Culturally Significant Objects Imported for Exhibition Determinations: “Richard Hawkins-Third Mind”, 53730-53731 [2010-21842]
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Federal Register / Vol. 75, No. 169 / Wednesday, September 1, 2010 / Notices
prepare those individuals for their
responsibilities.
In addition, the Commission believes
that requiring Chief Compliance Officers
and any employee operating in the
capacity of a FINOP to register with the
Exchange as principals and take either
the Series 24 or Series 27, respectively,
is appropriate based on the heightened
level of accountability inherent in the
duty of overseeing compliance by an
Exchange member, and in the oversight
and preparation of financial reports and
the oversight of those employed in the
financial and operational capacities at
each firm.
The Commission believes Phlx’s
proposed Limited Principal—General
Securities Sales Supervisor category is
appropriate as the qualification
standards required reflect the narrower
responsibility of persons in this category
of registration.28 Overall, the proposed
new principal registration and
qualification requirements should
expand and strengthen the framework of
supervisory rules that apply to
Exchange member organizations and
their associated persons doing business
on PSX.
The Commission believes Phlx’s
proposed provision requiring any
person whose registration has been
revoked by the Exchange as a
disciplinary sanction or whose most
recent registration as a principal or
representative has been terminated for a
period of two or more years
immediately preceding the date of
receipt by the Exchange of a new
application, to pass the qualification
examination appropriate to such
person’s category of registration is
appropriate. This rule helps to ensure
that persons’ qualifications are current.
The Commission also believes Phlx’s
proposed exceptions from the abovediscussed general requirements are
appropriate. Any member seeking an
exception from Phlx’s mandate that
each firm have two principals must
provide evidence that conclusively
indicates to the Exchange that only one
principal is necessary. The Commission
expects this authority to be used
sparingly, since principals oversee the
operations of member firms and provide
the first line of defense in ensuring that
member firms are complying with the
rules of an exchange as well as the
Federal securities laws. In addition, the
qualification examination waiver
applies only in exceptional cases and
28 A Limited Principal—General Securities Sales
Supervisor may only supervise sales activities.
Persons qualified only as Limited Principals—
General Securities Sales Supervisors do not count
toward the two-principal requirement of Rule
604(g)(5).
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requires the Exchange to have good
cause; 29 the Commission believes this
authority also should be used sparingly.
The Commission expects the Exchange
to maintain records and to utilize
careful judgment in providing waivers.
Finally, the Commission notes that
these exceptions are substantively the
same as exceptions provided to similar
rules at other SROs.30
The Commission believes that
proposed Rule 604(i)(2), which allows
payment to finders when certain
conditions are satisfied, is reasonable as
it is consistent with the compensation
arrangements allowed on other
exchanges for foreign finders who direct
business to member organizations.31
Finally, the Commission believes that
adding paragraph (f) to Rule 604,
specifying the applicability of
paragraphs (g) and (h), and adding terms
used in the proposed rules to its
Definitions section will provide clarity
to Phlx’s rules, enabling regulators,
members, and the general public to
better understand the rules.
VI. Conclusion
It is therefore ordered, pursuant to
Section 19(b)(2) of the Act,32 that the
proposed rule change (SR–Phlx–2010–
91), as modified by Amendment No. 1,
be, and hereby is, approved.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.33
Florence E. Harmon,
Deputy Secretary.
October 1, 1999, and Delegation of
Authority No. 236–3 of August 28, 2000,
I hereby determine that the object to be
included in the exhibition ‘‘The Roman
Mosaic from Lod, Israel,’’ imported from
abroad for temporary exhibition within
the United States, is of cultural
significance. The object is imported
pursuant to a loan agreement with the
foreign owner or custodian. I also
determine that the exhibition or display
of the exhibit object at the Metropolitan
Museum of Art, New York, New York,
from on or about September 28, 2010,
until on or about April 3, 2011, the
Legion of Honor Museum, San
Francisco, California, from on or about
April 23, 2011, until on or about July 24,
2011, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
I have ordered that Public Notice of
these Determinations be published in
the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a
description of the exhibit object, contact
Paul W. Manning, Attorney-Adviser,
Office of the Legal Adviser, U.S.
Department of State (telephone: 202–
632–6469). The mailing address is U.S.
Department of State, SA–5, L/PD, Fifth
Floor (Suite 5H03), Washington, DC
20522–0505.
Dated: August 25, 2010.
Ann Stock,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, Department of State.
[FR Doc. 2010–21850 Filed 8–31–10; 8:45 am]
[FR Doc. 2010–21848 Filed 8–31–10; 8:45 am]
BILLING CODE 8010–01–P
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
DEPARTMENT OF STATE
[Public Notice 7145]
[Public Notice 7148]
Culturally Significant Object Imported
for Exhibition Determinations: ‘‘The
Roman Mosaic from Lod, Israel’’
Culturally Significant Objects Imported
for Exhibition Determinations:
‘‘Richard Hawkins—Third Mind’’
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
SUMMARY:
29 See
proposed Rule 604(j).
e.g., FINRA Rule 1070(d) and NASDAQ
Rule 1070(d) regarding the examination waiver.
See, e.g., FINRA Rule 1021(e)(2) and NASDAQ Rule
1021(e)(2) regarding the two-principal requirement
waiver.
31 See NASDAQ Rule 1060(b) and NASDAQ OMX
BX Rule 1060(b).
32 15 U.S.C. 78s(b)(2).
33 17 CFR 200.30–3(a)(12).
30 See,
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Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, and Delegation of
Authority No. 236–3 of August 28, 2000,
I hereby determine that the objects to be
included in the exhibition ‘‘Richard
Hawkins—Third Mind,’’ imported from
abroad for temporary exhibition within
the United States, are of cultural
significance. The objects are imported
pursuant to loan agreements with the
foreign owners or custodians. I also
SUMMARY:
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Federal Register / Vol. 75, No. 169 / Wednesday, September 1, 2010 / Notices
determine that the exhibition or display
of the exhibit objects at the Art Institute
of Chicago, Chicago, IL, from on or
about October 22, 2010, until on or
about January 16, 2011; at the Hammer
Museum, Los Angeles, CA, from on or
about February 13, 2011, until on or
about May 22, 2011, and at possible
additional exhibitions or venues yet to
be determined, is in the national
interest. Public Notice of these
Determinations is ordered to be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the exhibit objects, contact Carol B.
Epstein, Attorney-Adviser, Office of the
Legal Adviser, U.S. Department of State
(telephone: 202–632–6473). The address
is U.S. Department of State, SA–5, L/PD,
Fifth Floor, Washington, DC 20522–
0505.
Dated: August 25, 2010.
Ann Stock,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, Department of State.
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice 7146]
Culturally Significant Objects Imported
for Exhibition Determinations:
‘‘Contemporary Argentine
Masterworks’’
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, and Delegation of
Authority No. 236–3 of August 28, 2000,
I hereby determine that the objects to be
included in the exhibition
‘‘Contemporary Argentine Masterworks,’’
imported from abroad for temporary
exhibition within the United States, are
of cultural significance. The objects are
imported pursuant to loan agreements
with the foreign owners or custodians.
I also determine that the exhibition or
display of the exhibit objects at the
Smithsonian Institution International
Gallery, Washington, DC, from on or
about October 4, 2010, until on or about
January 23, 2011, and at possible
additional exhibitions or venues yet to
be determined, is in the national
interest. I have ordered that Public
Notice of these Determinations be
published in the Federal Register.
hsrobinson on DSK69SOYB1PROD with NOTICES
SUMMARY:
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Fifth Floor, Washington, DC 20522–
0505.
For
further information, including a list of
the exhibit objects, contact Paul W.
Manning, Attorney-Adviser, Office of
the Legal Adviser, U.S. Department of
State (telephone: 202–632–6469). The
mailing address is U.S. Department of
State, SA–5, L/PD, Fifth Floor (Suite
5H03), Washington, DC 20522–0505.
Dated: August 25, 2010.
Ann Stock,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, Department of State.
Dated: August 25, 2010.
Ann Stock,
Assistant Secretary, Bureau of Educational
and Cultural Affairs, Department of State.
DEPARTMENT OF STATE
[FR Doc. 2010–21846 Filed 8–31–10; 8:45 am]
[Delegation of Authority 332]
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Delegation From the Secretary of
Certain Certification Functions in
Maritime Law Enforcement to the
Assistant Secretary for International
Narcotics and Law Enforcement Affairs
FOR FURTHER INFORMATION CONTACT:
DEPARTMENT OF STATE
[Public Notice 7147]
Culturally Significant Objects Imported
for Exhibition Determinations: ‘‘Sheila
Hicks: 50 Years’’
Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, and Delegation of
Authority No. 236–3 of August 28, 2000,
I hereby determine that the objects to be
included in the exhibition ‘‘Sheila
Hicks: 50 Years,’’ imported from abroad
for temporary exhibition within the
United States, are of cultural
significance. The objects are imported
pursuant to loan agreements with the
foreign owners or custodians. I also
determine that the exhibition or display
of the exhibit objects at the Addison
Gallery of American Art, Phillips
Academy, Andover, MA, from on or
about November 5, 2010, until on or
about February 27, 2011; at the Institute
of Contemporary Art, University of
Pennsylvania, Philadelphia, PA, from
on or about March 25, 2011, until on or
about August 7, 2011; at the Mint
Museum Craft + Design, Charlotte, NC,
from on or about October 1, 2011, until
on or about January 29, 2012, and at
possible additional exhibitions or
venues yet to be determined, is in the
national interest. Public Notice of these
Determinations is ordered to be
published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the exhibit objects, contact Carol B.
Epstein, Attorney-Adviser, Office of the
Legal Adviser, U.S. Department of State
(telephone: 202/632–6473). The address
is U.S. Department of State, SA–5, L/PD,
SUMMARY:
[FR Doc. 2010–21842 Filed 8–31–10; 8:45 am]
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[FR Doc. 2010–21844 Filed 8–31–10; 8:45 am]
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By virtue of the authority vested in
the Secretary of State, including the
authority of section 1 of the State
Department Basic Authorities Act, as
amended (22 U.S.C. 2651a), I hereby
delegate to the Assistant Secretary for
International Narcotics and Law
Enforcement Affairs, the certification
authorities under 46 U.S.C. 70502(c)(2)
& (d)(2), and 18 U.S.C. 2237(d) .
Notwithstanding this delegation of
authority, the Secretary, the Deputy
Secretary, or the Deputy Secretary for
Management and Resources may
exercise any function or authority
covered by this delegation.
As used in this delegation of
authority, the word ‘‘function’’ includes
any duty, obligation, power, authority,
responsibility, right, privilege,
discretion, or activity. Any reference in
this delegation of authority to any act,
order, determination, delegation of
authority, regulation, or procedure shall
be deemed to be a reference to such act,
order, determination, delegation of
authority, regulation, or procedure as
amended from time to time.
Delegation of Authority Number 316
of September 2, 2008, is hereby
superseded.
This Delegation of Authority shall be
published in the Federal Register.
Dated: August 6, 2010.
Hillary Rodham Clinton,
Secretary of State.
[FR Doc. 2010–21855 Filed 8–31–10; 8:45 am]
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Agencies
[Federal Register Volume 75, Number 169 (Wednesday, September 1, 2010)]
[Notices]
[Pages 53730-53731]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-21842]
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DEPARTMENT OF STATE
[Public Notice 7148]
Culturally Significant Objects Imported for Exhibition
Determinations: ``Richard Hawkins--Third Mind''
SUMMARY: Notice is hereby given of the following determinations:
Pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27,
1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112
Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of
Authority No. 234 of October 1, 1999, and Delegation of Authority No.
236-3 of August 28, 2000, I hereby determine that the objects to be
included in the exhibition ``Richard Hawkins--Third Mind,'' imported
from abroad for temporary exhibition within the United States, are of
cultural significance. The objects are imported pursuant to loan
agreements with the foreign owners or custodians. I also
[[Page 53731]]
determine that the exhibition or display of the exhibit objects at the
Art Institute of Chicago, Chicago, IL, from on or about October 22,
2010, until on or about January 16, 2011; at the Hammer Museum, Los
Angeles, CA, from on or about February 13, 2011, until on or about May
22, 2011, and at possible additional exhibitions or venues yet to be
determined, is in the national interest. Public Notice of these
Determinations is ordered to be published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For further information, including a
list of the exhibit objects, contact Carol B. Epstein, Attorney-
Adviser, Office of the Legal Adviser, U.S. Department of State
(telephone: 202-632-6473). The address is U.S. Department of State, SA-
5, L/PD, Fifth Floor, Washington, DC 20522-0505.
Dated: August 25, 2010.
Ann Stock,
Assistant Secretary, Bureau of Educational and Cultural Affairs,
Department of State.
[FR Doc. 2010-21842 Filed 8-31-10; 8:45 am]
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