Privacy Act of 1974: Implementation of Exemptions United States Citizenship and Immigration Services-012 Citizenship and Immigration Data Repository System of Records, 54528-54530 [2010-22307]
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54528
Proposed Rules
Federal Register
Vol. 75, No. 173
Wednesday, September 8, 2010
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF HOMELAND
SECURITY
Office of the Secretary
6 CFR Part 5
[Docket No. DHS–2010–0068]
Privacy Act of 1974: Implementation of
Exemptions United States Citizenship
and Immigration Services–012
Citizenship and Immigration Data
Repository System of Records
Privacy Office, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The Department of Homeland
Security (DHS) is giving concurrent
notice of a newly established system of
records pursuant to the Privacy Act of
1974 for the United States Citizenship
and Immigration Services–012
Citizenship and Immigration Data
Repository System of Records system of
records and this proposed rulemaking.
In this proposed rulemaking, the
Department proposes to exempt
portions of the system of records from
one or more provisions of the Privacy
Act because of criminal, civil, and
administrative enforcement
requirements.
SUMMARY:
Comments must be received on
or before October 8, 2010.
ADDRESSES: You may submit comments,
identified by docket number DHS–
2010–0068, by one of the following
methods:
• Federal e-Rulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 703–483–2999.
• Mail: Donald K. Hawkins (202–272–
8000), Privacy Officer, U.S. Citizenship
and Immigration Services, 20
Massachusetts Avenue, NW.,
Washington, DC 20529; or Mary Ellen
Callahan, Chief Privacy Officer, Privacy
Office, Department of Homeland
Security, Washington, DC 20528.
Instructions: All submissions received
must include the agency name and
docket number for this notice. All
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comments received will be posted
without change to https://
www.regulations.gov, including any
personal information provided.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For
general questions please contact Donald
K. Hawkins (202–272–8000), Privacy
Officer, U.S. Citizenship and
Immigration Services, 20 Massachusetts
Avenue, NW., Washington, DC 20529;
for privacy issues please contact Mary
Ellen Callahan, Chief Privacy Officer,
Privacy Office, Department of Homeland
Security, Washington, DC 20528.
SUPPLEMENTARY INFORMATION:
Background: USCIS collects
personally identifiable information (PII)
directly from and about immigrants and
nonimmigrants through applications
and petitions for the purposes of
adjudicating and bestowing immigration
benefits. USCIS maintains a number of
systems to facilitate these purposes
including: the Computer Linked
Application Information Management
System (CLAIMS 3), CLAIMS 4, the
Refugees, Asylum, and Parole System
(RAPS), Asylum Pre-screen System
(APSS), Re-engineered Naturalization
Application Casework System (RNACS),
Central Index System (CIS) and the
Fraud Detection and National Security
Data System (FDNS–DS). As part of the
adjudication process, USCIS personnel
engage in a number of steps to ensure
that an individual is eligible for a
requested benefit. One of these steps is
the performance of background checks
to make certain that an individual is not
attempting to obtain the requested
benefit by fraudulent means, has not
committed a Crime Involving Moral
Turpitude and/or does not pose a public
safety threat or a threat to national
security.
USCIS developed CIDR, hosted on
DHS classified networks, in order to
make information from these USCIS
systems available to authorized USCIS
personnel for the purposes of: (1)
Vetting USCIS application information
for indications of possible immigration
fraud and national security concerns; (2)
detecting possible fraud and misuse of
immigration information or position by
USCIS employees, for personal gain or
by coercion; and (3) responding to
requests for information (RFI) from the
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DHS Office of Intelligence and Analysis
(I&A) and/or federal intelligence and
law enforcement community members
that are based on classified criteria.
CIDR enables authorized USCIS users to
more efficiently search multiple USCIS
systems from a single entry point, the
results of which will be retained in
CIDR. CIDR’s position on DHS classified
networks allows USCIS to securely
conduct searches based on classified
parameters and searches based on
possible fraud and national security
concerns.
There are occasions when USICS
receives RFIs from members of the
Intelligence Community (IC) and Law
Enforcement (LE) that are classified. In
order to assist with classified
investigatory leads and respond to I&A
requests, USCIS must conduct searches
whose parameters are classified on
unclassified data sets. To facilitate a
more efficient and secure environment
in which to conduct these queries and
to store the results, DHS determined
that creating mirror copies of its
unclassified data sets on the classified
side would be the most appropriate
solution. CIDR provides the capability
to properly conduct and protect
classified searches and maintain
detailed audit trails of search activities
and results. Copying unclassified data
from the unclassified systems to a
classified site does not render this
information classified, only the search
parameters and results. CIDR will
enable USCIS personnel to perform
searches of its non classified data sets in
a classified environment, ensuring that
the integrity of the classified RFI
process is maintained. Based on the
results of the searches performed in
CIDR, USCIS will produce a response to
the RFI, which will include the content
of the RFI, information from CIDR that
is responsive to the RFI, and any
necessary explanations to provide
proper context and interpretations of the
information provided. These responses
will contain PII when de-identified or
statistical data cannot satisfy the RFI.
These responses will be produced by
USCIS personnel as separate electronic
documents and sent to I&A in the same
manner that the RFI was received;
usually via e-mail over the classified email network.
USCIS is proposing to exempt
classified information in CIDR from
disclosure to a requestor to preserve the
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integrity of ongoing counterterrorism,
intelligence, or other homeland security
activities, pursuant to the Privacy Act.
5 U.S.C. 552a(k)(1) and (2).
Consistent with DHS’s information
sharing mission, information stored in
CIDR may be shared with other DHS
components, as well as appropriate
Federal, State, local, tribal, foreign, or
international governmental agencies.
This sharing will only take place after
DHS determines that the receiving
component or agency has a need to
know the information to carry out
national security, law enforcement,
immigration, intelligence, or other
functions consistent with the routine
uses set forth in this system of records
notice.
In accordance with the Privacy Act of
1974 the Department of Homeland
Security proposes to establish a new
Department of Homeland Security
(DHS) system of records notice titled
DHS U.S. Citizenship and Immigration
Services—012 Citizenship and
Immigration Data Repository (CIDR).
The Privacy Act embodies fair
information principles in a statutory
framework governing the means by
which the United States Government
collects, maintains, uses, and
disseminates personally identifiable
information. The Privacy Act applies to
information that is maintained in a
‘‘system of records.’’ A ‘‘system of
records’’ is a group of any records under
the control of an agency from which
information is retrieved by the name of
the individual or by some identifying
number, symbol, or other identifying
particular assigned to the individual.
Individuals may request their own
records that are maintained in a system
of records in the possession or under the
control of DHS by complying with DHS
Privacy Act regulations, 6 CFR part 5.
The Privacy Act requires each agency
to publish in the Federal Register a
description of the type and character of
each system of records that the agency
maintains, and the routine uses that are
contained in each system in order to
make agency recordkeeping practices
transparent, to notify individuals
regarding the uses to which personally
identifiable information is put, and to
assist individuals in finding such files
within the agency.
The Privacy Act allows Government
agencies to exempt certain records from
the access and amendment provisions. If
an agency claims an exemption,
however, it must issue a Notice of
Proposed Rulemaking to make clear to
the public the reasons why a particular
exemption is claimed.
DHS is claiming exemptions from
certain requirements of the Privacy Act
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for DHS/USCIS—012 CIDR. Some
information in DHS/USCIS—012 CIDR
relates to official DHS national security,
law enforcement, immigration, and
intelligence activities. These
exemptions are needed to protect
information relating to DHS activities
from disclosure to subjects or others
related to these activities. Specifically,
the exemptions are required to preclude
subjects of these activities from
frustrating law enforcement,
immigration, and intelligence processes;
to avoid disclosure of means and
methods; to protect the identities and
physical safety of confidential
informants and law enforcement
personnel; to ensure DHS’ ability to
obtain information from third parties
and other sources; to protect the privacy
of third parties; and to safeguard
classified information. Disclosure of
information to the subject of the inquiry
could also permit the subject to avoid
detection or apprehension.
The exemptions proposed here are
standard law enforcement and national
security exemptions exercised by a large
number of Federal law enforcement and
intelligence agencies. In appropriate
circumstances, where compliance
would not appear to interfere with or
adversely affect the law enforcement
purposes of this system and the overall
law enforcement process, the applicable
exemptions may be waived on a case by
case basis.
A notice of system of records for DHS/
USCIS—012 CIDR is also published in
this issue of the Federal Register.
List of Subjects in 6 CFR Part 5
Freedom of information; Privacy.
For the reasons stated in the
preamble, DHS proposes to amend
Chapter I of Title 6, Code of Federal
Regulations, as follows:
PART 5—DISCLOSURE OF RECORDS
AND INFORMATION
1. The authority citation for part 5
continues to read as follows:
Authority: 6 U.S.C. 101 et seq.; Pub. L.
107–296, 116 Stat. 2135; 5 U.S.C. 301.
Subpart A also issued under 5 U.S.C. 552.
Subpart B also issued under 5 U.S.C. 552a.
2. Add at the end of appendix C to
part 5, the following new paragraph
‘‘52’’:
Appendix C to Part 5—DHS Systems of
Records Exempt From the Privacy Act
*
*
*
*
*
52. United States Citizenship and
Immigration Services—012 Citizenship and
Immigration Data Repository system of
records consists of electronic and paper
records and will be used by USCIS. United
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54529
States Citizenship and Immigration
Services—012 Citizenship and Immigration
Data Repository is a repository of information
held by DHS in connection with its several
and varied missions and functions,
including, but not limited to: the
enforcement of civil and criminal laws;
investigations, inquiries, and proceedings
thereunder; national security and intelligence
activities. United States Citizenship and
Immigration Services—012 Citizenship and
Immigration Data Repository contains
information that is collected by, on behalf of,
in support of, or in cooperation with DHS
and its components and may contain
personally identifiable information collected
by other Federal, State, local, tribal, foreign,
or international government agencies.
Pursuant to 5 U.S.C. 552a(k)(1) and (2), this
system is exempt from the following
provisions of the Privacy Act, subject to the
limitations set forth in those subsections:
5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G),
(e)(4)(H), (e)(4)(I), and (f). Exemptions from
these particular subsections are justified, on
a case-by-case basis to be determined at the
time a request is made, for the following
reasons:
(a) From subsection (c)(3) (Accounting for
Disclosures) because release of the
accounting of disclosures could alert the
subject of an investigation of an actual or
potential criminal, civil, or regulatory
violation to the existence of the investigation,
and reveal investigative interest on the part
of DHS as well as the recipient agency.
Disclosure of the accounting would therefore
present a serious impediment to law
enforcement efforts and/or efforts to preserve
national security. Disclosure of the
accounting could also permit the individual
who is the subject of a record to impede the
investigation, to tamper with witnesses or
evidence, and to avoid detection or
apprehension, which would undermine the
entire investigative process.
(b) From subsection (d) (Access to Records)
because access to the records contained in
this system of records could inform the
subject of an investigation of an actual or
potential criminal, civil, or regulatory
violation, to the existence of the
investigation, and reveal investigative
interest on the part of DHS or another agency.
Access to the records could permit the
individual who is the subject of a record to
impede the investigation, to tamper with
witnesses or evidence, and to avoid detection
or apprehension. Amendment of the records
could interfere with ongoing investigations
and law enforcement activities and would
impose an impossible administrative burden
by requiring investigations to be
continuously reinvestigated. In addition,
permitting access and amendment to such
information could disclose security-sensitive
information that could be detrimental to
homeland security.
(c) From subsection (e)(1) (Relevancy and
Necessity of Information) because in the
course of investigations into potential
violations of Federal law, the accuracy of
information obtained or introduced
occasionally may be unclear or the
information may not be strictly relevant or
necessary to a specific investigation. In the
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interests of effective law enforcement, it is
appropriate to retain all information that may
aid in establishing patterns of unlawful
activity.
(d) From subsections (e)(4)(G), (e)(4)(H),
and (e)(4)(I) (Agency Requirements), and (f)
(Agency Rules) because portions of this
system are exempt from the individual access
provisions of subsection (d) for the reasons
noted above, and therefore DHS is not
required to establish requirements, rules, or
procedures with respect to such access.
Providing notice to individuals with respect
to existence of records pertaining to them in
the system of records or otherwise setting up
procedures pursuant to which individuals
may access and view records pertaining to
themselves in the system would undermine
investigative efforts and reveal the identities
of witnesses, and potential witnesses, and
confidential informants.
Dated: September 1, 2010.
Mary Ellen Callahan,
Chief Privacy Officer, Department of
Homeland Security.
[FR Doc. 2010–22307 Filed 9–7–10; 8:45 am]
BILLING CODE 9111–97–P
DEPARTMENT OF AGRICULTURE
Food and Nutrition Service
7 CFR Part 253
[FNS–2008–001]
RIN 0584–AD85
Food Distribution Program on Indian
Reservations: Administrative Funding
Allocations
comments, identified by Regulatory
Identifier Number (RIN) number 0584–
AD85, by any of the following methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Preferred
method; follow the online instructions
for submitting comments on ‘‘FNS–
2008–001.’’
• Fax: Submit comments by facsimile
transmission to Laura Castro at (703)
305–2420.
• Mail: Send comments to Laura
Castro, Branch Chief, Policy Branch,
Food Distribution Division, Food and
Nutrition Service, U.S. Department of
Agriculture, Room 500, 3101 Park
Center Drive, Alexandria, Virginia
22302–1594.
• Hand Delivery or Courier: Deliver
comments to the above address during
regular business hours.
Comments submitted in response to
this rule will be included in the record
and will be made available to the
public. Please be advised that the
substance of the comments and the
identity of the individuals or entities
submitting the comments will be subject
to public disclosure. FNS will make the
comments publicly available on the
Internet via https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Laura Castro at the above address or
telephone (703) 305–2662. You may also
contact Dana Rasmussen at (703) 305–
1628, or via e-mail at
Dana.Rasmussen@fns.usda.gov.
SUPPLEMENTARY INFORMATION:
Food and Nutrition Service,
USDA.
ACTION: Proposed rule.
I. Public Comment Procedures
II. Procedural Matters
III. Background and Discussion of the
Proposed Rule
This rule proposes to
establish the requirements regarding the
allocation of administrative funds for
the Food Distribution Program on
Indian Reservations and the Food
Distribution Program for Indian
Households in Oklahoma, both of which
are referred to as ‘‘FDPIR’’ in this
rulemaking. The rulemaking would
propose amendments to FDPIR
regulations to ensure that administrative
funding is allocated in a fair and
equitable manner. The proposed rule
would also revise FDPIR regulations to
clarify current program requirements
relative to the distribution of
administrative funds to Indian Tribal
Organizations (ITOs) and State agencies.
DATES: To be assured of consideration,
comments must be received on or before
December 7, 2010.
ADDRESSES: FNS invites interested
persons to submit comments on this
proposed rule. You may submit
I. Public Comment Procedures
AGENCY:
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Your written comments on this
proposed rule should be specific,
should be confined to issues pertinent
to the proposed rule, and should
explain your reason(s) for any change
you recommend or proposal(s) you
oppose. Where possible, you should
reference the specific section or
paragraph of the proposal you are
addressing. Comments received after the
close of the comment period (see DATES)
will not be considered or included in
the Administrative Record for the final
rule.
Executive Order 12866 requires each
agency to write regulations that are
simple and easy to understand. We
invite your comments on how to make
these regulations easier to understand,
including answers to questions such as
the following:
(1) Are the requirements in the rule
clearly stated?
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(2) Does the rule contain technical
language or jargon that interferes with
its clarity?
(3) Does the format of the rule (e.g.,
grouping and order of sections, use of
headings, and paragraphs) make it
clearer or less clear?
(4) Would the rule be easier to
understand if it were divided into more
(but shorter) sections?
(5) Is the description of the rule in the
preamble section entitled ‘‘Background
and Discussion of the Proposed Rule’’
helpful in understanding the rule? How
could this description be more helpful
in making the rule easier to understand?
II. Procedural Matters
In the following discussion and
regulatory text, the term ‘‘State agency,’’
as defined at 7 CFR 253.2, is used to
include ITOs authorized to operate
FDPIR in accordance with 7 CFR parts
253 and 254.
A. Executive Order 12866, ‘‘Regulatory
Planning and Review’’
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
Therefore it was not reviewed by the
Office of Management and Budget
(OMB).
B. Title 5, United States Code 601–612,
‘‘Regulatory Flexibility Act’’
This proposed rule has been reviewed
with regard to the requirements of the
Regulatory Flexibility Act (5 U.S.C.
601–612). It has been certified that this
action will not have a significant impact
on a substantial number of small
entities. While State agencies that
administer FDPIR will be affected by
this rulemaking, the economic effect
will not be significant.
C. Public Law 104–4, ‘‘Unfunded
Mandates Reform Act of 1995’’ (UMRA)
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under Section 202 of the UMRA,
FNS generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with Federal mandates that may result
in expenditures to State, local, or Tribal
governments, in the aggregate, or to the
private sector, of $100 million or more
in any one year. When such a statement
is needed for a rule, Section 205 of the
UMRA generally requires FNS to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, more cost-
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Agencies
[Federal Register Volume 75, Number 173 (Wednesday, September 8, 2010)]
[Proposed Rules]
[Pages 54528-54530]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-22307]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 75, No. 173 / Wednesday, September 8, 2010 /
Proposed Rules
[[Page 54528]]
DEPARTMENT OF HOMELAND SECURITY
Office of the Secretary
6 CFR Part 5
[Docket No. DHS-2010-0068]
Privacy Act of 1974: Implementation of Exemptions United States
Citizenship and Immigration Services-012 Citizenship and Immigration
Data Repository System of Records
AGENCY: Privacy Office, DHS.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Department of Homeland Security (DHS) is giving concurrent
notice of a newly established system of records pursuant to the Privacy
Act of 1974 for the United States Citizenship and Immigration Services-
012 Citizenship and Immigration Data Repository System of Records
system of records and this proposed rulemaking. In this proposed
rulemaking, the Department proposes to exempt portions of the system of
records from one or more provisions of the Privacy Act because of
criminal, civil, and administrative enforcement requirements.
DATES: Comments must be received on or before October 8, 2010.
ADDRESSES: You may submit comments, identified by docket number DHS-
2010-0068, by one of the following methods:
Federal e-Rulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Fax: 703-483-2999.
Mail: Donald K. Hawkins (202-272-8000), Privacy Officer,
U.S. Citizenship and Immigration Services, 20 Massachusetts Avenue,
NW., Washington, DC 20529; or Mary Ellen Callahan, Chief Privacy
Officer, Privacy Office, Department of Homeland Security, Washington,
DC 20528.
Instructions: All submissions received must include the agency name
and docket number for this notice. All comments received will be posted
without change to https://www.regulations.gov, including any personal
information provided.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For general questions please contact
Donald K. Hawkins (202-272-8000), Privacy Officer, U.S. Citizenship and
Immigration Services, 20 Massachusetts Avenue, NW., Washington, DC
20529; for privacy issues please contact Mary Ellen Callahan, Chief
Privacy Officer, Privacy Office, Department of Homeland Security,
Washington, DC 20528.
SUPPLEMENTARY INFORMATION:
Background: USCIS collects personally identifiable information
(PII) directly from and about immigrants and nonimmigrants through
applications and petitions for the purposes of adjudicating and
bestowing immigration benefits. USCIS maintains a number of systems to
facilitate these purposes including: the Computer Linked Application
Information Management System (CLAIMS 3), CLAIMS 4, the Refugees,
Asylum, and Parole System (RAPS), Asylum Pre-screen System (APSS), Re-
engineered Naturalization Application Casework System (RNACS), Central
Index System (CIS) and the Fraud Detection and National Security Data
System (FDNS-DS). As part of the adjudication process, USCIS personnel
engage in a number of steps to ensure that an individual is eligible
for a requested benefit. One of these steps is the performance of
background checks to make certain that an individual is not attempting
to obtain the requested benefit by fraudulent means, has not committed
a Crime Involving Moral Turpitude and/or does not pose a public safety
threat or a threat to national security.
USCIS developed CIDR, hosted on DHS classified networks, in order
to make information from these USCIS systems available to authorized
USCIS personnel for the purposes of: (1) Vetting USCIS application
information for indications of possible immigration fraud and national
security concerns; (2) detecting possible fraud and misuse of
immigration information or position by USCIS employees, for personal
gain or by coercion; and (3) responding to requests for information
(RFI) from the DHS Office of Intelligence and Analysis (I&A) and/or
federal intelligence and law enforcement community members that are
based on classified criteria. CIDR enables authorized USCIS users to
more efficiently search multiple USCIS systems from a single entry
point, the results of which will be retained in CIDR. CIDR's position
on DHS classified networks allows USCIS to securely conduct searches
based on classified parameters and searches based on possible fraud and
national security concerns.
There are occasions when USICS receives RFIs from members of the
Intelligence Community (IC) and Law Enforcement (LE) that are
classified. In order to assist with classified investigatory leads and
respond to I&A requests, USCIS must conduct searches whose parameters
are classified on unclassified data sets. To facilitate a more
efficient and secure environment in which to conduct these queries and
to store the results, DHS determined that creating mirror copies of its
unclassified data sets on the classified side would be the most
appropriate solution. CIDR provides the capability to properly conduct
and protect classified searches and maintain detailed audit trails of
search activities and results. Copying unclassified data from the
unclassified systems to a classified site does not render this
information classified, only the search parameters and results. CIDR
will enable USCIS personnel to perform searches of its non classified
data sets in a classified environment, ensuring that the integrity of
the classified RFI process is maintained. Based on the results of the
searches performed in CIDR, USCIS will produce a response to the RFI,
which will include the content of the RFI, information from CIDR that
is responsive to the RFI, and any necessary explanations to provide
proper context and interpretations of the information provided. These
responses will contain PII when de-identified or statistical data
cannot satisfy the RFI. These responses will be produced by USCIS
personnel as separate electronic documents and sent to I&A in the same
manner that the RFI was received; usually via e-mail over the
classified e-mail network.
USCIS is proposing to exempt classified information in CIDR from
disclosure to a requestor to preserve the
[[Page 54529]]
integrity of ongoing counterterrorism, intelligence, or other homeland
security activities, pursuant to the Privacy Act. 5 U.S.C. 552a(k)(1)
and (2).
Consistent with DHS's information sharing mission, information
stored in CIDR may be shared with other DHS components, as well as
appropriate Federal, State, local, tribal, foreign, or international
governmental agencies. This sharing will only take place after DHS
determines that the receiving component or agency has a need to know
the information to carry out national security, law enforcement,
immigration, intelligence, or other functions consistent with the
routine uses set forth in this system of records notice.
In accordance with the Privacy Act of 1974 the Department of
Homeland Security proposes to establish a new Department of Homeland
Security (DHS) system of records notice titled DHS U.S. Citizenship and
Immigration Services--012 Citizenship and Immigration Data Repository
(CIDR).
The Privacy Act embodies fair information principles in a statutory
framework governing the means by which the United States Government
collects, maintains, uses, and disseminates personally identifiable
information. The Privacy Act applies to information that is maintained
in a ``system of records.'' A ``system of records'' is a group of any
records under the control of an agency from which information is
retrieved by the name of the individual or by some identifying number,
symbol, or other identifying particular assigned to the individual.
Individuals may request their own records that are maintained in a
system of records in the possession or under the control of DHS by
complying with DHS Privacy Act regulations, 6 CFR part 5.
The Privacy Act requires each agency to publish in the Federal
Register a description of the type and character of each system of
records that the agency maintains, and the routine uses that are
contained in each system in order to make agency recordkeeping
practices transparent, to notify individuals regarding the uses to
which personally identifiable information is put, and to assist
individuals in finding such files within the agency.
The Privacy Act allows Government agencies to exempt certain
records from the access and amendment provisions. If an agency claims
an exemption, however, it must issue a Notice of Proposed Rulemaking to
make clear to the public the reasons why a particular exemption is
claimed.
DHS is claiming exemptions from certain requirements of the Privacy
Act for DHS/USCIS--012 CIDR. Some information in DHS/USCIS--012 CIDR
relates to official DHS national security, law enforcement,
immigration, and intelligence activities. These exemptions are needed
to protect information relating to DHS activities from disclosure to
subjects or others related to these activities. Specifically, the
exemptions are required to preclude subjects of these activities from
frustrating law enforcement, immigration, and intelligence processes;
to avoid disclosure of means and methods; to protect the identities and
physical safety of confidential informants and law enforcement
personnel; to ensure DHS' ability to obtain information from third
parties and other sources; to protect the privacy of third parties; and
to safeguard classified information. Disclosure of information to the
subject of the inquiry could also permit the subject to avoid detection
or apprehension.
The exemptions proposed here are standard law enforcement and
national security exemptions exercised by a large number of Federal law
enforcement and intelligence agencies. In appropriate circumstances,
where compliance would not appear to interfere with or adversely affect
the law enforcement purposes of this system and the overall law
enforcement process, the applicable exemptions may be waived on a case
by case basis.
A notice of system of records for DHS/USCIS--012 CIDR is also
published in this issue of the Federal Register.
List of Subjects in 6 CFR Part 5
Freedom of information; Privacy.
For the reasons stated in the preamble, DHS proposes to amend
Chapter I of Title 6, Code of Federal Regulations, as follows:
PART 5--DISCLOSURE OF RECORDS AND INFORMATION
1. The authority citation for part 5 continues to read as follows:
Authority: 6 U.S.C. 101 et seq.; Pub. L. 107-296, 116 Stat.
2135; 5 U.S.C. 301. Subpart A also issued under 5 U.S.C. 552.
Subpart B also issued under 5 U.S.C. 552a.
2. Add at the end of appendix C to part 5, the following new
paragraph ``52'':
Appendix C to Part 5--DHS Systems of Records Exempt From the Privacy
Act
* * * * *
52. United States Citizenship and Immigration Services--012
Citizenship and Immigration Data Repository system of records
consists of electronic and paper records and will be used by USCIS.
United States Citizenship and Immigration Services--012 Citizenship
and Immigration Data Repository is a repository of information held
by DHS in connection with its several and varied missions and
functions, including, but not limited to: the enforcement of civil
and criminal laws; investigations, inquiries, and proceedings
thereunder; national security and intelligence activities. United
States Citizenship and Immigration Services--012 Citizenship and
Immigration Data Repository contains information that is collected
by, on behalf of, in support of, or in cooperation with DHS and its
components and may contain personally identifiable information
collected by other Federal, State, local, tribal, foreign, or
international government agencies. Pursuant to 5 U.S.C. 552a(k)(1)
and (2), this system is exempt from the following provisions of the
Privacy Act, subject to the limitations set forth in those
subsections: 5 U.S.C. 552a(c)(3), (d), (e)(1), (e)(4)(G), (e)(4)(H),
(e)(4)(I), and (f). Exemptions from these particular subsections are
justified, on a case-by-case basis to be determined at the time a
request is made, for the following reasons:
(a) From subsection (c)(3) (Accounting for Disclosures) because
release of the accounting of disclosures could alert the subject of
an investigation of an actual or potential criminal, civil, or
regulatory violation to the existence of the investigation, and
reveal investigative interest on the part of DHS as well as the
recipient agency. Disclosure of the accounting would therefore
present a serious impediment to law enforcement efforts and/or
efforts to preserve national security. Disclosure of the accounting
could also permit the individual who is the subject of a record to
impede the investigation, to tamper with witnesses or evidence, and
to avoid detection or apprehension, which would undermine the entire
investigative process.
(b) From subsection (d) (Access to Records) because access to
the records contained in this system of records could inform the
subject of an investigation of an actual or potential criminal,
civil, or regulatory violation, to the existence of the
investigation, and reveal investigative interest on the part of DHS
or another agency. Access to the records could permit the individual
who is the subject of a record to impede the investigation, to
tamper with witnesses or evidence, and to avoid detection or
apprehension. Amendment of the records could interfere with ongoing
investigations and law enforcement activities and would impose an
impossible administrative burden by requiring investigations to be
continuously reinvestigated. In addition, permitting access and
amendment to such information could disclose security-sensitive
information that could be detrimental to homeland security.
(c) From subsection (e)(1) (Relevancy and Necessity of
Information) because in the course of investigations into potential
violations of Federal law, the accuracy of information obtained or
introduced occasionally may be unclear or the information may not be
strictly relevant or necessary to a specific investigation. In the
[[Page 54530]]
interests of effective law enforcement, it is appropriate to retain
all information that may aid in establishing patterns of unlawful
activity.
(d) From subsections (e)(4)(G), (e)(4)(H), and (e)(4)(I) (Agency
Requirements), and (f) (Agency Rules) because portions of this
system are exempt from the individual access provisions of
subsection (d) for the reasons noted above, and therefore DHS is not
required to establish requirements, rules, or procedures with
respect to such access. Providing notice to individuals with respect
to existence of records pertaining to them in the system of records
or otherwise setting up procedures pursuant to which individuals may
access and view records pertaining to themselves in the system would
undermine investigative efforts and reveal the identities of
witnesses, and potential witnesses, and confidential informants.
Dated: September 1, 2010.
Mary Ellen Callahan,
Chief Privacy Officer, Department of Homeland Security.
[FR Doc. 2010-22307 Filed 9-7-10; 8:45 am]
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