Homeland Security Acquisition Regulation (HSAR); Revision Initiative, 55529-55538 [2010-21897]
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Proposed Rules
Flooding source(s)
* Elevation in feet
(NGVD)
+ Elevation in feet
(NAVD)
# Depth in feet
above ground
∧ Elevation in meters
(MSL)
Location of referenced elevation
Effective
55529
Communities affected
Modified
** BFEs to be changed include the listed downstream and upstream BFEs, and include BFEs located on the stream reach between the referenced locations above. Please refer to the revised Flood Insurance Rate Map located at the community map repository (see below) for
exact locations of all BFEs to be changed.
Send comments to Roy E. Wright, Deputy Director, Risk Analysis Division, Federal Insurance and Mitigation Administration, Federal Emergency
Management Agency, 500 C Street, SW., Washington, DC 20472.
ADDRESSES
City of Aberdeen
Maps are available for inspection at City Hall, 125 West Commerce Street, Aberdeen, MS 39730.
City of Amory
Maps are available for inspection at City Hall, 109 Front Street South, Amory, MS 38821.
Unincorporated Areas of Monroe County
Maps are available for inspection at the Monroe County Courthouse, 301 South Chestnut Street, Aberdeen, MS 39730.
(Catalog of Federal Domestic Assistance No.
97.022, ‘‘Flood Insurance.’’)
Dated: September 1, 2010.
Sandra K. Knight,
Deputy Federal Insurance and Mitigation
Administrator, Mitigation, Department of
Homeland Security, Federal Emergency
Management Agency.
[FR Doc. 2010–22762 Filed 9–10–10; 8:45 am]
BILLING CODE 9110–12–P
DEPARTMENT OF HOMELAND
SECURITY
48 CFR Parts 3001, 3002, 3003, 3004,
3005, 3006, 3009, 3012, 3018, 3022,
3023, 3033, 3035, 3036, 3042, 3045,
3052, and 3053
[Docket No. DHS–2009–0085; HSAR Case
2009–002]
RIN 1601–AA28
Homeland Security Acquisition
Regulation (HSAR); Revision Initiative
Office of the Chief Procurement
Officer, DHS.
ACTION: Proposed rule with request for
comments.
AGENCY:
DHS is proposing to amend
multiple sections of the Homeland
Security Acquisition Regulation (HSAR)
to align existing content with the
Federal Acquisition Regulation (FAR);
to implement Section 695 of the PostKatrina Emergency Management Reform
Act of 2006; to clarify agency
acquisition regulations; and to provide
editorial corrections. The HSAR Part
3006 proposed amendment reflects the
necessary implementation for the
statutory change restricting the length of
certain noncompetitive contracts
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SUMMARY:
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entered into by the Department of
Homeland Security to facilitate the
response to or recovery from a natural
disaster, act of terrorism, or other manmade disaster.
DATES: Comments must reach the
Department of Homeland Security,
Office of the Chief Procurement Officer,
Acquisition Policy and Legislation, on
or before November 12, 2010, to be
considered in the formulation of the
final rule.
ADDRESSES: Please submit written
comments, identified by agency name
and docket number DHS–2009–0085, by
one of the following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov. To submit
comments, follow instructions on
www.regulations.gov and use docket
number DHS–2009–0085.
(2) By mail to the Department of
Homeland Security, Office of the Chief
Procurement Officer, Acquisition Policy
and Legislation, ATTN: Teresa
McConahie, 245 Murray Drive, Bldg.
410 (RDS), Washington, DC 20528.
FOR FURTHER INFORMATION CONTACT:
Teresa McConahie, Senior Procurement
Analyst, at (202) 447–0271 for
clarification of content.
SUPPLEMENTARY INFORMATION:
I. Request for Comments
II. Background
III. Discussion of Proposed Rule
IV. Regulatory Analyses
A. Executive Order 12866 Assessment
B. Regulatory Flexibility Act
C. Paperwork Reduction Act
D. Executive Order 13132 (Federalism)
E. National Environmental Policy Act
I. Request for Comments
Interested persons are invited to
participate in this rulemaking by
submitting written data, views or
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arguments on all aspects of this
proposed rule. Comments should be
organized by Homeland Security
Acquisition Regulation (HSAR) Part,
and address the specific section that is
being commented on. All comments
received will be posted without change
to https://regulations.gov, including any
personal information provided. See
ADDRESSES above for information on
how to submit comments. If you submit
comments by mail, please submit them
in an unbound format, no larger than
81⁄2 by 11 inches, suitable for copying
and electronic filing. If you would like
DHS to acknowledge receipt of
comments submitted by mail, please
enclose a self-addressed, stamped post
card or envelope. DHS will consider all
comments and material received during
the comment period.
Docket: For access to the docket in
order to read background documents or
comments received, go to https://
www.regulations.gov, follow the
instructions or review the FAQs tab on
the home page.
II. Background
This proposed rule would amend the
Department’s acquisition regulation
which was initially issued in 2003. 68
FR 67871 (Dec. 4, 2003) as amended at
71 FR 25767 (May 2, 2006). Section 695
of the Post-Katrina Emergency
Management Reform Act of 2006
(PKEMRA), Public Law 109–295, 120
Stat. 1394, 1460 (Oct. 4, 2006), directed
the Secretary to promulgate regulations
establishing a 150-day contract period
limit for declared disaster-or-recoveryrelated contracts ‘‘entered into using
procedures other than competitive
procedures.’’ Contracts to be covered by
the proposed section 695 PKEMRA
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regulation are those awarded in
response to or recovery from certain
events: (1) A major disaster or
emergency declared by the President; (2)
an uncontrolled fire that the Federal
Emergency Management Agency has
approved under a fire management
assistance declaration; or (3) an incident
for which the National Operations
Center (NOC), through the National
Response Coordination Center (NRCC),
coordinates the activation of the
appropriate Emergency Support
Functions and the Secretary of
Homeland Security has designated a
Federal Resource Coordinator (FRC) to
manage Federal resource support.
Following is a description of events and
processes leading to such declarations
or designations.
Stafford Act Major Disaster or
Emergency Declaration
The Robert T. Stafford Disaster Relief
and Emergency Assistance Act, 42
U.S.C. 5121 through 5207 (The Stafford
Act), and its implementing regulations
at 44 CFR part 206 set forth a process
for a Governor to request the President
to declare a major disaster or
emergency:
Æ If an event is beyond the combined
response capabilities of the State and
affected local governments; and
Æ If, based on the findings of a joint
Federal-State-local Preliminary Damage
Assessment (PDA), the damages are of
sufficient severity and magnitude to
warrant assistance under the Stafford
Act. In a particularly fast-moving or
clearly devastating disaster, there may
be an expedited declaration, and the
PDA may be deferred until after the
declaration.
Æ The President may direct
emergency assistance without a
Governor’s request if an incident occurs
that involves a subject area that is
exclusively or preeminently the
responsibility of the United States. The
President will consult the Governor of
any affected State, if practicable.
Æ FEMA may provide accelerated
Federal assistance and support where
necessary to save lives, prevent human
suffering, or mitigate severe damage,
even in the absence of a specific request.
The Governor of the affected State will
be consulted if practicable, but this
consultation shall not delay or impede
the provision of such rapid assistance.
Fire Management Assistance
Declarations
The Governor of a State submits the
request for a fire management assistance
declaration to the Regional Director
while the fire is burning uncontrolled.
The Regional Director gathers the State’s
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information, calls upon the Principal
Advisor for an assessment, and develops
a Regional summary and
recommendation to be forwarded to the
FEMA Recovery Division Director, or
designee. The FEMA Recovery Division
Director approves or denies the State’s
request based on:
The conditions that existed at the time
of the State’s request;
Whether or not the fire or fire complex
threatens such destruction as would
constitute a major disaster.
There are four criteria in which the
FEMA Recovery Division Director, or
designee, evaluates the threat posed by
a fire or fire complex:
• Threat to lives and improved
property, including threats to critical
facilities/infrastructure, and critical
watershed areas;
• Availability of State and local
firefighting resources;
• High fire danger conditions, as
indicated by nationally accepted indices
such as the National Fire Danger Ratings
System; and
• Potential major economic impact.
After rendering a determination, the
FEMA Recovery Division Director, or
designee, notifies the Regional Director,
who in turn notifies the State.
Designation of Federal Resource
Coordinator in Non-Stafford Act
Situations
The Department of Homeland
Security (DHS) sometimes takes action
to support a Federal department or
agency that has requested DHS
assistance in handling a disaster that
falls under the requesting department or
agency’s jurisdiction. Key operational
units that may be activated include the
National Response Coordination Center
(NRCC), Regional Response
Coordination Center (RRCC), and Joint
Field Office (JFO).
Federal departments and agencies
routinely manage the response to
incidents under their statutory or
executive authority that do not require
the assistance of other Federal agencies.
When a Federal entity with primary
responsibility and authority for
handling an incident requires
assistance, that agency may request DHS
coordination of Federal multiagency
assistance. In such cases, DHS
coordinates assistance using the
procedures and structures within the
National Response Framework.
Generally, the requesting agency funds
the participation of other Federal
departments and agencies in accordance
with provisions of the Economy Act
unless other pertinent authorities exist.
To initiate Federal-to-Federal support,
the requesting agency submits a request
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for assistance to the DHS Executive
Secretary via the National Operations
Center (NOC). Requests include a
summary of the situation, types and
amount of resources needed, financial
information, and any other appropriate
details. Upon approval of the request,
the Secretary of Homeland Security
issues an operations order to the NOC.
The NOC, through the NRCC,
coordinates the activation of the
appropriate Emergency Support
Functions. The Secretary of Homeland
Security designates a Federal Resource
Coordinator (FRC) to manage Federal
resource support. In circumstances
requiring extraordinary coordination,
the Secretary may appoint a Principal
Federal Official to serve as his or her
representative in the field.
The requesting agency then designates
a senior official to work in coordination
with the FRC as part of the Unified
Coordination Group to identify and
define specific support requirements.
The requesting agency also provides
comptrollers to the NRCC, RRCC, and
JFO, as appropriate, to oversee financial
management activities. An RRCC may
be fully or partially activated to
facilitate the deployment of resources
until a JFO is established. Facilities,
such as mobilization centers, may be
established to accommodate personnel,
equipment, and supplies. Federal
agencies provide resources under
interagency reimbursable agreements or
their own authorities.
Although the Department considered
establishing separate disaster
declaration standards applicable only to
section 695, the Department determined
it was not wise. Declaration of a disaster
under such separate 695 standards
would likely confuse the public if the
President or other recognized officials
did not make a declaration for the same
incident under the Stafford Act or other
pre-existing authority.
In addition to fulfilling this
Congressional mandate, this proposed
rule would further align HSAR with the
FAR by, among other changes, adding
new departmental procedures to
implement recent regulatory changes on
contractor disclosures; clarifying
existing content or policy, such as
release of contract information; making
editorial revisions of prior content, such
as correcting typographical errors and
Web site addresses; and making changes
to other administrative information.
III. Discussion of Proposed Rule
This proposed rule would amend 48
CFR parts 3001, 3002, 3003, 3004, 3005,
3006, 3009, 3012, 3018, 3022, 3023,
3033, 3035, 3036, 3042, 3045, 3052, and
3053. The proposed changes to 48 CFR
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part 3006 would implement section 695
of the PKEMRA. DHS proposes to
change the HSAR as described below.
Part 3001 Federal Acquisition
Regulations System
• Add an authority section 3001.103.
• Add one acquisition office, Office of
Selective Acquisitions (OSA), to the
arrangement of regulations section at
HSAR 3001.105–2.
• Update information in HSAR
3001.105–3 for finding the HSAR,
including accessing the HSAR online
and add an internet site for accessing
the Homeland Security Acquisition
Manual (HSAM).
• Remove the TSA exception to
HSAR in HSAR 3001.301, which was
inadvertently not removed when a
technical amendment (73 FR 30318,
May 27, 2008) was published, and
provide edits or corrections for clarity
throughout HSAR 3001 subparts.
Part 3002 Definitions of Words and
Terms
• Add an additional office within
components—the Office of Selective
Acquisitions (OSA) within the DHS
Management Directorate.
• Amend the definition of ‘‘Head of
the Contracting Activity (HCA)’’ to align
with the FAR and provide the
designated organization positions.
• Amend the definition of ‘‘Senior
Procurement Executive (SPE)’’ to
identify his or her responsibilities under
41 U.S.C. 414(c).
• Amend the first paragraph in the
definition of ‘‘Sensitive Information’’ to
conform it to the related HSAR clause
in 3052.204–71.
• Remove the definition of
‘‘simplified acquisition threshold’’
because there is no longer a need for a
specialized definition given the prior
removal of HSAR 48 CFR 3013.7004. 73
FR 30317, 30318, May 27, 2008.
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Part 3003 Improper Business Practices
and Personal Conflicts of Interest
• Amend HSAR 3003.101–3 by
expanding the reference to United States
Office of Government Ethics regulations
on the conduct and responsibilities of
employees contained in 5 CFR part
2635, to OGE regulations in parts 2634
through 2641, and by eliminating the
reference to a DHS replacement
management directive.
• Amend paragraph (a) of HSAR
3003.204 by adding reference to FAR
3.204(a); amend paragraph (b) to make
the HCA, rather than the Chief of the
Contracting Office (COCO), responsible
for ensuring that hearing procedures
required by FAR 3.204(b) are afforded
the contractor; and amend paragraph (c)
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to add notification to the Office of
Inspector General. References to
‘‘Government legal counsel’’ are changed
to ‘‘DHS legal counsel’’ for consistency
with the HSAR definition of ‘‘legal
counsel’’ at HSAR 3002.101 and usage
conventions.
• Add a new HSAR subpart 3003.10,
Contractor Code of Business Ethics and
Conduct, with instructions to
contractors in HSAR 3003.1003 for
making disclosure reports. This section
lists a DHS Web site for obtaining the
online, Contractor Disclosure Form
provided by the DHS Office of Inspector
General. HSAR section 3003.1004
paragraph (a) contains directions for the
contracting officer to insert a clause in
solicitations and contracts with
instructions for contractor disclosure of
violations. Paragraph (b) of HSAR
section 3003.1004 advises contracting
officers that special posters and
instructions may be issued for activities
using disaster recovery funds and
provides the Web site for obtaining the
DHS Hotline Poster described in the
clause at FAR 52.203–14.
Part 3004 Administrative Matters
Revise HSAR 3004.470 content for
consistency and correct publication
titles for previously identified DHS
Security Directive and Handbook, and
remove HSAR 3004.804–1 and its $3million-or-less-estimated-contractamount limitation on the use of quick
closeout procedures to allow for
Contracting Officer’s flexibilities for
contract closeout procedures.
Part 3005 Publicizing Contract Actions
Add HSAR 3005.470, Contractor
Award Announcements,
Advertisements, and Releases, which
addresses DHS policy that precludes
contractors from referring to DHS
contracts in commercial advertising in a
manner that states or implies the
Government approves or endorses the
product or service or considers it
superior to other products or services. It
also incorporates the requirement from
HSAR 3052.242–71 for advance
approval of the contracting officer for
release of contract information under
contracts that involve sensitive or
classified information. DHS is
combining the coverage into a single
clause, HSAR 3052.205–xx and its
alternate, to eliminate the potential for
confusion and facilitate post-award
contract management.
Part 3006 Competition Requirements
Add the implementation of section
695 of the Department of Homeland
Security Appropriations Act, 2007,
Public Law 109–295, Title VI, which
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establishes a limitation on the length of
certain noncompetitive contracts. The
law restricts the period of performance
to 150 days for contracts above the
simplified acquisition threshold that
have been entered into by DHS to
facilitate the response and recovery
from a natural disaster, act of terrorism,
or other man-made disaster, where the
award was made with other than full
and open competition under the FAR
subpart 6.302–2, Unusual and
Compelling Urgency. In order to
implement the statutory requirement,
DHS proposes to add: HSAR 3006.302–
1, Only one responsible source and no
other supplies or services will satisfy
agency requirements; HSAR 3006.302–
270, Unusual and Compelling Urgency;
HSAR 3006.303, Justifications, HSAR
3006.303–270, Contents, and HSAR
3006.304, Approval of the Justification.
Part 3009
Contractor Qualifications
Add HSAR 3009.403 to identify the
HCA as the debarring and suspending
official without authority to redelegate.
Part 3012
Items
Acquisition of Commercial
Remove the HSAR Part 3012
‘‘Reserved’’ identification and add new
content, including the prescription for
the new HSAR clause, 3052.212–XX,
Contract Terms and Conditions
Applicable to DHS Acquisition of
Commercial Items.
Part 3018 Emergency Acquisitions
Remove HSAR Part 3018 ‘‘Reserved’’
identification and add a reference in
HSAR 3018 for Emergency Acquisitions
and Available Acquisition Flexibilities.
Part 3023 Environment, Conservation,
Occupational Safety, and Drug-Free
Workplace
Amend HSAR Part 3023 to align with
the current FAR Part 23 title and
provide information regarding the DHS
Sustainable Practices policy.
Part 3033
Appeals
Protests, Disputes, and
Amend HSAR 3033 to add
instructions that ensure protests
involving classified information for the
Office of Selective Acquisitions (OSA)
are transmitted through appropriately
cleared individuals at GAO, the United
States Federal Court of Claims, or
internal protest resolution officials.
Part 3035 Research and Development
Contracting
Amend HSAR 3035.70 to remove
section 3035.7000, add a section
3035.70–1 to clarify DHS policy
regarding dissemination of non-
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sensitive research information by
educational institutions, and add a
section 3035.70–2 to clarify the
prescription for using the clause at
HSAR 3052.235–70 for contracts that do
not involve sensitive or classified
information and to instruct the
contracting officer to prepare an
appropriate clause for contracts
involving sensitive or classified
information.
Part 3036 Construction and ArchitectEngineer Contracts
Remove HSAR 3036.2, to align with
FAR Case 2006–022 changes (74 FR
31557, July 1, 2009), effective July 1,
2009, which moved the associated FAR
36 content to FAR subpart 42.15.
Part 3042 Contract Administration
and Audit Services
• Amend HSAR 3042.1502 to identify
the Contractors Performance
Assessment Reporting System (CPARS)
and its modules, Construction
Contractor Appraisal Support System
(CCASS) for construction contracts and
Architect-Engineer Contract
Administration Support System
(ACASS) for architect-engineer contracts
to report contractor performance.
CPARS replaces the National Institute of
Health’s CPS as the designated system
for DHS reporting on contractor
performance.
• Delete HSAR 3042.202–70 which
prescribed the clause at HSAR
3052.242–71. The changes at HSAR
3005.470, 3035.70, 3052.205–XX and
3052.235–70 provide coverage on
dissemination of contract information.
Part 3045
Government Property
Remove the content in HSAR Part
3045 which is obsolete as a result of the
FAR Part 45 rewrite. (72 FR 27364, May
15, 2007)
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Part 3052 Solicitation Provisions and
Contract Clauses
• Add the new clause at HSAR
3052.203–XX Instructions for Contractor
Disclosure of Violations.
• Amend HSAR clause 3052.204–71
to provide typographical corrections
and remove the Department of State
publication which is no longer
published and replace with appropriate
guidance.
• Add the new clause at HSAR
3052.205–XX Advertisements,
Publicizing Awards, and Releases, and
its Alternate I.
• Add the new clause HSAR
3052.212–XX, Contract Terms and
Conditions Applicable to DHS
Acquisition of Commercial Items.
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• Amend clause HSAR 3052.216–71,
Determination of Award Fee to delete
the content addressing rollover of award
fee amounts from one period to
subsequent periods to align with the
OMB guidance, Appropriate Use of
Incentive Contracts issued December 4,
2007.
• Amend the reference to the
prescription of HSAR 3052.235–70 for
consistency with changes to HSAR
3035.70–2.
• Delete the clauses at HSAR
3052.242–71 and 3052.245–70.
Procedures for dissemination of
information will be incorporated into
HSAR 3052.205–XX. HSAR 3052.245–
70 clause is rendered obsolete with the
Part 3045 removal.
• Add a note to HSAR 3052.101
identifying where the HSAR Provision
and Clause matrix can be found on the
DHS Web site at https://www.dhs.gov/
xopnbiz/ under Policy and Regulations,
Homeland Security Acquisition
Regulation (HSAR).
Other technical corrections include
editing DHS Form numbers in the HSAR
regulatory text in Parts 3004, 3022, and
3053 to conform to the DHS published
forms numbers and removal of HSAR
3053.245–70, Report of Government
property to conform to the removal of
Part 3045 content.
IV. Regulatory Analyses
A. Executive Order 12866 Assessment
This is not a significant regulatory
action under Section 6(b) of Executive
Order 12866, Regulatory Planning and
Review, dated September 30, 1993. The
Office of Management and Budget has
not reviewed it under the Order. This
proposed rule is not a major rule under
5 U.S.C. 804.
B. Regulatory Flexibility Act
Under the Regulatory Flexibility Act
(5 U.S.C. 601–612), the term ‘‘small
entities’’ comprises of small businesses,
not for profit organizations that are
independently owned and operated and
are not dominant in their fields, and
government jurisdictions with
populations of less than 50,000. DHS
certifies that this proposed rule will not
have a significant economic impact on
a substantial number of small entities
within the meaning of the Regulatory
Flexibility Act because the rule applies
to internal approval procedures,
supplements the Federal Acquisition
Regulations, and is intended to clarify
or eliminate existing agency acquisition
regulations and policies. DHS has not
performed an initial regulatory
flexibility analysis. DHS invites
comments from small entities and other
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interested parties. Such comments
should be submitted separately and
should cite HSAR Case 2009–002. See
ADDRESSES above for information on
how to submit comments.
C. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995, Public Law 104–13, all
Departments are required to submit to
the Office of Budget and Management
(OMB), for review and approval any
reporting requirements inherent in a
rule.
The Paperwork Reduction Act applies
to this proposed rule. However, the
information collection requirements
imposed by the provisions 3052.205–XX
and 3052.212–XX are currently covered
by the approved information collection
requirements for provisions (OMB
Clearance numbers 1600–0003, PostContract Award Information, and 1600–
0005, Solicitation of Proposal
Information for Award of Public
Contracts). DHS considers that any
changes due to the use of these clauses
will be within the estimated hours for
the existing approved OMB clearance.
The clause at 3052.203–XX does not
create a new information collection
requirement. It provides a format for
contractors to use when making a
disclosure under FAR 3.1003 and
52.203–13. The FAR disclosure
requirements are approved under OMB
Clearance Number 9000–0164.
You need not respond to a collection
of information unless it displays a
currently valid control number from
OMB. Use of these two information
collections, 1600–0003 and 1600–0005,
has been approved by OMB until
January 31, 2012, and October 31, 2011,
respectively.
D. Executive Order 13132 (Federalism)
The proposed rule would not have
substantial direct effect on the States, on
the relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with section 6 of Executive
Order 13132, DHS has determined that
this rule does not have sufficient
federalism implications to warrant the
preparation of a federalism impact
statement.
E. National Environmental Policy Act
We have analyzed this proposed rule
under Department of Homeland
Security Management Directive 023–01
which guides the Department in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
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have made a preliminary determination
this action is one of a category of actions
which do not individually or
cumulatively have a significant effect on
the human environment. This rule,
which does not involve any
extraordinary circumstances, appears to
be categorically excluded under
paragraphs A3(b) and A3(d) in Table I
of Appendix A of Directive 023–01
because it implements legislation and
amends acquisition regulations without
changing the regulations’ environmental
effect. We seek comments or
information pertinent to these
determinations.
List of Subjects in 48 CFR Parts 3001,
3002, 3003, 3004, 3005, 3006, 3009,
3012, 3018, 3022, 3023, 3033, 3035,
3036, 3042, 3045, 3052 and 3053
Government procurement.
Dated: August 26, 2010.
Richard K. Gunderson,
Acting Chief Procurement Officer,
Department of Homeland Security.
3001.105–3
Accordingly, DHS amends 48 CFR
parts 3001, 3002, 3003, 3004, 3005,
3006, 3009, 3012, 3018, 3022, 3023,
3033, 3035, 3036, 3042, 3045, 3052, and
3053 as follows:
1. The authority citation for 48 CFR
parts 3001, 3002, 3003, 3004, 3005,
3006, 3009, 3022, 3023, 3033, 3035,
3036, 3042, 3045, 3052 and 3053
continues to read as follows:
Authority: 5 U.S.C. 301–302, 41 U.S.C.
418b(a) and (b), 41 U.S.C. 414, 48 CFR part
1, subpart 1.3, and DHS Delegation Number
0700.
PART 3001—FEDERAL ACQUISITION
REGULATION SYSTEM
2. Amend Subpart 3001.1 by adding
section 3001.103 to read as follows:
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3001.103
Authority.
The HSAR is issued by DHS’s Chief
Procurement Officer, who is the Senior
Procurement Executive (SPE), see 41
U.S.C. 414 and DHS Delegation Number
0700, under authority of 5 U.S.C. 301–
302, the Office of Federal Procurement
Policy Act, Public Law 93–400, 88 Stat.
796 (1974), including sections 22 and
25, 41 U.S.C. 418b and 421, and (FAR)
48 CFR part 1, subpart 1.3.
3. Amend section 3001.105–2 by
revising paragraph (a) to read as follows:
3001.105–2
Arrangement of regulations.
(a) General. The HSAR, which
encompasses both Department-wide and
Component-unique guidance, conforms
to the arrangement and numbering
system prescribed by (FAR) 48 CFR
1.105–2. Guidance that is unique to a
Component contains the organization’s
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acronym or abbreviation directly
following the title. The following
acronyms and abbreviations apply:
DHS Management (MGMT), including
the Office of Procurement Operations
(OPO) and the Office of Selective
Acquisitions (OSA);
Federal Emergency Management Agency
(FEMA);
Federal Law Enforcement Training
Center (FLETC);
Transportation Security Administration
(TSA);
U.S. Coast Guard (USCG);
U.S. Customs and Border Protection
(CBP);
U.S. Immigration and Customs
Enforcement (ICE); and
U.S. Secret Service (USSS).
4. Revise section 3001.105–3 to read
as follows:
Copies.
Official versions of the HSAR are
available in the Code of Federal
Regulations, as supplemented and
revised from time to time by the Federal
Register, both of which are available
from the Government Printing Office in
paper and electronic form. The HSAR is
also available in electronic form at
https://www.dhs.gov. A convenient but
unofficial up-to-date version of the
HSAR is also available from the
Government Printing office at https://
www.gpoaccess.gov/ecfr/.
The Homeland Security Acquisition
Manual (HSAM), which complements
the HSAR, can also be found at https://
www.dhs.gov.
5. In section 3001.301, revise
paragraph (a)(1) to read as follows:
3001.301
Policy.
(a)(1) The HSAR is issued for
Departmental guidance according to the
policy cited in (FAR) 48 CFR 1.301. The
HSAR establishes uniform Department
of Homeland Security policies and
procedures for all acquisition activities
within the Department of Homeland
Security. Component supplemental
acquisition regulations to be inserted in
the HSAR as a HSAR supplement
regulation must be reviewed and
approved by the Chief Procurement
Officer (CPO) before the CPO authorizes
and submits the proposed content for
publication in the Federal Register
under (FAR) 48 CFR part 1, subparts 1.3
and 1.5.
*
*
*
*
*
3001.301–70
[Amended]
6. Amend section 3001.301–70 in
paragraph (a) introductory text by
removing ‘‘20598’’ and adding ‘‘20528’’
in its place.
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7. In section 3001.301–71, revise
paragraph (c) to read as follows:
3001.301–71
Effective Date.
*
*
*
*
*
(c) Contracting officers must modify
existing contracts to include HSAR
changes where required to do so by law.
Otherwise, contracting officers should
consider using the Changes clause,
where feasible, or other suitable
authority, to modify existing contracts
to include HSAR changes.
8. In section 3001.303, revise
paragraph (a)(3) to read as follows:
3001.303
Publication and codification.
(a) * * *
(3) Coverage in HSAR chapter 30 that
supplements the FAR will use part,
subpart, section, and subsection
numbers ending in ‘‘70’’ through ‘‘89’’. A
series of numbers beginning with ‘‘70’’ is
used for provisions and clauses (e.g.,
(HSAR) 48 CFR 3001.301–70).
*
*
*
*
*
3001.304
[Amended]
9. Amend section 3001.304 in
paragraph (a) by adding the words
‘‘Department of’’ before the words
‘‘Homeland Security’’ in the first
sentence.
3001.403
[Amended]
10. Amend section 3001.403 by
removing the word ‘‘deviation’’ in the
first sentence and adding the word
‘‘deviations’’ in its place.
3001.602–3
[Amended]
11. Amend section 3001.602–3 by
removing the words ‘‘Department of
Homeland Security (DHS)’’ in the first
sentence and adding in their place
‘‘DHS’’.
PART 3002—DEFINITIONS OF WORDS
AND TERMS
12. Amend section 3002.101 by
removing the definition of ‘‘Simplified
acquisition threshold’’ and revising the
definitions of ‘‘Component’’, ‘‘Head of
the Contracting Activity (HCA)’’, ‘‘Senior
Procurement Executive (SPE)’’, and the
introductory paragraph of the ‘‘Sensitive
Information’’ definition to read as
follows:
3002.101
Definitions.
*
*
*
*
*
Component means the following
entities for purposes of this chapter:
(1) DHS Management (MGMT),
including the Office of Procurement
Operations (OPO) and the Office of
Selective Acquisitions (OSA);
(2) Federal Emergency Management
Agency (FEMA);
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(3) Federal Law Enforcement Training
Center (FLETC);
(4) Transportation Security
Administration (TSA);
(5) U.S. Coast Guard (USCG);
(6) U.S. Customs and Border
Protection (CBP);
(7) U.S. Immigration and Customs
Enforcement (ICE); and
(8) U.S. Secret Service (USSS).
*
*
*
*
*
Head of the Contracting Activity
(HCA) means the official who has
overall responsibility for managing the
contracting activity. For DHS, the HCAs
are:
(1) Director, Office of Procurement
Operations (OPO);
(2) Director, Office of Selective
Acquisitions (OSA);
(3) Director, Procurement (FEMA)
(4) Chief, Procurement Division
(FLETC);
(5) Assistant Administrator for
Acquisition (TSA);
(6) Director of Contracting and
Procurement (USCG);
(7) Executive Director, Procurement
(CBP);
(8) Director, Office of Acquisition
Management (ICE); and
(9) Chief, Procurement Operations
(USSS).
*
*
*
*
*
Senior Procurement Executive (SPE)
for the Department of Homeland
Security means the DHS Chief
Procurement Officer (CPO), who is the
individual appointed pursuant to 41
U.S.C. 414(c) to be responsible for
management direction of the
procurement system of DHS, including
implementation of the unique
procurement policies, regulations, and
standards of DHS.
Sensitive Information, as used in this
Chapter, means any information which
if lost, misused, disclosed, or, without
authorization, is accessed or modified,
could adversely affect the national or
homeland security interest, the conduct
of Federal programs, or the privacy to
which individuals are entitled under 5
U.S.C. 552a (the Privacy Act), but which
has not been specifically authorized
under criteria established by an
Executive Order or an Act of Congress
to be kept secret in the interest of
national defense, homeland security or
foreign policy. This definition includes
the following categories of information:
*
*
*
*
*
3002.270
[Amended]
13. Amend the abbreviation list entry
in section 3002.270 by removing ‘‘HCA
Head of Contracting Activity’’ and
adding in its place ‘‘HCA Head of the
Contracting Activity’’.
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PART 3003—IMPROPER BUSINESS
PRACTICES AND PERSONAL
CONFLICTS OF INTEREST
14. Revise section 3003.101–3 to read
as follows:
3003.101–3
Agency regulations.
The United States Office of
Government Ethics has promulgated
regulations applicable to the entire
Executive Branch that address the
conduct matters referenced in (FAR) 48
CFR 3.101–3. See 5 CFR vol. 3, ch. XVI,
subch. B. The Department of Homeland
Security has also issued Management
Directive 0480.1, Ethics/Standards of
Conduct.
15. Revise section 3003.204 to read as
follows:
3003.204
Treatment of violations.
(a) The HCA is the official designated
to make the determination under (FAR)
48 CFR 3.204(a) whether a gratuities
violation has occurred. If the HCA has
been personally and substantially
involved in the specific procurement,
the advice of the DHS legal counsel
should be sought to determine whether
the CPO should designate an alternate
decision maker.
(b) The HCA shall ensure that the
hearing procedures required by (FAR)
48 CFR 3.204(b) are afforded to the
contractor. DHS legal counsel shall be
consulted regarding the appropriateness
of the hearing procedures that are
established.
(c) If the HCA determines that the
alleged gratuities violation occurred the
HCA shall consult with DHS legal
counsel regarding appropriate action
and notify the Office of Inspector
General.
16. Add Subpart 3003.10 to read as
follows:
3003.1004
Contract clauses.
(a) The contracting officer shall insert
the clause at (HSAR) 48 CFR 3052.203–
XX, Instructions for Contractor
Disclosure of Violations, in solicitations
and contracts containing the clause at
(FAR) 48 CFR 52.203–13.
(b)(1) There may be different or
additional DHS OIG hotline posters for
specific events. When the DHS OIG
publishes a specific event hotline
poster, DHS will notify the Office of
Federal Procurement Policy for further
instructions on dissemination.
(2)(ii) The contracting officer should
complete paragraph (b)(3) of the clause
at (FAR) 48 CFR 52.203–14 by
identifying the Web site from which the
hotline poster can be obtained, https://
www.dhs.gov/xoig/assets/
DHS_OIG_Hotline.pdf, or the Web site
from which the Disaster Fraud Hotline
poster can be obtained for use in
contracts involving disaster relief
operations, https://www.dhs.gov/xoig/
assets/DHS_OIG_Hotline_Fraud.pdf.
PART 3004—ADMINISTRATIVE
MATTERS
17. Amend section 3004.470–2 by
revising paragraph (a) to read as follows:
3004.470–2
Policy.
Subpart 3003.10—Contractor Code of
Business Ethics and Conduct
Sec.
3003.1003 Requirements.
(a) DHS’s policies and procedures on
contractor personnel security
requirements are set forth in various
management directives (MDs),
Directives, and Instructions. MD
11042.1, Safeguarding Sensitive But
Unclassified (For Official Use Only)
Information describes how contractors
must handle sensitive but unclassified
information. The DHS Sensitive
Systems Policy Directive 4300A and the
DHS 4300A Sensitive System
Handbook, provide the policies and
procedures on security for Information
Technology resources. Compliance with
these policies and procedures, as
amended, is required.
*
*
*
*
*
3003.1004
3004.470–3
Contract clauses.
Subpart 3003.10—Contractor Code of
Business Ethics and Conduct
3003.1003
Requirements.
(a) Contractor requirements.
Contractors making written disclosures
under the clause at (FAR) 49 CFR
52.203–13 must use the electronic form
at https://www.dhs.gov/xoig/
gc_1233236886677.shtm. Contractors
making disclosures under contracts
which do not contain the clause at
(FAR) 48 CFR 52.203–13 are encouraged
to also use this electronic form.
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[Amended]
18. Amend section 3004.470–3 in
paragraph (b) in the second sentence by
removing the word ‘‘Officers’’ and
adding ‘‘officers’’ in its place.
3004.804–1
[Removed]
19a. Remove section 3004.804–1.
19b. In section 3004.804–570, revise
paragraphs (a)(1) through (a)(3) to read
as follows:
3004.804–570
documents.
(a) * * *
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(1) DHS Form 700–3, Contractor’s
Release (e.g., see (FAR) 48 CFR 52.216–
7);
(2) DHS Form 700–2, Contractor’s
Assignment of Refunds, Rebates, Credits
and Other Amounts (e.g., see (FAR) 48
CFR 52.216–7);
(3) DHS Form 700–1, Cumulative
Claim and Reconciliation Statement
(e.g., see (FAR) 48 CFR 4.804–5(a)(13);
and
*
*
*
*
*
PART 3005—PUBLICIZING CONTRACT
ACTIONS
20. Amend Subpart 3005.4 by adding
sections 3005.470, 3005.470–1, and
3005.470–2 to read as follows:
3005.470 Contractor award
announcements, advertisements, and
releases.
3005.470–1
Policy.
(a) DHS policy requires its contracting
officers to restrict DHS contractors from
referring to its DHS contract(s) in
commercial advertising in a manner that
states or implies the Government
approves or endorses the contractor’s
products or services or considers them
superior to other products or services.
The intent of this policy is to prevent
the appearance of Government bias
toward any product or service.
(b) The Department’s contractors
share the responsibility for protecting
sensitive and classified information
related to efforts under their contracts.
For any contract that involves sensitive
or classified information, prior to the
release of any contract award
announcement, advertisement, or other
release of information pertaining to the
contract, the contractor must obtain the
approval of the responsible contracting
officer.
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3005.470–2
Contract clauses.
(a) Insert the clause at (HSAR) 48 CFR
3052.205–XX, Advertisements,
Publicizing Awards, and Releases, in all
solicitations and contracts that exceed
the simplified acquisition threshold.
(b) Except for research contracts with
educational institutions, if the contract
involves sensitive or classified
information, use the clause with its
Alternate I. For research contracts with
educational institutions, see (HSAR) 48
CFR 3035.70–2(b).
PART 3006—COMPETITION
REQUIREMENTS
21. Amend subpart 3006.3 by adding
sections 3006.302–1, 3006.302–270,
3006.303, 3006.303–270, 3006.304, and
3006.304–70 to read as follows:
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Subpart 3006.3—Other Than Full and
Open Competition
*
*
*
*
*
3006.302–1 Only one responsible source
and no other supplies or services will
satisfy agency requirements.
3006.302–270 Unusual and compelling
urgency.
*
*
*
*
*
3006.303 Justifications.
3006.303–270 Content.
3006.304 Approval of justification.
3006.304–70 DHS Approval of justification.
3006.302–1 Only one responsible source
and no other supplies or services will
satisfy agency requirements.
(b)(4) The contracting officer may rely
on this exception in the case where only
one source is available to provide
additional units or replacement items
under a specific make and model
requirement, but only where the CPO
has determined in accordance with the
agency’s standardization program that
only the specific make(s) and model(s)
will satisfy the agency’s needs.
3006.302–270
urgency.
Unusual and compelling
(c)(3) For contract awards to facilitate
the response to or recovery from a
natural disaster, act of terrorism, or
other man-made disaster, that relies on
this exception, the period of
performance shall be limited to the
minimum period necessary to meet the
urgent and compelling requirements of
the work to be performed and to enter
into another contract for the required
goods or services through the use of
competitive procedures, but in no event
shall the period of performance exceed
150 days, unless the Head of the
Contracting Activity (or higher approval
authority if required by (FAR) 48 CFR
6.304 or DHS procedures) determines
that exceptional circumstances apply,
approving the justification as set forth in
(HSAR) 48 CFR 3006.304. The
limitation on the period of performance
applies to contracts awarded in
response to, or to recovery from:
(i) A major disaster or emergency
declared by the President under Title IV
or Title V of the Robert T. Stafford
Disaster Relief and Emergency
Assistance Act, as amended (42 U.S.C.
5121–5207) (see https://www.fema.gov/
news/disasters.fema#sev2 for a list of
declarations);
(ii) An uncontrolled fire or fire
complex, threatening such destruction
as would constitute a major disaster,
and for which the Federal Emergency
Management Agency has approved a fire
management assistance declaration in
accordance with regulatory criteria at 44
CFR 204.21 (see https://www.fema.gov/
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news/disasters.fema#sev2 for a list of
declarations); or
(iii) An incident for which the
National Operations Center (NOC),
through the National Response
Coordination Center (NRCC),
coordinates the activation of the
appropriate Emergency Support
Functions and the Secretary of
Homeland Security has designated a
Federal Resource Coordinator (FRC) to
manage Federal resource support.
*
*
*
*
*
3006.303
Justifications.
3006.303–270
Content.
(a)(9)(iv) For a proposed contract
subject to the restrictions of (HSAR) 48
CFR 3006.302–270(c)(3) and where
(FAR) 48 CFR 6.302–2 is cited as the
authority, the exceptional circumstances
allowing for an award for a period of
performance in excess of 150 days.
3006.304
Approval of justification.
3006.304–70
DHS Approval of justification.
A justification for other than full and
open competition that cites (FAR) 48
CFR Part 6.302–2 as its authority shall
be approved in writing by the HCA
(unless a higher approval authority is
required in accordance with (FAR) 48
CFR Part 6.304 or DHS procedures) for
a proposed DHS contract to facilitate the
response to or recovery from a natural
disaster, act of terrorism, or other manmade disaster with a period of
performance in excess of 150 days. The
justification should make plain the
exceptional circumstances that justify
the duration of the contract. This
authority may not be redelegated by the
HCA.
PART 3009—CONTRACTOR
QUALIFICATIONS
22. Amend subpart 3009.4 by adding
section 3009.403 to read as follows:
3009.403
Definitions.
Debarring official means the Head of
the Contracting Activity (HCA). The
authority to impose debarment may not
be redelegated by the HCA.
Suspending official means the HCA.
The authority to impose suspension
may not be redelegated by the HCA.
23. Add part 3012 to read:
PART 3012—ACQUISITION OF
COMMERCIAL ITEMS
Subpart 3012.3—Solicitation
Provisions and Contract Clauses for
the Acquisition of Commercial Items
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Sec.
3012.301 Solicitation provisions and
contract clauses for the acquisition of
commercial items.
3023.1004
Authority: 5 U.S.C. 301–302, 41 U.S.C.
418b(a) and (b), 41 U.S.C. 414, 48 CFR part
1, subpart 1.3, and DHS Delegation Number
0700.
3012.301 Solicitation provisions and
contract clauses for the acquisition of
commercial items.
(f) Solicitation provisions and
contract clauses. Insert (HSAR) 48 CFR
3052.212–70, Contract Terms and
Conditions Applicable to DHS
Acquisition of Commercial Items, in any
solicitation or contract for commercial
items when any of the provisions or
clauses listed therein applies and where
incorporation by reference of each
selected provision or clause is, to the
maximum extent practicable, consistent
with customary commercial practice. If
necessary, tailor this clause.
24. Add part 3018 to read:
Requirements.
3035.70–2
DHS Directive 023–02 Environmental
Compliance Program provides guidance
and direction for compliance with
environmental laws, regulations and
executive orders. DHS Directive 025–01,
Sustainable Practices for Environmental,
Energy and Transportation, provides
guidance and direction for compliance
with green purchasing and other
sustainable practices contained in
Executive Order 13423. Contracting
officers shall ensure that solicitations
and contracts contain appropriate
sustainable practices requirements,
provisions and clauses. Contractors
shall support the DHS Environmental
Policy by taking appropriate actions to
eliminate or reduce their impacts on the
environment.
PART 3033—PROTESTS, DISPUTES,
AND APPEALS
28. Amend part 3033 by adding
subpart 3033.1 to read as follows:
PART 3018—EMERGENCY
ACQUISITIONS
Sec.
3033.102 General.
3033.102–90 Protests on classified
solicitations (OSA).
Sec.
3018.109
Priorities and allocations.
Authority: 5 U.S.C. 301–302, 41 U.S.C.
418b(a) and (b), 41 U.S.C. 414, 48 CFR part
1, subpart 1.3, and DHS Delegation Number
0700.
3018.109
Priorities and allocations.
DHS Components may assign priority
ratings on contracts and orders as
authorized by the Defense Priorities and
Allocation System (DPAS). (See (HSAR)
48 CFR 3011.602.)
PART 3022—APPLICATION OF LABOR
LAWS TO GOVERNMENT
ACQUISITIONS
3033.102–90 Protests on classified
solicitations (OSA).
To ensure that classified information
is protected and appropriate security
measures are coordinated as required,
protests involving classified
solicitations issued by the Office of
Selective Acquisitions (OSA) shall be
submitted directly to the contracting
officer for further transmission to the
GAO, the United States Court of Federal
Claims, or for internal resolution in the
case of agency protests. Specific
instructions will be provided in Section
L of the solicitation.
25. Amend section 3022.406–9(c)(1)
by removing ‘‘DHS Form 0700–04’’ and
adding in its place ‘‘DHS Form 700–4’’.
PART 3035—RESEARCH AND
DEVELOPMENT CONTRACTING
PART 3023—ENVIRONMENT, ENERGY
AND WATER EFFICIENCY,
RENEWABLE ENERGY
TECHNOLOGIES, OCCUPATIONAL
SAFETY, AND DRUG-FREE
WORKPLACE
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(a) The contracting officer shall use
the clause at (HSAR) 48 CFR 3052.235–
70, Dissemination of Information—
Educational Institutions, in contracts
with educational institutions for
research that is not sensitive or
classified.
(b) If the contract involves sensitive or
classified research, the contracting
officer shall prepare and insert a Special
Contract Requirement that conditions
dissemination upon the approval of a
designated Government official.
PART 3036—CONSTRUCTION AND
ARCHITECT-ENGINEER CONTRACTS
3036.201
[Removed]
30. Remove section 3036.201.
PART 3042—CONTRACT
ADMINISTRATION AND AUDIT
SERVICES
Subpart 3042.2—[Removed]
Subpart 3033.1—Protests
Subpart 3018.1—Available Acquisition
Flexibilities
Contract clause.
29a. Amend subpart 3035.70 by
removing section 3035.7000.
29b. Add sections 3035.70–1 and
3035.70–2 to read as follows:
26. Amend Part 3023 by revising the
heading to read as set forth above.
*
*
*
*
*
3023.1002
[Removed]
27a. Amend subpart 3023.10 by
removing section 3023.1002.
27b. Add section 3023.1004 to read as
follows:
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3035.7000
3035.70–1
[Removed]
Policy.
The Department of Homeland
Security (DHS) desires widespread
dissemination of the results of funded
non-sensitive research. The Contractor,
therefore, may publish (subject to the
provisions of the ‘‘Data Rights’’ and
‘‘Patent Rights’’ clauses of the contract)
research results in professional journals,
books, trade publications, or other
appropriate media.
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31. Remove subpart 3042.2.
32. Revise section 3042.1502 to read
as follows:
3042.1502
Policy.
(a) Components shall use the
Contractor Performance Assessment
Reporting System (CPARS) or other
performance reporting system as
designated by the DHS Chief
Procurement Officer for evaluating
contractor performance in accordance
with (FAR) 48 CFR Parts 42.1502 and
42.1503.
(e) Components shall use the
Construction Contractor Appraisal
Support System (CCASS) module of
CPARS, or other performance reporting
system as designated by the DHS Chief
Procurement Officer for evaluating
construction contractor performance in
accordance with (FAR) 48 CFR Parts
42.1502 and 42.1503.
(f) Components shall use the
Architect-Engineer Contract
Administration Support System
(ACASS) module of CPARS or other
performance reporting system as
designated by the DHS Chief
Procurement Officer for evaluating
architect-engineer contractor
performance in accordance with (FAR)
48 CFR Parts 42.1502 and 42.1503.
PART 3045—[REMOVED AND
RESERVED]
33. Under the authority of 5 U.S.C.
301–302, part 3045 is removed and
reserved.
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‘‘Alternate I (MON XXXX)’’
PART 3052—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
*
34. Amend section 3052.101 by
adding the following note at the end of
the section to read as follows:
3052.101
*
*
Using Part 3052.
*
*
*
35. Amend subpart 3052.2 by adding
3052.203–XX to read:
3052.203–XX Instructions for Contractor
Disclosure of Violations.
As prescribed in (HSAR) 48 CFR
3003.1004(a), insert the following
clause:
Instructions for Contractor Disclosure of
Violations
(MON XXXX)
When making a written disclosure under
the clause at FAR 52.213–13, paragraph (3),
the Contractor shall use the form at https://
www.dhs.gov/xoig/gc_1233236886677.shtm
and submit the disclosure electronically to
the Department of Homeland Security Office
of Inspector General. The Contractor shall
provide a copy of the disclosure to the
Contracting Officer by e-mail or facsimile on
the same business day as the submission to
the Office of Inspector General. The
Contractor shall provide the Contracting
Officer a concurrent copy of any supporting
materials submitted to the Office of Inspector
General.
36–37. Amend section 3052.204–71:
a. By capitalizing the first letter of every
occurrence of the words ‘‘contractor’’ and
‘‘government’’ and by revising paragraph (a)
of the clause; and
b. In Alternate I by capitalizing the first
letters of every occurrence of the words
‘‘contractor’’ and ‘‘contracting officer’’ in the
alternate content and by revising paragraph
(k)(1) of the alternate.
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The revisions read as follows:
3052.204–71 Contractor employee access.
(MON XXXX)
(a) Sensitive Information, as used in this
clause, means any information, which if lost,
misused, disclosed, or, without authorization
is accessed, or modified, could adversely
affect the national or homeland security
interest, the conduct of Federal programs, or
the privacy to which individuals are entitled
under section 552a of title 5, United States
Code (the Privacy Act), but which has not
been specifically authorized under criteria
established by an Executive Order or an Act
of Congress to be kept secret in the interest
of national defense, homeland security or
foreign policy. This definition includes the
following categories of information:
*
*
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*
*
16:45 Sep 10, 2010
*
*
*
(k) * * *
(1) The individual must be a legal
permanent resident of the U.S., citizens of
Ireland, Israel, or the Republic of the
Philippines, or to nationals of those countries
allied with the United States in a current
defense effort;
*
Note to 3052.101: The solicitation
provisions and contract clauses matrix
referencing all HSAR provisions and clauses
is available at https://www.dhs.gov/xopnbiz/
under Policy and Regulations, Homeland
Security Acquisition Regulation (HSAR).
*
*
Jkt 220001
*
*
*
*
38. Amend subpart 3052.2 by adding
3052.205–XX to read as follows:
3052.205–XX Advertisements, Publicizing
Awards, and Releases.
As prescribed in (HSAR) 48 CFR
3005.470–2, insert the following clause:
Advertisements, Publicizing Awards, and
Releases
(MON XXXX)
The Contractor shall not refer to this
contract in commercial advertising or similar
promotions in such a manner as to state or
imply that the product or service provided is
endorsed or preferred by the Federal
Government or is considered by the
Government to be superior to other products
or services.
(End of clause)
Alternate I (MON XXXX). If a contract
involves sensitive or classified information,
designate the paragraph in the base clause as
(a) and add the following paragraph (b) to the
clause:
(b) All advertisements, releases,
announcements, or other publication
regarding this contract or the agency
programs and projects covered under it, or
the results or conclusions made pursuant to
performance, must be approved by the
Contracting Officer. Under no circumstances
shall the Contractor, or anyone acting on
behalf of the Contractor, refer to the supplies,
services, or equipment furnished pursuant to
the provisions of this contract in any
publicity, release, or commercial advertising
without first obtaining explicit written
consent to do so from the Contracting Officer.
(End of clause)
39. Amend subpart 3052.2 by adding
section 3052.212–XX to read as follows:
3052.212–XX Contract Terms and
Conditions Applicable to DHS Acquisition
of Commercial Items
As prescribed in (HSAR) 48 CFR
3012.301, insert the following clause:
Contract Terms and Conditions Applicable
to DHS Acquisition of Commercial Items
(MON XXXX)
The Contractor agrees to comply with any
provision or clause that is incorporated
herein by reference to implement agency
policy applicable to acquisition of
commercial items or components. The
provision or clause in effect based on the
applicable regulation cited on the date the
solicitation is issued applies unless
otherwise stated herein. The following
PO 00000
Frm 00046
Fmt 4702
Sfmt 4702
55537
provisions and clauses are incorporated by
reference: [The Contracting Officer should
either check the provisions and clauses that
apply or delete the provisions and clauses
that do not apply from the list. The
Contracting Officer may add the date of the
provision or clause if desired for clarity.]
(a) Provisions.
lll3052.209–72 Organizational Conflicts
of Interest.
lll3052.219–72 Evaluation of Prime
Contractor Participation in the DHS
´ ´
Mentor Protege Program.
(b) Clauses.
lll3052.203–XX Instructions for
Contractor Disclosure of Violations.
lll3052.204–70 Security Requirements
for Unclassified Information Technology
Resources.
lll3052.205–XX Advertisement,
Publicizing Awards, and Releases
lllAlternate I
lll3052.204–71 Contractor Employee
Access
lll3052.209–73 Limitation on Future
Contracting.
lll3052.215–70 Key Personnel or
Facilities.
lll3052.216–70 Evaluation of Offers
Subject to An Economic Price
Adjustment Clause.
lll3052.216–71 Determination of Award
Fee.
lll3052.216–72 Performance Evaluation
Plan.
lll3052.216–73 Distribution of Award
Fee.
lll3052.217–91 Performance. (USCG)
lll3052.217–92 Inspection and Manner
of Doing Work. (USCG)
lll3052.217–93 Subcontracts. (USCG)
lll3052.217–94 Lay Days. (USCG)
lll3052.217–95 Liability and Insurance.
(USCG)
lll3052.217–96 Title. (USCG)
lll3052.217–97 Discharge of Liens.
(USCG)
lll3052.217–98 Delays. (USCG)
lll3052.217–99 Department of Labor
Safety and Health Regulations for Ship
Repair. (USCG)
lll3052.217–100 Guarantee. (USCG)
lll3052.219–70 Small Business
Subcontracting Plan Reporting.
´ ´
lll3052.219–71 DHS Mentor Protege
Program.
lll3052.228–70 Insurance.
lll3052.228–90 Notification of Miller
Act Payment Bond Protection. (USCG)
lll3052.228–91 Loss of or Damage to
Leased Aircraft. (USCG)
lll3052.228–92 Fair Market Value of
Aircraft. (USCG)
lll3052.228–93 Risk and Indemnities.
(USCG)
lll3052.236–70 Special Provisions for
Work at Operating Airports.
lll3052.242–70 Contracting Officer’s
Technical Representative.
lll3052.247–70 F.o.B. Origin
Information.
lllAlternate I
lllAlternate II
lll3052.247–71 F.o.B. Origin Only.
lll3052.247–72 F.o.B. Destination Only.
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Federal Register / Vol. 75, No. 176 / Monday, September 13, 2010 / Proposed Rules
(End of clause)
PART 3053—FORMS
3052.216–71
44a. Amend section 3053–204–70 by
revising paragraphs (a) through (c) to
read as follows:
last line and adding ‘‘DHS Form 700–4’’
in its place.
3053.303
[Amended]
40. Remove paragraph (d) of clause
3052.216–71, Determination of Award
Fee.
3052.235–70
[Amended]
41. Amend section 3052.235–70 by
removing the words ‘‘48 CFR 3035.7000’’
in the introductory paragraph and
adding in their place the reference to
‘‘48 CFR 3035.70–2.’’
3052.242–71
[Removed]
42. Remove section 3052.242–71.
3052.245–70
[Removed]
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43. Remove section 3052.245–70.
VerDate Mar<15>2010
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3053.204–70
Administrative matters.
*
*
*
*
*
(a) DHS Form 700–1, Cumulative
Claim and Reconciliation Statement.
(See (HSAR) 48 CFR 3004.804–
570(a)(1).)
(b) DHS Form 700–2, Contractor’s
Assignment of Refunds, Rebates, Credits
and Other Amounts. (See (HSAR) 48
CFR 3004.570(a)(2).)
(c) DHS Form 700–3, Contractor
Release. (See (HSAR) 48 CFR 3004.804–
570(a)(3).)
3053.222–70
[Amended]
44b. Amend section 3053.222–70 by
removing ‘‘DHS Form 0700–04’’ in the
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Fmt 4702
Sfmt 9990
[Amended]
44c. Amend section 3053.303 by
removing ‘‘DHS Form 0700–01’’, ‘‘DHS
Form 0700–02’’, ‘‘DHS Form 0700–03’’,
and ‘‘DHS Form 0700–04’’ from the table
in the ‘‘Form No.’’ column, and adding
in their place, respectively ‘‘DHS Form
700–1’’, ‘‘DHS Form 700–2’’, ‘‘DHS Form
700–3’’, and ‘‘DHS Form 700–4’’; and by
removing the whole entry for
‘‘Contractor Report of Government
Property/DHS Form 0700–05.’’
3053.245–70
[Removed and Reserved]
45. Remove and reserve section
3053.245–70.
[FR Doc. 2010–21897 Filed 9–10–10; 8:45 am]
BILLING CODE 9110–9B–P
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Agencies
[Federal Register Volume 75, Number 176 (Monday, September 13, 2010)]
[Proposed Rules]
[Pages 55529-55538]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-21897]
-----------------------------------------------------------------------
DEPARTMENT OF HOMELAND SECURITY
48 CFR Parts 3001, 3002, 3003, 3004, 3005, 3006, 3009, 3012, 3018,
3022, 3023, 3033, 3035, 3036, 3042, 3045, 3052, and 3053
[Docket No. DHS-2009-0085; HSAR Case 2009-002]
RIN 1601-AA28
Homeland Security Acquisition Regulation (HSAR); Revision
Initiative
AGENCY: Office of the Chief Procurement Officer, DHS.
ACTION: Proposed rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: DHS is proposing to amend multiple sections of the Homeland
Security Acquisition Regulation (HSAR) to align existing content with
the Federal Acquisition Regulation (FAR); to implement Section 695 of
the Post-Katrina Emergency Management Reform Act of 2006; to clarify
agency acquisition regulations; and to provide editorial corrections.
The HSAR Part 3006 proposed amendment reflects the necessary
implementation for the statutory change restricting the length of
certain noncompetitive contracts entered into by the Department of
Homeland Security to facilitate the response to or recovery from a
natural disaster, act of terrorism, or other man-made disaster.
DATES: Comments must reach the Department of Homeland Security, Office
of the Chief Procurement Officer, Acquisition Policy and Legislation,
on or before November 12, 2010, to be considered in the formulation of
the final rule.
ADDRESSES: Please submit written comments, identified by agency name
and docket number DHS-2009-0085, by one of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov. To
submit comments, follow instructions on www.regulations.gov and use
docket number DHS-2009-0085.
(2) By mail to the Department of Homeland Security, Office of the
Chief Procurement Officer, Acquisition Policy and Legislation, ATTN:
Teresa McConahie, 245 Murray Drive, Bldg. 410 (RDS), Washington, DC
20528.
FOR FURTHER INFORMATION CONTACT: Teresa McConahie, Senior Procurement
Analyst, at (202) 447-0271 for clarification of content.
SUPPLEMENTARY INFORMATION:
I. Request for Comments
II. Background
III. Discussion of Proposed Rule
IV. Regulatory Analyses
A. Executive Order 12866 Assessment
B. Regulatory Flexibility Act
C. Paperwork Reduction Act
D. Executive Order 13132 (Federalism)
E. National Environmental Policy Act
I. Request for Comments
Interested persons are invited to participate in this rulemaking by
submitting written data, views or arguments on all aspects of this
proposed rule. Comments should be organized by Homeland Security
Acquisition Regulation (HSAR) Part, and address the specific section
that is being commented on. All comments received will be posted
without change to https://regulations.gov, including any personal
information provided. See ADDRESSES above for information on how to
submit comments. If you submit comments by mail, please submit them in
an unbound format, no larger than 8\1/2\ by 11 inches, suitable for
copying and electronic filing. If you would like DHS to acknowledge
receipt of comments submitted by mail, please enclose a self-addressed,
stamped post card or envelope. DHS will consider all comments and
material received during the comment period.
Docket: For access to the docket in order to read background
documents or comments received, go to https://www.regulations.gov,
follow the instructions or review the FAQs tab on the home page.
II. Background
This proposed rule would amend the Department's acquisition
regulation which was initially issued in 2003. 68 FR 67871 (Dec. 4,
2003) as amended at 71 FR 25767 (May 2, 2006). Section 695 of the Post-
Katrina Emergency Management Reform Act of 2006 (PKEMRA), Public Law
109-295, 120 Stat. 1394, 1460 (Oct. 4, 2006), directed the Secretary to
promulgate regulations establishing a 150-day contract period limit for
declared disaster-or-recovery-related contracts ``entered into using
procedures other than competitive procedures.'' Contracts to be covered
by the proposed section 695 PKEMRA
[[Page 55530]]
regulation are those awarded in response to or recovery from certain
events: (1) A major disaster or emergency declared by the President;
(2) an uncontrolled fire that the Federal Emergency Management Agency
has approved under a fire management assistance declaration; or (3) an
incident for which the National Operations Center (NOC), through the
National Response Coordination Center (NRCC), coordinates the
activation of the appropriate Emergency Support Functions and the
Secretary of Homeland Security has designated a Federal Resource
Coordinator (FRC) to manage Federal resource support. Following is a
description of events and processes leading to such declarations or
designations.
Stafford Act Major Disaster or Emergency Declaration
The Robert T. Stafford Disaster Relief and Emergency Assistance
Act, 42 U.S.C. 5121 through 5207 (The Stafford Act), and its
implementing regulations at 44 CFR part 206 set forth a process for a
Governor to request the President to declare a major disaster or
emergency:
[cir] If an event is beyond the combined response capabilities of
the State and affected local governments; and
[cir] If, based on the findings of a joint Federal-State-local
Preliminary Damage Assessment (PDA), the damages are of sufficient
severity and magnitude to warrant assistance under the Stafford Act. In
a particularly fast-moving or clearly devastating disaster, there may
be an expedited declaration, and the PDA may be deferred until after
the declaration.
[cir] The President may direct emergency assistance without a
Governor's request if an incident occurs that involves a subject area
that is exclusively or preeminently the responsibility of the United
States. The President will consult the Governor of any affected State,
if practicable.
[cir] FEMA may provide accelerated Federal assistance and support
where necessary to save lives, prevent human suffering, or mitigate
severe damage, even in the absence of a specific request. The Governor
of the affected State will be consulted if practicable, but this
consultation shall not delay or impede the provision of such rapid
assistance.
Fire Management Assistance Declarations
The Governor of a State submits the request for a fire management
assistance declaration to the Regional Director while the fire is
burning uncontrolled. The Regional Director gathers the State's
information, calls upon the Principal Advisor for an assessment, and
develops a Regional summary and recommendation to be forwarded to the
FEMA Recovery Division Director, or designee. The FEMA Recovery
Division Director approves or denies the State's request based on:
The conditions that existed at the time of the State's request;
Whether or not the fire or fire complex threatens such destruction as
would constitute a major disaster.
There are four criteria in which the FEMA Recovery Division
Director, or designee, evaluates the threat posed by a fire or fire
complex:
Threat to lives and improved property, including threats
to critical facilities/infrastructure, and critical watershed areas;
Availability of State and local firefighting resources;
High fire danger conditions, as indicated by nationally
accepted indices such as the National Fire Danger Ratings System; and
Potential major economic impact.
After rendering a determination, the FEMA Recovery Division
Director, or designee, notifies the Regional Director, who in turn
notifies the State.
Designation of Federal Resource Coordinator in Non-Stafford Act
Situations
The Department of Homeland Security (DHS) sometimes takes action to
support a Federal department or agency that has requested DHS
assistance in handling a disaster that falls under the requesting
department or agency's jurisdiction. Key operational units that may be
activated include the National Response Coordination Center (NRCC),
Regional Response Coordination Center (RRCC), and Joint Field Office
(JFO).
Federal departments and agencies routinely manage the response to
incidents under their statutory or executive authority that do not
require the assistance of other Federal agencies. When a Federal entity
with primary responsibility and authority for handling an incident
requires assistance, that agency may request DHS coordination of
Federal multiagency assistance. In such cases, DHS coordinates
assistance using the procedures and structures within the National
Response Framework. Generally, the requesting agency funds the
participation of other Federal departments and agencies in accordance
with provisions of the Economy Act unless other pertinent authorities
exist.
To initiate Federal-to-Federal support, the requesting agency
submits a request for assistance to the DHS Executive Secretary via the
National Operations Center (NOC). Requests include a summary of the
situation, types and amount of resources needed, financial information,
and any other appropriate details. Upon approval of the request, the
Secretary of Homeland Security issues an operations order to the NOC.
The NOC, through the NRCC, coordinates the activation of the
appropriate Emergency Support Functions. The Secretary of Homeland
Security designates a Federal Resource Coordinator (FRC) to manage
Federal resource support. In circumstances requiring extraordinary
coordination, the Secretary may appoint a Principal Federal Official to
serve as his or her representative in the field.
The requesting agency then designates a senior official to work in
coordination with the FRC as part of the Unified Coordination Group to
identify and define specific support requirements. The requesting
agency also provides comptrollers to the NRCC, RRCC, and JFO, as
appropriate, to oversee financial management activities. An RRCC may be
fully or partially activated to facilitate the deployment of resources
until a JFO is established. Facilities, such as mobilization centers,
may be established to accommodate personnel, equipment, and supplies.
Federal agencies provide resources under interagency reimbursable
agreements or their own authorities.
Although the Department considered establishing separate disaster
declaration standards applicable only to section 695, the Department
determined it was not wise. Declaration of a disaster under such
separate 695 standards would likely confuse the public if the President
or other recognized officials did not make a declaration for the same
incident under the Stafford Act or other pre-existing authority.
In addition to fulfilling this Congressional mandate, this proposed
rule would further align HSAR with the FAR by, among other changes,
adding new departmental procedures to implement recent regulatory
changes on contractor disclosures; clarifying existing content or
policy, such as release of contract information; making editorial
revisions of prior content, such as correcting typographical errors and
Web site addresses; and making changes to other administrative
information.
III. Discussion of Proposed Rule
This proposed rule would amend 48 CFR parts 3001, 3002, 3003, 3004,
3005, 3006, 3009, 3012, 3018, 3022, 3023, 3033, 3035, 3036, 3042, 3045,
3052, and 3053. The proposed changes to 48 CFR
[[Page 55531]]
part 3006 would implement section 695 of the PKEMRA. DHS proposes to
change the HSAR as described below.
Part 3001 Federal Acquisition Regulations System
Add an authority section 3001.103.
Add one acquisition office, Office of Selective
Acquisitions (OSA), to the arrangement of regulations section at HSAR
3001.105-2.
Update information in HSAR 3001.105-3 for finding the
HSAR, including accessing the HSAR online and add an internet site for
accessing the Homeland Security Acquisition Manual (HSAM).
Remove the TSA exception to HSAR in HSAR 3001.301, which
was inadvertently not removed when a technical amendment (73 FR 30318,
May 27, 2008) was published, and provide edits or corrections for
clarity throughout HSAR 3001 subparts.
Part 3002 Definitions of Words and Terms
Add an additional office within components--the Office of
Selective Acquisitions (OSA) within the DHS Management Directorate.
Amend the definition of ``Head of the Contracting Activity
(HCA)'' to align with the FAR and provide the designated organization
positions.
Amend the definition of ``Senior Procurement Executive
(SPE)'' to identify his or her responsibilities under 41 U.S.C. 414(c).
Amend the first paragraph in the definition of ``Sensitive
Information'' to conform it to the related HSAR clause in 3052.204-71.
Remove the definition of ``simplified acquisition
threshold'' because there is no longer a need for a specialized
definition given the prior removal of HSAR 48 CFR 3013.7004. 73 FR
30317, 30318, May 27, 2008.
Part 3003 Improper Business Practices and Personal Conflicts of
Interest
Amend HSAR 3003.101-3 by expanding the reference to United
States Office of Government Ethics regulations on the conduct and
responsibilities of employees contained in 5 CFR part 2635, to OGE
regulations in parts 2634 through 2641, and by eliminating the
reference to a DHS replacement management directive.
Amend paragraph (a) of HSAR 3003.204 by adding reference
to FAR 3.204(a); amend paragraph (b) to make the HCA, rather than the
Chief of the Contracting Office (COCO), responsible for ensuring that
hearing procedures required by FAR 3.204(b) are afforded the
contractor; and amend paragraph (c) to add notification to the Office
of Inspector General. References to ``Government legal counsel'' are
changed to ``DHS legal counsel'' for consistency with the HSAR
definition of ``legal counsel'' at HSAR 3002.101 and usage conventions.
Add a new HSAR subpart 3003.10, Contractor Code of
Business Ethics and Conduct, with instructions to contractors in HSAR
3003.1003 for making disclosure reports. This section lists a DHS Web
site for obtaining the online, Contractor Disclosure Form provided by
the DHS Office of Inspector General. HSAR section 3003.1004 paragraph
(a) contains directions for the contracting officer to insert a clause
in solicitations and contracts with instructions for contractor
disclosure of violations. Paragraph (b) of HSAR section 3003.1004
advises contracting officers that special posters and instructions may
be issued for activities using disaster recovery funds and provides the
Web site for obtaining the DHS Hotline Poster described in the clause
at FAR 52.203-14.
Part 3004 Administrative Matters
Revise HSAR 3004.470 content for consistency and correct
publication titles for previously identified DHS Security Directive and
Handbook, and remove HSAR 3004.804-1 and its $3-million-or-less-
estimated-contract-amount limitation on the use of quick closeout
procedures to allow for Contracting Officer's flexibilities for
contract closeout procedures.
Part 3005 Publicizing Contract Actions
Add HSAR 3005.470, Contractor Award Announcements, Advertisements,
and Releases, which addresses DHS policy that precludes contractors
from referring to DHS contracts in commercial advertising in a manner
that states or implies the Government approves or endorses the product
or service or considers it superior to other products or services. It
also incorporates the requirement from HSAR 3052.242-71 for advance
approval of the contracting officer for release of contract information
under contracts that involve sensitive or classified information. DHS
is combining the coverage into a single clause, HSAR 3052.205-xx and
its alternate, to eliminate the potential for confusion and facilitate
post-award contract management.
Part 3006 Competition Requirements
Add the implementation of section 695 of the Department of Homeland
Security Appropriations Act, 2007, Public Law 109-295, Title VI, which
establishes a limitation on the length of certain noncompetitive
contracts. The law restricts the period of performance to 150 days for
contracts above the simplified acquisition threshold that have been
entered into by DHS to facilitate the response and recovery from a
natural disaster, act of terrorism, or other man-made disaster, where
the award was made with other than full and open competition under the
FAR subpart 6.302-2, Unusual and Compelling Urgency. In order to
implement the statutory requirement, DHS proposes to add: HSAR
3006.302-1, Only one responsible source and no other supplies or
services will satisfy agency requirements; HSAR 3006.302-270, Unusual
and Compelling Urgency; HSAR 3006.303, Justifications, HSAR 3006.303-
270, Contents, and HSAR 3006.304, Approval of the Justification.
Part 3009 Contractor Qualifications
Add HSAR 3009.403 to identify the HCA as the debarring and
suspending official without authority to redelegate.
Part 3012 Acquisition of Commercial Items
Remove the HSAR Part 3012 ``Reserved'' identification and add new
content, including the prescription for the new HSAR clause, 3052.212-
XX, Contract Terms and Conditions Applicable to DHS Acquisition of
Commercial Items.
Part 3018 Emergency Acquisitions
Remove HSAR Part 3018 ``Reserved'' identification and add a
reference in HSAR 3018 for Emergency Acquisitions and Available
Acquisition Flexibilities.
Part 3023 Environment, Conservation, Occupational Safety, and Drug-Free
Workplace
Amend HSAR Part 3023 to align with the current FAR Part 23 title
and provide information regarding the DHS Sustainable Practices policy.
Part 3033 Protests, Disputes, and Appeals
Amend HSAR 3033 to add instructions that ensure protests involving
classified information for the Office of Selective Acquisitions (OSA)
are transmitted through appropriately cleared individuals at GAO, the
United States Federal Court of Claims, or internal protest resolution
officials.
Part 3035 Research and Development Contracting
Amend HSAR 3035.70 to remove section 3035.7000, add a section
3035.70-1 to clarify DHS policy regarding dissemination of non-
[[Page 55532]]
sensitive research information by educational institutions, and add a
section 3035.70-2 to clarify the prescription for using the clause at
HSAR 3052.235-70 for contracts that do not involve sensitive or
classified information and to instruct the contracting officer to
prepare an appropriate clause for contracts involving sensitive or
classified information.
Part 3036 Construction and Architect-Engineer Contracts
Remove HSAR 3036.2, to align with FAR Case 2006-022 changes (74 FR
31557, July 1, 2009), effective July 1, 2009, which moved the
associated FAR 36 content to FAR subpart 42.15.
Part 3042 Contract Administration and Audit Services
Amend HSAR 3042.1502 to identify the Contractors
Performance Assessment Reporting System (CPARS) and its modules,
Construction Contractor Appraisal Support System (CCASS) for
construction contracts and Architect-Engineer Contract Administration
Support System (ACASS) for architect-engineer contracts to report
contractor performance. CPARS replaces the National Institute of
Health's CPS as the designated system for DHS reporting on contractor
performance.
Delete HSAR 3042.202-70 which prescribed the clause at
HSAR 3052.242-71. The changes at HSAR 3005.470, 3035.70, 3052.205-XX
and 3052.235-70 provide coverage on dissemination of contract
information.
Part 3045 Government Property
Remove the content in HSAR Part 3045 which is obsolete as a result
of the FAR Part 45 rewrite. (72 FR 27364, May 15, 2007)
Part 3052 Solicitation Provisions and Contract Clauses
Add the new clause at HSAR 3052.203-XX Instructions for
Contractor Disclosure of Violations.
Amend HSAR clause 3052.204-71 to provide typographical
corrections and remove the Department of State publication which is no
longer published and replace with appropriate guidance.
Add the new clause at HSAR 3052.205-XX Advertisements,
Publicizing Awards, and Releases, and its Alternate I.
Add the new clause HSAR 3052.212-XX, Contract Terms and
Conditions Applicable to DHS Acquisition of Commercial Items.
Amend clause HSAR 3052.216-71, Determination of Award Fee
to delete the content addressing rollover of award fee amounts from one
period to subsequent periods to align with the OMB guidance,
Appropriate Use of Incentive Contracts issued December 4, 2007.
Amend the reference to the prescription of HSAR 3052.235-
70 for consistency with changes to HSAR 3035.70-2.
Delete the clauses at HSAR 3052.242-71 and 3052.245-70.
Procedures for dissemination of information will be incorporated into
HSAR 3052.205-XX. HSAR 3052.245-70 clause is rendered obsolete with the
Part 3045 removal.
Add a note to HSAR 3052.101 identifying where the HSAR
Provision and Clause matrix can be found on the DHS Web site at https://www.dhs.gov/xopnbiz/ under Policy and Regulations, Homeland Security
Acquisition Regulation (HSAR).
Other technical corrections include editing DHS Form numbers in the
HSAR regulatory text in Parts 3004, 3022, and 3053 to conform to the
DHS published forms numbers and removal of HSAR 3053.245-70, Report of
Government property to conform to the removal of Part 3045 content.
IV. Regulatory Analyses
A. Executive Order 12866 Assessment
This is not a significant regulatory action under Section 6(b) of
Executive Order 12866, Regulatory Planning and Review, dated September
30, 1993. The Office of Management and Budget has not reviewed it under
the Order. This proposed rule is not a major rule under 5 U.S.C. 804.
B. Regulatory Flexibility Act
Under the Regulatory Flexibility Act (5 U.S.C. 601-612), the term
``small entities'' comprises of small businesses, not for profit
organizations that are independently owned and operated and are not
dominant in their fields, and government jurisdictions with populations
of less than 50,000. DHS certifies that this proposed rule will not
have a significant economic impact on a substantial number of small
entities within the meaning of the Regulatory Flexibility Act because
the rule applies to internal approval procedures, supplements the
Federal Acquisition Regulations, and is intended to clarify or
eliminate existing agency acquisition regulations and policies. DHS has
not performed an initial regulatory flexibility analysis. DHS invites
comments from small entities and other interested parties. Such
comments should be submitted separately and should cite HSAR Case 2009-
002. See ADDRESSES above for information on how to submit comments.
C. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995, Public Law 104-13, all
Departments are required to submit to the Office of Budget and
Management (OMB), for review and approval any reporting requirements
inherent in a rule.
The Paperwork Reduction Act applies to this proposed rule. However,
the information collection requirements imposed by the provisions
3052.205-XX and 3052.212-XX are currently covered by the approved
information collection requirements for provisions (OMB Clearance
numbers 1600-0003, Post-Contract Award Information, and 1600-0005,
Solicitation of Proposal Information for Award of Public Contracts).
DHS considers that any changes due to the use of these clauses will be
within the estimated hours for the existing approved OMB clearance. The
clause at 3052.203-XX does not create a new information collection
requirement. It provides a format for contractors to use when making a
disclosure under FAR 3.1003 and 52.203-13. The FAR disclosure
requirements are approved under OMB Clearance Number 9000-0164.
You need not respond to a collection of information unless it
displays a currently valid control number from OMB. Use of these two
information collections, 1600-0003 and 1600-0005, has been approved by
OMB until January 31, 2012, and October 31, 2011, respectively.
D. Executive Order 13132 (Federalism)
The proposed rule would not have substantial direct effect on the
States, on the relationship between the National Government and the
States, or on the distribution of power and responsibilities among the
various levels of government. Therefore, in accordance with section 6
of Executive Order 13132, DHS has determined that this rule does not
have sufficient federalism implications to warrant the preparation of a
federalism impact statement.
E. National Environmental Policy Act
We have analyzed this proposed rule under Department of Homeland
Security Management Directive 023-01 which guides the Department in
complying with the National Environmental Policy Act of 1969 (NEPA) (42
U.S.C. 4321-4370f), and
[[Page 55533]]
have made a preliminary determination this action is one of a category
of actions which do not individually or cumulatively have a significant
effect on the human environment. This rule, which does not involve any
extraordinary circumstances, appears to be categorically excluded under
paragraphs A3(b) and A3(d) in Table I of Appendix A of Directive 023-01
because it implements legislation and amends acquisition regulations
without changing the regulations' environmental effect. We seek
comments or information pertinent to these determinations.
List of Subjects in 48 CFR Parts 3001, 3002, 3003, 3004, 3005,
3006, 3009, 3012, 3018, 3022, 3023, 3033, 3035, 3036, 3042, 3045,
3052 and 3053
Government procurement.
Dated: August 26, 2010.
Richard K. Gunderson,
Acting Chief Procurement Officer, Department of Homeland Security.
Accordingly, DHS amends 48 CFR parts 3001, 3002, 3003, 3004, 3005,
3006, 3009, 3012, 3018, 3022, 3023, 3033, 3035, 3036, 3042, 3045, 3052,
and 3053 as follows:
1. The authority citation for 48 CFR parts 3001, 3002, 3003, 3004,
3005, 3006, 3009, 3022, 3023, 3033, 3035, 3036, 3042, 3045, 3052 and
3053 continues to read as follows:
Authority: 5 U.S.C. 301-302, 41 U.S.C. 418b(a) and (b), 41
U.S.C. 414, 48 CFR part 1, subpart 1.3, and DHS Delegation Number
0700.
PART 3001--FEDERAL ACQUISITION REGULATION SYSTEM
2. Amend Subpart 3001.1 by adding section 3001.103 to read as
follows:
3001.103 Authority.
The HSAR is issued by DHS's Chief Procurement Officer, who is the
Senior Procurement Executive (SPE), see 41 U.S.C. 414 and DHS
Delegation Number 0700, under authority of 5 U.S.C. 301-302, the Office
of Federal Procurement Policy Act, Public Law 93-400, 88 Stat. 796
(1974), including sections 22 and 25, 41 U.S.C. 418b and 421, and (FAR)
48 CFR part 1, subpart 1.3.
3. Amend section 3001.105-2 by revising paragraph (a) to read as
follows:
3001.105-2 Arrangement of regulations.
(a) General. The HSAR, which encompasses both Department-wide and
Component-unique guidance, conforms to the arrangement and numbering
system prescribed by (FAR) 48 CFR 1.105-2. Guidance that is unique to a
Component contains the organization's acronym or abbreviation directly
following the title. The following acronyms and abbreviations apply:
DHS Management (MGMT), including the Office of Procurement Operations
(OPO) and the Office of Selective Acquisitions (OSA);
Federal Emergency Management Agency (FEMA);
Federal Law Enforcement Training Center (FLETC);
Transportation Security Administration (TSA);
U.S. Coast Guard (USCG);
U.S. Customs and Border Protection (CBP);
U.S. Immigration and Customs Enforcement (ICE); and
U.S. Secret Service (USSS).
4. Revise section 3001.105-3 to read as follows:
3001.105-3 Copies.
Official versions of the HSAR are available in the Code of Federal
Regulations, as supplemented and revised from time to time by the
Federal Register, both of which are available from the Government
Printing Office in paper and electronic form. The HSAR is also
available in electronic form at https://www.dhs.gov. A convenient but
unofficial up-to-date version of the HSAR is also available from the
Government Printing office at https://www.gpoaccess.gov/ecfr/.
The Homeland Security Acquisition Manual (HSAM), which complements the
HSAR, can also be found at https://www.dhs.gov.
5. In section 3001.301, revise paragraph (a)(1) to read as follows:
3001.301 Policy.
(a)(1) The HSAR is issued for Departmental guidance according to
the policy cited in (FAR) 48 CFR 1.301. The HSAR establishes uniform
Department of Homeland Security policies and procedures for all
acquisition activities within the Department of Homeland Security.
Component supplemental acquisition regulations to be inserted in the
HSAR as a HSAR supplement regulation must be reviewed and approved by
the Chief Procurement Officer (CPO) before the CPO authorizes and
submits the proposed content for publication in the Federal Register
under (FAR) 48 CFR part 1, subparts 1.3 and 1.5.
* * * * *
3001.301-70 [Amended]
6. Amend section 3001.301-70 in paragraph (a) introductory text by
removing ``20598'' and adding ``20528'' in its place.
7. In section 3001.301-71, revise paragraph (c) to read as follows:
3001.301-71 Effective Date.
* * * * *
(c) Contracting officers must modify existing contracts to include
HSAR changes where required to do so by law. Otherwise, contracting
officers should consider using the Changes clause, where feasible, or
other suitable authority, to modify existing contracts to include HSAR
changes.
8. In section 3001.303, revise paragraph (a)(3) to read as follows:
3001.303 Publication and codification.
(a) * * *
(3) Coverage in HSAR chapter 30 that supplements the FAR will use
part, subpart, section, and subsection numbers ending in ``70'' through
``89''. A series of numbers beginning with ``70'' is used for
provisions and clauses (e.g., (HSAR) 48 CFR 3001.301-70).
* * * * *
3001.304 [Amended]
9. Amend section 3001.304 in paragraph (a) by adding the words
``Department of'' before the words ``Homeland Security'' in the first
sentence.
3001.403 [Amended]
10. Amend section 3001.403 by removing the word ``deviation'' in
the first sentence and adding the word ``deviations'' in its place.
3001.602-3 [Amended]
11. Amend section 3001.602-3 by removing the words ``Department of
Homeland Security (DHS)'' in the first sentence and adding in their
place ``DHS''.
PART 3002--DEFINITIONS OF WORDS AND TERMS
12. Amend section 3002.101 by removing the definition of
``Simplified acquisition threshold'' and revising the definitions of
``Component'', ``Head of the Contracting Activity (HCA)'', ``Senior
Procurement Executive (SPE)'', and the introductory paragraph of the
``Sensitive Information'' definition to read as follows:
3002.101 Definitions.
* * * * *
Component means the following entities for purposes of this
chapter:
(1) DHS Management (MGMT), including the Office of Procurement
Operations (OPO) and the Office of Selective Acquisitions (OSA);
(2) Federal Emergency Management Agency (FEMA);
[[Page 55534]]
(3) Federal Law Enforcement Training Center (FLETC);
(4) Transportation Security Administration (TSA);
(5) U.S. Coast Guard (USCG);
(6) U.S. Customs and Border Protection (CBP);
(7) U.S. Immigration and Customs Enforcement (ICE); and
(8) U.S. Secret Service (USSS).
* * * * *
Head of the Contracting Activity (HCA) means the official who has
overall responsibility for managing the contracting activity. For DHS,
the HCAs are:
(1) Director, Office of Procurement Operations (OPO);
(2) Director, Office of Selective Acquisitions (OSA);
(3) Director, Procurement (FEMA)
(4) Chief, Procurement Division (FLETC);
(5) Assistant Administrator for Acquisition (TSA);
(6) Director of Contracting and Procurement (USCG);
(7) Executive Director, Procurement (CBP);
(8) Director, Office of Acquisition Management (ICE); and
(9) Chief, Procurement Operations (USSS).
* * * * *
Senior Procurement Executive (SPE) for the Department of Homeland
Security means the DHS Chief Procurement Officer (CPO), who is the
individual appointed pursuant to 41 U.S.C. 414(c) to be responsible for
management direction of the procurement system of DHS, including
implementation of the unique procurement policies, regulations, and
standards of DHS.
Sensitive Information, as used in this Chapter, means any
information which if lost, misused, disclosed, or, without
authorization, is accessed or modified, could adversely affect the
national or homeland security interest, the conduct of Federal
programs, or the privacy to which individuals are entitled under 5
U.S.C. 552a (the Privacy Act), but which has not been specifically
authorized under criteria established by an Executive Order or an Act
of Congress to be kept secret in the interest of national defense,
homeland security or foreign policy. This definition includes the
following categories of information:
* * * * *
3002.270 [Amended]
13. Amend the abbreviation list entry in section 3002.270 by
removing ``HCA Head of Contracting Activity'' and adding in its place
``HCA Head of the Contracting Activity''.
PART 3003--IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF
INTEREST
14. Revise section 3003.101-3 to read as follows:
3003.101-3 Agency regulations.
The United States Office of Government Ethics has promulgated
regulations applicable to the entire Executive Branch that address the
conduct matters referenced in (FAR) 48 CFR 3.101-3. See 5 CFR vol. 3,
ch. XVI, subch. B. The Department of Homeland Security has also issued
Management Directive 0480.1, Ethics/Standards of Conduct.
15. Revise section 3003.204 to read as follows:
3003.204 Treatment of violations.
(a) The HCA is the official designated to make the determination
under (FAR) 48 CFR 3.204(a) whether a gratuities violation has
occurred. If the HCA has been personally and substantially involved in
the specific procurement, the advice of the DHS legal counsel should be
sought to determine whether the CPO should designate an alternate
decision maker.
(b) The HCA shall ensure that the hearing procedures required by
(FAR) 48 CFR 3.204(b) are afforded to the contractor. DHS legal counsel
shall be consulted regarding the appropriateness of the hearing
procedures that are established.
(c) If the HCA determines that the alleged gratuities violation
occurred the HCA shall consult with DHS legal counsel regarding
appropriate action and notify the Office of Inspector General.
16. Add Subpart 3003.10 to read as follows:
Subpart 3003.10--Contractor Code of Business Ethics and Conduct
Sec.
3003.1003 Requirements.
3003.1004 Contract clauses.
Subpart 3003.10--Contractor Code of Business Ethics and Conduct
3003.1003 Requirements.
(a) Contractor requirements. Contractors making written disclosures
under the clause at (FAR) 49 CFR 52.203-13 must use the electronic form
at https://www.dhs.gov/xoig/gc_1233236886677.shtm. Contractors making
disclosures under contracts which do not contain the clause at (FAR) 48
CFR 52.203-13 are encouraged to also use this electronic form.
3003.1004 Contract clauses.
(a) The contracting officer shall insert the clause at (HSAR) 48
CFR 3052.203-XX, Instructions for Contractor Disclosure of Violations,
in solicitations and contracts containing the clause at (FAR) 48 CFR
52.203-13.
(b)(1) There may be different or additional DHS OIG hotline posters
for specific events. When the DHS OIG publishes a specific event
hotline poster, DHS will notify the Office of Federal Procurement
Policy for further instructions on dissemination.
(2)(ii) The contracting officer should complete paragraph (b)(3) of
the clause at (FAR) 48 CFR 52.203-14 by identifying the Web site from
which the hotline poster can be obtained, https://www.dhs.gov/xoig/assets/DHS_OIG_Hotline.pdf, or the Web site from which the Disaster
Fraud Hotline poster can be obtained for use in contracts involving
disaster relief operations, https://www.dhs.gov/xoig/assets/DHS_OIG_Hotline_Fraud.pdf.
PART 3004--ADMINISTRATIVE MATTERS
17. Amend section 3004.470-2 by revising paragraph (a) to read as
follows:
3004.470-2 Policy.
(a) DHS's policies and procedures on contractor personnel security
requirements are set forth in various management directives (MDs),
Directives, and Instructions. MD 11042.1, Safeguarding Sensitive But
Unclassified (For Official Use Only) Information describes how
contractors must handle sensitive but unclassified information. The DHS
Sensitive Systems Policy Directive 4300A and the DHS 4300A Sensitive
System Handbook, provide the policies and procedures on security for
Information Technology resources. Compliance with these policies and
procedures, as amended, is required.
* * * * *
3004.470-3 [Amended]
18. Amend section 3004.470-3 in paragraph (b) in the second
sentence by removing the word ``Officers'' and adding ``officers'' in
its place.
3004.804-1 [Removed]
19a. Remove section 3004.804-1.
19b. In section 3004.804-570, revise paragraphs (a)(1) through
(a)(3) to read as follows:
3004.804-570 Supporting closeout documents.
(a) * * *
[[Page 55535]]
(1) DHS Form 700-3, Contractor's Release (e.g., see (FAR) 48 CFR
52.216-7);
(2) DHS Form 700-2, Contractor's Assignment of Refunds, Rebates,
Credits and Other Amounts (e.g., see (FAR) 48 CFR 52.216-7);
(3) DHS Form 700-1, Cumulative Claim and Reconciliation Statement
(e.g., see (FAR) 48 CFR 4.804-5(a)(13); and
* * * * *
PART 3005--PUBLICIZING CONTRACT ACTIONS
20. Amend Subpart 3005.4 by adding sections 3005.470, 3005.470-1,
and 3005.470-2 to read as follows:
3005.470 Contractor award announcements, advertisements, and releases.
3005.470-1 Policy.
(a) DHS policy requires its contracting officers to restrict DHS
contractors from referring to its DHS contract(s) in commercial
advertising in a manner that states or implies the Government approves
or endorses the contractor's products or services or considers them
superior to other products or services. The intent of this policy is to
prevent the appearance of Government bias toward any product or
service.
(b) The Department's contractors share the responsibility for
protecting sensitive and classified information related to efforts
under their contracts. For any contract that involves sensitive or
classified information, prior to the release of any contract award
announcement, advertisement, or other release of information pertaining
to the contract, the contractor must obtain the approval of the
responsible contracting officer.
3005.470-2 Contract clauses.
(a) Insert the clause at (HSAR) 48 CFR 3052.205-XX, Advertisements,
Publicizing Awards, and Releases, in all solicitations and contracts
that exceed the simplified acquisition threshold.
(b) Except for research contracts with educational institutions, if
the contract involves sensitive or classified information, use the
clause with its Alternate I. For research contracts with educational
institutions, see (HSAR) 48 CFR 3035.70-2(b).
PART 3006--COMPETITION REQUIREMENTS
21. Amend subpart 3006.3 by adding sections 3006.302-1, 3006.302-
270, 3006.303, 3006.303-270, 3006.304, and 3006.304-70 to read as
follows:
Subpart 3006.3--Other Than Full and Open Competition
* * * * *
3006.302-1 Only one responsible source and no other supplies or
services will satisfy agency requirements.
3006.302-270 Unusual and compelling urgency.
* * * * *
3006.303 Justifications.
3006.303-270 Content.
3006.304 Approval of justification.
3006.304-70 DHS Approval of justification.
3006.302-1 Only one responsible source and no other supplies or
services will satisfy agency requirements.
(b)(4) The contracting officer may rely on this exception in the
case where only one source is available to provide additional units or
replacement items under a specific make and model requirement, but only
where the CPO has determined in accordance with the agency's
standardization program that only the specific make(s) and model(s)
will satisfy the agency's needs.
3006.302-270 Unusual and compelling urgency.
(c)(3) For contract awards to facilitate the response to or
recovery from a natural disaster, act of terrorism, or other man-made
disaster, that relies on this exception, the period of performance
shall be limited to the minimum period necessary to meet the urgent and
compelling requirements of the work to be performed and to enter into
another contract for the required goods or services through the use of
competitive procedures, but in no event shall the period of performance
exceed 150 days, unless the Head of the Contracting Activity (or higher
approval authority if required by (FAR) 48 CFR 6.304 or DHS procedures)
determines that exceptional circumstances apply, approving the
justification as set forth in (HSAR) 48 CFR 3006.304. The limitation on
the period of performance applies to contracts awarded in response to,
or to recovery from:
(i) A major disaster or emergency declared by the President under
Title IV or Title V of the Robert T. Stafford Disaster Relief and
Emergency Assistance Act, as amended (42 U.S.C. 5121-5207) (see https://www.fema.gov/news/disasters.fema#sev2 for a list of declarations);
(ii) An uncontrolled fire or fire complex, threatening such
destruction as would constitute a major disaster, and for which the
Federal Emergency Management Agency has approved a fire management
assistance declaration in accordance with regulatory criteria at 44 CFR
204.21 (see https://www.fema.gov/news/disasters.fema#sev2 for a list of
declarations); or
(iii) An incident for which the National Operations Center (NOC),
through the National Response Coordination Center (NRCC), coordinates
the activation of the appropriate Emergency Support Functions and the
Secretary of Homeland Security has designated a Federal Resource
Coordinator (FRC) to manage Federal resource support.
* * * * *
3006.303 Justifications.
3006.303-270 Content.
(a)(9)(iv) For a proposed contract subject to the restrictions of
(HSAR) 48 CFR 3006.302-270(c)(3) and where (FAR) 48 CFR 6.302-2 is
cited as the authority, the exceptional circumstances allowing for an
award for a period of performance in excess of 150 days.
3006.304 Approval of justification.
3006.304-70 DHS Approval of justification.
A justification for other than full and open competition that cites
(FAR) 48 CFR Part 6.302-2 as its authority shall be approved in writing
by the HCA (unless a higher approval authority is required in
accordance with (FAR) 48 CFR Part 6.304 or DHS procedures) for a
proposed DHS contract to facilitate the response to or recovery from a
natural disaster, act of terrorism, or other man-made disaster with a
period of performance in excess of 150 days. The justification should
make plain the exceptional circumstances that justify the duration of
the contract. This authority may not be redelegated by the HCA.
PART 3009--CONTRACTOR QUALIFICATIONS
22. Amend subpart 3009.4 by adding section 3009.403 to read as
follows:
3009.403 Definitions.
Debarring official means the Head of the Contracting Activity
(HCA). The authority to impose debarment may not be redelegated by the
HCA.
Suspending official means the HCA. The authority to impose
suspension may not be redelegated by the HCA.
23. Add part 3012 to read:
PART 3012--ACQUISITION OF COMMERCIAL ITEMS
Subpart 3012.3--Solicitation Provisions and Contract Clauses for
the Acquisition of Commercial Items
[[Page 55536]]
Sec.
3012.301 Solicitation provisions and contract clauses for the
acquisition of commercial items.
Authority: 5 U.S.C. 301-302, 41 U.S.C. 418b(a) and (b), 41
U.S.C. 414, 48 CFR part 1, subpart 1.3, and DHS Delegation Number
0700.
3012.301 Solicitation provisions and contract clauses for the
acquisition of commercial items.
(f) Solicitation provisions and contract clauses. Insert (HSAR) 48
CFR 3052.212-70, Contract Terms and Conditions Applicable to DHS
Acquisition of Commercial Items, in any solicitation or contract for
commercial items when any of the provisions or clauses listed therein
applies and where incorporation by reference of each selected provision
or clause is, to the maximum extent practicable, consistent with
customary commercial practice. If necessary, tailor this clause.
24. Add part 3018 to read:
PART 3018--EMERGENCY ACQUISITIONS
Subpart 3018.1--Available Acquisition Flexibilities
Sec.
3018.109 Priorities and allocations.
Authority: 5 U.S.C. 301-302, 41 U.S.C. 418b(a) and (b), 41
U.S.C. 414, 48 CFR part 1, subpart 1.3, and DHS Delegation Number
0700.
3018.109 Priorities and allocations.
DHS Components may assign priority ratings on contracts and orders
as authorized by the Defense Priorities and Allocation System (DPAS).
(See (HSAR) 48 CFR 3011.602.)
PART 3022--APPLICATION OF LABOR LAWS TO GOVERNMENT ACQUISITIONS
25. Amend section 3022.406-9(c)(1) by removing ``DHS Form 0700-04''
and adding in its place ``DHS Form 700-4''.
PART 3023--ENVIRONMENT, ENERGY AND WATER EFFICIENCY, RENEWABLE
ENERGY TECHNOLOGIES, OCCUPATIONAL SAFETY, AND DRUG-FREE WORKPLACE
26. Amend Part 3023 by revising the heading to read as set forth
above.
* * * * *
3023.1002 [Removed]
27a. Amend subpart 3023.10 by removing section 3023.1002.
27b. Add section 3023.1004 to read as follows:
3023.1004 Requirements.
DHS Directive 023-02 Environmental Compliance Program provides
guidance and direction for compliance with environmental laws,
regulations and executive orders. DHS Directive 025-01, Sustainable
Practices for Environmental, Energy and Transportation, provides
guidance and direction for compliance with green purchasing and other
sustainable practices contained in Executive Order 13423. Contracting
officers shall ensure that solicitations and contracts contain
appropriate sustainable practices requirements, provisions and clauses.
Contractors shall support the DHS Environmental Policy by taking
appropriate actions to eliminate or reduce their impacts on the
environment.
PART 3033--PROTESTS, DISPUTES, AND APPEALS
28. Amend part 3033 by adding subpart 3033.1 to read as follows:
Subpart 3033.1--Protests
Sec.
3033.102 General.
3033.102-90 Protests on classified solicitations (OSA).
3033.102-90 Protests on classified solicitations (OSA).
To ensure that classified information is protected and appropriate
security measures are coordinated as required, protests involving
classified solicitations issued by the Office of Selective Acquisitions
(OSA) shall be submitted directly to the contracting officer for
further transmission to the GAO, the United States Court of Federal
Claims, or for internal resolution in the case of agency protests.
Specific instructions will be provided in Section L of the
solicitation.
PART 3035--RESEARCH AND DEVELOPMENT CONTRACTING
3035.7000 [Removed]
29a. Amend subpart 3035.70 by removing section 3035.7000.
29b. Add sections 3035.70-1 and 3035.70-2 to read as follows:
3035.70-1 Policy.
The Department of Homeland Security (DHS) desires widespread
dissemination of the results of funded non-sensitive research. The
Contractor, therefore, may publish (subject to the provisions of the
``Data Rights'' and ``Patent Rights'' clauses of the contract) research
results in professional journals, books, trade publications, or other
appropriate media.
3035.70-2 Contract clause.
(a) The contracting officer shall use the clause at (HSAR) 48 CFR
3052.235-70, Dissemination of Information--Educational Institutions, in
contracts with educational institutions for research that is not
sensitive or classified.
(b) If the contract involves sensitive or classified research, the
contracting officer shall prepare and insert a Special Contract
Requirement that conditions dissemination upon the approval of a
designated Government official.
PART 3036--CONSTRUCTION AND ARCHITECT-ENGINEER CONTRACTS
3036.201 [Removed]
30. Remove section 3036.201.
PART 3042--CONTRACT ADMINISTRATION AND AUDIT SERVICES
Subpart 3042.2--[Removed]
31. Remove subpart 3042.2.
32. Revise section 3042.1502 to read as follows:
3042.1502 Policy.
(a) Components shall use the Contractor Performance Assessment
Reporting System (CPARS) or other performance reporting system as
designated by the DHS Chief Procurement Officer for evaluating
contractor performance in accordance with (FAR) 48 CFR Parts 42.1502
and 42.1503.
(e) Components shall use the Construction Contractor Appraisal
Support System (CCASS) module of CPARS, or other performance reporting
system as designated by the DHS Chief Procurement Officer for
evaluating construction contractor performance in accordance with (FAR)
48 CFR Parts 42.1502 and 42.1503.
(f) Components shall use the Architect-Engineer Contract
Administration Support System (ACASS) module of CPARS or other
performance reporting system as designated by the DHS Chief Procurement
Officer for evaluating architect-engineer contractor performance in
accordance with (FAR) 48 CFR Parts 42.1502 and 42.1503.
PART 3045--[REMOVED AND RESERVED]
33. Under the authority of 5 U.S.C. 301-302, part 3045 is removed
and reserved.
[[Page 55537]]
PART 3052--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
34. Amend section 3052.101 by adding the following note at the end
of the section to read as follows:
3052.101 Using Part 3052.
* * * * *
Note to 3052.101: The solicitation provisions and contract
clauses matrix referencing all HSAR provisions and clauses is
available at https://www.dhs.gov/xopnbiz/ under Policy and
Regulations, Homeland Security Acquisition Regulation (HSAR).
35. Amend subpart 3052.2 by adding 3052.203-XX to read:
3052.203-XX Instructions for Contractor Disclosure of Violations.
As prescribed in (HSAR) 48 CFR 3003.1004(a), insert the following
clause:
Instructions for Contractor Disclosure of Violations
(MON XXXX)
When making a written disclosure under the clause at FAR 52.213-
13, paragraph (3), the Contractor shall use the form at https://www.dhs.gov/xoig/gc_1233236886677.shtm and submit the disclosure
electronically to the Department of Homeland Security Office of
Inspector General. The Contractor shall provide a copy of the
disclosure to the Contracting Officer by e-mail or facsimile on the
same business day as the submission to the Office of Inspector
General. The Contractor shall provide the Contracting Officer a
concurrent copy of any supporting materials submitted to the Office
of Inspector General.
36-37. Amend section 3052.204-71:
a. By capitalizing the first letter of every occurrence of the
words ``contractor'' and ``government'' and by revising paragraph
(a) of the clause; and
b. In Alternate I by capitalizing the first letters of every
occurrence of the words ``contractor'' and ``contracting officer''
in the alternate content and by revising paragraph (k)(1) of the
alternate.
The revisions read as follows:
3052.204-71 Contractor employee access. (MON XXXX)
(a) Sensitive Information, as used in this clause, means any
information, which if lost, misused, disclosed, or, without
authorization is accessed, or modified, could adversely affect the
national or homeland security interest, the conduct of Federal
programs, or the privacy to which individuals are entitled under
section 552a of title 5, United States Code (the Privacy Act), but
which has not been specifically authorized under criteria
established by an Executive Order or an Act of Congress to be kept
secret in the interest of national defense, homeland security or
foreign policy. This definition includes the following categories of
information:
* * * * *
``Alternate I (MON XXXX)''
* * * * *
(k) * * *
(1) The individual must be a legal permanent resident of the
U.S., citizens of Ireland, Israel, or the Republic of the
Philippines, or to nationals of those countries allied with the
United States in a current defense effort;
* * * * *
38. Amend subpart 3052.2 by adding 3052.205-XX to read as follows:
3052.205-XX Advertisements, Publicizing Awards, and Releases.
As prescribed in (HSAR) 48 CFR 3005.470-2, insert the following
clause:
Advertisements, Publicizing Awards, and Releases
(MON XXXX)
The Contractor shall not refer to this contract in commercial
advertising or similar promotions in such a manner as to state or
imply that the product or service provided is endorsed or preferred
by the Federal Government or is considered by the Government to be
superior to other products or services.
(End of clause)
Alternate I (MON XXXX). If a contract involves sensitive or
classified information, designate the paragraph in the base clause
as (a) and add the following paragraph (b) to the clause:
(b) All advertisements, releases, announcements, or other
publication regarding this contract or the agency programs and
projects covered under it, or the results or conclusions made
pursuant to performance, must be approved by the Contracting
Officer. Under no circumstances shall the Contractor, or anyone
acting on behalf of the Contractor, refer to the supplies, services,
or equipment furnished pursuant to the provisions of this contract
in any publicity, release, or commercial advertising without first
obtaining explicit written consent to do so from the Contracting
Officer.
(End of clause)
39. Amend subpart 3052.2 by adding section 3052.212-XX to read as
follows:
3052.212-XX Contract Terms and Conditions Applicable to DHS
Acquisition of Commercial Items
As prescribed in (HSAR) 48 CFR 3012.301, insert the following
clause:
Contract Terms and Conditions Applicable to DHS Acquisition of
Commercial Items
(MON XXXX)
The Contractor agrees to comply with any provision or clause
that is incorporated herein by reference to implement agency policy
applicable to acquisition of commercial items or components. The
provision or clause in effect based on the applicable regulation
cited on the date the solicitation is issued applies unless
otherwise stated herein. The following provisions and clauses are
incorporated by reference: [The Contracting Officer should either
check the provisions and clauses that apply or delete the provisions
and clauses that do not apply from the list. The Contracting Officer
may add the date of the provision or clause if desired for clarity.]
(a) Provisions.
------3052.209-72 Organizational Conflicts of Interest.
------3052.219-72 Evaluation of Prime Contractor Participation in
the DHS Mentor Prot[eacute]g[eacute] Program.
(b) Clauses.
------3052.203-XX Instructions for Contractor Disclosure of
Violations.
------3052.204-70 Security Requirements for Unclassified Information
Technology Resources.
------3052.205-XX Advertisement, Publicizing Awards, and Releases
------Alternate I
------3052.204-71 Contractor Employee Access
------3052.209-73 Limitation on Future Contracting.
------3052.215-70 Key Personnel or Facilities.
------3052.216-70 Evaluation of Offers Subject to An Economic Price
Adjustment Clause.
------3052.216-71 Determination of Award Fee.
------3052.216-72 Performance Evaluation Plan.
------3052.216-73 Distribution of Award Fee.
------3052.217-91 Performance. (USCG)
------3052.217-92 Inspection and Manner of Doing Work. (USCG)
------3052.217-93 Subcontracts. (USCG)
------3052.217-94 Lay Days. (USCG)
------3052.217-95 Liability and Insurance. (USCG)
------3052.217-96 Title. (USCG)
------3052.217-97 Discharge of Liens. (USCG)
------3052.217-98 Delays. (USCG)
------3052.217-99 Department of Labor Safety and Health Regulations
for Ship Repair. (USCG)
------3052.217-100 Guarantee. (USCG)
------3052.219-70 Small Business Subcontracting Plan Reporting.
------3052.219-71 DHS Mentor Prot[eacute]g[eacute] Program.
------3052.228-70 Insurance.
------3052.228-90 Notification of Miller Act Payment Bond
Protection. (USCG)
------3052.228-91 Loss of or Damage to Leased Aircraft. (USCG)
------3052.228-92 Fair Market Value of Aircraft. (USCG)
------3052.228-93 Risk and Indemnities. (USCG)
------3052.236-70 Special Provisions for Work at Operating Airports.
------3052.242-70 Contracting Officer's Technical Representative.
------3052.247-70 F.o.B. Origin Information.
------Alternate I
------Alternate II
------3052.247-71 F.o.B. Origin Only.
------3052.247-72 F.o.B. Destination Only.
[[Page 55538]]
(End of clause)
3052.216-71 [Amended]
40. Remove paragraph (d) of clause 3052.216-71, Determination of
Award Fee.
3052.235-70 [Amended]
41. Amend section 3052.235-70 by removing the words ``48 CFR
3035.7000'' in the introductory paragraph and adding in their place the
reference to ``48 CFR 3035.70-2.''
3052.242-71 [Removed]
42. Remove section 3052.242-71.
3052.245-70 [Removed]
43. Remove section 3052.245-70.
PART 3053--FORMS
44a. Amend section 3053-204-70 by revising paragraphs (a) through
(c) to read as follows:
3053.204-70 Administrative matters.
* * * * *
(a) DHS Form 700-1, Cumulative Claim and Reconciliation Statement.
(See (HSAR) 48 CFR 3004.804-570(a)(1).)
(b) DHS Form 700-2, Contractor's Assignment of Refunds, Rebates,
Credits and Other Amounts. (See (HSAR) 48 CFR 3004.570(a)(2).)
(c) DHS Form 700-3, Contractor Release. (See (HSAR) 48 CFR
3004.804-570(a)(3).)
3053.222-70 [Amended]
44b. Amend section 3053.222-70 by removing ``DHS Form 0700-04'' in
the last line and adding ``DHS Form 700-4'' in its place.
3053.303 [Amended]
44c. Amend section 3053.303 by removing ``DHS Form 0700-01'', ``DHS
Form 0700-02'', ``DHS Form 0700-03'', and ``DHS Form 0700-04'' from the
table in the ``Form No.'' column, and adding in their place,
respectively ``DHS Form 700-1'', ``DHS Form 700-2'', ``DHS Form 700-
3'', and ``DHS Form 700-4''; and by removing the whole entry for
``Contractor Report of Government Property/DHS Form 0700-05.''
3053.245-70 [Removed and Reserved]
45. Remove and reserve section 3053.245-70.
[FR Doc. 2010-21897 Filed 9-10-10; 8:45 am]
BILLING CODE 9110-9B-P