating a risk to the human population.'')). At
times, however, EPA will use a LOAEL from a study on the most sensitive
endpoint as the POD when no NOAEL is identified in that study.
Alternatively, in the absence of a NOAEL for the most sensitive adverse
effect, EPA will use the LOAEL as the risk assessment POD, and
determine an extrapolated NOAEL by dividing the LOAEL by an uncertainty
factor.
EPA is increasingly using modeling to ascertain what is referred to
as a Benchmark Dose (BMD) as a substitute for a NOAEL in selecting a
POD. In its revised assessment of carbaryl, EPA used a BMD approach for
deriving the POD from the available rat toxicity studies. (Ref. 8). A
benchmark dose, or BMD, is a point estimate along a dose-response curve
that corresponds to a specific response level. For example, a
BMD10 represents a 10% change from the background level (the
background level is typically derived from the control group).
Generically, the direction of change from background can be an increase
or a decrease depending on the biological parameter and the chemical of
interest. In the case of carbaryl, a reduction in acetylcholinesterase
(AChE) activity (referred to as ``inhibition'' of AChE) is the toxic
effect of concern. In addition to a BMD, a ``confidence limit'' may
also be calculated. Confidence limits express the uncertainty in a BMD
that may be due to sampling and/or experimental error. The lower
confidence limit on the dose used as the BMD is termed the BMDL, which
the Agency uses as the POD. Use of the BMDL for deriving the POD
rewards better experimental design and procedures that provide more
precise estimates of the BMD, resulting in tighter confidence
intervals. Use of the BMDL also helps ensure with high confidence
(e.g., 95% confidence) that the selected percentage of AChE inhibition
is not exceeded.
Numerous scientific peer review panels over the last decade have
supported the Agency's application of the BMD approach as a
scientifically supportable method for deriving PODs in human health
risk assessment, and as an improvement over the historically applied
approach of using NOAELs or LOAELs. The NOAEL/LOAEL approach does not
account for the variability and uncertainty in the experimental
results, which are due to characteristics of the study design, such as
dose selection, dose spacing, and sample size. With the BMD approach,
all the dose response data are used to derive a POD. Moreover, the
response level used for setting regulatory limits can vary based on the
chemical and/or type of toxic effect (Refs. 6, 7 and 8).
The POD is, in turn, used in choosing a level of concern. EPA will
make separate determinations as to the Points of Departure, and
correspondingly levels of concern, for both short and long exposure
periods as well as for the different routes of exposure (oral, dermal,
and inhalation). In estimating and describing the level of concern, the
POD is at times used differently depending on whether the risk
assessment addresses dietary or non-dietary exposures. For dietary
risks, EPA uses the POD to calculate an acceptable level of exposure or
safe dose. This safe dose has been traditionally referred to as the
reference dose (RfD). The RfD is defined as the risk assessment POD
divided by all uncertainty/safety factors (UF/SFs) except those
specific to FQPA. The Population Adjusted Dose (PAD), on the other
hand, is defined as the POD divided by all UF/SFs, including those
specific to FQPA. In cases where there are no UF/SFs specific to FQPA,
the RfD and PAD are numerically identical. Typically, EPA uses a
baseline safety/uncertainty factor equal to 100. These factors include
a factor of 10 (10X) where EPA is using data from laboratory animals
(inter-species factor) to reflect potentially greater sensitivity in
humans than laboratory animals and a factor of 10X to account for
potential variations in sensitivity among members of the human
population (intra-species factor) as well as other unknowns. Additional
uncertainty factors may be added to address data deficiencies or
concerns raised by the existing data. Under the FQPA, a safety factor
of 10X is presumptively applied to protect infants and children, unless
reliable data support selection of a different factor. This FQPA safety
factor largely replaces pre-FQPA EPA practice regarding additional
safety factors. (Ref. 9 at 4-11).
c. Estimating human exposure. Risk is a function of both hazard and
exposure. Thus, equally important to the risk assessment process as
determining the hazards posed by a pesticide and the toxicological
level of concern for those hazards is estimating human exposure. Under
FFDCA section 408, EPA is concerned not only with exposure to pesticide
residues in food but also exposure resulting from pesticide
contamination of drinking water supplies and from use of pesticides in
the home or other non-occupational settings. (See 21 U.S.C.
346a(b)(2)(D)(vi)). EPA considers multiple routes of exposure (oral,
dermal, and inhalation) and aggregates these exposures where
scientifically appropriate. Because EPA exposure estimates are not
involved in EPA's determination of this matter, no further description
of EPA exposure assessment practices is included.
d. Risk characterization. The final step in the risk assessment is
risk characterization. In this step, EPA combines information from the
first three steps (hazard identification, level of concern/dose-
response analysis, and human exposure assessment) to quantitatively
estimate the risks posed by a pesticide. Separate characterizations of
risk are conducted for different durations of exposure. Additionally,
where appropriate, EPA aggregates exposures across different routes in
characterizing risk.
In estimating and describing the level of concern, the POD is at
times used differently depending on whether the risk assessment
addresses dietary or non-dietary exposures. For threshold risks, EPA
estimates risk in one of two ways. Where EPA has calculated a RfD/PAD,
risk is estimated by expressing human exposure as a percentage of the
RfD/PAD. Exposures lower than 100 percent of the RfD/PAD are generally
not of concern. Alternatively, EPA may express risk by comparing the
Margin of Exposure (MOE) between estimated human exposure and the POD
with the acceptable or target MOE. The acceptable or target MOE is the
product of all applicable safety factors. To calculate the actual MOE
for a pesticide, estimated human exposure to the pesticide is divided
into the POD. In contrast to the RfD/PAD approach, the higher the MOE,
the less risk posed by the pesticide. Accordingly, if the target MOE
for a pesticide is 100, MOEs equal to or exceeding 100 would generally
not be of concern.
As a conceptual matter, the RfD/PAD and MOE approaches are
fundamentally equivalent. For a given risk and given exposure of a
pesticide, if exposure to a pesticide were found to be acceptable under
an RfD/PAD analysis it would also pass under the MOE approach, and
vice-versa. However, for any specific pesticide, risk assessments for
different exposure durations or routes may yield different results.
This is a function not of the choice of the RfD/PAD or MOE approach but
of the fact that the levels of concern and the levels of exposure may
differ depending on the duration and route of exposure.
2. EPA policy on the children's safety factor. As the above brief
summary of EPA's risk assessment practice indicates, the use of safety
factors plays
[[Page 56001]]
a critical role in the process. This is true for traditional 10X safety
factors to account for potential differences between animals and humans
when relying on studies in animals (inter-species safety factor) and
potential differences among humans (intra-species safety factor) as
well as the FQPA 10X children's safety factor.
In applying the children's safety factor provision, EPA has
interpreted it as imposing a presumption in favor of applying a 10X
safety factor to the 10X inter-species and 10X intra-species safety
factors. (Ref. 9 at 4, 11). Thus, EPA generally refers to the 10X
children's safety factor as a presumptive or default 10X factor. EPA
has also made clear, however, that this presumption or default in favor
of the 10X children' safety is only a presumption. The presumption can
be overcome if reliable data demonstrate that a different factor is
safe for children. (Id.). In determining whether a different factor is
safe for children, EPA focuses on the three factors listed in section
408(b)(2)(C) - the completeness of the toxicity database, the
completeness of the exposure database, and potential pre- and post-
natal toxicity. In examining these factors, EPA strives to make sure
that its choice of a safety factor, based on a weight-of-the-evidence
evaluation, does not understate the risk to children. (Id. at 24-25,
35).
3. EPA policy on cholinesterase inhibition. Carbaryl is a member of
the N-methyl carbamate class of pesticides. Each member of this class
shares the ability to inhibit the enzyme, acetylcholinesterase, leading
to neurotoxicity. N-methyl carbamate neurotoxicity is characterized by
the rapid onset (often 15-30 minutes) and rapid recovery (within
hours). Cholinesterase inhibition is a disruption of the normal process
in the body by which the nervous system chemically communicates with
muscles and glands. Communication between nerve cells and a target cell
(i.e., another nerve cell, a muscle fiber, or a gland) is facilitated
by the chemical, acetylcholine. When a nerve cell is stimulated it
releases acetylcholine into the synapse (or space) between the nerve
cell and the target cell. The released acetylcholine binds to receptors
in the target cell, stimulating the target cell in turn. As EPA has
explained, ``the end result of the stimulation of cholinergic
pathway(s) includes, for example, the contraction of smooth (e.g., in
the gastrointestinal tract) or skeletal muscle, changes in heart rate
or glandular secretion (e.g., sweat glands) or communication between
nerve cells in the brain or in the autonomic ganglia of the peripheral
nervous system.'' (Ref. 10 at 10).
Acetylcholinesterase (AChE) is an enzyme that breaks down
acetylcholine and terminates its stimulating action in the synapse
between nerve cells and target cells. When AChE is inhibited,
acetylcholine builds up, prolonging the stimulation of the target cell.
This excessive stimulation potentially results in a broad range of
adverse effects on many bodily functions including muscle cramping or
paralysis, excessive glandular secretions, or effects on learning,
memory, or other behavioral parameters. Depending on the degree of
inhibition these effects can be serious, even fatal.
EPA's cholinesterase inhibition policy statement explains EPA's
approach to evaluating the risks posed by cholinesterase-inhibiting
pesticides such as carbaryl. (Ref. 10). The policy focuses on three
types of effects associated with cholinesterase-inhibiting pesticides
that may be assessed in animal and human toxicological studies: (1)
physiological and behavioral/functional effects; (2) cholinesterase
inhibition in the central and peripheral nervous system; and (3)
cholinesterase inhibition in red blood cells and blood plasma. The
policy discusses how such data should be integrated in deriving a POD
for a cholinesterase-inhibiting pesticide.
EPA uses a weight-of-the-evidence approach to determine the toxic
effect that will serve as the appropriate POD for a risk assessment for
AChE inhibiting pesticides, such as carbaryl (Id). The neurotoxicity
that is associated with these pesticides can occur in both the central
(brain) and the peripheral nervous system. In its weight-of-the-
evidence analysis, EPA reviews data, such as AChE inhibition data from
the brain, peripheral tissues and blood (e.g., red blood cell (RBC) or
plasma), in addition to data on clinical signs and other functional
effects related to AChE inhibition. Based on these data, EPA selects
the most appropriate effect on which to regulate; such effects can
include clinical signs of AChE inhibition, central or peripheral
nervous tissue measurements of AChE inhibition, or RBC AChE measures
(Id). Although RBC AChE inhibition is not adverse in itself, it is a
surrogate for inhibition in peripheral tissues when peripheral data are
not available. As such, RBC AChE inhibition provides an indirect
indication of adverse effects on the nervous system (Id.). Measures of
AChE inhibition in the peripheral nervous system are very rare for N-
methyl carbamate pesticides and no such peripheral data exists for
carbaryl. For these reasons, other state and national agencies such as
California, Washington, Canada, the European Union, as well as the
World Health Organization (WHO), all use blood measures in human health
risk assessment and/or worker safety monitoring programs.
4. EPA policy on assessing risk from cumulative effects from
pesticides with a common mechanism of toxicity. Section 408(b)(2)(D) of
the FFDCA directs EPA to consider available information on the
cumulative effects on human health resulting from exposure to multiple
pesticide chemicals that have a common mechanism of toxicity. EPA
begins a cumulative risk assessment by identifying a group of
pesticides, called a common mechanism group, that bring about the same
toxic effect by a common mechanism of toxicity. Pesticides share a
common mechanism of toxicity if they act the same way in the body; that
is, if the same toxic effect occurs in the same organ or tissue by
essentially the same sequence of major biochemical events.
There are many steps involved in quantitatively assessing the
potential human health risk associated with exposure to the N-methyl
carbamate pesticides. The complex series of evaluations involve hazard
and dose-response analyses; assessments of food, drinking water,
residential/non-occupational exposures; combining exposures to produce
a cumulative risk estimate; and risk characterization. Given the
complexity of the analyses, EPA's policy is to only conduct a
cumulative assessment if each of the individual chemicals in the
assessment has been determined to be ``safe,'' based on aggregate
exposures only to that individual chemical.
IV. Regulatory History of Carbaryl
A. In General
Carbaryl is a carbamate insecticide and molluscide that was first
registered in 1959 for use on cotton. Carbaryl has many trade names,
but is most commonly known as Sevin[reg]. At the time carbaryl was
assessed for purposes of reregistration, carbaryl was registered for
use on over 400 agricultural and non-agricultural use sites, and there
were more than 140 tolerances for carbaryl in the Code of Federal
Regulations (40 CFR 180.169). The primary risk of concern from exposure
to carbaryl is acute neurotoxic effects. Carbaryl is a member of the N-
methyl carbamate class of pesticides. This group shares a common
mechanism of toxicity; namely, the ability to inhibit
[[Page 56002]]
the enzyme acetylcholinesterase (AChE) through carbamylation of the
active site. Pesticides included is this group, other than carbaryl,
are aldicarb, carbofuran, formetanate hydrochloride, methiocarb,
methomyl, oxamyl, pirimicarb, propoxur, and thiodicarb.
B. FFDCA Tolerance Reassessment and FIFRA Pesticide Reregistration
1. Interim reregistration eligibility decision. EPA completed an
interim reregistration eligibility decision (IRED) for carbaryl on June
30, 2003 (2003 IRED). The decision on reregistration was treated as
interim because of carbaryl's membership in the N-methyl carbamate
cumulative group. When EPA determines that a pesticide shares a common
mechanism of toxicity with other substances, EPA cannot complete either
the assessment or reassessment of a tolerance or a registration or
reregistration determination until it has assessed available
information regarding exposures to the other substances. For these
pesticides, EPA's practice is to issue an IRED pending completion of
the tolerance reassessment activities. An IRED memorializes EPA's
determination on a narrowly defined issue: Whether a given active
ingredient alone is eligible for reregistration under FIFRA and
tolerance reassessment under the FFDCA, pending a cumulative assessment
for pesticides sharing a common mechanism of toxicity.
Although EPA found in the 2003 IRED that carbaryl dietary exposures
from food and water were below the relevant safe doses (i.e., the acute
PAD (aPAD) and chronic PAD (cPAD)), EPA concluded that numerous
residential uses posed a risk of concern. Accordingly, the 2003 IRED
specified various changes to the carbaryl registration to address these
risks, including: Canceling liquid broadcast applications to home lawns
pending EPA review of pharmacokinetic data to refine post-application
risk estimates; repackaging home garden/ornamental dust products in
ready-to-use shaker can containers, with no more than 0.05 lbs. active
ingredient (ai) per container; canceling the following uses and
application methods -- all pet uses (dusts and liquids) except collars,
aerosol products for various uses, belly grinder applications of
granular and bait products for lawns, hand applications of granular,
and bait products for ornamentals and gardens.
2. Amended interim reregistration eligibility decision. The Agency
amended the 2003 IRED on October 22, 2004 (2004 Amended IRED), and
published a formal Notice of Availability for the document, which
provided for a 60-day public comment period. EPA received numerous
comments on the carbaryl 2004 Amended IRED, including the NRDC petition
requesting that EPA cancel all carbaryl registrations and revoke all
tolerances. The mitigation detailed in the 2004 Amended IRED for
residential uses included limiting applications of liquid formulations
to residential turf areas to spot treatment only; requiring dust
formulations to be packaged in a ready-to-use container containing no
more than 0.05 lbs ai/container; and cancelation of all pet uses,
except for carbaryl treated pet collars. On March 9, 2005, EPA issued a
cancellation order for the liquid broadcast use of carbaryl on
residential turf to address post-application risk to toddlers. (Ref.
11). In March 2005, EPA also issued generic and product-specific data
call-ins (DCIs) for carbaryl. The carbaryl generic DCI required several
studies of the active ingredient carbaryl, including additional
toxicology, worker exposure monitoring, and environmental fate data.
The product-specific DCI required acute toxicity and product chemistry
data for all pesticide products containing carbaryl; these data are
being used for product labeling. EPA has received numerous studies in
response to these DCIs, and, where appropriate, these studies were
considered in the tolerance reassessment.
In response to the DCIs, many carbaryl registrants chose to
voluntarily cancel their carbaryl products, rather than revise their
labels or conduct studies to support these products. EPA published a
notice of receipt of these requests in the Federal Register on October
28, 2005 (70 FR 62112), followed by a cancellation order issued on July
3, 2006. One technical registrant, Burlington Scientific, chose to
cancel their technical product, leaving Bayer CropScience (Bayer) as
the sole technical registrant for carbaryl. Approximately two-thirds of
all of the carbaryl products registered at the time of the 2003 IRED
have been canceled through this process.
Bayer subsequently requested that all of their carbaryl
registrations be amended to delete the following uses: carbaryl use in
or on pea and bean, succulent shelled (subgroup 6B); millet; wheat;
pre-plant root dip for sweet potato; pre-plant root dip/drench for
nursery stocks, vegetable transplants, bedding plants, and foliage
plants; use of granular formulations on leafy vegetables (except
Brassica); ultra low volume (ULV) application for adult mosquito
control; and dust applications in agriculture. EPA notified all
affected registrants that these uses and application methods must be
deleted from their carbaryl product labels. EPA identified 34 product
labels from 14 registrants (other than Bayer) bearing these end uses.
All of these registrants requested that their affected carbaryl product
registrations be amended to delete these uses. EPA published Notices of
receipt of these requests from Bayer and all 14 registrants in the
Federal Register on August 20, 2008 and October 15, 2008. On March 18,
2009, the Agency published an order granting the requests to delete
uses (74 FR 11553). Most recently, in a letter dated September 30,
2009, Wellmark International submitted a request to voluntarily cancel
its pet collar registrations pursuant to section 6(f) of FIFRA (74 FR
54045, October 21, 2009). These are the only carbaryl pet collar
registrations and the last remaining pet product registrations for
carbaryl. EPA issued its final order cancelling carbaryl registrations
for pet collar uses on December 16, 2009. (74 FR 66642, December 16,
2009).
3. Reregistration eligibility decision. As noted, the
reregistration eligibility decision had to remain interim in nature
until the N-methyl carbamate cumulative risk assessment was completed.
That assessment was issued on September 26, 2007, and EPA concluded
that the cumulative risks associated with the N-methyl carbamate
pesticides meet the safety standard set forth in section 408(b)(2) of
the FFDCA, provided that the mitigation specified in the N-methyl
carbamate cumulative risk assessment is implemented, such as
cancellation of all uses of carbofuran, termination of methomyl use on
grapes, etc. EPA has therefore terminated the tolerance reassessment
process under 408(q) of the FFDCA. (See Ref. 12 for additional
information).
In conjunction with the N-methyl carbamate cumulative risk
assessment, EPA completed a RED for carbaryl on September 24, 2007 (the
RED was issued on October 17, 2007 with a formal Notice of Availability
in the Federal Register (72 FR 58844)). (Ref. 12). In addition to
relying on the N-methyl carbamate cumulative risk assessment to
determine that the cumulative effects from exposure to all N-methyl
carbamate residues, including carbaryl, was safe, the carbaryl RED
relied upon the revised assessments and the mitigation that had already
been implemented (e.g., cancellation of pet uses except for collars).
Additionally, the RED included additional mitigation with respect to
granular turf products for residential use; namely, that product labels
direct users to water the product in immediately after application. EPA
[[Page 56003]]
subsequently completed an addendum to the carbaryl RED, dated August
25, 2008, which incorporated the results of a revised occupational risk
assessment and modified mitigation measures for the protection of
workers. The Agency issued a Notice of Availability for the RED
addendum in the October 29, 2008 Federal Register (73 FR 64317).
4. Risk assessment issues with the IRED and RED relevant to NRDC
petition--a. selection of POD. When deriving Points of Departure and
assigning uncertainty/safety factors in risk assessment, EPA looks at
all the appropriate data available at a given time. In cases when new
data become available improving the quality of the overall
toxicological database, it is typical practice to re-consider previous
decisions of the most appropriate Point(s) of Departure and uncertainty
factors. Specific to carbaryl, Points of Departures and uncertainty/
safety factors have changed over time as new data have become available
to fill data gaps, provide additional information on existing data, and
describe the effects in juvenile animals.
For the 2003 IRED and 2004 Amended IRED, the POD for acute exposure
was from a developmental neurotoxicity (DNT) study. The POD used for
risk assessment was 1 milligrams/kilogram/day (mg/kg/day) based upon
the results of the DNT study. In the DNT study the LOAEL was 10 mg/kg/
day based upon functional observational changes (pinpoint pupils,
tremors, and gait abnormalities). Also occurring in this study were
morphometric changes in the brain with a LOAEL of 10 mg/kg/day:
bilateral decrease in the size of the forebrain in adult males; a
bilateral decrease in the length of the cerebella in female pups; and a
bilateral increase in the length of the cerebella in female adults. A
NOAEL for these effects was not identified in the study because a
morphometric analysis was conducted in only the control and high-dose
groups (10 mg/kg/day), but not in low-dose (0.1 mg/kg/day) or mid-dose
(1.0 mg/kg/day) groups. Initially, upon review of the data, EPA had
requested that morphometric analysis of the low-dose and mid-dose
groups be conducted, but this was not possible because the brain
tissues had dried during the preservation process. Nonetheless, EPA
determined that the developmental NOAEL was likely 1 mg/kg/day. This
conclusion was based on the finding that the morphometric changes,
although statistically significant, were minimal in nature and,
therefore, judged not likely to be present at the mid-dose of 1 mg/kg/
day. (Refs. 13, 14, and 15).
Subsequently, in November of 2006, OPP received data from a
carbaryl comparative cholinesterase assay study (CCA study) performed
by EPA's Office of Research and Development. CCA studies are specially
designed toxicity studies that evaluate comparative sensitivity in
adult and juvenile rats with respect to inhibition of cholinesterase
activity. In the case of the carbaryl CCA study, the juvenile rats were
aged post-natal day 11 and 17 (PND11 and PND17).
In the carbaryl CCA, a time course study was first conducted to
determine the time to peak ChE effects followed by a dose-response
study where rats were dosed by oral gavage with corn oil or 3, 7.5, 15,
or 30 mg carbaryl/kg body weight. All ages received the same dose so as
to better compare the effects across ages. The dose was given at 2 ml/
kg. Therefore, the dosing solutions were 0, 1.5, 3.75, 7.5, or 15 mg/
ml. In 2007, EPA conducted a BMD analysis for the carbaryl CCA study,
using the same modeling methodology used in the N-methyl carbamate
cumulative risk assessment. This BMD analysis demonstrated sensitivity
of PND11 and PND17 pups compared to adult ORD ChE data. Previously, in
2005 and in support of the N-methyl carbamate cumulative risk
assessment, the Agency also conducted a BMD analysis of brain and RBC
cholinesterase inhibition in rat oral toxicity studies for adults.
(Ref. 16, see also Refs. 17 and 18). The BMD10 is the
estimated benchmark doses that results in 10% cholinesterase inhibition
(a level generally regarded as not an adverse effect), and the
BMDL10 is the lower 95% confidence interval on the
BMD10, for the data evaluated. Generally, the
BMD10 is used to compare across compartments and across ages
but the BMDL10 is used as the POD. The results of the study
are presented in the following table in terms of the BMD10
and BMDL10:
----------------------------------------------------------------------------------------------------------------
Brain (mg/kg) RBC (mg/kg )
Age ---------------------------------------------------------------
BMD10 BMDL10 BMD BMDL10
----------------------------------------------------------------------------------------------------------------
PND11 1.46 1.14 1.11 0.78
----------------------------------------------------------------------------------------------------------------
PND17 3.00 2.37 1.41 1.05
----------------------------------------------------------------------------------------------------------------
Adults 2.63 2.03 0.96 0.73
----------------------------------------------------------------------------------------------------------------
As the table shows, juvenile 11-day old (PND11) pups were 1.8 times
more sensitive to inhibition of brain cholinesterase than adult rats in
terms of BMDs. The BMD analyses show that the brain BMD for pups is
protective of adults since the pup BMD values are lower than adult
values. For the red blood cell cholinesterase (RBC ChE) compartment,
the RBC BMD10 in PND11 pups is similar to that in adults.
Although the RBC BMDL10 for PND11 pups is numerically lower
(0.8 mg/kg) than the BMDL10 for PND11 brain AChE inhibition
(1.1 mg/kg), the magnitude of this difference is not biologically
meaningful, particularly in light of the similarity in
BMD10s, and considering the higher variability typically
seen in RBC measurements relative to brain. Brain represents the target
tissue for the N-methyl carbamates as opposed to using a surrogate
measure (RBC) and the brain BMDL10 of 1.1 mg/kg would be
protective of both central nervous system and peripheral nervous system
effects. (Refs. 17 and 18).
For the carbaryl risk assessment, the BMDL10 for
inhibition of brain cholinesterase in PND11 juveniles from the CCA
study was chosen as the most sensitive and appropriate POD for
calculating a safe dose instead of using an extrapolated NOAEL from the
DNT study. Several factors were critical to that determination. First,
the CCA study is considered a sentinel study for the N-methyl
carbamates as it evaluates the most sensitive endpoint (cholinesterase
inhibition) in the most sensitive age group (PND11) at the time of peak
effect. For each N-methyl carbamate with a valid CCA study, this study
is being used in the risk assessment to inform the children's safety
factor or the POD. EPA has high confidence in the quality of the data
from the carbaryl study because it used a broad range of doses and used
the radiometric method of measuring AChE inhibition. (Ref. 19). The
radiometric method for assaying
[[Page 56004]]
ACHe inhibition provides the most appropriate method for measuring
cholinesterase inhibition due to N-methyl carbamate exposure because
factors (i.e., assay temperature, dilution, and incubation time) which
promote reversibility are minimized.
Second, gavage studies, such as the CCA study, are the preferred
and most sensitive studies for carbaryl. The toxicity profile of
carbaryl and other N-methyl carbamates is characterized by a rapid
onset of toxicity with a peak time of effect around 15 to 60 minutes
and rapid recovery (typical half-lives in adult rats are 1 to 2 hours).
This pattern of toxicity is shown in Figure 1 for carbaryl.
[GRAPHIC] [TIFF OMITTED] TR15SE10.020
With N-methyl carbamates, due to rapid recovery, toxicity does not
accumulate in juveniles or adults with repeated exposures. As such, EPA
is most concerned about acute effects, particularly those which occur
at the peak time of effect. The Agency has found for these pesticides
that acute studies, particularly via gavage administration, provide the
most sensitive effects (i.e., more health protective) for risk
assessment. Specifically, acute gavage studies provide more sensitive
effects than studies administered in the diet, even studies of much
longer durations. For example, the NOAEL and LOAEL for RBC AChE
inhibition in the carbaryl dietary 2-year rat chronic/carcinogenicity
study are 10/12\1\ mg/kg/day and 60.2/78.6 mg/kg/day in adult rats,
whereas the BMD10/BMDL10 for RBC AChE inhibition
in adult rats in acute gavage studies are 0.96 and 0.73 mg/kg. Based on
this comparison, the acute gavage study provides toxicity values almost
tenfold more sensitive than in the 2-year feeding study.
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\1\ Two values are provided for males/females.
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This pattern of toxicity is somewhat unique to this class of
pesticides and can be attributed to the pharmacokinetic and
pharmacodynamic properties of N-methyl carbamates, like carbaryl. The
parent active ingredient, carbaryl, is the toxicologically active
compound. As such, no metabolic activation is required; instead,
metabolism results in detoxification of carbaryl. As evidenced by the
rapid onset of toxicity, these pesticides are rapidly absorbed,
distributed, and cleared from the body.
For this class of pesticides, neurotoxicity is correlated to peak
concentrations of carbaryl. Specifically, brain tissue levels and
inhibition of brain AChE at the time of peak effect are highly
correlated. In dietary administration studies like the 2-year study and
the DNT study, rats are exposed to carbaryl over several hours of
feeding. This is in contrast to a bolus dose in gavage studies where
the entire dose is given at one time. In the dietary studies, the total
administered dose of carbaryl consumed may be equal or even higher than
the gavage dose. However, it is the internal dose of carbaryl at the
target tissues which is related to the magnitude to toxicity. In the
dietary studies, due to the rapid metabolism and clearance, carbaryl
does not reach a peak level like that in gavage studies at the target
tissues and thus the degree of toxicity in dietary studies is far less
than that for gavage studies. As a result, acute gavage studies tend to
be far more sensitive than dietary studies for N-methyl carbamates.
This is the case for carbaryl as shown by the high quality and
sensitive data from the CCA study.
Finally, the changes in brain morphometrics (10 mg/kg) from the DNT
study originally used in the POD derivation were determined to be a
marginal effect not consistently seen in carbarmate pesticides. (See
Unit IV.B.4.b. for a full discussion of EPA's review of the DNT study.)
Although a 10X uncertainty factor was originally applied to the
marginal brain morphometric endpoint, the real NOAEL is likely greater
than 1 mg/kg and less than 10 mg/kg.
In any event, the extrapolated NOAEL from the DNT study is
essentially
[[Page 56005]]
equivalent to the BMDL10 for PND11 juveniles in the CCA
study (i.e., 1 mg/kg/day as compared to 1.1 mg/kg/day). As explained
below, if the LOAEL from the DNT was used in calculating a safe dose,
EPA would retain a children's safety factor of no greater than 10X due
to the lack of a NOAEL in that study. Retention of a children's safety
factor of 10X would make the extrapolated NOAEL for the DNT study
essentially equivalent to the BMDL10 for PND11 juveniles in
the CCA study (i.e., 1 mg/kg/day as compared to 1.1 mg/kg/day).
b. Children's safety factor. With respect to the children's safety
factor, in preliminary reviews undertaken in 1999 and 2001, EPA
initially retained the full 10X safety factor for carbaryl. The reasons
for retaining the 10X children's safety factor were that EPA was
missing a two-generation reproduction study for carbaryl and the DNT
study showed changes in brain morphometric measurements of the
offspring which raised concerns. The data from the DNT study showed
that for the first generation pups, there were no treatment-related
effects on pup weight, pup survival indices, developmental landmarks
(tooth eruption and eye opening), Functional Observational Battery
(FOB) measurements or motor activity assessments. There were also no
treatment related effects on brain weight and gross or microscopic
pathology. There were, however, changes noted in brain morphometric
measurements at the high dose (10 mg/kg/day): Bilateral decrease in the
size of the forebrain in adult males; a bilateral decrease in the
length of the cerebella in female pups; and a bilateral increase in the
length of the cerebella in female adults. EPA requested that a
morphometric analysis of the low-dose and mid-dose groups be conducted,
but this was not possible because brain samples had not been prepared
for measurement and the tissues had dried during the preservation
process. At the time, EPA found these changes at the high dose to be
significant. (See generally Refs. 20, 21, 22, 23, 24, 25 and 26).
When new information became available in 2002, EPA removed the 10X
safety factor for acute dietary and short-and intermediate-term
exposures. (Refs. 13, 14 and 15). Not only did EPA receive a new two-
generation reproduction study (and therefore no longer had any data
gaps) but EPA also obtained new brain morphometric measurements from
the DNT study for the control and high-dose groups. The new
measurements demonstrated that even at the high dose, the morphometric
changes, although statistically significant, were minimal in nature.
This is consistent with the DNT study results for other N-methyl
carbamates (aldicarb and carbofuran), which did not show any changes in
morphometrics. In addition, the DNTs available for all three N-methyl
carbamates have not shown any long-term effects, including effects on
behavior. The Agency is also not aware of any literature studies that
have shown any changes in brain histopathology following N-methyl
carbamate exposure to animals of any age. Based on this information,
EPA concluded that the brain morphometic effects were not likely to be
present at the mid-dose. (Refs. 13, 14 and 15). Because the
developmental effects in the DNT were now well-characterized and the
evidence strongly indicated that no brain morphometric changes would
have been present at the mid-dose (1 mg/kg/day), EPA determined that
the children's safety factor was not needed. In addition, there were no
concerns or residual uncertainties for pre- and/or postnatal toxicity
from other carbaryl development studies.
After EPA received the CCA study in 2006, it modified its decision
on the children's safety factor slightly. As explained above, the
BMDL10 for PND11 juveniles from the CCA study was chosen for
the POD in calculating a safe dose. Because (1) EPA had a complete data
set for carbaryl including high quality data comparing the relative
sensitivity of adults and the young, (2) the effects in the young had
been well-characterized, and (3) the most sensitive effect in the young
(the BMDL10 from the CCA study) was being used to calculate
the safe dose (i.e., the BMDL10 was divided by inter- and
intra-species safety factors), EPA determined that a children's safety
factor was not needed for risk assessments based on the CCA study.
Where carbaryl assessments relied on other data not involving the
testing of juveniles, EPA retained a children's safety factor of 1.8X
reflecting the degree of sensitivity of the young observed in the CCA
study.
c. Calculation of safe dose/aPAD for carbaryl. For dietary risks,
EPA calculated the aPAD by dividing the dietary POD (the
BMDL10 for PND11 juveniles in the CCA study) by the inter-
species and intra-species safety factors (100X) to yield a value of
0.01 mg/kg. For dermal risks, instead of calculating an aPAD, EPA
assessed risk under a MOE approach. The acceptable or target MOE was
calculated using a POD of 86 mg/kg. The POD was obtained by multiplying
the BMDL10 of 30.56 mg/kg from the dermal toxicity study by
2.8, because in an in vitro dermal absorption study, rat skin was 2.8
times more permeable than human skin to carbaryl. The target MOE for
risk assessment is 100 for adults because the inter-species and intra-
species safety factors total 100X. The target MOE for risk assessment
for infants and children is 180 because, in addition to the 100X, the
children's safety factor is 1.8X.
V. NRDC Petitions Regarding Carbaryl
In the underlying petition, NRDC requested, among other things,
that EPA cancel all carbaryl registrations and revoke all carbaryl
tolerances. (Ref. 2). NRDC's January 10, 2005 petition was submitted in
the form of comments on and requests for changes to the Carbaryl
Interim Reregistration Eligibility Decision published in the Federal
Register on October 27, 2004, 70 FR 62663. Nonetheless, in the
introduction to the comments, NRDC included a statement that NRDC was
also petitioning the Agency to revoke all carbaryl tolerances. Among
other things, NRDC raised issues with the dietary assessment, and in
particular, EPA's drinking water assessment that supported the 2004
IRED decision. NRDC also raised concerns about the data surrounding
EPA's selection of a children's safety factor. NRDC raised other safety
factor issues, particularly as they relate to EPA use of the DNT study.
NRDC's petition also included generic disagreements with how EPA
conducts its assessments.
Subsequently, as part of its comments on the N-methyl carbamate
cumulative assessment dated November 26, 2007, NRDC requested that EPA
cancel all carbaryl pet collar registrations. (Ref. 3). The basis for
NRDC's petition to cancel all pet collar registrations rested on issues
related to EPA's assessment of cumulative effects under the FFDCA. In
addition, NRDC incorporated by reference its earlier petition to revoke
all carbaryl tolerances. Accordingly, EPA addressed the exposure issues
raised in the subsequent pet collar petition as part of its response to
the earlier petition to revoke all carbaryl tolerances.
VI. EPA's Response to the Petitions to Revoke Carbaryl Tolerances
On October 29, 2008, EPA denied NRDC's petition to revoke all
pesticide tolerances for carbaryl under section 408(d) of the FFDCA.
(73 FR 64229). EPA's Order also constituted a response to NRDC's
petition dated November 26, 2007, to cancel carbaryl pet collar
registrations submitted as part of NRDC's comments on the N-methyl
carbamate cumulative assessment. Again, EPA's response to NRDC's
petition to cancel pet collar registrations was addressed in that Order
because the
[[Page 56006]]
basis for the petition to cancel pet collars rested on issues related
to EPA's assessment of cumulative effects under the FFDCA.
VII. NRDC's Objections and Requests for Hearing
On December 28, 2008, NRDC filed, pursuant to FFDCA section
408(g)(2), objections to EPA's denial of its tolerance revocation
petition and requested a hearing on those objections. As indicated
above, NRDC's objections and requests for hearing raise two main
claims: (1) that EPA lacks reliable data to reduce the default tenfold
safety factor and (2) that EPA's exposure assessment for carbaryl is
flawed and underestimates the exposure to children from pet collar
uses.
NRDC asserts that EPA failed to consider the available
developmental neurotoxicity data and, therefore, unlawfully lowered the
10X children's safety factor. Specifically, NRDC argues that the DNT
study showed adverse developmental abnormalities in juvenile test
animals at doses that had no effect on adult test