NOAA Regional Ocean Partnership Funding Program-FY2011 Funding Competition, 55541-55552 [2010-22645]
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Notices
recommendations for fishing year 2011
total allowable catches of these same
stocks. The day will conclude with the
Groundfish Committee’s Report which
will include a recommendation to take
initial action on Framework Adjustment
45 to the Northeast Multispecies FMP.
Measures under consideration include
revising the pollock status
determination criteria, changing the
acceptable biological catch for pollock,
modifying the Georges Bank yellowtail
flounder rebuilding strategy,
implementing measures to protect
spawning cod in the inshore Gulf of
Maine, implementing additional sectors,
changing monitoring requirements for
handgear A and B permitted vessels and
changing the general category scallop
vessel restrictions in the Great South
Channel. Other issues could be
considered as a result of the September
3, 2010 Groundfish Committee meeting.
The groundfish agenda items will
continue until meeting adjournment at
the end of the day.
Although other non-emergency issues
not contained in this agenda may come
before this Council for discussion, those
issues may not be the subjects of formal
action during this meeting. Council
action will be restricted to those issues
specifically listed in this notice and any
issues arising after publication of this
notice that require emergency action
under section 305(c) of the MagnusonStevens Act, provided that the public
has been notified of the Council’s intent
to take final action to address the
emergency.
Special Accommodations
This meeting is physically accessible
to people with disabilities. Requests for
sign language interpretation or other
auxiliary aids should be directed to Paul
J. Howard (see ADDRESSES) at least 5
days prior to the meeting date.
Dated: September 7, 2010.
Tracey L. Thompson,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2010–22674 Filed 9–10–10; 8:45 am]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[Docket No. 100820388–0388–01]
RIN 0648–ZC20
NOAA Regional Ocean Partnership
Funding Program—FY2011 Funding
Competition
National Ocean Service,
National Oceanic and Atmospheric
Administration (NOAA), Department of
Commerce.
ACTION: Notice.
AGENCY:
The purpose of this document
is to advise eligible state, local, territory
and tribal governments, regional ocean
partnerships, institutions of higher
learning, and non-profit and for-profit
organizations (requirements described
in full announcement) that NOAA is
soliciting proposals for competitive
funding for Regional Ocean Partnerships
that include or emphasize regional
Coastal and Marine Spatial Planning
(CMSP) efforts. This competition is
focused on advancing effective coastal
and ocean management through regional
ocean governance and the goals for
national ocean policy set out in the July
2010 Final Recommendations of the
Interagency Ocean Policy Task Force,
which includes a national CMSP
Framework. The Regional Ocean
Partnership Funding Program (ROPFP)
will support two categories of activities:
(1) Implementation of activities that
contribute to achieving the priorities
identified by Regional Ocean
Partnerships (ROPs) while also
advancing CMSP as envisioned in the
national CMSP Framework; and
(2) ROP Development and Governance
Support for administration and
operations of existing ROPs, and for
start-up costs of those regions beginning
ROPs.
Eligible entities must submit to
NOAA full proposals on or before
December 10, 2010, in order to
participate in this Fiscal Year (FY) 2011
funding opportunity. Total anticipated
funding is approximately $20,000,000
and is subject to the availability of FY
2011 appropriations. Additional funds
of approximately $10,000,000 from
NOAA or other Federal agencies may be
used for FY 2011 or multi-year awards
from this competition. The start date on
proposals should be the first day of July,
August or September, but no later than
October 1, of 2011. Statutory authority
for this program is provided under
Coastal Zone Management Act, 16
U.S.C. 1456c (Technical Assistance).
SUMMARY:
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Full proposals must be received
no later than 11:59 p.m. ET, December
10, 2010. For proposals submitted
through Grants.gov, a date and time
receipt indication by Grants.gov will be
the basis of determining timeliness.
Hard copy applications will be date and
time-stamped when they are received.
Full proposals received after the
submission deadline will not be
reviewed or considered. Anticipated
Announcement of Award: June 1, 2011.
ADDRESSES: Full proposal application
packages, including any letters of
support, should be submitted through
the apply function on Grants.gov. If an
applicant does not have Internet access,
one set of originals (signed) and two
copies of the proposals and related
forms should be mailed to the attention
of James Lewis Free, NOAA Coastal
Services Center, 2234 South Hobson
Avenue, Charleston, South Carolina
29405–2413. No e-mail or fax copies
will be accepted.
FOR FURTHER INFORMATION CONTACT: For
administrative questions, contact James
Lewis Free, NOAA CSC; 2234 South
Hobson Avenue, Room B–119;
Charleston, South Carolina 29405–2413,
phone 843–740–1185, fax 843–740–
1224, e-mail James.L.Free@noaa.gov.
For technical questions regarding this
announcement, contact Rebecca Smyth,
phone 510–251–8324, e-mail
Rebecca.Smyth@noaa.gov. To obtain a
copy of the Final Recommendations of
the Interagency Ocean Policy Task
Force, please refer to https://www.
whitehouse.gov/files/documents/OPTF_
FinalRecs.pdf.
DATES:
SUPPLEMENTARY INFORMATION:
Announcement of Funding Opportunity
also available at https://
www.csc.noaa.gov/funding/.
Federal Agency Name(s): Coastal
Services Center, National Ocean
Service, National Oceanic and
Atmospheric Administration (NOAA),
Department of Commerce.
Funding Opportunity Title: NOAA
Regional Ocean Partnership Funding
Program—FY 2011 Funding
Competition.
Announcement Type: Initial
Announcement.
Funding Opportunity Number:
NOAA–NOS–CSC–2011–2002718.
Catalog of Federal Domestic
Assistance Number: 11.473, Coastal
Services Center.
Full Text of Announcement
I. Funding Opportunity Description
A. Program Objectives
This Regional Ocean Partnership
Funding Program (ROPFP) is focused on
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advancing effective coastal and ocean
management through regional ocean
governance, including the goals for
national ocean policy and coastal and
marine spatial planning set out in the
July 2010 Final Recommendations of
the Interagency Ocean Policy Task
Force, https://www.whitehouse.gov/files/
documents/OPTF_FinalRecs.pdf. In the
justification for a national CMSP
Framework, the Ocean Policy Task
Force (OPTF) underscores the need for
planning and governance with the
following assessment:
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The Nation’s interests in the ocean, our
coasts, and the Great Lakes support a growing
number of significant and often competing
uses and activities, including commercial,
recreational, cultural, energy, scientific,
conservation, and homeland and national
security activities. Combined, these activities
profoundly influence and benefit coastal,
regional, and national economies and
cultures. However, human uses of our ocean,
coasts, and the Great Lakes are expanding at
a rate that challenges our ability to plan and
manage them under the current sector-bysector approach. While many existing
permitting processes include aspects of crosssectoral planning (through, for example, the
process governed by the National
Environmental Policy Act), most focus solely
on a limited range of management tools and
outcomes (e.g., oil and gas leases, fishery
management plans, and marine protected
areas). Missing from this picture is a more
integrated, comprehensive, ecosystem-based,
flexible, and proactive approach to planning
and managing these uses and activities. This
new approach would be national in scope to
address national interests, but also scalable
and specific to regional and local needs.
Without such an improved approach, we risk
an increase in user conflicts, continued
planning and regulatory inefficiencies with
their associated costs and delays, and the
potential loss of critical economic,
ecosystem, social, and cultural services for
present and future generations.
The OPTF, the Pew Oceans
Commission, the U.S. Commission on
Ocean Policy and the Joint Ocean
Commission Initiative have all called for
stronger regional ocean governance
mechanisms to improve our
understanding of ocean and coastal
ecosystems, and to address fragmented
planning and management of societal
uses of coastal and ocean lands and
waters. The value in this approach is
reflected in the rapid engagement by
most coastal states in new Regional
Ocean Partnerships (ROP). These
partnerships have been established to
facilitate the effective management of
ocean and coastal resources across
jurisdictional boundaries by improving
communications, aligning priorities,
and enhancing resource-sharing
between local, State, tribal and Federal
agencies.
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Coastal and Marine Spatial Planning
(CMSP) is an important planning tool
for regional ocean governance. CMSP is
a comprehensive, adaptive, integrated,
ecosystem-based, and transparent
spatial planning process, based on
sound science, for analyzing current and
anticipated uses of ocean, coastal, and
Great Lakes areas. Intended to look
across multiple sectors and jurisdictions
in an objective and collaborative
regional fashion, CMSP identifies areas
most suitable for various types or
classes of activities in order to reduce
conflicts among uses, reduce
environmental impacts, facilitate
compatible uses, and preserve critical
ecosystem services to meet societal
objectives, including economic,
environmental and security
considerations. In practical terms,
CMSP provides a public policy process
for society to better determine how the
ocean, coasts, and Great Lakes are
sustainably used and protected for
future generations. As noted in the
OPTF’s Final Recommendations,
potential opportunities and incentives
for regions undertaking CMSP include:
(1) Encouraging and informing the
Federal government to better manage
resources or address processes that
transcend jurisdictional boundaries;
(2) Defining local and regional
objectives and developing and
implementing CMSP in a way that is
meaningful to regionally specific
concerns;
(3) Leveraging, strengthening, and
magnifying local planning objectives
through integration with regional and
national planning efforts;
(4) Proactively addressing concerns
over proposed activities impacting State
and tribal interests and minimizing use
conflicts before they escalate;
(5) Leveraging support from the
Federal government to build CMSP
capacity, access CMSP data; and acquire
scientific, technical, and financial
assistance;
(6) Accessing data through CMSP
Portal(s) and utilizing science tools
developed, established, and maintained
for CMSP efforts;
(7) Benefiting from sustained Federal
participation on the regional planning
bodies that consist of representatives
empowered to make decisions and
commitments on behalf of their
respective agencies, in turn helping to
integrate and improve decision-making;
(8) Providing a clearer and easier
point of access for all Federal agencies
with regard to ocean, coastal, and Great
Lakes issues; and
(9) Achieving regulatory efficiencies,
reduction in administrative delays, and
cost savings.
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The OPTF’s CMSP Framework
generally identifies large marine
ecosystems (LME) as the basis for
defining CMSP regions. LMEs are
defined on the basis of consistent
ecological conditions and other factors.
For CMSP purposes, the United States is
subdivided into nine regional planning
areas based on LMEs with modifications
as necessary to ensure inclusion of the
entire U.S. EEZ and Continental Shelf,
and to allow for incorporation of
existing state or regional ocean
governance bodies. For the most part,
the boundaries of regional governance
structures for the Northeast, MidAtlantic, South Atlantic, Gulf Coast,
West Coast, and Great Lakes lie within
LME boundaries. The OPTF also
designates Alaska, Hawaii and the U.S.
Pacific Islands, and the U.S. Caribbean
as regions, resulting in a total of nine
regions. For purposes of this funding
opportunity, NOAA will generally use
the OPTF-defined regions for
consideration in ROPFP funding
proposals. Where possible, NOAA has
identified an existing lead ROP or
planning body for each region (see
Section III.C.). Regional Ocean
Partnerships are defined as below:
Regional Ocean Partnerships are
voluntary, usually multi-state,
Governor-established forums that
develop shared priorities and take
critical action on a broad diversity of
ocean, coastal and Great Lakes needs, as
relevant to their region. They have
different structures and employ varied
methods and approaches to enhance the
ecological and economic health of the
region. Their efforts involve nongovernmental stakeholders and all of the
multiple state and Federal agencies
involved in coastal and ocean
management.
For the purposes of this
announcement, all applicants must
coordinate their proposals for a region
with the identified lead ROP or
planning body of that region. The goal
of this coordination is to ensure
awareness, enhance collaboration, and
contribute to achieving the best
outcomes for regional ocean governance
and healthy, resilient and sustainable
oceans, coasts and Great Lakes
resources.
The ROPFP is intended to support
development or implementation of
regional ocean governance priorities
that also advance the objectives detailed
in the OPTF’s national CMSP
Framework. Regional priorities may be
identified in existing ROP plans (e.g.,
Gulf of Mexico Alliance, Northeast
Regional Ocean Council, Mid-Atlantic
Regional Council on the Ocean, the
South Atlantic Alliance, the Great Lakes
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Council of Governors and the West
Coast Governors’ Agreement on Ocean
Health), or emerge through developing
ROP efforts. The ROPFP is also intended
to support regional ocean governance
efforts with funds for administration
and operations of existing ROPs, and for
development costs of those regions
beginning ROPs (including Alaska,
Hawaii and the U.S. Pacific Islands, and
the U.S. Caribbean).
The ROPFP program will support two
categories of activities:
(1) Focus Area 1—Implementation of
activities that meet both regional ocean
governance priorities identified by ROPs
in action plans and other public
documents and the purposes and
priorities of the national CMSP
Framework; and
(2) Focus Area 2 (up to approximately
$3M)—Development and governance
support for administration and
operations of existing and new ROPs,
including development of plans and
management of ROP activities.
This funding opportunity supports
the Department of Commerce’s
objectives to ‘‘Support coastal
communities that are environmentally
and economically sustainable,’’ and
‘‘Support climate adaptation and
mitigation.’’ It also directly contributes
to the NOAA strategic goal for Resilient
Coasts and Economies, and the
objectives therein, including
‘‘Comprehensive Ocean and Coastal
Planning and Management’’ and
‘‘Resilient Coastal Communities That
Can Adapt to Impacts of Hazards and
Climate Change.’’
B. Program Priorities
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Focus Area 1
Focus Area 1 funds are intended to
support a spectrum of regional ocean
governance priorities including those
that address national goals for CMSP.
CMSP is an important planning tool for
supporting a number of regional ocean
governance efforts; therefore Focus Area
1 proposals that also advance
comprehensive CMSP, either through
regional planning processes or through
building capacity by addressing relevant
CMSP principles will be given highest
priority in the final evaluation. The
OPTF’s CMSP Framework identifies
twelve Guiding Principles:
(1) CMSP would use an ecosystembased management approach that
addresses cumulative effects to ensure
the protection, integrity, maintenance,
resilience, and restoration of ocean,
coastal, and Great Lakes ecosystems,
while promoting multiple sustainable
uses.
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(2) Multiple existing uses (e.g.,
commercial fishing, recreational fishing
and boating, marine transportation, sand
and gravel mining, and oil and gas
operations) and emerging uses (e.g., offshore renewable energy and
aquaculture) would be managed in a
manner that reduces conflict, enhances
compatibility among uses and with
sustained ecosystem functions and
services, provides for public access, and
increases certainty and predictability for
economic investments.
(3) CMSP development and
implementation would ensure frequent
and transparent broad-based, inclusive
engagement of partners, the public, and
stakeholders, including with those most
impacted (or potentially impacted) by
the planning process and with
underserved communities.
(4) CMSP would take into account
and build upon the existing marine
spatial planning efforts at the regional,
State, tribal, and local level.
(5) CMS Plans and the standards and
methods used to evaluate alternatives,
tradeoffs, cumulative effects, and
sustainable uses in the planning process
would be based on clearly stated
objectives.
(6) Development, implementation,
and evaluation of CMS Plans would be
informed by sound science and the best
available information, including the
natural and social sciences, and relevant
local and traditional knowledge.
(7) CMSP would be guided by the
precautionary approach as defined in
Principle 15 of the Rio Declaration,
which states that, ‘‘Where there are
threats of serious or irreversible damage,
lack of full scientific certainty shall not
be used as a reason for postponing costeffective measures to prevent
environmental degradation.’’
(8) CMSP would be adaptive and
flexible to accommodate changing
environmental conditions and impacts,
including those associated with global
climate change, sea-level rise, and ocean
acidification; and new and emerging
uses, advances in science and
technology, and policy changes.
(9) CMSP objectives and progress
toward those objectives would be
evaluated in a regular and systematic
manner, with public input, and adapted
to ensure that the desired
environmental, economic, and societal
outcomes are achieved.
(10) The development of CMS Plans
would be coordinated and compatible
with homeland and national security
interests, energy needs, foreign policy
interests, emergency response and
preparedness plans and frameworks,
and other national strategies, including
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the flexibility to meet current and future
needs.
(11) CMS Plans would be
implemented in accordance with
customary international law, including
as reflected in the 1982 Law of the Sea
Convention, and with treaties and other
international agreements to which the
United States is a party.
(12) CMS Plans would be
implemented in accordance with
applicable Federal and State laws,
regulations, and Executive Orders.
In addition, proposals that also
address the national Areas of Special
Emphasis as identified in the OPTF July
2010 final report will receive some
priority in the evaluation. The Areas of
Special Emphasis are:
(1) Resiliency and Adaptation to
Climate Change and Ocean
Acidification: Strengthen resiliency of
coastal communities and marine and
Great Lakes environments and their
abilities to adapt to climate change
impacts and ocean acidification.
(2) Regional Ecosystem Protection and
Restoration: Establish and implement an
integrated ecosystem protection and
restoration strategy that is science-based
and aligns conservation and restoration
goals at the Federal, State, tribal, local,
and regional levels.
(3) Water Quality and Sustainable
Practices on Land: Enhance water
quality in the ocean, along our coasts,
and in the Great Lakes by promoting
and implementing sustainable practices
on land.
And where applicable:
(4) Changing Conditions in the Arctic:
Address environmental stewardship
needs in the Arctic Ocean and adjacent
coastal areas in the face of climateinduced and other environmental
changes, and
(5) Ocean, Coastal, and Great Lakes
Observations, Mapping and
Infrastructure: Strengthen and integrate
Federal and non-Federal ocean
observing systems, sensors, data
collection platforms, data management,
and mapping capabilities into a national
system and integrate that system into
international observation efforts.
Therefore, proposals for ROPFP funds
might articulate (but are not limited to)
how a region would move forward on
planning consistent with the OPTF’s
CMSP Framework; or implement key
priority actions of the existing ROPs that
would apply CMSP Guiding Principles
to an Area of Special Emphasis; or
provide tools and information identified
as an ROP priority that are also critical
for regional CMSP. Some examples of
how an applicant might propose to
advance an ROP’s capacity to conduct
comprehensive regional CMSP across
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multiple sectors and jurisdictions
include:
(1) The synthesis of relevant spatial
data on ecosystem structure, function,
services and human uses on a regional
scale;
(2) The development or application of
decision-support tools to help planners
and stakeholders assess the implications
of alternative ocean use scenarios
throughout the region; or
(3) The identification of regional goals
and objectives for appropriate uses of
ocean and coastal areas.
In addition, the creation of new and
innovative partnerships and broader
stakeholder engagement beyond the
existing governmental relationships of
the ROPs will be needed for successful
planning and implementation of CMSP.
This element needs to be included in
projects that will be considered for
CMSP efforts.
The CMSP process consists of a series
of steps that would eventually lead to
the development of a comprehensive,
multi-sectoral, and multi-objective CMS
Plan. Although the CMSP process
envisions optimum flexibility among
and within regions, the following
essential elements—and how the
partners plan to accomplish them—
would need to occur in all regions in
order to ensure a level of national
consistency. The process would be
adaptive and refined as regions gain
experience with CMSP. In determining
whether ROP proposals are using a
CMSP approach, applicants should
indicate how they are addressing the
CMSP Guiding Principles as well as
how the proposed approach aligns with
the Essential Elements of the CMSP
process (also noted in the OPTF’s CMSP
Framework):
(1) Identify Regional Objectives.
(2) Identify Existing Efforts that
Should Help Shape the Plan
Throughout the Process.
(3) Engage Stakeholders and the
Public at Key Points throughout Process.
(4) Consult Scientists and Technical
and Other Experts.
(5) Analyze Data, Uses, Services, and
Impacts.
(6) Develop and Evaluate Alternative
Future Spatial Management Scenarios
and Tradeoffs.
(7) Prepare and Release for Public
Comment a Draft CMS Plan With
Supporting Environmental Impact
Analysis Documentation.
(8) Create a Final CMS Plan and
Submit for National Ocean Council
(NOC) Review.
(9) Implement, Monitor, Evaluate, and
Modify (as needed) the NOC-Certified
CMS Plan.
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Development and implementation of
CMS Plans would be an iterative
process leading to a comprehensive,
multi-objective, multi-sectoral plan
within the first five years. Since each
region may have different drivers and
capabilities for CMSP, regions may
choose to prioritize initial development
and implementation steps. While CMSP
should help resolve many use conflicts,
it is not realistic to expect that all such
conflicts would be resolved. Further,
partners might agree not to resolve
certain issues in a CMS Plan at a
particular time, but rather to
acknowledge these issues and indicate
how the parties would continue to work
on them as part of the iterative CMSP
process. Such issues may be resolved as
data gaps are filled, new information is
developed, or as State or Federal legal
authorities are enacted, changed, or
updated.
For example, offshore energy is an
ROP priority that could also address
CMSP Guiding Principles. ROPs will
need to develop a solid spatial
framework and socioeconomic measures
to understand the trade-offs and make
sound decisions on siting offshore
energy facilities—the planning
approach, decision support tools and
information used in planning for
offshore energy siting are also needed
for developing an effective regional
CMSP. Data collection and data
synthesis can also illustrate the
intersection between CMSP and many
ROP priorities. For example, the
collection of seafloor mapping data and
relevant products from that data could
support siting decisions about
waterborne commerce, recreational use
of the area, or protection of key
resources. These data, fundamental to
our understanding of our ocean
resources and where activities can
occur, are also fundamental to
comprehensive CMSP tools.
Focus Area 1 proposals that
effectively articulate the connection
between the proposed project, CMSP
Guiding Principles and Essential
Elements and the Areas of Special
Emphasis, and the priorities publicly
identified by the relevant ROP will
receive the highest rankings based upon
NOAA’s criteria (see Section V.A.).
Focus Area 2
The intent of Focus Area 2, ROP
Development and Governance Support,
is to help support administration and
operations for existing ROPs, and
support development for regions that
are initiating ROP activities.
Proposals might seek funding for any
aspects of these elements in support of
ROP development and impact. Some
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examples include: Funding for ROP staff
support to coordinate and facilitate
stakeholder engagement; holding
stakeholder engagement meetings;
identifying, developing and/or
managing implementation of priority
activities in the region; establishing a
non-profit organization under 26 U.S.C.
501(c)(3) or other fiduciary entity to
represent the ROP or entering into a
partnership with an existing non-profit
organization established under section
501(c)(3) to act as fiduciary; developing
annual reports and other outreach
materials to demonstrate the importance
of broad support for regional ocean
governance. ROP participation should
be voluntary, emphasize collaborative
management, and involve all states in
the region.
C. Program Authority
Statutory authority for this program is
provided under Coastal Zone
Management Act, 16 U.S.C. 1456c
(Technical Assistance).
II. Award Information
A. Funding Availability
Total anticipated funding for all
ROPFP awards is approximately
$20,000,000 and is subject to the
availability of FY 2011 appropriations.
Additional funds of approximately
$10,000,000 from NOAA or other
Federal agencies may be used for FY
2011 or multi-year awards from this
competition. Multiple awards are
anticipated from this announcement.
The anticipated Federal funding per
Focus Area 1 award (min-max) is
approximately $1,000,000 to $3,500,000.
The anticipated Federal funding per
Focus Area 2 award (min-max) is
approximately $100,000 to $500,000.
The anticipated number of awards
ranges from twelve (12) to thirty (30),
and will be adjusted based on available
funding. Applicants must be aware that
funds have not yet been appropriated
for this program. If additional funding is
made available in FY 2011 through
Congress for ROPFP, NOAA may select
additional FY 2011 proposals for
funding rather than open a new
competition, or augment FY 2011
awards that were only partially funded.
There is no limit on the number of
proposals from each region. Applicants
may bundle multiple projects into one
proposal, or may submit single projects;
however, NOAA will evaluate all
projects for readiness and feasibility for
completion within the required 2 year
time frame. Applicants must note the
requirement detailed in Section III.C. for
demonstration of coordination with the
relevant ROP on projects.
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There is no guarantee that funds will
be available to make awards for this
Federal funding opportunity or that any
proposal will be selected for funding. If
an applicant incurs any costs prior to
receiving an award agreement signed by
an authorized NOAA official, they do so
at their own risk of these costs not being
included in a subsequent award. In no
event will NOAA or the Department of
Commerce be responsible for any
proposal preparation costs. In addition,
NOAA and DOC will not be responsible
for proposal or project costs if this
program fails to receive funding.
Recipients and sub-recipients are
subject to all Federal laws and agency
policies, regulations, and procedures
applicable to Federal financial
assistance awards. Applicants must be
in good standing with all existing
NOAA grants and/or cooperative
funding agreements in order to receive
funds.
B. Project/Award Period
Focus Area 1 is for multiple year
awards with project periods up to 24
months. Multiple year awards receive
all funding in the first year, but the
performance period can be two years.
Competitive announcements for this
purpose may be published in future
years, and if so, applicants may
resubmit proposals or submit new
proposals for funding in future years.
Focus Area 2 is for multi-year awards.
Multi-year awards are partially funded
when the awards are approved, but may
receive subsequent increments of
funding. Proposed projects may request
funding for one to three years and once
awarded, those awards will not compete
for funding in subsequent years.
Proposals in Focus Area 1 or 2 not
funded in the current fiscal period may
be considered for funding in another
fiscal period without NOAA repeating
the competitive process outlined in this
announcement.
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C. Type of Funding Instrument
Applications should be written as
cooperative agreements and the
proposal should clearly identify this
funding instrument in the proposal
abstract and cover sheet. Applicants
should clearly articulate the Federal
roles and responsibilities in
implementing the proposal. Examples of
Federal involvement include Federal coleadership of the ROPs, Federal
leadership on priority task teams, and
staff support to working groups and
leadership teams.
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III. Eligibility Information
A. Eligible Applicants
All state, local, territory and tribal
governments, institutions of higher
learning, non-profit and for-profit
organizations that may receive and
expend Federal funds as legal entities
are eligible to apply. As defined at 15
CFR 24.3, local government means a
county, municipality, city, town,
township, local public authority
(including any public and Indian
housing agency under the United States
Housing Act of 1937), school district,
special district, intrastate district,
council of governments (whether or not
incorporated as a non-profit corporation
under State law), any other regional or
interstate government entity, or any
agency or instrumentality of a local
government.
Please note the requirement detailed
in Section III.C. for demonstration of
coordination with the relevant ROP on
projects and funding amounts proposed.
Federal agencies and employees are
not allowed to receive funds under this
announcement but may serve as
collaborative project partners. If Federal
agencies are collaborators, applicants
should provide detail on the level of
Federal engagement in the application.
Examples might include, but are not
limited to, providing additional
funding, in-kind services, or serving in
a review capacity.
The lead applicant on any proposal
will be responsible for ensuring that
allocated funds are used for the
purposes of, and in a manner consistent
with, this program, including any funds
awarded to an eligible sub-awardee.
B. Cost Sharing or Matching
Requirement
There is no requirement for cost
sharing.
C. Other Criteria That Affect Eligibility
In order to be eligible to compete, a
project or applicant must meet one or
more of the
following criteria, as applicable to the
proposed project and Focus Area:
(1) Represent or directly partner with
a member of an existing regional ocean
governance partnership;
(2) Possess the authority, proven
capacity, and regional relationships to
effectively coordinate the development
of a regional ocean governance priorities
that engages affected coastal states and
territories and their management
agencies, including the approved coastal
zone management program;
(3) Demonstrate formal commitments
with existing regional ocean governance
partnerships and coastal states or
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55545
territories (including the approved
coastal zone management program) to
adopt the plan(s), product(s) or
outcome(s) of a proposed project into
regional or state ocean management
planning processes or coastal and ocean
resource management policies.
Where applicable, each proposal must
directly involve or include a letter of
support or endorsement from the lead
ROP for each region (identified below)
for the purposes of this funding
opportunity. The letter should confirm
that the proposed project has been
evaluated for its contributions to
regional ROG priorities, and specifically
indicate concurrence with
recommended approach and proposal
funding amounts.
The existing lead ROPs identified for
each region for the purposes of the
ROPFP are:
(1) Northeast Regional Ocean Council.
(2) Mid-Atlantic Regional Council on
the Ocean.
(3) South Atlantic Governors’
Alliance.
(4) Gulf of Mexico Alliance.
(5) West Coast Governors’ Agreement
on Ocean Health.
(6) Council of Great Lakes Governors.
During FY 2011, applicants for
Alaska, Hawaii, Pacific Island
Commonwealths and Territories, and
the Caribbean will be allowed to
compete for Focus Area 1 funds by
demonstrating that they are working
towards a regional ocean partnership in
their respective regional planning areas
as identified above. This can be
accomplished by providing letters of
support for each proposal from their
respective Office of the Governor and
lead State and Federal agencies as well
as tribes involved in coastal and ocean
management. Part of this application
must outline steps towards creating a
ROP. Applicants from these regions
where no ROP currently exists are
strongly encouraged to also submit
proposals for Focus Area 2 funds in
order to develop ROP capacity for
regional ocean governance and CMSP
objectives. These regions will be eligible
for Focus Area 1 funding in FY 2012
and beyond once they establish the
partnerships needed for comprehensive
ocean governance.
Allowable uses for funds:
Direct and indirect costs for
administering the ROPFP award are
allowable and must be incurred within
the award period. Note that
administrative costs may be included,
but the total amount allocated for costs
of this nature should be minimized to
the greatest extent possible. Direct and
indirect costs may include time spent by
staff for project planning,
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implementation, and review. If an
application includes indirect costs, the
amount must be based on the indirect
cost rate negotiated and approved by the
applicant’s cognizant Federal agency.
The total amount allocated for indirect
costs may not exceed the value of 20
percent of the Federal share, e.g., a
proposal requesting $250,000 in Federal
funds may include a maximum of
$50,000 for indirect costs in the budget.
Applicants requesting indirect costs will
be required to submit a copy of their
indirect cost rate agreement.
IV. Application and Submission
Information
A. Address To Request Application
Package
Application packages for full
proposals are available through the
apply function on Grants.gov. If an
applicant does not have Internet access,
application packages can be requested
from James Lewis Free at 2234 South
Hobson Avenue, Charleston, South
Carolina 29405–2413; 843–740–1185; or
James.L.Free@noaa.gov.
B. Content and Form of Application
Submission
(1) Focus Area 1 Proposals:
Full proposal applications must be 15
pages or less (single-spaced, 11 or 12point font and exclusive of appendices).
The 15-page limit does not include the
proposal title page, a table of contents
(if included), the project summary
(referenced below), and any appendices.
Appendices should be limited to
materials that directly support the main
body of the proposal (e.g., detailed
budget information, support letters,
resumes, references, lists of data
sources, maps, and/or required Federal
forms as noted above in Section IV.B.1).
Applicants should number the pages in
the proposal and any appendices.
Appendices may be paginated as standalone documents (individually) or as
part of the larger document. Proposals
failing to comply with the format
prescribed in this section will be
deemed incomplete and will not be
considered for further review.
mstockstill on DSKB9S0YB1PROD with NOTICES
Required Elements
All funding application packages
must contain the following components:
(1) Title Page (Proposal Cover Sheet).
Include proposal title, complete contact
information for the Principal
Investigator and Financial
Representative, duration of proposed
project, funding type (cooperative
agreement), and amount of funding
request.
(2) Project Summary. Provide a one to
two-page summary of the proposed
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project. The summary should be written
for easy understanding by a broad
audience and contain the following
sections:
i. Project Name/Title.
ii. Primary Contact (name, address, phone,
fax, e-mail).
iii. Recipient Organization or Institution (If
the project is intended to be administered
under an existing NOAA Cooperative
Institute, please state which Institute will
administer the award).
iv. Other Investigators (name, affiliated
organization, institution or agency).
v. Brief Project Summary (whether for
Focus Area 1 or Focus Area 2, or both)
including objectives, ties to ROP priorities
and applicable CMSP approaches, and
intended benefits.
vi. Partners.
vii. Proposed funding for each year of the
project. If the proposal includes funding to
NOAA to provide technical assistance on the
project, make sure to note the amounts by
year and line office that is the intended
recipient of the funds.
(3) Project Description. All project
descriptions (proposals) must include
the following sections:
i. Goal and Objective(s). Describe in
the narrative the specific project goals
and objectives to be achieved. In
particular, note the connection to
regional ocean governance, including
ROP priorities and, where applicable,
how CMSP can be applied to address
those priorities, and expected outcomes.
Recipients will be required to submit
semi-annual reports describing progress
toward these goals and objectives.
Provide a description of measures of
success that will be used to evaluate
progress and success in achieving the
goals and objectives of the project.
ii. Background. Provide sufficient
background information for NOAA and
non-NOAA reviewers to independently
assess the significance of the proposed
project for advancing regional coastal
and ocean planning and management
priorities. Summarize the problem to be
addressed, identified needs and the
status of ongoing efforts to address
them. Summarize the relationship of the
proposed work to other ongoing or
planned regional ocean governance
efforts.
iii. Partnerships: Provide information
on the range of partners, including local,
State, tribal, and Federal government as
well as non-governmental organizations,
academia, and industry. Include the
roles and support each key partner is
providing and how the ROP will
include and grow partnerships as
appropriate to achieve the goals of both
the ROP and as appropriate, CMSP.
iv. Audience. Identify specific users of
the results of the project, describe how
they will use the results, and identify
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any training that will be needed for
users to make full use of the results.
v. Approach. Provide a work plan
that: identifies specific tasks to be
accomplished; explains the technical
approach (including quality assurance)
needed to accomplish the tasks;
identifies the roles of partners and
cooperators; and identifies potential
obstacles to successful completion of
the goals and objectives. Describe how
users are involved in the planning and
design process. The work plan must
clearly address data management
requirements, and the steps to be taken
to achieve efficient and effective data
access and archiving that is compliant
with Federal regulations. Identify
methods that will be used to ensure that
the project will be coordinated to
achieve active and meaningful
participation by all partners and
appropriate stakeholders in the region.
Clearly identify the roles and
responsibilities of the Federal partners.
vi. Benefits. Identify, with a high
degree of specificity, the uses of the
information derived from the work, and
the benefits that will be achieved from
those uses, or by particular users of the
information, as well as society as a
whole. Document how valid user
requirements are guiding the proposed
work. Describe how the information
from the project will be delivered to
those users, and any special
considerations or requirements for
ensuring or improving the delivery of
information.
vii. Milestone Schedule. Display time
lines for major tasks, target milestones
for important intermediate and final
products, and key project outcomes.
viii. Project Budget. Provide a budget
description that follows the categories
and formats in the NOAA grants
package (Standard Form 424–A) and a
brief narrative justification of the
budget. Detailed budget information,
such as a repeat of the information in
Form SF–424A along with more details
should be included in an appendix. In
this appendix, the budget narrative also
shall clearly identify the cost of
separable elements of the proposed
work and shall identify the elements of
the project that the cooperator would
recommend for revision or elimination
if sufficient funding is not available for
all proposed activities. Applicants must
itemize and describe the intended use of
equipment costing $5,000 or greater that
will be purchased under the award.
Applicants must complete a lease versus
purchase analysis for any equipment
$5,000 or greater. For proposals to carry
out basic or applied scientific research,
non-profit institutions of higher
education or non-profit organizations
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whose primary purpose is conducting
scientific research should identify, if
possible, who will be requested to retain
ownership of any equipment purchased
through grant funds after the project
ends. The budget narrative must also
provide, to the extent possible, detailed
information on travel, including costs, a
description of anticipated travel,
destinations, the number of travelers,
and a justification of how the requested
travel is directly relevant to the
successful completion of the project. If
actual trip details are unknown,
applicants must state the basis for the
proposed travel charges. Applicants
should allocate travel funds for any
coordination meetings at regional or
national levels. Foreign travel must
receive prior approval, and therefore,
should be included in the proposal to
avoid having to request prior approval
after the project starts. Applicants may
factor in travel costs for participation in
a NOAA Grants Management Division
workshop for recipients, as well as for
meeting with NOAA staff and/or key
project personnel.
(4) Appendices
i. Mandatory Detailed Budget
Information, including budgets of
subawards and contracts. Information
should include the name of the entity
receiving funds, the location of the
entity receiving the funds (for example,
city, state, and Congressional district),
and the location of the primary place of
performance under the contract/
subaward.
ii. Resumes. Provide resumes of the
Principal Investigator for the project and
other key personnel critical to the
success of the project. Ensure that
resumes address qualifications relevant
to conducting the proposed work. Please
limit resumes to a maximum of two
pages for each key investigator.
iii. National Environmental Policy Act
(NEPA)—Under the National
Environmental Policy Act (NEPA),
NOAA must analyze the potential
environmental impacts of projects or
proposals seeking funding from NOAA.
Detailed information on NOAA
compliance with NEPA can be found at
the following NOAA NEPA Web site:
https://www.nepa.noaa.gov/including
our NOAA Administrative Order 216–6
for NEPA, https://www.nepa.noaa.gov/
NAO216_6_TOC.pdf and the Council on
Environmental Quality implementation
regulations, https://ceq.eh.doe.gov/nepa/
regs/ceq/toc_ceq.htm.
Consequently, as part of an
applicant’s package, and under their
description of their program activities,
applicants are required to provide
detailed information on the activities to
be conducted, locations, sites, species
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17:21 Sep 10, 2010
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and habitat to be affected, possible
construction activities, and any
environmental concerns that may exist
(for example, the use and disposal of
hazardous or toxic chemicals,
introduction of non-indigenous species,
impacts to endangered and threatened
species, aquaculture projects, and
impacts to coral reef systems).
After the application is submitted,
NOAA may require additional
information to fulfill NEPA
requirements. If NOAA determines that
an environmental assessment is
required, applicants may also be
requested to assist in drafting the
assessment. Applicants may also be
required to cooperate with NOAA in
identifying and implementing feasible
measures to reduce or avoid any
identified adverse environmental
impacts of their proposal. The failure to
do so shall be grounds for the denial of
an application. In some cases if
additional information is required after
an application is selected, funds can be
withheld by the Grants Officer under a
special award condition requiring the
recipient to submit additional
environmental compliance information
sufficient to enable NOAA to make an
assessment on any impacts that a project
may have on the environment.
Applicants are required to answer the
questions indicated in this
Announcement of Federal Funding
Opportunity. Applicants should answer
the NEPA questions to the best of their
ability with as much detail as possible.
If the applicant does not answer all the
questions indicated in the
Announcement of Federal Funding
Opportunity the application may be
considered incomplete.
Some of the questions may overlap
with material provided in other parts of
the application. This overlap occurs
because the answers to the
questionnaire are provided to NOAA
staff members who do not review the
other parts of the application. If
appropriate, the applicant may copy the
information from other parts of the
application and paste it into the answers
to the questionnaire. Many questions
have a ‘‘yes’’ or ‘‘no’’ response. If the
response is ‘‘no’’ the applicant does not
need to elaborate on their answer. If the
response is ‘‘yes’’ the question will have
a second part asking the applicant to
provide more information.
Applicant NEPA questions are as
follows:
Question C1. Is the proposed activity going
to be conducted in partnership with NOAA
or would the proposed activity require
NOAA’s direct involvement, activity, or
oversight? If yes, describe NOAA’s
involvement, activity, or oversight, including
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55547
the name of the office or program that is
involved.
Question C2. Would the proposed activity
involve any other Federal agency(ies)
partnership, direct involvement, activity, or
oversight? If yes, provide the name(s) of the
agency(ies) and describe its involvement,
activity, or oversight.
Question D1. Provide a brief description of
the location of the proposed activity.
Question E1. List any Federal, State, or
local permits, authorizations, or waivers that
would be required to complete the proposed
activity. Provide the date the permit,
authorization, or waiver was obtained or will
be obtained. Provide copies of the permit,
authorization, or waiver as appropriate. Was
a NEPA analysis prepared for the permit,
authorization, or waiver? If yes, state the title
of the NEPA analysis and provide copies of
the NEPA analysis.
Question F1. Is there the potential for the
proposed activity to cause changes that
would be different from normal ambient
conditions (for example, temperature, light,
turbidity, noise, other human activity levels,
etc.)? If yes, describe the changes and the
circumstances that would cause these
changes.
Paperwork Reduction Act Statement
This documents contains collectionof-information requirements subject to
the Paperwork Reduction Act (PRA).
The use of Standard Forms 424, 424A,
424B, and SF–LLL have been approved
by OMB under the respective control
numbers 0348–0043, 0348–0044, 0348–
0040, and 0348–0046. The application
requirements specific to the NOAA
Regional Ocean Partnership Funding
Program have been approved by the
Office of Management and Budget under
Control Number 0648–0538. Public
reporting burden for this collection of
information is estimated to average 3
hours per response, including the time
for reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information. Send comments
regarding this burden estimate or any
other suggestions for reducing this
burden to Ms. Cristi Reid, NOAA Office
of Program Planning and Integration,
SSMC 3, Room 15700, 1315 East West
Highway, Silver Spring, MD 20910. The
information collection does not request
any proprietary or confidential
information. No confidentiality is
provided.
Notwithstanding any other provisions
of the law, no person is required to
respond to, nor shall any person be
subjected to a penalty for failure to
comply with, a collection of information
subject to the requirements of the
Paperwork Reduction Act, unless that
collection of information displays a
currently valid OMB Control Number.
(2) Focus Area 2 Proposals
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Notices
Full proposal applications must be 5
pages or less (single-spaced, 11 or 12point font and exclusive of appendices).
The 5-page limit does not include the
proposal title page, a table of contents
(if one is included), the project
summary referenced below and any
appendices. Appendices should be
limited to budget, resumes and support
letters. Applicants should number the
pages of the proposal and any
appendices. Appendices may be
paginated as stand-alone documents
(individually) or as part of the larger
document. Proposals failing to comply
with the format prescribed in this
section will be deemed incomplete and
will not be considered for further
review.
Required Elements
All funding application packages
must contain the following components:
(a) Title Page (Proposal Cover Sheet).
Include proposal title, complete contact
information for the Principal
Investigator and Financial
Representative, duration of proposed
project, funding type (cooperative
agreement), and amount of funding
request.
(b) Project Summary. Provide a onepage summary of the proposed project.
The summary should be prepared to
be readable to a broad audience and
contain the following sections:
mstockstill on DSKB9S0YB1PROD with NOTICES
i. Project Name/Title.
ii. Primary Contact (name, address, phone,
fax, e-mail).
iii. Recipient Organization or Institution.
iv. Other Investigators (name, affiliated
organization, institution or agency).
v. Brief Project Summary including
objectives, ties to ROP Development and
Governance, and intended benefits.
vi. Partners.
vii. Proposed funding for each year of the
project. If the proposal includes funding to
NOAA to provide technical assistance on the
project, make sure to note the amounts by
year and line office that is the intended
recipient of the funds.
viii. If the project is intended to be
administered under an existing NOAA
Cooperative Institute, state which Institute
will administer the award.
(a) Project Description. All project
descriptions (proposals) must include the
following sections:
i. Goal and Objective(s). Describe in
the narrative the specific project goals
and objectives to be achieved. In
particular note the connection to ROP
Development and Governance.
Objectives should be specific for each
year of the work plan presented.
Recipients will be required to submit
semi-annual progress reports in which
progress against these goals and
objectives will be reported.
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ii. Background. Provide sufficient
background information for NOAA and
non-NOAA reviewers to independently
assess the significance of the proposed
project. Summarize the problem to be
addressed and the status of ongoing
efforts to address the identified needs.
Summarize the relationship of the
proposed work to other ongoing or
planned regional ocean governance
efforts.
iii. Partnerships: Provide information
on how the project will build the
partnerships, especially cross
governmental on all state, tribal and
Federal agencies with interest in coastal
and ocean management as well as
partnership building with industry,
nongovernmental organizations, and
academia.
iv. Audience. Identify specific users of
the results of the project, describe how
they will use the results, and identify
any training that will be needed for
users to make full use of the results.
v. Approach. Provide a work plan
that: identifies specific tasks to be
accomplished; explains the technical
approach (including quality assurance)
needed to accomplish the tasks;
identifies the roles of partners and
cooperators; and identifies potential
obstacles to successful completion of
the goals and objectives. Describe how
users are involved in the planning and
design process. The work plan must
clearly address data management
requirements, and the steps to be taken
to achieve efficient and effective data
access and archiving that is compliant
with Federal regulations. Clearly
identify the roles and responsibilities of
the Federal.
vi. Benefits. Identify, with a high
degree of specificity, the uses of the
information derived from the work, and
the benefits that will be achieved from
those uses, or by particular users of the
information, as well as society as a
whole. Document how valid user
requirements are guiding the proposed
work. Describe how the information
from the project will be delivered to
those users, and any special
considerations or requirements for
ensuring or improving the delivery of
information.
vii. Milestone Schedule. Display time
lines for major tasks, target milestones
for important intermediate and final
products, and key project outcomes.
viii. Project Budget. Provide a budget
description that follows the categories
and formats in the NOAA grants
package (Standard Form 424–A) and a
brief narrative justification of the
budget.
ix. Detailed budget information, such
as a repeat of the information in Form
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Fmt 4703
Sfmt 4703
SF–424A along with more details
should be included in an appendix. In
this appendix, the budget narrative also
shall clearly identify the cost of
separable elements of the proposed
work and shall identify the elements of
the project that the cooperator would
recommend for revision or elimination
if sufficient funding is not available for
all proposed activities.
x. Applicants must itemize and
describe the intended use of equipment
costing $5,000 or greater that will be
purchased under the award. Applicants
must complete a lease versus purchase
analysis for any equipment $5,000 or
greater. For proposals to carry out basic
or applied scientific research, non-profit
institutions of higher education or nonprofit organizations whose primary
purpose is conducting scientific
research should identify, if possible,
who will be requested to retain
ownership of any equipment purchased
through grant funds after the project
ends. The decision on grant ownership
requests will be made by the Grants
Officer before or during the grant close
out process.
xi. The budget narrative must also
provide, to the extent possible, detailed
information on travel, including costs, a
description of anticipated travel,
destinations, the number of travelers,
and a justification of how the requested
travel is directly relevant to the
successful completion of the project. If
actual trip details are unknown,
applicants must state the basis for the
proposed travel charges. Applicants
should allocate travel funds for any
coordination meetings at regional or
national levels. Foreign travel must
receive prior approval, and therefore,
should be included in the proposal to
avoid having to request prior approval
after the project starts. Applicants may
factor in travel costs for participation in
annual NOAA Grants Management
Division workshops for recipients, as
well as for meeting with NOAA staff
and/or key project personnel.
(3) Appendices
(a) Mandatory Detailed Budget
Information, including budgets of
subawards and contracts. Information
should include the name of the entity
receiving funds, the location of the
entity receiving the funds (for example,
city, State, and Congressional district),
the location of the entity receiving funds
(city, State, and Congressional district),
and the location of the primary place of
performance under the contract/
subaward.
(b) Resumes. Provide resumes of the
Principal Investigator for the project and
other key personnel critical to the
success of the project. Ensure that
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Notices
resumes address qualifications relevant
to conducting the proposed work. Please
limit resumes to a maximum of two
pages for each key investigator.
(c) National Environmental Policy Act
(NEPA)—Under the National
Environmental Policy Act (NEPA),
NOAA must analyze the potential
environmental impacts of projects or
proposals seeking funding from NOAA.
Detailed information on NOAA
compliance with NEPA can be found at
the following NOAA NEPA Web site:
https://www.nepa.noaa.gov/including
our NOAA Administrative Order 216–6
for NEPA, https://www.nepa.noaa.gov/
NAO216_—6_—TOC.pdf and the
Council on Environmental Quality
implementation regulations, https://
ceq.eh.doe.gov/nepa/regs/ceq/
toc_ceq.htm.
Consequently, as part of an
applicant’s package, and under their
description of their program activities,
applicants are required to provide
detailed information on the activities to
be conducted, locations, sites, species
and habitat to be affected, possible
construction activities, and any
environmental concerns that may exist
(for example, the use and disposal of
hazardous or toxic chemicals,
introduction of non-indigenous species,
impacts to endangered and threatened
species, aquaculture projects, and
impacts to coral reef systems).
After the application is submitted,
NOAA may require additional
information to fulfill NEPA
requirements. If NOAA determines that
an environmental assessment is
required, applicants may also be
requested to assist in drafting the
assessment. Applicants may also be
required to cooperate with NOAA in
identifying and implementing feasible
measures to reduce or avoid any
identified adverse environmental
impacts of their proposal. The failure to
do so shall be grounds for the denial of
an application. In some cases if
additional information is required after
an application is selected, funds can be
withheld by the Grants Officer under a
special award condition requiring the
recipient to submit additional
environmental compliance information
sufficient to enable NOAA to make an
assessment on any impacts that a project
may have on the environment.
Applicants are required to answer the
questions indicated in this
Announcement of Federal Funding
Opportunity. Applicants should answer
the NEPA questions to the best of their
ability with as much detail as possible.
If the applicant does not answer all the
questions indicated in the
Announcement of Federal Funding
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17:21 Sep 10, 2010
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Opportunity the application may be
considered incomplete.
Some of the questions may overlap
with material provided in other parts of
the application. This overlap occurs
because the answers to the
questionnaire are provided to NOAA
staff members who do not review the
other parts of the application. If
appropriate, the applicant may copy the
information from other parts of the
application and paste it into the answers
to the questionnaire. Many questions
have a ‘‘yes’’ or ‘‘no’’ response. If the
response is ‘‘no’’ the applicant does not
need to elaborate on their answer. If the
response is ‘‘yes’’ the question will have
a second part asking the applicant to
provide more information.
Applicant NEPA questions are as
follows:
Question C1. Is the proposed activity going
to be conducted in partnership with NOAA
or would the proposed activity require
NOAA’s direct involvement, activity, or
oversight? If yes, describe NOAA’s
involvement, activity, or oversight, including
the name of the office or program that is
involved.
Question C2. Would the proposed activity
involve any other Federal agency(ies)
partnership, direct involvement, activity, or
oversight? If yes, provide the name(s) of the
agency(ies) and describe its involvement,
activity, or oversight.
Question D1. Provide a brief description of
the location of the proposed activity.
Question E1. List any Federal, state, or
local permits, authorizations, or waivers that
would be required to complete the proposed
activity. Provide the date the permit,
authorization, or waiver was obtained or will
be obtained. Provide copies of the permit,
authorization, or waiver as appropriate. Was
a NEPA analysis prepared for the permit,
authorization, or waiver? If yes, state the title
of the NEPA analysis and provide copies of
the NEPA analysis.
Question F1. Is there the potential for the
proposed activity to cause changes that
would be different from normal ambient
conditions (for example, temperature, light,
turbidity, noise, other human activity levels,
etc.)? If yes, describe the changes and the
circumstances that would cause these
changes.
Paperwork Reduction Act Statement
This documents contains collectionof-information requirements subject to
the Paperwork Reduction Act (PRA).
The use of Standard Forms 424, 424A,
424B, and SF–LLL have been approved
by OMB under the respective control
numbers 0348–0043, 0348–0044, 0348–
0040, and 0348–0046. The application
requirements specific to the NOAA
Regional Ocean Partnership Funding
Program have been approved by the
Office of Management and Budget under
Control Number 0648–0538. Public
reporting burden for this collection of
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information is estimated to average 3
hours per response, including the time
for reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information. Send comments
regarding this burden estimate or any
other suggestions for reducing this
burden to Ms. Cristi Reid, NOAA Office
of Program Planning and Integration,
SSMC 3, Room 15700, 1315 East West
Highway, Silver Spring, MD 20910. The
information collection does not request
any proprietary or confidential
information. No confidentiality is
provided.
Notwithstanding any other provisions
of the law, no person is required to
respond to, nor shall any person be
subjected to a penalty for failure to
comply with, a collection of information
subject to the requirements of the
Paperwork Reduction Act, unless that
collection of information displays a
currently valid OMB Control Number.
C. Intergovernmental Review
Applications under this program are
subject to Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs’’ for states that participate in
this process. It is the state agency’s
responsibility to contact their state’s
Single Point of Contact (SPOC) to find
out about and comply with the state’s
process under EO 12372. A list of the
participating states and the
clearinghouse points of contact can be
found at https://www.whitehouse.gov/
omb/grants_spoc.
D. Funding Restrictions
None.
E. Other Submission Requirements
(1) Letter of Endorsement—As
detailed in Section III.C., where
applicable, each proposal must include
a letter of support or endorsement from
the lead ROP identified for each region
for the purposes of this funding
opportunity.
(2) Full proposal application
packages, including any letters of
support, should be submitted through
the apply function on Grants.gov. The
standard NOAA funding application
package is available at www.grants.gov.
Please be advised that potential funding
applicants must register with Grants.gov
before any application materials can be
submitted. An organization’s one time
registration process may take up to three
weeks to complete so please allow
sufficient time to ensure applications
are submitted before the closing date.
The Grants.gov site contains directions
for submitting an application, the
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application package (forms), and is also
where the completed application is
submitted.
(3) If an applicant does not have
Internet access, one set of originals
(signed) and two copies of the proposals
and related forms should be mailed to
the attention of James Lewis Free,
NOAA Coastal Services Center, 2234
South Hobson Avenue, Charleston,
South Carolina 29405–2413. No e-mail
or fax copies will be accepted. Full
proposal application packages,
including any letters of support, should
be submitted together in one package.
V. Application Review Information
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A. Evaluation Criteria
(1) Importance and/or relevance and
applicability of proposed project to the
program goals (50 percent): This
ascertains whether there is intrinsic
value in the proposed work and/or
relevance to NOAA, Federal, regional,
State, or local activities.
For Focus Area 1, questions related to
this criterion include:
(a) Does the proposal identify clear
goals and objectives that are consistent
with ROP priorities and, as appropriate,
the CMSP Framework (available at
https://www.whitehouse.gov/files/
documents/OPTF_FinalRecs.pdf)? For
applicants from regions without an
established ROP (e.g., Alaska and
Hawaii), does the proposal demonstrate
that they are working towards a regional
ocean partnership?
(b) To what extent does the proposal
address CMSP Guiding Principles?
(c) Does the proposal address an Area
of Special Emphasis?
(d) Does the proposal identify
outcomes that are focused and realistic
given the time frame and scope of the
project?
(e) Will the proposal advance ROP
priorities and regional CMSP efforts?
For applicants from regions without an
established ROP, does the proposal
advance regional CMSP efforts as well
as show how the region will work
towards establishing a ROP?
(f) If applicable, does the proposal
clearly identify ROP goals for CMSP
development? Are they achievable?
(g) Does the proposal identify primary
partners, expand existing partnerships,
and key stakeholders and describe how
they will participate in project
activities, including CMSP activities
where applicable?
(h) Does the proposal reflect strong
support from project partners?
(i) Does the proposal demonstrate
either direct involvement or a letter of
support from the lead ROP in the
region? For applicants from regions
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without an established ROP, is the
proposal supported by the relevant
governors and lead State and Federal
agencies and tribes involved in coastal
and ocean management?
(j) Will the proposal result in benefits
that are region-wide or transferable to
other ROP and CMSP priorities and
regions?
For Focus Area 2, questions include:
(a) Does the proposal contribute to the
establishment or implementation of a
long term regional ocean partnership?
(b) Does the proposal identify an
effective development process that will
result in a consensus for regional
priorities, specific action steps to
address those priorities, and tangible
outcomes that will be accomplished?
(c) Establishing a regional ocean
partnership may come with challenges/
barriers (i.e., entities in a region may be
accustomed to traditions of competing
for economic development, research
funding, and other financial or social
benefits). To what extent does the
proposal identify such challenges/
barriers and explain how such barriers
will be overcome?
(d) Does the proposal adequately
identify methods in which development
activities will be coordinated to achieve
active and meaningful participation by
all partners, including various levels of
governments, and appropriate
stakeholders in the region?
(e) Does the proposal include methods
to achieve lasting coordination for
regional ocean governance and for the
implementation of a regional ocean
partnership?
(f) Does the partnership include
participation by a large cross section of
state, Federal and tribal governments
and participation by other relevant
interest groups?
(2) Technical and scientific merit (25
percent): This assesses whether the
approach is technically sound and/or
innovative, if the methods are
appropriate, and whether there are clear
project goals and objectives.
Questions relevant to this criterion
include:
(a) Is the approach appropriate for the
stated goals and objectives?
(b) Are the project goals and
objectives achievable within the
proposed time-frame?
(c) Does the proposed approach
incorporate current guidance, scientific,
and/or technical advancements in the
design and implementation of the
proposed work?
(d) If geospatial data are to be
acquired, does the proposal promote
interoperability with other components
of regional and national geospatial
systems? Has a thorough search been
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conducted to ensure that data do not
already exist that can meet the intended
purpose of the proposed acquisition?
Will the data be collected to national
and/or international standards and
specifications that promote multipurpose uses in the future per Federal
Geospatial Data Committee standards
and the Ocean and Coastal Mapping
Integration Act of 2009? Does the
proposal comply with Executive Order
12906, Coordinating Geographic Data
Acquisition and Access: The National
Spatial Data Infrastructure?
(3) Overall qualifications of the
funding applicants (15 percent): This
criterion ascertains whether the funding
applicant and identified collaborators
possess the necessary education,
experience, training, facilities, and
administrative resources to accomplish
the project. Questions relevant to this
criterion include:
(a) Are the investigators qualified and
is the organizational framework
appropriate to conduct a project of the
nature and scope proposed?
(b) Are investigators from other
agencies and institutions within the
region included as key personnel on the
project to capitalize on available
expertise and promote a regional
approach?
(c) Does the proposal adequately
address the capacity of the applicant
and partners to implement proposed
work?
(d) Does the proposal adequately
define how participation and
accountability among principle
investigators and partners will be
sustained to the continued progress and
success?
(4) Project costs and metrics (10
percent). This criterion evaluates the
budget to determine if it is realistic and
commensurate with the project needs
and time-frame. Questions relevant to
this criterion include:
(a) Does the proposal demonstrate that
the budget is commensurate with
project needs?
(b) Is the cost effectiveness of the
proposal optimized through strategic
partnerships with collaborating
institutions, agencies, or private sector
partners?
(c) Are the budget and budget
justification adequately detailed to
determine how requested funds will be
used (i.e. salary, equipment, supplies,
travel, etc.)?
(5) Outreach and education (0
percent). NOAA assesses whether this
project provides a focused and effective
education and outreach strategy
regarding NOAA’s mission to protect
the Nation’s natural resources. This
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competition does not include this
criterion.
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B. Review and Selection Process
An initial administrative screening is
conducted to determine compliance
with requirements/completeness. All
proposals will be evaluated and
individually ranked in accordance with
the assigned weights of the above
evaluation criteria by at least three
independent peer reviewers through a
full merit review process (i.e., a mail
and panel review process). A mix of
Federal and non-Federal reviewers will
be used. No consensus advice will be
given by the independent peer
reviewers through mail reviews or on
the review panels. The merit reviewer’s
ratings are used to produce a rank order
of the proposals. The Selecting Official
shall award according to rank order
unless there is a specific justification for
selecting out of rank order based upon
factors listed in Section V.C. The
Selecting Official or designee may also
negotiate the funding level of the
proposals to be recommended for
funding. The Selecting Official will
make the final recommendation for
award to the Grants Officer, who is
authorized to obligate the funds and
execute the award. Proposals that are
not funded in the current fiscal period
may be considered for funding in
another fiscal period without having to
repeat the competitive review process.
C. Selection Factors
The merit review ratings shall provide
a rank order to the Selecting Official for
final funding recommendations. A
program officer may first make
recommendations to the Selecting
Official applying the selection factors
below. The Selecting Official shall
award in the rank order unless the
proposal is justified to be selected out
of rank order based upon one or more
of the following factors:
1. Availability of funding.
2. Balance/distribution of funds:
a. Geographically.
b. By type of institutions.
c. By type of partners.
d. By research areas.
e. By project types.
3. Whether this project duplicates
other projects funded or considered for
funding by NOAA or other Federal
agencies.
4. Program priorities and policy
factors.
5. Applicant’s prior award
performance.
6. Partnerships and/or Participation of
targeted groups.
7. Adequacy of information necessary
for NOAA staff to make a NEPA
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determination and draft necessary
documentation before recommendations
for funding are made to the Grants
Officer.
The Selecting Official or designee
may negotiate the funding level of the
proposal.
D. Anticipated Announcement and
Award Dates
The start date on proposals should be
the first day of July, August or
September, but no later than October 1,
of 2011.
VI. Award Administration Information
A. Award Notices
Applications recommended for
funding by the selecting official will be
forwarded to the NOAA Grants
Management Division by the Program
Office. The applicant will be notified by
the program office by e-mail that their
application was recommended for
funding. The applicant must be aware
that the notification by the program
office is NOT the official award notice.
Official notification happens only when
the applicant receives an award notice
from the Grants Officer either by postal
mail or electronically.
Unsuccessful applications for all
Coastal Services Center programs will
be destroyed after any FY 2012 funding
actions are considered. Unsuccessful
applicants will be notified by e-mail
that their application was not
recommended for funding no later than
the proposed state date of the proposal.
B. Administrative and National Policy
Requirements
Department of Commerce Pre-Award
Notification Requirements for Grants
and Cooperative Agreements
Administrative and national policy
requirements for all Department of
Commerce awards are contained in the
Department of Commerce Pre-Award
Notification Requirements for Grants
and Cooperative Agreements contained
in the Federal Register notice of
February 11, 2008 (73 FR 7696). This
notice may be obtained under https://
www.access.gpo.gov/su_docs/fedreg/
a080211c.html.
Limitation of Liability
In no event will NOAA or the
Department of Commerce be responsible
for any proposal preparation costs. In
addition, NOAA and DOC will not be
responsible for project costs if this
program fails to receive funding.
Publication of this announcement does
not oblige NOAA to award any specific
project or to obligate any available
funds.
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55551
National Environmental Policy Act
(NEPA) Requirements
See the NEPA information in Section
IV., B., of this announcement.
C. Reporting
Grant recipients will be required to
submit financial and performance
(technical) progress reports
electronically through the NOAA Grants
On-Line System. Instructions for
submitting financial and progress
reports will be provided by the NOAA
Grants Management Division.
VII. Other Information
After electronic submission of the
application through Grants.gov, the
person submitting the application will
receive within the next 24 to 48 hours
two e-mail messages from Grants.gov
updating them on the progress of their
application. The first e-mail will
confirm receipt of the application by the
Grants.gov system, and the second will
indicate that the application has either
been successfully validated by the
system before transmission to the
grantor agency or has been rejected
because of errors. After the application
has been validated, this same person
will receive another e-mail when the
application has been downloaded by the
Federal agency.
Official notification of an award
notice is provided by the Grants
Management Division, not the program
office. If one incurs any costs before
receiving an award agreement from an
authorized NOAA grant official, one
would do so solely at one’s own risk of
these costs not being included under the
award.
The Coastal Services Center will not
release the names of applicants
submitting proposals unless ordered by
a court or requested to do so by an
appropriate NOAA official and
administrative protocol. Applicants can
use a NOAA public search feature to
find out information about NOAA
awards https://
grantsonline.rdc.noaa.gov/flows/
publicSearch/begin.do or go through the
Freedom of Information Act process to
request more information about grant
competitions. More information about
the NOAA FOI process is online at
https://www.rdc.noaa.gov/foia/.
Successful applicants will be
requested to ensure that all interim
progress reports indicate whether
financial reports have been submitted to
NOAA’s Grants Management Division
and are up-to-date. Applicants in their
final progress report will be asked to (a)
Clearly state the resulting impact of
their project and products in the coastal
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Notices
management community; and (b) certify
that ‘‘Final financial reports have been
submitted to NOAA’s Grants
Management Division and a final
funding draw-down has been made
through the Automated Standard
Application for Payments (ASAP).’’
If equipment is purchased with grant
funds, applicants may be asked to
submit an equipment inventory in
accordance with 15 CFR 14.34(f)(3), 15
CFR 24.32(b) or 15 CFR 24.32(d)(2) as an
appendix to progress reports. Further,
the program office recommends that
recipients request disposition
instructions for equipment
approximately 150 days before the
project period ends to allow sufficient
time to have equipment disposition
requests addressed before a project
period ends. Equipment disposition
instructions typically require that
recipients complete an ‘‘other’’ award
action request in Grants Online. NOAA
will provide instructions for disposition
in accordance with 15 CFR 14.34(g)–(h)
and 15 CFR 24.32(g)(2).
Please be advised that potential
funding applicants must register with
Grants.gov before any application
materials can be submitted. An
organization’s one time registration
process may take up to three weeks to
complete so please allow sufficient time
to ensure applications are submitted
before the closing date. To use
Grants.gov, applicants must have a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number and
be registered in the Central Contractor
Registry (CCR). Allow a minimum of
five days to complete the CCR
registration. (Note: Your organization’s
Employer Identification Number (EIN)
will be needed on the application form.)
The Grants.gov site contains
directions for submitting an application,
the application package (forms), and is
also where the completed application is
submitted. Applicants using Grants.gov
must locate the downloadable
application package for this solicitation
by the Funding Opportunity Number or
the CFDA number (11.473). Applicants
will be able to download a copy of the
application package, complete it off
line, and then upload and submit the
application via the Grants.gov site.
After electronic submission of the
application, the person submitting the
application will receive within the next
24 to 48 hours two e-mail messages from
Grants.gov updating them on the
progress of their application. The first email will confirm receipt of the
application by the Grants.gov system,
and the second will indicate that the
application has either been successfully
validated by the system before
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17:21 Sep 10, 2010
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transmission to the grantor agency or
has been rejected because of errors.
After the application has been validated,
this same person will receive another email when the application has been
downloaded by the Federal agency.
Christopher C. Cartwright,
Associate Assistant Administrator for
Management and CFO/CAO, Ocean Services
and Coastal Zone Management.
[FR Doc. 2010–22645 Filed 9–10–10; 8:45 am]
BILLING CODE 3510–JE–P
DEPARTMENT OF COMMERCE
International Trade Administration
[A–583–841]
Polyvinyl Alcohol From Taiwan:
Preliminary Determination of Sales at
Less Than Fair Value and
Postponement of Final Determination
Import Administration,
International Trade Administration,
Department of Commerce.
SUMMARY: The U.S. Department of
Commerce (the Department)
preliminarily determines that sales of
polyvinyl alcohol (PVA) from Taiwan
are being, or are likely to be, sold in the
United States at less than fair value
(LTFV) as provided in section 733(b) of
the Tariff Act of 1930, as amended (the
Act). The estimated margins of sales at
LTFV are listed in the ‘‘Suspension of
Liquidation’’ section of this notice.
Interested parties are invited to
comment on this preliminary
determination.
Pursuant to requests from the
respondent, we are postponing by
60 days the final determination and
extending provisional measures from a
four-month period to not more than
6 months. Accordingly, we will make
our final determination not later than
135 days after publication of this
preliminary determination.
DATES: Effective Date: September 13,
2010
FOR FURTHER INFORMATION CONTACT:
Thomas Schauer or Richard Rimlinger,
AD/CVD Operations, Office 5, Import
Administration, International Trade
Administration, U.S. Department of
Commerce, 14th Street and Constitution
Avenue, NW., Washington, DC 20230;
telephone (202) 482–0410 or (202) 482–
4477 respectively.
SUPPLEMENTARY INFORMATION:
AGENCY:
Applicable Statute and Regulations
Unless otherwise indicated, all
citations to the Act or the Department’s
regulations, 19 CFR part 351, are to
those provisions in effect on September
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27, 2004, the date of initiation of this
investigation.
Background
On September 27, 2004, the
Department initiated the antidumping
duty investigation on PVA from Taiwan.
See Initiation of Anti Dumping Duty
Investigation: Polyvinyl Alcohol From
Taiwan, 69 FR 59204 (October 4, 2004)
(Initiation Notice). On October 22, 2004,
the International Trade Commission
(ITC) made a preliminary determination
that there was not a reasonable
indication of injury due to imports of
the subject merchandise. See Polyvinyl
Alcohol From Taiwan, 69 FR 63177
(October 29, 2004). As a result, the
Department terminated the
investigation.
The petitioner appealed the negative
ITC preliminary determination to the
Court of International Trade (CIT). On
remand from the CIT, the ITC reversed
its preliminary determination and found
instead that there was a reasonable
indication of injury due to imports of
the subject merchandise. The CIT
affirmed the ITC’s remand
determination. See Celanese Chemicals,
Ltd. v. United States, Slip Op. 08–125
(CIT 2008). DuPont, an importer of the
subject merchandise, appealed the CIT’s
decision to the Court of Appeals for the
Federal Circuit (CAFC). On December
23, 2009, the CAFC affirmed the ITC’s
decision. See Polyvinyl Alcohol From
Taiwan; Determination, 75 FR 15726
(March 30, 2010). The ITC notified the
Department of its affirmative
determination in the preliminary phase
of an antidumping duty investigation
concerning imports of PVA from Taiwan
on March 25, 2010. See letter from the
ITC dated March 25, 2010. On April 20,
2010, the Department issued a decision
memorandum which stated that the
deadline for its preliminary
determination is July 18, 2010. See
memorandum to Laurie Parkhill dated
April 20, 2010, at 10.
On April 20, 2010, we issued the
antidumping questionnaire to Chang
Chun Petrochemical Co., Ltd. (CCPC).
On May 24, 2010, we received a
response to section A of our
questionnaire from CCPC. On June 10,
2010, we received a response to sections
B–D of our questionnaire from CCPC.
We issued supplemental questionnaires
to CCPC and received responses to these
questionnaires from CCPC.
On June 17, 2010, the petitioner
requested that the Department postpone
its preliminary determination by 50
days. In accordance with section
733(c)(1)(A) of the Act, we postponed
our preliminary determination by
50 days. See Postponement of
E:\FR\FM\13SEN1.SGM
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Agencies
[Federal Register Volume 75, Number 176 (Monday, September 13, 2010)]
[Notices]
[Pages 55541-55552]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-22645]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[Docket No. 100820388-0388-01]
RIN 0648-ZC20
NOAA Regional Ocean Partnership Funding Program--FY2011 Funding
Competition
AGENCY: National Ocean Service, National Oceanic and Atmospheric
Administration (NOAA), Department of Commerce.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The purpose of this document is to advise eligible state,
local, territory and tribal governments, regional ocean partnerships,
institutions of higher learning, and non-profit and for-profit
organizations (requirements described in full announcement) that NOAA
is soliciting proposals for competitive funding for Regional Ocean
Partnerships that include or emphasize regional Coastal and Marine
Spatial Planning (CMSP) efforts. This competition is focused on
advancing effective coastal and ocean management through regional ocean
governance and the goals for national ocean policy set out in the July
2010 Final Recommendations of the Interagency Ocean Policy Task Force,
which includes a national CMSP Framework. The Regional Ocean
Partnership Funding Program (ROPFP) will support two categories of
activities:
(1) Implementation of activities that contribute to achieving the
priorities identified by Regional Ocean Partnerships (ROPs) while also
advancing CMSP as envisioned in the national CMSP Framework; and
(2) ROP Development and Governance Support for administration and
operations of existing ROPs, and for start-up costs of those regions
beginning ROPs.
Eligible entities must submit to NOAA full proposals on or before
December 10, 2010, in order to participate in this Fiscal Year (FY)
2011 funding opportunity. Total anticipated funding is approximately
$20,000,000 and is subject to the availability of FY 2011
appropriations. Additional funds of approximately $10,000,000 from NOAA
or other Federal agencies may be used for FY 2011 or multi-year awards
from this competition. The start date on proposals should be the first
day of July, August or September, but no later than October 1, of 2011.
Statutory authority for this program is provided under Coastal Zone
Management Act, 16 U.S.C. 1456c (Technical Assistance).
DATES: Full proposals must be received no later than 11:59 p.m. ET,
December 10, 2010. For proposals submitted through Grants.gov, a date
and time receipt indication by Grants.gov will be the basis of
determining timeliness. Hard copy applications will be date and time-
stamped when they are received. Full proposals received after the
submission deadline will not be reviewed or considered. Anticipated
Announcement of Award: June 1, 2011.
ADDRESSES: Full proposal application packages, including any letters of
support, should be submitted through the apply function on Grants.gov.
If an applicant does not have Internet access, one set of originals
(signed) and two copies of the proposals and related forms should be
mailed to the attention of James Lewis Free, NOAA Coastal Services
Center, 2234 South Hobson Avenue, Charleston, South Carolina 29405-
2413. No e-mail or fax copies will be accepted.
FOR FURTHER INFORMATION CONTACT: For administrative questions, contact
James Lewis Free, NOAA CSC; 2234 South Hobson Avenue, Room B-119;
Charleston, South Carolina 29405-2413, phone 843-740-1185, fax 843-740-
1224, e-mail James.L.Free@noaa.gov. For technical questions regarding
this announcement, contact Rebecca Smyth, phone 510-251-8324, e-mail
Rebecca.Smyth@noaa.gov. To obtain a copy of the Final Recommendations
of the Interagency Ocean Policy Task Force, please refer to https://www.whitehouse.gov/files/documents/OPTF_FinalRecs.pdf.
SUPPLEMENTARY INFORMATION: Announcement of Funding Opportunity also
available at https://www.csc.noaa.gov/funding/.
Federal Agency Name(s): Coastal Services Center, National Ocean
Service, National Oceanic and Atmospheric Administration (NOAA),
Department of Commerce.
Funding Opportunity Title: NOAA Regional Ocean Partnership Funding
Program--FY 2011 Funding Competition.
Announcement Type: Initial Announcement.
Funding Opportunity Number: NOAA-NOS-CSC-2011-2002718.
Catalog of Federal Domestic Assistance Number: 11.473, Coastal
Services Center.
Full Text of Announcement
I. Funding Opportunity Description
A. Program Objectives
This Regional Ocean Partnership Funding Program (ROPFP) is focused
on
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advancing effective coastal and ocean management through regional ocean
governance, including the goals for national ocean policy and coastal
and marine spatial planning set out in the July 2010 Final
Recommendations of the Interagency Ocean Policy Task Force, https://www.whitehouse.gov/files/documents/OPTF_FinalRecs.pdf. In the
justification for a national CMSP Framework, the Ocean Policy Task
Force (OPTF) underscores the need for planning and governance with the
following assessment:
The Nation's interests in the ocean, our coasts, and the Great
Lakes support a growing number of significant and often competing
uses and activities, including commercial, recreational, cultural,
energy, scientific, conservation, and homeland and national security
activities. Combined, these activities profoundly influence and
benefit coastal, regional, and national economies and cultures.
However, human uses of our ocean, coasts, and the Great Lakes are
expanding at a rate that challenges our ability to plan and manage
them under the current sector-by-sector approach. While many
existing permitting processes include aspects of cross-sectoral
planning (through, for example, the process governed by the National
Environmental Policy Act), most focus solely on a limited range of
management tools and outcomes (e.g., oil and gas leases, fishery
management plans, and marine protected areas). Missing from this
picture is a more integrated, comprehensive, ecosystem-based,
flexible, and proactive approach to planning and managing these uses
and activities. This new approach would be national in scope to
address national interests, but also scalable and specific to
regional and local needs. Without such an improved approach, we risk
an increase in user conflicts, continued planning and regulatory
inefficiencies with their associated costs and delays, and the
potential loss of critical economic, ecosystem, social, and cultural
services for present and future generations.
The OPTF, the Pew Oceans Commission, the U.S. Commission on Ocean
Policy and the Joint Ocean Commission Initiative have all called for
stronger regional ocean governance mechanisms to improve our
understanding of ocean and coastal ecosystems, and to address
fragmented planning and management of societal uses of coastal and
ocean lands and waters. The value in this approach is reflected in the
rapid engagement by most coastal states in new Regional Ocean
Partnerships (ROP). These partnerships have been established to
facilitate the effective management of ocean and coastal resources
across jurisdictional boundaries by improving communications, aligning
priorities, and enhancing resource-sharing between local, State, tribal
and Federal agencies.
Coastal and Marine Spatial Planning (CMSP) is an important planning
tool for regional ocean governance. CMSP is a comprehensive, adaptive,
integrated, ecosystem-based, and transparent spatial planning process,
based on sound science, for analyzing current and anticipated uses of
ocean, coastal, and Great Lakes areas. Intended to look across multiple
sectors and jurisdictions in an objective and collaborative regional
fashion, CMSP identifies areas most suitable for various types or
classes of activities in order to reduce conflicts among uses, reduce
environmental impacts, facilitate compatible uses, and preserve
critical ecosystem services to meet societal objectives, including
economic, environmental and security considerations. In practical
terms, CMSP provides a public policy process for society to better
determine how the ocean, coasts, and Great Lakes are sustainably used
and protected for future generations. As noted in the OPTF's Final
Recommendations, potential opportunities and incentives for regions
undertaking CMSP include:
(1) Encouraging and informing the Federal government to better
manage resources or address processes that transcend jurisdictional
boundaries;
(2) Defining local and regional objectives and developing and
implementing CMSP in a way that is meaningful to regionally specific
concerns;
(3) Leveraging, strengthening, and magnifying local planning
objectives through integration with regional and national planning
efforts;
(4) Proactively addressing concerns over proposed activities
impacting State and tribal interests and minimizing use conflicts
before they escalate;
(5) Leveraging support from the Federal government to build CMSP
capacity, access CMSP data; and acquire scientific, technical, and
financial assistance;
(6) Accessing data through CMSP Portal(s) and utilizing science
tools developed, established, and maintained for CMSP efforts;
(7) Benefiting from sustained Federal participation on the regional
planning bodies that consist of representatives empowered to make
decisions and commitments on behalf of their respective agencies, in
turn helping to integrate and improve decision-making;
(8) Providing a clearer and easier point of access for all Federal
agencies with regard to ocean, coastal, and Great Lakes issues; and
(9) Achieving regulatory efficiencies, reduction in administrative
delays, and cost savings.
The OPTF's CMSP Framework generally identifies large marine
ecosystems (LME) as the basis for defining CMSP regions. LMEs are
defined on the basis of consistent ecological conditions and other
factors. For CMSP purposes, the United States is subdivided into nine
regional planning areas based on LMEs with modifications as necessary
to ensure inclusion of the entire U.S. EEZ and Continental Shelf, and
to allow for incorporation of existing state or regional ocean
governance bodies. For the most part, the boundaries of regional
governance structures for the Northeast, Mid-Atlantic, South Atlantic,
Gulf Coast, West Coast, and Great Lakes lie within LME boundaries. The
OPTF also designates Alaska, Hawaii and the U.S. Pacific Islands, and
the U.S. Caribbean as regions, resulting in a total of nine regions.
For purposes of this funding opportunity, NOAA will generally use the
OPTF-defined regions for consideration in ROPFP funding proposals.
Where possible, NOAA has identified an existing lead ROP or planning
body for each region (see Section III.C.). Regional Ocean Partnerships
are defined as below:
Regional Ocean Partnerships are voluntary, usually multi-state,
Governor-established forums that develop shared priorities and take
critical action on a broad diversity of ocean, coastal and Great Lakes
needs, as relevant to their region. They have different structures and
employ varied methods and approaches to enhance the ecological and
economic health of the region. Their efforts involve non-governmental
stakeholders and all of the multiple state and Federal agencies
involved in coastal and ocean management.
For the purposes of this announcement, all applicants must
coordinate their proposals for a region with the identified lead ROP or
planning body of that region. The goal of this coordination is to
ensure awareness, enhance collaboration, and contribute to achieving
the best outcomes for regional ocean governance and healthy, resilient
and sustainable oceans, coasts and Great Lakes resources.
The ROPFP is intended to support development or implementation of
regional ocean governance priorities that also advance the objectives
detailed in the OPTF's national CMSP Framework. Regional priorities may
be identified in existing ROP plans (e.g., Gulf of Mexico Alliance,
Northeast Regional Ocean Council, Mid-Atlantic Regional Council on the
Ocean, the South Atlantic Alliance, the Great Lakes
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Council of Governors and the West Coast Governors' Agreement on Ocean
Health), or emerge through developing ROP efforts. The ROPFP is also
intended to support regional ocean governance efforts with funds for
administration and operations of existing ROPs, and for development
costs of those regions beginning ROPs (including Alaska, Hawaii and the
U.S. Pacific Islands, and the U.S. Caribbean).
The ROPFP program will support two categories of activities:
(1) Focus Area 1--Implementation of activities that meet both
regional ocean governance priorities identified by ROPs in action plans
and other public documents and the purposes and priorities of the
national CMSP Framework; and
(2) Focus Area 2 (up to approximately $3M)--Development and
governance support for administration and operations of existing and
new ROPs, including development of plans and management of ROP
activities.
This funding opportunity supports the Department of Commerce's
objectives to ``Support coastal communities that are environmentally
and economically sustainable,'' and ``Support climate adaptation and
mitigation.'' It also directly contributes to the NOAA strategic goal
for Resilient Coasts and Economies, and the objectives therein,
including ``Comprehensive Ocean and Coastal Planning and Management''
and ``Resilient Coastal Communities That Can Adapt to Impacts of
Hazards and Climate Change.''
B. Program Priorities
Focus Area 1
Focus Area 1 funds are intended to support a spectrum of regional
ocean governance priorities including those that address national goals
for CMSP. CMSP is an important planning tool for supporting a number of
regional ocean governance efforts; therefore Focus Area 1 proposals
that also advance comprehensive CMSP, either through regional planning
processes or through building capacity by addressing relevant CMSP
principles will be given highest priority in the final evaluation. The
OPTF's CMSP Framework identifies twelve Guiding Principles:
(1) CMSP would use an ecosystem-based management approach that
addresses cumulative effects to ensure the protection, integrity,
maintenance, resilience, and restoration of ocean, coastal, and Great
Lakes ecosystems, while promoting multiple sustainable uses.
(2) Multiple existing uses (e.g., commercial fishing, recreational
fishing and boating, marine transportation, sand and gravel mining, and
oil and gas operations) and emerging uses (e.g., off-shore renewable
energy and aquaculture) would be managed in a manner that reduces
conflict, enhances compatibility among uses and with sustained
ecosystem functions and services, provides for public access, and
increases certainty and predictability for economic investments.
(3) CMSP development and implementation would ensure frequent and
transparent broad-based, inclusive engagement of partners, the public,
and stakeholders, including with those most impacted (or potentially
impacted) by the planning process and with underserved communities.
(4) CMSP would take into account and build upon the existing marine
spatial planning efforts at the regional, State, tribal, and local
level.
(5) CMS Plans and the standards and methods used to evaluate
alternatives, tradeoffs, cumulative effects, and sustainable uses in
the planning process would be based on clearly stated objectives.
(6) Development, implementation, and evaluation of CMS Plans would
be informed by sound science and the best available information,
including the natural and social sciences, and relevant local and
traditional knowledge.
(7) CMSP would be guided by the precautionary approach as defined
in Principle 15 of the Rio Declaration, which states that, ``Where
there are threats of serious or irreversible damage, lack of full
scientific certainty shall not be used as a reason for postponing cost-
effective measures to prevent environmental degradation.''
(8) CMSP would be adaptive and flexible to accommodate changing
environmental conditions and impacts, including those associated with
global climate change, sea-level rise, and ocean acidification; and new
and emerging uses, advances in science and technology, and policy
changes.
(9) CMSP objectives and progress toward those objectives would be
evaluated in a regular and systematic manner, with public input, and
adapted to ensure that the desired environmental, economic, and
societal outcomes are achieved.
(10) The development of CMS Plans would be coordinated and
compatible with homeland and national security interests, energy needs,
foreign policy interests, emergency response and preparedness plans and
frameworks, and other national strategies, including the flexibility to
meet current and future needs.
(11) CMS Plans would be implemented in accordance with customary
international law, including as reflected in the 1982 Law of the Sea
Convention, and with treaties and other international agreements to
which the United States is a party.
(12) CMS Plans would be implemented in accordance with applicable
Federal and State laws, regulations, and Executive Orders.
In addition, proposals that also address the national Areas of
Special Emphasis as identified in the OPTF July 2010 final report will
receive some priority in the evaluation. The Areas of Special Emphasis
are:
(1) Resiliency and Adaptation to Climate Change and Ocean
Acidification: Strengthen resiliency of coastal communities and marine
and Great Lakes environments and their abilities to adapt to climate
change impacts and ocean acidification.
(2) Regional Ecosystem Protection and Restoration: Establish and
implement an integrated ecosystem protection and restoration strategy
that is science-based and aligns conservation and restoration goals at
the Federal, State, tribal, local, and regional levels.
(3) Water Quality and Sustainable Practices on Land: Enhance water
quality in the ocean, along our coasts, and in the Great Lakes by
promoting and implementing sustainable practices on land.
And where applicable:
(4) Changing Conditions in the Arctic: Address environmental
stewardship needs in the Arctic Ocean and adjacent coastal areas in the
face of climate-induced and other environmental changes, and
(5) Ocean, Coastal, and Great Lakes Observations, Mapping and
Infrastructure: Strengthen and integrate Federal and non-Federal ocean
observing systems, sensors, data collection platforms, data management,
and mapping capabilities into a national system and integrate that
system into international observation efforts.
Therefore, proposals for ROPFP funds might articulate (but are not
limited to) how a region would move forward on planning consistent with
the OPTF's CMSP Framework; or implement key priority actions of the
existing ROPs that would apply CMSP Guiding Principles to an Area of
Special Emphasis; or provide tools and information identified as an ROP
priority that are also critical for regional CMSP. Some examples of how
an applicant might propose to advance an ROP's capacity to conduct
comprehensive regional CMSP across
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multiple sectors and jurisdictions include:
(1) The synthesis of relevant spatial data on ecosystem structure,
function, services and human uses on a regional scale;
(2) The development or application of decision-support tools to
help planners and stakeholders assess the implications of alternative
ocean use scenarios throughout the region; or
(3) The identification of regional goals and objectives for
appropriate uses of ocean and coastal areas.
In addition, the creation of new and innovative partnerships and
broader stakeholder engagement beyond the existing governmental
relationships of the ROPs will be needed for successful planning and
implementation of CMSP. This element needs to be included in projects
that will be considered for CMSP efforts.
The CMSP process consists of a series of steps that would
eventually lead to the development of a comprehensive, multi-sectoral,
and multi-objective CMS Plan. Although the CMSP process envisions
optimum flexibility among and within regions, the following essential
elements--and how the partners plan to accomplish them--would need to
occur in all regions in order to ensure a level of national
consistency. The process would be adaptive and refined as regions gain
experience with CMSP. In determining whether ROP proposals are using a
CMSP approach, applicants should indicate how they are addressing the
CMSP Guiding Principles as well as how the proposed approach aligns
with the Essential Elements of the CMSP process (also noted in the
OPTF's CMSP Framework):
(1) Identify Regional Objectives.
(2) Identify Existing Efforts that Should Help Shape the Plan
Throughout the Process.
(3) Engage Stakeholders and the Public at Key Points throughout
Process.
(4) Consult Scientists and Technical and Other Experts.
(5) Analyze Data, Uses, Services, and Impacts.
(6) Develop and Evaluate Alternative Future Spatial Management
Scenarios and Tradeoffs.
(7) Prepare and Release for Public Comment a Draft CMS Plan With
Supporting Environmental Impact Analysis Documentation.
(8) Create a Final CMS Plan and Submit for National Ocean Council
(NOC) Review.
(9) Implement, Monitor, Evaluate, and Modify (as needed) the NOC-
Certified CMS Plan.
Development and implementation of CMS Plans would be an iterative
process leading to a comprehensive, multi-objective, multi-sectoral
plan within the first five years. Since each region may have different
drivers and capabilities for CMSP, regions may choose to prioritize
initial development and implementation steps. While CMSP should help
resolve many use conflicts, it is not realistic to expect that all such
conflicts would be resolved. Further, partners might agree not to
resolve certain issues in a CMS Plan at a particular time, but rather
to acknowledge these issues and indicate how the parties would continue
to work on them as part of the iterative CMSP process. Such issues may
be resolved as data gaps are filled, new information is developed, or
as State or Federal legal authorities are enacted, changed, or updated.
For example, offshore energy is an ROP priority that could also
address CMSP Guiding Principles. ROPs will need to develop a solid
spatial framework and socioeconomic measures to understand the trade-
offs and make sound decisions on siting offshore energy facilities--the
planning approach, decision support tools and information used in
planning for offshore energy siting are also needed for developing an
effective regional CMSP. Data collection and data synthesis can also
illustrate the intersection between CMSP and many ROP priorities. For
example, the collection of seafloor mapping data and relevant products
from that data could support siting decisions about waterborne
commerce, recreational use of the area, or protection of key resources.
These data, fundamental to our understanding of our ocean resources and
where activities can occur, are also fundamental to comprehensive CMSP
tools.
Focus Area 1 proposals that effectively articulate the connection
between the proposed project, CMSP Guiding Principles and Essential
Elements and the Areas of Special Emphasis, and the priorities publicly
identified by the relevant ROP will receive the highest rankings based
upon NOAA's criteria (see Section V.A.).
Focus Area 2
The intent of Focus Area 2, ROP Development and Governance Support,
is to help support administration and operations for existing ROPs, and
support development for regions that are initiating ROP activities.
Proposals might seek funding for any aspects of these elements in
support of ROP development and impact. Some examples include: Funding
for ROP staff support to coordinate and facilitate stakeholder
engagement; holding stakeholder engagement meetings; identifying,
developing and/or managing implementation of priority activities in the
region; establishing a non-profit organization under 26 U.S.C.
501(c)(3) or other fiduciary entity to represent the ROP or entering
into a partnership with an existing non-profit organization established
under section 501(c)(3) to act as fiduciary; developing annual reports
and other outreach materials to demonstrate the importance of broad
support for regional ocean governance. ROP participation should be
voluntary, emphasize collaborative management, and involve all states
in the region.
C. Program Authority
Statutory authority for this program is provided under Coastal Zone
Management Act, 16 U.S.C. 1456c (Technical Assistance).
II. Award Information
A. Funding Availability
Total anticipated funding for all ROPFP awards is approximately
$20,000,000 and is subject to the availability of FY 2011
appropriations. Additional funds of approximately $10,000,000 from NOAA
or other Federal agencies may be used for FY 2011 or multi-year awards
from this competition. Multiple awards are anticipated from this
announcement. The anticipated Federal funding per Focus Area 1 award
(min-max) is approximately $1,000,000 to $3,500,000. The anticipated
Federal funding per Focus Area 2 award (min-max) is approximately
$100,000 to $500,000.
The anticipated number of awards ranges from twelve (12) to thirty
(30), and will be adjusted based on available funding. Applicants must
be aware that funds have not yet been appropriated for this program. If
additional funding is made available in FY 2011 through Congress for
ROPFP, NOAA may select additional FY 2011 proposals for funding rather
than open a new competition, or augment FY 2011 awards that were only
partially funded.
There is no limit on the number of proposals from each region.
Applicants may bundle multiple projects into one proposal, or may
submit single projects; however, NOAA will evaluate all projects for
readiness and feasibility for completion within the required 2 year
time frame. Applicants must note the requirement detailed in Section
III.C. for demonstration of coordination with the relevant ROP on
projects.
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There is no guarantee that funds will be available to make awards
for this Federal funding opportunity or that any proposal will be
selected for funding. If an applicant incurs any costs prior to
receiving an award agreement signed by an authorized NOAA official,
they do so at their own risk of these costs not being included in a
subsequent award. In no event will NOAA or the Department of Commerce
be responsible for any proposal preparation costs. In addition, NOAA
and DOC will not be responsible for proposal or project costs if this
program fails to receive funding. Recipients and sub-recipients are
subject to all Federal laws and agency policies, regulations, and
procedures applicable to Federal financial assistance awards.
Applicants must be in good standing with all existing NOAA grants and/
or cooperative funding agreements in order to receive funds.
B. Project/Award Period
Focus Area 1 is for multiple year awards with project periods up to
24 months. Multiple year awards receive all funding in the first year,
but the performance period can be two years. Competitive announcements
for this purpose may be published in future years, and if so,
applicants may resubmit proposals or submit new proposals for funding
in future years.
Focus Area 2 is for multi-year awards. Multi-year awards are
partially funded when the awards are approved, but may receive
subsequent increments of funding. Proposed projects may request funding
for one to three years and once awarded, those awards will not compete
for funding in subsequent years.
Proposals in Focus Area 1 or 2 not funded in the current fiscal
period may be considered for funding in another fiscal period without
NOAA repeating the competitive process outlined in this announcement.
C. Type of Funding Instrument
Applications should be written as cooperative agreements and the
proposal should clearly identify this funding instrument in the
proposal abstract and cover sheet. Applicants should clearly articulate
the Federal roles and responsibilities in implementing the proposal.
Examples of Federal involvement include Federal co-leadership of the
ROPs, Federal leadership on priority task teams, and staff support to
working groups and leadership teams.
III. Eligibility Information
A. Eligible Applicants
All state, local, territory and tribal governments, institutions of
higher learning, non-profit and for-profit organizations that may
receive and expend Federal funds as legal entities are eligible to
apply. As defined at 15 CFR 24.3, local government means a county,
municipality, city, town, township, local public authority (including
any public and Indian housing agency under the United States Housing
Act of 1937), school district, special district, intrastate district,
council of governments (whether or not incorporated as a non-profit
corporation under State law), any other regional or interstate
government entity, or any agency or instrumentality of a local
government.
Please note the requirement detailed in Section III.C. for
demonstration of coordination with the relevant ROP on projects and
funding amounts proposed.
Federal agencies and employees are not allowed to receive funds
under this announcement but may serve as collaborative project
partners. If Federal agencies are collaborators, applicants should
provide detail on the level of Federal engagement in the application.
Examples might include, but are not limited to, providing additional
funding, in-kind services, or serving in a review capacity.
The lead applicant on any proposal will be responsible for ensuring
that allocated funds are used for the purposes of, and in a manner
consistent with, this program, including any funds awarded to an
eligible sub-awardee.
B. Cost Sharing or Matching Requirement
There is no requirement for cost sharing.
C. Other Criteria That Affect Eligibility
In order to be eligible to compete, a project or applicant must
meet one or more of the
following criteria, as applicable to the proposed project and Focus
Area:
(1) Represent or directly partner with a member of an existing
regional ocean governance partnership;
(2) Possess the authority, proven capacity, and regional
relationships to effectively coordinate the development of a regional
ocean governance priorities that engages affected coastal states and
territories and their management agencies, including the approved
coastal zone management program;
(3) Demonstrate formal commitments with existing regional ocean
governance partnerships and coastal states or territories (including
the approved coastal zone management program) to adopt the plan(s),
product(s) or outcome(s) of a proposed project into regional or state
ocean management planning processes or coastal and ocean resource
management policies.
Where applicable, each proposal must directly involve or include a
letter of support or endorsement from the lead ROP for each region
(identified below) for the purposes of this funding opportunity. The
letter should confirm that the proposed project has been evaluated for
its contributions to regional ROG priorities, and specifically indicate
concurrence with recommended approach and proposal funding amounts.
The existing lead ROPs identified for each region for the purposes
of the ROPFP are:
(1) Northeast Regional Ocean Council.
(2) Mid-Atlantic Regional Council on the Ocean.
(3) South Atlantic Governors' Alliance.
(4) Gulf of Mexico Alliance.
(5) West Coast Governors' Agreement on Ocean Health.
(6) Council of Great Lakes Governors.
During FY 2011, applicants for Alaska, Hawaii, Pacific Island
Commonwealths and Territories, and the Caribbean will be allowed to
compete for Focus Area 1 funds by demonstrating that they are working
towards a regional ocean partnership in their respective regional
planning areas as identified above. This can be accomplished by
providing letters of support for each proposal from their respective
Office of the Governor and lead State and Federal agencies as well as
tribes involved in coastal and ocean management. Part of this
application must outline steps towards creating a ROP. Applicants from
these regions where no ROP currently exists are strongly encouraged to
also submit proposals for Focus Area 2 funds in order to develop ROP
capacity for regional ocean governance and CMSP objectives. These
regions will be eligible for Focus Area 1 funding in FY 2012 and beyond
once they establish the partnerships needed for comprehensive ocean
governance.
Allowable uses for funds:
Direct and indirect costs for administering the ROPFP award are
allowable and must be incurred within the award period. Note that
administrative costs may be included, but the total amount allocated
for costs of this nature should be minimized to the greatest extent
possible. Direct and indirect costs may include time spent by staff for
project planning,
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implementation, and review. If an application includes indirect costs,
the amount must be based on the indirect cost rate negotiated and
approved by the applicant's cognizant Federal agency. The total amount
allocated for indirect costs may not exceed the value of 20 percent of
the Federal share, e.g., a proposal requesting $250,000 in Federal
funds may include a maximum of $50,000 for indirect costs in the
budget. Applicants requesting indirect costs will be required to submit
a copy of their indirect cost rate agreement.
IV. Application and Submission Information
A. Address To Request Application Package
Application packages for full proposals are available through the
apply function on Grants.gov. If an applicant does not have Internet
access, application packages can be requested from James Lewis Free at
2234 South Hobson Avenue, Charleston, South Carolina 29405-2413; 843-
740-1185; or James.L.Free@noaa.gov.
B. Content and Form of Application Submission
(1) Focus Area 1 Proposals:
Full proposal applications must be 15 pages or less (single-spaced,
11 or 12-point font and exclusive of appendices). The 15-page limit
does not include the proposal title page, a table of contents (if
included), the project summary (referenced below), and any appendices.
Appendices should be limited to materials that directly support the
main body of the proposal (e.g., detailed budget information, support
letters, resumes, references, lists of data sources, maps, and/or
required Federal forms as noted above in Section IV.B.1). Applicants
should number the pages in the proposal and any appendices. Appendices
may be paginated as stand-alone documents (individually) or as part of
the larger document. Proposals failing to comply with the format
prescribed in this section will be deemed incomplete and will not be
considered for further review.
Required Elements
All funding application packages must contain the following
components:
(1) Title Page (Proposal Cover Sheet). Include proposal title,
complete contact information for the Principal Investigator and
Financial Representative, duration of proposed project, funding type
(cooperative agreement), and amount of funding request.
(2) Project Summary. Provide a one to two-page summary of the
proposed project. The summary should be written for easy understanding
by a broad audience and contain the following sections:
i. Project Name/Title.
ii. Primary Contact (name, address, phone, fax, e-mail).
iii. Recipient Organization or Institution (If the project is
intended to be administered under an existing NOAA Cooperative
Institute, please state which Institute will administer the award).
iv. Other Investigators (name, affiliated organization,
institution or agency).
v. Brief Project Summary (whether for Focus Area 1 or Focus Area
2, or both) including objectives, ties to ROP priorities and
applicable CMSP approaches, and intended benefits.
vi. Partners.
vii. Proposed funding for each year of the project. If the
proposal includes funding to NOAA to provide technical assistance on
the project, make sure to note the amounts by year and line office
that is the intended recipient of the funds.
(3) Project Description. All project descriptions (proposals) must
include the following sections:
i. Goal and Objective(s). Describe in the narrative the specific
project goals and objectives to be achieved. In particular, note the
connection to regional ocean governance, including ROP priorities and,
where applicable, how CMSP can be applied to address those priorities,
and expected outcomes. Recipients will be required to submit semi-
annual reports describing progress toward these goals and objectives.
Provide a description of measures of success that will be used to
evaluate progress and success in achieving the goals and objectives of
the project.
ii. Background. Provide sufficient background information for NOAA
and non-NOAA reviewers to independently assess the significance of the
proposed project for advancing regional coastal and ocean planning and
management priorities. Summarize the problem to be addressed,
identified needs and the status of ongoing efforts to address them.
Summarize the relationship of the proposed work to other ongoing or
planned regional ocean governance efforts.
iii. Partnerships: Provide information on the range of partners,
including local, State, tribal, and Federal government as well as non-
governmental organizations, academia, and industry. Include the roles
and support each key partner is providing and how the ROP will include
and grow partnerships as appropriate to achieve the goals of both the
ROP and as appropriate, CMSP.
iv. Audience. Identify specific users of the results of the
project, describe how they will use the results, and identify any
training that will be needed for users to make full use of the results.
v. Approach. Provide a work plan that: identifies specific tasks to
be accomplished; explains the technical approach (including quality
assurance) needed to accomplish the tasks; identifies the roles of
partners and cooperators; and identifies potential obstacles to
successful completion of the goals and objectives. Describe how users
are involved in the planning and design process. The work plan must
clearly address data management requirements, and the steps to be taken
to achieve efficient and effective data access and archiving that is
compliant with Federal regulations. Identify methods that will be used
to ensure that the project will be coordinated to achieve active and
meaningful participation by all partners and appropriate stakeholders
in the region. Clearly identify the roles and responsibilities of the
Federal partners.
vi. Benefits. Identify, with a high degree of specificity, the uses
of the information derived from the work, and the benefits that will be
achieved from those uses, or by particular users of the information, as
well as society as a whole. Document how valid user requirements are
guiding the proposed work. Describe how the information from the
project will be delivered to those users, and any special
considerations or requirements for ensuring or improving the delivery
of information.
vii. Milestone Schedule. Display time lines for major tasks, target
milestones for important intermediate and final products, and key
project outcomes.
viii. Project Budget. Provide a budget description that follows the
categories and formats in the NOAA grants package (Standard Form 424-A)
and a brief narrative justification of the budget. Detailed budget
information, such as a repeat of the information in Form SF-424A along
with more details should be included in an appendix. In this appendix,
the budget narrative also shall clearly identify the cost of separable
elements of the proposed work and shall identify the elements of the
project that the cooperator would recommend for revision or elimination
if sufficient funding is not available for all proposed activities.
Applicants must itemize and describe the intended use of equipment
costing $5,000 or greater that will be purchased under the award.
Applicants must complete a lease versus purchase analysis for any
equipment $5,000 or greater. For proposals to carry out basic or
applied scientific research, non-profit institutions of higher
education or non-profit organizations
[[Page 55547]]
whose primary purpose is conducting scientific research should
identify, if possible, who will be requested to retain ownership of any
equipment purchased through grant funds after the project ends. The
budget narrative must also provide, to the extent possible, detailed
information on travel, including costs, a description of anticipated
travel, destinations, the number of travelers, and a justification of
how the requested travel is directly relevant to the successful
completion of the project. If actual trip details are unknown,
applicants must state the basis for the proposed travel charges.
Applicants should allocate travel funds for any coordination meetings
at regional or national levels. Foreign travel must receive prior
approval, and therefore, should be included in the proposal to avoid
having to request prior approval after the project starts. Applicants
may factor in travel costs for participation in a NOAA Grants
Management Division workshop for recipients, as well as for meeting
with NOAA staff and/or key project personnel.
(4) Appendices
i. Mandatory Detailed Budget Information, including budgets of
subawards and contracts. Information should include the name of the
entity receiving funds, the location of the entity receiving the funds
(for example, city, state, and Congressional district), and the
location of the primary place of performance under the contract/
subaward.
ii. Resumes. Provide resumes of the Principal Investigator for the
project and other key personnel critical to the success of the project.
Ensure that resumes address qualifications relevant to conducting the
proposed work. Please limit resumes to a maximum of two pages for each
key investigator.
iii. National Environmental Policy Act (NEPA)--Under the National
Environmental Policy Act (NEPA), NOAA must analyze the potential
environmental impacts of projects or proposals seeking funding from
NOAA. Detailed information on NOAA compliance with NEPA can be found at
the following NOAA NEPA Web site: https://www.nepa.noaa.gov/including
our NOAA Administrative Order 216-6 for NEPA, https://www.nepa.noaa.gov/NAO216_6_TOC.pdf and the Council on Environmental Quality
implementation regulations, https://ceq.eh.doe.gov/nepa/regs/ceq/toc_ceq.htm.
Consequently, as part of an applicant's package, and under their
description of their program activities, applicants are required to
provide detailed information on the activities to be conducted,
locations, sites, species and habitat to be affected, possible
construction activities, and any environmental concerns that may exist
(for example, the use and disposal of hazardous or toxic chemicals,
introduction of non-indigenous species, impacts to endangered and
threatened species, aquaculture projects, and impacts to coral reef
systems).
After the application is submitted, NOAA may require additional
information to fulfill NEPA requirements. If NOAA determines that an
environmental assessment is required, applicants may also be requested
to assist in drafting the assessment. Applicants may also be required
to cooperate with NOAA in identifying and implementing feasible
measures to reduce or avoid any identified adverse environmental
impacts of their proposal. The failure to do so shall be grounds for
the denial of an application. In some cases if additional information
is required after an application is selected, funds can be withheld by
the Grants Officer under a special award condition requiring the
recipient to submit additional environmental compliance information
sufficient to enable NOAA to make an assessment on any impacts that a
project may have on the environment.
Applicants are required to answer the questions indicated in this
Announcement of Federal Funding Opportunity. Applicants should answer
the NEPA questions to the best of their ability with as much detail as
possible. If the applicant does not answer all the questions indicated
in the Announcement of Federal Funding Opportunity the application may
be considered incomplete.
Some of the questions may overlap with material provided in other
parts of the application. This overlap occurs because the answers to
the questionnaire are provided to NOAA staff members who do not review
the other parts of the application. If appropriate, the applicant may
copy the information from other parts of the application and paste it
into the answers to the questionnaire. Many questions have a ``yes'' or
``no'' response. If the response is ``no'' the applicant does not need
to elaborate on their answer. If the response is ``yes'' the question
will have a second part asking the applicant to provide more
information.
Applicant NEPA questions are as follows:
Question C1. Is the proposed activity going to be conducted in
partnership with NOAA or would the proposed activity require NOAA's
direct involvement, activity, or oversight? If yes, describe NOAA's
involvement, activity, or oversight, including the name of the
office or program that is involved.
Question C2. Would the proposed activity involve any other
Federal agency(ies) partnership, direct involvement, activity, or
oversight? If yes, provide the name(s) of the agency(ies) and
describe its involvement, activity, or oversight.
Question D1. Provide a brief description of the location of the
proposed activity.
Question E1. List any Federal, State, or local permits,
authorizations, or waivers that would be required to complete the
proposed activity. Provide the date the permit, authorization, or
waiver was obtained or will be obtained. Provide copies of the
permit, authorization, or waiver as appropriate. Was a NEPA analysis
prepared for the permit, authorization, or waiver? If yes, state the
title of the NEPA analysis and provide copies of the NEPA analysis.
Question F1. Is there the potential for the proposed activity to
cause changes that would be different from normal ambient conditions
(for example, temperature, light, turbidity, noise, other human
activity levels, etc.)? If yes, describe the changes and the
circumstances that would cause these changes.
Paperwork Reduction Act Statement
This documents contains collection-of-information requirements
subject to the Paperwork Reduction Act (PRA). The use of Standard Forms
424, 424A, 424B, and SF-LLL have been approved by OMB under the
respective control numbers 0348-0043, 0348-0044, 0348-0040, and 0348-
0046. The application requirements specific to the NOAA Regional Ocean
Partnership Funding Program have been approved by the Office of
Management and Budget under Control Number 0648-0538. Public reporting
burden for this collection of information is estimated to average 3
hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data
needed, and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other suggestions
for reducing this burden to Ms. Cristi Reid, NOAA Office of Program
Planning and Integration, SSMC 3, Room 15700, 1315 East West Highway,
Silver Spring, MD 20910. The information collection does not request
any proprietary or confidential information. No confidentiality is
provided.
Notwithstanding any other provisions of the law, no person is
required to respond to, nor shall any person be subjected to a penalty
for failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act, unless that collection of
information displays a currently valid OMB Control Number.
(2) Focus Area 2 Proposals
[[Page 55548]]
Full proposal applications must be 5 pages or less (single-spaced,
11 or 12-point font and exclusive of appendices). The 5-page limit does
not include the proposal title page, a table of contents (if one is
included), the project summary referenced below and any appendices.
Appendices should be limited to budget, resumes and support letters.
Applicants should number the pages of the proposal and any appendices.
Appendices may be paginated as stand-alone documents (individually) or
as part of the larger document. Proposals failing to comply with the
format prescribed in this section will be deemed incomplete and will
not be considered for further review.
Required Elements
All funding application packages must contain the following
components:
(a) Title Page (Proposal Cover Sheet). Include proposal title,
complete contact information for the Principal Investigator and
Financial Representative, duration of proposed project, funding type
(cooperative agreement), and amount of funding request.
(b) Project Summary. Provide a one-page summary of the proposed
project.
The summary should be prepared to be readable to a broad audience
and
contain the following sections:
i. Project Name/Title.
ii. Primary Contact (name, address, phone, fax, e-mail).
iii. Recipient Organization or Institution.
iv. Other Investigators (name, affiliated organization,
institution or agency).
v. Brief Project Summary including objectives, ties to ROP
Development and Governance, and intended benefits.
vi. Partners.
vii. Proposed funding for each year of the project. If the
proposal includes funding to NOAA to provide technical assistance on
the project, make sure to note the amounts by year and line office
that is the intended recipient of the funds.
viii. If the project is intended to be administered under an
existing NOAA Cooperative Institute, state which Institute will
administer the award.
(a) Project Description. All project descriptions (proposals)
must include the following sections:
i. Goal and Objective(s). Describe in the narrative the specific
project goals and objectives to be achieved. In particular note the
connection to ROP Development and Governance. Objectives should be
specific for each year of the work plan presented. Recipients will be
required to submit semi-annual progress reports in which progress
against these goals and objectives will be reported.
ii. Background. Provide sufficient background information for NOAA
and non-NOAA reviewers to independently assess the significance of the
proposed project. Summarize the problem to be addressed and the status
of ongoing efforts to address the identified needs. Summarize the
relationship of the proposed work to other ongoing or planned regional
ocean governance efforts.
iii. Partnerships: Provide information on how the project will
build the partnerships, especially cross governmental on all state,
tribal and Federal agencies with interest in coastal and ocean
management as well as partnership building with industry,
nongovernmental organizations, and academia.
iv. Audience. Identify specific users of the results of the
project, describe how they will use the results, and identify any
training that will be needed for users to make full use of the results.
v. Approach. Provide a work plan that: identifies specific tasks to
be accomplished; explains the technical approach (including quality
assurance) needed to accomplish the tasks; identifies the roles of
partners and cooperators; and identifies potential obstacles to
successful completion of the goals and objectives. Describe how users
are involved in the planning and design process. The work plan must
clearly address data management requirements, and the steps to be taken
to achieve efficient and effective data access and archiving that is
compliant with Federal regulations. Clearly identify the roles and
responsibilities of the Federal.
vi. Benefits. Identify, with a high degree of specificity, the uses
of the information derived from the work, and the benefits that will be
achieved from those uses, or by particular users of the information, as
well as society as a whole. Document how valid user requirements are
guiding the proposed work. Describe how the information from the
project will be delivered to those users, and any special
considerations or requirements for ensuring or improving the delivery
of information.
vii. Milestone Schedule. Display time lines for major tasks, target
milestones for important intermediate and final products, and key
project outcomes.
viii. Project Budget. Provide a budget description that follows the
categories and formats in the NOAA grants package (Standard Form 424-A)
and a brief narrative justification of the budget.
ix. Detailed budget information, such as a repeat of the
information in Form SF-424A along with more details should be included
in an appendix. In this appendix, the budget narrative also shall
clearly identify the cost of separable elements of the proposed work
and shall identify the elements of the project that the cooperator
would recommend for revision or elimination if sufficient funding is
not available for all proposed activities.
x. Applicants must itemize and describe the intended use of
equipment costing $5,000 or greater that will be purchased under the
award. Applicants must complete a lease versus purchase analysis for
any equipment $5,000 or greater. For proposals to carry out basic or
applied scientific research, non-profit institutions of higher
education or non-profit organizations whose primary purpose is
conducting scientific research should identify, if possible, who will
be requested to retain ownership of any equipment purchased through
grant funds after the project ends. The decision on grant ownership
requests will be made by the Grants Officer before or during the grant
close out process.
xi. The budget narrative must also provide, to the extent possible,
detailed information on travel, including costs, a description of
anticipated travel, destinations, the number of travelers, and a
justification of how the requested travel is directly relevant to the
successful completion of the project. If actual trip details are
unknown, applicants must state the basis for the proposed travel
charges. Applicants should allocate travel funds for any coordination
meetings at regional or national levels. Foreign travel must receive
prior approval, and therefore, should be included in the proposal to
avoid having to request prior approval after the project starts.
Applicants may factor in travel costs for participation in annual NOAA
Grants Management Division workshops for recipients, as well as for
meeting with NOAA staff and/or key project personnel.
(3) Appendices
(a) Mandatory Detailed Budget Information, including budgets of
subawards and contracts. Information should include the name of the
entity receiving funds, the location of the entity receiving the funds
(for example, city, State, and Congressional district), the location of
the entity receiving funds (city, State, and Congressional district),
and the location of the primary place of performance under the
contract/subaward.
(b) Resumes. Provide resumes of the Principal Investigator for the
project and other key personnel critical to the success of the project.
Ensure that
[[Page 55549]]
resumes address qualifications relevant to conducting the proposed
work. Please limit resumes to a maximum of two pages for each key
investigator.
(c) National Environmental Policy Act (NEPA)--Under the National
Environmental Policy Act (NEPA), NOAA must analyze the potential
environmental impacts of projects or proposals seeking funding from
NOAA. Detailed information on NOAA compliance with NEPA can be found at
the following NOAA NEPA Web site: https://www.nepa.noaa.gov/including
our NOAA Administrative Order 216-6 for NEPA, https://www.nepa.noaa.gov/
NAO216__6__TOC.pdf and the Council on Environmental Quality
implementation regulations, https://ceq.eh.doe.gov/nepa/regs/ceq/toc_ceq.htm.
Consequently, as part of an applicant's package, and under their
description of their program activities, applicants are required to
provide detailed information on the activities to be conducted,
locations, sites, species and habitat to be affected, possible
construction activities, and any environmental concerns that may exist
(for example, the use and disposal of hazardous or toxic chemicals,
introduction of non-indigenous species, impacts to endangered and
threatened species, aquaculture projects, and impacts to coral reef
systems).
After the application is submitted, NOAA may require additional
information to fulfill NEPA requirements. If NOAA determines that an
environmental assessment is required, applicants may also be requested
to assist in drafting the assessment. Applicants may also be required
to cooperate with NOAA in identifying and implementing feasible
measures to reduce or avoid any identified adverse environmental
impacts of their proposal. The failure to do so shall be grounds for
the denial of an application. In some cases if additional information
is required after an application is selected, funds can be withheld by
the Grants Officer under a special award condition requiring the
recipient to submit additional environmental compliance information
sufficient to enable NOAA to make an assessment on any impacts that a
project may have on the environment.
Applicants are required to answer the questions indicated in this
Announcement of Federal Funding Opportunity. Applicants should answer
the NEPA questions to the best of their ability with as much detail as
possible. If the applicant does not answer all the questions indicated
in the Announcement of Federal Funding Opportunity the application may
be considered incomplete.
Some of the questions may overlap with material provided in other
parts of the application. This overlap occurs because the answers to
the questionnaire are provided to NOAA staff members who do not review
the other parts of the application. If appropriate, the applicant may
copy the information from other parts of the application and paste it
into the answers to the questionnaire. Many questions have a ``yes'' or
``no'' response. If the response is ``no'' the applicant does not need
to elaborate on their answer. If the response is ``yes'' the question
will have a second part asking the applicant to provide more
information.
Applicant NEPA questions are as follows:
Question C1. Is the proposed activity going to be conducted in
partnership with NOAA or would the proposed activity require NOAA's
direct involvement, activity, or oversight? If yes, describe NOAA's
involvement, activity, or oversight, including the name of the
office or program that is involved.
Question C2. Would the proposed activity involve any other
Federal agency(ies) partnership, direct involvement, activity, or
oversight? If yes, provide the name(s) of the agency(ies) and
describe its involvement, activity, or oversight.
Question D1. Provide a brief description of the location of the
proposed activity.
Question E1. List any Federal, state, or local permits,
authorizations, or waivers that would be required to complete the
proposed activity. Provide the date the permit, authorization, or
waiver was obtained or will be obtained. Provide copies of the
permit, authorization, or waiver as appropriate. Was a NEPA analysis
prepared for the permit, authorization, or waiver? If yes, state the
title of the NEPA analysis and provide copies of the NEPA analysis.
Question F1. Is there the potential for the proposed activity to
cause changes that would be different from normal ambient conditions
(for example, temperature, light, turbidity, noise, other human
activity levels, etc.)? If yes, describe the changes and the
circumstances that would cause these changes.
Paperwork Reduction Act Statement
This documents contains collection-of-information requirements
subject to the Paperwork Reduction Act (PRA). The use of Standard Forms
424, 424A, 424B, and SF-LLL have been approved by OMB under the
respective control numbers 0348-0043, 0348-0044, 0348-0040, and 0348-
0046. The application requirements specific to the NOAA Regional Ocean
Partnership Funding Program have been approved by the Office of
Management and Budget under Control Number 0648-0538. Public reporting
burden for this collection of information is estimated to average 3
hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data
needed, and completing and reviewing the collection of information.
Send comments regarding this burden estimate or any other suggestions
for reducing this burden to Ms. Cristi Reid, NOAA Office of Program
Planning and Integration, SSMC 3, Room 15700, 1315 East West Highway,
Silver Spring, MD 20910. The information collection does not request
any proprietary or confidential information. No confidentiality is
provided.
Notwithstanding any other provisions of the law, no person is
required to respond to, nor shall any person be subjected to a penalty
for failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act, unless that collection of
information displays a currently valid OMB Control Number.
C. Intergovernmental Review
Applications under this program are subject to Executive Order
12372, ``Intergovernmental Review of Federal Programs'' for states that
participate in this process. It is the state agency's responsibility to
contact their state's Single Point of Contact (SPOC) to find out about
and comply with the state's process under EO 12372. A list of the
participating states and the clearinghouse points of contact can be
found at https://www.whitehouse.gov/omb/grants_spoc.
D. Funding Restrictions
None.
E. Other Submission Requirements
(1) Letter of Endorsement--As detailed in Section III.C., where
applicable, each proposal must include a letter of support or
endorsement from the lead ROP identified for each region for the
purposes of this funding opportunity.
(2) Full proposal application packages, including any letters of
support, should be submitted through the apply function on Grants.gov.
The standard NOAA funding application package is available at
www.grants.gov. Please be advised that potential funding applicants
must register with Grants.gov before any application materials can be
submitted. An organization's one time registration process may take up
to three weeks to complete so please allow sufficient time to ensure
applications are submitted before the closing date. The Grants.gov site
contains directions for submitting an application, the
[[Page 55550]]
application package (forms), and is also where the completed
application is submitted.
(3) If an applicant does not have Internet access, one set of
originals (signed) and two copies of the proposals and related forms
should be mailed to the attention of James Lewis Free, NOAA Coastal
Se